United States Government Printing Office printer prt distributor dst United States National Archives and Records Administration Federal Register Office author aut Government Organization text government publication eng CFR Regulatory Information 2003_cfr_13v1 executive Office of the Federal Register, National Archives and Records Administration 2003-01-01 monographic annual deposited born digital 687 p. AE 2.106/3:13/ http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1 13CFR DGPO 2010-02-10 2010-02-10 CFR-2003-title13-vol1 machine generated eng fdlp CFR CFR-2003-title13-vol1 13 1 1 false CFR-title13-vol1 false false 2003-01-01 Title 13 Volume 1 http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/html/CFR-2003-title13-vol1.htm http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1.xml Code of Federal Regulations Title 13, Volume 1, January 1, 2003 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1/content-detail.html 13 CFR Title 13 13 13CFR Title 13; Business Credit and Assistance NODE CFR-2003-title13-vol1 1 Title 13 title 13 false Title 13 Part I 13 CFR Part I http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-toc-id2 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-toc-id2/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-toc-id2.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-toc-id2.xml 13 CFR 13CFR Table Of Contents TOC CFR-2003-title13-vol1-toc-id2 2 toc http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-chapI http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-chapI/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-chapI.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-chapI.xml 13 CFR Chapter I I 13CFR Chapter I; SMALL BUSINESS ADMINISTRATION NODE CFR-2003-title13-vol1-chapI 3 Chapter I chapter I For regulations of the Securities and Exchange Commission, see 17 CFR, Chapter II. The Small Business Administration has asked the Director of the Federal Register to inform users of this chapter that parts 143, 145, and 146 are common rule regulations that cannot be amended by the Small Business Administration unilaterally. http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-chapI-toc-id4 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-chapI-toc-id4/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-chapI-toc-id4.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-chapI-toc-id4.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION TOC CFR-2003-title13-vol1-chapI-toc-id4 4 toc http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part101 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part101/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part101.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part101.xml 13 CFR 101 13CFR101 Part 101; ADMINISTRATION Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2003-title13-vol1-part101 5 Part 101 part 101 5 U.S.C. 552 and App. 3, secs. 2, 4(a), 6(a), and 9(a)(1)(T); 15 U.S.C. 633, 634, 687; 31 U.S.C. 6506; 44 U.S.C. 3512; E.O. 12372 (July 14, 1982), 47 FR 30959, 3 CFR, 1982 Comp., p. 197, as amended by E.O. 12416 (April 8, 1983), 48 FR 15887, 3 CFR, 1983 Comp., p. 186. 61 FR 2394, Jan. 26, 1996, unless otherwise noted. false

Title 5 Section 552 Title 5 Section 552 5 U.S.C. 552 5 U.S.C. 552 Title 15 Section 633 Title 15 Section 633 Title 15 Section 634 Title 15 Section 634 Title 15 Section 687 Title 15 Section 687 15 U.S.C. 633 15 U.S.C. 633 15 U.S.C. 634 15 U.S.C. 634 15 U.S.C. 687 15 U.S.C. 687 Title 31 Section 6506 Title 31 Section 6506 31 U.S.C. 6506 31 U.S.C. 6506 Title 44 Section 3512 Title 44 Section 3512 44 U.S.C. 3512 44 U.S.C. 3512 Volume 47 Page 30959 47 FR. 30959 Volume 48 Page 15887 48 FR. 15887 Volume 61 Page 2394 61 FR. 2394 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part101-toc-id6 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part101-toc-id6/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part101-toc-id6.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part101-toc-id6.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 101 ADMINISTRATION TOC CFR-2003-title13-vol1-part101-toc-id6 6 toc http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part101-subpartA http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part101-subpartA/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part101-subpartA.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part101-subpartA.xml 13 CFR A 13CFR Subpart A; Overview Chapter I SMALL BUSINESS ADMINISTRATION Part 101 ADMINISTRATION NODE CFR-2003-title13-vol1-part101-subpartA 7 Subpart A subpart A false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-100 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-100/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-100.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-100.xml 13 CFR 101.100 13CFR101.100 Section 101.100; What is the purpose of SBA? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-100 8 Section 101.100 section 101.100 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-101 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-101/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-101.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-101.xml 13 CFR 101.101 13CFR101.101 Section 101.101; Who manages SBA? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-101 9 Section 101.101 section 101.101 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-102 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-102/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-102.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-102.xml 13 CFR 101.102 13CFR101.102 Section 101.102; Where is SBA's Headquarters located? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-102 10 Section 101.102 section 101.102 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-103 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-103/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-103.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-103.xml 13 CFR 101.103 13CFR101.103 Section 101.103; Where are SBA's field offices located? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-103 11 Section 101.103 section 101.103 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-104 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-104/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-104.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-104.xml 13 CFR 101.104 13CFR101.104 Section 101.104; What are the functions of SBA's field offices? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-104 12 Section 101.104 section 101.104 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-105 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-105/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-105.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-105.xml 13 CFR 101.105 13CFR101.105 Section 101.105; Who may use SBA's official seal and for what purposes? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-105 13 Section 101.105 section 101.105 true

Title 28 Section 1733 28 U.S.C. 1733 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-106 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-106/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-106.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-106.xml 13 CFR 101.106 13CFR101.106 Section 101.106; Does Federal law apply to SBA programs and activities? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-106 14 Section 101.106 section 101.106 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-107 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-107/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-107.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-107.xml 13 CFR 101.107 13CFR101.107 Section 101.107; What SBA forms are approved for public use? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-107 15 Section 101.107 section 101.107 false

Title 44 Section 3501et seq. Title 44 Section 3512 44 U.S.C. 3501et seq. 44 U.S.C. 3512 Title 5 Part 1320.6 5 CFR Part 1320.6 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-108 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-108/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-108.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-108.xml 13 CFR 101.108 13CFR101.108 Section 101.108; Has SBA waived any of the public participation exemptions of the Administrative Procedure Act? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-108 16 Section 101.108 section 101.108 false

Title 5 Section 553 5 U.S.C. 553 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-109 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-109/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-109.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-109.xml 13 CFR 101.109 13CFR101.109 Section 101.109; Do SBA regulations include the section headings? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-109 17 Section 101.109 section 101.109 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part101-subpartB http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part101-subpartB/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part101-subpartB.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part101-subpartB.xml 13 CFR B 13CFR Subpart B; Employment of Private Counsel Chapter I SMALL BUSINESS ADMINISTRATION Part 101 ADMINISTRATION NODE CFR-2003-title13-vol1-part101-subpartB 18 Subpart B subpart B false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-200 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-200/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-200.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-200.xml 13 CFR 101.200 13CFR101.200 Section 101.200; When does SBA hire private counsel? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Employment of Private Counsel Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-200 19 Section 101.200 section 101.200 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-201 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-201/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-201.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-201.xml 13 CFR 101.201 13CFR101.201 Section 101.201; What are the minimum terms of private counsel's employment? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Employment of Private Counsel Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-201 20 Section 101.201 section 101.201 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part101-subpartC http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part101-subpartC/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part101-subpartC.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part101-subpartC.xml 13 CFR C 13CFR Subpart C; Inspector General Chapter I SMALL BUSINESS ADMINISTRATION Part 101 ADMINISTRATION NODE CFR-2003-title13-vol1-part101-subpartC 21 Subpart C subpart C false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-300 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-300/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-300.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-300.xml 13 CFR 101.300 13CFR101.300 Section 101.300; What is the Inspector General's authority to conduct audits, investigations, and inspections? Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Inspector General Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-300 22 Section 101.300 section 101.300 false Title 5 Appendix 3 5 U.S.C. App. 3 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-301 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-301/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-301.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-301.xml 13 CFR 101.301 13CFR101.301 Section 101.301; Who should receive information or allegations of waste, fraud, and abuse? Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Inspector General Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-301 23 Section 101.301 section 101.301 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-302 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-302/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-302.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-302.xml 13 CFR 101.302 13CFR101.302 Section 101.302; What is the scope of the Inspector General's authority? Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Inspector General Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-302 24 Section 101.302 section 101.302 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-303 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-303/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-303.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-303.xml 13 CFR 101.303 13CFR101.303 Section 101.303; How are Inspector General subpoenas served? Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Inspector General Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-303 25 Section 101.303 section 101.303 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part101-subpartD http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part101-subpartD/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part101-subpartD.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part101-subpartD.xml 13 CFR D 13CFR Subpart D; Intergovernmental Partnership Chapter I SMALL BUSINESS ADMINISTRATION Part 101 ADMINISTRATION NODE CFR-2003-title13-vol1-part101-subpartD 26 Subpart D subpart D false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-400 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-400/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-400.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-400.xml 13 CFR 101.400 13CFR101.400 Section 101.400; What is the purpose of this subpart? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-400 27 Section 101.400 section 101.400 false

Title 31 Section 6506et seq. 31 U.S.C. 6506et seq. http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-401 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-401/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-401.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-401.xml 13 CFR 101.401 13CFR101.401 Section 101.401; What programs and activities of SBA are subject to this subpart? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-401 28 Section 101.401 section 101.401 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-402 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-402/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-402.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-402.xml 13 CFR 101.402 13CFR101.402 Section 101.402; What procedures apply to the selection of SBA programs and activities? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-402 29 Section 101.402 section 101.402 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-403 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-403/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-403.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-403.xml 13 CFR 101.403 13CFR101.403 Section 101.403; What are the notice and comment procedures? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-403 30 Section 101.403 section 101.403 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-404 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-404/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-404.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-404.xml 13 CFR 101.404 13CFR101.404 Section 101.404; How does the Administrator receive comments? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-404 31 Section 101.404 section 101.404 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-405 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-405/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-405.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-405.xml 13 CFR 101.405 13CFR101.405 Section 101.405; How does the Administrator respond to comments? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-405 32 Section 101.405 section 101.405 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-406 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-406/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-406.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-406.xml 13 CFR 101.406 13CFR101.406 Section 101.406; What are the Administrator's responsibilities in interstate situations? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-406 33 Section 101.406 section 101.406 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-407 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec101-407/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec101-407.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec101-407.xml 13 CFR 101.407 13CFR101.407 Section 101.407; May the Administrator waive these regulations? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2003-title13-vol1-sec101-407 34 Section 101.407 section 101.407 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part102 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part102/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part102.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part102.xml 13 CFR 102 13CFR102 Part 102; RECORD DISCLOSURE AND PRIVACY Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2003-title13-vol1-part102 35 Part 102 part 102 5 U.S.C. 552 and 552a; 31 U.S.C. 1 et seq. and 67 et seq.; 44 U.S.C. 3501 et seq.; E.O. 12600, 3 CFR, 1987 Comp., p. 235. 61 FR 2673, Jan. 29, 1996, unless otherwise noted. false

Title 5 Section 552a Title 5 Section 552a Title 5 Section 552 Title 5 Section 552 5 U.S.C. 552a 5 U.S.C. 552a 5 U.S.C. 552 5 U.S.C. 552 Title 31 Section 1et seq. Title 31 Section 1et seq. Title 31 Section 67et seq. Title 31 Section 67et seq. 31 U.S.C. 1et seq. 31 U.S.C. 1et seq. 31 U.S.C. 67et seq. 31 U.S.C. 67et seq. Title 44 Section 3501et seq. Title 44 Section 3501et seq. 44 U.S.C. 3501et seq. 44 U.S.C. 3501et seq. Volume 61 Page 2673 61 FR. 2673 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part102-toc-id36 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part102-toc-id36/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part102-toc-id36.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part102-toc-id36.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 102 RECORD DISCLOSURE AND PRIVACY TOC CFR-2003-title13-vol1-part102-toc-id36 36 toc http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part102-subpartA http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part102-subpartA/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part102-subpartA.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part102-subpartA.xml 13 CFR A 13CFR Subpart A; Disclosure of Information Chapter I SMALL BUSINESS ADMINISTRATION Part 102 RECORD DISCLOSURE AND PRIVACY NODE CFR-2003-title13-vol1-part102-subpartA 37 Subpart A subpart A false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-1 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-1/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-1.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-1.xml 13 CFR 102.1 13CFR102.1 Section 102.1; What does this subpart do? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-1 38 Section 102.1 section 102.1 false

Title 5 Section 552 5 U.S.C. 552 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-2 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-2/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-2.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-2.xml 13 CFR 102.2 13CFR102.2 Section 102.2; How can I get records from SBA? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-2 39 Section 102.2 section 102.2 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-3 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-3/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-3.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-3.xml 13 CFR 102.3 13CFR102.3 Section 102.3; How long will it take for SBA to respond to my request for records? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-3 40 Section 102.3 section 102.3 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-4 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-4/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-4.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-4.xml 13 CFR 102.4 13CFR102.4 Section 102.4; How will SBA respond to my request? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-4 41 Section 102.4 section 102.4 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-5 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-5/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-5.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-5.xml 13 CFR 102.5 13CFR102.5 Section 102.5; If SBA grants my request, which records will be supplied? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-5 42 Section 102.5 section 102.5 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-6 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-6/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-6.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-6.xml 13 CFR 102.6 13CFR102.6 Section 102.6; How will SBA respond to requests for business information? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-6 43 Section 102.6 section 102.6 false

Title 5 Section 552(b)(4) 5 U.S.C. 552(b)(4) http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-7 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-7/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-7.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-7.xml 13 CFR 102.7 13CFR102.7 Section 102.7; What are the procedures for submitters of business information to SBA after March 1, 1996? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-7 44 Section 102.7 section 102.7 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-8 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-8/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-8.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-8.xml 13 CFR 102.8 13CFR102.8 Section 102.8; What fees will SBA charge? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-8 45 Section 102.8 section 102.8 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-9 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-9/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-9.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-9.xml 13 CFR 102.9 13CFR102.9 Section 102.9; How may I appeal a denial of my request for information or a fee determination? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-9 46 Section 102.9 section 102.9 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-10 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-10/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-10.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-10.xml 13 CFR 102.10 13CFR102.10 Section 102.10; How can I get the Public Index of SBA materials? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-10 47 Section 102.10 section 102.10 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-11 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-11/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-11.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-11.xml 13 CFR 102.11 13CFR102.11 Section 102.11; What happens if I ask SBA for a record that another Federal agency generated? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-11 48 Section 102.11 section 102.11 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-12 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-12/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-12.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-12.xml 13 CFR 102.12 13CFR102.12 Section 102.12; What happens if I subpoena records or testimony of employees in connection with a civil lawsuit, criminal proceeding or administrative proceeding to which SBA is not a party? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-12 49 Section 102.12 section 102.12 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part102-subpartB http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part102-subpartB/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part102-subpartB.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part102-subpartB.xml 13 CFR B 13CFR Subpart B; The Privacy Act Chapter I SMALL BUSINESS ADMINISTRATION Part 102 RECORD DISCLOSURE AND PRIVACY NODE CFR-2003-title13-vol1-part102-subpartB 50 Subpart B subpart B false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-20 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-20/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-20.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-20.xml 13 CFR 102.20 13CFR102.20 Section 102.20; What privacy rights does this subpart regulate? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-20 51 Section 102.20 section 102.20 false

