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  <VOL>76</VOL>
  <NO>120</NO>
  <DATE>Wednesday, June 22, 2011</DATE>
  <UNITNAME>Contents</UNITNAME>
  <CNTNTS>
    <AGCY>
      <EAR>Agency Health</EAR>
      <PRTPAGE P="iii"/>
      <HD>Agency for Healthcare Research and Quality</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Scientific Information Requests:</SJ>
        <SJDENT>
          <SJDOC>Insulin Delivery and Glucose Monitoring Devices for Diabetes Mellitus,</SJDOC>
          <PGS>36539-36541</PGS>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15580</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Agency</EAR>
      <HD>Agency for International Development</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Board for International Food and Agricultural Development; Amendment,</SJDOC>
          <PGS>36512</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15611</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Agricultural Marketing</EAR>
      <HD>Agricultural Marketing Service</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Mango Promotion, Research, and Information Order; Reapportionment,</DOC>
          <PGS>36281-36283</PGS>
          <FRDOCBP D="2" T="22JNR1.sgm">2011-15630</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Agricultural Research</EAR>
      <HD>Agricultural Research Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Intents to Grant Exclusive Licenses,</DOC>
          <PGS>36513</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15468</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Agriculture</EAR>
      <HD>Agriculture Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Agricultural Marketing Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Agricultural Research Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Economic Research Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Forest Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Agricultural Statistics Service</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Increases in Domestic Sugar Overall Allotment Quantity, etc.,</DOC>
          <PGS>36512-36513</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15521</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Coast Guard</EAR>
      <HD>Coast Guard</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Safety Zones:</SJ>
        <SJDENT>
          <SJDOC>Mile Marker 98.5 West to Mile Marker 108.5 West of Harvey Lock Gulf Intracoastal Waterway,</SJDOC>
          <PGS>36314-36316</PGS>
          <FRDOCBP D="2" T="22JNR1.sgm">2011-15583</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Upper Mississippi River, Mile 180.0 to 179.0,</SJDOC>
          <PGS>36316-36318</PGS>
          <FRDOCBP D="2" T="22JNR1.sgm">2011-15621</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Waterway Closure, Morgan City - Port Allen Route from Mile Marker 0 to Port Allen Lock,</SJDOC>
          <PGS>36318-36320</PGS>
          <FRDOCBP D="2" T="22JNR1.sgm">2011-15588</FRDOCBP>
        </SJDENT>
        <SJ>Special Local Regulations for Marine Events:</SJ>
        <SJDENT>
          <SJDOC>Temporary Change of Dates for Recurring Marine Events in the Fifth Coast Guard District, Mill Creek, Hampton, VA,</SJDOC>
          <PGS>36308-36311</PGS>
          <FRDOCBP D="3" T="22JNR1.sgm">2011-15619</FRDOCBP>
        </SJDENT>
        <SJ>Special Local Regulations:</SJ>
        <SJDENT>
          <SJDOC>Extreme Sailing Series Boston, Boston Harbor, Boston, MA,</SJDOC>
          <PGS>36311-36314</PGS>
          <FRDOCBP D="3" T="22JNR1.sgm">2011-15584</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Safety Zones:</SJ>
        <SJDENT>
          <SJDOC>Patuxent River, MD,</SJDOC>
          <PGS>36447-36450</PGS>
          <FRDOCBP D="3" T="22JNP1.sgm">2011-15586</FRDOCBP>
        </SJDENT>
        <SJ>Special Local Regulations; Safety and Security Zones:</SJ>
        <SJDENT>
          <SJDOC>Recurring Events in Captain of the Port Long Island Sound Zone,</SJDOC>
          <PGS>36438-36447</PGS>
          <FRDOCBP D="9" T="22JNP1.sgm">2011-15589</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Commerce</EAR>
      <HD>Commerce Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>International Trade Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Oceanic and Atmospheric Administration</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Commodity Futures</EAR>
      <HD>Commodity Futures Trading Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Exemptions from Speculative Limits,</SJDOC>
          <PGS>36525-36526</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15609</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Drug</EAR>
      <HD>Drug Enforcement Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Manufacturers of Controlled Substances; Applications,</DOC>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15478</FRDOCBP>
          <PGS>36577-36578</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15481</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Manufacturers of Controlled Substances; Registrations,</DOC>
          <PGS>36578</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15482</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Economic Research</EAR>
      <HD>Economic Research Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>36513-36515</PGS>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15474</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Education</EAR>
      <HD>Education Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>36526</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15597</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Employee Benefits</EAR>
      <HD>Employee Benefits Security Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Advisory Council on Employee Welfare and Pension Benefit Plans,</SJDOC>
          <PGS>36578</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15587</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Energy Department</EAR>
      <HD>Energy Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Energy Regulatory Commission</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Environmental Protection</EAR>
      <HD>Environmental Protection Agency</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Approvals and Promulgations of Air Quality Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Virginia; Adoption of Revised Nitrogen Dioxide Standard,</SJDOC>
          <PGS>36326-36329</PGS>
          <FRDOCBP D="3" T="22JNR1.sgm">2011-15455</FRDOCBP>
        </SJDENT>
        <SJ>Approvals and Promulgations of Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Idaho; Regional Haze State Implementation Plan and Interstate Transport Plan,</SJDOC>
          <PGS>36329-36339</PGS>
          <FRDOCBP D="10" T="22JNR1.sgm">2011-15452</FRDOCBP>
        </SJDENT>
        <SJ>Exemptions from the Requirements of Tolerances:</SJ>
        <SJDENT>
          <SJDOC>2-methyl-2,4-pentanediol,</SJDOC>
          <PGS>36342-36349</PGS>
          <FRDOCBP D="7" T="22JNR1.sgm">2011-15466</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>C9 Rich Aromatic Hydrocarbons, C10-11 Rich Aromatic Hydrocarbons, and C11-12 Rich Aromatic Hydrocarbons,</SJDOC>
          <PGS>36356-36362</PGS>
          <FRDOCBP D="6" T="22JNR1.sgm">2011-15269</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Diethylene Glycol MonoEthyl Ether,</SJDOC>
          <PGS>36349-36356</PGS>
          <FRDOCBP D="7" T="22JNR1.sgm">2011-15266</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Hazardous Waste Manifest Printing Specifications,</DOC>
          <PGS>36363-36366</PGS>
          <FRDOCBP D="3" T="22JNR1.sgm">2011-15644</FRDOCBP>
        </DOCENT>
        <SJ>Mandatory Reporting of Greenhouse Gases; Additional Sources of Fluorinated GHGs:</SJ>
        <SJDENT>
          <SJDOC>Extension of Best Available Monitoring Provisions for Electronics Manufacturing,</SJDOC>
          <PGS>36339-36342</PGS>
          <FRDOCBP D="3" T="22JNR1.sgm">2011-15650</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Approvals and Promulgations of Air Quality Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Nevada; Regional Haze State Implementation Plan,</SJDOC>
          <PGS>36450-36468</PGS>
          <FRDOCBP D="18" T="22JNP1.sgm">2011-15238</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>North Carolina; Clean Smokestacks Act,</SJDOC>
          <PGS>36468-36471</PGS>
          <FRDOCBP D="3" T="22JNP1.sgm">2011-15636</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Virginia; Adoption of Revised Nitrogen Dioxide Standard,</SJDOC>
          <PGS>36471-36472</PGS>
          <FRDOCBP D="1" T="22JNP1.sgm">2011-15456</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Hazardous Waste Manifest Printing Specifications,</DOC>
          <PGS>36480-36482</PGS>
          <FRDOCBP D="2" T="22JNP1.sgm">2011-15645</FRDOCBP>
        </DOCENT>
        <PRTPAGE P="iv"/>
        <SJ>Mandatory Reporting of Greenhouse Gases:</SJ>
        <SJDENT>
          <SJDOC>Changes to Provisions for Electronics Manufacturing  to Provide Flexibility,</SJDOC>
          <PGS>36472-36479</PGS>
          <FRDOCBP D="7" T="22JNP1.sgm">2011-15651</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Pesticide Petitions Filed for Residues of Pesticide Chemicals in or on Various Commodities,</DOC>
          <PGS>36479-36480</PGS>
          <FRDOCBP D="1" T="22JNP1.sgm">2011-15267</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Public Comment Periods on Draft Addendums and Peer Review Workshops:</SJ>
        <SJDENT>
          <SJDOC>Toxicological Review of Methanol (Non-Cancer) in Support of Summary Information on Integrated Risk Information System,</SJDOC>
          <PGS>36534-36535</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15631</FRDOCBP>
        </SJDENT>
        <SJ>Requests to Voluntarily Cancel Certain Pesticide Registrations:</SJ>
        <SJDENT>
          <SJDOC>Dicofol,</SJDOC>
          <PGS>36535-36537</PGS>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15245</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Executive Office of the President</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Presidential Documents</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Federal Aviation</EAR>
      <HD>Federal Aviation Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Airworthiness Directives:</SJ>
        <SJDENT>
          <SJDOC>Dassault Aviation Model FALCON 7X Airplanes,</SJDOC>
          <PGS>36283-36285</PGS>
          <FRDOCBP D="2" T="22JNR1.sgm">2011-15368</FRDOCBP>
        </SJDENT>
        <SJ>Establishments of Class E Airspace:</SJ>
        <SJDENT>
          <SJDOC>Brunswick, ME,</SJDOC>
          <PGS>36285-36286</PGS>
          <FRDOCBP D="1" T="22JNR1.sgm">2011-15305</FRDOCBP>
        </SJDENT>
        <SJ>Modifications of Class E Airspace:</SJ>
        <SJDENT>
          <SJDOC>Newcastle, WY,</SJDOC>
          <PGS>36286-36287</PGS>
          <FRDOCBP D="1" T="22JNR1.sgm">2011-15375</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Airworthiness Directives:</SJ>
        <SJDENT>
          <SJDOC>Airbus Models A300-600 Series Airplanes,</SJDOC>
          <PGS>36387-36390</PGS>
          <FRDOCBP D="3" T="22JNP1.sgm">2011-15535</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>BAE SYSTEMS (OPERATIONS) LIMITED Model BAe 146 and Avro 146 RJ Airplanes,</SJDOC>
          <PGS>36398-36400</PGS>
          <FRDOCBP D="2" T="22JNP1.sgm">2011-15538</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Boeing Co. Model 747SP Series Airplanes,</SJDOC>
          <PGS>36390-36392</PGS>
          <FRDOCBP D="2" T="22JNP1.sgm">2011-15536</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Gulfstream Aerospace Corp. Model GV and GV SP Airplanes,</SJDOC>
          <PGS>36392-36395</PGS>
          <FRDOCBP D="3" T="22JNP1.sgm">2011-15537</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Piper Aircraft, Inc. Models PA-24, PA-24-250, and PA 24-260 Airplanes,</SJDOC>
          <PGS>36395-36398</PGS>
          <FRDOCBP D="3" T="22JNP1.sgm">2011-15543</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Communications</EAR>
      <HD>Federal Communications Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Radio Broadcasting Services:</SJ>
        <SJDENT>
          <SJDOC>Brackettville, TX,</SJDOC>
          <PGS>36384-36385</PGS>
          <FRDOCBP D="1" T="22JNR1.sgm">2011-15610</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Contract</EAR>
      <HD>Federal Contract Compliance Programs Office</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Affirmative Action and Nondiscrimination Obligations of Contractors and Subcontractors Regarding Protected Veterans,</DOC>
          <PGS>36482</PGS>
          <FRDOCBP D="0" T="22JNP1.sgm">2011-15646</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Emergency</EAR>
      <HD>Federal Emergency Management Agency</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Final Flood Elevation Determinations,</DOC>
          <PGS>36373-36384</PGS>
          <FRDOCBP D="11" T="22JNR1.sgm">2011-15507</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Suspensions of Community Eligibility,</DOC>
          <PGS>36369-36373</PGS>
          <FRDOCBP D="4" T="22JNR1.sgm">2011-15520</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Flood Elevation Determinations,</DOC>
          <PGS>36482-36486</PGS>
          <FRDOCBP D="4" T="22JNP1.sgm">2011-15620</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Major Disaster Declarations:</SJ>
        <SJDENT>
          <SJDOC>Illinois; Amendment No. 1,</SJDOC>
          <PGS>36558</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15624</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>South Dakota; Amendment No. 2,</SJDOC>
          <PGS>36558-36559</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15527</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>South Dakota; Amendment No. 3,</SJDOC>
          <PGS>36559</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15528</FRDOCBP>
        </SJDENT>
        <SJ>Major Disasters and Related Determinations:</SJ>
        <SJDENT>
          <SJDOC>Oklahoma,</SJDOC>
          <PGS>36559</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15522</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Energy</EAR>
      <HD>Federal Energy Regulatory Commission</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Third-Party Provision of Ancillary Services:</SJ>
        <SJDENT>
          <SJDOC>Accounting and Financial Reporting for New Electric Storage Technologies,</SJDOC>
          <PGS>36400-36410</PGS>
          <FRDOCBP D="10" T="22JNP1.sgm">2011-15544</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications:</SJ>
        <SJDENT>
          <SJDOC>Alabama Power Co.,</SJDOC>
          <PGS>36527-36528</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15526</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Columbia Gas Transmission, LLC,</SJDOC>
          <PGS>36526-36527</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15546</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Combined Filings,</DOC>
          <PGS>36528-36532</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15545</FRDOCBP>
          <FRDOCBP D="3" T="22JNN1.sgm">2011-15549</FRDOCBP>
        </DOCENT>
        <SJ>Complaints:</SJ>
        <SJDENT>
          <SJDOC>Iberdrola Renewables, Inc.; PacifiCorp; NextEra Energy Resources, LLC et al. v. Bonneville Power Administration,</SJDOC>
          <PGS>36532</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15525</FRDOCBP>
        </SJDENT>
        <SJ>Complaints; Amendments:</SJ>
        <SJDENT>
          <SJDOC>Gregory R. Swecker, Beverly F. Swecker  v.  Midland Power Cooperative State of Iowa,</SJDOC>
          <PGS>36532-36533</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15524</FRDOCBP>
        </SJDENT>
        <SJ>Requests for Blanket Authorizations:</SJ>
        <SJDENT>
          <SJDOC>Transcontinental Gas Pipe Line Co., LLC,</SJDOC>
          <PGS>36533</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15547</FRDOCBP>
        </SJDENT>
        <SJ>Waivers; Requests:</SJ>
        <SJDENT>
          <SJDOC>Bangor Hydro Electric Co.,</SJDOC>
          <PGS>36533-36534</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15523</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Highway</EAR>
      <HD>Federal Highway Administration</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Value Engineering,</DOC>
          <PGS>36410-36414</PGS>
          <FRDOCBP D="4" T="22JNP1.sgm">2011-15540</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Nueces County, TX,</SJDOC>
          <PGS>36613-36614</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15577</FRDOCBP>
        </SJDENT>
        <SJ>Limitations on Claims for Judicial Reviews of Actions:</SJ>
        <SJDENT>
          <SJDOC>Final Federal Agency Action on Proposed Highway in Illinois,</SJDOC>
          <PGS>36614-36615</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15576</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Maritime</EAR>
      <HD>Federal Maritime Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agreements Filed,</DOC>
          <PGS>36537-36538</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15622</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Reserve</EAR>
      <HD>Federal Reserve System</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Formations of, Acquisitions by, and Mergers of Bank Holding Companies,</DOC>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15451</FRDOCBP>
          <PGS>36538</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15614</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Proposals to Engage in Permissible Nonbanking Activities or Acquire Companies Engaged in Permissible Nonbanking Activities,</DOC>
          <PGS>36538</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15615</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Fish</EAR>
      <HD>Fish and Wildlife Service</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Endangered and Threatened Wildlife and Plants:</SJ>
        <SJDENT>
          <SJDOC>Eskimo Curlew; Initiation of 5-Year Status Review,</SJDOC>
          <PGS>36491-36493</PGS>
          <FRDOCBP D="2" T="22JNP1.sgm">2011-15355</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Establishment of Manatee Refuge in Kings Bay, Citrus County, FL,</SJDOC>
          <PGS>36493-36508</PGS>
          <FRDOCBP D="15" T="22JNP1.sgm">2011-15603</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Supplemental Proposals for Migratory Game Bird Hunting Regulations for the 2011-12 Hunting Season,</DOC>
          <PGS>36508-36510</PGS>
          <FRDOCBP D="2" T="22JNP1.sgm">2011-15599</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Environmental Assessments; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Bowdoin National Wildlife Refuge Complex, Malta, MT; Comprehensive Conservation Plan,</SJDOC>
          <PGS>36571-36573</PGS>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15551</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Food and Drug</EAR>
      <HD>Food and Drug Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Required Warnings for Cigarette Packages and Advertisements,</DOC>
          <PGS>36628-36777</PGS>
          <FRDOCBP D="149" T="22JNR2.sgm">2011-15337</FRDOCBP>
        </DOCENT>
        <SJ>Small Entity Compliance Guide; Availability:</SJ>
        <SJDENT>
          <SJDOC>Topical Acne Drug Products for Over-the-Counter Human Use—Revision of Labeling, etc.,</SJDOC>
          <PGS>36307-36308</PGS>
          <FRDOCBP D="1" T="22JNR1.sgm">2011-15560</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Prescription Drug Advertisements,</SJDOC>
          <PGS>36541-36542</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15592</FRDOCBP>
        </SJDENT>
        <SJ>Draft Guidance for Industry and Staff; Availability:</SJ>
        <SJDENT>
          <SJDOC>Content of Investigational Device Exemption and Premarket Approval Applications for Low Glucose Suspend Device Systems,</SJDOC>
          <PGS>36542-36543</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15541</FRDOCBP>
        </SJDENT>
        <PRTPAGE P="v"/>
        <SJ>Draft Guidance for Industry; Availability:</SJ>
        <SJDENT>
          <SJDOC>Applying Human Factors and Usability Engineering to Optimize Medical Device Design,</SJDOC>
          <PGS>36543-36544</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15570</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Circulatory System Devices Panel of Medical Devices Advisory Committee,</SJDOC>
          <PGS>36548</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15539</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Scientific Evaluation of Modified Risk Tobacco Product Applications; Public Workshop,</SJDOC>
          <PGS>36544-36548</PGS>
          <FRDOCBP D="4" T="22JNN1.sgm">2011-15601</FRDOCBP>
        </SJDENT>
        <SJ>Regulatory Review Period for Purposes of Patent Extension:</SJ>
        <SJDENT>
          <SJDOC>METVIXIA,</SJDOC>
          <PGS>36548-36549</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15625</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Forest</EAR>
      <HD>Forest Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Rangeland Allotment Management Planning on Fall River and Oglala Geographic Areas, NE and SD,</SJDOC>
          <PGS>36515-36517</PGS>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15572</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Colorado Recreation Resource Advisory Committee; Federal Lands Recreation Enhancement Act,</SJDOC>
          <PGS>36518</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15550</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Plumas County Resource Advisory Committee,</SJDOC>
          <PGS>36517</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15542</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Health and Human</EAR>
      <HD>Health and Human Services Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Agency for Healthcare Research and Quality</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Food and Drug Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Institutes of Health</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Substance Abuse and Mental Health Services Administration</P>
      </SEE>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>National Vaccine Injury Compensation Program; Revisions to the Vaccine Injury Table,</DOC>
          <PGS>36367-36369</PGS>
          <FRDOCBP D="2" T="22JNR1.sgm">2011-15617</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Technical Advisory Panel on Medicare Trustee Reports,</SJDOC>
          <PGS>36539</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15515</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Statements of Organization, Functions, and Delegations of Authority,</DOC>
          <PGS>36539</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15517</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Homeland</EAR>
      <HD>Homeland Security Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Coast Guard</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Emergency Management Agency</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Transportation Security Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>U.S. Citizenship and Immigration Services</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>U.S. Immigration and Customs Enforcement</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Housing</EAR>
      <HD>Housing and Urban Development Department</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Adjustment of Civil Money Penalty Amount for Inflation,</DOC>
          <PGS>36850-36851</PGS>
          <FRDOCBP D="1" T="22JNR4.sgm">2011-15509</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>HOPE VI Application,</SJDOC>
          <PGS>36564-36565</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15519</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Logic Model Grant Performance Report Standard,</SJDOC>
          <PGS>36566-36567</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15514</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Public Housing Financial Management Template,</SJDOC>
          <PGS>36565</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15513</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Public Housing Inventory Removal Application,</SJDOC>
          <PGS>36565-36566</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15516</FRDOCBP>
        </SJDENT>
        <SJ>Delegations of Authority:</SJ>
        <SJDENT>
          <SJDOC>Office of Departmental Equal Employment Opportunity,</SJDOC>
          <PGS>36567</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15512</FRDOCBP>
        </SJDENT>
        <SJ>Funding Awards:</SJ>
        <SJDENT>
          <SJDOC>Indian Community Development Block Grant Program Fiscal Year 2010,</SJDOC>
          <PGS>36567-36571</PGS>
          <FRDOCBP D="4" T="22JNN1.sgm">2011-15508</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Interior</EAR>
      <HD>Interior Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Fish and Wildlife Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Land Management Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Surface Mining Reclamation and Enforcement Office</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Internal Revenue</EAR>
      <HD>Internal Revenue Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>36618-36623</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15575</FRDOCBP>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15563</FRDOCBP>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15565</FRDOCBP>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15567</FRDOCBP>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15568</FRDOCBP>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15571</FRDOCBP>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15573</FRDOCBP>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15574</FRDOCBP>
        </DOCENT>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Regulation Project,</SJDOC>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15564</FRDOCBP>
          <PGS>36623-36625</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15566</FRDOCBP>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15569</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>International Trade Adm</EAR>
      <HD>International Trade Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Antidumping Duty Administrative Reviews; Extensions of Final Results:</SJ>
        <SJDENT>
          <SJDOC>Certain Frozen Warmwater Shrimp from Socialist Republic of Vietnam,</SJDOC>
          <PGS>36519</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15647</FRDOCBP>
        </SJDENT>
        <SJ>Antidumping Duty Administrative Reviews; Preliminary Results:</SJ>
        <SJDENT>
          <SJDOC>Purified Carboxymethylcellulose from Netherlands,</SJDOC>
          <PGS>36519-36525</PGS>
          <FRDOCBP D="6" T="22JNN1.sgm">2011-15648</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>International Trade Com</EAR>
      <HD>International Trade Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Investigations:</SJ>
        <SJDENT>
          <SJDOC>Certain Flip-Top Vials and Products Using Same,</SJDOC>
          <PGS>36576-36577</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15534</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Justice Department</EAR>
      <HD>Justice Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Drug Enforcement Administration</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Lodging of Consent Decrees,</DOC>
          <PGS>36577</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15465</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Labor Department</EAR>
      <HD>Labor Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Employee Benefits Security Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Contract Compliance Programs Office</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Occupational Safety and Health Administration</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Land</EAR>
      <HD>Land Management Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Public Land Orders:</SJ>
        <SJDENT>
          <SJDOC>No. 7770; Extension of No. 6884; Alaska,</SJDOC>
          <PGS>36573</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15484</FRDOCBP>
        </SJDENT>
        <SJ>Public Land Orders; Extensions:</SJ>
        <SJDENT>
          <SJDOC>No. 6888, Alaska,</SJDOC>
          <PGS>36574</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15488</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Legal</EAR>
      <HD>Legal Services Corporation</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>36580</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15749</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Agricultural</EAR>
      <HD>National Agricultural Statistics Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>36518-36519</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15476</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Highway</EAR>
      <HD>National Highway Traffic Safety Administration</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Preliminary Theft Data; Motor Vehicle Theft Prevention Standard,</DOC>
          <PGS>36486-36491</PGS>
          <FRDOCBP D="5" T="22JNP1.sgm">2011-15561</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Petitions for Exemptions from Vehicle Theft Prevention Standard:</SJ>
        <SJDENT>
          <SJDOC>Nissan,</SJDOC>
          <PGS>36615-36617</PGS>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15562</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Institute</EAR>
      <HD>National Institutes of Health</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Government-Owned Inventions; Availability for Licensing,</DOC>
          <PGS>36549-36554</PGS>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15467</FRDOCBP>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15477</FRDOCBP>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15492</FRDOCBP>
        </DOCENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Center for Scientific Review,</SJDOC>
          <PGS>36555-36556</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15489</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <PRTPAGE P="vi"/>
          <SJDOC>National Center for Research Resources,</SJDOC>
          <PGS>36556</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15634</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of Diabetes and Digestive and Kidney Diseases,</SJDOC>
          <PGS>36554-36555</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15637</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of General Medical Sciences,</SJDOC>
          <PGS>36556</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15635</FRDOCBP>
        </SJDENT>
        <SJ>Prospective Grants of Exclusive Licenses:</SJ>
        <SJDENT>
          <SJDOC>Development of Ulipristal Acetate for Treatment of Symptomatic Uterine Fibroids,</SJDOC>
          <PGS>36556-36557</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15486</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Devices for Clearing Mucus from Endotracheal Tubes,</SJDOC>
          <PGS>36557</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15480</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Labor</EAR>
      <HD>National Labor Relations Board</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Representation Case Procedures,</DOC>
          <PGS>36812-36847</PGS>
          <FRDOCBP D="35" T="22JNP2.sgm">2011-15307</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Oceanic</EAR>
      <HD>National Oceanic and Atmospheric Administration</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Fisheries of the Northeastern United States:</SJ>
        <SJDENT>
          <SJDOC>Atlantic Deep-Sea Red Crab; Amendment 3,</SJDOC>
          <PGS>36511</PGS>
          <FRDOCBP D="0" T="22JNP1.sgm">2011-15639</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Nuclear Regulatory</EAR>
      <HD>Nuclear Regulatory Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Revisions of Fee Schedules:</SJ>
        <SJDENT>
          <SJDOC>Fee Recovery for Fiscal Year 2011,</SJDOC>
          <PGS>36780-36809</PGS>
          <FRDOCBP D="29" T="22JNR3.sgm">2011-15061</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Petition for Rulemaking Submitted by Annette User on Behalf of GE Osmonics, Inc.,</DOC>
          <PGS>36386-36387</PGS>
          <FRDOCBP D="1" T="22JNP1.sgm">2011-15593</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Occupational Safety Health Adm</EAR>
      <HD>Occupational Safety and Health Administration</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Occupational Injury and Illness Recording and Reporting Requirements:</SJ>
        <SJDENT>
          <SJDOC>NAICS Update and Reporting Revisions,</SJDOC>
          <PGS>36414-36438</PGS>
          <FRDOCBP D="24" T="22JNP1.sgm">2011-15277</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Onsite Consultation Agreements,</SJDOC>
          <PGS>36579-36580</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15623</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Personnel</EAR>
      <HD>Personnel Management Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Disabled Dependent Questionnaire,</SJDOC>
          <PGS>36582</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15600</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Health Benefits Election Form,</SJDOC>
          <PGS>36582-36583</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15596</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Life Insurance Election,</SJDOC>
          <PGS>36583</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15598</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>USAJOBS,</SJDOC>
          <PGS>36581</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15595</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Postal Regulatory</EAR>
      <HD>Postal Regulatory Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>New Postal Products,</DOC>
          <PGS>36583-36584</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15506</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Postal Service</EAR>
      <HD>Postal Service</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Rules of Practice in Proceedings Relative to False Representation and Lottery Orders,</DOC>
          <PGS>36320-36326</PGS>
          <FRDOCBP D="6" T="22JNR1.sgm">2011-15518</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Presidential Documents</EAR>
      <HD>Presidential Documents</HD>
      <CAT>
        <HD>PROCLAMATIONS</HD>
        <SJ>Special Observances:</SJ>
        <SJDENT>
          <SJDOC>Father's Day (Proc. 8690),</SJDOC>
          <PGS>36853-36856</PGS>
          <FRDOCBP D="3" T="22JND0.sgm">2011-15780</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Securities</EAR>
      <HD>Securities and Exchange Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Exemptive Orders:</SJ>
        <SJDENT>
          <SJDOC>Temporary Exemptions and Other Temporary Relief Applicable to Security-Based Swaps,</SJDOC>
          <PGS>36287-36307</PGS>
          <FRDOCBP D="20" T="22JNR1.sgm">2011-15432</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications:</SJ>
        <SJDENT>
          <SJDOC>Highmark Funds and Highmark Capital Management, Inc.,</SJDOC>
          <PGS>36584-36585</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15552</FRDOCBP>
        </SJDENT>
        <SJ>Self-Regulatory Organizations; Proposed Rule Changes:</SJ>
        <SJDENT>
          <SJDOC>Chicago Stock Exchange, Inc.,</SJDOC>
          <PGS>36596-36598</PGS>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15553</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Financial Industry Regulatory Authority, Inc.,</SJDOC>
          <PGS>36586-36596</PGS>
          <FRDOCBP D="10" T="22JNN1.sgm">2011-15450</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NASDAQ OMX PHLX LLC,</SJDOC>
          <PGS>36606-36607</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15604</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NASDAQ Stock Market LLC,</SJDOC>
          <PGS>36610-36612</PGS>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15555</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NYSE Amex LLC,</SJDOC>
          <PGS>36598-36600</PGS>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15605</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NYSE Arca, Inc.,</SJDOC>
          <PGS>36600-36606, 36608-36610</PGS>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15554</FRDOCBP>
          <FRDOCBP D="2" T="22JNN1.sgm">2011-15606</FRDOCBP>
          <FRDOCBP D="3" T="22JNN1.sgm">2011-15608</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>State Department</EAR>
      <HD>State Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Determinations Pursuant to Foreign Missions Act,</DOC>
          <PGS>36612</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15626</FRDOCBP>
        </DOCENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Shipping Coordinating Committee,</SJDOC>
          <PGS>36613</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15627</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>U.S. Advisory Commission on Public Diplomacy,</SJDOC>
          <PGS>36612-36613</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15628</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Statistical Reporting Service</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Agricultural Statistics Service</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Substance</EAR>
      <HD>Substance Abuse and Mental Health Services Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings</SJ>
        <SJDENT>
          <SJDOC>Drug Testing Advisory Board,</SJDOC>
          <PGS>36557-36558</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15374</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Surface Mining</EAR>
      <HD>Surface Mining Reclamation and Enforcement Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15556</FRDOCBP>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15558</FRDOCBP>
          <PGS>36574-36576</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15559</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Surface Transportation</EAR>
      <HD>Surface Transportation Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Abandonment Exemptions:</SJ>
        <SJDENT>
          <SJDOC>Union Pacific Railroad Co., Freeborn County, MN,</SJDOC>
          <PGS>36617</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15594</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Thrift Supervision</EAR>
      <HD>Thrift Supervision Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Amendment of Federal Savings Association Charter,</SJDOC>
          <PGS>36626</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15470</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Application and Termination Notice for Municipal Securities Dealer Principal or Representative,</SJDOC>
          <PGS>36625</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15472</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Mutual Holding Company,</SJDOC>
          <PGS>36625-36626</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15471</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Transportation Department</EAR>
      <HD>Transportation Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Aviation Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Highway Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Highway Traffic Safety Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Surface Transportation Board</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Transportation Security Administration</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Security</EAR>
      <HD>Transportation Security Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Security Threat Assessment for Individuals Applying for Hazardous Materials Endorsement for Commercial Drivers License,</SJDOC>
          <PGS>36560</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15529</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Treasury</EAR>
      <HD>Treasury Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Internal Revenue Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Thrift Supervision Office</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>36617-36618</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15607</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>U.S. Citizenship</EAR>
      <PRTPAGE P="vii"/>
      <HD>U.S. Citizenship and Immigration Services</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Application to File Declaration of Intention,</SJDOC>
          <PGS>36560-36561</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15511</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Immigration</EAR>
      <HD>U.S. Immigration and Customs Enforcement</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Fee Remittance for Certain F, J and M Non-Immigrants,</SJDOC>
          <PGS>36562</PGS>
          <FRDOCBP D="0" T="22JNN1.sgm">2011-15533</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Nonimmigrant Checkout Letter,</SJDOC>
          <PGS>36562-36563</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15532</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Obligor Change of Address,</SJDOC>
          <PGS>36561-36562</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15531</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Suspicious/Criminal Activity Tip Reporting,</SJDOC>
          <PGS>36563-36564</PGS>
          <FRDOCBP D="1" T="22JNN1.sgm">2011-15530</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <PTS>
      <HD SOURCE="HED">Separate Parts In This Issue</HD>
      <HD>Part II</HD>
      <DOCENT>
        <DOC>Health and Human Services Department, Food and Drug Administration,</DOC>
        <PGS>36628-36777</PGS>
        <FRDOCBP D="149" T="22JNR2.sgm">2011-15337</FRDOCBP>
      </DOCENT>
      <HD>Part III</HD>
      <DOCENT>
        <DOC>Nuclear Regulatory Commission,</DOC>
        <PGS>36780-36809</PGS>
        <FRDOCBP D="29" T="22JNR3.sgm">2011-15061</FRDOCBP>
      </DOCENT>
      <HD>Part IV</HD>
      <DOCENT>
        <DOC>National Labor Relations Board,</DOC>
        <PGS>36812-36847</PGS>
        <FRDOCBP D="35" T="22JNP2.sgm">2011-15307</FRDOCBP>
      </DOCENT>
      <HD>Part V</HD>
      <DOCENT>
        <DOC>Housing and Urban Development Department,</DOC>
        <PGS>36850-36851</PGS>
        <FRDOCBP D="1" T="22JNR4.sgm">2011-15509</FRDOCBP>
      </DOCENT>
      <HD>Part VI</HD>
      <DOCENT>
        <DOC>Presidential Documents,</DOC>
        <PGS>36853-36856</PGS>
        <FRDOCBP D="3" T="22JND0.sgm">2011-15780</FRDOCBP>
      </DOCENT>
    </PTS>
    <AIDS>
      <HD SOURCE="HED">Reader Aids</HD>
      <P>Consult the Reader Aids section at the end of this page for phone numbers, online resources, finding aids, reminders, and notice of recently enacted public laws.</P>
      
      <P>To subscribe to the Federal Register Table of Contents LISTSERV electronic mailing list, go to http://listserv.access.gpo.gov and select Online mailing list archives, FEDREGTOC-L, Join or leave the list (or change settings); then follow the instructions.</P>
    </AIDS>
  </CNTNTS>
  <VOL>76</VOL>
  <NO>120</NO>
  <DATE>Wednesday, June 22, 2011</DATE>
  <UNITNAME>Rules and Regulations</UNITNAME>
  <RULES>
    <RULE>
      <PREAMB>
        <PRTPAGE P="36281"/>
        <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Agricultural Marketing Service</SUBAGY>
        <CFR>7 CFR Part 1206</CFR>
        <DEPDOC>[Doc. No. AMS-FV-10-0092]</DEPDOC>
        <SUBJECT>Mango Promotion, Research, and Information Order; Reapportionment</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Agricultural Marketing Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This rule reduces the number of National Mango Board (Board) members from 20 to 18 to reflect the elimination of two non-voting wholesaler/retailer positions. In accordance with the Mango Promotion, Research, and Information Order (Order), which is authorized under the Commodity Promotion, Research, and Information Act of 1996 (Act), a review of the composition of the Board must be conducted every five years. The Board reviewed the production volumes and geographical distribution of domestic and imported mangos, and submitted this information to the U.S. Department of Agriculture with a recommendation that no changes be made to the number of importer, first handler, or producer seats on the Board. However, the Board recommended elimination of two non-voting wholesaler/retailer positions that have not been filled since 2007.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>June 23, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Veronica Douglass, Marketing Specialist, Research and Promotion Branch, Fruit and Vegetable Programs, AMS, U.S. Department of Agriculture, Stop 0244, Room 0632-S, 1400 Independence Avenue, SW., Washington, DC 20250-0244; telephone: 888-720-9917; fax: 202-205-2800; or e-mail:<E T="03">veronica.douglass@ams.usda.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This rule is issued under the Mango Promotion, Research, and Consumer Information Order (Order) [7 CFR part 1206]. The Order is authorized by the Commodity Promotion, Research, and Information Act of 1996 (Act) [7 U.S.C. 7411-7425].</P>
        <HD SOURCE="HD1">Executive Order 12866</HD>
        <P>The Office of Management and Budget (OMB) has waived the review process required by Executive Order 12866 for this action.</P>
        <HD SOURCE="HD1">Executive Order 12988</HD>
        <P>This rule has been reviewed under Executive Order 12988, Civil Justice Reform. It is not intended to have a retroactive effect.</P>
        <P>Section 524 of the Act provides that the Act shall not affect or preempt any other State or Federal law authorizing promotion or research relating to an agricultural commodity.</P>
        <P>Under the Act, a person subject to an order may file a petition with the U.S. Department of Agriculture (Department) stating that an order, any provision of an order, or any obligation imposed in connection with an order, is not established in accordance with the law, and requesting a modification of an order or an exemption from an order. Any petition filed challenging an order, any provision of an order, or any obligation imposed in connection with an order, shall be filed within two years after the effective date of an order, provision, or obligation subject to challenge in the petition. The petitioner will have the opportunity for a hearing on the petition. Thereafter, the Department will issue a ruling on the petition. The Act provides that the district court of the United States for any district in which the petitioner resides or conducts business shall have the jurisdiction to review a final ruling on the petition, if the petitioner files a complaint for that purpose not later than 20 days after the date of the entry of the Department's final ruling.</P>
        <HD SOURCE="HD1">Regulatory Flexibility Analysis and Paperwork Reduction Act</HD>
        <P>In accordance with the Regulatory Flexibility Act (RFA) (5 U.S.C. 601-612), the Agricultural Marketing Service (AMS) has considered the economic impact of this rule on small entities that would be affected by this rule. The purpose of the RFA is to fit regulatory action to scale on businesses subject to such action, so that small businesses will not be disproportionately burdened.</P>
        <P>The Small Business Administration defines small agricultural producers as those having annual receipts of no more than $750,000, and small agricultural service firms as those having annual receipts of no more than $7 million (13 CFR part 121). First handlers, importers, wholesalers, and retailers would be considered agricultural service firms. Currently, fewer than five first handlers and 193 importers are subject to assessment under the Order. The majority of producers would be considered small businesses. The majority of these first handlers and importers would be considered small businesses, while wholesalers and retailers would not.</P>
        <P>First handlers and importers who market or import less than 500,000 pounds of mangos annually are exempt from the assessment. Mangos that are exported out of the United States are also exempt from assessment. In addition, domestic producers, foreign producers, wholesalers, and retailers are not subject to assessment under the Order, but such individuals are eligible to serve on the Board along with importers and first handlers.</P>
        <P>Section 1206.30(c) of the Order requires that the Board review the volume and geographical distribution of mango production and imports at least once every five years. If warranted, the Board will recommend to the Department that membership on the Board be altered to reflect any changes in the volume and geographical distribution of mango production and imports.</P>

        <P>The Order currently provides for a Board of 20 members including eight importers, one first handler, two domestic producers, seven foreign producers, and two non-voting wholesalers and/or retailers. At its November 16, 2010 meeting, the Board reviewed the volume and geographic distribution of mango production and imports from 2006 through 2009. Based on data from U.S. Customs and Border Patrol, the volume of mango imports to the U.S. declined from 666,772,761 pounds in 2006 to 627,271,605 pounds in 2009. The Board's eight importer seats are allocated based on the volume of mangos imported into each of the four Districts defined in the Order. The<PRTPAGE P="36282"/>current allocation is two seats for District I, three seats for District II, two seats for District III, and one seat for District IV. The percentage of the total mango import volume imported into District I remained at 25 percent from 2006 to 2009. Imports into District II grew from 35 percent of the total in 2006 to 41 percent in 2009. Imports into District III fell from 28 percent of the total in 2006 to 23 percent in 2009. Imports into District IV fell from 12 percent of the total in 2006 to 11 percent in 2009. Much of the domestic mango production was adversely affected by hurricanes during the early 2000s. Accordingly, data provided by the Board shows that in 2006, no assessments were collected on domestic mangos, while in 2009 assessments were collected on 1,539,306 pounds of domestic mangos. After reviewing the data regarding mango imports and domestic production, the Board voted to recommend that no changes be made at this time to the number of importer, first handler, domestic producer, or foreign producer seats; or to the allocation of importer seats among the four districts.</P>
        <P>At the same meeting, the Board voted to request elimination of the wholesaler/retailer positions from the Order. These positions were included so that the Board would include members with direct customer sales experience. The Board has made numerous attempts to nominate individuals to those positions; however, wholesalers and retailers are not interested in or do not have the time to serve on the Board. As a result, the two wholesaler/retailer positions have been vacant since 2008. These two positions do not represent assessment payers. If the wholesaler/retailer positions are eliminated, the Board would consist of a total of 18 members including eight importers, one first handler, two domestic producers, and seven foreign producers.</P>
        <P>Nominations and appointments to the Board are conducted pursuant to sections 1206.31 and 1206.33 of the Order. Appointments to the Board are made by the Secretary from a slate of nominated candidates. Pursuant to section 1206.31 of the Order, candidates for the importer, first handler, and domestic producer positions are nominated by their peers. Nominations for the foreign producer positions are solicited from foreign mango producer organizations. The Board nominates the wholesaler/retailer members. The Order requires that two nominees be submitted for each vacant position.</P>

        <P>In accordance with OMB regulation [5 CFR part 1320], which implements information collection requirements imposed by the Paperwork Reduction Act of 1995 [44 U.S.C. 3501<E T="03">et seq.</E>], there are no new requirements contained in this rule. In fact, a decrease of 0.33 hours per year in the information collection burden for the mango program is expected. The information collection requirements have been previously approved by OMB under OMB control number 0581-0093.</P>
        <P>The Department has not identified any relevant Federal rules that duplicate, overlap, or conflict with this rule.</P>
        <HD SOURCE="HD1">Background</HD>
        <P>The Order, which became effective November 3, 2004, is authorized under the Act and administered by the Board. The Order provides for a 20-member Board consisting of eight importers, one first handler, two domestic producers, seven foreign producers, and two non-voting wholesalers and/or retailers.</P>
        <P>Under the Order, the Board administers a nationally coordinated program of promotion, research, and information designed to strengthen the position of mangos in the marketplace and to develop, maintain, and expand the demand for mangos in the United States. The program is financed by an assessment of<FR>1/2</FR>cent per pound on first handlers and importers who market or import 500,000 pounds or more of mangos annually. Under the Order, first handlers remit assessments directly to the Board, and assessments paid by importers are collected and remitted by U.S. Customs and Border Patrol.</P>
        <P>Pursuant to section 1206.30(c) of the Order, at least once in each five-year period, the Board shall review the volume and geographical distribution of mango production and imports and, if warranted, make a recommendation to the Secretary to alter the Board's membership. On November 16, 2010, at its fall meeting, the Board voted to recommend that no changes be made to the importer, first handler, domestic producer, or foreign producer positions, but that the non-voting wholesaler/retailer positions be eliminated. If the wholesaler/retailer positions are eliminated, the Board's membership will be reduced from 20 to 18.</P>
        <P>Accordingly, this action will amend the Order by removing the definition of retailer in section 1206.19, the definition of wholesaler in section 1206.24, and references to wholesalers and/or retailers in sections 1206.31 and 1206.32.</P>
        <P>A proposed rule concerning this action was published in the<E T="04">Federal Register</E>on March 14, 2011 [76 FR 13530]. Copies of the proposed rule were made available on the Internet by the Department and the Office of the Federal Register. In addition, AMS published a press release announcing the comment period. The proposed rule provided a 30-day comment period, which ended April 13, 2011. Twelve comments were received by the deadline.</P>
        <HD SOURCE="HD1">Summary of Comments</HD>
        <P>In response to the proposed rule, USDA received 12 comments regarding the proposed amendment of the Order to eliminate two non-voting wholesaler/retailer positions on the Board. Of the 12 comments received, nine supported the proposed amendment and three did not support the proposed amendment.</P>
        <P>A total of eight comments in support of the proposed amendment discussed the Board's reasons for requesting elimination of the wholesaler/retailer positions. Seven of the comments cited the potential for conflict of interest created by participation of wholesalers and/or retailers in Board meetings where decisions could be influenced by their business interests with individual Board members.</P>
        <P>Five comments in favor of the proposed amendment mentioned the Board's retention of retail account managers who gather input from the retail sector and help the Board to develop appropriate programs. These commenters stated that having a dedicated team of retail account managers is an effective means of communicating with wholesalers and retailers.</P>
        <P>Five comments expressed support for the elimination of the wholesaler/retailer positions on the basis that input from wholesalers and/or retailers can be obtained as needed through their ad hoc participation on the Board's committees. The Board's bylaws permit the Board's chairman to appoint committees that may include persons other than Board members. Subject to Board approval, committee chairmen are also permitted to appoint committee members who are not Board members.</P>
        <P>Four commenters supported elimination of the wholesaler/retailer positions, stating that past wholesaler/retailer members struggled with the time and travel demands of Board membership and rarely attended Board meetings.</P>
        <P>Three comments in favor of the proposed amendment stated that the funds used to service the wholesaler/retailer positions would be better spent on the Board's promotional programs.</P>
        <P>One commenter agreed with the proposed rule without providing additional explanation.</P>

        <P>Two commenters expressed opposition to the notion that<PRTPAGE P="36283"/>representation on the Board is linked to the payment of assessments. The Order requires a review of the composition of the Board to be conducted every five years and states that the review is to be based on Board assessment records and statistics from USDA. The number of importer, first handler, and domestic producer seats, as well as the distribution of importer seats, is adjusted as needed based on the volume and geographic distribution of mango production and imports. In addition, the volume of imports for each country of origin is considered in appointments of foreign producer members. Because the volume handled or imported is linked to the value of assessments received by the Board, representation of importers, first handlers, domestic producers and foreign producers is necessarily linked to the payment of assessments. However, that is not the case for the wholesaler/retailer positions.</P>
        <P>Two commenters expressed opposition to the proposed elimination of the wholesaler/retailer positions on the grounds that wholesalers and/or retailers could provide valuable insight to the Board. As stated above, the Board's bylaws permit the participation of non-members on the Board's committees. Thus the Board is able to seek input from wholesalers and/or retailers as needed.</P>
        <P>One commenter expressed doubt that the Board has made sufficient efforts to secure nominees to fill the wholesaler/retailer positions. As discussed in the proposed rule, the Board has made numerous attempts to nominate individuals to those positions; however, wholesalers and retailers are either not interested in or do not have the time to serve on the Board.</P>
        <P>One commenter recommended that wholesalers and/or retailers be given full voting rights on the Board. The question of whether or not wholesaler/retailer members should be permitted to vote is not considered in this rule as it is not relevant given the Board's inability to find wholesalers and/or retailers to serve on the Board. The same commenter also suggested that the Board consider adding consumer members. Currently, all Board meetings are open to the public, and any person has the opportunity to contact the Board at any time. As such, consumer participation in Board activities does not require amendment of the Order.</P>
        <P>One comment objecting to the regulation of mangos was outside the scope of this rule.</P>
        <P>The Department has considered all of the comments and is not making any changes to the proposed rule.</P>

