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2010-04-01
Commodity and Securities Exchanges
Title 17
Volume 1
Code of Federal Regulations
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http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/html/CFR-2010-title17-vol1.htm
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1.pdf
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Code of Federal Regulations Title 17, Volume 1, April 1, 2010
Commodity and Securities Exchanges
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1
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Title 17; Commodity and Securities Exchanges
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Title 17 Part I
17 CFR Part I
Table Of Contents
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17 CFR
17CFR
Table Of Contents
TOC
CFR-2010-title17-vol1-toc-id2
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toc
COMMODITY FUTURES TRADING COMMISSION
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-chapI
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17 CFR Chapter I I
17CFR
Chapter I; COMMODITY FUTURES TRADING COMMISSION
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Chapter I
chapter
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Table Of Contents
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17 CFR
17CFR
Table Of Contents
Chapter I
COMMODITY FUTURES TRADING COMMISSION
TOC
CFR-2010-title17-vol1-chapI-toc-id4
4
toc
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part1.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part1.xml
17 CFR 1
17CFR1
Part 1; GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
Chapter I
COMMODITY FUTURES TRADING COMMISSION
NODE
CFR-2010-title17-vol1-part1
5
Part 1
part
1
7 U.S.C. 1a, 2, 5, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 6h, 6i, 6j, 6k, 6l, 6m, 6n, 6o, 6p, 7, 7a, 7b, 8, 9, 12, 12a, 12c, 13a, 13a-1, 16, 16a, 19, 21, 23, and 24, as amended by the Commodity Futures Modernization Act of 2000, Appendix E of Pub. L. 106-554, 114 Stat. 2763 (2000).
41 FR 3194, Jan. 21, 1976, unless otherwise noted.
false
United States Code
Title 7 Section 12a
Title 7 Section 12c
Title 7 Section 12
Title 7 Section 13a-1
Title 7 Section 13a
Title 7 Section 16a
Title 7 Section 16
Title 7 Section 19
Title 7 Section 1a
Title 7 Section 21
Title 7 Section 23
Title 7 Section 24
Title 7 Section 2
Title 7 Section 5
Title 7 Section 6a
Title 7 Section 6b
Title 7 Section 6c
Title 7 Section 6d
Title 7 Section 6
Title 7 Section 6e
Title 7 Section 6f
Title 7 Section 6g
Title 7 Section 6h
Title 7 Section 6i
Title 7 Section 6j
Title 7 Section 6k
Title 7 Section 6l
Title 7 Section 6m
Title 7 Section 6n
Title 7 Section 6o
Title 7 Section 6p
Title 7 Section 7a
Title 7 Section 7b
Title 7 Section 7
Title 7 Section 8
Title 7 Section 9
7 U.S.C. 12a
7 U.S.C. 12c
7 U.S.C. 12
7 U.S.C. 13a-1
7 U.S.C. 13a
7 U.S.C. 16a
7 U.S.C. 16
7 U.S.C. 19
7 U.S.C. 1a
7 U.S.C. 21
7 U.S.C. 23
7 U.S.C. 24
7 U.S.C. 2
7 U.S.C. 5
7 U.S.C. 6a
7 U.S.C. 6b
7 U.S.C. 6c
7 U.S.C. 6d
7 U.S.C. 6
7 U.S.C. 6e
7 U.S.C. 6f
7 U.S.C. 6g
7 U.S.C. 6h
7 U.S.C. 6i
7 U.S.C. 6j
7 U.S.C. 6k
7 U.S.C. 6l
7 U.S.C. 6m
7 U.S.C. 6n
7 U.S.C. 6o
7 U.S.C. 6p
7 U.S.C. 7a
7 U.S.C. 7b
7 U.S.C. 7
7 U.S.C. 8
7 U.S.C. 9
United States Statutes At large
Volume 114 Page 2763
114 Stat. 2763
United States Statutes At large
Volume 114 Page 2763
114 Stat. 2763
United States Public Law 106-554
Public Law 106-554
United States Public Law 106-554
Public Law 106-554
Federal Register
Volume 41 Page 3194
41 FR. 3194
Table Of Contents
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-toc-id6
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http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part1-toc-id6.xml
17 CFR
17CFR
Table Of Contents
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
TOC
CFR-2010-title17-vol1-part1-toc-id6
6
toc
Definitions
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http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part1-subjectgroup-id7.pdf
17 CFR
17CFR
Definitions
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
NODE
CFR-2010-title17-vol1-part1-subjectgroup-id7
7
subjgrp
Fraud in or in connection with transactions in foreign currency subject to the Commodity Exchange Act.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-1
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-1/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-1.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-1.xml
17 CFR 1.1
17CFR1.1
Section 1.1; Fraud in or in connection with transactions in foreign currency subject to the Commodity Exchange Act.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-1
8
Section 1.1
section
1.1
66 FR 42269, Aug. 10, 2001
Definitions
false
Federal Register
Volume 66 Page 42269
66 FR. 42269
Liability of principal for act of agent.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-2
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-2/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-2.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-2.xml
17 CFR 1.2
17CFR1.2
Section 1.2; Liability of principal for act of agent.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-2
9
Section 1.2
section
1.2
Definitions
false
Definitions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-3
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-3/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-3.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-3.xml
17 CFR 1.3
17CFR1.3
Section 1.3; Definitions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-3
10
Section 1.3
section
1.3
Sec. 2(a
For Federal Register citations affecting § 1.3, see the List of CFR Sections Affected, which appears in the Finding Aids sections of the printed volume and on GPO Access.
41 FR 3194, Jan. 21, 1976
Definitions
false
United States Code
Title 7 Section 1et seq.
Title 7 Section 2(1)
7 U.S.C. 1et seq.
7 U.S.C. 2(1)
United States Statutes At large
Volume 88 Page 1395
88 Stat. 1395
United States Public Law 85-839
Public Law 85-839
Federal Register
Volume 41 Page 3194
41 FR. 3194
Use of electronic signatures.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-4
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-4/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-4.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-4.xml
17 CFR 1.4
17CFR1.4
Section 1.4; Use of electronic signatures.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-4
11
Section 1.4
section
1.4
65 FR 12469, Mar. 9, 2000, as amended at 71 FR 9445, Feb. 24, 2006
Minimum Financial and Related Reporting Requirements
false
Federal Register
Volume 65 Page 12469
65 FR. 12469
Federal Register
Volume 71 Page 9445
71 FR. 9445
Minimum Financial and Related Reporting Requirements
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http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-subjectgroup-id12/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part1-subjectgroup-id12.pdf
17 CFR
17CFR
Minimum Financial and Related Reporting Requirements
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
NODE
CFR-2010-title17-vol1-part1-subjectgroup-id12
12
subjgrp
Financial reports of futures commission merchants and introducing brokers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-10
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-10/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-10.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-10.xml
17 CFR 1.10
17CFR1.10
Section 1.10; Financial reports of futures commission merchants and introducing brokers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-10
13
Section 1.10
section
1.10
For Federal Register citations affecting § 1.10, see the List of CFR Sections Affected, which appears in the Finding Aids sections of the printed volume and on GPO Access.
43 FR 39967, Sept. 8, 1978
Minimum Financial and Related Reporting Requirements
false
Federal Register
Volume 43 Page 39967
43 FR. 39967
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-11
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-11/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-11.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-11.xml
17 CFR 1.11
17CFR1.11
Section 1.11; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-11
14
Section 1.11
section
1.11
Minimum Financial and Related Reporting Requirements
false
Maintenance of minimum financial requirements by futures commission merchants and introducing brokers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-12
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-12/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-12.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-12.xml
17 CFR 1.12
17CFR1.12
Section 1.12; Maintenance of minimum financial requirements by futures commission merchants and introducing brokers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-12
15
Section 1.12
section
1.12
For Federal Register citations affecting § 1.12, see the List of CFR Sections Affected, which appears in the Finding Aids sections of the printed volume and on GPO Access.
43 FR 39969, Sept. 8, 1978
Minimum Financial and Related Reporting Requirements
false
Code of Federal Regulations
Title 17 Part 240-11
17 CFR Part 240-11
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Federal Register
Volume 43 Page 39969
43 FR. 39969
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-13
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-13/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-13.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-13.xml
17 CFR 1.13
17CFR1.13
Section 1.13; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-13
16
Section 1.13
section
1.13
Minimum Financial and Related Reporting Requirements
false
Risk assessment recordkeeping requirements for futures commission merchants.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-14
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-14/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-14.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-14.xml
17 CFR 1.14
17CFR1.14
Section 1.14; Risk assessment recordkeeping requirements for futures commission merchants.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-14
17
Section 1.14
section
1.14
59 FR 66688, Dec. 28, 1994
Minimum Financial and Related Reporting Requirements
false
Federal Register
Volume 59 Page 66688
59 FR. 66688
Risk assessment reporting requirements for futures commission merchants.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-15
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-15/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-15.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-15.xml
17 CFR 1.15
17CFR1.15
Section 1.15; Risk assessment reporting requirements for futures commission merchants.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-15
18
Section 1.15
section
1.15
59 FR 66690, Dec. 28, 1994; 60 FR 13901, Mar. 15, 1995
Minimum Financial and Related Reporting Requirements
false
Federal Register
Volume 59 Page 66690
59 FR. 66690
Federal Register
Volume 60 Page 13901
60 FR. 13901
Qualifications and reports of accountants.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-16
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-16/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-16.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-16.xml
17 CFR 1.16
17CFR1.16
Section 1.16; Qualifications and reports of accountants.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-16
19
Section 1.16
section
1.16
43 FR 39970, Sept. 8, 1978, as amended at 46 FR 54516, Nov. 3, 1981; 46 FR 63035, Dec. 30, 1981; 48 FR 35284, Aug. 3, 1983; 49 FR 39526, Oct. 9, 1984; 52 FR 28995, Aug. 5, 1987; 53 FR 4612, Feb. 17, 1988; 69 FR 41426, July 9, 2004; 69 FR 49798, Aug. 12, 2004; 71 FR 5593, Feb. 2, 2006
Minimum Financial and Related Reporting Requirements
false
Federal Register
Volume 43 Page 39970
43 FR. 39970
Federal Register
Volume 46 Page 54516
46 FR. 54516
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 48 Page 35284
48 FR. 35284
Federal Register
Volume 49 Page 39526
49 FR. 39526
Federal Register
Volume 52 Page 28995
52 FR. 28995
Federal Register
Volume 53 Page 4612
53 FR. 4612
Federal Register
Volume 69 Page 41426
69 FR. 41426
Federal Register
Volume 69 Page 49798
69 FR. 49798
Federal Register
Volume 71 Page 5593
71 FR. 5593
Minimum financial requirements for futures commission merchants and introducing brokers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-17
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-17/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-17.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-17.xml
17 CFR 1.17
17CFR1.17
Section 1.17; Minimum financial requirements for futures commission merchants and introducing brokers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-17
20
Section 1.17
section
1.17
For Federal Register citations affecting § 1.17, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.
43 FR 39972, Sept. 8, 1978
Minimum Financial and Related Reporting Requirements
false
United States Code
Title 12 Section 4421
12 U.S.C. 4421
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240(c)(2)(vi)
17 CFR Part 240(c)(2)(vi)
Code of Federal Regulations
Title 17 Part 240(c)(2)(vii)
17 CFR Part 240(c)(2)(vii)
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240(a)(5)(i)
17 CFR Part 240(a)(5)(i)
Code of Federal Regulations
Title 17 Part 240(a)(5)(ii)
17 CFR Part 240(a)(5)(ii)
Code of Federal Regulations
Title 17 Part 240-5
17 CFR Part 240-5
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240(c)(12)
17 CFR Part 240(c)(12)
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240-1
17 CFR Part 240-1
Code of Federal Regulations
Title 17 Part 240(c)(12)
17 CFR Part 240(c)(12)
Federal Register
Volume 43 Page 39972
43 FR. 39972
Records for and relating to financial reporting and monthly computation by futures commission merchants and introducing brokers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-18
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-18/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-18.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-18.xml
17 CFR 1.18
17CFR1.18
Section 1.18; Records for and relating to financial reporting and monthly computation by futures commission merchants and introducing brokers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-18
21
Section 1.18
section
1.18
48 FR 35288, Aug. 3, 1983, as amended at 49 FR 39530, Oct. 9, 1984; 62 FR 4641, Jan. 31, 1997; 69 FR 49800, Aug. 12, 2004; 71 FR 5594, Feb. 2, 2006
Prohibited Trading in Commodity Options
false
Federal Register
Volume 48 Page 35288
48 FR. 35288
Federal Register
Volume 49 Page 39530
49 FR. 39530
Federal Register
Volume 62 Page 4641
62 FR. 4641
Federal Register
Volume 69 Page 49800
69 FR. 49800
Federal Register
Volume 71 Page 5594
71 FR. 5594
Prohibited Trading in Commodity Options
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-subjectgroup-id22
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-subjectgroup-id22/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part1-subjectgroup-id22.pdf
17 CFR
17CFR
Prohibited Trading in Commodity Options
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
NODE
CFR-2010-title17-vol1-part1-subjectgroup-id22
22
subjgrp
Prohibited trading in certain “puts” and “calls”.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-19
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-19/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-19.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-19.xml
17 CFR 1.19
17CFR1.19
Section 1.19; Prohibited trading in certain “puts” and “calls”.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-19
23
Section 1.19
section
1.19
52 FR 28997, Aug. 5, 1987, as amended at 58 FR 68520, Dec. 28, 1993
Customers' Money, Securities, and Property
false
Federal Register
Volume 52 Page 28997
52 FR. 28997
Federal Register
Volume 58 Page 68520
58 FR. 68520
Customers' Money, Securities, and Property
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-subjectgroup-id24
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-subjectgroup-id24/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part1-subjectgroup-id24.pdf
17 CFR
17CFR
Customers' Money, Securities, and Property
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
NODE
CFR-2010-title17-vol1-part1-subjectgroup-id24
24
subjgrp
Customer funds to be segregated and separately accounted for.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-20
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-20/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-20.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-20.xml
17 CFR 1.20
17CFR1.20
Section 1.20; Customer funds to be segregated and separately accounted for.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-20
25
Section 1.20
section
1.20
46 FR 54518, Nov. 3, 1981, as amended at 46 FR 63035, Dec. 30, 1981; 50 FR 36051, Sept. 5, 1985; 65 FR 78009, Dec. 13, 2000
Customers' Money, Securities, and Property
false
Federal Register
Volume 46 Page 54518
46 FR. 54518
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 50 Page 36051
50 FR. 36051
Federal Register
Volume 65 Page 78009
65 FR. 78009
Care of money and equities accruing to customers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-21
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-21/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-21.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-21.xml
17 CFR 1.21
17CFR1.21
Section 1.21; Care of money and equities accruing to customers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-21
26
Section 1.21
section
1.21
46 FR 54519, Nov. 3, 1981
Customers' Money, Securities, and Property
false
Federal Register
Volume 46 Page 54519
46 FR. 54519
Use of customer funds restricted.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-22
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-22/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-22.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-22.xml
17 CFR 1.22
17CFR1.22
Section 1.22; Use of customer funds restricted.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-22
27
Section 1.22
section
1.22
47 FR 57007, Dec. 22, 1982
Customers' Money, Securities, and Property
false
Federal Register
Volume 47 Page 57007
47 FR. 57007
Interest of futures commission merchant in segregated funds; additions and withdrawals.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-23
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-23/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-23.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-23.xml
17 CFR 1.23
17CFR1.23
Section 1.23; Interest of futures commission merchant in segregated funds; additions and withdrawals.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-23
28
Section 1.23
section
1.23
62 FR 42400, Aug. 7, 1997, as amended at 69 FR 41426, July 9, 2004
Customers' Money, Securities, and Property
false
Federal Register
Volume 62 Page 42400
62 FR. 42400
Federal Register
Volume 69 Page 41426
69 FR. 41426
Segregated funds; exclusions therefrom.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-24
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-24/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-24.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-24.xml
17 CFR 1.24
17CFR1.24
Section 1.24; Segregated funds; exclusions therefrom.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-24
29
Section 1.24
section
1.24
46 FR 54519, Nov. 3, 1981
Customers' Money, Securities, and Property
false
Federal Register
Volume 46 Page 54519
46 FR. 54519
Investment of customer funds.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-25
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-25/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-25.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-25.xml
17 CFR 1.25
17CFR1.25
Section 1.25; Investment of customer funds.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-25
30
Section 1.25
section
1.25
70 FR 28200, May 17, 2005; 70 FR 32866, June 6, 2005
Customers' Money, Securities, and Property
false
Federal Register
Volume 70 Page 28200
70 FR. 28200
Federal Register
Volume 70 Page 32866
70 FR. 32866
Deposit of instruments purchased with customer funds.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-26
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-26/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-26.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-26.xml
17 CFR 1.26
17CFR1.26
Section 1.26; Deposit of instruments purchased with customer funds.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-26
31
Section 1.26
section
1.26
65 FR 78012, Dec. 13, 2000
Customers' Money, Securities, and Property
false
Federal Register
Volume 65 Page 78012
65 FR. 78012
Record of investments.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-27
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-27/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-27.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-27.xml
17 CFR 1.27
17CFR1.27
Section 1.27; Record of investments.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-27
32
Section 1.27
section
1.27
46 FR 54520, Nov. 3, 1981, as amended at 46 FR 63035, Dec. 30, 1981; 62 FR 42401, Aug. 7, 1997; 65 FR 78013, Dec. 13, 2000; 70 FR 28204, May 17, 2005
Customers' Money, Securities, and Property
false
Federal Register
Volume 46 Page 54520
46 FR. 54520
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 62 Page 42401
62 FR. 42401
Federal Register
Volume 65 Page 78013
65 FR. 78013
Federal Register
Volume 70 Page 28204
70 FR. 28204
Appraisal of instruments purchased with customer funds.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-28
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-28/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-28.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-28.xml
17 CFR 1.28
17CFR1.28
Section 1.28; Appraisal of instruments purchased with customer funds.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-28
33
Section 1.28
section
1.28
58 FR 10953, Feb. 23, 1993, as amended at 65 FR 78013, Dec. 13, 2000
Customers' Money, Securities, and Property
false
Federal Register
Volume 58 Page 10953
58 FR. 10953
Federal Register
Volume 65 Page 78013
65 FR. 78013
Increment or interest resulting from investment of customer funds.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-29
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-29/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-29.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-29.xml
17 CFR 1.29
17CFR1.29
Section 1.29; Increment or interest resulting from investment of customer funds.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-29
34
Section 1.29
section
1.29
46 FR 54520, Nov. 3, 1981, as amended at 65 FR 78013, Dec. 13, 2000
Customers' Money, Securities, and Property
false
Federal Register
Volume 46 Page 54520
46 FR. 54520
Federal Register
Volume 65 Page 78013
65 FR. 78013
Loans by futures commission merchants; treatment of proceeds.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-30
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-30/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-30.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-30.xml
17 CFR 1.30
17CFR1.30
Section 1.30; Loans by futures commission merchants; treatment of proceeds.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-30
35
Section 1.30
section
1.30
46 FR 54520, Nov. 3, 1981, as amended at 69 FR 41426, July 9, 2004
Recordkeeping
false
Federal Register
Volume 46 Page 54520
46 FR. 54520
Federal Register
Volume 69 Page 41426
69 FR. 41426
Recordkeeping
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-subjectgroup-id36
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-subjectgroup-id36/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part1-subjectgroup-id36.pdf
17 CFR
17CFR
Recordkeeping
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
NODE
CFR-2010-title17-vol1-part1-subjectgroup-id36
36
subjgrp
Books and records; keeping and inspection.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-31
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-31/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-31.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-31.xml
17 CFR 1.31
17CFR1.31
Section 1.31; Books and records; keeping and inspection.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-31
37
Section 1.31
section
1.31
41 FR 3194, Jan. 21, 1976, as amended at 46 FR 22, Jan. 2, 1981; 46 FR 63035, Dec. 30, 1981; 58 FR 27464, 27467, May 10, 1993; 62 FR 24031, May 2, 1997; 64 FR 28742, May 27, 1999; 71 FR 67465, Nov. 22, 2006
Recordkeeping
false
Code of Federal Regulations
Title 17 Part 1.31
17 CFR Part 1.31
Federal Register
Volume 41 Page 3194
41 FR. 3194
Federal Register
Volume 46 Page 22
46 FR. 22
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 58 Page 27464
58 FR. 27464
Federal Register
Volume 62 Page 24031
62 FR. 24031
Federal Register
Volume 64 Page 28742
64 FR. 28742
Federal Register
Volume 71 Page 67465
71 FR. 67465
Segregated account; daily computation and record.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-32
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-32/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-32.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-32.xml
17 CFR 1.32
17CFR1.32
Section 1.32; Segregated account; daily computation and record.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-32
38
Section 1.32
section
1.32
66 FR 41133, Aug. 7, 2001, as amended at 68 FR 5551, Feb. 4, 2003
Recordkeeping
false
Code of Federal Regulations
Title 17 Part 241(c)(2)(vi)
17 CFR Part 241(c)(2)(vi)
Code of Federal Regulations
Title 17 Part 240(c)(11)
17 CFR Part 240(c)(11)
Federal Register
Volume 66 Page 41133
66 FR. 41133
Federal Register
Volume 68 Page 5551
68 FR. 5551
Monthly and confirmation statements.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-33
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-33/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-33.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-33.xml
17 CFR 1.33
17CFR1.33
Section 1.33; Monthly and confirmation statements.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-33
39
Section 1.33
section
1.33
46 FR 54520, Nov. 3, 1981, as amended at 46 FR 63035, Dec. 30, 1981; 47 FR 57008, Dec. 22, 1982; 48 FR 1185, Jan. 11, 1983; 48 FR 35289, Aug. 3, 1983; 52 FR 28997, Aug. 5, 1987; 66 FR 53517, Oct. 23, 2001
Recordkeeping
false
Federal Register
Volume 46 Page 54520
46 FR. 54520
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 47 Page 57008
47 FR. 57008
Federal Register
Volume 48 Page 1185
48 FR. 1185
Federal Register
Volume 48 Page 35289
48 FR. 35289
Federal Register
Volume 52 Page 28997
52 FR. 28997
Federal Register
Volume 66 Page 53517
66 FR. 53517
Monthly record, “point balance”.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-34
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-34/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-34.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-34.xml
17 CFR 1.34
17CFR1.34
Section 1.34; Monthly record, “point balance”.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-34
40
Section 1.34
section
1.34
46 FR 54521, Nov. 3, 1981, as amended at 46 FR 63035, Dec. 30, 1981; 47 FR 57008, Dec. 22, 1982
Recordkeeping
false
Federal Register
Volume 46 Page 54521
46 FR. 54521
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 47 Page 57008
47 FR. 57008
Records of cash commodity, futures, and option transactions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-35
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-35/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-35.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-35.xml
17 CFR 1.35
17CFR1.35
Section 1.35; Records of cash commodity, futures, and option transactions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-35
41
Section 1.35
section
1.35
For Federal Register citations affecting § 1.35, see the List of CFR Sections Affected, which appears in the Finding Aids sections of the printed volume and on GPO Access.
