WPCPJ "[?Zrts~廓7KvirL:oLwa'hIW8k^} 7 < һ{fYK& ՗aG'y6/qĐTؾ64_r>hikᆜ\uUVq;-`WO[4ٔE\7BOƲꀃg۔U 3f wxZG' ݶgl7ƱL. ;q9ԝpFDfzћn(ߜ8ml$c}9冪aXR+ІCD,, YL8y73\hcI彇)3٣4ؑ6CmXn L9$ț[.T8q%z?b<uCV ~4jm3,hi\C2^0`c1S wVʪN藸rykV&6|V'@g4MD*h*C8#UN % 0%U HLU,Lwx4|fa^  0U 0UNGU> HK 0sg9nf! 0" 0w# 0Q$ 0(% 0%&g''))UN++++++++ 0V+ 0C$, 0g, 08- 0. 0. 0/ 0^0 0 1 1N1 01 0@2 02 033z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4z4 04X5UH@Z5Z5Z5Z5Z5Z5Z5 05 0_6 0!7!7!7!7!7!7!7!7!7p777777777777 0P8P8 0 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 DO9 BM: B/:L: 0g; 0A<UHW<  < m<<d< 0%=%=&=E??????@@UHAAAUHCxCCUHJEEEUH+GsGsGUH I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 0SISISISISISISISISISISISISISISISISISISISISISISISISISISISI 0NJHP LaserJet 4100 PS0(hH  Z 6Times New Roman RegularX(k_<$XCXX1X&_&XXC    "+ON  0Times New Roman BoldC:\OFFICE\WPWIN\TEMPLATE\STANDARD.WPT $Tahoma;^923|xTABLE A}:s *+ (_2623  ..*D+J (_25   ," <DL,23  ..  2( 4 <DL2  (hH  Z 6Times New Roman RegularLevel 1Level 2Level 3Level 4Level 5\  `&Times New Roman > )XXXX&%XX   _ \%&ExportAdministrationRegulations& & ?(#$\\July2,2009#\$\##&%\x# *A+J (_24   ) <DL)23  ..  2( 4 <DL2  ӂLevel 1Level 2Level 3Level 4Level 5 ] 'XXXX&%XX   _&5%%&}%&5Applications(Classification,Advisory,andLicense)andDocumentation#\}u##&%\#((#\%& SupplementNo.9toPart748 #&%\Q#\%&Ԁ#&%\#\%& page  1  #&%\#ԃLevel 1Level 2Level 3Level 4Level 5 d 'XXXX&%XX   _ &5%%&}%&5Applications(Classification,Advisory,andLicense)andDocumentation#\}{##&%\#(#\%& SupplementNo.7toPart748 #&%\W#\%&Ԁ#&%\#\%& page  1  ڀ #&%\#ԄLevel 1Level 2Level 3Level 4Level 5*>+J (_23  ` &<<DL&23  ..  2( 4 <DL2  *;+J (_22   #DL#23  ..  2( 4 <DL2  *8+J (_21    DL 23  ..  2( 4 <DL2  *5+J (_20  h DDL23  ..  2( 4 <DL2  *2+J (_19   L23  ..  2( 4 <DL2  ӅLevel 1Level 2Level 3Level 4Level 5 ] (XXXX&%XX   _&5%%&}%&5Applications(Classification,Advisory,andLicense)andDocumentation#\}u##&%\#(#\%& SupplementNo.8toPart748 #&%\Q#\%&Ԁ#&%\#\%& page  1  #&%\#  )XXXX&%XX   _&5%%&}%&5 ExportAdministrationRegulations     ?(#June6,2002(9 Z6Times New Roman Regular*/+J (_18    L23  ..  2( 4 <DL2  * (_1723  Ԁ*DJ (_16   ," <DL,23  Ԁ  2( 4 <DL2  *AJ (_15   ) <DL)23  Ԁ  2( 4 <DL2  *>J (_14  ` &<<DL&23  Ԁ  2( 4 <DL2  *;J (_13   #DL#23  Ԁ  2( 4 <DL2  *8J (_12    DL 23  Ԁ  2( 4 <DL2  *5J (_11  h DDL23  Ԁ  2( 4 <DL2  *2J (_10   L23  Ԁ  2( 4 <DL2  HUo(/J &_9    L23  Ԁ  2( 4 <DL2  ( &_823  (DJ &_7   ," <DL,23   2( 4 <DL2  (AJ &_6   ) <DL)23   2( 4 <DL2     (>J &_5  ` &<<DL&23   2( 4 <DL2  (C Z(Times New Roman (;J &_4   #DL#23   2( 4 <DL2  (8J &_3    DL 23   2( 4 <DL2  (5J &_2  h DDL23   2( 4 <DL2  http://www.bxa.doc.gov/hpcs/SecuritySafeguardPlans.html(2J &_1   L23   2( 4 <DL2  &/J $_    L23   2( 4 <DL2  G"Thin Top/Bottom! dxdx dP Pd _\XX}\Applications(Classification,Advisory,andLicense)andDocumentation(#}}Part748!page  1  #}}#(3$ _% 3300IrvineAvenue,Suite345 h  >& & NewportBeach,CA92660 ' ' Tel:(949)6600144 '!( Fax:(949)6609347 (") U.S.ExportAssistanceCenter v*N$+ BureauofIndustryandSecurity N+&%, 160W.SantaClaraStreet &,%- Suite725 (- SanJose,CA95113 . Tel:(408)9988805or(408)9988806 / Fax:(408)9988677m&%%& 0  (b) Fortheconvenienceofforeignconsigneesand ` 82 otherforeignparties,certainBISformsmaybeob : 3 tainedatU.S.EmbassiesandConsulatesthrough  4 outtheworld.  5 #&%%m&1#m&%%&  748.3 rJ 8 ̀CLASSIFICATIONREQUESTS, " : ADVISORYOPINIONS,AND  ; ENCRYPTIONREVIEWREQUESTS   < 2   (a)Introduction  Z> `3YoumayaskBIStoprovideyouwiththecorrect 0@ ExportControlClassificationNumberdowntothe A paragraph(orsubparagraph)level,ifappropriate. B BISwilladviseyouwhetherornotyouritemis C subjecttotheEARand,ifapplicable,the hD appropriate_ECCN_.Thistypeofrequestis h@E commonlyreferredtoasa Classification @F Request.Ifrequested,foragivenenduse,end G user,and/ordestination,BISwilladviseyou H whetheralicenseisrequired,orlikelytobeg I ranted,foraparticulartransaction.Notethat xJ theseresponsesdonotbindBIStoissuinga xPK licenseinthefuture.Thistypeofrequest,along P (L withrequestsforguidanceregardingother (!M interpretationsoftheEARarecommonlyreferred "N toas AdvisoryOpinions.Theencryption "O requirementsintheEARrequirethatcertain #P encryptionitemsbereviewedbyBISinorderfor $`Q themtobeeligibleforexportor_reexport_Ԁunder `%8R LicenseException_ENC_Ԁ(see740.17oftheEAR) 8& S ortobereleasedfrom _EI_controls(see ' T 742.15(b)(2)oftheEAR).BISmakesits '!U determinationbasedonthesubmissionofareview ("V requestpreparedinaccordancewiththe )p#W instructionsinSupplementNo.6topart742ofthe p*H$X EAR.Areviewofthequestionsprovidedin H+ %Y SupplementNo.5topart742oftheEARmay  ,%Z assistindeterminingwhetheryoumustsubmitan ( encryptionreviewrequest(seeparagraph(d)of  thissection)foryourparticularitem.     (b)Classificationrequests   ` <Submitclassificationrequestsinaccordancewith 6  theproceduresin748.1.    F (1) EachClassificationRequestmustbelimited    tosixitems.ExceptionsmaybegrantedbyBIS r  onacasebycasebasisforseveralrelateditemsif rJ  therelationshipbetweentheitemsissatisfactorily J"  substantiatedintherequest.Classification "  requestsmustbesupportedbyanydescriptive   literature,brochures,precisetechnical   specificationsorpapersthatdescribetheitemsin   sufficienttechnicaldetailtoenableclassification Z byBISsubmittedasPDFfilesattachedtothe Z2 SNAPRsubmissionunlessapapersubmissionis 2  authorizedpursuantto748.1ofheEAR..    (2) WhensubmittingaClassificationRequest,  youmustcompleteBlocks1through5,14,22(a), n (b),(c),(d),and(_i_),24,and25ontheapplication. nF Youmustprovidearecommendedclassification F inBlock22(a)andexplainthebasisforyour  recommendationbasedonthetechnical  parametersspecifiedintheappropriate_ECCN_Ԁin  Block24.Ifyouareunabletodeterminea ~ recommendedclassificationforyouritem, ~V includeanexplanationinBlock24,identifying V . theambiguitiesordeficienciesthatprecludedyou .!  frommakingarecommendedclassification. "!    (c)AdvisoryOpinions  ## CAdvisoryopinionrequestsmustbeinwritingand d%<% besubmittedtotheaddresslistedin748.1(d)(2). <& & Bothyourletterandenvelopemustbemarked ' '  AdvisoryOpinion. '!(  (1) Yourlettermustcontainthefollowing )t#* informationifyouarerequestingguidance x*P$+ regardinginterpretationsoftheEAR: P+(%,  (,&-  c (_i_)  Thename,title,andtelephoneandfacsimile (- numbersofthepersontocontact; .  c (ii)  Yourcompleteaddresscomprisedofstreet 0 address,city,state,country,andpostalcode;and  `1  (2) IfyouarerequestingBIStodeterminewhether 8 3 alicenseisrequired,orthelicensingpolicyrelated  4 toaparticularenduse,enduser,and/or  5 destination,inadditiontotheinformationrequired  6 in748.3(c)(1)youmustalsoinclude: t7  c (_i_)Allavailableinformationonthepartiesto L$ 9 Ѐthetransactionandtheproposedenduseorend $ : user;  ;  c (ii)Themodelnumberforeachitem,where  = appropriate; \>  c (iii)TheExportControlClassificationNumber, 4 @ ifknown,foreachitem;and  A  c (iv)Anydescriptiveliterature,brochures, C technicalspecificationsorpapersthatdescribethe lD itemsinsufficienttechnicaldetailtoenableBISto lDE verifythecorrectclassification. DF  (3) RequestsforValidatedEnd-Userauthorization H shouldbesubmittedinaccordancewiththe I provisionssetforthin748.15andSupplement J Nos.8and9tothispart. XK    Ӏ(d)Reviewrequestsforencryptionitems  0!M WLADepartmentofCommercereviewofencryption "O itemstransferredfromtheU.S.MunitionsList #P consistentwithExecutiveOrder13026of $hQ November15,1996(3_CFR_,1996Comp.,p.228)f  g  h%@R andpursuanttothePresidentialMemorandumof @& S thatdatemayberequiredtodetermineeligibility ' T underLicenseException_ENC_Ԁorforreleasefrom '!U  _EI_controls.Refertof  g f  g SupplementNo.5topart ("V 742oftheEARforquestionsthatprovideinitial )x#W guidanceindeterminingwhetheryoumustsubmit x*P$X anencryptionreviewrequestforyouritem.Refer P+(%Y tof  g ԀSupplementNo.6topart742oftheEARf  g Ԁfora (,&Z _ocompletelistoftechnicalinformationthatis ( requiredforencryptionreviewrequests.Refer  alsoto742.15(b)oftheEARf  g Ԁforinstructions  regardingmassmarketencryptioncommodities  andsoftware.Referto740.17oftheEARfor  ` theprovisionsofLicenseExceptionENC. ` 8  F   @     748.4 R   BASICGUIDANCERELATEDTO p  APPLYINGFORALICENSE  pH  R  (a)LicenseApplicant     WS (1) Exporttransactions .Onlyapersoninthe   UnitedStatesmayapplyforalicensetoexport   itemsfromtheUnitedStates.Theapplicantmust Z betheexporter,whoistheU.S.principalpartyin Z2 interestwiththeauthoritytodetermineand 2  controlthesendingofitemsoutoftheUnited   States,exceptforEncryptionLicense  Arrangements(ELA)(see750.7(d)oftheEAR).  Seedefinitionof exporterinpart772ofthe j EAR. jB  (2)Routedexporttransactions .TheU.S.  principalpartyininterestorthedulyauthorized  U.S.agentoftheforeignprincipalpartyin  interestmayapplyforalicensetoexportitems ~ fromtheUnitedStates.Priortosubmittingan ~V application,theagentthatappliesforalicenseon V . behalfoftheforeignprincipalpartyininterest .!  mustobtainapowerofattorneyorotherwritten "! authorizationfromtheforeignprincipalpartyin "" interest.See758.3(b)and(d)oftheEAR. ##  (3)Reexporttransactions. TheU.S.orforeign f%>% principalpartyininterest,orthedulyauthorized B& & U.S.agentoftheforeignprincipalpartyin ' ' interest,mayapplyforalicensetoreexport '!( controlleditemsfromonecountrytoanother. (") Priortosubmittinganapplication,anagentthat )z#* appliesforalicenseonbehalfofaforeign z*R$+ principalpartyininterestmustobtainapowerof R+*%, attorneyorotherwrittenauthorizationfromthe *,&- foreignprincipalpartyininterest,unlessthereisa (- preexistingrelationshipbyownership,control, . positionofresponsibilityoraffiliation.See / powerofattorneyrequirementsinparagraph 0 (b)(2)ofthissection.  `1  c      %   (b)Disclosureofpartiesonlicense 8 3 applicationsandthepowerofattorney   4 \ (1)Disclosureofparties .Licenseapplicantsmust  6 disclosethenamesandaddressesofallpartiestoa t7 transaction.WhentheapplicantistheU.S.agent tL 8 oftheforeignprincipalpartyininterest,the L$ 9 applicantmustdisclosethefactoftheagency $ : relationship,andthenameandaddressofthe  ; agentsprincipal.Ifthereisanydoubtabout  < whichpersonsshouldbenamedaspartiestothe  = transaction,theapplicantshoulddisclosethe \> namesofallsuchpersonsandthefunctionstobe \4? performedbyeachinBlock24oftheapplication. 4 @ Notethatwhentheforeignprincipalpartyin  A interestistheultimateconsigneeorenduser,the B nameandaddressneednotberepeatedinBlock C 24.See Partiestothetransactionin748.5. lD  (2)Powerofattorneyorotherwritten DF authorization.  G  c (i)Requirement.Anagentmustobtainapower I ofattorneyorotherwrittenauthorizationfromthe |J principalpartyininterest,unlessthereisa |TK preexistingrelationshipbyownership,control, T ,L positionofresponsibilityoraffiliation,priorto ,!M preparingorsubmittinganapplicationfora "N license,whenactingaseither: "O  c   (A)Anagent,applicant,licenseeandexporter $dQ foraforeignprincipalpartyininterestinarouted d%<R transaction;or <& S  c   (B)Anagentwhopreparesanapplicationfor '!U exportonbehalfofaU.S.principalpartyin ("V interestwhoistheactualapplicant,licenseeand )t#W exporterinanexporttransaction. t*L$X  c (ii)Application.Block7ofthe_ooapplication $,%Z (documentsonfilewithapplicant)mustbe ( marked otherandBlock24(Additional  information)mustbemarked 748.4(b)(2)to  indicatethatthepowerofattorneyorother  writtenauthorizationisonfilewiththeagent.  ` See758.3(d)forpowerofattorneyrequirement, ` 8 andseealsopart762oftheEARfor 8  _oorecordkeeping_ooԀrequirements.      (c)Prohibitedfromapplyingforalicense     7hNopersonconvictedofaviolationofanystatute nF  specifiedinsection11(h)oftheExport F  AdministrationAct,asamended,atthediscretion   oftheSecretaryofCommerce,mayapplyforany   licenseforaperiodupto10yearsfromthedate   oftheconviction.See766.25oftheEAR. ~     (d)Prioractiononashipment  V. 6jIfyouhaveobtainedalicensewithoutdisclosure  ofthefactsdescribedinthissection,thelicense  willbedeemedtohavebeenobtainedwithout  disclosureofallfactsmaterialtothegrantingof d thelicenseandthelicensesoobtainedwillbe d< deemedvoid.Seepart764oftheEARforother < sanctionsthatmayresultintheeventaviolation  occurs.   (1)Licensesforitemssubjecttodetentionor t seizure. Ifyousubmitalicenseapplicationfor tL itemsthatyouknowhavebeendetainedorseized P ( bytheOfficeofExportEnforcementorbythe (!  U.S.CustomsService,youmustdisclosethisfact "! toBISwhenyousubmityourlicenseapplication. ""  (2)Licensesforitemspreviouslyexported.  $`$ YoumaynotsubmitalicenseapplicationtoBIS d%<% coveringashipmentthatisalreadyladenaboard <& & theexportingcarrier,exportedor_ooreexported_oo.If ' ' suchexportor_ooreexport_ooԀshouldnothavebeen '!( madewithoutfirstsecuringalicenseauthorizing (") theshipment,youmustsendaletterof )t#* explanationtothe t*L$+  F OfficeofExportEnforcement $,%-  c U.S.DepartmentofCommerce (-  c 14thandPennsylvaniaAvenue,_ooN.W._oo,H4520 .  c Washington,D.C.20230 / Thelettermuststatewhyalicensewasnot  `1 obtainedanddiscloseallfactsconcerningthe ` 82 shipmentthatwouldnormallyhavebeendisclosed 8 3 onthelicenseapplication.Youwillbeinformed  4 ofanyactionandfurnishedanyinstructionsbythe  5 OfficeofExportEnforcement.  6   (e)Multipleshipments  pH 8 !sYourlicenseapplicationneednotbelimitedtoa  : singleshipment,butmayrepresentareasonable  ; estimateofitemstobeshippedthroughoutthe  < validityofthelicense.Donotwaituntilthe ~ = licenseyouareusingexpiresbeforesubmittinga ~V> newapplication.Youmaysubmitanew V.? applicationpriortotheexpirationofyourcurrent .@ licenseinordertoensureuninterruptedshipping. A    (f)Secondapplication  C uYoumaynotsubmitasecondlicenseapplication d<E coveringthesameproposedtransactionwhilethe <F firstispendingactionbyBIS. G    (g)Resubmission  I vIfalicenseapplicationisreturnedwithoutaction rJK toyoubyBISoryourapplicationrepresentsa J "L transactionpreviouslydeniedbyBIS,andyou "!M wanttoresubmitthelicenseapplication,anew !N licenseapplicationmustbecompletedin "O accordancewiththeinstructionscontainedin #P SupplementNo.1topart748.Citethe $ZQ ApplicationControlNumberonyouroriginal Z%2R applicationinBlock24onthenewlicense 2& S application.  ' T      (h)Emergencyprocessing  ("V tyApplicantsmayrequestemergencyprocessingof h*@$X licenseapplicationsbycontactingtheOutreach @+%Y andEducationalServicesDivisionoftheOfficeof ,%Z <+ < <  ExporterServicesbytelephoneon(202) ' 482-4811orbyfacsimileon(202)482-2927.  RefertotheApplicationControlNumberwhen  makingemergencyprocessingrequests.BISwill  expediteitsevaluation,andattempttoexpedite  ` theevaluationsofothergovernmentagencies,of _ 8 alicenseapplicationwhen,initssolejudgement, 7  thecircumstancesjustifyemergencyprocessing.   EmergencyprocessingisnotavailableforSpecial   ComprehensiveLicenseapplications.See    750.7(h)oftheEARforthelimitonthevalidity p  periodofemergencylicenses. oH     748.5 ap~   }  PARTIESTOTHETRANSACTION   U~ Thefollowingpartiesmaybeenteredonthe W0 application.Thedefinitions,whichalsoappearin / Part772oftheEAR,aresetouthereforyour  conveniencetoassistyouinfillingoutyour  applicationcorrectly.    (a)Applicant  g@ Thepersonwhoappliesforanexportor_ooreexport_oo  license,andwhohastheauthorityofaprincipal  partyininteresttodetermineandcontrolthe  exportor_ooreexport_ooԀofitems.See748.4(a)and v definitionof exporterinpart772oftheEAR. uN   (b)Otherpartyauthorizedtoreceivelicense  %!  ́Thepersonauthorizedbytheapplicanttoreceive "" thelicense.Ifapersonandaddressislistedin ## Block15oftheapplication,theBureauof $`$ IndustryandSecuritywillsendthelicensetothat _%8% personinsteadoftheapplicant.Designationof 7& & anotherpartytoreceivethelicensedoesnotalter ' ' theresponsibilitiesoftheapplicant,licenseeor '!( exporter. (")  F  ,%-    (c)Purchaser  '- `Thepersonabroadwhohasenteredintothe / transactiontopurchaseanitemfordeliverytothe 0 ultimateconsignee.Inmostcases,thepurchaseris  ^1 notabank,forwardingagent,orintermediary.The ] 62 purchaserandultimateconsigneemaybethesame 5 3 entity.  4   (d)IntermediateConsignee   6 $Thepersonthatactsasanagentforaprincipal iB 8 partyininterestandtakespossessionoftheitems A 9 forthepurposeofeffectingdeliveryoftheitemsto  : theultimateconsignee.Theintermediate  ; consigneemaybeabank,forwardingagent,or  < otherpersonwhoactsasanagentforaprincipal z = partyininterest. yR>    (e)UltimateConsignee  )@ CTheprincipalpartyininterestlocatedabroadwho B receivestheexportedor_ooreexported_ooԀitems.The C ultimateconsigneeisnotaforwardingagentor dD otherintermediary,butmaybetheenduser. c<E    (f)EndUser  G ɉThepersonabroadthatreceivesandultimately I usestheexportedor_ooreexported_ooԀitems.Theend vJ userisnotaforwardingagentorintermediary,but uNK maybethepurchaserorultimateconsignee. M &L     748.6 apD  "O  @@22 GENERALINSTRUCTIONSFOR@@ZZ LICENSE $^Q APPLICATIONS  ]%6R  (a)Instructions   ' T   Generalinstructionsforfillingoutlicense ("V applicationsareinSupp.No.1tothispart. )l#W Specialinstructionsforapplicationsinvolving k*D$X certaintransactionsarelistedin748.8and C+%Y describedfullyinSupp.No.2tothispart. ,%Z Ї  (b)ApplicationControlNumber  ' Eachapplicationhasanapplicationcontrol  number.TheApplicationControlNumber,  consistingofaletterfollowedbysixdigits,isfor  ^ usebyBISwhenprocessingapplications,andby ] 6 applicantswhencommunicatingwithBIS 5  concerningpendingapplications.Thisnumberis   usedfortrackingpurposeswithintheU.S.   Government.TheApplicationControlNumberis    notalicensenumber. n    (c)Approvalordenialinentirety  E  >Licenseapplicationsmaybeapprovedinwholeor   inpart,deniedinwholeorinpart,orreturned   withoutaction.However,youmayspecifically |  requestthatyourlicenseapplicationbe {T consideredasawholeandeitherapprovedor S, deniedinitsentirety. +   (d)Combiningitemsonlicense  applications   #dcddAnyitemsmaybecombinedonasingle _8 application;however,iftheitemsdiffer 7 dramatically(e.g.,computersandshotguns)the  numberofBISofficestowhichalicense  applicationmaybereferredforreviewmay  increasesignificantly.Accordingly,itis p recommendedthatyoulimititemsoneachlicense oH applicationtothosethataresimilarand/orrelated. G  #dddc  (e)#&%%m&t2#Attachmentstoapplicationsm&%%&  !! Ɣ#&%%m&#Documentsrequiredtobesubmittedwith #~# applicationsfiledviaSNAPRmustbesubmitted }$V$ asPDFfilesusingtheproceduresdescribedin U%.% SNAPR.Documentsrequiredtobesubmitted -& & withpaperapplicationsmustbeartheapplication ' ' controlnumbertowhichtheyrelateand,if '!( applicable,bestapledtothepaperform.Where (") necessary,BISmayrequireyoutosubmit )f#* additionalinformationbeyondthatstatedinthe e*>$+ EARconfirmingoramplifyinginformation =+%, containedinyourlicenseapplication. ,%- m&%%&   (f)Changesinfacts  '- q#d_ddAnswerstoallitemsonthelicenseapplicationwill / bedeemedtobecontinuingrepresentationsofthe 0 existingfactsorcircumstances.Anymaterialor  ^1 substantivechangeinthetermsoftheorder,orin ] 62 thefactsrelatingtothetransaction,mustbe 5 3 promptlyreportedtoBIS,whetheralicensehas  4 beengrantedorthelicenseapplicationisstillunder  5 consideration.Ifalicensehasbeengrantedand  6 suchchangesarenotexceptedin750.7(c)ofthe n7 EAR,theymustbereportedimmediatelytoBIS, mF 8 eventhoughshipmentsagainstthelicensemaybe E 9 partiallyorwhollycompleted,duringthevalidity  : periodofthelicense.  ;    (g)Requestforextendedlicense ~ = validityperiod  {T> O#dd_Anextendedvalidityperiodwillgenerallybe )@ grantedifyourtransactionisrelatedtoamulti A yearproject,whenproductionleadtimewillnot B permitexportor_ooreexport_ooԀduringthenormal C validityperiodorforothersimilarcircumstances. bD Acontinuingrequirementtosupplyspareor a:E replacementpartswillnotnormallyjustifyan 9F extendedvalidityperiod.  Torequestanextended G validityperiod,includejustificationforyour H requestinBlock24ontheapplication.  I 748.7 l I "L APPLYINGELECTRONICALLYFORA !N LICENSEORCLASSIFICATION "O ЀREQUEST  #P Ÿ   (a)Authorization  Y%2R   Youmayapplyelectronicallyonceyouhavebeen ' T authorizedtodosobyBIS.Anauthorizationto '!U submitapplicationselectronicallymaybelimited ("V orwithdrawnbyBISatanytime.Thereareno )h#W prerequisitesforobtainingpermissiontosubmit g*@$X electronicallyorlimitationsintermsofcountry ?+%Y eligibility.However,BISmaydirectforany ,%Z reasonthatanyelectronicapplicationbe ' resubmittedinwriting,inwholeorinpart.   #&%%m&R#m&%%&(1) Requestingapprovaltosubmitapplications  electronically .Tosubmitapplications  d electronically,yourcompanymustsubmita g @ writtenrequesttoBIS.Writtenrequestsmaybe ?  faxedto(202)2199179or(202)2199182   (Washington,DC),faxedto(949)6609347   (NewportBeach,CA),orsubmittedtooneofthe    addressesidentifiedin748.2(c)ofthispart.Both x  theenvelopeandlettermustbemarked Attn: wP  ElectronicSubmissionRequest.Yourlettermust O(  containyourcompany'sname,andtheaddress, '  telephonenumber,andnameoftheprincipal   contactpersoninyourcompany.Before   approvingyourrequest,BISwillprovideyou   withlanguageforanumberofrequired ` certifications.Onceyouhavecompletedthe _8 necessarycertifications,youmaybeapprovedby 7 BIStosubmitapplicationselectronically.   (2)Assignmentanduseofcompanyand  personalidentificationnumbers. p  F (_ooi_oo)Eachcompanygrantedpermissiontosubmit G  applicationselectronicallywillbeassigneda  companyidentificationnumber.      EachpersonapprovedbyBIStosubmit  applicationselectronicallyforthecompanywill  beassignedapersonalidentificationnumber X ( PIN)telephonicallybyBIS.APINwillbe W 0 assignedtoyouonlyifyourcompanyhas /!  