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  <FDSYS>
    <CFRTITLE>48</CFRTITLE>
    <CFRTITLETEXT>Federal Acquisition Regulations System</CFRTITLETEXT>
    <VOL>6</VOL>
    <DATE>1999-10-01</DATE>
    <ORIGINALDATE>1999-10-01</ORIGINALDATE>
    <COVERONLY>false</COVERONLY>
    <TITLE>General</TITLE>
    <GRANULENUM>A</GRANULENUM>
    <HEADING>Subchapter A</HEADING>
    <ANCESTORS>
      <PARENT HEADING="Title 48" SEQ="1">Federal Acquisition Regulations System</PARENT>
    </ANCESTORS>
  </FDSYS>
  <SUBCHAP TYPE="N">
    <PRTPAGE P="611"/>
    <HD SOURCE="HED">Subchapter A—General</HD>
    <PART>
      <EAR>Pt. 2801</EAR>
      <HD SOURCE="HED">Part 2801—Department of Justice Acquisition Regulations System</HD>
      <CONTENTS>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2801.1—Purpose, Authority, Issuance</HD>
          <SECHD>Sec.</SECHD>
          <SECTNO>2801.101</SECTNO>
          <SUBJECT>Purpose.</SUBJECT>
          <SECTNO>2801.106</SECTNO>
          <SUBJECT>OMB approval under the Paperwork Reduction Act.</SUBJECT>
        </SUBPART>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2801.2—Administration</HD>
          <SECTNO>2801.270-1</SECTNO>
          <SUBJECT>Revisions.</SUBJECT>
        </SUBPART>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2801.3—Agency Acquisition Regulations</HD>
          <SECTNO>2801.304</SECTNO>
          <SUBJECT>Agency control and compliance procedures.</SUBJECT>
        </SUBPART>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2801.4—Deviations From the FAR and JAR</HD>
          <SECTNO>2801.403</SECTNO>
          <SUBJECT>Individual deviations.</SUBJECT>
          <SECTNO>2801.404</SECTNO>
          <SUBJECT>Class deviations.</SUBJECT>
          <SECTNO>2801.470</SECTNO>
          <SUBJECT>Requests for class deviations.</SUBJECT>
        </SUBPART>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2801.6—Career Development, Contracting Authority, and Responsibilities</HD>
          <SECTNO>2801.601</SECTNO>
          <SUBJECT>General.</SUBJECT>
          <SECTNO>2801.602</SECTNO>
          <SUBJECT>Contracting officers.</SUBJECT>
          <SECTNO>2801.602-3</SECTNO>
          <SUBJECT>Ratification of unauthorized commitments.</SUBJECT>
          <SECTNO>2801.603</SECTNO>
          <SUBJECT>Selection, appointment and termination of appointment.</SUBJECT>
          <SECTNO>2801.603-1</SECTNO>
          <SUBJECT>Department of Justice Acquisition Career Management Program.</SUBJECT>
          <SECTNO>2801.603-3</SECTNO>
          <SUBJECT>Appointment.</SUBJECT>
        </SUBPART>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2801.70—Contracting Officer's Technical Representative</HD>
          <SECTNO>2801.7001-701</SECTNO>
          <SUBJECT>General.</SUBJECT>
          <SECTNO>2801.7001-702</SECTNO>
          <SUBJECT>Selection, appointment, and limitation of authority.</SUBJECT>
        </SUBPART>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>28 U.S.C. 510; 40 U.S.C. 486(c); 28 CFR 0.75(j) and 28 CFR 0.76(j).</P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>63 FR 16118, Apr. 2, 1998, unless otherwise noted.</P>
      </SOURCE>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2801.1—Purpose, Authority, Issuance</HD>
        <SECTION>
          <SECTNO>2801.101</SECTNO>
          <SUBJECT>Purpose.</SUBJECT>
          <P>(a) The Justice Acquisition Regulations (JAR) in this chapter are established to provide procurement regulations that supplement the Federal Acquisition Regulation (FAR), 48 CFR chapter 1. As such, the regulations contained in the JAR will include coverage of only those areas where agency implementation is required by the FAR, or where Department of Justice (DOJ) policies and procedures exist that supplement FAR coverage and directly affect the contractual relationship between the Department and potential or existing contractors. The JAR will not repeat FAR coverage.</P>
          <P>(b) The FAR contains many references to agency procedures. If the JAR does not include supplemental guidance under the corresponding part or subpart, it is because the FAR language is considered to be sufficient. In those instances where the JAR states “in accordance with bureau procedures,” it does not mean that the bureau must have a procedure. It is intended that the bureau procedures are to be followed if they exist, however, it does not mean that the bureau must have a formal written procedure. Where both the JAR and bureau procedures do not address a FAR subject, the FAR guidance is to be followed.</P>
          <P>(c) The JAR is not a complete system of regulations and must be used in conjunction with the FAR.</P>
        </SECTION>
        <SECTION>
          <SECTNO>2801.106</SECTNO>
          <SUBJECT>OMB approval under the Paperwork Reduction Act.</SUBJECT>
          <P>The Paperwork Reduction Act of 1995 (44 U.S.C. chapter 35) and the Office of Management and Budget's (OMB) implementing regulations at 5 CFR part 1320, require that reporting and record keeping requirements affecting 10 or more members of the public be cleared by that office. The OMB control number for the collection of information under 48 CFR chapter 28 is 1103-0018.</P>
