[Federal Register Volume 66, Number 176 (Tuesday, September 11, 2001)]
[Rules and Regulations]
[Pages 47096-47107]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 01-22420]


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DEPARTMENT OF DEFENSE

48 CFR Parts 204, 252, and 253

[DFARS Case 2001-D004]


Defense Federal Acquisition Regulation Supplement; Reporting 
Requirements Update

AGENCY: Department of Defense (DoD).

ACTION: Final rule.

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SUMMARY: DoD has issued a final rule amending the Defense Federal 
Acquisition Regulation Supplement (DFARS) to provide contract action 
reporting requirements for Fiscal Year 2002. The rule makes changes to 
the Individual Contracting Action Report and the Monthly Summary of 
Contracting Actions.

EFFECTIVE DATE: October 1, 2001.

FOR FURTHER INFORMATION CONTACT: Ms. Susan Schneider, Defense 
Acquisition Regulations Council, OUSD(AT&L)DP(DAR), IMD 3C132, 3062 
Defense Pentagon, Washington, DC 20301-3062. Telephone (703) 602-0326; 
facsimile (703) 602-0350. Please cite DFARS Case 2001-D004.

SUPPLEMENTARY INFORMATION:

A. Background

    This final rule contains Fiscal Year 2002 requirements for 
completion of DD Form 350, Individual Contracting Action Report, and DD 
Form 1057, Monthly Summary of Contracting Actions. DoD uses these forms 
to collect statistical data on its contracting actions. This rule 
contains reporting changes related to bundled contracts, indefinite-
delivery contracts, information technology products, commercial items, 
and recovered materials.
    DD Forms 350 and 1057, and other forms prescribed by the DFARS, are 
not included in the Code of Federal Regulations. The forms are 
available electronically via the Internet at http://web1.whs.osd.mil/
icdhome/ddeforms.htm.
    This rule was not subject to Office of Management and Budget review 
under Executive Order 12866, dated September 30, 1993.

B. Regulatory Flexibility Act

    This final rule does not constitute a significant revision within 
the meaning of FAR 1.501 and Public Law 98-577 and publication for 
public comment is not required. However, DoD will consider comments 
from small entities concerning the affected DFARS subparts in 
accordance with 5 U.S.C. 610. Such comments should cite DFARS Case 
2001-D004.

C. Paperwork Reduction Act

    The Paperwork Reduction Act does not apply because the rule does 
not impose any information collection requirements that require the 
approval of the Office of Management and Budget under 44 U.S.C. 3501, 
et seq.

List of Subjects in 48 CFR Parts 204, 252, and 253

    Government procurement.

Michele P. Peterson,
Executive Editor, Defense Acquisition Regulations Council.

    Therefore, 48 CFR Parts 204, 252, and 253 are amended as follows:
    1. The authority citation for 48 CFR Parts 204, 252, and 253 
continues to read as follows:

    Authority: 41 U.S.C. 421 and 48 CFR Chapter 1.

PART 204--ADMINISTRATIVE MATTERS

    2. Section 204.603 is revised to read as follows:


204.603  Solicitation provisions.

    Use the provision at FAR 52.204-6, Data Universal Numbering System 
(DUNS) Number, in solicitations that'
    (1) Have an estimated value exceeding $25,000; or
    (2) Have an estimated value of $25,000 or less and include the 
clause at 252.204-7004, Required Central Contractor Registration.

    3. Section 204.670-1 is amended as follows:
    a. In paragraph (b) introductory text by revising the first 
sentence; and
    b. In paragraph (c)(3) by removing ``SAF/AQCI'' and adding in its 
place

[[Page 47097]]

``SAF/AQCX''. The revised text reads as follows:


204.670-1  Definitions.

* * * * *
    (b) Contracting action means any action related to the purchasing, 
renting, or leasing of supplies, services, or construction. * * *
* * * * *

    4. Section 204.670-2 is amended by revising paragraph (a)(1), 
adding paragraphs (a)(3) and (a)(4), revising paragraph (b)(1), adding 
paragraph (b)(3), and revising paragraphs (c)(3) and (c)(7)(i) to read 
as follows:


204.670-2  Reportable contracting actions.

    (a) * * *
    (1) Actions that obligate or deobligate more than $25,000, except 
actions summarized on DD Form 1057 in accordance with paragraph (b)(2) 
or (3) of this subsection.
* * * * *
    (3) Actions that establish an indefinite-delivery contract not 
reported under other paragraphs of this subsection.
    (4) Actions of any dollar value that the contracting office chooses 
to report on a DD Form 350.
    (b) * * *
    (1) Actions that obligate or deobligate $25,000 or less, except 
actions reported on DD Form 350 in accordance with paragraph (a)(2), 
(3), or (4) of this subsection.
* * * * *
    (3) Actions that obligate or deobligate more than $25,000, but not 
more than $200,000, and are placed by a contracting officer on a Navy 
vessel.
    (c) * * *
    (3) Transactions for purchase of land, or rental or lease of real 
property, when the General Services Administration (GSA) executes the 
action.
* * * * *
    (7) * * *
    (i) Military Traffic Management Command;
* * * * *

    5. Section 204.670-3 is amended in paragraph (a)(2) by revising the 
first sentence to read as follows:


204.670-3  Contracting office responsibilities.

    (a) * * *
    (2) Complete the DD Form 350 when funds are obligated or 
deobligated or, in the case of actions with no funds, when the contract 
is established. * * *
* * * * *


204.670-5  [Amended]

    6. Section 204.670-5 is amended in paragraph (a) by removing 
``activities'' and adding in its place ``offices''.


204.670-6  [Amended]

    7. Section 204.670-6 is amended as follows:
    a. In paragraph (a) and the introductory text of paragraph (b) by 
removing ``contracting';
    b. In paragraph (b)(1)(i) in the first sentence by removing 
``Sealift'' and adding in its place ``Traffic Management''; and
    c. In the first sentence of paragraphs (c)(1), (c)(2), and (c)(3) 
by removing ``contracting'.

    8. Section 204.7207 is added to read as follows:


204.7207   Solicitation provision.

    Use the provision at 252.204-7001, Commercial and Government Entity 
(CAGE) Code Reporting, in solicitations when--
    (a) The solicitation does not include the clause at 252.204-7004, 
Required Central Contractor Registration; and
    (b) The CAGE codes for the potential offerors are not available to 
the contracting office.

PART 252--SOLICITATION PROVISIONS AND CONTRACT CLAUSES


252.204-7001   [Amended]

    9. Section 252.204-7001 is amended in the introductory text by 
removing ``204.603(1)'' and adding in its place ``204.7207''.

PART 253--FORMS

    10. Section 253.204-70 is revised to read as follows:


253.204-70  DD Form 350, Individual Contracting Action Report.

    Policy on use of a DD Form 350 is in 204.670-2. This subsection 
contains instructions for completion of the DD Form 350.
    (a) Part A of the DD Form 350. Part A identifies the report and the 
reporting activity. Complete all four lines.
    (1) LINE A1, TYPE OF REPORT. Enter one of the following codes:
    (i) Code 0--Original. Enter code 0 unless code 1 or code 2 applies.
    (ii) Code 1--Canceling. A canceling action cancels an existing DD 
Form 350 in accordance with departmental data collection point 
instructions.
    (iii) Code 2--Correcting. A correcting action corrects an existing 
DD Form 350 action in accordance with departmental data collection 
point instructions.
    (2) LINE A2, REPORT NUMBER. Enter the six-position local control 
number (see 204.670-3(a)(5)). If Line A1 is coded 1 or 2, use the prior 
report number rather than a new one.
    (3) LINE A3, CONTRACTING OFFICE.
    (i) LINE A3A, REPORTING AGENCY FIPS 95 CODE. Enter one of the 
following codes: 2100 (Army); 1700 (Navy), 5700 (Air Force); 96CE (Army 
Civil Works); 97AS (DLA); 9700 (all other defense agencies).
    (ii) LINE A3B, CONTRACTING OFFICE CODE. Enter the code assigned by 
the departmental data collection point in 204.670-1(c).
    (4) LINE A4, NAME OF CONTRACTING OFFICE. Enter sufficient detail to 
establish the identity of the contracting office.
    (b) Part B of the DD Form 350. Part B identifies the transaction.
    (1) LINE B1, CONTRACT IDENTIFICATION INFORMATION. Do not leave any 
parts of Line B1 blank.
    (i) LINE B1A, CONTRACT NUMBER.
    (A) Enter--
    (1) The DoD contract number; or
    (2) For orders under contracts awarded by other Federal agencies, 
the contract number of that Federal agency as it appears in the 
contractual instrument.
    (B) Do not leave spaces between characters, and do not enter 
dashes, slants, or any other punctuation marks.
    (C) The DoD contract number is the basic (13-position alphanumeric 
character) procurement instrument identification number (PIIN) that was 
assigned in accordance with 204.7003 or constructed under an exception 
permitted by 204.7000. Do not enter any supplementary procurement 
instrument identification numbers as part of the contract number (these 
go on Line B2).
    (ii) LINE B1B, ORIGIN OF CONTRACT. Enter the code that indicates 
the agency that assigned the contract number.
    (A) Code A--DoD.
    (B) Code B--NASA.
    (C) Code C--Other Non-DoD Agency.
    (iii) LINE B1C, BUNDLED CONTRACT. Enter one of the following codes:
    (A) Code Y--Yes. Enter code Y when the contract meets the 
definition of ``bundled contract'' at FAR 2.101 and the contract value 
exceeds $5 million.
    (B) Code N--No. Enter code N when code Y does not apply.
    (iv) LINE B1D, BUNDLED CONTRACT EXCEPTION. If Line B1C is coded Y, 
enter one of the following codes. Otherwise, leave Line B1D blank.
    (A) Code A--Mission Critical. Enter code A if the agency has 
determined that the consolidation of requirements is critical to the 
agency's mission, but the measurably substantial benefits do not