41 FR 3194, Jan. 21, 1976
Recordkeeping
false
Federal Register
Volume 41 Page 3194
41 FR. 3194
Record of securities and property received from customers and option customers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-36
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-36/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-36.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-36.xml
17 CFR 1.36
17CFR1.36
Section 1.36; Record of securities and property received from customers and option customers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-36
42
Section 1.36
section
1.36
46 FR 54522, Nov. 3, 1981, as amended at 46 FR 63035, Dec. 30, 1981; 48 FR 8435, Mar. 1, 1983
Recordkeeping
false
Federal Register
Volume 46 Page 54522
46 FR. 54522
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 48 Page 8435
48 FR. 8435
Customer's or option customer's name, address, and occupation recorded; record of guarantor or controller of account.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-37
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-37/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-37.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-37.xml
17 CFR 1.37
17CFR1.37
Section 1.37; Customer's or option customer's name, address, and occupation recorded; record of guarantor or controller of account.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-37
43
Section 1.37
section
1.37
46 FR 54523, Nov. 3, 1981, as amended at 46 FR 63035, Dec. 30, 1981; 48 FR 35289, Aug. 3, 1983; 58 FR 28501, May 14, 1993; 66 FR 20744, Apr. 25, 2001; 66 FR 42269, Aug. 10, 2001
Recordkeeping
false
Federal Register
Volume 46 Page 54523
46 FR. 54523
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 48 Page 35289
48 FR. 35289
Federal Register
Volume 58 Page 28501
58 FR. 28501
Federal Register
Volume 66 Page 20744
66 FR. 20744
Federal Register
Volume 66 Page 42269
66 FR. 42269
Execution of transactions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-38
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-38/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-38.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-38.xml
17 CFR 1.38
17CFR1.38
Section 1.38; Execution of transactions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-38
44
Section 1.38
section
1.38
46 FR 54523, Nov. 3, 1981, as amended at 46 FR 63035, Dec. 30, 1981
Recordkeeping
false
Federal Register
Volume 46 Page 54523
46 FR. 54523
Federal Register
Volume 46 Page 63035
46 FR. 63035
Simultaneous buying and selling orders of different principals; execution of, for and between principals.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-39
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-39/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-39.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-39.xml
17 CFR 1.39
17CFR1.39
Section 1.39; Simultaneous buying and selling orders of different principals; execution of, for and between principals.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-39
45
Section 1.39
section
1.39
41 FR 3194, Jan. 21, 1976, as amended at 46 FR 63035, Dec. 30, 1981; 47 FR 57008, Dec. 22, 1982; 56 FR 12344, Mar. 25, 1991; 59 FR 5525, Feb. 7, 1994
Miscellaneous
false
Federal Register
Volume 41 Page 3194
41 FR. 3194
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 47 Page 57008
47 FR. 57008
Federal Register
Volume 56 Page 12344
56 FR. 12344
Federal Register
Volume 59 Page 5525
59 FR. 5525
Miscellaneous
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-subjectgroup-id46
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-subjectgroup-id46/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part1-subjectgroup-id46.pdf
17 CFR
17CFR
Miscellaneous
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
NODE
CFR-2010-title17-vol1-part1-subjectgroup-id46
46
subjgrp
Crop, market information letters, reports; copies required.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-40
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-40/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-40.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-40.xml
17 CFR 1.40
17CFR1.40
Section 1.40; Crop, market information letters, reports; copies required.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-40
47
Section 1.40
section
1.40
41 FR 3194, Jan. 21, 1976, as amended at 46 FR 63035, Dec. 30, 1981
Miscellaneous
false
Federal Register
Volume 41 Page 3194
41 FR. 3194
Federal Register
Volume 46 Page 63035
46 FR. 63035
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-41-1-43
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-41-1-43/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-41-1-43.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-41-1-43.xml
17 CFR 1.41-1.43
17CFR1.41-1.43
Section 1.41-1.43; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-41-1-43
48
Section 1.41-1.43
section
1.41-1.43
Miscellaneous
false
Records and reports of warehouses, depositories, and other similar entities; visitation of premises.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-44
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-44/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-44.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-44.xml
17 CFR 1.44
17CFR1.44
Section 1.44; Records and reports of warehouses, depositories, and other similar entities; visitation of premises.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-44
49
Section 1.44
section
1.44
Sec. 5a, 49 Stat. 1497; 7 U.S.C. 7a
41 FR 3194, Jan. 21, 1976, as amended at 46 FR 63035, Dec. 30, 1981; 47 FR 57009, Dec. 22, 1982
Miscellaneous
false
United States Code
Title 7 Section 7a
7 U.S.C. 7a
United States Statutes At large
Volume 49 Page 1497
49 Stat. 1497
United States Statutes At large
Volume 49 Page 1497
49 Stat. 1497
Federal Register
Volume 41 Page 3194
41 FR. 3194
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 47 Page 57009
47 FR. 57009
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-45
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-45/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-45.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-45.xml
17 CFR 1.45
17CFR1.45
Section 1.45; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-45
50
Section 1.45
section
1.45
Miscellaneous
false
Application and closing out of offsetting long and short positions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-46
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-46/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-46.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-46.xml
17 CFR 1.46
17CFR1.46
Section 1.46; Application and closing out of offsetting long and short positions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-46
51
Section 1.46
section
1.46
Secs. 4g, 5, 42 Stat. 1000, 49 Stat. 1496; 7 U.S.C. 6g, 7; secs. 4g, 5, 8a; 7 U.S.C. 6g, 7, 12a
41 FR 3194, Jan. 21, 1976, as amended at 46 FR 54524, Nov. 3, 1981; 46 FR 63035, Dec. 30, 1981; 47 FR 57009, Dec. 22, 1982; 48 FR 35289, Aug. 3, 1983; 49 FR 19972, May 11, 1984; 50 FR 26, Jan. 2, 1985; 51 FR 17473, May 13, 1986; 53 FR 614, Jan. 11, 1988; 56 FR 14314, Apr. 9, 1991; 57 FR 55085, Nov. 24, 1992; 59 FR 5526, Feb. 7, 1994; 66 FR 53517, Oct. 23, 2001; 69 FR 59545, Oct. 5, 2004
Miscellaneous
false
United States Code
Title 7 Section 12a
Title 7 Section 6g
Title 7 Section 7
7 U.S.C. 12a
7 U.S.C. 6g
7 U.S.C. 7
United States Statutes At large
Volume 42 Page 1000
42 Stat. 1000
United States Statutes At large
Volume 42 Page 1000
42 Stat. 1000
United States Statutes At large
Volume 49 Page 1496
49 Stat. 1496
United States Statutes At large
Volume 49 Page 1496
49 Stat. 1496
Federal Register
Volume 41 Page 3194
41 FR. 3194
Federal Register
Volume 46 Page 54524
46 FR. 54524
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 47 Page 57009
47 FR. 57009
Federal Register
Volume 48 Page 35289
48 FR. 35289
Federal Register
Volume 49 Page 19972
49 FR. 19972
Federal Register
Volume 50 Page 26
50 FR. 26
Federal Register
Volume 51 Page 17473
51 FR. 17473
Federal Register
Volume 53 Page 614
53 FR. 614
Federal Register
Volume 56 Page 14314
56 FR. 14314
Federal Register
Volume 57 Page 55085
57 FR. 55085
Federal Register
Volume 59 Page 5526
59 FR. 5526
Federal Register
Volume 66 Page 53517
66 FR. 53517
Federal Register
Volume 69 Page 59545
69 FR. 59545
Requirements for classification of purchases or sales of contracts for future delivery as bona fide hedging under § 1.3(z)(3) of the regulations.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-47
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-47/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-47.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-47.xml
17 CFR 1.47
17CFR1.47
Section 1.47; Requirements for classification of purchases or sales of contracts for future delivery as bona fide hedging under § 1.3(z)(3) of the regulations.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-47
52
Section 1.47
section
1.47
42 FR 42751, Aug. 8, 1977, as amended at 46 FR 63035, Dec. 30, 1981
Miscellaneous
false
Federal Register
Volume 42 Page 42751
42 FR. 42751
Federal Register
Volume 46 Page 63035
46 FR. 63035
Requirements for classification of sales or purchases for future delivery as bona fide hedging of unsold anticipated production or unfilled anticipated requirements under § 1.3(z)(2) (i)(B) or (ii)(C) of the regulations.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-48
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-48/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-48.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-48.xml
17 CFR 1.48
17CFR1.48
Section 1.48; Requirements for classification of sales or purchases for future delivery as bona fide hedging of unsold anticipated production or unfilled anticipated requirements under § 1.3(z)(2) (i)(B) or (ii)(C) of the regulations.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-48
53
Section 1.48
section
1.48
42 FR 42752, Aug. 8, 1977, as amended at 46 FR 63035, Dec. 30, 1981
Miscellaneous
false
Federal Register
Volume 42 Page 42752
42 FR. 42752
Federal Register
Volume 46 Page 63035
46 FR. 63035
Denomination of customer funds and location of depositories.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-49
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-49/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-49.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-49.xml
17 CFR 1.49
17CFR1.49
Section 1.49; Denomination of customer funds and location of depositories.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-49
54
Section 1.49
section
1.49
68 FR 5551, Feb. 4, 2003
Miscellaneous
false
Federal Register
Volume 68 Page 5551
68 FR. 5551
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-50-1-51
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-50-1-51/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-50-1-51.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-50-1-51.xml
17 CFR 1.50-1.51
17CFR1.50-1.51
Section 1.50-1.51; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-50-1-51
55
Section 1.50-1.51
section
1.50-1.51
Miscellaneous
false
Self-regulatory organization adoption and surveillance of minimum financial requirements.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-52
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-52/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-52.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-52.xml
17 CFR 1.52
17CFR1.52
Section 1.52; Self-regulatory organization adoption and surveillance of minimum financial requirements.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-52
56
Section 1.52
section
1.52
7 U.S.C. 6c, 6d, 6f, 6g, 7a, 12a, 19, and 21; 5 U.S.C. 552, 5 U.S.C. 552b, and secs. 2(a
43 FR 39981, Sept. 8, 1978, as amended at 46 FR 63035, Dec. 30, 1981; 48 FR 35290, Aug. 3, 1983; 53 FR 4612, Feb. 17, 1988; 59 FR 5526, Feb. 7, 1994; 62 FR 4641, Jan. 31, 1997; 71 FR 5595, Feb. 2, 2006
Miscellaneous
false
United States Code
Title 5 Section 552b
Title 5 Section 552
5 U.S.C. 552b
5 U.S.C. 552
United States Code
Title 7 Section 12a
Title 7 Section 19
Title 7 Section 21
Title 7 Section 6c
Title 7 Section 6d
Title 7 Section 6f
Title 7 Section 6g
Title 7 Section 7a
7 U.S.C. 12a
7 U.S.C. 19
7 U.S.C. 21
7 U.S.C. 6c
7 U.S.C. 6d
7 U.S.C. 6f
7 U.S.C. 6g
7 U.S.C. 7a
United States Code
Title 7 Section 12a
Title 7 Section 19
Title 7 Section 21
Title 7 Section 4a(j)
Title 7 Section 6b
Title 7 Section 6c
Title 7 Section 6d
Title 7 Section 6f
Title 7 Section 6g
Title 7 Section 7a
7 U.S.C. 12a
7 U.S.C. 19
7 U.S.C. 21
7 U.S.C. 4a(j)
7 U.S.C. 6b
7 U.S.C. 6c
7 U.S.C. 6d
7 U.S.C. 6f
7 U.S.C. 6g
7 U.S.C. 7a
Federal Register
Volume 43 Page 39981
43 FR. 39981
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 48 Page 35290
48 FR. 35290
Federal Register
Volume 53 Page 4612
53 FR. 4612
Federal Register
Volume 59 Page 5526
59 FR. 5526
Federal Register
Volume 62 Page 4641
62 FR. 4641
Federal Register
Volume 71 Page 5595
71 FR. 5595
Enforcement of contract market bylaws, rules, regulations, and resolutions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-53
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-53/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-53.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-53.xml
17 CFR 1.53
17CFR1.53
Section 1.53; Enforcement of contract market bylaws, rules, regulations, and resolutions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-53
57
Section 1.53
section
1.53
Secs. 5, 5a, 6, 6b; 42 Stat. 1000, 1001, 49 Stat. 1497, 1498, 82 Stat. 29, 30, 31, 88 Stat. 1392, 1400, 1401, 1402; 7 U.S.C. 7, 7a, 8, 13a
41 FR 3194, Jan. 21, 1976, as amended at 59 FR 5526, Feb. 7, 1994
Miscellaneous
false
United States Code
Title 7 Section 13a
Title 7 Section 7a
Title 7 Section 7
Title 7 Section 8
7 U.S.C. 13a
7 U.S.C. 7a
7 U.S.C. 7
7 U.S.C. 8
United States Statutes At large
Volume 42 Page 1000
42 Stat. 1000
United States Statutes At large
Volume 42 Page 1000
42 Stat. 1000
United States Statutes At large
Volume 49 Page 1497
49 Stat. 1497
United States Statutes At large
Volume 49 Page 1497
49 Stat. 1497
United States Statutes At large
Volume 82 Page 29
82 Stat. 29
United States Statutes At large
Volume 82 Page 29
82 Stat. 29
United States Statutes At large
Volume 88 Page 1392
88 Stat. 1392
United States Statutes At large
Volume 88 Page 1392
88 Stat. 1392
Federal Register
Volume 41 Page 3194
41 FR. 3194
Federal Register
Volume 59 Page 5526
59 FR. 5526
Contract market rules submitted to and approved or not disapproved by the Secretary of Agriculture.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-54
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-54/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-54.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-54.xml
17 CFR 1.54
17CFR1.54
Section 1.54; Contract market rules submitted to and approved or not disapproved by the Secretary of Agriculture.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-54
58
Section 1.54
section
1.54
Sec. 411, Pub. L. 93-463, 88 Stat. 1414; 7 U.S.C. 4a note
45 FR 2314, Jan. 11, 1980
Miscellaneous
false
United States Code
Title 7 Section 4anote
7 U.S.C. 4anote
United States Statutes At large
Volume 88 Page 1414
88 Stat. 1414
United States Statutes At large
Volume 88 Page 1414
88 Stat. 1414
United States Public Law 93-463
Public Law 93-463
United States Public Law 93-463
Public Law 93-463
Federal Register
Volume 45 Page 2314
45 FR. 2314
Distribution of “Risk Disclosure Statement” by futures commission merchants and introducing brokers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-55
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-55/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-55.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-55.xml
17 CFR 1.55
17CFR1.55
Section 1.55; Distribution of “Risk Disclosure Statement” by futures commission merchants and introducing brokers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-55
59
Section 1.55
section
1.55
Secs. 4b, 4c(b
43 FR 31890, July 24, 1978, as amended at 46 FR 63035, Dec. 30, 1981; 48 FR 35290, Aug. 3, 1983; 50 FR 5383, Feb. 5, 1985; 58 FR 17503, Apr. 5, 1993; 59 FR 34380, July 5, 1994; 59 FR 38119, July 27, 1994; 60 FR 38182, July 25, 1995; 63 FR 8570, Feb. 20, 1998; 63 FR 52157, Sept. 30, 1998; 66 FR 53518, Oct. 23, 2001; 67 FR 58297, Sept. 13, 2002; 70 FR 5924, Feb. 4, 2005; 72 FR 63979, Nov. 14, 2007
Miscellaneous
true
United States Code
Title 7 Section 12a
Title 7 Section 12a(5)(1976)
Title 7 Section 2
Title 7 Section 6b
Title 7 Section 6c
Title 7 Section 6c(b)
Title 7 Section 6f
Title 7 Section 6g(1)
Title 7 Section 6l
Title 7 Section 6o
7 U.S.C. 12a
7 U.S.C. 12a(5)(1976)
7 U.S.C. 2
7 U.S.C. 6b
7 U.S.C. 6c
7 U.S.C. 6c(b)
7 U.S.C. 6f
7 U.S.C. 6g(1)
7 U.S.C. 6l
7 U.S.C. 6o
United States Statutes At large
Volume 88 Page 1405
88 Stat. 1405
Federal Register
Volume 43 Page 31890
43 FR. 31890
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 48 Page 35290
48 FR. 35290
Federal Register
Volume 50 Page 5383
50 FR. 5383
Federal Register
Volume 58 Page 17503
58 FR. 17503
Federal Register
Volume 59 Page 34380
59 FR. 34380
Federal Register
Volume 59 Page 38119
59 FR. 38119
Federal Register
Volume 60 Page 38182
60 FR. 38182
Federal Register
Volume 63 Page 52157
63 FR. 52157
Federal Register
Volume 63 Page 8570
63 FR. 8570
Federal Register
Volume 66 Page 53518
66 FR. 53518
Federal Register
Volume 67 Page 58297
67 FR. 58297
Federal Register
Volume 70 Page 5924
70 FR. 5924
Federal Register
Volume 72 Page 63979
72 FR. 63979
Prohibition of guarantees against loss.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-56
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-56/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-56.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-56.xml
17 CFR 1.56
17CFR1.56
Section 1.56; Prohibition of guarantees against loss.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-56
60
Section 1.56
section
1.56
46 FR 62844, Dec. 29, 1981, as amended at 48 FR 35291, Aug. 3, 1983
Miscellaneous
false
Federal Register
Volume 46 Page 62844
46 FR. 62844
Federal Register
Volume 48 Page 35291
48 FR. 35291
Operations and activities of introducing brokers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-57
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-57/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-57.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-57.xml
17 CFR 1.57
17CFR1.57
Section 1.57; Operations and activities of introducing brokers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-57
61
Section 1.57
section
1.57
48 FR 35291, Aug. 3, 1983, as amended at 57 FR 23143, June 2, 1992
Miscellaneous
false
Federal Register
Volume 48 Page 35291
48 FR. 35291
Federal Register
Volume 57 Page 23143
57 FR. 23143
Gross collection of exchange-set margins.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-58
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-58/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-58.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-58.xml
17 CFR 1.58
17CFR1.58
Section 1.58; Gross collection of exchange-set margins.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-58
62
Section 1.58
section
1.58
61 FR 19187, May 1, 1996
Miscellaneous
false
Federal Register
Volume 61 Page 19187
61 FR. 19187
Activities of self-regulatory organization employees, governing board members, committee members, and consultants.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-59
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-59/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-59.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-59.xml
17 CFR 1.59
17CFR1.59
Section 1.59; Activities of self-regulatory organization employees, governing board members, committee members, and consultants.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-59
63
Section 1.59
section
1.59
58 FR 54973, Oct. 25, 1993, as amended at 65 FR 47847, Aug. 4, 2000
Miscellaneous
false
Federal Register
Volume 58 Page 54973
58 FR. 54973
Federal Register
Volume 65 Page 47847
65 FR. 47847
Pending legal proceedings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-60
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-60/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-60.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-60.xml
17 CFR 1.60
17CFR1.60
Section 1.60; Pending legal proceedings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-60
64
Section 1.60
section
1.60
49 FR 17750, Apr. 25, 1984
Miscellaneous
false
Federal Register
Volume 49 Page 17750
49 FR. 17750
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-61
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-61/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-61.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-61.xml
17 CFR 1.61
17CFR1.61
Section 1.61; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-61
65
Section 1.61
section
1.61
Miscellaneous
false
Contract market requirement for floor broker and floor trader registration.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-62
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-62/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-62.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-62.xml
17 CFR 1.62
17CFR1.62
Section 1.62; Contract market requirement for floor broker and floor trader registration.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-62
66
Section 1.62
section
1.62
58 FR 19589, Apr. 15, 1993; 59 FR 5700, Feb. 8, 1994, as amended at 60 FR 49334, Sept. 25, 1995; 67 FR 62351, Oct. 7, 2002
Miscellaneous
false
Federal Register
Volume 58 Page 19589
58 FR. 19589
Federal Register
Volume 59 Page 5700
59 FR. 5700
Federal Register
Volume 60 Page 49334
60 FR. 49334
Federal Register
Volume 67 Page 62351
67 FR. 62351
Service on self-regulatory organization governing boards or committees by persons with disciplinary histories.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-63
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-63/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-63.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-63.xml
17 CFR 1.63
17CFR1.63
Section 1.63; Service on self-regulatory organization governing boards or committees by persons with disciplinary histories.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-63
67
Section 1.63
section
1.63
55 FR 7890, Mar. 6, 1990, as amended at 58 FR 37653, July 13, 1993; 64 FR 23, Jan. 4, 1999
Miscellaneous
false
Federal Register
Volume 55 Page 7890
55 FR. 7890
Federal Register
Volume 58 Page 37653
58 FR. 37653
Federal Register
Volume 64 Page 23
64 FR. 23
Composition of various self-regulatory organization governing boards and major disciplinary committees.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-64
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-64/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-64.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-64.xml
17 CFR 1.64
17CFR1.64
Section 1.64; Composition of various self-regulatory organization governing boards and major disciplinary committees.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-64
68
Section 1.64
section
1.64
58 FR 37654, July 13, 1993; 59 FR 5082, Feb. 3, 1994
Miscellaneous
false
Federal Register
Volume 58 Page 37654
58 FR. 37654
Federal Register
Volume 59 Page 5082
59 FR. 5082
Notice of bulk transfers and disclosure obligations to customers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-65
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-65/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-65.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-65.xml
17 CFR 1.65
17CFR1.65
Section 1.65; Notice of bulk transfers and disclosure obligations to customers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-65
69
Section 1.65
section
1.65
58 FR 17504, Apr. 5, 1993, as amended at 60 FR 49334, Sept. 25, 1995; 63 FR 8571, Feb. 20, 1998; 67 FR 62351, Oct. 7, 2002
Miscellaneous
false
Federal Register
Volume 58 Page 17504
58 FR. 17504
Federal Register
Volume 60 Page 49334
60 FR. 49334
Federal Register
Volume 63 Page 8571
63 FR. 8571
Federal Register
Volume 67 Page 62351
67 FR. 62351
No-action positions with respect to floor traders.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-66
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-66/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-66.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-66.xml
17 CFR 1.66
17CFR1.66
Section 1.66; No-action positions with respect to floor traders.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-66
70
Section 1.66
section
1.66
58 FR 19589, Apr. 15, 1993; 58 FR 21776, Apr. 23, 1993, as amended at 60 FR 54801, Oct. 26, 1995; 67 FR 62351, Oct. 7, 2002
Miscellaneous
false
Federal Register
Volume 58 Page 19589
58 FR. 19589
Federal Register
Volume 58 Page 21776
58 FR. 21776
Federal Register
Volume 60 Page 54801
60 FR. 54801
Federal Register
Volume 67 Page 62351
67 FR. 62351
Notification of final disciplinary action involving financial harm to a customer.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-67
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-67/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-67.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-67.xml
17 CFR 1.67
17CFR1.67
Section 1.67; Notification of final disciplinary action involving financial harm to a customer.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-67
71
Section 1.67
section
1.67
58 FR 37655, July 13, 1993
Miscellaneous
false
Federal Register
Volume 58 Page 37655
58 FR. 37655
Customer election not to have funds, carried by a futures commission merchant for trading on a registered derivatives transaction execution facility, separately accounted for and segregated.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-68
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-68/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-68.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-68.xml
17 CFR 1.68
17CFR1.68
Section 1.68; Customer election not to have funds, carried by a futures commission merchant for trading on a registered derivatives transaction execution facility, separately accounted for and segregated.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-68
72
Section 1.68
section
1.68
66 FR 20744, Apr. 25, 2001
Miscellaneous
false
Federal Register
Volume 66 Page 20744
66 FR. 20744
Voting by interested members of self-regulatory organization governing boards and various committees.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-69
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-69/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-69.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-69.xml
17 CFR 1.69
17CFR1.69
Section 1.69; Voting by interested members of self-regulatory organization governing boards and various committees.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-69
73
Section 1.69
section
1.69
64 FR 23, Jan. 4, 1999; 64 FR 3340, Jan. 21, 1999
Miscellaneous
false
Federal Register
Volume 64 Page 23
64 FR. 23
Federal Register
Volume 64 Page 3340
64 FR. 3340
Notification of State enforcement actions brought under the Commodity Exchange Act.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-70
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec1-70/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec1-70.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec1-70.xml
17 CFR 1.70
17CFR1.70
Section 1.70; Notification of State enforcement actions brought under the Commodity Exchange Act.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
CONTENT
CFR-2010-title17-vol1-sec1-70
74
Section 1.70
section
1.70
48 FR 49503, Oct. 26, 1983, as amended at 60 FR 49334, Sept. 25, 1995
Miscellaneous
false
Federal Register
Volume 48 Page 49503
48 FR. 49503
Federal Register
Volume 60 Page 49334
60 FR. 49334
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-appA
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-appA/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part1-appA.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part1-appA.xml
17 CFR Appendix Appendix A to Part 1 A
17CFR
Appendix A to Part 1; [Reserved]
Appendix A to Part 1
[Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
APPENDIX
CFR-2010-title17-vol1-part1-appA
75
Appendix A to Part 1
appendix
A
false
Fees for Contract Market Rule Enforcement Reviews and Financial Reviews
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-appB
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part1-appB/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part1-appB.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part1-appB.xml
17 CFR Appendix Appendix B to Part 1 B
17CFR
Appendix B to Part 1; Fees for Contract Market Rule Enforcement Reviews and Financial Reviews
Appendix B to Part 1
Fees for Contract Market Rule Enforcement Reviews and Financial Reviews
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 1
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
APPENDIX
CFR-2010-title17-vol1-part1-appB
76
Appendix B to Part 1
appendix
B
50 FR 930, Jan. 8, 1985, as amended at 52 FR 46072, Dec. 4, 1987; 58 FR 42645, Aug. 11, 1993; 60 FR 49334, Sept. 25, 1995
false
Federal Register
Volume 50 Page 930
50 FR. 930
Federal Register
Volume 52 Page 46072
52 FR. 46072
Federal Register
Volume 58 Page 42645
58 FR. 42645
Federal Register
Volume 60 Page 49334
60 FR. 49334
OFFICIAL SEAL
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part2
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part2/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part2.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part2.xml
