<?xml version="1.0"?>
<?xml-stylesheet type="text/xsl" href="cfr.xsl"?>
<CFRGRANULE xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:noNamespaceSchemaLocation="CFRMergedXML.xsd">
  <FDSYS>
    <CFRTITLE>28</CFRTITLE>
    <CFRTITLETEXT>Judicial Administration</CFRTITLETEXT>
    <VOL>2</VOL>
    <DATE>2006-07-01</DATE>
    <ORIGINALDATE>2006-07-01</ORIGINALDATE>
    <COVERONLY>false</COVERONLY>
    <TITLE>GRANTS FOR CORRECTIONAL FACILITIES</TITLE>
    <GRANULENUM>91</GRANULENUM>
    <HEADING>PART 91</HEADING>
    <ANCESTORS>
      <PARENT HEADING="Title 28" SEQ="1">Judicial Administration</PARENT>
      <PARENT HEADING="CHAPTER I" SEQ="0">DEPARTMENT OF JUSTICE (CONTINUED)</PARENT>
    </ANCESTORS>
  </FDSYS>
  <PART>
    <EAR>Pt. 91</EAR>
    <HD SOURCE="HED">PART 91—GRANTS FOR CORRECTIONAL FACILITIES</HD>
    <CONTENTS>
      <SUBPART>
        <HD SOURCE="HED">Subpart A—General</HD>
        <SECHD>Sec.</SECHD>
        <SECTNO>91.1</SECTNO>
        <SUBJECT>Purpose.</SUBJECT>
        <SECTNO>91.2</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <SECTNO>91.3</SECTNO>
        <SUBJECT>General eligibility requirements.</SUBJECT>
        <SECTNO>91.4</SECTNO>
        <SUBJECT>Truth in Sentencing Incentive Grants.</SUBJECT>
        <SECTNO>91.5</SECTNO>
        <SUBJECT>Violent Offender Incarceration Grants.</SUBJECT>
        <SECTNO>91.6</SECTNO>
        <SUBJECT>Matching requirement.</SUBJECT>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart B—FY 95 Correctional Boot Camp Initiative</HD>
        <SECTNO>91.10</SECTNO>
        <SUBJECT>General.</SUBJECT>
      </SUBPART>
      <SUBPART>
        <PRTPAGE P="443"/>
        <HD SOURCE="HED">Subpart C—Correctional Facilities on Tribal Lands</HD>
        <SECTNO>91.21</SECTNO>
        <SUBJECT>Purpose.</SUBJECT>
        <SECTNO>91.22</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <SECTNO>91.23</SECTNO>
        <SUBJECT>Grant authority.</SUBJECT>
        <SECTNO>91.24</SECTNO>
        <SUBJECT>Grant distribution.</SUBJECT>
      </SUBPART>
      <SUBPART>
        <HD SOURCE="HED">Subpart D—Environmental Impact Review Procedures for VOI/TISGrant Program</HD>
        <SUBJGRP>
          <HD SOURCE="HED">In General</HD>
          <SECTNO>91.50</SECTNO>
          <SUBJECT>Purpose.</SUBJECT>
          <SECTNO>91.51</SECTNO>
          <SUBJECT>Policy.</SUBJECT>
          <SECTNO>91.52</SECTNO>
          <SUBJECT>Definitions.</SUBJECT>
          <SECTNO>91.53</SECTNO>
          <SUBJECT>Other guidance.</SUBJECT>
        </SUBJGRP>
        <SUBJGRP>
          <HD SOURCE="HED">Application to VOI/TIS Grant Program</HD>
          <SECTNO>91.54</SECTNO>
          <SUBJECT>Applicability.</SUBJECT>
          <SECTNO>91.55</SECTNO>
          <SUBJECT>Categorical exclusions.</SUBJECT>
          <SECTNO>91.56</SECTNO>
          <SUBJECT>Actions that normally require the preparation of anenvironmental assessment.</SUBJECT>
          <SECTNO>91.57</SECTNO>
          <SUBJECT>Actions that normally require the preparation of anenvironmental impact statement.</SUBJECT>
        </SUBJGRP>
        <SUBJGRP>
          <HD SOURCE="HED">Environmental Review Procedures</HD>
          <SECTNO>91.58</SECTNO>
          <SUBJECT>Timing of the environmental review process.</SUBJECT>
          <SECTNO>91.59</SECTNO>
          <SUBJECT>OJP's responsibilities.</SUBJECT>
          <SECTNO>91.60</SECTNO>
          <SUBJECT>Grantee's responsibilities.</SUBJECT>
          <SECTNO>91.61</SECTNO>
          <SUBJECT>Subgrantee's responsibilities.</SUBJECT>
          <SECTNO>91.62</SECTNO>
          <SUBJECT>Preparing an Environmental Assessment.</SUBJECT>
          <SECTNO>91.63</SECTNO>
          <SUBJECT>Preparing an Environmental Impact Statement.</SUBJECT>
          <SECTNO>91.64</SECTNO>
          <SUBJECT>Supplemental EA or EIS</SUBJECT>
          <SECTNO>91.65</SECTNO>
          <SUBJECT>Responsible OJP officials.</SUBJECT>
          <SECTNO>91.66</SECTNO>
          <SUBJECT>Public participation.</SUBJECT>
        </SUBJGRP>
        <SUBJGRP>
          <HD SOURCE="HED">Other State and Federal Law Requirements</HD>
          <SECTNO>91.67</SECTNO>
          <SUBJECT>State Environmental Policy Acts.</SUBJECT>
          <SECTNO>91.68</SECTNO>
          <SUBJECT>Compliance with other federal environmental statutes,regulations and executive orders.</SUBJECT>
        </SUBJGRP>
      </SUBPART>
    </CONTENTS>
    <AUTH>
      <HD SOURCE="HED">Authority:</HD>
      <P>42 U.S.C. 13701 through 14223.</P>
    </AUTH>
    <SOURCE>
      <HD SOURCE="HED">Source:</HD>
      <P>59 FR 63019, Dec. 7, 1994, unless otherwise noted.</P>
    </SOURCE>
    <SUBPART>
      <HD SOURCE="HED">Subpart A—General</HD>
      <SECTION>
        <SECTNO>§ 91.1</SECTNO>
        <SUBJECT>Purpose.</SUBJECT>
        <P>The Attorney General, through the Assistant Attorney General for the Officeof Justice Programs, will make grants to states and to states organized asmulti-state compacts to construct, develop, expand, operate or improvecorrectional facilities, including boot camp facilities and other alternativecorrectional facilities that can free conventional space for the confinement ofviolent offenders, to:</P>
        <P>(a) Ensure that prison space is available for the confinement of violentoffenders; and</P>
        <P>(b) Implement truth in sentencing laws for sentencing violent offenders.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 91.2</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <P>(a) <E T="03">Violent offender.</E> [Reserved]</P>
        <P>(b) <E T="03">Serious drug offense</E> means an offense involvingmanufacturing, distributing, or possessing with intent to manufacture ordistribute, a controlled substance (as defined in Section 102 of the ControlledSubstances Act (21 U.S.C. 802)), for which a maximum term of imprisonment of 10years or more is prescribed by state law.</P>
        <P>(c) <E T="03">Part 1 violent crimes</E> means murder and non-negligentmanslaughter, forcible rape, robbery, and aggravated assault as reported to theFederal Bureau of Investigation for purposes of the Uniform Crime Reports. Ifsuch data is unavailable, Bureau of Justice Statistics (BJS) publications may beutilized. See, e.g., “Census of State and Federal Correctional Facilities,1990.” (”Part 1 violent crimes” are defined here solely as thestatutorily prescribed basis for the formula allocation of funding.)</P>
        <P>(d) <E T="03">Recipient</E> means individual states or multi-state compactsawarded funds under this part.</P>
        <P>(e) <E T="03">State</E> means a State, the District of Columbia, theCommonwealth of Puerto Rico, the United States Virgin Islands, American Samoa,Guam and the Northern Mariana Islands.</P>
        <P>(f) <E T="03">Comprehensive correctional plan</E> means a plan whichrepresents an integrated approach to the management and operation of adult andjuvenile correctional facilities and programs and which includes diversionprograms, particularly drug diversion programs, community corrections programs,a prisoner screening and security classification system, appropriateprofessional training for corrections officers in dealing with violentoffenders, prisoner rehabilitation and treatment programs, prisoner workactivities (including to the extent practicable, activities relating to thedevelopment, expansion, modification, or improvement of correctional facilities)and job skills programs, educational programs, <PRTPAGE P="444"/>a pre-release prisoner assessmentto provide risk reduction management, post-release assistance and an assessmentof recidivism rates.</P>
        <P>(g) <E T="03">Correctional facilities</E> includes boot camps and otheralternative correctional facilities for adults or juveniles that can freeconventional bed space for the confinement of violent offenders.</P>
        <P>(h) <E T="03">Boot camp</E> means a corrections program for adult or juvenileoffenders of not more than six-months confinement (not including time inconfinement prior to assignment to the boot camp) involving:</P>
        <P>(1) Assignment for participation in the program, in conformity with statelaw, by prisoners other than prisoners who have been convicted at any time for aviolent felony;</P>
        <P>(2) Adherence by inmates to a highly regimented schedule that involves strictdiscipline, physical training, and work;</P>
        <P>(3) Participation by inmates in appropriate education, job training, andsubstance abuse counseling or treatment; and</P>
        <P>(4) Post-incarceration aftercare services for participants that arecoordinated with the program carried out during the period of imprisonment.</P>
        <P>(i) <E T="03">Truth in sentencing laws</E> means laws that:</P>
        <P>(1) Ensure that violent offenders serve a substantial portion of sentencesimposed;</P>
        <P>(2) Are designed to provide sufficiently severe punishment for violentoffenders, including violent juvenile offenders; and</P>
        <P>(3) The prison time served is appropriately related to the determination thatthe inmate is a violent offender and for a period of time deemed necessary toprotect the public.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 91.3</SECTNO>
