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  <FDSYS>
    <CFRTITLE>44</CFRTITLE>
    <CFRTITLETEXT>Emergency Management and Assistance</CFRTITLETEXT>
    <VOL>1</VOL>
    <DATE>2006-10-01</DATE>
    <ORIGINALDATE>2006-10-01</ORIGINALDATE>
    <COVERONLY>false</COVERONLY>
    <TITLE>Procedures for Rulemaking</TITLE>
    <GRANULENUM>B</GRANULENUM>
    <HEADING>Subpart B</HEADING>
    <ANCESTORS>
      <PARENT HEADING="Title 44" SEQ="3">Emergency Management and Assistance</PARENT>
      <PARENT HEADING="CHAPTER I" SEQ="2">FEDERAL EMERGENCY MANAGEMENT AGENCY, DEPARTMENT OF HOMELAND SECURITY</PARENT>
      <PARENT HEADING="SUBCHAPTER A" SEQ="1">GENERAL</PARENT>
      <PARENT HEADING="PART 1" SEQ="0">RULEMAKING; POLICY AND PROCEDURES</PARENT>
    </ANCESTORS>
  </FDSYS>
  <SUBPART>
    <HD SOURCE="HED">Subpart B—Procedures for Rulemaking</HD>
    <SECTION>
      <SECTNO>§ 1.10</SECTNO>
      <SUBJECT>Initiation of rulemaking.</SUBJECT>
      <P>Rulemaking may be initiated on the Director's motion or upon motion of an official to whom rulemaking authority has been delegated. Rulemaking may also be initiated on the petition of any interested person in accordance with the provisions of § 1.18. Interested person includes a Federal, State, or local government or government agency.</P>
    </SECTION>
    <SECTION>
      <SECTNO>§ 1.11</SECTNO>
      <SUBJECT>Advance notice of proposed rulemaking.</SUBJECT>

      <P>An Advance Notice of Proposed Rulemaking will be published in the <E T="04">Federal Register</E> and contains:</P>
      <P>(a) A description of the proposed new program or program changes, and why they are needed;</P>
      <P>(b) A presentation of the major policy issues involved;</P>
      <P>(c) A request for comments, both specific and general, on the need for the proposed rule and the provisions that the rule might include;</P>
      <P>(d) If appropriate, a list of questions about the proposal which seeks to bring out detailed comments;</P>
      <P>(e) If known, an estimate of the reporting or recordkeeping requirements, if any, that the rule would impose; and</P>
      <P>(f) The time within which comments may be submitted to the Rules Docket Clerk, Federal Emergency Management Agency, Washington, DC 20472.</P>
      <CITA>[46 FR 32584, June 24, 1981, as amended at 48 FR 44542, Sept. 29, 1983; 49 FR 33879, Aug. 27, 1984]</CITA>
    </SECTION>
    <SECTION>
      <SECTNO>§ 1.12</SECTNO>
      <SUBJECT>Notice of proposed rulemaking.</SUBJECT>

      <P>Each notice of proposed rulemaking required by statute, executive order, or by § 1.4 will be published in the <E T="04">Federal Register</E> and will include:</P>
      <P>(a) The substance or terms of the proposed rule or a description of the subject matter and issues involved.</P>
      <P>(b) A statement of how and to what extent interested persons may participate in the proceeding.</P>
      <P>(c) Where participation is limited to written comments, a statement of the time within which such comments must be submitted.</P>
      <P>(d) A reference to the legal authority under which the proposal is issued.</P>
      <P>(e) In a proceeding which has provided Advance Notice of Proposed Rulemaking, an analysis of the principal issues and recommendations raised by the comments, and the manner in which they have been addressed in the proposed rulemaking.</P>
      <P>(f)(1) A brief statement setting forth the agency's initial determination whether the proposed rule is a major rule, together with the reasons underlying that determination;</P>
      <P>(2) For each proposed major rule, a brief summary of the agency's preliminary Regulatory Impact Analysis; and</P>