17 CFR 2
17CFR2
Part 2; OFFICIAL SEAL
Chapter I
COMMODITY FUTURES TRADING COMMISSION
NODE
CFR-2010-title17-vol1-part2
77
Part 2
part
2
7 U.S.C. 2a(11).
false
United States Code
Title 7 Section 2a(11)
7 U.S.C. 2a(11)
Table Of Contents
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part2-toc-id78
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part2-toc-id78/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part2-toc-id78.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part2-toc-id78.xml
17 CFR
17CFR
Table Of Contents
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 2
OFFICIAL SEAL
TOC
CFR-2010-title17-vol1-part2-toc-id78
78
toc
Description.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec2-1
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec2-1/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec2-1.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec2-1.xml
17 CFR 2.1
17CFR2.1
Section 2.1; Description.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 2
OFFICIAL SEAL
CONTENT
CFR-2010-title17-vol1-sec2-1
79
Section 2.1
section
2.1
true
United States Code
Title 7 Section 4(i)
7 U.S.C. 4(i)
Authority to affix seal.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec2-2
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec2-2/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec2-2.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec2-2.xml
17 CFR 2.2
17CFR2.2
Section 2.2; Authority to affix seal.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 2
OFFICIAL SEAL
CONTENT
CFR-2010-title17-vol1-sec2-2
80
Section 2.2
section
2.2
41 FR 9552, Mar. 5, 1976, as amended at 51 FR 37177, Oct. 20, 1986
false
United States Code
Title 28 Section 1733(b)
28 U.S.C. 1733(b)
Federal Register
Volume 41 Page 9552
41 FR. 9552
Federal Register
Volume 51 Page 37177
51 FR. 37177
Prohibitions against misuse of seal.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec2-3
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec2-3/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec2-3.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec2-3.xml
17 CFR 2.3
17CFR2.3
Section 2.3; Prohibitions against misuse of seal.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 2
OFFICIAL SEAL
CONTENT
CFR-2010-title17-vol1-sec2-3
81
Section 2.3
section
2.3
false
Employee Recreation Association's use of Commission seal.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec2-4
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec2-4/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec2-4.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec2-4.xml
17 CFR 2.4
17CFR2.4
Section 2.4; Employee Recreation Association's use of Commission seal.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 2
OFFICIAL SEAL
CONTENT
CFR-2010-title17-vol1-sec2-4
82
Section 2.4
section
2.4
72 FR 29247, May 25, 2007
false
Code of Federal Regulations
Title 17 Part 2.3
17 CFR Part 2.3
Federal Register
Volume 72 Page 29247
72 FR. 29247
REGISTRATION
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part3.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part3.xml
17 CFR 3
17CFR3
Part 3; REGISTRATION
Chapter I
COMMODITY FUTURES TRADING COMMISSION
NODE
CFR-2010-title17-vol1-part3
83
Part 3
part
3
5 U.S.C. 522, 522b; 7 U.S.C. 1a, 2, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 6h, 6i, 6k, 6m, 6n, 6o, 6p, 8, 9, 9a, 12, 12a, 13b, 13c, 16a, 18, 19, 21, 23.
45 FR 80491, Dec. 5, 1980, unless otherwise noted.
false
United States Code
Title 5 Section 522b
Title 5 Section 522
5 U.S.C. 522b
5 U.S.C. 522
United States Code
Title 7 Section 12a
Title 7 Section 12
Title 7 Section 13b
Title 7 Section 13c
Title 7 Section 16a
Title 7 Section 18
Title 7 Section 19
Title 7 Section 1a
Title 7 Section 21
Title 7 Section 23
Title 7 Section 2
Title 7 Section 6a
Title 7 Section 6b
Title 7 Section 6c
Title 7 Section 6d
Title 7 Section 6
Title 7 Section 6e
Title 7 Section 6f
Title 7 Section 6g
Title 7 Section 6h
Title 7 Section 6i
Title 7 Section 6k
Title 7 Section 6m
Title 7 Section 6n
Title 7 Section 6o
Title 7 Section 6p
Title 7 Section 8
Title 7 Section 9a
Title 7 Section 9
7 U.S.C. 12a
7 U.S.C. 12
7 U.S.C. 13b
7 U.S.C. 13c
7 U.S.C. 16a
7 U.S.C. 18
7 U.S.C. 19
7 U.S.C. 1a
7 U.S.C. 21
7 U.S.C. 23
7 U.S.C. 2
7 U.S.C. 6a
7 U.S.C. 6b
7 U.S.C. 6c
7 U.S.C. 6d
7 U.S.C. 6
7 U.S.C. 6e
7 U.S.C. 6f
7 U.S.C. 6g
7 U.S.C. 6h
7 U.S.C. 6i
7 U.S.C. 6k
7 U.S.C. 6m
7 U.S.C. 6n
7 U.S.C. 6o
7 U.S.C. 6p
7 U.S.C. 8
7 U.S.C. 9a
7 U.S.C. 9
Federal Register
Volume 45 Page 80491
45 FR. 80491
Table Of Contents
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-toc-id84
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-toc-id84/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part3-toc-id84.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part3-toc-id84.xml
17 CFR
17CFR
Table Of Contents
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 3
REGISTRATION
TOC
CFR-2010-title17-vol1-part3-toc-id84
84
toc
Registration
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-subpartA
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-subpartA/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part3-subpartA.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part3-subpartA.xml
17 CFR A
17CFR
Subpart A; Registration
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 3
REGISTRATION
NODE
CFR-2010-title17-vol1-part3-subpartA
85
Subpart A
subpart
A
false
Definitions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-1
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-1/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-1.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-1.xml
17 CFR 3.1
17CFR3.1
Section 3.1; Definitions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-1
86
Section 3.1
section
3.1
49 FR 5521, Feb. 13, 1984, and 49 FR 8217, Mar. 5, 1984, as amended at 49 FR 39530, Oct. 9, 1984; 57 FR 23144, June 2, 1992; 66 FR 53518, Oct. 23, 2001; 72 FR 63979, Nov. 14, 2007
false
Federal Register
Volume 49 Page 39530
49 FR. 39530
Federal Register
Volume 49 Page 5521
49 FR. 5521
Federal Register
Volume 49 Page 8217
49 FR. 8217
Federal Register
Volume 57 Page 23144
57 FR. 23144
Federal Register
Volume 66 Page 53518
66 FR. 53518
Federal Register
Volume 72 Page 63979
72 FR. 63979
Registration processing by the National Futures Association; notification and duration of registration.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-2
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-2/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-2.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-2.xml
17 CFR 3.2
17CFR3.2
Section 3.2; Registration processing by the National Futures Association; notification and duration of registration.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-2
87
Section 3.2
section
3.2
49 FR 39530, Oct. 9, 1984, as amended at 53 FR 8431, Mar. 15, 1988; 54 FR 19558, May 8, 1989; 67 FR 38874, June 6, 2002
false
Federal Register
Volume 49 Page 39530
49 FR. 39530
Federal Register
Volume 53 Page 8431
53 FR. 8431
Federal Register
Volume 54 Page 19558
54 FR. 19558
Federal Register
Volume 67 Page 38874
67 FR. 38874
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-3
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-3/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-3.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-3.xml
17 CFR 3.3
17CFR3.3
Section 3.3; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-3
88
Section 3.3
section
3.3
false
Registration in one capacity not included in registration in any other capacity.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-4
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-4/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-4.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-4.xml
17 CFR 3.4
17CFR3.4
Section 3.4; Registration in one capacity not included in registration in any other capacity.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-4
89
Section 3.4
section
3.4
49 FR 39530, Oct. 9, 1984, as amended at 58 FR 19590, Apr. 15, 1993
false
Federal Register
Volume 49 Page 39530
49 FR. 39530
Federal Register
Volume 58 Page 19590
58 FR. 19590
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-5-3-9
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-5-3-9/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-5-3-9.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-5-3-9.xml
17 CFR 3.5-3.9
17CFR3.5-3.9
Section 3.5-3.9; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-5-3-9
90
Section 3.5-3.9
section
3.5-3.9
false
Registration of futures commission merchants, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-10
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-10/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-10.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-10.xml
17 CFR 3.10
17CFR3.10
Section 3.10; Registration of futures commission merchants, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-10
91
Section 3.10
section
3.10
45 FR 80491, Dec. 5, 1980, as amended at 47 FR 27551, June 25, 1982; 49 FR 5522, Feb. 13, 1984; 49 FR 39530, Oct. 9, 1984; 57 FR 23144, June 2, 1992; 66 FR 43082, Aug. 17, 2001; 66 FR 53518, Oct. 23, 2001; 67 FR 38874, June 6, 2002; 67 FR 41166, June 17, 2002; 72 FR 35920, July 2, 2007; 72 FR 63979, Nov. 14, 2007; 73 FR 54071, Sept. 18, 2008
false
Federal Register
Volume 45 Page 80491
45 FR. 80491
Federal Register
Volume 47 Page 27551
47 FR. 27551
Federal Register
Volume 49 Page 39530
49 FR. 39530
Federal Register
Volume 49 Page 5522
49 FR. 5522
Federal Register
Volume 57 Page 23144
57 FR. 23144
Federal Register
Volume 66 Page 43082
66 FR. 43082
Federal Register
Volume 66 Page 53518
66 FR. 53518
Federal Register
Volume 67 Page 38874
67 FR. 38874
Federal Register
Volume 67 Page 41166
67 FR. 41166
Federal Register
Volume 72 Page 35920
72 FR. 35920
Federal Register
Volume 72 Page 63979
72 FR. 63979
Federal Register
Volume 73 Page 54071
73 FR. 54071
Registration of floor brokers and floor traders.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-11
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-11/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-11.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-11.xml
17 CFR 3.11
17CFR3.11
Section 3.11; Registration of floor brokers and floor traders.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-11
92
Section 3.11
section
3.11
58 FR 19591, Apr. 15, 1993, as amended at 64 FR 1727, Jan. 12, 1999; 67 FR 38874, June 6, 2002
false
Federal Register
Volume 58 Page 19591
58 FR. 19591
Federal Register
Volume 64 Page 1727
64 FR. 1727
Federal Register
Volume 67 Page 38874
67 FR. 38874
Registration of associated persons of futures commission merchants, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-12
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-12/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-12.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-12.xml
17 CFR 3.12
17CFR3.12
Section 3.12; Registration of associated persons of futures commission merchants, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-12
93
Section 3.12
section
3.12
45 FR 80491, Dec. 5, 1980, as amended at 47 FR 27551, June 25, 1982; 48 FR 35292, Aug. 3, 1983; 49 FR 5522, Feb. 13, 1984; 49 FR 8218, Mar. 5, 1984; 49 FR 39531, Oct. 9, 1984; 53 FR 8431, Mar. 15, 1988; 57 FR 23145, June 2, 1992; 58 FR 19592, Apr. 15, 1993; 64 FR 1727, Jan. 12, 1999; 67 FR 38874, June 6, 2002; 67 FR 62351, Oct. 7, 2002; 69 FR 16792, Mar. 31, 2004; 72 FR 63979, Nov. 14, 2007; 72 FR 63103, Nov. 8, 2007
false
Federal Register
Volume 45 Page 80491
45 FR. 80491
Federal Register
Volume 47 Page 27551
47 FR. 27551
Federal Register
Volume 48 Page 35292
48 FR. 35292
Federal Register
Volume 49 Page 39531
49 FR. 39531
Federal Register
Volume 49 Page 5522
49 FR. 5522
Federal Register
Volume 49 Page 8218
49 FR. 8218
Federal Register
Volume 53 Page 8431
53 FR. 8431
Federal Register
Volume 57 Page 23145
57 FR. 23145
Federal Register
Volume 58 Page 19592
58 FR. 19592
Federal Register
Volume 64 Page 1727
64 FR. 1727
Federal Register
Volume 67 Page 38874
67 FR. 38874
Federal Register
Volume 67 Page 62351
67 FR. 62351
Federal Register
Volume 69 Page 16792
69 FR. 16792
Federal Register
Volume 72 Page 63103
72 FR. 63103
Federal Register
Volume 72 Page 63979
72 FR. 63979
Registration of agricultural trade option merchants and their associated persons.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-13
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-13/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-13.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-13.xml
17 CFR 3.13
17CFR3.13
Section 3.13; Registration of agricultural trade option merchants and their associated persons.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-13
94
Section 3.13
section
3.13
64 FR 68016, Dec. 6, 1999
false
Federal Register
Volume 64 Page 68016
64 FR. 68016
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-14-3-20
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-14-3-20/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-14-3-20.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-14-3-20.xml
17 CFR 3.14-3.20
17CFR3.14-3.20
Section 3.14-3.20; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-14-3-20
95
Section 3.14-3.20
section
3.14-3.20
false
Exemption from fingerprinting requirement in certain cases.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-21
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-21/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-21.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-21.xml
17 CFR 3.21
17CFR3.21
Section 3.21; Exemption from fingerprinting requirement in certain cases.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-21
96
Section 3.21
section
3.21
48 FR 35297, Aug. 3, 1983, as amended at 49 FR 5525, Feb. 13, 1984; 54 FR 19558, May 8, 1989; 57 FR 23148, June 2, 1992; 58 FR 19592, Apr. 15, 1993; 66 FR 53518, Oct. 23, 2001
false
Federal Register
Volume 48 Page 35297
48 FR. 35297
Federal Register
Volume 49 Page 5525
49 FR. 5525
Federal Register
Volume 54 Page 19558
54 FR. 19558
Federal Register
Volume 57 Page 23148
57 FR. 23148
Federal Register
Volume 58 Page 19592
58 FR. 19592
Federal Register
Volume 66 Page 53518
66 FR. 53518
Supplemental filings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-22
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-22/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-22.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-22.xml
17 CFR 3.22
17CFR3.22
Section 3.22; Supplemental filings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-22
97
Section 3.22
section
3.22
45 FR 8049, Dec. 5, 1980, as amended by 47 FR 27551, June 25, 1982; 49 FR 39532, Oct. 9, 1984; 53 FR 8433, Mar. 15, 1988; 57 FR 23148, June 2, 1992; 67 FR 62351, Oct. 7, 2002
false
Federal Register
Volume 45 Page 8049
45 FR. 8049
Federal Register
Volume 47 Page 27551
47 FR. 27551
Federal Register
Volume 49 Page 39532
49 FR. 39532
Federal Register
Volume 53 Page 8433
53 FR. 8433
Federal Register
Volume 57 Page 23148
57 FR. 23148
Federal Register
Volume 67 Page 62351
67 FR. 62351
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-23-3-29
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-23-3-29/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-23-3-29.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-23-3-29.xml
17 CFR 3.23-3.29
17CFR3.23-3.29
Section 3.23-3.29; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-23-3-29
98
Section 3.23-3.29
section
3.23-3.29
false
Current address for purpose of delivery of communications from the Commission or the National Futures Association.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-30
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-30/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-30.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-30.xml
17 CFR 3.30
17CFR3.30
Section 3.30; Current address for purpose of delivery of communications from the Commission or the National Futures Association.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-30
99
Section 3.30
section
3.30
57 FR 23149, June 2, 1992
false
Federal Register
Volume 57 Page 23149
57 FR. 23149
Deficiencies, inaccuracies, and changes, to be reported.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-31
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-31/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-31.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-31.xml
17 CFR 3.31
17CFR3.31
Section 3.31; Deficiencies, inaccuracies, and changes, to be reported.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-31
100
Section 3.31
section
3.31
45 FR 80491, Dec. 5, 1980, as amended at 47 FR 27551, June 25, 1982; 48 FR 35297, Aug. 3, 1983; 49 FR 5525, Feb. 13, 1984; 49 FR 39533, Oct. 9, 1984; 51 FR 34460, Sept. 29, 1986; 53 FR 8433, Mar. 15, 1988; 54 FR 19558, May 8, 1989; 58 FR 19592, Apr. 15, 1993; 66 FR 53518, Oct. 23, 2001; 67 FR 38875, June 6, 2002; 72 FR 63104, Nov. 8, 2007
false
Federal Register
Volume 45 Page 80491
45 FR. 80491
Federal Register
Volume 47 Page 27551
47 FR. 27551
Federal Register
Volume 48 Page 35297
48 FR. 35297
Federal Register
Volume 49 Page 39533
49 FR. 39533
Federal Register
Volume 49 Page 5525
49 FR. 5525
Federal Register
Volume 51 Page 34460
51 FR. 34460
Federal Register
Volume 53 Page 8433
53 FR. 8433
Federal Register
Volume 54 Page 19558
54 FR. 19558
Federal Register
Volume 58 Page 19592
58 FR. 19592
Federal Register
Volume 66 Page 53518
66 FR. 53518
Federal Register
Volume 67 Page 38875
67 FR. 38875
Federal Register
Volume 72 Page 63104
72 FR. 63104
Withdrawal from registration.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-33
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-33/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-33.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-33.xml
17 CFR 3.33
17CFR3.33
Section 3.33; Withdrawal from registration.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-33
101
Section 3.33
section
3.33
For Federal Register citations affecting § 3.33, see the List of CFR Sections Affected, which appears in the Finding Aids sections of the printed volume and on GPO Access.
