[Title 49 CFR ]
[Code of Federal Regulations (annual edition) - October 1, 2007 Edition]
[From the U.S. Government Printing Office]
[[Page i]]
49
Parts 100 to 185
Revised as of October 1, 2007
Transportation
________________________
Containing a codification of documents of general
applicability and future effect
As of October 1, 2007
With Ancillaries
Published by
Office of the Federal Register
National Archives and Records
Administration
A Special Edition of the Federal Register
[[Page ii]]
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[[Page iii]]
Table of Contents
Page
Explanation................................................. v
Title 49:
Subtitle B--Other Regulations Relating to Transportation
Chapter I--Pipeline and Hazardous Materials Safety
Administration, Department of Transportation 5
Finding Aids:
Material Approved for Incorporation by Reference........ 1175
Table of CFR Titles and Chapters........................ 1187
Alphabetical List of Agencies Appearing in the CFR...... 1205
List of CFR Sections Affected........................... 1215
[[Page iv]]
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Cite this Code: CFR
To cite the regulations in
this volume use title,
part and section number.
Thus, 49 CFR 105.5 refers
to title 49, part 105,
section 5.
----------------------------
[[Page v]]
EXPLANATION
The Code of Federal Regulations is a codification of the general and
permanent rules published in the Federal Register by the Executive
departments and agencies of the Federal Government. The Code is divided
into 50 titles which represent broad areas subject to Federal
regulation. Each title is divided into chapters which usually bear the
name of the issuing agency. Each chapter is further subdivided into
parts covering specific regulatory areas.
Each volume of the Code is revised at least once each calendar year
and issued on a quarterly basis approximately as follows:
Title 1 through Title 16.................................as of January 1
Title 17 through Title 27..................................as of April 1
Title 28 through Title 41...................................as of July 1
Title 42 through Title 50................................as of October 1
The appropriate revision date is printed on the cover of each
volume.
LEGAL STATUS
The contents of the Federal Register are required to be judicially
noticed (44 U.S.C. 1507). The Code of Federal Regulations is prima facie
evidence of the text of the original documents (44 U.S.C. 1510).
HOW TO USE THE CODE OF FEDERAL REGULATIONS
The Code of Federal Regulations is kept up to date by the individual
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To determine whether a Code volume has been amended since its
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Sections Affected (LSA),'' which is issued monthly, and the ``Cumulative
List of Parts Affected,'' which appears in the Reader Aids section of
the daily Federal Register. These two lists will identify the Federal
Register page number of the latest amendment of any given rule.
EFFECTIVE AND EXPIRATION DATES
Each volume of the Code contains amendments published in the Federal
Register since the last revision of that volume of the Code. Source
citations for the regulations are referred to by volume number and page
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inserted following the text.
OMB CONTROL NUMBERS
The Paperwork Reduction Act of 1980 (Pub. L. 96-511) requires
Federal agencies to display an OMB control number with their information
collection request.
[[Page vi]]
Many agencies have begun publishing numerous OMB control numbers as
amendments to existing regulations in the CFR. These OMB numbers are
placed as close as possible to the applicable recordkeeping or reporting
requirements.
OBSOLETE PROVISIONS
Provisions that become obsolete before the revision date stated on
the cover of each volume are not carried. Code users may find the text
of provisions in effect on a given date in the past by using the
appropriate numerical list of sections affected. For the period before
January 1, 2001, consult either the List of CFR Sections Affected, 1949-
1963, 1964-1972, 1973-1985, or 1986-2000, published in 11 separate
volumes. For the period beginning January 1, 2001, a ``List of CFR
Sections Affected'' is published at the end of each CFR volume.
INCORPORATION BY REFERENCE
What is incorporation by reference? Incorporation by reference was
established by statute and allows Federal agencies to meet the
requirement to publish regulations in the Federal Register by referring
to materials already published elsewhere. For an incorporation to be
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This material, like any other properly issued regulation, has the force
of law.
What is a proper incorporation by reference? The Director of the
Federal Register will approve an incorporation by reference only when
the requirements of 1 CFR part 51 are met. Some of the elements on which
approval is based are:
(a) The incorporation will substantially reduce the volume of
material published in the Federal Register.
(b) The matter incorporated is in fact available to the extent
necessary to afford fairness and uniformity in the administrative
process.
(c) The incorporating document is drafted and submitted for
publication in accordance with 1 CFR part 51.
Properly approved incorporations by reference in this volume are
listed in the Finding Aids at the end of this volume.
What if the material incorporated by reference cannot be found? If
you have any problem locating or obtaining a copy of material listed in
the Finding Aids of this volume as an approved incorporation by
reference, please contact the agency that issued the regulation
containing that incorporation. If, after contacting the agency, you find
the material is not available, please notify the Director of the Federal
Register, National Archives and Records Administration, Washington DC
20408, or call 202-741-6010.
CFR INDEXES AND TABULAR GUIDES
A subject index to the Code of Federal Regulations is contained in a
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Authorities and Agency Rules (Table I). A list of CFR titles, chapters,
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The Federal Register Index is issued monthly in cumulative form.
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the daily Federal Register.
A List of CFR Sections Affected (LSA) is published monthly, keyed to
the revision dates of the 50 CFR titles.
[[Page vii]]
REPUBLICATION OF MATERIAL
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Raymond A. Mosley,
Director,
Office of the Federal Register.
October 1, 2007.
[[Page ix]]
THIS TITLE
Title 49--Transportation is composed of nine volumes. The parts in
these volumes are arranged in the following order: Parts 1-99, parts
100-185, parts 186-199, parts 200-299, parts 300-399, parts 400-599,
parts 600-999, parts 1000-1199, part 1200 to End. The first volume
(parts 1-99) contains current regulations issued under subtitle A--
Office of the Secretary of Transportation; the second volume (parts 100-
185) and the third volume (parts 186-199) contain the current
regulations issued under chapter I--Pipeline and Hazardous Materials
Safety Administration (DOT); the fourth volume (parts 200-299) contains
the current regulations issued under chapter II--Federal Railroad
Administration (DOT); the fifth volume (parts 300-399) contains the
current regulations issued under chapter III--Federal Motor Carrier
Safety Administration (DOT); the sixth volume (parts 400-599) contains
the current regulations issued under chapter IV--Coast Guard (DHS),
chapter V--National Highway Traffic Safety Administration (DOT); the
seventh volume (parts 600-999) contains the current regulations issued
under chapter VI--Federal Transit Administration (DOT), chapter VII--
National Railroad Passenger Corporation (AMTRAK), and chapter VIII--
National Transportation Safety Board; the eighth volume (parts 1000-
1199) contains the current regulations issued under chapter X--Surface
Transportation Board and the ninth volume (part 1200 to End) contains
the current regulations issued under chapter X--Surface Transportation
Board, chapter XI--Research and Innovative Technology Administration,
and chapter XII--Transportation Security Administration, Department of
Transportation. The contents of these volumes represent all current
regulations codified under this title of the CFR as of October 1, 2007.
In the volume containing parts 100-185, see Sec. 172.101 for the
Hazardous Materials Table. The Federal Motor Vehicle Safety Standards
appear in part 571.
Redesignation tables for chapter III--Federal Motor Carrier Safety
Administration, Department of Transportation and chapter XII--
Transportation Security Administration, Department of Transportation
appear in the Finding Aids section of the fifth and ninth volumes.
For this volume, Jonn V. Lilyea was Chief Editor. The Code of
Federal Regulations publication program is under the direction of
Michael L. White, assisted by Ann Worley.
[[Page 1]]
TITLE 49--TRANSPORTATION
(This book contains parts 100 to 185)
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SUBTITLE B--Other Regulations Relating To Transportation
Part
chapter i--Pipeline and Hazardous Materials Safety
Administration, Department of Transportation.............. 105
[[Page 3]]
Subtitle B--Other Regulations Relating to Transportation
[[Page 5]]
CHAPTER I--PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION,
DEPARTMENT OF TRANSPORTATION
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SUBCHAPTER A--HAZARDOUS MATERIALS AND OIL TRANSPORTATION
Part Page
105 Hazardous Materials Program definitions and
general procedures...................... 7
106 Rulemaking procedures....................... 13
107 Hazardous materials program procedures...... 19
110 Hazardous materials public sector training
and planning grants..................... 65
SUBCHAPTER B--OIL TRANSPORTATION
130 Oil spill prevention and response plans..... 73
SUBCHAPTER C--HAZARDOUS MATERIALS REGULATIONS
171 General information, regulations, and
definitions............................. 76
172 Hazardous materials table, special
provisions, hazardous materials
communications, emergency response
information, and training requirements.. 121
173 Shippers--general requirements for shipments
and packagings.......................... 424
174 Carriage by rail............................ 698
175 Carriage by aircraft........................ 723
176 Carriage by vessel.......................... 743
177 Carriage by public highway.................. 177
178 Specifications for packagings............... 826
179 Specifications for tank cars................ 1061
180 Continuing qualification and maintenance of
packagings.............................. 1117
181-185 [Reserved]
[[Page 7]]
SUBCHAPTER A_HAZARDOUS MATERIALS AND OIL TRANSPORTATION
PART 105_HAZARDOUS MATERIALS PROGRAM DEFINITIONS AND GENERAL PROCEDURES--
Table of Contents
Subpart A_Definitions
Sec.
105.5 Definitions.
Subpart B_General Procedures
105.15 Defined terms used in this subpart.
Obtaining Guidance and Public Information
105.20 Guidance and interpretations.
105.25 Reviewing public documents.
105.26 Obtaining records on file with PHMSA.
105.30 Information made available to the public and request for
confidential treatment.
Serving Documents
105.35 Serving documents in PHMSA proceedings.
105.40 Designated agents for non-residents.
Subpoenas
105.45 Issuing a subpoena.
105.50 Serving a subpoena.
105.55 Refusal to obey a subpoena.
Authority: 49 U.S.C. 5101-5127; 49 CFR 1.53.
Source: 67 FR 42951, June 25, 2002, unless otherwise noted.
Editorial Note: Nomenclature changes to part 105 appear at 70 FR
56087, Sept. 23, 2005.
Subpart A_Definitions
Sec. 105.5 Definitions.
(a) This part contains the definitions for certain words and phrases
used throughout this subchapter (49 CFR parts 105 through 110). At the
beginning of each subpart, the Pipeline and Hazardous Materials Safety
Administration (``PHMSA'' or ``we'') will identify the defined terms
that are used within the subpart--by listing them--and refer the reader
to the definitions in this part. This way, readers will know that PHMSA
has given a term a precise meaning and will know where to look for it.
(b) Terms used in this part are defined as follows:
Associate Administrator means Associate Administrator for Hazardous
Materials Safety, Pipeline and Hazardous Materials Safety
Administration.
Approval means written consent, including a competent authority
approval, from the Associate Administrator or other designated
Department official, to perform a function that requires prior consent
under subchapter C of this chapter (49 CFR parts 171 through 180).
Competent Authority means a national agency that is responsible,
under its national law, for the control or regulation of some aspect of
hazardous materials (dangerous goods) transportation. Another term for
Competent Authority is ``Appropriate authority'' which is used in the
International Civil Aviation Organization's (ICAO) Technical
Instructions for the Safe Transport of Dangerous Goods by Air. The
Associate Administrator is the United States Competent Authority for
purposes of 49 CFR part 107.
Competent Authority Approval means an approval by the competent
authority that is required under an international standard (for example,
the ICAO Technical Instructions for the Safe Transport of Dangerous
Goods by Air and the International Maritime Dangerous Goods Code). Any
of the following may be considered a competent authority approval if it
satisfies the requirement of an international standard:
(1) A specific regulation in subchapter A or C of this chapter.
(2) A special permit or approval issued under subchapter A or C of
this chapter.
(3) A separate document issued to one or more persons by the
Associate Administrator.
Federal hazardous material transportation law means 49 U.S.C. 5101
et seq.
File or Filed means received by the appropriate PHMSA or other
designated office within the time specified in a regulation or
rulemaking document.
[[Page 8]]
Hazardous material means a substance or material that the Secretary
of Transportation has determined is capable of posing an unreasonable
risk to health, safety, and property when transported in commerce, and
has designated as hazardous under section 5103 of Federal hazardous
materials transportation law (49 U.S.C. 5103). The term includes
hazardous substances, hazardous wastes, marine pollutants, elevated
temperature materials, materials designated as hazardous in the
Hazardous Materials Table (see 49 CFR 172.101), and materials that meet
the defining criteria for hazard classes and divisions in part 173 of
subchapter C of this chapter.
Hazardous Materials Regulations or HMR means the regulations at 49
CFR parts 171 through 180.
Indian tribe has the same meaning given that term in section 4 of
the Indian Self-Determination and Education Assistance Act (25 U.S.C.
450b).
Person means an individual, firm, copartnership, corporation,
company, association, or joint-stock association (including any trustee,
receiver, assignee, or similar representative); or a government or
Indian tribe (or an agency or instrumentality of any government or
Indian tribe) that transports a hazardous material to further a
commercial enterprise or offers a hazardous material for transportation
in commerce. Person does not include the following:
(1) The United States Postal Service.
(2) Any agency or instrumentality of the Federal government, for the
purposes of 49 U.S.C. 5123 (civil penalties) and 5124 (criminal
penalties).
(3) Any government or Indian tribe (or an agency or instrumentality
of any government or Indian tribe) that transports hazardous material
for a governmental purpose.
Political subdivision means a municipality; a public agency or other
instrumentality of one or more States, municipalities, or other
political body of a State; or a public corporation, board, or commission
established under the laws of one or more States.
Preemption determination means an administrative decision by the
Associate Administrator that Federal hazardous materials law does or
does not void a specific State, political subdivision, or Indian tribe
requirement.
Regulations issued under Federal hazardous material transportation
law include this subchapter A (parts 105-110) and subchapter C (parts
171-180) of this chapter, certain regulations in chapter I (United
States Coast Guard) of title 46, Code of Federal Regulations, and in
chapters III (Federal Motor Carrier Safety Administration) and XII
(Transportation Security Administration) of subtitle B of this title, as
indicated by the authority citations therein.
Special permit means a document issued by the Associate
Administrator under the authority of 49 U.S.C. 5117 permitting a person
to perform a function that is not otherwise permitted under subchapter A
or C of this chapter, or other regulations issued under 49 U.S.C. 5101
et seq. (e.g., Federal Motor Carrier Safety routing requirements). The
terms ``special permit'' and ``exemption'' have the same meaning for
purposes of subchapter A or C of this chapter or other regulations
issued under 49 U.S.C. 5101 through 5127. An exemption issued prior to
October 1, 2005 remains valid until it is past its expiration date,
terminated by the Associate Administrator, or is issued as a special
permit, whichever occurs first.
State means a State of the United States, the District of Columbia,
the Commonwealth of Puerto Rico, the Commonwealth of the Northern
Mariana Islands, the Virgin Islands, American Samoa, Guam, or any other
territory or possession of the United States designated by the
Secretary.
Transports or Transportation means the movement of property and
loading, unloading, or storage incidental to the movement.
Waiver of Preemption means a decision by the Associate Administrator
to forego preemption of a non-Federal requirement--that is, to allow a
State, political subdivision or Indian tribe requirement to remain in
effect. The non-Federal requirement must provide at least as much public
protection as the Federal hazardous materials transportation law and the
regulations
[[Page 9]]
issued under Federal hazardous materials transportation law, and may not
unreasonably burden commerce.
[67 FR 42951, June 25, 2002, as amended at 68 FR 52846, Sept. 8, 2003;
70 FR 56087, Sept. 23, 2005; 70 FR 73158, Dec. 9, 2005]
Subpart B_General Procedures
Sec. 105.15 Defined terms used in this subpart.
The following defined terms (see subpart A of this part) appear in
this subpart: Approval; Federal hazardous material transportation law;
Hazardous material; Hazardous materials regulations; Indian tribe;
Preemption determination; Special permit; State; Transportation; Waiver
of preemption
[67 FR 42951, June 25, 2002, as amended at 70 FR 73159, Dec. 9, 2005]
Obtaining Guidance and Public Information
Sec. 105.20 Guidance and interpretations.
(a) Hazardous materials regulations. You can obtain information and
answers to your questions on compliance with the hazardous materials
regulations (49 CFR parts 171 through 180) and interpretations of those
regulations by contacting PHMSA's Office of Hazardous Materials Safety
as follows:
(1) Call the Hazardous Materials Information Center at 1-800-467-
4922 (in Washington, DC, call (202) 366-4488). The Center is staffed
from 9 a.m. through 5 p.m. Eastern time, Monday through Friday except
Federal holidays. After hours, you can leave a recorded message and your
call will be returned by the next business day.
(2) E-mail the Hazardous Materials Information Center at
infocntr@dot.gov.
(3) Obtain hazardous materials safety information via the Internet
at http://www.phmsa.dot.gov.
(4) Send a letter, with your return address and a daytime telephone
number, to: Office of Hazardous Materials Standards, Pipeline and
Hazardous Materials Safety Administration, Attn: PHH-10, U.S. Department
of Transportation, East Building, 1200 New Jersey Avenue, SE.,
Washington, DC 20590-0001.
(b) Federal hazardous materials transportation law and preemption.
You can obtain information and answers to your questions on Federal
hazardous materials transportation law, 49 U.S.C. 5101 et seq., and
Federal preemption of State, local, and Indian tribe hazardous material
transportation requirements, by contacting PHMSA's Office of the Chief
Counsel as follows:
(1) Call the office of the Chief Counsel at (202) 366-4400 from 9
a.m. to 5 p.m. Eastern time, Monday through Friday except Federal
holidays.
(2) Access information from the Office of the Chief Counsel via the
Internet at http://www.phmsa.dot.gov.
(3) Send a letter, with your return address and a daytime telephone
number, to: Office of the Chief Counsel, Pipeline and Hazardous
Materials Safety Administration, Attn: PHC-10, U.S. Department of
Transportation, East Building, 1200 New Jersey Avenue, SE., Washington,
DC 20590-0001.
(4) Contact the Office of the Chief Counsel for a copy of
applications for preemption determinations, waiver of preemption
determinations, and inconsistency rulings received by PHMSA before
February 1, 1997.
[70 FR 56087, Sept. 23, 2005, as amended at 72 FR 55682, Oct. 1, 2007]
Sec. 105.25 Reviewing public documents.
PHMSA is required by statute to make certain documents and
information available to the public. You can review and copy publicly
available documents and information at the locations described in this
section.
(a) DOT Docket Management System. Unless a particular document says
otherwise, the following documents are available for public review and
copying at the Department of Transportation's Docket Management System,
West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE.,
Washington, DC 20590-0001, or for review and downloading through the
Internet at http://www.regulations.gov.
(1) Rulemaking documents in proceedings started after February 1,
1997, including notices of proposed rulemaking, advance notices of
proposed rulemaking, public comments, related Federal Register notices,
final rules, appeals, and PHMSA's decisions in response to appeals.
[[Page 10]]
(2) Applications for special permits numbered DOT-E or DOT-SP 11832
and above. Also available are supporting data, memoranda of any informal
meetings with applicants, related Federal Register notices, public
comments, and decisions granting or denying applications for special
permits.
(3) Applications for preemption determinations and waiver of
preemption determinations received by PHMSA after February 1, 1997. Also
available are public comments, Federal Register notices, and PHMSA's
rulings, determinations, decisions on reconsideration, and orders issued
in response to those applications.
(b) Office of Pipeline and Hazardous Materials Safety
Administration's Office of Hazardous Materials Safety. (1) You may
obtain documents (e.g., proposed and final rules, notices, letters of
clarification, safety notices, DOT forms and other documents) by
contacting the Hazardous Materials Information Center at 1-800-467-4922
or through the Internet at http://www.phmsa.dot.gov.
(2) Upon your written request, we will make the following documents
and information available to you:
(i) Appeals under 49 CFR part 107 and PHMSA's decisions issued in
response to those appeals.
(ii) Records of compliance order proceedings and PHMSA compliance
orders.
(iii) Applications for approvals, including supporting data,
memoranda of any informal meetings with applicants, and decisions
granting or denying approvals applications.
(iv) Applications for special permits numbered below DOT-E or DOT-SP
11832 and related background information are available for public review
and copying at the Office of Hazardous Materials Safety, Office of
Hazardous Materials Special Permits and Approvals, U.S. Department of
Transportation, PHH-30, East Building, 1200 New Jersey Avenue, SE.,
Washington, DC 20590-0001.
(v) Other information about PHMSA's hazardous materials program
required by statute to be made available to the public for review and
copying and any other information PHMSA decides should be available to
the public.
(3) Your written request to review documents should include the
following:
(i) A detailed description of the documents you wish to review.
(ii) Your name, address, and telephone number.
(4) Send your written request to: Associate Administrator for
Hazardous Materials Safety, Pipeline and Hazardous Materials Safety
Administration, Attn: PHH-1, U.S. Department of Transportation, East
Building, 1200 New Jersey Avenue, SE., Washington, DC 20590-0001.
[70 FR 56088, Sept. 23, 2005, as amended at 70 FR 73159, Dec. 9, 2005;
72 FR 55682, Oct. 1, 2007]
Sec. 105.26 Obtaining records on file with PHMSA.
To obtain records on file with PHMSA, other than those described in
Sec.105.25, you must file a request with PHMSA under the Freedom of
Information Act (FOIA) (5 U.S.C. 552). The procedures for filing a FOIA
request are contained in 49 CFR part 7.
Sec. 105.30 Information made available to the public and request for
confidential treatment.
When you submit information to PHMSA during a rulemaking proceeding,
as part of your application for special permit or approval, or for any
other reason, we may make that information publicly available unless you
ask that we keep the information confidential.
(a) Asking for confidential treatment. You may ask us to give
confidential treatment to information you give to the agency by taking
the following steps:
(1) Mark ``confidential'' on each page of the original document you
would like to keep confidential.
(2) Send us, along with the original document, a second copy of the
original document with the confidential information deleted.
(3) Explain why the information you are submitting is confidential
(for example, it is exempt from mandatory public disclosure under the
Freedom of Information Act, 5 U.S.C. 552 or it is information referred
to in 18 U.S.C. 1905).
[[Page 11]]
(b) PHMSA Decision. PHMSA will decide whether or not to treat your
information as confidential. We will notify you, in writing, of a
decision to grant or deny confidentiality at least five days before the
information is publicly disclosed, and give you an opportunity to
respond.
[67 FR 42951, June 25, 2002, as amended at 70 FR 73159, Dec. 9, 2005]
Serving Documents
Sec. 105.35 Serving documents in PHMSA proceedings.
(a) Service by PHMSA. We may serve the document by one of the
following methods, except where a different method of service is
specifically required:
(1) Registered or certified mail.
(i) If we serve a document by registered or certified mail, it is
considered served when mailed.
(ii) An official United States Postal Service receipt from the
registered or certified mailing is proof of service.
(iii) We may serve a person's authorized representative or agent by
registered or certified mail, or in any other manner authorized by law.
Service on a person's authorized agent is the same as service on the
person.
(2) Personal service.
(3) Publication in the Federal Register.
(b) Service by others. If you are required under this subchapter to
serve a person with a document, serve the document by one of the
following methods, except where a different method of service is
specifically required:
(1) Registered or certified mail.
(i) If you serve a document by registered or certified mail, it is
considered served when mailed.
(ii) An official United States Postal Service receipt from the
registered or certified mailing is proof of service.
(iii) You may serve a person's authorized representative or agent by
registered or certified mail or in any other manner authorized by law.
Service on a person's authorized agent is the same as service on the
person.
(2) Personal service.
(3) Electronic service.
(i) In a proceeding under Sec.107.317 of this subchapter (an
administrative law judge proceeding), you may electronically serve
documents on us.
(ii) Serve documents electronically through the Internet at http://
www.regulations.gov.
[67 FR 42951, June 25, 2002, as amended at 72 FR 55682, Oct. 1, 2007]
Sec. 105.40 Designated agents for non-residents.
(a) General requirement. If you are not a resident of the United
States but are required by this subchapter or subchapter C of this
chapter to designate a permanent resident of the United States to act as
your agent and receive documents on your behalf, you must prepare a
designation and file it with us.
(b) Agents. An agent:
(1) May be an individual, a firm, or a domestic corporation.
(2) May represent any number of principals.
(3) May not reassign responsibilities under a designation to another
person.
(c) Preparing a designation. Your designation must be written and
dated, and it must contain the following information:
(1) The section in the HMR that requires you to file a designation.
(2) A certification that the designation is in the correct legal
form required to make it valid and binding on you under the laws,
corporate bylaws, and other requirements that apply to designations at
the time and place you are making the designation.
(3) Your full legal name, the principal name of your business, and
your mailing address.
(4) A statement that your designation will remain in effect until
you withdraw or replace it.
(5) The legal name and mailing address of your agent.
(6) A declaration of acceptance signed by your agent.
(d) Address. Send your designation to: Office of Hazardous Materials
Special Permits and Approvals, Pipeline and Hazardous Materials Safety
Administration, Attn: PHH-30, U.S. Department of Transportation, East
Building, 1200 New Jersey Avenue, SE., Washington, DC 20590-0001.
(e) Designations are binding. You are bound by your designation of
an agent,
[[Page 12]]
even if you did not follow all the requirements in this section, until
we reject your designation.
[67 FR 42951, June 25, 2002, as amended at 70 FR 56088, Sept. 23, 2005;
70 FR 73159, Dec. 9, 2005; 72 FR 55682, Oct. 1, 2007]
Subpoenas
Sec. 105.45 Issuing a subpoena.
(a) Subpoenas explained. A subpoena is a document that may require
you to attend a proceeding, produce documents or other physical evidence
in your possession or control, or both. PHMSA may issue a subpoena
either on its initiative or at the request of someone participating in a
proceeding. Anyone who requests that PHMSA issue a subpoena must show
that the subpoena seeks information that will materially advance the
proceeding.
(b) Attendance and mileage expenses. (1) If you receive a subpoena
to attend a proceeding under this part, you may receive money to cover
attendance and mileage expenses. The attendance and mileage fees will be
the same as those paid to a witness in a proceeding in the district
courts of the United States.
(2) If PHMSA issues a subpoena to you based upon a request, the
requester must serve a copy of the original subpoena on you, as required
in Sec.105.50. The requester must also include attendance and mileage
fees with the subpoena unless the requester asks PHMSA to pay the
attendance and mileage fees because of demonstrated financial hardship
and PHMSA agrees to do so.
(3) If PHMSA issues a subpoena at the request of an officer or
agency of the Federal government, the officer or agency is not required
to include attendance and mileage fees when serving the subpoena. The
officer or agency must pay the fees before you leave the hearing at
which you testify.
Sec. 105.50 Serving a subpoena.
(a) Personal service. Anyone who is not an interested party and who
is at least 18 years of age may serve you with a subpoena and fees by
handing the subpoena and fees to you, by leaving them at your office
with the individual in charge, or by leaving them at your house with
someone who lives there and is capable of making sure that you receive
them. If PHMSA issues a subpoena to an entity, rather than an
individual, personal service is made by delivering the subpoena and fees
to the entity's registered agent for service of process or to any
officer, director or agent in charge of any of the entity's offices.
(b) Service by mail. You may be served with a copy of a subpoena and
fees by certified or registered mail at your last known address. Service
of a subpoena and fees may also be made by registered or certified mail
to your agent for service of process or any of your representatives at
that person's last known address.
(c) Other methods. You may be served with a copy of a subpoena by
any method where you receive actual notice of the subpoena and receive
the fees before leaving the hearing at which you testify.
(d) Filing after service. After service is complete, the individual
who served a copy of a subpoena and fees must file the original subpoena
and a certificate of service with the PHMSA official who is responsible
for conducting the hearing.
Sec. 105.55 Refusal to obey a subpoena.
(a) Quashing or modifying a subpoena. If you receive a subpoena, you
can ask PHMSA to overturn (``quash'') or modify the subpoena within 10
days after the subpoena is served on you. Your request must briefly
explain the reasons you are asking for the subpoena to be quashed or
modified. PHMSA may then do the following:
(1) Deny your request.
(2) Quash or modify the subpoena.
(3) Grant your request on the condition that you satisfy certain
specified requirements.
(b) Failure to obey. If you disobey a subpoena, PHMSA may ask the
Attorney General to seek help from the United States District Court for
the appropriate District to compel you, after notice, to appear before
PHMSA and give testimony, produce subpoenaed documents or physical
evidence, or both.
[[Page 13]]
PART 106_RULEMAKING PROCEDURES--Table of Contents
Subpart A_PHMSA Rulemaking Documents
Sec.
106.5 Defined terms used in this subpart.
106.10 Process for issuing rules.
106.15 Advance notice of proposed rulemaking.
106.20 Notice of proposed rulemaking.
106.25 Revising regulations without first issuing an ANPRM or NPRM.
106.30 Final rule.
106.35 Interim final rule.
106.40 Direct final rule.
106.45 Tracking rulemaking actions.
Subpart B_Participating in the Rulemaking Process
106.50 Defined terms used in this subpart.
106.55 Public participation in the rulemaking process.
Written Comments
106.60 Filing comments.
106.65 Required information for written comments.
106.70 Where and when to file comments.
106.75 Extension of time to file comments.
Public Meetings and Other Proceedings
106.80 Public meeting procedures.
106.85 Requesting a public meeting.
106.90 Other rulemaking proceedings.
Petitions for Rulemaking
106.95 Requesting a change to the regulations.
106.100 Required information for a petition for rulemaking.
106.105 PHMSA response to a petition for rulemaking.
Appeals
106.110 Appealing a PHMSA action.
106.115 Required information for an appeal.
106.120 Appeal deadline.
106.125 Filing an appeal.
106.130 PHMSA response to an appeal.
Authority: 49 U.S.C. 5101-5127; 49 CFR 1.53.
Source: 67 FR 42954, June 25, 2002, unless otherwise noted.
Editorial Note: Nomenclature changes to part 106 appear at 70 FR
56088, Sept. 23, 2005.
Subpart A_PHMSA Rulemaking Documents
Sec. 106.5 Defined terms used in this subpart.
The following defined terms (see part 105, subpart A, of this
subchapter) appear in this subpart: File; Person; State.
Sec. 106.10 Process for issuing rules.
(a) PHMSA (``we'') uses informal rulemaking procedures under the
Administrative Procedure Act (5 U.S.C. 553) to add, amend, or delete
regulations. To propose or adopt changes to a regulation, PHMSA may
issue one or more of the following documents. We publish the following
rulemaking documents in the Federal Register unless we name and
personally serve a copy of a rule on every person subject to it:
(1) An advance notice of proposed rulemaking.
(2) A notice of proposed rulemaking.
(3) A final rule.
(4) An interim final rule.
(5) A direct final rule.
(b) Each of the rulemaking documents in paragraph (a) of this
section generally contains the following information:
(1) The topic involved in the rulemaking document.
(2) PHMSA's legal authority for issuing the rulemaking document.
(3) How interested persons may participate in the rulemaking
proceeding (for example, by filing written comments or making oral
presentations).
(4) Whom to call if you have questions about the rulemaking
document.
(5) The date, time, and place of any public meetings being held to
discuss the rulemaking document.
(6) The docket number and regulation identifier number (RIN) for the
rulemaking proceeding.
[67 FR 42954, June 25, 2002, as amended at 70 FR 56088, Sept. 23, 2005]
Sec. 106.15 Advance notice of proposed rulemaking.
An advance notice of proposed rulemaking (ANPRM) tells the public
that PHMSA is considering an area for rulemaking and requests written
comments on the appropriate scope of the rulemaking or on specific
topics. An
[[Page 14]]
advance notice of proposed rulemaking may or may not include the text of
potential changes to a regulation.
Sec. 106.20 Notice of proposed rulemaking.
A notice of proposed rulemaking (NPRM) contains PHMSA's specific
proposed regulatory changes for public comment and contains supporting
information. It generally includes proposed regulatory text.
Sec. 106.25 Revising regulations without first issuing an ANPRM or NPRM.
PHMSA may add, amend, or delete regulations without first issuing an
ANPRM or NPRM in the following situations:
(a) We may go directly to a final rule or interim final rule if, for
good cause, we find that a notice of proposed rulemaking is
impracticable, unnecessary, or contrary to the public interest. We must
place that finding and a brief statement of the reasons for it in the
final rule or interim final rule.
(b) We may issue a direct final rule (see Sec.106.40).
Sec. 106.30 Final rule.
A final rule sets out new regulatory requirements and their
effective date. A final rule will also identify issues raised by
commenters in response to the notice of proposed rulemaking and give the
agency's response.
Sec. 106.35 Interim final rule.
An interim final rule is issued without first issuing a notice of
proposed rulemaking and accepting public comments and sets out new
regulatory requirements and their effective date. PHMSA may issue an
interim final rule if it finds, for good cause, that notice and public
procedure are impracticable, unnecessary, or contrary to the public
interest. PHMSA will clearly set out this finding in the interim final
rule. After receiving and reviewing public comments, as well as any
other relevant documents, PHMSA may revise the interim final rule and
then issue a final rule.
Sec. 106.40 Direct final rule.
A direct final rule makes regulatory changes and states that the
regulatory changes will take effect on a specified date unless PHMSA
receives an adverse comment or notice of intent to file an adverse
comment within the comment period--generally 60 days after the direct
final rule is published in the Federal Register.
(a) Actions taken by direct final rule. We may use direct final
rulemaking procedures to issue rules that do any of the following:
(1) Make minor substantive changes to regulations.
(2) Incorporate by reference the latest edition of technical or
industry standards.
(3) Extend compliance dates.
(4) Make noncontroversial changes to regulations. We must determine
and publish a finding that use of direct final rulemaking, in this
situation, is in the public interest and unlikely to result in adverse
comment.
(b) Adverse comment. An adverse comment explains why a rule would be
inappropriate, or would be ineffective or unacceptable without a change.
It may challenge the rule's underlying premise or approach. Under the
direct final rule process, we do not consider the following types of
comments to be adverse:
(1) A comment recommending another rule change, in addition to the
change in the direct final rule at issue, unless the commenter states
why the direct final rule would be ineffective without the change.
(2) A frivolous or irrelevant comment.
(c) Confirmation of effective date. We will publish a confirmation
document in the Federal Register, generally within 15 days after the
comment period closes, if we have not received an adverse comment or
notice of intent to file an adverse comment. The confirmation document
tells the public the effective date of the rule--either the date stated
in the direct final rule or at least 30 days after the publication date
of the confirmation document, whichever is later.
(d) Withdrawing a direct final rule. (1) If we receive an adverse
comment or notice of intent to file an adverse comment, we will publish
a document in
[[Page 15]]
the Federal Register before the effective date of the direct final rule
advising the public and withdrawing the direct final rule in whole or in
part.
(2) If we withdraw a direct final rule because of an adverse
comment, we may incorporate the adverse comment into a later direct
final rule or may publish a notice of proposed rulemaking.
(e) Appeal. You may appeal PHMSA's issuance of a direct final rule
(see Sec.106.115) only if you have previously filed written comments
(see Sec.106.60) to the direct final rule.
Sec. 106.45 Tracking rulemaking actions.
The following identifying numbers allow you to track PHMSA's
rulemaking activities:
(a) Docket number. We assign an identifying number, called a docket
number, to each rulemaking proceeding. Each rulemaking document that
PHMSA issues in a particular rulemaking proceeding will display the same
docket number. This number allows you to do the following:
(1) Associate related documents that appear in the Federal Register.
(2) Search the DOT Docket Management System (``DMS'') for
information on particular rulemaking proceedings--including notices of
proposed rulemaking, public comments, petitions for rulemaking, appeals,
records of additional rulemaking proceedings and final rules. There are
two ways you can search the DMS:
(i) Visit the public docket room and review and copy any docketed
materials during regular business hours. The DOT Docket Management
System is located at the U.S. Department of Transportation, West
Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE.,
Washington, DC 20590-0001.
(ii) View and download docketed materials through the Internet at
http://www.regulations.gov.
(b) Regulation identifier number. The Department of Transportation
publishes a semiannual agenda of all current and projected Department of
Transportation rulemakings, reviews of existing regulations, and
completed actions. This semiannual agenda appears in the Unified Agenda
of Federal Regulations that is published in the Federal Register in
April and October of each year. The semiannual agenda tells the public
about the Department's--including PHMSA's--regulatory activities. The
Department assigns a regulation identifier number (RIN) to each
individual rulemaking proceeding in the semiannual agenda. This number
appears on all rulemaking documents published in the Federal Register
and makes it easy for you to track those rulemaking proceedings in both
the Federal Register and the semiannual regulatory agenda itself, as
well as to locate all documents in the Docket Management System
pertaining to a particular rulemaking.
[70 FR 56088, Sept. 23, 2005, as amended at 72 FR 55682, Oct. 1, 2007]
Subpart B_Participating in the Rulemaking Process
Sec. 106.50 Defined terms used in this subpart.
The following defined terms (see part 105, subpart A, of this
subchapter) appear in this subpart: File; Person; Political subdivision;
State.
Sec. 106.55 Public participation in the rulemaking process.
You may participate in PHMSA's rulemaking process by doing any of
the following:
(a) File written comments on any rulemaking document that asks for
comments, including an advance notice of proposed rulemaking, notice of
proposed rulemaking, interim final rule, or direct final rule.
(b) Ask that we hold a public meeting in any rulemaking proceeding
and participate in any public meeting that we hold.
(c) File a petition for rulemaking that asks us to add, amend, or
delete a regulation.
(d) File an appeal that asks us to reexamine our decision to issue
all or part of a final rule, interim final rule, or direct final rule.
[[Page 16]]
Written Comments
Sec. 106.60 Filing comments.
Anyone may file written comments about proposals made in any
rulemaking document that requests public comments, including any State
government agency, any political subdivision of a State, and any
interested person invited by PHMSA to participate in the rulemaking
process.
Sec. 106.65 Required information for written comments.
Your comments must be in English and must contain the following:
(a) The docket number of the rulemaking document you are commenting
on, clearly set out at the beginning of your comments.
(b) Information, views, or arguments that follow the instructions
for participation that appear in the rulemaking document on which you
are commenting.
(c) All material that is relevant to any statement of fact in your
comments.
(d) The document title and page number of any material that you
reference in your comments.
Sec. 106.70 Where and when to file comments.
(a) Unless you are told to do otherwise in the rulemaking document
on which you are commenting, send your comments to us in either of the
following ways:
(1) By mail to: Docket Management System, U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue, SE., Washington, DC 20590-0001.
(2) Through the Internet at http://www.regulations.gov.
(b) Make sure that your comments reach us by the deadline set out in
the rulemaking document on which you are commenting. We will consider
late filed comments to the extent possible.
(c) We may reject comments that are not relevant to the rulemaking.
We may reject comments you file electronically if you do not follow the
electronic filing instructions at the DOT Web site.
[67 FR 42954, June 25, 2002, as amended at 69 FR 54044, Sept. 7, 2004;
72 FR 55682, Oct. 1, 2007]
Sec. 106.75 Extension of time to file comments.
You may ask for more time to file comments on a rulemaking
proceeding. If PHMSA grants your request, it is granted to all persons.
We will notify the public of the extension by publishing a document in
the Federal Register. If PHMSA denies your request, PHMSA will notify
you of the denial. To ask for more time, you must do the following:
(a) File a request for extension at least ten days before the end of
the comment period established in the rulemaking document.
(b) Show that you have good cause for the extension and that an
extension is in the public interest.
(c) Include the docket number of the rulemaking document you are
seeking additional time to comment on, clearly set out at the beginning
of your request.
(d) Send your request to: Docket Management System, U.S. Department
of Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue, SE., Washington, DC 20590-0001.
[67 FR 42954, June 25, 2002, as amended at 72 FR 55682, Oct. 1, 2007]
Public Meetings and Other Proceedings
Sec. 106.80 Public meeting procedures.
A public meeting is a non-adversarial, fact-finding proceeding
conducted by a PHMSA representative. Generally, public meetings are
announced in the Federal Register. Interested persons are invited to
attend and to present their views to the agency on specific issues.
There are no formal pleadings and no adverse parties, and any regulation
issued afterward is not necessarily based exclusively on the record of
the meeting. Sections 556 and 557 of the Administrative Procedure Act (5
U.S.C. 556 and 557) do not apply to public meetings under this part.
[[Page 17]]
Sec. 106.85 Requesting a public meeting.
(a) You may ask for a public meeting by filing a written request
with PHMSA no later than 20 days before the expiration of the comment
period specified in the rulemaking document. Send your request for a
public meeting to: Docket Management System, U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue, SE., Washington, DC 20590-0001.
(b) PHMSA will review your request and, if you have shown good cause
for a public meeting, we will grant it and publish a notice of the
meeting in the Federal Register.
[67 FR 42954, June 25, 2002, as amended at 72 FR 55682, Oct. 1, 2007]
Sec. 106.90 Other rulemaking proceedings.
During a rulemaking proceeding, PHMSA may invite you to do the
following:
(a) Participate in a conference at which minutes are taken.
(b) Make an oral presentation.
(c) Participate in any other public proceeding to ensure that PHMSA
makes informed decisions during the rulemaking process and to protect
the public interest, including a negotiated rulemaking or work group led
by a facilitator.
Petitions for Rulemaking
Sec. 106.95 Requesting a change to the regulations.
You may ask PHMSA to add, amend, or delete a regulation by filing a
petition for rulemaking as follows:
(a) For regulations in 49 CFR parts 110, 130, 171 through 180,
submit the petition to: Office of Hazardous Materials Standards,
Pipeline and Hazardous Materials Safety Administration, Attn: PHH-10,
U.S. Department of Transportation, East Building, 1200 New Jersey
Avenue, SE., Washington, DC 20590-0001.
(b) For regulations in 49 CFR parts 105, 106, or 107, submit the
petition to: Office of the Chief Counsel, Pipeline and Hazardous
Materials Safety Administration, Attn: PHC-10, U.S. Department of
Transportation, East Building, 1200 New Jersey Avenue, SE., Washington,
DC 20590-0001.
[70 FR 56089, Sept. 23, 2005, as amended at 72 FR 55683, Oct. 1, 2007]
Sec. 106.100 Required information for a petition for rulemaking.
(a) You must include the following information in your petition for
rulemaking:
(1) A summary of your proposed action and an explanation of its
purpose.
(2) The language you propose for a new or amended rule, or the
language you would delete from a current rule.
(3) An explanation of your interest in your proposed action and the
interest of anyone you may represent.
(4) Information and arguments that support your proposed action,
including relevant technical and scientific data available to you.
(5) Any specific cases that support or demonstrate the need for your
proposed action.
(b) If the impact of your proposed action is substantial, and data
or other information about that impact are available to you, we may ask
that you provide information about the following:
(1) The costs and benefits of your proposed action to society in
general, and identifiable groups within society in particular.
(2) The direct effects, including preemption effects under section
5125 of Federal hazardous materials transportation law, of your proposed
action on States, on the relationship between the Federal government and
the States, and on the distribution of power and responsibilities among
the various levels of government. (See 49 CFR part 107, subpart C,
regarding preemption.)
(3) The regulatory burden of your proposed action on small
businesses, small organizations, small governmental jurisdictions, and
Indian tribes.
(4) The recordkeeping and reporting burdens of your proposed action
and whom they would affect.
(5) The effect of your proposed action on the quality of the natural
and social environments.
[[Page 18]]
Sec. 106.105 PHMSA response to a petition for rulemaking.
We will review and respond to your petition for rulemaking as
follows:
------------------------------------------------------------------------
And if we
If your petition is . . . determine that . Then . . .
. .
------------------------------------------------------------------------
(a) Incomplete.................. .................. We may return your
petition with a
written
explanation.
------------------------------------------------------------------------
(b) Complete.................... Your petition does We will notify you
not justify a in writing that
rulemaking action. we will not start
a rulemaking
proceeding.
------------------------------------------------------------------------
(c) Complete.................... Your petition does We will notify you
justify a in writing that
rulemaking action. we will start a
rulemaking
proceeding.
------------------------------------------------------------------------
Appeals
Sec. 106.110 Appealing a PHMSA Action.
You may appeal the following PHMSA actions:
(a) PHMSA's issuance of a final rule or PHMSA's withdrawal of a
notice of proposed rulemaking under the rulemaking procedures in this
part. However, you may appeal PHMSA's issuance of a direct final rule
only if you previously filed comments to the direct final rule (see
Sec.106.40(e)).
(b) Any PHMSA decision on a petition for rulemaking.
Sec. 106.115 Required information for an appeal.
(a) Appeal of a final rule or withdrawal of a notice of proposed
rulemaking. If you appeal PHMSA's issuance of a final rule or PHMSA's
withdrawal of a notice of proposed rulemaking, your appeal must include
the following:
(1) The docket number of the rulemaking you are concerned about,
clearly set out at the beginning of your appeal.
(2) A brief statement of your concern about the final rule or the
withdrawal of notice of proposed rulemaking at issue.
(3) An explanation of why compliance with the final rule is not
practical, reasonable, or in the public interest.
(4) If you want PHMSA to consider more facts, the reason why you did
not present those facts within the time given during the rulemaking
process for public comment.
(b) Appeal of a decision. If you appeal PHMSA's decision on a
petition for rulemaking, you must include the following:
(1) The contested aspects of the decision.
(2) Any new arguments or information.
Sec. 106.120 Appeal deadline.
(a) Appeal of a final rule or withdrawal of a notice of proposed
rulemaking. If you appeal PHMSA's issuance of a final rule or PHMSA's
withdrawal of a proposed rulemaking, your appeal document must reach us
no later than 30 days after the date PHMSA published the regulation or
the withdrawal notice in the Federal Register. After that time, PHMSA
will consider your appeal to be a petition for rulemaking under Sec.
106.100.
(b) Appeal of a decision. If you appeal PHMSA's decision on a
petition for rulemaking, your appeal document must reach us no later
than 30 days from the date PHMSA served you with written notice of
PHMSA's decision.
[70 FR 56089, Sept. 23, 2005]
Sec. 106.125 Filing an appeal.
Send your appeal to: Docket Management System, U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue, SE., Washington, DC 20590-0001.
[67 FR 42954, June 25, 2002, as amended at 72 FR 55682, Oct. 1, 2007]
Sec. 106.130 PHMSA response to an appeal.
Unless PHMSA provides otherwise, filing an appeal will not keep a
final rule from becoming effective. We will handle an appeal according
to the following procedures:
(a) Appeal of a final rule or withdrawal of a notice of proposed
rulemaking. (1) We may consolidate your appeal with other appeals of the
same rule.
(2) We may grant or deny your appeal, in whole or in part, without
further rulemaking proceedings, unless granting your appeal would result
in the issuance of a new final rule.
[[Page 19]]
(3) If we decide to grant your appeal, we may schedule further
proceedings and an opportunity to comment.
(4) PHMSA will notify you, in writing, of the action on your appeal
within 90 days after the date that PHMSA published the final rule or
withdrawal of notice of proposed rulemaking at issue in the Federal
Register. If we do not issue a decision on your appeal within the 90-day
period and we anticipate a substantial delay, we will notify you
directly about the delay and will give you an expected decision date. We
will also publish a notice of the delay in the Federal Register.
(b) Appeal of a decision. (1) We will not consider your appeal if it
merely repeats arguments that PHMSA has previously rejected.
(2) PHMSA will notify you, in writing, of the action on your appeal
within 90 days after the date that PHMSA served you with written notice
of its decision on your petition for rulemaking. If we do not issue a
decision on your appeal within the 90-day period, and we anticipate a
substantial delay, we will notify you directly about the delay and will
give you an expected decision date.
PART 107_HAZARDOUS MATERIALS PROGRAM PROCEDURES--Table of Contents
Subpart A_Definitions
Sec.
107.1 Definitions.
Subpart B_Special Permits
107.101 Purpose and scope.
107.105 Application for special permit.
107.107 Application for party status.
107.109 Application for renewal.
107.111 Withdrawal.
107.113 Application processing and evaluation.
107.117 Emergency processing.
107.121 Modification, suspension or termination of special permit or
grant of party status.
107.123 Reconsideration.
107.125 Appeal.
107.127 Availability of documents for public inspection.
Subpart C_Preemption
107.201 Purpose and scope.
107.202 Standards for determining preemption.
Preemption Determinations
107.203 Application.
107.205 Notice.
107.207 Processing.
107.209 Determination.
107.211 Petition for reconsideration.
107.213 Judicial review.
Waiver of Preemption Determinations
107.215 Application.
107.217 Notice.
107.219 Processing.
107.221 Determination.
107.223 Petition for reconsideration.
107.227 Judicial review.
Subpart D_Enforcement
107.301 Delegated authority for enforcement.
107.303 Purpose and scope.
107.305 Investigations.
Compliance Orders and Civil Penalties
107.307 General.
107.309 Warning letters.
107.310 Ticketing.
107.311 Notice of probable violation.
107.313 Reply.
107.315 Admission of violations.
107.317 Informal response.
107.319 Request for a hearing.
107.321 Hearing.
107.323 ALJ's decision.
107.325 Appeals.
107.327 Compromise and settlement.
107.329 Maximum penalties.
107.331 Assessment considerations.
Criminal Penalties
107.333 Criminal penalties generally.
107.335 Referral for prosecution.
107.336 Limitation on fines and penalties.
Injunctive Action
107.337 Injunctions generally.
107.339 Imminent hazards.
Appendix A to Subpart D of Part 107--Guidelines for Civil Penalties
Subpart E_Designation of Approval and Certification Agencies
107.401 Purpose and scope.
107.402 Application for designation as an approval or certification
agency.
107.403 Designation of approval agencies.
107.404 Conditions of designation.
107.405 Termination of designation.
Subpart F_Registration of Cargo Tank and Cargo Tank Motor Vehicle
Manufacturers, Assemblers, Repairers, Inspectors, Testers, and Design
Certifying Engineers
107.501 Scope.
[[Page 20]]
107.502 General registration requirements.
107.503 Registration statement.
107.504 Period of registration, updates, and record retention.
Subpart G_Registration of Persons Who Offer or Transport Hazardous
Materials
107.601 Applicability.
107.606 Exceptions.
107.608 General registration requirements.
107.612 Amount of fee.
107.616 Payment procedures.
107.620 Recordkeeping requirements.
Subpart H_Approvals, Registrations and Submissions
107.701 Purpose and scope.
107.705 Registrations, reports, and applications for approval.
107.709 Processing of an application for approval, including an
application for renewal or modification.
107.711 Withdrawal.
107.713 Approval modification, suspension or termination.
107.715 Reconsideration.
107.717 Appeal.
Subpart I_Approval of Independent Inspection Agencies, Cylinder
Requalifiers, and Non-domestic Chemical Analyses and Tests of DOT
Specification Cylinders
107.801 Purpose and scope.
107.803 Approval of an independent inspection agency (IIA).
107.805 Approval of cylinder and pressure receptacle requalifiers.
107.807 Approval of non-domestic chemical analyses and tests.
107.809 Conditions of UN pressure receptacle approvals.
Authority: 49 U.S.C. 5101-5127, 44701; Pub. L. 101-410 section 4 (28
U.S.C. 2461 note); Pub. L. 104-121 sections 212-213; Pub. L. 104-134
section 31001; 49 CFR 1.45, 1.53.
Editorial Note: Nomenclature changes to part 107 appear at 67 FR
61011, Sept. 27, 2002, 70 FR 56089, Sept. 23, 2005, and 70 FR 73159,
Dec. 9, 2005.
Subpart A_Definitions
Sec. 107.1 Definitions.
All terms defined in 49 U.S.C. 5102 are used in their statutory
meaning. Other terms used in this part are defined as follows:
Acting knowingly means acting or failing to act while
(1) Having actual knowledge of the facts giving rise to the
violation, or
(2) Having the knowledge that a reasonable person acting in the same
circumstances and exercising due care would have had.
Administrator means the Administrator, Pipeline and Hazardous
Materials Safety Administration or his or her delegate.
Applicant means the person in whose name a special permit, approval,
registration, a renewed or modified special permit or approval, or party
status to a special permit is requested to be issued.
Application means a request under subpart B of this part for a
special permit, a renewal or modification of a special permit, party
status to a special permit, or a request under subpart H of this part
for an approval, or renewal or modification of an approval.
Approval means written consent, including a competent authority
approval, from the Associate Administrator or other designated
Department official, to perform a function that requires prior consent
under subchapter C of this chapter (49 CFR parts 171 through 180).
Approval Agency means an organization or a person designated by the
PHMSA to certify packagings as having been designed, manufactured,
tested, modified, marked or maintained in compliance with applicable DOT
regulations.
Associate Administrator means the Associate Administrator for
Hazardous Materials Safety, Pipeline and Hazardous Materials Safety
Administration.
Competent Authority means a national agency that is responsible,
under its national law, for the control or regulation of some aspect of
hazardous materials (dangerous goods) transportation. Another term for
Competent Authority is ``Appropriate authority,'' which is used in the
International Civil Aviation Organization's (ICAO) Technical
Instructions for the Safe Transport of Dangerous Goods by Air. The
Associate Administrator is the United States Competent Authority for
purposes of this part 107.
Competent Authority Approval means an approval by the competent
authority that is required under an international standard (for example,
the
[[Page 21]]
ICAO Technical Instructions for the Safe Transport of Dangerous Goods by
Air and the International Maritime Dangerous Goods Code). Any of the
following may be considered a competent authority approval if it
satisfies the requirement of an international standard:
(1) A specific regulation in subchapter A or C of this chapter.
(2) A special permit or approval issued under subchapter A or C of
this chapter.
(3) A separate document issued to one or more persons by the
Associate Administrator.
DOT or Department means U.S. Department of Transportation.
Federal hazardous material transportation law means 49 U.S.C. 5101
et seq.
Filed means received by the appropriate PHMSA or other designated
office within the time specified in a regulation or rulemaking document.
Holder means the person in whose name a special permit or approval
has been issued.
Imminent Hazard means the existence of a condition which presents a
substantial likelihood that death, serious illness, severe personal
injury, or substantial endangerment to health, property, or the
environment may occur before the reasonably foreseeable completion of an
administrative hearing or other formal proceeding initiated to abate the
risks of those effects.
Incident means an event resulting in the unintended and
unanticipated release of a hazardous material or an event meeting
incident reporting requirements in Sec.171.15 or Sec.171.16 of this
chapter.
Indian Tribe has the same meaning given that term in section 4 of
the Indian Self-Determination and Education Assistance Act (25 U.S.C.
450b).
Investigation includes investigations authorized under 49 U.S.C.
5121 and inspections authorized under 49 U.S.C. 5118 and 5121.
Manufacturing special permit means a special permit from compliance
with specified requirements that otherwise must be met before
representing, marking, certifying (including requalifying, inspecting,
and testing), selling or offering a packaging or container as meeting
the requirements of subchapter C of this chapter governing its use in
the transportation in commerce of a hazardous material. A manufacturing
special permit is a special permit issued to a manufacturer of
packagings who does not offer for transportation or transport hazardous
materials in packagings subject to the special permit.
Party means a person, other than a holder, authorized to act under
the terms of a special permit.
Person means an individual, firm, copartnership, corporation,
company, association, or joint-stock association (including any trustee,
receiver, assignee, or similar representative); or a government or
Indian tribe (or an agency or instrumentality of any government or
Indian tribe) that transports a hazardous material to further a
commercial enterprise or offers a hazardous material for transportation
in commerce. Person does not include the following:
(1) The United States Postal Service.
(2) Any agency or instrumentality of the Federal government, for the
purposes of 49 U.S.C. 5123 (civil penalties) and 5124 (criminal
penalties.)
(3) Any government or Indian tribe (or an agency or instrumentality
of any government or Indian tribe) that transports hazardous material
for a governmental purpose.
Registration means a written acknowledgment from the Associate
Administrator that a registrant is authorized to perform a function for
which registration is required under subchapter C of this chapter (e.g.,
registration in accordance with 49 CFR 178.503 regarding marking of
packagings). For purposes of subparts A through E, ``registration'' does
not include registration under subpart F or G of this part.
Report means information, other than an application, registration or
part thereof, required to be submitted to the Associate Administrator
pursuant to this subchapter, subchapter B or subchapter C of this
chapter.
Respondent means a person upon whom the PHMSA has served a notice of
probable violation.
Special permit means a document issued by the Associate
Administrator under the authority of 49 U.S.C. 5117
[[Page 22]]
permitting a person to perform a function that is not otherwise
permitted under subchapter A or C of this chapter, or other regulations
issued under 49 U.S.C. 5101 et seq. (e.g., Federal Motor Carrier Safety
routing requirements). The terms ``special permit'' and ``exemption''
have the same meaning for purposes of subchapter A or C of this chapter
or other regulations issued under 49 U.S.C. 5101 through 5127. An
exemption issued prior to October 1, 2005 remains valid until it is past
its expiration date, terminated by the Associate Administrator, or is
issued as a special permit, whichever occurs first.
State means a State of the United States, the District of Columbia,
the Commonwealth of Puerto Rico, the Commonwealth of the Northern
Mariana Islands, the Virgin Islands, American Samoa, Guam, or any other
territory or possession of the United States designated by the
Secretary.
Transports or transportation means the movement of property and
loading, unloading, or storage incidental to the movement.
[Amdt. 107-3, 41 FR 38170, Sept. 9, 1976]
Editorial Note: For Federal Register citations affecting Sec.
107.1, see the List of CFR Sections Affected which appears in the
Finding Aids section of the printed volume and on GPO Access.
Subpart B_Special Permits
Source: Amdt. 107-38, 61 FR 21095, May 9, 1996, unless otherwise
noted.
Sec. 107.101 Purpose and scope.
This subpart prescribes procedures for the issuance, modification
and termination of special permits from requirements of this subchapter,
subchapter C of this chapter, or regulations issued under chapter 51 of
49 U.S.C.
Sec. 107.105 Application for special permit.
(a) General. Each application for a special permit or modification
of a special permit must be written in English and must--
(1) Be submitted for timely consideration, at least 120 days before
the requested effective date, in duplicate to: Associate Administrator
for Hazardous Materials Safety (Attention: Special Permits, PHH-31),
Pipeline and Hazardous Materials Safety Administration, U.S. Department
of Transportation, East Building, 1200 New Jersey Avenue, SE.,
Washington, DC 20590-0001. Alternatively, the application with any
attached supporting documentation submitted in an appropriate format may
be sent by facsimile (fax) to: (202) 366-3753 or (202) 366-3308 or by
electronic mail (e-mail) to: Specialpermits@dot.gov;
(2) State the name, street and mailing addresses, e-mail address
optional, and telephone number of the applicant; if the applicant is not
an individual, state the name, street and mailing addresses, e-mail
address optional, and telephone number of an individual designated as an
agent of the applicant for all purposes related to the application;
(3) If the applicant is not a resident of the United States, a
designation of agent for service in accordance with Sec.105.40 of this
part; and
(4) For a manufacturing special permit, a statement of the name and
street address of each facility where manufacturing under the special
permit will occur.
(b) Confidential treatment. To request confidential treatment for
information contained in the application, the applicant shall comply
with Sec.105.30(a).
(c) Description of special permit proposal. The application must
include the following information that is relevant to the special permit
proposal:
(1) A citation of the specific regulation from which the applicant
seeks relief;
(2) Specification of the proposed mode or modes of transportation;
(3) A detailed description of the proposed special permit (e.g.,
alternative packaging, test, procedure or activity) including, as
appropriate, written descriptions, drawings, flow charts, plans and
other supporting documents;
(4) A specification of the proposed duration or schedule of events
for which the special permit is sought;
(5) A statement outlining the applicant's basis for seeking relief
from compliance with the specified regulations and, if the special
permit is requested for a fixed period, a description
[[Page 23]]
of how compliance will be achieved at the end of that period;
(6) If the applicant seeks emergency processing specified in Sec.
107.117, a statement of supporting facts and reasons;
(7) Identification and description of the hazardous materials
planned for transportation under the special permit;
(8) Description of each packaging, including specification or
special permit number, as applicable, to be used in conjunction with the
requested special permit;
(9) For alternative packagings, documentation of quality assurance
controls, package design, manufacture, performance test criteria, in-
service performance and service-life limitations.
(10) When a Class 1 material is forbidden for transportation by
aircraft except under a special permit (see Columns 9A and 9B in the
table in 49 CFR 172.101), an applicant for a special permit to transport
such Class 1 material on passenger-carrying or cargo-only aircraft with
a maximum certificated takeoff weight of less than 12,500 pounds must
certify that no person within the categories listed in 18 U.S.C. 842(i)
will participate in the transportation of the Class 1 material.
(d) Justification of special permit proposal. The application must
demonstrate that a special permit achieves a level of safety at least
equal to that required by regulation, or if a required safety level does
not exist, is consistent with the public interest. At a minimum, the
application must provide the following:
(1) Information describing all relevant shipping and incident
experience of which the applicant is aware that relates to the
application;
(2) A statement identifying any increased risk to safety or property
that may result if the special permit is granted, and a description of
the measures to be taken to address that risk; and
(3) Either:
(i) Substantiation, with applicable analyses, data or test results,
that the proposed alternative will achieve a level of safety that is at
least equal to that required by the regulation from which the special
permit is sought; or
(ii) If the regulations do not establish a level of safety, an
analysis that identifies each hazard, potential failure mode and the
probability of its occurrence, and how the risks associated with each
hazard and failure mode are controlled for the duration of an activity
or life-cycle of a packaging.
[Amdt. 107-38, 61 FR 21095, May 9, 1996, as amended at 62 FR 51556, Oct.
1, 1997; 65 FR 50457, Aug. 18, 2000; 65 FR 58618, Sept. 29, 2000; 67 FR
61010, 61011, Sept. 27, 2002; 68 FR 23841, May 5, 2003; 69 FR 6198, Feb.
10, 2004; 70 FR 56089, Sept. 23, 2005; 70 FR 73160, Dec. 9, 2005; 71 FR
54390, Sept. 14, 2006; 72 FR 55683, Oct. 1, 2007]
Sec. 107.107 Application for party status.
(a) Any person eligible to apply for a special permit may apply to
be made party to an application or an existing special permit, other
than a manufacturing special permit.
(b) Each application filed under this section must--
(1) Be submitted in duplicate to: Associate Administrator for
Hazardous Materials Safety (Attention: Special Permits, PHH-31),
Pipeline and Hazardous Materials Safety Administration, U.S. Department
of Transportation, East Building, 1200 New Jersey Avenue, SE.,
Washington, DC 20590-0001. Alternatively, the application with any
attached supporting documentation submitted in an appropriate format may
be sent by facsimile (fax) to: (202) 366-3753 or (202) 366-3308 or by
electronic mail (e-mail) to: Specialpermits@dot.gov;
(2) Identify by number the special permit application or special
permit to which the applicant seeks to become a party;
(3) State the name, street and mailing addresses, e-mail address
(optional), and telephone number of the applicant; if the applicant is
not an individual, state the name, street and mailing addresses, e-mail
address (optional), and telephone number of an individual designated as
the applicant's agent for all purposes related to the application;
(4) If the applicant is not a resident of the United States, provide
a designation of agent for service in accordance with Sec.105.40 of
this subchapter; and
[[Page 24]]
(5) For a Class 1 material that is forbidden for transportation by
aircraft except under a special permit (see Columns 9A and 9B in the
table in 49 CFR 172.101), an applicant for party status to a special
permit to transport such Class 1 material on passenger-carrying or
cargo-only aircraft with a maximum certificated takeoff weight of less
than 12,500 pounds must certify that no person within the categories
listed in 18 U.S.C. 842(i) will participate in the transportation of the
Class 1 material.
(c) The Associate Administrator grants or denies an application for
party status in the manner specified in Sec.107.113(e) and (f) of this
subpart.
(d) A party to a special permit is subject to all terms of that
special permit, including the expiration date. If a party to a special
permit wishes to renew party status, the special permit renewal
procedures set forth in Sec.107.109 apply.
[Amdt. 107-38, 61 FR 21095, May 9, 1996, as amended at 65 FR 50457, Aug.
18, 2000; 67 FR 61010, 61011, Sept. 27, 2002; 69 FR 6198, Feb. 10, 2004;
70 FR 56090, Sept. 23, 2005; 70 FR 73160, Dec. 9, 2005; 72 FR 55683,
Oct. 1, 2007]
Sec. 107.109 Application for renewal.
(a) Each application for renewal of an exemption or special permit
or party status to an exemption or special permit must:
(1) Be submitted in duplicate to: Associate Administrator for
Hazardous Materials Safety (Attention: Special Permits, PHH-31),
Pipeline and Hazardous Materials Safety Administration, U.S. Department
of Transportation, East Building, 1200 New Jersey Avenue, SE.,
Washington, DC 20590-0001. Alternatively, the application with any
attached supporting documentation submitted in an appropriate format may
be sent by facsimile (fax) to: (202) 366-3753 or (202) 366-3308 or by
electronic mail (e-mail) to: Specialpermits@dot.gov;
(2) Identify by number the exemption or special permit for which
renewal is requested;
(3) State the name, street and mailing addresses, e-mail address
optional, and telephone number of the applicant; if the applicant is not
an individual, state the name, street and mailing addresses, e-mail
address optional, and telephone number of an individual designated as an
agent of the applicant for all purposes related to the application;
(4) Include either a certification by the applicant that the
original application, as it may have been updated by any application for
renewal, remains accurate and complete; or include an amendment to the
previously submitted application as is necessary to update and assure
the accuracy and completeness of the application, with certification by
the applicant that the application as amended is accurate and complete;
and
(5) Include a statement describing all relevant shipping and
incident experience of which the applicant is aware in connection with
the exemption or special permit since its issuance or most recent
renewal. If the applicant is aware of no incidents, the applicant shall
so certify. When known to the applicant, the statement should indicate
the approximate number of shipments made or packages shipped, as the
case may be, and number of shipments or packages involved in any loss of
contents, including loss by venting other than as authorized in
subchapter C.
(6) When a Class 1 material is forbidden for transportation by
aircraft, except under an exemption or special permit (see Columns 9A
and 9B in the table in 49 CFR 172.101), an application to renew an
exemption or special permit to transport such Class 1 material on
passenger-carrying or cargo-only aircraft with a maximum certificated
takeoff weight of less than 12,500 pounds must certify that no person
within the categories listed in 18 U.S.C. 842(i) will participate in the
transportation of the Class 1 material.
(b) If at least 60 days before an existing exemption or special
permit expires the holder files an application for renewal that is
complete and conforms to the requirements of this section, the exemption
will not expire until final administrative action on the application for
renewal has been taken.
[70 FR 73160, Dec. 9, 2005, as amended at 72 FR 55683, Oct. 1, 2007]
Sec. 107.111 Withdrawal.
An application may be withdrawn at any time before a decision to
grant or
[[Page 25]]
deny it is made. Withdrawal of an application does not authorize the
removal of any related records from the PHMSA dockets or files.
Applications that are eligible for confidential treatment under Sec.
105.30 will remain confidential after the application is withdrawn. The
duration of this confidential treatment for trade secrets and commercial
or financial information is indefinite, unless the party requesting the
confidential treatment of the materials notifies the Associate
Administrator that the confidential treatment is no longer required.
Sec. 107.113 Application processing and evaluation.
(a) The Associate Administrator reviews an application for special
permit, modification of special permit, party to special permit, or
renewal of an exemption or special permit to determine if it is complete
and conforms with the requirements of this subpart. This determination
will be made within 30 days of receipt of the application for special
permit, modification of special permit, or party to special permit, and
within 15 days of receipt of an application for renewal of an exemption
or special permit. If an application is determined to be incomplete, the
applicant is informed of the reasons.
(b) An application, that is not a renewal, party to, or emergency
special permit application, and is determined to be complete is
docketed. Notice of the application is published in the Federal
Register, and an opportunity for public comment is provided. All
comments received during the comment period are considered before final
action is taken on the application.
(c) No public hearing or other formal proceeding is required under
this subpart before the disposition of an application. Unless emergency
processing under Sec.107.117 is requested and granted, applications
are usually processed in the order in which they are filed.
(d) During the processing and evaluation of an application, the
Associate Administrator may request additional information from the
applicant. If the applicant does not respond to a written request for
additional information within 30 days of the date the request was
received, the application may be deemed incomplete and denied. However,
if the applicant responds in writing within the 30-day period requesting
an additional 30 days within which it will gather the requested
information, the Associate Administrator may grant the 30-day extension.
(e) The Associate Administrator may grant or deny an application, in
whole or in part. In the Associate Administrator's discretion, an
application may be granted subject to provisions that are appropriate to
protect health, safety or property. The Associate Administrator may
impose additional provisions not specified in the application or remove
conditions in the application that are unnecessary.
(f) The Associate Administrator may grant an application on finding
that--
(1) The application complies with this subpart;
(2) The application demonstrates that the proposed alternative will
achieve a level of safety that:
(i) Is at least equal to that required by the regulation from which
the special permit is sought, or
(ii) If the regulations do not establish a level of safety, is
consistent with the public interest and adequately will protect against
the risks to life and property inherent in the transportation of
hazardous materials in commerce;
(3) The application states all material facts, and contains no
materially false or materially misleading statement;
(4) The applicant meets the qualifications required by applicable
regulations; and
(5) The applicant is fit to conduct the activity authorized by the
exemption or special permit. This assessment may be based on information
in the application, prior compliance history of the applicant, and other
information available to the Associate Administrator.
(g) An applicant is notified in writing whether the application is
granted or denied. A denial contains a brief statement of reasons.
(h) The initial exemption or special permit terminates according to
its terms or, if not otherwise specified, 24 months from the date of
issuance. A subsequent renewal of a special permit terminates according
to its terms or, if not otherwise specified, 48 months
[[Page 26]]
after the date of issuance. A grant of party status to an exemption or
special permit, unless otherwise stated, terminates on the date that the
exemption or special permit expires.
(i) The Associate Administrator, on determining that an application
concerns a matter of general applicability and future effect and should
be the subject of rulemaking, may initiate rulemaking under part 106 of
this chapter in addition to or instead of acting on the application.
(j) The Associate Administrator publishes in the Federal Register a
list of all special permit grants, denials, and modifications and all
special permit applications withdrawn under this section.
[Amdt. 107-38, 61 FR 21095, May 9, 1996, as amended at 67 FR 61011,
Sept. 27, 2002; 70 FR 73161, Dec. 9, 2005]
Sec. 107.117 Emergency processing.
(a) An application is granted emergency processing if the Associate
Administrator, on the basis of the application and any inquiry
undertaken, finds that--
(1) Emergency processing is necessary to prevent significant injury
to persons or property (other than the hazardous material to be
transported) that could not be prevented if the application were
processed on a routine basis; or
(2) Emergency processing is necessary for immediate national
security purposes or to prevent significant economic loss that could not
be prevented if the application were processed on a routine basis.
(b) Where the significant economic loss is to the applicant, or to a
party in a contractual relationship to the applicant with respect to the
activity to be undertaken, the Associate Administrator may deny
emergency processing if timely application could have been made.
(c) A request for emergency processing on the basis of potential
economic loss must reasonably describe and estimate the potential loss.
(d) An application submitted under this section must conform to
Sec.107.105 to the extent that the receiving Department official deems
necessary to process the application. An application on an emergency
basis must be submitted to the Department modal contact official for the
initial mode of transportation to be utilized, as follows:
(1) Certificate-Holding Aircraft: The Federal Aviation
Administration Civil Aviation Security Office that serves the place
where the flight will originate or that is responsible for the aircraft
operator's overall aviation security program. The nearest Civil Aviation
Security Office may be located by calling the FAA Duty Officer, 202-267-
3333 (any hour).
(2) Noncertificate-Holding Aircraft (Those Which Operate Under 14
CFR Part 91): The Federal Aviation Administration Civil Aviation
Security Office that serves the place where the flight will originate.
The nearest Civil Aviation Security Office may be located by calling the
FAA Duty Officer, 202-267-3333 (any hour).
(3) Motor Vehicle Transportation: Chief, Hazardous Materials
Division, Federal Motor Carrier Safety Administration, U.S. Department
of Transportation, Washington, DC 20590-0001, 202-366-6121 (day); 1-800-
424-8802 (night).
(4) Rail Transportation: Staff Director, Hazardous Materials
Division, Office of Safety Assurance and Compliance, Federal Railroad
Administration, U.S. Department of Transportation, Washington, DC 20590-
0001, 202-493-6248 or 202-493-6244 (day); 1-800-424-8802 (night).
(5) Water Transportation: Chief, Hazardous Materials Standards
Division, Office of Operating and Environmental Standards, U.S. Coast
Guard, U.S. Department of Homeland Security, Washington, DC 20593-0001;
(202) 267-1217 (day); 1-800-424-8802 (night).
(e) On receipt of all information necessary to process the
application, the receiving Department official transmits to the
Associate Administrator, by the most rapid available means of
communication, an evaluation as to whether an emergency exists under
Sec.107.117(a) and, if appropriate, recommendations as to the
conditions to be included in the special permit. If the Associate
Administrator determines that an emergency exists under Sec.107.117(a)
and that, with reference to the criteria of Sec.107.113(f), granting
of
[[Page 27]]
the application is in the public interest, the Associate Administrator
grants the application subject to such terms as necessary and
immediately notifies the applicant. If the Associate Administrator
determines that an emergency does not exist or that granting of the
application is not in the public interest, the applicant immediately is
so notified.
(f) A determination that an emergency does not exist is not subject
to reconsideration under Sec.107.123 of this part.
(g) Within 90 days following issuance of an emergency special
permit, the Associate Administrator will publish, in the Federal
Register, a notice of issuance with a statement of the basis for the
finding of emergency and the scope and duration of the special permit.
[Amdt. 107-38, 61 FR 21095, May 9, 1996, as amended at 62 FR 51556, Oct.
1, 1997; 64 FR 51914, Sept. 27, 1999; 65 FR 58618, Sept. 29, 2000; 66 FR
45377, Aug. 28, 2001; 67 FR 61011, Sept. 27, 2002; 70 FR 56090, Sept.
23, 2005]
Sec. 107.121 Modification, suspension or termination of special permit or grant of party status.
(a) The Associate Administrator may modify an exemption, a special
permit, or grant of party status on finding that:
(1) Modification is necessary so that the exemption or special
permit reflects current statutes and regulations; or
(2) Modification is required by changed circumstances to meet the
standards of Sec.107.113(f).
(b) The Associate Administrator may modify, suspend or terminate an
exemption or special permit or grant of party status, as appropriate, on
finding that:
(1) Because of a change in circumstances, the exemption, special
permit, or party status no longer is needed or no longer would be
granted if applied for;
(2) The application contained inaccurate or incomplete information,
and the exemption, special permit, or party status would not have been
granted had the application been accurate and complete;
(3) The application contained deliberately inaccurate or incomplete
information; or
(4) The holder or party knowingly has violated the terms of the
exemption, special permit or an applicable requirement of this chapter,
in a manner demonstrating the holder or party is not fit to conduct the
activity authorized by the exemption or special permit.
(c) Except as provided in paragraph (d) of this section, before an
exemption, special permit, or grant of party status is modified,
suspended or terminated, the Associate Administrator notifies the holder
or party in writing of the proposed action and the reasons for it, and
provides an opportunity to show cause why the proposed action should not
be taken.
(1) The holder or party may file a written response that shows cause
why the proposed action should not be taken within 30 days of receipt of
notice of the proposed action.
(2) After considering the holder's or party's written response, or
after 30 days have passed without response since receipt of the notice,
the Associate Administrator notifies the holder or party in writing of
the final decision with a brief statement of reasons.
(d) The Associate Administrator, if necessary to avoid a risk of
significant harm to persons or property, may in the notification declare
the proposed action immediately effective.
[Amdt. 107-38, 61 FR 21095, May 9, 1996, as amended at 70 FR 73161, Dec.
9, 2005]
Sec. 107.123 Reconsideration.
(a) An applicant for special permit, a special permit holder, or an
applicant for party status to an exemption or special permit may request
that the Associate Administrator reconsider a decision under Sec.
107.113(g), Sec.107.117(e) or Sec.107.121(c) of this part. The
request must--
(1) Be in writing and filed within 20 days of receipt of the
decision;
(2) State in detail any alleged errors of fact and law;
(3) Enclose any additional information needed to support the request
to reconsider; and
(4) State in detail the modification of the final decision sought.
[[Page 28]]
(b) The Associate Administrator grants or denies, in whole or in
part, the relief requested and informs the requesting person in writing
of the decision. If necessary to avoid a risk of significant harm to
persons or property, the Associate Administrator may, in the
notification, declare the action immediately effective.
[Amdt. 107-38, 61 FR 21095, May 9, 1996, as amended at 70 FR 73161, Dec.
9, 2005]
Sec. 107.125 Appeal.
(a) A person who requested reconsideration under Sec.107.123 and
is denied the relief requested may appeal to the Administrator. The
appeal must--
(1) Be in writing and filed within 30 days of receipt of the
Associate Administrator's decision on reconsideration;
(2) State in detail any alleged errors of fact and law;
(3) Enclose any additional information needed to support the appeal;
and
(4) State in detail the modification of the final decision sought.
(b) The Administrator, if necessary to avoid a risk of significant
harm to persons or property, may declare the Associate Administrator's
action effective pending a decision on appeal.
(c) The Administrator grants or denies, in whole or in part, the
relief requested and informs the appellant in writing of the decision.
The Administrator's decision is the final administrative action.
Sec. 107.127 Availability of documents for public inspection.
(a) Documents related to an application under this subpart,
including the application itself, are available for public inspection,
except as specified in paragraph (b) of this section, at the Office of
the Associate Administrator for Hazardous Materials Safety, Pipeline and
Hazardous Materials Safety Administration, Office of Hazardous Materials
Special Permits and Approvals, U.S. Department of Transportation, East
Building, PHH-30, 1200 New Jersey Avenue, SE., Washington, DC 20590-
0001. Office hours are 8:30 a.m. to 5 p.m., Monday through Friday,
except Federal holidays when the office is closed. Copies of available
documents may be obtained as provided in part 7 of this title. Documents
numbered 11832 and above may also be viewed at the website address
http://www.regulations.gov.
(b) Documents available for inspection do not include materials
determined to be withheld from public disclosure under Sec.105.30 and
in accordance with the applicable provisions of section 552(b) of title
5, United States Code, and part 7 of this title.
[Amdt. 107-38, 61 FR 21095, May 9, 1996, as amended at 65 FR 58618,
Sept. 29, 2000; 66 FR 45377, Aug. 28, 2001; 67 FR 61011, Sept. 27, 2002;
70 FR 73162, Dec. 9, 2005; 72 FR 55683, Oct. 1, 2007]
Subpart C_Preemption
Sec. 107.201 Purpose and scope.
(a) This subpart prescribes procedures by which:
(1) Any person, including a State, political subdivision, or Indian
tribe, directly affected by a requirement of a State, political
subdivision, or Indian tribe, may apply for a determination as to
whether that requirement is preempted under 49 U.S.C. 5125.
(2) A State, political subdivision, or Indian tribe may apply for a
waiver of preemption with respect to any requirement that the State,
political subdivision, or Indian tribe acknowledges to be preempted by
49 U.S.C. 5125, or that has been determined by a court of competent
jurisdiction to be so preempted.
(b) For purposes of this subpart ``political subdivision'' includes
a municipality; a public agency or other instrumentality of one or more
States, municipalities, or other political subdivisions of a State; or a
public corporation, board, or commission established under the laws of
one or more States.
(c) [Reserved]
(d) An application for a preemption determination that includes an
application for a waiver of preemption will be treated and processed
solely as an application for a preemption determination.
[Amdt. 107-3, 41 FR 38171, Sept. 9, 1976, as amended by Amdt. 107-24, 56
FR 8622, Feb. 28, 1991; Amdt. 107-25, 57 FR 20428, May 13, 1992; Amdt.
107-32, 59 FR 49130, Sept. 26, 1994; Amdt. 107-35, 60 FR 49108, Sept.
21, 1995; Amdt. 107-38, 61 FR 21098, May 9, 1996; 68 FR 52846, Sept. 8,
2003; 71 FR 30067, May 25, 2006]
[[Page 29]]
Sec. 107.202 Standards for determining preemption.
(a) Except as provided in Sec.107.221 and unless otherwise
authorized by Federal law, any requirement of a State or political
subdivision thereof or an Indian tribe that concerns one of the
following subjects and that is not substantively the same as any
provision of the Federal hazardous materials transportation law, a
regulation issued under the Federal hazardous material transportation
law, or a hazardous material transportation security regulation or
directive issued by the Secretary of Homeland Security that concerns
that subject, is preempted:
(1) The designation, description, and classification of hazardous
material.
(2) The packing, repacking, handling, labeling, marking, and
placarding of hazardous material.
(3) The preparation, execution, and use of shipping documents
pertaining to hazardous material and requirements related to the number,
content, and placement of those documents.
(4) The written notification, recording, and reporting of the
unintentional release in transportation of hazardous material.
(5) The design, manufacturing, fabrication, marking, maintenance,
reconditioning, repairing, or testing of a packaging or a container
which is represented, marked, certified, or sold as qualified for use in
the transportation of hazardous material.
(b) Except as provided in Sec.107.221 and unless otherwise
authorized by Federal law, any requirement of a State or political
subdivision or Indian tribe is preempted if--
(1) It is not possible to comply with a requirement of the State,
political subdivision, or Indian tribe and a requirement under the
Federal hazardous material transportation law, a regulation issued under
the Federal hazardous material transportation law, or a hazardous
material transportation security regulation or directive issued by the
Secretary of Homeland Security;
(2) The requirement of the State, political subdivision, or Indian
tribe, as applied or enforced, is an obstacle to accomplishing and
carrying out the Federal hazardous material transportation law, a
regulation issued under the Federal hazardous material transportation
law, or a hazardous material transportation security regulation or
directive issued by the Secretary of Homeland Security.
(3) It is preempted under 49 U.S.C. 5125 (c).
(c) A State, political subdivision, or Indian tribe may impose a fee
related to transporting hazardous material only if the fee is fair and
used for a purpose related to transporting hazardous material, including
enforcement and planning, developing and maintaining a capability for
emergency response.
(d) For purposes of this section, ``substantively the same'' means
that the non-Federal requirement conforms in every significant respect
to the Federal requirement. Editorial and other similar de minimis
changes are permitted.
[Amdt. 107-24, 56 FR 8622, Feb. 28, 1991, as amended by Amdt. 107-25, 57
FR 20428, May 13, 1992; Amdt. 107-29, 58 FR 51527, Oct. 1, 1993; Amdt.
107-32, 59 FR 49130, Sept. 26, 1994; Amdt. 107-38, 61 FR 21098, May 9,
1996; Amdt. 107-39, 61 FR 51337, Oct. 1, 1996; 68 FR 52847, Sept. 8,
2003]
Preemption Determinations
Sec. 107.203 Application.
