United States Government Printing Office printer prt distributor dst United States National Archives and Records Administration Federal Register Office author aut Government Organization text government publication eng CFR Regulatory Information 2009_cfr_13v1 executive 2010-09-20 Office of the Federal Register, National Archives and Records Administration 2009-01-01 monographic annual deposited born digital 780 p. AE 2.106/3:13/ http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1 P0b002ee1807d6ea6 13CFR DGPO 2010-08-17 2010-08-17 CFR-2009-title13-vol1 machine generated eng fdlp CFR CFR-2009-title13-vol1 13 1 1 false CFR-title13-vol1 false false 2009-01-01 Title 13 Volume 1 http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/html/CFR-2009-title13-vol1.htm http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1.xml Code of Federal Regulations Title 13, Volume 1, January 1, 2009 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1/content-detail.html 13 CFR Title 13 13 13CFR Title 13; Business Credit and Assistance NODE CFR-2009-title13-vol1 1 Title 13 title 13 false Title 13 Part I 13 CFR Part I D09002ee1807d761a-CFR-2009-title13-vol1-toc-id2.xml D09002ee1807d761c-CFR-2009-title13-vol1-toc-id2.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-toc-id2 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-toc-id2/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-toc-id2.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-toc-id2.xml 13 CFR 13CFR Table Of Contents TOC CFR-2009-title13-vol1-toc-id2 2 toc D09002ee1807d761a-CFR-2009-title13-vol1-chapI.xml D09002ee1807d761c-CFR-2009-title13-vol1-chapI.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-chapI http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-chapI/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-chapI.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-chapI.xml 13 CFR Chapter I I 13CFR Chapter I; SMALL BUSINESS ADMINISTRATION NODE CFR-2009-title13-vol1-chapI 3 Chapter I chapter I The Small Business Administration has asked the Director of the Federal Register to inform users of this chapter that parts 143, 145, and 146 are common rule regulations that cannot be amended by the Small Business Administration unilaterally. D09002ee1807d761a-CFR-2009-title13-vol1-chapI-toc-id4.xml D09002ee1807d761c-CFR-2009-title13-vol1-chapI-toc-id4.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-chapI-toc-id4 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-chapI-toc-id4/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-chapI-toc-id4.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-chapI-toc-id4.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION TOC CFR-2009-title13-vol1-chapI-toc-id4 4 toc D09002ee1807d761a-CFR-2009-title13-vol1-part1.xml D09002ee1807d761c-CFR-2009-title13-vol1-part1.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part1 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part1/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part1.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part1.xml 13 CFR 1 13CFR1 Parts 1-100; Reserved Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2009-title13-vol1-part1 5 Parts 1-100 part 1 false D09002ee1807d761a-CFR-2009-title13-vol1-part101.xml D09002ee1807d761c-CFR-2009-title13-vol1-part101.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part101.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part101.xml 13 CFR 101 13CFR101 Part 101; ADMINISTRATION Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2009-title13-vol1-part101 6 Part 101 part 101 5 U.S.C. 552 and App. 3, secs. 2, 4(a), 6(a), and 9(a)(1)(T); 15 U.S.C. 633, 634, 687; 31 U.S.C. 6506; 44 U.S.C. 3512; 42 U.S.C. 6307(d); 15 U.S.C. 657h; E.O. 12372 (July 14, 1982), 47 FR 30959, 3 CFR, 1982 Comp., p. 197, as amended by E.O. 12416 (April 8, 1983), 48 FR 15887, 3 CFR, 1983 Comp., p. 186. 61 FR 2394, Jan. 26, 1996, unless otherwise noted. false

Title 5 Section 552 5 U.S.C. 552 Title 15 Section 633 Title 15 Section 634 Title 15 Section 657h Title 15 Section 687 15 U.S.C. 633 15 U.S.C. 634 15 U.S.C. 657h 15 U.S.C. 687 Title 31 Section 6506 31 U.S.C. 6506 Title 42 Section 6307(d) 42 U.S.C. 6307(d) Title 44 Section 3512 44 U.S.C. 3512 Volume 47 Page 30959 47 FR. 30959 Volume 48 Page 15887 48 FR. 15887 Volume 61 Page 2394 61 FR. 2394 D09002ee1807d761a-CFR-2009-title13-vol1-part101-toc-id7.xml D09002ee1807d761c-CFR-2009-title13-vol1-part101-toc-id7.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101-toc-id7 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101-toc-id7/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part101-toc-id7.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part101-toc-id7.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 101 ADMINISTRATION TOC CFR-2009-title13-vol1-part101-toc-id7 7 toc D09002ee1807d761a-CFR-2009-title13-vol1-part101-subpartA.xml D09002ee1807d761c-CFR-2009-title13-vol1-part101-subpartA.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101-subpartA http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101-subpartA/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part101-subpartA.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part101-subpartA.xml 13 CFR A 13CFR Subpart A; Overview Chapter I SMALL BUSINESS ADMINISTRATION Part 101 ADMINISTRATION NODE CFR-2009-title13-vol1-part101-subpartA 8 Subpart A subpart A false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-100.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-100.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-100 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-100/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-100.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-100.xml 13 CFR 101.100 13CFR101.100 Section 101.100; What is the purpose of SBA? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-100 9 Section 101.100 section 101.100 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-101.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-101.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-101 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-101/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-101.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-101.xml 13 CFR 101.101 13CFR101.101 Section 101.101; Who manages SBA? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-101 10 Section 101.101 section 101.101 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-102.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-102.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-102 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-102/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-102.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-102.xml 13 CFR 101.102 13CFR101.102 Section 101.102; Where is SBA's Headquarters located? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-102 11 Section 101.102 section 101.102 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-103.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-103.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-103 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-103/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-103.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-103.xml 13 CFR 101.103 13CFR101.103 Section 101.103; Where are SBA's field offices located? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-103 12 Section 101.103 section 101.103 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-104.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-104.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-104 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-104/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-104.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-104.xml 13 CFR 101.104 13CFR101.104 Section 101.104; What are the functions of SBA's field offices? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-104 13 Section 101.104 section 101.104 61 FR 2394, Jan. 26, 1996, as amended at 71 FR 63676, Oct. 31, 2006 false Volume 61 Page 2394 61 FR. 2394 Volume 71 Page 63676 71 FR. 63676 D09002ee1807d761a-CFR-2009-title13-vol1-sec101-105.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-105.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-105 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-105/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-105.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-105.xml 13 CFR 101.105 13CFR101.105 Section 101.105; Who may use SBA's official seal and for what purpose? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-105 14 Section 101.105 section 101.105 72 FR 1963, Jan. 11, 2008 true

Title 18 Section 1017 Title 18 Section 506 18 U.S.C. 1017 18 U.S.C. 506 Title 28 Section 1733 28 U.S.C. 1733 Volume 72 Page 1963 72 FR. 1963 D09002ee1807d761a-CFR-2009-title13-vol1-sec101-106.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-106.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-106 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-106/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-106.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-106.xml 13 CFR 101.106 13CFR101.106 Section 101.106; Does Federal law apply to SBA programs and activities? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-106 15 Section 101.106 section 101.106 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-107.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-107.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-107 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-107/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-107.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-107.xml 13 CFR 101.107 13CFR101.107 Section 101.107; What SBA forms are approved for public use? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-107 16 Section 101.107 section 101.107 61 FR 2394, Jan. 26, 1996, as amended at 72 FR 50038, Aug. 30, 2007 false

Title 44 Section 3501et seq. Title 44 Section 3512 44 U.S.C. 3501et seq. 44 U.S.C. 3512 Title 5 Part 1320.6 5 CFR Part 1320.6 Volume 61 Page 2394 61 FR. 2394 Volume 72 Page 50038 72 FR. 50038 D09002ee1807d761a-CFR-2009-title13-vol1-sec101-108.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-108.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-108 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-108/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-108.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-108.xml 13 CFR 101.108 13CFR101.108 Section 101.108; Has SBA waived any of the public participation exemptions of the Administrative Procedure Act? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-108 17 Section 101.108 section 101.108 false

Title 5 Section 553 5 U.S.C. 553 D09002ee1807d761a-CFR-2009-title13-vol1-sec101-109.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-109.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-109 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-109/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-109.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-109.xml 13 CFR 101.109 13CFR101.109 Section 101.109; Do SBA regulations include the section headings? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Overview Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-109 18 Section 101.109 section 101.109 false D09002ee1807d761a-CFR-2009-title13-vol1-part101-subpartB.xml D09002ee1807d761c-CFR-2009-title13-vol1-part101-subpartB.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101-subpartB http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101-subpartB/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part101-subpartB.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part101-subpartB.xml 13 CFR B 13CFR Subpart B; Employment of Private Counsel Chapter I SMALL BUSINESS ADMINISTRATION Part 101 ADMINISTRATION NODE CFR-2009-title13-vol1-part101-subpartB 19 Subpart B subpart B false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-200.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-200.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-200 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-200/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-200.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-200.xml 13 CFR 101.200 13CFR101.200 Section 101.200; When does SBA hire private counsel? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Employment of Private Counsel Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-200 20 Section 101.200 section 101.200 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-201.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-201.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-201 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-201/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-201.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-201.xml 13 CFR 101.201 13CFR101.201 Section 101.201; What are the minimum terms of private counsel's employment? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Employment of Private Counsel Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-201 21 Section 101.201 section 101.201 false D09002ee1807d761a-CFR-2009-title13-vol1-part101-subpartC.xml D09002ee1807d761c-CFR-2009-title13-vol1-part101-subpartC.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101-subpartC http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101-subpartC/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part101-subpartC.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part101-subpartC.xml 13 CFR C 13CFR Subpart C; Inspector General Chapter I SMALL BUSINESS ADMINISTRATION Part 101 ADMINISTRATION NODE CFR-2009-title13-vol1-part101-subpartC 22 Subpart C subpart C false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-300.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-300.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-300 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-300/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-300.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-300.xml 13 CFR 101.300 13CFR101.300 Section 101.300; What is the Inspector General's authority to conduct audits, investigations, and inspections? Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Inspector General Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-300 23 Section 101.300 section 101.300 false Title 5 Appendix 3 5 U.S.C. App. 3 D09002ee1807d761a-CFR-2009-title13-vol1-sec101-301.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-301.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-301 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-301/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-301.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-301.xml 13 CFR 101.301 13CFR101.301 Section 101.301; Who should receive information or allegations of waste, fraud, and abuse? Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Inspector General Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-301 24 Section 101.301 section 101.301 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-302.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-302.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-302 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-302/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-302.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-302.xml 13 CFR 101.302 13CFR101.302 Section 101.302; What is the scope of the Inspector General's authority? Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Inspector General Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-302 25 Section 101.302 section 101.302 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-303.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-303.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-303 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-303/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-303.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-303.xml 13 CFR 101.303 13CFR101.303 Section 101.303; How are Inspector General subpoenas served? Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Inspector General Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-303 26 Section 101.303 section 101.303 false D09002ee1807d761a-CFR-2009-title13-vol1-part101-subpartD.xml D09002ee1807d761c-CFR-2009-title13-vol1-part101-subpartD.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101-subpartD http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101-subpartD/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part101-subpartD.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part101-subpartD.xml 13 CFR D 13CFR Subpart D; Intergovernmental Partnership Chapter I SMALL BUSINESS ADMINISTRATION Part 101 ADMINISTRATION NODE CFR-2009-title13-vol1-part101-subpartD 27 Subpart D subpart D false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-400.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-400.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-400 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-400/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-400.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-400.xml 13 CFR 101.400 13CFR101.400 Section 101.400; What is the purpose of this subpart? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-400 28 Section 101.400 section 101.400 false

Title 31 Section 6506et seq. 31 U.S.C. 6506et seq. D09002ee1807d761a-CFR-2009-title13-vol1-sec101-401.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-401.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-401 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-401/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-401.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-401.xml 13 CFR 101.401 13CFR101.401 Section 101.401; What programs and activities of SBA are subject to this subpart? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-401 29 Section 101.401 section 101.401 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-402.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-402.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-402 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-402/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-402.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-402.xml 13 CFR 101.402 13CFR101.402 Section 101.402; What procedures apply to the selection of SBA programs and activities? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-402 30 Section 101.402 section 101.402 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-403.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-403.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-403 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-403/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-403.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-403.xml 13 CFR 101.403 13CFR101.403 Section 101.403; What are the notice and comment procedures? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-403 31 Section 101.403 section 101.403 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-404.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-404.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-404 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-404/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-404.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-404.xml 13 CFR 101.404 13CFR101.404 Section 101.404; How does the Administrator receive comments? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-404 32 Section 101.404 section 101.404 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-405.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-405.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-405 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-405/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-405.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-405.xml 13 CFR 101.405 13CFR101.405 Section 101.405; How does the Administrator respond to comments? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-405 33 Section 101.405 section 101.405 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-406.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-406.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-406 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-406/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-406.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-406.xml 13 CFR 101.406 13CFR101.406 Section 101.406; What are the Administrator's responsibilities in interstate situations? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-406 34 Section 101.406 section 101.406 false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-407.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-407.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-407 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-407/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-407.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-407.xml 13 CFR 101.407 13CFR101.407 Section 101.407; May the Administrator waive these regulations? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Intergovernmental Partnership Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-407 35 Section 101.407 section 101.407 false D09002ee1807d761a-CFR-2009-title13-vol1-part101-subpartE.xml D09002ee1807d761c-CFR-2009-title13-vol1-part101-subpartE.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101-subpartE http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part101-subpartE/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part101-subpartE.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part101-subpartE.xml 13 CFR E 13CFR Subpart E; Small Business Energy Efficiency Chapter I SMALL BUSINESS ADMINISTRATION Part 101 ADMINISTRATION NODE CFR-2009-title13-vol1-part101-subpartE 36 Subpart E subpart E false D09002ee1807d761a-CFR-2009-title13-vol1-sec101-500.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec101-500.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-500 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec101-500/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec101-500.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec101-500.xml 13 CFR 101.500 13CFR101.500 Section 101.500; Small Business Energy Efficiency Program. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Small Business Energy Efficiency Part 101 ADMINISTRATION CONTENT CFR-2009-title13-vol1-sec101-500 37 Section 101.500 section 101.500 73 FR 61666, Oct. 17, 2008 false Volume 73 Page 61666 73 FR. 61666 D09002ee1807d761a-CFR-2009-title13-vol1-part102.xml D09002ee1807d761c-CFR-2009-title13-vol1-part102.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part102 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part102/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part102.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part102.xml 13 CFR 102 13CFR102 Part 102; RECORD DISCLOSURE AND PRIVACY Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2009-title13-vol1-part102 38 Part 102 part 102 5 U.S.C. 301, 552, 552a; 31 U.S.C. 9701; 44 U.S.C. 3501, et seq., E.O. 12600, 52 FR 23781, 3 CFR, 187 Comp., p. 235. 61 FR 2673, Jan. 29, 1996, unless otherwise noted. false

Title 5 Section 301 Title 5 Section 552a Title 5 Section 552 5 U.S.C. 301 5 U.S.C. 552a 5 U.S.C. 552 Title 31 Section 9701 31 U.S.C. 9701 Title 44 Section 3501 44 U.S.C. 3501 Volume 52 Page 23781 52 FR. 23781 Volume 61 Page 2673 61 FR. 2673 D09002ee1807d761a-CFR-2009-title13-vol1-part102-toc-id39.xml D09002ee1807d761c-CFR-2009-title13-vol1-part102-toc-id39.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part102-toc-id39 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part102-toc-id39/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part102-toc-id39.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part102-toc-id39.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 102 RECORD DISCLOSURE AND PRIVACY TOC CFR-2009-title13-vol1-part102-toc-id39 39 toc D09002ee1807d761a-CFR-2009-title13-vol1-part102-subpartA.xml D09002ee1807d761c-CFR-2009-title13-vol1-part102-subpartA.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part102-subpartA http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part102-subpartA/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part102-subpartA.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part102-subpartA.xml 13 CFR A 13CFR Subpart A; Disclosure of Information Chapter I SMALL BUSINESS ADMINISTRATION Part 102 RECORD DISCLOSURE AND PRIVACY NODE CFR-2009-title13-vol1-part102-subpartA 40 Subpart A subpart A 68 FR 59092, Oct. 14, 2003, unless otherwise noted. false Volume 68 Page 59092 68 FR. 59092 D09002ee1807d761a-CFR-2009-title13-vol1-sec102-1.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-1.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-1 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-1/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-1.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-1.xml 13 CFR 102.1 13CFR102.1 Section 102.1; General provisions. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-1 41 Section 102.1 section 102.1 false

