WPCI cpO&={kѽ-WxNcHyf 2d j+XI9ܮZ] C}%%0-بb^]APgtI#lBsN AYvي!|Q/‹pS1?M"=& ݍJ7"L5bߚ;Փw+ m*s$X vx.q!e]GT] x+;tRWZNҎ .c"T0%59Ԙ ܸT(2,OC%6lU6A=Sm5-ST;h(y\C͢Se&Xm?L^eXU"&W\+׺ ˭[&:"olzbUSl 9X֢Vȡ^wRcc bb_]wF@m&,q/46_7%]E8#UN % 0%U HLU,Lwx4|fa^  0U 0UNGU > K 0S3g`h&! 0T" 01# 0 $ 0$ 0%&gM'M')))))))))) 0* 0C+ 0+ 0, 0r- 0=. 0/ 0/ 00 K1NQ1 0S1 0@ 2 0M2 03333333333333333333333333333333333333333333333333 034UE@4444444 05 05 0666666666pL7L7L7L7L7L7L7L7L7L7L7L7 077 0x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8x8 DO/9 B1~9 B99 0: 0A;UH;  < m<<d-< 0<<&@=Ef?f?f?h?h?h?}?}?UHA]A]AUHBx>C>CUHDDDUHFFFUHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwHwH 0HHHHHHHHHHHHHHHHHHHHHHHHHHHH 0NnIHP LaserJet 4000 Series PCL$,,,,$0(hH  Z 6Times New Roman RegularX(k_<$XCXX1X&_&XXC    "+ON  0Times New Roman BoldC:\OFFICE\WPWIN\TEMPLATE\STANDARD.WPT $Tahoma+823|xTABLE A8s *+ (_2623  ..*D+J (_25   ," <DL,23  ..  2( 4 <DL2  (hH  Z 6Times New Roman RegularLevel 1Level 2Level 3Level 4Level 5\  `&Times New Roman Z)X$XXX&7%XX$   _ ^Y%&7ExportAdministrationRegulations=(#April18,2008 #&7%^Yx#*A+J (_24   ) <DL)23  ..  2( 4 <DL2  ӂLevel 1Level 2Level 3Level 4Level 5 ] Z'X$XXX&7%XX$   _&%:%%&7ܕ%&%:Applications(Classification,Advisory,andLicense)andDocumentation#^Yܕu##&7%^Y#((#^Y%&7 SupplementNo.9toPart748 #&7%^YQ#^Y%&7Ԁ#&7%^Y#^Y%&7 page  1  #&7%^Y#ԃLevel 1Level 2Level 3Level 4Level 5 ^ Z'X$XXX&7%XX$   _&%:%%&7ܕ%&%:Applications(Classification,Advisory,andLicense)andDocumentation#^Yܕu##&7%^Y#'(#^Y%&7 SupplementNo.7toPart748 #&7%^YQ#^Y%&7Ԁ#&7%^Y#^Y%&7 page  1  ڀ #&7%^Y#ԄLevel 1Level 2Level 3Level 4Level 5*>+J (_23  ` &<<DL&23  ..  2( 4 <DL2  *;+J (_22   #DL#23  ..  2( 4 <DL2  *8+J (_21    DL 23  ..  2( 4 <DL2  *5+J (_20  h DDL23  ..  2( 4 <DL2  *2+J (_19   L23  ..  2( 4 <DL2  ӅLevel 1Level 2Level 3Level 4Level 5 ] Z(X$XXX&7%XX$   _&%:%%&7ܕ%&%:Applications(Classification,Advisory,andLicense)andDocumentation#^Yܕu##&7%^Y#((#^Y%&7 SupplementNo.8toPart748 #&7%^YQ#^Y%&7Ԁ#&7%^Y#^Y%&7 page  1  #&7%^Y#  Z)X$XXX&7%XX$   _&%:%%&7ܕ%&%: ExportAdministrationRegulations     ?(#June6,2002*/+J (_18    L23  ..  2( 4 <DL2  * (_1723  Ԁ*DJ (_16   ," <DL,23  Ԁ  2( 4 <DL2  *AJ (_15   ) <DL)23  Ԁ  2( 4 <DL2  *>J (_14  ` &<<DL&23  Ԁ  2( 4 <DL2  *;J (_13   #DL#23  Ԁ  2( 4 <DL2  *8J (_12    DL 23  Ԁ  2( 4 <DL2  *5J (_11  h DDL23  Ԁ  2( 4 <DL2  *2J (_10   L23  Ԁ  2( 4 <DL2  HUY(/J &_9    L23  Ԁ  2( 4 <DL2  ( &_823  (DJ &_7   ," <DL,23   2( 4 <DL2  (AJ &_6   ) <DL)23   2( 4 <DL2     (>J &_5  ` &<<DL&23   2( 4 <DL2  (C Z(Times New Roman (;J &_4   #DL#23   2( 4 <DL2  (8J &_3    DL 23   2( 4 <DL2  (5J &_2  h DDL23   2( 4 <DL2  http://www.bxa.doc.gov/hpcs/SecuritySafeguardPlans.html(2J &_1   L23   2( 4 <DL2  &/J $_    L23   2( 4 <DL2  G"Thin Top/Bottom! dxdx dP Pd _^YXXܕ^YApplications(Classification,Advisory,andLicense)andDocumentation(#ܕܕPart748!page  1  #ܕܕ#(3Z$ _ #C%&7U.S.ExportAssistanceCenter >F BureauofIndustryandSecurity *G 160W.SantaClaraStreet H Suite725 I SanJose,CA95113 vNJ Tel:(408)9988805or(408)9988806 :K Fax:(408)9988677#&7%C #m&7%%&7 L  (b) Fortheconvenienceofforeignconsigneesand  rN otherforeignparties,certainBISformsmaybeob t!LO tainedatU.S.EmbassiesandConsulatesthrough L"$P outtheworld. $#Q   #&7%%m&7"#& %%&7X X %&#X$X XX}###&7%XX$##m&7%%&7 (c) Tosubmityourapplicationusingan $S overnightcourier,usethefollowingaddress: %T mC%m&7BureauofIndustryandSecurity p'H!V U.S.DepartmentofCommerce 4( "W 14thStreetandPennsylvaniaAve.NW. ("X Room2705 )#Y Washington,DC20044 *X$Z Attn: ApplicationEnclosed D+%[ m&7%mC ,%\ BISwillnotacceptapplicationssentC.O.D.#&7%%m&7$#m&7%%&7 (   748.3  ̀CLASSIFICATIONREQUESTS, ` 8 ADVISORYOPINIONS,AND 8  ENCRYPTIONREVIEWREQUESTS    &   (a)Introduction     t'̀YoumayaskBIStoprovideyouwiththecorrect nF  ExportControlClassificationNumberdownto F  theparagraph(orsubparagraph)level,if   appropriate.BISwilladviseyouwhetherornot   youritemissubjecttotheEARand,ifapplicable,   theappropriateECCN.Thistypeofrequestis ~  commonlyreferredtoasa Classification ~V Request.Ifrequested,foragivenenduse,end V. user,and/ordestination,BISwilladviseyou . whetheralicenseisrequired,orlikelytobeg  ranted,foraparticulartransaction.Notethat  theseresponsesdonotbindBIStoissuinga  licenseinthefuture.Thistypeofrequest,along f withrequestsforguidanceregardingother f> interpretationsoftheEARarecommonlyreferred > toas AdvisoryOpinions.Theencryption  requirementsintheEARrequirethatcertain  encryptionitemsbereviewedbyBISinorderfor  themtobeeligibleforexportorreexportunder v LicenseExceptionENC(see740.17ofthe vN EAR)ortobereleasedfrom EIcontrols(see N & 742.15(b)(2)oftheEAR).BISmakesits &!  determinationbasedonthesubmissionofa !! reviewrequestpreparedinaccordancewiththe "" instructionsinSupplementNo.6topart742of ## theEAR.Areviewofthequestionsprovidedin $^$ SupplementNo.5topart742oftheEARmay ^%6% assistindeterminingwhetheryoumustsubmitan 6& & encryptionreviewrequest(seeparagraph(d)of ' ' thissection)foryourparticularitem. '!(    (b)Classificationrequests  )n#* /YoumustsubmityourClassificationRequest D+%, usingFormBIS748Poritselectronicequivalent. ,%- SeetheinstructionscontainedinSupplementNo. (- 1topart748tocompletetheBlocksidentifiedfor . thistypeofrequest.ClassificationRequestsmust / besenttoBISatoneoftheaddresseslistedin 0 748.2(c)ofthispartorsubmittedelectronically.  `1 Becertainthatyourrequestiscompleteanddoes ` 82 notomitanyessentialinformation. 8 3  c (1) EachClassificationRequestmustbelimitedto  5 sixitems.ExceptionsmaybegrantedbyBISona  6 casebycasebasisforseveralrelateditemsifthe t7 relationshipbetweentheitemsissatisfactorily tL 8 substantiatedintherequest.Classification L$ 9 requestsmustbesupportedbyanydescriptive $ : literature,brochures,precisetechnical  ; specificationsorpapersthatdescribetheitemsin  < sufficienttechnicaldetailtoenableclassification  = byBIS. \>  (2) WhensubmittingaClassificationRequest,you 4 @ mustcompleteBlocks1through5,14,22(a),(b), A (c),(d),and(i),24,and25onFormBIS748P. B Youmustprovidearecommendedclassificationin C Block22(a)andexplainthebasisforyour pD recommendationbasedonthetechnicalparameters pHE specifiedintheappropriateECCNinBlock24.If H F youareunabletodeterminearecommended  G classificationforyouritem,includeanexplanation H inBlock24,identifyingtheambiguitiesor I deficienciesthatprecludedyoufrommakinga J recommendedclassification. XK    (c)AdvisoryOpinions  0!M .8AdvisoryOpinionsmustbesubmittedinwritingto "O theaddresslistedin748.2(c)oftheEAR.Both #P yourletterandenvelopemustbemarked $fQ  AdvisoryOpinion. f%>R  (1) Yourlettermustcontainthefollowing ' T informationifyouarerequestingguidance '!U regardinginterpretationsoftheEAR: ("V  c (i)  Thename,title,andtelephoneandfacsimile z*R$X numbersofthepersontocontact; R+*%Y  *,&Z  F (ii) r Yourcompleteaddresscomprisedofstreet ( address,city,state,country,andpostalcode;and   (2) IfyouarerequestingBIStodetermine  Аwhetheralicenseisrequired,orthelicensing  d policyrelatedtoaparticularenduse,enduser, d < and/ordestination,inadditiontotheinformation <  requiredin748.3(c)(1)youmustalsoinclude:    F (i)Allavailableinformationonthepartiesto    Ѐthetransactionandtheproposedenduseorend t  user; tL   F (ii)Themodelnumberforeachitem,where $  appropriate;    F (iii)TheExportControlClassification   Number,ifknown,foreachitem;and \  F (iv)Anydescriptiveliterature,brochures, 4  technicalspecificationsorpapersthatdescribe   theitemsinsufficienttechnicaldetailtoenable  BIStoverifythecorrectclassification.   (3) RequestsforValidatedEnd-User lD authorizationshouldbesubmittedinaccordance H  withtheprovisionssetforthin748.15and   SupplementNos.8and9tothispart.     Ӏ(d)Reviewrequestsforencryptionitems   @ADepartmentofCommercereviewofencryption X 0 itemstransferredfromtheU.S.MunitionsList 0!  consistentwithExecutiveOrder13026of "! November15,1996(3CFR,1996Comp.,p.228)f  g  "" andpursuanttothePresidentialMemorandumof ## thatdatemayberequiredtodetermineeligibility $h$ underLicenseExceptionENCorforreleasefrom h%@%  EIcontrols.Refertof  g f  g SupplementNo.5topart @& & 742oftheEARforquestionsthatprovideinitial ' ' guidanceindeterminingwhetheryoumustsubmit '!