        <SUBJECT>General eligibility requirements.</SUBJECT>
        <P>(a) Recipients must be individual states, or states organized as multi-statecompacts.</P>
        <P>(b) <E T="03">Application requirements.</E> To be eligible to receive eithera formula or a discretionary grant under subtitle A, an applicant must submit anapplication which includes:</P>
        <P>(1) Assurances that the state(s) have implemented, or will implement,correctional policies and programs, including truth in sentencing laws. Nospecific requirements for complying with this condition are prescribed by thisinterim rule for fiscal 1995 funding because of the need for further review ofthe status of truth in sentencing laws and the impact and needs requirementsrelating to reform in state systems.</P>
        <P>(2) Assurances that the state(s) have implemented or will implement policiesthat provide for the recognition of the rights and needs of crime victims.</P>
        <FP>States are not required to adopt any specific set of victims rights measuresfor compliance, but the adoption by a state of measures which are comparable toor exceed those applied in federal proceedings will be deemed sufficientcompliance for eligibility for funding. If the state has not adopted victimsrights measures which are comparable to or exceed federal law, the adequacy ofcompliance will be determined on a case-by-case basis. States will be afforded areasonable amount of time to achieve compliance. States may comply with thiscondition by providing recognition of the rights and needs of crime victims inthe following areas:</FP>
        <P>(i) Providing notice to victims concerning case and offender status;</P>
        <P>(ii) Providing an opportunity for victims to be present at public courtproceedings in their cases;</P>
        <P>(iii) Providing victims the opportunity to be heard at sentencing and parolehearings;</P>
        <P>(iv) Providing for restitution to victims; and</P>
        <P>(v) Establishing administrative or other mechanisms to effectuate theserights.</P>
        <P>(3) Assurances that funds received under this section will be used toconstruct, develop, expand, operate or improve correctional facilities to ensurethat secure space is available for the confinement of violent offenders.</P>

        <P>(4) Assurances that the state(s) has a comprehensive correctional plan inaccordance with the definition elements in § 91.2. If the state(s)does not have an adequate comprehensive correctional <PRTPAGE P="445"/>plan, technical assistancewill be available for compliance. States will be afforded a reasonable amount oftime to develop their plans.</P>
        <P>(5) Assurances that the state(s) has involved counties and other units oflocal government, when appropriate, in the construction, development, expansion,modification, operation or improvement of correctional facilities designed toensure the incarceration of violent offenders and that the state(s) will sharefunds received with counties and other units of local government, taking intoaccount the burden placed on these units of government when they are required toconfine sentenced prisoners because of overcrowding in state prison facilities.</P>
        <P>(6) Assurances that funds received under this section will be used tosupplement, not supplant, other federal, state, and local funds.</P>
        <P>(7) Assurances that the state(s) has implemented, or will implement within 18months after the date of the enactment of the Violent Crime Control and LawEnforcement Act of 1994 (September 13, 1994), policies to determine the veteranstatus of inmates and to ensure that incarcerated veterans receive the veteransbenefits to which they are entitled.</P>
        <P>(8) Assurances that correctional facilities will be made accessible topersons conducting investigations under the Civil Rights of InstitutionalizedPersons Act (CRIPA), 42 U.S.C. 1997.</P>
        <P>(9) If applicable, documentation of the multi-state compact agreement thatspecifies the construction, development, expansion, modification, operation, orimprovement of correctional facilities.</P>
        <P>(10) If applicable, a description of the eligibility criteria forparticipation in any boot camp that is to be funded.</P>
        <P>(c) States, and states organized as multi-state compacts, which candemonstrate affirmative responses to the assurances outlined above will beeligible to receive funds.</P>
        <P>(d) Each state application for such funds must be accompanied by acomprehensive correctional plan. The plan shall be developed in consultationwith representatives of appropriate state and local units of government, shallinclude both the adult and juvenile correctional systems, and shall provide anassessment of the state and local correctional needs, and a long-rangeimplementation strategy for addressing those needs.</P>
        <P>(e) Local units of government, i.e., any city, county, town, township,borough, parish, village or other general purpose subdivision of a state, orIndian tribe which performs law enforcement functions as determined by thesecretary of the Interior, are in turn eligible to receive subgrants from aparticipating state(s). Such subgrants shall be made for the purpose(s) ofcarrying out the implementation strategy, consistent with state(s) comprehensivecorrectional plan.</P>
        <P>(f) In awarding grants, consideration shall be given to the special burdenplaced on states which incarcerate a substantial number of inmates who are inthe United States illegally. States will not be required to submit additionalinformation on numbers of criminal aliens. The Bureau of Justice Assistance(BJA) and the Immigration and Naturalization Service (INS) are currently workingtogether to implement the State Criminal Alien Assistance Program (SCAAP) toassist the states with the costs of incarcerating criminal aliens. The Office ofJustice Programs will coordinate with the SCAAP program to obtain the relevantinformation.</P>
        <P>(g) The funds provided under this part shall be administered in compliancewith the standards set forth in part 38 (Equal Treatment for Faith-basedOrganizations) of this chapter.</P>
        <CITA>[59 FR 63019, Dec. 7, 1994, as amended by Order No. 2703-2004, 69 FR2841, Jan. 21, 2004]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§ 91.4</SECTNO>
        <SUBJECT>Truth in Sentencing Incentive Grants.</SUBJECT>
        <P>(a) Half of the total amount of funds appropriated to carry out subtitle Afor each of the fiscal years 1996, 1997, 1998, 1999 and 2000 will be madeavailable for Truth in Sentencing Incentive Grants.</P>
        <P>(b) <E T="03">Eligibility.</E> To be eligible to receive such a grant, astate, or states organized as multi-state compacts, must meet the requirementsof § 91.3 and must demonstrate that the state(s)—</P>

        <P>(1) Has in effect laws which require that persons convicted of violent <PRTPAGE P="446"/>crimesserve not less than 85% of the sentence imposed; or</P>
        <P>(2) Since 1993—</P>
        <P>(i) Has increased the percentage of convicted violent offenders sentenced toprison;</P>
        <P>(ii) Has increased the average prison time which will be served in prison byconvicted violent offenders sentenced to prison;</P>
        <P>(iii) Has increased the percentage of sentence which will be served in prisonby violent offenders sentenced to prison; and</P>
        <P>(iv) Has in effect at the time of application laws requiring that a personwho is convicted of a violent crime shall serve not less than 85% of thesentence imposed if—</P>
        <P>(A) The person has been convicted on 1 or more prior occasions in a court ofthe United States or of a state of a violent crime or a serious drug offense;and</P>
        <P>(B) Each violent crime or serious drug offense was committed after thedefendant's conviction of the preceding violent crime or serious drug offense.</P>
        <P>(c) <E T="03">Formula allocation.</E> The amount available to carry out thissection for any fiscal year will be allocated to each eligible state in theratio that the number of Part 1 violent crimes reported by such state to theFederal Bureau of Investigation for 1993 bears to the number of Part 1 violentcrimes reported by all states to the Federal Bureau of Investigation for 1993.</P>
        <P>(d) <E T="03">Transfer of unused funds.</E> On September 30 of each fiscalyears 1996, 1998, 1999 and 2000, the Attorney General will transfer to the fundsto be allocated under the Violent Offender Incarceration Grant formulaallocation (section 91.5) any funds made available to carry out this sectionthat are not allocated to an eligible state under paragraph (b) of this section.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 91.5</SECTNO>
        <SUBJECT>Violent Offender Incarceration Grants.</SUBJECT>
        <P>(a) Half of the total amount of funds appropriated to carry out this subtitlefor each of fiscal years 1996, 1997, 1998, 1999 and 2000 will be made availablefor Violent Offender Incarceration Grants.</P>