Title 5 Section 552 5 U.S.C. 552 D09002ee1807d761a-CFR-2009-title13-vol1-sec102-2.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-2.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-2 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-2/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-2.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-2.xml 13 CFR 102.2 13CFR102.2 Section 102.2; Public reading rooms. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-2 42 Section 102.2 section 102.2 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-3.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-3.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-3 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-3/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-3.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-3.xml 13 CFR 102.3 13CFR102.3 Section 102.3; Requirements pertaining to the submission of requests. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-3 43 Section 102.3 section 102.3 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-4.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-4.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-4 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-4/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-4.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-4.xml 13 CFR 102.4 13CFR102.4 Section 102.4; Timing of responses to requests. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-4 44 Section 102.4 section 102.4 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-5.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-5.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-5 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-5/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-5.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-5.xml 13 CFR 102.5 13CFR102.5 Section 102.5; Responses to requests. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-5 45 Section 102.5 section 102.5 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-6.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-6.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-6 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-6/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-6.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-6.xml 13 CFR 102.6 13CFR102.6 Section 102.6; Fees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-6 46 Section 102.6 section 102.6 false

Title 31 Section 3717 31 U.S.C. 3717 D09002ee1807d761a-CFR-2009-title13-vol1-sec102-7.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-7.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-7 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-7/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-7.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-7.xml 13 CFR 102.7 13CFR102.7 Section 102.7; Business information. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-7 47 Section 102.7 section 102.7 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-8.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-8.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-8 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-8/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-8.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-8.xml 13 CFR 102.8 13CFR102.8 Section 102.8; Appeals. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-8 48 Section 102.8 section 102.8 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-9.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-9.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-9 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-9/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-9.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-9.xml 13 CFR 102.9 13CFR102.9 Section 102.9; Public Index. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-9 49 Section 102.9 section 102.9 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-10.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-10.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-10 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-10/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-10.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-10.xml 13 CFR 102.10 13CFR102.10 Section 102.10; What happens if I subpoena records or testimony of employees in connection with a civil lawsuit, criminal proceeding or administrative proceeding to which SBA is not a party? Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Disclosure of Information Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-10 50 Section 102.10 section 102.10 69 FR 21952, Apr. 23, 2004 false Volume 69 Page 21952 69 FR. 21952 D09002ee1807d761a-CFR-2009-title13-vol1-part102-subpartB.xml D09002ee1807d761c-CFR-2009-title13-vol1-part102-subpartB.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part102-subpartB http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part102-subpartB/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part102-subpartB.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part102-subpartB.xml 13 CFR B 13CFR Subpart B; Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Chapter I SMALL BUSINESS ADMINISTRATION Part 102 RECORD DISCLOSURE AND PRIVACY NODE CFR-2009-title13-vol1-part102-subpartB 51 Subpart B subpart B 72 FR 17369, Apr. 9, 2007, unless otherwise noted. false Volume 72 Page 17369 72 FR. 17369 D09002ee1807d761a-CFR-2009-title13-vol1-sec102-20.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-20.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-20 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-20/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-20.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-20.xml 13 CFR 102.20 13CFR102.20 Section 102.20; General provisions. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-20 52 Section 102.20 section 102.20 false

Title 5 Section 552a 5 U.S.C. 552a D09002ee1807d761a-CFR-2009-title13-vol1-sec102-21.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-21.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-21 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-21/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-21.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-21.xml 13 CFR 102.21 13CFR102.21 Section 102.21; Agency employees responsible for the Privacy Act of 1974. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-21 53 Section 102.21 section 102.21 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-22.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-22.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-22 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-22/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-22.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-22.xml 13 CFR 102.22 13CFR102.22 Section 102.22; Requirements relating to systems of records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-22 54 Section 102.22 section 102.22 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-23.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-23.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-23 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-23/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-23.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-23.xml 13 CFR 102.23 13CFR102.23 Section 102.23; Publication in the Federal Register-Notices of systems of records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-23 55 Section 102.23 section 102.23 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-24.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-24.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-24 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-24/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-24.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-24.xml 13 CFR 102.24 13CFR102.24 Section 102.24; Requests for access to records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-24 56 Section 102.24 section 102.24 false

Title 28 Section 1746 28 U.S.C. 1746 D09002ee1807d761a-CFR-2009-title13-vol1-sec102-25.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-25.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-25 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-25/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-25.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-25.xml 13 CFR 102.25 13CFR102.25 Section 102.25; Responsibility for responding to requests for access to records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-25 57 Section 102.25 section 102.25 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-26.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-26.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-26 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-26/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-26.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-26.xml 13 CFR 102.26 13CFR102.26 Section 102.26; Responses to requests for access to records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-26 58 Section 102.26 section 102.26 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-27.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-27.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-27 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-27/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-27.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-27.xml 13 CFR 102.27 13CFR102.27 Section 102.27; Appeals from denials of requests for access to records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-27 59 Section 102.27 section 102.27 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-28.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-28.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-28 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-28/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-28.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-28.xml 13 CFR 102.28 13CFR102.28 Section 102.28; Requests for amendment or correction of records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-28 60 Section 102.28 section 102.28 false

Title 5 Section 552a 5 U.S.C. 552a D09002ee1807d761a-CFR-2009-title13-vol1-sec102-29.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-29.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-29 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-29/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-29.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-29.xml 13 CFR 102.29 13CFR102.29 Section 102.29; Requests for an accounting of record disclosures. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-29 61 Section 102.29 section 102.29 false

Title 5 Section 552a(j) 5 U.S.C. 552a(j) D09002ee1807d761a-CFR-2009-title13-vol1-sec102-30.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-30.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-30 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-30/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-30.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-30.xml 13 CFR 102.30 13CFR102.30 Section 102.30; Preservation of records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-30 62 Section 102.30 section 102.30 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-31.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-31.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-31 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-31/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-31.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-31.xml 13 CFR 102.31 13CFR102.31 Section 102.31; Fees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-31 63 Section 102.31 section 102.31 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-32.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-32.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-32 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-32/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-32.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-32.xml 13 CFR 102.32 13CFR102.32 Section 102.32; Notice of court-ordered and emergency disclosures. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-32 64 Section 102.32 section 102.32 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-33.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-33.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-33 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-33/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-33.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-33.xml 13 CFR 102.33 13CFR102.33 Section 102.33; Security of systems of records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-33 65 Section 102.33 section 102.33 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-34.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-34.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-34 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-34/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-34.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-34.xml 13 CFR 102.34 13CFR102.34 Section 102.34; Contracts for the operation of record systems. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-34 66 Section 102.34 section 102.34 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-35.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-35.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-35 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-35/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-35.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-35.xml 13 CFR 102.35 13CFR102.35 Section 102.35; Use and collection of Social Security Numbers. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-35 67 Section 102.35 section 102.35 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-36.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-36.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-36 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-36/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-36.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-36.xml 13 CFR 102.36 13CFR102.36 Section 102.36; Privacy Act standards of conduct. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-36 68 Section 102.36 section 102.36 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-37.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-37.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-37 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-37/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-37.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-37.xml 13 CFR 102.37 13CFR102.37 Section 102.37; Training requirements. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-37 69 Section 102.37 section 102.37 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-38.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-38.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-38 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-38/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-38.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-38.xml 13 CFR 102.38 13CFR102.38 Section 102.38; Other rights and services. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-38 70 Section 102.38 section 102.38 false D09002ee1807d761a-CFR-2009-title13-vol1-sec102-39.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-39.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-39 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-39/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-39.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-39.xml 13 CFR 102.39 13CFR102.39 Section 102.39; SBA's exempt Privacy Act systems of records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-39 71 Section 102.39 section 102.39 false

Title 5 Section 552a(j)(2) Title 5 Section 552a(k)(2) Title 5 Section 552a(k)(5) Title 5 Appendix 3 5 U.S.C. 552a(j)(2) 5 U.S.C. 552a(k)(2) 5 U.S.C. 552a(k)(5) 5 U.S.C. App. 3 D09002ee1807d761a-CFR-2009-title13-vol1-sec102-40.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-40.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-40 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-40/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-40.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-40.xml 13 CFR 102.40 13CFR102.40 Section 102.40; Computer matching. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-40 72 Section 102.40 section 102.40 false

Title 5 Section 552a(o) Title 5 Section 552anote 5 U.S.C. 552a(o) 5 U.S.C. 552anote D09002ee1807d761a-CFR-2009-title13-vol1-sec102-41.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec102-41.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-41 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec102-41/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec102-41.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec102-41.xml 13 CFR 102.41 13CFR102.41 Section 102.41; Other provisions. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974 Part 102 RECORD DISCLOSURE AND PRIVACY CONTENT CFR-2009-title13-vol1-sec102-41 73 Section 102.41 section 102.41 false Title 5 Part 293and 297 5 CFR Part 293and 297 Title 5 Part 297.205 5 CFR Part 297.205 D09002ee1807d761a-CFR-2009-title13-vol1-part103.xml D09002ee1807d761c-CFR-2009-title13-vol1-part103.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part103 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part103/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part103.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part103.xml 13 CFR 103 13CFR103 Part 103; STANDARDS FOR CONDUCTING BUSINESS WITH SBA Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2009-title13-vol1-part103 74 Part 103 part 103 Secs. 5, 13, 72 Stat. 385, 394 (15 U.S.C. 634, 642). 61 FR 2681, Jan. 29, 1996, unless otherwise noted. false

Title 15 Section 634 Title 15 Section 642 15 U.S.C. 634 15 U.S.C. 642 Volume 72 Page 385 72 Stat. 385 Volume 72 Page 385 72 Stat. 385 Volume 61 Page 2681 61 FR. 2681 D09002ee1807d761a-CFR-2009-title13-vol1-part103-toc-id75.xml D09002ee1807d761c-CFR-2009-title13-vol1-part103-toc-id75.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part103-toc-id75 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part103-toc-id75/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part103-toc-id75.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part103-toc-id75.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA TOC CFR-2009-title13-vol1-part103-toc-id75 75 toc D09002ee1807d761a-CFR-2009-title13-vol1-sec103-1.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec103-1.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec103-1 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec103-1/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec103-1.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec103-1.xml 13 CFR 103.1 13CFR103.1 Section 103.1; Key definitions. Chapter I SMALL BUSINESS ADMINISTRATION Part 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA CONTENT CFR-2009-title13-vol1-sec103-1 76 Section 103.1 section 103.1 false D09002ee1807d761a-CFR-2009-title13-vol1-sec103-2.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec103-2.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec103-2 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec103-2/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec103-2.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec103-2.xml 13 CFR 103.2 13CFR103.2 Section 103.2; Who may conduct business with SBA? Chapter I SMALL BUSINESS ADMINISTRATION Part 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA CONTENT CFR-2009-title13-vol1-sec103-2 77 Section 103.2 section 103.2 false D09002ee1807d761a-CFR-2009-title13-vol1-sec103-3.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec103-3.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec103-3 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec103-3/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec103-3.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec103-3.xml 13 CFR 103.3 13CFR103.3 Section 103.3; May SBA suspend or revoke an Agent's privilege? Chapter I SMALL BUSINESS ADMINISTRATION Part 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA CONTENT CFR-2009-title13-vol1-sec103-3 78 Section 103.3 section 103.3 false D09002ee1807d761a-CFR-2009-title13-vol1-sec103-4.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec103-4.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec103-4 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec103-4/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec103-4.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec103-4.xml 13 CFR 103.4 13CFR103.4 Section 103.4; What is “good cause” for suspension or revocation? Chapter I SMALL BUSINESS ADMINISTRATION Part 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA CONTENT CFR-2009-title13-vol1-sec103-4 79 Section 103.4 section 103.4 false D09002ee1807d761a-CFR-2009-title13-vol1-sec103-5.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec103-5.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec103-5 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec103-5/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec103-5.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec103-5.xml 13 CFR 103.5 13CFR103.5 Section 103.5; How does SBA regulate an Agent's fees and provision of service? Chapter I SMALL BUSINESS ADMINISTRATION Part 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA CONTENT CFR-2009-title13-vol1-sec103-5 80 Section 103.5 section 103.5 false D09002ee1807d761a-CFR-2009-title13-vol1-part105.xml D09002ee1807d761c-CFR-2009-title13-vol1-part105.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part105 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part105/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part105.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part105.xml 13 CFR 105 13CFR105 Part 105; STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2009-title13-vol1-part105 81 Part 105 part 105 5 U.S.C. 7301; 15 U.S.C. 634, 637(a)(18) and (a)(19), 642, and 645(a). 61 FR 2399, Jan. 26, 1996, unless otherwise noted. false

