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  <FDSYS>
    <CFRTITLE>1</CFRTITLE>
    <CFRTITLETEXT>General Provisions</CFRTITLETEXT>
    <VOL>1</VOL>
    <DATE>2005-01-01</DATE>
    <ORIGINALDATE>2005-01-01</ORIGINALDATE>
    <COVERONLY>false</COVERONLY>
    <TITLE>MISCELLANEOUS AGENCIES</TITLE>
    <GRANULENUM>IV</GRANULENUM>
    <HEADING>CHAPTER IV</HEADING>
    <ANCESTORS>
      <PARENT HEADING="Title 1" SEQ="0">General Provisions</PARENT>
    </ANCESTORS>
  </FDSYS>
  <CHAPTER>
    <LRH>1 CFR Ch. IV (1-1-05 Edition)</LRH>
    <RRH>Miscellaneous Agencies</RRH>
    <TOC>
      <TOCHD>
        <PRTPAGE P="39"/>
        <HD SOURCE="HED">CHAPTER IV—MISCELLANEOUS AGENCIES</HD>
      </TOCHD>
      <EDNOTE>
        <HD SOURCE="HED">Editorial Note:</HD>
        <P>Federal agencies are required to publish regulations implementing the provisions of the Freedom of Information Act (5 U.S.C. 552(a)), the Privacy Act of 1974 (Pub. L. 93-579, 5 U.S.C. 552a), the Government in the Sunshine Act (Pub. L. 94-409, 5 U.S.C. 552b), and section 504 of the Rehabilitation Act of 1973, as amended by section 119 of the Rehabilitation, Comprehensive Services, and Developmental Disabilities Amendments of 1978 (29 U.S.C. 794). While most agencies have existing chapter assignments in the Code of Federal Regulations, a few agencies do not. Since certain of these agencies are unlikely to be issuing regulations other than those relating to the acts mentioned above, the Director of the Office of the Federal Register has grouped these miscellaneous agencies into this chapter as an efficient means of administering the CFR system.</P>
      </EDNOTE>
      <PTHD>Part</PTHD>
      <PGHD>Page</PGHD>
      <CHAPTI>
        <PT>425</PT>
        <SUBJECT>President's Commission on White House Fellowships</SUBJECT>
        <PG>41</PG>
        <PT>455</PT>
        <SUBJECT>National Capital Planning Commission (Privacy Act regulations)</SUBJECT>
        <PG>43</PG>
        <PT>456</PT>
        <SUBJECT>National Capital Planning Commission (Freedom of Information Act regulations)</SUBJECT>
        <PG>45</PG>
        <PT>457</PT>
        <SUBJECT>Enforcement of nondiscrimination on the basis of handicap in programs or activities conducted by the National Capital Planning Commission</SUBJECT>
        <PG>50</PG>
        <PT>500</PT>
        <SUBJECT>Enforcement of nondiscrimination on the basis of handicap in programs or activities conducted by the National Commission for Employment Policy</SUBJECT>
        <PG>56</PG>
      </CHAPTI>
    </TOC>
    <PART>
      <PRTPAGE P="41"/>
      <EAR>Pt. 425</EAR>
      <HD SOURCE="HED">PART 425—PRESIDENT'S COMMISSION ON WHITE HOUSE FELLOWSHIPS</HD>
      <CONTENTS>
        <SECHD>Sec.</SECHD>
        <SECTNO>425.1</SECTNO>
        <SUBJECT>Purpose and scope.</SUBJECT>
        <SECTNO>425.2</SECTNO>
        <SUBJECT>Procedures for notification of existence of records pertaining to individuals.</SUBJECT>
        <SECTNO>425.3</SECTNO>
        <SUBJECT>Procedure for requests for access to or disclosure of records pertaining to individuals.</SUBJECT>
        <SECTNO>425.4</SECTNO>
        <SUBJECT>Correction of records.</SUBJECT>
        <SECTNO>425.5</SECTNO>
        <SUBJECT>Disclosure of records to agencies or persons other than the individual to whom the record pertains.</SUBJECT>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>5 U.S.C. 552a(f).</P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>40 FR 52416, Nov. 10, 1975; 40 FR 56651, Dec. 4, 1975, unless otherwise noted.</P>
      </SOURCE>
      <SECTION>
        <SECTNO>§ 425.1</SECTNO>
        <SUBJECT>Purpose and scope.</SUBJECT>
        <P>This part sets forth the President's Commission on White House Fellowships procedures under the Privacy Act of 1974 as required by 5 U.S.C. 552a(f). Information to applicants regarding the implementation of this Act is contained in the White House Fellowships Application Instructions.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 425.2</SECTNO>
        <SUBJECT>Procedures for notification of existence of records pertaining to individuals.</SUBJECT>

        <P>(a) The system of records, as defined in the Privacy Act of 1974, maintained by the President's Commission on White House Fellowships is listed annually in the <E T="04">Federal Register</E> as required by that Act. Any person who wishes to know whether a system of records contains a record pertaining to him or her may either appear in person at Room 1308, 1900 E Street, NW., on work days between the hours of 8:30 a.m. and 5 p.m. or may write to the President's Commission on White House Fellowships Administrative Officer, Washington, DC 20415 (Phone 202-382-4661). It is recommended that requests be made in writing.</P>
        <P>(b) Requests for notification of the existence of a record should state, if the requester is other than the individual to whom the record pertains, the relationship of the requester to that individual. (Note that requests will not be honored by the Commission pursuant to the Privacy Act unless made: (1) By the individual to whom the record pertains or (2) by such individual's legal guardian if the individual has been declared to be incompetent due to physical or mental incapacity or age by a court of competent jurisdiction.)</P>
        <P>(c) The Commission will acknowledge requests for the existence of -records within 10 working days from the time it receives the request and will normally notify the requester of the existence or non-existence of records within 30 working days from receipt of request.</P>
        <P>(d) No special identity verification is required for individuals who wish to know whether a specific system of records pertains to them.</P>
        <CITA>[40 FR 52416, Nov. 10, 1975; 40 FR 56651, Dec. 4, 1975, as amended at 40 FR 59187, Dec. 22, 1975]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§ 425.3</SECTNO>
        <SUBJECT>Procedure for requests for access to or disclosure of records pertaining to individuals.</SUBJECT>
        <P>(a) Any person may request review of records pertaining to him by appearing at Room 1308, 1900 E Street, NW., Washington, DC on work days between the hours of 8:30 a.m. and 5 p.m. or by writing to the Commission on White House Fellowships Administrative Officer, Washington, DC 20415. (See paragraph (b) of this section for identification requirements.) The Commission will strive either to make the record available within 15 working days of the request or to inform the requester of the need for additional identification.</P>
        <P>(b) In the case of persons making requests by appearing at the Commission, reasonable identification such as employment identification cards, drivers licenses, or credit cards will normally be accepted as sufficient evidence of identity in the absence of any indications to the contrary.</P>

        <P>(c) Charges for copies of records will be at the rate of $0.10 per photocopy of each page. No charge will be made unless the charge as computed above would exceed $3 for each request or related series of requests. If a fee in excess of $25 would be required, the requester shall be notified and the fee must be tendered before the records will be copied. Remittances shall be in the form either of a personal check or bank draft drawn on a bank in the <PRTPAGE P="42"/>United States, or a money order. Remittances shall be made payable to the order of the Treasury of the United States and mailed or delivered to the Administrative Officer, President's Commission on White House Fellowships, 1900 E Street, NW., Washington, DC 20415.</P>
        <P>(d) Individuals will not be denied access to records pertaining to them.</P>
        <CITA>[40 FR 52416, Nov. 10, 1975; 40 FR 56651, Dec. 4, 1975, as amended at 40 FR 59187, Dec. 22, 1975]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§ 425.4</SECTNO>
        <SUBJECT>Correction of records.</SUBJECT>
        <P>(a) An individual may request that a record or records pertaining to him or her be amended or corrected. Such requests shall be submitted in writing to the Administrative Officer at the Commission's business address.</P>
        <P>(b) The signature of the requester will be sufficient identification for requesting correction of records.</P>
        <P>(c) A request for amendment shall contain an exact description of the item or items sought to be amended and specific reasons for the requested amendment, as well as the individual's birthdate for purposes of verification of records.</P>
        <P>(d) Within 10 working days after receipt of a request to amend a record, the Administrative Officer shall transmit to the requester a written acknowledgement of receipt of request. No acknowledgement is required if the request can be reviewed and processed with notification to the individual of compliance or denial within the ten-day period. Requester will be notified within 30 days whether or not his or her request has been granted.</P>
        <P>(e) If the Administrative Officer determines that the requested amendment is appropriate to insure that the record is:</P>
        <P>(1) Relevant and necessary to accomplish the purposes for which the records were collected; and</P>
        <P>(2) As accurate, timely, and complete as are reasonably necessary to assure fairness to the requester, the Administrative Officer shall:</P>
        <P>(i) Change the record accordingly;</P>
        <P>(ii) Advise the requester that the change has been made, thirty days from receipt of written request;</P>
        <P>(iii) After an accounting of disclosures has been kept pursuant to 5 U.S.C. 552a(c), advise all previous recipients of the record, who, the Commission believes, still retain a copy thereof, of the fact that the amendment was made and the substance of the amendment.</P>
        <P>(f) If, after review of the record, the Administrative Officer determines that the requested amendment is not in conformity with the requirements of the Act, he shall:</P>
        <P>(1) Advise the requester in writing within thirty days of written request of such determination together with specific reasons therefor; and</P>
        <P>(2) Inform the requester that further review of the request by the Director of the Commission is available if a written request therefor is made within 30 days after date of denial.</P>
        <P>(g) Within 30 working days of receipt of a written request for review pursuant to § 425.4(f)(2) the Director shall make an independent review of the record, using the criteria of § 425.4(e) (1) and (2).</P>
        <P>(1) If the Director determines that the record should be amended in accordance with the request, the Administrative Officer shall take the actions listed in § 425.4(e)(2) (i), (ii), and (iii).</P>
        <P>(2) If the Director, after independent review, determines that the record should not be amended in accordance with the request, the Administrative Officer shall advise the requester:</P>
        <P>(i) Of the determination and the reasons therefor;</P>
        <P>(ii) Of his or her right to file with the Administrative Officer a concise statement of his or her reasons for disagreeing with the refusal to amend the record;</P>
        <P>(iii) That the record will be annotated to indicate to anyone subsequently having access to it that a statement of disagreement has been filed, and that the statement will be made available to anyone to whom the record is disclosed;</P>

        <P>(iv) That the Director and the Administrative Officer may, in their discretion, include a brief summary of their reasons for refusing to amend the record whenever such disclosure is made;<PRTPAGE P="43"/>
        </P>
        <P>(v) That any prior recipients of this disputed record, who, the Commission believes, still retain a copy thereof, will be sent a copy of the statement of disagreement, after an accounting of disclosures has been kept pursuant to 5 U.S.C. 552a(c);</P>
        <P>(vi) Of his or her right to seek judicial review of the refusal to amend the record, pursuant to 5 U.S.C. 552a(g)(1)(A).</P>
        <CITA>[40 FR 59187, Dec. 22, 1975]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§ 425.5</SECTNO>
        <SUBJECT>Disclosure of records to agencies or persons other than the individual to whom the record pertains.</SUBJECT>
        <P>Records subject to the Privacy Act that are requested by any person other than the individual to whom they pertain will not be made available except under the following circumstances:</P>
        <P>(a) Records may be circulated to appropriate officials incident to placing Fellows in work assignments for the Fellowship year.</P>
