[Title 40 CFR 60.45]
[Code of Federal Regulations (annual edition) - July 1, 2009 Edition]
[Title 40 - PROTECTION OF ENVIRONMENT]
[Chapter I - ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)]
[Subchapter C - AIR PROGRAMS (CONTINUED)]
[Part 60 - STANDARDS OF PERFORMANCE FOR NEW STATIONARY SOURCES--]
[Subpart D - Standards of Performance for Fossil-Fuel-Fired Steam]
[Sec. 60.45 - Emissions and fuel monitoring.]
[From the U.S. Government Printing Office]


40PROTECTION OF ENVIRONMENT62009-07-012009-07-01falseEmissions and fuel monitoring.60.45Sec. 60.45PROTECTION OF ENVIRONMENTENVIRONMENTAL PROTECTION AGENCY (CONTINUED)AIR PROGRAMS (CONTINUED)STANDARDS OF PERFORMANCE FOR NEW STATIONARY SOURCES--Standards of Performance for Fossil-Fuel-Fired Steam
Sec. 60.45  Emissions and fuel monitoring.

    (a) Each owner or operator shall install, calibrate, maintain, and 
operate continuous opacity monitoring system (COMS) for measuring 
opacity and a CEMS for measuring SO2 emissions, NOX emissions, and 
either oxygen (O2) or carbon dioxide (CO2) except as provided in 
paragraph (b) of this section.
    (b) Certain of the CEMS requirements under paragraph (a) of this 
section do not apply to owners or operators under the following 
conditions:
    (1) For a fossil-fuel-fired steam generator that burns only gaseous 
or liquid fossil fuel (excluding residual oil) with potential SO2 
emissions rates of 26 ng/J (0.060 lb/MMBtu) or less and that does not 
use post-combustion technology to reduce emissions of SO2 or PM, CEMS 
for measuring the opacity of emissions and SO2 emissions are not 
required if the owner or operator monitors SO2 emissions by fuel 
sampling and analysis or fuel receipts.

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    (2) For a fossil-fuel-fired steam generator that does not use a flue 
gas desulfurization device, a CEMS for measuring SO2 
emissions is not required if the owner or operator monitors 
SO2 emissions by fuel sampling and analysis.
    (3) Notwithstanding Sec. 60.13(b), installation of a CEMS for 
NOX may be delayed until after the initial performance tests 
under Sec. 60.8 have been conducted. If the owner or operator 
demonstrates during the performance test that emissions of 
NOX are less than 70 percent of the applicable standards in 
Sec. 60.44, a CEMS for measuring NOX emissions is not 
required. If the initial performance test results show that 
NOX emissions are greater than 70 percent of the applicable 
standard, the owner or operator shall install a CEMS for NOX 
within one year after the date of the initial performance tests under 
Sec. 60.8 and comply with all other applicable monitoring requirements 
under this part.
    (4) If an owner or operator does not install any CEMS for sulfur 
oxides and NOX, as provided under paragraphs (b)(1) and 
(b)(3) or paragraphs (b)(2) and (b)(3) of this section a CEMS for 
measuring either O2 or CO2 is not required.
    (5) An owner or operator may petition the Administrator (in writing) 
to install a PM CEMS as an alternative to the CEMS for monitoring 
opacity emissions.
    (6) A CEMS for measuring the opacity of emissions is not required 
for a fossil fuel-fired steam generator that does not use post-
combustion technology (except a wet scrubber) for reducing PM, 
SO2, or carbon monoxide (CO) emissions, burns only gaseous 
fuels or fuel oils that contain less than or equal to 0.30 weight 
percent sulfur, and is operated such that emissions of CO to the 
atmosphere from the affected source are maintained at levels less than 
or equal to 0.15 lb/MMBtu on a boiler operating day average basis. 
Owners and operators of affected sources electing to comply with this 
paragraph must demonstrate compliance according to the procedures 
specified in paragraphs (b)(6)(i) through (iv) of this section.
    (i) You must monitor CO emissions using a CEMS according to the 
procedures specified in paragraphs (b)(6)(i)(A) through (D) of this 
section.
    (A) The CO CEMS must be installed, certified, maintained, and 
operated according to the provisions in Sec. 60.58b(i)(3) of subpart Eb 
of this part.
    (B) Each 1-hour CO emissions average is calculated using the data 
points generated by the CO CEMS expressed in parts per million by volume 
corrected to 3 percent oxygen (dry basis).
    (C) At a minimum, valid 1-hour CO emissions averages must be 
obtained for at least 90 percent of the operating hours on a 30-day 
rolling average basis. The 1-hour averages are calculated using the data 
points required in Sec. 60.13(h)(2).
    (D) Quarterly accuracy determinations and daily calibration drift 
tests for the CO CEMS must be performed in accordance with procedure 1 
in appendix F of this part.
    (ii) You must calculate the 1-hour average CO emissions levels for 
each boiler operating day by multiplying the average hourly CO output 
concentration measured by the CO CEMS times the corresponding average 
hourly flue gas flow rate and divided by the corresponding average 
hourly heat input to the affected source. The 24-hour average CO 
emission level is determined by calculating the arithmetic average of 
the hourly CO emission levels computed for each boiler operating day.
    (iii) You must evaluate the preceding 24-hour average CO emission 
level each boiler operating day excluding periods of affected source 
startup, shutdown, or malfunction. If the 24-hour average CO emission 
level is greater than 0.15 lb/MMBtu, you must initiate investigation of 
the relevant equipment and control systems within 24 hours of the first 
discovery of the high emission incident and, take the appropriate 
corrective action as soon as practicable to adjust control settings or 
repair equipment to reduce the 24-hour average CO emission level to 0.15 
lb/MMBtu or less.
    (iv) You must record the CO measurements and calculations performed 
according to paragraph (b)(6) of this section and any corrective actions 
taken. The record of corrective action taken must include the date and 
time during which the 24-hour average CO emission level was greater than 
0.15 lb/MMBtu,