Title 5 Section 7301 5 U.S.C. 7301 Title 15 Section 634 Title 15 Section 637(a)(18) 15 U.S.C. 634 15 U.S.C. 637(a)(18) Volume 61 Page 2399 61 FR. 2399 D09002ee1807d761a-CFR-2009-title13-vol1-part105-toc-id82.xml D09002ee1807d761c-CFR-2009-title13-vol1-part105-toc-id82.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part105-toc-id82 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part105-toc-id82/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part105-toc-id82.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part105-toc-id82.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES TOC CFR-2009-title13-vol1-part105-toc-id82 82 toc D09002ee1807d761c-CFR-2009-title13-vol1-part105-subjectgroup-id83.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part105-subjectgroup-id83 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part105-subjectgroup-id83/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part105-subjectgroup-id83.pdf 13 CFR 13CFR Standards of Conduct Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES NODE CFR-2009-title13-vol1-part105-subjectgroup-id83 83 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec105-101.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-101.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-101 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-101/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-101.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-101.xml 13 CFR 105.101 13CFR105.101 Section 105.101; Cross-reference to employee ethical conduct standards and financial disclosure regulations. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-101 84 Section 105.101 section 105.101 69 FR 63922, Nov. 3, 2004 Restrictions and Responsibilities Related to SBA Employees and Former Employees false Title 5 Part 2635 5 CFR Part 2635 Title 5 Part 2634 5 CFR Part 2634 Volume 69 Page 63922 69 FR. 63922 D09002ee1807d761c-CFR-2009-title13-vol1-part105-subjectgroup-id85.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part105-subjectgroup-id85 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part105-subjectgroup-id85/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part105-subjectgroup-id85.pdf 13 CFR 13CFR Restrictions and Responsibilities Related to Sba Employees and Former Employees Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES NODE CFR-2009-title13-vol1-part105-subjectgroup-id85 85 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec105-201.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-201.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-201 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-201/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-201.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-201.xml 13 CFR 105.201 13CFR105.201 Section 105.201; Definitions. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-201 86 Section 105.201 section 105.201 Restrictions and Responsibilities Related to Sba Employees and Former Employees false D09002ee1807d761a-CFR-2009-title13-vol1-sec105-202.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-202.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-202 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-202/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-202.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-202.xml 13 CFR 105.202 13CFR105.202 Section 105.202; Employment of former employee by person previously the recipient of SBA Assistance. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-202 87 Section 105.202 section 105.202 Restrictions and Responsibilities Related to Sba Employees and Former Employees false D09002ee1807d761a-CFR-2009-title13-vol1-sec105-203.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-203.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-203 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-203/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-203.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-203.xml 13 CFR 105.203 13CFR105.203 Section 105.203; SBA Assistance to person employing former SBA employee. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-203 88 Section 105.203 section 105.203 Restrictions and Responsibilities Related to Sba Employees and Former Employees false D09002ee1807d761a-CFR-2009-title13-vol1-sec105-204.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-204.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-204 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-204/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-204.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-204.xml 13 CFR 105.204 13CFR105.204 Section 105.204; Assistance to SBA employees or members of their household. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-204 89 Section 105.204 section 105.204 Restrictions and Responsibilities Related to Sba Employees and Former Employees false D09002ee1807d761a-CFR-2009-title13-vol1-sec105-205.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-205.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-205 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-205/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-205.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-205.xml 13 CFR 105.205 13CFR105.205 Section 105.205; Duty to report irregularities. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-205 90 Section 105.205 section 105.205 Restrictions and Responsibilities Related to Sba Employees and Former Employees false D09002ee1807d761a-CFR-2009-title13-vol1-sec105-206.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-206.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-206 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-206/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-206.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-206.xml 13 CFR 105.206 13CFR105.206 Section 105.206; Applicable rules and directions. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-206 91 Section 105.206 section 105.206 Restrictions and Responsibilities Related to Sba Employees and Former Employees false D09002ee1807d761a-CFR-2009-title13-vol1-sec105-207.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-207.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-207 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-207/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-207.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-207.xml 13 CFR 105.207 13CFR105.207 Section 105.207; Politically motivated activities with respect to the Minority Small Business Program. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-207 92 Section 105.207 section 105.207 Restrictions and Responsibilities Related to Sba Employees and Former Employees false D09002ee1807d761a-CFR-2009-title13-vol1-sec105-208.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-208.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-208 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-208/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-208.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-208.xml 13 CFR 105.208 13CFR105.208 Section 105.208; Penalties. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-208 93 Section 105.208 section 105.208 Restrictions on SBA Assistance to Other Individuals false D09002ee1807d761c-CFR-2009-title13-vol1-part105-subjectgroup-id94.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part105-subjectgroup-id94 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part105-subjectgroup-id94/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part105-subjectgroup-id94.pdf 13 CFR 13CFR Restrictions on Sba Assistance to Other Individuals Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES NODE CFR-2009-title13-vol1-part105-subjectgroup-id94 94 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec105-301.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-301.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-301 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-301/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-301.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-301.xml 13 CFR 105.301 13CFR105.301 Section 105.301; Assistance to officers or employees of other Government organizations. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-301 95 Section 105.301 section 105.301 Restrictions on Sba Assistance to Other Individuals false Title 48 Part 35 48 CFR Part 35 D09002ee1807d761a-CFR-2009-title13-vol1-sec105-302.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-302.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-302 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-302/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-302.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-302.xml 13 CFR 105.302 13CFR105.302 Section 105.302; Assistance to employees or members of quasi-Government organizations. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-302 96 Section 105.302 section 105.302 Administrative Provisions false D09002ee1807d761c-CFR-2009-title13-vol1-part105-subjectgroup-id97.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part105-subjectgroup-id97 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part105-subjectgroup-id97/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part105-subjectgroup-id97.pdf 13 CFR 13CFR Administrative Provisions Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES NODE CFR-2009-title13-vol1-part105-subjectgroup-id97 97 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec105-401.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-401.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-401 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-401/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-401.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-401.xml 13 CFR 105.401 13CFR105.401 Section 105.401; Standards of Conduct Committee. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-401 98 Section 105.401 section 105.401 61 FR 2399, Jan. 26, 1996, as amended at 72 FR 50038, Aug. 30, 2007 Administrative Provisions false Volume 61 Page 2399 61 FR. 2399 Volume 72 Page 50038 72 FR. 50038 D09002ee1807d761a-CFR-2009-title13-vol1-sec105-402.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-402.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-402 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-402/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-402.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-402.xml 13 CFR 105.402 13CFR105.402 Section 105.402; Standards of Conduct Counselors. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-402 99 Section 105.402 section 105.402 61 FR 2399, Jan. 26, 1996, as amended at 62 FR 48477, Sept. 16, 1997; 69 FR 63922, Nov. 3, 2004 Administrative Provisions false Title 5 Part 2634 5 CFR Part 2634 Volume 61 Page 2399 61 FR. 2399 Volume 62 Page 48477 62 FR. 48477 Volume 69 Page 63922 69 FR. 63922 D09002ee1807d761a-CFR-2009-title13-vol1-sec105-403.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec105-403.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-403 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec105-403/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec105-403.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec105-403.xml 13 CFR 105.403 13CFR105.403 Section 105.403; Designated Agency Ethics Officials. Chapter I SMALL BUSINESS ADMINISTRATION Part 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES CONTENT CFR-2009-title13-vol1-sec105-403 100 Section 105.403 section 105.403 62 FR 2399, Jan. 26, 1996, as amended at 62 FR 48477, Sept. 16, 1997 Administrative Provisions false Title 5 Part 2634.201 5 CFR Part 2634.201 Title 5 Part 2638.203 5 CFR Part 2638.203 Volume 62 Page 2399 62 FR. 2399 Volume 62 Page 48477 62 FR. 48477 D09002ee1807d761a-CFR-2009-title13-vol1-part106.xml D09002ee1807d761c-CFR-2009-title13-vol1-part106.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part106.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part106.xml 13 CFR 106 13CFR106 Part 106; COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2009-title13-vol1-part106 101 Part 106 part 106 15 U.S.C. 633 (g) and (h); 15 U.S.C. 637(b)(1)(A); 15 U.S.C. 637(b)(G). 70 FR 70704, Nov. 23, 2005, unless otherwise noted. false

Title 15 Section 633 Title 15 Section 637(b)(1)(A) Title 15 Section 637(b)(G) 15 U.S.C. 633 15 U.S.C. 637(b)(1)(A) 15 U.S.C. 637(b)(G) Volume 70 Page 70704 70 FR. 70704 D09002ee1807d761a-CFR-2009-title13-vol1-part106-toc-id102.xml D09002ee1807d761c-CFR-2009-title13-vol1-part106-toc-id102.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106-toc-id102 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106-toc-id102/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part106-toc-id102.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part106-toc-id102.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS TOC CFR-2009-title13-vol1-part106-toc-id102 102 toc D09002ee1807d761a-CFR-2009-title13-vol1-part106-subpartA.xml D09002ee1807d761c-CFR-2009-title13-vol1-part106-subpartA.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106-subpartA http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106-subpartA/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part106-subpartA.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part106-subpartA.xml 13 CFR A 13CFR Subpart A; Scope and Definitions Chapter I SMALL BUSINESS ADMINISTRATION Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS NODE CFR-2009-title13-vol1-part106-subpartA 103 Subpart A subpart A false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-100.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-100.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-100 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-100/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-100.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-100.xml 13 CFR 106.100 13CFR106.100 Section 106.100; Scope. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Scope and Definitions Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-100 104 Section 106.100 section 106.100 false

Title 15 Section 631et seq. 15 U.S.C. 631et seq. D09002ee1807d761a-CFR-2009-title13-vol1-sec106-101.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-101.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-101 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-101/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-101.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-101.xml 13 CFR 106.101 13CFR106.101 Section 106.101; Definitions. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Scope and Definitions Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-101 105 Section 106.101 section 106.101 false D09002ee1807d761a-CFR-2009-title13-vol1-part106-subpartB.xml D09002ee1807d761c-CFR-2009-title13-vol1-part106-subpartB.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106-subpartB http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106-subpartB/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part106-subpartB.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part106-subpartB.xml 13 CFR B 13CFR Subpart B; Cosponsored Activities Chapter I SMALL BUSINESS ADMINISTRATION Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS NODE CFR-2009-title13-vol1-part106-subpartB 106 Subpart B subpart B false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-200.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-200.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-200 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-200/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-200.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-200.xml 13 CFR 106.200 13CFR106.200 Section 106.200; Cosponsored Activity. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Cosponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-200 107 Section 106.200 section 106.200 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-201.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-201.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-201 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-201/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-201.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-201.xml 13 CFR 106.201 13CFR106.201 Section 106.201; Who may be a Cosponsor? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Cosponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-201 108 Section 106.201 section 106.201 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-202.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-202.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-202 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-202/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-202.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-202.xml 13 CFR 106.202 13CFR106.202 Section 106.202; What are the minimum requirements applicable to Cosponsored Activities? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Cosponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-202 109 Section 106.202 section 106.202 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-203.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-203.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-203 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-203/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-203.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-203.xml 13 CFR 106.203 13CFR106.203 Section 106.203; What provisions must be set forth in a Cosponsorship Agreement? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Cosponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-203 110 Section 106.203 section 106.203 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-204.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-204.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-204 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-204/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-204.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-204.xml 13 CFR 106.204 13CFR106.204 Section 106.204; Who has the authority to approve and sign a Cosponsorship Agreement? Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Cosponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-204 111 Section 106.204 section 106.204 false D09002ee1807d761a-CFR-2009-title13-vol1-part106-subpartC.xml D09002ee1807d761c-CFR-2009-title13-vol1-part106-subpartC.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106-subpartC http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106-subpartC/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part106-subpartC.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part106-subpartC.xml 13 CFR C 13CFR Subpart C; Fee Based SBA-Sponsored Activities Chapter I SMALL BUSINESS ADMINISTRATION Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS NODE CFR-2009-title13-vol1-part106-subpartC 112 Subpart C subpart C false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-300.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-300.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-300 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-300/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-300.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-300.xml 13 CFR 106.300 13CFR106.300 Section 106.300; Fee Based SBA-Sponsored Activity. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Fee Based SBA-Sponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-300 113 Section 106.300 section 106.300 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-301.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-301.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-301 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-301/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-301.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-301.xml 13 CFR 106.301 13CFR106.301 Section 106.301; What are the minimum requirements applicable to Fee Based SBA-Sponsored Activities? Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Fee Based SBA-Sponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-301 114 Section 106.301 section 106.301 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-302.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-302.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-302 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-302/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-302.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-302.xml 13 CFR 106.302 13CFR106.302 Section 106.302; What provisions must be set forth in a Fee Based Record? Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Fee Based SBA-Sponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-302 115 Section 106.302 section 106.302 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-303.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-303.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-303 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-303/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-303.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-303.xml 13 CFR 106.303 13CFR106.303 Section 106.303; Who has authority to approve and sign a Fee Based Record? Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Fee Based SBA-Sponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-303 116 Section 106.303 section 106.303 false D09002ee1807d761a-CFR-2009-title13-vol1-part106-subpartD.xml D09002ee1807d761c-CFR-2009-title13-vol1-part106-subpartD.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106-subpartD http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106-subpartD/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part106-subpartD.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part106-subpartD.xml 13 CFR D 13CFR Subpart D; Non-Fee Based SBA-Sponsored Activities Chapter I SMALL BUSINESS ADMINISTRATION Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS NODE CFR-2009-title13-vol1-part106-subpartD 117 Subpart D subpart D false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-400.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-400.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-400 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-400/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-400.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-400.xml 13 CFR 106.400 13CFR106.400 Section 106.400; Non-Fee Based SBA-Sponsored Activity. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Non-Fee Based SBA-Sponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-400 118 Section 106.400 section 106.400 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-401.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-401.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-401 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-401/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-401.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-401.xml 13 CFR 106.401 13CFR106.401 Section 106.401; What are the minimum requirements applicable to a Non-Fee Based SBA-Sponsored Activities? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Non-Fee Based SBA-Sponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-401 119 Section 106.401 section 106.401 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-402.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-402.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-402 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-402/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-402.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-402.xml 13 CFR 106.402 13CFR106.402 Section 106.402; What provisions must be set forth in a Non-Fee Based Record? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Non-Fee Based SBA-Sponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-402 120 Section 106.402 section 106.402 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-403.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-403.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-403 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-403/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-403.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-403.xml 13 CFR 106.403 13CFR106.403 Section 106.403; Who has authority to approve and sign a Non-Fee Based Record? Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Non-Fee Based SBA-Sponsored Activities Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-403 121 Section 106.403 section 106.403 false D09002ee1807d761a-CFR-2009-title13-vol1-part106-subpartE.xml D09002ee1807d761c-CFR-2009-title13-vol1-part106-subpartE.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106-subpartE http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part106-subpartE/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part106-subpartE.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part106-subpartE.xml 13 CFR E 13CFR Subpart E; Gifts Chapter I SMALL BUSINESS ADMINISTRATION Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS NODE CFR-2009-title13-vol1-part106-subpartE 122 Subpart E subpart E false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-500.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-500.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-500 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-500/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-500.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-500.xml 13 CFR 106.500 13CFR106.500 Section 106.500; What is SBA's Gift authority? Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Gifts Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-500 123 Section 106.500 section 106.500 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-501.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-501.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-501 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-501/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-501.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-501.xml 13 CFR 106.501 13CFR106.501 Section 106.501; What minimum requirements are applicable to SBA's solicitation and/or acceptance of Gifts? Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Gifts Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-501 124 Section 106.501 section 106.501 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-502.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-502.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-502 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-502/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-502.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-502.xml 13 CFR 106.502 13CFR106.502 Section 106.502; Who has authority to perform a Gift conflict of interest determination? Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Gifts Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-502 125 Section 106.502 section 106.502 false D09002ee1807d761a-CFR-2009-title13-vol1-sec106-503.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec106-503.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-503 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec106-503/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec106-503.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec106-503.xml 13 CFR 106.503 13CFR106.503 Section 106.503; Are there types of Gifts which SBA may not solicit and/or accept? Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Gifts Part 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS CONTENT CFR-2009-title13-vol1-sec106-503 126 Section 106.503 section 106.503 false D09002ee1807d761a-CFR-2009-title13-vol1-part107.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107.xml 13 CFR 107 13CFR107 Part 107; SMALL BUSINESS INVESTMENT COMPANIES Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2009-title13-vol1-part107 127 Part 107 part 107 15 U.S.C. 681 et seq., 683, 687(c), 687b, 687d, 687g, 687m, and Pub. L. 106-554, 114 Stat. 2763. 61 FR 3189, Jan. 31, 1996, unless otherwise noted. false

Title 15 Section 681et seq. Title 15 Section 683 Title 15 Section 687b Title 15 Section 687d Title 15 Section 687(c) Title 15 Section 687g Title 15 Section 687m 15 U.S.C. 681et seq. 15 U.S.C. 683 15 U.S.C. 687b 15 U.S.C. 687d 15 U.S.C. 687(c) 15 U.S.C. 687g 15 U.S.C. 687m Volume 114 Page 2763 114 Stat. 2763 Volume 114 Page 2763 114 Stat. 2763 Public Law 106-554 Public Law 106-554 Volume 61 Page 3189 61 FR. 3189 D09002ee1807d761a-CFR-2009-title13-vol1-part107-toc-id128.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-toc-id128.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-toc-id128 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-toc-id128/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-toc-id128.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-toc-id128.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES TOC CFR-2009-title13-vol1-part107-toc-id128 128 toc D09002ee1807d761a-CFR-2009-title13-vol1-part107-subpartA.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartA.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartA http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartA/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartA.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-subpartA.xml 13 CFR A 13CFR Subpart A; Introduction to Part 107 Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartA 129 Subpart A subpart A false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-20.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-20.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-20 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-20/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-20.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-20.xml 13 CFR 107.20 13CFR107.20 Section 107.20; Legal basis and applicability of this part 107. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 107 Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-20 130 Section 107.20 section 107.20 false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-30.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-30.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-30 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-30/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-30.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-30.xml 13 CFR 107.30 13CFR107.30 Section 107.30; Amendments to Act and regulations. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 107 Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-30 131 Section 107.30 section 107.30 false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-40.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-40.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-40 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-40/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-40.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-40.xml 13 CFR 107.40 13CFR107.40 Section 107.40; How to read this part 107. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 107 Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-40 132 Section 107.40 section 107.40 false D09002ee1807d761a-CFR-2009-title13-vol1-part107-subpartB.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartB.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartB http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartB/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartB.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-subpartB.xml 13 CFR B 13CFR Subpart B; Definition of Terms Used in Part 107 Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartB 133 Subpart B subpart B false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-50.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-50.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-50 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-50/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-50.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-50.xml 13 CFR 107.50 13CFR107.50 Section 107.50; Definition of terms. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Definition of Terms Used in Part 107 Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-50 134 Section 107.50 section 107.50 61 FR 3189, Jan. 31, 1996; 61 FR 41496, Aug. 9, 1996, as amended at 62 FR 11759, Mar. 13, 1997; 63 FR 5865, Feb. 5, 1998; 64 FR 52645, Sept. 30, 1999; 64 FR 70995, Dec. 20, 1999; 69 FR 8098, Feb. 23, 2004 false