        <P>(b) An accounting of the date, nature, and purpose of each disclosure of a record as well as the name and address of the person and agency to whom the disclosure was made will be indicated on the record. This accounting is available to the individual to whom the records pertain on written request to the Commission.</P>
        <CITA>[40 FR 52416, Nov. 10, 1975; 40 FR 56651, Dec. 4, 1975, as amended at 40 FR 59187, Dec. 22, 1975]</CITA>
      </SECTION>
    </PART>
    <PART>
      <EAR>Pt. 455</EAR>
      <HD SOURCE="HED">PART 455—NATIONAL CAPITAL PLANNING COMMISSION (PRIVACY ACT REGULATIONS)</HD>
      <CONTENTS>
        <SECHD>Sec.</SECHD>
        <SECTNO>455.1</SECTNO>
        <SUBJECT>Purpose and scope.</SUBJECT>
        <SECTNO>455.2</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <SECTNO>455.3</SECTNO>
        <SUBJECT>Procedures for requests pertaining to individual records in a record system.</SUBJECT>
        <SECTNO>455.4</SECTNO>
        <SUBJECT>Times, places, and requirements for identification of individuals making requests.</SUBJECT>
        <SECTNO>455.5</SECTNO>
        <SUBJECT>Disclosure of requested information to individuals.</SUBJECT>
        <SECTNO>455.6</SECTNO>
        <SUBJECT>Request for correction or amendment to the record.</SUBJECT>
        <SECTNO>455.7</SECTNO>
        <SUBJECT>Agency review of request for correction or amendment of the record.</SUBJECT>
        <SECTNO>455.8</SECTNO>
        <SUBJECT>Appeal of an initial adverse agency determination on correction or amendment of the record.</SUBJECT>
        <SECTNO>455.9</SECTNO>
        <SUBJECT>Disclosure of record to a person other than the individual to whom the record pertains.</SUBJECT>
        <SECTNO>455.10</SECTNO>
        <SUBJECT>Fees.</SUBJECT>
        <SECTNO>455.11</SECTNO>
        <SUBJECT>Penalties.</SUBJECT>
        <SECTNO>455.12</SECTNO>
        <SUBJECT>Exemptions.</SUBJECT>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>5 U.S.C. 552a.</P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>42 FR 7921, Feb. 8, 1977, unless otherwise noted.</P>
      </SOURCE>
      <SECTION>
        <SECTNO>§ 455.1</SECTNO>
        <SUBJECT>Purpose and scope.</SUBJECT>
        <P>These procedures provide the means by which individuals may safeguard their privacy by obtaining access to, and requesting amendments or corrections in, information, if any, about these individuals which is under the control of the National Capital Planning Commission (hereafter, the “Commission”).</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 455.2</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <P>For the purpose of these procedures:</P>
        <P>(a) The term <E T="03">individual</E> means a citizen of the United States or an alien lawfully admitted for permanent residence;</P>
        <P>(b) The term <E T="03">maintain</E> includes maintain, collect, use, or disseminate;</P>
        <P>(c) The term <E T="03">record</E> means any item, collection or grouping of information about an individual that is maintained by the Commission, including, but not limited to, his or her payroll information and mailing address and that contains his or her name, or the identifying number, symbol, or other identifying particular assigned to the individual, such as social security number;</P>
        <P>(d) The term <E T="03">system of records</E> means a group of any records under the control of the Commission from which information is retrieved by the name of the individual or by some identifying number, symbol, or other identifying particular assigned to the individual; and</P>
        <P>(e) The term <E T="03">routine use</E> means, with respect to the disclosure of a record, the use of such record for a purpose which is compatible with the purpose for which it was collected.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 455.3</SECTNO>
        <SUBJECT>Procedures for requests pertaining to individual records in a record system.</SUBJECT>

        <P>(a) An individual who wishes to know whether a system of records maintained by the Commission contains a <PRTPAGE P="44"/>record pertaining to him or her shall submit a written request to that effect to the appropriate System Manager at the Commission. The System Manager shall, within 10 days of the receipt of such submission, inform the individual whether a system of records maintained by the Commission contains such a record.</P>
        <P>(b) An individual who desires access to any identified record shall file a request therefor, addressed to the System Manager indicating whether such individual intends to appear in person at the Commission's offices or whether he or she desires to receive a copy of any identified record through the mail.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 455.4</SECTNO>
        <SUBJECT>Times, places, and requirements for identification of individuals making requests.</SUBJECT>
        <P>(a) An individual who, in accord with § 455.3(b) of this part indicated that he or she would appear personally shall do so at the Commission's offices, 1325 G Street NW., Washington, DC, between the hours of 8:30 A.M. and 5:00 P.M., Monday through Friday (legal holidays excluded) and present a form of identification, such as a valid driver's license or employee identification card, which will permit the System Manager to verify that the individual is the same individual as contained in the record requested.</P>
        <P>(b) An individual who, in accord with § 455.3(b) of this part indicated that he or she desired mail delivery of a copy of the record shall include in the request the date and location of birth of the individual as suitable proof of identity.</P>
        <P>(c) Where the above mentioned forms of identification are not feasible or appropriate, the Commission shall request a signed statement from the individual asserting his or her identity and stipulating that the individual understands that knowingly or willfully seeking or obtaining access to records about another individual under false pretenses is punishable by a fine of up to $5,000.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 455.5</SECTNO>
        <SUBJECT>Disclosure of requested information to individuals.</SUBJECT>
        <P>Upon verification of identity, the System Manager shall disclose to the individual: (a) The information contained in the record which pertains to that individual; and (b) the accounting of disclosures of the record, if any, required by 5 U.S.C. 552a(c).</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 455.6</SECTNO>
        <SUBJECT>Request for correction or amendment to the record.</SUBJECT>
        <P>An individual may request that a record pertaining to him or her be amended or corrected. The individual shall submit any such request in accord with § 455.3 of this part and shall state therein the item sought to be amended and specific reasons therefor.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 455.7</SECTNO>
        <SUBJECT>Agency review of request for correction or amendment of the record.</SUBJECT>
        <P>Within ten days of the receipt of the request to correct or to amend the record, the System Manager will acknowledge in writing such receipt and promptly either: (a) Make any correction or amendment of any portion thereof which the individual believes is not accurate, relevant, timely, or complete and inform the individual of same; or (b) inform the individual of his or her refusal to correct or to amend the record in accordance with the request, the reason for the refusal, and the procedures established by the Commission for the individual to request a review of that refusal.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 455.8</SECTNO>
        <SUBJECT>Appeal of an initial adverse agency determination on correction or amendment of the record.</SUBJECT>

        <P>An individual who disagrees with the refusal of the System Manager to correct or to amend his or her record may submit a request for a review of such refusal to the Chairman of the Commission, 1325 G Street NW., Washington, DC 20576. The Chairman will, not later than thirty days from the date on which the individual requests such review, complete such review and make a final determination unless, for good cause shown, the Chairman extends such thirty day period. If, after his or her review, the Chairman also refuses to correct or to amend the record in accordance with the request, the individual may file with the Commission a concise statement setting forth the reasons for his or her disagreement with the refusal of the Commission and may seek judicial review <PRTPAGE P="45"/>of the Chairman's determination under 5 U.S.C. 552a(g)(1)(A).</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 455.9</SECTNO>
        <SUBJECT>Disclosure of record to a person other than the individual to whom the record pertains.</SUBJECT>
        <P>An individual to whom a record is to be disclosed in person may have a person of his or her own choosing accompany the individual when the record is disclosed.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 455.10</SECTNO>
        <SUBJECT>Fees.</SUBJECT>
        <P>(a) The Commission will not charge an individual for the costs of making a search for a record or the costs of reviewing the record. When the Commission makes a copy of a record as a necessary part of the process of disclosing the record to an individual, the Commission will not charge the individual for the cost of making that copy.</P>
        <P>(b) If an individual requests the Commission to furnish him or her with a copy of the record (when a copy has not otherwise been made as a necessary part of the process of disclosing the record to the individual), the Commission will charge a fee of $0.25 per page (maximum per page dimension of 8<FR>1/2</FR>×13 inches) to the extent that the request exceeds $5.00 in cost to the Commission. Requests not exceeding $5.00 in cost to the Commission will be met without cost to the requester.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 455.11</SECTNO>
        <SUBJECT>Penalties.</SUBJECT>
        <P>Title 18 U.S.C. 1001, Crimes and Criminal Procedures, makes it a criminal offense, subject to a maximum fine of $10,000 or imprisonment for not more than five years or both, to knowingly and willfully make or cause to be made any false or fraudulent statements or representations in any matter within the jurisdiction of any agency of the United States. Section 552a(i)(3) of the Privacy Act (5 U.S.C. 552a(i)(3)), makes it a misdemeanor, subject to a maximum fine of $5,000, to knowingly and willfully request or obtain any record concerning an individual under false pretenses. Section 552a(i) (1) and (2) of the Privacy Act (5 U.S.C. 552a(i) (1) and (2)) provide penalties for violations by agency employees of the Privacy Act or regulations established thereunder.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 455.12</SECTNO>
        <SUBJECT>Exemptions.</SUBJECT>
        <P>No Commission records system is exempted from the provisions of 5 U.S.C. 552a as permitted under certain conditions by 5 U.S.C. 552a (j) and (k).</P>
      </SECTION>
    </PART>
    <PART>
      <EAR>Pt. 456</EAR>
      <HD SOURCE="HED">PART 456—NATIONAL CAPITAL PLANNING COMMISSION (FREEDOM OF INFORMATION ACT REGULATIONS)</HD>
      <CONTENTS>
        <SECHD>Sec.</SECHD>
        <SECTNO>456.1</SECTNO>
        <SUBJECT>Introduction.</SUBJECT>
        <SECTNO>456.2</SECTNO>
        <SUBJECT>Organization.</SUBJECT>
        <SECTNO>456.3</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <SECTNO>456.4</SECTNO>
        <SUBJECT>Public access to information.</SUBJECT>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>5 U.S.C. 552, as amended.</P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>47 FR 44229, Oct. 7, 1982, unless otherwise noted.</P>
      </SOURCE>
      <SECTION>
        <SECTNO>§ 456.1</SECTNO>
        <SUBJECT>Introduction.</SUBJECT>
        <P>The following regulations implement the Freedom of Information Act, as amended, 5 U.S.C. 552 (hereinafter the “Act”), and provide procedures by which information may be obtained from the National Capital Planning Commission (hereinafter the “Commission”). Official records made available pursuant to the Act shall be furnished to members of the public as prescribed herein.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 456.2</SECTNO>
        <SUBJECT>Organization.</SUBJECT>
        <P>The Commission is the central planning agency for the Federal Government in the National Capital. The Commission is composed of ex-officio, the Secretary of the Interior, the Secretary of Defense, the Administrator of the General Services Administration, the Mayor of the District of Columbia, the Chairman of the Council of the District of Columbia, and the Chairman of the Committees on the District of Columbia of the Senate and the House of Representatives, or their alternates; and five citizens, three of whom are appointed by the President, and two of whom are appointed by the Mayor of the District of Columbia. The Commission is assisted by a staff headed by an Executive Director. The staff is organized functionally as follows:</P>