        <P>After consideration of all relevant material presented, the Board's recommendation, public comments and other information, it is hereby found that this rule, as published in the<E T="04">Federal Register</E>[76 FR 13530] on March 14, 2011, is consistent with and will effectuate the purpose of the Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 7 CFR Part 1206</HD>
          <P>Administrative practice and procedure, Advertising, Consumer information, Marketing agreements, Mango Promotion, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>For the reasons set forth in the preamble, 7 CFR part 1206 is amended as follows:</P>
        <REGTEXT PART="1206" TITLE="7">
          <PART>
            <HD SOURCE="HED">PART 1206—MANGO PROMOTION, RESEARCH, AND INFORMATION ORDER</HD>
          </PART>
          <AMDPAR>1. The authority citation for 7 CFR part 1206 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>7 U.S.C. 7411-7425 and 7 U.S.C. 7401.</P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="1206" TITLE="7">
          <AMDPAR>2. Remove and reserve § 1206.19.</AMDPAR>
          <SECTION>
            <SECTNO>§ 1206.19</SECTNO>
            <SUBJECT>[Reserved]</SUBJECT>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1206" TITLE="7">
          <AMDPAR>3. Remove and reserve § 1206.24.</AMDPAR>
          <SECTION>
            <SECTNO>§ 1206.24</SECTNO>
            <SUBJECT>[Reserved]</SUBJECT>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1206" TITLE="7">
          <AMDPAR>4. Amend § 1206.30 by revising paragraph (a) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1206.30</SECTNO>
            <SUBJECT>Establishment of the National Mango Promotion Board.</SUBJECT>
            <P>(a)<E T="03">Establishment of the National Mango Promotion Board.</E>There is hereby established a National Mango Promotion Board composed of eight importers, one first handler, two domestic producers, and seven foreign producers. The chairperson shall reside in the United States and the Board office shall also be located in the United States.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1206" TITLE="7">
          <AMDPAR>5. Amend § 1206.31 by removing paragraph (h), and redesignating paragraph (i) as paragraph (h).</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="1206" TITLE="7">
          <AMDPAR>6. Revise § 1206.32 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1206.32</SECTNO>
            <SUBJECT>Term of office.</SUBJECT>
            <P>The term of office for first handler, importer, domestic producer, and foreign producer members of the Board will be three years, and these members may serve a maximum of two consecutive three-year terms. When the Board is first established, the first handler, two importers, one domestic producer, and two foreign producers will be assigned initial terms of four years; three importers, one domestic producer, and two foreign producers will be assigned initial terms of three years; and three importers and three foreign producers will be assigned initial terms of two years. Thereafter, each of these positions will carry a full three-year term. Members serving initial terms of two or four years will be eligible to serve a second term of three years. Each term of office will end on December 31, with new terms of office beginning on January 1.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 16, 2011.</DATED>
          <NAME>Rayne Pegg,</NAME>
          <TITLE>Administrator.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15630 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-02-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-0259; Directorate Identifier 2010-NM-196-AD; Amendment 39-16730; AD 2011-13-07]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Dassault Aviation Model FALCON 7X Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), Department of Transportation (DOT).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are superseding an existing airworthiness directive (AD) that applies to the products listed above. This AD results from mandatory continuing airworthiness information (MCAI) originated by an aviation authority of another country to identify and correct an unsafe condition on an aviation product. The MCAI describes the unsafe condition as:</P>
          
          <EXTRACT>
            <P>Several occurrences of untimely radio-altimeter lock-up have been reported, where the failed radio-altimeter indicated a negative distance to the ground despite the aircraft was flying at medium or high altitude.</P>
            <P>A locked radio-altimeter #1 leads to untimely inhibition of warnings that could be displayed along with certain abnormal conditions while the avionic system switches into landing mode during altitude cruise.</P>
            <STARS/>
            <P>[Untimely radio altimeter lock-up] may cause the crew to be unaware of possible system failures that could require urgent crew's actions.</P>
            <STARS/>
          </EXTRACT>
          
        </SUM>
        <FP>We are issuing this AD to require actions to correct the unsafe condition on these products.</FP>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD becomes effective July 27, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may examine the AD docket on the Internet at<E T="03">http://<PRTPAGE P="36284"/>www.regulations.gov</E>or in person at the U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Tom Rodriguez, Aerospace Engineer, International Branch, ANM-116, Transport Airplane Directorate, FAA, 1601 Lind Avenue, SW., Renton, Washington 98057-3356; telephone (425) 227-1137; fax (425) 227-1149.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to include an AD that would apply to the specified products. That NPRM was published in the<E T="04">Federal Register</E>on March 29, 2011 (76 FR 17364), and proposed to supersede AD 2010-02-02, Amendment 39-16173 (75 FR 1697, January 13, 2010). That NPRM proposed to correct an unsafe condition for the specified products. The MCAI states:</P>
        
        <EXTRACT>
          <P>Several occurrences of untimely radio-altimeter lock-up have been reported, where the failed radio-altimeter indicated a negative distance to the ground despite the aircraft was flying at medium or high altitude.</P>
          <P>A locked radio-altimeter #1 leads to untimely inhibition of warnings that could be displayed along with certain abnormal conditions while the avionic system switches into landing mode during altitude cruise.</P>
          <STARS/>
          <P>[Untimely radio altimeter lock-up] may cause the crew to be unaware of possible system failures that could require urgent crew's actions.</P>
          <P>To address this unsafe condition, [EASA] AD 2009-0208 was issued on 13 October 2009 [which corresponds with FAA AD 2010-02-02]. It mandated application of a new abnormal Airplane Flight Manual (AFM) procedure when radio-altimeter #1 lock-up occurs and prohibited dispatch of the aeroplane with any radio-altimeter inoperative.</P>
          <P>Since AD 2009-0208 was issued, Easy avionics load 10 has been developed with change M0566 or Service Bulletin (SB) Falcon 7X n°100 that brings new features to display a “RA miscompare” flag on both Primary Display Units (PDU) and accepts a commanded system reversion to the correct radio-altimeter output.</P>
          <P>EASA AD 2009-0208R1 is issued to allow not deactivating radio-altimeter #1 in case lock-up conditions occur in flight for aeroplanes on which M0566 or SB Falcon 7X n°100 has been embodied.</P>
        </EXTRACT>
        
        <FP>You may obtain further information by examining the MCAI in the AD docket.</FP>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. We received no comments on the NPRM or on the determination of the cost to the public.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the available data and determined that air safety and the public interest require adopting the AD as proposed.</P>
        <HD SOURCE="HD1">Differences Between This AD and the MCAI or Service Information</HD>
        <P>We have reviewed the MCAI and related service information and, in general, agree with their substance. But we might have found it necessary to use different words from those in the MCAI to ensure the AD is clear for U.S. operators and is enforceable. In making these changes, we do not intend to differ substantively from the information provided in the MCAI and related service information.</P>
        <P>We might also have required different actions in this AD from those in the MCAI in order to follow our FAA policies. Any such differences are highlighted in a Note within the AD.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD will affect about 24 products of U.S. registry.</P>
        <P>The actions that are required by AD 2010-02-02 and retained in this AD take about 1 work-hour per product, at an average labor rate of $85 per work-hour. Based on these figures, the estimated cost of the currently required actions is $85 per product.</P>
        <P>We estimate that it will take about 1 work-hour per product to comply with the new basic requirements of this AD. The average labor rate is $85 per work-hour. Based on these figures, we estimate the cost of this AD to the U.S. operators to be $2,040, or $85 per product.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. “Subtitle VII: Aviation Programs,” describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in “Subtitle VII, Part A, Subpart III, Section 44701: General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify this AD:</P>
        <P>1. Is not a ”significant regulatory action” under Executive Order 12866;</P>
        <P>2. Is not a ”significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); and</P>
        <P>3. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>We prepared a regulatory evaluation of the estimated costs to comply with this AD and placed it in the AD docket.</P>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov</E>; or in person at the Docket Operations office between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains the NPRM, the regulatory evaluation, any comments received, and other information. The street address for the Docket Operations office (telephone (800) 647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by removing Amendment 39-16173 (75 FR 1697, January 13, 2010) and adding the following new AD:</AMDPAR>
          
          <EXTRACT>
            <PRTPAGE P="36285"/>
            <FP SOURCE="FP-2">
              <E T="04">2011-13-07Dassault Aviation:</E>Amendment 39-16730. Docket No. FAA-2011-0259; Directorate Identifier 2010-NM-196-AD.</FP>
            <HD SOURCE="HD1">Effective Date</HD>
            <P>(a) This airworthiness directive (AD) becomes effective July 27, 2011.</P>
            <HD SOURCE="HD1">Affected ADs</HD>
            <P>(b) This AD supersedes AD 2010-02-02, Amendment 39-16173.</P>
            <HD SOURCE="HD1">Applicability</HD>
            <P>(c) This AD applies to Dassault Aviation Model FALCON 7X airplanes, certificated in any category, all serial numbers.</P>
            <HD SOURCE="HD1">Subject</HD>
            <P>(d) Air Transport Association (ATA) of America Code 34: Navigation.</P>
            <HD SOURCE="HD1">Reason</HD>
            <P>(e) The mandatory continuing airworthiness information (MCAI) states:</P>
            
            <P>Several occurrences of untimely radio-altimeter lock-up have been reported, where the failed radio-altimeter indicated a negative distance to the ground despite the aircraft was flying at medium or high altitude.</P>
            <P>A locked radio-altimeter #1 leads to untimely inhibition of warnings that could be displayed along with certain abnormal conditions while the avionic system switches into landing mode during altitude cruise.</P>
            <STARS/>
            <P>[Untimely radio altimeter lock-up] may cause the crew to be unaware of possible system failures that could require urgent crew's actions.</P>
            <STARS/>
            <HD SOURCE="HD1">Compliance</HD>
            <P>(f) You are responsible for having the actions required by this AD performed within the compliance times specified, unless the actions have already been done.</P>
            <HD SOURCE="HD1">Restatement of Requirements of AD 2010-02-02, With Revised Affected Airplanes</HD>
            <P>(g) For airplanes on which modification M0566 or Dassault Service Bulletin Falcon 7X-100 has not been accomplished: Within 14 days after January 28, 2010 (the effective date of AD 2010-02-02), revise the Limitations Section of the Dassault Falcon 7X Airplane Flight Manual (AFM) to include the following statement. This may be done by inserting a copy of this AD in the AFM.</P>
            <P>“If radio-altimeter #1 lock-up conditions occur in flight, power off radio-altimeter #1, in accordance with the instructions of Falcon 7X AFM procedure 3-140-65.</P>
            <P>Dispatch of the airplane with any radio-altimeter inoperative is prohibited.”</P>
            <NOTE>
              <HD SOURCE="HED">Note 1:</HD>
              <P>When a statement identical to that in paragraph (g) of this AD has been included in the general revisions of the AFM, the general revisions may be inserted into the AFM, and the copy of this AD may be removed from the AFM.</P>
            </NOTE>
            <HD SOURCE="HD1">New Requirements of This AD</HD>
            <P>(h) For airplanes on which M0566 or Dassault Service Bulletin Falcon 7X-100 has been accomplished: Within 14 days after the effective date of this AD, revise the Limitations Section of the Dassault Falcon 7X AFM to include the following statement. This may be done by inserting a copy of this AD in the AFM. Doing this revision terminates the requirements of paragraph (g) of this AD.</P>
            <P>“If radio-altimeter #1 lock-up conditions occur in flight, revert to the correct radio-altimeter output, in accordance with the instructions of Falcon 7X AFM procedure 3-140-65B and 3-140-70A.</P>
            <P>Dispatch of the airplane with any radio-altimeter inoperative is prohibited.”</P>
            <NOTE>
              <HD SOURCE="HED">Note 2:</HD>
              <P>When a statement identical to that in paragraph (h) of this AD has been included in the general revisions of the AFM, the general revisions may be inserted into the AFM, and the copy of this AD may be removed from the AFM.</P>
            </NOTE>
            <HD SOURCE="HD1">FAA AD Differences</HD>
            <NOTE>
              <HD SOURCE="HED">Note 3:</HD>
              <P>This AD differs from the MCAI and/or service information as follows: No differences.</P>
            </NOTE>
            <HD SOURCE="HD1">Other FAA AD Provisions</HD>
            <P>(i) The following provisions also apply to this AD:</P>
            <P>(1)<E T="03">Alternative Methods of Compliance (AMOCs):</E>The Manager, International Branch, ANM-116, Transport Airplane Directorate, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the International Branch, send it to ATTN: Tom Rodriguez, Aerospace Engineer, International Branch, ANM-116, Transport Airplane Directorate, FAA, 1601 Lind Avenue, SW., Renton, Washington 98057-3356; telephone (425) 227-1137; fax (425) 227-1149. Information may be e-mailed to:<E T="03">9-ANM-116-AMOC-REQUESTS@faa.gov</E>. Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office. The AMOC approval letter must specifically reference this AD.</P>
            <P>(2)<E T="03">Airworthy Product:</E>For any requirement in this AD to obtain corrective actions from a manufacturer or other source, use these actions if they are FAA-approved. Corrective actions are considered FAA-approved if they are approved by the State of Design Authority (or their delegated agent). You are required to assure the product is airworthy before it is returned to service.</P>
            <HD SOURCE="HD1">Related Information</HD>
            <P>(j) Refer to MCAI European Aviation Safety Agency (EASA) Airworthiness Directive 2009-0208R1, dated June 2, 2010, for related information.</P>
            <HD SOURCE="HD1">Material Incorporated by Reference</HD>
            <P>(k) None.</P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Renton, Washington, on June 14, 2011.</DATED>
          <NAME>Ali Bahrami,</NAME>
          <TITLE>Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15368 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 71</CFR>
        <DEPDOC>[Docket No. FAA-2011-0116; Airspace Docket No. 11-ANE-1]</DEPDOC>
        <SUBJECT>Establishment of Class E Airspace; Brunswick, ME</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This action establishes Class E Airspace at Brunswick, ME, to accommodate the additional airspace needed for the Standard Instrument Approach Procedures developed for Brunswick Executive Airport. This enhances the safety and airspace management of Instrument Flight Rules (IFR) operations at the airport. This action also corrects errors in the legal description published as a proposed rule in the<E T="04">Federal Register</E>on March 18, 2011.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective 0901 UTC, August 25, 2011. The Director of the Federal Register approves this incorporation by reference action under title 1, Code of Federal Regulations, part 51, subject to the annual revision of FAA Order 7400.9 and publication of conforming amendments.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>John Fornito, Operations Support Group, Eastern Service Center, Federal Aviation Administration, P.O. Box 20636, Atlanta, Georgia 30320; telephone (404) 305-6364.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">History</HD>
        <P>On March 18, 2011, the FAA published in the<E T="04">Federal Register</E>a notice of proposed rulemaking to establish Class E airspace at Brunswick Executive Airport, Brunswick, ME (75 FR 14824) Docket No. FAA-2011-0116. Interested parties were invited to participate in this rulemaking effort by submitting written comments on the proposal to the FAA. No comments were received. Subsequent to publication, a typographical error was found in the controlled airspace radius mileage. This action will make the correction.<PRTPAGE P="36286"/>
        </P>
        <P>Class E airspace designations are published in paragraph 6005 of FAA Order 7400.9U dated August 18, 2010, and effective September 15, 2010, which is incorporated by reference in 14 CFR Part 71.1. The Class E airspace designations listed in this document will be published subsequently in the Order.</P>
        <HD SOURCE="HD1">The Rule</HD>
        <P>This amendment to Title 14, Code of Federal Regulations (14 CFR) part 71 establishes Class E airspace extending upward from 700 feet above the surface at Brunswick, ME to provide controlled airspace required to support the standard instrument approach procedures developed for Brunswick Executive Airport. This action is necessary for the safety and management of IFR operations at the airport. Brunswick Executive Airport uses the same facilities as the former Brunswick Naval Air Station (NAS), which closed in September 2010 (see 75 FR 57848).</P>
        <P>The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current, is non-controversial and unlikely to result in adverse or negative comments. It, therefore, (1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a Regulatory Evaluation as the anticipated impact is so minimal. Since this is a routine matter that will only affect air traffic procedures and air navigation, it is certified that this rule, when promulgated, will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>The FAA's authority to issue rules regarding aviation safety is found in Title 49 of the United States Code. Subtitle I, Section 106 describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency's authority.</P>
        <P>This rulemaking is promulgated under the authority described in Subtitle VII, Part A, Subpart I, Section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it establishes Class E airspace at Brunswick, ME.</P>
        <LSTSUB>
          <HD SOURCE="HED">Lists of Subjects in 14 CFR Part 71</HD>
          <P>Airspace, Incorporation by reference, Navigation (air).</P>
        </LSTSUB>
        <HD SOURCE="HD1">The Amendment</HD>
        <P>In consideration of the foregoing, the Federal Aviation Administration amends 14 CFR part 71 as follows:</P>
        <REGTEXT PART="71" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 71—DESIGNATION OF CLASS A, B, C, D, AND E AIRSPACE AREAS; AIR TRAFFIC SERVICE ROUTES; AND REPORTING POINTS</HD>
          </PART>
          <AMDPAR>1. The authority citation for Part 71 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g); 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 71.1</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="71" TITLE="14">
          <AMDPAR>2. The incorporation by reference in 14 CFR 71.1 of Federal Aviation Administration Order 7400.9U, Airspace Designations and Reporting Points, dated August 18, 2010, effective September 15, 2010, is amended as follows:</AMDPAR>
          
          <EXTRACT>
            <HD SOURCE="HD2">Paragraph 6005Class E Airspace Areas Extending Upward From 700 Feet or More Above the Surface of the Earth.</HD>
            <STARS/>
            <HD SOURCE="HD1">ANE ME E5Brunswick, ME [New]</HD>
            <FP SOURCE="FP-2">Brunswick Executive Airport, ME</FP>
            <FP SOURCE="FP1-2">(Lat. 43°53′32″N., long. 69°56′19″ W.)</FP>
            
            <P>That airspace extending upward from 700 feet above the surface within a 7.7-mile radius of Brunswick Executive Airport.</P>
          </EXTRACT>
        </REGTEXT>
        
        <SIG>
          <DATED>Issued in College Park, Georgia, on June 2, 2011.</DATED>
          <NAME>Mark D. Ward,</NAME>
          <TITLE>Manager, Operations Support Group, Eastern Service Center, Air Traffic Organization.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15305 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 71</CFR>
        <DEPDOC>[Docket No. FAA-2011-0252; Airspace Docket No. 11-ANM-5]</DEPDOC>
        <SUBJECT>Modification of Class E Airspace; Newcastle, WY</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This action amends Class E airspace at Newcastle, WY, to accommodate aircraft using the Area Navigation (RNAV) Global Positioning System (GPS) standard instrument approach procedures at Mondell Field Airport. This improves the safety and management of Instrument Flight Rules (IFR) operations at the airport. The airport name also is being changed to Mondell Field Airport.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective date, 0901 UTC, August 25, 2011. The Director of the Federal Register approves this incorporation by reference action under 1 CFR part 51, subject to the annual revision of FAA Order 7400.9 and publication of conforming amendments.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Eldon Taylor, Federal Aviation Administration, Operations Support Group, Western Service Center, 1601 Lind Avenue, SW., Renton, WA 98057; telephone (425) 203-4537.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">History</HD>
        <P>On April 12, 2011, the FAA published in the<E T="04">Federal Register</E>a notice of proposed rulemaking to amend controlled airspace at Newcastle, WY (76 FR 20281). Interested parties were invited to participate in this rulemaking effort by submitting written comments on the proposal to the FAA. No comments were received.</P>
        <P>Class E airspace designations are published in paragraph 6005 of FAA Order 7400.9U dated August 18, 2010, and effective September 15, 2010, which is incorporated by reference in 14 CFR 71.1. The Class E airspace designations listed in this document will be published subsequently in that Order.</P>
        <HD SOURCE="HD1">The Rule</HD>
        <P>This action amends Title 14 Code of Federal Regulations (14 CFR) Part 71 by amending Class E airspace extending upward from 700 feet above the surface, at Mondell Field Airport, to accommodate IFR aircraft using the RNAV (GPS) standard instrument approach procedures at the airport. This action is necessary for the safety and management of IFR operations. The airport name is being changed from Mondell Field, to Mondell Field Airport, Newcastle, WY. With the exception of minor corrections made to the regulatory text at the request of the FAA's Aeronautical Products Office, this rule is the same as that proposed in the NPRM.</P>

        <P>The FAA has determined this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. Therefore, this regulation: (1) Is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT<PRTPAGE P="36287"/>Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. Since this is a routine matter that will only affect air traffic procedures and air navigation, it is certified this rule, when promulgated, will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act. The FAA's authority to issue rules regarding aviation safety is found in Title 49 of the U.S. Code. Subtitle 1, Section 106 discusses the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency's authority. This rulemaking is promulgated under the authority described in Subtitle VII, Part A, Subpart I, Section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it establishes additional controlled airspace at Mondell Field Airport, Newcastle, WY.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 71</HD>
          <P>Airspace, Incorporation by reference, Navigation (air).</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>In consideration of the foregoing, the Federal Aviation Administration amends 14 CFR Part 71 as follows:</P>
        <REGTEXT PART="71" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 71—DESIGNATION OF CLASS A, B, C, D AND E AIRSPACE AREAS; AIR TRAFFIC SERVICE ROUTES; AND REPORTING POINTS</HD>
          </PART>
          <AMDPAR>1. The authority citation for 14 CFR Part 71 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="71" TITLE="14">
          <SECTION>
            <SECTNO>§ 71.1</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The incorporation by reference in 14 CFR 71.1 of the Federal Aviation Administration Order 7400.9U, Airspace Designations and Reporting Points, dated August 18, 2010, and effective September 15, 2010 is amended as follows:</AMDPAR>
          
          <EXTRACT>
            <HD SOURCE="HD2">Paragraph 6005Class E airspace areas extending upward from 700 feet or more above the surface of the earth.</HD>
            <STARS/>
            <HD SOURCE="HD1">ANM WY E5Newcastle, WY [Modified]</HD>
            <FP SOURCE="FP-2">Mondell Field Airport, WY</FP>
            <FP SOURCE="FP1-2">(Lat. 43°53′08″ N., long. 104°19′05″ W.)</FP>
            <FP SOURCE="FP-2">Ellsworth AFB, SD</FP>
            <FP SOURCE="FP1-2">(Lat. 44°08′42″ N., long. 103°06′13″ W.)</FP>
            <P>That airspace extending upward from 700 feet above the surface within 4 miles northeast and 8.3 miles southwest of the Mondell Field Airport 154° and 334° bearings extending from 5.3 miles northwest to 16.1 miles southeast of the airport; that airspace extending upward from 1,200 feet above the surface bounded on the north by the north edge of V-86, on the east by a 45.6-mile radius of Ellsworth AFB, on the south by the south edge of V-26, on the west by a line 4.3 miles west of and parallel to the Mondell Field Airport 360° bearing and 180° bearing; that airspace extending upward from 7,000 feet MSL bounded on the north by the north edge of V-26, on the east by a 45.6-mile radius of Ellsworth AFB, on the south by the south edge of V-26, on the west by a line 4.3 miles west of and parallel to the Mondell Field Airport 360° bearing and 180° bearing.</P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Seattle, Washington on June 13, 2011.</DATED>
          <NAME>John Warner,</NAME>
          <TITLE>Manager, Operations Support Group, Western Service Center.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15375 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <CFR>17 CFR Part 240</CFR>
        <DEPDOC>[Release No. 34-64678; File No. S7-24-11]</DEPDOC>
        <SUBJECT>Temporary Exemptions and Other Temporary Relief, Together With Information on Compliance Dates for New Provisions of the Securities Exchange Act of 1934 Applicable to Security-Based Swaps</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Securities and Exchange Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Exemptive order.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Securities and Exchange Commission (“Commission”) is issuing an exemptive order granting temporary exemptive relief and other temporary relief from compliance with certain provisions of the Securities Exchange Act of 1934 (“Exchange Act”) concerning security-based swaps. The Commission also is providing guidance regarding compliance with other provisions of the Exchange Act concerning security-based swaps that were amended or added by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”) and requesting comments on such guidance and the temporary relief granted.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This exemptive order is effective June 15, 2011. Comments must be received on or before July 6, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Comments may be submitted, identified by File Number S7-24-11, by any of the following methods:</P>
        </ADD>
        <HD SOURCE="HD1">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/interp.shtml</E>); or</P>
        <P>• Send an e-mail to<E T="03">rule-comments@sec.gov.</E>Please include File Number S7-24-11 on the subject line; or</P>
        <P>• Use the Federal Rulemaking Portal (<E T="03">http://www.regulations.gov</E>). Follow the instructions for submitting comments.</P>
        <HD SOURCE="HD1">Paper Comments</HD>

        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090. All submissions should refer to File Number S7-24-11. This file number should be included on the subject line if e-mail is used. To help us process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site<E T="03">(http://www.sec/gov/rules/proposed.shtml</E>). Comments are also available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street, NE., Washington DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. All comments received will be posted without charge; the Commission does not edit personal identifying information from submissions. You should only submit information that you wish to make publicly available.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Jack Habert, Attorney Fellow, at (202) 551-5063; Leah Drennan, Attorney-Adviser, at (202) 551-5507; or Ann McKeehan, Attorney-Adviser, at (202) 551-5797, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-7010.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. Introduction and Background.</FP>
          <FP SOURCE="FP-2">II. Discussion.</FP>
          <FP SOURCE="FP1-2">A. Clearing for Security-Based Swaps.</FP>
          <FP SOURCE="FP1-2">B. Security-Based Swap Execution Facilities.</FP>
          <FP SOURCE="FP1-2">C. Segregation of Collateral in Security-Based Swaps.</FP>
          <FP SOURCE="FP1-2">D. Security-Based Swap Antifraud Provisions.</FP>
          <FP SOURCE="FP1-2">E. Position Limits for Security-Based Swaps.</FP>
          <FP SOURCE="FP1-2">F. Reporting of Security-Based Swaps.</FP>
          <FP SOURCE="FP1-2">i. Public Availability of Security-Based Swap Data.</FP>
          <FP SOURCE="FP1-2">ii. Security-Based Swap Data Repositories.<PRTPAGE P="36288"/>
          </FP>
          <FP SOURCE="FP1-2">iii. Reporting and Recordkeeping for Security-Based Swaps.</FP>
          <FP SOURCE="FP1-2">G. Registration and Regulation of Security-Based Swap Dealers and Major Security-Based Swap Participants.</FP>
          <FP SOURCE="FP1-2">H. Registration of Clearing Agencies for Security-Based Swaps.</FP>
          <FP SOURCE="FP1-2">I. Other Amendments to the Federal Securities Laws Relating to Security-Based Swaps.</FP>
          <FP SOURCE="FP1-2">J. Section 29(b) of the Exchange Act.</FP>
          <FP SOURCE="FP-2">III. Solicitation of Comments.</FP>
          <FP SOURCE="FP-2">IV. Temporary Exemptions and Other Temporary Relief</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Introduction and Background.</HD>
        <P>On July 21, 2010, President Barack Obama signed the Dodd-Frank Act into law.<SU>1</SU>
          <FTREF/>The Dodd-Frank Act was enacted, among other reasons, to promote the financial stability of the United States by improving accountability and transparency in the financial system.<SU>2</SU>
          <FTREF/>The recent financial crisis demonstrated the need for enhanced regulation of the over-the-counter (“OTC”) derivatives markets, which have experienced dramatic growth in recent years<SU>3</SU>
          <FTREF/>and are capable of affecting significant sectors of the U.S. economy.<SU>4</SU>
          <FTREF/>Title VII of the Dodd-Frank Act (“Title VII”) establishes a regulatory regime applicable to the OTC derivatives markets by providing the Commission and the Commodity Futures Trading Commission (“CFTC”) with the tools to oversee these heretofore largely unregulated markets. The Dodd-Frank Act provides that the CFTC will regulate “swaps,” the Commission will regulate “security-based swaps,” and the CFTC and the Commission will jointly regulate “mixed swaps.”<SU>5</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>The Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203, 124 Stat. 1376 (2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>
            <E T="03">Id.</E>at preamble.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>3</SU>From their beginnings in the early 1980s, the notional value of these markets has grown to almost $600 trillion globally.<E T="03">See</E>Monetary and Econ. Dep't, Bank for Int'l Settlements,<E T="03">Triennial and Semiannual Surveys—Positions in Global Over-the-Counter (OTC) Derivatives Markets at End-June 2010</E>(Nov. 2010),<E T="03">available at http://www.bis.org/publ/otc_hy1011.pdf.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>156 Cong. Rec. S5878 (daily ed. July 15, 2010) (statement of Sen. Dodd).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>Section 712(d) of the Dodd-Frank Act provides that the Commission and the CFTC, in consultation with the Board of Governors of the Federal Reserve System, shall further define the terms “swap,” “security-based swap,” “swap dealer,” “security-based swap dealer,” “major security-based swap participant,” “eligible contract participant,” and “security-based swap agreement.” These terms are defined in sections 721 and 761 of the Dodd-Frank Act and the Commission and the CFTC have proposed to further define these terms in proposed joint rulemaking.<E T="03">See</E>Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping, 76 FR 29818 (May 23, 2011); Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant,” 75 FR 80174 (Dec. 21, 2010) (“Entity Definitions Release”).</P>
        </FTNT>
        <P>Title VII amends the Exchange Act<SU>6</SU>
          <FTREF/>to substantially expand the regulation of the security-based swap (“SB swap”) markets, establishing a new regulatory framework within which such markets can continue to evolve in a more transparent, efficient, fair, accessible, and competitive manner.<SU>7</SU>
          <FTREF/>The Dodd-Frank Act amendments to the Exchange Act impose, among other requirements, the following: (1) Registration and comprehensive oversight of SB swap dealers (“SBSDs”) and major SB swap participants (“MSBSPs” and, collectively with SBSDs, “SBS Entities”);<SU>8</SU>
          <FTREF/>(2) reporting of SB swaps to a registered SB swap data repository (“SDR”), to the Commission, and to the public;<SU>9</SU>
          <FTREF/>(3) clearing of SB swaps through a registered clearing agency or through a clearing agency that is exempt from registration<SU>10</SU>
          <FTREF/>if such SB swaps are of a type that the Commission determines is required to be cleared, unless an exemption or exception from such mandatory clearing applies;<SU>11</SU>
          <FTREF/>and (4) if an SB swap is subject to the clearing requirement,<SU>12</SU>
          <FTREF/>execution of the SB swap transaction on an exchange, on an SB swap execution facility (“SB SEF”) registered under section 3D of the Exchange Act,<SU>13</SU>
          <FTREF/>or on an SB SEF that has been exempted from registration by the Commission under section 3D(e) of the Exchange Act,<SU>14</SU>
          <FTREF/>unless no SB SEF or exchange makes such SB swap available for trading.<SU>15</SU>
          <FTREF/>Title VII also amends the Exchange Act and the Securities Act of 1933<SU>16</SU>
          <FTREF/>(“Securities Act”) to include “security-based swaps” in the definition of “security” for purposes of those statutes.<SU>17</SU>
          <FTREF/>As a result, “security-based swaps” will be subject to the provisions of the Securities Act and the Exchange Act and the rules thereunder applicable to “securities.”<SU>18</SU>
          <FTREF/>The Commission has proposed exemptions<SU>19</SU>
          <FTREF/>under the Securities Act, the Exchange Act, and the Trust Indenture Act of 1939<SU>20</SU>
          <FTREF/>(“Trust Indenture Act”) for SB swaps issued by certain clearing agencies satisfying certain conditions.<SU>21</SU>

          <FTREF/>In addition, the Commission will take other actions to address certain SB swaps, such as providing guidance regarding—and where appropriate, temporary relief from—the various pre-Dodd Frank Act provisions that would otherwise apply to SB swaps on July 16, 2011, as well as extending existing temporary rules under the Securities Act, the Exchange<PRTPAGE P="36289"/>Act, and the Trust Indenture Act for certain SB swaps.<SU>22</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>6</SU>15 U.S.C. 78a<E T="03">et seq.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See generally</E>subtitle B of Title VII. Citations to provisions of the Exchange Act in this Order refer to the numbering of those provisions after the amendments made by the Dodd-Frank Act, except as otherwise provided.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>8</SU>As required by the Dodd-Frank Act, the Commission will propose rules regarding the registration of SBS Entities and a process for revocation of such registration.<E T="03">See</E>section 15F of the Exchange Act, 15 U.S.C. 78o-10.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See</E>section 3(a)(75) of the Exchange Act, 15 U.S.C. 78c(a)(75) (defining the term “security-based swap data repository”). The registration of an SDR and the reporting of SB swaps are the subject of separate Commission rulemakings.<E T="03">See</E>Security-Based Swap Data Repository Registration, Duties, and Core Principles, 75 FR 77305 (Dec. 10, 2010), corrected at 75 FR 79320 (Dec. 20, 2010) and 76 FR 2287 (Jan. 13, 2011); Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information, 75 FR 75207 (Dec. 2, 2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See</E>Clearing Agency Standards for Operation and Governance, 76 FR 14472 (Mar. 16, 2011). The Commission has proposed rules regarding registration of clearing agencies and standards for the operation and governance of clearing agencies, including rules that would exempt certain SBSDs and SB SEFs from the definition of a clearing agency.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>section 3C(a)(1) of the Exchange Act, 15 U.S.C. 78c-3(a)(1). The Commission has proposed rules regarding the manner in which clearing agencies provide information to the Commission about SB swaps that the clearing agency plans to accept for clearing and that would, in turn, be used by the Commission in determining whether such SB swaps are required to be cleared.<E T="03">See</E>Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations, 75 FR 82489 (Dec. 30, 2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">See</E>section 3C(g) of the Exchange Act, 15 U.S.C. 78c-3(g) (providing an exception to the clearing requirement for certain persons).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>15 U.S.C. 78c-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78c-4(e).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>15</SU>
            <E T="03">See</E>section 3C(g) of the Exchange Act, 15 U.S.C. 78c-3(g).<E T="03">See</E>section 3C(h) of the Exchange Act, 15 U.S.C. 78c-3(h).<E T="03">See also</E>section 3(a)(77) of the Exchange Act, 15 U.S.C. 78c(77) (defining the term “security-based swap execution facility”). The Commission has proposed an interpretation of the definition of “security-based swap execution facility” and has proposed rules to implement registration requirements, duties, and core principles for SB SEFs.<E T="03">See</E>Registration and Regulation of Security-Based Swap Execution Facilities, 76 FR 10946 (Feb. 28, 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>15 U.S.C. 77a<E T="03">et seq.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>17</SU>
            <E T="03">See</E>sections 761(a)(2) and 768(a)(1) of the Dodd-Frank Act (amending sections 3(a)(10) of the Exchange Act, 15 U.S.C. 78c(a)(10), and 2(a)(1) of the Securities Act, 15 U.S.C. 77b(a)(1), respectively).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>18</SU>The Commission has considered similar issues raised by the treatment of credit default swaps as securities in connection with taking action in the past to facilitate clearing of certain credit default swaps (“CDS”) by clearing agencies functioning as central counterparties (“CCPs”).<E T="03">See infra</E>notes 222 and 223.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>19</SU>
            <E T="03">See</E>Exemptions for Security-Based Swaps Issued by Certain Clearing Agencies, Securities Act Release No. 9222, Exchange Act Release No. 64639, Trust Indenture Act Release No. 2474 (June 9, 2011) (“Proposed Cleared SB Swap Exemptions”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>20</SU>15 U.S.C. 77aaa<E T="03">et seq.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>21</SU>
            <E T="03">See</E>discussion<E T="03">infra</E>note 223.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>22</SU>
            <E T="03">See</E>SEC Announces Steps to Address One-Year Effective Date of Title VII of Dodd-Frank Act,<E T="03">available at http://www.sec.gov/news/press/2011/2011-125.htm</E>(June 10, 2011).</P>
        </FTNT>
        <P>The provisions of Title VII generally are effective on July 16, 2011 (360 days after enactment of the Dodd-Frank Act, referred to herein as the “Effective Date”), unless a provision requires a rulemaking. Specifically, if a Title VII provision requires a rulemaking, such provision will not necessarily go into effect on the Effective Date, but instead will go into effect “not less than” 60 days after publication of the related final rule or on July16, 2011, whichever is later.<SU>23</SU>
          <FTREF/>A substantial number of Title VII provisions require a rulemaking and thus will not go into effect on the Effective Date. A number of Title VII provisions also expressly (or implicitly) apply only to “registered” persons. Until the related registration processes for such persons have been established by final Commission rules, and such persons have become registered pursuant to such rules, they will not be required to comply with these Title VII provisions.<SU>24</SU>
          <FTREF/>Other provisions of Title VII impose requirements that require compliance by market participants as a result of, or in response to, Commission action other than rulemaking and thus do not impose a compliance obligation upon market participants in the absence of such Commission action.</P>
        <FTNT>
          <P>
            <SU>23</SU>
            <E T="03">See</E>section 774 of the Dodd-Frank Act, 15 U.S.C. 77b note.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>24</SU>
            <E T="03">See, e.g.,</E>sections 15F(e)(1) of the Exchange Act, 15 U.S.C. 78o-10(e)(1) (capital and margin requirements); 15F(f)(1) (reporting and recordkeeping); 15F(h)(1) (business conduct standards).</P>
        </FTNT>
        <P>In addition, Title VII provides the Commission with flexibility to establish effective dates beyond the minimum 60 days specified therein for Title VII provisions that require a rulemaking.<SU>25</SU>
          <FTREF/>Furthermore, as with other rulemakings under the Exchange Act, the Commission may set compliance dates (which may be later than the effective dates) for rulemakings under the Title VII amendments to the Exchange Act. Together, this provides the Commission with the ability to sequence the implementation of the various Title VII requirements in a way that effectuates the policy goals of Title VII while minimizing unnecessary disruption or costs.</P>
        <FTNT>
          <P>
            <SU>25</SU>
            <E T="03">See id.</E>(specifying that the effective date for a provision requiring a rulemaking is “not less than 60 days after publication of the final rule or regulation implementing such provision”).</P>
        </FTNT>
        <P>Title VII also includes certain provisions that authorize or direct the Commission to take specified action that, once undertaken, may impose compliance obligations upon market participants.<SU>26</SU>
          <FTREF/>These provisions will become effective on the Effective Date, but, by their plain language, pertain to Commission action. Accordingly, these provisions do not require compliance by market participants on the Effective Date unless the relevant Commission action already has been undertaken. The Commission does not expect to complete all of the rulemaking it is directed to carry out pursuant to these provisions prior to the Effective Date.</P>
        <FTNT>
          <P>
            <SU>26</SU>
            <E T="03">See, e.g.,</E>section 3D(f) of the Exchange Act, 15 U.S.C. 78c-4(f) (requiring the Commission to prescribe rules governing the regulation of SB SEFs). Certain of these provisions relate to the CFTC or another government agency in addition to, or instead of, the Commission.</P>
        </FTNT>
        <P>In furtherance of the Dodd-Frank Act's stated objective of promoting financial stability in the U.S. financial system, the Commission intends to move forward expeditiously with the implementation of the new SB swap requirements in an efficient manner, while minimizing unnecessary disruption and costs to the markets. The Commission recognizes that many market participants will find compliance with Title VII to be a substantial undertaking. SB swap markets already exist, are global in scope, and have generally grown in the absence of regulation in the United States and elsewhere. In addition, the SB swap markets are interconnected with other financial markets, including the traditional securities markets. In order to comply with Title VII provisions and related rules, the Commission recognizes that market participants will need additional time to acquire and configure necessary systems or to modify existing practices and systems, engage and train necessary staff, and develop and implement necessary policies and procedures.<SU>27</SU>
          <FTREF/>Furthermore, some of these changes cannot be finalized until certain rules are effective. Accordingly, it is necessary or appropriate to defer some of these tasks until certain rules are effective, as more fully described below.</P>
        <FTNT>
          <P>
            <SU>27</SU>The Commission expects that it will not, by July 16, 2011, have completed implementing Title VII. As a result, the Commission believes it would not be reasonable to require market participants to put systems in place or hire personnel based on a regulatory scheme that is not fully in place. To require otherwise, depending on the content of the final rules, might require these entities to incur costs to change their systems again in a relatively short period of time.</P>
        </FTNT>
        <P>In order to effectuate the purposes of Title VII, and in response to comments received from market participants,<SU>28</SU>
          <FTREF/>the Commission is providing guidance as to the provisions of the Exchange Act added by Title VII with which industry compliance will be required as of the Effective Date.<SU>29</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>28</SU>The Commission has received comments from a wide range of commenters inquiring as to the effective dates and related compliance dates of certain provisions and requesting that the Commission propose a compliance schedule for the statutory provisions of subtitle B of Title VII and the rules being promulgated thereunder.<E T="03">See, e.g.,</E>letter from American Bankers Association, Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association, Investment Company Institute, Securities Industry and Financial Markets Association, U.S. Chamber of Commerce (June 10, 2011) (“Trade Association Letter”); letter from Stephen Merkel, Chairman, Wholesale Markets Brokers' Association Americas (June 3, 2010) (“WMBA Letter”); letter from Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable (May 12, 2011); letter from Andrew Downes, Managing Director, and James B. Fuqua, Managing Director, UBS Securities LLC (Feb. 7, 2011); letter from Craig S. Donohue, CME Group Inc. (Jan. 18, 2011); letter from R. Glenn Hubbard, Co-Chair, John L. Thornton, Co-Chair, and Hal S. Scott, Director, the Committee on Capital Markets Regulation (Jan. 18, 2011) (“Committee on Capital Markets Regulation Letter”); letter from Larry E. Thompson, General Counsel, the Depository Trust &amp; Clearing Corporation (Jan 18, 2011) (“DTCC Letter”); letter from Mr. James Hill, Managing Director, Morgan Stanley (Nov. 1, 2010) (“Morgan Stanley Letter”).</P>

          <P>In addition, many letters from market participants have advocated for a phased-in approach to compliance with the requirements of Title VII.<E T="03">See, e.g.,</E>WMBA Letter (suggesting a “progression” of finalization of specific Title VII rules); Committee on Capital Markets Regulation Letter (stating that “the reporting and recordkeeping requirements should be implemented gradually over time”); letter from Financial Services Forum, Futures Industry Association, International Swaps and Derivatives Association, and Securities Industry and Financial Markets Association (May 4, 2011) (stating that “[t]he Commissions should phase in requirements based on the state of readiness of each particular asset class”); letter from G14 Member dealers and others (Mar. 31, 2011) (suggesting a “phased-in implementation schedule”); letter from Richard H. Baker, President &amp; Chief Executive Officer, Managed Funds Association (Mar. 24, 2011) (recommending “milestones for clearing access and voluntary clearing with a phase-in period before clearing becomes mandatory”); DTCC Letter (recommending a “phased-in” approach to implementation of reporting requirements under Regulation SBSR); Morgan Stanley Letter (urging the Commission and the CFTC “to phase in the clearing, execution and other requirements product-by-product over time”).</P>

          <P>Some of the commenters cited above addressed issues regarding effective dates, compliance, and implementation that will be addressed by other action to be taken the Commission.<E T="03">See supra</E>note 22 and accompanying text.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>29</SU>While this release provides guidance with respect to the provisions of the Exchange Act added by Title VII, as indicated above, the Commission will take other actions to address SB swaps under various provisions of the Federal securities laws.<E T="03">See supra</E>note 22 and accompanying text. In addition, after proposing all of the key rules under Title VII, the Commission intends to consider publishing a detailed implementation plan in order to enable the Commission to move forward expeditiously with the roll-out of the new SB swap requirements in an efficient manner, while minimizing unnecessary disruption and costs to the markets.<E T="03">Id.</E>
          </P>
        </FTNT>

        <P>In addition, and for the reasons discussed in this Order, the Commission<PRTPAGE P="36290"/>is granting temporary exemptive and other relief that is necessary or appropriate in the public interest, and consistent with the protection of investors, from compliance with certain of those provisions of the Exchange Act with which compliance would otherwise be required as of the Effective Date. Generally, section 36 of the Exchange Act authorizes the Commission to conditionally or unconditionally exempt, by rule, regulation, or order, any person, security, or transaction (or any class or classes of persons, securities, or transactions) from any provision or provisions of the Exchange Act or any rule or regulation thereunder, to the extent such exemption is necessary or appropriate in the public interest, and is consistent with the protection of investors.<SU>30</SU>
          <FTREF/>This exemptive authority is not available for certain specified provisions of the Exchange Act that relate to SB swaps.<SU>31</SU>
          <FTREF/>Where such exemptive authority is not provided, the Commission is using other available authority to provide appropriate temporary relief.</P>
        <FTNT>
          <P>
            <SU>30</SU>15 U.S.C. 78mm.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>31</SU>
            <E T="03">See</E>section 36(c) of the Exchange Act, 15 U.S.C. 78mm(c) (limiting the Commission's exemptive authority with respect to certain provisions of the Exchange Act added by Title VII, such as sections 13A, 15F, and 17A(g) through (l) of the Exchange Act, 15 U.S.C. 78m-1, 78o-10, and 78q-1(g) through (l)). The Commission notes that the Securities Act provides for exemptive authority to be exercised through rulemaking and, as a result, this Order does not provide for any exemptive action with respect to the Securities Act.</P>
        </FTNT>
        <HD SOURCE="HD1">II. Discussion</HD>
        <HD SOURCE="HD2">A. Clearing for Security-Based Swaps</HD>
        <P>Section 3C of the Exchange Act, added by section 763(a) of the Dodd-Frank Act, generally provides that, if an SB swap is required to be cleared, it is unlawful for any person to engage in such SB swap unless that person submits such SB swap for clearing to a clearing agency that is registered under the Exchange Act or to a clearing agency that is exempt from registration under the Exchange Act.<SU>32</SU>
          <FTREF/>Table A below lists each provision of section 3C of the Exchange Act and identifies those with which compliance will be required on the Effective Date and those with which compliance will be triggered by registration of a person as a clearing agency, adoption of final rules, or other action by the Commission.<SU>33</SU>
          <FTREF/>For the provisions with which compliance will be required on the Effective Date, Table A notes whether temporary relief from compliance is granted. The rationale and duration for such relief is explained in the text following the table. The table also includes provisions that authorize or direct the Commission to take specified action that, once undertaken, may impose compliance obligations upon market participants.<SU>34</SU>
          <FTREF/>Unless otherwise noted in the table below, these provisions do not require compliance by market participants on the Effective Date.</P>
        <FTNT>
          <P>
            <SU>32</SU>15 U.S.C. 78c-3.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>33</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>34</SU>
            <E T="03">See supra</E>note 26 and accompanying text.</P>
        </FTNT>
        <GPOTABLE CDEF="s80,15C,15C,15C,xs60" COLS="5" OPTS="L2,i1">
          <TTITLE>Table A—Clearing for Security-Based Swaps—Compliance Dates</TTITLE>
          <BOXHD>
            <CHED H="1">Exchange act section<SU>35</SU>
            </CHED>
            <CHED H="1">Compliance date</CHED>
            <CHED H="2">Upon effective date<LI>(July 16, 2011)</LI>
            </CHED>
            <CHED H="2">Upon registration, publication of final rules, or other commission action<SU>37</SU>
            </CHED>
            <CHED H="1">Authorizes/directs commission action<SU>36</SU>
            </CHED>
            <CHED H="1">Relief granted</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">3C(a)(1): In general—standard for clearing</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>38</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(a)(2): In general—open access</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>39</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(b)(1): Commission review—Commission-initiated review</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(b)(2)(A) and (B): Commission review—swap submission</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>40</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(b)(2)(C): Commission review—swap submission</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(b)(3): Commission review—deadline</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(b)(4): Commission review—determination</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(b)(5): Commission review—rules</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(c): Stay of clearing requirement</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(d): Prevention of evasion</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(e)(1): Reporting transition rules—pre-enactment SB swaps</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>Yes.<SU>41</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(e)(2): Reporting transition rules—post-enactment SB swaps</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.<SU>42</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(f)(1): Clearing transition rules</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>43</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(f)(2): Clearing transition rules</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>44</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(g)(1)-(2), (4): Exceptions—in general; option to clear; treatment of affiliates</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>45</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(g)(3)(A): Exceptions —financial entity definition—in general</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>46</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(g)(3)(B): Exceptions—financial entity definition—exclusion</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(g)(5)(A): Exceptions—election of counterparty—SB swaps required to be cleared</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(g)(5)(B): Exceptions—election of counterparty—SB swaps not required to be cleared</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>Yes.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(g)(6): Exceptions—abuse of exception</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(h): Trade execution</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(i): Board approval</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>47</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(j)(1)—(2): Designation of chief compliance officer—in general; duties</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>Yes.<SU>48</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3C(j)(3): Designation of chief compliance officer—annual reports</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
        </GPOTABLE>
        <P>As indicated in Table A, the Commission is providing temporary exemptive relief from compliance with section 3C(e)(1) of the Exchange Act<SU>49</SU>
          <FTREF/>
          <PRTPAGE P="36291"/>for market participants with reporting obligations under section 13A of the<FTREF/>Exchange Act.<SU>50</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>35</SU>References to section 3C of the Exchange Act in this table are to 15 U.S.C. 78c-3.<PRTPAGE/>
          </P>
          <P>