46 FR 48917, Oct. 5, 1981
false
Federal Register
Volume 46 Page 48917
46 FR. 48917
Temporary Licenses
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-subpartB
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-subpartB/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part3-subpartB.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part3-subpartB.xml
17 CFR B
17CFR
Subpart B; Temporary Licenses
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 3
REGISTRATION
NODE
CFR-2010-title17-vol1-part3-subpartB
102
Subpart B
subpart
B
false
Temporary licensing of applicants for associated person, floor broker or floor trader registration.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-40
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-40/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-40.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-40.xml
17 CFR 3.40
17CFR3.40
Section 3.40; Temporary licensing of applicants for associated person, floor broker or floor trader registration.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Temporary Licenses
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-40
103
Section 3.40
section
3.40
67 FR 38876, June 6, 2002
false
Federal Register
Volume 67 Page 38876
67 FR. 38876
Termination.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-42
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-42/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-42.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-42.xml
17 CFR 3.42
17CFR3.42
Section 3.42; Termination.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Temporary Licenses
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-42
104
Section 3.42
section
3.42
49 FR 8219, Mar. 5, 1984, as amended at 57 FR 23151, June 2, 1992; 58 FR 19594, Apr. 15, 1993; 67 FR 38876, June 6, 2002
false
Federal Register
Volume 49 Page 8219
49 FR. 8219
Federal Register
Volume 57 Page 23151
57 FR. 23151
Federal Register
Volume 58 Page 19594
58 FR. 19594
Federal Register
Volume 67 Page 38876
67 FR. 38876
Relationship to registration.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-43
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-43/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-43.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-43.xml
17 CFR 3.43
17CFR3.43
Section 3.43; Relationship to registration.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Temporary Licenses
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-43
105
Section 3.43
section
3.43
49 FR 8219, Mar. 5, 1984, as amended at 49 FR 39534, Oct. 9, 1984; 54 FR 19559, May 8, 1989; 58 FR 19595, Apr. 15, 1993
false
Federal Register
Volume 49 Page 39534
49 FR. 39534
Federal Register
Volume 49 Page 8219
49 FR. 8219
Federal Register
Volume 54 Page 19559
54 FR. 19559
Federal Register
Volume 58 Page 19595
58 FR. 19595
Temporary licensing of applicants for guaranteed introducing broker registration.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-44
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-44/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-44.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-44.xml
17 CFR 3.44
17CFR3.44
Section 3.44; Temporary licensing of applicants for guaranteed introducing broker registration.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Temporary Licenses
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-44
106
Section 3.44
section
3.44
51 FR 45760, Dec. 22, 1986, as amended at 53 FR 8435, Mar. 15, 1988; 57 FR 23151, June 2, 1992; 64 FR 1728, Jan. 12, 1999; 67 FR 38876, June 6, 2002
false
Federal Register
Volume 51 Page 45760
51 FR. 45760
Federal Register
Volume 53 Page 8435
53 FR. 8435
Federal Register
Volume 57 Page 23151
57 FR. 23151
Federal Register
Volume 64 Page 1728
64 FR. 1728
Federal Register
Volume 67 Page 38876
67 FR. 38876
Restrictions upon activities.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-45
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-45/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-45.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-45.xml
17 CFR 3.45
17CFR3.45
Section 3.45; Restrictions upon activities.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Temporary Licenses
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-45
107
Section 3.45
section
3.45
51 FR 45761, Dec. 22, 1986
false
Federal Register
Volume 51 Page 45761
51 FR. 45761
Termination.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-46
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-46/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-46.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-46.xml
17 CFR 3.46
17CFR3.46
Section 3.46; Termination.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Temporary Licenses
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-46
108
Section 3.46
section
3.46
51 FR 45761, Dec. 22, 1986, as amended at 53 FR 8435, Mar. 15, 1988; 58 FR 19595, Apr. 15, 1993; 67 FR 38876, June 6, 2002
false
Federal Register
Volume 51 Page 45761
51 FR. 45761
Federal Register
Volume 53 Page 8435
53 FR. 8435
Federal Register
Volume 58 Page 19595
58 FR. 19595
Federal Register
Volume 67 Page 38876
67 FR. 38876
Relationship to registration.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-47
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-47/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-47.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-47.xml
17 CFR 3.47
17CFR3.47
Section 3.47; Relationship to registration.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Temporary Licenses
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-47
109
Section 3.47
section
3.47
51 FR 45761, Dec. 22, 1986, as amended at 58 FR 19595, Apr. 15, 1993
false
Federal Register
Volume 51 Page 45761
51 FR. 45761
Federal Register
Volume 58 Page 19595
58 FR. 19595
Denial, Suspension or Revocation of Registration
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-subpartC
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-subpartC/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part3-subpartC.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part3-subpartC.xml
17 CFR C
17CFR
Subpart C; Denial, Suspension or Revocation of Registration
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 3
REGISTRATION
NODE
CFR-2010-title17-vol1-part3-subpartC
110
Subpart C
subpart
C
49 FR 8220, Mar. 5, 1984, unless otherwise noted.
false
Federal Register
Volume 49 Page 8220
49 FR. 8220
Service.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-50
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-50/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-50.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-50.xml
17 CFR 3.50
17CFR3.50
Section 3.50; Service.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Denial, Suspension or Revocation of Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-50
111
Section 3.50
section
3.50
49 FR 8220, Mar. 5, 1984, as amended at 57 FR 23151, June 2, 1992; 60 FR 49334, Sept. 25, 1995; 60 FR 54801, Oct. 26, 1995; 67 FR 62351, Oct. 7, 2002
false
Federal Register
Volume 49 Page 8220
49 FR. 8220
Federal Register
Volume 57 Page 23151
57 FR. 23151
Federal Register
Volume 60 Page 49334
60 FR. 49334
Federal Register
Volume 60 Page 54801
60 FR. 54801
Federal Register
Volume 67 Page 62351
67 FR. 62351
Withdrawal of application for registration.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-51
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-51/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-51.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-51.xml
17 CFR 3.51
17CFR3.51
Section 3.51; Withdrawal of application for registration.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Denial, Suspension or Revocation of Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-51
112
Section 3.51
section
3.51
49 FR 8220, Mar. 5, 1984, as amended at 57 FR 23151, June 2, 1992
false
Federal Register
Volume 49 Page 8220
49 FR. 8220
Federal Register
Volume 57 Page 23151
57 FR. 23151
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-52-3-54
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-52-3-54/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-52-3-54.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-52-3-54.xml
17 CFR 3.52-3.54
17CFR3.52-3.54
Section 3.52-3.54; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Denial, Suspension or Revocation of Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-52-3-54
113
Section 3.52-3.54
section
3.52-3.54
false
Suspension and revocation of registration pursuant to section 8a(2) of the Act.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-55
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-55/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-55.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-55.xml
17 CFR 3.55
17CFR3.55
Section 3.55; Suspension and revocation of registration pursuant to section 8a(2) of the Act.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Denial, Suspension or Revocation of Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-55
114
Section 3.55
section
3.55
49 FR 8220, Mar. 5, 1984, as amended at 57 FR 23151, June 2, 1992; 58 FR 19595, Apr. 15, 1993; 60 FR 54801, Oct. 26, 1995; 67 FR 62351, Oct. 7, 2002
false
Federal Register
Volume 49 Page 8220
49 FR. 8220
Federal Register
Volume 57 Page 23151
57 FR. 23151
Federal Register
Volume 58 Page 19595
58 FR. 19595
Federal Register
Volume 60 Page 54801
60 FR. 54801
Federal Register
Volume 67 Page 62351
67 FR. 62351
Suspension or modification of registration pursuant to section 8a(11) of the Act.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-56
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-56/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-56.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-56.xml
17 CFR 3.56
17CFR3.56
Section 3.56; Suspension or modification of registration pursuant to section 8a(11) of the Act.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Denial, Suspension or Revocation of Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-56
115
Section 3.56
section
3.56
58 FR 19595, Apr. 15, 1993, as amended at 60 FR 54801, Oct. 26, 1995; 67 FR 62351, Oct. 7, 2002
false
Code of Federal Regulations
Title 17 Part 10
17 CFR Part 10
Federal Register
Volume 58 Page 19595
58 FR. 19595
Federal Register
Volume 60 Page 54801
60 FR. 54801
Federal Register
Volume 67 Page 62351
67 FR. 62351
Proceedings under section 8a(2)(E) of the Act.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-57
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-57/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-57.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-57.xml
17 CFR 3.57
17CFR3.57
Section 3.57; Proceedings under section 8a(2)(E) of the Act.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Denial, Suspension or Revocation of Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-57
116
Section 3.57
section
3.57
false
Procedure to deny, condition, suspend, revoke or place restrictions upon registration pursuant to sections 8a(2), 8a(3) and 8a(4) of the Act.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-60
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-60/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-60.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-60.xml
17 CFR 3.60
17CFR3.60
Section 3.60; Procedure to deny, condition, suspend, revoke or place restrictions upon registration pursuant to sections 8a(2), 8a(3) and 8a(4) of the Act.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Denial, Suspension or Revocation of Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-60
117
Section 3.60
section
3.60
57 FR 23152, June 2, 1992, as amended at 58 FR 19596, Apr. 15, 1993; 60 FR 54801, Oct. 26, 1995
false
Federal Register
Volume 57 Page 23152
57 FR. 23152
Federal Register
Volume 58 Page 19596
58 FR. 19596
Federal Register
Volume 60 Page 54801
60 FR. 54801
Extensions of time for proceedings brought under § 3.55, § 3.56, and § 3.60 of this part.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-61
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-61/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-61.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-61.xml
17 CFR 3.61
17CFR3.61
Section 3.61; Extensions of time for proceedings brought under § 3.55, § 3.56, and § 3.60 of this part.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Denial, Suspension or Revocation of Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-61
118
Section 3.61
section
3.61
57 FR 23154, June 2, 1992, as amended at 58 FR 19597, Apr. 15, 1993
false
Federal Register
Volume 57 Page 23154
57 FR. 23154
Federal Register
Volume 58 Page 19597
58 FR. 19597
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-62
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-62/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-62.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-62.xml
17 CFR 3.62
17CFR3.62
Section 3.62; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Denial, Suspension or Revocation of Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-62
119
Section 3.62
section
3.62
false
Service of order issued by an Administrative Law Judge or the Commission.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-63
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-63/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-63.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-63.xml
17 CFR 3.63
17CFR3.63
Section 3.63; Service of order issued by an Administrative Law Judge or the Commission.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Denial, Suspension or Revocation of Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-63
120
Section 3.63
section
3.63
57 FR 23154, June 2, 1992, as amended at 67 FR 62351, Oct. 7, 2002
false
Federal Register
Volume 57 Page 23154
57 FR. 23154
Federal Register
Volume 67 Page 62351
67 FR. 62351
Procedure to lift or modify conditions or restrictions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-64
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-64/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-64.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-64.xml
17 CFR 3.64
17CFR3.64
Section 3.64; Procedure to lift or modify conditions or restrictions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Denial, Suspension or Revocation of Registration
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-64
121
Section 3.64
section
3.64
57 FR 23154, June 2, 1992, as amended at 58 FR 19597, Apr. 15, 1993; 60 FR 54801, Oct. 26, 1995
false
Federal Register
Volume 57 Page 23154
57 FR. 23154
Federal Register
Volume 58 Page 19597
58 FR. 19597
Federal Register
Volume 60 Page 54801
60 FR. 54801
Notice Under Section 4k(5) of the Act
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-subpartD
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-subpartD/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part3-subpartD.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part3-subpartD.xml
17 CFR D
17CFR
Subpart D; Notice Under Section 4k(5) of the Act
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 3
REGISTRATION
NODE
CFR-2010-title17-vol1-part3-subpartD
122
Subpart D
subpart
D
false
Notification of certain information regarding associated persons.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-70
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-70/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-70.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-70.xml
17 CFR 3.70
17CFR3.70
Section 3.70; Notification of certain information regarding associated persons.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart D
Notice Under Section 4k(5) of the Act
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-70
123
Section 3.70
section
3.70
49 FR 8223, Mar. 5, 1984, as amended at 57 FR 23155, June 2, 1992; 60 FR 49334, Sept. 25, 1995; 67 FR 62351, 62352, Oct. 7, 2002
false
Federal Register
Volume 49 Page 8223
49 FR. 8223
Federal Register
Volume 57 Page 23155
57 FR. 23155
Federal Register
Volume 60 Page 49334
60 FR. 49334
Federal Register
Volume 67 Page 62351
67 FR. 62351
Delegation and Reservation of Authority
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-subpartE
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-subpartE/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part3-subpartE.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part3-subpartE.xml
17 CFR E
17CFR
Subpart E; Delegation and Reservation of Authority
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 3
REGISTRATION
NODE
CFR-2010-title17-vol1-part3-subpartE
124
Subpart E
subpart
E
false
Delegation and reservation of authority.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-75
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec3-75/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec3-75.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec3-75.xml
17 CFR 3.75
17CFR3.75
Section 3.75; Delegation and reservation of authority.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart E
Delegation and Reservation of Authority
Part 3
REGISTRATION
CONTENT
CFR-2010-title17-vol1-sec3-75
125
Section 3.75
section
3.75
49 FR 8224, Mar. 5, 1984, as amended at 57 FR 23155, June 2, 1992; 59 FR 5315, Feb. 4, 1994
false
Federal Register
Volume 49 Page 8224
49 FR. 8224
Federal Register
Volume 57 Page 23155
57 FR. 23155
Federal Register
Volume 59 Page 5315
59 FR. 5315
Interpretative Statement With Respect to Section 8a(2)(C) and (E) and Section 8a(3)(J) and (M) of the Commodity Exchange Act
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-appA
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-appA/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part3-appA.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part3-appA.xml
17 CFR Appendix Appendix A to Part 3 A
17CFR
Appendix A to Part 3; Interpretative Statement With Respect to Section 8a(2)(C) and (E) and Section 8a(3)(J) and (M) of the Commodity Exchange Act
Appendix A to Part 3
Interpretative Statement With Respect to Section 8a(2)(C) and (E) and Section 8a(3)(J) and (M) of the Commodity Exchange Act
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 3
REGISTRATION
APPENDIX
CFR-2010-title17-vol1-part3-appA
126
Appendix A to Part 3
appendix
A
49 FR 8224, Mar. 5, 1984, as amended at 58 FR 19597, Apr. 15, 1993; 59 FR 5315, Feb. 4, 1994; 61 FR 58628, Nov. 18, 1996; 66 FR 53518, Oct. 23, 2001; 67 FR 62352, Oct. 7, 2002
false
United States Code
Title 7 Section 12a(2)
Title 7 Section 4
7 U.S.C. 12a(2)
7 U.S.C. 4
Code of Federal Regulations
Title 17 Part I
17 CFR Part I
Code of Federal Regulations
Title 17 Part 1
17 CFR Part 1
Federal Register
Volume 49 Page 8224
49 FR. 8224
Federal Register
Volume 58 Page 19597
58 FR. 19597
Federal Register
Volume 59 Page 5315
59 FR. 5315
Federal Register
Volume 61 Page 58628
61 FR. 58628
Federal Register
Volume 62 Page 36050
62 FR. 36050
Federal Register
Volume 66 Page 53518
66 FR. 53518
Federal Register
Volume 67 Page 62352
67 FR. 62352
Statement of Acceptable Practices With Respect to Ethics Training
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-appB
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part3-appB/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part3-appB.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part3-appB.xml
17 CFR Appendix Appendix B to Part 3 B
17CFR
Appendix B to Part 3; Statement of Acceptable Practices With Respect to Ethics Training
Appendix B to Part 3
Statement of Acceptable Practices With Respect to Ethics Training
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 3
REGISTRATION
APPENDIX
CFR-2010-title17-vol1-part3-appB
127
Appendix B to Part 3
appendix
B
66 FR 53521, Oct. 23, 2001
false
United States Code
Title 7 Section 6p(b)
7 U.S.C. 6p(b)
Federal Register
Volume 66 Page 53521
66 FR. 53521
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part4.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part4.xml
17 CFR 4
17CFR4
Part 4; COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
Chapter I
COMMODITY FUTURES TRADING COMMISSION
NODE
CFR-2010-title17-vol1-part4
128
Part 4
part
4
7 U.S.C. 1a, 2, 4, 6b, 6c, 6l, 6m, 6n, 6o, 12a, and 23.
46 FR 26013, May 8, 1981, unless otherwise noted.
false
United States Code
Title 7 Section 12a
Title 7 Section 1a
Title 7 Section 23
Title 7 Section 2
Title 7 Section 4
Title 7 Section 6b
Title 7 Section 6c
Title 7 Section 6l
Title 7 Section 6m
Title 7 Section 6n
Title 7 Section 6o
7 U.S.C. 12a
7 U.S.C. 1a
7 U.S.C. 23
7 U.S.C. 2
7 U.S.C. 4
7 U.S.C. 6b
7 U.S.C. 6c
7 U.S.C. 6l
7 U.S.C. 6m
7 U.S.C. 6n
7 U.S.C. 6o
Federal Register
Volume 46 Page 26013
46 FR. 26013
Table Of Contents
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-toc-id129
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-toc-id129/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part4-toc-id129.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part4-toc-id129.xml
17 CFR
17CFR
Table Of Contents
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
TOC
CFR-2010-title17-vol1-part4-toc-id129
129
toc
General Provisions, Definitions and Exemptions
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-subpartA
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-subpartA/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part4-subpartA.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part4-subpartA.xml
17 CFR A
17CFR
Subpart A; General Provisions, Definitions and Exemptions
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
NODE
CFR-2010-title17-vol1-part4-subpartA
130
Subpart A
subpart
A
false
Requirements as to form.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-1
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-1/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-1.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-1.xml
17 CFR 4.1
17CFR4.1
Section 4.1; Requirements as to form.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-1
131
Section 4.1
section
4.1
46 FR 26013, May 8, 1981, as amended at 46 FR 63035, Dec. 30, 1981; 62 FR 39115, July 22, 1997
false
Federal Register
Volume 46 Page 26013
46 FR. 26013
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 62 Page 39115
62 FR. 39115
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-2-4-4
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-2-4-4/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-2-4-4.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-2-4-4.xml
17 CFR 4.2-4.4
17CFR4.2-4.4
Section 4.2-4.4; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-2-4-4
132
Section 4.2-4.4
section
4.2-4.4
false
Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-5
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-5/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-5.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-5.xml
17 CFR 4.5
17CFR4.5
Section 4.5; Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-5
133
Section 4.5
section
4.5
50 FR 15882, Apr. 23, 1985; 50 FR 18859, May 3, 1985, as amended at 58 FR 6374, Jan. 28, 1993; 58 FR 43793, Aug. 18, 1993; 65 FR 24128, Apr. 25, 2000; 65 FR 25980, May 4, 2000; 67 FR 77410, Dec. 18, 2002; 68 FR 47230, Aug. 8, 2003; 72 FR 1662, Jan. 16, 2007
false
United States Code
Title 26 Section 410(d)
26 U.S.C. 410(d)
Federal Register
Volume 50 Page 15882
50 FR. 15882
Federal Register
Volume 50 Page 18859
50 FR. 18859
Federal Register
Volume 58 Page 43793
58 FR. 43793
Federal Register
Volume 58 Page 6374
58 FR. 6374
Federal Register
Volume 65 Page 24128
65 FR. 24128
Federal Register
Volume 65 Page 25980
65 FR. 25980
Federal Register
Volume 67 Page 77410
67 FR. 77410
Federal Register
Volume 68 Page 47230
68 FR. 47230
Federal Register
Volume 72 Page 1662
72 FR. 1662
Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.”
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-6
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-6/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-6.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-6.xml
17 CFR 4.6
17CFR4.6
Section 4.6; Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.”
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-6
134
Section 4.6
section
4.6
52 FR 41984, Nov. 2, 1987
false
Federal Register
Volume 52 Page 41984
52 FR. 41984
Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-7
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-7/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-7.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-7.xml
17 CFR 4.7
17CFR4.7
Section 4.7; Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-7
135
Section 4.7
section
4.7
65 FR 47854, Aug. 4, 2000, as amended at 67 FR 77411, Dec. 18, 2002; 68 FR 47231, Aug. 8, 2003; 71 FR 8942, Feb. 22, 2006; 72 FR 1662, Jan. 16, 2007; 74 FR 57590, Nov. 9, 2009
false
Code of Federal Regulations
Title 17 Part 230.901
17 CFR Part 230.901
Federal Register
Volume 65 Page 47854
65 FR. 47854
Federal Register
Volume 67 Page 77411
67 FR. 77411
Federal Register
Volume 68 Page 47231
68 FR. 47231
Federal Register
Volume 71 Page 8942
71 FR. 8942
Federal Register
Volume 72 Page 1662
72 FR. 1662
Federal Register
Volume 74 Page 57590
74 FR. 57590
Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-8
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-8/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-8.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-8.xml
17 CFR 4.8
17CFR4.8
Section 4.8; Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-8
136
Section 4.8
section
4.8
57 FR 34865, Aug. 7, 1992; 57 FR 41173, Sept. 9, 1992, as amended at 60 FR 38182, July 25, 1995; 72 FR 1662, Jan. 16, 2007
false
Code of Federal Regulations
Title 17 Part 230.501
17 CFR Part 230.501
Code of Federal Regulations
Title 17 Part 230.506
17 CFR Part 230.506
Code of Federal Regulations
Title 17 Part 230.506
17 CFR Part 230.506
Federal Register
Volume 57 Page 34865
57 FR. 34865
Federal Register
Volume 57 Page 41173
57 FR. 41173
Federal Register
Volume 60 Page 38182
60 FR. 38182
Federal Register
Volume 72 Page 1662
72 FR. 1662
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-9
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-9/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-9.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-9.xml
17 CFR 4.9
17CFR4.9
Section 4.9; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-9
137
Section 4.9
section
4.9
false
Definitions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-10
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-10/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-10.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-10.xml
17 CFR 4.10
17CFR4.10
Section 4.10; Definitions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-10
138
Section 4.10
section
4.10
46 FR 26013, May 9, 1981, as amended at 49 FR 8225, Mar. 5, 1984; 60 FR 38182, July 25, 1995; 66 FR 53522, Oct. 23, 2001; 68 FR 42967, July 21, 2003; 72 FR 63979, Nov. 14, 2007
false
Federal Register
Volume 46 Page 26013
46 FR. 26013
Federal Register
Volume 49 Page 8225
49 FR. 8225
Federal Register
Volume 60 Page 38182
60 FR. 38182
Federal Register
Volume 66 Page 53522
66 FR. 53522
Federal Register
Volume 68 Page 42967
68 FR. 42967
Federal Register
Volume 72 Page 63979
72 FR. 63979
Exemption from section 4n(3)(B).
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-11
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-11/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-11.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-11.xml
17 CFR 4.11
17CFR4.11
Section 4.11; Exemption from section 4n(3)(B).