( anencryptionreviewrequestforyouritem.Refer (") tof  g ԀSupplementNo.6topart742oftheEARf  g Ԁfora )x#* completelistoftechnicalinformationthatis x*P$+ requiredforencryptionreviewrequests.Refer P+(%, alsoto742.15(b)oftheEARf  g Ԁforinstructions (,&- regardingmassmarketencryptioncommodities (- andsoftware.Referto740.17oftheEARforthe . provisionsofLicenseExceptionENC. /  c   @;   748.4 F ` 82 BASICGUIDANCERELATEDTO  4 APPLYINGFORALICENSE   5 F  (a)LicenseApplicant  p7 :G (1) Exporttransactions .Onlyapersoninthe F 9 UnitedStatesmayapplyforalicensetoexport " : itemsfromtheUnitedStates.Theapplicantmust  ; betheexporter,whoistheU.S.principalpartyin  < interestwiththeauthoritytodetermineandcontrol  = thesendingofitemsoutoftheUnitedStates, Z> exceptforEncryptionLicenseArrangements Z2? (ELA)(see750.7(d)oftheEAR).Seedefinition 2 @ of exporterinpart772oftheEAR.  A  (2)Routedexporttransactions .TheU.S. C principalpartyininterestorthedulyauthorized nD U.S.agentoftheforeignprincipalpartyininterest nFE mayapplyforalicensetoexportitemsfromthe FF UnitedStates.Priortosubmittinganapplication, G theagentthatappliesforalicenseonbehalfofthe H foreignprincipalpartyininterestmustobtaina I powerofattorneyorotherwrittenauthorization ~J fromtheforeignprincipalpartyininterest.See ~VK 758.3(b)and(d)oftheEAR. V .L  (3)Reexporttransactions. TheU.S.orforeign "N principalpartyininterest,orthedulyauthorized "O U.S.agentoftheforeignprincipalpartyininterest, #P mayapplyforalicensetoreexportcontrolled $jQ itemsfromonecountrytoanother.Priorto j%BR submittinganapplication,anagentthatappliesfor B& S alicenseonbehalfofaforeignprincipalpartyin ' T interestmustobtainapowerofattorneyorother '!U writtenauthorizationfromtheforeignprincipal ("V partyininterest,unlessthereisapreexisting )z#W relationshipbyownership,control,positionof z*R$X responsibilityoraffiliation.Seepowerof R+*%Y attorneyrequirementsinparagraph(b)(2)ofthis *,&Z section. (  F    r     (b)Disclosureofpartiesonlicense  applicationsandthepowerofattorney   P (1)Disclosureofparties .Licenseapplicants ` 8 mustdisclosethenamesandaddressesofall <  partiestoatransaction.Whentheapplicantisthe   U.S.agentoftheforeignprincipalpartyin   interest,theapplicantmustdisclosethefactofthe    agencyrelationship,andthenameandaddressof t  theagentsprincipal.Ifthereisanydoubtabout tL  whichpersonsshouldbenamedaspartiestothe L$  transaction,theapplicantshoulddisclosethe $  namesofallsuchpersonsandthefunctionstobe   performedbyeachinBlock24(Additional   Information)oftheBIS748PMultipurpose   Applicationform.Notethatwhentheforeign \ principalpartyininterestistheultimate \4 consigneeorenduser,thenameandaddressneed 4  notberepeatedinBlock24.See Partiestothe   transactionin748.5.   (2)Powerofattorneyorotherwritten l authorization.  lD  F (i)Requirement.Anagentmustobtainapower  ofattorneyorotherwrittenauthorizationfromthe  principalpartyininterest,unlessthereisa  preexistingrelationshipbyownership,control, | positionofresponsibilityoraffiliation,priorto |T preparingorsubmittinganapplicationfora T , license,whenactingaseither: ,!   F   (A)Anagent,applicant,licenseeandexporter "" foraforeignprincipalpartyininterestinarouted ## transaction;or $d$  F   (B)Anagentwhopreparesanapplicationfor <& & exportonbehalfofaU.S.principalpartyin ' ' interestwhoistheactualapplicant,licenseeand '!( exporterinanexporttransaction. (")  F (ii)Application.WhencompletingtheBIS t*L$+ 748PMultipurposeApplicationForm,Block7 L+$%, (documentsonfilewithapplicant)mustbe $,%- marked otherandBlock24(Additional (- information)mustbemarked 748.4(b)(2)to . indicatethatthepowerofattorneyorotherwritten / authorizationisonfilewiththeagent.See 0 758.3(d)forpowerofattorneyrequirement,and  `1 seealsopart762oftheEARforrecordkeeping ` 82 requirements. 8 3    (c)Prohibitedfromapplyingforalicense   5 q\Nopersonconvictedofaviolationofanystatute n7 specifiedinsection11(h)oftheExport nF 8 AdministrationAct,asamended,atthediscretion F 9 oftheSecretaryofCommerce,mayapplyforany  : licenseforaperiodupto10yearsfromthedateof  ; theconviction.See766.25oftheEAR.  <    (d)Prioractiononashipment  ~V> p^Ifyouhaveobtainedalicensewithoutdisclosure ,@ ofthefactsdescribedinthissection,thelicense A willbedeemedtohavebeenobtainedwithout B disclosureofallfactsmaterialtothegrantingof C thelicenseandthelicensesoobtainedwillbe dD deemedvoid.Seepart764oftheEARforother d<E sanctionsthatmayresultintheeventaviolation <F occurs. G  (1)Licensesforitemssubjecttodetentionor I seizure. Ifyousubmitalicenseapplicationfor tJ itemsthatyouknowhavebeendetainedorseized xPK bytheOfficeofExportEnforcementorbytheU.S. P (L CustomsService,youmustdisclosethisfactto (!M BISwhenyousubmityourlicenseapplication. "N  (2)Licensesforitemspreviouslyexported. You #P maynotsubmitalicenseapplicationtoBIS $dQ coveringashipmentthatisalreadyladenaboard d%<R theexportingcarrier,exportedorreexported.If <& S suchexportorreexportshouldnothavebeenmade ' T withoutfirstsecuringalicenseauthorizingthe '!U shipment,youmustsendaletterofexplanationto ("V the )t#W  c OfficeofExportEnforcement L+$%Y  c U.S.DepartmentofCommerce $,%Z  F 14thandPennsylvaniaAvenue,N.W.,H4520 (  F Washington,D.C.20230  Thelettermuststatewhyalicensewasnot  obtainedanddiscloseallfactsconcerningthe  ` shipmentthatwouldnormallyhavebeen ` 8 disclosedonthelicenseapplication.Youwillbe 8  informedofanyactionandfurnishedany   instructionsbytheOfficeofExportEnforcement.     (e)Multipleshipments  p  fYourlicenseapplicationneednotbelimitedtoa F  singleshipment,butmayrepresentareasonable   estimateofitemstobeshippedthroughoutthe   validityofthelicense.Donotwaituntilthe   licenseyouareusingexpiresbeforesubmittinga ~  newapplication.Youmaysubmitanew ~V applicationpriortotheexpirationofyourcurrent V. licenseinordertoensureuninterruptedshipping. .    (f)Secondapplication   siYoumaynotsubmitasecondlicenseapplication d coveringthesameproposedtransactionwhilethe d< firstispendingactionbyBIS. <    (g)Resubmission   jIfalicenseapplicationisreturnedwithoutaction r toyoubyBISoryourapplicationrepresentsa rJ transactionpreviouslydeniedbyBIS,andyou J " wanttoresubmitthelicenseapplication,anew "!  licenseapplicationmustbecompletedin !! accordancewiththeinstructionscontainedin "" SupplementNo.1topart748.Citethe ## ApplicationControlNumberonyouroriginal $Z$ applicationinBlock24onthenewlicense Z%2% application. 2& &      (h)Emergencyprocessing  '!( OmApplicantsmayrequestemergencyprocessingof )h#* licenseapplicationsbycontactingtheOutreach h*@$+ andEducationalServicesDivisionoftheOffice @+%, ofExporterServicesbytelephoneon(202) ,%- 482-4811orbyfacsimileon(202)482-2927. (- RefertotheApplicationControlNumberwhen . makingemergencyprocessingrequests.BISwill / expediteitsevaluation,andattempttoexpeditethe 0 evaluationsofothergovernmentagencies,ofa  `1 licenseapplicationwhen,initssolejudgement,the ` 82 circumstancesjustifyemergencyprocessing. 8 3 EmergencyprocessingisnotavailableforSpecial  4 ComprehensiveLicenseapplications.See  5 750.7(h)oftheEARforthelimitonthevalidity  6 periodofemergencylicenses. p7    748.5 apq   : q  PARTIESTOTHETRANSACTION  < q ThefollowingpartiesmaybeenteredontheBIS X> 748PMultipurposeApplicationFormorelectronic X0? equivalent.Thedefinitions,whichalsoappearin 0@ Part772oftheEAR,aresetouthereforyour A conveniencetoassistyouinfillingoutyour B applicationcorrectly. C   (a)Applicant  h@E sThepersonwhoappliesforanexportorreexport G license,andwhohastheauthorityofaprincipal H partyininteresttodetermineandcontrolthe I exportorreexportofitems.See748.4(a)and vJ definitionof exporterinpart772oftheEAR. vNK   (b)Otherpartyauthorizedtoreceivelicense  &!M juThepersonauthorizedbytheapplicanttoreceive "O thelicense.Ifapersonandaddressislistedin #P Block15oftheBIS748PMultipurpose $`Q ApplicationFormortheelectronicequivalent,the `%8R BureauofIndustryandSecuritywillsendthe 8& S licensetothatpersoninsteadoftheapplicant. ' T Designationofanotherpartytoreceivethelicense '!U doesnotaltertheresponsibilitiesoftheapplicant, ("V licenseeorexporter. )p#W  c   ,%Z <+ < <     (c)Purchaser  ' xThepersonabroadwhohasenteredintothe  transactiontopurchaseanitemfordeliverytothe  ultimateconsignee.Inmostcases,thepurchaser  ^ isnotabank,forwardingagent,orintermediary. ] 6 Thepurchaserandultimateconsigneemaybethe 5  sameentity.     (d)IntermediateConsignee     SzThepersonthatactsasanagentforaprincipal iB  partyininterestandtakespossessionoftheitems A  forthepurposeofeffectingdeliveryoftheitems   totheultimateconsignee.Theintermediate   consigneemaybeabank,forwardingagent,or   otherpersonwhoactsasanagentforaprincipal z  partyininterest. yR    (e)UltimateConsignee  ) r|Theprincipalpartyininterestlocatedabroadwho  receivestheexportedorreexporteditems.The  ultimateconsigneeisnotaforwardingagentor d otherintermediary,butmaybetheenduser. c<    (f)EndUser   }Thepersonabroadthatreceivesandultimately  usestheexportedorreexporteditems.Theend v userisnotaforwardingagentorintermediary,but uN maybethepurchaserorultimateconsignee. M &     748.6 ap3  ""  @@22 GENERALINSTRUCTIONSFOR@@ZZ  $^$ LICENSEAPPLICATIONS  ]%6%  (a)Formandinstructions   ' '   Anapplicationforlicense,whethertoexportor (") reexport,mustbesubmittedonFormBIS748P, )l#* MultipurposeApplication(revisedJune15,1996 k*D$+ orlater),andFormBIS748PA,ItemAppendix, C+%, andFormBIS748PB,EndUserAppendix. ,%- Facsimilesorcopiesoftheseformsarenot '- acceptable.InstructionsforpreparingFormBIS . 748ParecontainedinSupplementNo.1tothis / part748.See748.7(a)ofthispartfor 0 instructionsonsubmittinglicenseapplications  `1 electronically. _ 82   (b)ApplicationControlNumber   4 Eachapplicationformincludesapreprinted  6 ApplicationControlNumber.TheApplication n7 ControlNumber,consistingofaletterfollowedby mF 8 sixdigits,isforusebyBISwhenprocessing E 9 applications,andbyapplicantswhen  : communicatingwithBISconcerningpending  ; applications.Thisnumberisusedfortracking  < purposeswithintheU.S.Government.The ~ = ApplicationControlNumberisnotalicense }V> number. U.?   (c)Approvalordenialinentirety  A ΅Licenseapplicationsmaybeapprovedinwholeor C inpart,deniedinwholeorinpart,orreturned dD withoutaction.However,youmayspecifically c<E requestthatyourlicenseapplicationbeconsidered ;F asawholeandeitherapprovedordeniedinits G entirety. H   (d)Combiningitemsonlicense tJ applications  qJK #dcddAnyitemsmaybecombinedonasingle !M application;however,iftheitemsdiffer !N dramatically(e.g.,computersandshotguns)the "O numberofBISofficestowhichalicense #P applicationmaybereferredforreviewmay $XQ increasesignificantly.Accordingly,itis W%0R recommendedthatyoulimititemsoneachlicense /& S applicationtothosethataresimilarand/orrelated. ' T #dddc&  (e)Assemblyandadditional ("V information  )f#W VAlldocumentsorcorrespondenceaccompanying ;+%Y yourlicenseapplicationshouldbearthe ,%Z ApplicationControlNumber,andbestapled ' together.Wherenecessary,BISmayrequireyou  tosubmitadditionalinformationbeyondthat  statedintheEARconfirmingoramplifying  informationcontainedinyourlicenseapplication.  `    (f)Changesinfacts  7  #d_ddAnswerstoallitemsonthelicenseapplication   willbedeemedtobecontinuingrepresentationsof    theexistingfactsorcircumstances.Anymaterial n  orsubstantivechangeinthetermsoftheorder,or mF  inthefactsrelatingtothetransaction,mustbe E  promptlyreportedtoBIS,whetheralicensehas   beengrantedorthelicenseapplicationisstill   underconsideration.Ifalicensehasbeengranted   andsuchchangesarenotexceptedin750.7(c)of ~  theEAR,theymustbereportedimmediatelyto }V BIS,eventhoughshipmentsagainstthelicense U. maybepartiallyorwhollycompleted,duringthe - validityperiodofthelicense.     (g)Requestforextendedlicense  validityperiod  d z#dd_Anextendedvalidityperiodwillgenerallybe 9 grantedifyourtransactionisrelatedtoamulti  yearproject,whenproductionleadtimewillnot  permitexportorreexportduringthenormal  validityperiodorforothersimilarcircumstances. r Acontinuingrequirementtosupplyspareor qJ replacementpartswillnotnormallyjustifyan I " extendedvalidityperiod.  Torequestanextended !!  validityperiod,includejustificationforyour !! requestinBlock24ontheapplication. h  "" 748.7 l Y%2% APPLYINGELECTRONICALLYFORA  ' ' LICENSEORCLASSIFICATION '!( ЀREQUEST  (") ͓   (a)Authorization  i*B$+   Youmayapplyelectronicallyonceyouhavebeen ,%- authorizedtodosobyBIS.Anauthorizationto '- submitapplicationselectronicallymaybelimited . orwithdrawnbyBISatanytime.Thereareno / prerequisitesforobtainingpermissiontosubmit 0 electronicallyorlimitationsintermsofcountry  `1 eligibility.However,BISmaydirectforany _ 82 reasonthatanyelectronicapplicationbe 7 3 resubmittedinwriting,inwholeorinpart.  4  #&7%%m&7r&#& %%&7X X %&#X$X XX##&7%XX$#m&7%%&7 (1) Requestingapprovaltosubmit  6 applicationselectronically .Tosubmit 7 applicationselectronically,yourcompanymust ` 8 submitawrittenrequesttoBIS.Writtenrequests _8 9 maybefaxedto(202)2199179or(202)2199182 7 : (Washington,DC),faxedto(949)6609347  ; (NewportBeach,CA),orsubmittedtooneofthe  < addressesidentifiedin748.2(c)ofthispart.Both  = theenvelopeandlettermustbemarked Attn: p> ElectronicSubmissionRequest.Yourlettermust oH? containyourcompany'sname,andtheaddress, G @ telephonenumber,andnameoftheprincipal A contactpersoninyourcompany.Beforeapproving B yourrequest,BISwillprovideyouwithlanguage C foranumberofrequiredcertifications.Onceyou D havecompletedthenecessarycertifications,you XE maybeapprovedbyBIStosubmitapplications W0F electronically. /G  (2)Assignmentanduseofcompanyand I personalidentificationnumbers. J  c (i)Eachcompanygrantedpermissiontosubmit g @L applicationselectronicallywillbeassigneda ?!M companyidentificationnumber.  "N    EachpersonapprovedbyBIStosubmit "O applicationselectronicallyforthecompanywillbe #P assignedapersonalidentificationnumber( PIN) $xQ telephonicallybyBIS.APINwillbeassignedto w%PR youonlyifyourcompanyhascertifiedtoBISthat O&( S youareauthorizedtoactforitinmaking ''!T electronicsubmissionsundertheEAR. '!U  c (ii)Yourcompanymayrevealtheassigned )#W companyidentificationnumberonlytothePIN *`$X holders,theirsupervisors,employees,oragentsof _+8%Y thecompanywithacommercialjustificationfor 7,&Z knowingthecompanyidentificationnumber. '  F (iii)AnindividualPINholdermaynot:   F   (A)DisclosethePINtoanyone;  `  F   (B)RecordthePINeitherinwritingor 7  electronically;    F   (C)AuthorizeanotherpersontousethePIN;    or p   F   (D)UsethePINfollowingterminationby G  BISoryourcompanyofyourauthorizationor   approvalforPINuse.    F (iv)TopreventmisuseofthePIN:    F   (A)IfaPINislost,stolenorotherwise W0 compromised,thecompanyandthePINholder / mustreporttheloss,theftorcompromiseofthe  PINimmediatelybytelephoningBISat  (202)482-0436.Youmustconfirmthis  notificationinwritingwithintwobusinessdaysto h BISattheaddressprovidedin748.2(c)ofthis g@ part. ?  F   (B)Yourcompanyisresponsiblefor  immediatelynotifyingBISwheneveraPINholder  leavestheemployofthecompanyorotherwise x ceasestobeauthorizedbythecompanytosubmit wP applicationselectronicallyonitsbehalf. O (  F (v)Nopersonmayuse,copy,stealorotherwise !! compromiseaPINassignedtoanotherperson; "" andnopersonmayuse,copy,stealorotherwise ## compromisethecompanyidentificationnumber $`$ wherethecompanyhasnotauthorizedsuch _%8% persontohaveaccesstothenumber. 7& &    (b)Electronicsubmissionofapplications  '!( ֨ (1) Allapplications. Uponsubmissionofthe )n#* requiredcertificationsandapprovalofthe q*J$+ company'srequesttouseelectronicsubmission, I+"%, BISwillprovideinstructionsbothonthemethod !,%- totransmitapplicationselectronicallyandthe '- processforsubmittingrequiredsupporting . documentsandtechnicalspecifications.These / instructionsmaybemodifiedbyBISfromtimeto 0 time.  `1  (2) LicenseApplications. Theelectronic 7 3 submissionofanapplicationforlicensewill  4 constituteanexportcontroldocument.Such  5 submissionsmustprovidethesameinformationas  6 writtenapplicationsandaresubjecttothe t7 recordkeepingprovisionsofpart762oftheEAR. sL 8 TheapplicantcompanyandPINholdersubmitting K$ 9 theapplicationwillbedeemedtomakeall # : representationsandcertificationsasifthe  ; submissionweremadeinwritingbythecompany  < andsignedbythesubmittingPINholder.  = Electronicsubmissionofalicenseapplicationwill \> beconsideredcompleteuponthetransmittalofthe [4? applicationtoBISortoanentityundercontractto 3 @ receivesuchapplicationsforBIS.  A =   (c)Maintenanceofalog  C Yourcompanymustmaintainalog,either iBE manuallyorelectronically,specifyingthedateand AF timeofeachelectronicsubmission,theECCNsof G itemsoneachelectronicsubmission,andthename H oftheemployeeoragentsubmittingthelicense I application.Thislogmaynotbealtered.Written zJ correctionsmustbemadeinamannerthatdoes yRK noteraseorcoveroriginalentries.Ifthelogis Q *L maintainedelectronically,correctionsmayonlybe )!M madeasnotations. "N    (d)Updating  #P AnapplicantcompanymustpromptlynotifyBIS _%8R ofanychangeinitsnameoraddress.Ifyour 7& S companywishestohaveanindividualaddedasa ' T PINholder,yourcompanymustadviseBISand '!U followtheinstructionsprovidedbyBIS.Your ("V companyshouldconductperiodicreviewsto )p#W ensurethatPINsareheldonlybyindividuals o*H$X whosecurrentresponsibilitiesmakeitnecessary G+ %Y andappropriatethattheyactforthecompanyin ,%Z thiscapacity. '    748.8  UNIQUEAPPLICATIONAND _ 8 SUBMISSIONREQUIREMENTS  7  Inadditiontotheinstructionscontainedin   SupplementNo.1tothispart748,youmustalso    ensurethattheadditionalrequirementsforcertain p  itemsortypesoftransactionsdescribedinthis oH  sectionareaddressedinyourlicenseapplication. G  SeeSupplementNo.2tothispart748ifyour   applicationinvolves:   (a)Chemicals,medicinals,andpharmaceuticals.   (b)Communicationsinterceptingdevices. W0 (c)Digitalcomputers,telecommunications,and  relatedequipment.  (d)Giftparcels;consolidatedinasingle h shipment. g@ (e)IntransitshipmentsthroughtheUnitedStates.  (f)IntransitshipmentsoutsideoftheUnited  States. x (g)NuclearNonproliferationitemsandenduses. O ( (h) Numericalcontroldevices,motioncontrol !! boards,numericallycontrolledmachinetools, "" dimensionalinspectionmachines,direct ## numericalcontrolsystems,speciallydesigned $b$ assembliesandspeciallydesignedsoftware. a%:% (i)Parts,components,andmaterialsincorporated ' ' abroadintoforeign-madeproducts. '!( (j)Shipstores,planestores,supplies,andequip )r#* ment. q*J$+ (k)Regionalstabilitycontrolleditems. !,%- Ї(l)Reexports. '- (m) Robots. / (n) ShortSupplycontrolleditems.  b1 (o)Technology. ; 3 (p) Temporaryexportsorreexports.  5 (q)ExportsofchemicalscontrolledforCW v7 reasonsbyECCN1C350tocountriesnotlistedin uN 8 SupplementNo.2topart745oftheEAR.. M& 9  (r)Encryptionreviewrequests.   ;  (s)ForeignNationalReviewRequest.   =  (t) ForeignNationalSupportStatementfordeemed Y2? exports. 3 @  (u)Aircraftandvesselsontemporarysojourn. B (v)Incountrytransfers. lD @;     748.9 h) G SUPPORTDOCUMENTSFORLICENSE I APPLICATIONS  |J    (a)Exemptions  S ,L Ifyouplantosubmitalicenseapplication "N involvingoneofthefollowingsituationsandyour "O itemisnotafirearmsitemdestinedforanOAS #P membercountry,nosupportdocumentationis $bQ required.Simplysubmitthelicenseapplication.If a%:R youritemisafirearmsitem(ReasonforControl 9& S identifiedas FContheCommerceControlList, ' T SupplementNo.1topart774oftheEAR)destined '!U foranOASmembercountry,proceedtosection ("V 748.14ofthispart. )r#W  (1) Allexportsandreexportsinvolvingultimate I+"%Y consigneeslocatedinanyofthefollowing %,%Z destinations: ' Ѐ F Bahamas   F Barbados   F Belize  `  F Bermuda _ 8  F Bolivia 7   F Brazil    F Canada    F Chile     F Colombia p   F CostaRica oH   F DominicanRepublic G   F Ecuador    F ElSalvador    F FrenchWestIndies    F FrenchGuiana    F Greenland X  F Guatemala W0  F Guyana /  F Haiti   F Honduras   F Jamaica   F LeewardandWindwardIslands h  F Mexico g@  F MiquelonandSt.PierreIslands ?  F NetherlandsAntilles   F Nicaragua   F Panama   F Paraguay x  F Peru wP  F Surinam O (  F TrinidadandTobago '!   F Uruguay !!  F Venezuela ""  (2) #&7%%m&7#& %%&7Theultimateconsigneeorpurchaserisa $`$ foreigngovernment(s)orforeigngovernment c%<% agency(ies),otherthanthegovernmentofthe ;& & PeoplesRepublicofChina.Todetermine ' ' whetherthepartiestoyourtransactionmeetthe '!( definitionof governmentagencyrefertothe (") definitioncontainedinpart772oftheEAR. )t#* Remember,ifeithertheultimateconsigneeor s*L$+ purchaserisnotaforeigngovernmentorforeign K+$%, governmentagency,astatementisrequiredfrom #,%- thenongovernmentalparty.#&7% %&2#m&7%%&7 '-  c   0   (#(#  (3) #&7%%m&7*#m&7%%&7Thelicenseapplicationisfiledby,oronbehalf / of,areliefagencyregisteredwiththeAdvisory 0 CommitteeonVoluntaryForeignAid,U.S.  d1 AgencyforInternationalDevelopment,forexport c <2 toamemberagencyintheforeigncountry. ; 3 @; (4) Thelicenseapplicationissubmittedtoexport  5 orreexportitemsfortemporaryexhibit,  6 demonstration,ortestingpurposes. x7  (5) Thelicenseapplicationissubmittedforitems O( 9 controlledforshortsupplyreasons(seepart754of + : theEAR).  ;  (6) Thelicenseapplicationissubmittedunderthe  = SpecialComprehensiveLicenseprocedure h> describedinpart752oftheEAR. g@?  (7) Thelicenseapplicationissubmittedtoexport A orreexportsoftwareortechnology. B  (8) Thelicenseapplicationissubmittedtoexport |D orreexportencryptionitemscontrolledunder XE ECCNs5A002,5B002,5D002and5E002. W0F    (b)Supportdocumentrequirements  H Licenseapplicationsnotexemptunderparagraph J (a)ofthissectiongenerallymustbesupportedby fK documentsdesignedtoelicitinformation e >L concerningthedispositionoftheitemsintended =!M forexportorreexport.Thesesupportdocuments "N mustbeeithersubmittedatthetimethelicense "O applicationisfiledorretainedintheapplicant's #P filesinaccordancewiththerecordkeeping $vQ provisionsofpart762oftheEAR.Thetypeof u%NR supportdocumentationrequiredisdependenton M&& S theiteminvolvedandthecountryofultimate %' T destination.Todeterminewhichtypeofsupport '!U documentationisrequired,answerthefollowing ("V questions: )#W  (1) Doesyourtransactioninvolveitemscontrolled ]+6%Y fornationalsecurityreasons?Doesyour 9,&Z transactioninvolveitemsdestinedforthePeople's ' RepublicofChina(PRC)?   F (i)Ifyes,continuewithquestionnumber2in  paragraph(b)(2)ofthissection.  `  F (ii)Ifno,yourtransactionmayrequirea 7  StatementbyUltimateConsigneeandPurchaser.   Readtheremainderofthissectionbeginningwith   paragraph(c)ofthissection,thenproceedto    748.11oftheEAR. p   (2) Doesyourtransactioninvolveitems G  controlledfornationalsecurityreasonsdestined #  foroneofthefollowingcountries?(Thisapplies   onlytothoseoverseasdestinationsspecifically   listed.)IfyouritemisdestinedforthePRC,does   yourtransactioninvolveitemsthatrequirea \ licensetothePRCforanyreason? [4  F Argentina    F Australia   F Austria   F Belgium l  F Bulgaria kD  F China(PRC) C  F CzechRepublic   F Denmark   F Finland   F France |  F Germany {T  F Greece S ,  F HongKong +!   F Hungary "!  F India ""  F Ireland,Republicof ##  F Italy $d$  F Japan c%<%  F Korea,Republicof h  ;& &  F Liechtenstein h  ' '  F Luxembourg h  '!(  F Netherlands h  (")  F NewZealand )t#*  F Norway s*L$+  F Pakistan K+$%,  F Poland #,%-  c Portugal '-  c Romania .  c Singapore /  c Slovakia 0  c Spain  `1  c Sweden _ 82  c Switzerland 7 3  c Taiwan  4  c Turkey  5  c UnitedKingdom  6  c (i)Ifyes,yourtransactionmayrequirean oH 8 ImportCertificateorEnd-UserStatement.Ifyour G 9 transactioninvolvesitemsdestinedforthePRC  : thatarecontrolledtothePRCforanyreason,your  ; transactionmayrequireaPRCEnd-User  < Statement.NotethatifthedestinationisthePRC,  = aStatementofUltimateConsigneeandPurchaser X> maybesubstitutedforaPRCEnd-UserStatement W0? whentheitemtobeexported(i.e.,replacement /@ partsandsub-assemblies)isforservicing A previouslyexporteditemsandisvaluedat$75,000 B orless. C  c   (ii)Ifno,yourtransactionmayrequirea g@E StatementbyUltimateConsigneeandPurchaser. ?F Readtheremainderofthissection,thenproceedto G 748.11oftheEAR.