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  <FDSYS>
    <CFRTITLE>36</CFRTITLE>
    <CFRTITLETEXT>Parks, Forests, and Public Property</CFRTITLETEXT>
    <VOL>3</VOL>
    <DATE>2002-07-01</DATE>
    <ORIGINALDATE>2002-07-01</ORIGINALDATE>
    <COVERONLY>false</COVERONLY>
    <TITLE>AMERICAN BATTLEMONUMENTS COMMISSION</TITLE>
    <GRANULENUM>IV</GRANULENUM>
    <HEADING>CHAPTER IV</HEADING>
    <ANCESTORS>
      <PARENT HEADING="Title 36" SEQ="0">Parks, Forests, and Public Property</PARENT>
    </ANCESTORS>
  </FDSYS>
  <CHAPTER>
    <LRH>36 CFR Ch. IV (7-1-02 Edition)</LRH>
    <RRH>American Battle Monuments Commission</RRH>
    <TOC>
      <TOCHD>
        <PRTPAGE P="35"/>
        <HD SOURCE="HED">CHAPTER IV—AMERICAN BATTLE </HD>
        <HD SOURCE="HED">MONUMENTS COMMISSION</HD>
      </TOCHD>
      <PTHD>Part</PTHD>
      <PGHD>Page</PGHD>
      <CHAPTI>
        <PT>400</PT>
        <SUBJECT>Employee responsibilities and conduct</SUBJECT>
        <PG>37</PG>
        <PT>401</PT>
        <SUBJECT>Procedures</SUBJECT>
        <PG>38</PG>
        <PT>402</PT>
        <SUBJECT>Erection of war memorials in foreign countries by American citizens, States, municipalities, or associations</SUBJECT>
        <PG>39</PG>
        <PT>403</PT>
        <SUBJECT>Erection of memorial monuments, buildings, and headstones in American cemeteries located outside the United States and its Territories and possessions</SUBJECT>
        <PG>39</PG>
        <PT>404</PT>
        <SUBJECT>Procedures and guidelines for compliance with the Freedom of Information Act</SUBJECT>
        <PG>39</PG>
        <PT>405</PT>
        <SUBJECT>Schedule of fees for search and duplication of rec-ords</SUBJECT>
        <PG>43</PG>
        <PT>406</PT>
        <SUBJECT>Enforcement of nondiscrimination on the basis of handicap in programs or activities conducted by American Battle Monuments Commission</SUBJECT>
        <PG>43</PG>
        <PT>407-499</PT>
        <RESERVED>[Reserved]</RESERVED>
      </CHAPTI>
    </TOC>
    <PART>
      <PRTPAGE P="37"/>
      <EAR>PT. 400</EAR>
      <HD SOURCE="HED">PART 400—EMPLOYEE RESPONSIBILITIES AND CONDUCT</HD>
      <CONTENTS>
        <SECHD>Sec.</SECHD>
        <SECTNO>400.735-1</SECTNO>
        <SUBJECT>Adoption of regulations.</SUBJECT>
        <SECTNO>400.735-2</SECTNO>
        <SUBJECT>Review of statements of employment and financial interests.</SUBJECT>
        <SECTNO>400.735-3</SECTNO>
        <SUBJECT>Disciplinary and other remedial action.</SUBJECT>
        <SECTNO>400.735-4</SECTNO>
        <SUBJECT>Gifts, entertainment, and favors.</SUBJECT>
        <SECTNO>400.735-5</SECTNO>
        <SUBJECT>Outside employment and other activity.</SUBJECT>
        <SECTNO>400.735-6</SECTNO>
        <SUBJECT>Specific provisions of agency regulations governing special Government employees.</SUBJECT>
        <SECTNO>400.735-7</SECTNO>
        <SUBJECT>Statements of employment and financial interests.</SUBJECT>
        <SECTNO>400.735-8</SECTNO>
        <SUBJECT>Supplementary statements.</SUBJECT>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>E.O. 11222, 30 FR 6469, 3 CFR 1965 Supp.; 5 CFR 735.101 <E T="03">et seq.</E>
        </P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>33 FR 15379, Oct. 17, 1968, unless otherwise noted.</P>
      </SOURCE>
      <SECTION>
        <SECTNO>§ 400.735-1</SECTNO>
        <SUBJECT>Adoption of regulations.</SUBJECT>
        <P>Pursuant to 5 CFR 735.104(f), the American Battle Monuments Commission (referred to hereinafter as the agency) hereby adopts the following sections of part 735 of title 5, Code of Federal Regulations: §§ 735.101, 735.102, 735.201a, 735.202 (a), (d), (e), (f), 735.210, 735.302, 735.303(a), 735.304, 735.305(a), 735.403(a), 735.404, 735.405, 735.407—735.411, 735.412 (b) and (d). These adopted sections are modified and supplemented as set forth in this part.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 400.735-2</SECTNO>
        <SUBJECT>Review of statements of employment and financial interests.</SUBJECT>
        <P>Each statement of employment and financial interests submitted under this part shall be reviewed by the Officer in Charge, U.S. Office, except those of the Officer in Charge, U.S. Office, and the Secretary, American Battle Monuments Commission. The statement of the Officer in Charge, U.S. Office, shall be reviewed by the Secretary of the American Battle Monuments Commission. The statement of the Secretary, American Battle Monuments Commission, shall be reviewed by the Chairman of the Agency. When a review indicates a conflict between the interests of an employee or special Government employee of the agency and the performance of his services for the Government, the reviewer shall have the indicated conflict brought to the attention of the employee or special Government employee, grant the employee or special Government employee an opportunity to explain the indicated conflict, and attempt to resolve the indicated conflict. If the indicated conflict cannot be resolved, the reviewer shall forward a written report on the indicated conflict to the Chairman, American Battle Monuments Commission, through the counselor for the agency designated under 5 CFR 735.105(a).</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 400.735-3</SECTNO>
        <SUBJECT>Disciplinary and other remedial action.</SUBJECT>
        <P>An employee or special Government employee of the agency who violates any of the regulations in this part or adopted under § 400.735-1 may be disciplined. The disciplinary action may be in addition to any penalty prescribed by law for the violation. In addition to or in lieu of disciplinary action, remedial action to end conflicts or appearance of conflicts of interest may include but is not limited to:</P>
        <P>(a) Changes in assigned duties;</P>
        <P>(b) Divestment by the employee or special Government employee of his conflicting interest; or</P>
        <P>(c) Disqualification for a particular assignment.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 400.735-4</SECTNO>
        <SUBJECT>Gifts, entertainment, and favors.</SUBJECT>
        <P>The agency authorizes the exceptions to 5 CFR 735.202(a) set forth in 5 CFR 735.202(b) (1)-(4).</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 400.735-5</SECTNO>
        <SUBJECT>Outside employment and other activity.</SUBJECT>
        <P>An employee of the agency may engage in outside employment or other outside activity not incompatible with the full and proper discharge of the duties and responsibilities of his Government employment. An employee who engages in outside employment shall report that fact in writing to his supervisor.</P>
      </SECTION>
      <SECTION>
        <PRTPAGE P="38"/>
        <SECTNO>§ 400.735-6</SECTNO>
        <SUBJECT>Specific provisions of agency regulations governing special Government employees.</SUBJECT>
        <P>(a) Special Government employees of the agency shall adhere to the standards of conduct applicable to employees as set forth in this part and adopted under § 400.735-1, except 5 CFR 735.203(b).</P>
        <P>(b) Special Government employees of the agency may teach, lecture, or write in a manner not inconsistent with 5 CFR 735.203(c).</P>
        <P>(c) Pursuant to 5 CFR 735.305(b), the agency authorizes the same exceptions concerning gifts, entertainment, and favors for special Government employees as are authorized for employees by § 400.735-4.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 400.735-7</SECTNO>