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-11
139
Section 4.11
section
4.11
false
Exemption from provisions of part 4.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-12
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-12/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-12.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-12.xml
17 CFR 4.12
17CFR4.12
Section 4.12; Exemption from provisions of part 4.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-12
140
Section 4.12
section
4.12
52 FR 41984, Nov. 2, 1987, as amended at 60 FR 38183, July 25, 1995; 67 FR 77411, Dec. 18, 2002; 72 FR 1663, Jan. 16, 2007
false
Federal Register
Volume 52 Page 41984
52 FR. 41984
Federal Register
Volume 60 Page 38183
60 FR. 38183
Federal Register
Volume 67 Page 77411
67 FR. 77411
Federal Register
Volume 72 Page 1663
72 FR. 1663
Exemption from registration as a commodity pool operator.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-13
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-13/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-13.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-13.xml
17 CFR 4.13
17CFR4.13
Section 4.13; Exemption from registration as a commodity pool operator.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-13
141
Section 4.13
section
4.13
Secs. 2(a
46 FR 26013, May 8, 1981, as amended at 46 FR 63035, Dec. 30, 1981; 47 FR 57011, Dec. 22, 1982; 50 FR 15883, Apr. 23, 1985; 67 FR 77411, Dec. 18, 2002; 68 FR 47231, Aug. 8, 2003; 68 FR 59113, Oct. 14, 2003; 69 FR 41426, July 9, 2004; 72 FR 1663, Jan. 16, 2007; 74 FR 57590, Nov. 9, 2009
false
United States Code
Title 5 Section 552b
Title 5 Section 552
5 U.S.C. 552b
5 U.S.C. 552
United States Code
Title 7 Section 2
Title 7 Section 4
Title 7 Section 6c(a)
7 U.S.C. 2
7 U.S.C. 4
7 U.S.C. 6c(a)
Federal Register
Volume 46 Page 26013
46 FR. 26013
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 47 Page 57011
47 FR. 57011
Federal Register
Volume 50 Page 15883
50 FR. 15883
Federal Register
Volume 67 Page 77411
67 FR. 77411
Federal Register
Volume 68 Page 47231
68 FR. 47231
Federal Register
Volume 68 Page 59113
68 FR. 59113
Federal Register
Volume 69 Page 41426
69 FR. 41426
Federal Register
Volume 72 Page 1663
72 FR. 1663
Federal Register
Volume 74 Page 57590
74 FR. 57590
Exemption from registration as a commodity trading advisor.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-14
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-14/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-14.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-14.xml
17 CFR 4.14
17CFR4.14
Section 4.14; Exemption from registration as a commodity trading advisor.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-14
142
Section 4.14
section
4.14
Secs. 8a(5
46 FR 26013, May 8, 1981; 46 FR 26761, May 15, 1981; 48 FR 35298, Aug. 3, 1983; 49 FR 5526, Feb. 13, 1984; 52 FR 41985, Nov 2, 1987; 52 FR 43827, Nov 16, 1987; 65 FR 12943, Mar. 10, 2000; 67 FR 77411, Dec. 18, 2002; 68 FR 47233, Aug. 8, 2003; 68 FR 52837, Sept. 8, 2003; 68 FR 59114, Oct. 14, 2003; 72 FR 1664, Jan. 16, 2007
false
United States Code
Title 5 Section 552b
Title 5 Section 552
5 U.S.C. 552b
5 U.S.C. 552
United States Code
Title 7 Section 12a(5)
Title 7 Section 23
7 U.S.C. 12a(5)
7 U.S.C. 23
Federal Register
Volume 46 Page 26013
46 FR. 26013
Federal Register
Volume 46 Page 26761
46 FR. 26761
Federal Register
Volume 48 Page 35298
48 FR. 35298
Federal Register
Volume 49 Page 5526
49 FR. 5526
Federal Register
Volume 52 Page 41985
52 FR. 41985
Federal Register
Volume 52 Page 43827
52 FR. 43827
Federal Register
Volume 65 Page 12943
65 FR. 12943
Federal Register
Volume 67 Page 77411
67 FR. 77411
Federal Register
Volume 68 Page 47233
68 FR. 47233
Federal Register
Volume 68 Page 52837
68 FR. 52837
Federal Register
Volume 68 Page 59114
68 FR. 59114
Federal Register
Volume 72 Page 1664
72 FR. 1664
Continued applicability of antifraud section.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-15
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-15/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-15.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-15.xml
17 CFR 4.15
17CFR4.15
Section 4.15; Continued applicability of antifraud section.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-15
143
Section 4.15
section
4.15
50 FR 15884, Apr. 23, 1985
false
Federal Register
Volume 50 Page 15884
50 FR. 15884
Prohibited representations.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-16
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-16/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-16.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-16.xml
17 CFR 4.16
17CFR4.16
Section 4.16; Prohibited representations.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions, Definitions and Exemptions
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-16
144
Section 4.16
section
4.16
false
Commodity Pool Operators
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-subpartB
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-subpartB/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part4-subpartB.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part4-subpartB.xml
17 CFR B
17CFR
Subpart B; Commodity Pool Operators
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
NODE
CFR-2010-title17-vol1-part4-subpartB
145
Subpart B
subpart
B
false
Prohibited activities.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-20
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-20/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-20.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-20.xml
17 CFR 4.20
17CFR4.20
Section 4.20; Prohibited activities.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Commodity Pool Operators
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-20
146
Section 4.20
section
4.20
46 FR 26013, May 8, 1981, as amended at 46 FR 34311, July 1, 1981; 46 FR 63035, Dec. 30, 1981
false
Federal Register
Volume 46 Page 26013
46 FR. 26013
Federal Register
Volume 46 Page 34311
46 FR. 34311
Federal Register
Volume 46 Page 63035
46 FR. 63035
Required delivery of pool Disclosure Document.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-21
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-21/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-21.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-21.xml
17 CFR 4.21
17CFR4.21
Section 4.21; Required delivery of pool Disclosure Document.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Commodity Pool Operators
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-21
147
Section 4.21
section
4.21
60 FR 38183, July 25, 1995, as amended at 62 FR 39115, July 22, 1997; 65 FR 58649, Oct. 2, 2000; 68 FR 47234, Aug. 8, 2003
false
Federal Register
Volume 60 Page 38183
60 FR. 38183
Federal Register
Volume 62 Page 39115
62 FR. 39115
Federal Register
Volume 65 Page 58649
65 FR. 58649
Federal Register
Volume 68 Page 47234
68 FR. 47234
Reporting to pool participants.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-22
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-22/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-22.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-22.xml
17 CFR 4.22
17CFR4.22
Section 4.22; Reporting to pool participants.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Commodity Pool Operators
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-22
148
Section 4.22
section
4.22
Secs. 2(a
46 FR 26013, May 8, 1981, as amended at 46 FR 63035, Dec. 30, 1981; 47 FR 57011, Dec. 22, 1982; 52 FR 41986, Nov. 2, 1987; 65 FR 81334, Dec. 26, 2000; 67 FR 77411, Dec. 18, 2002; 68 FR 47234, Aug. 8, 2003; 68 FR 52837, Sept. 8, 2003; 71 FR 8942, Feb. 22, 2006; 74 FR 57590, Nov. 9, 2009
false
United States Code
Title 5 Section 552b
Title 5 Section 552
5 U.S.C. 552b
5 U.S.C. 552
United States Code
Title 7 Section 2
Title 7 Section 4
Title 7 Section 6c(a)
7 U.S.C. 2
7 U.S.C. 4
7 U.S.C. 6c(a)
Federal Register
Volume 46 Page 26013
46 FR. 26013
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 47 Page 57011
47 FR. 57011
Federal Register
Volume 52 Page 41986
52 FR. 41986
Federal Register
Volume 65 Page 81334
65 FR. 81334
Federal Register
Volume 67 Page 77411
67 FR. 77411
Federal Register
Volume 68 Page 47234
68 FR. 47234
Federal Register
Volume 68 Page 52837
68 FR. 52837
Federal Register
Volume 71 Page 8942
71 FR. 8942
Federal Register
Volume 74 Page 57590
74 FR. 57590
Recordkeeping.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-23
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-23/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-23.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-23.xml
17 CFR 4.23
17CFR4.23
Section 4.23; Recordkeeping.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Commodity Pool Operators
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-23
149
Section 4.23
section
4.23
Secs. 2(a
46 FR 26013, May 8, 1981, as amended at 46 FR 63035, Dec. 30, 1981; 47 FR 57011, Dec. 22, 1982; 48 FR 35299, Aug. 3, 1983; 60 FR 38183, July 25, 1995; 71 FR 8943, Feb. 22, 2006
false
United States Code
Title 5 Section 552b
Title 5 Section 552
5 U.S.C. 552b
5 U.S.C. 552
United States Code
Title 7 Section 2
Title 7 Section 4
Title 7 Section 6c(a)
7 U.S.C. 2
7 U.S.C. 4
7 U.S.C. 6c(a)
Federal Register
Volume 46 Page 26013
46 FR. 26013
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 47 Page 57011
47 FR. 57011
Federal Register
Volume 48 Page 35299
48 FR. 35299
Federal Register
Volume 60 Page 38183
60 FR. 38183
Federal Register
Volume 71 Page 8943
71 FR. 8943
General disclosures required.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-24
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-24/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-24.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-24.xml
17 CFR 4.24
17CFR4.24
Section 4.24; General disclosures required.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Commodity Pool Operators
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-24
150
Section 4.24
section
4.24
60 FR 38183, July 25, 1995, as amended at 63 FR 58303, Oct. 30, 1998; 66 FR 53522, Oct. 23, 2001
false
United States Code
Title 15 Section 77d(2)
15 U.S.C. 77d(2)
Code of Federal Regulations
Title 17 Part 230.501
17 CFR Part 230.501
Federal Register
Volume 60 Page 38183
60 FR. 38183
Federal Register
Volume 63 Page 58303
63 FR. 58303
Federal Register
Volume 66 Page 53522
66 FR. 53522
Performance disclosures.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-25
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-25/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-25.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-25.xml
17 CFR 4.25
17CFR4.25
Section 4.25; Performance disclosures.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Commodity Pool Operators
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-25
151
Section 4.25
section
4.25
60 FR 38186, July 25, 1995, as amended at 63 FR 58303, Oct. 30, 1998; 68 FR 42967, July 21, 2003
false
United States Code
Title 15 Section 77d(2)
15 U.S.C. 77d(2)
Code of Federal Regulations
Title 17 Part 230.501
17 CFR Part 230.501
Code of Federal Regulations
Title 17 Part 230.501
17 CFR Part 230.501
Federal Register
Volume 60 Page 38186
60 FR. 38186
Federal Register
Volume 63 Page 58303
63 FR. 58303
Federal Register
Volume 68 Page 42967
68 FR. 42967
Use, amendment and filing of Disclosure Document.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-26
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-26/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-26.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-26.xml
17 CFR 4.26
17CFR4.26
Section 4.26; Use, amendment and filing of Disclosure Document.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Commodity Pool Operators
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-26
152
Section 4.26
section
4.26
60 FR 38188, July 25, 1995, as amended at 62 FR 18268, Apr. 15, 1997; 65 FR 58649, Oct. 2, 2000; 67 FR 42710, June 25, 2002; 67 FR 77411, Dec. 18, 2002; 68 FR 12584, Mar. 17, 2003; 74 FR 9569, Mar. 5, 2009
false
Federal Register
Volume 60 Page 38188
60 FR. 38188
Federal Register
Volume 62 Page 18268
62 FR. 18268
Federal Register
Volume 65 Page 58649
65 FR. 58649
Federal Register
Volume 67 Page 42710
67 FR. 42710
Federal Register
Volume 67 Page 77411
67 FR. 77411
Federal Register
Volume 68 Page 12584
68 FR. 12584
Federal Register
Volume 74 Page 9569
74 FR. 9569
Commodity Trading Advisors
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-subpartC
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-subpartC/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part4-subpartC.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part4-subpartC.xml
17 CFR C
17CFR
Subpart C; Commodity Trading Advisors
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
NODE
CFR-2010-title17-vol1-part4-subpartC
153
Subpart C
subpart
C
false
Prohibited activities.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-30
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-30/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-30.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-30.xml
17 CFR 4.30
17CFR4.30
Section 4.30; Prohibited activities.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Commodity Trading Advisors
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-30
154
Section 4.30
section
4.30
Secs. 2(a
47 FR 57011, Dec. 22, 1982
false
United States Code
Title 5 Section 552b
Title 5 Section 552
5 U.S.C. 552b
5 U.S.C. 552
United States Code
Title 7 Section 2
Title 7 Section 4
Title 7 Section 6c(a)
7 U.S.C. 2
7 U.S.C. 4
7 U.S.C. 6c(a)
Federal Register
Volume 47 Page 57011
47 FR. 57011
Required delivery of Disclosure Document to prospective clients.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-31
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-31/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-31.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-31.xml
17 CFR 4.31
17CFR4.31
Section 4.31; Required delivery of Disclosure Document to prospective clients.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Commodity Trading Advisors
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-31
155
Section 4.31
section
4.31
60 FR 38189, July 25, 1995, as amended at 62 FR 39115, July 22, 1997; 68 FR 47235, Aug. 8, 2003; 68 FR 59114, Oct. 14, 2003
false
Federal Register
Volume 60 Page 38189
60 FR. 38189
Federal Register
Volume 62 Page 39115
62 FR. 39115
Federal Register
Volume 68 Page 47235
68 FR. 47235
Federal Register
Volume 68 Page 59114
68 FR. 59114
Trading on a Registered Derivatives Transaction Execution Facility for Non-Institutional Customers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-32
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-32/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-32.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-32.xml
17 CFR 4.32
17CFR4.32
Section 4.32; Trading on a Registered Derivatives Transaction Execution Facility for Non-Institutional Customers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Commodity Trading Advisors
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-32
156
Section 4.32
section
4.32
66 FR 53522, Oct. 23, 2001
false
Federal Register
Volume 66 Page 53522
66 FR. 53522
Recordkeeping.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-33
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-33/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-33.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-33.xml
17 CFR 4.33
17CFR4.33
Section 4.33; Recordkeeping.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Commodity Trading Advisors
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-33
157
Section 4.33
section
4.33
Secs. 2(a
46 FR 26013, May 8, 1981, as amended at 46 FR 63035, Dec. 30, 1981; 47 FR 57012, Dec. 22, 1982; 48 FR 35299, Aug. 3, 1983. Redesignated and amended at 60 FR 38189, July 25, 1995
false
United States Code
Title 5 Section 552b
Title 5 Section 552
5 U.S.C. 552b
5 U.S.C. 552
United States Code
Title 7 Section 2
Title 7 Section 4
Title 7 Section 6c(a)
7 U.S.C. 2
7 U.S.C. 4
7 U.S.C. 6c(a)
Federal Register
Volume 46 Page 26013
46 FR. 26013
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 47 Page 57012
47 FR. 57012
Federal Register
Volume 48 Page 35299
48 FR. 35299
Federal Register
Volume 60 Page 38189
60 FR. 38189
General disclosures required.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-34
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-34/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-34.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-34.xml
17 CFR 4.34
17CFR4.34
Section 4.34; General disclosures required.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Commodity Trading Advisors
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-34
158
Section 4.34
section
4.34
60 FR 38189, July 25, 1995, as amended at 66 FR 53522, Oct. 23, 2001
false
Federal Register
Volume 60 Page 38189
60 FR. 38189
Federal Register
Volume 66 Page 53522
66 FR. 53522
Performance disclosures.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-35
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-35/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-35.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-35.xml
17 CFR 4.35
17CFR4.35
Section 4.35; Performance disclosures.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Commodity Trading Advisors
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-35
159
Section 4.35
section
4.35
60 FR 38191, July 25, 1995, as amended at 68 FR 42967, July 21, 2003; 68 FR 47235, Aug. 8, 2003
false
Federal Register
Volume 60 Page 38191
60 FR. 38191
Federal Register
Volume 68 Page 42967
68 FR. 42967
Federal Register
Volume 68 Page 47235
68 FR. 47235
Use, amendment and filing of Disclosure Document.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-36
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-36/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-36.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-36.xml
17 CFR 4.36
17CFR4.36
Section 4.36; Use, amendment and filing of Disclosure Document.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Commodity Trading Advisors
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-36
160
Section 4.36
section
4.36
60 FR 38192, July 25, 1995, as amended at 62 FR 18268, Apr. 15, 1997; 65 FR 58650, Oct. 2, 2000; 67 FR 77411, Dec. 18, 2002; 74 FR 9569, Mar. 5, 2009
false
Federal Register
Volume 60 Page 38192
60 FR. 38192
Federal Register
Volume 62 Page 18268
62 FR. 18268
Federal Register
Volume 65 Page 58650
65 FR. 58650
Federal Register
Volume 67 Page 77411
67 FR. 77411
Federal Register
Volume 74 Page 9569
74 FR. 9569
Advertising
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-subpartD
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-subpartD/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part4-subpartD.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part4-subpartD.xml
17 CFR D
17CFR
Subpart D; Advertising
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
NODE
CFR-2010-title17-vol1-part4-subpartD
161
Subpart D
subpart
D
false
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-40
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-40/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-40.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-40.xml
17 CFR 4.40
17CFR4.40
Section 4.40; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart D
Advertising
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-40
162
Section 4.40
section
4.40
false
Advertising by commodity pool operators, commodity trading advisors, and the principals thereof.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-41
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec4-41/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec4-41.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec4-41.xml
17 CFR 4.41
17CFR4.41
Section 4.41; Advertising by commodity pool operators, commodity trading advisors, and the principals thereof.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart D
Advertising
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
CONTENT
CFR-2010-title17-vol1-sec4-41
163
Section 4.41
section
4.41
46 FR 26013, May 8, 1981, as amended at 46 FR 63035, Dec. 30, 1981; 60 FR 38192, July 25, 1995; 72 FR 8109, Feb. 23, 2007
false
Federal Register
Volume 46 Page 26013
46 FR. 26013
Federal Register
Volume 46 Page 63035
46 FR. 63035
Federal Register
Volume 60 Page 38192
60 FR. 38192
Federal Register
Volume 72 Page 8109
72 FR. 8109
Guidance on the Application of Rule 4.13(a)(3) in the Fund-of-Funds Context
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-appA
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-appA/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part4-appA.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part4-appA.xml
17 CFR Appendix Appendix A to Part 4 A
17CFR
Appendix A to Part 4; Guidance on the Application of Rule 4.13(a)(3) in the Fund-of-Funds Context
Appendix A to Part 4
Guidance on the Application of Rule 4.13(a)(3) in the Fund-of-Funds Context
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
APPENDIX
CFR-2010-title17-vol1-part4-appA
164
Appendix A to Part 4
appendix
A
68 FR 47236, Aug. 8, 2003; 68 FR 52837, Sept. 8, 2003
false
Federal Register
Volume 68 Page 47236
68 FR. 47236
Federal Register
Volume 68 Page 52837
68 FR. 52837
Adjustments for Additions and Withdrawals in the Computation of Rate of Return
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-appB
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part4-appB/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part4-appB.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part4-appB.xml
17 CFR Appendix Appendix B to Part 4 B
17CFR
Appendix B to Part 4; Adjustments for Additions and Withdrawals in the Computation of Rate of Return
Appendix B to Part 4
Adjustments for Additions and Withdrawals in the Computation of Rate of Return
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 4
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
APPENDIX
CFR-2010-title17-vol1-part4-appB
165
Appendix B to Part 4
appendix
B
68 FR 47236, Aug. 8, 2003; 68 FR 53430, Sept. 10, 2003
false
Federal Register
Volume 68 Page 47236
68 FR. 47236
Federal Register
Volume 68 Page 53430
68 FR. 53430
Reserved
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part5
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part5/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part5.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part5.xml
17 CFR 5
17CFR5
Part 5; Reserved
Chapter I
COMMODITY FUTURES TRADING COMMISSION
NODE
CFR-2010-title17-vol1-part5
166
Part 5
part
5
false
CONTRACT MARKET RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part7
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part7/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part7.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part7.xml
17 CFR 7
17CFR7
Part 7; CONTRACT MARKET RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
Chapter I
COMMODITY FUTURES TRADING COMMISSION
NODE
CFR-2010-title17-vol1-part7
167
Part 7
part
7
7 U.S.C. 7(a) and 12a(7).
45 FR 51526, Aug. 1, 1980, unless otherwise noted.
false
United States Code
Title 7 Section 12a(7)
Title 7 Section 7(a)
7 U.S.C. 12a(7)
7 U.S.C. 7(a)
Federal Register
Volume 45 Page 51526
45 FR. 51526
Table Of Contents
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part7-toc-id168
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part7-toc-id168/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part7-toc-id168.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part7-toc-id168.xml
17 CFR
17CFR
Table Of Contents
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 7
CONTRACT MARKET RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
TOC
CFR-2010-title17-vol1-part7-toc-id168
168
toc
General Provisions
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part7-subpartA
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part7-subpartA/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part7-subpartA.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part7-subpartA.xml
17 CFR A
17CFR
Subpart A; General Provisions
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 7
CONTRACT MARKET RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
NODE
CFR-2010-title17-vol1-part7-subpartA
169
Subpart A
subpart
A
false
Scope of rules.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec7-1
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec7-1/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec7-1.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec7-1.xml
17 CFR 7.1
17CFR7.1
Section 7.1; Scope of rules.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 7
CONTRACT MARKET RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
CONTENT
CFR-2010-title17-vol1-sec7-1
170
Section 7.1
section
7.1
false
Reserved
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part7-subpartB
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part7-subpartB/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part7-subpartB.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part7-subpartB.xml
17 CFR B
17CFR
Subpart B; Reserved
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 7
CONTRACT MARKET RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
NODE
CFR-2010-title17-vol1-part7-subpartB
171
Subpart B
subpart
B
false
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec7-100-7-101
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec7-100-7-101/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec7-100-7-101.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec7-100-7-101.xml
17 CFR 7.100-7.101
17CFR7.100-7.101
Section 7.100-7.101; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Reserved
Part 7
CONTRACT MARKET RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
CONTENT
CFR-2010-title17-vol1-sec7-100-7-101
172
Section 7.100-7.101
section
7.100-7.101
false
Board of Trade of the City of Chicago Rules
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part7-subpartC
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part7-subpartC/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part7-subpartC.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part7-subpartC.xml
17 CFR C
17CFR
Subpart C; Board of Trade of the City of Chicago Rules
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 7
CONTRACT MARKET RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
NODE
CFR-2010-title17-vol1-part7-subpartC
173
Subpart C
subpart
C
false
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec7-200-7-201
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec7-200-7-201/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec7-200-7-201.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec7-200-7-201.xml
17 CFR 7.200-7.201
17CFR7.200-7.201
Section 7.200-7.201; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Board of Trade of the City of Chicago Rules
Part 7
CONTRACT MARKET RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
CONTENT
CFR-2010-title17-vol1-sec7-200-7-201
174
Section 7.200-7.201
section
7.200-7.201
false
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part8
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part8/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part8.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part8.xml