[[Page 47098]]

meet the thresholds set forth in FAR 7.107 to determine that the 
consolidation is necessary and justified.
    (B) Code B--OMB Circular A-76. Enter code B if the agency used the 
OMB Circular A-76 process to determine that the consolidation of 
requirements is necessary and justified rather than applying the 
substantial benefits analysis required by FAR 7.107.
    (C) Code C--Other. Enter code C when codes A and B do not apply.
    (v) LINE BIE, PERFORMANCE-BASED SERVICE CONTRACT (see FAR Subpart 
37.6). Enter one of the following codes:
    (A) Code Y--Yes. Enter code Y when--
    (1) The contract value exceeds $100,000; and
    (2) At least 80 percent of the contract value is for work that is 
performance based.
    (B) Code N--No. Enter code N when code Y does not apply.
    (2) LINE B2, MODIFICATION, ORDER, OR OTHER ID NUMBER. Enter the 
supplementary procurement instrument identification number (if there is 
one) that was assigned in accordance with 204.7004 or as permitted by 
204.7000. It can be up to 19 characters. Usually calls and orders have 
a four-position number (see 204.7004(d)); modifications to contracts 
and agreements have a six-position modification number (see 
204.7004(c)); and modifications to calls and orders have a two-position 
modification number (see 204.7004(e)). When reporting modifications to 
calls and orders, enter both the call or order number and the 
modification number.
    (3) LINE B3, ACTION DATE.
    (i) Enter the year, month, and day of the effective date for fiscal 
obligation purposes.
    (ii) Enter four digits for the year, two digits for the month, and 
two digits for the day. Use 01 through 12 for January through December. 
For example, enter January 2, 2003, as 20030102.
    (4) LINE B4, COMPLETION DATE.
    (i) Enter the year, month, and day of the last contract delivery 
date or the end of the performance period. If the contract is 
incrementally funded, report the completion date for the entire 
contract. Report the completion date associated with an option quantity 
when the option is exercised.
    (ii) Enter four digits for the year, two digits for the month, and 
two digits for the day. Use 01 through 12 for January through December. 
For example, enter January 2, 2003, as 20030102.
    (5) LINE B5, CONTRACTOR IDENTIFICATION INFORMATION.
    (i) Use data that relates to the contractor whose name and address 
appear in the contract document (Block 7 of the SF 26, Award/Contract; 
Block 8 of the SF 30, Amendment of Solicitation/Modification of 
Contract; Block 15A of the SF 33, Solicitation, Offer and Award; or 
Block 9 of the DD Form 1155, Order for Supplies or Services), except--
    (A) For contracts placed with the Small Business Administration 
under Section 8(a) of the Small Business Act, use data that relates to 
the company that will be performing the work;
    (B) For Federal schedule orders, use data that applies to the 
contractor whose name appears on the schedule (not the data for the 
agent to whom orders may be sent); and
    (C) For contracts with the Canadian Commercial Corporation (CCC), 
use data for the appropriate CCC office.
    (ii) Some of the parts of Line B5 may not apply to the action being 
reported. Follow the instructions for each part.
    (A) LINE B5A, CONTRACTOR IDENTIFICATION NUMBER (DUNS).
    (1) Enter the contractor's 9-position Data Universal Numbering 
System (DUNS) number (see FAR 4.602(d) and 4.603 and DFARS subpart 
204.73).
    (2) For U.S. Army Contracting Command, Europe, consolidated 
reporting of vouchers for utilities from municipalities, use DUNS 
number 15-390-6193 (see 204.670-6(b)(1)).
    (B) LINE B5B, GOVERNMENT AGENCY. Enter one of the following codes:
    (1) Code Y--Yes. Enter code Y when the contractor is a Federal, 
State, or local government agency of the United States and outlying 
areas (see 204.670-1(d)). Do not use code Y when the government agency 
is an educational institution.
    (2) Code N--No. Enter code N when code Y does not apply.
    (C) LINE B5C, Reserved.
    (D) LINE B5D, CONTRACTOR NAME AND DIVISION NAME. Enter the 
contractor's name as stated in the offer and resultant contract. 
Include its division name.
    (E) LINE B5E, CONTRACTOR ADDRESS. Enter the contractor's address as 
stated in the offer and resultant contract. Include street address or 
P.O. Box, city or town, state or country, and ZIP code, if applicable. 
Do not enter foreign postal codes.
    (F) LINE B5F, TAXPAYER IDENTIFICATION NUMBER. Enter the 
contractor's taxpayer identification number (TIN) (see FAR subpart 
4.9). Leave Line B5F blank if the contractor is--
    (1) A nonresident alien, foreign corporation, or foreign 
partnership that does not have income effectively connected with the 
trade or business in the United States; and does not have an office or 
place of business or a fiscal paying agent in the United States;
    (2) An agency or instrumentality of a foreign government; or
    (3) An agency or instrumentality of the Federal Government.
    (G) LINE B5G, PARENT TAXPAYER IDENTIFICATION NUMBER. Enter the 
contractor's parent company (common parent) TIN (see FAR subpart 4.9 
and 52.204-3). If the contractor does not have a parent company or the 
parent company meets the exemption for Line B5F, leave Line B5G blank.
    (H) LINE B5H, PARENT NAME. If a parent company TIN is entered on 
Line B5G, enter the name of the parent company (common parent) on Line 
B5H. Leave Line B5H blank if there is no parent company or the parent 
company is exempted from the requirement to have a TIN.
    (6) LINE B6, PRINCIPAL PLACE OF PERFORMANCE.
    (i) The place, or places, where the contract will be performed may 
be specified by the Government or listed by the contractor in response 
to the solicitation provision at FAR 52.214-14, Place of Performance--
Sealed Bidding, or FAR 52.215-6, Place of Performance. Use data for the 
contractor's principal place of performance, which is generally the--
    (A) Final assembly point for items manufactured under supply 
contracts;
    (B) Location from where shipments from stock are made under supply 
contracts;
    (C) Actual construction site for construction contracts;
    (D) Planned construction site for architect-engineer contracts;
    (E) Place of mining for mined supplies; or
    (F) Place (including military installations) where a service is 
performed for service contracts.
    (ii) When there is more than one location for any of paragraphs 
(b)(6)(i)(A) through (F) of this subsection (e.g., more than one 
construction site), use the location involving the largest dollar 
amount of the acquisition. Do not show more than one location on Line 
B6.
    (iii) If places of performance are too varied or not known, enter 
the contractor's home office location. However, if the contractor is a 
domestic concern and the entire contract will be performed outside the 
United States, enter the most frequent place of performance.
    (iv) Follow the instructions for each part of Line B6 that applies 
to the action being reported.

[[Page 47099]]