        <P>(b) <E T="03">Eligibility.</E> To be eligible to receive such a grant, astate, or states organized as multi-state compacts, must meet the requirementsof section 91.3(b).</P>
        <P>(c) <E T="03">Allocation of violent offender incarcerationfunds</E>—(1) <E T="03">Formula allocation.</E> 85% of the sum of theamount available for grants under this section for any fiscal year and anyamount transferred as described in § 91.4(c) for that fiscal yearwill be allocated as follows:</P>
        <P>(i) 0.25% will be allocated to each eligible state except that the UnitedStates Virgin Islands, American Samoa, Guam and the Northern Mariana Islandsshall each be allocated 0.05%.</P>
        <P>(ii) The amount remaining after application of paragraph (c)(1)(i) of thissection will be allocated to each eligible state in the ratio that the number ofPart 1 violent crimes reported by such state to the Federal Bureau ofInvestigation for 1993 bears to the number of Part 1 violent crimes reported byall states to the Federal Bureau of Investigation for 1993.</P>
        <P>(2) <E T="03">Discretionary allocation.</E> Fifteen percent of the sum of theamount available for Violent Offender Incarceration Grants for any fiscal yearunder this subsection and any amount transferred as described in§ 91.4(c) for that fiscal year will be allocated at the discretion ofthe Assistant Attorney General for OJP to states that have demonstrated:</P>
        <P>(i) The greatest need for such grants, and</P>
        <P>(ii) The ability to best utilize the funds to meet the objectives of thegrant program and ensure that secure cell space is available for the confinementof violent offenders.</P>
        <P>(d) <E T="03">Transfer of unused funds.</E> On September 30 of each fiscalyears 1996, 1997, 1998, 1999 and 2000, the Assistant Attorney General willtransfer to the discretionary program under paragraph (c)(2) of this section anyfunds made available under paragraph (c)(1) of this section that are notallocated to an eligible state under paragraph (c)(1) of this section.</P>
      </SECTION>
      <SECTION>
        <PRTPAGE P="447"/>
        <SECTNO>§ 91.6</SECTNO>
        <SUBJECT>Matching requirement.</SUBJECT>
        <P>(a) The federal share of a grant received under this subtitle may not exceed75 percent of the costs of a proposal described in an application approved underthis subtitle. The matching requirement can only be met through a hard cashmatch, and must be satisfied by the end of the project period. A certificationto that effect will be required of each recipient of grant funds and must besubmitted to the Office of Justice Programs with the application.</P>
        <P>(b) [Reserved]</P>
      </SECTION>
    </SUBPART>
    <SUBPART>
      <HD SOURCE="HED">Subpart B—FY 95 Correctional Boot Camp Initiative</HD>
      <SECTION>
        <SECTNO>§ 91.10</SECTNO>
        <SUBJECT>General.</SUBJECT>
        <P>(a) <E T="03">Scope of boot camp program.</E> Funding is appropriated infiscal year 1995 to provide grants to states and multi-state compacts to plan,develop, construct and expand correctional boot camps for adults and juveniles.</P>
        <P>(b) Adult and juvenile boot camps, referred to as “correctional bootcamps,” are programs that “provide a structured environment fordelivering non-traditional corrections programs to criminal offenders.”</P>

        <P>(c) With respect to this program, the mandates of the Juvenile Justice andDelinquency Prevention Act (42 U.S.C. 5601 <E T="03">et seq</E>.) shall apply.</P>
        <P>(d) <E T="03">Eligibility.</E> (1) Funding is available for both adult andjuvenile boot camps. To be eligible for the funding of boot camps, states mustcomply with the general assurances in § 91.3(b) or demonstrate stepstaken toward compliance. While the majority of assurances are applicable to theadult correctional system, those states applying for grants for juvenile bootcamps must include the juvenile system in the state comprehensive correctionalplan and demonstrate how construction of the boot camp will make secure spaceavailable to house violent juvenile offenders.</P>
        <P>(2) For purposes of the FY '95 boot camp program, a “violentfelony” means any crime punishable by imprisonment for a term exceedingone year, or an act of juvenile delinquency that would be punishable byimprisonment for such term if committed by an adult, that:</P>
        <P>(i) Involves the use or attempted use of a firearm or other dangerous weaponagainst another person, or</P>
        <P>(ii) Results in death or serious bodily injury to another person.</P>
        <P>(3) States must document that the boot camp program does not involve morethan six-months confinement (not including confinement prior to assignment tothe boot camp) and includes:</P>
        <P>(i) Assignment for participation in the program, in conformity with statelaw, by prisoners other than prisoners who have been convicted at any time of aviolent felony;</P>
        <P>(ii) Adherence by inmates to a highly regimented schedule that involvesstrict discipline, physical training and work;</P>
        <P>(iii) Participation by inmates in appropriate education, job training, andsubstance abuse counseling or treatment; and</P>
        <P>(iv) Post-incarceration aftercare services for participants that arecoordinated with the program carried out during the period of imprisonment.</P>
        <P>(4) States must provide assurances that boot camp construction will free upsecure institutional bed space for violent offenders.</P>
        <P>(e) <E T="03">Evaluation.</E> (1) Recipients will be required to cooperatewith a national evaluation team throughout the planning and implementationprocess. Recipients are also strongly encouraged to provide for an independentevaluation of the impact and effectiveness of the funded program.</P>
        <P>(2) Jurisdictions are strongly encouraged to engage in systematic planningactivities and to develop and evaluate boot camps as part of a comprehensive andintegrated correctional plan.</P>
        <P>(f) <E T="03">Limitation on funds.</E> Grant funds cannot be used foroperating costs. States will be required to show how operating expenses will beprovided.</P>
        <P>(g) <E T="03">Matching requirement.</E> The federal share of a grant receivedmay not exceed 75 percent of the costs of the proposed boot camp programdescribed in the appoved application. The matching requirement can only be metthrough a hard cash match, and must be satisfied <PRTPAGE P="448"/>by the end of the projectperiod; facility operating expenses may not be used to meet the matchrequirement for the construction project supported. Match may be made throughgrantee contribution of construction-related costs. A certification to thateffect will be required of each recipient of grant funds.</P>
        <P>(h) <E T="03">Innovative boot camp programs.</E> Jurisdictions are encouragedto explore the development of “innovative” boot camp programs whichincorporate principles based on the accumulation of research and practicalexperience, and reflect sound and effective correctional practice.</P>
      </SECTION>
    </SUBPART>
    <SUBPART>
      <HD SOURCE="HED">Subpart C—Correctional Facilities on Tribal Lands</HD>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>42 U.S.C. 13701 <E T="03">et seq.,</E> as amended byPub. L. 104-134.</P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>61 FR 49970, Sept. 24, 1996, unless otherwise noted.</P>
      </SOURCE>
      <SECTION>
        <SECTNO>§ 91.21</SECTNO>
        <SUBJECT>Purpose.</SUBJECT>
        <P>This part sets forth requirements and procedures to award grants to IndianTribes for purposes of constructing jails on tribal lands for the incarcerationof offenders subject to tribal jurisdiction.</P>
      </SECTION>
      <SECTION>
        <SECTNO>§ 91.22</SECTNO>
        <SUBJECT>Definitions.</SUBJECT>
        <P>(a) <E T="03">The Act</E> means the Violent Crime Control and Law EnforcementAct of 1994, Subtitle A of Title II, Public Law 103-322, 108 Stat. 1796(September 13, 1994) as amended by the Fiscal Year 1996 Omnibus ConsolidatedRescissions and Appropriations Act, Public Law 104-134 (April 26, 1996),codified at 42 U.S.C. 13701 <E T="03">et. seq.</E>
        </P>
        <P>(b) <E T="03">Assistant Attorney General</E> means the Assistant AttorneyGeneral for the Office of Justice Programs.</P>
        <P>(c) <E T="03">Tribal lands</E> means:</P>
        <P>(1) All land within the limits of any Indian reservation under thejurisdiction of the United States Government, notwithstanding the issuance ofany patent, and including rights-of-way running through the reservation;</P>
        <P>(2) All dependent Indian communities within the borders of the United Stateswhether within the original or subsequently acquired territory thereof, andwhether within or without the limits of a State; and</P>
        <P>(3) All Indian allotments, the Indian titles to which have not beenextinguished, including rights-of way running through the same.</P>
        <P>(d) <E T="03">Indian Tribe</E> means an eligible Native American tribe asdefined by the Indian Self Determination Act, 25 U.S.C. 450b(e).</P>