(a) With the exception of highway routing matters covered under 49
U.S.C. 5125(c), any person, including a State or political subdivision
thereof or an Indian tribe, directly affected by any requirement of a
State or political subdivision thereof or an Indian tribe, may apply to
the Chief Counsel for a determination as to whether that requirement is
preempted by Sec.107.202(a), (b), or (c).
(b) Each application filed under this section for a determination
must:
(1) Be submitted to the Chief Counsel:
(i) By mail addressed to the Chief Counsel, Pipeline and Hazardous
Materials Safety Administration, U.S. Department of Transportation, East
Building, PHC-1, 1200 New Jersey Avenue, SE., Washington, DC 20590-0001;
(ii) By facsimile to 202-366-7041; or
(iii) Electronically to the Chief Counsel at
phmsachiefcounsel@dot.gov.
[[Page 30]]
(2) Set forth the text of the State or political subdivision or
Indian tribe requirement for which the determination is sought;
(3) Specify each requirement of the Federal hazardous materials
transportation law, regulations issued under the Federal hazardous
material transportation law, or hazardous material transportation
security regulations or directives issued by the Secretary of Homeland
Security with which the applicant seeks the State or political
subdivision or Indian tribe requirement to be compared;
(4) Explain why the applicant believes the State or political
subdivision or Indian tribe requirement should or should not be
preempted under the standards of Sec.107.202; and
(5) State how the applicant is affected by the State or political
subdivision or Indian tribe requirement.
(c) The filing of an application for a determination under this
section does not constitute grounds for noncompliance with any
requirement of the Federal hazardous materials transportation law,
regulations issued under the Federal hazardous material transportation
law, or hazardous material transportation security regulations or
directives issued by the Secretary of Homeland Security.
(d) Once the Chief Counsel has published notice in the Federal
Register of an application received under paragraph (a) of this section,
no applicant for such determination may seek relief with respect to the
same or substantially the same issue in any court until final action has
been taken on the application or until 180 days after filing of the
application, whichever occurs first. Nothing in Sec.107.203(a)
prohibits a State or political subdivision thereof or Indian tribe, or
any other person directly affected by any requirement of a State or
political subdivision thereof or Indian tribe, from seeking a
determination of preemption in any court of competent jurisdiction in
lieu of applying to the Chief Counsel under paragraph (a) of this
section.
[Amdt. 107-24, 56 FR 8622, Feb. 28, 1991, as amended by Amdt. 107-25, 57
FR 20428, May 13, 1992; Amdt. 107-32, 59 FR 49131, Sept. 26, 1994; Amdt.
107-38, 61 FR 21098, May 9, 1996; 68 FR 52847, Sept. 8, 2003; 71 FR
30067, May 25, 2006; 72 FR 55683, Oct. 1, 2007]
Sec. 107.205 Notice.
(a) If the applicant is other than a State, political subdivision,
or Indian tribe, the applicant shall mail a copy of the application to
the State, political subdivision, or Indian tribe concerned accompanied
by a statement that the State, political subdivision, or Indian tribe
may submit comments regarding the application to the Chief Counsel. The
application filed with the Chief Counsel must include a certification
that the applicant has complied with this paragraph and must include the
names and addresses of each State, political subdivision, or Indian
tribe official to whom a copy of the application was sent.
(b) The Chief Counsel will publish notice of, including an
opportunity to comment on, an application in the Federal Register and
may notify in writing any person readily identifiable as affected by the
outcome of the determination.
(c) Each person submitting written comments to the Chief Counsel
with respect to an application filed under this section must send a copy
of the comments to the applicant and certify to the Chief Counsel that
he or she has complied with this requirement. The Chief Counsel may
notify other persons participating in the proceeding of the comments and
provide an opportunity for those other persons to respond. Late-filed
comments are considered so far as practicable.
[Amdt. 107-38, 61 FR 21098, May 9, 1996, as amended at 71 FR 30067, May
25, 2006]
Sec. 107.207 Processing.
(a) The Chief Counsel may initiate an investigation of any statement
in an application and utilize in his or her evaluation any relevant
facts obtained by that investigation. The Chief Counsel may solicit and
accept submissions from third persons relevant to an application and
will provide the applicant
[[Page 31]]
an opportunity to respond to all third person submissions. In evaluating
an application, the Chief Counsel may consider any other source of
information. The Chief Counsel on his or her own initiative may convene
a hearing or conference, if he or she considers that a hearing or
conference will advance his or her evaluation of the application.
(b) The Chief Counsel may dismiss the application without prejudice
if:
(1) He or she determines that there is insufficient information upon
which to base a determination; or
(2) He or she requests additional information from the applicant and
it is not submitted.
[Amdt. 107-3, 41 FR 38171, Sept. 9, 1976, as amended by Amdt. 107-24, 56
FR 8621, 8622, Feb. 28, 1991; Amdt. 107-38, 61 FR 21098, May 9, 1996; 71
FR 30067, May 25, 2006]
Sec. 107.209 Determination.
(a) Upon consideration of the application and other relevant
information received, the Chief Counsel issues a determination.
(b) The determination includes a written statement setting forth the
relevant facts and the legal basis for the determination, and provides
that any person aggrieved thereby may file a petition for
reconsideration with the Chief Counsel.
(c) The Chief Counsel provides a copy of the determination to the
applicant and to any other person who substantially participated in the
proceeding or requested in comments to the docket to be notified of the
determination. A copy of each determination is placed on file in the
public docket. The Chief Counsel will publish the determination or
notice of the determination in the Federal Register, at which time the
determination becomes a final agency action.
(d) A determination issued under this section constitutes an
administrative determination as to whether a particular requirement of a
State or political subdivision or Indian tribe is preempted under the
Federal hazardous materials transportation law. The fact that a
determination has not been issued under this section with respect to a
particular requirement of a State or political subdivision or Indian
tribe carries no implication as to whether the requirement is preempted
under the Federal hazardous materials transportation law.
[Amdt. 107-24, 56 FR 8623, Feb. 28, 1991, as amended by Amdt. 107-25, 57
FR 20428, May 13, 1992; Amdt. 107-32, 59 FR 49131, Sept. 26, 1994; Amdt.
107-38, 61 FR 21098, May 9, 1996; 68 FR 52847, Sept. 8, 2003; 71 FR
30067, May 25, 2006]
Sec. 107.211 Petition for reconsideration.
(a) Any person aggrieved by a determination issued under Sec.
107.209 may file a petition for reconsideration. The petition must be
filed with the Chief Counsel, in the same manner specified for filing an
application in Sec.107.203(b), within 20 days of publication of the
determination in the Federal Register.
(b) The petition must contain a concise statement of the basis for
seeking review, including any specific factual or legal error alleged.
If the petition requests consideration of information that was not
previously made available to the Chief Counsel, the petition must
include the reasons why such information was not previously made
available.
(c) The petitioner shall mail a copy of the petition to each person
who participated, either as an applicant or commenter, in the preemption
determination proceeding, accompanied by a statement that the person may
submit comments concerning the petition to the Chief Counsel within 20
days. The petition filed with the Chief Counsel must contain a
certification that the petitioner has complied with this paragraph and
include the names and addresses of all persons to whom a copy of the
petition was sent. Late-filed comments are considered so far as
practicable.
(d) The Chief Counsel will publish the decision on the petition for
reconsideration or notice of the decision in the Federal Register, at
which time the decision on the petition for reconsideration becomes a
final agency action.
[Amdt. 107-25, 57 FR 20428, May 13, 1992, as amended by Amdt. 107-38, 61
FR 21099, May 9, 1996; 71 FR 30067, May 25, 2006]
[[Page 32]]
Sec. 107.213 Judicial review.
A party to a proceeding under Sec.107.203(a) may seek review of a
determination of the Chief Counsel by filing a petition, within 60 days
after the determination becomes final, in the United States Court of
Appeals for the District of Columbia or in the Court of Appeals for the
United States for the circuit in which the person resides or has its
principal place of business.
[71 FR 30068, May 25, 2006]
Waiver of Preemption Determinations
Sec. 107.215 Application.
(a) With the exception of requirements preempted under 49 U.S.C.
5125(c), a State or political subdivision thereof, or Indian tribe may
apply to the Chief Counsel for a waiver of preemption with respect to
any requirement that the State or political subdivision thereof or
Indian tribe acknowledges to be preempted under the Federal hazardous
materials transportation law, or that has been determined by a court of
competent jurisdiction to be so preempted. The Chief Counsel may waive
preemption with respect to such requirement upon a determination that
such requirement--
(1) Affords an equal or greater level of protection to the public
than is afforded by the requirements of the Federal hazardous material
transportation law or the regulations issued thereunder, and
(2) Does not unreasonably burden commerce.
(b) Each application filed under this section for a waiver of
preemption determination must:
(1) Be submitted to the Chief Counsel:
(i) By mail addressed to the Chief Counsel, Pipeline and Hazardous
Materials Safety Administration, U.S. Department of Transportation, East
Building, PHC-1, 1200 New Jersey Avenue, SE., Washington, DC 20590-0001;
(ii) By facsimile to 202-366-7041; or
(iii) Electronically to the Chief Counsel at
phmsachiefcounsel@dot.gov.
(2) Set forth the text of the State or political subdivision
requirement for which the determination is being sought;
(3) Include a copy of any court order and any ruling issued under
Sec.107.209 having a bearing on the application;
(4) Contain an express acknowledgment by the applicant that the
State, political subdivision, or Indian tribe requirement is preempted
under Federal hazardous materials transportation law, unless it has been
so determined by a court of competent jurisdiction or in a determination
issued under Sec.107.209;
(5) Specify each requirement of the Federal hazardous materials
transportation law that preempts the State, political subdivision, or
Indian tribe requirement;
(6) State why the applicant believes the State, political
subdivision or Indian tribe requirements affords an equal or greater
level of protection to the public than is afforded by the requirements
of the Federal hazardous material transportation law or the regulations
issued thereunder;
(7) State why the applicant believes the State, political
subdivision or Indian tribe requirement does not unreasonably burden
commerce; and
(8) Specify what steps the State, political subdivision or Indian
tribe is taking to administer and enforce effectively its inconsistent
requirement.
[Amdt. 107-3, 41 FR 38171, Sept. 9, 1976, as amended by Amdt. 107-22, 55
FR 39978, Oct. 1, 1990; Amdt. 107-24, 56 FR 8621, 8623, Feb. 28, 1991;
56 FR 15510, Apr. 17, 1991; Amdt. 107-23, 56 FR 66156, Dec. 20, 1991;
Amdt. 107-25, 57 FR 20428, May 13, 1992; Amdt. 107-32, 59 FR 49131,
Sept. 26, 1994; Amdt. 107-38, 61 FR 21099, May 9, 1996; 68 FR 52847,
Sept. 8, 2003; 71 FR 30068, May 25, 2006; 72 FR 55683, Oct. 1, 2007]
Sec. 107.217 Notice.
(a) The applicant shall mail a copy of the application and any
subsequent amendments or other documents relating to the application to
each person who is reasonably ascertainable by the applicant as a person
who will be affected by the determination sought. The copy of the
application must be accompanied by a statement that the person may
submit comments regarding the application within 45 days. The
[[Page 33]]
application must include a certification that the application has
complied with this paragraph and must include the names and addresses of
each person to whom the application was sent.
(b) Notwithstanding the provisions of paragraph (a) of this section,
if the State or political subdivision determines that compliance with
paragraph (a) of this section would be impracticable, the applicant
shall:
(1) Comply with the requirements of paragraph (a) of this section
with regard to those persons whom it is reasonable and practicable to
notify; and
(2) Include with the application a description of the persons or
class or classes of persons to whom notice was not sent.
(c) The Chief Counsel may require the applicant to provide notice in
addition to that required by paragraphs (a) and (b) of this section, or
may determine that the notice required by paragraph (a) of the section
is not impracticable, or that notice should be published in the Federal
Register. Late-filed comments are considered so far as practicable.
(d) The Chief Counsel may notify any other persons who may be
affected by the outcome of a determination on the application.
(e) Any person submitting written comments with respect to an
application filed under this section shall send a copy of the comments
to the applicant. The person shall certify that he has complied with the
requirements of this paragraph. The Chief Counsel may notify other
persons participating in the proceeding of the comments and provide an
opportunity for those other persons to respond.
[Amdt. 107-3, 41 FR 38171, Sept. 9, 1976, as amended by Amdt. 107-24, 56
FR 8621, Feb. 28, 1991; Amdt. 107-25, 57 FR 20429, May 13, 1992; Amdt.
107-38, 61 FR 21099, May 9, 1996; 71 FR 30068, May 25, 2006]
Sec. 107.219 Processing.
(a) The Chief Counsel may initiate an investigation of any statement
in an application and utilize in his or her evaluation any relevant
facts obtained by that investigation. The Chief Counsel may solicit and
accept submissions from third persons relevant to an application and
will provide the applicant an opportunity to respond to all third person
submissions. In evaluating an application, the Chief Counsel on his or
her own initiative may convene a hearing or conference, if he or she
considers that a hearing or conference will advance his or her
evaluation of the application.
(b) The Chief Counsel may dismiss the application without prejudice
if:
(1) He or she determines that there is insufficient information upon
which to base a determination;
(2) Upon his or her request, additional information is not submitted
by the applicant; or
(3) The applicant fails to provide the notice required by Sec.
107.217.
(c) The Chief Counsel will only consider an application for waiver
of preemption determination if--
(1) The applicant State or political subdivision thereof or Indian
tribe expressly acknowledges in its application that the State or
political subdivision or Indian tribe requirement for which the
determination is sought is inconsistent with the requirements of the
Federal hazardous materials transportation law, regulations issued under
the Federal hazardous material transportation law, or hazardous material
transportation security regulations or directives issued by the
Secretary of Homeland Security.
(2) The State or political subdivision thereof or Indian tribe
requirement has been determined by a court of competent jurisdiction or
in a ruling issued under Sec.107.209 to be inconsistent with the
requirements of the Federal hazardous materials transportation law,
regulations issued under the Federal hazardous material transportation
law, or hazardous material transportation security regulations or
directives issued by the Secretary of Homeland Security.
(d) When the Chief Counsel has received all substantive information
it considers necessary to process an application for a waiver of
preemption determination, it serves notice of that fact upon the
applicant and all other persons who received notice of the proceeding
pursuant to Sec.107.217.
[[Page 34]]
(e) To the extent possible, each application for a waiver of
preemption determination will be acted upon in a manner consistent with
the disposition of previous applications for waiver of preemption
determinations.
[Amdt. 107-3, 41 FR 38171, Sept. 9, 1976, as amended by Amdt. 107-24, 56
FR 8621, 8623, Feb. 28, 1991; Amdt. 107-32, 59 FR 49131, Sept. 26, 1994;
Amdt. 107-38, 61 FR 21099, May 9, 1996; 65 FR 58618, Sept. 29, 2000; 68
FR 52847, Sept. 8, 2003; 69 FR 54044, Sept. 7, 2004; 71 FR 30068, May
25, 2006]
Sec. 107.221 Determination.
(a) After considering the application and other relevant information
received or obtained during the proceeding, the Chief Counsel issues a
determination.
(b) The Chief Counsel may issue a waiver of preemption only on
finding that the requirement of the State or political subdivision
thereof or Indian tribe affords the public a level of safety at least
equal to that afforded by the requirements of the Federal hazardous
material transportation law or the regulations issued thereunder and
does not unreasonably burden commerce. In determining if the requirement
of the State or political subdivision thereof or Indian tribe
unreasonably burdens commerce, the Chief Counsel considers:
(1) The extent to which increased costs and impairment of efficiency
result from the requirement of the State or political subdivision
thereof or Indian tribe.
(2) Whether the requirement of the State or political subdivision
thereof or Indian tribe has a rational basis.
(3) Whether the requirement of the State or political subdivision
thereof or Indian tribe achieves its stated purpose.
(4) Whether there is need for uniformity with regard to the subject
concerned and if so, whether the requirement of the State or political
subdivision thereof or Indian tribe competes or conflicts with those of
other States or political subdivisions thereof or Indian tribes.
(c) The determination includes a written statement setting forth
relevant facts and legal bases and providing that any person aggrieved
by the determination may file a petition for reconsideration with the
Chief Counsel.
(d) The Chief Counsel provides a copy of the determination to the
applicant and to any other person who substantially participated in the
proceeding or requested in comments to the docket to be notified of the
determination. A copy of the determination is placed on file in the
public docket. The Chief Counsel will publish the determination or
notice of the determination in the Federal Register, at which time the
determination becomes a final agency action.
(e) A determination under this section constitutes an administrative
finding of whether a particular requirement of a State or political
subdivision thereof or Indian tribe is preempted under the Federal
hazardous materials transportation law, or whether preemption is waived.
[Amdt. 107-38, 61 FR 21099, May 9, 1996, as amended at 68 FR 52848,
Sept. 8, 2003; 71 FR 30068, May 25, 2006]
Sec. 107.223 Petition for reconsideration.
(a) Any person aggrieved by a determination under Sec.107.221 may
file a petition for reconsideration. The petition must be filed with the
Chief Counsel, in the same manner specified for filing an application in
Sec.107.215(b), within 20 days of publication of the determination in
the Federal Register.
(b) The petition must contain a concise statement of the basis for
seeking review, including any specific factual or legal error alleged.
If the petition requests consideration of information that was not
previously made available to the Chief Counsel, the petition must
include the reasons why such information was not previously made
available.
(c) The petitioner shall mail a copy of the petition to each person
who participated, either as an applicant or commenter, in the waiver of
preemption proceeding, accompanied by a statement that the person may
submit comments concerning the petition to the Chief Counsel within 20
days. The petition filed with the Chief Counsel must contain a
certification that the petitioner has complied with this paragraph and
include the names and addresses of all persons to whom a copy
[[Page 35]]
of the petition was sent. Late-filed comments are considered so far as
practicable.
(d) The Chief Counsel will publish the decision on the petition for
reconsideration or notice of the decision in the Federal Register, at
which time the decision on the petition for reconsideration becomes a
final agency action.
[Amdt. 107-25, 57 FR 20429, May 13, 1992, as amended by Amdt. 107-38, 61
FR 21099, May 9, 1996; 71 FR 30068, May 25, 2006]
Sec. 107.227 Judicial review.
A party to a proceeding under Sec.107.215(a) may seek review of a
determination of the Chief Counsel by filing a petition, within 60 days
after the determination becomes final, in the United States Court of
Appeals for the District of Columbia or in the Court of Appeals for the
United States for the circuit in which the person resides or has its
principal place of business.
[71 FR 30068, May 25, 2006]
Subpart D_Enforcement
Source: Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, unless otherwise
noted.
Sec. 107.301 Delegated authority for enforcement.
Under redelegation from the Administrator, Pipeline and Hazardous
Materials Safety Administration, the Associate Administrator for
Hazardous Materials Safety and the Office of the Chief Counsel exercise
their authority for enforcement of the Federal hazardous material
transportation law, this subchapter, and subchapter C of this
subchapter, in accordance with Sec.1.53 of this title.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended by Amdt. 107-24, 56
FR 8621, Feb. 28, 1991; Amdt. 107-32, 59 FR 49131, Sept. 26, 1994]
Sec. 107.303 Purpose and scope.
This subchapter describes the various enforcement authorities
exercised by the Associate Administrator for Hazardous Materials Safety
and the Office of Chief Counsel and the associated sanctions and
prescribes the procedures governing the exercise of those authorities
and the imposition of those sanctions.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended by Amdt. 107-15, 51
FR 34986, Oct. 1, 1986; Amdt. 107-24, 56 FR 8621, Feb. 28, 1991]
Sec. 107.305 Investigations.
(a) General. In accordance with its delegated authority under part 1
of this title, the Associate Administrator may initiate investigations
relating to compliance by any person with any provisions of this
subchapter or subchapter C of this chapter, or any special permit,
approval, or order issued thereunder, or any court decree relating
thereto. The Associate Administrator encourages voluntary production of
documents in accordance with and subject to Sec.105.45, and hearings
may be conducted, and depositions taken pursuant to 49 U.S.C. 5121(a).
The Associate Administrator may conduct investigative conferences and
hearings in the course of any investigation.
(b) Investigations and Inspections. Investigations under 49 U.S.C.
5121(a) are conducted by personnel duly authorized for that purpose by
the Associate Administrator. Inspections under 49 U.S.C. 5121(c) are
conducted by Hazardous Materials Enforcement Specialists, also known as
``hazmat inspectors'' or ``inspectors,'' whom the Associate
Administrator has designated for that purpose.
(1) An inspector will, on request, present his or her credentials
for examination, but the credentials may not be reproduced.
(2) An inspector may administer oaths and receive affirmations in
any matter under investigation by the Associate Administrator.
(3) An inspector may gather information by reasonable means
including, but not limited to, interviews, statements, photocopying,
photography, and video- and audio-recording.
(4) With concurrence of the Director, Office of Hazardous Materials
Enforcement, Pipeline and Hazardous Materials Safety Administration, an
inspector may issue a subpoena for the production of documentary or
other tangible evidence if, on the basis of information available to the
inspector, the documents and evidence materially
[[Page 36]]
will advance a determination of compliance with this subchapter or
subchapter C. Service of a subpoena shall be in accordance with Sec.
105.50. A person to whom a subpoena is directed may seek review of the
subpoena by applying to the Office of Chief Counsel in accordance with
Sec.105.55(a). A subpoena issued under this paragraph may be enforced
in accordance with Sec.105.55(b).
(c) Notification. Any person who is the subject of an Associate
Administrator investigation and who is requested to furnish information
or documentary evidence is notified as to the general purpose for which
the information or evidence is sought.
(d) Termination. When the facts disclosed by an investigation
indicate that further action is unnecessary or unwarranted at that time,
the person being investigated is notified and the investigative file is
closed without prejudice to further investigation by the Associate
Administrator.
(e) Confidentiality. Information received in an investigation under
this section, including the identity of the person investigated and any
other person who provides information during the investigation, shall
remain confidential under the investigatory file exception, or other
appropriate exception, to the public disclosure requirements of 5 U.S.C.
552.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended by Amdt. 107-24, 56
FR 8621, Feb. 28, 1991; Amdt. 107-32, 59 FR 49131, Sept. 26, 1994; Amdt.
107-38, 61 FR 21099, May 9, 1996; 66 FR 45377, Aug. 28, 2001; 67 FR
61011, Sept. 27, 2002]
Compliance Orders and Civil Penalties
Sec. 107.307 General.
(a) When the Associate Administrator and the Office of Chief Counsel
have reason to believe that a person is knowingly engaging or has
knowingly engaged in conduct which is a violation of the Federal
hazardous material transportation law or any provision of this
subchapter or subchapter C of this chapter, or any exemption, special
permit, or order issued thereunder, for which the Associate
Administrator or the Office of Chief Counsel exercise enforcement
authority, they may--
(1) Issue a warning letter, as provided in Sec.107.309;
(2) Initiate proceedings to assess a civil penalty, as provided in
either Sec.Sec.107.310 or 107.311;
(3) Issue an order directing compliance, regardless of whether a
warning letter has been issued or a civil penalty assessed; and
(4) Seek any other remedy available under the Federal hazardous
material transportation law.
(b) In the case of a proceeding initiated for failure to comply with
an exemption or special permit, the allegation of a violation of a term
or condition thereof is considered by the Associate Administrator and
the Office of Chief Counsel to constitute an allegation that the special
permit holder or party to the special permit is failing, or has failed
to comply with the underlying regulations from which relief was granted
by the special permit.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended by Amdt. 107-32, 59
FR 49131, Sept. 26, 1994; Amdt. 107-36, 61 FR 7183, Feb. 26, 1996; 66 FR
45377, Aug. 28, 2001; 70 FR 73162, Dec. 9, 2005]
Sec. 107.309 Warning letters.
(a) The Associate Administrator may issue a warning letter to any
person whom the Associate Administrator believes to have committed a
probable violation of the Federal hazardous material transportation law
or any provision of this subchapter, subchapter C of this chapter, or
any special permit issued thereunder.
(b) A warning letter issued under this section includes:
(1) A statement of the facts upon which the Associate Administrator
bases its determination that the person has committed a probable
violation;
(2) A statement that the recurrence of the probable violations cited
may subject the person to enforcement action; and
(3) An opportunity to respond to the warning letter by submitting
pertinent
[[Page 37]]
information or explanations concerning the probable violations cited
therein.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended by Amdt. 107-15, 51
FR 34986, Oct. 1, 1986; Amdt. 107-24, 56 FR 8621, Feb. 28, 1991; Amdt.
107-32, 59 FR 49131, Sept. 26, 1994; Amdt. 107-36, 61 FR 7183, Feb. 26,
1996; 66 FR 45377, Aug. 28, 2001]
Sec. 107.310 Ticketing.
(a) For an alleged violation that does not have a direct or
substantial impact on safety, the Associate Administrator may issue a
ticket.
(b) The Associate Administrator issues a ticket by mailing it by
certified or registered mail to the person alleged to have committed the
violation. The ticket includes:
(1) A statement of the facts on which the Associate Administrator
bases the conclusion that the person has committed the alleged
violation;
(2) The maximum penalty provided for by statute, the proposed full
penalty determined according to PHMSA's civil penalty guidelines and the
statutory criteria for penalty assessment, and the ticket penalty
amount; and
(3) A statement that within 45 days of receipt of the ticket, the
person must pay the penalty in accordance with paragraph (d) of this
section, make an informal response under Sec.107.317, or request a
formal administrative hearing under Sec.107.319.
(c) If the person makes an informal response or requests a formal
administrative hearing, the Associate Administrator forwards the
inspection report, ticket and response to the Office of the Chief
Counsel for processing under Sec.Sec.107.307-107.339, except that the
Office of the Chief Counsel will not issue a Notice of Probable
Violation under Sec.107.311. The Office of the Chief Counsel may
impose a civil penalty that does not exceed the proposed full penalty
set forth in the ticket.
(d) Payment of the ticket penalty amount must be made in accordance
with the instructions on the ticket.
(e) If within 45 days of receiving the ticket the person does not
pay the ticket amount, make an informal response, or request a formal
administrative hearing, the person has waived the right to make an
informal response or request a hearing, has admitted the violation and
owes the ticket penalty amount to PHMSA.
[Amdt. 107-36, 61 FR 7183, Feb. 26, 1996, as amended at 66 FR 45377,
Aug. 28, 2001]
Sec. 107.311 Notice of probable violation.
(a) The Office of Chief Counsel may serve a notice of probable
violation on a person alleging the violation of one or more provisions
of the Federal hazardous material transportation law or any provision of
this subchapter or subchapter C of this chapter, or any special permit,
or order issued thereunder.
(b) A notice of probable violation issued under this section
includes the following information:
(1) A citation of the provisions of the Federal hazardous material
transportation law, an order issued thereunder, this subchapter,
subchapter C of this chapter, or the terms of any special permit issued
thereunder which the Office of Chief Counsel believes the respondent is
violating or has violated.
(2) A statement of the factual allegations upon which the demand for
remedial action, a civil penalty, or both, is based.
(3) A statement of the respondent's right to present written or oral
explanations, information, and arguments in answer to the allegations
and in mitigation of the sanction sought in the notice of probable
violation.
(4) A statement of the respondent's right to request a hearing and
the procedures for requesting a hearing.
(5) In addition, in the case of a notice of probable violation
proposing a compliance order, a statement of the proposed actions to be
taken by the respondent to achieve compliance.
(6) In addition, in the case of a notice of probable violation
proposing a civil penalty:
(i) A statement of the maximum civil penalty for which the
respondent may be liable;
(ii) The amount of the preliminary civil penalty being sought by the
Office of Chief Counsel, constitutes the maximum amount the Chief
Counsel may seek throughout the proceeding; and
(iii) A description of the manner in which the respondent makes
payment
[[Page 38]]
of any money due the United States as a result of the proceeding.
(c) The Office of Chief Counsel may amend a notice of probable
violation at any time before issuance of a compliance order or an order
assessing a civil penalty. If the Office of Chief Counsel alleges any
new material facts or seeks new or additional remedial action or an
increase in the amount of the proposed civil penalty, it issues a new
notice of probable violation under this section.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended at 50 FR 45730,
Nov. 1, 1985; Amdt. 107-24, 56 FR 8624, Feb. 28, 1991; Amdt. 107-32, 59
FR 49131, Sept. 26, 1994; Amdt. 107-35, 60 FR 49108, Sept. 21, 1995;
Amdt. 107-36, 61 FR 7184, Feb. 26, 1996]
Sec. 107.313 Reply.
(a) Within 30 days of receipt of a notice of probable violation, the
respondent must either:
(1) Admit the violation under Sec.107.315;
(2) Make an informal response under Sec.107.317; or
(3) Request a hearing under Sec.107.319.
(b) Failure of the respondent to file a reply as provided in this
section constitutes a waiver of the respondent's right to appear and
contest the allegations and authorizes the Chief Counsel, without
further notice to the respondent, to find the facts to be as alleged in
the notice of probable violation and issue an order directing compliance
or assess a civil penalty, or, if proposed in the notice, both. Failure
to request a hearing under paragraph (a)(3) of this section constitutes
a waiver of the respondent's right to a hearing.
(c) Upon the request of the respondent, the Office of Chief Counsel
may, for good cause shown and filed within the 30 days prescribed in the
notice of probable violation, extend the 30-day response period.
Sec. 107.315 Admission of violations.
(a) In responding to a notice of probable violation issued under
Sec.107.311, the respondent may admit the alleged violations and agree
to accept the terms of a proposed compliance order or to pay the amount
of the preliminarily assessed civil penalty, or, if proposed in the
notice, both.
(b) If the respondent agrees to the terms of a proposed compliance
order, the Chief Counsel issues a final order prescribing the remedial
action to be taken by the respondent.
(c) Payment of a civil penalty, when the amount of the penalty
exceeds $10,000, must be made by wire transfer, through the Federal
Reserve Communications System (Fedwire), to the account of the U.S.
Treasury. Detailed instructions on making payments by wire transfer may
be obtained from the Financial Operations Division (AMZ-120), Federal
Aviation Administration, Mike Monroney Aeronautical Center, P.O. Box
25082, Oklahoma City, OK 73125.
(d) Payment of a civil penalty, when the amount of the penalty is
$10,000 or less, must be made either by wire transfer, as set forth in
paragraph (c) of this section, or certified check or money order payable
to ``U.S. Department of Transportation'' and submitted to the Financial
Operations Division (AMZ-120), Federal Aviation Administration, Mike
Monroney Aeronautical Center, P.O. Box 25082, Oklahoma City, OK 73125.
[Amdt. 107-11, 48 FR 265l, Jan. 20, 1983, as amended by Amdt. 107-23, 57
FR 45453, Oct. 1, 1992; Amdt. 107-29, 58 FR 51527, Oct. 1, 1993; Amdt.
107-38, 61 FR 21100, May 9, 1996; 68 FR 52848, Sept. 8, 2003]
Sec. 107.317 Informal response.
(a) In responding to a notice of probable violation under Sec.
107.311, the respondent may submit to the official who issued the
notice, written explanations, information, or arguments in response to
the allegations, the terms of a proposed compliance order, or the amount
of the preliminarily assessed civil penalty.
(b) The respondent may include in his informal response a request
for a conference. Upon the request of the respondent, the conference may
be either in person or by telephone. A request for a conference must set
forth the issues the respondent will raise at the conference.
(c) Upon receipt of a request for a conference under paragraph (b)
of this section, the Chief Counsel's Office, in consultation with the
Associate Administrator, arranges for a conference
[[Page 39]]
as soon as practicable at a time and place of mutual convenience.
(d) The respondent's written explanations, information, and
arguments as well as the respondent's presentation at a conference are
considered by the Chief Counsel in reviewing the notice of probable
violation. Based upon a review of the proceeding, the Chief Counsel may
dismiss the notice of probable violation in whole or in part. If he does
not dismiss it in whole, he issues an order directing compliance or
assessing a civil penalty, or, if proposed in the notice, both.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended by Amdt. 107-23, 56
FR 66157, Dec. 20, 1991; 66 FR 45377, Aug. 28, 2001]
Sec. 107.319 Request for a hearing.
(a) In responding to a notice of probable violation under Sec.
107.311, the respondent may request a formal administrative hearing on
the record before an Administrative Law Judge (ALJ) obtained by the
Office of the Chief Counsel.
(b) A request for a hearing under paragraph (a) of this section
must:
(1) State the name and address of the respondent and of the person
submitting the request if different from the respondent;
(2) State which allegations of violations, if any, are admitted; and
(3) State generally the issues to be raised by the respondent at the
hearing. Issues not raised in the request are not barred from
presentation at the hearing; and
(4) Be addressed to the official who issued the notice.
(c) After a request for a hearing that complies with the
requirements of paragraph (b) of this section, the Chief Counsel obtains
an ALJ to preside over the hearing and notifies the respondent of this
fact. Upon assignment of an ALJ, further matters in the proceeding
generally are conducted by and through the ALJ, except that the Chief
Counsel and respondent may compromise or settle the case under Sec.
107.327 of this subpart without order of the ALJ or voluntarily dismiss
the case under Rule 41(a)(1) of the Federal Rules of Civil Procedure
without order of the ALJ; in the event of such a compromise, settlement
or dismissal, the Chief Counsel expeditiously will notify the ALJ
thereof.
(d) At any time after requesting a formal administrative hearing but
prior to the issuance of a decision and final order by the ALJ, the
respondent may withdraw such request in writing, thereby terminating the
jurisdication of the ALJ in the case. Such a withdrawal constitutes an
irrevocable waiver of respondent's right to such a hearing on the facts,
allegations, and proposed sanction presented in the notice of probable
violation to which the request for hearing relates.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended at 48 FR 17094,
Apr. 21, 1983; Amdt. No. 107-19, 54 FR 22899, May 30, 1989]
Sec. 107.321 Hearing.
(a) To the extent practicable, the hearing is held in the general
vicinity of the place where the alleged violation occurred or at a place
convenient to the respondent. Testimony by witnesses shall be given
under oath and the hearing shall be recorded verbatim.
(b) Hearings are conducted in accordance with the Federal Rules of
Evidence and Federal Rules of Civil Procedure; however, the ALJ may
modify them as he determines necessary in the interest of a full
development of the facts. In addition, the ALJ may:
(1) Administer oaths and affirmations;
(2) Issue subpoenas as provided by Sec.105.45;
(3) Adopt procedures for the submission of motions, evidence, and
other documents pertinent to the proceeding;
(4) Take or cause depositions to be taken;
(5) Rule on offers of proof and receive relevant evidence;
(6) Examine witnesses at the hearing;
(7) Convene, recess, reconvene, adjourn and otherwise regulate the
course of the hearing;
(8) Hold conferences for settlement, simplification of the issues,
or any other proper purpose; and
(9) Take any other action authorized by, or consistent with, the
provisions of this subpart and permitted by law which may expedite the
hearing or aid in the disposition of an issue raised therein.
[[Page 40]]
(c) The official who issued the notice of probable violation, or his
representative, has the burden of proving the facts alleged therein.
(d) The respondent may appear and be heard on his own behalf or
through counsel of his choice. The respondent or his counsel may offer
relevant information including testimony which he believes should be
considered in opposition to the allegations or which may bear on the
sanction being sought and conduct such cross-examination as may be
required for a full disclosure of the facts.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended at 67 FR 61011,
Sept. 27, 2002]
Sec. 107.323 ALJ's decision.
(a) After consideration of all matters of record in the proceeding,
the ALJ shall issue an order dismissing the notice of probable violation
in whole or in part or granting the sanction sought by the Office of
Chief Counsel in the notice. If the ALJ does not dismiss the notice of
probable violation in whole, he issues an order directing compliance or
assessing a civil penalty, or, if proposed in the notice, both. The
order includes a statement of the findings and conclusions, and the
reasons therefore, on all material issues of fact, law, and discretion.
(b) If, within 20 days of receipt of an order issued under paragraph
(a) of this section, the respondent does not submit in writing his
acceptance of the terms of an order directing compliance, or, where
appropriate, pay a civil penalty, or file an appeal under Sec.107.325,
the case may be referred to the Attorney General with a request that an
action be brought in the appropriate United States District Court to
enforce the terms of a compliance order or collect the civil penalty.
Sec. 107.325 Appeals.
(a) Hearing proceedings. A party aggrieved by an ALJ's decision and
order issued under Sec.107.323, may file a written appeal in
accordance with paragraph (c) of this section with the Administrator,
Office of the Administrator, Pipeline and Hazardous Materials Safety
Administration, East Building, 1200 New Jersey Avenue, SE., Washington,
DC 20590-0001.
(b) Non-Hearing proceedings. A respondent aggrieved by an order
issued under Sec.107.317, may file a written appeal in accordance with
paragraph (c) of this section with the Administrator, Office of the
Administrator, Pipeline and Hazardous Materials Safety Administration,
East Building, 1200 New Jersey Avenue, SE., Washington, DC 20590-0001.
(c) An appeal of an order issued under this subpart must:
(1) Be filed within 20 days of receipt of the order by the appealing
party; and
(2) State with particularity the findings in the order that the
appealing party challenges, and include all information and arguments
pertinent thereto.
(d) If the Administrator, PHMSA, affirms the order in whole or in
part, the respondent must comply with the terms of the decision within
20 days of the respondent's receipt thereof, or within the time
prescribed in the order. If the respondent does not comply with the
terms of the decision within 20 days of receipt, or within the time
prescribed in the order, the case may be referred to the Attorney
General for action to enforce the terms of the decision.
(e) The filing of an appeal stays the effectiveness of an order
issued under Sec.107.317 or Sec.107.323. However, if the
Administrator, PHMSA, determines that it is in the public interest, he
may keep an order directing compliance in force pending appeal.
[70 FR 56090, Sept. 23, 2005, as amended at 72 FR 55683, Oct. 1, 2007]
Sec. 107.327 Compromise and settlement.
(a) At any time before an order issued under Sec.107.317 or Sec.
107.323 is referred to the Attorney General for enforcement, the
respondent or the Office of Chief Counsel may propose a compromise as
follows:
(1) In civil penalty cases, the respondent or Chief Counsel may
offer to compromise the amount of the penalty by submitting an offer for
a specific amount to the other party. An offer of compromise by the
respondent shall be submitted to the Chief Counsel who
[[Page 41]]
may, after consultation with the Associate Administrator, accept or
reject it.
(i) A compromise offer stays the running of any response period then
outstanding.
(ii) If a compromise is agreed to by the parties, the respondent is
notified in writing. Upon receipt of payment by Office of Chief Counsel,
the respondent is notified in writing that acceptance of payment is in
full satisfaction of the civil penalty proposed or assessed, and Office
of Chief Counsel closes the case with prejudice to the respondent.
(iii) If a compromise cannot be agreed to, the respondent is
notified in writing and is given 10 days or the amount of time remaining
in the then outstanding response period, whichever is longer, to respond
to whatever action was taken by the Office of Chief Counsel or the
Administrator, PHMSA.
(2) In compliance order cases, the respondent may propose a consent
agreement to the Chief Counsel. If the Chief Counsel accepts the
agreement, he issues an order in accordance with its terms. If the Chief
Counsel rejects the agreement, he directs that the proceeding continue.
An agreement submitted to the Chief Counsel must include:
(i) A statement of any allegations of fact which the respondent
challenges;
(ii) The reasons why the terms of a compliance order or proposed
compliance order are or would be too burdensome for the respondent, or
why such terms are not supported by the record in the case;
(iii) A proposed compliance order suitable for issuance by the Chief
Counsel;
(iv) An admission of all jurisdictional facts; and
(v) An express waiver of further procedural steps and all right to
seek judicial review or otherwise challenge or contest the validity of
the order.
(b) Notwithstanding paragraph (a)(1) of this section, the respondent
or Office of Chief Counsel may propose to settle the case. If the Chief
Counsel agrees to a settlement, the respondent is notified and the case
is closed without prejudice to the respondent.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended at 50 FR 45730,
Nov. 1, 1985; Amdt. 107-24, 56 FR 8621, Feb. 28, 1991; 56 FR 15510, Apr.
17, 1991; Amdt. 107-29, 58 FR 51527, Oct. 1, 1993; 66 FR 45377, Aug. 28,
2001]
Sec. 107.329 Maximum penalties.
(a) A person who knowingly violates a requirement of the Federal
hazardous material transportation law, an order issued thereunder, this
subchapter, subchapter C of this chapter, or a special permit or
approval issued under this subchapter applicable to the transportation
of hazardous materials or the causing of them to be transported or
shipped is liable for a civil penalty of not more than $50,000 and not
less than $250 for each violation, except the maximum civil penalty is
$100,000 if the violation results in death, serious illness or severe
injury to any person or substantial destruction of property, and a
minimum $450 civil penalty applies to a violation relating to training.
When the violation is a continuing one, each day of the violation
constitutes a separate offense.
(b) A person who knowingly violates a requirement of the Federal
hazardous material transportation law, an order issued thereunder, this
subchapter, subchapter C of this chapter, or a special permit or
approval issued under this subchapter applicable to the design,
manufacture, fabrication, inspection, marking, maintenance,
reconditioning, repair or testing of a package, container, or packaging
component which is represented, marked, certified, or sold by that
person as qualified for use in the transportation of hazardous materials
in commerce is liable for a civil penalty of not more than $50,000 and
not less than $250 for each violation, except the maximum civil penalty
is $100,000 if the violation results in death, serious illness or severe
injury to any person or substantial destruction of property, and a
minimum $450 civil penalty applies to a violation relating to training.
[71 FR 8487, Feb. 17, 2006]
Sec. 107.331 Assessment considerations.
After finding a knowing violation under this subpart, the Office of
Chief
[[Page 42]]
Counsel assesses a civil penalty taking the following into account:
(a) The nature and circumstances of the violation;
(b) The extent and gravity of the violation;
(c) The degree of the respondent's culpability;
(d) The respondent's prior violations;
(e) The respondent's ability to pay;
(f) The effect on the respondent's ability to continue in business;
and
(g) Such other matters as justice may require.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended by Amdt. 107-30, 58
FR 50500, Sept. 27, 1993; Amdt. 107-38, 61 FR 21100, May 9, 1996]
Criminal Penalties
Sec. 107.333 Criminal penalties generally.
A person who knowingly violates Sec.171.2(l) of this title or
willfully or recklessly violates a requirement of the Federal hazardous
material transportation law or a regulation, order, special permit, or
approval issued thereunder shall be fined under title 18, United States
Code, or imprisoned for not more than 5 years, or both, except the
maximum amount of imprisonment shall be 10 years in any case in which
the violation involves the release of a hazardous material which results
in death or bodily injury to any person.
[71 FR 8487, Feb. 17, 2006]
Sec. 107.335 Referral for prosecution.
If the Associate Administrator becomes aware of a possible willful
violation of the Federal hazardous material transportation law, this
subchapter, subchapter C of this chapter, or any special permit, or
order issued thereunder, for which the Associate Administrator exercises
enforcement responsibility, it shall report it to the Office of the
Chief Counsel, Pipeline and Hazardous Materials Safety Administration,
U.S. Department of Transportation, Washington, DC 20590-0001. If
appropriate, the Chief Counsel refers the report to the Department of
Justice for criminal prosecution of the offender.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended by Amdt. 107-22, 55
FR 39978, Oct. 1, 1990; Amdt. 107-24, 56 FR 8621, Feb. 28, 1991; 56 FR
15510, Apr. 17, 1991; Amdt. 107-32, 59 FR 49131, Sept. 26, 1994; Amdt.
107-35, 60 FR 49108, Sept. 21, 1995; 66 FR 45377, Aug. 28, 2001]
Sec. 107.336 Limitation on fines and penalties.
If a State or political subdivision or Indian tribe assesses any
fine or penalty determined by the Secretary to be appropriate for a
violation concerning a subject listed in Sec.107.202(a), no additional
fine or penalty may be assessed for such violation by any other
authority.
[Amdt. 107-24, 56 FR 8624, Feb. 28, 1991]
Injunctive Action
Sec. 107.337 Injunctions generally.
Whenever it appears to the Office of Chief Counsel that a person has
engaged, or is engaged, or is about to engage in any act or practice
constituting a violation of any provision of the Federal hazardous
material transportation law, this subchapter, subchapter C of this
chapter, or any special permit, or order issued thereunder, for which
the Office of Chief Counsel exercises enforcement responsibility, the
Administrator, PHMSA, or his delegate, may request the Attorney General
to bring an action in the appropriate United States District Court for
such relief as is necessary or appropriate, including mandatory or
prohibitive injunctive relief, interim equitable relief, and punitive
damages as provided by 49 U.S.C. 5122(a).
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended by Amdt. 107-32, 59
FR 49131, Sept. 26, 1994]
Sec. 107.339 Imminent hazards.
Whenever it appears to the Office of the Chief Counsel that there is
a substantial likelihood that death, serious illness, or severe personal
injury will result from the transportation of a particular hazardous
material or hazardous materials container, before a compliance order
proceeding or other administrative hearing or formal proceeding to abate
the risk of that harm
[[Page 43]]
can be completed, the Administrator, PHMSA, or his delegate, may bring
an action under 49 U.S.C. 5122(b) in the appropriate United States
District Court for an order suspending or restricting the transporation
of that hazardous material or those containers or for such other
equitable relief as is necessary or appropriate to ameliorate the
hazard.
[Amdt. 107-11, 48 FR 2651, Jan. 20, 1983, as amended by Amdt. 107-15, 51
FR 34987, Oct. 1, 1986; Amdt. 107-32, 59 FR 49131, Sept. 26, 1994]
Appendix A to Subpart D of Part 107--Guidelines for Civil Penalties
I. This appendix sets forth the guidelines used by the Office of
Hazardous Materials Safety (as of October 1, 2005) in making initial
baseline determinations for recommending civil penalties. The first part
of these guidelines is a list of baseline amounts or ranges for probable
violations frequently cited in enforcement reports referred for action.
Following the list of violations are general guidelines used by OHMS in
making initial penalty determinations in enforcement cases.
II. List of Frequently Cited Violations
II--List of Frequently Cited Violations
------------------------------------------------------------------------
Violation description Section or cite Baseline assessment
------------------------------------------------------------------------
General Requirements
------------------------------------------------------------------------
A. Registration 107.608, 107.612.... $1,000 + $500 each
Requirements: Failure to additional year.
register as an offeror or
carrier of hazardous
material and pay
registration fee.
B. Training Requirements:
1. Failure to provide 172.702
initial training to
hazmat employees
(general awareness,
function-specific,
safety, and security
awareness training):
a. More than 10 .................... $700 and up each
hazmat employees. area.
b. 10 hazmat .................... $450 and up each
employees or fewer. area.
2. Failure to provide 172.702............. $450 and up each
recurrent training to area.
hazmat employees
(general awareness,
function-specific,
safety, and security
awareness training).
3. Failure to provide 172.702............. Included in penalty
security training when for no security
a security plan is plan.
required but has not
been developed.
4. Failure to provide 172.702............. $2,500.
security training when
a security plan has
been developed but
hazmat employees have
not been trained
concerning the security
plan and its
implementation.
5. Failure to create and 172.704
maintain training
records:
a. more than 10 .................... $800 and up.
hazmat employees.
b. 10 hazmat .................... $500 and up.
employees or fewer.
C. Security Plans:
1. Failure to develop a 172.800
security plan; failure
to adhere to security
plan:
a. Sec.172.504 .................... $7,500.
table 1 materials.
b. Packing Group I.. .................... $6,000.
c. Packing Group II. .................... $4,500.
d. Packing Group III .................... $3,000.
2. Incomplete security .................... One-quarter (25%) of
plan or incomplete above for each
adherence (one or more element.
of four required
elements missing).
3. Failure to update a 172.802(b).......... One-third (33%) of
security plan to baseline for no
reflect changing plan.
circumstances.
4. Failure to put 172.800(b).......... One-third (33%) of
security plan in baseline for no
writing; failure to plan.
make all copies
identical.
D. Notification to a Foreign 171.12(a)........... $1,500 to $7,500
Shipper: Failure to provide (corresponding to
information of HMR violations by
requirements applicable to foreign offeror or
a shipment of hazardous forwarding agent).
materials within the United
States, to a foreign
offeror or forwarding agent
at the place of entry into
the U.S.
E. Expired Exemption or 171.2(a), (b), (c), $1,000 + $500 each
Special Permit: Offering or Various. additional year.
transporting a hazardous
material, or otherwise
performing a function
covered by an exemption or
special permit, after
expiration of the exemption
or special permit
------------------------------------------------------------------------
Offeror Requirements--All hazardous materials
------------------------------------------------------------------------
A. Undeclared Shipment:
[[Page 44]]
Offering for 172.200, 172.300, $15,000 and up.
transportation a 172.400, 172.500.
hazardous material
without shipping
papers, package
markings, labels, or
placards.
B. Shipping Papers:
1. Failure to provide a 172.201............. $3,000 to $6,000.
shipping paper for a
shipment of hazardous
materials.
2. Failure to follow one 172.201(a)(1)....... $1,200.
or more of the three
approved formats for
listing hazardous
materials on a shipping
paper.
3. Failure to retain
shipping papers:.
a. by an offeror,
for two years after
the date the
shipment is
provided to the
carrier (or 3 years
if the material is
a hazardous waste).
b. by a carrier, for 172.201(e), $1,000.
one year after the 174.24(b),
date the shipment 175.30(a),
is provided to the 176.24(b),
carrier (or 3 years 177.817(f).
if the material is
a hazardous waste).
4. Failure to include a 172.202............. $800 to $1,600.
proper shipping name in
the shipping
description or using an
incorrect proper
shipping name.
5. Failure to include a 172.202............. $1,000 to $2,000.
hazard class/division
number in the shipping
description.
6. Failure to include an 172.202............. $1,000 to $2,000.
identification number
in the shipping
description.
7. Using an incorrect 172.202.............
hazard class/
identification number:.
a. that does not .................... $800.
affect
compatibility
requirements.
b. that affects .................... $3,000 to $6,000.
compatibility
requirements.
8. Using an incorrect 172.202.............
identification number:.
a. that does not .................... $800.
change the response
information.
b. that changes the .................... $3,000 to $6,000.
response
information.
9. Failure to include 172.202............. $1,200.
the Packing Group, or
using an incorrect
Packing Group.
10. Using a shipping 172.202............. $800.
description that
includes additional
unauthorized
information (extra or
incorrect words).
11. Using a shipping 172.202............. $500.
description not in
required sequence.
12. Using a shipping 172.202.............
description with two or
more required elements
missing or incorrect:.
a. such that the .................... $3,000.
material is
misdescribed.
b. such that the .................... $6,000.
material is
misclassified.
13. Failure to include 172.202(c).......... $500.
the total quantity of
hazardous material
covered by a shipping
description.
14. Failure to list an 172.203(a).......... $800.
exemption or special
permit number in
association with the
shipping description.
15. Failure to indicate 172.203(b).......... $500.
``Limited Quantity'' or
``Ltd Qty'' following
the basic shipping
description of a
material offered for
transportation as a
limited quantity.
16. Failure to include 172.203(c)(2)....... $500.
``RQ'' in the shipping
description to identify
a material that is a
hazardous substance.
17. Failure to include a 172.203(k).......... $1,000.
required technical name
in parenthesis for a
listed generic or
``n.o.s.'' material.
18. Failure to include 172.204............. $1,000.
the required shipper's
certification on a
shipping paper.
19. Failure to sign the 172.204............. $800.
required shipper's
certification on a
shipping paper.
C. Emergency Response
Information Requirements:
1. Providing or listing 172.602.............
incorrect emergency
response information
with or on a shipping
paper.
a. No significant .................... $800.
difference in
response.
b. Significant .................... $3,000 to $6,000.
difference in
response.
2. Failure to include an 172.604............. $2,600.
emergency response
telephone number on a
shipping paper.
3. Failure to have the 172.604............. $1,300.
emergency response
telephone number
monitored while a
hazardous material is
in transportation or
listing multiple
telephone numbers
(without specifying the
times for each) that
are not monitored 24
hours a day.
4. Listing an 172.604............. $2,600 to $4,200.
unauthorized emergency
response telephone
number on a shipping
paper.
5. Listing an incorrect 172.604............. $1,300.
or non-working
emergency response
telephone number on a
shipping paper.
6. Failure to provide 172.604............. $1,300.
required technical
information when the
listed emergency
response telephone
number is contacted.
D. Package Marking
Requirements:
1. Failure to mark the 172.301(a).......... $800 to $1,600.
proper shipping name on
a package or marking an
incorrect shipping name
on a package.
2. Failure to mark the 172.301(a).......... $1,000 to $2,000.
identification number
on a package.
[[Page 45]]
3. Marking a package 172.301(a)..........
with an incorrect
identification number.
a. that does not .................... $800.
change the response
information.
b. that changes the .................... $3,000 to $6,000.
response
information.
4. Failure to mark the 172.301(a).......... $3,000 to $6,000.
proper shipping name
and identification
number on a package.
5. Marking a package 172.301(a)..........
with an incorrect
shipping name and
identification number.
a. that does not .................... $1,500 to $3,000.
change the response
information.
b. that changes the .................... $3,000 to $6,000.
response
information.
6. Failure to include 172.301(c).......... $1,000.
the required technical
name(s) in parenthesis
for a listed generic or
``n.o.s.'' entry.
7. Marking a package as 172.303(a).......... $800.
containing hazardous
material when it
contains no hazardous
material.
8. Failure to locate 172.304(a)(4)....... $800.
required markings away
from other markings
that could reduce their
effectiveness.
9. Failure to mark a 172.312............. $2,500 to $3,500.
package containing
liquid hazardous
materials with required
orientation marking.
10. Failure to mark 172.324(b).......... $500.
``RQ'' on a non-bulk
package containing a
hazardous substance.
E. Package Labeling
Requirements:
1. Failure to label a 172.400............. $5,000.
package.
2. Placing a label that 172.400............. $5,000.
represents a hazard
other than the hazard
presented by the
hazardous material in
the package.
3. Placing a label on a 172.401(a).......... $800.
package that does not
contain a hazardous
material.
4. Failure to place a 172.402............. $500 to $2,500.
required subsidiary
label on a package.
5. Placing a label on a 172.406(a).......... $800.
different surface of
the package than, or
away from, the proper
shipping name.
6. Placing an improper 172.407(c).......... $800.
size label on a package.
7. Placing a label on a 172.407(d).......... $600 to $2,500.
package that does not
meet color
specification
requirements (depending
on the variance).
8. Failure to provide an 172.411............. $2,500.
appropriate class or
division number on a
label.
F. Placarding Requirements:
Failure to properly 172.504.............
placard a freight
container or vehicle
containing hazardous
materials:.
a. when Table 1 is .................... $1,000 to $9,000.
applicable.
b. when Table 2 is .................... $800 to $7,200.
applicable.
G. Packaging Requirements:
1. Offering a hazardous Various.............
material for
transportation in an
unauthorized non-UN
standard or
nonspecification
packaging (includes
failure to comply with
the terms of an
exemption or special
permit authorizing use
of a nonstandard or
nonspecification
packaging).
a. Packing Group I .................... $9,000.
(and Sec.172.504
Table I materials).
b. Packing Group II. .................... $7,000.
c. Packing Group III .................... $5,000.
2. Offering a hazardous 178.601 & Various...
material for
transportation in a
self-certified
packaging that has not
been subjected to
design qualification
testing:.
a. Packing Group I .................... $10,800.
(and Sec.172.504
Table I materials).
b. Packing Group II. .................... $8,400.
c. Packing Group III .................... $6,000.
3. Offering a hazardous 178.503(a).......... $3,600.
material for
transportation in a
packaging that has been
successfully tested to
an applicable UN
standard but is not
marked with the
required UN marking.
4. Failure to close a UN 173.22(a)(4)........ $2,500.
standard packaging in
accordance with the
closure instructions.
5. Offering a hazardous 173.24(b)...........
material for
transportation in a
packaging that leaks
during conditions
normally incident to
transportation:
a. Packing Group I .................... $12,000.
(and Sec.172.504
Table I materials).
b. Packing Group II. .................... $9,000.
c. Packing Group III .................... $6,000.
6. Overfilling or 173.24(b)...........
underfilling a package
so that the
effectiveness is
substantially reduced:
a. Packing Group I .................... $9,000.
(and Sec.172.504
Table I materials).
b. Packing Group II. .................... $6,000.
c. Packing Group III .................... $3,000.
7. Offering a hazardous 171.14..............
material for
transportation after
October 1, 1996, in an
unauthorized non-UN
standard packaging
marked as manufactured
to a DOT specification:
a. packaging meets .................... $3,000.
DOT specification.
b. packaging does .................... $5,000 to $9,000.
not meet DOT
specification.
[[Page 46]]
8. Failure to mark an 173.25(a)(4)........ $3,000.
overpack with a
statement that the
inside packages comply
with prescribed
specifications or
standards when
specification or
standard packaging is
required.
9. Filling an IBC or a 173.32(a), 180.352,
portable tank (DOT, UN, 180.605.
or IM) that is out of
test and offering
hazardous materials for
transportation in that
IBC or portable tank.
a. All testing .................... $3,500 to $7,000.
overdue.
b. Only periodic (5 .................... $3,500.
year) test overdue.
c. Only intermediate .................... $3,500.
periodic (2.5 year)
tests overdue.
10. Failure to provide 173.32(f)(6)........ $6,000 to $12,000.
the required outage in
a portable tank that
results in a release of
hazardous materials.
------------------------------------------------------------------------
Offeror Requirements--Specific hazardous materials
------------------------------------------------------------------------
A. Cigarette Lighters:
Offering for 173.21(i)........... $7,500.
transportation an
unapproved cigarette
lighter, lighter
refill, or similar
device, equipped with
an ignition element and
containing fuel.
B. Class 1--Explosives:
1. Failure to mark the 172.320............. $1,200.
package with the EX
number for each
substance contained in
the package or,
alternatively, indicate
the EX number for each
substance in
association with the
description on the
shipping description.
2. Offering an .................... 173.54,
unapproved explosive
for transportation:
a. Div. 1.3 and 1.4 173.56(b)........... $5,000 to $10,000.
fireworks meeting
the chemistry
requirements
(quantity and type)
of APA Standard 87-
1.
b. All other .................... $10,000 and up.
explosives
(including
forbidden).
3. Offering a leaking or 173.54(c)........... $10,000 and up.
damaged package of
explosives for
transportation.
4. Packaging explosives 173.61.............. $2,500 to $5,000.
in the same outer
packaging with other
materials.
C. Class 7--Radioactive
Materials:
1. Failure to include 172.203(d).......... $1,000 to $3,000.
required additional
entries, or providing
incorrect information
for these additional
entries.
2. Failure to mark the 172.310(a).......... $800.
gross mass on the
outside of a package of
Class 7 material that
exceeds 110 pounds.
3. Failure to mark each 172.310(b).......... $800.
package in letters at
least 13 mm (\1/2\
inch) high with the
words ``Type A'' or
``Type B'' as
appropriate.
4. Placing a label on 172.403............. $5,000.
Class 7 material that
understates the proper
label category.
5. Placing a label on 172.403(g).......... $2,000 to $4,000.
Class 7 material that
fails to contain (or
has erroneous) entries
for the name of the
radionuclide(s),
activity, and transport
index.
6. Failure to meet one 173.410............. $5,000.
or more of the general
design requirements for
a package used to ship
a Class 7 material.
7. Failure to comply 173.411............. $5,000.
with the industrial
packaging (IP)
requirements when
offering a Class 7
material for
transportation.
8. Failure to provide a 173.412(a).......... $2,000.
tamper-indicating
device on a Type A
package used to ship a
Class 7 material.
9. Failure to meet the 173.412(b)-(i)...... $5,000.
additional design
requirements of a Type
A package used to ship
a Class 7 material.
10. Failure to meet the 173.412(j)-(l)...... $8,400.
performance
requirements for a Type
A package used to ship
a Class 7 material..
11. Offering a DOT 173.415(a), 173.461 ....................
specification 7A
packaging without
maintaining complete
documentation of tests
and an engineering
evaluation or
comparative data:
a. Tests and .................... $8,400.
evaluation not
performed.
b. Complete records .................... $2,000 to $5,000.
not maintained.
12. Offering any Type B, 173.416............. $9,000.
Type B(U), Type B(M)
packaging that failed
to meet the approved
DOT, NRC or DOE design,
as applicable.
13. Offering a Type B 173.471(a). ....................
packaging without
holding a valid NRC
approval certificate:
a. Never having .................... $3,000.
obtained one.
b. Holding an .................... $1,000.
expired certificate.
14. Failure to meet one 173.420............. $10,800.
or more of the special
requirements for a
package used to ship
uranium hexafluoride.
15. Offering Class 7 173.421(a).......... $4,000.
material for
transportation as a
limited quantity
without meeting the
requirements for
limited quantity.
16. Offering a multiple- 173.423(a).......... $500 to $2,500.
hazard limited quantity
Class 7 material
without addressing the
additional hazard.
[[Page 47]]
17. Offering Class 7 low 173.427(a)(1)....... $6,000.
specific activity (LSA)
materials or surface
contaminated objects
(SCO) with an external
dose rate that exceeds
an external radiation
level of 1 rem/hr at 3
meters from the
unshielded material.
18. Offering Class 7 LSA 173.427(a)(6)....... $1,000.
materials or SCO as
exclusive use without
providing specific
instructions to the
carrier for maintenance
of exclusive use
shipment controls.
19. Offering in excess 173.431............. $12,000.
of Type A quantity of a
Class 7 material in a
Type A packaging.
20. Offering a package 173.441............. $10,000 and up.
that exceeds the
permitted limits for
surface radiation or
transport index.
21. Offering a package 173.443............. $5,000 and up.
without determining the
level of removable
external contamination,
or that exceeds the
limit for removable
external contamination.
22. Storing packages of 173.447(a).......... $5,000 and up.
radioactive material in
a group with a total
transport index more
than 50.
23. Offering for 173.448(e).......... $5,000 and up.
transportation or
transporting aboard a
passenger aircraft any
single package or
overpack of Class 7
material with a
transport index greater
than 3.0.
24. Exporting a Type B, 173.471(d).......... $3,000.
Type B(U), Type B(M),
or fissile package
without obtaining a
U.S. Competent
Authority Certificate
or, after obtaining a
U.S. Competent
Authority Certificate,
failing to submit a
copy to the national
competent authority of
each country into or
through which the
package is transported.
25. Offering special 173.476(a), (b)..... $2,500.
form radioactive
materials without
maintaining a complete
safety analysis or
Certificate of
Competent Authority.
D. Class 2--Compressed Gases ....................
in Cylinders:
1. Filling and offering 173.301(a)(6)....... $4,200 to $10,400.
a cylinder with
compressed gas when the
cylinder is out of test.
2. Failure to check each 173.303(d).......... $5,000.
day the pressure of a
cylinder charged with
acetylene that is
representative of that
day's compression,
after the cylinder has
cooled to a settled
temperature, or failure
to keep a record of
this test for 30 days.
3. Offering a limited 173.306(a)(3), (h).. $1,500 to $6,000.
quantity of a
compressed gas in a
metal container for the
purpose of propelling a
nonpoisonous material
and failure to heat the
cylinder until the
pressure is equivalent
to the equilibrium
pressure at 130 [deg]F,
without evidence of
leakage, distortion, or
other defect.
------------------------------------------------------------------------
Manufacturing, Reconditioning, Retesting Requirements
------------------------------------------------------------------------
A. Third-Party Packaging
Certifiers (General):
Issuing a certification 171.2(e), 178.2(b), $500 per item.
that directs the 178.3(a),
packaging manufacturer 178.503(a).
to improperly mark a
packaging (e.g., steel
drum to be marked UN
4G).
B. Packaging Manufacturers
(General):
1. Failure of a 178.2(c)............ $2,500.
manufacturer or
distributor to notify
each person to whom the
packaging is
transferred of all the
requirements not met at
the time of transfer,
including closure
instructions.
2. Failure to insure a 178.601(b)..........
packaging certified as
meeting the UN standard
is capable of passing
the required
performance testing.
a. Packing Group I .................... $10,800.
(and Sec.172.504
Table 1 materials).
b. Packing Group II. .................... $8,400.
c. Packing Group III .................... $6,000.
3. Certifying a 178.601(d)..........
packaging as meeting a
UN standard when design
qualification testing
was not performed.
a. Packing Group I .................... $10,800.
(and Sec.172.504
table 1 materials).
b. Packing Group II. .................... $8,400.
c. Packing Group III .................... $6,000.
4. Failure to conduct 178.601(e).......... $2,000 to $10,800.
periodic retesting on
UN standard packaging
(depending on length of
time and Packing Group).
5. Failure to properly
conduct testing for UN
standard packaging
(e.g., testing with
less weight than marked
on packaging; drop
testing from lesser
height than required;
failing to condition
fiberboard boxes before
design test):.
a. Design 178.601(d).......... $2,000 to $10,800.
qualification
testing.
b. Periodic 178.601(e).......... $500 to $10,800.
retesting.
6. Marking, or causing 178.2(b), 178.3(a), $7,200.
the marking of, a 178.503(a)(8).
packaging with the
symbol of a
manufacturer or
packaging certifier
other than the company
that actually
manufactured or
certified the packaging.
7. Failure to maintain 178.601(l)..........
testing records.
[[Page 48]]
a. Design .................... $1,000 to $5,000.
qualification
testing.
b. Periodic .................... $500 to $2,000.
retesting.
8. Improper marking of 178.503............. $500 per item.
UN certification.
9. Manufacturing DOT 171.14..............
specification packaging
after October 1, 1994
that is not marked as
meeting a UN
performance standard.
a. If packaging does .................... $3,000.
meet DOT
specification.
b. If packaging does .................... $6,000 to $10,800.
not meet DOT
specification.
C. Drum Manufacturers &
Reconditioners:
1. Failure to properly 178.604(b), (d),
conduct production 173.28(b)(2)(i).
leakproofness test on a
new or reconditioned
drum.
a. Improper testing. .................... $2,000.
b. No testing .................... $3,000 to $5,000.
performed.
2. Marking an incorrect 173.28(b)(2)(ii)....
registration number on
a reconditioned drum.
a. Incorrect number. .................... $800.
b. Unauthorized use .................... $7,200.
of another
reconditioner's
number.
3. Representing, 173.28(c), (d)...... $6,000 to $10,800.
marking, or certifying
a drum as a
reconditioned UN
standard packaging when
the drum does not meet
a UN standard.
4. Representing, 173.28(d)........... $500.
marking, or certifying
a drum as altered from
one UN standard to
another, when the drum
has not actually been
altered.
D. IBC and Portable Tank
Requalification:
1. Failure to properly 180.352(e), $500 per item.
mark an IBC or portable 178.703(b),
tank with the most 180.605(k).
current retest and/or
inspection information.
2. Failure to keep 180.352(f),
complete and accurate 180.605(l).
records of IBC or
portable tank retest
and reinspection.
a. No records kept.. .................... $4,000.
b. Incomplete or .................... $1,000 to $3,000.
inaccurate records.
3. Failure to make 180.352(f), 49 $1,000.
reinspection and retest U.S.C. 5121(b)(2).
records available to a
DOT representative upon
request.
E. Cylinder Manufacturers &
Rebuilders:
1. Manufacturing, Various............. $7,500 to $15,000.
representing, marking,
certifying, or selling
a DOT high-pressure
cylinder that was not
inspected and verified
by an approved
independent inspection
agency.
2. Failure to have a Various............. $800.
registration number or
failure to mark the
registration number on
the cylinder.
3. Marking another Various............. $7,200.
company's number on a
cylinder.
4. Failure to mark the 178.65(i)........... $3,000.
date of manufacture or
lot number on a DOT-39
cylinder.
5. Failure to have a Various............. $5,000.
chemical analysis
performed in the U.S.
for a material
manufactured outside
the U.S./failure to
obtain a chemical
analysis from the
foreign manufacturer.
6. Failure to meet wall Various............. $7,500 to $15,000.
thickness requirements.
7. Failure to heat treat Various............. $5,000 to $15,000.
cylinders prior to
testing.
8. Failure to conduct a Various............. $2,500 to $6,200.
complete visual
internal examination.
9. Failure to conduct a Various............. $2,500 to $6,200.
hydrostatic test, or
conducting a
hydrostatic test with
inaccurate test
equipment.
10. Failure to conduct a Various............. $7,500 to $15,000.
flattening test.
11. Failure to conduct a 178.65(f)(2)........ $5,000 to $15,000.
burst test on a DOT-39
cylinder.
12. Failure to have Various............. $7,500 to $15,000.
inspections and
verifications performed
by an inspector.
13. Failure to maintain Various.............
required inspector's
reports.
a. No reports at all .................... $5,000.
b. Incomplete or .................... $1,000 to $4,000.
inaccurate reports.
14. Representing a DOT-4 180.211(a).......... $6,000 to $10,800.
series cylinder as
repaired or rebuilt to
the requirements of the
HMR without being
authorized by the
Associate Administrator.
F. Cylinder Requalification:
1. Failure to remark as 173.23(c)........... $800.
DOT 3AL an aluminum
cylinder manufactured
under a former
exemption or special
permit.
2. Certifying or marking 180.205(a).......... $800.
as retested a
nonspecification
cylinder.
3. Failure to have 180.205(b).......... $4,000.
retester's
identification number
(RIN).
4. Failure to have 180.205(b).......... $2,000.
current authority due
to failure to renew a
retester's
identification number
(RIN).
5. Failure to have a 180.205(b).......... $7,200.
retester's
identification number
and marking another RIN
on a cylinder.
6. Marking a RIN before 180.205(b).......... $800.
successfully completing
a hydrostatic retest.
7. Representing, 171.2(c), (e), $2,000 to $6,000.
marking, or certifying 178.205(c),
a cylinder as meeting Applicable
the requirements of an Exemption or
exemption or special Special Permit.
permit when the
cylinder was not
maintained or retested
in accordance with the
exemption or special
permit.
8. Failure to conduct a 180.205(f).......... $2,100 to $5,200.
complete visual
external and internal
examination.
[[Page 49]]
9. Failure to conduct 180.205(f) & (g).... $4,200 to $10,400.
visual inspection or
hydrostatic retest.
10. Performing 180.205(g)(3)....... $2,100 to $5,200.
hydrostatic retesting
without confirming the
accuracy of the test
equipment.
11. Failure to hold 180.205(g)(5)....... $3,100.
hydrostatic test
pressure for 30 seconds
or sufficiently longer
to allow for complete
expansion.
12. Failure to perform a 180.205(g).......... $3,100.
second retest, after
equipment failure, at a
pressure increased by
the lesser of 10% or
100 psi (includes
exceeding 90% of test
pressure prior to
conducting a retest).
13. Failure to condemn a 180.205(i).......... $6,000 to $10,800.
cylinder when required
(e.g., permanent
expansion of 10% [5%
for certain exemption
or special permit
cylinders], internal or
external corrosion,
denting, bulging,
evidence of rough
usage).
14. Failure to properly 180.205(i)(2)....... $800.
mark a condemned
cylinder or render it
incapable of holding
pressure.
15. Failure to notify 180.205(i)(2)....... $1,000.
the cylinder owner in
writing when a cylinder
has been condemned.
16. Failure to perform 180.209(a)(1)....... $2,100 to $5,200.
hydrostatic retesting
at the minimum
specified test pressure.
17. Marking a star on a 180.209(b).......... $2,000 to $4,000.
cylinder that does not
qualify for that mark.
18. Marking a ``+'' sign 173.302a(b)......... $2,000 to $4,000.
on a cylinder without
determining the average
or minimum wall stress
by calculation or
reference to CGA
Pamphlet C-5.
19. Marking a cylinder 180.213(b).......... $6,000 to $10,800.
in or on the sidewall
when not permitted by
the applicable
specification.
20. Failure to maintain 180.213(b)(1)....... $800.
legible markings on a
cylinder.
21. Marking a DOT 3HT 180.213(c)(2)....... $6,000 to $10,800.
cylinder with a steel
stamp other than a low-
stress steel stamp.
22. Improper marking of 180.213(d).......... $800.
the RIN or retest date
on a cylinder.
23. Marking an FRP Applicable Exemption $6,000 to $10,800.
cylinder with steel or Special Permit.
stamps in the FRP area
of the cylinder such
that the integrity of
the cylinder is
compromised.
24. Failure to maintain 180.215(a).......... $600 to $1,200.
current copies of 49
CFR, DOT exemption or
special permits, and
CGA Pamphlets
applicable to
inspection, retesting,
and marking activities.
25. Failure to keep 180.215(b)..........
complete and accurate
records of cylinder
reinspection and retest.
a. No records kept.. .................... $4,000.
b. Incomplete or .................... $1,000 to $3,000.
inaccurate records.
26. Failure to report in 171.2(c) & (e), $600 to $1,200.
writing a change in Approval Letter.
name, address,
ownership, test
equipment, management,
or retester personnel.
------------------------------------------------------------------------
Carrier Requirements
------------------------------------------------------------------------
A. Incident Notification:
1. Failure to give 171.15.............. $3,000.
immediate notification
of a reportable
hazardous materials
incident.
2. Failure to file a 171.16.............. $500 to $2,500.
written hazardous
material incident
report within 30 days
following an
unintentional release
of hazardous materials
in transportation (or
other reportable
incident).
B. Shipping Papers:
Failure to retain 174.24(b), $1,000.
shipping papers for 375 175.30(a)(2),
days after a hazardous 176.24(b),
material (or 3 years 177.817(f).
for a hazardous waste)
is accepted by the
initial carrier.
C. Stowage/transportation
Requirements:
1. Transporting packages Various............. $3,000.
of hazardous material
that have not been
secured against
movement.
2. Failure to properly Various............. $7,500 and up.
segregate hazardous
materials.
3. Transporting 177.835(i).......... $5,200.
explosives in a motor
vehicle containing
metal or other articles
or materials likely to
damage the explosives
or any package in which
they are contained,
without segregating in
different parts of the
load or securing them
in place in or on the
motor vehicle and
separated by bulkheads
or other suitable means
to prevent damage.
4. Transporting railway 171.2(b) & (e)...... $7,000.
track torpedoes outside
of flagging kits, in
violation of DOT-E 7991.
5. Transporting Class 7 177.842(a).......... $5,000 and up.
(radioactive) material
having a total
transport index greater
than 50.
6. Transporting Class 7 177.842(b).......... $5,000 and up.
(radioactive) material
without maintaining the
required separation
distance.
7. Failure to comply 171.2(b) & (e)......
with requirements of an
exemption or special
permit authorizing the
transportation of Class
7 (radioactive)
material having a total
transportation index of
50.
[[Page 50]]
a. Failure to have .................... $5,000.
the required
radiation survey
record.
b. Failure to have .................... $500 each.
other required
documents.
c. Other violations. .................... $5,000 and up.
------------------------------------------------------------------------
III. Consideration of Statutory Criteria
A. These guidelines are used by the Office of Hazardous Materials
Safety (OHMS) in setting initial proposed penalties for hazmat
violations. They indicate baseline amounts or ranges for probable
violations frequently cited in enforcement reports and set forth general
OHMS policy for considering statutory criteria.
B. The initial baseline determination partially considers the
nature, extent, circumstances, and gravity of the alleged violation.
That determination then is adjusted to consider all other evidence
concerning the nature, extent, circumstances, and gravity of the alleged
violation; degree of culpability; history of prior violations; ability
to pay; effect of the penalty on ability to continue to do business; and
such other matters as justice may require (a major component of which is
corrective action taken by a respondent to prevent a recurrence of
similar violations). In making a penalty recommendation, the baseline or
range may be increased or decreased on the basis of evidence pertaining
to these factors.
C. The following miscellaneous factors are used to implement one or
more of the statutory assessment criteria.
IV. Miscellaneous Factors Affecting Penalty Amounts
A. Corrective Action
1. A proposed penalty is mitigated for documented corrective action
of alleged violations taken by a respondent. Corrective action may
occur: (1) After an inspection and before a Notice of Probable Violation
(NOPV) is issued; (2) on receipt of an NOPV; or (3) after receipt of an
NOPV (possibly after it is solicited by an PHMSA attorney). In general,
corrective action may reduce a penalty up to 25%. Mitigation may be
taken into account in the referral memo or may be recommended prior to
issuance of an Order by PHMSA's Chief Counsel.
2. The two primary factors in determining the penalty reduction are
extent and timing of the corrective action. In other words, mitigation
will be determined on the basis of how much corrective action was taken
and when it was taken. Systemic action to prevent future violations is
given greater consideration than action simply to remedy violations
identified during the inspection.
3. Mitigation is applied to individual violations. Thus, in a case
with two violations, if corrective action for the first violation is
more extensive than for the second, the penalty for the first will be
mitigated more than that for the second.
B. Respondents That Re-Ship
A shipper that reships materials received from another company, in
the same packaging and without opening or altering the package,
independently is responsible for ensuring that the shipment complies
with Federal hazmat law, and independently may be subject to enforcement
action if the package does not comply. Nevertheless, the reshipper is
considered to have a lesser level of responsibility for compliance in
those respects in which it reasonably relies on the compliance of the
package as received. In most cases of this type, OHMS will discount the
applicable baseline standard by about 25%. The specific knowledge and
expertise of all parties must be considered in discounting for reliance
on a prior shipper. This discount is applied before any consideration of
mitigation based on corrective action.
C. Penalty Increases for Multiple Counts
Under the Federal hazmat law, 49 U.S.C. 5123(a), each violation of
the HMR and each day of a continuing violation (except for violations
pertaining to packaging manufacture or qualification) is subject to a
civil penalty of up to $50,000 or $100,000 for a violation occurring on
or after August 10, 2005. Absent aggravating factors, OHMS, in its
exercise of discretion, ordinarily will apply a single penalty for
multiple counts or days of violation. In a number of cases, particularly
those involving shippers, an inspector may cite two or more similar
packaging violations for different hazardous materials. For example, the
inspector may cite the same marking violation for two or more packages.
OHMS usually will consider those additional violations as counts of the
same violation and will not recommend multiples of the same baseline
penalty. Rather, OHMS usually will recommend the baseline penalty for a
single violation, increased by 25% for each additional violation.
D. Financial Considerations
1. Mitigation is appropriate when the baseline penalty would (1)
exceed an amount that the respondent is able to pay, or (2) have an
[[Page 51]]
adverse effect on the respondent's ability to continue in business.
These criteria relate to a respondent's entire business, and not just
the product line or part of its operations involved in the violation(s).
Beyond the overall financial size of the respondent's business, the
relevant items of information on a respondent's balance sheet include
the current ratio (current assets to current liabilities), the nature of
current assets, and net worth (total assets minus total liabilities).
2. These figures are considered on a case-by-case basis. In general,
however, a current ratio close to or below 1.0 means that the company
may have difficulty in paying a large penalty, and may justify reduction
of the penalty or an installment payment plan. A small amount of cash on
hand representing limited liquidity, even with substantial other current
assets (such as accounts receivable or inventory), may warrant a short-
term payment plan. Respondent's income statement also will be reviewed
to determine whether a payment plan is appropriate.
3. Many companies are able to continue in business for extended
periods of time with a small or negative net worth, and many respondents
have paid substantial civil penalties in installments even though net
worth was negative. For this reason, negative net worth alone does not
always warrant reduction of a proposed penalty or even, in the absence
of factors discussed above, a payment plan.
4. In general, an installment payment plan may be justified where
reduction of a proposed penalty is not, but the appropriateness of
either (or both) will depend on the circumstances of the case. The
length of a payment plan should be as short as possible, but the plan
may consider seasonal fluctuations in a company's income if the
company's business is seasonal (e.g., swimming pool chemical sales,
fireworks sales) or if the company has documented specific reasons for
current non-liquidity.
5. Evidence of financial condition is used only to decrease a
penalty, and not to increase it.
E. Penalty Increases for Prior Violations
The baseline penalty presumes an absence of prior violations. If
prior violations exist, generally they will serve to increase a proposed
penalty. The general standards for increasing a baseline proposed
penalty on the basis of prior violations are as follows:
1. For each prior civil or criminal enforcement case--25% increase
over the pre-mitigation recommended penalty.
2. For each prior ticket--10% increase over the pre-mitigation
recommended penalty.
3. A baseline proposed penalty will not be increased more than 100%
on the basis of prior violations.
4. A case or ticket of prior violations initiated in a calendar year
more than six years before the calendar year in which the current case
is initiated normally will not be considered in determining a proposed
penalty for the current violation(s).
F. Penalty Increases for Use of Expired Special Permits
Adjustments to the base line figures for use of expired special
permits can be made depending on how much material has been shipped
during the period between the expiration date and the renewal date. If
the company previously has been found to have operated under an expired
special permit, the penalty is normally doubled. If the company has been
previously cited for other violations, the penalty generally will be
increased by about 25%.
[Amdt. 107-33, 60 FR 12141, Mar. 6, 1995, as amended by Amdt. 107-40, 62
FR 2972, 2977, Jan. 21, 1997; 62 FR 51556, Oct. 1, 1997; 65 FR 58618,
Sept. 29, 2000; 66 FR 45180, Aug. 28, 2001; 68 FR 52848, 52855, Sept. 8,
2003; 69 FR 54044, Sept. 7, 2004; 70 FR 56090, Sept. 23, 2005; 70 FR
73162, Dec. 9, 2005; 71 FR 8487, Feb. 17, 2006]
Subpart E_Designation of Approval and Certification Agencies
Sec. 107.401 Purpose and scope.
(a) This subpart establishes procedures for the designation of
agencies to issue approval certificates and certifications for types of
packagings designed, manufactured, tested, or maintained in conformance
with the requirements of this subchapter, subchapter C of this chapter,
and standards set forth in the United Nations (U.N.) Recommendations
(Transport of Dangerous Goods). Except for certifications of compliance
with U.N. packaging standards, this subpart does not apply unless made
applicable by a rule in subchapter C of this chapter.
(b) The Associate Administrator may issue approval certificates and
certifications addressed in paragraph (a) of this section.
[Amdt. 107-31, 50 FR 10062, Mar. 13, 1985, as amended by Amdt. 107-23,
56 FR 66157, Dec. 20, 1991; 66 FR 45377, Aug. 28, 2001]
Sec. 107.402 Application for designation as an approval or certification agency.
(a) Any organization or person seeking designation as an approval or
certification agency shall apply in writing to the Associate
Administrator for
[[Page 52]]
Hazardous Materials Safety (PHH-32), Department of Transportation, East
Building, 1200 New Jersey Avenue, SE., Washington DC 20590-0001.
Alternatively, the application with any attached supporting
documentation in an appropriate format may be submitted by facsimile
(fax) to: (202) 366-3753 or (202) 366-3308 or by electronic mail (e-
mail) to: approvals@dot.gov. Each application must be signed and
certified to be correct by the applicant or, if the applicant is an
organization, by an authorized officer or official representative of the
organization. Any false statement or representation, or the knowing and
willful concealment of a material fact, may subject the applicant to
prosecution under the provisions of 18 U.S.C. 1001, result in the denial
or termination of a designation.