    (A) LINE B6A, CITY OR PLACE CODE.
    (1) For places in the United States and outlying areas, enter the 
numeric place code from FIPS PUB 55, Guideline: Codes for Named 
Populated Places, Primary Country Divisions, and Other Locational 
Entities of the United States and Outlying Areas. Leave Line B6A blank 
for places outside the United States and outlying areas.
    (2) If the city or locality is not listed, look in FIPS PUB 55 for 
the county code of the principal place of performance. Enter that code 
on Line B6A. Use 50000 for Washington, DC, with a State code of 11.
    (3) Paragraph 5.2, Entry Selection With the Aid of the Class Code, 
of FIPS PUB 55 will help in selecting the correct code. Sometimes, a 
class code should be used in addition to a place code to accurately 
identify the place of performance. Do not use place codes when the 
first position of the class code is X or Z.
    (B) LINE B6B, STATE OR COUNTRY CODE.
    (1) For places in the United States and outlying areas, enter the 
numeric State code from FIPS PUB 55 or FIPS PUB 5, Codes for the 
Identification of the States, the District of Columbia and the Outlying 
Areas of the United States and Associated Areas.
    (2) For places outside the United States and outlying areas, enter 
the alpha country code from FIPS PUB 10, Countries, Dependencies, Areas 
of Special Sovereignty, and Their Principal Administrative Divisions.
    (C) LINE B6C, CITY OR PLACE AND STATE OR COUNTRY NAME. Enter the 
name of the principal place of performance. Do not leave Line B6C 
blank.
    (7) LINE B7, TYPE OBLIGATION. Enter one of the following codes:
    (i) Code 1--Obligation. Enter code 1 if the action obligates funds.
    (ii) Code 2--Deobligation. Enter code 2 if the action deobligates 
funds.
    (iii) Code 3--No Dollars Obligated or Deobligated. Enter code 3 if 
the action neither obligates nor deobligates funds.
    (8) LINE B8, OBLIGATED OR DEOBLIGATED DOLLARS. Enter the net amount 
of funds (whole dollars only) obligated or deobligated by the action. 
Enter zero if Line B7 is coded 3.
    (9) LINE B9, FOREIGN MILITARY SALE. Enter one of the following 
codes. If only part of the action is a foreign military sale, 
separately report the parts (see 204.670-6(c)).
    (i) Code Y--Yes. Enter code Y when the action is under a foreign 
military sales arrangement, or under any other arrangement when a 
foreign country or international organization is bearing the cost of 
the acquisition.
    (ii) Code N--No. Enter code N when code Y does not apply.
    (10) LINE B10, MULTIYEAR CONTRACT. Enter one of the following 
codes:
    (i) Code Y--Yes. Enter code Y when the action is a multiyear 
contract as defined at FAR 17.103. Do not report contracts containing 
options as multiyear unless the definition at FAR 17.103 applies to the 
contract.
    (ii) Code N--No. Enter code N when code Y does not apply.
    (11) LINE B11, TOTAL ESTIMATED CONTRACT VALUE. Enter the total 
estimated contract value (in whole dollars) only at the time of initial 
placement of the contract, including placement of an indefinite-
delivery or multiyear contract. Include the total estimated value of 
orders and options anticipated to be placed over the life of the 
contract.
    (12) LINE B12, PRINCIPAL PRODUCT OR SERVICE. Line B12 has five 
parts. Do not leave any parts of Line B12 blank. Codes for Line B12 can 
be found in the DoD Procurement Coding Manual (MN02) under ``PRODUCT 
AND SERVICE CODE ASCII FILE DOWNLOADS'' at the bottom of the following 
web page: http://web1.whs.osd.mil/peidhome/guide/mn02/mn02.htm.
    (i) LINE B12A, FEDERAL SUPPLY CLASS OR SERVICE CODE. Enter the 4-
character Federal supply class (FSC) or service code that describes the 
contract effort. There are three categories of codes to choose from. If 
more than one category or code applies to the action, enter the one 
that best identifies the product or service representing the largest 
dollar value.
    (A) Supplies. If the action is for the purchase (not lease or 
rental) of supplies, enter an FSC code on Line B12A. FSC codes are all 
numeric. The Department of Defense Federal Supply Classification 
Cataloging Handbook (H2) may also help with the correct 4-digit code.
    (B) Services. If the action is for services (except research, 
development, test, and evaluation), construction, equipment lease or 
rental, or facilities lease or rental, enter a service code on Line 
B12A.
    (C) Research, Development, Test, and Evaluation (RDT&E). If the 
action is for RDT&E (as defined in FAR 35.001 and 235.001), enter an 
RDT&E code on Line B12A. All RDT&E codes should begin with the letter 
``A.'' Do not use an RDT&E code for--
    (1) Purchase, lease, or rental of equipment, supplies, or services 
separately purchased in support of RDT&E work, even if RDT&E funds are 
cited. Instead, use an FSC or Service code under the instructions in 
paragraph (b)(12)(i)(A) or (B) of this subsection; or
    (2) Orders under Federal schedule contracts. Instead, use an FSC or 
Service code under the instructions in paragraph (b)(12)(i)(A) or (B) 
of this subsection.
    (ii) LINE B12B, DOD CLAIMANT PROGRAM CODE. Enter a code that 
identifies the commodity described on Line B12E. If more than one code 
applies to the action, enter the one that best identifies the product 
or service representing the largest dollar value. If the description on 
Line B12E is for--
    (A) Research and development (R&D), enter the code that best 
represents the objective of the R&D. For example, if the objective of 
the R&D is a guided missile, enter code A20. If the R&D cannot be 
identified to any particular objective, enter code S10;
    (B) Ship repair, inspect and repair as necessary (IRAN), 
modification of aircraft, overhaul of engines, or similar maintenance, 
repair, or modification services, enter the code that best identifies 
the program;
    (C) Equipment rental (including rental of automatic data processing 
equipment), enter code S10;
    (D) Utility services, enter code S10;
    (E) Services that cannot be identified to any listed program, enter 
code S10; or
    (F) Supplies or equipment that cannot be identified to any listed 
program, enter code C9E.
    (iii) LINE B12C, PROGRAM, SYSTEM, OR EQUIPMENT CODE.
    (A) Enter a code that describes the program, weapons system, or 
equipment. If there is no code that applies to the action, enter three 
zeros. If more than one code applies to the action, enter the one that 
best identifies the product or service representing the largest dollar 
value.
    (B) If the action is funded by the Ballistic Missile Defense 
Organization, enter code CAA.
    (C) If the action supports environmental cleanup programs, enter 
one of the codes listed in Section II of the DoD Procurement Coding 
Manual (MN02) under the heading ``Environmental Cleanup Programs'' at 
http://web1.whs.osd.mil/peidhome/guide/mn02/SECT2.HTM.
    (D) Defense Logistics Agency and Defense Contract Management Agency 
activities must use the code assigned by the sponsoring military 
department.
    (iv) LINE B12D, NAICS CODE. Enter the North American Industry

[[Page 47100]]

Classification System (NAICS) code for the acquisition. Use the NAICS 
code in effect at the time of award. These codes are in the 1997 U.S. 
NAICS Manual (http://www.census.gov/pub/epcd/www/naics.html). If more 
than one code applies to the action, enter the code that best 
identifies the product or service representing the largest dollar 
value.
    (v) LINE B12E, NAME OR DESCRIPTION. Enter the name or a brief 
description of the commodity or service. If the description is 
classified, enter only the word ``Classified.'' Do not use 
``Classified'' when a code name (e.g., Minuteman, Polaris, Trident, 
Pershing) or an identifying program number (e.g., WS-107A) can be used.
    (vi) LINE B12F, EPA-DESIGNATED PRODUCT(S). Enter one of the 
following codes:
    (1) Code A--EPA-Designated Product(s) with Minimum Recovered 
Material Content. Enter code A if Environmental Protection Agency 
(EPA)-designated product(s) were acquired and all contained the 
required minimum recovered material content. See the EPA Comprehensive 
Procurement Guidelines program list at http://www.epa.gov/cpg/.
    (2) Code B--FAR 23.405(c)(1) Justification. Enter code B if EPA-
designated product(s) were acquired without the required minimum 
recovered material content and a justification was completed based on 
inability to acquire the product(s) competitively within a reasonable 
period of time.
    (3) Code C--FAR 23.405(c)(2) Justification. Enter code C if EPA-
designated product(s) were acquired without the required minimum 
recovered material content and a justification was completed based on 
inability to acquire the product(s) at a reasonable price.
    (4) Code D--FAR 23.405(c)(3) Justification. Enter code D if EPA-
designated product(s) were acquired without the required minimum 
recovered material content and a justification was completed based on 
inability to acquire the product(s) to reasonable performance standards 
in the specifications.
    (5) Code E--No EPA-Designated Product(s) Acquired. Enter code E if 
no EPA-designated products were acquired.
    (vii) LINE B12G, RECOVERED MATERIAL CLAUSES. When Line B12F is 
coded Y, enter one of the following codes. Otherwise, leave Line B12G 
blank.
    (1) Code A--FAR 52.223-4. Enter code A if the solicitation included 
the provision at FAR 52.223-4, Recovered Material Certification.
    (2) Code B--FAR 52.223-4 and FAR 52.223-9. Enter code B if the 
solicitation included the provision at FAR 52.223-4, Recovered Material 
Certification, and the contract includes the clause at FAR 52.223-9, 
Estimate of Percentage of Recovered Material Content for EPA-Designated 
Products.
    (13) LINE B13, KIND OF ACTION. Some of the parts of Line B13 may 
not apply to the action being reported. Follow instructions for each 
part. When the action is a modification, complete Lines B13A and B13D.
    (i) LINE B13A, CONTRACT OR ORDER. Enter one of the following codes:
    (A) Code 1--Letter Contract. Enter code 1 when the action is a 
letter contract or a modification to a letter contract that has not 
been definitized.
    (B) Code 3--Definitive Contract. 
    (1) Enter code 3 when the action is the award or modification of a 
definitive contract or a modification that definitizes a contract. Code 
3 includes the following:
    (i) Definitive contract awards under the Small Business 
Administration 8(a) program.
    (ii) Notices of award.
    (iii) Lease agreements.
    (iv) Indefinite-delivery-definite-quantity contracts (FAR 52.216-
20).
    (v) Indefinite-delivery-indefinite-quantity contracts (FAR 52.216-
22) when funds are obligated by the contract itself.
    (2) Code 3 excludes orders from the Procurement List (see codes 6 
and 8).
    (C) Code 4--Order under an Agreement. Enter code 4 when the action 
is an order or definitization of an order under an agreement other than 
a blanket purchase agreement. Examples include an order exceeding 
$25,000 under a basic ordering agreement or a master ship repair 
agreement and a job order when the contract is created by issuing the 
order. An order under a blanket purchase agreement established under a 
Federal schedule (see FAR 8.404(b)(4)) is coded 7. An order under other 
blanket purchase agreements, pursuant to FAR 13.303, is coded 9. When 
the action is a modification to an order described in code 4 
instructions, enter code 4 on Line B13A.
    (D) Code 5--Order under Indefinite-Delivery Contract. Enter code 5 
when the action is an order, including a task or delivery order, under 
an indefinite-delivery contract awarded by a Federal agency. For 
example, enter code 5 for an order under a GSA indefinite-delivery 
contract, such as a GSA area-wide contract for utility services, that 
is not a Federal schedule. When the action is a modification to an 
order described in code 5 instructions, enter code 5 on Line B13A.
    (E) Code 6--Order under Federal Schedule. Enter code 6 if the 
action is an order under a Federal schedule. An order under a blanket 
purchase agreement established under a Federal schedule is coded 7. 
Code 6 includes orders under Federal schedules for items on the 
Procurement List. When the action is a modification to an order 
described in code 6 instructions, enter code 6 on Line B13A.
    (F) Code 7--BPA Order under Federal Schedule. Enter code 7 if the 
action is an order under a blanket purchase agreement established under 
a Federal schedule (see FAR 8.404(b)(4)). When the action is a 
modification to an order described in code 7 instructions, enter code 7 
on Line B13A.
    (G) Code 8--Order from Procurement List. Enter code 8 if the action 
is an order placed with Federal Prison Industries (UNICOR) or a JWOD 
Participating Nonprofit Agency in accordance with FAR subpart 8.6 or 
8.7. Use code 6 for orders from the Procurement List under Federal 
schedules. When the action is a modification to an order described in 
code 8 instructions, enter code 8 on Line B13A.
    (H) Code 9--Award under FAR Part 13. Enter code 9 if the action, 
including an action in a designated industry group under the Small 
Business Competitiveness Demonstration Program (see FAR subpart 19.10), 
is an award pursuant to FAR part 13, except when the action is a 
blanket purchase agreement order pursuant to FAR 8.404(b)(4) (see code 
7). When the action is a modification to an award described in code 9 
instructions, enter code 9 on Line B13A.
    (ii) LINE B13B, TYPE OF INDEFINITE-DELIVERY CONTRACT. If Line B13A 
is coded 3 and the ninth position of B1A is coded D, complete Line 
B13B. If Line B13A is coded 5, complete Line B13B. Otherwise, leave 
Line B13B blank.
    (A) Code A--Requirements Contract (FAR 52.216-21).
    (B) Code B--Indefinite-Quantity Contract (FAR 52.216-22).
    (C) Code C--Definite-Quantity Contract (FAR 52.216-20).
    (iii) LINE B13C, MULTIPLE OR SINGLE AWARD INDEFINITE-DELIVERY 
CONTRACT. If Line B13B is coded A, B, or C, complete Line B13C. 
Otherwise, leave Line B13C blank.
    (A) Code M--Multiple Award. Enter code M if the action is a task or 
delivery order under a multiple award indefinite-delivery contract.