        <P>(a) Office of the Executive Director;</P>
        <P>(b) Legal Section;</P>
        <P>(c) Secretariat Section;</P>
        <P>(d) Management Services Section;<PRTPAGE P="46"/>
        </P>
        <P>(e) Planning and Programming Division;</P>
        <P>(f) Review and Implementation Division;</P>
        <P>(g) Planning Services Division;</P>
        <P>(h) Carto/Graphics Division; and,</P>
        <P>(i) Public Affairs Division.</P>
        <CITA>[47 FR 44229, Oct. 7, 1982, as amended at 52 FR 34373, Sept. 11, 1987]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§ 456.3</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <P>For the purposes of this part, the following definitions shall apply:</P>
        <P>(a) <E T="03">Direct costs.</E> This term means those expenditures which the Commission actually incurs in searching for, duplicating and reviewing records.</P>
        <P>(b) <E T="03">Search.</E> This term includes all time spent looking for material that is responsive to a request, including page-by-page or line-by-line identification of material within documents.</P>
        <P>(c) <E T="03">Duplication.</E> This term refers to the process of making a copy of a document necessary to respond to a Freedom of Information Act request.</P>
        <P>(d) <E T="03">Review.</E> This term refers to the process of examining documents located in response to a request that is for commercial use to determine whether any portion of any document located is permitted to be withheld, and includes processing any documents for disclosure.</P>
        <P>(e) <E T="03">Commercial use request.</E> This term refers to a request from or on behalf of one who seeks information for a use or purpose that furthers the commercial, trade or profit interests of the requester or the person on whose behalf the request is made.</P>
        <P>(f) <E T="03">Educational institution.</E> This term refers to a preschool, a public or private elementary or secondary school, an institution of graduate higher education, an institution of undergraduate higher education, an institution of professional education, and an institution of vocational education, which operates a program or programs of scholarly research.</P>
        <P>(g) <E T="03">Non-commercial scientific institution.</E> This term refers to a non-profit institution which is operated solely for the purpose of conducting scientific research the results of which are not intended to promote any particular product or industry.</P>
        <P>(h) <E T="03">Representative of the news media.</E> This term refers to any person actively gathering news for an entity that is organized and operated to publish or broadcast news to the public. The term “news” means information that is about current events or that would be of current interest to the public. Examples of news media entities include television or radio stations broadcasting to the public at large, and publishers of periodicals (but only in those instances when they can qualify as disseminators of “news”) who make their products available for purchase or subscription by the general public. In the case of “freelance” journalists, they may be regarded as working for a news organization if they can demonstrate a solid basis for expecting publication through that organization, even though not actually employed by it. A request for records supporting the news dissemination function of the requester shall not be considered to be a request that is for a commercial use.</P>
        <CITA>[52 FR 34373, Sept. 11, 1987]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§ 456.4</SECTNO>
        <SUBJECT>Public access to information.</SUBJECT>
        <P>(a) <E T="03">General policy.</E> It is the Commission's general policy to facilitate the broadest possible availability and dissemination of information to the public. The Commission's staff is available to assist the public in obtaining information formally by using the procedures herein or informally by discussions with the staff. The Commission's staff may, therefore, continue to furnish informally to the public information, which, prior to the amendments to the Act contained in Public Law 93-502, enacted November 21, 1974, was customarily furnished in the regular performance of their duties, provided the staff do so in a manner not inconsistent with these regulations. In addition, to the extent permitted by other laws, the Commission will make available records which it is authorized to withhold under the Act when it determines that such disclosure is in the public interest.</P>
        <P>(b) <E T="03">Established place of obtaining information.</E> Information may be obtained only from the Commission's offices, which are located at 1325 G Street, NW., Washington, DC 20576. Its official hours are 8:00 a.m. to 6:00 p.m., Monday <PRTPAGE P="47"/>through Friday, excluding legal holidays.</P>
        <P>(c) <E T="03">Information sources within the Commission.</E> Requests for Commission publications, offered for sale or informal requests for general information on the Commission should be directed to the Public Affairs Officer. All formal requests for agency records pursuant to the Act must be directed to the Freedom of Information Officer.</P>
        <FP>Any request directed initially to the wrong information source will be correctly routed by the Commission's staff and the requesting party will be so notified. The ten-day time period within which the Commission is required to determine whether to comply with a request shall not begin to run until the request reaches, or with the exercise of due diligence should have reached, the appropriate information source.</FP>
        <P>(d) <E T="03">Information routinely available.</E> The following types of information shall be routinely available (subject to the fee schedule, infra) for public dissemination without recourse to the Commission's formal information request procedures unless such information falls within one of the exemptions to agency disclosure listed in 5 U.S.C. 552(b):</P>
        <P>(1) Correspondence between the Commission and the public;</P>
        <P>(2) Executive Director's Recommendations;</P>
        <P>(3) Committee Reports;</P>
        <P>(4) Commission Memorandums of Actions; and</P>
        <P>(5) Maps.</P>
        <FP>Requests for information, other than maps, shall be directed to the Freedom of Information Officer; map requests shall be directed to the Public Affairs Officer.</FP>
        <P>(e) <E T="03">Formal requests for information.</E> All formal requests for information pursuant to the Act shall be made in writing to the Freedom of Information Officer. To expedite internal handling of such requests, the words “Freedom of Information Request” shall appear on the face of the envelope bearing such request. The request shall state that the request is made pursuant to the Freedom of Information Act; shall reasonably describe the information sought, including the date the Commission received or produced the requested information, if known; shall state, pursuant to the fee schedule set forth infra, the maximum fee the party making the request would be willing to pay for the duplication of the requested records without further approval; and shall, if possible, provide a telephone number at which the requesting party can be contacted to facilitate handling of the request.</P>
        <P>(f) <E T="03">Commission response to formal requests.</E> The Freedom of Information Officer, upon request for information made in compliance with these regulations, shall determine within ten days (excepting Saturdays, Sundays, and legal holidays) after the receipt of any such request whether to comply with such request and shall immediately notify the person making such request of such determination and the reasons therefor and of the right of such person to appeal to the head of the agency any adverse determination. In unusual circumstances as specified infra, the ten-day time limit may be extended by written notice to the person making the request setting forth the reasons for such extension and the date on which a determination is expected to be dispatched. No such notice shall specify a date that would result in an extension for more than ten working days. As used in this paragraph, “unusual circumstances” means, but only to the extent reasonably necessary to the proper processing of the particular request:</P>
        <P>(1) The need to search for and collect the requested records from establishments that are separate from the Commission's offices;</P>
        <P>(2) The need to search for, collect, and appropriately examine a voluminous amount of separate and distinct records which are demanded in a single request; or</P>
        <P>(3) The need for consultation, which shall be conducted with all practicable speed, with another agency having a substantial interest in the determination of the request or among two or more components of the agency having substantial subject matter interest therein.</P>
        <P>(g) <E T="03">Determination to grant request.</E> If the Freedom of Information Officer makes a determination to grant a request in whole or in part, the person making such request will be so notified <PRTPAGE P="48"/>in writing. The notice shall also include a description of the information to be made available, a statement of the time when and the place where such information may be inspected or alternatively, the procedure for duplication and delivery (by mail or other means) of the information to the requesting party and a statement of the total fees chargeable to the requesting person pursuant to the fee schedule infra.</P>
        <P>(h) <E T="03">Determination to deny request-appeal procedure.</E> If the Freedom of Information Officer makes a determination to deny, in whole or in part, a request for information, he shall so notify the party making the request in writing. Any appeal of such determination shall be made in writing to the Chairman of the Commission and shall include a brief statement of the legal, factual, or other basis for the party's objection to the initial decision. The Chairman shall, within twenty days (excepting Saturdays, Sundays, and legal holidays) of the receipt of any such appeal determine whether to grant or deny the appeal and shall, immediately upon making his decision, give written notice of the decision to the party, including a brief statement of the reasons therefor.</P>
        <P>(i) <E T="03">Waiver.</E> Whenever a waiver of any of the procedures set forth herein would further the purpose of the Act by causing the public disclosure of non-confidential information within the time period required by the Act, the Freedom of Information Officer may, in the context of individual requests for information, waive any of the procedural requirements herein.</P>
        <P>(j) <E T="03">Schedule of fees.</E> (1) The Commission may charge the following fees for the production of information pursuant to the Act:</P>
        <P>(i) Publications offered for sale—as marked.</P>
        <P>(ii) Commission reports—$0.25/page.</P>
        <P>(iii) Committee reports—$0.25/page.</P>
        <P>(iv) Commission Memorandums of Actions—$0.25/page.</P>
        <P>(v) Transcripts of Commission meetings and Committee meetings—$0.25/page.</P>
        <P>(vi) Other records—$0.25/page.</P>
        <P>(vii) Map publications—microfilm printout—$1.00/each; ozalid maps—$0.30/linear foot.</P>
        <P>(viii) Manual record research: $2.25 per quarter hour if conducted by a clerical employee; $5.00 per quarter hour if conducted by a professional or managerial employee. The Commission may charge for search costs, where applicable, even if there is ultimately no disclosure of records.</P>
        <P>(ix) Review charges: $5.00 per quarter hour. The Commission may charge for review costs, where applicable, even if there is ultimately no disclosure of records.</P>
        <P>(2) The Commission may charge the above-stated fees for the production of information pursuant to the Act, based upon the following requester classifications:</P>
        <P>(i) <E T="03">Commercial use requester.</E> The Commission may charge requesters in this category for all the direct costs of searching for, reviewing for release, and duplicating the records sought. In determining whether a request is for commercial use, the Commission will look to the use to which a requester will put the documents requested. Where a requester does not explain the use or where the explanation is insufficient, the Commission may draw reasonable inferences from the requester's identity.</P>