            <SU>36</SU>These provisions do not require compliance by market participants on the Effective Date, unless the relevant Commission action already has been undertaken.<E T="03">See supra</E>note 26 and accompanying text.</P>
          <P>

            <SU>37</SU>A number of Title VII provisions expressly (or implicitly) apply only to “registered” persons. Until the related registration processes for such persons have been established by final Commission rules, and such persons have become registered pursuant to such rules, they will not be required to comply with these Title VII provisions. If a Title VII provision requires a rulemaking, such provision will not necessarily go into effect on the Effective Date, but instead will go into effect “not less than” 60 days after publication of the related final rule or on July 16, 2011, whichever is later.<E T="03">See</E>section 774 of the Dodd-Frank Act, 15 U.S.C. 77b note.</P>
          <P>
            <SU>38</SU>Section 3C(b)(5) of the Exchange Act, 15 U.S.C. 78c-3(b)(5), requires the Commission to “adopt rules for a clearing agency's submission for review * * * of a security-based swap, or a group, category, type, or class of [SB swaps], that it seeks to accept for clearing.”</P>
          <P>

            <SU>39</SU>Section 3C(a)(2) of the Exchange Act, 15 U.S.C. 78c-3(a)(2), is applicable to “rules of a clearing agency described in [section 3C(a)(1) of the Exchange Act, 15 U.S.C. 78c-3(a)(1)].” The clearing agencies described in section 3C(a)(1) of the Exchange Act, 15 U.S.C. 78c-3(a)(1), are required to be registered, or exempt from registration, and clearing SB swaps subject to the clearing requirement. As a result, the requirements of section 3C(a)(2) of the Exchange Act, 15 U.S.C. 78c-3, will not be triggered until a clearing agency is registered or exempt from registration and also is clearing SB swaps that are subject to the clearing requirement. Three entities will be deemed registered on the Effective Date.<E T="03">See</E>discussion<E T="03">infra</E>part 0. However, no SB swaps will be subject to the clearing requirement on the Effective Date.</P>
          <P>

            <SU>40</SU>Section 3C(b)(2)(B) of the Exchange Act, 15 U.S.C. 78c-3(b)(2)(B), states in part that SB swaps “listed for clearing by a clearing agency as of the date of enactment of [section 3C(b) of the Exchange Act, 15 U.S.C. 78c-3(b)], shall be considered submitted to the Commission.” However, pursuant to section 3C(b)(3) of the Exchange Act, 15 U.S.C. 78c-3(b)(3), a clearing agency may agree to extend the time for action required under the section. The relevant clearing agencies have agreed to an extension of the deadline for a determination by the Commission “until 90 days after the Commission has published final rules governing the process by which SB swaps shall be submitted to the Commission for a clearing determination.” Until the rulemaking is completed, therefore, no SB swaps will be considered submitted.<E T="03">See</E>letter from Lisa Dunsky, Chicago Mercantile Exchange Inc., to Robert Cook, Director, Division of Trading and Markets, Commission (Aug. 26, 2010); letter from Thomas Book, Eurex Clearing AG, to Robert Cook, Director, Division of Trading and Markets, Commission (Aug. 19, 2010); and letter from Trabue Bland, regarding ICE Trust U.S. LLC and ICE Clear Europe Limited, to Robert Cook, Director, Division of Trading and Markets, Commission (Sept. 2, 2010).</P>
          <P>

            <SU>41</SU>The Commission has proposed rules pursuant to this provision.<E T="03">See infra</E>note 172.</P>
          <P>

            <SU>42</SU>The Commission has proposed rules pursuant to this provision.<E T="03">See</E>Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information,<E T="03">supra</E>note 9 (providing by rule a deadline by which post-enactment SB swaps must be reported).</P>
          <P>
            <SU>43</SU>Because the exemption from the clearing requirement in this provision requires the reporting of SB swaps pursuant to section 3C(e)(1) of the Exchange Act, 15 U.S.C. 78c-3(e)(1), market participants cannot comply with this provision until final rules have been adopted pursuant to such section 3C(e)(1).</P>
          <P>
            <SU>44</SU>Because the exemption from the clearing requirement in this provision requires the reporting of SB swaps pursuant to section 3C(e)(2) of the Exchange Act, 15 U.S.C. 78c-3(e)(2), market participants cannot comply with this provision until final rules have been adopted pursuant to such section 3C(e)(2).</P>
          <P>
            <SU>45</SU>Because the mandatory clearing requirement is a predicate requirement for the end-user clearing exception set forth in section 3C(g) of the Exchange Act, 15 U.S.C. 78c-3(g), end users will not need to rely upon that exception until such time as an SB swap is determined by the Commission to be required to be cleared. Accordingly, the provisions of sections 3C(g)(1), (2) and (4) of the Exchange Act, 15 U.S.C. 78c-3(g)(1), (2) and (4), will not be triggered until that time.</P>
          <P>
            <SU>46</SU>Since the mandatory clearing requirement is a predicate requirement for the end-user clearing exception set forth in section 3C(g) of the Exchange Act, 15 U.S.C. 78c-3(g), end users will not need to rely upon that exception until such time as a SB swap is determined by the Commission to be required to be cleared.</P>
          <P>
            <SU>47</SU>Since the mandatory clearing requirement is a predicate requirement for any exemptions to it, this provision will not be trigged until such time as a SB swap is determined by the Commission to be required to be cleared.</P>
          <P>

            <SU>48</SU>Section 3C(j) of the Exchange Act, 15 U.S.C. 78c-3(j), applies only to registered clearing agencies, including clearing agencies that provide clearance and settlement services for securities other than SB swaps. Accordingly, compliance with such requirements will be required on the later of the Effective Date and registration of the clearing agency. As noted above, three clearing agencies will be deemed registered on the Effective Date, in addition to clearing agencies already registered with the Commission.<E T="03">See</E>discussion<E T="03">infra</E>part II.H.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>49</SU>15 U.S.C. 78c-3(e)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>50</SU>15 U.S.C. 78m-1.</P>
        </FTNT>
        <P>Section 3C(e)(1) of the Exchange Act requires the Commission to adopt rules that provide that “[s]ecurity-based swaps entered into before the date of enactment of this section [(‘pre-enactment SB swaps’)] shall be reported to a registered security-based swap data repository or the Commission no later than 180 days after the effective date of [section 3C of the Exchange Act].”<SU>51</SU>
          <FTREF/>Section 3C of the Exchange Act becomes effective on July 16, 2011, and 180 days after that date is January 12, 2012.</P>
        <FTNT>
          <P>
            <SU>51</SU>15 U.S.C. 78c-3(e)(1).</P>
        </FTNT>
        <P>The Commission is exercising its authority under section 36 of the Exchange Act<SU>52</SU>
          <FTREF/>to exempt any person from having to report any pre-enactment SB swaps as set forth in the rules adopted by the Commission pursuant to section 3C(e)(1) of the Exchange Act<SU>53</SU>
          <FTREF/>until six (6) months after an SDR that is capable of accepting the asset class of the pre-enactment SB swaps is registered by the Commission. The Commission finds that such exemption is necessary or appropriate in the public interest, and is consistent with the protection of investors, because, even after an SDR is registered, market participants will need additional time to establish connectivity and develop appropriate policies and procedures to be able to deliver information to the registered SDR. Therefore, under this exemption, no person will be required to report a pre-enactment SB swap in an asset class until six (6) months after an SDR that is capable of accepting SB swaps in that asset class has registered with the Commission.<SU>54</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>52</SU>15 U.S.C. 78mm.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>53</SU>15 U.S.C. 78c-3(e)(1).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>54</SU>Similarly, we proposed—in rule 910 of Regulation SBSR—that no transaction reports for any SB swap executed on or after July 21, 2010 would have to be submitted to a registered SDR until six months after the date that an SDR registers with the Commission.<E T="03">See</E>Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information,<E T="03">supra</E>note 9. As we stated in the Regulation SBSR proposing release, before reporting to a registered SDR could commence, persons with a duty to report would have to know the policies and procedures of the SDR and have time to implement necessary systems changes.<E T="03">Id.</E>
          </P>
        </FTNT>
        <P>The Commission also is exercising its authority pursuant to section 36 of the Exchange Act to grant a temporary exemption from section 3C(g)(5)(B) of the Exchange Act.<SU>55</SU>
          <FTREF/>Section 3C(g)(5)(B) of the Exchange Act<SU>56</SU>
          <FTREF/>permits a counterparty to an SB swap that is not subject to the mandatory clearing requirement to elect to clear its SB swap with an SBS Entity. The Commission finds that it is necessary or appropriate in the public interest, and consistent with the protection of investors to grant a temporary exemption to SBS Entities from section 3C(g)(5)(B) of the Exchange Act<SU>57</SU>
          <FTREF/>because the Commission understands that there are currently no CCPs offering customer clearing of SB swaps and additional action by the Commission will be necessary to address segregation and other customer protection issues. Therefore, under this exemption, section 3C(g)(5)(B) of the Exchange Act<SU>58</SU>
          <FTREF/>will not apply until the earliest compliance date set forth in any of the final rules regarding section 3C(b) of the Exchange Act.<SU>59</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>55</SU>15 U.S.C. 78c-3(g)(5)(B).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>56</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>57</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>58</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>59</SU>15 U.S.C. 78c-3(b).</P>
        </FTNT>
        <P>In addition, the Commission is exercising its authority pursuant to section 36 of the Exchange Act to grant temporary exemptions from sections 3C(j)(1) and (2) of the Exchange Act.<SU>60</SU>
          <FTREF/>Section 3C(j)(1) of the Exchange Act<SU>61</SU>

          <FTREF/>requires that each registered clearing agency designate an individual to serve as a chief compliance officer. The chief compliance officer will be required to comply with the duties specified in<PRTPAGE P="36292"/>section 3C(j)(2) of the Exchange Act,<SU>62</SU>
          <FTREF/>as well as, following rulemaking, the reporting provisions of section 3C(j)(3) of the Exchange Act.<SU>63</SU>
          <FTREF/>The Commission finds that it is necessary or appropriate in the public interest, and consistent with the protection of investors to grant temporary exemptions from sections 3C(j)(1) and (2) of the Exchange Act<SU>64</SU>
          <FTREF/>because there is potential uncertainty regarding the duties of a chief compliance officer as required by section 3C(j)(2).<SU>65</SU>
          <FTREF/>Therefore, under this exemption, no person will be required to comply with section 3C(j)(1) or (2) of the Exchange Act<SU>66</SU>
          <FTREF/>until the earliest compliance date set forth in any of the final rules regarding section 3C(j)(2) of the Exchange Act.<SU>67</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>60</SU>15 U.S.C. 78c-3(j)(1) and (2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>61</SU>15 U.S.C. 78c-3(j)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>62</SU>15 U.S.C. 78c-3(j)(2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>63</SU>15 U.S.C. 78c-3(j)(2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>64</SU>15 U.S.C. 78c-3(j)(1) and (2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>65</SU>
            <E T="03">See</E>Letter from DTCC (April 29, 2011) (stating that “[w]hile DTCC fully supports the principle of a clearing agency designating a CCO, DTCC believes that some of the duties of the CCO specified in Proposed Rule 3Cj-1 require clarification in order to avoid an overly broad reading of those duties. DTCC believes that some of the duties of the CCO specified in the Proposed Rule go beyond those duties traditionally understood to be part of the compliance function.”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>66</SU>15 U.S.C. 78c-3(j)(1) or (2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>67</SU>15 U.S.C. 78c-3(j)(2).</P>
        </FTNT>
        <P>With respect to the remaining provisions of section 3C of the Exchange Act, unless and until the Commission makes a determination that an SB swap is required to be cleared, section 3C of the Exchange Act, by its terms, does not require any SB swap to be cleared through a registered clearing agency or a clearing agency that is exempt from registration.<SU>68</SU>
          <FTREF/>The Commission is required to adopt rules for clearing agencies' submissions to the Commission for review of SB swaps that clearing agencies seek to accept for clearing.<SU>69</SU>
          <FTREF/>Thus, no SB swaps will be required to be submitted to the Commission for review until the compliance date set forth in such rules.</P>
        <FTNT>
          <P>
            <SU>68</SU>
            <E T="03">See supra</E>note 45.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>69</SU>
            <E T="03">See</E>section 3C(b)(5) of the Exchange Act, 15 U.S.C. 78c-3(b)(5). The Commission published proposed rules regarding the submission process.<E T="03">See</E>Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations,<E T="03">supra</E>note 11.</P>
        </FTNT>
        <HD SOURCE="HD3">Request for Comment</HD>
        <P>• Are there other provisions of section 3C of the Exchange Act for which the Commission should grant temporary exemptive relief? Please specify which provisions and provide a detailed explanation of why granting such exemption would be necessary or appropriate in the public interest, and consistent with the protection of investors.</P>
        <HD SOURCE="HD2">B. Security-Based Swap Execution Facilities</HD>
        <P>Section 3D of the Exchange Act, added by section 763(c) of the Dodd-Frank Act, contains the provisions regarding the registration of SB SEFs and the core principles with which registered SB SEFs must comply.<SU>70</SU>
          <FTREF/>Table B below lists each provision of section 3D of the Exchange Act and identifies those with which compliance will be required on the Effective Date and those with which compliance will be triggered by registration of a person as a SB SEF, adoption of final rules, or other action by the Commission.<SU>71</SU>
          <FTREF/>For the provisions with which compliance will be required on the Effective Date, Table B notes whether temporary relief from compliance is granted. The rationale and duration for such relief is explained in the text following the table. The table also includes provisions that authorize or direct the Commission to take specified action that, once undertaken, may impose compliance obligations upon market participants. Unless otherwise noted in the table below, these provisions do not require compliance by market participants on the Effective Date.</P>
        <FTNT>
          <P>
            <SU>70</SU>15 U.S.C. 78c-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>71</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <GPOTABLE CDEF="s80,15C,15C,15C,xs60" COLS="5" OPTS="L2,i1">
          <TTITLE>Table B—Security-Based Swap Execution Facilities—Compliance Dates</TTITLE>
          <BOXHD>
            <CHED H="1">Exchange act section<SU>72</SU>
            </CHED>
            <CHED H="1">Compliance date</CHED>
            <CHED H="2">Upon effective date (July 16, 2011)</CHED>
            <CHED H="2">Upon registration, publication of final rules, or other commission action<SU>74</SU>
            </CHED>
            <CHED H="1">Authorizes/directs commission action<SU>73</SU>
            </CHED>
            <CHED H="1">Relief granted</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">3D(a)(1): Registration—in general</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>Yes.<SU>75</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3D(a)(2): Registration —dual registration</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3D(b): Trading and trade processing</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3D(c): Identification of facility used to trade SB swaps by national securities exchanges</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>Yes.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3D(d): Core principles for SB SEFs—compliance with core principles—in general and Commission rules and information requests</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>76</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3D(e): Exemptions</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3D(f): Rules</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
        </GPOTABLE>
        <P>As indicated in Table B, the Commission finds, pursuant to section 36 of the Exchange Act,<SU>77</SU>

          <FTREF/>that it is necessary or appropriate in the public interest, and is consistent with the protection of investors, to grant<PRTPAGE P="36293"/>temporary exemptions from sections 3D(a)(1) and 3D(c) of the Exchange Act.<SU>78</SU>
          <FTREF/>Section 3D(a)(1) of the Exchange Act states that no person may operate a facility for the trading or<FTREF/>processing of SB swaps unless the facility is registered as a SB SEF or as a national securities exchange under section 3D of the Exchange Act.<SU>79</SU>
          <FTREF/>The temporary exemption from section 3D(a)(1) would allow an entity that trades SB swaps and is not currently registered as a national securities exchange, or that cannot yet register as a SB SEF because final rules for such registration have not yet been adopted,<SU>80</SU>
          <FTREF/>to continue trading SB swaps during this temporary period without registering as a national securities exchange or SB SEF.<SU>81</SU>
          <FTREF/>The Commission finds that such action is necessary or appropriate in the public interest, and consistent with the protection of investors, to facilitate the operation of entities that trade SB swaps so that these instruments can continue to be traded without the need for entities that trade such instruments to register as national securities exchanges before the Commission has put in place a registration regime for SB SEFs, at which time the entities that operate these facilities would be able to choose between registration as a national securities exchange and a SB SEF.</P>
        <FTNT>
          <P>
            <SU>72</SU>References to section 3D of the Exchange Act in this table are to 15 U.S.C. 78c-4.</P>
          <P>

            <SU>73</SU>These provisions do not require compliance by market participants on the Effective Date, unless the relevant Commission action already has been undertaken.<E T="03">See supra</E>note 26 and accompanying text.</P>
          <P>

            <SU>74</SU>A number of Title VII provisions expressly (or implicitly) apply only to “registered” persons. Until the related registration processes for such persons have been established by final Commission rules, and such persons have become registered pursuant to such rules, they will not be required to comply with these Title VII provisions. If a Title VII provision requires a rulemaking, such provision will not necessarily go into effect on the Effective Date, but instead will go into effect “not less than” 60 days after publication of the related final rule or on July 16, 2011, whichever is later.<E T="03">See</E>section 774 of the Dodd-Frank Act, 15 U.S.C. 77b note.</P>
          <P>
            <SU>75</SU>Rulemaking is necessary to establish the form and manner of registration.</P>
          <P>
            <SU>76</SU>Section 3D(d)(1) of the Exchange Act, 15 U.S.C. 78c-4(d)(1), states in part that “[t]o be registered, and to maintain registration, as a security-based swap execution facility, the security-based swap execution facility shall comply with * * * any requirement that the Commission may impose by rule or regulation.” Accordingly, compliance with such requirements will be required on the later of the registration of the SB SEF and the compliance date of any Commission rule establishing such requirements under section 3D of the Exchange Act, 15 U.S.C. 78c-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>77</SU>15 U.S.C. 78mm.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>78</SU>15 U.S.C. 78c-4(a)(1) and 78c-4(c).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>79</SU>15 U.S.C. 78c-4(a)(1).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>80</SU>Such an entity could, for example, be an alternative trading system or a trading platform that is currently not registered with the Commission in any capacity. The Commission notes that, if such an entity were doing business as an alternative trading system, it would continue to be subject to the requirements of Regulation ATS (17 CFR 242.300<E T="03">et seq.</E>) during this temporary period.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>81</SU>The Commission intends to separately consider temporary relief from the exchange registration requirements of Sections 5 and 6 of the Exchange Act, 15 U.S.C. 78f.</P>
        </FTNT>
        <P>Section 3D(c) of the Exchange Act requires that a national securities exchange (to the extent that it also operates an SB SEF and uses the same electronic trade execution system for listing and executing trades of SB swaps on or through the exchange and the facility) identify whether electronic trading of such SB swaps is taking place on or through the national securities exchange or the SB SEF.<SU>82</SU>
          <FTREF/>The temporary exemption from section 3D(c) of the Exchange Act<SU>83</SU>
          <FTREF/>would avoid legal uncertainty regarding whether a national securities exchange is operating as a SB SEF until further guidance is available.</P>
        <FTNT>
          <P>
            <SU>82</SU>15 U.S.C. 78c-4(c).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>83</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>The temporary exemptions from sections 3D(a)(1) and 3D(c) of the Exchange Act<SU>84</SU>
          <FTREF/>will expire on the earliest compliance date set forth in any of the final rules regarding registration of SB SEFs.</P>
        <FTNT>
          <P>
            <SU>84</SU>15 U.S.C. 78c-4(a)(1) and (c).</P>
        </FTNT>
        <HD SOURCE="HD3">Request for Comment</HD>
        <P>• Are there other provisions of section 3D of the Exchange Act for which the Commission should grant temporary exemptive relief? Please provide a detailed explanation of why granting such an exemption would be necessary or appropriate in the public interest, and consistent with the protection of investors.</P>
        <HD SOURCE="HD2">C. Segregation of Collateral in Security-Based Swaps</HD>
        <P>Section 3E of the Exchange Act, added by section 763(d) of the Dodd-Frank Act, regulates the collection and handling of collateral that counterparties to SB swaps deliver to secure their obligations arising from such SB swaps and sets out certain rights of the counterparties who deliver such collateral.<SU>85</SU>
          <FTREF/>Certain of these provisions require rulemaking by the Commission and thus will not require compliance on the Effective Date because the Commission will not have adopted a segregation rule by that date. Table C below lists each provision of section 3E of the Exchange Act and identifies those provisions that will require compliance on the Effective Date and those with which compliance will be triggered by the adoption of final rules or other action by the Commission.<SU>86</SU>
          <FTREF/>For the provisions with which compliance will be required on the Effective Date, Table C notes whether temporary relief from compliance is granted. The rationale and duration for such relief is explained in the text following the table.</P>
        <FTNT>
          <P>
            <SU>85</SU>15 U.S.C. 78c-5.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>86</SU>Section 3E of the Exchange Act, 15 U.S.C. 78c-5, contains no provisions that expressly apply only to registered SBSDs.</P>
        </FTNT>
        <GPOTABLE CDEF="s80,12C,12C,12C,xs48" COLS="5" OPTS="L2,i1">
          <TTITLE>Table C—Segregation of Collateral in Security-Based Swaps— Compliance Dates.</TTITLE>
          <BOXHD>
            <CHED H="1">Exchange act section<SU>87</SU>
            </CHED>
            <CHED H="1">Compliance date</CHED>
            <CHED H="2">Upon effective date (July 16, 2011)</CHED>
            <CHED H="2">Upon registration, publication of final rules, or other commission action<SU>89</SU>
            </CHED>
            <CHED H="1">Authorizes/directs commission action<SU>88</SU>
            </CHED>
            <CHED H="1">Relief<LI>granted</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">3E(a): Registration requirement</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.<SU>90</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3E(b): Cleared SB swaps—segregation required; commingling prohibited</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.<SU>91</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3E(c)(1): Exceptions—use of funds</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3E(c)(2): Exceptions—Commission action</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.<SU>92</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3E(d): Permitted investments</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3E(d): Permitted investments—specified as permitted investments by the Commission</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3E(e): Prohibition</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.<SU>93</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">3E(f): Segregation requirements for uncleared SB swaps</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>Yes.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3E(g): Bankruptcy</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.<SU>94</SU>
            </ENT>
          </ROW>
        </GPOTABLE>

        <P>As indicated<FTREF/>in Table C, the Commission is granting temporary<PRTPAGE P="36294"/>exemptions from compliance with section 3E(f) of the Exchange Act for SBS Entities.<SU>95</SU>Section 3E(f) of the Exchange Act requires SBS Entities to segregate initial margin amounts delivered by their counterparties in uncleared SB swap transactions if requested to do so by such counterparties.<SU>96</SU>Such segregation would require the establishment of accounts in which to segregate collateral with independent third-party custodians.<SU>97</SU>The establishment of these accounts and the adoption of policies and procedures setting forth the proper collection and maintenance of collateral will require expenditures of resources and time.<SU>98</SU>
        </P>
        <FTNT>
          <P>
            <SU>87</SU>References to section 3E of the Exchange Act in this table are to 15 U.S.C. 78c-5.</P>
          <P>

            <SU>88</SU>These provisions do not require compliance by market participants on the Effective Date, unless the relevant Commission action already has been undertaken.<E T="03">See supra</E>note 26 and accompanying text.</P>
          <P>

            <SU>89</SU>A number of Title VII provisions expressly (or implicitly) apply only to “registered” persons. Until the related registration processes for such persons have been established by final Commission rules, and such persons have become registered pursuant<PRTPAGE/>to such rules, they will not be required to comply with these Title VII provisions. If a Title VII provision requires a rulemaking, such provision will not necessarily go into effect on the Effective Date, but instead will go into effect “not less than” 60 days after publication of the related final rule or on July16, 2011, whichever is later.<E T="03">See</E>section 774 of the Dodd-Frank Act, 15 U.S.C. 77b note.</P>
          <P>
            <SU>90</SU>As explained below, the Commission will consider requests for relief from compliance with this provision by CCPs on behalf of participants.</P>
          <P>
            <SU>91</SU>As explained below, the Commission will consider requests for relief from compliance with this provision by CCPs on behalf of participants.</P>
          <P>
            <SU>92</SU>As explained below, the Commission will consider requests for relief from CCPs on behalf of participants.</P>
          <P>
            <SU>93</SU>As explained below, the Commission will consider requests for relief from CCPs on behalf of participants.</P>
          <P>

            <SU>94</SU>This section incorporates “security-based swap” into certain provisions of the Bankruptcy Code, 11 U.S.C. 1<E T="03">et seq.</E>
          </P>
          <P>
            <SU>95</SU>15 U.S.C. 78c-5(f).</P>
          <P>
            <SU>96</SU>
            <E T="03">Id.</E>
          </P>
          <P>
            <SU>97</SU>15 U.S.C. 78c-5(f)(1)(B) and (3).</P>
          <P>
            <SU>98</SU>Notwithstanding the exemption granted, market participants in uncleared SB swaps may continue to voluntarily negotiate for and receive similar protections to those provided in section 3E(f) of the Exchange Act, 15 U.S.C. 78c-5(f), until compliance with such section 3E(f) is required.</P>
        </FTNT>
        <P>The Commission finds that temporary exemption from section 3E(f) of the Exchange Act for SBS Entities is necessary or appropriate in the public interest, and is consistent with the protection of investors, because it would allow persons to register as an SBS Entity in accordance with the applicable registration requirements, once established, prior to expending resources to comply with the provisions of section 3E(f) of the Exchange Act as discussed above.<SU>99</SU>
          <FTREF/>In addition, the Commission believes the exemption will give SBS Entities additional time to establish the necessary accounts and adopt the policies and procedures required by section 3E(f) of the Exchange Act.<SU>100</SU>
          <FTREF/>Accordingly, the Commission is providing a temporary exemption pursuant to section 36 of the Exchange Act<SU>101</SU>
          <FTREF/>from section 3E(f) of the Exchange Act<SU>102</SU>
          <FTREF/>for SBS Entities. The temporary exemption will expire on the date upon which the rules adopted by the Commission to register SBSDs and MSBSPs become effective.</P>
        <FTNT>
          <P>
            <SU>99</SU>15 U.S.C. 78c-5(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>100</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>101</SU>15 U.S.C. 78mm.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>102</SU>15 U.S.C. 78c-5(f)(1), (f)(3), and (f)(4).</P>
        </FTNT>
        <P>Section 3E(a) of the Exchange Act prohibits a person not registered as a broker, dealer, or SBSD from undertaking specified actions pertaining to the collection of margin associated with clearing an SB swap for an SB swap customer through a clearing agency.<SU>103</SU>
          <FTREF/>Section 3E(a) of the Exchange Act requires that a person register with the Commission as a broker, dealer, or SBSD in order to comply with the provision.<SU>104</SU>
          <FTREF/>Section 3E(b) of the Exchange Act obligates such persons to segregate initial margin amounts delivered by their counterparties in cleared SB swaps.<SU>105</SU>
          <FTREF/>Sections 3E(c), (d), and (e) of the Exchange Act,<SU>106</SU>
          <FTREF/>respectively, contain exceptions to section 3E(b) of the Exchange Act<SU>107</SU>
          <FTREF/>permitting the commingling of funds for convenience in certain circumstances, prescribe certain obligations of the United States government in which margin collected may be invested, and contain other prohibitions on the use of margin.</P>
        <FTNT>
          <P>
            <SU>103</SU>15 U.S.C. 78c-5(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>104</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>105</SU>15 U.S.C. 78c-5(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>106</SU>15 U.S.C. 78c-5(c), (d), and (e).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>107</SU>15 U.S.C. 78c-5(b).</P>
        </FTNT>
        <P>The Commission is not granting exemptions from the requirements of sections 3E(a), (b), (c) or (e) of the Exchange Act.<SU>108</SU>
          <FTREF/>Based on the Commission's experience in granting, and representations made by recipients of, previous exemptive orders for CCPs, the Commission understands that there are currently no CCPs offering customer clearing of SB swaps.<SU>109</SU>
          <FTREF/>However, for CCPs that are planning to offer customer clearing of SB swaps before the compliance date for any of the final rules regarding registration of SBS Entities, the Commission will consider requests for relief from such CCPs on behalf of their participants from sections 3E(a), (b), and (e) of the Exchange Act, as appropriate, based on the applicable facts and circumstances.<SU>110</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>108</SU>15 U.S.C. 78c-5(a), (b), (c) or (e).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>109</SU>The Commission has granted temporary conditional exemptions to facilitate CDS clearing in connection with requests on behalf of ICE Clear Europe Limited; Eurex Clearing AG; Chicago Mercantile Exchange Inc.; ICE Trust US LLC; and LIFFE Administration and Management and LCH.Clearnet Ltd.<E T="03">See infra</E>note 222 and accompanying text.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>110</SU>15 U.S.C. 78c-5(a), (b), and (e).</P>
        </FTNT>
        <HD SOURCE="HD3">Request for Comment</HD>
        <P>• Under the stock-broker bankruptcy provisions of the Bankruptcy Code,<SU>111</SU>
          <FTREF/>the description of which persons have the status as a customer of a broker-dealer with respect to their posted margin includes persons whose margin is required to be segregated. Given that reference to a segregation requirement, is any temporary exemption from section 3E(f) of the Exchange Act appropriate?</P>
        <FTNT>
          <P>
            <SU>111</SU>
            <E T="03">See generally</E>11 U.S.C. 741<E T="03">et seq.</E>
          </P>
        </FTNT>
        <P>• Please explain the steps that must be taken for an SBSD to segregate initial margin for uncleared SB swap transactions. How long would it take to put in place such an arrangement with an independent third-party custodian? Would any existing documentation between the parties need to be amended?</P>
        <P>• Are there other provisions of section 3E of the Exchange Act for which the Commission should consider granting a temporary exemption? Please specify the provision or provisions for which exemptions should be granted and provide a detailed explanation of why granting such exemptions would be necessary or appropriate in the public interest, and consistent with the protection of investors.</P>
        <HD SOURCE="HD2">D. Security-Based Swap Antifraud Provisions</HD>
        <P>Section 9(j) of the Exchange Act,<SU>112</SU>
          <FTREF/>added by 763(g) of the Dodd-Frank Act, includes a provision regarding the prevention of fraud, manipulation, and deception in connection with SB swaps. As indicated in Table D below, section 9(j) of the Exchange Act requires rulemaking.<SU>113</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>112</SU>15 U.S.C. 78i(j).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>113</SU>
            <E T="03">Id.</E>In the context of Section 774 of the Dodd-Frank Act, which addresses provisions that require rulemaking, we believe Section 9(j) requires rulemaking.</P>
        </FTNT>
        <PRTPAGE P="36295"/>
        <GPOTABLE CDEF="s80,15C,15C,15C,xs60" COLS="5" OPTS="L2,i1">
          <TTITLE>Table D—Security-Based Swap Antifraud Provisions—Compliance Dates</TTITLE>
          <BOXHD>
            <CHED H="1">Exchange act section<SU>114</SU>
            </CHED>
            <CHED H="1">Compliance date</CHED>
            <CHED H="2">Upon effective date<LI>(July 16, 2011)</LI>
            </CHED>
            <CHED H="2">Upon registration, publication of final rules, or other commission action<SU>116</SU>
            </CHED>
            <CHED H="1">Authorizes/directs commission action<SU>115</SU>
            </CHED>
            <CHED H="1">Relief granted</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">9(j): Amends Exchange Act to make unlawful fraud, manipulation and deception in connection with SB swaps directs the Commission to engage in rulemaking to define and prescribe means reasonably designed to prevent, such fraud, manipulation and deception</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
        </GPOTABLE>
        <P>The Commission<FTREF/>
          <FTREF/>
          <FTREF/>notes that, as of the Effective Date, SB swaps will be securities.<SU>117</SU>
          <FTREF/>Thus, once the relevant provisions of the Dodd-Frank Act take effect,<SU>118</SU>
          <FTREF/>persons effecting transactions in, or engaged in acts, practices, and courses of business involving, SB swaps will be subject to the Commission's rules and regulations that define and prescribe acts and practices involving securities that are manipulative, deceptive, fraudulent, or otherwise unlawful for purposes of the general antifraud and anti-manipulation provisions of the Federal securities laws, including sections 9(a) and 10(b)<SU>119</SU>
          <FTREF/>of the Exchange Act, rule 10b-5 thereunder<SU>120</SU>
          <FTREF/>(and the prohibitions against insider trading), section 15(c) of the Exchange Act,<SU>121</SU>
          <FTREF/>and section 17(a) of the Securities Act,<SU>122</SU>
          <FTREF/>among others.</P>
        <FTNT>
          <P>
            <SU>114</SU>References to section 9 of the Exchange Act in this table are to 15 U.S.C. 78i.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>115</SU>These provisions do not require compliance by market participants on the Effective Date, unless the relevant Commission action already has been undertaken.<E T="03">See supra</E>note 26 and accompanying text.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>116</SU>A number of Title VII provisions expressly (or implicitly) apply only to “registered” persons. Until the related registration processes for such persons have been established by final Commission rules, and such persons have become registered pursuant to such rules, they will not be required to comply with these Title VII provisions. If a Title VII provision requires a rulemaking, such provision will not necessarily go into effect on the Effective Date, but instead will go into effect “not less than” 60 days after publication of the related final rule or on July 16, 2011, whichever is later.<E T="03">See</E>section 774 of the Dodd-Frank Act, 15 U.S.C. 77b note.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>117</SU>
            <E T="03">See</E>discussion<E T="03">infra.</E>Section 761(a)(2) of the Dodd-Frank Act amends the definition of “security” in section 3(a)(10) of the Exchange Act, 15 U.S.C. 78c(a)(10), to include SB swaps. Section 768(a)(1) of the Dodd-Frank Act amends the Securities Act to include SB swaps in the definition of “security” in section 2(a)(1) thereof, 15 U.S.C. 77b(a)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>118</SU>
            <E T="03">See</E>section 774 of the Dodd-Frank Act.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>119</SU>15 U.S.C. 78i(a) and 78j(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>120</SU>17 CFR 240.10b-5.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>121</SU>15 U.S.C. 78o(c).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>122</SU>15 U.S.C. 77q(a).</P>
        </FTNT>
        <HD SOURCE="HD2">E. Position Limits for Security-Based Swaps.</HD>
        <P>Section 10B of the Exchange Act, added by section 763(h) of the Dodd-Frank Act, provides that the Commission “shall, by rule or regulation, as necessary or appropriate in the public interest or for the protection of investors” establish limits on the size of positions in any SB swap that may be held by any person.<SU>123</SU>
          <FTREF/>As indicated in Table E below, the provisions of section 10B authorize and direct the Commission to undertake certain actions pertaining to position limits.<SU>124</SU>
          <FTREF/>These provisions will become effective on the Effective Date, but, by their plain language, pertain to Commission action. Accordingly, these provisions do not require compliance by market participants on the Effective Date.</P>
        <FTNT>
          <P>
            <SU>123</SU>15 U.S.C. 78j-2.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>124</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <GPOTABLE CDEF="s80,15C,15C,xs60" COLS="5" OPTS="L2,i1">
          <TTITLE>Table E—Position Limits for Security-Based Swaps—Compliance Dates</TTITLE>
          <BOXHD>
            <CHED H="1">Exchange act section<SU>125</SU>
            </CHED>
            <CHED H="1">Compliance date</CHED>
            <CHED H="2">Upon effective date<LI>(July 16, 2011)</LI>
            </CHED>
            <CHED H="2">Upon registration, publication of final rules, or other commission action</CHED>
            <CHED H="1">Authorizes/directs commission action<SU>126</SU>
            </CHED>
            <CHED H="1">Relief granted</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">10B(a): Position limits</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">10B(b): Exemptions</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">10B(c): SRO rules</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">10B(d): Large trader reporting</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD2">F. Reporting of<FTREF/>Security-Based Swaps</HD>
        <FTNT>
          <P>
            <SU>125</SU>References to section 10B of the Exchange Act in this table are to 15 U.S.C. 78j-2.</P>
          <P>

            <SU>126</SU>These provisions do not require compliance by market participants on the Effective Date, unless the relevant Commission action already has been undertaken.<E T="03">See supra</E>note 26 and accompanying text.</P>
        </FTNT>
        <HD SOURCE="HD3">i. Public Availability of Security-Based Swap Data</HD>
        <P>Section 13(m) of the Exchange Act, added by section 763(i) of the Dodd-Frank Act, includes provisions regarding the reporting of SB swap transactions and the public dissemination of such reported information.<SU>127</SU>
          <FTREF/>As set forth in Table F-1 below, certain of the statutory provisions of section 13(m) of the Exchange Act require Commission rulemaking or other action or are only applicable once there are registered SDRs to accept SB swap transaction data.<SU>128</SU>
          <FTREF/>The table also includes provisions that authorize or direct the Commission to take specified action that, once undertaken, may impose compliance obligations upon market participants.<SU>129</SU>

          <FTREF/>Unless otherwise noted in the table below, these provisions do not require compliance by market participants on the Effective Date. The remaining provisions of section 13(m) of the Exchange Act will require compliance on the Effective Date but do not impose any self-executing duties or<PRTPAGE P="36296"/>requirements upon market participants.<SU>130</SU>
          <FTREF/>Accordingly, the Commission is not granting temporary relief from compliance with any provisions of section 13(m) of the Exchange Act.</P>
        <FTNT>
          <P>
            <SU>127</SU>15 U.S.C. 78m(m).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>128</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>129</SU>
            <E T="03">See supra</E>note 26 and accompanying text.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>130</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <GPOTABLE CDEF="s80,12C,12C,12C,xs48" COLS="5" OPTS="L2,i1">
          <TTITLE>Table F—Public Availability of Security-Based Swap Data—Compliance Dates</TTITLE>
          <BOXHD>
            <CHED H="1">Exchange Act Section<SU>131</SU>
            </CHED>
            <CHED H="1">Compliance Date</CHED>
            <CHED H="2">Upon effective date<LI>(July 16, 2011)</LI>
            </CHED>
            <CHED H="2">Upon registration, publication of final rules, or other commission action<SU>133</SU>
            </CHED>
            <CHED H="1">Authorizes/directs commission action<SU>132</SU>
            </CHED>
            <CHED H="1">Relief granted</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">13(m)(1)(A): In general—definition of real-time public reporting</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.<SU>134</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(m)(1)(B): In general—purpose</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.<SU>135</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(m)(1)(C): In general—general rule</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(m)(1)(D): In general—registered entities and public reporting</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(m)(1)(E): In general—rulemaking required</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(m)(1)(F): In general—timeliness of reporting</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(m)(1)(G): In general—reporting of swaps to registered SDRs</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(m)(1)(H): In general—registration of clearing agencies</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(m)(2): Semiannual and annual public reporting of aggregate SB swap data</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD3">ii. Security-Based Swap Data Repositories.</HD>
        <P>Section<FTREF/>13(n) of the Exchange Act, added by section 763(i) of the Dodd-Frank Act, provides for the registration, operation, and governance of SDRs.<SU>136</SU>
          <FTREF/>Certain of the statutory provisions in section 13(n) of the Exchange Act either require a rulemaking or other Commission action or apply only to SDRs once registered, rather than to SDRs generally.<SU>137</SU>
          <FTREF/>Compliance with those provisions will not be required on the Effective Date because the Commission will not have adopted final rules (including rules regarding the manner and form of registration) by that date. The table also includes provisions that authorize or direct the Commission to take specified action that, once undertaken, may impose compliance obligations upon market participants.<SU>138</SU>
          <FTREF/>Unless otherwise noted in the table below, these provisions do not require compliance by market participants on the Effective Date. Table F-2 below lists each provision of section 13(n) of the Exchange Act and identifies those provisions with which compliance will be required on the Effective Date and those with which compliance will be triggered by registration of a person as an SDR or by adoption of final rules by the Commission.<SU>139</SU>
          <FTREF/>For the provisions with which compliance will be required on the Effective Date, Table F-2 notes whether temporary relief from compliance is granted. The rationale and duration for such relief is explained in the text following the table.</P>
        <FTNT>
          <P>
            <SU>131</SU>References to section 13(m) of the Exchange Act in this table are to 15 U.S.C. 78m(m).</P>
          <P>

            <SU>132</SU>These provisions do not require compliance by market participants on the Effective Date, unless the relevant Commission action already has been undertaken.<E T="03">See supra</E>note 26 and accompanying text.</P>
          <P>

            <SU>133</SU>A number of Title VII provisions expressly (or implicitly) apply only to “registered” persons. Until the related registration processes for such persons have been established by final Commission rules, and such persons have become registered pursuant to such rules, they will not be required to comply with these Title VII provisions. If a Title VII provision requires a rulemaking, such provision will not necessarily go into effect on the Effective Date, but instead will go into effect “not less than” 60 days after publication of the related final rule or on July 16, 2011, whichever is later.<E T="03">See</E>section 774 of the Dodd-Frank Act, 15 U.S.C. 77b note.</P>
          <P>
            <SU>134</SU>This section defines “real-time public reporting” for the purposes of section 13(m) of the Exchange Act, 15 U.S.C. 78m(m).</P>
          <P>
            <SU>135</SU>This section sets forth the purpose of section 13(m) of the Exchange Act, 15 U.S.C. 78m(m).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>136</SU>15 U.S.C. 78m(n).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>137</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>138</SU>
            <E T="03">See supra</E>note 26 and accompanying text.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>139</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <GPOTABLE CDEF="s80,12C,12C,12C,xs48" COLS="5" OPTS="L2,i1">
          <TTITLE>Table F-2—Security-Based Swap Data Repositories—Compliance Dates</TTITLE>
          <BOXHD>
            <CHED H="1">Exchange act section<SU>140</SU>
            </CHED>
            <CHED H="1">Compliance date</CHED>
            <CHED H="2">Upon effective date<LI>(July 16, 2011)</LI>
            </CHED>
            <CHED H="2">Upon registration, publication of final rules, or other commission action<SU>142</SU>
            </CHED>
            <CHED H="1">Authorizes/directs commission action<SU>141</SU>
            </CHED>
            <CHED H="1">Relief granted</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">13(n)(1): Registration requirement</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>143</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(2): Inspection and examination</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(3)(A): Compliance with core principles</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(3)(B): Compliance with core principles—reasonable discretion of SDR</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(4)(A): Standard setting—data identification</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(4)(B): Standard setting—data collection and maintenance</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(4)(C): Standard setting—comparability</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(5)(A), (B),<SU>144</SU>(C), (D)(ii), and (E): Duties</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(5)(D)(i), (F), (G), and (H): Duties</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>Yes.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(6)(A)—(B): Designation of chief compliance officer—in general; duties</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>145</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(6)(C): Designation of chief compliance officer—annual reports</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36297"/>
            <ENT I="01">13(n)(7)(A): Core principles applicable to SDRs—market access to services and data</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>Yes.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(7)(B): Core principles applicable to SDRs—governance arrangements</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>Yes.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(7)(C): Core principles applicable to SDRs—Conflicts of interest</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>Yes.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(7)(D): Core principles applicable to SDRs—additional duties developed by Commission</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(8): Required registration for SDRs</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13(n)(9): Rules</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
        </GPOTABLE>
        <P>As indicated<FTREF/>in Table F-2, the Commission finds, pursuant to section 36 of the Exchange Act,<SU>146</SU>
          <FTREF/>that it is necessary or appropriate in the public interest, and is consistent with the protection of investors, to grant temporary exemptions from the provisions of sections 13(n)(5)(D)(i), 13(n)(5)(F), 13(n)(5)(G), 13(n)(5)(H), and 13(n)(7)(A) through (C) of the Exchange Act<SU>147</SU>
          <FTREF/>that would otherwise impose obligations on SDRs as of the Effective Date. These temporary exemptions will allow SDRs additional time to develop the policies, procedures, and systems necessary to comply with the requirements of section 13(n) of the Exchange Act.<SU>148</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>140</SU>References to section 13(n) of the Exchange Act in this table are to 15 U.S.C. 78m(n).</P>
          <P>

            <SU>141</SU>These provisions do not require compliance by market participants on the Effective Date, unless the relevant Commission action already has been undertaken.<E T="03">See supra</E>note 26 and accompanying text.</P>
          <P>

            <SU>142</SU>A number of Title VII provisions expressly (or implicitly) apply only to “registered” persons. Until the related registration processes for such persons have been established by final Commission rules, and such persons have become registered pursuant to such rules, they will not be required to comply with these Title VII provisions. If a Title VII provision requires a rulemaking, such provision will not necessarily go into effect on the Effective Date, but instead will go into effect “not less than” 60 days after publication of the related final rule or on July 16, 2011, whichever is later.<E T="03">See</E>section 774 of the Dodd-Frank Act, 15 U.S.C. 77b note.</P>
          <P>
            <SU>143</SU>In order to provide for orderly registration of SDRs, the Commission will need to propose rules regarding the form and manner of registration with the Commission as an SDR.</P>
          <P>
            <SU>144</SU>The data for which an SDR needs to confirm the accuracy first needs to be prescribed by the Commission pursuant to section 13(n)(5)(A).</P>
          <P>
            <SU>145</SU>Section 13(n)(6) of the Exchange Act, 15 U.S.C. 78m(n)(6), requires each SDR to designate a chief compliance officer who shall perform certain specified duties and prepare annual reports. Although the provision does not explicitly limit its application to registered SDRs, within the context of Title VII and section 13(n) of the Exchange Act, 15 U.S.C. 78m(n), which addresses registered SDRs, the Commission believes that Congress intended these requirements to apply only to SDRs that are registered or are required to register with the Commission.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>146</SU>15 U.S.C. 78mm.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>147</SU>15 U.S.C. 78m(n)(5)(D)(i), (n)(5)(F), (n)(5)(G), (n)(5)(H), and (n)(7)(A) through (C).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>148</SU>15 U.S.C. 78m(n).</P>
        </FTNT>
        <P>The Commission finds that granting a temporary exemption from compliance with the requirements of section 13(n)(5)(D)(i) of the Exchange Act<SU>149</SU>
          <FTREF/>is necessary or appropriate in the public interest, and is consistent with the protection of investors. Section 13(n)(5)(D)(i) of the Exchange Act requires an SDR to provide direct electronic access to the Commission or any designee of the Commission.<SU>150</SU>
          <FTREF/>The Commission believes that this provision will require investment of significant time and resources by an SDR to implement the technology to be used to enable this direct electronic access and to coordinate with the Commission to establish its direct electronic access to data maintained by the SDR. The form and manner in which an SDR will provide direct electronic access may vary, depending in part on the amount of data stored at the SDR and how the SDR maintains that data. In addition, this requirement would obligate SDRs to make changes to existing systems and practices, or develop entirely new systems and practices, all of which would require significant investment of time and resources. The Commission believes it would be inefficient for an SDR to expend time and resources to develop the technological systems necessary to provide the direct electronic access required by section 13(n)(5)(D)(i) of the Exchange Act prior to knowing the capabilities the Commission rules will require these systems to have.<SU>151</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>149</SU>15 U.S.C. 78m(n)(5)(D)(i).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>150</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>151</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>Section 13(n)(5)(F) of the Exchange Act requires and SDR to maintain the privacy of any and all SB swap transaction information that the SDR receives from an SBSD, counterparty, or other registered entity.<SU>152</SU>
          <FTREF/>The Commission finds that granting a temporary exemption from compliance with section 13(n)(5)(F) of the Exchange Act<SU>153</SU>
          <FTREF/>is necessary or appropriate in the public interest because it will provide SDRs additional time to establish and implement robust policies and procedures to protect the privacy of data reported to them.</P>
        <FTNT>
          <P>
            <SU>152</SU>15 U.S.C. 78m(n)(5)(G).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>153</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>Section 13(n)(5)(G) of the Exchange Act requires that SDRs, on a confidential basis, and after notifying the Commission of the request, make available all data obtained by the SDR, including individual counterparty trade and position data, to certain enumerated entities.<SU>154</SU>
          <FTREF/>Section 13(n)(5)(H) of the Exchange Act<SU>155</SU>
          <FTREF/>requires that an SDR, before sharing information with any of the entities listed in section 13(n)(5)(G) of the Exchange Act,<SU>156</SU>
          <FTREF/>(i) receive a written agreement from such entity that the entity will abide by certain confidentiality provisions relating to the information on SB swap transactions that is provided and (ii) each such entity shall agree to indemnify the SDR and the Commission for any expenses arising from litigation relating to the information provided. The Commission finds that granting a temporary exemption from compliance with the notification and indemnification requirements of sections 13(n)(5)(G) and 13(n)(5)(H) of the Exchange Act,<SU>157</SU>