[[Page 47101]]

    (B) Code S--Single Award. Enter code S if the action is a task or 
delivery order under a single award indefinite-delivery contract.
    (iv) LINE B13D, MODIFICATION. If the action is a modification, 
enter one of the following codes. Otherwise, leave Line B13D blank.
    (A) Code A--Additional Work (new agreement). Enter code A when the 
action is a bilateral supplemental agreement that obligates funds for 
additional work requiring a justification and approval (J&A).
    (B) Code B--Additional Work (other). Enter code B when the action 
is a modification of an existing contract (including a letter contract) 
that is not covered by code A or by codes C through H (see code H for 
exercise of an option). Code B includes actions that--
    (1) Initiate an incremental yearly buy under a multiyear contract;
    (2) Amend a letter or other contract to add work that does not 
require a J&A; or
    (3) Order under a priced exhibit or production list.
    (C) Code C--Funding Action. Enter code C when the action is a 
modification (to a letter or other contract) for the sole purpose of 
obligating or deobligating funds. This includes--
    (1) Incremental funding (other than incremental yearly buys under 
multiyear contracts, which are coded B);
    (2) Changes to the estimated cost on cost-reimbursement contracts;
    (3) Repricing actions covering incentive price revisions;
    (4) Economic price adjustments; and
    (5) Initial citation and obligation of funds for a contract awarded 
in one fiscal year but not effective until a subsequent fiscal year.
    (D) Code D--Change Order. Enter code D if the action is a change 
order issued under the ``Changes,'' ``Differing Site Conditions,'' or 
similar clauses in existing contracts.
    (E) Code E--Termination for Default. Enter code E if the action is 
a modification that terminates all or part of the contract for default.
    (F) Code F--Termination for Convenience. Enter code F if the action 
is a modification that terminates all or part of the contract for 
convenience.
    (G) Code G--Cancellation. Enter code G if the action is a 
modification that cancels the contract. Do not use code G to cancel a 
prior DD Form 350 (see Line A1).
    (H) Code H--Exercise of an Option. Enter code H if the action is an 
exercise of an option.
    (I) Code J--Definitization. Enter code J if the action is a 
definitization modification. For the definitization of a letter 
contract, enter code 3 on Line B13A.
    (v) LINE B13E, MULTIPLE AWARD CONTRACT FAIR OPPORTUNITY. If Line 
B13C is coded M, enter one of the following codes. Otherwise, leave 
Line B13E blank.
    (A) Code A--Fair Opportunity Process. Enter code A if the delivery 
or task order was issued pursuant to a process that permitted each 
contract awardee a fair opportunity to be considered (see FAR 
16.505(b)(1)).
    (B) Code B--Urgency. Enter code B if the agency need is so urgent 
that providing a fair opportunity would result in unacceptable delays 
(see FAR 16.505(b)(2)(i)).
    (C) Code C--One/Unique Source. Enter code C if only one contract 
awardee is capable of providing the supplies or services at the level 
or quality required because the supplies or services are unique or 
highly specialized (see FAR 16.505(b)(2)(ii)).
    (D) Code D--Follow-On Contract. Enter code D if the order was 
issued on a sole-source basis in the interest of economy and efficiency 
as a logical follow-on to an order already issued under the contract, 
provided that all awardees were given a fair opportunity to be 
considered for the original order (see FAR 16.505(b)(2)(iii)).
    (E) Code E--Minimum Guarantee. Enter code E if it was necessary to 
place an order to satisfy a minimum amount guaranteed to the contractor 
(see FAR 16.505(b)(2)(iv)).
    (vi) LINE B13F, INDEFINITE-DELIVERY CONTRACT USE. If Line B13B is 
coded A, B, or C, and the action is the initial placement of an 
indefinite-delivery contract, enter one of the following codes to 
indicate if the indefinite-delivery contract can be used Government-
wide, within DoD only, within the department or agency only, or by the 
contracting office only. Otherwise, leave Line B13F blank.
    (A) Code A--Government-Wide.
    (B) Code B--DoD-Wide.
    (C) Code C--DoD Department or Agency Only.
    (D) Code D--Contracting Office Only.
    (vii) LINE B13G--INDEFINITE-DELIVERY CONTRACT ORDERING PERIOD 
ENDING DATE. If Line B13F is coded A, B, C, or D, enter the date the 
ordering period ends. Otherwise, leave Line B13G blank. Enter four 
digits for the year, two digits for the month, and two digits for the 
day. Use 01 through 12 for January through December. For example, enter 
January 2, 2003, as 20030102.
    (14) LINE B14, CICA APPLICABILITY. Enter one of the following 
codes:
    (i) Code A--Pre-CICA. Enter code A if the action resulted from a 
solicitation issued before April 1, 1985. Modifications within the 
original scope of work of such awards and orders under pre-CICA 
indefinite-delivery type contracts also are coded A.
    (ii) Code B--CICA Applicable. Enter code B if--
    (A) The action resulted from a solicitation issued on or after 
April 1, 1985, or is a modification coded A on Line B13D issued on or 
after April 1, 1985; and
    (B) Neither code C nor code D applies.
    (iii) Code C--Simplified Acquisition Procedures Other than FAR 
Subpart 13.5. Enter code C if the action resulted from use of the 
procedures in FAR part 13, other than those in subpart 13.5.
    (iv) Code D--Simplified Acquisition Procedures Pursuant to FAR 
Subpart 13.5. Enter code D if the action resulted from use of the 
procedures in FAR subpart 13.5.
    (15) LINE B15, INFORMATION TECHNOLOGY PRODUCTS OR SERVICES. If the 
action is for information technology products or services, enter one of 
the following codes. Otherwise, leave Line B15 blank.
    (i) Code A--Commercially Available Off-the-Shelf Item. Enter code A 
if the action is for an item of supply that meets the definition of 
commercial item in FAR 2.101, does not require any modification, and is 
available in the commercial marketplace.
    (ii) Code B--Other Commercial Item of Supply. Enter code B if the 
action is for an item of supply that meets the definition of commercial 
item in FAR 2.101, but requires minor modifications, or is not yet 
available in the commercial marketplace, but will be available in time 
to meet the Government's needs.
    (iii) Code C--Nondevelopmental Item Other than Commercial Item. 
Enter code C if the action is for an item of supply, other than a 
commercial item, that meets the definition of nondevelopmental item in 
FAR 2.101.
    (iv) Code D--Other Noncommercial Item of Supply. Enter code D if 
the action is for an item of supply that does not meet the definition 
of commercial item or nondevelopmental item in FAR 2.101.
    (v) Code E--Commercial Service. Enter code E if the action is for a 
service that meets the definition of commercial item in FAR 2.101.
    (vi) Code F--Noncommercial Service. Enter code F for all other 
services.

