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  <VOL>76</VOL>
  <NO>107</NO>
  <DATE>Friday, June 3, 2011</DATE>
  <UNITNAME>Contents</UNITNAME>
  <CNTNTS>
    <AGCY>
      <EAR>Agency Health</EAR>
      <PRTPAGE P="iii"/>
      <HD>Agency for Healthcare Research and Quality</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>32207-32212</PGS>
          <FRDOCBP D="2" T="03JNN1.sgm">2011-13740</FRDOCBP>
          <FRDOCBP D="3" T="03JNN1.sgm">2011-13742</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Agricultural Marketing</EAR>
      <HD>Agricultural Marketing Service</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Cotton Board Rules and Regulations:</SJ>
        <SJDENT>
          <SJDOC>Adjusting Supplemental Assessment on Imports,</SJDOC>
          <PGS>32088-32102</PGS>
          <FRDOCBP D="14" T="03JNP1.sgm">2011-13495</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Agriculture</EAR>
      <HD>Agriculture Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Agricultural Marketing Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Crop Insurance Corporation</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Forest Service</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Army</EAR>
      <HD>Army Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Engineers Corps</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Blind or Severely Disabled, Committee for Purchase From  People Who Are</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Committee for Purchase From People Who Are Blind or Severely Disabled</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Centers Disease</EAR>
      <HD>Centers for Disease Control and Prevention</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>32212-32213</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13762</FRDOCBP>
        </DOCENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Disease, Disability, and Injury Prevention and Control Special Emphasis Panel,</SJDOC>
          <PGS>32213</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13767</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Centers Medicare</EAR>
      <HD>Centers for Medicare &amp; Medicaid Services</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Medicare Program:</SJ>
        <SJDENT>
          <SJDOC>Inpatient Psychiatric Facilities Prospective Payment System; Update for Rate Year Beginning July 1; Correction,</SJDOC>
          <PGS>32085-32086</PGS>
          <FRDOCBP D="1" T="03JNR1.sgm">2011-13839</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Children</EAR>
      <HD>Children and Families Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>32213-32214</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13768</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Coast Guard</EAR>
      <HD>Coast Guard</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Safety Zones:</SJ>
        <SJDENT>
          <SJDOC>Conneaut Festival Fireworks, Conneaut Harbor, Conneaut, OH,</SJDOC>
          <PGS>32071-32073</PGS>
          <FRDOCBP D="2" T="03JNR1.sgm">2011-13758</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Lorain Independence Day Fireworks, Black River, Lorain, OH,</SJDOC>
          <PGS>32069-32071</PGS>
          <FRDOCBP D="2" T="03JNR1.sgm">2011-13756</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Commerce</EAR>
      <HD>Commerce Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>International Trade Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Oceanic and Atmospheric Administration</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>32141</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13810</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Committee for Purchase</EAR>
      <HD>Committee for Purchase From People Who Are Blind or Severely Disabled</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Procurement List; Additions and Deletions,</DOC>
          <PGS>32145-32146</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13799</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Procurement List; Proposed Additions and Deletions,</DOC>
          <PGS>32146</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13798</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Consumer Product</EAR>
      <HD>Consumer Product Safety Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>32146-32147</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13894</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Defense Department</EAR>
      <HD>Defense Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Engineers Corps</P>
      </SEE>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Retrospective Review under E.O. 13563,</DOC>
          <PGS>32133-32134</PGS>
          <FRDOCBP D="1" T="03JNP1.sgm">2011-13835</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Drug</EAR>
      <HD>Drug Enforcement Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Manufacturers of Controlled Substances; Applications,</DOC>
          <PGS>32225</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13721</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Education</EAR>
      <HD>Education Department</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Investing in Innovation Fund,</DOC>
          <PGS>32073-32081</PGS>
          <FRDOCBP D="8" T="03JNR1.sgm">2011-13589</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications for New Awards:</SJ>
        <SJDENT>
          <SJDOC>Investing in Innovation Fund,</SJDOC>
          <PGS>32148-32182</PGS>
          <FRDOCBP D="11" T="03JNN1.sgm">2011-13592</FRDOCBP>
          <FRDOCBP D="12" T="03JNN1.sgm">2011-13594</FRDOCBP>
          <FRDOCBP D="11" T="03JNN1.sgm">2011-13596</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Employment and Training</EAR>
      <HD>Employment and Training Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Amended Certifications Regarding Eligibility To Apply for Worker Adjustment Assistance:</SJ>
        <SJDENT>
          <SJDOC>Core Industries, Inc., Irvine and Murrieta, CA,</SJDOC>
          <PGS>32227-32228</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13790</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>DST Systems, Inc.,</SJDOC>
          <PGS>32227</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13789</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Russell Newman, Inc., and NRA Holdings LLC,</SJDOC>
          <PGS>32226-32227</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13784</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Determinations Regarding Eligibility To Apply for Worker Adjustment Assistance,</DOC>
          <PGS>32228-32229</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13786</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Determinations Regarding Eligibility To Apply for Worker Adjustment Assistance and Alternative Trade Adjustment Assistance,</DOC>
          <PGS>32229-32230</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13787</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Investigations Regarding Certifications of Eligibility To Apply for Worker Adjustment Assistance,</DOC>
          <PGS>32230-32231</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13785</FRDOCBP>
        </DOCENT>
        <SJ>Negative Determinations on Reconsiderations:</SJ>
        <SJDENT>
          <SJDOC>International Business Machines, Centerport, NY,</SJDOC>
          <PGS>32231-32232</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13788</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Program Year 2011 Workforce Investment Act Allotments to Outlying Areas,</DOC>
          <PGS>32232-32236</PGS>
          <FRDOCBP D="4" T="03JNN1.sgm">2011-13806</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Energy Department</EAR>
      <HD>Energy Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Energy Regulatory Commission</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Engineers</EAR>
      <HD>Engineers Corps</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>St. Lucie South Beach and Dune Restoration Project, St. Lucie County, FL,</SJDOC>
          <PGS>32147</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13836</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Environmental Protection</EAR>
      <HD>Environmental Protection Agency</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>National Oil and Hazardous Substances Pollution Contingency Plan; Priorities List:</SJ>
        <SJDENT>
          <SJDOC>Deletion of the Coker's Sanitation Service Landfills Superfund Site,</SJDOC>
          <PGS>32081-32085</PGS>
          <FRDOCBP D="4" T="03JNR1.sgm">2011-13841</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <PRTPAGE P="iv"/>
        <HD>PROPOSED RULES</HD>
        <SJ>Approval and Promulgation of Air Quality Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Ohio, Kentucky, and Indiana; Cincinnati-Hamilton Nonattainment Area; Determination of Attainment of the 1997 Annual Fine Particulate Standards,</SJDOC>
          <PGS>32110-32113</PGS>
          <FRDOCBP D="3" T="03JNP1.sgm">2011-13831</FRDOCBP>
        </SJDENT>
        <SJ>National Oil and Hazardous Substances Pollution Contingency Plan; Priorities List:</SJ>
        <SJDENT>
          <SJDOC>Intent To Delete the Coker's Sanitation Service Landfills Superfund Site,</SJDOC>
          <PGS>32115-32116</PGS>
          <FRDOCBP D="1" T="03JNP1.sgm">2011-13844</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Revisions to the California State Implementation Plan,</DOC>
          <PGS>32113-32115</PGS>
          <FRDOCBP D="2" T="03JNP1.sgm">2011-13830</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Certain New Chemicals; Receipt and Status Information,</DOC>
          <PGS>32188-32196</PGS>
          <FRDOCBP D="8" T="03JNN1.sgm">2011-13672</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Certain New Chemicals; Receipt and Status Information; Correction,</DOC>
          <PGS>32196-32197</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13673</FRDOCBP>
        </DOCENT>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Weekly Receipt,</SJDOC>
          <PGS>32197-32198</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13820</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Chartered Science Advisory Board and Board of Scientific Counselors,</SJDOC>
          <PGS>32198-32199</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13823</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Clean Air Scientific Advisory Committee Ozone Review Panel; Public Teleconference,</SJDOC>
          <PGS>32199-32200</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13843</FRDOCBP>
        </SJDENT>
        <SJ>Project Waivers of the Buy American Requirement of the American Recovery and Reinvestment Act:</SJ>
        <SJDENT>
          <SJDOC>Montgomery Township, NJ,</SJDOC>
          <PGS>32200-32202</PGS>
          <FRDOCBP D="2" T="03JNN1.sgm">2011-13829</FRDOCBP>
        </SJDENT>
        <SJ>Proposed Settlement Agreements:</SJ>
        <SJDENT>
          <SJDOC>Agawam Sportsman's Club Superfund Site, Agawam, MA,</SJDOC>
          <PGS>32202</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13833</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Request for Additional Nominations for SAB Environmental Justice Technical Review Panel(s),</DOC>
          <PGS>32202-32203</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13828</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Executive Office of the President</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Presidential Documents</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Federal Aviation</EAR>
      <HD>Federal Aviation Administration</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Airworthiness Directives:</SJ>
        <SJDENT>
          <SJDOC>Cessna Aircraft Co. 310, 320, 340, 401, 402, 411, 414, and 421 Airplanes,</SJDOC>
          <PGS>32103-32105</PGS>
          <FRDOCBP D="2" T="03JNP1.sgm">2011-13766</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Safety Enhancements, Certification of Airports,</DOC>
          <PGS>32105-32106</PGS>
          <FRDOCBP D="1" T="03JNP1.sgm">2011-13824</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Access to Aircraft Situation Display and National Airspace System Status Information,</DOC>
          <PGS>32258-32265</PGS>
          <FRDOCBP D="7" T="03JNN1.sgm">2011-13757</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Executive Committee of the Aviation Rulemaking Advisory Committee,</DOC>
          <PGS>32265</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13826</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Communications</EAR>
      <HD>Federal Communications Commission</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Implementation of the Commercial Advertisement Loudness Mitigation Act,</DOC>
          <PGS>32116-32133</PGS>
          <FRDOCBP D="17" T="03JNP1.sgm">2011-13822</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Crop</EAR>
      <HD>Federal Crop Insurance Corporation</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Common Crop Insurance Regulations:</SJ>
        <SJDENT>
          <SJDOC>Extra Long Staple Cotton Crop Provisions,</SJDOC>
          <PGS>32067-32069</PGS>
          <FRDOCBP D="2" T="03JNR1.sgm">2011-13354</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Deposit</EAR>
      <HD>Federal Deposit Insurance Corporation</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Systemic Resolution Advisory Committee,</SJDOC>
          <PGS>32203-32204</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13736</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Energy</EAR>
      <HD>Federal Energy Regulatory Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Combined Filings,</DOC>
          <PGS>32182-32186</PGS>
          <FRDOCBP D="2" T="03JNN1.sgm">2011-13769</FRDOCBP>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13771</FRDOCBP>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13772</FRDOCBP>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13773</FRDOCBP>
        </DOCENT>
        <SJ>Environmental Assessments; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>MARC I Hub Line Project, Central New York Oil and Gas Co., LLC,</SJDOC>
          <PGS>32187</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13782</FRDOCBP>
        </SJDENT>
        <SJ>Initial Market-Based Rate Filings Including Requests for Blanket Section 204 Authorizations:</SJ>
        <SJDENT>
          <SJDOC>Hatch Solar Energy Center 1, LLC,</SJDOC>
          <PGS>32188</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13770</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Tanner Street Generation, LLC,</SJDOC>
          <PGS>32188</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13781</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Reserve</EAR>
      <HD>Federal Reserve System</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Formations of, Acquisitions by, and Mergers of Bank Holding Companies,</DOC>
          <PGS>32204</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13774</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Fish</EAR>
      <HD>Fish and Wildlife Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Endangered Species; Marine Mammals; Issuance of Permits,</DOC>
          <PGS>32222-32223</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13805</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Endangered Species; Permit Applications,</DOC>
          <PGS>32223</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13804</FRDOCBP>
        </DOCENT>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Incidental Take of the Endangered Alabama Beach Mouse,</SJDOC>
          <PGS>32223-32224</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13761</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Take of Migratory Birds by Armed Forces,</DOC>
          <PGS>32224-32225</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13807</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Food and Drug</EAR>
      <HD>Food and Drug Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Data to Support Drug Product Communications,</SJDOC>
          <PGS>32217-32218</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13812</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Premarket Notification for New Dietary Ingredient,</SJDOC>
          <PGS>32214-32215</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13815</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Restaurant Menu and Vending Machine Labeling, Registration for Small Chains, etc.,</SJDOC>
          <PGS>32215</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13814</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Substantiation for Dietary Supplement Claims Made Under Federal Food, Drug, and Cosmetic Act,</SJDOC>
          <PGS>32215-32217</PGS>
          <FRDOCBP D="2" T="03JNN1.sgm">2011-13813</FRDOCBP>
        </SJDENT>
        <SJ>Guidance for Industry; Availability:</SJ>
        <SJDENT>
          <SJDOC>Studies to Evaluate the Safety of Residues of Veterinary Drugs in Human Food, etc.,</SJDOC>
          <PGS>32218-32219</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13821</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Gastrointestinal Drugs Advisory Committee,</SJDOC>
          <PGS>32220-32221</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13778</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Tobacco Products Scientific Advisory Committee,</SJDOC>
          <PGS>32219-32220</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13779</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Foreign Assets</EAR>
      <HD>Foreign Assets Control Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Unblocking of One Specially Designated National or Blocked Person,</DOC>
          <PGS>32266-32267</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13827</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Forest</EAR>
      <HD>Forest Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>National Forest System Invasive Species Management Policy,</DOC>
          <PGS>32135-32141</PGS>
          <FRDOCBP D="6" T="03JNN1.sgm">2011-13800</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>General Services</EAR>
      <HD>General Services Administration</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Reducing Regulatory Burden; Retrospective Review under Executive Order 13563,</DOC>
          <PGS>32088</PGS>
          <FRDOCBP D="0" T="03JNP1.sgm">2011-13739</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Retrospective Review under E.O. 13563,</DOC>
          <PGS>32133-32134</PGS>
          <FRDOCBP D="1" T="03JNP1.sgm">2011-13835</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Health and Human</EAR>
      <HD>Health and Human Services Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Agency for Healthcare Research and Quality</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Centers for Disease Control and Prevention</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Centers for Medicare &amp; Medicaid Services</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Children and Families Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Food and Drug Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Institutes of Health</P>
      </SEE>
      <CAT>
        <PRTPAGE P="v"/>
        <HD>NOTICES</HD>
        <SJ>Section 5001 of the American Recovery and Reinvestment Act of 2009:</SJ>
        <SJDENT>
          <SJDOC>Adjustments to Federal Medical Assistance Percentage Rates,</SJDOC>
          <PGS>32204-32207</PGS>
          <FRDOCBP D="3" T="03JNN1.sgm">2011-13783</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Homeland</EAR>
      <HD>Homeland Security Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Coast Guard</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Housing</EAR>
      <HD>Housing and Urban Development Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Federal Property Suitable as Facilities to Assist Homeless,</DOC>
          <PGS>32270-32283</PGS>
          <FRDOCBP D="13" T="03JNN2.sgm">2011-13591</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Interior</EAR>
      <HD>Interior Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Fish and Wildlife Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Land Management Bureau</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Vendor Outreach Workshop for Construction Small Businesses,</DOC>
          <PGS>32222</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13622</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>International Trade Adm</EAR>
      <HD>International Trade Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Application for the President's E and E Star Awards for Export Expansion,</SJDOC>
          <PGS>32141-32142</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13760</FRDOCBP>
        </SJDENT>
        <SJ>Postponement of Preliminary Determination in Countervailing Duty Investigations:</SJ>
        <SJDENT>
          <SJDOC>Bottom Mount Combination Refrigerator-Freezers from the Republic of Korea,</SJDOC>
          <PGS>32142</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13818</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Justice Department</EAR>
      <HD>Justice Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Drug Enforcement Administration</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Labor Department</EAR>
      <HD>Labor Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Employment and Training Administration</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Producer Price Index Survey,</SJDOC>
          <PGS>32226</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13780</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Land</EAR>
      <HD>Land Management Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Proposed Land Withdrawals,</SJDOC>
          <PGS>32225</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13775</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Wyoming Resource Advisory Council,</SJDOC>
          <PGS>32225</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13764</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Merit</EAR>
      <HD>Merit Systems Protection Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Opportunity To File Amicus Briefs in the Matter of Michael B. Graves v. Department of Veterans Affairs,</DOC>
          <PGS>32236-32237</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13737</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>NASA</EAR>
      <HD>National Aeronautics and Space Administration</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Retrospective Review under E.O. 13563,</DOC>
          <PGS>32133-32134</PGS>
          <FRDOCBP D="1" T="03JNP1.sgm">2011-13835</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Institute</EAR>
      <HD>National Institutes of Health</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Center for Scientific Review,</SJDOC>
          <PGS>32221</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13792</FRDOCBP>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13793</FRDOCBP>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13794</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Oceanic</EAR>
      <HD>National Oceanic and Atmospheric Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Atlantic Highly Migratory Species:</SJ>
        <SJDENT>
          <SJDOC>Atlantic Bluefin Tuna Fisheries; In-season General Category Retention Limit Adjustments,</SJDOC>
          <PGS>32086-32087</PGS>
          <FRDOCBP D="1" T="03JNR1.sgm">2011-13832</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Alaska Saltwater Sportfishing Economic Survey,</SJDOC>
          <PGS>32142-32143</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13811</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>New England Fishery Management Council,</SJDOC>
          <PGS>32143-32144</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13763</FRDOCBP>
        </SJDENT>
        <SJ>Permits:</SJ>
        <SJDENT>
          <SJDOC>Endangered Species; File No. 15677,</SJDOC>
          <PGS>32144</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13842</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Marine Mammals; File No. 15543,</SJDOC>
          <PGS>32144-32145</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13840</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Nuclear Regulatory</EAR>
      <HD>Nuclear Regulatory Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications for Amendments to Renewed Facility Operating License; Withdrawals:</SJ>
        <SJDENT>
          <SJDOC>Duke Energy Carolinas, LLC,</SJDOC>
          <PGS>32237</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13809</FRDOCBP>
        </SJDENT>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Crystal River Unit 3 Nuclear Generating Plant, Florida Power Corp.,</SJDOC>
          <PGS>32237-32238</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13817</FRDOCBP>
        </SJDENT>
        <SJ>Exemptions:</SJ>
        <SJDENT>
          <SJDOC>Detroit Edison Co. Fermi 2,</SJDOC>
          <PGS>32238-32240</PGS>
          <FRDOCBP D="2" T="03JNN1.sgm">2011-13808</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Advisory Committee on Reactor Safeguards Subcommittee on Power Uprates,</SJDOC>
          <PGS>32240</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13795</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Advisory Committee on Reactor Safeguards; Subcommittee on Digital Instrumentation and Control Systems,</SJDOC>
          <PGS>32240-32241</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13796</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Advisory Committee on Reactor Safeguards; Subcommittee on Planning and Procedures,</SJDOC>
          <PGS>32241</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13803</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Personnel</EAR>
      <HD>Personnel Management Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Civil Service Retirement System; Present Value Factors,</DOC>
          <PGS>32241-32242</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13708</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Federal Employees' Retirement System; Normal Cost Percentages,</DOC>
          <PGS>32242-32243</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13709</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Federal Employees' Retirement System; Present Value Factors,</DOC>
          <PGS>32243-32245</PGS>
          <FRDOCBP D="2" T="03JNN1.sgm">2011-13707</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Presidential Documents</EAR>
      <HD>Presidential Documents</HD>
      <CAT>
        <HD>PROCLAMATIONS</HD>
        <SJ>Special observances:</SJ>
        <SJDENT>
          <SJDOC>Prayer for Peace, Memorial Day (Proc 8683),</SJDOC>
          <PGS>32065-32066</PGS>
          <FRDOCBP D="1" T="03JND0.sgm">2011-13922</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Securities</EAR>
      <HD>Securities and Exchange Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Applications for Deregistration,</DOC>
          <PGS>32245-32246</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13751</FRDOCBP>
        </DOCENT>
        <SJ>Order of Suspension of Trading:</SJ>
        <SJDENT>
          <SJDOC>Uniontown Energy Inc.,</SJDOC>
          <PGS>32246</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13880</FRDOCBP>
        </SJDENT>
        <SJ>Self-Regulatory Organizations; Proposed Rule Changes:</SJ>
        <SJDENT>
          <SJDOC>Financial Industry Regulatory Authority, Inc.,</SJDOC>
          <PGS>32246-32248</PGS>
          <FRDOCBP D="2" T="03JNN1.sgm">2011-13738</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Municipal Securities Rulemaking Board,</SJDOC>
          <PGS>32248-32255</PGS>
          <FRDOCBP D="7" T="03JNN1.sgm">2011-13752</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NASDAQ OMX PHLX LLC,</SJDOC>
          <PGS>32255-32257</PGS>
          <FRDOCBP D="2" T="03JNN1.sgm">2011-13776</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>New York Stock Exchange LLC,</SJDOC>
          <PGS>32248</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13755</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Small Business</EAR>
      <HD>Small Business Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Small Business Size Standards; Waiver of the Nonmanufacturer Rule,</DOC>
          <PGS>32257-32258</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13777</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Surface Transportation</EAR>
      <HD>Surface Transportation Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Trackage Rights Exemptions:</SJ>
        <SJDENT>
          <SJDOC>Maine Northern Railway Co., and Montreal, Maine and Atlantic Railway, Ltd.,</SJDOC>
          <PGS>32265-32266</PGS>
          <FRDOCBP D="1" T="03JNN1.sgm">2011-13881</FRDOCBP>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13886</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Tennessee</EAR>
      <PRTPAGE P="vi"/>
      <HD>Tennessee Valley Authority</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Regional Resource Stewardship Council,</SJDOC>
          <PGS>32258</PGS>
          <FRDOCBP D="0" T="03JNN1.sgm">2011-13753</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Transportation Department</EAR>
      <HD>Transportation Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Aviation Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Surface Transportation Board</P>
      </SEE>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Nondiscrimination on Basis of Disability in Air Travel:</SJ>
        <SJDENT>
          <SJDOC>Accessibility of Aircraft and Stowage of Wheelchairs,</SJDOC>
          <PGS>32107-32110</PGS>
          <FRDOCBP D="3" T="03JNP1.sgm">2011-13802</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Treasury</EAR>
      <HD>Treasury Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Foreign Assets Control Office</P>
      </SEE>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Regulations Governing Practice Before the Internal Revenue Service,</DOC>
          <PGS>32286-32312</PGS>
          <FRDOCBP D="26" T="03JNR2.sgm">2011-13666</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <PTS>
      <HD SOURCE="HED">Separate Parts In This Issue</HD>
      <HD>Part II</HD>
      <DOCENT>
        <DOC>Housing and Urban Development Department,</DOC>
        <PGS>32270-32283</PGS>
        <FRDOCBP D="13" T="03JNN2.sgm">2011-13591</FRDOCBP>
      </DOCENT>
      <HD>Part III</HD>
      <DOCENT>
        <DOC>Treasury Department,</DOC>
        <PGS>32286-32312</PGS>
        <FRDOCBP D="26" T="03JNR2.sgm">2011-13666</FRDOCBP>
      </DOCENT>
    </PTS>
    <AIDS>
      <HD SOURCE="HED">Reader Aids</HD>
      <P>Consult the Reader Aids section at the end of this page for phone numbers, online resources, finding aids, reminders, and notice of recently enacted public laws.</P>
      
      <P>To subscribe to the Federal Register Table of Contents LISTSERV electronic mailing list, go to http://listserv.access.gpo.gov and select Online mailing list archives, FEDREGTOC-L, Join or leave the list (or change settings); then follow the instructions.</P>
    </AIDS>
  </CNTNTS>
  <VOL>76</VOL>
  <NO>107</NO>
  <DATE>Friday, June 3, 2011</DATE>
  <UNITNAME>Rules and Regulations</UNITNAME>
  <RULES>
    <RULE>
      <PREAMB>
        <PRTPAGE P="32067"/>
        <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Federal Crop Insurance Corporation</SUBAGY>
        <CFR>7 CFR Part 457</CFR>
        <DEPDOC>[Docket No. FCIC-10-0002]</DEPDOC>
        <RIN>RIN 0563-AC27</RIN>
        <SUBJECT>Common Crop Insurance Regulations; Extra Long Staple Cotton Crop Provisions</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Crop Insurance Corporation, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Federal Crop Insurance Corporation (FCIC) finalizes amendments made to the Common Crop Insurance Regulations, Extra Long Staple Cotton Crop Insurance Provisions to remove all references to the Daily Spot Cotton Quotation and replace the references with the National Average Loan Rate published by the Farm Service Agency (FSA), to incorporate a current Special Provisions statement into the Crop Provisions, and to make the Extra Long Staple Cotton Crop Insurance Provisions consistent with the Upland Cotton Crop Insurance Provisions. The intended effect of this action is to provide policy changes, to clarify existing policy provisions to better meet the needs of the producers, and to reduce vulnerability to program fraud, waste, and abuse. The changes will be effective for the 2012 and succeeding crop years.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>This rule is effective July 5, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Director, Product Administration and Standards Division, Risk Management Agency, United States Department of Agriculture, Beacon Facility, Stop 0812, Room 421, P.O. Box 419205, Kansas City, MO 64141-6205, telephone (816) 926-7730.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Executive Order 12866</HD>
        <P>The Office of Management and Budget (OMB) has determined that this rule is non-significant for the purpose of Executive Order 12866 and, therefore, it has not been reviewed by OMB.</P>
        <HD SOURCE="HD1">Paperwork Reduction Act of 1995</HD>
        <P>Pursuant to the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. chapter 35), the collections of information in this rule have been approved by OMB under control number 0563-0053 through March 31, 2012.</P>
        <HD SOURCE="HD1">E-Government Act Compliance</HD>
        <P>FCIC is committed to complying with the E-Government Act of 2002, to promote the use of the Internet and other information technologies to provide increased opportunities for citizen access to Government information and services, and for other purposes.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act of 1995</HD>
        <P>Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) establishes requirements for Federal agencies to assess the effects of their regulatory actions on State, local, and tribal governments and the private sector. This rule contains no Federal mandates (under the regulatory provisions of title II of the UMRA) for State, local, and tribal governments or the private sector. Therefore, this rule is not subject to the requirements of sections 202 and 205 of UMRA.</P>
        <HD SOURCE="HD1">Executive Order 13132</HD>
        <P>It has been determined under section 1(a) of Executive Order 13132, Federalism, that this rule does not have sufficient implications to warrant consultation with the States. The provisions contained in this rule will not have a substantial direct effect on States, or on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <HD SOURCE="HD1">Executive Order 13175</HD>
        <P>This rule has been reviewed in accordance with the requirements of Executive Order 13175, Consultation and Coordination with Indian Tribal Governments. The review reveals that this regulation will not have substantial and direct effects on Tribal governments and will not have significant Tribal implications.</P>
        <HD SOURCE="HD1">Regulatory Flexibility Act</HD>
        <P>FCIC certifies that this regulation will not have a significant economic impact on a substantial number of small entities. Program requirements for the Federal crop insurance program are the same for all producers regardless of the size of their farming operation. For instance, all producers are required to submit an application and acreage report to establish their insurance guarantees and compute premium amounts, and all producers are required to submit a notice of loss and production information to determine the amount of an indemnity payment in the event of an insured cause of crop loss. Whether a producer has 10 acres or 1000 acres, there is no difference in the kind of information collected. To ensure crop insurance is available to small entities, the Federal Crop Insurance Act authorizes FCIC to waive collection of administrative fees from limited resource farmers. FCIC believes this waiver helps to ensure that small entities are given the same opportunities as large entities to manage their risks through the use of crop insurance. A Regulatory Flexibility Analysis has not been prepared since this regulation does not have an impact on small entities, and therefore, this regulation is exempt from the provisions of the Regulatory Flexibility Act (5 U.S.C. 605).</P>
        <HD SOURCE="HD1">Federal Assistance Program</HD>
        <P>This program is listed in the Catalog of Federal Domestic Assistance under No. 10.450.</P>
        <HD SOURCE="HD1">Executive Order 12372</HD>
        <P>This program is not subject to the provisions of Executive Order 12372, which require intergovernmental consultation with State and local officials. See the Notice related to 7 CFR part 3015, subpart V, published at 48 FR 29115, June 24, 1983.</P>
        <HD SOURCE="HD1">Executive Order 12988</HD>

        <P>This rule has been reviewed in accordance with Executive Order 12988 on civil justice reform. The provisions of this rule will not have a retroactive effect. The provisions of this rule will preempt State and local laws to the extent such State and local laws are inconsistent herewith. With respect to<PRTPAGE P="32068"/>any direct action taken by FCIC or action by FCIC to require the insurance provider to take specific action under the terms of the crop insurance policy, the administrative appeal provisions published at 7 CFR part 11 must be exhausted before any action against FCIC for judicial review may be brought.</P>
        <HD SOURCE="HD1">Environmental Evaluation</HD>
        <P>This action is not expected to have a significant economic impact on the quality of the human environment, health, or safety. Therefore, neither an Environmental Assessment nor an Environmental Impact Statement is needed.</P>
        <HD SOURCE="HD1">Background</HD>

        <P>On November 19, 2010, FCIC published a notice of proposed rulemaking in the<E T="04">Federal Register</E>at 75 FR 70850-70852 to revise 7 CFR part 457, Common Crop Insurance Regulations, by revising § 457.105 (Extra Long Staple Cotton Crop Insurance Provisions). Requests have been made for changes to improve the coverage offered, address program integrity issues, and simplify program administration. The provisions will be effective for the 2012 and succeeding crop years.</P>
        <P>A total of six comments were received from one commenter. The commenter was an insurance service organization. The comments received and FCIC's responses are as follows:</P>
        <HD SOURCE="HD2">General Comments</HD>
        <P>
          <E T="03">Comment:</E>A commenter suggests FCIC remove the Basic Provisions section titles which are set off by parenthesis throughout the Crop Provisions, as has been done when other Crop Provisions that have been revised recently. For example, section 2 could read “In addition to the requirements of section 3 of the Basic Provisions * * *” [deleting the parenthetical “* * * (Insurance Guarantees, Coverage Levels, and Prices for Determining Indemnities) * * *” following “section 3”]. Affected sections are 2, 3, 4, 5, 6, 7(b), 8, and 9(a).</P>
        <P>
          <E T="03">Response:</E>Although this section was not included in the proposed rule, FCIC agrees and has revised the provisions accordingly since it is a technical correction and does not change the meaning or intent of the provision.</P>
        <P>
          <E T="03">Comment:</E>A commenter recommends changing “The total production (pounds) to count * * *” in section 10(c) to “The total production to count (in pounds) * * *” so as to keep the phrase “production to count” intact.</P>
        <P>
          <E T="03">Response:</E>Although this section was not included in the proposed rule, FCIC agrees and has revised the provisions accordingly since it is a technical correction and does not change the meaning or intent of the provision.</P>
        <HD SOURCE="HD2">Section 10—Settlement of Claim</HD>
        <P>
          <E T="03">Comment:</E>A commenter supports the proposed changes of the prices used in section 10(d) and (f) and the change of the Price B percentage used from 75 percent to 85 percent since equivalent changes have already been made in the 2011 Cotton Crop Provisions.</P>
        <P>
          <E T="03">Response:</E>FCIC thanks the commenter for their support regarding the changes of the prices used in section 10 and the change of the Price B percentage.</P>
        <P>
          <E T="03">Comment:</E>A commenter points out the Background section of the Proposed Rule states the following: “FCIC also proposes to change the percentage of Price B from 75 percent to 85 percent in sections 10(d) and 10(d)(3). This does not change the existing terms of the policy because the change was already implemented in the Special Provisions. FCIC is proposing to move the provision to the Crop Provisions because the change is being implemented in all areas where ELS cotton is available.”</P>
        <P>• If the summary of this Proposed Rule accurately describes the actions taken, and represents clarification or standardization to conform to the 2011 Basic Provisions, the only comment would concern whether FCIC has conducted whatever necessary rate impact evaluations and made any necessary adjustments. Whether or not the rate analysis has been done is a little unclear based on two phrases in the third paragraph of item 2 in the Background section of the Proposed Rule.</P>
        <P>• The second sentence of the paragraph in the Background section suggests the change to 85 percent “was” already implemented (in the past), while the third sentence indicates the change “is being” implemented (currently) everywhere ELS Cotton is insurable. The difference between “was” and “is being” might be explained in the context that the change to 85 percent “was” already added in a previous year's Special Provisions, and now “is being” added in the Crop Provisions instead (with a Special Provisions statement no longer being necessary), but it could be clarified. Was the 85 percent change previously in the Special Provisions for ALL counties where ELS Cotton was insurable, or only in some?</P>
        <P>
          <E T="03">Response:</E>The change from 75 percent to 85 percent was put into place in crop year 2000 with a Special Provisions statement. At the time the change was implemented, a rate adjustment was made. There has been nothing in the performance of the policy to suggest that this rate change was not appropriate or was inadequate. Therefore, no additional rate analysis is necessary.</P>
        <P>The Special Provisions statement that says the production to count will be reduced if price quotation “A” is less than 85 percent of price quotation “B” will be removed from the Special Provisions and incorporated into the Crop Provisions. The change was made years ago and this Special Provisions statement existed in all counties where ELS Cotton is insurable. As incorporated into the Crop Provisions, no new Special Provisions statements will be required if ELS cotton is expanded to additional counties.</P>
        <HD SOURCE="HD2">Section 12—Prevented Planting</HD>
        <P>
          <E T="03">Comment:</E>A commenter recommends eliminating the option to increase prevented planting coverage levels.</P>
        <P>
          <E T="03">Response:</E>This section was not included in the proposed rule and would be considered a substantive change to the policy. Since the public was not provided an opportunity to comment, FCIC cannot consider the recommended change.</P>
        <P>In addition to the changes described above, FCIC has revised section 10(f) by removing the phrase “Any AUP cotton” and replacing it with the phrase “Mature AUP cotton” to clarify the AUP cotton must be mature in order to calculate a conversion factor between AUP cotton and ELS cotton.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 7 CFR Part 457</HD>
          <P>Crop insurance, Extra long staple cotton, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Final Rule</HD>
        <P>Accordingly, as set forth in the preamble, the Federal Crop Insurance Corporation amends 7 CFR part 457 effective for the 2012 and succeeding crop years for the Extra Long Staple Cotton Crop Insurance Provisions.</P>
        <REGTEXT PART="457" TITLE="7">
          <PART>
            <HD SOURCE="HED">PART 457—COMMON CROP INSURANCE REGULATIONS</HD>
          </PART>
          <AMDPAR>1. The authority citation for 7 CFR part 457 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>7 U.S.C. 1506(1), 1506(o).</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="457" TITLE="7">
          <AMDPAR>2. Amend § 457.105 as follows:</AMDPAR>
          <AMDPAR>a. Amend the introductory text by removing “1998” and adding “2012” in its place;</AMDPAR>
          <AMDPAR>b. Remove the undesignated paragraph immediately preceding section 1.</AMDPAR>

          <AMDPAR>c. Amend section 2 by removing the phrase “(Insurance Guarantees, Coverage Levels, and Prices for Determining Indemnities)”;<PRTPAGE P="32069"/>
          </AMDPAR>
          <AMDPAR>d. Amend section 3 by removing the phrase “(Contract Changes)”;</AMDPAR>
          <AMDPAR>e. Amend section 4 by removing the phrase “(Life of Policy, Cancellation, and Termination)”;</AMDPAR>
          <AMDPAR>f. Amend the introductory text of section 5 by removing the phrase “(Insured Crop)”;</AMDPAR>
          <AMDPAR>g. Amend the introductory text of section 6 by removing the phrase “(Insurable Acreage)”;</AMDPAR>
          <AMDPAR>h. Amend section 7(b) by removing the phrase “(Insurance Period)”;</AMDPAR>
          <AMDPAR>i. Amend the introductory text of section 8 by removing the phrase “(Causes of Loss)”;</AMDPAR>
          <AMDPAR>j. Amend section 9(a) by removing the phrase “(Duties in the Event of Damage or Loss)”;</AMDPAR>
          <AMDPAR>k. Amend the introductory text of section 10(c) by removing the phrase “The total production (pounds) to count” and replacing it with the phrase “The total production to count (in pounds)”;</AMDPAR>
          <AMDPAR>l. Revise section 10(d); and</AMDPAR>
          <AMDPAR>m. Revise section 10(f).</AMDPAR>
          <P>The revisions read as follows:</P>
          <SECTION>
            <SECTNO>§ 457.105</SECTNO>
            <SUBJECT>Extra long staple cotton crop insurance provisions.</SUBJECT>
            <STARS/>
            <P>10. Settlement of Claim.</P>
            <STARS/>
            <P>(d) Mature ELS cotton production may be adjusted for quality when production has been damaged by insured causes. Such production to count will be reduced if Price A is less than 85 percent of Price B.</P>
            <P>(1) Price B is defined as the Extra Long Staple Cotton National Average Loan Rate determined by FSA, or as specified in the Special Provisions.</P>
            <P>(2) Price A is defined as the loan value per pound for the bale determined in accordance with the FSA Schedule of Premiums and Discounts for the applicable crop year, or as specified in the Special Provisions.</P>
            <P>(3) If eligible for quality adjustment, the amount of production to be counted will be determined by multiplying the number of pounds of such production by the factor derived from dividing Price A by 85 percent of Price B.</P>
            <STARS/>
            <P>(f) Mature AUP cotton harvested or appraised from acreage originally planted to ELS cotton in the same growing season will be reduced by the factor obtained by dividing the price per pound for AUP cotton by the price per pound for ELS cotton. The prices used for AUP and ELS cotton will be calculated using the Upland Cotton National Average Loan Rate determined by FSA and the Extra Long Staple Cotton National Average Loan Rate determined by FSA, or as specified in the Special Provisions.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Signed in Washington, DC, on May 23, 2011.</DATED>
          <NAME>William J. Murphy,</NAME>
          <TITLE>Manager, Federal Crop Insurance Corporation.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13354 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-08-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2011-0215]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone; Lorain Independence Day Fireworks, Black River, Lorain, OH</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing a temporary safety zone at the mouth of the Black River, Lorain, OH for the Lorain Independence Day Fireworks. This zone is intended to restrict vessels from the Black River in Lorain, OH, during the Lorain Independence Day Fireworks on July 3, 2011. This temporary safety zone is necessary to protect spectators and vessels from the hazards associated with a firework display.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective from 9:30 p.m. until 11 p.m. on July 3, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents indicated in this preamble as being available in the docket, are part of docket USCG-2011-2015 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-2015 in the “Keyword” box, and then clicking “Search.” This material is also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary rule, call or e-mail MST3 Rory Boyle, Marine Events Coordinator, U.S. Coast Guard Sector Buffalo; telephone 716-843-9343, e-mail<E T="03">Rory.C.Boyle@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Regulatory Information</HD>
        <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because waiting for a notice and comment period to run would be impracticable and contrary to the public interest in that it would inhibit the Coast Guard's ability to protect the public from the hazards associated with fireworks displays on navigable waters.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. For the same reasons discussed in the preceding paragraph, a 30 day notice period would be impractical and contrary to the public interest.</P>
        <HD SOURCE="HD1">Background and Purpose</HD>
        <P>The Lorain Independence Day Fireworks is an event established to celebrate United States Independence. The fireworks display will occur on July 3, 2011 from 9:30 p.m. until 11 p.m. The Captain of the Port Buffalo has determined that fireworks launched proximate to watercraft pose a significant risk to public safety and property. Thus, this temporary safety zone is necessary to ensure the safety of vessels and spectators from the hazards associated with the aforesaid fireworks display. Establishing a safety zone to control vessel movement around the location of the launch area will help ensure the safety of persons and property at these events and help minimize the associated risks.</P>
        <HD SOURCE="HD1">Discussion of Rule</HD>

        <P>This temporary safety zone is necessary to ensure the safety of spectators and vessels during the setup, loading, and launching the fireworks during the Lorain Independence Day Fireworks. It will encompass a 1,400 ft radius at the end of the break wall at the Spitzer Lakeside Marina in Lorain, OH. This temporary safety zone will be effective and enforced from 9:30 p.m. until 11 p.m. on July 3, 2011.<PRTPAGE P="32070"/>
        </P>
        <P>All persons and vessels shall comply with the instructions of the Coast Guard Captain of the Port or the designated on-scene representative. Entry into, transiting, or anchoring within the safety zone is prohibited unless authorized by the Captain of the Port Buffalo or his on-scene representative. The Captain of the Port or his on-scene representative may be contacted via VHF Channel 16.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order. It is not “significant” under the regulatory policies and procedures of the Department of Homeland Security (DHS). We conclude that this rule is not a significant regulatory action because we anticipate that it will have minimal impact on the economy, will not interfere with other agencies, will not adversely alter the budget of any grant or loan recipients, and will not raise any novel legal or policy issues.</P>
        <HD SOURCE="HD1">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
        <P>This rule will affect the following entities, some of which may be small entities: The owners or operators of vessels intending to transit or anchor in a portion of Spitzer Lakeside Marina in Lorain, OH on July 03, 2011 from 9:30 p.m. until 11 p.m.</P>
        <P>This safety zone will not have a significant economic impact on a substantial number of small entities because of the minimal amount of time in which the safety zone will be enforced. This safety zone will only be enforced for 90 minutes in a low vessel traffic area. Vessel traffic can pass safely around the zone. Before the effective period, we will issue maritime advisories, which include a Broadcast Notice to Mariners.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>
        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we offer to assist small entities in understanding the rule so that they can better evaluate its effects on them and participate in the rulemaking process.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD1">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD1">Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD1">Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD1">Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD1">Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD1">Energy Effects</HD>
        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD1">Technical Standards</HD>

        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are<PRTPAGE P="32071"/>technical standards (<E T="03">e.g.,</E>specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD1">Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34)(g), of the Instruction. This rule involves the establishment of a safety zone. An environmental analysis checklist and a categorical exclusion determination are available in the docket where indicated under<E T="02">ADDRESSES</E>.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapters 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. Add § 165.T09-0215 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T09-0215</SECTNO>
            <SUBJECT>Safety zone; Lorain Independence Day Fireworks, Black River, Lorain, OH.</SUBJECT>
            <P>(a)<E T="03">Location.</E>The following area is a temporary safety zone: 1,400 ft radius at the end of the break wall at the Spitzer Lakeside Marina in Lorain, OH from position +41°28′ 35.68″ N. −82°10′ 51.59″ W.</P>
            <P>(b)<E T="03">Effective and enforcement period.</E>This zone will be effective and enforced from 9:30 p.m. until 11:00 p.m. on July 3, 2011.</P>
            <P>(c)<E T="03">Regulations.</E>(1) In accordance with the general regulations in section 165.23 of this part, entry into, transiting, or anchoring within this safety zone is prohibited unless authorized by the Captain of the Port Buffalo, or his on-scene representative.</P>
            <P>(2) This safety zone is closed to all vessel traffic, except as may be permitted by the Captain of the Port Buffalo or his on-scene representative.</P>
            <P>(3) The “on-scene representative” of the Captain of the Port is any Coast Guard commissioned, warrant, or petty officer who has been designated by the Captain of the Port to act on his behalf. The on-scene representative of the Captain of the Port will be aboard either a Coast Guard or Coast Guard Auxiliary vessel.</P>
            <P>(4) Vessel operators desiring to enter or operate within the safety zone shall contact the Captain of the Port Buffalo or his on-scene representative to obtain permission to do so. The Captain of the Port or his on-scene representative may be contacted via VHF Channel 16.</P>
            <P>(5) Vessel operators given permission to enter or operate in the safety zone must comply with all directions given to them by the Captain of the Port Buffalo or his on-scene representative.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: May 11, 2011.</DATED>
          <NAME>R.S. Burchell,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port Buffalo.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13756 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2011-0214]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone; Conneaut Festival Fireworks, Conneaut Harbor, Conneaut, OH</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing a temporary safety zone in the Conneaut Harbor, Conneaut, OH for the Conneaut Festival Fireworks. This zone is intended to restrict vessels from a portion of Conneaut Harbor, Conneaut, OH during the Conneaut Festival Fireworks on July 3, 2011. This temporary safety zone is necessary to protect spectators and vessels from the hazards associated with a firework display.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective from 9:30 p.m. until 10:45 p.m. on July 3, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents indicated in this preamble as being available in the docket, are part of docket USCG-2011-0214 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-0214 in the “Keyword” box, and then clicking “Search.” This material is also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary rule, call or e-mail MST3 Rory Boyle, Marine Events Coordinator, U.S. Coast Guard Sector Buffalo; telephone 716-843-9343, e-mail<E T="03">Rory.C.Boyle@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Regulatory Information</HD>
        <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because waiting for a notice and comment period to run would be impracticable and contrary to the public interest in that it would inhibit the Coast Guard's ability to protect the public from the hazards associated with the below discussed fireworks display.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. For the same reasons discussed in the preceding paragraph, a 30-day notice period would be impractical and contrary to the public interest.<PRTPAGE P="32072"/>
        </P>
        <HD SOURCE="HD1">Background and Purpose</HD>
        <P>The Conneaut Festival is an event established to celebrate United States independence and includes a fireworks display, which will be launched from a water location. The fireworks display will occur on July 3, 2011 from 9:30 p.m. until 10:45 p.m. The Captain of the Port Buffalo has determined that fireworks launched proximate to watercraft pose a significant risk to public safety and property. Thus, this temporary safety zone is necessary to ensure the safety of vessels and spectators from the hazards associated with the aforesaid fireworks display. Establishing a safety zone to control vessel movement around the location of the launch platform will help ensure the safety of persons and property at this event.</P>
        <HD SOURCE="HD1">Discussion of Rule</HD>
        <P>This temporary safety zone is necessary to ensure the safety of spectators and vessels during the setup, loading, and launching of the fireworks display occurring during the Conneaut Festival. It will encompass an 840 ft radius in part of the waters of Conneaut Harbor from position +41°58′2.22″ N, −80°33′39.89″ W. This temporary safety zone will be effective and enforced from 9:30 p.m. until 10:45 p.m. on July 3, 2011.</P>
        <P>All persons and vessels shall comply with the instructions of the Coast Guard Captain of the Port Buffalo or the designated on-scene representative. Entry into, transiting, or anchoring within the safety zone is prohibited unless authorized by the Captain of the Port Buffalo or his on-scene representative. The Captain of the Port Buffalo or his on-scene representative may be contacted via VHF Channel 16.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order. It is not “significant” under the regulatory policies and procedures of the Department of Homeland Security (DHS). We conclude that this rule is not a significant regulatory action because we anticipate that it will have minimal impact on the economy, will not interfere with other agencies, will not adversely alter the budget of any grant or loan recipients, and will not raise any novel legal or policy issues.</P>
        <HD SOURCE="HD1">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
        <P>This rule will affect the following entities, some of which may be small entities: The owners or operators of vessels intending to transit or anchor in a portion of Conneaut Harbor, Conneaut, OH on July 03, 2011 from 9:30 p.m. until 10:45 p.m.</P>
        <P>This safety zone will not have a significant economic impact on a substantial number of small entities because of the minimal amount of time in which the safety zone will be enforced. This safety zone will only be enforced for 75 minutes in a low vessel traffic area. Vessel traffic can pass safely around the zone. Before the effective period, we will issue maritime advisories, which include a Broadcast Notice to Mariners.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>
        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we offer to assist small entities in understanding the rule so that they can better evaluate its effects on them and participate in the rulemaking process.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD1">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD1">Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD1">Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD1">Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD1">Indian Tribal Governments</HD>

        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the<PRTPAGE P="32073"/>Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD1">Energy Effects</HD>
        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD1">Technical Standards</HD>

        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (<E T="03">e.g.,</E>specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD1">Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34)(g), of the Instruction. This rule involves the establishment of a safety zone. An environmental analysis checklist and a categorical exclusion determination are available in the docket where indicated under<E T="02">ADDRESSES</E>.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapters 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. Add § 165.T09-0214 as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T09-0214</SECTNO>
            <SUBJECT>Safety zone; Conneaut Festival Fireworks, Conneaut Harbor, Conneaut, OH.</SUBJECT>
            <P>(a)<E T="03">Location.</E>The following area is a temporary safety zone: An 840 ft radius in part of the waters of Conneaut Harbor from position +41°58′2.22″ N, −80°33′39.89″ W.</P>
            <P>(b)<E T="03">Effective and enforcement period.</E>This zone will be effective and enforced from 9:30 p.m. until 10:45 p.m. on July 3, 2011.</P>
            <P>(c)<E T="03">Regulations.</E>(1) In accordance with the general regulations in § 165.23 of this part, entry into, transiting, or anchoring within this safety zone is prohibited unless authorized by the Captain of the Port Buffalo, or his on-scene representative.</P>
            <P>(2) This safety zone is closed to all vessel traffic, except as may be permitted by the Captain of the Port Buffalo or his on-scene representative.</P>
            <P>(3) The “on-scene representative” of the Captain of the Port is any Coast Guard commissioned, warrant, or petty officer who has been designated by the Captain of the Port to act on his behalf. The on-scene representative of the Captain of the Port will be aboard either a Coast Guard or Coast Guard Auxiliary vessel.</P>
            <P>(4) Vessel operators desiring to enter or operate within the safety zone shall contact the Captain of the Port Buffalo or his on-scene representative to obtain permission to do so. The Captain of the Port or his on-scene representative may be contacted via VHF Channel 16.</P>
            <P>(5) Vessel operators given permission to enter or operate in the safety zone must comply with all directions given to them by the Captain of the Port Buffalo or his on-scene representative.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: May 11, 2011.</DATED>
          <NAME>R.S. Burchell,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port Buffalo.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13758 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
        <CFR>34 CFR Chapter II</CFR>
        <DEPDOC>[Docket ID ED-2011-OII-0001]</DEPDOC>
        <SUBJECT>Investing in Innovation Fund</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of Innovation and Improvement, Department of Education.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final revisions to priorities, requirements, and selection criteria.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Assistant Deputy Secretary for Innovation and Improvement amends the final priorities, requirements, and selection criteria under the Investing in Innovation Fund (i3) program as established in the notice of final priorities, requirements, definitions, and selection criteria (2010 i3 NFP) that was published in the<E T="04">Federal Register</E>on March 12, 2010. The 2010 i3 NFP established specific priorities, requirements, definitions, and selection criteria to be used in evaluating grant applications for the i3 program. This document provides the Secretary with additional flexibility in using the priorities and selection criteria for i3 competitions in fiscal year (FY) 2011 and subsequent years. In addition, the document modifies the requirements on the “Limits on Grant Awards” and “Cost Sharing or Matching.” The revisions we establish in this document respond to specific lessons learned from the first competition of the i3 program in FY 2010 and allow the Department to simplify and improve the design of the i3 program to better achieve its purposes and goals.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>These revisions to priorities, requirements, and selection criteria are effective July 5, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Thelma Leenhouts, U.S. Department of Education, 400 Maryland Avenue, SW., room 4W302, Washington, DC 20202. Telephone: (202) 453-7122; or by e-mail:<E T="03">i3@ed.gov.</E>
          </P>
          <P>If you use a telecommunications device for the deaf (TDD), call the Federal Relay Service, toll free, at 1-800-877-8339.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P SOURCE="NPAR">
          <E T="03">Purpose of Program:</E>The Investing in Innovation Fund, established under section 14007 of the American Recovery and Reinvestment Act of 2009 (ARRA),<PRTPAGE P="32074"/>provides funding to (1) local educational agencies (LEAs), and (2) nonprofit organizations in partnership with (a) one or more LEAs or (b) a consortium of schools. The purpose of the i3 program is to provide competitive grants to applicants with a record of improving student achievement and attainment in order to expand the implementation of, and investment in, innovative practices that are demonstrated to have an impact on improving student achievement or student growth, closing achievement gaps, decreasing dropout rates, increasing high school graduation rates, or increasing college enrollment and completion rates.</P>
        <P>Grants awarded under the i3 program (1) Allow eligible entities to expand and develop innovative practices that can serve as models of best practices, (2) allow eligible entities to carry out that work in partnership with the private sector and the philanthropic community, and (3) support eligible entities in identifying and documenting best practices that can be shared and taken to scale based on demonstrated success.</P>
        <P>
          <E T="03">Program Authority:</E>American Recovery and Reinvestment Act of 2009, Division A, Section 14007, Public Law 111-5.</P>
        <P>
          <E T="03">Applicable Regulations:</E>(a) The Education Department General Administrative Regulations (EDGAR) in 34 CFR parts 74, 75, 77, 79, 80, 81, 82, 84, 85, 86, 97, 98, and 99. (b) The notice of final priorities, requirements, definitions, and selection criteria for this program, published in the<E T="04">Federal Register</E>on March 12, 2010 (75 FR 12004-12071).</P>
        <P>
          <E T="03">Background:</E>The Department published a proposed notice of revisions to priorities, requirements, and selection criteria (2011 Notice of Proposed i3 Revisions) in the<E T="04">Federal Register</E>on January 10, 2011 (76 FR 1412-1415). That notice contained background information and our reasons for the proposed revisions.</P>
        <P>There is one difference between the proposed revisions to priorities, requirements, and selection criteria and these final revisions to priorities, requirements, and selection criteria.</P>
        <P>
          <E T="03">Public Comment:</E>In response to our invitation in the 2011 Notice of Proposed i3 Revisions, 18 parties, including nonprofit organizations, professional associations, and private citizens, submitted comments.</P>
        <P>We address general comments and then discuss other substantive issues under the title of the item to which they pertain. Generally, we do not address technical and other minor changes.</P>
        <P>
          <E T="03">Analysis of Comments and Changes:</E>An analysis of the comments received on, and any changes to, the revisions to the priorities, requirements, and selection criteria since publication of the 2011 Notice of Proposed i3 Revisions follows.</P>
        <HD SOURCE="HD1">General Comments</HD>
        <P>
          <E T="03">Comment:</E>While one commenter endorsed all of the proposed revisions, a few commenters expressed dissatisfaction with the overall structure and operation of the i3 program, stating that the proposed revisions were insufficient and would not improve the program.</P>
        <P>
          <E T="03">Discussion:</E>The Department appreciates the feedback on how the i3 program could be improved. However, the proposed revisions to the priorities, requirements, and selection criteria were not intended to substantially change the program but, instead, were intended to give the Secretary flexibility in a few discrete areas (selecting priorities and selection criteria and adjusting the private-sector matching percentages on a competition-by-competition basis) and to modify our requirement on grant award limits. We believe that by establishing the flexibility to select the most appropriate priorities, requirements, and selection criteria for each type of grant (Scale-up, Validation, or Development) under this program in any year in which the Department makes new i3 awards, the Secretary will be able to use the i3 program to meet the evolving needs of the American education system. A substantial revision of the structure and operation of the i3 program could be proposed by the Department in the future. If the Department decides to propose such a revision, the concerns raised and suggestions made in comments regarding the overall structure of the i3 program would be considered.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <HD SOURCE="HD1">Priorities</HD>
        <P>
          <E T="03">Comment:</E>A few commenters stated that the Department should use all four absolute priorities in all future i3 competitions. One commenter stated that the integrity of the i3 program relies on whole-scale reform that can be achieved only by applying all four absolute priorities in all future competitions. One commenter noted that the priorities established under the 2010 i3 NFP are generally broad and would be relevant in most years of the foreseeable future, which would make it unnecessary to exclude a priority in a given year.</P>
        <P>
          <E T="03">Discussion:</E>The Department agrees that all four absolute priorities are important to whole-scale education reform. However, the Department also recognizes that one or more of the four absolute priorities may be relatively more important in a given year. With the flexibility to select the absolute priorities for a given i3 competition, the Secretary can consider and select priorities that best support the needs of the American education system in a given year.</P>
        <P>Additionally, although applicants selected for funding in the FY 2010 competition officially applied under one absolute priority, they tended to address several of the absolute priorities in responding to the selection criteria. Therefore, even if all four absolute priorities established in the 2010 i3 NFP are not used in a given year's competition, it is still likely that we would receive applications addressing the four reform areas.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>One commenter stated that the applications funded in the FY 2010 i3 competition under<E T="03">Absolute Priority 1: Innovations that Support Effective Teachers and Principals</E>focused predominantly on teachers instead of principals, resulting in minimal funding of efforts to improve school leadership. The commenter recommended that the Department separate Absolute Priority 1 into two separate priorities—one focused on teachers and one focused on principals.</P>
        <P>
          <E T="03">Discussion:</E>Absolute Priority 1 focuses on practices, strategies, or programs that increase the number or percentages of highly effective teachers or principals (or reduce the number or percentages of ineffective teachers or principals), especially for high-need students. Under this priority, applicants already may determine whether their proposed project will focus on teachers or principals.</P>
        <P>The 2011 Notice of Proposed i3 Revisions did not propose any changes to the text of the absolute priorities established in the 2010 i3 NFP. For this reason, we do not believe it is appropriate to make changes to the text of the priorities through this notice. However, when designing future i3 competitions, the Department may consider revising Absolute Priority 1 or developing a priority focused exclusively on school leadership. If in a future competition the Department decides to propose such a new priority or revise an existing priority, rather than select from the established priorities, the Department would comply with any applicable rulemaking requirements.</P>
        <P>
          <E T="03">Changes:</E>None.<PRTPAGE P="32075"/>
        </P>
        <P>
          <E T="03">Comment:</E>A number of commenters recommended additional priorities for the Department to use in future i3 competitions, including priorities on promoting diversity, expanding learning time, supporting school start-up models, and using technology to improve instruction.</P>
        <P>
          <E T="03">Discussion:</E>While the Department recognizes the importance of the issues and topics mentioned by the commenters, this notice is not intended to specify the absolute or competitive preference priorities that will be used in a given year's i3 competition. Rather, the purpose of this notice is to provide the Secretary with the flexibility to use any of the absolute or competitive preference priorities announced in the 2010 i3 NFP in any future i3 competition. When designing future i3 competitions, the Department may consider using other priorities, including the priorities recommended by the commenters as well as the Secretary's Supplemental Priorities, published in the<E T="04">Federal Register</E>on December 15, 2011 (75 FR 78486-78511). If in a future competition the Department decides to propose a new priority or revise an established i3 priority, rather than select from existing priorities, the Department would comply with any applicable rulemaking requirements.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>A few commenters expressed support for giving the Secretary the flexibility to use one or more of the established competitive preference priorities in a given year's competition. One commenter requested that the Department use this flexibility to remove<E T="03">Competitive Preference Priority 8: Innovations that Serve Schools in Rural LEAs</E>because, according to the commenter, it disadvantages all other applicants.</P>
        <P>
          <E T="03">Discussion:</E>We appreciate the commenters' support for providing the Secretary with the flexibility to use one or more of the established priorities in a given year's competition.</P>

        <P>With regard to the commenter's recommendation that the Department use the flexibility afforded under this notice to remove<E T="03">Competitive Preference Priority 8: Innovations that Serve Schools in Rural LEAs,</E>we note that the flexibility provided enables the Secretary to select priorities on a competition-by-competition basis—that is, through the notice inviting applications, not this notice. In any given year, Competitive Preference Priority 8 may be appropriate because it acknowledges that solutions to educational challenges may be different in rural areas than in urban and suburban communities and that there is a need for solutions to unique rural challenges. The Department aims to ensure that projects serving high-needs students in diverse contexts can compete for i3 funding.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>A few commenters opposed giving the Secretary the flexibility to use one or more of the established competitive preference priorities in a given year's competition. One commenter recommended that the Department use all of the competitive preference priorities established in the 2010 i3 NFP in all future competitions. Another commenter opposed the proposed revision because it would allow any future Secretary to determine that early learning is not a priority in a given year.</P>
        <P>
          <E T="03">Discussion:</E>In the FY 2010 i3 competition, the Department identified four competitive preference priorities aligned with the Department's reform goals. Although we recognize the importance of these priorities, we appreciate that the needs of the American education system may change. We believe it is important that the Secretary have the flexibility to consider multiple factors in determining whether to award competitive preference points in a given competition. This notice allows for that consideration by providing the Secretary with flexibility to use one or more of the competitive preference priorities established in the 2010 i3 NFP.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>Two commenters expressed support for providing the Secretary with the flexibility to use one or more of the established priorities in a given year's competition, but recommended that the Department provide the public with the opportunity to comment on the selected priorities for each year's competition.</P>
        <P>
          <E T="03">Discussion:</E>Under the General Education Provisions Acts (GEPA) and the Administrative Procedures Act (APA), the Department, in most cases, is required to seek public comment on proposed rules, including proposed priorities, requirements, definitions, and selection criteria for a grant competition, and then publish a final rule along with responses to the comments received on the proposed rule. The Department already sought, received, and responded to public comment on the absolute and competitive preference priorities established in the 2010 i3 NFP. As we stated in that notice, in any year in which we choose to use these priorities, we will announce them in a notice inviting applications published in the<E T="04">Federal Register</E>. Following this process (rather than seeking additional public comment on priorities that have already gone through rulemaking) allows the Department to award grants on a more efficient and timely basis. However, if in a future competition the Department decides to propose a new priority or revise an established i3 priority, rather than select from existing priorities, the Department would comply with any applicable rulemaking requirements.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <HD SOURCE="HD1">Requirement on Limits on Grant Awards</HD>
        <P>
          <E T="03">Comment:</E>Many commenters supported the proposed change that clarified that the limit of two grant awards applies to a single year's competition. However, two commenters recommended that the Department apply the requirement differently depending on the type of grant award (Scale-up, Validation, or Development). One commenter stated that the limit of two grant awards in a single year's competition should apply only to Validation and Development grants and that a Scale-up grantee should not be permitted to reapply or receive funding for the same or a similar project in the year immediately following the year it was awarded a grant. In addition, one commenter recommended that no grantee be allowed to receive more than two Scale-up or Validation grants in a single year's competition.</P>
        <P>
          <E T="03">Discussion:</E>In the 2010 i3 NFP, the Department established the requirement on the “Limits on Grant Awards” to ensure that i3 funds are used to support the widest possible array of innovative projects. Generally, we agree with commenters that the limitations on grant awards for Scale-up and Validation grantees should be more stringent than the limitation on grant awards for Development grants because of the size of the awards and the complexity of these grants. As a result, we have modified the proposed requirement on the “Limit on Grant Awards” to further limit the number of Scale-up and Validation grants a grantee may receive to only one grant in two consecutive years. Thus, if a grantee receives a Scale-up or Validation grant in one year, that grantee would not be eligible to receive a Scale-up or Validation grant the next year.</P>