(b) Each application for designation must be in English and include
the following information:
(1) Name and address of the applicant, including place of
incorporation if a corporation. In addition, if the applicant is not a
resident of the United States, the name and address of a permanent
resident of the United States designated in accordance with Sec.105.40
to serve as agent for service of process.
(2) If the applicant's principal place of business is in a country
other than the United States, a copy of the designation from the
Competent Authority of that country delegating to the applicant an
approval or designated agency authority for the type of packaging for
which a DOT designation is sought, and a statement that the Competent
Authority also delegates similar authority to U.S. Citizens or
organizations having designations under this subpart from the PHMSA.
(3) A listing, by DOT specification (or special permit) number, or
U.N. designation, of the types of packagings for which approval
authority is sought.
(4) A personnel qualifications plan listing the qualifications that
the applicant will require of each person to be used in the performance
of each packaging approval or certification function. As a minimum,
these qualifications must include:
(i) The ability to review and evaluate design drawings, design and
stress calculations;
(ii) A knowledge of the applicable regulations of subchapter C of
this chapter and, when applicable, U.N. standards; and
(iii) The ability to conduct or monitor and evaluate test procedures
and results; and
(iv) The ability to review and evaluate the qualifications of
materials and fabrication procedures.
(5) A statement that the applicant will perform its functions
independent of the manufacturers and owners of the packagings concerned.
(6) A statement that the applicant will allow the Associate
Administrator or his representative to inspect its records and
facilities in so far as they relate to the approval or certification of
specification packagings and shall cooperate in the conduct of such
inspections.
(c) The applicant shall furnish any additional information relevant
to the applicant's qualifications, if requested by the Associate
Administrator.
[Amdt. 107-13, 50 FR 10062, Mar. 13, 1985; 50 FR 16089, Apr. 24, 1985,
as amended by Amdt. 107-22, 55 FR 39978, Oct. 1, 1990; Amdt. 107-23, 56
FR 66157, Dec. 20, 1991; 66 FR 45377, Aug. 28, 2001; 67 FR 61011, Sept.
27, 2002; 70 FR 56090, Sept. 23, 2005; 72 FR 55683, Oct. 1, 2007]
Sec. 107.403 Designation of approval agencies.
(a) If the Associate Administrator determines that an application
contains all the required information, the applicant is sent a letter of
designation and assigned an identification code.
(b) If the Associate Administrator determines that an application
does not contain all the required information, the application is denied
and the applicant is sent a written notice containing all the reasons
for the denial.
(c) Within 30 days of an initial denial of an application under
paragraph (b) of this section, the applicant may file an amended
application. If after considering the amended application, the Associate
Administrator determines that it should be denied, he notifies the
applicant, and the denial constitutes the final action of the Associate
Administrator on the application. Within 60 days of receipt of the final
denial the applicant may appeal the denial to the Administrator, PHMSA,
setting forth
[[Page 53]]
in writing where the Associate Administrator for Hazardous Materials
Safety erred in this determination.
[Amdt. 107-13, 50 FR 10062, Mar. 13, 1985, as amended by Amdt. 107-23,
56 FR 66157, Dec. 20, 1991; Amdt. 107-32, 59 FR 49131, Sept. 26, 1994;
66 FR 45377, Aug. 28, 2001]
Sec. 107.404 Conditions of designation.
(a) Each designation made under this subpart contains the following
conditions:
(1) The designated approval or certification agency may use only
testing equipment that it has determined, through personal inspection,
to be suitable for the purpose.
(2) Each approval certificate and certification issued by the
designated approval agency must contain the name and identification code
of the approval agency.
(3) Each approval certificate and certification must be in a format
acceptable to the Associate Administrator.
(b) The designated approval agency shall notify the Associate
Administrator within 20 days after the date there is any change in the
information submitted under Sec.107.402.
(c) The designated approval agency shall comply with all of the
terms and conditions stated in its letter of designation under the
subpart.
(d) Nothing in this part relieves a manufacturer or owner of a
packaging of responsibility for compliance with any of the applicable
requirements of this title.
[Amdt. 107-13, 50 FR 10062, Mar. 13, 1985, as amended by Amdt. 107-23,
56 FR 66157, Dec. 20, 1991; 66 FR 45377, Aug. 28, 2001]
Sec. 107.405 Termination of designation.
(a) Any designation issued under Sec.107.403 of this subchapter
may be suspended or terminated if the Associate Administrator determines
that:
(1) The application for designation contained a misrepresentation,
or the applicant willfully concealed a material fact.
(2) The approval agency failed to comply with a term or condition
stated in the agency's letter of designation.
(3) The Competent Authority of an approval agency of a country
outside the United States has failed to initiate, maintain or recognize
a qualified U.S. approval agency.
(b) Before a designation is suspended or terminated, the Associate
Administrator shall give to the approval agency:
(1) Written notice of the facts or conduct believed to warrant
suspension or termination of the designation.
(2) Sixty days in which to show in writing why the designation
should not be suspended or terminated.
[Amdt. 107-13, 50 FR 10062, Mar. 13, 1985, as amended by Amdt. 107-23,
56 FR 66157, Dec. 20, 1991; 66 FR 45377, Aug. 28, 2001]
Subpart F_Registration of Cargo Tank and Cargo Tank Motor Vehicle
Manufacturers, Assemblers, Repairers, Inspectors, Testers, and Design
Certifying Engineers
Sec. 107.501 Scope.
(a) This subpart establishes a registration procedure for persons
who are engaged in the manufacture, assembly, inspection and testing,
certification, or repair of a cargo tank or a cargo tank motor vehicle
manufactured in accordance with a DOT specification under subchapter C
of this chapter or under terms of a special permit issued under this
part.
(b) Persons engaged in continuing qualification and maintenance of
cargo tanks and cargo tank motor vehicles must be familiar with the
requirements set forth in part 180, subpart E, of this chapter.
[Amdt. 107-20, 55 FR 37047, Sept. 7, 1990]
Sec. 107.502 General registration requirements.
(a) Definitions: For purposes of this subpart--
(1) Assembly means the performance of any of the following functions
when the function does not involve welding on the cargo tank wall:
(i) The mounting of one or more tanks or cargo tanks on a motor
vehicle or to a motor vehicle suspension component;
(ii) The installation of equipment or components necessary to meet
the specification requirements prior to the
[[Page 54]]
certification of the cargo tank motor vehicle; or
(iii) The installation of linings, coatings, or other materials to
the inside of a cargo tank wall.
(2) The terms Authorized Inspector, Cargo tank, Cargo tank motor
vehicle, Design Certifying Engineer, Registered Inspector, and Person
are defined in Sec.171.8 of this chapter.
(3) The terms cargo tank wall and manufacturer are defined in Sec.
178.320(a), and repair is defined in Sec.180.403 of this chapter.
(b) No person may engage in the manufacture, assembly,
certification, inspection or repair of a cargo tank or cargo tank motor
vehicle manufactured under the terms of a DOT specification under
subchapter C of this chapter or a special permit issued under this part
unless the person is registered with the Department in accordance with
the provisions of this subpart. A person employed as an inspector or
design certifying engineer is considered to be registered if the
person's employer is registered.
(c) A person who performs functions which are subject to the
provisions of this subpart may perform only those functions which have
been identified to the Department in accordance with the procedures of
this subpart.
(d) Registration statements must be in English, contain all of the
information required by this subpart, and be submitted to: FMCSA
Hazardous Materials Division--MC-ECH, West Building, MC-ECH, 1200 New
Jersey Avenue, SE., Washington, DC 20590.
(e) Upon determination that a registration statement contains all
the information required by this subpart, the Department will send the
registrant a letter confirming receipt of the registration application
and assigning a registration number to that person. A separate
registration number will be assigned for each cargo tank manufacturing,
assembly, repair facility or other place of business identified by the
registrant.
[Amdt. 107-20, 54 FR 25003, June 12, 1989; 55 FR 37047, Sept. 7, 1990,
as amended by Amdt. 107-22, 55 FR 39978, Oct. 1, 1990; Amdt. 107-23, 56
FR 66157, Dec. 20, 1991; Amdt. 107-28, 58 FR 46873, Sept. 3, 1993; Amdt.
107-39, 61 FR 51337, Oct. 1, 1996; 67 FR 61011, Sept. 27, 2002; 68 FR
19273, Apr. 18, 2003; 72 FR 55683, Oct. 1, 2007]
Sec. 107.503 Registration statement.
(a) Each registration statement must be in English and contain the
following information:
(1) Name;
(2) Street address, mailing address and telephone number for each
facility or place of business;
(3) A statement indicating whether the facility uses mobile testing/
inspection equipment to perform inspections, tests, or repairs at a
location other than the address listed in paragraph (a)(2) of this
section.
(4) A statement signed by the person responsible for compliance with
the applicable requirements of this chapter, certifying knowledge of
those requirements and that each employee who is a Registered Inspector
or Design Certifying Engineer meets the minimum qualification
requirements set forth in Sec.171.8 of this chapter for ``Registered
Inspector'' or ``Design Certifying Engineer''. The following language
may be used.
I certify that all Registered Inspectors and Design Certifying
Engineers used in performance of the prescribed functions meet the
minimum qualification requirements set forth in 49 CFR 171.8, that I am
the person responsible for ensuring compliance with the applicable
requirements of this chapter, and that I have knowledge of the
requirements applicable to the functions to be performed.
(5) A description of the specific functions to be performed on cargo
tanks or cargo tank motor vehicles, e.g.:
(i) Manufacture,
(ii) Assembly,
(iii) Inspection and testing (specify type, e.g., external or
internal visual inspection, lining inspection, hydrostatic pressure
test, leakage test, thickness test),
(iv) Certification,
(v) Repair, or
(vi) Equipment manufacture;
[[Page 55]]
(6) An identification of the types of DOT specification and special
permit cargo tanks or cargo tank motor vehicles which the registrant
intends to manufacture, assemble, repair, inspect, test or certify;
(7) A statement indicating whether the registrant employs Registered
Inspectors or Design Certifying Engineers to conduct certification,
inspection or testing functions addressed by this subpart. If the
registrant engages a person who is not an employee of the registrant to
perform these functions, provide the name, address and registration
number of that person; and
(8) If the registrant is not a resident of the United States, the
name and address of a permanent resident of the United States designated
in accordance with Sec.105.40 to serve as agent for service of
process.
(b) In addition to the information required under paragraph (a) of
this section, each person who manufactures a cargo tank or cargo tank
motor vehicle must submit a copy of the manufacturer's current ASME
Certificate of Authorization for the use of the ASME ``U'' stamp.
(c) In addition to the information required under paragraph (a) of
this section, each person who repairs a cargo tank or cargo tank motor
vehicle must submit a copy of the repair facility's current National
Board Certificate of Authorization for the use of the ``R'' stamp or
ASME Certificate of Authorization for the use of the ASME ``U'' stamp.
Any person who repairs MC-series cargo tanks which are not certified to
the ASME Code must submit a copy of the National Board or ASME
Certificate of Authorization to PHMSA before June 30, 1992.
[Amdt. 107-20, 54 FR 25003, June 12, 1989; 55 FR 37047, Sept. 7, 1990;
57 FR 365, Jan. 6, 1992; Amdt. 107-32, 59 FR 49131, Sept. 26, 1994;
Amdt. 107-39, 61 FR 51337, Oct. 1, 1996; 63 FR 52846, Oct. 1, 1998; 68
FR 19273, Apr. 18, 2003]
Sec. 107.504 Period of registration, updates, and record retention.
(a) Registration will be for a maximum of six years from the date of
the original registration.
(b) Any correspondence with the Department must contain the
registrant's name and registration number.
(c) A registration must be renewed every six years or within thirty
days of reissuance of an ASME or National Board Certification, whichever
occurs first, by submitting an up-to-date registration statement
containing the information prescribed by Sec.107.503. Any person
initially registered under the provisions of Sec.107.502 and who is in
good standing is eligible for renewal.
(d) A registrant shall provide written notification to the
Department within thirty days of any of the following occurrences:
(1) Any change in the registration information submitted under Sec.
107.503;
(2) Replacement of the person responsible for compliance with the
requirements in Sec.107.503(a)(4). If this occurs, the registrant
shall resubmit the required certification;
(3) Loss of ASME or National Board Certificate of Authorization; or
(4) A change in function; such as, from assembly to manufacture, an
addition of a function, or a change to the types of inspections, tests
or certifications of cargo tanks or cargo tank motor vehicles.
(e) Each registrant shall maintain a current copy of the
registration information submitted to the Department and a current copy
of the registration number identification received from the Department
at the location identified in Sec.107.503(a)(2) during such time the
person is registered with the Department and for two years thereafter.
(f) The issuance of a registration number under this subpart is not
an approval or endorsement by the Department of the qualifications of
any person to perform the specified functions.
[Amdt. 107-20, 54 FR 25003, June 12, 1989; 55 FR 37048, Sept. 7, 1990,
as amended by Amdt. 107-20, 56 FR 27875, June 17, 1991; Amdt. 107-37, 61
FR 18931, Apr. 29, 1996; 71 FR 54390, Sept. 14, 2006]
Subpart G_Registration of Persons Who Offer or Transport Hazardous
Materials
Source: Amdt. No. 107-26, 57 FR 30630, July 9, 1992, unless
otherwise noted.
[[Page 56]]
Sec. 107.601 Applicability.
(a) The registration and fee requirements of this subpart apply to
any person who offers for transportation, or transports, in foreign,
interstate or intrastate commerce--
(1) A highway route-controlled quantity of a Class 7 (radioactive)
material, as defined in Sec.173.403 of this chapter;
(2) More than 25 kg (55 pounds) of a Division 1.1, 1.2, or 1.3
(explosive) material (see Sec.173.50 of this chapter) in a motor
vehicle, rail car or freight container;
(3) More than one L (1.06 quarts) per package of a material
extremely toxic by inhalation (i.e., ``material poisonous by
inhalation,'' as defined in Sec.171.8 of this chapter, that meets the
criteria for ``hazard zone A,'' as specified in Sec.Sec.173.116(a) or
173.133(a) of this chapter);
(4) A shipment of a quantity of hazardous materials in a bulk
packaging (see Sec.171.8 of this chapter) having a capacity equal to
or greater than 13,248 L (3,500 gallons) for liquids or gases or more
than 13.24 cubic meters (468 cubic feet) for solids;
(5) A shipment in other than a bulk packaging of 2,268 kg (5,000
pounds) gross weight or more of one class of hazardous materials for
which placarding of a vehicle, rail car, or freight container is
required for that class, under the provisions of subpart F of part 172
of this chapter; or
(6) Except as provided in paragraph (b) of this section, a quantity
of hazardous material that requires placarding, under provisions of
subpart F of part 172 of this chapter.
(b) Paragraph (a)(6) of this section does not apply to those
activities of a farmer, as defined in Sec.171.8 of this chapter, that
are in direct support of the farmer's farming operations.
(c) In this subpart, the term ``shipment'' means the offering or
loading of hazardous material at one loading facility using one
transport vehicle, or the transport of that transport vehicle.
[65 FR 7309, Feb. 14, 2000, as amended at 67 FR 61011, Sept. 27, 2002]
Sec. 107.606 Exceptions.
(a) The following are excepted from the requirements of this
subpart:
(1) An agency of the Federal government.
(2) A State agency.
(3) An agency of a political subdivision of a State.
(4) An Indian tribe.
(5) An employee of any of those entities in paragraphs (a)(1)
through (a)(4) of this section with respect to the employee's official
duties.
(6) A hazmat employee (including, for purposes of this subpart, the
owner-operator of a motor vehicle that transports in commerce hazardous
materials, if that vehicle at the time of those activities, is leased to
a registered motor carrier under a 30-day or longer lease as prescribed
in 49 CFR part 376 or an equivalent contractual agreement).
(7) A person domiciled outside the United States, who offers solely
from a location outside the United States, hazardous materials for
transportation in commerce, provided that the country of which such a
person is a domiciliary does not require persons domiciled in the United
States, who solely offer hazardous materials for transportation to the
foreign country from places in the United States, to file a registration
statement or to pay a registration fee.
(b) Upon making a determination that persons domiciled in the United
States, who offer hazardous materials for transportation to a foreign
country solely from places in the United States, must file registration
statements or pay fees to that foreign country, the U.S. Competent
Authority will provide notice of such determination directly to the
Competent Authority of that foreign country and by publication in the
Federal Register. Persons who offer hazardous materials for
transportation to the United States from that foreign country must file
a registration statement and pay the required fee no later than 60 days
following publication of the determination in the Federal Register.
[Amdt 107-34, 60 FR 27233, May 23, 1995, as amended at 63 FR 52847, Oct.
1, 1998; 72 FR 24538, May 3, 2007]
[[Page 57]]
Sec. 107.608 General registration requirements.
(a) Each person subject to this subpart must submit a complete and
accurate registration statement on DOT Form F 5800.2 not later than June
30 for each registration year, or in time to comply with paragraph (b)
of this section, whichever is later. Each registration year begins on
July 1 and ends on June 30 of the following year.
(b) No person required to file a registration statement may
transport a hazardous material or cause a hazardous material to be
transported or shipped, unless such person has on file, in accordance
with Sec.107.620, a current Certificate of Registration in accordance
with the requirements of this subpart.
(c) A registrant whose name or principal place of business has
changed during the year of registration must notify PHMSA of that change
by submitting an amended registration statement not later than 30 days
after the change.
(d) Copies of DOT Form F 5800.2 and instructions for its completion
may be obtained from the Hazardous Materials Registration Program, PHH-
60, U.S. Department of Transportation, Washington, DC 20590-0001, by
calling 617-494-2545 or 202-366-4109, or via the Internet at http://
hazmat.dot.gov.
(e) If the registrant is not a resident of the United States, the
registrant must attach to the registration statement the name and
address of a permanent resident of the United States, designated in
accordance with Sec.105.40, to serve as agent for service of process.
[Amdt. No. 107-26, 57 FR 30630, July 9, 1992, as amended by Amdt. 107-
31, 59 FR 32932, June 27, 1994; 65 FR 7309, Feb. 14, 2000; 67 FR 61011,
Sept. 27, 2002; 70 FR 56090, Sept. 23, 2005; 72 FR 55683, Oct. 1, 2007]
Sec. 107.612 Amount of fee.
(a) Registration year 1999-2000 and earlier. For all registration
years through 1999-2000, each person subject to the requirements of
Sec.107.601(a)(1)-(5) of this subpart must pay an annual fee of $300
(which includes a $50 processing fee).
(b) Registration years 2000-2001, 2001-2002 and 2002-2003. For the
registration years 2000-2001, 2001-2002, and 2002-2003, each person
subject to the requirements of this subpart must pay an annual fee as
follows:
(1) Small business. Each person that qualifies as a small business
under criteria specified in 13 CFR part 121 applicable to the North
American Industry Classification System (NAICS) code that describes that
person's primary commercial activity must pay an annual fee of $275 and
the processing fee required by paragraph (b)(3) of this section.
(2) Other than a small business. Each person that does not meet
criteria specified in paragraph (b)(1) of this section must pay an
annual fee of $1,975 and the processing fee required by paragraph (b)(3)
of this section.
(3) Processing fee. The processing fee is $25 for each registration
statement filed. A single statement may be filed for one, two, or three
registration years as provided in Sec.107.616(c).
(c) Registration years 2003-2004, 2004-2005 and 2005-2006. For
registration years 2003-2004, 2004-2005, and 2005-2006, each person
subject to the requirements of this subpart must pay an annual
registration fee as follows:
(1) Small business. Each person that qualifies as a small business,
under criteria specified in 13 CFR part 121 applicable to the North
American Industry Classification System (NAICS) code that describes that
person's primary commercial activity, must pay an annual registration
fee of $125 and the processing fee required by paragraph (c)(4) of this
section.
(2) Not-for-profit organization. Each not-for-profit organization
must pay an annual registration fee of $125 and the processing fee
required by paragraph (c)(4) of this section. A not-for-profit
organization is an organization exempt from taxation under 26 U.S.C.
501(a).
(3) Other than a small business or not-for-profit organization. Each
person that does not meet the criteria specified in paragraph (c)(1) or
(c)(2) of this section must pay an annual registration fee of $275 and
the processing fee required by paragraph (c)(4) of this section.
(4) Processing fee. The processing fee is $25 for each registration
statement filed. A single statement may be filed for one, two, or three
registration years as provided in Sec.107.616(c).
[[Page 58]]
(d) Registration years 2006-2007 and following. For each
registration year beginning with 2006-2007, each person subject to the
requirements of this subpart must pay an annual fee as follows:
(1) Small business. Each person that qualifies as a small business,
under criteria specified in 13 CFR part 121 applicable to the North
American Industry Classification System (NAICS) code that describes that
person's primary commercial activity, must pay an annual registration
fee of $250 and the processing fee required by paragraph (d)(4) of this
section.
(2) Not-for-profit organization. Each not-for-profit organization
must pay an annual registration fee of $250 and the processing fee
required by paragraph (d)(4) of this section. A not-for-profit
organization is an organization exempt from taxation under 26 U.S.C.
501(a).
(3) Other than a small business or not-for-profit organization. Each
person that does not meet the criteria specified in paragraph (d)(1) or
(d)(2) of this section must pay an annual registration fee of $975 and
the processing fee required by paragraph (d)(4) of this section.
(4) Processing fee. The processing fee is $25 for each registration
statement filed. A single statement may be filed for one, two, or three
registration years as provided in Sec.107.616(c).
[65 FR 7309, Feb. 14, 2000, as amended at 67 FR 58345, Sept. 16, 2002;
68 FR 1345, Jan. 9, 2003]
Sec. 107.616 Payment procedures.
(a) Each person subject to the requirements of this subpart must
mail the registration statement and payment in full to the U.S.
Department of Transportation, Hazardous Materials Registration, P.O. Box
70985, Charlotte, NC 28272-0985, or submit the statement and payment
electronically through the Department's e-Commerce Internet site. Access
to this service is provided at http://hazmat.dot.gov/regs/register/
register.htm. A registrant required to file an amended registration
statement under Sec.107.608(c) must mail it to the same address or
submit it through the same Internet site.
(b) Payment must be made by certified check, cashier's check,
personal check, or money order in U.S. funds and drawn on a U.S. bank,
payable to the U.S. Department of Transportation and identified as
payment for the ``Hazmat Registration Fee,'' or by completing an
authorization for payment by credit card or other electronic means of
payment acceptable to the Department on the registration statement or as
part of an Internet registration as provided in paragraph (a) of this
section.
(c) Payment must correspond to the total fees properly calculated in
the ``Amount Due'' block of the DOT form F 5800.2. A person may elect to
register and pay the required fees for up to three registration years by
filing one complete and accurate registration statement.
[Amdt. 107-26, 57 FR 30630, July 9, 1992, as amended by Amdt. 107-26, 58
FR 12545, Mar. 5, 1993; 65 FR 7310, Feb. 14, 2000; 67 FR 58345, Sept.
16, 2002; 68 FR 1346, Jan. 9, 2003; 71 FR 54390, Sept. 14, 2006; 72 FR
24538, May 3, 2007]
Sec. 107.620 Recordkeeping requirements.
(a) Each person subject to the requirements of this subpart, or its
agent designated under Sec.107.608(e), must maintain at its principal
place of business for a period of three years from the date of issuance
of each Certificate of Registration:
(1) A copy of the registration statement filed with PHMSA; and
(2) The Certificate of Registration issued to the registrant by
PHMSA.
(b) After January 1, 1993, each motor carrier subject to the
requirements of this subpart must carry a copy of its current
Certificate of Registration issued by PHMSA or another document bearing
the registration number identified as the ``U.S. DOT Hazmat Reg. No.''
on board each truck and truck tractor (not including trailers and semi-
trailers) used to transport hazardous materials subject to the
requirements of this subpart. The Certificate of Registration or
document bearing the registration number must be made available, upon
request, to enforcement personnel.
(c) In addition to the requirements of paragraph (a) of this
section, after January 1, 1995, each person who transports by vessel a
hazardous material subject to the requirements of this subpart must
carry on board the vessel a
[[Page 59]]
copy of its current Certificate of Registration or another document
bearing the current registration number identified as the ``U.S. DOT
Hazmat Reg. No.''
(d) Each person subject to this subpart must furnish its Certificate
of Registration (or a copy thereof) and all other records and
information pertaining to the information contained in the registration
statement to an authorized representative or special agent of DOT upon
request.
[Amdt. No. 107-26, 57 FR 30630, July 9, 1992, as amended at 57 FR 37902,
August 21, 1992; Amdt. 107-26, 58 FR 12545, Mar. 5, 1993; Amdt. 107-31,
59 FR 32932, June 27, 1994]
Subpart H_Approvals, Registrations and Submissions
Source: Amdt. 107-38, 61 FR 21100, May 9, 1996, unless otherwise
noted.
Sec. 107.701 Purpose and scope.
(a) This subpart prescribes procedures for the issuance,
modification and termination of approvals, and the submission of
registrations and reports, as required by this chapter.
(b) The procedures of this subpart are in addition to any
requirements in subchapter C of this chapter applicable to a specific
approval, registration or report. If compliance with both a specific
requirement of subchapter C of this chapter and a procedure of this
subpart is not possible, the specific requirement applies.
(c) Registration under subpart F or G of this part is not subject to
the procedures of this subpart.
[Amdt. 107-38, 61 FR 21100, May 9, 1996; Amdt. 107-38, 61 FR 27948, June
3, 1996]
Sec. 107.705 Registrations, reports, and applications for approval.
(a) A person filing a registration, report, or application for an
approval, or a renewal or modification of an approval subject to the
provisions of this subpart must--
(1) File the registration, report, or application with the Associate
Administrator for Hazardous Materials Safety (Attention: Approvals, PHH-
32), Pipeline and Hazardous Materials Safety Administration, U.S.
Department of Transportation, East Building, 1200 New Jersey Avenue,
SE., Washington, DC 20590-0001. Alternatively, the document with any
attached supporting documentation in an appropriate format may be filed
by facsimile (fax) to: (202) 366-3753 or (202) 366-3308 or by electronic
mail (e-mail) to: approvals@dot.gov.
(2) Identify the section of the chapter under which the
registration, report, or application is made;
(3) If a report is required by an approval, a registration or a
special permit, identify the approval, registration or special permit
number;
(4) Provide the name, street and mailing addresses, e-mail address
optional, and telephone number of the person on whose behalf the
registration, report, or application is made and, if different, the
person making the filing;
(5) If the person on whose behalf the filing is made is not a
resident of the United States, provide a designation of agent for
service in accordance with Sec.105.40;
(6) Provide a description of the activity for which the registration
or report is required; and
(7) Provide additional information as requested by the Associate
Administrator, if the Associate Administrator determines that a filing
lacks pertinent information or otherwise does not comply with applicable
requirements.
(b) In addition to the provisions in paragraph (a) for an approval,
an application for an approval, or an application for modification or
renewal of an approval, the applicant must provide--
(1) A description of the activity for which the approval is
required;
(2) The proposed duration of the approval;
(3) The transport mode or modes affected, as applicable;
(4) Any additional information specified in the section containing
the approval; and
(5) For an approval which provides exceptions from regulatory
requirements or prohibitions--
(i) Identification of any increased risk to safety or property that
may result if the approval is granted, and specification of the measures
that the
[[Page 60]]
applicant considers necessary or appropriate to address that risk; and
(ii) Substantiation, with applicable analyses or evaluations, if
appropriate, demonstrating that the proposed activity will achieve a
level of safety that is at least equal to that required by the
regulation.
(c) For an approval with an expiration date, each application for
renewal or modification must be filed in the same manner as an original
application. If a complete and conforming renewal application is filed
at least 60 days before the expiration date of an approval, the
Associate Administrator, on written request from the applicant, will
issue a written extension to permit operation under the terms of the
expired approval until a final decision on the application for renewal
has been made. Operation under an expired approval is prohibited absent
a written extension. This paragraph does not limit the authority of the
Associate Administrator to modify, suspend or terminate an approval
under Sec.107.713.
(d) To request confidential treatment for information contained in
the application, the applicant shall comply with Sec.105.30(a).
[Amdt. 107-38, 61 FR 21100, May 9, 1996, as amended at 65 FR 50457, Aug.
18, 2000; 67 FR 61011, Sept. 27, 2002; 70 FR 56090, Sept. 23, 2005; 70
FR 73162, Dec. 9, 2005; 72 FR 55683, Oct. 1, 2007]
Sec. 107.709 Processing of an application for approval, including an application for renewal or modification.
(a) No public hearing or other formal proceeding is required under
this subpart before the disposition of an application.
(b) At any time during the processing of an application, the
Associate Administrator may request additional information from the
applicant. If the applicant does not respond to a written request for
additional information within 30 days of the date the request was
received, the application may be deemed incomplete and denied. However,
if the applicant responds in writing within the 30-day period requesting
an additional 30 days within which it will gather the requested
information, the Associate Administrator may grant the 30-day extension.
(c) The Associate Administrator may grant or deny an application, in
whole or in part. At the Associate Administrator's discretion, an
application may be granted subject to provisions that are appropriate to
protect health, safety and property. The Associate Administrator may
impose additional provisions not specified in the application, or delete
conditions in the application which are unnecessary.
(d) The Associate Administrator may grant an application on finding
that--
(1) The application complies with this subpart;
(2) The application demonstrates that the proposed activity will
achieve a level of safety that--
(i) Is at least equal to that required by the regulation, or
(ii) If the regulations do not establish a level of safety, is
consistent with the public interest and adequately will protect against
the risks to life and property inherent in the transportation of
hazardous materials in commerce;
(3) The application states all material facts, and contains no
materially false or materially misleading statement;
(4) The applicant meets the qualifications required by applicable
regulations; and
(5) The applicant is fit to conduct the activity authorized by the
approval, or renewal or modification of approval. This assessment may be
based on information in the application, prior compliance history of the
applicant, and other information available to the Associate
Administrator.
(e) Unless otherwise specified in this chapter or by the Associate
Administrator, an approval in which a term is not specified does not
expire.
(f) The Associate Administrator notifies the applicant in writing of
the decision on the application. A denial contains a brief statement of
reasons.
Sec. 107.711 Withdrawal.
An application may be withdrawn at any time before a decision to
grant or deny it is made. Withdrawal of an application does not
authorize the removal of any related records from the PHMSA dockets or
files. Applications
[[Page 61]]
that are eligible for confidential treatment under Sec.105.30 will
remain confidential after the application is withdrawn. The duration of
this confidential treatment for trade secrets and commercial or
financial information is indefinite, unless the party requesting the
confidential treatment of the materials notifies the Associate
Administrator that the confidential treatment is no longer required.
[Amdt. 107-38, 61 FR 21100, May 9, 1996, as amended at 67 FR 61011,
Sept. 27, 2002]
Sec. 107.713 Approval modification, suspension or termination.
(a) The Associate Administrator may modify an approval on finding
that--
(1) Modification is necessary to conform an existing approval to
relevant statutes and regulations as they may be amended from time to
time; or
(2) Modification is required by changed circumstances to enable the
approval to continue to meet the standards of Sec.107.709(d).
(b) The Associate Administrator may modify, suspend or terminate an
approval, as appropriate, on finding that--
(1) Because of a change in circumstances, the approval no longer is
needed or no longer would be granted if applied for;
(2) The application contained inaccurate or incomplete information,
and the approval would not have been granted had the application been
accurate and complete;
(3) The application contained deliberately inaccurate or incomplete
information; or
(4) The holder knowingly has violated the terms of the approval or
an applicable requirement of this chapter in a manner demonstrating lack
of fitness to conduct the activity for which the approval is required.
(c) Except as provided in paragraph (d) of this section, before an
approval is modified, suspended or terminated, the Associate
Administrator notifies the holder in writing of the proposed action and
the reasons for it, and provides an opportunity to show cause why the
proposed action should not be taken.
(1) The holder may file a written response with the Associate
Administrator within 30 days of receipt of notice of the proposed
action.
(2) After considering the holder's or party's written response, or
after 30 days have passed without response since receipt of the notice,
the Associate Administrator notifies the holder in writing of the final
decision with a brief statement of reasons.
(d) The Associate Administrator, if necessary to avoid a risk of
significant harm to persons or property, may in the notification declare
the proposed action immediately effective.
Sec. 107.715 Reconsideration.
(a) An applicant or a holder may request that the Associate
Administrator reconsider a decision under Sec.107.709(f) or Sec.
107.713(c). The request must:
(1) Be in writing and filed within 20 days of receipt of the
decision;
(2) State in detail any alleged errors of fact and law;
(3) Enclose any additional information needed to support the request
to reconsider; and
(4) State in detail the modification of the final decision sought.
(b) The Associate Administrator considers newly submitted
information on a showing that the information could not reasonably have
been submitted during application processing.
(c) The Associate Administrator grants or denies, in whole or in
part, the relief requested and informs the requesting person in writing
of the decision.
Sec. 107.717 Appeal.
(a) A person who requested reconsideration under Sec.107.715 may
appeal to the Administrator the Associate Administrator's decision on
the request. The appeal must:
(1) Be in writing and filed within 30 days of receipt of the
Associate Administrator's decision on reconsideration;
(2) State in detail any alleged errors of fact and law;
(3) Enclose any additional information needed to support the appeal;
and
(4) State in detail the modification of the final decision sought.
(b) The Administrator, if necessary to avoid a risk of significant
harm to persons or property, may declare the
[[Page 62]]
Associate Administrator's action effective pending a decision on appeal.
(c) The Administrator grants or denies, in whole or in part, the
relief requested and informs the appellant in writing of the decision on
appeal. The Administrator's decision on appeal is the final
administrative action.
Subpart I_Approval of Independent Inspection Agencies, Cylinder
Requalifiers, and Non-domestic Chemical Analyses and Tests of DOT
Specification Cylinders
Source: 67 FR 51639, Aug. 8, 2002, unless otherwise noted.
Sec. 107.801 Purpose and scope.
(a) This subpart prescribes procedures for--
(1) A person who seeks approval to be an independent inspection
agency to perform tests, inspections, verifications and certifications
of DOT specification cylinders or UN pressure receptacles as required by
parts 178 and 180 of this chapter;
(2) A person who seeks approval to engage in the requalification
(e.g. inspection, testing, or certification), rebuilding, or repair of a
cylinder manufactured in accordance with a DOT specification or a
pressure receptacle in accordance with a UN standard, under subchapter C
of this chapter or under the terms of a special permit issued under this
part;
(3) A person who seeks approval to perform the manufacturing
chemical analyses and tests of DOT specification cylinders, special
permit cylinders, or UN pressure receptacles outside the United States.
(b) No person may engage in a function identified in paragraph (a)
of this section unless approved by the Associate Administratior in
accordance with the provisions of this subpart. Each person must comply
with the applicable requirements in this subpart. In addition, the
procedural requirements in subpart H of this part apply to the filing,
processing, and termination of an approval issued under this subpart.
[67 FR 51639, Aug. 8, 2002, as amended at 71 FR 33873, June 12, 2006]
Sec. 107.803 Approval of an independent inspection agency (IIA).
(a) General. Prior to performing cylinder inspections and
verifications required by parts 178 and 180 of this chapter, a person
must apply to the Associate Administrator for an approval as an
independent inspection agency. A person approved as an independent
inspection agency is not an PHMSA agent or representative.
(b) Criteria. No applicant for approval as an independent inspection
agency may be engaged in the manufacture of cylinders for use in the
transportation of hazardous materials, or be directly or indirectly
controlled by, or have a financial involvement with, any entity that
manufactures cylinders for use in the transportation of hazardous
materials, except for providing services as an independent inspector.
(c) Application information. Each applicant must submit an
application in conformance with Sec.107.705 containing the information
prescribed in Sec.107.705(a). In addition, the application must
contain the following information:
(1) Name and address of each facility where tests and inspections
are to be performed.
(2) Detailed description of the inspection and testing facilities to
be used by the applicant.
(3) Detailed description of the applicant's qualifications and
ability to perform the inspections and to verify the inspections
required by part 178 of this chapter or under the terms of a special
permit issued under this part.
(4) Name, address, and principal business activity of each person
having any direct or indirect ownership interest in the applicant
greater than three percent and any direct or indirect ownership interest
in each subsidiary or division of the applicant.
(5) Name of each individual whom the applicant proposes to employ as
an inspector and who will be responsible for certifying inspection and
test results, and a statement of that person's qualifications.
[[Page 63]]
(6) An identification or qualification number assigned to each
inspector who is supervised by a certifying inspector identified in
paragraph (c)(3) of this section.
(7) A statement that the applicant will perform its functions
independent of the manufacturers and owners of the cylinders.
(8) If the applicant's principal place of business is in a country
other than the United States, the Associate Administrator may approve
the applicant on the basis of an approval issued by the Competent
Authority of the country of manufacture. The Competent Authority must
maintain a current listing of approved IIAs and their identification
marks. The applicant must provide a copy of the designation from the
Competent Authority of that country delegating to the applicant an
approval or designated agency authority for the type of packaging for
which a DOT or UN designation is sought; and
(9) The signature of the person certifying the approval application
and the date on which it was signed.
(d) Facility inspection. Upon the request of the Associate
Administrator, the applicant must allow the Associate Administrator or
the Associate Administrator's designee to inspect the applicant's
facilities and records. The person seeking approval must bear the cost
of the inspection.
(e) After approval, the Associate Administrator may authorize, upon
request, the independent inspection agency to perform other inspections
and functions for which the Associate Administrator finds the applicant
to be qualified. Such additional authorizations will be noted on each
inspection agency's approval documents.
[67 FR 51639, Aug. 8, 2002, as amended at 68 FR 24659, May 8, 2003; 71
FR 33873, June 12, 2006]
Sec. 107.805 Approval of cylinder and pressure receptacle requalifiers.
(a) General. A person must meet the requirements of this section to
be approved to inspect, test, certify, repair, or rebuild a cylinder in
accordance with a DOT specification or a UN pressure receptacle under
subpart C of part 178 or subpart C of part 180 of this chapter, or under
the terms of a special permit issued under this part.
(b) Independent Inspection Agency Review. Each applicant must
arrange for an independent inspection agency, approved by the Associate
Administrator pursuant to this subpart, to perform a review of its
inspection or requalification operation. The person seeking approval
must bear the cost of the inspection. A list of approved independent
inspection agencies is available from the Associate Administrator at the
address listed in Sec.107.705. Assistance in obtaining an approval is
available from the same address.
(c) Application for approval. If the inspection performed by an
independent inspection agency is completed with satisfactory results,
the applicant must submit a letter of recommendation from the
independent inspection agency, an inspection report, and an application
containing the information prescribed in Sec.107.705(a). In addition,
the application must contain--
(1) The name of the facility manager;
(2) The types of DOT specification or special permit cylinders, or
UN pressure receptacles that will be inspected, tested, repaired, or
rebuilt at the facility;
(3) A certification that the facility will operate in compliance
with the applicable requirements of subchapter C of this chapter; and
(4) The signature of the person making the certification and the
date on which it was signed.
(d) Issuance of requalifier identification number (RIN). The
Associate Administrator issues a RIN as evidence of approval to
requalify DOT specification or special permit cylinders, or UN pressure
receptacles if it is determined, based on the applicant's submission and
other available information, that the applicant's qualifications and,
when applicable, facility are adequate to perform the requested
functions in accordance with the criteria prescribed in subpart C of
part 180 of this subchapter.
(e) Expiration of RIN. Unless otherwise provided in the issuance
letter, an approval expires five years from the date of issuance,
provided the applicant's facility and qualifications are
[[Page 64]]
maintained at or above the level observed at the time of inspection by
the independent inspection agency, or at the date of the certification
in the application for approval for requalifiers only performing
inspections made under Sec.180.209(g) of this chapter.
(f) Exceptions. Notwithstanding the requirements in paragraphs (b)
and (c) of this section, a person who only performs inspections in
accordance with Sec.180.209(g) of this chapter may submit an
application that, in addition to the information prescribed in Sec.
107.705(a), identifies the DOT specification/special permit cylinders to
be inspected; certifies the requalifier will operate in compliance with
the applicable requirements of subchapter C of this chapter; certifies
the persons performing inspections have been trained and have the
information contained in each applicable CGA pamphlet incorporated by
reference in Sec.171.7 of this chapter applicable to the requalifiers'
activities; and includes the signature of the person making the
certification and the date on which it was signed. Each person must
comply with the applicable requirements in this subpart. In addition,
the procedural requirements in subpart H of this part apply to the
filing, processing and termination of an approval issued under this
subpart. After May 31, 2004, no person may requalify a DOT
specification/special permit cylinder in accordance with Sec.
180.209(g) of this chapter unless that person has been issued a RIN as
provided in paragraph (d) of this section.
(g) Each holder of a current RIN shall report in writing any change
in its name, address, ownership, testing equipment, or management or
personnel performing any function under this section, to the Associate
Administrator (PHH-32) within 20 days of the change.
[67 FR 51639, Aug. 8, 2002, as amended at 68 FR 24659, May 8, 2003; 68
FR 55544, Sept. 26, 2003; 70 FR 56090, Sept. 23, 2005; 70 FR 73162, Dec.
9, 2005; 71 FR 33873, June 12, 2006]
Sec. 107.807 Approval of non-domestic chemical analyses and tests.
(a) General. A person who seeks to manufacture DOT specification or
special permit cylinders outside the United States must seek an approval
from the Associate Administrator to perform the chemical analyses and
tests of those cylinders outside the United States.
(b) Application for approval. Each applicant must submit an
application containing the information prescribed in Sec.107.705(a).
In addition, the application must contain--
(1) The name, address, and a description of each facility at which
cylinders are to be manufactured and chemical analyses and tests are to
be performed;
(2) Complete details concerning the dimensions, materials of
construction, wall thickness, water capacity, shape, type of joints,
location and size of openings and other pertinent physical
characteristics of each specification or special permit cylinder for
which approval is being requested, including calculations for cylinder
wall stress and wall thickness, which may be shown on a drawing or on
separate sheets attached to a descriptive drawing;
(3) The name of the independent inspection agency to be used; and
(4) The signature of the person making the certification and the
date on which it was signed.
(c) Facility inspections. Upon the request of the Associate
Administrator, the applicant must allow the Associate Administrator or
the Associate Administrator's designee to inspect the applicant's
cylinder manufacturing and testing facilities and records, and must
provide such materials and cylinders for analyses and tests as the
Associate Administrator may specify. The applicant or holder must bear
the cost of the initial and subsequent inspections, analyses, and tests.
Sec. 107.809 Conditions of UN pressure receptacle approvals.
(a) Each approval issued under this subpart contains the following
conditions:
(1) Upon the request of the Associate Administrator, the applicant
or holder must allow the Associate Administrator or the Associate
Administrator's designee to inspect the applicant's pressure receptacle
manufacturing and testing facilities and records, and must provide such
materials and pressure receptacles for analyses and tests as the
[[Page 65]]
Associate Administrator may specify. The applicant or holder must bear
the cost of the initial and subsequent inspections, analyses, and tests.
(2) Each holder must comply with all of the terms and conditions
stated in the approval letter issued under this subpart.
(b) In addition to the conditions specified in Sec.107.713, an
approval may be denied or if issued, suspended or terminated if the
Competent Authority of the country of manufacture fails to initiate,
maintain or recognize an IIA approved under this subpart; fails to
recognize UN standard packagings manufactured in accordance with this
subchapter; or implements a condition or limitation on United States
citizens or organizations that is not required of its own citizenry.
[71 FR 33874, June 12, 2006]
PART 110_HAZARDOUS MATERIALS PUBLIC SECTOR TRAINING AND PLANNING GRANTS--
Table of Contents
Sec.
110.1 Purpose.
110.5 Scope.
110.7 Control Number under the Paperwork Reduction Act.
110.10 Eligibility.
110.20 Definitions.
110.30 Grant application.
110.40 Activities eligible for funding.
110.50 Disbursement of Federal funds.
110.60 Cost sharing for planning and training.
110.70 Financial administration.
110.80 Procurement.
110.90 Grant monitoring, reports, and records retention.
110.100 Enforcement.
110.110 After-grant requirements.
110.120 Deviation from this part.
110.130 Disputes.
Authority: 49 U.S.C. 5101-5127; 49 CFR 1.53.
Source: Amdt. 110-1, 57 FR 43067, Sept. 17, 1992, unless otherwise
noted.
Editorial Note: Nomenclature changes to part 110 appear at 70 FR
56090, Sept. 23, 2005.
Sec. 110.1 Purpose.
This part sets forth procedures for reimbursable grants for public
sector planning and training in support of the emergency planning and
training efforts of States, Indian tribes, and local communities to deal
with hazardous materials emergencies, particularly those involving
transportation. These grants will enhance the implementation of the
Emergency Planning and Community Right-to-Know Act of 1986 (42 U.S.C.
11001).
Sec. 110.5 Scope.
(a) This part applies to States and Indian tribes and contains the
program requirements for public sector training and planning grants to
support hazardous materials emergency planning and training efforts.
(b) The requirements contained in 49 CFR part 18, ``Uniform
Administrative Requirements for Grants and Cooperative Agreements to
State and Local Governments'', apply to grants issued under this part.
(c) Copies of standard forms and OMB circulars referenced in this
part are available from the HMTUSA Grants Manager, Pipeline and
Hazardous Materials Safety Administration, U.S. Department of
Transportation, East Building, 1200 New Jersey Avenue, SE., Washington
DC 20590-0001.
[Amdt. 110-1, 57 FR 43067, Sept. 17, 1992, as amended at 72 FR 55683,
Oct. 1, 2007]
Sec. 110.7 Control Number under the Paperwork Reduction Act.
The Office of Management and Budget control number assigned to
collection of information in Sec.Sec.110.30, 110.70, 110.80, and
110.90 is 2137-0586.
Sec. 110.10 Eligibility.
This part applies to States and Indian tribes. States may apply for
planning and training grants. Federally-recognized Indian tribes may
apply for training grants.
Sec. 110.20 Definitions.
Unless defined in this part, all terms defined in 49 U.S.C. 5102 are
used in their statutory meaning and all terms defined in 49 CFR part 18
and OMB Circular A-102, with respect to administrative requirements for
grants, are used as defined therein. Other terms used in this part are
defined as follows:
Allowable costs means those costs that are: eligible, reasonable,
necessary, and allocable to the project permitted by the appropriate
Federal cost principles, and approved in the grant.
[[Page 66]]
Associate Administrator means the Associate Administrator for
Hazardous Materials Safety, Pipeline and Hazardous Materials Safety
Administration.
Budget period means the period of time specified in the grant
agreement during which the project manager may expend or obligate
project funds.
Cost review means the review and evaluation of costs to determine
reasonableness, allocability, and allowability.
Indian country means Indian country as defined in 18 U.S.C. 1151.
That section defines Indian country as all land within the limits of any
reservation under the jurisdiction of the U.S. Government,
notwithstanding the issuance of any patent, and, including rights-of-way
running through the reservation; all dependent Indian communities within
the borders of the United States whether within the original or
subsequently acquired territory thereof, and whether within or without
the limits of a State; and all Indian allotments, the Indian titles to
which have not been extinguished, including rights-of-way running
through the same.
Indian tribe means a tribe ``Federally-recognized'' by the Secretary
of the Interior under 25 CFR 272.2.
Local Emergency Planning Committee (LEPC) means a committee
appointed by the State Emergency Response Commission under section
301(c) of the Emergency Planning and Community Right-to-Know Act of 1986
(42 U.S.C. 11001(c)) that includes at a minimum, representatives from
each of the following groups or organizations: elected State and local
officials; law enforcement, firefighting, civil defense, first aid,
health, local environmental, hospital, and transportation personnel;
broadcast and print media; community groups; and owners and operators of
facilities subject to the emergency planning requirements.
National curriculum means the curriculum required to be developed
under 49 U.S.C. 5115 and necessary to train public sector emergency
response and preparedness teams, enabling them to comply with
performance standards as stated in 49 U.S.C. 5115(c).
Political subdivision means a county, municipality, city, town,
township, local public authority (including any public and Indian
housing agency under the United States Housing Act of 1937 (42 U.S.C.
1401 et seq.), school district, special district, intrastate district,
council of governments (whether or not incorporated as a nonprofit
corporation under State law), any other regional or interstate
government entity, or any agency or instrumentality of a local
government.
Project means the activities and tasks identified in the grant
agreement.
Project manager means the State or Indian tribal official designated
in a grant as the recipient agency's principal program contact with the
Federal Government.
Project officer means the Federal official designated in a grant as
the program contact with the project manager. The project officer is
responsible for monitoring the project.
Project period means the length of time specified in a grant for
completion of all work associated with that project.
State Emergency Response Commission (SERC) means the State Emergency
Response Commission appointed by the Governor of each State and
Territory under the Emergency Planning and Community Right-to-Know Act
of 1986.
Statement of Work means that portion of a grant that describes the
purpose and scope of activities and tasks to be carried out as part of
the proposed project.
[Amdt. 110-1, 57 FR 43067, Sept. 17, 1992, as amended by Amdt. 110-3, 59
FR 49132, Sept. 26, 1994; 66 FR 45377, Aug. 28, 2001]
Sec. 110.30 Grant application.
(a) General. An applicant for a planning or training grant shall use
only the standard application forms approved by the Office of Management
and Budget (OMB) (SF-424 and SF-424A) under the Paperwork Reduction Act
of 1980 (44 U.S.C. 3502). Applicants are required to submit an original
and two copies of the application package to: Grants Manager, Pipeline
and Hazardous Materials Safety Administration, U.S. Department of
Transportation, East Building, 1200 New Jersey Avenue, SE., Washington,
DC 20590-0001. Applications received on or before January 1st and July
1st of each year
[[Page 67]]
will be considered in that cycle of the semi-annual review and award
process. An initial round of the review and award process will consider
applications received on or before November 15, 1992. Requests and
continuation applications must include an original and two copies of the
affected pages; previously submitted pages with information that is
still current do not have to be resubmitted. The application must
include the following:
(1) Application for Federal Assistance for non-construction programs
(SF-424) and Budget sheets (SF-424A). A single application may be used
for both planning and training if the budgets for each are entered
separately on all budget sheets.
(2) For States, a letter from the Governor designating the State
agency that is authorized to apply for a grant and to provide the
written certifications required to receive a grant.
(3) For Indian tribes, a letter from the tribal government,
governing body, or tribal council to the effect that the applicant is
authorized to apply for a grant and to provide the written
certifications required to receive a grant.
(4) A written statement explaining whether the State or tribe
assesses and collects fees on the transportation of hazardous materials
and whether such assessments or fees are used solely to carry out
purposes related to the transportation of hazardous materials.
(5) A statement designating a project manager and providing the
name, position, address and phone number of that individual who will be
responsible for coordinating the funded activities with other agencies/
organizations.
(6) A project narrative statement of the goals and objectives of the
proposed project, project design, and long range plans. The proposed
grant project and budget periods may be one or more years.
(7) A statement of work in support of the proposed project that
describes and sets priorities for the activities and tasks to be
conducted, the costs associated with each activity, the number and types
of deliverables and products to be completed, and a schedule for
implementation.
(8) A description of the major items of costs needed to implement
the statement of work and a copy of any cost or price analysis if
conducted.
(9) Drug-Free Workplace Certification. The applicant must certify as
specified in appendix C of 49 CFR part 29 that it will comply with the
Drug-Free Workplace Act of 1988 (Pub. L. 100-690, title V, subtitle D;
51 U.S.C. 701 et seq.).
(10) Anti-Lobbying Certification. The applicant must certify as
specified in appendix A of 49 CFR part 20 that no Federal funds will be
expended to pay any person for influencing or attempting to influence an
officer or employee of any agency, a Member of Congress, an officer or
employee of Congress, or an employee of a Member of Congress (section
319 of Pub. L. 101-121, 31 U.S.C. 1352).
(11) Debarment and Suspension Certification. The applicant must
certify as specified in subpart G of 49 CFR part 29 that it will not
make an award or permit any award to any party which is debarred or
suspended or is otherwise excluded from or ineligible for participation
in Federal assistance programs.
(b) Planning. In addition to the requirements specified in paragraph
(a) of this section, eligible State applicants must include the
following in their application package:
(1) A written certification that the State is complying with
sections 301 and 303 of the Emergency Planning and Community Right-to-
Know Act of 1986, including a brief explanation of how compliance has
been achieved.
(2) A written statement specifying the aggregate expenditure of
funds of the State, exclusive of Federal funds, for each of its last
five fiscal years for developing, improving, and implementing emergency
plans under the Emergency Planning and Community Right-to-Know Act of
1986, including an explanation specifying the sources of these funds. A
written certification that the State's aggregate expenditures, as
defined by the State, of funds for this purpose, exclusive of Federal
funds, will not fall below the average level of its expenditures for its
last five fiscal years. The applicant may not claim any of these
expenditures for cost-sharing.
(3) A written statement agreeing to make at least 75 percent of the
Federal funds awarded available to LEPCs and
[[Page 68]]
an explanation of how the applicant intends to make such funds available
to them for developing, improving, or implementing emergency plans.
(4) Designation of a project manager to serve as contact for
coordinating planning funds under this program.
(5) A project narrative statement of the goals and objectives of
each proposed project, including the following:
(i) A background statement describing the applicant's long-term
goals and objectives with respect to:
(A) The current abilities and authorities of the applicant's program
for preparedness planning;
(B) The need to sustain or increase program capability;
(C) Current degree of participation in or intention to assess the
need for a regional hazardous materials emergency response team; and
(D) The impact that the grant will have on the program.
(ii) A discussion of whether the applicant's program currently
knows, or intends to assess, transportation flow patterns of hazardous
materials within the State and between that State and another State.
(iii) A schedule for implementing the proposed grant activities.
(iv) A statement describing the ways in which planning will be
monitored by the project manager.
(v) A statement indicating that all members of the State Emergency
Response Commission were provided the opportunity to review the grant
application.
(c) Training. In addition to the requirements specified in paragraph
(a) of this section, eligible State and Indian tribe applicants must
include the following in their application package:
(1) For a State applicant, a written certification explaining how
the State is complying with sections 301 and 303 of the Emergency
Planning and Community Right-to-Know Act.
(2) A written statement specifying the aggregate expenditure of
funds of the State or Indian tribe, exclusive of Federal funds, for each
of its last five fiscal years for training public sector employees to
respond to accidents and incidents involving hazardous materials,
including an explanation specifying the sources of these funds. A
written certification that the applicant's aggregate expenditure, as
defined by the State or tribe, of funds for this purpose, exclusive of
Federal funds, will not fall below the average level of its expenditures
for its last five fiscal years. The applicant may not claim any of these
expenditures for cost-sharing purposes.
(3) For a State applicant, a written statement agreeing to make at
least 75 percent of the Federal funds awarded available for the purpose
of training public sector employees employed or used by political
subdivisions. A State applicant may elect to pass all or some portion of
the grant on to political subdivisions for this purpose. The applicant
must include a specific explanation of how it intends to meet this
requirement.
(4) Designation of a primary point of contact for coordinating
training funded under this program. Identification of a single
repository for copies of course materials delivered under the grant as
specified in Sec.110.90 of this part.
(5) A project narrative statement of the long-range goals and
objectives of each proposed project, including the following:
(i) A background statement describing:
(A) The current hazardous materials training program(s);
(B) Training audience, including numbers and levels of training and
accreditation program for each level or criterion required to advance to
the next level;
(C) Estimated total number of persons to be trained under the
proposed project;
(D) The ways in which training grants will support the integrated
delivery of training to meet the needs of individualized geographic and
resource needs and time considerations of local responders. When
appropriate, a statement describing how the proposed project will
accommodate the different training needs for rural versus urban
environments; and
(E) The impact that the grant and the National Curriculum will have
on the program.
(ii) A statement describing how the National Curriculum will be used
or
[[Page 69]]
modified to train public sector employees at the local level to respond
to accidents and incidents involving hazardous materials.
(iii) A statement describing the ways in which effectiveness of
training will be monitored by the project manager, including, but not
limited to, examinations, critiques, and instructor evaluations.
(iv) A schedule for implementing the proposed training grant
activities.
(v) A statement indicating that all members of the State or Tribal
Emergency Response Commission were provided the opportunity to review
the grant application.
[Amdt. 110-1, 57 FR 43067, Sept. 17, 1992, as amended by Amdt. 110-3, 59
FR 49132, Sept. 26, 1994; 70 FR 73162, Dec. 9, 2005; 72 FR 55683, Oct.
1, 2007]
Sec. 110.40 Activities eligible for funding.
(a) Planning. Eligible State applicants may receive funding for the
following activities:
(1) Development, improvement, and implementation of emergency plans
required under the Emergency Planning and Community Right-to-Know Act of
1986, as well as exercises which test the emergency plan. Enhancement of
emergency plans to include hazard analysis as well as response
procedures for emergencies involving transportation of hazardous
materials, including radioactive materials.
(2) An assessment to determine flow patterns of hazardous materials
within a State, between a State and another State or Indian country, and
development and maintenance of a system to keep such information
current.
(3) An assessment of the need for regional hazardous materials
emergency response teams.
(4) An assessment of local response capabilities.
(5) Conduct of emergency response drills and exercises associated
with emergency preparedness plans.
(6) Provision of technical staff to support the planning effort.
(7) Additional activities the Associate Administrator deems
appropriate to implement the scope of work for the proposed project plan
and approved in the grant.
(b) Training. Eligible State and Indian tribe applicants may receive
funding for the following activities:
(1) An assessment to determine the number of public sector employees
employed or used by a political subdivision who need the proposed
training and to select courses consistent with the National Curriculum.
(2) Delivery of comprehensive preparedness and response training to
public sector employees. Design and delivery of preparedness and
response training to meet specialized needs. Financial assistance for
trainees and for the trainers, if appropriate, such as tuition, travel
expenses to and from a training facility, and room and board while at
the training facility.
(3) Emergency response drills and exercises associated with
training, a course of study, and tests and evaluation of emergency
preparedness plans.
(4) Expenses associated with training by a person (including a
department, agency, or instrumentality of a State or political
subdivision thereof or an Indian tribe) and activities necessary to
monitor such training including, but not limited to examinations,
critiques and instructor evaluations.
(5) Provision of staff to manage the training effort designed to
result in increased benefits, proficiency, and rapid deployment of local
and regional responders.
(6) Additional activities the Associate Administrator deems
appropriate to implement the scope of work for the proposed project and
approved in the grant.
[Amdt. 110-1, 57 FR 43067, Sept. 17, 1992, as amended by 66 FR 45377,
Aug. 28, 2001]
Sec. 110.50 Disbursement of Federal funds.
(a) Preaward expenditures may not be reimbursed.
(b) Reimbursement may not be made for a project plan unless approved
in the grant award.
(c) If a recipient agency seeks additional funds, the amendment
request will be evaluated on the basis of needs, performance and
availability of funds. An existing grant is not a commitment of future
Federal funding.
[[Page 70]]
Sec. 110.60 Cost sharing for planning and training.
(a) The recipient agency must provide 20 percent of the direct and
indirect costs of all activities covered under the grant award program
with non-Federal funds. Recipients may either use cash (hard-match), in-
kind (soft-match) contributions, or a combination of in-kind plus hard-
match to meet this requirement. In-kind (soft-match) contributions are
in addition to the maintenance of effort required of recipients of grant
awards. The types of contributions allowed are as follows:
(1) Any funds from a State, local, or other non-Federal source used
for an eligible activity as defined in Sec.110.40 in this part.
(2) The dollar equivalent value of an eligible activity as defined
in Sec.110.40 of this part provided by a State, local, or other non-
Federal source.
(3) The value of participants' salary while attending a planning or
training activity contained in the approved grant application provided
by a State, local, or other non-Federal source.
(4) Additional types of in-kind contributions the Associate
Administrator deems appropriate.
(b) Funds used for matching purposes under any other Federal grant
or cooperative agreement may not be used for matching purposes. The
funds expended by a recipient agency to qualify for the grant may not be
used for cost-sharing purposes.
(c) Acceptable contributions for matching and cost sharing purposes
must conform to 49 CFR part 18.
[Amdt. 110-1, 57 FR 43067, Sept. 17, 1992, as amended by Amdt. 110-3, 59
FR 49132, Sept. 26, 1994; 66 FR 45377, Aug. 28, 2001]
Sec. 110.70 Financial administration.
(a) A State must expend and account for grant funds in accordance
with State laws and procedures for expending and accounting for its own
funds. Fiscal control and accounting procedures of the State, as well as
its subgrantees and cost-type contractors, must be sufficient to:
(1) Permit the preparation of reports required by 49 CFR part 18 and
this part, including the tracing of funds provided for planning to a
level of expenditure adequate to establish that at least 75 percent of
the funds provided were made available to LEPCs for developing,
improving, and implementing emergency plans; and the tracing of funds
provided for training to a level of expenditure adequate to establish
that at least 75 percent of the funds provided were made available for
the purposes of training public sector employees employed or used by
political subdivisions.
(2) Permit the tracing of funds to a level of expenditure adequate
to establish that such funds have not been used in violation of the
restrictions and prohibitions of applicable statutes.
(b) The financial management systems of Indian tribes and any
subgrantees must meet the standards of 49 CFR 18.20, including the
ability to trace funds provided for training to a level of expenditure
adequate to establish that at least 75 percent of the funds provided
were made available for the purposes of training public sector employees
employed or used by political subdivisions.
(c) Advances shall be made to States and Indian tribes consistent
with 49 CFR part 18 and 31 CFR part 205. The Associate Administrator
shall base these advances on demonstrated need, which will be determined
on a case-by-case basis, considering such factors as State/Tribal budget
constraints and reductions in amounts budgeted for hazardous materials
activities. To obtain an advance, a State or Indian tribe must comply
with the following requirements:
(1) A letter from the Governor or Tribal leader or their designee is
required specifying the extenuating circumstances requiring the funding
advance for the grant;
(2) The maximum advance request may not be more than $25,000 for
each State or Indian tribe;
(3) Recipients of advance funding must obligate those funds within 3
months of receipt;
(4) Advances including interest will be deducted from the initial
reimbursement to the State or Indian tribe; and
(5) The State or Indian tribe will have its allocation of current
grant funds reduced and will not be permitted to apply for future grant
funds
[[Page 71]]
until the advance is covered by a request for reimbursement. For
example, if $25,000 is advanced for personnel costs, this advance would
be deducted from the initial reimbursement in the year the advance was
made.
(d) To be allowable, costs must be eligible, reasonable, necessary,
and allocable to the approved project in accordance with OMB Circular A-
87 and included in the grant award. Costs incurred prior to the award of
any grant are not allowable. Recipient agencies are responsible for
obtaining audits in accordance with the Single Audit Act of 1984 (31
U.S.C. 7501), 49 CFR part 90, and OMB Circular A-128. Audits shall be
made by an independent auditor in accordance with generally accepted
government auditing standards covering financial and compliance audits.
The Associate Administrator may audit a recipient agency at any time.
[Amdt. 110-1, 57 FR 43067, Sept. 17, 1992, as amended by 66 FR 45377,
Aug. 28, 2001]
Sec. 110.80 Procurement.
Project managers shall use procurement procedures and practices
which reflect applicable State laws and regulations and Federal
requirements as specified in 49 CFR 18.36.
Sec. 110.90 Grant monitoring, reports, and records retention.
(a) Grant monitoring. Project managers are responsible for managing
the day-to-day operations of grant, subgrant and contract-supported
activities. Project managers must monitor performance of supported
activities to assure compliance with applicable Federal requirements and
achievement of performance goals. Monitoring must cover each program,
function, activity, or task covered by the grant. Monitoring and
reporting requirements for planning and training are contained in this
part; general grant reporting requirements are specified in 49 CFR
18.40.
(b) Reports. (1) The project manager shall submit a performance
report at the completion of an activity for which reimbursement is being
requested or with a request to amend the grant. The final performance
report is due 90 days after the expiration or termination of the grant.
(2) Project managers shall submit an original and two copies of all
performance reports. Performance reports for planning and training must
include comparison of actual accomplishments to the stated goals and
objectives established for the performance period, and the reasons for
not achieving those goals and objectives, if applicable.
(3) Project managers shall report developments or events that occur
between the required performance reporting dates which have significant
impact upon the planning and training activity such as:
(i) Problems, delays, or adverse conditions which will impair the
ability to meet the objective of the grant; and
(ii) Favorable developments which enable meeting time schedules and
objectives sooner or at less cost than anticipated or producing more
beneficial results than originally planned.
(4) Financial reporting, except as provided in Sec.110.70 and 49
CFR 18.41, shall be supplied quarterly using Standard Form 270, Request
for Advance or Reimbursement, to report the status of funds. The project
manager shall report separately on planning and training.
(c) Records retention. In accordance with 49 CFR 18.42, all
financial and programmatic records, supporting documents, statistical
records, training materials, and other documents generated under a grant
shall be maintained by the project manager for three years from the date
the project manager submits the final financial status report (SF 269)
or Request for Advance or Reimbursement (SF 270). The project manager
shall designate a repository and single-point of contact for planning
and for training, or both, for these purposes. If any litigation, claim,
negotiation, audit or other action involving the records has been
started before the expiration of the 3-year period, the records must be
retained until completion of the action and resolution of all issues
which arise from it, or until the end of the regular 3-year period,
whichever is later.
Sec. 110.100 Enforcement.
If a recipient agency fails to comply with any term of an award
(whether
[[Page 72]]
stated in a Federal statute or regulation, an assurance, a State plan or
application, a notice of award, or elsewhere) a noncompliance action may
be taken as specified in 40 CFR 18.43. The recipient agency may appeal
any such actions as specified in 49 CFR part 18. Costs incurred by the
recipient agency during a suspension or after termination of an award
are not allowable unless the Associate Administrator authorizes it in
writing. Grant awards may be terminated in whole or in part with the
consent of the recipient at any agreed upon effective date, or by the
recipient upon written notification.
[Amdt. 110-1, 57 FR 43067, Sept. 17, 1992, as amended by 66 FR 45377,
Aug. 28, 2001]
Sec. 110.110 After-grant requirements.
The Associate Administrator will close out the award upon
determination that all applicable administrative actions and all
required work of the grant are complete in accordance with subpart D of
49 CFR part 18. The project manager must submit all financial,
performance, and other reports required as a condition of the grant,
within 90 days after the expiration or termination of the grant. This
time frame may be extended by the Associate Administrator for Hazardous
Materials Safety for cause.
[Amdt. 110-1, 57 FR 43067, Sept. 17, 1992, as amended by 66 FR 45377,
Aug. 28, 2001]
Sec. 110.120 Deviation from this part.
Recipient agencies may request a deviation from the non-statutory
provisions of this part. The Associate Administrator will respond to
such requests in writing. If appropriate, the decision will be included
in the grant agreement. Request for deviations from part 110 must be
submitted to: Grants Manager, Pipeline and Hazardous Materials Safety
Administration, U.S. Department of Transportation, East Building, 1200
New Jersey Avenue, SE., Washington, DC 20590-0001.
[Amdt. 110-1, 57 FR 43067, Sept. 17, 1992, as amended by Amdt. 110-3, 59
FR 49132, Sept. 26, 1994; 66 FR 45377, Aug. 28, 2001; 72 FR 55683, Oct.
1, 2007]
Sec. 110.130 Disputes.
Disputes should be resolved at the lowest level possible, beginning
with the project manager and the project officer. If an agreement cannot
be reached, the Administrator, PHMSA, will serve as the dispute
resolution official, whose decision will be final.
[[Page 73]]
SUBCHAPTER B_OIL TRANSPORTATION
PART 130_OIL SPILL PREVENTION AND RESPONSE PLANS--Table of Contents
Sec.
130.1 Purpose.
130.2 Scope.
130.3 General requirements.
130.5 Definitions.
130.11 Communication requirements.
130.21 Packaging requirements.
130.31 Response plans.
130.33 Response plan implementation.
Authority: 33 U.S.C. 1321.
Source: Amdt. 130-2, 61 FR 30541, June 17, 1996, unless otherwise
noted.
Sec. 130.1 Purpose.
This part prescribes prevention, containment and response planning
requirements of the Department of Transportation applicable to
transportation of oil by motor vehicles and rolling stock.
Sec. 130.2 Scope.
(a) The requirements of this part apply to--
(1) Any liquid petroleum oil in a packaging having a capacity of
3,500 gallons or more; and
(2) Any liquid petroleum or non-petroleum oil in a quantity greater
than 42,000 gallons per packaging.
(b) The requirements of this part have no effect on--
(1) The applicability of the Hazardous Materials Regulations set
forth in subchapter C of this chapter; and
(2) The discharge notification requirements of the United States
Coast Guard (33 CFR part 153) and EPA (40 CFR part 110).
(c) The requirements of this part do not apply to--
(1) Any mixture or solution in which oil is in a concentration by
weight of less than 10 percent.
(2) Transportation of oil by aircraft or vessel.
(3) Any petroleum oil carried in a fuel tank for the purpose of
supplying fuel for propulsion of the transport vehicle to which it is
attached.
(4) Oil transport exclusively within the confines of a non-
transportation-related or terminal facility in a vehicle not intended
for use in interstate or intrastate commerce (see 40 CFR part 112,
appendix A).
(d) The requirements in Sec.130.31(b) of this part do not apply to
mobile marine transportation-related facilities (see 33 CFR part 154).
Sec. 130.3 General requirements.
No person may offer or accept for transportation or transport oil
subject to this part unless that person--
(a) Complies with this part; and
(b) Has been instructed on the applicable requirements of this part.
Sec. 130.5 Definitions.
In this subchapter: Animal fat means a non-petroleum oil, fat, or
grease derived from animals, not specifically identified elsewhere in
this part.
Contract or other means is:
(1) A written contract with a response contractor identifying and
ensuring the availability of the necessary personnel or equipment within
the shortest practicable time;
(2) A written certification by the owner or operator that the
necessary personnel or equipment can and will be made available by the
owner or operator within the shortest practicable time; or
(3) Documentation of membership in an oil spill response
organization that ensures the owner's or operator's access to the
necessary personnel or equipment within the shortest practicable time.
EPA means the U.S. Environmental Protection Agency.
Liquid means a material that has a vertical flow of over two inches
(50 mm) within a three-minute period, or a material having one gram or
more liquid separation, when determined in accordance with the
procedures specified in ASTM D 4359-84, ``Standard Test Method for
Determining Whether a Material is a Liquid or a Solid,'' 1990 edition,
which is incorporated by reference.
Note: This incorporation by reference has been approved by the
Director of the Federal Register in accordance with 5 U.S.C. 552(a) and
1 CFR part 51. A copy may be obtained
[[Page 74]]
from the American Society for Testing and Materials, 1916 Race Street,
Philadelphia, PA 19103. Copies may be inspected at the Office of
Hazardous Materials Safety, Office of Hazardous Materials Standards,
Room 8422, DOT headquarters building, 400 7th St., SW, Washington, DC
20590, or at the National Archives and Records Administration (NARA).
For information on the availability of this material at NARA, call 202-
741-6030, or go to: http://www.archives.gov/federal--register/code--of--
federal--regulations/ibr--locations.html.
Maximum extent practicable means the limits of available technology
and the practical and technical limits on an owner or operator of an
onshore facility in planning the response resources required to provide
the on-water recovery capability and the shoreline protection and
cleanup capability to conduct response activities for a worst-case
discharge of oil in adverse weather.
Non-petroleum oil means any animal fat, vegetable oil or other non-
petroleum oil.
Oil means oil of any kind or in any form, including, but not limited
to, petroleum, fuel oil, sludge, oil refuse, and oil mixed with wastes
other than dredged spoil.
Note: This definition does not include hazardous substances (see 40
CFR part 116).
Other non-petroleum oil means a non-petroleum oil of any kind that
is not an animal fat or vegetable oil.
Packaging means a receptacle and any other components or materials
necessary for the receptacle to perform its containment function in
conformance with the packaging requirements of this part. A
compartmented tank is a single packaging.
Person means an individual, firm, corporation, partnership,
association, State, municipality, commission, or political subdivision
of a State, or any interstate body, as well as a department, agency, or
instrumentality of the executive, legislative or judicial branch of the
Federal Government.
Petroleum oil means any oil extracted or derived from geological
hydrocarbon deposits, including fractions thereof.
Qualified individual means an individual familiar with the response
plan, trained in his or her responsibilities in implementing the plan,
and authorized, on behalf of the owner or operator, to initiate all
response activities identified in the plan, to enter into response-
related contracts and obligate funds for such contracts, and to act as a
liaison with the on-scene coordinator and other responsible officials.
The qualified individual must be available at all times the owner or
operator is engaged in transportation subject to part 130 (alone or in
conjunction with an equally qualified alternate), must be fluent in
English, and must have in his or her possession documentation of the
required authority.
Transports or Transportation means any movement of oil by highway or
rail, and any loading, unloading, or storage incidental thereto.
Vegetable oil means a non-petroleum oil or fat derived from plant
seeds, nuts, kernels or fruits, not specifically identified elsewhere in
this part.
Worst-case discharge means ``the largest foreseeable discharge in
adverse weather conditions,'' as defined at 33 U.S.C. 1321(a)(24). The
largest foreseeable discharge from a motor vehicle or rail car is the
capacity of the cargo container. The term ``maximum potential
discharge,'' used in Sec.130.31(a), is synonymous with ``worst-case
discharge.''
[Amdt. 130-2, 61 FR 30541, June 17, 1996, as amended by 66 FR 45378,
Aug. 28, 2001; 67 FR 61011, Sept. 27, 2002; 69 FR 18803, Apr. 9, 2004]
Sec. 130.11 Communication requirements.
(a) No person may offer oil subject to this part for transportation
unless that person provides the person accepting the oil for
transportation a document indicating the shipment contains oil.
(b) No person may transport oil subject to this part unless a
readily available document indicating that the shipment contains oil is
in the possession of the transport vehicle operator during
transportation.
(c) A material subject to the requirements of this part need not be
specifically identified as oil when the shipment document accurately
describes the material as: aviation fuel, diesel fuel, fuel oil,
gasoline, jet fuel, kerosene, motor fuel, or petroleum.
Sec. 130.21 Packaging requirements.
Each packaging used for the transportation of oil subject to this
part
[[Page 75]]
must be designed, constructed, maintained, closed, and loaded so that,
under conditions normally incident to transportation, there will be no
release of oil to the environment.
Sec. 130.31 Response plans.
(a) After September 30, 1993, no person may transport oil subject to
this part unless that person has a current basic written plan that:
(1) Sets forth the manner of response to discharges that may occur
during transportation;
(2) Takes into account the maximum potential discharge of the
contents from the packaging;
(3) Identifies private personnel and equipment available to respond
to a discharge;
(4) Identifies the appropriate persons and agencies (including their
telephone numbers) to be contacted in regard to such a discharge and its
handling, including the National Response Center; and
(5) For each motor carrier, is retained on file at that person's
principal place of business and at each location where dispatching of
motor vehicles occurs; and for each railroad, is retained on file at
that person's principal place of business and at the dispatcher's
office.
(b) After February 18, 1993, no person may transport an oil subject
to this part in a quantity greater than 1,000 barrels (42,000 gallons)
unless that person has a current comprehensive written plan that:
(1) Conforms with all requirements specified in paragraph (a) of
this section;
(2) Is consistent with the requirements of the National Contingency
Plan (40 CFR part 300) and Area Contingency Plans;
(3) Identifies the qualified individual having full authority to
implement removal actions, and requires immediate communications between
that individual and the appropriate Federal official and the persons
providing spill response personnel and equipment;
(4) Identifies, and ensures by contract or other means the
availability of, private personnel (including address and phone number),
and the equipment necessary to remove, to the maximum extent
practicable, a worst case discharge (including a discharge resulting
from fire or explosion) and to mitigate or prevent a substantial threat
of such a discharge;
(5) Describes the training, equipment testing, periodic unannounced
drills, and response actions of facility personnel, to be carried out
under the plan to ensure the safety of the facility and to mitigate or
prevent the discharge, or the substantial threat of such a discharge;
and
(6) Is submitted, and resubmitted in the event of any significant
change, to the Federal Railroad Administrator (for tank cars), or to the
Federal Highway Administrator (for cargo tanks) at East Building, 1200
New Jersey Avenue, SE., Washington, DC 20590-0001.
(Approved by the Office of Management and Budget under control number
2137-0591)
[Amdt. 130-2, 61 FR 30541, June 17, 1996, as amended at 72 FR 55683,
Oct. 1, 2007]
Sec. 130.33 Response plan implementation.
If, during transportation of oil subject to this part, a discharge
occurs--into or on the navigable waters of the United States; on the
adjoining shorelines to the navigable waters; or that may affect natural
resources belonging to, appertaining to, or under the exclusive
management authority of, the United States--the person transporting the
oil shall implement the plan required by Sec.130.31, in a manner
consistent with the National Contingency Plan, 40 CFR part 300, or as
otherwise directed by the Federal on-scene coordinator.
[[Page 76]]
SUBCHAPTER C_HAZARDOUS MATERIALS REGULATIONS
PART 171_GENERAL INFORMATION, REGULATIONS, AND DEFINITIONS--Table of
Contents
Sec.
Subpart A_Applicability, General Requirements, and North American
Shipments
171.1 Applicability of Hazardous Materials Regulations (HMR) to persons
and functions.
171.2 General requirements.
171.3 Hazardous waste.
171.4 Marine pollutants.
171.6 Control numbers under the Paperwork Reduction Act.
171.7 Reference material.
171.8 Definitions and abbreviations.
171.9 Rules of construction.
171.10 Units of measure.
171.11 [Reserved]
171.12 North American Shipments.
171.12a [Reserved]
171.14 Transitional provisions for implementing certain requirements.
Subpart B_Incident Reporting, Notification, BOE Approvals and
Authorization
171.15 Immediate notice of certain hazardous materials incidents.
171.16 Detailed hazardous materials incident reports.
171.17-171.18 [Reserved]
171.19 Approvals or authorizations issued by the Bureau of Explosives.
171.20 Submission of Examination Reports.
171.21 Assistance in investigations and special studies.
Subpart C_Authorization and Requirements for the Use of International
Transport Standards and Regulations
171.22 Authorization and conditions for the use of international
standards and regulations.
171.23 Requirements for specific materials and packagings transported
under the ICAO Technical Instructions, IMDG Code, Transport
Canada TDG Regulations, or the IAEA Regulations.
171.24 Additional requirements for the use of the ICAO Technical
Instructions.
171.25 Additional requirements for the use of the IMDG Code.
171.26 Additional requirements for the use of the IAEA Regulations.
Authority: 49 U.S.C. 5101-5127, 44701; 49 CFR 1.45 and 1.53; Pub. L.
101-410 section 4 (28 U.S.C. 2461 note); Pub. L. 104-134 section 31001.
Editorial Note: Nomenclature changes to part 171 appear at 70 FR
56090, Sept. 23, 2005.
Subpart A_Applicability, General Requirements, and North American
Shipments
Sec. 171.1 Applicability of Hazardous Materials Regulations (HMR) to persons and functions.
Federal hazardous materials transportation law (49 U.S.C. 5101 et
seq.) directs the Secretary of Transportation to establish regulations
for the safe and secure transportation of hazardous materials in
commerce, as the Secretary considers appropriate. The Secretary is
authorized to apply these regulations to persons who transport hazardous
materials in commerce. In addition, the law authorizes the Secretary to
apply these regulations to persons who cause hazardous materials to be
transported in commerce. The law also authorizes the Secretary to apply
these regulations to persons who manufacture or maintain a packaging or
a component of a packaging that is represented, marked, certified, or
sold as qualified for use in the transportation of a hazardous material
in commerce. Federal hazardous material transportation law also applies
to anyone who indicates by marking or other means that a hazardous
material being transported in commerce is present in a package or
transport conveyance when it is not, and to anyone who tampers with a
package or transport conveyance used to transport hazardous materials in
commerce or a required marking, label, placard, or shipping description.
Regulations prescribed in accordance with Federal hazardous materials
transportation law shall govern safety aspects, including security, of
the transportation of hazardous materials that the Secretary considers
appropriate. In 49 CFR 1.53, the Secretary delegated authority to issue
regulations for the safe and secure transportation of hazardous
materials in commerce to the Pipeline and Hazardous
[[Page 77]]
Materials Safety Administrator. The Administrator issues the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171 through 180) under that
delegated authority. This section addresses the applicability of the HMR
to packagings represented as qualified for use in the transportation of
hazardous materials in commerce and to pre-transportation and
transportation functions.
(a) Packagings. Requirements in the HMR apply to each person who
manufactures, fabricates, marks, maintains, reconditions, repairs, or
tests a packaging or a component of a packaging that is represented,
marked, certified, or sold as qualified for use in the transportation of
a hazardous material in commerce, including each person under contract
with any department, agency, or instrumentality of the executive,
legislative, or judicial branch of the Federal government who
manufactures, fabricates, marks, maintains, reconditions, repairs, or
tests a packaging or a component of a packaging that is represented,
marked, certified, or sold as qualified for use in the transportation of
a hazardous material in commerce.
(b) Pre-transportation functions. Requirements in the HMR apply to
each person who offers a hazardous material for transportation in
commerce, causes a hazardous material to be transported in commerce, or
transports a hazardous material in commerce and who performs or is
responsible for performing a pre-transportation function, including each
person performing pre-transportation functions under contract with any
department, agency, or instrumentality of the executive, legislative, or
judicial branch of the Federal government. Pre-transportation functions
include, but are not limited to, the following:
(1) Determining the hazard class of a hazardous material.
(2) Selecting a hazardous materials packaging.
(3) Filling a hazardous materials packaging, including a bulk
packaging.
(4) Securing a closure on a filled or partially filled hazardous
materials package or container or on a package or container containing a
residue of a hazardous material.
(5) Marking a package to indicate that it contains a hazardous
material.
(6) Labeling a package to indicate that it contains a hazardous
material.
(7) Preparing a shipping paper.
(8) Providing and maintaining emergency response information.
(9) Reviewing a shipping paper to verify compliance with the HMR or
international equivalents.
(10) For each person importing a hazardous material into the United
States, providing the shipper with timely and complete information as to
the HMR requirements that will apply to the transportation of the
material within the United States.
(11) Certifying that a hazardous material is in proper condition for
transportation in conformance with the requirements of the HMR.
(12) Loading, blocking, and bracing a hazardous materials package in
a freight container or transport vehicle.
(13) Segregating a hazardous materials package in a freight
container or transport vehicle from incompatible cargo.
(14) Selecting, providing, or affixing placards for a freight
container or transport vehicle to indicate that it contains a hazardous
material.