      <P>(3) The initial regulatory flexibility analysis or a summary thereof as required by the Regulatory Flexibility <PRTPAGE P="12"/>Act (5 U.S.C. 601, <E T="03">et seq.</E>), or a certification that the rule, if promulgated, will not have a significant economic impact on a significant number of small entities pursuant to 5 U.S.C. 605. Such certification may be made by any FEMA official with rulemaking authority.</P>
      <P>(g) It is desirable, but not required, that the notices contain a target deadline for issuance of the regulation, and that to the extent feasible, this deadline be met.</P>
      <P>(h) If the rule is one which contains a requirement for collection of information, a copy of the rule will be furnished OMB in accordance with 44 U.S.C. 3504(h).</P>
      <CITA>[46 FR 32584, June 24, 1981, as amended at 49 FR 38119, Sept. 27, 1984]</CITA>
    </SECTION>
    <SECTION>
      <SECTNO>§ 1.13</SECTNO>
      <SUBJECT>Participation by interested persons.</SUBJECT>
      <P>(a) Unless the notice otherwise provides, any interested person may participate in rulemaking proceedings by submitting written data, views or arguments within the comment time stated in the notice. In addition, the Director may permit the filing of comments in response to original comments.</P>
      <P>(b) In appropriate cases, the Director may provide for oral presentation of views in additional proceedings described in § 1.14.</P>
      <P>(c) Copies of regulatory flexibility analyses shall be furnished the Chief Counsel for Advocacy of the Small Business Administration.</P>
    </SECTION>
    <SECTION>
      <SECTNO>§ 1.14</SECTNO>
      <SUBJECT>Additional rulemaking proceedings.</SUBJECT>
      <P>The Director may invite interested persons to present oral arguments, appear at informal hearings, or participate in any other procedure affording opportunity for oral presentation of views. The transcript or minutes of such meetings, as appropriate, will be kept and filed in the Rules Docket.</P>
    </SECTION>
    <SECTION>
      <SECTNO>§ 1.15</SECTNO>
      <SUBJECT>Hearings.</SUBJECT>
      <P>(a) The provisions of 5 U.S.C. 556 and 557, which govern formal hearings in adjudicatory proceedings, do not apply to informal rulemaking proceedings described in this part. When opportunity is afforded for oral presentation, the informal “hearing” is a nonadversary, fact-finding proceeding. Any rule issued in a proceeding under this part in which a hearing is held need not be based exclusively on the record of such hearing.</P>
      <P>(b) When a hearing is provided, the Director will designate a representative to conduct the hearing.</P>
    </SECTION>
    <SECTION>
      <SECTNO>§ 1.16</SECTNO>
      <SUBJECT>Adoption of a final rule.</SUBJECT>
      <P>(a) All timely comments will be considered in taking final action on a proposed rule. Each preamble to a final rule will contain a short analysis and evaluation of the relevant significant issues set forth in the comments submitted, and a clear concise statement of the basis and purpose of the rule.</P>
      <P>(b) When determined necessary by the Director in accordance with the provisions of 1 CFR 18.12, the preamble shall contain the following information:</P>
      <P>(1) A discussion of the background and major issues involved;</P>
      <P>(2) In the case of a final rule, any significant differences between it and the proposed rule;</P>
      <P>(3) A response to substantive public comments received; and</P>
      <P>(4) Any other information the Director considers appropriate.</P>
      <P>(c) At the time of publication of the final rule, a statement shall be published describing how the public may obtain copies of the final regulatory flexibility analysis which must be prepared in accordance with 5 U.S.C. 604 unless the procedure for waiver or delay of completion under 5 U.S.C. 608 is followed.</P>
      <P>(d) Before approving any final major rule FEMA will:</P>

      <P>(1) Make a determination that the regulation is clearly within the authority delegated by law and consistent with congressional intent and include in the <E T="04">Federal Register</E> at the time of promulgation a memorandum of law supporting that determination; and</P>
      <P>(2) Make a determination that the factual conclusions upon which the rule is based have substantial support in the agency record, viewed as a whole, with full attention to public comments in general and the comments of persons directly affected by the rule in particular.</P>
    </SECTION>
    <SECTION>
      <PRTPAGE P="13"/>
      <SECTNO>§ 1.17</SECTNO>
      <SUBJECT>Petitions for reconsideration.</SUBJECT>
      <P>Petitions for reconsideration of a final rule will not be considered. Such petitions, if filed, will be treated as petitions for rulemaking in accordance with § 1.18.</P>
    </SECTION>
    <SECTION>
      <SECTNO>§ 1.18</SECTNO>
      <SUBJECT>Petition for rulemaking.</SUBJECT>

      <P>(a) Any interested person may petition the Director for the issuance, amendment, or repeal of a rule. For purposes of this section the term <E T="03">person</E> includes a Federal, State or local government or government agency. Each petition shall:</P>
      <P>(1) Be submitted to the Rules Docket Clerk;</P>
      <P>(2) Set forth the substance of the rule or amendment proposed or specify the rule sought to be repealed or amended;</P>
      <P>(3) Explain the interest of the petitioner in support of the action sought; and</P>
      <P>(4) Set forth all data and arguments available to the petitioner in support of the action sought.</P>
      <P>(b) No public procedures will be held directly on the petition before its disposition. If the Director finds that the petition contains adequate justification, a rulemaking proceeding will be initiated or a final rule will be issued as appropriate. If the Director finds that the petition does not contain adequate justification, the petition will be denied by letter or other notice, with a brief statement of the ground for denial. The Director may consider new evidence at any time; however, repetitious petitions for rulemaking will not be considered.</P>
    </SECTION>
  </SUBPART>
</CFRGRANULE>