        <P>We have also modified the requirement on “Limits on Grant Awards” to clarify that the limit applies to new grant awards made in a year in which the Department funds down the slate from a prior year's competition, but not to continuation awards. The<PRTPAGE P="32076"/>purpose of this requirement is to limit the number of new awards received by a single grantee, whether through a competition or funding down the slate from a prior year's competition; the purpose is not to limit possible continuation awards.</P>
        <P>
          <E T="03">Changes:</E>We have revised the proposed “Limits on Grant Awards” requirement to clarify that the limitation applies to new awards. Specifically, the revised requirement states that (a) No grantee may receive more than two new grant awards of any type under the i3 program in a single year; (b) In any two-year period, no grantee may receive more than one new Scale-up or Validation grant; and (c) No grantee may receive more than $55 million in new grant awards under the i3 program in a single year.</P>
        <P>
          <E T="03">Comment:</E>One commenter opposed the proposed change to limit an applicant to two grant awards in a single year's competition. The commenter stated that limiting grant awards in only a single year's competition would allow successful applicants to pull further ahead of unsuccessful applicants and, thus, would increase the resource gap among applicants.</P>
        <P>
          <E T="03">Discussion:</E>As discussed elsewhere in this notice, in addition to clarifying that no grantee may receive more than two grant awards in a single year, the Department further modified the requirement on the “Limits on Grant Awards” so that no Scale-up or Validation grantee can receive more than one Scale-up or Validation grant in any two-year period. The Department appreciates the commenter's concern and believes that this additional change appropriately balances the program's purpose of supporting the implementation of and investment in innovative practices that are demonstrated to improve student academic achievement and attainment with the desire to support a wide array of innovative projects.</P>
        <P>With regard to Development grants, we note that most of the i3 applications submitted in the FY 2010 i3 competition were applications for Development grants. Given the high volume of applications, and our expectation that the competition for Development grants will remain highly competitive, we are not establishing this same limitation on Development grantees.</P>
        <P>
          <E T="03">Changes:</E>As noted elsewhere in this notice, we have revised the “Limits on Grant Awards” requirement to state that no grantee may receive more than two new grant awards of any type under the i3 program in a single year; in any two-year period, no grantee may receive more than one new Scale-up or Validation grant; and no grantee may receive more than $55 million in new grant awards under the i3 program in a single year.</P>
        <HD SOURCE="HD1">Requirement on Cost-Sharing or Matching</HD>
        <P>
          <E T="03">Comment:</E>Many commenters expressed support for the proposed revisions to the “Cost Sharing and Matching” requirement, which provides the Secretary with the flexibility to determine the required amount of private-sector matching funds or in-kind contributions that an eligible applicant must obtain for an i3 grant in a given year. One commenter stated that replacing a “one-size fits all” policy with this flexibility to determine the private-sector match on a more customized basis would broaden participation in future competitions.</P>
        <P>In addition, two commenters provided recommendations on how the Department might use the proposed flexibility to require different matching levels for the different types of i3 grant awards (Scale-up, Validation, or Development). One commenter encouraged the Department to consider limiting the percentage of private-sector matches required for Scale-up grantees because they would have already received a significant level of private funding. In contrast, another commenter recommended that the Department maintain a significant matching requirement for Scale-up and Validation grants, but that a lower matching requirement be set for Development grants.</P>
        <P>
          <E T="03">Discussion:</E>The “Cost Sharing or Matching” requirement contained in the 2011 Notice of Proposed i3 Revisions states that to be eligible for an award, an eligible applicant must obtain private-sector matching funds or in-kind contributions equal to an amount that the Secretary will specify in the notice inviting applications for a particular i3 competition. We appreciate the commenters' support for this revision to the “Cost Sharing or Matching” requirement.</P>
        <P>With respect to the comments requesting that we further modify this requirement to provide for different matching levels for the different types of grants, we do not believe that establishing fixed matching levels in this notice is appropriate. Furthermore, such a modification is not necessary because the proposed revision allows the Department to establish different matching levels for different types of grants when designing future i3 competitions.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>Two commenters expressed general support for the proposed changes to the “Cost Sharing or Matching” requirement in the 2011 Proposed i3 Revisions, but recommended that the Department also establish a ceiling on the private-sector match that could be required under any i3 competition.</P>
        <P>
          <E T="03">Discussion:</E>As noted in the 2010 i3 NFP, the Department considers the private-sector match to be a strong indicator of the potential for the scalability and sustainability of a proposed project over time. We decline to set a ceiling on the private-sector match because doing so would limit the Department's flexibility to leverage public- and private-sector investments in education. The flexibility offered by the revision will allow the Department to consider multiple factors when determining the required private-sector match, including the economic climate or the amount of time available for the highest-rated applicants to secure their private-sector matches.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>Two commenters suggested that the Department allow local educational agency (LEA) funds or other public funds to be used to meet the matching requirement. One commenter stated that this change would encourage LEAs to demonstrate their commitment to i3 projects, which would enhance the sustainability of those projects. Another commenter stated that it may be difficult for potential applicants to secure sizeable private-sector contributions and that undue reliance on the private sector could result in LEAs becoming overly beholden to private funders.</P>
        <P>
          <E T="03">Discussion:</E>Section 14007(b)(3) of the ARRA specifically requires a private-sector match for this program. Thus, an eligible applicant may not use funding from other Federal programs or other public sources (including an LEA's own funds) to satisfy the statutory “Cost Sharing or Matching” requirement. However, nothing prohibits an eligible applicant from securing public funds in addition to the required private-sector matching funds or in-kind contributions. In addition, eligible applicants can establish the terms and conditions of their private-sector partnerships and diversify the sources from which they seek support for i3 projects in order to avoid becoming unduly dependent on or beholden to any particular source or type of funding.</P>

        <P>The Department understands the commenter's concern about the challenges of securing significant private-sector investments. This concern, however, is addressed by the<PRTPAGE P="32077"/>flexibility provided in the “Cost Sharing or Matching” requirement, which allows the Secretary to determine the required amount of private-sector matching funds or in-kind contributions that eligible applicants must obtain under an i3 competition in a given year. We expect this determination to be based on an assessment of the capacity and resources available in that particular year. Moreover, an eligible applicant continues to have the option, under this requirement, to request in its application that the Secretary decrease the private-sector match amount it must provide.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>One commenter opposed the proposed revisions to the “Cost Sharing or Matching” requirement. Specifically, the commenter opposed providing the Secretary with the flexibility to determine the required amount of private-sector matching funds or in-kind contributions that an eligible applicant must obtain for an i3 competition in a given year. The commenter stated that requiring a private-sector partnership would be a violation of State and local laws.</P>
        <P>
          <E T="03">Discussion:</E>As noted elsewhere in this notice, an eligible applicant must demonstrate that it has established one or more partnerships with the private sector and that the private sector will provide matching funds. The “Cost Sharing or Matching” requirement is based on the cost-sharing and matching requirement in the authorizing legislation for the i3 program. Moreover, the commenter did not cite, and the Department is not aware of, any State or local laws that prohibit State and local governmental entities or private organizations from securing a private sector matching requirement in a Federal grant program.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <HD SOURCE="HD1">Selection Criteria</HD>
        <P>
          <E T="03">Comment:</E>A few commenters supported permitting the Department, in establishing selection criteria used in grant competitions conducted under the i3 program, to choose selection criteria and factors—(i) From those established in the 2010 i3 NFP for the i3 program, (ii) from the menu of general selection criteria in the Education Department General Administrative Regulations (EDGAR) in 34 CFR 75.210, (iii) based on statutory provisions in accordance with 34 CFR 75.209, or (iv) from any combination of (i) through (iii) for competitions in FY 2011 and in subsequent years. However, one commenter encouraged the Department to maintain the selection criteria that focus on strength of research and evaluation.</P>
        <P>Some commenters encouraged the Department to publish the specific selection criteria for a given competition as far in advance as possible. Two commenters recommended that the Department provide the public with an opportunity to comment on the selection criteria for each year's competition.</P>
        <P>
          <E T="03">Discussion:</E>We decline to establish specific mandatory selection criteria and factors within each criterion that must be used in all i3 competitions. As we discussed in the 2011 Notice of Proposed i3 Revisions, the purpose of the revisions concerning the use of the i3 selection criteria is to provide the Secretary with the flexibility to choose the selection criteria, and the factors included under each criterion, in order to better align the selection criteria used for the different types of grants (Scale-up, Validation, and Development) with the critical aims of that specific grant type and to better ensure that i3 projects address the most critical needs of education in a given year. With regard to the comment requesting that we maintain the selection criterion on strength of research evidence, we note that whether or not the Department uses this selection criterion, the evidence standards requirement must be met in order for an application to be eligible to receive an award. Specifically, an application for a Scale-up grant must be supported by<E T="03">strong evidence</E>(as defined in the 2010 i3 NFP), an application for a Validation grant must be supported by<E T="03">moderate evidence</E>(as defined in the 2010 i3 NFP), and an application for a Development grant must be supported by a reasonable hypothesis.</P>

        <P>Regarding the recommendation that the specific selection criteria for each competition be submitted for public comment, the Department already sought, received, and responded to public comments on the selection criteria established in the 2010 i3 NFP, as well as the general selection criteria in EDGAR. However, in any year in which we choose to use these selection criteria, we will announce them in a notice inviting applications published in the<E T="04">Federal Register</E>. Following this process (rather than seeking additional public comment on priorities that have already gone through rulemaking) allows the Department to award grants on a more efficient and timely basis. However, if in a future competition the Department decides to propose new selection criteria or revise the established selection criteria rather than select from among them, the Department would comply with all applicable rulemaking requirements.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>One commenter expressed concern that the proposed revision to the selection criteria would not simplify or improve the design of the program. The commenter further stated that the optional menu of EDGAR criteria suggests that the Department is unsure of the direction of the i3 program and suggested that applicants would prefer more predictability and responsiveness.</P>
        <P>
          <E T="03">Discussion:</E>Section 75.200 of EDGAR establishes that, to evaluate the applications for new grants, the Secretary may use: (i) The selection criteria established in § 75.209, (ii) the selection criteria in program-specific regulations, (iii) the selection criteria established under § 75.210, and (iv) any combination of criteria from (i) through (iii) of that section. We disagree that the proposed revision would not simplify or improve the design of the i3 program. We note that it is not unusual for Department programs to use the EDGAR selection criteria found in § 75.210 or developed under § 75.209 or to use different selection criteria in a given year. We believe that having greater flexibility to choose the selection criteria and the factors included in each criterion will allow the Department to simplify and better align the competition design and priorities for the three types of grants for a particular year's competition thereby resulting in projects that address the most pressing needs of the American educational system at that time.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <HD SOURCE="HD1">Comments Not Directly Related to Proposed Changes</HD>
        <P>We received a number of comments on issues that were unrelated to the specific proposals in the 2011 Notice of Proposed i3 Revisions. These comments focused on the overall design of the i3 program. Although the Department previously addressed these issues in the 2009 i3 notice of proposed priorities, requirements, definitions, and selection criteria or in the 2010 i3 NFP, we want to be responsive and transparent in establishing rules under the i3 program and, therefore, are addressing these comments in this notice.</P>
        <P>
          <E T="03">Comment:</E>Three commenters provided recommendations on who may apply for and receive an i3 grant award. One commenter encouraged the Department to continue to allow nonprofit organizations in partnership with LEAs or schools to be eligible applicants. In contrast, another commenter recommended that the Department allow only LEAs to be<PRTPAGE P="32078"/>eligible applicants for Development grants. Another commenter recommended that the Department allow for-profit organizations to be eligible applicants or official partners that may receive subgrants.</P>
        <P>
          <E T="03">Discussion:</E>Section 14007(a)(1) of the ARRA specifies the types of entities that are eligible to apply for funding under this program. Entities eligible for i3 grants are:</P>
        <P>(a) An LEA</P>
        <P>(b) A partnership between a nonprofit organization and—</P>
        <P>(1) One or more LEAs; or</P>
        <P>(2) A consortium of schools.</P>
        <P>The Department has no authority to revise or expand these statutorily prescribed eligibility requirements.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>One commenter recommended that the Department redefine the role of the<E T="03">official partner,</E>a term that is defined in the 2010 i3 NFP, so that schools without a track record of success can participate in future i3 projects.</P>
        <P>
          <E T="03">Discussion:</E>A low-performing LEA or school may participate in projects under this program as either an<E T="03">official partner</E>(as defined in the 2010 i3 NFP) or<E T="03">other partner</E>(as defined in the 2010 i3 NFP). While an LEA that applies for funds under section 14007(a)(1)(A) of the ARRA must meet the requirements in section 14007(b)(1) through (b)(3) of the ARRA, as amended by section 307 of Division D of the Consolidated Appropriations Act, 2010 (Pub. L. 111-117), nothing in the statute or the priorities, requirements, definitions, or selection criteria for this program prohibits such an eligible LEA from proposing a project that involves the LEA partnering with other partners, including other LEAs. Such other partners may be low-performing LEAs or schools. In addition, a partnership between a non-profit organization and one or more LEAs or a consortium of schools could include one or more LEAs, either as an<E T="03">official partner</E>(as defined in the 2010 i3 NFP) or as an<E T="03">other partner</E>(as defined in the 2010 i3 NFP) that does not meet the eligibility requirements. This is because such a partnership is deemed to have met the eligibility requirements in section 14007(b)(1) through (b)(3) of the ARRA if the nonprofit organization in the partnership satisfies the requirements in section 14007(c) of the ARRA.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>One commenter stated that the term “high-need student” should be deleted from the 2010 i3 NFP because the term is defined too broadly and does not focus solely on reducing the achievement gap among the subgroups of students specified in the Elementary and Secondary Education Act of 1965, as amended (ESEA) (<E T="03">e.g.,</E>economically disadvantaged students, students from major racial and ethnic groups, students with disabilities, and limited English proficient students).</P>
        <P>
          <E T="03">Discussion:</E>The 2010 i3 NFP established a requirement that all eligible applicants implement practices, strategies, or programs for high-need students. The 2010 i3 NFP also defined a high-need student as a student at risk of educational failure or otherwise in need of special assistance and support. This requirement and definition of<E T="03">high-need student</E>were not within the scope of the 2011 Notice of Proposed i3 Revisions. However, as noted in the 2010 i3 NFP, we believe that this program's focus on funding projects that serve high-need students is consistent with the goal of this program, which is to improve student academic achievement and attainment. We believe that it is important to improve the academic achievement and attainment of any student at risk of educational failure. In addition, we note that the definition of<E T="03">high-need student</E>included in the 2010 i3 NFP is appropriate because it also includes students who attend high-minority schools, who are far below grade level, who are over-age and under-credited, who have left school before receiving a regular high school diploma, who are at risk of not graduating with a regular high school diploma on time, who are homeless, who are in foster care, and who have been incarcerated. These students typically have very high needs, but are not included among the subgroups of students specified in the ESEA. Consequently, we do not believe the definition of<E T="03">high-need student</E>in the 2010 i3 NFP is too broad.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>One commenter recommended that the Department set aside more funding for early-stage innovation or Development grants.</P>
        <P>
          <E T="03">Discussion:</E>As noted in the 2010 i3 NFP, the Department has found that the structure of this program and the use of three categories of grants appropriately balance support for the development of promising yet relatively untested ideas with the growth and scaling of practices that have made demonstrable improvements in student achievement and attainment outcomes. The Department will consider multiple factors, including the quality of the applications received and the amount of funds available for new grant awards in a given year, when determining the number of awards made under each type of grant.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>Two commenters opposed any additional funding for the Department's innovative discretionary grant programs. These commenters argued that formula grants are a more reliable stream of funding for LEAs and are particularly beneficial for small and rural LEAs that often lack the resources to compete for discretionary funds. Both commenters expressed concern with the Department's lack of emphasis on the needs of rural schools and one commenter recommended that a specific set-aside be available to rural States or LEAs that demonstrate innovative initiatives that are expressly applicable in rural settings.</P>
        <P>
          <E T="03">Discussion:</E>The Department understands and shares the commenters' concerns about the unique challenges of schools in rural LEAs. In the FY 2010 i3 competition, we addressed those challenges by providing up to two competitive preference priority points for innovations that are designed to focus on the unique challenges of high-needs students in schools in rural LEAs. The other competitive preference priorities were awarded only one point. As with all of the Department's competitions, we have learned from experience, and we understand that more needs to be done under the i3 program to adequately address the needs of rural States and LEAs. In future i3 competitions, we will increase our outreach efforts to rural applicants as well as our efforts to recruit peer reviewers who are from rural areas or who have other experience working in rural schools and communities. We also hope that the flexibility this notice establishes in terms of choosing selection criteria and factors will allow the Department to simplify the application, thus minimizing the burden on schools and LEAs with limited resources.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>One commenter expressed concern that the selection criterion on strategy and capacity to scale is an impediment to applicants from rural America because the criterion requires applicants to serve 100,000, 250,000, and 500,000 students with their proposed i3 projects. The commenter encouraged the Department to reward scale-up strategies that are appropriate to the project instead of rewarding applicants that propose to serve an arbitrary number of students.</P>
        <P>
          <E T="03">Discussion:</E>The i3 program does not include requirements for scaling proposed projects to a specific number of students. Under selection criterion E(4) of the 2010 i3 NFP, the Secretary considers cost estimates both— (a) for<PRTPAGE P="32079"/>the total number of students to be served by the proposed project, which is determined by the eligible applicant, and (b) for the eligible applicant or others (including other partners) to reach the scaling targets for the respective grant types (100,000, 250,000, and 500,000 students for Development and Validation grants; and 100,000, 500,000, and 1,000,000 students for Scale-up grants). An eligible applicant is free to propose the number of students it will serve under its project, consistent with its project goals, capacity, and resources, and is expected to serve that number of students by the end of the grant period. The scaling targets, in contrast, are theoretical and allow peer reviewers to assess the general cost-effectiveness of proposed projects, whether implemented by the eligible applicant or by any other entity. Grantees are not required to reach these numbers during the grant period or to provide a plan to do so.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>One commenter recommended that the Department provide more emphasis on “social return on investment” than unit cost and scale numbers.</P>
        <P>
          <E T="03">Discussion:</E>The Department agrees that “social return on investment” would provide valuable information about a project's cost-effectiveness. However, the Department recognizes the challenges of calculating “social return on investment” and believes that requiring such a measure would increase the burden on applicants.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>One commenter encouraged the Department to allow applicants to modify existing practices, strategies, or programs as part of their plans to scale and sustain their proposed projects.</P>
        <P>
          <E T="03">Discussion:</E>As noted in the 2010 i3 NFP, evidence of the effectiveness of a proposed practice, strategy, or program will be stronger in terms of internal validity if the prior research applies to the same innovation the eligible applicant is proposing, rather than to a similar innovation or to a component of the proposed strategy or program. The 2010 i3 NFP does not prohibit applicants from proposing in their applications to modify an existing practice, strategy, or program as part of their plans to scale or sustain the project. However, modification and adaptation of existing, well-tested practices for new contexts may mean that strong evidence of effectiveness in the original context is only moderate evidence of effectiveness in the new context. To the extent possible, if an eligible applicant is proposing to modify or adapt an existing, well-tested practice, then it should provide a rationale for the proposed changes in its application and justify why those changes are desirable or necessary in order to improve the effectiveness of the project or to scale or sustain the project, and why the eligible applicant believes those changes would not invalidate the prior evidence of effectiveness.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>Some commenters submitted recommendations regarding the strong and moderate evidence requirements for the Scale-up and Validation grants. One commenter encouraged the Department to use the changes proposed in the 2011 Notice of Proposed i3 Revisions that provide for additional flexibility in using selection criteria in order to apply selection criteria that accurately reflect the state of research in the field of education.</P>

        <P>Two commenters stated that the current evidence requirements established in the 2010 i3 NFP focus too heavily on experimental and quasi-experimental studies that are typically possible only for more mature organizations and recommended that the Department give more weight to publicly reported data. One commenter expressed concern that the current evidence requirements are overly restrictive and discourage LEAs from applying on their own because it is rare for an LEA to produce research evidence. The commenter recommended that the Department remove the moderate evidence requirement for Validation grants and instead require proposed projects to be supported by evidence of effectiveness (<E T="03">e.g.,</E>school-based outcome data, student progress across performance levels, attainment of adequate yearly progress (AYP), gains exceeding comparable schools, subgroup progress, closing achievement gaps, graduation and dropout data, course completion, engagement indicators, teacher evaluation improvements, program evaluations). In contrast, another commenter encouraged the Department to retain the evidence definitions and requirements included in the 2010 i3 NFP and recommended that applications proposing evaluation plans that would get them to the next level of evidence receive additional points.</P>
        <P>
          <E T="03">Discussion:</E>The 2010 i3 NFP established standards of evidence for each type of grant under this program. Specifically, to be eligible for an award, an application for a Scale-up grant must be supported by<E T="03">strong evidence</E>(as defined in the 2010 i3 NFP), an application for a Validation grant must be supported by<E T="03">moderate evidence</E>(as defined in the 2010 i3 NFP), and an application for a Development grant must be supported by a reasonable hypothesis. The Department believes that, given the magnitude of public investment and the scale on which Scale-up and Validation grants will be implemented, the requirements for strong and moderate evidence are appropriate. Nothing would preclude an applicant from using publicly available data to meet the moderate and strong evidence requirements. The evidence standards requirement addresses the design of the study as opposed to the source of the data used by the study.</P>

        <P>Regarding the comment that the Department provide additional points to applications proposing evaluation plans that would meet the next level of evidence, all applications in the FY 2010 i3 competition were judged in part on the quality of the eligible applicant's plan to evaluate its proposed project (<E T="03">see</E>Selection Criterion D (Quality of the Project Evaluation) of the 2010 i3 NFP). The Department believes that this selection criterion adequately rewards applications with well-designed evaluation plans.</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>One commenter recommended that the Department add “intervention” and “service” to the list of “proposed practice, strategy, or program,” in every place where the list occurs in the i3 priorities and selection criteria. The commenter expressed concern that without these revisions applicants might assume that projects focused on interventions or services could not be funded under the i3 program.</P>
        <P>
          <E T="03">Discussion:</E>The Department understands that, in the context of the i3 program, a “practice, strategy, or program” includes an “intervention” or “service.”</P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <P>
          <E T="03">Comment:</E>Two commenters requested clarification regarding the Department's policies on open educational resources and intellectual property.</P>
        <P>
          <E T="03">Discussion:</E>The Department's regulations on project materials and copyrightable intellectual property produced with grant funds apply to grants awarded under this program. Specifically, under 34 CFR 75.621, grantees may copyright project materials produced with Department grant funds. However, under 34 CFR 74.36 and 80.34, the Department retains a non-exclusive and irrevocable license to reproduce, publish, or otherwise use those project materials for government purposes.</P>
        <P>
          <E T="03">Changes:</E>None.<PRTPAGE P="32080"/>
        </P>
        <P>
          <E T="03">Comment:</E>A few commenters requested that the Department provide additional information on the i3 application process, including the requirements for securing an independent evaluator and the assumptions under which the Department may standardize application scores. One commenter thanked the Department for its efforts to provide a transparent application process and noted areas where the process might be improved, including by streamlining the application and incorporating responses to frequently asked questions into future notices inviting applications for the i3 program. One commenter recommended the Department provide additional training as well as audits to ensure consistent scoring among reviewers.</P>
        <P>
          <E T="03">Discussion:</E>The Department maintains an i3 Web site that addresses many of the issues highlighted by the comments. The Department's i3 Web site is available at<E T="03">http://www2.ed.gov/programs/innovation/index.html.</E>
        </P>
        <P>
          <E T="03">Changes:</E>None.</P>
        <HD SOURCE="HD1">Final Priorities</HD>

        <P>The Secretary may use any of the priorities established in the notice of final priorities, requirements, definitions, and selection criteria (2010 i3 NFP) that was published in the<E T="04">Federal Register</E>on March 12, 2010 (75 FR 12004-12071) when establishing the priorities for a particular i3 competition. We may apply one or more of these priorities in any year in which this program is in effect.</P>
        <HD SOURCE="HD1">Final Requirements</HD>
        <P>The Secretary modifies the following requirements for the i3 program:</P>
        <P>
          <E T="03">Limits on Grant Awards:</E>(a) No grantee may receive more than two new grant awards of any type under the i3 program in a single year; (b) In any two-year period, no grantee may receive more than one new Scale-up or Validation grant; and (c) No grantee may receive more than $55 million in new grant awards under the i3 program in a single year.</P>
        <P>
          <E T="03">Cost Sharing or Matching:</E>To be eligible for an award, an eligible applicant must demonstrate that it has established one or more partnerships with an entity or organization in the private sector, which may include philanthropic organizations, and that the entity or organization in the private sector will provide matching funds in order to help bring project results to scale. An eligible applicant must obtain matching funds or in-kind donations equal to an amount that the Secretary will specify in the notice inviting applications for the specific i3 competition. Selected eligible applicants must submit evidence of the full amount of private-sector matching funds following the peer review of applications. An award will not be made unless the applicant provides adequate evidence that the full amount of the private-sector match has been committed or the Secretary approves the eligible applicant's request to reduce the matching-level requirement.</P>
        <P>The Secretary may consider decreasing the matching requirement in the most exceptional circumstances, on a case-by-case basis. An eligible applicant that anticipates being unable to meet the full amount of the private-sector matching requirement must include in its application a request to the Secretary to reduce the matching-level requirement, along with a statement of the basis for the request.</P>
        <HD SOURCE="HD1">Final Selection Criteria</HD>
        <P>The Secretary may use one or more of the selection criteria established in the 2010 i3 NFP, any of the selection criteria in 34 CFR 75.210, criteria based on the statutory requirements for the i3 program in accordance with 34 CFR 75.209, or any combination of these when establishing selection criteria for each particular type of grant (Scale-up, Validation, and Development) in an i3 competition. This includes the authority to reduce the number of selection criteria. In addition, within each criterion from these sources, the Secretary may further define each criterion by selecting one or more specific factors within a criterion or assigning factors from one criterion, from any of those sources, to another criterion, in any of those sources. The Secretary may apply one or more of these criteria in any year in which this program is in effect. The Secretary may also select one or more of these selection criteria to review pre-applications, if the Secretary decides to invite pre-applications in accordance with 34 CFR 75.103. In the notice inviting applications, the application package, or both, we would announce the maximum possible points assigned to each criterion.</P>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>
          <P>This notice does<E T="03">not</E>solicit applications. In any year in which we choose to use these priorities, requirements, and selection criteria, we invite applications through a notice in the<E T="04">Federal Register.</E>
          </P>
        </NOTE>
        <P>
          <E T="03">Executive Order 12866:</E>This notice has been reviewed in accordance with Executive Order 12866. Under the terms of the order, we have assessed the potential costs and benefits of this proposed regulatory action.</P>
        <P>The potential costs associated with this final regulatory action are those resulting from statutory requirements and those we have determined as necessary for administering the Department's discretionary grant programs effectively and efficiently.</P>
        <P>In assessing the potential costs and benefits—both quantitative and qualitative—of this final regulatory action, we have determined that the benefits of the proposed priorities and definitions justify the costs.</P>
        <P>We have determined, also, that this final regulatory action does not unduly interfere with State, local, and tribal governments in the exercise of their governmental functions.</P>

        <P>We summarized the costs and benefits of this regulatory action in the 2011 Notice of Proposed i3 Revisions, published in the<E T="04">Federal Register</E>on January 10, 2011 (76 FR1412-1415).</P>
        <P>
          <E T="03">Intergovernmental Review:</E>This program is subject to Executive Order 12372 and the regulations in 34 CFR part 79. One of the objectives of the Executive order is to foster an intergovernmental partnership and a strengthened federalism. The Executive order relies on processes developed by State and local governments for coordination and review of proposed Federal financial assistance.</P>
        <P>This document provides early notification of our specific plans and actions for this program.</P>
        <P>
          <E T="03">Accessible Format:</E>Individuals with disabilities can obtain this document in an accessible format (<E T="03">e.g.,</E>braille, large print, audiotape, or computer diskette) on request to the program contact person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <P>
          <E T="03">Electronic Access to This Document:</E>The official version of this document is the document published in the<E T="04">Federal Register</E>. Free Internet access to the official edition of the<E T="04">Federal Register</E>and the Code of Federal Regulations is available via the Federal Digital System at:<E T="03">http://www.gpo.gov/fdsys.</E>At this site you can view this document, as well as all other documents of this Department published in the<E T="04">Federal Register,</E>in text or Adobe Portable Document Format (PDF). To use PDF you must have Adobe Acrobat Reader, which is available free at the site.</P>

        <P>You may also access documents of the Department published in the<E T="04">Federal Register</E>by using the article search feature at:<E T="03">http://www.federalregister.gov.</E>Specifically, through the advanced search feature at this site, you can limit your search to documents published by the Department.</P>
        <EXTRACT>
          <PRTPAGE P="32081"/>
          <P>Catalog of Federal Domestic Assistance (CFDA) Numbers: 84.411A (Scale-up grants), 84.411B (Validation grants), and 84.411C (Development grants).</P>
        </EXTRACT>
        <SIG>
          <DATED>Dated: May 26, 2011.</DATED>
          <NAME>James H. Shelton, III,</NAME>
          <TITLE>Assistant Deputy Secretary for Innovation and Improvement.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13589 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4000-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 300</CFR>
        <DEPDOC>[EPA-HQ-SFUND-1987-0002; FRL-9315-8]</DEPDOC>
        <SUBJECT>National Oil and Hazardous Substances Pollution Contingency Plan; National Priorities List: Deletion of the Coker's Sanitation Service Landfills Superfund Site</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Direct final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Environmental Protection Agency (EPA) Region III is publishing a direct final Deletion of the Coker's Sanitation Service Landfills Superfund Site (Site) located in Cheswold, Kent County, Delaware, from the National Priorities List (NPL). The NPL, promulgated pursuant to section 105 of the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) of 1980, as amended, is an appendix of the National Oil and Hazardous Substances Pollution Contingency Plan (NCP). This direct final deletion is being published by EPA with the concurrence of the State of Delaware, through the Delaware Department of Natural Resources and Environmental Control (DNREC), because EPA has determined that all appropriate response actions under CERCLA, other than operation, maintenance, and five-year reviews, have been completed. However, this deletion does not preclude future actions under Superfund.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>This direct final deletion is effective August 2, 2011 unless EPA receives adverse comments by July 5, 2011. If adverse comments are received, EPA will publish a timely withdrawal of the direct final deletion in the<E T="04">Federal Register</E>informing the public that the deletion will not take effect.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by Docket ID no. EPA-HQ-SFUND-1987-0002, by one of the following methods:</P>
          <P>•<E T="03">http://www.regulations.gov</E>. Follow on-line instructions for submitting comments.</P>
          <P>•<E T="03">E-mail:</E>Darius Ostrauskas, Remedial Project Manager, U.S. EPA,<E T="03">ostrauskas.darius@epa.gov</E>
          </P>
          <P>•<E T="03">Fax:</E>(215) 814-3002, Attn: Darius Ostrauskas</P>
          <P>•<E T="03">Mail:</E>Darius Ostrauskas, Remedial Project Manager (3HS23), U.S. EPA Region III, 1650 Arch Street, Philadelphia, PA 19103-2029</P>
          <P>•<E T="03">Hand delivery:</E>Darius Ostrauskas, Remedial Project Manager (3HS23), U.S. EPA Region III, 1650 Arch Street, Philadelphia, PA 19103-2029. Phone 215-814-3360, Business Hours: Monday through Friday—9 a.m. to 4 p.m. Such deliveries are accepted only during the Docket's normal hours of operation, and special arrangements should be made for deliveries of boxed information.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID no. EPA-HQ-SFUND-1987-0002. EPA's policy is that all comments received will be included in the public docket without change and may be made available online at<E T="03">http://www.regulations.gov</E>, including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">http://www.regulations.gov</E>or e-mail. The<E T="03">http://www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through<E T="03">http://www.regulations.gov</E>, your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information is not publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in the hard copy. Publicly available docket materials are available either electronically in<E T="03">http://www.regulations.gov</E>or in hard copy at:</P>
          
          <FP SOURCE="FP-1">U.S. EPA Region III, Library, 2nd Floor, 1650 Arch Street, Philadelphia, PA 19103-2029, (215) 814-5254, Monday through Friday 8 a.m. to 5 p.m.</FP>
          <FP SOURCE="FP-1">The Dover Public Library, Reference Department, 45 South State Street, Dover, DE 19901, (302) 736-7030, Monday through Thursday, 9 a.m. to 9 p.m., Friday and Saturday, 9 a.m. to 5 p.m., and Sunday, 1 p.m. to 5 p.m.</FP>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Darius Ostrauskas, Remedial Project Manager (3HS23), U.S. Environmental Protection Agency, Region III, 1650 Arch Street, Philadelphia, PA 19103-2029, (215) 814-3360.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. Introduction</FP>
          <FP SOURCE="FP-2">II. NPL Deletion Criteria</FP>
          <FP SOURCE="FP-2">III. Deletion Procedures</FP>
          <FP SOURCE="FP-2">IV. Basis for Site Deletion</FP>
          <FP SOURCE="FP-2">V. Deletion Action</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Introduction</HD>
        <P>EPA Region III is publishing this direct final Notice of Deletion of the Coker's Sanitation Service Landfills Superfund Site from the National Priorities List (NPL). The NPL constitutes Appendix B of 40 CFR part 300, which is the National Oil and Hazardous Substances Pollution Contingency Plan (NCP), which EPA promulgated pursuant to section 105 of the Comprehensive Environmental Response, Compensation and Liability Act (CERCLA) of 1980, as amended. EPA maintains the NPL as the list of sites that appear to present a significant risk to public health, welfare, or the environment. Sites on the NPL may be the subject of remedial actions financed by the Hazardous Substance Superfund (Fund). As described in 40 CFR 300.425(e)(3) of the NCP, sites deleted from the NPL remain eligible for Fund-financed remedial actions if future conditions warrant such actions.</P>

        <P>Because EPA considers this action to be noncontroversial and routine, this action will be effective August 2, 2011 unless EPA receives adverse comments by July 5, 2011. Along with this direct final Notice of Deletion, EPA is co-publishing a Notice of Intent to Delete in the “Proposed Rules” section of the<E T="04">Federal Register</E>. If adverse comments are received within the 30-day public comment period on this deletion action, EPA will publish a timely withdrawal of this direct final Notice of Deletion before the effective date of the deletion and the deletion will not take effect.<PRTPAGE P="32082"/>EPA will, as appropriate, prepare a response to comments and continue with the deletion process on the basis of the Notice of Intent to Delete and the comments already received. There will be no additional opportunity to comment.</P>
        <P>Section II of this document explains the criteria for deleting sites from the NPL. Section III discusses procedures that EPA is using for this action. Section IV discusses the Coker's Sanitation Service Landfills Superfund Site and demonstrates how it meets the deletion criteria. Section V discusses EPA's action to delete the Site from the NPL unless adverse comments are received during the public comment period.</P>
        <HD SOURCE="HD1">II. NPL Deletion Criteria</HD>
        <P>The NCP establishes the criteria that EPA uses to delete sites from the NPL. In accordance with 40 CFR 300.425(e), sites may be deleted from the NPL where no further response is appropriate. In making such a determination pursuant to 40 CFR 300.425(e), EPA will consider, in consultation with the State, whether any of the following criteria have been met:</P>
        <P>i. Responsible parties or other persons have implemented all appropriate response actions required;</P>
        <P>ii. All appropriate Fund-financed response under CERCLA has been implemented, and no further response action by responsible parties is appropriate; or</P>
        <P>iii. The remedial investigation has shown that the release poses no significant threat to public health or the environment and, therefore, the taking of remedial measures is not appropriate.</P>
        <P>Pursuant to CERCLA section 121(c) and the NCP, EPA conducts five-year reviews to ensure the continued protectiveness of remedial actions where hazardous substances, pollutants, or contaminants remain at a site above levels that allow for unlimited use and unrestricted exposure. EPA conducts such five-year reviews even if a site is deleted from the NPL. EPA may initiate further action to ensure continued protectiveness at a deleted site if new information becomes available that indicates it is appropriate. Whenever there is a significant release from a site deleted from the NPL, the deleted site may be restored to the NPL without application of the hazard ranking system.</P>
        <HD SOURCE="HD1">III. Deletion Procedures</HD>
        <P>The following procedures apply to deletion of the Site:</P>

        <P>(1) EPA consulted with the State of Delaware prior to developing this direct final Notice of Deletion and the Notice of Intent to Delete the Site co-published today in the “Proposed Rules” section of the<E T="04">Federal Register</E>.</P>
        <P>(2) EPA has provided the State 30 working days for review of this notice and the parallel Notice of Intent to Delete prior to their publication today, and the State, through DNREC, has concurred on the deletion of the Site from the NPL.</P>
        <P>(3) Concurrently with the publication of this direct final Notice of Deletion, a notice of the availability of the parallel Notice of Intent to Delete is being published in a major local newspaper, the Delaware State News. The newspaper notice announces the 30-day public comment period concerning the Notice of Intent to Delete the Site from the NPL.</P>
        <P>(4) The EPA placed copies of documents supporting the proposed deletion in the deletion docket and made these items available for public inspection and copying at the Site information repositories identified above.</P>
        <P>(5) If adverse comments are received within the 30-day public comment period on this deletion action, EPA will publish a timely notice of withdrawal of this direct final Notice of Deletion before its effective date and will prepare a response to comments and continue with the deletion process on the basis of the Notice of Intent to Delete and the comments already received.</P>
        <P>Deletion of a site from the NPL does not itself create, alter, or revoke any individual's rights or obligations. Deletion of a site from the NPL does not in any way alter EPA's right to take enforcement actions, as appropriate. The NPL is designed primarily for informational purposes and to assist EPA management. Section 300.425(e)(3) of the NCP states that the deletion of a site from the NPL does not preclude eligibility for future response actions, should future conditions warrant such actions.</P>
        <HD SOURCE="HD1">IV. Basis for Site Deletion</HD>
        <P>The following information provides EPA's rationale for deleting the Site from the NPL:</P>
        <HD SOURCE="HD2">Site Background and History</HD>
        <P>The Site (EPA Identification Number DED980704860) is located near Cheswold in Kent County, Delaware, approximately six miles northwest of the City of Dover. The Site consists of two landfills located approximately one-half mile apart on opposite sides of County Road 152. Landfill No. 1, which is on the north side of County Road 152, and Landfill No. 2, which is on the south side of County Road 152, are both part of larger, heavily wooded tracts of land. Both landfills are fenced off and covered with vegetation. There are no known development plans for the properties occupied by the landfills. Properties adjacent to both landfills are primarily used for agricultural or light residential development. Landfill No. 1 is bordered on the north by a forested wetland that includes a shallow meandering stream, the Willis Branch of the Leipsic River. Agricultural lands border the tree lines east and west of Landfill No. 2. Deer and other wildlife populate this area of Kent County. Groundwater near the Site is used for domestic purposes, including drinking water.</P>
        <P>Landfill No. 1 is located on property owned by Alberta F. Schmidt. Use of Landfill No. 1 began in 1969 under a permit issued by the Delaware Water and Air Resources Commission. DNREC issued subsequent permits (1973-1976). The landfill was closed in 1977 in accordance with the Delaware Solid Waste Disposal Regulations of August 1974. During landfill operation, latex waste sludge was discharged into unlined trenches that were six to eight feet deep and twelve feet wide. Liquids were allowed to drain off as solids settled. Trenches were then backfilled with soil obtained locally.</P>
        <P>Landfill No. 2, located on property owned by Kowinsky Farms, Inc., was operated from 1976 to 1980 under a state permit. The permit required each six-foot deep, twenty-eight foot wide, one hundred twenty-five foot long trench to have a synthetic liner. The permit also required leachate collection, installation of groundwater monitoring wells, regularly scheduled site inspections, and periodic groundwater and leachate monitoring. When the Site was closed in 1980, all trenches were capped with two feet of native soil. As waste settled and no longer generated collectable quantities of leachate, the leachate collection was phased out in the early 1980's.</P>

        <P>EPA conducted an initial Site Investigation in 1980, and a second one in 1983. Elevated levels of acrolein were found in one well and in one leachate collection pipe on Landfill No. 2. Ethylbenzene was detected in the same well and leachate collection pipe. Bis(2-chloroethyl) ether was detected in Landfill No. 1 leachate seeps. The Site was proposed for inclusion on the NPL in the<E T="04">Federal Register</E>on April 10, 1985 (50 FR 14115), and included on the NPL in the<E T="04">Federal Register</E>on July 22, 1987 (52 FR 27620).<PRTPAGE P="32083"/>
        </P>
        <HD SOURCE="HD2">Remedial Investigation and Feasibility Study (RI/FS)</HD>
        <P>In April 1986, EPA issued letters to several Potentially Responsible Parties (PRPs) notifying them of their potential liability for Site response actions and inviting them to conduct the RI/FS. On December 30, 1987, three PRPs signed an agreement with EPA in the form of an Administrative Order on Consent to conduct the RI/FS.</P>
        <P>Media investigation during the RI/FS included waste, leachate, groundwater, surface water and sediment, soil, and air. Among the different media types investigated, waste contained the highest number of contaminants at the highest levels for styrene, ethylbenzene, and phenolic compounds. Leachate from Landfill No. 2 (taken from leachate collection trenches within the lined cells) contained the same contaminants, but at lower levels. The waste and leachate were determined to pose a threat to human health and the environment. Groundwater at both landfills contained similar compounds but at significantly lower levels, and it was determined that they did not pose a threat to human health or the environment.</P>
        <P>The FS provided an in-depth analysis of the following potential remedial alternatives: (1) No Action; (2) Monitoring; (3) Limited Action; (4) Soil Cap; (5) Multi-Layer Cap (both landfills) and Sub-drain (Landfill No. 1 only); (6) Volatile Organic Compound (VOC) Stripping by Aeration ; and (7) On-site Incineration (of Waste). The FS also analyzed EPA and DNREC's preferred alternative, alternative 3. The parties agreed, under a separate order, to remove drums containing varying quantities of latex waste found on-site during the RI.</P>
        <HD SOURCE="HD2">Selected Remedy</HD>
        <P>EPA issued a Record of Decision (ROD) for the Site on September 28, 1990. Under the ROD, the remedial action objective was to reduce the potential for future contact with waste at the Site and thereby reduce risk to within EPA guidelines.</P>
        <P>The waste materials found in the landfills at the Site are neither liquid nor highly mobile, and can be controlled reliably in place. The Site contains a large volume of material that would be difficult to handle and treat due to clay-like physical properties and the potential risk posed by substantial release of volatile organic compounds. EPA and DNREC determined that on-site containment of the waste was an appropriate remedial action.</P>
        <P>The selected remedy addresses the principal threats posed by the conditions at the Site by reducing the potential for human exposure to wastes remaining at the Site. The major components of the selected remedy are as follows:</P>
        <P>• Land use restrictions placed on both landfill properties.</P>

        <P>• The entire waste disposal areas of both landfills are enclosed by a chain-link security fence with a locked gate to restrict the access of unauthorized persons and equipment onto the landfills. Appropriate warning signs are placed along the fence<E T="03">.</E>
        </P>
        <P>• Cover material was placed along the northern slope of Landfill No. 1 to eliminate exposure to leachate seeps.</P>
        <P>• Areas of Landfill No. 2, which had subsided due to uneven settling of waste, were backfilled to grade and seeded.</P>
        <P>• Leachate collection wells at Landfill No. 2 were sealed with grout to reduce the potential for direct contact with leachate.</P>
        <P>• Groundwater was initially sampled semi-annually at both landfills; now, it is sampled at least once every five years.</P>
        <P>• The landfills are inspected semi-annually.</P>
        <P>• Surface water monitoring was conducted at the Willis Branch adjacent to</P>
        <P>Landfill No. 1 at the same time as groundwater monitoring for a period of no less than five years. In response to monitoring requirements identified in the ROD, a groundwater and surface water monitoring program has been implemented at the Site. This monitoring program has included the identification of trigger levels for contaminants of concern for groundwater and surface water for both Landfill No.1 and Landfill No. 2. The trigger levels for Landfill No. 1 were developed primarily for the protection of aquatic wildlife due to the proximity of the Willis Branch and lack of potential human receptors. For Landfill No. 2, the trigger levels were developed to protect human health due to the proximity of nearby residential wells. Those levels are:</P>
        <GPOTABLE CDEF="s50,12,12" COLS="3" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Contaminant of concern</CHED>
            <CHED H="1">Landfill No. 1<LI>μg/L</LI>
            </CHED>
            <CHED H="1">Landfill No. 2<LI>μg/L</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="22">
              <E T="03">Groundwater</E>:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Styrene</ENT>
            <ENT>2900</ENT>
            <ENT>100</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Ethylbenzene</ENT>
            <ENT>3200</ENT>
            <ENT>5</ENT>
          </ROW>
          <ROW>
            <ENT I="03">1,2,3-trichloropropane</ENT>
            <ENT/>
            <ENT>5</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Phenolics</ENT>
            <ENT/>
            <ENT>22999</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Antimony</ENT>
            <ENT/>
            <ENT>6</ENT>
          </ROW>
          <ROW>
            <ENT I="22">
              <E T="03">Surface Water</E>:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Styrene</ENT>
            <ENT>1400</ENT>
            <ENT/>
          </ROW>
          <ROW>
            <ENT I="03">Ethylbenzene</ENT>
            <ENT>1600</ENT>
            <ENT/>
          </ROW>
          <ROW>
            <ENT I="03">Xylenes</ENT>
            <ENT>900</ENT>
            <ENT/>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD2">Response Actions</HD>
        <P>The following is a summary of the activities that were completed at the Site.</P>
        <P>• An Environmental Protection Easement and Declaration of Restrictive Covenants between Alberta Schmidt, as Grantor, and DNREC, on behalf of the State of Delaware, as Grantee, relating to Landfill No. 1 was signed on February 24, 2005. The document was recorded with the Office of the Recorder of Deeds for Kent County, Delaware on April 18, 2005, to implement the institutional controls (land use restrictions) for Landfill No. 1.</P>
        <P>• An Environmental Protection Easement and Declaration of Restrictive Covenants between Kowinsky Farms, Inc, as Grantor, and DNREC, on behalf of the State of Delaware, as Grantee, relating to Landfill No. 2 was signed on September 24, 2008. The document was recorded with the Office of the Recorder of Deeds for Kent County, Delaware on November 26, 2008, to implement the institutional controls (land use restrictions) for Landfill No. 2.</P>
        <P>• On April 8, 1992, the PRPs entered into a Consent Decree with EPA pursuant to which the PRPs agreed to implement the remedy selected in the ROD. The PRPs started construction activities in early July 1993.</P>

        <P>• Remedial construction activities at Landfill No.1 consisted of clearing the<PRTPAGE P="32084"/>perimeter of vegetation so that the security fence could be installed. Leachate seeps were covered with wood chip mulch. Following installation of the security fence, cleared areas were seeded. Lastly, warning signs were posted around the landfill perimeter.</P>
        <P>• At Landfill No. 2, remedial construction activities were more extensive. First, the landfill was cleared of all vegetation. Trees within the landfill perimeter were cut and chipped for mulch. Each waste cell's leachate collection system was grout sealed. Settled waste cells were filled with clean fill and the entire landfill surface was re-graded. Top soil was added; the landfill was then graded and seeded. A security fence was installed around the landfill. Finally, warning signs were placed around the landfill perimeter.</P>
        <P>• Three wells were sampled at Landfill No. 1 and four at Landfill No. 2. The sampling parameters were ethylbenzene, styrene, 1,2,3-trichloropropane, antimony, and phenolics, as well as field parameters. Groundwater was sampled semi-annually in 1993 and 1994, and then annually through 1998. During this period, all sampling results for contaminants of concern were below established trigger levels for both Landfill No. 1 and Landfill No. 2, as well as Maximum Contaminant Levels (MCLs) established under the Safe Drinking Water Act. In 1999, EPA determined that the subject monitoring could be discontinued. In 2009, the monitoring resumed at a frequency of at least once every five years. Sampling in 2009 found that all contaminants of concern were below the established trigger levels and MCLs.</P>
        <P>• The Site has been inspected regularly as required in the ROD and routine maintenance activities have been performed as needed. The routine maintenance activities have generally consisted of minor fence repair, replacement of warning signs, and mowing the surface of Landfill No. 2.</P>
        <P>On September 9, 1993, EPA and DNREC conducted the final construction inspection. On September 29, 1993, EPA signed the Preliminary Site Close Out Report (PCOR), which documented that the PRPs had completed construction activities at the Site. EPA signed the Final Close Out Report on February 19, 2009, which documented completion of all response action, other than operation, maintenance, and five-year reviews.</P>
        <HD SOURCE="HD2">Cleanup Goals</HD>
        <P>EPA approved the Sampling and Analysis Plan (Part IV of the Remedial Design Submittal) requiring periodic sampling of groundwater, surface water and sediments. Sampling under the subject Plan was initiated at the start of remedial action (RA) activities and continued for six years. During that time, the monitored contaminants of concern at Landfill No.1 and Landfill No. 2 were well below identified trigger levels. In response to the results of this monitoring, the First Five-Year Review for the Site issued by EPA in 1999 found that monitoring of groundwater and surface water at the Site could be discontinued. However, during the preparation and completion of the Final Close Out Report for the Site in February 2009, EPA determined that monitoring should resume and be conducted at a minimum of once every five years because waste has been left in place at the Site.</P>
        <HD SOURCE="HD2">Operation and Maintenance (O&amp;M)</HD>
        <P>The landfills are inspected semi-annually to identify any maintenance activities that need to be conducted to ensure continued performance of the RA. Inspection frequency was quarterly for the first year to provide for seep cover inspection and maintenance. The EPA-approved O&amp;M Plan presented the requirements for the Site inspections, and included a checklist that was used to document inspection observations and results. O&amp;M began following EPA's certification that the RA activities were completed. O&amp;M activities that will continue at the Site are mowing and semi-annual inspections. Also, because waste remains onsite, groundwater and surface water monitoring will be performed once every five years.</P>
        <P>An Environmental Protection Easement and Declaration of Restrictive Covenants between Alberta Schmidt, as Grantor, and DNREC, on behalf of the State of Delaware, as Grantee, relating to Landfill No.1 was signed on February 24, 2005. The document was recorded with the Office of the Recorder of Deeds for Kent County, Delaware on April 18, 2005, to implement the institutional controls for Landfill No. 1.</P>
        <P>An Environmental Protection Easement and Declaration of Restrictive Covenants between Kowinsky Farms, Inc, as Grantor, and DNREC, on behalf of the State of Delaware, as Grantee, relating to Landfill No. 2 was signed on September 24, 2008. The document was recorded with the Office of the Recorder of Deeds for Kent County, Delaware on November 26, 2008, to implement institutional controls for Landfill No. 2.</P>
        <P>The implemented institutional controls (land use restrictions) for both Landfill No. 1 and Landfill No. 2 prohibit disturbance of the onsite containment remedies.</P>
        <HD SOURCE="HD2">Five-Year Review</HD>
        <P>EPA has conducted three (3) statutory Five-Year Reviews for this Site. Since the remedies selected for the Site allow hazardous substances, pollutants, or contaminants to remain onsite above levels that allow for unlimited use and unrestricted exposure, statutory Five-Year Reviews are required. These reviews are conducted pursuant to CERCLA Section 121(c), 42 U.S.C. 9621(c), and as provided in the current guidance on Five-Year Reviews.</P>
        <P>The first Five-Year Review for the Site was completed on January 6, 1999, and the second Five-Year Review was completed on May 25, 2004. Both of these Five-Year Reviews found the remedy to be not fully protective due to the need for institutional controls in both cases.</P>
        <P>The most recent Five-Year Review was completed on May 22, 2009. With the implementation of institutional controls, this Five-Year Review found no issues that affected the current or future protectiveness of the remedy for the Site and concluded that the remedy at the Site is protective over the short term and the long term.</P>
        <P>The next Five-Year Review will be completed by May 25, 2014.</P>
        <HD SOURCE="HD2">Community Involvement</HD>
        <P>Public participation activities have been satisfied as required in CERCLA section 113(k), 42 U.S.C. 9613(k), and CERCLA section 117, 42 U.S.C. 9617. Documents in the deletion docket which EPA relied on for recommendation of the deletion from the NPL are available to the public in the information repositories.</P>
        <P>Before the start of construction activities, representatives of the PRPs visited residents whose homes were adjacent to the landfills on both sides of County Road 152. Residents who were at home at the time of the visit were informed of the start date and the nature and duration of the construction activities. The PRP representatives answered questions that the residents asked about the construction activities. Fact sheets advising the residents of the construction activities were given to residents in person or were placed in their mailboxes. EPA issued a fact sheet in July 1993, at about midway through the construction activities. The fact sheet presented a description of the Site remedial action and project status.</P>

        <P>EPA notified local officials about upcoming Five-Year Reviews. EPA placed notices in the<E T="03">Delaware State News</E>to inform the public that the Five-Year Reviews were being conducted and when the findings of each would be available.<PRTPAGE P="32085"/>
        </P>
        <HD SOURCE="HD2">Determination That the Criteria for Deletion Have Been Met</HD>
        <P>No further response action under CERCLA is appropriate. EPA has determined based on the investigations conducted that all appropriate response actions required have been implemented at the Site. Through the third Five-Year Review, EPA has also determined that the remedy is considered protective of human health and the environment and, therefore, additional remedial measures are not necessary. Other procedures required by 40 CFR 300.425(e) are detailed in Section III of this direct Final Notice of Deletion.</P>
        <HD SOURCE="HD1">V. Deletion Action</HD>
        <P>The EPA, with concurrence dated September 16, 2010, of the State of Delaware, through DNREC, has determined that all appropriate response actions under CERCLA, other than operation, maintenance, and five-year reviews, have been completed. Therefore, EPA is deleting the Site from the NPL.</P>
        <P>Because EPA considers this action noncontroversial and routine, EPA is taking it without prior publication. This action will be effective August 2, 2011 unless EPA receives adverse comments by July 5, 2011. If adverse comments are received within the 30-day public comment period, EPA will publish a timely withdrawal of this direct final Notice of Deletion before the effective date of the deletion, and it will not take effect. EPA will prepare a response to comments and continue with the deletion process on the basis of the Notice of Intent to Delete and the comments already received. There will be no additional opportunity to comment.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 300</HD>
          <P>Environmental protection, Air pollution control, Chemicals, Hazardous waste, Hazardous substances, Intergovernmental relations, Penalties, Reporting and recordkeeping requirements, Superfund, Water pollution control, Water supply.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: April 29, 2011.</DATED>
          <NAME>James W. Newsom,</NAME>
          <TITLE>Acting Regional Administrator, Region III.</TITLE>
        </SIG>
        <P>For the reasons set out in this document, 40 CFR part 300 is amended as follows:</P>
        <REGTEXT PART="300" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 300—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 300 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1321(c)(2); 42 U.S.C. 9601-9657; E.O. 12777, 56 FR 54757, 3 CFR, 1991 Comp., p. 351; E.O. 12580, 52 FR 2923, 3 CFR 1987 Comp., p.193.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="300" TITLE="40">
          <AMDPAR>2. Table 1 of Appendix B to part 300 is amended by removing “DE”, “Coker's Sanitation Service Landfills”, “Kent County”.</AMDPAR>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13841 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
        <CFR>42 CFR Part 412</CFR>
        <DEPDOC>[CMS-1346-CN]</DEPDOC>
        <RIN>RIN 0938-AQ23</RIN>
        <SUBJECT>Medicare Program; Inpatient Psychiatric Facilities Prospective Payment System—Update for Rate Year Beginning July 1, 2011 (RY 2012); Correction</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Centers for Medicare &amp; Medicaid Services (CMS), HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Correction of final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This document corrects two technical errors that appeared in the final rule published in the<E T="04">Federal Register</E>on May 6, 2011 entitled, “Inpatient Psychiatric Facilities Prospective Payment System—Update for Rate Year Beginning July 1, 2011 (RY 2012).”</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>July 1, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Dorothy Myrick or Jana Lindquist, (410) 786-4533.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Background</HD>
        <P>In FR Doc. 2011-10562 of May 6, 2011 (76 FR 26432) (hereinafter referred to as the RY 2012 IPF PPS final rule), there were two technical errors that we describe in the “Summary of Errors” section and correct in the “Correction of Errors” section below.</P>
        <HD SOURCE="HD1">II. Summary of Errors</HD>
        <P>In the RY 2012 IPF PPS final rule, on page 26452, in Table 11, we made a typographical error when we listed the diagnosis code “V451” rather than “V4512” for the description of comorbidity for chronic renal failure. In addition, we inadvertently omitted from Table 11 the comorbidity code “V4511” for chronic renal failure. These changes are not substantive changes to the policies or payment methodologies in the final rule. They are changes to conform the final rule to reflect the correct policies, which were implemented on July 1, 2011.</P>
        <HD SOURCE="HD1">III. Correction of Errors</HD>
        <P>In FR Doc. 2011-10562 of May 6, 2011 (76 FR 26432), make the following corrections:</P>
        <P>• On page 26452, in Table 11—RY 2012 Diagnosis Codes and Adjustment Factors for Comorbidity Categories, in the second column, with the heading “Diagnoses codes,” for the renal failure, chronic diagnoses codes, replace code “V451” with “V4512” and add code “V4511.”</P>
        <HD SOURCE="HD1">IV. Waiver of Proposed Rulemaking and Delay in Effective Date</HD>

        <P>We ordinarily publish a notice of proposed rulemaking in the<E T="04">Federal Register</E>to provide a period for public comment before the provisions of a rule take effect in accordance with section 553(b) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). However, we can waive this notice and comment procedure if the Secretary finds, for good cause, that the notice and comment process is impracticable, unnecessary, or contrary to the public interest, and incorporates a statement of the finding and the reasons in the rule.</P>

        <P>Section 553(d) of the APA ordinarily requires a 30-day delay in the effective date of rules after the date of their publication in the<E T="04">Federal Register</E>. This 30-day delay in the effective date can be waived, however, if an agency finds for good cause that the delay is impracticable, unnecessary, or contrary to the public interest, and the agency incorporates a statement of the findings and its reasons in the rule issued. This notice merely corrects an error and omission in Table 11 of the RY 2012 IPF PPS final rule and does not make any substantive changes to the policies or payment methodologies. The correct policies were implemented on July 1, 2011. We are simply conforming the RY 2012 IPF PPS final rule to those policies by making the corrections identified herein. We believe that undertaking further notice and comment procedures to incorporate these corrections into the FY 2012 IPF PPS final rule and delaying the effective date of these changes is unnecessary. In addition, we believe it is important for the public to have the correct information as soon as possible, and believe it is contrary to the public interest to delay the dissemination of it. Therefore, we find there is good cause to waive notice and comment procedures and the 30-day delay in the effective date for this correction notice.</P>
        
        <EXTRACT>

          <FP>(Catalog of Federal Domestic Assistance Program No. 93.773, Medicare—Hospital Insurance; and Program No. 93.774,<PRTPAGE P="32086"/>Medicare—Supplementary Medical Insurance Program)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: May 27, 2011.</DATED>
          <NAME>Dawn Smalls,</NAME>
          <TITLE>Executive Secretary to the Department.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13839 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4120-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <CFR>50 CFR Part 635</CFR>
        <DEPDOC>[Docket No. 100317152-0176-01]</DEPDOC>
        <RIN>RIN 0648-XA393</RIN>
        <SUBJECT>Atlantic Highly Migratory Species; Atlantic Bluefin Tuna Fisheries</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary rule; inseason general category retention limit adjustment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>NMFS has determined that the Atlantic tunas General category daily Atlantic bluefin tuna (BFT) retention limit should be adjusted for the June through August 2011 time period, based on consideration of the regulatory determination criteria regarding inseason adjustments. This action applies to Atlantic tunas General category permitted vessels and Highly Migratory Species Charter/Headboat category permitted vessels (when fishing commercially for BFT).</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective June 3, 2011, through August 31, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Sarah McLaughlin or Brad McHale, 978-281-9260.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>Regulations implemented under the authority of the Atlantic Tunas Convention Act (16 U.S.C. 971<E T="03">et seq.</E>) and the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-Stevens Act; 16 U.S.C. 1801<E T="03">et seq.</E>) governing the harvest of BFT by persons and vessels subject to U.S. jurisdiction are found at 50 CFR part 635. Section 635.27 subdivides the U.S. BFT quota recommended by the International Commission for the Conservation of Atlantic Tunas (ICCAT) among the various domestic fishing categories, per the allocations established in the 2006 Consolidated Highly Migratory Species Fishery Management Plan (2006 Consolidated HMS FMP) (71 FR 58058, October 2, 2006).</P>
        <P>The 2011 BFT fishing year, which is managed on a calendar-year basis and subject to an annual calendar-year quota, began January 1, 2011. The General category season, which was open for the month of January 2011, resumes on June 1, 2011, and continues through December 31, 2011. Starting on June 1, the General category daily retention limit (§ 635.23(a)(2)), is scheduled to revert back to the default retention limit of one large medium or giant BFT (measuring 73 inches (185 cm) curved fork length (CFL) or greater) per vessel per day/trip. This default retention limit applies to General category permitted vessels and HMS Charter/Headboat category permitted vessels (when fishing commercially for BFT). Each of the General category time periods (January, June-August, September, October-November, and December) is allocated a portion of the annual General category quota, thereby ensuring extended fishing opportunities in years when catch rates are high and quota is available. For the 2010 fishing year, NMFS adjusted the General category limit from the default level of one large medium or giant BFT as follows: two large medium or giant BFT for January (74 FR 68709, December 29, 2009), and three large medium or giant BFT for June through December (75 FR 30730, June 2, 2010; and 75 FR 51182, August 19, 2010). NMFS adjusted the January 2011 limit to two large medium or giant BFT (75 FR 79309, December 20, 2010).</P>
        <P>The 2010 ICCAT recommendation regarding western BFT management resulted in a 2011 U.S. quota of 923.7 mt (not including a 25-mt allocation that the United States uses to account for bycatch of BFT in pelagic longline fisheries in the Northeast Distant Gear Restricted Area (NED)). Consistent with the allocation scheme established in the Consolidated HMS FMP, the baseline General category share would be 435.1 mt, and the baseline June through August General category subquota would be 217.6 mt. In order to implement the ICCAT-recommended baseline annual U.S. BFT quota, NMFS published a proposed rule that would modify the U.S. BFT quota and base subquotas for all domestic fishing categories, and establish BFT quota specifications for 2011 (76 FR 13583, March 14, 2011). Until the final rule is effective (likely mid-June 2011), the BFT base quotas codified at § 635.27(a) remain in effect. The currently codified General category quota is 448.6 mt, and the currently codified June through August General category subquota is 224.3 mt.</P>
        <HD SOURCE="HD1">Adjustment of General Category Daily Retention Limit</HD>
        <P>Under § 635.23(a)(4), NMFS may increase or decrease the daily retention limit of large medium and giant BFT over a range of zero to a maximum of three per vessel based on consideration of the criteria provided under § 635.27(a)(8), which include: The usefulness of information obtained from catches in the particular category for biological sampling and monitoring of the status of the stock; effects of the adjustment on BFT rebuilding and overfishing; effects of the adjustment on accomplishing the objectives of the fishery management plan; variations in seasonal distribution, abundance, or migration patterns of BFT; effects of catch rates in one area precluding vessels in another area from having a reasonable opportunity to harvest a portion of the category's quota; and a review of dealer reports, daily landing trends, and the availability of the BFT on the fishing grounds.</P>
        <P>NMFS has considered the set of criteria cited above and their applicability to the General category BFT retention limit for the June-August 2011 General category fishery. Based on General category landings rates during the June through August time-period over the last several years, it is highly unlikely that the June through August subquota will be filled with the default daily retention limit of one BFT per vessel. For example, under the three-fish limit that applied in June-August 2010, June-August landings were approximately 118 mt. This amount is less than both the 217.6 mt available under the 2010 ICCAT recommendation and the 224.3 mt available under the current regulations. NMFS expects landings from the General category in June through August 2011 to be within the available quota, once finalized. Furthermore, slow catch rates early in the season could result in unused quota being added to the later portion of the General category season. Increasing the daily retention limit from the default may mitigate rolling an excessive amount of unused quota from one time-period subquota to the next.</P>