Title 5 Section 552a 5 U.S.C. 552a http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-21 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-21/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-21.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-21.xml 13 CFR 102.21 13CFR102.21 Section 102.21; How will SBA maintain records? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-21 52 Section 102.21 section 102.21 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-22 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-22/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-22.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-22.xml 13 CFR 102.22 13CFR102.22 Section 102.22; When will SBA disclose records? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-22 53 Section 102.22 section 102.22 false

Title 5 Section 552 5 U.S.C. 552 Title 31 Section 3711(f) 31 U.S.C. 3711(f) http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-23 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-23/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-23.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-23.xml 13 CFR 102.23 13CFR102.23 Section 102.23; Are there special rules about personnel and equal employment opportunity files? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-23 54 Section 102.23 section 102.23 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-24 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-24/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-24.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-24.xml 13 CFR 102.24 13CFR102.24 Section 102.24; What is a record? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-24 55 Section 102.24 section 102.24 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-25 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-25/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-25.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-25.xml 13 CFR 102.25 13CFR102.25 Section 102.25; What is a system of records? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-25 56 Section 102.25 section 102.25 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-26 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-26/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-26.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-26.xml 13 CFR 102.26 13CFR102.26 Section 102.26; What does this subpart mean by “person to whom a record pertains” or “you”? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-26 57 Section 102.26 section 102.26 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-27 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-27/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-27.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-27.xml 13 CFR 102.27 13CFR102.27 Section 102.27; What records are partially exempt from the provisions of the Privacy Act? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-27 58 Section 102.27 section 102.27 false

Title 5 Section 552a(j)(2) 5 U.S.C. 552a(j)(2) http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-28 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-28/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-28.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-28.xml 13 CFR 102.28 13CFR102.28 Section 102.28; What about information compiled for a civil action? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-28 59 Section 102.28 section 102.28 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-29 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-29/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-29.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-29.xml 13 CFR 102.29 13CFR102.29 Section 102.29; Who administers SBA's responsibilities under the Privacy Act? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-29 60 Section 102.29 section 102.29 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-30 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-30/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-30.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-30.xml 13 CFR 102.30 13CFR102.30 Section 102.30; How can I write to the Privacy Act Officer? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-30 61 Section 102.30 section 102.30 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-31 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-31/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-31.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-31.xml 13 CFR 102.31 13CFR102.31 Section 102.31; Who appoints Systems Managers? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-31 62 Section 102.31 section 102.31 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-32 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-32/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-32.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-32.xml 13 CFR 102.32 13CFR102.32 Section 102.32; What do Systems Managers do? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-32 63 Section 102.32 section 102.32 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-33 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-33/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-33.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-33.xml 13 CFR 102.33 13CFR102.33 Section 102.33; How can I write to a Systems Manager? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-33 64 Section 102.33 section 102.33 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-34 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-34/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-34.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-34.xml 13 CFR 102.34 13CFR102.34 Section 102.34; How can I see records kept on me? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-34 65 Section 102.34 section 102.34 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-35 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-35/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-35.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-35.xml 13 CFR 102.35 13CFR102.35 Section 102.35; How long will it take SBA to respond to my request? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-35 66 Section 102.35 section 102.35 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-36 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-36/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-36.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-36.xml 13 CFR 102.36 13CFR102.36 Section 102.36; How will SBA respond to my request? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-36 67 Section 102.36 section 102.36 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-37 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-37/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-37.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-37.xml 13 CFR 102.37 13CFR102.37 Section 102.37; How may I appeal a decision to deny me access to my records? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-37 68 Section 102.37 section 102.37 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-38 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-38/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-38.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-38.xml 13 CFR 102.38 13CFR102.38 Section 102.38; To whom should my appeal be addressed? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-38 69 Section 102.38 section 102.38 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-39 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-39/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-39.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-39.xml 13 CFR 102.39 13CFR102.39 Section 102.39; By when must I appeal to the Privacy Act Officer? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-39 70 Section 102.39 section 102.39 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-40 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-40/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-40.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-40.xml 13 CFR 102.40 13CFR102.40 Section 102.40; When will SBA respond to my appeal? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-40 71 Section 102.40 section 102.40 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-41 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-41/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-41.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-41.xml 13 CFR 102.41 13CFR102.41 Section 102.41; How will SBA respond to my appeal? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-41 72 Section 102.41 section 102.41 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-42 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-42/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-42.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-42.xml 13 CFR 102.42 13CFR102.42 Section 102.42; How can I get SBA to amend a record kept on me? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-42 73 Section 102.42 section 102.42 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-43 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-43/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-43.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-43.xml 13 CFR 102.43 13CFR102.43 Section 102.43; What should my petition say? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-43 74 Section 102.43 section 102.43 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-44 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-44/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-44.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-44.xml 13 CFR 102.44 13CFR102.44 Section 102.44; For what reasons will SBA amend my record? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-44 75 Section 102.44 section 102.44 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-45 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-45/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-45.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-45.xml 13 CFR 102.45 13CFR102.45 Section 102.45; Will SBA ask me for more information after I make my request? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-45 76 Section 102.45 section 102.45 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-46 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-46/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-46.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-46.xml 13 CFR 102.46 13CFR102.46 Section 102.46; When will SBA respond to my request? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-46 77 Section 102.46 section 102.46 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-47 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-47/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-47.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-47.xml 13 CFR 102.47 13CFR102.47 Section 102.47; How will SBA respond to my request? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-47 78 Section 102.47 section 102.47 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-48 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-48/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-48.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-48.xml 13 CFR 102.48 13CFR102.48 Section 102.48; How do I appeal a refusal to amend a record kept on me? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-48 79 Section 102.48 section 102.48 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-49 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-49/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-49.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-49.xml 13 CFR 102.49 13CFR102.49 Section 102.49; To whom should I address my appeal? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-49 80 Section 102.49 section 102.49 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-50 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-50/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-50.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-50.xml 13 CFR 102.50 13CFR102.50 Section 102.50; By when must I submit my appeal? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-50 81 Section 102.50 section 102.50 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-51 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-51/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-51.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-51.xml 13 CFR 102.51 13CFR102.51 Section 102.51; By what standards will the Privacy Act Officer review my appeal? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-51 82 Section 102.51 section 102.51 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-52 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-52/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-52.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-52.xml 13 CFR 102.52 13CFR102.52 Section 102.52; When will SBA respond to my appeal? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-52 83 Section 102.52 section 102.52 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-53 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-53/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-53.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-53.xml 13 CFR 102.53 13CFR102.53 Section 102.53; How will SBA respond to my appeal? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-53 84 Section 102.53 section 102.53 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-54 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-54/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-54.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-54.xml 13 CFR 102.54 13CFR102.54 Section 102.54; How can I obtain judicial review of an SBA Privacy Act decision? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-54 85 Section 102.54 section 102.54 false

Title 5 Section 552a 5 U.S.C. 552a http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-55 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-55/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-55.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-55.xml 13 CFR 102.55 13CFR102.55 Section 102.55; What must SBA tell the individuals from whom it collects information? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-55 86 Section 102.55 section 102.55 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-56 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-56/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-56.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-56.xml 13 CFR 102.56 13CFR102.56 Section 102.56; Will SBA release my name or address? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-56 87 Section 102.56 section 102.56 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-57 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-57/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-57.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-57.xml 13 CFR 102.57 13CFR102.57 Section 102.57; Do I have to give SBA my SSN? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-57 88 Section 102.57 section 102.57 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-58 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-58/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-58.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-58.xml 13 CFR 102.58 13CFR102.58 Section 102.58; When will SBA show personnel records to a representative? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-58 89 Section 102.58 section 102.58 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-59 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-59/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-59.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-59.xml 13 CFR 102.59 13CFR102.59 Section 102.59; What fees will SBA charge me for my records? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-59 90 Section 102.59 section 102.59 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-60 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-60/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-60.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-60.xml 13 CFR 102.60 13CFR102.60 Section 102.60; May I be informed of disclosures made of my records? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-60 91 Section 102.60 section 102.60 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-61 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec102-61/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec102-61.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec102-61.xml 13 CFR 102.61 13CFR102.61 Section 102.61; Are there Matching Program procedures? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B The Privacy Act Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2003-title13-vol1-sec102-61 92 Section 102.61 section 102.61 false

Title 5 Section 552a Title 5 Section 552anote 5 U.S.C. 552a 5 U.S.C. 552anote http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part103 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part103/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part103.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part103.xml 13 CFR 103 13CFR103 Part 103; STANDARDS FOR CONDUCTING BUSINESS WITH SBA Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2003-title13-vol1-part103 93 Part 103 part 103 Secs. 5, 13, 72 Stat. 385, 394 (15 U.S.C. 634, 642). 61 FR 2681, Jan. 29, 1996, unless otherwise noted. false

Title 15 Section 634 Title 15 Section 634 Title 15 Section 642 Title 15 Section 642 15 U.S.C. 634 15 U.S.C. 634 15 U.S.C. 642 15 U.S.C. 642 Volume 72 Page 385 72 Stat. 385 Volume 61 Page 2681 61 FR. 2681 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part103-toc-id94 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part103-toc-id94/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part103-toc-id94.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part103-toc-id94.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA TOC CFR-2003-title13-vol1-part103-toc-id94 94 toc http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec103-1 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec103-1/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec103-1.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec103-1.xml 13 CFR 103.1 13CFR103.1 Section 103.1; Key definitions. Chapter I SMALL BUSINESS ADMINISTRATION Part 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA CONTENT CFR-2003-title13-vol1-sec103-1 95 Section 103.1 section 103.1 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec103-2 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec103-2/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec103-2.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec103-2.xml 13 CFR 103.2 13CFR103.2 Section 103.2; Who may conduct business with SBA? Chapter I SMALL BUSINESS ADMINISTRATION Part 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA CONTENT CFR-2003-title13-vol1-sec103-2 96 Section 103.2 section 103.2 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec103-3 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec103-3/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec103-3.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec103-3.xml 13 CFR 103.3 13CFR103.3 Section 103.3; May SBA suspend or revoke an Agent's privilege? Chapter I SMALL BUSINESS ADMINISTRATION Part 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA CONTENT CFR-2003-title13-vol1-sec103-3 97 Section 103.3 section 103.3 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec103-4 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec103-4/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec103-4.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec103-4.xml 13 CFR 103.4 13CFR103.4 Section 103.4; What is “good cause” for suspension or revocation? Chapter I SMALL BUSINESS ADMINISTRATION Part 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA CONTENT CFR-2003-title13-vol1-sec103-4 98 Section 103.4 section 103.4 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec103-5 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec103-5/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec103-5.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec103-5.xml 13 CFR 103.5 13CFR103.5 Section 103.5; How does SBA regulate an Agent's fees and provision of service? Chapter I SMALL BUSINESS ADMINISTRATION Part 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA CONTENT CFR-2003-title13-vol1-sec103-5 99 Section 103.5 section 103.5 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part105 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part105/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part105.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part105.xml 13 CFR 105 13CFR105 Part 105; STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2003-title13-vol1-part105 100 Part 105 part 105 5 U.S.C. 7301; 15 U.S.C. 634, 637(a)(18) and (a)(19), 642, and 645(a). 61 FR 2399, Jan. 26, 1996, unless otherwise noted. false

Title 5 Section 7301 Title 5 Section 7301 5 U.S.C. 7301 5 U.S.C. 7301 Title 15 Section 634 Title 15 Section 634 Title 15 Section 637(a)(18) Title 15 Section 637(a)(18) 15 U.S.C. 634 15 U.S.C. 634 15 U.S.C. 637(a)(18) 15 U.S.C. 637(a)(18) Volume 61 Page 2399 61 FR. 2399 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part105-toc-id101 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part105-toc-id101/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part105-toc-id101.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part105-toc-id101.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES TOC CFR-2003-title13-vol1-part105-toc-id101 101 toc http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part105-subjectgroup-id102 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part105-subjectgroup-id102/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part105-subjectgroup-id102.pdf 13 CFR 13CFR Standards of Conduct Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES NODE CFR-2003-title13-vol1-part105-subjectgroup-id102 102 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-101 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-101/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-101.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-101.xml 13 CFR 105.101 13CFR105.101 Section 105.101; Cross-reference to employee ethical conduct standards and financial disclosure regulations. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-101 103 Section 105.101 section 105.101 Restrictions and Responsibilities Related to SBA Employees and Former Employees false Title 5 Part 2635 5 CFR Part 2635 Title 5 Part XLIV 5 CFR Part XLIV Title 5 Part 2634 5 CFR Part 2634 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part105-subjectgroup-id104 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part105-subjectgroup-id104/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part105-subjectgroup-id104.pdf 13 CFR 13CFR Restrictions and Responsibilities Related to Sba Employees and Former Employees Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES NODE CFR-2003-title13-vol1-part105-subjectgroup-id104 104 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-201 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-201/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-201.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-201.xml 13 CFR 105.201 13CFR105.201 Section 105.201; Definitions. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-201 105 Section 105.201 section 105.201 Restrictions and Responsibilities Related to Sba Employees and Former Employees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-202 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-202/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-202.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-202.xml 13 CFR 105.202 13CFR105.202 Section 105.202; Employment of former employee by person previously the recipient of SBA Assistance. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-202 106 Section 105.202 section 105.202 Restrictions and Responsibilities Related to Sba Employees and Former Employees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-203 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-203/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-203.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-203.xml 13 CFR 105.203 13CFR105.203 Section 105.203; SBA Assistance to person employing former SBA employee. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-203 107 Section 105.203 section 105.203 Restrictions and Responsibilities Related to Sba Employees and Former Employees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-204 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-204/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-204.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-204.xml 13 CFR 105.204 13CFR105.204 Section 105.204; Assistance to SBA employees or members of their household. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-204 108 Section 105.204 section 105.204 Restrictions and Responsibilities Related to Sba Employees and Former Employees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-205 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-205/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-205.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-205.xml 13 CFR 105.205 13CFR105.205 Section 105.205; Duty to report irregularities. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-205 109 Section 105.205 section 105.205 Restrictions and Responsibilities Related to Sba Employees and Former Employees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-206 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-206/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-206.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-206.xml 13 CFR 105.206 13CFR105.206 Section 105.206; Applicable rules and directions. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-206 110 Section 105.206 section 105.206 Restrictions and Responsibilities Related to Sba Employees and Former Employees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-207 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-207/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-207.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-207.xml 13 CFR 105.207 13CFR105.207 Section 105.207; Politically motivated activities with respect to the Minority Small Business Program. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-207 111 Section 105.207 section 105.207 Restrictions and Responsibilities Related to Sba Employees and Former Employees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-208 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-208/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-208.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-208.xml 13 CFR 105.208 13CFR105.208 Section 105.208; Penalties. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-208 112 Section 105.208 section 105.208 Restrictions on SBA Assistance to Other Individuals false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part105-subjectgroup-id113 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part105-subjectgroup-id113/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part105-subjectgroup-id113.pdf 13 CFR 13CFR Restrictions on Sba Assistance to Other Individuals Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES NODE CFR-2003-title13-vol1-part105-subjectgroup-id113 113 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-301 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-301/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-301.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-301.xml 13 CFR 105.301 13CFR105.301 Section 105.301; Assistance to officers or employees of other Government organizations. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-301 114 Section 105.301 section 105.301 Restrictions on Sba Assistance to Other Individuals false Title 48 Part 35 48 CFR Part 35 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-302 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-302/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-302.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-302.xml 13 CFR 105.302 13CFR105.302 Section 105.302; Assistance to employees or members of quasi-Government organizations. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-302 115 Section 105.302 section 105.302 Administrative Provisions false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part105-subjectgroup-id116 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part105-subjectgroup-id116/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part105-subjectgroup-id116.pdf 13 CFR 13CFR Administrative Provisions Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES NODE CFR-2003-title13-vol1-part105-subjectgroup-id116 116 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-401 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-401/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-401.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-401.xml 13 CFR 105.401 13CFR105.401 Section 105.401; Standards of Conduct Committee. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-401 117 Section 105.401 section 105.401 Administrative Provisions false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-402 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-402/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-402.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-402.xml 13 CFR 105.402 13CFR105.402 Section 105.402; Standards of Conduct Counselors. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-402 118 Section 105.402 section 105.402 61 FR 2399, Jan. 26, 1996, as amended at 62 FR 48477, Sept. 16, 1997 Administrative Provisions false Title 5 Part 2634 5 CFR Part 2634 Title 5 Part 5401.104 5 CFR Part 5401.104 Volume 61 Page 2399 61 FR. 2399 Volume 62 Page 48477 62 FR. 48477 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-403 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec105-403/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec105-403.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec105-403.xml 13 CFR 105.403 13CFR105.403 Section 105.403; Designated Agency Ethics Officials. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2003-title13-vol1-sec105-403 119 Section 105.403 section 105.403 62 FR 2399, Jan. 26, 1996, as amended at 62 FR 48477, Sept. 16, 1997 Administrative Provisions false Title 5 Part 2634.201 5 CFR Part 2634.201 Title 5 Part 2638.203 5 CFR Part 2638.203 Volume 62 Page 2399 62 FR. 2399 Volume 62 Page 48477 62 FR. 48477 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107.xml 13 CFR 107 13CFR107 Part 107; SMALL BUSINESS INVESTMENT COMPANIES Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2003-title13-vol1-part107 120 Part 107 part 107 15 U.S.C. 681 et seq., 683, 687(c), 687b, 687d, 687g and 687m. 61 FR 3189, Jan. 31, 1996, unless otherwise noted. false