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and the date, time, and description of the corrective action.
    (7) The owner or operator of an affected facility subject to an 
opacity standard under Sec. 60.42 and that elects to not install a COMS 
because the affected facility burns only fuels as specified under 
paragraph (b)(1) of this section, monitors PM emissions as specified 
under paragraph (b)(5) of this section, or monitors CO emissions as 
specified under paragraph (b)(6) of this section shall conduct a 
performance test using Method 9 of appendix A-4 of this part and the 
procedures in Sec. 60.11 to demonstrate compliance with the applicable 
limit in Sec. 60.42 and shall comply with either paragraphs (b)(7)(i), 
(b)(7)(ii), or (b)(7)(iii) of this section. If during the initial 60 
minutes of observation all 6-minute averages are less than 10 percent 
and all individual 15-second observations are less than or equal to 20 
percent, the observation period may be reduced from 3 hours to 60 
minutes.
    (i) Except as provided in paragraph (b)(7)(ii) or (b)(7)(iii) of 
this section, the owner or operator shall conduct subsequent Method 9 of 
appendix A-4 of this part performance tests using the procedures in 
paragraph (b)(7) of this section according to the applicable schedule in 
paragraphs (b)(7)(i)(A) through (b)(7)(i)(D) of this section, as 
determined by the most recent Method 9 of appendix A-4 of this part 
performance test results.
    (A) If no visible emissions are observed, a subsequent Method 9 of 
appendix A-4 of this part performance test must be completed within 12 
calendar months from the date that the most recent performance test was 
conducted;
    (B) If visible emissions are observed but the maximum 6-minute 
average opacity is less than or equal to 5 percent, a subsequent Method 
9 of appendix A-4 of this part performance test must be completed within 
6 calendar months from the date that the most recent performance test 
was conducted;
    (C) If the maximum 6-minute average opacity is greater than 5 
percent but less than or equal to 10 percent, a subsequent Method 9 of 
appendix A-4 of this part performance test must be completed within 3 
calendar months from the date that the most recent performance test was 
conducted; or
    (D) If the maximum 6-minute average opacity is greater than 10 
percent, a subsequent Method 9 of appendix A-4 of this part performance 
test must be completed within 30 calendar days from the date that the 
most recent performance test was conducted.
    (ii) If the maximum 6-minute opacity is less than 10 percent during 
the most recent Method 9 of appendix A-4 of this part performance test, 
the owner or operator may, as an alternative to performing subsequent 
Method 9 of appendix A-4 of this part performance test, elect to perform 
subsequent monitoring using Method 22 of appendix A-7 of this part 
according to the procedures specified in paragraphs (b)(7)(ii)(A) and 
(B) of this section.
    (A) The owner or operator shall conduct 10 minute observations 
(during normal operation) each operating day the affected facility fires 
fuel for which an opacity standard is applicable using Method 22 of 
appendix A-7 of this part and demonstrate that the sum of the 
occurrences of any visible emissions is not in excess of 5 percent of 
the observation period (i.e., 30 seconds per 10 minute period). If the 
sum of the occurrence of any visible emissions is greater than 30 
seconds during the initial 10 minute observation, immediately conduct a 
30 minute observation. If the sum of the occurrence of visible emissions 
is greater than 5 percent of the observation period (i.e., 90 seconds 
per 30 minute period) the owner or operator shall either document and 
adjust the operation of the facility and demonstrate within 24 hours 
that the sum of the occurrence of visible emissions is equal to or less 
than 5 percent during a 30 minute observation (i.e., 90 seconds) or 
conduct a new Method 9 of appendix A-4 of this part performance test 
using the procedures in paragraph (b)(7) of this section within 30 
calendar days according to the requirements in Sec. 60.46(b)(3).
    (B) If no visible emissions are observed for 30 operating days 
during which an opacity standard is applicable, observations can be 
reduced to once every 7 operating days during