        <P>Based on considerations of the available quota, fishery performance in recent years, and the availability of BFT on the fishing grounds, NMFS has determined that the General category retention limit should be adjusted to allow for retention of the anticipated 2011 General category quota, and that the same approach used for June-August 2010 is warranted. Therefore, NMFS increases the General category retention limit from the default limit to three large<PRTPAGE P="32087"/>medium or giant BFT, measuring 73 inches or greater, per vessel per day/trip, effective June 3, 2011, through August 31, 2011. Regardless of the duration of a fishing trip, the daily retention limit applies upon landing. For example, whether a vessel fishing under the General category limit takes a two-day trip or makes two trips in one day, the daily limit of three fish may not be exceeded upon landing. This General category retention limit is effective in all areas, except for the Gulf of Mexico, and applies to those vessels permitted in the General category, as well as to those HMS Charter/Headboat permitted vessels fishing commercially for BFT.</P>
        <P>This adjustment is intended to provide a reasonable opportunity to harvest the U.S. quota of BFT without exceeding it, while maintaining an equitable distribution of fishing opportunities, to help achieve optimum yield in the General category BFT fishery, to collect a broad range of data for stock monitoring purposes, and to be consistent with the objectives of the Consolidated HMS FMP.</P>
        <HD SOURCE="HD1">Monitoring and Reporting</HD>
        <P>NMFS selected the daily retention limit for June-August 2011 after examining an array of data as it pertains to the determination criteria. These data included, but were not limited to, current and previous catch and effort rates in the BFT fisheries, quota availability, previous public comments on inseason management measures, and stock status, among other data. NMFS will continue to monitor the BFT fishery closely through the mandatory dealer landing reports, which NMFS requires to be submitted within 24 hours of a dealer receiving BFT. Depending on the level of fishing effort and catch rates of BFT, NMFS may determine that additional retention limit adjustments are necessary to ensure available quota is not exceeded or to enhance scientific data collection from, and fishing opportunities in, all geographic areas.</P>

        <P>Closures or subsequent adjustments to the daily retention limits, if any, will be published in the<E T="04">Federal Register</E>. In addition, fishermen may call the Atlantic Tunas Information Line at (888) 872-8862 or (978) 281-9260, or access<E T="03">http://www.hmspermits.gov,</E>for updates on quota monitoring and retention limit adjustments.</P>
        <HD SOURCE="HD1">Classification</HD>
        <P>The Assistant Administrator for NMFS (AA) finds that it is impracticable and contrary to the public interest to provide prior notice of, and an opportunity for public comment on, this action for the following reasons:</P>
        <P>The regulations implementing the Consolidated HMS FMP provide for inseason retention limit adjustments to respond to the unpredictable nature of BFT availability on the fishing grounds, the migratory nature of this species, and the regional variations in the BFT fishery. Affording prior notice and opportunity for public comment to implement these retention limits is impracticable as it would preclude NMFS from acting promptly to allow harvest of BFT that are available on the fishing grounds. Analysis of available data shows that the General category BFT retention limits may be increased with minimal risks of exceeding the ICCAT-allocated quota.</P>
        <P>Delays in increasing these retention limits would adversely affect those General and Charter/Headboat category vessels that would otherwise have an opportunity to harvest more than the default retention limit of one BFT per day/trip and may exacerbate the problem of low catch rates and quota rollovers. Limited opportunities to harvest the respective quotas may have negative social and economic impacts for U.S. fishermen who depend upon catching the available quota within the time periods designated in the Consolidated HMS FMP. Adjustment of the retention limit needs to be effective June 1, 2011, or as soon as possible thereafter, to minimize any unnecessary disruption in fishing patterns and for the impacted sectors to benefit from the adjustments so as to not preclude fishing opportunities for fishermen who have access to the fishery only during this time period. Therefore, the AA finds good cause under 5 U.S.C. 553(b)(B) to waive prior notice and the opportunity for public comment. For all of the above reasons, and because this action relieves a restriction (i.e., the default General category retention limit is one fish per vessel per day/trip whereas this action increases that limit and allows retention of additional fish), there is also good cause under 5 U.S.C. 553(d) to waive the 30-day delay in effectiveness.</P>
        <P>This action is being taken under 50 CFR 635.23(a)(4) and is exempt from review under Executive Order 12866.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>16 U.S.C. 971<E T="03">et seq.</E>and 1801<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: May 31, 2011.</DATED>
          <NAME>Margo Schulze-Haugen,</NAME>
          <TITLE>Acting Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13832 Filed 5-31-11; 4:15 pm]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </RULE>
  </RULES>
  <VOL>76</VOL>
  <NO>107</NO>
  <DATE>Friday, June 3, 2011</DATE>
  <UNITNAME>Proposed Rules</UNITNAME>
  <PRORULES>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="32088"/>
        <AGENCY TYPE="F">GENERAL SERVICES ADMINISTRATION</AGENCY>
        <CFR>5 CFR Chapter VII</CFR>
        <CFR>41 CFR Chapters 101, 102, and 105, and Subtitle F</CFR>
        <CFR>48 CFR Chapters 5 and 61</CFR>
        <DEPDOC>[E.O. 13563-OGP-2; Docket 2011-0010; Sequence 2]</DEPDOC>
        <SUBJECT>Reducing Regulatory Burden; Retrospective Review Under Executive Order 13563 (E.O. 13563)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of Governmentwide Policy (OGP), General Services Administration (GSA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Request for information.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>In March 2011, the GSA requested public input on how it can best implement the goals of Executive Order (E.O.) 13563, “Improving Regulation and Regulatory Review.” E.O. 13563 was signed by President Obama on January 18, 2011, and calls for an improvement in the creation and review of regulations and better opportunities for the public to be part of this process. Through comments received as well as internal input, GSA has created a retrospective review plan that is now available for comment. The plan is located at<E T="03">http://www.gsa.gov/open.</E>
          </P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Comment Date:</E>Interested parties should submit written comments to the Regulatory Secretariat on or before July 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit comments identified by E.O. 13563-OGP-2 by one of the following methods:</P>
          <P>•<E T="03">Regulations.gov: http://www.regulations.gov.</E>Submit comments via the Federal eRulemaking portal by inputting “E.O. 13563-OGP-2” under the heading “Enter Keyword or ID” and selecting “Search.” Select the link “Submit a Comment” that corresponds with “E.O. 13563-OGP-2.” Follow the instructions provided at the “Submit a Comment” screen. Please include your name, company name (if any), and “E.O. 13563-OGP-2” on your attached document.</P>
          <P>•<E T="03">Fax:</E>202-501-4067.</P>
          <P>•<E T="03">Mail:</E>General Services Administration, Regulatory Secretariat (MVCB), ATTN: Hada Flowers, 1275 First Street, NE., 7th Floor, Washington, DC 20417.</P>
          <P>
            <E T="03">Instructions:</E>Please submit comments only and cite E.O. 13563-OGP-2, in all correspondence related to this case. All comments received will be posted without change to<E T="03">http://www.regulations.gov,</E>including any personal and/or business confidential information provided.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>The General Services Administration, Regulatory Secretariat (MVCB), 1275 First Street, NE., Washington, DC 20417, (202) 501-4755; e-mail at<E T="03">hada.flowers@gsa.gov.</E>Please cite E.O. 13563-OGP-2.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>On March 22, 2011 GSA published a request for comments in the<E T="04">Federal Register</E>(76 FR 15859) regarding the creation of a retrospective review plan that the agency would follow in order to implement E.O. 13563. E.O. 13563, “Improving Regulation and Regulatory Review” was signed by President Obama on January 18, 2011, and calls for an improvement in the creation and review of regulations and better opportunities for the public to be part of this process.</P>

        <P>Through comments received as well as internal input, GSA has created a retrospective review plan that is now available for comment. The proposed plan is located at<E T="03">http://www.gsa.gov/open.</E>
        </P>
        <SIG>
          <DATED>Dated: May 27, 2011.</DATED>
          <NAME>Janet Dobbs,</NAME>
          <TITLE>Director, Office of Travel, Transportationand Asset Management.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13739 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6820-14-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Agricultural Marketing Service</SUBAGY>
        <CFR>7 CFR Part 1205</CFR>
        <DEPDOC>[Doc. # AMS-CN-11-0026; CN-11-002]</DEPDOC>
        <SUBJECT>Cotton Board Rules and Regulations: Adjusting Supplemental Assessment on Imports</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Agricultural Marketing Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Agricultural Marketing Service (AMS) is proposing the 2011 amendments to the Cotton Board Rules and Regulations by increasing the value assigned to imported cotton for the purpose of calculating supplemental assessments collected for use by the Cotton Research and Promotion Program. An amendment is required to adjust the supplemental assessment and ensure that assessments collected on imported raw cotton and the cotton content of imported cotton-containing products and assessments collected on domestically produced cotton are the same. In addition, AMS proposes to update textile trade conversion factors used to determine the raw fiber equivalents of imported cotton-containing products and to expand the number of Harmonized Tariff Schedule (HTS) statistical reporting numbers from the current 706 to 2,371 to assess all imported cotton and cotton-containing products.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before July 5, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Interested persons are invited to submit written comments concerning this proposed rule to Shethir M. Riva, Chief, Research and Promotion Staff, Cotton and Tobacco Programs, AMS, USDA, Stop 0224, 1400 Independence Ave., SW., Room 2635-S, Washington, DC 20250-0224. Comments should be submitted in triplicate. Comments may also be submitted electronically through<E T="03">http://www.regulations.gov.</E>All comments received will be made available for public inspection at Cotton and Tobacco Programs, AMS, USDA, Stop 0224, 1400 Independence Ave., SW., Room 2635-S, Washington, DC 20250-0224 during regular business hours. A copy of this notice may be found at<E T="03">http://www.regulations.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <PRTPAGE P="32089"/>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Shethir M. Riva, Chief, Research and Promotion Staff, Cotton and Tobacco Programs, AMS, USDA, Stop 0224, 1400 Independence Ave., SW., Room 2635-S, Washington, DC 20250-0224, telephone (540) 361-2726, facsimile (202) 690-1718, or e-mail at<E T="03">Shethir.Riva@ams.usda.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Executive Order 12866</HD>
        <P>The Office of Management and Budget has waived the review process required by Executive Order 12866 for this action.</P>
        <HD SOURCE="HD1">Executive Order 12988</HD>
        <P>This proposed rule has been reviewed under Executive Order 12988, Civil Justice Reform. It is not intended to have retroactive effect.</P>
        <P>The Cotton Research and Promotion Act (7 U.S.C. 2101-2118) (Act) provides that administrative proceedings must be exhausted before parties may file suit in court. Under Section 12 of the Act, any person subject to an order may file with the Secretary of Agriculture (Secretary) a petition stating that the order, any provision of the plan, or any obligation imposed in connection with the order is not in accordance with law and requesting a modification of the order or to be exempted therefrom. Such person is afforded the opportunity for a hearing on the petition. After the hearing, the Secretary would rule on the petition. The Act provides that the District Court of the United States in any district in which the person is an inhabitant, or has his principal place of business, has jurisdiction to review the Secretary's ruling, provided a complaint is filed within 20 days from the date of the entry of ruling.</P>
        <HD SOURCE="HD1">Background</HD>
        <HD SOURCE="HD2">Import Assessment</HD>
        <P>Amendments to the Act were enacted by Congress under Subtitle G of Title XIX of the Food, Agriculture, Conservation, and Trade Act of 1990 (Pub. L. 101-624, 104 Stat. 3909, November 28, 1990). These amendments contained two provisions that authorized changes in the funding procedures for the Cotton Research and Promotion Program.</P>
        <P>These provisions are: (1) The authority to assess imported cotton and cotton products; and (2) the termination of the right of cotton producers to demand a refund of assessments.</P>

        <P>As amended, the Cotton Research and Promotion Order (7 CFR part 1205) (Order) was approved by cotton producers and importers voting in a referendum held July 17-26, 1991, and the amended Order was published in the<E T="04">Federal Register</E>on December 10, 1991 (56 FR 64470). A proposed rule implementing the amended Order was published in the<E T="04">Federal Register</E>on December 17, 1991 (56 FR 65450). Implementing rules were published on July 1 and 2, 1992 (57 FR 29181), and (57 FR 29431), respectively.</P>
        <P>This proposed rule would increase the value assigned to imported cotton in the Cotton Board Rules and Regulations (7 CFR 1205.510(b)(2)). The total value of assessments levied is determined using a two-part assessment. The first part of the assessment is levied on the weight of cotton imported at a rate of $1 per 500-pound bale of cotton or $1 per 226.8 kilograms of cotton. The second part of the assessment—known as the supplemental assessment—is levied at a rate of five-tenths of one percent of the value of imported raw cotton or the cotton content of imported cotton-containing products. The supplemental assessment is combined with the per bale equivalent to determine the total value and assessment of the imported cotton or imported cotton-containing products.</P>

        <P>Section 1205.510(b)(2) of the Cotton Research and Promotion Rules and Regulations provides for the calendar year weighted average price received by U.S. farmers for Upland cotton to represent the value of domestically produced cotton, imported raw cotton and the cotton content of imported cotton-containing products. Use of the same weighted average price ensures that assessments paid on domestically produced cotton and assessments on imported cotton are the same. The source of price statistics is<E T="03">Agricultural Prices,</E>a publication of the National Agricultural Statistics Service (NASS) of the Department of Agriculture. The current value of imported cotton as published in the<E T="04">Federal Register</E>(74 FR 32400) for the purpose of calculating assessments on imported cotton is $0.010880 per kilogram. Using the weighted average price received by U.S. farmers for Upland cotton for the calendar year 2010, the new value of imported cotton is $0.012665 per kilogram.</P>
        <P>An example of the complete assessment formula and how the figures are obtained is as follows:</P>
        <P>One bale is equal to 500 pounds.</P>
        <P>One kilogram equals 2.2046 pounds.</P>
        <P>One pound equals 0.453597 kilograms.</P>
        <HD SOURCE="HD2">One Dollar per Bale Assessment Converted to Kilograms</HD>
        <P>A 500-pound bale equals 226.8 kg. (500 × .453597).</P>
        <P>$1 per bale assessment equals $0.002 per pound or 0.2 cents per pound (1/500) or $0.004409 per kg or 0.4409 cents per kg. (1/226.8).</P>
        <HD SOURCE="HD2">Supplemental Assessment of 5/10 of One Percent of the Value of the Cotton Converted to Kilograms</HD>
        <P>The 2010 calendar year weighted average price received by producers for Upland cotton is $0.749 per pound or $1.651 per kg. (0.749 × 2.2046).</P>
        <P>Five tenths of one percent of the weighted average price in kg. equals $0.008256 per kg. (1.651 × .005).</P>
        <HD SOURCE="HD3">Total Assessment</HD>
        <P>The total assessment per kilogram of raw cotton is obtained by adding the $1 per bale equivalent assessment of $0.004409 per kg. and the supplemental assessment $0.008256 per kg., which equals $0.012665 per kg.</P>
        <P>The current assessment on imported cotton is $0.01088 per kilogram of imported cotton. The proposed assessment is $0.012665, an increase of $0.001785 per kilogram. This increase reflects the increase in the average weighted price of Upland Cotton Received by U.S. Farmers during the period January through December 2010. Should the volume of cotton products imported into the U.S. in 2011 remain at the same level as in 2009, one could expect the revised assessment rate to generate approximately an additional $6.67 million in revenue (3.736 billion kilograms * $0.001785/kilogram = $6.67 million).</P>
        <P>The Import Assessment Table in section 1205.510(b)(3) indicates the conversion factors used to estimate cotton equivalent quantities and the total assessment per kilogram due for each HTS number subject to assessment. Since the weighted average price of cotton that serves as the basis of the supplemental assessment calculation has changed, total assessment rates reported in this table have been revised.</P>
        <HD SOURCE="HD1">Conversion Factors</HD>

        <P>USDA's Economic Research Service (ERS) regularly publishes textile trade data which includes estimates of the amount of cotton contained in imported cotton products. The raw cotton equivalent is the estimated weight of the cotton fiber in the garment adjusted for waste that occurs in spinning, weaving, and cutting. To estimate raw cotton equivalents, ERS uses a set of cotton textile trade conversion factors. The Agricultural Marketing Service (AMS)<PRTPAGE P="32090"/>currently uses a subset of these conversion factors to estimate cotton equivalents contained in cotton textile products imported into the U.S., which serve as the basis for collecting cotton import assessments for the Cotton Research and Promotion Program.</P>
        <P>ERS periodically evaluates how technology-driven improvements in textile production efficiencies—reductions in yarn waste—impacts the total quantity of raw cotton consumed in the production of various textile products. Such an evaluation was conducted initially in 1989 shortly after the U.S. adopted the international system of harmonized tariff codes, again in 2000, and most recently in 2009. The 2009 evaluation of conversion factors, which was based on two published studies<SU>1</SU>

          <FTREF/>, concluded that technological advancements in textile production processes have significantly changed since the current conversion factors were established. Furthermore, factors used to convert imported textile products into raw cotton bale-equivalent quantities were revised. Results of the ERS study were published in<E T="03">Cotton and Wool Outlook,</E>October 13, 2009<SU>2</SU>
          <FTREF/>.</P>
        <FTNT>
          <P>
            <SU>1</SU>MacDonald, Stephen.<E T="03">China's Cotton Supply and Demand: Issues and Impact on the World Market,</E>CWS-071-01, November 2007, U.S. Department of Agriculture, Economic Research Service,<E T="03">http://www.ers.usda.gov/publications/CWS/2007/11Nov/CWS07I01/.</E>
          </P>
          <P>MacDonald, Stephen and Sarah Whitley.<E T="03">Fiber Use for Textiles and China's Cotton Textile Exports,</E>CWS-08i-01, March 2009, U.S. Department of Agriculture, Economic Research Service,<E T="03">http://www.ers.usda.gov/Publications/CWS/2009/03Mar/CWS08i01/.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>

            <SU>2</SU>Meyer, Leslie, Stephen MacDonald and James Kiawu.<E T="03">Cotton and Wool Outlook,</E>CWS-09h, October 13, 2009, U.S. Department of Agriculture, Economic Research Service,<E T="03">http://usda.mannlib.cornell.edu/usda/ers/CWS//2000s/2009/CWS-10-13-2009.pdf</E>.</P>
        </FTNT>
        <P>An analysis of these cotton trade conversion factors for a subset of cotton textile imports on which cotton import assessments are collected revealed that the differences between the current conversion factors and revised conversion factors represent an approximate 4.7 percent reduction in cotton (177 million kilogram) or $1.93 million less in assessments (177 million kilograms * $0.01088/kilogram = $1.93 million). Therefore, AMS proposes to adopt in the Import Assessment Table that appears in section 1205.510(b)(3)(ii) in the regulations the revised textile trade conversion factors to reflect updated textile technologies and to more accurately estimate the amount of cotton contained in cotton-containing imports. This will assure a more fair and accurate assessment of imported cotton-containing products.</P>
        <HD SOURCE="HD1">HTS Codes</HD>
        <P>In a 2010 report, ERS determined that the current set of HTS codes used by AMS for research and promotion assessment purposes accounted for 89 percent of the total U.S. cotton product imports leaving 11 percent (442 million kilograms) of imported cotton products unassessed. By expanding AMS' list to include 2,371 HTS codes and using the current assessment rate of $0.01088 per kilogram, the Cotton Research and Promotion Program could have collected approximately $4.81 million more in 2009. Based on these findings, the Board requested that AMS take necessary steps to publish its annual import assessment update with updated conversion factors and to increase the number of HTS codes from 706 to 2,371 so that the program collects as close to 100 percent on imported cotton and cotton-containing products, as it does with the domestic producer assessment. In response to the Board request, AMS proposes to expand the list of HTS codes included in 7 CFR part 1205 to include all HTS codes for cotton and cotton-containing products for the collection of import assessments.</P>
        <P>The expected total impact of proposed regulatory changes can be estimated by assuming the volume of cotton products imported into the U.S. in 2011 remains at the same level as in 2009. Revising the assessment rate, conversion factors, and expanding the number of cotton-containing HTS code from 706 to 2,371 is expected to yield a net increase in revenues for the Cotton Research and Promotion Program of approximately $10.025 million (24.6 percent increase).</P>
        <P>AMS arrived at net revenue increase by incrementally taking into account each of the proposed changes in this rule—the assessment change, updating the cotton conversion factors, and updating the HTS codes.</P>
        <P>First, by applying the proposed increased assessment rate to the current volume of cotton-equivalent imports—as determined by applying the current textile trade conversion factors to the 2009 trade volumes of products represented by the current set of 706 HTS codes—would have increased revenues by $6.669 million (3.736 billion kg * ($0.012665/kg −$0.01088/kg) = $6.669 million) to a total of $40.648 million.</P>
        <P>Then, by applying updated textile trade conversion factors to the 2009 trade volume of products represented by the current set of 706 HTS codes would decrease the volume of cotton-equivalent imports assessed by 177 million kg to a total of 3.559 billion kg. Valued using the revised assessment rate would reduce total revenues by $2.242 million (177 million kg * $0.012665/kg = −$2.242 million) to a total value of $45.075 million.</P>
        <P>Lastly, AMS applied the updated textile trade conversion factors to the set of cotton-containing products represented by all 2,371 HTS codes would increase the 2009 volume of cotton-containing imports assessed by 442 million kg to a total of 4.001 billion kg. Valuing the increased volume using the revised assessment rate would increase revenues by $5.598 million (0.442 billion kg * $0.12665/kg = $5.598 million) to a total of $50.673 million.</P>
        <P>A 30-day comment period is provided to comment on the changes to the Cotton Board Rules and Regulations proposed herein. This period is deemed appropriate because this proposal would increase the assessments paid by importers to carry out programs under the Cotton Research and Promotion Order and would ensure that importers are paying the same assessment as domestic cotton producers. Accordingly, the changes proposed in this rule, if adopted, should be implemented as soon as possible in order to facilitate the collection in a timely manner.</P>
        <HD SOURCE="HD1">Regulatory Flexibility Act</HD>
        <P>In accordance with the Regulatory Flexibility Act (RFA) [5 U.S.C. 601-612], AMS has examined the economic impact of this rule on small entities. The purpose of the RFA is to fit regulatory actions to the scale of businesses subject to such action so that small businesses will not be unduly or disproportionately burdened. The Small Business Administration defines, in 13 CFR part 121, small agricultural producers as those having annual receipts of no more than $750,000 and small agricultural service firms (importers) as having receipts of no more than $7,000,000. This proposed rule would only affect importers of raw cotton and cotton-containing products, raising the total value of assessments paid by the importers under the Cotton Research and Promotion Order. An estimated 13,000 importers are subject to the rules and regulations issued pursuant to the Cotton Research and Promotion Order. Most are considered small entities as defined by the Small Business Administration.</P>

        <P>Under the Cotton Research and Promotion Program, assessments are used by the Cotton Board to finance research and promotion programs designed to increase consumer demand for Upland cotton in the United States and international markets. In its most recent certified public accountant audit<PRTPAGE P="32091"/>(for 2009), producer assessments totaled $30.3 million and importer assessments totaled $29.7 million. AMS has proposed to increase the assessment rate to $0.012665 per kilogram, which is based on the 12-month average of monthly weighted average prices received by U.S. cotton producers. The proposed change assures that importers will be assessed at the same rate as U.S. cotton producers. Should the volume of cotton products imported into the U.S. in 2011 remain at the same level as in 2009, one could expect the revised assessment rate to generate an additional $5.05 million in revenue.</P>
        <P>AMS also proposes to revise the conversion factors and expand the number of HTS codes used to calculate the importer assessment. ERS revised factors used to convert imported textile products into raw cotton bale-equivalent quantities to account for improvements in textile production efficiencies. The estimated adoption of the revised conversion factors would lead to a 4.7 percent reduction in cotton or a projected $1.93 million in assessments. Coupled with the revised conversion factors is the proposal to expand the assessed HTS codes from 706 to 2,371. Inclusion of these additional HTS codes will allow the Program to assess almost 100 percent of imported raw cotton and cotton-containing products, as it does with the domestic producer assessment. By expanding AMS' list to include 2,371 HTS codes and using the current assessment rate of 1.088 cents per kilogram, the Cotton Research and Promotion Program could have collected approximately $4.8 million more in 2009.</P>
        <P>Under the Cotton Research and Promotion Regulations, importers meeting certain criteria are exempt from assessments. Importers with line-items appearing on U.S. Customs and Border Protection documentation with value of the cotton contained therein results of an assessment of two dollars ($2.00) or less will not be subject to assessments. In addition, imported cotton and products may be exempt from assessment if the cotton content of products is U.S. produced, cotton other than Upland, or imported products that are eligible to be labeled as 100 percent organic under the National Organic Program (7 CFR part 205) and who is not a split operation.</P>
        <P>The rule does not impose additional recordkeeping requirements on importers.</P>
        <P>There are no Federal rules that duplicate, overlap, or conflict with this rule.</P>
        <HD SOURCE="HD1">Paperwork Reduction</HD>

        <P>In compliance with Office of Management and Budget (OMB) regulations (5 CFR part 1320) which implement the Paperwork Reduction Act (PRA) (44 U.S.C. Chapter 35<E T="03">)</E>the information collection requirements contained in the regulation to be amended have been previously approved by OMB and were assigned control number 0581-0093. This rule does not result in a change to the information collection and recordkeeping requirements previously approved.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 7 CFR Part 1205</HD>
          <P>Advertising, Agricultural research, Cotton, Marketing agreements, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>For the reasons set forth in the preamble 7 CFR part 1205 is proposed to be amended as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 1205—COTTON RESEARCH AND PROMOTION</HD>
          <P>1. The authority citation for part 1205 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>7 U.S.C. 2101-2118.</P>
          </AUTH>
          
          <P>2. In § 1205.510, paragraph (b)(2) and the table in paragraph (b)(3)(ii) are revised to read as follows:</P>
          <SECTION>
            <SECTNO>§ 1205.510</SECTNO>
            <SUBJECT>Levy of assessments.</SUBJECT>
            <STARS/>
            <P>(b) * * *</P>
            <P>(2) The 12-month average of monthly weighted average prices received by U.S. farmers will be calculated annually. Such weighted average will be used as the value of imported cotton for the purpose of levying the supplemental assessment on imported cotton and will be expressed in kilograms. The value of imported cotton for the purpose of levying this supplemental assessment is 1.2665 cents per kilogram.</P>
            <P>(3) * * *</P>
            <P>(ii) * * *</P>
            <GPOTABLE CDEF="s50,8,8" COLS="3" OPTS="L2,i1">
              <TTITLE>Import Assessment Table (Raw Cotton Fiber)</TTITLE>
              <BOXHD>
                <CHED H="1">HTS No.</CHED>
                <CHED H="1">Conv. fact.</CHED>
                <CHED H="1">Cents/kg.</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">5201000500</ENT>
                <ENT>0</ENT>
                <ENT>1.2665</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5201001200</ENT>
                <ENT>0</ENT>
                <ENT>1.2665</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5201001400</ENT>
                <ENT>0</ENT>
                <ENT>1.2665</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5201001800</ENT>
                <ENT>0</ENT>
                <ENT>1.2665</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5201002200</ENT>
                <ENT>0</ENT>
                <ENT>1.2665</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5201002400</ENT>
                <ENT>0</ENT>
                <ENT>1.2665</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5201002800</ENT>
                <ENT>0</ENT>
                <ENT>1.2665</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5201003400</ENT>
                <ENT>0</ENT>
                <ENT>1.2665</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5201003800</ENT>
                <ENT>0</ENT>
                <ENT>1.2665</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5204110000</ENT>
                <ENT>1.0526</ENT>
                <ENT>1.3332</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5204200000</ENT>
                <ENT>1.0526</ENT>
                <ENT>1.3332</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208112020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208112040</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208112090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208114020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208114040</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208114060</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208114090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208116000</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208118020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208118090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208124020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208124040</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208124090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208126020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208126040</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208126060</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208126090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208128020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208128090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208130000</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208192020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208192090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208194020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208194090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208196020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208196090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208198020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208198090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208212020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208212040</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208212090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208214020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208214040</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208214060</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208214090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208216020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208216090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208224020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208224040</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208224090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208226020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208226040</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208226060</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208226090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208228020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208228090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208230000</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208292020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208292090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208294020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208294090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208296020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208296090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208298020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208298090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208312000</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208314020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208314040</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208314090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208316020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208316040</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208316060</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208316090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208318020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208318090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208321000</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208323020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208323040</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208323090</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208324020</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5208324040</ENT>
                <ENT>1.0852</ENT>
                <ENT>1.3744</ENT>
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            <STARS/>
            <AUTH>
              <HD SOURCE="HED">Authority:</HD>
              <P>7 U.S.C. 2101-2118.</P>
            </AUTH>
          </SECTION>
          <SIG>
            <DATED>Dated: May 24, 2011.</DATED>
            <NAME>Rayne Pegg,</NAME>
            <TITLE>Administrator, Agricultural Marketing Service.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13495 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-02-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="32103"/>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-0562; Directorate Identifier 2011-CE-015-AD]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Cessna Aircraft Company 310, 320, 340, 401, 402, 411, 414, and 421 Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We propose to adopt a new airworthiness directive (AD) for the products listed above. This proposed AD would require you to install a placard that prohibits flight into known icing conditions and install a placard that increases published speed on approach 17 mph (15 knots) in case of an inadvertent encounter with icing. This proposed AD was prompted by an investigation of recent and historical icing-related accidents and incidents for the products listed above. We are proposing this AD to prohibit flight into known icing conditions as well as increase the approach speed in case of an inadvertent encounter with icing. This condition, if not corrected, could result in unusual flight characteristics that could lead to loss of control after flight into known icing conditions or an inadvertent encounter with icing conditions. Based on the data, an example of the unusual flight characteristics seen in many of the accidents is high sink speeds that resulted in a hard landing.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>We must receive comments on this proposed AD by July 18, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>202-493-2251.</P>
          <P>•<E T="03">Mail:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590.</P>
          <P>•<E T="03">Hand Delivery:</E>Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>

          <P>For service information identified in this proposed AD, contact Cessna Aircraft Company, Product Support, P.O. Box 7706, Wichita, KS 67277; telephone: (316) 517-6000; fax: (316) 517-8500; Internet:<E T="03">http://www.cessna.com.</E>You may review copies of the referenced service information at the FAA, Small Airplane Directorate, 901 Locust, Kansas City, MO 64106. For information on the availability of this material at the FAA, call (816) 329-4148.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this proposed AD, the regulatory evaluation, any comments received, and other information. The street address for the Docket Office (phone: 800-647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Jason Brys, Flight Test Engineer, FAA, Wichita Aircraft Certification Office, 1801 S. Airport Road, Room 100, Wichita, Kansas 67209; telephone: (316) 946-4100; fax: (316) 946-4107.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Comments Invited</HD>

        <P>We invite you to send any written relevant data, views, or arguments about this proposal. Send your comments to an address listed under the<E T="02">ADDRESSES</E>section. Include “Docket No. FAA-2011-0562; Directorate Identifier 2011-CE-015-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of this proposed AD. We will consider all comments received by the closing date and may amend this proposed AD because of those comments.</P>
        <P>We will post all comments we receive, without change, to<E T="03">http://www.regulations.gov,</E>including any personal information you provide. We will also post a report summarizing each substantive verbal contact we receive about this proposed AD.</P>
        <HD SOURCE="HD1">Discussion</HD>
        <P>We are proposing this AD as a result of an investigation of 51 recent and historical icing-related accidents and incidents over the last 30 years that resulted in 36 fatalities for aircraft listed in Cessna Aircraft Company (Cessna) Service Bulletin MEB97-4. The non-fatal events usually resulted in injuries and substantial aircraft damage. The National Transportation Safety Board dockets showed for two non-fatal landing events airplane stall with no activation of the stall warning system.</P>
        <P>Our investigation concluded that these aircraft, even if equipped with pneumatic deicing boots, are not approved for flight into known icing and will accrete critical amounts of ice on the protected and unprotected areas. Additionally, data suggest potentially large increases in stall speeds with no stall warning.</P>
        <P>The differences in the icing protection systems for the aircraft identified in this proposed AD differ greatly from later models that were approved for icing conditions. Some of these differences could include electric windshield (instead of alcohol), de-ice propeller (some might have had boots without the de-ice propeller), de-ice boots on entire span of wing as well as a different style de-ice boots, different pitot probe and static ports, and some models also added a de-ice boot to the vertical tail.</P>

        <P>These airplanes' certification basis did not include Amendment 7 of CAR 3 Dated May 15, 1956, which required an applicant to provide to the pilot the types of operations and meteorological conditions (<E T="03">e.g.</E>icing conditions) to which the operation of the airplane is limited by the equipment installed (CAR 3 § 3.772). Therefore, the pilot may not realize that, even with de-ice boots or other similar equipment installed, the airplane is not certificated for flight into known icing conditions. To address this condition and based on the accident history, there is a need to add a limitation to prohibit flight into known icing conditions due to the limitations of the installed equipment.</P>
        <P>This condition, if not corrected, could result in unusual flight characteristics that could lead to loss of control after flight into known icing conditions or an inadvertent encounter with icing conditions. Based on the data, an example of the unusual flight characteristics seen in many of the accidents is high sink speeds that resulted in a hard landing.</P>
        <HD SOURCE="HD1">Relevant Service Information</HD>
        <P>We reviewed Cessna Service Bulletin MEB97-4, dated March 24, 1997. The service information describes procedures for providing a placard to inform the pilot that flight in known icing conditions is prohibited with the aircraft identified in the service information.</P>
        <HD SOURCE="HD1">FAA's Determination</HD>

        <P>We are proposing this AD because we evaluated all the relevant information and determined the unsafe condition described previously is likely to exist or develop in other products of these same type designs.<PRTPAGE P="32104"/>
        </P>
        <HD SOURCE="HD1">Proposed AD Requirements</HD>
        <P>This proposed AD would require you to install a placard that prohibits flight into known icing conditions and install a placard that increases published speed on approach 17 mph (15 knots) in case of an inadvertent encounter with icing.</P>
        <HD SOURCE="HD1">Differences Between the Proposed AD and the Service Information</HD>
        <P>The service information provides instructions on obtaining a placard from Cessna that prohibits flight into known icing conditions and that the airplane owner or a service facility may install the placard. This proposed AD requires fabrication and installation of an additional placard that increases the published speed on approach 17 mph (15 knots). This proposed AD also requires that a properly certificated aircraft mechanic must fabricate the additional placard and install both of these placards. The airplane owner or pilot is not allowed to fabricate and install the placards unless they are also a properly certificated aircraft mechanic.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this proposed AD affects 6,883 airplanes of U.S registry.</P>
        <P>We estimate the following costs to comply with this proposed AD:</P>
        <GPOTABLE CDEF="s50,r50,14C,14C,14C" COLS="5" OPTS="L2,i1">
          <TTITLE>Estimated Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per product</CHED>
            <CHED H="1">Cost on U.S.<LI>operators</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Fabricate and install placards</ENT>
            <ENT>1 work-hour × $85 per hour = $85</ENT>
            <ENT>$1</ENT>
            <ENT>$86</ENT>
            <ENT>$591,938</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in subtitle VII, part A, subpart III, section 44701: “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify this proposed regulation:</P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">The Proposed Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          <P>1. The authority citation for part 39 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </PART>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</P>
            
            <EXTRACT>
              <FP SOURCE="FP-2">
                <E T="04">Cessna Aircraft Company:</E>Docket No. FAA-2011-0562; Directorate Identifier 2011-CE-015-AD.</FP>
              <HD SOURCE="HD1">Comments Due Date</HD>
              <P>(a) We must receive comments by July 18, 2011.</P>
              <HD SOURCE="HD1">Affected ADs</HD>
              <P>(b) None.</P>
              <HD SOURCE="HD1">Applicability</HD>
              <P>(c) This AD applies to Cessna Aircraft Company 310, 320, 340, 401, 402, 411, 414, and 421 airplanes identified in Cessna Aircraft Company Service Bulletin MEB97-4, dated March 24, 1997, certificated in any category.</P>
              <HD SOURCE="HD1">Subject</HD>
              <P>(d) Joint Aircraft System Component (JASC)/Air Transport Association (ATA) of America Code: 11, Placards and Markings.</P>
              <HD SOURCE="HD1">Unsafe Condition</HD>
              <P>(e) This AD was prompted by an investigation of recent and historical icing-related accidents and incidents for the products listed above. We are issuing this AD to prohibit flight into known icing conditions as well as increase the approach speed in case of an inadvertent encounter with icing. This condition, if not corrected, could result in unusual flight characteristics that could lead to loss of control after flight into known icing conditions or an inadvertent encounter with icing conditions. Based on the data, an example of the unusual flight characteristics seen in many of the accidents is high sink speeds that resulted in a hard landing.</P>
              <HD SOURCE="HD1">Compliance</HD>

              <P>(f) Comply with this AD within the compliance times specified, unless already done.<PRTPAGE P="32105"/>
              </P>
              <GPOTABLE CDEF="xl100,xl100,xl100" COLS="3" OPTS="L2,i1">
                <TTITLE>Table 1—Actions, Compliance, and Procedures</TTITLE>
                <BOXHD>
                  <CHED H="1">Actions</CHED>
                  <CHED H="1">Compliance</CHED>
                  <CHED H="1">Procedures</CHED>
                </BOXHD>
                <ROW>
                  <ENT I="01">(1)<E T="03">For all airplanes:</E>Install placard Cessna part number (P/N) DP0500-13 or fabricate and install a placard that states: “This aircraft is prohibited from flight into known icing conditions.”</ENT>
                  <ENT>Within 100 hours time-in-service (TIS) after the effective date of this AD or within 3 calendar months after the effective date of this AD, whichever occurs first.</ENT>
                  <ENT>(i) If installing the placard Cessna P/N DP0500-13, obtain the placard following Cessna Aircraft Company Service Bulletin MEB97-4, dated March 24, 1997.<LI>(ii) If fabricating the placard, fabricate the placard using<FR>1/8</FR>-inch black lettering on a white background.</LI>
                  </ENT>
                </ROW>
                <ROW RUL="s">
                  <ENT I="22"/>
                  <ENT/>
                  <ENT>(iii) The placards must be installed by a properly certificated aircraft mechanic on the instrument panel in clear view of the pilot.</ENT>
                </ROW>
                <ROW>
                  <ENT I="22">(2)<E T="03">For all airplanes:</E>
                    <LI O="oi3">(A)<E T="03">If Airspeed Indicator Reads in MPH.</E>Fabricate and install a placard that states: “For inadvertent encounters with icing conditions, increase published speed on approach 17 mph.”</LI>
                    <LI O="oi3">(B)<E T="03">If Airspeed Indicator Reads in Knots.</E>Fabricate and install a placard that states: “For inadvertent encounters with icing conditions, increase published speed on approach 15 KIAS.”</LI>
                  </ENT>
                  <ENT>Within 100 hours TIS after the effective date of this AD or within 3 calendar months after the effective date of this AD, whichever occurs first.</ENT>
                  <ENT>(i) Fabricate the placard using black lettering at least<FR>1/8</FR>-inch on a white background.<LI>(ii) The placards must be installed by a properly certificated aircraft mechanic on the instrument panel as close as practical to the airspeed indicator in clear view of the pilot.</LI>
                  </ENT>
                </ROW>
                <ROW>
                  <ENT I="01">(3)<E T="03">For all airplanes:</E>After both placards required by paragraphs (f)(1) and (f)(2)(A) or (f)(2)(B) of this AD are installed, make an entry into the aircraft logbook to record compliance with this AD.</ENT>
                  <ENT>Within 100 hours TIS after the effective date of this AD or within 3 calendar months after the effective date of this AD, whichever occurs first.</ENT>
                  <ENT>Not Applicable.</ENT>
                </ROW>
              </GPOTABLE>
              <HD SOURCE="HD1">Special Flight Permit</HD>
              <P>(g) Special flight permits are permitted with the following limitation: Flight into known icing is prohibited.</P>
              <HD SOURCE="HD1">Alternative Methods of Compliance (AMOCs)</HD>
              <P>(h)(1) The Manager, Wichita Aircraft Certification Office (ACO), FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the ACO, send it to the attention of the person identified in the Related Information section of this AD.</P>
              <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
              <HD SOURCE="HD1">Related Information</HD>
              <P>(i) For more information about this AD, contact Jason Brys, Flight Test Engineer, Wichita ACO, 1801 S. Airport Road, Room 100, Wichita, Kansas 67209; telephone: (316) 946-4100; fax: (316) 946-4107.</P>

              <P>(j) For service information identified in this AD, contact Cessna Aircraft Company, Product Support, P.O. Box 7706, Wichita, KS 67277; telephone: (316) 517-6000; fax: (316) 517-8500; Internet:<E T="03">http://www.cessna.com.</E>You may review copies of the referenced service information at the FAA, Small Airplane Directorate, 901 Locust, Kansas City, MO 64106. For information on the availability of this material at the FAA, call (816) 329-4148.</P>
            </EXTRACT>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Kansas City, Missouri, on May 27, 2011.</DATED>
          <NAME>Earl Lawrence,</NAME>
          <TITLE>Manager, Small Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13766 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 139</CFR>
        <DEPDOC>[Docket No. FAA-2010-0247; Notice No. 11-01]</DEPDOC>
        <RIN>RIN 2120-AJ70</RIN>
        <SUBJECT>Safety Enhancements Part 139, Certification of Airports; Reopening of Comment Period</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM); Reopening of comment period.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The FAA published a proposed rule on February 1, 2011, to establish minimum standards for training of personnel who access the airport non-movement area (ramp and apron) to help prevent accidents and incidents in that area. This proposal would require a certificate holder to conduct pavement surface evaluations to ensure reliability of runway surfaces in wet weather conditions. This proposed action would also require a Surface Movement Guidance Control System (SMGCS) plan if the certificate holder conducts low visibility operations, facilitating the safe movement of aircraft and vehicles in low visibility conditions. Finally, this proposal would clarify the applicability of part 139 and explicitly prohibit fraudulent or intentionally false statements in a certificate application or record required to be maintained. After the comment period closed, the FAA became aware that the initial regulatory evaluation had not been posted to the rulemaking docket. This action reopens the comment period to allow the public to review and comment on that document, which is now in the docket.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The comment period for the NPRM published on February 1, 2011 (76 FR 5510), closed on April 4, 2011, and was reopened (76 FR 20570) April 13, 2011, until May 13, 2011. This document reopens the comment period until July 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments identified by Docket Number FAA-2010-0247 using any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to<E T="03">http://www.regulations.gov</E>and follow the online instructions for sending your comments electronically.</P>
          <P>•<E T="03">Mail:</E>Send comments to Docket Operations, M-30; U.S. Department of Transportation (DOT), 1200 New Jersey Avenue, SE., Room W12-140, West<PRTPAGE P="32106"/>Building Ground Floor, Washington, DC 20590-0001.</P>
          <P>•<E T="03">Hand Delivery or Courier:</E>Take comments to Docket Operations in Room W12-140 of the West Building Ground Floor at 1200 New Jersey Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
          <P>•<E T="03">Fax:</E>Fax comments to Docket Operations at 202-493-2251.</P>
          <P>
            <E T="03">Privacy:</E>The FAA will post all comments it receives, without change, to<E T="03">http://www.regulations.gov</E>, including any personal information the commenter provides. Using the search function of the docket Web site, anyone can find and read the electronic form of all comments received into any FAA dockets, including the name of the individual sending the comment (or signing the comment for an association, business, labor union, etc.). DOT's complete Privacy Act Statement can be found in the<E T="04">Federal Register</E>published on April 11, 2000 (65 FR 19477-19478), as well as at<E T="03">http://DocketsInfo.dot.gov.</E>
          </P>
          <P>
            <E T="03">Docket:</E>Background documents or comments received may be read at<E T="03">http://www.regulations.gov</E>at any time. Follow the online instructions for accessing the docket or Docket Operations in Room W12-140 of the West Building Ground Floor at 1200 New Jersey Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Kenneth Langert, AAS-300, Office of Airports Safety and Standards, Federal Aviation Administration, 800 Independence Avenue, SW., Washington, DC 20591, telephone (202) 493-4529; e-mail<E T="03">kenneth.langert@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>See the “Additional Information” section for information on how to comment on this proposal and how the FAA will handle comments received. The “Additional Information” section also contains related information about the docket, privacy, the handling of proprietary or confidential business information. In addition, there is information on obtaining copies of related rulemaking documents.</P>
        <HD SOURCE="HD1">Background</HD>
        <P>On February 1, 2011, the FAA issued Notice No. 11-01, entitled “Safety Enhancements Part 139, Certification of Airports” (76 FR 5510). The comment period closed on April 4, 2011. On April 13, 2011, the FAA reopened the comment period for 30 days to allow additional opportunity to comment on the NPRM (76 FR 20570). The comment period then closed on May 13, 2011.</P>
        <P>During the comment period, several commenters stated the FAA's economic evaluation for this proposed rule was not available for review and comment. That document is now in the rulemaking docket. The FAA recognizes additional time is necessary to review and comment on the initial regulatory evaluation.</P>
        <HD SOURCE="HD1">Reopening of Comment Period</HD>
        <P>In accordance with § 11.47(c) of title 14, Code of Federal Regulations, the FAA has determined that re-opening of the comment period is consistent with the public interest, and that good cause exists for taking this action. To accomplish the strategies for providing additional information to the public, the FAA has determined that re-opening the comment period is consistent with the public interest, and that good cause exists for this action. Absent unusual circumstances, the FAA does not anticipate any further extension of the comment period for this rulemaking.</P>
        <P>Accordingly, the comment period for Notice No. 11-01 is reopened until July 5, 2011.</P>
        <HD SOURCE="HD1">Additional Information</HD>
        <HD SOURCE="HD2">A. Comments Invited</HD>
        <P>The FAA invites interested persons to participate in this rulemaking by submitting written comments, data, or views. The agency also invites comments relating to the economic, environmental, energy, or federalism impacts that might result from adopting the proposals in Notice No. 11-01. The most helpful comments reference a specific portion of the proposal, explain the reason for any recommended change, and include supporting data. To ensure the docket does not contain duplicate comments, commenters should send only one copy of written comments, or if comments are filed electronically, commenters should submit only one time.</P>
        <P>The FAA will file in the docket all comments it receives, as well as a report summarizing each substantive public contact with FAA personnel concerning this proposed rulemaking. Before acting on Notice 11-1, the FAA will consider all comments it receives on or before the closing date for comments. The FAA will consider comments filed after the comment period has closed if it is possible to do so without incurring expense or delay. The agency may change this proposal in light of the comments it receives.</P>
        <P>
          <E T="03">Proprietary or Confidential Business Information:</E>Do not file proprietary or confidential business information in the docket. Such information must be sent or delivered directly to the person identified in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section of this document, and marked as proprietary or confidential. If submitting information on a disk or CD-ROM, mark the outside of the disk or CD-ROM, and identify electronically within the disk or CD-ROM the specific information that is proprietary or confidential.</P>
        <P>Under 14 CFR 11.35(b), if the FAA is aware of proprietary information filed with a comment, the agency does not place it in the docket. It is held in a separate file to which the public does not have access, and the FAA places a note in the docket that it has received it. If the FAA receives a request to examine or copy this information, it treats it as any other request under the Freedom of Information Act (5 U.S.C. 552). The FAA processes such a request under Department of Transportation procedures found in 49 CFR part 7.</P>
        <HD SOURCE="HD2">B. Availability of Rulemaking Documents</HD>
        <P>An electronic copy of rulemaking documents may be obtained from the Internet by—</P>
        <P>1. Searching the Federal eRulemaking Portal (<E T="03">http://www.regulations.gov</E>);</P>
        <P>2. Visiting the FAA's Regulations and Policies Web page at<E T="03">http://www.faa.gov/regulations_policies</E>or</P>
        <P>3. Accessing the Government Printing Office's Web page at<E T="03">http://www.gpoaccess.gov/fr/index.html.</E>
        </P>
        <P>Copies may also be obtained by sending a request to the Federal Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. Commenters must identify the docket or notice number of this rulemaking.</P>
        <P>All documents the FAA considered in developing this Notice 11-01, including economic analyses and technical reports, may be accessed from the Internet through the Federal eRulemaking Portal referenced in item (1) above.</P>
        <SIG>
          <DATED>Issued in Washington, DC, on May 25, 2011.</DATED>
          <NAME>Michael J. O'Donnell,</NAME>
          <TITLE>Director of Airport Safety and Standards.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13824 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="32107"/>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <CFR>14 CFR Part 382</CFR>
        <DEPDOC>[Docket No. DOT-OST-2011-0098]</DEPDOC>
        <RIN>RIN 2105-AD87</RIN>
        <SUBJECT>Nondiscrimination on the Basis of Disability in Air Travel; Accessibility of Aircraft and Stowage of Wheelchairs</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of the Secretary (OST), Department of Transportation (DOT).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Transportation is seeking comment on whether or not the prohibition against using the seat-strapping method (placing a wheelchair across a row of seats using a strap kit with safety-approval from the Federal Aviation Administration or applicable foreign government) to transport a passenger's wheelchair in the cabin of newer aircraft as set forth in DOT regulations should be deleted, modified, or remain as written.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Interested persons are invited to submit comments regarding this proposal. Comments must be received on or before August 2, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may file comments identified by the docket number DOT-OST-2011-0098 by any of the following methods:</P>
          <P>•<E T="03">Federal Rulemaking Portal:</E>go to<E T="03">http://www.regulations.gov</E>and follow the online instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Docket Management Facility, U.S. Department of Transportation, 1200 New Jersey Ave., SE., West Building Ground Floor, Room W12-140, Washington, DC 20590-0001.</P>
          <P>•<E T="03">Hand Delivery or Courier:</E>West Building Ground Floor, Room W12-140, 1200 New Jersey Ave., SE., between 9 a.m. and 5 p.m. ET, Monday through Friday, except Federal Holidays.</P>
          <P>•<E T="03">Fax:</E>(202) 493-2251.</P>
          <P>
            <E T="03">Instructions:</E>You must include the agency name and docket number DOT-OST-2011-0098 or the Regulatory Identification Number (RIN) for the rulemaking at the beginning of your comment. All comments received will be posted without change to<E T="03">http://www.regulations.gov,</E>including any personal information provided.</P>
          <P>
            <E T="03">Privacy Act:</E>Anyone is able to search the electronic form of all comments received in any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.) You may review DOT's complete Privacy Act statement in the<E T="04">Federal Register</E>published on April 11, 2000 (65 FR 19477-78), or you may visit<E T="03">http://DocketsInfo.dot.gov.</E>
          </P>
          <P>
            <E T="03">Docket:</E>For access to the docket to read background documents or comments received, go to<E T="03">http://www.regulations.gov</E>or to the street address listed above. Follow the online instructions for accessing the docket.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Amna Arshad, Trial Attorney, Office of the Assistant General Counsel for Aviation Enforcement and Proceedings, Department of Transportation, 1200 New Jersey Avenue, SE., Room W96-405, Washington, DC 20590, (202) 366-9179. You may also contact Blane A. Workie, Deputy Assistant General Counsel, Office of the Assistant General Counsel for Aviation Enforcement and Proceedings, Department of Transportation, 1200 New Jersey Avenue, SE., Room W96-464, Washington, DC 20590, (202) 366-9342. Arrangements to receive this notice in an alternative format may be made by contacting the above named individuals.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Summary of Preliminary Regulatory Analysis</HD>
        <P>The preliminary regulatory analysis suggests that the benefits of the proposed requirement to allow carriers to use the seat-strapping method to stow a passenger's manual folding wheelchair in the cabin of “new” aircraft exceed its costs. This analysis, outlined in the table below, finds that the expected net present value of the rule over 20 years at a 7% discount rate would amount to $243 million to $273 million.</P>
        <GPOTABLE CDEF="s100,r100,xs80" COLS="3" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1"/>
            <CHED H="1">Present value<LI>(millions)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Total Quantified Benefits</ENT>
            <ENT>20 years, 7% discounting</ENT>
            <ENT>$243 to $273.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Total Quantified Costs *</ENT>
            <ENT>20 years, 7% discounting</ENT>
            <ENT>$0.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Net Quantified Benefits</ENT>
            <ENT>20 years, 7% discounting</ENT>
            <ENT>$243 to $273.</ENT>
          </ROW>
          <TNOTE>* No basis for concluding that rule would impose quantified costs on any party.</TNOTE>
        </GPOTABLE>
        <FP>Information on additional benefits and costs for which quantitative estimates could not be developed is provided in the Regulatory Analysis and Notices section.</FP>
        <HD SOURCE="HD2">Background</HD>
        <P>The Air Carrier Access Act (ACAA) prohibits discrimination by U.S. and foreign carriers against passengers with disabilities. (See 49 U.S.C. 41705) Its implementing regulation, 14 CFR Part 382, contains detailed standards and requirements to ensure carriers provide nondiscriminatory service to passengers with disabilities. This rule was updated on May 13, 2008, to, among other things, cover foreign air carriers. (73 FR 27614) This NPRM seeks comment on whether the Department should amend the provisions in the May 13, 2008, rule pertaining to the stowage of one passenger's manual folding wheelchair in the cabin of aircraft with 100 or more passenger seats (§ 382.67) in order to allow the continued use of the seat-strapping method (placing a wheelchair across a row of seats using a strap kit approved by the Federal Aviation Administration or applicable foreign government).</P>

        <P>When the requirement for in-cabin space for a folding passenger wheelchair was originally adopted in 1990, the Department's intention was that new aircraft would have a designated space (e.g., a closet or similar compartment) in which a passenger's wheelchair could be stowed. (55 FR 8007) The practice of seat-strapping was not authorized, or even mentioned, in the regulatory text or the original rulemaking. The practice of seat-strapping was subsequently permitted under Department enforcement policy as an alternative to compliance with the regulation's requirement with respect to accommodating a passenger's manual folding wheelchair in the cabin. The Department determined in the final rule issued in 2008 that it was best not to carry over this policy to the new rule with respect to new aircraft (i.e., aircraft ordered after May 13, 2009, or delivered after May 13, 2011), and required, consistent with the intent of the original 1990 rule, that new aircraft be capable of accommodating a passenger's wheelchair in a priority stowage space in the cabin. The Department made this<PRTPAGE P="32108"/>decision because of concerns that seat-strapping (1) Is an awkward way of transporting a wheelchair in the cabin; (2) can result in less timely stowage and return of the passenger's wheelchair; (3) can be more conspicuous and bring unwanted attention to passengers with disabilities; (4) can be more likely to result in damage to the passenger's wheelchair; and (5) can result in last-minute surprise denials of service to other passengers holding confirmed tickets on full flights. Existing aircraft were not required to be retrofitted, however, and airlines could continue to use seat-strapping on those aircraft.</P>
        <P>Within six months of issuance of the May 13, 2008, final rule, the Department received two requests to continue the use of seat-strapping. The Department also received a request to stow a passenger's manual folding wheelchair in a designated cargo stowage space as an alternative to stowing the passenger's wheelchair in the cabin of aircraft. These requests were submitted pursuant to the “equivalent alternative” provision of the May 13, 2008, final rule, which allows carriers to request a determination that a carrier's policy, practice, or other accommodation provides substantially equivalent accessibility to passengers with disabilities compared to a specified provision of Part 382. (See 14 CFR 382.9)</P>
        <P>The Department denied the two requests to continue the use of seat-strapping because it was contrary to the explicit language of the rule, and a change in the substance of the rule must be addressed through rulemaking. (See Response to Application of JetBlue Airways Corp., for an Equivalent Alternative Determination from 14 CFR 382.123(c), Docket DOT-OST-2008-0273-0063 (filed July 22, 2009); Response to Application of US Airways, Inc., for an Equivalent Alternative Determination from 14 CFR 382.123(c), Docket DOT-OST-2008-0273-0064 (filed July 22, 2009).) The Department, however, granted a request to stow a passenger's manual folding wheelchair in a designated cargo stowage space as an alternative to stowing the wheelchair in the cabin on a one-year trial basis subject to numerous conditions to ensure the same or greater accessibility to persons with a disability. (See Response to Application of Aerovias Del Continente Americano S.A., for an Equivalent Alternative Determination from 14 CFR 382.67 and 14 CFR 382.123, Docket DOT-OST-2008-0273-0101.)</P>
        <P>The Department believes that the issues raised by carriers with regard to using the seat-strapping method should be considered further. Therefore, the Department is seeking comment on whether carriers should be allowed to use the seat-strapping method to stow a passenger's manual folding wheelchair in the cabin of “new” aircraft. The Department wants to make clear that, by issuing this NPRM, we are not taking a position on the merits of the use of seat-strapping. The proposed regulatory text is language that the Department could use if we decide to change the rule. Its presence does not mean that making such a change is the Department's policy preference at this time.</P>
        <P>In addition to comments on whether or not seat-strapping should be allowed as an alternative to the requirement for a designated stowage space in the cabin for a passenger wheelchair, the Department has developed a series of questions to assist us in determining the impact of seat-strapping on passengers with a disability, other members of the traveling public, and carriers. The Department will consider information in response to the questions posed below in determining whether carriers should be allowed to use seat-strapping. The Department specifically seeks comments on the following broad categories: Potential stigmatization associated with the seat-strapping method, impact on other passengers that may result from the seat-strapping method, compliance cost if the prohibition on the use of the seat-strapping method remains, complaints relating to damage to wheelchairs or delay in the return and stowage of a passenger's wheelchair, training of carrier employees, identification of priority space for assistive devices, additional accommodations that may be required if seat-strapping method is permitted, and other miscellaneous questions.</P>
        <HD SOURCE="HD3">Stigmatization</HD>
        <P>(1) Concerns over potential stigmatization or embarrassment associated with the seat-strapping method, including but not limited to, how a passenger might feel if he or she is made aware that other passengers could be denied boarding on a full flight in order to accommodate his or her wheelchair in the cabin of the aircraft and how carriers might address such situations; and</P>
        <P>(2) Procedures currently used, or that could be created, to minimize the potential stigmatization or embarrassment associated with the seat-strapping method.</P>
        <HD SOURCE="HD3">Impact on Other Passengers</HD>
        <P>(1) The effect the seat-strapping method would have on passengers other than those stowing a wheelchair in the cabin of an aircraft;</P>
        <P>(2) Procedures currently used, or that could be created, to minimize the possibility that passengers will be denied boarding due to the use of the seat-strapping method; and</P>
        <P>(3) The number of passengers denied boarding per year due to the use of the seat-strapping method on old aircraft (i.e., aircraft ordered on or before May 13, 2009, or aircraft delivered on or before May 13, 2011) and a description of the process by which such data were collected.</P>
        <HD SOURCE="HD3">Compliance Cost</HD>
        <P>(1) The cost to carriers if the prohibition on the use of the seat-strapping method remains as currently written in 14 CFR 382.123(c) (i.e., prohibited on any aircraft ordered after May 13, 2009, or delivered after May 13, 2011);</P>
        <P>(2) The effects, other than cost, that continuing the prohibition of the seat-strapping method would have on carriers; and</P>
        <P>(3) Benefits to using the seat-strapping method, aside from cost savings to carriers, over the requirement to have a priority stowage space.</P>
        <P>(4) Any increased costs to carriers, such as increased purchases of wheelchair strapping kits, that would result from allowing the seat-strapping method.</P>
        <HD SOURCE="HD3">Complaints Regarding Damage to Wheelchairs and Timely Stowage and Return of a Passenger's Wheelchair</HD>
        <P>(1) Concerns regarding damage to a wheelchair if the seat-strapping method is allowed;</P>
        <P>(2) Complaints received regarding wheelchair damage from using the seat-strapping method;</P>

        <P>(3) Complaints received regarding wheelchair damage from stowing a wheelchair in a priority space in the cabin (<E T="03">e.g.,</E>closets), using a method other than the seat-strapping method; and</P>
        <P>(4) Concerns regarding less timely stowage and return of a passenger's manual folding wheelchair when using the seat-strapping method.</P>
        <HD SOURCE="HD3">Training</HD>
        <P>(1) How do carriers currently ensure that their employees know that passengers can use the seat-strapping method to stow wheelchairs; and</P>