        <SUBJECT>Statements of employment and financial interests.</SUBJECT>
        <P>(a) In addition to the employees required to submit statements of employment and financial interests under 5 CFR 735.403(a), employees in the following named positions shall submit statements of employment and financial interests:</P>
        <P>(1) Secretary;</P>
        <P>(2) Officer in Charge, U.S. Office;</P>
        <P>(3) Officer in Charge, European Office;</P>
        <P>(4) Chief Maintenance Division, European Office;</P>
        <P>(5) Chief Purchasing and Contracting Branch, European Office;</P>
        <P>(6) Officer in Charge, Mediterranean Office;</P>
        <P>(7) Superintendent, Manila American Cemetery.</P>

        <P>(b) Each statement of employment and financial interests required by this section shall be submitted to:
        </P>
        <EXTRACT>
          <FP SOURCE="FP-1">American Battle Monuments Commission 2018 Munitions Building, Washington, DC 20360. Attention: Officer in Charge.</FP>
        </EXTRACT>
        
        <FP>Statements shall be submitted in double sealed envelopes, and the inner envelope shall be annotated with the words: “Statement of Employment and Financial Interests—Attention: Officer in Charge.”</FP>
        <P>(c) An employee who believes that his position has been improperly included in this section as one requiring the submission of a statement of employment and financial interests may obtain a review of his complaint under the agency's grievance procedure.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 400.735-8</SECTNO>
        <SUBJECT>Supplementary statements.</SUBJECT>
        <P>Notwithstanding the filing of the annual supplementary statement required by 5 CFR 735.406, each employee shall at all times avoid acquiring a financial interest that could result, or taking an action that would result, in a violation of the conflicts-of-interest provisions of section 208 of title 18 U.S.C. or the regulations in this part or adopted under § 400.735-1.</P>
      </SECTION>
    </PART>
    <PART>
      <EAR>Pt. 401</EAR>
      <HD SOURCE="HED">PART 401—PROCEDURES</HD>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>Sec. 3, 70 Stat. 640, 641; 5 U.S.C. 132 note, 36 U.S.C. 123-125; E.O. 6614, E.O. 9704, 11 FR 2675, 3 CFR 1949-53 Comp., p. 519, E.O. 10057, 10087, 14 FR 2585, 7287, 3 CFR 1949-1953 Comp., pp. 269, 285.</P>
      </AUTH>
      <SECTION>
        <SECTNO>§ 401.1</SECTNO>
        <SUBJECT>Erection of war memorials outside continental limits of United States.</SUBJECT>
        <P>Federal Government agencies, American citizens, States, municipalities, or associations desiring to erect war memorials outside the continental limits of the United States should proceed as follows:</P>
        <P>(a) Submit general idea of the memorial to the American Battle Monuments Commission, with a request for the tentative allocation of the site desired.</P>
        <P>(b) When site is provisionally allocated, prepare and submit the design of the memorial, together with the inscription, for approval. The design of the memorial will then be referred, in accordance with law, by the Commission to the National Commission of Fine Arts for its approval.</P>
        <P>(c) After a site is allocated and the design and inscription are approved, the American Battle Monuments Commission will, if the sponsors so desire, consult with the foreign government concerning the question of securing approval for the erection of the memorial.</P>

        <P>(d) When the approval of the foreign government is obtained, the Commission will cooperate, if the sponsors so desire, in obtaining the ground and erection of the memorial. Such cooperation may include construction of <PRTPAGE P="39"/>the memorial by the Commission, using funds provided by the sponsors, in which case user charges will be made in accordance with general Government policy.</P>
        <CITA>[35 FR 19666, Dec. 29, 1970]</CITA>
      </SECTION>
    </PART>
    <PART>
      <EAR>Pt. 402</EAR>
      <HD SOURCE="HED">PART 402—ERECTION OF WAR MEMORIALS IN FOREIGN COUNTRIES BY AMERICAN CITIZENS, STATES, MUNICIPALITIES, OR ASSOCIATIONS</HD>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>Sec. 3, 70 Stat. 640, 641; 5 U.S.C. 132 note, 36 U.S.C. 123, 125; E.O. 6614, E.O. 9704, 11 FR 2675, 3 CFR 1943-1948 Comp., p. 519, E.O. 10057, 10087, 14 FR 2585, 7287, 3 CFR, 1949-1953 Comp., pp. 269, 285.</P>
      </AUTH>
      <SECTION>
        <SECTNO>§ 402.1</SECTNO>
        <SUBJECT>Restrictions on erection.</SUBJECT>
        <P>(a) No administrative agency of the United States shall give assistance to American citizens, States, municipalities, or associations in erecting any war memorial outside the continental United States unless the plan has been approved in accordance with § 401.1 above.</P>
        <P>(b) It is the opinion of the Commission that no battlefield memorial should be erected to any unit smaller than a division or comparable unit or to an individual, unless the services of such unit or individual clearly were of such distinguished character as to warrant a separate memorial.</P>
        <P>(c) It is the opinion of the Commission that, as a general rule, memorials should be erected to organizations rather than to troops from a particular locality of the United States.</P>
        <P>(d) The policy of the Commission is to approve plans for memorials in foreign countries only in cases in which the sponsors make adequate and permanent arrangements for their maintenance. If the sponsors so desire, the Commission will maintain such memorials, including those previously existing which it deems worthy of preservation, using funds provided by the sponsors; in such cases it will make user charges in accordance with general Government policy.</P>
        <CITA>[35 FR 19666, Dec. 29, 1970]</CITA>
      </SECTION>
    </PART>
    <PART>
      <EAR>Pt. 403</EAR>
      <HD SOURCE="HED">PART 403—ERECTION OF MEMORIAL MONUMENTS, BUILDINGS, AND HEADSTONES IN AMERICAN CEMETERIES LOCATED OUTSIDE THE UNITED STATES AND ITS TERRITORIES AND POSSESSIONS</HD>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>Sec. 3, 70 Stat. 641; 36 U.S.C. 123; E.O. 6614, Feb. 26, 1934; E.O. 9704, 3 CFR, 1943-1948 Comp., 519; E.O. 10057, 10087, 3 CFR 1949-1953 Comp., pp. 269, 285.</P>
      </AUTH>
      <SECTION>
        <SECTNO>§ 403.1</SECTNO>
        <SUBJECT>Restrictions on erection.</SUBJECT>
        <P>(a) No memorial monuments or buildings shall be placed in these cemeteries unless the design and site have been approved by the American Battle Monuments Commission. No steps toward the erection of any memorial monument or building in these cemeteries should be taken until the idea has first been approved by the American Battle Monuments Commission.</P>
        <P>(b) There shall be no variation in the types of headstones officially adopted for use in American cemeteries located outside the United States and its Territories and possessions.</P>
        <CITA>[13 FR 6812, Nov. 19, 1948, as amended at 23 FR 9780, Dec. 19, 1958]</CITA>
      </SECTION>
    </PART>
    <PART>
      <EAR>Pt. 404</EAR>
      <HD SOURCE="HED">PART 404—PROCEDURES AND GUIDELINES FOR COMPLIANCE WITH THE FREEDOM OF INFORMATION ACT</HD>
      <CONTENTS>
        <SECHD>Sec.</SECHD>
        <SECTNO>404.1</SECTNO>
        <SUBJECT>Purpose.</SUBJECT>
        <SECTNO>404.2</SECTNO>
        <SUBJECT>General policy.</SUBJECT>