Title 15 Section 681et seq. Title 15 Section 681et seq. Title 15 Section 683 Title 15 Section 683 Title 15 Section 687b Title 15 Section 687b Title 15 Section 687d Title 15 Section 687d Title 15 Section 687(c) Title 15 Section 687(c) Title 15 Section 687g Title 15 Section 687g Title 15 Section 687m Title 15 Section 687m 15 U.S.C. 681et seq. 15 U.S.C. 681et seq. 15 U.S.C. 683 15 U.S.C. 683 15 U.S.C. 687b 15 U.S.C. 687b 15 U.S.C. 687d 15 U.S.C. 687d 15 U.S.C. 687(c) 15 U.S.C. 687(c) 15 U.S.C. 687g 15 U.S.C. 687g 15 U.S.C. 687m 15 U.S.C. 687m Volume 61 Page 3189 61 FR. 3189 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-toc-id121 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-toc-id121/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-toc-id121.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-toc-id121.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES TOC CFR-2003-title13-vol1-part107-toc-id121 121 toc http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartA http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartA/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartA.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-subpartA.xml 13 CFR A 13CFR Subpart A; Introduction to Part 107 Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartA 122 Subpart A subpart A false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-20 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-20/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-20.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-20.xml 13 CFR 107.20 13CFR107.20 Section 107.20; Legal basis and applicability of this part 107. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 107 Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-20 123 Section 107.20 section 107.20 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-30 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-30/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-30.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-30.xml 13 CFR 107.30 13CFR107.30 Section 107.30; Amendments to Act and regulations. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 107 Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-30 124 Section 107.30 section 107.30 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-40 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-40/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-40.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-40.xml 13 CFR 107.40 13CFR107.40 Section 107.40; How to read this part 107. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 107 Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-40 125 Section 107.40 section 107.40 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartB http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartB/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartB.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-subpartB.xml 13 CFR B 13CFR Subpart B; Definition of Terms Used in Part 107 Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartB 126 Subpart B subpart B false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-50 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-50/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-50.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-50.xml 13 CFR 107.50 13CFR107.50 Section 107.50; Definition of terms. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Definition of Terms Used in Part 107 Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-50 127 Section 107.50 section 107.50 61 FR 3189, Jan. 31, 1996; 61 FR 41496, Aug. 9, 1996, as amended at 62 FR 11759, Mar. 13, 1997; 63 FR 5865, Feb. 5, 1998; 64 FR 52645, Sept. 30, 1999; 64 FR 70995, Dec. 20, 1999 false

Title 15 Section 8a-1et seq. Title 15 Section 77a-77aa Title 15 Section 77bet seq. 15 U.S.C. 8a-1et seq. 15 U.S.C. 77a-77aa 15 U.S.C. 77bet seq. Title 26 Section 401(k) 26 U.S.C. 401(k) Volume 88 Page 829 88 Stat. 829 Public Law 93-406 Title 17 Part 230.144 17 CFR Part 230.144 Title 17 Part 240-1 17 CFR Part 240-1 Title 13 Part 126.103 13 CFR Part 126.103 Title 17 Part 230.144 17 CFR Part 230.144 Volume 61 Page 3189 61 FR. 3189 Volume 61 Page 41496 61 FR. 41496 Volume 62 Page 11759 62 FR. 11759 Volume 63 Page 5865 63 FR. 5865 Volume 64 Page 52645 64 FR. 52645 Volume 64 Page 70995 64 FR. 70995 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartC http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartC/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartC.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-subpartC.xml 13 CFR C 13CFR Subpart C; Qualifying for an SBIC License Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartC 128 Subpart C subpart C Organizing an SBIC false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartC-subjectgroup-id129 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartC-subjectgroup-id129/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartC-subjectgroup-id129.pdf 13 CFR 13CFR Organizing An Sbic Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartC-subjectgroup-id129 129 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-100 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-100/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-100.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-100.xml 13 CFR 107.100 13CFR107.100 Section 107.100; Organizing a Section 301(c) Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-100 130 Section 107.100 section 107.100 Organizing An Sbic false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-115 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-115/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-115.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-115.xml 13 CFR 107.115 13CFR107.115 Section 107.115; 1940 Act and 1980 Act Companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-115 131 Section 107.115 section 107.115 Organizing An Sbic false