        <P>(2) Whether the existing requirement for carriers to train their public contact employees to proficiency on the proper and safe operation of any equipment used to accommodate passengers with a disability is sufficient to ensure carrier<PRTPAGE P="32109"/>employees know the proper manner in which stow a wheelchair across a row of seats using a strap kit.</P>
        <HD SOURCE="HD3">Identification of Priority Space for Stowage of Assistive Devices</HD>
        <P>(1) Whether the Department should require carriers to visually identify through some sort of placard (e.g., a placard that notes the space is a “Priority Stowage Space for Assistive Devices,” with the International Symbol for Access) that wheelchairs, other mobility aids, and other assistive devices have priority for stowage in the cabin compartment over other items; and</P>
        <P>(2) Whether there is any benefit in requiring airlines to inform passengers of the location of seats where a folding manual wheelchair may be stowed.</P>
        <HD SOURCE="HD3">Additional Accommodations if Seat Strapping Method Is Allowed</HD>
        <P>(1) Whether the dimensions of a wheelchair that must fit without disassembly into the priority space currently 13 inches by 36 inches by 42 inches or less should be increased if the Department allows carriers to use the seat-strapping method as a means of stowing a folding manual wheelchair in the passenger cabin;</P>
        <P>(2) Given the wide variety of wheelchairs and mobility devices on the market, what dimensions would be a reasonable compromise between the needs of passengers and the space constraints of carriers using the seat-strapping method to stow wheelchairs; and</P>
        <P>(3) If seat-strapping is allowed, should carriers be required to accommodate more than one folding wheelchair in the passenger cabin when the stowage of additional wheelchairs would not displace other passengers.</P>
        <HD SOURCE="HD3">Other</HD>
        <P>(1) Whether the Department should prohibit or allow U.S. and foreign carriers to remove existing closets or other priority spaces used for stowing a passenger's wheelchair on aircraft covered by Part 382 (i.e., should any requirement that is adopted only apply to new aircraft);</P>
        <P>(2) Whether the Department should allow the use of the seat-strapping method only on single-aisle aircraft as there is sufficient space for a closet or other priority stowage space on twin-aisle aircraft; and</P>
        <P>(3) Any other information or data that are relevant to the Department's decision.</P>
        <P>We invite all interested persons to comment on the issues raised in this notice. Our final action will be based on the comments and supporting evidence filed in this docket and on our own analysis.</P>
        <HD SOURCE="HD2">Regulatory Analysis and Notices</HD>
        <HD SOURCE="HD3">A. Executive Order 12866 (Regulatory Planning and Review), DOT Regulatory Policies and Procedures, and Executive Order 13563 (Improving Regulation and Regulatory Review)</HD>
        <P>This action has been determined to be significant under Executive Order 12866 and the Department of Transportation's Regulatory Policies and Procedures. It has been reviewed by the Office of Management and Budget in accordance with Executive Order 12866 (Regulatory Planning and Review) and Executive Order 13563 (Improving Regulation and Regulatory Review) and is consistent with the requirements in both orders. Executive Order 13563 refers to nonquantifiable values, including equity and fairness.</P>
        <P>The Regulatory Evaluation estimates that the monetary benefit of allowing airlines to use seat-strapping exceeds the monetary costs. Specifically, the benefit of allowing carriers to use seat-strapping would likely result in a total net revenue gain over a 20-year period of $243-$273 million present value. This represents revenue derived from seats that would not have to be removed in order to make space for a permanent wheelchair stowage area. No mandatory additional cost will be imposed on carriers if seat-strapping is allowed as an alternative to complying with the current requirement to provide a priority space for wheelchair stowage. It is unclear whether allowing carriers to use the seat-strapping method would impose costs related to damage or delayed stowage and return of wheelchairs on passengers with disabilities. Based on a review of the Department's consumer complaint database and discussions with the industry, the Department has no evidence that such consequences are likely and seeks comment particularly from persons with disabilities and disability organizations. Furthermore, non-disabled, ticketed passengers may be required to forego their seats on a full flight in order to accommodate a wheelchair, but the Department has not received any complaints regarding this practice. We request from the public any information that will improve the accuracy of our estimates or aid us in determining whether seat-strapping offers advantages or disadvantages that have not been considered. A copy of the Preliminary Regulatory Analysis has been placed in the docket.</P>
        <HD SOURCE="HD3">B. Executive Order 13132 (Federalism)</HD>
        <P>This Notice of Proposed Rulemaking has been analyzed in accordance with the principles and criteria contained in Executive Order 13132 (“Federalism”). This notice does not propose any regulation that has substantial direct effects on the States, the relationship between the national government and the States, or the distribution of power and responsibilities among the various levels of government. It does not propose any regulation that imposes substantial direct compliance costs on State and local governments. It does not propose any regulation that preempts State law, because States are already preempted from regulating in this area under the Airline Deregulation Act, 49 U.S.C. 41713. Therefore, the consultation and funding requirements of Executive Order 13132 do not apply.</P>
        <HD SOURCE="HD3">C. Executive Order 13084</HD>
        <P>This notice has been analyzed in accordance with the principles and criteria contained in Executive Order 13084 (“Consultation and Coordination With Indian Tribal Governments”). Because none of the options on which we are seeking comment would significantly or uniquely affect the communities of the Indian tribal governments or impose substantial direct compliance costs on them, the funding and consultation requirements of Executive Order 13084 do not apply.</P>
        <HD SOURCE="HD3">D. Regulatory Flexibility Act</HD>
        <P>The Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>) requires an agency to review regulations to assess their impact on small entities unless the agency determines that a rule is not expected to have a significant economic impact on a substantial number of small entities. We hereby certify that the rule proposed in this notice of proposed rulemaking will not have a significant economic impact on a substantial number of small entities. A direct air carrier or a foreign air carrier is a small business if it provides air transportation only with small aircraft (i.e., aircraft designed to have a maximum passenger capacity of not more than 60 seats or a maximum payload capacity of not more than 18,000 pounds).<E T="03">See</E>14 CFR 399.73. The subject matter of this notice only affects aircraft with 100 or more passenger seats. Therefore, this requirement would not apply to small businesses. In addition, the proposed change would lessen the burden on U.S. and foreign air carriers by allowing the carriers to retain their current seating configuration and not remove seats to install a priority space in the cabin for a passenger<PRTPAGE P="32110"/>wheelchair. We invite comment to facilitate our assessment of the potential impact of these initiatives on small entities.</P>
        <HD SOURCE="HD3">E. Paperwork Reduction Act</HD>
        <P>This rule imposes no new information reporting or record keeping necessitating clearance by the Office of Management and Budget.</P>
        <HD SOURCE="HD3">F. Unfunded Mandates Reform Act</HD>
        <P>The Department has determined that the requirements of Title II of the Unfunded Mandates Reform Act of 1995 do not apply to this notice.</P>
        <SIG>
          <DATED>Issued this 26th day of May 2011, at Washington, DC.</DATED>
          <NAME>Ray LaHood,</NAME>
          <TITLE>Secretary of Transportation.</TITLE>
        </SIG>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 382</HD>
          <P>Air carriers, Civil rights, and Individuals with disabilities.</P>
        </LSTSUB>
        
        <P>For the reasons set forth in the preamble, the Department is proposing to amend 14 CFR part 382, as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 382—NONDISCRIMINATION ON THE BASIS OF DISABILITY IN AIR TRAVEL</HD>
          <P>1. The authority citation for part 382 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 41705.</P>
          </AUTH>
          
          <P>2. Section 382.67 is revised to read as follows:</P>
          <SECTION>
            <SECTNO>§ 382.67</SECTNO>
            <SUBJECT>What is the requirement for priority space in the cabin to store passengers' wheelchairs?</SUBJECT>
            <P>(a) As a carrier, you must ensure that there is a priority space (e.g., a closet or a row of seats where a wheelchair may be strapped using a strap kit approved by the Federal Aviation Administration or applicable foreign government) in the cabin of sufficient size to stow at least one typical adult-sized folding, collapsible, or break-down manual passenger wheelchair, the dimensions of which are 13 inches by 36 inches by 42 inches or less without having to remove the wheels or otherwise disassemble it. This requirement applies to any aircraft with 100 or more passenger seats.</P>
            <P>(b) This space must be other than the overhead compartments and under-seat spaces routinely used for passengers' carry-on items.</P>
            <P>(c) If passengers holding confirmed reservations are not able to travel on a flight because their seats are being used to stow a passenger's wheelchair as required by paragraph (a) of this section, carriers must compensate those passengers in an amount to be calculated as provided for in instances of involuntary denied boarding under 14 CFR part 250, where part 250 applies.</P>
            <P>(d) As a carrier, you must never request or suggest that a passenger should not stow his or her wheelchair in the cabin to accommodate other passengers (e.g., informing a passenger that stowing a wheelchair in the cabin will require other passengers to be removed from the flight), or for any other non-safety related reason (e.g., easier for the carrier if the wheelchair is stowed in the cargo).</P>
            <P>(e) As a foreign carrier, you must meet the requirement of paragraph (a) of this section for new aircraft ordered after May 13, 2009, or delivered after May 13, 2010. As a U.S. carrier, this requirement applies to you with respect to new aircraft you operate that were ordered after April 5, 1990, or which were delivered after April 5, 1992.</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 382.123</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>3. Section 382.123(c) is removed.</P>
            
          </SECTION>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13802 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-9X-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R04-OAR-2010-0719-201115; FRL-9314-9]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Air Quality Implementation Plans; Ohio, Kentucky, and Indiana; Cincinnati-Hamilton Nonattainment Area; Determination of Attainment of the 1997 Annual Fine Particulate Standards</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>EPA is proposing to make two determinations regarding the tri-state Cincinnati-Hamilton (Ohio, Kentucky, and Indiana) fine particulate matter (PM<E T="52">2.5</E>) nonattainment area (hereafter referred to as “the Cincinnati Area” or “the Area”). First, EPA is proposing to determine that the Area has attained the 1997 annual average PM<E T="52">2.5</E>National Ambient Air Quality Standard (NAAQS). This proposed determination of attainment is based upon complete, quality-assured and certified ambient air monitoring data for the 2007-2009 period showing that the Area has monitored attainment of the 1997 annual PM<E T="52">2.5</E>NAAQS. If EPA finalizes this proposed determination of attainment, the requirements for the Area to submit an attainment demonstration and associated reasonably available control measures (RACM), a reasonable further progress (RFP) plan, contingency measures, and other planning State Implementation Plan (SIP) revisions related to attainment of the standard shall be suspended for so long as the Area continues to attain the annual PM<E T="52">2.5</E>NAAQS. Second, EPA is also proposing to determine, based on quality-assured and certified monitoring data for the 2007-2009 monitoring period, that the Area has attained the 1997 annual PM<E T="52">2.5</E>NAAQS by its applicable attainment date of April 5, 2010.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before July 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your general comments and your comments specifically regarding the Kentucky portion of the Cincinnati Area, identified by Docket ID No. EPA-R04-OAR-2010-0719, by one of the following methods:</P>
          <P>1.<E T="03">http://www.regulations.gov:</E>Follow the on-line instructions for submitting comments.</P>
          <P>2.<E T="03">E-mail: benjamin.lynorae@epa.gov.</E>
          </P>
          <P>3.<E T="03">Fax:</E>(404) 562-9040.</P>
          <P>4.<E T="03">Mail:</E>EPA-R04-OAR-2010-0719, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960.</P>
          <P>5.<E T="03">Hand Delivery:</E>Lynorae Benjamin, Chief, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960. Such deliveries are only accepted during the Regional Office normal hours of operation, and special arrangements should be made for deliveries of boxed information. The Regional Office official hours of business are Monday through Friday, 8:30 a.m. to 4:30 p.m., excluding federal holidays.</P>
          <P>Submit your comments regarding the Ohio and Indiana portions of the Cincinnati Area, identified by Docket ID No. EPA-R04-OAR-2010-0719, by one of the following methods:</P>
          <P>1.<E T="03">http://www.regulations.gov:</E>Follow the on-line instructions for submitting comments.</P>
          <P>2.<E T="03">E-mail: aburano.douglas@epa.gov.</E>
          </P>
          <P>3.<E T="03">Fax:</E>312-353-6960.</P>
          <P>4.<E T="03">Mail:</E>Douglas Aburano, Chief, Control Strategies Section, U.S. Environmental Protection Agency, 77 West Jackson Boulevard, Chicago, Illinois 60604-3507.</P>
          <P>5.<E T="03">Hand Delivery:</E>Douglas Aburano, Chief, Control Strategies Section, U.S.<PRTPAGE P="32111"/>Environmental Protection Agency, 77 West Jackson Boulevard, Chicago, Illinois 60604-3507. Such deliveries are only accepted during the Regional Office normal hours of operation, and special arrangements should be made for deliveries of boxed information. The Regional Office official hours of business are Monday through Friday, 8:30 a.m. to 4:30 p.m., excluding federal holidays.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-R04-OAR-2010-0719. EPA's policy is that all comments received will be included in the public docket without change and may be made available online at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">http://www.regulations.gov</E>or e-mail. The<E T="03">http://www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through<E T="03">http://www.regulations.gov</E>your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information is not publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available either electronically through<E T="03">http://www.regulations.gov</E>or in hard copy for public inspection during normal business hours at the Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>In Region 4, Joel Huey or Sara Waterson, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960. Mr. Huey may be reached by telephone at (404) 562-9104. Mr. Huey can also be reached via electronic mail at<E T="03">huey.joel@epa.gov.</E>Ms. Waterson may be reached by telephone at (404) 562-9061 or via electronic mail at<E T="03">waterson.sara@epa.gov.</E>In Region 5, John Summerhays, Control Strategies Section, Air Programs Branch (AR-18J), U.S. Environmental Protection Agency, Region 5, 77 West Jackson Boulevard, Chicago, Illinois 60604. The telephone number is (312) 886-6067. Mr. Summerhays can also be reached via electronic mail at<E T="03">summerhays.john@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        
        <EXTRACT>
          <FP SOURCE="FP-2">I. What actions is EPA taking?</FP>
          <FP SOURCE="FP-2">II. What is the background for these actions?</FP>
          <FP SOURCE="FP-2">III. Does the Cincinnati Area meet the annual PM<E T="52">2.5</E>standard?</FP>
          <FP SOURCE="FP1-2">A. Criteria</FP>
          <FP SOURCE="FP1-2">B. Cincinnati Area Air Quality</FP>
          <FP SOURCE="FP1-2">C. Has the Cincinnati area met the 1997 annual PM<E T="52">2.5</E>air quality standard?</FP>
          <FP SOURCE="FP-2">IV. What are the effects of these actions?</FP>
          <FP SOURCE="FP-2">V. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. What actions is EPA taking?</HD>

        <P>EPA is proposing to determine that the Cincinnati Area (comprised of Butler, Clermont, Hamilton, and Warren Counties in Ohio; Boone, Campbell and Kenton Counties in Kentucky; and a portion of Dearborn County in Indiana) has attaining data for the 1997 annual PM<E T="52">2.5</E>NAAQS.<SU>1</SU>

          <FTREF/>The proposal is based upon quality assured, quality controlled and certified ambient air monitoring data that show the Area has monitored attainment of the 1997 annual PM<E T="52">2.5</E>NAAQS based on the 2007-2009 data. EPA is also proposing to determine, in accordance with EPA's PM<E T="52">2.5</E>Implementation Rule of April 25, 2007 (72 FR 20664), that the Cincinnati Area has attained the 1997 annual PM<E T="52">2.5</E>NAAQS by its applicable attainment date of April 5, 2010.</P>
        <FTNT>
          <P>
            <SU>1</SU>“1997 Annual NAAQS” refers to both the primary and secondary standards, which are identical.</P>
        </FTNT>
        <HD SOURCE="HD1">II. What is the background for these actions?</HD>

        <P>On July 18, 1997 (62 FR 36852), EPA established an annual PM<E T="52">2.5</E>NAAQS at 15.0 micrograms per cubic meter (μg/m<SU>3</SU>) based on a 3-year average of annual mean PM<E T="52">2.5</E>concentrations. At that time, EPA also established a 24-hour NAAQS of 65 μg/m<SU>3</SU>. (This action does not address the 24-hour NAAQS.)<E T="03">See</E>40 CFR 50.7. On January 5, 2005 (70 FR 944), EPA published its air quality designations and classifications for the 1997 PM<E T="52">2.5</E>NAAQS based upon air quality monitoring data from those monitors for calendar years 2001-2003. These designations became effective on April 5, 2005. The Cincinnati Area was designated nonattainment for the 1997 PM<E T="52">2.5</E>NAAQS.<E T="03">See</E>40 CFR 81.336 (Ohio), 40 CFR 81.318 (Kentucky), and 40 CFR 81.315 (Indiana).</P>

        <P>On October 17, 2006 (71 FR 61144), EPA retained the 1997 annual PM<E T="52">2.5</E>NAAQS at 15.0 μg/m<SU>3</SU>based on a 3-year average of annual mean PM<E T="52">2.5</E>concentrations, and promulgated a 24-hour NAAQS of 35 μg/m<SU>3</SU>based on a 3-year average of the 98th percentile of 24-hour concentrations. On November 13, 2009, EPA designated the Cincinnati Area as attainment for the 2006 24-hour NAAQS (74 FR 58688). In that action, EPA also clarified the designations for the NAAQS promulgated in 1997, stating that the Cincinnati Area was designated as nonattainment for the annual NAAQS but attainment for the 24-hour NAAQS. Thus, this action does not address attainment of either the 1997 or the 2006 24-hour NAAQS.</P>

        <P>In response to legal challenges of the annual NAAQS promulgated in 2006, the U.S. Court of Appeals for the District of Columbia Circuit (D.C. Circuit) remanded this NAAQS to EPA for further consideration. See<E T="03">American Farm Bureau Federation and National Pork Producers Council, et al.</E>v.<E T="03">EPA,</E>559 F.3d 512 (D.C. Cir. 2009). However, given that the 1997 and 2006 annual NAAQS are essentially identical, attainment of the 1997 annual NAAQS would also indicate attainment of the remanded 2006 annual NAAQS.</P>
        <P>On April 25, 2007 (72 FR 20664), EPA promulgated its PM<E T="52">2.5</E>Implementation Rule, codified at 40 CFR part 51, subpart Z, in which the Agency provided guidance for state and tribal plans to implement the 1997 PM<E T="52">2.5</E>NAAQS. This rule, at 40 CFR 51.1004(c), specifies some of the regulatory consequences of attaining the NAAQS, as discussed below.</P>
        <HD SOURCE="HD1">III. Does the Cincinnati area meet the annual PM<E T="52">2.5</E>NAAQS?</HD>
        <HD SOURCE="HD2">A. Criteria</HD>

        <P>This rulemaking is proposing to find that the Cincinnati Area is attaining the annual PM<E T="52">2.5</E>NAAQS, and provides a<PRTPAGE P="32112"/>basis for that final action. The Cincinnati Area includes certain counties in Ohio, Kentucky, and Indiana. The Cincinnati Area is comprised of Butler, Clermont, Hamilton and Warren Counties in Ohio; Boone, Campbell, and Kenton Counties in Kentucky; and the Lawrenceburg Township portion of Dearborn County in Indiana.</P>

        <P>Under EPA regulations at 40 CFR 50.7, the annual primary and secondary PM<E T="52">2.5</E>NAAQS are met when the annual arithmetic mean concentration, as determined in accordance with 40 CFR part 50, Appendix N, is less than or equal to 15.0 μg/m<SU>3</SU>at all relevant monitoring sites in the subject area.</P>
        <HD SOURCE="HD2">B. Cincinnati Area Air Quality</HD>
        <P>EPA has reviewed the ambient air monitoring data for the Cincinnati Area in accordance with the provisions of 40 CFR part 50, Appendix N. All data considered have been quality-assured, certified, and recorded in EPA's Air Quality System (AQS) database. This review addresses air quality data collected in the 3-year period from 2007-2009.</P>

        <P>The following table provides the annual average concentrations averaged over 2007-2009 at the sites in the Cincinnati Area. There are no PM<E T="52">2.5</E>monitoring sites for the Indiana portion of the Cincinnati Area. The highest 3-year average annual concentration for 2007-2009 on this table is recorded at site 39-061-0014, recording a 3-year average annual concentration of 15.0 μg/m<SU>3</SU>, which is in attainment of the annual PM<E T="52">2.5</E>NAAQS. All other sites in the Area have 3-year average annual PM<E T="52">2.5</E>concentrations below 15.0 μg/m<SU>3</SU>.</P>
        <GPOTABLE CDEF="s100,xs84,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE>Table 1—Annual Average Concentrations in the Cincinnati Area</TTITLE>
          <BOXHD>
            <CHED H="1">Site name</CHED>
            <CHED H="1">County</CHED>
            <CHED H="1">Site No.</CHED>
            <CHED H="1">Annual<LI>average</LI>
              <LI>concentration</LI>
              <LI>(μg/m<SU>3</SU>)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Verity HS, Middletown</ENT>
            <ENT>Butler</ENT>
            <ENT>39-017-0003</ENT>
            <ENT>14.0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">400 Nilles Rd., Fairfield</ENT>
            <ENT>Butler</ENT>
            <ENT>39-017-0016</ENT>
            <ENT>13.9</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2400 Clermont Dr., Batavia</ENT>
            <ENT>Clermont</ENT>
            <ENT>39-025-0022</ENT>
            <ENT>12.3</ENT>
          </ROW>
          <ROW>
            <ENT I="01">11590 Grooms Rd., Sycamore</ENT>
            <ENT>Hamilton</ENT>
            <ENT>39-061-0006</ENT>
            <ENT>13.1</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Carthage Fire, Seymour/Vine</ENT>
            <ENT>Hamilton</ENT>
            <ENT>39-061-0014</ENT>
            <ENT>15.0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">250 Taft Rd., Cincinnati</ENT>
            <ENT>Hamilton</ENT>
            <ENT>39-061-0040</ENT>
            <ENT>13.5</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Lower Price Hill, 8th St., Cincinnati</ENT>
            <ENT>Hamilton</ENT>
            <ENT>39-061-0042</ENT>
            <ENT>14.7</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2059 Sherman Ave., Norwood</ENT>
            <ENT>Hamilton</ENT>
            <ENT>39-061-7001</ENT>
            <ENT>13.9</ENT>
          </ROW>
          <ROW>
            <ENT I="01">300 Murray Rd</ENT>
            <ENT>Hamilton</ENT>
            <ENT>39-061-8001</ENT>
            <ENT>14.6</ENT>
          </ROW>
          <ROW>
            <ENT I="01">416 Southeast St</ENT>
            <ENT>Hamilton</ENT>
            <ENT>39-165-0007</ENT>
            <ENT>12.5</ENT>
          </ROW>
          <ROW>
            <ENT I="01">NKU</ENT>
            <ENT>Campbell</ENT>
            <ENT>21-037-3002</ENT>
            <ENT>12.5</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Covington</ENT>
            <ENT>Kenton</ENT>
            <ENT>21-117-0007</ENT>
            <ENT>12.4</ENT>
          </ROW>
        </GPOTABLE>
        <P>The Cincinnati Area did not meet the 75 percent completeness criteria in three cases. The NKU site began operation on August 1, 2007, and thus did not obtain complete data for the first three quarters of 2007. Nevertheless, the average concentration for the remainder of 2007 and all of 2008 and 2009 is 12.5 μg/m<SU>3</SU>, which indicates attainment at this site. This would not be considered an incomplete record due to it being a new site. EPA approved the closing of two sites in the 2007-2009 time period, which are not listed in the above table, Scarlet Oaks School (39-061-0043) and Hook Field Airport (39-017-1004). Scarlet Oaks School ended operation December 31, 2008 and Hook Field Airport ended operation December 31, 2007. The Scarlet Oaks School site monitored an average concentration of 14.8 μg/m<SU>3</SU>in 2007, and an annual average concentration in 2008 of 13.3 μg/m<SU>3</SU>. The Hook Field Airport site monitored an annual average concentration of 14.6 μg/m<SU>3</SU>for 2007. These values are below the NAAQS. An examination of data from these sites is provided in the February 2011 technical support document available in the docket for this proposed rulemaking.</P>

        <P>More generally, EPA believes that the Cincinnati Area has a sufficient network of sites collecting complete data showing attainment to conclude that the Cincinnati Area is now meeting the annual PM<E T="52">2.5</E>NAAQS. In accordance with 40 CFR part 50, Appendix N and standard EPA practice, the review of this data is based on the three most recent years of complete data, generally 2007-2009. Appendix N does not provide for examining partial years of data, because various seasons of the year reflect various influences on PM<E T="52">2.5</E>concentrations, and a partial year's data may not be representative of values that would be determined from a full year's data set. Nevertheless, EPA examined data from 2010. The complete year has not been certified; therefore, the data are not considered complete for 2010. All of the 2008-2010 design values are below the 15.0 μg/m<SU>3</SU>, except for the Murray Road site in Cincinnati. The Murray Road site has a preliminary 2008-2010 design value of 15.1 μg/m<SU>3</SU>; however, the site was shut down in February of the first quarter of 2010 due to safety issues. The partial first quarter of 2010 data before the monitor shut down showed the only data above the NAAQS for the 2008-2010 period. The 2008 design value was 14.4 μg/m<SU>3</SU>and the 2009 design value was 13.4 μg/m<SU>3</SU>. Approval was granted for the site to be shut down because the Carthage Fire site registered a higher design value and is located approximately a mile from the Murray Road site. A comparison of the 2007-2009 data showed the sites were well correlated with each other.</P>

        <P>The available data for 2010 are consistent with the finding, based on 2007-2009 data, that the Cincinnati Area is attaining the 1997 annual PM<E T="52">2.5</E>NAAQS. On the basis of this review, EPA has preliminarily concluded that this Area has met and continues to meet the 1997 PM<E T="52">2.5</E>NAAQS. EPA is soliciting public comments on the issues discussed in this document. These comments will be considered before taking final action.</P>
        <HD SOURCE="HD2">C. Has the Cincinnati area met the 1997 annual PM<E T="52">2.5</E>air quality standard?</HD>
        <P>EPA has reviewed the ambient air monitoring data for PM<E T="52">2.5</E>, consistent with the requirements contained in 40 CFR part 50 and recorded the data in the EPA AQS database, for the Cincinnati Area from 2007 through the present time.</P>

        <P>On the basis of that review, EPA proposes to determine that this Area has attained and continues to attain the 1997 annual PM<E T="52">2.5</E>NAAQS based on the quality-assured data for the 2007-2009 and 2008-2010 monitoring periods. In<PRTPAGE P="32113"/>addition, based on EPA's review of the data for 2007-2009, and in accordance with section 179(c)(1) of the CAA and EPA's regulations, EPA proposes to determine that the Area attained the 1997 annual PM<E T="52">2.5</E>NAAQS by its applicable attainment date of April 5, 2010.</P>
        <HD SOURCE="HD1">IV. What is the effect of these actions?</HD>

        <P>If this proposed determination of attainment is made final, the requirements for the Cincinnati Area to submit an attainment demonstration and associated RACM, a RFP plan, contingency measures, and any other planning SIPs related to attainment of the 1997 annual PM<E T="52">2.5</E>NAAQS would be suspended for so long as the Area continues to attain the PM<E T="52">2.5</E>NAAQS.<E T="03">See</E>40 CFR 51.1004(c).</P>

        <P>If this proposed rulemaking is finalized and EPA subsequently determines, after notice-and-comment rulemaking in the<E T="04">Federal Register</E>, that the Area has violated the annual PM<E T="52">2.5</E>NAAQS, the basis for the suspension of the specific requirements would no longer exist for the Cincinnati Area, and the Area would thereafter have to address the applicable requirements.<E T="03">See</E>40 CFR 51.1004(c).</P>

        <P>Finalizing this proposed action would not constitute a redesignation of the Area to attainment of the annual PM<E T="52">2.5</E>NAAQS under section 107(d)(3) of the Clean Air Act (CAA). Further, finalizing this proposed action does not involve approving maintenance plans for the Area as required under section 175A of the CAA, nor would it find that the Area has met all other requirements for redesignation. Even if EPA finalizes the proposed action, the designation status of the Cincinnati Area would remain nonattainment for the 1997 annual PM<E T="52">2.5</E>NAAQS until such time as EPA determines that the Area meets the CAA requirements for redesignation to attainment and takes action to redesignate the Area.</P>

        <P>This action is only a proposed determination of attainment that the Cincinnati Area has attained the 1997 annual PM<E T="52">2.5</E>NAAQS. This action does not address the 24-hour PM<E T="52">2.5</E>NAAQS.</P>

        <P>If the Cincinnati Area continues to monitor attainment of the annual PM<E T="52">2.5</E>NAAQS, the requirements for the Cincinnati Area to submit an attainment demonstration and associated RACM, a RFP plan, contingency measures, and any other planning SIPs related to attainment of the annual PM<E T="52">2.5</E>NAAQS will remain suspended.</P>

        <P>In addition, if EPA's separate and independent proposed determination that the Area has attained the 1997 annual PM<E T="52">2.5</E>standard by its applicable attainment date (April 5, 2010) is finalized, EPA will have met its requirement pursuant to section 179(c)(1) of the CAA to make a determination based on the Area's air quality data as of the attainment date whether the Area attained the standard by that date.</P>

        <P>These two actions described above are proposed determinations regarding the Cincinnati Area's attainment status only with respect to the 1997 annual PM<E T="52">2.5</E>NAAQS. Today's actions do not address the 24-hour PM<E T="52">2.5</E>NAAQS.</P>
        <HD SOURCE="HD1">V. Statutory and Executive Order Reviews</HD>
        <P>These actions propose to make a determination of attainment based on air quality, and would, if finalized, result in the suspension of certain federal requirements, and it would not impose additional requirements beyond those imposed by state law. For that reason, these proposed actions:</P>
        <P>• Are not “significant regulatory actions” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Do not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Are certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Do not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Do not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Are not economically significant regulatory actions based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Are not significant regulatory actions subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Are not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA; and</P>

        <P>• Do not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994). In addition, these proposed 1997 annual PM<E T="52">2.5</E>NAAQS determinations for the Cincinnati Area do not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the state, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Particulate matter, Intergovernmental relations, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>42 U.S.C. 7401<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: April 18, 2011.</DATED>
          <NAME>A. Stanley Meiburg,</NAME>
          <TITLE>Acting Regional Administrator, Region 4.</TITLE>
          <DATED>Dated: May 23, 2011.</DATED>
          <NAME>Susan Hedman,</NAME>
          <TITLE>Regional Administrator, Region 5.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13831 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>EPA-R09-OAR-2011-0356; FRL-9314-8]</DEPDOC>
        <SUBJECT>Revisions to the California State Implementation Plan</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA is proposing to approve revisions to the San Joaquin Valley Unified Air Pollution Control District (SJVUAPCD) and Imperial County Air Pollution Control District (ICAPCD) portions of the California State Implementation Plan (SIP). These revisions concern volatile organic compound (VOC) emissions from Motor Vehicle Assembly Coatings, Surface Coatings of Metal Parts and Products, Plastic Parts and Products and Pleasure Crafts, Aerospace Coating Operations and Automotive Refinishing Operations. We are proposing to approve local rules to regulate these emission sources under the Clean Air Act as amended in 1990 (CAA or the Act). We are taking comments on this proposal and plan to follow with a final action.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Any comments must arrive by July 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit comments, identified by docket number EPA-R09-OAR-2011-0356, by one of the following methods:</P>
          <P>1.<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the on-line instructions.<PRTPAGE P="32114"/>
          </P>
          <P>2.<E T="03">E-mail: steckel.andrew@epa.gov.</E>
          </P>
          <P>3.<E T="03">Mail or deliver:</E>Andrew Steckel (Air-4), U.S. Environmental Protection Agency Region IX, 75 Hawthorne Street, San Francisco, CA 94105-3901.</P>
          <P>
            <E T="03">Instructions:</E>All comments will be included in the public docket without change and may be made available online at<E T="03">http://www.regulations.gov</E>, including any personal information provided, unless the comment includes Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Information that you consider CBI or otherwise protected should be clearly identified as such and should not be submitted through<E T="03">http://www.regulations.gov</E>or e-mail.<E T="03">http://www.regulations.gov</E>is an “anonymous access” system, and EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send e-mail directly to EPA, your e-mail address will be automatically captured and included as part of the public comment. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment.</P>
          <P>
            <E T="03">Docket:</E>The docket for this action is available electronically at<E T="03">http://www.regulations.gov</E>and in hard copy at EPA Region IX, 75 Hawthorne Street, San Francisco, California. While all documents in the docket are listed at<E T="03">http://www.regulations.gov,</E>some information may be publicly available only at the hard copy location (e.g., copyrighted material), and some may not be publicly available in either location (e.g., CBI). To inspect the hard copy materials, please schedule an appointment during normal business hours with the contact listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Adrianne Borgia, EPA Region IX, (415) 972-3576,<E T="03">borgia.adrianne@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Throughout this document, we, us and our refer to EPA.</P>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. The State's Submittal</FP>
          <FP SOURCE="FP1-2">A. What rules did the State submit?</FP>
          <FP SOURCE="FP1-2">B. Are there other versions of these rules?</FP>
          <FP SOURCE="FP1-2">C. What is the purpose of the submitted rules?</FP>
          <FP SOURCE="FP-2">II. EPA's Evaluation and Action</FP>
          <FP SOURCE="FP1-2">A. How is EPA evaluating the rules?</FP>
          <FP SOURCE="FP1-2">B. Do the rules meet the evaluation criteria?</FP>
          <FP SOURCE="FP1-2">C. EPA Recommendations to Further Improve the Rules</FP>
          <FP SOURCE="FP1-2">D. Public Comment and Final Action</FP>
          <FP SOURCE="FP-2">III. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. The State's Submittal</HD>
        <HD SOURCE="HD2">A. What rules did the State submit?</HD>
        <P>Table 1 lists the rules addressed by this proposal with the dates that they were adopted by local air agencies and submitted by the California Air Resources Board (CARB).</P>
        <GPOTABLE CDEF="xs60,10,r50,10,10" COLS="5" OPTS="L2,i1">
          <TTITLE>Table 1—Submitted Rules</TTITLE>
          <BOXHD>
            <CHED H="1">Local agency</CHED>
            <CHED H="1">Rule No.</CHED>
            <CHED H="1">Rule title</CHED>
            <CHED H="1">Amended</CHED>
            <CHED H="1">Submitted</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">SJVUAPCD</ENT>
            <ENT>4602</ENT>
            <ENT>Motor Vehicle Assembly Coatings</ENT>
            <ENT>9/17/09</ENT>
            <ENT>5/17/10</ENT>
          </ROW>
          <ROW>
            <ENT I="01">SJVUAPCD</ENT>
            <ENT>4603</ENT>
            <ENT>Surface Coating of Metal Parts and Products, Plastic Parts and Products and Pleasure Crafts</ENT>
            <ENT>9/17/10</ENT>
            <ENT>5/17/10</ENT>
          </ROW>
          <ROW>
            <ENT I="01">ICAPCD</ENT>
            <ENT>425</ENT>
            <ENT>Aerospace Coating Operations</ENT>
            <ENT>2/23/10</ENT>
            <ENT>7/20/10</ENT>
          </ROW>
          <ROW>
            <ENT I="01">ICAPCD</ENT>
            <ENT>427</ENT>
            <ENT>Automotive Refinishing Operations</ENT>
            <ENT>2/23/10</ENT>
            <ENT>7/20/10</ENT>
          </ROW>
        </GPOTABLE>
        <P>On 7/8/2010 for the SJUAPCD rules and 8/25/2010 for the ICAPCD rules, these rule submittals were found to meet the completeness criteria in 40 CFR part 51, Appendix V, which must be met before formal EPA review.</P>
        <HD SOURCE="HD2">B. Are there other versions of these rules?</HD>
        <P>We approved a version of SJVUAPCD Rule 4602 into the SIP on 6/26/2002. We approved a version of SJVUAPCD Rule 4603 into the SIP on 1/19/2010. We approved a version of ICAPCD Rule 425 into the SIP on 5/19/2005. We approved a version of ICAPCD Rule 427 into the SIP on 10/3/2001.</P>
        <HD SOURCE="HD2">C. What is the purpose of the submitted rules?</HD>
        <P>VOCs help produce ground-level ozone and smog, which harm human health and the environment. Section 110(a) of the CAA requires states to submit regulations that control VOC emissions. In general, these rules control the VOC emissions by limiting the VOC of commercial coatings and solvents.</P>
        <P>Originally SJVUAPCD Rule 4602 was Motor Vehicle and Mobile Equipment Coating Operations but was retired on January 1, 2009 when Rule 4612, Motor Vehicle and Mobile Equipment Coating Operations—Phase II became effective. SJVUAPCD Rule 4602 is revised to implement RACT requirements as recommended in the CTG for Automobile and the CTG for Light-Duty Truck Assembly Coatings, EPA-453/R-08-006 and Miscellaneous Metal and Plastic Parts Coatings, EPA-453/R-08-003. The rule was also revised to reduce solvent VOC emissions to 25 grams/liter.</P>
        <P>SJVUAPCD Rule 4603 is revised to implement RACT requirements as recommended in the CTG for Miscellaneous Metal and Plastic Parts Coatings, EPA-453/R-08-003, for Large Appliance Coatings, EPA-453/R-07-004, and for Metal Furniture Coatings, EPA-453/R-07-005. Rule 4603 now includes plastic parts and products and also includes pleasure crafts. Rule 4603 establishes work practices for large appliance parts and products and metal furniture coating operations. This rule also establishes a 25 gram/liter VOC limit for all cleaning solvents.</P>
        <P>ICAPCD Rule 425 is revised to implement the new recordkeeping requirements consistent with other air districts and to comply with the National Emissions Standards for Aerospace Manufacturing and Rework Facilities: Summary of Requirements for Implementing NESHAP, EPA-456/R-97-006.</P>
        <P>ICAPCD Rule 427 is revised to implement the California Air Resources Board (CARB) Automotive Coatings Suggested Control Methods (SCM), to add prohibitions regarding sale and ownership of specific coatings and to add requirements for manufacturers and providers of automotive coatings and related materials to provide all necessary information to their clients.</P>
        <P>EPA's technical support documents (TSDs) have more information about these rules.</P>
        <HD SOURCE="HD1">II. EPA's Evaluation and Action</HD>
        <HD SOURCE="HD2">A. How is EPA evaluating the rules?</HD>

        <P>Generally, SIP rules must be enforceable (see section 110(a) of the Act), must require Reasonably Available Control Technology (RACT) for each category of sources covered by a Control Techniques Guidelines (CTG) document as well as each major source in nonattainment areas (see section 182(a)(2)), and must not relax existing requirements (see sections 110(l) and<PRTPAGE P="32115"/>193). The SJVUAPCD regulates an ozone nonattainment area (see 40 CFR part 81), so Rules 4602 and 4603 must fulfill RACT. The ICAPCD regulates an ozone nonattainment area (see 40 CFR part 81), so Rules 425 and 427 must fulfill RACT.</P>
        <P>Guidance and policy documents that we used to help evaluate enforceability and RACT requirements consistently include the following:</P>
        <P>1. Portions of the proposed post-1987 ozone and carbon monoxide policy that concern RACT, 52 FR 45044, November 24, 1987.</P>
        <P>2. Issues Relating to “VOC Regulation Cutpoints, Deficiencies, and Deviations,” EPA, May 25, 1988 (the Bluebook).</P>
        <P>3. “A Guidance Document for Correcting Common VOC &amp; Other Rule Deficiencies,” EPA Region 9, August 21, 2001 (the Little Bluebook).</P>
        <P>4. CTG for Automobile and the CTG for Light-Duty Truck Assembly Coatings, EPA-453/R-08-006, Miscellaneous Metal and Plastic Parts Coatings, EPA-453/R-08-003,</P>
        <P>5. CTG for Fiberglass Boat Manufacturing Materials, EPA-453/R-08-004,</P>
        <P>6. National Emissions Standards for Aerospace Manufacturing and Rework Facilities: Summary of Requirements for Implementing NESHAP, EPA-456/R-97-006 and CARB Automotive Coatings SCM.</P>
        <HD SOURCE="HD2">B. Do the rules meet the evaluation criteria?</HD>
        <P>We believe these rules are consistent with the relevant policy and guidance regarding enforceability, RACT, and SIP relaxations. The TSDs have more information on our evaluation.</P>
        <HD SOURCE="HD2">C. EPA Recommendations to Further Improve the Rules</HD>
        <P>The TSDs describe additional rule revisions that do not affect EPA's current action but are recommended for the next time the local agency modifies the rules.</P>
        <HD SOURCE="HD2">D. Public Comment and Final Action</HD>
        <P>Because EPA believes the submitted rules fulfill all relevant requirements, we are proposing to fully approve them as described in section 110(k)(3) of the Act. We will accept comments from the public on this proposal for the next 30 days. Unless we receive convincing new information during the comment period, we intend to publish a final approval action that will incorporate these rules into the federally enforceable SIP.</P>
        <HD SOURCE="HD1">III. Statutory and Executive Order Reviews</HD>
        <P>Under the Clean Air Act, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve State choices, provided that they meet the criteria of the Clean Air Act. Accordingly, this action merely approves State law as meeting Federal requirements and does not impose additional requirements beyond those imposed by State law. For that reason, this action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the Clean Air Act; and</P>
        <P>• Does not provide EPA with the discretionary authority to address disproportionate human health or environmental effects with practical, appropriate, and legally permissible methods under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
        
        <FP>In addition, these rules do not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the State, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law.</FP>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Intergovernmental relations, Ozone, Reporting and recordkeeping requirements, Volatile organic compound.</P>
        </LSTSUB>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>42 U.S.C. 7401<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: May 19, 2011.</DATED>
          <NAME>Jared Blumenfeld,</NAME>
          <TITLE>Regional Administrator, Region IX.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13830 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 300</CFR>
        <DEPDOC>[EPA-HQ-SFUND-1987-0002; FRL-9315-7]</DEPDOC>
        <SUBJECT>National Oil and Hazardous Substances Pollution Contingency Plan; National Priorities List: Intent To Delete the Coker's Sanitation Service Landfills Superfund Site</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Environmental Protection Agency (EPA) Region III is issuing an Intent To Delete the Coker's Sanitation Service Landfills Superfund Site (Site) located in Cheswold, Kent County, Delaware, from the National Priorities List (NPL) and requests public comments on this proposed action. The NPL, promulgated pursuant to section 105 of the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) of 1980, as amended, is an appendix of the National Oil and Hazardous Substances Pollution Contingency Plan (NCP). The EPA and the State of Delaware, through the Delaware Department of Natural Resources and Environmental Control (DNREC), have determined that all appropriate response actions under CERCLA, other than operation, maintenance, and five-year reviews, have been completed. However, this deletion does not preclude future actions under Superfund.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received by July 5, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P SOURCE="NPAR">Submit your comments, identified by Docket ID no. EPA-HQ-SFUND-1987-0002, by one of the following methods:</P>
          <P>•<E T="03">http://www.regulations.gov</E>. Follow on-line instructions for submitting comments.</P>
          <P>•<E T="03">E-mail: ostrauskas.darius@epa.gov.</E>
          </P>
          <P>•<E T="03">Fax:</E>(215) 814-3002, Attn: Darius Ostrauskas.<PRTPAGE P="32116"/>
          </P>
          <P>•<E T="03">Mail:</E>U.S. Environmental Protection Agency, Region III, Attn: Darius Ostrauskas (3HS23), 1650 Arch Street, Philadelphia, PA 19103-2029.</P>
          <P>•<E T="03">Hand Delivery:</E>U.S. Environmental Protection Agency, Region III, Attn: Darius Ostrauskas (3HS23), 1650 Arch Street, Philadelphia, PA 19103-2029, Phone: 215-814-3360, Business Hours: Mon. thru Fri.—9 a.m. to 4 p.m. Such deliveries are only accepted during the Docket's normal hours of operation, and special arrangements should be made for deliveries of boxed information.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID no. EPA-HQ-SFUND-1987-0002. EPA's policy is that all comments received will be included in the public docket without change and may be made available online at<E T="03">http://www.regulations.gov</E>, including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">http://www.regulations.gov</E>or e-mail. The<E T="03">http://www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through<E T="03">http://www.regulations.gov</E>, your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in the hard copy. Publicly available docket materials are available either electronically in<E T="03">http://www.regulations.gov</E>or in hard copy at:</P>
          
          <FP SOURCE="FP-1">U.S. EPA Region III, Library, 2nd Floor, 1650 Arch Street, Philadelphia, PA 19103-2029, (215) 814-5254, Monday through Friday, 8 a.m. to 5 p.m.</FP>
          <FP SOURCE="FP-1">The Dover Public Library, Reference Department, 45 South State Street, Dover, DE 19901, (302) 736-7030, Monday through Thursday, 9 a.m. to 9 p.m., Friday and Saturday, 9 a.m. to 5 p.m., and Sunday, 1 p.m. to 5 p.m.</FP>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Darius Ostrauskas, Remedial Project Manager (3HS23), U.S. Environmental Protection Agency, Region III, 1650 Arch Street, Philadelphia, PA 19103-2029, (215) 814-3360, e-mail:<E T="03">ostrauskas.darius@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>In the “Rules and Regulations” Section of today's<E T="04">Federal Register</E>, we are publishing a direct final Notice of Deletion of the Coker's Sanitation Service Landfills Superfund Site without prior Notice of Intent To Delete because EPA views this as a noncontroversial revision and anticipates no adverse comment. We have explained our reasons for this deletion in the preamble to the direct final Notice of Deletion, and those reasons are incorporated herein. If we receive no adverse comment(s) on this deletion action, we will not take further action on this Notice of Intent to Delete. If we receive adverse comment(s), we will withdraw the direct final Notice of Deletion and it will not take effect. We will, as appropriate, address all public comments in a subsequent final Notice of Deletion based on this Notice of Intent to Delete. We will not institute a second comment period on this Notice of Intent to Delete. Any parties interested in commenting must do so at this time.</P>

        <P>For additional information, see the direct final Notice of Deletion, which is located in the Rules section of this<E T="04">Federal Register.</E>
        </P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 300</HD>
          <P>Environmental protection, Air pollution control, Chemicals, Hazardous waste, Hazardous substances, Intergovernmental relations, Penalties, Reporting and recordkeeping requirements, Superfund, Water pollution control, Water supply.</P>
        </LSTSUB>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>33 U.S.C. 1321(c)(2); 42 U.S.C. 9601-9657; E.O. 12777, 56 FR 54757, 3 CFR, 1991 Comp., p. 351; E.O. 12580, 52 FR 2923, 3 CFR, 1987 Comp., p. 193.</P>
        </AUTH>
        <SIG>
          <DATED>Dated: April 29, 2011.</DATED>
          <NAME>James W. Newsom,</NAME>
          <TITLE>Acting Regional Administrator, Region III.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13844 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <CFR>47 CFR Parts 73 and 76</CFR>
        <DEPDOC>[MB Docket No. 11-93; FCC 11-84]</DEPDOC>
        <SUBJECT>Implementation of the Commercial Advertisement Loudness Mitigation (CALM) Act</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In this document, the Commission proposes rules to implement the Commercial Advertisement Loudness Mitigation (“CALM”) Act. Among other things, the CALM Act directs the Commission to incorporate into its rules by reference and make mandatory a technical standard developed by an industry standard-setting body that is designed to prevent television commercial advertisements from being transmitted at louder volumes than the program material they accompany. Specifically, the CALM Act requires the Commission to incorporate by reference the ATSC A/85 Recommended Practice (“ATSC A/85 RP”) and make it mandatory “insofar as such recommended practice concerns the transmission of commercial advertisements by a television broadcast station, cable operator, or other multichannel video programming distributor.” As mandated by the statute, the proposed rules will apply to TV broadcasters, cable operators and other multichannel video programming distributors (“MVPDs”). The new law requires the Commission to adopt the required regulation on or before December 15, 2011, and it will take effect one year after adoption. The document seeks comment below on proposals regarding compliance, waivers, and other implementation issues.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments are due on or before July 5, 2011; reply comments are due on or before July 18, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by MB Docket No. 11-93, by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Federal Communications Commission's Electronic Comment Filing System (ECFS) Web Site: http://fjallfoss.fcc.gov/ecfs/.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>All filings must be addressed to the Commission's Secretary, Office of the Secretary, Federal Communications Commission, 445 12th Street, SW., Washington, DC 20554.<PRTPAGE P="32117"/>
          </P>
          <P>•<E T="03">People with Disabilities:</E>Contact the FCC to request reasonable accommodations (accessible format documents, sign language interpreters, CART, etc.) by e-mail:<E T="03">FCC504@fcc.gov</E>or phone: 202-418-0530; or TTY: 202-418-0432.</P>

          <P>For detailed instructions for submitting comments and additional information on the rulemaking process, see the section V. “PROCEDURAL MATTERS” heading of the<E T="02">SUPPLEMENTARY INFORMATION</E>section of this document.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>For additional information on this proceeding, contact Evan Baranoff,<E T="03">Evan.Baranoff@fcc.gov,</E>of the Media Bureau, Policy Division, (202) 418-2120 or Shabnam Javid,<E T="03">Shabnam.Javid@fcc.gov,</E>of the Engineering Division, Media Bureau at (202) 418-7000.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This is a summary of the Commission's<E T="03">Notice of Proposed Rulemaking</E>(NPRM), FCC 11-84, adopted and released on May 27, 2011. The full text of this document is available electronically via ECFS at<E T="03">http://fjallfoss.fcc.gov/ecfs/</E>or may be downloaded at<E T="03">http://www.fcc.gov/document/implementation-commercial-advertisement-loudness-mitigation-calm-act</E>or<E T="03">http://hraunfoss.fcc.gov/edocs_public/attachmatch/FCC-11-84A1.doc.</E>(Documents will be available electronically in ASCII, Word 97, and/or Adobe Acrobat.) This document is also available for public inspection and copying during regular business hours in the FCC Reference Center, Federal Communications Commission, 445 12th Street, SW., CY-A257, Washington, DC 20554. The complete text may be purchased from the Commission's copy contractor, 445 12th Street, SW., Room CY-B402, Washington, DC 20554. Alternative formats are available for people with disabilities (Braille, large print, electronic files, audio format), by sending an e-mail to<E T="03">fcc504@fcc.gov</E>or calling the Commission's Consumer and Governmental Affairs Bureau at (202) 418-0530 (voice), (202) 418-0432 (TTY).</P>
        <HD SOURCE="HD1">Summary of the Notice of Proposed Rulemaking</HD>
        <HD SOURCE="HD1">I. Introduction</HD>
        <P>1. In this Notice of Proposed Rulemaking (“NPRM”), we propose rules to implement the Commercial Advertisement Loudness Mitigation (“CALM”) Act.<SU>1</SU>
          <FTREF/>Among other things, the CALM Act directs the Commission to incorporate into its rules by reference and make mandatory a technical standard developed by an industry standard-setting body that is designed to prevent television commercial advertisements from being transmitted at louder volumes than the program material they accompany.<SU>2</SU>
          <FTREF/>As mandated by the statute, the proposed rules will apply to TV broadcasters, cable operators and other multichannel video programming distributors (“MVPDs”).<SU>3</SU>
          <FTREF/>The new law requires the Commission to adopt the required regulation on or before December 15, 2011,<SU>4</SU>
          <FTREF/>and it will take effect one year after adoption.<SU>5</SU>
          <FTREF/>We seek comment below on proposals regarding compliance, waivers, and other implementation issues.</P>
        <FTNT>
          <P>

            <SU>1</SU>The Commercial Advertisement Loudness Mitigation (“CALM”) Act, Pub. L. 111-311, 124 Stat. 3294 (2010) (codified at 47 U.S.C. 621). The CALM Act was enacted on December 15, 2010 (S. 2847, 111th Cong.). The relevant legislative history includes the Senate and House Committee Reports to bills S. 2847 and H.R. 1084, respectively, as well as the Senate and House Floor Consideration of these bills.<E T="03">See</E>Senate Commerce, Science, and Transportation Committee Report dated Sept. 29, 2010, accompanying Senate Bill, S. 2847, 111th Cong. (2010), S. REP. 111-340 (“<E T="03">Senate Committee Report to S. 2847”</E>); House Energy and Commerce Committee Report dated Dec. 14, 2009, accompanying House Bill, H.R. 1084, 111th Cong. (2009), H.R. REP. 111-374 (“<E T="03">House Committee Report to H.R. 1084”</E>); Senate Floor Consideration of S. 2847, 156 Cong. Rec. S7763 (daily ed. Sept. 29, 2010) (bill passed) (“<E T="03">Senate Floor Debate”</E>); House Floor Consideration of S. 2847, 156 Cong. Rec. H7720 (daily ed. Nov. 30, 2010) (“<E T="03">House Floor Debate of S. 2847”</E>) and H7899 (daily ed. Dec. 2, 2010) (bill passed); House Floor Consideration of H.R. 1084, 155 Cong. Rec. H14907 (daily ed. Dec. 15, 2009). Note that the Senate and House Committee Reports were prepared before the bill was amended to add Section 2(c) of the CALM Act (the compliance provision).<E T="03">See Senate Floor Debate</E>at S7763- S7764 (approving “amendment No. 4687”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>
            <E T="03">See</E>ATSC A/85: “ATSC Recommended Practice: Techniques for Establishing and Maintaining Audio Loudness for Digital Television,” (May 25, 2011) (“ATSC A/85 RP”). To obtain a copy of the ATSC A/85 RP, visit the ATSC website:<E T="03">http://www.atsc.org/cms/standards/a_85-2009.pdf. See also</E>47 U.S.C. 621(a);<E T="03">Senate Committee Report to S. 2847</E>at 1;<E T="03">House Committee Report to H.R. 1084</E>at 1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>We refer herein to covered entities collectively as “stations/MVPDs” or “regulated entities.”</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>47 U.S.C. 621(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>47 U.S.C. 621(b)(1).</P>
        </FTNT>
        <HD SOURCE="HD1">II. Background</HD>
        <P>2. The CALM Act was enacted into law on December 15, 2010 in response to consumer complaints about loud commercials.<SU>6</SU>
          <FTREF/>The Commission has received complaints about “loud commercials” virtually since the inception of commercial television, more than 50 years ago.<SU>7</SU>
          <FTREF/>Indeed, loud commercials have been a leading source of complaints to the Commission since the FCC Consumer Call Center began reporting the top consumer complaints in 2002.<SU>8</SU>
          <FTREF/>One common complaint is that a commercial is abruptly louder than the adjacent programming.<SU>9</SU>
          <FTREF/>The problem occurs in over-the-air broadcast television programming, as well as in cable, Direct Broadcast Satellite (“DBS”) and other video programming.</P>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See also House Floor Debate of S. 2847</E>at H. 7721 (Rep. Eshoo stating that the law is in response to “the complaints that the American people have registered with the FCC over the last 50 years”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See 1984 Order,</E>FCC 84-300, 49 FR 28077, July 10, 1984 (“<E T="03">1984 Order”</E>) (observing in 1984 that “the Commission has received complaints of loud commercials for at least the last 30 years”).<E T="03">See also</E>47 CFR 73.4075; Public Notice, “Statement of Policy Concerning Loud Commercials,” 1 FCC 2d 10, para. 20(a) (1965) (unpublished) (“<E T="03">1965 Policy Statement”</E>) (concluding that “complaints of loud commercials are numerous enough to require corrective action by the industry and regulatory measures by the Commission”).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>8</SU>To view the FCC's Quarterly Inquiries and Complaints Reports, visit<E T="03">http://www.fcc.gov/cgb/quarter/.</E>According to the FCC Consumer Call Center, since January 2008, the Commission has received 819 complaints and 4,582 inquiries from consumers about “loud commercials.”</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See Senate Committee Report to S. 2847</E>at 1-2.<E T="03">See also</E>Public Notice, “Statement of Policy Concerning Loud Commercials,” 1 FCC 2d 10, para. 15 (1965) (“<E T="03">1965 Policy Statement”</E>) (stating that a “common source of complaint is the contrast between loudness of commercials as compared to the volume of preceding program material—<E T="03">e.g.,</E>soft music or dialogue immediately followed by a rapid-fire, strident commercial”).</P>
        </FTNT>
        <P>3. The Commission has not regulated the “loudness” of commercials, primarily because of the difficulty of crafting effective rules “due to the subjective nature” of loudness.<SU>10</SU>
          <FTREF/>The Commission has incorporated by reference into its rules various industry standards on digital television, but these standards do not describe a consistent method for industry to measure and control audio loudness.<SU>11</SU>
          <FTREF/>The loud<PRTPAGE P="32118"/>commercial problem seems to have been exacerbated by the transition to digital television. DTV's expanded aural dynamic range allows for greater variations in loudness for cinema-like sound quality. As a result, when content providers and/or stations/MVPDs do not properly manage DTV loudness, the resulting wide variations in loudness are more noticeable to consumers.<SU>12</SU>
          <FTREF/>However, DTV technology also offers industry the opportunity to more easily manage loudness.</P>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See 1984 Order</E>at para. 14.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>11</SU>47 CFR 73.682(d) incorporates by reference and requires compliance with most of the Advanced Television Systems Committee (“ATSC”) A/53 Digital Television Standard (2007 version) relating to digital broadcast television and 47 CFR 76.640(b)(1)(iii) incorporates by reference the American National Standards Institute/Society of Cable Telecommunications Engineers (“ANSI/SCTE”) Standard 54 (2003 version) relating to digital cable television. The rules do not currently incorporate by reference a standard that applies to satellite TV (“DBS”) providers. Part 5 of the ATSC Standard A/53, which includes the Dolby AC-3 DTV audio standard, has recently been updated by ATSC. In our<E T="03">Video Description NPRM,</E>we propose to update our DTV transmission standard in Section 73.682(d) of our rules to incorporate by reference the 2010 version of Part 5 of the ATSC A/53 Digital Television Standard (relating to audio systems).<E T="03">See Video Description NPRM,</E>FCC 11-36, 76 FR 14856, March 18, 2011 (“<E T="03">Video Description NPRM”</E>).<E T="03">See also</E>ATSC A/53, Part 5: 2010 “ATSC Digital Television Standard, Part 5—AC-3 Audio System Characteristics” (July 6, 2010) (“2010 ATSC A/53 Standard, Part 5”). We note that this proposal is consistent with our proposed rules herein because the ATSC A/85 RP references and requires compliance with the same testing methodology adopted in the 2010 ATSC A/53 Standard, Part 5.<E T="03">See, e.g.,</E>
            <E T="03"/>ATSC A/85 RP §§ 2.1 at 9 (referencing A/<PRTPAGE/>53) and 7.1 at 17 (stating that the ATSC A/85 RP “identifies methods to ensure consistent digital television loudness through the proper use of dialnorm metadata for all content, and thus comply with A/53”). The previous version of the ATSC A/53 Standard, Part 5, which is incorporated by reference in Section 73.682(d), includes an outdated audio loudness measurement method.<E T="03">See</E>ATSC A/53, Part 5: 2007 “ATSC Digital Television Standard, Part 5—AC-3 Audio System Characteristics” § 5.5 at 9 (Dialogue Level) (Jan. 3, 2007) (“2007 ATSC A/53 Standard, Part 5”). The 2010 ATSC A/53 Standard, Part 5, contains the new methods to measure and control audio loudness, reflected in the ATSC A/85 RP.<E T="03">See</E>2010 ATSC A/53 Standard, Part 5 at § 2.1 at 5 (referencing A/85) and § 5.5 at 9 (Dialogue Level). We anticipate that the Video Description proceeding, MB Docket No. 11-43, will be completed before we adopt the regulation required by the CALM Act.<E T="03">See Video Description NPRM,</E>para. 5, n.14 (the Communications and Video Accessibility Act requires reinstatement of the video description rules one year after the date of its enactment, which occurred on October 8, 2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">See</E>ATSC Letter by Mark Richer, ATSC President, and attached “Executive Summary of the ATSC DTV Loudness Tutorial Presented on February 1, 2011” (dated Apr. 8, 2011) (“<E T="03">ATSC Letter</E>and<E T="03">DTV Loudness Tutorial Summary”</E>) (stating “[t]he ATSC AC-3 Digital Television Audio System has 32 times the perceived dynamic range (ratio of soft to loud sounds) than the previous NTSC analog audio system. Although this increase in dynamic range makes cinema-like sound a reality for DTV, greater loudness variation is now an unintentional consequence when loudness is not managed correctly”).</P>
        </FTNT>
        <P>4. The television broadcast industry has recognized the importance of measuring and controlling volume in television programming, particularly in the context of the transition to digital television. In November 2009, the Advanced Television Systems Committee (“ATSC”)<SU>13</SU>
          <FTREF/>completed and published its A/85 Recommended Practice (“ATSC A/85 RP”),<SU>14</SU>
          <FTREF/>which was developed to offer guidance to the TV industry—from content creators to distributors to consumers—about DTV audio loudness management.<SU>15</SU>
          <FTREF/>On May 25, 2011, the ATSC approved a successor document to the A/85 RP, which, among other things, adds an Annex J concerning “the courses of action necessary to perform effective loudness control of digital television commercial advertising.”<SU>16</SU>
          <FTREF/>Although the ATSC A/85 RP, like most ATSC documents, was primarily intended for over-the-air TV broadcasters, the ATSC A/85 RP also offers guidance to cable and DBS operators, and other MVPDs to the extent that they use the AC-3 digital audio system<SU>17</SU>
          <FTREF/>when they transmit digital programming content, including commercial advertisements, to consumers.<SU>18</SU>
          <FTREF/>The ATSC A/85 RP adopts the International Telecommunication Union<SU>19</SU>
          <FTREF/>Radiocommunication Sector (“ITU-R”)<SU>20</SU>
          <FTREF/>Recommendation BS.1770 measurement algorithm as the loudness measurement standard<SU>21</SU>
          <FTREF/>and sets forth various techniques for industry to manage and control the audio loudness of digital programming content as it flows down the production stream.<SU>22</SU>
          <FTREF/>The ITU-R BS.1770 measurement algorithm provides a numerical value that indicates the perceived loudness of the content.<SU>23</SU>
          <FTREF/>That numerical value is encoded in the audio content by the content provider or station/MVPD as a metadata parameter called “dialnorm.”<SU>24</SU>
          <FTREF/>Stations/MVPDs transmit the “dialnorm” to the consumer's reception equipment along with the programming to direct the consumer's equipment to manage and control the loudness of the programming.<SU>25</SU>