        <SECTNO>404.3</SECTNO>
        <SUBJECT>Response to requests.</SUBJECT>
        <SECTNO>404.4</SECTNO>
        <SUBJECT>Denial of access.</SUBJECT>
        <SECTNO>404.5</SECTNO>
        <SUBJECT>Appeals.</SUBJECT>
        <SECTNO>404.6</SECTNO>
        <SUBJECT>Fees to be charged.</SUBJECT>
        <SECTNO>404.7</SECTNO>
        <SUBJECT>Assessment and collection of fees.</SUBJECT>
        <SECTNO>404.8</SECTNO>
        <SUBJECT>Categories of requesters.</SUBJECT>
        <SECTNO>404.9</SECTNO>
        <SUBJECT>Waiver of fees.</SUBJECT>
        <SECTNO>404.10</SECTNO>
        <SUBJECT>Maintenance of statistics.</SUBJECT>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>5 U.S.C. 552.</P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>53 FR 120, Jan. 5, 1988, unless otherwise noted.</P>
      </SOURCE>
      <SECTION>
        <SECTNO>§ 404.1</SECTNO>
        <SUBJECT>Purpose.</SUBJECT>

        <P>These guidelines prescribe procedures to obtain information and records of the American Battle Monuments Commission under the Freedom of Information Act of 1986, 5 U.S.C. 552(a)(4)(A)(i). <PRTPAGE P="40"/>This act requires each agency to promulgate regulations that specify the schedule of fees for processing FOIA requests and the guidelines when fees may be waived. It applies only to records and information of the Commission which are in the Commission's custody.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 404.2</SECTNO>
        <SUBJECT>General policy.</SUBJECT>
        <P>Public requests for information from the records of the American Battle Monuments Commission should be sent to the Freedom of Information Representative, American Battle Monuments Commission, Room 5127, Casimir Pulaski Building, 20 Massachusetts Ave., NW., Washington, DC 20314. They may also be sent to its field offices at the addresses listed below:</P>
        <P>(a) Officer-in-Charge, European Office, American Battle Monuments Commission, APO New York 09777.</P>
        <P>(b) Officer-in-Charge, Mediterranean Office, American Battle Monuments Commission, APO New York 09794.</P>
        <P>(c) Superintendent, Manila American Cemetery, FPO San Francisco 96528.</P>
        <P>(d) Superintendent, Corozal American Cemetery, The American Battle Monuments Commission, Attn: AFZU-AG-CRB, Drawer #38, APO Miami, FL 34004-5000.</P>
        <P>(e) Superintendent, Mexico City National Cemetery, American Battle Monuments Commission, c/o U.S. Embassy, Mexico, P.O. Box 3087, Laredo, TX 78044-3087.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 404.3</SECTNO>
        <SUBJECT>Response to requests.</SUBJECT>
        <P>(a) Except for records and information exempted from disclosure by 5 U.S.C. 552(a)(1), all records of the Commission or in its custody are available to any person who requests them.</P>
        <P>(b) Requests for information from the public will be honored within ten working days unless the confidentiality of such information is protected by law, or when it is necessary to search and/or collect records in separate offices or another office of the Commission, which would usually require more than ten working days.</P>
        <P>(c) Whenever information cannot be dispatched within ten work days after receipt of request, an interim reply will be sent informing the requester of the status of the request.</P>
        <P>(d) The records of the ABMC may be examined and copied between the hours of 8:00 a.m. and 3:30 p.m., Monday through Friday under the supervision of the Freedom of Information representative.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 404.4</SECTNO>
        <SUBJECT>Denial of access.</SUBJECT>
        <P>(a) Letters denying confidential information will be dispatched within ten working days of receipt of the request and will be signed by one of the below listed personnel:</P>
        <P>(1) Officer-in-Charge, ABMC European Office.</P>
        <P>(2) Officer-in-Charge, ABMC Mediterranean Office.</P>
        <P>(3) Directors, ABMC Washington Office.</P>
        <P>(4) Secretary, ABMC.</P>
        <P>(b) Letters denying access to information will:</P>
        <P>(1) Provide the requester with the reason for denial,</P>
        <P>(2) Inform the requester of his or her right to appeal the denial within 30 days,</P>
        <P>(3) Give the name of the official to whom the appeal may be sent.</P>
        <P>(c) If an unusual circumstance delays a decision concerning access to information, the requester will be informed of the delay within ten working days of the request's initial receipt. In no case will the decision be delayed more than 20 working days from initial receipt of the request.</P>
        <P>(d) A copy of each denial of information will be furnished to the Secretary, ABMC at the time of its dispatch.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 404.5</SECTNO>
        <SUBJECT>Appeals.</SUBJECT>
        <P>(a) The Secretary is the appellate authority for all denials except those which he authors. The Chairman is the appellate authority for denials authored by the Secretary.</P>
        <P>(b) The requester will be informed of the decision on his or her appeal within 20 working days after its receipt. If the denial is upheld, the requester will be advised that there are provisions for judicial review of such decisions under the Freedom of Information Act.</P>

        <P>(c) In the event a court finds that the American Battle Monuments Commission has arbitrarily and capriciously withheld information from the public and a subsequent Office of Personnel <PRTPAGE P="41"/>Management investigation finds agency personnel responsible, these personnel will be subject to disciplinary action by the American Battle Monuments Commission.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 404.6</SECTNO>
        <SUBJECT>Fees to be charged.</SUBJECT>
        <P>While most information will be furnished promptly at no cost as a service to the general public, fees will be charged if the cost of search and duplication warrants. In those instances where ABMC deems it necessary to charge a fee, ABMC shall use the most efficient and least costly methods to comply with requests for documents, drawings, photographs, and any other materials made available under the FOIA. The Freedom of Information Representative shall charge the fees stated in paragraphs (a) through (g) of this section. The Freedom of Information Representative shall, however, waive the fees in the circumstances stated in § 404.9. The specific fees which ABMC shall charge the requester when so required by the FOIA are as follows:</P>
        <P>(a) <E T="03">Manual searches of records.</E> $9.00 per hour for clerical personnel; $15.00 per hour for supervisory personnel.</P>
        <P>(b) <E T="03">Computer searches for records.</E> Fees for searches of computerized records shall be the actual cost to the Commission but shall not exceed $12.00 per hour. This fee includes machine time and that of the operator and clerical personnel. The fee for computer printouts shall be $.40 per page. The word “page” refers to paper copies of standard computer size, which normally are 11 × 15 inches.</P>
        <P>(c) <E T="03">Copying fee.</E> The machine copy fee for each page up to 8<FR>1/2</FR> × 14 shall be $.25 per page. Copying fees shall not be charged for the first 100 pages of copies unless the copies are requested for commercial purposes.</P>
        <P>(d) $2.00 for each 8 × 10 inch black and white photograph.</P>