17 CFR 8
17CFR8
Part 8; EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
Chapter I
COMMODITY FUTURES TRADING COMMISSION
NODE
CFR-2010-title17-vol1-part8
175
Part 8
part
8
7 U.S.C. 6c, 7a, 12a and 12c, unless otherwise noted.
43 FR 41950, Sept. 19, 1978, unless otherwise noted.
false
United States Code
Title 7 Section 12a
Title 7 Section 12c
Title 7 Section 6c
Title 7 Section 7a
7 U.S.C. 12a
7 U.S.C. 12c
7 U.S.C. 6c
7 U.S.C. 7a
Federal Register
Volume 43 Page 41950
43 FR. 41950
Table Of Contents
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part8-toc-id176
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part8-toc-id176/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part8-toc-id176.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part8-toc-id176.xml
17 CFR
17CFR
Table Of Contents
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
TOC
CFR-2010-title17-vol1-part8-toc-id176
176
toc
General Provisions
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part8-subpartA
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part8-subpartA/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part8-subpartA.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part8-subpartA.xml
17 CFR A
17CFR
Subpart A; General Provisions
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
NODE
CFR-2010-title17-vol1-part8-subpartA
177
Subpart A
subpart
A
false
Scope of rules.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-01
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-01/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-01.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-01.xml
17 CFR 8.01
17CFR8.01
Section 8.01; Scope of rules.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-01
178
Section 8.01
section
8.01
false
Implementing exchange rules.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-02
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-02/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-02.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-02.xml
17 CFR 8.02
17CFR8.02
Section 8.02; Implementing exchange rules.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-02
179
Section 8.02
section
8.02
false
Definitions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-03
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-03/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-03.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-03.xml
17 CFR 8.03
17CFR8.03
Section 8.03; Definitions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-03
180
Section 8.03
section
8.03
43 FR 41950, Sept. 19, 1978, as amended at 46 FR 54525, Nov. 3, 1981
false
Federal Register
Volume 43 Page 41950
43 FR. 41950
Federal Register
Volume 46 Page 54525
46 FR. 54525
Disciplinary Procedure
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part8-subpartB
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part8-subpartB/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part8-subpartB.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part8-subpartB.xml
17 CFR B
17CFR
Subpart B; Disciplinary Procedure
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
NODE
CFR-2010-title17-vol1-part8-subpartB
181
Subpart B
subpart
B
false
Enforcement staff.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-05
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-05/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-05.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-05.xml
17 CFR 8.05
17CFR8.05
Section 8.05; Enforcement staff.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-05
182
Section 8.05
section
8.05
false
Investigations.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-06
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-06/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-06.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-06.xml
17 CFR 8.06
17CFR8.06
Section 8.06; Investigations.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-06
183
Section 8.06
section
8.06
false
Investigation reports.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-07
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-07/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-07.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-07.xml
17 CFR 8.07
17CFR8.07
Section 8.07; Investigation reports.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-07
184
Section 8.07
section
8.07
43 FR 41950, Sept. 19, 1978, as amended at 46 FR 63036, Dec. 30, 1981
false
Federal Register
Volume 43 Page 41950
43 FR. 41950
Federal Register
Volume 46 Page 63036
46 FR. 63036
Disciplinary committee.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-08
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-08/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-08.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-08.xml
17 CFR 8.08
17CFR8.08
Section 8.08; Disciplinary committee.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-08
185
Section 8.08
section
8.08
false
Review of investigation report.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-09
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-09/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-09.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-09.xml
17 CFR 8.09
17CFR8.09
Section 8.09; Review of investigation report.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-09
186
Section 8.09
section
8.09
43 FR 41950, Sept. 19, 1978, as amended at 46 FR 63036, Dec. 30, 1981
false
Federal Register
Volume 43 Page 41950
43 FR. 41950
Federal Register
Volume 46 Page 63036
46 FR. 63036
Predetermined penalties.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-10
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-10/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-10.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-10.xml
17 CFR 8.10
17CFR8.10
Section 8.10; Predetermined penalties.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-10
187
Section 8.10
section
8.10
false
Notice of charges.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-11
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-11/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-11.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-11.xml
17 CFR 8.11
17CFR8.11
Section 8.11; Notice of charges.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-11
188
Section 8.11
section
8.11
43 FR 41950, Sept. 19, 1978, as amended at 46 FR 63036, Dec. 30, 1981
false
Federal Register
Volume 43 Page 41950
43 FR. 41950
Federal Register
Volume 46 Page 63036
46 FR. 63036
Right to representation.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-12
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-12/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-12.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-12.xml
17 CFR 8.12
17CFR8.12
Section 8.12; Right to representation.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-12
189
Section 8.12
section
8.12
false
Answer to charges.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-13
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-13/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-13.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-13.xml
17 CFR 8.13
17CFR8.13
Section 8.13; Answer to charges.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-13
190
Section 8.13
section
8.13
false
Admission or failure to deny charges.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-14
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-14/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-14.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-14.xml
17 CFR 8.14
17CFR8.14
Section 8.14; Admission or failure to deny charges.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-14
191
Section 8.14
section
8.14
43 FR 41950, Sept. 19, 1978, as amended at 46 FR 63036, Dec. 30, 1981
false
Federal Register
Volume 43 Page 41950
43 FR. 41950
Federal Register
Volume 46 Page 63036
46 FR. 63036
Denial of charges and right to hearing.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-15
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-15/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-15.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-15.xml
17 CFR 8.15
17CFR8.15
Section 8.15; Denial of charges and right to hearing.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-15
192
Section 8.15
section
8.15
false
Settlement offers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-16
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-16/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-16.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-16.xml
17 CFR 8.16
17CFR8.16
Section 8.16; Settlement offers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-16
193
Section 8.16
section
8.16
43 FR 41950, Sept. 19, 1978, as amended at 46 FR 63036, Dec. 30, 1981
false
Federal Register
Volume 43 Page 41950
43 FR. 41950
Federal Register
Volume 46 Page 63036
46 FR. 63036
Hearing.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-17
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-17/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-17.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-17.xml
17 CFR 8.17
17CFR8.17
Section 8.17; Hearing.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-17
194
Section 8.17
section
8.17
43 FR 41950, Sept. 19, 1978, as amended at 46 FR 63036, Dec. 30, 1981
false
Federal Register
Volume 43 Page 41950
43 FR. 41950
Federal Register
Volume 46 Page 63036
46 FR. 63036
Decision.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-18
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-18/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-18.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-18.xml
17 CFR 8.18
17CFR8.18
Section 8.18; Decision.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-18
195
Section 8.18
section
8.18
43 FR 41950, Sept. 19, 1978, as amended at 46 FR 63036, Dec. 30, 1981
false
Federal Register
Volume 43 Page 41950
43 FR. 41950
Federal Register
Volume 46 Page 63036
46 FR. 63036
Appeal.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-19
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-19/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-19.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-19.xml
17 CFR 8.19
17CFR8.19
Section 8.19; Appeal.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-19
196
Section 8.19
section
8.19
43 FR 41950, Sept. 19, 1978, as amended at 46 FR 63036, Dec. 30, 1981
false
Federal Register
Volume 43 Page 41950
43 FR. 41950
Federal Register
Volume 46 Page 63036
46 FR. 63036
Final decision.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-20
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-20/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-20.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-20.xml
17 CFR 8.20
17CFR8.20
Section 8.20; Final decision.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Disciplinary Procedure
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-20
197
Section 8.20
section
8.20
false
Summary Actions
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part8-subpartC
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part8-subpartC/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part8-subpartC.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part8-subpartC.xml
17 CFR C
17CFR
Subpart C; Summary Actions
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
NODE
CFR-2010-title17-vol1-part8-subpartC
198
Subpart C
subpart
C
false
Member responsibility actions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-25
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-25/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-25.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-25.xml
17 CFR 8.25
17CFR8.25
Section 8.25; Member responsibility actions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Summary Actions
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-25
199
Section 8.25
section
8.25
false
Procedure for member responsibility actions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-26
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-26/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-26.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-26.xml
17 CFR 8.26
17CFR8.26
Section 8.26; Procedure for member responsibility actions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Summary Actions
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-26
200
Section 8.26
section
8.26
43 FR 41950, Sept. 19, 1978, as amended at 46 FR 63036, Dec. 30, 1981
false
Federal Register
Volume 43 Page 41950
43 FR. 41950
Federal Register
Volume 46 Page 63036
46 FR. 63036
Violations of rules regarding decorum, submission of records or other similar activities.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-27
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-27/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-27.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-27.xml
17 CFR 8.27
17CFR8.27
Section 8.27; Violations of rules regarding decorum, submission of records or other similar activities.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Summary Actions
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-27
201
Section 8.27
section
8.27
false
Final decision.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-28
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec8-28/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec8-28.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec8-28.xml
17 CFR 8.28
17CFR8.28
Section 8.28; Final decision.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Summary Actions
Part 8
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
CONTENT
CFR-2010-title17-vol1-sec8-28
202
Section 8.28
section
8.28
false
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part9
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part9/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part9.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part9.xml
17 CFR 9
17CFR9
Part 9; RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
Chapter I
COMMODITY FUTURES TRADING COMMISSION
NODE
CFR-2010-title17-vol1-part9
203
Part 9
part
9
7 U.S.C. 4a, 6c, 7a, 12a, 12c, 16a, unless otherwise noted.
52 FR 25366, July 7, 1987, unless otherwise noted.
false
United States Code
Title 7 Section 12a
Title 7 Section 12c
Title 7 Section 16a
Title 7 Section 4a
Title 7 Section 6c
Title 7 Section 7a
7 U.S.C. 12a
7 U.S.C. 12c
7 U.S.C. 16a
7 U.S.C. 4a
7 U.S.C. 6c
7 U.S.C. 7a
Federal Register
Volume 52 Page 25366
52 FR. 25366
Table Of Contents
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part9-toc-id204
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part9-toc-id204/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part9-toc-id204.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part9-toc-id204.xml
17 CFR
17CFR
Table Of Contents
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
TOC
CFR-2010-title17-vol1-part9-toc-id204
204
toc
General Provisions
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part9-subpartA
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part9-subpartA/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part9-subpartA.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part9-subpartA.xml
17 CFR A
17CFR
Subpart A; General Provisions
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
NODE
CFR-2010-title17-vol1-part9-subpartA
205
Subpart A
subpart
A
false
Scope of rules.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-1
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-1/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-1.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-1.xml
17 CFR 9.1
17CFR9.1
Section 9.1; Scope of rules.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-1
206
Section 9.1
section
9.1
52 FR 25366, July 7, 1987, as amended at 59 FR 5701, Feb. 8, 1994
false
Code of Federal Regulations
Title 17 Part 9
17 CFR Part 9
Federal Register
Volume 52 Page 25366
52 FR. 25366
Federal Register
Volume 59 Page 5701
59 FR. 5701
Definitions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-2
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-2/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-2.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-2.xml
17 CFR 9.2
17CFR9.2
Section 9.2; Definitions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-2
207
Section 9.2
section
9.2
52 FR 25366, July 7, 1987; 52 FR 27286, July 20, 1987, as amended at 67 FR 62352, Oct. 7, 2002
false
Federal Register
Volume 52 Page 25366
52 FR. 25366
Federal Register
Volume 52 Page 27286
52 FR. 27286
Federal Register
Volume 67 Page 62352
67 FR. 62352
Provisions referenced.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-3
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-3/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-3.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-3.xml
17 CFR 9.3
17CFR9.3
Section 9.3; Provisions referenced.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-3
208
Section 9.3
section
9.3
false
Filing and service; official docket.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-4
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-4/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-4.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-4.xml
17 CFR 9.4
17CFR9.4
Section 9.4; Filing and service; official docket.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-4
209
Section 9.4
section
9.4
52 FR 25366, July 7, 1987, as amended at 60 FR 49334, Sept. 25, 1995
false
Federal Register
Volume 52 Page 25366
52 FR. 25366
Federal Register
Volume 60 Page 49334
60 FR. 49334
Motions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-5
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-5/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-5.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-5.xml
17 CFR 9.5
17CFR9.5
Section 9.5; Motions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-5
210
Section 9.5
section
9.5
false
Sanctions for noncompliance.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-6
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-6/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-6.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-6.xml
17 CFR 9.6
17CFR9.6
Section 9.6; Sanctions for noncompliance.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-6
211
Section 9.6
section
9.6
false
Settlement.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-7
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-7/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-7.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-7.xml
17 CFR 9.7
17CFR9.7
Section 9.7; Settlement.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-7
212
Section 9.7
section
9.7
false
Practice before the Commission.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-8
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-8/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-8.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-8.xml
17 CFR 9.8
17CFR9.8
Section 9.8; Practice before the Commission.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-8
213
Section 9.8
section
9.8
false
Waiver of rules; delegation of authority.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-9
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-9/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-9.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-9.xml
17 CFR 9.9
17CFR9.9
Section 9.9; Waiver of rules; delegation of authority.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-9
214
Section 9.9
section
9.9
52 FR 25366, July 7, 1987, as amended at 60 FR 54801, Oct. 26, 1995; 64 FR 46270, Aug. 25, 1999
false
Federal Register
Volume 52 Page 25366
52 FR. 25366
Federal Register
Volume 60 Page 54801
60 FR. 54801
Federal Register
Volume 64 Page 46270
64 FR. 46270
Notice and Effective Date of Disciplinary Action or Access Denial Action
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part9-subpartB
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part9-subpartB/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part9-subpartB.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part9-subpartB.xml
17 CFR B
17CFR
Subpart B; Notice and Effective Date of Disciplinary Action or Access Denial Action
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
NODE
CFR-2010-title17-vol1-part9-subpartB
215
Subpart B
subpart
B
false
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-10
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-10/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-10.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-10.xml
17 CFR 9.10
17CFR9.10
Section 9.10; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Notice and Effective Date of Disciplinary Action or Access Denial Action
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-10
216
Section 9.10
section
9.10
false
Form, contents and delivery of notice of disciplinary or access denial action.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-11
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-11/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-11.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-11.xml
17 CFR 9.11
17CFR9.11
Section 9.11; Form, contents and delivery of notice of disciplinary or access denial action.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Notice and Effective Date of Disciplinary Action or Access Denial Action
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-11
217
Section 9.11
section
9.11
52 FR 25366, July 7, 1987, as amended at 60 FR 49334, Sept. 25, 1995; 67 FR 62352, Oct. 7, 2002
false
Federal Register
Volume 52 Page 25366
52 FR. 25366
Federal Register
Volume 60 Page 49334
60 FR. 49334
Federal Register
Volume 67 Page 62352
67 FR. 62352
Effective date of disciplinary or access denial action.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-12
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-12/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-12.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-12.xml
17 CFR 9.12
17CFR9.12
Section 9.12; Effective date of disciplinary or access denial action.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Notice and Effective Date of Disciplinary Action or Access Denial Action
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-12
218
Section 9.12
section
9.12
52 FR 25366, July 7, 1987; 52 FR 27286, July 20, 1987, as amended at 67 FR 62352, Oct. 7, 2002
false
Federal Register
Volume 52 Page 25366
52 FR. 25366
Federal Register
Volume 52 Page 27286
52 FR. 27286
Federal Register
Volume 67 Page 62352
67 FR. 62352
Publication of notice.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-13
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-13/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-13.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-13.xml
17 CFR 9.13
17CFR9.13
Section 9.13; Publication of notice.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Notice and Effective Date of Disciplinary Action or Access Denial Action
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-13
219
Section 9.13
section
9.13
false
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-14-9-19
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-14-9-19/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-14-9-19.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-14-9-19.xml
17 CFR 9.14-9.19
17CFR9.14-9.19
Section 9.14-9.19; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Notice and Effective Date of Disciplinary Action or Access Denial Action
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-14-9-19
220
Section 9.14-9.19
section
9.14-9.19
false
Initial Procedure With Respect to Appeals
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part9-subpartC
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part9-subpartC/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part9-subpartC.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part9-subpartC.xml
17 CFR C
17CFR
Subpart C; Initial Procedure With Respect to Appeals
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
NODE
CFR-2010-title17-vol1-part9-subpartC
221
Subpart C
subpart
C
false
Notice of appeal.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-20
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-20/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-20.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-20.xml
17 CFR 9.20
17CFR9.20
Section 9.20; Notice of appeal.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Initial Procedure With Respect to Appeals
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-20
222
Section 9.20
section
9.20
52 FR 25366, July 7, 1987; 52 FR 27286, July 20, 1987
false
Federal Register
Volume 52 Page 25366
52 FR. 25366
Federal Register
Volume 52 Page 27286
52 FR. 27286
Record of exchange proceeding.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-21
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-21/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-21.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-21.xml
17 CFR 9.21
17CFR9.21
Section 9.21; Record of exchange proceeding.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Initial Procedure With Respect to Appeals
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-21
223
Section 9.21
section
9.21
false
Appeal brief.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-22
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-22/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-22.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-22.xml
17 CFR 9.22
17CFR9.22
Section 9.22; Appeal brief.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Initial Procedure With Respect to Appeals
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-22
224
Section 9.22
section
9.22
false
Answering brief.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-23
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-23/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-23.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-23.xml
17 CFR 9.23
17CFR9.23
Section 9.23; Answering brief.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Initial Procedure With Respect to Appeals
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-23
225
Section 9.23
section
9.23
false
Petition for stay pending review.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-24
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-24/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-24.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-24.xml
17 CFR 9.24
17CFR9.24
Section 9.24; Petition for stay pending review.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Initial Procedure With Respect to Appeals
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-24
226
Section 9.24
section
9.24
52 FR 25366, July 7, 1987; 52 FR 27286, July 20, 1987
false
Federal Register
Volume 52 Page 25366
52 FR. 25366
Federal Register
Volume 52 Page 27286
52 FR. 27286
Limited participation of interested persons.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-25
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-25/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-25.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-25.xml
17 CFR 9.25
17CFR9.25
Section 9.25; Limited participation of interested persons.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Initial Procedure With Respect to Appeals
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-25
227
Section 9.25
section
9.25
52 FR 25366, July 7, 1987, as amended at 59 FR 5701, Feb. 8, 1994
false
Federal Register
Volume 52 Page 25366
52 FR. 25366
Federal Register
Volume 59 Page 5701
59 FR. 5701
Participation of Commission staff.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-26
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-26/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-26.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-26.xml
17 CFR 9.26
17CFR9.26
Section 9.26; Participation of Commission staff.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Initial Procedure With Respect to Appeals
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-26
228
Section 9.26
section
9.26
52 FR 25366, July 7, 1987, as amended at 67 FR 62352, Oct. 7, 2002
false
Federal Register
Volume 52 Page 25366
52 FR. 25366
Federal Register
Volume 67 Page 62352
67 FR. 62352
[Reserved]
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-27-9-29
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-27-9-29/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-27-9-29.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-27-9-29.xml
17 CFR 9.27-9.29
17CFR9.27-9.29
Section 9.27-9.29; [Reserved]
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Initial Procedure With Respect to Appeals
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-27-9-29
229
Section 9.27-9.29
section
9.27-9.29
false
Commission Review of Disciplinary, Access Denial or Other Adverse Action
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part9-subpartD
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part9-subpartD/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part9-subpartD.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part9-subpartD.xml
17 CFR D
17CFR
Subpart D; Commission Review of Disciplinary, Access Denial or Other Adverse Action
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
NODE
CFR-2010-title17-vol1-part9-subpartD
230
Subpart D
subpart
D
false
Scope of review.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-30
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-30/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-30.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-30.xml
17 CFR 9.30
17CFR9.30
Section 9.30; Scope of review.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart D
Commission Review of Disciplinary, Access Denial or Other Adverse Action
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-30
231
Section 9.30
section
9.30
false
Commission review of disciplinary or access denial action on its own motion.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-31
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-31/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-31.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-31.xml
17 CFR 9.31
17CFR9.31
Section 9.31; Commission review of disciplinary or access denial action on its own motion.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart D
Commission Review of Disciplinary, Access Denial or Other Adverse Action
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-31
232
Section 9.31
section
9.31
52 FR 25366, July 7, 1987, as amended at 67 FR 62352, Oct. 7, 2002
false
Federal Register
Volume 52 Page 25366
52 FR. 25366
Federal Register
Volume 67 Page 62352
67 FR. 62352
Oral argument.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-32
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-32/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-32.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-32.xml
17 CFR 9.32
17CFR9.32
Section 9.32; Oral argument.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart D
Commission Review of Disciplinary, Access Denial or Other Adverse Action
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-32
233
Section 9.32
section
9.32
false
Final decision by the Commission.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-33
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec9-33/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec9-33.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec9-33.xml
17 CFR 9.33
17CFR9.33
Section 9.33; Final decision by the Commission.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart D
Commission Review of Disciplinary, Access Denial or Other Adverse Action
Part 9
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
CONTENT
CFR-2010-title17-vol1-sec9-33
234
Section 9.33
section
9.33
false
RULES OF PRACTICE
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part10.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part10.xml
17 CFR 10
17CFR10
Part 10; RULES OF PRACTICE
Chapter I
COMMODITY FUTURES TRADING COMMISSION
NODE
CFR-2010-title17-vol1-part10
235
Part 10
part
10
Pub. L. 93-463, sec. 101(a)(11), 88 Stat. 1391; 7 U.S.C. 2(a)(12).