Title 26 Section 851 26 U.S.C. 851 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-120 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-120/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-120.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-120.xml 13 CFR 107.120 13CFR107.120 Section 107.120; Special rules for a Section 301(d) Licensee owned by another Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-120 132 Section 107.120 section 107.120 63 FR 5865, Feb. 5, 1998 Organizing An Sbic false Volume 63 Page 5865 63 FR. 5865 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-130 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-130/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-130.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-130.xml 13 CFR 107.130 13CFR107.130 Section 107.130; Requirement for qualified management. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-130 133 Section 107.130 section 107.130 Organizing An Sbic false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-140 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-140/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-140.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-140.xml 13 CFR 107.140 13CFR107.140 Section 107.140; SBA approval of initial Management Expenses. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-140 134 Section 107.140 section 107.140 Organizing An Sbic false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-150 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-150/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-150.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-150.xml 13 CFR 107.150 13CFR107.150 Section 107.150; Management-ownership diversity requirement. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-150 135 Section 107.150 section 107.150 65 FR 71055, Nov. 29, 2000 Organizing An Sbic false Volume 65 Page 71055 65 FR. 71055 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-160 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-160/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-160.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-160.xml 13 CFR 107.160 13CFR107.160 Section 107.160; Special rules for Licensees formed as limited partnerships. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-160 136 Section 107.160 section 107.160 Capitalizing an SBIC false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartC-subjectgroup-id137 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartC-subjectgroup-id137/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartC-subjectgroup-id137.pdf 13 CFR 13CFR Capitalizing An Sbic Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartC-subjectgroup-id137 137 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-200 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-200/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-200.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-200.xml 13 CFR 107.200 13CFR107.200 Section 107.200; Adequate capital for Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-200 138 Section 107.200 section 107.200 Capitalizing An Sbic false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-210 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-210/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-210.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-210.xml 13 CFR 107.210 13CFR107.210 Section 107.210; Minimum capital requirements for Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-210 139 Section 107.210 section 107.210 63 FR 5866, Feb. 5, 1998 Capitalizing An Sbic false Volume 63 Page 5866 63 FR. 5866 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-230 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-230/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-230.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-230.xml 13 CFR 107.230 13CFR107.230 Section 107.230; Permitted sources of Private Capital for Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-230 140 Section 107.230 section 107.230 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5866, Feb. 5, 1998; 64 FR 70995, Dec. 20, 1999 Capitalizing An Sbic false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5866 63 FR. 5866 Volume 64 Page 70995 64 FR. 70995 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-240 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-240/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-240.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-240.xml 13 CFR 107.240 13CFR107.240 Section 107.240; Limitations on including non-cash capital contributions in Private Capital. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-240 141 Section 107.240 section 107.240 Capitalizing An Sbic false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-250 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-250/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-250.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-250.xml 13 CFR 107.250 13CFR107.250 Section 107.250; Exclusion of stock options issued by Licensee from Management Expenses. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-250 142 Section 107.250 section 107.250 Applying for an SBIC License false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartC-subjectgroup-id143 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartC-subjectgroup-id143/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartC-subjectgroup-id143.pdf 13 CFR 13CFR Applying for An Sbic License Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartC-subjectgroup-id143 143 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-300 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-300/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-300.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-300.xml 13 CFR 107.300 13CFR107.300 Section 107.300; License application form and fee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-300 144 Section 107.300 section 107.300 Applying for An Sbic License false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartD http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartD/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartD.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-subpartD.xml 13 CFR D 13CFR Subpart D; Changes in Ownership, Control, or Structure of Licensee; Transfer of License Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartD 145 Subpart D subpart D Changes in Control or Ownership of Licensee false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id146 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id146/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id146.pdf 13 CFR 13CFR Changes in Control Or Ownership of Licensee Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id146 146 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-400 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-400/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-400.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-400.xml 13 CFR 107.400 13CFR107.400 Section 107.400; Changes in ownership of 10 percent or more of Licensee but no change of Control. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-400 147 Section 107.400 section 107.400 Changes in Control Or Ownership of Licensee false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-410 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-410/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-410.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-410.xml 13 CFR 107.410 13CFR107.410 Section 107.410; Changes in Control of Licensee (through change in ownership or otherwise). Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-410 148 Section 107.410 section 107.410 Changes in Control Or Ownership of Licensee false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-420 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-420/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-420.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-420.xml 13 CFR 107.420 13CFR107.420 Section 107.420; Prohibition on exercise of ownership or Control rights in Licensee before SBA approval. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-420 149 Section 107.420 section 107.420 Changes in Control Or Ownership of Licensee false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-430 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-430/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-430.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-430.xml 13 CFR 107.430 13CFR107.430 Section 107.430; Notification to SBA of transactions that may change ownership or Control. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-430 150 Section 107.430 section 107.430 Changes in Control Or Ownership of Licensee false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-440 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-440/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-440.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-440.xml 13 CFR 107.440 13CFR107.440 Section 107.440; Standards governing prior SBA approval for a proposed transfer of Control. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-440 151 Section 107.440 section 107.440 61 FR 3189, Jan. 31, 1996 Changes in Control Or Ownership of Licensee false Volume 61 Page 3189 61 FR. 3189 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-450 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-450/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-450.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-450.xml 13 CFR 107.450 13CFR107.450 Section 107.450; Notification to SBA of pledge of Licensee's shares. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-450 152 Section 107.450 section 107.450 Restrictions on Common Control or Ownership of Two or More Licensees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id153 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id153/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id153.pdf 13 CFR 13CFR Restrictions on Common Control Or Ownership of Two Or More Licensees Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id153 153 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-460 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-460/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-460.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-460.xml 13 CFR 107.460 13CFR107.460 Section 107.460; Restrictions on Common Control or ownership of two (or more) Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-460 154 Section 107.460 section 107.460 Change in Structure of Licensee false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id155 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id155/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id155.pdf 13 CFR 13CFR Change in Structure of Licensee Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id155 155 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-470 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-470/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-470.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-470.xml 13 CFR 107.470 13CFR107.470 Section 107.470; SBA approval of merger, consolidation, or reorganization of Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-470 156 Section 107.470 section 107.470 Transfer of License false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id157 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id157/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id157.pdf 13 CFR 13CFR Transfer of License Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartD-subjectgroup-id157 157 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-475 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-475/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-475.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-475.xml 13 CFR 107.475 13CFR107.475 Section 107.475; Transfer of license. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-475 158 Section 107.475 section 107.475 Transfer of License false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartE.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-subpartE.xml 13 CFR E 13CFR Subpart E; Managing the Operations of a Licensee Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartE 159 Subpart E subpart E General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id160 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id160/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id160.pdf 13 CFR 13CFR General Requirements Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id160 160 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-500 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-500/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-500.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-500.xml 13 CFR 107.500 13CFR107.500 Section 107.500; Lawful operations under the Act. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-500 161 Section 107.500 section 107.500 General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-501 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-501/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-501.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-501.xml 13 CFR 107.501 13CFR107.501 Section 107.501; Identification as a Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-501 162 Section 107.501 section 107.501 General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-502 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-502/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-502.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-502.xml 13 CFR 107.502 13CFR107.502 Section 107.502; Representations to the public. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-502 163 Section 107.502 section 107.502 General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-503/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-503.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-503.xml 13 CFR 107.503 13CFR107.503 Section 107.503; Licensee's adoption of an approved valuation policy. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-503 164 Section 107.503 section 107.503 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5866, Feb. 5, 1998 General Requirements false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5866 63 FR. 5866 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-504 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-504/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-504.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-504.xml 13 CFR 107.504 13CFR107.504 Section 107.504; Equipment and office requirements. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-504 165 Section 107.504 section 107.504 64 FR 70995, Dec. 20, 1999 General Requirements false Volume 64 Page 70995 64 FR. 70995 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-505 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-505/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-505.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-505.xml 13 CFR 107.505 13CFR107.505 Section 107.505; Facsimile requirement. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-505 166 Section 107.505 section 107.505 General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-506 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-506/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-506.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-506.xml 13 CFR 107.506 13CFR107.506 Section 107.506; Safeguarding Licensee's assets/Internal controls. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-506 167 Section 107.506 section 107.506 General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-507 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-507/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-507.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-507.xml 13 CFR 107.507 13CFR107.507 Section 107.507; Violations based on false filings and nonperformance of agreements with SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-507 168 Section 107.507 section 107.507 General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-509 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-509/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-509.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-509.xml 13 CFR 107.509 13CFR107.509 Section 107.509; Employment of SBA officials. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-509 169 Section 107.509 section 107.509 Management and Compensation false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id170 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id170/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id170.pdf 13 CFR 13CFR Management and Compensation Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id170 170 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-510 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-510/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-510.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-510.xml 13 CFR 107.510 13CFR107.510 Section 107.510; SBA approval of Licensee's Investment Adviser/Manager. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-510 171 Section 107.510 section 107.510 Management and Compensation false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-520 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-520/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-520.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-520.xml 13 CFR 107.520 13CFR107.520 Section 107.520; Management Expenses of a Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-520 172 Section 107.520 section 107.520 Cash Management by a Licensee false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id173 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id173/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id173.pdf 13 CFR 13CFR Cash Management by A Licensee Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id173 173 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-530 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-530/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-530.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-530.xml 13 CFR 107.530 13CFR107.530 Section 107.530; Restrictions on investments of idle funds by leveraged Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-530 174 Section 107.530 section 107.530 Borrowing by Licensees From Non-SBA Sources false Title 12 Part 325.103 12 CFR Part 325.103 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id175 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id175/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id175.pdf 13 CFR 13CFR Borrowing by Licensees from Non-Sba Sources Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id175 175 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-550 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-550/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-550.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-550.xml 13 CFR 107.550 13CFR107.550 Section 107.550; Prior approval of secured third-party debt of leveraged Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-550 176 Section 107.550 section 107.550 Borrowing by Licensees from Non-Sba Sources false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-560 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-560/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-560.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-560.xml 13 CFR 107.560 13CFR107.560 Section 107.560; Subordination of SBA's creditor position. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-560 177 Section 107.560 section 107.560 Borrowing by Licensees from Non-Sba Sources false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-570 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-570/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-570.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-570.xml 13 CFR 107.570 13CFR107.570 Section 107.570; Restrictions on third-party debt of issuers of Participating Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-570 178 Section 107.570 section 107.570 Voluntary Decrease in Licensee's Regulatory Capital false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id179 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id179/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id179.pdf 13 CFR 13CFR Voluntary Decrease in Licensee's Regulatory Capital Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id179 179 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-585 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-585/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-585.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-585.xml 13 CFR 107.585 13CFR107.585 Section 107.585; Voluntary decrease in Licensee's Regulatory Capital. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-585 180 Section 107.585 section 107.585 Requirement To Conduct Active Investment Operations false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id181 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id181/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id181.pdf 13 CFR 13CFR Requirement to Conduct Active Investment Operations Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartE-subjectgroup-id181 181 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-590 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-590/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-590.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-590.xml 13 CFR 107.590 13CFR107.590 Section 107.590; Licensee's requirement to maintain active operations. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-590 182 Section 107.590 section 107.590 Requirement to Conduct Active Investment Operations false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartF http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartF/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartF.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-subpartF.xml 13 CFR F 13CFR Subpart F; Recordkeeping, Reporting, and Examination Requirements for Licensees Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartF 183 Subpart F subpart F Recordkeeping Requirements for Licensees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartF-subjectgroup-id184 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartF-subjectgroup-id184/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartF-subjectgroup-id184.pdf 13 CFR 13CFR Recordkeeping Requirements for Licensees Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartF-subjectgroup-id184 184 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-600 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-600/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-600.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-600.xml 13 CFR 107.600 13CFR107.600 Section 107.600; General requirement for Licensee to maintain and preserve records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-600 185 Section 107.600 section 107.600 Recordkeeping Requirements for Licensees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-610 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-610/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-610.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-610.xml 13 CFR 107.610 13CFR107.610 Section 107.610; Required certifications for Loans and Investments. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-610 186 Section 107.610 section 107.610 61 FR 3189, Jan. 31, 1996, as amended at 64 FR 52646, Sept. 30, 1999 Recordkeeping Requirements for Licensees false Volume 61 Page 3189 61 FR. 3189 Volume 64 Page 52646 64 FR. 52646 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-620 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-620/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-620.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-620.xml 13 CFR 107.620 13CFR107.620 Section 107.620; Requirements to obtain information from Portfolio Concerns. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-620 187 Section 107.620 section 107.620 Reporting Requirements for Licensees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartF-subjectgroup-id188 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartF-subjectgroup-id188/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartF-subjectgroup-id188.pdf 13 CFR 13CFR Reporting Requirements for Licensees Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartF-subjectgroup-id188 188 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-630 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-630/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-630.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-630.xml 13 CFR 107.630 13CFR107.630 Section 107.630; Requirement for Licensees to file financial statements with SBA (Form 468). Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-630 189 Section 107.630 section 107.630 Reporting Requirements for Licensees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-640 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-640/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-640.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-640.xml 13 CFR 107.640 13CFR107.640 Section 107.640; Requirement to file Portfolio Financing Reports (SBA Form 1031). Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-640 190 Section 107.640 section 107.640 Reporting Requirements for Licensees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-650 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-650/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-650.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-650.xml 13 CFR 107.650 13CFR107.650 Section 107.650; Requirement to report portfolio valuations to SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-650 191 Section 107.650 section 107.650 Reporting Requirements for Licensees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-660 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-660/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-660.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-660.xml 13 CFR 107.660 13CFR107.660 Section 107.660; Other items required to be filed by Licensee with SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-660 192 Section 107.660 section 107.660 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5866, Feb. 5, 1998 Reporting Requirements for Licensees false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5866 63 FR. 5866 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-670 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-670/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-670.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-670.xml 13 CFR 107.670 13CFR107.670 Section 107.670; Application for exemption from civil penalty for late filing of reports. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-670 193 Section 107.670 section 107.670 Reporting Requirements for Licensees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-680 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-680/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-680.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-680.xml 13 CFR 107.680 13CFR107.680 Section 107.680; Reporting changes in Licensee not subject to prior SBA approval. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-680 194 Section 107.680 section 107.680 Examinations of Licensees by SBA for Regulatory Compliance false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartF-subjectgroup-id195 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartF-subjectgroup-id195/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartF-subjectgroup-id195.pdf 13 CFR 13CFR Examinations of Licensees by Sba for Regulatory Compliance Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartF-subjectgroup-id195 195 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-690 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-690/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-690.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-690.xml 13 CFR 107.690 13CFR107.690 Section 107.690; Examinations. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-690 196 Section 107.690 section 107.690 Examinations of Licensees by Sba for Regulatory Compliance false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-691 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-691/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-691.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-691.xml 13 CFR 107.691 13CFR107.691 Section 107.691; Responsibilities of Licensee during examination. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-691 197 Section 107.691 section 107.691 Examinations of Licensees by Sba for Regulatory Compliance false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-692 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-692/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-692.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-692.xml 13 CFR 107.692 13CFR107.692 Section 107.692; Examination fees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-692 198 Section 107.692 section 107.692 62 FR 23338, Apr. 30, 1997 Examinations of Licensees by Sba for Regulatory Compliance false Volume 62 Page 23338 62 FR. 23338 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartG http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartG/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartG.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-subpartG.xml 13 CFR G 13CFR Subpart G; Financing of Small Businesses by Licensees Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartG 199 Subpart G subpart G Determining the Eligibility of a Small Business for SBIC Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id200 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id200/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id200.pdf 13 CFR 13CFR Determining the Eligibility of A Small Business for Sbic Financing Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id200 200 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-700 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-700/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-700.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-700.xml 13 CFR 107.700 13CFR107.700 Section 107.700; Compliance with size standards in part 121 of this chapter as a condition of Assistance. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-700 201 Section 107.700 section 107.700 Determining the Eligibility of A Small Business for Sbic Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-710 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-710/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-710.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-710.xml 13 CFR 107.710 13CFR107.710 Section 107.710; Requirement to finance smaller enterprises. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-710 202 Section 107.710 section 107.710 62 FR 11760, Mar. 13, 1997, as amended at 63 FR 5866, Feb. 5, 1998; 64 FR 70995, Dec. 20, 1999; 66 FR 30647, June 7, 2001 Determining the Eligibility of A Small Business for Sbic Financing false Volume 62 Page 11760 62 FR. 11760 Volume 63 Page 5866 63 FR. 5866 Volume 64 Page 70995 64 FR. 70995 Volume 66 Page 30647 66 FR. 30647 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-720 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-720/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-720.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-720.xml 13 CFR 107.720 13CFR107.720 Section 107.720; Small Businesses that may be ineligible for financing. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-720 203 Section 107.720 section 107.720 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5867, Feb. 5, 1998; 64 FR 70995, Dec. 20, 1999 Determining the Eligibility of A Small Business for Sbic Financing false