        <P>(e) <E T="03">Construction</E> means the erection, acquisition, renovation,repair, remodeling, or expansion of new or existing buildings or other physicalfacilities, and the acquisition or installation of fixed furnishings andequipment. It includes facility planning (including environmental impactanalysis), pre-architectural programming, architectural design, preservation,construction, administration, construction management, or project managementcosts. Construction does not include the purchase of land.</P>
        <CITA>[61 FR 49970, Sept. 24, 1996, as amended at 69 FR 2299, Jan. 15, 2004]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§ 91.23</SECTNO>
        <SUBJECT>Grant authority.</SUBJECT>
        <P>(a) The Assistant Attorney General may make grants to Indian tribes forprograms that involve constructing jails on tribal lands for the incarcerationof offenders subject to tribal jurisdiction.</P>
        <P>(b) Applications for grants under this program shall be made at such timesand in such form as may be specified by the Assistant Attorney General.Applications will be evaluated according to the statutory requirements of theAct and programmatic goals.</P>
        <P>(c) Grantees must comply with all statutory and program requirementsapplicable to grants under this program.</P>
        <P>(d) The funds provided under this part shall be administered in compliancewith the standards set forth in part 38 (Equal Treatment for Faith-basedOrganizations) of this chapter.</P>
        <CITA>[61 FR 49970, Sept. 24, 1996, as amended by Order No. 2703-2004, 69FR 2841, Jan. 21, 2004]</CITA>
      </SECTION>
      <SECTION>
        <SECTNO>§ 91.24</SECTNO>
        <SUBJECT>Grant distribution.</SUBJECT>

        <P>(a) From the amounts appropriated under section 20108 of the Act to carry outsections 20103 and 20104 of the Act, <PRTPAGE P="449"/>the Assistant Attorney General shallreserve, to carry out this program—</P>
        <P>(1) 0.3 percent in each fiscal years 1996 and 1997; and</P>
        <P>(2) 0.2 percent in each of fiscal years 1998, 1999 and 2000.</P>
        <P>(b) From the amounts reserved under paragraph (a) of this section, theAssistant Attorney General may exercise discretion to award or supplement grantsto such Indian Tribes and in such amounts as would best accomplish the purposesof the Act.</P>
      </SECTION>
    </SUBPART>
    <SUBPART>
      <HD SOURCE="HED">Subpart D—Environmental Impact Review Procedures for VOI/TISGrant Program</HD>
      <AUTH>
        <HD SOURCE="HED">Authority:</HD>
        <P>42 U.S.C. 13701 <E T="03">et seq.,</E> as amended byPub. L. 104-134; 42 U.S.C. 4321 <E T="03">et seq.</E>; 40 CFR Parts1500-1508.</P>
      </AUTH>
      <SOURCE>
        <HD SOURCE="HED">Source:</HD>
        <P>65 FR 48595, Aug. 8, 2000, unless otherwise noted.</P>
      </SOURCE>
      <SUBJGRP>
        <HD SOURCE="HED">In General</HD>
        <SECTION>
          <SECTNO>§ 91.50</SECTNO>
          <SUBJECT>Purpose.</SUBJECT>

          <P>The purpose of this subpart is to inform grant recipients under the ViolentOffender Incarceration and Truth-in-Sentencing Incentive (VOI/TIS) Formula GrantProgram of OJP's procedures for complying with the National Environmental PolicyAct (NEPA), 42 U.S.C. 4321 <E T="03">et. seq.,</E> and related environmentalimpact review requirements.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.51</SECTNO>
          <SUBJECT>Policy.</SUBJECT>
          <P>(a) <E T="03">NEPA Policy.</E> NEPA policy requires that Federal agencies, tothe fullest extent possible:</P>
          <P>(1) Implement procedures to make the NEPA process more useful to decision-makers and the public; reduce paperwork and the accumulation of extraneousbackground data; and emphasize real environmental issues and alternatives.Environmental impact statements shall be concise, clear, and to the point, andshall be supported by evidence that agencies have made the necessaryenvironmental analyses.</P>
          <P>(2) Integrate the requirements of NEPA with other planning and environmentalreview procedures required by law and by agency practice so that all suchprocedures run concurrently rather than consecutively.</P>
          <P>(3) Encourage and facilitate public involvement in decisions which affect thequality of the human environment.</P>
          <P>(4) Use the NEPA process to identify and assess reasonable alternatives toproposed actions that will avoid or minimize adverse effects of these actionsupon the quality of the human environment.</P>
          <P>(5) Use all practicable means to restore and enhance the quality of the humanenvironment and avoid or minimize any possible adverse effects of the actionsupon the quality of the human environment.</P>
          <P>(b) <E T="03">OJP's policy to minimize harm to the environment.</E> It isOJP's policy to minimize harm to the environment. Consequently, OJP can rejectproposals or prohibit a State from using formula grant funds for a project thatwould have a substantial adverse impact on the human environment. Additionally,federal law prohibits the implementation of a project that jeopardizes thecontinued existence of an endangered species or that violates certainregulations related to water quality. Generally, though, where an EA or EISreveals that a project will have adverse environmental impacts, OJP will workwith the State grantee to identify ways to modify the project to mitigate anyadverse impacts, or will encourage the State to consider an alternative site.</P>
          <P>(c) <E T="03">Mitigation.</E> OJP may require the following mitigationmeasures to reduce or eliminate a project's adverse environmental impacts:</P>
          <P>(1) Avoiding the impact altogether by not taking certain action or part of anaction.</P>
          <P>(2) Minimizing impacts by limiting the degree or magnitude of the action andits implementation.</P>
          <P>(3) Rectifying the impact by repairing, rehabilitating, or restoring theaffected environment.</P>
          <P>(4) Reducing or eliminating the impact over time by preservation andmaintenance operations during the life of the action.</P>
          <P>(5) Compensating for the impact by replacing or providing substituteresources or environments.</P>
          <P>(d) <E T="03">Use of grant funds.</E> In accordance with OJP's general policyof providing the States with the maximum amount of control and flexibility overthe use <PRTPAGE P="450"/>of formula grant funds, the States can use VOI/TIS grant funds to payfor the costs of preparing environmental documents, to implement mitigationmeasures to reduce adverse environmental impacts, and to cover the costs ofconstruction delays or other project changes resulting from compliance with theNEPA process. However, any funds used for these purposes must be included as aportion of the State's grant which requires a State match.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.52</SECTNO>
          <SUBJECT>Definitions.</SUBJECT>

          <P>The definitions supplied by the Council on Environmental Quality in its <E T="03">Regulations for Implementing the Procedural Provisions of the NationalEnvironmental Policy Act,</E> 40 CFR Parts 1500 through 1508, (CEQ Regulations),shall apply to the terms in this subpart.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.53</SECTNO>
          <SUBJECT>Other guidance.</SUBJECT>

          <P>The Department of Justice has also published NEPA procedures that incorporatethe CEQ regulations at 28 CFR part 61. Additionally, the Office of JusticePrograms' Corrections Program Office has prepared a handbook for VOI/TISgrantees, <E T="03">Program Guidance on Environmental ProtectionRequirements.</E> This publication and other relevant documents can be found at<E T="03">http://www.ojp.usdoj.gov/cpo.</E>
          </P>
        </SECTION>
      </SUBJGRP>
      <SUBJGRP>
        <HD SOURCE="HED">Application to VOI/TIS Grant Program</HD>
        <SECTION>
          <SECTNO>§ 91.54</SECTNO>
          <SUBJECT>Applicability.</SUBJECT>
          <P>(a) <E T="03">Major Federal action.</E> NEPA's requirements apply to anyproposal for legislation or other major federal action that might significantlyimpact the quality of the human environment. The CEQ regulations in 40 CFR1508.18 define “major federal actions” as actions with effects thatmay be major and which are potentially subject to Federal control andresponsibility. The CEQ regulations categorize “major federalactions” as, among other things, the “[a]pproval of specificprojects, such as construction or management activities located in a definedgeographic area. Projects include actions approved by permit or other regulatorydecision as well as Federal and Federally assisted activities.” (40 CFR1508.18(b)(4)).</P>
          <P>(b) <E T="03">VOI/TIS construction grants subject to NEPA.</E> This subpartapplies to all proposed, new and partially completed VOI/TIS projects (includingprojects on tribal lands) initiated by state or local units of government withgrant funding from OJP that involve construction, expansion, renovation,facility planning, site selection, site preparation, security or facilityupgrades or other activities that may significantly impact the environment.</P>