        <P>(ii) <E T="03">Educational and non-commercial scientific institution requesters.</E> The Commission shall provide documents to requesters in this category for the cost of reproduction alone, excluding charges for the first 100 pages. Requesters must show that the request is being made as authorized by or under the auspices of a qualifying institution and that the records sought are not for a commercial use, but are sought in furtherance of scholarly (if the request is from an educational institution) or non-commercial scientific research (if the request is from a non-commercial scientific institution).</P>
        <P>(iii) <E T="03">Representatives of the news media.</E> The Commission shall provide documents to requesters in this category for the cost of reproduction alone, excluding charges for the first 100 pages.</P>
        <P>(iv) <E T="03">All other requesters.</E> The Commission may charge requesters who do not fit into any of the categories above fees <PRTPAGE P="49"/>which recover the full reasonable direct costs of searching for and reproducing records that are responsive to the request, excluding the first 100 pages and first two hours of search time. Requests from record subjects for records about themselves filed in the Commission's system of records will continue to be treated under the fee provisions of the Privacy Act of 1974 which permit fees only for reproduction.</P>
        <P>(3) The Commission keeps on file a limited quantity of back copies of Executive Director's Recommendations, Committee Reports, and Commission Memorandums of Actions. The Commission will first attempt to fill specific requests for these documents from its supply of back copies and until the supply is exhausted, the Commission will provide the documents at no charge. Once the supply is exhausted, the requested documents will be provided in accord with the fee schedule.</P>
        <P>(4) The Commission may not charge fees to any requester if the cost of collecting the fee would be equal to or greater than the fee itself. The minimum fee for the production of information will be $2.00 (over and above the first free 100 pages and 2 hours search time, where applicable). The Commission's Freedom of Information Officer shall provide documents furnished under the Act without any charge or at a charge reduced below the fees established under § 456.3(j)(1) if disclosure of the information is in the public interest because it is likely to contribute significantly to public understanding of the operations or activities of the government and it is not primarily in the commercial interest of the requester.</P>
        <P>(5) In deciding whether a fee waiver or reduction under § 456.4(j)(4) is justified, the Commission will consider the following factors:</P>
        <P>(i) The subject of the request: Whether the subject of the requested records concerns “the operations or activities of the Government”;</P>
        <P>(ii) The informative value of the information to be disclosed: Whether the disclosure is “likely to contribute” to an understanding of government operations or activities;</P>
        <P>(iii) The contribution to an understanding of the subject by the general public likely to result from disclosure: Whether disclosure of the requested information will contribute to “public understanding”; and</P>
        <P>(iv) The significance of the contribution to public understanding: Whether the disclosure is likely to contribute “significantly” to public understanding of government perations or activities.</P>
        <P>(v) The existence and magnitude of a commercial interest: Whether the requester has a commercial interest that would be furthered by the requested disclosure; and, if so</P>
        <P>(vi) The primary interest in disclosure: Whether the magnitude of the identified commercial interest of the requester is sufficiently large, in comparison with the public interest disclosure, that disclosure is “primarily in the commercial interest of the requester.”</P>
        <P>(k) <E T="03">Prior approval or advance deposit of fees.</E> (1) Where the agency estimates that duplication, review or search charges are likely to exceed $25.00, it shall notify the requester of the estimated amount of fees, unless the requester has indicated in advance his or her willingness to pay fees as high as those estimated. Where the fees anticipated to result from a request are substantially greater than the amount estimated in the written request, the persons requesting the information shall be immediately notified of the estimated fees and his approval of such fees requested. Such person shall also be afforded the opportunity to revise his or her request to reduce the fees but satisfy his or her needs for information.</P>

        <P>(2) Where the Freedom of Information Officer determines that fees are likely to exceed $250.00, the Commission may require advance payment of the fee in whole or in part. Where a requester has previously failed to pay a fee charged in a timely manner or is presently in arrears, the Commission may require the requester to pay the full amount owed and to make an advance payment of the full amount of the estimated fees before the agency begins to process a new request or completes a pending request.<PRTPAGE P="50"/>
        </P>
        <P>(3) The dispatch of any such request for an estimated fee approval or advance deposit shall suspend, until a reply is received by the Freedom of Information Officer, the period pursuant to 5 U.S.C., 552 and paragraph (f) supra within which the Freedom of Information Officer must respond to a written request for information.</P>
        <P>(4) A requester may not file multiple requests at the same time, each seeking portions of a document(s), solely in order to avoid payment of fees. When the Commission reasonably believes a requester(s) is attempting to break a request down into a series of requests for the purpose of evading the assessment of fees, the Commission may aggregate any such requests and charge accordingly.</P>
        <P>(l) <E T="03">Payment of fees.</E> Fees charged a person for the production of information must be paid in full prior to release of the information. Payment of fees shall be made by a personal check, postal money order or bank draft on a bank in the United States, made payable to the order of the Treasurer of the United States.</P>
        <CITA>[47 FR 44229, Oct. 7, 1982. Redesignated and amended at 52 FR 34373-34374, Sept. 11, 1987]</CITA>
      </SECTION>
    </PART>
    <PART>
      <EAR>Pt. 457</EAR>
      <HD SOURCE="HED">PART 457—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE NATIONAL CAPITAL PLANNING COMMISSION</HD>
      <CONTENTS>
        <SECHD>Sec.</SECHD>
        <SECTNO>457.101</SECTNO>
        <SUBJECT>Purpose.</SUBJECT>
        <SECTNO>457.102</SECTNO>
        <SUBJECT>Application.</SUBJECT>
        <SECTNO>457.103</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <SECTNO>457.104-457.109</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>457.110</SECTNO>
        <SUBJECT>Self-evaluation.</SUBJECT>
        <SECTNO>457.111</SECTNO>
        <SUBJECT>Notice.</SUBJECT>
        <SECTNO>457.112-457.129</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>457.130</SECTNO>
        <SUBJECT>General prohibitions against discrimination.</SUBJECT>
        <SECTNO>457.131-457.139</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>457.140</SECTNO>
        <SUBJECT>Employment.</SUBJECT>
        <SECTNO>457.141-457.148</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>457.149</SECTNO>
        <SUBJECT>Program accessibility: Discrimination prohibited.</SUBJECT>
        <SECTNO>457.150</SECTNO>
        <SUBJECT>Program accessibility: Existing facilities.</SUBJECT>
        <SECTNO>457.151</SECTNO>
        <SUBJECT>Program accessibility: New construction and alterations.</SUBJECT>
        <SECTNO>457.152-457.159</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>457.160</SECTNO>
        <SUBJECT>Communications.</SUBJECT>
        <SECTNO>457.161-457.169</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>457.170</SECTNO>
        <SUBJECT>Compliance procedures.</SUBJECT>
        <SECTNO>457.171-457.999</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>29 U.S.C. 794.</P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>51 FR 22887, 22896, June 23, 1986, unless otherwise noted.</P>
      </SOURCE>
      <SECTION>
        <SECTNO>§ 457.101</SECTNO>
        <SUBJECT>Purpose.</SUBJECT>
        <P>This part effectuates section 119 of the Rehabilitation, Comprehensive Services, and Developmental Disabilities Amendments of 1978, which amended section 504 of the Rehabilitation Act of 1973 to prohibit discrimination on the basis of handicap in programs or activities conducted by Executive agencies or the United States Postal Service.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 457.102</SECTNO>
        <SUBJECT>Application.</SUBJECT>
        <P>This part applies to all programs or activities conducted by the agency.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 457.103</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <P>For purposes of this part, the term—</P>
        <P>
          <E T="03">Assistant Attorney General</E> means the Assistant Attorney General, Civil Rights Division, United States Department of Justice.</P>
        <P>
          <E T="03">Auxiliary aids</E> means services or devices that enable persons with impaired sensory, manual, or speaking skills to have an equal opportunity to participate in, and enjoy the benefits of, programs or activities conducted by the agency. For example, auxiliary aids useful for persons with impaired vision include readers, brailled materials, audio recordings, telecommunications devices and other similar services and devices. Auxiliary aids useful for persons with impaired hearing include telephone handset amplifiers, telephones compatible with hearing aids, telecommunication devices for deaf persons (TDD's), interpreters, notetakers, written materials, and other similar services and devices.</P>
        <P>
          <E T="03">Complete complaint</E> means a written statement that contains the complainant's name and address and describes the agency's alleged discriminatory action in sufficient detail to inform the agency of the nature and date of the alleged violation of section 504. It shall be signed by the complainant or by someone authorized to do so on his or her behalf. Complaints filed on behalf of classes or third parties shall describe <PRTPAGE P="51"/>or identify (by name, if possible) the alleged victims of discrimination.</P>
        <P>
          <E T="03">Facility</E> means all or any portion of buildings, structures, equipment, roads, walks, parking lots, rolling stock or other conveyances, or other real or personal property.</P>
        <P>
          <E T="03">Handicapped person</E> means any person who has a physical or mental impairment that substantially limits one or more major life activities, has a record of such an impairment, or is regarded as having such an impairment.</P>
        <P>As used in this definition, the phrase:</P>
        <P>(1) <E T="03">Physical or mental impairment</E> includes—</P>
        <P>(i) Any physiological disorder or condition, cosmetic disfigurement, or anatomical loss affecting one or more of the following body systems: Neurological; musculoskeletal; special sense organs; respiratory, including speech organs; cardiovascular; reproductive; digestive; genitourinary; hemic and lymphatic; skin; and endocrine; or</P>
        <P>(ii) Any mental or psychological disorder, such as mental retardation, organic brain syndrome, emotional or mental illness, and specific learning disabilities. The term “physical or mental impairment” includes, but is not limited to, such diseases and conditions as orthopedic, visual, speech, and hearing impairments, cerebral palsy, epilepsy, muscular dystrophy, multiple sclerosis, cancer, heart disease, diabetes, mental retardation, emotional illness, and drug addiction and alcoholism.</P>
        <P>(2) <E T="03">Major life activities</E> includes functions such as caring for one's self, performing manual tasks, walking, seeing, hearing, speaking, breathing, learning, and working.</P>
        <P>(3) <E T="03">Has a record of such an impairment</E> means has a history of, or has been misclassified as having, a mental or physical impairment that substantially limits one or more major life activities.</P>