certifiedtoBISthatyouareauthorizedtoactfor "! itinmakingelectronicsubmissionsunderthe "" EAR. ##  F (ii)Yourcompanymayrevealtheassigned g%@% companyidentificationnumberonlytothePIN ?& & holders,theirsupervisors,employees,oragentsof ' ' thecompanywithacommercialjustificationfor '!( knowingthecompanyidentificationnumber. (")  F (iii)AnindividualPINholdermaynot: w*P$+  F   (A)DisclosethePINtoanyone; ',&- Ї c   (B)RecordthePINeitherinwritingor '- electronically; .  c   (C)AuthorizeanotherpersontousethePIN; 0 or  `1  c   (D)UsethePINfollowingterminationbyBIS 7 3 oryourcompanyofyourauthorizationorapproval  4 forPINuse.  5  c (iv)TopreventmisuseofthePIN: p7  c   (A)IfaPINislost,stolenorotherwise G 9 compromised,thecompanyandthePINholder  : mustreporttheloss,theftorcompromiseofthe  ; PINimmediatelybytelephoningBISat  < (202)482-0436.Youmustconfirmthisnotification  = inwritingwithintwobusinessdaystoBISatthe X> addressprovidedin748.2(c)ofthispart. W0?  c   (B)Yourcompanyisresponsiblefor A immediatelynotifyingBISwheneveraPINholder B leavestheemployofthecompanyorotherwise C ceasestobeauthorizedbythecompanytosubmit hD applicationselectronicallyonitsbehalf. g@E  c (v)Nopersonmayuse,copy,stealorotherwise G compromiseaPINassignedtoanotherperson;and H nopersonmayuse,copy,stealorotherwise I compromisethecompanyidentificationnumber xJ wherethecompanyhasnotauthorizedsuchperson wPK tohaveaccesstothenumber. O (L    (b)Electronicsubmissionofapplications  !N ] (1) Allapplications. Uponsubmissionofthe #P requiredcertificationsandapprovalofthe $bQ company'srequesttouseelectronicsubmission, a%:R BISwillprovideinstructionsbothonthemethod 9& S totransmitapplicationselectronicallyandthe ' T processforsubmittingrequiredsupporting '!U documentsandtechnicalspecifications.These ("V instructionsmaybemodifiedbyBISfromtimeto )r#W time. q*J$X  (2) LicenseApplications. Theelectronic !,%Z submissionofanapplicationforlicensewill ' constituteanexportcontroldocument.Such  submissionsmustprovidethesameinformation  aswrittenapplicationsandaresubjecttothe  _oorecordkeeping_ooԀprovisionsofpart762oftheEAR.  ` TheapplicantcompanyandPINholder _ 8 submittingtheapplicationwillbedeemedto 7  makeallrepresentationsandcertificationsasif   thesubmissionweremadeinwritingbythe   companyandsignedbythesubmittingPIN    holder.Electronicsubmissionofalicense p  applicationwillbeconsideredcompleteuponthe oH  transmittaloftheapplicationtoBISortoan G  entityundercontracttoreceivesuchapplications   forBIS.   Ĵ   (c)Maintenanceofalog    GYourcompanymustmaintainalog,either U. manuallyorelectronically,specifyingthedate - andtimeofeachelectronicsubmission,the  _ooECCNs_ooԀofitemsoneachelectronicsubmission,  andthenameoftheemployeeoragentsubmitting  thelicenseapplication.Thislogmaynotbe f altered.Writtencorrectionsmustbemadeina e> mannerthatdoesnoteraseorcoveroriginal = entries.Ifthelogismaintainedelectronically,  correctionsmayonlybemadeasnotations.     (d)Updating  v tAnapplicantcompanymustpromptlynotifyBIS K $ ofanychangeinitsnameoraddress.Ifyour #!  companywishestohaveanindividualaddedasa !! PINholder,yourcompanymustadviseBISand "" followtheinstructionsprovidedbyBIS.Your ## companyshouldconductperiodicreviewsto $\$ ensurethat_ooPINs_ooԀareheldonlybyindividuals [%4% whosecurrentresponsibilitiesmakeitnecessary 3& & andappropriatethattheyactforthecompanyin  ' ' thiscapacity. '!( @   ,%-    748.8 '- UNIQUEAPPLICATIONAND / SUBMISSIONREQUIREMENTS  0 Inadditiontotheinstructionscontainedin _ 82 SupplementNo.1tothispart748,youmustalso 7 3 ensurethattheadditionalrequirementsforcertain  4 itemsortypesoftransactionsdescribedinthis  5 sectionareaddressedinyourlicenseapplication.  6 SeeSupplementNo.2tothispart748ifyour p7 applicationinvolves: oH 8 (a)Chemicals,medicinals,andpharmaceuticals.  : (b)Communicationsinterceptingdevices.  < (c)Digitalcomputers,telecommunications,and X> relatedequipment. W0? (d)Giftparcels;consolidatedinasingleshipment. A (e)IntransitshipmentsthroughtheUnitedStates. C (f)IntransitshipmentsoutsideoftheUnitedStates. g@E (g)NuclearNonproliferationitemsandenduses. G (h) Numericalcontroldevices,motioncontrol I boards,numericallycontrolledmachinetools, zJ dimensionalinspectionmachines,directnumerical yRK controlsystems,speciallydesignedassembliesand Q *L speciallydesignedsoftware. )!M (_ooi_oo)Parts,components,andmaterialsincorporated "O abroadintoforeign-madeproducts. #P (j)Shipstores,planestores,supplies,andequip a%:R ment. 9& S (k)Regionalstabilitycontrolleditems. '!U (l)_ooReexports_oo. )r#W (m) Robots. I+"%Y  #,%Z (n) ShortSupplycontrolleditems. ' (o)Technology.  (p) Temporaryexportsor_ooreexports_oo.  b (q)ExportsofchemicalscontrolledforCW ;  reasonsby_ooECCN_ooԀ1C350tocountriesnotlistedin   SupplementNo.2topart745oftheEAR..    (r)Encryptionreviewrequests.  t   (s)ForeignNationalReviewRequest.  I"   (t) ForeignNationalSupportStatementfor   deemedexports.    (u)Aircraftandvesselsontemporarysojourn. Z (v)Incountrytransfers. 1  @     B  748.9 h)y  SUPPORTDOCUMENTSFORLICENSE iB APPLICATIONS  A >   (a)Exemptions   _Ifyouplantosubmitalicenseapplication x involvingoneofthefollowingsituationsandyour wP itemisnotafirearmsitemdestinedforanOAS O ( membercountry,nosupportdocumentationis '!  required.Simplysubmitthelicenseapplication. !! Ifyouritemisafirearmsitem(Reasonfor "" Controlidentifiedas FContheCommerce ## ControlList,SupplementNo.1topart774ofthe $`$ EAR)destinedforanOASmembercountry, _%8% proceedtosection748.14ofthispart. 7& &  (1) Allexportsand_ooreexports_ooԀinvolvingultimate '!( consigneeslocatedinanyofthefollowing (") destinations: )t#* Ѐ F Bahamas K+$%,  F Barbados #,%-  c Belize '-  c Bermuda .  c Bolivia /  c Brazil 0  c Canada  `1  c Chile _ 82  c Colombia 7 3  c CostaRica  4  c DominicanRepublic  5  c Ecuador  6  c ElSalvador p7  c FrenchWestIndies oH 8  c FrenchGuiana G 9  c Greenland  :  c Guatemala  ;  c Guyana  <  c Haiti  =  c Honduras X>  c Jamaica W0?  c LeewardandWindwardIslands /@  c Mexico A  c MiquelonandSt.PierreIslands B  c NetherlandsAntilles C  c Nicaragua hD  c Panama g@E  c Paraguay ?F  c Peru G  c Surinam H  c TrinidadandTobago I  c Uruguay xJ  c Venezuela wPK  (2) #&%%m&{#&{%%&Theultimateconsigneeorpurchaserisa '!M foreigngovernment(s)orforeigngovernment "N agency(_ooies_oo),otherthanthegovernmentofthe "O PeoplesRepublicofChina.Todetermine #P whetherthepartiestoyourtransactionmeetthe $dQ definitionof governmentagencyrefertothe c%<R definitioncontainedinpart772oftheEAR. ;& S Remember,ifeithertheultimateconsigneeor ' T purchaserisnotaforeigngovernmentorforeign '!U governmentagency,astatementisrequiredfrom ("V the_oonongovernmental_ooԀparty.#&%%&{#m&%%& )t#W  c   0   (#(#  (3) #&%%m&#m&%%&Thelicenseapplicationisfiledby,oronbehalf K+$%Y of,areliefagencyregisteredwiththeAdvisory ',&Z _ooCommitteeonVoluntaryForeignAid,U.S. ' AgencyforInternationalDevelopment,forexport  toamemberagencyintheforeigncountry.  @   (4) Thelicenseapplicationissubmittedtoexport  ` orreexportitemsfortemporaryexhibit, c < demonstration,ortestingpurposes. ;   (5) Thelicenseapplicationissubmittedforitems   controlledforshortsupplyreasons(seepart754    oftheEAR). x   (6) Thelicenseapplicationissubmittedunderthe O(  SpecialComprehensiveLicenseprocedure +  describedinpart752oftheEAR.    (7) Thelicenseapplicationissubmittedtoexport   orreexportsoftwareortechnology. h  (8) Thelicenseapplicationissubmittedtoexport ? orreexportencryptionitemscontrolledunder  ECCNs5A002,5B002,5D002and5E002.     (b)Supportdocumentrequirements  | Licenseapplicationsnotexemptunderparagraph Q* (a)ofthissectiongenerallymustbesupportedby ) documentsdesignedtoelicitinformation  concerningthedispositionoftheitemsintended  forexportorreexport.Thesesupportdocuments  mustbeeithersubmittedatthetimethelicense b applicationisfiledorretainedintheapplicant's a : filesinaccordancewiththerecordkeeping 9!  provisionsofpart762oftheEAR.Thetypeof "! supportdocumentationrequiredisdependenton "" theiteminvolvedandthecountryofultimate ## destination.Todeterminewhichtypeofsupport $r$ documentationisrequired,answerthefollowing q%J% questions: I&" &  (1) Doesyourtransactioninvolveitems '!( controlledfornationalsecurityreasons?Does (") yourtransactioninvolveitemsdestinedforthe )#* People'sRepublicofChina(PRC)? *^$+  F (i)Ifyes,continuewithquestionnumber2in 5,&- paragraph(b)(2)ofthissection. '-  c (ii)Ifno,yourtransactionmayrequirea / StatementbyUltimateConsigneeandPurchaser. 0 Readtheremainderofthissectionbeginningwith  `1 paragraph(c)ofthissection,thenproceedto _ 82 748.11oftheEAR. 7 3  (2) Doesyourtransactioninvolveitemscontrolled  5 fornationalsecurityreasonsdestinedforoneof  6 thefollowingcountries?(Thisappliesonlyto t7 thoseoverseasdestinationsspecificallylisted.)If sL 8 youritemisdestinedforthePRC,doesyour K$ 9 transactioninvolveitemsthatrequirealicenseto # : thePRCforanyreason?  ;  c Argentina  =  c Australia \>  c Austria [4?  c Belgium 3 @  c Bulgaria  A  c China(PRC) B  c CzechRepublic C  c Denmark lD  c Finland kDE  c France CF  c Germany G  c Greece H  c HongKong I  c Hungary |J  c India {TK  c Ireland,Republicof S ,L  c Italy +!M  c Japan "N  c Korea,Republicof  "O  c Liechtenstein  #P  c Luxembourg  $dQ  c Netherlands  c%<R  c NewZealand ;& S  c Norway ' T  c Pakistan '!U  c Poland ("V  c Portugal )t#W  c Romania s*L$X  c Singapore K+$%Y  c _ooSlovakia #,%Z  F Spain '  F Sweden   F Switzerland   F Taiwan   F Turkey  `  F UnitedKingdom _ 8  F (_ooi_oo)Ifyes,yourtransactionmayrequirean   ImportCertificateorEnd-UserStatement.Ifyour   transactioninvolvesitemsdestinedforthePRC    thatarecontrolledtothePRCforanyreason, p  yourtransactionmayrequireaPRCEnd-User oH  Statement.Notethatifthedestinationisthe G  PRC,aStatementofUltimateConsigneeand   PurchasermaybesubstitutedforaPRCEnd-User   Statementwhentheitemtobeexported(i.e.,   replacementpartsandsub-assemblies)isfor   servicingpreviouslyexporteditemsandisvalued X at$75,000orless. W0  F   (ii)Ifno,yourtransactionmayrequirea  StatementbyUltimateConsigneeandPurchaser.  Readtheremainderofthissection,thenproceed  to748.11oftheEAR.#&%%m&#m&%%& h >   (c)Licenseapplicationsrequiring ? supportdocuments   DLicenseapplicationsrequiringsupportbyeithera  StatementbytheUltimateConsigneeand t PurchaseroranImportCertificateorEnd-User sL Statementmustindicatethetypeofsupport K $ documentobtainedinBlock6or7onyour #!  applicationwithan"X"intheappropriatebox.If !! thesupportdocumentisanImportCertificateor "" EndUserStatement,youmustalsoidentifythe ## originatingcountryandnumberoftheCertificate $\$ orStatementinBlock13onyourapplication.If [%4% alicenseapplicationissubmittedwithouteither 3& & thecorrectBlockorBoxmarkedonthe  ' ' applicationortherequiredsupportdocument,the '!( licenseapplicationwillbeimmediatelyreturned (") withoutactionunlessthesatisfactoryreasonsfor )l#* failingtoobtainthedocumentaresuppliedin k*D$+ Block24orinanattachmenttoyourlicense C+%, application. ,%- Ї (1)Licenseapplicationssupportedbyan '- ImportorEndUserStatement. Youmaysubmit . yourlicenseapplicationuponreceiptofafacsimile / orotherlegiblecopyoftheImportCertificateor 0 End-UserStatement,providedthatnoshipmentis  d1 madeagainstanylicenseissuedbaseduponthe c <2 ImportCertificateorEnd-UserStatementpriorto ; 3 receiptandretentionoftheoriginalstatementby  4 theapplicant.  5  (2)LicenseapplicationssupportedbyUltimate t7 ConsigneeandPurchaserstatements. These sL 8 typesoflicenseapplicationsmaybesubmitted O( 9 uponreceiptofafacsimileorotherlegiblecopyof ' : theoriginalstatementprovidedthattheapplicant  ; receivesthemanuallysignedoriginalwithin60  < daysfromthedatetheoriginalissignedbythe  = ultimateconsignee. `>  c      %     (d)Exceptionstoobtainingtherequired 7@ supportdocument  A  BISwillconsiderthegrantingofanexceptionto C therequirementforsupportingdocumentwhere lD therequirementscannotbemetdueto kDE circumstancesbeyondyourcontrol.Anexception CF willnotbegrantedcontrarytotheobjectivesofthe G U.S.exportcontrollawsandregulations.Referto H 748.12(d)ofthispartforspecificinstructionson I proceduresforrequestinganexception. |J    (e)Validityperiod  S ,L  (1) WhenanImportorEndUserCertificateora "N StatementbyUltimateConsigneeandPurchaseris "O requiredtosupportoneormorelicense #P applications,youmustsubmitthefirstlicense $fQ applicationwithinthevalidityperiodshownonthe e%>R Certificate,or6monthsfromthedatethe =& S CertificatewasissuedorStatementsigned, ' T whicheverisshorter. '!U  (2) Allsubsequentlicenseapplicationssupported )v#W bythesameImportorEndUseCertificatemustbe y*R$X submittedtoBISwithinoneyearfromthedatethat Q+*%Y thefirstlicenseapplicationsupportedbythesame ),&Z ImportorEndUseCertificatewassubmittedto ' BIS.   (3) Allsubsequentlicenseapplicationssupported  bythesameStatementbyUltimateConsigneeand  d Purchasermustbesubmittedwithintwoyearsof c < thefirstapplicationifthestatementwas ;  completedasasingletransactionstatement.If   thestatementwascompletedasamultiple   transactionstatement,allapplicationsmustbe    submittedwithintwoyearsofsignaturebythe t  consigneeorpurchaser,whicheverwaslast. sL  =   (f)Englishtranslationrequirements #  H Allabbreviations,codedterms,orother   expressionsonsupportdocumentshavingspecial   significanceinthetradeortothepartiestothe X transactionmustbeexplainedonanattachmentto W0 thedocument.Documentsinalanguageother / thanEnglishmustbeaccompaniedbyan  attachmentgivinganaccurateEnglishtranslation,  eithermadebyatranslatingserviceorcertifiedby  youtobecorrect.Explanationsortranslations h shouldbeprovidedonaseparatepieceofpaper, g@ andnotenteredonthesupportdocuments ? themselves.     (g)Responsibilityforfulldisclosure     (1) Informationcontainedinasupportdocument uN cannotbeconstruedasextendingorexpandingor Q * otherwisemodifyingthespecificinformation )!  suppliedinalicenseapplicationorlicenseissued "! byBIS.Thelicenseapplicationcoveringthe "" transactiondiscloseallfactspertainingtothe ## transaction.Theauthorizationscontainedinthe $b$ resultinglicensearenotextendedbyinformation a%:% containedinanImportCertificate,EndUser 9& & CertificateorStatementbyUltimateConsignee ' ' andPurchaserregarding_ooreexport_ooԀfromthe '!( country (") ofdestinationanyotherfactsrelativetothe )r#* transactionthatarenotreportedonthelicense q*J$+ application. I+"%,  !,%-  (2) Misrepresentations,eitherthroughfailureto '- disclosefacts,concealingamaterialfact,or . furnishingfalseinformation,willsubject / responsiblepartiestoadministrativeactionbyBIS. 0 Administrativeactionmayincludesuspension,  d1 revocation,ordenialoflicensingprivilegesand c <2 denialofotherparticipationinexportsfromthe ; 3 UnitedStates.  4  (3) Inobtainingtherequiredsupportdocument,  6 youastheapplicantarenotrelievedofthe x7 responsibilityforfulldisclosureofanyother wP 8 informationconcerningtheultimatedestination O( 9 andenduse,enduserofwhichyouknow,evenif ' : inconsistentwiththerepresentationsmadeinthe  ; ImportCertificate,EndUserCertificate,or  < StatementbyUltimateConsigneeandPurchaser.  = YouareresponsibleforpromptlynotifyingBISof `> anychangeinthefactscontainedinthesupport _8? documentthatcomestoyourattention. 7@  c      %  +    (h)Effectonlicenseapplicationreview  B hBISreservestherightinallrespectstodetermine nD towhatextentanylicensewillbeissuedcovering mFE itemsforwhichanImportorEndUserCertificate EF hasbeenissuedbyaforeigngovernment.BISwill G notseekorundertaketogiveconsiderationto H recommendationsfromtheforeigngovernmentas I totheactiontobetakenonalicenseapplication. ~J Asupportingdocumentissuedbyaforeign }VK governmentwillbeonlyoneofthefactorsupon U .L whichBISwillbaseitslicensingaction,since -!M end-usesandotherconsiderationsareimportant "N factorsinthedecisionmakingprocess. "O    (_ooi_oo)Requestforreturnofsupportdocuments $fQ submittedtoBIS  c%<R ! Ifanapplicantisrequestedbyaforeignimporter ' T toreturnanunusedorpartiallyusedImportor '!U EndUserCertificatesubmittedtoBISinsupport ("V ofalicenseapplication,theprocedureprovidedin )r#W thisparagraph(_ooi_oo)shouldbefollowed: q*J$X  (1) Theapplicantmustsendaletterrequestfor !,%Z returnofanImportorEndUserCertificatetothe ' addressstatedin748.2(c)ofthispart, Attn:  Import/EndUserCertificateRequest.   F    r    h (2) Theletterrequestmustincludethenameand  ` addressoftheimporter,theApplicationControl c < NumberunderwhichtheoriginalImportorEnd ;  UserCertificatewassubmitted,theApplication   ControlNumbersforanysubsequentlicense   applicationssupportedbythesamecertificate,    andoneofthefollowingstatements,ifapplicable: t   F (_ooi_oo)Ifthecertificatecoversaquantitygreater K$  thanthetotalquantityidentifiedonthelicense #  application(s)submittedagainstit,astatement   thatthecertificatewillnotbeusedinconnection   withanotherlicenseapplication.    F (ii)Ifyoudonotintendtomakeanyadditional [4 shipmentsunderalicensecoveredbythe 3  certificate,orareinpossessionofanexpired   licensecoveredbythecertificate,astatementto  thiseffect,indicatingtheunshippeditems.   F    (j)_ooRecordkeeping_ooԀrequirementsforreturning kD certificatesretainedbytheapplicant  A   (1) Thoughthe_oorecordkeeping_ooԀprovisionsofthe  EARrequirethatalloriginalsupportdocuments  beretainedforaperiodoffiveyears,anunused | orpartiallyusedcertificatemaybereturnedatthe {T requestofaforeignimporterprovidedthatyou S , submittheoriginalcertificate,accompaniedbya +!  letterofexplanation,acopyofeachlicense "! coveredbythecertificate,andalistofall "" shipmentsmadeagainsteachlicensetoBISatthe ## addresslistedin748.2(c).BISwillnotifyyouin $d$ writingwhetheryourrequesthasbeengranted. c%<% Thefollowinginformationmustbecontainedin ;& & yourletterofexplanation: ' '  F (_ooi_oo)Astatementcitingtheforeignimporter's (") requestforreturnofthecertificate; )t#*  F (ii)Thelicensenumber(s)thathavebeen K+$%, issuedagainstthecertificate(includingboth #,%- outstandingandexpiredlicenses);and  "  '-  c (iii)Ifthecertificatecoversaquantitygreater . thatthetotalquantitystatedonthelicense(s),you / mustincludeastatementthatthecertificatewill 0 notbeusedinconnectionwithanotherlicense  `1 application. _ 82  (2) Ifyourrequestisgranted,BISwillreturnthe  4 certificatetoyou.Youmustmakeacopyofthe  5 certificatebeforeyoureturntheoriginaltothe  6 importer.Thiscopymustshowalltheinformation t7 containedontheoriginalcertificateincludingany sL 8 notationmadeonthecertificatebyBIS.The K$ 9 copiesmustberetainedonfilealongwithyour # : correspondenceinaccordancewiththe  ; А_oorecordkeeping_ooԀprovisionsinpart762oftheEAR.  < @;L    748.10 [4? IMPORTCERTIFICATESAND  A ЀEND-USERSTATEMENTS  B  #&%%m&#m&%%&(a)Scope  lD )#&%%m&.*#m&%%&ThereareavarietyofImportCertificatesand AF End-UserStatementscurrentlyinusebyvarious G governments.Thecontrolexercisedbythe H governmentissuingtheImportCertificateor I End-UserStatementisinadditiontotheconditions zJ andrestrictionsplacedonthetransactionbyBIS. yRK ThelawsandregulationsoftheUnitedStatesare Q *L innowaymodified,changed,orsupersededbythe )!M issuanceofanImportCertificateorEnd-User "N Statement.Thissectiondescribesexceptionsand "O relationshipsforbothImportCertificatesand #P End-UserStatements,andgenerallyappliesonlyto $bQ transactionsexceeding$50,000.Inthecaseof a%:R countriesidentifiedin748.9(b)(2)ofthispart 9& S (excludingthePeoplesRepublicofChina(PRC)), ' T ImportCertificatesarerequiredfornational '!U securitycontrolleditemsintransactionsexceeding ("V $50,000.InthecaseofthePRC,EndUser )r#W Statementsarerequiredfortransactionsexceeding q*J$X $50,000involvingallitemsthatrequirealicense I+"%Y tothePRCforanyreason.However,this$50,000 !,%Z thresholdislowerforcertainexportstothePRC ' (seeparagraph(b)(3)ofthissection).  *     #&%%m&*#m&%%&(b)ImportCertificateor  End-UserStatement   ^ !1  Ӏ#&%%m&P1#m&%%&Unlessyourtransactionmeetsoneofthe 3  exemptionsstatedin748.9(a)ofthispart,an   ImportCertificateorEndUserStatementmustbe   obtained,if:     #&%%m& 2#m&%%&(1) Anycommoditiesonyourlicenseapplication kD  arecontrolledfornationalsecurity(NS)reasons G  (exceptforitemscontrolledunder_ooECCNs_ooԀ5A002   or5B002),oranycommoditiestothePRCon   yourlicenseapplicationarecontrolledforany   reason;    #&%%m&=3#m&%%&(2) Theultimatedestinationisacountrylistedin W0 748.9(b)(2)ofthispart;and 3   #&%%m&5#m&%%&(3) Yourlicenseapplicationinvolvestheexport  ofcommoditiesclassifiedinasingleentryonthe  CCL,andyourultimateconsigneeisinany p destinationlistedin748.9(b)(2)#&%%m&5#m&%%&,andthetotal oH valueofyourtransactionexceeds$50,000.Note G  thatthe$50,000transactionthresholddoesnot  applytocertainexportstothePRC.Ifyour  transactioninvolvesanexporttothePRCofa  computerthatrequiresalicenseforanyreason,  anEndUserStatementisrequiredregardlessof X dollarvalue.Also,ifyourtransactioninvolvesan W 0 exporttothePRCofanitemclassifiedunder /!  _ooECCN_ooԀ6A003thatrequiresalicenseforany "! reason,anEndUserStatementisrequiredfor "" transactionsexceeding$5000. #&%%m&7#m&%%&  ##  F (_ooi_oo)Yourlicenseapplicationmaylistseveral g%@% separateCCLentries.Ifanyindividualentry ?& & includinganitemthatiscontrolledfornational ' ' securityreasonsexceeds$50,000,thenanImport '!