        <P>(e) $3.00 for each 8 × 10 inch color photograph.</P>
        <P>(f) $1.75 per cemetery booklet.</P>
        <P>(g) $1.50 per lithograph.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 404.7</SECTNO>
        <SUBJECT>Assessment and collection of fees.</SUBJECT>
        <P>(a) <E T="03">Assessment of fees.</E> (1) ABMC shall assess interest charges on an unpaid bill starting on the 31st day following the day on which the billing was dispatched. Once the fee has been received by ABMC, even if not processed, accrual of interest will cease. Interest will be at the rate prescribed in section 3717 of title 31 U.S.C. and will accrue from the date billing is sent.</P>
        <P>(2) <E T="03">Charges for unsuccessful searches.</E> If ABMC estimates that charges for an unsuccessful search may exceed $10.00, it shall so inform the requester unless the requester has indicated in advance a willingness to pay fees as high as those anticipated. Such notice shall offer the requester the opportunity to confer with agency personnel with the object of reformulating the request to meet the requester's needs at a lower cost. Dispatch of such a notice shall temporarily suspend the ten day period for response by ABMC until a reply is received from the requester.</P>
        <P>(3) <E T="03">Aggregating requests.</E> Except for requests that are for a commercial use, ABMC shall not charge for the first two hours of search time or for the first 100 pages of reproduction. However, a requester may not file multiple requests at the same time, each seeking portions of a document or documents, solely in order to avoid payment of fees. When ABMC believes that a group of requesters are acting in concert and attempting to divide a request into a series of requests for the purpose of evading the assessment of fees, ABMC shall aggregate any such requests and charge accordingly. One element to be considered is the time period in which the requests have been made. Before aggregating requests from more than one requester, ABMC must be reasonably certain that the requesters are acting specifically to avoid payment of fees. In no case shall ABMC aggregate multiple requests on unrelated subjects from one requester.</P>
        <P>(4) <E T="03">Advance payments.</E> ABMC shall not require payment for fees before work has commenced or continued on a request unless:</P>
        <P>(i) ABMC estimates that the charges may exceed $25.00. In such an event, ABMC shall notify the requester of the estimated cost and may require an advance payment of an amount up to the full amount of estimated charges; or</P>

        <P>(ii) A requester has previously failed to pay a fee within 30 days of the date <PRTPAGE P="42"/>of billing. In this event, ABMC shall require the requester to pay the full amount owed plus any applicable interest and make an advance payment of the full amount of the estimated fee before ABMC begins to process a new request or a pending request from that requester.</P>
        <P>(iii) When ABMC acts under paragraph (a)(4)(i) or (ii) of this section, the administrative time limits prescribed in § 404.3 will begin only after ABMC has received fee payments described above.</P>
        <P>(5) <E T="03">Form of payment.</E> Remittances shall be in the form of a personal check or bank draft drawn on any bank in the United States, a postal money order, or cash. Remittances shall be made payable to the American Battle Monuments Commission.</P>
        <P>(6) ABMC will not defray cost sending records by special methods such as express mail or for transportation of personnel.</P>
        <P>(b) <E T="03">Restrictions on assessing fees.</E> With the exception of requesters seeking documents for commercial use, section (a)(4)(A)(iv) of the Freedom of Information Act, as amended, requires ABMC to provide the first 100 pages of duplication and the first two hours of search time without charge. ABMC shall not charge fees to any requester, including commercial use requesters, if the cost of collecting a fee would be equal to or greater than the fee itself. ABMC will not begin to assess fees until it has first provided the free search and reproduction authorized.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 404.8</SECTNO>
        <SUBJECT>Categories of requesters.</SUBJECT>
        <P>There are four categories of FOIA requesters: Commercial; educational and noncommerical scientific institutions; representatives of the news media; and all others. The fees to be charges each of these categories of requesters are as follows:</P>
        <P>(a) <E T="03">Commerical.</E> When ABMC receives a request for documents for commerical use, it shall assess charges that recover the full direct costs of searching for, reviewing for release, and duplicating the records sought. Commercial requesters are not entitled to two hours of free search time or 100 free pages of reproduction. ABMC shall recover the cost of searching for the records even if ultimately there is no disclosure of records. Requesters must provide a reasonable description of the records sought.</P>
        <P>(b) <E T="03">Educational and non-commerical scientific institutions.</E> ABMC shall provide documents to educational and non-commercial scientific institutions for the cost of reproduction alone, except there will be no charge for the first 100 pages of duplication. To be eligible for inclusion in this category, requesters must show that the request is authorized by and under the auspices of a qualifying institution and that the records are not being sought for a commercial use, but are sought in furtherance of scholarly (if the request is from an educational institution) or scientific (if the request is from a non-commercial scientific institution) research. Requesters must provide a reasonable description of the records being sought;</P>
        <P>(c) <E T="03">Representatives of the news media.</E> ABMC shall provide documents to requesters who are representatives of the news media for the cost of reproduction alone, except there will be no charge for the first 100 pages. A request for records supporting the news-dissemination function of the requester shall not be considered commerical use. Requesters must provide a reasonable description of the records sought;</P>
        <P>(d) <E T="03">All other requesters.</E> ABMC shall charge requesters who do not fit into any of the above categories fees that recover the full reasonable costs of direct search and reproduction records responsive to the request, except that the first 100 pages of reproduction and the first two hours of search time shall be furnished without charge. Requesters must provide reasonable description of the records sought.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 404.9</SECTNO>
        <SUBJECT>Waiver of fees.</SUBJECT>

        <P>The Freedom of Information Representative shall waive all fees assessed under 404, if the following two conditions are satisfied: Disclosure of the information is in the public interest as it is likely to contribute significantly to public understanding of the operations or activities of the government; and disclosure is not primarily in the commercial interest of the requester. The Freedom of Information <PRTPAGE P="43"/>Representative shall afford the requester the opportunity to show that he satisfies these two conditions. Under the above standards should ABMC refuse to waive a request for information and the requester petition for a waiver, the senior Freedom of Information Representative will make the determination.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 404.10</SECTNO>
