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Category	Regulatory Information
Collection	Code of Federal Regulations (annual edition)
SuDoc Class Number	AE 2.106/3:17/
Publication Title	Title 17 - Commodity and Securities Exchanges
Date	April 1, 2009

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Title 17 - Commodity and Securities Exchanges

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Parts 1 - 450. April 1, 2009.

Heading 2 - Table Of Contents		PDF \| XML \| More

Chapter I - COMMODITY FUTURES TRADING COMMISSION (Parts 1 - 199)			PDF \| XML \| More

Heading 4 - Table Of Contents		PDF \| XML \| More

Part 1 - GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT			PDF \| XML \| More

Heading 6 - Table Of Contents (Parts 1 - 1)		PDF \| XML \| More

Heading 7 - Definitions (Part 1)			PDF \| More

Heading 12 - Minimum Financial and Related Reporting Requirements (Part 1)			PDF \| More

Section 1.10 - Financial reports of futures commission merchants and introducing brokers.		PDF \| XML \| More

Section 1.11 - [Reserved]		PDF \| XML \| More

Section 1.12 - Maintenance of minimum financial requirements by futures commission merchants and introducing...		PDF \| XML \| More

Section 1.13 - [Reserved]		PDF \| XML \| More

Section 1.14 - Risk assessment recordkeeping requirements for futures commission merchants.		PDF \| XML \| More

Section 1.15 - Risk assessment reporting requirements for futures commission merchants.		PDF \| XML \| More

Section 1.16 - Qualifications and reports of accountants.		PDF \| XML \| More

Section 1.17 - Minimum financial requirements for futures commission merchants and introducing brokers.		PDF \| XML \| More

Section 1.18 - Records for and relating to financial reporting and monthly computation by futures commission...		PDF \| XML \| More

Heading 22 - Prohibited Trading in Commodity Options (Part 1)			PDF \| More

Heading 24 - Customers' Money, Securities, and Property (Part 1)			PDF \| More

Heading 36 - Recordkeeping (Part 1)			PDF \| More

Heading 46 - Miscellaneous (Part 1)			PDF \| More

Appendix A to Part 1 - [Reserved]		PDF \| XML \| More

Appendix B to Part 1 - Fees for Contract Market Rule Enforcement Reviews and Financial Reviews		PDF \| XML \| More

Part 2 - OFFICIAL SEAL			PDF \| XML \| More

Part 3 - REGISTRATION			PDF \| XML \| More

Part 4 - COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS			PDF \| XML \| More

Part 5 - Reserved			PDF \| XML \| More

Part 7 - CONTRACT MARKET RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION			PDF \| XML \| More

Part 8 - EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS			PDF \| XML \| More

Part 9 - RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS			PDF \| XML \| More

Part 10 - RULES OF PRACTICE			PDF \| XML \| More

Part 11 - RULES RELATING TO INVESTIGATIONS			PDF \| XML \| More

Part 12 - RULES RELATING TO REPARATIONS			PDF \| XML \| More

Part 13 - PUBLIC RULEMAKING PROCEDURES			PDF \| XML \| More

Part 14 - RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE			PDF \| XML \| More

Part 15 - REPORTS-GENERAL PROVISIONS			PDF \| XML \| More

Part 16 - REPORTS BY REPORTING MARKETS			PDF \| XML \| More

Part 17 - REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS			PDF \| XML \| More

Part 18 - REPORTS BY TRADERS			PDF \| XML \| More

Part 19 - REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS PURSUANT TO § 1.3(z) OF THIS CHAPTER AND BY...			PDF \| XML \| More

Part 20 - Reserved			PDF \| XML \| More

Part 21 - SPECIAL CALLS			PDF \| XML \| More

Part 30 - FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS			PDF \| XML \| More

Part 31 - LEVERAGE TRANSACTIONS			PDF \| XML \| More

Part 32 - REGULATION OF COMMODITY OPTION TRANSACTIONS			PDF \| XML \| More

Part 33 - REGULATION OF DOMESTIC EXCHANGE-TRADED COMMODITY OPTION TRANSACTIONS			PDF \| XML \| More

Part 34 - REGULATION OF HYBRID INSTRUMENTS			PDF \| XML \| More

Part 35 - EXEMPTION OF SWAP AGREEMENTS			PDF \| XML \| More

Part 36 - EXEMPT MARKETS			PDF \| XML \| More

Part 37 - DERIVATIVES TRANSACTION EXECUTION FACILITIES			PDF \| XML \| More

Part 38 - DESIGNATED CONTRACT MARKETS			PDF \| XML \| More

Part 39 - DERIVATIVES CLEARING ORGANIZATIONS			PDF \| XML \| More

Part 40 - PROVISIONS COMMON TO REGISTERED ENTITIES			PDF \| XML \| More

Part 41 - SECURITY FUTURES PRODUCTS			PDF \| XML \| More

Part 42 - ANTI-MONEY LAUNDERING, TERRORIST FINANCING			PDF \| XML \| More

Part 100 - DELIVERY PERIOD REQUIRED			PDF \| XML \| More

Part 140 - ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION			PDF \| XML \| More

Part 141 - SALARY OFFSET			PDF \| XML \| More

Part 142 - INDEMNIFICATION OF CFTC EMPLOYEES			PDF \| XML \| More

Part 143 - COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S...			PDF \| XML \| More

Part 144 - PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER...			PDF \| XML \| More

Part 145 - COMMISSION RECORDS AND INFORMATION			PDF \| XML \| More

Part 146 - RECORDS MAINTAINED ON INDIVIDUALS			PDF \| XML \| More

Part 147 - OPEN COMMISSION MEETINGS			PDF \| XML \| More

Part 148 - IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE...			PDF \| XML \| More

Part 149 - ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY...			PDF \| XML \| More

Part 150 - LIMITS ON POSITIONS			PDF \| XML \| More

Part 155 - TRADING STANDARDS			PDF \| XML \| More

Part 156 - BROKER ASSOCIATIONS			PDF \| XML \| More

Part 160 - PRIVACY OF CONSUMER FINANCIAL INFORMATION			PDF \| XML \| More

Part 166 - CUSTOMER PROTECTION RULES			PDF \| XML \| More

Part 170 - REGISTERED FUTURES ASSOCIATIONS			PDF \| XML \| More

Part 171 - RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP...			PDF \| XML \| More

Part 190 - BANKRUPTCY			PDF \| XML \| More

Parts 191-199 - Reserved			PDF \| XML \| More

Chapter II - SECURITIES AND EXCHANGE COMMISSION (CONTINUED) (Parts 200 - 301)

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Chapter IV - DEPARTMENT OF THE TREASURY (Parts 400 - 450)

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