#&7%%m&7#m&7%%&7 H <   (c)Licenseapplicationsrequiring xJ supportdocuments  uNK Licenseapplicationsrequiringsupportbyeithera #!M StatementbytheUltimateConsigneeand !N PurchaseroranImportCertificateorEnd-User "O Statementmustindicatethetypeofsupport #P documentobtainedinBlock6or7onyour $\Q applicationwithan"X"intheappropriatebox.If [%4R thesupportdocumentisanImportCertificateor 3& S EndUserStatement,youmustalsoidentifythe  ' T originatingcountryandnumberoftheCertificate '!U orStatementinBlock13onyourapplication.Ifa ("V licenseapplicationissubmittedwithouteitherthe )l#W correctBlockorBoxmarkedontheapplicationor k*D$X therequiredsupportdocument,thelicense C+%Y applicationwillbeimmediatelyreturnedwithout ,%Z actionunlessthesatisfactoryreasonsforfailingto ' obtainthedocumentaresuppliedinBlock24or  inanattachmenttoyourlicenseapplication.   (1)Licenseapplicationssupportedbyan  ` ImportorEndUserStatement. Youmay _ 8 submityourlicenseapplicationuponreceiptofa ;  facsimileorotherlegiblecopyoftheImport   CertificateorEnd-UserStatement,providedthat   noshipmentismadeagainstanylicenseissued    basedupontheImportCertificateorEnd-User t  Statementpriortoreceiptandretentionofthe sL  originalstatementbytheapplicant. K$   (2)Licenseapplicationssupportedby   UltimateConsigneeandPurchaserstatements.    Thesetypesoflicenseapplicationsmaybe   submitteduponreceiptofafacsimileorother \ legiblecopyoftheoriginalstatementprovided [4 thattheapplicantreceivesthemanuallysigned 3  originalwithin60daysfromthedatetheoriginal   issignedbytheultimateconsignee.   F    r    h    (d)Exceptionstoobtainingtherequired l supportdocument iB  BISwillconsiderthegrantingofanexceptionto  therequirementforsupportingdocumentwhere  therequirementscannotbemetdueto  circumstancesbeyondyourcontrol.Anexception x willnotbegrantedcontrarytotheobjectivesof wP theU.S.exportcontrollawsandregulations. O ( Referto748.12(d)ofthispartforspecific '!  instructionsonproceduresforrequestingan !! exception. "" ^   (e)Validityperiod  $`$  (1) WhenanImportorEndUserCertificateora 5& & StatementbyUltimateConsigneeandPurchaser ' ' isrequiredtosupportoneormorelicense '!( applications,youmustsubmitthefirstlicense (") applicationwithinthevalidityperiodshownon )r#* theCertificate,or6monthsfromthedatethe q*J$+ CertificatewasissuedorStatementsigned, I+"%, whicheverisshorter. !,%- Ї (2) Allsubsequentlicenseapplicationssupported '- bythesameImportorEndUseCertificatemustbe . submittedtoBISwithinoneyearfromthedatethat / thefirstlicenseapplicationsupportedbythesame 0 ImportorEndUseCertificatewassubmittedto  d1 BIS. c <2  (3) Allsubsequentlicenseapplicationssupported  4 bythesameStatementbyUltimateConsigneeand  5 Purchasermustbesubmittedwithintwoyearsof  6 thefirstapplicationifthestatementwascompleted x7 asasingletransactionstatement.Ifthestatement wP 8 wascompletedasamultipletransactionstatement, O( 9 allapplicationsmustbesubmittedwithintwo ' : yearsofsignaturebytheconsigneeorpurchaser,  ; whicheverwaslast.  <     (f)Englishtranslationrequirements `>  Allabbreviations,codedterms,orother 3 @ expressionsonsupportdocumentshavingspecial  A significanceinthetradeortothepartiestothe B transactionmustbeexplainedonanattachmentto C thedocument.Documentsinalanguageotherthan lD Englishmustbeaccompaniedbyanattachment kDE givinganaccurateEnglishtranslation,eithermade CF byatranslatingserviceorcertifiedbyyoutobe G correct.Explanationsortranslationsshouldbe H providedonaseparatepieceofpaper,andnot I enteredonthesupportdocumentsthemselves. |J l   (g)Responsibilityforfulldisclosure  S ,L  (1) Informationcontainedinasupportdocument "N cannotbeconstruedasextendingorexpandingor "O otherwisemodifyingthespecificinformation #P suppliedinalicenseapplicationorlicenseissued $fQ byBIS.Thelicenseapplicationcoveringthe e%>R transactiondiscloseallfactspertainingtothe =& S transaction.Theauthorizationscontainedinthe ' T resultinglicensearenotextendedbyinformation '!U containedinanImportCertificate,EndUser ("V CertificateorStatementbyUltimateConsignee )v#W andPurchaserregardingreexportfromthecountry u*N$X ofdestinationanyotherfactsrelativetothe M+&%Y transactionthatarenotreportedonthelicense %,%Z application. '  (2) Misrepresentations,eitherthroughfailureto  disclosefacts,concealingamaterialfact,or  furnishingfalseinformation,willsubject  d responsiblepartiestoadministrativeactionby c < BIS.Administrativeactionmayinclude ;  suspension,revocation,ordenialoflicensing   privilegesanddenialofotherparticipationin   exportsfromtheUnitedStates.     (3) Inobtainingtherequiredsupportdocument, sL  youastheapplicantarenotrelievedofthe O(  responsibilityforfulldisclosureofanyother '  informationconcerningtheultimatedestination   andenduse,enduserofwhichyouknow,evenif   inconsistentwiththerepresentationsmadeinthe   ImportCertificate,EndUserCertificate,or ` StatementbyUltimateConsigneeandPurchaser. _8 YouareresponsibleforpromptlynotifyingBISof 7 anychangeinthefactscontainedinthesupport  documentthatcomestoyourattention.   F    r    h    (h)Effectonlicenseapplicationreview  p BISreservestherightinallrespectstodetermine E towhatextentanylicensewillbeissuedcovering  itemsforwhichanImportorEndUserCertificate  hasbeenissuedbyaforeigngovernment.BIS  willnotseekorundertaketogiveconsiderationto ~ recommendationsfromtheforeigngovernmentas }V totheactiontobetakenonalicenseapplication. U . Asupportingdocumentissuedbyaforeign -!  governmentwillbeonlyoneofthefactorsupon "! whichBISwillbaseitslicensingaction,since "" end-usesandotherconsiderationsareimportant ## factorsinthedecisionmakingprocess. $f$ A   (i)Requestforreturnofsupportdocuments =& & submittedtoBIS  ' '   Ifanapplicantisrequestedbyaforeignimporter (") toreturnanunusedorpartiallyusedImportor )r#* EndUserCertificatesubmittedtoBISinsupport q*J$+ ofalicenseapplication,theprocedureprovidedin I+"%, thisparagraph(i)shouldbefollowed: !,%- Ї (1) Theapplicantmustsendaletterrequestfor '- returnofanImportorEndUserCertificatetothe . addressstatedin748.2(c)ofthispart, Attn: / Import/EndUserCertificateRequest. 0  c      %  (2) Theletterrequestmustincludethenameand c <2 addressoftheimporter,theApplicationControl ? 3 NumberunderwhichtheoriginalImportorEnd  4 UserCertificatewassubmitted,theApplication  5 ControlNumbersforanysubsequentlicense  6 applicationssupportedbythesamecertificate,and x7 oneofthefollowingstatements,ifapplicable: wP 8  c (i)Ifthecertificatecoversaquantitygreater ' : thanthetotalquantityidentifiedonthelicense  ; application(s)submittedagainstit,astatementthat  < thecertificatewillnotbeusedinconnectionwith  = anotherlicenseapplication. `>  c (ii)Ifyoudonotintendtomakeanyadditional 7@ shipmentsunderalicensecoveredbythe A certificate,orareinpossessionofanexpired B licensecoveredbythecertificate,astatementto C thiseffect,indicatingtheunshippeditems. pD  c "    (j)Recordkeepingrequirementsforreturning G F certificatesretainedbytheapplicant  G   (1) Thoughtherecordkeepingprovisionsofthe I EARrequirethatalloriginalsupportdocumentsbe J retainedforaperiodoffiveyears,anunusedor XK partiallyusedcertificatemaybereturnedatthe W 0L requestofaforeignimporterprovidedthatyou /!M submittheoriginalcertificate,accompaniedbya "N letterofexplanation,acopyofeachlicense "O coveredbythecertificate,andalistofall #P shipmentsmadeagainsteachlicensetoBISatthe $hQ addresslistedin748.2(c).BISwillnotifyyouin g%@R writingwhetheryourrequesthasbeengranted. ?& S Thefollowinginformationmustbecontainedin ' T yourletterofexplanation: '!U  c (i)Astatementcitingtheforeignimporter's )x#W requestforreturnofthecertificate; w*P$X  c (ii)Thelicensenumber(s)thathavebeenissued ',&Z againstthecertificate(includingbothoutstanding ' andexpiredlicenses);and h    F   (iii)Ifthecertificatecoversaquantity  greaterthatthetotalquantitystatedonthe  license(s),youmustincludeastatementthatthe  ` certificatewillnotbeusedinconnectionwith _ 8 anotherlicenseapplication. 