          <P>(c) <E T="03">Projects.</E> Although VOI/TIS money cannot be used for aproject's operations expenses, the definition of “project” or“proposal” for NEPA review purposes is defined as both theconstruction and the long-term operation of correctional facilities and relatedcomponents such as all off-site projects to accommodate the needs of thecorrectional facilities project (e.g., road and utility construction orexpansion, projects offered to the affected community as an incentive to acceptthe correctional facility construction or expansion, and other reasonablyforeseeable future actions regardless of what agency or third party undertakessuch action). Reasonably foreseeable actions include future prison constructionphases, especially when either current acreage requirements or design capacitiesfor utilities are based on needs stemming from future phases.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.55</SECTNO>
          <SUBJECT>Categorical exclusions.</SUBJECT>

          <P>Activities undertaken by State, local, or tribal entities using VOI/TIS fundsthat are consistent with any of the following categories are presumed not tohave a significant effect on the human environment and thus, are categoricallyexcluded from the preparation of either an EA or an EIS. Although theseactivities are excluded from environmental reviews under NEPA, they are notexcluded from compliance with other applicable local, State, or Federalenvironmental laws. Additionally, an otherwise excluded activity loses itsexclusion and is subject to environmental review if it either would be locatedwithin or potentially affect any of the following: a 100-year flood plain, awetland, important farmland, a proposed or listed endangered or threatenedspecies, a proposed or listed critical habitat, a property that <PRTPAGE P="451"/>is listed oreligible for listing on the National Register of Historic Places, an area withinan approved State Coastal Zone Management Program, a coastal barrier or aportion of a barrier within the Coastal Barrier Resources System, a river orportion of a river included in or designated for potential addition to the Wildand Scenic Rivers System, a designated or proposed Wilderness Area, or a solesource aquifer recharge area designated by the Environmental Protection Agency(EPA). The resulting environmental review for those activities that lose theirexclusion status shall focus on the factor or factors that caused the loss ofthe exclusion.</P>
          <P>(a) <E T="03">Minor renovations.</E> Projects for minor renovations within anexisting facility, unless the renovation would impact a structure which is onthe National Register of Historic Places, or is eligible for listing on theregister.</P>
          <P>(b) <E T="03">Limited expansion.</E> Projects for the expansion of anexisting facility or within an existing correctional complex, which does not addmore than 50 beds or increase the capacity of the facility by more than 50percent whichever is smaller. This exclusion does not apply to either a phasedproject that exceeds these numerical thresholds or projects to expand facilitiesthat:</P>
          <P>(1) Are located in a floodplain;</P>
          <P>(2) Will affect a wetland;</P>
          <P>(3) Will affect a facility on the National Register of Historic Places orthat is eligible for listing on the register;</P>
          <P>(4) Will affect a federally proposed or listed endangered or threatenedspecies or its habitat;</P>
          <P>(5) Is controversial for environmental reasons; or</P>
          <P>(6) Would not be served by adequate sewage treatment, solid waste disposal,or water facilities.</P>
          <P>(c) <E T="03">Expansion of support facilities.</E> Projects for the expansionof bed space within an existing facility (e.g., double bunking or conversion ofnon-cell space) which are using grant funds to expand or add support facilities,such as a kitchen, medical facilities, recreational space, or program space, toaccommodate the increased number of inmates. This does not include projects toincrease capacity for support facilities which might pose a threat to theenvironment, such as solid waste and waste water management, new roads, new orupgraded utilities coming into the facility, or prison industry programs thatinvolve the use of chemicals and produce hazardous waste or water or airpollution.</P>
          <P>(d) <E T="03">Security upgrades.</E> Security upgrades of an existingfacility which are inside the existing perimeter fence or involve the upgrade ofthe existing perimeter fence. This exclusion does not include such upgrades asadding lethal fences or increasing height or lighting of a perimeter fence in aresidential area or other areas sensitive to the visual impacts resulting fromheight or lighting changes.</P>
          <P>(e) <E T="03">Privatization.</E> Projects that involve the leasing of bedspace (which may include operational costs) from a facility operated by aprivate correctional corporation or that contract with a private correctionalcorporation for the operation of a state facility or program. This exclusiondoes not apply if the correctional agency has contracted with the private vendorto build the facility, operate the facility, or lease beds to the correctionalagency using federal grant funds.</P>
          <P>(f) <E T="03">Drug testing and treatment.</E> Projects that use grant fundsto implement drug treatment, testing, sanctions, or interdiction programs.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.56</SECTNO>
          <SUBJECT>Actions that normally require the preparation of an environmentalassessment.</SUBJECT>
          <P>(a) <E T="03">Renovation or expansion of existing correctional facility.</E>Renovation or expansion activities not categorically excluded under§ 91.55 require an environmental assessment (EA). An environmentalassessment is generally prepared when a project is not expected to have asignificant impact on the environment. Since projects for the renovation orexpansion of an existing facility or the construction of a new facility withinan existing correctional complex may have limited impact on the environment,preparing an EA may be sufficient.</P>
          <P>(b) <E T="03">Proposed construction of a new correctional facility.</E> Theproposed construction of a new correctional facility <PRTPAGE P="452"/>will require thepreparation of an environmental assessment unless the proposal will clearly havea significant environmental impact in which case an environmental impactstatement can be initiated immediately without the preparation of anenvironmental assessment.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.57</SECTNO>
          <SUBJECT>Actions that normally require the preparation of an environmentalimpact statement.</SUBJECT>
          <P>
            <E T="03">Significant impact.</E> For the proposed construction of a newcorrectional facility or the proposed expansion of an existing facility, if theproposal is large or complex and/or controversial because of the nature ofpossible environmental impacts, and/or if any EA determines that the projectwill have a significant impact on the environment, an environmental impactstatement (EIS) will be required. For those projects that clearly will havesignificant environmental impact, a grantee can save time and resources byinitiating the EIS immediately without going through the EA process.</P>
        </SECTION>
      </SUBJGRP>
      <SUBJGRP>
        <HD SOURCE="HED">Environmental Review Procedures</HD>
        <SECTION>
          <SECTNO>§ 91.58</SECTNO>
          <SUBJECT>Timing of the environmental review process.</SUBJECT>
          <P>(a) <E T="03">Initial planning and site selection phase.</E> The NEPAprocedures must be initiated as part of the planning and site selection phase ofall new construction, expansion, and renovation projects and completed beforethe construction or renovation on the project can begin.</P>
          <P>(b) <E T="03">Early consultation with OJP.</E> As grantees identify proposed,new projects, the grantees must inform OJP and after consulting OJP's <E T="03">Program Guidance on Environmental Protection Requirements,</E> mustrecommend to OJP whether:</P>
          <P>(1) The proposed project meets the criteria of a categorical exclusion;</P>
          <P>(2) An environmental assessment should be initiated;</P>
          <P>(3) Because of the project size and/or anticipated environmental impacts, anenvironmental impact statement should be initiated.</P>
          <P>(c) <E T="03">Design phase.</E> Projects currently in the planning and designphase must complete the NEPA procedures and no further decisions or newcommitments of resources can be made on these projects by the State or localentity that would either have an adverse impact on the environment or limit thechoice of reasonable alternative sites.</P>
          <P>(d) <E T="03">Prohibited pre-analysis activities.</E> None of the followingactions can be taken until the NEPA analysis is completed for the affectedproject:</P>
          <P>(1) Starting construction;</P>
          <P>(2) Accepting construction bids;</P>