[[Page 47102]]

    (16) LINE B16, CLINGER-COHEN ACT PLANNING COMPLIANCE. Enter one of 
the following codes:
    (i) Code Y--Yes. Enter code Y if the action is for information 
technology products or services acquired in compliance with the 
planning requirements of sections 5122 and 5123 of the Clinger-Cohen 
Act of 1996 (40 U.S.C. 1422 and 1423).
    (ii) Code N--No. Enter code N if code Y does not apply.
    (c) Part C of the DD Form 350.
    (1) Part C gathers data concerning contracting procedures, use of 
competition, financing, and statutory requirements other than 
socioeconomic (which are in Part D).
    (2) Do not complete Part C if the action is with a government 
agency, i.e., Line B5B (Government Agency) is coded Y (Yes). If Line 
B13A is coded 6, complete only the following lines in Part C: Line C3, 
and Lines C13A and C13B (when applicable).
    (3) In completing Part C, use codes that describe either the 
current action or the original contract, depending on the codes 
reported on Lines B13A and B13D.
    (i)(A) If Line B13A is coded 1, 3, 4, 6, or 9 and Line B13D is 
coded A or is blank, code the lines in Part C to describe the current 
action.
    (B) If Line B13A is coded 5 and the current action is an order 
under a multiple award contract (Line B13C is coded M), code Lines C6 
and C7 to describe the order and code the rest of Part C to describe 
the original contract.
    (C) Otherwise, code the lines in Part C to describe the original 
contract.
    (ii) If there are no codes for the original contract because a DD 
Form 350 was not required at the time, the original action is no longer 
available, the definition of the original code has changed, or a data 
element has been added to the system after the original contract 
report, use codes that best describe the original action.
    (4) Complete Part C as follows:
    (i) LINE C1, SYNOPSIS. Enter one of the following codes:
    (A) Code A--Synopsis Only. Enter code A only if a synopsis of the 
proposed action was prepared and transmitted in accordance with FAR 
subpart 5.2.
    (B) Code B--Combined Synopsis/Solicitation. Enter code B if a 
combined synopsis/solicitation of the proposed action was prepared and 
transmitted in accordance with FAR subpart 5.2 and 12.603.
    (C) Code N--Not Synopsized. Enter code N if a synopsis was not 
prepared.
    (ii) LINE C2, REASON NOT SYNOPSIZED. Enter one of the following 
codes if Line C1 is coded N. Otherwise, leave Line C2 blank.
    (A) Code A--Urgency. Enter code A if the action was not synopsized 
due to urgency (see FAR 6.302-2).
    (B) Code B--FAR 5.202(a)(13). Enter code B if the action was not 
synopsized because the acquisition did not exceed the simplified 
acquisition threshold and was made through FACNET or another means that 
provided access to the notice of proposed action through the 
Governmentwide point of entry (see FAR 5.202(a)(13)).
    (C) Code Z--Other Reason. Enter code Z if the action was not 
synopsized due to some other reason.
    (iii) LINE C3, EXTENT COMPETED. Enter one of the following codes:
    (A) Code A--Competed Action. Enter code A when--
    (1) The action is an order under a Federal schedule (Line B13A is 
coded 6);
    (2) Competitive procedures were used to fulfill the requirement for 
full and open competition (see FAR subpart 6.1);
    (3) Full and open competition procedures after exclusion of sources 
were used in order to establish or maintain alternative sources, to set 
aside an acquisition for small business or HUBZone small business, or 
to compete Section 8(a) awards (see FAR subpart 6.2);
    (4) Statutory authorities for other than full and open competition 
were used (see FAR subpart 6.3) and more than one offer was received 
(if only one offer was received, use code D);
    (5) The action resulted from a contract awarded prior to the 
Competition in Contracting Act that used two-step sealed bidding or 
other sealed bidding, or that was negotiated competitively; or
    (6) Simplified acquisition procedures were used and competition was 
obtained.
    (B) Code B--Not Available for Competition. Enter code B for--
    (1) Awards for utilities or utility systems, excluding long 
distance telecommunications services, when only one supplier can 
furnish the service (see FAR 6.302-1(b)(3));
    (2) Brand name commercial products for authorized resale;
    (3) Acquisitions authorized or required by statute to be awarded to 
a specific source pursuant to FAR 6.302-5(b)(2) or (4), e.g., qualified 
nonprofit agencies employing people who are blind or severely disabled 
(see FAR subpart 8.7) or 8(a) program (see FAR subpart 19.8);
    (4) International agreements and Foreign Military Sales when the 
acquisition is to be reimbursed by a foreign country that requires that 
the product or services be obtained from a particular firm as specified 
in official written direction such as a Letter of Offer and Acceptance; 
and
    (5) Other contracting actions when the Director of Defense 
Procurement has determined that there is no opportunity for 
competition.

    Note: Even though Part C is not completed for actions with a 
government agency, the database will automatically include these 
actions in the category of not available for competition.

    (C) Code C--Follow-On to Competed Action. Enter code C when the 
action pertains to an acquisition placed with a particular contractor 
to continue or augment a specific competed program, if such placement 
was necessitated by prior acquisition decisions. Code C applies to 
contracts that meet the statutory criteria for Phase III follow-on 
under the Small Business Innovation Research Program.
    (D) Code D--Not Competed. Enter code D when codes A, B, and C do 
not apply.
    (iv) LINE C4, SEA TRANSPORTATION. Enter one of the following codes 
when Line B1B is coded A, Line B5B is coded N, and Line B13A is coded 
other than 9. Otherwise, leave Line C4 blank.
    (A) Code Y--Yes--Positive Response to DFARS 252.247-7022 or 
252.212-7000(c)(2). Enter code Y when the contractor's response to the 
provision at 252.247-7022, Representation of Extent of Transportation 
by Sea, or 252.212-7000(c)(2), Offeror Representations and 
Certifications--Commercial Items, indicates that the contractor 
anticipates that some of the supplies being provided may be transported 
by sea.
    (B) Code N--No--Negative Response to DFARS 252.247-7022 or 252.212-
7000(c)(2). Enter code N when the contractor's response to the 
provision at 252.247-7022 or 252.212-7000(c)(2) indicates that the 
contractor anticipates that none of the supplies being provided will be 
transported by sea.
    (C) Code U--Unknown--No Response or Provision Not Included in 
Solicitation. Enter code U when the contractor did not complete the 
representation at 252.247-7022 or 252.212-7000(c)(2) or the 
solicitation did not include either provision.
    (v) LINE C5, TYPE OF CONTRACT.
    (A) If the action is a letter contract, including modifications and 
amendments to letter contracts, enter the code that describes the 
anticipated type of contract the letter contract will become when it is 
definitized.
    (B) If there is more than one type of contract involved in the 
action, enter

[[Page 47103]]