7   (2) Ifyourrequestisgranted,BISwillreturnthe   certificatetoyou.Youmustmakeacopyofthe    certificatebeforeyoureturntheoriginaltothe t  importer.Thiscopymustshowallthe sL  informationcontainedontheoriginalcertificate K$  includinganynotationmadeonthecertificateby #  BIS.Thecopiesmustberetainedonfilealong   withyourcorrespondenceinaccordancewiththe   Аrecordkeepingprovisionsinpart762oftheEAR.   @  >   748.10 3  IMPORTCERTIFICATESAND  ЀEND-USERSTATEMENTS    #&7%%m&7#m&7%%&7(a)Scope  kD #&7%%m&7#& %%&7X X %&#X$X XXI##&7%XX$h#m&7%%&7ThereareavarietyofImportCertificatesand  End-UserStatementscurrentlyinusebyvarious  governments.Thecontrolexercisedbythe  governmentissuingtheImportCertificateor  End-UserStatementisinadditiontothe f conditionsandrestrictionsplacedonthe e > transactionbyBIS.Thelawsandregulationsof =!  theUnitedStatesareinnowaymodified, "! changed,orsupersededbytheissuanceofan "" ImportCertificateorEnd-UserStatement.This ## sectiondescribesexceptionsandrelationshipsfor $v$ bothImportCertificatesandEnd-User u%N% Statements,andgenerallyappliesonlyto M&& & transactionsexceeding$50,000.Inthecaseof %' ' countriesidentifiedin748.9(b)(2)ofthispart '!( (excludingthePeoplesRepublicofChina (") (PRC)),ImportCertificatesarerequiredfor )#* nationalsecuritycontrolleditemsintransactions *^$+ exceeding$50,000.InthecaseofthePRC,End ]+6%, UserStatementsarerequiredfortransactions 5,&- exceeding$50,000involvingallitemsthatrequire '- alicensetothePRCforanyreason.However,this . $50,000thresholdislowerforcertainexportsto / thePRC(seeparagraph(b)(3)ofthissection). 0      #&7%%m&7#m&7%%&7(b)ImportCertificateor _ 82 End-UserStatement  5 3 P#  Ӏ#&7%%m&7##& %%&7X X %&#X$X XX;$##&7%XX$Z$#m&7%%&7Unlessyourtransactionmeetsoneofthe  5 exemptionsstatedin748.9(a)ofthispart,an  6 ImportCertificateorEndUserStatementmustbe 7 obtained,if: X 8  #&7%%m&7$#& %%&7X X %&#X$X XX%##&7%XX$&#m&7%%&7 (1) Anycommoditiesonyourlicenseapplication / : arecontrolledfornationalsecurity(NS)reasons  ; (exceptforitemscontrolledunderECCNs5A002  < or5B002),oranycommoditiestothePRConyour  = licenseapplicationarecontrolledforanyreason; |>  #&7%%m&7&#& %%&7X X %&#X$X XX'(##&7%XX$F(#m&7%%&7 (2) Theultimatedestinationisacountrylisted S,@ in748.9(b)(2)ofthispart;and ?A  #&7%%m&7(#& %%&7X X %&#X$X XX})##&7%XX$)#m&7%%&7 (3) Yourlicenseapplicationinvolvestheexport C ofcommoditiesclassifiedinasingleentryonthe D CCL,andyourultimateconsigneeisinany E destinationlistedin748.9(b)(2)#&7%%m&7*#m&7%%&7,andthetotal dF valueofyourtransactionexceeds$50,000.Note c<G thatthe$50,000transactionthresholddoesnot ;H applytocertainexportstothePRC.Ifyour I transactioninvolvesanexporttothePRCofa J computerthatrequiresalicenseforanyreason,an K EndUserStatementisrequiredregardlessofdollar  tL value.Also,ifyourtransactioninvolvesanexport s!LM tothePRCofanitemclassifiedunderECCN K"$N 6A003thatrequiresalicenseforanyreason,an ##O EndUserStatementisrequiredfortransactions #P exceeding$5000. #&7%%m&7=+#m&7%%&7  $Q  c (i)Yourlicenseapplicationmaylistseveral &\ S separateCCLentries.Ifanyindividualentry ['4!T includinganitemthatiscontrolledfornational 3( "U securityreasonsexceeds$50,000,thenanImport  )"V Certificatemustbeobtainedcoveringallitems )#W controlledfornationalsecurityreasonsonyour *$X licenseapplication.Ifthetotalvalueofentrieson +l%Y alicenseapplicationthatrequirealicensetothe k,D&Z PRCforanyreasonlistedontheCCLexceeds ' $50,000,thenaPRCEnd-UserStatement  coveringallsuchcontrolleditemsthatrequirea  licensetothePRConyourlicenseapplication  mustbeobtained; h   `  F (ii)Ifyourlicenseapplicationinvolvesalesser 7  transactionthatispartofalargerorderforitems   controlledfornationalsecurityreasons(or,for   thePRC,foranyreason)inasingleECCN    exceeding$50,000,anImportCertificate,ora p  PRCEnd-UserStatement,asappropriate,mustbe oH  obtained. G  Ѐ F    r     F (iii)YoumaybespecificallyrequestedbyBIS   toobtainanImportCertificateforatransaction   valuedunder$50,000.Youalsomaybe   specificallyrequestedbyBIStoobtainan X End-UserStatementforatransactionvalued W0 under$50,000orforatransactionthatrequiresa / licensetothePRCforreasonsintheEARother  thanthoselistedontheCCL.     (c)HowtoobtainanImportCertificateor h End-UserStatement  e> 6 (1) Applicantsmustrequestthattheimporter  (e.g.,ultimateconsigneeorpurchaser)obtainthe  ImportCertificateandthatitbeissuedcovering  onlythoseitemsthatarecontrolledfornational x securityreasons.Exportersshouldnotrequest wP thatimportersobtainImportCertificatesforitems O ( thatarecontrolledforreasonsotherthannational '!  security.NotethatinthecaseofthePRC, !! applicantsmustrequestthattheimporterobtain "" anEnd-UserStatementforallitemsonalicense ## applicationthatrequirealicensetothePRCfor $`$ anyreasonlistedontheCCL.Applicantsmust _%8% obtainoriginalImportCertificateorEnd-User 7& & Statementsfromimporters. ' '  (2) Theapplicant'snamemustappearonthe (") ImportCertificateorEnd-UserStatement )t#* submittedtoBISaseithertheapplicant,supplier, s*L$+ ororderparty.TheImportCertificatemaybe K+$%, madeouttoeithertheultimateconsigneeorthe #,%- purchaser,eventhoughtheyaredifferentparties, '- aslongasbotharelocatedinthesamecountry. .  (3) Ifyourtransactionrequiresthesupportofa 0 PRCEnd-UserStatement,youmustensurethatthe  d1 followinginformationisincludedonthePRC c <2 End-UserStatementsignedbyanofficialofthe ; 3 DepartmentofMechanic,ElectronicandHigh  4 TechnologyIndustries,ExportControlDivisionI,  5 ofthePRCMinistryofCommerce(MOFCOM),  6 withMOFCOM'ssealaffixedtoit: t7  c (i)  Titleofcontractandcontractnumber K$ 9 (optional); # :  c (ii)  Namesofimporterandexporter;  <  c (iii) % End-Userandend-use; \>  c (iv) % Descriptionoftheitem,quantityand 3 @ dollarvalue;and  A  c (v)  Signatureoftheimporteranddate. C  c Notetoparagraph(c)ofthissection: You kDE shouldfurnishtheconsigneewiththeitem G F descriptioncontainedintheCCLtobeusedin G applyingfortheImportorEnd-UserStatement.It H isalsoadvisabletofurnishamanufacturer's I catalog,brochure,ortechnicalspecificationsifthe J itemisnew. XK      (d)WheretoobtainImportand /!M EndUserCertificates  "N BSeeSupplementNo.4tothispartforalistofthe #P authoritiesadministeringtheImportCer $dQ tificate/DeliveryVerificationandEndUser c%<R CertificateSystemsinothercountries. ;& S    (e)TriangularsymbolonInternational '!U ImportCertificates  ("V C (1) Inaccordancewithinternationalpractice,the o*H$X issuinggovernmentmaystampatriangularsymbol K+$%Y ontheInternationalImportCertificate(IIC).This #,%Z symbolisnotificationthattheimporterdoesnot ' intendtoimportorretaintheitemsinthecountry  issuingthecertificate,butthat,inanycase,the  itemswillnotbedeliveredtoanydestination  exceptinaccordancewiththeexportregulations  ` oftheissuingcountry. _ 8  (2) IfyoureceiveanIICbearingatriangular   symbol,youmustidentifyallpartiestothe   transactiononthelicenseapplication,including    thoselocatedoutsidethecountryissuingtheIIC. t  Iftheimporterdeclinestoprovideyouwiththis sL  information,youmayadvisetheimporterto K$  providetheinformationdirectlytoBIS,througha #  U.S.ForeignCommercialServiceoffice,orina   sealedenvelopetoyoumarked Tobeopenedby   BISonly.    F    r    (f)Multiplelicenseapplications [4 supportedbyonecertificate  1  FIAnImportorEndUserCertificatemaycover  morethanonepurchaseorderandmorethanone  item.Wherethecertificateincludesitemsfor h whichmorethanonelicenseapplicationwillbe g@ submitted,youmustincludeinBlock24onyour ? application,orinanattachmenttoeachlicense  applicationsubmittedagainstthecertificate,the  followingcertification:  @  0 F I(We)certifythatthequantitiesofitemsshown wP onthislicenseapplication,basedonthe O ( CertificateidentifiedinBlock13ofthislicense '!  application,whenaddedtothequantitiesshown !! onallotherlicenseapplicationssubmittedto "" BISbasedonthesameCertificate,donottotal ## morethanthetotalquantitiesshownonthe $`$ abovecitedCertificate._%8%FF   (g)SubmissionofImportCertificates ' ' andEnd-UserStatements  '!