        </SECTION>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2801.2—Administration</HD>
        <SECTION>
          <SECTNO>2801.270-1</SECTNO>
          <SUBJECT>Revisions.</SUBJECT>
          <P>In addition to changes published in the <E T="04">Federal Register</E>, the JAR will be amended by issuance of Justice Acquisition Circulars (JACs) containing <PRTPAGE P="612"/>loose-leaf replacement pages which revise parts, subparts, sections, subsections, paragraphs or subparagraphs. A vertical bar (edit bar) at the beginning or end of a line indicates that a change has been made within that line.</P>
        </SECTION>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2801.3—Agency Acquisition Regulations</HD>
        <SECTION>
          <SECTNO>2801.304</SECTNO>
          <SUBJECT>Agency control and compliance procedures.</SUBJECT>
          <P>Pursuant to FAR 1.304, the Procurement Executive (PE) is responsible for ensuring that bureau acquisition regulations and directives do not restrain the flexibilities found in the FAR. For this reason, bureau acquisition regulations shall be forwarded to the PE upon issuance. The PE reserves the right to revoke the regulations and directives in this chapter if they are determined to be restrictive.</P>
        </SECTION>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2801.4—Deviations From the FAR and JAR</HD>
        <SECTION>
          <SECTNO>2801.403</SECTNO>
          <SUBJECT>Individual deviations.</SUBJECT>
          <P>Individual deviations from the FAR or the JAR shall be approved by the head of the contracting activity (HCA). A copy of the deviation shall be included in the contract file. Copies of all deviations will be provided to the PE.</P>
        </SECTION>
        <SECTION>
          <SECTNO>2801.404</SECTNO>
          <SUBJECT>Class deviations.</SUBJECT>
          <P>Requests for class deviations from the FAR or the JAR shall be submitted to the PE. The PE will consult with the chairperson of the Civilian Agency Acquisition Council, as appropriate, and send his/her recommendations to the Assistant Attorney General for Administration (AAG/A). The AAG/A will grant or deny requests for such deviations. For the purposes of this chapter, requests for deviations involving basic ordering agreements, master type contracts, or situations where multiple awards are made from one solicitation, are considered to involve more than one contract and therefore considered to be class deviation requests.</P>
        </SECTION>
        <SECTION>
          <SECTNO>2801.470</SECTNO>
          <SUBJECT>Requests for class deviations.</SUBJECT>
          <P>Requests for approval of class deviations from the FAR or the JAR shall be forwarded to the PE. Such requests will be signed by the Bureau Procurement Chief (BPC). Requests for class deviations shall be submitted as far in advance as the exigencies of the situation permit and shall contain sufficient written justification to evaluate the request.</P>
        </SECTION>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2801.6—Career Development, Contracting Authority, and Responsibilities</HD>
        <SECTION>
          <SECTNO>2801.601</SECTNO>
          <SUBJECT>General.</SUBJECT>
          <P>(a) In accordance with Attorney General Order 1687-93, the authority vested in the Attorney General with respect to contractual actions, for goods and services, is delegated to the following officials:</P>
          <P>(1) AAG/A (for the offices, boards, and divisions (OBDs);</P>
          <P>(2) Director, Federal Bureau of Investigation;</P>
          <P>(3) Director, Federal Bureau of Prisons;</P>
          <P>(4) Commissioner, Federal Prison Industries;</P>
          <P>(5) Commissioner, Immigration and Naturalization Service;</P>
          <P>(6) Administrator, Drug Enforcement Administration;</P>
          <P>(7) Assistant Attorney General, Office of Justice Programs;</P>
          <P>(8) Director, U.S. Marshals Service;</P>
          <P>(9) Inspector General, Office of the Inspector General.</P>
          <P>(b) The acquisition authority delegated to the officials in 2801.601(a) may be redelegated to subordinate officials as necessary for the efficient and proper administration of the Department's acquisition operations. Such redelegated authority shall expressly state whether it carries the power of redelegation of authority.</P>
          <P>(c) The redelegation of contracting authority directly to specific persons without regard for intermediate organizational levels only establishes authority to represent the Government in its commercial business dealings. It is not intended to affect the organizational relationship between the contracting officers and higher administrative and supervisory levels in the performance of their duties.</P>
        </SECTION>
        <SECTION>
          <PRTPAGE P="613"/>
          <SECTNO>2801.602</SECTNO>
          <SUBJECT>Contracting officers.</SUBJECT>
        </SECTION>
        <SECTION>
          <SECTNO>2801.602-3</SECTNO>
          <SUBJECT>Ratification of unauthorized commitments.</SUBJECT>