        <P>(4) <E T="03">Is regarded as having an impairment</E> means—</P>
        <P>(i) Has a physical or mental impairment that does not substantially limit major life activities but is treated by the agency as constituting such a limitation;</P>
        <P>(ii) Has a physical or mental impairment that substantially limits major life activities only as a result of the attitudes of others toward such impairment; or</P>
        <P>(iii) Has none of the impairments defined in subparagraph (1) of this definition but is treated by the agency as having such an impairment.</P>
        <P>
          <E T="03">Historic preservation programs</E> means programs conducted by the agency that have preservation of historic properties as a primary purpose.</P>
        <P>
          <E T="03">Historic properties</E> means those properties that are listed or eligible for listing in the National Register of Historic Places or properties designated as historic under a statute of the appropriate State or local government body.</P>
        <P>
          <E T="03">Qualified handicapped person</E> means—</P>
        <P>(1) With respect to preschool, elementary, or secondary education services provided by the agency, a handicapped person who is a member of a class of persons otherwise entitled by statute, regulation, or agency policy to receive education services from the agency.</P>
        <P>(2) With respect to any other agency program or activity under which a person is required to perform services or to achieve a level of accomplishment, a handicapped person who meets the essential eligibility requirements and who can achieve the purpose of the program or activity without modifications in the program or activity that the agency can demonstrate would result in a fundamental alteration in its nature;</P>
        <P>(3) With respect to any other program or activity, a handicapped person who meets the essential eligibility requirements for participation in, or receipt of benefits from, that program or activity; and</P>
        <P>(4) <E T="03">Qualified handicapped person</E> is defined for purposes of employment in 29 CFR 1613.702(f), which is made applicable to this part by § 457.140.</P>
        <P>
          <E T="03">Section 504</E> means section 504 of the Rehabilitation Act of 1973 (Pub. L. 93-112, 87 Stat. 394 (29 U.S.C. 794)), as amended by the Rehabilitation Act Amendments of 1974 (Pub. L. 93-516, 88 Stat. 1617), and the Rehabilitation, Comprehensive Services, and Developmental Disabilities Amendments of 1978 (Pub. L. 95-602, 92 Stat. 2955). As used in this part, section 504 applies <PRTPAGE P="52"/>only to programs or activities conducted by Executive agencies and not to federally assisted programs.</P>
        <P>
          <E T="03">Substantial impairment</E> means a significant loss of the integrity of finished materials, design quality, or special character resulting from a permanent alteration.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 457.104-457.109</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 457.110</SECTNO>
        <SUBJECT>Self-evaluation.</SUBJECT>
        <P>(a) The agency shall, by August 24, 1987, evaluate its current policies and practices, and the effects thereof, that do not or may not meet the requirements of this part, and, to the extent modification of any such policies and practices is required, the agency shall proceed to make the necessary modifications.</P>
        <P>(b) The agency shall provide an opportunity to interested persons, including handicapped persons or organizations representing handicapped persons, to participate in the self-evaluation process by submitting comments (both oral and written).</P>
        <P>(c) The agency shall, until three years following the completion of the self-evaluation, maintain on file and make available for public inspection:</P>
        <P>(1) A description of areas examined and any problems identified, and</P>
        <P>(2) A description of any modifications made.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 457.111</SECTNO>
        <SUBJECT>Notice.</SUBJECT>
        <P>The agency shall make available to employees, applicants, participants, beneficiaries, and other interested persons such information regarding the provisions of this part and its applicability to the programs or activities conducted by the agency, and make such information available to them in such manner as the head of the agency finds necessary to apprise such persons of the protections against discrimination assured them by section 504 and this regulation.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 457.112-457.129</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 457.130</SECTNO>
        <SUBJECT>General prohibitions against discrimination.</SUBJECT>
        <P>(a) No qualified handicapped person shall, on the basis of handicap, be excluded from participation in, be denied the benefits of, or otherwise be subjected to discrimination under any program or activity conducted by the agency.</P>
        <P>(b)(1) The agency, in providing any aid, benefit, or service, may not, directly or through contractual, licensing, or other arrangements, on the basis of handicap—</P>
        <P>(i) Deny a qualified handicapped person the opportunity to participate in or benefit from the aid, benefit, or service;</P>
        <P>(ii) Afford a qualified handicapped person an opportunity to participate in or benefit from the aid, benefit, or service that is not equal to that afforded others;</P>
        <P>(iii) Provide a qualified handicapped person with an aid, benefit, or service that is not as effective in affording equal opportunity to obtain the same result, to gain the same benefit, or to reach the same level of achievement as that provided to others;</P>
        <P>(iv) Provide different or separate aid, benefits, or services to handicapped persons or to any class of handicapped persons than is provided to others unless such action is necessary to provide qualified handicapped persons with aid, benefits, or services that are as effective as those provided to others;</P>
        <P>(v) Deny a qualified handicapped person the opportunity to participate as a member of planning or advisory boards; or</P>
        <P>(vi) Otherwise limit a qualified handicapped person in the enjoyment of any right, privilege, advantage, or opportunity enjoyed by others receiving the aid, benefit, or service.</P>
        <P>(2) The agency may not deny a qualified handicapped person the opportunity to participate in programs or activities that are not separate or different, despite the existence of permissibly separate or different programs or activities.</P>
        <P>(3) The agency may not, directly or through contractual or other arrangments, utilize criteria or methods of administration the purpose or effect of which would—</P>
        <P>(i) Subject qualified handicapped persons to discrimination on the basis of handicap; or</P>

        <P>(ii) Defeat or substantially impair accomplishment of the objectives of a <PRTPAGE P="53"/>program or activity with respect to handicapped persons.</P>
        <P>(4) The agency may not, in determining the site or location of a facility, make selections the purpose or effect of which would—</P>
        <P>(i) Exclude handicapped persons from, deny them the benefits of, or otherwise subject them to discrimination under any program or activity conducted by the agency; or</P>
        <P>(ii) Defeat or substantially impair the accomplishment of the objectives of a program or activity with respect to handicapped persons.</P>
        <P>(5) The agency, in the selection of procurement contractors, may not use criteria that subject qualified handicapped persons to discrimination on the basis of handicap.</P>
        <P>(6) The agency may not administer a licensing or certification program in a manner that subjects qualified handicapped persons to discrimination on the basis of handicap, nor may the agency establish requirements for the programs or activities of licensees or certified entities that subject qualified handicapped persons to discrimination on the basis of handicap. However, the programs or activities of entities that are licensed or certified by the agency are not, themselves, covered by this part.</P>
        <P>(c) The exclusion of nonhandicapped persons from the benefits of a program limited by Federal statute or Executive order to handicapped persons or the exclusion of a specific class of handicapped persons from a program limited by Federal statute or Executive order to a different class of handicapped persons is not prohibited by this part.</P>
        <P>(d) The agency shall administer programs and activities in the most integrated setting appropriate to the needs of qualified handicapped persons.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 457.131-457.139</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 457.140</SECTNO>
        <SUBJECT>Employment.</SUBJECT>
        <P>No qualified handicapped person shall, on the basis of handicap, be subjected to discrimination in employment under any program or activity conducted by the agency. The definitions, requirements, and procedures of section 501 of the Rehabilitation Act of 1973 (29 U.S.C. 791), as established by the Equal Employment Opportunity Commission in 29 CFR part 1613, shall apply to employment in federally conducted programs or activities.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 457.141-457.148</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 457.149</SECTNO>
        <SUBJECT>Program accessibility: Discrimination prohibited.</SUBJECT>
        <P>Except as otherwise provided in § 457.150, no qualified handicapped person shall, because the agency's facilities are inaccessible to or unusable by handicapped persons, be denied the benefits of, be excluded from participation in, or otherwise be subjected to discrimination under any program or activity conducted by the agency.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 457.150</SECTNO>
        <SUBJECT>Program accessibility: Existing facilities.</SUBJECT>
        <P>(a) <E T="03">General.</E> The agency shall operate each program or activity so that the program or activity, when viewed in its entirety, is readily accessible to and usable by handicapped persons. This paragraph does not—</P>
        <P>(1) Necessarily require the agency to make each of its existing facilities accessible to and usable by handicapped persons;</P>
        <P>(2) In the case of historic preservation programs, require the agency to take any action that would result in a substantial impairment of significant historic features of an historic property; or</P>

        <P>(3) Require the agency to take any action that it can demonstrate would result in a fundamental alteration in the nature of a program or activity or in undue financial and administrative burdens. In those circumstances where agency personnel believe that the proposed action would fundamentally alter the program or activity or would result in undue financial and administrative burdens, the agency has the burden of proving that compliance with § 457.150(a) would result in such alteration or burdens. The decision that compliance would result in such alteration or burdens must be made by the agency head or his or her designee after considering all agency resources available for use in the funding and operation of the conducted program or activity, and must be accompanied by <PRTPAGE P="54"/>a written statement of the reasons for reaching that conclusion. If an action would result in such an alteration or such burdens, the agency shall take any other action that would not result in such an alteration or such burdens but would nevertheless ensure that handicapped persons receive the benefits and services of the program or activity.</P>
        <P>(b) <E T="03">Methods—</E>(1) <E T="03">General.</E> The agency may comply with the requirements of this section through such means as redesign of equipment, reassignment of services to accessible buildings, assignment of aides to beneficiaries, home visits, delivery of services at alternate accessible sites, alteration of existing facilities and construction of new facilities, use of accessible rolling stock, or any other methods that result in making its programs or activities readily accessible to and usable by handicapped persons. The agency is not required to make structural changes in existing facilities where other methods are effective in achieving compliance with this section. The agency, in making alterations to existing buildings, shall meet accessibility requirements to the extent compelled by the Architectural Barriers Act of 1968, as amended (42 U.S.C. 4151-4157), and any regulations implementing it. In choosing among available methods for meeting the requirements of this section, the agency shall give priority to those methods that offer programs and activities to qualified handicapped persons in the most integrated setting appropriate.</P>