( Certificatemustbeobtainedcoveringallitems (") controlledfornationalsecurityreasonsonyour )x#* licenseapplication.Ifthetotalvalueofentrieson w*P$+ alicenseapplicationthatrequirealicensetothe O+(%, PRCforanyreasonlistedontheCCLexceeds ',&- $50,000,thenaPRCEnd-UserStatementcovering '- allsuchcontrolleditemsthatrequirealicenseto . thePRConyourlicenseapplicationmustbe / obtained;  0  c (ii)Ifyourlicenseapplicationinvolvesalesser _ 82 transactionthatispartofalargerorderforitems 7 3 controlledfornationalsecurityreasons(or,forthe  4 PRC,foranyreason)inasingle_ooECCN_ooԀexceeding  5 $50,000,anImportCertificate,oraPRCEnd-User  6 Statement,asappropriate,mustbeobtained. p7 Ѐ c      oH 8  c (iii)YoumaybespecificallyrequestedbyBIS G 9 toobtainanImportCertificateforatransaction  : valuedunder$50,000.Youalsomaybe  ; specificallyrequestedbyBIStoobtainan  < End-UserStatementforatransactionvaluedunder  = $50,000orforatransactionthatrequiresalicense X> tothePRCforreasonsintheEARotherthanthose W0? listedontheCCL. /@    (c)HowtoobtainanImportCertificateor B End-UserStatement  C =B (1) Applicantsmustrequestthattheimporter(e.g., c<E ultimateconsigneeorpurchaser)obtaintheImport ?F Certificateandthatitbeissuedcoveringonly G thoseitemsthatarecontrolledfornationalsecurity H reasons.Exportersshouldnotrequestthat I importersobtainImportCertificatesforitemsthat xJ arecontrolledforreasonsotherthannational wPK security.NotethatinthecaseofthePRC, O (L applicantsmustrequestthattheimporterobtainan '!M End-UserStatementforallitemsonalicense !N applicationthatrequirealicensetothePRCfor "O anyreasonlistedontheCCL.Applicantsmust #P obtainoriginalImportCertificateorEnd-User $`Q Statementsfromimporters. _%8R  (2) Theapplicant'snamemustappearonthe ' T ImportCertificateorEnd-UserStatement '!U submittedtoBISaseithertheapplicant,supplier, ("V ororderparty.TheImportCertificatemaybe )t#W madeouttoeithertheultimateconsigneeorthe s*L$X purchaser,eventhoughtheyaredifferentparties, K+$%Y aslongasbotharelocatedinthesamecountry. #,%Z Ї (3) Ifyourtransactionrequiresthesupportofa ' PRCEnd-UserStatement,youmustensurethat  thefollowinginformationisincludedonthePRC  End-UserStatementsignedbyanofficialofthe  DepartmentofMechanic,ElectronicandHigh  d TechnologyIndustries,ExportControlDivisionI, c < ofthePRCMinistryofCommerce(_ooMOFCOM_oo), ;  with_ooMOFCOM_oo'ssealaffixedtoit:    F (_ooi_oo) r Titleofcontractandcontractnumber    (optional); t   F (ii) r Namesofimporterandexporter; K$   F (iii)  End-Userandend-use;    F (iv)  Descriptionoftheitem,quantityand   dollarvalue;and \  F (v) r Signatureoftheimporteranddate. 3   F Notetoparagraph(c)ofthissection: You  shouldfurnishtheconsigneewiththeitem  descriptioncontainedintheCCLtobeusedin p applyingfortheImportorEnd-UserStatement.It oH isalsoadvisabletofurnishamanufacturer's G  catalog,brochure,ortechnicalspecificationsif  theitemisnew.       (d)WheretoobtainImportand  EndUserCertificates  }V NSeeSupplementNo.4tothispartforalistofthe +!  authoritiesadministeringtheImportCer "! tificate/DeliveryVerificationandEndUser "" CertificateSystemsinothercountries. ##    (e)TriangularsymbolonInternational c%<% ImportCertificates  9& & P (1) Inaccordancewithinternationalpractice,the '!( issuinggovernmentmaystampatriangular (") symbolontheInternationalImportCertificate )t#* (_ooIIC_oo).Thissymbolisnotificationthatthe s*L$+ importerdoesnotintendtoimportorretainthe K+$%, itemsinthecountryissuingthecertificate,but #,%- that,inanycase,theitemswillnotbedeliveredto '- anydestinationexceptinaccordancewiththe . exportregulationsoftheissuingcountry. /  (2) Ifyoureceivean_ooIIC_ooԀbearingatriangular  `1 symbol,youmustidentifyallpartiestothe c <2 transactiononthelicenseapplication,including ; 3 thoselocatedoutsidethecountryissuingthe_ooIIC_oo.  4 Iftheimporterdeclinestoprovideyouwiththis  5 information,youmayadvisetheimporterto  6 providetheinformationdirectlytoBIS,througha t7 U.S.ForeignCommercialServiceoffice,orina sL 8 sealedenvelopetoyoumarked Tobeopenedby K$ 9 BISonly. # :  c        (f)Multiplelicenseapplications  < supportedbyonecertificate   = $VAnImportorEndUserCertificatemaycovermore W0? thanonepurchaseorderandmorethanoneitem. /@ Wherethecertificateincludesitemsforwhich A morethanonelicenseapplicationwillbe B submitted,youmustincludeinBlock24onyour C application,orinanattachmenttoeachlicense hD applicationsubmittedagainstthecertificate,the g@E followingcertification: ?F @;0 c I(We)certifythatthequantitiesofitemsshown H onthislicenseapplication,basedonthe I CertificateidentifiedinBlock13ofthislicense xJ application,whenaddedtothequantitiesshown wPK onallotherlicenseapplicationssubmittedtoBIS O (L basedonthesameCertificate,donottotalmore '!M thanthetotalquantitiesshownontheabove !N citedCertificate."Oc(#c(#   (g)SubmissionofImportCertificates $`Q andEnd-UserStatements  ]%6R ZCertificatesandStatementsmustberetainedon  ' T filebytheapplicantinaccordancewiththe '!U _oorecordkeeping_ooԀprovisionsofpart762oftheEAR, ("V andshouldnotbesubmittedwiththelicense )l#W application.FormoreinformationonwhatImport k*D$X CertificateandEnd-UserStatementinformation C+%Y mustbeincludedinlicenseapplications,referto ,%Z 748.9(c)oftheEAR.Inaddition,assetforthin ' 748.12(e),toassistinlicensereviews,BISwill  requireapplicants,onarandombasis,tosubmit  specificoriginalImportCertificateandEnd-User  Statements.  `    (h)Alterations  7  ^AfteranImportorEndUserCertificateisissued   byaforeigngovernment,nocorrections,    additions,oralterationsmaybemadeonthe n  Certificatebyanyperson.Ifyoudesiretoexplain mF  anyinformationcontainedontheCertificate,you E  mayattachasignedstatementtotheCertificate.      (_ooi_oo)RequestforDeliveryVerification    `BISwill,onaselectivebasis,requireDelivery {T Verificationdocumentsforshipmentssupported S, byImportCertificates.Youwillbenotifiedif + DeliveryVerificationisrequiredatthetimeof  issuanceofthelicense.Pleasereferto748.13of  thispartfordetailedinformationonthese  procedures. d  F      (j)Retentionprocedures  ; cYoumustretainonfiletheoriginalcopyofany  certificateissuedinsupportofalicense  applicationsubmittedtoBIS,unlesstheoriginal r issubmittedwiththelicenseapplication.All qJ А_oorecordkeeping_ooԀprovisionscontainedinpart762of I " theEARapplytothisrequirement,exceptthat !!  reproductionsmaynotbesubstitutedforthe !! officiallyauthenticatedoriginalinthisinstance. ""   $Z$       748.11 ine '$ STATEMENTBYULTIMATE & CONSIGNEEANDPURCHASER  '  (a)ExceptionstocompletingaStatementby _ 8) UltimateConsigneeandPurchaser  5 * eAStatementbytheUltimateConsigneeand/or  , Purchaserinvolvedinatransactionmustbe  - completedunless: l.  (1) AnInternationalImportCertificate,aPeople's C 0 RepublicofChinaEndUserCertificate,anIndian  1 ImportCertificate,oraBulgarian,Czech,  2 Hungarian,Polish,RomanianorSlovakImport  3 Certificateisrequiredinsupportofthelicense  4 application; X5  (2) Theapplicantisthesamepersonasthe /7 ultimateconsignee,providedtherequired  8 statementsarecontainedinBlock24onthelicense 9 application.Thisexemptiondoesnotapplywhere : theapplicantandconsigneeareseparateentities, l; suchasparentandsubsidiary,oraffiliatedor kD< associatedfirms; C= Ѐ (3) Theapplicationisvaluedat$5000orless,and ? isnotpartofalargertransaction;or @  (4) Thetransactionmeetsoneoftheexemptions XB statedin748.9(a)ofthispart. [ 4C  c      %     (b)SubmissionoftheStatementbyUltimate  "E ConsigneeandPurchaser  "F ElAcopyofthestatementmustbesubmittedwith $hH yourlicenseapplicationifthecountryofultimate g%@I destinationislistedineitherCountryGroupD:2, ?& J D:3,orD:4(SeeSupplementNo.1topart740of ' K theEAR).Thecopysubmittedbytheapplicant '!L mustbeofsufficientqualitytoensureall ("M assertionsmadeonthestatementarelegibleand )x#N thatthesignaturesaresufficientlylegibletopermit w*P$O identificationofthesignatureasthatofthesigner. O+(%P Theapplicantmustreceivethemanuallysigned ',&Q originalwithin60daysfromthedatetheoriginal ' issignedbytheultimateconsignee.The  applicantmust,uponreceipt,retainthemanually  signedoriginal,andboththeultimateconsignee  andpurchasershouldretainacopyofthe  ` statementinaccordancewiththe_oorecordkeeping_oo _ 8 provisionscontainedinpart762oftheEAR. 7     (c)Formorletter   q Theultimateconsigneeandpurchasermust l  completeeitherastatementoncompany kD  letterheadinaccordancewithparagraph(e)of C  thissectionorFormBIS711,Statementby   UltimateConsigneeandPurchaser.Ifthe   consigneeandpurchaserelecttocompletethe   statementonletterheadandboththeultimate |  consigneeandpurchaserarethesameentity,only {T onestatementisnecessary.Iftheultimate S, consigneeandpurchaserareseparateentities, + separatestatementsmustbepreparedandsigned.  Iftheultimateconsigneeandpurchaserelectsto  completeFormBIS711,onlyoneFormBIS711  (containingthesignaturesoftheultimate d consigneeandpurchaser)needbecompleted. c< Whetheryourultimateconsigneeandpurchaser ; signawrittenstatementorcompleteFormBIS  711,thefollowingconstraintsapply:   (1) Responsibleofficialsrepresentingthe t ultimateconsigneeandpurchasermustsignthe wP statement. Responsibleofficialisdefinedas O ( someonewithpersonalknowledgeofthe '!  informationincludedinthestatement,and !! authoritytobindtheultimateconsigneeor "" purchaserforwhomtheysign,andwhohasthe ## powerandauthoritytocontroltheuseand $`$ dispositionofthelicenseditems. _%8%  F    r    h (2) Theauthoritytosignthestatementmaynot ' ' bedelegatedtoanyperson(agent,employee,or '!( other)whoseauthoritytosignisnotinherentin (") hisorherofficialpositionwiththeultimate )t#* consigneeorpurchaserforwhomheorshesigns. s*L$+ ThesigningofficialmaybelocatedintheU.S.or K+$%, inaforeigncountry.Theofficialtitleofthe #,%- personsigningthestatementmustalsobe '- included. .  (3) Theconsigneeand/orpurchasermustsubmit 0 informationthatistrueandcorrecttothebestof  d1 theirknowledgeandmustpromptlysendanew c <2 statementtotheapplicantifchangesinthefactsor ; 3 intentionscontainedintheirstatement(s)occur  4 afterthestatement(s)havebeenforwardedtothe  5 applicant.Onceastatementhasbeensigned,no  6 corrections,additions,oralterationsmaybemade. t7 Ifasignedstatementisincompleteorincorrectin sL 8 anyrespect,anewstatementmustbeprepared, K$ 9 signedandforwardedtotheapplicant. # :    (d)Instructionsforcompleting \> FormBIS711  Y2? :~InstructionsoncompletingFormBIS711are A containedinSupplementNo.3tothispart.The B ultimateconsigneeandpurchasermaysigna C legiblecopyofFormBIS711.Itisnotnecessary hD torequireyourultimateconsigneeandpurchaser g@E signanoriginalFormBIS711,providedall ?F informationcontainedonthecopyislegible. G    (e)Instructionsforcompletingthe I statementonletterhead  vJ Informationinresponsetoeachofthefollowing K $L criteriamustbeincludedinthestatement.Ifany #!M informationisunknown,thatfactshouldbe !N disclosedinthestatement.Preprintedinformation "O suppliedonthestatement,includingthename, #P address,ornatureofbusinessoftheultimate $\Q consigneeorpurchaserappearingontheletterhead [%4R ororderformisacceptablebutwillnotconstitute 3& S evidenceofeitherthesigner'sidentity,thecountry  ' T ofultimatedestination,orenduseoftheitems '!U describedinthelicenseapplication. ("V  (1) Paragraph1.Oneofthefollowing k*D$X certificationsmustbeincludeddependingon G+ %Y whetherthestatementisprofferedinsupportofa ,%Z singlelicenseapplicationormultiplelicense ' applications:   F (_ooi_oo)Single.Thisstatementistobeconsidered  partofalicenseapplicationsubmittedby[name  ` andaddressofapplicant]. _ 8  F (ii)Multiple.Thisstatementistobeconsidered   apartofeverylicenseapplicationsubmittedby   [nameandaddressofapplicant]untiltwoyears    fromthedatethisstatementissigned. p   (2) Paragraph2.Oneormoreofthefollowing G  certificationsmustbeincluded.Notethatifany #  ofthefactsrelatedtothefollowingstatementsare   unknown,thismustbeclearlystated.    F (_ooi_oo)Theitemsforwhichalicenseapplication \ willbefiledby[nameofapplicant]willbeused [4 byusascapitalequipmentintheforminwhich 3  receivedinamanufacturingprocessin[nameof   country]andwillnotbe_ooreexported_ooԀor  incorporatedintoanendproduct.   F (ii)Theitemsforwhichalicenseapplication kD willbefiledby[nameofapplicant]willbe C processedorincorporatedbyusintothe  followingproduct(s)[listproducts]tobe  manufacturedin[nameofcountry]for  distributionin[listnameofcountryorcountries]. |  F (iii)Theitemsforwhichalicenseapplication +!  willbefiledby[nameofapplicant]willberesold "! byusintheforminwhichreceivedforuseor "" consumptionin[nameofcountry]. ##  F (iv)Theitemsforwhichalicenseapplication c%<% willbefiledby[nameofapplicant]willbe ;& & _ooreexported_ooԀbyusintheforminwhichreceivedto ' ' [nameofcountryorcountries]. '!(  F (v)Theitemsreceivedfrom[nameof )t#* applicant]willbe[describeuseoftheitems s*L$+ fully]. K+$%,  #,%-  (3) Paragraph3.Thefollowingtwocertifications '- mustbeincluded: .  c (_ooi_oo)Thenatureofourbusinessis[possible 0 Аchoicesinclude;broker,distributor,fabricator,  d1 manufacturer,wholesaler,retailer,valueadded c <2 reseller,originalequipmentmanufacturer,etc.]. ; 3  c (ii)Ourbusinessrelationshipwith[nameof  5 applicant]is[possiblechoicesinclude;contractual,  6 franchise,distributor,wholesaler,continuingand t7 regularindividualbusiness,etc.]andwehavehad sL 8 thisbusinessrelationshipfor[numberofyears]. K$ 9  (4)Paragraph4. Thefinalparagraphmust  ; includeallofthefollowingcertifications:  <  c (_ooi_oo)Wecertifythatallofthefactscontainedin `> thisstatementaretrueandcorrecttothebestof _8? ourknowledgeandwedonotknowofany 7@ additionalfactsthatareinconsistentwiththe A abovestatements.Weshallpromptlysenda B replacementstatementto[nameoftheapplicant] C disclosinganymaterialchangeoffactsor pD intentionsdescribedinthisstatementthatoccur oHE afterthisstatementhasbeenpreparedand G F forwardedto[nameofapplicant].We G acknowledgethatthemakingofanyfalse H statementorconcealmentofanymaterialfactin I connectionwiththisstatementmayresultin J imprisonmentorfine,orboth,anddenial,inwhole XK orinpart,ofparticipationinU.S.exportsor W 0L _ooreexports_oo. /!M  c (ii)ExceptasspecificallyauthorizedbytheU.S. "O ExportAdministrationRegulations,orbywritten #P approvalfromtheBureauofIndustryandSecurity, $hQ wewillnot_ooreexport_oo,resell,orotherwisedispose g%@R ofanyitemsapprovedonalicensesupportedby ?& S thisstatement: ' T  c   (A)Toanycountrynotapprovedforexportas ("V broughttoourattentionbytheexporter;or )x#W  c   (B)Toanypersonifthereisreasontobelieve O+(%Y thatitwillresultdirectlyorindirectlyin ',&Z dispositionoftheitemscontrarytothe ' representationsmadeinthisstatementorcontrary  totheU.S.ExportAdministrationRegulations.   F (iii)Weunderstandthatacceptanceofthis  ` statementasasupportdocumentcannotbe _ 8 construedasanauthorizationbyBISto_ooreexport_oo 7  theitemsintheforminwhichreceivedeven   thoughwemayhaveindicatedtheintentionto   _ooreexport_oo,andthatauthorizationto_ooreexport_ooԀisnot    grantedinanexportlicenseonthebasisof p  informationprovidedinthestatement,butasa oH  resultofaspecificrequestinalicense G  application.   @    Ԉ  748.12 Y   SPECIALPROVISIONSFOR W0 SUPPORTDOCUMENTS  /  #&%%m&Z:#m&%%&(a)Graceperiods.   hWhenevertherequirementforanImport f CertificateorEndUserStatementorStatement e> byUltimateConsigneeorPurchaserisimposedor = extendedbyachangeintheregulations,the  licenseapplicationneednotconformtothenew  supportdocumentationrequirementsforaperiod  of45daysaftertheeffectivedateofthe v regulatorychangepublishedintheFederal uN Register. M &  (1) Requirementsareusuallyimposedor !! extendedbyvirtueofoneofthefollowing:#&%%m&'#m&%%& ""  F (_ooi_oo)Additionorremovalofnationalsecurity $b$ controlsoveraparticularitem;or a%:%  F (ii)DevelopmentofanImport ' ' Certificate/DeliveryVerificationorEndUser '!( Certificateprogrambyaforeigncountry;or (") #&%%m&=#m&%%& F (iii)Removalofanitemfromeligibilityunder q*J$+ theSpecialComprehensiveLicensedescribedin I+"%, part752oftheEAR,whenyouholdsucha !,%- speciallicenseandhavebeenexportingtheitem '- underthatlicense.#&%%m&#m&%%&Ԁ#&%%m&g#m&%%& .  (2) Licenseapplicationsfiledduringthe45day 0 graceperiodmustbeaccompaniedbyany  d1 evidenceavailabletoyouthatwillsupport c <2 representationsconcerningtheultimateconsignee, ; 3 ultimatedestination,andenduse,suchascopiesof  4 theorder,lettersofcredit,correspondencebetween  5 youandultimateconsignee,orotherdocuments  6 receivedfromtheultimateconsignee.Youmust t7 alsoidentifytheregulatorychange(includingits sL 8 effectivedate)thatjustifiesexerciseofthe45day K$ 9 graceperiod.NotethatanImportCertificateor # : EndUserStatementwillnotbeaccepted,afterthe  ; statedgraceperiod,forlicenseapplications  < involvingitemsthatarenolongercontrolledfor  = nationalsecurityreasons.Ifanitemisremoved \> fromnationalsecuritycontrols,youmustobtaina [4? StatementbyUltimateConsigneeandPurchaseras 3 @ describedin748.11ofthispart.Likewise,any  A itemnewlycontrolledfornationalsecurity B purposesrequiressupportofanImportCertificate C orEndUserStatementasdescribedin#&%%m&竤#m&%%&Ԁ748.10of lD thispartafterexpirationofthestatedgraceperiod.#&%%m&睪#m&%%& kDE  c      %     (b)_ooReexports_oo  G Ifasupportdocumentwouldberequiredforan I exportfromtheUnitedStates,thesamedocument zJ wouldberequiredfor_ooreexport_ooԀtoCountryGroup yRK D:1andE:2(seeSupplementNo.1topart740of Q *L theEAR). )!M      (c)Grantingofexceptionstothesupport "O documentationrequirement  #P lAnexceptiontoobtainingtherequiredsupport ]%6R documentationwillbeconsideredbyBIS, 5& S however,anexceptionwillnotbegrantedcontrary  ' T totheobjectivesoftheU.S.exportcontrol '!U program.Arequestforexceptionmayinvolve ("V eitherasingletransaction,orwherethereason )n#W necessitatingtherequestiscontinuinginnature, m*F$X multipletransactions.Ifsatisfiedbytheevidence E+%Y presented,BISmaywaivethesupportdocument ,%Z requirementandacceptthelicenseapplicationfor ' processing.Favorableconsiderationofarequest  forexceptiongenerallywillbegivenininstances  wherethesupportdocumentrequirement:   (1) Imposesanunduehardshiponyouand/or _ 8 ultimateconsignee(e.g.,refusalbytheforeign ;  governmenttoissueanImportorEndUser   Certificateandsuchrefusalconstitutes   discriminationagainstyou);or     (2) Cannotbecompliedwith(e.g.,theitemswill sL  beheldinaforeigntradezoneorbonded O(  warehouseforsubsequentdistributioninoneor '  morecountries);or    (3) Isnotapplicabletothetransaction(e.g.,the   itemswillnotbeimportedforconsumptioninto d thenamedcountryofdestination). c<    (d)Proceduresforrequestinganexception   w (1) Requestsforexceptionmustbesubmitted  withthelicenseapplicationtowhichtherequest v relates.Wheretherequestrelatestomorethan uN onelicenseapplicationitshouldbesubmitted M& withthefirstlicenseapplicationandreferredtoin % Block24onanysubsequentlicenseapplication.  Therequestforexceptionmustbesubmittedin  writingontheapplicant'sletterhead.   (2) Ininstanceswhereyouarerequesting ] 6 exceptionfromobtaininganImportorEndUser 9!  Certificate,therequestmustbeaccompaniedbya "! manuallysignedoriginalStatementbyUltimate "" ConsigneeandPurchaserasdescribedin748.11 ## ofthispart. $r$  (3) Ataminimum,theletterrequestmust I&" & include: %' '  F (_ooi_oo)Nameandaddressofultimateconsignee; (") @   F (ii)Nameandaddressofpurchaser,ifdifferent *^$+ fromultimateconsignee; ]+6%,  5,&-  c (iii)Locationofforeigntradezoneorbonded '- warehouseiftheitemswillbeexportedtoa . foreigntradezoneorbondedwarehouse; /  c (iv)Typeofrequest,i.e.,whetherforasingle  `1 transactionormultipletransactions; _ 82  c (v)Fullexplanationofthereason(s)for  4 requestingtheexception;  5  c (vi)Natureanddurationofthebusiness p7 relationshipbetweenyouandultimateconsignee oH 8 andpurchasershownonthelicenseapplication; G 9  c (vii)Whetheryouhavepreviouslyobtained  ; and/orsubmittedtoBISanImportorEndUser  < Certificateissuedinthenameoftheultimate  = consigneeand/orpurchaser,andalistofthe X> ApplicationControlNumber(s)towhichthe W0? certificate(s)applied;and /@  c (viii)Anyotherfactstojustifygrantingan B exception. C  c      % (4) ActionbyBIS. g@E ̀ c (_ooi_oo)Singletransactionrequest.Whereasingle G transactionisinvolved,BISwillactontherequest H forexceptionatthesametimeasthelicense I applicationwithwhichtherequestissubmitted.In |J thoseinstanceswheretherelatedlicense {TK applicationisapproved,theissuanceofthelicense S ,L willserveasanautomaticnoticetotheapplicant +!M thattheexceptionwasapproved.Ifany "N restrictionsareplacedongrantingofthe "O exception,thesewillappearontheapproval.Ifthe #P requestforexceptionisnotapproved,BISwill $dQ adviseyoubyletter. c%<R Ѐ ;& S  c (ii)Multipletransactionsrequest.Where ' T multipletransactionsareinvolved,BISwilladvise '!U youbyletteroftheactiontakenontheexception ("V request.Theletterwillcontainanyconditionsor )t#W restrictionsthatBISfindsnecessarytoimpose s*L$X (includinganexceptionterminationdateif K+$%Y appropriate).Inaddition,awrittenacceptanceof #,%Z theseconditionsorrestrictionsmayberequired ' fromthepartiestothetransaction.     (e)Availabilityoforiginal   Theoriginalcertificateorstatementmustbekept ] 6 onfile,andmadeavailableforinspectionin 5  accordancewiththeprovisionsofpart762ofthe   EAR.Toensurecompliancewiththis   _oorecordkeeping_ooԀrequirement,BISwillrequire    applicants,onarandombasis,tosubmitspecific n  originalcertificatesandstatementsthathavebeen mF  retainedonfile.Applicantswillbenotifiedin E  writingofanysuchrequest.       748.13 of ~  DELIVERYVERIFICATION(_ooDV_oo)  U.  (a)Scope    (1) BISmayrequestthelicenseetoobtain  verificationsofdeliveryonaselectivebasis.A h DeliveryVerificationCertificate(_ooDV_oo)isa g@ documentissuedbythegovernmentofthe ? countryofultimatedestinationaftertheexport  hastakenplaceandtheitemshaveeitherentered  theexportjurisdictionoftherecipientcountryor  areotherwiseaccountedforbytheimportertothe x issuinggovernment.Governmentsthatissue_ooDVs_oo wP arelistedinSupplementNo.4tothispart. O (  (2) IfBISdecidestorequestverificationof !! delivery,therequestwillappearasaconditionon "" thefaceofthelicense.Ifthelicenseissent ## directlytoapartyotherthantheapplicant $d$ authorizedtoreceivethelicense(e.g.,agent, c%<% forwarder,broker,etc.),suchpartyisresponsible ;& & fornotifyingthelicenseeimmediatelyinwriting ' ' thata_ooDV_ooԀisrequired. '!(   (")       (b)Exceptiontoobtaining ') DeliveryVerification  * The_ooDV_ooԀrequirementforaparticulartransactionis , automaticallycanceledif,subsequenttothe  \- issuanceofalicense,theitemisnolonger [ 4. controlledfornationalsecurityreasons.Inthis 3 / instance,thelicenseemustsendalettertoBISat  0 theaddresslistedin748.2(c)ofthispart,stating  1 thattheitemsonthelicensearenolonger  2 controlledfornationalsecurityreasons,and l3 accordingly,therequestfor_ooDV_ooԀwillnotbe kD 4 fulfilledbythelicensee. C 5    (c)Procedureforobtaining  7 DeliveryVerification   8 #Whennotifiedthata_ooDV_ooԀisrequiredbyBIS,the wP: licenseemusttransmittotheimporterawritten O(; requestfora_ooDV_ooԀatthetimeofmakingeach '< shipmentunderthelicense(wheneverpossible, = thisrequestshouldbesubmittedtogetherwiththe > relatedbillofladingorairwaybill).Therequest ? mustincludethenumberoftheImportorEndUser `@ Certificateforthetransactionreferredtoonthe _8A license,andnotifytheimporterthatthissame 7B ImportorEndUserCertificatenumbershouldbe C shownonthe_ooDV_oo. D  (1) Theimportermustobtainthe_ooDV_ooԀfromthe pF appropriategovernmentministryidentifiedin sLG SupplementNo.4tothispart,andforwardthe K $H completed_ooDV_ooԀtothelicensee.The_ooDV_ooԀmustcover #!I theitemsdescribedonthelicensethathavebeen !J shipped.NotethatBISmustbeabletorelatethe "K descriptionprovidedinthe_ooDV_ooԀtotheapproved #L license.Inordertoensurethesameterminologyis $\M used,thelicenseeshouldprovidetheimporterwith [%4N thedescriptionasitappearsonthelicense. 3& O Ѐ (2) Theoriginalcopyofthe_ooDV_ooԀmustbesentto '!Q BISwithin90daysafterthelastshipmenthasbeen ("R madeagainstthelicense.Ifverificationof )p#S deliveryisrequiredforitemscoveredbyalicense o*H$T againstwhichpartialshipmentshavebeenmade, G+ %U thelicenseeshallobtaintherequired_ooDV_ooԀforeach ,%V partialshipment,andretaintheseonfileuntilall ' shipmentshavebeenmadeagainstthelicense.  Onceallshipmentsagainstthelicensehavebeen  made(orthelicenseehasdeterminedthatnone  willbe),thelicenseemustforward,inone  ` package,allapplicable_ooDVs_ooԀtoBISattheaddress _ 8 listedin748.2(c)ofthispart. 7   (3) Thedocumentsmustbeforwardedwitha   datedlettergivingthelicensenumber,thename,    titleandsignatureoftheauthorized t  representative,andoneofthefollowing sL  statements: K$   F (_ooi_oo)Thetotalquantityauthorizedbylicense   number_____hasbeenexported,andalldelivery   verificationdocumentsareattached.    F (ii)Apartofthequantityauthorizedbylicense [4 number_____willnotbeexported.Delivery 3  verificationdocumentscoveringallitems   exportedareattached.   F (iii)Noshipmenthasbeenmadeagainstthis l license,andnoneiscontemplated. kD    (d)InabilitytoobtainDeliveryVerification  Certificates   Ifalicenseeisunabletoobtaintherequired_ooDV_oo x (withinthetimeframestatedabove,oratall) wP fromtheimporter,thelicenseemustpromptly O ( notifyBISand,uponrequest,makeavailable '!  allinformationandrecords,including !! correspondence,regardingtheattempttoobtain "" the_ooDV_oo. ##  @   ,%-   748.14  '-  IMPORTCERTIFICATEFORFIREARMS / DESTINEDFORORGANIZATIONOF 0 AMERICANSTATESMEMBER  `1 COUNTRIES  _ 82  (a)Scope   4 4ConsistentwiththeOASModelRegulations,BIS  6 requiresfromallOASmembercountriesanImport n7 Certificateissuedbythegovernmentofthe mF 8 importingcountryforitemsclassifiedas_ooECCNs_oo E 9 0A984,0A986,or0A987.ForthoseOASmember  : countriesthathavenotyetestablishedor  ; implementedanImportCertificateprocedure,BIS  < willacceptanequivalentofficialdocument(e.g., ~ = importlicenseorletterofauthorization)issuedby }V> thegovernmentoftheimportingcountryas U.? supportingdocumentationfortheexportof -@ firearms.Thissectiondescribestherequirements A forImportCertificatesorofficialequivalentsin B supportoflicenseapplicationssubmittedtoBIS C forfirearmsitemsthatareidentifiedby FC fD Column1#&%%m&4#m&%%&Ԁinthe LicenseRequirementssection e>E oftheCommerceControlList. =F    (b)ImportCertificateProcedure  H 3AnImportCertificateorequivalentofficial tJ documentmustbeobtainedfromthegovernment sLK oftheimportingOASmembercountryforfirearms K $L itemsclassifiedas_ooECCNs_ooԀ0A984,0A986,or #!M 0A987.Exceptasprovidedby748.9(a)ofthe !N EAR,theapplicantmustobtainandretainonfile "O eithertheoriginalorcertifiedcopyoftheImport #P Certificate,oranoriginalorcertifiedcopyof $\Q equivalentofficialdocumentissuedbythe [%4R governmentoftheimportingcountryinsupportof 3& S anylicenseapplicationforexportoffirearmsitems  ' T classifiedas0A984,0A986,or0A987.Allthe '!U _oorecordkeeping_ooԀprovisionsofpart762oftheEAR ("V applytothisrequirement.Theapplicantmust )l#W clearlynotethenumberanddateoftheImport k*D$X Certificateorequivalentofficialdocumentonall C+%Y exportlicenseapplications(BISForm748P, ,%Z MultipurposeApplicationForm,Block13) ' supportedbythatCertificateorequivalentofficial  document.Theapplicantmustalsoindicatein  Block7oftheapplicationthattheCertificateor  equivalentofficialdocumenthasbeenreceived  ` andwillberetainedonfile.However,the _ 8 applicantmaysubmitanapplicationbefore 7  obtainingtheoriginalorcertifiedcopyofthe   ImportCertificate,ortheofficialoriginalor   certifiedcopyoftheequivalentdocument,    providedthat: p   (1) Theapplicanthasreceivedafacsimileofthe G  ImportCertificateorequivalentofficialdocument #  atthetimethelicenseapplicationisfiled;and    (2) Theapplicantstatesontheapplicationthata   facsimileoftheImportCertificateorequivalent ` officialdocumenthasbeenreceivedandthatno _8 shipmentwillbemadeagainstthelicensepriorto 7 obtainingtheoriginalorcertifiedcopyofthe  ImportCertificateortheoriginalorcertifiedcopy  oftheequivalentofficialdocumentissuedbythe  importingcountryandretainingitonfile. p Generally,BISwillnotconsideranylicense oH applicationfortheexportoffirearmsitemsifthe G  applicationisnotsupportedbyanImport  Certificateoritsofficialequivalent.Ifthe  governmentoftheimportingcountrywillnot  issueanImportCertificateoritsofficial  equivalent,theapplicantmustsupplythe X informationdescribedinparagraphs(g)(2)(_ooi_oo)and W 0 (g)(2)(vi)through(viii)ofthissectionon /!  companyletterhead. "!    (c)Countriestowhichfirearmscontrolsapply  ## ThefirearmscontrolsapplytoallOASmember i%B% countries:AntiguaandBarbuda,Argentina,the A& & Bahamas,Barbados,Belize,Bolivia,Brazil, ' ' Canada,Chile,Colombia,CostaRica,Dominica, '!( DominicanRepublic,Ecuador,ElSalvador, (") Grenada,Guatemala,Guyana,Haiti,Honduras, )z#* Jamaica,Mexico,Nicaragua,Panama,Paraguay, y*R$+ Peru,St.KittsandNevis,SaintLucia,Saint Q+*%, VincentandtheGrenadines,Suriname,Trinidad ),&- andTobago,theUnitedStates,Uruguay,and '- Venezuela. .    (d)Items/Commodities  0 AnImportCertificateorequivalentofficial a :2 documentisrequiredforitemscontrolledunder 9 3 ExportControlClassificationNumbers(_ooECCNs_oo)  4 0A984,0A986,or0A987.  5    (e)UseoftheImportCertificate  r7 BAnImportCertificateorequivalentofficial K$ 9 documentcanonlybeusedtosupportoneBIS # : Form748P,MultipurposeApplication.TheBIS  ; Form748P,MultipurposeApplication,must  < includethesameitemsasthoselistedonthe  = ImportCertificateortheequivalentofficial \> document. [4? Ѐ 3 @    (f)ValidityPeriod   A ]ImportCertificatesorequivalentofficial C documentsissuedbyanOASmembercountrywill jD bevalidforaperiodofoneyearorless.Although iBE licensesgenerallyarevalidfortwoyears,your AF abilitytoshipmaybeaffectedbythevalidityof G theImportCertificateorequivalentofficial H document. I  c      %     (g)HowtoobtainanImportCertificatefor wPK firearmsitemsdestinedtoOASmember M &L countries  #!M  (1) Applicantsmustrequestthattheimporter(e.g., "O ultimateconsigneeorpurchaser)obtaintheImport #P Certificateoranequivalentofficialdocumentfrom $^Q thegovernmentoftheimportingcountry,andthat ]%6R itbeissuedcoveringthequantitiesandtypesof 5& S itemsthattheapplicantintendstoexport.Upon  ' T receiptoftheImportCertificateoritsofficial '!U equivalent,theimportermustprovidetheoriginal ("V oracertifiedcopyoftheImportCertificateorthe )n#W originaloracertifiedcopyoftheequivalent m*F$X officialdocumenttotheapplicant.Theapplicant E+%Y shallobtaintherequireddocumentspriorto ,%Z submittingalicenseapplication,exceptas ' providedinparagraphs(b)(1)and(b)(2)ofthis  section.   (2) TheImportCertificateoritsofficial  ` equivalentmustcontainthefollowing c < information: ;   F (_ooi_oo) r Applicantsnameandaddress.The   applicantmaybeeithertheexporter,supplier,or    orderparty. t   F (ii)ImportCertificateIdentifier/Number. K$   F (iii)Nameofthecountryissuingthecertificate   oruniquecountrycode.    F (iv)DatetheImportCertificatewasissued,in \ internationaldateformat(e.g.,24/12/98(24 [4 December1998),or3/1/99(3January1999)). 3   F (v)Nameoftheagencyissuingthecertificate,  address,telephoneandfacsimilenumbers,signing  officername,andsignature. l  F (vi)Nameoftheimporter,address,telephone C andfacsimilenumbers,countryofresidence,  representativesnameifcommercialor  governmentbody,citizenship,andsignature.   F (vii)Nameoftheenduser(s),ifknownand {T differentfromtheimporter,address,telephone S , andfacsimilenumbers,countryofresidence, +!  representativesnameifcommercial(authorized "! distributororreseller)orgovernmentbody, "" citizenship,andsignature.NotethatBISdoesnot ## requiretheidentificationofeachenduserwhen $d$ thefirearmsitemswillberesoldbyadistributor c%<% orresellerifunknownatthetimeofexport. ;& &  F (viii)Descriptionoftheitemsapprovedfor '!( importincludingatechnicaldescriptionandtotal (") quantityoffirearms,partsandcomponents, )t#* ammunitionandparts. s*L$+ 0 F 0FF NOTEtoparagraph(g)(2)(viii): Youmust#,%- furnishtheconsigneewithadetailedtechnical '- descriptionofeachitemtobegiventothe . governmentforitsuseinissuingtheImport / Certificate.Forexample,forshotguns, 0 providethetype,barrellength,overalllength,  `1 numberofshots,themanufacturersname,the _ 82 countryofmanufacture,andtheserialnumber 7 3 foreachshotgun.Forammunition,providethe  4 caliber,velocityandforce,typeofbullet,  5 manufacturersnameandcountryof  6 manufacture.p7(#(#  c      %  c (ix)ExpirationdateoftheImportCertificatein G 9 internationaldateformat(e.g.,24/12/98)orthe  : datetheitemsmustbeimported,whicheveris  ; earlier.  <  c (x)Nameofthecountryofexport(i.e.,United X> States). W0?  c (xi)Additionalinformation.Certaincountries A mayrequirethetariffclassificationnumber,by B class,undertheBrusselsConvention(Harmonized C TariffCode)orthespecifictechnicaldescription hD ofanitem.Forexample,shotgunsmayneedtobe g@E describedinbarrellength,overalllength,number ?F ofshots,manufacturersnameandcountryof G manufacture.Thetechnicaldescriptionisnotthe H ExportControlClassificationNumber(_ooECCN_oo). I    (h)WheretoobtainImportCertificates wPK " SeeSupplementNo.6tothispartforalistofthe '!M OASmembercountries'authoritiesadministering !N theImportCertificateSystem. "O  c     (_ooi_oo)Alterations $`Q g AfteranImportCertificateorofficialequivalent 5& S documentisusedtosupporttheissuanceofa  ' T license,nocorrections,additions,oralterations '!U maybemadeontheCertificatebyanyperson.If ("V youdesiretoexplainanyinformationcontainedon )n#W theImportCertificateorofficialequivalent m*F$X document,youmayattachasignedstatementto E+%Y theImportCertificateorofficialequivalent. ,%Z Ї   (j)RequestforreturnofImportCertificates '  AU.S.exportermayberequestedbyaforeign  importertoreturnanunusedImportCertificate.  Referto748.9(j)ofthispartforproceduresand  ` _oorecordkeeping_ooԀrequirementsforreturningan _ 8 ImportCertificateretainedbytheapplicant. 7   F     748.15    AUTHORIZATIONVALIDATED oH  END-USER(_ooVEU_oo)  G  AuthorizationValidatedEnd-User(_ooVEU_oo)permits   theexport,_ooreexport_oo,andtransfertovalidated   end-usersofanyeligibleitemsthatwillbeusedin   aspecificeligibledestination.Validated X end-usersarethosewhohavebeenapprovedin W0 advancepursuanttotherequirementsofthis / section.Tobeeligibleforauthorization_ooVEU_oo,  exporters,_ooreexporters_oo,andpotentialvalidated  end-usersmustadheretotheconditionsand  restrictionssetforthinparagraphs(a)through(f) h ofthissection.Ifarequestfor_ooVEU_ooԀauthorization g@ foraparticularend-userisnotgranted,nonew ? licenserequirementistriggered.Inaddition,such  aresultdoesnotrendertheend-userineligiblefor  licenseapprovalsfromBIS.    (a) @ Eligibleend-users  wP =Theonlyend-userstowhomeligibleitemsmay %!  beexported,_ooreexported_oo,ortransferredunder !! _ooVEU_ooԀarethosevalidatedend-usersidentifiedin "" SupplementNo.7toPart748,accordingtothe ## provisionsinthissectionandthosesetforthin $^$ SupplementNos.8and9tothispartthathave ]%6% beengranted_ooVEU_ooԀstatusbytheEnd-UserReview 5& & Committee(_ooERC_oo)accordingtotheprocessset  ' ' forthinSupplementNo.9tothispart. '!(  #&%%m&#m&%%&(1)   Requestsforauthorizationmustbesubmitted )n#* intheformofanadvisoryopinionrequest,as q*J$+ describedin748.3(c)(2),andshouldincludea I+"%, listofitems(itemsforpurposesofauthorization !,%- _ooVEU_ooԀincludecommodities,softwareand '- technology,exceptasexcludedbyparagraph(c)of . thissection),identifiedby_ooECCN_oo,thatexportersor / _ooreexporters_ooԀintendtoexport,_ooreexport_ooԀortransferto 0 aneligibleend-user,onceapproved.Toensurea  `1 thoroughreview,requestsfor_ooVEU_ooԀauthorization _ 82 mustincludetheinformationdescribedin 7 3 SupplementNo.8tothispart.Requestsfor  4 authorizationwillbeacceptedfromexporters,  5 _ooreexporters_ooԀorend-users.Submittherequestto:  6 TheOfficeofExporterServices oH 8 BureauofIndustryandSecurity G 9 U.S.DepartmentofCommerce  : 14thStreetandPennsylvaniaAvenue,NW.  ; Room2705  < Washington,DC20230  = Markthepackage RequestforAuthorization W0? ValidatedEnd-User. /@  (2)   Inevaluatinganend-userforeligibility B underauthorization_ooVEU_oo,the_ooERC_ooԀwillconsidera C rangeofinformation,includingsuchfactorsas: lD theentity'srecordofexclusiveengagementincivil kDE end-useactivities;theentity'scompliancewith CF U.S.exportcontrols;theneedforanon-sitereview G priortoapproval;theentity'scapabilityof H complyingwiththerequirementsofauthorization I _ooVEU_oo;theentity'sagreementtoon-sitereviewsto |J ensureadherencetotheconditionsofthe_ooVEU_oo {TK authorizationbyrepresentativesoftheU.S. S ,L Government;andtheentity'srelationshipswith +!M U.S.andforeigncompanies.Inaddition,when "N evaluatingtheeligibilityofanend-user,the_ooERC_oo "O willconsiderthestatusofexportcontrolsandthe #P supportandadherencetomultilateralexport $dQ controlregimesofthegovernmentoftheeligible c%<R destination. ;& S  (3)  The_ooVEU_ooԀauthorizationissubjectto '!U revision,suspensionorrevocationentirelyorin ("V part. )x#W  (4)   Informationsubmittedina_ooVEU_ooԀrequestis O+(%Y deemedtoconstitutecontinuingrepresentationsof +,&Z existingfactsorcircumstances.Anymaterialor ' substantivechangerelatingtotheauthorization  mustbepromptlyreportedtoBIS,whether_ooVEU_oo  authorizationhasbeengrantedorisstillunder  consideration.  `    (b)Eligibledestinations  7  &0Authorization_ooVEU_ooԀmaybeusedforthefollowing   destinations:     (1) ThePeople'sRepublicofChina. mF   (2) India. !     @F  (c)Itemrestrictions    g1ItemscontrolledundertheEARformissile \ technology(MT)andcrimecontrol(CC)reasons [4 maynotbeexportedor_ooreexported_ooԀunderthis 3  authorization.      (d)End-userestrictions   2Itemsobtainedunderauthorization_ooVEU_ooԀmaybe iB usedonlyforcivilend-usesandmaynotbeused A foranyactivitiesdescribedinpart744ofthe  EAR.Exports,_ooreexports_oo,ortransfersmadeunder  authorization_ooVEU_ooԀmayonlybemadetoan  end-userlistedinSupplementNo.7tothispartif z theitemswillbeconsignedtoandforusebythe yR validatedend-user.Eligibleend-userswhoobtain Q * itemsunder_ooVEU_ooԀmayonly: )!   (1) Usesuchitemsattheend-user'sownfacility "" locatedinaneligibledestinationoratafacility ## locatedinaneligibledestinationoverwhichthe $f$ end-userdemonstrateseffectivecontrol; e%>% Ѐ (2) Consumesuchitemsduringuse;or ' '  (3) Transferor_ooreexport_ooԀsuchitemsonlyas (") authorizedbyBIS. )~#*   F Notetoparagraph(d): Authorizationsset U+.%, forthinSupplementNo.7tothispartare 1, &- country-specific.Authorizationasavalidated '- end-userforonecountryspecifiedinparagraph(b) . ofthissectiondoesnotconstituteauthorizationas / avalidatedend-userforanyothercountry 0 specifiedinthatparagraph.  `1    (e)Certificationand_oorecordkeeping_oo  7 3 9Priortoaninitialexportor_ooreexport_ooԀtoavalidated  5 end-userunderauthorization_ooVEU_oo,exportersor  6 _ooreexporters_ooԀmustobtaincertificationsfromthe n7 validatedend-userregardingend-useand mF 8 compliancewith_ooVEU_ooԀrequirements.Such E 9 certificationsmustincludethecontentssetforthin  : SupplementNo.8tothispart.Certificationsand  ; allrecordsrelatingto_ooVEU_ooԀmustberetainedby  < exportersor_ooreexporters_ooԀinaccordancewiththe ~ = _oorecordkeeping_ooԀrequirementssetforthinpart762of }V> theEAR. U.?   (f)Reportingandreviewrequirements A Ѐ  B = #&%%m&!#m&%%&(1)   (_ooi_oo)Reports. _ooReexporters_ooԀwhomakeuseof C authorization_ooVEU_ooԀarerequiredtosubmitannual fD reportstoBIS.Thesereportsmustinclude,for e>E eachvalidatedend-usertowhomtheexporteror =F _ooreexporter_ooԀexportedor_ooreexported_ooԀeligibleitems: G  c   #&%%m&}>#m&%%&(A)Thenameandaddressofeachvalidated I end-usertowhomeligibleitemswere_ooreexported_oo; vJ Ѐ c   #&%%m&@#m&%%&(B)Theeligibledestinationtowhichtheitems M &L were_ooreexported_oo; %!M  c   (C)Thequantityofsuchitems; "O  c   (D)Thevalueofsuchitems;and $^Q  c   (E)The_ooECCN_oo(s)ofsuchitems. 5& S  c (ii) ReportsareduebyFebruary15ofeachyear, '!U andmustcovertheperiodofJanuary1through ("V December31oftheprioryear.Reportsmustbe )r#W sentto: q*J$X OfficeofExporterServices !,%Z BureauofIndustryandSecurity ' U.S.DepartmentofCommerce  14thStreetandConstitutionAvenue,NW  Room2705  Washington,DC20230mK %m&Ԁ#m&% mKE#  ` Markthepackage AuthorizationValidated 7  End-UserReports.    p   (2)Reviews. Recordsrelatedtoactivitiescovered '  byauthorization_ooVEU_ooԀthataremaintainedby   exporters,_ooreexporters_oo,andvalidatedend-users   whomakeuseofauthorization_ooVEU_ooԀwillbe   reviewedonaperiodicbasis.Uponrequestby  d BIS,exporters,_ooreexporters_oo,andvalidated c < end-usersmustallowreviewofrecords,including ;  on-sitereviewscoveringtheinformationsetforth   inparagraphs(e)and(f)(1)ofthissection.    c       G    G  5(#(# [e55'5   BIS748P,BIS748PA:ITEMAPPENDIX,ANDBIS748PB:ENDUSERAPPENDIX; X1 MULTIPURPOSEAPPLICATIONINSTRUCTIONS 0   @?9!!11!I@@J([ (#(#(Allinformationmustbelegiblytypedwithinthe   linesforeachBlockorBox,exceptwherea   signatureisrequired.Enteronlyonetypedlineof   textperBlockorline.Wherethereisachoiceof  r enteringtelephonenumbersorfacsimilenumbers, q J andyouwishtoprovideafacsimilenumber I " insteadofatelephonenumber,identifythe !  facsimilenumberwiththeletter Fimmediately   afterthenumber(e.g.,0223580123456F).If   youarecompletingthisformtorequest   classificationofyouritem,youmustcomplete Z  Blocks1through5,14,22(a),(b),(c),(d),and(_ooi_oo), Y2  24,and25only. 1  9,XX,XhX9Block1:0  ContactPerson. Enterthenameofthe  personwhocananswerquestions  concerningtheapplication.n   Block2:0  Telephone. Enterthetelephone E numberofthepersonwhocananswer ! questionsconcerningtheapplication.   Block3:0  Facsimile. Enterthefacsimilenumber,  ifavailable,ofthepersonwhocan ^ answerquestionsconcerningthe ]6 application.5   Block4:0  DateofApplication .Enterthecurrent  date.    Block5:0  TypeofApplication .Export.Ifthe q"J! itemsarelocatedwithintheUnited M#&" States,andyouwishtoexportthose %$# items,marktheBoxlabeled Export $$ withan(X)._ooReexport_oo.Iftheitemsare %% locatedoutsidetheUnitedStates,mark & & theBoxlabeled _ooReexport_oowithan '^!' (X).Classification.Ifyouare ](6"( requestingBIStoclassifyyouritem 5)#) againsttheCommerceControlList  *#* (CCL),marktheBoxlabeled *$+  ClassificationRequestwithan(X).+%,   EncryptionReview.Ifyouare  , requestingencryptionreviewunder  - LicenseException_ooENC_ooԀ(740.17of  . theEAR)or massmarket  r/ encryptionprovisions(742.15(b)(2) q J0 oftheEAR),marktheBoxlabeled I "1  ClassificationRequestwithan(X). !2 ЀSpecialComprehensiveLicense.If 3 youaresubmittingaSpecial  4 ComprehensiveLicenseapplicationin  5 accordancewiththeprocedures Z 6 describedinpart752oftheEAR, Y2 7 marktheBoxlabeled Special 1 8 ComprehensiveLicensewithan(X).  9Q(#Q(# Block6:0 Q Documentssubmittedwith ; Application. Reviewthe n< documentationyouarerequiredto qJ= submitwithyourapplicationin I"> accordancewiththeprovisionsofpart !? 748oftheEAR,andmarkall @ applicableBoxeswithan(X).AQ(#Q(#   0 D MarktheBox ForeignAvailabilitywithan ZC (X)ifyouaresubmittinganassertionof Y2D foreignavailabilitywithyourlicense 1 E application.Seepart768oftheEARfor  F instructionsonforeignavailability G submissions. HD(#D(#   0 D Markthe Tech.Specs.boxwithan(X)if i"BJ youaresubmittingdescriptiveliterature, A#K brochures,technicalspecifications,etc.with $L yourapplication.