          <FTREF/>The “golden rule” of the ATSC A/85 RP is that the dialnorm value must correctly identify the perceived loudness of the content it accompanies in order to prevent loudness variation during content transitions on a channel (<E T="03">e.g.,</E>TV program to commercial) or when changing channels.<SU>26</SU>
          <FTREF/>If the “dialnorm”<PRTPAGE P="32119"/>parameter is present and set correctly, the AC-3 audio decoder in the consumer's home receiver will automatically adjust the volume to eliminate spikes in loudness at these transitions. The ATSC A/85 RP also clarifies that the ATSC A/53 DTV Transmission Standard requires that the dialnorm value be encoded accurately and carried with the audio content and assumes compliance with this technical requirement.<SU>27</SU>
          <FTREF/>If all stations/MVPDs measure content with the ITU-R BS.1770 measurement algorithm and transmit dialnorm metadata that correctly identifies the loudness of the content it accompanies, then consumers will be able to set their volume controls to their preferred listening (loudness) level and will not have to adjust the volume between programs and commercials.<SU>28</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>13</SU>ATSC is an international, non-profit organization developing voluntary standards for digital television. The ATSC member organizations represent the broadcast, broadcast equipment, motion picture, consumer electronics, computer, cable, satellite, and semiconductor industries. ATSC creates and fosters implementation of voluntary Standards and Recommended Practices to advance digital television broadcasting and to facilitate interoperability with other media.<E T="03">See http://www.atsc.org/aboutatsc.html.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>
            <E T="03">See</E>ATSC A/85: “ATSC Recommended Practice: Techniques for Establishing and Maintaining Audio Loudness for Digital Television,” (Nov. 4, 2009).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>15</SU>
            <E T="03">See</E>ATSC A/85 RP § 1 at 7. A key goal of the ATSC A/85 RP was to develop a system that would enable industry to control the variations in loudness of digital programming, while retaining the improved sound quality and dynamic range of such programming.<E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>ATSC A/85 RP Annex J.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>17</SU>AC-3 is one method of formatting and encoding digital multi-channel audio, used by TV broadcast stations and many traditional cable operators. The AC-3 audio system is defined in the ATSC Digital Audio Compression Standard (A/52B), which is incorporated into the ATSC Digital Television Standard (A/53).<E T="03">See</E>ATSC A/52B: “Digital Audio Compression (AC-3, E-AC-3) Standard, Revision B” (June 14, 2005). The ATSC A/85 RP provides methods for establishing and maintaining audio loudness using Dialog Normalization (dialnorm) metadata, a parameter unique to the AC-3 audio system.<E T="03">See, e.g.,</E>ATSC A/85 RP § 4 at 13.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>18</SU>
            <E T="03">See, e.g.,</E>ATSC A/85 RP Annex H at 61. As discussed<E T="03">infra,</E>the ATSC A/85 RP provides some guidance for handling content without metadata, including non-AC-3 audio content; but the A/85 RP contemplates encoding all content into AC-3 and setting dialnorm appropriately.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>19</SU>The International Telecommunication Union (“ITU”) is a specialized agency of the United Nations whose goal is to promote international cooperation in the efficient use of telecommunications, including the use of the radio frequency spectrum. The ITU publishes technical recommendations concerning various aspects of radiocommunication technology. These recommendations are subject to an international peer review and approval process in which the Commission participates.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>20</SU>The ITU Radiocommunication Sector (“ITU-R”) plays a vital role in the global management of the radio-frequency spectrum and satellite orbits—limited natural resources which are increasingly in demand from a large and growing number of services such as fixed, mobile, broadcasting, amateur, space research, emergency telecommunications, meteorology, global positioning systems, environmental monitoring and communication services—that ensure safety of life on land, at sea and in the skies.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>21</SU>The internationally accepted ITU-R BS.1770 measurement algorithm, presented in units of loudness K-weighted, relative to full scale (“LKFS”), was developed to give industry professionals a contemporary and accurate tool to measure loudness by modeling the human hearing system. ITU is currently considering improvements to its recommendation.<E T="03">See</E>ITU Press Release, titled “Sound advice from ITU to keep TV volume in check; ITU Recommendation to control volume variations in TV programming” at<E T="03">http://www.itu.int/newsroom/press_releases/2010/03.html</E>(dated Jan. 18, 2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>22</SU>
            <E T="03">See</E>ATSC A/85 RP § 7.1 at 17 (the ATSC A/85 RP “identifies methods to ensure consistent digital television loudness through the proper use of dialnorm metadata for all content”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>23</SU>
            <E T="03">See</E>ATSC A/85 RP § 3.4 at 12 (defining ITU-R BS.1770). “Loudness” is a subjective measure based on human perception of sound waves that can be difficult to quantify and thus to measure. The ITU utilized very extensive human testing to produce an algorithm which provides a good approximation of human loudness perception of program audio to measure the loudness of programs. “Volume,” in contrast to loudness, is an objective measure based on the amplitude of sound waves.<E T="03">See</E>ATSC A/85 RP § 3.4 at 13 (defining loudness as “[a] perceptual quantity; the magnitude of the physiological effect produced when a sound stimulates the ear”).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>24</SU>Metadata or “data about the (audio) data” is instructional information that is transmitted to the home (separately, but in the same bit stream) along with the digital audio content it describes.<E T="03">See</E>ATSC A/85 RP § 1.1 at 7. The dialnorm and other metadata parameters are integral to the AC-3 audio bit stream.<E T="03">Id.</E>at 8. The dialnorm value identifies the average measured loudness of the content.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>25</SU>From the consumer's perspective, the dialnorm metadata parameter defines the volume level the sound needs to be reproduced so that the consumer will end up with a uniform volume level across programs and commercials without a need to adjust it again.<E T="03">See</E>ATSC A/85 RP at 7.<E T="03">See also ATSC DTV Loudness Tutorial Summary</E>at 1 (“When content is measured with the ITU-R BS.1770 measurement algorithm and dialnorm metadata is transmitted that correctly identifies the loudness of the content it accompanies, the ATSC AC-audio system presents DTV sound capable of cinema's range but without loudness variations that a viewer may find annoying.”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>26</SU>
            <E T="03">See ATSC</E>
            <E T="03">DTV Loudness Tutorial Summary</E>at 1 (“An essential requirement (the golden rule) for management of loudness in an ATSC audio system is to ensure that the average content loudness in<PRTPAGE/>units of LKFS matches the metadata's dialnorm value in the AC-3 bit stream. If these two values do not match, the metadata cannot correctly ensure that the consumer's DTV sound level is consistently reproduced”).<E T="03">See also</E>ATSC A/85 RP § 5.2 at 15.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>27</SU>
            <E T="03">See</E>ATSC A/85 RP § 7.1 at 17 (“Carriage of and correct setting of the value of dialnorm is mandatory”); ATSC A/85 RP Annex J at § J.3.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>28</SU>
            <E T="03">See</E>ATSC A/85 RP § 4 at 13. If the ATSC A/85 RP is applied to all channels, the loudness will also be consistent across channels.<E T="03">Id.</E>We note that the AC-3 audio system does not intend to eliminate all loudness variations, but only prevent loudness variations during content transitions. Indeed, the AC-3 audio system increases the dynamic range to provide consumers with cinema-like sound quality.<E T="03">See ATSC DTV Loudness Tutorial Summary</E>at 1.</P>
        </FTNT>
        <P>5. Following Congress's adoption of the CALM Act, Commission staff held informal meetings with industry representatives for preliminary information gathering purposes and to obtain technical guidance on how the various industry segments currently manage audio loudness and how they intend to comply with the required regulation.<SU>29</SU>
          <FTREF/>In these meetings, industry representatives described certain challenges they may face with complying with the required regulation. For example, industry representatives explained that some MVPDs do not exclusively use the AC-3 audio system on which the ATSC RP A/85 is based. Also, industry representatives explained that some stations/MVPDs may face challenges with respect to the content which they do not create or insert into the program stream. We address these issues in the discussion section that follows.</P>
        <FTNT>
          <P>
            <SU>29</SU>
            <E T="03">See</E>Appendix: List of Participants. These informal meetings occurred prior to commencement of this proceeding and are not subject to the<E T="03">ex parte</E>requirements. These meetings do not supplant official comments in this proceeding.</P>
        </FTNT>
        <P>6. The statutory text of the CALM Act provides in relevant part as follows:<SU>30</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>30</SU>
            <E T="03">See</E>47 U.S.C. 621 (2010).<E T="03">See also</E>47 U.S.C. 609 (2010).</P>
        </FTNT>
        
        <EXTRACT>

          <P>(2) (a) Rulemaking required. Within 1 year after the date of enactment of this Act, the Federal Communications Commission shall prescribe pursuant to the Communications Act of 1934 (47 U.S.C. 151<E T="03">et seq.</E>) a regulation that is limited to incorporating by reference and making mandatory (subject to any waivers the Commission may grant) the “Recommended Practice: Techniques for Establishing and Maintaining Audio Loudness for Digital Television” (A/85), and any successor thereto, approved by the Advanced Television Systems Committee, only insofar as such recommended practice concerns the transmission of commercial advertisements by a television broadcast station, cable operator, or other multichannel video programming distributor.<SU>31</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>31</SU>
              <E T="03">Id.</E>621(a).</P>
          </FTNT>
          <P>(b) Implementation</P>
          <P>(1) Effective Date. The Federal Communications Commission shall prescribe that the regulation adopted pursuant to subsection (a) shall become effective 1 year after the date of its adoption.<SU>32</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>32</SU>
              <E T="03">Id.</E>621(b)(1).</P>
          </FTNT>
          <P>(2) Waiver. For any television broadcast station, cable operator, or other multichannel video programming distributor that demonstrates that obtaining the equipment to comply with the regulation adopted pursuant to subsection (a) would result in financial hardship, the Federal Communications Commission may grant a waiver of the effective date set forth in paragraph (1) for 1 year and may renew such waiver for 1 additional year.<SU>33</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>33</SU>
              <E T="03">Id.</E>621(b)(2).</P>
          </FTNT>
          <P>(3) Waiver Authority. Nothing in this section affects the Commission's authority under section 1.3 of its rules (47 CFR 1.3) to waive any rule required by this Act, or the application of any such rule, for good cause shown to a television broadcast station, cable operator, or other multichannel video programming distributor, or to a class of such stations, operators, or distributors.<SU>34</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>34</SU>
              <E T="03">Id.</E>621(b)(3).</P>
          </FTNT>
          <P>(c) Compliance. Any broadcast television operator, cable operator, or other multichannel video programming distributor that installs, utilizes, and maintains in a commercially reasonable manner the equipment and associated software in compliance with the regulations issued by the Federal Communications Commission in accordance with subsection (a) shall be deemed to be in compliance with such regulations.<SU>35</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>35</SU>
              <E T="03">Id.</E>621(c).</P>
          </FTNT>
          <P>(d) Definitions. For purposes of this section—</P>
          <P>(1) The term “television broadcast station” has the meaning given such term in section 325 of the Communications Act of 1934 (47 U.S.C. 325);<SU>36</SU>
            <FTREF/>and</P>
          <FTNT>
            <P>
              <SU>36</SU>
              <E T="03">Id.</E>621(d)(1). Section 325 of the Communications Act defines the term “television broadcast station” as “an over-the-air commercial or noncommercial television broadcast station licensed by the Commission under subpart E of part 73 of title 47, Code of Federal Regulations, except that such term does not include a low-power or translator television station.” 47 U.S.C. 325(b)(7)(B).</P>
          </FTNT>
          <P>(2) The terms “cable operator” and “multi-channel video programming distributor” have the meanings given such terms in section 602 of Communications Act of 1934 (47 U.S.C. 522).<SU>37</SU>
            <FTREF/>
          </P>
        </EXTRACT>
        <FTNT>
          <P>
            <SU>37</SU>
            <E T="03">Id.</E>621(d)(2). Section 602 of Communications Act defines the term “cable operator” as “any person or group of persons (A) who provides cable service over a cable system and directly or through one or more affiliates owns a significant interest in such cable system, or (B) who otherwise controls or is responsible for, through any arrangement, the management and operation of such a cable system.” 47 U.S.C. 522(5). Section 602 of Communications Act defines the term “multichannel video programming distributor” as “a person such as, but not limited to, a cable operator, a multichannel multipoint distribution service, a direct broadcast satellite service, or a television receive-only satellite program distributor, who makes available for purchase, by subscribers or customers, multiple channels of video programming.” 47 U.S.C. 522(13).</P>
        </FTNT>
        <HD SOURCE="HD1">III. Discussion</HD>
        <P>7. In this discussion, we consider the scope of the CALM Act and identify the entities responsible under the law for preventing the transmission of loud commercials. Next, we address how stations/MVPDs can demonstrate compliance with the ATSC A/85 RP pursuant to the provisions of the CALM Act and propose a consumer-driven complaint process to enforce regulations mandated by the Act. We also seek information and comment on challenges for stations/MVPDs in complying with the statute and approaches that will enable them to comply consistent with their statutory responsibilities. Finally, we consider how to implement the waiver provisions in the statute.</P>
        <HD SOURCE="HD2">A. Section 2(a) and Scope</HD>
        <P>8. We begin by addressing Section 2(a) and the scope of the CALM Act. As indicated above, Section 2(a) directs the Commission to “prescribe * * * a regulation that is limited to incorporating by reference and making mandatory” the ATSC A/85 RP.<SU>38</SU>
          <FTREF/>This language not only requires us to incorporate by reference and make mandatory the ATSC A/85 RP, but it expressly limits our authority in that regard. Therefore, we tentatively conclude that the Commission may not modify the technical standard or adopt other actions inconsistent with the statute's express limitations. Accordingly, we propose to incorporate by reference the ATSC A/85 RP into our rules.<SU>39</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>38</SU>
            <E T="03">See</E>47 U.S.C. 621(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>39</SU>
            <E T="03">See</E>proposed rules 47 CFR 73.682(e) and 76.607. As required by the Office of the Federal Register (“OFR”), we will obtain approval from the Director of the Federal Register to incorporate by reference the ATSC A/85 RP into our rules.<E T="03">See</E>5 U.S.C. 552(a); 1 CFR 51.3; and generally 1 CFR part 51 (Incorporation by Reference). We note that the ATSC A/85 RP will be incorporated into our rules as it exists on the date it is approved by the OFR for incorporation by reference. We will incorporate future versions of the ATSC A/85 RP as they<PRTPAGE/>become available and will publish notice of updates to this incorporation by reference in the<E T="04">Federal Register.</E>
          </P>
        </FTNT>
        <PRTPAGE P="32120"/>
        <P>9. Section 2(a) further mandates that the Commission incorporate by reference and make mandatory the ATSC A/85 RP “only insofar as [it] concerns the transmission of commercial advertisements. * * *”<SU>40</SU>
          <FTREF/>We seek comment on whether and how to identify the portions of the ATSC A/85 RP “concern[ing] the transmission of commercial advertisements” for purposes of the statute.<SU>41</SU>
          <FTREF/>We note that the ATSC recently approved a successor document to the A/85 RP which, among other things, adds an Annex J, titled “Requirements for Establishing and Maintaining Audio Loudness of Commercial Advertising in Digital Television,” addressing “the courses of action necessary to perform effective loudness control of digital television commercial advertising.”<SU>42</SU>
          <FTREF/>We invite comment on the successor document and on the significance of Annex J.</P>
        <FTNT>
          <P>
            <SU>40</SU>
            <E T="03">See</E>47 U.S.C. 621(a).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>41</SU>We note that, under the CALM Act, each regulated entity is responsible for determining how to use the ATSC A/85 RP to ensure that its viewers receive commercials and programming at a consistent loudness.<E T="03">See, e.g.,</E>ATSC A/85 RP § 8 (describing effective solutions for managing variations in loudness during program-to-interstitial transitions); ATSC A/85 RP Annex J § J.2.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>42</SU>ATSC A/85 RP Annex J § J.1.</P>
        </FTNT>
        <P>10. We also interpret the statutory language “the transmission of commercial advertisements” to apply to all such transmissions by stations/MVPDs. In our informal meetings, some industry representatives noted that in some circumstances stations/MVPDs do not create or insert all the commercials that they ultimately transmit to consumers. They further asserted that the rules the Commission will adopt to implement the CALM Act should limit a station/MVPD's responsibility to commercials that the station/MVPD itself “inserts” into the programming stream and not apply to all commercials a station/MVPD transmits to the consumer. We believe such an approach and limitation would be inconsistent with the statutory language, the purpose of the CALM Act, the legislative history, and ATSC A/85 RP. The statute expressly applies to commercials transmitted by a station/MVPD and makes no exception for commercials not inserted by the station/MVPD. Nothing in the statutory language or legislative history distinguishes between different sources of commercial content or suggests any intent to limit a station/MVPD's responsibility only to those commercials “inserted” by it. Nor does the ATSC A/85 RP make such a distinction.<SU>43</SU>
          <FTREF/>To the contrary, the legislative history underscores that the purpose of the statute is to address consumers' experiences with loud commercials, and the statute imposes responsibility for addressing the problem on the station/MVPD.<SU>44</SU>

          <FTREF/>Limiting regulations to only certain commercials would undermine the statute's purpose. As a practical matter, consumers neither know nor care which entity inserts commercials into the programming stream. Therefore, we tentatively conclude that “transmission of commercial advertisements” means transmission of all commercials, and therefore that stations/MVPDs are responsible for all commercials “transmitted” by them, including commercials inserted by stations/MVPDs, as well as those commercials that are in the programming that stations/MVPDs receive from content providers and transmit (or retransmit) to viewers. We believe this interpretation is required by the express language of the statute, but we invite commenters to address this analysis. We also seek specific information from stations and MVPDs on the percentage of the commercials they transmit to consumers that is inserted by the station/MVPD itself, as compared to the percentage of commercials that is part of programming from a content provider (<E T="03">e.g.,</E>from a network or cable programmer).</P>
        <FTNT>
          <P>
            <SU>43</SU>
            <E T="03">See</E>ATSC A/85 RP § 8 at 23. (“Methods to effectively control program-to-interstitial loudness”).<E T="03">See also</E>ATSC A/85 RP § 8.4 at 24-25 (“TV Station and MVPD local ad insertion”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>44</SU>
            <E T="03">See House Floor Debate of S. 2847</E>at H7720 (Rep. Eshoo stating that the bill would “eliminate the earsplitting levels of television advertisements and return control of television sound modulation to the American consumer”);<E T="03">Senate Committee Report to S. 2847</E>at 1 (stating purpose of law).</P>
        </FTNT>
        <P>11. Section 2(a) applies to “commercial advertisements,” but does not define this term for purposes of the statute.<SU>45</SU>
          <FTREF/>Nor does the legislative history address the definition of “commercial advertisements.” We seek comment on how to define this term for purposes of the CALM Act.<SU>46</SU>
          <FTREF/>For example, does the term “commercial advertisements” include political advertising, including uses by legally qualified candidates?<SU>47</SU>
          <FTREF/>Does the term “commercial advertisements” apply to promotions of television or cable/MVPD programs? We anticipate that noncommercial broadcast stations will largely not be affected by this proceeding, because Section 399B of the Communications Act, as amended, prohibits them from broadcasting “advertisements.”<SU>48</SU>
          <FTREF/>In 2001, however, the Commission concluded that the prohibition in Section 399B does not apply to nonbroadcast services provided by noncommercial stations, such as subscription services provided on their DTV channels.<SU>49</SU>
          <FTREF/>We seek comment on whether the CALM Act applies to noncommercial stations to the extent they transmit advertisements on nonbroadcast streams and, if so, whether this raises any issues unique to the noncommercial service. We note that the definition of a “television broadcast station” used by the CALM Act includes both a commercial and noncommercial television broadcast station.</P>
        <FTNT>
          <P>

            <SU>45</SU>We note that Section 399B of the Communications Act defines the term “advertisement” as “any message or other programming material which is broadcast or otherwise transmitted in exchange for any remuneration, and which is intended—(1) to promote any service, facility, or product offered by any person who is engaged in such offering for profit; (2) to express the views of any person with respect to any matter of public importance or interest; or (3) to support or oppose any candidate for political office.”<E T="03">See</E>47 U.S.C. 399b(a).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>46</SU>We note that, in the context of commercial limits during children's programming, the Commission defines “commercial matter” as “airtime sold for purposes of selling a product or service and promotions of television programs or video programming services other than children's or other age-appropriate programming appearing on the same channel or promotions for children's educational and informational programming on any channel.”<E T="03">See</E>47 CFR 73.670 Note 1; 47 CFR 76.225 Note 1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>47</SU>
            <E T="03">See</E>47 U.S.C. 315.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>48</SU>47 U.S.C. 399b.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>49</SU>
            <E T="03">See</E>Report and Order, FCC 01-306, 66 FR 58973, November 26, 2001.</P>
        </FTNT>
        <P>12. Section 2(a) expressly applies to each “television broadcast station, cable operator, or other multichannel video programming distributor.” The CALM Act incorporates definitions of these terms contained in the Communications Act.<SU>50</SU>
          <FTREF/>In our informal meetings, some industry representatives explained that not all MVPDs use the AC-3 audio systems on which the ATSC A/85 RP is based for all content.<SU>51</SU>

          <FTREF/>Therefore, they asserted that, to the extent that an MVPD does not use AC-3 audio technology, the statute should not apply to them. The statute, however, expressly applies to all stations/MVPDs regardless of the audio system they currently use. Nothing in the statutory language or legislative history suggests an intent to make an exception for MVPDs that do not use AC-3 audio systems. The purpose of the statute is to address the problem of loud commercials for all TV consumers, not just those served by stations/MVPDs that use a particular audio system. Not only would limiting the statute's scope to stations/MVPDs<PRTPAGE P="32121"/>that use AC-3 audio systems be inconsistent with the express language of the statute, we think such a reading would undermine the statute's purpose. Therefore, we tentatively conclude that the CALM Act defines the scope and application of the new technical loudness standard as mandatory for all stations/MVPDs and not only those using AC-3 audio systems. We believe this interpretation is required by the express language of the statute, but we invite commenters to address this analysis. In addition, we seek comment below on whether and how MVPDs that do not use AC-3 audio systems can comply with the CALM Act.<SU>52</SU>
          <FTREF/>We note that ATSC is considering amending the ATSC A/85 RP to address how an MVPD that does not exclusively use an AC-3 audio system can follow the ATSC A/85 RP.<SU>53</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>50</SU>47 U.S.C. 621(d).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>51</SU>We note that broadcast TV stations are required to use AC-3 audio systems by Section 73.682 of our rules, which incorporates by reference the ATSC A/53 Standard.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>52</SU>
            <E T="03">See infra</E>discussion considering compliance by stations/MVPDs that face practical challenges, such as the use of non-AC-3 audio systems.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>53</SU>
            <E T="03">See ATSC</E>
            <E T="03">Letter</E>(“ATSC has also started work on the development of a new “Annex K” that addresses loudness management for commercial advertising when using non-AC-3 audio systems.”).</P>
        </FTNT>
        <P>13. Finally, Section 2(a) mandates that the required regulation be prescribed “[w]ithin 1 year after the date of the enactment of this Act” and incorporate by reference and make mandatory “any successor” to the ATSC A/85 RP.<SU>54</SU>
          <FTREF/>Because the statute requires the Commission to incorporate successors to the ATSC A/85 RP, and affords the Commission no discretion in this regard, we tentatively conclude that no notice and comment will be necessary to incorporate successor documents into our rules.<SU>55</SU>

          <FTREF/>In accordance with this statutory directive and consistent with the requirements of the Office of the<E T="04">Federal Register</E>, we tentatively conclude that any successors to the ATSC A/85 RP will take effect when the Commission has obtained approval from the Director of the Federal Register to incorporate by reference such successors into our rules and publishes a technical amendment in the<E T="04">Federal Register</E>to codify the successors into the Commission's rules.<SU>56</SU>
          <FTREF/>If the ATSC adopts a successor to the ATSC A/85 RP before we issue a Report and Order in this proceeding, we tentatively conclude that we will incorporate by reference into our rules the successor standard adopted by ATSC. We ask that the ATSC notify us whenever it approves a successor to the ATSC A/85 RP, and submit a copy of it into the record of this proceeding.<SU>57</SU>
          <FTREF/>We direct the Media Bureau to issue a public notice announcing the ATSC's approval of any successor to the ATSC A/85 RP. We seek comment on our tentative conclusions.</P>
        <FTNT>
          <P>
            <SU>54</SU>47 U.S.C. 621(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>55</SU>
            <E T="03">See</E>5 U.S.C. 552(b)(B) (providing that Administrate Procedure Act's notice and comment requirements do not apply when the agency for good cause finds, and incorporates the finding and a brief statement of reasons therefor in the rules issued, that notice and public procedure thereon are unnecessary).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>56</SU>
            <E T="03">See</E>5 U.S.C. 552(a); 1 CFR 51.3; and<E T="03">generally</E>1 CFR part 51.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>57</SU>We request that the ATSC also send a courtesy copy of the notice to the Chief Engineer of the Media Bureau.</P>
        </FTNT>
        <HD SOURCE="HD2">B. Compliance and Enforcement</HD>
        <P>14. As established above, each station/MVPD is responsible for complying with the CALM Act. In this section, we address how stations/MVPDs can demonstrate compliance with the statute. Specifically, we believe that a station/MVPD can demonstrate compliance with the statute by showing that it has satisfied the safe harbor requirements set out in Section 2(c) of the CALM Act, as described in detail below, or by proving through other means that any commercials that are the subject of a complaint meet the standards of the statute. We also address stations/MVPDs that seek to ensure that the commercials they transmit to viewers comply with the ATSC A/85 RP through contracts with their content providers. We recognize that there may be alternative means of complying and demonstrating compliance with the regulations required by the CALM Act, and we intend to take into consideration challenges that stations/MVPDs may face in complying with the ATSC A/85 RP, and how those challenges may vary depending upon the technology the entity uses, as well as its size and market power.</P>
        <P>15. We note that the ATSC A/85 RP identifies several options for actions that stations/MVPDs may take to control and manage loudness.<SU>58</SU>

          <FTREF/>Under the ATSC A/85 RP, stations/MVPDs can control and manage loudness either by (1) using one or more types of equipment, such as a loudness measurement device and/or software, a file based scaling device, or a real time loudness processing device; or (2) ensuring that their content suppliers deliver the content to them in accordance with their loudness specification (<E T="03">e.g.,</E>a fixed “target” loudness value or the correct dialnorm value).<SU>59</SU>
          <FTREF/>In the latter case, a station/MVPD may be able to comply with the ATSC A/85 RP without having equipment capable of managing audio loudness on its premises because the ATSC A/85 RP recognizes that the adjustments and/or loudness calculations for setting the correct dialnorm value may be performed during production or post-production or otherwise upstream of the station/MVPD. The statute, however, makes the station/MVPD responsible for ensuring that such adjustments and/or calculations have been performed on the content transmitted to its viewers/subscribers, particularly because the ATSC A/85 requires the station/MVPD to ensure the dialnorm is set correctly.<SU>60</SU>
          <FTREF/>We seek to adopt rules that achieve the goals of the statute, are easy to enforce and, at the same time, pose minimal administrative burdens. Therefore, as explained below, we also propose a consumer complaint procedure that enables consumers to file complaints with the Commission and permits stations/MVPDs to demonstrate compliance in response to those complaints in a straightforward manner.</P>
        <FTNT>
          <P>
            <SU>58</SU>
            <E T="03">See</E>ATSC A/85 RP § 8.1.<E T="03">See also</E>ATSC DTV Loudness Tutorial Summary at 2-3.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>59</SU>
            <E T="03">See id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>60</SU>As noted,<E T="03">supra,</E>“Section 2(a) expressly applies to each `television broadcast station, cable operator, or other multichannel video programming distributor.' ”<E T="03">See also</E>ATSC A/85 RP § 8.1 at 23.</P>
        </FTNT>
        <HD SOURCE="HD3">1. Section 2(c) “Safe Harbor”</HD>
        <P>16. Section 2(c) expressly provides that a station/MVPD will be “deemed to be in compliance” with our rules implementing the CALM Act<SU>61</SU>
          <FTREF/>if such entity “installs, utilizes, and maintains in a commercially reasonable manner the equipment and associated software” necessary to comply with the ATSC A/85 RP.<SU>62</SU>
          <FTREF/>The legislative history indicates an intent for this provision to be construed as a “safe harbor” for stations/MVPDs that obtain and use the necessary equipment.<SU>63</SU>

          <FTREF/>Consistent with Section 2(c)'s language and history, we propose to interpret this provision to require the Commission to accept showings that a regulated entity has satisfied Section 2(c)'s requirements as demonstrating compliance, but not to restrict regulated entities to such showings as the only means of demonstrating compliance. We tentatively conclude that the Section 2(c) safe harbor provision requires that a station/MVPD must, itself, install, utilize, and maintain the necessary equipment, based on our reading of the statutory language and associated<PRTPAGE P="32122"/>definitions.<SU>64</SU>
          <FTREF/>That is, we believe that Section 2(c) contemplates action by the television broadcast station<SU>65</SU>
          <FTREF/>and the MVPD itself, and not action by a third party, such as a network with which the station is affiliated or a programmer providing content to the MVPD. We seek comment on this tentative conclusion and on whether there are any circumstances in which a station/MVPD could satisfy the safe harbor parameters by utilizing a third party that has the necessary equipment, rather than installing the equipment itself. For example, would it be consistent with the statutory language for a station to demonstrate Section 2(c) safe harbor compliance by showing that the network with which it is affiliated installed, utilized, and maintained the necessary equipment in a commercially reasonable manner? Is there any relevant distinction in this regard between a network providing content to an affiliate and a programmer providing content to an MVPD?</P>
        <FTNT>
          <P>
            <SU>61</SU>
            <E T="03">See</E>47 U.S.C. 621(c) and proposed rules 47 CFR 73.682(e) and 76.607.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>62</SU>
            <E T="03">See</E>47 U.S.C. 621(c) (which describes when a station “shall be deemed in compliance with [our rules]”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>63</SU>
            <E T="03">See House Floor Debate of S. 2847</E>at H7720 (Rep. Terry describing this provision as “a kind of `safe harbor' by deeming an operator that installs, utilizes and maintains the appropriate equipment and software in compliance with the [CALM Act]”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>64</SU>We also consider,<E T="03">infra,</E>use of contractual arrangements through which a station/MVPD would require that content be delivered to it by a content provider in conformance with the ATSC A/85 RP.<E T="03">See, e.g.,</E>ATSC A/85 RP § 7.3.2 at 18 (stating that “[a] content delivery specification should specify the Target Loudness for all content”).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>65</SU>We note that Section 2(a) refers to a “television broadcast station” and Section 2(c) refers to a “broadcast television operator.”<E T="03">See</E>47 U.S.C. 621(a) and (c). We seek comment on the significance, if any, of the use of these different terms.</P>
        </FTNT>
        <P>17. In our informal meetings with industry, MVPD representatives indicated that they can use equipment to ensure compliance with A/85 for a commercial they insert into a channel, but not for a commercial contained in a block of programming they receive from a content provider. We believe, in this situation, the MVPD may be able to rely on the safe harbor with respect to the commercial it inserts into the programming stream, but not with respect to the commercials for which it does not utilize the equipment. In this situation, the MVPD would be required to use an alternative method of loudness control,<SU>66</SU>
          <FTREF/>and could not rely on the safe harbor in response to a complaint. We seek comment on the situations in which a station/MVPD would be able to satisfy the safe harbor provision with respect to some, but not all, of the commercials it transmits to consumers.</P>
        <FTNT>
          <P>
            <SU>66</SU>
            <E T="03">See infra</E>discussion of Other Ways to Demonstrate Compliance.</P>
        </FTNT>
        <P>18. Below, we propose the interpretations for each of the statutory terms in Section 2(c) and seek comment on these interpretations. We also seek comment on what “commercially reasonable” means in this context. Does the term “commercially reasonable” mean consistent with industry practice? Does it imply consideration of individual circumstances?</P>
        <P>19.<E T="03">Installation.</E>We propose to interpret installation of equipment in a commercially reasonable manner to mean that a station/MVPD has obtained and readied for use in its video distribution system equipment that conforms with the ATSC A/85 RP to control loudness of commercials transmitted to consumers.<SU>67</SU>
          <FTREF/>The solutions set out in ATSC A/85 RP may rely on loudness measurement devices and/or software, file based scaling devices, or real time loudness processing devices depending on the method chosen to control loudness.<SU>68</SU>
          <FTREF/>Loudness measurement devices and/or software must be able to measure loudness using the ITU-R BS.1770 measurement algorithm and support the use of dialnorm metadata.<SU>69</SU>
          <FTREF/>We seek comment on our proposed interpretation and on how to determine whether particular equipment conforms to ITU-R BS.1770 as required in the ATSC A/85 RP. We recognize that stations/MVPDs may want regulatory certainty that the equipment they may purchase (or have already purchased) will enable them to comply with the ATSC A/85 RP (and, thus, the statute).<SU>70</SU>
          <FTREF/>However, we do not propose to require equipment authorization through an equipment performance verification procedure or to establish an administratively burdensome or time-consuming process for determining compliance based on satisfying the installation requirement.<SU>71</SU>
          <FTREF/>We invite comment on what measures we should require stations/MVPDs to take to ensure that they have installed the correct equipment to enable them to take advantage of the safe harbor provided for in Section 2(c) of the CALM Act.</P>
        <FTNT>
          <P>
            <SU>67</SU>
            <E T="03">See</E>ATSC A/85 RP § 8 at 23.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>68</SU>
            <E T="03">See</E>ATSC A/85 RP § 8 at 23.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>69</SU>
            <E T="03">See</E>ATSC A/85 RP § 3.3 at 13 (defining “measured loudness”) and ATSC A/85 RP § 5.1 at 14.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>70</SU>Based on industry sources, Congress estimated that the cost of equipment that controls the volume of programming ranges from a few thousand dollars to about $20,000 per device, depending on the method used to comply with the mandate.<E T="03">Senate Committee Report to S. 2847</E>at 3.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>71</SU>We note that our existing equipment authorization procedures would be inappropriate here because they are generally used to ensure compliance with RF safety or interference issues, neither of which is relevant to demonstrating compliance with the CALM Act.<E T="03">See, e.g.,</E>47 CFR 2.902 (verification) and § 2.907 (certification).</P>
        </FTNT>
        <P>20.<E T="03">Utilization.</E>We propose to interpret utilization of equipment in a commercially reasonable manner to mean that a station/MVPD operates the equipment in conformance with the ATSC A/85 RP to ensure that commercials are transmitted to consumers at a loudness level that is consistent with the programming the commercials accompany.<SU>72</SU>
          <FTREF/>As discussed, the key goal of the ATSC A/85 RP and the statute is to prevent the transmission of loud commercials to consumers.<SU>73</SU>
          <FTREF/>Consistent with that goal, we propose to interpret the term utilization in Section 2(c) to mean that, in order to satisfy the safe harbor provision, mechanisms must be in place to properly measure the loudness of the content for which the safe harbor is claimed and ensure that dialnorm metadata is encoded correctly before transmitting the content to the consumer. We seek comment on this interpretation and on the utilization that is necessary to perform these functions. We also seek comment on how stations/MVPDs that seek to rely on the safe harbor in response to a complaint may demonstrate utilization of the required equipment with regard to the programming in question.</P>
        <FTNT>
          <P>
            <SU>72</SU>
            <E T="03">See, e.g.,</E>ATSC A/85 RP Annex H at 61 (stating “[g]oal is to present to the viewer consistent audio loudness across commercials, programs, and channel changes”).<E T="03">See also, e.g., House Floor Debate of S. 2847</E>at H7720 (Rep. Eshoo stating that the bill would “make the volume of commercials and regular programming uniform so consumers can control sound levels.”);<E T="03">Senate Committee Report to S. 2847</E>at 1 (stating Congress' expectation that the ATSC A/85 RP will “moderat[e] the loudness of commercials in comparison to accompanying video programming”);<E T="03">House Committee Report to H.R. 1084</E>at 1 (stating goal of statute is “to preclude commercials from being broadcast at louder volumes than the program material they accompany”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>73</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>21.<E T="03">Maintenance.</E>We propose to interpret maintenance of equipment in a commercially reasonable manner to mean that a station/MVPD performs routine maintenance on the equipment at issue to ensure that it continues to function in a manner that prevents the transmission of loud commercials to consumers and timely repairs equipment when it malfunctions.<SU>74</SU>

          <FTREF/>Accordingly, we believe maintenance in a “commercially reasonable manner” requires a station/MVPD to routinely perform quality control tests, such as spot checks to ensure that their equipment is properly detecting inappropriate loudness and to take swift corrective action to the extent problems are detected. We seek comment on this interpretation. We also invite comment on what, if any, other quality control measures should be required in order for stations/MVPDs to take advantage of<PRTPAGE P="32123"/>the CALM Act's safe harbor provision. Do stations/MVPDs, in the ordinary course of doing business, maintain records about the routine maintenance of equipment on which they should be able to rely to be deemed in compliance with this element of the statute? Also, how much time is commercially reasonable for repairing malfunctioning equipment?</P>
        <FTNT>
          <P>
            <SU>74</SU>
            <E T="03">See Senate Committee Report to S. 2847</E>at 4 (“the Committee expects that stations and MVPDs will use commercially reasonable efforts to maintain equipment and to repair or replace malfunctioning equipment”).</P>
        </FTNT>
        <HD SOURCE="HD3">2. Other Ways To Demonstrate Compliance</HD>
        <P>22. While stations/MVPDs shall be “deemed” in compliance if they show that they have installed, utilized and maintained equipment in a commercially reasonable manner pursuant to Section 2(c), we do not believe that the CALM Act limits entities to just this one means of demonstrating compliance. As described below, we propose that demonstrations of compliance would be required in response to a consumer complaint alleging a loud commercial.<SU>75</SU>
          <FTREF/>Thus, for example, in response to a consumer complaint, a station/MVPD may demonstrate that the dialnorm value of the complained of commercial actually matches the perceived loudness of the content, following the “golden rule.” In this manner, the station/MVPD would thereby show that the transmission of the commercial complied with the requirements of the ATSC A/85 RP, rather than showing it installed, utilized and maintained equipment, pursuant to the provisions of Section 2(c). We believe that the ability to make such a showing would be useful for stations/MVPDs that have other means of meeting the goal of the statute and do not choose to rely on the safe harbor to demonstrate compliance. We seek comment on this and other means of complying and demonstrating compliance.</P>
        <FTNT>
          <P>
            <SU>75</SU>
            <E T="03">See infra</E>discussion of complaint process.</P>
        </FTNT>
        <P>23. We also recognize that stations/MVPDs may take a contractual approach to compliance with the ATSC A/85 RP. Specifically, they may contract with their content providers to ensure that the content delivered to them complies with the ATSC A/85 RP.<SU>76</SU>
          <FTREF/>As noted above, we tentatively conclude that the statute requires that commercials and adjacent programming be transmitted to consumers in compliance with the ATSC A/85 RP and holds stations/MVPDs responsible for preventing the transmission of loud commercials to consumers.<SU>77</SU>
          <FTREF/>However, the ATSC A/85 RP recognizes that it may be more efficient for content providers to measure and encode dialnorm values at the production stage and states that content providers may play a significant role in the process.<SU>78</SU>
          <FTREF/>The ATSC A/85 RP describes several effective solutions for controlling relative loudness of programs and commercials, including that a distributor “ensure” that content is labeled with the correct dialnorm value.<SU>79</SU>
          <FTREF/>Therefore, we believe it is consistent with the ATSC A/85 RP for a station/MVPD to “ensure” that the dialnorm matches the loudness of the content by incorporating the ATSC A/85 RP requirements into its contracts with content providers.<SU>80</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>76</SU>As discussed below, we emphasize that such agreements will not alter the station's/MVPD's obligation to ensure that it is complying with our rules, and any failure to comply may subject the station/MVPD to enforcement action.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>77</SU>
            <E T="03">See</E>47 U.S.C. 621(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>78</SU>
            <E T="03">See ATSC DTV Loudness Tutorial Summary</E>at 2 (stating that, under both fixed and agile dialnorm systems, controlling loudness can be achieved by ensuring that content is delivered properly to the station/MVPD operator).<E T="03">See also, e.g.,</E>ATSC A/85 RP § 7.3.2 at 18 and Annex I at 67.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>79</SU>
            <E T="03">See</E>ATSC A/85 RP § 8.1 at 23.<E T="03">See also</E>ATSC A/85 RP § 7.3.2 at 18.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>80</SU>A contractual approach to compliance with the ATSC A/85 RP seems consistent with the requirements associated with commercial limits on children's programming.<E T="03">See 1991 Children's TV Order,</E>FCC 91-113, 56 FR 19611, April 29, 1991. (“<E T="03">1991 Children's TV Order</E>”) (stating an MVPD remains liable for violations of the commercial limits on cable network children's programs they carry). In contrast, we believe the rules pertaining to closed captioning are inapposite.<E T="03">See 1997 Closed Captioning Order,</E>FCC 97-279, 62 FR 48487, September 16, 1997. (“<E T="03">1997 Closed Captioning Order</E>”); and 47 CFR 79.1(g)(6) (stating an MVPD may rely on the accuracy of certifications and is not held responsible for situations where a program source falsely certifies that programming delivered to the MVPD meets the Commission's captioning requirements if the MVPD is unaware that the certification is false). Unlike the CALM Act and the Children's Television Act of 1990 (47 U.S.C. 303a and 303b), Section 713 of the Communications Act, 47 U.S.C. 613, refers to the closed captioning of programming by providers and “owners” of video programming and allocates to owners some responsibility for compliance.<E T="03">1997 Closed Captioning Order,</E>at paragraphs 28-29 (noting that “[t]he references to program “owners” in Section 713 reflect Congress' recognition that it is most efficient to caption programming at the production stage, and the assumption that owners and producers will be involved in the captioning process”).</P>
        </FTNT>
        <P>24. Importantly, however, the station/MVPD would remain responsible for noncompliance with the regulations required by the CALM Act where the program source fails to deliver content in compliance with the ATSC A/85 RP, the station/MVPD transmits the nonconforming content to viewers, and the content is the subject of consumer complaints. In this regard, stations/MVPDs may choose to negotiate for indemnification clauses in their content contracts in the event the content provider fails to follow the A/85 RP and the Commission takes enforcement action against the station/MVPD. We seek comment on whether and how regulated entities that use contracts to ensure compliance with ATSC A/85 RP may demonstrate compliance with the regulations required by the CALM Act in response to consumer complaints, and what, if any, quality control measures they should take to monitor the content delivered to them for transmission to consumers. We also welcome comment from content providers and, in particular, from the advertising industry to gauge industry's ability to provide stations/MVPDs with content in compliance with the ATSC A/85 RP. Moreover, should regulated entities pursue the contractual option for ensuring compliance, what amount of time might be necessary for negotiation of new indemnification provisions? Should the Commission factor this contract negotiation timeframe into its approach to enforcement?</P>
        <P>25. We specifically invite comment on compliance methods that would be well-suited for small stations/MVPDs. Would a contractual approach be beneficial and workable for small stations/MVPDs? To what extent do large and small stations/MVPDs receive the same content streams, including metadata, from programmers? What other factors that affect stations/MVPDs' compliance as a result of their size should we consider?<SU>81</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>81</SU>
            <E T="03">See also infra</E>discussion of financial hardship and general waiver provisions.</P>
        </FTNT>
        <HD SOURCE="HD3">3. Station/MVPD Practical Challenges</HD>
        <P>26. As noted above, in our informal meetings with industry, we heard that MVPDs face specific challenges in complying with the new law. We describe two of these concerns below. We seek comment from industry about these and other practical challenges to compliance. We also seek comment on whether broadcast stations face similar or other challenges. We request that commenters offer solutions as well as describing challenges, and specify how stations/MVPDs can meet their statutory responsibilities.</P>
        <P>27. First, as indicated above, several MVPD representatives indicated that they use audio systems that differ from the AC-3 audio system on which the ATSC A/85 RP is based.<SU>82</SU>

          <FTREF/>Furthermore, the ATSC A/85 RP, which the statute directs the Commission to make mandatory, was originally intended for TV broadcast stations and other operators of an ATSC AC-3 audio system and may not be suitable for use<PRTPAGE P="32124"/>by MVPDs to the extent they use other audio systems.<SU>83</SU>
          <FTREF/>Although the ITU-R BS.1770 audio loudness measurement algorithm can be applied to all audio systems, the specific methods for establishing and maintaining the audio loudness mentioned in the ATSC A/85 RP are not applicable to the non-AC-3 audio systems. Because the statute makes the ATSC A/85 RP mandatory for every station/MVPD, we seek comment on whether and how MVPDs that do not use AC-3 audio system can comply.<SU>84</SU>
          <FTREF/>From our informal discussions with MVPD representatives, we understand that some MVPDs which do not use AC-3 in the transmission of audio content to consumers nevertheless use AC-3 within their distribution networks and transcode content to a non-AC-3 format after commercials are inserted.<SU>85</SU>
          <FTREF/>We also understand that if the dialnorm was set properly while the content was encoded in the AC-3 format, the loudness adjustments will be made when the content is transcoded to another format as if such transcoding occurred in the consumer's own equipment. We seek comment on whether the CALM Act should be interpreted to permit non-AC-3 transmission of commercials if the loudness of commercials is effectively controlled using the techniques described within the ATSC A/85 RP prior to such transmission occurring. Would such an interpretation be consistent with the statutory language mandating that we incorporate ATSC A/85 RP “only insofar as such recommended practice concerns the transmission of commercial advertisements”? Again, we note that ATSC may revise the A/85 RP to account for users of other audio systems. If it does not do so, we also seek comment, as discussed further below, on whether exercise of our waiver authority, conditioned upon use of other effective technology, would be appropriate to address this issue.</P>
        <FTNT>
          <P>
            <SU>82</SU>In addition to the AC-3 audio system, MVPDs may use MPEG-1 Layer 2 (MP2), advanced audio coding (AAC) or other systems.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>83</SU>
            <E T="03">See</E>ATSC A/85 RP § 1 at 7. The ATSC A/85 RP's scope includes MVPDs that use AC-3 audio systems as being “a specific community of interest.”<E T="03">Id.</E>The A/85 RP also provides guidance regarding how to manage loudness of content without metadata, including non-AC-3 audio content.<E T="03">Id.</E>6 at 16 (discussing delivery or exchange of content without metadata).<E T="03">See also id.</E>Annex H.7 at 63-64, Annex I.7 at 69.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>84</SU>The legislative history does not expressly consider the use of non-AC-3 technologies, whether other audio technologies can be effective at addressing the loud commercials problem, whether there would be significant costs associated with changing to exclusively AC-3 systems, or whether the waiver provision in Section 2(b)(3) is intended to address use of other technologies.<E T="03">See infra</E>discussion of general waiver.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>85</SU>Transcoding “is a procedure for modifying a stream of data carried” (in this context, the AC-3 audio stream) “so that it may be carried via a different type of network” (in this context, the non-AC-3 audio system).<E T="03">See</E>Newton's Telecom Dictionary (definition of “transcoding”) at 846 (20th ed. 2004).</P>
        </FTNT>
        <P>28. Second, some MVPDs pointed out that they generally do not create most of the content they transmit to consumers and often receive programs and commercials together in programming blocks from the broadcast station or content provider and pass through these programming blocks to consumers. In addition, they reported that they transmit (or retransmit) channels to consumers on a real time basis and do not have the technical capability to prescreen and correct audio content before transmitting to the consumer. We seek specific comment from MVPDs about how they receive the content from programmers and their technical ability to prescreen and correct audio content that they do not create or insert. To what extent does the contractual approach to compliance discussed above address any such practical challenges faced by MVPDs?</P>
        <P>29. Although broadcast industry representatives did not express these same concerns, we seek comment on whether broadcast stations generally have an opportunity to prescreen and correct audio content before transmitting to the consumer.<SU>86</SU>
          <FTREF/>For example, would stations have this ability with respect to their local content, but not for network programming? To what extent can network/affiliate agreements be expected to require that the networks deliver content in compliance with the ATSC A/85 RP?</P>
        <FTNT>
          <P>
            <SU>86</SU>As explained<E T="03">supra,</E>broadcast TV stations are required to use AC-3 audio systems by Section 73.682 of our rules, which incorporates by reference the ATSC A/53 Standard.</P>
        </FTNT>
        <P>30. We also seek comment on whether special considerations apply to MVPD carriage of broadcast stations. If a station complies with the ATSC A/85 RP, and the MVPD carries the station without altering the audio content, will the MVPD's retransmission of the station to the consumer likewise comply with the A/85 RP?<SU>87</SU>
          <FTREF/>If broadcast content carried by an MVPD contains loud commercials that are the subject of a complaint, how can we determine which party to hold responsible? We seek comment on these issues.</P>
        <FTNT>
          <P>

            <SU>87</SU>We note the Commission exempts MVPDs from liability under the closed captioning and children's television commercial limits for broadcast content they passively carry, because the Copyright Act of 1976 bars MVPDs from altering the content (including commercials) of retransmitted broadcast channels.<E T="03">See</E>47 CFR 76.225(e) and 25.701(e)(2);<E T="03">see</E>47 CFR 79.1(e)(9).<E T="03">See also</E>17 U.S.C. 111(c)(3), 119(a)(5) and 122(e).</P>
        </FTNT>
        <P>31. Finally, we also invite comment on other challenges that stations/MVPDs may face and how they can solve these challenges consistent with their responsibilities under the CALM Act. For example, will there be challenges in conforming legacy or inventory content? Also, will MVPDs face particular practical challenges associated with carriage of public, educational and governmental (“PEG”) or leased access programming?<SU>88</SU>
          <FTREF/>Are there any legal impediments to MVPD adjustment of audio content to meet the RP A/85 requirements and the goals of the CALM Act? Does Section 315's prohibition on “censorship” of political advertisements pose any legal obstacles?<SU>89</SU>
          <FTREF/>Do small market broadcast stations or small cable/MVPD system operators face particular practical challenges related to their size?</P>
        <FTNT>
          <P>
            <SU>88</SU>
            <E T="03">See</E>47 U.S.C. 531(e) and 532(c)(2).<E T="03">See also</E>47 CFR 76.901(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>89</SU>47 U.S.C. 315.</P>
        </FTNT>
        <P>32. Is the contractual approach to compliance discussed above sufficient to address the challenges that stations/MVPDs may face? Or, are there other means of addressing some of these challenges. For example, can retransmission consent agreements be used to clarify responsibilities between stations and MVPDs? Can a similar approach be used for commercial stations that elect mandatory carriage? What, if any, are the implications under copyright licenses? Would the waiver provision in the CALM Act, as discussed below, be an appropriate tool to address certain challenges or special circumstances that stations/MVPDs encounter? Would such a waiver conditioned on compliance by use of a different audio technology that will prevent the transmission of loud commercials to consumers be consistent with the goal of the statute?</P>
        <HD SOURCE="HD3">4. Complaint Process</HD>

        <P>33. The overall focus and intent of the CALM Act is to address the problem of loud commercials as consumers experience them. Therefore, we propose to enforce compliance with the statute by focusing on consumer complaints after the rules take effect. If stations/MVPDs take the actions necessary to eliminate or significantly reduce valid loud commercial complaints, then we believe the CALM Act will achieve its purpose. We believe that a consumer complaint driven procedure is the most practical means to monitor industry compliance with our proposed rules. In addition to investigating individual consumer complaints alleging transmission of a loud commercial, we<PRTPAGE P="32125"/>intend to monitor consumer complaints and follow trends to determine where enforcement action is warranted. We invite comment on whether we should supplement the complaint-driven approach with occasional equipment audits, and under what circumstances such audits would be appropriate. We seek comment on our proposed consumer complaint-driven approach and the proposed consumer complaint procedure, as described below.</P>
        <P>34.<E T="03">Filing a Complaint.</E>We propose that consumers may file their complaints electronically using the Commission's online complaint form (the Form 2000 series) found at<E T="03">http://esupport.fcc.gov/complaints.htm</E>. We propose to modify the online complaint form to specifically accommodate complaints about loud commercials.<SU>90</SU>
          <FTREF/>Consumers may also file their complaint by fax to 1-866-418-0232 or by letter mailed to Federal Communications Commission, Consumer &amp; Governmental Affairs Bureau, Consumer Inquiries &amp; Complaints Division, 445 12th Street, SW., Washington, DC 20554. Consumers that want assistance filing their complaint may contact the Commission's Consumer Call Center by calling 1-888-CALL-FCC (1-888-225-5322) (voice) or 1-888-TELL-FCC (1-888-835-5322) (tty).<SU>91</SU>
          <FTREF/>There is no fee for filing a consumer complaint.</P>
        <FTNT>
          <P>

            <SU>90</SU>We intend to add “loud commercials” as a complaint category under the complaint type menu for “Broadcast (TV and Radio), Cable, and Satellite Issues.” We will also add specific questions which relate to the filing of a loud commercial complaint.<E T="03">See, infra,</E>discussion of complaint details.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>91</SU>We also encourage consumers to visit the Consumer &amp; Governmental Affairs Bureau website at<E T="03">http://www.fcc.gov/cgb/or</E>to visit our online Consumer Help Center at<E T="03">http://reboot.fcc.gov/consumers/</E>.</P>
        </FTNT>
        <P>35.<E T="03">Complaint Details.</E>To ensure that the Commission is able to take appropriate action on a complaint, the consumer should complete fully the online complaint form. For consumers that choose not to use the online complaint form, they can submit a written complaint. The complaint should clearly indicate that it is a loud commercial complaint and include the following information: (1) The complainant's contact information, including name, mailing address, daytime phone number, and e-mail address if available; (2) the name and call sign of the broadcast station or the name and type of MVPD against whom the complaint is directed; (3) the date and time the loud commercial problem occurred; (4) the channel and/or network involved; (5) the name of the television program during which the commercial was viewed; (6) the name of the commercial's advertiser/sponsor or product involved; and (7) a description of the loud commercial problem.</P>
        <P>36. We will evaluate the individual complaints we receive to determine which complaints indicate a possible violation of our rules. In addition, we will track these consumer complaints, as well as stations/MVPDs' responses to them, to determine if there are trends that suggest a need for enforcement action. We will generally forward individual complaints to the appropriate broadcast station or MVPD so that stations/MVPDs can both be aware of a potential problem and take action to address it and to respond to their viewers/subscribers appropriately. When appropriate, we will investigate the station/MVPD and require it to respond to the alleged violation(s) with a detailed explanation of its actions. If the station/MVPD asserts in its response to us that it did not violate the rules, we would expect it to provide us with sufficient records and documentation to demonstrate compliance. We seek comment on what records and documentation stations/MVPDs should be required to retain to demonstrate compliance, including but not limited to records and documentation to demonstrate compliance with the Section 2(c) safe harbor provision.<SU>92</SU>

          <FTREF/>If the station/MVPD acknowledges in its response to us that it violated the rules, we intend to require an explanation of why the violation occurred and what corrective actions it will take to prevent future violations. We seek comment on whether to require stations/MVPDs to designate a contact person to receive loud commercial complaints, or if we can use existing contact information from our various databases (<E T="03">e.g.,</E>CDBS, COALS, etc.) for this purpose.<SU>93</SU>
          <FTREF/>We note that a television broadcast station would be required to retain in its local public inspection file a copy of a complaint filed with the Commission about a loud commercial under the Commission's existing rules.<SU>94</SU>
          <FTREF/>We seek comment on whether to require MVPDs to do the same in their local public inspection files or, to the extent some MVPDs are not obligated to maintain a public inspection file, to retain such complaints for a comparable period of time in an accessible location.<SU>95</SU>
          <FTREF/>We also seek comment on what, if any, requirements should be imposed on stations/MVPDs to retain copies of loud commercial complaints that they receive directly from consumers.<SU>96</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>92</SU>
            <E T="03">See, supra,</E>discussion of demonstrating safe harbor compliance and of other ways to demonstrate compliance.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>93</SU>The Commission's Consolidated Database System (“CDBS”) Electronic Filing System is publicly available online via the Media Bureau's Electronic Filing and Public Access website at:<E T="03">http://www.fcc.gov/mb/cdbs.html</E>or CDBS website at:<E T="03">http://fjallfoss.fcc.gov/prod/cdbs/forms/prod/cdbs_ef.htm.</E>The Media Bureau's Cable Operations and Licensing System (COALS) database is publicly available online at<E T="03">http://fjallfoss.fcc.gov/csb/coals/index.html</E>.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>94</SU>
            <E T="03">See</E>47 CFR 73.3526(e)(10) (requiring commercial TV stations to retain in its local public inspection file material relating to a Commission investigation or complaint to the Commission). The rule requires a station to retain the complaint in its public file until it is notified in writing that the complaint may be discarded.<E T="03">Id. See also</E>47 CFR 73.3527(e)(11) (relating to noncommercial TV stations).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>95</SU>
            <E T="03">See, e.g.,</E>47 CFR 76.1700<E T="03">et seq.</E>and 25.701.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>96</SU>We note that, if we require stations/MVPDs to retain in their public file copies of loud commercial complaints which they receive directly from consumers, our trends analysis may include consideration of consumer complaints filed directly with the station/MVPD.</P>
        </FTNT>
        <HD SOURCE="HD3">5. Enforcement</HD>
        <P>37. Under the general forfeiture provisions of the Communications Act, stations/MVPDs are subject to forfeitures for violations of the Communications Act and Commission's rules.<SU>97</SU>
          <FTREF/>We will apply these provisions to enforce compliance with the CALM Act and our rules implementing it. This approach is consistent with the legislative history of the CALM Act.<SU>98</SU>
          <FTREF/>Accordingly, we will use the full range of enforcement tools available to us.<SU>99</SU>
          <FTREF/>We seek comment on whether there are any general situations that may warrant special consideration in enforcing the Act. We also invite comment on whether we should establish a base forfeiture amount for violations of our rules implementing the CALM Act, and if so, on the appropriate base forfeiture amount.<SU>100</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>97</SU>47 U.S.C. 503.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>98</SU>
            <E T="03">See, e.g.,</E>
            <E T="03">Senate Committee Report to S. 2847</E>at 4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>99</SU>
            <E T="03">See</E>47 U.S.C. 503(b)(1)(B) and 47 CFR 1.80(a)(2) (stating that any person who willfully or repeatedly fails to comply with the provisions of the Communications Act or the Commission's rules shall be liable for a forfeiture penalty).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>100</SU>
            <E T="03">See</E>47 CFR 1.80.</P>
        </FTNT>
        <HD SOURCE="HD2">C. Financial Hardship and General Waivers</HD>
        <P>38. Section 2(b)(2) of the CALM Act provides that the Commission may grant a one-year waiver of the effective date of the rules implementing the statute to any station/MVPD that shows it would be a “financial hardship” to obtain the necessary equipment to comply with the rules, and may renew such waiver for one additional year.<SU>101</SU>