Title 15 Section 77a-77aa Title 15 Section 77bet seq. Title 15 Section 8a-1et seq. 15 U.S.C. 77a-77aa 15 U.S.C. 77bet seq. 15 U.S.C. 8a-1et seq. Title 26 Section 401(k) 26 U.S.C. 401(k) Volume 88 Page 829 88 Stat. 829 Public Law 93-406 Title 17 Part 230.144 17 CFR Part 230.144 Title 17 Part 240-1 17 CFR Part 240-1 Title 13 Part 126.103 13 CFR Part 126.103 Title 17 Part 230.144 17 CFR Part 230.144 Volume 61 Page 3189 61 FR. 3189 Volume 61 Page 41496 61 FR. 41496 Volume 62 Page 11759 62 FR. 11759 Volume 63 Page 5865 63 FR. 5865 Volume 64 Page 52645 64 FR. 52645 Volume 64 Page 70995 64 FR. 70995 Volume 69 Page 8098 69 FR. 8098 D09002ee1807d761a-CFR-2009-title13-vol1-part107-subpartC.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartC.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartC http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartC/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartC.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-subpartC.xml 13 CFR C 13CFR Subpart C; Qualifying for an SBIC License Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartC 135 Subpart C subpart C Organizing an SBIC false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id136.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id136 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id136/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id136.pdf 13 CFR 13CFR Organizing An Sbic Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id136 136 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-100.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-100.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-100 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-100/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-100.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-100.xml 13 CFR 107.100 13CFR107.100 Section 107.100; Organizing a Section 301(c) Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-100 137 Section 107.100 section 107.100 Organizing An Sbic false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-115.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-115.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-115 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-115/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-115.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-115.xml 13 CFR 107.115 13CFR107.115 Section 107.115; 1940 Act and 1980 Act Companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-115 138 Section 107.115 section 107.115 Organizing An Sbic false

Title 26 Section 851 26 U.S.C. 851 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-120.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-120.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-120 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-120/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-120.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-120.xml 13 CFR 107.120 13CFR107.120 Section 107.120; Special rules for a Section 301(d) Licensee owned by another Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-120 139 Section 107.120 section 107.120 63 FR 5865, Feb. 5, 1998 Organizing An Sbic false Volume 63 Page 5865 63 FR. 5865 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-130.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-130.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-130 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-130/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-130.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-130.xml 13 CFR 107.130 13CFR107.130 Section 107.130; Requirement for qualified management. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-130 140 Section 107.130 section 107.130 Organizing An Sbic false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-140.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-140.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-140 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-140/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-140.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-140.xml 13 CFR 107.140 13CFR107.140 Section 107.140; SBA approval of initial Management Expenses. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-140 141 Section 107.140 section 107.140 Organizing An Sbic false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-150.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-150.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-150 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-150/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-150.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-150.xml 13 CFR 107.150 13CFR107.150 Section 107.150; Management-ownership diversity requirement. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-150 142 Section 107.150 section 107.150 65 FR 71055, Nov. 29, 2000 Organizing An Sbic false Volume 65 Page 71055 65 FR. 71055 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-160.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-160.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-160 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-160/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-160.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-160.xml 13 CFR 107.160 13CFR107.160 Section 107.160; Special rules for Licensees formed as limited partnerships. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-160 143 Section 107.160 section 107.160 Capitalizing an SBIC false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id144.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id144 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id144/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id144.pdf 13 CFR 13CFR Capitalizing An Sbic Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id144 144 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-200.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-200.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-200 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-200/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-200.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-200.xml 13 CFR 107.200 13CFR107.200 Section 107.200; Adequate capital for Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-200 145 Section 107.200 section 107.200 Capitalizing An Sbic false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-210.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-210.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-210 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-210/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-210.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-210.xml 13 CFR 107.210 13CFR107.210 Section 107.210; Minimum capital requirements for Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-210 146 Section 107.210 section 107.210 63 FR 5866, Feb. 5, 1998 Capitalizing An Sbic false Volume 63 Page 5866 63 FR. 5866 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-230.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-230.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-230 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-230/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-230.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-230.xml 13 CFR 107.230 13CFR107.230 Section 107.230; Permitted sources of Private Capital for Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-230 147 Section 107.230 section 107.230 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5866, Feb. 5, 1998; 64 FR 70995, Dec. 20, 1999 Capitalizing An Sbic false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5866 63 FR. 5866 Volume 64 Page 70995 64 FR. 70995 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-240.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-240.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-240 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-240/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-240.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-240.xml 13 CFR 107.240 13CFR107.240 Section 107.240; Limitations on including non-cash capital contributions in Private Capital. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-240 148 Section 107.240 section 107.240 Capitalizing An Sbic false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-250.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-250.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-250 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-250/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-250.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-250.xml 13 CFR 107.250 13CFR107.250 Section 107.250; Exclusion of stock options issued by Licensee from Management Expenses. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-250 149 Section 107.250 section 107.250 Applying for an SBIC License false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id150.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id150 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id150/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id150.pdf 13 CFR 13CFR Applying for An Sbic License Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartC-subjectgroup-id150 150 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-300.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-300.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-300 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-300/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-300.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-300.xml 13 CFR 107.300 13CFR107.300 Section 107.300; License application form and fee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifying for an SBIC License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-300 151 Section 107.300 section 107.300 Applying for An Sbic License false D09002ee1807d761a-CFR-2009-title13-vol1-part107-subpartD.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartD.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartD http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartD/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartD.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-subpartD.xml 13 CFR D 13CFR Subpart D; Changes in Ownership, Control, or Structure of Licensee; Transfer of License Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartD 152 Subpart D subpart D Changes in Control or Ownership of Licensee false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id153.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id153 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id153/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id153.pdf 13 CFR 13CFR Changes in Control Or Ownership of Licensee Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id153 153 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-400.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-400.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-400 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-400/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-400.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-400.xml 13 CFR 107.400 13CFR107.400 Section 107.400; Changes in ownership of 10 percent or more of Licensee but no change of Control. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-400 154 Section 107.400 section 107.400 Changes in Control Or Ownership of Licensee false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-410.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-410.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-410 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-410/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-410.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-410.xml 13 CFR 107.410 13CFR107.410 Section 107.410; Changes in Control of Licensee (through change in ownership or otherwise). Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-410 155 Section 107.410 section 107.410 Changes in Control Or Ownership of Licensee false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-420.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-420.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-420 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-420/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-420.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-420.xml 13 CFR 107.420 13CFR107.420 Section 107.420; Prohibition on exercise of ownership or Control rights in Licensee before SBA approval. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-420 156 Section 107.420 section 107.420 Changes in Control Or Ownership of Licensee false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-430.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-430.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-430 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-430/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-430.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-430.xml 13 CFR 107.430 13CFR107.430 Section 107.430; Notification to SBA of transactions that may change ownership or Control. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-430 157 Section 107.430 section 107.430 Changes in Control Or Ownership of Licensee false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-440.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-440.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-440 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-440/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-440.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-440.xml 13 CFR 107.440 13CFR107.440 Section 107.440; Standards governing prior SBA approval for a proposed transfer of Control. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-440 158 Section 107.440 section 107.440 61 FR 3189, Jan. 31, 1996 Changes in Control Or Ownership of Licensee false Volume 61 Page 3189 61 FR. 3189 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-450.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-450.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-450 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-450/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-450.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-450.xml 13 CFR 107.450 13CFR107.450 Section 107.450; Notification to SBA of pledge of Licensee's shares. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-450 159 Section 107.450 section 107.450 Restrictions on Common Control or Ownership of Two or More Licensees false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id160.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id160 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id160/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id160.pdf 13 CFR 13CFR Restrictions on Common Control Or Ownership of Two Or More Licensees Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id160 160 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-460.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-460.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-460 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-460/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-460.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-460.xml 13 CFR 107.460 13CFR107.460 Section 107.460; Restrictions on Common Control or ownership of two (or more) Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-460 161 Section 107.460 section 107.460 Change in Structure of Licensee false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id162.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id162 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id162/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id162.pdf 13 CFR 13CFR Change in Structure of Licensee Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id162 162 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-470.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-470.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-470 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-470/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-470.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-470.xml 13 CFR 107.470 13CFR107.470 Section 107.470; SBA approval of merger, consolidation, or reorganization of Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-470 163 Section 107.470 section 107.470 Transfer of License false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id164.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id164 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id164/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id164.pdf 13 CFR 13CFR Transfer of License Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartD-subjectgroup-id164 164 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-475.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-475.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-475 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-475/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-475.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-475.xml 13 CFR 107.475 13CFR107.475 Section 107.475; Transfer of license. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-475 165 Section 107.475 section 107.475 Transfer of License false D09002ee1807d761a-CFR-2009-title13-vol1-part107-subpartE.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartE.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartE.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-subpartE.xml 13 CFR E 13CFR Subpart E; Managing the Operations of a Licensee Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartE 166 Subpart E subpart E General Requirements false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id167.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id167 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id167/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id167.pdf 13 CFR 13CFR General Requirements Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id167 167 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-500.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-500.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-500 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-500/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-500.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-500.xml 13 CFR 107.500 13CFR107.500 Section 107.500; Lawful operations under the Act. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-500 168 Section 107.500 section 107.500 General Requirements false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-501.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-501.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-501 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-501/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-501.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-501.xml 13 CFR 107.501 13CFR107.501 Section 107.501; Identification as a Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-501 169 Section 107.501 section 107.501 General Requirements false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-502.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-502.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-502 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-502/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-502.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-502.xml 13 CFR 107.502 13CFR107.502 Section 107.502; Representations to the public. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-502 170 Section 107.502 section 107.502 General Requirements false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-503.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-503.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-503 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-503/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-503.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-503.xml 13 CFR 107.503 13CFR107.503 Section 107.503; Licensee's adoption of an approved valuation policy. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-503 171 Section 107.503 section 107.503 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5866, Feb. 5, 1998 General Requirements false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5866 63 FR. 5866 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-504.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-504.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-504 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-504/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-504.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-504.xml 13 CFR 107.504 13CFR107.504 Section 107.504; Equipment and office requirements. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-504 172 Section 107.504 section 107.504 64 FR 70995, Dec. 20, 1999 General Requirements false Volume 64 Page 70995 64 FR. 70995 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-505.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-505.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-505 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-505/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-505.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-505.xml 13 CFR 107.505 13CFR107.505 Section 107.505; Facsimile requirement. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-505 173 Section 107.505 section 107.505 General Requirements false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-506.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-506.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-506 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-506/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-506.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-506.xml 13 CFR 107.506 13CFR107.506 Section 107.506; Safeguarding Licensee's assets/Internal controls. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-506 174 Section 107.506 section 107.506 General Requirements false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-507.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-507.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-507 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-507/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-507.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-507.xml 13 CFR 107.507 13CFR107.507 Section 107.507; Violations based on false filings and nonperformance of agreements with SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-507 175 Section 107.507 section 107.507 General Requirements false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-509.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-509.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-509 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-509/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-509.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-509.xml 13 CFR 107.509 13CFR107.509 Section 107.509; Employment of SBA officials. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-509 176 Section 107.509 section 107.509 Management and Compensation false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id177.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id177 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id177/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id177.pdf 13 CFR 13CFR Management and Compensation Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id177 177 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-510.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-510.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-510 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-510/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-510.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-510.xml 13 CFR 107.510 13CFR107.510 Section 107.510; SBA approval of Licensee's Investment Adviser/Manager. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-510 178 Section 107.510 section 107.510 Management and Compensation false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-520.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-520.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-520 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-520/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-520.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-520.xml 13 CFR 107.520 13CFR107.520 Section 107.520; Management Expenses of a Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-520 179 Section 107.520 section 107.520 Cash Management by a Licensee false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id180.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id180 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id180/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id180.pdf 13 CFR 13CFR Cash Management by A Licensee Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id180 180 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-530.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-530.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-530 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-530/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-530.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-530.xml 13 CFR 107.530 13CFR107.530 Section 107.530; Restrictions on investments of idle funds by leveraged Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-530 181 Section 107.530 section 107.530 Borrowing by Licensees From Non-SBA Sources false Title 12 Part 325.103 12 CFR Part 325.103 D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id182.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id182 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id182/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id182.pdf 13 CFR 13CFR Borrowing by Licensees from Non-Sba Sources Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id182 182 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-550.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-550.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-550 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-550/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-550.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-550.xml 13 CFR 107.550 13CFR107.550 Section 107.550; Prior approval of secured third-party debt of leveraged Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-550 183 Section 107.550 section 107.550 Borrowing by Licensees from Non-Sba Sources false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-560.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-560.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-560 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-560/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-560.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-560.xml 13 CFR 107.560 13CFR107.560 Section 107.560; Subordination of SBA's creditor position. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-560 184 Section 107.560 section 107.560 Borrowing by Licensees from Non-Sba Sources false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-570.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-570.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-570 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-570/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-570.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-570.xml 13 CFR 107.570 13CFR107.570 Section 107.570; Restrictions on third-party debt of issuers of Participating Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-570 185 Section 107.570 section 107.570 Voluntary Decrease in Licensee's Regulatory Capital false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id186.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id186 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id186/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id186.pdf 13 CFR 13CFR Voluntary Decrease in Licensee's Regulatory Capital Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id186 186 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-585.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-585.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-585 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-585/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-585.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-585.xml 13 CFR 107.585 13CFR107.585 Section 107.585; Voluntary decrease in Licensee's Regulatory Capital. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-585 187 Section 107.585 section 107.585 Requirement To Conduct Active Investment Operations false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id188.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id188 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id188/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id188.pdf 13 CFR 13CFR Requirement to Conduct Active Investment Operations Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartE-subjectgroup-id188 188 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-590.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-590.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-590 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-590/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-590.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-590.xml 13 CFR 107.590 13CFR107.590 Section 107.590; Licensee's requirement to maintain active operations. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Managing the Operations of a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-590 189 Section 107.590 section 107.590 Requirement to Conduct Active Investment Operations false D09002ee1807d761a-CFR-2009-title13-vol1-part107-subpartF.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartF.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartF http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartF/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartF.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-subpartF.xml 13 CFR F 13CFR Subpart F; Recordkeeping, Reporting, and Examination Requirements for Licensees Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartF 190 Subpart F subpart F Recordkeeping Requirements for Licensees false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id191.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id191 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id191/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id191.pdf 13 CFR 13CFR Recordkeeping Requirements for Licensees Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id191 191 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-600.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-600.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-600 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-600/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-600.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-600.xml 13 CFR 107.600 13CFR107.600 Section 107.600; General requirement for Licensee to maintain and preserve records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-600 192 Section 107.600 section 107.600 Recordkeeping Requirements for Licensees false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-610.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-610.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-610 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-610/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-610.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-610.xml 13 CFR 107.610 13CFR107.610 Section 107.610; Required certifications for Loans and Investments. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-610 193 Section 107.610 section 107.610 61 FR 3189, Jan. 31, 1996, as amended at 64 FR 52646, Sept. 30, 1999 Recordkeeping Requirements for Licensees false Volume 61 Page 3189 61 FR. 3189 Volume 64 Page 52646 64 FR. 52646 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-620.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-620.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-620 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-620/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-620.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-620.xml 13 CFR 107.620 13CFR107.620 Section 107.620; Requirements to obtain information from Portfolio Concerns. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-620 194 Section 107.620 section 107.620 Reporting Requirements for Licensees false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id195.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id195 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id195/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id195.pdf 13 CFR 13CFR Reporting Requirements for Licensees Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id195 195 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-630.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-630.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-630 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-630/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-630.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-630.xml 13 CFR 107.630 13CFR107.630 Section 107.630; Requirement for Licensees to file financial statements with SBA (Form 468). Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-630 196 Section 107.630 section 107.630 Reporting Requirements for Licensees false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-640.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-640.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-640 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-640/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-640.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-640.xml 13 CFR 107.640 13CFR107.640 Section 107.640; Requirement to file Portfolio Financing Reports (SBA Form 1031). Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-640 197 Section 107.640 section 107.640 Reporting Requirements for Licensees false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-650.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-650.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-650 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-650/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-650.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-650.xml 13 CFR 107.650 13CFR107.650 Section 107.650; Requirement to report portfolio valuations to SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-650 198 Section 107.650 section 107.650 Reporting Requirements for Licensees false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-660.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-660.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-660 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-660/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-660.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-660.xml 13 CFR 107.660 13CFR107.660 Section 107.660; Other items required to be filed by Licensee with SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-660 199 Section 107.660 section 107.660 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5866, Feb. 5, 1998 Reporting Requirements for Licensees false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5866 63 FR. 5866 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-670.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-670.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-670 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-670/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-670.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-670.xml 13 CFR 107.670 13CFR107.670 Section 107.670; Application for exemption from civil penalty for late filing of reports. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-670 200 Section 107.670 section 107.670 Reporting Requirements for Licensees false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-680.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-680.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-680 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-680/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-680.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-680.xml 13 CFR 107.680 13CFR107.680 Section 107.680; Reporting changes in Licensee not subject to prior SBA approval. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-680 201 Section 107.680 section 107.680 Examinations of Licensees by SBA for Regulatory Compliance false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id202.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id202 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id202/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id202.pdf 13 CFR 13CFR Examinations of Licensees by Sba for Regulatory Compliance Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartF-subjectgroup-id202 202 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-690.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-690.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-690 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-690/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-690.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-690.xml 13 CFR 107.690 13CFR107.690 Section 107.690; Examinations. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-690 203 Section 107.690 section 107.690 Examinations of Licensees by Sba for Regulatory Compliance false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-691.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-691.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-691 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-691/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-691.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-691.xml 13 CFR 107.691 13CFR107.691 Section 107.691; Responsibilities of Licensee during examination. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-691 204 Section 107.691 section 107.691 Examinations of Licensees by Sba for Regulatory Compliance false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-692.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-692.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-692 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-692/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-692.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-692.xml 13 CFR 107.692 13CFR107.692 Section 107.692; Examination fees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-692 205 Section 107.692 section 107.692 62 FR 23338, Apr. 30, 1997 Examinations of Licensees by Sba for Regulatory Compliance false Volume 62 Page 23338 62 FR. 23338 D09002ee1807d761a-CFR-2009-title13-vol1-part107-subpartG.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartG.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartG http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartG/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartG.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-subpartG.xml 13 CFR G 13CFR Subpart G; Financing of Small Businesses by Licensees Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartG 206 Subpart G subpart G Determining the Eligibility of a Small Business for SBIC Financing false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id207.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id207 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id207/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id207.pdf 13 CFR 13CFR Determining the Eligibility of A Small Business for Sbic Financing Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id207 207 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-700.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-700.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-700 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-700/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-700.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-700.xml 13 CFR 107.700 13CFR107.700 Section 107.700; Compliance with size standards in part 121 of this chapter as a condition of Assistance. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-700 208 Section 107.700 section 107.700 Determining the Eligibility of A Small Business for Sbic Financing false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-710.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-710.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-710 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-710/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-710.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-710.xml 13 CFR 107.710 13CFR107.710 Section 107.710; Requirement to finance smaller enterprises. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-710 209 Section 107.710 section 107.710 62 FR 11760, Mar. 13, 1997, as amended at 63 FR 5866, Feb. 5, 1998; 64 FR 70995, Dec. 20, 1999; 66 FR 30647, June 7, 2001 Determining the Eligibility of A Small Business for Sbic Financing false Volume 62 Page 11760 62 FR. 11760 Volume 63 Page 5866 63 FR. 5866 Volume 64 Page 70995 64 FR. 70995 Volume 66 Page 30647 66 FR. 30647 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-720.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-720.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-720 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-720/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-720.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-720.xml 13 CFR 107.720 13CFR107.720 Section 107.720; Small Businesses that may be ineligible for financing. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-720 210 Section 107.720 section 107.720 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5867, Feb. 5, 1998; 64 FR 70995, Dec. 20, 1999 Determining the Eligibility of A Small Business for Sbic Financing false