$MD(#D(# Block7:0 Q DocumentsonFilewithApplicant.  &z O Certifythatyouhaveretainedonfile }'V!P allapplicabledocumentsasrequired U(."Q bytheprovisionsofpart748by -)#R placingan(X)intheappropriate *#S Box(es).*$TQ(#Q(#  ,f&V Block8:0  SpecialComprehensiveLicense.  ' CompletethisBlockonlyifyouare  submittinganapplicationforaSpecial  ComprehensiveLicenseinaccordance  withpart752oftheEAR. d   Block9:0  SpecialPurpose. CompletethisBlock ;  forcertainitemsortypesof   transactionsonlyifspecifically   requiredinSupplementNo.2tothis    part.x    Block10:0  ResubmissionApplicationControl O(  Number. Ifyouroriginalapplication +  wasreturnedwithoutaction(_ooRWA_oo),   providetheApplicationControl   Number.Thisdoesnotapplyto   applicationsreturnedwithoutbeing h registered.g@   Block11:  0  ReplacementLicenseNumber. If  youhavereceivedalicensefor  identicalitemstothesameultimate  consignee,butwouldliketomakea | modificationthatisnotexceptedin {T 750.7(c)oftheEAR,tothelicenseas S, originallyapproved,entertheoriginal + licensenumberandcompleteBlocks12  through25,whereapplicable.Include  astatementinBlock24regardingwhat  changesyouwishtomaketothe d originallicense.c <   Block12:0  ItemsPreviouslyExported. This "! Blockshouldbecompletedonlyifyou "" havemarkedthe _ooReexport_ooboxin ## Block5.Enterthelicensenumber, $x$ LicenseExceptionsymbol(forexports w%P% underGeneralLicenses,enterthe O&( & appropriateGeneralLicensesymbol), ''!' orotherauthorizationunderwhichthe '!( itemswereoriginallyexported,if (") known.)#*    F    r        7,&- Block13:0 Q Import/EndUserCertificate. Enter '- thenameofthecountryandnumber . oftheImportorEndUserCertificate / obtainedinaccordancewith 0 provisionsofthispart. d1Q(#Q(# Block14:0 Q Applicant. Entertheapplicant's ; 3 name,streetaddress,city,  4 state/country,andpostalcode.  5 Provideacompletestreetaddress.  6 P.O.Boxesarenotacceptable.Refer x7 to748.5(a)ofthispartfora wP 8 definitionof applicant.Ifyouhave O( 9 marked ExportinBlock5,youmust ' : includeyourcompany'sEmployer  ; IdentificationNumberunlessyouare  < filingasanindividualorasanagent  = onbehalfoftheexporter.The `> EmployeeIdentificationNumberis _8? assignedbytheInternalRevenue 7@ Servicefortaxidentification A purposes.Accordingly,youshould B consultyourcompany'sfinancial C officeroraccountingdivisionto pD obtainthisnumber.oHEQ(#Q(# Block15:0 Q OtherPartyAuthorizedtoReceive G License. IfyouwouldlikeBISto H transmittheapprovedlicenseto I anotherpartydesignatedbyyou, J completeallinformationinthisBlock, `K includingname,streetaddress,city, _ 8L country,postalcodeandtelephone 7!M number.Leavethisspaceblankifthe "N licenseistobesenttotheapplicant. "O Designationofanotherpartyto #P receivethelicensedoesnotalterthe $pQ responsibilitiesoftheapplicant.o%HRQ(#Q(# Block16: 0 Q Purchaser. Enterthepurchaser's ' T completename,streetaddress,city, '!U country,postalcode,andtelephoneor ("V facsimilenumber.Referto748.5(c) )#W ofthispartforadefinitionof *\$X  purchaser.Ifthepurchaserisalso [+4%Y theultimateconsignee,enterthe 3, &ZQ(#Q(# _oocompletenameandaddress.Ifyour ' proposedtransactiondoesnotinvolvea  separatepurchaser,leaveBlock16  blank.   Block17:0  IntermediateConsignee. Enterthe _ 8 intermediateconsignee'scomplete ;  name,streetaddress,city,country,   postalcode,andtelephoneorfacsimile   number.Provideacompletestreet    address,P.O.Boxesarenotacceptable. t  Referto748.5(d)ofthispartfora sL  definitionof intermediateconsignee. K$  Ifthispartyisidenticaltothatlistedin #  Block16,enterthecompletenameand   address.Ifyourproposedtransaction   doesnotinvolveuseofanintermediate   consignee,enter None.Ifyour \ proposedtransactioninvolvesmore [4 thanoneintermediateconsignee, 3  providethesameinformationinBlock   24foreachadditionalintermediate  consignee.   Block18:0  UltimateConsignee. ThisBlockmust kD becompletedifyouaresubmittinga G  licenseapplication.Entertheultimate  consignee'scompletename,street  address,city,country,postalcode,and  telephoneorfacsimilenumber.  Provideacompletestreetaddress,P.O. X Boxesarenotacceptable.Theultimate W 0 consigneeisthepartywhowillactually /!  receivetheitemfortheenduse "! designatedinBlock21.Referto "" 748.5(e)ofthispartforadefinitionof ##  ultimateconsignee.Abank,freight $h$ forwarder,forwardingagent,orother g%@% intermediarymaynotbeidentifiedas ?& & theultimateconsignee.Government ' ' purchasingorganizationsarethesole '!( exceptiontothisrequirement.This (") typeofentitymaybeidentifiedasthe )x#* governmententitythatistheactual w*P$+ ultimateconsigneeinthoseinstances O+(%, whentheitemsaretobetransferredto',&-   thegovernmententitythatisthe '- actualenduser,providedtheactual . enduserandenduseisclearly / identifiedinBlock21orinthe 0 additionaldocumentationattachedto  `1 theapplication._ 82Q(#Q(#    D    p 0 Q Ifyourapplicationisforthereexport  4 ofitemspreviouslyexported,enterthe  5 newultimateconsignee'scomplete  6 name,streetaddress,city,country, p7 postalcode,andtelephoneor oH 8 facsimilenumber.Provideacomplete G 9 streetaddress,P.O.Boxesarenot  : acceptable.Ifyourapplication  ; involvesatemporaryexportor  < reexport,theapplicantshouldbe  = shownastheultimateconsigneein X> careofapersonorentitywhowill W0? havecontrolovertheitemsabroad. @w" 0@w"Box"Fo/@Q(#Q(# Block19:0 Q EndUser .CompletethisBlockonly B iftheultimateconsigneeidentifiedin C Block18isnottheactualenduser.If lD therewillbemorethanoneenduser, kDE useFormBIS748PBtoidentifyeach CF additionalenduser.Entereachend G user'scompletename,streetaddress, H city,country,postalcode,and I telephoneorfacsimilenumber. |J Provideacompletestreetaddress, {TK P.O.Boxesarenotacceptable.S ,LQ(#Q(# Block20:0 Q OriginalUltimateConsignee. If "N yourapplicationinvolvesthereexport "O ofitemspreviouslyexported,enterthe #P originalultimateconsignee'scomplete $hQ name,streetaddress,city,country, g%@R postalcode,andtelephoneor ?& S facsimilenumber.Provideacomplete ' T streetaddress,P.O.Boxesarenot '!U acceptable.Theoriginalultimate ("V consigneeistheentityidentifiedin )x#W theoriginalapplicationforexportas w*P$X theultimateconsigneeortheparty O+(%Y currentlyinpossessionoftheitems. ',&ZQ(#Q(# ЇBlock21:0  SpecificEndUse. ThisBlockmust ' becompletedifyouaresubmittinga  licenseapplication.Providea  completeanddetaileddescriptionof  theenduseintendedbytheultimate  d consigneeand/orenduser(s).Ifyou c < arerequestingapprovalofareexport, ;  provideacompleteanddetailed   descriptionoftheenduseintendedby   thenewultimateconsigneeorend    user(s)andindicateanyothercountries t  forwhichresaleorreexportis sL  requested.Ifadditionalspaceis K$  necessary,useBlock21onFormBIS #  748PAorB.Bespecific"suchvague   descriptionssuchas research,    manufacturing,or scientificuses   arenotacceptable.\   Block22:0  Foralicenseapplicationyoumust 3  completeeachofthesubblocks   containedinthisBlock.Ifyouare  submittingaclassificationrequest,you  neednotcompleteBlocks(e),(f),(g), l and(h).Ifyouwishtoexport,reexport kD orhaveBISclassifymorethanone C item,useFormBIS748PAfor  additionalitems.    F   0 F 0F F (a)0   ECCN. EntertheExportControl | ClassificationNumber(ECCN)that X Аcorrespondstotheitemyouwishtoexport W 0 orreexport.IfyouareaskingBISto /!  classifyyouritem,providea "! recommendedclassificationfortheitemin "" thisBlock.##    F 0  #&%%m&A#m&%%&(b)0   CTP. Youmustenterthe AdjustedPeak g%@% Performance( APP)inthisBlockif C& & yourapplicationincludesadigital ' ' computerorequipmentcontaininga '!( computerasdescribedinSupplementNo. (") 2tothispart.Instructionsoncalculating )|#* theAPParecontainedinaTechnicalNote {*T$+ attheendofCategory4intheCCL.#&%%m&Í#m&%%&S+,%,    +,&-    D (c) 0 p ModelNumber. Enterthecorrectmodel '- numberfortheitem..p(#p(#    D (d)0 p CCATSNumber. Ifyouhavereceived 0 aclassificationforthisitemfromBIS,  h1 providetheCCATSnumbershownon g @2 theclassificationissuedbyBIS.? 3p(#p(#    D (e)0 p Quantity. Identifythequantitytobe  5 exportedorreexported,intermsofthe  6 А UnitidentifiedfortheECCNentered |7 inBlock22(a).Ifthe Unitforanitem {T 8 is $value,enterthequantityinunits S, 9 commonlyusedinthetrade.+ :p(#p(#    D (f)0 p Units. The Unitparagraphwithineach  < ECCNwilllistaspecific Unitforthose  = itemscontrolledbytheentry.The Unit h> mustbeenteredonalllicense g@? applicationssubmittedtoBIS.Ifanitem ?@ islicensedintermsof $value,theunit A ofquantitycommonlyusedintrademust B alsobeshownonthelicenseapplication. C ThisBlockmaybeleftblankonlicense xD applicationsonlyifthe Unitforthe wPE ECCNenteredinBlock22(a)isshownas O(F  N/AontheCCL.'Gp(#p(#    D (g) 0 p UnitPrice. 󀀀Providethefairmarket I valueoftheitemsyouwishtoexportor J reexport.Roundallpricestothenearest dK wholedollaramount.Givetheexactunit c <L priceonlyifthevalueislessthan$0.50. ;!M Ifnormaltradepracticesmakeit "N impracticaltoestablishafirmcontract "O price,stateinBlock24thepreciseterms #P uponwhichthepriceistobeascertained $tQ andfromwhichthecontractpricemaybe s%LR objectivelydetermined.K&$ Sp(#p(#    D (h)0 p TotalPrice. Providethetotalpriceof '!U theitem(s)describedinBlock22(j).("Vp(#p(#    D (i)0 p Manufacturer. Providethenameonly *`$X ofthemanufacturer,ifknown,foreach c+<%Y Ѐ_ooof ;,&Zp(#p(# theitemsyouwishtoexport,_ooreexport_oo,or ' haveBISclassify,ifdifferentfromthe  applicant.    F   (j)0  TechnicalDescription. Provideade  ` scriptionoftheitem(s)youwishtoexport, c < _ooreexport_oo,orhaveBISclassify.Provide ;  detailswhennecessarytoidentifythe   specificitem(s),includeallcharacteristics   orparametersshownintheapplicable    _ooECCN_ooԀusingmeasurementsidentifiedin t  the_ooECCN_ooԀ(e.g.,basicingredients, sL  composition,electricalparameters,size, K$  gauge,grade,horsepower,etc.).These #  characteristicsmustbeidentifiedforthe   itemsintheproposedtransactionwhen   theyaredifferentthanthecharacteristics   describedinpromotionalbrochure(s).\    F Block23:0  TotalApplicationDollarValue.  3  Enterthetotalvalueofallitems  containedontheapplicationinU.S.  Dollars.Theuseofothercurrenciesis  notacceptable.p   Block24: 0  AdditionalInformation. Enter G  additionaldatapertinenttothe # applicationasrequiredintheEAR.  Includespecialcertifications,namesof  partiesofinterestnotdisclosed  elsewhere,explanationofdocuments \ attached,etc.Donotinclude [ 4 informationconcerningBlock22in 3!   thisspace. "!   Ї  0 D #&%%m&#m&%%&Ifyourapplicationrepresentsapreviously '! deniedapplication,youmustprovidethe " ApplicationControlNumberfromthe # originalapplication.$D(#D(#   0 D IfyouarerequestingBIStoclassifyyour _ 8& product,usethisspacetoexplainwhyyou 7 ' believethe_ooECCN_ooԀenteredinBlock22(a)is  ( appropriate.Thisexplanationmustcontain  ) ananalysisoftheitemintermsofthe  * technicalcontrolparametersspecifiedinthe p+ appropriate_ooECCN_oo.Ifyouhavenotidentified oH , arecommendedclassificationinBlock22(a), G - youmuststatethereasonyoucannot  . determinetheappropriateclassification,  / identifyinganythingintheregulationsthat  0 youbelieveprecludedyoufromdetermining  1 thecorrectclassification.X2D(#D(#   0 D Ifadditionalspaceisnecessary,useBlock24 /4 onFormBIS748PAorB.5D(#D(# Block25:0 Q You,astheapplicantorduly 7 authorizedagentoftheapplicant, h8 mustmanuallysigninthisBlock. g@9 Rubberstampedorelectronic ?: signaturesarenotacceptable.Ifyou ; areanagentoftheapplicant,in < additiontoprovidingyournameand = titleinthisBlock,youmustenteryour x> company'snameinBlock24.Type wP? bothyournameandtitleinthespace O (@ provided. '!AQ(#Q(# ([   (5'5@  UNIQUEAPPLICATIONANDSUBMISSIONREQUIREMENTS  X1 @.a:!!11!0@(X(#(#(Inadditiontotheinstructionscontainedin 9 SupplementNo.1topart748,youmustalso   ensurethattheadditionalrequirementsforcertain   itemsortypesoftransactionsdescribedinthis   supplementareaddressedinyourlicense  r application.Allotherblocksnotspecifically q J identifiedinthissupplementmustbecompleted I " inaccordancewiththeinstructionscontainedin !  SupplementNo.1topart748.Theterm Block   usedinthissupplementrelatestoFormBIS748P,   unlessotherwisenoted.     (a)Chemicals,medicinals,and Y2  Аpharmaceuticals  1  Ifyouaresubmittingalicenseapplicationforthe  exportor_ooreexport_ooԀofchemicals,medicinals,  Аand/orpharmaceuticals,thefollowinginformation h mustbeprovidedinBlock22. g@  (1) Factsrelatingtothegrade,form,  concentration,mixture(s),oringredientsasmay  benecessarytoidentifytheitemaccurately,and;   (2) TheChemicalAbstractServiceRegistry {T (_ooC.A.S._oo)numbers,iftheyexist,mustbe W0 identified. /   (b)Communicationsinterceptingdevices   QIfyouarerequiredtosubmitalicenseapplication !h  under742.13ofthispart,youmustenterthe g"@! words CommunicationsInterceptingDevice(s) ?#" inBlock9.Theitemyouarerequestingtoexport $# or_ooreexport_ooԀmustbespecifiedbynameinBlock $$ 22(j). %%    (c)Computers,telecommunications, w'P!' informationsecurityitems,andrelated M(&"( equipment #)") _ Ifyourlicenseapplicationincludesitems *$+ controlledbybothCategory4andCategory5, +%, Ѐ ,Z&- yourlicenseapplicationmustbesubmitted#&%%m&k#&%%&under 9- Category5#&%%&E#&%%&ԀoftheCommerceControlList(774.1  . oftheEAR)#&%%&競#&%%&ԄseeCategory5Part1Notes1and2  / andPart2Note1#&%%&6#m&%%&.Licenseapplicationsincluding  0 computerscontrolledbyCategory4mustidentify  r1 an AdjustedPeakPerformance( APP)in q J2 Block22(b).Iftheprincipalfunctionis I "3 telecommunications,anAPPisnotrequired. !4 Computers,relatedequipment,orsoftware 5 performingtelecommunicationorlocalarea  6 networkfunctionswillbeevaluatedagainstthe  7 telecommunicationsperformancecharacteristics Z 8 ofCategory5Part1,while#&%%m&÷#&%%&information#&%%&i#&%%&Ԁ#&%%&綺#&%%&security Y2 9 #&%%&#&%%&commodities,softwareandtechnology#&%%&X#m&%%&Ԁwillbe 1 : evaluatedagainsttheinformationsecurity   ; performancecharacteristicsofCategory5Part2. < #&%%m&羻#m&%%& (1)Requirementsforlicenseapplicationsthat j> includecomputers. Ifyouaresubmittinga iB? licenseapplicationtoexportor_ooreexport_oo E@ computersorequipmentcontainingcomputersto A destinationsinCountryGroupD:1(See B SupplementNo.1topart740oftheEAR),orto C upgradeexistingcomputerinstallationsinthose ~D countries,youmustalsoincludetechnical }VE specificationsandproductbrochuresto U.F corroboratethedatasuppliedinyourlicense -G application,#&%%m&碼#m&%%&ԀinadditiontotheAPPinBlock H 22(b). I  (2) #&%%m&瞿#m&%%&Ԁ SecuritySafeguardPlanrequirement.#&%%m&<#m&%%& !fK  #&%%m&#$&%%&TheUnitedStatesrequiressecuritysafeguardsfor i"BL exports,_ooreexports_oo,andtransfers(incountry)of A#M HighPerformanceComputers(_ooHPCs_oo)toensure $N thattheyareusedforpeacefulpurposes.Ifyou $O aresubmittingalicenseapplicationforanexport, %P _ooreexport_oo,orincountrytransferofahigh &z Q performancecomputertoorwithinadestination y'R!R inComputerTier3(see740.7(c)(1)oftheEAR) Q(*"S ortoCuba,Iran,NorthKorea,Sudan,orSyria ))#T youmustincludewithyourlicenseapplicationa *#U securitysafeguardplansignedbytheenduser, *$V whomayalsobetheultimateconsignee.This +%W requirementalsoappliestoexports,_ooreexports_oo, ,b&X andtransfers(incountry)of  componentsor ' electronicassembliestoupgradeexisting   computerinstallationsinthosecountries.#&%%$&#m&%%&ԀA  samplesecuritysafeguardplanispostedonBIS's  _oowebpage_ooԀat426L7O  5  #&%%m&#m&%%&http://www.bis.doc.gov/hpcs/  b _ooSecuritySafeguardPlans.html_oo67OX  7L .#&%%m&#m&%%& a :   (d)Giftparcels;consolidatedinasingle   shipment    PIfyouaresubmittingalicenseapplicationto n  exportmultiplegiftparcelsfordeliveryto mF  individualsresidinginaforeigncountry,you E  mustincludethefollowinginformationinyour   licenseapplication.NOTE:Eachgiftparcel   mustmeetthetermsandconditionsdescribedfor   giftparcelsinLicenseException_ooGFT_ooԀ(see ~  740.12(a)oftheEAR). }V  (1) InBlock16,entertheword None; -  (2) InBlock18,entertheword Variousinstead  ofthenameandaddressofasingleultimate  consignee; n ( (3) InBlock21,enterthephrase Forpersonal E usebyrecipients; !  (4) InBlock22(e),indicateareasonableestimate  ofthenumberofparcelstobeshippedduringthe  validityofthelicense; ^  (5) InBlock22(j),enterthephrase GiftParcels; 5!  and "!  (6) InBlock23,indicateareasonablevalue ## approximationproportionatetothequantityof $v$ giftparcelsidentifiedinBlock22(e). u%N%   (e)IntransitthroughtheUnitedStates  %' ' ~Ifyouaresubmittingalicenseapplicationfor (") itemsmoving_oointransit_ooԀthroughtheUnitedStates )#* thatdonotqualifyforthe_oointransit_ooprovisionsof *\$+ LicenseException_ooTMP_ooԀ(see740.9(b)(1)ofthe [+4%, EAR),youmustprovidethefollowing 3, &- informationwithyourlicenseapplication: '-  (1) InBlock9,enterthephrase Intransit / Shipment; 0  (2) InBlock24,enterthenameandaddressof c <2 theforeignconsignorwhoshippedtheitemsto ? 3 theUnitedStatesandstatetheoriginofthe  4 shipment;  5  (3) Anyavailableevidenceshowingtheapproval x7 oracquiescenceoftheexportingcountry(orthe {T 8 countryofwhichtheexporterisaresident)for S, 9 shipmentstotheproposedultimatedestination. + : SuchevidencemaybeintheformofaTransit  ; AuthorizationCertificate;and  <  (4) Anysupportdocumentationrequiredby d> 748.9ofthispartforthecountryofultimate g@? destination. ?@   #&%%m&#m&%%&(f)IntransitoutsideoftheUnitedStates  B s#&%%m&#m&%%&Ifyouaresubmittingalicenseapplicationbased xD onGeneralProhibitionEightstatedin wPE А736.2(b)(8)oftheEARandidentificationofthe O(F intermediateconsigneeinthecountryofunlading 'G ortransitisunknownatthetimethelicense H applicationissubmitted,thecountryofunlading I ortransitmustbeshowninBlock17. J   (g)NuclearNonproliferationitemsand _ 8L enduses  5!M ; (1)Statementrequirement. Ifalicenseis "O requiredtoexportor_ooreexport_ooԀitemsdescribedin #P 742.3oftheEAR,oranyotheritem(except $pQ thosecontrolledforshortsupplyreasons)where o%HR theitemisintendedforanuclearenduse,priorto G& S submittingalicenseapplication,youmustobtain ' T asignedwrittenstatementfromtheenduser '!U certifyingthefollowing: ("V   (_ooi_oo)Theitemstobeexportedorreplicasthereof *X$X ( replicasreferstoitemsproducedabroadbased W+0%Y onphysicalexaminationoftheitemoriginally /,&Z exported,matchingitinallcriticaldesignand ' performanceparameters),willnotbeusedinany  oftheactivitiesdescribedin744.2(a)ofthe  EAR;and   F (ii)Writtenauthorizationwillbeobtainedfrom _ 8 theBISpriorto_ooreexporting_ooԀtheitems,unlessthey 7  aredestinedtoCanadaorwouldbeeligiblefor   exportfromtheUnitedStatestothenewcountry   ofdestinationunder_ooNLR_ooԀbasedonCountryChart    NPColumn1. p   (2)Licenseapplicationrequirements. Along G  withtherequiredcertification,youmustinclude #  thefollowinginformationinyourlicense   application:    F (_ooi_oo)InBlock7,placean(X)intheboxtitled \  NuclearCertification; [4  F (ii)InBlock9,enterthephrase NUCLEAR   CONTROLS;   F (iii)InBlock21,provide,ifknown,the l specificgeographiclocationsofanyinstallations, kD establishments,orsitesatwhichtheitemswillbe C used;   F (iv)InBlock22(j),ifapplicable,includea  descriptionofanyspecificfeaturesofdesignor | specificmodificationsthatmaketheitemcapable {T ofnuclearexplosiveactivities,orofsafeguarded S , or_oounsafeguarded_ooԀnuclearactivitiesasdescribed +!  in744.2(a)(3)oftheEAR;and "!  F (v)InBlock24,ifyourlicenseapplicationis ## beingsubmittedbecauseyouknowthatyour $d$ transactioninvolvesanuclearendusedescribed c%<% in744.2oftheEAR,youmustfullyexplainthe ;& & basisforyourknowledgethattheitemsare ' ' intendedforthepurpose(s)described744.2of '!( theEAR.Indicate,ifpossible,thespecific (") Аend-use(s)theitemswillhaveindesigning, )t#* developing,fabricating,ortestingnuclear s*L$+ weaponsornuclearexplosivedevicesorin K+$%, designing,constructing,fabricating,oroperating #,%- thefacilitiesdescribedin744.2(a)(3)ofthe '- EAR. .    (h)Numericalcontroldevices,motioncontrol 0 boards,numericallycontrolledmachinetools,  ^1 dimensionalinspectionmachines,direct [ 42 numericalcontrolsystems,speciallydesigned 1 3 assembliesandspeciallydesignedsoftware   4 (1)Ifyouaresubmittingalicenseapplicationto  6 export,_ooreexport_oo,orrequestBIStoclassify f7 numericalcontroldevices,motioncontrolboards, e> 8 numericallycontrolledmachinetools, = 9 dimensionalinspectionmachines,andspecially  : designedsoftwareyoumustincludethefollowing  ; informationinyourlicenseapplication:  <   (_ooi_oo)Fornumericalcontroldevicesandmotion uN> controlboards: M&?    D (A)Makeandmodelnumberofthecontrol A unit; B    D (B)Descriptionandinternalconfigurationof ^D numericalcontroldevice.Ifthedeviceisa ]6E computerwithmotioncontrolboard(s),then 5F includethemakeandmodelnumberofthe  G computer; H    D (C)Descriptionofthemannerinwhicha nJ computerwillbeconnectedtothe_ooCNC_ooԀunitfor mFK on-lineprocessingofCADdata.Specifythe E L makeandmodelofthecomputer; !M    D (D)Numberofaxesthecontrolunitis "O capableofsimultaneouslycontrollingina #~P coordinatedcontouringmode,andtypeof }$VQ interpolation(linear,circular,andother); U%.R    D (E)Minimumprogrammableincrement; ' T    D (F)Adescriptionandanitemizedlistofall ("V software/firmwaretobesuppliedwiththecontrol )f#W deviceormotioncontrolboard,including e*>$X software/firmwareforaxisinterpolationfunction =+%Y andforanyprogrammablecontrolunitordevice ,%Z _ootobesuppliedwiththecontrolunit; '  F % 5   (G)Descriptionofcapabilitiesrelatedto   realtimeprocessingandreceivingcomputer  aided-design.  `  F   (H)Adescriptionofcapabilitytoaccept 7  additionalboardsorsoftwarethatwouldpermit   anupgradeoftheelectronicdeviceormotion   controlboardabovethecontrollevelsspecifiedin    ECCN2B001;and p   F   (I)Specifyiftheelectronicdevicehasbeen G  downgraded,andifsocanitbeupgradedin   future.    F (ii)Fornumericallycontrolledmachinetools   anddimensionalinspectionmachines: X  F   (A)Nameandmodelnumberofmachinetool / ordimensionalinspectionmachine;   F   (B)Typeofequipment,e.g.,horizontal  boringmachine,machiningcenter,dimensional h inspectionmachine,turningcenter,waterjet,etc.; g@  F   (C)Descriptionofthelinearandrotaryaxes  capableofbeingsimultaneouslycontrolledina  coordinatedcontouringmode,regardlessofthe  factthatthecoordinatedmovementofthe x machineaxismaybelimitedbythenumerical wP controlunitsuppliedbythemachinetool; O (  F   (D)Maximumworkpiecediameterfor !! cylindricalgrindingmachines; ""  F   (E)Motion(camming)ofthespindleaxis $`$ measuredintheaxialdirectioninonerevolution _%8% ofthespindle,andadescriptionofthemethodof 7& & measurementforturningmachinetoolsonly; ' '  F   (F)Motion(runout)ofthespindleaxis (") measuredintheradialdirectioninonerevolution )p#* ofthespindle,andadescriptionofthemethodof o*H$+ measurement; G+ %,  ,%-    D (G)Overallpositioningaccuracyineach '- axis,andadescriptionofthemethodfor . measurement;and /    D (H)Slidemotiontestresults.  `1   #&%%m&G#m&%%&(i)Parts,components,andmaterials 7 3 incorporatedabroadintoforeign-made  4 products   5 #&%%m&#m&%%&BISwillconsiderlicenseapplicationstoexportor j7 reexporttomultipleconsigneesormultiple iB 8 countrieswhenanapplicationisrequiredfor A 9 foreignproduceddirectproductcontainingparts  : andcomponentssubjecttotheEARin732.4(b)  ; oftheEARandtoGeneralProhibitionTwostated  < in736.2(b)(2)oftheEAR.Suchrequestswill z = notbeapprovedforcountrieslistedinCountry yR> GroupE:2(SeeSupplementNo.1topart740of Q*? theEAR),andmaybeapprovedonlyinlimited )@ circumstancesforcountrieslistedinCountry A GroupD:1. B  (1)Licenseapplicationsfortheexportofparts bD andcomponents. Ifyouaresubmittingalicense a:E applicationfortheexportofparts,components,or =F materialstobeincorporatedabroadintoproducts G thatwillthenbesenttodesignatedthird H countries,youmustenterinBlock21,a I descriptionofend-useincludingageneral vJ descriptionofthecommoditiestobe uNK manufactured,theirtypicalend-use,andthe M &L countrieswherethosecommoditieswillbe %!M marketed.Thecountriesmaybelistedspecifically !N ormaybeidentifiedbyCountryGroups, "O geographicareas,etc. #P  (2)Licenseapplicationsforthereexportof ]%6R incorporatedpartsandcomponents. Ifyouare 5& S submittingalicenseapplicationforthereexport ' T ofparts,components,ormaterialsincorporated '!U abroadintoproductsthatwillbesentto ("V designatedthirdcountriesyoumustincludethe )r#W followinginformationinyourlicenseapplication: q*J$X   (i)InBlock9,enterthephrase Partsand !,%Z Components; '  F (ii)InBlock18,enterthename,streetaddress,  cityandcountryoftheforeignpartywhowillbe  receivingtheforeign-madeproduct.Ifyouare  ` requestingapprovalformultiplecountriesor _ 8 consigneesenter VariousinBlock18,andlist 7  thespecificcountries,CountryGroups,or   geographicareasinBlock24;    F (iii)InBlock20,enterthename,streetaddress, p  city,andcountryoftheforeignpartywhowillbe oH  exportingtheforeign-madeproductincorporating G  U.S.originparts,componentsormaterials;    F (iv)InBlock21,describetheactivityofthe   ultimateconsigneeidentifiedinBlock18andthe   end-useoftheforeign-madeproduct.Indicatethe X finalconfigurationiftheproductisintendedtobe W0 incorporatedinalargersystem.Iftheend-useis / unknown,state unknownanddescribethe  generalactivitiesoftheend-user;   F (v)InBlock22(e),specifythequantityfor h eachforeign-madeproduct.Ifthisinformationis g@ unknown,enter UnknowninBlock22(e); ? @   F (vi)InBlock22(h),enterthedigit 0"foreach  foreign-madeproduct;   F (vii)InBlock22(j),describetheforeign-made wP productthatwillbeexported,specifyingtypeand O ( modelorpartnumber.Attachbrochuresor '!  specifications,ifavailable.Showaspartofthe !! descriptiontheunitvalue,inU.S.dollars,ofthe "" foreign-madeproduct(ifmorethanone ## Аforeign-madeproductislistedonthelicense $`$ application,specifytheunitvalueforeach _%8% Аtype/model/partnumber).Alsoincludea 7& & descriptionoftheU.S.content(includingthe ' ' applicableExportControlClassification '!( Number(s))anditsvalueinU.S.dollars.Ifmore (") thanoneforeign-madeproductisidentifiedonthe )p#* licenseapplication,describetheU.S.contentand o*H$+ specifytheU.S.contentvalueforeach G+ %, foreign-madeproduct.Also,providesufficient ,%- supportinginformationtoexplainthebasisforthe '- statedvalues.Totheextentpossible,explainhow . muchofthevalueoftheforeign-madeproduct / representsforeignoriginparts,components,or 0 materials,asopposedtolabor,overhead,etc.  `1 WhentheU.S.contentvariesandcannotbe _ 82 specifiedinadvance,providearangeof 7 3 percentageandvaluethatwouldindicatethe  4 minimumandmaximumU.S.content;  5   (viii)IncludeseparatelyinBlock22(j)a p7 descriptionofanyU.S.originsparepartstobe oH 8 reexportedwiththeforeign-madeproduct,ifthey G 9 exceedtheamountallowedby740.10ofthe  : EAR.Enterthequantity,ifappropriate,inBlock  ; 22(e).EntertheECCNforthesparepartsin  < Block22(a)andenterthevalueofthespareparts  = inBlock22(h); X>   (ix)InBlock23,enterthedigit 0"; /@   (x)Iftheforeign-madeproductisthedirect B productofU.S.origintechnologythatwas C exportedorreexportedsubjecttowritten hD assurance,arequestforwaiverofthatassurance, g@E ifnecessary,maybemadeinBlock24.IfU.S. ?F origintechnologywillaccompanyashipmenttoa G countrylistedipnCountryGroupD:1orE:2(see H SupplementNo.1topart740oftheEAR) I describeinBlock24thetypeoftechnologyand xJ howitwillbeused. wPK   (j)Shipstores,planestores, '!M supplies,andequipment  !N n (1)Vesselsunderconstruction. Ifyouare #P submittingalicenseapplicationfortheexportor $`Q reexportofitems,includingshipstores,supplies, _%8R andequipment,toavesselunderconstructionyou 7& S mustincludethefollowinginformationinyour ' T licenseapplication: '!U     (i)InBlock18,enterthename,streetaddress, )p#W city,andcountryoftheshipyardwherevesselis o*H$X beingconstructed; G+ %Y  ,%Z Ѐ F (ii)InBlock22(j),statethelengthofthevessel ' foravesselunder12m(40ft)inlength.Fora  vessel12m(40ft)inlengthorover,providethe  followinginformation(ifthisinformationis  unknown,enter UnknowninthisBlock):  `  F   (A)Hullnumberandnameofvessel; 7   F   (B)Typeofvessel;    F   (C)Nameandbusinessaddressofprospective p  owner,andtheprospectiveowner'snationality; oH  and G   F   (D)Countryofregistryorintendedcountryof   registry.    (2)Aircraftunderconstruction. Ifyouare X submittingalicenseapplicationfortheexportor [4 reexportofitems,includingplanestores, 3  supplies,andequipment,toanaircraftunder   constructionyoumustincludethefollowing  informationinyourlicenseapplication:   F (i)InBlock18,enterthenameandaddressof kD theplantwheretheaircraftisbeingconstructed; C  F (ii)InBlock22(j),enterthefollowing  information(ifthisinformationisunknown,enter   UnknowninthisBlock): |  F   (A)Typeofaircraftandmodelnumber; S ,  F   (B)Nameandbusinessaddressofprospective "! ownerandhisnationality;and "" @   F   (C)Countryofregistryorintendedcountryof $d$ registry. c%<%  (3)Operatingvesselsandaircraft. Ifyouare ' ' submittingalicenseapplicationfortheexportor '!( reexportofitems,includingshiporplanestores, (") supplies,andequipmenttoanoperatingvesselor )x#* aircraft,whetherinoperationorbeingrepaired, w*P$+ youmustincludethefollowinginformationin O+(%, yourlicenseapplication: ',&- Ї  (i)InBlock18,enterthenameoftheowner, '- thenameofthevessel,ifapplicable,andportor . pointwheretheitemswillbetakenaboard; /   (ii)InBlock18,enterthefollowingstatement  `1 if,atthetimeoffilingthelicenseapplication,itis _ 82 uncertainwherethevesseloraircraftwilltakeon 7 3 theitems,butitisknownthattheitemswillnot  4 beshippedtoacountrylistedinCountryGroup  5 D:1orE:2(seeSupplementNo.1topart740of  6 theEAR): p7   0 D Uncertain;however,shipment(s)willnotbe G 9 madetoCountryGroupsD:1orE:2. :D(#D(#   (iii)Provideinformationasdescribedin  < paragraph(j)(1)(ii)ofthissupplementforvessels  = orinformationcontainedinparagraph(j)(2)(ii)of X> thissupplementforaircraft. W0?   (k)Regionalstabilitycontrolleditems  A &Ifyouaresubmittingalicenseapplicationforthe C exportorreexportofitemscontrolledforregional fD stabilityreasonsandsubjecttolicensingunder e>E RSColumn1ontheCountryChart,yourlicense =F applicationmustbeaccompaniedbyfulltechnical G specifications. H    D    p  Q   (l)Reexports  vJ ;(Ifyouknowthatanitemthatrequiresalicenseto M &L beexportedfromtheUnitedStatestoacertain %!M foreigndestinationwillbereexportedtoathird !N destinationalsorequiringapproval,sucharequest "O mustbeincludedonthelicenseapplication.The #P licenseapplicationmustspecifythecountryto $^Q whichthereexportwillbemadeinBlock24.If ]%6R theexportdoesnotrequirealicensebutthe 5& S reexportdoes,youmayapplyforalicenseforthe  ' T reexport,oryoumayexportwithoutalicenseand '!U notifytheconsigneeoftherequirementtoseeka ("V licensetoreexport. )n#W   _oo ,%Z   (m)Robots  ' +Ifyouaresubmittingalicenseapplicationforthe  exportor_ooreexport_ooԀofitemscontrolledby_ooECCNs_oo  2B007or2D001(includingrobots,robot  ^ controllers,end_ooeffectors_oo,orrelatedsoftware)the ] 6 followinginformationmustbeprovidedinBlock 5  24:    (1) Specifyiftherobotisequippedwithavision    systemanditsmake,type,andmodelnumber; r   F (2) Specifyiftherobotisspeciallydesignedto I"  complywithnationalsafetystandardsfor %  explosivemunitionsenvironments;    (3) Specifyiftherobotisspeciallydesignedfor   outdoorapplicationsandifitmeetsmilitary b specificationsforthoseapplications; a:  (4) Specifyiftherobotisspeciallydesignedfor  operatinginanelectromagneticpulse(_ooEMP_oo)  environment;   (5) Specifyiftherobotisspeciallydesignedor uN ratedasradiationhardenedbeyondthatnecessary Q* towithstandnormalindustrial(i.e.,nonnuclear ) industry)ionizingradiation,anditsratingingrays  (Silicon);   (6) Describetherobot'scapabilityofusing b sensors,imageprocessingorsceneanalysisto e > generateortomodifyrobotprograminstructions =!  ordata; "!  (7) Describethemannerinwhichtherobotmay ## beusedinnuclearindustry/manufacturing;and $z$  (8) Specifyiftherobotcontrollers,end_ooeffectors_oo, Q&* & orsoftwarearespeciallydesignedforrobots -'!' controlledby_ooECCN_ooԀ2B007,andwhy. (!(   (n)ShortSupplycontrolleditems  )#* 4Ifyouaresubmittingalicenseapplicationforthe e+>%, exportofitemscontrolledforshortsupply =,&- reasons,youmustconsultpart754oftheEARfor '- instructionsonpreparingyourlicenseapplication. .   (o)Technology  0 A6 (1)Licenseapplicationinstructions. Ifyouare ] 62 submittingalicenseapplicationfortheexportor 9 3 _ooreexport_ooԀoftechnologyyoumustcheckthebox  4 labeled LetterofExplanationinBlock6,enter  5 theword TechnologyinBlock9,leaveBlocks  6 22(e)and(_ooi_oo)blank,andincludeageneral r7 statementthatspecifiesthetechnology(e.g., qJ 8 blueprints,manuals,etc.)inBlock22(j). I" 9  (2)Letterofexplanation. Eachlicense  ; applicationtoexportor_ooreexport_ooԀtechnologymust  < besupportedbyacomprehensiveletterof  = explanation.Thislettermustdescribeallthe ^> factsforacompletedisclosureofthetransaction ]6? including,ifapplicable,thefollowing 5@ information:  A   (_ooi_oo)Theidentitiesofallpartiestothe C transaction; nD   (ii)Theexactprojectlocationwherethe EF technologywillbeused; G   (iii)Thetypeoftechnologytobeexportedor I _ooreexported_oo; ~J   (iv)Theforminwhichtheexportor_ooreexport_oo U .L willbemade; -!M     (v)Theusesforwhichthedatawillbe "O employed; #P   (vi)Anexplanationoftheprocess,product, e%>R size,andoutputcapacityofallitemstobe =& S producedwiththetechnology,ifapplicable,or ' T otherdescriptionthatdelineates,defines,and '!U limitsthedatatobetransmitted(the technical ("V scope);and )v#W   (vii)Theavailabilityabroadofcomparable M+&%Y foreigntechnology. %,%Z Ї (3)Specialprovisions.  '  F (_ooi_oo)Technologycontrolledfornationalsecurity  reasons.Ifyouaresubmittingalicense  applicationtoexporttechnologycontrolledfor  ` nationalsecurityreasonstoacountrynotlistedin _ 8 CountryGroupD:1orE:2(seeSupplementNo.1 7  topart740oftheEAR),uponrequest,youmust   provideBISacopyofthewrittenletterfromthe   ultimateconsigneeassuringthat,unlessprior    authorizationisobtainedfromBIS,theconsignee p  willnotknowingly_ooreexport_ooԀthetechnologytoany oH  destination,orexportthedirectproductofthe G  technology,directlyorindirectly,toacountry   listedinCountryGroupD:1orE:2(see   SupplementNo.2topart740oftheEAR).Ifyou   areunabletoobtainthisletterofassurancefrom   yourconsignee,youmuststateinyourlicense X applicationwhytheassurancescouldnotbe W0 obtained. /  F (ii)Maritimenuclearpropulsionplantsand  relateditems.Ifyouaresubmittingalicense  applicationtoexportor_ooreexport_ooԀtechnology h relatingtomaritimenuclearpropulsionplantsand g@ relateditemsincludingmaritime(civil)nuclear ? propulsionplants,theirlandprototypes,and  specialfacilitiesfortheirconstruction,support,or  maintenance,includinganymachinery,device,  component,orequipmentspecificallydeveloped x ordesignedforuseinsuchplantsorfacilitiesyou wP mustincludethefollowinginformationinyour O ( licenseapplication: '!   F   (A)Adescriptionoftheforeignprojectfor "" whichthetechnologywillbefurnished; ##  F   (B)Adescriptionofthescopeofthe _%8% proposedservicestobeofferedbytheapplicant, 7& & hisconsultant(s),andhissubcontractor(s), ' ' includingallthedesigndatathatwillbe '!( disclosed; (")  F   (C)Thenames,addressesandtitlesofall o*H$+ personneloftheapplicant,theapplicant's G+ %, consultant(s)andsubcontractor(s)whowill ,%- discussordisclosethetechnologyorbeinvolved '- inthedesignordevelopmentofthetechnology; .    D (D)Thebeginningandterminationdatesof 0 theperiodoftimeduringwhichthetechnology  `1 willbediscussedordisclosedandaproposed _ 82 timescheduleofthereportstheapplicantwill 7 3 submittoBIS,detailingthetechnologydiscussed  4 ordisclosedduringtheperiodofthelicense;  5    D (E)Thefollowingcertification: p7     0 D    p I(We)certifythatifthislicense G 9 application0@D(#D(#isapproved,I(we)andany  : consultants,subcontractors,orotherpersons  ; employedorretainedbyusinconnection  < withtheprojectlicensedwillnotdiscusswith  = ordisclosetoothers,directlyorindirectly, X> anytechnologyrelatingtoU.S.navalnuclear W0? propulsionplants.I(We)furthercertifythat /@ I(we)willfurnishtotheBureauofIndustry A andSecurityallreportsandinformationit B mayrequireconcerningspecifictransmittals C ordisclosuresoftechnologyunderany hD licensegrantedasaresultofthislicense g@E application.?FD(#D(#    D    p  Q    D (F)Astatementofthestepsthatyouwill H taketoassurethatpersonneloftheapplicant,the I applicant'sconsultant(s)andsubcontractor(s)will xJ notdiscussordisclosetootherstechnology wPK relatingtoU.S.navalnuclearpropulsionplants; O (L and '!M    D (G)Awrittenstatementofassurancefrom "O theforeignimporterasdescribedinparagraph #P (o)(3)(_ooi_oo)ofthisSupplement. $`Q    (p)Temporaryexportsor_ooreexports_oo  7& S   Ifyouaresubmittingalicenseapplicationforthe '!U temporaryexportor_ooreexport_ooԀofanitem(not ("V eligibleforthetemporaryexportsand_ooreexports_oo )n#W provisionsofLicenseException_ooTMP_ooԀ(see m*F$X 740.9(a)oftheEAR))youmustincludethe E+%Y followingcertificationinBlock24: ,%Z Ї0 F Theitemsdescribedonthislicenseapplication ' aretobetemporarilyexported(or_ooreexported_oo)  for(statethepurposee.g.,demonstration,  testing,exhibition,etc.),usedsolelyforthe  purposeauthorized,andreturnedtotheUnited  ` States(ororiginatingcountry)assoonasthe _ 8 temporarypurposehasended,butinnocase 7  laterthanoneyearofthedateofexport(or   _ooreexport_oo),unlessotherdispositionhasbeen   authorizedinwritingbytheBureauofIndustry    andSecurity.p FF    (q)ChemicalscontrolledforCWreasons G  under_ooECCN_ooԀ1C350    XInadditiontoanysupportingdocumentation   requiredbypart748,youmustalsoobtainfrom |  yourconsigneeanEndUseCertificateforthe {T exportofchemicalscontrolledforCWreasonsby S, _ooECCN_ooԀ1C350tononStatesParties(destinations + notlistedinSupplementNo.2topart745ofthe  EAR).See745.2oftheEAR.Inadditiontothe  EndUseCertificate,youmaystillberequiredto  obtainaStatementbyUltimateConsigneeand d Purchaser(FormBIS711P)assupport c< documentation.Consult748.9and748.11of ; theEAR.  @     (r)Encryptionreviewrequests   \ Enter,inBlock9(SpecialPurpose)ofthe qJ BIS!748P, LicenseException_ooENC_ooifyouare I " submittinganencryptionreviewrequestfor !!  LicenseException_ooENC_ooԀ(740.17oftheEAR)or !!  massmarketencryptionifyouaresubmitting "" anencryptionreviewrequestunderthemass ## marketencryptionprovisions(742.15(b)ofthe $Z$ EAR).Ifyouseekanencryptionreviewfor Y%2% anotherreason,enter encryptionother.#&%%m&#&%%&  1& &  #&%%&_#$&%%&Neithertheelectronicnorpaperformsprovidea  ' ' separateBlocktocheckforthesubmissionof '!( encryptionreviewrequests,thereforeyoumust (") also#&%%$&P`#$&%%&,placean Xintheboxmarked )n#*  ClassificationRequestinBlock5(Typeof m*F$+ Application)ofFormBIS-748Porselect E+%,  CommodityClassificationiffiling ,%- electronically.#&%%$&`a#m&%%& Failuretoproperlycompletethese '- itemsmaydelayconsiderationofyourreview . request.#&%%m&b#m&%%& /    (s)ForeignNationalReviewRequest   d1 c (1)BIS748P MultipurposeApplication = 3 form .IfyouaresubmittingaForeignNational  4 Review(_ooFNR_oo)requestforthedeemedexportof  5 technologyorsourcecode,youmustincludethe  6 followinginformationontheBIS748P z7  MultipurposeApplicationform: yR 8   (_ooi_oo)0  0p(#(#InBlock1through3,insertname, ) : telephone,andfacsimileoftheperson  ; thatismostknowledgeableaboutthe  < foreignnational; =p(#p(#   (ii)0  0p(#(#InBlock4(DateofApplication),enter a:? thedate;9@p(#p(# ̀  (iii)0 p InBlock5(TypeofApplication),place B an Xintheboxmarked Other;Cp(#p(#   (iv)0 p InBlock6(DocumentsSubmittedwith qJE Application),placean Xin Otherto I"F signifythatyouaresubmittingthe !G ForeignNationalReviewSupport H Statement(s)withtheBIS748P,and I placean Xin BIS748PBifyouare J submittingthis_ooFNR_ooԀformultipleforeign ZK nationals;Y 2Lp(#p(#   (v)0 p InBlock9(SpecialPurpose),insertthe  "N phrase ForeignNationalReview "O (_ooFNR_oo);#Pp(#p(#   (vi)0 p InBlock14(Applicant),insertthename i%BR oftheapplicant;A& Sp(#p(#   (vii)0 p InBlock18(UltimateConsignee),insert '!U thenameandaddressoftheForeign ("V National;)z#Wp(#p(#   (viii)0 p InBlock21(SpecificEndUse),insert Q+*%Y anyinformationwhichmaybeofinterest ),&Zp(#p(# regardingtheexportofthetechnologyor ' sourcecode;  F (ix)0  InBlock24(AdditionalInformation),  insertcontactemailinformation; `  F (x)0  InBlock25(Signature),signtheBIS 7  748P,andinsertthenameandtitleofthe   signer;and   F (xi)0  AllotherBlocksontheapplicationmay p  beleftblank.oH   (2)MultipleForeignNationals. Ifyouare   submittingaForeignNationalReviewRequest   formorethanoneindividual,youmayaddother   foreignnationalsbycompletingandattaching   formBIS748PB EndUserAppendix. \    (t)ForeignNationalReview 3  SupportStatement    pTorequestreviewofyour_ooFNR_oo,youmustsubmit  toBISa_ooFNR_ooԀsupportstatementassetforthbelow h oncompanyletterhead,alongwithFormBIS g@ 748P(MultipurposeApplication),oritselectronic ? equivalent.For_ooFNRs_ooԀthatincludemultiple  foreignnationals,an_ooFNR_ooԀsupportstatementmust  besubmittedforeachforeignnational.   (1) Casenumber(Znumber):_ooZxxxxxx_oo; wP  (2) Name,andallothernameseverused; +!   (3) Dateofbirth:dd/mm/_ooyyyy_oo; "" @   (4) Placeofbirth:city,state/province,and $l$ country; o%H%  (5) U.S.Address:streetaddress,city,state,zip; ' '  (6) OverseasAddress:streetaddress,city, (") province,country; )#*  (7) Visatype(withexpirationdateandplace _+8%, issued,ifavailable):type,dd/mm/_ooyyyy_oo,city, ;,&- country; '-  (8) I-94No._ooxxxxxxx_oo,dd/mm/_ooyyyy_oo; /  (9) PassportandCountryofIssue:_ooxxxxxxxx_oo,  d1 country g @2  (10) U.S.Education(schools,degrees,anddates  4 received)(ifany):degree,subject,university,  5 city,state,country,month/year-month/year;  6  (11) ForeignEducation:degree,subject, {T 8 university,city,state,country,month/year- W0 9 month/year;  / :  (12) Employer(applicant)andaddress:company,  < streetaddress,city,state,zip;  =  (13) Detailedexplanationofposition kD? requirementsandindividualsqualifications G @ relatedtotheposition;and A  (14) PriorEmploymentRecord,(including C overseasemployment)addressesanddates; D explainanyperiodsofunemployment. \E 0   (u)Aircraftandvesselsontemporarysojourn.  3 G  (#(# Iftheapplicationisforanaircraftoravessel I travelingonatemporarysojourn,statethevalue J oftheaircraftorvesselas$0inbox22(g)(unit nK price)and22(h)(totalprice).Inbox23(Total m FL ApplicationDollarValue),insertthetotalvalue E!M ofitemsotherthantheaircraftorvesselthatare "N includedinthesameapplication.Ifthe "O applicationisonlyfortheaircraftorvesselon #P temporarysojourn,insert$0. $~Q   (v)Incountrytransfers.  U&. S }Torequestanincountrytransfer,youmust (!U specify incountrytransferinBlock9(Special ("V Purpose)andmark _ooReexport_ooinBlock5(Type )#W ofApplication)oftheBIS748P Multipurpose *d$X Applicationform.Theapplicationalsomust c+<%Y specifythesameforeigncountryforboththe ;,&Z originalultimateconsigneeandthenewultimate ' consignee#&%%m&xc#&} %%&.#&% %&}B#m&%%&    l Ї   C    C  (X( 5'5  BIS711,STATEMENTBYULTIMATECONSIGNEEANDPURCHASER X1 INSTRUCTIONS  Q* @.\Z3!!11!N@(X(#(#(Allinformationmustbetypedorlegiblyprinted 2  ineachappropriateBlockorBox.   