        <SUBJECT>Maintenance of statistics.</SUBJECT>
        <P>(a) The Freedom of Information Representative shall maintain record of:</P>
        <P>(1) The total amount of fees collected by ABMC under this part;</P>
        <P>(2) The number of denials of requests for records or information made under this part and the reason for each;</P>
        <P>(3) The number of appeals from such denials, together with the results of such appeals, and the reasons for the action upon each appeal that results in a denial of information or documents;</P>
        <P>(4) The name and title or position of each person responsible for each denial of records and the number of instances of each;</P>
        <P>(5) The results of each proceeding conducted under 5 U.S.C. 552(a)(4)(F), including a report of the disciplinary action against the official or employee primarily responsible for improperly withholding records, or an explanation of why disciplinary action was not taken;</P>
        <P>(6) A copy of every rule made by this agency affecting or implementing 5 U.S.C. 552;</P>
        <P>(7) A copy of the fee schedule for copies of records and documents requested under this part; and</P>
        <P>(8) All other information that indicates efforts to administer fully the letter and spirit of the Freedom of Information Act and the above rules.</P>
        <P>(b) The Freedom of Information Act Representative shall annually, within 60 days following the close of each calendar year, prepare a report covering each of the categories of records to be maintained in accordance with the foregoing and submit the same to the Speaker of the House of Representatives and the President of the Senate for referral to the appropriate committees of the Congress.</P>
      </SECTION>
    </PART>
    <PART>
      <EAR>Pt. 405</EAR>
      <HD SOURCE="HED">PART 405—SCHEDULE OF FEES FOR SEARCH AND DUPLICATION OF RECORDS</HD>
      <CONTENTS>
        <SECHD>Sec.</SECHD>
        <SECTNO>405.1</SECTNO>
        <SUBJECT>General.</SUBJECT>
        <SECTNO>405.2</SECTNO>
        <SUBJECT>Schedule.</SUBJECT>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>5 U.S.C. 552, as amended.</P>
      </AUTH>
      <SECTION>
        <SECTNO>§ 405.1</SECTNO>
        <SUBJECT>General.</SUBJECT>
        <P>(a) While most information will be furnished promptly at no cost as a service to the general public, fees will be charged if the cost of search and duplication warrants.</P>
        <P>(b) When a fee is to be charged, the individual requesting the information will be informed of the fee, and no work will be performed until he or she has agreed to pay it.</P>
        <CITA>[40 FR 7304, Feb. 19, 1975]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§ 405.2</SECTNO>
        <SUBJECT>Schedule.</SUBJECT>
        <P>Fees which may be charged by this Commission for search and duplication of records are as follows:</P>
        <P>(a) <E T="03">Duplication fees:</E> (1) $2.00 for first 6 pages, 5¢ per page thereafter for photocopying.</P>
        <P>(2) $1.50 per 8×10 inch black and white print of photographs.</P>
        <P>(3) $2.50 per 8×10 inch color print of photographs.</P>
        <P>(b) <E T="03">Search fees:</E> (1) $8.00 per hour to search records for specific documents.</P>
        <P>(2) $215.00 for selective extracts from Commission computer tapes.</P>
        <P>(3) Transportation costs of personnel and records arising from searches for requested information.</P>
        <CITA>[40 FR 7304, Feb. 19, 1975]</CITA>
      </SECTION>
    </PART>
    <PART>
      <EAR>PT. 406</EAR>
      <HD SOURCE="HED">PART 406—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY AMERICAN BATTLE MONUMENTS COMMISSION</HD>
      <CONTENTS>
        <SECHD>Sec.</SECHD>
        <SECTNO>406.101</SECTNO>
        <SUBJECT>Purpose.</SUBJECT>
        <SECTNO>406.102</SECTNO>
        <SUBJECT>Application.</SUBJECT>
        <SECTNO>406.103</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <SECTNO>406.104-406.109</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>406.110</SECTNO>
        <SUBJECT>Self-evaluation.</SUBJECT>
        <SECTNO>406.111</SECTNO>
        <SUBJECT>Notice.</SUBJECT>
        <SECTNO>406.112-406.129</SECTNO>
        <SUBJECT>[Reserved]<PRTPAGE P="44"/>
        </SUBJECT>
        <SECTNO>406.130</SECTNO>
        <SUBJECT>General prohibitions against discrimination.</SUBJECT>
        <SECTNO>406.131-406.139</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>406.140</SECTNO>
        <SUBJECT>Employment.</SUBJECT>
        <SECTNO>406.141-406.148</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>406.149</SECTNO>
        <SUBJECT>Program accessibility: Discrimination prohibited.</SUBJECT>
        <SECTNO>406.150</SECTNO>
        <SUBJECT>Program accessibility: Existing facilities.</SUBJECT>
        <SECTNO>406.151</SECTNO>
        <SUBJECT>Program accessibility: New construction and alterations.</SUBJECT>
        <SECTNO>406.152-406.159</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>406.160</SECTNO>
        <SUBJECT>Communications.</SUBJECT>
        <SECTNO>406.161-406.169</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>406.170</SECTNO>
        <SUBJECT>Compliance procedures.</SUBJECT>
        <SECTNO>406.171-406.999</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>29 U.S.C. 794.</P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>51 FR 4577, Feb. 5, 1986, unless otherwise noted.</P>
      </SOURCE>
      <SECTION>
        <SECTNO>§ 406.101</SECTNO>
        <SUBJECT>Purpose.</SUBJECT>
        <P>This part effectuates section 119 of the Rehabilitation, Comprehensive Services, and Developmental Disabilities Amendments of 1978, which amended section 504 of the Rehabilitation Act of 1973 to prohibit discrimination on the basis of handicap in programs or activities conducted by Executive agencies or the United States Postal Service.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 406.102</SECTNO>
        <SUBJECT>Application.</SUBJECT>
        <P>This part applies to all programs or activities conducted by the agency.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 406.103</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <P>For purposes of this part, the term—</P>
        <P>
          <E T="03">Assistant Attorney General</E> means the Assistant Attorney General, Civil Rights Division, United States Department of Justice.</P>
        <P>
          <E T="03">Auxiliary aids</E> means services or devices that enable persons with impaired sensory, manual, or speaking skills to have an equal opportunity to participate in, and enjoy the benefits of, programs or activities conducted by the agency. For example, auxiliary aids useful for persons with impaired vision include readers, Brailled materials, audio recordings, telecommunications devices and other similar services and devices. Auxiliary aids useful for persons with impaired hearing include telephone handset amplifiers, telephones compatible with hearing aids, telecommunication devices for deaf persons (TDD's), interpreters, notetakers, written materials, and other similar services and devices.</P>
        <P>