        <P>(2) <E T="03">Historic preservation programs.</E> In meeting the requirements of § 457.150(a) in historic preservation programs, the agency shall give priority to methods that provide physical access to handicapped persons. In cases where a physical alteration to an historic property is not required because of § 457.150(a)(2) or (a)(3), alternative methods of achieving program accessibility include—</P>
        <P>(i) Using audio-visual materials and devices to depict those portions of an historic property that cannot otherwise be made accessible;</P>
        <P>(ii) Assigning persons to guide handicapped persons into or through portions of historic properties that cannot otherwise be made accessible; or</P>
        <P>(iii) Adopting other innovative methods.</P>
        <P>(c) <E T="03">Time period for compliance.</E> The agency shall comply with the obligations established under this section by October 21, 1986, except that where structural changes in facilities are undertaken, such changes shall be made by August 22, 1989, but in any event as expeditiously as possible.</P>
        <P>(d) <E T="03">Transition plan.</E> In the event that structural changes to facilities will be undertaken to achieve program accessibility, the agency shall develop, by February 23, 1987 a transition plan setting forth the steps necessary to complete such changes. The agency shall provide an opportunity to interested persons, including handicapped persons or organizations representing handicapped persons, to participate in the development of the transition plan by submitting comments (both oral and written). A copy of the transition plan shall be made available for public inspection. The plan shall, at a minimum—</P>
        <P>(1) Identify physical obstacles in the agency's facilities that limit the accessibility of its programs or activities to handicapped persons;</P>
        <P>(2) Describe in detail the methods that will be used to make the facilities accessible;</P>
        <P>(3) Specify the schedule for taking the steps necessary to achieve compliance with this section and, if the time period of the transition plan is longer than one year, identify steps that will be taken during each year of the transition period; and</P>
        <P>(4) Indicate the official responsible for implementation of the plan.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 457.151</SECTNO>
        <SUBJECT>Program accessibility: New construction and alterations.</SUBJECT>
        <P>Each building or part of a building that is constructed or altered by, on behalf of, or for the use of the agency shall be designed, constructed, or altered so as to be readily accessible to and usable by handicapped persons. The definitions, requirements, and standards of the Architectural Barriers Act (42 U.S.C. 4151-4157), as established in 41 CFR 101-19.600 to 101-19.607, apply to buildings covered by this section.</P>
      </SECTION>
      <SECTION>
        <PRTPAGE P="55"/>
        <SECTNO>§§ 457.152-457.159</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 457.160</SECTNO>
        <SUBJECT>Communications.</SUBJECT>
        <P>(a) The agency shall take appropriate steps to ensure effective communication with applicants, participants, personnel of other Federal entities, and members of the public.</P>
        <P>(1) The agency shall furnish appropriate auxiliary aids where necessary to afford a handicapped person an equal opportunity to participate in, and enjoy the benefits of, a program or activity conducted by the agency.</P>
        <P>(i) In determining what type of auxiliary aid is necessary, the agency shall give primary consideration to the requests of the handicapped person.</P>
        <P>(ii) The agency need not provide individually prescribed devices, readers for personal use or study, or other devices of a personal nature.</P>
        <P>(2) Where the agency communicates with applicants and beneficiaries by telephone, telecommunication devices for deaf person (TDD's) or equally effective telecommunication systems shall be used.</P>
        <P>(b) The agency shall ensure that interested persons, including persons with impaired vision or hearing, can obtain information as to the existence and location of accessible services, activities, and facilities.</P>
        <P>(c) The agency shall provide signage at a primary entrance to each of its inaccessible facilities, directing users to a location at which they can obtain information about accessible facilities. The international symbol for accessibility shall be used at each primary entrance of an accessible facility.</P>
        <P>(d) This section does not require the agency to take any action that it can demonstrate would result in a fundamental alteration in the nature of a program or activity or in undue financial and administrative burdens. In those circumstances where agency personnel believe that the proposed action would fundamentally alter the program or activity or would result in undue financial and administrative burdens, the agency has the burden of proving that compliance with § 457.160 would result in such alteration or burdens. The decision that compliance would result in such alteration or burdens must be made by the agency head or his or her designee after considering all agency resources available for use in the funding and operation of the conducted program or activity, and must be accompanied by a written statement of the reasons for reaching that conclusion. If an action required to comply with this section would result in such an alteration or such burdens, the agency shall take any other action that would not result in such an alteration or such burdens but would nevertheless ensure that, to the maximum extent possible, handicapped persons receive the benefits and services of the program or activity.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 457.161-457.169</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 457.170</SECTNO>
        <SUBJECT>Compliance procedures.</SUBJECT>
        <P>(a) Except as provided in paragraph (b) of this section, this section applies to all allegations of discrimination on the basis of handicap in programs or activities conducted by the agency.</P>
        <P>(b) The agency shall process complaints alleging violations of section 504 with respect to employment according to the procedures established by the Equal Employment Opportunity Commission in 29 CFR part 1613 pursuant to section 501 of the Rehabilitation Act of 1973 (29 U.S.C. 791).</P>
        <P>(c) The Executive Director shall be responsible for coordinating implementation of this section. Complaints may be sent to Equal Employment Opportunity Director, National Capital Planning Commission, 1325 G Street NW., Washington, DC 20576.</P>
        <P>(d) The agency shall accept and investigate all complete complaints for which it has jurisdiction. All complete complaints must be filed within 180 days of the alleged act of discrimination. The agency may extend this time period for good cause.</P>
        <P>(e) If the agency receives a complaint over which it does not have jurisdiction, it shall promptly notify the complainant and shall make reasonable efforts to refer the complaint to the appropriate government entity.</P>

        <P>(f) The agency shall notify the Architectural and Transportation Barriers Compliance Board upon receipt of any complaint alleging that a building or facility that is subject to the Architectural Barriers Act of 1968, as amended <PRTPAGE P="56"/>(42 U.S.C. 4151-4157), or section 502 of the Rehabilitation Act of 1973, as amended (29 U.S.C. 792), is not readily accessible to and usable by handicapped persons.</P>
        <P>(g) Within 180 days of the receipt of a complete complaint for which it has jurisdiction, the agency shall notify the complainant of the results of the investigation in a letter containing—</P>
        <P>(1) Findings of fact and conclusions of law;</P>
        <P>(2) A description of a remedy for each violation found; and</P>
        <P>(3) A notice of the right to appeal.</P>
        <P>(h) Appeals of the findings of fact and conclusions of law or remedies must be filed by the complainant within 90 days of receipt from the agency of the letter required by § 457.170(g). The agency may extend this time for good cause.</P>
        <P>(i) Timely appeals shall be accepted and processed by the head of the agency.</P>
        <P>(j) The head of the agency shall notify the complainant of the results of the appeal within 60 days of the receipt of the request. If the head of the agency determines that additional information is needed from the complainant, he or she shall have 60 days from the date of receipt of the additional information to make his or her determination on the appeal.</P>
        <P>(k) The time limits cited in paragraphs (g) and (j) of this section may be extended with the permission of the Assistant Attorney General.</P>
        <P>(l) The agency may delegate its authority for conducting complaint investigations to other Federal agencies, except that the authority for making the final determination may not be delegated to another agency.</P>
        <CITA>[51 FR 22887 and 22896, June 23, 1986, as amended at 5l FR 22888, June 23, 1986]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 457.171-457.999</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
        
      </SECTION>
    </PART>
    <PART>
      <EAR>Pt. 500</EAR>
      <HD SOURCE="HED">PART 500—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE NATIONAL COMMISSION FOR EMPLOYMENT POLICY</HD>
      <CONTENTS>
        <SECHD>Sec.</SECHD>
        <SECTNO>500.101</SECTNO>
        <SUBJECT>Purpose.</SUBJECT>
        <SECTNO>500.102</SECTNO>
        <SUBJECT>Application.</SUBJECT>
        <SECTNO>500.103</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <SECTNO>500.104-500.109</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>500.110</SECTNO>
        <SUBJECT>Self-evaluation.</SUBJECT>
        <SECTNO>500.111</SECTNO>
        <SUBJECT>Notice.</SUBJECT>
        <SECTNO>500.112-500.129</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>500.130</SECTNO>
        <SUBJECT>General prohibitions against discrimination.</SUBJECT>
        <SECTNO>500.131-500.139</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>500.140</SECTNO>
        <SUBJECT>Employment.</SUBJECT>
        <SECTNO>500.141-500.148</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>500.149</SECTNO>
        <SUBJECT>Program accessibility: Discrimination prohibited.</SUBJECT>
        <SECTNO>500.150</SECTNO>
        <SUBJECT>Program accessibility: Existing facilities.</SUBJECT>
        <SECTNO>500.151</SECTNO>
        <SUBJECT>Program accessibility: New construction and alterations.</SUBJECT>
        <SECTNO>500.152-500.159</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>500.160</SECTNO>
        <SUBJECT>Communications.</SUBJECT>
        <SECTNO>500.161-500.169</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
        <SECTNO>500.170</SECTNO>
        <SUBJECT>Compliance procedures.</SUBJECT>
        <SECTNO>500.171-500.999</SECTNO>
        <SUBJECT>[Reserved]</SUBJECT>
      </CONTENTS>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>29 U.S.C. 794.</P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>51 FR 22888, 22896, June 23, 1986, unless otherwise noted.</P>
      </SOURCE>
      <SECTION>
        <SECTNO>§ 500.101</SECTNO>
        <SUBJECT>Purpose.</SUBJECT>
        <P>This part effectuates section 119 of the Rehabilitation, Comprehensive Services, and Developmental Disabilities Amendments of 1978, which amended section 504 of the Rehabilitation Act of 1973 to prohibit discrimination on the basis of handicap in programs or activities conducted by Executive agencies or the United States Postal Service.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 500.102</SECTNO>
        <SUBJECT>Application.</SUBJECT>
        <P>This part applies to all programs or activities conducted by the agency.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 500.103</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <P>For purposes of this part, the term—</P>
        <P>
          <E T="03">Assistant Attorney General</E> means the Assistant Attorney General, Civil Rights Division, United States Department of Justice.<PRTPAGE P="57"/>
        </P>
        <P>