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which an opacity standard is applicable. If any visible emissions are 
observed, daily observations shall be resumed.
    (iii) If the maximum 6-minute opacity is less than 10 percent during 
the most recent Method 9 of appendix A-4 of this part performance test, 
the owner or operator may, as an alternative to performing subsequent 
Method 9 of appendix A-4 performance tests, elect to perform subsequent 
monitoring using a digital opacity compliance system according to a 
site-specific monitoring plan approved by the Administrator. The 
observations shall be similar, but not necessarily identical, to the 
requirements in paragraph (b)(7)(ii) of this section. For reference 
purposes in preparing the monitoring plan, see OAQPS ``Determination of 
Visible Emission Opacity from Stationary Sources Using Computer-Based 
Photographic Analysis Systems.'' This document is available from the 
U.S. Environmental Protection Agency (U.S. EPA); Office of Air Quality 
and Planning Standards; Sector Policies and Programs Division; 
Measurement Policy Group (D243-02), Research Triangle Park, NC 27711. 
This document is also available on the Technology Transfer Network (TTN) 
under Emission Measurement Center Preliminary Methods.
    (c) For performance evaluations under Sec. 60.13(c) and calibration 
checks under Sec. 60.13(d), the following procedures shall be used:
    (1) Methods 6, 7, and 3B of appendix A of this part, as applicable, 
shall be used for the performance evaluations of SO2 and 
NOX continuous monitoring systems. Acceptable alternative 
methods for Methods 6, 7, and 3B of appendix A of this part are given in 
Sec. 60.46(d).
    (2) Sulfur dioxide or nitric oxide, as applicable, shall be used for 
preparing calibration gas mixtures under Performance Specification 2 of 
appendix B to this part.
    (3) For affected facilities burning fossil fuel(s), the span value 
for a continuous monitoring system measuring the opacity of emissions 
shall be 80, 90, or 100 percent. For a continuous monitoring system 
measuring sulfur oxides or NOX the span value shall be 
determined using one of the following procedures:
    (i) Except as provided under paragraph (c)(3)(ii) of this section, 
SO2 and NOX span values shall be determined as 
follows:

----------------------------------------------------------------------------------------------------------------
                                                                 In parts per million
             Fossil fuel             ---------------------------------------------------------------------------
                                               Span value for SO2                    Span value for NOX
----------------------------------------------------------------------------------------------------------------
Gas.................................  (\1\)...............................  500.
Liquid..............................  1,000...............................  500.
Solid...............................  1,500...............................  1,000.
Combinations........................  1,000y + 1,500z.....................  500 (x + y) + 1,000z.
----------------------------------------------------------------------------------------------------------------
\1\ Not applicable.