the code that matches the type with the most dollars. If the type with 
the least dollars exceeds $500,000, fill out separate DD Forms 350 
(with different report numbers) for each type.
    (C) Enter one of the following codes:
    (1) Code A--Fixed-Price Redetermination.
    (2) Code J--Firm-Fixed-Price.
    (3) Code K--Fixed-Price Economic Price Adjustment.
    (4) Code L--Fixed-Price Incentive.
    (5) Code M--Fixed-Price-Award-Fee.
    (6) Code R--Cost-Plus-Award-Fee.
    (7) Code S--Cost Contract.
    (8) Code T--Cost-Sharing.
    (9) Code U--Cost-Plus-Fixed-Fee.
    (10) Code V--Cost-Plus-Incentive-Fee.
    (11) Code Y--Time-and-Materials.
    (12) Code Z--Labor-Hour.
    (vi) LINE C6, NUMBER OF OFFERORS SOLICITED.
    (A) Leave Line C6 blank if--
    (1) The original contract resulted from a solicitation issued 
before April 1, 1985 (i.e., before the effective date of the 
Competition in Contracting Act);
    (2) Line B1B is coded B or C and Line B13A is coded 5; or
    (3) Line B13A is coded 6.
    (B) Otherwise, enter--
    (1) Code 1--One. Enter code 1 if only one offeror was solicited; or
    (2) Code 2--More than One. Enter code 2 if more than one offeror 
was solicited.
    (vii) LINE C7, NUMBER OF OFFERS RECEIVED.
    (A) Leave Line C7 blank if--
    (1) The original contract resulted from a solicitation issued 
before April 1, 1985 (i.e., before the effective date of the 
Competition in Contracting Act); or
    (2) Line B13A is coded 6, Order or Call under Federal Schedule.
    (B) Otherwise, enter the specific number of offers received (001-
999).
    (viii) LINE C8, SOLICITATION PROCEDURES.
    (A) Leave Line C8 blank if--
    (1) The original contract resulted from a solicitation issued 
before April 1, 1985 (i.e., before the effective date of the 
Competition in Contracting Act);
    (2) The action is pursuant to simplified acquisition procedures 
(Line B13A is coded 9); or
    (3) The action is an order or call under a Federal schedule (Line 
B13A is coded 6).
    (B) Otherwise, enter one of the following codes:
    (1) Code A--Full and Open Competition--Sealed Bid. Enter code A if 
the action resulted from an award pursuant to FAR 6.102(a).
    (2) Code B--Full and Open Competition--Competitive Proposal. Enter 
code B if the action resulted from an award pursuant to FAR 6.102(b).
    (3) Code C--Full and Open Competition--Combination. Enter code C if 
the action resulted from an award using a combination of competitive 
procedures (e.g., two-step sealed bidding) pursuant to FAR 6.102(c).
    (4) Code D--Architect-Engineer. Enter code D if the action resulted 
from selection of sources for architect-engineer contracts pursuant to 
FAR 6.102(d)(1).
    (5) Code E--Basic Research. Enter code E if the action resulted 
from competitive selection of basic research proposals pursuant to FAR 
6.102(d)(2).
    (6) Code F--Multiple Award Schedule. Enter code F if the action is 
an award of a multiple award schedule pursuant to FAR 6.102(d)(3) or an 
order against such a schedule.
    (7) Code G--Alternative Sources. Enter code G if the action 
resulted from use of competitive procedures but excluded a particular 
source pursuant to FAR 6.202(a).
    (8) Code K--Set-Aside. Enter code K if the action resulted from 
any--
    (i) Set-aside for small business concerns (see FAR subpart 19.5), 
including small business innovation research (SBIR) actions;
    (ii) Set-aside for small disadvantaged business concerns;
    (iii) Set-aside for HUBZone small business concerns (see FAR 
19.1305);
    (iv) Set-aside for very small business concerns (see FAR 19.904);
    (v) Set-aside (including portions of broad agency announcements) 
for historically black colleges and universities or minority 
institutions (see 226.7003 and 235.016);
    (vi) Set-aside for emerging small business concerns (see FAR 
19.1006(c)); or
    (vii) Competition among Section 8(a) firms under FAR 19.805 (report 
noncompetitive 8(a) awards as code N).
    (9) Code N--Other than Full and Open Competition. Enter code N if 
the action resulted from use of other than full and open competition 
pursuant to FAR subpart 6.3. This includes awards to qualified 
nonprofit agencies employing people who are blind or severely disabled 
(see FAR subpart 8.7) or noncompetitive awards to the Small Business 
Administration under Section 8(a) of the Small Business Act (see FAR 
6.302-5(b)).
    (ix) LINE C9, AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION.
    (A) Leave Line C9 blank if the original contract resulted from a 
solicitation issued before April 1, 1985 (i.e., before the effective 
date of the Competition in Contracting Act).
    (B) Enter one of the following codes if Line C8 is coded N. 
Otherwise, leave Line C9 blank.
    (1) Code 1A--Unique Source. Enter code 1A if the action was 
justified pursuant to FAR 6.302-1(b)(1).
    (2) Code 1B--Follow-On Contract. Enter code 1B if the action was 
justified pursuant to FAR 6.302-1(a)(2)(ii) or (iii).
    (3) Code 1C--Unsolicited Research Proposal. Enter code 1C if the 
action was justified pursuant to FAR 6.302-1(a)(2)(i).
    (4) Code 1D--Patent or Data Rights. Enter code 1D if the action was 
justified pursuant to FAR 6.302-1(b)(2).
    (5) Code 1E--Utilities. Enter code 1E if the action was justified 
pursuant to FAR 6.302-1(b)(3).
    (6) Code 1F--Standardization. Enter code 1F if the action was 
justified pursuant to FAR 6.302-1(b)(4).
    (7) Code 1G--Only One Source--Other. Enter code 1G if the action 
was justified pursuant to FAR 6.302-1 in a situation other than the 
examples cited in codes 1A through 1F.
    (8) Code 2A--Urgency. Enter code 2A if the action was justified 
pursuant to FAR 6.302-2.
    (9) Code 3A--Particular Sources. Enter code 3A if the action was 
justified pursuant to FAR 6.302-3(a)(2).
    (10) Code 4A--International Agreement. Enter code 4A if the action 
was justified pursuant to FAR 6.302-4.
    (11) Code 5A--Authorized by Statute. Enter code 5A if the action 
was justified pursuant to FAR 6.302-5(a)(2)(i).
    (12) Code 5B--Authorized Resale. Enter code 5B if the action was 
justified pursuant to FAR 6.302-5(a)(2)(ii).
    (13) Code 6A--National Security. Enter code 6A if the action was 
justified pursuant to FAR 6.302-6.
    (14) Code 7A--Public Interest. Enter code 7A if the action was 
taken pursuant to FAR 6.302-7.
    (x) LINE C10, SUBJECT TO LABOR STANDARDS STATUTES. Enter one of the 
following codes. When Line B13A is coded 6, leave Line C10 blank.
    (A) Code A--Walsh-Healey Act. Enter code A when the action is 
subject to the provisions of FAR subpart 22.6.
    (B) Code C--Service Contract Act. Enter code C when the action is 
subject to the provisions of the Service Contract Act (see FAR part 
37).
    (C) Code D--Davis-Bacon Act. Enter code D when the action is 
subject to the Davis-Bacon Act (see FAR 22.403-1).
    (D) Code Z--Not Applicable. Enter code Z when codes A, C, and D do 
not apply.
    (xi) LINE C11, COST OR PRICING DATA. Enter one of the following 
codes when Line B1B is coded A. Otherwise, leave Line C11 blank.

[[Page 47104]]

    (A) Code Y--Yes--Obtained. Enter code Y when cost or pricing data 
were obtained (see FAR 15.403-4) and certified in accordance with FAR 
15.406-2.
    (B) Code N--No--Not Obtained. Enter code N when neither code Y nor 
code W applies.
    (C) Code W--Not Obtained--Waived. Enter code W when cost or pricing 
data were not obtained because the head of the contracting activity 
waived the requirement (see FAR 15.403-1(c)(4)).
    (xii) LINE C12, CONTRACT FINANCING. Enter one of the following 
codes identifying whether or not progress payments, advance payments, 
or other financing methods were used.
    (A) Code A--FAR 52.232-16. Enter code A if the contract contains 
the clause at FAR 52.232-16, Progress Payments.
    (B) Code C--Percentage of Completion Progress Payments. Enter code 
C if the contract provides for progress payments based on percentage or 
stage of completion, which is only permitted on contracts for 
construction, for shipbuilding, or for ship conversion, alteration, or 
repair (see 232.102(e)(2)).
    (C) Code D--Unusual Progress Payments or Advance Payments. Enter 
code D if the contract provides unusual progress payments or advance 
payments (see FAR subpart 32.4 and 32.501-2).
    (D) Code E--Commercial Financing. Enter code E if the contract 
provides for commercial financing payments (see FAR Subpart 32.2).
    (E) Code F--Performance-Based Financing. Enter code F if the 
contract provides for performance-based financing payments (see FAR 
subpart 32.10).
    (F) Code Z--Not Applicable. Enter code Z when codes A through F do 
not apply.
    (xiii) LINE C13, FOREIGN TRADE DATA.
    (A) The term ``United States (U.S.),'' as used on Line C13, 
excludes the Trust Territory of Palau (see 204.670-1 for definition of 
United States and outlying areas).
    (B) LINE C13A, PLACE OF MANUFACTURE. Complete Line C13A only if the 
action is for a foreign end product or a service provided by a foreign 
concern. Otherwise, leave Line C13A blank.
    (1) Code A--U.S. Enter code A if the action is for--
    (i) A foreign end product that is manufactured in the United States 
but still determined to be foreign because 50 percent or more of the 
cost of its components is not mined, produced, or manufactured inside 
the United States or inside qualifying countries; or
    (ii) Services performed in the United States by a foreign concern.
    (2) Code B--Foreign. Enter code B if the action is for--
    (i) Any other foreign end product; or
    (ii) Services performed outside the United States by a foreign 
concern.
    (C) LINE C13B, COUNTRY OF ORIGIN CODE.
    (1) Complete Line C13B only if Line C13A is coded A or B. 
Otherwise, leave Line C13B blank.
    (2) Enter the code from FIPS PUB 10, Countries, Dependencies, Areas 
of Special Sovereignty, and Their Principal Administrative Divisions, 
that identifies the country where the foreign product is coming from or 
where the foreign company providing the services is located. If more 
than one foreign country is involved, enter the code of the foreign 
country with the largest dollar value of work under the contract.
    (xiv) LINE C14, COMMERCIAL ITEM. Enter one of the following codes:
    (A) Code Y--Yes--FAR 52.212-4 Included. Enter code Y if the 
contract contains the clause at FAR 52.212-4, Contract Terms and 
Conditions--Commercial Items.
    (B) Code N--No--FAR 52.212-4 Not Included. Enter code N if code Y 
does not apply.
    (d) Part D of the DD Form 350.
    (1) Do NOT complete Part D if the action is--
    (i) With a government agency, i.e., Line B5B is coded Y; or
    (ii) An order or call under a Federal schedule.
    (2) Use the codes on Lines B13A and B13D to determine whether the 
codes in Part D will describe the current action or the original 
contract.
    (i) Code Part D to describe the current action when--
    (A) Line B13A is coded 1, 3, 4, or 9 and Line B13D is coded A or is 
blank; or
    (B) Line B5B is coded N, Line B13A is coded 8, and Line B13D is 
coded A or is blank.
    (ii) Otherwise, code Part D to describe the original contract. If 
there are no codes for the original contract because a DD Form 350 was 
not required at the time, the original action is no longer available, 
the definition of the original code has changed, or a data element has 
been added to the system after the original contract report, use codes 
that best describe the original action.
    (3) Determine the status of the concern (e.g., size and ownership) 
in accordance with FAR part 19 and DFARS part 219.
    (4) Complete Part D as follows:
    (i) LINE D1, TYPE OF CONTRACTOR.
    (A) LINE D1A, TYPE OF ENTITY. Enter one of the following codes:
    (1) Code A--Small Disadvantaged Business (SDB) Performing in U.S. 
Enter code A if the contractor is a small disadvantaged business 
concern as defined in 219.001 and the place of performance is within 
the United States and outlying areas.
    (2) Code B--Other Small Business (SB) Performing in U.S. Enter code 
B if the contractor is a small business concern as defined in FAR 
19.001, other than a small disadvantaged business concern, and the 
place of performance is within the United States and outlying areas.
    (3) Code C--Large Business Performing in U.S. Enter code C if the 
contractor is a domestic large business concern and the place of 
performance is within the United States and outlying areas.
    (4) Code D--JWOD Participating Nonprofit Agency. Enter code D if 
the contractor is a qualified nonprofit agency employing people who are 
blind or severely disabled (see FAR 8.701) and the place of performance 
is within the United States and outlying areas.
    (5) Code F--Hospital. Enter code F if the contractor is a hospital 
and the place of performance is within the United States and outlying 
areas.
    (6) Code L--Foreign Concern or Entity. Enter code L if the 
contractor is a foreign concern, the Canadian Commercial Corporation, 
or a non-U.S.-chartered nonprofit institution.
    (7) Code M--Domestic Firm Performing Outside U.S. Enter code M if 
the contractor is a domestic concern or a domestic nonprofit 
institution and the place of performance is outside the United States 
and outlying areas.
    (8) Code T--Historically Black College or University (HBCU). Enter 
code T if the contractor is an HBCU as defined at 252.226-7000 and the 
place of performance is within the United States and outlying areas.
    (9) Code U--Minority Institution (MI). Enter code U if the 
contractor is an MI as defined at 252.226-7000 and the place of 
performance is within the United States and outlying areas.
    (10) Code V--Other Educational. Enter code V if the contractor is 
an educational institution that does not qualify as an HBCU or MI and 
the place of performance is within the United States and outlying 
areas.
    (11) Code Z--Other Nonprofit. Enter code Z if the contractor is a 
nonprofit organization (as defined in FAR 31.701) that does not meet 
any of the criteria in codes D, F, T, U, or V and the place of 
performance is within the United States and outlying areas.