Title 26 Section 511 26 U.S.C. 511 Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5867 63 FR. 5867 Volume 64 Page 70995 64 FR. 70995 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-730.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-730.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-730 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-730/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-730.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-730.xml 13 CFR 107.730 13CFR107.730 Section 107.730; Financings which constitute conflicts of interest. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-730 211 Section 107.730 section 107.730 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5867, Feb. 5, 1998; 64 FR 70996, Dec. 20, 1999 Determining the Eligibility of A Small Business for Sbic Financing false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5867 63 FR. 5867 Volume 64 Page 70996 64 FR. 70996 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-740.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-740.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-740 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-740/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-740.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-740.xml 13 CFR 107.740 13CFR107.740 Section 107.740; Portfolio diversification (“overline” limitation). Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-740 212 Section 107.740 section 107.740 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5867, Feb. 5, 1998; 64 FR 70996, Dec. 20, 1999 Determining the Eligibility of A Small Business for Sbic Financing false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5867 63 FR. 5867 Volume 64 Page 70996 64 FR. 70996 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-750.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-750.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-750 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-750/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-750.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-750.xml 13 CFR 107.750 13CFR107.750 Section 107.750; Conditions for financing a change of ownership of a Small Business. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-750 213 Section 107.750 section 107.750 Determining the Eligibility of A Small Business for Sbic Financing false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-760.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-760.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-760 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-760/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-760.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-760.xml 13 CFR 107.760 13CFR107.760 Section 107.760; How a change in size or activity of a Portfolio Concern affects the Licensee and the Portfolio Concern. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-760 214 Section 107.760 section 107.760 Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id215.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id215 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id215/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id215.pdf 13 CFR 13CFR Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id215 215 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-800.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-800.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-800 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-800/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-800.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-800.xml 13 CFR 107.800 13CFR107.800 Section 107.800; Financings in the form of Equity Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-800 216 Section 107.800 section 107.800 Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-810.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-810.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-810 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-810/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-810.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-810.xml 13 CFR 107.810 13CFR107.810 Section 107.810; Financings in the form of Loans. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-810 217 Section 107.810 section 107.810 Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-815.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-815.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-815 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-815/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-815.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-815.xml 13 CFR 107.815 13CFR107.815 Section 107.815; Financings in the form of Debt Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-815 218 Section 107.815 section 107.815 61 FR 3189, Jan. 31, 1996, as amended at 65 FR 69432, Nov. 17, 2000 Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 65 Page 69432 65 FR. 69432 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-820.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-820.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-820 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-820/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-820.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-820.xml 13 CFR 107.820 13CFR107.820 Section 107.820; Financings in the form of guarantees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-820 219 Section 107.820 section 107.820 Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-825.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-825.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-825 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-825/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-825.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-825.xml 13 CFR 107.825 13CFR107.825 Section 107.825; Purchasing securities from an underwriter or other third party. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-825 220 Section 107.825 section 107.825 Structuring Licensee's Financing of an Eligible Small Business: Terms and Conditions of Financing false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id221.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id221 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id221/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id221.pdf 13 CFR 13CFR Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id221 221 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-830.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-830.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-830 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-830/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-830.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-830.xml 13 CFR 107.830 13CFR107.830 Section 107.830; Minimum duration/term of financing. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-830 222 Section 107.830 section 107.830 61 FR 3189, Jan. 31, 1996, as amended at 69 FR 8098, Feb. 23, 2004 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 69 Page 8098 69 FR. 8098 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-835.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-835.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-835 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-835/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-835.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-835.xml 13 CFR 107.835 13CFR107.835 Section 107.835; Exceptions to minimum duration/term of Financing. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-835 223 Section 107.835 section 107.835 61 FR 3189, Jan. 31, 1996, as amended at 64 FR 52646, Sept. 30, 1999; 69 FR 8098, Feb. 23, 2004 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 64 Page 52646 64 FR. 52646 Volume 69 Page 8098 69 FR. 8098 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-840.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-840.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-840 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-840/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-840.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-840.xml 13 CFR 107.840 13CFR107.840 Section 107.840; Maximum term of Financing. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-840 224 Section 107.840 section 107.840 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-845.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-845.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-845 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-845/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-845.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-845.xml 13 CFR 107.845 13CFR107.845 Section 107.845; Maximum rate of amortization on Loans and Debt Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-845 225 Section 107.845 section 107.845 69 FR 8098, Feb. 23, 2004 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false Volume 69 Page 8098 69 FR. 8098 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-850.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-850.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-850 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-850/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-850.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-850.xml 13 CFR 107.850 13CFR107.850 Section 107.850; Restrictions on redemption of Equity Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-850 226 Section 107.850 section 107.850 61 FR 3189, Jan. 31, 1996, as amended at 64 FR 52646, Sept. 30, 1999; 69 FR 8098, Feb. 23, 2004 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 64 Page 52646 64 FR. 52646 Volume 69 Page 8098 69 FR. 8098 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-855.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-855.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-855 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-855/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-855.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-855.xml 13 CFR 107.855 13CFR107.855 Section 107.855; Interest rate ceiling and limitations on fees charged to Small Businesses (“Cost of Money”). Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-855 227 Section 107.855 section 107.855 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5867, Feb. 5, 1998; 64 FR 52646, Sept. 30, 1999; 65 FR 69432, Nov. 17, 2000 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5867 63 FR. 5867 Volume 64 Page 52646 64 FR. 52646 Volume 65 Page 69432 65 FR. 69432 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-860.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-860.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-860 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-860/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-860.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-860.xml 13 CFR 107.860 13CFR107.860 Section 107.860; Financing fees and expense reimbursements a Licensee may receive from a Small Business. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-860 228 Section 107.860 section 107.860 61 FR 3189, Jan. 31, 1996; 61 FR 41496, Aug. 9, 1996 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 61 Page 41496 61 FR. 41496 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-865.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-865.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-865 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-865/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-865.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-865.xml 13 CFR 107.865 13CFR107.865 Section 107.865; Control of a Small Business by a Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-865 229 Section 107.865 section 107.865 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5867, Feb. 5, 1998; 64 FR 52646, Sept. 30, 1999; 67 FR 64790, Oct. 22, 2002 Structuring Licensee's Financing of An Eligible Small Business: Terms and Conditions of Financing false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5867 63 FR. 5867 Volume 64 Page 52646 64 FR. 52646 Volume 67 Page 64790 67 FR. 64790 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-880.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-880.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-880 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-880/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-880.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-880.xml 13 CFR 107.880 13CFR107.880 Section 107.880; Assets acquired in liquidation of Portfolio securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-880 230 Section 107.880 section 107.880 Limitations on Disposition of Assets false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id231.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id231 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id231/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id231.pdf 13 CFR 13CFR Limitations on Disposition of Assets Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id231 231 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-885.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-885.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-885 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-885/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-885.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-885.xml 13 CFR 107.885 13CFR107.885 Section 107.885; Disposition of assets to Licensee's Associates or to competitors of Portfolio Concern. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-885 232 Section 107.885 section 107.885 61 FR 3189, Jan. 31, 1996, as amended at 67 FR 64791, Oct. 22, 2002 Management Services and Fees false Volume 61 Page 3189 61 FR. 3189 Volume 67 Page 64791 67 FR. 64791 D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id233.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id233 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id233/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id233.pdf 13 CFR 13CFR Management Services and Fees Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartG-subjectgroup-id233 233 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-900.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-900.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-900 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-900/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-900.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-900.xml 13 CFR 107.900 13CFR107.900 Section 107.900; Management fees for services provided to a Small Business by Licensee or its Associate. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Financing of Small Businesses by Licensees Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-900 234 Section 107.900 section 107.900 Management Services and Fees false D09002ee1807d761a-CFR-2009-title13-vol1-part107-subpartH.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartH.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartH http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartH/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartH.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-subpartH.xml 13 CFR H 13CFR Subpart H; Non-leveraged Licensees-Exceptions to Regulations Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartH 235 Subpart H subpart H false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1000.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1000.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1000 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1000/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1000.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1000.xml 13 CFR 107.1000 13CFR107.1000 Section 107.1000; Licensees without Leverage-exceptions to the regulations. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Non-leveraged Licensees-Exceptions to Regulations Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1000 236 Section 107.1000 section 107.1000 false D09002ee1807d761a-CFR-2009-title13-vol1-part107-subpartI.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartI.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartI.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-subpartI.xml 13 CFR I 13CFR Subpart I; SBA Financial Assistance for Licensees (Leverage) Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartI 237 Subpart I subpart I General Information About Obtaining Leverage false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id238.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id238 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id238/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id238.pdf 13 CFR 13CFR General Information About Obtaining Leverage Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id238 238 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1100.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1100.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1100 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1100/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1100.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1100.xml 13 CFR 107.1100 13CFR107.1100 Section 107.1100; Types of Leverage and application procedures. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1100 239 Section 107.1100 section 107.1100 63 FR 5868, Feb. 5, 1998, as amended at 64 FR 70996, Dec. 20, 1999 General Information About Obtaining Leverage false Volume 63 Page 5868 63 FR. 5868 Volume 64 Page 70996 64 FR. 70996 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1120.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1120.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1120 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1120/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1120.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1120.xml 13 CFR 107.1120 13CFR107.1120 Section 107.1120; General eligibility requirements for Leverage. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1120 240 Section 107.1120 section 107.1120 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998; 64 FR 70996, Dec. 20, 1999 General Information About Obtaining Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5868 63 FR. 5868 Volume 64 Page 70996 64 FR. 70996 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1130.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1130.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1130 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1130/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1130.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1130.xml 13 CFR 107.1130 13CFR107.1130 Section 107.1130; Leverage fees and additional charges payable by Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1130 241 Section 107.1130 section 107.1130 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998 General Information About Obtaining Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5868 63 FR. 5868 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1140.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1140.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1140 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1140/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1140.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1140.xml 13 CFR 107.1140 13CFR107.1140 Section 107.1140; Licensee's acceptance of SBA remedies under §§ 107.1800 through 107.1820. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1140 242 Section 107.1140 section 107.1140 Maximum Amount of Leverage for Which a Licensee Is Eligible false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id243.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id243 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id243/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id243.pdf 13 CFR 13CFR Maximum Amount of Leverage for Which A Licensee Is Eligible Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id243 243 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1150.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1150.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1150 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1150/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1150.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1150.xml 13 CFR 107.1150 13CFR107.1150 Section 107.1150; Maximum amount of Leverage for a Section 301(c) Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1150 244 Section 107.1150 section 107.1150 61 FR 3189, Jan. 31, 1996, as amended at 64 FR 70996, Dec. 20, 1999 Maximum Amount of Leverage for Which A Licensee Is Eligible false Volume 61 Page 3189 61 FR. 3189 Volume 64 Page 70996 64 FR. 70996 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1160.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1160.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1160 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1160/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1160.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1160.xml 13 CFR 107.1160 13CFR107.1160 Section 107.1160; Maximum amount of Leverage for a Section 301(d) Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1160 245 Section 107.1160 section 107.1160 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998 Maximum Amount of Leverage for Which A Licensee Is Eligible false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5868 63 FR. 5868 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1170.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1170.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1170 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1170/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1170.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1170.xml 13 CFR 107.1170 13CFR107.1170 Section 107.1170; Maximum amount of Participating Securities for any Licensee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1170 246 Section 107.1170 section 107.1170 Conditional Commitments by SBA To Reserve Leverage for a Licensee false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id247.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id247 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id247/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id247.pdf 13 CFR 13CFR Conditional Commitments by Sba to Reserve Leverage for A Licensee Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id247 247 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1200.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1200.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1200 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1200/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1200.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1200.xml 13 CFR 107.1200 13CFR107.1200 Section 107.1200; SBA's Leverage commitment to a Licensee-application procedure, amount, and term. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1200 248 Section 107.1200 section 107.1200 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998 Conditional Commitments by Sba to Reserve Leverage for A Licensee false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5868 63 FR. 5868 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1210.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1210.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1210 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1210/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1210.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1210.xml 13 CFR 107.1210 13CFR107.1210 Section 107.1210; Payment of leverage fee upon receipt of commitment. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1210 249 Section 107.1210 section 107.1210 63 FR 5868, Feb. 5, 1998 Conditional Commitments by Sba to Reserve Leverage for A Licensee false Volume 63 Page 5868 63 FR. 5868 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1220.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1220.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1220 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1220/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1220.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1220.xml 13 CFR 107.1220 13CFR107.1220 Section 107.1220; Requirement for Licensee to file quarterly financial statements. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1220 250 Section 107.1220 section 107.1220 64 FR 70996, Dec. 20, 1999 Conditional Commitments by Sba to Reserve Leverage for A Licensee false Volume 64 Page 70996 64 FR. 70996 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1230.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1230.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1230 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1230/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1230.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1230.xml 13 CFR 107.1230 13CFR107.1230 Section 107.1230; Draw-downs by Licensee under SBA's Leverage commitment. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1230 251 Section 107.1230 section 107.1230 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998; 64 FR 70996, Dec. 20, 1999 Conditional Commitments by Sba to Reserve Leverage for A Licensee false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5868 63 FR. 5868 Volume 64 Page 70996 64 FR. 70996 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1240.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1240.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1240 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1240/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1240.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1240.xml 13 CFR 107.1240 13CFR107.1240 Section 107.1240; Funding of Licensee's draw request through sale to short-term investor. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1240 252 Section 107.1240 section 107.1240 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998 Preferred Securities Leverage-Section 301(d) Licensees false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5868 63 FR. 5868 D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id253.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id253 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id253/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id253.pdf 13 CFR 13CFR Preferred Securities Leverage-Section 301(d) Licensees Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id253 253 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1400.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1400.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1400 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1400/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1400.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1400.xml 13 CFR 107.1400 13CFR107.1400 Section 107.1400; Dividends or partnership distributions on 4 percent Preferred Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1400 254 Section 107.1400 section 107.1400 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5869, Feb. 5, 1998 Preferred Securities Leverage-Section 301(d) Licensees false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5869 63 FR. 5869 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1410.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1410.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1410 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1410/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1410.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1410.xml 13 CFR 107.1410 13CFR107.1410 Section 107.1410; Requirement to redeem 4 percent Preferred Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1410 255 Section 107.1410 section 107.1410 Preferred Securities Leverage-Section 301(d) Licensees false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1420.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1420.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1420 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1420/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1420.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1420.xml 13 CFR 107.1420 13CFR107.1420 Section 107.1420; Articles requirements for 4 percent Preferred Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1420 256 Section 107.1420 section 107.1420 63 FR 5869, Feb. 5, 1998 Preferred Securities Leverage-Section 301(d) Licensees false Volume 63 Page 5869 63 FR. 5869 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1430.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1430.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1430 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1430/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1430.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1430.xml 13 CFR 107.1430 13CFR107.1430 Section 107.1430; Redeeming 4 percent Preferred Securities with proceeds of non-subsidized Debentures. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1430 257 Section 107.1430 section 107.1430 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5869, Feb. 5, 1998 Preferred Securities Leverage-Section 301(d) Licensees false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5869 63 FR. 5869 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1440.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1440.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1440 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1440/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1440.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1440.xml 13 CFR 107.1440 13CFR107.1440 Section 107.1440; Three percent preferred stock issued before November 21, 1989. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1440 258 Section 107.1440 section 107.1440 Preferred Securities Leverage-Section 301(d) Licensees false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1450.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1450.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1450 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1450/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1450.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1450.xml 13 CFR 107.1450 13CFR107.1450 Section 107.1450; Optional redemption of Preferred Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1450 259 Section 107.1450 section 107.1450 Participating Securities Leverage false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id260.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id260 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id260/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id260.pdf 13 CFR 13CFR Participating Securities Leverage Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id260 260 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1500.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1500.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1500 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1500/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1500.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1500.xml 13 CFR 107.1500 13CFR107.1500 Section 107.1500; General description of Participating Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1500 261 Section 107.1500 section 107.1500 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5869, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5869 63 FR. 5869 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1505.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1505.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1505 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1505/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1505.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1505.xml 13 CFR 107.1505 13CFR107.1505 Section 107.1505; Liquidity requirements for Licensees issuing Participating Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1505 262 Section 107.1505 section 107.1505 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5869, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5869 63 FR. 5869 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1510.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1510.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1510 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1510/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1510.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1510.xml 13 CFR 107.1510 13CFR107.1510 Section 107.1510; How a Licensee computes Earmarked Profit (Loss). Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1510 263 Section 107.1510 section 107.1510 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5870, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5870 63 FR. 5870 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1520.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1520.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1520 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1520/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1520.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1520.xml 13 CFR 107.1520 13CFR107.1520 Section 107.1520; How a Licensee computes and allocates Prioritized Payments to SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1520 264 Section 107.1520 section 107.1520 63 FR 5870, Feb. 5, 1998 Participating Securities Leverage false Volume 63 Page 5870 63 FR. 5870 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1530.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1530.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1530 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1530/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1530.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1530.xml 13 CFR 107.1530 13CFR107.1530 Section 107.1530; How a Licensee computes SBA's Profit Participation. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1530 265 Section 107.1530 section 107.1530 61 FR 3189, Jan. 31, 1996; 61 FR 41496, Aug. 9, 1996, as amended at 63 FR 5871, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 61 Page 41496 61 FR. 41496 Volume 63 Page 5871 63 FR. 5871 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1540.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1540.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1540 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1540/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1540.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1540.xml 13 CFR 107.1540 13CFR107.1540 Section 107.1540; Distributions by Licensee-Prioritized Payments and Adjustments. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1540 266 Section 107.1540 section 107.1540 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5871, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5871 63 FR. 5871 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1550.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1550.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1550 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1550/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1550.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1550.xml 13 CFR 107.1550 13CFR107.1550 Section 107.1550; Distributions by Licensee-permitted “tax Distributions” to private investors and SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1550 267 Section 107.1550 section 107.1550 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5871, Feb. 5, 1998; 64 FR 70996, Dec. 20, 1999 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5871 63 FR. 5871 Volume 64 Page 70996 64 FR. 70996 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1560.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1560.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1560 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1560/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1560.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1560.xml 13 CFR 107.1560 13CFR107.1560 Section 107.1560; Distributions by Licensee-required Distributions to private investors and SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1560 268 Section 107.1560 section 107.1560 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5872, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5872 63 FR. 5872 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1570.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1570.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1570 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1570/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1570.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1570.xml 13 CFR 107.1570 13CFR107.1570 Section 107.1570; Distributions by Licensee-optional Distribution to private investors and SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1570 269 Section 107.1570 section 107.1570 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5872, Feb. 5, 1998 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5872 63 FR. 5872 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1575.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1575.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1575 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1575/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1575.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1575.xml 13 CFR 107.1575 13CFR107.1575 Section 107.1575; Distributions on other than Payment Dates. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1575 270 Section 107.1575 section 107.1575 63 FR 5872, Feb. 5, 1998, as amended at 64 FR 70997, Dec. 20, 1999 Participating Securities Leverage false Volume 63 Page 5872 63 FR. 5872 Volume 64 Page 70997 64 FR. 70997 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1580.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1580.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1580 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1580/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1580.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1580.xml 13 CFR 107.1580 13CFR107.1580 Section 107.1580; Special rules for In-Kind Distributions by Licensees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1580 271 Section 107.1580 section 107.1580 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5872, Feb. 5, 1998; 64 FR 70997, Dec. 20, 1999 Participating Securities Leverage false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5872 63 FR. 5872 Volume 64 Page 70997 64 FR. 70997 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1585.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1585.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1585 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1585/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1585.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1585.xml 13 CFR 107.1585 13CFR107.1585 Section 107.1585; Exchange of Debentures for Participating Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1585 272 Section 107.1585 section 107.1585 63 FR 5869, Feb. 5, 1998 Participating Securities Leverage false Volume 63 Page 5869 63 FR. 5869 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1590.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1590.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1590 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1590/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1590.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1590.xml 13 CFR 107.1590 13CFR107.1590 Section 107.1590; Special rules for companies licensed on or before March 31, 1993. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1590 273 Section 107.1590 section 107.1590 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5873, Feb. 5, 1998 Funding Leverage by Use of SBA-Guaranteed Trust Certificates (“TCs”) false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5873 63 FR. 5873 D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id274.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id274 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id274/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id274.pdf 13 CFR 13CFR Funding Leverage by Use of Sba-Guaranteed Trust Certificates (“tcs”) Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id274 274 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1600.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1600.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1600 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1600/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1600.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1600.xml 13 CFR 107.1600 13CFR107.1600 Section 107.1600; SBA authority to issue and guarantee Trust Certificates. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1600 275 Section 107.1600 section 107.1600 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5873, Feb. 5, 1998 Funding Leverage by Use of Sba-Guaranteed Trust Certificates (“tcs”) false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5873 63 FR. 5873 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1610.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1610.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1610 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1610/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1610.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1610.xml 13 CFR 107.1610 13CFR107.1610 Section 107.1610; Effect of prepayment or early redemption of Leverage on a Trust Certificate. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1610 276 Section 107.1610 section 107.1610 Funding Leverage by Use of Sba-Guaranteed Trust Certificates (“tcs”) false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1620.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1620.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1620 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1620/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1620.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1620.xml 13 CFR 107.1620 13CFR107.1620 Section 107.1620; Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1620 277 Section 107.1620 section 107.1620 Funding Leverage by Use of Sba-Guaranteed Trust Certificates (“tcs”) false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1630.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1630.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1630 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1630/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1630.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1630.xml 13 CFR 107.1630 13CFR107.1630 Section 107.1630; SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1630 278 Section 107.1630 section 107.1630 Funding Leverage by Use of Sba-Guaranteed Trust Certificates (“tcs”) false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1640.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1640.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1640 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1640/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1640.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1640.xml 13 CFR 107.1640 13CFR107.1640 Section 107.1640; SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1640 279 Section 107.1640 section 107.1640 Miscellaneous false D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id280.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id280 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id280/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id280.pdf 13 CFR 13CFR Miscellaneous Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartI-subjectgroup-id280 280 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1700.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1700.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1700 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1700/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1700.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1700.xml 13 CFR 107.1700 13CFR107.1700 Section 107.1700; Transfer by SBA of its interest in Licensee's Leverage security. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1700 281 Section 107.1700 section 107.1700 Miscellaneous false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1710.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1710.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1710 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1710/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1710.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1710.xml 13 CFR 107.1710 13CFR107.1710 Section 107.1710; SBA authority to collect or compromise its claims. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1710 282 Section 107.1710 section 107.1710 Miscellaneous false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1720.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1720.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1720 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1720/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1720.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1720.xml 13 CFR 107.1720 13CFR107.1720 Section 107.1720; Characteristics of SBA's guarantee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I SBA Financial Assistance for Licensees (Leverage) Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1720 283 Section 107.1720 section 107.1720 63 FR 5873, Feb. 5, 1998 Miscellaneous false Volume 63 Page 5873 63 FR. 5873 D09002ee1807d761a-CFR-2009-title13-vol1-part107-subpartJ.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartJ.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartJ http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartJ/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartJ.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-subpartJ.xml 13 CFR J 13CFR Subpart J; Licensee's Noncompliance With Terms of Leverage Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartJ 284 Subpart J subpart J false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1800.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1800.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1800 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1800/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1800.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1800.xml 13 CFR 107.1800 13CFR107.1800 Section 107.1800; Licensee's agreement to terms and conditions in §§ 107.1810 and 107.1820. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1800 285 Section 107.1800 section 107.1800 false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1810.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1810.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1810 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1810/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1810.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1810.xml 13 CFR 107.1810 13CFR107.1810 Section 107.1810; Events of default and SBA's remedies for Licensee's noncompliance with terms of Debentures. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1810 286 Section 107.1810 section 107.1810 false