Block1:0  UltimateConsignee. TheUltimate   Consigneemustbethepersonabroad  o whoisactuallytoreceivethematerial n G forthedispositionstatedinBlock2. F  Abank,freightforwarder,forwarding   agent,orotherintermediaryisnot   acceptableastheUltimateConsignee.  Block2:0  DispositionorUseofItemsby ~W  UltimateConsigneenamedinBlock Z3  1. Placean(X)in A., B., C., 2   D.,and E.,asappropriate,andfill  intherequiredinformation. Block3:0  NatureofBusinessofUltimate o ConsigneenamedinBlock1.  rK Completeboth Aand B.J#  F 0  Possiblechoicesfor Ainclude:broker,  distributor,fabricator,manufacturer,  wholesaler,retailer,valueaddedreseller,  originalequipmentmanufacturer,etc.[  F 0  Possiblechoicesfor Binclude:contractual, 2  franchise,distributor,wholesaler,continuing   andregularindividualbusiness,etc.  Block4:0  AdditionalInformation. Provide "k! anyotherinformationnotappearing n#G" elsewhereontheformsuchasotherF$# partiestothetransaction,andany 2 # othermaterialfactsthatmaybeof  $ valueinconsideringlicense  % applicationssupportedbythis  & statement. k'Q(#Q(# Block5:0 Q AssistanceinPreparingStatement.  B) Nameallpersons,otherthan * Аemployeesoftheultimateconsignee  + orpurchaser,whoassistedinthe  , preparationofthisform. -Q(#Q(# Block6: 0 Q UltimateConsignee. Enterthere V/ / questedinformationandsignthestate 2 0 mentinink.(Foradefinitionof  1 ultimateconsignee,see748.5(e)of 2 thispart.)3Q(#Q(# Block7:0 Q Purchaser. Thisformmustbesigned jC5 ininkbythePurchaser,ifthePur F6 chaserisnotthesameastheUltimate 7 ConsigneeidentifiedinBlock1.(For 8 adefinitionofpurchaser,see 9 А748.5(c)ofthispart.):Q(#Q(# Block8:0 Q CertificationforExporter .This V/< Blockmustbecompletedtocertify 2 = thatnocorrection,addition,or  > alterationonthisformwasmade  ? subsequenttothesigningbythe !@ UltimateConsigneeinBlock6and "kA PurchaserinBlock7. j#CBQ(#Q(# (X(5'5  #&%%m&煀#m&%%&AUTHORITIESADMINISTERINGIMPORTCERTIFICATE/DELIVERYVERIFICATION X1 (IC/_ooDV_oo)ANDENDUSERSTATEMENTSYSTEMSINFOREIGNCOUNTRIES  0  m@.9!!11!8@0 ,XX,XX0Country `  IC/_ooDV_ooԀAuthorities     p   SystemAdministered   Argentina `  _ooSecretaria_ooԀ_ooEjecutiva_ooԀdela_ooComision_ooԀ p   IC/_ooDV_oo   Ѐ `  _ooNacional_ooԀdeControlde_ooExportaciones_oo  r    `  _ooSensitivas_ooԀyMaterial_ooBelico_oo q J    `  _ooBalcarce_ooԀ362-_ooler_oo._oopiso_ooԀ- I " Ѐ `  CapitalFederal-CP1064 !  Ѐ `  BuenosAires   Ѐ `  Tel.334-0738,Fax331-1618   Australia `  Director,StrategicTradePolicy p   IC/_ooDV_oo Z     `  andOperations,Industry&Procurement Y2     `  InfrastructureDivision,Departmentof 1     `  _ooDefence_oo,CampbellPark4153,       `  CanberraACT2600     `  Phone:+61(0)262663717,     `  Fax:+61(0)262662997 j Austria `  _ooBundesministerium_ooԀfurHandel_ooGewerbe_ooԀ  IC/_ooDV_oo A Ѐ   `  und_ooIndustrie_oo  Ѐ `  _ooLandstr_oo._ooHaupstr_oo.55-57,  Ѐ `  Vienna1031  Belgium `  _ooMinistere_ooԀDesAffaires_ooEconomiques_oo, p 0  IC/_ooDV_ooyR(#(#    `  AdministrationDesRelations_ooEconomiques_oo Q*    `  RueGeneral_ooLeman_oo,601040Bruxelles )    `  Phone:02/206.58.16,Fax:02/230.83.22  Bulgaria `  MinistryofTrade     p   IC/_ooDV_oo   Ѐ `  12Al._ooBatenberg_oo !b  Ѐ `  1000Sofia a":! #&%%m&紐#m&%%&China, `  MinistryofCommerce0     p   PRC$#(#(# People's `  DepartmentofMechanic,Electronicand  End-User $$ Republicof `  HighTechnologyIndustries   p   Statement %% Ѐ `  ExportControlDivisionI &r &    `  ChangAn_ooJie_ooԀNo.2 q'J!'    `  Beijing100731China I(""( Ѐ `  Phone:(86)(10)65197366or65197390 !)")    `  Fax:(86)(10)65197543 )#*    `  http://cys.mofcom.gov.cn/ag/ag.html *$+  ,Z&- _ooCzechRepublic FederalMinistryofForeignTrade p   IC/DV ' Ѐ `  HeadofLicensingPolitickych  Ѐ `  Veznu2011249Praha1  & 8 Denmark `  Handelsministeriets   p   IC/DV _ 8 Ѐ `  Licenskontor 7  Ѐ `  Kampmannsgade1,   Ѐ `  DK1604,CopenhagenV   '8_ ò   `  IC'salsoissuedbyDanmarksNationalbank  DV p  Ѐ `  HolmensKanal17, oH  Ѐ `  CopenhagenKCustom-houses G  Finland `  HensinginPiiritullikamari,   p   IC/DV   Ѐ `  Kanavakatu6(orP.O.Box168)   Ѐ `  00161Helsinki   France `  Ministeredel'Economieetdes   p   IC/DV W0 Ѐ `  FinancesDirectionGeneraledes /    `  DouanesetDroitsIndirects  Ѐ `  DivisiondesAffairesJuridiqueset  Ѐ `  Contentieuses     `  8,RuedelaTourdesDames, h Ѐ `  BureauD/3,75436, g@ Ѐ `  ParisCedex09 ? Germany `  Bundesamtfurgewerbliche p   IC/DV  Ѐ `  WirtschaftFrankfurterStrasse  Ѐ `  29-3165760Eschborn x Greece `  BanquedeGreece,Directiondes p   IC/DV O ( Ѐ `  TransactionsCommercialesavecl'Etranger '!  Ѐ `  Athens !! HongKong TradeDepartment,OceanCentre, p   IC/DV ## Ѐ `  CantonRoad,Tsimshatsui,Kowloon, $`$ Hungary `  MinistryofInternationalEconomic p   IC/DV 7& & Ѐ `  RelationsExportControlOffice ' ' Ѐ `  1054BudapestP.O.Box728 '!( Ѐ `  H-1365,HoldStr.17 (") _oo ,%- India `  DeputyDirectorGeneralofForeign p   IndianIC ' Ѐ   `  Trade_ooUdyog_ooԀ_ooBhawan_oo,     `  _ooMaulana_ooԀ_ooAzad_ooԀ  Ѐ `  RoadNewDelhi11011:     `  Forsmallscaleindustriesandentities,andthosenotelsewherespecified  ` &  Ԁ `  DirectorateGeneralofTechnical p   IndianIC 7     `  Development,   Ѐ `  _ooUdyog_ooԀ_ooBhawan_oo,_ooMaulana_ooԀ   Ѐ `  _ooAzad_ooԀRoad,NewDelhi11011:       `  Forthe organizedsector,exceptforcomputersandrelatedequipment p  '7 t̀ `  DefenseResearchandDevelopment p   IndianIC G     `  Organization   Ѐ `  RoomNo.224, BWing_ooSena_ooԀ_ooBhawan_oo,   Ѐ `  NewDelhi110011:      `  ForDefenseorganizations   ̀ `  DepartmentofElectronics,   p   IndianIC W0 Ѐ   `  _ooLok_ooԀ_ooNayak_ooԀ_ooBhawan_oo, / Ѐ `  NewDelhi110003:     `  Forcomputersandrelatedelectronicitems  Ѐ  Ѐ `  AssistantDirector,   p   IndianIC h Ѐ `  EmbassyofIndia,CommerceWing, g@ Ѐ `  2536MassachusettsAve.NW, ? Ѐ `  WashingtonD.C.20008:     `  Foranyoftheabove  Ireland, `  DepartmentofIndustry,Trade,   p   IC/_ooDV_oo x Republicof `  CommerceandTourism, wP Ѐ   `  FrederickHouse,SouthFrederickStreet, O ( Ѐ `  Dublin2 '!  Italy `  _ooMinistero_ooԀdel_ooCommercio_ooԀcon p   IC/_ooDV_oo "" Ѐ `  _ool'Estero_ooԀ_ooDirezione_ooԀGenerale ## Ѐ `  delle_ooImportazioni_ooԀedelle_ooEsportazioni_oo, $`$ Ѐ `  Div.III,Romeor: _%8% Ѐ `  _ooDogana_ooԀ_ooItaliana_ooԀ(thetownwheretheimporttakesplace) 7& &  ,%- _ooJapan `  MinistryofInternationalTrade   p   IC '    `  andIndustryin:  Ѐ `  Fukuoka,Hiroshima,Kanmon(Kitakyushu-shi),  Ѐ `  Kobe,Nagoya,Osaka,Sapporo,Sendai,  Ѐ `  Shikoku(Takamatsu-shi),Shimizu,Tokyo,  `    `  andYokohama _ 8 ̀ `  JapaneseCustomsOffices p   DV   &  Korea, `  TradeAdministrationDivision p   IC    Republicof `  TradeBureauMinistryofTradeandIndustry p     `  Jungang-Dong, oH  Ѐ `  Kyonggi-Do,Building3 G  Ѐ `  Kwachon   ̀ `  RepublicofKoreaCustomsHouse p   DV   ' Liechtenstein `  SwissFederalOfficeforForeign p   IC/DV X Ѐ `  EconomicAffairs,ImportandExport W0 Ѐ `  DivisionZieglerstrasse30, / Ѐ `  CH-3003Bern  Luxembourg OfficedesLicences   p   IC/DV  Ѐ `  AvenuedelaLiberte,10 h Netherlands `  CentraleDienstvoorIn-enUitvoer p   IC/DV ? Ѐ `  EngelseKamp2,  Ѐ   `  Groningen  NewZealand ComptrollerforCustoms p   IC/DV x Ѐ `  P.O.Box2218, wP Ѐ   `  Wellington O ( Norway `  Handelsdepartmentet   p   IC/DV !! Ѐ `  DirektoratetforEksport-og-Importregulering "" Ѐ `  Fr.Nansensplass5,Oslo ## Pakistan `  ChiefControllerofImports   p   IC _%8%    `  andExports h  7& & Ѐ `  5,CivicCenter ' ' Ѐ `  Islamabad '!( ̀ `  JointScienceAdvisor,   p   DV )p#* Ѐ `  MinistryofScienceandTechnology,Secretariat o*H$+ Ѐ `  Block'S', G+ %, Ѐ   `  Islamabad ,%- ЇPoland `  MinistryofForeignEconomic p   IC/DV ' Ѐ `  RelationsDepartmentofCommoditiesandServices  Ѐ `  PlacTrzechKrzyzy5,Room358  Ѐ `  00-507Warsaw  & 8 Portugal `  ReparticaodoComercioExterno p   IC/DV _ 8 Ѐ `  Direccao-GeraldoComercio 7  Ѐ `  SecretariadeEstadodoComercio   Ѐ `  MinisteriodaEconomia,Lisbon   '8_ 4Romania `  NationalAgencyforControlof   p   IC/DV p     `  StrategicExportsandProhibition oH  Ѐ `  ofChemicalWeapons,13, G  Ѐ `  Calea13SeptembrieCasa(orP.O.Box5-10)      `  Republicii,GateA1,Bucharest,Sector5,   Ѐ `  Phone:401-311-2083,Fax:401-311-1265   Ѐ   Singapore `  ControllerofImportsandExports, p   IC/DV X    `  TradeDevelopmentBoard   W0 Ѐ `  WorldTradeCentre, / Ѐ `  1MaritimeSquare,TelokBlangahRoad  Slovakia `  MinistryofForeignAffairs   p   IC     `  Licensing-RegistrationDepartment h Ѐ `  Spitalska8,81315Bratislava g@ Spain `  SecretaryofStateforCommerce p   IC/DV  Ѐ `  PaseolaCistellana162,  Ѐ `  Madrid28046  Sweden `  TheAssociationofSwedishChambers p   IC/DV wP Ѐ `  ofCommerce&Industry   O ( Ѐ `  P.O.Box16050,S-10322 '!  Ѐ `  StockholmOffice:VastraTradgardsgatan9 !! Switzerland `  SwissFederalOfficeforForeign p   IC/DV ##    `  EconomicAffairs, $`$ Ѐ `  ImportandExportDivision, _%8%    `  Zieglerstrasse 7& & Ѐ `  30CH-3003Bern ' '  ,%- Taiwan   `  BoardofForeignTradeMinistryof p   IC/DV '    `  EconomicAffairs  Ѐ `  1Hu-KouStreet,  Ѐ `  Taipei  ̀ `  Science-basedIndustrialParkAdministration _ 8 Ѐ `  No.2HsinAnnRoad, 7  Ѐ `  Hsinchu   & ` Ԁ `  ExportProcessingZoneAdministration    Ѐ `  600ChiachangRoad p  Ѐ `  Nantz,Kaohsiung oH  '` +Turkey `  MinistryofCommerce,   p   IC   Ѐ `  DepartmentofForeignCommerce,   Ѐ `  Ankara   ̀ `  HeadCustomsOfficeatthepoint p   DV X    `  ofentry W0 UnitedKingdom DepartmentofTradeandIndustry p   IC  Ѐ `  ExportLicensingBranch  Ѐ `  MillbankTowerMillbank  Ѐ `  London,SW1P4QU h ̀ `  H.M.CustomsandExcise,   p   DV ? Ѐ `  King'sBeamHouse,MarkLane  Ѐ `  London,E.C.3     5'5  U.S.IMPORTCERTIFICATEANDDELIVERYVERIFICATIONPROCEDURE  X1 @Da:!!11!@-,X` X,XX-(X(#(#(TheUnitedStatesparticipatesinanImport 9 Certificate/DeliveryVerificationprocedure.   Underthisprocedure,U.S.importersare   sometimesrequiredtoprovidetheirforeign   supplierswithanU.S.InternationalImport  r CertificatethatisvalidatedbytheU.S. q J Government.Thiscertificatetellsthe I " governmentoftheexporter'scountrythatthe !  itemscoveredbythecertificatewillbeimported   intotheU.S.Economyandwillnotbereexported   exceptasauthorizedbyU.S.exportcontrol   regulations.Inaddition,insomecases,the Z  exporter'sgovernmentmayrequireadelivery Y2  verification.Underthisprocedure,theU.S. 1  CustomsServicevalidatesacertificate    confirmingthattheitemshaveenteredtheU.S.  economy.TheU.S.importermustreturnthis  certificatetotheforeignexporter. j Thissupplementestablishestheproceduresand A requirementsofBISwithrespecttobothofthese  programs.Paragraph(a)ofthisSupplement  containstherequirementsandproceduresofthe  U.S.InternationalImportCertificateprocedure. z Paragraph(b)ofthisSupplementcontainsthe yR requirementsandproceduresoftheDelivery Q* Verificationprocedure. )    (a) U.S.InternationalImportCertificates   IfyouareaU.S.importer,aforeignsuppliermay !d  requestyoutoobtainaU.S.importcertificate. c"<! Thereasonforthisrequestisthattheexporter's ;#" governmentrequiresaU.S.importcertificateasa $# conditiontoissuinganexportlicense.Toobtain $$ suchacertificateyouwillhavetofillinand %% executetheU.S.InternationalImportCertificate &t & form(FormBIS645P/ATF4522/DSP53)and s'L!' submitittotheU.S.governmentagencythathas K($"( jurisdictionovertheitemsyouareimporting.In #)") doingso,youwillbemakingarepresentationto )#* theUnitedStatesGovernmentthatyouwill *$+ importtheitemsdescribedinthecertificateinto +%, theUnitedStatesorifnotsoimported,youwill ,\&- notdivert,transshiporreexportthemtoanother 9- destinationwiththeexplicitapprovaloftheU.S.  . governmentagencythathasjurisdictionover  / thoseitems.(Representationsthatitemswillbe  0 enteredintotheU.S.donotprecludethe  r1 temporaryunloadingofitemsinaforeigntrade q J2 zoneforsubsequententryintotheeconomyofthe I "3 U.S.)Iftheitemsdescribedinthecertificateare !4 subjecttoU.S.DepartmentofCommerce 5 jurisdiction,theDepartmentwillvalidatethe  6 certificateandreturnittoyou.Youmaythen  7 sendthecertificatetoyourforeignsupplier.In Z 8 thiswaythegovernmentoftheexportingcountry Y2 9 isassuredthattheitemswillbecomesubjectto 1 : theexportcontrollawsoftheUnitedStates.   ; Ѐ (1) ItemsforwhichtheU.S.Departmentof = CommerceissuesU.S.InternationalImport n> Certificatesandformstouse. TheDepartment mF? ofCommerceissuesU.S.InternationalImport I"@ Certificatesforthefollowingtypesofitems. !A Ѐ  (i)  ItemscontrolledforNationalSecurity C reasons.Itemsundertheexportlicensing D jurisdictionofBISthatareidentifiedas ^E controlledfornationalsecurityreasonsonthe ]6F CommerceControlList(SupplementNo.1topart 5G 774oftheEAR).Youwillneedsubmitin  H triplicateacompletedFormBIS645P/ATF I 4522/DSP53;  J   (ii)  Nuclearequipmentandmaterials.Items m"FL subjecttotheexportlicensingjurisdictionofthe I#"M NuclearRegulatoryCommissionfornuclear !$N equipmentandmaterials.(see10CFRpart110). $O Youwillneedtosubmitinquadruplicatea %P completedFormBIS645P/ATF4522/DSP53; & Q and 'Z!R   (iii)  MunitionsItems.ItemslistedontheU.S. 1) #T MunitionsList(see22CFRpart121)thatdonot  *#U appearonthemorelimitedU.S.MunitionsImport *$V List(27CFR47.21).Youwillneedtosubmit_ooin +%W triplicateacompletedFormBIS645P.For ' triangulartransactions(Seeparagraph(a)(5)of  thisSupplement)involvingitemsontheU.S.  MunitionsList,youmustcontacttheDepartment  ofState,OfficeofDefenseTradeControlsand  ` useFormBIS645P/_ooATF_ooԄ4522/DSP53.You _ 8 shouldcontacttheTreasuryDepartment,Bureau 7  ofAlcohol,TobaccoandFirearmsforitems   appearingontheU.S.MunitionsImportList.   YouwillneedtouseForm_ooATF_ooԄ4522.     (2) Wheretosubmitforms. U.S.International oH  ImportCertificatesandrequeststoamend K$  certificatesmaybepresentedforvalidationeither #  inpersonorbymailatthefollowinglocations.    F #&%%m&]#m&%%&(_ooi_oo)BycouriertotheBureauofIndustryand   Security,Room2705,14thStreetand \ PennsylvaniaAve.,NW.,Washington,DC20230, [4 Attn:ImportCertificateRequest;or 3  ̀ F (ii)Inpersonorbymailatoneofthefollowing  DepartmentofCommerceU.S.andForeign  CommercialServiceDistrictOffices: l  F Boston,MA C  F Buffalo,NY   F Chicago,IL   F Cincinnati,OH   F Cleveland,OH |  F Dallas,TX {T  F Detroit,MI S ,  F Houston,TX +!   F KansasCity,MO "!  F LosAngeles,CA ""  F Miami,FL ##  F NewOrleans,LO $d$  F NewYork,NY c%<%  F _ooPhiladelphia,PA_oo ;& &  F Phoenix,AZ ' '  F _ooPittsburgh,PA_oo '!(  F Portland,OR (")  F St.Louis,MO )t#*  F SanFrancisco,CA s*L$+  F Savannah,GA K+$%,  F Seattle,WA #,%-   Trenton,NJ '-  (3)U.S.InternationalImportCertificate / validityperiods. TheU.S.InternationalImport 0 Certificatemustbesubmittedtotheforeign  d1 governmentwithinsixmonthsfromthedateof c <2 certificationbytheU.S.Departmentof ; 3 Commerce.Theexpirationofthissix-month  4 periodinnowayaffectstheresponsibilityofthe  5 importertofulfillthecommitmentsmadein  6 obtainingthecertificate.Ifthecertificateisnot t7 presentedtothegovernmentoftheexporting sL 8 countrybeforetheexpirationofitsvalidity K$ 9 period,theexportermustapplyforanew # : certificate.TheoriginalunusedU.S.  ; InternationalImportCertificatemustbereturned  < toBISattheaddressspecifiedinparagraph  = (a)(2)(_ooi_oo)ofthissupplement. \>  (4)Statementsonthecertificateor 3 @ amendmentsarerepresentationstotheU.S.  A Governmentwhichcontinueineffect.  B   (_ooi_oo)Allstatementsandrepresentationsmadein lD aU.S.InternationalImportCertificateoran kDE Аamendmentthereto,willbedeemedtobe CF continuinginnatureuntilthetransaction G describedinthecertificateiscompletedandthe H itemsaredeliveredintotheeconomyofthe I importingcountry. |J   (ii)Anychangeoffactorintentioninregardto S ,L thetransactiondescribedinthecertificateshallbe +!M promptlydisclosedtoBISbytheU.S.importerby "N presentationofanamendedcertificate.The "O amendedcertificatemustdescribeallofthe #P Аchangesandbeaccompaniedbytheoriginal $dQ certificatebearingthecertificationofBIS.Ifthe c%<R originalcertificatehasbeentransferredtothe ;& S foreignexporter,youmust,wherepossible, ' T attempttoobtaintheoriginalcertificatepriorto '!U applyingforanamendment.Iftheoriginal ("V certificateisunobtainablebecausetheforeign )t#W exporterhassubmittedittotheappropriate s*L$X foreigngovernment,orforanyotherreason,the K+$%Y youmustsubmitawrittenstatementwithyour #,%Z amendmentgivingthereasonsforyourfailureto ' submittheoriginalcertificate.   (5)CertificatesforTriangulartransaction  (itemswillnotentertheU.S.orapplicantis  ` notsurethattheywillentertheUnitedStates). _ 8   F (_ooi_oo)Inaccordancewithinternationalpractice,   BISwill,uponrequest,stampthecertificatewith   atriangularsymbolasnotificationtothe    governmentoftheexportingcountrythattheU.S. p  importerisuncertainwhethertheitemswillbe oH  importedintotheU.S.orknowsthattheitems G  willnotbeimportedintotheU.S.,butthat,inany   case,theitemswillnotbedeliveredtoanyother   destinationexceptinaccordancewiththeEAR.    F (ii)ThetriangularsymbolonacertificateU.S. X InternationalImportCertificateisnot,inandof W0 itself,anapprovalbyBIStotransferorsellitems / toaforeignconsignee.Notethatatriangular  Certificatewillnotbeissuedcoveringforeign  excesspropertysoldabroadbytheU.S.  DepartmentofDefense. h  (6)Approvaltoexportitemstoaforeign ? consigneepriortodeliveryunderaU.S.  InternationalImportCertificate. Thewritten  approvalofBISisrequiredbeforeitemscovered  byaU.S.InternationalImportCertificate | (whetherornotbearingatriangularsymbol)may {T beshippedtoadestinationotherthantheU.S.or S , Canadaorsoldtoaforeignpurchaser,andbefore +!  titletoorpossessionofsuchitemsmaybe "! transferredtoaforeigntransferee.This "" requirementdoesnotapplyaftertheitemshave ## beendeliveredinaccordancewiththe $d$ undertakingsetforthintheCertificateorifatthe c%<% timeofsuchshipment,sale,passageofpossession ;& & orpassageoftitle,aLicenseExceptionora_ooNLR_oo ' ' provisionoftheEARwouldauthorizethe '!( transaction. (")  F (_ooi_oo)Ifpriorapprovalisrequired,aletter s*L$+ Аrequestingauthorizationtoreleasetheshipment K+$%, shallbesubmittedtoBISattheaddresslistedin #,%- paragraph(a)(2)(_ooi_oo)ofthissupplement. '-   (ii)Thelettermustcontainthecertificate / number;dateissued;locationoftheissuing 0 office;names,addresses,andidentitiesofall  `1 partiestothecompletetransaction;andthe _ 82 quantity,dollarvalue,anddescriptionofthe 7 3 items.Thelettermustbeaccompaniedbythe  4 U.S.InternationalImportCertificate,andallother  5 documentationrequiredbytheEARfortheitem  6 andcountryofultimatedestination,asidentified p7 inpart748oftheEAR.Ifrequirementsstatedin oH 8 part748oftheEARdonotapplytoyour G 9 transaction,youmustidentifytheintended  : end-useoftheitemsinyourletter.  ;   (iii)Wheretheletterrequestisapprovedandis  = supportedbyaforeignimportcertificate,no X> furtherapprovalfromBISisrequiredforthe W0? purchaserortransfereetoreselloragaintransfer /@ theitems.However,whereBISapprovesa A requestthatwasnotsupportedbyaforeign B importcertificate,thepersontowhomapprovalis C grantedisrequiredtoinformthepurchaseror hD transferee,inwriting,thattheitemsaretobe g@E shippedtotheapproveddestinationonlyandthat ?F nootherdispositionoftheitemsispermitted G withouttheapprovalofBIS. H   (iv)Ifthetransactionisapproved,avalidated xJ letterofapprovalwillbesenttotheU.S. wPK purchaserforretentioninhisrecords.Wherea O (L _ooDV_ooԀorotherofficialgovernmentconfirmationof '!M deliveryisrequired,theletterwillsoindicate. !N   (v)Iftheitemscoveredbyacertificatehave #P beenimportedintoadestinationotherthanthe $`Q U.S.andtheforeignexporteroftheitems _%8R requestsaDeliveryVerification,thepersonwho 7& S obtainedthecertificatemustobtaina_ooDV_ooԀfrom ' T thepersontowhomtheitemsweredeliveredin '!U theactualimportingcountry.(Ifa_ooDV_ooԀis ("V unobtainable,otherofficialgovernment )p#W confirmationofdeliverymustbeobtained.)The o*H$X _ooDV_ooԀorotherofficialgovernmentconfirmationof G+ %Y deliverymustbesubmittedtoBIStogetherwith ,%Z anexplanatorylettergivingtheU.S.International ' ImportCertificatenumber,dateissued,and  locationofissuingoffice.BISwillthenissue  FormITA-6008,DeliveryComplianceNotice,in  twocopies,theoriginalofwhichmustbe  ` forwardedtothecountryoforigininorderto _ 8 serveasevidencetotheexportingcountrythatthe 7  requirementsoftheU.S.Governmenthavebeen   satisfiedwithrespecttodeliveryoftheitems.    F (vi)Delivery,sale,ortransferofitemsto p  anotherU.S.purchaser. oH   F   (A)ItemscoveredbyaU.S.International   ImportCertificatemaynotbesold,andtitletoor   possessionofsuchitemsmaynotbetransferred,   toanotherU.S.purchaserortransfereebeforethe   itemsaredeliveredtotheU.S.(ortoanapproved X foreigndestination,asprovidedbyparagraph W0 (a)(5)ofthisSupplement),exceptinaccordance / withtheprovisionsdescribedinparagraph(a)(6)  ofthisSupplement.Theprovisionsofthis  paragraphdonotapplyaftertheitemshavebeen  deliveredinaccordancewiththeundertakingset h forthinthecertificate. g@  F   (B)ResaleortransfertoanotherU.S.  purchaserortransfereerequiresthepriorapproval  ofBISonlyincaseswherethebuyerortransferee  islistedinSupplementNo.1topart766ofthe x EAR.However,you,asthepersonwhoobtained wP thecertificatearerequiredtonotifyBISofany O ( changeinfactsorintentionsrelatingtothe '!  transaction,andinallcasesyouwillbeheld !! responsibleforthedeliveryoftheitemsin "" accordancewiththeEAR.Youarerequiredinall ## casestosecure,priortosaleortransfer,andto $`$ retaininyourfilesinaccordancewiththe _%8% _oorecordkeeping_ooԀprovisionscontainedinpart762of 7& & theEAR,writtenacceptancebythepurchaseror ' ' transfereeof: '!