          <E T="03">Auxiliary aids</E> means services or devices that enable persons with impaired sensory, manual, or speaking skills to have an equal opportunity to participate in, and enjoy the benefits of, programs or activities conducted by the agency. For example, auxiliary aids useful for persons with impaired vision include readers, brailled materials, audio recordings, telecommunications devices and other similar services and devices. Auxiliary aids useful for persons with impaired hearing include telephone handset amplifiers, telephones compatible with hearing aids, telecommunication devices for deaf persons (TDD's), interpreters, notetakers, written materials, and other similar services and devices.</P>
        <P>
          <E T="03">Complete complaint</E> means a written statement that contains the complainant's name and address and describes the agency's alleged discriminatory action in sufficient detail to inform the agency of the nature and date of the alleged violation of section 504. It shall be signed by the complainant or by someone authorized to do so on his or her behalf. Complaints filed on behalf of classes or third parties shall describe or identify (by name, if possible) the alleged victims of discrimination.</P>
        <P>
          <E T="03">Facility</E> means all or any portion of buildings, structures, equipment, roads, walks, parking lots, rolling stock or other conveyances, or other real or personal property.</P>
        <P>
          <E T="03">Handicapped person</E> means any person who has a physical or mental impairment that substantially limits one or more major life activities, has a record of such an impairment, or is regarded as having such an impairment.</P>
        <P>As used in this definition, the phrase:</P>
        <P>(1) <E T="03">Physical or mental impairment</E> includes—</P>
        <P>(i) Any physiological disorder or condition, cosmetic disfigurement, or anatomical loss affecting one or more of the following body systems: Neurological; musculoskeletal; special sense organs; respiratory, including speech organs; cardiovascular; reproductive; digestive; genitourinary; hemic and lymphatic; skin; and endocrine; or</P>

        <P>(ii) Any mental or psychological disorder, such as mental retardation, organic brain syndrome, emotional or mental illness, and specific learning disabilities. The term <E T="03">physical or mental impairment</E> includes, but is not limited to, such diseases and conditions as orthopedic, visual, speech, and hearing impairments, cerebral palsy, epilepsy, muscular dystrophy, multiple sclerosis, cancer, heart disease, diabetes, mental retardation, emotional illness, and drug addiction and alcoholism.</P>
        <P>(2) <E T="03">Major life activities</E> includes functions such as caring for one's self, performing manual tasks, walking, seeing, hearing, speaking, breathing, learning, and working.</P>
        <P>(3) <E T="03">Has a record of such an impairment</E> means has a history of, or has been misclassified as having, a mental or physical impairment that substantially limits one or more major life activities.</P>
        <P>(4) <E T="03">Is regarded as having an impairment</E> means—</P>
        <P>(i) Has a physical or mental impairment that does not substantially limit major life activities but is treated by the agency as constituting such a limitation;</P>
        <P>(ii) Has a physical or mental impairment that substantially limits major life activities only as a result of the attitudes of others toward such impairment; or</P>
        <P>(iii) Has none of the impairments defined in subparagraph (1) of this definition but is treated by the agency as having such an impairment.</P>
        <P>
          <E T="03">Historic preservation programs</E> means programs conducted by the agency that have preservation of historic properties as a primary purpose.</P>
        <P>
          <E T="03">Historic properties</E> means those properties that are listed or eligible for listing in the National Register of Historic Places or properties designated as historic under a statute of the appropriate State or local government body.</P>
        <P>
          <E T="03">Qualified handicapped person</E> means—</P>
        <P>(1) With respect to preschool, elementary, or secondary education services provided by the agency, a handicapped person who is a member of a class of persons otherwise entitled by statute, regulation, or agency policy to receive education services from the agency.</P>

        <P>(2) With respect to any other agency program or activity under which a person is required to perform services or to achieve a level of accomplishment, a <PRTPAGE P="58"/>handicapped person who meets the essential eligibility requirements and who can achieve the purpose of the program or activity without modifications in the program or activity that the agency can demonstrate would result in a fundamental alteration in its nature;</P>
        <P>(3) With respect to any other program or activity, a handicapped person who meets the essential eligibility requirements for participation in, or receipt of benefits from, that program or activity; and</P>
        <P>(4) <E T="03">Qualified handicapped person</E> is defined for purposes of employment in 29 CFR 1613.702(f), which is made applicable to this part by § 500.140.</P>
        <P>
          <E T="03">Section 504</E> means section 504 of the Rehabilitation Act of 1973 (Pub. L. 93-112, 87 Stat. 394 (29 U.S.C. 794)), as amended by the Rehabilitation Act Amendments of 1974 (Pub. L. 93-516, 88 Stat. 1617), and the Rehabilitation, Comprehensive Services, and Developmental Disabilities Amendments of 1978 (Pub. L. 95-602, 92 Stat. 2955). As used in this part, section 504 applies only to programs or activities conducted by Executive agencies and not to federally assisted programs.</P>
        <P>
          <E T="03">Substantial impairment</E> means a significant loss of the integrity of finished materials, design quality, or special character resulting from a permanent alteration.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 500.104-500.109</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 500.110</SECTNO>
        <SUBJECT>Self-evaluation.</SUBJECT>
        <P>(a) The agency shall, by August 24, 1987, evaluate its current policies and practices, and the effects thereof, that do not or may not meet the requirements of this part, and, to the extent modification of any such policies and practices is required, the agency shall proceed to make the necessary modifications.</P>
        <P>(b) The agency shall provide an opportunity to interested persons, including handicapped persons or organizations representing handicapped persons, to participate in the self-evaluation process by submitting comments (both oral and written).</P>
        <P>(c) The agency shall, until three years following the completion of the self-evaluation, maintain on file and make available for public inspection:</P>
        <P>(1) a description of areas examined and any problems identified, and</P>
        <P>(2) a description of any modifications made.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 500.111</SECTNO>
        <SUBJECT>Notice.</SUBJECT>
        <P>The agency shall make available to employees, applicants, participants, beneficiaries, and other interested persons such information regarding the provisions of this part and its applicability to the programs or activities conducted by the agency, and make such information available to them in such manner as the head of the agency finds necessary to apprise such persons of the protections against discrimination assured them by section 504 and this regulation.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 500.112-500.129</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 500.130</SECTNO>
        <SUBJECT>General prohibitions against discrimination.</SUBJECT>
        <P>(a) No qualified handicapped person shall, on the basis of handicap, be excluded from participation in, be denied the benefits of, or otherwise be subjected to discrimination under any program or activity conducted by the agency.</P>
        <P>(b)(1) The agency, in providing any aid, benefit, or service, may not, directly or through contractual, licensing, or other arrangements, on the basis of handicap—</P>
        <P>(i) Deny a qualified handicapped person the opportunity to participate in or benefit from the aid, benefit, or service;</P>
        <P>(ii) Afford a qualified handicapped person an opportunity to participate in or benefit from the aid, benefit, or service that is not equal to that afforded others;</P>
        <P>(iii) Provide a qualified handicapped person with an aid, benefit, or service that is not as effective in affording equal opportunity to obtain the same result, to gain the same benefit, or to reach the same level of achievement as that provided to others;</P>

        <P>(iv) Provide different or separate aid, benefits, or services to handicapped persons or to any class of handicapped persons than is provided to others unless such action is necessary to provide <PRTPAGE P="59"/>qualified handicapped persons with aid, benefits, or services that are as effective as those provided to others;</P>
        <P>(v) Deny a qualified handicapped person the opportunity to participate as a member of planning or advisory boards; or</P>
        <P>(vi) Otherwise limit a qualified handicapped person in the enjoyment of any right, privilege, advantage, or opportunity enjoyed by others receiving the aid, benefit, or service.</P>
        <P>(2) The agency may not deny a qualified handicapped person the opportunity to participate in programs or activities that are not separate or different, despite the existence of permissibly separate or different programs or activities.</P>
        <P>(3) The agency may not, directly or through contractual or other arrangments, utilize criteria or methods of administration the purpose or effect of which would—</P>
        <P>(i) Subject qualified handicapped persons to discrimination on the basis of handicap; r</P>
        <P>(ii) Defeat or substantially impair accomplishment of the objectives of a program or activity with respect to handicapped persons.</P>
        <P>(4) The agency may not, in determining the site or location of a facility, make selections the purpose or effect of which would—</P>
        <P>(i) Exclude handicapped persons from, deny them the benefits of, or otherwise subject them to discrimination under any program or activity conducted by the agency; or</P>
        <P>(ii) Defeat or substantially impair the accomplishment of the objectives of a program or activity with respect to handicapped persons.</P>
        <P>(5) The agency, in the selection of procurement contractors, may not use criteria that subject qualified handicapped persons to discrimination on the basis of handicap.</P>
        <P>(6) The agency may not administer a licensing or certification program in a manner that subjects qualified handicapped persons to discrimination on the basis of handicap, nor may the agency establish requirements for the programs or activities of licensees or certified entities that subject qualified handicapped persons to discrimination on the basis of handicap. However, the programs or activities of entities that are licensed or certified by the agency are not, themselves, covered by this part.</P>
        <P>(c) The exclusion of nonhandicapped persons from the benefits of a program limited by Federal statute or Executive order to handicapped persons or the exclusion of a specific class of handicapped persons from a program limited by Federal statute or Executive order to a different class of handicapped persons is not prohibited by this part.</P>
        <P>(d) The agency shall administer programs and activities in the most integrated setting appropriate to the needs of qualified handicapped persons.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 500.131-500.139</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 500.140</SECTNO>
        <SUBJECT>Employment.</SUBJECT>
        <P>No qualified handicapped person shall, on the basis of handicap, be subjected to discrimination in employment under any program or activity conducted by the agency. The definitions, requirements, and procedures of section 501 of the Rehabilitation Act of 1973 (29 U.S.C. 791), as established by the Equal Employment Opportunity Commission in 29 CFR part 1613, shall apply to employment in federally conducted programs or activities.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 500.141-500.148</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 500.149</SECTNO>
        <SUBJECT>Program accessibility: Discrimination prohibited.</SUBJECT>
