17 Commodity and Securities Exchanges 1 2000-04-01 2000-04-01 false Commodity and Securities Exchanges COMMODITY FUTURESTRADING COMMISSION CHAPTER I—COMMODITY FUTURES TRADING COMMISSION Part Page 1 General regulations under the Commodity Exchange Act 5 2 Official seal 123 3 Registration 124 4 Commodity pool operators and commodity trading advisors 166 5 Designation of and continuing compliance by contract markets 208 7 Contract market rules altered or supplemented by the Commission 216 8 Exchange procedures for disciplinary, summary, and membership denial actions 217 9 Rules relating to review of exchange disciplinary, access denial or other adverse actions 224 10 Rules of practice 234 11 Rules relating to investigations 267 12 Rules relating to reparations 271 13 Public rulemaking procedures 310 14 Rules relating to suspension or disbarment from appearance and practice 311 15 Reports—general provisions 314 16 Reports by contract markets 318 17 Reports by futures commission merchants, members of contract markets and foreign brokers 321 18 Reports by traders 327 19 Reports by persons holding bona fide hedge positions pursuant to § 1.3(z) of this chapter and by merchants and dealers in cotton 330 20 [Reserved] 21 Special calls 332 30 Foreign futures and foreign options transactions 336 31 Leverage transactions 348 32 Regulation of commodity option transactions 381 33 Regulation of domestic exchange-traded commodity option transactions 395 34 Regulation of hybrid instruments 405 35 Exemption of swap agreements 406 36 Exemption of section 4(c) contract market transactions 408 100 Delivery period required 414 140 Organization, functions, and procedures of the Commission 415 141 Salary offset 437 142 Indemnification of CFTC employees 441 143 Collection of claims owed the United States arising from activities under the Commission's jurisdiction 442 144 Procedures regarding the disclosure of information and the testimony of present or former officers and employees in response to subpoenas or other demands of a court 444 145 Commission records and information 446 146 Records maintained on individuals 461 147 Open Commission meetings 470 148 Implementation of the Equal Access to Justice Act in covered adjudicatory proceedings before the Commission 478 149 Enforcement of nondiscrimination on the basis of handicap in programs or activities conducted by the Commodity Futures Trading Commission 484 150 Limits on positions 490 155 Trading standards 496 156 Broker Associations 506 166 Customer protection rules 507 170 Registered futures associations 508 171 Rules relating to review of National Futures Association decisions in disciplinary, membership denial, registration and member responsibility actions 511 180 Arbitration or other dispute settlement procedures 525 190 Bankruptcy 530 191-199 [Reserved]