Title 11 Section 548 11 U.S.C. 548 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1820.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1820.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1820 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1820/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1820.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1820.xml 13 CFR 107.1820 13CFR107.1820 Section 107.1820; Conditions affecting issuers of Preferred Securities and/or Participating Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1820 287 Section 107.1820 section 107.1820 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5873, Feb. 5, 1998 Computation of Licensee's Capital Impairment false

Title 11 Section 548 11 U.S.C. 548 Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5873 63 FR. 5873 D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartJ-subjectgroup-id288.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartJ-subjectgroup-id288 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartJ-subjectgroup-id288/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartJ-subjectgroup-id288.pdf 13 CFR 13CFR Computation of Licensee's Capital Impairment Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartJ-subjectgroup-id288 288 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1830.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1830.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1830 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1830/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1830.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1830.xml 13 CFR 107.1830 13CFR107.1830 Section 107.1830; Licensee's Capital Impairment-definition and general requirements. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1830 289 Section 107.1830 section 107.1830 61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5873, Feb. 5, 1998 Computation of Licensee's Capital Impairment false Volume 61 Page 3189 61 FR. 3189 Volume 63 Page 5873 63 FR. 5873 D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1840.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1840.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1840 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1840/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1840.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1840.xml 13 CFR 107.1840 13CFR107.1840 Section 107.1840; Computation of Licensee's Capital Impairment Percentage. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1840 290 Section 107.1840 section 107.1840 Computation of Licensee's Capital Impairment false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1850.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1850.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1850 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1850/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1850.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1850.xml 13 CFR 107.1850 13CFR107.1850 Section 107.1850; Exceptions to Capital Impairment provisions for Licensees with outstanding Participating Securities. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J Licensee's Noncompliance With Terms of Leverage Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1850 291 Section 107.1850 section 107.1850 Computation of Licensee's Capital Impairment false D09002ee1807d761a-CFR-2009-title13-vol1-part107-subpartK.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartK.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartK http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartK/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartK.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-subpartK.xml 13 CFR K 13CFR Subpart K; Ending Operations as a Licensee Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartK 292 Subpart K subpart K false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1900.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1900.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1900 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1900/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1900.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1900.xml 13 CFR 107.1900 13CFR107.1900 Section 107.1900; Surrender of license. Chapter I SMALL BUSINESS ADMINISTRATION Subpart K Ending Operations as a Licensee Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1900 293 Section 107.1900 section 107.1900 false D09002ee1807d761a-CFR-2009-title13-vol1-part107-subpartL.xml D09002ee1807d761c-CFR-2009-title13-vol1-part107-subpartL.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartL http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part107-subpartL/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part107-subpartL.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part107-subpartL.xml 13 CFR L 13CFR Subpart L; Miscellaneous Chapter I SMALL BUSINESS ADMINISTRATION Part 107 SMALL BUSINESS INVESTMENT COMPANIES NODE CFR-2009-title13-vol1-part107-subpartL 294 Subpart L subpart L false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1910.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1910.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1910 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1910/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1910.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1910.xml 13 CFR 107.1910 13CFR107.1910 Section 107.1910; Non-waiver of SBA's rights or terms of Leverage security. Chapter I SMALL BUSINESS ADMINISTRATION Subpart L Miscellaneous Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1910 295 Section 107.1910 section 107.1910 false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1920.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1920.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1920 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1920/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1920.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1920.xml 13 CFR 107.1920 13CFR107.1920 Section 107.1920; Licensee's application for exemption from a regulation in this part 107. Chapter I SMALL BUSINESS ADMINISTRATION Subpart L Miscellaneous Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1920 296 Section 107.1920 section 107.1920 false D09002ee1807d761a-CFR-2009-title13-vol1-sec107-1930.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec107-1930.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1930 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec107-1930/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec107-1930.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec107-1930.xml 13 CFR 107.1930 13CFR107.1930 Section 107.1930; Effect of changes in this part 107 on transactions previously consummated. Chapter I SMALL BUSINESS ADMINISTRATION Subpart L Miscellaneous Part 107 SMALL BUSINESS INVESTMENT COMPANIES CONTENT CFR-2009-title13-vol1-sec107-1930 297 Section 107.1930 section 107.1930 false D09002ee1807d761a-CFR-2009-title13-vol1-part108.xml D09002ee1807d761c-CFR-2009-title13-vol1-part108.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part108.xml 13 CFR 108 13CFR108 Part 108; NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM Chapter I SMALL BUSINESS ADMINISTRATION NODE CFR-2009-title13-vol1-part108 298 Part 108 part 108 15 U.S.C. 689-689q. 66 FR 28609, May 23, 2001, unless otherwise noted. false