          <FTREF/>is necessary or appropriate in the public interest, and is consistent with the protection of investors, because it would enable relevant authorities to continue<PRTPAGE P="36298"/>to have access to data maintained by SDRs necessary to fulfill their respective mandates while the Commission considers various issues related to these requirements.</P>
        <FTNT>
          <P>
            <SU>154</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>155</SU>15 U.S.C. 78m(n)(5)(G).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>156</SU>15 U.S.C. 78m(n)(5)(H).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>157</SU>15 U.S.C. 78m(n)(5)(G) and 78m(n)(5)(H).</P>
        </FTNT>
        <P>The Commission also finds that it is necessary or appropriate in the public interest, and is consistent with the protection of investors, to grant temporary exemptions from section 13(n)(7)(B) of the Exchange Act's<SU>158</SU>
          <FTREF/>requirement that SDRs establish transparent governance arrangements for certain enumerated reasons. Delaying compliance with this requirement until the Commission's final rules setting forth the full panoply of duties applicable to SDRs have been adopted would avoid possible complications and unnecessary expenditures of time and resources by an SDR. It also would avoid unnecessary disruption of an SDR's governance structure, which could adversely impact the SDR's operations and could result in unnecessary expenditures of time and resources by the SDR. In addition, the Commission finds that it is necessary or appropriate in the public interest, and is consistent with the protection of investors, to grant temporary relief from compliance with (i) section 13(n)(7)(A) of the Exchange Act,<SU>159</SU>
          <FTREF/>which prohibits an SDR from adopting any rule or taking any action that results in any unreasonable restraint of trade or impose any material anticompetitive burden on the trading, clearing, or reporting of transactions and (ii) section 13(n)(7)(C) of the Exchange Act,<SU>160</SU>
          <FTREF/>which requires that SDRs establish rules to minimize conflicts of interest and establish a process for resolving conflicts of interest. The Commission believes that, until SDRs can register with the Commission, they should be given additional time to establish and implement the policies and procedures required by these provisions. In addition, providing additional time through a temporary exemption for SDRs to examine current business practices and any past issues they may have dealt with will likely result in more robust policies and procedures that will better protect market participants.</P>
        <FTNT>
          <P>
            <SU>158</SU>15 U.S.C. 78m(n)(7)(B).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>159</SU>15 U.S.C. 78m(n)(7)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>160</SU>15 U.S.C. 78m(n)(7)(C).</P>
        </FTNT>
        <P>The temporary exemption granted by the Commission from compliance with the requirements of sections 13(n)(5)(D)(i), 13(n)(5)(F), 13(n)(5)(G), 13(n)(5)(H), 13(n)(7)(A), 13(n)(7)(B), and 13(n)(7)(C) of the Exchange Act<SU>161</SU>
          <FTREF/>will expire on the earlier of (1) the date the Commission grants registration to the SDR and (2) the earliest compliance date set forth in any of the final rules regarding the registration of SDRs.</P>
        <FTNT>
          <P>
            <SU>161</SU>15 U.S.C. 78m(n)(5)(D)(i), (n)(5)(G), (n)(5)(H)(ii), (n)(7)(A), (n)(7)(B), and (n)(7)(C).</P>
        </FTNT>
        <P>
          <E T="03">Request for Comment:</E>
        </P>
        <P>• Are there other provisions in addition to those identified above for which compliance is required as of the Effective Date but exemptive relief is or is not appropriate? If so, please specify those provisions and provide a detailed explanation of why granting such an exemption is or is not necessary or appropriate in the public interest, or consistent with the protection of investors.</P>
        <HD SOURCE="HD3">iii. Reporting and Recordkeeping for Security-Based Swaps</HD>
        <P>Section 13A of the Exchange Act, added by section 766(a) of the Dodd-Frank Act, generally sets forth reporting requirements for SB swaps that are not cleared.<SU>162</SU>
          <FTREF/>As set forth in Table F-3 below, certain of the statutory provisions of section 13A of the Exchange Act require Commission rulemaking or other action or are only applicable if a registered SDR will accept reports.<SU>163</SU>
          <FTREF/>The table also includes provisions that authorize or direct the Commission to take specified action that, once undertaken, may impose compliance obligations upon market participants.<SU>164</SU>
          <FTREF/>Unless otherwise noted in the table below, these provisions do not require compliance by market participants on the Effective Date. The remaining provisions of section 13A of the Exchange Act will become effective on the Effective Date but do not impose any duties or requirements upon market participants.<SU>165</SU>
          <FTREF/>Accordingly, the Commission is not granting temporary relief from compliance with any provisions of section 13A of the Exchange Act.<SU>166</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>162</SU>15 U.S.C. 78m-1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>163</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>164</SU>
            <E T="03">See supra</E>note 26 and accompanying text.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>165</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>166</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <GPOTABLE CDEF="s80,15C,15C,15C,xs60" COLS="5" OPTS="L2,i1">
          <TTITLE>Table F-3—Reporting and Recordkeeping for Security-Based Swaps—Compliance Dates</TTITLE>
          <BOXHD>
            <CHED H="1">Exchange act section<SU>167</SU>
            </CHED>
            <CHED H="1">Compliance Date</CHED>
            <CHED H="2">Upon effective date<LI>(July 16, 2011)</LI>
            </CHED>
            <CHED H="2">Upon registration, publication of final rules, or other commission  action<SU>169</SU>
            </CHED>
            <CHED H="1">Authorizes/directs commission action<SU>168</SU>
            </CHED>
            <CHED H="1">Relief granted</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">13A(a)(1)(A): Required reporting of SB swaps not accepted by a clearing agency or derivatives clearing organization—in general—reporting to SDRs</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>170</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">13A(a)(1)(B): Required reporting of SB swaps not accepted by a clearing agency or derivatives clearing organization—in general—reporting to the Commission</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>171</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">13A(a)(2)(A): Required reporting of SB swaps not accepted by a clearing agency or derivatives clearing organization—transition rule pre-enactment SB swaps</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>172</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">13A(a)(2)(B): Required reporting of SB swaps not accepted by a clearing agency or derivatives clearing organization—rulemaking for transition rule pre-enactment SB swaps</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13A(a)(2)(C): Required reporting of SB swaps not accepted by a clearing agency or derivatives clearing organization—effective date</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.<SU>173</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">13A(a)(3): Reporting obligations<SU>174</SU>
            </ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13A(b): Duties of certain individuals</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>175</SU>
            </ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36299"/>
            <ENT I="01">13A(c)(1): Requirements—provision of reports on SB swaps to the Commission</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13A(c)(2): Requirements—recordkeeping requirement</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13A(d): Identical data</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
        </GPOTABLE>
        <P>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>167</SU>References to section 13A of the Exchange Act in this table are to 15 U.S.C. 78m-1.</P>
          <P>

            <SU>168</SU>These provisions do not require compliance by market participants on the Effective Date, unless the relevant Commission action already has been undertaken.<E T="03">See supra</E>note 26 and accompanying text.</P>
          <P>

            <SU>169</SU>A number of Title VII provisions expressly (or implicitly) apply only to “registered” persons. Until the related registration processes for such persons have been established by final Commission rules, and such persons have become registered pursuant to such rules, they will not be required to comply with these Title VII provisions. If a Title VII provision requires a rulemaking, such provision will not necessarily go into effect on the Effective Date, but instead will go into effect “not less than” 60 days after publication of the related final rule or on July 16, 2011, whichever is later.<E T="03">See</E>section 774 of the Dodd-Frank Act, 15 U.S.C. 77b note.</P>
          <P>
            <SU>170</SU>Section 13A(a)(1) of the Exchange Act, 15 U.S.C. 78m-1(a)(1), states in part that “[e]ach security-based swap that is not accepted for clearing by any clearing agency or derivatives clearing organization shall be reported to (A) a security-based swap data repository described in section 13(n) [of the Exchange Act, 15 U.S.C. 78m(n)].” Because the SDRs described in section 13(n) of the Exchange Act, 15 U.S.C. 78m(n), are required by section 13(n)(1) of the Exchange Act, 15 U.S.C. 78m(n)(1), to be registered, the Commission believes this requirement is not triggered until an SDR is registered.</P>
          <P>
            <SU>171</SU>Section 13A(a)(1)(B) of the Exchange Act, 15 U.S.C. 78m-1(a)(1)(B), provides for an alternative method of reporting if there is no SDR that will accept a report; however, the time frame for that reporting requirement must be established by Commission rule.</P>
          <P>

            <SU>172</SU>Section 13A(a)(2) of the Exchange Act, 15 U.S.C. 78m-1(a)(2), required the Commission to promulgate an interim final rule regarding reporting of pre-enactment SB swaps and states in part that each such pre-enactment SB swap, the terms of which have not expired as of such date, “shall be reported to a registered security-based swap data repository or the Commission by a date that is not later than (i) 30 days after issuance of the interim final rule; or (ii) such other period as the Commission determines to be appropriate.” The effective date of the interim final rule was October 20, 2010. However, pursuant to the interim final temporary rule issued by the Commission on reporting of pre-enactment SB swap data, specified counterparties to such pre-enactment SB swaps are required to (1) report certain information to a registered SDR or the Commission by the compliance date established in the reporting rules required under sections 3C(e) and 13A(a)(1) of the Exchange Act, 15 U.S.C. 78c-3(e) and 78m-1(a)(1), or within 60 days after a registered SDR commences operations to receive and maintain data concerning such SB swap, whichever occurs first, and (2) report to the Commission any information relating to such pre-enactment SB swaps upon request of the Commission. No SDR is registered yet to accept SB swap data and the reporting rules under section 3C(e) have not yet been adopted. In addition, the Commission stated, in an interpretative note to the interim final rule, its belief that it is necessary for a counterparty, that may be required to report transactions under the interim final rule, to retain all information relating to the terms of pre-enactment security-based swaps in order for that counterparty to be able to comply with the reporting requirements of the interim final rule.<E T="03">See</E>Reporting of Security-Based Swap Transaction Data, 75 FR 64643 (Oct. 20, 2010). The reporting rules under sections 3C(e) and 13A(a)(1) of the Exchange Act, 15 U.S.C. 78c-3(e) and 78m-1(a)(1), are included in a separate release.<E T="03">See</E>Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information,<E T="03">supra</E>note 9.</P>
          <P>
            <SU>173</SU>This section provides that the effective date of section 13A of the Exchange Act, 15 U.S.C. 78m-1, is the date of enactment of section 13A of the Exchange Act, 15 U.S.C. 78m-1. However, compliance will not be required until applicable rules and regulations regarding registered SDRs are in place.</P>
          <P>
            <SU>174</SU>
            <E T="03">See supra</E>note 170.</P>
          <P>
            <SU>175</SU>This section defines the individuals and entities to which the requirements of section 13A(c) of the Exchange Act, 15 U.S.C. 78m-1(c), apply.</P>
        </FTNT>
        <HD SOURCE="HD3">Request for Comment</HD>
        <P>• Are there provisions of section 13A of the Exchange Act for which the Commission should grant temporary exemptive relief? Please specify which provisions and provide a detailed explanation of why granting such exemption would be necessary or appropriate in the public interest, and consistent with the protection of investors.</P>
        <HD SOURCE="HD2">G. Registration and Regulation of Security-Based Swap Dealers and Major Security-Based Swap Participants</HD>
        <P>Section 15F of the Exchange Act, added by section 764(a) of the Dodd-Frank Act, establishes requirements for registration and comprehensive oversight of SBS Entities.<SU>176</SU>
          <FTREF/>Many of the provisions of section 15F of the Exchange Act either require rulemaking or other action by the Commission<SU>177</SU>
          <FTREF/>or apply only to SBS Entities once registered, rather than to SBS Entities generally.<SU>178</SU>
          <FTREF/>Those provisions that either require rulemaking or other action by the Commission or apply only to registered SBS Entities will not require compliance on the Effective Date because the Commission will not have adopted final rules (including rules regarding the manner and form of registration) or taken other required action by that date. Table G below lists each provision of section 15F of the Exchange Act<SU>179</SU>
          <FTREF/>and identifies those provisions with which compliance will be required on the Effective Date and those with which compliance will be triggered by registration of SBS Entities or by the adoption of final rules or other action by the Commission. The table also includes provisions that authorize or direct the Commission to take specified action that, once undertaken, may impose compliance obligations upon market participants.<SU>180</SU>
          <FTREF/>Unless otherwise noted in the table below, these provisions do not require compliance by market participants on the Effective Date. For the provisions with which compliance will be required on the Effective Date, Table G notes whether the Commission is providing temporary relief from compliance. The rationale and duration for such relief is explained in the text following the table.</P>
        <FTNT>
          <P>
            <SU>176</SU>15 U.S.C. 78o-10.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>177</SU>
            <E T="03">See, e.g.,</E>section 15F(b)(2) of the Exchange Act, 15 U.S.C. 78o-10(b)(2) (providing that the registration application of SBS Entities “shall be made in such form and manner as prescribed by the Commission”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>178</SU>
            <E T="03">See, e.g.,</E>section 15F(h)(1) of the Exchange Act, 15 U.S.C. 78o-10(h)(1) (providing that registered SBS Entities shall conform to certain prescribed business conduct standards); section 15F(h)(6) of the Exchange Act, 15 U.S.C. 78o-10(h)(6) (directing the Commission to prescribe rules to implement the business conduct requirements of subsection (h) of such section 15F applicable to registered SBS Entities).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>179</SU>15 U.S.C. 78o-10.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>180</SU>
            <E T="03">See supra</E>note 26 and accompanying text.</P>
        </FTNT>
        <PRTPAGE P="36300"/>
        <GPOTABLE CDEF="s80,15C,15C,15C,xs60" COLS="5" OPTS="L2,i1">
          <TTITLE>Table G—Registration and Regulation of Security-Based Swap Dealers and Major Security-Based Swap Participants—Compliance Dates</TTITLE>
          <BOXHD>
            <CHED H="1">Exchange act section<SU>181</SU>
            </CHED>
            <CHED H="1">Compliance date</CHED>
            <CHED H="2">Upon effective date (July 16, 2011)</CHED>
            <CHED H="2">Upon registration, publication of final rules, or other commission action<SU>183</SU>
            </CHED>
            <CHED H="1">Authorizes/directs/limits commission action<SU>182</SU>
            </CHED>
            <CHED H="1">Relief granted</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">15F(a): Registration of SBSDs and MSBSPs</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>184</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(b)(1)-(3): Requirements—in general; contents; expiration</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(b)(4): Requirements—rules</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(b)(5): Requirements—transition</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(b)(6): Requirements—statutory disqualification</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>Yes</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(c): Dual registration—SBS Entities</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(d): Rulemaking</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(e)(1): Capital and margin requirements—in general</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>185</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(e)(2): Capital and margin requirements—rules</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.<SU>186</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(e)(3)(A): Capital and margin requirements</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(e)(3)(B)(i): Capital and margin requirements—rule of construction; in general</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓<SU>187</SU>
            </ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(e)(3)(B)(ii): Capital and margin requirements—rule of construction; futures commission merchants and other dealers</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.<SU>188</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(e)(3)(C), (D): Capital and margin requirements—rule of construction; margin requirements and; comparability</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.<SU>189</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(f)(1): Reporting and recordkeeping—in general</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>190</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(f)(2): Reporting and recordkeeping—rules</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(g)(1)-(4): Daily trading records—in general; information requirements; counterparty records; audit trail</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>191</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(g)(5): Daily trading records—rules</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(h)(1): Business conduct standards</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>192</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(h)(2): Business conduct standards—responsibilities with respect to special entities</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>193</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(h)(3): Business conduct standards—business conduct requirements</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.<SU>194</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(h)(4): Business conduct standards—special requirements for SBSDs acting as advisors</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>195</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(h)(5)(A): Business conduct standards—special requirements for SBSDs as counterparties to special entities</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>196</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(h)(5)(B): Business conduct standards—Commission authority</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(h)(6): Business conduct standards—rules</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(h)(7): Business conduct standards—applicability</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.<SU>197</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(i)(1): Documentation standards—in general</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>198</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(i)(2): Documentation standards—rules</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(j)(1)-(6): Duties—monitoring of trading; risk management procedures; disclosure of general information; ability to obtain information; conflicts of interest; antitrust considerations</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(j)(7): Duties—rules</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(k)(1)-(2): Designation of chief compliance officer—in general; duties</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>199</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">15F(k)(3): Designation of chief compliance officer—annual reports</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">15F(l): Enforcement and administrative proceeding authority.<SU>200</SU>
            </ENT>
            <ENT/>
            <ENT/>
            <ENT>✓<SU>201</SU>
            </ENT>
            <ENT>N/A.</ENT>
          </ROW>
        </GPOTABLE>
        <P>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>181</SU>References to section 15F of the Exchange Act in this table are to 15 U.S.C. 78o-10.</P>
          <P>

            <SU>182</SU>These provisions do not require compliance by market participants on the Effective Date, unless the relevant Commission action already has been undertaken.<E T="03">See supra</E>note 26 and accompanying text.</P>
          <P>

            <SU>183</SU>A number of Title VII provisions expressly (or implicitly) apply only to “registered” persons. Until the related registration processes for such persons have been established by final Commission rules, and such persons have become registered pursuant to such rules, they will not be required to comply with these Title VII provisions. If a Title VII provision requires a rulemaking, such provision will not necessarily go into effect on the Effective Date, but instead will go into effect “not less than” 60 days after publication of the related final rule or on July16, 2011, whichever is later.<E T="03">See</E>section 774 of the Dodd-Frank Act, 15 U.S.C. 77b note.</P>
          <P>
            <SU>184</SU>Section 15F(b)(2)(A) of the Exchange Act, 15 U.S.C. 78o-10(b)(2)(A), requires SBS Entities to register as such “in such form and manner as prescribed by the Commission * * * ”</P>
          <P>
            <SU>185</SU>Section 15F(e)(1) of the Exchange Act, 15 U.S.C. 78o-10(e)(1), states in part that registered SBS Entities for which there is not a prudential regulator “shall meet such minimum capital requirements and minimum initial and variation and margin requirements as the Commission shall by rule or regulation prescribe * * * ” Accordingly, compliance with such requirements will be required on the later of the registration of a person as an SBS Entity and the compliance date of any Commission rule establishing these capital and margin requirements.</P>
          <P>
            <SU>186</SU>For SBS Entities for which there is a prudential regulator, the prudential regulator shall consult with the Commission and the CFTC in establishing capital and margin requirements.</P>
          <P>
            <SU>187</SU>Section 15F(e)(3)(B)(i) of the Exchange Act, 15 U.S.C. 78o-10(e)(3)(B)(i), provides that nothing in section 15F of the Exchange Act, 15 U.S.C. 78o-10, shall limit the authority of the Commission or the CFTC to set financial responsibility rules for SBS Entities over which they have jurisdiction, respectively.</P>
          <P>
            <SU>188</SU>Section 15F(e)(3)(B)(ii) of the Exchange Act, 15 U.S.C. 78o-10(e)(3)(B)(ii), provides that a futures commission merchant, introducing broker, broker,<PRTPAGE/>or dealer shall maintain sufficient capital to comply with the stricter of any applicable capital requirements to which such futures commission merchant, introducing broker, broker, or dealer is subject to under section 15(f) of the Exchange Act, 15 U.S.C. 78o-10(f), or the Commodity Exchange Act.</P>
          <P>

            <SU>189</SU>Section 15F(e)(3)(C) of the Exchange Act, 15 U.S.C. 78o-10(e)(3)(C), provides,<E T="03">inter alia,</E>that prudential regulators, the Commission, and the CFTC shall consult and “to the maximum extent practicable” establish and maintain comparable minimum capital and margin requirements.</P>
          <P>
            <SU>190</SU>Section 15F(f)(1) of the Exchange Act, 15 U.S.C. 78o-10(f)(1), states in part that registered SBS Entities “shall make such reports as are required by the Commission, by rule or regulation, regarding the transactions and positions and financial condition of the registered security-based swap dealer or major security-based swap participant” and “shall keep books and records * * * in such form and manner and for such period as may be prescribed by the Commission by rule or regulation * * * ” Accordingly, compliance with such reporting and recordkeeping requirements will be required on the later of the registration of a person as an SBS Entity and the compliance date of any Commission rule establishing these reporting and recordkeeping requirements.</P>
          <P>
            <SU>191</SU>Section 15F(g)(1) of the Exchange Act, 15 U.S.C. 78o-10(g)(1), states in part that each registered SBS Entity shall maintain daily trading records and recorded communications “for such period as may be required by the Commission by rule or regulation.” In addition, section 15F(g)(2) of the Exchange Act, 15 U.S.C. 78o-10(g)(2) provides that the daily trading records shall include “such information as the Commission shall require by rule or regulation.” Accordingly, compliance with such recordkeeping requirements will be required on the later of the registration of a person as an SBS Entity and the compliance date of the Commission rule establishing these recordkeeping requirements.</P>
          <P>

            <SU>192</SU>Section 15F(h)(6) of the Exchange Act, 15 U.S.C. 78o-10(h)(6), directs the Commission to “prescribe rules under this subsection [(h) of the Exchange Act, 15 U.S.C. 78o-10(h),] governing business conduct standards.” Accordingly, business conduct standards pursuant to section 15F(h) of the Exchange Act, 15 U.S.C. 78o-10(h), will be established by rule and compliance will be required on the compliance date of the Commission rule establishing these business conduct standards.<E T="03">See also infra</E>note 195.</P>
          <P>
            <SU>193</SU>
            <E T="03">Id.</E>
          </P>
          <P>
            <SU>194</SU>
            <E T="03">Id.</E>
          </P>
          <P>
            <SU>195</SU>
            <E T="03">Id.</E>The Commission notes, however, that, as of the Effective Date, SB swaps will be securities and will be subject to the Commission's authority under sections 9(a) and 10(b) of the Exchange Act, 15 U.S.C. 78i(a) and 78j(b), including rule 10b-5 thereunder, 17 CFR 240.10b-5, section 15(c) of the Exchange Act, 15 U.S.C. 78o(c), and section 17(a) of the Securities Act, 15 U.S.C. 77q(a), among others.<E T="03">See</E>discussion<E T="03">supra</E>note 117 and accompanying text.</P>
          <P>
            <SU>196</SU>
            <E T="03">See supra</E>note 192.</P>
          <P>
            <SU>197</SU>This section limits the applicability of section 15F(h) of the Exchange Act, 15 U.S.C. 78o-10(h).</P>
          <P>
            <SU>198</SU>Section 15F(i) of the Exchange Act, 15 U.S.C. 78o-10(i), states in part that each registered SBS Entity “shall conform with such standards as may be prescribed by the Commission, by rule or regulation, that relate to timely and accurate confirmation, processing, netting, documentation, and valuation of all security-based swaps.” Accordingly, compliance with such requirements will be required on the later of the registration of a person as an SBS Entity and the compliance date of the Commission rule establishing these documentation standards.</P>
          <P>
            <SU>199</SU>Section 15F(k) of the Exchange Act, 15 U.S.C. 78o-10(k), requires each SBS Entity to designate a chief compliance officer who shall perform certain specified duties and prepare annual reports. Although the provision does not explicitly limit its application to a registered SBS Entity, within the context of Title VII and section 15F of the Exchange Act, 15 U.S.C. 78o-10, which regulates registered SBS Entities, the Commission believes that Congress intended these requirements to apply only to SBS Entities that are registered or are required to register with the Commission.</P>
          <P>
            <SU>200</SU>As discussed above, provisions in this column that require Commission action will be effective on the Effective Date. In particular, if (after the Effective Date) the Commission has issued an order pursuant to section 15F(l)(3) of the Exchange Act, 15 U.S.C. 78o-10(l)(3), then, section 15F(l)(4) of the Exchange Act, 15 U.S.C. 78o-10(l)(4), will be applicable and will require Commission consent for persons subject to such an order to be associated with a SBS Entity.</P>
          <P>
            <SU>201</SU>In addition to Commission authority, section 15F(l) of the Exchange Act, 15 U.S.C. 78o-10(l), also provides enforcement authority to prudential regulators for SBS Entities for which they are the prudential regulator.</P>
        </FTNT>
        <PRTPAGE P="36301"/>
        <P>As indicated in Table G, the Commission is providing a temporary exception for SBS Entities from compliance with section 15F(b)(6) of the Exchange Act.<SU>202</SU>
          <FTREF/>Section 15F(b)(6) of the Exchange Act prohibits an SBS Entity from permitting an associated person who is subject to a statutory disqualification, as defined in section 3(a)(39) of the Exchange Act,<SU>203</SU>
          <FTREF/>to effect or be involved in effecting SB swaps on its behalf if the SBS Entity knew or should have known of the statutory disqualification.<SU>204</SU>
          <FTREF/>Section 15F(b)(6) expressly authorizes the Commission to establish exceptions to this provision by rule, regulation, or order.<SU>205</SU>

          <FTREF/>This authority is similar to authority provided to the Commission with respect to the “traditional” securities industry,<E T="03">i.e.,</E>the industry regulated under the Exchange Act prior to the Dodd-Frank Act amendments. This existing Exchange Act authority permits self-regulatory organizations (“SROs”), subject to Commission review, to allow, among other things, a person subject to a statutory disqualification to associate with a broker-dealer.<SU>206</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>202</SU>15 U.S.C. 78o-10(b)(6).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>203</SU>15 U.S.C. 78c(a)(39).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>204</SU>15 U.S.C. 78o-10(b)(6).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>205</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>

            <SU>206</SU>When such a person seeks admission to or continuance in membership or association, the Commission and the SRO have the opportunity to give special review to such person and to restrict or prevent entry into, or continuance in, the business where appropriate in the public interest and for the protection of investors.<E T="03">See</E>Senate Comm. on Banking, Housing, and Urban Affairs, The Securities Act Amendments of 1989, S. Rep. No. 101-105, at 39 (1989); Provision for Notices by Self-Regulatory Organizations of Stays of Such Actions; Appeals; and Admissions to Membership or Association of Disqualified Persons, 42 FR 36409 (Jul. 14, 1977) (adopting rule 19h-1 under the Exchange Act, 17 CFR 240.19h-1, and providing rules for process of filing notices, content of notices, and Commission determination).</P>
        </FTNT>

        <P>Similarly, Commission rule 193 (Applications by Barred Individuals for Consent to Associate) provides a process by which persons that are not regulated by a SRO (<E T="03">e.g.,</E>an investment adviser, an investment company, or a transfer agent) can seek to reenter the securities industry despite previously being barred by the Commission.<SU>207</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>207</SU>17 CFR 201.193.</P>
        </FTNT>
        <P>The Commission intends to separately consider issues relating to how an associated person of an SBS Entity subject to a statutory disqualification may be involved in the SB swap business of the SBS Entity. The Commission believes that existing business relationships and market activity may be unnecessarily disrupted if market participants were required to comply with section 15F(b)(6) of the Exchange Act<SU>208</SU>
          <FTREF/>before the Commission considered, through notice and comment rulemaking, whether to adopt a procedure for potential modifications of the effect of statutory disqualifications under Title VII for SBS Entities and what any such procedure would require. The Commission, therefore, by this Order and pursuant to the authority granted in section 15F(b)(6) of the Exchange Act, is providing a temporary and limited exception for SBS Entities from the application of the prohibition in section 15F(b)(6) of the Exchange Act.<SU>209</SU>
          <FTREF/>Specifically, persons subject to a statutory disqualification (as defined in section 3(a)(39) of the Exchange Act<SU>210</SU>
          <FTREF/>) who are, as of the Effective Date, currently associated with an SBS Entity and who effect or are involved in effecting SB swaps on behalf of such SBS Entity may continue to be associated with any SBS Entity until the date upon which rules adopted by the Commission to register SBS Entities become effective.</P>
        <FTNT>
          <P>
            <SU>208</SU>15 U.S.C. 78o-10(b)(6).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>209</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>210</SU>15 U.S.C. 78c(a)(39).</P>
        </FTNT>
        <P>
          <E T="03">Request for Comment:</E>
        </P>
        <P>• Are there certain persons subject to statutory disqualification who should not be permitted to remain associated with an SBS Entity during the time period of the exception, for example, based upon the nature of the underlying conduct or sanction that resulted in the disqualification?</P>

        <P>• Should there be any differentiation in relief from section 15F(b)(6) of the Exchange Act based upon the nature of the person,<E T="03">e.g.,</E>a natural person or an entity? If so, how and why?</P>

        <P>• Are there persons who are not currently associated with an SBS Entity but who should be able to associate with<PRTPAGE P="36302"/>such entities notwithstanding their statutory disqualification until such time as a procedural rule defining the application of section 15F(b)(6) of the Exchange Act is in place?</P>
        <HD SOURCE="HD2">H. Registration of Clearing Agencies for Security-Based Swaps</HD>
        <P>Section 17A of the Exchange Act, amended by section 763(b) of the Dodd-Frank Act,<SU>211</SU>
          <FTREF/>requires registration of persons performing the functions of a clearing agency with respect to SB swaps. Many of the provisions of section 17A of the Exchange Act either require rulemaking or other action by the Commission or apply only to clearing agencies once registered. Those provisions that either require rulemaking or other action by the Commission or apply only to registered clearing agencies will not require compliance on the Effective Date. Table H below lists each provision of section 17A of the Exchange Act<SU>212</SU>
          <FTREF/>that was added by the Dodd-Frank Act and identifies those provisions with which compliance will be required on the Effective Date and those with which compliance will be triggered by registration of clearing agencies or by the adoption of final rules or other action by the Commission. The table also includes provisions that authorize or direct the Commission to take specified action that, once undertaken, may impose compliance obligations upon market participants.<SU>213</SU>
          <FTREF/>Unless otherwise noted in the table below, these provisions do not require compliance by market participants on the Effective Date. For the provisions with which compliance will be required on the Effective Date, Table H notes whether temporary relief from compliance is granted.</P>
        <FTNT>
          <P>
            <SU>211</SU>15 U.S.C. 78q-1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>212</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>213</SU>
            <E T="03">See supra</E>note 26 and accompanying text.</P>
        </FTNT>
        <GPOTABLE CDEF="s80,12C,12C,12C,xs48" COLS="05" OPTS="L2,i1">
          <TTITLE>Table H—Registration of Clearing Agencies for Security-Based Swaps—Compliance Dates</TTITLE>
          <BOXHD>
            <CHED H="1">Exchange Act Section<SU>214</SU>
            </CHED>
            <CHED H="1">Compliance Date</CHED>
            <CHED H="2">Upon effective date<LI>(July 16, 2011)</LI>
            </CHED>
            <CHED H="2">Upon registration, publication of final rules, or other commission action<SU>216</SU>
            </CHED>
            <CHED H="1">Authorizes/directs commission action<SU>215</SU>
            </CHED>
            <CHED H="1">Relief granted</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">17A(g): Registration requirement</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A<SU>217</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">17A(h): Voluntary registration</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.<SU>218</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">17A(i): Standards for clearing agencies clearing SB swap transactions</ENT>
            <ENT/>
            <ENT>✓</ENT>
            <ENT/>
            <ENT>N/A.<SU>219</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">17A(j): Rules</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">17A(k): Exceptions</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">17A(l)(1)-(2): Existing depository institutions and derivative clearing organizations—in general; conversion of depository institutions</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.<SU>220</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">17A(l)(3): Existing depository institutions and derivative clearing organizations—sharing of information</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.<SU>221</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">17A(m): Modification of core principles</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
        </GPOTABLE>
        <P>As of July 16, 2011, ICE Trust U.S. LLC, ICE Clear Europe Limited and the Chicago Mercantile Exchange Inc., which are operating pursuant to exemptive authority granted by the Commission to clear CDS,<SU>222</SU>
          <FTREF/>will be<PRTPAGE P="36303"/>deemed registered with the Commission solely for the purpose of clearing SB swaps pursuant to the Dodd-Frank Act.<SU>223</SU>
        </P>
        <FTNT>
          <P>
            <SU>214</SU>References to section 17A of the Exchange Act in this table are to 15 U.S.C. 78q-1.</P>
          <P>

            <SU>215</SU>These provisions do not require compliance by market participants on the Effective Date, unless the relevant Commission action already has been undertaken.<E T="03">See supra</E>note 26 and accompanying text.</P>
          <P>

            <SU>216</SU>A number of Title VII provisions expressly (or implicitly) apply only to “registered” persons. Until the related registration processes for such persons have been established by final Commission rules, and such persons have become registered pursuant to such rules, they will not be required to comply with these Title VII provisions. If a Title VII provision requires a rulemaking, such provision will not necessarily go into effect on the Effective Date, but instead will go into effect “not less than” 60 days after publication of the related final rule or on July16, 2011, whichever is later.<E T="03">See</E>section 774 of the Dodd-Frank Act, 15 U.S.C. 77b note.</P>
          <P>

            <SU>217</SU>Section 17A(g) of the Exchange Act, 15 U.S.C. 78q-1(g), will not require compliance as of the Effective Date because sections 17A(i) and (j) of the Exchange Act, 15 U.S.C. 78q-1(i) and (j), require rulemaking regarding registration of clearing agencies that clear SB swap transactions. The Commission notes that the general clearing agency registration requirement under section 17A(b) of the Exchange Act, 15 U.S.C. 78q-1(b), also will apply to SB swap clearing agencies when the provisions amending the definitions of “security” to include SB swaps become effective on the Effective Date.<E T="03">See supra</E>note 17. As noted above, however, the Commission intends to provide temporary relief from certain provisions of the Exchange Act that would otherwise be applicable to SB swaps.<E T="03">See supra</E>note 22 and accompanying text. This includes temporary relief from the clearing agency registration requirement to certain persons with respect to SB swaps. Specifically, persons that currently provide important post-trade, non-CCP clearance and settlement processing services for SB swaps may be required to register as a clearing agency as of the Effective Date (including trade matching, collateral management, and tear-up/compression services). Temporary relief for such persons would provide time for the Commission to consider comments from industry on the issue of registration of these non-CCP clearance and settlement service providers, and to consider possible alternatives to full registration as clearing agencies.<E T="03">See infra</E>note 223 and accompanying text.</P>
          <P>
            <SU>218</SU>Section 17A(h) provides that a person that clears trades that are not required to be cleared may nevertheless register as a clearing agency with the Commission. It is a voluntary provision.</P>
          <P>
            <SU>219</SU>Rules adopted under section 17A(i) of the Exchange Act, 15 U.S.C. 78q-1(i), apply only to registered clearing agencies. Accordingly, compliance with such requirements will be required on the later of the registration of the clearing agency and the compliance date of the Commission rule establishing these clearing agency standards.</P>
          <P>

            <SU>220</SU>Section 17A(l)(1)-(2) provides for the deemed registration of certain clearing agencies.<E T="03">See infra</E>note 223.</P>
          <P>
            <SU>221</SU>Section 17A(l)(3) of the Exchange Act, 15 U.S.C. 78q-l(3), provides that the CFTC shall share certain information with the Commission regarding derivatives clearing organizations deemed to be registered.</P>
          <P>

            <SU>222</SU>The Commission has authorized five entities to clear credit default swaps.<E T="03">See</E>Exchange Act Release Nos. 60372 (July 23, 2009), 74 FR 37748 (July 29, 2009), 61973 (Apr. 23, 2010), 75 FR 22656 (Apr. 29, 2010) and 63389 (Nov. 29, 2010), 75 FR 75520 (Dec. 3, 2010) (CDS clearing by ICE Clear Europe Limited); 60373 (July 23, 2009), 74 FR 37740 (July 29, 2009), 61975 (Apr. 23, 2010), 75 FR 22641 (Apr. 29, 2010) and 63390 (Nov. 29, 2010), 75 FR 75518 (Dec. 3, 2010), (CDS clearing by Eurex Clearing AG); 59578 (Mar. 13, 2009), 74 FR 11781 (Mar. 19, 2009), 61164 (Dec. 14, 2009), 74 FR 67258 (Dec. 18, 2009), 61803 (Mar. 30, 2010), 75 FR 17181 (Apr. 5, 2010) and 63388 (Nov. 29, 2010), 75 FR 75522 (Dec. 3, 2010) (CDS clearing by Chicago Mercantile Exchange Inc.); 59527 (Mar. 6, 2009), 74 FR 10791 (Mar. 12, 2009), 61119 (Dec. 4, 2009), 74 FR 65554 (Dec. 10, 2009), 61662 (Mar. 5, 2010), 75 FR 11589 (Mar. 11, 2010) and 63387 (Nov. 29, 2010) 75 FR 75502 (Dec. 3, 2010) (CDS clearing by ICE Trust US LLC); 59164 (Dec. 24, 2008), 74 FR 139 (Jan. 2, 2009) (temporary CDS clearing by LIFFE Administration and Management and LCH.Clearnet Ltd.) (collectively, “CDS Clearing Exemption Orders”). LIFFE Administration and Management<PRTPAGE/>and LCH.Clearnet Ltd. allowed their order to lapse without seeking renewal.</P>
          <P>There are currently four clearing agencies authorized to provide CCP services for SB swap transactions pursuant to these orders. Eurex Clearing AG will not be deemed registered as a clearing agency.</P>
          <P>
            <SU>223</SU>
            <E T="03">See</E>section 17A(l) of the Exchange Act, 15 U.S.C. 78q-1(1). To be deemed registered, a clearing agency must be a depository institution that cleared swaps as a multilateral clearing organization or a derivative clearing organization that cleared swaps pursuant to an exemption from registration as a clearing agency.<E T="03">Id.</E>Section 17A(l) of the Exchange Act, 15 U.S.C. 78q-1(l), provides that certain SB swap clearing agencies will be deemed registered for the purpose of clearing SB swaps (“Deemed Registered Provision”). Under this Deemed Registered Provision, a deemed registered clearing agency will be required to comply with all requirements of the Exchange Act, and the rules thereunder, applicable to registered clearing agencies, including, for example, the obligation to file proposed rule changes under section 19(b) of the Exchange Act, 15 U.S.C. 78s(b). After the Deemed Registered Provision becomes effective on the Effective Date,<E T="03">see supra</E>Table H, certain clearing agencies will no longer need an exemption from registration as a clearing agency under section 17A of the Exchange Act, 15 U.S.C. 78q-1, in order to clear SB swaps. As noted above, ICE Trust U.S. LLC, ICE Clear Europe Limited, and the Chicago Mercantile Exchange Inc., are eligible for the Deemed Registered Provision based on the specified criteria in section 17A(l) of the Exchange Act, 15 U.S.C. 78q-1(l). In addition, to facilitate the operation of clearing agencies as CCPs for eligible CDS, the Commission also adopted interim temporary exemptions (“Temporary Exemptions”) from certain provisions of the Securities Act, the Exchange Act and the Trust Indenture Act, 15 U.S.C. 77aaa<E T="03">et seq.,</E>subject to certain conditions.<E T="03">See</E>Temporary Exemptions for Eligible Credit Default Swaps to Facilitate Operation of Central Counterparties to Clear and Settle Credit Default Swaps, 74 FR 3967 (Jan. 22, 2009). The Commission extended the expiration date of the final temporary rules until July 16, 2011.<E T="03">See</E>Extension of Temporary Exemptions for Eligible Credit Default Swaps to Facilitate Operation of Central Counterparties to Clear and Settle Credit Default Swaps, 75 FR 72660 (Nov. 26, 2010). The Commission is considering extending the Temporary Exemptions. Once extended, the Temporary Exemptions would continue to be available to those clearing agencies that are deemed registered. The Commission also has proposed exemptions that would allow clearing agencies in their function as CCPs to offer or sell SB swaps subject to certain conditions. These proposed exemptions, if adopted, would replace the Temporary Exemptions and would extend to all SB swaps.<E T="03">See</E>Proposed Cleared SB Swap Exemptions,<E T="03">supra</E>note 19.</P>
        </FTNT>
        <P>By virtue of the broad definition of the term “clearing agency” in section 3(a)(23)(A) of the Exchange Act,<SU>224</SU>
          <FTREF/>certain entities that provide non-CCP clearing agency services with respect to SB swaps would be required to register as a clearing agency under section 17A(b) of the Exchange Act as of the Effective Date.<SU>225</SU>
          <FTREF/>This issue arises for these entities as of the Effective Date, and not before, because prior to such time SB swaps (other than in limited circumstances) were not deemed to be securities. Non-CCP clearing agency services include such services such as trade matching,<SU>226</SU>
          <FTREF/>collateral management,<SU>227</SU>
          <FTREF/>and tear-up/compression services,<SU>228</SU>
          <FTREF/>which are important post-trade processing services for the SB swap markets (“non-CCP clearing agency services”). On March 2, 2011, the Commission proposed exempting certain market participants from the definition of clearing agency as part of its clearing agency standards release.<SU>229</SU>
          <FTREF/>As noted above, the Commission also intends to separately consider temporary relief from section 17A(b) of the Exchange Act<SU>230</SU>
          <FTREF/>for persons that provide non-CCP clearing agency services in connection with SB swaps so that those persons are not required to be registered as a clearing agency on the Effective Date.<SU>231</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>224</SU>15 U.S.C. 78c(a)(23)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>225</SU>15 U.S.C. 78q-1(b). As discussed above, the new registration requirement for SB swap clearing agencies in section 17A(g) of the Exchange Act, 15 U.S.C. 78q-1(g), will not apply until at least 60 days after rulemaking is completed.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>226</SU>
            <E T="03">See</E>Clearing Agency Standards for Operation and Governance,<E T="03">supra</E>note 10 (discussing trade matching services).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>227</SU>
            <E T="03">Id.</E>(discussing collateral management activities).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>228</SU>
            <E T="03">Id.</E>(discussing tear-up and compression services).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>229</SU>
            <E T="03">Id.</E>at 14494-96 (proposing, under section 36 of the Exchange Act, 15 U.S.C. 78mm, an exemption to certain persons from the definition of clearing agency in section 3(a)(23) of the Exchange Act, 15 U.S.C. 78c(a)(23), and asking questions regarding whether there are other persons for whom the Commission should grant a similar exemption).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>230</SU>15 U.S.C. 78q-1(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>231</SU>
            <E T="03">See supra</E>note 217.</P>
        </FTNT>
        <P>
          <E T="03">Request for Comment</E>:</P>
        <P>• Are there any provisions of section 17A of the Exchange Act for which the Commission should grant temporary exemptive relief? Please specify which provisions and provide a detailed explanation of why granting such exemption would be necessary or appropriate in the public interest, and consistent with the protection of investors.</P>
        <HD SOURCE="HD2">I. Other Amendments to the Federal Securities Laws Relating to Security-Based Swaps.</HD>
        <P>Table I lists the remaining statutory provisions of Title VII of the Dodd-Frank Act that have not been addressed above.</P>
        <GPOTABLE CDEF="s60,15C,15C,15C,xs60" COLS="5" OPTS="L2,i1">
          <TTITLE>Table I—Other Amendments to Federal Securities Laws Relating to Security-Based Swaps—Compliance Dates</TTITLE>
          <BOXHD>
            <CHED H="1">Exchange act section</CHED>
            <CHED H="1">Compliance date</CHED>
            <CHED H="2">Upon effective date<LI>(July 16, 2011)</LI>
            </CHED>
            <CHED H="2">Upon registration, publication of final rules, or other commission action<SU>233</SU>
            </CHED>
            <CHED H="1">Authorizes/directs/limits commission action<SU>232</SU>
            </CHED>
            <CHED H="1">Relief granted</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01" O="xl">761(a): Amendments to section 3(a) of the Exchange Act<SU>234</SU>—Definitions (other than the definition of substantial position in section 3(a)(67)(B)).<SU>235</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.<SU>236</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">761(a): Amendments to section 3(a) of the Exchange Act<SU>237</SU>—Definition of substantial position in section 3(a)(67)(B).<SU>238</SU>
            </ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">761(b): Authority to further define terms</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">762(a): Repeals section 206B and 206C of the Gramm-Leach-Bliley Act (“GLBA”).<SU>239</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">762(b): Section 206A of GLBA: conforming amendment.<SU>240</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">762(c): Sections 2A and 17 of the Securities Act: conforming amendments.<SU>241</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">762(d): Sections 3A, 9, 10, 15, 16, 20, and 21A of the Exchange Act: conforming amendments.<SU>242</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">763(e): Section 6(l) of the Exchange Act: trading in SB swaps.<SU>243</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>Yes.</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36304"/>
            <ENT I="01" O="xl">763(f): Amends sections 9(b)(1)-(3) of the Exchange Act to add “security-based swaps”.<SU>244</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">764(b): Savings clause regarding Federal banking agency authority</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓<SU>245</SU>
            </ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">765: Rulemaking on conflicts of interest</ENT>
            <ENT/>
            <ENT/>
            <ENT>✓</ENT>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">766(b): Sections 13(d)(1) and (g)(1) of the Exchange Act: beneficial ownership reporting.<SU>246</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">766(c): Section 13(f)(1) of the Exchange Act: reports by institutional investment managers.<SU>247</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">766(d): Sections 15(b)(4)(C) and (b)(4)(F) of the Exchange Act: administrative proceeding authority.<SU>248</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">766(e): Section 13(o) of the Exchange Act: SB swap beneficial ownership.<SU>249</SU>
            </ENT>
            <ENT/>
            <ENT>✓<SU>250</SU>
            </ENT>
            <ENT/>
            <ENT>No.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">767: Section 28(a) of the Exchange Act: state gaming and bucket shop laws.<SU>251</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.<SU>252</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">768: Sections 2(a) and 5(d) of the Securities Act: amendments to the Securities Act; treatment of SB swaps.<SU>253</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.<SU>254</SU>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">769: Conforming definition in section 2(a)(54) of the Investment Company Act of 1940.<SU>255</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">770: Conforming definition in section 202(a)(29) of the Investment Advisers Act of 1940.<SU>256</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>No.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">771: Other authority of other agencies</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">772(a): Section 36(c) of the Exchange Act: jurisdiction—in general.<SU>257</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01" O="xl">772(b): Section 30(c) of the Securities Act: jurisdiction—rule of construction.<SU>258</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">773: Section 21B(f) of the Exchange Act: civil penalties<SU>259</SU>
            </ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">774: Effective date</ENT>
            <ENT>✓</ENT>
            <ENT/>
            <ENT/>
            <ENT>N/A.</ENT>
          </ROW>
        </GPOTABLE>
        <P>As indicated in Table I<FTREF/>, the Commission finds, pursuant to section 36 of the Exchange Act,<SU>260</SU>
          <FTREF/>that it is necessary or appropriate in the public interest, and is consistent with the protection of investors, to grant a temporary conditional exemption from section 6(l) of the Exchange Act to certain persons.<SU>261</SU>
          <FTREF/>Section 6(l) of the Exchange Act<SU>262</SU>
          <FTREF/>would make it unlawful, as of the Effective Date, for any person to effect a transaction in an SB swap with or for a person that is not an eligible contract participant,<SU>263</SU>
          <FTREF/>unless such transaction is effected on a national securities exchange registered pursuant to section 6(b) of the Exchange Act.<SU>264</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>232</SU>These provisions do not require compliance by market participants on the Effective Date, unless the relevant Commission action already has been undertaken.<E T="03">See supra</E>note 26 and accompanying text.</P>
          <P>