          <P>(3) Advertising for construction bids;</P>
          <P>(4) Initiating the development of or approving final plans andspecifications; or</P>
          <P>(5) Purchasing property.</P>
          <P>(e) <E T="03">Ongoing or completed construction projects.</E> For grant-funded projects under construction, OJP will work with the States to determinewhat environmental analysis has been done, making every effort to limitdisruption to projects under construction. For completed grant-funded projects,OJP will work with the States to determine whether those projects may posecontinuing environmental problems. For example, NEPA issues may exist due toexcessive noise, light pollution, excessive water consumption or draw down on animportant stream, or adverse visual impact due to an inappropriate facade colorin an environmentally scenic area. Consequently, performing an analysis forthose VOI/TIS VOI/TIS projects for which construction is completed may stillserve the useful purpose of determining the extent of a project's continuingadverse environmental impacts, and the feasibility of mitigation measures.</P>
          <P>(f) <E T="03">Avoiding duplication of efforts.</E> If an EA or EIS wascompleted on an original structure, any environmental research that wasconducted at the time the original structure was being planned and is stillrelevant need not be duplicated in any required environmental impact analysisfor proposed modifications or additions to that structure.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.59</SECTNO>
          <SUBJECT>OJP's responsibilities.</SUBJECT>
          <P>(a) <E T="03">In general.</E> All NEPA decisions such as determining theadequacy of assessments, the need for environmental impact statements, and theiradequacy must, by statute, remain <PRTPAGE P="453"/>with OJP. Therefore, OJP, as the Federalagency sponsoring the major federal action, shall determine if a proposedproject qualifies for a categorical exclusion, if a finding of no significantimpact can be issued based on the EA, or if an EIS will be required.</P>
          <P>(b) <E T="03">Specific duties.</E> As part of its role in the NEPA process,OJP shall:</P>
          <P>(1) Issue guidance on the preparation of environmental documents and the NEPAprocess.</P>
          <P>(2) Review all draft documents.</P>
          <P>(3) Participate in giving notice to state and federal agencies, as well as tothe public, and attend public meetings with the grantee, as appropriate.</P>
          <P>(4) Identify and solicit appropriate state, local, and tribal agencies to bea cooperating or joint lead agency, as appropriate.</P>
          <P>(5) Prepare a written assessment of any environmental impacts that anotherstate or federal land management or environmental protection agency believeshave not been adequately addressed through the NEPA process.</P>
          <P>(6) Monitor implementation by the states to ensure the completion of anyrequired mitigation measures.</P>
          <P>(7) Develop a sample Statement of Work for preparing an EIS that Statesemploying their own contractor can use to ensure that the services provided meetthe requirements.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.60</SECTNO>
          <SUBJECT>Grantee's responsibilities.</SUBJECT>
          <P>
            <E T="03">Specific duties.</E> As part of its role in the NEPA process, thegrantee agency must:</P>
          <P>(a) Work closely with OJP on the development and review of the environmentaldocuments, and follow the NEPA process, with the full participation of OJP.</P>
          <P>(b) Issue the documents for public comment jointly with OJP.</P>
          <P>(c) Solicit comment from other state and federal agencies, interestedorganizations, and the public.</P>
          <P>(d) Refrain from purchasing land, beginning bidding process, or startingconstruction on any project until all environmental work has been completed.</P>
          <P>(e) Complete a project Status Report form for all projects under constructionor completed prior to the effective date of this subpart.</P>
          <P>(f) Ensure that appropriate environmental analysis, as determined by OJP, iscompleted for all projects and that appropriate alternatives are considered andmitigation measures are implemented to reduce the impact of identifiedenvironmental impacts, if any.</P>
          <P>(g) Identify and inform OJP of all applicable state and local environmentalimpact review requirements.</P>
          <P>(h) Notify all subgrantees of the requirements of this subpart in the initialplanning and site selection phase.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.61</SECTNO>
          <SUBJECT>Subgrantee's responsibilities.</SUBJECT>
          <P>If delegated by the grantee, the subgrantee shall:</P>
          <P>(a) Prepare (if the required expertise exists) or contract for thepreparation of an environmental assessment (EA); and</P>
          <P>(b) Submit all environmental assessments through the grantee to OJP forreview and the issuance of a draft finding of no significant impact (FONSI) or adetermination that an environmental impact statement (EIS) is required. If OJPissues a draft FONSI, the grantee agency shall make the draft FONSI and theunderlying EA available for public comment.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.62</SECTNO>
          <SUBJECT>Preparing an Environmental Assessment.</SUBJECT>
          <P>(a) <E T="03">In general.</E> An Environmental Assessment (EA) is a concisepublic document that provides sufficient evidence and analysis for determiningwhether OJP should issue a Finding of No Significant Environmental Impact(FONSI) or prepare an Environmental Impact Statement (EIS). It is designed tohelp public officials make decisions that are based on an understanding of thehuman and physical environmental consequences of the proposed project and takeactions, in the location and design of the project, that protect, restore andenhance the environment. Completing an EA requires considering all potentialimpacts associated with the construction of the correctional facility project,its operation and maintenance, any related projects including those off-site,and the attainment of <PRTPAGE P="454"/>the project's major objectives. The latter requires ananalysis of the environmental impacts of any training and vocational activitiesto be conducted by the inmates.</P>
          <P>(b) <E T="03">Project planning and site selection.</E> During the planningphase of the project, OJP and the grantee jointly define the project, explorethe various alternatives and identify a proposed site for the construction orrenovation project. In order to identify possible environmental concerns andreduce the likelihood of later opposition to the project, the grantee shouldinvolve other interested parties at this stage through public meetings whichallow affected or interested parties to learn about the need for the action, thescope of the proposed action, and any alternatives being considered. Thesepublic meetings should also provide interested parties an opportunity to expresscomments or concerns about potential consequences of the action. Additionally,minority and low-income populations as well as Indian tribes that may beaffected by the proposal should be consulted at this early stage. The granteeshould obtain their views on proposed sites and mitigation measures as animportant step in meeting the environmental justice goals of Executive Order12898.</P>
          <P>(c) <E T="03">Draft environmental assessment.</E> The grantee should preparean EA after identifying the proposed site, but before reaching a final decisionto proceed with the effort at that location. The grantee may prepare the EA orcontract for the preparation of all or parts of the EA. In order to adequatelyassess all of the potential environmental impacts, a multi-disciplinary teammust be used to perform the environmental analysis. Any state or localenvironmental impact review requirements should also be incorporated into the EAprocess. The amount of analysis and detail provided must be commensurate withthe magnitude of the expected impact. At a minimum, an EA should include a briefdiscussion of the need for the proposal, the alternatives considered, theenvironmental impacts of the proposed action and alternatives considered, and alist of agencies and persons consulted. VOI/TIS grant funds may be used to paythe costs of preparing the environmental assessment.</P>
          <P>(d) <E T="03">OJP's Review of the Draft EA.</E> The Office of JusticePrograms will review the EA for the following:</P>
          <P>(1) Has the need for the proposed action been established?</P>
          <P>(2) Have the relevant areas of environmental concern been identified?</P>
          <P>(3) Have other agencies with an interest been consulted?</P>
          <P>(4) Has the grantee provided opportunities for public involvement?</P>
          <P>(5) Have reasonable alternatives and mitigation measures been considered andimplemented where possible, including the costs and resources to operate thefacility?</P>