Title 15 Section 689-689q 15 U.S.C. 689-689q Volume 66 Page 28609 66 FR. 28609 D09002ee1807d761a-CFR-2009-title13-vol1-part108-toc-id299.xml D09002ee1807d761c-CFR-2009-title13-vol1-part108-toc-id299.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-toc-id299 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-toc-id299/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-toc-id299.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part108-toc-id299.xml 13 CFR 13CFR Table Of Contents Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM TOC CFR-2009-title13-vol1-part108-toc-id299 299 toc D09002ee1807d761a-CFR-2009-title13-vol1-part108-subpartA.xml D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartA.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartA http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartA/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartA.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part108-subpartA.xml 13 CFR A 13CFR Subpart A; Introduction to Part 108 Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartA 300 Subpart A subpart A false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-10.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-10.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-10 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-10/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-10.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-10.xml 13 CFR 108.10 13CFR108.10 Section 108.10; Description of the New Markets Venture Capital Program. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 108 Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-10 301 Section 108.10 section 108.10 false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-20.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-20.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-20 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-20/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-20.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-20.xml 13 CFR 108.20 13CFR108.20 Section 108.20; Legal basis and applicability of this part 108. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 108 Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-20 302 Section 108.20 section 108.20 false

Title 15 Section 661et seq. 15 U.S.C. 661et seq. D09002ee1807d761a-CFR-2009-title13-vol1-sec108-30.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-30.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-30 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-30/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-30.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-30.xml 13 CFR 108.30 13CFR108.30 Section 108.30; Amendments to Act and regulations. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 108 Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-30 303 Section 108.30 section 108.30 false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-40.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-40.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-40 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-40/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-40.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-40.xml 13 CFR 108.40 13CFR108.40 Section 108.40; How to read this part 108. Chapter I SMALL BUSINESS ADMINISTRATION Subpart A Introduction to Part 108 Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-40 304 Section 108.40 section 108.40 false D09002ee1807d761a-CFR-2009-title13-vol1-part108-subpartB.xml D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartB.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartB http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartB/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartB.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part108-subpartB.xml 13 CFR B 13CFR Subpart B; Definition of Terms Used in This Part 108 Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartB 305 Subpart B subpart B false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-50.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-50.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-50 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-50/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-50.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-50.xml 13 CFR 108.50 13CFR108.50 Section 108.50; Definition of terms. Chapter I SMALL BUSINESS ADMINISTRATION Subpart B Definition of Terms Used in This Part 108 Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-50 306 Section 108.50 section 108.50 66 FR 28609, May 23, 2001, as amended at 67 FR 68502, Nov. 12, 2002 false

Title 15 Section 661et seq. Title 15 Section 77a-77aa Title 15 Section 77bet seq. Title 15 Section 80a-1et seq. Title 15 Section 8a-1et seq. 15 U.S.C. 661et seq. 15 U.S.C. 77a-77aa 15 U.S.C. 77bet seq. 15 U.S.C. 80a-1et seq. 15 U.S.C. 8a-1et seq. Title 26 Section 401(k) 26 U.S.C. 401(k) Volume 88 Page 829 88 Stat. 829 Volume 94 Page 2275 94 Stat. 2275 Volume 114 Page 2762A 114 Stat. 2762A Public Law 93-406 Public Law 96-447 Public Law 106-554 Title 13 Part 126.103 13 CFR Part 126.103 Title 13 Part 121.107 13 CFR Part 121.107 Title 13 Part 121.201 13 CFR Part 121.201 Title 17 Part 230.144 17 CFR Part 230.144 Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68502 67 FR. 68502 D09002ee1807d761a-CFR-2009-title13-vol1-part108-subpartC.xml D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartC.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartC http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartC/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartC.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part108-subpartC.xml 13 CFR C 13CFR Subpart C; Qualifications for the NMVC Program Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartC 307 Subpart C subpart C Organizing a NMVC Company false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartC-subjectgroup-id308.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartC-subjectgroup-id308 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartC-subjectgroup-id308/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartC-subjectgroup-id308.pdf 13 CFR 13CFR Organizing A Nmvc Company Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartC-subjectgroup-id308 308 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-100.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-100.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-100 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-100/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-100.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-100.xml 13 CFR 108.100 13CFR108.100 Section 108.100; Business form. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-100 309 Section 108.100 section 108.100 Organizing A Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-110.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-110.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-110 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-110/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-110.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-110.xml 13 CFR 108.110 13CFR108.110 Section 108.110; Qualified management. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-110 310 Section 108.110 section 108.110 Organizing A Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-120.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-120.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-120 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-120/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-120.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-120.xml 13 CFR 108.120 13CFR108.120 Section 108.120; Economic development primary mission. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-120 311 Section 108.120 section 108.120 Organizing A Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-130.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-130.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-130 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-130/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-130.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-130.xml 13 CFR 108.130 13CFR108.130 Section 108.130; Identified Low Income Geographic Areas. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-130 312 Section 108.130 section 108.130 Organizing A Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-140.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-140.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-140 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-140/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-140.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-140.xml 13 CFR 108.140 13CFR108.140 Section 108.140; SBA approval of initial Management Expenses. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-140 313 Section 108.140 section 108.140 Organizing A Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-150.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-150.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-150 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-150/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-150.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-150.xml 13 CFR 108.150 13CFR108.150 Section 108.150; Management and ownership diversity requirement. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-150 314 Section 108.150 section 108.150 66 FR 28609, May 23, 2001; 66 FR 32894, June 19, 2001 Organizing A Nmvc Company false Volume 66 Page 28609 66 FR. 28609 Volume 66 Page 32894 66 FR. 32894 D09002ee1807d761a-CFR-2009-title13-vol1-sec108-160.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-160.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-160 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-160/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-160.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-160.xml 13 CFR 108.160 13CFR108.160 Section 108.160; Special rules for NMVC Companies formed as limited partnerships. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-160 315 Section 108.160 section 108.160 Capitalizing a NMVC Company false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartC-subjectgroup-id316.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartC-subjectgroup-id316 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartC-subjectgroup-id316/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartC-subjectgroup-id316.pdf 13 CFR 13CFR Capitalizing A Nmvc Company Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartC-subjectgroup-id316 316 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-200.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-200.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-200 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-200/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-200.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-200.xml 13 CFR 108.200 13CFR108.200 Section 108.200; Adequate capital for NMVC Companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-200 317 Section 108.200 section 108.200 Capitalizing A Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-210.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-210.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-210 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-210/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-210.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-210.xml 13 CFR 108.210 13CFR108.210 Section 108.210; Minimum capital requirements for NMVC Companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-210 318 Section 108.210 section 108.210 Capitalizing A Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-230.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-230.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-230 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-230/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-230.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-230.xml 13 CFR 108.230 13CFR108.230 Section 108.230; Private Capital for NMVC Companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart C Qualifications for the NMVC Program Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-230 319 Section 108.230 section 108.230 66 FR 28609, May 23, 2001, as amended at 67 FR 68502, Nov. 12, 2002 Capitalizing A Nmvc Company false Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68502 67 FR. 68502 D09002ee1807d761a-CFR-2009-title13-vol1-part108-subpartD.xml D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartD.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartD http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartD/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartD.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part108-subpartD.xml 13 CFR D 13CFR Subpart D; Application and Approval Process for NMVC Company Designation Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartD 320 Subpart D subpart D false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-300.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-300.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-300 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-300/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-300.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-300.xml 13 CFR 108.300 13CFR108.300 Section 108.300; When and how to apply for designation as a NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Application and Approval Process for NMVC Company Designation Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-300 321 Section 108.300 section 108.300 false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-310.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-310.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-310 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-310/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-310.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-310.xml 13 CFR 108.310 13CFR108.310 Section 108.310; Contents of application. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Application and Approval Process for NMVC Company Designation Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-310 322 Section 108.310 section 108.310 66 FR 28609, May 23, 2001, as amended at 67 FR 68502, Nov. 12, 2002 false Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68502 67 FR. 68502 D09002ee1807d761a-CFR-2009-title13-vol1-sec108-320.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-320.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-320 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-320/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-320.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-320.xml 13 CFR 108.320 13CFR108.320 Section 108.320; Contents of comprehensive business plan. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Application and Approval Process for NMVC Company Designation Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-320 323 Section 108.320 section 108.320 66 FR 28609, May 23, 2001, as amended at 67 FR 68503, Nov. 12, 2002 false Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68503 67 FR. 68503 D09002ee1807d761a-CFR-2009-title13-vol1-sec108-330.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-330.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-330 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-330/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-330.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-330.xml 13 CFR 108.330 13CFR108.330 Section 108.330; Grant issuance fee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart D Application and Approval Process for NMVC Company Designation Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-330 324 Section 108.330 section 108.330 false D09002ee1807d761a-CFR-2009-title13-vol1-part108-subpartE.xml D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartE.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartE http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartE/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartE.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part108-subpartE.xml 13 CFR E 13CFR Subpart E; Evaluation and Selection of NMVC Companies Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartE 325 Subpart E subpart E false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-340.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-340.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-340 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-340/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-340.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-340.xml 13 CFR 108.340 13CFR108.340 Section 108.340; Evaluation and selection-general. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Evaluation and Selection of NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-340 326 Section 108.340 section 108.340 false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-350.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-350.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-350 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-350/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-350.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-350.xml 13 CFR 108.350 13CFR108.350 Section 108.350; Eligibility and completeness. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Evaluation and Selection of NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-350 327 Section 108.350 section 108.350 false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-360.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-360.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-360 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-360/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-360.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-360.xml 13 CFR 108.360 13CFR108.360 Section 108.360; Evaluation criteria. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Evaluation and Selection of NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-360 328 Section 108.360 section 108.360 66 FR 28609, May 23, 2001, as amended at 67 FR 68503, Nov. 12, 2002 false Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68503 67 FR. 68503 D09002ee1807d761a-CFR-2009-title13-vol1-sec108-370.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-370.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-370 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-370/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-370.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-370.xml 13 CFR 108.370 13CFR108.370 Section 108.370; Conditional approval. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Evaluation and Selection of NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-370 329 Section 108.370 section 108.370 false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-380.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-380.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-380 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-380/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-380.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-380.xml 13 CFR 108.380 13CFR108.380 Section 108.380; Final approval as a NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart E Evaluation and Selection of NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-380 330 Section 108.380 section 108.380 66 FR 28609, May 23, 2001, as amended at 67 FR 68503, Nov. 12, 2002 false Volume 66 Page 28609 66 FR. 28609 Volume 67 Page 68503 67 FR. 68503 D09002ee1807d761a-CFR-2009-title13-vol1-part108-subpartF.xml D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartF.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartF http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartF/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartF.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part108-subpartF.xml 13 CFR F 13CFR Subpart F; Changes in Ownership, Structure, or Control Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartF 331 Subpart F subpart F Changes in Control or Ownership of NMVC Company false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id332.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id332 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id332/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id332.pdf 13 CFR 13CFR Changes in Control Or Ownership of Nmvc Company Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id332 332 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-400.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-400.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-400 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-400/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-400.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-400.xml 13 CFR 108.400 13CFR108.400 Section 108.400; Changes in ownership of 10 percent or more of NMVC Company but no change of Control. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-400 333 Section 108.400 section 108.400 Changes in Control Or Ownership of Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-410.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-410.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-410 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-410/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-410.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-410.xml 13 CFR 108.410 13CFR108.410 Section 108.410; Changes in Control of NMVC Company (through change in ownership or otherwise). Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-410 334 Section 108.410 section 108.410 Changes in Control Or Ownership of Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-420.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-420.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-420 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-420/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-420.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-420.xml 13 CFR 108.420 13CFR108.420 Section 108.420; Prohibition on exercise of ownership or Control rights in NMVC Company before SBA approval. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-420 335 Section 108.420 section 108.420 Changes in Control Or Ownership of Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-430.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-430.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-430 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-430/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-430.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-430.xml 13 CFR 108.430 13CFR108.430 Section 108.430; Notification to SBA of transactions that may change ownership or Control. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-430 336 Section 108.430 section 108.430 Changes in Control Or Ownership of Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-440.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-440.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-440 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-440/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-440.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-440.xml 13 CFR 108.440 13CFR108.440 Section 108.440; Standards governing prior SBA approval for a proposed transfer of Control. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-440 337 Section 108.440 section 108.440 Changes in Control Or Ownership of Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-450.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-450.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-450 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-450/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-450.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-450.xml 13 CFR 108.450 13CFR108.450 Section 108.450; Notification to SBA of pledge of NMVC Company's shares. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-450 338 Section 108.450 section 108.450 Restrictions on Common Control or Ownership of Two or More NMVC Companies false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id339.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id339 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id339/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id339.pdf 13 CFR 13CFR Restrictions on Common Control Or Ownership of Two Or More Nmvc Companies Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id339 339 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-460.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-460.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-460 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-460/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-460.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-460.xml 13 CFR 108.460 13CFR108.460 Section 108.460; Restrictions on Common Control or ownership of two (or more) NMVC Companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-460 340 Section 108.460 section 108.460 Change in Structure of NMVC Company false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id341.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id341 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id341/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id341.pdf 13 CFR 13CFR Change in Structure of Nmvc Company Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartF-subjectgroup-id341 341 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-470.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-470.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-470 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-470/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-470.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-470.xml 13 CFR 108.470 13CFR108.470 Section 108.470; SBA approval of merger, consolidation, or reorganization of NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart F Changes in Ownership, Structure, or Control Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-470 342 Section 108.470 section 108.470 Change in Structure of Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-part108-subpartG.xml D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartG.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartG http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartG/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartG.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part108-subpartG.xml 13 CFR G 13CFR Subpart G; Managing the Operations of a NMVC Company Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartG 343 Subpart G subpart G General Requirements false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id344.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id344 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id344/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id344.pdf 13 CFR 13CFR General Requirements Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id344 344 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-500.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-500.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-500 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-500/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-500.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-500.xml 13 CFR 108.500 13CFR108.500 Section 108.500; Lawful operations under the Act. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-500 345 Section 108.500 section 108.500 General Requirements false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-502.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-502.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-502 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-502/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-502.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-502.xml 13 CFR 108.502 13CFR108.502 Section 108.502; Representations to the public. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-502 346 Section 108.502 section 108.502 General Requirements false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-503.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-503.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-503 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-503/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-503.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-503.xml 13 CFR 108.503 13CFR108.503 Section 108.503; NMVC Company's adoption of an approved valuation policy. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-503 347 Section 108.503 section 108.503 General Requirements false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-504.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-504.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-504 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-504/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-504.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-504.xml 13 CFR 108.504 13CFR108.504 Section 108.504; Equipment and office requirements. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-504 348 Section 108.504 section 108.504 General Requirements false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-506.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-506.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-506 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-506/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-506.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-506.xml 13 CFR 108.506 13CFR108.506 Section 108.506; Safeguarding the NMVC Company's assets/Internal controls. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-506 349 Section 108.506 section 108.506 General Requirements false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-507.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-507.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-507 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-507/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-507.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-507.xml 13 CFR 108.507 13CFR108.507 Section 108.507; Violations based on false filings and nonperformance of agreements with SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-507 350 Section 108.507 section 108.507 General Requirements false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-509.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-509.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-509 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-509/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-509.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-509.xml 13 CFR 108.509 13CFR108.509 Section 108.509; Employment of SBA officials. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-509 351 Section 108.509 section 108.509 Management and Compensation false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id352.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id352 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id352/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id352.pdf 13 CFR 13CFR Management and Compensation Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id352 352 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-510.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-510.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-510 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-510/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-510.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-510.xml 13 CFR 108.510 13CFR108.510 Section 108.510; SBA approval of NMVC Company's Investment Adviser/Manager. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-510 353 Section 108.510 section 108.510 Management and Compensation false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-520.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-520.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-520 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-520/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-520.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-520.xml 13 CFR 108.520 13CFR108.520 Section 108.520; Management Expenses of a NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-520 354 Section 108.520 section 108.520 Cash Management by a NMVC Company false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id355.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id355 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id355/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id355.pdf 13 CFR 13CFR Cash Management by A Nmvc Company Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id355 355 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-530.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-530.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-530 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-530/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-530.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-530.xml 13 CFR 108.530 13CFR108.530 Section 108.530; Restrictions on investments of idle funds by NMVC Companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-530 356 Section 108.530 section 108.530 Borrowing by NMVC Companies From Non-SBA Sources false Title 12 Part 325.103 12 CFR Part 325.103 D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id357.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id357 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id357/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id357.pdf 13 CFR 13CFR Borrowing by Nmvc Companies from Non-Sba Sources Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id357 357 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-550.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-550.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-550 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-550/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-550.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-550.xml 13 CFR 108.550 13CFR108.550 Section 108.550; Prior approval of secured third-party debt of NMVC companies. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-550 358 Section 108.550 section 108.550 Voluntary Decrease in Regulatory Capital false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id359.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id359 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id359/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id359.pdf 13 CFR 13CFR Voluntary Decrease in Regulatory Capital Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartG-subjectgroup-id359 359 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-585.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-585.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-585 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-585/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-585.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-585.xml 13 CFR 108.585 13CFR108.585 Section 108.585; Voluntary decrease in NMVC Company's Regulatory Capital. Chapter I SMALL BUSINESS ADMINISTRATION Subpart G Managing the Operations of a NMVC Company Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-585 360 Section 108.585 section 108.585 Voluntary Decrease in Regulatory Capital false D09002ee1807d761a-CFR-2009-title13-vol1-part108-subpartH.xml D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartH.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartH http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartH/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartH.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part108-subpartH.xml 13 CFR H 13CFR Subpart H; Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartH 361 Subpart H subpart H Recordkeeping Requirements for NMVC Companies false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id362.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id362 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id362/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id362.pdf 13 CFR 13CFR Recordkeeping Requirements for Nmvc Companies Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id362 362 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-600.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-600.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-600 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-600/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-600.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-600.xml 13 CFR 108.600 13CFR108.600 Section 108.600; General requirement for NMVC Company to maintain and preserve records. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-600 363 Section 108.600 section 108.600 Recordkeeping Requirements for Nmvc Companies false Title 5 Part 1310.3 5 CFR Part 1310.3 D09002ee1807d761a-CFR-2009-title13-vol1-sec108-610.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-610.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-610 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-610/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-610.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-610.xml 13 CFR 108.610 13CFR108.610 Section 108.610; Required certifications for Loans and Investments. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-610 364 Section 108.610 section 108.610 Recordkeeping Requirements for Nmvc Companies false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-620.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-620.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-620 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-620/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-620.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-620.xml 13 CFR 108.620 13CFR108.620 Section 108.620; Requirements to obtain information from Portfolio Concerns. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-620 365 Section 108.620 section 108.620 Reporting Requirements for NMVC Companies false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id366.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id366 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id366/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id366.pdf 13 CFR 13CFR Reporting Requirements for Nmvc Companies Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id366 366 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-630.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-630.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-630 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-630/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-630.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-630.xml 13 CFR 108.630 13CFR108.630 Section 108.630; Requirement for NMVC companies to file financial statements and supplementary information with SBA (SBA Form 468). Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-630 367 Section 108.630 section 108.630 Reporting Requirements for Nmvc Companies false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-640.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-640.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-640 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-640/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-640.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-640.xml 13 CFR 108.640 13CFR108.640 Section 108.640; Requirement to file portfolio financing reports (SBA Form 1031). Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-640 368 Section 108.640 section 108.640 Reporting Requirements for Nmvc Companies false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-650.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-650.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-650 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-650/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-650.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-650.xml 13 CFR 108.650 13CFR108.650 Section 108.650; Requirement to report portfolio valuations to SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-650 369 Section 108.650 section 108.650 Reporting Requirements for Nmvc Companies false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-660.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-660.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-660 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-660/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-660.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-660.xml 13 CFR 108.660 13CFR108.660 Section 108.660; Other items required to be filed by NMVC Company with SBA. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-660 370 Section 108.660 section 108.660 Reporting Requirements for Nmvc Companies false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-680.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-680.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-680 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-680/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-680.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-680.xml 13 CFR 108.680 13CFR108.680 Section 108.680; Reporting changes in NMVC Company not subject to prior SBA approval. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-680 371 Section 108.680 section 108.680 Examinations of NMVC Companies by SBA for Regulatory Compliance false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id372.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id372 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id372/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id372.pdf 13 CFR 13CFR Examinations of Nmvc Companies by Sba for Regulatory Compliance Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartH-subjectgroup-id372 372 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-690.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-690.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-690 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-690/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-690.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-690.xml 13 CFR 108.690 13CFR108.690 Section 108.690; Examinations. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-690 373 Section 108.690 section 108.690 Examinations of Nmvc Companies by Sba for Regulatory Compliance false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-691.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-691.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-691 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-691/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-691.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-691.xml 13 CFR 108.691 13CFR108.691 Section 108.691; Responsibilities of NMVC Company during examination. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-691 374 Section 108.691 section 108.691 Examinations of Nmvc Companies by Sba for Regulatory Compliance false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-692.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-692.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-692 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-692/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-692.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-692.xml 13 CFR 108.692 13CFR108.692 Section 108.692; Examination fees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-692 375 Section 108.692 section 108.692 Examinations of Nmvc Companies by Sba for Regulatory Compliance false D09002ee1807d761a-CFR-2009-title13-vol1-part108-subpartI.xml D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartI.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartI http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartI/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartI.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part108-subpartI.xml 13 CFR I 13CFR Subpart I; Financing of Small Businesses by NMVC Companies Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartI 376 Subpart I subpart I Determining the Eligibility of a Small Business for NMVC Financing false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id377.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id377 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id377/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id377.pdf 13 CFR 13CFR Determining the Eligibility of A Small Business for Nmvc Financing Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id377 377 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-700.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-700.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-700 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-700/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-700.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-700.xml 13 CFR 108.700 13CFR108.700 Section 108.700; Compliance with size standards in part 121 of this chapter as a condition of Assistance. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-700 378 Section 108.700 section 108.700 Determining the Eligibility of A Small Business for Nmvc Financing false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-710.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-710.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-710 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-710/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-710.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-710.xml 13 CFR 108.710 13CFR108.710 Section 108.710; Requirement to finance Low-Income Enterprises. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-710 379 Section 108.710 section 108.710 Determining the Eligibility of A Small Business for Nmvc Financing false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-720.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-720.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-720 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-720/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-720.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-720.xml 13 CFR 108.720 13CFR108.720 Section 108.720; Small Businesses that may be ineligible for financing. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-720 380 Section 108.720 section 108.720 Determining the Eligibility of A Small Business for Nmvc Financing false