Where:

x = Fraction of total heat input derived from gaseous fossil fuel;
y = Fraction of total heat input derived from liquid fossil fuel; and
z = Fraction of total heat input derived from solid fossil fuel.

    (ii) As an alternative to meeting the requirements of paragraph 
(c)(3)(i) of this section, the owner or operator of an affected facility 
may elect to use the SO2 and NOX span values 
determined according to sections 2.1.1 and 2.1.2 in appendix A to part 
75 of this chapter.
    (4) All span values computed under paragraph (c)(3)(i) of this 
section for burning combinations of fossil fuels shall be rounded to the 
nearest 500 ppm. Span values that are computed under paragraph 
(c)(3)(ii) of this section shall be rounded off according to the 
applicable procedures in section 2 of appendix A to part 75 of this 
chapter.
    (5) For a fossil-fuel-fired steam generator that simultaneously 
burns fossil fuel and nonfossil fuel, the span value of all CEMS shall 
be subject to the Administrator's approval.
    (d) [Reserved]
    (e) For any CEMS installed under paragraph (a) of this section, the 
following conversion procedures shall be

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used to convert the continuous monitoring data into units of the 
applicable standards (ng/J, lb/MMBtu):
    (1) When a CEMS for measuring O2 is selected, the 
measurement of the pollutant concentration and O2 
concentration shall each be on a consistent basis (wet or dry). 
Alternative procedures approved by the Administrator shall be used when 
measurements are on a wet basis. When measurements are on a dry basis, 
the following conversion procedure shall be used:
[GRAPHIC] [TIFF OMITTED] TR13JN07.002

Where E, C, F, and %O2 are determined under paragraph (f) of 
this section.

    (2) When a CEMS for measuring CO2 is selected, the 
measurement of the pollutant concentration and CO2 
concentration shall each be on a consistent basis (wet or dry) and the 
following conversion procedure shall be used:
[GRAPHIC] [TIFF OMITTED] TR13JN07.003

Where E, C, Fc and %CO2 are determined under 
paragraph (f) of this section.

    (f) The values used in the equations under paragraphs (e)(1) and (2) 
of this section are derived as follows:
    (1) E = pollutant emissions, ng/J (lb/MMBtu).
    (2) C = pollutant concentration, ng/dscm (lb/dscf), determined by 
multiplying the average concentration (ppm) for each one-hour period by 
4.15 x 10\4\ M ng/dscm per ppm (2.59 x 10-9 M lb/dscf per 
ppm) where M = pollutant molecular weight, g/g-mole (lb/lb-mole). M = 
64.07 for SO2 and 46.01 for NOX.
    (3) %O2, %CO2 = O2 or 
CO2 volume (expressed as percent), determined with equipment 
specified under paragraph (a) of this section.
    (4) F, Fc = a factor representing a ratio of the volume 
of dry flue gases generated to the calorific value of the fuel combusted 
(F), and a factor representing a ratio of the volume of CO2 
generated to the calorific value of the fuel combusted (Fc), 
respectively. Values of F and Fc are given as follows:
    (i) For anthracite coal as classified according to ASTM D388 
(incorporated by reference, see Sec. 60.17), F = 2,723 x 
10-17 dscm/J (10,140 dscf/MMBtu) and Fc = 0.532 x 
10-17 scm CO2/J (1,980 scf CO2/MMBtu).
    (ii) For subbituminous and bituminous coal as classified according 
to ASTM D388 (incorporated by reference, see Sec. 60.17), F = 2.637 x 
10-7 dscm/J (9,820 dscf/MMBtu) and Fc = 0.486 x 
10-7 scm CO2/J (1,810 scf CO2/MMBtu).
    (iii) For liquid fossil fuels including crude, residual, and 
distillate oils, F = 2.476 x 10-7 dscm/J (9,220 dscf/MMBtu) 
and Fc = 0.384 x 10-7 scm CO2/J (1,430 
scf CO2/MMBtu).
    (iv) For gaseous fossil fuels, F = 2.347 x 10-7 dscm/J 
(8,740 dscf/MMBtu). For natural gas, propane, and butane fuels, 
Fc = 0.279 x 10-7 scm CO2/J (1,040 scf 
CO2/MMBtu) for natural gas, 0.322 x 10-7 scm 
CO2/J (1,200 scf CO2/MMBtu) for propane, and 0.338 
x 10-7 scm CO2/J (1,260 scf CO2/MMBtu) 
for butane.
    (v) For bark F = 2.589 x 10-7 dscm/J (9,640 dscf/MMBtu) 
and Fc = 0.500 x 10-7 scm CO2/J (1,840 
scf CO2/MMBtu). For wood residue other than bark F = 2.492 x 
10-7 dscm/J (9,280 dscf/MMBtu) and Fc = 0.494 x 
10-7 scm CO2/J (1,860 scf CO2/MMBtu).
    (vi) For lignite coal as classified according to ASTM D388 
(incorporated by reference, see Sec. 60.17), F = 2.659 x 
10-7 dscm/J (9,900 dscf/MMBtu) and Fc = 0.516 x 
10-7 scm CO2/J (1,920 scf CO2/MMBtu).
    (5) The owner or operator may use the following equation to 
determine an F factor (dscm/J or dscf/MMBtu) on a dry basis (if it is 
desired to calculate F on a wet basis, consult the Administrator) or Fc 
factor (scm CO2/J, or scf CO2/MMBtu) on either 
basis in lieu of the F or Fc factors specified in paragraph 
(f)(4) of this section:

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[GRAPHIC] [TIFF OMITTED] TR13JN07.004

    (i) %H, %C, %S, %N, and %O are content by weight of hydrogen, 
carbon, sulfur, nitrogen, and O2 (expressed as percent), 
respectively, as determined on the same basis as GCV by ultimate 
analysis of the fuel fired, using ASTM D3178 or D3176 (solid fuels), or 
computed from results using ASTM D1137, D1945, or D1946 (gaseous fuels) 
as applicable. (These five methods are incorporated by reference, see 
Sec. 60.17.)
    (ii) GVC is the gross calorific value (kJ/kg, Btu/lb) of the fuel 
combusted determined by the ASTM test methods D2015 or D5865 for solid 
fuels and D1826 for gaseous fuels as applicable. (These three methods 
are incorporated by reference, see Sec. 60.17.)
    (iii) For affected facilities which fire both fossil fuels and 
nonfossil fuels, the F or Fc value shall be subject to the 
Administrator's approval.
    (6) For affected facilities firing combinations of fossil fuels or 
fossil fuels and wood residue, the F or Fc factors determined by 
paragraphs (f)(4) or (f)(5) of this section shall be prorated in 
accordance with the applicable formula as follows:
[GRAPHIC] [TIFF OMITTED] TR13JN07.005

Where:

Xi = Fraction of total heat input derived from each type of 
fuel (e.g. natural gas, bituminous coal, wood residue, etc.);
Fi or (Fc)i = Applicable F or 
Fc factor for each fuel type determined in accordance with 
paragraphs (f)(4) and (f)(5) of this section; and
n = Number of fuels being burned in combination.

    (g) Excess emission and monitoring system performance reports shall 
be submitted to the Administrator semiannually for each six-month period 
in the calendar year. All semiannual reports shall be postmarked by the 
30th day following the end of each six-month period. Each excess 
emission and MSP report shall include the information required in Sec. 
60.7(c). Periods of excess emissions and monitoring systems (MS) 
downtime that shall be reported are defined as follows:
    (1) Opacity. Excess emissions are defined as any six-minute period 
during which the average opacity of emissions exceeds 20 percent 
opacity, except that one six-minute average per hour of up to 27 percent 
opacity need not be reported.
    (i) For sources subject to the opacity standard of Sec. 
60.42(b)(1), excess emissions are defined as any six-minute period 
during which the average opacity