          <P>(6) Has a convincing case been made that the project as presently conceivedwill have only insignificant impacts on each of the identified areas ofenvironmental concern?</P>
          <P>(7) Has the grantee adequately documented compliance with other relatedfederal environmental laws and regulations as well as similar state and localenvironmental impact review requirements.</P>
          <P>(e) <E T="03">Draft Finding of No Significant Impact (FONSI) or determinationthat EIS is required.</E> If the EA satisfies all the factors in OJP's seven-part review set forth in the previous paragraph, OJP will issue a draft FONSI.If OJP's review of the EA results in a response of “no” to any ofthe questions, except question 6, then the EA is incomplete and will be returnedfor further work. If the only “no” is in response to question 6,then OJP will issue a determination requiring an EIS for that particular projectat that site. Given the cost and time required to complete an EIS, the granteemay wish to explore another alternative site at this point.</P>
          <P>(f) <E T="03">Circulate EA and draft FONSI for public comment.</E> Thegrantee must provide public notice of availability of a Finding of NoSignificant Impact. The notice must be timed so that interested agencies and thepublic have 30 days for review and comment on the draft EA.</P>
          <P>(g) <E T="03">Review comments and modify plans, as appropriate.</E> Thegrantee must review any public or agency comments received as a result of reviewof the EA and draft FONSI, and should modify its <PRTPAGE P="455"/>plans, if appropriate.Modification may include modifying the project to mitigate the environmentalimpact of the proposed project, or abandoning the proposed site and selecting analternative that will have a less significant impact on the environment. Thegrantee must submit the comments, responses to these comments, and any revisionsto the proposed plan to OJP for review. If the grantee recommends proceedingwith the project in light of adverse comments on the environmental impact, thegrantee must include the rationale for its recommendation.</P>
          <P>(h) <E T="03">Final action on EA.</E> Unless a significant environmentalimpact surfaces through the public comments or other means, OJP will issue theFONSI and authorize the grantee to begin the purchase of land, the biddingprocess, the development of final plans and specifications, and the constructionwork.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.63</SECTNO>
          <SUBJECT>Preparing an Environmental Impact Statement</SUBJECT>
          <P>(a) <E T="03">Initial determination.</E> OJP will determine whether aproposed project may have a significant impact on the quality of the humanenvironment, thereby requiring the preparation of an environmental impactstatement (EIS). This determination will be made either:</P>
          <P>(1) On the basis of an environmental assessment (EA) prepared for theproposed project or</P>
          <P>(2) Without the preparation of an EA, but based on the extensive size of theproposed facility and the resulting variety of environmental impacts, thesensitive environmental nature of the proposed site, and/or the existence ofhighly controversial environmental impacts.</P>
          <P>(b) <E T="03">CEQ regulations.</E> The CEQ regulations in 40 CFR parts 1500through 1508 govern the preparation of the EIS. The Corrections Program Office'sHandbook on <E T="03">Environmental Protection Requirements</E> offers furtherguidance.</P>
          <P>(c) <E T="03">EIS preparation team.</E> (1) Once OJP determines that an EISis needed, the grantee shall notify OJP in writing about the contracting methodthat the grantee will use to complete the EIS. The grantee shall establish anEIS preparation team or entity that meets the requirements for aninterdisciplinary approach. The team must not have any interest, financial orotherwise, in the outcome of the proposed projected or any related projects.</P>
          <P>(2) If the grantee decides to use an alternate method to contracting out forpreparation of the EIS (such as using a team of experts from various stateagencies or a university), the grantee must submit a written proposal to OJPdemonstrating that the team has the necessary interdisciplinary skills andexperience in preparing EISs for similar projects. The proposal must include acompletion schedule demonstrating that the alternate method will not result insignificant delay. The proposal must also document that all members of the team,other than the grantee's employees, do not have any interest, financial orotherwise, in the outcome of the proposed project or any related projects.</P>
          <P>(3) The grantee must use an OJP-approved statement of work (SOW) inconducting the EIS.</P>
          <P>(4) Any consultant or contractor hired by OJP or the grantee to prepare anEIS must execute a disclosure statement specifying that it has no financial orother interest in the outcome of the project or any related projects.</P>
          <P>(d) <E T="03">Notice of intent.</E> OJP will publish a notice in the <E T="04">Federal Register</E> to announce its intent to prepare the EIS. Thegrantee shall be responsible for drafting this notice. This notice must statethe date, time and place of the scoping meeting and briefly describe the purposeof the meeting. The grantee should schedule the meeting at least 30 days fromthe date that the grantee submits the draft <E T="04">Federal Register</E>notice to OJP.</P>
          <P>(e) <E T="03">Scoping.</E> The scoping process shall be conducted inaccordance with 40 CFR 1501.7 of the CEQ regulations. The purpose of scoping isto identify and consult with affected federal, state and local agencies, Indiantribes, interested organizations and persons, including minority and low-incomepopulations. The grantee and OPD shall conduct two distinct scoping meetings toassist in identifying both major and less important issues for the draft EIS. Atthe end of the scoping process, a brief report will be prepared summarizing the <PRTPAGE P="456"/>results, listing the participants, and attaching the meeting minutes.</P>
          <P>(f) <E T="03">Draft EIS.</E> The grantee and OJP will prepare the draft EISin accordance with the requirements of the CEQ regulations in 40 CFR parts 1500through 1508. The draft EIS must represent the best analysis reasonablypossible. The grantee must submit the draft EIS to OJP and any cooperatingagencies for internal review and comment. The revised draft must be submitted toOJP and any cooperating agency for approval.</P>
          <P>(g) <E T="03">Public comment.</E> The grantee, with OJP approval, mustestablish a distribution list and must mail the draft EIS to those parties. OJPwill then submit the approved draft EIS to the Environmental Protection Agency(EPA) and will request EPA to publish a notice of the availability of the draftin the <E T="04">Federal Register.</E> The grantee must publish a similar noticein a newspaper of general circulation in the area of the proposed action.Additionally, the grantee and OJP shall conduct a public information meeting toanswer questions and receive comments on the draft EIS.</P>
          <P>(h) <E T="03">Final EIS.</E> The grantee and OJP will prepare the final EIS,including a copy of all comments on the draft and a summary of the publicinformation meeting. The grantee shall submit the final EIS to OJP and anycooperating agencies for internal review. The grantee and OJP will circulate thefinal EIS to all parties on the distribution list, to any agency or person thatrequests a copy, and to EPA for publication in the <E T="04">FederalRegister.</E> The grantee must also announce the availability of the final EISlocally.</P>
          <P>(i) <E T="03">Record of decision.</E> When the waiting period for circulationof the final EIS expires, OJP shall prepare the record of decision in accordancewith 40 CFR 1505.2 of the CEQ regulations and in consultation with the grantee.This record of decision shall determine the allowable uses of the grantee'sVOI/TIS fund with respect to the proposed action or its alternatives.</P>
          <P>(j) <E T="03">Final action on EIS.</E> In proceeding with the proposedaction, the grantee must implement any mitigation measures or other conditionsestablished in the Record of Decision. As part of any mitigation, the granteemust report back to OJP on the status of implementing the mitigation.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.64</SECTNO>
          <SUBJECT>Supplemental EA or EIS.</SUBJECT>
          <P>(a) <E T="03">OJP's duty to supplement.</E> OJP shall prepare supplements toeither completed environmental assessments or draft or final environmentalimpact statements if the grantee proposes to make substantial changes in theproposed action that are relevant to previously assessed environmental concerns;or there are significant new circumstances or information relevant toenvironmental concerns and bearing on the proposed action or its impacts.Additionally, OJP shall include the supplement in its formal administrativerecord.</P>