        <P>Except as otherwise provided in § 500.150, no qualified handicapped person shall, because the agency's facilities are inaccessible to or unusable by handicapped persons, be denied the benefits of, be excluded from participation in, or otherwise be subjected to discrimination under any program or activity conducted by the agency.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 500.150</SECTNO>
        <SUBJECT>Program accessibility: Existing facilities.</SUBJECT>
        <P>(a) <E T="03">General.</E> The agency shall operate each program or activity so that the program or activity, when viewed in its entirety, is readily accessible to and usable by handicapped persons. This paragraph does not—<PRTPAGE P="60"/>
        </P>
        <P>(1) Necessarily require the agency to make each of its existing facilities accessible to and usable by handicapped persons;</P>
        <P>(2) In the case of historic preservation programs, require the agency to take any action that would result in a substantial impairment of significant historic features of an historic property; or</P>
        <P>(3) Require the agency to take any action that it can demonstrate would result in a fundamental alteration in the nature of a program or activity or in undue financial and administrative burdens. In those circumstances where agency personnel believe that the proposed action would fundamentally alter the program or activity or would result in undue financial and administrative burdens, the agency has the burden of proving that compliance with § 500.150(a) would result in such alteration or burdens. The decision that compliance would result in such alteration or burdens must be made by the agency head or his or her designee after considering all agency resources available for use in the funding and operation of the conducted program or activity, and must be accompanied by a written statement of the reasons for reaching that conclusion. If an action would result in such an alteration or such burdens, the agency shall take any other action that would not result in such an alteration or such burdens but would nevertheless ensure that handicapped persons receive the benefits and services of the program or activity.</P>
        <P>(b) <E T="03">Methods—</E>(1) <E T="03">General.</E> The agency may comply with the requirements of this section through such means as redesign of equipment, reassignment of services to accessible buildings, assignment of aides to beneficiaries, home visits, delivery of services at alternate accessible sites, alteration of existing facilities and construction of new facilities, use of accessible rolling stock, or any other methods that result in making its programs or activities readily accessible to and usable by handicapped persons. The agency is not required to make structural changes in existing facilities where other methods are effective in achieving compliance with this section. The agency, in making alterations to existing buildings, shall meet accessibility requirements to the extent compelled by the Architectural Barriers Act of 1968, as amended (42 U.S.C. 4151-4157), and any regulations implementing it. In choosing among available methods for meeting the requirements of this section, the agency shall give priority to those methods that offer programs and activities to qualified handicapped persons in the most integrated setting appropriate.</P>
        <P>(2) <E T="03">Historic preservation programs.</E> In meeting the requirements of § 500.150(a) in historic preservation programs, the agency shall give priority to methods that provide physical access to handicapped persons. In cases where a physical alteration to an historic property is not required because of § 500.150(a)(2) or (a)(3), alternative methods of achieving program accessibility include—</P>
        <P>(i) Using audio-visual materials and devices to depict those portions of an historic property that cannot otherwise be made accessible;</P>
        <P>(ii) Assigning persons to guide handicapped persons into or through portions of historic properties that cannot otherwise be made accessible; or</P>
        <P>(iii) Adopting other innovative methods.</P>
        <P>(c) <E T="03">Time period for compliance.</E> The agency shall comply with the obligations established under this section by October 21, 1986, except that where structural changes in facilities are undertaken, such changes shall be made by August 22, 1989, but in any event as expeditiously as possible.</P>
        <P>(d) <E T="03">Transition plan.</E> In the event that structural changes to facilities will be undertaken to achieve program accessibility, the agency shall develop, by February 23, 1987 a transition plan setting forth the steps necessary to complete such changes. The agency shall provide an opportunity to interested persons, including handicapped persons or organizations representing handicapped persons, to participate in the development of the transition plan by submitting comments (both oral and written). A copy of the transition plan shall be made available for public inspection. The plan shall, at a minimum—<PRTPAGE P="61"/>
        </P>
        <P>(1) Identify physical obstacles in the agency's facilities that limit the accessibility of its programs or activities to handicapped persons;</P>
        <P>(2) Describe in detail the methods that will be used to make the facilities accessible;</P>
        <P>(3) Specify the schedule for taking the steps necessary to achieve compliance with this section and, if the time period of the transition plan is longer than one year, identify steps that will be taken during each year of the transition period; and</P>
        <P>(4) Indicate the official responsible for implementation of the plan.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 500.151</SECTNO>
        <SUBJECT>Program accessibility: New construction and alterations.</SUBJECT>
        <P>Each building or part of a building that is constructed or altered by, on behalf of, or for the use of the agency shall be designed, constructed, or altered so as to be readily accessible to and usable by handicapped persons. The definitions, requirements, and standards of the Architectural Barriers Act (42 U.S.C. 4151-4157), as established in 41 CFR 101-19.600 to 101-19.607, apply to buildings covered by this section.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 500.152-500.159</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 500.160</SECTNO>
        <SUBJECT>Communications.</SUBJECT>
        <P>(a) The agency shall take appropriate steps to ensure effective communication with applicants, participants, personnel of other Federal entities, and members of the public.</P>
        <P>(1) The agency shall furnish appropriate auxiliary aids where necessary to afford a handicapped person an equal opportunity to participate in, and enjoy the benefits of, a program or activity conducted by the agency.</P>
        <P>(i) In determining what type of auxiliary aid is necessary, the agency shall give primary consideration to the requests of the handicapped person.</P>
        <P>(ii) The agency need not provide individually prescribed devices, readers for personal use or study, or other devices of a personal nature.</P>
        <P>(2) Where the agency communicates with applicants and beneficiaries by telephone, telecommunication devices for deaf person (TDD's) or equally effective telecommunication systems shall be used.</P>
        <P>(b) The agency shall ensure that interested persons, including persons with impaired vision or hearing, can obtain information as to the existence and location of accessible services, activities, and facilities.</P>
        <P>(c) The agency shall provide signage at a primary entrance to each of its inaccessible facilities, directing users to a location at which they can obtain information about accessible facilities. The international symbol for accessibility shall be used at each primary entrance of an accessible facility.</P>
        <P>(d) This section does not require the agency to take any action that it can demonstrate would result in a fundamental alteration in the nature of a program or activity or in undue financial and adminstrative burdens. In those circumstances where agency personnel believe that the proposed action would fundamentally alter the program or activity or would result in undue financial and administrative burdens, the agency has the burden of proving that compliance with § 500.160 would result in such alteration or burdens. The decision that compliance would result in such alteration or burdens must be made by the agency head or his or her designee after considering all agency resources available for use in the funding and operation of the conducted program or activity, and must be accompanied by a written statement of the reasons for reaching that conclusion. If an action required to comply with this section would result in such an alteration or such burdens, the agency shall take any other action that would not result in such an alteration or such burdens but would nevertheless ensure that, to the maximum extent possible, handicapped persons receive the benefits and services of the program or activity.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 500.161-500.169</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
      <SECTION>
        <SECTNO>§ 500.170</SECTNO>
        <SUBJECT>Compliance procedures.</SUBJECT>
        <P>(a) Except as provided in paragraph (b) of this section, this section applies to all allegations of discrimination on the basis of handicap in programs or activities conducted by the agency.</P>

        <P>(b) The agency shall process complaints alleging violations of section <PRTPAGE P="62"/>504 with respect to employment according to the procedures established by the Equal Employment Opportunity Commission in 29 CFR part 1613 pursuant to section 501 of the Rehabilitation Act of 1973 (29 U.S.C. 791).</P>
        <P>(c) The Director shall be responsible for coordinating implementation of this section. Complaints may be sent to Director, National Commission for Employment Policy, Suite 300, 1522 K Street NW., Washington, DC 20005.</P>
        <P>(d) The agency shall accept and investigate all complete complaints for which it has jurisdiction. All complete complaints must be filed within 180 days of the alleged act of discrimination. The agency may extend this time period for good cause.</P>
        <P>(e) If the agency receives a complaint over which it does not have jurisdiction, it shall promptly notify the complainant and shall make reasonable efforts to refer the complaint to the appropriate government entity.</P>
        <P>(f) The agency shall notify the Architectural and Transportation Barriers Compliance Board upon receipt of any complaint alleging that a building or facility that is subject to the Architectural Barriers Act of 1968, as amended (42 U.S.C. 4151-4157), or section 502 of the Rehabilitation Act of 1973, as amended (29 U.S.C. 792), is not readily accessible to and usable by handicapped persons.</P>
        <P>(g) Within 180 days of the receipt of a complete complaint for which it has jurisdiction, the agency shall notify the complainant of the results of the investigation in a letter containing—</P>
        <P>(1) Findings of fact and conclusions of law;</P>
        <P>(2) A description of a remedy for each violation found; and</P>
        <P>(3) A notice of the right to appeal.</P>
        <P>(h) Appeals of the findings of fact and conclusions of law or remedies must be filed by the complainant within 90 days of receipt from the agency of the letter required by § 500.170(g). The agency may extend this time for good cause.</P>
        <P>(i) Timely appeals shall be accepted and processed by the head of the agency.</P>
        <P>(j) The head of the agency shall notify the complainant of the results of the appeal within 60 days of the receipt of the request. If the head of the agency determines that additional information is needed from the complainant, he or she shall have 60 days from the date of receipt of the additional information to make his or her determination on the appeal.</P>
        <P>(k) The time limits cited in paragraphs (g) and (j) of this section may be extended with the permission of the Assistant Attorney General.</P>
        <P>(l) The agency may delegate its authority for conducting complaint investigations to other Federal agencies, except that the authority for making the final determination may not be delegated to another agency.</P>
        <CITA>[51 FR 22888 and 22896, June 23, 1986, as amended at 51 FR 22888, June 23, 1986]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§§ 500.171-500.999</SECTNO>
        <RESERVED>[Reserved]</RESERVED>
      </SECTION>
    </PART>
  </CHAPTER>
</CFRGRANULE>