(c) Transportation functions. Requirements in the HMR apply to
transportation of a hazardous material in commerce and to each person
who transports a hazardous material in commerce, including each person
under contract with any department, agency, or instrumentality of the
executive, legislative, or judicial branch of the Federal government who
transports a hazardous material in commerce. Transportation of a
hazardous material in commerce begins when a carrier takes physical
possession of the hazardous material for the purpose of transporting it
and continues until the package containing the hazardous material is
delivered to the destination indicated on a shipping document, package
marking, or other medium, or, in the case of a rail car, until the car
is delivered to a private track or siding. For a private motor carrier,
transportation of a hazardous material in commerce begins when a motor
vehicle driver takes possession of a hazardous
[[Page 78]]
material for the purpose of transporting it and continues until the
driver relinquishes possession of the package containing the hazardous
material at its destination and is no longer responsible for performing
functions subject to the HMR with respect to that particular package.
Transportation of a hazardous material in commerce includes the
following:
(1) Movement. Movement of a hazardous material by rail car,
aircraft, motor vehicle, or vessel (except as delegated by Department of
Homeland Security Delegation No. 0170 at 2(103)).
(2) Loading incidental to movement of a hazardous material. Loading
of packaged or containerized hazardous material onto a transport
vehicle, aircraft, or vessel for the purpose of transporting it,
including blocking and bracing a hazardous materials package in a
freight container or transport vehicle, and segregating a hazardous
materials package in a freight container or transport vehicle from
incompatible cargo, when performed by carrier personnel or in the
presence of carrier personnel. For a bulk packaging, loading incidental
to movement is filling the packaging with a hazardous material for the
purpose of transporting it when performed by carrier personnel or in the
presence of carrier personnel (except as delegated by Department of
Homeland Security Delegation No. 0170 at 2(103)), including
transloading.
(3) Unloading incidental to movement of a hazardous material.
Removing a package or containerized hazardous material from a transport
vehicle, aircraft, or vessel; or for a bulk packaging, emptying a
hazardous material from the bulk packaging after the hazardous material
has been delivered to the consignee when performed by carrier personnel
or in the presence of carrier personnel or, in the case of a private
motor carrier, while the driver of the motor vehicle from which the
hazardous material is being unloaded immediately after movement is
completed is present during the unloading operation. (Emptying a
hazardous material from a bulk packaging while the packaging is on board
a vessel is subject to separate regulations as delegated by Department
of Homeland Security Delegation No. 0170 at 2(103).) Unloading
incidental to movement includes transloading.
(4) Storage incidental to movement of a hazardous material. Storage
of a transport vehicle, freight container, or package containing a
hazardous material by any person between the time that a carrier takes
physical possession of the hazardous material for the purpose of
transporting it until the package containing the hazardous material has
been delivered to the destination indicated on a shipping document,
package marking, or other medium, or, in the case of a private motor
carrier, between the time that a motor vehicle driver takes physical
possession of the hazardous material for the purpose of transporting it
until the driver relinquishes possession of the package at its
destination and is no longer responsible for performing functions
subject to the HMR with respect to that particular package.
(i) Storage incidental to movement includes--
(A) Storage at the destination shown on a shipping document,
including storage at a transloading facility, provided the original
shipping documentation identifies the shipment as a through-shipment and
identifies the final destination or destinations of the hazardous
material; and
(B) A rail car containing a hazardous material that is stored on
track that does not meet the definition of ``private track or siding''
in Sec.171.8, even if the car has been delivered to the destination
shown on the shipping document.
(ii) Storage incidental to movement does not include storage of a
hazardous material at its final destination as shown on a shipping
document.
(d) Functions not subject to the requirements of the HMR. The
following are examples of activities to which the HMR do not apply:
(1) Storage of a freight container, transport vehicle, or package
containing a hazardous material at an offeror facility prior to a
carrier taking possession of the hazardous material for movement in
transportation in commerce or, for a private motor carrier, prior to a
motor vehicle driver
[[Page 79]]
taking physical possession of the hazardous material for movement in
transportation in commerce.
(2) Unloading of a hazardous material from a transport vehicle or a
bulk packaging performed by a person employed by or working under
contract to the consignee following delivery of the hazardous material
by the carrier to its destination and departure from the consignee's
premises of the carrier's personnel or, in the case of a private
carrier, departure of the driver from the unloading area.
(3) Storage of a freight container, transport vehicle, or package
containing a hazardous material after its delivery by a carrier to the
destination indicated on a shipping document, package marking, or other
medium, or, in the case of a rail car, storage of a rail car on private
track.
(4) Rail and motor vehicle movements of a hazardous material
exclusively within a contiguous facility boundary where public access is
restricted, except to the extent that the movement is on or crosses a
public road or is on track that is part of the general railroad system
of transportation, unless access to the public road is restricted by
signals, lights, gates, or similar controls.
(5) Transportation of a hazardous material in a motor vehicle,
aircraft, or vessel operated by a Federal, state, or local government
employee solely for noncommercial Federal, state, or local government
purposes.
(6) Transportation of a hazardous material by an individual for non-
commercial purposes in a private motor vehicle, including a leased or
rented motor vehicle.
(7) Any matter subject to the postal laws and regulations of the
United States.
(e) Requirements of other Federal agencies. Each facility at which
pre-transportation or transportation functions are performed in
accordance with the HMR may be subject to applicable standards and
regulations of other Federal agencies.
(f) Requirements of state and local government agencies. (1) Under
49 U.S.C. 5125, a requirement of a state, political subdivision of a
state, or an Indian tribe is preempted, unless otherwise authorized by
another Federal statute or DOT issues a waiver of preemption, if--
(i) Complying with both the non-Federal requirement and Federal
hazardous materials transportation law, the regulations issued under
Federal hazardous material transportation law or a hazardous material
transportation security regulation or directive issued by the Secretary
of Homeland Security is not possible;
(ii) The non-Federal requirement, as applied or enforced, is an
obstacle to accomplishing and carrying out Federal hazardous materials
transportation law, the regulations issued under Federal hazardous
material transportation law, or a hazardous material transportation
security regulation or directive issued by the Secretary of Homeland
Security;
(iii) The non-Federal requirement is not substantively the same as a
provision of Federal hazardous materials transportation law, the
regulations issued under Federal hazardous material transportation law,
or a hazardous material transportation security regulation or directive
issued by the Secretary of Homeland Security with respect to--
(A) The designation, description, and classification of hazardous
material;
(B) The packing, repacking, handling, labeling, marking, and
placarding of hazardous material;
(C) The preparation, execution, and use of shipping documents
related to hazardous material and requirements related to the number,
contents, and placement of those documents;
(D) The written notification, recording, and reporting of the
unintentional release of hazardous material; or
(E) The design, manufacturing, fabricating, marking, maintenance,
reconditioning, repairing, or testing of a package or container
represented, marked, certified, or sold as qualified for use in
transporting hazardous material.
(iv) A non-Federal designation, limitation or requirement on highway
routes over which hazardous material may or may not be transported does
not comply with the regulations in subparts C and D of part 397 of this
title; or
[[Page 80]]
(v) A fee related to the transportation of a hazardous material is
not fair or is used for a purpose that is not related to transporting
hazardous material, including enforcement and planning, developing, and
maintaining a capability for emergency response.
(2) Subject to the limitations in paragraph (f)(1) of this section,
each facility at which functions regulated under the HMR are performed
may be subject to applicable laws and regulations of state and local
governments and Indian tribes.
(3) The procedures for DOT to make administrative determinations of
preemption are set forth in subpart E of part 397 of this title with
respect to non-Federal requirements on highway routing (paragraph
(f)(1)(iv) of this section) and in subpart C of part 107 of this chapter
with respect to all other non-Federal requirements.
(g) Penalties for noncompliance. Each person who knowingly violates
a requirement of the Federal hazardous material transportation law, an
order issued under Federal hazardous material transportation law,
subchapter A of this chapter, or a special permit or approval issued
under subchapter A or C of this chapter is liable for a civil penalty of
not more than $50,000 and not less than $250 for each violation, except
the maximum civil penalty is $100,000 if the violation results in death,
serious illness or severe injury to any person or substantial
destruction of property, and a minimum $450 civil penalty applies to a
violation relating to training. When a violation is a continuing one and
involves transporting of hazardous material or causing them to be
transported, each day of the violation is a separate offense. Each
person who knowingly violates Sec.171.2(l) or willfully or recklessly
violates a provision of the Federal hazardous material transportation
law, an order issued under Federal hazardous material transportation
law, subchapter A of this chapter, or a special permit or approval
issued under subchapter A or C of this chapter, shall be fined under
title 18, United States Code, or imprisoned for not more than 5 years,
or both, except the maximum amount of imprisonment shall be 10 years in
any case in which a violation involves the release of a hazardous
material which results in death or bodily injury to any person.
[68 FR 61937, Oct. 30, 2003; 70 FR 20031, Apr. 15, 2005, as amended at
70 FR 73162, Dec. 9, 2005; 71 FR 8488, Feb. 17, 2006; 71 FR 44931, Aug.
8, 2006]
Sec. 171.2 General requirements.
(a) Each person who performs a function covered by this subchapter
must perform that function in accordance with this subchapter.
(b) Each person who offers a hazardous material for transportation
in commerce must comply with all applicable requirements of this
subchapter, or an exemption or special permit, approval, or registration
issued under this subchapter or under subchapter A of this chapter.
There may be more than one offeror of a shipment of hazardous materials.
Each offeror is responsible for complying with the requirements of this
subchapter, or an exemption or special permit, approval, or registration
issued under this subchapter or subchapter A of this chapter, with
respect to any pre-transportation function that it performs or is
required to perform; however, each offeror is responsible only for the
specific pre-transportation functions that it performs or is required to
perform, and each offeror may rely on information provided by another
offeror, unless that offeror knows or, a reasonable person, acting in
the circumstances and exercising reasonable care, would have knowledge
that the information provided by the other offeror is incorrect.
(c) Each person who performs a function covered by or having an
effect on a specification or activity prescribed in part 178, 179, or
180 of this subchapter, an approval issued under this subchapter, or an
exemption or special permit issued under subchapter A of this chapter,
must perform the function in accordance with that specification,
approval, an exemption or special permit, as appropriate.
(d) No person may offer or accept a hazardous material for
transportation in commerce or transport a hazardous material in commerce
unless that person is registered in conformance with subpart G of part
107 of this chapter, if applicable.
[[Page 81]]
(e) No person may offer or accept a hazardous material for
transportation in commerce unless the hazardous material is properly
classed, described, packaged, marked, labeled, and in condition for
shipment as required or authorized by applicable requirements of this
subchapter or an exemption or special permit, approval, or registration
issued under this subchapter or subchapter A of this chapter.
(f) No person may transport a hazardous material in commerce unless
the hazardous material is transported in accordance with applicable
requirements of this subchapter, or an exemption or special permit,
approval, or registration issued under this subchapter or subchapter A
of this chapter. Each carrier who transports a hazardous material in
commerce may rely on information provided by the offeror of the
hazardous material or a prior carrier, unless the carrier knows or, a
reasonable person, acting in the circumstances and exercising reasonable
care, would have knowledge that the information provided by the offeror
or prior carrier is incorrect.
(g) No person may represent, mark, certify, sell, or offer a
packaging or container as meeting the requirements of this subchapter
governing its use in the transportation of a hazardous material in
commerce unless the packaging or container is manufactured, fabricated,
marked, maintained, reconditioned, repaired, and retested in accordance
with the applicable requirements of this subchapter. No person may
represent, mark, certify, sell, or offer a packaging or container as
meeting the requirements of an exemption, a special permit, approval, or
registration issued under this subchapter or subchapter A of this
chapter unless the packaging or container is manufactured, fabricated,
marked, maintained, reconditioned, repaired, and retested in accordance
with the applicable requirements of the exemption, special permit,
approval, or registration issued under this subchapter or subchapter A
of this chapter. The requirements of this paragraph apply whether or not
the packaging or container is used or to be used for the transportation
of a hazardous material.
(h) The representations, markings, and certifications subject to the
prohibitions of paragraph (g) of this section include:
(1) Specification identifications that include the letters ``ICC'',
``DOT'', ``CTC'', ``MC'', or ``UN'';
(2) Exemption, special permit, approval, and registration numbers
that include the letters ``DOT'', ``EX'', ``M'', or ``R''; and
(3) Test dates associated with specification, registration,
approval, retest, exemption, or special permit markings indicating
compliance with a test or retest requirement of the HMR, or an
exemption, special permit, approval, or registration issued under the
HMR or under subchapter A of this chapter.
(i) No person may certify that a hazardous material is offered for
transportation in commerce in accordance with the requirements of this
subchapter unless the hazardous material is properly classed, described,
packaged, marked, labeled, and in condition for shipment as required or
authorized by applicable requirements of this subchapter or an exemption
or special permit, approval, or registration issued under this
subchapter or subchapter A of this chapter. Each person who offers a
package containing a hazardous material for transportation in commerce
in accordance with the requirements of this subchapter or an exemption
or special permit, approval, or registration issued under this
subchapter or subchapter A of this chapter, must assure that the package
remains in condition for shipment until it is in the possession of the
carrier.
(j) No person may, by marking or otherwise, represent that a
container or package for transportation of a hazardous material is safe,
certified, or in compliance with the requirements of this chapter unless
it meets the requirements of all applicable regulations issued under
Federal hazardous material transportation law.
(k) No person may, by marking or otherwise, represent that a
hazardous material is present in a package, container, motor vehicle,
rail car, aircraft, or vessel if the hazardous material is not present.
(l) No person may alter, remove, deface, destroy, or otherwise
unlawfully
[[Page 82]]
tamper with any marking, label, placard, or description on a document
required by Federal hazardous material transportation law or the
regulations issued under Federal hazardous material transportation law.
No person may alter, deface, destroy, or otherwise unlawfully tamper
with a package, container, motor vehicle, rail car, aircraft, or vessel
used for the transportation of hazardous materials.
(m) No person may falsify or alter an exemption or special permit,
approval, registration, or other grant of authority issued under this
subchapter or subchapter A of this chapter. No person may offer a
hazardous material for transportation or transport a hazardous material
in commerce under an exemption or special permit, approval, registration
or other grant of authority issued under this subchapter or subchapter A
of this chapter if such grant of authority has been altered without the
consent of the issuing authority. No person may represent, mark,
certify, or sell a packaging or container under an exemption or special
permit, approval, registration or other grant of authority issued under
this subchapter or subchapter A of this chapter if such grant of
authority has been altered without the consent of the issuing authority.
[68 FR 61937, Oct. 30, 2003, as amended at 70 FR 43643, July 28, 2005;
70 FR 73162, Dec. 9, 2005]
Sec. 171.3 Hazardous waste.
(a) No person may offer for transportation or transport a hazardous
waste (as defined in Sec.171.8 of this subchapter) in interstate or
intrastate commerce except in accordance with the requirements of this
subchapter.
(b) No person may accept for transportation, transport, or deliver a
hazardous waste for which a manifest is required unless that person:
(1) Has marked each motor vehicle used to transport hazardous waste
in accordance with Sec.390.21 or Sec.1058.2 of this title even
though placards may not be required;
(2) Complies with the requirements for manifests set forth in Sec.
172.205 of this subchapter; and
(3) Delivers, as designated on the manifest by the generator, the
entire quantity of the waste received from the generator or a
transporter to:
(i) The designated facility or, if not possible, to the designated
alternate facility;
(ii) The designated subsequent carrier; or
(iii) A designated place outside the United States.
Note: Federal law specifies penalties up to $250,000 fine for an
individual and $500,000 for a company and 5 years imprisonment for the
willful discharge of hazardous waste at other than designated
facilities. 49 U.S.C. 5124.
(c) If a discharge of hazardous waste or other hazardous material
occurs during transportation, and an official of a State or local
government or a Federal agency, acting within the scope of his official
responsibilities, determines that immediate removal of the waste is
necessary to prevent further consequence, that official may authorize
the removal of the waste without the preparation of a manifest. [Note:
In such cases, EPA does not require carriers to have EPA identification
numbers.]
Note 1: EPA requires shippers (generators) and carriers
(transporters) of hazardous wastes to have identification numbers which
must be displayed on hazardous waste manifests. See 40 CFR parts 262 and
263. (Identification number application forms may be obtained from EPA
regional offices.)
Note 2: In 40 CFR part 263, the EPA sets forth requirements for the
cleanup of releases of hazardous wastes.
[Amdt. 171-53, 45 FR 34586, May 22, 1980, as amended by Amdt. 171-53, 45
FR 74648, Nov. 10, 1980; Amdt. 171-78, 49 FR 10510, Mar. 20, 1984; Amdt.
171-107, 54 FR 40068, Sept. 29, 1989; Amdt. 171-111, 55 FR 52466, Dec.
21, 1990; 56 FR 66157, Dec. 20, 1991; Amdt. 171-2, 59 FR 49132, Sept.
26, 1994; Amdt. 171-141, 61 FR 21102, May 9, 1996]
Sec. 171.4 Marine pollutants.
(a) Except as provided in paragraph (c) of this section, no person
may offer for transportation or transport a marine pollutant, as defined
in Sec.171.8, in intrastate or interstate commerce except in
accordance with the requirements of this subchapter.
(b) The requirements of this subchapter for the transportation of
marine pollutants are based on the provisions of Annex III of the 1973
International Convention for Prevention of
[[Page 83]]
Pollution from Ships, as modified by the Protocol of 1978 (MARPOL 73/
78).
(c) Exceptions. Except when transported aboard vessel, the
requirements of this subchapter specific to marine pollutants do not
apply to non-bulk packagings transported by motor vehicles, rail cars or
aircraft.
[Amdt. 171-116, 57 FR 52934, Nov. 5, 1993, as amended by Amdt. 107-39,
61 FR 51337, Oct. 1, 1996]
Sec. 171.6 Control numbers under the Paperwork Reduction Act.
(a) Purpose and scope. This section collects and displays the
control numbers assigned to the HMR collections of information by the
Office of Management and Budget (OMB) under the Paperwork Reduction Act
of 1995. This section complies with the requirements of 5 CFR 1320.7(f),
1320.12, 1320.13 and 1320.14 (OMB regulations implementing the Paperwork
Reduction Act of 1995) for the display of control numbers assigned by
OMB to collections of information of the HMR.
(b) OMB control numbers. The table in paragraph (b)(2) of this
section sets forth the control numbers assigned to collection of
information in the HMR by the Office of Management and Budget (OMB)
under the Paperwork Reduction Act of 1995.
(1) Column 1 lists the OMB control number assigned to the HMR
collections of information. Column 2 contains the Report Title of the
approved collection of information. Column 3 lists the part(s) or
section(s) in 49 CFR identified or described in the collection of
information.
(2) Table.
------------------------------------------------------------------------
Title 49 CFR part or
section where
Current OMB control No. Title identified and
described
------------------------------------------------------------------------
2137-0014................. Cargo Tank Sec.Sec.107.503,
Specification 107.504, 178.320,
Requirements. 178.337, 178.338,
178.345, 180.407,
180.409, 180.413,
180.417.
2137-0018................. Inspection and Sec.Sec.173.24,
Testing of Portable 173.32, 178.3,
Tanks and 178.255, 178.273,
Intermediate Bulk 178.274, 178.703,
Containers. 178.801, 180.352,
180.605.
2137-0022................. Testing, Inspection, Sec.Sec.
and Marking 173.302a, 173.303,
Requirements for 173.304, 173.309,
Cylinders. 178.2, 178.3,
178.35, 178.44,
178.45, 178.46,
178.57, 178.59,
178.60, 178.61,
178.68, 180.205,
180.209, 180.211,
180.213, 180.215,
Appendix C to Part
180.
2137-0034................. Hazardous Materials Sec.Sec.172.200,
Shipping Papers and 172.201, 172.202,
Emergency Response 172.203, 172.204,
Information. 172.505, 172.600,
172.602, 172.604,
172.606, 173.6,
173.7, 173.22,
173.56, 174.24,
174.26, 174.114,
175.30, 175.31,
175.33, 176.24,
176.27, 176.30,
176.36, 176.89,
177.817.
2137-0039................. Hazardous Materials Sec.Sec.171.15,
Incidents Reports. 171.16, 171.21.
2137-0051................. Rulemaking and Sec.Sec.105.30,
Special Permit 105.40, 106.95,
Petitions. 106.110, 107.105,
107.107, 107.109,
107.113, 107.117,
107.121, 107.123,
107.125, 107.205,
107.211, 107.215,
107.217, 107.219,
107.221, 107.223.
2137-0510................. RAM Transportation Part 173, Subpart I,
Requirements. Sec.Sec.173.22,
173.411, 173.415,
173.416, 173.417,
173.457, 173.471,
173.472, 173.473,
173.476.
2137-0542................. Flammable Cryogenic Sec.Sec.173.318,
Liquids. 177.816, 177.840,
180.405.
[[Page 84]]
2137-0557................. Approvals for Sec.Sec.107.402,
Hazardous Materials 107.403, 107.405,
107.502, 107.503,
107.705, 107.713,
107.715, 107.717,
107.803, 107.805,
107.807, 110.30,
172.101, 172.102,
Special Provisions
19, 26, 53, 55, 60,
105, 118, 121, 125,
129, 131, 133, 136,
B45, B55, B61, B69,
B77, B81, N10, N72,
173.2a, 173.4,
173.7, 173.21,
173.22, 173.24,
173.31, 173.38,
173.51, 173.56,
173.58, 173.59,
173.124, 173.128,
173.159, 173.166,
173.171, 173.214,
173.222, 173.224,
173.225, 173.245,
173.301, 173.305,
173.306, 173.314,
173.315, 173.316,
173.318, 173.334,
173.340, 173.411,
173.433, 173.457,
173.471, 173.472,
173.476, 174.50,
174.63, 175.8,
175.85, 175.701,
175.703, 176.168,
176.340, 176.704,
178.3, 178.35,
178.47, 178.53,
178.273, 178.274,
178.503, 178.509,
178.605, 178.606,
178.608, 178.801,
178.813, 180.213.
2137-0559................. (Rail Carriers and Sec.Sec.172.102,
Tank Car Tank Special provisions:
Requirements) B45, B46, B55, B61,
Requirements for B69, B77, B78, B81;
Rail Tank Car Tanks-- 173.10, 173.31,
Transportation of 174.20, 174.50,
Hazardous Materials 174.63, 174.104,
by Rail.. 174.114, 174.204,
179.3, 179.4, 179.5,
179.6, 179.7,
179.11, 179.18,
179.22, 179.100-9,
179.100-12, 179.100-
13, 179.100-16,
179.100-17, 179.102-
4, 179.102-17,
179.103-1, 179.103-
2, 179.103-3,
179.103-5, 179.200-
10, 179.200-14,
179.200-15, 179.200-
16, 179.200-17,
179.200-19, 179.201-
3, 179.201-8,
179.201-9, 179.220-
4, 179.220-7,
179.220-8, 179.220-
13, 179.220-15,
179.220-17, 179.220-
18, 179.220-20,
179.220-22, 179.300-
3, 179.300-7,
179.300-9, 179.300-
12, 179.300-13,
179.300-15, 179.300-
20, 179.400-3,
179.400-4, 179.400-
11, 179.400-13,
179.400-16, 179.400-
17, 179.400-19,
179.400-20, 179.500-
5, 179.500-8,
179.500-12, 179.500-
18, 180.505,
180.509, 180.515,
180.517.
2137-0572................. Testing Requirements Sec.Sec.178.2,
for Non-Bulk 178.601.
Packaging.
2137-0582................. Container Sec.Sec.176.27,
Certification 176.172.
Statement.
2137-0586................. Hazardous Materials Part 110.
Public Sector
Training and
Planning Grants.
2137-0591................. Response Plans for Part 130.
Shipments of Oil.
2137-0595................. Cargo Tank Motor Sec.Sec.173.315,
Vehicles in 178.337-8, 178.337-
Liquefied Compressed 9, 180.405, 180.416.
Gas Service.
2137-0612................. Hazardous Materials Part 172, Subpart I,
Security Plans. Sec.Sec.
172.800, 172.802,
172.804.
2137-0613................. Subsidiary Hazard Sec.Sec.172.202,
Class and Number/ 172.203
Type of Packagings.
2137-0620................. Inspection and Part 173, Subpart A,
Testing of Meter Sec.173.5a.
Provers.
2137-0621................. Requirements for Sec.Sec.173.301,
United Nations (UN) 173.304, 173.304b,
Cylinders. 178.69, 178.70,
178.74, 178.75,
180.207, 180.209,
180.212, 180.215,
180.217.
------------------------------------------------------------------------
[Amdt. 171-111, 56 FR 66157, Dec. 20, 1991, as amended at 57 FR 1877,
Jan. 16, 1992; Amdt. 171-121, 58 FR 51527, Oct. 1, 1993; Amdt. 171-137,
61 FR 33254, June 26, 1996; 62 FR 51558, Oct. 1, 1997; 64 FR 51915,
Sept. 27, 1999; 64 FR 61220, Nov. 10, 1999; 65 FR 58619, Sept. 29, 2000;
67 FR 61012, Sept. 27, 2002; 67 FR 51640, Aug. 8, 2002; 68 FR 31628, May
28, 2003; 68 FR 45010, July 31, 2003; 69 FR 54045, Sept. 7, 2004; 70 FR
33379, June 8, 2005; 70 FR 56090, Sept. 23, 2005; 70 FR 73163, Dec. 9,
2005; 71 FR 54391, Sept. 14, 2006; 72 FR 55683, Oct. 1, 2007]
Sec. 171.7 Reference material.
(a) Matter incorporated by reference--(1) General. There is
incorporated, by reference in parts 170-189 of this subchapter, matter
referred to that is not specifically set forth. This matter is hereby
made a part of the regulations in parts 170-189 of this subchapter. The
[[Page 85]]
matter subject to change is incorporated only as it is in effect on the
date of issuance of the regulation referring to that matter. The
material listed in paragraph (a)(3) has been approved for incorporation
by reference by the Director of the Federal Register in accordance with
5 U.S.C 552(a) and 1 CFR part 51. Material is incorporated as it exists
on the date of the approval and a notice of any change in the material
will be published in the Federal Register. Matters referenced by
footnote are included as part of the regulations of this subchapter.
(2) Accessibility of materials. All incorporated matter is available
for inspection at:
(i) The Office of Hazardous Materials Safety, Office of Hazardous
Materials Standards, East Building, PHH-10, 1200 New Jersey Avenue, SE.,
Washington, DC 20590-0001; and
(ii) The National Archives and Records Administration (NARA). For
information on the availability of this material at NARA, call 202-741-
6030, or go to: http://www.archives.gov/federal--register/code--of--
federal--regulations/ibr--locations.html.
(3) Table of material incorporated by reference. The following table
sets forth material incorporated by reference. The first column lists
the name and address of the organization from which the material is
available and the name of the material. The second column lists the
section(s) of this subchapter, other than Sec.171.7, in which the
matter is referenced. The second column is presented for information
only and may not be all inclusive.
------------------------------------------------------------------------
Source and name of material 49 CFR reference
------------------------------------------------------------------------
Air Transport Association of America, 1301
Pennsylvania Avenue, N.W., Washington, DC 20004-
1707:
ATA Specification No. 300 Packaging of 172.102.
Airline Supplies, Revision 19, July 31,
1996.
The Aluminum Association, 420 Lexington Avenue,
New York, NY 10017:
Aluminum Standards and Data, Seventh 172.102; 178.65.
Edition, June 1982.
American National Standards Institute, Inc., 25
West 43rd Street, New York, NY 10036:
ANSI/ASHRAE 15-94, Safety Code for 173.306; 173.307.
Mechanical Refrigeration.
ANSI B16.5-77, Steel Pipe Flanges, Flanged 178.360-4.
Fittings.
ANSI N14.1 Uranium Hexafluoride--Packaging 173.417; 173.420.
for Transport, 1971, 1982, 1987, 1990, 1995
and 2001 Editions.
American Petroleum Institute, 1220 L Street, NW,
Washington, D.C. 20005-4070:
API Recommended Practice Closures of 172.102.
Underground Petroleum Storage Tanks, 3rd
Edition, March 1996.
American Pyrotechnics Association (APA), P.O.
Box 213, Chestertown, MD 21620:
APA Standard 87-1, Standard for Construction 173.56.
and Approval for Transportation of
Fireworks, Novelties, and Theatrical
Pyrotechnics, December 1, 2001 version.
American Society of Mechanical Engineers, ASME
International, 22 Law Drive, P.O. Box 2900,
Fairfield, NJ 07007-2900:
[[Page 86]]
ASME Code, Sections II (Parts A and B), V, 172.102; 173.24b;
VIII (Division 1), and IX of 1998 Edition 173.32; 173.306;
of American Society of Mechanical Engineers 173.315; 173.318;
Boiler and Pressure Vessel Code. 173.420; 178.245-1;
178.245-3; 178.245-4;
178.245-6; 178.245-7;
178.255-1; 178.255-2;
178.255-14; 178.255-
15; 178.273; 178.274;
178.276; 178.277;
178.320; 178.337-1;
178.337-2; 178.337-3;
178.337-4; 178.337-6;
178.337-16; 178.337-
18; 178.338-1;
178.338-2; 178.338-3;
178.338-3; 178.338-4;
178.338-5; 178.338-6;
178.338-13; 178.338-
16; 178.338-18;
178.338-19; 178.345-
1; 178.345-2; 178.345-
3; 178.345-4; 178.345-
7; 178.345-14;
178.345-15; 178.346-
1; 178.347-1; 178.348-
1; 179.400-3;
180.407.
Pipeline Transportation Systems for Liquid 173.5a.
Hydrocarbons and other Liquids, Chapters
II, III, IV, V and VI, ASME B31.4-1998
Edition.
American Society for Testing and Materials, 100
Barr Harbor Drive, West Conshohocken, PA 19428:
Noncurrent ASTM Standards are available
from: Engineering Societies Library, 354
East 47th Street, New York, NY 10017
ASTM A 20/A 20M-93a Standard Specification 178.337-2; 179.102-4;
for General Requirements for Steel Plates 179.102-1; 179.102-
for Pressure Vessels. 17.
ASTM A 47-68 Malleable Iron Castings........ 179.200-15.
ASTM A 240/A 240M-99b Standard Specification 178.57; 178.358-5;
for Heat-Resisting Chromium and Chromium- 179.100-7; 179.100-
Nickel Stainless Steel Plate, Sheet and 10; 179.102-1;
Strip for Pressure Vessels. 179.102-4; 179.102-
17; 179.200-7;
179.201-5; 179.220-7;
179.300-7; 179.400-5.
ASTM A 242-81 Standard Specification for 178.338-2.
High-Strength Low-Alloy Structural Steel.
ASTM A 262-93a Standard Practices for 179.100-7; 179.200-7;
Detecting Susceptibility to Intergranular 179.201-4.
Attack in Austenitic Stainless Steels.
ASTM A 285-78 Pressure Vessel Plates, Carbon 179.300-7.
Steel, Low- and Intermediate-Tensile
Strength.
ASTM A 300-58 Steel Plates for Pressure 178.337-2.
Vessels for Service at Low Temperatures.
[[Page 87]]
ASTM A 302/A 302M-93 Standard Specification 179.100-7; 179.200-7;
for Pressure Vessel Plates, Alloy Steel, 179.220-7.
Manganese-Molybdenum and Manganese-
Molybdenum Nickel.
ASTM A 333-67 Seamless and Welded Steel Pipe 178.45.
for Low-Temperature Service.
ASTM A 370-94 Standard Test 179.102-1; 179.102-17.
179.102-4; Methods and Definitions for
Mechanical Testing of Steel Products.
ASTM A 441-81 Standard Specification for 178.338-2.
High-Strength Low-Alloy Structural
Manganese Vanadium Steel.
ASTM A 514-81 Standard Specification for 178.338-2.
High-Yield Strength Quenched and Tempered
Alloy Steel Plate, Suitable for Welding.
ASTM A 515/A 515M-03 Standard Specification 179.300-7.
for Pressure Vessel Plates, Carbon Steel,
for Intermediate- and Higher-Temperature
Service.
ASTM A 516/A 516M-90 Standard Specification 178.337-2; 179.100-7;
for Pressure Vessel Plates, Carbon Steel, 179.102-1; 179.102-2;
for Moderate and Lower-Temperature Service. 179.102-4; 179.102-
17; 179.200-7;
179.220-7; 179.300-7.
ASTM A 537/A 537M-91 Standard Specification 179.100-7; 179.102-4;
for Pressure Vessel Plates, Heat-Treated, 179.102-17.
Carbon-Manganese-Silicon Steel.
ASTM A 572-82 Standard Specification for 178.338-2.
High-Strength Low-Alloy Columbian-Vanadium
Steels of Structural Quality.
ASTM A 588-81 Standard Specification for 178.338-2.
High-Strength Low-Alloy Structural Steel
with 50 Ksi Minimum Yield Point to 4 in.
Thick.
ASTM A 606-75 Standard Specification for 178.338-2.
Steel Sheet and Strip Hot- Rolled and Cold-
Rolled, High-Strength, Low-Alloy, with
Improved Atmospheric Corrosion Resistance,
1975 (Reapproved 1981).
ASTM A 607-98 Standard Specification for 178.338-2.
Steel, Sheet and Strip, High-Strength, Low-
Alloy, Columbium or Vanadium, or Both, Hot-
Rolled and Cold-Rolled.
ASTM A 612-72a High Strength Steel Plates 178.337-2.
for Pressure Vessels for Moderate and Lower
Temperature Service.
ASTM A 633-79a Standard Specification for 178.338-2.
Normalized High-Strength Low-Alloy
Structural Steel, 1979 Edition.
ASTM A 715-81 Standard Specification for 178.338-2.
Steel Sheet and Strip, Hot-Rolled, High-
Strength, Low-Alloy with Improved
Formability, 1981.
ASTM A 1008/A 1008M--03 Standard 178.338-2; 178.345-2
Specification for Steel, Sheet, Cold-
Rolled, Carbon, Structural, High-Strength
Low-Alloy and High Strength Low-Alloy with
Improved Formability.
ASTM A 1011/A 1011M--03a Standard 178.338-2; 178.345-2
Specification for Steel, Sheet and Strip,
Hot-Rolled, Carbon, Structural, High-
Strength Low Alloy and High Strength Low-
Alloy with Improved Formability.
ASTM B 162-93a Standard Specification for 173.249; 179.200-7.
Nickel Plate, Sheet, and Strip.
ASTM B 209-93 Standard Specification for 179.100-7; 179.200-7;
Aluminum and Aluminum-Alloy Sheet and Plate. 179.220-7.
ASTM B 221-76 Aluminum Alloy Extruded Bars, 178.46.
Rods, Shapes, and Tubes.
ASTM B 557-84 Tension Testing Wrought and 178.46.
Cast Aluminum and Magnesium-Alloy Products.
ASTM B 580-79 Standard Specification for 173.316; 173.318;
Anodic Oxide Coatings on Aluminum, (Re- 178.338-17.
approved 2000).
ASTM D 1238-90b Standard Test Method for 173.225.
Flow Rates of Thermoplastics for Extrusion
Plastometer.
ASTM D 1709-01 Standard Text Methods for 173.197.
Impact Resistance of Plastic Film by the
Free-Falling Dart Method.
ASTM D 1835-97 Standard Specification for 180.209.
Liquefied Petroleum (LP) Gases.
ASTM D 1838-64 Copper Strip Corrosion by 173.315.
Liquefied Petroleum (LP) Gases.
ASTM D 1922-00a Standard Test Method for 173.197.
Propogation Tear Resistance of Plastic Film
and Thin Sheeting by Pendulum Method.
ASTM D 4206-96 Standard Test Method for 173.120.
Sustained Burning of Liquid Mixtures Using
the Small Scale Open-Cup Apparatus.
ASTM D 4359-90 Standard Test Method for 171.8.
Determining Whether a Material is a Liquid
or a Solid.
ASTM E 8-99 Standard Test Methods for 178.36; 178.37;
Tension Testing of Metallic Materials. 178.38; 178.39;
178.44; 178.45;
178.50; 178.51;
178.53; 178.55;
178.56; 178.57;
178.58; 178.59;
178.60; 178.61;
178.68.
ASTM E 23-98 Standard Test Methods for 178.57.
Notched Bar Impact Testing of Metallic
Materials.
[[Page 88]]
ASTM E 112-88 Standard Test Methods for 178.44.
Determining Average Grain Size.
ASTM E 112-96 Standard Test Methods for 178.274; Part 178,
Determining Average Grain Size, 1996 appendix A.
Edition.
ASTM E 114-95 Standard Practice for 178.45.
Ultrasonic Pulse-Echo Straight-Beam
Examination by the Contact Method.
ASTM E 213-98 Standard Practice for 178.45.
Ultrasonic Examination of Metal Pipe and
Tubing.
American Water Works Association, 1010 Vermont
Avenue, N.W., Suite 810, Washington, DC 20005:
AWWA Standard C207-55, Steel Pipe Flanges, 178.360-4.
1955.
American Welding Society, 550 N.W. Le Jeune
Road, Miami, Florida 33126:
AWS Code B 3.0; Standard Qualification 178.356-2, 178.358-2.
Procedure; 1972 (FRB 3.0-41, rev. May 1973).
AWS Code D 1.0; Code for Welding in Building 178.356-2; 178.358-2.
Construction (FR D 1.0-66, 1966).
Association of American Railroads, American
Railroads Building, 50 F Street, NW.,
Washington, DC 20001:
AAR Manual of Standards and Recommended 173.31; 174.63; 179.6;
Practices, Section C--Part III, 179.7; 179.15;
Specifications for Tank Cars, Specification 179.16; 179.20;
M-1002, (AAR Specifications for Tank Cars), 179.22; 179.100-9;
December 2000. 179.100-10; 179.100-
12; 179.100-13;
179.100-14; 179.100-
18; 179.101-1;
179.102-1; 179.102-4;
179.102-17; 179.103-
5; 179.200-7; 179.200-
9; 179.200-10;
179.200-11; 179.200-
13; 179.200-17;
179.200-22; 179.201-
6; 179.220-6; 179.220-
7; 179.220-10;
179.220-11; 179.220-
14; 179.220-18;
179.220-26; 179.300-
9; 179.300-10;
179.300-15; 179.300-
17; 179.400-5;
179.400-6; 179.400-8;
179.400-11; 179.400-
12; 179.400-15;
179.400-18; 179.400-
20; 179.400-25;
180.509; 180.513;
180.515; 180.517.
AAR Manual of Standards and Recommended 174.55; 174.63.
Practices, Section I, Specially Equipped
Freight Car and Intermodal Equipment, 1988.
AAR Specifications for Design, Fabrication 179.16.
and Construction of Freight Cars, Volume 1,
1988.
Chlorine Institute, Inc., 1300 Wilson Boulevard,
Arlington, VA 22209
Chlorine Institute Emergency Kit ``A'' for 173.3
100-lb. & 150 lb. Chlorine Cylinders (with
the exception of repair method using Device
8 for side leaks), Edition 10, June 2003.
Chlorine Institute Emergency Kit ``B'' for 173.3
Chlorine Ton Containers (with the exception
of repair method using Device 9 for side
leaks), Edition 9, June 2003.
Type 1\1/2\ JQ 225, Dwg., H51970, Revision 173.315.
D, April 5, 1989; or Type 1\1/2\ JQ 225,
Dwg. H50155, Revision F, April 4, 1989.
Section 3, Pamphlet 57, Emergency Shut-Off 177.840.
Systems for Bulk Transfer of Chlorine, 3rd
Edition, October 1997.
Standard Chlorine Angle Valve Assembly, Dwg. 178.337-9.
104-8, July 1993.
Excess Flow Valve with Removable Seat, Dwg. 178.337-8.
101-7, July 1993.
[[Page 89]]
Excess Flow Valve with Removable Basket, 178.337-8.
Dwg. 106-6, July 1993.
Standards for Housing and Manway Covers for 178.337-10.
Steel Cargo Tanks, Dwgs. 137-1 and 137-2,
September 1, 1982.
Canadian General Standards Board, Place du 171.12
Portage III, 6B1 11.
Laurier Street, Gatineau, Quebec, Canada K1A 1G6
National Standard of Canada (CAN/CGSB
43.147--2005) Construction, Modification,
Qualification, Maintenance, and Selection
and Use of Means of Containment for the
Handling, Offering for Transport, or
Transportation of Dangerous Goods by Rail.
Compressed Gas Association, Inc., 4221 Walney
Road, 5th Floor, Chantilly, Virginia 20151:
CGA Pamphlet C-3, Standards for Welding on 178.47; 178.50;
Thin-Walled Steel Cylinders, 1994. 178.51; 178.53;
178.55; 178.56;
178.57; 178.58;
178.59; 178.60;
178.61; 178.65;
178.68; 180.211.
CGA Pamphlet C-5, Cylinder Service Life-- 173.302a.
Seamless Steel High Pressure Cylinders,
1991.
CGA Pamphlet C-6, Standards for Visual 173.3, 173.198,
Inspection of Steel Compressed Gas 180.205, 180.209,
Cylinders, 1993. 180.211, 180.411,
180.519.
CGA Pamphlet C-6.1, Standards for Visual 180.205; 180.209
Inspection of High Pressure Aluminum
Compressed Gas Cylinders, 2002, Fourth
Edition.
CGA Pamphlet C-6.2, Guidelines for Visual 180.205.
Inspection and Requalification of Fiber
Reinforced High Pressure Cylinders, 1996,
Third Edition.
CGA Pamphlet C-6.3, Guidelines for Visual 180.205; 180.209.
Inspection and Requalification of Low
Pressure Aluminum Compressed Gas Cylinders,
1991.
CGA Pamphlet C-7, A Guide for the 172.400a.
Preparation of Precautionary Markings for
Compressed Gas Containers, appendix A,
issued 1992 (6th Edition).
CGA Pamphlet C-8, Standard for 180.205; 180.209.
Requalification of DOT-3HT Cylinder Design,
1985.
CGA Pamphlet C-11, Recommended Practices for 178.35.
Inspection of Compressed Gas Cylinders at
Time of Manufacture, 2001, Third Edition.
CGA Pamphlet C-12, Qualification Procedure 173.301; 173.303;
for Acetylene Cylinder Design, 1994. 178.59; 178.60.
CGA Pamphlet C-13, Guidelines for Periodic 173.303; 180.205;
Visual Inspection and Requalification of 180.209.
Acetylene Cylinders, 2000, Fourth Edition.
CGA Pamphlet C-14, Procedures for Fire 173.301; 173.323.
Testing of DOT Cylinder Pressure Relief
Device Systems, 1979.
CGA Pamphlet G-2.2 Tentative Standard Method 173.315.
for Determining Minimum of 0.2% Water in
Anhydrous Ammonia, 1985.
CGA Pamphlet G-4.1, Cleaning Equipment for 178.338-15.
Oxygen Service, 1985.
CGA Pamphlet P-20, Standard for the 173.115.
Classification of Toxic Gas Mixtures, 1995.
CGA Pamphlet S-1.1, Pressure Relief Device 173.301; 173.304a.
Standards--Part 1--Cylinders for Compressed
Gases, 2001 (with the exception of
paragraph 9.1.1.1), Ninth Edition.
CGA Pamphlet S-1.1, Pressure Relief Device 173.301, 178.75.
Standards--Part 1--Cylinders for Compressed
Gases, 2003 (with the exception of
paragraph 9.1.1.1), Eleventh Edition.
CGA Pamphlet S-1.2, Safety Relief Device 173.315; 173.318;
Standards Part 2--Cargo and Portable Tanks 178.276; 178.277.
for Compressed Gases, 1980.
CGA Pamphlet S-7, Method for Selecting 173.301.
Pressure Relief Devices for Compressed Gas
Mixtures in Cylinders, 1996.
CGA Technical Bulletin TB-2, Guidelines for 180.407; 180.413.
Inspection and Repair of MC-330 and MC-331
Cargo Tanks, 1980.
Department of Defense (DOD), 2461 Eisenhower
Avenue, Alexandria, VA 22331:
DOD TB 700-2; NAVSEAINST 8020.8B; AFTO 11A-1- 173.56.
47; DLAR 8220.1: Explosives Hazard
Classification Procedures, January 1998.
Packaging of Hazardous Material, DLAD 173.7
4145.41/ AR 700-143/AFJI 24-210/NAVSUPINST
4030.55B/MCO 4030.40B, January 14, 2000.
Department of Energy (USDOE), 100 Independence
Avenue SW., Washington, DC 20545:
USDOE publications available from:
Superintendent of Documents, Government
Printing Office (GPO) or The National
Technical Information Service (NTIS).
USDOE, CAPE-1662, Revision 1, and Supplement 178.356-1; 178.356-2;
1, Civilian Application Program Engineering 178.358-1; 178.358-2;
Drawings, April 6, 1988. 178.358-3; 178.358-4.
USDOE, Material and Equipment Specification 178.356-2; 178.358-2.
No. SP-9, Rev. 1, and Supplement--Fire
Resistant Phenolic Foam, March 28, 1968.
USDOE, KSS-471, November 30, 1986--Proposal 178.358-1; 178.358-3.
for Modifications to U.S. Department of
Transportation Specification 21PF-1, Fire
and Shock Resistant Phenolic Foam--
Insulated Metal Overpack.
General Services Administration, Specification
Office, Room 6662, 7th and D Street, S.W.,
Washington, DC 20407:
[[Page 90]]
Federal Specification RR-C-901D, Cylinders, 173.302; 173.336;
Compressed Gas: Seamless Shatterproof, High 173.337.
Pressure DOT 3AA Steel, and 3AL Aluminum,
February 21, 2003 (Superseding RR-C-901C,
1981).
Institute of Makers of Explosives, 1120 19th
Street NW., Suite 310, Washington, DC 20036-
3605:
IME Safety Library Publication No. 22 (IME 173.63; 177.835.
Standard 22), Recommendation for the Safe
Transportation of Detonators in a Vehicle
with Certain Other Explosive Materials, May
1993.
International Atomic Energy Agency (IAEA), P.O.
Box 100, Wagramer Strasse 5, A-1400 Vienna,
Austria:
Also available from: Bernan Associates, 4611-
F Assembly Drive, Lanham, MD 20706-4391,
USA; or Renouf Publishing Company, Ltd.,
812 Proctor Avenue, Ogdensburg, New York
13669, USA.
IAEA, Regulations for the Safe Transport of 171.22; 171.23;
Radioactive Material, (IAEA Regulations), 171.26, 173.415,
1996 Edition (Revised), No. TS-R-1 (ST-1, 173.416, 173.417,
Revised). 173.473
International Civil Aviation Organization
(ICAO), P.O. Box 400, Place de l'Aviation
Internationale, 1000 Sherbrooke Street West,
Montreal, Quebec, Canada H3A 2R2:
ICAO Technical Instructions available from:
INTEREG, International Regulations,
Publishing and Distribution Organization,
P.O. Box 60105, Chicago, IL 60660.
Technical Instructions for the Safe Transport of 171.8; 171.22; 171.23;
Dangerous Goods by Air (ICAO Technical 171.24; 175.33;
Instructions), 2007-2008 Edition. 172.202; 172.401;
172.512; 172.602;
173.320; 175.33;
178.3.
International Maritime Organization (IMO), 4
Albert Embankment, London, SE17SR, United
Kingdom or New York Nautical Instrument &
Service Corporation, 140 West Broadway, New
York, NY 10013:
International Convention for the Safety of Life 176.63; 176.84.
at Sea, (SOLAS) Amendments 2000, Chapter II-2/
Regulation 19, 2001.
International Maritime Dangerous Goods Code 171.22; 171.23;
(IMDG Code), 2006 Edition, Incorporating 171.25; 172.202;
Amendment 33-06 (English Edition), Volumes 1 172.401; 172.502;
and 2. 172.602; 173.21;
176.2; 176.5; 176.11;
176.27; 176.30;
178.3; 178.274.
International Organization for Standardization,
Case Postale 56, CH-1211, Geneve 20,
Switzerland;
Also available from: ANSI 25 West 43rd
Street, New York, NY 10036
ISO 535-1991(E) Paper and board-- 178.516; 178.707;
Determination of water absorptiveness--Cobb 178.708.
method.
ISO 1496-1: 1990 (E)--Series 1 freight 173.411
containers--Specification and testing, Part
1: General cargo containers. Fifth Edition,
(August 15, 1990).
ISO 1496-3--Series 1 freight containers-- 178.74; 178.75;
Specification and testing--Part 3: Tank 178.274.
containers for liquids, gases and
pressurized dry bulk, Fourth edition, March
1995, (E).
ISO 2431-1984(E) Standard Cup Method........ 173.121.
ISO 2592-1973(E) Petroleum products-- 173.120.
Determination of flash and fire points--
Cleveland open cup method.
ISO 2919-1980(E) Sealed radioactive sources-- 173.469.
Classification.
ISO 3036-1975(E) Board--Determination of 178.708.
puncture resistance.
ISO 3574-1986(E) Cold-reduced carbon steel 178.503; Part 178,
sheet of commercial and drawing qualities. appendix C.
ISO 3807-2, Cylinders for acetylene--Basic 173.303; 178.71.
requirements--Part 2: Cylinders with
fusible plugs, First edition, March 2000,
(E).
ISO 4126-1 Safety valves--Part 1: General 178.274.
Requirements, December 15, 1991, First
Edition.
ISO 6406, Gas cylinders--Seamless steel gas 180.207.
cylinders--Periodic inspection and testing,
Second edition, February 2005, (E).
ISO 6892 Metallic materials--Tensile 178.274.
testing, July 15, 1984, First Edition.
ISO 7225, Gas cylinders--Precautionary 178.71.
labels, First edition, November 1994,
(Corrected and reprinted August 1995), (E).
ISO 7866, Gas cylinders--Refillable seamless 178.71.
aluminum alloy gas cylinders--Design,
construction and testing, First edition,
June 1999, (E).
ISO 8115 Cotton bales--Dimensions and 172.102.
density, 1986 Edition.
ISO 9809-1: Gas cylinders--Refillable 178.71; 178.75.
seamless steel gas cylinders--Design,
construction and testing--Part 1: Quenched
and tempered steel cylinders with tensile
strength less than 1 100 MPa., First
edition, June 1999, (E).
ISO 9809-2: Gas cylinders--Refillable 178.71; 178.75.
seamless steel gas cylinders--Design,
construction and testing--Part 2: Quenched
and tempered steel cylinders with tensile
strength greater than or equal to 1 100
MPa., First edition, June 2000, (E).
ISO 9809-3: Gas cylinders--Refillable 178.71; 178.75.
seamless steel gas cylinders--Design,
construction and testing--Part 3:
Normalized steel cylinders, First edition,
December 2000, (E).
ISO 9978:1992(E)--Radiation protection-- 173.469.
Sealed radioactive sources--Leakage test
methods. First Edition, (February 15, 1992).
ISO 10297, Gas cylinders--Refillable gas 173.301b, 178.71.
cylinder valves--Specification and type
testing, First edition, May 1999, (E).
[[Page 91]]
ISO 10461, Gas cylinders--Seamless aluminum-- 180.207.
alloy gas cylinders--Periodic inspection
and testing, Second edition, February 2005,
(E).
ISO 10462, Gas cylinders--Transportable 180.207.
cylinders for dissolved acetylene--Periodic
inspection and maintenance, Second edition,
February 2005, (E).
ISO 11114-1, Transportable gas cylinders-- 173.301b; 178.71.
Compatibility of cylinder and valve
materials with gas contents--Part 1:
Metallic materials, First edition, October
1997, (E).
ISO 11114-2, Transportable gas cylinders-- 173.301b; 178.71.
Compatibility of cylinder and valve
materials with gas contents--Part 2: Non-
metallic materials, First edition, December
2000, (E).
ISO 11117, Gas cylinders--Valve protection 173.301b.
caps and valve guards for industrial and
medical gas cylinders--Design, construction
and tests, First edition, August 1998, (E).
ISO 11118, Gas cylinders--Non-refillable 178.71.
metallic gas cylinders--Specification and
test methods, First edition, October 1999,
(E).
ISO 11119-1, Gas cylinders--Gas cylinders of 178.71.
composite construction--Specification and
test methods--Part 1: Hoop-wrapped
composite gas cylinders, First edition, May
2002, (E).
ISO 11119-2, Gas cylinders--Gas cylinders of 178.71.
composite construction--Specification and
test methods--Part 2: Fully wrapped fibre
reinforced composite gas cylinders with
load-sharing metal liners, First edition,
May 2002, (E).
ISO 11119-3, Gas cylinders of composite 178.71.
construction--Specification and test
methods--Part 3: Fully wrapped fibre
reinforced composite gas cylinders with non-
load-sharing metallic or non-metallic
liners, First edition, September 2002, (E).
ISO 11120, Gas cylinders--Refillable 178.71; 178.75.
seamless steel tubes of water capacity
between 150 L and 3000 L--Design,
construction and testing, First edition,
March 1999, (E).
ISO 11621, Gas cylinders--Procedures for 173.302, 173.336,
change of gas service, First edition, April 173.337.
1997, (E).
ISO 11623, Transportable gas cylinders-- 180.207.
Periodic inspection and testing of
composite gas cylinders, First edition,
March 2002, (E).
National Board of Boiler and Pressure Vessel
Inspectors, 1055 Crupper Avenue, Columbus, Ohio
43229:
National Board Inspection Code, A Manual for 180.413.
Boiler and Pressure Vessel Inspectors, NB-
23, 1992 Edition.
National Fire Protection Association,
Batterymarch Park, Quincy, MA 02269:
NFPA 58-Liquefied Petroleum Gas Code, 2001 173.315.
Edition.
National Institute of Standards and Technology,
Department of Commerce, 5285 Port Royal Road,
Springfield, VA 22151:
USDC, NBS Handbook H-28 (1957), 1957 179.2; 178.45; 178.46.
Handbook of Screw-Thread Standards for
Federal Services, December 1966 Edition.
Organization for Economic Cooperation and
Development (OECD), OECD Publications and
Information Center, 2001 L Street, N.W., Suite
700, Washington, DC 20036:
OECD Guideline for Testing of Chemicals, No. 173.137.
404 ``Acute Dermal Irritation/Corrosion,''
1992.
Transport Canada, TDG Canadian Government
Publishing Center, Supply and Services, Canada,
Ottawa, Ontario, Canada K1A 059:
Transportation of Dangerous Goods 171.12; 171.22;
Regulations (Transport Canada TDG 171.23; 172.401;
Regulations), August 2001 including Clear 172.502; 172.519;
Language Amendments SOR/2001-286, Amendment 172.602; 173.31;
1 (SOR/2002-306) August 8, 2002; Amendment 173.32; 173.33
2 (SOR/2003-273) July 24, 2003; Amendment 3
(SOR/2003-400) December 3, 2003; Amendment
4 (SOR/2005-216) July 13, 2005; and
Amendment 5 (SOR/2005-279) September 21,
2005.
Truck Trailer Manufacturers Association, 1020
Princess Street, Alexandria, Virginia 22314:
TTMA RP No. 61-98, Performance of manhole 180.405.
and/or Fill Opening Assemblies on MC 306,
DOT 406, Non-ASME MC 312 and Non-ASME DOT
412 Cargo Tanks, June 1, 1998.
TTMA RP No. 81-97, Performance of Spring 178.345-10; 178.346-3.
Loaded Pressure Relief Valves on MC 306, MC
307, MC 312, DOT 406, DOT 407, and DOT 412
Tanks, July 1, 1997 Edition.
TTMA TB No. 107, Procedure for Testing In- 180.405.
Service Unmarked and/or Uncertified MC 306
and Non-ASME MC 312 Type Cargo Tank Manhole
Covers, June 1, 1998 Edition.
United Nations, United Nations Sales Section,
New York, NY 10017:
UN Recommendations on the Transport of Dangerous 171.8; 171.12;
Goods, Fourteenth revised edition (2005), 172.202; 172.401;
Volumes I and II. 172.502; 173.22;
173.24; 173.24b;
173.40; 173.56;
173.192; 173.197;
173.302b; 173.304b;
178.75; 178.274;
178.801.
UN Recommendations on the Transport of Dangerous 172.102; 173.21;
Goods, Manual of Tests and Criteria, Fourth 173.56; 173.57;
revised edition, (2003), and Addendum 2, (2004). 173.58; 173.115;
173.124; 173.125;
173.127; 173.128;
173.137; 173.185;
Part 173, appendix H;
178.274.
United States Enrichment Corporation, Inc.
(USEC):
USEC Inc., 6903 Rockledge Drive, Bethesda,
MD 20817.
USEC-651--Good Handling Practices for 173.417
Uranium Hexafluoride, Revision 8, January
1999.
------------------------------------------------------------------------
[[Page 92]]
(b) List of informational materials not requiring incorporation by
reference. The materials listed in this paragraph do not require
approval for incorporation by reference and are included for
informational purposes. These materials may be used as noted in those
sections in which the material is referenced.
------------------------------------------------------------------------
Source and name of material 49 CFR reference
------------------------------------------------------------------------
American Biological Safety Association
1202 Allanson Road, Mundelein, IL 60060
Risk Group Classification for Infectious Agents, 173.134
1998.
American Institute of Chemical Engineers
(AIChE),
3 Park Avenue New York, NY 10016-5991
Process Safety Progress Journal, Vol. 21, No. 2.
Example of a Test Method for Venting Sizing: Note to Sec.173.
OPPSD/SPI Methodology. 225(h)(3)(vi).
American Society for Testing and Materials, 100
Barr Harbor Drive, West Conshohocken, PA 19428:
Noncurrent ASTM Standards are available from:
Engineering Societies Library, 354 East 47th
Street, New York, NY 10017
ASTM E 380-89 Standards for Metric Practice..... 171.10
Association of American Railroads,
American Railroads Building, 50 F Street, NW.,
Washington, DC 20001
AAR Catalog Nos. SE60CHT; SE60CC; SE60CHTE; 179.14
SE60CE; SE60DC; SE60DE.
AAR Catalog Nos. SE67CC; SE67CE; SE67BHT; 179.14
SE67BC; SE67BHTE; SE67BE.
AAR Catalog Nos. SE68BHT; SE68BC; SE68BHTE; 179.14
SE68BE.
AAR Catalog Nos. SE69AHTE; SE69AE............... 179.14
AAR Catalog Nos. SF70CHT; SF70CC; SF70CHTE; 179.14
SF70CE.
AAR Catalog Nos. SF73AC; SF73AE; SF73AHT; 179.14
SF73AHTE.
AAR Catalog Nos. SF79CHT; SF79CC; SF79CHTE; 179.14
SF79CE.
Bureau of Explosives,
Hazardous Materials Systems (BOE), Association
of American Railroads, American Railroads
Building, 50 F Street, NW., Washington, DC
20001
Fetterley's Formula (The Determination of the 173.315
Relief Dimensions for Safety Valves on
Containers in which Liquefied gas is charged
and when the exterior surface of the container
is exposed to a temperature of 1,200 [deg]F.).
Pamphlet 6, Illustrating Methods for Loading and 174.55; 174.101;
Bracing Carload and Less-Than-Carload Shipments 174.112; 174.115;
of Explosives and Other Dangerous Articles, 174.290
1962.
Pamphlet 6A (includes appendix No. 1, October 174.101; 174.290
1944 and appendix 2, December 1945),
Illustrating Methods for Loading and Bracing
Carload and Less-Than-Carload Shipments of
Loaded Projectiles, Loaded Bombs, etc., 1943.
Pamphlet 6C, Illustrating Methods for Loading 174.55; 174.63;
and Bracing Trailers and Less-Than-Trailer 174.101; 174.112;
Shipments of Explosives and Other Dangerous 174.115
Articles Via Trailer-on-Flatcar (TOFC) or
Container-on-Flatcar (COFC), 1985.
Emergency Handling of Hazardous Materials in 171.7
Surface Transportation, 1989.
Centers for Disease Control and Prevention
1600 Clifton Road, Atlanta, GA 30333
Biosafety in Microbiological and Biomedical 173.134
Laboratories, Fourth Edition, April 1999.
National Institutes of Health
Bethesda, MD 20892
NIH Guidelines for Research Involving 173.134
Recombinant DNA Molecules (NIH Guidelines),
January 2001, Appendix B.
Pantone Incorporated
590 Commerce Boulevard, Carlstadt, New Jersey
07072-3098
Pantone [reg] Formula guide coated/uncoated, 172.407, 172.519
Second Edition 2004.
Society of Plastics Industries, Inc.,
Organic Peroxide Producers Safety Division,
1275 K Street, NW., Suite 400, Washington, DC
20005
Self Accelerating Decomposition Temperature 173.21
Test, 1972.
------------------------------------------------------------------------
[Amdt. 171-111, 55 FR 52466, Dec. 21, 1990; 71 FR 78611, Dec. 29, 2006]
Editorial Note: For Federal Register citations affecting Sec.
171.7, see the List of CFR Sections Affected which appears in the
Finding Aids section of the printed volume and on GPO Access.
Editorial Note: At 68 FR 19273, Apr. 18, 2003, Sec.171.7(a)(3) was
amended by removing the entry for ``TTMA TB No. 81'' under ``Truck
Trailer Manufacturers Association''. The amendment could not be
incorporated because that entry does not exist.
Sec. 171.8 Definitions and abbreviations.
In this subchapter,
Administrator means the Administrator, Pipeline and Hazardous
Materials Safety Administration.
[[Page 93]]
Aerosol means any non-refillable receptacle containing a gas
compressed, liquefied or dissolved under pressure, the sole purpose of
which is to expel a nonpoisonous (other than a Division 6.1 Packing
Group III material) liquid, paste, or powder and fitted with a self-
closing release device allowing the contents to be ejected by the gas.
Agricultural product means a hazardous material, other than a
hazardous waste, whose end use directly supports the production of an
agricultural commodity including, but not limited to a fertilizer,
pesticide, soil amendment or fuel. An agricultural product is limited to
a material in Class 3, 8 or 9, Division 2.1, 2.2, 5.1, or 6.1, or an
ORM-D material.
Approval means a written authorization, including a competent
authority approval, from the Associate Administrator or other designated
Department official, to perform a function for which prior authorization
by the Associate Administrator is required under subchapter C of this
chapter (49 CFR parts 171 through 180.)
Approved means approval issued or recognized by the Department
unless otherwise specifically indicated in this subchapter.
Asphyxiant gas means a gas which dilutes or replaces oxygen normally
in the atmosphere.
Associate Administrator means the Associate Administrator for
Hazardous Materials Safety, Pipeline and Hazardous Materials Safety
Administration.
Atmospheric gases means air, nitrogen, oxygen, argon, krypton, neon
and xenon.
Authorized Inspection Agency means: (1) A jurisdiction which has
adopted and administers one or more sections of the ASME Boiler and
Pressure Vessel Code as a legal requirement and has a representative
serving as a member of the ASME Conference Committee; or (2) an
insurance company which has been licensed or registered by the
appropriate authority of a State of the United States or a Province of
Canada to underwrite boiler and pressure vessel insurance in such State
or Province.
Authorized Inspector means an Inspector who is currently
commissioned by the National Board of Boiler and Pressure Vessel
Inspectors and employed as an Inspector by an Authorized Inspection
Agency.
Bag means a flexible packaging made of paper, plastic film,
textiles, woven material or other similar materials.
Bar means 1 BAR = 100 kPa (14.5 psi).
Barge means a non-selfpropelled vessel.
Biological product. See Sec.173.134 of this subchapter.
Bottle means an inner packaging having a neck of relatively smaller
cross section than the body and an opening capable of holding a closure
for retention of the contents.
Bottom shell means that portion of a tank car tank surface,
excluding the head ends of the tank car tank, that lies within two feet,
measured circumferentially, of the bottom longitudinal center line of
the tank car tank.
Box means a packaging with complete rectangular or polygonal faces,
made of metal, wood, plywood, reconstituted wood, fiberboard, plastic,
or other suitable material. Holes appropriate to the size and use of the
packaging, for purposes such as ease of handling or opening, or to meet
classification requirements, are permitted as long as they do not
compromise the integrity of the packaging during transportation, and are
not otherwise prohibited in this subchapter.
Break-bulk means packages of hazardous materials that are handled
individually, palletized, or unitized for purposes of transportation as
opposed to bulk and containerized freight.
Btu means British thermal unit.
Bulk packaging means a packaging, other than a vessel or a barge,
including a transport vehicle or freight container, in which hazardous
materials are loaded with no intermediate form of containment and which
has:
(1) A maximum capacity greater than 450 L (119 gallons) as a
receptacle for a liquid;
(2) A maximum net mass greater than 400 kg (882 pounds) and a
maximum capacity greater than 450 L (119 gallons) as a receptacle for a
solid; or
(3) A water capacity greater than 454 kg (1000 pounds) as a
receptacle for a gas as defined in Sec.173.115 of this subchapter.
[[Page 94]]
Bundle of cylinders means assemblies of UN cylinders fastened
together and interconnected by a manifold and transported as a unit. The
total water capacity for the bundle may not exceed 3,000 L, except that
a bundle intended for the transport of gases in Division 2.3 is limited
to a water capacity of 1,000 L.
Bureau of Explosives means the Bureau of Explosives (B of E) of the
Association of American Railroads.
C means Celsius or Centigrade.
Captain of the Port (COTP) means the officer of the Coast Guard,
under the command of a District Commander, so designated by the
Commandant for the purpose of giving immediate direction to Coast Guard
law enforcement activities within an assigned area. As used in this
subchapter, the term Captain of the Port includes an authorized
representative of the Captain of the Port.
Carfloat means a vessel that operates on a short run on an irregular
basis and serves one or more points in a port area as an extension of a
rail line or highway over water, and does not operate in ocean,
coastwise, or ferry service.
Cargo aircraft only means an aircraft that is used to transport
cargo and is not engaged in carrying passengers. For purposes of this
subchapter, the terms cargo aircraft only, cargo-only aircraft and cargo
aircraft have the same meaning.
Cargo tank means a bulk packaging that:
(1) Is a tank intended primarily for the carriage of liquids or
gases and includes appurtenances, reinforcements, fittings, and closures
(for the definition of a tank, see 49 CFR 178.320, 178.337-1, or
178.338-1, as applicable);
(2) Is permanently attached to or forms a part of a motor vehicle,
or is not permanently attached to a motor vehicle but which, by reason
of its size, construction or attachment to a motor vehicle is loaded or
unloaded without being removed from the motor vehicle; and
(3) Is not fabricated under a specification for cylinders,
intermediate bulk containers, multi-unit tank car tanks, portable tanks,
or tank cars.
Cargo tank motor vehicle means a motor vehicle with one or more
cargo tanks permanently attached to or forming an integral part of the
motor vehicle.
Cargo vessel means: (1) Any vessel other than a passenger vessel;
and
(2) Any ferry being operated under authority of a change of
character certificate issued by a Coast Guard Officer-in-Charge, Marine
Inspection.
Carrier means a person who transports passengers or property in
commerce by rail car, aircraft, motor vehicle, or vessel.
CC means closed-cup.
Character of vessel means the type of service in which the vessel is
engaged at the time of carriage of a hazardous material.
Class means hazard class. See hazard class.
Class 1. See Sec.173.50 of this subchapter.
Class 2. See Sec.173.115 of this subchapter.
Class 3. See Sec.173.120 of this subchapter.
Class 4. See Sec.173.124 of this subchapter.
Class 5. See Sec.173.128 of this subchapter.
Class 6. See Sec.173.132 of this subchapter.
Class 7. See Sec.173.403 of this subchapter.
Class 8. See Sec.173.136 of this subchapter.
Class 9. See Sec.173.140 of this subchapter.
Closure means a device which closes an opening in a receptacle.
COFC means container-on-flat-car.
Combination packaging means a combination of packaging, for
transport purposes, consisting of one or more inner packagings secured
in a non-bulk outer packaging. It does not include a composite
packaging.
Combustible liquid. See Sec.173.120 of this subchapter.
Commerce means trade or transportation in the jurisdiction of the
United States within a single state; between a place in a state and a
place outside of the state; or that affects trade or transportation
between a place in a state and place outside of the state.
Compatibility group letter means a designated alphabetical letter
used to categorize different types of explosive substances and articles
for purposes of
[[Page 95]]
stowage and segregation. See Sec.173.52 of this subchapter.
Competent Authority means a national agency responsible under its
national law for the control or regulation of a particular aspect of the
transportation of hazardous materials (dangerous goods). The term
Appropriate Authority, as used in the ICAO Technical Instructions (IBR,
see Sec.171.7), has the same meaning as Competent Authority. For
purposes of this subchapter, the Associate Administrator is the
Competent Authority for the United States.
Composite packaging means a packaging consisting of an outer
packaging and an inner receptacle, so constructed that the inner
receptacle and the outer packaging form an integral packaging. Once
assembled it remains thereafter an integrated single unit; it is filled,
stored, shipped and emptied as such.
Compressed gas. See Sec.173.115 of this subchapter.
Consignee means the person or place shown on a shipping document,
package marking, or other media as the location to which a carrier is
directed to transport a hazardous material.
Consumer commodity means a material that is packaged and distributed
in a form intended or suitable for sale through retail sales agencies or
instrumentalities for consumption by individuals for purposes of
personal care or household use. This term also includes drugs and
medicines.
Containership means a cargo vessel designed and constructed to
transport, within specifically designed cells, portable tanks and
freight containers which are lifted on and off with their contents
intact.
Corrosive material. See Sec.173.136 of this subchapter.
Crate means an outer packaging with incomplete surfaces.
Crewmember means a person assigned to perform duty in an aircraft
during flight time.
Cryogenic liquid. See Sec.173.115(g) of this subchapter.
Cultures and stocks. See Sec.173.134 of this subchapter.
Cylinder means a pressure vessel designed for pressures higher than
40 psia and having a circular cross section. It does not include a
portable tank, multi-unit tank car tank, cargo tank, or tank car.
Dangerous when wet material. See Sec.173.124 of this subchapter.
Design Certifying Engineer means a person registered with the
Department in accordance with subpart F of part 107 of this chapter who
has the knowledge and ability to perform stress analysis of pressure
vessels and otherwise determine whether a cargo tank design and
construction meets the applicable DOT specification. A Design Certifying
Engineer meets the knowledge and ability requirements of this section by
meeting any one of the following requirements:
(1) Has an engineering degree and one year of work experience in
cargo tank structural or mechanical design;
(2) Is currently registered as a professional engineer by
appropriate authority of a state of the United States or a province of
Canada; or
(3) Has at least three years' experience in performing the duties of
a Design Certifying Engineer prior to September 1, 1991.
Designated facility means a hazardous waste treatment, storage, or
disposal facility that has been designated on the manifest by the
generator.
Diagnostic specimen. See Sec.173.134 of this subchapter.
District Commander means the District Commander of the Coast Guard,
or his authorized representative, who has jurisdiction in the particular
geographical area.
Division means a subdivision of a hazard class.
DOD means the U.S. Department of Defense.
Domestic transportation means transportation between places within
the United States other than through a foreign country.
DOT or Department means U.S. Department of Transportation.
Drum means a flat-ended or convex-ended cylindrical packaging made
of metal, fiberboard, plastic, plywood, or other suitable materials.
This definition also includes packagings of other shapes made of metal
or plastic (e.g., round taper-necked packagings or pail-shaped
packagings) but does not include cylinders, jerricans, wooden barrels or
bulk packagings.
[[Page 96]]
Elevated temperature material means a material which, when offered
for transportation or transported in a bulk packaging:
(1) Is in a liquid phase and at a temperature at or above 100 [deg]C
(212 [deg]F);
(2) Is in a liquid phase with a flash point at or above 37.8 [deg]C
(100 [deg]F) that is intentionally heated and offered for transportation
or transported at or above its flash point; or
(3) Is in a solid phase and at a temperature at or above 240 [deg]C
(464 [deg]F).
Engine means a locomotive propelled by any form of energy and used
by a railroad.
EPA means U.S. Environmental Protection Agency.
Etiologic agent. See Sec.173.134 of this subchapter.
EX number means a number preceded by the prefix ``EX'', assigned by
the Associate Administrator, to an item that has been evaluated under
the provisions of Sec.173.56 of this subchapter.
Explosive. See Sec.173.50 of this subchapter.
F means degree Fahrenheit.
Farmer means a person engaged in the production or raising of crops,
poultry, or livestock.
Federal hazardous material transportation law means 49 U.S.C. 5101
et seq.
Ferry vessel means a vessel which is limited in its use to the
carriage of deck passengers or vehicles or both, operates on a short run
on a frequent schedule between two points over the most direct water
route, other than in ocean or coastwise service, and is offered as a
public service of a type normally attributed to a bridge or tunnel.
Filling density has the following meanings:
(1) For compressed gases in cylinders, see Sec.173.304a(a)(2)
table note 1.
(2) For compressed gases in tank cars, see Sec.173.314(c) table
note 1.
(3) For compressed gases in cargo tanks and portable tanks, see
Sec.173.315(a) table note 1.
(4) For cryogenic liquids in cylinders, except hydrogen, see Sec.
173.316(c)(1).
(5) For hydrogen, cryogenic liquid in cylinders, see Sec.
173.316(c)(3) table note 1.
(6) For cryogenic liquids in cargo tanks, see Sec.173.318(f)(1).
(7) For cryogenic liquids in tank cars, see Sec.173.319(d)(1).
Flammable gas. See Sec.173.115 of this subchapter.
Flammable liquid. See Sec.173.120 of this subchapter.
Flammable solid. See Sec.173.124 of this subchapter.
Flash point. See Sec.173.120 of this subchapter.
Freight container means a reusable container having a volume of 64
cubic feet or more, designed and constructed to permit being lifted with
its contents intact and intended primarily for containment of packages
(in unit form) during transportation.
Fuel tank means a tank other than a cargo tank, used to transport
flammable or combustible liquid, or compressed gas for the purpose of
supplying fuel for propulsion of the transport vehicle to which it is
attached, or for the operation of other equipment on the transport
vehicle.
Fumigated lading. See Sec.Sec.172.302(g) and 173.9.
Gas means a material which has a vapor pressure greater than 300 kPa
(43.5 psia) at 50 [deg]C (122 [deg]F) or is completely gaseous at 20
[deg]C (68 [deg]F) at a standard pressure of 101.3 kPa (14.7 psia).
Gross weight or Gross mass means the weight of a packaging plus the
weight of its contents.
Hazard class means the category of hazard assigned to a hazardous
material under the definitional criteria of part 173 of this subchapter
and the provisions of the Sec.172.101 table. A material may meet the
defining criteria for more than one hazard class but is assigned to only
one hazard class.
Hazard zone means one of four levels of hazard (Hazard Zones A
through D) assigned to gases, as specified in Sec.173.116(a) of this
subchapter, and one of two levels of hazards (Hazard Zones A and B)
assigned to liquids that are poisonous by inhalation, as specified in
Sec.173.133(a) of this subchapter. A hazard zone is based on the LC50
value for acute inhalation toxicity of gases and vapors, as specified in
Sec.173.133(a).
Hazardous material means a substance or material that the Secretary
of Transportation has determined is capable of posing an unreasonable
risk to health, safety, and property when
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transported in commerce, and has designated as hazardous under section
5103 of Federal hazardous materials transportation law (49 U.S.C. 5103).
The term includes hazardous substances, hazardous wastes, marine
pollutants, elevated temperature materials, materials designated as
hazardous in the Hazardous Materials Table (see 49 CFR 172.101), and
materials that meet the defining criteria for hazard classes and
divisions in part 173 of subchapter C of this chapter.
Hazardous substance for the purposes of this subchapter, means a
material, including its mixtures and solutions, that--
(1) Is listed in the appendix A to Sec.172.101 of this subchapter;
(2) Is in a quantity, in one package, which equals or exceeds the
reportable quantity (RQ) listed in the appendix A to Sec.172.101 of
this subchapter; and
(3) When in a mixture or solution--
(i) For radionuclides, conforms to paragraph 7 of the appendix A to
Sec.172.101.
(ii) For other than radionuclides, is in a concentration by weight
which equals or exceeds the concentration corresponding to the RQ of the
material, as shown in the following table:
------------------------------------------------------------------------
Concentration by
weight
RQ pounds (kilograms) ---------------------
Percent PPM
------------------------------------------------------------------------
5000 (2270)....................................... 10 100,000
1000 (454)........................................ 2 20,000
100 (45.4)........................................ 0.2 2,000
10 (4.54)......................................... 0.02 200
1 (0.454)......................................... 0.002 20
------------------------------------------------------------------------
The term does not include petroleum, including crude oil or any
fraction thereof which is not otherwise specifically listed or
designated as a hazardous substance in appendix A to Sec.172.101 of
this subchapter, and the term does not include natural gas, natural gas
liquids, liquefied natural gas, or synthetic gas usable for fuel (or
mixtures of natural gas and such synthetic gas).
Hazardous waste, for the purposes of this chapter, means any
material that is subject to the Hazardous Waste Manifest Requirements of
the U.S. Environmental Protection Agency specified in 40 CFR part 262.
Hazmat means a hazardous material.
Hazmat employee means: (1) A person who is:
(i) Employed on a full-time, part time, or temporary basis by a
hazmat employer and who in the course of such full time, part time or
temporary employment directly affects hazardous materials transportation
safety;
(ii) Self-employed (including an owner-operator of a motor vehicle,
vessel, or aircraft) transporting hazardous materials in commerce who in
the course of such self-employment directly affects hazardous materials
transportation safety;
(iii) A railroad signalman; or
(iv) A railroad maintenance-of-way employee.
(2) This term includes an individual, employed on a full time, part
time, or temporary basis by a hazmat employer, or who is self-employed,
who during the course of employment:
(i) Loads, unloads, or handles hazardous materials;
(ii) Designs, manufactures, fabricates, inspects, marks, maintains,
reconditions, repairs, or tests a package, container or packaging
component that is represented, marked, certified, or sold as qualified
for use in transporting hazardous material in commerce.
(iii) Prepares hazardous materials for transportation;
(iv) Is responsible for safety of transporting hazardous materials;
(v) Operates a vehicle used to transport hazardous materials.
Hazmat employer means:
(1) A person who employs or uses at least one hazmat employee on a
full-time, part time, or temporary basis; and who:
(i) Transports hazardous materials in commerce;
(ii) Causes hazardous materials to be transported in commerce; or
(iii) Designs, manufactures, fabricates, inspects, marks, maintains,
reconditions, repairs or tests a package, container, or packaging
component that is represented, marked, certified, or sold by that person
as qualified for use in transporting hazardous materials in commerce;
(2) A person who is self-employed (including an owner-operator of a
motor
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vehicle, vessel, or aircraft) transporting materials in commerce; and
who:
(i) Transports hazardous materials in commerce;
(ii) Causes hazardous materials to be transported in commerce; or
(iii) Designs, manufactures, fabricates, inspects, marks, maintains,
reconditions, repairs or tests a package, container, or packaging
component that is represented, marked, certified, or sold by that person
as qualified for use in transporting hazardous materials in commerce; or
(3) A department, agency, or instrumentality of the United States
Government, or an authority of a State, political subdivision of a
State, or an Indian tribe; and who:
(i) Transports hazardous materials in commerce;
(ii) Causes hazardous materials to be transported in commerce; or
(iii) Designs, manufactures, fabricates, inspects, marks, maintains,
reconditions, repairs or tests a package, container, or packaging
component that is represented, marked, certified, or sold by that person
as qualified for use in transporting hazardous materials in commerce.
Hermetically sealed means closed by fusion, gasketing, crimping, or
equivalent means so that no gas or vapor can enter or escape.
HMR means the Hazardous Materials Regulations, Parts 171 through 180
of this chapter.
IAEA means International Atomic Energy Agency.
IATA means International Air Transport Association.
ICAO means International Civil Aviation Organization.
IMO means International Maritime Organization.
Incorporated by reference or IBR means a publication or a portion of
a publication that is made a part of the regulations of this subchapter.
See Sec.171.7.
Infectious substance (etiologic agent). See Sec.173.134 of this
subchapter.
Inner packaging means a packaging for which an outer packaging is
required for transport. It does not include the inner receptacle of a
composite packaging.
Inner receptacle means a receptacle which requires an outer
packaging in order to perform its containment function. The inner
receptacle may be an inner packaging of a combination packaging or the
inner receptacle of a composite packaging.
Intermediate bulk container or IBC means a rigid or flexible
portable packaging, other than a cylinder or portable tank, which is
designed for mechanical handling. Standards for IBCs manufactured in the
United States are set forth in subparts N and O of part 178 of this
subchapter.
Intermediate packaging means a packaging which encloses an inner
packaging or article and is itself enclosed in an outer packaging.
Intermodal container means a freight container designed and
constructed to permit it to be used interchangeably in two or more modes
of transport.
Intermodal portable tank or IM portable tank means a specific class
of portable tanks designed primarily for international intermodal use.
International transportation means transportation--
(1) Between any place in the United States and any place in a
foreign country;
(2) Between places in the United States through a foreign country;
or
(3) Between places in one or more foreign countries through the
United States.
Irritating material. See Sec.173.132(a)(2) of this subchapter.
Jerrican means a metal or plastic packaging of rectangular or
polygonal cross-section.
Large packaging means a packaging that--
(1) Consists of an outer packaging which contains articles or inner
packagings;
(2) Is designated for mechanical handling;
(3) Exceeds 400 kg net mass or 450 liters (118.9 gallons) capacity;
(4) Has a volume of not more than 3 m\3\ (see Sec.178.801(i) of
this subchapter); and
(5) Conforms to the requirements for the construction, testing and
marking of large packagings as specified in the UN Recommendations,
Chapter 6.6 (incorporated by reference; see Sec.171.7).
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Limited quantity, when specified as such in a section applicable to
a particular material, means the maximum amount of a hazardous material
for which there is a specific labeling or packaging exception.
Lighter means a mechanically operated flame-producing device
employing an ignition device and containing a Class 3 or a Division 2.1
material. For design, capacity, and filling density requirements for
lighters containing a Division 2.1 material, see Sec.173.308.
Lighter refill means a pressurized container that does not contain
an ignition device but does contain a release device and is intended for
use as a replacement cartridge in a lighter or to refill a lighter with
a Division 2.1 flammable gas fuel. For capacity limits, see Sec.
173.306(h) of this subchapter.
Liquid means a material, other than an elevated temperature
material, with a melting point or initial melting point of 20 [deg]C (68
[deg]F) or lower at a standard pressure of 101.3 kPa (14.7 psia). A
viscous material for which a specific melting point cannot be determined
must be subjected to the procedures specified in ASTM D 4359 ``Standard
Test Method for Determining Whether a Material is Liquid or Solid''
(IBR, see Sec.171.7).
Liquid phase means a material that meets the definition of liquid
when evaluated at the higher of the temperature at which it is offered
for transportation or at which it is transported, not at the 37.8 [deg]C
(100 [deg]F) temperature specified in ASTM D 4359 (IBR, see Sec.