          <P>(b) <E T="03">Grantee's duty to supplement.</E> A grantee has a duty toinform OJP if it plans to make substantial changes in the proposed action thatare relevant to environmental concerns; or if it learns of significant newcircumstances or information relevant to environmental concerns and bearing onthe proposed action or its impacts.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.65</SECTNO>
          <SUBJECT>Responsible OJP officials.</SUBJECT>
          <P>(a) <E T="03">Corrections Program Office Director.</E> The Director of theCorrections Program Office is primarily responsible for ensuring the completionof these procedures and for working with grantees to ensure that grantees andsubgrantees meet their responsibilities under this subpart. The Director alsohas the authority to execute on behalf of OJP all FONSIs required under thissubpart.</P>
          <P>(b) <E T="03">Assistant Attorney General.</E> The Assistant Attorney Generalof OJP is responsible for executing all records of decisions resulting from thecompletion of environmental impact statements on projects subject to thissubpart.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.66</SECTNO>
          <SUBJECT>Public participation.</SUBJECT>
          <P>Environmental impact documents are public documents and the public should beprovided an opportunity to review and comment on them.</P>
          <P>(a) <E T="03">Early project planning stages.</E> During the early planningstages of a <PRTPAGE P="457"/>project, the grantee should make reasonable efforts to meet with theaffected public and other interested parties in order to obtain their views andany concerns regarding the potential environmental impacts of the proposedproject.</P>
          <P>(b) <E T="03">Environmental assessment process</E>—(1) <E T="03">Newspaper notice.</E> At a minimum, the grantee must provide publicnotice of the availability of the draft EA and draft Finding of No SignificantImpact (FONSI) for review and comment. The grantee must publish this notice inthe non-legal section of at least two consecutive editions of the newspaper ofgeneral circulation in the affected community or area. The notice must:</P>
          <P>(i) Explain how and where a copy of the assessment can be accessed orobtained for review;</P>
          <P>(ii) Include a request for comments; and</P>
          <P>(iii) Provide at least a thirty-day comment period that begins from the dateof the last published notice.</P>
          <P>(2) <E T="03">Post Office notice.</E> If the project area is not served by aregularly published local or area-wide newspaper, the notice described inparagraph (b)(1) of this section must be prominently displayed at the local postoffice.</P>
          <P>(3) <E T="03">Site notice.</E> The grantee must send a copy of the notice toowners and occupants of properties that are nearby or directly affected by theproposed project. Additionally, the grantee must place or post the notice on thesite of the proposed project.</P>
          <P>(4) <E T="03">Distribution of the draft EA.</E> At the same time that thegrantee provides the public notice of the availability of the EA for review andcomment, the grantee must mail a copy of the draft EA and FONSI to anyindividuals and groups that have expressed an interest in the planned project toeither the grantee or OJP and also to appropriate local, state, and Federalagencies. OJP will advise the grantee of the identities of any parties who havedirectly requested project information from OJP.</P>
          <P>(5) <E T="03">Public information meeting.</E> A public information meeting isnot required for each environmental assessment. Rather, OJP will decide if apublic meeting would be helpful in those cases in which the public commentseither reflect a serious misunderstanding of the proposed project and itspotential environmental impacts or raise substantial questions or issuesconcerning the content of the draft EA. If OJP determines that a meeting isnecessary, the grantee must schedule and hold a public meeting. An OJPrepresentative will attend.</P>
          <P>(c) <E T="03">EIS process</E>—(1) <E T="03">Scoping meeting.</E> As oneof the first steps in the preparation of a draft EIS, OJP and the grantee willsponsor a public meeting in the area(s) that would be affected by the proposedproject and the alternative sites under consideration. This meeting is referredto as a scoping meeting and is intended to identify the proposed project'senvironmental impacts that are:</P>
          <P>(i) Of most concern to the affected public and local, state, and federalagencies and</P>
          <P>(ii) Of least concern to the affected public and agencies.</P>
          <P>(2) <E T="03">Review and comment process for draft EIS.</E> OJP's proceduresrequire the grantee to obtain the public's comments on the draft EIS by:</P>
          <P>(i) Publishing a notice of availability of the draft EIS in the newspaper(s)serving the area(s) that would be impacted by the proposed project and thealternatives sites;</P>
          <P>(ii) Distributing copies of the draft EIS to all interested agencies,organizations, and individuals for their review and comment;</P>
          <P>(iii) Holding near the site of the proposed project a public informationmeeting in order to obtain the comments of the attendees; and</P>
          <P>(iv) Allowing, at a minimum, a forty-five day review and comment period forthe draft EIS. Grantees should refer to OJP's Guidance Handbook for furtherinformation on how to conduct these public review and comment procedures.</P>
          <P>(3) <E T="03">Distribution of final EIS.</E> Any interested person or groupcan request a copy of the final EIS and will be provided a copy.</P>
        </SECTION>
      </SUBJGRP>
      <SUBJGRP>
        <HD SOURCE="HED">Other State and Federal Law Requirements</HD>
        <SECTION>
          <SECTNO>§ 91.67</SECTNO>
          <SUBJECT>State Environmental Policy Acts.</SUBJECT>
          <P>(a) <E T="03">Coordination.</E> OJP will coordinate with grantees to ensurethat any state, <PRTPAGE P="458"/>local, or tribal environmental impact review requirementssimilar to the Federal NEPA procedures will be met concurrently, to the extentpossible, through requesting the appropriate non-federal agency(ies) to be ajoint lead agency(ies). This effort would involve joint analyses, publicinvolvement and documentation. Grantees are responsible for identifying theapplication of and informing OJP of these state and local requirements.</P>
          <P>(b) <E T="03">Completed analysis.</E> For projects that had state or localenvironmental impact analysis completed prior the implementation of theseprocedures, OJP will review the documents prepared to meet the state and localrequirements. In order to minimize any duplication of analysis, OJP will advisethe State on whether additional environmental impact review is required.</P>
        </SECTION>
        <SECTION>
          <SECTNO>§ 91.68</SECTNO>
          <SUBJECT>Compliance with other Federal environmental statutes, regulations andexecutive orders.</SUBJECT>
          <P>(a) <E T="03">Other Federal environmental laws.</E> All projects initiated byState or local units of government with VOI/TIS grant funding are also subject,where applicable, to the environmental impact analysis requirements of thefollowing statutes, their implementing regulations, and the relevant executiveorders:</P>
          <P>(1) Archeological and Historical Preservation Act,</P>
          <P>(2) Coastal Zone Management Act,</P>
          <P>(3) Coastal Barrier Resources Act,</P>
          <P>(4) Clean Air Act,</P>
          <P>(5) Safe Drinking Water Act,</P>
          <P>(6) Federal Water Pollution Control Act,</P>
          <P>(7) Endangered Species Act,</P>
          <P>(8) Wild and Scenic Rivers Act,</P>
          <P>(9) National Historic Preservation Act,</P>
          <P>(10) Wilderness Act,</P>
          <P>(11) Farmland Protection Policy Act,</P>
          <P>(12) Flood Disaster Protection Act</P>
          <P>(13) Executive Order on Floodplain Management,</P>
          <P>(14) Executive Order on Wetland Protection,</P>
          <P>(15) Executive Order on Environmental Justice, and</P>
          <P>(16) Executive Order on Protection and Enhancement of the CulturalEnvironment.</P>
          <P>(b) <E T="03">Combined requirements.</E> Documenting compliance with theenvironmental requirements in paragraph (a) of this section does not normallyrequire separate documents or separate processes. Rather, documenting compliancewith all of these requirements is generally accomplished by incorporating theminto the NEPA documents. For example, one category of environmental impacts thatmust be addressed in a NEPA analysis is potential impacts to historicproperties. The National Historic Preservation Act, as well as the AdvisoryCouncil on Historic Preservation's regulations at 36 CFR part 800, also containFederal requirements for addressing the impacts on historic properties fromFederal actions. In order to avoid duplicate compliance procedures, the NEPAdocument traditionally becomes the process for meeting the requirements of bothlaws.</P>
        </SECTION>
      </SUBJGRP>
    </SUBPART>
  </PART>
</CFRGRANULE>