( NCertificatesandStatementsmustberetainedon )l#* filebytheapplicantinaccordancewiththe k*D$+ recordkeepingprovisionsofpart762oftheEAR, C+%, andshouldnotbesubmittedwiththelicense ,%- application.FormoreinformationonwhatImport '- CertificateandEnd-UserStatementinformation . mustbeincludedinlicenseapplications,referto / 748.9(c)oftheEAR.Inaddition,assetforthin 0 748.12(e),toassistinlicensereviews,BISwill  `1 requireapplicants,onarandombasis,tosubmit _ 82 specificoriginalImportCertificateandEnd-User 7 3 Statements.  4    (h)Alterations   6 QAfteranImportorEndUserCertificateisissued mF 8 byaforeigngovernment,nocorrections,additions, E 9 oralterationsmaybemadeontheCertificateby  : anyperson.Ifyoudesiretoexplainany  ; informationcontainedontheCertificate,youmay  < attachasignedstatementtotheCertificate. ~ =    (i)RequestforDeliveryVerification  U.? SBISwill,onaselectivebasis,requireDelivery A Verificationdocumentsforshipmentssupported B byImportCertificates.Youwillbenotifiedif C DeliveryVerificationisrequiredatthetimeof dD issuanceofthelicense.Pleasereferto748.13of c<E thispartfordetailedinformationonthese ;F procedures. G  c      (j)Retentionprocedures  I UYoumustretainonfiletheoriginalcopyofany qJK certificateissuedinsupportofalicense I "L applicationsubmittedtoBIS,unlesstheoriginalis !!M submittedwiththelicenseapplication.All !N Аrecordkeepingprovisionscontainedinpart762of "O theEARapplytothisrequirement,exceptthat #P reproductionsmaynotbesubstitutedforthe $ZQ officiallyauthenticatedoriginalinthisinstance. Y%2R    ' T       748.11 inX ' STATEMENTBYULTIMATE  CONSIGNEEANDPURCHASER    (a)ExceptionstocompletingaStatementby _ 8 UltimateConsigneeandPurchaser  5  XAStatementbytheUltimateConsigneeand/or   Purchaserinvolvedinatransactionmustbe    completedunless: l   (1) AnInternationalImportCertificate,a C  People'sRepublicofChinaEndUserCertificate,   anIndianImportCertificate,oraBulgarian,   Czech,Hungarian,Polish,RomanianorSlovak   ImportCertificateisrequiredinsupportofthe   licenseapplication; X  (2) Theapplicantisthesamepersonasthe / ultimateconsignee,providedtherequired   statementsarecontainedinBlock24onthe  licenseapplication.Thisexemptiondoesnot  applywheretheapplicantandconsigneeare l separateentities,suchasparentandsubsidiary,or kD affiliatedorassociatedfirms; C Ѐ (3) Theapplicationisvaluedat$5000orless,  andisnotpartofalargertransaction;or   (4) Thetransactionmeetsoneoftheexemptions X statedin748.9(a)ofthispart. [ 4  F    r    h    (b)SubmissionoftheStatementbyUltimate  "! ConsigneeandPurchaser  "" _Acopyofthestatementmustbesubmittedwith $h$ yourlicenseapplicationifthecountryofultimate g%@% destinationislistedineitherCountryGroupD:2, ?& & D:3,orD:4(SeeSupplementNo.1topart740of ' ' theEAR).Thecopysubmittedbytheapplicant '!( mustbeofsufficientqualitytoensureall (") assertionsmadeonthestatementarelegibleand )x#* thatthesignaturesaresufficientlylegibleto w*P$+ permitidentificationofthesignatureasthatofthe O+(%, Аsigner.Theapplicantmustreceivethemanually ',&- signedoriginalwithin60daysfromthedatethe '- originalissignedbytheultimateconsignee.The . applicantmust,uponreceipt,retainthemanually / signedoriginal,andboththeultimateconsignee 0 andpurchasershouldretainacopyofthe  `1 statementinaccordancewiththerecordkeeping _ 82 provisionscontainedinpart762oftheEAR. 7 3    (c)Formorletter  5 2d Theultimateconsigneeandpurchasermust l7 completeeitherastatementoncompanyletterhead kD 8 inaccordancewithparagraph(e)ofthissectionor C 9 FormBIS711,StatementbyUltimateConsignee  : andPurchaser.Iftheconsigneeandpurchaser  ; electtocompletethestatementonletterheadand  < boththeultimateconsigneeandpurchaserarethe | = sameentity,onlyonestatementisnecessary.Ifthe {T> ultimateconsigneeandpurchaserareseparate S,? entities,separatestatementsmustbepreparedand +@ signed.Iftheultimateconsigneeandpurchaser A electstocompleteFormBIS711,onlyoneForm B BIS711(containingthesignaturesoftheultimate C consigneeandpurchaser)needbecompleted. dD Whetheryourultimateconsigneeandpurchaser c<E signawrittenstatementorcompleteFormBIS ;F 711,thefollowingconstraintsapply: G  (1) Responsibleofficialsrepresentingtheultimate I consigneeandpurchasermustsignthestatement. xJ  Responsibleofficialisdefinedassomeonewith wPK personalknowledgeoftheinformationincludedin O (L thestatement,andauthoritytobindtheultimate '!M consigneeorpurchaserforwhomtheysign,and !N whohasthepowerandauthoritytocontroltheuse "O anddispositionofthelicenseditems. #P  c      %  (2) Theauthoritytosignthestatementmaynotbe _%8R delegatedtoanyperson(agent,employee,orother) ;& S whoseauthoritytosignisnotinherentinhisorher ' T officialpositionwiththeultimateconsigneeor '!U purchaserforwhomheorshesigns.Thesigning ("V officialmaybelocatedintheU.S.orinaforeign )t#W country.Theofficialtitleofthepersonsigningthe s*L$X statementmustalsobeincluded. K+$%Y  #,%Z  (3) Theconsigneeand/orpurchasermustsubmit ' informationthatistrueandcorrecttothebestof  theirknowledgeandmustpromptlysendanew  statementtotheapplicantifchangesinthefacts  orintentionscontainedintheirstatement(s)occur  d afterthestatement(s)havebeenforwardedtothe c < applicant.Onceastatementhasbeensigned,no ;  corrections,additions,oralterationsmaybe   made.Ifasignedstatementisincompleteor   incorrectinanyrespect,anewstatementmustbe    prepared,signedandforwardedtotheapplicant. t     (d)Instructionsforcompleting   FormBIS711    pInstructionsoncompletingFormBIS711are X containedinSupplementNo.3tothispart.The W0 ultimateconsigneeandpurchasermaysigna / legiblecopyofFormBIS711.Itisnotnecessary  torequireyourultimateconsigneeandpurchaser  signanoriginalFormBIS711,providedall  informationcontainedonthecopyislegible. h    (e)Instructionsforcompletingthe ? statementonletterhead    sInformationinresponsetoeachofthefollowing  criteriamustbeincludedinthestatement.Ifany t informationisunknown,thatfactshouldbe sL disclosedinthestatement.Preprintedinformation K $ suppliedonthestatement,includingthename, #!  address,ornatureofbusinessoftheultimate !! consigneeorpurchaserappearingonthe "" letterheadororderformisacceptablebutwillnot ## constituteevidenceofeitherthesigner'sidentity, $\$ thecountryofultimatedestination,orenduseof [%4% theitemsdescribedinthelicenseapplication. 3& &  (1) Paragraph1.Oneofthefollowing '!( certificationsmustbeincludeddependingon (") whetherthestatementisprofferedinsupportofa )p#* singlelicenseapplicationormultiplelicense o*H$+ applications: G+ %,  ,%-  c (i)Single.Thisstatementistobeconsidered '- partofalicenseapplicationsubmittedby[name . andaddressofapplicant]. /  c (ii)Multiple.Thisstatementistobeconsidered  `1 apartofeverylicenseapplicationsubmittedby _ 82 [nameandaddressofapplicant]untiltwoyears 7 3 fromthedatethisstatementissigned.  4  (2) Paragraph2.Oneormoreofthefollowing  6 certificationsmustbeincluded.Notethatifanyof t7 thefactsrelatedtothefollowingstatementsare sL 8 unknown,thismustbeclearlystated. K$ 9  c (i)Theitemsforwhichalicenseapplication  ; willbefiledby[nameofapplicant]willbeusedby  < usascapitalequipmentintheforminwhich  = receivedinamanufacturingprocessin[nameof \> country]andwillnotbereexportedorincorporated [4? intoanendproduct. 3 @  c (ii)Theitemsforwhichalicenseapplication B willbefiledby[nameofapplicant]willbe C processedorincorporatedbyusintothefollowing lD product(s)[listproducts]tobemanufacturedin kDE [nameofcountry]fordistributionin[listnameof CF countryorcountries]. G  c (iii)Theitemsforwhichalicenseapplication I willbefiledby[nameofapplicant]willberesold |J byusintheforminwhichreceivedforuseor {TK consumptionin[nameofcountry]. S ,L  c (iv)Theitemsforwhichalicenseapplication "N willbefiledby[nameofapplicant]willbe "O reexportedbyusintheforminwhichreceivedto #P [nameofcountryorcountries]. $dQ  c (v)Theitemsreceivedfrom[nameofapplicant] ;& S willbe[describeuseoftheitemsfully]. ' T  (3) Paragraph3.Thefollowingtwocertifications ("V mustbeincluded: )x#W  c (i)Thenatureofourbusinessis[possible O+(%Y Аchoicesinclude;broker,distributor,fabricator, ',&Z manufacturer,wholesaler,retailer,valueadded ' reseller,originalequipmentmanufacturer,etc.].   