17 Commodity and Securities Exchanges 2 2003-04-01 2003-04-01 false Filing of sales material. 230.256 Section 230.256 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation A-Conditional Small Issues Exemption
ยง 230.256 Filing of sales material.

While not a condition to an exemption pursuant to this provision, seven copies of any advertisement or written communication, or the script of any radio or television broadcast, shall be filed with the main office of the Commission in Washington, DC.

Note:

Only sales material that contains substantive changes from or additions from previously filed material needs to be filed.

 [57 FR 36468, Aug. 13, 1992, as amended at 61 FR 67202, Dec. 20, 1996]