171.7).
Loading incidental to movement means loading by carrier personnel or
in the presence of carrier personnel of packaged or containerized
hazardous material onto a transport vehicle, aircraft, or vessel for the
purpose of transporting it, including the loading, blocking and bracing
a hazardous materials package in a freight container or transport
vehicle, and segregating a hazardous materials package in a freight
container or transport vehicle from incompatible cargo. For a bulk
packaging, loading incidental to movement means filling the packaging
with a hazardous material for the purpose of transporting it. Loading
incidental to movement includes transloading.
Magazine vessel means a vessel used for the receiving, storing, or
dispensing of explosives.
Magnetic material. See Sec.173.21(d) of this subchapter.
Marine pollutant, means a material which is listed in appendix B to
Sec.172.101 of this subchapter (also see Sec.171.4) and, when in a
solution or mixture of one or more marine pollutants, is packaged in a
concentration which equals or exceeds:
(1) Ten percent by weight of the solution or mixture for materials
listed in the appendix; or
(2) One percent by weight of the solution or mixture for materials
that are identified as severe marine pollutants in the appendix.
Marking means a descriptive name, identification number,
instructions, cautions, weight, specification, or UN marks, or
combinations thereof, required by this subchapter on outer packagings of
hazardous materials.
Material of trade means a hazardous material, other than a hazardous
waste, that is carried on a motor vehicle--
(1) For the purpose of protecting the health and safety of the motor
vehicle operator or passengers;
(2) For the purpose of supporting the operation or maintenance of a
motor vehicle (including its auxiliary equipment); or
(3) By a private motor carrier (including vehicles operated by a
rail carrier) in direct support of a principal business that is other
than transportation by motor vehicle.
Material poisonous by inhalation means:
(1) A gas meeting the defining criteria in Sec.173.115(c) of this
subchapter and assigned to Hazard Zone A, B, C, or D in accordance with
Sec.173.116(a) of this subchapter;
(2) A liquid (other than as a mist) meeting the defining criteria in
Sec.173.132(a)(1)(iii) of this subchapter and assigned to Hazard Zone
A or B in accordance with Sec.173.133(a) of this subchapter; or
(3) Any material identified as an inhalation hazard by a special
provision in column 7 of the Sec.172.101 table.
Maximum allowable working pressure or MAWP: For DOT specification
cargo
[[Page 100]]
tanks used to transport liquid hazardous materials, see Sec.178.320(a)
of this subchapter.
Maximum capacity means the maximum inner volume of receptacles or
packagings.
Maximum net mass means the allowable maximum net mass of contents in
a single packaging, or as used in subpart M of part 178 of this
subchapter, the maximum combined mass of inner packaging, and the
contents thereof.
Metered delivery service means a cargo tank unloading operation
conducted at a metered flow rate of 378.5 L (100 gallons) per minute or
less through an attached delivery hose with a nominal inside diameter of
3.175 cm (1\1/4\ inches) or less.
Miscellaneous hazardous material. See Sec.173.140 of this
subchapter.
Mixture means a material composed of more than one chemical compound
or element.
Mode means any of the following transportation methods; rail,
highway, air, or water.
Motor vehicle includes a vehicle, machine, tractor, trailer, or
semitrailer, or any combination thereof, propelled or drawn by
mechanical power and used upon the highways in the transportation of
passengers or property. It does not include a vehicle, locomotive, or
car operated exclusively on a rail or rails, or a trolley bus operated
by electric power derived from a fixed overhead wire, furnishing local
passenger transportation similar to street-railway service.
Movement means the physical transfer of a hazardous material from
one geographic location to another by rail car, aircraft, motor vehicle,
or vessel.
Multiple-element gas container or MEGC means assemblies of UN
cylinders, tubes, or bundles of cylinders interconnected by a manifold
and assembled within a framework. The term includes all service
equipment and structural equipment necessary for the transport of gases.
Name of contents means the proper shipping name as specified in
Sec.172.101 of this subchapter.
Navigable waters means, for the purposes of this subchapter, waters
of the United States, including the territorial seas.
Non-bulk packaging means a packaging which has:
(1) A maximum capacity of 450 L (119 gallons) or less as a
receptacle for a liquid;
(2) A maximum net mass of 400 kg (882 pounds) or less and a maximum
capacity of 450 L (119 gallons) or less as a receptacle for a solid; or
(3) A water capacity of 454 kg (1000 pounds) or less as a receptacle
for a gas as defined in Sec.173.115 of this subchapter.
Nonflammable gas. See Sec.173.115 of this subchapter.
N.O.S. means not otherwise specified.
N.O.S. description means a shipping description from the Sec.
172.101 table which includes the abbreviation n.o.s.
NPT means an American Standard taper pipe thread conforming to the
requirements of NBS Handbook H-28 (IBR, see Sec.171.7).
NRC (non-reusable container) means a packaging (container) whose
reuse is restricted in accordance with the provisions of Sec.173.28 of
this subchapter.
Occupied caboose means a rail car being used to transport non-
passenger personnel.
Officer in Charge, Marine Inspection means a person from the
civilian or military branch of the Coast Guard designated as such by the
Commandant and who under the supervision and direction of the Coast
Guard District Commander is in charge of a designated inspection zone
for the performance of duties with respect to the enforcement and
administration of title 52, Revised Statutes, acts amendatory thereof or
supplemental thereto, rules and regulations thereunder, and the
inspection required thereby.
Offshore supply vessel means a cargo vessel of less than 500 gross
tons that regularly transports goods, supplies or equipment in support
of exploration or production of offshore mineral or energy resources.
Operator means a person who controls the use of an aircraft, vessel,
or vehicle.
Organic peroxide. See Sec.173.128 of this subchapter.
ORM means other regulated material. See Sec.173.144 of this
subchapter.
Outage or ullage means the amount by which a packaging falls short
of
[[Page 101]]
being liquid full, usually expressed in percent by volume.
Outer packaging means the outermost enclosure of a composite or
combination packaging together with any absorbent materials, cushioning
and any other components necessary to contain and protect inner
receptacles or inner packagings.
Overpack, except as provided in subpart K of part 178 of this
subchapter, means an enclosure that is used by a single consignor to
provide protection or convenience in handling of a package or to
consolidate two or more packages. Overpack does not include a transport
vehicle, freight container, or aircraft unit load device. Examples of
overpacks are one or more packages:
(1) Placed or stacked onto a load board such as a pallet and secured
by strapping, shrink wrapping, stretch wrapping, or other suitable
means; or
(2) Placed in a protective outer packaging such as a box or crate.
Oxidizer. See Sec.173.127 of this subchapter.
Oxidizing gas means a gas which may, generally by providing oxygen,
cause or contribute to the combustion of other material more than air
does.
Oxygen generator (chemical) means a device containing chemicals that
upon activation release oxygen as a product of chemical reaction.
Package or Outside Package means a packaging plus its contents. For
radioactive materials, see Sec.173.403 of this subchapter.
Packaging means a receptacle and any other components or materials
necessary for the receptacle to perform its containment function in
conformance with the minimum packing requirements of this subchapter.
For radioactive materials packaging, see Sec.173.403 of this
subchapter.
Packing group means a grouping according to the degree of danger
presented by hazardous materials. Packing Group I indicates great
danger; Packing Group II, medium danger; Packing Group III, minor
danger. See Sec.172.101(f) of this subchapter.
Passenger (With respect to vessels and for the purposes of part 176
only) means a person being carried on a vessel other than:
(1) The owner or his representative;
(2) The operator;
(3) A bona fide member of the crew engaged in the business of the
vessel who has contributed no consideration for his carriage and who is
paid for his services; or
(4) A guest who has not contributed any consideration directly or
indirectly for his carriage.
Passenger-carrying aircraft means an aircraft that carries any
person other than a crewmember, company employee, an authorized
representative of the United States, or a person accompanying the
shipment.
Passenger vessel means--
(1) A vessel subject to any of the requirements of the International
Convention for the Safety of Life at Sea, 1974, which carries more than
12 passengers;
(2) A cargo vessel documented under the laws of the United States
and not subject to that Convention, which carries more than 16
passengers;
(3) A cargo vessel of any foreign nation that extends reciprocal
privileges and is not subject to that Convention and which carries more
than 16 passengers; and
(4) A vessel engaged in a ferry operation and which carries
passengers.
Person means an individual, corporation, company, association, firm,
partnership, society, joint stock company; or a government, Indian
tribe, or authority of a government or tribe offering a hazardous
material for transportation in commerce or transporting a hazardous
material to support a commercial enterprise. This term does not include
the United States Postal Service or, for purposes of 49 U.S.C. 5123 and
5124, a Department, agency, or instrumentality of the government.
Person who offers or offeror means:
(1) Any person who does either or both of the following:
(i) Performs, or is responsible for performing, any pre-
transportation function required under this subchapter for
transportation of the hazardous material in commerce.
(ii) Tenders or makes the hazardous material available to a carrier
for transportation in commerce.
(2) A carrier is not an offeror when it performs a function required
by this
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subchapter as a condition of acceptance of a hazardous material for
transportation in commerce (e.g., reviewing shipping papers, examining
packages to ensure that they are in conformance with this subchapter, or
preparing shipping documentation for its own use) or when it transfers a
hazardous material to another carrier for continued transportation in
commerce without performing a pre-transportation function.
PHMSA means the Pipeline and Hazardous Materials Safety
Administration, U.S. Department of Transportation, Washington, DC 20590.
Placarded car means a rail car which is placarded in accordance with
the requirements of part 172 of this subchapter.
Poisonous gas. See Sec.173.115 of this subchapter.
Poisonous materials. See Sec.173.132 of this subchapter.
Portable tank means a bulk packaging (except a cylinder having a
water capacity of 1000 pounds or less) designed primarily to be loaded
onto, or on, or temporarily attached to a transport vehicle or ship and
equipped with skids, mountings, or accessories to facilitate handling of
the tank by mechanical means. It does not include a cargo tank, tank
car, multi-unit tank car tank, or trailer carrying 3AX, 3AAX, or 3T
cylinders.
Preferred route or Preferred highway is a highway for shipment of
highway route controlled quantities of radioactive materials so
designated by a State routing agency, and any Interstate System highway
for which an alternative highway has not been designated by such State
agency as provided by Sec.397.103 of this title.
Pre-transportation function means a function specified in the HMR
that is required to assure the safe transportation of a hazardous
material in commerce, including--
(1) Determining the hazard class of a hazardous material.
(2) Selecting a hazardous materials packaging.
(3) Filling a hazardous materials packaging, including a bulk
packaging.
(4) Securing a closure on a filled or partially filled hazardous
materials package or container or on a package or container containing a
residue of a hazardous material.
(5) Marking a package to indicate that it contains a hazardous
material.
(6) Labeling a package to indicate that it contains a hazardous
material.
(7) Preparing a shipping paper.
(8) Providing and maintaining emergency response information.
(9) Reviewing a shipping paper to verify compliance with the HMR or
international equivalents.
(10) For each person importing a hazardous material into the United
States, providing the shipper with timely and complete information as to
the HMR requirements that will apply to the transportation of the
material within the United States.
(11) Certifying that a hazardous material is in proper condition for
transportation in conformance with the requirements of the HMR.
(12) Loading, blocking, and bracing a hazardous materials package in
a freight container or transport vehicle.
(13) Segregating a hazardous materials package in a freight
container or transport vehicle from incompatible cargo.
(14) Selecting, providing, or affixing placards for a freight
container or transport vehicle to indicate that it contains a hazardous
material.
Primary hazard means the hazard class of a material as assigned in
the Sec.172.101 table.
Private track or Private siding means: (i) Track located outside of
a carrier's right-of-way, yard, or terminals where the carrier does not
own the rails, ties, roadbed, or right-of-way, or
(ii) Track leased by a railroad to a lessee, where the lease
provides for, and actual practice entails, exclusive use of that
trackage by the lessee and/or a general system railroad for purpose of
moving only cars shipped to or by the lessee, and where the lessor
otherwise exercises no control over or responsibility for the trackage
or the cars on the trackage.
Proper shipping name means the name of the hazardous material shown
in Roman print (not italics) in Sec.172.101 of this subchapter.
Psi means pounds per square inch.
Psia means pounds per square inch absolute.
[[Page 103]]
Psig means pounds per square inch gauge.
Public vessel means a vessel owned by and being used in the public
service of the United States. It does not include a vessel owned by the
United States and engaged in a trade or commercial service or a vessel
under contract or charter to the United States.
Pyrophoric liquid. See Sec.173.124(b) of this subchapter.
Radioactive materials. See Sec.173.403 of this subchapter for
definitions relating to radioactive materials.
Rail car means a car designed to carry freight or non-passenger
personnel by rail, and includes a box car, flat car, gondola car, hopper
car, tank car, and occupied caboose.
Railroad means a person engaged in transportation by rail.
Receptacle means a containment vessel for receiving and holding
materials, including any means of closing.
Registered Inspector means a person registered with the Department
in accordance with subpart F of part 107 of this chapter who has the
knowledge and ability to determine whether a cargo tank conforms to the
applicable DOT specification. A Registered Inspector meets the knowledge
and ability requirements of this section by meeting any one of the
following requirements:
(1) Has an engineering degree and one year of work experience
relating to the testing and inspection of cargo tanks;
(2) Has an associate degree in engineering and two years of work
experience relating to the testing and inspection of cargo tanks;
(3) Has a high school diploma (or General Equivalency Diploma) and
three years of work experience relating to the testing and inspection of
cargo tanks; or
(4) Has at least three years' experience performing the duties of a
Registered Inspector prior to September 1, 1991.
Regulated medical waste. See Sec.173.134 of this subchapter.
Reportable quantity (RQ) for the purposes of this subchapter means
the quantity specified in column 2 of the appendix to Sec.172.101 for
any material identified in column 1 of the appendix.
Research means investigation or experimentation aimed at the
discovery of new theories or laws and the discovery and interpretation
of facts or revision of accepted theories or laws in the light of new
facts. Research does not include the application of existing technology
to industrial endeavors.
Residue means the hazardous material remaining in a packaging,
including a tank car, after its contents have been unloaded to the
maximum extent practicable and before the packaging is either refilled
or cleaned of hazardous material and purged to remove any hazardous
vapors.
SADT means self-accelerated decomposition temperature. See Sec.
173.21(f) of this subchapter.
Salvage packaging means a special packaging conforming to Sec.
173.3 of this subchapter into which damaged, defective, leaking, or non-
conforming hazardous materials packages, or hazardous materials that
have spilled or leaked, are placed for purposes of transport for
recovery or disposal.
SCF (standard cubic foot) means one cubic foot of gas measured at 60
[deg]F. and 14.7 psia.
Secretary means the Secretary of Transportation.
Self-defense spray means an aerosol or non-pressurized device that:
(1) Is intended to have an irritating or incapacitating effect on a
person or animal; and
(2) Meets no hazard criteria other than for Class 9 (for example, a
pepper spray; see Sec.173.140(a) of this subchapter) and, for an
aerosol, Division 2.1 or 2.2 (see Sec.173.115 of this subchapter),
except that it may contain not more than two percent by mass of a tear
gas substance (e.g., chloroacetophenone (CN) or 0-
chlorobenzylmalonitrile (CS); see Sec.173.132(a)(2) of this
subchapter.)
Settled pressure means the pressure exerted by the contents of a UN
pressure receptacle in thermal and diffusive equilibrium.
Sharps. See Sec.173.134 of this subchapter.
Shipping paper means a shipping order, bill of lading, manifest or
other shipping document serving a similar purpose and prepared in
accordance with subpart C of part 172 of this chapter.
[[Page 104]]
Siftproof packaging means a packaging impermeable to dry contents,
including fine solid material produced during transportation.
Single packaging means a non-bulk packaging other than a combination
packaging.
Solid means a material which is not a gas or a liquid.
Solution means any homogeneous liquid mixture of two or more
chemical compounds or elements that will not undergo any segregation
under conditions normal to transportation.
Special permit means a document issued by the Associate
Administrator under the authority of 49 U.S.C. 5117 permitting a person
to perform a function that is not otherwise permitted under subchapter A
or C of this chapter, or other regulations issued under 49 U.S.C. 5101
et seq. (e.g., Federal Motor Carrier Safety routing requirements). The
terms ``special permit'' and ``exemption'' have the same meaning for
purposes of subchapter A or C of this chapter or other regulations
issued under 49 U.S.C. 5101 through 5127. An exemption issued prior to
October 1, 2005 remains valid until it is past its expiration date,
terminated by the Associate Administrator, or issued as a special
permit, whichever occurs first.
Specification packaging means a packaging conforming to one of the
specifications or standards for packagings in part 178 or part 179 of
this subchapter.
Spontaneously combustible material. See Sec.173.124(b) of this
subchapter.
Stabilized means that the hazardous material is in a condition that
precludes uncontrolled reaction. This may be achieved by methods such as
adding an inhibiting chemical, degassing the hazardous material to
remove dissolved oxygen and inerting the air space in the package, or
maintaining the hazardous material under temperature control.
State means a State of the United States, the District of Columbia,
the Commonwealth of Puerto Rico, the Commonwealth of the Northern
Mariana Islands, the Virgin Islands, American Samoa, Guam, or any other
territory or possession of the United States designated by the
Secretary.
State-designated route means a preferred route selected in
accordance with U.S. DOT ``Guidelines for Selecting Preferred Highway
Routes for Highway Route Controlled Quantities of Radioactive
Materials'' or an equivalent routing analysis which adequately considers
overall risk to the public.
Storage incidental to movement means storage of a transport vehicle,
freight container, or package containing a hazardous material by any
person between the time that a carrier takes physical possession of the
hazardous material for the purpose of transporting it in commerce until
the package containing the hazardous material is physically delivered to
the destination indicated on a shipping document, package marking, or
other medium, or, in the case of a private motor carrier, between the
time that a motor vehicle driver takes physical possession of the
hazardous material for the purpose of transporting it in commerce until
the driver relinquishes possession of the package at its destination and
is no longer responsible for performing functions subject to the HMR
with respect to that particular package.
(1) Storage incidental to movement includes--
(i) Storage at the destination shown on a shipping document,
including storage at a transloading facility, provided the shipping
documentation identifies the shipment as a through-shipment and
identifies the final destination or destinations of the hazardous
material; and
(ii) Rail cars containing hazardous materials that are stored on
track that does not meet the definition of ``private track or siding''
in Sec.171.8, even if those cars have been delivered to the
destination shown on the shipping document.
(2) Storage incidental to movement does not include storage of a
hazardous material at its final destination as shown on a shipping
document.
Stowage means the act of placing hazardous materials on board a
vessel.
Strong outside container means the outermost enclosure which
provides protection against the unintentional release of its contents
under conditions normally incident to transportation.
[[Page 105]]
Subsidiary hazard means a hazard of a material other than the
primary hazard. (See primary hazard).
Table in Sec.172.101 or Sec.172.101 table means the Hazardous
Materials Table in Sec.172.101 of this subchapter.
Technical name means a recognized chemical name or microbiological
name currently used in scientific and technical handbooks, journals, and
texts. Generic descriptions are authorized for use as technical names
provided they readily identify the general chemical group, or
microbiological group. Examples of acceptable generic chemical
descriptions are organic phosphate compounds, petroleum aliphatic
hydrocarbons and tertiary amines. For proficiency testing only, generic
microbiological descriptions such as bacteria, mycobacteria, fungus, and
viral samples may be used. Except for names which appear in subpart B of
part 172 of this subchapter, trade names may not be used as technical
names.
TOFC means trailer-on-flat-car.
Top shell means the tank car tank surface, excluding the head ends
and bottom shell of the tank car tank.
Toxin. See Sec.173.134 of this subchapter.
Trailership means a vessel, other than a carfloat, specifically
equipped to carry motor transport vehicles and fitted with installed
securing devices to tie down each vehicle. The term trailership includes
Roll-on/Roll-off (RO/RO) vessels.
Train means one or more engines coupled with one or more rail cars,
except during switching operations or where the operation is that of
classifying and assembling rail cars within a railroad yard for the
purpose of making or breaking up trains.
Trainship means a vessel other than a rail car ferry or carfloat,
specifically equipped to transport railroad vehicles, and fitted with
installed securing devices to tie down each vehicle.
Transloading means the transfer of a hazardous material by any
person from one bulk packaging to another bulk packaging, from a bulk
packaging to a non-bulk packaging, or from a non-bulk packaging to a
bulk packaging for the purpose of continuing the movement of the
hazardous material in commerce.
Transport vehicle means a cargo-carrying vehicle such as an
automobile, van, tractor, truck, semitrailer, tank car or rail car used
for the transportation of cargo by any mode. Each cargo-carrying body
(trailer, rail car, etc.) is a separate transport vehicle.
Transportation or transport means the movement of property and
loading, unloading, or storage incidental to that movement.
UFC means Uniform Freight Classification.
UN means United Nations.
UN cylinder means a transportable pressure receptacle with a water
capacity not exceeding 150 L that has been marked and certified as
conforming to the applicable requirements in part 178 of this
subchapter.
UN portable tank means an intermodal tank having a capacity of more
than 450 liters (118.9 gallons). It includes a shell fitted with service
equipment and structural equipment, including stabilizing members
external to the shell and skids, mountings or accessories to facilitate
mechanical handling. A UN portable tank must be capable of being filled
and discharged without the removal of its structural equipment and must
be capable of being lifted when full. Cargo tanks, rail tank car tanks,
non-metallic tanks, non-specification tanks, bulk bins, and IBCs and
packagings made to cylinder specifications are not UN portable tanks.
UN pressure receptacle means a UN cylinder or tube.
UN Recommendations means the UN Recommendations on the Transport of
Dangerous Goods (IBR, see Sec.171.7).
UN standard packaging means a packaging conforming to standards in
the UN Recommendations (IBR, see Sec.171.7).
UN tube means a seamless transportable pressure receptacle with a
water capacity exceeding 150 L but not more than 3,000 L that has been
marked and certified as conforming to the requirements in part 178 of
this subchapter.
Undeclared hazardous material means a hazardous material that is:
(1) Subject to any of the hazard communication requirements in subparts
C (Shipping Papers), D (Marking), E (Labeling), and F (Placarding) of
Part 172 of this subchapter, or an alternative
[[Page 106]]
marking requirement in Part 173 of this subchapter (such as Sec.Sec.
173.4(a)(10) and 173.6(c)); and (2) offered for transportation in
commerce without any visible indication to the person accepting the
hazardous material for transportation that a hazardous material is
present, on either an accompanying shipping document, or the outside of
a transport vehicle, freight container, or package.
Unintentional release means the escape of a hazardous material from
a package on an occasion not anticipated or planned. This includes
releases resulting from collision, package failures, human error,
criminal activity, negligence, improper packing, or unusual conditions
such as the operation of pressure relief devices as a result of over-
pressurization, overfill or fire exposure. It does not include releases,
such as venting of packages, where allowed, and the operational
discharge of contents from packages.
Unit load device means any type of freight container, aircraft
container, aircraft pallet with a net, or aircraft pallet with a net
over an igloo.
United States means a State of the United States, the District of
Columbia, the Commonwealth of Puerto Rico, the Commonwealth of the
Northern Mariana Islands, the Virgin Islands, American Samoa, Guam, or
any other territory or possession of the United States designated by the
Secretary.
Unloading incidental to movement means removing a packaged or
containerized hazardous material from a transport vehicle, aircraft, or
vessel, or for a bulk packaging, emptying a hazardous material from the
bulk packaging after the hazardous material has been delivered to the
consignee when performed by carrier personnel or in the presence of
carrier personnel or, in the case of a private motor carrier, while the
driver of the motor vehicle from which the hazardous material is being
unloaded immediately after movement is completed is present during the
unloading operation. (Emptying a hazardous material from a bulk
packaging while the packaging is on board a vessel is subject to
separate regulations as delegated by Department of Homeland Security
Delegation No. 0170.1 at 2(103).) Unloading incidental to movement
includes transloading.
Vessel includes every description of watercraft, used or capable of
being used as a means of transportation on the water.
Viscous liquid means a liquid material which has a measured
viscosity in excess of 2500 centistokes at 25 [deg]C. (77 [deg]F.) when
determined in accordance with the procedures specified in ASTM Method D
445-72 ``Kinematic Viscosity of Transparent and Opaque Liquids (and the
Calculation of Dynamic Viscosity)'' or ASTM Method D 1200-70 ``Viscosity
of Paints, Varnishes, and Lacquers by Ford Viscosity Cup.''
Volatility refers to the relative rate of evaporation of materials
to assume the vapor state.
Water reactive material. See Sec.173.124(c) of this subchapter.
Water resistant means having a degree of resistance to permeability
by and damage caused by water in liquid form.
Wooden barrel means a packaging made of natural wood, of round
cross-section, having convex walls, consisting of staves and heads and
fitted with hoops.
Working pressure for purposes of UN pressure receptacles, means the
settled pressure of a compressed gas at a reference temperature of 15
[deg]C (59 [deg]F).
W.T. means watertight.
[Amdt. 171-32, 41 FR 15994, Apr. 15, 1976]
Editorial Note: For Federal Register citations affecting Sec.
171.8, see the List of CFR Sections Affected which appears in the
Finding Aids section of the printed volume and on GPO Access.
Effective Date Note: At 72 FR 44947, Aug. 9, 2007, Sec.171.8 was
amended by adding definitions for ``Aggregate lithium content'',
``Equivalent lithium content'', and ``Lithium content'', effective Jan.
1, 2008. For the convenience of the user, the added text is set forth as
follows:
Sec. 171.8 Definitions and abbreviations.
* * * * *
Aggregate lithium content means the sum of the grams of lithium
content or equivalent lithium content contained by the cells comprising
a battery.
* * * * *
[[Page 107]]
Equivalent lithium content means, for a lithium-ion cell, the
product of the rated capacity, in ampere-hours, of a lithium-ion cell
times 0.3, with the result expressed in grams. The equivalent lithium
content of a battery equals the sum of the grams of equivalent lithium
content contained in the component cells of the battery.
* * * * *
Lithium content means the mass of lithium in the anode of a lithium
metal or lithium alloy cell. The lithium content of a battery equals the
sum of the grams of lithium content contained in the component cells of
the battery. For a lithium-ion cell see the definition for ``equivalent
lithium content''.
* * * * *
Sec. 171.9 Rules of construction.
(a) In this subchapter, unless the context requires otherwise:
(1) Words imparting the singular include the plural;
(2) Words imparting the plural include the singular; and
(3) Words imparting the masculine gender include the feminine;
(b) In this subchapter, the word: (1) ``Shall'' is used in an
imperative sense;
(2) ``Must'' is used in an imperative sense;
(3) ``Should'' is used in a recommendatory sense;
(4) ``May'' is used in a permissive sense to state authority or
permission to do the act described, and the words ``no person may * *
*'' or ``a person may not * * *'' means that no person is required,
authorized, or permitted to do the act described; and
(5) ``Includes'' is used as a word of inclusion not limitation.
[Amdt. 171-32, 41 FR 15996, Apr. 15, 1976, as amended by Amdt. 171-32A,
41 FR 40630, Sept. 20, 1976; Amdt. 171-121, 58 FR 51528, Oct. 1, 1993]
Sec. 171.10 Units of measure.
(a) General. To ensure compatibility with international
transportation standards, most units of measure in this subchapter are
expressed using the International System of Units (``SI'' or metric).
Where SI units appear, they are the regulatory standard. U.S. standard
or customary units, which appear in parentheses following the SI units,
are for information only and are not intended to be the regulatory
standard.
(b) Abbreviations for SI units of measure generally used throughout
this subchapter are as shown in paragraph (c) of this section. Customary
units shown throughout this subchapter are generally not abbreviated.
(c) Conversion values. (1) Conversion values are provided in the
following table and are based on values provided in ASTM E 380,
``Standard for Metric Practice''.
(2) If an exact conversion is needed, the following conversion table
should be used.
Table of Conversion Factors for SI Units
----------------------------------------------------------------------------------------------------------------
Measurement SI to U.S. standard U.S. standard to SI
----------------------------------------------------------------------------------------------------------------
Activity........................... 1 TBq=27 Ci................ 1 Ci=0.037 TBq
Length............................. 1 cm=0.3937008 in.......... 1 in=2.540000 cm
1 m=3.280840 ft............ 1 ft=0.3048000 m
Thickness.......................... 1 mm=0.03937008 in......... 1 in=25.40000 mm
Mass (weight)...................... 1 kg=2.204622 lb........... 1 lb=0.4535924 kg
1 g=0.03527397 oz.......... 1 oz=28.34952 g
Pressure........................... 1 kPa=0.1450377 psi........ 1 psi=6.894757 kPa
1 Bar=100 kPa=14.504 psi... 1 psi=0.06895 Bar
1 kPa=7.5 mm Hg............
Radiation level.................... 1 Sv/hr=100 rem/hr......... 1 rem/hr=0.01 Sv/hr
Volume (liquid).................... 1 L=0.2641720 gal.......... 1 gal=3.785412 L
1 mL=0.03381402 oz......... 1 oz=29.57353 mL
1 m\3\=35.31466 ft\3\...... 1 ft\3\=0.02831685 m\3\
Density............................ 1 kg/m\3\=0.06242797 lb/ 1 lb/ft\3\=16.01846 kg/m\3\
ft\3\.
Force.............................. 1 Newton = 0.2248 Pound- 1 Pound-force=4.483 N
force.
----------------------------------------------------------------------------------------------------------------
Abbreviation for units of measure are as follows:
Unit of measure and abbreviation:
(SI): millimeter, mm; centimeter, cm; meter, m; gram, g; kilogram, kg; kiloPascal, kPa; liter, L; milliliter,
mL; cubic meter, m\3\; Terabecquerel, TBq; Gigabecquerel, GBq; millisievert, mSv; Newton, N;
(U.S.): Inch, in; foot, ft; ounce, oz; pound, lb; psig, psi; gallon, gal; cubic feet, ft \3\; Curie, Ci;
millicurie, mCi; millirem, mrem.
[[Page 108]]
[Amdt. 171-111, 56 FR 66159, Dec. 20, 1991, as amended by Amdt. 171-136,
60 FR 49108, Sept. 21, 1995; Amdt. 171-135, 60 FR 50302, Sept. 28, 1995;
66 FR 33335, June 21, 2001; 66 FR 45378, Aug. 28, 2001; 68 FR 75740,
Dec. 31, 2003]
Sec. 171.11 [Reserved]
Sec. 171.12 North American Shipments.
(a) Requirements for the use of the Transport Canada TDG
Regulations. (1) A hazardous material transported from Canada to the
United States, from the United States to Canada, or transiting the
United States to Canada or a foreign destination may be offered for
transportation or transported by motor carrier and rail in accordance
with the Transport Canada TDG Regulations (IBR, see Sec.171.7) as
authorized in Sec.171.22, provided the requirements in Sec.Sec.
171.22 and 171.23, as applicable, and this section are met. In addition,
a cargo tank motor vehicle, portable tank or rail tank car authorized by
the Transport Canada TDG Regulations may be used for transportation to,
from, or within the United States provided the cargo tank motor vehicle,
portable tank or rail tank car conforms to the applicable requirements
of this section. Except as otherwise provided in this subpart, the
requirements in parts 172, 173, and 178 of this subchapter do not apply
for a material transported in accordance with the Transport Canada TDG
Regulations if all other requirements of this subpart and the TDG
Regulations are met.
(2) General packaging requirements. When the provisions of this
subchapter require a DOT specification or UN standard packaging to be
used for transporting a hazardous material, a packaging authorized by
the Transport Canada TDG Regulations may be used, subject to the
limitations of this part, and only if it is equivalent to the
corresponding DOT specification or UN packaging (see Sec.173.24(d)(2)
of this subchapter) authorized by this subchapter.
(3) Bulk packagings. A portable tank, cargo tank motor vehicle or
rail tank car equivalent to a corresponding DOT specification and
conforming to and authorized by the Transport Canada TDG Regulations may
be used provided--
(i) An equivalent type of packaging is authorized for the hazardous
material according to the Sec.172.101 table of this subchapter;
(ii) The portable tank, cargo tank motor vehicle or rail tank car
conforms to the requirements of the applicable part 173 bulk packaging
section specified in the Sec.172.101 table for the material to be
transported;
(iii) The portable tank, cargo tank motor vehicle or rail tank car
conforms to the requirements of all assigned bulk packaging special
provisions (B codes, and T and TP codes) in Sec.172.102 of this
subchapter; and
(iv) The bulk packaging conforms to all applicable requirements of
Sec.Sec.173.31, 173.32, 173.33 and 173.35 of this subchapter, and
parts 177 and 180 of this subchapter. The periodic retests and
inspections required by Sec.Sec.173.31, 173.32 and 173.33 of this
subchapter may be performed in accordance with part 180 of this
subchapter or in accordance with the requirements of the TDG Regulations
provided that the intervals prescribed in part 180 of this subchapter
are met.
(v) Rail tank cars must conform to the requirements of Canadian
General Standards Board standard 43.147 (IBR, see Sec.171.7).
(4) Cylinders. When the provisions of this subchapter require that a
DOT specification or a UN pressure receptacle must be used for a
hazardous material, a packaging authorized by the Transport Canada TDG
Regulations may be used only if it corresponds to the DOT specification
or UN standard authorized by this subchapter. Unless otherwise excepted
in this subchapter, a cylinder (including a UN pressure receptacle) may
not be transported unless--
(i) The packaging is a UN pressure receptacle marked with the
letters ``CAN'' for Canada as a country of manufacture or a country of
approval or is a cylinder that was manufactured, inspected and tested in
accordance with a DOT specification or a UN standard prescribed in part
178 of this subchapter, except that cylinders not conforming to these
requirements must meet the requirements in Sec.171.23. Each
[[Page 109]]
cylinder must conform to the applicable requirements in part 173 of this
subchapter for the hazardous material involved.
(ii) The packaging is a Canadian Transport Commission (CTC)
specification cylinder manufactured, originally marked and approved in
accordance with the CTC regulations and in full conformance with the
Transport Canada TDG Regulations.
(A) The CTC specification corresponds with a DOT specification and
the cylinder markings are the same as those specified in this subchapter
except that they were originally marked with the letters ``CTC'' in
place of ``DOT'';
(B) The cylinder has been requalified under a program authorized by
the Transport Canada TDG Regulations or requalified in accordance with
the requirements in Sec.180.205 within the prescribed requalification
period provided for the corresponding DOT specification;
(C) When the regulations authorize a cylinder for a specific
hazardous material with a specification marking prefix of ``DOT'', a
cylinder marked ``CTC'' which otherwise bears the same markings that
would be required of the specified ``DOT'' cylinder may be used; and
(D) Transport of the cylinder and the material it contains is in all
other respects in conformance with the requirements of this subchapter
(e.g. valve protection, filling requirements, operational requirements,
etc.).
(5) Class 1 (explosive) materials. When transporting Class 1
(explosive) material, rail and motor carriers must comply with 49 CFR
1572.9 and 1572.11 to the extent the requirements apply.
(b) Shipments to or from Mexico. Unless otherwise excepted,
hazardous materials shipments from Mexico to the United States or from
the United States to Mexico must conform to all applicable requirements
of this subchapter. When a hazardous material that is a material
poisonous by inhalation (see Sec.171.8) is transported by highway or
rail from Mexico to the United States, or from the United States to
Mexico, the following requirements apply:
(1) The shipping description must include the words ``Toxic
Inhalation Hazard'' or ``Poison-Inhalation Hazard'' or ``Inhalation
Hazard'', as required in Sec.172.203(m) of this subchapter.
(2) The material must be packaged in accordance with requirements of
this subchapter.
(3) The package must be marked in accordance with Sec.172.313 of
this subchapter.
(4) Except as provided in paragraph (e)(5) of this section, the
package must be labeled or placarded POISON GAS or POISON INHALATION
HAZARD, as appropriate, in accordance with subparts E and F of this
subchapter.
(5) A label or placard that conforms to the UN Recommendations (IBR,
see Sec.171.7) specifications for a ``Division 2.3'' or ``Division
6.1'' label or placard may be substituted for the POISON GAS or POISON
INHALATION HAZARD label or placard required by Sec.Sec.172.400(a) and
172.504(e) of this subchapter on a package transported in a closed
transport vehicle or freight container. The transport vehicle or freight
container must be marked with identification numbers for the material,
regardless of the total quantity contained in the transport vehicle or
freight container, in the manner specified in Sec.172.313(c) of this
subchapter and placarded as required by subpart F of this subchapter.
[Amdt. 171-111, 55 FR 52472, Dec. 21, 1990]
Editorial Note: For Federal Register citations affecting Sec.
171.12, see the List of CFR Sections Affected which appears in the
Finding Aids section of the printed volume and on GPO Access.
Effective Date Note: At 72 FR 44947, Aug. 9, 2007, Sec.171.12 was
amended by adding (a)(6), effective Jan. 1, 2008. For the convenience of
the user, the added text is set forth as follows:
Sec. 171.12 North American Shipments.
(a) * * *
(6) Primary lithium batteries and cells. Packages containing primary
lithium batteries and cells that meet the exception in Sec.172.102,
Special Provision 188 or 189 of this subchapter must be marked ``PRIMARY
LITHIUM BATTERIES--FORBIDDEN FOR TRANSPORT ABOARD PASSENGER AIRCRAFT''
or ``LITHIUM METAL BATTERIES--FORBIDDEN FOR TRANSPORT ABOARD PASSENGER
AIRCRAFT.'' The provisions of this paragraph do not apply to packages
that contain 5 kg (11 pounds) net weight or less of primary lithium
batteries
[[Page 110]]
cells that are contained in or packed with equipment.
* * * * *
Sec. 171.12a [Reserved]
Sec. 171.14 Transitional provisions for implementing certain requirements.
General. The purpose of the provisions of this section is to provide
an orderly transition to certain new requirements so as to minimize any
burdens associated with them.
(a) Previously filled packages--(1) Packages filled prior to October
1, 1991. Notwithstanding the marking and labeling provisions of subparts
D and E, respectively, of part 172, and the packaging provisions of part
173 and subpart B of part 172 of this subchapter, a package may be
offered for transportation and transported prior to October 1, 2001, if
it--
(i) Conforms to the old requirements of this subchapter in effect on
September 30, 1991;
(ii) Was filled with a hazardous material prior to October 1, 1991;
(iii) Is marked ``Inhalation Hazard'' if appropriate, in accordance
with Sec.172.313 of this subchapter or Special Provision 13, as
assigned in the Sec.172.101 table; and
(iv) Is not emptied and refilled on or after October 1, 1991.
(2) Non-bulk packages filled prior to October 1, 1996.
Notwithstanding the packaging provisions of subpart B of part 172 and
the packaging provisions of part 173 of this subchapter with respect to
UN standard packagings, a non-bulk package other than a cylinder may be
offered for transportation and transported domestically prior to October
1, 1999, if it--
(i) Conforms to the requirements of this subchapter in effect on
September 30, 1996;
(ii) Was filled with a hazardous material prior to October 1, 1996;
and
(iii) Is not emptied and refilled on or after October 1, 1996.
(b) [Reserved]
(c) Non-specification fiber drums. A non-specification fiber drum
with a removable head is authorized for a liquid hazardous material in
Packing Group III that is not poisonous by inhalation for which the
packaging was authorized under the requirements of part 172 or part 173
of this subchapter in effect on September 30, 1991. This authorization
expires on the date on which funds are authorized to be appropriated to
carry out chapter 51 of title 49, United States Code (related to
transportation of hazardous materials), for fiscal years beginning after
September 30, 1997. Information concerning this funding authorization
date may be obtained by contacting the Office of the Associate
Administrator.
(d) A final rule published in the Federal Register on December 29,
2006, effective January 1, 2007, resulted in revisions to this
subchapter. During the transition period, until January 1, 2008, as
provided in paragraph (d)(1) of this section, a person may elect to
comply with either the applicable requirements of this subchapter in
effect on December 31, 2006, or the requirements published in the
December 29, 2006 final rule.
(1) Transition dates. The effective date of the final rule published
on December 29, 2006 is January 1, 2007. A delayed compliance date of
January 1, 2008, is authorized. Unless otherwise specified, on and after
January 1, 2008, all applicable regulatory requirements adopted in the
final rule in effect on January 1, 2007, must be met.
(2) Intermixing old and new requirements. Marking, labeling,
placarding, and shipping paper descriptions must conform to either the
old requirements of this subchapter in effect on December 31, 2006, or
the new requirements of this subchapter in the final rule without
intermixing communication elements, except that intermixing is permitted
during the applicable transition period for packaging, hazard
communication and handling provisions, as follows:
(i) If either shipping names or identification numbers are
identical, a shipping paper may display the old shipping description
even if the package is marked and labeled under the new shipping
description;
(ii) If either shipping names or identification numbers are
identical, a shipping paper may display the new shipping description;
and
(iii) Either old or new placards may be used regardless of whether
old or
[[Page 111]]
new shipping descriptions, labels, and package markings are used.
(3) [Reserved]
(4) Until January 1, 2010, a hazardous material may be transported
in an IM, IMO, or DOT Specification 51 portable tank in accordance with
the T Codes (Special Provisions) assigned to a hazardous material in
Column (7) of the Sec.172.101 Table in effect on September 30, 2001.
(5) Proper shipping names that included the word ``inhibited'' prior
to the June 21, 2001 final rule in effect on October 1, 2001 are
authorized on packagings and shipping papers in place of the word
``stabilized'' until October 1, 2007. Proper shipping names that
included the word ``compressed'' prior to the final rule published on
July 31, 2003 and effective on October 1, 2003 may continue to be shown
on packagings and shipping papers until October 1, 2007.
(6) Section 172.202(a)(7) requires the number and types of packages
to be indicated on shipping papers. Until October 1, 2007, a person may
elect to comply with the requirements for the number and type of
packages in effect on September 30, 2003.
(e) The shipping description sequences in effect on December 31,
2006, may be used until January 1, 2013.
(f) Except for transportation by highway, a Division 5.2 label and a
Division 5.2 placard conforming to the specifications in Sec.Sec.
172.427 and 172.552, respectively, of this subchapter in effect on
December 31, 2006, may be used until January 1, 2011. For transportation
by highway, a Division 5.2 placard conforming to the specifications in
Sec.172.552 of this subchapter in effect on December 31, 2006 may be
used until January 1, 2014.
(g) The Class 3 and Division 6.1 classification criteria and packing
group assignments in effect on December 31, 2006, may be used until
January 1, 2012.
[Amdt. 171-131, 59 FR 67406, Dec. 29, 1994]
Editorial Note: For Federal Register citations affecting Sec.
171.14, see the List of CFR Sections Affected which appears in the
Finding Aids section of the printed volume and on GPO Access.
Subpart B_Incident Reporting, Notification, BOE Approvals and
Authorization
Sec. 171.15 Immediate notice of certain hazardous materials incidents.
(a) General. As soon as practical but no later than 12 hours after
the occurrence of any incident described in paragraph (b) of this
section, each person in physical possession of the hazardous material
must provide notice by telephone to the National Response Center (NRC)
on 800-424-8802 (toll free) or 202-267-2675 (toll call). Notice
involving an infectious substance (etiologic agent) may be given to the
Director, Centers for Disease Control and Prevention, U.S. Public Health
Service, Atlanta, GA, 800-232-0124 (toll free), in place of notice to
the NRC. Each notice must include the following information:
(1) Name of reporter;
(2) Name and address of person represented by reporter;
(3) Phone number where reporter can be contacted;
(4) Date, time, and location of incident;
(5) The extent of injury, if any;
(6) Class or division, proper shipping name, and quantity of
hazardous materials involved, if such information is available; and
(7) Type of incident and nature of hazardous material involvement
and whether a continuing danger to life exists at the scene.
(b) Reportable incident. A telephone report is required whenever any
of the following occurs during the course of transportation in commerce
(including loading, unloading, and temporary storage):
(1) As a direct result of a hazardous material--
(i) A person is killed;
(ii) A person receives an injury requiring admittance to a hospital;
(iii) The general public is evacuated for one hour or more;
(iv) A major transportation artery or facility is closed or shut
down for one hour or more; or
(v) The operational flight pattern or routine of an aircraft is
altered;
[[Page 112]]
(2) Fire, breakage, spillage, or suspected radioactive contamination
occurs involving a radioactive material (see also Sec.176.48 of this
subchapter);
(3) Fire, breakage, spillage, or suspected contamination occurs
involving an infectious substance other than a regulated medical waste;
(4) A release of a marine pollutant occurs in a quantity exceeding
450 L (119 gallons) for a liquid or 400 kg (882 pounds) for a solid; or
(5) A situation exists of such a nature (e.g., a continuing danger
to life exists at the scene of the incident) that, in the judgment of
the person in possession of the hazardous material, it should be
reported to the NRC even though it does not meet the criteria of
paragraph (b) (1), (2), (3) or (4) of this section.
(c) Written report. Each person making a report under this section
must also make the report required by Sec.171.16 of this subpart.
Note to Sec.171.15: Under 40 CFR 302.6, EPA requires persons in
charge of facilities (including transport vehicles, vessels, and
aircraft) to report any release of a hazardous substance in a quantity
equal to or greater than its reportable quantity, as soon as that person
has knowledge of the release, to DOT's National Response Center at (toll
free) 800-424-8802 or (toll) 202-267-2675.
[68 FR 67759, Dec. 3, 2003, as amended at 72 FR 55684, Oct. 1, 2007]
Sec. 171.16 Detailed hazardous materials incident reports.
(a) General. Each person in physical possession of a hazardous
material at the time that any of the following incidents occurs during
transportation (including loading, unloading, and temporary storage)
must submit a Hazardous Materials Incident Report on DOT Form F 5800.1
(01/2004) within 30 days of discovery of the incident:
(1) Any of the circumstances set forth in Sec.171.15(b);
(2) An unintentional release of a hazardous material or the
discharge of any quantity of hazardous waste;
(3) A specification cargo tank with a capacity of 1,000 gallons or
greater containing any hazardous material suffers structural damage to
the lading retention system or damage that requires repair to a system
intended to protect the lading retention system, even if there is no
release of hazardous material; or
(4) An undeclared hazardous material is discovered.
(b) Providing and retaining copies of the report. Each person
reporting under this section must--
(1) Submit a written Hazardous Materials Incident Report to the
Information Systems Manager, PHH-63, Pipeline and Hazardous Materials
Safety Administration, Department of Transportation, Washington, DC
20590-0001, or an electronic Hazardous Material Incident Report to the
Information System Manager, DHM-63, Research and Special Programs
Administration, Department of Transportation, Washington, DC 20590-0001
at http://hazmat.dot.gov;
(2) For an incident involving transportation by aircraft, submit a
written or electronic copy of the Hazardous Materials Incident Report to
the FAA Security Field Office nearest the location of the incident; and
(3) Retain a written or electronic copy of the Hazardous Materials
Incident Report for a period of two years at the reporting person's
principal place of business. If the written or electronic Hazardous
Materials Incident Report is maintained at other than the reporting
person's principal place of business, the report must be made available
at the reporting person's principal place of business within 24 hours of
a request for the report by an authorized representative or special
agent of the Department of Transportation.
(c) Updating the incident report. A Hazardous Materials Incident
Report must be updated within one year of the date of occurrence of the
incident whenever:
(1) A death results from injury caused by a hazardous material;
(2) There was a misidentification of the hazardous material or
package information on a prior incident report;
(3) Damage, loss or related cost that was not known when the initial
incident report was filed becomes known; or
(4) Damage, loss, or related cost changes by $25,000 or more, or 10%
of the prior total estimate, whichever is greater.
[[Page 113]]
(d) Exceptions. Unless a telephone report is required under the
provisions of Sec.171.15 of this part, the requirements of paragraphs
(a), (b), and (c) of this section do not apply to the following
incidents:
(1) A release of a minimal amount of material from--
(i) A vent, for materials for which venting is authorized;
(ii) The routine operation of a seal, pump, compressor, or valve; or
(iii) Connection or disconnection of loading or unloading lines,
provided that the release does not result in property damage.
(2) An unintentional release of hazardous material when:
(i) The material is properly classed as--
(A) ORM-D; or
(B) a Packing Group III material in Class or Division 3, 4, 5, 6.1,
8, or 9;
(ii) Each package has a capacity of less than 20 liters (5.2
gallons) for liquids or less than 30 kg (66 pounds) for solids;
(iii) The total aggregate release is less than 20 liters (5.2
gallons) for liquids or less than 30 kg (66 pounds) for solids; and
(iv) The material is not--
(A) Offered for transportation or transported by aircraft,
(B) A hazardous waste, or
(C) An undeclared hazardous material.
(3) An undeclared hazardous material discovered in an air
passenger's checked or carry-on baggage during the airport screening
process. (For discrepancy reporting by carriers, see Sec.175.31 of
this subchapter.)
[68 FR 67759, Dec. 3, 2003; 69 FR 30119, May 26, 2004, as amended at 70
FR 56091, Sept. 23, 2005]
Sec. Sec. 171.17-171.18 [Reserved]
Sec. 171.19 Approvals or authorizations issued by the Bureau of Explosives.
Effective December 31, 1998, approvals or authorizations issued by
the Bureau of Explosives (BOE), other than those issued under part 179
of this subchapter, are no longer valid.
[63 FR 37459, July 10, 1998]
Sec. 171.20 Submission of Examination Reports.
(a) When it is required in this subchapter that the issuance of an
approval by the Associate Administrator be based on an examination by
the Bureau of Explosives (or any other test facility recognized by
PHMSA), it is the responsibility of the applicant to submit the results
of the examination to the Associate Administrator.
(b) Applications for approval submitted under paragraph (a) of this
section, must be submitted to the Associate Administrator for Hazardous
Materials Safety, Pipeline and Hazardous Materials Safety
Administration, Washington, DC 20590-0001.
(c) Any applicant for an approval aggrieved by an action taken by
the Associate Administrator, under this subpart may file an appeal with
the Administrator, PHMSA within 30 days of service of notification of a
denial.
[Amdt. 171-54, 45 FR 32692, May 19, 1980, as amended by Amdt. 171-66, 47
FR 43064, Sept. 30, 1982; Amdt. 171-109, 55 FR 39978, Oct. 1, 1990;
Amdt. 171-111, 56 FR 66162, Dec. 20, 1991; 66 FR 45378, Aug. 28, 2001]
Sec. 171.21 Assistance in investigations and special studies.
(a) A shipper, carrier, package owner, package manufacturer or
certifier, repair facility, or person reporting an incident under the
provisions of Sec.171.16 must:
(1) Make all records and information pertaining to the incident
available to an authorized representative or special agent of the
Department of Transportation upon request; and
(2) Give an authorized representative or special agent of the
Department of Transportation reasonable assistance in the investigation
of the incident.
(b) If an authorized representative or special agent of the
Department of Transportation makes an inquiry of a person required to
complete an incident report in connection with a study of incidents, the
person shall:
(1) Respond to the inquiry within 30 days after its receipt or
within such other time as the inquiry may specify; and
[[Page 114]]
(2) Provide true and complete answers to any questions included in
the inquiry.
[68 FR 67760, Dec. 3, 2003]
Subpart C_Authorization and Requirements for the Use of International
Transport Standards and Regulations
Source: 72 FR 25172, May 3, 2007, unless otherwise noted.
Sec. 171.22 Authorization and conditions for the use of international standards and regulations.
(a) Authorized international standards and regulations. This subpart
authorizes, with certain conditions and limitations, the offering for
transportation and the transportation in commerce of hazardous materials
to, from, or within the United States in accordance with the
International Civil Aviation Organization's Technical Instructions for
the Safe Transport of Dangerous Goods by Air (ICAO Technical
Instructions), the International Maritime Dangerous Goods Code (IMDG
Code), Transport Canada's Transportation of Dangerous Goods Regulations
(Transport Canada TDG Regulations), and the International Atomic Energy
Agency Regulations for the Safe Transport of Radioactive Material (IAEA
Regulations) (IBR, see Sec.171.7).
(b) Limitations on the use of international standards and
regulations. A hazardous material that is offered for transportation or
transported in accordance with the international standards and
regulations authorized in paragraph (a) of this section--
(1) Is subject to the requirements of the applicable international
standard or regulation and must be offered for transportation or
transported in conformance with the applicable standard or regulation;
and
(2) Must conform to all applicable requirements of this subpart.
(c) Materials excepted from regulation under international standards
and regulations. A material designated as a hazardous material under
this subchapter, but excepted from or not subject to the international
transport standards and regulations authorized in paragraph (a) of this
section (e.g., paragraph 1.16 of the Transport Canada TDG Regulations
excepts from regulation quantities of hazardous materials less than or
equal to 500 kg gross transported by rail) must be transported in
accordance with all applicable requirements of this subchapter.
(d) Materials not regulated under this subchapter. Materials not
designated as hazardous materials under this subchapter but regulated by
an international transport standard or regulation authorized in
paragraph (a) of this section may be offered for transportation and
transported in the United States in full compliance (i.e., packaged,
marked, labeled, classed, described, stowed, segregated, secured) with
the applicable international transport standard or regulation.
(e) Forbidden materials. No person may offer for transportation or
transport a hazardous material that is a forbidden material or package
as designated in--
(1) Section 173.21 of this subchapter;
(2) Column (3) of the Sec.172.101 Table of this subchapter;
(3) Column (9A) of the Sec.172.101 Table of this subchapter when
offered for transportation or transported on passenger aircraft or
passenger railcar; or
(4) Column (9B) of the Sec.172.101 Table of this subchapter when
offered for transportation or transported by cargo aircraft.
(f) Complete information and certification. (1) Except for shipments
into the United States from Canada conforming to Sec.171.12, each
person importing a hazardous material into the United States must
provide the forwarding agent at the place of entry into the United
States timely and complete written information as to the requirements of
this subchapter applicable to the particular shipment.
(2) After May 4, 2009, the shipper, directly or through the
forwarding agent at the place of entry, must provide the initial U.S.
carrier with the shipper's certification required by Sec.172.204 of
this subchapter, unless the shipment is otherwise excepted from the
certification requirement. Except for shipments for which the
certification requirement does not apply, a carrier may not accept a
hazardous material
[[Page 115]]
for transportation unless provided a shipper's certification.
(3) All shipping paper information and package markings required in
accordance with this subchapter must be in English. The use of shipping
papers and a package marked with both English and a language other than
English, in order to dually comply with this subchapter and the
regulations of a foreign entity, is permitted under this subchapter.
(4) Each person who provides for transportation or receives for
transportation (see Sec.Sec.174.24, 175.30, 176.24 and 177.817 of
this subchapter) a shipping paper must retain a copy of the shipping
paper or an electronic image thereof that is accessible at or through
its principal place of business in accordance with Sec.172.201(e) of
this part.
(g) Additional requirements for the use of international standards
and regulations. All shipments offered for transportation or transported
in the United States in accordance with this subpart must conform to the
following requirements of this subchapter, as applicable:
(1) The emergency response information requirements in subpart G of
part 172 of this subchapter;
(2) The training requirements in subpart H of part 172 of this
subchapter, including function-specific training in the use of the
international transport standards and regulations authorized in
paragraph (a) of this section, as applicable;
(3) The security requirements in subpart I of part 172 of this
subchapter;
(4) The incident reporting requirements in Sec.Sec.171.15 and
171.16 of this part for incidents occurring within the jurisdiction of
the United States including on board vessels in the navigable waters of
the United States and aboard aircraft of United States registry anywhere
in air commerce;
(5) For export shipments, the general packaging requirements in
Sec.Sec.173.24 and 173.24a of this subchapter;
(6) For export shipments, the requirements for the reuse,
reconditioning, and remanufacture of packagings in Sec.173.28 of this
subchapter; and
(7) The registration requirements in subpart G of part 107 of this
chapter.
[72 FR 25172, May 3, 2007, as amended at 72 FR 55091 Sept. 28, 2007]
Sec. 171.23 Requirements for specific materials and packagings
transported under the ICAO Technical Instructions, IMDG Code, Transport
Canada TDG Regulations, or the IAEA Regulations.
All shipments offered for transportation or transported in the
United States under the ICAO Technical Instructions, IMDG Code,
Transport Canada TDG Regulations, or the IAEA Regulations (IBR, see
Sec.171.7) must conform to the requirements of this section, as
applicable.
(a) Conditions and requirements for cylinders--(1) Except as
provided in this paragraph, a filled cylinder (pressure receptacle)
manufactured to other than a DOT specification or a UN standard in
accordance with part 178 of this subchapter, or a DOT exemption or
special permit cylinder or a cylinder used as a fire extinguisher in
conformance with Sec.173.309(a) of this subchapter, may not be
transported to, from, or within the United States.
(2) Cylinders (including UN pressure receptacles) transported to,
from, or within the United States must conform to the applicable
requirements of this subchapter. Unless otherwise excepted in this
subchapter, a cylinder must not be transported unless--
(i) The cylinder is manufactured, inspected and tested in accordance
with a DOT specification or a UN standard prescribed in part 178 of this
subchapter, except that cylinders not conforming to these requirements
must meet the requirements in paragraphs (a)(3), (a)(4) or (a)(5) of
this section;
(ii) The cylinder is equipped with a pressure relief device in
accordance with Sec.173.301(f) of this subchapter and conforms to the
applicable requirements in part 173 of this subchapter for the hazardous
material involved;
(iii) The openings on an aluminum cylinder in oxygen service conform
to the requirements of this paragraph, except when the cylinder is used
for aircraft parts or used aboard an aircraft in accordance with the
applicable airworthiness requirements and operating regulations. An
aluminum DOT specification cylinder must have an opening configured with
straight (parallel) threads. A UN pressure receptacle may have straight
(parallel) or tapered
[[Page 116]]
threads provided the UN pressure receptacle is marked with the thread
type, e.g. ``17E, 25E, 18P, or 25P'' and fitted with the properly marked
valve; and
(iv) A UN pressure receptacle is marked with ``USA'' as a country of
approval in conformance with Sec.Sec.178.69 and 178.70 of this
subchapter.
(3) Importation of cylinders for discharge within a single port
area: A cylinder manufactured to other than a DOT specification or UN
standard in accordance with part 178 of this subchapter and certified as
being in conformance with the transportation regulations of another
country may be authorized, upon written request to and approval by the
Associate Administrator, for transportation within a single port area,
provided--
(i) The cylinder is transported in a closed freight container;
(ii) The cylinder is certified by the importer to provide a level of
safety at least equivalent to that required by the regulations in this
subchapter for a comparable DOT specification or UN cylinder; and
(iii) The cylinder is not refilled for export unless in compliance
with paragraph (a)(3) of this section.
(4) Filling of cylinders for export or for use on board a vessel: A
cylinder not manufactured, inspected, tested and marked in accordance
with part 178 of this subchapter, or a cylinder manufactured to other
than a UN standard, DOT specification, exemption or special permit, may
be filled with a gas in the United States and offered for transportation
and transported for export or alternatively, for use on board a vessel,
if the following conditions are met:
(i) The cylinder has been requalified and marked with the month and
year of requalification in accordance with subpart C of part 180 of this
subchapter, or has been requalified as authorized by the Associate
Administrator;
(ii) In addition to other requirements of this subchapter, the
maximum filling ensity, service pressure, and pressure relief device for
each cylinder conform to the requirements of this part for the gas
involved; and
(iii) The bill of lading or other shipping paper identifies the
cylinder and includes the following certification: ``This cylinder has
(These cylinders have) been qualified, as required, and filled in
accordance with the DOT requirements for export.''
(5) Cylinders not equipped with pressure relief devices: A DOT
specification or a UN cylinder manufactured, inspected, tested and
marked in accordance with part 178 of this subchapter and otherwise
conforms to the requirements of part 173 for the gas involved, except
that the cylinder is not equipped with a pressure relief device may be
filled with a gas and offered for transportation and transported for
export if the following conditions are met:
(i) Each DOT specification cylinder or UN pressure receptacle must
be plainly and durably marked ``For Export Only'';
(ii) The shipping paper must carry the following certification:
``This cylinder has (These cylinders have) been retested and refilled in
accordance with the DOT requirements for export.''; and
(iii) The emergency response information provided with the shipment
and available from the emergency response telephone contact person must
indicate that the pressure receptacles are not fitted with pressure
relief devices and provide appropriate guidance for exposure to fire.
(b) Conditions and requirements specific to certain materials--(1)
Aerosols. Except for a limited quantity of a compressed gas in a
container of not more than 4 fluid ounces capacity meeting the
requirements in Sec.173.306(a)(1) of this subchapter, the proper
shipping name ``Aerosol,'' UN1950, may be used only for a non-refillable
receptacle containing a gas compressed, liquefied, or dissolved under
pressure the sole purpose of which is to expel a nonpoisonous (other
than Division 6.1, Packing Group III material) liquid, paste, or powder
and fitted with a self-closing release device (see Sec.171.8). In
addition, an aerosol must be in a metal packaging when the packaging
exceeds 7.22 cubic inches.
(2) Air bag inflator, air bag module and seat-belt pretensioner. For
each approved air bag inflator, air bag module and seat-belt
pretensioner, the shipping paper description must conform to the
[[Page 117]]
requirements in Sec.173.166(c) of this subchapter.
(i) The EX number or product code must be included in association
with the basic shipping description. When a product code is used, it
must be traceable to the specific EX number assigned to the inflator,
module or seat-belt pretensioner by the Associate Administrator. The EX
number or product code is not required to be marked on the outside
package.
(ii) The proper shipping name ``Articles, pyrotechnic for technical
purposes, UN0431'' must be used for all air bag inflators, air bag
modules, and seat-belt pretensioners meeting the criteria for a Division
1.4G material.
(3) Chemical oxygen generators. Chemical oxygen generators must be
approved, classed, described, packaged, and transported in accordance
with the requirements of this subchapter.
(4) Class 1 (explosive) materials. Prior to being transported, Class
1 (explosive) materials must be approved by the Associate Administrator
in accordance with Sec.173.56 of this subchapter. Each package
containing a Class 1 (explosive) material must conform to the marking
requirements in Sec.172.320 of this subchapter.
(5) Hazardous substances. A material meeting the definition of a
hazardous substance as defined in Sec.171.8, must conform to the
shipping paper requirements in Sec.172.203(c) of this subchapter and
the marking requirements in Sec.172.324 of this subchapter:
(i) The proper shipping name must identify the hazardous substance
by name, or the name of the substance must be entered in parentheses in
association with the basic description and marked on the package in
association with the proper shipping name. If the hazardous substance
meets the definition for a hazardous waste, the waste code (for example,
D001), may be used to identify the hazardous substance;
(ii) The shipping paper and the package markings must identify at
least two hazardous substances with the lowest reportable quantities
(RQs) when the material contains two or more hazardous substances; and
(iii) The letters ``RQ'' must be entered on the shipping paper
either before or after the basic description, and marked on the package
in association with the proper shipping name for each hazardous
substance listed.
(6) Hazardous wastes. A material meeting the definition of a
hazardous waste (see Sec.171.8) must conform to the following:
(i) The shipping paper and the package markings must include the
word ``Waste'' immediately preceding the proper shipping name;
(ii) The shipping paper must be retained by the shipper and by each
carrier for three years after the material is accepted by the initial
carrier (see Sec.172.205(e)(5)); and
(iii) A hazardous waste manifest must be completed in accordance
with Sec.172.205 of this subchapter.
(7) Marine pollutants. Except for marine pollutants (see Sec.
171.8) transported in accordance with the IMDG Code, marine pollutants
transported in bulk packages must meet the shipping paper requirements
in Sec.172.203(l) of this subchapter and the package marking
requirements in Sec.172.322 of this subchapter.
(8) Organic peroxides. Organic peroxides not identified by technical
name in the Organic Peroxide Table in Sec.173.225(b) of this
subchapter must be approved by the Associate Administrator in accordance
with Sec.173.128(d) of this subchapter.
(9) Poisonous materials, Division 6.1. Division 6.1 hazardous
materials transported as limited quantities are not excepted from
labeling (see Sec.173.153(b)).
(10) Poisonous by inhalation materials. A material poisonous by
inhalation (see Sec.171.8) must conform to the following requirements:
(i) The words ``Poison-Inhalation Hazard'' or ``Toxic-Inhalation
Hazard'' and the words ``Zone A,'' ``Zone B,'' ``Zone C,'' or ``Zone D''
for gases, or ``Zone A'' or ``Zone B'' for liquids, as appropriate, must
be entered on the shipping paper immediately following the basic
shipping description. The word ``Poison'' or ``Toxic'' or the phrase
``Poison-Inhalation Hazard'' or ``Toxic-Inhalation Hazard'' need not be
repeated if it otherwise appears in the shipping description;
(ii) The material must be packaged in accordance with the
requirements of this subchapter;
[[Page 118]]
(iii) The package must be marked in accordance with Sec.172.313 of
this subchapter; and
(iv) Except as provided in subparagraph (B) of this paragraph
(b)(10)(iv) and for a package containing anhydrous ammonia prepared in
accordance with the Transport Canada TDG Regulations, the package must
be labeled or placarded with POISON INHALATION HAZARD or POISON GAS, as
appropriate, in accordance with Subparts E and F of part 172 of this
subchapter.
(A) For a package transported in accordance with the IMDG Code in a
closed transport vehicle or freight container, a label or placard
conforming to the IMDG Code specifications for a ``Class 2.3'' or
``Class 6.1'' label or placard may be substituted for the POISON GAS or
POISON INHALATION HAZARD label or placard, as appropriate. The transport
vehicle or freight container must be marked with the identification
numbers for the hazardous material, regardless of the total quantity
contained in the transport vehicle or freight container, in the manner
specified in Sec.172.313(c) of this subchapter and placarded as
required by subpart F of part 172 of this subchapter.
(B) For a package transported in accordance with the Transport
Canada TDG Regulations in a closed transport vehicle or freight
container, a label or placard conforming to the TDG Regulations
specifications for a ``Class 2.3'' or ``Class 6.1'' label or placard may
be substituted for the POISON GAS or POISON INHALATION HAZARD label or
placard, as appropriate. The transport vehicle or freight container must
be marked with the identification numbers for the hazardous material,
regardless of the total quantity contained in the transport vehicle or
freight container, in the manner specified in Sec.172.313(c) of this
subchapter and placarded as required by subpart F of part 172 of this
subchapter. While in transportation in the United States, the transport
vehicle or freight container may also be placarded in accordance with
the appropriate Transport Canada TDG Regulations in addition to being
placarded with the POISON GAS or POISON INHALATION HAZARD placards.
(11) Class 7 (radioactive) materials. (i) Highway route controlled
quantities (see Sec.173.403 of this subchapter) must be shipped in
accordance with Sec.Sec.172.203(d)(4) and (d)(10); 172.507, and
173.22(c) of this subchapter;
(ii) For fissile materials and Type B, Type B(U), and Type B(M)
packagings, the competent authority certification and any necessary
revalidation must be obtained from the appropriate competent authorities
as specified in Sec.Sec.173.471, 173.472, and 173.473 of this
subchapter, and all requirements of the certificates and revalidations
must be met;
(iii) Type A package contents are limited in accordance with Sec.
173.431 of this subchapter;
(iv) The country of origin for the shipment must have adopted the
edition of TS-R-1 of the IAEA Regulations referenced in Sec.171.7;
(v) The shipment must conform to the requirements of Sec.173.448,
when applicable;
(vi) The definition for ``radioactive material'' in Sec.173.403 of
this subchapter must be applied to radioactive materials transported
under the provisions of this subpart;
(vii) Except for limited quantities, the shipment must conform to
the requirements of Sec.172.204(c)(4) of this subchapter; and
(viii) Excepted packages of radioactive material, instruments or
articles, or articles containing natural uranium or thorium must conform
to the requirements of Sec.Sec.173.421, 173.424, or 173.426 of this
subchapter, as appropriate.
(12) Self-reactive materials. Self-reactive materials not identified
by technical name in the Self-reactive Materials Table in Sec.
173.224(b) of this subchapter must be approved by the Associate
Administrator in accordance with Sec.173.124(a)(2)(iii) of this
subchapter.
[72 FR 25172, May 3, 2007, as amended at 72 FR 55684, Oct. 1, 2007]
Sec. 171.24 Additional requirements for the use of the ICAO Technical
Instructions.
(a) A hazardous material that is offered for transportation or
transported within the United States by aircraft,
[[Page 119]]
and by motor vehicle or rail either before or after being transported by
aircraft in accordance with the ICAO Technical Instructions (IBR, see
Sec.171.7), as authorized in paragraph (a) of Sec.171.22, must
conform to the requirements in Sec.171.22, as applicable, and this
section.
(b) Any person who offers for transportation or transports a
hazardous material in accordance with the ICAO Technical Instructions
must comply with the following additional conditions and requirements:
(1) All applicable requirements in parts 171 and 175 of this
subchapter (also see 14 CFR 121.135, 121.401, 121.433a, 135.323, 135.327
and 135.333);
(2) The quantity limits prescribed in the ICAO Technical
Instructions for transportation by passenger-carrying or cargo aircraft,
as applicable;
(3) The conditions or requirements of a United States variation,
when specified in the ICAO Technical Instructions.
(c) Highway transportation. For transportation by highway prior to
or after transportation by aircraft, a shipment must conform to the
applicable requirements of part 177 of this subchapter, and the motor
vehicle must be placarded in accordance with subpart F of part 172.
(d) Conditions and requirements specific to certain materials.
Hazardous materials offered for transportation or transported in
accordance with the ICAO Technical Instructions must conform to the
following specific conditions and requirements, as applicable:
(1) Batteries--(i) Nonspillable wet electric storage batteries.
Nonspillable wet electric storage batteries are not subject to the
requirements of this subchapter provided--
(A) The battery meets the conditions specified in Special Provision
67 of the ICAO Technical Instructions;
(B) The battery, its outer packaging, and any overpack are plainly
and durably marked ``NONSPILLABLE'' or ``NONSPILLABLE BATTERY''; and
(C) The batteries or battery assemblies are offered for
transportation or transported in a manner that prevents short circuiting
or forced discharge, including, but not limited to, protection of
exposed terminals.
(ii) Primary lithium batteries and cells. Primary lithium batteries
and cells may not be transported aboard passenger carrying aircraft.
Equipment containing or packed with primary lithium batteries or cells
may not be transported aboard passenger-carrying aircraft except as
provided in Sec.172.102, Special Provision A101 or A103, of this
subchapter. Except for primary lithium batteries and cells contained in
or packed with equipment, packagings containing primary lithium
batteries and cells meeting the exceptions in Sec.173.185(b) and (c)
of this subchapter must be marked ``PRIMARY LITHIUM BATTERIES--FORBIDDEN
FOR TRANSPORT ABOARD PASSENGER AIRCRAFT'' and may be transported aboard
cargo-only aircraft.
(iii) Prototype lithium batteries and cells. Prototype lithium
batteries and cells are forbidden for transport aboard passenger
aircraft and must be approved by the Associate Administrator prior to
transportation aboard cargo aircraft, in accordance with the
requirements of Special Provision A55 in Sec.172.102 of this
subchapter.
(2) Oxygen cylinders. A cylinder containing ``Oxygen, compressed''
may not be transported aboard a passenger-carrying aircraft, or in an
inaccessible cargo location aboard a cargo-only aircraft, unless it is
packaged as required by parts 173 and 178 of this subchapter and is
placed in an overpack or outer packaging that satisfies the requirements
of Special Provision A52 in Sec.172.102.
Effective Date Notes: 1. At 72 FR 44947, Aug. 9, 2007, Sec.171.24
was amended by revising (d)(1)(ii), effective Jan. 1, 2008. For the
convenience of the user, the revised text is set forth as follows:
Sec. 171.24 Additional requirements for the use of the ICAO Technical
Instructions.
* * * * *
(d) * * *
(1) * * *
(ii) Primary lithium batteries and cells. Primary lithium batteries
and cells are forbidden for transportation aboard passenger-carrying
aircraft. Equipment containing or packed with primary lithium batteries
or cells are forbidden for transport aboard passenger-carrying aircraft
except as provided in Sec.172.102, Special Provision A101 of this
[[Page 120]]
subchapter. When transported aboard cargo-only aircraft, packages
containing primary lithium batteries and cells transported in accordance
with Special Provision A45 of the ICAO Technical Instructions must be
marked ``PRIMARY LITHIUM BATTERIES--FORBIDDEN FOR TRANSPORT ABOARD
PASSENGER AIRCRAFT'' or ``LITHIUM METAL BATTERIES--FORBIDDEN FOR
TRANSPORT ABOARD PASSENGER AIRCRAFT.'' This marking is not required on
packages that contain 5 kg (11 pounds) net weight or less of primary
lithium batteries or cells that are contained in or packed with
equipment.
* * * * *
2. At 72 FR 55097, Sept. 28, 2007, Sec.171.24 was amended by
revising (a)(2), effective Oct. 1, 2008. For the convenience of the
user, the revised text is set forth as follows:
Sec. 171.12 North American Shipments.
(a) * * *
(2) General packaging requirements. When the provisions of this
subchapter require a DOT specification or UN standard packaging to be
used for transporting a hazardous material, a packaging authorized by
the Transport Canada TDG Regulations may be used, subject to the
limitations of this part, and only if it is equivalent to the
corresponding DOT specification or UN packaging (see Sec.173.24(d)(2)
of this subchapter) authorized by this subchapter.
* * * * *
Sec. 171.25 Additional requirements for the use of the IMDG Code.
(a) A hazardous material may be offered for transportation or
transported to, from or within the United States by vessel, and by motor
carrier and rail in accordance with the IMDG Code (IBR, see Sec.
171.7), as authorized in Sec.171.22, provided all or part of the
movement is by vessel. Such shipments must conform to the requirements
in Sec.171.22, as applicable, and this section.
(b) Any person who offers for transportation or transports a
hazardous material in accordance with the IMDG Code must conform to the
following additional conditions and requirements:
(1) Unless otherwise excepted, a shipment must conform to the
requirements in part 176 of this subchapter. For transportation by rail
or highway prior to or subsequent to transportation by vessel, a
shipment must conform to the applicable requirements of parts 174 and
177 respectively, of this subchapter, and the motor vehicle or rail car
must be placarded in accordance with subpart F of part 172 of this
subpart. When a hazardous material regulated by this subchapter for
transportation by highway is transported by motor vehicle on a public
highway under the provisions of this subpart, the segregation
requirements of Part 7, Chapter 2 of the IMDG Code are authorized.
(2) The stowage and segregation requirements in Part 7 of the IMDG
Code may be substituted for the stowage and segregation requirements in
part 176 of this subchapter.
(c) Conditions and requirements for bulk packagings. Except for IBCs
and UN portable tanks used for the transportation of liquids or solids,
bulk packagings must conform to the requirements of this subchapter.
Additionally, the following requirements apply:
(1) UN portable tanks must conform to the requirements in Special
Provisions TP37, TP38, TP44 and TP45 when applicable, and any applicable
bulk special provisions assigned to the hazardous material in the
Hazardous Materials Table in Sec.172.101 of this subchapter;
(2) IMO Type 5 portable tanks must conform to DOT Specification 51
or UN portable tank requirements, unless specifically authorized in this
subchapter or approved by the Associate Administrator;
(3) Except as specified in this subpart, for a material poisonous
(toxic) by inhalation, the T Codes specified in Column 13 of the
Dangerous Goods List in the IMDG Code may be applied to the
transportation of those materials in IM, IMO and DOT Specification 51
portable tanks, when these portable tanks are authorized in accordance
with the requirements of this subchapter; and
(4) No person may offer an IM or UN portable tank containing liquid
hazardous materials of Class 3, PG I or II, or PG III with a flash point
less than 100 [deg]F (38 [deg]C); Division 5.1, PG I or II; or Division
6.1, PG I or II, for unloading while it remains on a transport vehicle
with the motive power unit attached,
[[Page 121]]
unless it conforms to the requirements in Sec.177.834(o) of this
subchapter.
(d) Use of IMDG Code in port areas. (1) Except for Division 1.1,
1.2, and Class 7 materials, a hazardous material being imported into or
exported from the United States or passing through the United States in
the course of being shipped between locations outside the United States
may be offered and accepted for transportation and transported by motor
vehicle within a single port area, including contiguous harbors, when
packaged, marked, classed, labeled, stowed and segregated in accordance
with the IMDG Code, offered and accepted in accordance with the
requirements of subparts C and F of part 172 of this subchapter
pertaining to shipping papers and placarding, and otherwise conforms to
the applicable requirements of part 176 of this subchapter.
(2) The requirement in Sec.172.201(d) of this subchapter for an
emergency telephone number does not apply to shipments made in
accordance with the IMDG Code if the hazardous material is not offloaded
from the vessel, or is offloaded between ocean vessels at a U.S. port
facility without being transported by public highway.
Effective Date Note: At 72 FR 44947, Aug. 9, 2007, Sec.171.25 was
amended by adding (b)(3), effective Jan. 1, 2008. For the convenience of
the user, the added text is set forth as follows:
Sec. 171.25 Additional requirements for the use of the IMDG Code.
* * * * *
(b) * * *
(3) Packages containing primary lithium batteries and cells that are
transported in accordance with Special Provision 188 of the IMDG Code
must be marked ``PRIMARY LITHIUM BATTERIES--FORBIDDEN FOR TRANSPORT
ABOARD PASSENGER AIRCRAFT'' or ``LITHIUM METAL BATTERIES--FORBIDDEN FOR
TRANSPORT ABOARD PASSENGER AIRCRAFT.'' This marking is not required on
packages that contain 5 kg (11 pounds) net weight or less of primary
lithium batteries and cells that are contained in or packed with
equipment.
* * * * *
Sec. 171.26 Additional requirements for the use of the IAEA Regulations.
A Class 7 (radioactive) material being imported into or exported
from the United States or passing through the United States in the
course of being shipped between places outside the United States may be
offered for transportation or transported in accordance with the IAEA
Regulations (IBR, see Sec.171.7) as authorized in paragraph (a) of
Sec.171.22, provided the requirements in Sec.171.22, as applicable,
are met.
PART 172_HAZARDOUS MATERIALS TABLE, SPECIAL PROVISIONS, HAZARDOUS
MATERIALS COMMUNICATIONS, EMERGENCY RESPONSE INFORMATION, AND
TRAINING REQUIREMENTS--Table of Contents
Subpart A_General
Sec.
172.1 Purpose and scope.
172.3 Applicability.
Subpart B_Table of Hazardous Materials and Special Provisions
172.101 Purpose and use of hazardous materials table.
172.102 Special provisions.
Subpart C_Shipping Papers
172.200 Applicability.
172.201 Preparation and retention of shipping papers.
172.202 Description of hazardous material on shipping papers.
172.203 Additional description requirements.
172.204 Shipper's certification.
172.205 Hazardous waste manifest.
Subpart D_Marking
172.300 Applicability.
172.301 General marking requirements for non-bulk packagings.
172.302 General marking requirements for bulk packagings.
172.303 Prohibited marking.
172.304 Marking requirements.
172.306 [Reserved]
172.308 Authorized abbreviations.
172.310 Class 7 (radioactive) materials.
172.312 Liquid hazardous materials in non-bulk packagings.
172.313 Poisonous hazardous materials.
172.315 Packages containing limited quantities.
172.316 Packagings containing materials classed as ORM-D.
[[Page 122]]
172.317 KEEP AWAY FROM HEAT handling mark.
172.320 Explosive hazardous materials.
172.322 Marine pollutants.
172.323 Infectious substances.
172.324 Hazardous substances in non-bulk packagings.
172.325 Elevated temperature materials.
172.326 Portable tanks.
172.328 Cargo tanks.
172.330 Tank cars and multi-unit tank car tanks.
172.331 Bulk packagings other than portable tanks, cargo tanks, tank
cars and multi-unit tank car tanks.
172.332 Identification number markings.
172.334 Identification numbers; prohibited display.
172.336 Identification numbers; special provisions.
172.338 Replacement of identification numbers.
Subpart E_Labeling
172.400 General labeling requirements.
172.400a Exceptions from labeling.
172.401 Prohibited labeling.
172.402 Additional labeling requirements.
172.403 Class 7 (radioactive) material.
172.404 Labels for mixed and consolidated packaging.
172.405 Authorized label modifications.
172.406 Placement of labels.
172.407 Label specifications.
172.411 EXPLOSIVE 1.1, 1.2, 1.3, 1.4, 1.5 and 1.6 labels, and EXPLOSIVE
Subsidiary label.
172.415 NON-FLAMMABLE GAS label.
172.416 POISON GAS label.
172.417 FLAMMABLE GAS label.
172.419 FLAMMABLE LIQUID label.
172.420 FLAMMABLE SOLID label.
172.422 SPONTANEOUSLY COMBUSTIBLE label.
172.423 DANGEROUS WHEN WET label.
172.426 OXIDIZER label.
172.427 ORGANIC PEROXIDE label.
172.429 POISON INHALATION HAZARD label.
172.430 POISON label.
172.431 [Reserved]
172.432 INFECTIOUS SUBSTANCE label.
172.436 RADIOACTIVE WHITE-I label.
172.438 RADIOACTIVE YELLOW-II label.
172.440 RADIOACTIVE YELLOW-III label.
172.441 FISSILE label.
172.442 CORROSIVE label.
172.444 [Reserved]
172.446 CLASS 9 label.
172.448 CARGO AIRCRAFT ONLY label.
172.450 EMPTY label.
Subpart F_Placarding
172.500 Applicability of placarding requirements.
172.502 Prohibited and permissive placarding.
172.503 Identification number display on placards.
172.504 General placarding requirements.
172.505 Placarding for subsidiary hazards.
172.506 Providing and affixing placards: Highway.
172.507 Special placarding provisions: Highway.
172.508 Placarding and affixing placarding: Rail.
172.510 Special placarding provisions: Rail.
172.512 Freight containers and aircraft unit load devices.
172.514 Bulk packagings.
172.516 Visibility and display of placards.
172.519 General specifications for placards.
172.521 DANGEROUS placard.
172.522 EXPLOSIVES 1.1, EXPLOSIVES 1.2 and EXPLOSIVES 1.3 placards.
172.523 EXPLOSIVES 1.4 placard.
172.524 EXPLOSIVES 1.5 placard.
172.525 EXPLOSIVES 1.6 placard.
172.526 [Reserved]
172.527 Background requirements for certain placards.
172.528 NON-FLAMMABLE GAS placard.
172.530 OXYGEN placard.
172.532 FLAMMABLE GAS placard.
172.536 [Reserved]
172.540 POISON GAS placard.
172.542 FLAMMABLE placard.
172.544 COMBUSTIBLE placard.
172.546 FLAMMABLE SOLID placard.
172.547 SPONTANEOUSLY COMBUSTIBLE placard.
172.548 DANGEROUS WHEN WET placard.
172.550 OXIDIZER placard.
172.552 ORGANIC PEROXIDE placard.
172.553 [Reserved]
172.554 POISON placard.
172.555 POISON INHALATION HAZARD placard.
172.556 RADIOACTIVE placard.
172.558 CORROSIVE placard.
172.560 CLASS 9 placard.
Subpart G_Emergency Response Information
172.600 Applicability and general requirements.
172.602 Emergency response information.
172.604 Emergency response telephone number.
172.606 Carrier information contact.
Subpart H_Training
172.700 Purpose and scope.
172.701 Federal-State relationship.
172.702 Applicability and responsibility for training and testing.
172.704 Training requirements.
[[Page 123]]
Subpart I_Security Plans
172.800 Purpose and applicability.
172.802 Components of a security plan.
172.804 Relationship to other Federal requirements.
Appendix A to Part 172--Office of Hazardous Materials Transportation
Color Tolerance Charts and Tables
Appendix B to Part 172--Trefoil Symbol
Appendix C to Part 172--Dimensional Specifications for Recommended
Placard Holder
Authority: 49 U.S.C. 5101-5127, 44701; 49 CFR 1.53.