          <FTREF/>The legislative history indicates congressional intent for us to interpret “financial hardship” broadly and, in particular, recognizes “that television broadcast stations in smaller markets and smaller cable<PRTPAGE P="32126"/>systems may face greater challenges budgeting for the purchase of equipment to comply with the bill than television broadcast stations in larger markets or larger cable systems.”<SU>102</SU>
          <FTREF/>In addition, Section 2(b)(3) of the CALM Act provides that the statute does not affect the Commission's authority to waive any rule required by the CALM Act, or the application of any such rule, for good cause shown with regard to any station/MVPD or class of stations/MVPDs.<SU>103</SU>
          <FTREF/>We intend to delegate authority to the Media Bureau to consider waiver requests filed pursuant to Sections 2(b)(2) and 2(b)(3) of the CALM Act.</P>
        <FTNT>
          <P>
            <SU>101</SU>
            <E T="03">See</E>47 U.S.C. 621(b)(2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>102</SU>
            <E T="03">See Senate Committee Report to S. 2847</E>at 4. The legislative history, in particular, states that the Commission “should not require stations or MVPDs to demonstrate that they have negative cash flow or are in receivership for bankruptcy to be eligible for a waiver based on financial hardship.” This appears to be a reference to the strict financial hardship standard established in 2008 for DTV station build-out extensions given the short time remaining before the DTV transition deadline.<E T="03">See Third DTV Periodic Report and Order,</E>FCC 07-228, 73 FR 5634, January 30, 2008. (“<E T="03">Third DTV Periodic Report and Order”</E>) (requiring a station to either (1) submit proof that they have filed for bankruptcy or that a receiver has been appointed, or (2) submit an audited financial statement for the previous three years showing negative cash flow).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>103</SU>
            <E T="03">See</E>47 U.S.C. 621(b)(3).</P>
        </FTNT>
        <P>39.<E T="03">Financial Hardship.</E>We propose a financial hardship waiver standard for evaluating requests for one-year extensions of the effective date. To request a financial hardship waiver pursuant to Section 2(b)(2), we propose to require a station/MVPD to provide: (1) Evidence of its financial condition, such as financial statements;<SU>104</SU>
          <FTREF/>(2) a cost estimate for obtaining the necessary equipment to comply with the required regulation; (3) a detailed statement explaining why its financial condition justifies postponing compliance; and (4) an estimate of how long it will take to comply, along with supporting information. Consistent with the statements in the legislative history that we should interpret “financial hardship” broadly, we do not propose to require waiver applicants to show negative cash flow, as we have done in other contexts.<SU>105</SU>
          <FTREF/>Instead, we propose to require only that the station/MVPD's assertion of financial hardship be reasonable under the circumstances.<SU>106</SU>
          <FTREF/>As part of the showing set forth above, we propose to require a station/MVPD that requests a financial hardship waiver to describe the equipment it intends to obtain to comply with the CALM Act and the expense associated with that equipment.<SU>107</SU>
          <FTREF/>We seek comment on our proposals. Should we allow a station/MVPD to provide federal tax returns in lieu of financial statements? We also seek comment on how to address the situation in which an MVPD is carrying a broadcast station that has been granted a financial hardship waiver. We also invite comment on whether the financial hardship waiver provisions of the statute should be interpreted to apply to any successors to ATSC A/85 RP.</P>
        <FTNT>
          <P>
            <SU>104</SU>Financial statements should be compiled according to generally accepted accounting practices (“GAAP”). Stations/MVPDs may request confidential treatment for this financial information pursuant to 47 CFR 0.459.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>105</SU>
            <E T="03">See, e.g.,</E>
            <E T="03">Third DTV Periodic Report and Order,</E>at para. 74 (generally requiring three years showing negative cash flow for DTV station build-out extensions);<E T="03">2002 Broadcast Ownership Review</E>Order, FCC 03-127, 68 FR 46286, August 5, 2003 (generally requiring three years of negative cash flow to show that a station is a “failed station” for purposes of a waiver of the local TV ownership rules);<E T="03">Great Plains Cable Television, Inc. et al. Requests for Waiver of Section 76.1204(a)(1) of the Commission's Rules,</E>22 FCC Rcd 13414, 13426-7, paragraphs 39-40 (2007) (unpublished) (granting waiver for extraordinary financial hardships upon evidence of negative cash flow).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>106</SU>This approach is consistent with the more liberal process for DTV build-out extensions prior to 2008.<E T="03">See 2001 DTV Recon Order,</E>FCC 01-330, 66 FR 65122, December 18, 2001 (establishing four-part test for financial hardship to obtain a DTV build-out extension: (1) An itemized estimate of the cost of meeting the build-out requirements; (2) a detailed statement explaining why its financial condition precludes such an expenditure; (3) a detailed accounting of the applicant's good faith efforts to meet the deadline, including its good faith efforts to obtain the requisite financing and an explanation why those efforts were unsuccessful; and (4) an indication when the applicant reasonably expects to complete construction).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>107</SU>If, for example, an MVPD does not intend to install, utilize and maintain equipment to demonstrate compliance with the CALM Act, but rather intends to rely primarily on contractual arrangements with content providers, and more limited monitoring equipment, then it would not qualify for a financial waiver based upon the cost of equipment it never intends to obtain.</P>
        </FTNT>
        <P>40.<E T="03">Small Stations/MVPD Systems.</E>We seek specific comment on whether to create a streamlined financial hardship waiver approach for small market broadcast stations and operators of small MVPD systems. One way of streamlining the hardship waivers would be to reduce the amount of information stations/MVPDs that meet an appropriate definition of “small” would be required to submit to justify the waiver postponing the effective date for one year. We seek comment on whether such additional relief for small stations/systems would be appropriate; how to streamline the process for requesting waivers; and how to define “small” for this purpose. For example, would it be appropriate to define a “small market television broadcast station” as a station that is in television markets 101-210 and is not affiliated with a top-four network (<E T="03">i.e.,</E>ABC, CBS, Fox and NBC)?<SU>108</SU>
          <FTREF/>Would it be appropriate to define a “small MVPD system” as one with fewer than 15,000 subscribers (on the effective date of the rules)<SU>109</SU>
          <FTREF/>and that is not affiliated with a larger operator?<SU>110</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>108</SU>
            <E T="03">See, e.g.,</E>
            <E T="03">Third DTV Periodic Report and Order,</E>23 FCC Rcd at 3041, para. 97, n.292 (defining a small market broadcast station in the DTV context).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>109</SU>
            <E T="03">See, e.g.,</E>
            <E T="03"/>47 CFR 76.901(c) (defining a “small system” as a cable system serving 15,000 or fewer subscribers in the context of cable rate regulation).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>110</SU>
            <E T="03">See, e.g.,</E>
            <E T="03">DTV Broadcast Carriage Signals Order,</E>FCC 08-193, 73 FR 61742, October 17, 2008 (defining a “small cable operator” in the context of broadcast carriage requirements and excluding cable systems affiliated with a cable operator serving more than 10 percent of all MVPD subscribers).</P>
        </FTNT>
        <P>41.<E T="03">General Waiver Authority.</E>Section 2(b)(3) of the CALM Act provides that the Commission may waive any rule required by the CALM Act, or the application of any such rule, to any station/MVPD for good cause shown under Section 1.3 of the Commission's rules.<SU>111</SU>
          <FTREF/>In addition to any requests for waiver necessitated by unforeseen circumstances, we believe this provision preserves our inherent authority to grant waivers to MVPDs that cannot implement the ATSC A/85 RP because of the technology they use. Grant of a waiver under such circumstances would be more likely to be in the public interest if the waiver recipient can demonstrate that it, by some other means, will be able to prevent the transmission of loud commercials, as intended by the CALM Act. We seek comment on the appropriate exercise of our waiver authority under such circumstances, and on whether non-AC-3 audio systems can effectively prevent loud commercials.</P>
        <FTNT>
          <P>
            <SU>111</SU>
            <E T="03">See</E>47 U.S.C. 621(b)(3).<E T="03">See</E>47 CFR 1.3 (the Commission's rules “may be suspended, revoked, amended, or waived for good cause shown, in whole or in part, at any time by the Commission” and that “[a]ny provision of the rules may be waived by the Commission on its own motion or on petition if good cause therefor is shown”).</P>
        </FTNT>
        <P>42. We also invite comment on whether and how waivers should be used to address challenges that stations/MVPDs foresee in complying with the regulations required by the CALM Act. For example, would it be appropriate and consistent with the provisions of the CALM Act to grant a blanket one-year extension of the effective date of our rules to small market stations or smaller MVPD operators because such entities are generally likely to face financial hardships and/or because of the administrative burdens associated with requesting financial hardship waivers for such entities?<SU>112</SU>
          <FTREF/>Are small<PRTPAGE P="32127"/>stations/systems as a class likely to need more time to obtain the necessary equipment to comply with the CALM Act? We also invite comment on the potential impact on consumers of a blanket one-year extension for small stations/MVPDs, including whether it would engender confusion and frustration if the effective date for the CALM Act were delayed for some stations/MVPDs but not others. What impact might a blanket waiver approach have on consumers?</P>
        <FTNT>
          <P>
            <SU>112</SU>We also note that a blanket one-year extension for small stations/MVPDs would eliminate a significant administrative burden on the<PRTPAGE/>Commission of processing hardship waiver requests.</P>
        </FTNT>
        <P>43.<E T="03">Filing Deadline.</E>We propose that, absent extraordinary circumstances, the deadline for filing a waiver request pursuant to either Section 2(b)(2) or 2(b)(3) of the CALM Act will be 180 days before the effective date of our rules. This will afford the Bureau time to consider these requests before our rules take effect. Requests for waiver renewals must be filed at least 180 days before the waiver expires. Requests for waiver based on unforeseen circumstances, of course, can be filed at any time. We seek comment on these proposed filing deadlines.</P>
        <P>44.<E T="03">Filing Requirements.</E>We propose to require a station/MVPD to file its financial hardship or general waiver request electronically into this docket through the Commission's Electronic Comment Filing System (“ECFS”) using the Internet by accessing the ECFS:<E T="03">http://www.fcc.gov/cgb/ecfs/</E>. The filing must be clearly designated as a “financial hardship” or “general” waiver request. Such requests must also comply with Section 1.3 of our rules.<SU>113</SU>
          <FTREF/>We believe this process will ensure that all interested parties receive notice and an opportunity to comment on such waiver requests. We propose that we will not impose a filing fee for waiver requests pursuant to the waiver provisions of the CALM Act. We seek comment on our proposed filing requirements.</P>
        <FTNT>
          <P>
            <SU>113</SU>
            <E T="03">See</E>47 CFR 1.3.</P>
        </FTNT>
        <HD SOURCE="HD1">IV. Conclusion</HD>
        <P>45. Congress' directive to us in the CALM Act is clear: Incorporate by reference into our rules and make mandatory the ATSC A/85 RP to prevent TV broadcast stations, cable and DBS operators, and other MVPDs from transmitting “loud commercials” to consumers. To achieve this directive, we propose a consumer complaint-driven process to evaluate and ensure compliance with our rules, similar to what we have done in other contexts. We believe our proposed implementation of the CALM Act appropriately focuses on benefits for consumers, while limiting costs to stations and MVPDs to the extent possible.</P>
        <HD SOURCE="HD1">V. Procedural Matters</HD>
        <HD SOURCE="HD2">A. Initial Regulatory Flexibility Act Analysis</HD>
        <P>46. As required by the Regulatory Flexibility Act of 1980, as amended (“RFA”)<SU>114</SU>

          <FTREF/>the Commission has prepared this present Initial Regulatory Flexibility Analysis (“IRFA”) concerning the possible significant economic impact on small entities by the policies and rules proposed in this<E T="03">Notice of Proposed Rulemaking</E>(“<E T="03">NPRM”</E>). Written public comments are requested on this IRFA. These comments must be filed in accordance with the same filing deadlines for comments on the NPRM<SU>115</SU>

          <FTREF/>and they must have a separate and distinct heading designating them as responses to the IRFA. The Commission will send a copy of the<E T="03">NPRM,</E>including this IRFA, to the Chief Counsel for Advocacy of the Small Business Administration (“SBA”).<SU>116</SU>
          <FTREF/>In addition, the<E T="03">NPRM</E>and IRFA (or summaries thereof) will be published in the<E T="04">Federal Register.</E>
          <SU>117</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>114</SU>
            <E T="03">See</E>5 U.S.C. 603. The RFA,<E T="03">see</E>5 U.S.C. 601<E T="03">et. seq.,</E>has been amended by the Contract With America Advancement Act of 1996, Pub. L. 104-121, 110 Stat. 847 (1996) (CWAAA). Title II of the CWAAA is the Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>115</SU>
            <E T="03">See</E>Section IV.D. of the<E T="03">NPRM.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>116</SU>
            <E T="03">See</E>5 U.S.C. 603(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>117</SU>
            <E T="03">See id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD3">1. Need for, and Objectives of, the Proposed Rule Changes</HD>
        <P>47. This document proposes rules to implement the Commercial Advertisement Loudness Mitigation (CALM) Act.<SU>118</SU>
          <FTREF/>Among other things, the CALM Act directs the Commission to incorporate into its rules by reference and make mandatory a technical standard developed by an industry standard-setting body that is designed to prevent television commercial advertisements from being transmitted at louder volumes than the program material they accompany.<SU>119</SU>
          <FTREF/>Specifically, the CALM Act requires the Commission to incorporate by reference the ATSC A/85 Recommended Practice (“ATSC A/85 RP”)<SU>120</SU>
          <FTREF/>and make it mandatory “insofar as such recommended practice concerns the transmission of commercial advertisements by a television broadcast station, cable operator, or other multichannel video programming distributor.”<SU>121</SU>
          <FTREF/>The NPRM considers proposals for implementing the statute and applying the required regulation. Some of these proposals are contained in Sections A.4. and A.5. of this IRFA, and we invite comment on these proposals. As mandated by the statute, the proposed rules will apply to TV broadcasters, cable operators and other multichannel video programming distributors (“MVPDs”).<SU>122</SU>
          <FTREF/>The new law requires the Commission to adopt the required regulation on or before December 15, 2011,<SU>123</SU>
          <FTREF/>and it will take effect one year after adoption.<SU>124</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>118</SU>The Commercial Advertisement Loudness Mitigation (“CALM”) Act, Pub. L. 111-311, 124 Stat. 3294 (2010) (codified at 47 U.S.C. 621).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>119</SU>
            <E T="03">See</E>47 U.S.C. 621(a);<E T="03">Senate Committee Report to S. 2847</E>at 1;<E T="03">House Committee Report to H.R. 1084</E>at 1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>120</SU>
            <E T="03">See</E>ATSC A/85: “ATSC Recommended Practice: Techniques for Establishing and Maintaining Audio Loudness for Digital Television,” (May 25, 2011) (“ATSC A/85 RP”). To obtain a copy of the ATSC A/85 RP, visit the ATSC Web site:<E T="03">http://www.atsc.org/cms/standards/a_85-2009.pdf.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>121</SU>
            <E T="03">See</E>47 U.S.C. 621(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>122</SU>We refer herein to covered entities collectively as “stations/MVPDs” or “regulated entities.”</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>123</SU>
            <E T="03">See</E>47 U.S.C. 621(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>124</SU>
            <E T="03">See</E>47 U.S.C. 621(b)(1).</P>
        </FTNT>
        <HD SOURCE="HD3">2. Legal Basis</HD>
        <P>48. The proposed action is authorized pursuant to the Commercial Advertisement Loudness Mitigation Act of 2010, Public Law 111-311, 124 Stat. 3294, and Sections 1, 2(a), 4(i) and (j), and 303 of the Communications Act of 1934, as amended, 47 U.S.C. 151, 152, 154(i) and (j), 303 and 621.</P>
        <HD SOURCE="HD3">3. Description and Estimate of the Number of Small Entities to Which the Proposed Rules Will Apply</HD>
        <P>49. The RFA directs agencies to provide a description of and, where feasible, an estimate of the number of small entities that may be affected by the proposed rules, if adopted.<SU>125</SU>
          <FTREF/>The RFA generally defines the term “small entity” as having the same meaning as the terms “small business,” “small organization,” and “small governmental jurisdiction.”<SU>126</SU>
          <FTREF/>In addition, the term “small business” has the same meaning as the term “small business concern” under the Small Business Act.<SU>127</SU>

          <FTREF/>A small business concern is one which: (1) Is independently owned and operated; (2) is not dominant in its field of<PRTPAGE P="32128"/>operation; and (3) satisfies any additional criteria established by the SBA.<SU>128</SU>
          <FTREF/>Below, we provide a description of such small entities, as well as an estimate of the number of such small entities, where feasible.</P>
        <FTNT>
          <P>
            <SU>125</SU>5 U.S.C. 603(b)(3).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>126</SU>5 U.S.C. 601(6).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>127</SU>5 U.S.C. 601(3) (incorporating by reference the definition of “small business concern” in 15 U.S.C. 632). Pursuant to 5 U.S.C. 601(3), the statutory definition of a small business applies “unless an agency, after consultation with the Office of Advocacy of the Small Business Administration and after opportunity for public comment, establishes one or more definitions of such term which are appropriate to the activities of the agency and publishes such definition(s) in the<E T="04">Federal Register</E>.” 5 U.S.C. 601(3).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>128</SU>15 U.S.C. 632. Application of the statutory criteria of dominance in its field of operation and independence are sometimes difficult to apply in the context of broadcast television. Accordingly, the Commission's statistical account of television stations may be over-inclusive.</P>
        </FTNT>
        <P>50.<E T="03">Television Broadcasting.</E>The SBA defines a television broadcasting station as a small business if such station has no more than $14.0 million in annual receipts.<SU>129</SU>
          <FTREF/>Business concerns included in this industry are those “primarily engaged in broadcasting images together with sound.”<SU>130</SU>
          <FTREF/>The Commission has estimated the number of licensed commercial television stations to be 1,390.<SU>131</SU>
          <FTREF/>According to Commission staff review of the BIA Kelsey Inc. Media Access Pro Television Database (BIA) as of January 31, 2011, 1,006 (or about 78 percent) of an estimated 1,298 commercial television stations<SU>132</SU>
          <FTREF/>in the United States have revenues of $14 million or less and, thus, qualify as small entities under the SBA definition. The Commission has estimated the number of licensed noncommercial educational (NCE) television stations to be 391.<SU>133</SU>
          <FTREF/>We note, however, that, in assessing whether a business concern qualifies as small under the above definition, business (control) affiliations<SU>134</SU>
          <FTREF/>must be included. Our estimate, therefore, likely overstates the number of small entities that might be affected by our action, because the revenue figure on which it is based does not include or aggregate revenues from affiliated companies. The Commission does not compile and otherwise does not have access to information on the revenue of NCE stations that would permit it to determine how many such stations would qualify as small entities.</P>
        <FTNT>
          <P>
            <SU>129</SU>
            <E T="03">See</E>13 CFR 121.201, NAICS Code 515120 (2007).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>130</SU>
            <E T="03">Id.</E>This category description continues, “These establishments operate television broadcasting studios and facilities for the programming and transmission of programs to the public. These establishments also produce or transmit visual programming to affiliated broadcast television stations, which in turn broadcast the programs to the public on a predetermined schedule. Programming may originate in their own studios, from an affiliated network, or from external sources.” Separate census categories pertain to businesses primarily engaged in producing programming.<E T="03">See</E>Motion Picture and Video Production, NAICS code 512110; Motion Picture and Video Distribution, NAICS Code 512120; Teleproduction and Other Post-Production Services, NAICS Code 512191; and Other Motion Picture and Video Industries, NAICS Code 512199.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>131</SU>
            <E T="03">See</E>News Release, “Broadcast Station Totals as of December 31, 2010,” 2011 WL 484756 (F.C.C.) (dated Feb. 11, 2011) (“<E T="03">Broadcast Station Totals”</E>); also available at<E T="03">http://www.fcc.gov/Daily_Releases/Daily_Business/2011/db0211/DOC-304594A1.pdf.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>

            <SU>132</SU>We recognize that this total differs slightly from that contained in<E T="03">Broadcast Station Totals,</E>however, we are using BIA's estimate for purposes of this revenue comparison.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>133</SU>
            <E T="03">See Broadcast Station Totals.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>134</SU>“[Business concerns] are affiliates of each other when one concern controls or has the power to control the other or a third party or parties controls or has the power to control both.” 13 CFR 121.103(a)(1).</P>
        </FTNT>
        <P>51. In addition, an element of the definition of “small business” is that the entity not be dominant in its field of operation. We are unable at this time to define or quantify the criteria that would establish whether a specific television station is dominant in its field of operation. Accordingly, the estimate of small businesses to which rules may apply does  not exclude any television station from the definition of a small business on this basis and is therefore over-inclusive to that extent. Also, as noted, an additional element of the definition of “small business” is that the entity must be independently owned and operated. We note that it is difficult at times to assess these criteria in the context of media entities and our estimates of small businesses to which they apply may be over-inclusive to this extent.</P>
        <P>52.<E T="03">Cable and Other Program Distribution.</E>Since 2007, these services have been defined within the broad economic census category of Wired Telecommunications Carriers; that category is defined as follows: “This industry comprises establishments primarily engaged in operating and/or providing access to transmission facilities and infrastructure that they own and/or lease for the transmission of voice, data, text, sound, and video using wired telecommunications networks. Transmission facilities may be based on a single technology or a combination of technologies.”<SU>135</SU>
          <FTREF/>The SBA has developed a small business size standard for this category, which is: all such firms having 1,500 or fewer employees.<SU>136</SU>
          <FTREF/>According to Census Bureau data for 2007, there were a total of 955 firms in this previous category that operated for the entire year.<SU>137</SU>
          <FTREF/>Of this total, 939 firms had employment of 999 or fewer employees, and 16 firms had employment of 1000 employees or more.<SU>138</SU>
          <FTREF/>Thus, under this size standard, the majority of firms can be considered small and may be affected by rules adopted pursuant to the NPRM.</P>
        <FTNT>
          <P>

            <SU>135</SU>U.S. Census Bureau, 2007 NAICS Definitions, “517110 Wired Telecommunications Carriers” (partial definition),<E T="03">http://www.census.gov/naics/2007/def/ND517110.HTM#N517110.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>136</SU>13 CFR 121.201, NAICS code 517110 (2007).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>137</SU>U.S. Census Bureau, 2007 Economic Census, Subject Series: Information, Table 5, Employment Size of Firms for the United States: 2007, NAICS code 5171102 (issued Nov. 2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>138</SU>
            <E T="03">See id.</E>
          </P>
        </FTNT>
        <P>53.<E T="03">Cable Companies and Systems (Rate Regulation Standard).</E>The Commission has also developed its own small business size standards for the purpose of cable rate regulation. Under the Commission's rules, a “small cable company” is one serving 400,000 or fewer subscribers nationwide.<SU>139</SU>
          <FTREF/>As of 2008, out of 814 cable operators,<SU>140</SU>
          <FTREF/>all but 10 (that is, 804) qualify as small cable companies under this standard.<SU>141</SU>
          <FTREF/>In addition, under the Commission's rules, a “small system” is a cable system serving 15,000 or fewer subscribers.<SU>142</SU>
          <FTREF/>Current Commission records show 6,000 cable systems. Of these, 726 have 20,000 subscribers or more, based on the same records. We estimate that there are 5,000 small systems based upon this standard.</P>
        <FTNT>
          <P>

            <SU>139</SU>47 CFR 76.901(e). The Commission determined that this size standard equates approximately to a size standard of $100 million or less in annual revenues. Implementation of Sections of the 1992 Cable Act: Rate Regulation<E T="03">,</E>Sixth Report and Order and Eleventh Order on Reconsideration, 10 FCC Rcd 7393, 7408 (1995).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>140</SU>Cable MSO Ownership, A Geographical Analysis, 2009 Edition, 14-31, SNL Kagan (June 2009).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>141</SU>
            <E T="03">Id.</E>at 12.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>142</SU>47 CFR 76.901(c).</P>
        </FTNT>
        <P>54.<E T="03">Cable System Operators (Telecom Act Standard).</E>The Communications Act of 1934, as amended, also contains a size standard for small cable system operators, which is “a cable operator that, directly or through an affiliate, serves in the aggregate fewer than 1 percent of all subscribers in the United States and is not affiliated with any entity or entities whose gross annual revenues in the aggregate exceed $250,000,000.”<SU>143</SU>
          <FTREF/>There are approximately 63.7 million cable subscribers in the United States today.<SU>144</SU>
          <FTREF/>Accordingly, an operator serving fewer than 637,000 subscribers shall be deemed a small operator, if its annual revenues, when combined with the total annual revenues of all its affiliates, do not exceed $250 million in the aggregate.<SU>145</SU>
          <FTREF/>Based on available data, we find that the number of cable operators serving 637,000 subscribers or less is also 804.<SU>146</SU>

          <FTREF/>We note that the Commission neither requests nor collects information on whether cable system operators are affiliated with entities whose gross annual revenues<PRTPAGE P="32129"/>exceed $250 million.<SU>147</SU>
          <FTREF/>Although it seems certain that some of these cable system operators are affiliated with entities whose gross annual revenues exceed $250,000,000, we are unable at this time to estimate with greater precision the number of cable system operators that would qualify as small cable operators under the definition in the Communications Act.</P>
        <FTNT>
          <P>
            <SU>143</SU>47 U.S.C. 543(m)(2);<E T="03">see</E>47 CFR 76.901(f) &amp; nn. 1-3.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>144</SU>
            <E T="03">See</E>Cable TV Investor: Deals &amp; Finance, No. 655, SNL Kagan, March 31, 2009, at 6.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>145</SU>47 CFR 76.901(f);<E T="03">see</E>Public Notice, FCC Announces New Subscriber Count for the Definition of Small Cable Operator, DA 01-158 (Cable Services Bureau, Jan. 24, 2001).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>146</SU>Cable MSO Ownership at 12.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>147</SU>The Commission does receive such information on a case-by-case basis if a cable operator appeals a local franchise authority's finding that the operator does not qualify as a small cable operator pursuant to § 76.901(f) of the Commission's rules.<E T="03">See</E>47 CFR 76.901(f).</P>
        </FTNT>
        <P>55.<E T="03">Direct Broadcast Satellite (“DBS”) Service.</E>DBS service is a nationally distributed subscription service that delivers video and audio programming via satellite to a small parabolic “dish” antenna at the subscriber's location. DBS, by exception, is now included in the SBA's broad economic census category, “Wired Telecommunications Carriers,”<SU>148</SU>
          <FTREF/>which was developed for small wireline firms. Under this category, the SBA deems a wireline business to be small if it has 1,500 or fewer employees.<SU>149</SU>
          <FTREF/>However, the data we have available as a basis for estimating the number of such small entities were gathered under a superseded SBA small business size standard formerly titled “Cable and Other Program Distribution.” The definition of Cable and Other Program Distribution provided that a small entity is one with $12.5 million or less in annual receipts.<SU>150</SU>
          <FTREF/>Currently, only two entities provide DBS service, which requires a great investment of capital for operation: DIRECTV and EchoStar Communications Corporation (“EchoStar”) (marketed as the DISH Network).<SU>151</SU>
          <FTREF/>Each currently offers  subscription services. DIRECTV<SU>152</SU>
          <FTREF/>and EchoStar<SU>153</SU>
          <FTREF/>each report annual revenues that are in excess of the threshold for a small business. Because DBS service requires significant capital, we believe it is unlikely that a small entity as defined by the SBA would have the financial wherewithal to become a DBS service provider. We seek comments that have data on the annual revenues and number of employees of DBS service providers.</P>
        <FTNT>
          <P>
            <SU>148</SU>
            <E T="03">See</E>13 CFR 121.201, NAICS code 517110 (2007). The 2007 North American Industry Classification System (“NAICS”) defines the category of “Wired Telecommunications Carriers” as follows: “This industry comprises establishments primarily engaged in operating and/or providing access to transmission facilities and infrastructure that they own and/or lease for the transmission of voice, data, text, sound, and video using wired telecommunications networks. Transmission facilities may be based on a single technology or a combination of technologies. Establishments in this industry use the wired telecommunications network facilities that they operate to provide a variety of services, such as wired telephony services, including VoIP services; wired (cable) audio and video programming distribution; and wired broadband Internet services.<E T="03">By exception, establishments providing satellite television distribution services using facilities and infrastructure that they operate are included in this industry.”</E>(<E T="03">Emphasis</E>added to text relevant to satellite services.) U.S. Census Bureau, 2007 NAICS Definitions, “517110 Wired Telecommunications Carriers”;<E T="03">http://www.census.gov/naics/2007/def/ND517110.HTM.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>149</SU>13 CFR 121.201, NAICS code 517110 (2007).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>150</SU>13 CFR 121.201, NAICS code 517510 (2002).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>151</SU>
            <E T="03">See Annual Assessment of the Status of Competition in the Market for the Delivery of Video Programming,</E>Thirteenth Annual Report, 24 FCC Rcd 542, 580, para. 74 (2009) (“13th Annual Report”). We note that, in 2007, EchoStar purchased the licenses of Dominion Video Satellite, Inc. (“Dominion”) (marketed as Sky Angel).<E T="03">See</E>Public Notice, “Policy Branch Information; Actions Taken,” Report No. SAT-00474, 22 FCC Rcd 17776 (IB 2007).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>152</SU>As of June 2006, DIRECTV is the largest DBS operator and the second largest MVPD, serving an estimated 16.20% of MVPD subscribers nationwide.<E T="03">See id.</E>at 687, Table B-3.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>153</SU>As of June 2006, DISH Network is the second largest DBS operator and the third largest MVPD, serving an estimated 13.01% of MVPD subscribers nationwide.<E T="03">Id.</E>As of June 2006, Dominion served fewer than 500,000 subscribers, which may now be receiving “Sky Angel” service from DISH Network.<E T="03">See id.</E>at 581, para. 76.</P>
        </FTNT>
        <P>56.<E T="03">Satellite Master Antenna Television (SMATV) Systems, also known as Private Cable Operators (PCOs).</E>SMATV systems or PCOs are video distribution facilities that use closed transmission paths without using any public right-of-way. They acquire video programming and distribute it via terrestrial wiring in urban and suburban multiple dwelling units such as apartments and condominiums, and commercial multiple tenant units such as hotels and office buildings. SMATV systems or PCOs are now included in the SBA's broad economic census category, “Wired Telecommunications Carriers,”<SU>154</SU>
          <FTREF/>which was developed for small wireline firms.<SU>155</SU>
          <FTREF/>Under this category, the SBA deems a wireline business to be small if it has 1,500 or fewer employees.<SU>156</SU>
          <FTREF/>However, the data we have available as a basis for estimating the number of such small entities were gathered under a superseded SBA small business size standard formerly titled “Cable and Other Program Distribution.” The definition of Cable and Other Program Distribution provided that a small entity is one with $12.5 million or less in annual receipts.<SU>157</SU>
          <FTREF/>As of June 2004, there were approximately 135 members in the Independent Multi-Family Communications Council (IMCC), the trade association that represents PCOs.<SU>158</SU>
          <FTREF/>The IMCC indicates that, as of June 2006, PCOs serve about 1 to 2 percent of the multichannel video programming distributors (MVPD) marketplace.<SU>159</SU>
          <FTREF/>Individual PCOs often serve approximately 3,000-4,000 subscribers, but the larger operations serve as many as 15,000-55,000 subscribers. In total, as of June 2006, PCOs serve approximately 900,000 subscribers.<SU>160</SU>
          <FTREF/>Because these operators are not rate regulated, they are not required to file financial data with the Commission. Furthermore, we are not aware of any privately published financial information regarding these operators. Based on the estimated number of operators and the estimated number of units served by the largest 10 PCOs, we believe that a substantial number of PCOs may have been categorized as small entities under the now superseded SBA small business size standard for Cable and Other Program Distribution.<SU>161</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>154</SU>
            <E T="03">See</E>13 CFR 121.201, NAICS code 517110 (2007).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>155</SU>Although SMATV systems often use DBS video programming as part of their service package to subscribers, they are not included in Section 340's definition of “satellite carrier.”<E T="03">See</E>47 U.S.C. 340(i)(1) and 338(k)(3); 17 U.S.C. 119(d)(6).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>156</SU>13 CFR 121.201, NAICS code 517110 (2007).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>157</SU>13 CFR 121.201, NAICS code 517510 (2002).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>158</SU>
            <E T="03">See Annual Assessment of the Status of Competition in the Market for the Delivery of Video Programming,</E>Eleventh Annual Report, FCC 05-13, para. 110 (rel. Feb. 4, 2005) (“<E T="03">2005 Cable Competition Report”</E>).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>159</SU>
            <E T="03">See 13th Annual Report,</E>24 FCC Rcd at 684, Table B-1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>160</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>161</SU>13 CFR 121.201, NAICS code 517510 (2002).</P>
        </FTNT>
        <P>57.<E T="03">Open Video Services.</E>The open video system (“OVS”) framework was established in 1996, and is one of four statutorily recognized options for the provision of video programming services by local exchange carriers.<SU>162</SU>
          <FTREF/>The OVS framework provides opportunities for the distribution of video programming other than through cable systems. Because OVS operators provide subscription services,<SU>163</SU>
          <FTREF/>OVS falls within the SBA small business size standard covering cable services, which is “Wired Telecommunications Carriers.”<SU>164</SU>

          <FTREF/>The SBA has developed a small business size standard for this category, which is: all such firms having 1,500 or fewer employees. According to Census Bureau data for 2007, there were a total of 3,188 firms in this previous<PRTPAGE P="32130"/>category that operated for the entire year.<SU>165</SU>
          <FTREF/>Of this total, 3,144 firms had employment of 999 or fewer employees, and 44 firms had employment of 1,000 employees or more.<SU>166</SU>
          <FTREF/>Thus, under this size standard, most cable systems are small and may be affected by rules adopted pursuant to the NPRM. In addition, we note that the Commission has certified some OVS operators, with some now providing service.<SU>167</SU>
          <FTREF/>Broadband service providers (“BSPs”) are currently the only significant holders of OVS certifications or local OVS franchises.<SU>168</SU>
          <FTREF/>The Commission does not have financial or employment information regarding the entities authorized to provide OVS, some of which may not yet be operational. Thus, again, at least some of the OVS operators may qualify as small entities.</P>
        <FTNT>
          <P>
            <SU>162</SU>47 U.S.C. 571(a)(3)-(4).<E T="03">See Annual Assessment of the Status of Competition in the Market for the Delivery of Video Programming,</E>MB Docket No. 06-189, Thirteenth Annual Report, 24 FCC Rcd 542, 606, para. 135 (2009) (“<E T="03">Thirteenth Annual Cable Competition Report”</E>).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>163</SU>
            <E T="03">See</E>47 U.S.C. 573.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>164</SU>U.S. Census Bureau, 2007 NAICS Definitions, “517110 Wired Telecommunications Carriers”;<E T="03">http://www.census.gov/naics/2007/def/ND517110.HTM#N517110.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>165</SU>U.S. Census Bureau, 2007 Economic Census, Subject Series: Information, Table 5, Employment Size of Firms for the United States: 2007, NAICS code 5171102 (issued Nov. 2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>166</SU>
            <E T="03">See id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>167</SU>A list of OVS certifications may be found at<E T="03">http://www.fcc.gov/mb/ovs/csovscer.html.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>168</SU>
            <E T="03">See Thirteenth Annual Cable Competition Report,</E>24 FCC Rcd at 606-07, para. 135. BSPs are newer firms that are building state-of-the-art, facilities-based networks to provide video, voice, and data services over a single network.</P>
        </FTNT>
        <HD SOURCE="HD3">4. Description of Projected Reporting, Recordkeeping, and Other Compliance Requirements</HD>
        <P>58. The NPRM contains proposals that, if adopted, would impose new reporting, recordkeeping and/or other compliance requirements, including the following. First, the NPRM considers what showing is required to satisfy the Section 2(c) safe harbor compliance provision.<SU>169</SU>
          <FTREF/>Second, the NPRM considers what types of showings are required for a station/MVPD that chooses not to demonstrate Section 2(c) safe harbor compliance, but instead chooses to demonstrate compliance with the rules implementing the CALM Act by some other means.<SU>170</SU>
          <FTREF/>This includes, for example, whether and how regulated entities could use contracts to ensure compliance and what quality control measures they can take to monitor the content delivered to them for transmission to consumers.<SU>171</SU>
          <FTREF/>Third, the NPRM considers whether to require stations/MVPDs to designate a contact person to receive loud commercial complaints.<SU>172</SU>
          <FTREF/>Fourth, the NPRM notes that television broadcast stations will be required to retain in their local public inspection file material a copy of a complaint filed with the Commission about a loud commercial, and considers whether to require MVPDs to do the same in their local public inspection file.<SU>173</SU>
          <FTREF/>The NPRM also considers what, if any, requirements should be imposed on stations/MVPDs to retain a copy of a loud commercial complaint that it receives directly from consumers?<SU>174</SU>
          <FTREF/>Finally, the NPRM considers what showing is required to respond to a consumer complaint alleging a loud commercial that is forwarded to it by the Commission.<SU>175</SU>
          <FTREF/>The NPRM proposes to require the station/MVPD to investigate the alleged violation and provide a detailed explanation of its findings. In addition, if the station/MVPD asserts in its response that it did not violate the rules, it must provide the Commission with sufficient records and documentation to demonstrate compliance. The NPRM considers what records and documentation should be required to demonstrate compliance. If the station/MVPD acknowledges in its response that it violated the rules, it must provide the Commission with an explanation of why the violation occurred and what corrective actions it will take to prevent future violations.</P>
        <FTNT>
          <P>
            <SU>169</SU>
            <E T="03">See NPRM</E>paragraphs 16-21. Section 2(c) requires a station/MVPD seeking “safe harbor” compliance to demonstrate that it has installed, utilized and maintained the necessary equipment in a commercially reasonable manner.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>170</SU>
            <E T="03">See id.</E>paragraphs 22-23.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>171</SU>
            <E T="03">See id.</E>para. 23.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>172</SU>
            <E T="03">See id.</E>para. 36.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>173</SU>
            <E T="03">See id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>174</SU>
            <E T="03">See id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>175</SU>
            <E T="03">See id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD3">5. Steps Taken To Minimize Significant Economic Impact on Small Entities, and Significant Alternatives Considered</HD>
        <P>59. The RFA requires an agency to describe any significant alternatives that it has considered in reaching its proposed approach, which may include the following four alternatives (among others): (1) The establishment of differing compliance or reporting requirements or timetables that take into account the resources available to small entities; (2) the clarification, consolidation, or simplification of compliance or reporting requirements under the rule for small entities; (3) the use of performance, rather than design, standards; and (4) an exemption from coverage of the rule, or any part thereof, for small entities.<SU>176</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>176</SU>5 U.S.C. 603(c)(1)-(c)(4)</P>
        </FTNT>

        <P>60. The express language of the statute requires that the new technical loudness standard (<E T="03">i.e.,</E>the ATSC A/85 RP) be made mandatory for all stations/MVPDs, regardless of size.<SU>177</SU>
          <FTREF/>However, the statute also provides for a one-year waiver of the effective date of the rules implementing the statute to any station/MVPD that shows it would be a “financial hardship” to obtain the necessary equipment to comply with the rules and allows renewal of such waiver for one additional year.<SU>178</SU>
          <FTREF/>The NPRM proposes a broad financial hardship waiver standard for approving such waivers. In particular, this waiver provision should benefit television broadcast stations in smaller markets and smaller MVPD systems, which may face greater challenges in budgeting for the purchase of equipment to comply with the law than television broadcast stations in larger markets or larger MVPD systems. The NPRM also specifically considers whether to create a streamlined financial hardship waiver process for small market broadcast stations and operators of small MVPD systems.<SU>179</SU>
          <FTREF/>Finally, the statute also provides that the Commission may waive any rule required by the CALM Act, or the application of any such rule, for good cause shown to any station/MVPD.<SU>180</SU>
          <FTREF/>This provision allows us to consider legitimate requests for waiver of specific compliance with the ATSC A/85 RP, provided the station/MVPD can prevent the transmission of loud commercials to consumers and, thus, comply with the overarching goal of the statute and the ATSC A/85 RP. The NPRM considers alternative approaches to implementing the waiver provisions of the statute and specifically considers if an alternative approach would facilitate small businesses' compliance with the ATSC A/85 RP (and thus our rules).</P>
        <FTNT>
          <P>
            <SU>177</SU>
            <E T="03">See</E>47 U.S.C. 621(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>178</SU>
            <E T="03">See Id.</E>621(b)(2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>179</SU>
            <E T="03">See NPRM</E>paras. 40 and 42.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>180</SU>
            <E T="03">See</E>47 U.S.C. 621(b)(3).</P>
        </FTNT>
        <HD SOURCE="HD3">6. Federal Rules That May Duplicate, Overlap, or Conflict With the Proposed Rule</HD>
        <P>61. None.</P>
        <HD SOURCE="HD2">B. Initial Paperwork Reduction Act of 1995 Analysis</HD>
        <P>62. This NPRM has been analyzed with respect to the Paperwork Reduction Act of 1995 (“PRA”)<SU>181</SU>
          <FTREF/>and contains proposed new and modified information collection requirements.<SU>182</SU>

          <FTREF/>It will be submitted to the Office of Management and Budget (OMB) for review under Section 3507(d) of the<PRTPAGE P="32131"/>PRA.<SU>183</SU>
          <FTREF/>The Commission, as part of its continuing effort to reduce paperwork burdens, invites OMB, the general public, and other interested parties to comment on the information collection requirements contained in this document, as required by the PRA.</P>
        <FTNT>
          <P>
            <SU>181</SU>The Paperwork Reduction Act of 1995 (“PRA”), Public Law 104-13, 109 Stat 163 (1995) (codified in Chapter 35 of title 44 U.S.C.).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>182</SU>We propose to modify existing information collection requirements relating to the Commission's online complaint form (the Form 2000 series).<E T="03">See</E>OMB Control No. 3060-0874. We also propose to create a new information collection requirement to cover the filing of financial hardship and general waiver requests pursuant to Sections 2(b)(2) and 2(b)(3) of the CALM Act.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>183</SU>
            <E T="03">See</E>44 U.S.C. 3507(d).</P>
        </FTNT>

        <P>63. Written PRA comments on the proposed information collection requirements contained herein must be submitted on or before 60 days after the date of publication in the<E T="04">Federal Register.</E>Comments should address: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission's burden estimates; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on the respondents, including the use of automated collection techniques or other forms of information technology.<SU>184</SU>
          <FTREF/>In addition, we seek specific comment on how we might “further reduce the information collection burden for small business concerns with fewer than 25 employees,” pursuant to the Small Business Paperwork Relief Act of 2002.<SU>185</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>184</SU>
            <E T="03">See</E>44 U.S.C. 3506(c)(2).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>185</SU>The Small Business Paperwork Relief Act of 2002 (“SBPRA”), Public Law 107-198, 116 Stat. 729 (2002) (codified in Chapter 35 of title 44 U.S.C.);<E T="03">see</E>44 U.S.C. 3506(c)(4).</P>
        </FTNT>

        <P>64. In addition to filing comments with the Office of the Secretary, a copy of any PRA comments on the proposed information collection requirements contained herein should be submitted to the Federal Communications Commission (FCC) via e-mail to<E T="03">PRA@fcc.gov</E>and to Nicholas A. Fraser, Office of Management and Budget, via e-mail to<E T="03">Nicholas_A._Fraser@omb.eop.gov</E>or via fax at 202-395-5167. For additional information concerning the information collection requirements contained in this NPRM, send an e-mail to<E T="03">PRA@fcc.gov</E>or contact Cathy Williams,<E T="03">Cathy.Williams@fcc.gov,</E>of the Office of Managing Director, Performance Evaluation and Records Management, (202) 418-2918.</P>

        <P>65. To view a copy of the information collection requests (ICRs) submitted to OMB: (1) Go to the OMB Information Collection Review Data on Reginfo.gov web page<E T="03">http://www.reginfo.gov/public/do/PRAMain</E>, (2) look for the section of the Web page called “Currently Under Review,” (3) click on the downward-pointing arrow in the “Select Agency” box below the “Currently Under Review” heading, (4) select “Federal Communications Commission” from the list of agencies presented in the Select Agency box, (5) click the “Submit” button to the right of the “Select Agency” box, (6) when the list of FCC ICRs currently under review appears, look for the title of the ICR and then click on the ICR Reference Number. A copy of the FCC submission to OMB will be displayed.</P>
        
        <P>
          <E T="03">OMB Control Number:</E>3060-0874</P>
        <P>
          <E T="03">Title:</E>FCC Form 2000 A through F, FCC Form 475-B, FCC Form 1088 A through H, and FCC Form 501—Consumer Complaint Forms: General Complaints, Obscenity or Indecency Complaints, Complaints under the Telephone Consumer Protection Act, and Slamming Complaints.</P>
        <P>
          <E T="03">Form Number:</E>FCC Form 2000 A through F, FCC Form 475-B, FCC Form 1088 A through H, and FCC Form 501.</P>
        <P>
          <E T="03">Type of Review:</E>Revision of a currently approved collection.</P>
        <P>
          <E T="03">Respondents:</E>Business or other for-profit entities; individuals or household; not-for profit institutions; State, local or tribal government.</P>
        <P>
          <E T="03">Number of Respondents and Responses:</E>523,193 respondents and 523,193 responses.</P>
        <P>
          <E T="03">Frequency of Response:</E>On occasion reporting requirement.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>0.25 to 0.5 hours.</P>
        <P>
          <E T="03">Total Annual Burden:</E>198,204 hours.</P>
        <P>
          <E T="03">Total Annual Cost to Respondents:</E>None.</P>
        <P>
          <E T="03">Obligation to Respond:</E>Voluntary. The statutory authority for this collection of information is contained in 47 U.S.C 151, 152, 154(i) and (j), 303(r) and 621.</P>
        <P>
          <E T="03">Nature and Extent of Confidentiality:</E>Confidentiality is an issue to the extent that individuals and households provide personally identifiable information, which is covered under the FCC's updated system of records notice (“SORN”), FCC/CGB-1, “Informal Complaints and Inquiries,” which became effective on January 25, 2010.</P>
        <P>
          <E T="03">Privacy Impact Assessment:</E>The Privacy Impact Assessment (“PIA”) for Informal Complaints and Inquiries was completed on June 28, 2007. It may be reviewed at<E T="03">http://www.fcc.gov/omd/privacyact/Privacy-Impact-Assessment.html</E>.</P>
        <P>
          <E T="03">Needs and Uses:</E>Consumers may file complaints about loud commercials using the Commission's online complaint form (specifically, the Form 2000E). Consumers may also file their complaint by fax or by letter. The information obtained by consumer complaints will be used by Commission staff to evaluate and ensure that TV stations and MVPDs are in compliance with the rules implementing the Commercial Advertisement Loudness Mitigation (“CALM”) Act. FCC Form 2000E is the only form that is contained in this collection that has proposed form revisions to it. All of the other forms contained in this collection would remain unchanged.</P>
        
        <P>
          <E T="03">OMB Control Number:</E>3060-xxxx.</P>
        <P>
          <E T="03">Title:</E>Commercial Advertisement Loudness Mitigation (“CALM”) Act; Financial Hardship and General Waiver Requests.</P>
        <P>
          <E T="03">Form Number:</E>Not applicable.</P>
        <P>
          <E T="03">Type of Review:</E>New collection.</P>
        <P>
          <E T="03">Respondents:</E>Business or other for-profit entities.</P>
        <P>
          <E T="03">Number of Respondents and Responses:</E>4,500 respondents and 4,500 responses.</P>
        <P>
          <E T="03">Frequency of Response:</E>On occasion reporting requirement.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>20 hours.</P>
        <P>
          <E T="03">Total Annual Burden:</E>90,000 hours.</P>
        <P>
          <E T="03">Total Annual Cost to Respondents:</E>$2,700,000.</P>
        <P>
          <E T="03">Obligation to Respond:</E>Required to obtain benefits. The statutory authority for this collection of information is contained in 47 U.S.C 151, 152, 154(i) and (j), 303(r) and 621.</P>
        <P>
          <E T="03">Nature and Extent of Confidentiality:</E>There is no assurance of confidentiality provided to respondents, but, in accordance with the Commission's rules, 47 CFR 0.459, a station/MVPD may request confidential treatment for financial information supplied with its waiver request.</P>
        <P>
          <E T="03">Privacy Impact Assessment:</E>No impact(s).</P>
        <P>
          <E T="03">Needs and Uses:</E>TV stations and MVPDs may file financial hardship waiver requests to seek a one-year waiver of the effective date of the rules implementing the CALM Act or to request a one-year renewal of such waiver. A TV station or MVPD must demonstrate in its waiver request that it would be a “financial hardship” to obtain the necessary equipment to comply with the rules. TV stations and MVPDs may file general waiver requests to request waiver of the rules implementing the CALM Act for good cause. The information obtained by financial hardship and general waiver requests will be used by Commission staff to evaluate whether grant of a waiver would be in the public interest.</P>
        <HD SOURCE="HD2">C. Ex Parte Rules</HD>
        <P>66.<E T="03">Permit-But-Disclose.</E>This proceeding will be treated as a “permit-but-disclose” proceeding in accordance<PRTPAGE P="32132"/>with the Commission's<E T="03">ex parte</E>rules.<FTREF/>
          <SU>186</SU>
          <E T="03">Ex parte</E>presentations are permissible if disclosed in accordance with Commission rules, except during the Sunshine Agenda period when presentations,<E T="03">ex parte</E>or otherwise, are generally prohibited. Persons making oral<E T="03">ex parte</E>presentations are reminded that a memorandum summarizing a presentation must contain a summary of the substance of the presentation and not merely a listing of the subjects discussed.<SU>187</SU>
          <FTREF/>More than a one- or two-sentence description of the views and arguments presented is generally required.<SU>188</SU>
          <FTREF/>Additional rules pertaining to oral and written presentations in “permit-but-disclose” proceedings are set forth in section 1.1206(b) of the rules.<SU>189</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>186</SU>
            <E T="03">See</E>47 CFR 1.1206 (rule for permit-but-disclose” proceedings);<E T="03">see also id.</E>1.1200-1.1216.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>187</SU>
            <E T="03">See</E>1.1206(b)(2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>188</SU>
            <E T="03">See id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>189</SU>
            <E T="03">See id.</E>1.1206(b).<E T="03">See also Commission Emphasizes the Public's Responsibilities in Permit-But-Disclose Proceedings,</E>Public Notice, 15 FCC Rcd 19945 (2000). We note that the Commission recently amended the rules governing the content of<E T="03">ex parte</E>notices.<E T="03">See Amendment of the Commission's Ex Parte Rules and Other Procedural Rules,</E>Report and Order and Further Notice of Proposed Rulemaking, GC Docket No. 10-43, FCC 11-11, paragraphs 35-36 (rel. Feb. 2, 2011).</P>
        </FTNT>
        <HD SOURCE="HD2">D. Filing Requirements</HD>
        <P>67.<E T="03">Comments and Replies.</E>Pursuant to Sections 1.415 and 1.419 of the Commission's rules,<SU>190</SU>
          <FTREF/>interested parties may file comments and reply comments on or before the dates indicated on the first page of this document. Comments may be filed using: (1) The Commission's Electronic Comment Filing System (“ECFS”), (2) the Federal Government's eRulemaking Portal, or (3) by filing paper copies.<SU>191</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>190</SU>
            <E T="03">See id.</E>1.415, 1419.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>191</SU>
            <E T="03">See Electronic Filing of Documents in Rulemaking Proceedings,</E>Report and Order, 63 FR 24121, May 1, 1998.</P>
        </FTNT>
        <P>•<E T="03">Electronic Filers:</E>Comments may be filed electronically using the Internet by accessing the ECFS:<E T="03">http://www.fcc.gov/cgb/ecfs/or</E>the Federal eRulemaking Portal:<E T="03">http://www.regulations.gov</E>.</P>
        <P>•<E T="03">Paper Filers:</E>Parties who choose to file by paper must file an original and four copies of each filing. If more than one docket or rulemaking number appears in the caption of this proceeding, filers must submit two additional copies for each additional docket or rulemaking number.</P>
        <P>Filings can be sent by hand or messenger delivery, by commercial overnight courier, or by first-class or overnight U.S. Postal Service mail. All filings must be addressed to the Commission's Secretary, Office of the Secretary, Federal Communications Commission.</P>
        <P>○ All hand-delivered or messenger-delivered paper filings for the Commission's Secretary must be delivered to Room TW-A325 at FCC Headquarters, 445 12th Street, SW., Washington, DC 20554. All hand deliveries must be held together with rubber bands or fasteners. Any envelopes must be disposed of before entering the building. The filing hours are 8 a.m. to 7 p.m.</P>
        <P>○ Commercial overnight mail (other than U.S. Postal Service Express Mail and Priority Mail) must be sent to 9300 East Hampton Drive, Capitol Heights, MD 20743.</P>
        <P>○ U.S. Postal Service first-class, Express, and Priority mail must be addressed to FCC Headquarters, 445 12th Street, SW., Washington, DC 20554.</P>
        <P>68.<E T="03">Availability of Documents.</E>Comments, reply comments, and<E T="03">ex parte</E>submissions will be publically available online via ECFS.<SU>192</SU>
          <FTREF/>These documents will also be available for public inspection during regular business hours in the FCC Reference Information Center, which is located in Room CY-A257 at FCC Headquarters, 445 12th Street, SW., Washington, DC 20554. The Reference Information Center is open to the public Monday through Thursday from 8 a.m. to 4:30 p.m. and Friday from 8 a.m. to 11:30 a.m.</P>
        <FTNT>
          <P>
            <SU>192</SU>Documents will generally be available electronically in ASCII, Microsoft Word, and/or Adobe Acrobat.</P>
        </FTNT>
        <P>69.<E T="03">People with Disabilities:</E>To request materials in accessible formats for people with disabilities (braille, large print, electronic files, audio format), send an e-mail to<E T="03">fcc504@fcc.gov</E>or call the FCC's Consumer and Governmental Affairs Bureau at 202-418-0530 (voice), 202-418-0432 (tty).</P>
        <P>70.<E T="03">Additional Information.</E>For additional information on this proceeding, contact Evan Baranoff,<E T="03">Evan.Baranoff@fcc.gov</E>, of the Media Bureau, Policy Division, (202) 418-2120 or Shabnam Javid,<E T="03">Shabnam.Javid@fcc.gov</E>, of the Engineering Division, Media Bureau at (202) 418-7000.</P>
        <HD SOURCE="HD1">VI. Ordering Clauses</HD>
        <P>71. Accordingly,<E T="03">it is ordered</E>that pursuant to the Commercial Advertisement Loudness Mitigation Act of 2010, Public Law 111-311, 124 Stat. 3294, and Sections 1, 2(a), 4(i), and 303(r) of the Communications Act of 1934, as amended, 47 U.S.C. 151, 152, 154(i) and (j), 303(r), and 621,<E T="03">notice is hereby given</E>of the proposals and tentative conclusions described in this Notice of Proposed Rulemaking.</P>
        <P>72.<E T="03">It is further ordered</E>that the Reference Information Center, Consumer Information Bureau, shall send a copy of this Notice of Proposed Rulemaking, including the Initial Regulatory Flexibility Analysis, to the Chief Counsel for Advocacy of the Small Business Administration.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 47 CFR Parts 73 and 76</HD>
          <P>Cable television, Digital television, Incorporation by reference, Satellite television, Television.</P>
        </LSTSUB>
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Avis Mitchell,</NAME>
          <TITLE>Federal Register Liaison.</TITLE>
        </SIG>
        <P>For the reasons discussed in the preamble, the Federal Communications Commission proposes to amend 47 CFR parts 73 and 76 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 73—RADIO BROADCAST SERVICES</HD>
          <P>1. The authority citation for part 73 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>47 U.S.C. 154, 303, 334 and 336.</P>
          </AUTH>
          
          <P>2. Section 73.682 is amended by adding paragraph (e) to read as follows:</P>
          <SECTION>
            <SECTNO>§ 73.682</SECTNO>
            <SUBJECT>TV transmission standards.</SUBJECT>
            <STARS/>
            <P>(e)(1)<E T="03">Transmission of commercial advertisements by television broadcast station.</E>Effective [one year after date of FCC adoption], television broadcast stations must comply with the ATSC A/85: “ATSC Recommended Practice: Techniques for Establishing and Maintaining Audio Loudness for Digital Television,” (May 25, 2011) (“ATSC A/85 RP”), and any successor thereto, approved by the ATSC (incorporated by reference, see § 73.8000), insofar as it concerns the transmission of commercial advertisements. ATSC A/85 RP is available from Advanced Television Systems Committee (ATSC), 1750 K Street, NW., Suite 1200, Washington, DC 20006, or at the ATSC Web site:<E T="03">http://www.atsc.org/standards.html</E>.</P>
            <P>(2) A television broadcast station that installs, utilizes, and maintains in a commercially reasonable manner the equipment and associated software to comply with ATSC A/85 shall be deemed in compliance with this section.</P>
            <P>3. Section 73.8000 is amended by adding paragraph (b)(5) to read as follows:</P>
          </SECTION>
          <SECTION>
            <PRTPAGE P="32133"/>
            <SECTNO>§ 73.8000</SECTNO>
            <SUBJECT>Incorporation by reference.</SUBJECT>
            <STARS/>
            <P>(b) * * *</P>
            <P>(5) ATSC A/85: “ATSC Recommended Practice: Techniques for Establishing and Maintaining Audio Loudness for Digital Television” (May 25, 2011), IBR approved for § 73.682.</P>
            <STARS/>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 76—MULTICHANNEL VIDEO AND CABLE TELEVISION SERVICE</HD>
          <P>4. The authority citation for part 76 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>47 U.S.C. 151, 152, 153, 154, 301, 302, 302a, 303, 303a, 307, 308, 309, 312, 315, 317, 325, 339, 340, 341, 503, 521, 522, 531, 532, 534, 535, 536, 537, 543, 544, 544a, 545, 548, 549, 552, 554, 556, 558, 560, 561, 571, 572, 573.</P>
          </AUTH>
          
          <P>5. Section 76.607 is added to read as follows:</P>
          <SECTION>
            <SECTNO>§ 76.607</SECTNO>
            <SUBJECT>Transmission of commercial advertisements.</SUBJECT>

            <P>(a) Effective [one year after date of FCC adoption], cable operators and other multichannel video programming distributors must comply with the ATSC A/85: “ATSC Recommended Practice: Techniques for Establishing and Maintaining Audio Loudness for Digital Television” (May 25, 2011) (“ATSC A/85 RP”), and any successor thereto, approved by the ATSC (incorporated by reference, see § 76.602), insofar as it concerns the transmission of commercial advertisements. ATSC A/85 RP is available from Advanced Television Systems Committee (ATSC), 1750 K Street, NW., Suite 1200, Washington, DC 20006, or at the ATSC Web site:<E T="03">http://www.atsc.org/standards.html</E>.</P>
            <P>(b) A cable operator or other multichannel video programming distributor that installs, utilizes, and maintains in a commercially reasonable manner the equipment and associated software to comply with ATSC A/85 shall be deemed in compliance with this section.</P>
            <P>6. Section 76.602 is amended by adding paragraph (b)(10) to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 76.602</SECTNO>
            <SUBJECT>Incorporation by reference.</SUBJECT>
            <STARS/>
            <P>(b) * * *</P>
            <P>(10) ATSC A/85: “ATSC Recommended Practice: Techniques for Establishing and Maintaining Audio Loudness for Digital Television” (May 25, 2011), IBR approved for § 76.602.</P>
            <NOTE>
              <HD SOURCE="HED">Note:</HD>
              <P>The following Appendix will not be included in the Code of Federal Regulations.</P>
            </NOTE>
            <APPENDIX>
              <HD SOURCE="HED">Appendix: List of Participants in Informal Meetings</HD>
              <FP SOURCE="FP-1">ABC</FP>
              <FP SOURCE="FP-1">American Cable Association (“ACA”)</FP>
              <FP SOURCE="FP-1">AT&amp;T</FP>
              <FP SOURCE="FP-1">Advanced Television Systems Committee, Inc. (“ATSC”)</FP>
              <FP SOURCE="FP-1">CBS</FP>
              <FP SOURCE="FP-1">Consumer Electronics Association (“CEA”)</FP>
              <FP SOURCE="FP-1">Consumers Union (“CU”)</FP>
              <FP SOURCE="FP-1">DIRECTV, Inc. (“DIRECTV”)</FP>
              <FP SOURCE="FP-1">DISH Network L.L.C. (“DISH”)</FP>
              <FP SOURCE="FP-1">Dolby Laboratories, Inc. (“Dolby”)</FP>
              <FP SOURCE="FP-1">FOX</FP>
              <FP SOURCE="FP-1">Free press</FP>
              <FP SOURCE="FP-1">Massillon Cable TV</FP>
              <FP SOURCE="FP-1">Association for Maximum Service Television, Inc. (“MSTV”)</FP>
              <FP SOURCE="FP-1">National Association of Broadcasters (“NAB”)</FP>
              <FP SOURCE="FP-1">National Cable &amp; Telecommunications Association (“NCTA”)</FP>
              <FP SOURCE="FP-1">NBC Universal</FP>
              <FP SOURCE="FP-1">Public Broadcasting Service (“PBS”)</FP>
              <FP SOURCE="FP-1">Verizon</FP>
              <FP SOURCE="FP-1">Wide Open West</FP>
              
            </APPENDIX>
          </SECTION>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13822 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
        <AGENCY TYPE="O">GENERAL SERVICES ADMINISTRATION</AGENCY>
        <AGENCY TYPE="O">NATIONAL AERONAUTICS AND SPACE ADMINISTRATION</AGENCY>
        <DEPDOC>[EO-13563-FAR-Docket Number 2011-0085; Sequence 1]</DEPDOC>
        <CFR>48 CFR Chapter 1</CFR>
        <SUBJECT>FAR Council's Plan for Retrospective Review Under Executive Order 13563—Preliminary Plan</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCIES:</HD>
          <P>Department of Defense (DoD), General Services Administration (GSA), and National Aeronautics and Space Administration (NASA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Request for Information.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Federal Acquisition Regulatory (FAR) Council has developed a preliminary plan for the retrospective analysis of provisions in the FAR, in accordance with Executive Order (E.O.) 13563, “Improving Regulation and Regulatory Review.” The E.O. sets forth principles and requirements designed to strengthen regulations and regulatory review by promoting public participation, improving integration and innovation, increasing flexibility, and increasing retrospective analysis of existing rules. The E.O. requires every agency to develop “a preliminary plan, consistent with law and its resources and regulatory priorities, under which the agency will periodically review its existing significant regulations to determine whether such regulations should be modified, streamlined, expanded or repealed to make the agency's regulatory program more effective and or less burdensome in achieving its regulatory objectives.” To comply with E.O. 13563, the FAR Council invites interested members of the public to submit comments on its preliminary plan available at<E T="03">http://www.whitehouse.gov/21stcenturygov/actions/21st-century-regulatory-system.</E>
          </P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Comment Date:</E>Interested parties should submit written comments to the Regulatory Secretariat on or before July 5, 2011 to be considered in the formulation of a final plan.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit comments identified by Regulatory Burden; Federal Acquisition Regulatory Council Retrospective Review Under Executive Order 13563 Preliminary Plan by any of the following methods:</P>
          <P>•<E T="03">Regulations.gov: http://www.regulations.gov.</E>Submit comments via the Federal eRulemaking portal by inputting the document title under the heading “Enter Keyword or ID” and selecting “search.” Select the link “Submit a Comment” that corresponds with “FAR Council's Plan for Retrospective Review under Executive Order 13563—Preliminary Plan.” Follow the instructions provided to complete the “Submit a Comment” screen. Please include your name, company name (if any), and “FAR Council's Plan for Retrospective Review under Executive Order 13563—Preliminary Plan” on your attached document.</P>
          <P>•<E T="03">Fax:</E>202-501-4067.</P>
          <P>•<E T="03">Mail:</E>General Services Administration, Regulatory Secretariat (MVCB), 1275 First Street, NE., 7th floor, ATTN: Hada Flowers, Washington, DC 20417.</P>
          <P>
            <E T="03">Instructions:</E>Please submit comments only and cite the “FAR Council's Plan for Retrospective Review under Executive Order 13563—Preliminary Plan” in all correspondence related to this case. All comments received will be posted without change to<E T="03">http://www.regulations.gov,</E>including any personal and/or business confidential information provided.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>The FAR Secretariat at (202) 501-4755, for information pertaining to status or publication schedules. For clarification of content, contact Julia Wise, Procurement Policy Analyst at (202) 395-7561 or<E T="03">jwise@omb.eop.gov.</E>Please cite the “FAR Council's Plan for Retrospective Review under Executive Order 13563—Preliminary Plan.”</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <PRTPAGE P="32134"/>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>On January 18, 2011, the President signed E.O. 13563, “Improving Regulation and Regulatory Review,” published in the<E T="04">Federal Register</E>at 76 FR 3821 on January 21, 2011, which states that agencies must consider costs and benefits of their regulations and choose the least burdensome path. Agencies are required to coordinate, simplify, and harmonize regulations to reduce costs and promote certainty for businesses and the public.</P>
        <P>Section 6 of E.O. 13563 emphasizes the importance of retrospective analysis of rules and requires agencies to develop a plan, under which the agency will periodically review its existing significant regulations to determine whether any such regulations should be modified, expanded, streamlined, or repealed so as to make the agency's regulatory program more effective or less burdensome in achieving the regulatory objectives.</P>
        <HD SOURCE="HD1">Request for Comments</HD>
        <P>The FAR Council invites public comments on its plans for retrospective analysis. The Council's plan has tentatively identified eight priority initiatives for new or continued retrospective analysis and follow-up action over the next two years. These initiatives include—</P>
        <P>1. Re-examining FAR Council process for applying new regulatory requirements to commercial item acquisitions &amp; small (simplified) purchases;</P>
        <P>2. Exploring opportunities to accelerate payments to small businesses;</P>
        <P>3. Reviewing rules governing communications with vendors before awarding contracts;</P>
        <P>4. Reducing number of competitions that result in only one offer;</P>
        <P>5. Revisiting the process for reviewing past performance information;</P>
        <P>6. Working with SBA to modernize rules for using contract set-asides and small business subcontracting plans;</P>
        <P>7. Restructuring rules addressing conflicts of interest; and</P>
        <P>8. Clarifying rules addressing the use of competition for Blanket purchase agreements.</P>
        <P>The FAR Council welcomes comments on its preliminary plan and the initiatives discussed therein. The FAR Council further invites comments about any additional regulations, other than those listed in the preliminary plan, that should be modified, expanded, streamlined, or repealed in order to make the FAR more effective or less burdensome or both.</P>
        <P>The FAR Council advises that this notice and request for comments is issued for information and policy development purposes. Although the FAR Council encourages responses to this notice, such comments do not bind the FAR Council to taking any further actions related to the submission.</P>
        <SIG>
          <DATED>Dated: May 31, 2011.</DATED>
          <NAME>Laura Auletta,</NAME>
          <TITLE>Acting Director, Office of GovernmentwideAcquisition Policy, General Services Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13835 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6820-EP-P</BILCOD>
    </PRORULE>
  </PRORULES>
  <VOL>76</VOL>
  <NO>107</NO>
  <DATE>Friday, June 3, 2011</DATE>
  <UNITNAME>Notices</UNITNAME>
  <NOTICES>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="32135"/>
        <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Forest Service</SUBAGY>
        <RIN>RIN 0596-AC77</RIN>
        <SUBJECT>National Forest System Invasive Species Management Policy</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Forest Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed directive; request for comment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Forest Service is seeking comment on it's proposal to establish an internal directive to Forest Service Manual (FSM) 2900 for invasive species management. The proposed invasive species management directive will provide foundational comprehensive guidance for the management of invasive species on aquatic and terrestrial areas of the National Forest System (NFS). The directive articulates broad objectives, policies, responsibilities, and definitions for Forest Service employees and partners to more effectively communicate NFS invasive species management requirements at the local, regional, and national levels. The directive primarily serves to clarify and improve the understanding, scope, roles, principles, and responsibilities associated with NFS invasive species management for Forest Service employees and the public. This directive will increase Forest Service effectiveness when planning and implementing invasive species management activities; using a collaborative and holistic approach for protecting and restoring aquatic and terrestrial ecosystems from the impacts of invasive plants, pathogens, vertebrates, and invertebrates.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received in writing by August 2, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Submit comments through the World Wide Web/Internet Web site<E T="03">http://www.regulations.gov</E>or mail written comments to Director, Rangeland Management, Mailstop 1103, Forest Service, USDA, 1400 Independence Ave., SW., Washington, DC 20250-1103. All comments, including names and addresses when provided, are placed in the record and are available for public inspection and copying. Persons wishing to inspect the comments are encouraged to call ahead (202) 205-1049 to facilitate entrance into the building.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Mike Ielmini, National Invasive Species Program Coordinator, National Forest System, USDA Forest Service, Mailstop 1103, 1400 Independence Avenue, SW., Washington, DC 20250, (202) 205-1049.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Forest Service is amending its directives by establishing a new title in the Forest Service Manual, FSM 2900—Invasive Species Management.</P>
        <HD SOURCE="HD1">Background and Need for the Proposed Directive</HD>
        <HD SOURCE="HD2">Background for the Proposed Directive</HD>