Title 26 Section 511 26 U.S.C. 511 Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5867 63 FR. 5867 Volume 64 Page 70995 64 FR. 70995 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-730 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-730/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-730.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-730.xml 13 CFR 107.730 13CFR107.730 Section 107.730; Financings which constitute conflicts of interest. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-730 204 Section 107.730 section 107.730 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5867, Feb. 5, 1998; 64 FR 70996, Dec. 20, 1999 Determining the Eligibility of A Small Business for Sbic Financing false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5867 63 FR. 5867 Volume 64 Page 70996 64 FR. 70996 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-740 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-740/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-740.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-740.xml 13 CFR 107.740 13CFR107.740 Section 107.740; Portfolio diversification (“overline” limitation). Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-740 205 Section 107.740 section 107.740 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5867, Feb. 5, 1998; 64 FR 70996, Dec. 20, 1999 Determining the Eligibility of A Small Business for Sbic Financing false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5867 63 FR. 5867 Volume 64 Page 70996 64 FR. 70996 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-750 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-750/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-750.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-750.xml 13 CFR 107.750 13CFR107.750 Section 107.750; Conditions for financing a change of ownership of a Small Business. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-750 206 Section 107.750 section 107.750 Determining the Eligibility of A Small Business for Sbic Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-760 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-760/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-760.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-760.xml 13 CFR 107.760 13CFR107.760 Section 107.760; How a change in size or activity of a Portfolio Concern affects the Licensee and the Portfolio Concern. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-760 207 Section 107.760 section 107.760 Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id208 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id208/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id208.pdf 13 CFR 13CFR Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id208 208 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-800 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-800/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-800.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-800.xml 13 CFR 107.800 13CFR107.800 Section 107.800; Financings in the form of Equity Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-800 209 Section 107.800 section 107.800 Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-810 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-810/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-810.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-810.xml 13 CFR 107.810 13CFR107.810 Section 107.810; Financings in the form of Loans. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-810 210 Section 107.810 section 107.810 Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-815 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-815/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-815.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-815.xml 13 CFR 107.815 13CFR107.815 Section 107.815; Financings in the form of Debt Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-815 211 Section 107.815 section 107.815 61 FR 3189, Jan. 31, 1996, as amended at 65 FR 69432, Nov. 17, 2000 Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 65 Page 69432 65 FR. 69432 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-820 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-820/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-820.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-820.xml 13 CFR 107.820 13CFR107.820 Section 107.820; Financings in the form of guarantees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-820 212 Section 107.820 section 107.820 Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-825 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-825/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-825.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-825.xml 13 CFR 107.825 13CFR107.825 Section 107.825; Purchasing securities from an underwriter or other third party. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-825 213 Section 107.825 section 107.825 Structuring Licensee's Financing of an Eligible Small Business: Terms and Conditions of Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id214 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id214/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id214.pdf 13 CFR 13CFR Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id214 214 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-830 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-830/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-830.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-830.xml 13 CFR 107.830 13CFR107.830 Section 107.830; Minimum duration/term of financing. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-830 215 Section 107.830 section 107.830 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-835 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-835/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-835.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-835.xml 13 CFR 107.835 13CFR107.835 Section 107.835; Exceptions to minimum duration/term of Financing. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-835 216 Section 107.835 section 107.835 61 FR 3189, Jan. 31, 1996, as amended at 64 FR 52646, Sept. 30, 1999 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 64 Page 52646 64 FR. 52646 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-840 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-840/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-840.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-840.xml 13 CFR 107.840 13CFR107.840 Section 107.840; Maximum term of Financing. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-840 217 Section 107.840 section 107.840 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-845 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-845/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-845.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-845.xml 13 CFR 107.845 13CFR107.845 Section 107.845; Maximum rate of amortization on Loans and Debt Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-845 218 Section 107.845 section 107.845 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-850 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-850/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-850.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-850.xml 13 CFR 107.850 13CFR107.850 Section 107.850; Restrictions on redemption of Equity Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-850 219 Section 107.850 section 107.850 61 FR 3189, Jan. 31, 1996, as amended at 64 FR 52646, Sept. 30, 1999 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 64 Page 52646 64 FR. 52646 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-855 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-855/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-855.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-855.xml 13 CFR 107.855 13CFR107.855 Section 107.855; Interest rate ceiling and limitations on fees charged to Small Businesses (“Cost of Money”). Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-855 220 Section 107.855 section 107.855 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5867, Feb. 5, 1998; 64 FR 52646, Sept. 30, 1999; 65 FR 69432, Nov. 17, 2000 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5867 63 FR. 5867 Volume 64 Page 52646 64 FR. 52646 Volume 65 Page 69432 65 FR. 69432 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-860 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-860/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-860.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-860.xml 13 CFR 107.860 13CFR107.860 Section 107.860; Financing fees and expense reimbursements a Licensee may receive from a Small Business. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-860 221 Section 107.860 section 107.860 61 FR 3189, Jan. 31, 1996; 61 FR 41496, Aug. 9, 1996 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 61 Page 41496 61 FR. 41496 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-865 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-865/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-865.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-865.xml 13 CFR 107.865 13CFR107.865 Section 107.865; Control of a Small Business by a Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-865 222 Section 107.865 section 107.865 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5867, Feb. 5, 1998; 64 FR 52646, Sept. 30, 1999; 67 FR 64790, Oct. 22, 2002 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5867 63 FR. 5867 Volume 64 Page 52646 64 FR. 52646 Volume 67 Page 64790 67 FR. 64790 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-880 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-880/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-880.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-880.xml 13 CFR 107.880 13CFR107.880 Section 107.880; Assets acquired in liquidation of Portfolio securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-880 223 Section 107.880 section 107.880 Limitations on Disposition of Assets false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id224 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id224/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id224.pdf 13 CFR 13CFR Limitations on Disposition of Assets Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id224 224 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-885 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-885/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-885.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-885.xml 13 CFR 107.885 13CFR107.885 Section 107.885; Disposition of assets to Licensee's Associates or to competitors of Portfolio Concern. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-885 225 Section 107.885 section 107.885 61 FR 3189, Jan. 31, 1996, as amended at 67 FR 64791, Oct. 22, 2002 Management Services and Fees false Volume 61 Page 3189 61 FR. 3189 Volume 67 Page 64791 67 FR. 64791 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id226 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id226/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id226.pdf 13 CFR 13CFR Management Services and Fees Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartG-subjectgroup-id226 226 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-900 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-900/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-900.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-900.xml 13 CFR 107.900 13CFR107.900 Section 107.900; Management fees for services provided to a Small Business by Licensee or its Associate. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-900 227 Section 107.900 section 107.900 Management Services and Fees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartH http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartH/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartH.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-subpartH.xml 13 CFR H 13CFR Subpart H; Non-leveraged Licensees-Exceptions to Regulations Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartH 228 Subpart H subpart H false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1000 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1000/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1000.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1000.xml 13 CFR 107.1000 13CFR107.1000 Section 107.1000; Licensees without Leverage-exceptions to the regulations. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Non-leveraged Licensees-Exceptions to Regulations Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1000 229 Section 107.1000 section 107.1000 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartI.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-subpartI.xml 13 CFR I 13CFR Subpart I; SBA Financial Assistance for Licensees (Leverage) Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartI 230 Subpart I subpart I General Information About Obtaining Leverage false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id231 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id231/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id231.pdf 13 CFR 13CFR General Information About Obtaining Leverage Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id231 231 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1100 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1100/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1100.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1100.xml 13 CFR 107.1100 13CFR107.1100 Section 107.1100; Types of Leverage and application procedures. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1100 232 Section 107.1100 section 107.1100 63 FR 5868, Feb. 5, 1998, as amended at 64 FR 70996, Dec. 20, 1999 General Information About Obtaining Leverage false Volume 63 Page 5868 63 FR. 5868 Volume 64 Page 70996 64 FR. 70996 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1120 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1120/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1120.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1120.xml 13 CFR 107.1120 13CFR107.1120 Section 107.1120; General eligibility requirements for Leverage. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1120 233 Section 107.1120 section 107.1120 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998; 64 FR 70996, Dec. 20, 1999 General Information About Obtaining Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5868 63 FR. 5868 Volume 64 Page 70996 64 FR. 70996 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1130 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1130/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1130.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1130.xml 13 CFR 107.1130 13CFR107.1130 Section 107.1130; Leverage fees and additional charges payable by Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1130 234 Section 107.1130 section 107.1130 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998 General Information About Obtaining Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5868 63 FR. 5868 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1140 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1140/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1140.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1140.xml 13 CFR 107.1140 13CFR107.1140 Section 107.1140; Licensee's acceptance of SBA remedies under §§ 107.1800 through 107.1820. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1140 235 Section 107.1140 section 107.1140 Maximum Amount of Leverage for Which a Licensee Is Eligible false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id236 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id236/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id236.pdf 13 CFR 13CFR Maximum Amount of Leverage for Which A Licensee Is Eligible Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id236 236 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1150 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1150/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1150.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1150.xml 13 CFR 107.1150 13CFR107.1150 Section 107.1150; Maximum amount of Leverage for a Section 301(c) Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1150 237 Section 107.1150 section 107.1150 61 FR 3189, Jan. 31, 1996, as amended at 64 FR 70996, Dec. 20, 1999 Maximum Amount of Leverage for Which A Licensee Is Eligible false Volume 61 Page 3189 61 FR. 3189 Volume 64 Page 70996 64 FR. 70996 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1160 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1160/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1160.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1160.xml 13 CFR 107.1160 13CFR107.1160 Section 107.1160; Maximum amount of Leverage for a Section 301(d) Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1160 238 Section 107.1160 section 107.1160 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998 Maximum Amount of Leverage for Which A Licensee Is Eligible false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5868 63 FR. 5868 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1170 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1170/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1170.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1170.xml 13 CFR 107.1170 13CFR107.1170 Section 107.1170; Maximum amount of Participating Securities for any Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1170 239 Section 107.1170 section 107.1170 Conditional Commitments by SBA To Reserve Leverage for a Licensee false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id240 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id240/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id240.pdf 13 CFR 13CFR Conditional Commitments by Sba to Reserve Leverage for A Licensee Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id240 240 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1200 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1200/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1200.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1200.xml 13 CFR 107.1200 13CFR107.1200 Section 107.1200; SBA's Leverage commitment to a Licensee-application procedure, amount, and term. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1200 241 Section 107.1200 section 107.1200 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998 Conditional Commitments by Sba to Reserve Leverage for A Licensee false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5868 63 FR. 5868 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1210 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1210/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1210.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1210.xml 13 CFR 107.1210 13CFR107.1210 Section 107.1210; Payment of leverage fee upon receipt of commitment. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1210 242 Section 107.1210 section 107.1210 63 FR 5868, Feb. 5, 1998 Conditional Commitments by Sba to Reserve Leverage for A Licensee false Volume 63 Page 5868 63 FR. 5868 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1220 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1220/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1220.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1220.xml 13 CFR 107.1220 13CFR107.1220 Section 107.1220; Requirement for Licensee to file quarterly financial statements. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1220 243 Section 107.1220 section 107.1220 64 FR 70996, Dec. 20, 1999 Conditional Commitments by Sba to Reserve Leverage for A Licensee false Volume 64 Page 70996 64 FR. 70996 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1230 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1230/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1230.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1230.xml 13 CFR 107.1230 13CFR107.1230 Section 107.1230; Draw-downs by Licensee under SBA's Leverage commitment. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1230 244 Section 107.1230 section 107.1230 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998; 64 FR 70996, Dec. 20, 1999 Conditional Commitments by Sba to Reserve Leverage for A Licensee false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5868 63 FR. 5868 Volume 64 Page 70996 64 FR. 70996 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1240 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1240/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1240.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1240.xml 13 CFR 107.1240 13CFR107.1240 Section 107.1240; Funding of Licensee's draw request through sale to short-term investor. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1240 245 Section 107.1240 section 107.1240 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998 Preferred Securities Leverage-Section 301(d) Licensees false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5868 63 FR. 5868 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id246 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id246/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id246.pdf 13 CFR 13CFR Preferred Securities Leverage-Section 301(d) Licensees Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id246 246 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1400 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1400/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1400.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1400.xml 13 CFR 107.1400 13CFR107.1400 Section 107.1400; Dividends or partnership distributions on 4 percent Preferred Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1400 247 Section 107.1400 section 107.1400 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5869, Feb. 5, 1998 Preferred Securities Leverage-Section 301(d) Licensees false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5869 63 FR. 5869 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1410 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1410/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1410.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1410.xml 13 CFR 107.1410 13CFR107.1410 Section 107.1410; Requirement to redeem 4 percent Preferred Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1410 248 Section 107.1410 section 107.1410 Preferred Securities Leverage-Section 301(d) Licensees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1420 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1420/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1420.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1420.xml 13 CFR 107.1420 13CFR107.1420 Section 107.1420; Articles requirements for 4 percent Preferred Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1420 249 Section 107.1420 section 107.1420 63 FR 5869, Feb. 5, 1998 Preferred Securities Leverage-Section 301(d) Licensees false Volume 63 Page 5869 63 FR. 5869 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1430 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1430/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1430.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1430.xml 13 CFR 107.1430 13CFR107.1430 Section 107.1430; Redeeming 4 percent Preferred Securities with proceeds of non-subsidized Debentures. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1430 250 Section 107.1430 section 107.1430 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5869, Feb. 5, 1998 Preferred Securities Leverage-Section 301(d) Licensees false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5869 63 FR. 5869 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1440 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1440/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1440.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1440.xml 13 CFR 107.1440 13CFR107.1440 Section 107.1440; Three percent preferred stock issued before November 21, 1989. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1440 251 Section 107.1440 section 107.1440 Preferred Securities Leverage-Section 301(d) Licensees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1450 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1450/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1450.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1450.xml 13 CFR 107.1450 13CFR107.1450 Section 107.1450; Optional redemption of Preferred Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1450 252 Section 107.1450 section 107.1450 Participating Securities Leverage false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id253 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id253/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id253.pdf 13 CFR 13CFR Participating Securities Leverage Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id253 253 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1500 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1500/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1500.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1500.xml 13 CFR 107.1500 13CFR107.1500 Section 107.1500; General description of Participating Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1500 254 Section 107.1500 section 107.1500 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5869, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5869 63 FR. 5869 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1505 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1505/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1505.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1505.xml 13 CFR 107.1505 13CFR107.1505 Section 107.1505; Liquidity requirements for Licensees issuing Participating Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1505 255 Section 107.1505 section 107.1505 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5869, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5869 63 FR. 5869 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1510 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1510/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1510.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1510.xml 13 CFR 107.1510 13CFR107.1510 Section 107.1510; How a Licensee computes Earmarked Profit (Loss). Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1510 256 Section 107.1510 section 107.1510 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5870, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5870 63 FR. 5870 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1520 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1520/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1520.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1520.xml 13 CFR 107.1520 13CFR107.1520 Section 107.1520; How a Licensee computes and allocates Prioritized Payments to SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1520 257 Section 107.1520 section 107.1520 63 FR 5870, Feb. 5, 1998 Participating Securities Leverage false Volume 63 Page 5870 63 FR. 5870 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1530 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1530/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1530.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1530.xml 13 CFR 107.1530 13CFR107.1530 Section 107.1530; How a Licensee computes SBA's Profit Participation. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1530 258 Section 107.1530 section 107.1530 61 FR 3189, Jan. 31, 1996; 61 FR 41496, Aug. 9, 1996, as amended at 63 FR 5871, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 61 Page 41496 61 FR. 41496 Volume 63 Page 5871 63 FR. 5871 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1540 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1540/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1540.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1540.xml 13 CFR 107.1540 13CFR107.1540 Section 107.1540; Distributions by Licensee-Prioritized Payments and Adjustments. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1540 259 Section 107.1540 section 107.1540 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5871, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5871 63 FR. 5871 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1550 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1550/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1550.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1550.xml 13 CFR 107.1550 13CFR107.1550 Section 107.1550; Distributions by Licensee-permitted “tax Distributions” to private investors and SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1550 260 Section 107.1550 section 107.1550 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5871, Feb. 5, 1998; 64 FR 70996, Dec. 20, 1999 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5871 63 FR. 5871 Volume 64 Page 70996 64 FR. 70996 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1560 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1560/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1560.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1560.xml 13 CFR 107.1560 13CFR107.1560 Section 107.1560; Distributions by Licensee-required Distributions to private investors and SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1560 261 Section 107.1560 section 107.1560 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5872, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5872 63 FR. 5872 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1570 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1570/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1570.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1570.xml 13 CFR 107.1570 13CFR107.1570 Section 107.1570; Distributions by Licensee-optional Distribution to private investors and SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1570 262 Section 107.1570 section 107.1570 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5872, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5872 63 FR. 5872 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1575 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1575/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1575.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1575.xml 13 CFR 107.1575 13CFR107.1575 Section 107.1575; Distributions on other than Payment Dates. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1575 263 Section 107.1575 section 107.1575 63 FR 5872, Feb. 5, 1998, as amended at 64 FR 70997, Dec. 20, 1999 Participating Securities Leverage false Volume 63 Page 5872 63 FR. 5872 Volume 64 Page 70997 64 FR. 70997 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1580 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1580/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1580.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1580.xml 13 CFR 107.1580 13CFR107.1580 Section 107.1580; Special rules for In-Kind Distributions by Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1580 264 Section 107.1580 section 107.1580 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5872, Feb. 5, 1998; 64 FR 70997, Dec. 20, 1999 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5872 63 FR. 5872 Volume 64 Page 70997 64 FR. 70997 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1585 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1585/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1585.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1585.xml 13 CFR 107.1585 13CFR107.1585 Section 107.1585; Exchange of Debentures for Participating Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1585 265 Section 107.1585 section 107.1585 63 FR 5869, Feb. 5, 1998 Participating Securities Leverage false Volume 63 Page 5869 63 FR. 5869 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1590 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1590/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1590.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1590.xml 13 CFR 107.1590 13CFR107.1590 Section 107.1590; Special rules for companies licensed on or before March 31, 1993. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1590 266 Section 107.1590 section 107.1590 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5873, Feb. 5, 1998 Funding Leverage by Use of SBA-Guaranteed Trust Certificates (“TCs”) false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5873 63 FR. 5873 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id267 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id267/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id267.pdf 13 CFR 13CFR Funding Leverage by Use of Sba-Guaranteed Trust Certificates (“tcs”) Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id267 267 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1600 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1600/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1600.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1600.xml 13 CFR 107.1600 13CFR107.1600 Section 107.1600; SBA authority to issue and guarantee Trust Certificates. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1600 268 Section 107.1600 section 107.1600 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5873, Feb. 5, 1998 Funding Leverage by Use of Sba-Guaranteed Trust Certificates (“tcs”) false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5873 63 FR. 5873 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1610 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1610/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1610.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1610.xml 13 CFR 107.1610 13CFR107.1610 Section 107.1610; Effect of prepayment or early redemption of Leverage on a Trust Certificate. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1610 269 Section 107.1610 section 107.1610 Funding Leverage by Use of Sba-Guaranteed Trust Certificates (“tcs”) false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1620 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1620/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1620.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1620.xml 13 CFR 107.1620 13CFR107.1620 Section 107.1620; Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1620 270 Section 107.1620 section 107.1620 Funding Leverage by Use of Sba-Guaranteed Trust Certificates (“tcs”) false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1630 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1630/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1630.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1630.xml 13 CFR 107.1630 13CFR107.1630 Section 107.1630; SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1630 271 Section 107.1630 section 107.1630 Funding Leverage by Use of Sba-Guaranteed Trust Certificates (“tcs”) false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1640 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1640/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1640.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1640.xml 13 CFR 107.1640 13CFR107.1640 Section 107.1640; SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1640 272 Section 107.1640 section 107.1640 Miscellaneous false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id273 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id273/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id273.pdf 13 CFR 13CFR Miscellaneous Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartI-subjectgroup-id273 273 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1700 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1700/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1700.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1700.xml 13 CFR 107.1700 13CFR107.1700 Section 107.1700; Transfer by SBA of its interest in Licensee's Leverage security. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1700 274 Section 107.1700 section 107.1700 Miscellaneous false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1710 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1710/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1710.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1710.xml 13 CFR 107.1710 13CFR107.1710 Section 107.1710; SBA authority to collect or compromise its claims. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1710 275 Section 107.1710 section 107.1710 Miscellaneous false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1720 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1720/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1720.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1720.xml 13 CFR 107.1720 13CFR107.1720 Section 107.1720; Characteristics of SBA's guarantee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1720 276 Section 107.1720 section 107.1720 63 FR 5873, Feb. 5, 1998 Miscellaneous false Volume 63 Page 5873 63 FR. 5873 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartJ http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartJ/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartJ.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-subpartJ.xml 13 CFR J 13CFR Subpart J; Licensee's Noncompliance With Terms of Leverage Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartJ 277 Subpart J subpart J false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1800 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1800/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1800.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1800.xml 13 CFR 107.1800 13CFR107.1800 Section 107.1800; Licensee's agreement to terms and conditions in §§ 107.1810 and 107.1820. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1800 278 Section 107.1800 section 107.1800 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1810 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1810/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1810.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1810.xml 13 CFR 107.1810 13CFR107.1810 Section 107.1810; Events of default and SBA's remedies for Licensee's noncompliance with terms of Debentures. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1810 279 Section 107.1810 section 107.1810 false