41 FR 2511, Jan. 16, 1976, unless otherwise noted.
false
United States Code
Title 7 Section 2(a)(12)
7 U.S.C. 2(a)(12)
United States Statutes At large
Volume 88 Page 1391
88 Stat. 1391
United States Statutes At large
Volume 88 Page 1391
88 Stat. 1391
United States Public Law 93-463
Public Law 93-463
United States Public Law 93-463
Public Law 93-463
Federal Register
Volume 41 Page 2511
41 FR. 2511
Table Of Contents
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-toc-id236
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-toc-id236/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part10-toc-id236.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part10-toc-id236.xml
17 CFR
17CFR
Table Of Contents
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 10
RULES OF PRACTICE
TOC
CFR-2010-title17-vol1-part10-toc-id236
236
toc
General Provisions
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartA
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartA/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part10-subpartA.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part10-subpartA.xml
17 CFR A
17CFR
Subpart A; General Provisions
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 10
RULES OF PRACTICE
NODE
CFR-2010-title17-vol1-part10-subpartA
237
Subpart A
subpart
A
false
Scope and applicability of rules of practice.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-1
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-1/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-1.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-1.xml
17 CFR 10.1
17CFR10.1
Section 10.1; Scope and applicability of rules of practice.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-1
238
Section 10.1
section
10.1
41 FR 2511, Jan. 16, 1976, as amended at 49 FR 8225, Mar. 5, 1984; 57 FR 19597, Apr. 15, 1993; 59 FR 5701, Feb. 8, 1994; 63 FR 55791, Oct. 19, 1998; 64 FR 30903, June 9, 1999
false
United States Code
Title 7 Section 12a(2)
Title 7 Section 12a(3)
Title 7 Section 12a(4)
Title 7 Section 12
Title 7 Section 12(a)(11)
Title 7 Section 13a
Title 7 Section 13b
Title 7 Section 15
Title 7 Section 18
Title 7 Section 20(a)
Title 7 Section 8
Title 7 Section 9
7 U.S.C. 12a(2)
7 U.S.C. 12a(3)
7 U.S.C. 12a(4)
7 U.S.C. 12
7 U.S.C. 12(a)(11)
7 U.S.C. 13a
7 U.S.C. 13b
7 U.S.C. 15
7 U.S.C. 18
7 U.S.C. 20(a)
7 U.S.C. 8
7 U.S.C. 9
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 49 Page 8225
49 FR. 8225
Federal Register
Volume 57 Page 19597
57 FR. 19597
Federal Register
Volume 59 Page 5701
59 FR. 5701
Federal Register
Volume 63 Page 55791
63 FR. 55791
Federal Register
Volume 64 Page 30903
64 FR. 30903
Definitions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-2
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-2/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-2.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-2.xml
17 CFR 10.2
17CFR10.2
Section 10.2; Definitions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-2
239
Section 10.2
section
10.2
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54801, Oct. 26, 1995
false
United States Code
Title 5 Section 3105
Title 5 Section 551
Title 5 Section 559
5 U.S.C. 3105
5 U.S.C. 551
5 U.S.C. 559
United States Code
Title 7 Section 1
7 U.S.C. 1
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54801
60 FR. 54801
Suspension, amendment, revocation and waiver of rules.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-3
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-3/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-3.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-3.xml
17 CFR 10.3
17CFR10.3
Section 10.3; Suspension, amendment, revocation and waiver of rules.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-3
240
Section 10.3
section
10.3
Secs. 2(a
41 FR 2511, Jan. 16, 1976, as amended at 44 FR 61327, Oct. 25, 1979; 59 FR 5701, Feb. 8, 1994
false
United States Code
Title 7 Section 12a
Title 7 Section 4a
Title 7 Section 9
7 U.S.C. 12a
7 U.S.C. 4a
7 U.S.C. 9
United States Statutes At large
Volume 42 Page 1001
42 Stat. 1001
United States Statutes At large
Volume 49 Page 1498
Volume 49 Page 1500
49 Stat. 1498
49 Stat. 1500
United States Statutes At large
Volume 88 Page 1389
Volume 88 Page 1392
88 Stat. 1389
88 Stat. 1392
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 44 Page 61327
44 FR. 61327
Federal Register
Volume 59 Page 5701
59 FR. 5701
Business address; hours.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-4
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-4/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-4.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-4.xml
17 CFR 10.4
17CFR10.4
Section 10.4; Business address; hours.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-4
241
Section 10.4
section
10.4
41 FR 2511, Jan. 16, 1976, as amended at 41 FR 28260, July 9, 1976; 60 FR 54801, Oct. 26, 1995
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 41 Page 28260
41 FR. 28260
Federal Register
Volume 60 Page 54801
60 FR. 54801
Computation of time.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-5
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-5/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-5.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-5.xml
17 CFR 10.5
17CFR10.5
Section 10.5; Computation of time.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-5
242
Section 10.5
section
10.5
false
Changes in time permitted for filing.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-6
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-6/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-6.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-6.xml
17 CFR 10.6
17CFR10.6
Section 10.6; Changes in time permitted for filing.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-6
243
Section 10.6
section
10.6
false
Date of entry of orders.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-7
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-7/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-7.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-7.xml
17 CFR 10.7
17CFR10.7
Section 10.7; Date of entry of orders.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-7
244
Section 10.7
section
10.7
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54801, Oct. 26, 1995
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54801
60 FR. 54801
Presiding officers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-8
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-8/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-8.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-8.xml
17 CFR 10.8
17CFR10.8
Section 10.8; Presiding officers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-8
245
Section 10.8
section
10.8
false
Separation of functions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-9
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-9/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-9.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-9.xml
17 CFR 10.9
17CFR10.9
Section 10.9; Separation of functions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-9
246
Section 10.9
section
10.9
41 FR 2511, Jan. 16, 1976, as amended at 63 FR 55791, Oct. 19, 1998
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 63 Page 55791
63 FR. 55791
Ex parte communications.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-10
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-10/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-10.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-10.xml
17 CFR 10.10
17CFR10.10
Section 10.10; Ex parte communications.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-10
247
Section 10.10
section
10.10
Sec. 4, Pub. L. 94-409, 90 Stat. 1246, 1247 (5 U.S.C. 551(14
42 FR 13700, Mar. 11, 1977, as amended at 60 FR 54801, Oct. 26, 1995
false
United States Code
Title 5 Section 551
5 U.S.C. 551
United States Code
Title 5 Section 551(14)
Title 5 Section 556(d)
Title 5 Section 557(d)
5 U.S.C. 551(14)
5 U.S.C. 556(d)
5 U.S.C. 557(d)
United States Code
Title 7 Section 4a(j)
7 U.S.C. 4a(j)
United States Statutes At large
Volume 88 Page 1391
88 Stat. 1391
United States Statutes At large
Volume 90 Page 1246
90 Stat. 1246
United States Statutes At large
Volume 90 Page 1246
90 Stat. 1246
United States Public Law 93-463
Public Law 93-463
United States Public Law 94-409
Public Law 94-409
United States Public Law 94-409
Public Law 94-409
Code of Federal Regulations
Title 17 Part 14.8
17 CFR Part 14.8
Code of Federal Regulations
Title 17 Part 140(b)(3)
17 CFR Part 140(b)(3)
Federal Register
Volume 42 Page 13700
42 FR. 13700
Federal Register
Volume 60 Page 54801
60 FR. 54801
Appearance in adjudicatory proceedings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-11
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-11/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-11.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-11.xml
17 CFR 10.11
17CFR10.11
Section 10.11; Appearance in adjudicatory proceedings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-11
248
Section 10.11
section
10.11
false
Service and filing of documents; form and execution.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-12
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-12/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-12.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-12.xml
17 CFR 10.12
17CFR10.12
Section 10.12; Service and filing of documents; form and execution.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Provisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-12
249
Section 10.12
section
10.12
41 FR 2511, Jan. 16, 1976, as amended at 41 FR 28260, July 9, 1976; 60 FR 54802, Oct. 26, 1995; 63 FR 55791, Oct. 19, 1998; 73 FR 63360, Oct. 24, 2008
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 41 Page 28260
41 FR. 28260
Federal Register
Volume 60 Page 54802
60 FR. 54802
Federal Register
Volume 63 Page 55791
63 FR. 55791
Federal Register
Volume 73 Page 63360
73 FR. 63360
Institution of Adjudica- tory Proceedings; Pleadings; Motions
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartB
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartB/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part10-subpartB.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part10-subpartB.xml
17 CFR B
17CFR
Subpart B; Institution of Adjudica- tory Proceedings; Pleadings; Motions
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 10
RULES OF PRACTICE
NODE
CFR-2010-title17-vol1-part10-subpartB
250
Subpart B
subpart
B
false
Commencement of the proceeding.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-21
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-21/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-21.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-21.xml
17 CFR 10.21
17CFR10.21
Section 10.21; Commencement of the proceeding.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Institution of Adjudica- tory Proceedings; Pleadings; Motions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-21
251
Section 10.21
section
10.21
63 FR 55791, Oct. 19, 1998; 63 FR 68829, Dec. 14, 1998
false
Federal Register
Volume 63 Page 55791
63 FR. 55791
Federal Register
Volume 63 Page 68829
63 FR. 68829
Complaint and notice of hearing.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-22
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-22/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-22.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-22.xml
17 CFR 10.22
17CFR10.22
Section 10.22; Complaint and notice of hearing.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Institution of Adjudica- tory Proceedings; Pleadings; Motions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-22
252
Section 10.22
section
10.22
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995; 63 FR 55791, Oct. 19, 1998
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Federal Register
Volume 63 Page 55791
63 FR. 55791
Answer.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-23
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-23/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-23.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-23.xml
17 CFR 10.23
17CFR10.23
Section 10.23; Answer.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Institution of Adjudica- tory Proceedings; Pleadings; Motions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-23
253
Section 10.23
section
10.23
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Amendments and supplemental pleadings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-24
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-24/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-24.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-24.xml
17 CFR 10.24
17CFR10.24
Section 10.24; Amendments and supplemental pleadings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Institution of Adjudica- tory Proceedings; Pleadings; Motions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-24
254
Section 10.24
section
10.24
41 FR 2511, Jan. 16, 1976, as amended at 63 FR 55791, Oct. 19, 1998
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 63 Page 55791
63 FR. 55791
Form of pleadings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-25
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-25/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-25.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-25.xml
17 CFR 10.25
17CFR10.25
Section 10.25; Form of pleadings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Institution of Adjudica- tory Proceedings; Pleadings; Motions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-25
255
Section 10.25
section
10.25
false
Motions and other papers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-26
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-26/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-26.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-26.xml
17 CFR 10.26
17CFR10.26
Section 10.26; Motions and other papers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Institution of Adjudica- tory Proceedings; Pleadings; Motions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-26
256
Section 10.26
section
10.26
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995; 63 FR 55791, Oct. 19, 1998
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Federal Register
Volume 63 Page 55791
63 FR. 55791
Parties and Limited Participation
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartC
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartC/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part10-subpartC.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part10-subpartC.xml
17 CFR C
17CFR
Subpart C; Parties and Limited Participation
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 10
RULES OF PRACTICE
NODE
CFR-2010-title17-vol1-part10-subpartC
257
Subpart C
subpart
C
false
Parties.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-31
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-31/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-31.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-31.xml
17 CFR 10.31
17CFR10.31
Section 10.31; Parties.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Parties and Limited Participation
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-31
258
Section 10.31
section
10.31
false
Substitution of parties.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-32
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-32/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-32.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-32.xml
17 CFR 10.32
17CFR10.32
Section 10.32; Substitution of parties.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Parties and Limited Participation
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-32
259
Section 10.32
section
10.32
false
Intervention as a party.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-33
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-33/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-33.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-33.xml
17 CFR 10.33
17CFR10.33
Section 10.33; Intervention as a party.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Parties and Limited Participation
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-33
260
Section 10.33
section
10.33
false
Limited participation.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-34
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-34/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-34.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-34.xml
17 CFR 10.34
17CFR10.34
Section 10.34; Limited participation.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Parties and Limited Participation
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-34
261
Section 10.34
section
10.34
false
Permission to state views.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-35
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-35/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-35.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-35.xml
17 CFR 10.35
17CFR10.35
Section 10.35; Permission to state views.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Parties and Limited Participation
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-35
262
Section 10.35
section
10.35
false
Commission review of rulings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-36
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-36/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-36.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-36.xml
17 CFR 10.36
17CFR10.36
Section 10.36; Commission review of rulings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Parties and Limited Participation
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-36
263
Section 10.36
section
10.36
false
Prehearing Procedures; Prehearing Conferences; Discovery; Depositions
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartD
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartD/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part10-subpartD.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part10-subpartD.xml
17 CFR D
17CFR
Subpart D; Prehearing Procedures; Prehearing Conferences; Discovery; Depositions
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 10
RULES OF PRACTICE
NODE
CFR-2010-title17-vol1-part10-subpartD
264
Subpart D
subpart
D
false
Prehearing conferences; procedural matters.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-41
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-41/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-41.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-41.xml
17 CFR 10.41
17CFR10.41
Section 10.41; Prehearing conferences; procedural matters.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart D
Prehearing Procedures; Prehearing Conferences; Discovery; Depositions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-41
265
Section 10.41
section
10.41
41 FR 2511, Jan. 16, 1976, as amended at 63 FR 55791, Oct. 19, 1998
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 63 Page 55791
63 FR. 55791
Discovery.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-42
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-42/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-42.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-42.xml
17 CFR 10.42
17CFR10.42
Section 10.42; Discovery.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart D
Prehearing Procedures; Prehearing Conferences; Discovery; Depositions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-42
266
Section 10.42
section
10.42
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995; 63 FR 55792, Oct. 19, 1998; 63 FR 68829, Dec. 14, 1998
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Federal Register
Volume 63 Page 55792
63 FR. 55792
Federal Register
Volume 63 Page 68829
63 FR. 68829
Stipulations.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-43
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-43/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-43.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-43.xml
17 CFR 10.43
17CFR10.43
Section 10.43; Stipulations.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart D
Prehearing Procedures; Prehearing Conferences; Discovery; Depositions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-43
267
Section 10.43
section
10.43
false
Depositions and interrogatories.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-44
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-44/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-44.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-44.xml
17 CFR 10.44
17CFR10.44
Section 10.44; Depositions and interrogatories.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart D
Prehearing Procedures; Prehearing Conferences; Discovery; Depositions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-44
268
Section 10.44
section
10.44
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Hearings
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartE
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartE/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part10-subpartE.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part10-subpartE.xml
17 CFR E
17CFR
Subpart E; Hearings
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 10
RULES OF PRACTICE
NODE
CFR-2010-title17-vol1-part10-subpartE
269
Subpart E
subpart
E
false
Time and place of hearing.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-61
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-61/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-61.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-61.xml
17 CFR 10.61
17CFR10.61
Section 10.61; Time and place of hearing.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart E
Hearings
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-61
270
Section 10.61
section
10.61
false
Appearances.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-62
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-62/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-62.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-62.xml
17 CFR 10.62
17CFR10.62
Section 10.62; Appearances.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart E
Hearings
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-62
271
Section 10.62
section
10.62
false
Consolidation; separate hearings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-63
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-63/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-63.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-63.xml
17 CFR 10.63
17CFR10.63
Section 10.63; Consolidation; separate hearings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart E
Hearings
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-63
272
Section 10.63
section
10.63
false
Public hearings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-64
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-64/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-64.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-64.xml
17 CFR 10.64
17CFR10.64
Section 10.64; Public hearings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart E
Hearings
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-64
273
Section 10.64
section
10.64
false
Record of hearing.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-65
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-65/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-65.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-65.xml
17 CFR 10.65
17CFR10.65
Section 10.65; Record of hearing.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart E
Hearings
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-65
274
Section 10.65
section
10.65
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Conduct of the hearing.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-66
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-66/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-66.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-66.xml
17 CFR 10.66
17CFR10.66
Section 10.66; Conduct of the hearing.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart E
Hearings
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-66
275
Section 10.66
section
10.66
41 FR 2511, Jan. 16, 1976, as amended at 63 FR 55793, Oct. 19, 1998; 63 FR 68829, Dec. 14, 1998
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 63 Page 55793
63 FR. 55793
Federal Register
Volume 63 Page 68829
63 FR. 68829
Evidence.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-67
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-67/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-67.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-67.xml
17 CFR 10.67
17CFR10.67
Section 10.67; Evidence.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart E
Hearings
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-67
276
Section 10.67
section
10.67
false
Subpoenas.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-68
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-68/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-68.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-68.xml
17 CFR 10.68
17CFR10.68
Section 10.68; Subpoenas.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart E
Hearings
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-68
277
Section 10.68
section
10.68
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995; 63 FR 55794, Oct. 19, 1998; 63 FR 68829, Dec. 14, 1998; 64 FR 30903, June 9, 1999
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Federal Register
Volume 63 Page 55794
63 FR. 55794
Federal Register
Volume 63 Page 68829
63 FR. 68829
Federal Register
Volume 64 Page 30903
64 FR. 30903
Reopening hearings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-69
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-69/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-69.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-69.xml
17 CFR 10.69
17CFR10.69
Section 10.69; Reopening hearings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart E
Hearings
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-69
278
Section 10.69
section
10.69
false
Post Hearing Procedures; Initial Decisions
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartF
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartF/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part10-subpartF.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part10-subpartF.xml
17 CFR F
17CFR
Subpart F; Post Hearing Procedures; Initial Decisions
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 10
RULES OF PRACTICE
NODE
CFR-2010-title17-vol1-part10-subpartF
279
Subpart F
subpart
F
false
Filing the transcript of evidence.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-81
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-81/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-81.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-81.xml
17 CFR 10.81
17CFR10.81
Section 10.81; Filing the transcript of evidence.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart F
Post Hearing Procedures; Initial Decisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-81
280
Section 10.81
section
10.81
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Proposed findings and conclusions; briefs.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-82
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-82/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-82.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-82.xml
17 CFR 10.82
17CFR10.82
Section 10.82; Proposed findings and conclusions; briefs.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart F
Post Hearing Procedures; Initial Decisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-82
281
Section 10.82
section
10.82
false
Oral arguments.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-83
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-83/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-83.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-83.xml
17 CFR 10.83
17CFR10.83
Section 10.83; Oral arguments.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart F
Post Hearing Procedures; Initial Decisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-83
282
Section 10.83
section
10.83
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Initial decision.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-84
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-84/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-84.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-84.xml
17 CFR 10.84
17CFR10.84
Section 10.84; Initial decision.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart F
Post Hearing Procedures; Initial Decisions
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-84
283
Section 10.84
section
10.84
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995; 61 FR 21954, May 13, 1996; 63 FR 55794, Oct. 19, 1998
false
United States Code
Title 5 Section 557
5 U.S.C. 557
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Federal Register
Volume 61 Page 21954
61 FR. 21954
Federal Register
Volume 63 Page 55794
63 FR. 55794
Disposition Without Full Hearing
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartG
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartG/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part10-subpartG.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part10-subpartG.xml
17 CFR G
17CFR
Subpart G; Disposition Without Full Hearing
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 10
RULES OF PRACTICE
NODE
CFR-2010-title17-vol1-part10-subpartG
284
Subpart G
subpart
G
false
Summary disposition.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-91
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-91/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-91.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-91.xml
17 CFR 10.91
17CFR10.91
Section 10.91; Summary disposition.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart G
Disposition Without Full Hearing
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-91
285
Section 10.91
section
10.91
false
Shortened procedure.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-92
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-92/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-92.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-92.xml
17 CFR 10.92
17CFR10.92
Section 10.92; Shortened procedure.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart G
Disposition Without Full Hearing
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-92
286
Section 10.92
section
10.92
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995; 64 FR 30903, June 9, 1999
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Federal Register
Volume 64 Page 30903
64 FR. 30903
Obtaining default order.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-93
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-93/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-93.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-93.xml
17 CFR 10.93
17CFR10.93
Section 10.93; Obtaining default order.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart G
Disposition Without Full Hearing
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-93
287
Section 10.93
section
10.93
false
Setting aside of default.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-94
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-94/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-94.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-94.xml
17 CFR 10.94
17CFR10.94
Section 10.94; Setting aside of default.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart G
Disposition Without Full Hearing
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-94
288
Section 10.94
section
10.94
false
Appeals to the Commission; Settlements
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartH
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartH/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part10-subpartH.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part10-subpartH.xml
17 CFR H
17CFR
Subpart H; Appeals to the Commission; Settlements
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 10
RULES OF PRACTICE
NODE
CFR-2010-title17-vol1-part10-subpartH
289
Subpart H
subpart
H
false
Interlocutory appeals.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-101
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-101/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-101.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-101.xml
17 CFR 10.101
17CFR10.101
Section 10.101; Interlocutory appeals.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart H
Appeals to the Commission; Settlements
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-101
290
Section 10.101
section
10.101
41 FR 2511, Jan. 16, 1976, as amended at 63 FR 55794, Oct. 19, 1998; 64 FR 30903, June 9, 1999
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 63 Page 55794
63 FR. 55794
Federal Register
Volume 64 Page 30903
64 FR. 30903
Review of initial decisions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-102
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-102/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-102.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-102.xml
17 CFR 10.102
17CFR10.102
Section 10.102; Review of initial decisions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart H
Appeals to the Commission; Settlements
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-102
291
Section 10.102
section
10.102
7 U.S.C. Secs. 4a, 12a; 5 U.S.C. Sec. 10
41 FR 2511, Jan. 16, 1976, as amended at 41 FR 18071, Apr. 30, 1976; 41 FR 19932, May 14, 1976; 47 FR 5999, Feb. 10, 1982; 60 FR 54802, Oct. 26, 1995; 61 FR 21954, May 13, 1996; 63 FR 55794, Oct. 19, 1998; 63 FR 68829, Dec. 14, 1998; 64 FR 30903, June 9, 1999
false
United States Code
Title 5 Section 10
5 U.S.C. 10
Federal Register
Volume 41 Page 18071
41 FR. 18071
Federal Register
Volume 41 Page 19932
41 FR. 19932
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 47 Page 5999
47 FR. 5999
Federal Register
Volume 60 Page 54802
60 FR. 54802
Federal Register
Volume 61 Page 21954
61 FR. 21954
Federal Register
Volume 63 Page 55794
63 FR. 55794
Federal Register
Volume 63 Page 68829
63 FR. 68829
Federal Register
Volume 64 Page 30903
64 FR. 30903
Oral argument before the Commission.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-103
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-103/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-103.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-103.xml
17 CFR 10.103
17CFR10.103
Section 10.103; Oral argument before the Commission.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart H
Appeals to the Commission; Settlements
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-103
292
Section 10.103
section
10.103
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Scope of review; Commission decision.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-104
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-104/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-104.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-104.xml
17 CFR 10.104
17CFR10.104
Section 10.104; Scope of review; Commission decision.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart H
Appeals to the Commission; Settlements
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-104
293
Section 10.104
section
10.104
false
Review by Commission on its own initiative.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-105
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-105/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-105.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-105.xml
17 CFR 10.105
17CFR10.105
Section 10.105; Review by Commission on its own initiative.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart H
Appeals to the Commission; Settlements
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-105
294
Section 10.105
section
10.105
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Reconsideration; stay pending judicial review.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-106
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-106/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-106.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-106.xml
17 CFR 10.106
17CFR10.106
Section 10.106; Reconsideration; stay pending judicial review.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart H
Appeals to the Commission; Settlements
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-106
295
Section 10.106
section
10.106
41 FR 2511, Jan. 16, 1976, as amended at 63 FR 55795, Oct. 19, 1998; 63 FR 68829, Dec. 14, 1998; 64 FR 30903, June 9, 1999
false
United States Code
Title 28 Section 1746
Title 28 Section 1961(a)
28 U.S.C. 1746
28 U.S.C. 1961(a)
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 63 Page 55795
63 FR. 55795
Federal Register
Volume 63 Page 68829
63 FR. 68829
Federal Register
Volume 64 Page 30903
64 FR. 30903
Leave to adduce additional evidence.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-107
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-107/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-107.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-107.xml
17 CFR 10.107
17CFR10.107
Section 10.107; Leave to adduce additional evidence.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart H
Appeals to the Commission; Settlements
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-107
296
Section 10.107
section
10.107
false
Settlements.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-108
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-108/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-108.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-108.xml
17 CFR 10.108
17CFR10.108
Section 10.108; Settlements.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart H
Appeals to the Commission; Settlements
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-108
297
Section 10.108
section
10.108
41 FR 2511, Jan. 16, 1976, as amended at 60 FR 54802, Oct. 26, 1995
false
Federal Register
Volume 41 Page 2511
41 FR. 2511
Federal Register
Volume 60 Page 54802
60 FR. 54802
Delegation of authority to Chief of the Opinions Section.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-109
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-109/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-109.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-109.xml
17 CFR 10.109
17CFR10.109
Section 10.109; Delegation of authority to Chief of the Opinions Section.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart H
Appeals to the Commission; Settlements
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-109
298
Section 10.109
section
10.109
50 FR 33515, Aug. 20, 1985, as amended at 60 FR 54802, Oct. 26, 1995; 64 FR 43071, Aug. 9, 1999
false
United States Code
Title 7 Section 1et seq.