[[Page 47105]]

    (B) LINE D1B, WOMEN-OWNED BUSINESS. Enter one of the following 
codes:
    (1) Code Y--Yes. Enter code Y if the contractor's response to FAR 
52.204-5, 52.212-3(c), or 52.219-1(b) indicates that it is a women-
owned business.
    (2) Code N--No. Enter code N if the contractor's response to FAR 
52.204-5, 52.212-3(c), or 52.219-1(b) indicates that it is not a women-
owned business.
    (3) Code U--Uncertified. Enter code U if the information is not 
available because the contractor did not complete the representation in 
FAR 52.204-5, 52.212-3(c), or 52.219-1(b).
    (C) LINE D1C, HUBZONE REPRESENTATION. Enter one of the following 
codes when Line D1A is coded A or B. Otherwise, leave Line D1C blank.
    (1) Code Y--Yes. Enter code Y if the contractor represented that it 
is a HUBZone small business concern (see FAR 19.1303).
    (2) Code N--No. Enter code N if code Y does not apply.
    (D) LINE D1D, ETHNIC GROUP.
    (1) Complete Line D1D if the action is with a small disadvantaged 
business. Otherwise, leave Line D1D blank.
    (2) Enter the code from the following list that corresponds to the 
ethnic group that the contractor marked in the solicitation provision 
at FAR 52.219-1, Small Business Program Representations, or FAR 52.212-
3(c).
    (i) Code A--Asian-Indian American.
    (ii) Code B--Asian-Pacific American.
    (iii) Code C--Black American.
    (iv) Code D--Hispanic American.
    (v) Code E--Native American.
    (vi) Code F--Other SDB Certified or Determined by SBA.
    (vii) Code Z--No Representation.
    (E) LINE D1E, VETERAN-OWNED SMALL BUSINESS. Enter one of the 
following codes if the contractor is a veteran-owned small business. 
Otherwise, leave Line D1E blank.
    (1) Code A--Service-Disabled Veteran. Enter code A if the 
contractor represented that it is a service-disabled veteran-owned 
small business.
    (2) Code B--Other Veteran. Enter code B if the contractor 
represented that it is a veteran-owned small business, other than a 
service-disabled veteran-owned small business.
    (ii) LINE D2, REASON NOT AWARDED TO SDB. Enter one of the following 
codes when Line D1A is coded B or C. Otherwise, leave Line D2 blank.
    (A) Code A--No Known SDB Source.
    (B) Code B--SDB Not Solicited. Enter code B when there was a known 
SDB source, but it was not solicited.
    (C) Code C--SDB Solicited and No Offer Received. Enter code C when 
an SDB was solicited but it did not submit an offer, or its offer was 
not sufficient to cover the total quantity requirement so it received a 
separate award for the quantity offered.
    (D) Code D--SDB Solicited and Offer Was Not Low. Enter code D when 
an SDB offer was not the low or most advantageous offer or an SDB was 
not willing to accept award of a partial small business set-aside 
portion of an action at the price offered by the Government.
    (E) Code Z--Other Reason. Enter code Z when an SDB did not receive 
the award for any other reason or when Line B1B is coded B or C and 
Line B13A is coded 5.
    (iii) LINE D3, REASON NOT AWARDED TO SB. Enter one of the following 
codes when Line D1A is coded C. Otherwise, leave Line D3 blank. (The 
term ``small business'' includes all categories of small businesses.)
    (A) Code A--No Known SB Source.
    (B) Code B--SB Not Solicited. Enter code B when there was a known 
small business source, but it was not solicited.
    (C) Code C--SB Solicited and No Offer Received. Enter code C when a 
small business concern was solicited but it did not submit an offer, or 
its offer was not sufficient to cover the total quantity requirement so 
it received a separate award for the quantity offered.
    (D) Code D--SB Solicited and Offer Was Not Low. Enter code D when a 
small business offer was not the low or most advantageous offer or a 
small business concern was not willing to accept award of a set-aside 
portion of an action at the price offered by the Government.
    (E) Code Z--Other Reason. Enter code Z when a small business did 
not receive the award for any other reason or when Line B1B is coded B 
or C and Line B13A is coded 5.
    (iv) LINE D4, SET-ASIDE OR PREFERENCE PROGRAM.
    (A) LINE D4A, TYPE OF SET-ASIDE. Enter one of the following codes:
    (1) Code A--None. Enter code A if there was no set-aside (i.e., 
codes B through L do not apply).
    (2) Code B--Total SB Set-Aside. Enter code B if the action was a 
total set-aside for small business (see FAR 19.502-2), including 
actions reserved exclusively for small business concerns pursuant to 
FAR 13.003(b)(1), or if the action resulted from the Small Business 
Innovation Research Program.
    (3) Code C--Partial SB Set-Aside. Enter code C if the action was a 
partial set-aside for small business (see FAR 19.502-3).
    (4) Code D--Section 8(a) Set-Aside or Sole Source. Enter code D if 
the contract was awarded to--
    (i) The Small Business Administration under Section 8(a) of the 
Small Business Act (see FAR subpart 19.8); or
    (ii) An 8(a) contractor under the direct award procedures at 
219.811.
    (5) Code E--Total SDB Set-Aside. Enter code E if the action was a 
total set-aside for small disadvantaged businesses.
    (6) Code F--HBCU or MI--Total Set-Aside. Enter code F if the action 
was a total set-aside for HBCU or MI (see 226.7003).
    (7) Code G--HBCU or MI--Partial Set-Aside. Enter code G if the 
action was a partial set-aside for HBCU or MI under a broad agency 
announcement (see 235.016).
    (8) Code H--Very Small Business Set-Aside. Enter code H if the 
action was a set-aside for very small businesses (see FAR subpart 
19.9).
    (9) Code J--Emerging Small Business Set-Aside. Enter code J if the 
action was an emerging small business set-aside within a designated 
industry group under the Small Business Competitiveness Demonstration 
Program (see FAR subpart 19.10).
    (10) Code K--HUBZone Set-Aside or Sole Source. Enter code K if the 
action was--
    (i) A set-aside for HUBZone small business concerns (see FAR 
19.1305); or
    (ii) A sole source award to a HUBZone small business concern (see 
FAR 19.1306).
    (11) Code L--Combination HUBZone and 8(a). Enter code L if the 
action was a combination HUBZone set-aside and 8(a) award.
    (B) LINE D4B, TYPE OF PREFERENCE. Enter one of the following codes, 
even if Line D4A is coded E:
    (1) Code A--None. Enter code A if no preference was given.
    (2) Code B--SDB Price Evaluation Adjustment--Unrestricted. Enter 
code B if the action was unrestricted but an SDB received an award as a 
result of a price evaluation adjustment (see FAR subpart 19.11).
    (3) Code C--SDB Preferential Consideration--Partial SB Set-Aside. 
Enter code C if the action was a partial set-aside for small business 
and preferential consideration resulted in an award to an SDB.
    (4) Code D--HUBZone Price Evaluation Preference. Enter code D if 
the contractor received the award as a result of a HUBZone price 
evaluation preference (see FAR 19.1307).
    (5) Code E `` Combination HUBZone Price Evaluation Preference and 
SDB