Title 11 Section 548 11 U.S.C. 548 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1820 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1820/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1820.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1820.xml 13 CFR 107.1820 13CFR107.1820 Section 107.1820; Conditions affecting issuers of Preferred Securities and/or Participating Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1820 280 Section 107.1820 section 107.1820 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5873, Feb. 5, 1998 Computation of Licensee's Capital Impairment false

Title 11 Section 548 11 U.S.C. 548 Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5873 63 FR. 5873 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartJ-subjectgroup-id281 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartJ-subjectgroup-id281/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartJ-subjectgroup-id281.pdf 13 CFR 13CFR Computation of Licensee's Capital Impairment Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartJ-subjectgroup-id281 281 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1830 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1830/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1830.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1830.xml 13 CFR 107.1830 13CFR107.1830 Section 107.1830; Licensee's Capital Impairment-definition and general requirements. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1830 282 Section 107.1830 section 107.1830 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5873, Feb. 5, 1998 Computation of Licensee's Capital Impairment false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5873 63 FR. 5873 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1840 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1840/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1840.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1840.xml 13 CFR 107.1840 13CFR107.1840 Section 107.1840; Computation of Licensee's Capital Impairment Percentage. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1840 283 Section 107.1840 section 107.1840 Computation of Licensee's Capital Impairment false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1850 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1850/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1850.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1850.xml 13 CFR 107.1850 13CFR107.1850 Section 107.1850; Exceptions to Capital Impairment provisions for Licensees with outstanding Participating Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1850 284 Section 107.1850 section 107.1850 Computation of Licensee's Capital Impairment false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartK http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartK/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartK.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-subpartK.xml 13 CFR K 13CFR Subpart K; Ending Operations as a Licensee Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartK 285 Subpart K subpart K false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1900 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1900/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1900.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1900.xml 13 CFR 107.1900 13CFR107.1900 Section 107.1900; Surrender of license. Chapter I SMALL BUSINESS ADMINISTRATION Subpart K Ending Operations as a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1900 286 Section 107.1900 section 107.1900 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartL http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part107-subpartL/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part107-subpartL.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part107-subpartL.xml 13 CFR L 13CFR Subpart L; Miscellaneous Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2003-title13-vol1-part107-subpartL 287 Subpart L subpart L false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1910 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1910/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1910.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1910.xml 13 CFR 107.1910 13CFR107.1910 Section 107.1910; Non-waiver of SBA's rights or terms of Leverage security. Chapter I SMALL BUSINESS ADMINISTRATION Subpart L Miscellaneous Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1910 288 Section 107.1910 section 107.1910 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1920 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1920/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1920.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1920.xml 13 CFR 107.1920 13CFR107.1920 Section 107.1920; Licensee's application for exemption from a regulation in this part 107. Chapter I SMALL BUSINESS ADMINISTRATION Subpart L Miscellaneous Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1920 289 Section 107.1920 section 107.1920 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1930 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec107-1930/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec107-1930.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec107-1930.xml 13 CFR 107.1930 13CFR107.1930 Section 107.1930; Effect of changes in this part 107 on transactions previously consummated. Chapter I SMALL BUSINESS ADMINISTRATION Subpart L Miscellaneous Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2003-title13-vol1-sec107-1930 290 Section 107.1930 section 107.1930 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108.xml 13 CFR 108 13CFR108 Part 108; NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2003-title13-vol1-part108 291 Part 108 part 108 15 U.S.C. 689-689q. 66 FR 28609, May 23, 2001, unless otherwise noted. false

Title 15 Section 689-689q Title 15 Section 689-689q 15 U.S.C. 689-689q 15 U.S.C. 689-689q Volume 66 Page 28609 66 FR. 28609 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-toc-id292 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-toc-id292/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-toc-id292.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-toc-id292.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM TOC CFR-2003-title13-vol1-part108-toc-id292 292 toc http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartA http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartA/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartA.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartA.xml 13 CFR A 13CFR Subpart A; Introduction to Part 108 Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartA 293 Subpart A subpart A false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-10 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-10/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-10.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-10.xml 13 CFR 108.10 13CFR108.10 Section 108.10; Description of the New Markets Venture Capital Program. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 108 Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-10 294 Section 108.10 section 108.10 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-20 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-20/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-20.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-20.xml 13 CFR 108.20 13CFR108.20 Section 108.20; Legal basis and applicability of this part 108. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 108 Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-20 295 Section 108.20 section 108.20 false

Title 15 Section 661et seq. 15 U.S.C. 661et seq. http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-30 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-30/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-30.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-30.xml 13 CFR 108.30 13CFR108.30 Section 108.30; Amendments to Act and regulations. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 108 Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-30 296 Section 108.30 section 108.30 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-40 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-40/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-40.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-40.xml 13 CFR 108.40 13CFR108.40 Section 108.40; How to read this part 108. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 108 Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-40 297 Section 108.40 section 108.40 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartB http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartB/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartB.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartB.xml 13 CFR B 13CFR Subpart B; Definition of Terms Used in This Part 108 Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartB 298 Subpart B subpart B false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-50 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-50/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-50.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-50.xml 13 CFR 108.50 13CFR108.50 Section 108.50; Definition of terms. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Definition of Terms Used in This Part 108 Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-50 299 Section 108.50 section 108.50 66 FR 28609, May 23, 2001, as amended at 67 FR 68502, Nov. 12, 2002 false