Source: Amdt. 172-29, 41 FR 15996, Apr. 15, 1976, unless otherwise
noted.
Subpart A_General
Sec. 172.1 Purpose and scope.
This part lists and classifies those materials which the Department
has designated as hazardous materials for purposes of transportation and
prescribes the requirements for shipping papers, package marking,
labeling, and transport vehicle placarding applicable to the shipment
and transportation of those hazardous materials.
[Amdt. 172-29, 41 FR 15997, Apr. 15, 1976, as amended by 66 FR 45379,
Aug. 28, 2001]
Sec. 172.3 Applicability.
(a) This part applies to--
(1) Each person who offers a hazardous material for transportation,
and
(2) Each carrier by air, highway, rail, or water who transports a
hazardous material.
(b) When a person, other than one of those provided for in paragraph
(a) of this section, performs a packaging labeling or marking function
required by this part, that person shall perform the function in
accordance with this part.
[Amdt. 172-29, 41 FR 15996, Apr. 15, 1976, as amended by Amdt. 172-32,
41 FR 38179, Sept. 9, 1976]
Subpart B_Table of Hazardous Materials and Special Provisions
Sec. 172.101 Purpose and use of hazardous materials table.
(a) The Hazardous Materials Table (Table) in this section designates
the materials listed therein as hazardous materials for the purpose of
transportation of those materials. For each listed material, the Table
identifies the hazard class or specifies that the material is forbidden
in transportation, and gives the proper shipping name or directs the
user to the preferred proper shipping name. In addition, the Table
specifies or references requirements in this subchapter pertaining to
labeling, packaging, quantity limits aboard aircraft and stowage of
hazardous materials aboard vessels.
(b) Column 1: Symbols. Column 1 of the Table contains six symbols
(``+'', ``A'', ``D'', ``G'', ``I'' and ``W'') as follows:
(1) The plus (+) sign fixes the proper shipping name, hazard class
and packing group for that entry without regard to whether the material
meets the definition of that class, packing group or any other hazard
class definition. When the plus sign is assigned to a proper shipping
name in Column (1) of the Sec.172.101 Table, it means that the
material is known to pose a risk to humans. When a plus sign is assigned
to mixtures or solutions containing a material where the hazard to
humans is significantly different from that of the pure material or
where no hazard to humans is posed, the material may be described using
an alternative shipping name that represents the hazards posed by the
material. An appropriate alternate proper shipping name and hazard class
may be authorized by the Associate Administrator.
(2) The letter ``A'' denotes a material that is subject to the
requirements of this subchapter only when offered or intended for
transportation by aircraft, unless the material is a hazardous substance
or a hazardous waste. A shipping description entry preceded by an ``A''
may be used to describe a material for other modes of transportation
provided all applicable requirements for the entry are met.
(3) The letter ``D'' identifies proper shipping names which are
appropriate for describing materials for domestic transportation but may
be inappropriate for international transportation under the provisions
of international regulations (e.g., IMO, ICAO). An alternate proper
shipping name may be selected when either domestic or international
transportation is involved.
[[Page 124]]
(4) The letter ``G'' identifies proper shipping names for which one
or more technical names of the hazardous material must be entered in
parentheses, in association with the basic description. (See Sec.
172.203(k).)
(5) The letter ``I'' identifies proper shipping names which are
appropriate for describing materials in international transportation. An
alternate proper shipping name may be selected when only domestic
transportation is involved.
(6) The letter ``W'' denotes a material that is subject to the
requirements of this subchapter only when offered or intended for
transportation by vessel, unless the material is a hazardous substance
or a hazardous waste. A shipping description entry preceded by a ``W''
may be used to describe a material for other modes of transportation
provided all applicable requirements for the entry are met.
(c) Column 2: Hazardous materials descriptions and proper shipping
names. Column 2 lists the hazardous materials descriptions and proper
shipping names of materials designated as hazardous materials.
Modification of a proper shipping name may otherwise be required or
authorized by this section. Proper shipping names are limited to those
shown in Roman type (not italics).
(1) Proper shipping names may be used in the singular or plural and
in either capital or lower case letters. Words may be alternatively
spelled in the same manner as they appear in the ICAO Technical
Instructions or the IMDG Code. For example ``aluminum'' may be spelled
``aluminium'' and ``sulfur'' may be spelled ``sulphur''. However, the
word ``inflammable'' may not be used in place of the word ``flammable''.
(2) Punctuation marks and words in italics are not part of the
proper shipping name, but may be used in addition to the proper shipping
name. The word ``or'' in italics indicates that terms in the sequence
may be used as the proper shipping name, as appropriate.
(3) The word ``poison'' or ``poisonous'' may be used interchangeably
with the word ``toxic'' when only domestic transportation is involved.
The abbreviation ``n.o.i.'' or ``n.o.i.b.n.'' may be used
interchangeably with ``n.o.s.''.
(4) Except for hazardous wastes, when qualifying words are used as
part of the proper shipping name, their sequence in the package markings
and shipping paper description is optional. However, the entry in the
Table reflects the preferred sequence.
(5) When one entry references another entry by use of the word
``see'', if both names are in Roman type, either name may be used as the
proper shipping name (e.g., Ethyl alcohol, see Ethanol).
(6) When a proper shipping name includes a concentration range as
part of the shipping description, the actual concentration, if it is
within the range stated, may be used in place of the concentration
range. For example, an aqueous solution of hydrogen peroxide containing
30 percent peroxide may be described as ``Hydrogen peroxide, aqueous
solution with not less than 20 percent but not more than 40 percent
hydrogen peroxide'' or ``Hydrogen peroxide, aqueous solution with 30
percent hydrogen peroxide''.
(7) Use of the prefix ``mono'' is optional in any shipping name,
when appropriate. Thus, Iodine monochloride may be used interchangeably
with Iodine chloride. In ``Glycerol alpha-monochlorohydrin'' the term
``mono'' is considered a prefix to the term ``chlorohydrin'' and may be
deleted.
(8) Use of the word ``liquid'' or ``solid''. The word ``liquid'' or
``solid'' may be added to a proper shipping name when a hazardous
material specifically listed by name may, due to differing physical
states, be a liquid or solid. When the packaging specified in Column 8
is inappropriate for the physical state of the material, the table
provided in paragraph (i)(4) of this section should be used to determine
the appropriate packaging section.
(9) Hazardous wastes. If the word ``waste'' is not included in the
hazardous material description in Column 2 of the Table, the proper
shipping name for a hazardous waste (as defined in Sec.171.8 of this
subchapter), shall include the word ``Waste'' preceding the proper
shipping name of the material. For example: Waste acetone.
[[Page 125]]
(10) Mixtures and solutions. (i) A mixture or solution not
identified specifically by name, comprised of a hazardous material
identified in the Table by technical name and non-hazardous material,
shall be described using the proper shipping name of the hazardous
material and the qualifying word ``mixture'' or ``solution'', as
appropriate, unless--
(A) Except as provided in Sec.172.101(i)(4) the packaging
specified in Column 8 is inappropriate to the physical state of the
material;
(B) The shipping description indicates that the proper shipping name
applies only to the pure or technically pure hazardous material;
(C) The hazard class, packing group, or subsidiary hazard of the
mixture or solution is different from that specified for the entry;
(D) There is a significant change in the measures to be taken in
emergencies;
(E) The material is identified by special provision in Column 7 of
the Sec.172.101 Table as a material poisonous by inhalation; however,
it no longer meets the definition of poisonous by inhalation or it falls
within a different hazard zone than that specified in the special
provision; or
(F) The material can be appropriately described by a shipping name
that describes its intended application, such as ``Coating solution'',
``Extracts, flavoring'' or ``Compound, cleaning liquid''.
(ii) If one or more of the conditions specified in paragraph
(c)(10)(i) of this section is satisfied, then a proper shipping name
shall be selected as prescribed in paragraph (c)(12)(ii) of this
section.
(iii) A mixture or solution not identified in the Table specifically
by name, comprised of two or more hazardous materials in the same hazard
class, shall be described using an appropriate shipping description
(e.g., ``Flammable liquid, n.o.s.''). The name that most appropriately
describes the material shall be used; e.g., an alcohol not listed by its
technical name in the Table shall be described as ``Alcohol, n.o.s.''
rather than ``Flammable liquid, n.o.s.''. Some mixtures may be more
appropriately described according to their application, such as
``Coating solution'' or ``Extracts, flavoring liquid'' rather than by an
n.o.s. entry. Under the provisions of subparts C and D of this part, the
technical names of at least two components most predominately
contributing to the hazards of the mixture or solution may be required
in association with the proper shipping name.
(11) Except for a material subject to or prohibited by Sec.173.21,
173.54, 173.56(d), 173.56(e), 173.224(c) or 173.225(b) of this
subchapter, a material that is considered to be a hazardous waste or a
sample of a material for which the hazard class is uncertain and must be
determined by testing may be assigned a tentative proper shipping name,
hazard class, identification number and packing group, if applicable,
based on the shipper's tentative determination according to:
(i) Defining criteria in this subchapter;
(ii) The hazard precedence prescribed in Sec.173.2a of this
subchapter;
(iii) The shipper's knowledge of the material;
(iv) In addition to paragraphs (c)(11)(i) through (iii) of this
section, for a sample of a material other than a waste, the following
must be met:
(A) Except when the word ``Sample'' already appears in the proper
shipping name, the word ``Sample'' must appear as part of the proper
shipping name or in association with the basic description on the
shipping paper.
(B) When the proper shipping description for a sample is assigned a
``G'' in Column (1) of the Sec.172.101 Table, and the primary
constituent(s) for which the tentative classification is based are not
known, the provisions requiring a technical name for the constituent(s)
do not apply; and
(C) A sample must be transported in a combination packaging that
conforms to the requirements of this subchapter that are applicable to
the tentative packing group assigned, and may not exceed a net mass of
2.5 kg (5.5 pounds) per package.
Note to paragraph (c)(11): For the transportation of samples of
self-reactive materials, organic peroxides, explosives or lighters, see
Sec.Sec.173.224(c)(3), 173.225(c)(2), 173.56(d) or 173.308(b)(2) of
this subchapter, respectively.
[[Page 126]]
(12) Except when the proper shipping name in the Table is preceded
by a plus (+)--
(i) If it is specifically determined that a material meets the
definition of a hazard class, packing group or hazard zone, other than
the class, packing group or hazard zone shown in association with the
proper shipping name, or does not meet the defining criteria for a
subsidiary hazard shown in Column 6 of the Table, the material shall be
described by an appropriate proper shipping name listed in association
with the correct hazard class, packing group, hazard zone, or subsidiary
hazard for the material.
(ii) Generic or n.o.s. descriptions. If an appropriate technical
name is not shown in the Table, selection of a proper shipping name
shall be made from the generic or n.o.s. descriptions corresponding to
the specific hazard class, packing group, hazard zone, or subsidiary
hazard, if any, for the material. The name that most appropriately
describes the material shall be used; e.g., an alcohol not listed by its
technical name in the Table shall be described as ``Alcohol, n.o.s.''
rather than ``Flammable liquid, n.o.s.''. Some mixtures may be more
appropriately described according to their application, such as
``Coating solution'' or ``Extracts, flavoring, liquid'', rather than by
an n.o.s. entry, such as ``Flammable liquid, n.o.s.'' It should be
noted, however, that an n.o.s. description as a proper shipping name may
not provide sufficient information for shipping papers and package
markings. Under the provisions of subparts C and D of this part, the
technical name of one or more constituents which makes the product a
hazardous material may be required in association with the proper
shipping name.
(iii) Multiple hazard materials. If a material meets the definition
of more than one hazard class, and is not identified in the Table
specifically by name (e.g., acetyl chloride), the hazard class of the
material shall be determined by using the precedence specified in Sec.
173.2a of this subchapter, and an appropriate shipping description
(e.g., ``Flammable liquid, corrosive n.o.s.'') shall be selected as
described in paragraph (c)(12)(ii) of this section.
(iv) If it is specifically determined that a material is not a
forbidden material and does not meet the definition of any hazard class,
the material is not a hazardous material.
(13) Self-reactive materials and organic peroxides. A generic proper
shipping name for a self-reactive material or an organic peroxide, as
listed in Column 2 of the Table, must be selected based on the
material's technical name and concentration, in accordance with the
provisions of Sec.Sec.173.224 or 173.225 of this subchapter,
respectively.
(14) A proper shipping name that describes all isomers of a material
may be used to identify any isomer of that material if the isomer meets
criteria for the same hazard class or division, subsidiary risk(s) and
packing group, unless the isomer is specifically identified in the
Table.
(15) Unless a hydrate is specifically listed in the Table, a proper
shipping name for the equivalent anhydrous substance may be used, if the
hydrate meets the same hazard class or division, subsidiary risk(s) and
packing group.
(16) Unless it is already included in the proper shipping name in
the Sec.172.101 Table, the qualifying words ``liquid'' or ``solid''
may be added in association with the proper shipping name when a
hazardous material specifically listed by name in the Sec.172.101
Table may, due to the differing physical states of the various isomers
of the material, be either a liquid or a solid (for example
``Dinitrotoluenes, liquid'' and ``Dinitrotoluenes, solid''). Use of the
words ``liquid'' or ``solid'' is subject to the limitations specified
for the use of the words ``mixture'' or ``solution'' in paragraph
(c)(10) of this section. The qualifying word ``molten'' may be added in
association with the proper shipping name when a hazardous material,
which is a solid in accordance with the definition in Sec.171.8 of
this subchapter, is offered for transportation in the molten state (for
example, ``Alkylphenols, solid, n.o.s., molten'').
(d) Column 3: Hazard class or Division. Column 3 contains a
designation of the hazard class or division corresponding to each proper
shipping name, or the word ``Forbidden''.
[[Page 127]]
(1) A material for which the entry in this column is ``Forbidden''
may not be offered for transportation or transported. This prohibition
does not apply if the material is diluted, stabilized or incorporated in
a device and it is classed in accordance with the definitions of
hazardous materials contained in part 173 of this subchapter.
(2) When a reevaluation of test data or new data indicates a need to
modify the ``Forbidden'' designation or the hazard class or packing
group specified for a material specifically identified in the Table,
this data should be submitted to the Associate Administrator.
(3) A basic description of each hazard class and the section
reference for class definitions appear in Sec.173.2 of this
subchapter.
(4) Each reference to a Class 3 material is modified to read
``Combustible liquid'' when that material is reclassified in accordance
with Sec.173.150(e) or (f) of this subchapter or has a flash point
above 60 [deg]C (140 [deg]F) but below 93 [deg]C (200 [deg]F).
(e) Column 4: Identification number. Column 4 lists the
identification number assigned to each proper shipping name. Those
preceded by the letters ``UN'' are associated with proper shipping names
considered appropriate for international transportation as well as
domestic transportation. Those preceded by the letters ``NA'' are
associated with proper shipping names not recognized for international
transportation, except to and from Canada. Identification numbers in the
``NA9000'' series are associated with proper shipping names not
appropriately covered by international hazardous materials (dangerous
goods) transportation standards, or not appropriately addressed by
international transportation standards for emergency response
information purposes, except for transportation between the United
States and Canada.
(f) Column 5: Packing group. Column 5 specifies one or more packing
groups assigned to a material corresponding to the proper shipping name
and hazard class for that material. Class 2, Class 7, Division 6.2
(other than regulated medical wastes), and ORM-D materials, do not have
packing groups. Packing Groups I, II and III indicate the degree of
danger presented by the material is either great, medium or minor,
respectively. If more than one packing group is indicated for an entry,
the packing group for the hazardous material is determined using the
criteria for assignment of packing groups specified in subpart D of part
173. When a reevaluation of test data or new data indicates a need to
modify the specified packing group(s), the data should be submitted to
the Associate Administrator. Each reference in this column to a material
which is a hazardous waste or a hazardous substance, and whose proper
shipping name is preceded in Column 1 of the Table by the letter ``A''
or ``W'', is modified to read ``III'' on those occasions when the
material is offered for transportation or transported by a mode in which
its transportation is not otherwise subject to requirements of this
subchapter.
(g) Column 6: Labels. Column 6 specifies codes which represent the
hazard warning labels required for a package filled with a material
conforming to the associated hazard class and proper shipping name,
unless the package is otherwise excepted from labeling by a provision in
subpart E of this part, or part 173 of this subchapter. The first code
is indicative of the primary hazard of the material. Additional label
codes are indicative of subsidiary hazards. Provisions in Sec.172.402
may require that a label other than that specified in Column 6 be
affixed to the package in addition to that specified in Column 6. No
label is required for a material classed as a combustible liquid or for
a Class 3 material that is reclassed as a combustible liquid. For
``Empty'' label requirements, see Sec.173.428 of this subchapter. The
codes contained in Column 6 are defined according to the following
table:
Label Substitution Table
------------------------------------------------------------------------
Label code Label name
------------------------------------------------------------------------
1......................................... Explosive
1.1 \1\................................... Explosive 1.1\1\
1.2 \1\................................... Explosive 1.2\1\
1.3 \1\................................... Explosive 1.3\1\
1.4 \1\................................... Explosive 1.4\1\
1.5 \1\................................... Explosive 1.5\1\
1.6 \1\................................... Explosive 1.6\1\
2.1....................................... Flammable Gas
2.2....................................... Non-Flammable Gas
2.3....................................... Poison Gas
3......................................... Flammable Liquid
[[Page 128]]
4.1....................................... Flammable Solid
4.2....................................... Spontaneously Combustible
4.3....................................... Dangerous When Wet
5.1....................................... Oxidizer
5.2....................................... Organic Peroxide
6.1 (inhalation hazard, Zone A or B)...... Poison Inhalation Hazard
6.1 (other than inhalation hazard, Zone A Poison
or B) \2\.
6.2....................................... Infectious substance
7......................................... Radioactive
8......................................... Corrosive
9......................................... Class 9
------------------------------------------------------------------------
\1\ Refers to the appropriate compatibility group letter.
\2\ The packing group for a material is indicated in column 5 of the
table.
(h) Column 7: Special provisions. Column 7 specifies codes for
special provisions applicable to hazardous materials. When Column 7
refers to a special provision for a hazardous material, the meaning and
requirements of that special provision are as set forth in Sec.172.102
of this subpart.
(i) Column 8: Packaging authorizations. Columns 8A, 8B and 8C
specify the applicable sections for exceptions, non-bulk packaging
requirements and bulk packaging requirements, respectively, in part 173
of this subchapter. Columns 8A, 8B and 8C are completed in a manner
which indicates that ``Sec.173.'' precedes the designated numerical
entry. For example, the entry ``202'' in Column 8B associated with the
proper shipping name ``Gasoline'' indicates that for this material
conformance to non-bulk packaging requirements prescribed in Sec.
173.202 of this subchapter is required. When packaging requirements are
specified, they are in addition to the standard requirements for all
packagings prescribed in Sec.173.24 of this subchapter and any other
applicable requirements in subparts A and B of part 173 of this
subchapter.
(1) Exceptions. Column 8A contains exceptions from some of the
requirements of this subchapter. The referenced exceptions are in
addition to those specified in subpart A of part 173 and elsewhere in
this subchapter. A ``None'' in this column means no packaging exceptions
are authorized, except as may be provided by special provisions in
Column 7.
(2) Non-bulk packaging. Column 8B references the section in part 173
of this subchapter which prescribes packaging requirements for non-bulk
packagings. A ``None'' in this column means non-bulk packagings are not
authorized, except as may be provided by special provisions in Column 7.
Each reference in this column to a material which is a hazardous waste
or a hazardous substance, and whose proper shipping name is preceded in
Column 1 of the Table by the letter ``A'' or ``W'', is modified to
include ``Sec.173.203'' or ``Sec.173.213'', as appropriate for
liquids and solids, respectively, on those occasions when the material
is offered for transportation or transported by a mode in which its
transportation is not otherwise subject to the requirements of this
subchapter.
(3) Bulk packaging. Column (8C) specifies the section in part 173 of
this subchapter that prescribes packaging requirements for bulk
packagings, subject to the limitations, requirements, and additional
authorizations of Columns (7) and (8B). A ``None'' in Column (8C) means
bulk packagings are not authorized, except as may be provided by special
provisions in Column (7) and in packaging authorizations Column (8B).
Additional authorizations and limitations for use of UN portable tanks
are set forth in Column 7. For each reference in this column to a
material that is a hazardous waste or a hazardous substance, and whose
proper shipping name is preceded in Column 1 of the Table by the letter
``A'' or ``W'' and that is offered for transportation or transported by
a mode in which its transportation is not otherwise subject to the
requirements of this subchapter:
(4) For a hazardous material which is specifically named in the
Table and whose packaging sections specify packagings not applicable to
the form of the material (e.g., packaging specified is for solid
material and the material is being offered for transportation in a
liquid form) the following table should be used to determine the
appropriate packaging section:
------------------------------------------------------------------------
Corresponding packaging
Packaging section reference for solid materials section for liquid
materials
------------------------------------------------------------------------
Sec.173.187................................. Sec.173.181
Sec.173.211................................. Sec.173.201
Sec.173.212................................. Sec.173.202
Sec.173.213................................. Sec.173.203
Sec.173.240................................. Sec.173.241
[[Page 129]]
Sec.173.242................................. Sec.173.243
------------------------------------------------------------------------
(5) Cylinders. For cylinders, both non-bulk and bulk packaging
authorizations are set forth in Column (8B). Notwithstanding a
designation of ``None'' in Column (8C), a bulk cylinder may be used when
specified through the section reference in Column (8B).
(j) Column 9: Quantity limitations. Columns 9A and 9B specify the
maximum quantities that may be offered for transportation in one package
by passenger-carrying aircraft or passenger-carrying rail car (Column
9A) or by cargo aircraft only (Column 9B), subject to the following:
(1) ``Forbidden'' means the material may not be offered for
transportation or transported in the applicable mode of transport.
(2) The quantity limitation is ``net'' except where otherwise
specified, such as for ``Consumer commodity'' which specifies ``30 kg
gross.''
(3) When articles or devices are specifically listed by name, the
net quantity limitation applies to the entire article or device (less
packaging and packaging materials) rather than only to its hazardous
components.
(4) A package offered or intended for transportation by aircraft and
which is filled with a material forbidden on passenger-carrying aircraft
but permitted on cargo aircraft only, or which exceeds the maximum net
quantity authorized on passenger-carrying aircraft, shall be labelled
with the CARGO AIRCRAFT ONLY label specified in Sec.172.448 of this
part.
(5) The total net quantity of hazardous material for an outer non-
bulk packaging that contains more than one hazardous material may not
exceed the lowest permitted maximum net quantity per package as shown in
Column 9A or 9B, as appropriate. If one material is a liquid and one is
a solid, the maximum net quantity must be calculated in kilograms. See
Sec.173.24a(c)(1)(iv).
(k) Column 10: Vessel stowage requirements. Column 10A [Vessel
stowage] specifies the authorized stowage locations on board cargo and
passenger vessels. Column 10B [Other provisions] specifies codes for
stowage requirements for specific hazardous materials. The meaning of
each code in Column 10B is set forth in Sec.176.84 of this subchapter.
Section 176.63 of this subchapter sets forth the physical requirements
for each of the authorized locations listed in Column 10A. (For bulk
transportation by vessel, see 46 CFR parts 30 to 40, 70, 98, 148, 151,
153 and 154.) The authorized stowage locations specified in Column 10A
are defined as follows:
(1) Stowage category ``A'' means the material may be stowed ``on
deck'' or ``under deck'' on a cargo vessel and on a passenger vessel.
(2) Stowage category ``B'' means--
(i) The material may be stowed ``on deck'' or ``under deck'' on a
cargo vessel and on a passenger vessel carrying a number of passengers
limited to not more than the larger of 25 passengers, or one passenger
per each 3 m of overall vessel length; and
(ii) ``On deck only'' on passenger vessels in which the number of
passengers specified in paragraph (k)(2)(i) of this section is exceeded.
(3) Stowage category ``C'' means the material must be stowed ``on
deck only'' on a cargo vessel and on a passenger vessel.
(4) Stowage category ``D'' means the material must be stowed ``on
deck only'' on a cargo vessel and on a passenger vessel carrying a
number of passengers limited to not more than the larger of 25
passengers or one passenger per each 3 m of overall vessel length, but
the material is prohibited on passenger vessels in which the limiting
number of passengers is exceeded.
(5) Stowage category ``E'' means the material may be stowed ``on
deck'' or ``under deck'' on a cargo vessel and on a passenger vessel
carrying a number of passengers limited to not more than the larger of
25 passengers, or one passenger per each 3 m of overall vessel length,
but is prohibited from carriage on passenger vessels in which the
limiting number of passengers is exceeded.
(6) Stowage category ``01'' means the material may be stowed ``on
deck'' or ``under deck'' on a cargo vessel (up to 12 passengers) and on
a passenger vessel.
[[Page 130]]
(7) Stowage category ``02'' means the material may be stowed ``on
deck'' or ``under deck'' on a cargo vessel (up to 12 passengers) and
``on deck'' in closed cargo transport units or ``under deck'' in closed
cargo transport units on a passenger vessel.
(8) Stowage category ``03'' means the material may be stowed ``on
deck'' or ``under deck'' on a cargo vessel (up to 12 passengers) and
``on deck'' in closed cargo transport units on a passenger vessel.
(9) Stowage category ``04'' means the material may be stowed ``on
deck'' or ``under deck'' on a cargo vessel (up to 12 passengers) but the
material is prohibited on a passenger vessel.
(10) Stowage category ``05'' means the material may be stowed ``on
deck'' in closed cargo transport units or ``under deck'' on a cargo
vessel (up to 12 passengers) and on a passenger vessel.
(11) Stowage category ``06'' means the material may be stowed ``on
deck'' in closed cargo transport units or ``under deck'' on a cargo
vessel (up to 12 passengers) and ``on deck'' in closed cargo transport
units or ``under deck'' in closed cargo transport units on a passenger
vessel.
(12) Stowage category ``07'' means the material may be stowed ``on
deck'' in closed cargo transport units or ``under deck'' on a cargo
vessel (up to 12 passengers) and ``on deck'' only in closed cargo
transport units on a passenger vessel.
(13) Stowage category ``08'' means the material may be stowed ``on
deck'' in closed cargo transport units or ``under deck'' on a cargo
vessel (up to 12 passengers) but the material is prohibited on a
passenger vessel.
(14) Stowage category ``09'' means the material may be stowed ``on
deck only'' in closed cargo transport units or ``under deck'' in closed
cargo transport units on a cargo vessel (up to 12 passengers) and on a
passenger vessel.
(15) Stowage category ``10'' means the material may be stowed ``on
deck'' in closed cargo transport units or ``under deck'' in closed cargo
transport units on a cargo vessel (up to 12 passengers) and ``on deck''
only in closed cargo transport units on a passenger vessel.
(16) Stowage category ``11'' means the material may be stowed ``on
deck'' in closed cargo transport units or ``under deck'' in magazine
stowage type ``c'' on a cargo vessel (up to 12 passengers) and ``on
deck'' only in closed cargo transport units on a passenger vessel.
(17) Stowage category ``12'' means the material may be stowed ``on
deck'' in closed cargo transport units or ``under deck'' in magazine
stowage type ``c'' on a cargo vessel (up to 12 passengers) but the
material is prohibited on a passenger vessel.
(18) Stowage category ``13'' means the material may be stowed ``on
deck'' in closed cargo transport units or ``under deck'' in magazine
stowage type ``A'' on a cargo vessel (up to 12 passengers) and ``on
deck'' only in closed cargo transport units on a passenger vessel.
(19) Stowage category ``14'' means the material may be stowed ``on
deck'' in closed cargo transport units on a cargo vessel (up to 12
passengers) but the material is prohibited on a passenger vessel.
(20) Stowage category ``15'' means the material may be stowed ``on
deck'' in closed cargo transport units or ``under deck'' in closed cargo
transport units on a cargo vessel (up to 12 passengers) but the material
is prohibited on a passenger vessel.
(l) Changes to the Table. (1) Unless specifically stated otherwise
in a rule document published in the Federal Register amending the
Table--
(i) Such a change does not apply to the shipment of any package
filled prior to the effective date of the amendment; and
(ii) Stocks of preprinted shipping papers and package markings may
be continued in use, in the manner previously authorized, until depleted
or for a one-year period, subsequent to the effective date of the
amendment, whichever is less.
(2) Except as otherwise provided in this section, any alteration of
a shipping description or associated entry which is listed in the Sec.
172.101 Table must receive prior written approval from the Associate
Administrator.
(3) The proper shipping name of a hazardous material changed in the
May 6, 1997 final rule, in effect on October 1, 1997, only by the
addition or omission of the word ``compressed,'' ``inhibited,''
``liquefied'' or ``solution'' may continue
[[Page 131]]
to be used to comply with package marking requirements, until January 1,
2003.
[[Page 132]]
Sec.172.101 Hazardous Materials Table
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(8) (9) (10) Vessel stowage
------------------------------------------------------------------------------------------
Packaging (Sec.173.***) Quantity limitations
Hazardous materials Hazard Special ------------------------------------------ (see Sec.Sec.173.27
Symbols descriptions and class or Identification PG Label provisions (Sec.and 175.75)
proper shipping Division Numbers Codes 172.102) -------------------------- Location Other
names Exceptions Non-bulk Bulk Passenger Cargo
aircraft/ aircraft
rail only
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(1) (2)................. (3) (4) (5) (6)....... (7) (8A).......... (8B)....... (8C)....... (9A) (9B) (10A) (10B)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Accellerene, see p- ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Nitrosodimethylanil
ine.
Accumulators, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
electric, see
Batteries, wet etc.
Accumulators, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
pressurized,
pneumatic or
hydraulic
(containing non-
flamable gas), see
Articles
pressurized,
pneumatic or
hydraulic
(containing non-
flamable gas).
Acetal.............. 3 UN1088 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L E .......
Acetaldehyde........ 3 UN1089 I 3......... A3, B16, T11, None.......... 201........ 243........ Forbidden 30 L E .......
TP2, TP7
A Acetaldehyde ammonia 9 UN1841 III 9......... IB8, IP3, IP7, 155........... 204........ 240........ 200 kg 200 kg A 34
T1, TP33
Acetaldehyde oxime.. 3 UN2332 III 3......... B1, IB3, T4, TP1 150........... 203........ 242........ 60 L 220 L A .......
Acetic acid, glacial 8 UN2789 II 8, 3...... A3, A6, A7, A10, 154........... 202........ 243........ 1 L 30 L A .......
or Acetic acid B2, IB2, T7, TP2
solution, with more
than 80 percent
acid, by mass.
Acetic acid 8 UN2790 II 8......... A3, A6, A7, A10, 154........... 202........ 242........ 1 L 30 L A .......
solution, not less B2, IB2, T7, TP2
than 50 percent but
not more than 80
percent acid, by
mass.
Acetic acid 8 UN2790 III 8......... IB3, T4, TP1 154........... 203........ 242........ 5 L 60 L A .......
solution, with more
than 10 percent and
less than 50
percent acid, by
mass.
Acetic anhydride.... 8 UN1715 II 8, 3...... A3, A6, A7, A10, 154........... 202........ 243........ 1 L 30 L A 40
B2, IB2, T7, TP2
Acetone............. 3 UN1090 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Acetone cyanohydrin, 6.1 UN1541 I 6.1....... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 25, 40,
stabilized. B76, B77, N34, 52, 53
T20, TP2, TP13,
TP38, TP45
Acetone oils........ 3 UN1091 II 3......... IB2, T4, TP1, 150........... 202........ 242........ 5 L 60 L B .......
TP8
Acetonitrile........ 3 UN1648 II 3......... IB2, T7, TP2 150........... 202........ 242........ 5 L 60 L B 40
Acetyl acetone Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxide with more
than 9 percent by
mass active oxygen.
[[Page 133]]
Acetyl benzoyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxide, solid, or
with more than 40
percent in solution.
Acetyl bromide...... 8 UN1716 II 8......... B2, IB2, T8, 154........... 202........ 242........ 1 L 30 L C 40
TP2, TP12
Acetyl chloride..... 3 UN1717 II 3, 8...... A3, A6, A7, IB1, 150........... 202........ 243........ 1 L 5 L B 40
N34, T8, TP2,
TP12
Acetyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
cyclohexanesulfonyl
peroxide, with more
than 82 percent
wetted with less
than 12 percent
water.
Acetyl iodide....... 8 UN1898 II 8......... B2, IB2, T7, 154........... 202........ 242........ 1 L 30 L C 40
TP2, TP13
Acetyl methyl 3 UN2621 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
carbinol.
Acetyl peroxide, Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
solid, or with more
than 25 percent in
solution.
Acetylene, dissolved 2.1 UN1001 ....... 2.1....... N86, N88 None.......... 303........ None....... Forbidden 15 kg D 25, 40,
57
Acetylene Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(liquefied).
Acetylene silver Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
nitrate.
Acetylene, solvent Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
free.
Acetylene ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
tetrabromide, see
Tetrabromoethane.
Acid butyl ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
phosphate, see
Butyl acid
phosphate.
Acid, sludge, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Sludge acid.
Acridine............ 6.1 UN2713 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP33
Acrolein dimer, 3 UN2607 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A 40
stabilized.
Acrolein, stabilized 6.1 UN1092 I 6.1, 3.... 1, B9, B14, B30, None.......... 226........ 244........ Forbidden Forbidden D 40
B42, B72, B77,
T22, TP2, TP7,
TP13, TP38, TP44
Acrylamide, solid... 6.1 UN2074 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A 12
TP33
Acrylamide solution. 6.1 UN3426 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A 12
Acrylic acid, 8 UN2218 II 8, 3...... B2, IB2, T7, TP2 154........... 202........ 243........ 1 L 30 L C 25, 40
stabilized.
Acrylonitrile, 3 UN1093 I 3, 6.1.... B9, T14, TP2, None.......... 201........ 243........ Forbidden 30 L E 40
stabilized. TP13
Actuating cartridge, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
explosive, see
Cartridges, power
device.
Adhesives, 3 UN1133 I 3......... B42, T11, TP1, 150........... 201........ 243........ 1 L 30 L B .......
containing a TP8, TP27
flammable liquid.
........... .................. II 3......... 149, B52, IB2, 150........... 173........ 242........ 5 L 60 L B .......
T4, TP1, TP8
........... .................. III 3......... B1, B52, IB3, 150........... 173........ 242........ 60 L 220 L A .......
T2, TP1
[[Page 134]]
Adiponitrile........ 6.1 UN2205 III 6.1....... IB3, T3, TP1 153........... 203........ 241........ 60 L 220 L A .......
Aerosols, corrosive, 2.2 UN1950 ....... 2.2, 8.... A34 306........... None....... None....... 75 kg 150 kg A 48, 87,
Packing Group II or 126
III, (each not
exceeding 1 L
capacity).
Aerosols, flammable, 2.1 UN1950 ....... 2.1....... N82 306........... None....... None....... 75 kg 150 kg A 48, 87,
(each not exceeding 126
1 L capacity).
Aerosols, flammable, 2.1 UN1950 ....... 2.1....... N82 306........... 304........ None....... Forbidden 150 kg A 48, 87,
n.o.s. (engine 126
starting fluid)
(each not exceeding
1 L capacity).
Aerosols, non- 2.2 UN1950 ....... 2.2....... ................ 306........... None....... None....... 75 kg 150 kg A 48, 87,
flammable,(each not 126.
exceeding 1 L
capacity).
Aerosols, poison, 2.2 UN1950 ....... 2.2, 6.1.. ................ 306........... None....... None....... Forbidden Forbidden A 48, 87,
(each not exceeding 126
1 L capacity).
I Air bag inflators, 1.4G UN0503 II 1.4G...... 161 None.......... 62......... None....... Forbidden 75 kg 02 .......
or Air bag modules,
or Seat-belt
pretensioners..
Air bag inflators, 9 UN3268 III 9......... 160 166........... 166........ 166........ 25 kg 100 kg A .......
or Air bag modules,
or Seat-belt
pretensioners..
Air, compressed..... 2.2 UN1002 ....... 2.2....... 78 306, 307...... 302........ 302........ 75 kg 150 kg A .......
Air, refrigerated 2.2 UN1003 ....... 2.2, 5.1.. T75, TP5, TP22 320........... 316........ 318, 319... Forbidden 150 kg D 51
liquid, (cryogenic
liquid).
Air, refrigerated 2.2 UN1003 ....... 2.2, 5.1.. T75, TP5, TP22 320........... 316........ 318, 319... Forbidden Forbidden D 51
liquid, (cryogenic
liquid) non-
pressurized.
Aircraft engines ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(including
turbines), see
Engines, internal
combustion.
Aircraft evacuation ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
slides, see Life
saving appliances
etc.
Aircraft hydraulic 3 UN3165 I 3, 6.1, 8. ................ None.......... 172........ None....... Forbidden 42 L E .......
power unit fuel
tank (containing a
mixture of
anhydrous hydrazine
and monomethyl
hydrazine) (M86
fuel).
Aircraft survival ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
kits, see Life
saving appliances
etc.
[[Page 135]]
G Alcoholates 3 UN3274 II 3, 8...... IB2 150........... 202........ 243........ 1 L 5 L B .......
solution, n.o.s.,
in alcohol.
Alcoholic beverages. 3 UN3065 II 3......... 24, 149, B1, 150........... 202........ 242........ 5 L 60 L A .......
IB2, T4, TP1
.................... ........... .................. III 3......... 24, B1, IB3, 150........... 203........ 242........ 60 L 220 L A .......
N11, T2, TP1
Alcohols, n.o.s..... 3 UN1987 I 3......... 172, T11, TP1, None.......... 201........ 243........ 1 L 30 L E
TP8, TP27
II 3......... 172, IB2, T7, 150........... 202........ 242........ 5 L 60 L B
TP1, TP8, TP28
III 3......... 172, B1, IB3, 150........... 203........ 242........ 60 L 220 L A.
T4, TP1, TP29
G Alcohols, flammable, 3 UN1986 I 3, 6.1.... T14, TP2, TP13, None.......... 201........ 243........ Forbidden 30 L E 40
toxic n.o.s. TP27
II 3, 6.1.... IB2, T11, TP2, 150........... 202........ 243........ 1 L 60 L B 40
TP27
III 3, 6.1.... B1, IB3, T7, 150........... 203........ 242........ 60 L 220 L A .......
TP1, TP28
Aldehydes, n.o.s.... 3 UN1989 I 3......... T11, TP1, TP27 None.......... 201........ 243........ 1 L 30 L E .......
.................... ........... .................. II 3......... IB2, T7, TP1, 150........... 202........ 242........ 5 L 60 L B .......
TP8, TP28
.................... ........... .................. III 3......... B1, IB3, T4, 150........... 203........ 242........ 60 L 220 L A .......
TP1, TP29
G Aldehydes, 3 UN1988 I 3, 6.1.... T14, TP2, TP13, None.......... 201........ 243........ Forbidden 30 L E 40
flammable, toxic, TP27
n.o.s..
.................... ........... .................. II 3, 6.1.... IB2, T11, TP2, 150........... 202........ 243........ 1 L 60 L B 40
TP27
.................... ........... .................. III 3, 6.1.... B1, IB3, T7, 150........... 203........ 242........ 60 L 220 L A .......
TP1, TP28
Aldol............... 6.1 UN2839 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A 12
G Alkali metal 4.2 UN3206 II 4.2, 8.... 64, A7, IB5, None.......... 212........ 242........ 15 kg 50 kg B .......
alcoholates, self- IP2, T3, TP33
heating, corrosive,
n.o.s..
.................... ........... .................. III 4.2, 8.... 64, A7, IB8, None.......... 213........ 242........ 25 kg 100 kg B .......
IP3, T1, TP33
Alkali metal alloys, 4.3 UN1421 I 4.3....... A2, A3, A7, B48, None.......... 201........ 244........ Forbidden 1 L D 52
liquid, n.o.s.. N34
Alkali metal 4.3 UN1389 I 4.3....... A2, A3, A7, N34 None.......... 201........ 244........ Forbidden 1 L D 40, 52
amalgam, liquid.
Alkali metal 4.3 UN3401 I 4.3....... IB4, IP1, N40, None.......... 211........ 242........ Forbidden 15 kg D 52
amalgam, solid. T9, TP7, TP33
Alkali metal amides. 4.3 UN1390 II 4.3....... A6, A7, A8, A19, 151........... 212........ 241........ 15 kg 50 kg E 40, 52
A20, IB7, IP2,
T3, TP33
Alkali metal 4.3 UN1391 I 4.3....... A2, A3, A7 None.......... 201........ 244........ Forbidden 1 L D 52
dispersions, or
Alkaline earth
metal dispersions.
Alkaline corrosive ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
liquids, n.o.s.,
see Caustic alkali
liquids, n.o.s..
G Alkaline earth metal 4.2 UN3205 II 4.2....... 65, A7, IB6, None.......... 212........ 241........ 15 kg 50 kg B .......
alcoholates, n.o.s.. IP2, T3, TP33
[[Page 136]]
.................... ........... .................. III 4.2....... 65, A7, IB8, None.......... 213........ 241........ 25 kg 100 kg B .......
IP3, T1, TP33
Alkaline earth metal 4.3 UN1393 II 4.3....... A19, IB7, IP2, 151........... 212........ 241........ 15 kg 50 kg E 52
alloys, n.o.s.. T3, TP33
Alkaline earth metal 4.3 UN1392 I 4.3....... A19, N34, N40 None.......... 201........ 244........ Forbidden 1 L E 40, 52
amalgams, liquid.
Alkaline earth metal 4.3 UN3402 I 4.3....... A19, N34, N40, None.......... 211........ 242........ Forbidden 15 kg D 52
amalgams, solid. T9, TP7, TP33
G Alkaloids, liquid, 6.1 UN3140 I 6.1....... A4, T14, TP2, None.......... 201........ 243........ 1 L 30 L A .......
n.o.s., or Alkaloid TP27
salts, liquid,
n.o.s..
.................... ........... .................. II 6.1....... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L A .......
TP27
.................... ........... .................. III 6.1....... IB3, T7, TP1, 153........... 203........ 241........ 60 L 220 L A .......
TP28
G Alkaloids, solid, 6.1 UN1544 I 6.1....... IB7, IP1, T6, None.......... 211........ 242........ 5 kg 50 kg A .......
n.o.s. or Alkaloid TP33
salts, solid,
n.o.s. poisonous.
.................... ........... .................. II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
.................... ........... .................. III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP33
Alkyl sulfonic 8 UN2584 II 8......... B2, IB2, T8, 154........... 202........ 242........ 1 L 30 L B .......
acids, liquid or TP2, TP12, TP13
Aryl sulfonic
acids, liquid with
more than 5 percent
free sulfuric acid.
Alkyl sulfonic 8 UN2586 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L B .......
acids, liquid or
Aryl sulfonic
acids, liquid with
not more than 5
percent free
sulfuric acid.
Alkyl sulfonic 8 UN2583 II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg A .......
acids, solid or T3, TP33
Aryl sulfonic
acids, solid, with
more than 5 percent
free sulfuric acid.
Alkyl sulfonic 8 UN2585 III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A .......
acids, solid or TP33
Aryl sulfonic
acids, solid with
not more than 5
percent free
sulfuric acid.
[[Page 137]]
Alkylphenols, 8 UN3145 I 8......... A6, T14, TP2 None.......... 201........ 243........ 0.5 L 2.5 L B .......
liquid, n.o.s.
(including C2-C12
homologues).
.................... ........... .................. II 8......... IB2, T11, TP2, 154........... 202........ 242........ 1 L 30 L B .......
TP27
.................... ........... .................. III 8......... IB3, T7, TP1, 154........... 203........ 241........ 5 L 60 L A .......
TP28
Alkylphenols, solid, 8 UN2430 I 8......... IB7, IP1, T6, None.......... 211........ 242........ 1 kg 25 kg B .......
n.o.s. (including TP33
C2-C12 homologues).
.................... ........... .................. II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg B .......
T3, TP33
.................... ........... .................. III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A .......
TP33
Alkylsulfuric acids. 8 UN2571 II 8......... B2, IB2, T8, 154........... 202........ 242........ 1 L 30 L C 14
TP2, TP12, TP13,
TP28
Allethrin, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Pesticides, liquid,
toxic, n.o.s..
Allyl acetate....... 3 UN2333 II 3, 6.1.... IB2, T7, TP1, 150........... 202........ 243........ 1 L 60 L E 40
TP13
Allyl alcohol....... 6.1 UN1098 I 6.1, 3.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
B74, B77, T20,
TP2, TP13, TP38,
TP45
Allyl bromide....... 3 UN1099 I 3, 6.1.... T14, TP2, TP13 None.......... 201........ 243........ Forbidden 30 L B 40
Allyl chloride...... 3 UN1100 I 3, 6.1.... T14, TP2, TP13 None.......... 201........ 243........ Forbidden 30 L E 40
Allyl ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
chlorocarbonate,
see Allyl
chloroformate.
Allyl chloroformate. 6.1 UN1722 I 6.1, 3, 8. 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
B74, N41, T20,
TP2, TP13, TP38,
TP45
Allyl ethyl ether... 3 UN2335 II 3, 6.1.... IB2, T7, TP1, 150........... 202........ 243........ 1 L 60 L E 40
TP13
Allyl formate....... 3 UN2336 I 3, 6.1.... T14, TP2, TP13 None.......... 201........ 243........ Forbidden 30 L E 40
Allyl glycidyl ether 3 UN2219 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Allyl iodide........ 3 UN1723 II 3, 8...... A3, A6, IB1, 150........... 202........ 243........ 1 L 5 L B 40
N34, T7, TP2,
TP13
Allyl 6.1 UN1545 II 6.1, 3.... A3, A7, IB2, T7, None.......... 202........ 243........ Forbidden 60 L D 40
isothiocyanate, TP2
stabilized.
Allylamine.......... 6.1 UN2334 I 6.1, 3.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
B74, T20, TP2,
TP13, TP38, TP45
Allyltrichlorosilane 8 UN1724 II 8, 3...... A7, B2, B6, IB2, None.......... 202........ 243........ Forbidden 30 L C 40
, stabilized. N34, T7, TP2,
TP13
Aluminum alkyl 4.2 UN3052 I 4.2, 4.3.. 173, B9, B11, None.......... 181........ 244........ Forbidden Forbidden D 134
halides, liquid. T21, TP2, TP7
[[Page 138]]
Aluminum alkyl 4.2 UN3461 I 4.2, 4.3.. 173, T21, TP7, None.......... 181........ 244........ Forbidden Forbidden D 134
halides, solid. TP33
Aluminum alkyl 4.2 UN3076 I 4.2, 4.3.. 173, B9, B11, None.......... 181........ 244........ Forbidden Forbidden D .......
hydrides. T21, TP2, TP7
Aluminum alkyls..... 4.2 UN3051 I 4.2, 4.3.. 173, B9, B11, None.......... 181........ 244........ Forbidden Forbidden D .......
T21, TP2, TP7
Aluminum borohydride 4.2 UN2870 I 4.2, 4.3.. B11, T21, TP7, None.......... 181........ 244........ Forbidden Forbidden D .......
or Aluminum TP33
borohydride in
devices.
Aluminum bromide, 8 UN1725 II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg A 40
anhydrous. T3, TP33
Aluminum bromide, 8 UN2580 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
solution.
Aluminum carbide.... 4.3 UN1394 II 4.3....... A20, IB7, IP2, 151........... 212........ 242........ 15 kg 50 kg A 52
N41, T3, TP33
Aluminum chloride, 8 UN1726 II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg A 40
anhydrous. T3, TP33
Aluminum chloride, 8 UN2581 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
solution.
Aluminum dross, wet Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
or hot.
Aluminum 4.3 UN1395 II 4.3, 6.1.. A19, IB5, IP2, 151........... 212........ 242........ 15 kg 50 kg A 39, 40,
ferrosilicon powder. T3, TP33 52, 53,
85, 103
.................... ........... .................. III 4.3, 6.1.. A19, A20, IB4 151........... 213........ 241........ 25 kg 100 kg A 39, 40,
52, 53,
85, 103
Aluminum hydride.... 4.3 UN2463 I 4.3....... A19, N40 None.......... 211........ 242........ Forbidden 15 kg E .......
D Aluminum, molten.... 9 NA9260 III 9......... IB3, T1, TP3 None.......... None....... 247........ Forbidden Forbidden D .......
Aluminum nitrate.... 5.1 UN1438 III 5.1....... A1, A29, IB8, 152........... 213........ 240........ 25 kg 100 kg A .......
IP3, T1, TP33
Aluminum phosphate ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
solution, see
Corrosive liquids,
etc.
Aluminum phosphide.. 4.3 UN1397 I 4.3, 6.1.. A8, A19, N40 None.......... 211........ 242........ Forbidden 15 kg E 40, 52,
85
Aluminum phosphide 6.1 UN3048 I 6.1....... A8, IB7, IP1, None.......... 211........ 242........ Forbidden 15 kg E 40, 85
pesticides. T6, TP33
Aluminum powder, 4.1 UN1309 II 4.1....... IB8, IP2, IP4, 151........... 212........ 240........ 15 kg 50 kg A 13, 39,
coated. T3, TP33 52, 53,
74, 101
.................... ........... .................. III 4.1....... IB8, IP3, T1, 151........... 213........ 240........ 25 kg 100 kg A 13, 39,
TP33 52, 53,
74, 101
[[Page 139]]
Aluminum powder, 4.3 UN1396 II 4.3....... A19, A20, IB7, 151........... 212........ 242........ 15 kg 50 kg A 39, 52,
uncoated. IP2, T3, TP33 53
.................... ........... .................. III 4.3....... A19, A20, IB8, 151........... 213........ 241........ 25 kg 100 kg A 39, 52,
IP4, T1, TP33 53
Aluminum resinate... 4.1 UN2715 III 4.1....... IB6, T1, TP33 151........... 213........ 240........ 25 kg 100 kg A .......
Aluminum silicon 4.3 UN1398 III 4.3....... A1, A19, IB8, 151........... 213........ 241........ 25 kg 100 kg A 39, 40,
powder, uncoated. IP4, T1, TP33 52, 53,
85, 103
Aluminum smelting by- 4.3 UN3170 II 4.3....... 128, B115, IB7, None.......... 212........ 242........ 15 kg 50 kg B 85, 103
products or IP2, T3, TP33
Aluminum remelting
by-products.
.................... ........... .................. III 4.3....... 128, B115, IB8, None.......... 213........ 241........ 25 kg 100 kg B 85, 103
IP4, T1, TP33
Amatols, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Explosives,
blasting, type B.
G Amines, flammable, 3 UN2733 I 3, 8...... T14, TP1, TP27 None.......... 201........ 243........ 0.5 L 2.5 L D 40
corrosive, n.o.s.
or Polyamines,
flammable,
corrosive, n.o.s..
.................... ........... .................. II 3, 8...... IB2, T11, TP1, 150........... 202........ 243........ 1 L 5 L B 40
TP27
.................... ........... .................. III 3, 8...... B1, IB3, T7, 150........... 203........ 242........ 5 L 60 L A 40
TP1, TP28
G Amines, flammable, 3 UN2733 I 3, 8...... T14, TP1, TP27 None.......... 201........ 243........ 0.5 L 2.5 L D 40, 52.
corrosive, n.o.s.
or Polyamines,
flammable,
corrosive, n.o.s.
II 3, 8...... IB2, T11, TP1, 150........... 202........ 243........ 1 L 5 L B 40, 52.
TP27
III 3, 8...... B1, IB3, T7, 150........... 203........ 242........ 5 L 60 L A 40, 52.
TP1, TP28
.................... ........... .................. II 8, 3...... IB2, T11, TP2, None.......... 202........ 243........ 1 L 30 L A 52
TP27
G Amines, liquid, 8 UN2735 I 8......... A3, A6, B10, None.......... 201........ 243........ 0.5 L 2.5 L A 52
corrosive, n.o.s., N34, T14, TP2,
or Polyamines, TP27
liquid, corrosive,
n.o.s..
.................... ........... .................. II 8......... B2, IB2, T11, 154........... 202........ 242........ 1 L 30 L A 52
TP1, TP27
.................... ........... .................. III 8......... IB3, T7, TP1, 154........... 203........ 241........ 5 L 60 L A 52
TP28
G Amines, solid, 8 UN3259 I 8......... IB7, IP1, T6, None.......... 211........ 242........ 1 kg 25 kg A 52
corrosive, n.o.s., TP33
or Polyamines,
solid, corrosive
n.o.s..
.................... ........... .................. II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg A 52
T3, TP33
.................... ........... .................. III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A 52
TP33
2-Amino-4- 6.1 UN2673 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
chlorophenol. T3, TP33
2-Amino-5- 6.1 UN2946 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
diethylaminopentane.
[[Page 140]]
2-Amino-4,6- 4.1 UN3317 I 4.1....... 23, A8, A19, None.......... 211........ None....... 1 kg 15 kg E 28, 36
Dinitrophenol, A20, N41
wetted with not
less than 20
percent water by
mass.
2-(2-Aminoethoxy) 8 UN3055 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
ethanol.
N- 8 UN2815 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A 12
Aminoethylpiperazin
e.
+ Aminophenols (o-; m- 6.1 UN2512 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
; p-). TP33
Aminopropyldiethanol ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
amine, see Amines,
etc.
n- ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Aminopropylmorpholi
ne, see Amines, etc.
Aminopyridines (o-; 6.1 UN2671 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg B 12, 40,
m-; p-). T3, TP33 52.
I Ammonia, anhydrous.. 2.3 UN1005 ....... 2.3, 8.... 4, N87, T50 None.......... 304........ 314, 315... Forbidden Forbidden D 40, 52,
57
D Ammonia, anhydrous.. 2.2 UN1005 ....... 2.2....... 13, T50 None.......... 304........ 314, 315... Forbidden Forbidden D 40, 52,
57
I Ammonia solution, 2.3 UN3318 ....... 2.3, 8.... 4, N87, T50 None.......... 304........ 314, 315... Forbidden Forbidden D 40, 52,
relative density 57
less than 0.880 at
15 degrees C in
water, with more
than 50 percent
ammonia.
D Ammonia solution, 2.2 UN3318 ....... 2.2....... 13, T50 None.......... 304........ 314, 315... Forbidden Forbidden D 40, 52,
relative density 57
less than 0.880 at
15 degrees C in
water, with more
than 50 percent
ammonia.
Ammonia solutions, 2.2 UN2073 ....... 2.2....... N87 306........... 304........ 314, 315... Forbidden 150 kg E 40, 52,
relative density 57
less than 0.880 at
15 degrees C in
water, with more
than 35 percent but
not more than 50
percent ammonia.
Ammonia solution, 8 UN2672 III 8......... IB3, IP8, T7, 154........... 203........ 241........ 5 L 60 L A 40, 52,
relative density TP1 85
between 0.880 and
0.957 at 15 degrees
C in water, with
more than 10
percent but not
more than 35
percent ammonia.
[[Page 141]]
* * * * * * *
Ammonium arsenate... 6.1 UN1546 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 53
T3, TP33
Ammonium azide...... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Ammonium bifluoride, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
solid, see Ammonium
hydrogen
difluoride, solid.
Ammonium bifluoride ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
solution, see
Ammonium hydrogen
difluoride,
solution.
Ammonium bromate.... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Ammonium chlorate... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Ammonium dichromate. 5.1 UN1439 II 5.1....... IB8, IP2, IP4, 152........... 212........ 242........ 5 kg 25 kg A 52
T3, TP33
Ammonium dinitro-o- 6.1 UN1843 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg B 36, 65,
cresolate, solid. T3, TP33 66, 77
Ammonium dinitro-o- 6.1 UN3424 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L B 36, 66,
cresolate solution. 78, 91
.................... ........... .................. III 6.1....... IB2, T7, TP2 153........... 203........ 241........ 60 L 220 L A 36, 66,
78, 91
Ammonium fluoride... 6.1 UN2505 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A 52
TP33
Ammonium 6.1 UN2854 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A 52
fluorosilicate. TP33
Ammonium fulminate.. Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Ammonium hydrogen 8 UN2506 II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg A 40
sulfate. T3, TP33
Ammonium 8 UN1727 II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg A 25, 40,
hydrogendifluoride, N34, T3, TP33 52
solid.
Ammonium 8 UN2817 II 8, 6.1.... IB2, N34, T8, 154........... 202........ 243........ 1 L 30 L B 40
hydrogendifluoride, TP2, TP12, TP13
solution.
.................... ........... .................. III 8, 6.1.... IB3, N3, T4, 154........... 203........ 241........ 5 L 60 L B 40, 95
TP1, TP12, TP13
Ammonium ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
hydrosulfide,
solution, see
Ammonium sulfide
solution.
D Ammonium hydroxide, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Ammonia
solutions, etc.
Ammonium 6.1 UN2859 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 44, 89,
metavanadate. T3, TP33 100,
141
Ammonium nitrate 5.1 UN2067 III 5.1....... 52, 150, IB8, 152........... 213........ 240........ 25 kg 100 kg B 48, 59,
based fertilizer. IP3, T1, TP33 60, 66,
117
A W Ammonium nitrate 9 UN2071 III 9......... 132, IB8, IP3 155........... 213........ 240........ 200 kg 200 kg A .......
based fertilizer.
[[Page 142]]
Ammonium nitrate 5.1 UN3375 II 5.1....... 147, 163 None.......... 214........ 214........ Forbidden Forbidden D 48, 59,
emulsion or 60, 66,
Ammonium nitrate 124
suspension or
Ammonium nitrate
gel, intermediate
for blasting
explosives.
D Ammonium nitrate- 1.5D NA0331 II 1.5D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 19E
fuel oil mixture
containing only
prilled ammonium
nitrate and fuel
oil.
Ammonium nitrate, 5.1 UN2426 ....... 5.1....... B5, T7 None.......... None....... 243........ Forbidden Forbidden D 59, 60
liquid (hot
concentrated
solution).
Ammonium nitrate, 1.1D UN0222 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 19E
with more than 0.2
percent combustible
substances,
including any
organic substance
calculated as
carbon, to the
exclusion of any
other added
substance.
Ammonium nitrate, 5.1 UN1942 III 5.1....... A1, A29, IB8, 152........... 213........ 240........ 25 kg 100 kg A 48, 59,
with not more than IP3, T1, TP33 60, 116
0.2% total
combustible
material, including
any organic
substance,
calculated as
carbon to the
exclusion of any
other added
substance.
Ammonium nitrite.... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Ammonium perchlorate 1.1D UN0402 II 1.1D...... 107 None.......... 62......... None....... Forbidden Forbidden 10 19E
Ammonium perchlorate 5.1 UN1442 II 5.1....... 107, A9, IB6, 152........... 212........ 242........ 5 kg 25 kg E 58, 69
IP2, T3, TP33
Ammonium Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
permanganate.
Ammonium persulfate. 5.1 UN1444 III 5.1....... A1, A29, IB8, 152........... 213........ 240........ 25 kg 100 kg A .......
IP3, T1, TP33
Ammonium picrate, 1.1D UN0004 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 5E, 19E
dry or wetted with
less than 10
percent water, by
mass.
Ammonium picrate, 4.1 UN1310 I 4.1....... 23, A2, N41 None.......... 211........ None....... 0.5 kg 0.5 kg D 28, 36
wetted with not
less than 10
percent water, by
mass.
Ammonium 8 UN2818 II 8, 6.1.... IB2, T7, TP2, 154........... 202........ 243........ 1 L 30 L B 12, 40,
polysulfide, TP13 52
solution.
[[Page 143]]
.................... ........... .................. III 8, 6.1.... IB3, T4, TP1, 154........... 203........ 241........ 5 L 60 L B 12, 40,
TP13 52
Ammonium 6.1 UN2861 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 44, 89,
polyvanadate. T3, TP33 100,
141
Ammonium ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
silicofluoride, see
Ammonium
fluorosilicate.
Ammonium sulfide 8 UN2683 II 8, 6.1, 3. IB1, T7, TP2, 154........... 202........ 243........ 1 L 30 L B 12, 22,
solution. TP13 52, 100
Ammunition, blank, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Cartridges for
weapons, blank.
Ammunition, 1.2G UN0171 II 1.2G...... ................ .............. 62......... None....... Forbidden Forbidden 03 .......
illuminating with
or without burster,
expelling charge or
propelling charge.
Ammunition, 1.3G UN0254 II 1.3G...... ................ .............. 62......... None....... Forbidden Forbidden 03 .......
illuminating with
or without burster,
expelling charge or
propelling charge.
Ammunition, 1.4G UN0297 II 1.4G...... ................ .............. 62......... None....... Forbidden 75 kg 02 .......
illuminating with
or without burster,
expelling charge or
propelling charge.
Ammunition, 1.3J UN0247 II 1.3J...... ................ .............. 62......... None....... Forbidden Forbidden 04 23E
incendiary liquid
or gel, with
burster, expelling
charge or
propelling charge.
Ammunition, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
incendiary (water-
activated
contrivances) with
burster, expelling
charge or
propelling charge,
see Contrivances,
water-activated,
etc..
Ammunition, 1.2H UN0243 II 1.2H...... ................ .............. 62......... None....... Forbidden Forbidden 08 8E,
incendiary, white 14E,
phosphorus, with 15E,
burster, expelling 17E
charge or
propelling charge.
Ammunition, 1.3H UN0244 II 1.3H...... ................ .............. 62......... None....... Forbidden Forbidden 08 8E,
incendiary, white 14E,
phosphorus, with 15E,
burster, expelling 17E
charge or
propelling charge.
Ammunition, 1.2G UN0009 II 1.2G...... ................ .............. 62......... None....... Forbidden Forbidden 03 .......
incendiary with or
without burster,
expelling charge,
or propelling
charge.
Ammunition, 1.3G UN0010 II 1.3G...... ................ .............. 62......... None....... Forbidden Forbidden 03 .......
incendiary with or
without burster,
expelling charge,
or propelling
charge.
Ammunition, 1.4G UN0300 II 1.4G...... ................ .............. 62......... None....... Forbidden 75 kg 02 .......
incendiary with or
without burster,
expelling charge or
propelling charge.
Ammunition, practice 1.4G UN0362 II 1.4G...... ................ .............. 62......... None....... Forbidden 75 kg 02 .......
Ammunition, practice 1.3G UN0488 II 1.3G...... ................ .............. 62......... None....... Forbidden Forbidden 03 .......
Ammunition, proof... 1.4G UN0363 II 1.4G...... ................ .............. 62......... None....... Forbidden 75 kg 02 .......
Ammunition, rocket, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Warheads,
rocket etc.
[[Page 144]]
Ammunition, SA ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(small arms), see
Cartridges for
weapons, etc.
Ammunition, smoke ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(water-activated
contrivances),
white phosphorus,
with burster,
expelling charge or
propelling charge,
see Contrivances,
water-activated,
etc. (UN 0248).
Ammunition, smoke ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(water-activated
contrivances),
without white
phosphorus or
phosphides, with
burster, expelling
charge or
propelling charge,
see Contrivances,
water-activated,
etc. (UN 0249).
Ammunition smoke, 1.2H UN0245 II 1.2H...... ................ .............. 62......... None....... Forbidden Forbidden 08 8E,
white phosphorus 14E,
with 15E,
burster,expelling 17E
charge, or
propelling charge.
Ammunition, smoke, 1.3H UN0246 II 1.3H...... ................ .............. 62......... None....... Forbidden Forbidden 08 8E,
white phosphorus 14E,
with burster, 15E,
expelling charge, 17E
or propelling
charge.
Ammunition, smoke 1.2G UN0015 II 1.2G...... ................ .............. 62......... None....... Forbidden Forbidden ............ 8E,
with or without 17E,
burster, expelling 20E
charge or
propelling charge.
Ammunition, smoke 1.3G UN0016 II 1.3G...... ................ .............. 62......... None....... Forbidden Forbidden ............ 8E,
with or without 17E,
burster, expelling 20E
charge or
propelling charge.
Ammunition, smoke 1.4G UN0303 II 1.4G...... ................ .............. 62......... None....... Forbidden 75 kg ............ 7E, 8E,
with or without 14E,
burster, expelling 15E,
charge or 17E
propelling charge.
[[Page 145]]
Ammunition, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
sporting, see
Cartridges for
weapons, etc. (UN
0012; UN 0328; UN
0339).
Ammunition, tear- 6.1 UN2017 II 6.1, 8.... ................ None.......... 212........ None....... Forbidden 50 kg E 13, 40
producing, non-
explosive, without
burster or
expelling charge,
non-fuzed.
Ammunition, tear- 1.2G UN0018 II 1.2G, 8, ................ .............. 62......... None....... Forbidden Forbidden ............ 8E,
producing with 6.1. 17E,
burster, expelling 20E
charge or
propelling charge.
Ammunition, tear- 1.3G UN0019 II 1.3G, 8, ................ .............. 62......... None....... Forbidden Forbidden ............ 8E,
producing with 6.1. 17E,
burster, expelling 20E
charge or
propelling charge.
Ammunition, tear- 1.4G UN0301 II 1.4G, 8, ................ .............. 62......... None....... Forbidden 75 kg ............ 7E, 8E,
producing with 6.1. 14E,
burster, expelling 15E,
charge or 17E
propelling charge.
Ammunition, toxic, 6.1 UN2016 II 6.1....... ................ None.......... 212........ None....... Forbidden 100 kg E 13, 40
non-explosive,
without burster or
expelling charge,
non-fuzed.
Ammunition, toxic ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(water-activated
contrivances), with
burster, expelling
charge or
propelling charge,
see Contrivances,
water-activated,
etc.
G Ammunition, toxic 1.2K UN0020 II 1.2K, 6.1. ................ .............. 62......... None....... Forbidden Forbidden 08 8E,
with burster, 14E,
expelling charge, 15E,
or propelling 17E
charge.
G Ammunition, toxic 1.3K UN0021 II 1.3K, 6.1. ................ .............. 62......... None....... Forbidden Forbidden 08 8E,
with burster, 14E,
expelling charge, 15E,
or propelling 17E
charge.
Amyl acetates....... 3 UN1104 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Amyl acid phosphate. 8 UN2819 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
Amyl butyrates...... 3 UN2620 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Amyl chlorides...... 3 UN1107 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Amyl formates....... 3 UN1109 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Amyl mercaptans..... 3 UN1111 II 3......... A3, A6, IB2, T4, None.......... 202........ 242........ 5 L 60 L B 95, 102
TP1
n-Amyl methyl ketone 3 UN1110 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Amyl nitrate........ 3 UN1112 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A 40
Amyl nitrites....... 3 UN1113 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L E 40
Amylamines.......... 3 UN1106 II 3, 8...... IB2, T7, TP1 150........... 202........ 243........ 1 L 5 L B .......
.................... ........... .................. III 3, 8...... B1, IB3, T4, TP1 150........... 203........ 242........ 5 L 60 L A .......
Amyltrichlorosilane. 8 UN1728 II 8......... A7, B2, B6, IB2, None.......... 202........ 242........ Forbidden 30 L C 40
N34, T7, TP2,
TP13
Anhydrous ammonia, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Ammonia,
anhydrous.
[[Page 146]]
Anhydrous ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
hydrofluoric acid,
see Hydrogen
fluoride, anhydrous.
+ Aniline............. 6.1 UN1547 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A 40, 52
Aniline 6.1 UN1548 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
hydrochloride. TP33
Aniline oil, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Aniline.
Anisidines.......... 6.1 UN2431 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
Anisole............. 3 UN2222 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Anisoyl chloride.... 8 UN1729 II 8......... B2, B4, IB8, 154........... 212........ 240........ 15 kg 50 kg A .......
IP2, IP4, T3,
TP33
Anti-freeze, liquid, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Flammable
liquids, n.o.s..
Antimonous chloride, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Antimony
trichloride.
Antimony compounds, 6.1 UN3141 III 6.1....... 35, IB3, T7, 153........... 203........ 241........ 60 L 220 L A .......
inorganic, liquid, TP1, TP28
n.o.s..
Antimony compounds, 6.1 UN1549 III 6.1....... 35, IB8, IP3, 153........... 213........ 240........ 100 kg 200 kg A .......
inorganic, solid, T1, TP33
n.o.s..
Antimony lactate.... 6.1 UN1550 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP33
Antimony 8 UN1730 II 8......... B2, IB2, T7, TP2 None.......... 202........ 242........ 1 L 30 L C 40
pentachloride,
liquid.
Antimony 8 UN1731 II 8......... B2, IB2, T7, TP2 154........... 202........ 242........ 1 L 30 L C 40
pentachloride,
solutions.
.................... ........... .................. III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L C 40
Antimony 8 UN1732 II 8, 6.1.... A3, A6, A7, A10, None.......... 202........ 243........ Forbidden 30 L D 44, 89,
pentafluoride. IB2, N3, N36, 100,
T7, TP2 141
Antimony potassium 6.1 UN1551 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
tartrate. TP33
Antimony powder..... 6.1 UN2871 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP33
Antimony sulfide and Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
a chlorate,
mixtures of.
Antimony sulfide, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
solid, see Antimony
compounds,
inorganic, n.o.s..
Antimony 8 UN1733 II 8......... B2, IB2 154........... 202........ 242........ 1 L 30 L C 40
trichloride, liquid.
Antimony 8 UN1733 II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg A 40.
trichloride, solid. T3, TP33
[[Page 147]]
Aqua ammonia, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Ammonia solution,
etc.
Argon, compressed... 2.2 UN1006 ....... 2.2....... ................ 306........... 302........ 314, 315... 75 kg 150 kg A .......
Argon, refrigerated 2.2 UN1951 ....... 2.2....... T75, TP5 320........... 316........ 318........ 50 kg 500 kg B .......
liquid (cryogenic
liquid).
Arsenic............. 6.1 UN1558 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
Arsenic acid, liquid 6.1 UN1553 I 6.1....... T20, TP2, TP7, None.......... 201........ 243........ 1 L 30 L B 46
TP13
Arsenic acid, solid. 6.1 UN1554 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
Arsenic bromide..... 6.1 UN1555 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 12, 40
T3, TP33
Arsenic chloride, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Arsenic
trichloride.
Arsenic compounds, 6.1 UN1556 I 6.1....... T14, TP2, TP13, None.......... 201........ 243........ 1 L 30 L B 40, 137
liquid, n.o.s. TP27
inorganic,
including
arsenates, n.o.s.;
arsenites, n.o.s.;
arsenic sulfides,
n.o.s.; and organic
compounds of
arsenic, n.o.s..
.................... ........... .................. II 6.1....... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L B 40, 137
TP13, TP27
.................... ........... .................. III 6.1....... IB3, T7, TP2, 153........... 203........ 241........ 60 L 220 L B 40, 137
TP28
Arsenic compounds, 6.1 UN1557 I 6.1....... IB7, IP1, T6, None.......... 211........ 242........ 5 kg 50 kg A 137
solid, n.o.s. TP33
inorganic,
including
arsenates, n.o.s.;
arsenites, n.o.s.;
arsenic sulfides,
n.o.s.; and organic
compounds of
arsenic, n.o.s..
.................... ........... .................. II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 137
T3, TP33
.................... ........... .................. III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A 137
TP33
Arsenic pentoxide... 6.1 UN1559 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
Arsenic sulfide and Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
a chlorate,
mixtures of.
Arsenic trichloride. 6.1 UN1560 I 6.1....... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden B 40
B74, T20, TP2,
TP13, TP38, TP45
Arsenic trioxide.... 6.1 UN1561 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
Arsenic, white, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
solid, see Arsenic
trioxide.
Arsenical dust...... 6.1 UN1562 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
[[Page 148]]
Arsenical 3 UN2760 I 3, 6.1.... T14, TP2, TP13, None.......... 201........ 243........ Forbidden 30 L B 40
pesticides, liquid, TP27
flammable, toxic,
flash point less
than 23 degrees C.
.................... ........... .................. II 3, 6.1.... IB2, T11, TP2, 150........... 202........ 243........ 1 L 60 L B 40
TP13, TP27
Arsenical 6.1 UN2994 I 6.1....... T14, TP2, TP13, None.......... 201........ 243........ 1 L 30 L B 40
pesticides, liquid, TP27
toxic.
.................... ........... .................. II 6.1....... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L B 40
TP13, TP27
.................... ........... .................. III 6.1....... IB3, T7, TP2, 153........... 203........ 241........ 60 L 220 L A 40
TP28
Arsenical 6.1 UN2993 I 6.1, 3.... T14, TP2, TP13, None.......... 201........ 243........ 1 L 30 L B 40
pesticides, liquid, TP27
toxic, flammable,
flash point not
less than 23
degrees C.
.................... ........... .................. II 6.1, 3.... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L B 40
TP13, TP27
.................... ........... .................. III 6.1, 3.... B1, IB3, T7, 153........... 203........ 242........ 60 L 220 L A 40
TP2, TP28
Arsenical 6.1 UN2759 I 6.1....... IB7, IP1, T6, None.......... 211........ 242........ 5 kg 50 kg A 40
pesticides, solid, TP33
toxic.
.................... ........... .................. II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 40
T3, TP33
.................... ........... .................. III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A 40
TP33
Arsenious acid, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
solid, see Arsenic
trioxide.
Arsenious and ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
mercuric iodide
solution, see
Arsenic compounds,
liquid, n.o.s..
Arsine.............. 2.3 UN2188 ....... 2.3, 2.1.. 1 None.......... 192........ 245........ Forbidden Forbidden D 40
Articles, explosive, 1.6N UN0486 II 1.6N...... ................ None.......... 62......... None....... Forbidden Forbidden 07
extremely
insensitive or
Articles, EEI.
G Articles, explosive, 1.4S UN0349 II 1.4S...... ................ None.......... 62......... None....... 25 kg 100 kg 05
n.o.s.
G Articles, explosive, 1.4B UN0350 II 1.4B...... ................ None.......... 62......... None....... Forbidden Forbidden 06
n.o.s.
G Articles, explosive, 1.4C UN0351 II 1.4C...... ................ None.......... 62......... None....... Forbidden 75 kg 06
n.o.s.
G Articles, explosive, 1.4D UN0352 II 1.4D...... ................ None.......... 62......... None....... Forbidden 75 kg 06
n.o.s.
G Articles, explosive, 1.4G UN0353 II 1.4G...... ................ None.......... 62......... None....... Forbidden 75 kg 06
n.o.s.
[[Page 149]]
G Articles, explosive, 1.1L UN0354 II 1.1L...... ................ None.......... 62......... None....... Forbidden Forbidden 08 8E,
n.o.s. 14E,
15E,
17E.
G Articles, explosive, 1.2L UN0355 II 1.2L...... ................ None.......... 62......... None....... Forbidden Forbidden 08 8E,
n.o.s. 14E,
15E,
17E.
G Articles, explosive, 1.3L UN0356 II 1.3L...... ................ None.......... 62......... None....... Forbidden Forbidden 08 8E,
n.o.s. 14E,
15E,
17E.
G Articles, explosive, 1.1C UN0462 II 1.1C...... ................ None.......... 62......... None....... Forbidden Forbidden 07
n.o.s.
G Articles, explosive, 1.1D UN0463 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 07
n.o.s.
G Articles, explosive, 1.1E UN0464 II 1.1E...... ................ None.......... 62......... None....... Forbidden Forbidden 07
n.o.s.
G Articles, explosive, 1.1F UN0465 II 1.1F...... ................ None.......... 62......... None....... Forbidden Forbidden 08
n.o.s.
G Articles, explosive, 1.2C UN0466 II 1.2C...... ................ None.......... 62......... None....... Forbidden Forbidden 07
n.o.s.
G Articles, explosive, 1.2D UN0467 II 1.2D...... ................ None.......... 62......... None....... Forbidden Forbidden 07.
n.o.s.
G Articles, explosive, 1.2E UN0468 II 1.2E...... ................ None.......... 62......... None....... Forbidden Forbidden 07
n.o.s.
G Articles, explosive, 1.2F UN0469 II 1.2F...... ................ None.......... 62......... None....... Forbidden Forbidden 08
n.o.s.
G Articles, explosive, 1.3C UN0470 II 1.3C...... ................ None.......... 62......... None....... Forbidden Forbidden 07
n.o.s.
G Articles, explosive, 1.4E UN0471 II 1.4E...... ................ None.......... 62......... None....... Forbidden 75 kg 06
n.o.s.
G Articles, explosive, 1.4F UN0472 II 1.4F...... ................ None.......... 62......... None....... Forbidden Forbidden 08
n.o.s.
Articles, 2.2 UN3164 ....... 2.2....... ................ 306........... 302, 304... None....... No limit No limit A .......
pressurized
pneumatic or
hydraulic
containing non-
flammable gas.
Articles, pyrophoric 1.2L UN0380 II 1.2L...... ................ None.......... 62......... None....... Forbidden Forbidden 08 8E,
14E,
15E,
17E
Articles, 1.1G UN0428 II 1.1G...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
pyrotechnic for
technical purposes.
Articles, 1.2G UN0429 II 1.2G...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
pyrotechnic for
technical purposes.
Articles, 1.3G UN0430 II 1.3G...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
pyrotechnic for
technical purposes.
Articles, 1.4G UN0431 II 1.4G...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
pyrotechnic for
technical purposes.
Articles, 1.4S UN0432 II 1.4S...... ................ None.......... 62......... None....... 25 kg 100 kg 05 .......
pyrotechnic for
technical purposes.
D Asbestos............ 9 NA2212 III 9......... 156, IB8, IP2, 155........... 216........ 240........ 200 kg 200 kg A 34, 40
IP4
Ascaridole (organic Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxide).
D Asphalt, at or above 3 NA1999 III 3......... IB3, T1, TP3 150........... 203........ 247........ Forbidden Forbidden D .......
its flash point.
D Asphalt, cut back, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Tars, liquid,
etc.
[[Page 150]]
Automobile, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
motorcycle,
tractor, other self-
propelled vehicle,
engine, or other
mechanical
apparatus, see
Vehicles or Battery
etc.
A G Aviation regulated 9 UN3334 ....... 9......... A35 155........... 204........ ........... No limit No limit A .......
liquid, n.o.s..
A G Aviation regulated 9 UN3335 ....... 9......... A35 155........... 204........ ........... No limit No limit A .......
solid, n.o.s..
Azaurolic acid (salt Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
of) (dry).
Azido guanidine Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
picrate (dry).
5-Azido-1-hydroxy Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
tetrazole.
Azido hydroxy Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
tetrazole (mercury
and silver salts).
3-Azido-1,2- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Propylene glycol
dinitrate.
Azidodithiocarbonic Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
acid.
Azidoethyl nitrate.. Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
1- ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Aziridinylphosphine
oxide-(tris), see
Tris-(1-aziridinyl)
phosphine oxide,
solution.
Azodicarbonamide.... 4.1 UN3242 II 4.1....... 38, IB8, T3, 151........... 212........ 240........ Forbidden Forbidden D 12, 52,
TP33 53, 74
Azotetrazole (dry).. Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Barium.............. 4.3 UN1400 II 4.3....... A19, IB7, IP2, 151........... 212........ 241........ 15 kg 50 kg E 52
T3, TP33
Barium alloys, 4.2 UN1854 I 4.2....... T21, TP7, TP33 None.......... 181........ None....... Forbidden Forbidden D .......
pyrophoric.
Barium azide, dry or 1.1A UN0224 II 1.1A, 6.1. 111, 117 None.......... 62......... None....... Forbidden Forbidden 12 .......
wetted with less
than 50 percent
water, by mass.
Barium azide, wetted 4.1 UN1571 I 4.1, 6.1.. 162, A2 None.......... 182........ None....... Forbidden 0.5 kg D 28
with not less than
50 percent water,
by mass.
Barium bromate...... 5.1 UN2719 II 5.1, 6.1.. IB8, IP2, IP4, 152........... 212........ 242........ 5 kg 25 kg A 56, 58
T3, TP33
Barium chlorate, 5.1 UN1445 II 5.1, 6.1.. A9, IB6, IP2, 152........... 212........ 242........ 5 kg 25 kg A 56, 58
solid. N34, T3, TP33
Barium chlorate, 5.1 UN3405 II 5.1, 6.1.. A9, IB2, N34, 152........... 202........ 243........ 1 L 5 L A 56, 58,
solution. T4, TP1 133
.................... ........... .................. III 5.1, 6.1.. A9, IB2, N34, 152........... 203........ 242........ 2.5 L 30 L A 56, 58,
T4, TP1 133
[[Page 151]]
Barium compounds, 6.1 UN1564 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
n.o.s.. T3, TP33
.................... ........... .................. III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP33
Barium cyanide...... 6.1 UN1565 I 6.1....... IB7, IP1, N74, None.......... 211........ 242........ 5 kg 50 kg A 40, 52
N75, T6, TP33
Barium hypochlorite 5.1 UN2741 II 5.1, 6.1.. A7, A9, IB8, 152........... 212........ None....... 5 kg 25 kg B 4, 52,
with more than 22 IP2, IP4, N34, 56, 58,
percent available T3, TP33 106
chlorine.
Barium nitrate...... 5.1 UN1446 II 5.1, 6.1.. IB8, IP2, IP4, 152........... 212........ 242........ 5 kg 25 kg A .......
T3, TP33
Barium oxide........ 6.1 UN1884 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP33
Barium perchlorate, 5.1 UN1447 II 5.1, 6.1.. IB6, IP2, T3, 152........... 212........ 242........ 5 kg 25 kg A 56, 58
solid. TP33
Barium perchlorate, 5.1 UN3406 II 5.1, 6.1.. IB2, T4, TP1 152........... 202........ 243........ 1 L 5 L A 56, 58,
solution. 133
.................... ........... .................. III 5.1, 6.1.. IB2, T4, TP1 152........... 203........ 242........ 2.5 L 30 L A 56, 58,
133
Barium permanganate. 5.1 UN1448 II 5.1, 6.1.. IB6, IP2, T3, 152........... 212........ 242........ 5 kg 25 kg D 56, 58,
TP33 138
Barium peroxide..... 5.1 UN1449 II 5.1, 6.1.. A9, IB6, IP2, 152........... 212........ 242........ 5 kg 25 kg A 13, 52,
T3, TP33 56, 75
Barium selenate, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Selenates or
Selenites.