          <P>The HCA may delegate the authority to ratify unauthorized commitments to the chief of the contracting office, except for those actions effected by his or her office. Dollar thresholds for delegations made under this section will be determined by the HCA. Copies of all ratifications are to be provided to the PE.</P>
        </SECTION>
        <SECTION>
          <SECTNO>2801.603</SECTNO>
          <SUBJECT>Selection, appointment and termination of appointment.</SUBJECT>
        </SECTION>
        <SECTION>
          <SECTNO>2801.603-1</SECTNO>
          <SUBJECT>Department of Justice Acquisition Career Management Program.</SUBJECT>
          <P>(a) Each Bureau Procurement Chief shall develop and manage an acquisition career management program for contracting personnel in his or her component, consistent and uniform with this section and the Department of Justice Acquisition Procurement Career Management Program.</P>
          <P>(b) The program shall cover all contracting personnel in the following categories:</P>
          <P>(1) General Schedule (GS-1102) Contracting Series;</P>
          <P>(2) Contracting officers, regardless of General Schedule Series, with contracting authority above the simplified acquisition threshold;</P>
          <P>(3) Purchasing Series (GS-1105), other individuals performing purchasing duties and individuals with contracting authority between the micro purchase and simplified acquisition thresholds.</P>
          <P>(4) All Contracting Officer Representatives/Contracting Officer Technical Representatives, or equivalent positions.</P>
          <P>(c) The program shall include:</P>
          <P>(1) <E T="03">Management information system.</E> Standardized information on the acquisition workforce will be collected and maintained. To the maximum extent practicable, such data requirements shall conform to the standards established by the Office of Personnel Management for the Central Personnel Data File and shall be compatible with the Department of Justice acquisition workforce management information system.</P>
          <P>(2) <E T="03">Individual assessments and development plans for personnel in the GS-1102 contracting series.</E> (i) An individual assessment by a supervisor of each covered employee's state of competence to perform the full range of potential duties of his or her job; and</P>
          <P>(ii) An individual development plan to schedule classroom, on-the-job training, or other training to develop the employee's skill level to an appropriate level in each area of competence necessary to perform his or her job.</P>
          <P>(iii) Individual assessments and development plans should be designed to fit the needs of the component, but they should be built upon the units of competence and instruction prepared by the Federal Acquisition Institute whenever feasible. Individual development plans should attempt to bring the employee to an appropriate level of skill in all necessary competencies in the field of procurement. In general, a proficiency skill level of 3, as defined in Attachment 1 to Office of Federal Procurement Policy (OFPP) Policy Letter 92-3, shall be obtained for any contracting duty that is actually required to be performed on the job. Individual assessments and development plans should be reviewed annually and revised as appropriate, until the employee reaches the full competency level of his or her job.</P>
          <P>(iv) Employees who perform only purchasing duties, regardless of occupational series, shall be required to obtain the requisite level of skill only in competencies involving simplified acquisitions. If the employee's duties are expanded to include contracting duties, then skill in procurement competencies must be assessed and developed.</P>
          <P>(v) Individual assessments of covered employee skills shall be completed within 90 days of the employee's entry on duty.</P>
          <P>(3) <E T="03">Mandatory training.</E> Training shall be provided for the identified categories of contracting personnel to meet the minimum standards identified in OFPP Policy Letter 97-01.</P>
          <P>(4) <E T="03">Skills currency.</E> Contract Specialists (GS-1102) and contracting officers with authority to obligate funds above the micro-purchase threshold that have <PRTPAGE P="614"/>satisfied the mandatory training requirements, shall be provided the equivalent of at least 40 hours of continuing procurement and acquisition related education and training every two years for the purpose of maintaining the currency of acquisition knowledge and skills.</P>
          <P>(5) <E T="03">Program funding.</E> Bureau Procurement Chiefs are responsible for assessing the funding needs to provide for the education and training of their acquisition workforce and requesting such funding in the annual budget process.</P>
        </SECTION>
        <SECTION>
          <SECTNO>2801.603-3</SECTNO>
          <SUBJECT>Appointment.</SUBJECT>
          <P>Contracting officers whose authority will be limited to micro-purchases shall be appointed in writing and include any limitations to that authority.</P>