Title 15 Section 8a-1et seq. Title 15 Section 77a-77aa Title 15 Section 77bet seq. Title 15 Section 80a-1et seq. Title 15 Section 661et seq. 15 U.S.C. 8a-1et seq. 15 U.S.C. 77a-77aa 15 U.S.C. 77bet seq. 15 U.S.C. 80a-1et seq. 15 U.S.C. 661et seq. Title 26 Section 401(k) 26 U.S.C. 401(k) Volume 88 Page 829 88 Stat. 829 Volume 94 Page 2275 94 Stat. 2275 Volume 114 Page 2762A 114 Stat. 2762A Public Law 93-406 Public Law 96-447 Public Law 106-554 Title 13 Part 126.103 13 CFR Part 126.103 Title 13 Part 121.107 13 CFR Part 121.107 Title 13 Part 121.201 13 CFR Part 121.201 Title 17 Part 230.144 17 CFR Part 230.144 Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68502 67 FR. 68502 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartC http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartC/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartC.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartC.xml 13 CFR C 13CFR Subpart C; Qualifications for the NMVC Program Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartC 300 Subpart C subpart C Organizing a NMVC Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartC-subjectgroup-id301 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartC-subjectgroup-id301/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartC-subjectgroup-id301.pdf 13 CFR 13CFR Organizing A Nmvc Company Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartC-subjectgroup-id301 301 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-100 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-100/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-100.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-100.xml 13 CFR 108.100 13CFR108.100 Section 108.100; Business form. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-100 302 Section 108.100 section 108.100 Organizing A Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-110 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-110/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-110.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-110.xml 13 CFR 108.110 13CFR108.110 Section 108.110; Qualified management. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-110 303 Section 108.110 section 108.110 Organizing A Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-120 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-120/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-120.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-120.xml 13 CFR 108.120 13CFR108.120 Section 108.120; Economic development primary mission. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-120 304 Section 108.120 section 108.120 Organizing A Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-130 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-130/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-130.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-130.xml 13 CFR 108.130 13CFR108.130 Section 108.130; Identified Low Income Geographic Areas. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-130 305 Section 108.130 section 108.130 Organizing A Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-140 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-140/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-140.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-140.xml 13 CFR 108.140 13CFR108.140 Section 108.140; SBA approval of initial Management Expenses. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-140 306 Section 108.140 section 108.140 Organizing A Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-150 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-150/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-150.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-150.xml 13 CFR 108.150 13CFR108.150 Section 108.150; Management and ownership diversity requirement. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-150 307 Section 108.150 section 108.150 66 FR 28609, May 23, 2001; 66 FR 32894, June 19, 2001 Organizing A Nmvc Company false Volume 66 Page 28609 66 FR. 28609 Volume 66 Page 32894 66 FR. 32894 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-160 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-160/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-160.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-160.xml 13 CFR 108.160 13CFR108.160 Section 108.160; Special rules for NMVC Companies formed as limited partnerships. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-160 308 Section 108.160 section 108.160 Capitalizing a NMVC Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartC-subjectgroup-id309 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartC-subjectgroup-id309/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartC-subjectgroup-id309.pdf 13 CFR 13CFR Capitalizing A Nmvc Company Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartC-subjectgroup-id309 309 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-200 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-200/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-200.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-200.xml 13 CFR 108.200 13CFR108.200 Section 108.200; Adequate capital for NMVC Companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-200 310 Section 108.200 section 108.200 Capitalizing A Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-210 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-210/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-210.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-210.xml 13 CFR 108.210 13CFR108.210 Section 108.210; Minimum capital requirements for NMVC Companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-210 311 Section 108.210 section 108.210 Capitalizing A Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-230 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-230/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-230.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-230.xml 13 CFR 108.230 13CFR108.230 Section 108.230; Private Capital for NMVC Companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-230 312 Section 108.230 section 108.230 66 FR 28609, May 23, 2001, as amended at 67 FR 68502, Nov. 12, 2002 Capitalizing A Nmvc Company false Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68502 67 FR. 68502 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartD http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartD/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartD.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartD.xml 13 CFR D 13CFR Subpart D; Application and Approval Process for NMVC Company Designation Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartD 313 Subpart D subpart D false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-300 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-300/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-300.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-300.xml 13 CFR 108.300 13CFR108.300 Section 108.300; When and how to apply for designation as a NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Application and Approval Process for NMVC Company Designation Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-300 314 Section 108.300 section 108.300 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-310 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-310/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-310.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-310.xml 13 CFR 108.310 13CFR108.310 Section 108.310; Contents of application. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Application and Approval Process for NMVC Company Designation Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-310 315 Section 108.310 section 108.310 66 FR 28609, May 23, 2001, as amended at 67 FR 68502, Nov. 12, 2002 false Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68502 67 FR. 68502 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-320 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-320/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-320.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-320.xml 13 CFR 108.320 13CFR108.320 Section 108.320; Contents of comprehensive business plan. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Application and Approval Process for NMVC Company Designation Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-320 316 Section 108.320 section 108.320 66 FR 28609, May 23, 2001, as amended at 67 FR 68503, Nov. 12, 2002 false Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68503 67 FR. 68503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-330 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-330/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-330.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-330.xml 13 CFR 108.330 13CFR108.330 Section 108.330; Grant issuance fee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Application and Approval Process for NMVC Company Designation Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-330 317 Section 108.330 section 108.330 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartE http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartE/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartE.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartE.xml 13 CFR E 13CFR Subpart E; Evaluation and Selection of NMVC Companies Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartE 318 Subpart E subpart E false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-340 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-340/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-340.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-340.xml 13 CFR 108.340 13CFR108.340 Section 108.340; Evaluation and selection-general. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Evaluation and Selection of NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-340 319 Section 108.340 section 108.340 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-350 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-350/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-350.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-350.xml 13 CFR 108.350 13CFR108.350 Section 108.350; Eligibility and completeness. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Evaluation and Selection of NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-350 320 Section 108.350 section 108.350 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-360 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-360/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-360.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-360.xml 13 CFR 108.360 13CFR108.360 Section 108.360; Evaluation criteria. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Evaluation and Selection of NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-360 321 Section 108.360 section 108.360 66 FR 28609, May 23, 2001, as amended at 67 FR 68503, Nov. 12, 2002 false Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68503 67 FR. 68503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-370 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-370/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-370.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-370.xml 13 CFR 108.370 13CFR108.370 Section 108.370; Conditional approval. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Evaluation and Selection of NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-370 322 Section 108.370 section 108.370 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-380 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-380/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-380.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-380.xml 13 CFR 108.380 13CFR108.380 Section 108.380; Final approval as a NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Evaluation and Selection of NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-380 323 Section 108.380 section 108.380 66 FR 28609, May 23, 2001, as amended at 67 FR 68503, Nov. 12, 2002 false Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68503 67 FR. 68503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartF http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartF/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartF.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartF.xml 13 CFR F 13CFR Subpart F; Changes in Ownership, Structure, or Control Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartF 324 Subpart F subpart F Changes in Control or Ownership of NMVC Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartF-subjectgroup-id325 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartF-subjectgroup-id325/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartF-subjectgroup-id325.pdf 13 CFR 13CFR Changes in Control Or Ownership of Nmvc Company Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartF-subjectgroup-id325 325 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-400 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-400/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-400.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-400.xml 13 CFR 108.400 13CFR108.400 Section 108.400; Changes in ownership of 10 percent or more of NMVC Company but no change of Control. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-400 326 Section 108.400 section 108.400 Changes in Control Or Ownership of Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-410 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-410/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-410.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-410.xml 13 CFR 108.410 13CFR108.410 Section 108.410; Changes in Control of NMVC Company (through change in ownership or otherwise). Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-410 327 Section 108.410 section 108.410 Changes in Control Or Ownership of Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-420 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-420/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-420.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-420.xml 13 CFR 108.420 13CFR108.420 Section 108.420; Prohibition on exercise of ownership or Control rights in NMVC Company before SBA approval. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-420 328 Section 108.420 section 108.420 Changes in Control Or Ownership of Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-430 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-430/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-430.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-430.xml 13 CFR 108.430 13CFR108.430 Section 108.430; Notification to SBA of transactions that may change ownership or Control. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-430 329 Section 108.430 section 108.430 Changes in Control Or Ownership of Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-440 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-440/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-440.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-440.xml 13 CFR 108.440 13CFR108.440 Section 108.440; Standards governing prior SBA approval for a proposed transfer of Control. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-440 330 Section 108.440 section 108.440 Changes in Control Or Ownership of Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-450 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-450/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-450.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-450.xml 13 CFR 108.450 13CFR108.450 Section 108.450; Notification to SBA of pledge of NMVC Company's shares. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-450 331 Section 108.450 section 108.450 Restrictions on Common Control or Ownership of Two or More NMVC Companies false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartF-subjectgroup-id332 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartF-subjectgroup-id332/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartF-subjectgroup-id332.pdf 13 CFR 13CFR Restrictions on Common Control Or Ownership of Two Or More Nmvc Companies Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartF-subjectgroup-id332 332 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-460 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-460/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-460.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-460.xml 13 CFR 108.460 13CFR108.460 Section 108.460; Restrictions on Common Control or ownership of two (or more) NMVC Companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-460 333 Section 108.460 section 108.460 Change in Structure of NMVC Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartF-subjectgroup-id334 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartF-subjectgroup-id334/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartF-subjectgroup-id334.pdf 13 CFR 13CFR Change in Structure of Nmvc Company Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartF-subjectgroup-id334 334 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-470 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-470/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-470.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-470.xml 13 CFR 108.470 13CFR108.470 Section 108.470; SBA approval of merger, consolidation, or reorganization of NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-470 335 Section 108.470 section 108.470 Change in Structure of Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartG http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartG/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartG.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartG.xml 13 CFR G 13CFR Subpart G; Managing the Operations of a NMVC Company Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartG 336 Subpart G subpart G General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id337 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id337/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id337.pdf 13 CFR 13CFR General Requirements Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id337 337 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-500 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-500/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-500.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-500.xml 13 CFR 108.500 13CFR108.500 Section 108.500; Lawful operations under the Act. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-500 338 Section 108.500 section 108.500 General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-502 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-502/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-502.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-502.xml 13 CFR 108.502 13CFR108.502 Section 108.502; Representations to the public. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-502 339 Section 108.502 section 108.502 General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-503/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-503.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-503.xml 13 CFR 108.503 13CFR108.503 Section 108.503; NMVC Company's adoption of an approved valuation policy. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-503 340 Section 108.503 section 108.503 General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-504 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-504/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-504.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-504.xml 13 CFR 108.504 13CFR108.504 Section 108.504; Equipment and office requirements. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-504 341 Section 108.504 section 108.504 General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-506 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-506/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-506.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-506.xml 13 CFR 108.506 13CFR108.506 Section 108.506; Safeguarding the NMVC Company's assets/Internal controls. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-506 342 Section 108.506 section 108.506 General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-507 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-507/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-507.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-507.xml 13 CFR 108.507 13CFR108.507 Section 108.507; Violations based on false filings and nonperformance of agreements with SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-507 343 Section 108.507 section 108.507 General Requirements false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-509 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-509/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-509.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-509.xml 13 CFR 108.509 13CFR108.509 Section 108.509; Employment of SBA officials. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-509 344 Section 108.509 section 108.509 Management and Compensation false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id345 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id345/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id345.pdf 13 CFR 13CFR Management and Compensation Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id345 345 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-510 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-510/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-510.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-510.xml 13 CFR 108.510 13CFR108.510 Section 108.510; SBA approval of NMVC Company's Investment Adviser/Manager. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-510 346 Section 108.510 section 108.510 Management and Compensation false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-520 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-520/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-520.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-520.xml 13 CFR 108.520 13CFR108.520 Section 108.520; Management Expenses of a NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-520 347 Section 108.520 section 108.520 Cash Management by a NMVC Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id348 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id348/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id348.pdf 13 CFR 13CFR Cash Management by A Nmvc Company Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id348 348 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-530 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-530/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-530.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-530.xml 13 CFR 108.530 13CFR108.530 Section 108.530; Restrictions on investments of idle funds by NMVC Companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-530 349 Section 108.530 section 108.530 Borrowing by NMVC Companies From Non-SBA Sources false Title 12 Part 325.103 12 CFR Part 325.103 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id350 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id350/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id350.pdf 13 CFR 13CFR Borrowing by Nmvc Companies from Non-Sba Sources Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id350 350 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-550 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-550/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-550.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-550.xml 13 CFR 108.550 13CFR108.550 Section 108.550; Prior approval of secured third-party debt of NMVC companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-550 351 Section 108.550 section 108.550 Voluntary Decrease in Regulatory Capital false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id352 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id352/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id352.pdf 13 CFR 13CFR Voluntary Decrease in Regulatory Capital Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartG-subjectgroup-id352 352 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-585 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-585/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-585.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-585.xml 13 CFR 108.585 13CFR108.585 Section 108.585; Voluntary decrease in NMVC Company's Regulatory Capital. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-585 353 Section 108.585 section 108.585 Voluntary Decrease in Regulatory Capital false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartH http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartH/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartH.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartH.xml 13 CFR H 13CFR Subpart H; Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartH 354 Subpart H subpart H Recordkeeping Requirements for NMVC Companies false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartH-subjectgroup-id355 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartH-subjectgroup-id355/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartH-subjectgroup-id355.pdf 13 CFR 13CFR Recordkeeping Requirements for Nmvc Companies Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartH-subjectgroup-id355 355 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-600 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-600/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-600.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-600.xml 13 CFR 108.600 13CFR108.600 Section 108.600; General requirement for NMVC Company to maintain and preserve records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-600 356 Section 108.600 section 108.600 Recordkeeping Requirements for Nmvc Companies false Title 5 Part 1310.3 5 CFR Part 1310.3 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-610 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-610/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-610.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-610.xml 13 CFR 108.610 13CFR108.610 Section 108.610; Required certifications for Loans and Investments. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-610 357 Section 108.610 section 108.610 Recordkeeping Requirements for Nmvc Companies false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-620 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-620/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-620.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-620.xml 13 CFR 108.620 13CFR108.620 Section 108.620; Requirements to obtain information from Portfolio Concerns. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-620 358 Section 108.620 section 108.620 Reporting Requirements for NMVC Companies false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartH-subjectgroup-id359 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartH-subjectgroup-id359/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartH-subjectgroup-id359.pdf 13 CFR 13CFR Reporting Requirements for Nmvc Companies Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartH-subjectgroup-id359 359 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-630 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-630/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-630.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-630.xml 13 CFR 108.630 13CFR108.630 Section 108.630; Requirement for NMVC companies to file financial statements and supplementary information with SBA (SBA Form 468). Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-630 360 Section 108.630 section 108.630 Reporting Requirements for Nmvc Companies false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-640 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-640/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-640.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-640.xml 13 CFR 108.640 13CFR108.640 Section 108.640; Requirement to file portfolio financing reports (SBA Form 1031). Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-640 361 Section 108.640 section 108.640 Reporting Requirements for Nmvc Companies false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-650 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-650/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-650.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-650.xml 13 CFR 108.650 13CFR108.650 Section 108.650; Requirement to report portfolio valuations to SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-650 362 Section 108.650 section 108.650 Reporting Requirements for Nmvc Companies false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-660 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-660/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-660.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-660.xml 13 CFR 108.660 13CFR108.660 Section 108.660; Other items required to be filed by NMVC Company with SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-660 363 Section 108.660 section 108.660 Reporting Requirements for Nmvc Companies false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-680 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-680/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-680.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-680.xml 13 CFR 108.680 13CFR108.680 Section 108.680; Reporting changes in NMVC Company not subject to prior SBA approval. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-680 364 Section 108.680 section 108.680 Examinations of NMVC Companies by SBA for Regulatory Compliance false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartH-subjectgroup-id365 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartH-subjectgroup-id365/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartH-subjectgroup-id365.pdf 13 CFR 13CFR Examinations of Nmvc Companies by Sba for Regulatory Compliance Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartH-subjectgroup-id365 365 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-690 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-690/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-690.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-690.xml 13 CFR 108.690 13CFR108.690 Section 108.690; Examinations. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-690 366 Section 108.690 section 108.690 Examinations of Nmvc Companies by Sba for Regulatory Compliance false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-691 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-691/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-691.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-691.xml 13 CFR 108.691 13CFR108.691 Section 108.691; Responsibilities of NMVC Company during examination. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-691 367 Section 108.691 section 108.691 Examinations of Nmvc Companies by Sba for Regulatory Compliance false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-692 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-692/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-692.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-692.xml 13 CFR 108.692 13CFR108.692 Section 108.692; Examination fees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-692 368 Section 108.692 section 108.692 Examinations of Nmvc Companies by Sba for Regulatory Compliance false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartI http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartI/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartI.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartI.xml 13 CFR I 13CFR Subpart I; Financing of Small Businesses by NMVC Companies Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartI 369 Subpart I subpart I Determining the Eligibility of a Small Business for NMVC Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id370 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id370/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id370.pdf 13 CFR 13CFR Determining the Eligibility of A Small Business for Nmvc Financing Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id370 370 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-700 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-700/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-700.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-700.xml 13 CFR 108.700 13CFR108.700 Section 108.700; Compliance with size standards in part 121 of this chapter as a condition of Assistance. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-700 371 Section 108.700 section 108.700 Determining the Eligibility of A Small Business for Nmvc Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-710 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-710/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-710.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-710.xml 13 CFR 108.710 13CFR108.710 Section 108.710; Requirement to finance Low-Income Enterprises. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-710 372 Section 108.710 section 108.710 Determining the Eligibility of A Small Business for Nmvc Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-720 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-720/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-720.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-720.xml 13 CFR 108.720 13CFR108.720 Section 108.720; Small Businesses that may be ineligible for financing. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-720 373 Section 108.720 section 108.720 Determining the Eligibility of A Small Business for Nmvc Financing false

Title 26 Section 511 26 U.S.C. 511 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-730 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-730/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-730.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-730.xml 13 CFR 108.730 13CFR108.730 Section 108.730; Financings which constitute conflicts of interest. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-730 374 Section 108.730 section 108.730 Determining the Eligibility of A Small Business for Nmvc Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-740 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-740/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-740.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-740.xml 13 CFR 108.740 13CFR108.740 Section 108.740; Portfolio diversification (“overline” limitation). Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-740 375 Section 108.740 section 108.740 Determining the Eligibility of A Small Business for Nmvc Financing false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-760 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-760/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-760.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-760.xml 13 CFR 108.760 13CFR108.760 Section 108.760; How a change in size or activity of a Portfolio Concern affects the NMVC Company and the Portfolio Concern. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-760 376 Section 108.760 section 108.760 Structuring NMVC Company's Financing of Eligible Small Businesses false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id377 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id377/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id377.pdf 13 CFR 13CFR Structuring Nmvc Company's Financing of Eligible Small Businesses Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id377 377 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-800 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-800/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-800.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-800.xml 13 CFR 108.800 13CFR108.800 Section 108.800; Financings in the form of equity interests. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-800 378 Section 108.800 section 108.800 Structuring Nmvc Company's Financing of Eligible Small Businesses false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-820 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-820/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-820.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-820.xml 13 CFR 108.820 13CFR108.820 Section 108.820; Financings in the form of guarantees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-820 379 Section 108.820 section 108.820 Structuring Nmvc Company's Financing of Eligible Small Businesses false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-825 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-825/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-825.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-825.xml 13 CFR 108.825 13CFR108.825 Section 108.825; Purchasing securities from an underwriter or other third party. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-825 380 Section 108.825 section 108.825 Limitations on Disposition of Assets false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id381 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id381/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id381.pdf 13 CFR 13CFR Limitations on Disposition of Assets Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id381 381 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-885 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-885/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-885.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-885.xml 13 CFR 108.885 13CFR108.885 Section 108.885; Disposition of assets to NMVC Company's Associates. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-885 382 Section 108.885 section 108.885 Management Services and Fees false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id383 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id383/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id383.pdf 13 CFR 13CFR Management Services and Fees Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartI-subjectgroup-id383 383 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-900 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-900/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-900.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-900.xml 13 CFR 108.900 13CFR108.900 Section 108.900; Fees for management services provided to a Small Business by a NMVC Company or its Associate. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-900 384 Section 108.900 section 108.900 67 FR 68503, Nov. 12, 2002 Management Services and Fees false Volume 67 Page 68503 67 FR. 68503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartJ http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartJ/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartJ.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartJ.xml 13 CFR J 13CFR Subpart J; SBA Financial Assistance for NMVC Companies (Leverage) Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartJ 385 Subpart J subpart J General Information About Obtaining Leverage false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id386 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id386/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id386.pdf 13 CFR 13CFR General Information About Obtaining Leverage Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id386 386 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1100 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1100/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1100.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1100.xml 13 CFR 108.1100 13CFR108.1100 Section 108.1100; Type of Leverage and application procedures. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1100 387 Section 108.1100 section 108.1100 General Information About Obtaining Leverage false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1120 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1120/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1120.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1120.xml 13 CFR 108.1120 13CFR108.1120 Section 108.1120; General eligibility requirement for Leverage. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1120 388 Section 108.1120 section 108.1120 General Information About Obtaining Leverage false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1130 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1130/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1130.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1130.xml 13 CFR 108.1130 13CFR108.1130 Section 108.1130; Leverage fees payable by NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1130 389 Section 108.1130 section 108.1130 General Information About Obtaining Leverage false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1140 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1140/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1140.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1140.xml 13 CFR 108.1140 13CFR108.1140 Section 108.1140; NMVC Company's acceptance of SBA remedies under § 108.1810. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1140 390 Section 108.1140 section 108.1140 Maximum Amount of Leverage for Which a NMVC Company Is Eligible false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id391 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id391/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id391.pdf 13 CFR 13CFR Maximum Amount of Leverage for Which A Nmvc Company Is Eligible Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id391 391 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1150 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1150/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1150.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1150.xml 13 CFR 108.1150 13CFR108.1150 Section 108.1150; Maximum amount of Leverage for a NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1150 392 Section 108.1150 section 108.1150 Conditional Commitments by SBA To Reserve Leverage for a NMVC Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id393 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id393/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id393.pdf 13 CFR 13CFR Conditional Commitments by Sba to Reserve Leverage for A Nmvc Company Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id393 393 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1200 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1200/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1200.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1200.xml 13 CFR 108.1200 13CFR108.1200 Section 108.1200; SBA's Leverage commitment to a NMVC Company-application procedure, amount, and term. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1200 394 Section 108.1200 section 108.1200 Conditional Commitments by Sba to Reserve Leverage for A Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1220 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1220/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1220.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1220.xml 13 CFR 108.1220 13CFR108.1220 Section 108.1220; Requirement for NMVC Company to file financial statements at the time of request for a draw. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1220 395 Section 108.1220 section 108.1220 Conditional Commitments by Sba to Reserve Leverage for A Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1230 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1230/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1230.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1230.xml 13 CFR 108.1230 13CFR108.1230 Section 108.1230; Draw-downs by NMVC Company under SBA's Leverage commitment. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1230 396 Section 108.1230 section 108.1230 Conditional Commitments by Sba to Reserve Leverage for A Nmvc Company false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1240 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1240/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1240.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1240.xml 13 CFR 108.1240 13CFR108.1240 Section 108.1240; Funding of NMVC Company's draw request through sale to third-party. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1240 397 Section 108.1240 section 108.1240 Funding Leverage by use of SBA Guaranteed Trust Certificates (“TCs”) false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id398 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id398/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id398.pdf 13 CFR 13CFR Funding Leverage by Use of Sba Guaranteed Trust Certificates (“tcs”) Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id398 398 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1600 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1600/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1600.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1600.xml 13 CFR 108.1600 13CFR108.1600 Section 108.1600; SBA authority to issue and guarantee Trust Certificates. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1600 399 Section 108.1600 section 108.1600 Funding Leverage by Use of Sba Guaranteed Trust Certificates (“tcs”) false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1610 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1610/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1610.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1610.xml 13 CFR 108.1610 13CFR108.1610 Section 108.1610; Effect of prepayment or early redemption of Leverage on a Trust Certificate. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1610 400 Section 108.1610 section 108.1610 Funding Leverage by Use of Sba Guaranteed Trust Certificates (“tcs”) false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1620 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1620/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1620.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1620.xml 13 CFR 108.1620 13CFR108.1620 Section 108.1620; Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1620 401 Section 108.1620 section 108.1620 Funding Leverage by Use of Sba Guaranteed Trust Certificates (“tcs”) false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1630 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1630/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1630.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1630.xml 13 CFR 108.1630 13CFR108.1630 Section 108.1630; SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1630 402 Section 108.1630 section 108.1630 Funding Leverage by Use of Sba Guaranteed Trust Certificates (“tcs”) false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1640 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1640/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1640.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1640.xml 13 CFR 108.1640 13CFR108.1640 Section 108.1640; SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1640 403 Section 108.1640 section 108.1640 Miscellaneous false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id404 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id404/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id404.pdf 13 CFR 13CFR Miscellaneous Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartJ-subjectgroup-id404 404 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1700 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1700/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1700.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1700.xml 13 CFR 108.1700 13CFR108.1700 Section 108.1700; Transfer by SBA of its interest in a NMVC Company's Leverage security. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1700 405 Section 108.1700 section 108.1700 Miscellaneous false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1710 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1710/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1710.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1710.xml 13 CFR 108.1710 13CFR108.1710 Section 108.1710; SBA authority to collect or compromise its claims. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1710 406 Section 108.1710 section 108.1710 Miscellaneous false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1720 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1720/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1720.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1720.xml 13 CFR 108.1720 13CFR108.1720 Section 108.1720; Characteristics of SBA's guarantee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1720 407 Section 108.1720 section 108.1720 Miscellaneous false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartK http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartK/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartK.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartK.xml 13 CFR K 13CFR Subpart K; NMVC Company's Noncompliance With Terms of Leverage Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartK 408 Subpart K subpart K false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1810 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1810/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1810.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1810.xml 13 CFR 108.1810 13CFR108.1810 Section 108.1810; Events of default and SBA's remedies for NMVC Company's noncompliance with terms of Debentures. Chapter I SMALL BUSINESS ADMINISTRATION Subpart K NMVC Company's Noncompliance With Terms of Leverage Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1810 409 Section 108.1810 section 108.1810 Computation of NMVC Company's Capital Impairment false