            <SU>233</SU>A number of Title VII provisions expressly (or implicitly) apply only to “registered” persons. Until the related registration processes for such persons have been established by final Commission rules, and such persons have become registered pursuant to such rules, they will not be required to comply with these Title VII provisions. If a Title VII provision requires a rulemaking, such provision will not necessarily go into effect on the Effective Date, but instead will go into effect “not less than” 60 days after publication of the related final rule or on July16, 2011, whichever is later.<E T="03">See</E>section 774 of the Dodd-Frank Act, 15 U.S.C. 77b note.</P>
          <P>
            <SU>234</SU>15 U.S.C. 78c(a).</P>
          <P>
            <SU>235</SU>15 U.S.C. 78c(a)(67)(B).</P>
          <P>
            <SU>236</SU>
            <E T="03">See supra</E>note 22 and accompanying text.</P>
          <P>
            <SU>237</SU>15 U.S.C. 78c(a).</P>
          <P>
            <SU>238</SU>15 U.S.C. 78c(a)(67)(B).</P>
          <P>
            <SU>239</SU>15 U.S.C. 78c note. This amendment, along with the amendments in sections 762(b), (c), and (d) of the Dodd-Frank Act, repeals GLBA, Securities Act, and Exchange Act provisions (as added by the Commodity Futures Modernization Act of 2000) limiting the Commission's authority over security-based swap agreements (as defined in section 206B of the GLBA, 15 U.S.C. 78c note).</P>
          <P>
            <SU>240</SU>
            <E T="03">Id.</E>
          </P>
          <P>
            <SU>241</SU>15 U.S.C. 77b-1 and 77q.</P>
          <P>

            <SU>242</SU>15 U.S.C. 78c-1, 78i, 78j, 78o, 78p, 78t, and 78u-1.<E T="03">See supra</E>note 224.</P>
          <P>
            <SU>243</SU>15 U.S.C. 78f(l).</P>
          <P>
            <SU>244</SU>15 U.S.C. 78i(b)(1)-(3). Section 763(f) makes conforming amendments to the Exchange Act.</P>
          <P>
            <SU>245</SU>Section 764(b) provides that no appropriate Federal banking agency shall be divested of any authority for any entity over which it has authority.</P>
          <P>
            <SU>246</SU>15 U.S.C. 78m(d)(1) and (g)(1).</P>
          <P>
            <SU>247</SU>15 U.S.C. 78m(f)(1).</P>
          <P>
            <SU>248</SU>15 U.S.C. 78o(b)(4)(C) and (b)(4)(F).</P>
          <P>
            <SU>249</SU>15 U.S.C. 78m(o).</P>
          <P>
            <SU>250</SU>
            <E T="03">See</E>Beneficial Ownership Reporting Requirements and Security-Based Swaps, Exchange Act Release No. 64628 (June 8, 2011),<E T="03">available at http://www.sec.gov/rules/final/2011/34-64628.pdf.</E>
          </P>
          <P>
            <SU>251</SU>15 U.S.C. 78bb(a).</P>
          <P>
            <SU>252</SU>This section limits the scope of applicability of certain provisions of the Exchange Act and addresses certain state law issues.</P>
          <P>
            <SU>253</SU>15 U.S.C. 77b(a) and 77e(d).</P>
          <P>

            <SU>254</SU>The Commission has proposed exemptions from the registration requirements of the Securities Act for offers or sales of SB swaps issued by certain clearing agencies satisfying certain conditions.<E T="03">See</E>Proposed Cleared SB Swap Exemptions,<E T="03">supra</E>note 19.</P>
          <P>
            <SU>255</SU>15 U.S.C. 80a-2(a)(54). Section 769 of the Dodd-Frank Act makes conforming amendments to section 2(a)(54) the Investment Company Act of 1940.</P>
          <P>
            <SU>256</SU>15 U.S.C. 80b-2(a)(29). Section 770 of the Dodd-Frank Act makes conforming amendments to section 202(a)(2) of the Investment Advisers Act of 1940.</P>
          <P>
            <SU>257</SU>15 U.S.C. 78mm(c).</P>
          <P>
            <SU>258</SU>15 U.S.C. 78dd(c).</P>
          <P>
            <SU>259</SU>15 U.S.C. 78u-2(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>260</SU>15 U.S.C. 78mm.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>261</SU>15 U.S.C. 78f(l).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>262</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>263</SU>
            <E T="03">See</E>section 1a(18) of the Commodity Exchange Act, 7 U.S.C. 1a(18).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>264</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <P>Title VII amended the definition of eligible contract participant in the Commodity Exchange Act.<SU>265</SU>
          <FTREF/>A number<PRTPAGE P="36305"/>of commenters have raised concerns about potential uncertainty regarding the definition of “eligible contract participant” as a result of the Title VII amendments to that definition.<SU>266</SU>
          <FTREF/>They have suggested, among other things, that market participants may cease or limit their business with counterparties that could potentially be considered non-eligible contract participants when the Dodd-Frank Act amendments to the definition of eligible contract participant go into effect.<SU>267</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>265</SU>Section 721(a) of the Dodd-Frank Act amended section 1a(18) of the Commodity Exchange Act, 7 U.S.C. 1a(18), to include a new definition of the term “eligible contract participant.”</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>266</SU>
            <E T="03">See, e.g.,</E>Trade Association Letter,<E T="03">supra</E>note 28 (“The definition of [eligible contract participant] was amended by [the Dodd-Frank Act], and the [Commission and the CFTC] have sought comments in [the Entity Definitions Release] on how to further define such term, including how to interpret the phrase “discretionary basis.” Until the term [eligible contract participant] is further defined in a final rulemaking, market participants will not know whether they are dealing with an [eligible contract participant], and where the line is between their institutional and retail businesses. As a result, they will not know * * * whether certain transactions are subject to the new requirement for [non-eligible contract participant] transactions to be executed on an exchange * * *. As a result, market participants may cease or severely limit their business with counterparties that could potentially be considered [non-eligible contract participants] under the Dodd-Frank statutory definition of [eligible contract participant].”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>267</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>The Commission finds that temporary exemption from section 6(l) of the Exchange Act<SU>268</SU>
          <FTREF/>for persons that meet the definition of eligible contract participant as set forth in section 1a(12) of the Commodity Exchange Act (as in effect on July 20, 2010)<SU>269</SU>
          <FTREF/>is necessary or appropriate in the public interest, and is consistent with the protection of investors, because it would allow persons currently participating in the SB swap markets that could potentially be considered non-eligible contract participants under the definition of eligible contract participant as amended by Title VII of the Dodd-Frank Act, to continue to do so until the term eligible contract participant is further defined in final rulemaking. Accordingly, the Commission is providing a temporary conditional exemption pursuant to section 36 of the Exchange Act<SU>270</SU>
          <FTREF/>from section 6(l) of the Exchange Act<SU>271</SU>
          <FTREF/>for eligible contract participants under current law. The temporary exemption will expire on the effective date for the final rules further defining the term eligible contract participant.</P>
        <FTNT>
          <P>
            <SU>268</SU>15 U.S.C. 78(f)(l).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>269</SU>7 U.S.C. 1a(12) (as in effect on July 20, 2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>270</SU>15 U.S.C. 78mm.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>271</SU>15 U.S.C. 78f(l).</P>
        </FTNT>
        <P>In addition, the Commission has received comments<SU>272</SU>
          <FTREF/>expressing concern regarding the implication of the incorporation of SB swaps into the definition of “security.”<SU>273</SU>
          <FTREF/>Commenters have indicated that they are still analyzing the full implication of such expansion of the definition of security, but that it will take time.<SU>274</SU>
          <FTREF/>Market participants therefore have requested temporary relief from certain provisions of the Exchange Act that will impose new obligations on counterparties to SB swaps so that they may complete their analysis and submit requests for more targeted relief.<SU>275</SU>
          <FTREF/>The Commission intends to separately address relief in this area.<SU>276</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>272</SU>
            <E T="03">See supra</E>note 28.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>273</SU>The Commission notes however that it has not received any comments regarding the definition of “security future” or the possibility that SB swaps may be characterized as security futures. Section 3(a)(55) of the Exchange Act, 15 U.S.C. 78c(a)(55), excludes from the definition of security future “any agreement, contract, or transaction excluded from the Commodity Exchange Act under section 2(c), 2(d), 2(f), or 2(g) of the Commodity Exchange Act (as in effect on the date of enactment of the Commodity Futures Modernization Act of 2000) or title IV of the Commodity Futures Modernization Act of 2000.” Although the Dodd-Frank Act repealed certain provisions of the Commodity Exchange Act added by the CFMA, Title VII did not affect this exclusion or otherwise affect the legal certainty provided by section 3(a)(55) of the Exchange Act regarding the potential scope of the definition of security future.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>274</SU>
            <E T="03">See supra</E>note 28 and note 275.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>275</SU>See Trade Association Letter,<E T="03">supra</E>note 28.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>276</SU>
            <E T="03">See supra</E>note 22 and accompanying text.</P>
        </FTNT>
        <P>Moreover, the Commission has proposed exemptions under the Securities Act, the Exchange Act, and the Trust Indenture Act for SB swaps issued by certain clearing agencies satisfying certain conditions.<SU>277</SU>
          <FTREF/>The proposed exemptive rules would exempt transactions by clearing agencies in these SB swaps from all provisions of the Securities Act, other than the section 17(a)<SU>278</SU>
          <FTREF/>antifraud provisions, as well as exempt these SB swaps from Exchange Act registration requirements and from the provisions of the Trust Indenture Act, provided certain conditions are met.<SU>279</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>277</SU>
            <E T="03">See</E>Proposed Cleared SB Swap Exemptions,<E T="03">supra</E>note 19 and discussion<E T="03">supra</E>note 223.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>278</SU>15 U.S.C. 77q(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>279</SU>
            <E T="03">See</E>Proposed Cleared SB Swap Exemptions,<E T="03">supra</E>note 19.</P>
        </FTNT>
        <P>
          <E T="03">Request for Comment:</E>
        </P>
        <P>• Is the temporary exemption from section 6(l) of the Exchange Act appropriate? If not, why not? Is the condition that transactions be limited to eligible contract participants as defined under current law sufficient to protect SB swap market participants that would otherwise receive the protection of the exchange-trading requirement of section 6(l) of the Exchange Act?</P>
        <P>• Are there any provisions set out in Table I above, other than those for which the Commission has indicated that it will be providing guidance, and where appropriate, temporary relief, for which the Commission should grant temporary exemptive relief? Please specify which provisions and provide a detailed explanation of why granting such exemption would be necessary or appropriate in the public interest, and consistent with the protection of investors.</P>
        <HD SOURCE="HD2">J. Section 29(b) of the Exchange Act</HD>
        <P>Section 29(b) of the Exchange Act generally provides that contracts made in violation of any provision of the Exchange Act, or the rules thereunder, shall be void “(1) as regards the rights of any person who, in violation of any such provision, * * * shall have made or engaged in the performance of any such contract, and (2) as regards the rights of any person who, not being a party to such contracts, shall have acquired any right thereunder with actual knowledge of the facts by reason of which the making or performance of such contracts in violation of any such provision * * *.”<SU>280</SU>
          <FTREF/>As discussed above, the Commission does not believe that provisions of Title VII for which the Commission has taken the view that compliance will either be triggered by registration of a person or by adoption of final rules by the Commission, or for which the Commission has provided an exception or exemptive relief herein, require compliance as of the Effective Date. The Commission thus does not believe that section 29(b) of the Exchange Act<SU>281</SU>
          <FTREF/>would apply to such provisions. For the avoidance of doubt, however, and to avoid possible legal uncertainty or market disruption, the Commission is granting temporary exemptive relief from section 29(b) of the Exchange Act.<SU>282</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>280</SU>15 U.S.C. 78cc(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>281</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>282</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>The Commission is exercising its authority under section 36 of the Exchange Act<SU>283</SU>
          <FTREF/>to temporarily exempt any SB swap contract entered into on or after the Effective Date from being void or considered voidable by reason of section 29 of the Exchange Act<SU>284</SU>

          <FTREF/>because any person that is a party to the SB swap contract violated a provision of the Exchange Act that was amended or added by subtitle B of Title VII of the Dodd Frank Act and for which the Commission has taken the view that compliance will be triggered by registration of a person or by adoption of final rules by the Commission, or for which the Commission has provided an exception or exemptive relief herein,<PRTPAGE P="36306"/>until such date as the Commission specifies.</P>
        <FTNT>
          <P>
            <SU>283</SU>15 U.S.C. 78mm.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>284</SU>15 U.S.C. 78cc(b).</P>
        </FTNT>
        <P>The Commission finds that such exemption is necessary or appropriate in the public interest, and is consistent with the protection of investors, because the legal uncertainty that could result if contracts entered into after the Effective Date were void or voidable under section 29(b) of the Exchange Act<SU>285</SU>
          <FTREF/>could be disruptive to the financial markets, create confusion for both financial institutions and their customers, or result in unnecessary and wasteful litigation.</P>
        <FTNT>
          <P>
            <SU>285</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>As previously discussed, once the relevant provisions of the Dodd-Frank Act take effect,<SU>286</SU>
          <FTREF/>persons effecting transactions in SB swaps, or engaged in acts, practices, and courses of business involving SB swaps, will be subject to the general antifraud and anti-manipulation provisions of the Federal securities laws that were in place before the enactment of the Dodd-Frank Act, including sections 9(a) and 10(b) of the Exchange Act,<SU>287</SU>
          <FTREF/>rule 10b-5 thereunder<SU>288</SU>
          <FTREF/>(and the prohibitions against insider trading), section 15(c) of the Exchange Act,<SU>289</SU>
          <FTREF/>and section 17(a) of the Securities Act,<SU>290</SU>
          <FTREF/>among others. Persons would retain all available rights as a result of any violation of these general antifraud and anti-manipulation provisions.</P>
        <FTNT>
          <P>
            <SU>286</SU>
            <E T="03">See</E>section 774 of the Dodd-Frank Act.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>287</SU>15 U.S.C. 78i(a) and 78j(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>288</SU>17 CFR 240.10b-5.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>289</SU>15 U.S.C. 78o(c).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>290</SU>15 U.S.C. 77q(a).</P>
        </FTNT>
        <HD SOURCE="HD1">III. Solicitation of Comments</HD>
        <P>The Commission intends to monitor closely the transition of the derivatives markets to regulated markets and to determine to what extent, if any, additional regulatory action may be necessary. The Commission is soliciting public comment on all aspects of these exemptions and the guidance it provided regarding compliance dates, including:</P>
        <P>1. Is the guidance provided in this section useful, appropriate, and sufficient for persons to determine which amendments to the Exchange Act by Title VII require compliance on July 16, 2011? If not, please explain and provide examples of which provisions require additional guidance.</P>
        <P>2. Are there other provisions of the Exchange Act as amended by the Dodd-Frank Act for which temporary exemptive relief should be granted? Please provide section references and provide a detailed explanation of why granting such an exemption would be necessary or appropriate in the public interest, and consistent with the protection of investors.</P>
        <P>3. Is the duration of the temporary exemptions granted in this Order appropriate? If not, for which exemptions are the duration not appropriate and what should be the appropriate duration?</P>
        <P>4. Should any conditions be placed on any of these exemptions? If so, which exemptions? Please explain and provide specific examples.</P>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD1">IV. Temporary Exemptions and Other Temporary Relief</HD>
        <P>For the reasons discussed above in Part II, the Commission is granting the following temporary relief:</P>
        <P>
          <E T="03">It is hereby ordered,</E>pursuant to section 36 of the Securities Exchange Act of 1934, that no reporting party (as defined in 17 CFR 242.900) shall be required to report any pre-enactment security-based swap (as defined in 17 CFR 242.900) under section 3C(e)(1) of the Securities Exchange Act of 1934 until the date six (6) months after the date a security-based swap data repository that is capable of accepting the asset class (as defined in 17 CFR 242.900) of such security-based swap is registered by the Commission.</P>
        <P>
          <E T="03">It is hereby further ordered,</E>pursuant to section 36 of the Securities Exchange Act of 1934, that security-based swap dealers and major security-based swap participants are exempt from the requirements of section 3C(g)(5)(B) of the of the Securities Exchange Act of 1934 until the earliest compliance date set forth in any of the final rules regarding section 3C(b) of the Securities Exchange Act of 1934.</P>
        <P>
          <E T="03">It is hereby further ordered,</E>pursuant to section 36 of the Securities Exchange Act of 1934, that registered clearing agencies under section 17A of the Securities Exchange Act of 1934 are exempt from the requirements of sections 3C(j)(1) and (2) of the of the Securities Exchange Act of 1934 until the earliest compliance date set forth in any of the final rules regarding section 3C(j)(2) of the Securities Exchange Act of 1934.</P>
        <P>
          <E T="03">It is hereby further ordered,</E>pursuant to section 36 of the Securities Exchange Act of 1934, that persons that operate a facility for the trading or processing of security-based swaps that is not currently registered as a national securities exchange or that cannot yet register as a security-based swap execution facility because final rules for such registration have not yet been adopted are exempt from the requirements of section 3D(a)(1) of the Securities Exchange Act of 1934 until the earliest compliance date set forth in any of the final rules regarding registration of security-based swap execution facilities.</P>
        <P>
          <E T="03">It is hereby further ordered,</E>pursuant to section 36 of the Securities Exchange Act of 1934, that registered clearing agencies under section 17A of the Securities Exchange Act of 1934 are exempt from the requirements of section 3D(c) of the Securities Exchange Act of 1934 until the earliest compliance date set forth in any of the final rules regarding registration of security-based swap execution facilities.</P>
        <P>
          <E T="03">It is hereby further ordered,</E>pursuant to section 36 of the Securities Exchange Act of 1934, that security-based swap dealers and major security-based swap participants are exempt from the requirements of section 3E(f) of the Securities Exchange Act of 1934 until the date upon which the rules adopted by the Commission to register security-based swap dealers and major security-based swap participants become effective.</P>
        <P>
          <E T="03">It is hereby further ordered,</E>pursuant to section 36 of the Securities Exchange Act of 1934, that entities that meet the definition of security-based swap data repository as set forth in section 3(a)(75) of the Securities Exchange Act of 1934 are exempt from requirements of sections 13(n)(5)(D)(i), 13(n)(5)(F), 13(n)(5)(G), 13(n)(5)(H), and 13(n)(7)(A) through (C) of the Securities Exchange Act of 1934 until the earlier of (1) the date the Commission grants registration to the security-based swap data repository and (2) the earliest compliance date for any of the final rules regarding the registration of security-based swap data repositories.</P>
        <P>
          <E T="03">It is hereby further ordered,</E>pursuant to section 15F(b)(6) of the Securities Exchange Act of 1934, that security-based swap dealers and major security-based swap participants are temporarily excepted from the prohibition of section 15F(b)(6) of the Securities Exchange Act of 1934 with respect to persons subject to a statutory disqualification (as defined in section 3(a)(39) of the Securities Exchange Act of 1934) who are currently associated with a security-based swap dealer or major security-based swap participant and who effect or are involved in effecting security-based swaps on behalf of such security-based swap dealer or major security-based swap participant until the date upon which rules adopted by the Commission to register security-based<PRTPAGE P="36307"/>swap dealers and major security-based swap participants become effective.</P>
        <P>
          <E T="03">It is hereby further ordered,</E>pursuant to section 36 of the Securities Exchange Act of 1934, that any person that meets the definition of eligible contract participant as set forth in section 1a(12) of the Commodity Exchange Act (as in effect on July 20, 2010) is exempt from the requirements of section 6(l) of the Securities Exchange Act of 1934 with respect to a transaction in a security-based swap until the effective date for the final rules further defining the term eligible contract participant, provided that such person effects such transaction with or for a person that also meets the definition of eligible contract participant as set forth in section 1a(12) of the Commodity Exchange Act (as in effect on July 20, 2010).</P>
        <P>
          <E T="03">It is hereby further ordered,</E>pursuant to section 36 of the Securities Exchange Act of 1934, that no contract entered into on or after July 16, 2011 shall be void or considered voidable by reason of section 29(b) of the Securities and Exchange Act of 1934 because any person that is a party to the contract violated a provision of the Securities Exchange Act of 1934 that was amended or added by subtitle B of the Wall Street Transparency and Accountability Act of 2010 and for which the Commission has taken the view that compliance will be triggered by registration of a person or by adoption of final rules by the Commission, or for which the Commission has provided an exception or exemptive relief herein, until such date as the Commission specifies.</P>
        <SIG>
          <P>By the Commission.</P>
          <DATED>Dated: June 15, 2011.</DATED>
          <NAME>Elizabeth M. Murphy,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15432 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <CFR>21 CFR Part 333</CFR>
        <DEPDOC>[Docket No. FDA-2011-D-0404]</DEPDOC>
        <SUBJECT>Guidance for Industry on Topical Acne Drug Products for Over-the-Counter Human Use—Revision of Labeling and Classification of Benzoyl Peroxide as Safe and Effective; Small Entity Compliance Guide; Availability</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; guidance.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Food and Drug Administration (FDA) is announcing the availability of a guidance for small business entities entitled “Topical Acne Drug Products for Over-the-Counter Human Use—Revision of Labeling and Classification of Benzoyl Peroxide as Safe and Effective.” This guidance is intended to help small businesses understand and comply with the requirements of the final rule that adds benzoyl peroxide as a generally recognized as safe and effective (GRASE) active ingredient in over-the-counter (OTC) topical acne drug products and provides new labeling requirements applicable to all OTC topical acne products marketed under the monograph (75 FR 9767, March 4, 2010) (final rule). The guidance describes the requirements of the final rule in plain language and provides answers to common questions on how to comply with the rule. This guidance was prepared in accordance with the Small Business Regulatory Fairness Act.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Submit either electronic or written comments on Agency guidances at any time.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Submit written requests for single copies of this guidance to the Division of Drug Information, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 51, rm. 2201, Silver Spring, MD 20993-0002. Send one self-addressed adhesive label to assist that office in processing your requests. See the<E T="02">SUPPLEMENTARY INFORMATION</E>section for electronic access to the guidance document.</P>
          <P>Submit electronic comments on the guidance to<E T="03">http://www.regulations.gov</E>. Submit written comments to the Division of Dockets Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Arlene H. Solbeck, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 22, rm. 5426, Silver Spring, MD 20993-0002, 301-796-2090.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <P>FDA is announcing the availability of a guidance for small business entities entitled “Topical Acne Drug Products for Over-the-Counter Human Use—Revision of Labeling and Classification of Benzoyl Peroxide as Safe and Effective; Small Entity Compliance Guide.” This guidance summarizes the March 4, 2010, final rule regarding topical acne drug products for OTC use that makes the following changes to the OTC regulations:</P>
        <P>• Adds benzoyl peroxide as a GRASE active ingredient in OTC topical acne drug products.</P>
        <P>• Sets forth new warnings and a direction that must be included in labeling of OTC topical acne drug products that contain benzoyl peroxide.</P>
        <P>• Revises labeling requirements for all OTC topical acne drug products to ensure consistency with the standardized drug facts formatting and requirements set forth in § 201.66 (21 CFR 201.66).</P>

        <P>The guidance summarizes in table form the requirements for specific warnings and directions in the labeling that apply to all OTC acne drug products marketed under the monograph (<E T="03">i.e.,</E>products that contain any of the active ingredients permitted under the OTC topical acne drug monograph, including benzoyl peroxide, resorcinol, resorcinol monoacetate, salicylic acid, and/or sulfur) (21 CFR part 333, subpart D)). The summaries include new warnings and a new “direction for use” required specifically for OTC topical acne products that contain benzoyl peroxide. The revised labeling requirements ensure that the labeling of OTC topical acne drug products is consistent with the standardized drug facts labeling content and format requirements in § 201.66.</P>
        <P>FDA is issuing this small entity compliance guide as level 2 guidance consistent with FDA's good guidance practices regulation (21 CFR 10.115). The guidance represents the Agency's current thinking on the classification of benzoyl peroxide as GRASE in the OTC topical acne drug monograph, and revised labeling requirements for OTC topical acne products, as set forth in the final rule. It does not create or confer any rights for or on any person and does not operate to bind FDA or the public. An alternative approach may be used if such approach satisfies the requirements of the applicable statutes and regulations.</P>
        <HD SOURCE="HD1">II. Comments</HD>

        <P>Interested persons may submit to the Division of Dockets Management (see<E T="02">ADDRESSES</E>) either electronic or written comments regarding this document. It is only necessary to send one set of comments. It is no longer necessary to send two copies of mailed comments. Identify comments with the docket number found in brackets in the heading of this document. Received comments may be seen in the Division of Dockets Management between 9 a.m. and 4 p.m., Monday through Friday.<PRTPAGE P="36308"/>
        </P>
        <HD SOURCE="HD1">III. Electronic Access</HD>

        <P>Persons with access to the Internet may obtain the document at either<E T="03">http://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm</E>or<E T="03">http://www.regulations.gov</E>.</P>
        <SIG>
          <DATED>Dated: June 16, 2011.</DATED>
          <NAME>Leslie Kux,</NAME>
          <TITLE>Acting Assistant Commissioner for Policy.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15560 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 100</CFR>
        <DEPDOC>[Docket No. USCG-2011-0540]</DEPDOC>
        <RIN>RIN 1625-AA08</RIN>
        <SUBJECT>Special Local Regulation for Marine Events; Temporary Change of dates for Recurring Marine Events in the Fifth Coast Guard District; Mill Creek, Hampton, VA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard will temporarily change the enforcement period of one special local regulation for recurring marine events in the Fifth Coast Guard District. This regulation applies a hydroplane speed boat race which was originally scheduled for August 12-14, 2011 will be on August 6-7, 2011. This regulation will restrict vessel traffic in portions of Mill Creek in Hampton, Virginia during the rescheduled event to protect mariners and the boating public from the potential hazards associated with hydroplane speed boats that will reach speeds in excess of 150 miles per hour.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective from August 6, 2011, through August 15, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents indicated in this preamble as being available in the docket are part of docket USCG-2011-0540 and are available online by going to<E T="03">http://www.regulations.gov</E>, inserting USCG-2011-0540 in the “Keyword” box, and then clicking “Search.” They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary rule, call or e-mail LCDR Christopher A. O'Neal, Waterways Management Division Chief, Sector Hampton Roads, Coast Guard; telephone 757-668-5580, e-mail<E T="03">Christopher.A.ONeal@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Regulatory Information</HD>

        <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because delaying the effective date would be contrary to the public interest since immediate action is needed to ensure the safety of the event participants, patrol vessels, spectator craft and other vessels transiting the event area. The potential dangers posed by hydroplane speed boats, operating in speeds excess of 150 miles per hour, make special local regulations necessary. However, the Coast Guard will provide advance notifications to users of the effected waterways via marine information broadcasts, local notice to mariners, commercial radio stations and area newspapers. This regulation represents the re-scheduling of the event in order to de-conflict the event from another race that many competitors and a sponsor are involved in during the second weekend in August 2011 and to have the event take place close in time to the regularly scheduled dates of the event. In addition, publishing an NPRM is unnecessary because this event is an annual event which mariners should be aware of taking place, as it is noticed in the<E T="04">Federal Register</E>. If mariners had concerns about this event taking place, they are on notice throughout the year of the event and can object to or comment about the event at any time. When the NPRM, including the table to § 100.501 listing all of the annual events, was made available for comment, there were no objections to this event.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. Delaying the effective date would be contrary to the public interest since immediate action is needed to ensure the safety of the event participants, patrol vessels, spectator craft and other vessels transiting the event area. The potential dangers posed by hydroplane speed boats, operating in speeds excess of 150 miles per hour, make special local regulations necessary. However, the Coast Guard will provide advance notifications to users of the effected waterways via marine information broadcasts, local notice to mariners, commercial radio stations and area newspapers. This regulation represents the re-scheduling of the event in order to de-conflict the event from another race that many competitors and a sponsor are involved in during the second weekend in August 2011 and to have the event take place close in time to the regularly scheduled dates of the event. In addition, publishing an NPRM is unnecessary because this event is an annual event which mariners should be aware of taking place, as it is noticed in the<E T="04">Federal Register</E>. If mariners had concerns about this event taking place, they are on notice throughout the year of the event and can object to or comment about the event at any time. When the NPRM, including the table to § 100.501 listing all of the annual events, was made available for comment, there were no objections to this event.</P>
        <HD SOURCE="HD1">Background and Purpose</HD>
        <P>This event is annually held in August, scheduled to begin on the second Friday of August and anticipated to run through the Saturday and Sunday of that weekend. The regulation listing annual marine events within the Fifth Coast Guard District and their regulated dates is 33 CFR 100.501. A table to § 100.501 identifies marine events by Captain of the Port zone. This particular event, sponsored this year by the City of Hampton, Hampton Cup Regatta Racing Club and the Phoebus Civic Association, is listed at line No. 44.</P>

        <P>This year, the Regatta was initially scheduled to take place on August 12-14, 2011. However, the event was rescheduled to take place one week earlier, on August 6-7, 2011. The date has changed due to participants and a sponsor being involved in another race during the second weekend in August. In order to deal with this conflict, the regatta date was pushed up one weekend in August 2011.<PRTPAGE P="36309"/>
        </P>
        <P>On August 6-7, 2011, the City of Hampton, Hampton Cup Regatta Racing Club and the Phoebus Civic Association will sponsor the “85th Hampton Cup Regatta” in the waters of Mill Creek, adjacent to Fort Monroe, Hampton, Virginia. The event will consist of approximately 75-100 hydroplane powerboats conducting high-speed competitive races in heats counter-clockwise around an oval racecourse on the water of the Mill Creek adjacent to Fort Monroe, Hampton, Virginia and Route 258 Mercury Highway Bridge. A fleet of spectator vessels is expected to gather near the event site to view the competition. Due to the need for vessel control during the event, the Coast Guard will temporarily restrict vessel traffic in the event area to provide for the safety of participants, spectators, and other transiting vessels. The special local regulation will be enforced from 11:30 a.m. to 5 p.m. August 6, 2011 and from 11:30 a.m. to 5 p.m. on August 7, 2011.</P>
        <P>During this enforcement period, vessels may not enter the regulated area unless they receive permission from the Coast Guard Patrol Commander.</P>
        <HD SOURCE="HD1">Discussion of Rule</HD>
        <P>The Coast Guard will temporarily suspend the regulation listed at line No. 44 in Table to § 100.501 and will insert this new temporary regulation at Table to § 100.501 line No. 44a, in order to reflect the change in date for this event this year. This change is needed to accommodate the conflict in races during the second weekend in August 2011; because there is another race that many participants and a sponsor are involved with during the second week of August 2011, it was determined to shift the “85th Hampton Cup Regatta” to the first weekend in August 2011. No other portion of the Table to § 100.501 shall be affected by this regulation.</P>
        <P>This special local regulation will restrict navigation in the regulated area during the marine event, from 11:30 a.m. to 5 p.m. on August 6, 2011 and from 11:30 a.m. to 5 p.m. on August 7, 2011. Except for persons or vessels authorized by the Coast Guard Patrol Commander, no person or vessel may enter or remain in the regulated area during the effective period. The regulated area is needed to control vessel traffic during the event to enhance the safety of participants in and spectators to the 85th Hampton Cup Regatta.</P>
        <P>The enforcement period for this special local regulation will be from 11:30 a.m. to 5 p.m. on August 6, 2011 and from 11:30 a.m. to 5 p.m. on August 7, 2011. The Coast Guard, at its discretion, will allow the passage of vessels when races are not taking place. Except for participants and vessels authorized by the Captain of the Port or his Representative, no person or vessel may enter or remain in the regulated area.</P>
        <P>In addition to notice in the<E T="04">Federal Register</E>, the maritime community will be provided advance notification via the Local Notice to Mariners and marine information broadcasts.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under that those Orders. Although this rule prevents traffic from transiting a portion of certain waterways during specified events, the effect of this regulation will not be significant due to the limited duration that the regulated area will be in effect and the extensive advance notifications that will be made to the maritime community via marine information broadcasts, local radio stations and area newspapers so mariners can adjust their plans.</P>
        <HD SOURCE="HD1">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
        <P>The rule would affect the following entities, some of which might be small entities: the owners or operators of vessels intending to transit or anchor in this section of Mill Creek during the event from 11:30 a.m. to 6 p.m. on August 6 and from 11:30 a.m. to 6 p.m. on August 7, 2011.</P>
        <P>Although this regulation prevents traffic from transiting a portion of Mill Creek during the event, this rule would not have a significant economic impact on a substantial number of small entities for the following reasons. This rule would be in effect for only a limited period. Vessel traffic will be able to transit the regulated area between heats, when the Coast Guard Patrol Commander deems it is safe to do so. Before the enforcement period, the Coast Guard will issue maritime advisories so mariners can adjust their plans accordingly.</P>

        <P>If you think that your business, organization, or governmental jurisdiction qualifies as a small entity and that this rule would have a significant economic impact on it, please submit a comment (see<E T="02">ADDRESSES</E>) explaining why you think it qualifies and how and to what degree this rule would economically affect it.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>
        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we offer to assist small entities in understanding the rule so that they can better evaluate its effects on them and participate in the rulemaking process.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD1">Federalism</HD>

        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed<PRTPAGE P="36310"/>this rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or Tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD1">Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD1">Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD1">Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD1">Indian Tribal Governments</HD>
        <P>This rule does not have Tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.</P>
        <HD SOURCE="HD1">Energy Effects</HD>
        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD1">Technical Standards</HD>

        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (<E T="03">e.g.,</E>specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD1">Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA)(42 U.S.C. 4321-4370f), and have concluded this action is one of a category of actions which do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34)(h), of the Instruction. This rule involves implementation of regulations within 33 CFR Part 100 that apply to organized marine events on the navigable waters of the United States that may have potential for negative impact on the safety or other interest of waterway users and shore side activities in the event area. The category of water activities includes but is not limited to sail boat regattas, boat parades, power boat racing, swimming events, crew racing, and sail board racing. Under figure 2-1, paragraph (34)(h), of the Instruction, an environmental analysis checklist and a categorical exclusion determination will be available in the docket where indicated under<E T="02">ADDRESSES</E>.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 100</HD>
          <P>Marine safety, Navigation (water), Reporting and recordkeeping requirements, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 100 as follows:</P>
        <REGTEXT PART="100" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 100—SAFETY OF LIFE ON NAVIGABLE WATERS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 100 continues toread as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1233.</P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="100" TITLE="33">
          <AMDPAR>2. Suspend line No. 44 in the Table to § 100.501.</AMDPAR>
          
        </REGTEXT>
        <REGTEXT PART="100" TITLE="33">
          <AMDPAR>3. Add line No. 44a in Table to § 100.501 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 100.501.</SECTNO>
            <SUBJECT>Special Local Regulations; Marine Events in the Fifth Coast Guard District.</SUBJECT>
            <STARS/>
            <GPOTABLE CDEF="s25,20,20,20,r50" COLS="5" OPTS="L1,i1">
              <TTITLE>Table to § 100.501—All Coordinates Listed in the Table to § 100.501 Reference Datum NAD 1983</TTITLE>
              <BOXHD>
                <CHED H="1">Number</CHED>
                <CHED H="1">Date</CHED>
                <CHED H="1">Event</CHED>
                <CHED H="1">Sponsor</CHED>
                <CHED H="1">Location</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW RUL="s">
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW EXPSTB="04" RUL="s">
                <ENT I="21">
                  <E T="02">Coast Guard Sector Hampton Roads—COTP Zone</E>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <PRTPAGE P="36311"/>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="01">44a</ENT>
                <ENT>August 6-7, 2011</ENT>
                <ENT>Hampton Cup Regatta</ENT>
                <ENT>City of Hampton, Hampton Cup Regatta Racing Club, and the Phoebus Civic Association.</ENT>
                <ENT>The waters of Mill Creek, adjacent to Fort Monroe, Hampton, Virginia, enclosed by the following boundaries: to the north, a line drawn along latitude 37°01′00″ N, to the east a line drawn along longitude 076°18′30″ W, to the south a line parallel with the shoreline adjacent to Fort Monroe, and the west boundary is parallel with the Route 258—Mercury Boulevard Bridge.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 13, 2011.</DATED>
          <NAME>Mark S. Ogle,</NAME>
          <TITLE>Captain, U.S. Coast Guard,Captain of the Port Hampton Roads.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15619 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 100</CFR>
        <DEPDOC>[Docket No. USCG-2011-0103]</DEPDOC>
        <RIN>RIN 1625-AA08</RIN>
        <SUBJECT>Special Local Regulation; Extreme Sailing Series Boston; Boston Harbor, Boston, MA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing a temporary special local regulation in Boston Harbor, Boston, Massachusetts, within the Captain of the Port (COTP) Boston Zone. This special local regulation is necessary to provide for the safety of life on navigable waters during the Extreme Sailing Series Boston regatta. The special local regulation will temporarily restrict vessel traffic in a portion of Boston Harbor, and prohibit vessels not participating in the Extreme Sailing Series event from entering the designated race area.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective from 1 p.m. on June 30, 2011, to 6 p.m. on July 4, 2011. This regulation will also be enforced daily from 1 p.m. until 6 p.m., June 30, 2011 through July 4, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Comments and material received from the public, as well as documents mentioned in this preamble as being available in the docket, are part of docket USCG-2011-0103 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-0103 in the “Keyword” box, and then clicking “Search.” This material is also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or e-mail MST1 David Labadie of the Waterways Management Division, U.S. Coast Guard Sector Boston; telephone 617-223-3010, e-mail<E T="03">david.j.labadie@uscg.mil</E>. If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Regulatory Information</HD>

        <P>On April 13, 2011, we published a notice of proposed rulemaking (NPRM) entitled: Special Local Regulation; Extreme Sailing Series Boston; Boston Harbor, Boston, Massachusetts, in the<E T="04">Federal Register</E>(76 FR 20595). We received one comment on the proposed rule. No public meeting was requested, and none was held.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. The Coast Guard completed the public comment period for this rule and only received one comment on the rule which was positive in nature. The sponsor is unable to reschedule this event due the vast number of participants, scheduling, and to other activities being held in conjunction with the event. Establishing a special local regulation for the event will help ensure the safety of persons and property and minimize the associated risks by controlling vessel traffic and movement.</P>
        <HD SOURCE="HD1">Basis and Purpose</HD>
        <P>The legal basis for this rule is 33 U.S.C. 1233, which authorizes the Coast Guard to define Special Local Regulations.</P>
        <P>Establishing a special local regulation for the event will help ensure the safety of persons and property and minimize the associated risks by controlling vessel traffic and movement.</P>
        <HD SOURCE="HD1">Background</HD>
        <P>This temporary special local regulation is necessary to ensure the safety of vessels, participants, and the public during the Extreme Sailing Series Boston regatta. The event will take place over the course of five days in Boston Harbor in the vicinity of Fan Pier. There will be two regulated areas associated with this event and they will be enforced immediately before, during, and after the regatta, from June 30th through July 4th, 2011, from 1 p.m. to 6 p.m. daily.</P>
        <P>This rule is necessary to ensure the safety of vessels and spectators from the hazards associated with competitive sailing regattas. Without the rule, the combination of a large number of recreational vessels due to spectators, sailboats traveling at high speeds on the race course, and large numbers of spectators on the adjacent Fan Pier in close proximity to the water and in a small area of water, could easily result in serious injuries or fatalities.</P>

        <P>All persons and vessels shall comply with the instructions of the COTP Boston or the designated on-scene representative. Entering into, transiting through, mooring or anchoring within the special local regulation area is prohibited unless authorized by the COTP Boston or the designated on-scene representative.<PRTPAGE P="36312"/>
        </P>
        <HD SOURCE="HD1">Discussion of Comments and Changes</HD>
        <P>We received one comment and no changes have been made to the proposed rule.</P>
        <P>The Boston Harbor Association, a non-profit, public interest organization, stated they attended two meetings regarding the plans for the Extreme Sailing Series. Having been at both meetings, the Boston Harbor Association believes that the proposed regulation restricting access to a portion of the waterway addresses the concerns discussed at the meetings, and write in support of the regulation as drafted. The Boston Harbor Association commends all parties for working together to promote activities which allow the public to enjoy Boston Harbor and the waterfront while minimizing impacts to port commerce and commercial boat operators.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Executive Order 12866 and Executive Order 13563</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order.</P>
        <P>The Coast Guard determined that this rule is not a significant regulatory action for the following reasons: (1) The rule will be in effect for five hours per day for five days; (2) persons and vessels may still enter, transit through, anchor in, or remain within the regulated area if they obtain permission from the COTP or the designated representative; and (3) advance notification will be made to the maritime community via broadcast notice to mariners and Local Notice to Mariners (LNM).</P>
        <HD SOURCE="HD1">Small Entities</HD>
        <HD SOURCE="HD2">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities. This rule will affect the following entities, some of which may be small entities: The owners or operators of vessels intending to enter, transit through, anchor in or remain within this regulated area during periods of enforcement.</P>
        <P>This rule will not have a significant economic impact on a substantial number of small entities for the following reasons: This rule will be enforced for a short duration and the race area within the Special Local Regulation area can be quickly collapsed at the discretion of the COTP, as necessary to allow for certain vessels greater than 65 feet in length to transit, provided the vessels have given a five-hour advance notice of their intended transit to the COTP. All other vessels not required to provide advance notification may transit within the Special Local Regulation area, with the exception of the race area, at all times while following the regulations in this rule.</P>
        <P>Additionally, the race organizers will coordinate with industry and the Boston Pilots to provide minimal interruption of commercial vessel traffic during the enforcement periods.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>
        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Public Law 104-121), in the NPRM we offered to assist small entities in understanding this rule so that they can better evaluate its effects on them and participate in the rulemaking.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD1">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or Tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD1">Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD1">Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD1">Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD1">Indian Tribal Governments</HD>

        <P>This rule does not have Tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and<PRTPAGE P="36313"/>responsibilities between the Federal Government and Indian Tribes.</P>
        <HD SOURCE="HD1">Energy Effects</HD>
        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD1">Technical Standards</HD>

        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (<E T="03">e.g.,</E>specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD1">Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34)(h), of the Instruction. This rule involves the establishment of a special local regulation. An environmental analysis checklist and a categorical exclusion determination are available in the docket where indicated under<E T="02">ADDRESSES</E>.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 100</HD>
          <P>Marine Safety, Navigation (water), Reporting and recordkeeping requirements, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 100 as follows:</P>
        <REGTEXT PART="100" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 100—REGULATED SAFETY OF LIFE ON NAVIGABLE WATERS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 100 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1233.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="100" TITLE="33">
          <AMDPAR>2. Add § 100.T01-0103 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 100.T01-0103</SECTNO>
            <SUBJECT>Special Local Regulation; Extreme Sailing Series Boston; Boston Harbor; Boston, MA.</SUBJECT>
            <P>(a)<E T="03">Regulated Area.</E>The following is designated as the special local regulation area: All waters of Boston Harbor near Boston, MA, surface to bottom, encompassed by an area starting at position: 42°21.3′ N; 071°3′  W, thence crossing the Fort Point Channel along Northern Avenue to position 42°21.3′ N; 071°2.9′  W, continuing Southeast along the Shoreline past Fan Pier to the end of the North Jetty at position 42°20.8′ N; 071°1.4′  W, continuing and crossing Boston Harbor to the opposite shore near Logan Airport at position 42°21.2′ N; 071°1′  W, continuing Northwest in a straight line along the shoreline to Pier One at position 42°21.9′ N; 071°02.5′  W, thence back across Boston Harbor to the point of origin at position 42°21.3′ N; 071°3′  W.</P>
            <P>(1) The following area within the special local regulation area is specified as the race area: All waters of Boston Harbor near Boston, MA, surface to bottom, encompassed by an area starting at position: 42°21.59′ N; 071°02.52′  W, thence to position 42°21.28′ N; 071°01.83′  W, thence to position 42°21.10′ N; 071°01.95′  W, thence to position 42°21.20′ N; 071°02.26′  W, thence to position 42°21.15′ N; 071°02.31′  W, thence to position 42°21.31′ N; 071°02.72′  W, thence to the point of origin at position 42°21.59′ N; 071°02.52′  W. This area will be clearly defined by floating buoys and will have the ability to be collapsed quickly to allow for safe passage of traffic if they have obtained permission from the COTP or the designated representative.</P>
            <P>(b)<E T="03">Regulations.</E>In accordance with the general regulations in 33 CFR Part 100, to enter, transit through, anchor in, or remain within the special local regulation area is prohibited unless permission has been authorized by the Captain of the Port (COTP) Boston, or the designated on-scene representative. The “designated on-scene representative” is any Coast Guard commissioned, warrant, or petty officer who is designated by the COTP to act on his behalf. The designated on-scene representative will be aboard either a Coast Guard or Coast Guard Auxiliary vessel. The COTP or the designated on scene representative may be contacted via VHF Channel 16 or by telephone at (617) 223-5750.</P>
            <P>(1) The following restrictions apply to the special local regulation area identified in section (a)(1) of this regulation.</P>
            <P>(i) Special Anchorage “A”, which is a small vessel anchorage located near Rowes Wharf, is the only permitted area for anchoring. All other anchoring within this special local regulation area, including in Anchorage Area #1, is prohibited.</P>
            <P>(ii) This special local regulation area is designed to restrict vessel traffic, including all non-motorized vessels, except as may be permitted by the COTP Boston or the designated on-scene representative.</P>
            <P>(iii) Within this area all vessels will transit at the minimum speed necessary to maintain headway without creating a wake.</P>
            <P>(iv) Due to the waterway area restriction and the expected increase in recreational vessels in the area, vessel operators of all vessels 65 feet in length or greater desiring to enter or operate within the special local regulation area shall contact the COTP or the designated on-scene representative at least five hours prior to the desired transit time to obtain permission to do so. Permission to enter the special local regulation area will be considered on a case by case basis at the discretion of the COTP and vessels may be escorted through the area if the COTP deems it necessary for safe transit. Failure to provide notification of entry at least five hours prior to transit may result in a denial of entry into the regulated area during the enforcement period. Vessel operators given permission to enter the area must comply with all directions given to them by the COTP or the designated on-scene representative.</P>
            <P>(2) The following restrictions apply to the area identified as the race area in section (a)(2) of this regulation. This area is closed to all vessel traffic, with the exception of vessels involved directly with the event such as: sailboat race participants, event safety vessels, on-scene patrol and law enforcement vessels.</P>
            <P>(c)<E T="03">Effective Period.</E>This regulation is effective from 1 p.m. on June 30, 2011, to 6 p.m. on July 4, 2011. This regulation will also be enforced daily<PRTPAGE P="36314"/>from 1 p.m. until 6 p.m., June 30, 2011 through July 4, 2011.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 10, 2011.</DATED>
          <NAME>John N. Healey,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port Boston.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15584 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2011-0434]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone; Mile Marker 98.5 West of Harvey Lock Gulf Intracoastal Waterway to Mile Marker 108.5 West of Harvey Lock Gulf Intracoastal Waterway</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing a temporary safety zone imposing restrictions on the Gulf Intracoastal Waterway (GIWW) between West Harvey Lock Gulf West (WHL) mile marker 98.5 to 108.5. All vessels are prohibited from transiting the zone except as specifically authorized by the Captain of the Port or a designated representative. This temporary safety zone is needed to protect the general public, levee system, vessels and tows from destruction, loss or injury due to hazards associated with rising flood water.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective Date: This rule is effective in the CFR from June 22, 2011 until 11:59 p.m. July 31, 2011. This rule is effective with actual notice for purposes of enforcement beginning 12:01 a.m. May 26, 2011 through 11:59 p.m. July 31, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents indicated in this preamble as being available in the docket are part of docket USCG-2011-0434 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-0434 the “Keyword” box, and then clicking “Search.” They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary rule, call or e-mail Lieutenant (LT) Russell Pickering, Coast Guard; telephone 985-380-5334, e-mail<E T="03">russell.t.pickering@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Regulatory Information</HD>
        <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because publishing a NPRM would be impracticable since immediate action is needed to protect the general public, levee system, vessels and tows from the hazards associated with rising flood water.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. Providing 30 days notice and delaying its effective date would be impracticable since immediate action is needed to protect the general public, levee system, vessels and tows from destruction, loss or injury due to the hazards associated with rising flood water.</P>
        <HD SOURCE="HD1">Basis and Purpose</HD>
        <P>Captain of the Port Morgan City, Louisiana has determined that there is a need to impose temporary safety restrictions for navigation on certain waterways due to unprecedented high water in conjunction with flood control and protection operations by the Army Corps of Engineers.</P>
        <HD SOURCE="HD1">Discussion of Rule</HD>
        <P>The Coast Guard is establishing a temporary safety zone imposing restrictions on the Gulf Intracoastal Waterway (GIWW) between West Harvey Lock Gulf West (WHL) mile markers (MM) 98.5 to 108.5 applicable to all commercial traffic. This will affect all East-West traffic through Morgan City on the GIWW. Vessels and tows may not enter this zone unless authorized by the Captains of the Port Morgan City.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order.</P>
        <P>Although this regulation will restrict access to the area, the effect of the rule will not be significant because notifications to the marine community will be made through broadcast notice to mariners, Local Notice to Mariners and Marine Safety Information Bulletins. Vessels and tows may request permission and comply with the necessary restrictions from the Captain of the Port Morgan City, or a designated representative, for passage through the temporary safety zone. Passage through the safety zone will be evaluated on a case-by-case-basis to minimize impact and protect the general public, levee system, vessels and tows from destruction, loss or injury due to the hazards associated with rising flood water.</P>
        <HD SOURCE="HD1">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>