(  F    r (1)Allobligationsundertakenby,and )p#* imposedundertheEAR,upontheholderofthe o*H$+ certificate;and G+ %,  F    r    `     h  ,%-    D   (2)Anundertakingthatallsubsequentsales '- ortransferswillbemadesubjecttothesame . conditions. / ̀(iii)Theresponsibilityofthecertificateholder  `1 forobtaininga_ooDV_ooԀalsoappliestothosecases _ 82 wheretheitemsareresoldtoaU.S.purchaser 7 3 (Seeparagraph(b)(1)ofthisSupplement.)  4   (vii)_ooReexport_ooԀortransshipmentofitemsafter  6 deliverytoU.S.ItemsimportedintotheU.S. p7 undertheprovisionsofaU.S.International oH 8 ImportCertificatemaynotbe_ooreexported_ooԀtoany G 9 destinationunderthe_oointransit_ooprovisionsof  : LicenseException_ooTMP_ooԀ(see740.9(b)(1)ofthe  ; EAR).However,allotherprovisionsoftheEAR  < applicabletoitemsofdomesticoriginshallapply  = tothe_ooreexport_ooԀofitemsofforeignoriginshipped X> totheU.S.underaU.S.InternationalImport W0? Certificate. /@   (viii)LostordestroyedU.S.International B ImportCertificates.IfaU.S.InternationalImport C Certificateislostordestroyed,aduplicatecopy hD maybeobtainedbythepersonintheU.S.who g@E executedtheoriginalU.S.InternationalImport ?F Certificatebysubmittingtoanyoftheoffices G listedinparagraph(a)(2)(_ooi_oo)ofthissupplement H newFormBIS-645P/_ooATF_ooԄ4522/DSP53inthe I samewayasanoriginalrequest,exceptthatthe xJ formsshallbeaccompaniedbyaletterdetailing wPK thecircumstancesunderwhichtheoriginal O (L certificatewaslostordestroyedandcertifying: '!M    D (A)ThattheoriginalU.S.International "O ImportCertificateNo.__________,dated #P А__________,issuedto(nameandaddressofU.S. $`Q importer)forimportfrom(foreignexporter's _%8R nameandaddress)hasbeenlostordestroyed;and 7& S    D (B)ThatiftheoriginalU.S.International '!U ImportCertificateisfound,theapplicantagrees ("V toreturntheoriginalorduplicateofthecertificate )p#W totheBureauofIndustryandSecurity. o*H$X @  <   (ix)UnusedU.S.InternationalImport ,%Z _ooCertificates.Ifthetransactionwillnotbe ' completedandtheU.S.InternationalImport  Certificatewillnotbeused,returnthecertificate  forcancellationtoBISattheaddresslistedin  paragraph(a)(2)(i)ofthissupplement.  `    (b)DeliveryVerificationCertificate  7  =U.S.importersmayberequestedbytheirforeign   supplierstofurnishthemwithacertifiedForm    BIS-647P,DeliveryVerificationCertificate, r  coveringitemsimportedintotheU.S.These qJ  requestsaremadebyforeigngovernmentsto I"  assurethatstrategicitemsshippedtotheU.S.are !  notdivertedfromtheirintendeddestination.In   theseinstances,theissuanceofanexportlicense   bytheforeigncountryisconditioneduponthe   subsequentreceiptofaDeliveryVerification Z CertificatefromtheU.S.importer.Accordingly, Y2 yourcompliancewithyourforeignexporter's 1  requestforaDeliveryVerificationisnecessaryto   ensureyourforeignexporterfulfillsits  governmentobligationsandisabletoparticipate  infuturetransactionswithyou.Failuretocomply j maysubjectyourexportertopenaltiesthatmay iB preventfuturetrade. A  (1) Theresponsibilityofapersonorfirm  executingaU.S.InternationalImportCertificate  forprovidingtheforeignexporterwith ~ confirmationofdeliveryoftheitemsincludes }V instanceswheretheitemsareresoldortransferred U . toanotherU.S.personorfirmpriortoactual -!  deliverytotheU.S.ortoanapprovedforeign "! destination.ThepersonwhoexecutedtheU.S. "" InternationalImportCertificateshallsecurein ## writingfromtheU.S.purchaserortransferee,and $f$ retaininyourfilesinaccordancewiththe e%>% recordkeepingprovisionsstatedinpart762ofthe =& & EAR: ' '  F (i)Acceptanceoftheobligationtoprovidethe (") purchaserortransfereewitheithertheDelivery )v#* Verification(orotherofficialgovernment u*N$+ confirmationofdeliveryifaDelivery M+&%, Verificationisunobtainable)orassurancethat %,%- thisdocumentwassubmittedtoBIS;and '-   (ii)AnundertakingthateachsucceedingU.S. / transfereeorpurchaserwillassumethesame 0 obligationorassurance.Ineachcasetheselleror  `1 transferormusttransmittotheU.S.purchaseror _ 82 transfereetheU.S.InternationalImport 7 3 Certificatenumbercoveringtheexportfromthe  4 foreigncountryandrequestthattheypassitonto  5 anyotherU.S.purchasersortransferees.  6  (2)CompletionandcertificationofDelivery oH 8 VerificationCertificates. Ifyouarerequested G 9 byyourforeignexportertoprovideaDelivery # : Verification,youmustobtainFormBIS647P  ; fromaU.S.customsofficeoroneoftheoffices  < listedinparagraph(a)(2)ofthissupplementand  = completeallblocks(exceptthosebelowtheline \> titled TobecompletedbyU.S.Customs [4? Service)ontheform.Thelanguageusedinthe 3 @ blocktitled DescriptionofGoodsmust  A describetheitemsinthesametermsasthose B shownontheapplicableU.S.InternationalImport C Certificate.UponcompletionFormBIS647P lD mustbepresented,induplicate,toaU.S.customs kDE office.TheU.S.customsofficewillcertifyForm CF BIS647Ponlywheretheimportismadeundera G warehouseorconsumptionentry. H  (3) DispositionofcertifiedDelivery |J VerificationCertificates. Theimportermust XK sendtheoriginalcertifiedDeliveryVerification [ 4L Certificatetotheforeignexporterorotherwise 3! M disposeofitinaccordancewiththeinstructions  "N oftheexportingcountry.Theduplicatecopywill "O beretainedbytheU.S.customsoffice. #P  (4) (i) IssuanceofaU.S.DeliveryCompliance k%DR NoticeinlieuofaDeliveryVerification G& S Certificate. Ifyouarerequestedtoprovidea ' T DeliveryVerificationCertificatebutdonotwish '!U todisclosethenameofyourcustomertothe ("V foreignexporter(e.g.,intheeventthattheitems )#W areresoldortransferredtoanotherpersonorfirm *\$X beforetheitemsentertheU.S.),youmaysubmit [+4%Y anoriginallycompletedFormBIS-647P_ootogether 3, &Z withanexplanatoryletterrequestingaDelivery ' ComplianceNotice,toBISattheaddresslistedin  (a)(2)(_ooi_oo)ofthissupplement.   F (ii)BISwillprovideyouwithanotice  ` signifyingthattheitemswereimportedintothe _ 8 U.S.andthatasatisfactory_ooDV_ooԀhasbeen 7  submittedtoBIS.Youmustthenforwardthe   originalnoticetoyourforeignexporterfor   submissiontotheforeigngovernment.Acopyof    thenoticeshouldberetainedinyourfilesin p  accordancewiththe_oorecordkeeping_ooԀprovisions oH  statedinpart762oftheEAR. G  @   (5) (_ooi_oo) LostordestroyedDeliveryVerification   Certificate. WhenaDeliveryVerification   Certificateislostordestroyed,theU.S.importer   mustsubmitalettertoBISattheaddresslistedin ` paragraph(a)(2)(_ooi_oo)ofthissupplementcertifying _8 that: 7  F   (A)TheoriginalDeliveryVerification  Certificatehasbeenlostordestroyed;   F   (B)Thecircumstancesunderwhichitwas oH lostordestroyed; G   F   (C)Thetypeofcustomsentry(warehouseor  consumption),entrynumber,anddateofentry;  and  Ї   D (D)ThenumberanddateoftherelatedU.S. ' InternationalImportCertificate.    (ii)BISwill,inapplicablecases,notifythe   exportinggovernmentthataDeliveryVerification  `! Certificatebeenissued. _ 8"    (c)Penaltiesandsanctionsforviolations   $ [Theenforcementprovisionsofpart764and  & SupplementNo.2topart736oftheEARapplyto r' transactionsinvolvingimportsintotheU.S. qJ ( coveredbythissupplementandtobothforeign I" ) andU.S.partiesinvolvedinaviolationofthis ! * supplement.Anyprovisionsofpart764and  + SupplementNo.2topart736oftheEARwhich,  , bytheirterms,relateto exportsor exports  - fromtheU.S.arealsodeemedtoapplyand Z. extendtoimportsintotheU.S.,applicationsfor Y2/ U.S.InternationalImportCertificates(Forms 1 0 BIS645PpresentedtoU.S.Departmentof  1 Commerceforcertification),U.S.International 2 ImportCertificates,andDeliveryVerification 3 Certificates,describedinthissupplement. j4 (Applicationsthedocumentsdescribedinthis iB5 supplement,areincludedwithinthedefinitionof A6 Ѐexportcontroldocumentsprovidedinpart772of 7 theEAR.)Referto764.3oftheEARformore 8 information. 9 (X(  W 09 A) xdENxA O  AUTHORITIESISSUINGIMPORTCERTIFICATESUNDERTHEFIREARMSCONVENTION ^  A) xdE5xA 6    [RESERVED]  [StatusofConventionasofApril13,1999hadnotenteredintoforce]   z  A) xdE*xA + AUTHORIZATIONVALIDATEDEND-USER(_ooVEU_oo):LISTOFVALIDATEDEND-USERS, : RESPECTIVEITEMSELIGIBLE#&%%m&>#m&%%&ԀFOREXPORT,_ooREEXPORT_ooԀANDTRANSFER,AND  ELIGIBLEDESTINATIONS   A) xdExA    2b  * ddd Xdd Xdd X(#(#,dd ,dd ,( dd ,( dd +  2 ~ ~ 2Country ?,!  ?e  Validated   EndUser =,!    =f  EligibleItems(By_ooECCN_oo) =,!    =Qg  EligibleDestination I6&      IЀChina Q &  (Peoples )   Republicof) ?,! ?g Applied Q & Materials )  China,Ltd. =,! =   #&%%m&c#&%%&2B006.b.1.a;2B230;2B350.g.3; Q & 3B001.b.1;3B001.c.2;3B001.e; )  3B001.f.3;3C001;3C002.K %&  #K  Ki##&% Klj#&%%&K %&#K  Kj##&% Kk#m&%%& =,!r  = #&%%m&kk#&%%&AppliedMaterialsChina,Ltd. Q & ShanghaiDepot )    c/oShanghaiAppliedMaterials  TechnicalServiceCenter  368ZhangJiangRoad,_ooPudong_oo   _ooZhangjiang_ooԀHiTechPark ^  Shanghai,China201203. a6  AppliedMaterialsChina,Ltd.   BeijingDepot   c/oBeijingAppliedMaterials ! TechnicalServiceCenter n" Bldg.9,AreaA,No.1NorthDi qF# ShengStreet,_ooBDA_oo I$ Beijing,China100176. !% AppliedMaterialsChina,Ltd. ' _ooWuxi_ooԀDepot ~( c/o_ooSinotrans_ooԀ_ooJiangsu_ooԀGroup V) _ooFuchang_ooԀCo. Y.* J5AB_ooWuxi_ooԀExportProcessing 1+ Zone  , 287_ooGaolang_ooԀRoad,_ooWuxi_ooԀNew - District . _ooWuxi_ooԀ_ooJiangsu_ooԀChina214028.  f/ AppliedMaterials(_ooXian_ooԀLtd.) A"1 No.28_ooXin_ooԀXiAve.,_ooXian_ooԀHigh #2 TechPark #3 ExportProcessingZone $4 _ooXian_ooԀ_ooShanxi_oo,China710075.K %& %v5 #K  Kk##&% Kr#m&%%& I6&y&N 6   I ?,!'!7 ? #&%%m&vs#&%%&K %&#&% Kkt#_ooAviza_oo '!8 Technology ("9 China#&%%&Lt#m&%%& =,!)h#: = #&%%m&.u#CEUS.,&%%&2B230;3B001.c.1.a;3B001.e.K %& '!; US.,CE.,u#K  Ku##&% Kv#m&%%& =,!("< =   #&%%m&v#&%%&_ooAviza_ooԀTechnologyChina '!=   RoomB1501,No.188, ("> _ooTomson_ooԀCenter )h#? ZhangYangRoad,Shanghai, k*@$@ China200122.K %& C+%A  ,%B #&% KOx#_ooAviza_ooԀTechnologyChina d Room612,International  < BusinessCenter   No.18,HongDaNorthRoad [  BeijingEconomicsand 3  TechnologyDevelopmentArea   Beijing,China.  t BeijingBonded:_ooCIES_oo $  ElectronicsBuilding k  A23,_ooFuxing_ooԀRoad C  Beijing,China100036.   #&%%&1w#&%%&  ShanghaiBonded:_ooSLC_oo \    ShanghaiIndustrial_ooWailianfa_oo 4  InternationalLogisticsCo.,Ltd. {  Address:13F_ooWaigaoqiao_oo S  Building889Yang_ooGao_oo + Road(N),  _ooPudong_oo,Shanghai,China. l _ooHMG_ooԀLogistics(Chengdu)Co.,  Ltd. c Floor1,No.5Standard ; Warehouse,_ooEPZ_ooԀ(WestArea)  Chengdu,China611731.#&%%&{#m&%%& I6&|   I ?,!W ?_oo#&%%m&7~#&%%&K %&#&% K6#Boeing_oo W Tianjin /  Composites ! Co.Ltd.#&%%&#m&%%& =,!!p =#&%%m& #&%%&1A002.a;1B001.f;1C010.b; W  1C010.e;1D001(limitedto / ! "software"speciallydesignedor !" modifiedforthe"development", !p# "production"or"use"of "H$ equipmentcontrolledby # % 1B001.f);1E001(limitedto g$& "technology"accordingtothe ?%' GeneralTechnologyNotefor &( the"development"or &) "production"ofitemscontrolled 'X* by1A002.a,1B001.f,1C010.b (0 + &.e,and2B001.a);2B001.b.2 w)!, (limitedtomachinetoolswith O*!- accuraciesnobetterthan(i.e., '+". lessthan)13microns); +#/ _oo2B001.e;2D001(limitedto d "software,"otherthanthat  < controlledby2D002,specially   designedormodifiedforthe [  "development","production"or 3  "use"ofequipmentcontrolled   by2B001.b.2and2B001.e);  t 2D002(limitedto"software" L forelectronicdevices,even $  whenresidinginanelectronic k  deviceorsystem,enablingsuch C  devicesorsystemstofunction   asa"numericalcontrol"unit,   capableofcoordinating \  simultaneouslymorethan4 4  axesfor"contouringcontrol" {  controlledby2B001.b.2and S  2B001.e).#&%%&玀#m&%%& =,!+ =  #&%%m&3#&%%&BoeingTianjinCompositesCo. W Ltd. /    No.4388HeibeiRoad ! TangguTianjin,China.#&%%&ć#m&%%& !p  L9&d   L B/!( BmK %m&National ( Semiconductor [ Corporation#m&% mKg# A0! A 3A001.a.5.a.1;3A001.a.5.a.2; ( 3A001.a.5.a.3;3A001.a.5.a.4; o 3A001.a.5.a.5;3A001.a.5.b. RA2G R NationalSemiconductorHong (  KongLimited o  BeijingRepresentativeOffice G  Room604,CNResources   Building   No.8JianggumenbeiA ` Beijing,China100005 8 NationalSemiconductorHong W KongLimited /  ShanghaiRepresentativeOffice ! Room903-905CentralPlaza !p No.227HuangpiRoadNorth "H Shanghai,China200003 #  NationalSemiconductorHong ?% KongLimited & ShenzhenRepresentativeOffice & Room1709DiWang 'X CommercialCentre (0  ShungHingSquare w)! 5002ShennaRoadEast O*! Shenzhen,China518008 ZG7'+"    Z ?,!"&  ? A0!"&! A ;*1"! ; >+ 1"!   > ?,!d ?mK %m&Semiconductor d Manufacturing  ( International [  Corporation#m&% mK# =,!  =1C350.c.3;1C350.d.7; d 2B006.b.1;  < 2B230;2B350.d.2;2B350.g.3;   2B350.i.4;3B001.a;3B001.b; [   3B001.c;3B001.d;3B001.e; 3   3B001.f;3C001;3C002;    3C004;  t  5B002;5E002(limitedto L  "technology"accordingtothe $ GeneralTechnologyNotefor k the"production"ofintegrated C circuitscontrolledbyECCN   5A002thathasbeen   successfullyreviewedunderthe \  encryptionreviewprocess 4  specifiedin740.17.b.2or {  740.17.b.3and742.15ofthe S  EAR). =,!+ =SemiconductorManufacturing d International(Shanghai)  < Corporation   18ZhangJiangRd.,Pudong [  NewArea 3  Shanghai,China201203     SemiconductorManufacturing J International(Tianjin) "  Corporation i! 19XingHuaAvenue A" XiQingEconomic  # DevelopmentArea  $ Tianjin,China300385  Z %  SemiconductorManufacturing w ' International(Beijing) O ( Corporation ') No.18WenChangRoad * Beijing h+ Economic-Technological @, DevelopmentArea - Beijing,China100176 _. SemiconductorManufacturing 0 International(Chengdu) x1 Corporation P2 AssemblyandTesting(AT2) (3 Facility o 4 8-8KexinRoad,Export G!5 ProcessingZone(WestArea) "6 Chengdu,China611731 "7 CensionSemiconductor $89 ManufacturingCorporation %: 3/F,8-1KexinRoad,Export W&; ProcessingZone(WestArea) /'< Chengdu,China_oo611731  G4!(= G B/!d B Shanghai_ooHua_oo d HongNEC  < Electronics   Company, [   Ltd.  A0!3  A 1C350.c.3;1C350.d.7;2B230; d 2B350.d.22B350.g.32B350.i.4;  < 3B001.c.2;3C002;3C004. RA2   R HeadquartersandFab.1of d  _ooHHNEC_oo  <  No.1188_ooChuan_ooԀ_ooQiao_ooԀRd.    PuDong,Shanghai,China [   201206 3  Fab.2of_ooHHNEC_oo  t No.668_ooGuo_ooԀ_ooShou_ooԀ_ooJing_ooԀRd. L ZhangJiangHighTechPark $ PuDong,Shanghai,China k 201203 ZG7C   Z ?,! R ? A0! R A ;*]  ; C0 ]    CIndia ?,!@  ? GEIndia =,!@  = For_ooGEITC_oo: D 1C002.a.1,1C002.a.2,   1C002b.1.aand1C002.b.1.b c! 1E001,2E983, ;" 9E003.a.1,9E003.a.4, # 9E003.a.5,9E003.a.6, |$ 9E003.a.8,and9E003.c  T%  ForBEC: G( 1C002.a.1,1C002.a.2,  ) 1C002.b.1.a,1C002.b.1.b  * 1E001 !`+ 9E003.a.1,9E003.a.2, "8, 9E003.a.4,9E003.a.5, #- 9E003.a.6,9E003.a.8,and W$. 9E003.c  /%/  ForGE_ooFanuc_ooԀSystems_ooPVT_oo ( 3 Ltd.: c) 4 2A983 ;*!5 2D983  +"6  =,!+|#7 = _ooAIFACS_ooԀBldg.,1_ooRafi_ooԀ @ 8 Marg  9 NewDelhi110001 _ : India 7 ; GEIndiaTechnology P> _ooCentre_ooԀPrivateLtd.( (? _ooGEITC_oo) o@ 122,_ooEPIP_oo,PhaseII GA _ooHoodi_ooԀVillage B _ooWhitefield_ooԀRoad C Bangalore,_ooKarnataka_ooԀ `D 560066India  8E  BangaloreEngineering UG _ooCentre_ooԀ(BEC) - H c/oGEIndia !I Technology_ooCentre_ooԀPrivateLtd. !nJ (_ooGEITC_oo) "FK 122,_ooEPIP_oo,PhaseII #L _ooHoodi_ooԀVillage e$M _ooWhitefield_ooԀRoad =%N Bangalore,_ooKarnataka_ooԀ &O 560066India  &~P  GE_ooFanuc_ooԀSystems_ooPVT_ooԀLtd. (, R 90/BElectronicsCity s)!S _ooHosur_ooԀRoad K*!T Bangalore561229 #+"U India 6,*+#V   6A) xdE*xA +  on  INFORMATIONREQUIREDINREQUESTSFORVALIDATED : END-USER(_ooVEU_oo)AUTHORIZATION   A) xdExA   (X(#(#(   _ooVEU_ooԀauthorizationapplicantsmustprovideto  BIScertaininformationabouttheprospective  ~ validatedend-user.Thisinformationmustbe  V includedinrequestsforauthorizationsubmitted Y . byprospectivevalidatedend-users,orexporters 1   or_ooreexporters_ooԀwhoseektohavecertainentities    approvedasvalidatedend-users.BISmay,inthe    courseofitsevaluation,requestadditional   information. f   RequiredInformationforValidatedEnd-User A  AuthorizationRequests     (1)   Nameofproposed_ooVEU_ooԀcandidates,including   allnamesunderwhichthecandidateconducts z business;completecompanyphysicaladdress }R (simplylistingapostofficeboxisinsufficient); U* telephonenumber;faxnumber;e-mailaddress; - companyWebsite(ifavailable);andnameof  individualwhoshouldbecontactedifBIShasany  questions.Iftheentitysubmittingtheapplication  isdifferentfromtheprospectivevalidated b end-useridentifiedintheapplication,this e: informationmustbesubmittedforbothentities. = Ifthecandidatehasmultiplelocations,all  physicaladdresseslocatedintheeligible  destinationmustbelisted.   (2) #&%%m&矈#m&%%&  Provideanoverviewofthestructure, u J! ownershipandbusinessoftheprospective Q!&" validatedend-user.Includeadescriptionofthe )"# entity,includingtypeofbusinessactivity, #$ ownership,subsidiaries,andjoint-venture #% projects,aswellasanoverviewofanybusiness $& activityorcorporaterelationshipthattheentity %^' haswitheithergovernmentormilitary a&6 ( organizations. 9'!)  (3)   Listtheitemsproposedfor_ooVEU_oo ("+ authorizationapprovalandtheirintended )#, end-uses.Includeadescriptionoftheitems;the *r$- _ooECCN_ooԀforallitems,classifiedtothe u+J%. subparagraphlevel,asappropriate;technical M,"&/ parametersfortheitemsincludingperformance / specifications;andend-usedescriptionforthe  ~0 items.IfBIShaspreviouslyclassifiedtheitem,  V1 theCommodityClassificationAutomated Y .2 TrackingSystem(_ooCCATS_oo)numbermaybe 1 3 providedinlieuoftheinformationlistedinthe  4 foregoingprovisionsofthisparagraph.  5  (4)  D Providethephysicaladdress(es)ofthe f 7 location(s)wheretheitem(s)willbeused,ifthis mB 8 addressisdifferentfromtheaddressofthe E 9 prospectivevalidatedend-userprovidedin  : paragraph(1)ofthissupplement.  ;  (5)  D Iftheprospectivevalidatedend-userplansto z= _ooreexport_ooԀortransfertheitem,specifythe V> destinationtowhichtheitemswillbe_ooreexported_oo Y.? ortransferred. 1@  (6)  D Specifyhowtheprospectivevalidated B end-user'srecordkeepingsystemwillallow C compliancewiththe_oorecordkeeping_ooԀrequirements jD setforthin748.15(e)oftheEAR.Describethe mBE systemthatisinplacetoensurecompliancewith EF _ooVEU_ooԀrequirements. G  (7)  D Includeanoriginalstatementonletterheadof I theprospectivevalidatedend-user,signedand ~J datedbyapersonwhohasauthoritytolegally  VK bindtheprospectivevalidatedend-user,certifying Y!.L thattheend-userwillcomplywithall_ooVEU_oo 1"M requirements.Thisstatementmustinclude  #N _ooacknowledgement_ooԀthattheprospectiveend-user: #O   (_ooi_oo)   Hasbeeninformedofandunderstandsthat %fQ theitem(s)itmayreceiveasavalidatedend-user m&B R willhavebeenexportedinaccordancewiththe E'!S EARandthatuseordiversionofsuchitems (!T contrarytotheEARisprohibited; ("U    (ii)   Understandsandwillabidebyall *z$W authorization_ooVEU_ooԀend-userestrictions,including +V%X therequirementthatitemsreceivedunder Y,.&Y _ooauthorizationVEUwillonlybeusedforcivil + end-usesandmaynotbeusedforanyactivities  describedinpart744oftheEAR;   F (iii)   WillcomplywithVEUrecordkeeping  ` requirements;and g <  F (iv)   Agreestoallowon-sitereviewsbyU.S.   Governmentofficialstoverifytheend-user's   compliancewiththeconditionsoftheVEU    authorization.  x   +  5(#(#X25_oo  Q&       A) xdExA  END-USERREVIEWCOMMITTEEPROCEDURES   A) xdExA  #&%%m&O# (X(#(#((1) TheEnd-UserReviewCommittee(_ooERC_oo),  composedofrepresentativesoftheDepartments   ofState,Defense,Energy,andCommerce,and  Z otheragencies,asappropriate,isresponsiblefor ] 2 determiningwhethertoaddto,toremovefrom,or 5   otherwiseamendthelistofvalidatedend-users    andassociatedeligibleitemssetforthin    SupplementNo.7tothispart.TheDepartmentof   Commercechairsthe_ooERC_oo. j   (2) UnanimousvoteoftheCommitteeisrequired E  toauthorize_ooVEU_ooԀstatusforacandidateortoadd !  anyeligibleitemstoapre-existingauthorization.   MajorityvoteoftheCommitteeisrequiredto   remove_ooVEU_ooԀauthorizationortoremoveeligible ~ itemsfromapre-existingauthorization. V  (3) Inadditiontorequestssubmittedpursuantto 1 748.15,the_ooERC_ooԀwillalsoconsidercandidates   for_ooVEU_ooԀauthorizationthatareidentifiedbythe  U.S.Government.WhentheU.S.Government  identifiesacandidatefor_ooVEU_ooԀauthorization, j relevantparties(i.e.,end-usersandexportersor mB _ooreexporters_oo,whentheycanbeidentified)willbe E notified,beforethe_ooERC_ooԀdetermineswhether  _ooVEU_ooԀauthorizationisappropriate,astowhich  end-usershavebeenidentifiedaspotential_ooVEU_oo  authorizationcandidates.End-usersarenot z  obligatedtoaccepttheGovernment'snomination. } R!  (4) The_ooERC_ooԀwillmakedeterminationswhether -"# togrant_ooVEU_ooԀauthorizationtoeach_ooVEU_oo  #$ candidatenolaterthan30calendardaysafterthe #% candidate'scompleteapplicationiscirculatedto $& all_ooERC_ooԀagencies.TheCommitteemayrequest %f' additionalinformationfromanapplicantor i&> ( potentialvalidatedend-userrelatedtoaparticular A'!) _ooVEU_ooԀcandidate'sapplication.Theperiodduring (!* whichthe_ooERC_ooԀiswaitingforadditional ("+ informationfromanapplicantorpotential )#, validatedend-userisnotincludedincalculating *v$- the30calendardaydeadlineforthe_ooERC_oo's y+N%. determination. Q,&&/ Ї (5) Ifan_ooERC_ooԀagencyisnotsatisfiedwiththe / decisionofthe_ooERC_oo,thatagencymayescalatethe  0 mattertotheAdvisoryCommitteeonExport  Z1 Policy(_ooACEP_oo).Theproceduresandtimeframe ] 22 forescalatinganysuchmattersarethesameas 5 3 thosespecifiedforlicenseapplicationsin  4 ExecutiveOrder12981,asamendedbyExecutive  5 Orders13020,13026and13117andreferencedin 6 750.4oftheEAR. j 7  (6)  D Afinaldeterminationattheappropriate E 9 decision-makingleveltoamendthe_ooVEU_oo ! : authorizationlistsetforthinSupplementNo.7to  ; thispartoperatesasclearancebyallmember  < agenciestopublishtheamendmentintheFederal ~= Register. V>  (7) TheDeputyAssistantSecretaryofCommerce 1@ forExportAdministrationwillcommunicatethe  A determinationoneach_ooVEU_ooԀrequesttothe B requestingpartyandtheend-user. C