Title 26 Section 511 26 U.S.C. 511 D09002ee1807d761a-CFR-2009-title13-vol1-sec108-730.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-730.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-730 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-730/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-730.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-730.xml 13 CFR 108.730 13CFR108.730 Section 108.730; Financings which constitute conflicts of interest. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-730 381 Section 108.730 section 108.730 Determining the Eligibility of A Small Business for Nmvc Financing false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-740.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-740.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-740 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-740/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-740.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-740.xml 13 CFR 108.740 13CFR108.740 Section 108.740; Portfolio diversification (“overline” limitation). Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-740 382 Section 108.740 section 108.740 Determining the Eligibility of A Small Business for Nmvc Financing false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-760.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-760.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-760 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-760/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-760.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-760.xml 13 CFR 108.760 13CFR108.760 Section 108.760; How a change in size or activity of a Portfolio Concern affects the NMVC Company and the Portfolio Concern. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-760 383 Section 108.760 section 108.760 Structuring NMVC Company's Financing of Eligible Small Businesses false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id384.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id384 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id384/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id384.pdf 13 CFR 13CFR Structuring Nmvc Company's Financing of Eligible Small Businesses Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id384 384 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-800.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-800.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-800 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-800/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-800.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-800.xml 13 CFR 108.800 13CFR108.800 Section 108.800; Financings in the form of equity interests. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-800 385 Section 108.800 section 108.800 Structuring Nmvc Company's Financing of Eligible Small Businesses false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-820.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-820.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-820 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-820/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-820.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-820.xml 13 CFR 108.820 13CFR108.820 Section 108.820; Financings in the form of guarantees. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-820 386 Section 108.820 section 108.820 Structuring Nmvc Company's Financing of Eligible Small Businesses false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-825.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-825.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-825 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-825/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-825.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-825.xml 13 CFR 108.825 13CFR108.825 Section 108.825; Purchasing securities from an underwriter or other third party. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-825 387 Section 108.825 section 108.825 Limitations on Disposition of Assets false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id388.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id388 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id388/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id388.pdf 13 CFR 13CFR Limitations on Disposition of Assets Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id388 388 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-885.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-885.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-885 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-885/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-885.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-885.xml 13 CFR 108.885 13CFR108.885 Section 108.885; Disposition of assets to NMVC Company's Associates. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-885 389 Section 108.885 section 108.885 Management Services and Fees false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id390.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id390 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id390/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id390.pdf 13 CFR 13CFR Management Services and Fees Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartI-subjectgroup-id390 390 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-900.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-900.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-900 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-900/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-900.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-900.xml 13 CFR 108.900 13CFR108.900 Section 108.900; Fees for management services provided to a Small Business by a NMVC Company or its Associate. Chapter I SMALL BUSINESS ADMINISTRATION Subpart I Financing of Small Businesses by NMVC Companies Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-900 391 Section 108.900 section 108.900 67 FR 68503, Nov. 12, 2002 Management Services and Fees false Volume 67 Page 68503 67 FR. 68503 D09002ee1807d761a-CFR-2009-title13-vol1-part108-subpartJ.xml D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartJ.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartJ http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartJ/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartJ.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-part108-subpartJ.xml 13 CFR J 13CFR Subpart J; SBA Financial Assistance for NMVC Companies (Leverage) Chapter I SMALL BUSINESS ADMINISTRATION Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartJ 392 Subpart J subpart J General Information About Obtaining Leverage false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id393.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id393 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id393/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id393.pdf 13 CFR 13CFR General Information About Obtaining Leverage Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id393 393 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1100.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1100.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1100 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1100/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1100.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1100.xml 13 CFR 108.1100 13CFR108.1100 Section 108.1100; Type of Leverage and application procedures. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1100 394 Section 108.1100 section 108.1100 General Information About Obtaining Leverage false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1120.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1120.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1120 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1120/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1120.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1120.xml 13 CFR 108.1120 13CFR108.1120 Section 108.1120; General eligibility requirement for Leverage. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1120 395 Section 108.1120 section 108.1120 General Information About Obtaining Leverage false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1130.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1130.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1130 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1130/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1130.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1130.xml 13 CFR 108.1130 13CFR108.1130 Section 108.1130; Leverage fees payable by NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1130 396 Section 108.1130 section 108.1130 General Information About Obtaining Leverage false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1140.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1140.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1140 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1140/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1140.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1140.xml 13 CFR 108.1140 13CFR108.1140 Section 108.1140; NMVC Company's acceptance of SBA remedies under § 108.1810. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1140 397 Section 108.1140 section 108.1140 Maximum Amount of Leverage for Which a NMVC Company Is Eligible false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id398.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id398 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id398/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id398.pdf 13 CFR 13CFR Maximum Amount of Leverage for Which A Nmvc Company Is Eligible Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id398 398 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1150.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1150.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1150 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1150/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1150.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1150.xml 13 CFR 108.1150 13CFR108.1150 Section 108.1150; Maximum amount of Leverage for a NMVC Company. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1150 399 Section 108.1150 section 108.1150 Conditional Commitments by SBA To Reserve Leverage for a NMVC Company false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id400.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id400 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id400/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id400.pdf 13 CFR 13CFR Conditional Commitments by Sba to Reserve Leverage for A Nmvc Company Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id400 400 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1200.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1200.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1200 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1200/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1200.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1200.xml 13 CFR 108.1200 13CFR108.1200 Section 108.1200; SBA's Leverage commitment to a NMVC Company-application procedure, amount, and term. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1200 401 Section 108.1200 section 108.1200 Conditional Commitments by Sba to Reserve Leverage for A Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1220.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1220.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1220 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1220/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1220.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1220.xml 13 CFR 108.1220 13CFR108.1220 Section 108.1220; Requirement for NMVC Company to file financial statements at the time of request for a draw. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1220 402 Section 108.1220 section 108.1220 Conditional Commitments by Sba to Reserve Leverage for A Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1230.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1230.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1230 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1230/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1230.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1230.xml 13 CFR 108.1230 13CFR108.1230 Section 108.1230; Draw-downs by NMVC Company under SBA's Leverage commitment. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1230 403 Section 108.1230 section 108.1230 Conditional Commitments by Sba to Reserve Leverage for A Nmvc Company false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1240.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1240.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1240 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1240/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1240.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1240.xml 13 CFR 108.1240 13CFR108.1240 Section 108.1240; Funding of NMVC Company's draw request through sale to third-party. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1240 404 Section 108.1240 section 108.1240 Funding Leverage by use of SBA Guaranteed Trust Certificates (“TCs”) false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id405.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id405 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id405/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id405.pdf 13 CFR 13CFR Funding Leverage by Use of Sba Guaranteed Trust Certificates (“tcs”) Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id405 405 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1600.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1600.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1600 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1600/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1600.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1600.xml 13 CFR 108.1600 13CFR108.1600 Section 108.1600; SBA authority to issue and guarantee Trust Certificates. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1600 406 Section 108.1600 section 108.1600 Funding Leverage by Use of Sba Guaranteed Trust Certificates (“tcs”) false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1610.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1610.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1610 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1610/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1610.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1610.xml 13 CFR 108.1610 13CFR108.1610 Section 108.1610; Effect of prepayment or early redemption of Leverage on a Trust Certificate. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1610 407 Section 108.1610 section 108.1610 Funding Leverage by Use of Sba Guaranteed Trust Certificates (“tcs”) false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1620.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1620.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1620 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1620/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1620.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1620.xml 13 CFR 108.1620 13CFR108.1620 Section 108.1620; Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1620 408 Section 108.1620 section 108.1620 Funding Leverage by Use of Sba Guaranteed Trust Certificates (“tcs”) false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1630.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1630.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1630 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1630/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1630.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1630.xml 13 CFR 108.1630 13CFR108.1630 Section 108.1630; SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1630 409 Section 108.1630 section 108.1630 Funding Leverage by Use of Sba Guaranteed Trust Certificates (“tcs”) false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1640.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1640.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1640 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1640/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1640.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1640.xml 13 CFR 108.1640 13CFR108.1640 Section 108.1640; SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1640 410 Section 108.1640 section 108.1640 Miscellaneous false D09002ee1807d761c-CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id411.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id411 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id411/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id411.pdf 13 CFR 13CFR Miscellaneous Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM NODE CFR-2009-title13-vol1-part108-subpartJ-subjectgroup-id411 411 subjgrp D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1700.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1700.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1700 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1700/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1700.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1700.xml 13 CFR 108.1700 13CFR108.1700 Section 108.1700; Transfer by SBA of its interest in a NMVC Company's Leverage security. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1700 412 Section 108.1700 section 108.1700 Miscellaneous false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1710.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1710.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1710 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1710/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1710.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1710.xml 13 CFR 108.1710 13CFR108.1710 Section 108.1710; SBA authority to collect or compromise its claims. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1710 413 Section 108.1710 section 108.1710 Miscellaneous false D09002ee1807d761a-CFR-2009-title13-vol1-sec108-1720.xml D09002ee1807d761c-CFR-2009-title13-vol1-sec108-1720.pdf http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1720 http://www.gpo.gov/fdsys/granule/CFR-2009-title13-vol1/CFR-2009-title13-vol1-sec108-1720/content-detail.html http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/pdf/CFR-2009-title13-vol1-sec108-1720.pdf http://www.gpo.gov/fdsys/pkg/CFR-2009-title13-vol1/xml/CFR-2009-title13-vol1-sec108-1720.xml 13 CFR 108.1720 13CFR108.1720 Section 108.1720; Characteristics of SBA's guarantee. Chapter I SMALL BUSINESS ADMINISTRATION Subpart J SBA Financial Assistance for NMVC Companies (Leverage) Part 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM CONTENT CFR-2009-title13-vol1-sec108-1720 414 Section 108.1720 section 108.1720 Miscellaneous false