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of emissions exceeds 35 percent opacity, except that one six-minute 
average per hour of up to 42 percent opacity need not be reported.
    (ii) For sources subject to the opacity standard of Sec. 
60.42(b)(2), excess emissions are defined as any six-minute period 
during which the average opacity of emissions exceeds 32 percent 
opacity, except that one six-minute average per hour of up to 39 percent 
opacity need not be reported.
    (2) Sulfur dioxide. Excess emissions for affected facilities are 
defined as:
    (i) For affected facilities electing not to comply with Sec. 
60.43(d), any three-hour period during which the average emissions 
(arithmetic average of three contiguous one-hour periods) of 
SO2 as measured by a CEMS exceed the applicable standard in 
Sec. 60.43; or
    (ii) For affected facilities electing to comply with Sec. 60.43(d), 
any 30 operating day period during which the average emissions 
(arithmetic average of all one-hour periods during the 30 operating 
days) of SO2 as measured by a CEMS exceed the applicable 
standard in Sec. 60.43. Facilities complying with the 30-day 
SO2 standard shall use the most current associated 
SO2 compliance and monitoring requirements in Sec. Sec. 
60.48Da and 60.49Da of subpart Da of this part or Sec. Sec. 60.45b and 
60.47b of subpart Db of this part, as applicable.
    (3) Nitrogen oxides. Excess emissions for affected facilities using 
a CEMS for measuring NOX are defined as:
    (i) For affected facilities electing not to comply with Sec. 
60.44(e), any three-hour period during which the average emissions 
(arithmetic average of three contiguous one-hour periods) exceed the 
applicable standards in Sec. 60.44; or
    (ii) For affected facilities electing to comply with Sec. 60.44(e), 
any 30 operating day period during which the average emissions 
(arithmetic average of all one-hour periods during the 30 operating 
days) of NOX as measured by a CEMS exceed the applicable 
standard in Sec. 60.44. Facilities complying with the 30-day 
NOX standard shall use the most current associated 
NOX compliance and monitoring requirements in Sec. Sec. 
60.48Da and 60.49Da of subpart Da of this part.
    (4) Particulate matter. Excess emissions for affected facilities 
using a CEMS for measuring PM are defined as any boiler operating day 
period during which the average emissions (arithmetic average of all 
operating one-hour periods) exceed the applicable standards in Sec. 
60.42. Affected facilities using PM CEMS must follow the most current 
applicable compliance and monitoring provisions in Sec. Sec. 60.48Da 
and 60.49Da of subpart Da of this part.
    (h) The owner or operator of an affected facility subject to the 
opacity limits in Sec. 60.42 that elects to monitor emissions according 
to the requirements in Sec. 60.45(b)(7) shall maintain records 
according to the requirements specified in paragraphs (h)(1) through (3) 
of this section, as applicable to the visible emissions monitoring 
method used.
    (1) For each performance test conducted using Method 9 of appendix 
A-4 of this part, the owner or operator shall keep the records including 
the information specified in paragraphs (h)(1)(i) through (iii) of this 
section.
    (i) Dates and time intervals of all opacity observation periods;
    (ii) Name, affiliation, and copy of current visible emission reading 
certification for each visible emission observer participating in the 
performance test; and
    (iii) Copies of all visible emission observer opacity field data 
sheets;
    (2) For each performance test conducted using Method 22 of appendix 
A-4 of this part, the owner or operator shall keep the records including 
the information specified in paragraphs (h)(2)(i) through (iv) of this 
section.
    (i) Dates and time intervals of all visible emissions observation 
periods;
    (ii) Name and affiliation for each visible emission observer 
participating in the performance test;
    (iii) Copies of all visible emission observer opacity field data 
sheets; and
    (iv) Documentation of any adjustments made and the time the 
adjustments were completed to the affected facility operation by the 
owner or operator to demonstrate compliance with the applicable 
monitoring requirements.
    (3) For each digital opacity compliance system, the owner or 
operator shall maintain records and submit reports according to the 
requirements

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specified in the site-specific monitoring plan approved by the 
Administrator.

[60 FR 65415, Dec. 19, 1995, as amended at 74 FR 5077, Jan. 28, 2009]