          <E T="03">Complete complaint</E> means a written statement that contains the complainant's name and address and describes the agency's alleged discriminatory action in sufficient detail to inform the agency of the nature and date of the alleged violation of section 504. It shall be signed by the complainant or by someone authorized to do so on his or her behalf. Complaints filed on behalf of classes or third parties shall describe or identify (by name, if possible) the alleged victims of discrimination.</P>
        <P>
          <E T="03">Facility</E> means all or any portion of buildings, structures, equipment, roads, walks, parking lots, rolling stock or other conveyances, or other real or personal property.</P>
        <P>
          <E T="03">Handicapped person</E> means any person who has a physical or mental impairment that substantially limits one or more major life activities, has a record of such an impairment, or is regarded as having such an impairment.</P>
        <P>As used in this definition, the phrase:</P>
        <P>(1) <E T="03">Physical or mental impairment</E> includes—</P>
        <P>(i) Any physiological disorder or condition, cosmetic disfigurement, or anatomical loss affecting one of more of the following body systems: Neurological; musculoskeletal; special sense organs; respiratory, including speech organs; cardiovascular; reproductive; digestive; genitourinary; hemic and lymphatic; skin; and endocrine; or</P>

        <P>(ii) Any mental or psychological disorder, such as mental retardation, organic brain syndrome, emotional or mental illness, and specific learning disabilities. The term <E T="03">physical or mental impairment</E> includes, but is not limited to, such diseases and conditions as orthopedic, visual, speech, and hearing impairments, cerebral palsy, epilepsy, muscular dystrophy, multiple sclerosis, cancer, heart disease, diabetes, mental retardation, emotional illness, and drug addition and alcholism.</P>
        <P>(2) <E T="03">Major life activities</E> includes functions such as caring for one's self, performing manual tasks, walking, seeing, hearing, speaking, breathing, learning, and working.</P>
        <P>(3) <E T="03">Has a record of such an impairment</E> means has a history of, or has been misclassified as having, a mental or <PRTPAGE P="45"/>physical impairment that substantially limits one or more major life activities.</P>
        <P>(4) <E T="03">Is regarded as having an impairment</E> means—</P>
        <P>(i) Has a physical or mental impairment that does not substantially limit major life activities but is treated by the agency as constituting such a limitation;</P>
        <P>(ii) Has a physical or mental impairment that substantially limits major life activities only as a result of the attitudes of others toward such impairment; or</P>
        <P>(iii) Has none of the impairments defined in subparagraph (1) of this definition but is treated by the agency as having such an impairment.</P>
        <P>
          <E T="03">Qualified handicapped person</E> means—</P>
        <P>(1) With respect to any agency program or activity under which a person is required to perform services or to achieve a level of accomplishment, a handicapped person who meets the essential eligibility requirements and who can achieve the purpose of the program or activity without modifications in the program or activity that the agency can demonstrate would result in a fundamental alteration in its nature; or</P>
        <P>(2) With respect to any other program or activity, a handicapped person who meets the essential eligibility requirements for participation in, or receipt of benefits from, that program or activity.</P>
        <P>(3) <E T="03">Qualified handicapped person</E> is defined for purposes of employment in 29 CFR 1613.702(f), which is made applicable to this part by § 406.140.</P>
        <P>
          <E T="03">Section 504</E> means section 504 of the Rehabilitation Act of 1973 (Pub. L. 93-112, 87 Stat. 394 (29 U.S.C. 794)), as amended by the Rehabilitation Act Amendments of 1974 (Pub. L. 93-516, 88 Stat. 1617), and the Rehabilitation, Comprehensive Services, and Developmental Disabilities Amendments of 1978 (Pub. L. 95-602, 92 Stat. 2955). As used in this part, section 504 applies only to programs or activities conducted by Executive agencies and not to federally assisted programs.</P>
        <CITA>[51 FR 4577, Feb. 5, 1986; 51 FR 7543, Mar. 5, 1986]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 406.104-406.109</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 406.110</SECTNO>
        <SUBJECT>Self-evaluation.</SUBJECT>
        <P>(a) The agency shall, by April 9, 1987, evaluate its current policies and practices, and the effects thereof, that do not or may not meet the requirements of this part, and, to the extent modification of any such policies and practices is required, the agency shall proceed to make the necessary modifications.</P>
        <P>(b) The agency shall provide an opportunity to interested persons, including handicapped persons or organizations representing handicapped persons, to participate in the self-evaluation process by submitting comments (both oral and written).</P>
        <P>(c) The agency shall, until three years following the completion of the self-evaluation, maintain on file and make available for public inspections:</P>
        <P>(1) A description of areas examined and any problems identified, and</P>
        <P>(2) A description of any modifications made.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 406.111</SECTNO>
        <SUBJECT>Notice.</SUBJECT>
        <P>The agency shall make available to employees, applicants, participants, beneficiaries, and other interested persons such information regarding the provisions of this part and its applicability to the programs or activities conducted by the agency, and make such information available to them in such manner as the head of the agency finds necessary to apprise such persons of the protections against discrimination assured them by section 504 and this regulation.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 406.112-406.129</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 406.130</SECTNO>
        <SUBJECT>General prohibitions against discrimination.</SUBJECT>
        <P>(a) No qualified handicapped person shall, on the basis of handicap, be excluded from participation in, be denied the benefits of, or otherwise be subjected to discrimination under any program or activity conducted by the agency.</P>

        <P>(b)(1) The agency, in providing any aid, benefit, or service, may not, directly or through contractual, licensing, or other arrangements, on the basis of handicap—<PRTPAGE P="46"/>
        </P>
        <P>(i) Deny a qualified handicapped person the opportunity to participate in or benefit from the aid, benefit, or service;</P>
        <P>(ii) Afford a qualfied handicapped person an opportunity to participate in or benefit from the aid, benefit, or service that is not equal to that afforded others;</P>
        <P>(iii) Provide a qualified handicapped person with an aid, benefit, or service that is not as effective in affording equal opportunity to obtain the same result, to gain the same benefit, or to reach the same level of achievement as that provided to others;</P>
        <P>(iv) Provide different or separate aid, benefits, or services to handicapped persons or to any class of handicapped persons than is provided to others unless such action is necessary to provide qualified handicapped persons with aid, benefits, or services that are as effective as those provided to others;</P>