        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities. This rule will affect the following entities, some of which may be small entities: the owners or operators of vessels intending to transit through the safety zone from May 26, 2011 through July 31, 2011. This safety zone is not expected to have a significant economic impact on a substantial number of small entities because vessels and tows may request permission and the necessary restrictions from the Captain of the Port Morgan City, or a designated<PRTPAGE P="36315"/>representative, for passage through the temporary safety zone.</P>
        <P>If you are a small business entity and are significantly affected by this regulation, please contact LT Russell Pickering, Marine Safety Unit Morgan City, at (985) 380-5334.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>
        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we offer to assist small entities in understanding the rule so that they can better evaluate its effects on them and participate in the rulemaking process.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD1">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or Tribal government, in the aggregate, or by the private sector of $100,000,000 or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD1">Taking of Private Property</HD>
        <P>This rule will not affect a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD1">Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD1">Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD1">Indian Tribal Governments</HD>
        <P>This rule does not have Tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.</P>
        <HD SOURCE="HD1">Energy Effects</HD>
        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD1">Technical Standards</HD>
        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (e.g., specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD1">Environment</HD>
        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded this action is one of a category of actions which do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34)(g), of the Instruction. This rule involves an emergency situation and will be in effect for over one week, but is not expected to result in any significant adverse environmental impact as described in NEPA.</P>

        <P>An environmental analysis checklist and a categorical exclusion determination will be provided and made available at the docket as indicated in the<E T="02">ADDRESSES</E>section.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. A new temporary § 165.T08-0434 is added to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T08-0434</SECTNO>
            <SUBJECT>Safety Zone; Mile Marker 98.5 West of Harvey Lock Gulf Intracoastal Waterway to Mile Marker 108.5 West of Harvey Lock Gulf Intracoastal Waterway</SUBJECT>
            <P>(a)<E T="03">Location.</E>Waters of the Gulf Intracoastal Waterway (GIWW) between West Harvey Lock Gulf West (WHL) MM 98.5 to MM 108.5.<PRTPAGE P="36316"/>
            </P>
            <P>(b)<E T="03">Effective date.</E>This rule is effective May 26, 2011 through July 31, 2011 and enforceable with actual notice upon signature, May 26, 2011.</P>
            <P>(c)<E T="03">Regulations.</E>(1) In accordance with the general regulations in § 165.23 of this part, entry into this zone is prohibited unless authorized by the Captain of the Port Morgan City.</P>
            <P>(2) Vessels requiring entry into or passage through the Safety Zone must request permission from the Captain of the Port Morgan City, or a designated representative. They may be contacted on VHF Channel 11, 13 or 16, or by telephone at (985) 380-5370.</P>
            <P>(3) All persons and vessels shall comply with the instructions of the Captain of the Port Morgan City and designated on-scene patrol personnel. On-scene patrol personnel include commissioned, warrant, and petty officers of the U.S. Coast Guard.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: May 26, 2011.</DATED>
          <NAME>J.C. Burton,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port Morgan City, Louisiana.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15583 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2011-0385]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone; Upper Mississippi River, Mile 180.0 to 179.0</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing a temporary safety zone for all waters of the Upper Mississippi River, from Mile 180.0 to 179.0, extending the entire width of the river. This safety zone is needed to protect persons, spectators, and vessels from safety hazards associated with a demonstration of Marine Corps combat capabilities. Entry into this zone is prohibited unless specifically authorized by the Captain of the Port Upper Mississippi River or a designated representative.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective from 12 p.m. on June 23, 2011 through 6 p.m. CDT on June 25, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents indicated in this preamble as being available in the docket are part of docket USCG-2011-0385 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-0385 in the “Keyword” box, and then clicking “Search.” They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m. EST, Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary rule, call or e-mail Chief Petty Officer Bryan Klostermeyer, Sector Upper Mississippi River Response Department at telephone (314) 269-2566, e-mail<E T="03">Bryan.K.Klostermeyer@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Regulatory Information</HD>
        <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.”</P>
        <P>Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not using the NPRM process. The Coast Guard received minimal notice that the Marine Corps demonstration, which did not allow for the time needed to publish a NPRM and provide for a comment period. Delaying this rule by publishing a NPRM would be impracticable and unnecessarily delay the scheduled demonstration. This rule is needed to protect vessels and mariners from the safety hazards associated with such a demonstration.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. The Coast Guard received minimal notice that the Marine Corps demonstration, which did not allow for a 30-day notice period. Delaying this rule by providing 30 days notice would be impracticable and unnecessarily delay the scheduled demonstration. Delaying the rule's effective date would be impracticable because immediate action is needed to protect vessels and mariners from the safety hazards associated with a demonstration of Marine Corps combat capabilities.</P>
        <HD SOURCE="HD1">Basis and Purpose</HD>
        <P>From June 23 through June 25, 2011 the USMC 3rd Battalion, 24th Marines will conduct a series of demonstrations of Marine Corps combat capabilities between Mile 180.0 and 179.0 on the Upper Mississippi River. This event presents safety hazards to the navigation of vessels between Mile 180.0 and 179.0, extending the entire width of the river. To provide for the safety of the public, the Coast Guard will temporarily restrict access to this section of the Upper Mississippi River during the scheduled demonstrations.</P>
        <HD SOURCE="HD1">Discussion of Rule</HD>
        <P>The Coast Guard is establishing a temporary safety zone for all waters of the Upper Mississippi River, Mile 180.0 to 179.0, extending the entire width of the river. Entry into this zone is prohibited to all vessels and persons except participants and those persons and vessels specifically authorized by the Captain of the Port Upper Mississippi River. This rule is effective from 12 noon on June 23, 2011 through 6 p.m. CDT on June 25, 2011. This rule will be enforced from 3:30 p.m. until 5 p.m. CDT on June 23 and 24, 2011, and 1:30 p.m. until 3 p.m. CDT on June 25, 2011. The Captain of the Port Upper Mississippi River will inform the public through broadcast notice to mariners of all safety zone requirements changes and enforcement periods.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Regulatory Planning and Review</HD>
        <P>This rule is not a “significant regulatory action” under section 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order.</P>

        <P>Although this regulation will restrict access to this area, the effect of the rule is not significant because: (1) This rule will be in effect for a limited time period and notifications to the marine community will be made through local notice to mariners; and (2) vessels may be permitted to transit the area by the Captain of the Port Upper Mississippi River or designated representative.<PRTPAGE P="36317"/>
        </P>
        <HD SOURCE="HD1">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities. This rule will affect the following entities, some of which may be small entities: The owners or operators of vessels intending to transit the Upper Mississippi River, Mile 180.0 to 179.0 after 12 noon on June 23, 2011 through 6 p.m. CDT on June 25, 2011. This safety zone will not have a significant economic impact on a substantial number of small entities because this rule will only be in effect for a limited period of time.</P>
        <P>If you are a small business entity and are significantly affected by this regulation, please contact Chief Petty Officer Bryan Klostermeyer, Sector Upper Mississippi River at (314) 269-2566.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>
        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we offer to assist small entities in understanding the rule so that they can better evaluate its effects on them and participate in the rulemaking process.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small businesses. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501—3520).</P>
        <HD SOURCE="HD1">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 or more in any one year. Though this rule will not result in such expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD1">Taking of Private Property</HD>
        <P>This rule will not affect a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD1">Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD1">Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD1">Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD1">Energy Effects</HD>
        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that Order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD1">Technical Standards</HD>

        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (<E T="03">e.g.,</E>specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies. This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD1">Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA)(42 U.S.C. 4321-4370f), and have concluded this action is one of a category of actions which do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34)(g), of the Instruction. This rule establishes a temporary safety zone to protect the public from the dangers associated with the scheduled demonstrations of Marine Corps combat capabilities. An environmental analysis checklist and a categorical exclusion determination are available in the docket where indicated under<E T="02">ADDRESSES</E>.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and record keeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <PRTPAGE P="36318"/>
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1226, 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. A new temporary § 165.T11-0385 is added to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T11-0385</SECTNO>
            <SUBJECT>Safety Zone; Upper Mississippi River, Mile 180.0 to 179.0.</SUBJECT>
            <P>(a)<E T="03">Location.</E>The following area is a safety zone: all waters of the Upper Mississippi River, Mile 180.0 to 179.0 extending the entire width of the waterway.</P>
            <P>(b)<E T="03">Effective date.</E>This rule is effective from 12 p.m. on June 23, 2011 through 6 p.m. CDT on June 25, 2011.</P>
            <P>(c)<E T="03">Periods of enforcement.</E>This rule will be enforced from 3:30 p.m. until 5 p.m. CDT on June 23 and 24, 2011, as well as, 1:30 p.m. until 3 p.m. CDT on June 25, 2011. The Captain of the Port Upper Mississippi River will inform the public of the enforcement periods and any safety zone changes through broadcast notice to mariners.</P>
            <P>(d)<E T="03">Regulations.</E>(1) In accordance with the general regulations in § 165.23 of this part, entry into this zone is prohibited unless authorized by the Captain of the Port Upper Mississippi River or a designated representative.</P>
            <P>(2) Persons or vessels requiring entry into or passage through the zone must request permission from the Captain of the Port Upper Mississippi River or a designated representative. The Captain of the Port Upper Mississippi River representative may be contacted at (314) 269-2332.</P>
            <P>(3) All persons and vessels shall comply with the instructions of the Captain of the Port Upper Mississippi River or their designated representative. Designated Captain of the Port representatives include United States Coast Guard commissioned, warrant, and petty officers.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: May 25, 2011.</DATED>
          <NAME>S.L. Hudson,</NAME>
          <TITLE>Captain, U.S. Coast Guard,Captain of the Port Upper Mississippi River.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15621 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-15-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2011-0432]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone; Waterway Closure, Morgan City-Port Allen Route From Mile Marker 0 to Port Allen Lock</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing a temporary safety zone on specified waters of the Gulf Intracoastal Water Way, closing the Morgan City-Port Allen Route from MM 0 to the Port Allen lock to all commercial traffic. This temporary safety zone is needed to protect the general public, levee system, vessels and tows from destruction, loss or injury due to hazards associated with rising flood water.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective Date: this rule is effective in the CFR from June 22, 2011 until 11:59 p.m. July 31, 2011. This rule is effective with actual notice for purposes of enforcement beginning 12:01 a.m. May 16, 2011 through 11:59 p.m. July 31, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents indicated in this preamble as being available in the docket are part of docket USCG-2011-0432 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-0432 in the “Keyword” box, and then clicking “Search.” They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary rule, call or e-mail Lieutenant (LT) Russell Pickering, Coast Guard; telephone 985-380-5334, e-mail<E T="03">russell.t.pickering@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Regulatory Information</HD>
        <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA)(5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because publishing a NPRM would be impracticable since immediate action is needed to protect the general public, levee system, vessels and tows from the hazards associated with rising flood water on the Morgan City-Port Allen Route.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. Publishing a NPRM and delaying its effective date would be impracticable since immediate action is needed to protect the general public, levee system, vessels and tows from destruction, loss or injury due to the hazards associated with rising flood water on the Morgan City-Port Allen Route.</P>
        <HD SOURCE="HD1">Basis and Purpose</HD>
        <P>Captains of the Port Morgan City and New Orleans, Louisiana have determined that there is a need to close certain waterways contingent on the predicted river heights and currents. This temporary safety zone is needed to protect the general public, levee system, vessels and tows from destruction, loss or injury from flood waters and associated hazards.</P>
        <HD SOURCE="HD1">Discussion of Rule</HD>
        <P>The Coast Guard is establishing a temporary safety zone on the specified waters of the Gulf Intracoastal Water Way on the Morgan City-Port Allen Route from MM 0 to the Port Allen lock. Commercial vessels and tows may not enter this zone unless authorized by the Captains of the Port Morgan City or New Orleans.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Regulatory Planning and Review</HD>

        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that<PRTPAGE P="36319"/>Order. The Office of Management and Budget has not reviewed it under that Order.</P>
        <P>Although this regulation will restrict access to the area, the effect of the rule will not be significant because notifications to the marine community will be made through broadcast notices to mariners and Local Notices to Mariners and Marine Safety Information Bulletins. Vessels requiring entry into or passage through the temporary safety zone may request permission from the Captains of the Port Morgan City or New Orleans, or a designated representative and entry will be evaluated on a case-by-case-basis to minimize impact and protect the general public, levee system, vessels and tows from destruction, loss or injury due to the hazards associated with rising flood water.</P>
        <HD SOURCE="HD1">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities. This rule will affect the following entities, some of which may be small entities: the owners or operators of vessels intending to transit through the temporary safety zone from May 16, 2011 through July 31, 2011. This temporary safety zone is not expected to have a significant economic impact on a substantial number of small entities because vessels requiring entry into or passage through the temporary safety zone may request permission from the Captains of the Port Morgan City or New Orleans, or a designated representative.</P>
        <P>If you are a small business entity and are significantly affected by this regulation, please contact LT Russell Pickering, Marine Safety Unit Morgan City, at (985) 380-5334.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>
        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Public Law 104-121), we offer to assist small entities in understanding the rule so that they can better evaluate its effects on them and participate in the rulemaking process.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD1">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or Tribal government, in the aggregate, or by the private sector of $100,000,000 or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD1">Taking of Private Property</HD>
        <P>This rule will not affect a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD1">Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD1">Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD1">Indian Tribal Governments</HD>
        <P>This rule does not have Tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.</P>
        <HD SOURCE="HD1">Energy Effects</HD>
        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD1">Technical Standards</HD>

        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (<E T="03">e.g.,</E>specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD1">Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National<PRTPAGE P="36320"/>Environmental Policy Act of 1969 (NEPA)(42 U.S.C. 4321-4370f), and have concluded this action is one of a category of actions which do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34) (g), of the Instruction. This rule involves an emergency situation and will be in effect for over one week, but is not expected to result in any significant adverse environmental impact as described in NEPA.</P>

        <P>An environmental analysis checklist and a categorical exclusion determination will be provided and made available at the docket as indicated in the<E T="02">ADDRESSES</E>section.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (Water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>2. A new temporary § 165.T08-0432 is added to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T08-0432</SECTNO>
            <SUBJECT>Safety Zone; Waterway Closure, Morgan City-Port Allen Route from Mile Marker 0 to Port Allen Lock.</SUBJECT>
            <P>(a)<E T="03">Location.</E>Waters of the Gulf Intracoastal Water Way on the Morgan City—Port Allen route from MM 0 to the Port Allen lock.</P>
            <P>(b)<E T="03">Effective date.</E>This rule is effective May 16, 2011 through July 31, 2011.</P>
            <P>(c)<E T="03">Regulations.</E>(1) In accordance with the general regulations in § 165.23 of this part, entry into this zone is prohibited unless authorized by the Captains of the Port Morgan City or New Orleans.</P>
            <P>(2) Vessels requiring entry into or passage through the Safety Zone must request permission from the Captains of the Port Morgan City or New Orleans, or a designated representative. They may be contacted on VHF Channel 13 or 16, or by telephone at 985-380-5370.</P>
            <P>(3) All persons and vessels shall comply with the instructions of the Captains of the Port Morgan City or New Orleans and designated on-scene patrol personnel. On-scene patrol personnel include commissioned, warrant, and petty officers of the U.S. Coast Guard.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: May 16, 2011.</DATED>
          <NAME>J.C. Burton,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port Morgan City, Louisiana.</TITLE>
          <NAME>E.M. Stanton,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port New Orleans, Louisiana.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15588 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">POSTAL SERVICE</AGENCY>
        <CFR>39 CFR Part 952</CFR>
        <SUBJECT>Rules of Practice in Proceedings Relative to False Representation and Lottery Orders</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Postal Service.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Postal Service is adopting revised rules for proceedings relative to false representation and lottery orders. The primary purpose of this exercise is to update the rules and align them with current practices.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective date:</E>July 22, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Diane M. Mego, Esq., 703-812-1905.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>On March 15, 2011, the Postal Service published and requested comments concerning a proposed revision of 39 CFR part 952, concerning the rules of practice in proceedings relative to false representation and lottery orders (76 FR 13937-13944). The proposed rules of procedure were intended to have the same general coverage as the existing rules. The proposed new rules, however, were updated, were more comprehensive than the existing rules, and were intended to reflect more precisely current practice. No comments were received in response to this request.</P>
        <P>Accordingly, the Postal Service has determined to adopt the revision of 39 CFR part 952 as proposed, with minor non-substantive changes in paragraphing and punctuation. The revised rules will completely replace the existing rules of practice, and in accordance with section 952.2 will apply to all formal proceedings before the Postal Service under 39 U.S.C. 3005, including such cases instituted under prior rules of practice.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 39 CFR Part 952</HD>
          <P>Administrative practice and procedure, Fraud, False Representations, Lotteries, Penalties, Postal Service.</P>
        </LSTSUB>
        <P>For the reasons stated in the preamble, the Postal Service revises 39 CFR part 952 to read as follows:</P>
        <REGTEXT PART="952" TITLE="39">
          <PART>
            <HD SOURCE="HED">PART 952—RULES OF PRACTICE IN PROCEEDINGS RELATIVE TO FALSE REPRESENTATION AND LOTTERY ORDERS</HD>
            <CONTENTS>
              <SECHD>Sec.</SECHD>
              <SECTNO>952.1</SECTNO>
              <SUBJECT>Authority.</SUBJECT>
              <SECTNO>952.2</SECTNO>
              <SUBJECT>Scope.</SUBJECT>
              <SECTNO>952.3</SECTNO>
              <SUBJECT>Informal dispositions.</SUBJECT>
              <SECTNO>952.4</SECTNO>
              <SUBJECT>Office business hours.</SUBJECT>
              <SECTNO>952.5</SECTNO>
              <SUBJECT>Complaints.</SUBJECT>
              <SECTNO>952.6</SECTNO>
              <SUBJECT>Interim impounding.</SUBJECT>
              <SECTNO>952.7</SECTNO>
              <SUBJECT>Notice of docketing and answer.</SUBJECT>
              <SECTNO>952.8</SECTNO>
              <SUBJECT>Service.</SUBJECT>
              <SECTNO>952.9</SECTNO>
              <SUBJECT>Filing documents for the record.</SUBJECT>
              <SECTNO>952.10</SECTNO>
              <SUBJECT>Answer.</SUBJECT>
              <SECTNO>952.11</SECTNO>
              <SUBJECT>Default.</SUBJECT>
              <SECTNO>952.12</SECTNO>
              <SUBJECT>Amendment of pleadings.</SUBJECT>
              <SECTNO>952.13</SECTNO>
              <SUBJECT>Continuances and extensions.</SUBJECT>
              <SECTNO>952.14</SECTNO>
              <SUBJECT>Hearings.</SUBJECT>
              <SECTNO>952.15</SECTNO>
              <SUBJECT>Change of place of hearings.</SUBJECT>
              <SECTNO>952.16</SECTNO>
              <SUBJECT>Appearances.</SUBJECT>
              <SECTNO>952.17</SECTNO>
              <SUBJECT>Presiding officers.</SUBJECT>
              <SECTNO>952.18</SECTNO>
              <SUBJECT>Evidence.</SUBJECT>
              <SECTNO>952.19</SECTNO>
              <SUBJECT>Subpoenas.</SUBJECT>
              <SECTNO>952.20</SECTNO>
              <SUBJECT>Witness fees.</SUBJECT>
              <SECTNO>952.21</SECTNO>
              <SUBJECT>Discovery.</SUBJECT>
              <SECTNO>952.22</SECTNO>
              <SUBJECT>Transcript.</SUBJECT>
              <SECTNO>952.23</SECTNO>
              <SUBJECT>Proposed findings and conclusions.</SUBJECT>
              <SECTNO>952.24</SECTNO>
              <SUBJECT>Decisions.</SUBJECT>
              <SECTNO>952.25</SECTNO>
              <SUBJECT>Exceptions to initial decision or tentative decision.</SUBJECT>
              <SECTNO>952.26</SECTNO>
              <SUBJECT>Judicial Officer.</SUBJECT>
              <SECTNO>952.27</SECTNO>
              <SUBJECT>Motion for reconsideration.</SUBJECT>
              <SECTNO>952.28</SECTNO>
              <SUBJECT>Orders.</SUBJECT>
              <SECTNO>952.29</SECTNO>
              <SUBJECT>Modification or revocation of orders.</SUBJECT>
              <SECTNO>952.30</SECTNO>
              <SUBJECT>Supplemental orders.</SUBJECT>
              <SECTNO>952.31</SECTNO>
              <SUBJECT>Computation of time.</SUBJECT>
              <SECTNO>952.32</SECTNO>
              <SUBJECT>Official record.</SUBJECT>
              <SECTNO>952.33</SECTNO>
              <SUBJECT>Public information.</SUBJECT>
              <SECTNO>952.34</SECTNO>
              <SUBJECT>Ex parte communications.</SUBJECT>
            </CONTENTS>
            <AUTH>
              <HD SOURCE="HED">Authority:</HD>
              <P>39 U.S.C. 204, 401, 3005, 3012, 3016.</P>
            </AUTH>
            <SECTION>
              <SECTNO>§ 952.1</SECTNO>
              <SUBJECT>Authority.</SUBJECT>

              <P>These rules of practice are issued by the Judicial Officer of the United States Postal Service (see § 952.26) pursuant to authority delegated by the Postmaster General, and in accordance with 39 U.S.C. 3005, and are governed by the Administrative Procedure Act, 5 U.S.C. 551,<E T="03">et seq.</E>
              </P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.2</SECTNO>
              <SUBJECT>Scope.</SUBJECT>
              <P>These rules of practice shall be applicable in all formal proceedings before the Postal Service under 39 U.S.C. 3005, including such cases instituted under prior rules of practice pertaining to these or predecessor statutes, unless timely shown to be prejudicial to Respondent.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.3</SECTNO>
              <SUBJECT>Informal dispositions.</SUBJECT>

              <P>This part does not preclude the disposition of any matter by agreement between the parties either before or after<PRTPAGE P="36321"/>the filing of a complaint when time, the nature of the proceeding, and the public interest permit.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.4</SECTNO>
              <SUBJECT>Office business hours.</SUBJECT>
              <P>The offices of the officials identified in these rules are located at 2101 Wilson Boulevard, Suite 600, Arlington, VA 22201-3078, and are open Monday through Friday except holidays from 8:15 a.m. to 4:45 p.m.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.5</SECTNO>
              <SUBJECT>Complaints.</SUBJECT>
              <P>When the Chief Postal Inspector or his or her designated representative believes that a person is using the mails in a manner requiring formal administrative action under 39 U.S.C. 3005, he or she shall prepare and file with the Recorder a complaint which names the person involved; states the name, address and telephone number of the attorney representing Complainant; states the legal authority and jurisdiction under which the proceeding is initiated; states the facts in a manner sufficient to enable the person named therein to answer; and requests the issuance of an appropriate order or orders and/or the assessment of civil penalties. Complainant shall attach to the complaint a copy of the order or orders requested which may, at any time during the proceedings, be modified. The person named in the complaint shall be known as “Respondent”, and the Chief Postal Inspector or his or her designee shall be known as “Complainant”. The term “person” (1 U.S.C. 1) shall include any name, address, number or other designation under or by use of which Respondent seeks remittances of money or property through the mail.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.6</SECTNO>
              <SUBJECT>Interim impounding.</SUBJECT>
              <P>In preparation for or during the pendency of a proceeding initiated under 39 U.S.C. 3005, mail addressed to Respondent may be impounded upon obtaining an appropriate order from a United States District Court, as provided in 39 U.S.C. 3007.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.7</SECTNO>
              <SUBJECT>Notice of docketing and answer.</SUBJECT>
              <P>(a) Upon receipt of a complaint filed against a Respondent whose mailing address is within the United States, the Recorder shall issue a notice of docketing and answer due date stating the date for an answer which shall not exceed 30 days from the service of the complaint and a reference to the effect of failure to file an answer and/or the assessment of civil penalties authorized by 39 U.S.C. 3012. (See §§ 952.10 and 952.11).</P>
              <P>(b) Upon receipt of a complaint filed against a Respondent whose mailing address is not within the United States, the Judicial Officer shall review the complaint and any supporting information and determine whether a prima facie showing has been made that Respondent is engaged in conduct warranting issuance of the orders authorized by 39 U.S.C. 3005(a). Where the Judicial Officer concludes that a prima facie showing has not been made the complaint shall be dismissed. Where the Judicial Officer concludes that a prima facie showing has been made, he or she shall issue a tentative decision and orders which:</P>
              <P>(1) Set forth findings of fact and conclusions of law;</P>
              <P>(2) Direct Respondent to cease and desist from engaging in conduct warranting the issuance of an order authorized by 39 U.S.C. 3005(a);</P>
              <P>(3) Direct that postal money orders drawn to the order of Respondent not be paid for 45 days from date of the tentative decision;</P>
              <P>(4) Direct that mail addressed to Respondent be forwarded to designated facilities and detained for 45 days from the date of the tentative decision subject to survey by Respondent and release of mail unrelated to the matter complained of;</P>
              <P>(5) Tentatively assess such civil penalties as he considers appropriate under applicable law; and</P>
              <P>(6) Provide that unless Respondent presents, within 45 days of the date of the tentative decision, good cause for dismissing the complaint, or modifying the tentative decision and orders, the tentative decision and orders shall become final.</P>
              <P>(c) The Judicial Officer may, upon a showing of good cause made within 45 days of the date of the tentative decision, hold a hearing to determine whether the tentative decision and orders should be revoked, modified, or allowed to become final. Should a hearing be granted, the Judicial Officer may modify the tentative decision and orders to extend the time during which the payment of postal money orders payable to Respondent is suspended and mail addressed to Respondent is detained.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.8</SECTNO>
              <SUBJECT>Service.</SUBJECT>
              <P>(a) Where Respondent's mailing address is within the United States, the Recorder shall cause a notice of docketing and answer due date (the “Notice”), a copy of these rules of practice, and a copy of the complaint to be transmitted to Complainant who shall serve those documents upon Respondent or his or her agent by certified mail, return receipt requested. Service shall be complete upon mailing. A receipt acknowledging delivery of the notice shall be secured from Respondent or his or her agent and forwarded to the Recorder, U.S. Postal Service, 2101 Wilson Boulevard, Suite 600, Arlington, VA 22201-3078, to become a part of the official record. In the absence of a receipt, Complainant shall file an Affidavit of Service, along with returned undelivered mail, or other appropriate evidence of service, with the Recorder. In the alternative Complainant may, in its discretion, effectuate service by hand on Respondent and file an Affidavit of Service with the Recorder.</P>
              <P>(b) Where the only address against which Complainant seeks relief is outside the United States, a copy of the complaint, the tentative decision, and a copy of these rules of practice shall be sent by international mail, return receipt requested, by the Recorder to the address cited in the complaint. A written statement by the Recorder noting the time and place of mailing shall be accepted as evidence of service in the event a signed return receipt is not returned to the Recorder.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.9</SECTNO>
              <SUBJECT>Filing documents for the record.</SUBJECT>
              <P>(a) Each party shall file with the Recorder pleadings, motions, proposed orders, and other documents for the record. Discovery need not be filed except as may be sought to be included in the record, or as may be ordered by the presiding officer. Each filing after the initial complaint shall be served upon all other parties to the proceeding by the filing party, and an affidavit of such service signed and dated by the filing party shall be included on the last page of such filing, which shall state as follows:</P>
              
              <EXTRACT>
                <P>I, [name of filing party] hereby certify that I served the within [title of document] upon each party of record by electronic mail or first class mail on [date].</P>
              </EXTRACT>
              
              <P>(b) The parties shall file one original of all documents filed under this section unless otherwise ordered by the presiding officer.</P>
              <P>(c) Documents shall be dated and state the docket number and title of the proceeding. Any pleading or other document required by order of the presiding officer to be filed by a specified date must be received by the Recorder on or before such date. The date of filing shall be entered thereon by the Recorder.</P>
              <P>(d) The presiding officer may permit filing of pleadings, motions, proposed orders, and other documents for the record by facsimile or by electronic mail with the Recorder.</P>
            </SECTION>
            <SECTION>
              <PRTPAGE P="36322"/>
              <SECTNO>§ 952.10</SECTNO>
              <SUBJECT>Answer.</SUBJECT>
              <P>(a) The answer shall contain a concise statement admitting, denying, or explaining each of the allegations set forth in the complaint.</P>
              <P>(b) Any facts alleged in the complaint which are not denied or are expressly admitted in the answer may be considered as proved, and no further evidence regarding these facts need be adduced at the hearing.</P>
              <P>(c) The answer shall be signed personally by an individual Respondent, or in the case of a partnership by one of the partners, or, in the case of a corporation or association, by an officer thereof.</P>
              <P>(d) The answer shall set forth Respondent's address, electronic mail address, and telephone number or the name, address, electronic mail address, and telephone number of an attorney representing Respondent.</P>
              <P>(e) The answer shall affirmatively state whether the Respondent will appear in person or by counsel at the hearing.</P>
              <P>(f) In lieu of appearing at the hearing in person or by counsel, Respondent may request that the matter be submitted for determination pursuant to § 952.17(b)(10).</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.11</SECTNO>
              <SUBJECT>Default.</SUBJECT>
              <P>(a) If Respondent fails to file an answer within the time specified in the notice of docketing and answer, Respondent may be deemed in default, and to have waived hearing and further procedural steps. The Judicial Officer may thereafter issue orders and/or assess civil penalties without further notice.</P>
              <P>(b) If Respondent files an answer but fails to appear at the hearing, Respondent may, unless timely indications to the contrary are received, be deemed to have abandoned the intention to present a defense to the charges of the complaint, and the Judicial Officer, without further notice to Respondent, may issue the orders and/or assess civil penalties sought in the complaint.</P>
              <P>(c) If Respondent or Complainant fails to respond to or comply with an order of the presiding officer, the party may be held in default, and absent good cause shown, the party may be deemed to have abandoned the intention to present a defense, or to prosecute the complaint, and the presiding officer or Judicial Officer, without further notice to the offending party, may, as appropriate, dismiss the complaint or issue the orders and/or assess civil penalties sought in the complaint.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.12</SECTNO>
              <SUBJECT>Amendment of pleadings.</SUBJECT>
              <P>(a) Amendments shall be filed with the Recorder.</P>
              <P>(b) By consent of the parties, a pleading may be amended at any time. Also, a party may move to amend a pleading at any time prior to the close of the hearing and, provided that the amendment is reasonably within the scope of the proceeding initiated by the complaint, the presiding officer rule on the motion as he or she deems to be fair and equitable to the parties.</P>
              <P>(c) When issues not raised by the pleadings but reasonably within the scope of the proceedings initiated by the complaint are tried by express or implied consent of the parties, they shall be treated in all respects as if they had been raised in the pleadings. Such amendments as may be necessary to conform the pleadings to the evidence and to raise such issues may be allowed at any time upon the motion of any party.</P>
              <P>(d) If a party objects to the introduction of evidence at the hearing on the ground that it is not within the issues raised by the pleadings, but fails to satisfy the presiding officer that an amendment of the pleadings would prejudice him or her on the merits, the presiding officer may allow the pleadings to be amended and may grant a continuance to enable the objecting party to rebut the evidence presented.</P>
              <P>(e) The presiding officer may, upon reasonable notice and upon such terms as are just, permit service of a supplemental pleading setting forth transactions, occurrences, or events which have occurred since the date of the pleading sought to be supplemented and which are relevant to any of the issues involved.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.13</SECTNO>
              <SUBJECT>Continuances and extensions.</SUBJECT>
              <P>Continuances and extensions will not be granted by the presiding officer except for good cause shown.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.14</SECTNO>
              <SUBJECT>Hearings.</SUBJECT>
              <P>Hearings are held at 2101 Wilson Boulevard, Suite 600, Arlington, VA 22201-3078, or other locations designated by the presiding officer. Time, date, and location for the hearing shall be set by the presiding officer in his or her sole discretion.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.15</SECTNO>
              <SUBJECT>Change of place of hearings.</SUBJECT>
              <P>(a) A party may file a request that a hearing be held to receive evidence in his or her behalf at a place other than that designated in § 952.14. The party shall support the request with a statement outlining:</P>
              <P>(1) The evidence to be offered in such place;</P>
              <P>(2) The names and addresses of the witnesses who will testify; and,</P>
              <P>(3) The reasons why such evidence cannot be produced at Arlington, VA.</P>
              <P>(b) The presiding officer shall give consideration to the convenience and necessity of the parties and witnesses and the relevance of the evidence to be offered.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.16</SECTNO>
              <SUBJECT>Appearances.</SUBJECT>
              <P>(a) Respondent may appear and be heard in person or by attorney. A Notice of Appearance must be filed by any attorney representing Respondent.</P>
              <P>(b) An attorney may practice before the Postal Service in accordance with applicable rules issued by the Judicial Officer. See 39 CFR Part 951.</P>
              <P>(c) When Respondent is represented by an attorney, all pleadings and other papers subsequent to the complaint shall be mailed to the attorney.</P>
              <P>(d) Withdrawal by any attorney representing a party must be preceded by a motion to withdraw stating the reasons therefore, and shall be granted in the discretion of the presiding officer. If a successor attorney is not appointed at the same time, withdrawing counsel shall provide adequate contact information for Respondent.</P>
              <P>(e) Parties must promptly file a notice of change of attorney.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.17</SECTNO>
              <SUBJECT>Presiding officers.</SUBJECT>
              <P>(a) The presiding officer at any hearing shall be an Administrative Law Judge qualified in accordance with law or the Judicial Officer (39 U.S.C. 204). The Chief Administrative Law Judge shall assign cases. The Judicial Officer may, for good cause shown, preside at the hearing if an Administrative Law Judge is unavailable.</P>
              <P>(b) The presiding officer shall have authority to:</P>
              <P>(1) Administer oaths and affirmations;</P>
              <P>(2) Examine witnesses;</P>
              <P>(3) Rule upon offers of proof, admissibility of evidence, and matters of procedure;</P>
              <P>(4) Order any pleading amended upon motion of a party at any time prior to the close of the hearing;</P>
              <P>(5) Maintain discipline and decorum and exclude from the hearing any person acting in an inappropriate manner;</P>
              <P>(6) Require the filing of briefs or memoranda of law on any matter upon which he or she is required to rule;</P>
              <P>(7) Order prehearing conferences for the purpose of the settlement or simplification of issues by the parties;</P>
              <P>(8) Order the proceeding reopened at any time prior to his or her decision for the receipt of additional evidence;</P>

              <P>(9) Render an initial decision, which becomes the final agency decision<PRTPAGE P="36323"/>unless a timely appeal is taken, except that the Judicial Officer may issue a tentative or a final decision;</P>
              <P>(10) Rule on motion by either party, or on his or her own initiative, for a determination on the written record in lieu of an oral hearing in his or her sole discretion;</P>
              <P>(11) Rule on motion by either party, or on his or her own initiative, to permit a hearing to be conducted by telephone, video conference, or other appropriate means;</P>
              <P>(12) Rule upon applications and requests filed under §§ 952.19 and 952.21; and</P>
              <P>(13) Exercise all other authority conferred upon the presiding officer by the Administrative Procedure Act or other applicable law.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.18</SECTNO>
              <SUBJECT>Evidence.</SUBJECT>
              <P>(a) Except as otherwise provided in these rules, the Federal Rules of Evidence shall govern. However, such rules may be relaxed to the extent that the presiding officer deems proper to ensure a fair hearing. The presiding officer may exclude irrelevant, immaterial, or repetitious evidence.</P>
              <P>(b) Testimony shall be under oath or affirmation and witnesses shall be subject to cross-examination.</P>
              <P>(c) Agreed statements of fact may be received in evidence.</P>
              <P>(d) Official notice, judicial notice or administrative notice of appropriate information may be taken in the discretion of the presiding officer.</P>
              <P>(e) Authoritative writings of the medical or other sciences may be admitted in evidence, but only through the testimony of expert witnesses or by stipulation.</P>
              <P>(f) Lay testimonials may be received in evidence as proof of the efficacy or quality of any product, service, or thing sold through the mails, in the discretion of the presiding officer.</P>
              <P>(g) The written statement of a competent witness may be received in evidence provided that such statement is relevant to the issues, that the witness shall testify under oath at the hearing that the statement is in all respects true, and, in the case of expert witnesses, that the statement correctly states the witness's opinion or knowledge concerning the matters in question.</P>
              <P>(h) A party which objects to the admission of evidence shall explain the grounds for the objection. Formal exceptions to the rulings of the presiding officer are unnecessary.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.19</SECTNO>
              <SUBJECT>Subpoenas.</SUBJECT>
              <P>(a)<E T="03">General.</E>Upon written request of either party filed with the Recorder or on his or her own initiative, the presiding officer may issue a subpoena requiring:</P>
              <P>(1)<E T="03">Testimony at a deposition.</E>The deposing of a witness in the city or county where the witness resides or is employed or transacts business in person, or at another location convenient for the witness that is specifically determined by the presiding officer;</P>
              <P>(2)<E T="03">Testimony at a hearing.</E>The attendance of a witness for the purpose of taking testimony at a hearing; and</P>
              <P>(3)<E T="03">Production of records.</E>The production by the witness at a deposition or hearing of records designated in the subpoena.</P>
              <P>(b)<E T="03">Voluntary cooperation.</E>Each party is expected:</P>
              <P>(1) To cooperate and make available witnesses and evidence under its possession, custody or control as requested by the other party, without issuance of a subpoena, and</P>
              <P>(2) To secure voluntary production of desired third-party records whenever possible.</P>
              <P>(c)<E T="03">Requests for subpoenas.</E>(1) A request for a subpoena shall to the extent practical be filed:</P>
              <P>(i) At the same time a request for deposition is filed; or</P>
              <P>(ii) Fifteen (15) days before a scheduled hearing where the attendance of a witness at a hearing is sought.</P>
              <P>(2) A request for a subpoena shall state the reasonable scope and relevance to the case of the testimony and of any records sought.</P>
              <P>(3) The presiding officer, in his or her sole discretion, may honor requests for subpoenas not presented within the time limitations specified in this paragraph.</P>
              <P>(d)<E T="03">Motion to quash or modify.</E>(1) Upon written request by the person subpoenaed or by a party, the presiding officer may:</P>
              <P>(i) Quash or modify the subpoena if it is unreasonable, oppressive or for other good cause shown, or</P>
              <P>(ii) Require the person in whose behalf the subpoena was issued to advance the reasonable cost of producing subpoenaed records. Where circumstances require, the presiding officer may act upon such a request at any time after a copy has been served upon the opposing party.</P>
              <P>(2) Motions to quash or modify a subpoena shall be filed within 10 days of service, or at least one day prior to any scheduled hearing, whichever first occurs. The presiding officer, in his or her sole discretion, may entertain motions to quash or modify not made within the time limitations specified in this paragraph.</P>
              <P>(e)<E T="03">Form; issuance.</E>(1) Every subpoena shall state the title of the proceeding, shall cite 39 U.S.C. 3016(a)(2) as the authority under which it is issued, and shall command each person to whom it is directed to attend and give testimony, and if appropriate, to produce specified records at a time and place therein specified. In issuing a subpoena to a requesting party, the presiding officer shall sign the subpoena and may, in his or her discretion, enter the name of the witness and otherwise leave it blank. The party to whom the subpoena is issued shall complete the subpoena before service.</P>
              <P>(2) The party at whose instance a subpoena is issued shall be responsible for the payment of fees and mileage of the witness in accordance with 28 U.S.C. 1821, or other applicable law, and of the officer who serves the subpoena. The failure to make payment of such charges on demand may be deemed by the presiding officer as sufficient ground for striking the testimony of the witness and the evidence the witness has produced.</P>
              <P>(f)(1)<E T="03">Service in general.</E>The party requesting issuance of a subpoena shall arrange for service.</P>
              <P>(2)<E T="03">Service within the United States.</E>A subpoena issued under this section may be served by a person designated under 18 U.S.C. 3061 or by a United States marshal or deputy marshal, or by any other person who is not a party and not less than 18 years of age at any place within the territorial jurisdiction of any court of the United States.</P>
              <P>(3)<E T="03">Service outside the United States.</E>Any such subpoena may be served upon any person who is not to be found within the territorial jurisdiction of any court of the United States, in such manner as the Federal Rules of Civil Procedure prescribe for service in a foreign country. To the extent that the courts of the United States may assert jurisdiction over such person consistent with due process, the United States District Court for the District of Columbia shall have the same jurisdiction to take any action respecting compliance with this section by such person that such court would have if such person were personally within the jurisdiction of such court.</P>
              <P>(4)<E T="03">Service on business persons.</E>Service of any such subpoena may be made upon a partnership, corporation, association, or other legal entity by:</P>