        </SECTION>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2801.70—Contracting Officer's Technical Representative</HD>
        <SECTION>
          <SECTNO>2801.7001-701</SECTNO>
          <SUBJECT>General.</SUBJECT>
          <P>Contracting officers may appoint individuals selected by program offices to act as authorized representatives in the monitoring and administration of a contract. Such officials shall be designated as Contracting Officers’ Technical Representatives (COTR's).</P>
        </SECTION>
        <SECTION>
          <SECTNO>2801.7001-702</SECTNO>
          <SUBJECT>Selection, appointment, and limitation of authority.</SUBJECT>
          <P>(a) <E T="03">COTR standards program.</E> This subpart sets forth policies and procedures for establishing standards for COTR's in DOJ. The program sets forth minimum standards for individuals to be eligible for an appointment as a COTR.</P>
          <P>(b) <E T="03">Applicability.</E> The eligibility requirements of this subpart apply to all individuals who are designated by the contracting officer as COTR's.</P>
          <P>(c) <E T="03">Eligibility standards.</E> To be determined eligible for an appointment as a DOJ COTR, the following standards must be met:</P>
          <P>(1) The candidate must attend and successfully complete a minimum of a 16-hour basic COTR course; and</P>
          <P>(2) The candidate must attend a minimum of 1 hour training specifically in procurement ethics, either through courses offered periodically by the Department, the bureaus, or a Government or commercial vendor.</P>
          <P>(d) <E T="03">Limitations.</E> Each COTR appointment made by the contracting officer shall clearly state that the representative is not an authorized contracting officer and does not have the authority under any circumstances to:</P>
          <P>(1) Award, agree to award, or execute any contract, contract modification, notice of intent, or other form of binding agreement;</P>
          <P>(2) Obligate, in any manner, the payment of money by the Government;</P>
          <P>(3) Make a final decision on any contract matter which is subject to the clause at FAR 52.233-1, Disputes; or</P>
          <P>(4) Terminate, suspend, or otherwise interfere with the contractor's right to proceed, or direct any changes in the contractor's performance that are inconsistent with or materially change the contract specifications.</P>
          <P>(e) <E T="03">Termination.</E> Termination of the COTR's appointment shall be made in writing by the contracting officer and shall give the effective date of the termination. The contracting officer shall promptly modify the contract once a COTR termination notice has been issued. A termination notice is not required when the COTR's appointment terminates upon expiration of the contract.</P>
          <P>(f) <E T="03">Waivers.</E> No individual may serve as a COTR on any contract without the requisite training and signed COTR certificate for the file. In the rare event that there is an urgent requirement for a specific individual to serve as a COTR and the individual has not successfully completed the required training, the BPC may waive the training requirements and authorize the individual to perform the COTR duties, for a period of time not to exceed 120 days. The waiver will be granted in accordance with bureau procedures.</P>
          <P>(g) <E T="03">COTR clause.</E> The clause at 2852.201-70 is required in all contracts where a COTR is designated.</P>
        </SECTION>
      </SUBPART>
    </PART>
    <PART>
      <EAR>Pt. 2802</EAR>
      <HD SOURCE="HED">PART 2802—DEFINITIONS OF WORDS AND TERMS</HD>
      <CONTENTS>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2802.1—Definitions</HD>
          <SECTNO>2802.101</SECTNO>
          <SUBJECT>Definitions.</SUBJECT>
        </SUBPART>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>28 U.S.C. 510; 40 U.S.C. 486(c); 28 CFR 0.75(j) and 28 CFR 0.76(j).</P>
      </AUTH>
      <SUBPART>
        <PRTPAGE P="615"/>
        <HD SOURCE="HED">Subpart 2802.1—Definitions</HD>
        <SECTION>
          <SECTNO>2802.101</SECTNO>
          <SUBJECT>Definitions.</SUBJECT>
          <P>Throughout this chapter, the following words and terms are used as defined in this subpart unless the context in which they appear clearly requires a different meaning, or a different definition is prescribed for a particular part or portion of a part.</P>
          <P>(a) <E T="03">Bureaus</E> means contracting activities. (See <E T="03">contracting activity</E> in this subpart.)</P>
          <P>(b) <E T="03">Bureau procurement chief</E> means that supervisory official who is directly responsible for supervising, managing and directing all contracting offices of the bureau.</P>
          <P>(c) <E T="03">Chief of the contracting office</E> means that supervisory official who is directly responsible for supervising, managing and directing a contracting office.</P>
          <P>(d) <E T="03">Contracting activity</E> means a component within the Department which has been delegated procurement authority to manage contracting functions associated with its mission. See 2801.601(a).</P>