Barium selenite, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Selenates or
Selenites.
Batteries, 4.3 UN3292 II 4.3....... ................ 189........... 189........ 189........ Forbidden No limit A .......
containing sodium.
Batteries, dry, 8 UN3028 III 8......... ................ None.......... 213........ None....... 25 kg gross 230 kg A 52.
containing gross
potassium hydroxide
solid, electric,
storage.
Batteries, wet, 8 UN2794 III 8......... ................ 159........... 159........ 159........ 30 kg gross No limit A .......
filled with acid,
electric storage.
Batteries, wet, 8 UN2795 III 8......... ................ 159........... 159........ 159........ 30 kg gross No limit A 52.
filled with alkali,
electric storage.
Batteries, wet, non- 8 UN2800 III 8......... ................ 159........... 159........ 159........ No Limit No Limit A .......
spillable, electric
storage.
Batteries, dry, not ........... .................. ....... .......... 130 .............. ........... ........... ........... ........... ............ .......
subject to the
requirements of
this subchapter.
Battery fluid, acid. 8 UN2796 II 8......... A3, A7, B2, B15, 154........... 202........ 242........ 1 L 30 L B .......
IB2, N6, N34,
T8, TP2, TP12
Battery fluid, 8 UN2797 II 8......... B2, IB2, N6, T7, 154........... 202........ 242........ 1 L 30 L A 29
alkali. TP2, TP28
Battery lithium ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
type, see Lithium
batteries etc.
Battery-powered 9 UN3171 ....... 9......... 134 220........... 220........ None....... No limit No limit ............ .......
vehicle or Battery-
powered equipment.
[[Page 152]]
Sec.172.101 Hazardous Materials Table
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(8) (9) (10) Vessel stowage
------------------------------------------------------------------------------------------
Packaging (Sec.173.***) Quantity limitations
Hazardous materials Hazard Special ------------------------------------------ (see Sec.Sec.173.27
Symbols descriptions and class or Identification PG Label provisions (Sec.and 175.75)
proper shipping Division Numbers Codes 172.102) -------------------------- Location Other
names Exceptions Non-bulk Bulk Passenger Cargo
aircraft/ aircraft
rail only
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Battery, wet, filled ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
with acid or alkali
with vehicle or
mechanical
equipment
containing an
internal combustion
engine, see
Vehicle, etc. or
Engines, internal
combustion, etc.
+ Benzaldehyde........ 9 UN1990 III 9......... IB3, T2, TP1 155........... 203........ 241........ 100 L 220 L A .......
Benzene............. 3 UN1114 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
Benzene diazonium Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
chloride (dry).
Benzene diazonium Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
nitrate (dry).
Benzene phosphorus ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dichloride, see
Phenyl phosphorus
dichloride.
Benzene phosphorus ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
thiodichloride, see
Phenyl phosphorus
thiodichloride.
Benzene sulfonyl 8 UN2225 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A 40
chloride.
Benzene triozonide.. Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Benzenethiol, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Phenyl mercaptan.
Benzidine........... 6.1 UN1885 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
Benzol, see Benzene. ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Benzonitrile........ 6.1 UN2224 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A 40, 52
Benzoquinone........ 6.1 UN2587 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
Benzotrichloride.... 8 UN2226 II 8......... B2, IB2, T7, TP2 154........... 202........ 242........ 1 L 30 L A 40
Benzotrifluoride.... 3 UN2338 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
Benzoxidiazoles Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(dry).
Benzoyl azide....... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Benzoyl chloride.... 8 UN1736 II 8......... B2, IB2, T8, 154........... 202........ 242........ 1 L 30 L C 40
TP2, TP12, TP13
Benzyl bromide...... 6.1 UN1737 II 6.1, 8.... A3, A7, IB2, None.......... 202........ 243........ 1 L 30 L D 13, 40.
N33, N34, T8,
TP2, TP12, TP13
Benzyl chloride..... 6.1 UN1738 II 6.1, 8.... A3, A7, B70, None.......... 202........ 243........ 1 L 30 L D 13, 40.
IB2, N33, N42,
T8, TP2, TP12,
TP13
[[Page 153]]
Benzyl chloride 6.1 UN1738 II 6.1, 8.... A3, A7, B8, B11, 153........... 202........ 243........ 1 L 30 L D 13, 40
unstabilized. IB2, N33, N34,
N43, T8, TP2,
TP12, TP13
Benzyl chloroformate 8 UN1739 I 8......... A3, A6, B4, N41, None.......... 201........ 243........ Forbidden 2.5 L D 40
T10, TP2, TP12,
TP13
Benzyl iodide....... 6.1 UN2653 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L B 12, 40
Benzyldimethylamine. 8 UN2619 II 8, 3...... B2, IB2, T7, TP2 154........... 202........ 243........ 1 L 30 L A 40, 48
Benzylidene chloride 6.1 UN1886 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L D 40
Beryllium compounds, 6.1 UN1566 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
n.o.s.. T3, TP33
.................... ........... .................. III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP33
Beryllium nitrate... 5.1 UN2464 II 5.1, 6.1.. IB8, IP2, IP4, 152........... 212........ 242........ 5 kg 25 kg A .......
T3, TP33
Beryllium, powder... 6.1 UN1567 II 6.1, 4.1.. IB8, IP2, IP4, 153........... 212........ 242........ 15 kg 50 kg A .......
T3, TP33
Bicyclo [2,2,1] 3 UN2251 II 3......... IB2, T7, TP2 150........... 202........ 242........ 5 L 60 L D .......
hepta-2,5-diene,
stabilized or 2,5-
Norbornadiene,
stabilized.
Biological 6.2 UN3373 ....... .......... A82 134........... 199........ None....... 4 L or 4 kg 4 L or 4 kg A 40
substance, Category
B.
Biphenyl triozonide. Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Bipyridilium 3 UN2782 I 3, 6.1.... T14, TP2, TP13, None.......... 201........ 243........ Forbidden 30 L E .......
pesticides, liquid, TP27
flammable, toxic,
flash point less
than 23 degrees C.
.................... ........... .................. II 3, 6.1.... IB2, T11, TP2, 150........... 202........ 243........ 1 L 60 L B 40
TP13, TP27
Bipyridilium 6.1 UN3016 I 6.1....... T14, TP2, TP13, None.......... 201........ 243........ 1 L 30 L B 40
pesticides, liquid, TP27
toxic.
.................... ........... .................. II 6.1....... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L B 40
TP13, TP27
.................... ........... .................. III 6.1....... IB3, T7, TP2, 153........... 203........ 241........ 60 L 220 L A 40
TP28
Bipyridilium 6.1 UN3015 I 6.1, 3.... T14, TP2, TP13, None.......... 201........ 243........ 1 L 30 L B 21, 40
pesticides, liquid, TP27
toxic, flammable,
flash point not
less than 23
degrees C.
.................... ........... .................. II 6.1, 3.... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L B 21, 40
TP13, TP27
.................... ........... .................. III 6.1, 3.... B1, IB3, T7, 153........... 203........ 242........ 60 L 220 L A 21, 40
TP2, TP28
Bipyridilium 6.1 UN2781 I 6.1....... IB7, IP1, T6, None.......... 211........ 242........ 5 kg 50 kg A 40
pesticides, solid, TP33
toxic.
.................... ........... .................. II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 40
T3, TP33
.................... ........... .................. III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A 40
TP33
Bis (Aminopropyl) ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
piperazine, see
Corrosive liquid,
n.o.s..
[[Page 154]]
Bisulfate, aqueous 8 UN2837 II 8......... A7, B2, IB2, 154........... 202........ 242........ 1 L 30 L A .......
solution. N34, T7, TP2
.................... ........... .................. III 8......... A7, IB3, N34, 154........... 203........ 241........ 5 L 60 L A .......
T4, TP1
Bisulfites, aqueous 8 UN2693 III 8......... IB3, T7, TP1, 154........... 203........ 241........ 5 L 60 L A 40, 52
solutions, n.o.s.. TP28
Black powder, 1.1D UN0028 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
compressed or
Gunpowder,
compressed or Black
powder, in pellets
or Gunpowder, in
pellets.
Black powder or 1.1D UN0027 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
Gunpowder, granular
or as a meal.
D Black powder for 4.1 NA0027 I 4.1....... 70 None.......... 170........ None....... Forbidden Forbidden E .......
small arms.
Blasting agent, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
n.o.s., see
Explosives,
blasting etc.
Blasting cap ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
assemblies, see
Detonator
assemblies, non-
electric, for
blasting.
Blasting caps, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
electric, see
Detonators,
electric for
blasting.
Blasting caps, non- ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
electric, see
Detonators, non-
electric, for
blasting.
Bleaching powder, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Calcium
hypochlorite
mixtures, etc.
I Blue asbestos 9 UN2212 II 9......... 156, IB8, IP2, 155........... 216........ 240........ Forbidden Forbidden A 34, 40
(Crocidolite) or IP4, T3, TP33
Brown asbestos
(amosite, mysorite).
Bombs, photo-flash.. 1.1F UN0037 II 1.1F...... ................ .............. 62......... None....... Forbidden Forbidden 08 .......
Bombs, photo-flash.. 1.1D UN0038 II 1.1D...... ................ .............. 62......... None....... Forbidden Forbidden 03 .......
Bombs, photo-flash.. 1.2G UN0039 II 1.2G...... ................ .............. 62......... None....... Forbidden Forbidden 03 .......
Bombs, photo-flash.. 1.3G UN0299 II 1.3G...... ................ .............. 62......... None....... Forbidden Forbidden 03 .......
Bombs, smoke, non- 8 UN2028 II 8......... ................ None.......... 160........ None....... Forbidden 50 kg E 40
explosive, with
corrosive liquid,
without initiating
device.
Bombs, with bursting 1.1F UN0033 II 1.1F...... ................ .............. 62......... None....... Forbidden Forbidden 08 .......
charge.
Bombs, with bursting 1.1D UN0034 II 1.1D...... ................ .............. 62......... None....... Forbidden Forbidden 03 .......
charge.
Bombs, with bursting 1.2D UN0035 II 1.2D...... ................ .............. 62......... None....... Forbidden Forbidden 03 .......
charge.
Bombs, with bursting 1.2F UN0291 II 1.2F...... ................ .............. 62......... None....... Forbidden Forbidden 08 .......
charge.
Bombs with flammable 1.1J UN0399 II 1.1J...... ................ .............. 62......... None....... Forbidden Forbidden 04 23E
liquid, with
bursting charge.
[[Page 155]]
Bombs with flammable 1.2J UN0400 II 1.2J...... ................ .............. 62......... None....... Forbidden Forbidden 04 23E
liquid, with
bursting charge.
Boosters with 1.1B UN0225 II 1.1B...... ................ None.......... 62......... None....... Forbidden Forbidden 11 .......
detonator.
Boosters with 1.2B UN0268 II 1.2B...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
detonator.
Boosters, without 1.1D UN0042 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
detonator.
Boosters, without 1.2D UN0283 II 1.2D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
detonator.
Borate and chlorate ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
mixtures, see
Chlorate and borate
mixtures.
Borneol............. 4.1 UN1312 III 4.1....... A1, IB8, IP3, None.......... 213........ 240........ 25 kg 100 kg A .......
T1, TP33
+ Boron tribromide.... 8 UN2692 I 8, 6.1.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden C 12
B74, N34, T20,
TP2, TP12, TP13,
TP38, TP45
Boron trichloride... 2.3 UN1741 ....... 2.3, 8.... 3, B9, B14 None.......... 304........ 314........ Forbidden Forbidden D 25, 40
Boron trifluoride... 2.3 UN1008 ....... 2.3....... 2, B9, B14 None.......... 302........ 314, 315... Forbidden Forbidden D 40
Boron trifluoride 8 UN1742 II 8......... B2, B6, IB2, T8, 154........... 202........ 242........ 1 L 30 L A .......
acetic acid TP2, TP12
complex, liquid.
Boron trifluoride 8 UN3419 II 8......... B2, B6, IB8, 154........... 212........ 240........ 15 kg 50 kg A .......
acetic acid IP2, IP4, T3,
complex, solid. TP33
Boron trifluoride 8 UN2604 I 8, 3...... A3, A19, T10, None.......... 201........ 243........ 0.5 L 2.5 L D 40
diethyl etherate. TP2
Boron trifluoride 8 UN2851 II 8......... IB2, T7, TP2 154........... 212........ 240........ 15 kg 50 kg B 12, 40,
dihydrate.
Boron trifluoride 4.3 UN2965 I 4.3, 8, 3. A19, T10, TP2, None.......... 201........ 243........ Forbidden 1 L D 21, 28,
dimethyl etherate. TP7 40, 49,
100
Boron trifluoride 8 UN1743 II 8......... B2, IB2, T8, 154........... 202........ 242........ 1 L 30 L A .......
propionic acid TP2, TP12
complex, liquid.
Boron trifluoride 8 UN3420 II 8......... B2, IB8, IP2, 154........... 212........ 240........ 15 kg 50 kg A .......
propionic acid IP4, T3, TP33
complex, solid.
Box toe gum, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Nitrocellulose etc.
Bromates, inorganic, 5.1 UN3213 II 5.1....... IB2, T4, TP1 152........... 202........ 242........ 1 L 5 L B 56, 58,
aqueous solution, 133
n.o.s..
.................... ........... .................. III 5.1....... IB2, T4, TP1 152........... 203........ 241........ 2.5 L 30 L B 56, 58,
133
Bromates, inorganic, 5.1 UN1450 II 5.1....... IB8, IP2, IP4, 152........... 212........ 242........ 5 kg 25 kg A 56, 58
n.o.s.. T3, TP33
+ Bromine............. 8 UN1744 I 8, 6.1.... 1, B9, B64, B85, None.......... 226........ 249........ Forbidden Forbidden D 12, 40,
N34, N43, T22, 66, 74,
TP2, TP10, TP12, 89, 90
TP13
Bromine azide....... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Bromine chloride.... 2.3 UN2901 ....... 2.3, 8, 2, B9, B14, N86 None.......... 304........ 314, 315... Forbidden Forbidden D 40, 89,
5.1. 90
[[Page 156]]
+ Bromine 5.1 UN1745 I 5.1, 6.1, 1, B9, B14, B30, None.......... 228........ 244........ Forbidden Forbidden D 25, 40,
pentafluoride. 8. B72, T22, TP2, 66, 90
TP12, TP13,
TP38, TP44
+ Bromine solutions... 8 UN1744 I 8, 6.1.... 1, B9, B64, B85, None.......... 226........ 249........ Forbidden Forbidden D 12, 40,
N34, N43, T22, 66, 74,
TP2, TP10, TP12, 89, 90
TP13
+ Bromine solutions... 8 UN1744 I 8, 6.1.... 2, B9, B64, B85, None.......... 227........ 249........ Forbidden Forbidden D 12, 40,
N34, N43, T22, 66, 74,
TP2, TP10, TP12, 89, 90
TP13
+ Bromine trifluoride. 5.1 UN1746 I 5.1, 6.1, 2, B9, B14, B32, None.......... 228........ 244........ Forbidden Forbidden D 25, 40,
8. B74, T22, TP2, 66, 90
TP12, TP13,
TP38, TP45
4-Bromo-1,2- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dinitrobenzene.
4-Bromo-1,2- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dinitrobenzene
(unstable at 59
degrees C).
1-Bromo-3- 6.1 UN2688 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
chloropropane.
1-Bromo-3- 3 UN2341 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
methylbutane.
1-Bromo-3- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
nitrobenzene
(unstable at 56
degrees C).
2-Bromo-2- 4.1 UN3241 III 4.1....... 46, IB8, IP3 151........... 213........ None....... 25 kg 50 kg C 12, 25,
nitropropane-1,3- 40
diol.
Bromoacetic acid, 8 UN3425 II 8......... A7, IB8, IP2, 154........... 212........ 240........ 15 kg 50 kg A .......
solid. IP4, N34, T3,
TP33
Bromoacetic acid 8 UN1938 II 8......... A7, B2, IB2, T7, 154........... 202........ 242........ 1 L 30 L A 40
solution. TP2
.................... ........... .................. III 8......... B2, IB3, T7, TP2 154........... 203........ 241........ 5 L 60 L A 40
+ Bromoacetone........ 6.1 UN1569 II 6.1, 3.... 2, T20, TP2, None.......... 193........ 245........ Forbidden Forbidden D 40
TP13
Bromoacetyl bromide. 8 UN2513 II 8......... B2, IB2, T8, 154........... 202........ 242........ 1 L 30 L C 40, 53
TP2, TP12
Bromobenzene........ 3 UN2514 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Bromobenzyl 6.1 UN1694 I 6.1....... T14, TP2, TP13 None.......... 201........ 243........ Forbidden 30 L D 12, 40,
cyanides, liquid. 52
Bromobenzyl 6.1 UN3449 I 6.1....... T6, TP33 None.......... 211........ 242........ 5 kg 50 kg D 12, 40,
cyanides, solid. 52
1-Bromobutane....... 3 UN1126 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
2-Bromobutane....... 3 UN2339 II 3......... B1, IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
[[Page 157]]
Bromochloromethane.. 6.1 UN1887 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
2-Bromoethyl ethyl 3 UN2340 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
ether.
Bromoform........... 6.1 UN2515 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A 12, 40
Bromomethylpropanes. 3 UN2342 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
2-Bromopentane...... 3 UN2343 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Bromopropanes....... 3 UN2344 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
.................... ........... .................. III 3......... IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
3-Bromopropyne...... 3 UN2345 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L D 40
Bromosilane......... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Bromotoluene-alpha, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Benzyl bromide.
Bromotrifluoroethyle 2.1 UN2419 ....... 2.1....... ................ None.......... 304........ 314, 315... Forbidden 150 kg B 40
ne.
Bromotrifluoromethan 2.2 UN1009 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
e or Refrigerant
gas, R 13B1..
Brucine............. 6.1 UN1570 I 6.1....... IB7, IP1, T6, None.......... 211........ 242........ 5 kg 50 kg A .......
TP33
Bursters, explosive. 1.1D UN0043 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Butadienes, 2.1 UN1010 ....... 2.1....... T50 306........... 304........ 314, 315... Forbidden 150 kg B 40
stabilized or
Butadienes and
Hydrocarbon
mixture, stabilized
containing more
than 40% butadienes.
Butane see also 2.1 UN1011 ....... 2.1....... 19, T50 306........... 304........ 314, 315... Forbidden 150 kg E 40
Petroleum gases,
liquefied.
Butane, butane ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
mixtures and
mixtures having
similar properties
in cartridges each
not exceeding 500
grams, see
Receptacles, etc.
Butanedione......... 3 UN2346 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
1,2,4-Butanetriol Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
trinitrate.
Butanols............ 3 UN1120 II 3......... IB2, T4, TP1, 150........... 202........ 242........ 5 L 60 L B .......
TP29
.................... ........... .................. III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
tert-Butoxycarbonyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
azide.
Butyl acetates...... 3 UN1123 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
.................... ........... .................. III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Butyl acid phosphate 8 UN1718 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
Butyl acrylates, 3 UN2348 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
stabilized.
Butyl alcohols, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Butanols.
Butyl benzenes...... 3 UN2709 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
n-Butyl bromide, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
1-Bromobutane.
n-Butyl chloride, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Chlorobutanes.
D sec-Butyl 6.1 NA2742 I 6.1, 3, 8. 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden A 12, 13,
chloroformate. B74, T20, TP4, 22, 25,
TP12, TP13, 40, 48,
TP38, TP45 100
[[Page 158]]
n-Butyl 6.1 UN2743 I 6.1, 8, 3. 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden A 12, 13,
chloroformate. B74, T20, TP2, 21, 25,
TP13, TP38, TP45 40, 100
Butyl ethers, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Dibutyl ethers.
Butyl ethyl ether, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Ethyl butyl
ether.
n-Butyl formate..... 3 UN1128 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
tert-Butyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
hydroperoxide, with
more than 90
percent with water.
tert-Butyl 4.2 UN3255 I 4.2, 8.... ................ None.......... 211........ 243........ Forbidden Forbidden D .......
hypochlorite.
N-n-Butyl imidazole. 6.1 UN2690 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A .......
tert-Butyl 6.1 UN2484 I 6.1, 3.... 1, B9, B14, B30, None.......... 226........ 244........ Forbidden Forbidden D 40
isocyanate. B72, T22, TP2,
TP13, TP38, TP44
n-Butyl isocyanate.. 6.1 UN2485 I 6.1, 3.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
B74, B77, T20,
TP2, TP13, TP38,
TP45
Butyl mercaptans.... 3 UN2347 II 3......... A3, A6, IB2, T4, 150........... 202........ 242........ 5 L 60 L D 52, 95
TP1
n-Butyl 3 UN2227 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
methacrylate,
stabilized.
Butyl methyl ether.. 3 UN2350 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Butyl nitrites...... 3 UN2351 I 3......... T11, TP1, TP8, 150........... 201........ 243........ 1 L 30 L E 40
TP27
.................... ........... .................. II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
.................... ........... .................. III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A 40
tert-Butyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxyacetate, with
more than 76
percent in solution.
n-Butyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxydicarbonate,
with more than 52
percent in solution.
tert-Butyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxyisobutyrate,
with more than 77
percent in solution.
Butyl phosphoric ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
acid, see Butyl
acid phosphate.
Butyl propionates... 3 UN1914 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
[[Page 159]]
5-tert-Butyl-2,4,6- 4.1 UN2956 III 4.1....... 159 None.......... 223........ None....... Forbidden Forbidden D 12, 25,
trinitro-m-xylene 48, 127
or Musk xylene.
Butyl vinyl ether, 3 UN2352 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
stabilized.
n-Butylamine........ 3 UN1125 II 3, 8...... IB2, T7, TP1 150........... 202........ 242........ 1 L 5 L B 40
N-Butylaniline...... 6.1 UN2738 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A 74
tert- 6.1 UN2747 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A 12, 13,
Butylcyclohexylchlo 25
roformate.
Butylene see also 2.1 UN1012 ....... 2.1....... 19, T50 306........... 304........ 314, 315... Forbidden 150 kg E 40
Petroleum gases,
liquefied.
1,2-Butylene oxide, 3 UN3022 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 27, 49
stabilized.
Butyltoluenes....... 6.1 UN2667 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
Butyltrichlorosilane 8 UN1747 II 8, 3...... A7, B2, B6, IB2, None.......... 202........ 243........ Forbidden 30 L C 40
N34, T7, TP2,
TP13
1,4-Butynediol...... 6.1 UN2716 III 6.1....... A1, IB8, IP3, None.......... 213........ 240........ 100 kg 200 kg A 52, 53,
T1, TP33 70,
139,
140
Butyraldehyde....... 3 UN1129 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Butyraldoxime....... 3 UN2840 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Butyric acid........ 8 UN2820 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A 12
Butyric anhydride... 8 UN2739 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
Butyronitrile....... 3 UN2411 II 3, 6.1.... IB2, T7, TP1, 150........... 202........ 243........ 1 L 60 L E 40
TP13
Butyryl chloride.... 3 UN2353 II 3, 8...... IB2, T8, TP2, 150........... 202........ 243........ 1 L 5 L C 40
TP12, TP13
Cacodylic acid...... 6.1 UN1572 II 6.1....... IB8, IP2, 153........... 212........ 242........ 25 kg 100 kg E 52
IP4,T3, TP33
Cadmium compounds... 6.1 UN2570 I 6.1....... IB7, IP1, T6, None.......... 211........ 242........ 5 kg 50 kg A .......
TP33
.................... ........... .................. II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
.................... ........... .................. III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP33
Caesium hydroxide... 8 UN2682 II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg A 29, 52.
T3, TP33
Caesium hydroxide 8 UN2681 II 8......... B2, IB2, T7, TP2 154........... 202........ 242........ 1 L 30 L A 29, 52
solution.
III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A 29, 52
Calcium arsenate.... 6.1 UN1573 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
Calcium arsenate and 6.1 UN1574 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
calcium arsenite, T3, TP33
mixtures, solid.
Calcium bisulfite ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
solution, see
Bisulfites, aqueous
solutions, n.o.s..
Calcium carbide..... 4.3 UN1402 I 4.3....... A1, A8, B55, None.......... 211........ 242........ Forbidden 15 kg B 52
B59, IB4, IP1,
N34, T9, TP7,
TP33
[[Page 160]]
.................... ........... .................. II 4.3....... A1, A8, B55, 151........... 212........ 241........ 15 kg 50 kg B 52
B59, IB7, IP2,
N34, T3, TP33
Calcium chlorate.... 5.1 UN1452 II 5.1....... A9, IB8, IP2, 152........... 212........ 242........ 5 kg 25 kg A 56, 58
IP4, N34, T3,
TP33
Calcium chlorate 5.1 UN2429 II 5.1....... A2, IB2, N41, 152........... 202........ 242........ 1 L 5 L B 56, 58,
aqueous solution. T4, TP1 133
.................... ........... .................. III 5.1....... A2, IB2, N41, 152........... 203........ 241........ 2.5 L 30 L B 56, 68,
T4, TP1 133
Calcium chlorite.... 5.1 UN1453 II 5.1....... A9, IB8, IP2, 152........... 212........ 242........ 5 kg 25 kg A 56, 58
IP4, N34, T3,
TP33
Calcium cyanamide 4.3 UN1403 III 4.3....... A1, A19, IB8, 151........... 213........ 241........ 25 kg 100 kg A 52
with more than 0.1 IP4, T1, TP33
percent of calcium
carbide.
Calcium cyanide..... 6.1 UN1575 I 6.1....... IB7, IP1, N79, None.......... 211........ 242........ 5 kg 50 kg A 40, 52
N80, T6, TP33
Calcium dithionite 4.2 UN1923 II 4.2....... A19, A20, IB6, None.......... 212........ 241........ 15 kg 50 kg E 13
or Calcium IP2, T3, TP33
hydrosulfite.
Calcium hydride..... 4.3 UN1404 I 4.3....... A19, N40 None.......... 211........ 242........ Forbidden 15 kg E 52
Calcium ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
hydrosulfite, see
Calcium dithionite.
Calcium 5.1 UN1748 II 5.1....... 165, 166, A7, 152........... 212........ None....... 5 kg 25 kg D 4, 25,
hypochlorite, dry A9, IB8, IP2, 48, 52,
or Calcium IP4, IP13, N34, 56, 58,
hypochlorite W9 69, 142
mixtures dry with
more than 39
percent available
chlorine (8.8
percent available
oxygen).
.................... ........... .................. III 5.1....... 165, 171, A7, 152........... 213........ 240........ 25 kg 100 kg D 4, 25,
A9, IB8, IP4, 48, 52,
IP13, N34, W9 56, 58,
69, 142
Calcium 5.1 UN2880 II 5.1....... 165, IB8, IP2, 152........... 212........ 240........ 5 kg 25 kg D 4, 25,
hypochlorite, IP4, IP13, W9 48, 52,
hydrated or Calcium 56, 58,
hypochlorite, 69,
hydrated mixtures, 142.
with not less than
5.5 percent but not
more than 16
percent water.
Calcium hypochlorite 5.1 UN2208 III 5.1....... 165, A1, A29, 152........... 213........ 240........ 25 kg 100 kg D 4, 25,
mixtures, dry, with IB8, IP3, IP13, 48, 52,
more than 10 N34, W9 56, 58,
percent but not 69, 142
more than 39
percent available
chlorine.
[[Page 161]]
Calcium manganese 4.3 UN2844 III 4.3....... A1, A19, IB8, 151........... 213........ 241........ 25 kg 100 kg A 52, 85,
silicon. IP2, IP4, T1, 103
TP33
Calcium nitrate..... 5.1 UN1454 III 5.1....... 34, IB8, IP3, 152........... 213........ 240........ 25 kg 100 kg A .......
T1, TP33
A Calcium oxide....... 8 UN1910 III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A .......
TP33
Calcium perchlorate. 5.1 UN1455 II 5.1....... IB6, IP2, T3, 152........... 212........ 242........ 5 kg 25 kg A 56, 58
TP33
Calcium permanganate 5.1 UN1456 II 5.1....... IB6, IP2, T3, 152........... 212........ 242........ 5 kg 25 kg D 56, 58,
TP33 138
Calcium peroxide.... 5.1 UN1457 II 5.1....... IB6, IP2, T3, 152........... 212........ 242........ 5 kg 25 kg A 13, 52,
TP33 56, 75
Calcium phosphide... 4.3 UN1360 I 4.3, 6.1.. A8, A19, N40 None.......... 211........ 242........ Forbidden 15 kg E 40, 52,
85
Calcium, pyrophoric 4.2 UN1855 I 4.2....... ................ None.......... 187........ None....... Forbidden Forbidden D .......
or Calcium alloys,
pyrophoric.
Calcium resinate.... 4.1 UN1313 III 4.1....... A1, A19, IB6, None.......... 213........ 240........ 25 kg 100 kg A .......
T1, TP33
Calcium resinate, 4.1 UN1314 III 4.1....... A1, A19, IB4, None.......... 213........ 240........ 25 kg 100 kg A .......
fused. T1, TP33
Calcium selenate, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Selenates or
Selenites.
Calcium silicide.... 4.3 UN1405 II 4.3....... A19, IB7, IP2, 151........... 212........ 241........ 15 kg 50 kg B 52, 85,
T3, TP33 103
.................... ........... .................. III 4.3....... A1, A19, IB8, 151........... 213........ 241........ 25 kg 100 kg B 52, 85,
IP4, T1, TP33 103
Camphor oil......... 3 UN1130 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Camphor, synthetic.. 4.1 UN2717 III 4.1....... A1, IB8, IP3, None.......... 213........ 240........ 25 kg 100 kg A .......
T1, TP33
Cannon primers, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Primers, tubular.
Caproic acid........ 8 UN2829 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
Caps, blasting, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Detonators, etc.
Carbamate 3 UN2758 I 3, 6.1.... T14, TP2, TP13, None.......... 201........ 243........ Forbidden 30 L B 40
pesticides, liquid, TP27
flammable, toxic,
flash point less
than 23 degrees C.
.................... ........... .................. II 3, 6.1.... IB2, T11, TP2, 150........... 202........ 243........ 1 L 60 L B 40
TP13, TP27
Carbamate 6.1 UN2992 I 6.1....... T14, TP2, TP13, None.......... 201........ 243........ 1 L 30 L B 40
pesticides, liquid, TP27
toxic.
.................... ........... .................. II 6.1....... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L B 40
TP13, TP27
.................... ........... .................. III 6.1....... IB3, T7, TP2, 153........... 203........ 241........ 60 L 220 L A 40
TP28
Carbamate 6.1 UN2991 I 6.1, 3.... T14, TP2, TP13, None.......... 201........ 243........ 1 L 30 L B 40
pesticides, liquid, TP27
toxic, flammable,
flash point not
less than 23
degrees C.
[[Page 162]]
.................... ........... .................. II 6.1, 3.... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L B 40
TP13, TP27
.................... ........... .................. III 6.1, 3.... B1, IB3, T7, 153........... 203........ 242........ 60 L 220 L A 40
TP2, TP28
Carbamate 6.1 UN2757 I 6.1....... IB7, IP1, T6, None.......... 211........ 242........ 5 kg 50 kg A 40
pesticides, solid, TP33
toxic.
.................... ........... .................. II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 40
T3, TP33
.................... ........... .................. III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A 40
TP33
Carbolic acid, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Phenol, solid or
Phenol, molten.
Carbolic acid ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
solutions, see
Phenol solutions.
I Carbon, activated... 4.2 UN1362 III 4.2....... IB8, IP3, T1, None.......... 213........ 241........ 0.5 kg 0.5 kg A 12
TP33
I Carbon, animal or 4.2 UN1361 II 4.2....... IB6, T3, TP33 None.......... 212........ 242........ Forbidden Forbidden A 12
vegetable origin.
.................... ........... .................. III 4.2....... IB8, IP3, T1, None.......... 213........ 241........ Forbidden Forbidden A 12
TP33
Carbon bisulfide, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Carbon
disulfide.
Carbon dioxide...... 2.2 UN1013 ....... 2.2....... ................ 306........... 302, 304... 302, 314, 75 kg 150 kg A .......
315.
Carbon dioxide, 2.2 UN2187 ....... 2.2....... T75, TP5 306........... 304........ 314, 315... 50 kg 500 kg B .......
refrigerated liquid.
A W Carbon dioxide, 9 UN1845 III None...... ................ 217........... 217........ 240........ 200 kg 200 kg C 40
solid or Dry ice.
Carbon disulfide.... 3 UN1131 I 3, 6.1.... B16, T14, TP2, None.......... 201........ 243........ Forbidden Forbidden D 18, 40,
TP7, TP13 115
Carbon monoxide, 2.3 UN1016 ....... 2.3, 2.1.. 4 None.......... 302........ 314, 315... Forbidden 25 kg D 40
compressed.
D Carbon monoxide, 2.3 NA9202 ....... 2.3, 2.1.. 4, T75, TP5 None.......... 316........ 318........ Forbidden Forbidden D .......
refrigerated liquid
(cryogenic liquid).
Carbon tetrabromide. 6.1 UN2516 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A 25
TP33
Carbon tetrachloride 6.1 UN1846 II 6.1....... IB2, N36, T7, 153........... 202........ 243........ 5 L 60 L A 40
TP2
Carbonyl chloride, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Phosgene.
Carbonyl fluoride... 2.3 UN2417 ....... 2.3, 8.... 2 None.......... 302........ None....... Forbidden Forbidden D 40
[[Page 163]]
Carbonyl sulfide.... 2.3 UN2204 ....... 2.3, 2.1.. 3, B14 None.......... 304........ 314, 315... Forbidden Forbidden D 40
Cartridge cases, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
empty primed, see
Cases, cartridge,
empty, with primer.
Cartridges, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
actuating, for
aircraft ejector
seat catapult, fire
extinguisher,
canopy removal or
apparatus, see
Cartridges, power
device.
Cartridges, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
explosive, see
Charges, demolition.
Cartridges, flash... 1.1G UN0049 II 1.1G...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Cartridges, flash... 1.3G UN0050 II 1.3G...... ................ None.......... 62......... None....... Forbidden 75 kg 07 .......
Cartridges for 1.1C UN0326 II 1.1C...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
weapons, blank.
Cartridges for 1.2C UN0413 II 1.2C...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
weapons, blank.
Cartridges for 1.4S UN0014 II None...... ................ 63............ 62......... None....... 25 kg 100 kg 05 .......
weapons, blank or
Cartridges, small
arms, blank.
Cartridges for 1.3C UN0327 II 1.3C...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
weapons, blank or
Cartridges, small
arms, blank.
Cartridges for 1.4C UN0338 II 1.4C...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
weapons, blank or
Cartridges, small
arms, blank.
Cartridges for 1.2C UN0328 II 1.2C...... ................ None.......... 62......... None....... Forbidden Forbidden 03 .......
weapons, inert
projectile.
Cartridges for 1.4S UN0012 II None...... ................ 63............ 62......... None....... 25 kg 100 kg 05 .......
weapons, inert
projectile or
Cartridges, small
arms.
Cartridges for 1.4C UN0339 II 1.4C...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
weapons, inert
projectile or
Cartridges, small
arms.
Cartridges for 1.3C UN0417 II 1.3C...... ................ None.......... 62......... None....... Forbidden Forbidden 06 .......
weapons, inert
projectile or
Cartridges, small
arms.
Cartridges for 1.1F UN0005 II 1.1F...... ................ None.......... 62......... None....... Forbidden Forbidden 08 .......
weapons, with
bursting charge.
Cartridges for 1.1E UN0006 II 1.1E...... ................ None.......... 62......... None....... Forbidden Forbidden 03 .......
weapons, with
bursting charge.
Cartridges for 1.2F UN0007 II 1.2F...... ................ None.......... 62......... None....... Forbidden Forbidden 08 .......
weapons, with
bursting charge.
Cartridges for 1.2E UN0321 II 1.2E...... ................ None.......... 62......... None....... Forbidden Forbidden 03 .......
weapons, with
bursting charge.
Cartridges for 1.4F UN0348 II 1.4F...... ................ None.......... 62......... None....... Forbidden Forbidden 08 .......
weapons, with
bursting charge.
Cartridges for 1.4E UN0412 II 1.4E...... ................ None.......... 62......... None....... Forbidden 75 kg 02 .......
weapons, with
bursting charge.
Cartridges, oil well 1.3C UN0277 II 1.3C...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Cartridges, oil well 1.4C UN0278 II 1.4C...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
Cartridges, power 1.3C UN0275 II 1.3C...... ................ None.......... 62......... None....... Forbidden 75 kg 07 .......
device.
Cartridges, power 1.4C UN0276 II 1.4C...... 110 None.......... 62......... None....... Forbidden 75 kg 06 .......
device.
Cartridges, power 1.4S UN0323 II 1.4S...... 110 63............ 62......... None....... 25 kg 100 kg 05 .......
device.
[[Page 164]]
Cartridges, power 1.2C UN0381 II 1.2C...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
device.
Cartridges, safety, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
blank, see
Cartridges for
weapons, blank (UN
0014).
Cartridges, safety, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Cartriges for
weapons, inert
projectile, or
Cartridges, small
arms or Cartridges,
power device (UN
0323).
Cartridges, signal.. 1.3G UN0054 II 1.3G...... ................ None.......... 62......... None....... Forbidden 75 kg 07 .......
Cartridges, signal.. 1.4G UN0312 II 1.4G...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
Cartridges, signal.. 1.4S UN0405 II 1.4S...... ................ None.......... 62......... None....... 25 kg 100 kg 05 .......
D Cartridges, small ORM-D .................. ....... None...... ................ 63............ None....... None....... 30 kg gross 30 kg gross A .......
arms.
D Cartridges power ORM-D ....... None...... 63............ None....... None....... 30 kg gross 30 kg gross A .......
device (used to
project fastening
devices).
Cartridges, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
sporting, see
Cartridges for
weapons, inert
porjectile, or
Cartridges, small
arms.
Cartridges, starter, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
jet engine, see
Cartridges, power
device.
Cases, cartridge, 1.4S UN0055 II 1.4S...... 50 None.......... 62......... None....... 25 kg 100 kg 05 .......
empty with primer.
Cases, cartridges, 1.4C UN0379 II 1.4C...... 50 None.......... 62......... None....... Forbidden 75 kg 06 .......
empty with primer.
Cases, combustible, 1.4C UN0446 II 1.4C...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
empty, without
primer.
Cases, combustible, 1.3C UN0447 II 1.3C...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
empty, without
primer.
Casinghead gasoline ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Gasoline.
A W Castor beans or 9 UN2969 II None...... IB8, IP2, IP4, 155........... 204........ 240........ No limit No limit E 34, 40
Castor meal or T3, TP33
Castor pomace or
Castor flake.
G Caustic alkali 8 UN1719 II 8......... B2, IB2, T11, 154........... 202........ 242........ 1 L 30 L A 29
liquids, n.o.s.. TP2, TP27
.................... ........... .................. III 8......... IB3, T7, TP1, 154........... 203........ 241........ 5 L 60 L A 29
TP28
Caustic potash, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Potassium hydroxide
etc.
[[Page 165]]
Caustic soda, (etc.) ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Sodium
hydroxide etc.
Cells, containing 4.3 UN3292 II 4.3....... ................ 189........... 189........ 189........ 25 kg gross No limit A .......
sodium.
Celluloid, in block, 4.1 UN2000 III 4.1....... ................ None.......... 213........ 240........ 25 kg 100 kg A .......
rods, rolls,
sheets, tubes,
etc., except scrap.
Celluloid, scrap.... 4.2 UN2002 III 4.2....... IB8, IP3 None.......... 213........ 241........ Forbidden Forbidden D .......
Cement, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Adhesives
containing
flammable liquid.
Cerium, slabs, 4.1 UN1333 II 4.1....... IB8, IP2, IP4, None.......... 212........ 240........ 15 kg 50 kg A 74, 91
ingots, or rods. N34
Cerium, turnings or 4.3 UN3078 II 4.3....... A1, IB7, IP2, 151........... 212........ 242........ 15 kg 50 kg E 52
gritty powder. T3, TP33
Cesium or Caesium... 4.3 UN1407 I 4.3....... A7, A19, IB4, None.......... 211........ 242........ Forbidden 15 kg D 52
IP1, N34, N40
Cesium nitrate or 5.1 UN1451 III 5.1....... A1, A29, IB8, 152........... 213........ 240........ 25 kg 100 kg A .......
Caesium nitrate. IP3, T1, TP33
D Charcoal briquettes, 4.2 NA1361 III 4.2....... IB8, T1, TP33 151........... 213........ 240........ 25 kg 100 kg A 12
shell, screenings,
wood, etc..
Charges, bursting, 1.1D UN0457 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
plastics bonded.
Charges, bursting, 1.2D UN0458 II 1.2D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
plastics bonded.
Charges, bursting, 1.4D UN0459 II 1.4D...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
plastics bonded.
Charges, bursting, 1.4S UN0460 II 1.4S...... ................ None.......... 62......... None....... 25 kg 100 kg 05 .......
plastics bonded.
Charges, demolition. 1.1D UN0048 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 03 .......
Charges, depth...... 1.1D UN0056 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 03 .......
Charges, expelling, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
explosive, for fire
extinguishers, see
Cartridges, power
device.
Charges, explosive, 1.1D UN0442 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
commercial without
detonator.
Charges, explosive, 1.2D UN0443 II 1.2D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
commercial without
detonator.
Charges, explosive, 1.4D UN0444 II 1.4D...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
commercial without
detonator.
Charges, explosive, 1.4S UN0445 II 1.4S...... ................ None.......... 62......... None....... 25 kg 100 kg 05 .......
commercial without
detonator.
Charges, propelling. 1.1C UN0271 II 1.1C...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Charges, propelling. 1.3C UN0272 II 1.3C...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Charges, propelling. 1.2C UN0415 II 1.2C...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Charges, propelling. 1.4C UN0491 II 1.4C...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
Charges, propelling, 1.3C UN0242 II 1.3C...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
for cannon.
Charges, propelling, 1.1C UN0279 II 1.1C...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
for cannon.
Charges, propelling, 1.2C UN0414 II 1.2C...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
for cannon.
Charges, shaped, 1.4D UN0237 II 1.4D...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
flexible, linear.
Charges, shaped, 1.1D UN0288 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 07
flexible, linear.
[[Page 166]]
Charges, shaped, 1.1D UN0059 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
without detonator.
Charges, shaped, 1.2D UN0439 II 1.2D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
without detonator.
Charges, shaped, 1.4D UN0440 II 1.4D...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
without detonator.
Charges, shaped, 1.4S UN0441 II 1.4S...... ................ None.......... 62......... None....... 25 kg 100 kg 05 .......
without detonator.
Charges, 1.1D UN0060 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
supplementary
explosive.
D Chemical kit........ 8 NA1760 II 8......... ................ 154........... 161........ None....... 1 L 30 L B 40
Chemical kits....... 9 UN3316 ....... 9......... 15 161........... 161........ None....... 10 kg 10 kg A .......
Chloral, anhydrous, 6.1 UN2075 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L D 40
stabilized.
Chlorate and borate 5.1 UN1458 II 5.1....... A9, IB8, IP2, 152........... 212........ 240........ 5 kg 25 kg A 56, 58
mixtures. IP4, N34, T3,
TP33
.................... ........... .................. III 5.1....... A9, IB8, IP3, 152........... 213........ 240........ 25 kg 100 kg A 56, 58
N34, T1, TP33
Chlorate and 5.1 UN1459 II 5.1....... A9, IB8, IP2, 152........... 212........ 240........ 5 kg 25 kg A 56, 58
magnesium chloride IP4, N34, T3,
mixture solid. TP33
III 5.1....... A9, IB8, IP3, 152........... 213........ 240........ 25 kg 100 kg A 56, 58
N34, T1, TP33
Chlorate and 5.1 UN3407 II 5.1....... A9, IB2, N34, 152........... 202........ 242........ 1 L 5 L A 56, 58,
magnesium chloride T4, TP1 133
mixture solution.
.................... ........... .................. III 5.1....... A9, IB2, N34, 152........... 203........ 241........ 2.5 L 30 L A 56, 58,
T4, TP1 133
Chlorate of potash, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Potassium
chlorate.
Chlorate of soda, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Sodium chlorate.
Chlorates, 5.1 UN3210 II 5.1....... IB2, T4, TP1 152........... 202........ 242........ 1 L 5 L B 56, 58,
inorganic, aqueous 133
solution, n.o.s..
.................... ........... .................. III 5.1....... IB2, T4, TP1 152........... 203........ 241........ 2.5 L 30 L B 56, 58,
133
Chlorates, 5.1 UN1461 II 5.1....... A9, IB6, IP2, 152........... 212........ 242........ 5 kg 25 kg A 56, 58
inorganic, n.o.s.. N34, T3, TP33
Chloric acid aqueous 5.1 UN2626 II 5.1....... IB2, T4, TP1 None.......... 229........ None....... Forbidden Forbidden D 56, 58
solution, with not
more than 10
percent chloric
acid.
Chloride of ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
phosphorus, see
Phosphorus
trichloride.
[[Page 167]]
Chloride of sulfur, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Sulfur chloride.
Chlorinated lime, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Calcium
hypochlorite
mixtures, etc.
Chlorine............ 2.3 UN1017 ....... 2.3, 8.... 2, B9, B14, N86, None.......... 304........ 314, 315... Forbidden Forbidden D 40, 51,
T50, TP19 55, 62,
68, 89,
90
Chlorine azide...... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
D Chlorine dioxide, 5.1 NA9191 II 5.1, 6.1.. ................ None.......... 229........ None....... Forbidden Forbidden E .......
hydrate, frozen.
Chlorine dioxide Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(not hydrate).
Chlorine 2.3 UN2548 ....... 2.3, 5.1, 1, B7, B9, B14, None.......... 304........ 314........ Forbidden Forbidden D 40, 89,
pentafluoride. 8. N86 90
Chlorine trifluoride 2.3 UN1749 ....... 2.3, 5.1, 2, B7, B9, B14, None.......... 304........ 314........ Forbidden Forbidden D 40, 89,
8. N86 90
Chlorite solution... 8 UN1908 II 8......... A3, A6, A7, B2, 154........... 202........ 242........ 1 L 30 L B 26, 44,
IB2, N34, T7, 89,
TP2, TP24 100,
141
.................... ........... .................. III 8......... A3, A6, A7, B2, 154........... 203........ 241........ 5 L 60 L B 26, 44,
IB3, N34, T4, 89,
TP2, TP24 100,
141
Chlorites, 5.1 UN1462 II 5.1....... A7, IB6, IP2, 152........... 212........ 242........ 5 kg 25 kg A 56, 58
inorganic, n.o.s.. N34, T3, TP33
1-Chloro-1,1- 2.1 UN2517 ....... 2.1....... T50 306........... 304........ 314, 315... Forbidden 150 kg B 40
difluoroethane or
Refrigerant gas R
142b.
3-Chloro-4- 6.1 UN2236 II 6.1....... IB2 153........... 202........ 243........ 5 L 60 L B 40
methylphenyl
isocyanate, liquid.
3-Chloro-4- 6.1 UN3428 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg B 40
methylphenyl T3, TP33
isocyanate, solid.
1-Chloro-1,2,2,2- 2.2 UN1021 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
tetrafluoroethaneor
Refrigerant gas R
124.
4-Chloro-o-toluidine 6.1 UN1579 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
hydrochloride, TP33
solid.
4-Chloro-o-toluidine 6.1 UN3410 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
hydrochloride,
solution.
1-Chloro-2,2,2- 2.2 UN1983 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
trifluoroethane or
Refrigerant gas R
133a.
Chloroacetic acid, 6.1 UN3250 II 6.1, 8.... IB1, T7, TP3, None.......... 202........ 243........ Forbidden Forbidden C 40
molten. TP28
Chloroacetic acid, 6.1 UN1751 II 6.1, 8.... A3, A7, IB8, 153........... 212........ 242........ 15 kg 50 kg A 40
solid. IP4, N34, T3,
TP33
Chloroacetic acid, 6.1 UN1750 II 6.1, 8.... A7, IB2, N34, 153........... 202........ 243........ 1 L 30 L C 40
solution. T7, TP2
[[Page 168]]
Chloroacetone, 6.1 UN1695 I 6.1, 3, 8. 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 21, 40,
stabilized. B74, N12, N32, 100
N34, T20, TP2,
TP13, TP38, TP45
Chloroacetone Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(unstabilized).
+ Chloroacetonitrile.. 6.1 UN2668 II 6.1, 3.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden A 12, 40,
B74, IB9, T20, 52
TP2, TP38, TP45
Chloroacetophenone, 6.1 UN3416 II 6.1....... A3, IB2, N12, None.......... 202........ 243........ Forbidden 60 L D 12, 40
liquid, (CN). N32, N33, T7,
TP2, TP13
Chloroacetophenone, 6.1 UN1697 II 6.1....... A3, IB8, IP2, None.......... 212........ None....... Forbidden 100 kg D 12, 40
solid, (CN). IP4, N12, N32,
N33, N34, T3,
TP2, TP13, TP33
Chloroacetyl 6.1 UN1752 I 6.1, 8.... 2, B3, B8, B9, None.......... 227........ 244........ Forbidden Forbidden D 40
chloride. B14, B32, B74,
B77, N34, N43,
T20, TP2, TP13,
TP38, TP45
Chloroanilines, 6.1 UN2019 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A 52
liquid.
Chloroanilines, 6.1 UN2018 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
solid. T3, TP33
Chloroanisidines.... 6.1 UN2233 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP33
Chlorobenzene....... 3 UN1134 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Chlorobenzol, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Chlorobenzene.
Chlorobenzotrifluori 3 UN2234 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A 40
des.
Chlorobenzyl 6.1 UN2235 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
chlorides, liquid.
Chlorobenzyl 6.1 UN3427 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
chlorides, solid. TP33
Chlorobutanes....... 3 UN1127 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Chlorocresols 6.1 UN2669 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A 12
solution.
.................... ........... .................. III 6.1....... IB3, T7, TP2 153........... 203........ 241........ 60 L 220 L A 12
Chlorocresols, solid 6.1 UN3437 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 12
T3, TP33
Chlorodifluorobromom 2.2 UN1974 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
ethane or
Refrigerant gas R
12B1.
[[Page 169]]
Chlorodifluoromethan 2.2 UN1973 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
e and
chloropentafluoroet
hane mixture or
Refrigerant gas R
502 with fixed
boiling point, with
approximately 49
percent
chlorodifluorometha
ne.
Chlorodifluoromethan 2.2 UN1018 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
e or Refrigerant
gas R 22.
+ Chlorodinitrobenzene 6.1 UN1577 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L B 91
s, liquid..
+ Chlorodinitrobenzene 6.1 UN3441 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 91
s, solid. T3, TP33
2-Chloroethanal..... 6.1 UN2232 I 6.1....... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
B74, T20, TP2,
TP13, TP38, TP45
Chloroform.......... 6.1 UN1888 III 6.1....... IB3, N36, T7, 153........... 203........ 241........ 60 L 220 L A 40
TP2
G Chloroformates, 6.1 UN2742 II 6.1, 8, 3. 5, IB1, T7, TP2 153........... 202........ 243........ 1 L 30 L A 12, 13,
toxic, corrosive, 21, 25,
flammable, n.o.s.. 40, 100
G Chloroformates, 6.1 UN3277 II 6.1, 8.... IB2, T8, TP2, 153........... 202........ 243........ 1 L 30 L A 12, 13,
toxic, corrosive, TP13, TP28 25, 40
n.o.s..
Chloromethyl 6.1 UN2745 II 6.1, 8.... IB2, T7, TP2, 153........... 202........ 243........ 1 L 30 L A 12, 13,
chloroformate. TP13 21, 25,
40, 100
Chloromethyl ethyl 3 UN2354 II 3, 6.1.... IB2, T7, TP1, 150........... 202........ 243........ 1 L 60 L E 40
ether. TP13
Chloronitroanilines. 6.1 UN2237 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP33
+ Chloronitrobenzene, 6.1 UN3409 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A .......
liquid ortho.
+ Chloronitrobenzenes, 6.1 UN1578 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
solid meta or para. T3, TP33
Chloronitrotoluenes, 6.1 UN2433 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A 44, 89,
liquid. 100,
141
Chloronitrotoluenes, 6.1 UN3457 III 6.1....... IB8, IP3,T1, 153........... 213........ 240........ 25 kg 200 kg A .......
solid. TP33
Chloropentafluoroeth 2.2 UN1020 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
ane or Refrigerant
gas R 115.
Chlorophenolates, 8 UN2904 III 8......... IB3 154........... 203........ 241........ 5 L 60 L A .......
liquid or
Phenolates, liquid.
Chlorophenolates, 8 UN2905 III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A .......
solid or TP33
Phenolates, solid.
Chlorophenols, 6.1 UN2021 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
liquid.
Chlorophenols, solid 6.1 UN2020 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP1, TP33
[[Page 170]]
(1) (2)................. (3) (4) (5) (6)....... (7) (8A).......... (8B)....... (8C)....... (9A) (9B) (10A) (10B)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
+ Chloropicrin........ 6.1 UN1580 I 6.1....... 2, B7, B9, B14, None.......... 227........ 244........ Forbidden Forbidden D 40
B32, B46, B74,
T20, TP2, TP13,
TP38, TP45
Chloropicrin and 2.3 UN1581 ....... 2.3....... 2, B9, B14, N86, None.......... 193........ 314, 315... Forbidden Forbidden D 25, 40
methyl bromide T50
mixtures.
Chloropicrin and 2.3 UN1582 ....... 2.3....... 2, N86, T50 None.......... 193........ 245........ Forbidden Forbidden D 25, 40
methyl chloride
mixtures.
Chloropicrin ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
mixture, flammable
(pressure not
exceeding 14.7 psia
at 115 degrees F
flash point below
100 degrees F) see
Toxic liquids,
flammable, etc.
Chloropicrin 6.1 UN1583 I 6.1....... 5 None.......... 201........ 243........ Forbidden Forbidden C 40
mixtures, n.o.s..
.................... ........... .................. II 6.1....... IB2 153........... 202........ 243........ Forbidden Forbidden C 40
.................... ........... .................. III 6.1....... IB3 153........... 203........ 241........ Forbidden Forbidden C 40
D Chloropivaloyl 6.1 NA9263 I 6.1, 8.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden B 40
chloride. B74, T20, TP4,
TP12, TP13,
TP38, TP45
Chloroplatinic acid, 8 UN2507 III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A .......
solid. TP33
Chloroprene, 3 UN1991 I 3, 6.1.... B57, T14, TP2, None.......... 201........ 243........ Forbidden 30 L D 40
stabilized. TP13
Chloroprene, Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
uninhibited.
1-Chloropropane..... 3 UN1278 II 3......... IB2, IP8, N34, None.......... 202........ 242........ Forbidden 60 L E .......
T7, TP2
2-Chloropropane..... 3 UN2356 I 3......... N36, T11, TP2, 150........... 201........ 243........ 1 L 30 L E .......
TP13
3-Chloropropanol-1.. 6.1 UN2849 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
2-Chloropropene..... 3 UN2456 I 3......... A3, N36, T11, 150........... 201........ 243........ 1 L 30 L E .......
TP2
2-Chloropropionic 8 UN2511 III 8......... IB3, T4, TP2 154........... 203........ 241........ 5 L 60 L A 8
acid.
2-Chloropyridine.... 6.1 UN2822 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A 40
Chlorosilanes, 8 UN2987 II 8......... B2, IB2, T14, None.......... 202........ 242........ 1 L 30 L C 40.
corrosive, n.o.s. TP2, TP27
[[Page 171]]
Chlorosilanes, 3 UN2985 II 3, 8...... IB1, T11, TP2, None.......... 201........ 243........ 1 L 5 L B 40.
flammable, TP13, TP27
corrosive, n.o.s.
Chlorosilanes, 6.1 UN3361 II 6.1, 8.... IB1, T11, TP2, None.......... 202........ 243........ 1 L 30 L C 40.
toxic, corrosive, TP13
n.o.s.
Chlorosilanes, 6.1 UN3362 II 6.1, 3, 8. IB1, T11, TP2, None.......... 202........ 243........ 1 L 30 L C 40,
toxic, corrosive, TP13 125.
flammable, n.o.s.
Chlorosilanes, water- 4.3 UN2988 I 4.3, 3, 8. A2, T10, TP2, None.......... 201........ 244........ Forbidden 1 L D 21, 28,
reactive, TP7, TP13 40, 49,
flammable, 100
corrosive, n.o.s..
+ Chlorosulfonic acid 8 UN1754 I 8, 6.1.... 2, B9, B10, B14, None.......... 227........ 244........ Forbidden Forbidden C 40
(with or without B32, B74, T20,
sulfur trioxide). TP2, TP12, TP38,
TP45
Chlorotoluenes...... 3 UN2238 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Chlorotoluidines, 6.1 UN3429 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
liquid.
Chlorotoluidines, 6.1 UN2239 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
solid. TP33
Chlorotrifluorometha 2.2 UN2599 ....... 2.2....... ................ 306........... 304........ 314, 315... 75 kg 150 kg A .......
ne and
trifluoromethane
azeotropic mixture
or Refrigerant gas
R 503 with
approximately 60
percent
chlorotrifluorometh
ane.
Chlorotrifluorometha 2.2 UN1022 ....... 2.2....... ................ 306........... 304........ 314, 315... 75 kg 150 kg A .......
ne or Refrigerant
gas R 13.
Chromic acid 8 UN1755 II 8......... B2, IB2, T8, 154........... 202........ 242........ 1 L 30 L C 40, 44,
solution. TP2, TP12 89,
100,
141
.................... ........... .................. III 8......... IB3, T4, TP1, 154........... 203........ 241........ 5 L 60 L C 40, 44,
TP12 89,
100,
141
Chromic anhydride, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Chromium
trioxide, anhydrous.
Chromic fluoride, 8 UN1756 II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg A 52
solid. T3, TP33
Chromic fluoride, 8 UN1757 II 8......... B2, IB2, T7, TP2 154........... 202........ 242........ 1 L 30 L A .......
solution.
.................... ........... .................. III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
Chromium nitrate.... 5.1 UN2720 III 5.1....... A1, A29, IB8, 152........... 213........ 240........ 25 kg 100 kg A .......
IP3, T1, TP33
Chromium oxychloride 8 UN1758 I 8......... A3, A6, A7, B10, None.......... 201........ 243........ 0.5 L 2.5 L C 40, 66,
N34, T10, TP2, 74, 89,
TP12 90
Chromium trioxide, 5.1 UN1463 II 5.1, 6.1, IB8, IP4, T3, None.......... 212........ 242........ 5 kg 25 kg A
anhydrous. 8. TP33
Chromyl chloride, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Chromium
oxychloride.
[[Page 172]]
(1) (2)................. (3) (4) (5) (6)....... (7) (8A).......... (8B)....... (8C)....... (9A) (9B) (10A) (10B)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Cigar and cigarette ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
lighters, charged
with fuel, see
Lighters or Lighter
refills containing
flammable gas..
Coal briquettes, hot Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Coal gas, compressed 2.3 UN1023 ....... 2.3, 2.1.. 3 None.......... 302........ 314, 315... Forbidden Forbidden D 40
Coal tar 3 UN1136 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
distillates,
flammable.
.................... ........... .................. III 3......... B1, IB3, T4, 150........... 203........ 242........ 60 L 220 L A .......
TP1, TP29
Coal tar dye, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
corrosive, liquid,
n.o.s, see Dyes,
liquid or solid,
n.o.s. or Dye
intermediates,
liquid or solid,
corrosive, n.o.s..
Coating solution 3 UN1139 I 3......... T11, TP1, TP8, 150........... 201........ 243........ 1 L 30 L E .......
(includes surface TP27
treatments or
coatings used for
industrial or other
purposes such as
vehicle
undercoating, drum
or barrel lining).
.................... ........... .................. II 3......... 149, IB2, T4, 150........... 202........ 242........ 5 L 60 L B .......
TP1, TP8
.................... ........... .................. III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Cobalt naphthenates, 4.1 UN2001 III 4.1....... A19, IB8, IP3, 151........... 213........ 240........ 25 kg 100 kg A .......
powder. T1, TP33
Cobalt resinate, 4.1 UN1318 III 4.1....... A1, A19, IB6, 151........... 213........ 240........ 25 kg 100 kg A .......
precipitated. T1, TP33
Coke, hot........... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Collodion, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Nitrocellulose etc.
D G Combustible liquid, Comb liq NA1993 III None...... IB3, T1, T4, TP1 150........... 203........ 241........ 60 L 220 L A .......
n.o.s..
G Components, 1.2B UN0382 II 1.2B...... ................ None.......... 62......... None....... Forbidden Forbidden 11
explosive train,
n.o.s.
G Components, 1.4B UN0383 II 1.4B...... ................ None.......... 62......... None....... Forbidden 75 kg 06
explosive train,
n.o.s.
G Components, 1.4S UN0384 II 1.4S...... ................ None.......... 62......... None....... 25 kg 100 kg 05
explosive train,
n.o.s.
[[Page 173]]
G Components, 1.1B UN0461 II 1.1B...... ................ None.......... 62......... None....... Forbidden Forbidden 11
explosive train,
n.o.s.
Composition B, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Hexolite, etc.
D G Compounds, cleaning 8 NA1760 I 8......... A7, B10, T14, None.......... 201........ 243........ 0.5 L 2.5 L B 40
liquid. TP2, TP27
.................... ........... .................. II 8......... B2, IB2, N37, 154........... 202........ 242........ 1 L 30 L B 40
T11, TP2, TP27
.................... ........... .................. III 8......... IB3, N37, T7, 154........... 203........ 241........ 5 L 60 L A 40
TP1, TP28
D G Compounds, cleaning 3 NA1993 I 3......... T11, TP1 150........... 201........ 243........ 1 L 30 L E .......
liquid.
.................... ........... .................. II 3......... IB2, T7, TP1, 150........... 202........ 242........ 5 L 60 L B .......
TP8, TP28
.................... ........... .................. III 3......... B1, B52, IB3, 150........... 203........ 242........ 60 L 220 L A .......
T4, TP1, TP29
D G Compounds, tree 8 NA1760 I 8......... A7, B10, T14, None.......... 201........ 243........ 0.5 L 2.5 L B 40
killing, liquid or TP2, TP27
Compounds, weed
killing, liquid.
.................... ........... .................. II 8......... B2, IB2, N37, 154........... 202........ 242........ 1 L 30 L B 40
T11, TP2, TP27
.................... ........... .................. III 8......... IB3, N37, T7, 154........... 203........ 241........ 5 L 60 L A 40
TP1, TP28
D G Compounds, tree 3 NA1993 I 3......... T11, TP1 150........... 201........ 243........ 1 L 30 L E .......
killing, liquid or
Compounds, weed
killing, liquid.
.................... ........... .................. II 3......... IB2, T7, TP1, 150........... 202........ 242........ 5 L 60 L B .......
TP8, TP28
.................... ........... .................. III 3......... B1, B52, IB3, 150........... 203........ 242........ 60 L 220 L A .......
T4, TP1, TP29
D G Compounds, tree 6.1 NA2810 I 6.1....... T14, TP2, TP13, None.......... 201........ 243........ 1 L 30 L B 40
killing, liquid or TP27
Compounds, weed
killing, liquid.
.................... ........... .................. II 6.1....... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L B 40
TP27
.................... ........... .................. III 6.1....... IB3, T7, TP1, 153........... 203........ 241........ 60 L 220 L A 40
TP28
G Compressed gas, 2.1 UN1954 ....... 2.1....... ................ 306........... 302, 305... 314, 315... Forbidden 150 kg D 40
flammable, n.o.s..
G Compressed gas, 2.2 UN1956 ....... 2.2....... 77 306, 307...... 302, 305... 314, 315... 75 kg 150 kg A.
n.o.s.
G Compressed gas, 2.2 UN3156 ....... 2.2, 5.1.. A14 306........... 302........ 314, 315... 75 kg 150 kg D .......
oxidizing, n.o.s..
G I Compressed gas, 2.3 UN3304 ....... 2.3, 8.... 1 None.......... 192........ 245........ Forbidden Forbidden D 40
toxic, corrosive,
n.o.s. Inhalation
Hazard Zone A.
G I Compressed gas, 2.3 UN3304 ....... 2.3, 8.... 2, B9, B14 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40
toxic, corrosive,
n.o.s. Inhalation
Hazard Zone B.
G I Compressed gas, 2.3 UN3304 ....... 2.3, 8.... 3, B14 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40
toxic, corrosive,
n.o.s. Inhalation
Hazard Zone C.
[[Page 174]]
(1) (2)................. (3) (4) (5) (6)....... (7) (8A).......... (8B)....... (8C)....... (9A) (9B) (10A) (10B)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
G I Compressed gas, 2.3 UN3304 ....... 2.3, 8.... 4 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40
toxic, corrosive,
n.o.s. Inhalation
Hazard Zone D.
G I Compressed gas, 2.3 UN3305 ....... 2.3, 2.1, 1 None.......... 192........ 245........ Forbidden Forbidden D 17, 40
toxic, flammable, 8.
corrosive, n.o.s.
Inhalation Hazard
Zone A.
G I Compressed gas, 2.3 UN3305 ....... 2.3, 2.1, 2, B9, B14 None.......... 302, 305... 314, 315... Forbidden Forbidden D 17, 40
toxic, flammable, 8.
corrosive, n.o.s.
Inhalation Hazard
Zone B.
G I Compressed gas, 2.3 UN3305 ....... 2.3, 2.1, 3, B14 None.......... 302, 305... 314, 315... Forbidden Forbidden D 17, 40
toxic, flammable, 8.
corrosive, n.o.s.
Inhalation Hazard
Zone C.
G I Compressed gas, 2.3 UN3305 ....... 2.3, 2.1, 4 None.......... 302, 305... 314, 315... Forbidden Forbidden D 17, 40
toxic, flammable, 8.
corrosive, n.o.s.
Inhalation Hazard
Zone D.
G Compressed gas, 2.3 UN1953 ....... 2.3, 2.1.. 1 None.......... 192........ 245........ Forbidden Forbidden D 40
toxic, flammable,
n.o.s. Inhalation
hazard Zone A.
G Compressed gas, 2.3 UN1953 ....... 2.3, 2.1.. 2, B9, B14 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40
toxic, flammable,
n.o.s. Inhalation
hazard Zone B.
G Compressed gas, 2.3 UN1953 ....... 2.3, 2.1.. 3, B14 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40
toxic, flammable,
n.o.s. Inhalation
Hazard Zone C.
G Compressed gas, 2.3 UN1953 ....... 2.3, 2.1.. 4 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40
toxic, flammable,
n.o.s. Inhalation
Hazard Zone D.
G Compressed gas, 2.3 UN1955 ....... 2.3....... 1 None.......... 192........ 245........ Forbidden Forbidden D 40
toxic, n.o.s.
Inhalation Hazard
Zone A.
G Compressed gas, 2.3 UN1955 ....... 2.3....... 2, B9, B14 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40
toxic, n.o.s.
Inhalation Hazard
Zone B.
G Compressed gas, 2.3 UN1955 ....... 2.3....... 3, B14 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40
toxic, n.o.s.
Inhalation Hazard
Zone C.
G Compressed gas, 2.3 UN1955 ....... 2.3....... 4 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40
toxic, n.o.s.
Inhalation Hazard
Zone D.
G I Compressed gas, 2.3 UN3306 ....... 2.3, 5.1, 1 None.......... 192........ 244........ Forbidden Forbidden D 40, 89,
toxic, oxdizing, 8. 90
corrosive, n.o.s.
Inhalation Hazard
Zone A.
[[Page 175]]
G I Compressed gas, 2.3 UN3306 ....... 2.3, 5.1, 2, B9, B14 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40, 89,
toxic, oxidizing, 8. 90
corrosive, n.o.s.
Inhalation Hazard
Zone B.
G I Compressed gas, 2.3 UN3306 ....... 2.3, 5.1, 3, B14 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40, 89,
toxic, oxidizing, 8. 90
corrosive, n.o.s.
Inhalation Hazard
Zone C.
G I Compressed gas, 2.3 UN3306 ....... 2.3, 5.1, 4 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40, 89,
toxic, oxidizing, 8. 90
corrosive, n.o.s.
Inhalation Hazard
Zone D.
G Compressed gas, 2.3 UN3303 ....... 2.3, 5.1.. 1 None.......... 192........ 245........ Forbidden Forbidden D 40
toxic, oxidizing,
n.o.s. Inhalation
Hazard Zone A.
G Compressed gas, 2.3 UN3303 ....... 2.3, 5.1.. 2, B9, B14 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40
toxic, oxidizing,
n.o.s. Inhalation
Hazard Zone B.
G Compressed gas, 2.3 UN3303 ....... 2.3, 5.1.. 3, B14 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40
toxic, oxidizing,
n.o.s. Inhalation
Hazard Zone C.
G Compressed gas, 2.3 UN3303 ....... 2.3, 5.1.. 4 None.......... 302, 305... 314, 315... Forbidden Forbidden D 40
toxic, oxidizing,
n.o.s. Inhalation
Hazard Zone D.
D Consumer commodity.. ORM-D .................. ....... None...... ................ 156, 306...... 156, 306... None....... 30 kg gross 30 kg gross A .......
G Contrivances, water- 1.2L UN0248 II 1.2L...... None 62............ None....... Forbidden.. Forbidden 08 8E, 14E,
activated, with 15E, 17E
burster, expelling
charge or
propelling charge.
G Contrivances, water- 1.3L UN0249 II 1.3L...... ................ None.......... 62......... None....... Forbidden Forbidden 08 8E,
activated, with 14E,
burster, expelling 15E,
charge or 17E
propelling charge.
Copper acetoarsenite 6.1 UN1585 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
Copper acetylide.... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Copper amine azide.. Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Copper arsenite..... 6.1 UN1586 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
Copper based 3 UN2776 I 3, 6.1.... T14, TP2, TP13, None.......... 201........ 243........ Forbidden 30 L B 40
pesticides, liquid, TP27
flammable, toxic,
flash point less
than 23 degrees C.
.................... ........... .................. II 3, 6.1.... IB2, T11, TP2, 150........... 202........ 243........ 1 L 60 L B 40
TP13, TP27
Copper based 6.1 UN3010 I 6.1....... T14, TP2, TP13, None.......... 201........ 243........ 1 L 30 L B 40
pesticides, liquid, TP27
toxic.
.................... ........... .................. II 6.1....... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L B 40
TP13, TP27
.................... ........... .................. III 6.1....... IB3, T7, TP2, 153........... 203........ 241........ 60 L 220 L A 40
TP28
[[Page 176]]
(1) (2)................. (3) (4) (5) (6)....... (7) (8A).......... (8B)....... (8C)....... (9A) (9B) (10A) (10B)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Copper based 6.1 UN3009 I 6.1, 3.... T14, TP2, TP13, None.......... 201........ 243........ 1 L 30 L B 40
pesticides, liquid, TP27
toxic, flammable,
flash point not
less than 23
degrees C.
.................... ........... .................. II 6.1, 3.... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L B 40
TP13, TP27
.................... ........... .................. III 6.1, 3.... B1, IB3, T7, 153........... 203........ 242........ 60 L 220 L A 40
TP2, TP28
Copper based 6.1 UN2775 I 6.1....... IB7, IP1, T6, None.......... 211........ 242........ 5 kg 50 kg A 40
pesticides, solid, TP33
toxic.
.................... ........... .................. II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 40
T3, TP33
.................... ........... .................. III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A 40
TP33
Copper chlorate..... 5.1 UN2721 II 5.1....... A1, IB8, IP2, 152........... 212........ 242........ 5 kg 25 kg A 56, 58
IP4, T3, TP33
Copper chloride..... 8 UN2802 III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A .......
TP33
Copper cyanide...... 6.1 UN1587 II 6.1....... IB8, IP2, IP4, 153........... 204........ 242........ 25 kg 100 kg A 52
T3, TP33
Copper selenate, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Selenates or
Selenites.
Copper selenite, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Selenates or
Selenites.
Copper tetramine Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
nitrate.
A W Copra............... 4.2 UN1363 III 4.2....... IB8, IP3, IP7 None.......... 213........ 241........ Forbidden Forbidden A 13, 19,
48, 119
Cord, detonating, 1.1D UN0065 II 1.1D...... 102 63(a)......... 62......... None....... Forbidden Forbidden 07 .......
flexible.
Cord, detonating, 1.4D UN0289 II 1.4D...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
flexible.
Cord detonating or 1.2D UN0102 II 1.2D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Fuse detonating
metal clad.
Cord, detonating or 1.1D UN0290 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Fuse, detonating
metal clad.
Cord, detonating, 1.4D UN0104 II 1.4D...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
mild effect or
Fuse, detonating,
mild effect metal
clad.
Cord, igniter....... 1.4G UN0066 II 1.4G...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
Cordeau detonant ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
fuse, see Cord,
detonating, etc;
Cord, detonating,
flexible.
[[Page 177]]
Cordite, see Powder, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
smokeless.
G Corrosive, liquid, 8 UN3264 I 8......... A6, B10, T14, None.......... 201........ 243........ 0.5 L 2.5 L B 40.
acidic, inorganic, TP2, TP27
n.o.s.
II 8......... B2, IB2, T11, 154........... 202........ 242........ 1 L 30 L B 40.
TP2, TP27
III 8......... IB3, T7, TP1, 154........... 203........ 241........ 5 L 60 L A 40.
TP28
G Corrosive liquid, 8 UN3265 I 8......... A6, B10, T14, None.......... 201........ 243........ 0.5 L 2.5 L B 40
acidic, organic, TP2, TP27
n.o.s..
.................... ........... .................. II 8......... B2, IB2, T11, 154........... 202........ 242........ 1 L 30 L B 40
TP2, TP27
.................... ........... .................. III 8......... IB3, T7, TP1, 154........... 203........ 241........ 5 L 60 L A 40
TP28
G Corrosive liquid, 8 UN3266 I 8......... A6, T14, TP2, None.......... 201........ 243........ 0.5 L 2.5 L B 40, 52
basic, inorganic, TP27
n.o.s..
.................... ........... .................. II 8......... B2, IB2, T11, 154........... 202........ 242........ 1 L 30 L B 40, 52
TP2, TP27
.................... ........... .................. III 8......... IB3, T7, TP1, 154........... 203........ 241........ 5 L 60 L A 40, 52
TP28
G Corrosive liquid, 8 UN3267 I 8......... A6, B10, T14, None.......... 201........ 243........ 0.5 L 2.5 L B 40, 52
basic, organic, TP2, TP27
n.o.s..
.................... ........... .................. II 8......... B2, IB2, T11, 154........... 202........ 242........ 1 L 30 L B 40, 52
TP2, TP27
.................... ........... .................. III 8......... IB3, T7, TP1, 154........... 203........ 241........ 5 L 60 L A 40, 52
TP28
G Corrosive liquid, 8 UN3301 I 8, 4.2.... A6, B10 None.......... 201........ 243........ 0.5 L 2.5 L D .......
self-heating,
n.o.s..
.................... ........... .................. II 8, 4.2.... B2, IB1 154........... 202........ 242........ 1 L 30 L D .......
G Corrosive liquids, 8 UN2920 I 8, 3...... A6, B10, T14, None.......... 201........ 243........ 0.5 L 2.5 L C 25, 40
flammable, n.o.s.. TP2, TP27
.................... ........... .................. II 8, 3...... B2, IB2, T11, None.......... 202........ 243........ 1 L 30 L C 25, 40
TP2, TP27
G Corrosive liquids, 8 UN1760 I 8......... A6, A7, B10, None.......... 201........ 243........ 0.5 L 2.5 L B 40
n.o.s.. T14, TP2, TP27
.................... ........... .................. II 8......... B2, IB2, T11, 154........... 202........ 242........ 1 L 30 L B 40
TP2, TP27
.................... ........... .................. III 8......... IB3, T7, TP1, 154........... 203........ 241........ 5 L 60 L A 40
TP28
G Corrosive liquids, 8 UN3093 I 8, 5.1.... A6, A7 None.......... 201........ 243........ Forbidden 2.5 L C 89
oxidizing, n.o.s..
.................... ........... .................. II 8, 5.1.... A6, A7, IB2 None.......... 202........ 243........ 1 L 30 L C 89
G Corrosive liquids, 8 UN2922 I 8, 6.1.... A6, A7, B10, None.......... 201........ 243........ 0.5 L 2.5 L B 40
toxic, n.o.s.. T14, TP2, TP13,
TP27
II 8, 6.1.... B3, IB2, T7, TP2 154........... 202........ 243........ 1 L 30 L B 40
III 8, 6.1.... IB3, T7, TP1, 154........... 203........ 241........ 5 L 60 L B 40
TP28
G Corrosive liquids, 8 UN3094 I 8, 4.3.... A6, A7 None.......... 201........ 243........ Forbidden 1 L E .......
water-reactive,
n.o.s..
.................... ........... .................. II 8, 4.3.... A6, A7 None.......... 202........ 243........ 1 L 5 L E .......
[[Page 178]]
(1) (2)................. (3) (4) (5) (6)....... (7) (8A).......... (8B)....... (8C)....... (9A) (9B) (10A) (10B)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
G Corrosive solid, 8 UN3260 I 8......... IB7, IP1, T6, None.......... 211........ 242........ 1 kg 25 kg B .......
acidic, inorganic, TP33
n.o.s..
.................... ........... .................. II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg B .......
T3, TP33
.................... ........... .................. III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A .......
TP33
G Corrosive solid, 8 UN3261 I 8......... IB7, IP1, T6, None.......... 211........ 242........ 1 kg 25 kg B .......
acidic, organic, TP33
n.o.s..
.................... ........... .................. II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg B .......
T3, TP33
.................... ........... .................. III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A .......
TP33
G Corrosive solid, 8 UN3262 I 8......... IB7, IP1, T6, None.......... 211........ 242........ 1 kg 25 kg B 52
basic, inorganic, TP33
n.o.s..
.................... ........... .................. II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg B 52
T3, TP33
.................... ........... .................. III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A 52
TP33
G Corrosive solid, 8 UN3263 I 8......... IB7, IP1, T6, None.......... 211........ 242........ 1 kg 25 kg B 52
basic, organic, TP33
n.o.s..
.................... ........... .................. II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg B 52
T3, TP33
.................... ........... .................. III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A 52
TP33
G Corrosive solids, 8 UN2921 I 8, 4.1.... IB6, T6, TP33 None.......... 211........ 242........ 1 kg 25 kg B 12, 25
flammable, n.o.s..
.................... ........... .................. II 8, 4.1.... IB8, IP2, IP4, None.......... 212........ 242........ 15 kg 50 kg B 12, 25
T3, TP33
G Corrosive solids, 8 UN1759 I 8......... IB7, IP1, T6, None.......... 211........ 242........ 1 kg 25 kg B .......
n.o.s.. TP33
.................... ........... .................. II 8......... 128, IB8, IP2, 154........... 212........ 240........ 15 kg 50 kg A .......
IP4, T3, TP33
.................... ........... .................. III 8......... 128, IB8, IP3, 154........... 213........ 240........ 25 kg 100 kg A .......
T1, TP33
G Corrosive solids, 8 UN3084 I 8, 5.1.... T6, TP33 None.......... 211........ 242........ 1 kg 25 kg C .......
oxidizing, n.o.s..
.................... ........... .................. II 8, 5.1.... IB6, IP2, T3, None.......... 212........ 242........ 15 kg 50 kg C .......
TP33
[[Page 179]]
G Corrosive solids, 8 UN3095 I 8, 4.2.... T6, TP33 None.......... 211........ 243........ 1 kg 25 kg C .......
self-heating,
n.o.s..
.................... ........... .................. II 8, 4.2.... IB6, IP2, T3, None.......... 212........ 242........ 15 kg 50 kg C .......
TP33
G Corrosive solids, 8 UN2923 I 8, 6.1.... IB7, T6, TP33 None.......... 211........ 242........ 1 kg 25 kg B 40
toxic, n.o.s..
.................... ........... .................. II 8, 6.1.... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg B 40
T3, TP33
.................... ........... .................. III 8, 6.1.... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg B 40, 95
TP33
G Corrosive solids, 8 UN3096 I 8, 4.3.... IB4, IP1, T6, None.......... 211........ 243........ 1 kg 25 kg D .......
water-reactive, TP33
n.o.s..
.................... ........... .................. II 8, 4.3.... IB6, IP2, T3, None.......... 212........ 242........ 15 kg 50 kg D .......
TP33
D W Cotton.............. 9 NA1365 ....... 9......... 137, IB8, IP2, None.......... None....... None....... No limit No limit A .......
IP4, W41
A W Cotton waste, oily.. 4.2 UN1364 III 4.2....... IB8, IP3, IP7 None.......... 213........ None....... Forbidden Forbidden A 54
A I W Cotton, wet......... 4.2 UN1365 III 4.2....... IB8, IP3, IP7 None.......... 204........ 241........ Forbidden Forbidden A .......
Coumarin derivative 3 UN3024 I 3, 6.1.... T14, TP2, TP13, None.......... 201........ 243........ Forbidden 30 L B 40
pesticides, liquid, TP27
flammable, toxic,
flash point less
than 23 degrees C.
.................... ........... .................. II 3, 6.1.... IB2, T11, TP2, 150........... 202........ 243........ 1 L 60 L B 40
TP13, TP27
Coumarin derivative 6.1 UN3026 I 6.1....... T14, TP2, TP13, None.......... 201........ 243........ 1 L 30 L B 40
pesticides, liquid, TP27
toxic.
.................... ........... .................. II 6.1....... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L B 40
TP27
.................... ........... .................. III 6.1....... IB3, T7, TP1, 153........... 203........ 241........ 60 L 220 L A 40
TP28
Coumarin derivative 6.1 UN3025 I 6.1, 3.... T14, TP2, TP13, None.......... 201........ 243........ 1 L 30 L B 40
pesticides, liquid, TP27
toxic, flammable,
flash point not
less than 23
degrees C.
.................... ........... .................. II 6.1, 3.... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L B 40
TP13, TP27
.................... ........... .................. III 6.1, 3.... B1, IB3, T7, 153........... 203........ 242........ 60 L 220 L A 40
TP1, TP28
Coumarin derivative 6.1 UN3027 I 6.1....... IB7, IP1, T6, None.......... 211........ 242........ 5 kg 50 kg A 40
pesticides, solid, TP33
toxic.
.................... ........... .................. II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 40
T3, TP33
.................... ........... .................. III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A 40
TP33
Cresols, liquid..... 6.1 UN2076 II 6.1, 8.... IB2, IP2, IP4, 153........... 202........ 243........ 1 L 30 L B .......