F (ii)Ourbusinessrelationshipwith[nameof  applicant]is[possiblechoicesinclude;  ` contractual,franchise,distributor,wholesaler, _ 8 continuingandregularindividualbusiness,etc.] 7  andwehavehadthisbusinessrelationshipfor   [numberofyears].    (4)Paragraph4. Thefinalparagraphmust p  includeallofthefollowingcertifications: sL   F (i)Wecertifythatallofthefactscontainedin #  thisstatementaretrueandcorrecttothebestof   ourknowledgeandwedonotknowofany   additionalfactsthatareinconsistentwiththe   abovestatements.Weshallpromptlysenda \ replacementstatementto[nameoftheapplicant] [4 disclosinganymaterialchangeoffactsor 3  intentionsdescribedinthisstatementthatoccur   afterthisstatementhasbeenpreparedand  forwardedto[nameofapplicant].We  acknowledgethatthemakingofanyfalse l statementorconcealmentofanymaterialfactin kD connectionwiththisstatementmayresultin C imprisonmentorfine,orboth,anddenial,in  wholeorinpart,ofparticipationinU.S.exports  orreexports.   F (ii)Exceptasspecificallyauthorizedbythe {T U.S.ExportAdministrationRegulations,orby S , writtenapprovalfromtheBureauofIndustryand +!  Security,wewillnotreexport,resell,orotherwise "! disposeofanyitemsapprovedonalicense "" supportedbythisstatement: ##  F   (A)Toanycountrynotapprovedforexport c%<% asbroughttoourattentionbytheexporter;or ;& &  F   (B)Toanypersonifthereisreasonto '!( believethatitwillresultdirectlyorindirectlyin (") dispositionoftheitemscontrarytothe )t#* representationsmadeinthisstatementorcontrary s*L$+ totheU.S.ExportAdministrationRegulations. K+$%,  #,%-  c (iii)Weunderstandthatacceptanceofthis '- statementasasupportdocumentcannotbe . construedasanauthorizationbyBIStoreexport / theitemsintheforminwhichreceivedeven 0 thoughwemayhaveindicatedtheintentionto  `1 reexport,andthatauthorizationtoreexportisnot _ 82 grantedinanexportlicenseonthebasisof 7 3 informationprovidedinthestatement,butasa  4 resultofaspecificrequestinalicenseapplication.  5     748.12 f  < SPECIALPROVISIONSFOR X> SUPPORTDOCUMENTS  W0?  #&7%%m&7g.#m&7%%&7(a)Graceperiods.  A sWhenevertherequirementforanImport C CertificateorEndUserStatementorStatementby fD UltimateConsigneeorPurchaserisimposedor e>E extendedbyachangeintheregulations,the =F licenseapplicationneednotconformtothenew G supportdocumentationrequirementsforaperiod H of45daysaftertheeffectivedateoftheregulatory I changepublishedintheFederalRegister. vJ  (1) Requirementsareusuallyimposedorextended M &L byvirtueofoneofthefollowing:#&7%%m&72#m&7%%&7 )!M  c (i)Additionorremovalofnationalsecurity "O controlsoveraparticularitem;or #P  c (ii)DevelopmentofanImport a%:R Certificate/DeliveryVerificationorEndUser 9& S Certificateprogrambyaforeigncountry;or ' T #&7%%m&74#m&7%%&7 c (iii)Removalofanitemfromeligibilityunder ("V theSpecialComprehensiveLicensedescribedin )r#W part752oftheEAR,whenyouholdsuchaspecial q*J$X licenseandhavebeenexportingtheitemunder I+"%Y thatlicense.#&7%%m&7ғ#m&7%%&7Ԁ#&7%%m&7>#m&7%%&7 !,%Z Ї (2) Licenseapplicationsfiledduringthe45day ' graceperiodmustbeaccompaniedbyany  evidenceavailabletoyouthatwillsupport  representationsconcerningtheultimate  consignee,ultimatedestination,andenduse,such  d ascopiesoftheorder,lettersofcredit, c < correspondencebetweenyouandultimate ;  consignee,orotherdocumentsreceivedfromthe   ultimateconsignee.Youmustalsoidentifythe   regulatorychange(includingitseffectivedate)    thatjustifiesexerciseofthe45daygraceperiod. t  NotethatanImportCertificateorEndUser sL  Statementwillnotbeaccepted,afterthestated K$  graceperiod,forlicenseapplicationsinvolving #  itemsthatarenolongercontrolledfornational   securityreasons.Ifanitemisremovedfrom   nationalsecuritycontrols,youmustobtaina   StatementbyUltimateConsigneeandPurchaser \ asdescribedin748.11ofthispart.Likewise, [4 anyitemnewlycontrolledfornationalsecurity 3  purposesrequiressupportofanImportCertificate   orEndUserStatementasdescribedin#&7%%m&7#m&7%%&7Ԁ748.10  ofthispartafterexpirationofthestatedgrace  period.#&7%%m&7#m&7%%&7 l  F    r    h    (b)Reexports  C Ifasupportdocumentwouldberequiredforan  exportfromtheUnitedStates,thesamedocument  wouldberequiredforreexporttoCountryGroup z D:1andE:2(seeSupplementNo.1topart740of yR theEAR). Q *      (c)Grantingofexceptionstothesupport "! documentationrequirement  "" ,Anexceptiontoobtainingtherequiredsupport $^$ documentationwillbeconsideredbyBIS, ]%6% however,anexceptionwillnotbegranted 5& & contrarytotheobjectivesoftheU.S.export  ' ' controlprogram.Arequestforexceptionmay '!( involveeitherasingletransaction,orwherethe (") reasonnecessitatingtherequestiscontinuingin )n#* nature,multipletransactions.Ifsatisfiedbythe m*F$+ evidencepresented,BISmaywaivethesupport E+%, documentrequirementandacceptthelicense ,%- applicationforprocessing.Favorable '- considerationofarequestforexceptiongenerally . willbegivenininstanceswherethesupport / documentrequirement: 0  (1) Imposesanunduehardshiponyouand/or _ 82 ultimateconsignee(e.g.,refusalbytheforeign ; 3 governmenttoissueanImportorEndUser  4 Certificateandsuchrefusalconstitutes  5 discriminationagainstyou);or  6  (2) Cannotbecompliedwith(e.g.,theitemswill sL 8 beheldinaforeigntradezoneorbonded O( 9 warehouseforsubsequentdistributioninoneor ' : morecountries);or  ;  (3) Isnotapplicabletothetransaction(e.g.,the  = itemswillnotbeimportedforconsumptioninto d> thenamedcountryofdestination). c<?    (d)Proceduresforrequestinganexception  A J (1) Requestsforexceptionmustbesubmittedwith C thelicenseapplicationtowhichtherequestrelates. vD Wheretherequestrelatestomorethanonelicense uNE applicationitshouldbesubmittedwiththefirst M&F licenseapplicationandreferredtoinBlock24on %G anysubsequentlicenseapplication.Therequest H forexceptionmustbesubmittedinwritingonthe I applicant'sletterhead. J  (2) Ininstanceswhereyouarerequesting ] 6L exceptionfromobtaininganImportorEndUser 9!M Certificate,therequestmustbeaccompaniedbya "N manuallysignedoriginalStatementbyUltimate "O ConsigneeandPurchaserasdescribedin748.11 #P ofthispart. $rQ  (3) Ataminimum,theletterrequestmustinclude: I&" S  c (i)Nameandaddressofultimateconsignee; '!U @; c (ii)Nameandaddressofpurchaser,ifdifferent )#W fromultimateconsignee; *^$X  c (iii)Locationofforeigntradezoneorbonded 5,&Z warehouseiftheitemswillbeexportedtoa ' foreigntradezoneorbondedwarehouse;   F (iv)Typeofrequest,i.e.,whetherforasingle  transactionormultipletransactions;  `  F (v)Fullexplanationofthereason(s)for 7  requestingtheexception;    F (vi)Natureanddurationofthebusiness    relationshipbetweenyouandultimateconsignee p  andpurchasershownonthelicenseapplication; oH   F (vii)Whetheryouhavepreviouslyobtained   and/orsubmittedtoBISanImportorEndUser   Certificateissuedinthenameoftheultimate   consigneeand/orpurchaser,andalistofthe   ApplicationControlNumber(s)towhichthe X certificate(s)applied;and W0  F (viii)Anyotherfactstojustifygrantingan  exception.   F    r   (4) ActionbyBIS. h ̀ F (i)Singletransactionrequest.Whereasingle C transactionisinvolved,BISwillactonthe  requestforexceptionatthesametimeasthe  licenseapplicationwithwhichtherequestis  submitted.Inthoseinstanceswheretherelated | licenseapplicationisapproved,theissuanceof {T thelicensewillserveasanautomaticnoticetothe S , applicantthattheexceptionwasapproved.Ifany +!  restrictionsareplacedongrantingofthe "! exception,thesewillappearontheapproval.If "" therequestforexceptionisnotapproved,BIS ## willadviseyoubyletter. $d$ Ѐ c%<%  F (ii)Multipletransactionsrequest.Where ;& & multipletransactionsareinvolved,BISwill ' ' adviseyoubyletteroftheactiontakenonthe '!( exceptionrequest.Theletterwillcontainany (") conditionsorrestrictionsthatBISfindsnecessary )t#* toimpose(includinganexceptiontermination s*L$+ dateifappropriate).Inaddition,awritten K+$%, acceptanceoftheseconditionsorrestrictionsmay #,%- berequiredfromthepartiestothetransaction. '-