              <P>(i) Delivering a duly executed copy thereof to any partner, executive officer, managing agent, or general agent thereof, or to any agent thereof authorized by appointment or by law to receive service of process on behalf of such partnership, corporation, association, or entity;<PRTPAGE P="36324"/>
              </P>
              <P>(ii) Delivering a duly executed copy thereof to the principal office or place of business of the partnership, corporation, association, or entity; or</P>
              <P>(iii) Depositing such copy in the United States mails, by registered or certified mail, return receipt requested, duly addressed to such partnership, corporation, association, or entity at its principal office or place of business.</P>
              <P>(5)<E T="03">Service on natural persons.</E>Service of any subpoena may be made upon any natural person by:</P>
              <P>(i) Delivering a duly executed copy to the person to be served; or</P>
              <P>(ii) Depositing such copy in the United States mails, by registered or certified mail, return receipt requested, duly addressed to such person at his or her residence or principal office or place of business.</P>
              <P>(6)<E T="03">Verified return.</E>A verified return by the individual serving any such subpoena setting forth the manner of such service shall constitute proof of service. In the case of service by registered or certified mail, such return shall be accompanied by the return post office receipt of delivery of such subpoena, or a statement of service by registered or certified mail in the event that receipt of delivery is unavailable.</P>
              <P>(g)<E T="03">Contumacy or refusal to obey a subpoena.</E>In the case of refusal to obey a subpoena, the Judicial Officer may request the Attorney General to petition the district court for any district in which the person receiving the subpoena resides, is found, or conducts business (or in the case of a person outside the territorial jurisdiction of any district court, the district court for the District of Columbia) to issue an appropriate order for the enforcement of such subpoena. Any failure to obey such order of the court may be punishable as contempt.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.20</SECTNO>
              <SUBJECT>Witness fees.</SUBJECT>
              <P>The Postal Service does not pay fees and expenses for Respondent's witnesses or for depositions requested by Respondent, unless otherwise ordered by the presiding officer.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.21</SECTNO>
              <SUBJECT>Discovery.</SUBJECT>
              <P>(a)<E T="03">Voluntary discovery.</E>The parties are encouraged to engage in voluntary discovery procedures. In connection with any deposition or other discovery procedure, the presiding officer may issue any order which justice requires to protect a party or person from annoyance, embarrassment, oppression, or undue burden or expense, and those orders may include limitations on the scope, method, time and place for discovery, and provisions for protecting the secrecy of confidential information or documents.</P>
              <P>(b)<E T="03">Discovery disputes.</E>The parties are required to make a good faith effort to resolve objections to discovery requests informally. A party receiving an objection to a discovery request, or a party which believes that another party's response to a discovery request is incomplete or entirely absent, may file a motion to compel a response, but such a motion must include a representation that the moving party has tried in good faith, prior to filing the motion, to resolve the matter informally. The motion to compel shall include a copy of each discovery request at issue and the response, if any.</P>
              <P>(c)<E T="03">Discovery limitations.</E>The presiding officer may limit the frequency or extent of use of discovery methods described in these rules. In doing so, generally the presiding officer will consider whether:</P>
              <P>(1) The discovery sought is unreasonably cumulative or duplicative, or is obtainable from some other source that is more convenient, less burdensome, or less expensive;</P>
              <P>(2) The party seeking discovery has had ample opportunity by discovery in the case to obtain the information sought; or</P>
              <P>(3) The discovery is unduly burdensome and expensive, taking into account the needs of the case, the amount in controversy, limitations on the parties' resources, and the importance of the issues at stake.</P>
              <P>(d)<E T="03">Interrogatories.</E>At any time after service of the complaint, a party may serve on the other party written interrogatories to be answered separately in writing, signed under oath and returned within 30 days. Upon timely objection, the presiding officer will determine the extent to which the interrogatories will be permitted.</P>
              <P>(e)<E T="03">Requests for admission.</E>At any time after service of the complaint, a party may serve upon the other party a request for the admission of specified facts. Within 30 days after service, the party served shall answer each requested fact or file objections thereto. The factual propositions set out in the request may be ordered by the presiding officer as deemed admitted upon the failure of a party to respond timely and fully to the request for admissions.</P>
              <P>(f)<E T="03">Requests for production of documents.</E>At any time after service of the complaint, a party may serve on the other party written requests for the production, inspection, and copying of any documents, electronically stored information, or things, to be answered within 30 days. Upon timely objection, the presiding officer will determine the extent to which the requests must be satisfied, and if the parties cannot themselves agree thereon, the presiding officer shall specify just terms and conditions for compliance.</P>
              <P>(g)<E T="03">Depositions.</E>Except as stated herein, depositions shall be conducted in accordance with Rule 30 of the Federal Rules of Civil Procedure.</P>
              <P>(1) After a complaint has been filed and docketed, the parties may mutually agree to, or the presiding officer may, upon application of either party and for good cause shown, order the taking of testimony of any person by deposition upon oral examination or written interrogatories before any officer authorized to administer oaths at the place of examination, for use as evidence or for purpose of discovery. The application for order shall specify whether the purpose of the deposition is discovery or for use as evidence.</P>
              <P>(2) The time, place, and manner of conducting depositions shall be as mutually agreed by the parties or, failing such agreement, and upon proper application, governed by order of the presiding officer.</P>
              <P>(3) No testimony taken by deposition shall be considered as part of the evidence in the hearing of an appeal unless and until such testimony is offered and received in evidence at or before such hearing. It will not ordinarily be received in evidence if the deponent is available to testify at the hearing, but the presiding officer may admit testimony taken by deposition in his or her discretion. A deposition may be used to contradict or impeach the testimony of the witness given at the hearing. In cases submitted on the written record in lieu of an oral hearing, the presiding officer may, in his or her discretion, receive depositions as evidence in supplementation of that record.</P>
              <P>(4) Each party shall bear its own expenses associated with the taking of any deposition unless otherwise ordered by the presiding officer.</P>
              <P>(h)<E T="03">Sanctions.</E>If a party fails to appear for a deposition, after being served with a proper notice, or fails to serve answers or objections to interrogatories, requests for admissions, or requests for the production or inspection of documents, after proper service, the party seeking discovery may request that the presiding officer impose appropriate orders. Failure of a party to comply with an order pursuant to this rule may result in the presiding officer's ruling that the disobedient party may not support or oppose designated charges or defenses or may not introduce designated matters in evidence. The presiding officer may also infer from the disobedient party's<PRTPAGE P="36325"/>failure to comply with the order that the facts to which the order related would, if produced or admitted, be adverse to such party's interests. In the sole discretion of the presiding officer, failure of a party to comply with an order pursuant to this rule may result in the presiding officer's issuance of an order of default under § 952.11(c).</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.22</SECTNO>
              <SUBJECT>Transcript.</SUBJECT>
              <P>(a) Hearings shall be reported and transcribed by a court reporter. Argument upon any matter may be excluded from the transcript by order of the presiding officer. A copy of the transcript shall be a part of the record and the sole official transcript of the proceeding. Copies of the transcript shall be supplied to the parties to the proceeding by the reporter at rates not to exceed the maximum rates fixed by contract between the Postal Service and the reporter. Copies of parts of the official record including exhibits admitted into evidence, other than the transcript, may be obtained by Respondent from the Recorder upon the payment of reasonable copying charges. Items that cannot reasonably be photocopied may be photographed and furnished in that form.</P>
              <P>(b) Changes in the official transcript may be ordered by the presiding officer only to correct errors affecting substance and then only in the manner herein provided. Within 10 days after the receipt by any party of a copy of the official transcript, or any part thereof, he or she may file a motion requesting correction of the transcript. Opposing counsel shall, within such time as may be specified by the presiding officer, notify the presiding officer in writing of his or her concurrence or disagreement with the requested corrections. Failure to interpose timely objection to a proposed correction shall be considered to be concurrence. Thereafter, the presiding officer shall by order specify the corrections to be made in the transcript. The presiding officer on his or her own initiative may order corrections to be made in the transcript with prompt notice to the parties of the proceeding. Any changes ordered by the presiding officer other than by agreement of the parties shall be subject to objection and exception.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.23</SECTNO>
              <SUBJECT>Proposed findings and conclusions.</SUBJECT>
              <P>(a) Each party to a proceeding, except one who fails to answer the complaint or, having answered, either fails to appear at the hearing or indicates in the answer that he or she does not desire to appear, may, unless at the discretion of the presiding officer such is not appropriate, submit proposed findings of fact, conclusions of law, orders and supporting reasons either in oral or written form in the discretion of the presiding officer. The presiding officer may also require parties to any proceeding to submit proposed findings of fact, conclusions of law, orders, and supporting reasons. Unless given orally, the date set for filing of proposed findings of fact, conclusions of law, orders and supporting reasons shall be within 30 days after the delivery of the official transcript to the Recorder who shall notify both parties of the date of its receipt. The filing date for proposed findings of fact, conclusions of law, orders and supporting reasons shall be the same for both parties. If not submitted by such date, or unless extension of time for the filing thereof is granted, they will not be included in the record or given consideration.</P>
              <P>(b) Except when presented orally before the close of the hearing, proposed findings of fact shall be set forth in serially numbered paragraphs and shall state with particularity all evidentiary facts in the record with appropriate citations to the transcript or exhibits supporting the proposed findings. Each proposed conclusion shall be separately stated.</P>
              <P>(c) Except when presented orally before the close of the hearing, proposed orders shall state the statutory basis of the order and, with respect to orders proposed to be issued pursuant to 39 U.S.C. 3005(a)(3), shall be set forth in serially numbered paragraphs stating with particularity the representations Respondent and its representative shall cease and desist from using for the purpose of obtaining money or property through the mail.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.24</SECTNO>
              <SUBJECT>Decisions.</SUBJECT>
              <P>(a)<E T="03">Initial decision by Administrative Law Judge.</E>A written initial decision shall be rendered by an Administrative Law Judge as soon as practical after completion of the hearing, or after close of the record in matters heard upon the written record in lieu of an oral hearing under § 952.17(b)(10). The initial decision shall include findings and conclusions with the reasons therefor upon all the material issues of fact or law presented on the record, and the appropriate orders or denial thereof. The initial decision shall become the final agency decision unless an appeal is taken in accordance with § 952.25.</P>
              <P>(b)<E T="03">Tentative or final decision by the Judicial Officer.</E>When the Judicial Officer presides at the hearing he or she shall issue a final or a tentative decision. Such decision shall include findings and conclusions with the reasons therefor upon all the material issues of fact or law presented on the record, and the appropriate orders or denial thereof. The tentative decision shall become the final agency decision unless exceptions are filed in accordance with § 952.25.</P>
              <P>(c)<E T="03">Oral decisions.</E>The presiding officer may render an oral decision (an initial decision by an Administrative Law Judge, or a tentative or final decision by the Judicial Officer) at the close of the hearing when the nature of the case and the public interest warrant. A party which desires an oral decision shall notify the presiding officer and the opposing party at least 5 days prior to the date set for the hearing. Either party may submit proposed findings, conclusions, and proposed orders either orally or in writing at the conclusion of the hearing.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.25</SECTNO>
              <SUBJECT>Exceptions to initial decision or tentative decision.</SUBJECT>
              <P>(a) A party in a proceeding presided over by an Administrative Law Judge may appeal to the Judicial Officer by filing exceptions in a brief on appeal within 15 days from the receipt of the Administrative Law Judge's initial decision.</P>
              <P>(b) A party in a proceeding presided over by the Judicial Officer may file exceptions within 15 days from the receipt of the Judicial Officer's tentative decision.</P>
              <P>(c) If an initial or tentative decision is rendered orally by the presiding officer at the close of the hearing, he or she may then orally provide notice to the parties participating in the hearing of the time limit within which an appeal must be filed.</P>
              <P>(d) The date for filing the reply to an appeal brief or to a brief in support of exceptions to a tentative decision by the Judicial Officer is 10 days after the receipt thereof. No additional briefs shall be received unless requested by the Judicial Officer.</P>
              <P>(e) Briefs upon appeal or in support of exceptions to a tentative decision by the Judicial Officer and replies thereto shall be filed in duplicate with the Recorder and contain the following matter:</P>
              <P>(1) A subject index of the matters presented, with page references; a table of cases alphabetically arranged; a list of statutes and texts cited with page references;</P>
              <P>(2) A concise abstract or statement of the case in briefs on appeal or in support of exceptions;</P>

              <P>(3) Numbered exceptions to specific findings and conclusions of fact, conclusions of law, or recommended orders of the presiding officer in briefs<PRTPAGE P="36326"/>on appeal or in support of exceptions; and</P>
              <P>(4) A concise argument clearly setting forth points of fact and of law relied upon in support of or in opposition to each exception taken, together with specific references to the parts of the record and the legal or other authorities relied upon.</P>
              <P>(f) Unless permission is granted by the Judicial Officer no brief shall exceed 50 printed pages double spaced, using 12 point type.</P>
              <P>(g) The Judicial Officer will extend the time to file briefs only upon written application for good cause shown. If the appeal brief or brief in support of exceptions is not filed within the time prescribed, the defaulting party may be deemed to have abandoned the appeal or waived the exceptions, and the initial or tentative decision shall become the final agency decision.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.26</SECTNO>
              <SUBJECT>Judicial Officer.</SUBJECT>
              <P>(a) The Judicial Officer is authorized:</P>
              <P>(1) To act as presiding officer;</P>
              <P>(2) To render tentative decisions;</P>
              <P>(3) To render final agency decisions;</P>
              <P>(4) To issue Postal Service orders for the Postmaster General;</P>
              <P>(5) To refer the record in any proceeding to the Postmaster General or the Deputy Postmaster General for final agency decision;</P>
              <P>(6) To remand a case to the presiding officer for consideration; and,</P>
              <P>(7) To revise or amend these rules of practice.</P>
              <P>(b) In determining appeals from initial decisions or exceptions to tentative decisions, the entire official record will be considered before a final agency decision is rendered. Before rendering a final agency decision, the Judicial Officer may order the hearing reopened for the presentation of additional evidence by the parties.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.27</SECTNO>
              <SUBJECT>Motion for reconsideration.</SUBJECT>
              <P>A party may file a motion for reconsideration of a final agency decision within 10 days after receiving it or within such longer period as the Judicial Officer may order. Each motion for reconsideration shall be accompanied by a brief clearly setting forth the points of fact and of law relied upon in support of said motion.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.28</SECTNO>
              <SUBJECT>Orders.</SUBJECT>
              <P>(a) If an order is issued which prohibits delivery of mail to Respondent it shall be incorporated in the record of the proceeding. The Recorder shall cause notice of the order to be published in the Postal Bulletin and cause the order to be transmitted to such postmasters and other officers and employees of the Postal Service as may be required to place the order into effect.</P>
              <P>(b) If an order is issued which requires Respondent to cease and desist from using certain representations for the purpose of obtaining money or property through the mail, it shall be incorporated in the record of the proceeding and a copy thereof shall be served upon Respondent or his or her or its agent by certified mail or by personal service, or if no person can be found to accept service, service shall be accomplished by ordinary mail to the last known address of Respondent or his or her or its agent. If service is not accomplished by certified mail, a statement, showing the time and place of delivery, signed by the postal employee who delivered the order, shall be forwarded to the Recorder.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.29</SECTNO>
              <SUBJECT>Modification or revocation of orders.</SUBJECT>
              <P>A party against which an order or orders have been issued may file an application for modification or revocation thereof. The Recorder shall transmit a copy of the application to the Chief Postal Inspector or his or her designee, who shall file a written reply within 10 days after filing or such other period as the Judicial Officer may order. A copy of the reply shall be sent to the applicant by the Recorder. Thereafter an order granting or denying such application will be issued by the Judicial Officer.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.30</SECTNO>
              <SUBJECT>Supplemental orders.</SUBJECT>
              <P>When the Chief Postal Inspector or his or her designee, or the Chief Postal Inspector's designated representative shall have reason to believe that a person is evading or attempting to evade the provisions of any such orders by conducting the same or a similar enterprise under a different name or at a different address, he or she may file a petition with accompanying evidence setting forth the alleged evasion or attempted evasion and requesting the issuance of a supplemental order or orders against the name or names allegedly used. Notice shall then be given by the Recorder to the person that the order has been requested and that an answer may be filed within 10 days of the notice. The Judicial Officer, for good cause shown, may hold a hearing to consider the issues in controversy, and shall, in any event, render a final decision granting or denying the supplemental order or orders.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.31</SECTNO>
              <SUBJECT>Computation of time.</SUBJECT>
              <P>A designated period of time under these rules excludes the day the period begins, and includes the last day of the period unless the last day is a Saturday, Sunday, or legal holiday, in which event the period runs until the close of business on the next business day.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.32</SECTNO>
              <SUBJECT>Official record.</SUBJECT>
              <P>The hearing transcript together with all pleadings, orders, exhibits, briefs and other documents filed in the proceeding shall constitute the official record of the proceeding.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.33</SECTNO>
              <SUBJECT>Public information.</SUBJECT>
              <P>The Librarian of the Postal Service maintains for public inspection in the Library copies of all initial, tentative and final agency decisions and orders. The Recorder maintains the complete official record of every proceeding.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 952.34</SECTNO>
              <SUBJECT>Ex parte communications.</SUBJECT>
              <P>The provisions of 5 U.S.C. 551(14), 556(d), and 557(d) prohibiting ex parte communications apply to proceedings under these rules of practice.</P>
            </SECTION>
          </PART>
        </REGTEXT>
        <SIG>
          <NAME>Stanley F. Mires,</NAME>
          <TITLE>Chief Counsel, Legislative.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15518 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7710-12-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R03-OAR-2011-0411; FRL-9321-5]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Air Quality Implementation Plans; Virginia; Adoption of the Revised Nitrogen Dioxide Standard</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Direct final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>EPA is taking direct final action to approve revisions to the Commonwealth of Virginia State Implementation Plan (SIP). The revisions add the new 1-hour nitrogen dioxide (NO<E T="52">2</E>) standard at a level of 100 parts per billion (ppb) and update the list of Federal documents incorporated by reference. The Commonwealth of Virginia's SIP revisions for the national ambient air quality standards (NAAQS) for NO<E T="52">2</E>are consistent with the Federal NO<E T="52">2</E>standards. This action is being taken under the Clean Air Act (CAA).</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>

          <P>This rule is effective on August 22, 2011 without further notice, unless EPA receives adverse written comment by July 22, 2011. If EPA receives such comments, it will publish a timely withdrawal of the direct final rule in the<E T="04">Federal Register</E>and inform the public that the rule will not take effect.</P>
        </EFFDATE>
        <ADD>
          <PRTPAGE P="36327"/>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by Docket ID Number EPA-R03-OAR-2011-0411 by one of the following methods:</P>
          <P>A.<E T="03">http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
          <P>B.<E T="03">E-mail:</E>
            <E T="03">fernandez.cristina@epa.gov.</E>
          </P>
          <P>C.<E T="03">Mail:</E>EPA-R03-OAR-2011-0411, Cristina Fernandez, Associate Director, Office of Air Program Planning, Mailcode 3AP30, U.S. Environmental Protection Agency, Region III, 1650 Arch Street, Philadelphia, Pennsylvania 19103.</P>
          <P>D.<E T="03">Hand Delivery:</E>At the previously-listed EPA Region III address. Such deliveries are only accepted during the Docket's normal hours of operation, and special arrangements should be made for deliveries of boxed information.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-R03-OAR-2011-0411. EPA's policy is that all comments received will be included in the public docket without change, and may be made available online at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">http://www.regulations.gov</E>or e-mail. The<E T="03">http://www.regulations.gov</E>Web site is an anonymous access system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through<E T="03">http://www.regulations.gov,</E>your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the electronic docket are listed in the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information is not publicly available,<E T="03">i.e.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically in<E T="03">http://www.regulations.gov</E>or in hard copy during normal business hours at the Air Protection Division, U.S. Environmental Protection Agency, Region III, 1650 Arch Street, Philadelphia, Pennsylvania 19103. Copies of the State submittal are available at the Virginia Department of Environmental Quality, 629 East Main Street, Richmond, Virginia 23219.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Gregory Becoat, (215) 814-2036, or by e-mail at<E T="03">becoat.gregory@epa.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Background</HD>

        <P>On March 4, 2011, the Commonwealth of Virginia submitted a formal revision to its SIP. The SIP revision consists of amendments pertaining to the ambient air quality standards for NO<E T="52">2</E>and related reference conditions. The CAA specifies that EPA must re-evaluate the appropriateness of its various air quality standards every five years. As part of the process, EPA reviewed the latest research and determined that revised standards for NO<E T="52">2</E>were necessary to protect public health. EPA revised the level of the primary standard by setting a new 1-hour NO<E T="52">2</E>standard at a level of 100 parts per billion (ppb) in order to protect against adverse health effects associated with short-term exposure to NO<E T="52">2</E>. EPA also retained the current annual average NO<E T="52">2</E>standard of 53 ppb in order to protect against adverse health effects associated with long-term exposure to NO<E T="52">2</E>. EPA promulgated the more stringent primary NAAQS for NO<E T="52">2</E>on February 9, 2010 (75 FR 6474).</P>
        <HD SOURCE="HD1">II. Summary of SIP Revision</HD>

        <P>On March 4, 2011, the Commonwealth of Virginia submitted a formal revision to its SIP. The SIP revision consists of amendments to the Commonwealth's existing regulations in order to update the list of appendices under documents incorporated by reference and to add the new primary 1-hour standard for NO<E T="52">2</E>. The Commonwealth of Virginia's revision incorporates the revised NO<E T="52">2</E>standard into the Code of Virginia (9VAC5 Chapter 30). This SIP revision amends regulation 5-30-70, “Oxides of nitrogen with nitrogen dioxide as the indicator” in order to specify that NO<E T="52">2</E>is the indicator for oxides of nitrogen; limit the 53 ppb standard to the annual primary standard and change the unit of measurement from annual arithmetic mean concentration to annual average concentration; add the new primary 1-hour standard of 100 ppb; specify reference methods used to measure the standard; and specify how the primary annual and 1-hour standard and the secondary standard are attained.</P>

        <P>In addition, this SIP revision amends regulation 5-20-21, “Documents incorporated by reference” by adding the new Appendix S to the list of Federal documents incorporated by reference. Appendix S was added to 40 CFR part 50 when the revised NO<E T="52">2</E>standard was promulgated on February 9, 2010 (75 FR 6474).</P>
        <HD SOURCE="HD1">III. General Information Pertaining to SIP Submittals From the Commonwealth of Virginia</HD>
        <P>In 1995, Virginia adopted legislation that provides, subject to certain conditions, for an environmental assessment (audit) “privilege” for voluntary compliance evaluations performed by a regulated entity. The legislation further addresses the relative burden of proof for parties either asserting the privilege or seeking disclosure of documents for which the privilege is claimed. Virginia's legislation also provides, subject to certain conditions, for a penalty waiver for violations of environmental laws when a regulated entity discovers such violations pursuant to a voluntary compliance evaluation and voluntarily discloses such violations to the Commonwealth and takes prompt and appropriate measures to remedy the violations. Virginias Voluntary Environmental Assessment Privilege Law, Va. Code Sec. 10.1-1198, provides a privilege that protects from disclosure documents and information about the content of those documents that are the product of a voluntary environmental assessment. The Privilege Law does not extend to documents or information (1) that are generated or developed before the commencement of a voluntary environmental assessment; (2) that are prepared independently of the assessment process; (3) that demonstrate a clear, imminent and substantial danger to the public health or environment; or (4) that are required by law.</P>

        <P>On January 12, 1998, the Commonwealth of Virginia Office of the Attorney General provided a legal opinion that states that the Privilege Law, Va. Code Sec. 10.1-1198, precludes granting a privilege to documents and information “required by law,” including documents and information “required by Federal law to<PRTPAGE P="36328"/>maintain program delegation, authorization or approval,” since Virginia must “enforce Federally authorized environmental programs in a manner that is no less stringent than their Federal counterparts. * * *” The opinion concludes that “[r]egarding § 10.1-1198, therefore, documents or other information needed for civil or criminal enforcement under one of these programs could not be privileged because such documents and information are essential to pursuing enforcement in a manner required by Federal law to maintain program delegation, authorization or approval.”</P>
        <P>Virginia's Immunity law, Va. Code Sec. 10.1-1199, provides that “[t]o the extent consistent with requirements imposed by Federal law,” any person making a voluntary disclosure of information to a state agency regarding a violation of an environmental statute, regulation, permit, or administrative order is granted immunity from administrative or civil penalty. The Attorney General's January 12, 1998 opinion states that the quoted language renders this statute inapplicable to enforcement of any Federally authorized programs, since “no immunity could be afforded from administrative, civil, or criminal penalties because granting such immunity would not be consistent with Federal law, which is one of the criteria for immunity.”</P>
        <P>Therefore, EPA has determined that Virginia's Privilege and Immunity statutes will not preclude the Commonwealth from enforcing its program consistent with the Federal requirements. In any event, because EPA has also determined that a state audit privilege and immunity law can affect only state enforcement and cannot have any impact on Federal enforcement authorities, EPA may at any time invoke its authority under the CAA, including, for example, sections 113, 167, 205, 211 or 213, to enforce the requirements or prohibitions of the state plan, independently of any state enforcement effort. In addition, citizen enforcement under section 304 of the CAA is likewise unaffected by this, or any, state audit privilege or immunity law.</P>
        <HD SOURCE="HD1">IV. Final Action</HD>

        <P>EPA is approving the Commonwealth of Virginia's SIP revision that adds the new 1-hour NO<E T="52">2</E>NAAQS and updates the list of Federal documents incorporated by reference. EPA is publishing this rule without prior proposal because the Agency views this as a noncontroversial amendment and anticipates no adverse comment. However, in the Proposed Rules section of today's<E T="04">Federal Register</E>, EPA is publishing a separate document that will serve as the proposal to approve the SIP revision if adverse comments are filed. This rule will be effective on August 22, 2011 without further notice unless EPA receives adverse comment by July 22, 2011. If EPA receives adverse comment, EPA will publish a timely withdrawal in the<E T="04">Federal Register</E>informing the public that the rule will not take effect. EPA will address all public comments in a subsequent final rule based on the proposed rule. EPA will not institute a second comment period on this action. Any parties interested in commenting must do so at this time.</P>
        <HD SOURCE="HD1">V. Statutory and Executive Order Reviews</HD>
        <HD SOURCE="HD2">A. General Requirements</HD>
        <P>Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the CAA and applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this action merely approves state law as meeting Federal requirements and does not impose additional requirements beyond those imposed by state law. For that reason, this action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA; and</P>
        <P>• Does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
        <P>In addition, this rule does not have Tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the state, and EPA notes that it will not impose substantial direct costs on Tribal governments or preempt Tribal law.</P>
        <HD SOURCE="HD2">B. Submission to Congress and the Comptroller General</HD>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this action and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the<E T="04">Federal Register</E>. A major rule cannot take effect until 60 days after it is published in the<E T="04">Federal Register</E>. This action is not a “major rule” as defined by 5 U.S.C. 804(2).</P>
        <HD SOURCE="HD2">C. Petitions for Judicial Review</HD>

        <P>Under section 307(b)(1) of the CAA, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by August 22, 2011. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this action for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action. Parties with objections to this direct final rule are encouraged to file a comment in response to the parallel notice of proposed rulemaking for this action published in the proposed rules section of today's<E T="04">Federal Register</E>, rather than file an immediate petition for judicial review of this direct final rule, so that EPA can withdraw this direct final rule and address the comment in the proposed rulemaking. This action<PRTPAGE P="36329"/>pertaining to the Commonwealth of Virginia's adoption of the revised NO<E T="52">2</E>standard of 100 ppb may not be challenged later in proceedings to enforce its requirements. (See section 307(b)(2).)</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Incorporation by reference, Nitrogen dioxide, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 6, 2011.</DATED>
          <NAME>W.C. Early,</NAME>
          <TITLE>Acting, Regional Administrator, Region III.</TITLE>
        </SIG>
        
        <P>40 CFR part 52 is amended as follows:</P>
        <REGTEXT PART="52" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 52—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for 40 CFR part 52 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 7401<E T="03">et seq.</E>
            </P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="52" TITLE="40">
          <SUBPART>
            <HD SOURCE="HED">Subpart VV—Virginia</HD>
          </SUBPART>
          <AMDPAR>2. In § 52.2420, the table in paragraph (c) is amended by revising the entry for Section 5-30-70. The table in paragraph (e) is amended by adding an entry for “Documents Incorporated by Reference” after the tenth existing entry for “Documents Incorporated by Reference.” The amendments read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.2420</SECTNO>
            <SUBJECT>Identification of plan.</SUBJECT>
            <STARS/>
            <P>(c) * * *</P>
            <GPOTABLE CDEF="s50,r50,12,xs96,xs96" COLS="5" OPTS="L1,i1">
              <TTITLE>EPA—Approved Virginia Regulations and Statutes</TTITLE>
              <BOXHD>
                <CHED H="1">State citation</CHED>
                <CHED H="1">Title/subject</CHED>
                <CHED H="1">State effective date</CHED>
                <CHED H="1">EPA approval date</CHED>
                <CHED H="1">Explanation [former SIP citation]</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW RUL="s">
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW EXPSTB="04" RUL="s">
                <ENT I="21">
                  <E T="02">9 VAC 5, Chapter 30 Ambient Air Quality Standards [Part III]</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="22"/>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">5-30-70</ENT>
                <ENT>Oxides of nitrogen dioxide as the indicator</ENT>
                <ENT>8/18/10</ENT>
                <ENT>6/22/11 [Insert page number where the document begins]</ENT>
                <ENT>Sections A., D., and E. are modified. Sections B., C., F., and G. are added.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
            <P>(e) * * *</P>
            <GPOTABLE CDEF="s50,r50,12,xs96,xs96" COLS="5" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Name of non-regulatory SIP revision</CHED>
                <CHED H="1">Applicable geographic area</CHED>
                <CHED H="1">State submittal date</CHED>
                <CHED H="1">EPA approval date</CHED>
                <CHED H="1">Additional explanation</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW RUL="s">
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Documents Incorporated by Reference (9 VAC 5-20-21, Section E.1.a.(1)(s))</ENT>
                <ENT>Statewide</ENT>
                <ENT>3/14/11</ENT>
                <ENT>6/22/11 [Insert page number where the document begins]</ENT>
                <ENT>Added section.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15455 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R10-OAR-2010-1072; FRL-9321-4]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Implementation Plans; State of Idaho; Regional Haze State Implementation Plan and Interstate Transport Plan</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>EPA is approving portions of a State Implementation Plan (SIP) revision submitted by the State of Idaho on October 25, 2010, as meeting the requirements of Clean Air Act (CAA) section 110(a)(2)(D)(i)(II) as it applies to visibility for the 1997 8-hour ozone and 1997 particulate matter (PM<E T="52">2.5</E>) National Ambient Air Quality Standards (NAAQS). EPA is also approving portions of the revision as meeting certain requirements of the regional haze program, including the requirements for best available retrofit technology (BART).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>This final rule is effective July 22, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>EPA has established a docket for this action under Docket ID No. EPA-R10-OAR-2010-1072. All documents in the docket are listed on the<E T="03">http://www.regulations.gov</E>Web site. Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically through<E T="03">http://www.regulations.gov</E>or in hard copy at the State and Tribal Air Programs Unit, Office of Air Waste and Toxics, EPA Region 10, 1200 Sixth Avenue, Seattle, WA, 98101. EPA requests that if at all possible, you contact the individual listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to view the hard copy of the docket. You<PRTPAGE P="36330"/>may view the hard copy of the docket Monday through Friday, 8 a.m. to 4 p.m., excluding Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Steve Body, EPA Region 10, Suite 900, Office of Air, Waste and Toxics, 1200 Sixth Avenue, Seattle, WA 98101.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Definitions</HD>
        <P>For the purpose of this document, we are giving meaning to certain words or initials as follows:</P>
        <P>(i) The words or initials<E T="03">Act, CAA,</E>or<E T="03">Clean Air Act</E>mean or refer to the Clean Air Act, unless the context indicates otherwise.</P>
        <P>(ii) The words<E T="03">EPA, we,</E>
          <E T="03">us</E>or<E T="03">our</E>mean or refer to the United States Environmental Protection Agency.</P>
        <P>(iii) The initials<E T="03">SIP</E>mean or refer to State Implementation Plan.</P>
        <P>(iv) The words<E T="03">Idaho</E>and<E T="03">State</E>mean the State of Idaho.</P>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. Background Information</FP>
          <FP SOURCE="FP-2">II. Response to Comments</FP>
          <FP SOURCE="FP-2">III. Final Action</FP>
          <FP SOURCE="FP-2">IV. Scope of Action</FP>
          <FP SOURCE="FP-2">V. Statutory and Executive Orders Review</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Background Information</HD>

        <P>On July 18, 1997, EPA promulgated new NAAQS for 8-hour ozone and for fine particulate matter (PM<E T="52">2.5</E>). This action is being taken, in part, in response to the promulgation of the 1997 8-hour ozone and PM<E T="52">2.5</E>NAAQS. Section 110(a)(1) of the CAA requires states to submit a SIP revision to address a new or revised NAAQS within 3 years after promulgation of such standards, or within such shorter period as EPA may prescribe. Section 110(a)(2) lists the elements that such new SIPs must address, as applicable, including section 110(a)(2)(D)(i), which pertains to interstate transport of certain emissions.</P>
        <P>Section 110(a)(2)(D)(i) of the CAA requires that a SIP must contain adequate provisions prohibiting any source or other type of emissions activity within the state from emitting any air pollutant in amounts which will: (1) contribute significantly to nonattainment of the NAAQS in any other state; (2) interfere with maintenance of the NAAQS by any other state; (3) interfere with any other state's required measures to prevent significant deterioration of air quality; or (4) interfere with any other state's required measures to protect visibility. This action addresses the fourth prong, section 110(a)(2)(D)(i)(II).</P>
        <P>In the CAA Amendments of 1977, Congress established a program to protect and improve visibility in the national parks and wilderness areas. See CAA section 169(A). Congress amended the visibility provisions in the CAA in 1990 to focus attention on the problem of regional haze. See CAA section 169(B). EPA promulgated regulations in 1999 to implement sections 169A and 169B of the Act. These regulations require states to develop and implement plans to ensure reasonable progress toward improving visibility in mandatory Class I Federal areas<SU>1</SU>
          <FTREF/>(Class I areas). 64 FR 35714 (July 1, 1999); see also 70 FR 39104 (July 6, 2005) and 71 FR 60612 (October 13, 2006).</P>
        <FTNT>
          <P>
            <SU>1</SU>Areas designated as mandatory Class I Federal areas consist of national parks exceeding 6000 acres, wilderness areas and national memorial parks exceeding 5000 acres, and all international parks that were in existence on August 7, 1977. 42 U.S.C. 7472(a). In accordance with section 169A of the Clean Air Act, EPA, in consultation with the Department of Interior, promulgated a list of 156 areas where visibility is identified as an important value. 44 FR 69122 (November 30, 1979). The extent of a mandatory Class I area includes subsequent changes in boundaries, such as park expansions. 42 U.S.C. 7472(a). Although states and Tribes may designate as Class I additional areas which they consider to have visibility as an important value, the requirements of the visibility program set forth in section 169A of the Clean Air Act apply only to “mandatory Class I Federal areas.” Each mandatory Class I Federal area is the responsibility of a “Federal Land Manager.” 42 U.S.C. 7602(i). When we use the term “Class I area” in this action, we mean a “mandatory Class I Federal area.”.</P>
        </FTNT>

        <P>On October 25, 2010, the State of Idaho submitted to EPA a State Implementation Plan (SIP) revision addressing the interstate transport requirements for visibility for the 1997 ozone and PM<E T="52">2.5</E>NAAQS, [see CAA § 110(a)(2)(D)(i)(II)], and the requirements of the regional haze program at 40 CFR § 51.308 (Regional Haze SIP submittal). On January 11, 2011, EPA published a notice in which the Agency proposed to approve the Idaho SIP revision as meeting the requirements of both section 110(a)(2)(D)(i)(II) of the CAA and the Regional Haze requirements set forth in sections 169A and 169B of the CAA and in 40 CFR 51.300-308, with the exception of Chapter 11, Idaho Reasonable Progress Goal Demonstration and Chapter 12, Long Term Strategy. 76 FR 1579 (Notice of Proposed Rulemaking or NPR). For Idaho's Reasonable Progress Goal Determination and Long-Term Strategy, EPA did not propose taking any action.</P>
        <HD SOURCE="HD1">II. Response to Comments</HD>
        <P>EPA received four comments on the proposed action to approve certain elements of the Idaho Regional Haze SIP submittal. A comment letter was received from the State of Idaho's Department of Environmental Quality (IDEQ). A comment was received from a private citizen. Adverse comments were received by two entities; The Amalgamated Sugar Company (TASCO) and the Wyoming Outdoor Council. The discussion below summarizes and responds to the comments received on EPA's proposed SIP action and explains the basis for EPA's final action.</P>
        <HD SOURCE="HD2">Comment from IDEQ</HD>
        <P>
          <E T="03">Comment:</E>IDEQ's letter related to a Tier II operating permit IDEQ had issued to The Amalgamated Sugar Company (TASCO) on September 7, 2010, that included the requirement to install and operate BART control technology and comply with the BART emission limitations. See the September 7, 2010, letter from IDEQ to TASCO issuing the Tier II Operating Permit No. T2-2009-0105, that was included in the Idaho Regional Haze SIP submittal. The comment explained that on October 12, 2011, TASCO appealed the Tier II permit and that IDEQ has entered into negotiations with TASCO to discuss alternative control measures that may be required at the TASCO Nampa facility in lieu of the BART conditions as outlined in the SIP submission. IDEQ and TASCO hope these negotiations will result in a revised Tier II permit, agreed to by both parties, that results in emissions controls that can be considered better than the BART currently in the SIP submission.</P>
        <P>
          <E T="03">Response:</E>EPA acknowledges the notification.</P>
        <HD SOURCE="HD2">Comment from Private Citizen</HD>
        <P>
          <E T="03">Comment:</E>The comment supports Idaho's actions to improve visibility in Class I areas.</P>
        <P>
          <E T="03">Response:</E>EPA acknowledges the comment.</P>
        <HD SOURCE="HD2">Comments from TASCO</HD>
        <P>
          <E T="03">Comment 1a:</E>TASCO requests the EPA defer further action of the Regional Haze SIP submittal. TASCO explains that it is actively negotiating with IDEQ to resolve its challenge to IDEQ's Tier II operating permit that was issued on September 7, 2010, imposing BART controls on the Riley Boiler at the TASCO Nampa facility. TASCO is hopeful that the negotiations will result in a revised BART determination and revised Tier II operating permit by May 2, 2011. Thus, in the commenter's view, final action on the TASCO portion of the Regional Haze SIP is premature, would ignore the ongoing negotiations between TASCO and IDEQ, and would cause unnecessary administrative burden for EPA, IDEQ, and TASCO because the company expects that a new/revised Tier II permit will be<PRTPAGE P="36331"/>negotiated, issued and submitted to EPA. The commenter urges EPA to postpone final action on the Regional Haze SIP submittal pending the outcome of ongoing negotiations between TASCO and IDEQ and until EPA undertakes a complete reevaluation of the affordability of BART controls.<SU>2</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>2</SU>At TASCO's request EPA and IDEQ had a phone conversation with a TASCO representative on May 16, 2011, followed by a letter to the EPA dated May 25, 2011, in which TASCO reiterated its request that EPA postpone final action.</P>
        </FTNT>
        <P>
          <E T="03">Response:</E>TASCO suggests that instead of acting on the Regional Haze SIP submittal, EPA defer action until the ongoing negotiations between IDEQ and TASCO are completed and a revised BART determination for TASCO is submitted to EPA. Unfortunately, EPA cannot defer action on the Regional Haze SIP submittal. States were required to submit Regional Haze SIPs by December 17, 2007. As Idaho and a number of other states failed to meet this deadline, EPA issued a final rule finding that these states had failed to submit Regional Haze SIPs to EPA. 74 FR 2392 (January 15, 2009). Under the CAA, EPA must issue a Federal implementation plan (FIP) within two years of finding that a state has failed to make a required submission, unless the state submits a SIP and EPA fully approves the plan before promulgating a FIP. CAA section 110(c)(1). In addition, as described above, States are required to submit a SIP revision to address a new or revised NAAQS within three years after promulgation of such standards that contains adequate provisions to prevent emissions from within the state from interfering with other states' measures to protect visibility. Idaho failed to submit a complete SIP revision within 3 years of promulgation of the revised 1997 Ozone and PM<E T="52">2.5</E>NAAQS as required by section 110(a)(1) and meeting the requirements of section 110(a)(2)(D)(i). EPA is under a court order to take final action approving the Idaho Regional Haze SIP submittal, or to otherwise take action to meet the requirements of section 110(a)(2)(D)(i)(II) regarding visibility, by June 21, 2011. See 76 FR 1581, fn 5. In addition, IDEQ submitted the Regional Haze SIP revision to EPA on October 25, 2010, and included the Tier II operating permit for TASCO. EPA is obligated to take action on that submittal unless or until such time as the State of Idaho withdraws that submittal and submits a SIP revision.</P>
        <P>TASCO's suggestion that the Tier II operating permit will change as a result of its challenge or the ongoing negotiations is speculative. If and when a revised permit is issued sometime in the future, Idaho may submit it for EPA review and action, as appropriate. Such SIP revision must meet Federal requirements and policy on SIP revisions, including the Regional Haze rule requirement that an alternative BART determination must achieve greater reasonable progress than would be achieved through installation and operation of BART. See 40 CFR 51.308(e)(2). TASCO's comments concerning the affordability analysis are addressed below.</P>
        <P>
          <E T="03">Comment 1.b.:</E>TACSO also requests that EPA postpone action on the SIP for a few additional reasons. First, it states that due to confusion and threatened litigation over EPA's national inaction on the Regional Haze Rule, Idaho may be the first, or one of the first, states to obtain approval. Thus, in their view, postponement of Idaho's plan would not deviate from a national level of inactivity. TASCO questions the urgency to partially approve Idaho's Regional Haze SIP and suggests that based on the emission inventories from other states, Idaho should be a low priority.</P>
        <P>TASCO also requests an explanation for the decision to only partially approve the Regional Haze SIP and urges EPA to postpone final action on Idaho's plan until other components are ready for EPA action.</P>
        <P>Finally, in TASCO's view, postponement of final action is consistent with an Executive Order dated January 18, 2011 which reaffirms regulatory review principles. TASCO contends the Regional Haze SIP is out of step with current economic and political realities. Specifically the comment states that the appropriate focus for visibility improvements under the CAA should be emission reductions from significant contributors, such as natural fire and mobile sources. EPA's proposed partial approval, specifically the TASCO BART determination, “ignores significant contributors and over regulates the minor contribution of the Riley Boiler. The proposal is not consistent with either the substance not the spirit of President Obama's EO.”</P>
        <P>
          <E T="03">Response:</E>There is no confusion regarding litigation over CAA section 110(a)(2)(D)(i)(II), the visibility prong of interstate transport, which is a separate legal action from litigation over EPA inaction on Regional Haze SIPs under Section 169(A)&amp;(B). Idaho submitted the Regional Haze SIP to meet two provisions in the CAA—sections 110 and 169. As explained above, EPA must take action to meet the requirements of CAA section 110(a)(2)(D)(i)(II) regarding visibility by June 21, 2011. EPA's approval of the BART measures in the Idaho Regional Haze SIP submittal fulfills this obligation. EPA notes that the existence of any confusion regarding the timeline for EPA action on the Regional Haze SIPs is irrelevant to the question of whether the Regional Haze SIP submittal meets the requirements of the CAA or the regional haze program and has no impact on the statutory deadlines by which EPA must act. EPA intends to propose action on the remaining elements of the Idaho Regional Haze SIP submittal as expeditiously as possible, but finds no reason to delay action on the BART provisions.</P>

        <P>Regarding TASCO's comment that this SIP action should be a low priority based on emission inventories from other states, EPA notes that BART obligations and the deadlines for taking action under the CAA apply regardless of the state-to-state relative emission inventories. Under the Regional Haze Rule, each state is required to address its contribution to visibility impairment in Class I areas. See<E T="03">e.g.</E>40 CFR 51.308(d)(3). In addition, while the Regional Haze Rule requires states to identify all anthropogenic sources of visibility impairment in developing its long-term strategy, Congress placed special emphasis on the use of retrofit controls for certain sources, such as the TASCO facility's Riley Boiler. IDEQ accordingly carefully considered the use of such controls at TASCO and determined that controls were cost-effective, would improve visibility, and were an appropriate measure for assuring reasonable progress toward the national goal.</P>

        <P>The Executive Order identified by the commenter, EO 13563, provides that “[o]ur regulatory system must protect public health, welfare, safety, and our environment while promoting economic growth, innovation, competitiveness, and job creation * * *. It must identify and use the best, most innovative, and least burdensome tools for achieving regulatory ends * * *” While EPA's compliance with EO 13563 is not subject to judicial review, EPA has complied with the EO in this action approving IDEQ's Regional Haze SIP submittal. First, we note that EPA's Regional Haze Rules provide substantial flexibility to the states in meeting the BART requirements in the CAA while still ensuring that reasonable progress towards the national goal is made. Second, TASCO's argument that EPA has ignored the contribution of other sources to visibility impairment in approving IDEQ's BART determination misrepresents EPA's role in evaluating a state's BART determination. The CAA provides no basis for EPA to disapprove<PRTPAGE P="36332"/>a BART determination as overly stringent because a state has ignored other sources of impairment in its SIP.</P>
        <P>
          <E T="03">Comment 2:</E>On September 7, 2010, IDEQ issued a Tier II operating permit to TASCO that imposed both SO2 and NOx BART controls on the Riley Boiler at the TASCO Nampa facility and on October 12, 2010, TASCO filed a contested petition with the IDEQ challenging the reasonableness of the SO2 and NOx BART controls selected. In its comments to EPA, TASCO summarized the basis for its challenge at the state level to the Tier II operating permits.</P>
        <P>
          <E T="03">Comment 2a:</E>IDEQ failed to consider the 5-factors required by the CAA in choosing BART for SO2 and NOx emissions including the degree of improvement in visibility from the use such technology and the cost of compliance.</P>
        <P>
          <E T="03">Response:</E>The Riley Boiler at TASCO, Nampa, is a BART-eligible source subject-to-BART. Contrary to the commenter's claim, and as fully described in the<E T="04">Federal Register</E>notice, IDEQ did consider the 5-factors in its BART determination for particulate matter, SO2 and NOx. See 76 FR 1586-1589. After determining the available control technologies, the five factors are: 1) Cost of compliance; 2) Energy and non-air environmental impacts; 3) any pollution control equipment in use at the source; 4) the remaining useful life of the facility; 5) the degree of improvement in visibility which may reasonably be anticipated to result from the use of such technology.</P>
        <P>
          <E T="03">Comment 2b:</E>IDEQ solely relied on conservative modeling results and excluded other relevant evidence resulting in an unreasonable BART selection for TASCO's Riley Boiler.</P>
        <P>
          <E T="03">Response:</E>While its not clear if TASCO is suggesting that EPA should disapprove IDEQ's BART detemination on these grounds, we disagree that IDEQ relied solely on conservative modeling results. Air quality dispersion modeling was used by Idaho for two purposes: to identify sources subject to BART and to estimate visibility improvement resulting from implementation of technically feasible BART control options. In the context of this comment, TASCO does not appear to contest IDEQ's identification of sources subject to BART, but rather the projection of improvement in visibility from implementation of BART.</P>
        <P>To provide a consistent determination of baseline to future conditions of source specific visibility impacts, Idaho correctly used dispersion modeling. See 76 FR 1585 and EPA's evaluation of WRAP modeling in EPA's WRAP TSD, Section 6.A. The model Idaho used is consistent with BART Guidelines Appendix Y, (III)(3) which recommends use of modeling for individual source attribution with the CALPUFF model. See Appendix F, BART Modeling Protocol of the SIP submittal, (p. 30) for the application of the CALPUFF model.</P>
        <P>EPA approved the BART-subject Modeling Protocol that was used by Idaho, Oregon and Washington in their determinations of which BART eligible sources are subject to BART. EPA's evaluation of BART modeling can be found in the WRAP TSD, Section 7 (p. 51) and Appendix F of the Idaho Regional Haze SIP submittal, (p. F-30).</P>
        <P>
          <E T="03">Comment 2c:</E>Evidence overlooked by IDEQ to support a more reasonable outcome for TASCO BART: The Riley Boiler is located over 100 miles and in the opposite prevailing west to east wind direction from Hells Canyon, Eagle Cap, and Strawberry Mountain Wilderness Areas.</P>
        <P>
          <E T="03">Response:</E>Prevailing winds and distance do not necessarily determine the maximum visibility impact of a specific source. Many meteorological factors need to be considered in determining visibility impact, thus the use of dispersion modeling for determining impact. See 40 CFR 51, Appendix Y (BART Guidelines, Section III and Section IV.D, 5.</P>
        <P>Dispersion modeling demonstrates maximum impact of TASCO Nampa emissions are in the Eagle Cap Wilderness Area. Commenter has not provided any additional information or evidence to refute that determination.</P>
        <P>
          <E T="03">Comment 2d:</E>The Riley Boiler is a small industrial boiler not subject to the mandatory approach of Appendix Y BART Guidelines.</P>
        <P>
          <E T="03">Response:</E>The commenter is correct that IDEQ was not required to follow the EPA BART Guidelines at 40 CFR part 51, Appendix Y in making its BART determination. However, as explained in the BART Guidelines, the Guidelines establish an approach to implementing the BART requirements in the Regional Haze Rule, and that EPA believes the procedures in the guidelines should be useful to the States in all BART determinations.</P>
        <P>
          <E T="03">Comment 2e:</E>The Riley Boiler is the only sugar beet processing factory subject to BART.</P>
        <P>
          <E T="03">Response:</E>Whether or not the Riley Boiler is the only U.S. sugar beet processing factory subject-to-BART is not relevant to the question of whether IDEQ reasonably concluded that the boiler met the definition of a BART-eligible source and that the boiler could reasonably be anticipated to cause or contribute to any visibility impairment at a Class I area. Fossil-fuel boilers of more than 250 MBtu/hr heat input are potentially subject to BART, regardless of the type of industrial facility at which they are located. As explained in the notice of proposed rulemaking, IDEQ followed the BART evaluation process to identify the BART-eligible sources within the state boundaries, and determined, based on its modeled impacts, that TASCO could be reasonably anticipated to contribute to visibility impairment at the Eagle Cap Wilderness Area. 76 FR 1586.</P>
        <P>
          <E T="03">Comment 2f:</E>TASCO states that the overall contribution of Idaho stationary sources to visibility impairment from SO2 and NOx is small. Most impairment in Idaho Class I areas originates from outside the State. The commenter also notes that the Riley Boiler accounts for only a very small fraction of SO2 and NOx emissions in Idaho.</P>
        <P>
          <E T="03">Response:</E>By definition, regional haze means visibility impairment that is caused by the emissions of air pollutants from numerous sources located over a wide geographic area. 40 CFR 51.301. As a result, to make reasonable progress towards the national goal, states may be required to control emissions from sources that account individually for only a small fraction of the total emissions contributing to visibility impairment. As required by the CAA and EPA's regulations, the state must undertake a BART determination for certain sources such as TASCO that are reasonably anticipated to cause or contribute to any visibility impairment. The percent contribution of a specific BART eligible source to total Statewide or region-wide emissions is not a factor in determining whether that source can be considered to contribute to visibility impairment. See 40 CFR 51.308(e). To assess whether the impact of a single source is sufficient to cause or contribute to visibility impairment at any Class I area, Idaho selected a contribution threshold of 0.5dv, the upper bound for such a threshold. See 70 FR 39104, 39161 (July 6, 2005). Given this, IDEQ determined that TASCO Nampa exceeded the 0.5dv threshold and therefore correctly determined that the facility is subject-to-BART. The Riley Boiler's relative percent contribution of SO2 and NOx emissions in Idaho is not a factor in determining whether it is exempt from meeting the BART obligations of 40 CFR 51.308(e).</P>
        <P>
          <E T="03">Comment 2g:</E>By relying on conservative modeling results, IDEQ failed to adjust its conclusions in light of TASCO's source apportionment modeling that suggests the IDEQ<PRTPAGE P="36333"/>modeling greatly overestimates visibility impacts of the Riley boiler.</P>
        <P>
          <E T="03">Response:</E>TASCO did not provide the TASCO source apportionment modeling results referred to in its comments. Thus, EPA cannot evaluate the credibility of the TASCO modeling, nor the significance of results.</P>
        <P>However, in EPA's view, Idaho appropriately used CALPUFF modeling, as recommended by the BART Guidelines (Appendix Y of the Regional Haze Rule) to determine visibility impacts from TASCO. The modeling was conducted in accord with the BART Modeling Protocol, “Modeling Protocol for Washington, Oregon, and Idaho: Protocol for the Application of the CALPUFF Modeling System Pursuant to the Best Available Retrofit Technology (BART) Regulation.” This protocol was developed by Region 10 states and EPA Region 10 to provide consistency in decision making across Idaho, Oregon, and Washington in assessing the absolute and relative contribution of sources of visibility impairment. By providing for consistent estimates, the use of CALPUFF and specific modeling protocols ensures that sources are assessed equitably across a region. See 76 FR 1586. See also response to comment 2.b. above.</P>
        <P>
          <E T="03">Comment 2.h:</E>IDEQ failed to consider the shutdown of three coal-fired pulp dryers at the Nampa facility in 2007.</P>
        <P>
          <E T="03">Response:</E>Contrary to the comment, IDEQ did consider TASCO's shutdown and replacement of three coal-fired pulp dryers in the Regional Haze SIP submittal. However, the shut-down of other units at a facility is not a consideration to be taken into account in a BART determination. The BART determination for the Riley Boiler must be made independent of other control activities at the TASCO Nampa facility or other TASCO facilities located in Idaho.</P>