[[Page 47106]]

Price Evaluation Adjustment. Enter code E if the contractor received 
the award as a result of both a HUBZone price evaluation preference and 
an SDB price evaluation adjustment (see FAR 19.1307).
    (C) LINE D4C, PREMIUM PERCENT.
    (1) Complete Line D4C if Line B1B is coded A, and--
    (i) Line D4A is coded E, F, or G; or
    (ii) Line D4B is coded B, C, D, or E.
    (2) Otherwise, leave Line D4C blank.
    (3) Calculate the premium percentage per 219.202-5 and enter it as 
a three-digit number rounded to the nearest tenth, e.g., enter 7.55% as 
076. If no premium was paid, enter three zeros (000).
    (v) LINES D5--D6. Reserved.
    (vi) LINE D7, SMALL BUSINESS INNOVATION RESEARCH (SBIR) PROGRAM. 
Enter one of the following codes. When Line B1B is coded B or C and 
Line B13A is coded 5, leave Line D7 blank.
    (A) Code A--Not a SBIR Program Phase I, II, or III. Enter code A if 
the action is not in support of a Phase I, II, or III SBIR Program.
    (B) Code B--SBIR Program Phase I Action. Enter code B if the action 
is related to a Phase I contract in support of the SBIR Program.
    (C) Code C--SBIR Program Phase II Action. Enter code C if the 
action is related to a Phase II contract in support of the SBIR 
Program.
    (D) Code D--SBIR Program Phase III Action. Enter code D if the 
action is related to a Phase III contract in support of the SBIR 
Program.
    (vii) LINE D8, SUBCONTRACTING PLAN--SB, SDB, HBCU, OR MI. Enter one 
of the following codes:
    (A) Code A--Plan Not Included--No Subcontracting Possibilities. 
Enter code A if a subcontracting plan was not included in the contract 
because subcontracting possibilities do not exist (see FAR 19.705-
2(c)).
    (B) Code B--Plan Not Required. Enter code B if no subcontracting 
plan was required (e.g., because the action did not meet the dollar 
thresholds in FAR 19.702(a)).
    (C) Code C--Plan Required--Incentive Not Included. Enter code C if 
the action includes a subcontracting plan, but does not include 
additional incentives (see FAR 19.708(c)).
    (D) Code D--Plan Required--Incentive Included. Enter code D if the 
action includes a subcontracting plan and also includes additional 
incentives (see FAR 19.708(c) and 219.708(c)).
    (viii) LINE D9, SMALL BUSINESS COMPETITIVENESS DEMONSTRATION 
PROGRAM. When Line B13A is coded 5 or Line B13D is coded B, C, D, E, F, 
or G and the original action was awarded before the demonstration 
program began, enter code N on Line D9. When Line B1B is coded B or C 
and Line B13A is coded 5, enter code N on Line D9. Otherwise, code Line 
D9 as follows:
    (A) Code Y--Yes. Enter code Y if this is an action with a U.S. 
business concern, in either the four designated industry groups or the 
ten targeted industry categories under the Small Business 
Competitiveness Demonstration Program (see FAR subpart 19.10 and DFARS 
subpart 219.10), where the principal place of performance is in the 
United States or outlying areas.
    (B) Code N--No. Enter code N if code Y does not apply.
    (ix) LINE D10, SIZE OF SMALL BUSINESS.
    (A) Complete Line D10 only when Line D9 is coded Y and the 
contractor is a small business (Line D1A is coded A or B). Otherwise, 
leave Line D10 blank.
    (B) Enter one of the following codes for the size of the business 
(number of employees or average annual gross revenue) as represented by 
the contractor in the solicitation provision at FAR 52.219-19, Small 
Business Concern Representation for the Small Business Competitiveness 
Demonstration Program:
    (1) Code A--50 or fewer employees.
    (2) Code B--51-100 employees.
    (3) Code C--101-250 employees.
    (4) Code D--251-500 employees.
    (5) Code E--501-750 employees.
    (6) Code F--751-1,000 employees.
    (7) Code G--Over 1,000 employees.
    (8) Code M--$1 million or less.
    (9) Code N--Over $1 million--$2 million.
    (10) Code P--Over $2 million--$3.5 million.
    (11) Code R--Over $3.5 million--$5 million.
    (12) Code S--Over $5 million--$10 million.
    (13) Code T--Over $10 million--$17 million.
    (14) Code U--Over $17 million.
    (x) LINE D11, EMERGING SMALL BUSINESS.
    (A) Complete this line only if Line D9 is coded Y and the action is 
in one of the four designated industry groups, not one of the targeted 
industry categories. Otherwise, leave Line D11 blank.
    (B) Enter one of the following codes:
    (1) Code Y--Yes. Enter code Y if the contractor represents in the 
provision at FAR 52.219-19, Small Business Concern Representation for 
the Small Business Competitiveness Demonstration Program, that it is an 
emerging small business concern.
    (2) Code N--No. Enter code N if code Y does not apply.
    (e) Part E of the DD Form 350. Part E gathers data on specialized 
items that may not become permanent reporting elements.
    (1) LINE E1, CONTINGENCY, HUMANITARIAN, OR PEACEKEEPING OPERATION.
    (i) Enter code Y on Line E1 if the action exceeds $200,000 and is 
in support of--
    (A) A contingency operation as defined in 10 U.S.C. 101(a)(13); or
    (B) A humanitarian or peacekeeping operation as defined in 10 
U.S.C. 2302(8).
    (ii) Otherwise, leave Line E1 blank.
    (2) LINE E2, COST ACCOUNTING STANDARDS CLAUSE. Enter code Y on Line 
E2 if the contract includes a Cost Accounting Standards clause (see FAR 
part 30). Otherwise, leave Line E2 blank.
    (3) LINE E3, NON-DOD REQUESTING AGENCY CODE (FIPS 95). If making a 
purchase on behalf of a non-DoD agency, enter the four-position code 
from FIPS PUB 95 that identifies the non-DoD agency. Otherwise, leave 
Line E3 blank.
    (4) LINE E4, REQUESTING ACTIVITY CODE. If making a purchase on 
behalf of a non-DoD agency, enter the non-DoD agency's office code. If 
making a purchase on behalf of a DoD activity, enter the DoDAAC of the 
activity for whom the purchase was made. DoDAACs can be found at: 
http://daynt6c.daas.dla.mil/dodaac/dodaac.htm. If multiple requesting 
activities are involved, enter the DoDAAC of the activity that provided 
the largest portion of funding for the action.
    (5) LINE E5, NUMBER OF ACTIONS. If submitting a consolidated DD 
Form 350, enter the number of actions included in the consolidated 
report (see 204.670-6(b)). Otherwise, enter 1 on Line E5.
    (f) Part F of the DD Form 350. Part F identifies the reporting 
official.
    (1) LINE F1, NAME OF CONTRACTING OFFICER OR REPRESENTATIVE. Enter 
the name (Last, First, Middle Initial) of the contracting officer or 
representative.
    (2) LINE F2, SIGNATURE. The person identified on Line F1 must sign.
    (3) LINE F3, TELEPHONE NUMBER. Enter the telephone number (with 
area code) for the individual on Line F1. Installations with Defense 
Switched Network (DSN) must enter the DSN number.
    (4) LINE F4, DATE. Enter the date that the DD Form 350 Report is 
submitted. Enter four digits for the year, two digits for the month, 
and two digits for the

[[Page 47107]]

day. Use 01 through 12 for January through December. For example, enter 
January 2, 2003, as 20030102.

    11. Section 253.204-71 is amended as follows:
    a. In paragraph (a)(3) introductory text by revising the last 
sentence;
    b. By revising paragraphs (c)(1) and (c)(3);
    c. In paragraph (e)(2)(i)(A)(4) by removing ``contract'' and adding 
in its place ``contracting'' and
    d. By adding paragraph (g)(1)(iii)(C) to read as follows:


253.204-71  DD Form 1057, Monthly Summary of Contracting Actions.

    (a) * * *
    (3) * * * Report actions exceeding $25,000 but not exceeding 
$200,000 that support a contingency, humanitarian, or peacekeeping 
operation, and actions exceeding $25,000 but not exceeding $200,000 
that are placed by a contracting officer on a Navy vessel, on the 
monthly DD Form 1057 as follows:
* * * * *
    (c) * * *
    (1) LINE A1, REPORT MONTH. Enter four digits for the year and two 
digits for the month. Use 01 through 12 for January through December. 
For example, enter January 2003 as 200301.
* * * * *
    (3) LINE A3, CONTRACTING OFFICE CODES.
    (i) Line A3a, Reporting Agency FIPS 95 Code. Enter one of the 
following codes: 2100 (Army); 1700 (Navy); 5700 (Air Force); 96CE (Army 
Civil Works); 97AS (DLA); 9700 (all other defense agencies).
    (ii) Line A3b, Contracting Office Code. Enter the code assigned by 
the departmental data collection point in 204.670-1(c).
* * * * *
    (g) * * *
    (1) * * *
    (iii) * * *
    (C) Line E1c, Reserved.
* * * * *

[FR Doc. 01-22420 Filed 9-10-01; 8:45 am]
BILLING CODE 5000-04-U