          <P>(e) <E T="03">DOJ</E> means the Department of Justice.</P>
          <P>(f) <E T="03">HCA</E> means head of the contracting activity i.e. those officials identified in 2801.601(a) having responsibility for supervising, managing, and directing the operations of the contracting activities.</P>
          <P>(g) <E T="03">JAR</E> means the Department of Justice Acquisition Regulations in 48 CFR chapter 28.</P>
          <P>(h) <E T="03">JMD</E> means the Justice Management Division.</P>
          <P>(i) <E T="03">OBDs</E> means the offices, boards, and divisions within the Justice Department.</P>
          <P>(j) <E T="03">PE</E> means the Procurement Executive for the Department of Justice.</P>
          <CITA>[63 FR 16121, Apr. 2, 1998]</CITA>
        </SECTION>
      </SUBPART>
    </PART>
    <PART>
      <EAR>Pt. 2803</EAR>
      <HD SOURCE="HED">PART 2803—IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF INTEREST</HD>
      <CONTENTS>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2803.1—Safeguards</HD>
          <SECHD>Sec.</SECHD>
          <SECTNO>2803.101-3</SECTNO>
          <SUBJECT>Agency regulations.</SUBJECT>
          <SECTNO>2803.104</SECTNO>
          <SUBJECT>Procurement integrity.</SUBJECT>
          <SECTNO>2803.104-10</SECTNO>
          <SUBJECT>Violations or possible violations.</SUBJECT>
          <SECTNO>2803.104-70</SECTNO>
          <SUBJECT>Ethics program training requirements.</SUBJECT>
        </SUBPART>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2803.2—Contractor Gratuities to Government Personnel</HD>
          <SECTNO>2803.203</SECTNO>
          <SUBJECT>Reporting suspected violations of the gratuities clause.</SUBJECT>
          <SECTNO>2803.204</SECTNO>
          <SUBJECT>Treatment of violations.</SUBJECT>
        </SUBPART>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2803.3—Reports of Suspected Antitrust Violations</HD>
          <SECTNO>2803.301</SECTNO>
          <SUBJECT>General.</SUBJECT>
        </SUBPART>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2803.9—Whistleblower Protections for Contractor Employees</HD>
          <SECTNO>2803.905</SECTNO>
          <SUBJECT>Procedures for investigating complaints.</SUBJECT>
          <SECTNO>2803.906</SECTNO>
          <SUBJECT>Remedies.</SUBJECT>
        </SUBPART>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>28 U.S.C. 510; 40 U.S.C. 486(c); 28 CFR 0.75(j) and 28 CFR 0.76(j).</P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>63 FR 16121, Apr. 2, 1998, unless otherwise noted.</P>
      </SOURCE>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2803.1—Safeguards</HD>
        <SECTION>
          <SECTNO>2803.101-3</SECTNO>
          <SUBJECT>Agency regulations.</SUBJECT>
          <P>The DOJ regulations governing Standards of Conduct are contained in 5 CFR part 2635.</P>
        </SECTION>
        <SECTION>
          <SECTNO>2803.104</SECTNO>
          <SUBJECT>Procurement integrity.</SUBJECT>
        </SECTION>
        <SECTION>
          <SECTNO>2803.104-10</SECTNO>
          <SUBJECT>Violations or possible violations.</SUBJECT>
          <P>(a) Upon receipt of information of a violation or possible violation of section 27 of the Act, the contracting officer must do the following:</P>
          <P>(1) Refer the matter to the Office of the Inspector General or other office designated in Attorney General Order 1931-94; and</P>
          <P>(2) Make the determination required by FAR 3.104-10(a) and follow the procedures prescribed therein.</P>
          <P>(b) The individual referenced in FAR 3.104-10(a)(1) is the Bureau Procurement Chief.</P>
          <P>(c) The HCA must follow the criteria contained in FAR 3.104-10(g) when designating authority under this subpart.</P>

          <P>(d) The HCA, or designee, shall refer information regarding actual or possible violations of section 27 of the Act to the Office of the Inspector General or other office designated in Attorney General Order 1931-94 for guidance before taking action.<PRTPAGE P="616"/>
          </P>
          <P>(e) If the HCA, or designee, receiving the information of a violation, or possible violation, determines that award is justified by urgent and compelling circumstances, or is otherwise in the interest of the Government, then the contracting officer may be authorized to award the contract after notification to the Office of the Inspector General or other office designated in Attorney General Order 1931-94.</P>
          <P>(f) The contracting officer will be advised, or directed by the HCA, or designee, as to the action to be taken. The types of actions that would normally be taken when a violation has occurred that affected the outcome of a procurement are listed in FAR 3.104-11(d).</P>
          <P>(g) The PE shall be advised of all instances where violations have been determined to have occurred. Information must describe the violation as well as actions taken.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 2803.104-70</SECTNO>
          <SUBJECT>Ethics program training requirements.</SUBJECT>