        <P>The management of aquatic and terrestrial invasive species across the landscape is widely recognized, and the Forest Service has conducted invasive species management activities across many programs for decades. However, during the development of the<E T="03">Forest Service National Strategy and Implementation Plan for Invasive Species Management</E>(2004), it was identified that the National Forest System lacked a comprehensive policy (Forest Service directive) to provide specific direction to the field on the management of a full suite of aquatic and terrestrial invasive species. The need for a consolidated stand-alone directive for NFS invasive species management operations was further identified as a limiting factor during the program performance review, as well as during an ongoing program audit by the USDA Office of Inspector General. These assessments highlighted that the invasive species issue was not well understood in some agency programs, and based on information gathered on NFS program activities and annual program performance there was a need to better describe the roles and responsibilities for various levels of agency staff and leadership to more effectively address invasive species threats impacting the National Forest System.</P>
        <P>In addition to establishing this broad policy, the Agency is developing specific operational requirements, standards, criteria, and guidance for invasive species management operations through an accompanying handbook that will be issued through the Directives system. The process to develop this draft handbook has begun and public comment will be sought in the near future.</P>
        <HD SOURCE="HD2">Need for the Proposed Directive</HD>
        <P>The proposed invasive species management directive will provide foundational, comprehensive guidance for the management of invasive species on aquatic and terrestrial areas of the National Forest System. The directive articulates objectives, policies, principles, and definitions for Forest Service employees and partners to more effectively communicate NFS invasive species management requirements at the local, regional, and national levels. The directive primarily serves to clarify and improve the understanding, scope, roles, principles, and responsibilities associated with NFS invasive species management for Forest Service employees and the public. The directive will increase Forest Service effectiveness when planning and implementing invasive species management activities; using a collaborative and holistic approach for protecting and restoring aquatic and terrestrial ecosystems from the impacts of invasive plants, pathogens, vertebrates, and invertebrates.</P>

        <P>The proposed directive applies to all of the National Forest System's resource management programs. For example, it recognizes the need to integrate invasive species prevention, early detection and rapid response, control, restoration, cooperation, education and awareness, and mitigation activities across NFS resource management programs, Forest land use planning activities, project-level planning activities, and other NFS operations. By improving the overall NFS effectiveness against aquatic and terrestrial invasive species, the proposed directive will help the Forest Service to better manage healthy, resilient landscapes which will have greater capacity to survive natural disturbances and large scale threats to sustainability, especially under changing and uncertain future environmental conditions such as those driven by climate change and increasing human uses; a benefit for all<PRTPAGE P="32136"/>communities. Through the roles and responsibilities identified in the proposed directive, the Forest Service will be able to more effectively address invasive species in the conext of environmental issues such as adaptation to climate change, increasing wildfire risk, watershed restoration, fragmentation of habitats, loss of biodiversity, and human health concerns while engaging the public, including participation by underserved communities in these programs and benefits. The proposed directive strengthens the Agency's ability to communicate (outreach) invasive species management needs at the local, regional, and national levels by articulating objectives, policies, principles, and definitions of invasive species management for Agency employees and diverse partners. The proposed directive fosters a better understanding and collaboration among diverse interests among the local to national levels in order to: (a) Develop integrated pest management strategies, goals, objectives, and projects; (b) reduce the threat invasive species pose to local economies; and (c) increase support for and accomplishment of priority invasive species management projects threatening aquatic and terrestrial areas of the National Forest System and neighboring lands. This will increase the Agency's effectiveness when planning and implementing invasive species management activities as a tool for achieving sustainable management and providing a broad range of ecosystem services from NFS lands benefiting all communities. Implementation of the directive is projected to increase the amount of invasive species work planned and accomplished, increasing economic development opportunities and improving local economic stability, including job and contracting opportunities among small business entities, low-income and socially disadvantaged groups and communities.</P>
        <HD SOURCE="HD1">Comments Being Sought</HD>
        <P>The Agency is specifically seeking comment on the following objectives or goals, policy or broad governing principles, and definitions.</P>
        <HD SOURCE="HD2">Proposed Objectives or Goals.</HD>
        <P>Management activities for aquatic and terrestrial invasive species (including vertebrates, invertebrates, plants, and pathogens) will be based upon an integrated pest management approach on all areas within the National Forest System, and on areas managed outside of the National Forest System under the authority of the Wyden Amendment (Pub. L. 109-54, Section 434), prioritizing prevention and early detection and rapid response actions as necessary. All National Forest System invasive species management activities will be conducted within the following strategic objectives:</P>
        <P>1.<E T="03">Prevention.</E>Take proactive approaches to manage all aquatic and terrestrial areas of the National Forest System in a manner to protect native species and ecosystems from the introduction, establishment, and spread of invasive species. Prevention can also include actions to design public-use facilities to reduce accidental spread of invasive species, and actions to educate and raise awareness with internal and external audiences about the invasive species threat and respective management solutions.</P>
        <P>2.<E T="03">Early Detection and Rapid Response (EDRR).</E>Inventory and survey susceptible aquatic and terrestrial areas of the National Forest System so as to quickly detect invasive species infestations, and subsequently implement immediate and specific actions to eradicate those infestations before they become established and/or spread. Coordinate detection and response activities with internal and external partners to achieve an effective EDRR approach across all aquatic and terrestrial areas of the National Forest System. EDRR actions are grouped into three main categories: early detection, rapid assessment, and rapid response. EDRR systems will be consistent with guidance from the National Invasive Species Council, such as the `Guidelines for Early Detection and Rapid Response'.</P>
        <P>3.<E T="03">Control and Management.</E>Conduct integrated invasive species management activities on priority aquatic and terrestrial areas of the National Forest System will be consistent with guidance from the National Invasive Species Council, such as the `Control and Management Guidelines', to contain, reduce, and remove established infestations of aquatic and terrestrial invasive species, and to limit the adverse effects of those infestations on native species, human health, and other National Forest System resources.</P>
        <P>4.<E T="03">Restoration.</E>Pro-actively manage aquatic and terrestrial areas of the National Forest System to increase the ability of those areas to be self-sustaining and resistant (resilience) to the establishment of invasive species. Where necessary, implement restoration, rehabilitation, and/or revegetation activities following invasive species treatments to prevent or reduce the likelihood of the reoccurrence or spread of aquatic or terrestrial invasive species.</P>
        <P>5.<E T="03">Organizational Collaboration.</E>Cooperate with other federal agencies, state agencies, local governments, tribes, academic institutions, and the private sector to increase public awareness of the invasive species threat, and promote a better understanding of integrated activities necessary to effectively manage aquatic and terrestrial invasive species throughout the National Forest System. Coordinate National Forest System invasive species management activities with other Forest Service programs and external partners to reduce, minimize, or eliminate the potential for introduction, establishment, spread, and impact of aquatic and terrestrial invasive species. Coordinate and integrate invasive species research and technical assistance activities conducted by Forest Service Research and Development, and State and Private Forestry programs with National Forest System programs to increase the management effectiveness against aquatic and terrestrial invasive species infestations impacting or threatening the National Forest System.</P>
        <HD SOURCE="HD2">Proposed Policy or Principles</HD>
        <P>The management of aquatic and terrestrial invasive species (including vertebrates, invertebrates, plants, and pathogens) will be based on an integrated pest management approach, throughout the National Forest System.</P>
        <P>1. Initiate, coordinate, and sustain actions to prevent, control, and eliminate priority infestations of invasive species in aquatic and terrestrial areas of the National Forest System using an integrated pest management approach, and collaborate with stakeholders to implement cooperative invasive species management activities in accordance with law and policy.</P>
        <P>2. When applicable, invasive species management actions and standards should be incorporated into resource management plans at the forest level, and in programmatic environmental planning and assessment documents at the regional or national levels.</P>
        <P>3. Determine the vectors, environmental factors, and pathways that favor the establishment and spread of invasive species in aquatic and terrestrial areas of the National Forest System, and design management practices to reduce or mitigate the risk for introduction or spread of invasive species in those areas.</P>

        <P>4. Determine the risk of introducing, establishing or spreading invasive species associated with any proposed<PRTPAGE P="32137"/>action, as an integral component of project planning and analysis, and where necessary provide for alternatives or mitigation measures to reduce or eliminate that risk prior to project approval.</P>
        <P>5. Ensure that all Forest Service management activities are designed to minimize or eliminate the possibility of establishment or spread of invasive species on the National Forest System, or to adjacent areas. Integrate visitor use strategies with invasive species management activities on aquatic and terrestrial areas of the National Forest System. At no time are invasive species to be promoted or used in site restoration or re-vegetation work, watershed rehabilitation projects, planted for bio-fuels production, or other management activities on national forests and grasslands.</P>
        <P>6. Use contract and permit clauses to require that the activities of contractors and permittees are conducted to prevent and control the introduction, establishment, and spread of aquatic and terrestrial invasive species. For example, where determined to be appropriate use agreement clauses to require contractors or permittees to meet Forest Service-approved vehicle and equipment cleaning requirements/standards prior to using the vehicle or equipment in the National Forest System.</P>
        <P>7. Make every effort to prevent the accidental spread of invasive species carried by contaminated vehicles, equipment, personnel, or materials (including plants, wood, plant/wood products, water, soil, rock, sand, gravel, mulch, seeds, grain, hay, straw, or other materials).</P>
        <P>a. Establish and implement standards and requirements for vehicle and equipment cleaning to prevent the accidental spread of aquatic and terrestrial invasive species on the National Forest System or to adjacent areas.</P>
        <P>b. Make every effort to ensure that all materials used on the National Forest System are free of invasive species and/or noxious weeds (including free of reproductive/propagative material such as seeds, roots, stems, flowers, leaves, larva, eggs, veligers, and so forth).</P>
        <P>8. Where States have legislative authority to certify materials as weed-free (or invasive-free) and have an active State program to make those State-certified materials available to the public, forest officers shall develop rules restricting the possession, use, and transport of those materials unless proof exists that they have been State-certified as weed-free (or invasive-free), as provided in 36 CFR part 261.</P>
        <P>9. Monitor all management activities for potential spread or establishment of invasive species in aquatic and terrestrial areas of the National Forest System.</P>
        <P>10. Manage invasive species in aquatic and terrestrial areas on the National Forest System using an integrated pest management approach to achieve the goals and objectives identified in Forest Land and Resource Management plans, and other Forest Service planning documents, and other plans developed in cooperation with external partners for the management of natural or cultural resources.</P>
        <P>11. Integrate invasive species management funding broadly across a variety of National Forest System programs, while associating the funding with the specific aquatic or terrestrial invasive species that is being prioritized for management, as well as the purpose and need of the project or program objective.</P>
        <P>12. Develop and utilize site-based and species-based risk assessments to prioritize the management of invasive species infestations in aquatic and terrestrial areas of the National Forest System. Where appropriate, use a structured decision-making process and adaptive management or similar strategies to help identify and prioritize invasive species management approaches and actions.</P>
        <P>13. Comply with the Forest Service performance accountability system requirements for invasive species management to ensure efficient use of limited resources at all levels of the Agency and to provide information for adapting management actions to meet changing program needs and priorities. When appropriate, utilize a structured decision-making process to address invasive species management problems in changing conditions, uncertainty, or when information is limited.</P>
        <P>14. Establish and maintain a national record keeping database system for the collection and reporting of information related to invasive species infestations and management activities, including invasive species management performance, associated with the National Forest System. Require all information associated with National Forest System invasive species management (including inventories, surveys, and treatments) to be collected, recorded, and reported consistent with national program protocols, rules, and standards.</P>
        <P>15. Where appropriate, integrate invasive species management activities, such as inventory, survey, treatment, prevention, monitoring, and so forth, into National Forest System management programs. Use inventory and treatment information to help set priorities and select integrated management actions to address new or expanding invasive species infestations in aquatic and terrestrial areas of the National Forest System.</P>
        <P>16. Assist and promote cooperative efforts with internal and external partners, including private, State, tribal, and local entities, research organizations, and international groups to collaboratively address priority invasive species issues affecting the National Forest System.</P>
        <P>17. Coordinate as needed with Forest Service Research and Development and State and Private Forestry programs, other agencies included under the National Invasive Species Council, and external partners to identify priority/high-risk invasive species that threaten aquatic and terrestrial areas of the National Forest System. Encourage applied research to develop techniques and technology to reduce invasive species impacts to the National Forest System.</P>
        <P>18. As appropriate, collaborate and coordinate with adjacent landowners and other stakeholders to improve invasive species management effectiveness across the landscape. Encourage cooperative partnerships to address invasive species threats within a broad geographical area.</P>
        <HD SOURCE="HD2">Proposed Definitions</HD>
        <P>
          <E T="03">Adaptive Management.</E>A system of management practices based on clearly identified intended outcomes and monitoring to determine if management actions are meeting those outcomes; and, if not, to facilitate management changes that will best ensure that those outcomes are met or reevaluated. Adaptive management stems from the recognition that knowledge about natural resource systems is sometimes uncertain.</P>
        <P>
          <E T="03">Control.</E>With respect to invasive species (plant, pathogen, vertebrate, or invertebrate species), control is defined as any activity or action taken to reduce the population, contain, limit the spread, or reduce the effects of an invasive species. Control activities are generally directed at established free-living infestations, and may not necessarily be intended to eradicate the targeted infestation in all cases.</P>
        <P>
          <E T="03">Early Detection.</E>The process of finding, identifying, and quantifying new, small, or previously unknown infestations of aquatic or terrestrial invasive species prior to (or in the initial stages of) its establishment as free-living expanding population. Early detection of an invasive species is<PRTPAGE P="32138"/>typically coupled with integrated activities to rapidly assess and respond with quick and immediate actions to eradicate, control, or contain it.</P>
        <P>
          <E T="03">Eradication.</E>With respect to invasive species (plant, pathogen, vertebrate, or invertebrate species), eradication is defined as the removal or elimination of the last remaining individual invasive species in the target infestation on a given site. It is determined to be complete when the target species is absent from the site for a continuous time period (that is, several years after the last individual was observed). Eradication of an infestation of invasive species is relative to the time-frame provided for the treatment procedures. Considering the need for multiple treatments over time, certain populations can be eradicated using proper integrated management techniques.</P>
        <P>
          <E T="03">Integrated Pest Management (IPM).</E>A pest (in this context an invasive species) control strategy based on the determination of an economic, human health, or environmental threshold that indicates when a pest population is approaching the level at which control measures are necessary to prevent a decline in the desired conditions (economic or environmental factors). In principle, IPM is an ecologically-based holistic strategy that relies on natural mortality factors, such as natural enemies, weather, and environmental management, and seeks control tactics that disrupt these factors as little as possible. Integrated pest management techniques are defined within four broad categories: (1) Biological, (2) Cultural, (3) Mechanical/Physical, and (4) Chemical techniques.</P>
        <P>
          <E T="03">Invasive Species.</E>Executive Order 13112 defines an invasive species as “an alien species whose introduction does or is likely to cause economic or environmental harm or harm to human health.” The Forest Service relies on Executive Order 13112 to provide the basis for labeling certain organisms as invasive. Based on this definition, the labeling of a species as ‘invasive’ requires closely examining both the origin and effects of the species. The key is that the species must cause harm and be exotic to the ecosystem it has infested before we can consider labeling it as “invasive”. Thus, native pests are not considered ‘invasive”, even though they may cause harm. Invasive species infest both aquatic and terrestrial areas and can be identified within any of the following four taxonomic categories: Plants, Vertebrates, Invertebrates, and Pathogens. Additional information on this definition can be found in Executive Order 13112.</P>
        <P>
          <E T="03">Invasive Species Management.</E>Activities to prevent, control, contain, eradicate, survey, detect, identify, inventory, and monitor invasive species; includes rehabilitation and restoration of affected sites and educational activities related to invasive species. Management actions are based upon species-specific or site-specific plans (including forest plans, IPM plans, watershed restoration plans, and so forth), and support the accomplishment of plan goals and objectives and achieve successful restoration or protection of priority areas identified in the respective plan(s).</P>
        <P>
          <E T="03">Inventory.</E>Invasive species inventories are generally defined as the observance and collection of information related to the occurrence, population or infestation of the detected species across the landscape or with respect to a more narrowly-defined area or site. Inventory attributes and purposes will vary, but are typically designed to meet specific management objectives which need information about the extent of an invasive species infestation. Inventories are typically conducted to quantify the extent of, and other attributes related to, infestations identified during survey activities.</P>
        <P>
          <E T="03">Memorandum of Understanding.</E>A written agreement between the Forest Service and local, State, or Federal entities, or private organizations, entered into when there is no exchange of funds from one organization to another.</P>
        <P>
          <E T="03">Monitoring.</E>For the purposes of invasive species program performance and accountability, the term “monitoring” refers to the observance and recording of information related to the responses to treating an invasive species infestation, and reported as treatment efficacy. By monitoring the treatment results over time, a measure of overall programmatic treatment efficacy can be determined and an adaptive management process can be used in subsequent treatment activities.</P>
        <P>
          <E T="03">Noxious Weed.</E>The term “Noxious Weed” is defined for the Federal government in the Plant Protection Act of 2000 and in some individual State statutes. For purposes of this chapter, the term has the same meaning as found in the Plant Protection Act of 2000 as follows: The term “noxious weed” means any plant or plant product that can directly or indirectly injure or cause damage to crops (including nursery stock or plant products), livestock, poultry, or other interests of agriculture, irrigation, navigation, the natural resources of the United States, the public health, or the environment. The term typically describes species of plants that have been determined to be undesirable or injurious in some capacity. Federal noxious weeds are regulated by USDA-Animal and Plant Health Inspection Service under the Plant Protection Act of 2000 which superseded the Federal Noxious Weed Act of 1974. State statues for noxious weeds vary widely, with some states lacking any laws defining or regulating noxious weeds. Depending on the individual State law, some plants listed by a State statute as “noxious” may be native plants which that state has determined to be undesirable. When the species are native they are not considered invasive species by the Federal government. However, in most cases, State noxious weed lists include only exotic (non-native) species.</P>
        <P>
          <E T="03">Prevention.</E>Prevention measures for invasive species management programs include a wide range of actions and activities to reduce or eliminate the chance of an invasive species entering or becoming established in a particular area. Preventative activities can include projects for education and awareness as well as more traditional prevention activities such as vehicle/equipment cleaning, boat inspections, or native plant restoration plantings. Restoration activities typically prevent invasive species infestations by improving site resilience, and reducing or eliminating the conditions on a site that may facilitate or promote invasive species establishment.</P>
        <P>
          <E T="03">Priority Area Treated.</E>Program or project plans (primarily at the district or forest level) will identify priority areas on which to focus integrated management actions to directly prevent, control, or eradicate a priority/high-risk aquatic or terrestrial invasive species. Priority areas indentified for invasive species treatments may include any specifically-delineated project area. Examples include, but are not limited to: a fuels treatment area, a developed recreation area, a transportation corridor, a facility, a sensitive habitat for rare species, a wetland, a river, a lake, a stream, an irrigation ditch, a grazing allotment, a stock pond, a fire camp, wildlife winter range, a burned area, a fire-break, a timber sale area, a wilderness area, a Research Natural Area, an energy transmission right of way, and so forth). The size of the priority area treated will typically be measured in acres. For linear features (such as a stream/river, trail, roadway, power-line, ditch, and so forth) the area size can be calculated from the length and average width. In some cases, a smaller portion of a delineated project area infested by invasive species may be prioritized for treatment over the larger<PRTPAGE P="32139"/>infestation. Guidance on determining and establishing priorities for invasive species management is provided in the Forest Service Invasive Species Management Handbook (FSH 2900).</P>
        <P>
          <E T="03">Rapid Response.</E>With respect to invasive species (plant, pathogen, vertebrate, or invertebrate species), rapid responses are defined as the quick and immediate actions taken to eradicate, control, or contain infestations that must be completed within a relatively short time to maximize the biological and economic effectiveness against the targeted invasive species. Depending on the risk of the targeted invasive species, rapid response actions may be supported by an emergency situation determination and emergency considerations would include the geographic extent of the infestation, distance from other known infestations, mobility and rate of spread of the invasive species, threat level and potential impacts, and available treatments.</P>
        <P>
          <E T="03">Restored.</E>With respect to performance specifically, the invasive species program is driven by an outcome-based performance measure centered on `restoration'. An area treated (see “treatment” definition) against invasive species has been `restored' when the targeted invasive species defined in the project plan was controlled or eradicated directly as a result of the treatment activity. In some instances, actions taken across particular areas to prevent the establishment and spread of specific invasive species are also included in this treatment definition. `Restored' acres are a subset of `treated' acres, which are tracked annually to determine the effectiveness of treatments. Preventing, controlling, or eradicating invasive species assists in the recovery of the area's resilience and the capacity of a system to adapt to change if the environment where the system exists has been degraded, damaged, or destroyed (in this case by invasive species); and helps to reestablish ecosystem functions by modifying or managing composition and processes necessary to make terrestrial and aquatic ecosystems sustainable, and resilient, under current and future conditions (as described in FSM 2020). In most cases, this is a performance measure defined in the project plan, and project managers have the flexibility to set the parameters for determining when the treated areas have been restored. Absence of an individual invasive species organism, whether through eradication or prevention efforts, is most often the criteria used to determine when acres have been restored. Monitoring treatment efficacy is critical to reporting invasive species management performance.</P>
        <P>
          <E T="03">Resilience.</E>The capacity of an ecosystem to absorb disturbance and reorganize while undergoing change, so as to still retain essentially the same function, structure, identity, and feedbacks. By working toward the goals of diverse native ecosystems that are connected and can absorb disturbance, it is expected that over time, management would create ecological conditions that support the abundance and distribution of native species within a geographic area to provide for native plant and animal diversity.</P>
        <P>
          <E T="03">State Agency.</E>A State Department of Agriculture, State Department of Natural Resources, other State agency, or subdivision thereof, responsible for the administration or implementation of State laws pertaining to invasive species, noxious weeds, exotic species, or other pest/undesirable species.</P>
        <P>
          <E T="03">Structured Decision Making (SDM).</E>A general term for carefully-organized analysis of problems in order to reach decisions that are focused clearly on achieving fundamental objectives. Based in decision theory and risk analysis, SDM encompasses a simple set of concepts and helpful steps, rather than a rigidly-prescribed approach for problem solving. Key SDM concepts include making decisions based on clearly articulated fundamental objectives, dealing explicitly with uncertainty, and responding transparently to legal mandates and public preferences or values in decision making; thus, SDM integrates science and policy explicitly. Every decision consists of several primary elements, management objectives, decision options, and predictions of decision outcomes. By analyzing each component separately and thoughtfully within a comprehensive decision framework, it is possible to improve the quality of decision-making. The core SDM concepts and steps to better decision making are useful across all types of decisions: from individuals making minor decisions to complex public sector decisions involving multiple decision makers, scientists and other stakeholders.</P>
        <P>
          <E T="03">Survey.</E>An invasive species survey is a process of systematically searching a geographic area for a particular (targeted) invasive species, or a group of invasive species, to determine if the species exists in that area. It is important to know where and when surveys have occurred, even if the object of the survey (target species) was not located. Information on the absence of an invasive species can be as valuable as information on the presence of the species, and can be used as a foundation to an early detection system. Unlike inventories, surveys typically do not collect additional detailed attributes of the infestation or the associated site.</P>
        <P>
          <E T="03">Targeted Invasive Species.</E>An individual invasive species or population of invasive species, which has been prioritized at the project-level for management action based upon risk assessments, project objectives, economic considerations, and other priority-setting decision support tools.</P>
        <P>
          <E T="03">Treatment.</E>Any activity or action taken to directly prevent, control, or eradicate a targeted invasive species. Treatment of an invasive species infestation may not necessarily result in the elimination of the infestation, and multiple treatments on the same site or population are sometimes required to affect a change in the status of the infestation. Treatment activities typically fall within any of the four general categories of integrated management techniques: Biological treatments, Cultural treatments, Mechanical treatments, or Chemical treatments. For example, the use of domestic goats to control invasive plants would be considered a biological treatment; the use of a piscicide to control invasive fishes would be characterized as a chemical treatment; planting of native seeds used to prevent invasive species infestations and restore a degraded site would be considered a cultural treatment technique; developing an aquatic species barrier to prevent invasive species from spreading throughout a watershed would be considered a physical treatment; cleaning, scraping, or otherwise removing invasive species attached to equipment, structures, or vehicles would be considered a mechanical treatment designed to directly control and prevent the spread of those species.</P>
        <HD SOURCE="HD1">Regulatory Certifications</HD>
        <HD SOURCE="HD2">Environmental Impact</HD>

        <P>The proposed directive establishes broad, foundational policy for invasive species management on the National Forest System and associated resources. Agency procedure at 36 CFR 220.6(d)(2) (73 FR 43093) excludes from documentation in an environmental assessment or environmental impact statement “rules, regulations, or policies to establish Service-wide administrative procedures, program processes, or instructions.” The Agency has concluded that the proposed directive falls within this category of actions and that no extraordinary circumstances exist which would require preparation<PRTPAGE P="32140"/>of an environmental assessment or environmental impact statement.</P>
        <HD SOURCE="HD2">Regulatory Impact</HD>

        <P>This proposed directive has been reviewed under USDA procedures and<E T="03">Executive Order 12866, Regulatory Planning and Review.</E>It has been determined that this is not an economically significant action. This action to issue agency policy will not have an annual effect of $100 million or more on the economy nor adversely affect productivity, competition, jobs, the environment, public health or safety, nor state or local governments. This action will not interfere with an action taken or planned by another agency. This action will not alter the budgetary impact of entitlements, grants, user fees, or loan programs or the rights and obligations of recipients of such programs. However, because of the extensive interest in the management of National Forest System land, this proposed agency directive has been designated as significant and, therefore, is subject to Office of Management and Budget review under Executive Order 12866.</P>

        <P>This proposed directive has been considered in light of Executive Order 13272 regarding proper consideration of small entities and the Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA), which amended the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq</E>). A small enitities flexibility assessment has determined that this action will not have a significant economic impact on a substantial number of small entities as defined by SBREFA. This proposed directive is focused on National Forest System invasive species management activities, is not a regulation, and imposes no requirements on small or large entities. Addtionally, the proposed directive will increase agency effectiveness when planning and implementing invasive species management activities at the local level and, in turn, will provide opportunities to facilitate economic development for local communities and provide job opportunities for small business entities or individuals.</P>
        <P>This proposed directive is consistent with the terminology and requirements identified in Executive Order 13112 on invasive species, and correlates the Forest Service roles and responsibilities with the goals, objectives, and priority actions to manage invasive species identified in the National Invasive Species Council's National Invasive Species Management Plan (2001 and 2008-2012, as amended).</P>
        <HD SOURCE="HD2">Federalism</HD>
        <P>The Agency has considered this proposed directive under the requirements of Executive Order 13132, Federalism. The Agency has concluded that the proposed directive conforms with the federalism principles set out in this Executive Order; will not impose any compliance costs on the States; and will not have substantial direct effects on the States or the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. Therefore, the Agency has determined that no further assessment of federalism implications is necessary.</P>
        <HD SOURCE="HD2">Consultation and Coordination With Indian Tribal Governments</HD>

        <P>Pursuant to Executive Order 13175 of November 6, 2000, “Consultation and Coordination with Indian Tribal Governments,” the Agency has assessed the impact of this proposed directive on Indian Tribes and has determined that it does not have substantial direct or unique effects on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes. The proposed directive does not have tribal implications, affect the rights of Indian tribes to self-governance, and does not impact tribal sovereignty or self-determination. Specifically, the proposed directive represents a compilation and consolidation of existing invasive species management authorities, roles, and responsibilities focused on the duties of Forest Service personnel on the National Forest System, and does not impose substantial direct compliance costs on Indian tribal governments or preempt tribal law. Therefore, after discussions and coordination with the Forest Service Office of Tribal Relations and regional Forest Service tribal coordinators regarding this proposed directive, the Agency has determined that formal consultation with Tribal governments on this proposed directive is unnecessary prior to publishing this proposed directive in the<E T="04">Federal Register</E>.</P>
        <P>Implementation of this directive primarily occurs at the local level (national forest or grassland unit) through land management planning and project-level planning and accomplishment. Therefore, coordination with Tribes, other governmental organizations, and the public is most applicable at the forest and grassland level because it is at that level that specific invasive species management goals and objectives are established. Also, at that level the design and effects of invasive species management activities are most effectively managed in relation to the Agency's tribal trust responsibilities and Indian tribal treaty rights.</P>
        <P>In addition, during the review and coordination with the Forest Service Office of Tribal Relations, it was agreed that the Agency would coordinate an outreach effort through the respective regional OTR directors/staff regarding the future development of the Forest Service Handbook for NFS Invasive Species Management; inviting additional review and collaboration with interested Tribal governments during that process. This future Forest Service Handbook on Invasive Species Management would tier directly from this proposed [final] directive and would provide the detailed operational requirements, standards, criteria, and guidance which would be most applicable to Tribal government interests.</P>
        <HD SOURCE="HD2">No Takings Implications</HD>
        <P>This proposed directive has been analyzed in accordance with the principles and criteria contained in Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights, and it has been determined that the proposed directive does not pose the risk of a taking of protected private property.</P>
        <HD SOURCE="HD2">Civil Justice Reform</HD>
        <P>This proposed directive has been reviewed under Executive Order 12988 of February 7, 1996, “Civil Justice Reform.” After adoption of this proposed directive, (1) All state and local laws and regulations that conflict with this proposed directive or that would impede full implementation of this directive would be preempted; (2) no retroactive effect would be given to this proposed directive; and (3) the proposed directive would not require the use of administrative proceedings before parties could file suit in court challenging its provisions.</P>
        <HD SOURCE="HD2">Unfunded Mandates</HD>

        <P>Pursuant to Title II of the Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538), which the President signed into law on March 22, 1995, the Agency has assessed the effects of this proposed directive on State, local, and Tribal governments and the private sector. This proposed directive does not compel the expenditure of funds by any<PRTPAGE P="32141"/>State, local, or Tribal government or anyone in the private sector. Therefore, a statement under section 202 of the Act is not required.</P>
        <HD SOURCE="HD2">Energy Effects</HD>
        <P>This proposed directive has been reviewed under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. It has been determined that this proposed directive does not constitute a significant energy action as defined in the Executive Order.</P>
        <HD SOURCE="HD2">Controlling Paperwork Burdens on the Public</HD>

        <P>This proposed directive does not contain any additional record keeping or reporting requirements or other information collection requirements as defined in 5 CFR part 1320 that are not already required by law or not already approved for use, and therefore, imposes no additional paperwork burden on the public. Accordingly, the review provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501<E T="03">et seq.</E>) and its implementing regulations at 5 CFR part 1320 do not apply.</P>
        <SIG>
          <DATED>Dated: May 27, 2011.</DATED>
          <NAME>Mary Wagner,</NAME>
          <TITLE>Associate Chief.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13800 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-11-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
        <P>The Department of Commerce will submit to the Office of Management and Budget (OMB) for clearance the following proposal for collection of information under the provisions of the Paperwork Reduction Act (44 U.S.C. chapter 35).</P>
        <P>
          <E T="03">Agency:</E>National Oceanic and Atmospheric Administration (NOAA).</P>
        <P>
          <E T="03">Title:</E>Alaska Pacific Halibut Fisheries: Charter Recordkeeping.</P>
        <P>
          <E T="03">OMB Control Number:</E>0648-0575.</P>
        <P>
          <E T="03">Form Number(s):</E>NA.</P>
        <P>
          <E T="03">Type of Request:</E>Regular submission (extension of a current information collection).</P>
        <P>
          <E T="03">Number of Respondents:</E>1,909.</P>
        <P>
          <E T="03">Average Hours per Response:</E>4 minutes.</P>
        <P>
          <E T="03">Burden Hours:</E>2,415.</P>
        <P>
          <E T="03">Needs and Uses:</E>This request is for an extension of a currently approved information collection.</P>
        <P>Pacific halibut is an unusual resource in that halibut management in both state and federal waters is an international and federal responsibility under the North Pacific Halibut Act of 1982. Annual catch quotas are determined by the International Pacific Halibut Commission (IPHC), and federal responsibility for halibut management extends to halibut stocks and fishing activity within State of Alaska waters. In order to manage halibut effectively, international and federal managers need information on halibut fishing effort and harvest by all user groups, including the guided sport charter sector of the fishery.</P>
        <P>In order to minimize the recordkeeping and reporting burden on guided charter operations, federal and international managers depend on fishing activity and harvest information collected by the State of Alaska through its charter logbook program. Federal regulations at 50 CFR 300.65 require charter vessel operators fishing in IPHC Areas 2C and 3A to comply with the State of Alaska logbook reporting requirements.</P>
        <P>The State of Alaska Department of Fish and Game (ADF&amp;G) Division of Sport Fish initiated a mandatory logbook program for charter vessels in 1998 requiring annual registration of sport fishing guides and businesses and logbook reporting. The logbook and registration program was intended to provide information on actual participation and harvest by individual charter vessels and businesses in various regions of the state.</P>
        <P>ADF&amp;G issues charter logbooks to licensed businesses only and also provides operators with registration stickers and statistical area maps. A schedule of logbook due dates is printed inside the front cover of each logbook.</P>
        <P>NMFS and ADF&amp;G coordinated closely in the development of this information collection to use the existing ADF&amp;G logbook to record information necessary for the monitoring and enforcement of the charter vessel angler daily catch limit of halibut, so that a separate federal logbook system would not be necessary. This approach reduces burden to both the charter vessel industry, and federal and state management agencies.</P>
        <P>
          <E T="03">Affected Public:</E>Business or other for-profit organizations.</P>
        <P>
          <E T="03">Frequency:</E>On occasion.</P>
        <P>
          <E T="03">Respondent's Obligation:</E>Mandatory.</P>
        <P>
          <E T="03">OMB Desk Officer: OIRA_Submission@omb.eop.gov.</E>
        </P>

        <P>Copies of the above information collection proposal can be obtained by calling or writing Diana Hynek, Departmental Paperwork Clearance Officer, (202) 482-0266, Department of Commerce, Room 6616, 14th and Constitution Avenue, NW., Washington, DC 20230 (or via the Internet at<E T="03">dHynek@doc.gov</E>).</P>

        <P>Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to<E T="03">OIRA_Submission@omb.eop.gov.</E>
        </P>
        <SIG>
          <DATED>Dated: May 31, 2011.</DATED>
          <NAME>Gwellnar Banks,</NAME>
          <TITLE>Management Analyst, Office of the Chief Information Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-13810 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>International Trade Administration</SUBAGY>
        <SUBJECT>Proposed Information Collection; Comment Request; Application for the President's “E” and “E STAR” Awards for Export Expansion</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>International Trade Administration, Department of Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Commerce, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be submitted on or before August 2, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Direct all written comments to Diana Hynek, Departmental Paperwork Clearance Officer, Department of Commerce, Room 6616, 14th and Constitution Avenue, NW., Washington, DC 20230 (or via the Internet at<E T="03">dHynek@doc.gov</E>).</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Requests for additional information or copies of the information collection instrument and instructions should be directed to Laura Barmby,<E T="03">Laura.Barmby@trade.gov,</E>phone 202-482-2675, fax 202-482-6902.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Abstract</HD>

        <P>The President's “E” Award for Excellence in Exporting is our nation's highest award to honor American exporters. “E” Awards recognize persons, firms, and organizations making significant contributions to the increase of American exports. The President's “E STAR” Award recognizes the sustained superior international<PRTPAGE P="32142"/>marketing performance of “E” Award winners.</P>
        <HD SOURCE="HD1">II. Method of Collection</HD>
        <P>The application form is available on the Internet. Applicants are required to submit one electronic version and one hard copy to their local U.S. Export Assistance Center.</P>
        <HD SOURCE="HD1">III. Data</HD>
        <P>
          <E T="03">OMB Control Number:</E>0625-0065.</P>
        <P>
          <E T="03">Form Number(s):</E>ITA-725P.</P>
        <P>
          <E T="03">Type of Review:</E>Regular submission.</P>
        <P>
          <E T="03">Affected Public:</E>Individuals or households; business or other for-profit organizations.</P>
        <P>
          <E T="03">Estimated Number of Respondents:</E>30.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>15 hours.</P>
        <P>
          <E T="03">Estimated Total Annual Burden Hours:</E>450.</P>
        <P>
          <E T="03">Estimated Total Annual Cost to Public:</E>$0.</P>
        <HD SOURCE="HD1">IV. Request for Comments</HD>
        <P>Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden (including hours and cost) of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology.</P>
        <P>Comments submitted in response to this notice will be summarized and/or included in the request for OMB approval of this information collection; they also will become a matter of public record.</P>
        <SIG>
          <DATED>Dated: May 27, 2011.</DATED>
          <NAME>Gwellnar Banks,</NAME>
          <TITLE>Management Analyst, Office of the Chief Information Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13760 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-FP-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>International Trade Administration</SUBAGY>
        <DEPDOC>[C-580-866]</DEPDOC>
        <SUBJECT>Bottom Mount Combination Refrigerator-Freezers From the Republic of Korea: Postponement of Preliminary Determination in the Countervailing Duty Investigation</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Import Administration, International Trade Administration, Department of Commerce.</P>
        </AGY>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Justin Neuman or Myrna Lobo, AD/CVD Operations, Office 6, Import Administration, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue, NW., Washington, DC 20230;<E T="03">telephone:</E>(202) 482-0486 and (202) 482-2371, respectively.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>

        <P>On April 19, 2011, the Department of Commerce (the Department) initiated the countervailing duty investigation of bottom mount combination refrigerator-freezers from the Republic of Korea.<E T="03">See Bottom Mount Combination Refrigerator-Freezers From the Republic of Korea: Initiation of Countervailing Duty Investigation,</E>76 FR 23298 (April 26, 2011). Currently, the preliminary determination is due no later than June 23, 2011.</P>
        <HD SOURCE="HD1">Postponement of Due Date for the Preliminary Determination</HD>

        <P>Section 703(b)(1) of the Tariff Act of 1930, as amended (the Act), requires the Department to issue the preliminary determination in a countervailing duty investigation within 65 days after the date on which the Department initiated the investigation. However, the Department may postpone making the preliminary determination until no later than 130 days after the date on which the administering authority initiated the investigation if, among other reasons, the petitioner makes a timely request for an extension pursuant to section 703(c)(1)(A) of the Act. In the instant investigation, the petitioner, Whirlpool Corporation, made a timely request on May 9, 2011, requesting a postponement of the preliminary countervailing duty determination to 130 days from the initiation date.<E T="03">See</E>19 CFR 351.205(e) and the petitioner's May 9, 2011, letter requesting postponement of the preliminary determination, which is available in the Central Records Unit, Room 7046 in the Department's main building.</P>

        <P>The Department finds no compelling reason to deny the request. Therefore, pursuant to section 703(c)(1)(A) of the Act, we are extending the due date for the preliminary determination to no later than 130 days after the date on which this investigation was initiated,<E T="03">i.e.,</E>to August 27, 2011. However, August 27, 2011 falls on a Saturday. It is the Department's long-standing practice to make a determination on the next business day when the statutory deadline falls on a weekend, federal holiday, or any other day when the Department is closed.<E T="03">See Notice of Clarification: Application of “Next Business Day” Rule for Administrative Determination Deadlines Pursuant to the Tariff Act of 1930, As Amended,</E>70 FR 24533 (May 10, 2005). Accordingly, the Department will make its preliminary determination on August 29, 2011, the first business day after August 27, 2011.</P>
        <P>This notice is issued and published pursuant to section 703(c)(2) of the Act and 19 CFR351.205(f)(l).</P>
        <SIG>
          <DATED>Dated: May 26, 2011.</DATED>
          <NAME>Ronald K. Lorentzen,</NAME>
          <TITLE>Deputy Assistant Secretary for Import Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13818 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <SUBJECT>Proposed Information Collection; Comment Request; Alaska Saltwater Sportfishing Economic Survey</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Oceanic and Atmospheric Administration (NOAA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Commerce, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be submitted on or before August 2, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Direct all written comments to Diana Hynek, Departmental Paperwork Clearance Officer, Department of Commerce, Room 6616, 14th and Constitution Avenue, NW., Washington, DC 20230 (or via the Internet at<E T="03">dHynek@doc.gov).</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Requests for additional information or copies of the information collection<PRTPAGE P="32143"/>instrument and instructions should be directed to Dr. Dan Lew, (530) 752-1746 or<E T="03">Dan.Lew@noaa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Abstract</HD>
        <P>This request is for a new information collection.</P>
        <P>The National Marine Fisheries Service (NMFS) plans to conduct a survey to collect data for conducting economic analyses of marine sport fishing in Alaska. This survey is necessary to understand the factors that affect the economic value of marine recreational fishing trips and improve estimates of fishing trip value.</P>

        <P>The Federal Government is responsible for the management of the Pacific halibut sport fishery off Alaska, while the State of Alaska manages the salmon sport fisheries (chinook, coho, sockeye, chum and pink), as well as several other saltwater sport fisheries. The survey's scope covers marine sport fishing for Pacific halibut, salmon, and other popular marine sport species in Alaska (<E T="03">e.g.,</E>lingcod and rockfish). The data collected from the survey will be used to estimate the demand for and value of marine fishing to anglers and to analyze how the type of fish caught, fishery regulations, and other factors affect fishing values and anglers' decisions to participate in Alaska marine fishing activities. The economic information provided from the survey will update and augment information collected in an earlier survey conducted in 2007 and is necessary to help inform fishery managers about the economic values of Alaska marine sport fisheries and the changes to participation in these fisheries with proposed regulations.</P>
        <HD SOURCE="HD1">II. Method of Collection</HD>
        <P>The survey will be administered as a mixed-mode survey employing both mail and telephone methods. A prepaid return envelope will be provided to respondents receiving the survey by mail.</P>
        <HD SOURCE="HD1">III. Data</HD>
        <P>
          <E T="03">OMB Control Number:</E>None.</P>
        <P>
          <E T="03">Form Number:</E>None.</P>
        <P>
          <E T="03">Type of Review:</E>Regular submission (request for a new information collection).</P>
        <P>
          <E T="03">Affected Public:</E>Individuals or households.</P>
        <P>
          <E T="03">Estimated Number of Respondents:</E>4,000.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>30 minutes.</P>
        <P>
          <E T="03">Estimated Total Annual Burden Hours:</E>2,000.</P>
        <P>
          <E T="03">Estimated Total Annual Cost to Public:</E>$0.</P>
        <HD SOURCE="HD1">IV. Request for Comments</HD>
        <P>Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden (including hours and cost) of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology.</P>
        <P>Comments submitted in response to this notice will be summarized and/or included in the request for OMB approval of this information collection; they also will become a matter of public record.</P>
        <SIG>
          <DATED>Dated: May 31, 2011.</DATED>
          <NAME>Gwellnar Banks,</NAME>
          <TITLE>Management Analyst, Office of the Chief Information Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13811 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>[RIN 0648-XA468]</RIN>
        <SUBJECT>New England Fishery Management Council; Public Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Public meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The New England Fishery Management Council (Council) will hold a three-day meeting on Tuesday through Thursday, June 21-23, 2011 to consider actions affecting New England fisheries in the exclusive economic zone (EEZ).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meeting will be held on Tuesday, Wednesday and Thursday, June 21-23 starting at 9 a.m. on Tuesday and 8:30 a.m. on Wednesday and Thursday.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The meeting will be held at the Holiday Inn by the Bay, 88 Spring Street, Portland, ME 04101; telephone (207) 775-2311; fax: (508) 761-8224. Requests for special accommodations should be addressed to the New England Fishery Management Council, 50 Water Street, Mill 2, Newburyport, MA 01950; telephone (978) 465-0492.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Paul J. Howard, Executive Director, New England Fishery Management Council, (978) 465-0492.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Tuesday, June 21, 2011</HD>

        <P>Following introductions and any announcements, the Council will receive brief reports from the Council Chairman and Executive Director, the NOAA Fisheries Regional Administrator, Northeast Region, Northeast Fisheries Science Center and Mid-Atlantic Fishery Management Council liaisons, NOAA General Counsel, representatives of the U.S. Coast Guard and the Atlantic States Marine Fisheries Commission, as well as NOAA Enforcement/VMS representatives. Prior to a review of any experimental fishery permit applications that have been received since its last meeting, the Council will discuss its press policies. A representative of the U.S. Navy will then will update the Council on its operations and training activities in the North Atlantic. An open public comment period is scheduled prior to a lunch break for any interested party who may wish to provide brief comments on issues relevant to Council business but not otherwise listed on the meeting agenda. Following the break, the Council will receive a presentation about and comment on possible revisions to the National Standard Guideline 10 (NS10. NS10 is the primary source of guidance for safety issues in fishery management regulations. The Council's Enforcement Committee also will provide comments on NS10 and on NOAA's enforcement priority-setting process. The committee also may comment on several sea scallop measures that may be included in Framework Adjustment 23 to the Scallop Fishery Management Plan (FMP). Under this agenda item the Coast Guard also may report on its initiative to improve compliance with and the effectiveness of Northeast Multispecies FMP regulations. At the end of the day the Council will consider several cooperative research issues, including the disposition of catch on scientific research cruises and how that catch is accounted for in estimates of fishing mortality. Council members also will comment on the NMFS Strategic Plan for Cooperative Research in the Northeast and provide updated information and alternatives that may assist the agency in revising its programs. NOAA/NMFS staff also will hold a public session in the Council meeting room from 5:30-7:30 for<PRTPAGE P="32144"/>stakeholders and anyone who would like to comment, discuss ideas, critique or provide new information that may be considered in possible revisions to the strategic plan.</P>
        <HD SOURCE="HD1">Wednesday, June 22, 2011</HD>

        <P>NOAA's Northeast Fisheries Science Center staff will present an overview of its interim report on<E T="03">The Performance of the Northeast Multispecies (Groundfish) Fishery,</E>May 2010-January 2011, with a question and answer period to follow. The Council's Groundfish Committee will discuss possible revisions to the groundfish gear policy and provide an update on the development of Framework Adjustment 47 to the Groundfish FMP. The Council intends to approve Amendment 17 to the FMP to authorize state permit banks and will receive a report about the recent workshop on accumulation limits in the groundfish fishery. Following a lunch break, there will be an update about further work on Essential Fish Habitat Omnibus 2. The Council also will receive an update on alternatives that may be included in Framework Adjustment 23 to the Scallop FMP. The day will conclude with a report from the Monkfish Committee on a white paper that discusses pros and cons of reorganizing the FMP in various forms and according to the fishery operations in the Northern and Southern Fishery Management Areas. The committee also will ask the Council for further guidance on the development of Amendment 6 to the Monkfish FMP, an action that may include some type of catch share management.</P>
        <HD SOURCE="HD1">Thursday, June 23, 2011</HD>
        <P>The final day of the Council meeting will begin with a discussion of an April 2011 report commissioned by NMFS that reviewed the fisheries management process in the Northeast in the context of the effectiveness of the relationship among Council, the NMFS Regional Office and the Northeast Fisheries Science Center. The Scientific and Statistical Committee (SSC) will provide an overview of the method and process, and any alternatives, that may be used to set 2012-2014 acceptable biological catches (ABCs) for all groundfish stocks. The SSC also will present an acceptable biological catch (ABC) recommendation for the skate complex for fishing years 2012-2013. Before adjournment, the Council also may approve skate management measures that will be included in the 2012-2013 specifications package or could identify management alternatives and initiate Framework adjustment 2 to the Skate Complex FMP.</P>
        <P>Although other non-emergency issues not contained in this agenda may come before this Council for discussion, those issues may not be the subjects of formal action during this meeting. Council action will be restricted to those issues specifically listed in this notice and any issues arising after publication of this notice that require emergency action under section 305(c) of the Magnuson-Stevens Act, provided that the public has been notified of the Council's intent to take final action to address the emergency.</P>
        <HD SOURCE="HD1">Special Accommodations</HD>

        <P>This meeting is physically accessible to people with disabilities. Requests for sign language interpretation or other auxiliary aids should be directed to Paul J. Howard (<E T="03">see</E>
          <E T="02">ADDRESSES</E>) at least 5 days prior to the meeting date.</P>
        <SIG>
          <DATED>Dated: May 31, 2011.</DATED>
          <NAME>Tracey L. Thompson,</NAME>
          <TITLE>Acting Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13763 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>RIN 0648-XA467</RIN>
        <SUBJECT>Endangered Species; File No. 15677</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Issuance of permit.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Notice is hereby given that South Carolina Department of Natural Resources (hereinafter “Permit Holder”), P.O. Box 12559 Charleston, SC 29422 [Responsible Party: William C. Post], has been issued a permit to take shortnose sturgeon for purposes of scientific research.</P>
        </SUM>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The permit and related documents are available for review upon written request or by appointment in the following offices:</P>
          <P>• Permits, Conservation and Education Division, Office of Protected Resources, NMFS, 1315 East-West Highway, Room 13705, Silver Spring, MD 20910; phone (301) 713-2289; fax (301) 713-0376; and</P>
          <P>• Southeast Region, NMFS, 263 13th Avenue South, Saint Petersburg, Florida 33701; phone (727) 824-5312; fax (727) 824-5309.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Malcolm Mohead or Colette Cairns, (301) 713-2289.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>On November 30, 2010, notice was published in the<E T="04">Federal Register</E>(75 FR 74003) that a scientific research permit to take shortnose sturgeon had been submitted by the above-named organization. The requested permit has been issued under the authority of the Endangered Species Act of 1973, as amended (ESA; 16 U.S.C. 1531<E T="03">et seq.</E>) and the regulations governing the taking, importing, and exporting of endangered and threatened species (50 CFR parts 222-226).</P>
        <P>The South Carolina Department of Natural Resources (SCDNR) is authorized to conduct a five-year scientific study assessing the presence, abundance, and distribution of shortnose sturgeon in South Carolina waters (Savannah, ACE Basin, including the Ashepoo, Combabee and Edisto Rivers, Cooper, and Santee Rivers, Lake Marion and its tributaries, and the Winyah Bay system, including the Black, Waccamaw, Sampit, Little Pee Dee and Great Pee Dee Rivers), each to the first impassible dam. The SCDNR will also specifically assess shortnose sturgeon usage of the upper Santee River Basin (Wateree, Saluda, and Congaree Rivers) as part of two Federal Energy Regulatory Commission (FERC) relicensing projects: the Duke Energy Catawba Wateree and the SCANA Services Saluda Hydroelectric Projects.</P>
        <P>Issuance of this permit, as required by the ESA, was based on a finding that such permit (1) Was applied for in good faith, (2) will not operate to the disadvantage of such endangered or threatened species, and (3) is consistent with the purposes and policies set forth in section 2 of the ESA.</P>
        <SIG>
          <DATED>Dated: May 27, 2011.</DATED>
          <NAME>Tammy C. Adams,</NAME>
          <TITLE>Acting Chief, Permits, Conservation and Education Division, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13842 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>RIN 0648-XZ51</RIN>
        <SUBJECT>Marine Mammals; File No. 15543</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice; issuance of permit.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>Notice is hereby given that Randall S. Wells, Ph.D. (Principal<PRTPAGE P="32145"/>Investigator), Sarasota Dolphin Research Program, c/o Mote Marine Laboratory, 1600 Ken Thompson Parkway, Sarasota, FL 34236, has been issued a permit to conduct research on bottlenose dolphins (<E T="03">Tursiops truncatus</E>).</P>
        </SUM>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The permit and related documents are available for review upon written request or by appointment in the following office(s):</P>
          
          <FP SOURCE="FP-1">Permits, Conservation and Education Division, Office of Protected Resources, NMFS, 1315 East-West Highway, Room 13705, Silver Spring, MD 20910; phone (301) 713-2289; fax (301) 713-0376;</FP>
          <FP SOURCE="FP-1">Southeast Region, NMFS, 263 13th Avenue South, Saint Petersburg, Florida 33701; phone (727) 824-5312; fax (727) 824-5309.</FP>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Laura Morse or Carrie Hubard, (301) 713-2289.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>On October 19, 2010, notice was published in the<E T="04">Federal Register</E>(75 FR 64247) that a request for a permit to conduct research on bottlenose dolphins had been submitted by the above-named applicant. The requested permit has been issued under the authority of the Marine Mammal Protection Act of 1972, as amended (16 U.S.C. 1361<E T="03">et seq.</E>) and the regulations governing the taking and importing of marine mammals (50 CFR part 216).</P>
        <P>The permit authorizes annual takes of up to 15,050 animals for photo-identification and behavioral studies and remote biopsy sampling of up to 100 individual dolphins. Fifty dolphins a year may be captured, examined, sampled, tagged, marked, and released for health assessment studies. Research may occur in the shallow inshore and coastal waters of west Florida out to 50 miles offshore, with a focus along the central west coast, from Clearwater southward to Fort Myers. Females with calves less than one year old will not be captured. The research will provide crucial background information population structure, dynamics, life history, social structure, genetic structure including paternity patterns, and human interactions. The sampling and tagging will support health assessment, auditory system, feeding, and ranging pattern studies. Research will also include assessments of oil spill impacts at individual and population levels. Permit No. 15543 expires on June 1, 2016.</P>

        <P>In compliance with the National Environmental Policy Act of 1969 (42 U.S.C. 4321<E T="03">et seq.</E>), a final determination has been made that the activity proposed is categorically excluded from the requirement to prepare an environmental assessment or environmental impact statement.</P>
        <SIG>
          <DATED>Dated: May 26, 2011.</DATED>
          <NAME>P. Michael Payne,</NAME>
          <TITLE>Chief, Permits, Conservation and Education Division, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13840 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">COMMITTEE FOR PURCHASE FROM PEOPLE WHO AREBLIND OR SEVERELY DISABLED</AGENCY>
        <SUBJECT>Procurement List Additions and Deletions</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Committee for Purchase From People Who Are Blind or Severely Disabled.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Additions to and deletions from the Procurement List.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This action adds products and services to the Procurement List that will be furnished by nonprofit agencies employing persons who are blind or have other severe disabilities, and deletes a product and services from the Procurement List previously furnished by such agencies.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>7/4/2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Committee for Purchase From People Who Are Blind or Severely Disabled,Jefferson Plaza 2, Suite 10800, 1421 Jefferson Davis Highway, Arlington, Virginia 22202-3259.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Barry S. Lineback, Telephone: (703) 603-7740, Fax: (703) 603-0655, or e-mail<E T="03">CMTEFedReg@AbilityOne.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Additions</HD>
        <P>On 3/11/2011 (76 FR 13362-13363); 3/25/2011 (76 FR 16733-16734); 4/1/2011 (76 FR 18188-18189); and 4/8/2011 (76 FR 19750-19751), the Committee for Purchase From People Who Are Blind or Severely Disabled published notices of proposed additions to the Procurement List.</P>
        <P>After consideration of the material presented to it concerning capability of qualifiednonprofit agencies to provide the products and services and impact of the additions on the current or most recent contractors, the Committee has determined that the products and services listed below are suitable for procurement by the Federal Government under 41 U.S.C. 46-48c and 41 CFR 51-2.4.</P>
        <HD SOURCE="HD2">Regulatory Flexibility Act Certification</HD>
        <P>I certify that the following action will not have a significant impact on a substantial number of small entities. The major factors considered for this certification were:</P>
        <P>1. The action will not result in any additional reporting, recordkeeping or other compliance requirements for small entities other than the small organizations that will furnish the products and services to the Government.</P>
        <P>2. The action will result in authorizing small entities to furnish the products and services to the Government.</P>
        <P>3. There are no known regulatory alternatives which would accomplish the objectives of the Javits-Wagner-O'Day Act (41 U.S.C. 46-48c) in connection with the products and services proposed for addition to the Procurement List.</P>
        <HD SOURCE="HD2">End of Certification</HD>
        <P>Accordingly, the following products and services are added to the Procurement List:</P>
        <EXTRACT>
          <HD SOURCE="HD1">Products</HD>
          <FP SOURCE="FP-2">
            <E T="03">NSN:</E>MR 350—Containers, Storage, 12PG.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NSN:</E>MR 351—Containers, Storage, 20PG.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NSN:</E>MR 1120—Bag, Storage, Vacuum Sealed, 6PG.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NPA:</E>Industries for the Blind, Inc., West Allis, WI.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Contracting Activity:</E>Military Resale-Defense Commissary Agency, Fort Lee, VA.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Coverage:</E>C-List for the requirements of military commissaries and exchanges as aggregated by the Defense Commissary Agency.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NSN:</E>PGC496—Shirt, Winter Dress, USCG, Unisex, Long Sleeve, Blue, PGC 496.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NPA:</E>Oswego Industries, Inc., Fulton, NY.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Contracting Activity:</E>Department Of Homeland Security, U.S. Coast Guard, HQ Contract Operations (CG-912), Washington, DC.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Coverage:</E>C-List for 100% of the requirement of the U.S. Coast Guard, as aggregated by the U.S. Coast Guard.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NSN:</E>5315-00-598-5916—Cotter Pin Assortment.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NPA:</E>Good Vocations, Inc., Macon, GA.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Contracting Activity:</E>General Services Administration, Fort Worth, TX.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Coverage:</E>B-List for the Broad Government requirement as aggregated by the General Services Administration.</FP>
          <HD SOURCE="HD1">Services</HD>
          <FP SOURCE="FP-2">
            <E T="03">Service Type/Location:</E>Janitorial Service,US Army Corps of Engineers Records Holding Area (RHA),Transatlantic Programs Center,188 Brooke Road,Winchester, VA.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NPA:</E>NW Works, Inc., Winchester, VA</FP>
          <FP SOURCE="FP-2">
            <E T="03">Contracting Activity:</E>Dept of the Army, W31R Endiv Transatlantic, Winchester, VA.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Service Type/Location:</E>Central Issue Facility Service,Fort Hood, Texas.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NPA:</E>Skookum Educational Programs, Bremerton, WA.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Contracting Activity:</E>Dept of the Army,<PRTPAGE P="32146"/>W6QM Ft Sam Houston Contr Ctr, Fort Sam Houston, TX.</FP>
        </EXTRACT>
        <HD SOURCE="HD1">Deletions</HD>
        <P>On 3/25/2011 (76 FR 16733-16734) and 4/8/2011 (76 FR 19750-19751), the Committee for Purchase From People Who Are Blind or Severely Disabled published notices of proposed deletions from the Procurement List.</P>
        <P>After consideration of the relevant matter presented, the Committee has determined that the product and services listed below are no longer suitable for procurement by the Federal Government under 41 U.S.C. 46-48c and 41 CFR 51-2.4.</P>
        <HD SOURCE="HD2">Regulatory Flexibility Act Certification</HD>
        <P>I certify that the following action will not have a significant impact on a substantial number of small entities. The major factors considered for this certification were:</P>
        <P>1. The action will not result in additional reporting, recordkeeping or other compliance requirements for small entities.</P>
        <P>2. The action may result in authorizing small entities to furnish the product and services to the Government.</P>
        <P>3. There are no known regulatory alternatives which would accomplish the objectives of the Javits-Wagner-O'Day Act (41 U.S.C. 46-48c) in connection with the product and services deleted from the Procurement List.</P>
        <HD SOURCE="HD2">End of Certification</HD>
        <P>Accordingly, the following product and services are deleted from the Procurement List:</P>
        <EXTRACT>
          <HD SOURCE="HD1">Product</HD>
          <FP SOURCE="FP-2">
            <E T="03">NSN:</E>1560-00-870-1656—Cover Access.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NPA:</E>The Lighthouse for the Blind, Inc. (Seattle Lighthouse), Seattle, WA.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Contracting Activity</E>Defense Logistics Agency Aviation, Richmond, VA.</FP>
          <HD SOURCE="HD1">Services</HD>
          <FP SOURCE="FP-2">
            <E T="03">Service Types/Locations:</E>Janitorial/Custodial,Veterans Integrated Support Network 16, Ridgeland, MS.</FP>
          <FP SOURCE="FP-2">Administrative Services,Veterans Affairs Medical Center,500 East Woodrow Wilson Drive,Jackson, MS.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NPA:</E>Goodwill Industries of Mississippi, Inc., Ridgeland, MS.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Contracting Activity:</E>Department of Veterans Affairs, NAC, Hines, IL.</FP>
        </EXTRACT>
        <SIG>
          <NAME>Barry S. Lineback,</NAME>
          <TITLE>Director, Business Operations.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13799 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6353-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">COMMITTEE FOR PURCHASE FROM PEOPLE WHO AREBLIND OR SEVERELY DISABLED</AGENCY>
        <SUBJECT>Procurement List; Proposed Additions</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Committee for Purchase From People Who Are Blind or Severely Disabled.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed additions to the Procurement List.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Committee is proposing to add products and a service to the Procurement List that will be furnished by nonprofit agencies employing persons who are blind or have other severe disabilities.</P>
          <P>
            <E T="03">Comments Must Be Received on or Before:</E>7/4/2011.</P>
        </SUM>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Committee for Purchase From People Who Are Blind or Severely Disabled, Jefferson Plaza 2, Suite 10800, 1421 Jefferson Davis Highway, Arlington, Virginia 22202-3259.</P>
        </ADD>
        <PREAMHD>
          <HD SOURCE="HED">For Further Information or to Submit Comments Contact:</HD>