7 U.S.C. 1et seq.
Federal Register
Volume 50 Page 33515
50 FR. 33515
Federal Register
Volume 60 Page 54802
60 FR. 54802
Federal Register
Volume 64 Page 43071
64 FR. 43071
Restitution Orders
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartI
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-subpartI/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part10-subpartI.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part10-subpartI.xml
17 CFR I
17CFR
Subpart I; Restitution Orders
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 10
RULES OF PRACTICE
NODE
CFR-2010-title17-vol1-part10-subpartI
299
Subpart I
subpart
I
63 FR 55795, Oct. 19, 1998, unless otherwise noted.
false
Federal Register
Volume 63 Page 55795
63 FR. 55795
Basis for issuance of restitution orders.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-110
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-110/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-110.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-110.xml
17 CFR 10.110
17CFR10.110
Section 10.110; Basis for issuance of restitution orders.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart I
Restitution Orders
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-110
300
Section 10.110
section
10.110
false
Recommendation of procedure for implementing restitution.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-111
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-111/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-111.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-111.xml
17 CFR 10.111
17CFR10.111
Section 10.111; Recommendation of procedure for implementing restitution.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart I
Restitution Orders
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-111
301
Section 10.111
section
10.111
false
Administration of restitution.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-112
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-112/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-112.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-112.xml
17 CFR 10.112
17CFR10.112
Section 10.112; Administration of restitution.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart I
Restitution Orders
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-112
302
Section 10.112
section
10.112
false
Right to challenge distribution of funds to customers.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-113
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-113/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-113.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-113.xml
17 CFR 10.113
17CFR10.113
Section 10.113; Right to challenge distribution of funds to customers.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart I
Restitution Orders
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-113
303
Section 10.113
section
10.113
false
Acceleration of establishment of restitution procedure.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-114
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec10-114/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec10-114.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec10-114.xml
17 CFR 10.114
17CFR10.114
Section 10.114; Acceleration of establishment of restitution procedure.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart I
Restitution Orders
Part 10
RULES OF PRACTICE
CONTENT
CFR-2010-title17-vol1-sec10-114
304
Section 10.114
section
10.114
false
Commission Policy Relating to the Acceptance of Settlements in Administrative and Civil Proceedings
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-appA
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part10-appA/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part10-appA.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part10-appA.xml
17 CFR Appendix Appendix A to Part 10 A
17CFR
Appendix A to Part 10; Commission Policy Relating to the Acceptance of Settlements in Administrative and Civil Proceedings
Appendix A to Part 10
Commission Policy Relating to the Acceptance of Settlements in Administrative and Civil Proceedings
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 10
RULES OF PRACTICE
APPENDIX
CFR-2010-title17-vol1-part10-appA
305
Appendix A to Part 10
appendix
A
64 FR 30903, June 9, 1999
false
Federal Register
Volume 64 Page 30903
64 FR. 30903
RULES RELATING TO INVESTIGATIONS
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part11
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part11/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part11.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part11.xml
17 CFR 11
17CFR11
Part 11; RULES RELATING TO INVESTIGATIONS
Chapter I
COMMODITY FUTURES TRADING COMMISSION
NODE
CFR-2010-title17-vol1-part11
306
Part 11
part
11
7 U.S.C. 4a(j), 9 and 15, 12, 12a(5), 12(f).
41 FR 29799, July 19, 1976, unless otherwise noted.
false
United States Code
Title 7 Section 12a(5)
Title 7 Section 12
Title 7 Section 12(f)
Title 7 Section 15
Title 7 Section 4a(j)
Title 7 Section 9
7 U.S.C. 12a(5)
7 U.S.C. 12
7 U.S.C. 12(f)
7 U.S.C. 15
7 U.S.C. 4a(j)
7 U.S.C. 9
Federal Register
Volume 41 Page 29799
41 FR. 29799
Table Of Contents
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part11-toc-id307
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part11-toc-id307/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part11-toc-id307.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part11-toc-id307.xml
17 CFR
17CFR
Table Of Contents
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 11
RULES RELATING TO INVESTIGATIONS
TOC
CFR-2010-title17-vol1-part11-toc-id307
307
toc
Scope and applicability of rules.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-1
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-1/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec11-1.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec11-1.xml
17 CFR 11.1
17CFR11.1
Section 11.1; Scope and applicability of rules.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 11
RULES RELATING TO INVESTIGATIONS
CONTENT
CFR-2010-title17-vol1-sec11-1
308
Section 11.1
section
11.1
63 FR 5233, Feb. 2, 1998
false
United States Code
Title 7 Section 12
Title 7 Section 15
Title 7 Section 16(f)
Title 7 Section 9
7 U.S.C. 12
7 U.S.C. 15
7 U.S.C. 16(f)
7 U.S.C. 9
Federal Register
Volume 63 Page 5233
63 FR. 5233
Authority to conduct investigations.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-2
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-2/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec11-2.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec11-2.xml
17 CFR 11.2
17CFR11.2
Section 11.2; Authority to conduct investigations.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 11
RULES RELATING TO INVESTIGATIONS
CONTENT
CFR-2010-title17-vol1-sec11-2
309
Section 11.2
section
11.2
Secs. 2a(11
41 FR 29799, July 19, 1976, as amended at 43 FR 55348, Nov. 28, 1978; 60 FR 54802, Oct. 26, 1995; 61 FR 1709, Jan. 23, 1996; 62 FR 17702, Apr. 11, 1997; 63 FR 5233, Feb. 2, 1998; 67 FR 62352, Oct. 7, 2002
false
United States Code
Title 7 Section 15
Title 7 Section 4a(j)
7 U.S.C. 15
7 U.S.C. 4a(j)
United States Statutes At large
Volume 92 Page 871
92 Stat. 871
United States Public Law 95-405
Public Law 95-405
Federal Register
Volume 41 Page 29799
41 FR. 29799
Federal Register
Volume 43 Page 55348
43 FR. 55348
Federal Register
Volume 60 Page 54802
60 FR. 54802
Federal Register
Volume 61 Page 1709
61 FR. 1709
Federal Register
Volume 62 Page 17702
62 FR. 17702
Federal Register
Volume 63 Page 5233
63 FR. 5233
Federal Register
Volume 67 Page 62352
67 FR. 62352
Confidentiality of investigations.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-3
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-3/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec11-3.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec11-3.xml
17 CFR 11.3
17CFR11.3
Section 11.3; Confidentiality of investigations.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 11
RULES RELATING TO INVESTIGATIONS
CONTENT
CFR-2010-title17-vol1-sec11-3
310
Section 11.3
section
11.3
false
United States Code
Title 5 Section 552
5 U.S.C. 552
Code of Federal Regulations
Title 17 Part 145
17 CFR Part 145
Code of Federal Regulations
Title 17 Part 145.9
17 CFR Part 145.9
Subpoenas.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-4
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-4/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec11-4.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec11-4.xml
17 CFR 11.4
17CFR11.4
Section 11.4; Subpoenas.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 11
RULES RELATING TO INVESTIGATIONS
CONTENT
CFR-2010-title17-vol1-sec11-4
311
Section 11.4
section
11.4
41 FR 29799, July 19, 1976, as amended at 67 FR 37322, May 29, 2002
false
Federal Register
Volume 41 Page 29799
41 FR. 29799
Federal Register
Volume 67 Page 37322
67 FR. 37322
Transcripts.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-5
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-5/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec11-5.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec11-5.xml
17 CFR 11.5
17CFR11.5
Section 11.5; Transcripts.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 11
RULES RELATING TO INVESTIGATIONS
CONTENT
CFR-2010-title17-vol1-sec11-5
312
Section 11.5
section
11.5
false
Oath; false statements.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-6
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-6/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec11-6.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec11-6.xml
17 CFR 11.6
17CFR11.6
Section 11.6; Oath; false statements.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 11
RULES RELATING TO INVESTIGATIONS
CONTENT
CFR-2010-title17-vol1-sec11-6
313
Section 11.6
section
11.6
false
United States Code
Title 18 Section 1001
Title 18 Section 1621
18 U.S.C. 1001
18 U.S.C. 1621
Rights of witnesses.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-7
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-7/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec11-7.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec11-7.xml
17 CFR 11.7
17CFR11.7
Section 11.7; Rights of witnesses.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 11
RULES RELATING TO INVESTIGATIONS
CONTENT
CFR-2010-title17-vol1-sec11-7
314
Section 11.7
section
11.7
41 FR 29799, July 19, 1976, as amended at 61 FR 1709, Jan. 23, 1996
false
United States Code
Title 18 Section 6001
Title 18 Section 6001et seq.
18 U.S.C. 6001
18 U.S.C. 6001et seq.
Code of Federal Regulations
Title 17 Part 145
17 CFR Part 145
Federal Register
Volume 41 Page 29799
41 FR. 29799
Federal Register
Volume 61 Page 1709
61 FR. 1709
Sequestration.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-8
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec11-8/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec11-8.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec11-8.xml
17 CFR 11.8
17CFR11.8
Section 11.8; Sequestration.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 11
RULES RELATING TO INVESTIGATIONS
CONTENT
CFR-2010-title17-vol1-sec11-8
315
Section 11.8
section
11.8
false
Informal Procedure Relating to the Recommendation of Enforcement Proceedings
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part11-appA
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part11-appA/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part11-appA.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part11-appA.xml
17 CFR Appendix Appendix A to Part 11 A
17CFR
Appendix A to Part 11; Informal Procedure Relating to the Recommendation of Enforcement Proceedings
Appendix A to Part 11
Informal Procedure Relating to the Recommendation of Enforcement Proceedings
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 11
RULES RELATING TO INVESTIGATIONS
APPENDIX
CFR-2010-title17-vol1-part11-appA
316
Appendix A to Part 11
appendix
A
52 FR 19501, May 26, 1987, as amended at 60 FR 49334, Sept. 25, 1995; 61 FR 1709, Jan. 23, 1996
false
Federal Register
Volume 52 Page 19501
52 FR. 19501
Federal Register
Volume 60 Page 49334
60 FR. 49334
Federal Register
Volume 61 Page 1709
61 FR. 1709
RULES RELATING TO REPARATIONS
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part12
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part12/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part12.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part12.xml
17 CFR 12
17CFR12
Part 12; RULES RELATING TO REPARATIONS
Chapter I
COMMODITY FUTURES TRADING COMMISSION
NODE
CFR-2010-title17-vol1-part12
317
Part 12
part
12
7 U.S.C. 2(a)(12), 12a(5), and 18.
49 FR 6621, Feb. 22, 1984, unless otherwise noted.
false
United States Code
Title 7 Section 12a(5)
Title 7 Section 18
Title 7 Section 2(a)(12)
7 U.S.C. 12a(5)
7 U.S.C. 18
7 U.S.C. 2(a)(12)
Federal Register
Volume 49 Page 6621
49 FR. 6621
Table Of Contents
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part12-toc-id318
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part12-toc-id318/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part12-toc-id318.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part12-toc-id318.xml
17 CFR
17CFR
Table Of Contents
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 12
RULES RELATING TO REPARATIONS
TOC
CFR-2010-title17-vol1-part12-toc-id318
318
toc
General Information and Preliminary Consideration of Pleadings
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part12-subpartA
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part12-subpartA/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part12-subpartA.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part12-subpartA.xml
17 CFR A
17CFR
Subpart A; General Information and Preliminary Consideration of Pleadings
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 12
RULES RELATING TO REPARATIONS
NODE
CFR-2010-title17-vol1-part12-subpartA
319
Subpart A
subpart
A
false
Scope and applicability of rules of practice relating to reparations.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-1
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-1/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-1.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-1.xml
17 CFR 12.1
17CFR12.1
Section 12.1; Scope and applicability of rules of practice relating to reparations.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-1
320
Section 12.1
section
12.1
49 FR 6621, Feb. 22, 1984, as amended at 59 FR 9635, Mar. 1, 1994
false
United States Code
Title 7 Section 18
7 U.S.C. 18
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 59 Page 9635
59 FR. 9635
Definitions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-2
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-2/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-2.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-2.xml
17 CFR 12.2
17CFR12.2
Section 12.2; Definitions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-2
321
Section 12.2
section
12.2
59 FR 9635, Mar. 1, 1994
false
United States Code
Title 5 Section 3105
5 U.S.C. 3105
United States Code
Title 7 Section 1
7 U.S.C. 1
Federal Register
Volume 59 Page 9635
59 FR. 9635
Business address; hours.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-3
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-3/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-3.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-3.xml
17 CFR 12.3
17CFR12.3
Section 12.3; Business address; hours.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-3
322
Section 12.3
section
12.3
49 FR 6621, Feb. 22, 1984, as amended at 60 FR 49335, Sept. 25, 1995
false
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 60 Page 49335
60 FR. 49335
Suspension, amendment, revocation and waiver of rules.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-4
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-4/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-4.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-4.xml
17 CFR 12.4
17CFR12.4
Section 12.4; Suspension, amendment, revocation and waiver of rules.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-4
323
Section 12.4
section
12.4
false
Computation of time.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-5
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-5/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-5.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-5.xml
17 CFR 12.5
17CFR12.5
Section 12.5; Computation of time.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-5
324
Section 12.5
section
12.5
49 FR 6621, Feb. 22, 1984, as amended at 57 FR 20638, May 14, 1992
false
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 57 Page 20638
57 FR. 20638
Extensions of time; adjournments; postponements.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-6
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-6/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-6.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-6.xml
17 CFR 12.6
17CFR12.6
Section 12.6; Extensions of time; adjournments; postponements.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-6
325
Section 12.6
section
12.6
49 FR 6621, Feb. 22, 1984, as amended at 57 FR 20638, May 14, 1992; 59 FR 9636, Mar. 1, 1994
false
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 57 Page 20638
57 FR. 20638
Federal Register
Volume 59 Page 9636
59 FR. 9636
Ex parte communications in reparation proceedings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-7
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-7/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-7.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-7.xml
17 CFR 12.7
17CFR12.7
Section 12.7; Ex parte communications in reparation proceedings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-7
326
Section 12.7
section
12.7
49 FR 6621, Feb. 22, 1984, as amended at 59 FR 9636, Mar. 1, 1994
false
Code of Federal Regulations
Title 17 Part 14.8
17 CFR Part 14.8
Code of Federal Regulations
Title 5 Part 2635.101
5 CFR Part 2635.101
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 59 Page 9636
59 FR. 9636
Separation of functions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-8
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-8/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-8.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-8.xml
17 CFR 12.8
17CFR12.8
Section 12.8; Separation of functions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-8
327
Section 12.8
section
12.8
49 FR 6621, Feb. 22, 1984, as amended at 57 FR 20638, May 14, 1992
false
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 57 Page 20638
57 FR. 20638
Practice before the Commission.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-9
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-9/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-9.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-9.xml
17 CFR 12.9
17CFR12.9
Section 12.9; Practice before the Commission.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-9
328
Section 12.9
section
12.9
false
Service.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-10
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-10/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-10.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-10.xml
17 CFR 12.10
17CFR12.10
Section 12.10; Service.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-10
329
Section 12.10
section
12.10
49 FR 6621, Feb. 22, 1984; 49 FR 15070, Apr. 17, 1984, as amended at 57 FR 20638, May 14, 1992; 59 FR 9636, Mar. 1, 1994; 60 FR 49335, Sept. 25, 1995; 73 FR 63360, Oct. 24, 2008
false
Federal Register
Volume 49 Page 15070
49 FR. 15070
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 57 Page 20638
57 FR. 20638
Federal Register
Volume 59 Page 9636
59 FR. 9636
Federal Register
Volume 60 Page 49335
60 FR. 49335
Federal Register
Volume 73 Page 63360
73 FR. 63360
Formalities of filing of documents with the Proceedings Clerk.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-11
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-11/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-11.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-11.xml
17 CFR 12.11
17CFR12.11
Section 12.11; Formalities of filing of documents with the Proceedings Clerk.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-11
330
Section 12.11
section
12.11
49 FR 6621, Feb. 22, 1984, as amended at 73 FR 63361, Oct. 24, 2008
false
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 73 Page 63361
73 FR. 63361
Signature.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-12
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-12/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-12.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-12.xml
17 CFR 12.12
17CFR12.12
Section 12.12; Signature.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-12
331
Section 12.12
section
12.12
false
Complaint; election of procedure.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-13
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-13/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-13.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-13.xml
17 CFR 12.13
17CFR12.13
Section 12.13; Complaint; election of procedure.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-13
332
Section 12.13
section
12.13
49 FR 6621, Feb. 22, 1984; 49 FR 15070, Apr. 17, 1984, as amended at 51 FR 35507, Oct. 6, 1986; 59 FR 9636, Mar. 1, 1994; 60 FR 49335, Sept. 25, 1995
false
Federal Register
Volume 49 Page 15070
49 FR. 15070
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 51 Page 35507
51 FR. 35507
Federal Register
Volume 59 Page 9636
59 FR. 9636
Federal Register
Volume 60 Page 49335
60 FR. 49335
Withdrawal of complaint.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-14
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-14/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-14.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-14.xml
17 CFR 12.14
17CFR12.14
Section 12.14; Withdrawal of complaint.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-14
333
Section 12.14
section
12.14
false
Notification of complaint.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-15
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-15/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-15.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-15.xml
17 CFR 12.15
17CFR12.15
Section 12.15; Notification of complaint.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-15
334
Section 12.15
section
12.15
false
Code of Federal Regulations
Title 17 Part 3.30
17 CFR Part 3.30
Response to complaint.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-16
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-16/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-16.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-16.xml
17 CFR 12.16
17CFR12.16
Section 12.16; Response to complaint.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-16
335
Section 12.16
section
12.16
59 FR 9636, Mar. 1, 1994
false
Federal Register
Volume 59 Page 9636
59 FR. 9636
Satisfaction of complaint.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-17
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-17/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-17.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-17.xml
17 CFR 12.17
17CFR12.17
Section 12.17; Satisfaction of complaint.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-17
336
Section 12.17
section
12.17
false
Answer; election of procedure.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-18
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-18/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-18.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-18.xml
17 CFR 12.18
17CFR12.18
Section 12.18; Answer; election of procedure.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-18
337
Section 12.18
section
12.18
49 FR 6621, Feb. 22, 1984, as amended at 59 FR 9637, Mar. 1, 1994; 60 FR 49335, Sept. 25, 1995
false
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 59 Page 9637
59 FR. 9637
Federal Register
Volume 60 Page 49335
60 FR. 49335
Counterclaim.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-19
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-19/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-19.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-19.xml
17 CFR 12.19
17CFR12.19
Section 12.19; Counterclaim.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-19
338
Section 12.19
section
12.19
false
Response to counterclaim; reply; election of procedure.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-20
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-20/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-20.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-20.xml
17 CFR 12.20
17CFR12.20
Section 12.20; Response to counterclaim; reply; election of procedure.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-20
339
Section 12.20
section
12.20
false
Voluntary dismissal.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-21
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-21/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-21.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-21.xml
17 CFR 12.21
17CFR12.21
Section 12.21; Voluntary dismissal.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-21
340
Section 12.21
section
12.21
false
Default proceedings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-22
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-22/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-22.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-22.xml
17 CFR 12.22
17CFR12.22
Section 12.22; Default proceedings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-22
341
Section 12.22
section
12.22
49 FR 6621, Feb. 22, 1984, as amended at 57 FR 20638, May 14, 1992
false
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 57 Page 20638
57 FR. 20638
Setting aside of default.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-23
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-23/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-23.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-23.xml
17 CFR 12.23
17CFR12.23
Section 12.23; Setting aside of default.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-23
342
Section 12.23
section
12.23
false
Parallel proceedings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-24
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-24/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-24.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-24.xml
17 CFR 12.24
17CFR12.24
Section 12.24; Parallel proceedings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-24
343
Section 12.24
section
12.24
false
United States Code
Title 11 Section 101et seq.
Title 11 Section 301
Title 11 Section 303
11 U.S.C. 101et seq.
11 U.S.C. 301
11 U.S.C. 303
Filing fees.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-25
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-25/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-25.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-25.xml
17 CFR 12.25
17CFR12.25
Section 12.25; Filing fees.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-25
344
Section 12.25
section
12.25
49 FR 6621, Feb. 22, 1984; 49 FR 15070, Apr. 17, 1984, as amended at 59 FR 9637, Mar. 1, 1994
false
Federal Register
Volume 49 Page 15070
49 FR. 15070
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 59 Page 9637
59 FR. 9637
Commencement of a reparation proceeding.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-26
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-26/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-26.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-26.xml
17 CFR 12.26
17CFR12.26
Section 12.26; Commencement of a reparation proceeding.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-26
345
Section 12.26
section
12.26
49 FR 6621, Feb. 22, 1984, as amended at 59 FR 9637, Mar. 1, 1994
false
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 59 Page 9637
59 FR. 9637
Termination of consideration of pleadings.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-27
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-27/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-27.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-27.xml
17 CFR 12.27
17CFR12.27
Section 12.27; Termination of consideration of pleadings.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart A
General Information and Preliminary Consideration of Pleadings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-27
346
Section 12.27
section
12.27
false
Discovery
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part12-subpartB
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part12-subpartB/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part12-subpartB.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part12-subpartB.xml
17 CFR B
17CFR
Subpart B; Discovery
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 12
RULES RELATING TO REPARATIONS
NODE
CFR-2010-title17-vol1-part12-subpartB
347
Subpart B
subpart
B
false
Methods of discovery.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-30
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-30/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-30.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-30.xml
17 CFR 12.30
17CFR12.30
Section 12.30; Methods of discovery.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Discovery
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-30
348
Section 12.30
section
12.30
49 FR 6621, Feb. 22, 1984; 49 FR 15070, Apr. 17, 1984; 49 FR 17750, Apr. 25, 1984; 59 FR 9637, Mar. 1, 1994
false
Federal Register
Volume 49 Page 15070
49 FR. 15070
Federal Register
Volume 49 Page 17750
49 FR. 17750
Federal Register
Volume 49 Page 6621
49 FR. 6621
Federal Register
Volume 59 Page 9637
59 FR. 9637
Production of documents and tangible items.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-31
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-31/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-31.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-31.xml
17 CFR 12.31
17CFR12.31
Section 12.31; Production of documents and tangible items.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Discovery
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-31
349
Section 12.31
section
12.31
false
Depositions on written interrogatories.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-32
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-32/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-32.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-32.xml
17 CFR 12.32
17CFR12.32
Section 12.32; Depositions on written interrogatories.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Discovery
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-32
350
Section 12.32
section
12.32
false
Admissions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-33
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-33/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-33.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-33.xml
17 CFR 12.33
17CFR12.33
Section 12.33; Admissions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Discovery
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-33
351
Section 12.33
section
12.33
false
Discovery by a decisionmaking official.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-34
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-34/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-34.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-34.xml
17 CFR 12.34
17CFR12.34
Section 12.34; Discovery by a decisionmaking official.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Discovery
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-34
352
Section 12.34
section
12.34
false
Consequences of a party's failure to comply with a discovery order.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-35
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-35/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-35.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-35.xml
17 CFR 12.35
17CFR12.35
Section 12.35; Consequences of a party's failure to comply with a discovery order.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Discovery
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-35
353
Section 12.35
section
12.35
false
Subpoenas to compel discovery.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-36
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-36/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-36.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-36.xml
17 CFR 12.36
17CFR12.36
Section 12.36; Subpoenas to compel discovery.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart B
Discovery
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-36
354
Section 12.36
section
12.36
false
Rules Applicable to Voluntary Decisional Proceedings
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part12-subpartC
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-part12-subpartC/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-part12-subpartC.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-part12-subpartC.xml
17 CFR C
17CFR
Subpart C; Rules Applicable to Voluntary Decisional Proceedings
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Part 12
RULES RELATING TO REPARATIONS
NODE
CFR-2010-title17-vol1-part12-subpartC
355
Subpart C
subpart
C
false
Scope and applicability of rules.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-100
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-100/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-100.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-100.xml
17 CFR 12.100
17CFR12.100
Section 12.100; Scope and applicability of rules.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Rules Applicable to Voluntary Decisional Proceedings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-100
356
Section 12.100
section
12.100
false
United States Code
Title 7 Section 18(e)
7 U.S.C. 18(e)
Functions and responsibilities of the Judgment Officer.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-101
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-101/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-101.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-101.xml
17 CFR 12.101
17CFR12.101
Section 12.101; Functions and responsibilities of the Judgment Officer.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Rules Applicable to Voluntary Decisional Proceedings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-101
357
Section 12.101
section
12.101
49 FR 6621, Feb. 22, 1984; 49 FR 15070, Apr. 17, 1984
false
Federal Register
Volume 49 Page 15070
49 FR. 15070
Federal Register
Volume 49 Page 6621
49 FR. 6621
Disqualification of Judgment Officer.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-102
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-102/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-102.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-102.xml
17 CFR 12.102
17CFR12.102
Section 12.102; Disqualification of Judgment Officer.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Rules Applicable to Voluntary Decisional Proceedings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-102
358
Section 12.102
section
12.102
false
Filing of documents; subscription; service.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-103
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-103/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-103.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-103.xml
17 CFR 12.103
17CFR12.103
Section 12.103; Filing of documents; subscription; service.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Rules Applicable to Voluntary Decisional Proceedings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-103
359
Section 12.103
section
12.103
false
Amendments to pleadings; motions.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-104
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-104/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-104.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-104.xml
17 CFR 12.104
17CFR12.104
Section 12.104; Amendments to pleadings; motions.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Rules Applicable to Voluntary Decisional Proceedings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-104
360
Section 12.104
section
12.104
false
Submission of proof only in documentary or tangible form.
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-105
http://www.gpo.gov/fdsys/granule/CFR-2010-title17-vol1/CFR-2010-title17-vol1-sec12-105/content-detail.html
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/pdf/CFR-2010-title17-vol1-sec12-105.pdf
http://www.gpo.gov/fdsys/pkg/CFR-2010-title17-vol1/xml/CFR-2010-title17-vol1-sec12-105.xml
17 CFR 12.105
17CFR12.105
Section 12.105; Submission of proof only in documentary or tangible form.
Chapter I
COMMODITY FUTURES TRADING COMMISSION
Subpart C
Rules Applicable to Voluntary Decisional Proceedings
Part 12
RULES RELATING TO REPARATIONS
CONTENT
CFR-2010-title17-vol1-sec12-105
361
Section 12.105
section
12.105
false
Final decision and order.