Title 11 Section 548 11 U.S.C. 548 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartK-subjectgroup-id410 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartK-subjectgroup-id410/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartK-subjectgroup-id410.pdf 13 CFR 13CFR Computation of Nmvc Company's Capital Impairment Chapter I SMALL BUSINESS ADMINISTRATION Subpart K NMVC Company's Noncompliance With Terms of Leverage Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartK-subjectgroup-id410 410 subjgrp http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1830 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1830/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1830.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1830.xml 13 CFR 108.1830 13CFR108.1830 Section 108.1830; NMVC Company's Capital Impairment definition and general requirements. Chapter I SMALL BUSINESS ADMINISTRATION Subpart K NMVC Company's Noncompliance With Terms of Leverage Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1830 411 Section 108.1830 section 108.1830 Computation of Nmvc Company's Capital Impairment false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1840 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1840/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1840.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1840.xml 13 CFR 108.1840 13CFR108.1840 Section 108.1840; Computation of NMVC Company's Capital Impairment Percentage. Chapter I SMALL BUSINESS ADMINISTRATION Subpart K NMVC Company's Noncompliance With Terms of Leverage Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1840 412 Section 108.1840 section 108.1840 Computation of Nmvc Company's Capital Impairment false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartL http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartL/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartL.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartL.xml 13 CFR L 13CFR Subpart L; Ending Operations as a NMVC Company Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartL 413 Subpart L subpart L false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1900 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1900/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1900.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1900.xml 13 CFR 108.1900 13CFR108.1900 Section 108.1900; Termination of participation as a NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart L Ending Operations as a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1900 414 Section 108.1900 section 108.1900 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartM http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartM/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartM.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartM.xml 13 CFR M 13CFR Subpart M; Miscellaneous Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartM 415 Subpart M subpart M false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1910 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1910/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1910.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1910.xml 13 CFR 108.1910 13CFR108.1910 Section 108.1910; Non-waiver of SBA's rights or terms of Leverage security. Chapter I SMALL BUSINESS ADMINISTRATION Subpart M Miscellaneous Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1910 416 Section 108.1910 section 108.1910 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1920 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1920/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1920.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1920.xml 13 CFR 108.1920 13CFR108.1920 Section 108.1920; NMVC Company's application for exemption from a regulation in this part 108. Chapter I SMALL BUSINESS ADMINISTRATION Subpart M Miscellaneous Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1920 417 Section 108.1920 section 108.1920 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1930 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1930/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1930.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1930.xml 13 CFR 108.1930 13CFR108.1930 Section 108.1930; Effect of changes in this part 108 on transactions previously consummated. Chapter I SMALL BUSINESS ADMINISTRATION Subpart M Miscellaneous Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1930 418 Section 108.1930 section 108.1930 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1940 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-1940/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-1940.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-1940.xml 13 CFR 108.1940 13CFR108.1940 Section 108.1940; Procedures for designation of additional Low-Income Geographic Areas Chapter I SMALL BUSINESS ADMINISTRATION Subpart M Miscellaneous Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-1940 419 Section 108.1940 section 108.1940 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartN http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part108-subpartN/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part108-subpartN.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part108-subpartN.xml 13 CFR N 13CFR Subpart N; Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2003-title13-vol1-part108-subpartN 420 Subpart N subpart N false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2000 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2000/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-2000.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-2000.xml 13 CFR 108.2000 13CFR108.2000 Section 108.2000; Operational Assistance Grants to NMVC Companies and SSBICs. Chapter I SMALL BUSINESS ADMINISTRATION Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-2000 421 Section 108.2000 section 108.2000 67 FR 68503, Nov. 12, 2002 false Volume 67 Page 68503 67 FR. 68503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2001 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2001/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-2001.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-2001.xml 13 CFR 108.2001 13CFR108.2001 Section 108.2001; When and how SSBICs may apply for Operational Assistance grants. Chapter I SMALL BUSINESS ADMINISTRATION Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-2001 422 Section 108.2001 section 108.2001 67 FR 68503, Nov. 12, 2002 false Volume 67 Page 68503 67 FR. 68503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2002 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2002/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-2002.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-2002.xml 13 CFR 108.2002 13CFR108.2002 Section 108.2002; Eligibility of SSBICs to apply for Operational Assistance grants. Chapter I SMALL BUSINESS ADMINISTRATION Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-2002 423 Section 108.2002 section 108.2002 67 FR 68503, Nov. 12, 2002 false Volume 67 Page 68503 67 FR. 68503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2003 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2003/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-2003.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-2003.xml 13 CFR 108.2003 13CFR108.2003 Section 108.2003; Grant issuance fee for SSBICs. Chapter I SMALL BUSINESS ADMINISTRATION Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-2003 424 Section 108.2003 section 108.2003 67 FR 68503, Nov. 12, 2002 false Volume 67 Page 68503 67 FR. 68503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2004 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2004/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-2004.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-2004.xml 13 CFR 108.2004 13CFR108.2004 Section 108.2004; Contents of application submitted by SSBICs. Chapter I SMALL BUSINESS ADMINISTRATION Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-2004 425 Section 108.2004 section 108.2004 67 FR 68503, Nov. 12, 2002 false Volume 67 Page 68503 67 FR. 68503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2005 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2005/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-2005.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-2005.xml 13 CFR 108.2005 13CFR108.2005 Section 108.2005; Contents of plan submitted by SSBICs. Chapter I SMALL BUSINESS ADMINISTRATION Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-2005 426 Section 108.2005 section 108.2005 67 FR 68503, Nov. 12, 2002 false Volume 67 Page 68503 67 FR. 68503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2006 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2006/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-2006.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-2006.xml 13 CFR 108.2006 13CFR108.2006 Section 108.2006; Evaluation and selection of SSBICs. Chapter I SMALL BUSINESS ADMINISTRATION Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-2006 427 Section 108.2006 section 108.2006 67 FR 68503, Nov. 12, 2002 false Volume 67 Page 68503 67 FR. 68503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2007 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2007/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-2007.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-2007.xml 13 CFR 108.2007 13CFR108.2007 Section 108.2007; Grant award to SSBICs. Chapter I SMALL BUSINESS ADMINISTRATION Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-2007 428 Section 108.2007 section 108.2007 67 FR 68503, Nov. 12, 2002 false Volume 67 Page 68503 67 FR. 68503 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2010 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2010/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-2010.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-2010.xml 13 CFR 108.2010 13CFR108.2010 Section 108.2010; Restrictions on use of Operational Assistance grant funds. Chapter I SMALL BUSINESS ADMINISTRATION Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-2010 429 Section 108.2010 section 108.2010 66 FR 28609, May 23, 2001; 66 FR 32894, June 19, 2001, as amended at 67 FR 68505, Nov. 12, 2002 false Title 48 Part 2.101 48 CFR Part 2.101 Volume 66 Page 28609 66 FR. 28609 Volume 66 Page 32894 66 FR. 32894 Volume 67 Page 68505 67 FR. 68505 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2020 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2020/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-2020.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-2020.xml 13 CFR 108.2020 13CFR108.2020 Section 108.2020; Amount of Operational Assistance grant. Chapter I SMALL BUSINESS ADMINISTRATION Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-2020 430 Section 108.2020 section 108.2020 66 FR 28609, May 23, 2001, as amended at 67 FR 68505, Nov. 12, 2002 false Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68505 67 FR. 68505 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2030 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2030/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-2030.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-2030.xml 13 CFR 108.2030 13CFR108.2030 Section 108.2030; Matching requirements. Chapter I SMALL BUSINESS ADMINISTRATION Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-2030 431 Section 108.2030 section 108.2030 66 FR 28609, May 23, 2001, as amended at 67 FR 68505, Nov. 12, 2002 false Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68505 67 FR. 68505 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2040 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec108-2040/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec108-2040.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec108-2040.xml 13 CFR 108.2040 13CFR108.2040 Section 108.2040; Reporting and recordkeeping requirements. Chapter I SMALL BUSINESS ADMINISTRATION Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2003-title13-vol1-sec108-2040 432 Section 108.2040 section 108.2040 66 FR 28609, May 23, 2001, as amended at 67 FR 68505, Nov. 12, 2002 false Title 5 Part 1310.3 5 CFR Part 1310.3 Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68505 67 FR. 68505 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part112 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part112/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part112.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part112.xml 13 CFR 112 13CFR112 Part 112; NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OF SBA-EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964 Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2003-title13-vol1-part112 433 Part 112 part 112 Sec. 602, 78 Stat. 252 (42 U.S.C. 2000d-1). 30 FR 298, Jan. 9, 1965, unless otherwise noted. false

Title 42 Section 2000d-1 Title 42 Section 2000d-1 42 U.S.C. 2000d-1 42 U.S.C. 2000d-1 Volume 78 Page 252 78 Stat. 252 Volume 30 Page 298 30 FR. 298 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part112-toc-id434 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-part112-toc-id434/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-part112-toc-id434.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-part112-toc-id434.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 112 NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OF SBA-EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964 TOC CFR-2003-title13-vol1-part112-toc-id434 434 toc http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec112-1 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec112-1/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec112-1.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec112-1.xml 13 CFR 112.1 13CFR112.1 Section 112.1; Purpose. Chapter I SMALL BUSINESS ADMINISTRATION Part 112 NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OF SBA-EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964 CONTENT CFR-2003-title13-vol1-sec112-1 435 Section 112.1 section 112.1 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec112-2 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec112-2/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec112-2.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec112-2.xml 13 CFR 112.2 13CFR112.2 Section 112.2; Application of this part. Chapter I SMALL BUSINESS ADMINISTRATION Part 112 NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OF SBA-EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964 CONTENT CFR-2003-title13-vol1-sec112-2 436 Section 112.2 section 112.2 30 FR 298, Jan. 9, 1965, as amended at 38 FR 17934, July 5, 1973; 50 FR 1441 Jan. 11, 1985 false Volume 30 Page 298 30 FR. 298 Volume 38 Page 17934 38 FR. 17934 Volume 50 Page 1441 50 FR. 1441 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec112-3 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec112-3/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec112-3.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec112-3.xml 13 CFR 112.3 13CFR112.3 Section 112.3; Discrimination prohibited. Chapter I SMALL BUSINESS ADMINISTRATION Part 112 NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OF SBA-EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964 CONTENT CFR-2003-title13-vol1-sec112-3 437 Section 112.3 section 112.3 30 FR 298, Jan. 9, 1965, as amended at 38 FR 17934, July 5, 1973 false Volume 30 Page 298 30 FR. 298 Volume 38 Page 17934 38 FR. 17934 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec112-4 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec112-4/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec112-4.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec112-4.xml 13 CFR 112.4 13CFR112.4 Section 112.4; Discrimination in employment. Chapter I SMALL BUSINESS ADMINISTRATION Part 112 NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OF SBA-EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964 CONTENT CFR-2003-title13-vol1-sec112-4 438 Section 112.4 section 112.4 38 FR 17934, July 5, 1973 false Volume 38 Page 17934 38 FR. 17934 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec112-5 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec112-5/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec112-5.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec112-5.xml 13 CFR 112.5 13CFR112.5 Section 112.5; Discrimination in providing financial assistance. Chapter I SMALL BUSINESS ADMINISTRATION Part 112 NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OF SBA-EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964 CONTENT CFR-2003-title13-vol1-sec112-5 439 Section 112.5 section 112.5 false http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec112-6 http://www.gpo.gov/fdsys/granule/CFR-2003-title13-vol1/CFR-2003-title13-vol1-sec112-6/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/pdf/CFR-2003-title13-vol1-sec112-6.pdf http://www.gpo.gov/fdsys/pkg/CFR-2003-title13-vol1/xml/CFR-2003-title13-vol1-sec112-6.xml 13 CFR 112.6 13CFR112.6 Section 112.6; Discrimination in accommodations or services. Chapter I SMALL BUSINESS ADMINISTRATION Part 112 NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OF SBA-EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964 CONTENT CFR-2003-title13-vol1-sec112-6 440 Section 112.6 section 112.6 31 FR 2374, Feb. 4, 1966 false <