          <P>It is the responsibility of the bureaus to provide training for “procurement officials” concerning the requirements of FAR 3.104. The bureau procurement training efforts should be coordinated with the Department's Ethics Official, who is responsible for developing agency ethics training plans, to include briefings on ethics and standards of conduct for employees who are contracting officers and procurement officials. The Ethics Official should be contacted directly to schedule training.</P>
        </SECTION>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2803.2—Contractor Gratuities to Government Personnel</HD>
        <SECTION>
          <SECTNO>2803.203</SECTNO>
          <SUBJECT>Reporting suspected violations of the gratuities clause.</SUBJECT>
          <P>DOJ personnel shall report suspected violations of the gratuities clause to the contracting officer or chief of the contracting office in writing. The report shall clearly state the circumstances surrounding the incident, including the nature of the gratuity, the behavior or action the gratuity was to influence, and the persons involved. The contracting officer, after review, shall forward the report along with his or her recommendations regarding the treatment of the violation in accordance with FAR 3.204(c) to the HCA or designee.</P>
        </SECTION>
        <SECTION>
          <SECTNO>2803.204</SECTNO>
          <SUBJECT>Treatment of violations.</SUBJECT>
          <P>(a) The HCA or designee shall determine whether adverse action against the contractor in accordance with FAR 3.204(c) should be taken. In reaching a decision, the HCA or designee shall consult with the contracting activity's legal advisor and the Office of the Inspector General or other office designated in Attorney General Order 1931-94.</P>
          <P>(b) Prior to taking any action against the contractor the HCA or designee shall allow the contractor the opportunity to present opposing arguments in accordance with FAR 3.204(b).</P>
          <P>(c) The PE shall be advised of all instances where violations have been determined to have occurred. Information must describe the violation as well as actions taken.</P>
        </SECTION>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2803.3—Reports of Suspected Antitrust Violations</HD>
        <SECTION>
          <SECTNO>2803.301</SECTNO>
          <SUBJECT>General.</SUBJECT>
          <P>Reports of suspected antitrust violations shall be referred to the AG and PE in accordance with bureau procedures.</P>
        </SECTION>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2803.9—Whistleblower Protections for Contractor Employees</HD>
        <SECTION>
          <SECTNO>2803.905</SECTNO>
          <SUBJECT>Procedures for investigating complaints.</SUBJECT>
          <P>(a) The Inspector General shall conduct an investigation and provide a written report of findings to the HCA.</P>
          <P>(b) The HCA will ensure that the Inspector General provides the report of finding as specified in FAR 3.905(c).</P>
          <P>(c) The complainant and contractor shall be afforded the opportunity to submit a written response to the report of findings within 30 days to the HCA. Extensions of time to file a written response may be granted by the HCA.</P>
          <P>(d) The HCA may at any time request additional investigative work be done on the complaint.</P>
        </SECTION>
        <SECTION>
          <PRTPAGE P="617"/>
          <SECTNO>2803.906</SECTNO>
          <SUBJECT>Remedies.</SUBJECT>
          <P>(a) Upon determination that a contractor has subjected one of its employees to a reprisal for providing information, the HCA may take one or more actions specified in FAR 3.906(a).</P>
          <P>(b) Whenever a contractor fails to comply with an order, the HCA shall request an action be filed for enforcement of such order in the United States district court.</P>
        </SECTION>
      </SUBPART>
    </PART>
    <PART>
      <EAR>Pt. 2804</EAR>
      <HD SOURCE="HED">PART 2804—ADMINISTRATIVE MATTERS</HD>
      <CONTENTS>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2804.4—Safeguarding Classified Information Within Industry</HD>
          <SECHD>Sec.</SECHD>
          <SECTNO>2804.402</SECTNO>
          <SUBJECT>General.</SUBJECT>
          <SECTNO>2804.403</SECTNO>
          <SUBJECT>Responsibilities of contracting officers.</SUBJECT>
          <SECTNO>2804.470</SECTNO>
          <SUBJECT>Contractor Personnel Security Program.</SUBJECT>
          <SECTNO>2804.470-1</SECTNO>
          <SUBJECT>Policy.</SUBJECT>
          <SECTNO>2804.470-2</SECTNO>
          <SUBJECT>Responsibilities.</SUBJECT>
        </SUBPART>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2804.5—Electronic Commerce in Contracting</HD>
          <SECTNO>2804.506</SECTNO>
          <SUBJECT>Exemptions.</SUBJECT>
        </SUBPART>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2804.6—Contract Reporting</HD>
          <SECTNO>2804.602</SECTNO>
          <SUBJECT>Federal Procurement Data System.</SUBJECT>
        </SUBPART>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2804.8—Government Contract Files</HD>
          <SECTNO>2804.805</SECTNO>
          <SUBJECT>Storage, handling, and disposal of contract files.</SUBJECT>