T7, TP2
Cresols, solid...... 6.1 UN3455 II 6.1, 8.... IB8, IP2, IP4, 153........... 212........ 242........ 15 kg 50 kg B .......
T3, TP33
Cresylic acid....... 6.1 UN2022 II 6.1, 8.... IB2, T7, TP2, 153........... 202........ 243........ 1 L 30 L B .......
TP13
[[Page 180]]
(1) (2)................. (3) (4) (5) (6)....... (7) (8A).......... (8B)....... (8C)....... (9A) (9B) (10A) (10B)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Crotonaldehyde or 6.1 UN1143 I 6.1, 3.... 2, 175, B9, B14, None.......... 227........ 244........ Forbidden Forbidden B 40
Crotonaldehyde, B32, B74, B77,
stabilized. T20, TP2, TP13,
TP38, TP45
Crotonic acid, 8 UN3472 III 8......... IB8, T1 154........... 203........ 241........ 5 L 60 L A 12.
liquid.
Crotonic acid, solid 8 UN2823 III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A 12.
TP33
Crotonylene......... 3 UN1144 I 3......... T11, TP2 150........... 201........ 243........ 1 L 30 L E .......
Cupriethylenediamine 8 UN1761 II 8, 6.1.... IB2, T7, TP2 154........... 202........ 243........ 1 L 30 L A .......
solution.
.................... ........... .................. III 8, 6.1.... IB3, T7, TP1, 154........... 203........ 242........ 5 L 60 L A 95
TP28
Cutters, cable, 1.4S UN0070 II 1.4S...... ................ None.......... 62......... None....... 25 kg 100 kg 05 .......
explosive.
Cyanide or cyanide ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
mixtures, dry, see
Cyanides,
inorganic, solid,
n.o.s..
Cyanide solutions, 6.1 UN1935 I 6.1....... B37, T14, TP2, None.......... 201........ 243........ 1 L 30 L B 40, 52
n.o.s.. TP13, TP27
.................... ........... .................. II 6.1....... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L A 40, 52
TP13, TP27
.................... ........... .................. III 6.1....... IB3, T7, TP2, 153........... 203........ 241........ 60 L 220 L A 40, 52
TP13, TP28
Cyanides, inorganic, 6.1 UN1588 I 6.1....... IB7, IP1, N74, None.......... 211........ 242........ 5 kg 50 kg A 52
solid, n.o.s.. N75, T6, TP33
.................... ........... .................. II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 52
N74, N75, T3,
TP33
.................... ........... .................. III 6.1....... IB8, IP3, N74, 153........... 213........ 240........ 100 kg 200 kg A 52
N75, T1, TP33
Cyanogen............ 2.3 UN1026 ....... 2.3, 2.1.. 2 None.......... 304........ 245........ Forbidden Forbidden D 40
Cyanogen bromide.... 6.1 UN1889 I 6.1, 8.... A6, A8, T6, TP33 None.......... 211........ 242........ 1 kg 15 kg D 40
Cyanogen chloride, 2.3 UN1589 ....... 2.3, 8.... 1 None.......... 192........ 245........ Forbidden Forbidden D 40
stabilized.
Cyanuric chloride... 8 UN2670 II 8......... IB8, IP2, IP4, None.......... 212........ 240........ 15 kg 50 kg A 12, 40
T3, TP33
Cyanuric triazide... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Cyclobutane......... 2.1 UN2601 ....... 2.1....... ................ 306........... 304........ 314, 315... Forbidden 150 kg B 40
[[Page 181]]
Cyclobutyl 6.1 UN2744 II 6.1, 8, 3. IB1, T7, TP2, 153........... 202........ 243........ 1 L 30 L A 12, 13,
chloroformate. TP13 21, 25,
40, 100
1,5,9- 6.1 UN2518 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A 40
Cyclododecatriene.
Cycloheptane........ 3 UN2241 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
Cycloheptatriene.... 3 UN2603 II 3, 6.1.... IB2, T7, TP1, 150........... 202........ 243........ 1 L 60 L E 40
TP13
Cycloheptene........ 3 UN2242 II 3......... B1, IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Cyclohexane......... 3 UN1145 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L E .......
Cyclohexanone....... 3 UN1915 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Cyclohexene......... 3 UN2256 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L E .......
Cyclohexenyltrichlor 8 UN1762 II 8......... A7, B2, IB2, None.......... 202........ 242........ Forbidden 30 L C 40
osilane. N34, T7, TP2,
TP13
Cyclohexyl acetate.. 3 UN2243 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Cyclohexyl 6.1 UN2488 I 6.1, 3.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
isocyanate. B74, B77, T20,
TP2, TP13, TP38,
TP45
Cyclohexyl mercaptan 3 UN3054 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A 40, 95
Cyclohexylamine..... 8 UN2357 II 8, 3...... IB2, T7, TP2 None.......... 202........ 243........ 1 L 30 L A 40
Cyclohexyltrichloros 8 UN1763 II 8......... A7, B2, IB2, None.......... 202........ 242........ Forbidden 30 L C 40
ilane. N34, T7, TP2,
TP13
Cyclonite and ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
cyclotetramethylene
tetranitramine
mixtures, wetted or
desensitized see
RDX and HMX
mixtures, wetted or
desensitized etc.
Cyclonite and HMX ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
mixtures, wetted or
desensitized see
RDX and HMX
mixtures, wetted or
desensitized etc.
Cyclonite and ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
octogen mixtures,
wetted or
desensitized see
RDX and HMX
mixtures, wetted or
desensitized etc.
Cyclonite, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Cyclotrimethylenetr
initramine, etc.
Cyclooctadiene ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
phosphines, see 9-
Phosphabicyclononan
es.
Cyclooctadienes..... 3 UN2520 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Cyclooctatetraene... 3 UN2358 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Cyclopentane........ 3 UN1146 II 3......... IB2, T7, TP1 150........... 202........ 242........ 5 L 60 L E .......
Cyclopentane, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
methyl, see
Methylcyclopentane.
Cyclopentanol....... 3 UN2244 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Cyclopentanone...... 3 UN2245 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
[[Page 182]]
(1) (2)................. (3) (4) (5) (6)....... (7) (8A).......... (8B)....... (8C)....... (9A) (9B) (10A) (10B)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Cyclopentene........ 3 UN2246 II 3......... IB2, IP8, T7, 150........... 202........ 242........ 5 L 60 L E .......
TP2
Cyclopropane........ 2.1 UN1027 ....... 2.1....... T50 306........... 304........ 314, 315... Forbidden 150 kg E 40
Cyclotetramethylene Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
tetranitramine (dry
or unphlegmatized)
(HMX).
Cyclotetramethylenet 1.1D UN0484 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
etranitramine,
desensitized or
Octogen,
desensitized or
HMX, desensitized.
Cyclotetramethylenet 1.1D UN0226 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
etranitramine,
wetted or HMX,
wetted or Octogen,
wetted with not
less than 15
percent water, by
mass.
Cyclotrimethylenenit ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
ramine and octogen,
mixtures, wetted or
desensitized see
RDX and HMX
mixtures, wetted or
desensitized, etc.
Cyclotrimethylenetri ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
nitramine and
cyclotetramethylene
tetranitramine
mixtures, wetted or
desensitized see
RDX and HMX
mixtures, wetted or
desensitized etc.
Cyclotrimethylenetri ........... .......... .............. ........... ........... ........... ........... .......
nitramine and HMX
mixtures, wetted or
desensitized see
RDX and HMX
mixtures, wetted or
desensitized etc.
Cyclotrimethylenetri 1.1D UN0483 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
nitramine,
desensitized or
Cyclonite,
desensitized or
Hexogen,
desensitized or
RDX, desensitized.
[[Page 183]]
Cyclotrimethylenetri 1.1D UN0072 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
nitramine, wetted
or Cyclonite,
wetted or Hexogen,
wetted or RDX,
wetted with not
less than 15
percent water by
mass.
Cymenes............. 3 UN2046 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Dangerous Goods in 9 UN3363 ....... .......... 136, A105 None.......... 222........ None....... See A105 See A105 A.
Machinery or
Dangerous Goods in
Apparatus.
Decaborane.......... 4.1 UN1868 II 4.1, 6.1.. A19, A20, IB6, None.......... 212........ None....... Forbidden 50 kg A 74
IP2, T3, TP33
Decahydronaphthalene 3 UN1147 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
n-Decane............ 3 UN2247 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Deflagrating metal 1.3C UN0132 II 1.3C...... ................ None.......... 62......... None....... Forbidden Forbidden 10 5E
salts of aromatic
nitroderivatives,
n.o.s..
Delay electric ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
igniter, see
Igniters.
D Denatured alcohol... 3 NA1987 II 3......... 172, T8 150........... 202........ 242........ 5 L 60 L B .......
........... .................. III 3......... 172, B1, T7 150........... 203........ 242........ 60 L 220 L A .......
Depth charges, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Charges, depth.
G Desensitized 3 UN3379 I 3......... 164 None.......... 201........ None....... Forbidden Forbidden D 36
explosive, liquid,
n.o.s..
G Desensitized 4.1 UN3380 I 4.1....... 164 None.......... 211........ None....... Forbidden Forbidden D 28, 36
explosive, solid,
n.o.s..
Detonating relays, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Detonators, etc.
Detonator 1.1B UN0360 II 1.1B...... ................ None.......... 62......... None....... Forbidden Forbidden 11 .......
assemblies, non-
electric for
blasting.
Detonator 1.4B UN0361 II 1.4B...... 103 63(f), 63(g).. 62......... None....... Forbidden 75 kg 06 .......
assemblies, non-
electric, for
blasting.
Detonator, 1.4S UN0500 II 1.4S...... ................ 63(f), 63(g).. 62......... None....... 25 kg 100 kg 05 .......
assemblies, non-
electric for
blasting.
Detonators, 1.1B UN0030 II 1.1B...... ................ 63(f), 63(g).. 62......... None....... Forbidden Forbidden 11 .......
electric, for
blasting.
Detonators, 1.4B UN0255 II 1.4B...... 103 63(f), 63(g).. 62......... None....... Forbidden 75 kg 06 .......
electric, for
blasting.
Detonators, electric 1.4S UN0456 II 1.4S...... ................ 63(f), 63(g).. 62......... None....... 25 kg 100 kg 05 .......
for blasting.
Detonators for 1.1B UN0073 II 1.1B...... ................ None.......... 62......... None....... Forbidden Forbidden 11 .......
ammunition.
Detonators for 1.2B UN0364 II 1.2B...... ................ None.......... 62......... None....... Forbidden Forbidden 11 .......
ammunition.
Detonators for 1.4B UN0365 II 1.4B...... 103 None.......... 62......... None....... Forbidden 75 kg 06 .......
ammunition.
Detonators for 1.4S UN0366 II 1.4S...... ................ None.......... 62......... None....... 25 kg 100 kg 05 .......
ammunition.
Detonators, non- 1.1B UN0029 II 1.1B...... ................ None.......... 62......... None....... Forbidden Forbidden 11 .......
electric, for
blasting.
Detonators, non- 1.4B UN0267 II 1.4B...... 103 63(f), 63(g).. 62......... None....... Forbidden 75 kg 06 .......
electric, for
blasting.
Detonators, non- 1.4S UN0455 II 1.4S...... ................ 63(f), 63(g), 62......... None....... 25 kg 100 kg 05 .......
electric, for
blasting.
Deuterium, 2.1 UN1957 ....... 2.1....... N89 306........... 302........ None....... Forbidden 150 kg E 40
compressed.
[[Page 184]]
(1) (2)................. (3) (4) (5) (6)....... (7) (8A).......... (8B)....... (8C)....... (9A) (9B) (10A) (10B)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Devices, small, 2.1 UN3150 ....... 2.1....... ................ 306........... 304........ None....... 1 kg 15 kg B 40
hydrocarbon gas
powered or
Hydrocarbon gas
refills for small
devices with
release device.
Di-n-amylamine...... 3 UN2841 III 3, 6.1.... B1, IB3, T4, TP1 150........... 203........ 242........ 60 L 220 L A .......
Di-n-butyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxydicarbonate,
with more than 52
percent in solution.
Di-n-butylamine..... 8 UN2248 II 8, 3...... IB2, T7, TP2 None.......... 202........ 243........ 1 L 30 L A .......
2,2-Di-(tert- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
butylperoxy)
butane, with more
than 55 percent in
solution.
Di-(tert- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
butylperoxy)
phthalate, with
more than 55
percent in solution.
2,2-Di-(4,4-di-tert- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
butylperoxycyclohex
yl) propane, with
more than 42
percent with inert
solid.
Di-2,4- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dichlorobenzoyl
peroxide, with more
than 75 percent
with water.
1,2-Di- 3 UN2372 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
(dimethylamino)etha
ne.
Di-2-ethylhexyl ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
phosphoric acid,
see Diisooctyl acid
phosphate.
Di-(1- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
hydroxytetrazole)
(dry).
Di-(1-naphthoyl) Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxide.
a,a'-Di-(nitroxy) Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
methylether.
Di-(beta- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
nitroxyethyl)
ammonium nitrate.
Diacetone alcohol... 3 UN1148 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
.................... ........... .................. III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
[[Page 185]]
Diacetone alcohol Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxides, with
more than 57
percent in solution
with more than 9
percent hydrogen
peroxide, less than
26 percent
diacetone alcohol
and less than 9
percent water;
total active oxygen
content more than 9
percent by mass.
Diacetyl, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Butanedione.
Diacetyl peroxide, Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
solid, or with more
than 25 percent in
solution.
Diallylamine........ 3 UN2359 II 3, 6.1, 8. IB2, T7, TP1 150........... 202........ 243........ 1 L 5 L B 21, 40,
100
Diallylether........ 3 UN2360 II 3, 6.1.... IB2, N12, T7, 150........... 202........ 243........ 1 L 60 L E 40
TP1, TP13
4,4'-Diaminodiphenyl 6.1 UN2651 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
methane. TP33
p-Diazidobenzene.... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
1,2-Diazidoethane... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
1,1'- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Diazoaminonaphthale
ne.
Diazoaminotetrazole Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(dry).
Diazodinitrophenol Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(dry).
Diazodinitrophenol, 1.1A UN0074 II 1.1A...... 111, 117 None.......... 62......... None....... Forbidden Forbidden 12 .......
wetted with not
less than 40
percent water or
mixture of alcohol
and water, by mass.
Diazodiphenylmethane Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Diazonium nitrates Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(dry).
Diazonium Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
perchlorates (dry).
1,3-Diazopropane.... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Dibenzyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxydicarbonate,
with more than 87
percent with water.
Dibenzyldichlorosila 8 UN2434 II 8......... B2, IB2, T7, 154........... 202........ 242........ 1 L 30 L C 40
ne. TP2, TP13
Diborane............ 2.3 UN1911 ....... 2.3, 2.1.. 1, N89 None.......... 302........ None....... Forbidden Forbidden D 40, 57
D Diborane mixtures... 2.1 NA1911 ....... 2.1....... 5 None.......... 302........ 245........ Forbidden Forbidden D 40, 57
Dibromoacetylene.... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
1,2-Dibromobutan-3- 6.1 UN2648 II 6.1....... IB2 153........... 202........ 243........ 5 L 60 L B 40
one.
Dibromochloropropane 6.1 UN2872 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A .......
.................... ........... .................. III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
A Dibromodifluorometha 9 UN1941 III None...... T11, TP2 155........... 203........ 241........ 100 L 220 L A 25
ne, R12B2.
1,2-Dibromoethane, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Ethylene
dibromide.
Dibromomethane...... 6.1 UN2664 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
Dibutyl ethers...... 3 UN1149 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Dibutylaminoethanol. 6.1 UN2873 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
[[Page 186]]
(1) (2)................. (3) (4) (5) (6)....... (7) (8A).......... (8B)....... (8C)....... (9A) (9B) (10A) (10B)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
N,N'- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Dichlorazodicarbona
midine (salts of)
(dry).
1,1-Dichloro-1- 6.1 UN2650 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A 12, 40,
nitroethane. 74
D 3,5-Dichloro-2,4,6- 6.1 NA9264 I 6.1....... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden A 40
trifluoropyridine. B74, T20, TP4,
TP12, TP13,
TP38, TP45
Dichloroacetic acid. 8 UN1764 II 8......... A3, A6, A7, B2, 154........... 202........ 242........ 1 L 30 L A .......
IB2, N34, T8,
TP2, TP12
1,3-Dichloroacetone. 6.1 UN2649 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg B 12, 40
T3, TP33
Dichloroacetyl 8 UN1765 II 8......... A3, A6, A7, B2, 154........... 202........ 242........ 1 L 30 L D 40
chloride. B6, IB2, N34,
T7, TP2
Dichloroacetylene... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
+ Dichloroanilines, 6.1 UN1590 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A 40
liquid.
Dichloroanilines, 6.1 UN3442 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 40
solid. T3, TP33
+ o-Dichlorobenzene... 6.1 UN1591 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
2,2'-Dichlorodiethyl 6.1 UN1916 II 6.1, 3.... IB2, N33, N34, 153........... 202........ 243........ 5 L 60 L A .......
ether. T7, TP2
Dichlorodifluorometh 2.2 UN2602 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
ane and
difluoroethane
azeotropic mixture
or Refrigerant gas
R 500 with
approximately 74
percent
dichlorodifluoromet
hane.
Dichlorodifluorometh 2.2 UN1028 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
ane or Refrigerant
gas R 12.
Dichlorodimethyl 6.1 UN2249 I 6.1, 3.... ................ None.......... 201........ 243........ Forbidden Forbidden ............ 40
ether, symmetrical.
1,1-Dichloroethane.. 3 UN2362 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
1,2-Dichloroethane, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Ethylene
dichloride.
Dichloroethyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
sulfide.
1,2-Dichloroethylene 3 UN1150 II 3......... IB2, T7, TP2 150........... 202........ 242........ 5 L 60 L B .......
[[Page 187]]
Dichlorofluoromethan 2.2 UN1029 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
e or Refrigerant
gas R21.
Dichloroisocyanuric 5.1 UN2465 II 5.1....... 28, IB8, IP4, 152........... 212........ 240........ 5 kg 25 kg A 13
acid, dry or T3, TP33
Dichloroisocyanuric
acid salts.
Dichloroisopropyl 6.1 UN2490 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L B .......
ether.
Dichloromethane..... 6.1 UN1593 III 6.1....... IB3, IP8, N36, 153........... 203........ 241........ 60 L 220 L A .......
T7, TP2
Dichloropentanes.... 3 UN1152 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Dichlorophenyl 6.1 UN2250 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg B 25, 40,
isocyanates. T3, TP33 48
Dichlorophenyltrichl 8 UN1766 II 8......... A7, B2, B6, IB2, None.......... 202........ 242........ Forbidden 30 L C 40
orosilane. N34, T7, TP2,
TP13
1,2-Dichloropropane. 3 UN1279 II 3......... IB2, N36, T4, 150........... 202........ 242........ 5 L 60 L B .......
TP1
1,3-Dichloropropanol- 6.1 UN2750 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A 12, 40
2.
Dichloropropene and ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
propylene
dichloride mixture,
see 1,2-
Dichloropropane.
Dichloropropenes.... 3 UN2047 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
.................... ........... .................. III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Dichlorosilane...... 2.3 UN2189 ....... 2.3, 2.1, 2, B9, B14 None.......... 304........ 314, 315... Forbidden Forbidden D 17, 40
8.
1,2-Dichloro-1,1,2,2- 2.2 UN1958 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
tetrafluoroethane
or Refrigerant gas
R 114.
Dichlorovinylchloroa Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
rsine.
Dicycloheptadiene, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Bicyclo [2,2,1]
hepta-2,5-diene,
stabilized.
Dicyclohexylamine... 8 UN2565 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
Dicyclohexylammonium 4.1 UN2687 III 4.1....... IB8, IP3, T1, 151........... 213........ 240........ 25 kg 100 kg A 48
nitrite. TP33
Dicyclopentadiene... 3 UN2048 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Didymium nitrate.... 5.1 UN1465 III 5.1....... A1, IB8, IP3, 152........... 213........ 240........ 25 kg 100 kg A .......
T1, TP33
D Diesel fuel......... 3 NA1993 III None...... 144, B1, IB3, 150........... 203........ 242........ 60 L 220 L A .......
T4, TP1, TP29
I Diesel fuel......... 3 UN1202 III 3......... 144, B1, IB3, 150........... 203........ 242........ 60 L 220 L A .......
T2, TP1
Diethanol Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
nitrosamine
dinitrate (dry).
Diethoxymethane..... 3 UN2373 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L E .......
3,3-Diethoxypropene. 3 UN2374 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Diethyl carbonate... 3 UN2366 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Diethyl cellosolve, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Ethylene glycol
diethyl ether.
Diethyl ether or 3 UN1155 I 3......... T11, TP2 150........... 201........ 243........ 1 L 30 L E 40
Ethyl ether.
Diethyl ketone...... 3 UN1156 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Diethyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxydicarbonate,
with more than 27
percent in solution.
[[Page 188]]
Diethyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxydicarbonate,
with more than 27
percent in solution.
Diethyl sulfate..... 6.1 UN1594 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L C .......
Diethyl sulfide..... 3 UN2375 II 3......... IB2, T7, TP1, None.......... 202........ 243........ 5 L 60 L E .......
TP13
Diethylamine........ 3 UN1154 II 3, 8...... A3, IB2, N34, 150........... 202........ 243........ 1 L 5 L E 40
T7, TP1
2- 8 UN2686 II 8, 3...... B2, IB2, T7, TP2 None.......... 202........ 243........ 1 L 30 L A .......
Diethylaminoethanol.
3-Diethyamino- 3 UN2684 III 3, 8...... B1, IB3, T4, TP1 150........... 203........ 242........ 5 L 60 L A .......
propylamine..
+ N, N-Diethylaniline. 6.1 UN2432 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
Diethylbenzene...... 3 UN2049 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Diethyldichlorosilan 8 UN1767 II 8, 3...... A7, B6, IB2, None.......... 202........ 243........ Forbidden 30 L C 40
e. N34, T7, TP2,
TP13
Diethylene glycol Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dinitrate.
Diethyleneglycol 1.1D UN0075 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 13 21E
dinitrate,
desensitized with
not less than 25
percent non-
volatile water-
insoluble
phlegmatizer, by
mass.
Diethylenetriamine.. 8 UN2079 II 8......... B2, IB2, T7, TP2 154........... 202........ 242........ 1 L 30 L A 40, 52
N,N- 8 UN2685 II 8, 3...... IB2, T7, TP2 None.......... 202........ 243........ 1 L 30 L A .......
Diethylethylenediam
ine.
Diethylgold bromide. Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Diethylthiophosphory 8 UN2751 II 8......... B2, IB2, T7, TP2 None.......... 212........ 240........ 15 kg 50 kg D 12, 40
l chloride.
Diethylzinc......... 4.2 UN1366 I 4.2, 4.3.. 173, B11, T21, None.......... 181........ 244........ Forbidden Forbidden D 18
TP2, TP7
Difluorochloroethane ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
s, see 1-Chloro-1,1-
difluoroethanes.
1,1-Difluoroethane 2.1 UN1030 ....... 2.1....... T50 306........... 304........ 314, 315... Forbidden 150 kg B 40
or Refrigerant gas
R 152a.
1,1-Difluoroethylene 2.1 UN1959 ....... 2.1....... ................ 306........... 304........ None....... Forbidden 150 kg E 40
or Refrigerant gas
R 1132a.
Difluoromethane or 2.1 UN3252 ....... 2.1....... T50 306........... 302........ 314, 315... Forbidden 150 kg D 40
Refrigerant gas R
32.
Difluorophosphoric 8 UN1768 II 8......... A6, A7, B2, IB2, None.......... 202........ 242........ 1 L 30 L A 40
acid, anhydrous. N5, N34, T8,
TP2, TP12
2,3-Dihydropyran.... 3 UN2376 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
[[Page 189]]
1,8-Dihydroxy- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
2,4,5,7-
tetranitroanthraqui
none (chrysamminic
acid).
Diiodoacetylene..... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Diisobutyl ketone... 3 UN1157 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Diisobutylamine..... 3 UN2361 III 3, 8...... B1, IB3, T4, TP1 150........... 203........ 242........ 5 L 60 L A .......
Diisobutylene, 3 UN2050 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
isomeric compounds.
Diisooctyl acid 8 UN1902 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
phosphate.
Diisopropyl ether... 3 UN1159 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L E 40
Diisopropylamine.... 3 UN1158 II 3, 8...... IB2, T7, TP1 150........... 202........ 243........ 1 L 5 L B .......
Diisopropylbenzene Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
hydroperoxide, with
more than 72
percent in solution.
Diketene, stabilized 6.1 UN2521 I 6.1, 3.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 26, 27,
B74, T20, TP2, 40
TP13, TP38, TP45
1,2-Dimethoxyethane. 3 UN2252 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
1,1-Dimethoxyethane. 3 UN2377 II 3......... IB2, T7, TP1 150........... 202........ 242........ 5 L 60 L B .......
Dimethyl carbonate.. 3 UN1161 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Dimethyl ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
chlorothiophosphate
, see Dimethyl
thiophosphoryl
chloride.
2,5-Dimethyl-2,5- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dihydroperoxy
hexane, with more
than 82 percent
with water.
Dimethyl disulfide.. 3 UN2381 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
Dimethyl ether...... 2.1 UN1033 ....... 2.1....... T50 306........... 304........ 314, 315... Forbidden 150 kg B 40
Dimethyl-N- 3 UN2266 II 3, 8...... IB2, T7, TP2, 150........... 202........ 243........ 1 L 5 L B 40
propylamine. TP13
Dimethyl sulfate.... 6.1 UN1595 I 6.1, 8.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
B74, B77, T20,
TP2, TP13, TP38,
TP45
Dimethyl sulfide.... 3 UN1164 II 3......... IB2, IP8, T7, 150........... 202........ 242........ 5 L 60 L E 40
TP2
Dimethyl 6.1 UN2267 II 6.1, 8.... IB2, T7, TP2 153........... 202........ 243........ 1 L 30 L B 25
thiophosphoryl
chloride.
Dimethylamine, 2.1 UN1032 ....... 2.1....... N87, T50 None.......... 304........ 314, 315... Forbidden 150 kg D 40
anhydrous.
Dimethylamine 3 UN1160 II 3, 8...... IB2, T7, TP1 150........... 202........ 243........ 1 L 5 L B 52.
solution.
2- 3 UN2378 II 3, 6.1.... IB2, T7, TP1 150........... 202........ 243........ 1 L 60 L A 40, 52
Dimethylaminoaceton
itrile.
2- 8 UN2051 II 8, 3...... B2, IB2, T7, TP2 154........... 202........ 243........ 1 L 30 L A .......
Dimethylaminoethano
l.
2-Dimethylaminoethyl 6.1 UN3302 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L D 25
acrylate.
2-Dimethylaminoethyl 6.1 UN2522 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L B 40
methacrylate.
N,N-Dimethylaniline. 6.1 UN2253 II 6.1....... IB1, T7, TP2 153........... 202........ 243........ 5 L 60 L A .......
2,3-Dimethylbutane.. 3 UN2457 II 3......... IB2, T7, TP1 150........... 202........ 242........ 5 L 60 L E .......
1, 3- 3 UN2379 II 3, 8...... IB2, T7, TP1 150........... 202........ 243........ 1 L 5 L B 52.
Dimethylbutylamine.
Dimethylcarbamoyl 8 UN2262 II 8......... B2, IB2, T7, TP2 154........... 202........ 242........ 1 L 30 L A 40
chloride.
[[Page 190]]
Dimethylcyclohexanes 3 UN2263 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
N,N- 8 UN2264 II 8, 3...... B2, IB2, T7, TP2 154........... 202........ 243........ 1 L 30 L A 40
Dimethylcyclohexyla
mine.
Dimethyldichlorosila 3 UN1162 II 3, 8...... B77, IB2, T7, None.......... 202........ 243........ Forbidden Forbidden B 40
ne. TP2, TP13
Dimethyldiethoxysila 3 UN2380 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
ne.
Dimethyldioxanes.... 3 UN2707 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
.................... ........... .................. III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
N,N- 3 UN2265 III 3......... B1, IB3, T2, TP2 150........... 203........ 242........ 60 L 220 L A .......
Dimethylformamide.
Dimethylhexane Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dihydroperoxide
(dry).
Dimethylhydrazine, 6.1 UN2382 I 6.1, 3.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40, 52,
symmetrical. B74, B77, T20, 74.
TP2, TP13, TP38,
TP45
Dimethylhydrazine, 6.1 UN1163 I 6.1, 3, 8. 2, B7, B9, B14, None.......... 227........ 244........ Forbidden Forbidden D 21, 38,
unsymmetrical. B32, B74, T20, 40, 52,
TP2, TP13, TP38, 100.
TP45
2,2-Dimethylpropane. 2.1 UN2044 ....... 2.1....... ................ 306........... 304........ 314, 315... Forbidden 150 kg E 40
Dimethylzinc........ 4.2 UN1370 I 4.2, 4.3.. 173, B11, B16, None.......... 181........ 244........ Forbidden Forbidden D 18
T21, TP2, TP7
Dinitro-o-cresol.... 6.1 UN1598 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
1,3-Dinitro-5,5- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dimethyl hydantoin.
Dinitro-7,8- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dimethylglycoluril
(dry).
1,3-Dinitro-4,5- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dinitrosobenzene.
1,4-Dinitro-1,1,4,4- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
tetramethylolbutane
tetranitrate (dry).
2,4-Dinitro-1,3,5- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
trimethylbenzene.
Dinitroanilines..... 6.1 UN1596 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 91
T3, TP33
Dinitrobenzenes, 6.1 UN1597 II 6.1....... 11, IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A 91
liquid.
.................... ........... .................. III 6.1....... 11, IB3, T7, TP2 153........... 203........ 241........ 60 L 220 L A 91
Dinitrobenzenes, 6.1 UN3443 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 91
solid. T3, TP33
[[Page 191]]
Dinitrochlorobenzene ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
, see
Chlorodinitrobenzen
e.
1,2-Dinitroethane... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
1,1-Dinitroethane Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(dry).
Dinitrogen tetroxide 2.3 UN1067 ....... 2.3, 5.1, 1, B7, B14, B45, None.......... 336........ 314........ Forbidden Forbidden D 40, 89,
8. B46, B61, B66, 90
B67, B77, T50,
TP21
Dinitroglycoluril or 1.1D UN0489 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
Dingu.
Dinitromethane...... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Dinitrophenol, dry 1.1D UN0076 II 1.1D, 6.1. ................ None.......... 62......... None....... Forbidden Forbidden 10 5E
or wetted with less
than 15 percent
water, by mass.
Dinitrophenol 6.1 UN1599 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A 36
solutions.
.................... ........... .................. III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A 36
Dinitrophenol, 4.1 UN1320 I 4.1, 6.1.. 23, A8, A19, None.......... 211........ None....... 1 kg 15 kg E 28, 36
wetted with not A20, N41
less than 15
percent water, by
mass.
Dinitrophenolates 1.3C UN0077 II 1.3C, 6.1. ................ None.......... 62......... None....... Forbidden Forbidden 10 5E
alkali metals, dry
or wetted with less
than 15 percent
water, by mass.
Dinitrophenolates, 4.1 UN1321 I 4.1, 6.1.. 23, A8, A19, None.......... 211........ None....... 1 kg 15 kg E 28, 36
wetted with not A20, N41
less than 15
percent water, by
mass.
Dinitropropylene Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
glycol.
Dinitroresorcinol, 1.1D UN0078 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 5E
dry or wetted with
less than 15
percent water, by
mass.
2,4- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Dinitroresorcinol
(heavy metal salts
of) (dry).
4,6- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Dinitroresorcinol
(heavy metal salts
of) (dry).
Dinitroresorcinol, 4.1 UN1322 I 4.1....... 23, A8, A19, None.......... 211........ None....... 1 kg 15 kg E 28, 36
wetted with not A20, N41
less than 15
percent water, by
mass.
3,5-Dinitrosalicylic Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
acid (lead salt)
(dry).
Dinitrosobenzene.... 1.3C UN0406 II 1.3C...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
Dinitrosobenzylamidi Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
ne and salts of
(dry).
2,2-Dinitrostilbene. Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Dinitrotoluenes, 6.1 UN2038 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A .......
liquid.
Dinitrotoluenes, 6.1 UN1600 II 6.1....... T7, TP3 None.......... 202........ 243........ Forbidden Forbidden C .......
molten.
Dinitrotoluenes, 6.1 UN3454 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
solid. T3, TP33
1,9-Dinitroxy Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
pentamethylene-2,4,
6,8-tetramine (dry).
Dioxane............. 3 UN1165 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Dioxolane........... 3 UN1166 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
Dipentene........... 3 UN2052 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
[[Page 192]]
Diphenylamine 6.1 UN1698 I 6.1....... T6, TP33 None.......... 201........ None....... Forbidden Forbidden D 40
chloroarsine.
Diphenylchloroarsine 6.1 UN1699 I 6.1....... A8, B14, B32, None.......... 201........ 243........ Forbidden 30 L D 40
, liquid. N33, N34, T14,
TP2, TP13, TP27
Diphenylchloroarsine 6.1 UN3450 I 6.1....... IB7, IP1, T6, None.......... 211........ 242........ 5 kg 50 kg D 40
, solid. TP33
Diphenyldichlorosila 8 UN1769 II 8......... A7, B2, IB2, None.......... 202........ 242........ Forbidden 30 L C 40
ne. N34, T7, TP2,
TP13
Diphenylmethyl 8 UN1770 II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg D 40
bromide. T3, TP33
Dipicryl sulfide, 1.1D UN0401 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
dry or wetted with
less than 10
percent water, by
mass.
Dipicryl sulfide, 4.1 UN2852 I 4.1....... 162, A2, N41, None.......... 211........ None....... Forbidden 0.5 kg D 28
wetted with not N84
less than 10
percent water, by
mass.
Dipicrylamine, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Hexanitrodiphenylam
ine.
Dipropionyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
peroxide, with more
than 28 percent in
solution.
Di-n-propyl ether... 3 UN2384 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Dipropyl ketone..... 3 UN2710 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Dipropylamine....... 3 UN2383 II 3, 8...... IB2, T7, TP1 150........... 202........ 243........ 1 L 5 L B .......
G Disinfectant, 8 UN1903 I 8......... A6, A7, B10, None.......... 201........ 243........ 0.5 L 2.5 L B .......
liquid, corrosive, T14, TP2, TP27
n.o.s..
G Disinfectants, 8 UN1903 II 8......... B2, IB2, T7, TP2 154........... 202........ 242........ 1 L 30 L B .......
liquid, corrosive
n.o.s..
.................... ........... .................. III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
G Disinfectants, 6.1 UN3142 I 6.1....... A4, T14, TP2, None.......... 201........ 243........ 1 L 30 L A 40
liquid, toxic, TP27
n.o.s..
.................... ........... .................. II 6.1....... IB2, T11, TP2, 153........... 202........ 243........ 5 L 60 L A 40
TP27
.................... ........... .................. III 6.1....... IB3, T7, TP1, 153........... 203........ 241........ 60 L 220 L A 40
TP28
G Disinfectants, 6.1 UN1601 I 6.1....... IB7, IP1, T6, None.......... 211........ 242........ 5 kg 50 kg A 40
solid, toxic, TP33
n.o.s..
.................... ........... .................. II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A 40
T3, TP33
.................... ........... .................. III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A 40
TP33
[[Page 193]]
Disodium 8 UN3253 III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A 52.
trioxosilicate. TP33
G Dispersant gases, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
n.o.s. see
Refrigerant gases,
n.o.s..
Divinyl ether, 3 UN1167 I 3......... A7, T11, TP2 None.......... 201........ 243........ 1 L 30 L E 40
stabilized.
Dodecyltrichlorosila 8 UN1771 II 8......... A7, B2, B6, IB2, None.......... 202........ 242........ Forbidden 30 L C 40
ne. N34, T7, TP2,
TP13
Dry ice, see Carbon ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dioxide, solid.
G Dyes, liquid, 8 UN2801 I 8......... 11, A6, B10, None.......... 201........ 243........ 0.5 L 2.5 L A .......
corrosive, n.o.s. T14, TP2, TP27
or Dye
intermediates,
liquid, corrosive,
n.o.s..
.................... ........... .................. II 8......... 11, B2, IB2, 154........... 202........ 242........ 1 L 30 L A .......
T11, TP2, TP27
.................... ........... .................. III 8......... 11, IB3, T7, 154........... 203........ 241........ 5 L 60 L A .......
TP1, TP28
G Dyes, liquid, toxic, 6.1 UN1602 I 6.1....... ................ None.......... 201........ 243........ 1 L 30 L A .......
n.o.s. or Dye
intermediates,
liquid, toxic,
n.o.s..
.................... ........... .................. II 6.1....... IB2 153........... 202........ 243........ 5 L 60 L A .......
.................... ........... .................. III 6.1....... IB3 153........... 203........ 241........ 60 L 220 L A .......
G Dyes, solid, 8 UN3147 I 8......... IB7, IP1, T6, None.......... 211........ 242........ 1 kg 25 kg A .......
corrosive, n.o.s. TP33
or Dye
intermediates,
solid, corrosive,
n.o.s..
.................... ........... .................. II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg A .......
T3, TP33
.................... ........... .................. III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A .......
TP33
G Dyes, solid, toxic, 6.1 UN3143 I 6.1....... A5, IB7, IP1, None.......... 211........ 242........ 5 kg 50 kg A .......
n.o.s. or Dye T6, TP33
intermediates,
solid, toxic,
n.o.s..
.................... ........... .................. II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
.................... ........... .................. III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP33
Dynamite, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Explosive,
blasting, type A.
Electrolyte (acid or ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
alkali) for
batteries, see
Battery fluid, acid
or Battery fluid,
alkali.
Elevated temperature 3 UN3256 III 3......... IB1, T3, TP3, None.......... None....... 247........ Forbidden Forbidden A .......
liquid, flammable, TP29
n.o.s., with flash
point above 37.8 C,
at or above its
flash point.
Elevated temperature 9 UN3257 III 9......... IB1, T3, TP3, None.......... None....... 247........ Forbidden Forbidden A 85
liquid, n.o.s., at TP29
or above 100 C and
below its flash
point (including
molten metals,
molten salts, etc.).
[[Page 194]]
Elevated temperature 9 UN3258 III 9......... ................ 247(h) (4).... None....... 247........ Forbidden Forbidden A 85
solid, n.o.s., at
or above 240 C, see
Sec.
173.247(h)(4).
Engines, internal 9 UN3166 ....... 9......... 135 220........... 220........ 220........ Forbidden No limit A .......
combustion,
flammable gas
powered.
Engines, internal 9 UN3166 ....... 9......... 135 220........... 220........ 220........ No limit No limit A .......
combustion,
flammable liquid
powered.
G Environmentally 9 UN3082 III 9......... 8, 146, IB3, T4, 155........... 203........ 241........ No limit No limit A .......
hazardous TP1, TP29
substances, liquid,
n.o.s..
G Environmentally 9 UN3077 III 9......... 8, 146, B54, 155........... 213........ 240........ No limit No limit A .......
hazardous IB8, IP3, N20,
substances, solid, T1, TP33
n.o.s..
Epibromohydrin...... 6.1 UN2558 I 6.1, 3.... T14, TP2, TP13 None.......... 201........ 243........ Forbidden Forbidden D 40
+ Epichlorohydrin..... 6.1 UN2023 II 6.1, 3.... IB2, T7, TP2, 153........... 202........ 243........ 5 L 60 L A 40
TP13
1,2-Epoxy-3- 3 UN2752 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
ethoxypropane.
Esters, n.o.s....... 3 UN3272 II 3......... IB2, T7, TP1, 150........... 202........ 242........ 5 L 60 L B .......
TP8, TP28
.................... ........... .................. III 3......... B1, IB3, T4, 150........... 203........ 242........ 60 L 220 L A .......
TP1, TP29
Etching acid,
liquid, n.o.s., see
Hydrofluoric acid,
etc.
Ethane.............. 2.1 UN1035 ....... 2.1....... ................ 306........... 304........ 302........ Forbidden 150 kg E 40
D Ethane-Propane 2.1 NA1961 ....... 2.1....... T75, TP5 None.......... 316........ 314, 315... Forbidden Forbidden D 40
mixture,
refrigerated liquid.
Ethane, refrigerated 2.1 UN1961 ....... 2.1....... T75, TP5 None.......... None....... 315........ Forbidden Forbidden D 40
liquid.
Ethanol amine Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dinitrate.
Ethanol or Ethyl 3 UN1170 II 3......... 24, IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L A .......
alcohol or Ethanol
solutions or Ethyl
alcohol solutions.
.................... ........... .................. III 3......... 24, B1, IB3, T2, 150........... 203........ 242........ 60 L 220 L A .......
TP1
Ethanolamine or 8 UN2491 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A 52.
Ethanolamine
solutions.
Ether, see Diethyl ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
ether.
Ethers, n.o.s....... 3 UN3271 II 3......... IB2, T7, TP1, 150........... 202........ 242........ 5 L 60 L B .......
TP8, TP28
.................... ........... .................. III 3......... B1, IB3, T4, 150........... 203........ 242........ 60 L 220 L A .......
TP1, TP29
Ethyl acetate....... 3 UN1173 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
[[Page 195]]
Ethyl acrylate, 3 UN1917 II 3......... IB2, T4, TP1, 150........... 202........ 242........ 5 L 60 L B 40
stabilized. TP13
Ethyl alcohol, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Ethanol.
Ethyl aldehyde, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Acetaldehyde.
Ethyl amyl ketone... 3 UN2271 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
N- 6.1 UN3460 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
Ethylbenzyltoluidin TP33
es, solid.
N-Ethyl-N- 6.1 UN2274 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
benzylaniline.
Ethyl borate........ 3 UN1176 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Ethyl bromide....... 6.1 UN1891 II 6.1....... IB2, IP8, T7, 153........... 202........ 243........ 5 L 60 L B 40, 85
TP2, TP13
Ethyl bromoacetate.. 6.1 UN1603 II 6.1, 3.... IB2, T7, TP2 None.......... 202........ 243........ Forbidden Forbidden D 40
Ethyl butyl ether... 3 UN1179 II 3......... B1, IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Ethyl butyrate...... 3 UN1180 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Ethyl chloride...... 2.1 UN1037 ....... 2.1....... B77, N86, T50 None.......... 322........ 314, 315... Forbidden 150 kg B 40
Ethyl chloroacetate. 6.1 UN1181 II 6.1, 3.... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A .......
Ethyl chloroformate. 6.1 UN1182 I 6.1, 3, 8. 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 21, 40,
B74, N34, T20, 100
TP2, TP13, TP38,
TP45
Ethyl 2- 3 UN2935 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
chloropropionate.
+ Ethyl 8 UN2826 II 8, 6.1, 3. 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden A 40
chlorothioformate. B74, T20, TP2,
TP38, TP45
Ethyl crotonate..... 3 UN1862 II 3......... IB2, T4, TP2 150........... 202........ 242........ 5 L 60 L B .......
Ethyl ether, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Diethyl ether.
Ethyl fluoride or 2.1 UN2453 ....... 2.1....... ................ 306........... 304........ 314, 315... Forbidden 150 kg E 40
Refrigerant gas
R161.
Ethyl formate....... 3 UN1190 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L E .......
Ethyl hydroperoxide. Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Ethyl isobutyrate... 3 UN2385 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
+ Ethyl isocyanate.... 3 UN2481 I 3, 6.1.... 1, B9, B14, B30, None.......... 226........ 244........ Forbidden Forbidden D 40, 52
B72, T22, TP2,
TP13, TP38, TP44
Ethyl lactate....... 3 UN1192 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Ethyl mercaptan..... 3 UN2363 I 3......... A6, T11, TP2, None.......... 201........ 243........ Forbidden 30 L E 95, 102
TP13
Ethyl methacrylate, 3 UN2277 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
stabilized.
Ethyl methyl ether.. 2.1 UN1039 ....... 2.1....... ................ None.......... 201........ 314, 315... Forbidden 150 kg B 40
Ethyl methyl ketone 3 UN1193 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
or Methyl ethyl
ketone.
Ethyl nitrite 3 UN1194 I 3, 6.1.... ................ None.......... 201........ None....... Forbidden Forbidden E 40, 105
solutions.
Ethyl orthoformate.. 3 UN2524 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Ethyl oxalate....... 6.1 UN2525 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
Ethyl perchlorate... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
[[Page 196]]
D Ethyl 6.1 NA2927 I 6.1, 8.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
phosphonothioic B74, T20, TP4,
dichloride, TP12, TP13,
anhydrous. TP38, TP45
D Ethyl phosphonous 6.1 NA2845 I 6.1, 4.2.. 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 18
dichloride, B74, T20, TP4,
anhydrous TP12, TP13,
pyrophoric liquid. TP38, TP45
D Ethyl 6.1 NA2927 I 6.1, 8.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
phosphorodichlorida B74, T20, TP4,
te. TP12, TP13,
TP38, TP45
Ethyl propionate.... 3 UN1195 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Ethyl propyl ether.. 3 UN2615 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L E .......
Ethyl silicate, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Tetraethyl silicate.
Ethylacetylene, 2.1 UN2452 ....... 2.1....... N88 None.......... 304........ 314, 315... Forbidden 150 kg B 40
stabilized.
Ethylamine.......... 2.1 UN1036 ....... 2.1....... B77, N87, T50 None.......... 321........ 314, 315... Forbidden 150 kg D 40
Ethylamine, aqueous 3 UN2270 II 3, 8...... IB2, T7, TP1 150........... 202........ 243........ 1 L 5 L B 40, 52.
solution with not
less than 50
percent but not
more than 70
percent ethylamine.
N-Ethylaniline...... 6.1 UN2272 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A 52, 74
2-Ethylaniline...... 6.1 UN2273 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A 52, 74
Ethylbenzene........ 3 UN1175 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
N- 6.1 UN2753 III 6.1....... IB3, T7, TP1 153........... 203........ 241........ 60 L 220 L A .......
Ethylbenzyltoluidin
es liquid.
2-Ethylbutanol...... 3 UN2275 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
2-Ethylbutyl acetate 3 UN1177 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
2-Ethylbutyraldehyde 3 UN1178 II 3......... B1, IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Ethyldichloroarsine. 6.1 UN1892 I 6.1....... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
B74, T20, TP2,
TP13, TP38, TP45
Ethyldichlorosilane. 4.3 UN1183 I 4.3, 8, 3. A2, A3, A7, N34, None.......... 201........ 244........ Forbidden 1 L D 21, 28,
T10, TP2, TP7, 40, 49,
TP13 100
[[Page 197]]
Ethylene, acetylene 2.1 UN3138 ....... 2.1....... T75, TP5 None.......... 304........ 314, 315... Forbidden Forbidden D 40, 57
and propylene in
mixture,
refrigerated liquid
with at least 71.5
percent ethylene
with not more than
22.5 percent
acetylene and not
more than 6 percent
propylene.
Ethylene 6.1 UN1135 I 6.1, 3.... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
chlorohydrin. B74, T20, TP2,
TP13, TP38, TP45
Ethylene............ 2.1 UN1962 ....... 2.1....... ................ 306........... 304........ 302........ Forbidden 150 kg E 40
Ethylene diamine Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
diperchlorate.
Ethylene dibromide.. 6.1 UN1605 I 6.1....... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
B74, B77, T20,
TP2, TP13, TP38,
TP45
Ethylene dibromide ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
and methyl bromide
liquid mixtures,
see Methyl bromide
and ethylene
dibromide, liquid
mixtures.
Ethylene dichloride. 3 UN1184 II 3, 6.1.... IB2, N36, T7, 150........... 202........ 243........ 1 L 60 L B 40
TP1
Ethylene glycol 3 UN1153 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L A .......
diethyl ether.
.................... ........... .................. III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Ethylene glycol Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dinitrate.
Ethylene glycol 3 UN1171 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
monoethyl ether.
Ethylene glycol 3 UN1172 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
monoethyl ether
acetate.
Ethylene glycol 3 UN1188 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
monomethyl ether.
Ethylene glycol 3 UN1189 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
monomethyl ether
acetate.
Ethylene oxide and 2.3 UN3300 ....... 2.3, 2.1.. 4 None.......... 304........ 314, 315... Forbidden Forbidden D 40
carbon dioxide
mixture with more
than 87 percent
ethylene oxide.
Ethylene oxide and 2.1 UN1041 ....... 2.1....... T50 306........... 304........ 314, 315... Forbidden 25 kg B 40
carbon dioxide
mixtures with more
than 9 percent but
not more than 87
percent ethylene
oxide.
Ethylene oxide and 2.2 UN1952 ....... 2.2....... ................ 306........... 304........ 314, 315... 75 kg 150 kg A .......
carbon dioxide
mixtures with not
more than 9 percent
ethylene oxide.
Ethylene oxide and 2.2 UN3297 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
chlorotetrafluoroet
hane mixture with
not more than 8.8
percent ethylene
oxide.
[[Page 198]]
Ethylene oxide and 2.2 UN3070 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
dichlorodifluoromet
hane mixture, with
not more than 12.5
percent ethylene
oxide.
Ethylene oxide and 2.2 UN3298 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
pentafluoroethane
mixture with not
more than 7.9
percent ethylene
oxide.
Ethylene oxide and 3 UN2983 I 3, 6.1.... 5, A11, N4, N34, None.......... 201........ 243........ Forbidden 30 L E 40
propylene oxide T14, TP2, TP7,
mixtures, with not TP13
more than 30
percent ethylene
oxide.
Ethylene oxide and 2.2 UN3299 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
tetrafluoroethane
mixture with not
more than 5.6
percent ethylene
oxide.
Ethylene oxide or 2.3 UN1040 ....... 2.3, 2.1.. 4, A59, T50, None.......... 323........ 323........ Forbidden Forbidden D 40
Ethylene oxide with TP20
nitrogen up to a
total pressure of
1MPa (10 bar) at 50
degrees C.
Ethylene, 2.1 UN1038 ....... 2.1....... T75, TP5 None.......... 316........ 318, 319... Forbidden Forbidden D 40
refrigerated liquid
(cryogenic liquid).
Ethylenediamine..... 8 UN1604 II 8, 3...... IB2, T7, TP2 154........... 202........ 243........ 1 L 30 L A 40, 52.
Ethyleneimine, 6.1 UN1185 I 6.1, 3.... 1, B9, B14, B30, None.......... 226........ 244........ Forbidden Forbidden D 40
stabilized. B72, B77, N25,
N32, T22, TP2,
TP13, TP38, TP44
Ethylhexaldehyde, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Octyl aldehydes
etc.
2-Ethylhexyl 6.1 UN2748 II 6.1, 8.... IB2, T7, TP2, 153........... 202........ 243........ 1 L 30 L A 12, 13,
chloroformate. TP13 21, 25,
40, 100
2-Ethylhexylamine... 3 UN2276 III 3, 8...... B1, IB3, T4, TP1 150........... 203........ 242........ 5 L 60 L A 40
Ethylphenyldichloros 8 UN2435 II 8......... A7, B2, IB2, None.......... 202........ 242........ Forbidden 30 L C .......
ilane. N34, T7, TP2,
TP13
1-Ethylpiperidine... 3 UN2386 II 3, 8...... IB2, T7, TP1 150........... 202........ 243........ 1 L 5 L B 52.
N-Ethyltoluidines... 6.1 UN2754 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A .......
Ethyltrichlorosilane 3 UN1196 II 3, 8...... A7, IB1, N34, None.......... 202........ 243........ 1 L 5 L B 40.
T7, TP2, TP13
[[Page 199]]
Etiologic agent, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Infectious
substances, etc.
Explosive articles, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Articles,
explosive , n.o.s.
etc.
Explosive, blasting, 1.1D UN0081 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 19E,
type A. 21E
Explosive, blasting, 1.1D UN0082 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 19E
type B.
Explosive, blasting, 1.5D UN0331 II 1.5D...... 105,106 None.......... 62......... None....... Forbidden Forbidden 10 19E
type B or Agent
blasting, Type B.
Explosive, blasting, 1.1D UN0083 II 1.1D...... 123 None.......... 62......... None....... Forbidden Forbidden 10 22E
type C.
Explosive, blasting, 1.1D UN0084 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 .......
type D.
Explosive, blasting, 1.1D UN0241 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 10 19E
type E.
Explosive, blasting, 1.5D UN0332 II 1.5D...... 105, 106 None.......... 62......... None....... Forbidden Forbidden 10 19E
type E or Agent
blasting, Type E.
Explosive, Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
forbidden. See Sec.
173.54.
Explosive ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
substances, see
Substances,
explosive, n.o.s.
etc.
Explosives, slurry, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Explosive,
blasting, type E.
Explosives, water ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
gels, see
Explosive,
blasting, type E.
Extracts, aromatic, 3 UN1169 II 3......... 149, IB2, T4, 150........... 202........ 242........ 5 L 60 L B .......
liquid. TP1, TP8
.................... ........... .................. III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Extracts, flavoring, 3 UN1197 II 3......... 149, IB2, T4, 150........... 202........ 242........ 5 L 60 L B .......
liquid. TP1, TP8
.................... ........... .................. III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Fabric with animal ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
or vegetable oil,
see Fibers or
fabrics, etc.
Ferric arsenate..... 6.1 UN1606 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
Ferric arsenite..... 6.1 UN1607 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
Ferric chloride, 8 UN1773 III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A .......
anhydrous. TP33
Ferric chloride, 8 UN2582 III 8......... B15, IB3, T4, 154........... 203........ 241........ 5 L 60 L A .......
solution. TP1
Ferric nitrate...... 5.1 UN1466 III 5.1....... A1, A29, IB8, 152........... 213........ 240........ 25 kg 100 kg A .......
IP3, T1, TP33
Ferrocerium......... 4.1 UN1323 II 4.1....... 59, A19, IB8, 151........... 212........ 240........ 15 kg 50 kg A .......
IP2, IP4, T3,
TP33
Ferrosilicon with 30 4.3 UN1408 III 4.3, 6.1.. A1, A19, B6, 151........... 213........ 240........ 25 kg 100 kg A 13, 40,
percent or more but IB8, IP4, IP7, 52, 53,
less than 90 T1, TP33 85, 103
percent silicon.
Ferrous arsenate.... 6.1 UN1608 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg A .......
T3, TP33
D Ferrous chloride, 8 NA1759 II 8......... IB8, IP2, IP4, 154........... 212........ 240........ 15 kg 50 kg A .......
solid. T3, TP33
[[Page 200]]
D Ferrous chloride, 8 NA1760 II 8......... B3, IB2, T11, 154........... 202........ 242........ 1 L 30 L B 40
solution. TP2, TP27
Ferrous metal 4.2 UN2793 III 4.2....... A1, A19, IB8, None.......... 213........ 241........ 25 kg 100 kg A .......
borings or Ferrous IP3, IP7
metal shavings or
Ferrous metal
turnings or Ferrous
metal cuttings in a
form liable to self-
heating.
Fertilizer 2.2 UN1043 ....... 2.2....... N87 306........... 304........ 314, 315... Forbidden 150 kg E 40
ammoniating
solution with free
ammonia.
A I W Fibers, animal or 4.2 UN1372 III 4.2....... ................ 151........... 213........ 240........ Forbidden Forbidden A .......
Fibers, vegetable
burnt, wet or damp.
IW Fibers, vegetable, 4.1 UN3360 III 4.1....... 137 151........... 213........ 240........ No Limit No Limit A .......
dry.
A W Fibers or Fabrics, 4.2 UN1373 III 4.2....... 137, IB8, IP3, None.......... 213........ 241........ Forbidden Forbidden A .......
animal or vegetable T1, TP33
or Synthetic,
n.o.s. with animal
or vegetable oil.
Fibers or Fabrics 4.1 UN1353 III 4.1....... A1, IB8, IP3 None.......... 213........ 240........ 25 kg 100 kg D .......
impregnated with
weakly nitrated
nitrocellulose,
n.o.s..
Films, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
nitrocellulose
base, from which
gelatine has been
removed; film
scrap, see
Celluloid scrap.
Films, 4.1 UN1324 III 4.1....... ................ None.......... 183........ None....... 25 kg 100 kg D 28
nitrocellulose
base, gelatine
coated (except
scrap).
Fire extinguisher 8 UN1774 II 8......... N41 154........... 202........ None....... 1 L 30 L A .......
charges, corrosive
liquid.
Fire extinguisher ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
charges, expelling,
explosive, see
Cartridges, power
device.
Fire extinguishers 2.2 UN1044 ....... 2.2....... 18, 110 309........... 309........ None....... 75 kg 150 kg A .......
containing
compressed or
liquefied gas.
Firelighters, solid 4.1 UN2623 III 4.1....... A1, A19 None.......... 213........ None....... 25 kg 100 kg A 52
with flammable
liquid.
Fireworks........... 1.1G UN0333 II 1.1G...... 108 None.......... 62......... None....... Forbidden Forbidden 07 .......
Fireworks........... 1.2G UN0334 II 1.2G...... 108 None.......... 62......... None....... Forbidden Forbidden 07 .......
Fireworks........... 1.3G UN0335 II 1.3G...... 108 None.......... 62......... None....... Forbidden Forbidden 07 .......
Fireworks........... 1.4G UN0336 II 1.4G...... 108 None.......... 62......... None....... Forbidden 75 kg 06 .......
Fireworks........... 1.4S UN0337 II 1.4S...... 108 None.......... 62......... None....... 25 kg 100 kg 05 .......
First aid kits...... 9 UN3316 ....... 9......... 15 161........... 161........ None....... 10 kg 10 kg A .......
[[Page 201]]
W Fish meal, 9 UN2216 III None...... 155, IB8, IP3, 155........... 218........ 218........ No limit No limit B 88,
stabilized or Fish T1, TP33 122,
scrap, stabilized. 128
Fish meal, 4.2 UN1374 II 4.2....... 155, A1, A19, None.......... 212........ 241........ 15 kg 50 kg B 18, 128
unstablized or Fish IB8, IP2, IP4,
scrap, unstabilized. T3, TP33
Flammable compressed ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
gas, see Compressed
or Liquefied gas,
flammable, etc.
Flammable compressed ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
gas (small
receptacles not
fitted with a
dispersion device,
not refillable),
see Receptacles,
etc.
Flammable gas in ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
lighters, see
Lighters or lighter
refills,
cigarettes,
containing
flammable gas.
G Flammable liquid, 3 UN3286 I 3, 6.1, 8. T14, TP2, TP13, None.......... 201........ 243........ Forbidden 2.5 L E 21, 40,
toxic, corrosive, TP27 100
n.o.s..
.................... ........... .................. II 3, 6.1, 8. IB2, T11, TP2, 150........... 202........ 243........ 1 L 5 L B 21, 40,
TP13, TP27 100
G Flammable liquids, 3 UN2924 I 3, 8...... T14, TP2 None.......... 201........ 243........ 0.5 L 2.5 L E 40
corrosive, n.o.s..
.................... ........... .................. II 3, 8...... IB2, T11, TP2, 150........... 202........ 243........ 1 L 5 L B 40
TP27
.................... ........... .................. III 3, 8...... B1, IB3, T7, 150........... 203........ 242........ 5 L 60 L A 40
TP1, TP28
G Flammable liquids, 3 UN1993 I 3......... T11, TP1, TP27 150........... 201........ 243........ 1 L 30 L E .......
n.o.s..
.................... ........... .................. II 3......... IB2, T7, TP1, 150........... 202........ 242........ 5 L 60 L B .......
TP8, TP28
.................... ........... .................. III 3......... B1, B52, IB3, 150........... 203........ 242........ 60 L 220 L A .......
T4, TP1, TP29
G Flammable liquids, 3 UN1992 I 3, 6.1.... T14, TP2, TP13, None.......... 201........ 243........ Forbidden 30 L E 40
toxic, n.o.s.. TP27
.................... ........... .................. II 3, 6.1.... IB2, T7, TP2, 150........... 202........ 243........ 1 L 60 L B 40
TP13
.................... ........... .................. III 3, 6.1.... B1, IB3, T7, 150........... 203........ 242........ 60 L 220 L A .......
TP1, TP28
G Flammable solid, 4.1 UN3180 II 4.1, 8.... A1, IB6, IP2, 151........... 212........ 242........ 15 kg 50 kg D 40
corrosive, T3, TP33
inorganic, n.o.s..
.................... ........... .................. III 4.1, 8.... A1, IB6, T1, 151........... 213........ 242........ 25 kg 100 kg D 40
TP33
G Flammable solid, 4.1 UN3178 II 4.1....... A1, IB8, IP2, 151........... 212........ 240........ 15 kg 50 kg B .......
inorganic, n.o.s.. IP4, T3, TP33
.................... ........... .................. III 4.1....... A1, IB8, IP3, 151........... 213........ 240........ 25 kg 100 kg B .......
T1, TP33
G Flammable solid, 4.1 UN3176 II 4.1....... IB1, T3, TP3, 151........... 212........ 240........ Forbidden Forbidden C .......
organic, molten, TP26
n.o.s..
[[Page 202]]
.................... ........... .................. III 4.1....... IB1, T1, TP3, 151........... 213........ 240........ Forbidden Forbidden C .......
TP26
G Flammable solid, 4.1 UN3097 II 4.1, 5.1.. 131 None.......... 214........ 214........ Forbidden Forbidden E 40
oxidizing, n.o.s..
.................... ........... .................. III 4.1, 5.1.. 131, T1, TP33 None.......... 214........ 214........ Forbidden Forbidden D 40
G Flammable solid, 4.1 UN3179 II 4.1, 6.1.. A1, IB6, IP2, 151........... 212........ 242........ 15 kg 50 kg B 40
toxic, inorganic, T3, TP33
n.o.s..
.................... ........... .................. III 4.1, 6.1.. A1, IB6, T1, 151........... 213........ 242........ 25 kg 100 kg B 40
TP33
G Flammable solids, 4.1 UN2925 II 4.1, 8.... A1, IB6, IP2, None.......... 212........ 242........ 15 kg 50 kg D 40
corrosive, organic, T3, TP33
n.o.s..
.................... ........... .................. III 4.1, 8.... A1, IB6, T1, 151........... 213........ 242........ 25 kg 100 kg D 40
TP33
G Flammable solids, 4.1 UN1325 II 4.1....... A1, IB8, IP2, 151........... 212........ 240........ 15 kg 50 kg B .......
organic, n.o.s.. IP4, T3, TP33
.................... ........... .................. III 4.1....... A1, IB8, IP3, 151........... 213........ 240........ 25 kg 100 kg B .......
T1, TP33
G Flammable solids, 4.1 UN2926 II 4.1, 6.1.. A1, IB6, IP2, 151........... 212........ 242........ 15 kg 50 kg B 40
toxic, organic, T3, TP33
n.o.s..
.................... ........... .................. III 4.1, 6.1.. A1, IB6, T1, 151........... 213........ 242........ 25 kg 100 kg B 40
TP33
Flares, aerial...... 1.3G UN0093 II 1.3G...... ................ None.......... 62......... None....... Forbidden 75 kg 07 .......
Flares, aerial...... 1.4G UN0403 II 1.4G...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
Flares, aerial...... 1.4S UN0404 II 1.4S...... ................ None.......... 62......... None....... 25 kg 100 kg 05 .......
Flares, aerial...... 1.1G UN0420 II 1.1G...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Flares, aerial...... 1.2G UN0421 II 1.2G...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Flares, airplane, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Flares, aerial.
Flares, signal, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Cartridges, signal.
Flares, surface..... 1.3G UN0092 II 1.3G...... ................ None.......... 62......... None....... Forbidden 75 kg 07 .......
Flares, surface..... 1.1G UN0418 II 1.1G...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Flares, surface..... 1.2G UN0419 II 1.2G...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Flares, water- ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
activated, see
Contrivances, water-
activated, etc.
Flash powder........ 1.1G UN0094 II 1.1G...... ................ None.......... 62......... None....... Forbidden Forbidden 15 .......
Flash powder........ 1.3G UN0305 II 1.3G...... ................ None.......... 62......... None....... Forbidden Forbidden 15 .......
Flue dusts, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
poisonous, see
Arsenical dust.
[[Page 203]]
Fluoric acid, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Hydrofluoric acid,
etc.
Fluorine, compressed 2.3 UN1045 ....... 2.3, 5.1, 1, N86 None.......... 302........ None....... Forbidden Forbidden D 40, 89,
8. 90
Fluoroacetic acid... 6.1 UN2642 I 6.1....... IB7, IP1, T6, None.......... 211........ 242........ 1 kg 15 kg E .......
TP33
Fluoroanilines...... 6.1 UN2941 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
Fluorobenzene....... 3 UN2387 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Fluoroboric acid.... 8 UN1775 II 8......... A6, A7, B2, B15, 154........... 202........ 242........ 1 L 30 L A .......
IB2, N3, N34,
T7, TP2
Fluorophosphoric 8 UN1776 II 8......... A6, A7, B2, IB2, None.......... 202........ 242........ 1 L 30 L A .......
acid anhydrous. N3, N34, T8,
TP2, TP12
Fluorosilicates, 6.1 UN2856 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A 52
n.o.s.. TP33
Fluorosilicic acid.. 8 UN1778 II 8......... A6, A7, B2, B15, None.......... 202........ 242........ 1 L 30 L A .......
IB2, N3, N34,
T8, TP2, TP12
Fluorosulfonic acid. 8 UN1777 I 8......... A3, A6, A7, A10, None.......... 201........ 243........ 0.5 L 2.5 L D 40
B6, B10, N3,
N36, T10, TP2,
TP12
Fluorotoluenes...... 3 UN2388 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B 40
Forbidden materials. Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
See Sec.173.21.
Formaldehyde, 3 UN1198 III 3, 8...... B1, IB3, T4, TP1 150........... 203........ 242........ 5 L 60 L A 40
solutions,
flammable.
Formaldehyde, 8 UN2209 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
solutions, with not
less than 25
percent
formaldehyde.
Formalin, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Formaldehyde,
solutions.
Formic acidwith not 8 UN3412 II 8......... IB2, T7, TP2 154........... 202........ 242........ 1 L 30 L A 40.
less than 10% but
not more than 85%
acid by mass.
Formic acidwith not 8 UN3412 III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A 40
less than 5% but
less than 10% acid
by mass.
Formic acid with 8 UN1779 II 8, 3...... B2, B28, IB2, 154........... 202........ 242........ 1 L 30 L A 40.
more than 85% acid T7, TP2
by mass.
Fracturing devices, 1.1D UN0099 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
explosive, without
detonators for oil
wells.
Fuel, aviation, 3 UN1863 I 3......... 144, T11, TP1, 150........... 201........ 243........ 1 L 30 L E .......
turbine engine. TP8, TP28
.................... ........... .................. II 3......... 144, IB2, T4, 150........... 202........ 242........ 5 L 60 L B .......
TP1, TP8
.................... ........... .................. III 3......... 144, B1, IB3, 150........... 203........ 242........ 60 L 220 L A .......
T2, TP1
[[Page 204]]
Fuel cell 3 UN3473 II 3......... ................ 150........... 230........ None....... 5 L 60 L A
cartridges.containi
ng flammable
liquids.
D Fuel oil (No. 1, 2, 3 NA1993 III 3......... 144, B1, IB3, 150........... 203........ 242........ 60 L 220 L A .......
4, 5, or 6). T4, TP1, TP29
Fuel system ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
components
(including fuel
control units
(FCU), carburetors,
fuel lines, fuel
pumps) see
Dangerous Goods in
Apparatus or
Dangerous Goods in
Machinery.
Fulminate of mercury Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(dry).
Fulminate of ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
mercury, wet, see
Mercury fulminate,
etc.
Fulminating gold.... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Fulminating mercury. Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Fulminating platinum Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Fulminating silver.. Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Fulminic acid....... Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Fumaryl chloride.... 8 UN1780 II 8......... B2, IB2, T7, TP2 154........... 202........ 242........ 1 L 30 L C 8, 40
Fumigated lading, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Sec.Sec.
172.302(g), 173.9
and 176.76(h).
Fumigated transport ........... .......... .............. ........... ........... ........... ........... .......
vehicle or freight
container see Sec.
173.9.
Furaldehydes........ 6.1 UN1199 II 6.1, 3.... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L A .......
Furan............... 3 UN2389 I 3......... T12, TP2, TP13 None.......... 201........ 243........ 1 L 30 L E 40
Furfuryl alcohol.... 6.1 UN2874 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A 52, 74
Furfurylamine....... 3 UN2526 III 3, 8...... B1, IB3, T4, TP1 150........... 203........ 242........ 5 L 60 L A 40
Fuse, detonating, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
metal clad, see
Cord, detonating,
metal clad.
Fuse, detonating, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
mild effect, metal
clad, see Cord,
detonating, mild
effect, metal clad.
Fuse, igniter 1.4G UN0103 II 1.4G...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
tubular metal clad.
Fuse, non-detonating 1.3G UN0101 II 1.3G...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
instantaneous or
quickmatch.
Fuse, safety........ 1.4S UN0105 II 1.4S...... ................ None.......... 62......... None....... 25 kg 100 kg 05 .......
D Fusee (railway or 4.1 NA1325 II 4.1....... ................ None.......... 184........ None....... 15 kg 50 kg B .......
highway).
Fusel oil........... 3 UN1201 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
.................... ........... .................. III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
[[Page 205]]
Fuses, tracer, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Tracers for
ammunition.
Fuzes, combination, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
percussion and
time, see Fuzes,
detonating (UN0257,
UN0367); Fuzes,
igniting (UN0317,
UN0368).
Fuzes, detonating... 1.1B UN0106 II 1.1B...... ................ None.......... 62......... None....... Forbidden Forbidden 11 .......
Fuzes, detonating... 1.2B UN0107 II 1.2B...... ................ None.......... 62......... None....... Forbidden Forbidden 11 .......
Fuzes, detonating... 1.4B UN0257 II 1.4B...... 116 None.......... 62......... None....... Forbidden 75 kg 06 .......
Fuzes, detonating... 1.4S UN0367 II 1.4S...... 116 None.......... 62......... None....... 25 kg 100 kg 05 .......
Fuzes, detonating, 1.1D UN0408 II 1.1D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
with protective
features.
Fuzes, detonating, 1.2D UN0409 II 1.2D...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
with protective
features.
Fuzes, detonating, 1.4D UN0410 II 1.4D...... 116 None.......... 62......... None....... Forbidden 75 kg 06 .......
with protective
features.
Fuzes, igniting..... 1.3G UN0316 II 1.3G...... ................ None.......... 62......... None....... Forbidden Forbidden 07 .......
Fuzes, igniting..... 1.4G UN0317 II 1.4G...... ................ None.......... 62......... None....... Forbidden 75 kg 06 .......
Fuzes, igniting..... 1.4S UN0368 II 1.4S...... ................ None.......... 62......... None....... 25 kg 100 kg 05 .......
Galactsan trinitrate Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Gallium............. 8 UN2803 III 8......... T1, TP33 None.......... 162........ 240........ 20 kg 20 kg B 48
Gas cartridges, 2.1 UN2037 ....... 2.1....... ................ 306........... 304........ None....... 1 kg 15 kg B 40
(flammable) without
a release device,
non-refillable.
Gas generator 2.2 .................. ....... 2.2....... ................ None.......... 335........ None....... 75 kg 150 kg A .......
assemblies
(aircraft),
containing a non-
flammable non-toxic
gas and a
propellant
cartridge.
D Gas identification 2.3 NA9035 ....... 2.3....... 6 None.......... 194........ None....... Forbidden Forbidden D .......
set.
Gas oil............. 3 UN1202 III 3......... 144, B1, IB3, 150........... 203........ 242........ 60 L 220 L A .......
T2, TP1
G Gas, refrigerated 2.1 UN3312 ....... 2.1....... T75, TP5 None.......... 316........ 318........ Forbidden Forbidden D 40
liquid, flammable,
n.o.s. (cryogenic
liquid).
G Gas, refrigerated 2.2 UN3158 ....... 2.2....... T75, TP5 320........... 316........ 318........ 50 kg 500 kg D .......
liquid, n.o.s.
(cryogenic liquid).
G Gas, refrigerated 2.2 UN3311 ....... 2.2, 5.1.. T75, TP5, TP22 320........... 316........ 318........ Forbidden Forbidden D .......
liquid, oxidizing,
n.o.s. (cryogenic
liquid).
Gas sample, non- 2.1 UN3167 ....... 2.1....... ................ 306........... 302, 304... None....... 1 L 5 L D .......
pressurized,
flammable, n.o.s.,
not refrigerated
liquid.
Gas sample, non- 2.3 UN3168 ....... 2.3, 2.1.. 6 306........... 302........ None....... Forbidden 1 L D .......
pressurized, toxic,
flammable, n.o.s.,
not refrigerated
liquid.
Gas sample, non- 2.3 UN3169 ....... 2.3....... 6 306........... 302, 304... None....... Forbidden 1 L D .......
pressurized, toxic,
n.o.s., not
refrigerated liquid.
[[Page 206]]
D Gasohol gasoline 3 NA1203 II 3......... 144 150........... 202........ 242........ 5 L 60 L E .......
mixed with ethyl
alcohol, with not
more than 20
percent alcohol.
Gasoline............ 3 UN1203 II 3......... 144, B1, B33, T8 150........... 202........ 242........ 5 L 60 L E .......
Gasoline, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
casinghead, see
Gasoline.
Gelatine, blasting, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Explosive,
blasting, type A.
Gelatine dynamites, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Explosive,
blasting, type A.
Germane............. 2.3 UN2192 ....... 2.3, 2.1.. 2 None.......... 302........ 245........ Forbidden Forbidden D 40
Glycerol-1,3- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
dinitrate.
Glycerol gluconate Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
trinitrate.
Glycerol lactate Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
trinitrate.
Glycerol alpha- 6.1 UN2689 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
monochlorohydrin.
Glyceryl trinitrate, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Nitroglycerin,
etc.
Glycidaldehyde...... 3 UN2622 II 3, 6.1.... IB2, IP8, T7, 150........... 202........ 243........ 1 L 60 L A 40
TP1
Grenades, hand or 1.1D UN0284 II 1.1D...... ................ .............. 62......... None....... Forbidden Forbidden 07 .......
rifle, with
bursting charge.
Grenades, hand or 1.2D UN0285 II 1.2D...... ................ .............. 62......... None....... Forbidden Forbidden 07 .......
rifle, with
bursting charge.
Grenades, hand or 1.1F UN0292 II 1.1F...... ................ .............. 62......... None....... Forbidden Forbidden 08 .......
rifle, with
bursting charge.
Grenades, hand or 1.2F UN0293 II 1.2F...... ................ .............. 62......... None....... Forbidden Forbidden 08 .......
rifle, with
bursting charge.
Grenades, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
illuminating, see
Ammunition,
illuminating, etc.
Grenades, practice, 1.4S UN0110 II 1.4S...... ................ .............. 62......... None....... 25 kg 100 kg 05 .......
hand or rifle.
Grenades, practice, 1.3G UN0318 II 1.3G...... ................ .............. 62......... None....... Forbidden Forbidden 07 .......
hand or rifle.
Grenades, practice, 1.2G UN0372 II 1.2G...... ................ .............. 62......... None....... Forbidden Forbidden 07 .......
hand or rifle.
Grenades practice 1.4G UN0452 II 1.4G...... ................ .............. 62......... None....... Forbidden 75 kg 06 .......
Hand or rifle.
Grenades, smoke, see ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Ammunition, smoke,
etc.
Guanidine nitrate... 5.1 UN1467 III 5.1....... A1, IB8, IP3, 152........... 213........ 240........ 25 kg 100 kg A 73
T1, TP33
Guanyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
nitrosaminoguanylid
ene hydrazine (dry).
[[Page 207]]
Guanyl 1.1A UN0113 II 1.1A...... 111, 117 None.......... 62......... None....... Forbidden Forbidden 12 .......
nitrosaminoguanylid
ene hydrazine,
wetted with not
less than 30
percent water, by
mass.
Guanyl Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
nitrosaminoguanylte
trazene (dry).
Guanyl 1.1A UN0114 II 1.1A...... 111, 117 None.......... 62......... None....... Forbidden Forbidden 12 .......
nitrosaminoguanylte
trazene, wetted or
Tetrazene, wetted
with not less than
30 percent water or
mixture of alcohol
and water, by mass.
Gunpowder, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
compressed or
Gunpowder in
pellets, see Black
powder (UN 0028).
Gunpowder, granular ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
or as a meal, see
Black powder (UN
0027).
Hafnium powder, dry. 4.2 UN2545 I 4.2....... ................ None.......... 211........ 242........ Forbidden Forbidden D .......
.................... ........... .................. II 4.2....... A19, A20, IB6, None.......... 212........ 241........ 15 kg 50 kg D .......
IP2, N34, T3,
TP33
.................... ........... .................. III 4.2....... IB8, IP3, T1, None.......... 213........ 241........ 25 kg 100 kg D .......
TP33
Hafnium powder, 4.1 UN1326 II 4.1....... A6, A19, A20, None.......... 212........ 241........ 15 kg 50 kg E 74
wetted with not IB6, IP2, N34,
less than 25 T3, TP33
percent water (a
visible excess of
water must be
present) (a)
mechanically
produced, particle
size less than 53
microns; (b)
chemically
produced, particle
size less than 840
microns.
Hand signal device, ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
see Signal devices,
hand.
Hazardous ........... .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
substances, liquid
or solid, n.o.s.,
see Environmentally
hazardous
substances, etc.
D G Hazardous waste, 9 NA3082 III 9......... IB3, T2, TP1 155........... 203........ 241........ No limit No limit A .......
liquid, n.o.s..
D G Hazardous waste, 9 NA3077 III 9......... B54, IB8, IP2, 155........... 213........ 240........ No limit No limit A .......
solid, n.o.s.. T1, TP33
Heating oil, light.. 3 UN1202 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Helium, compressed.. 2.2 UN1046 ....... 2.2....... ................ 306........... 302........ 302, 314... 75 kg 150 kg A 85
Helium, refrigerated 2.2 UN1963 ....... 2.2....... T75, TP5 320........... 316........ 318........ 50 kg 500 kg B .......
liquid (cryogenic
liquid).
Heptafluoropropane 2.2 UN3296 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
or Refrigerant gas
R 227.
n-Heptaldehyde...... 3 UN3056 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
[[Page 208]]
Heptanes............ 3 UN1206 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
n-Heptene........... 3 UN2278 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L B .......
Hexachloroacetone... 6.1 UN2661 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L B 12, 40
Hexachlorobenzene... 6.1 UN2729 III 6.1....... B3, IB8, IP3, 153........... 203........ 241........ 60 L 220 L A .......
T1, TP33
Hexachlorobutadiene. 6.1 UN2279 III 6.1....... IB3, T4, TP1 153........... 203........ 241........ 60 L 220 L A .......
Hexachlorocyclopenta 6.1 UN2646 I 6.1....... 2, B9, B14, B32, None.......... 227........ 244........ Forbidden Forbidden D 40
diene. B74, B77, T20,
TP2, TP13, TP38,
TP45
Hexachlorophene..... 6.1 UN2875 III 6.1....... IB8, IP3, T1, 153........... 213........ 240........ 100 kg 200 kg A .......
TP33
Hexadecyltrichlorosi 8 UN1781 II 8......... A7, B2, B6, IB2, None.......... 202........ 242........ Forbidden 30 L C 40
lane. N34, T7, TP2
Hexadienes.......... 3 UN2458 II 3......... IB2, T4, TP1 None.......... 202........ 242........ 5 L 60 L B .......
Hexaethyl 2.3 UN1612 ....... 2.3....... 3 None.......... 334........ None....... Forbidden Forbidden D 40
tetraphosphate and
compressed gas
mixtures.
Hexaethyl 6.1 UN1611 II 6.1....... IB2, N76, T7, 153........... 202........ 243........ 5 L 60 L E 40
tetraphosphate, TP2
liquid.
Hexaethyl 6.1 UN1611 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg E 40
tetraphosphate, N76
solid.
Hexafluoroacetone... 2.3 UN2420 ....... 2.3, 8.... 2, B9, B14 None.......... 304........ 314, 315... Forbidden Forbidden D 40
Hexafluoroacetone 6.1 UN2552 II 6.1....... IB2, T7, TP2 153........... 202........ 243........ 5 L 60 L B 40
hydrate, liquid.
Hexafluoroacetone 6.1 UN3436 II 6.1....... IB8, IP2, IP4, 153........... 212........ 242........ 25 kg 100 kg B 40
hydrate, solid. T3, TP33
Hexafluoroethane, or 2.2 UN2193 ....... 2.2....... ................ 306........... 304........ 314, 315... 75 kg 150 kg A .......
Refrigerant gas R
116.
Hexafluorophosphoric 8 UN1782 II 8......... A6, A7, B2, IB2, None.......... 202........ 242........ 1 L 30 L A .......
acid. N3, N34, T8,
TP2, TP12
Hexafluoropropylene 2.2 UN1858 ....... 2.2....... T50 306........... 304........ 314, 315... 75 kg 150 kg A .......
compressed or
Refrigerant gas R
1216.
Hexaldehyde......... 3 UN1207 III 3......... B1, IB3, T2, TP1 150........... 203........ 242........ 60 L 220 L A .......
Hexamethylene 6.1 UN2281 II 6.1....... IB2, T7, TP2, 153........... 202........ 243........ 5 L 60 L C 13, 40
diisocyanate. TP13
Hexamethylene Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
triperoxide diamine
(dry).
[[Page 209]]
Hexamethylenediamine 8 UN2280 III 8......... IB8, IP3, T1, 154........... 213........ 240........ 25 kg 100 kg A 12
, solid. TP33
Hexamethylenediamine 8 UN1783 II 8......... IB2, T7, TP2 None.......... 202........ 242........ 1 L 30 L A .......
solution.
.................... ........... .................. III 8......... IB3, T4, TP1 154........... 203........ 241........ 5 L 60 L A .......
Hexamethyleneimine.. 3 UN2493 II 3, 8...... IB2, T7, TP1 150........... 202........ 243........ 1 L 5 L B 40
Hexamethylenetetrami 4.1 UN1328 III 4.1....... A1, IB8, IP3, 151........... 213........ 240........ 25 kg 100 kg A .......
ne. T1, TP33
Hexamethylol benzene Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
hexanitrate.
Hexanes............. 3 UN1208 II 3......... IB2, T4, TP1 150........... 202........ 242........ 5 L 60 L E .......
2,2',4,4',6,6'- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
Hexanitro-3,3'-
dihydroxyazobenzene
(dry).
Hexanitroazoxy Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
benzene.
N,N'- Forbidden .................. ....... .......... ................ .............. ........... ........... ........... ........... ............ .......
(hexanitrodiphe