        <P>(v) Deny a qualified handicapped person the opportunity to participate as a member of planning or advisory boards; or</P>
        <P>(vi) Otherwise limit a qualified handicapped person in the enjoyment of any right, privilege, advantage, or opportunity enjoyed by others receiving the aid, benefit, or service.</P>
        <P>(2) The agency may not deny a qualified handicapped person the opportunity to participate in programs or activities that are not separate or different, despite the existence of permissibly separate or different programs or activities.</P>
        <P>(3) The agency may not, directly or through contractual or other arrangements, utilize criteria or methods of administration the purpose or effect of which would—</P>
        <P>(i) Subject qualified handicapped persons to discrimination on the basis of handicap; or</P>
        <P>(ii) Defeat or substantially impair accomplishment of the objectives of a program or activity with respect to handicapped persons.</P>
        <P>(4) The agency may not, in determining the site or location of a facility, make selections the purpose or effect of which would—</P>
        <P>(i) Exclude handicapped persons from, deny them the benefits of, or otherwise subject them to discrimination under any program or activity conducted by the agency; or</P>
        <P>(ii) Defeat or substantially impair the accomplishment of the objectives of a program or activity with respect to handicapped persons.</P>
        <P>(5) The agency, in the selection of procurement contractors, may not use criteria that subject qualified handicapped persons to discrimination on the basis of handicap.</P>
        <P>(c) The exclusion of nonhandicapped persons from the benefits of a program limited by Federal statute or Executive order to handicapped persons or the exclusion of a specific class of handicapped persons from a program limited by Federal statute or Executive order to a different class of handicapped persons is not prohibited by this part.</P>
        <P>(d) The agency shall administer programs and activities in the most integrated setting appropriate to the needs of qualified handicapped persons.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 406.131-406.139</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 406.140</SECTNO>
        <SUBJECT>Employment.</SUBJECT>
        <P>No qualified handicapped person shall, on the basis of handicap, be subjected to discrimination in employment under any program or activity conducted by the agency. The definitions, requirements, and procedures of section 501 of the Rehabilitation Act of 1973 (29 U.S.C. 791), as established by the Equal Employment Opportunity Commission in 29 CFR part 1613, shall apply to employment in federally conducted programs or activities.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 406.141-406.148</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 406.149</SECTNO>
        <SUBJECT>Program accessibility: Discrimination prohibited.</SUBJECT>
        <P>Except as otherwise provided in § 406.150, no qualified handicapped person shall, because the agency's facilities are inaccessible to or unusable by handicapped persons, be denied the benefits of, be excluded from participation in, or otherwise be subjected to discrimination under any program or activity conducted by the agency.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 406.150</SECTNO>
        <SUBJECT>Program accessibility: Existing facilities.</SUBJECT>
        <P>(a) <E T="03">General.</E> The agency shall operate each program or activity so that the <PRTPAGE P="47"/>program or activity, when viewed in its entirety, is readily accessible to and usable by handicapped persons. This paragraph does not—</P>
        <P>(1) Necessarily require the agency to make each of its existing facilities accessible to and usable by handicapped persons; or</P>
        <P>(2) Require the agency to take any action that it can demonstrate would result in a fundamental alteration in the nature of a program or activity or in undue financial and administrative burdens. In those circumstances where agency personnel believe that the proposed action would fundamentally alter the program or activity or would result in undue financial and administrative burdens, the agency has the burden of proving that compliance with § 406.150(a) would result in such alteration or burdens. The decision that compliance would result in such alteration or burdens must be made by the agency head or his or her designee after considering all agency resources available for use in the funding and operation of the conducted program or activity, and must be accompanied by a written statement of the reasons for reaching that conclusion. If an action would result in such an alteration or such burdens, the agency shall take any other action that would not result in such an alteration or such burdens but would nevertheless ensure that handicapped persons receive the benefits and services of the program or activity.</P>
        <P>(b) <E T="03">Methods.</E> The agency may comply with the requirements of this section through such means as redesign of equipment, reassignment of services to accessible buildings, assignment of aides to beneficiaries, home visits, delivery of services at alternate accessible sites, alteration of existing facilities and construction of new facilities, use of accessible rolling stock, or any other methods that result in making its programs or activities readily accessible to and usable by handicapped persons. The agency is nor required to make structural changes in existing facilities where other methods are effective in achieving compliance with this section. The agency, in making alterations to existing buildings, shall meet accessibility requirements to the extent compelled by the Architectural Barriers Act of 1968, as amended (42 U.S.C. 4151-4157), and any regulations implementing it. In choosing among available methods for meeting the requirements of this section, the agency shall give priority to those methods that offer programs and activities to qualified handicapped persons in the most integrated setting appropriate.</P>
        <P>(c) <E T="03">Time period for compliance.</E> The agency shall comply with the obligations established under this section by June 6, 1986, except that where structural changes in facilities are undertaken, such changes shall be made by April 7, 1989, but in any event as expeditiously as possible.</P>
        <P>(d) <E T="03">Transition plan.</E> In the event that structural changes to facilities will be undertaken to achieve program accessibility, the agency shall develop, by October 7, 1986, a transition plan setting forth the steps necessary to complete such changes. The agency shall provide an opportunity to interested persons, including handicapped persons or organizations representing handicapped persons, to participate in the development of the transition plan by submitting comments (both oral and written). A copy of the transition plan shall be made available for public inspection. The plan shall, at a minimum—</P>
        <P>(1) Identify physical obstacles in the agency's facilities that limit the accessibility of its programs or activities to handicapped persons;</P>
        <P>(2) Describe in detail the methods that will be used to make the facilities accessible;</P>
        <P>(3) Specify the schedule for taking the steps necessary to achieve compliance with this section and, if the time period of the transition plan is longer than one year, identify steps that will be taken during each year of the transition period; and</P>