        </SUBPART>
        <SUBPART>
          <HD SOURCE="HED">Subpart 2804.9—Information Reporting to the Internal Revenue Service</HD>
          <SECTNO>2804.901</SECTNO>
          <SUBJECT>Definitions.</SUBJECT>
          <SECTNO>2804.902</SECTNO>
          <SUBJECT>Contract information.</SUBJECT>
          <SECTNO>2804.970</SECTNO>
          <SUBJECT>Special reporting exceptions.</SUBJECT>
        </SUBPART>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>28 U.S.C. 510; 40 U.S.C. 486(c); 28 CFR 0.75(j) and 28 CFR 0.76(j).</P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>63 FR 16122, Apr. 2, 1998, unless otherwise noted.</P>
      </SOURCE>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2804.4—Safeguarding Classified Information Within Industry</HD>
        <SECTION>
          <SECTNO>2804.402</SECTNO>
          <SUBJECT>General.</SUBJECT>
          <P>Classified acquisitions or contracts which require access to classified material, as defined in FAR 4.401, for their performance shall be subject to the policies, procedures, and instructions contained in departmental regulations and shall be processed in a manner consistent with those regulations.</P>
        </SECTION>
        <SECTION>
          <SECTNO>2804.403</SECTNO>
          <SUBJECT>Responsibilities of contracting officers.</SUBJECT>
          <P>For proposed solicitations and contracts which may require access to classified material or where guard services are assigned to safeguard departmental activities in possession of classified information, the contracting officer shall consult with the COTR and the Director, Security and Emergency Planning Staff, JMD, to determine the appropriate security measures to safeguard such material and information.</P>
        </SECTION>
        <SECTION>
          <SECTNO>2804.470</SECTNO>
          <SUBJECT>Contractor Personnel Security Program.</SUBJECT>
        </SECTION>
        <SECTION>
          <SECTNO>2804.470-1</SECTNO>
          <SUBJECT>Policy.</SUBJECT>
          <P>It is the policy of the Department of Justice that all acquisitions which allow unescorted contractor access to Government facilities or sensitive information contain, as appropriate, requirements for appropriate personnel security screening by the contractor. To the maximum extent practicable, contractors shall be made responsible for the performance of personnel security screening. The personnel security screening may vary from one acquisition to another, depending upon the type, context, duration and location of the work to be performed. Classified contracts are exempted from the requirements of this section because they are governed by the requirements of Executive Order 12829 (January 6, 1993).</P>
        </SECTION>
        <SECTION>
          <SECTNO>2804.470-2</SECTNO>
          <SUBJECT>Responsibilities.</SUBJECT>
          <P>(a) The primary acquiring component, together with its Security Program Manager, is responsible for providing the contracting officer with the appropriate contractor personnel security screening requirements (including waiver requirements, if appropriate) to be included in the statement of work.</P>

          <P>(b) The contracting officer is responsible for including in the contract file for all such acquisitions, a certification made by the responsible Security Program Manager that the personnel security requirements of the <PRTPAGE P="618"/>contract are adequate to ensure the security of Departmental operations, information and personnel.</P>
          <P>(c) The Security Program Manager for the  acquiring component is responsible for monitoring and ensuring that the contractor personnel security requirements of the contract are accomplished.</P>
          <P>(d) For purposes of this section, the term Contracting Officer includes anyone empowered to place orders under Blanket Purchase Agreements (BPA) or any other existing contract vehicle and/or through the use of the government-wide commercial purchase card.</P>
        </SECTION>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2804.5—Electronic Commerce in Contracting</HD>
        <SECTION>
          <SECTNO>2804.506</SECTNO>
          <SUBJECT>Exemptions.</SUBJECT>
          <P>Pursuant to FAR 4.506(b), all determinations that FACNET processing is not cost-effective or practicable for the contracting officer, or portions thereof, shall be initiated by the HCA and submitted to the PE for processing to the Attorney General for signature.</P>
        </SECTION>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2804.6—Contract Reporting</HD>
        <SECTION>
          <SECTNO>2804.602</SECTNO>
          <SUBJECT>Federal Procurement Data System.</SUBJECT>
          <P>(a) Federal Procurement Data  System (FPDS) reports shall be submitted to the Procurement Policy and Review Group (PPRG) within 20 days of the close of each of the first three quarters of the fiscal year and within 30 days after the close of the fourth quarter. Specific preparation procedures are contained in the FPDS Reporting Manual and the Product and Service Code Manual.</P>