          <P>Barry S. Lineback, Telephone: (703) 603-7740, Fax: (703) 603-0655, or e-mail<E T="03">CMTEFedReg@AbilityOne.gov</E>.</P>
        </PREAMHD>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This notice is published pursuant to 41 U.S.C. 47(a)(2) and 41 CFR 51-2.3. Its purpose is to provide interested persons an opportunity to submit comments on the proposed actions.</P>
        <HD SOURCE="HD1">Additions</HD>
        <P>If the Committee approves the proposed additions, the entities of the Federal Government identified in this notice will be required to procure the products and service listed below from nonprofit agencies employing persons who are blind or have other severe disabilities.</P>
        <HD SOURCE="HD1">Regulatory Flexibility Act Certification</HD>
        <P>I certify that the following action will not have a significant impact on a substantial number of small entities. The major factors considered for this certification were:</P>
        <P>1. If approved, the action will not result in any additional reporting, recordkeeping or other compliance requirements for small entities other than the small organizations that will furnish the products and service to the Government.</P>
        <P>2. If approved, the action will result in authorizing small entities to furnish the products and service to the Government.</P>
        <P>3. There are no known regulatory alternatives which would accomplish the objectives of the Javits-Wagner-O'Day Act (41 U.S.C. 46-48c) in connection with the products and service proposed for addition to the Procurement List.</P>
        <P>Comments on this certification are invited. Commenters should identify the statement(s) underlying the certification on which they are providing additional information.</P>
        <HD SOURCE="HD1">End of Certification</HD>
        <P>The following products and service are proposed for addition to Procurement List for production by the nonprofit agencies listed:</P>
        <EXTRACT>
          <HD SOURCE="HD1">Products</HD>
          <FP SOURCE="FP-2">
            <E T="03">NSN:</E>5340-00-NIB-0079—Notebook Computer Combination Lock.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NSN:</E>5340-00-NIB-0099—Desktop &amp; Peripherals Locking Kit, Standard.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NPA:</E>Alphapointe Association for the Blind, Kansas City, MO.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Contracting Activity:</E>General Services Administration, Fort Worth, TX.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Coverage:</E>A-List for the Total Government Requirement as aggregated by the General Services Administration.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NSN:</E>M.R. 301—Silicone Spatula.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NSN:</E>M.R. 302—Silicone Batter Spoon.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NSN:</E>M.R. 303—Silicone Whisk.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NSN:</E>M.R. 304—Silicone Tong w/Locking Handle.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NPA:</E>Industries for the Blind, Inc., West Allis, WI.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Contracting Activity:</E>Military Resale-Defense Commissary Agency, Fort Lee, VA.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Coverage:</E>C-List for the requirements of military commissaries and exchanges as aggregated by the Defense Commissary Agency.</FP>
          <HD SOURCE="HD1">Service</HD>
          <FP SOURCE="FP-2">
            <E T="03">Service Type/Location:</E>Janitorial Service,Norman Military Complex (excluding Norman Armed Force Reserve Center),Norman, OK.</FP>
          <FP SOURCE="FP-2">
            <E T="03">NPA:</E>Dale Rogers Training Center, Inc., Oklahoma City, OK.</FP>
          <FP SOURCE="FP-2">
            <E T="03">Contracting Activity:</E>Dept of the Army, W7NV USPFO Activity OK ARNG, Oklahoma City, OK.</FP>
        </EXTRACT>
        <SIG>
          <NAME>Barry S. Lineback,</NAME>
          <TITLE>Director, Business Operations.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13798 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6353-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">CONSUMER PRODUCT SAFETY COMMISSION</AGENCY>
        <SUBJECT>Sunshine Act Meeting Notice</SUBJECT>
        <PREAMHD>
          <HD SOURCE="HED">TIME AND DATE:</HD>
          <P>Wednesday, June 8, 2011; 10 a.m.-11 a.m.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PLACE:</HD>
          <P>Hearing Room 420, Bethesda Towers, 4330 East West Highway, Bethesda, Maryland.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">STATUS:</HD>
          <P>Closed to the Public.<PRTPAGE P="32147"/>
          </P>
        </PREAMHD>
        <HD SOURCE="HD1">Matter To Be Considered</HD>
        <HD SOURCE="HD2">Compliance Status Report</HD>
        <P>The Commission staff will brief the Commission on the status of compliance matters.</P>
        <P>For a recorded message containing the latest agenda information, call (301) 504-7948.</P>
        <PREAMHD>
          <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION:</HD>
          <P>Todd A. Stevenson, Office of the Secretary, U.S. Consumer Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814, (301) 504-7923.</P>
        </PREAMHD>
        <SIG>
          <DATED>Dated: June 1, 2011.</DATED>
          <NAME>Todd A. Stevenson,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-13894 Filed 6-1-11; 4:15 pm]</FRDOC>
      <BILCOD>BILLING CODE 6355-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Department of the Army, Corps of Engineers</SUBAGY>
        <SUBJECT>Notice of Availability of the Draft Environmental Impact Statement for the St. Lucie South Beach and Dune Restoration Project Located in St. Lucie County, Florida</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>U.S. Army Corps of Engineers, DoD.</P>
          <P>
            <E T="03">Cooperating Agency:</E>The Bureau of Ocean Energy, Management, Regulation and Enforcement (BOEMRE) is a cooperating federal agency having jurisdiction by law because the proposed federal action includes potential future use of beach compatible sand originating from the outer continental shelf.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of availability.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The U.S. Army Corps of Engineers (USACE) is issuing this notice to advise the public that a Draft Environmental Impact Statement (DEIS) has been completed and is available for review and comment.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>In accordance with the National Environmental Policy Act (NEPA), we have filed the DEIS with the U.S. Environmental Protection Agency (EPA) for publication of their notice of availability in the<E T="04">Federal Register</E>. The EPA notice officially starts the 45-day review period for this document. It is the goal of the USACE to have this notice published on the same date as the EPA notice. However, if that does not occur, the date of the EPA notice will determine the closing date for comments on the DEIS. Comments on the DEIS must be submitted to the address below under Further Contact Information and must be received no later than 5 p.m. Eastern Standard Time, Monday, July 18, 2011.</P>
          <P>
            <E T="03">Scoping:</E>A Scoping Meeting was held in Ft. Pierce, FL on May 19th to gather information for the preparation of the DEIS. A Public notice was posted in a St. Lucie County newspaper, and mailed to current stakeholder lists with notification of the public meetings and requesting input and comments on issues that should be addressed in the DEIS.</P>
          <P>A public meeting for this DEIS will be held on Wednesday, June 29, 2011 from 6 to 8:30 p.m. at the St. Lucie County Commission Chambers, Roger Poitras Administration Annex, 2300 Virginia Ave., Ft. Pierce, FL 34982. The purpose of this public meeting is to provide the public the opportunity to comment, either orally or in writing, on the DEIS. Notification of the meeting will be announced following same format as the Scoping Meetings announcements.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>The DEIS is available online on the Jacksonville District Web site at:<E T="03">http://www.saj.usace.army.mil/Divisions/Regulatory/interest.htm.</E>Copies of the DEIS are also available for review at the following libraries:</P>
          <P>1. St. Lucie County Administration Building, 2300 Virginia Ave., Fort Pierce, FL 34982.</P>
          <P>2. St. Lucie County Ft. Pierce Branch Library 101 Melody Lane, Fort Pierce, 34950.</P>
          <P>3. St. Lucie County Lakewood Park Branch Library 7605 Santa Barbara Drive, Fort Pierce, 34951.</P>
          <P>4. St. Lucie West Library J Building, 500 N.W. California Blvd., Port St. Lucie, 34986.</P>
          <P>5. USACE Palm Beach Gardens Regulatory Office, 4400 PGA Boulevard, Suite 500 Palm Beach Gardens, Florida 33410.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Ms. Leah Oberlin, Chief, Palm Beach Gardens Section, U.S. Army Corps of Engineers, Jacksonville District, 4400 PGA Boulevard, Suite 500, Palm Beach Gardens, FL 33410,<E T="03">Telephone:</E>561-472-3517,<E T="03">Fax:</E>561-626-6971.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The project is being reviewed under Department of the Army permit application number SAJ-2009-03448(IP-GGL). The primary Federal involvement associated with the Proposed Action is the dredging and discharge of fill within navigable waters of the United States pursuant to Section 404 of the Clean Water Act (33 U.S.C. 1344) and Section 10 of the Rivers and Harbors Act of 1899 (33 U.S.C. 403).</P>
        <P>The project is located on South Hutchinson Island in St. Lucie County and is approximately 3.8 miles in length. The project coincides approximately with Florida Department of Environmental Protection Shoreline Monuments R-88.5 to R-90.3, and R-98 to the St. Lucie/Martin County line. The northern limit of the project is approximately 6,000 feet south of the Hutchinson Island Nuclear Plant. The project was proposed by the St. Lucie County Erosion District (applicant) to stabilize the beach and dune to protect essential upland infrastructure, upland property, expand turtle nesting habitat, and increase recreational opportunities. The applicant's preference is to utilize a hopper dredge to obtain 610,000 cubic yards of beach compatible sand from a borrow area approximately 3.0 miles offshore of St. Lucie County. The hopper dredge would deliver the sand by hydraulic pumping onto the project beach. The applicant has stated the project was anticipated to adversely affect approximately 1.08 acres of near-shore hard bottom habitat through direct burial.</P>
        <P>Because of the extensive hard bottom resources immediately adjacent to the beach, the high recreational uses of the project area, and the potential environmental impacts of the proposed project, the USACE is preparing the EIS for compliance with the National Environmental Policy Act (NEPA) to render a final decision on the applicant's permit application. The USACE's decision will be to either issue or deny a Department of the Army permit for the Proposed Action. The DEIS discloses alternatives to the proposed action, and the anticipated environmental effects on the human environment resulting from St. Lucie County Erosion Districts' proposal to construct the project and other reasonable alternatives.</P>
        <P>The DEIS reviews the purpose and need for this project. All reasonable alternatives will be considered, including the no-action alternative. This DEIS evaluates the environmental effects of 7 alternatives including the applicant's preferred alternative described above, 5 additional alternatives that include varying degrees of beach and/or dune fill and hardbottom impacts, an alternative that includes beach and dune fill with stabilization structures (T-head groins), and the no-action alternative.</P>
        <SIG>
          <DATED>Dated: May 24, 2011.</DATED>
          <NAME>Donald W. Kinard,</NAME>
          <TITLE>Deputy Chief,Regulatory Division.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-13836 Filed 6-2-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3720-58-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="32148"/>
        <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
        <SUBJECT>Applications for New Awards; Investing in Innovation Fund</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of Innovation and Improvement, Department of Education.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <P>
          <E T="03">Overview Information:</E>Investing in Innovation Fund; notice inviting applications for new awards for fiscal year (FY) 2011.</P>
        
        <EXTRACT>
          <P>Catalog of Federal Domestic Assistance (CFDA) Number:84.411A (Scale-up grants).</P>
        </EXTRACT>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Applications Available:</E>June 6, 2011.</P>
          <P>
            <E T="03">Deadline for Notice of Intent To Apply:</E>June 23, 2011.</P>
          <P>
            <E T="03">Deadline for Transmittal of Applications:</E>August 2, 2011.</P>
          <P>
            <E T="03">Deadline for Intergovernmental Review:</E>October 3, 2011.</P>
        </DATES>
        <HD SOURCE="HD1">Full Text of Announcement</HD>
        <HD SOURCE="HD1">I. Funding Opportunity Description</HD>
        <P>
          <E T="03">Purpose of Program:</E>The Investing in Innovation Fund, established under section 14007 of the American Recovery and Reinvestment Act of 2009 (ARRA), provides funding to support (1) local educational agencies (LEAs), and (2) nonprofit organizations in partnership with (a) one or more LEAs or (b) a consortium of schools. The purpose of this program is to provide competitive grants to applicants with a record of improving student achievement and attainment in order to expand the implementation of, and investment in, innovative practices that are demonstrated to have an impact on improving student achievement or student growth (as defined in this notice), closing achievement gaps, decreasing dropout rates, increasing high school graduation rates, or increasing college enrollment and completion rates.</P>
        <P>These grants will (1) Allow eligible entities to expand and develop innovative practices that can serve as models of best practices, (2) allow eligible entities to work in partnership with the private sector and the philanthropic community, and (3) support eligible entities in identifying and documenting best practices that can be shared and taken to scale based on demonstrated success.</P>

        <P>Under this program, the Department awards three types of grants: “Scale-up” grants, “Validation” grants, and “Development” grants. Applicants must specify the type of grant they are seeking at the time of application. Among the three grant types, there are differences in terms of the evidence that an applicant is required to submit in support of its proposed project; the expectations for “scaling up” successful projects during or after the grant period, either directly or through partners; and the funding that a successful applicant is eligible to receive. This notice invites applications for Scale-up grants. Notices inviting applications for Validation and Development grants are published elsewhere in this issue of the<E T="04">Federal Register</E>.</P>
        <P>
          <E T="03">Scale-up grants</E>provide funding to “scale up” practices, strategies, or programs for which there is<E T="03">strong evidence</E>(as defined in this notice) that the proposed practice, strategy, or program will have a statistically significant effect on improving student achievement or student growth, closing achievement gaps, decreasing dropout rates, increasing high school graduation rates, or increasing college enrollment and completion rates, and that the effect of implementing the proposed practice, strategy, or program will be substantial and important. An applicant for a Scale-up grant may also demonstrate success through an intermediate variable strongly correlated with these outcomes, such as teacher or principal effectiveness.</P>

        <P>An applicant for a Scale-up grant must estimate the number of students to be reached by the proposed project and provide evidence of its capacity to reach the proposed number of students during the course of the grant. In addition, an applicant for a Scale-up grant must provide evidence of its capacity (<E T="03">e.g.,</E>qualified personnel, financial resources, management capacity) to scale up to a State, regional, or national level, working directly or through partners either during or following the grant period. We recognize that LEAs are not typically responsible for taking to scale their practices, strategies, or programs in other LEAs and States. However, all applicants, including LEAs, can and should partner with others (<E T="03">e.g.,</E>State educational agencies) to disseminate and take to scale their effective practice, strategy, or program.</P>

        <P>The Department will screen applications that are submitted for Scale-up grants in accordance with the requirements in this notice, and determine which applications have met the eligibility and other requirements in the notice of final priorities, requirements, definitions, and selection criteria for this program, published in the<E T="04">Federal Register</E>on March 12, 2010 (75 FR 12004-12071) (2010 i3 NFP). Peer reviewers will review all eligible Scale-up grant applications. However, if the Department determines that an application for a Scale-up grant does not meet the definition of<E T="03">strong evidence</E>in this notice, or any other eligibility requirement, the Department will not consider the application for funding.</P>
        <P>Finally, we remind LEAs that participate in submitting an i3 application of the continuing applicability of the provisions of the Individuals with Disabilities Education Act (IDEA) to students who may be served under these awards. Programs proposed in applications in which LEAs participate must be consistent with the rights, protections, and processes of IDEA for students who are receiving special education and related services or are being evaluated for such services. As described later in this notice, in connection with making competitive grant awards, an applicant is required, as a condition of receiving assistance under this program, to make civil rights assurances, including an assurance that its program or activity will comply with Section 504 of the Rehabilitation Act of 1973 and the Department's Section 504 implementing regulations, which prohibit discrimination on the basis of disability. Regardless of whether students with disabilities are specifically targeted as “high-need” students under a particular application for a grant program, recipients are required to comply with the nondiscrimination requirements of these laws. Among other things, the nondiscrimination requirements of these laws include an obligation that recipients ensure that students with disabilities are not discriminated against because benefits provided to all students under the recipient's program are inaccessible to students because of their disability. The Department also enforces Title II of the Americans with Disabilities Act and Title II implementing regulations, which prohibit discrimination on the basis of disability by public entities, with respect to certain public educational entities.</P>
        <P>
          <E T="03">Priorities:</E>This competition includes five absolute priorities and five competitive preference priorities that are explained in the following paragraphs.<SU>1</SU>

          <FTREF/>These priorities are from the 2010 i3 NFP and from the notice of final supplemental priorities and definitions for discretionary grant programs, published in the<E T="04">Federal Register</E>on December 15, 2010 (75 FR 78486-78511) (Supplemental Priorities).</P>
        <FTNT>
          <P>

            <SU>1</SU>The notice of final revisions to priorities, requirements, and selection criteria for this program, published elsewhere in this issue of the<E T="04">Federal Register</E>, establishes that the Secretary may use any of the priorities established in the 2010 i3 NFP when establishing the priorities for a particular Investing in Innovation competition.</P>
        </FTNT>
        <NOTE>
          <PRTPAGE P="32149"/>
          <HD SOURCE="HED">Note on removing Absolute Priority 2—</HD>
          <P>
            <E T="03">Innovations that Improve the Use of Data:</E>For this year's competition, the Secretary chooses not to use the priority<E T="03">Innovations That Improve the Use of Data</E>(Absolute Priority 2 in the 2010 i3 NFP). This action is not intended to discourage applicants from proposing projects that improve the use of data, so long as the proposal addresses one of the absolute priorities in this notice. Specifically, proposed projects that address<E T="03">Absolute Priority 1—Innovations That Support Effective Teachers and Principals, Absolute Priority 3—Innovations That Complement the Implementation of High Standards and High-Quality Assessments,</E>and<E T="03">Absolute Priority 4—Innovations That Turn Around Persistently Low-Performing Schools</E>may also include using data in innovative ways to support the broader aims of the absolute priorities. The Secretary recognizes the importance of data collection, analysis, and use, and believes that focusing on these strategies in the context of the remaining absolute priorities meets the goals of the Investing in Innovation program and the overall education reform goals of ARRA.</P>
        </NOTE>
        <P>
          <E T="03">Absolute Priorities:</E>For FY 2011 and any subsequent year in which we make awards from the list of unfunded applicants from this competition, these priorities are absolute priorities. Under 34 CFR 75.105(c)(3) we consider only applications that meet one of these priorities. Under this competition for Scale-up grants, each of the five absolute priorities constitutes its own funding category. The Secretary intends to award grants under each absolute priority for which applications of sufficient quality are submitted.</P>
        <P>An applicant for a Scale-up grant must choose one of the five absolute priorities contained in this notice and address that priority in its application. An applicant must provide information on how its proposed project addresses the selection criteria in the project narrative section of its application.</P>
        <P>These priorities are:</P>
        <P>
          <E T="03">Absolute Priority 1—Innovations that Support Effective Teachers and Principals.</E>
        </P>
        <P>Under this priority, the Department provides funding to support practices, strategies, or programs that are designed to increase the number or percentages of teachers or principals who are highly effective teachers or principals or reduce the number or percentages of teachers or principals who are ineffective, especially for teachers of high-need students, by identifying, recruiting, developing, placing, rewarding, and retaining highly effective teachers or principals (or removing ineffective teachers or principals). In such initiatives, teacher or principal effectiveness should be determined through an evaluation system that is rigorous, transparent, and fair; performance should be differentiated using multiple rating categories of effectiveness; multiple measures of effectiveness should be taken into account, with data on student growth as a significant factor; and the measures should be designed and developed with teacher and principal involvement. (2010 i3 NFP)</P>
        <P>
          <E T="03">Absolute Priority 2—Promoting Science, Technology, Engineering, and Mathematics (STEM) Education.</E>
        </P>
        <P>Under this priority, the Department provides funding to support projects that are designed to address one or more of the following areas:</P>
        <P>(a) Providing students with increased access to rigorous and engaging coursework in STEM.</P>
        <P>(b) Increasing the number and proportion of students prepared for postsecondary or graduate study and careers in STEM.</P>
        <P>(c) Increasing the opportunities for high-quality preparation of, or professional development for, teachers or other educators of STEM subjects.</P>
        <P>(d) Increasing the number of individuals from groups traditionally underrepresented in STEM, including minorities, individuals with disabilities, and women, who are provided with access to rigorous and engaging coursework in STEM or who are prepared for postsecondary or graduate study and careers in STEM.</P>
        <P>(e) Increasing the number of individuals from groups traditionally underrepresented in STEM, including minorities, individuals with disabilities, and women, who are teachers or educators of STEM subjects and have increased opportunities for high-quality preparation or professional development. (Supplemental Priorities).</P>
        <P>
          <E T="03">Absolute Priority 3—Innovations that Complement the Implementation of High Standards and High-Quality Assessments.</E>
        </P>
        <P>Under this priority, the Department provides funding for practices, strategies, or programs that are designed to support States' efforts to transition to standards and assessments that measure students' progress toward college- and career-readiness, including curricular and instructional practices, strategies, or programs in core academic subjects (as defined in section 9101(11) of the Elementary and Secondary Education Act of 1965, as amended (ESEA)) that are aligned with high academic content and achievement standards and with high-quality assessments based on those standards.<SU>2</SU>
          <FTREF/>Proposed projects may include, but are not limited to, practices, strategies, or programs that are designed to: (a) Increase the success of under-represented student populations in academically rigorous courses and programs (such as Advanced Placement or International Baccalaureate courses; dual-enrollment programs; “early college high schools;” and science, technology, engineering, and mathematics courses, especially those that incorporate rigorous and relevant project-, inquiry-, or design-based contextual learning opportunities); (b) increase the development and use of formative assessments or interim assessments, or other performance-based tools and “metrics” that are aligned with high student content and academic achievement standards; or (c) translate the standards and information from assessments into classroom practices that meet the needs of all students, including high-need students.</P>
        <FTNT>
          <P>
            <SU>2</SU>Consistent with the Race to the Top Fund, the Department interprets the core academic subject of “science” under section 9101(11) of the ESEA to include STEM education (science, technology, engineering, and mathematics) which encompasses a wide-range of disciplines, including computer science.</P>
        </FTNT>
        <P>Under this priority, an eligible applicant must propose a project that is based on standards that are at least as rigorous as its State's standards. If the proposed project is based on standards other than those adopted by the eligible applicant's State, the applicant must explain how the standards are aligned with and at least as rigorous as the eligible applicant's State's standards as well as how the standards differ. (2010 i3 NFP).</P>
        <P>
          <E T="03">Absolute Priority 4—Innovations that Turn Around Persistently Low-Performing Schools.</E>
        </P>
        <P>Under this priority, the Department provides funding to support strategies, practices, or programs that are designed to turn around schools that are in any of the following categories: (a) Persistently lowest-achieving schools (as defined in the final requirements for the School Improvement Grants program);<SU>3</SU>
          <FTREF/>(b) Title I schools that are in<PRTPAGE P="32150"/>corrective action or restructuring under section 1116 of the ESEA; or (c) secondary schools (both middle and high schools) eligible for but not receiving Title I funds that, if receiving Title I funds, would be in corrective action or restructuring under section 1116 of the ESEA. These schools are referred to as Investing in Innovation Fund Absolute Priority 4 schools.</P>
        <FTNT>
          <P>

            <SU>3</SU>Under the final requirements for the School Improvement Grants program, “persistently lowest-achieving schools” means, as determined by the State, (a) any Title I school in improvement, corrective action, or restructuring that (i) is among the lowest-achieving five percent of Title I schools in improvement, corrective action, or restructuring or the lowest-achieving five Title I schools in improvement, corrective action, or restructuring in the State, whichever number of schools is greater; or (ii) is a high school that has had a graduation rate as defined in 34 CFR 200.19(b) that is less than 60 percent over a number of years; and (b) any secondary school that is eligible for, but does not receive, Title I funds that (i) is among the lowest-achieving five percent of secondary schools or the lowest-achieving five secondary schools in the State that are eligible for, but do not receive, Title I funds,<PRTPAGE/>whichever number of schools is greater; or (ii) is a high school that has had a graduation rate as defined in 34 CFR 200.19(b) that is less than 60 percent over a number of years.<E T="03">See http://www2.ed.gov/programs/sif/faq.html.</E>
          </P>
        </FTNT>
        <P>Proposed projects must include strategies, practices, or programs that are designed to turn around Investing in Innovation Fund Absolute Priority 4 schools through either whole-school reform or targeted approaches to reform. Applicants addressing this priority must focus on either:</P>

        <P>(a) Whole-school reform, including, but not limited to, comprehensive interventions to assist, augment, or replace Investing in Innovation Fund Absolute Priority 4 schools, including the school turnaround, restart, closure, and transformation models of intervention supported under the Department's School Improvement Grants program (see Final Requirements for School Improvement Grants as Amended in January 2010 (January 28, 2010) at<E T="03">http://www2.ed.gov/programs/sif/faq.html</E>); or</P>

        <P>(b) Targeted approaches to reform, including, but not limited to: (1) Providing more time for students to learn core academic content by expanding or augmenting the school day, school week, or school year, or by increasing instructional time for core academic subjects (as defined in section 9101(11) of the ESEA); (2) integrating “student supports” into the school model to address non-academic barriers to student achievement; or (3) creating multiple pathways for students to earn regular high school diplomas (<E T="03">e.g.,</E>by operating schools that serve the needs of over-aged, under-credited, or other students with an exceptional need for support and flexibility pertaining to when they attend school; awarding credit based on demonstrated evidence of student competency; and offering dual-enrollment options). (2010 i3 NFP).</P>
        <P>
          <E T="03">Absolute Priority 5—Improving Achievement and High School Graduation Rates (Rural Local Educational Agencies)</E>
        </P>
        <P>Under this priority, the Department provides funding to support projects that are designed to address accelerating learning and helping to improve high school graduation rates (as defined in this notice) and college enrollment rates for students in rural local educational agencies (as defined in this notice). (Supplemental Priorities)</P>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>

          <P>The Secretary encourages applicants that choose to respond to Absolute Priority 5 to also address how their applications meet one of the other Absolute Priorities. In addition, applicants that choose to respond to Absolute Priority 5 should identify in the application and the i3 Applicant Information Sheet all rural LEAs (as defined in this notice) where the project will be implemented, or identify in the application how the applicant will choose any rural LEAs where the project will be implemented, and explain how the proposed innovative practices, strategies, or programs address the unique challenges of high-need students in schools within a rural LEA, resulting in accelerated learning and improved high school graduation and college enrollment rates. Applicants may also provide information on the applicant's experience and skills, or the experience and skills of their partners, in serving high-need students in rural LEAs in responding to Selection Criterion D.<E T="03">Quality of the Management Plan and Personnel.</E>
          </P>
        </NOTE>
        <P>
          <E T="03">Competitive Preference Priorities:</E>For FY 2011 and any subsequent year in which we make awards from the list of unfunded applicants from this competition, these priorities are competitive preference priorities. Applicants may address more than one of the competitive preference priorities; however, the Department will review and award points only for a maximum of two of the competitive preference priorities. Therefore, an applicant must identify in the project narrative section of its application the priority or priorities it wishes the Department to consider for purposes of earning the competitive preference priority points.</P>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>
          <P>The Department will not review or award points under any competitive preference priority for an application that (1) fails to clearly identify the competitive preference priorities it wishes the Department to consider for purposes of earning the competitive preference priority points, or (2) identifies more than two competitive preference priorities.</P>
        </NOTE>
        <P>These priorities are:</P>
        <P>
          <E T="03">Competitive Preference Priority 6—Innovations for Improving Early Learning Outcomes (zero or one point).</E>
        </P>
        <P>We give competitive preference to applications for projects that would implement innovative practices, strategies, or programs that are designed to improve educational outcomes for high-need students who are young children (birth through 3rd grade) by enhancing the quality of early learning programs. To meet this priority, applications must focus on (a) improving young children's school readiness (including social, emotional, and cognitive readiness) so that children are prepared for success in core academic subjects (as defined in section 9101(11) of the ESEA); (b) improving developmental milestones and standards and aligning them with appropriate outcome measures; and (c) improving alignment, collaboration, and transitions between early learning programs that serve children from birth to age three, in preschools, and in kindergarten through third grade. (2010 i3 NFP)</P>
        <P>
          <E T="03">Competitive Preference Priority 7—Innovations that Support College Access and Success (zero or one point).</E>
        </P>
        <P>We give competitive preference to applications for projects that would implement innovative practices, strategies, or programs that are designed to enable kindergarten through grade 12 (K-12) students, particularly high school students, to successfully prepare for, enter, and graduate from a two- or four-year college. To meet this priority, applications must include practices, strategies, or programs for K-12 students that (a) address students' preparedness and expectations related to college; (b) help students understand issues of college affordability and the financial aid and college application processes; and (c) provide support to students from peers and knowledgeable adults. (2010 i3 NFP)</P>
        <P>
          <E T="03">Competitive Preference Priority 8--Innovations to Address the Unique Learning Needs of Students with Disabilities and Limited English Proficient Students (zero or one point).</E>
        </P>
        <P>We give competitive preference to applications for projects that would implement innovative practices, strategies, or programs that are designed to address the unique learning needs of students with disabilities, including those who are assessed based on alternate academic achievement standards, or the linguistic and academic needs of limited English proficient students. To meet this priority, applications must provide for the implementation of particular practices, strategies, or programs that are designed to improve academic outcomes, close achievement gaps, and increase college- and career-readiness, including increasing high school graduation rates (as defined in this notice), for students with disabilities or limited English proficient students. (2010 i3 NFP)</P>
        <P>
          <E T="03">Competitive Preference Priority 9—Improving Productivity (zero or one point).</E>
        </P>

        <P>We give competitive preference to applications for projects that are designed to significantly increase efficiency in the use of time, staff,<PRTPAGE P="32151"/>money, or other resources while improving student learning or other educational outcomes (<E T="03">i.e.,</E>outcome per unit of resource). Such projects may include innovative and sustainable uses of technology, modification of school schedules and teacher compensation systems, use of open educational resources (as defined in this notice), or other strategies. (Supplemental Priorities)</P>
        <P>
          <E T="03">Competitive Preference Priority 10—Technology (zero or one point).</E>
        </P>
        <P>We give competitive preference to applications for projects that are designed to improve student achievement<SU>4</SU>
          <FTREF/>or teacher effectiveness through the use of high-quality digital tools or materials, which may include preparing teachers to use the technology to improve instruction, as well as developing, implementing, or evaluating digital tools or materials. (Supplemental Priorities)</P>
        <FTNT>
          <P>
            <SU>4</SU>For purposes of this priority, the Supplemental Priorities define student achievement as follows:</P>
          <P>
            <E T="03">Student achievement</E>means—</P>
          <P>(a) For tested grades and subjects: (1) A student's score on the State's assessments under section 1111(b)(3) of the ESEA; and, as appropriate, (2) other measures of student learning, such as those described in paragraph (b) of this definition, provided they are rigorous and comparable across classrooms; and</P>
          <P>(b) For non-tested grades and subjects: Alternative measures of student learning and performance such as student scores on pre-tests and end-of-course tests; student performance on English language proficiency assessments; and other measures of student achievement that are rigorous and comparable across classrooms.</P>
        </FTNT>
        <P>
          <E T="03">Definitions:</E>
        </P>
        <P>The Secretary establishes the following definitions for the Investing in Innovation Fund. We may apply these definitions in any year in which this program is in effect.</P>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>
          <P>This notice invites applications for Scale-up grants. The following definitions apply to the three types of grants under the i3 program (Scale-up, Validation, or Development). Therefore, some definitions included in this section may be more applicable to applications for Validation grants.</P>
        </NOTE>
        <HD SOURCE="HD1">Definitions Related to Evidence</HD>
        <P>
          <E T="03">Carefully matched comparison group design</E>means a type of quasi-experimental study that attempts to approximate an experimental study. More specifically, it is a design in which project participants are matched with non-participants based on key characteristics that are thought to be related to the outcome. These characteristics include, but are not limited to: (1) Prior test scores and other measures of academic achievement (preferably, the same measures that the study will use to evaluate outcomes for the two groups); (2) demographic characteristics, such as age, disability, gender, English proficiency, ethnicity, poverty level, parents' educational attainment, and single- or two-parent family background; (3) the time period in which the two groups are studied (<E T="03">e.g.,</E>the two groups are children entering kindergarten in the same year as opposed to sequential years); and (4) methods used to collect outcome data (<E T="03">e.g.,</E>the same test of reading skills administered in the same way to both groups).</P>
        <P>
          <E T="03">Experimental study</E>means a study that employs random assignment of, for example, students, teachers, classrooms, schools, or districts to participate in a project being evaluated (treatment group) or not to participate in the project (control group). The effect of the project is the average difference in outcomes between the treatment and control groups.</P>
        <P>
          <E T="03">Independent evaluation</E>means that the evaluation is designed and carried out independent of, but in coordination with, any employees of the entities who develop a practice, strategy, or program and are implementing it. This independence helps ensure the objectivity of an evaluation and prevents even the appearance of a conflict of interest.</P>
        <P>
          <E T="03">Interrupted time series design</E>
          <SU>5</SU>
          <FTREF/>means a type of quasi-experimental study in which the outcome of interest is measured multiple times before and after the treatment for program participants only. If the program had an impact, the outcomes after treatment will have a different slope or level from those before treatment. That is, the series should show an “interruption” of the prior situation at the time when the program was implemented. Adding a comparison group time series, such as schools not participating in the program or schools participating in the program in a different geographic area, substantially increases the reliability of the findings.</P>
        <FTNT>
          <P>
            <SU>5</SU>A single subject or single case design is an adaptation of an interrupted time series design that relies on the comparison of treatment effects on a single subject or group of single subjects. There is little confidence that findings based on this design would be the same for other members of the population. In some single subject designs, treatment reversal or multiple baseline designs are used to increase internal validity. In a treatment reversal design, after a pretreatment or baseline outcome measurement is compared with a post treatment measure, the treatment would then be stopped for a period of time, a second baseline measure of the outcome would be taken, followed by a second application of the treatment or a different treatment. A multiple baseline design addresses concerns about the effects of normal development, timing of the treatment, and amount of the treatment with treatment-reversal designs by using a varying time schedule for introduction of the treatment and/or treatments of different lengths or intensity.</P>
        </FTNT>
        <P>
          <E T="03">Moderate evidence</E>means evidence from previous studies whose designs can support causal conclusions (<E T="03">i.e.,</E>studies with high internal validity) but have limited generalizability (<E T="03">i.e.,</E>moderate external validity), or studies with high external validity but moderate internal validity. The following would constitute moderate evidence: (1) At least one well-designed and well-implemented (as defined in this notice) experimental or quasi-experimental study (as defined in this notice) supporting the effectiveness of the practice, strategy, or program, with small sample sizes or other conditions of implementation or analysis that limit generalizability; (2) at least one well-designed and well-implemented (as defined in this notice) experimental or quasi-experimental study (as defined in this notice) that does not demonstrate equivalence between the intervention and comparison groups at program entry but that has no other major flaws related to internal validity; or (3) correlational research with strong statistical controls for selection bias and for discerning the influence of internal factors.</P>
        <P>
          <E T="03">Quasi-experimental study</E>means an evaluation design that attempts to approximate an experimental design and can support causal conclusions (<E T="03">i.e.,</E>minimizes threats to internal validity, such as selection bias, or allows them to be modeled). Well-designed quasi-experimental studies include carefully matched comparison group designs (as defined in this notice), interrupted time series designs (as defined in this notice), or regression discontinuity designs (as defined in this notice).</P>
        <P>
          <E T="03">Regression discontinuity design study</E>means, in part, a quasi-experimental study design that closely approximates an experimental study. In a regression discontinuity design, participants are assigned to a treatment or comparison group based on a numerical rating or score of a variable unrelated to the treatment such as the rating of an application for funding. Another example would be assignment of eligible students, teachers, classrooms, or schools above a certain score (“cut score”) to the treatment group and assignment of those below the score to the comparison group.</P>
        <P>
          <E T="03">Strong evidence</E>means evidence from previous studies whose designs can support causal conclusions (<E T="03">i.e.,</E>studies with high internal validity), and studies that in total include enough of the range of participants and settings to support scaling up to the State, regional, or national level (<E T="03">i.e.,</E>studies with high external validity). The following are<PRTPAGE P="32152"/>examples of strong evidence: (1) More than one well-designed and well-implemented (as defined in this notice) experimental study (as defined in this notice) or well-designed and well-implemented (as defined in this notice) quasi-experimental study (as defined in this notice) that supports the effectiveness of the practice, strategy, or program; or (2) one large, well-designed and well-implemented (as defined in this notice) randomized controlled, multisite trial that supports the effectiveness of the practice, strategy, or program.</P>
        <P>
          <E T="03">Well-designed and well-implemented</E>means, with respect to an experimental or quasi-experimental study (as defined in this notice), that the study meets the What Works Clearinghouse evidence standards, with or without reservations (see<E T="03">http://ies.ed.gov/ncee/wwc/references/idocviewer/doc.aspx?docid=19&amp;tocid=1</E>and in particular the description of “Reasons for Not Meeting Standards” at<E T="03">http://ies.ed.gov/ncee/wwc/references/idocviewer/Doc.aspx?docId=9&amp;tocId=4#reasons).</E>
        </P>
        <HD SOURCE="HD1">Other Definitions</HD>
        <P>
          <E T="03">Applicant</E>means the entity that applies for a grant under this program on behalf of an eligible applicant (<E T="03">i.e.,</E>an LEA or a partnership in accordance with section 14007(a)(1)(B) of the ARRA).</P>
        <P>
          <E T="03">Consortium of schools</E>means two or more public elementary or secondary schools acting collaboratively for the purpose of applying for and implementing an Investing in Innovation Fund grant jointly with an eligible nonprofit organization.</P>
        <P>
          <E T="03">Formative assessment</E>means assessment questions, tools, and processes that are embedded in instruction and are used by teachers and students to provide timely feedback for purposes of adjusting instruction to improve learning.</P>
        <P>
          <E T="03">Highly effective principal</E>means a principal whose students, overall and for each subgroup as described in section 1111(b)(3)(C)(xiii) of the ESEA (<E T="03">i.e.,</E>economically disadvantaged students, students from major racial and ethnic groups, migrant students, students with disabilities, students with limited English proficiency, and students of each gender), achieve high rates (<E T="03">e.g.,</E>one and one-half grade levels in an academic year) of student growth. Eligible applicants may include multiple measures, provided that principal effectiveness is evaluated, in significant part, based on student growth. Supplemental measures may include, for example, high school graduation rates; college enrollment rates; evidence of providing supportive teaching and learning conditions, support for ensuring effective instruction across subject areas for a well-rounded education, strong instructional leadership, and positive family and community engagement; or evidence of attracting, developing, and retaining high numbers of effective teachers.</P>
        <P>
          <E T="03">Highly effective teacher</E>means a teacher whose students achieve high rates (<E T="03">e.g.,</E>one and one-half grade levels in an academic year) of student growth. Eligible applicants may include multiple measures, provided that teacher effectiveness is evaluated, in significant part, based on student growth. Supplemental measures may include, for example, multiple observation-based assessments of teacher performance or evidence of leadership roles (which may include mentoring or leading professional learning communities) that increase the effectiveness of other teachers in the school or LEA.</P>
        <P>
          <E T="03">High-need student</E>means a student at risk of educational failure, or otherwise in need of special assistance and support, such as students who are living in poverty, who attend high-minority schools, who are far below grade level, who are over-age and under-credited, who have left school before receiving a regular high school diploma, who are at risk of not graduating with a regular high school diploma on time, who are homeless, who are in foster care, who have been incarcerated, who have disabilities, or who are limited English proficient.</P>
        <P>
          <E T="03">High school graduation rate</E>means a four-year adjusted cohort graduation rate consistent with 34 CFR 200.19(b)(1) and may also include an extended-year adjusted cohort graduation rate consistent with 34 CFR 200.19(b)(1)(v) if the State in which the proposed project is implemented has been approved by the Secretary to use such a rate under Title I of the ESEA.</P>
        <P>
          <E T="03">Interim assessment</E>means an assessment that is given at regular and specified intervals throughout the school year, is designed to evaluate students' knowledge and skills relative to a specific set of academic standards, and produces results that can be aggregated (<E T="03">e.g.,</E>by course, grade level, school, or LEA) in order to inform teachers and administrators at the student, classroom, school, and LEA levels.</P>
        <P>
          <E T="03">National level,</E>as used in reference to a Scale-up grant, describes a project that is able to be effective in a wide variety of communities and student populations around the country, including rural and urban areas, as well as with the different groups of students described in section 1111(b)(3)(C)(xiii) of the ESEA (<E T="03">i.e.,</E>economically disadvantaged students, students from major racial and ethnic groups, migrant students, students with disabilities, students with limited English proficiency, and students of each gender).</P>
        <P>
          <E T="03">Nonprofit organization</E>means an entity that meets the definition of “nonprofit” under 34 CFR 77.1(c), or an institution of higher education as defined by section 101(a) of the Higher Education Act of 1965, as amended.</P>
        <P>
          <E T="03">Official partner</E>means any of the entities required to be part of a partnership under section 14007(a)(1)(B) of the ARRA.</P>
        <P>
          <E T="03">Other partner</E>means any entity, other than the applicant and any official partner, that may be involved in a proposed project.</P>
        <P>
          <E T="03">Regional level,</E>as used in reference to a Scale-up or Validation grant, describes a project that is able to serve a variety of communities and student populations within a State or multiple States, including rural and urban areas, as well as with the different groups of students described in section 1111(b)(3)(C)(xiii) of the ESEA (<E T="03">i.e.,</E>economically disadvantaged students, students from major racial and ethnic groups, migrant students, students with disabilities, students with limited English proficiency, and students of each gender). To be considered a regional-level project, a project must serve students in more than one LEA. The exception to this requirement would be a project implemented in a State in which the State educational agency is the sole educational agency for all schools and thus may be considered an LEA under section 9101(26) of the ESEA. Such a State would meet the definition of regional for the purposes of this notice.</P>
        <P>
          <E T="03">Regular high school diploma</E>means, consistent with 34 CFR 200.19(b)(1)(iv), the standard high school diploma that is awarded to students in the State and that is fully aligned with the State's academic content standards or a higher diploma and does not include a General Education Development (GED) credential, certificate of attendance, or any alternative award.</P>
        <P>
          <E T="03">Student achievement</E>means—</P>

        <P>(a) For tested grades and subjects: (1) A student's score on the State's assessments under section 1111(b)(3) of the ESEA; and, as appropriate, (2) other measures of student learning, such as those described in paragraph (b) of this definition, provided they are rigorous and comparable across classrooms; and<PRTPAGE P="32153"/>
        </P>
        <P>(b) For non-tested grades and subjects: Alternative measures of student learning and performance such as student scores on pre-tests and end-of-course tests; student performance on English language proficiency assessments; and other measures of student achievement that are rigorous and comparable across classrooms.</P>
        <P>
          <E T="03">Student growth</E>means the change in student achievement data for an individual student between two or more points in time. Growth may be measured by a variety of approaches, but any approach used must be statistically rigorous and based on student achievement data, and may also include other measures of student learning in order to increase the construct validity and generalizability of the information.</P>
        <HD SOURCE="HD1">Definition From Supplemental Priorities</HD>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>
          <P>These definitions are from the Supplemental Priorities and apply to Absolute Priority 5 and Competitive Preference Priority 9.</P>
        </NOTE>
        <P>
          <E T="03">Open educational resources (OER)</E>means teaching, learning, and research resources that reside in the public domain or have been released under an intellectual property license that permits their free use or repurposing by others.</P>
        <P>
          <E T="03">Rural local educational agency</E>means a local educational agency (LEA) that is eligible under the Small Rural School Achievement (SRSA) program or the Rural and Low-Income School (RLIS) program authorized under Title VI, Part B of the ESEA. Eligible applicants may determine whether a particular LEA is eligible for these programs by referring to information on the Department's Web site at<E T="03">http://www2.ed.gov/nclb/freedom/local/reap.html.</E>
        </P>
        <P>
          <E T="03">Program Authority:</E>American Recovery and Reinvestment Act of 2009, Division A, Section 14007, Pub. L. 111-5.</P>
        <P>
          <E T="03">Applicable Regulations:</E>(a) The Education Department General Administrative Regulations (EDGAR) in 34 CFR parts 74, 75, 77, 79, 80, 81, 82, 84, 85, 86, 97, 98, and 99. (b) The notice of final priorities, requirements, definitions, and selection criteria for this program, published in the<E T="04">Federal Register</E>on March 12, 2010 (75 FR 12004-12071). (c) The notice of final revisions to priorities, requirements, and selection criteria for this program, published elsewhere in this issue of the<E T="04">Federal Register</E>) (2011 Notice of Final i3 Revisions). (d) The notice of final supplemental priorities and definitions for Discretionary Grant Programs, published in the<E T="04">Federal Register</E>on December 15, 2010 (75 FR 78486-78511).</P>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>
          <P>The regulations in 34 CFR part 86 apply to institutions of higher education only.</P>
        </NOTE>
        <HD SOURCE="HD1">II. Award Information</HD>
        <P>
          <E T="03">Type of Award:</E>Cooperative agreements.</P>
        <P>
          <E T="03">Estimated Available Funds:</E>$148,200,000.</P>
        <P>These estimated available funds are for all three types of grants under the i3 program (Scale-up, Validation, and Development).</P>
        <P>Contingent upon the availability of funds and the quality of the applications received, we may make additional awards in FY 2012 or later years from the list of unfunded applicants from this competition.</P>
        <P>
          <E T="03">Estimated Range of Awards:</E>
        </P>
        <P>Scale-up grants: Up to $25,000,000.</P>
        <P>Validation grants: Up to $15,000,000.</P>
        <P>Development grants: Up to $3,000,000.</P>
        <P>
          <E T="03">Estimated Average Size of Awards:</E>
        </P>
        <P>Scale-up grants: $24,000,000.</P>
        <P>Validation grants: $12,000,000.</P>
        <P>Development grants: $2,800,000.</P>
        <P>
          <E T="03">Estimated Number of Awards:</E>
        </P>
        <P>Scale-up grants: Up to 2 awards.</P>
        <P>Validation grants: Up to 5 awards.</P>
        <P>Development grants: Up to 15 awards.</P>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>
          <P>The Department is not bound by any estimates in this notice.</P>
        </NOTE>
        <P>
          <E T="03">Project Period:</E>36-60 months.</P>
        <HD SOURCE="HD1">III. Eligibility Information</HD>
        <P>1.<E T="03">Providing Innovations that Improve Achievement for High-Need Students:</E>All eligible applicants must implement practices, strategies, or programs for high-need students (as defined in this notice). (2010 i3 NFP)</P>
        <P>2.<E T="03">Eligible Applicants:</E>Entities eligible to apply for Investing in Innovation Fund grants include: (a) An LEA or (b) a partnership between a nonprofit organization and (1) one or more LEAs or (2) a consortium of schools. An eligible applicant that is a partnership applying under section 14007(a)(1)(B) of the ARRA must designate one of its official partners (as defined in this notice) to serve as the applicant in accordance with the Department's regulations governing group applications in 34 CFR 75.127 through 75.129. (2010 i3 NFP)</P>
        <P>3.<E T="03">Eligibility Requirements:</E>To be eligible for an award, an eligible applicant must—except as specifically set forth in the<E T="03">Note about Eligibility for an Eligible Applicant that Includes a Nonprofit Organization</E>that follows:</P>
        <P>(1)(A) Have significantly closed the achievement gaps between groups of students described in section 1111(b)(2) of the ESEA (economically disadvantaged students, students from major racial and ethnic groups, students with limited English proficiency, students with disabilities); or</P>
        <P>(B) Have demonstrated success in significantly increasing student academic achievement for all groups of students described in that section;</P>
        <P>(2) Have made significant improvements in other areas, such as graduation rates or increased recruitment and placement of high-quality teachers and principals, as demonstrated with meaningful data;</P>
        <P>(3) Demonstrate that it has established one or more partnerships with the private sector, which may include philanthropic organizations, and that the private sector will provide matching funds in order to help bring results to scale; and</P>
        <P>(4) In the case of an eligible applicant that includes a nonprofit organization, provide in the application the names of the LEAs with which the nonprofit organization will partner, or the names of the schools in the consortium with which it will partner. If an eligible applicant that includes a nonprofit organization intends to partner with additional LEAs or schools that are not named in the application, it must describe in the application the demographic and other characteristics of these LEAs and schools and the process it will use to select them as either official or other partners. An applicant must identify its specific partners before a grant award will be made. (2010 i3 NFP).</P>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>
          <P>Applicants should provide information addressing the eligibility requirements in Appendix C, under “Other Attachments Form,” of their applications.</P>
        </NOTE>
        <NOTE>
          <HD SOURCE="HED">Note About LEA Eligibility:</HD>
          <P>For purposes of this program, an LEA is an LEA located within one of the 50 States, the District of Columbia, or the Commonwealth of Puerto Rico. (2010 i3 NFP)</P>
        </NOTE>
        <NOTE>
          <HD SOURCE="HED">Note About Eligibility for an Eligible Applicant That Includes a Nonprofit Organization:</HD>

          <P>The authorizing statute (as amended) specifies that an eligible applicant that includes a nonprofit organization is considered to have met the requirements in paragraphs (1) and (2) of the eligibility requirements for this program if the nonprofit organization has a record of significantly improving student achievement, attainment, or retention. For an eligible applicant that includes a nonprofit organization, the nonprofit organization must demonstrate that it has a record of significantly improving student achievement, attainment, or retention through its record of work with an LEA or schools. Therefore, an eligible applicant that includes a nonprofit organization does not<PRTPAGE P="32154"/>necessarily need to include as a partner for its Investing in Innovation Fund grant an LEA or a consortium of schools that meets the requirements in paragraphs (1) and (2).</P>
        </NOTE>
        <P>In addition, the authorizing statute (as amended) specifies that an eligible applicant that includes a nonprofit organization is considered to have met the requirements of paragraph (3) of the eligibility requirements in this notice if the eligible applicant demonstrates that it will meet the requirement relating to private-sector matching. (2010 i3 NFP)</P>
        <P>1.<E T="03">Cost Sharing or Matching:</E>To be eligible for an award, an eligible applicant must demonstrate that it has established one or more partnerships with an entity or organization in the private sector, which may include philanthropic organizations, and that the entity or organization in the private sector will provide matching funds in order to help bring project results to scale. An eligible applicant must obtain matching funds or in-kind donations equal to at least 5 percent of its grant award.<SU>6</SU>
          <FTREF/>Selected eligible applicants must submit evidence of the full amount of private-sector matching funds following the peer review of applications. An award will not be made unless the applicant provides adequate evidence that the full amount of the private-sector match has been committed or the Secretary approves the eligible applicant's request to reduce the matching-level requirement.</P>
        <FTNT>
          <P>
            <SU>6</SU>The 2011 Notice of Final i3 Revisions modified the “Cost Sharing and Matching” requirement established in the 2010 i3 NFP by providing that the Secretary will specify the amount of required private-sector matching funds or in-kind donations in the notice inviting applications for the specific i3 competition. For this competition, the Secretary establishes a matching requirement of at least 5 percent of the grant award.</P>
        </FTNT>
        <P>The Secretary may consider decreasing the matching requirement in the most exceptional circumstances, on a case-by-case basis. An eligible applicant that anticipates being unable to meet the full amount of the private-sector matching requirement must include in its application a request to the Secretary to reduce the matching-level requirement, along with a statement of the basis for the request. (2010 i3 NFP, as revised by the 2011 Notice of Final i3 Revisions).</P>
        <P>2.<E T="03">Other:</E>The Secretary establishes the following requirements for the Investing in Innovation Fund. We may apply these requirements in any year in which this program is in effect.</P>
        <P>•<E T="03">Evidence Standards:</E>To be eligible for an award, an application for a Scale-up grant must be supported by strong evidence (as defined in this notice). (2010 i3 NFP)</P>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>
          <P>Applicants should provide information addressing the required evidence standards in Appendix D, under “Other Attachments Form,” of their applications.</P>
        </NOTE>
        <P>•<E T="03">Funding Categories:</E>An applicant must state in its application whether it is applying for a Scale-up, Validation, or Development grant. An applicant may not submit an application for the same proposed project under more than one type of grant. An applicant will be considered for an award only for the type of grant for which it applies. (2010 i3 NFP)</P>
        <P>•<E T="03">Subgrants:</E>In the case of an eligible applicant that is a partnership between a nonprofit organization and (1) one or more LEAs or (2) a consortium of schools, the partner serving as the applicant may make subgrants to one or more official partners (as defined in this notice). (2010 i3 NFP)</P>
        <P>•<E T="03">Limits on Grant Awards:</E>(a) No grantee may receive more than two new grant awards of any type under the i3 program in a single year; (b) In any two-year period, no grantee may receive more than one new Scale-up or Validation grant; and (c) No grantee may receive more than $55 million in new grant awards under the i3 program in a single year. (2010 i3 NFP, as revised by the 2011 Notice of Final i3 Revisions).</P>
        <P>•<E T="03">Evaluation:</E>A grantee must comply with the requirements of any evaluation of the program conducted by the Department. In addition, the grantee is required to conduct an independent evaluation (as defined in this notice) of its project and must agree, along with its independent evaluator, to cooperate with any technical assistance provided by the Department or its contractor. The purpose of this technical assistance will be to ensure that the evaluations are of the highest quality and to encourage commonality in evaluation approaches across funded projects where such commonality is feasible and useful. Finally, the grantee must make broadly available through formal (<E T="03">e.g.,</E>peer-reviewed journals) or informal (<E T="03">e.g.,</E>newsletters) mechanisms, and in print or electronically, the results of any evaluations it conducts of its funded activities. For Scale-up and Validation grants, the grantee must also ensure the data from their evaluations are made available to third-party researchers consistent with applicable privacy requirements. (2010 i3 NFP).</P>
        <P>•<E T="03">Participation in “Communities of Practice”:</E>Grantees are required to participate in, organize, or facilitate, as appropriate, communities of practice for the Investing in Innovation Fund. A community of practice is a group of grantees that agrees to interact regularly to solve a persistent problem or improve practice in an area that is important to them. Establishment of communities of practice under the Investing in Innovation Fund will enable grantees to meet, discuss, and collaborate with each other regarding grantee projects. (2010 i3 NFP).</P>
        <HD SOURCE="HD1">IV. Application and Submission Information</HD>
        <P>1.<E T="03">Submission of Proprietary Information:</E>
        </P>
        <P>Given the types of projects that may be proposed in applications for the Investing in Innovation Fund, some applications may include proprietary information as it relates to confidential commercial information. Confidential commercial information is defined as information the disclosure of which could reasonably be expected to cause substantial competitive harm. Upon submission, applicants should identify any information contained in their application that they consider to be confidential commercial information. Consistent with the process followed in the FY 2010 i3 competition, we plan on posting the project narrative sections of all Scale-up applications on the Department's Web site. Identifying proprietary information in your application will help facilitate this public disclosure process. Applicants are encouraged to identify only the specific information that the applicant considers to be proprietary and list the page numbers on which this information can be found in the appropriate Appendix section, under “Other Attachments Form,” of their applications. In addition to identifying the page number on which that information can be found, eligible applicants will assist the Department in making determinations on public release of the application by being as specific as possible in identifying the information they consider proprietary. Please note that, in many instances, identification of entire pages of documentation would not be appropriate.</P>
        <P>2.<E T="03">Address To Request Application Package:</E>
        </P>

        <P>You can obtain an application package via the Internet or from the Education Publications Center (ED Pubs). To obtain a copy via the Internet, use the following address:<E T="03">http://www2.ed.gov/programs/innovation/index.html.</E>To obtain a copy from ED Pubs, write, fax, or call the following: ED Pubs, U.S. Department of Education, P.O. Box 22207, Alexandria, VA 22304. Telephone, toll free: 1-877-433-7827. FAX: (703) 605-6794. If you use a telecommunications device for the deaf (TDD), call, toll free: 1-877-576-7734.<PRTPAGE P="32155"/>
        </P>
        <P>You can contact ED Pubs at its Web site, also:<E T="03">http://www.EDPubs.gov</E>or at its e-mail address:<E T="03">edpubs@inet.ed.gov.</E>
        </P>
        <P>If you request an application from ED Pubs, be sure to identify this program or competition as follows: CFDA number 84.411A.</P>

        <P>Individuals with disabilities can obtain a copy of the application package in an accessible format (<E T="03">e.g.,</E>braille, large print, audiotape, or computer diskette) by contacting the person or team listed under<E T="03">Accessible Format</E>in section VIII of this notice.</P>
        <P>3.<E T="03">Content and Form of Application Submission:</E>Requirements concerning the content of an application, together with the forms you must submit, are in the application package for this competition.</P>
        <P>
          <E T="03">Notice of Intent To Apply:</E>June 23, 2011</P>

        <P>We will be able to develop a more efficient process for reviewing grant applications if we know the approximate number of applicants that intend to apply for funding under this competition. Therefore, the Secretary strongly encourages each potential applicant to notify us of the applicant's intent to submit an application for funding by completing a web-based form. When completing this form, applicants will provide: (1) The applicant organization's name and address, (2) the type of grant for which the applicant intends to apply, (3) the one absolute priority the applicant intends to address, and (4) a maximum of two of the competitive preference priorities the applicant wishes the Department to consider for purposes of earning the competitive preference priority points. Applicants may access this form online at<E T="03">http://go.usa.gov/bsG.</E>
        </P>
        <P>Applicants that do not complete this form may still apply for funding.</P>
        <P>Page Limit: The application narrative (Part III of the application) is where you, the applicant, address the selection criteria that reviewers use to evaluate your application. Applicants are strongly encouraged to limit the application narrative [Part III] for a Scale-up application to no more than 50 pages. Applicants are also strongly encouraged not to include lengthy appendices that contain information that could not be included in the narrative. Applicants should use the following standards:</P>
        <P>• A “page” is 8.5″ x 11″, on one side only, with 1″ margins at the top, bottom, and both sides.</P>
        <P>• Double space (no more than three lines per vertical inch) all text in the application narrative, including titles, headings, footnotes, quotations, references, and captions, as well as all text in charts, tables, figures, and graphs.</P>
        <P>• Use a font that is either 12 point or larger or no smaller than 10 pitch (characters per inch).</P>
        <P>• Use one of the following fonts: Times New Roman, Courier, Courier New, or Arial. An application submitted in any other font (including Times Roman or Arial Narrow) will not be accepted.</P>
        <P>The suggested page limit does not apply to Part I, the cover sheet; Part II, the budget section, including the narrative budget justification; Part IV, the assurances and certifications; or the one-page abstract, the resumes, the bibliography, or the letters of support. However, the page limit does apply to all of the application narrative section [Part III].</P>
        <P>4.<E T="03">Submission Dates and Times:</E>
        </P>
        <P>
          <E T="03">Applications Available:</E>June 6, 2011.</P>
        <P>
          <E T="03">Deadline for Notice of Intent To Apply:</E>June 23, 2011.</P>

        <P>Pre-Application Meeting: The i3 program intends to hold pre-application meetings designed to provide technical assistance to interested applicants for all three types of grants. Detailed information regarding the pre-application meeting locations, dates, and times will be provided in a separate notice in the<E T="04">Federal Register</E>. Once the notice is published, it will be available, along with registration information, on the Investing in Innovation (i3) Web site at<E T="03">http://www2.ed.gov/programs/innovation/index.html.</E>
        </P>
        <P>
          <E T="03">Deadline for Transmittal of Applications:</E>August 2, 2011.</P>

        <P>Applications for grants under this competition must be submitted electronically using the Grants.gov Apply site (Grants.gov). For information (including dates and times) about how to submit your application electronically, or in paper format by mail or hand delivery if you qualify for an exception to the electronic submission requirement, please refer to section IV. 8.<E T="03">Other Submission Requirements</E>of this notice.</P>
        <P>We do not consider an application that does not comply with the deadline requirements.</P>

        <P>Individuals with disabilities who need an accommodation or auxiliary aid in connection with the application process should contact the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>in section VII of this notice. If the Department provides an accommodation or auxiliary aid to an individual with a disability in connection with the application process, the individual's application remains subject to all other requirements and limitations in this notice.</P>
        <P>Deadline for Intergovernmental Review: October 3, 2011.</P>
        <P>5.<E T="03">Intergovernmental Review:</E>This competition is subject to Executive Order 12372 and the regulations in 34 CFR part 79. Information about Intergovernmental Review of Federal Programs under Executive Order 12372 is in the application package for this competition.</P>
        <P>6.<E T="03">Funding Restrictions:</E>We reference regulations outlining funding restrictions in the<E T="03">Applicable Regulations</E>section of this notice.</P>
        <P>7.<E T="03">Data Universal Numbering System Number, Taxpayer Identification Number, and Central Contractor Registry:</E>To do business with the Department of Education, you must—</P>
        <P>a. Have a Data Universal Numbering System (DUNS) number and a Taxpayer Identification Number (TIN);</P>
        <P>b. Register both your DUNS number and TIN with the Central Contractor Registry (CCR), the Government's primary registrant database;</P>
        <P>c. Provide your DUNS number and TIN on your application; and</P>
        <P>d. Maintain an active CCR registration with current information while your application is under review by the Department and, if you are awarded a grant, during the project period.</P>
        <P>You can obtain a DUNS number from Dun and Bradstreet. A DUNS number can be created within one business day.</P>
        <P>If you are a corporate entity, agency, institution, or organization, you can obtain a TIN from the Internal Revenue Service. If you are an individual, you can obtain a TIN from the Internal Revenue Service or the Social Security Administration. If you need a new TIN, please allow 2-5 weeks for your TIN to become active.</P>
        <P>The CCR registration process may take five or more business days to complete. If you are currently registered with the CCR, you may not need to make any changes. However, please make certain that the TIN associated with your DUNS number is correct. Also note that you will need to update your CCR registration on an annual basis. This may take three or more business days to complete.</P>

        <P>In addition, if you are submitting your application via Grants.gov, you must (1) be designated by your organization as an Authorized Organization Representative (AOR); and (2) register yourself with Grants.gov as an AOR. Details on these steps are outlined in the Grants.gov 3-Step Registration Guide (see<E T="03">http://www.grants.gov/section910/Grants.govRegistrationBrochure.pdf</E>).</P>
        <P>8.<E T="03">Other Submission Requirements:</E>
          <PRTPAGE P="32156"/>
        </P>
        <P>Applications for grants under this competition must be submitted electronically unless you qualify for an exception to this requirement in accordance with the instructions in this section.</P>
        <P>a.<E T="03">Electronic Submission of Applications.</E>
        </P>

        <P>Applications for grants under the Investing in Innovation Fund, CFDA number 84.411A (Scale-up grants), must be submitted electronically using the Governmentwide Grants.gov Apply site at<E T="03">http://www.Grants.gov.</E>Through this site, you will be able to download a copy of the application package, complete it offline, and then upload and submit your application. You may not e-mail an electronic copy of a grant application to us.</P>

        <P>We will reject your application if you submit it in paper format unless, as described elsewhere in this section, you qualify for one of the exceptions to the electronic submission requirement and submit, no later than two weeks before the application deadline date, a written statement to the Department that you qualify for one of these exceptions. Further information regarding calculation of the date that is two weeks before the application deadline date is provided later in this section under<E T="03">Exception to Electronic Submission Requirement.</E>
        </P>

        <P>You may access the electronic grant application for Investing in Innovation Fund at<E T="03">http://www.Grants.gov.</E>You must search for the downloadable application package for this competition by the CFDA number. Do not include the CFDA number's alpha suffix in your search (<E T="03">e.g.,</E>search for 84.411, not 84.411A).</P>
        <P>Please note the following:<