        <P>(4) Indicate the official responsible for implementation of the plan.</P>
        <CITA>[51 FR 4577, Feb. 5, 1986; 51 FR 7543, Mar. 5, 1986]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§ 406.151</SECTNO>
        <SUBJECT>Program accessibility: New construction and alterations.</SUBJECT>

        <P>Each building or part of a building that is constructed or altered by, on behalf of, or for the use of the agency <PRTPAGE P="48"/>shall be designed, constructed, or altered so as to be readily accessible to and usable by handicapped persons. The definitions, requirements, and standards of the Architectural Barriers Act (42 U.S.C. 4151-4157), as established in 41 CFR 101-19.600 to 101-19.607, apply to buildings covered by this section.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 406.152-406.159</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 406.160</SECTNO>
        <SUBJECT>Communications.</SUBJECT>
        <P>(a) The agency shall take appropriate steps to ensure effective communication with applicants, participants, personnel of other Federal entities, and members of the public.</P>
        <P>(1) The agency shall furnish appropriate auxiliary aids where necessary to afford a handicapped person an equal opportunity to participate in, and enjoy the benefits of, a program or activity conducted by the agency.</P>
        <P>(i) In determining what type of auxiliary aid is necessary, the agency shall give primary consideration to the requests of the handicapped person.</P>
        <P>(ii) The agency need not provide individually prescribed devices, readers for personal use or study, or other devices of a personal nature.</P>
        <P>(2) Where the agency communicates with applicants and beneficiaries by telephone, telecommunication devices for deaf persons (TDD's) or equally effective telecommunication systems shall be used.</P>
        <P>(b) The agency shall ensure that interested persons, including persons with impaired vision or hearing, can obtain information as to the existence and location of accessible services, activities, and facilities.</P>
        <P>(c) The agency shall provide signage at a primary entrance to each of its inaccessible facilities, directing users to a location at which they can obtain information about accessible facilities. The international symbol for accessibility shall be used at each primary entrance of an accessible facility.</P>
        <P>(d) This section does not require the agency to take any action that it can demonstrate would result in a fundamental alteration in the nature of a program or activity or in undue financial and administrative burdens. In those circumstances where agency personnel believe that the proposed action would fundamentally alter the program or activity or would result in undue financial and administrative burdens, the agency has the burden of proving that compliance with § 406.160 would result in such alteration or burdens. The decision that compliance would result in such alteration or burdens must be made by the agency head or his or her designee after considering all agency resources available for use in the funding and operation of the conducted program or activity, and must be accompanied by a written statement of the reasons for reaching that conclusion. If an action required to comply with this section would result in such an alteration or such burdens, the agency shall take any other action that would not result in such an alteration or such burdens but would nevertheless ensure that, to the maximum extent possible, handicapped persons receive the benefits and services of the program or activity.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 406.161-406.169</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 406.170</SECTNO>
        <SUBJECT>Compliance procedures.</SUBJECT>
        <P>(a) Except as provided in paragraph (b) of this section, this section applies to all allegations of discrimination on the basis of handicap in programs or activities conducted by the agency.</P>
        <P>(b) The agency shall process complaints alleging violations of section 504 with respect to employment according to the procedures established by the Equal Employment Opportunity Commission in 29 CFR part 1613 pursuant to section 501 of the Rehabilitation Act of 1973 (29 U.S.C. 791).</P>
        <P>(c) The Director, Personnel and Administration shall be responsible for coordinating implementation of this section. Complaints may be sent to the Director, Personnel and Administration, American Battle Monuments Commission, Room 5127, Pulaski Building, 20 Massachusetts Ave., NW., Washington, DC 20314.</P>

        <P>(d) The agency shall accept and investigate all complete complaints for which it has jurisdiction. All complete complaints must be filed within 180 days of the alleged act of discrimination. The agency may extend this time period for good cause.<PRTPAGE P="49"/>
        </P>
        <P>(e) If the agency receives a complaint over which it does not have jurisdiction, it shall promptly notify the complainant and shall make reasonable efforts to refer the complaint to the appropriate government entity.</P>
        <P>(f) The agency shall notify the Architectural and Transportation Barriers Compliance Board upon receipt of any complaint alleging that a building or facility that is subject to the Architectural Barriers Act of 1968, as amended (42 U.S.C. 4151-4157), or section 502 of the Rehabilitation Act of 1973, as amended (29 U.S.C. 792), is not readily accessible to and usable by handicapped persons.</P>
        <P>(g) Within 180 days of the receipt of a complete complaint for which it has jurisdiction, the agency shall notify the complainant of the results of the investigation in a letter containing—</P>
        <P>(1) Findings of fact and conclusions of law;</P>
        <P>(2) A description of a remedy for each violation found;</P>
        <P>(3) A notice of the right to appeal.</P>
        <P>(h) Appeals of the findings of fact and conclusions of law or remedies must be filed by the complainant within 90 days of receipt from the agency of the letter required by § 406.170(g). The agency may extend this time for good cause.</P>
        <P>(i) Timely appeals shall be accepted and processed by the head of the agency.</P>
        <P>(j) The head of the agency shall notify the complainant of the results of the appeal within 60 days of the receipt of the request. If the head of the agency determines that additional information is needed from the complainant, he or she shall have 60 days from the date of receipt of the additional information to make his or her determination on the appeal.</P>
        <P>(k) The time limits cited in paragraphs (g) and (j) of this section may be extended with the permission of the Assistant Attorney General.</P>
        <P>(l) The agency may delegate its authority for conducting complaint investigations to other Federal agencies, except that the authority for making the final determination may not be delegated to another agency.</P>
        <CITA>[51 FR 4577, Feb. 5, 1986, as amended at 51 FR 4577, Feb. 5, 1986]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 406.171-406.999</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
    </PART>
    <PART>
      <RESERVED>PARTS 407-499 [RESERVED]</RESERVED>
    </PART>
  </CHAPTER>
</CFRGRANULE>