          <P>(b) Bureaus shall submit periodic reports of their subcontract activities, together with copies of their Standard Forms 295 and 294 to the Director, Office of Small and Disadvantaged Business Utilization (OSDBU) as required by that office.</P>
          <P>(c) BPCs shall provide to the PE, the name, office, mailing address, and telephone number of the individual who will provide day-to-day operational contact within the bureau for the implementation of the FPDS. Changes and updates shall be forwarded to PPRG within 10 days after they occur. It is the responsibility of the bureau contacts to ensure that all actions are reported  and submitted to PPRG in a timely manner and that all statistics and reports are accurate, current, and complete. BPCs shall be responsible for validating the data.</P>
        </SECTION>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2804.8—Government Contract Files</HD>
        <SECTION>
          <SECTNO>2804.805</SECTNO>
          <SUBJECT>Storage, handling, and disposal of contract files.</SUBJECT>
          <P>In accordance with FAR 4.805, each bureau shall prescribe procedures for the handling, storing, and disposing of contract files.</P>
        </SECTION>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart 2804.9—Information Reporting to the Internal Revenue Service</HD>
        <SECTION>
          <SECTNO>2804.901</SECTNO>
          <SUBJECT>Definitions.</SUBJECT>
          <P>
            <E T="03">Classified contract,</E> as used in this subpart, means a contract such that the fact of its existence of its subject matter has been designated and clearly marked or clearly represented, pursuant to the provisions of Federal law or an Executive Order, as requiring a specific degree of protection against unauthorized disclosure for reasons of national security.</P>
          <P>
            <E T="03">Confidential contract,</E> as used in this subpart, means a contract, the reporting of which to the Internal Revenue Service (IRS) as required under 26 U.S.C. 6050M, would interfere with the effective conduct of a confidential law enforcement activity, such as contracts for sites for undercover operations or contracts with informants, or foreign counterintelligence activity.</P>
        </SECTION>
        <SECTION>
          <SECTNO>2804.902</SECTNO>
          <SUBJECT>Contract information.</SUBJECT>

          <P>(a) Pursuant to FAR 4.902, the HCA, or delegate, shall certify to the PE, in the format specified in this section, under penalty of perjury, that such official has examined the information submitted by that bureau as its FPDS data, that the data has been prepared pursuant to the requirement of 26 U.S.C. 6050M, and that, to the best of such official's knowledge and belief it <PRTPAGE P="619"/>is complied from bureau records maintained in the normal course of business for the purpose of making a true, correct and complete return as required by 26 U.S.C. 6050M.</P>
          <P>(b) The following certification will be signed and dated by the HCA, or delegate, and submitted with each bureau quarterly FPDS report (as specified by 2804.602).</P>
          <EXTRACT>
            <HD SOURCE="HD3">CERTIFICATION</HD>
            <P>I, <E T="72">XXXXXXXXXXXX</E> (Name),</P>
            <FP>
              <E T="72">XXXXXXXXXXXXXX</E>(Title) under the penalties of perjury have examined the information to be submitted by <E T="72">XXXXXXXXXXXX</E> (Bureau) to the Procurement Executive, for making information returns on behalf of the Department of Justice to the Internal Revenue Service, and certify that this information has been prepared pursuant to the requirements of 26 U.S.C. 6050M and that it is to the best of my knowledge and belief, a compilation of bureau records maintained in the normal course of business for the purpose of providing true, correct and complete returns as required by 26 U.S.C. 6050M.</FP>
            
            <FP SOURCE="FP-DASH">Signature</FP>
            <FP SOURCE="FP-DASH">Date</FP>
          </EXTRACT>
          
          <P>(c) The PE will certify the consolidated FPDS data for the Department, transmit the data to the Federal Procurement Data Center (FPDC) and authorize the FPDC to make returns to the IRS on behalf of the agency.</P>
        </SECTION>
        <SECTION>
          <SECTNO>2804.970</SECTNO>
          <SUBJECT>Special reporting exceptions.</SUBJECT>
          <P>(a) The Technical and Miscellaneous Revenue Act of 1988 (Pub. L. 100-647) amended 26 U.S.C. 6050M to allow exceptions to the reporting requirements for certain classified or confidential contracts.</P>
          <P>(b) The head of the agency has determined that the filing of information returns, as required by 26 U.S.C. 6050M, on confidential contracts, which involve law enforcement or foreign counterintelligence activities, would interfere with the effective conduct of those confidential law enforcement or foreign counterintelligence activities, and that the special reporting exceptions added to 26 U.S.C. 6050M by The Technical and Miscellaneous Revenue Act of 1988 to these types of contracts.</P>
        </SECTION>
      </SUBPART>
    </PART>
  </SUBCHAP>
</CFRGRANULE>