        <P>Idaho did account for the shutdown of the pulp dryers in their assessment of baseline conditions at the Eagle Cap Wilderness Area. Idaho used the CALPUFF model results and applied scenarios with both the pulp dryers operating and not operating. See Table 10-11 of the SIP Submittal which provides the visibility impact of three scenarios: baseline with pulp dryers operating, baseline with pulp dryers shutdown, and BART implementation for NO<E T="52">X</E>and SO<E T="52">2</E>on the Riley Boiler.</P>

        <P>Shutdown of the pulp dryers resulted in a reduction in days over 0.5 dv over a three year period from 127 days to 97 days. Implementation of NO<E T="52">X</E>and SO<E T="52">2</E>BART reduced the number of days over 0.5 dv to 3 days. Implementation of BART results in a significantly greater improvement in visibility than just the shutdown of the pulp dryers.</P>
        <P>
          <E T="03">Comment 2.i:</E>IDEQ failed to consider the additional emission reductions from TASCO's Nyssa, Oregon, shutdown in 2005.</P>
        <P>
          <E T="03">Response:</E>TASCO Nyssa, Oregon facility is not located in Idaho and not subject to Idaho's jurisdiction. Oregon has recognized the emission reductions associated with the shutdown of the TASCO Nyssa facility in their Regional Haze SIP. See Oregon Regional Haze SIP, Chapter 10.</P>
        <P>
          <E T="03">Comment 2.j.</E>The comment states that the costs of compliance are significant and could adversely affect operations at the Nampa facility. Installation of BART will require $15 million capital and annual operating expenses of over $644,000.</P>
        <P>
          <E T="03">Response:</E>In the TASCO BART analysis in the SIP submittal, Appendix F, the capital cost and annual costs for SO<E T="52">2</E>and NO<E T="52">X</E>level BART control were presented as follows from Table 31 and Table 35 of Appendix F and TASCO BART Determination, Appendix D:</P>
        <GPOTABLE CDEF="s50,15,15,15" COLS="4" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">Capital cost</CHED>
            <CHED H="1">Annual costs</CHED>
            <CHED H="1">Cost effectiveness</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Dry FGD for SO<E T="52">2</E>
            </ENT>
            <ENT>$12,970,000</ENT>
            <ENT>$2,521,000</ENT>
            <ENT>$2,163/ton</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">LNB/OFA for NO<E T="52">X</E>
            </ENT>
            <ENT>4,875,000</ENT>
            <ENT>860,000</ENT>
            <ENT>1270/ton</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total BART Costs</ENT>
            <ENT>17,845,000</ENT>
            <ENT>3,381,000</ENT>
            <ENT/>
          </ROW>
        </GPOTABLE>

        <P>Idaho determined the cost effectiveness of all technically feasible BART control options for SO<E T="52">2</E>and NO<E T="52">X</E>based on these capital investment and annual operating expenses. See Table 31 and Table 35 of Appendix F, TASCO BART determination, of the SIP submittal. The final BART determination of Low NO<E T="52">X</E>Burners with Over Fire Air (LNB/OFA) for NO<E T="52">X</E>at a cost of $1270/ton is reasonable when compared to other BART determinations across the country. The final BART determination of Dry Flue Gas De-sulfurization (Dry FGD) for SO<E T="52">2</E>with a cost of $2163/ton is also reasonable.</P>
        <P>The cost estimates in the SIP submittal differ (are higher) from the cost estimates provided in TASCO's comment letter. As explained in more detail below, while not required to do so, at IDEQ's request, EPA conducted an evaluation of whether TASCO could afford the BART controls and determined that it could afford the controls and remain a viable entity. EPA's evaluation of whether TASCO could afford the BART level control technology was based on the higher cost numbers in the SIP submittal. The lower costs in the TASCO comment letter would suggest TASCO could more readily afford the BART controls.</P>
        <P>
          <E T="03">Comment 2.k.</E>The degree of visibility improvement anticipated from BART is not measurable and does not justify the significant cost.</P>
        <P>
          <E T="03">Response:</E>We disagree that the visibility improvement anticipated from the use of BART at TASCO is not measurable. As explained in response to Comment 2.g. above, Idaho used the recommended dispersion model, CALPUFF, with a modeling protocol that was developed by EPA, Region 10 and the States of Idaho, Oregon and Washington to determine the improvements in visibility from the installation and operation of BART control technology. That model demonstrates significant improvement in visibility in the Eagle Cap Wilderness Area and other Class I areas as a result of BART controls on the TASCO Nampa facility. Implementation of Dry FGD for SO<E T="52">2</E>control will reduce the number of days with impairment greater than 0.5 dv in the Eagle Cap Wilderness Area from 97 to 51 days over a 3 year period (with the pulp dryers shutdown). Implementation of LNB/OFA for NO<E T="52">X</E>control will reduce the number of days with impairment in the Eagle Cap Wilderness Area from 97 to 56 days over a 3 year period (with the pulp dryers shutdown). See Table 32 and Table 37, Appendix F of the Idaho Regional Haze SIP submittal and 76 FR 1585. Combined SO<E T="52">2</E>and NO<E T="52">X</E>BART control will reduce the number of days over a 0.5 dv from 97 to 3 days over a 3 year period (with the pulp dryers shutdown). See Table 38 of Appendix F for the Idaho Regional Haze SIP submittal. As explained in response to Comment 2.j. above regarding costs of compliance, the cost associated with installation and operation of BART at TASCO Nampa, are not excessive and are comparable to the costs for other BART determinations across the country.<PRTPAGE P="36334"/>
        </P>
        <P>
          <E T="03">Comment 3:</E>TASCO comments that IDEQ's approach to the BART determination for the Monsanto/P4 facility confirms the flexibility, discretion and streamlining that states are afforded in the BART process. The comment points out that the BART-subject kiln at the Monsanto/P4 facility is a significantly larger emission source than TASCO's Riley Boiler and has greater visibility impacts, but that IDEQ determined and EPA proposed to approve a BART determination for Monsanto/P4 that is less rigorous and costly than TASCO's. The comment further states that the BART determination that EPA proposed to approve for Monsanto/P4 allows a significant increase in potentially visibility impairing NO<E T="52">X</E>emissions while EPA also proposed to approve a BART determination for TASCO that reduces emissions overall. The comment also contrasted the visibility improvement days predicted to result from the BART controls at TASCO Nampa facility versus the less number of visibility improvement days predicted to result from the required emission controls at Monsanto/P4 facility.</P>
        <P>
          <E T="03">Response:</E>EPA does not view TASCO's comment as supporting more stringent regulation of Monsanto/P4, but rather as presenting an argument that it should not be required to install BART controls that achieve tighter limits or greater improvements in visibility than other BART facilities in Idaho. EPA disagrees that IDEQ should impose BART controls at TASCO based on the results of its BART determination at another facility. A BART determination is made on a case-by-case basis, which by definition is based on facility-specific considerations.</P>

        <P>EPA disagrees that IDEQ provided flexibility to Monsanto/P4 in the BART determination for the Rotary Kiln that was not provided TASCO. Due to the nature of the process at Monsanto/P4 (<E T="03">i.e.</E>limited temperature range) and existing control technology for SO<E T="52">2</E>and PM, no technically feasible control technology is available. Thus, BART for the Rotary Kiln is `no additional control' and no emission limitations were established in the Idaho issued operating permit. In contrast, the TASCO Riley Boiler is a traditional coal-fired industrial boiler and technically feasible control options exist and are cost-effective.</P>

        <P>EPA does not understand TASCO's comment that there would be the potential for a 2198 t/yr increase in NO<E T="52">X</E>emissions from the Rotary Kiln based on the Monsanto/P4 BART determination. Since no additional control was determined to be BART, there is no potential to increase emissions since the existing emission limitations and design parameters at the facility will limit the production of sintered phosphate ore and limit NO<E T="52">X</E>emissions to these production levels.</P>
        <P>
          <E T="03">4. Comment:</E>TASCO stated that EPA's review of the costs of compliance and affordability of BART controls for the Riley Boiler was flawed:</P>
        <P>
          <E T="03">Comment 4.a.</E>TASCO comments that “EPA concluded that since the company could fund the significant expense, the selected BART controls were affordable and indicates that because the EPA focused on the company's “financial status and health,” as well as whether the company could afford the controls and “remain viable”, EPA applied an inappropriate and arbitrary standard of review under EPA's BART regulations and guidance. TASCO also states that “EPA observed in its analysis, for example, that TASCO failed to be proactive and set aside funding for BART. EPA commented that TASCO should have been aware that “a decision not to proactively address BART costs prior to the issuance of a permit could make funding the BART related costs difficult.” TASCO also commented that EPA placed `substantial weight' on the statements of TASCO's auditors that EPA's interpretation misconstrued the Auditor's report and “EPA conveniently relied upon the auditor's silence regarding the BART issues to support their flawed conclusion.”</P>
        <P>
          <E T="03">Response:</E>The EPA BART guidelines, specifically allow, but do not require, affordability to be considered when determining BART. 70 FR 3917. The BART Guidelines indicate that there may be unusual circumstances that justify consideration of the plant and economic effects of requiring the use of a given control technology. The Guidelines suggest that economic effects include the effect on product prices, market shares and profitability of the source and that where there are special circumstances that are determined to affect plant operations, conditions of the plant and economic impacts of requiring controls may be considered. Id. The guidelines do not require that a specific method be used to conduct an affordability analysis nor do they specify a specific standard of review.</P>
        <P>Thus, when making a BART determination the State may take into account the economic effects of requiring a particular control technology and may consider any resulting economic effects that are determined to have a severe impact on the plant's or company's operations. In this case, TASCO indicated to IDEQ that affordability was a critical element in the BART determination and IDEQ subsequently requested EPA to conduct an affordability analysis.</P>
        <P>After considering a variety of factors, EPA determined that TASCO could afford to fund the BART controls and explained its reasoning in a separate report that was provided to IDEQ. See Executive Summary (Exec. Sum.) of the Affordability Analysis of the Amalgamated Sugar Company LLC's Affordability Claim with Respect to the Best Available Retrofit Technology (BART) for the Riley Boiler at the NAMPA, Idaho facility, February 12, 2010. (Affordability Analysis) (The Executive Summary, included in Docket for this rulemaking, is available to the public but the Affordability Analysis itself contains information claimed as Confidential Business Information and is not available for public review.)<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>The BART Guidelines specifically recognize that an affordability review must preserve the confidential nature of sensitive business information. 70 FR 39171.</P>
        </FTNT>
        <P>Regarding TASCO's concerns about EPA's statement that TASCO should have been aware that “a decision not to proactively address BART costs prior to the issuance of a permit could make funding the BART related costs difficult”, TASCO appears to have taken EPA's statements out of context. The discussion in EPA's Affordability Analysis about how TASCO appears to have handled its finances as it relates to any prospective funding of BART was historical in context. EPA is aware that TASCO had no financial or legal obligation to fund the BART costs prior to issuance of a permit and/or SIP by IDEQ, or a FIP by EPA, as indicated in the Executive Summary (See Affordability Analysis, p.2). Since this issue was historical in context, it provided background for, but did not form a basis to determining whether TASCO could afford paying for BART.</P>

        <P>TASCO is correct in stating “EPA placed `substantial weight' on the statements of TASCO's auditors.” (Affordability Analysis, pp. 37-38). As explained in the Affordability Analysis, EPA recognized that the auditor should have considerable knowledge of TASCO's operations; TASCO, Snake River Sugar Company (SRSC) and grower's relationships; external conditions that could impact TASCO; BART cost estimates and TASCO's ability to continue as a going concern, and felt that the auditor would be well informed about the companies' financial condition. Affordability Analysis pp. 32-28. However, as is evident throughout the Affordability Analysis,<PRTPAGE P="36335"/>the auditor's statements are but one piece of the information EPA considered in its affordability analysis. See Affordability Analysis Exec. Sum. P.2; and Part II.</P>
        <P>Furthermore, a reading of Part 2, Section F in the Affordability Analysis in its entirety demonstrates that EPA did not rely on the auditor's silence regarding the specific BART costs to support the conclusion that TASCO could afford the BART controls, but rather identified specific audit related issues that in the first instance could be relevant in determining whether TASCO could, or could not afford the BART related costs. These audit related issues included: the entity continuing as a going concern; subsequent events as they relate to an audit; and the type of opinion (and its contents) expressed by the auditor. (Affordability Analysis, pp. 35-37) The Affordability Analysis demonstrates that EPA was cognizant of the possible implications regarding whether certain issues were, or were not explicitly addressed by the auditor in the company's audited financial statements. As the Affordability Analysis explains, “In addition, even where the audited financial statements and auditor's report do not provide explicit confirmation of the entity's claims, understanding why these issues are absent from the auditor's report and financial statements can also provide important insight with respect to analyzing the entity's claims.” (Affordability Analysis p.32)</P>
        <P>
          <E T="03">Comment 4.b.</E>TASCO comments that EPA ignored information from TASCO. More specifically, TASCO states “The effects that this expenditure would have on `profitability', `market share', `plant operations' and position relative to `competing plants' are clearly fundamental to the evaluation. EPA ignored information from TASCO on the unusual circumstances within the sugar beet industry and the effects on the Nampa plant operations and costs, including its ability to compete in the U.S. sugar market.” TASCO further states that to the extent TASCO's circumstances were considered, EPA's analysis considered the overall economics of TASCO, the company and its related entities, not the conditions at the Nampa facility or the economic effects of requiring controls there. The direct effects on TASCO's Nampa plant operations were underestimated or ignored by EPA. TASCO also comments that EPA dismissed the localized effects on the specific plant operations at Nampa and instead focused on an assessment of the TASCO business structure.</P>
        <P>In commenter's view, EPA's notion of spreading cost throughout the Idaho sugar beet farmers is flawed and defies the realities of the sugar beet industry and TASCO's operations and underestimates the extent of the adverse impacts [of the BART determination]. TASCO states that reduced payments to growers in order to fund BART controls at Nampa will result in decreased acreage planted in sugar beets throughout Idaho. EPA unrealistically assumed that growers will continue to plant sugar beets, and ignored the declining trend in acreage planted in sugar beets.”</P>
        <P>Referring to EPA's affordability analysis, TASCO commented that EPA failed to consider whether competing plants in the same industry are required to install BART controls and asserts that they know of no other plant in the sugar industry in the US that is required to install BART control and ignores information from TASCO about the uniqueness of imposing BART on a small industrial boiler relative to competing plants in the sugar beet industry.</P>
        <P>Finally, TASCO described the closure of TASCO's Nyssa factory “as evidence of the vulnerability and actual impact of plant operations from diminished sugar beet acreage. TASCO also highlighted the 31% decline in sugar beet harvest between 2007 and 2008 and EPA downplayed these plant specific impacts, and emphasized other information to conclude that TASCO, the company, is economically stable.”</P>
        <P>
          <E T="03">Response:</E>In determining whether TASCO could afford the BART level controls, EPA considered a variety of information, including but not limited to information provided by TASCO. As explained in the Executive Summary, the analysis considered a number of factors including the estimated capital and operation and maintenance costs, the estimated BART compliance date, TASCO's ability to continue as a viable company, the business/financial relationship between TASCO and the Snake River Sugar Company (SRSC) and other factors. The analysis specifically included information provided by TASCO. (Exec. Sum. p. 2)</P>
        <P>EPA encouraged TASCO to provide any additional substantive information to substantiate its claims regarding affordability. However, TASCO never provided specific documentation or information that substantively demonstrated how the BART costs would adversely impact the Nampa facility specifically or that substantively supported their affordability claim. For example, the company failed to provide information regarding the minimum annual input of sugar beets needed for each facility or how BART related costs would specifically impact the number of growers. The Analysis explained that “based on the available information, it appeared that TASCO's conclusion that less growers necessarily equals less revenue is not supported.” Affordability Analysis p. 25-26. The comments also failed to provide substantiated information regarding these items. Additionally, as mentioned in the Affordability Analysis, when making its initial affordability claim TASCO stated that “[a] very large consideration of this [BART determination] analysis is the ongoing viability of the Nampa facility and TASCO as a whole.” (Affordability Analysis p. 15) Thus, TASCO itself recognized the economic status of the company as a whole was relevant.</P>

        <P>TASCO's comment also expressed concern with EPA's observation that TASCO could spread the cost of controls among sugar beet growers throughout Idaho. The comment stated that EPA unrealistically assumed that growers will continue to plant sugar beets, and ignored the declining trend in acreage planted in sugar beets. However the comment fails to substantiate its claims that reduced payments to growers would necessarily result in decreased acreage planted in sugar beets in Idaho or to refute EPA's assumptions. The Affordability Analysis indicated EPA's perspective on this issue and explained that a sugar beet grower faces a number of choices in deciding whether or not to grow sugar beets. EPA considered how charging the capital cost for BART controls to the growers could affect their decision to continue growing sugar beets. But, as explained, EPA cannot make any determination as to whether any capital cost charged to a grower will determine whether that grower decides not to grow sugar beets (<E T="03">e.g.,</E>move from sugar beets to an alternative crop). EPA also refers to the Patterson study (2009) which compared sugar beets, at different price and yield levels, to alternative crops. Affordability Analysis, p. 27. Furthermore, the analysis also recognized that an additional factor a grower must take into consideration in deciding not to grow sugar beets is that “member grower who decides not to grow,<E T="03">i.e.,</E>to withdraw from the Cooperative (SRSC), would face a significant monetary charge from SRSC.” Id. Another implication is that the grower has crop alternatives though these other crops may not provide a long-term solution. Id. As part of its review EPA explained that “An analysis of the economics of growing sugar beets in southern Idaho, released in January<PRTPAGE P="36336"/>2009, provides important insight into recent sugar beet prices paid to growers:</P>
        
        <EXTRACT>
          <P>Sugar beet prices in recent years have been relatively stagnant, while input costs have increased. Sugar beet prices over the past ten years averaged approximately $39.60 per ton, ranging from a high of just over $44 to a low of just over $36 according to data from the USDA. A similar situation also existed for most other commodities grown in southern Idaho, with no crop having a consistent economic advantage. But when grain and forage prices spiked to unprecedented levels in 2007, the equilibrium was eliminated and growers saw an opportunity to capitalize on the high returns that these crops offered. Crops that were often viewed as money losing rotation crops by potato and sugar beet growers had become the most profitable crop alternatives available to growers. But high grain prices were short-lived with grain prices declining rapidly after the 2008 harvest. Affordability Analysis p. 22-23.</P>
        </EXTRACT>

        <P>Regarding TASCO's comment about the closure of the TASCO Nyssa, Oregon plant, in conducting the Affordability Analysis EPA considered and weighed all information it had available in coming to its conclusion. If it appears that EPA downplayed certain impacts, it is because there was additional substantive information as summarized above and described throughout its analysis that provided the basis for EPA's affordability conclusion, and TASCO did not provide substantive information to support its assertions. For example, with respect to TASCO's comment regarding the closing of the Nyssa factory: TASCO stated that “the economic benefit to the grower-owned Cooperative of running three factories compared to four is significant and cannot be ignored.” (Affordability Analysis p. 27.) TASCO did not provide plant specific substantive information that would enable EPA to validate TASCO's stated concerns about BART impacts to the Nampa factory and the other two factories, and to the growers,<E T="03">e.g.,</E>plant capacities, plant operating margins,<E T="03">etc.</E>
        </P>
        <P>
          <E T="03">Comment 4.c.:</E>TASCO commented that the estimated cost of compliance will exceed $75,000 per grower that supplies sugar beets to the Nampa factory, based upon an estimated capital cost of $15,690,000. TASCO stated that this amount exceeds the estimated annual profit per grower which is conservatively $65,400.</P>
        <P>
          <E T="03">Response:</E>There are several parts to TASCO's comment. First, TASCO indicates that the $75,000 BART related cost per grower is charged to the Nampa growers as a one-time charge. However, when as part of its analysis EPA calculated BART capital costs to the growers (Nampa only growers, and to all growers), EPA amortized these costs over two different time periods based on information provided by TASCO. See Affordability Analysis p. 26; Table 6, p. 29; p. 36. Second, TASCO's most recent capital cost estimate ($15,690,000) is $2.11 million less than the capital cost EPA used for the Affordability Analysis ($17.8 million) which was based on TASCO's BART Analysis. See Regional Haze SIP submission, Appendix F, Table 31 and Table 35. Furthermore, the number of growers for the Nampa factory and in total—(see TASCO comments, footnote 8) are greater than those used in the Affordability Analysis. See TASCO comment footnote 8 compared to Affordability Analysis Table 6, p. 29. Mathematically this would indicate that any new calculations made using this latest information would mean lower BART related charges passed on to each grower. Third, as explained in EPA's analysis, allocating the BART capital costs only to the Nampa factory growers and not to all the growers is a business decision made by TASCO. Affordability Analysis p. 26. Using the TASCO figures provided in the comment, calculated for the two amortization periods of six years or nine years, the amortized BART capital cost to all growers would amount to less than $0.45 per ton of sugar beets or less than $0.30 per ton of sugar beets, respectively, and if the cost was the allocated only to the Nampa growers it would be approximately $1.75 and $1.17 respectively—amounts less than the figures indicated in EPA's original analysis. See Affordability Analysis Table 6.</P>
        <P>
          <E T="03">Comment 4.d:</E>EPA failed to consider whether competing plants in the same industry are required to install BART controls and asserts that they know of no other plant in the sugar industry that is required to install BART controls and ignores information from TASCO about the uniqueness of imposing BART on a small industrial boiler relative to competing plants in the sugar beet industry.</P>
        <P>
          <E T="03">Response:</E>The BART Guidelines provide that an affordability analysis may consider whether other competing plants in the same industry have been required to install BART controls. 70 FR 39171. However, in this instance EPA's analysis determined that regardless of the number of other facilities in this industry subject to BART, the cost for TASCO to implement the controls determined to be BART are affordable and would not significantly impact its continued economic viability. Additionally, as explained above, TASCO did not provide or substantiate its claims to demonstrate that it would operate at a competitive disadvantage and thus, EPA was not able to determine the relative competiveness between TASCO and other sugar beet processors.</P>
        <P>
          <E T="03">Comment 5:</E>TASCO's comment letter to EPA included statements regarding the additional information it has outlined for IDEQ in the negotiations with the State to resolve the Tier II operating permit challenge.</P>
        <P>
          <E T="03">Response:</E>This comment relates to the pending negotiations between TASCO and the State. At this point in time EPA does not know how IDEQ will evaluate or use the additional information provided to it. If the State revises the TASCO operating permit and submits it to EPA, at that time EPA will evaluate IDEQ's decision and the information upon which it is based.</P>
        <HD SOURCE="HD2">Wyoming Outdoor Council Comments</HD>
        <P>
          <E T="03">Comment 1:</E>The commenter requests that a BART determination be conducted and BART emission limitations be imposed for two additional sources in Idaho: Nu West/Agrium facility (Nu West) in Soda Springs and the J.R. Simplot Don Plant (J.R. Simplot) in Pocatello. The commenter asserts that given that the Nu West and J.R. Simplot plants are directly upwind and in close proximity to Wyoming Class I areas, it seems clear they should merit special attention through a requirement for the installation of BART. The data developed by the State of Wyoming for its draft Regional Haze SIP also make it clear that Idaho sources of air pollution are one of the most significant contributors to visibility impairing haze in Wyoming Class I areas. The commenter also suggests the 0.5 dv impact threshold used to determine whether a BART eligible source is subject to BART, was determined for only Class I areas located in Idaho. The comment then suggests concern that all seven Wyoming Class I areas, and especially the Bridger and Fitzpatrick Wilderness Areas, are directly downwind of these plants (Nu West and J.R. Simplot), and in quite close proximity to them. Thus, absent empirical data to the contrary, there should be no finding that the J.R. Simplot and Nu West plants are not significantly impacting Wyoming Class I areas.</P>
        <P>
          <E T="03">Response:</E>In determining which BART eligible sources would be subject to BART, Idaho considered all Class I areas within a 300 km radius of the source, including Class I areas outside the State boundary. Air quality dispersion modeling is the preferred technique to determine a single source's impact on any Class I area. See BART Guidelines, Section I.A. As discussed<PRTPAGE P="36337"/>above, the modeling completed by Idaho demonstrates that BART-eligible sources located in Idaho, other than those identified in the SIP submittal as exceeding the BART contribution threshold, do not significantly impact Class I areas within a 300 km radius of the source, including Class I areas in Wyoming and Montana. Furthermore, IDEQ consulted with Wyoming (Wyoming Department of Environmental Quality) and other neighboring states regarding its emission reduction contribution. This consultation included the review of major contributing sources of air pollution, interstate transport of emissions, major emission sources believed to be contributing to visibility impairment, and whether any mitigation measures were needed. See Chapter 13.2.1 of the Idaho Regional Haze SIP submittal.</P>
        <P>As explained in the Idaho Regional Haze SIP submission, Idaho considered whether these two BART eligible sources were subject-to-BART. See Regional Haze SIP submittal Appendix F, Table 3 for a discussion of the Nu West modeling to determine whether it met the threshold for being subject to BART. The modeling shows the impact of Nu West in Class I areas within a 300 km radius, including the Bridger and Fitzpatrick Wilderness Areas. The SIP submittal explains that over a three year period (2003-2005) there were no days where Nu West had an impact of greater than 0.5 dv, the Idaho threshold for sources being subject to BART. The greatest impact occurred in the Bridger Wilderness Area with a value of 0.051 dv, or approximately<FR>1/10</FR>the level of the `BART subject' threshold.</P>
        <P>A discussion of the J.R. Simplot modeling to determine whether it met the threshold for being subject to BART can be found in the SIP submittal, Appendix F, Table 11 (page 198 of Appendix F of the SIP submittal). The modeling shows the impact of J.R. Simplot in Class I areas within a 300 km radius of the plant, including the Fitzpatrick Wilderness Area. Over a three year period (2003-2005) there were no days where J.R. Simplot had an impact of greater than 0.5 dv in the Fitzpatrick Wilderness Area.</P>
        <P>The modeling showed that neither facility met the 0.5 dv contribution threshold. Therefore, IDEQ reasonably determined that neither Nu West nor J.R. Simplot were subject to BART. As explained in the proposed rulemaking EPA agreed with the State's determination in this regard.</P>
        <P>
          <E T="03">Comment 2:</E>The commenter believes that Region 10 should make good on its finding that the 0.5 dv threshold is not adequate to avoid the requirement for BART to be installed because there is likely no objective basis to claim that the J.R. Simplot and Nu West plants have “relatively limited impact on visibility” when it comes to Wyoming Class areas. If the greatest improvements due to BART being required on the Monsanto/P4 Plant are seen at the Teton Wilderness Area, it seems very likely that even greater benefits would be seen at the Bridger and Fitzpatrick Wilderness Areas if BART were required for the J.R. Simplot and Nu West plants. Consequently BART should be required for these sources of emissions.</P>
        <P>
          <E T="03">Response:</E>As explained above, the methods and process IDEQ used to determine that 0.5dv is an appropriate threshold to use to determine if an individual source is subject to BART are consistent with the Regional Haze Rule. For the reasons explained in the<E T="04">Federal Register</E>notice describing the rationale for the proposed action, while Idaho failed to provide an adequate rationale for selecting the 0.5 dv threshold for determining BART eligible sources subject to BART, EPA determined that even with a more robust rationale the 0.5 dv threshold was acceptable. 76 FR 1585. Additionally, in reviewing the modeling results for Nu West and J.R. Simplot for determining whether they are subject to BART, it is apparent that Idaho would had to have established a threshold below 0.1 dv in order to include these additional sources subject to BART. A 1.0 dv change in visibility is usually a small but perceptible scenic change. (See Interagency Monitoring of Protected Visual Environments (IMPROVE) newsletter, Vol. 2 No. 1, Winter 1993). In EPA's view, generally a 0.1 dv threshold is unreasonable because the human eye could not perceive this change in visibility impairment and yet would require significant expenditure of resources to implement BART.</P>
        <P>The Wyoming Regional Haze SIP submittal that was submitted to EPA Region 8 does not identify any sources in Idaho that significantly impact Class I areas in Wyoming. In developing the Reasonable Progress Goals for Class I areas in Wyoming, the Wyoming SIP relies on the consultation process in the WRAP for establishing emission reductions from sources located in Idaho. See Chapter 11.1 page 184 of the Wyoming SIP submittal.</P>
        <HD SOURCE="HD1">III. Final Action</HD>

        <P>EPA is approving the BART measures in the Idaho Regional Haze plan as meeting the requirements of section 110(a)(2)(D)(i)(II) of the CAA with respect to the 1997 8-hour ozone and 1997 PM<E T="52">2.5</E>NAAQS. In addition, EPA is approving portions of the Idaho Regional Haze SIP, submitted on October 25, 2010, as meeting the requirements set forth in section 169A of the Act and in 40 CFR 51.308(e) regarding BART. EPA is also approving the Idaho submittal as meeting the requirements of 51.308(d)(2) and (4)(v) regarding the calculation of baseline and natural conditions for Craters of the Moon National Monument, Sawtooth Wilderness Area, and Selway-Bitterroot Wilderness Area, and the statewide inventory of emissions of pollutants that are reasonably anticipated to cause or contribute to visibility impairment in any mandatory Class I Federal Area.</P>
        <HD SOURCE="HD1">IV. Scope of Action</HD>
        <P>Idaho has not demonstrated authority to implement and enforce IDAPA chapter 58 within “Indian Country” as defined in 18 U.S.C. 1151.<SU>4</SU>

          <FTREF/>Therefore, EPA proposes that this SIP approval not extend to “Indian Country” in Idaho.<E T="03">See</E>CAA sections 110(a)(2)(A) (SIP shall include enforceable emission limits), 110(a)(2)(E)(i) (State must have adequate authority under State law to carry out SIP), and 172(c)(6) (nonattainment SIPs shall include enforceable emission limits). This is consistent with EPA's previous approval of Idaho's prevention of significant deterioration (PSD) program, in which EPA specifically disapproved the program for sources within Indian Reservations in Idaho because the State had not shown it had authority to regulate such sources.<E T="03">See</E>40 CFR 52.683(b). It is also consistent with EPA's approval of Idaho's title V air operating permits program.<E T="03">See</E>61 FR 64622, 64623 (December 6, 1996) (interim approval does not extend to Indian Country); 66 FR 50574, 50575 (October 4, 2001) (full approval does not extend to Indian Country).</P>
        <FTNT>
          <P>
            <SU>4</SU>“Indian country” is defined under 18 U.S.C. 1151 as: (1) All land within the limits of any Indian reservation under the jurisdiction of the United States Government, notwithstanding the issuance of any patent, and including rights-of-way running through the reservation, (2) all dependent Indian communities within the borders of the United States, whether within the original or subsequently acquired territory thereof, and whether within or without the limits of a State, and (3) all Indian allotments, the Indian titles to which have not been extinguished, including rights-of-way running through the same. Under this definition, EPA treats as reservations trust lands validly set aside for the use of a Tribe even if the trust lands have not been formally designated as a reservation. In Idaho, Indian country includes, but is not limited to, the Coeur d'Alene Reservation, the Duck Valley Reservation, the Reservation of the Kootenai Tribe, the Fort Hall Indian Reservation, and the Nez Perce Reservation as described in the 1863 Nez Perce Treaty.</P>
        </FTNT>
        <PRTPAGE P="36338"/>
        <HD SOURCE="HD1">V. Statutory and Executive Orders Review</HD>

        <P>Under Executive Order 12866 (58 FR 51735, October 4, 1993), this action is not a “significant regulatory action” and therefore is not subject to review by the Office of Management and Budget. For this reason, this action is also not subject to Executive Order 13211, “Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use” (66 FR 28355, May 22, 2001). This action merely approves state law as meeting Federal requirements and imposes no additional requirements beyond those imposed by state law. Accordingly, the Administrator certifies that this rule will not have a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>). Because this rule approves pre-existing requirements under state law and does not impose any additional enforceable duty beyond that required by state law, it does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4).</P>
        <P>In addition, this rule does not have Tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the rule neither imposes substantial direct compliance costs on Tribal governments, nor preempts Tribal law. Therefore, the requirements of section 5(b) and 5(c) of the Executive Order do not apply to this rule. Consistent with EPA policy, EPA nonetheless provided a consultation opportunity to Tribes in Idaho, Oregon and Washington in letters dated January 14, 2011. EPA received one request for consultation, and we have followed-up with that Tribe. This action also does not have Federalism implications because it does not have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132 (64 FR 43255, August 10, 1999). This action merely approves a state rule implementing a Federal standard, and does not alter the relationship or the distribution of power and responsibilities established in the CAA. This rule also is not subject to Executive Order 13045 “Protection of Children from Environmental Health Risks and Safety Risks” (62 FR 19885, April 23, 1997), because it approves a state rule implementing a Federal standard.</P>

        <P>In reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. In this context, in the absence of a prior existing requirement for the State to use voluntary consensus standards (VCS), EPA has no authority to disapprove a SIP submission for failure to use VCS. It would thus be inconsistent with applicable law for EPA, when it reviews a SIP submission, to use VCS in place of a SIP submission that otherwise satisfies the provisions of the CAA. Thus, the requirements of section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) do not apply. This rule does not impose an information collection burden under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501<E T="03">et seq.</E>).</P>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the<E T="04">Federal Register</E>. A major rule cannot take effect until 60 days after it is published in the<E T="04">Federal Register</E>. This action is not a “major rule” as defined by 5 U.S.C. 804(2).</P>

        <P>Under section 307(b)(1) of the CAA, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by<E T="03">August 22, 2011.</E>Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this rule for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action. This action may not be challenged later in proceedings to enforce its requirements. (See section 307(b)(2).)</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Incorporation by reference, Intergovernmental relations, Nitrogen dioxide, Particulate matter, Reporting and recordkeeping requirements, Sulfur oxides, visibility, and Volatile organic compounds.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 13, 2011.</DATED>
          <NAME>Dennis J. McLerran,</NAME>
          <TITLE>Regional Administrator,Region 10.</TITLE>
        </SIG>
        <P>Part 52, chapter I, title 40 of the Code of Federal Regulations is amended as follows:</P>
        <REGTEXT PART="52" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 52—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for Part 52 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 7401<E T="03">et seq.</E>
            </P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="52" TITLE="40">
          <SUBPART>
            <HD SOURCE="HED">Subpart N—Idaho</HD>
          </SUBPART>
          <AMDPAR>2. Section 52.670 is amended as follows:</AMDPAR>
          <AMDPAR>a. In paragraph (d) by adding two entries to the end of the table.</AMDPAR>
          <AMDPAR>b. In paragraph (e) by adding an entry to the end of the table.</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.670</SECTNO>
            <SUBJECT>Identification of plan.</SUBJECT>
            <STARS/>
            <P>(d)  * * *</P>
            <GPOTABLE CDEF="s100,12,r25,r50,r100" COLS="5" OPTS="L1,i1">
              <TTITLE>EPA-Approved Idaho Source-Specific Requirements¹</TTITLE>
              <BOXHD>
                <CHED H="1">Name of source</CHED>
                <CHED H="1">Permit No.</CHED>
                <CHED H="1">State effective date</CHED>
                <CHED H="1">EPA approval date</CHED>
                <CHED H="1">Explanation</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">The Amalgamated Sugar Company LLC—Nampa Factory, Nampa, Idaho</ENT>
                <ENT>T2-2009.0105</ENT>
                <ENT>09/07/10 (date issued)</ENT>
                <ENT>06/22/11 [Insert page number where the document begins]</ENT>
                <ENT>The following conditions: 1.2 (including table), 3 (heading only), 3.1, 3.2, 3.3, 3.4 (including table), 3.6, 3.7, 3.8, 3.9, 3.10, 3.11, 3.12, 3.13, 3.15, 3.16, and 3.17. (Regional Haze SIP revision).</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="36339"/>
                <ENT I="01">P4 Production, L.L.C. , Soda Springs, Idaho</ENT>
                <ENT>T2-2009.0109</ENT>
                <ENT>11/17/2009 (date issued)</ENT>
                <ENT>06/22/11 [Insert page number where the document begins]</ENT>
                <ENT>The following conditions: 1.2 (including Table 1.1), 2.3, 2.4, 2.5, 2.6, 2.7, and 2.8. (Regional Haze SIP Revision).</ENT>
              </ROW>
              <TNOTE>
                <SU>1</SU>EPA does not have the authority to remove these source-specific requirements in the absence of a demonstration that their removal would not interfere with attainment or maintenance of the NAAQS, violate any prevention of significant deterioration increment or result in visibility impairment. Idaho Department of Environmental Quality may request removal by submitting such a demonstration to EPA as a SIP revision.</TNOTE>
            </GPOTABLE>
            <STARS/>
            <P>(e)  * * *</P>
            <GPOTABLE CDEF="s50,xs60,12,r50,r100" COLS="5" OPTS="L1,i1">
              <TTITLE>EPA-Approved Idaho Nonregulatory Provisions and Quasi-Regulatory Measures</TTITLE>
              <BOXHD>
                <CHED H="1">Name of SIP provision</CHED>
                <CHED H="1">Applicable geographic or nonattainment area</CHED>
                <CHED H="1">State submittal date</CHED>
                <CHED H="1">EPA approval date</CHED>
                <CHED H="1">Comments</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Regional Haze SIP Revision</ENT>
                <ENT>State-wide</ENT>
                <ENT>10/25/10</ENT>
                <ENT>06/22/11 [Insert page number where the document begins]</ENT>
                <ENT>The portion of the Regional Haze SIP revision relating to BART, the calculation of baseline and natural conditions, and the statewide inventory of emissions of pollutants that are reasonably anticipated to cause or contribute to visibility impairment in any mandatory Class I Federal Area.</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
        
        <REGTEXT PART="52" TITLE="40">
          <AMDPAR>3. Section 52.672 is amended by adding paragraph (g) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.672</SECTNO>
            <SUBJECT>Approval of plans.</SUBJECT>
            <STARS/>
            <P>(g)<E T="03">Visibility protection.</E>(1) EPA approves portions of a Regional Haze SIP revision submitted by the Idaho Department of Environmental Quality on October 25, 2010, as meeting the requirements of Clean Air Act section 169A and 40 CFR 51.308(e) regarding Best Available Retrofit Technology. The SIP revision also meets the requirements of 40 CFR 51.308(d)(2) and (4)(v) regarding the calculation of baseline and natural conditions for Craters of the Moon National Monument, Sawtooth Wilderness Area, and Selway-Bitterroot Wilderness Area and the statewide inventory of emissions of pollutants that are reasonably anticipated to cause or contribute to visibility impairment in any mandatory Class I Federal Area. The SIP revision also meets the requirements of Clean Air Act section 110(a)(2)(D)(i)(II) as it applies to visibility for the 1997 8-hour ozone NAAQS and 1997 PM2.5 NAAQS.</P>
            <P>(2) [Reserved]</P>
          </SECTION>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15452 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 98</CFR>
        <DEPDOC>[EPA-HQ-OAR-2009-0927; FRL-9322-1]</DEPDOC>
        <RIN>RIN A2060</RIN>
        <SUBJECT>Mandatory Reporting of Greenhouse Gases: Additional Sources of Fluorinated GHGs: Extension of Best Available Monitoring Provisions for Electronics Manufacturing</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; Grant of reconsideration.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This action gives notice that EPA has initiated the reconsideration process in response to a request for reconsideration of provisions for the use of best available monitoring methods in Subpart I: Electronics Manufacturing of the Mandatory Greenhouse Gas Reporting Rule. Consequently, this action extends three of the deadlines in Subpart I related to using the best available monitoring methods provisions from June 30, 2011 to September 30, 2011.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This final rule is effective on June 30, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Ms. Carole Cook, Climate Change Division, Office of Atmospheric Programs (MC-6207J), Environmental Protection Agency, 1200 Pennsylvania Avenue NW., Washington, DC 20460; telephone number (202) 343-9263; fax (202) 343-2342; e-mail address:<E T="03">GHGReportingRule@epa.gov.</E>For technical information and implementation materials, please go to the Web site<E T="03">http://www.epa.gov/climatechange/emissions/ghgrulemaking.html.</E>To submit a question, select Rule Help Center, then select Contact Us.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <P>
          <E T="03">Acronyms and Abbreviations.</E>The following acronyms and abbreviations are used in this document.</P>
        
        <EXTRACT>
          <FP SOURCE="FP-1">BAMMBest Available Monitoring Methods</FP>
          <FP SOURCE="FP-1">CAAClean Air Act</FP>
          <FP SOURCE="FP-1">CBIconfidential business information</FP>
          <FP SOURCE="FP-1">CFRCode of Federal Regulations</FP>
          <FP SOURCE="FP-1">EPAU.S. Environmental Protection Agency</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">GHGgreenhouse gas</FP>
          <FP SOURCE="FP-1">mmmillimeters</FP>
          <FP SOURCE="FP-1">NTTAANational Technology Transfer and Advancement Act of 1995</FP>
          <FP SOURCE="FP-1">PRAPaperwork Reduction Act</FP>
          <FP SOURCE="FP-1">QA/QCquality assurance/quality control</FP>
          <FP SOURCE="FP-1">RFARegulatory Flexibility Act</FP>
          <FP SOURCE="FP-1">SIASemiconductor Industry Association</FP>
          <FP SOURCE="FP-1">SBREFASmall Business Regulatory Enforcement Fairness Act</FP>
          <FP SOURCE="FP-1">UMRAUnfunded Mandates Reform Act of 1995</FP>
          <FP SOURCE="FP-1">U.S.United States</FP>
          <FP SOURCE="FP-1">WWWWorldwide Web</FP>
        </EXTRACT>
        
        <HD SOURCE="HD1">Table of Contents</HD>
        
        <EXTRACT>
          <FP SOURCE="FP-2">I. Background Information<PRTPAGE P="36340"/>
          </FP>
          <FP SOURCE="FP-2">II. Statutory and Executive Order Reviews</FP>
          <FP SOURCE="FP1-2">A. General Requirements</FP>
          <FP SOURCE="FP1-2">B. Submission to Congress and the Comptroller General</FP>
          <FP SOURCE="FP-2">III. How can I get copies of this document and other related information?</FP>
        </EXTRACT>
        
        <HD SOURCE="HD1">I. Background Information</HD>
        <P>EPA published Subpart I: Electronics Manufacturing of the Greenhouse Gas Reporting Rule on December 1, 2010 (75 FR 74774). This subpart requires monitoring and reporting of greenhouse gas (GHG) emissions from electronics manufacturing. Included in the December 1, 2010 final rule are provisions allowing owners or operators of semiconductor manufacturing facilities the option of using and/or requesting the use of best available monitoring methods (BAMM) for specified parameters. Specifically, from January 1, 2011 to June 30, 2011, owners or operators may use BAMM for any parameter that cannot reasonably be measured according to the monitoring and QA/QC requirements of Subpart I without submitting a request to and receiving approval from the Administrator (40 CFR 98.94(a)(1)). To extend the use of BAMM to estimate emissions that occur beyond June 30, 2011, the December 1, 2010 final rule provides that owners and operators must submit a request to and receive approval from the Administrator consistent with the following:</P>
        <P>• Requests for extension of the use of BAMM to estimate emissions that occur from July 1, 2011 through December 31, 2011 for parameters other than recipe-specific utilization and by-product formation rates for the plasma etching process type must have been submitted to EPA no later than February 28, 2011 (40 CFR 98.94(a)(2)).</P>
        <P>• Requests for extension of the use of BAMM to estimate emissions that occur from July 1, 2011 through December 31, 2011 for recipe-specific utilization and by-product formation rates for the plasma etching process type must be submitted to EPA no later than June 30, 2011 (40 CFR 98.94(a)(3)).</P>
        <P>• Requests for extension of the use of BAMM to estimate emissions beyond December 31, 2011 for unique and extreme circumstances must be submitted to EPA no later than June 30, 2011 (40 CFR 98.94(a)(4)).</P>
        <P>Following the publication of subpart I in the<E T="04">Federal Register</E>, the Semiconductor Industry Association (SIA) sought reconsideration of several provisions in the final rule, including the provisions relating to BAMM. In its Petition for Reconsideration dated January 31, 2011 (available in docket EPA-HQ-OAR-2009-0927), SIA stated that the BAMM provisions raise “substantive compliance issues.” In particular, SIA stated that the substantive compliance issues relate to the following aspects of the BAMM provisions: The requirement to recalculate and resubmit estimated emissions, the individual requirement-by-requirement BAMM request process, the documentation requirement, the timeframe for assembling the documentation, and the unique and extreme circumstances provision. More specifically, SIA stated that the individual requirement-by-requirement BAMM request process is cumbersome and unreasonably burdensome, and that the required documentation to support the request is excessive. Further, SIA stated that the deadlines for submitting the request to use BAMM were “unreasonable.” In particular, SIA stated that the June 30, 2011 deadline for the recipe-specific utilization and by-product formation rates was “not realistic” due to “serious technical infeasibility issues.” SIA also noted that the individuals who would be responsible for analyzing Subpart I, gathering information, and preparing the BAMM requests were the same individuals who would be working with EPA “towards mutually acceptable solutions and alternatives.”</P>
        <P>EPA has concluded that pursuant to CAA section 307(d)(7)(B) it is appropriate to extend by three months the period in 40 CFR 98.94(a)(1), during which owners and operators have the option to use BAMM in 2011 without submitting a request for approval from the Administrator. EPA has also concluded that pursuant to CAA section 307(d)(7)(B) it is appropriate to extend by three months the deadlines in 40 CFR 98.94(a)(3)(i) and 98.94(a)(4)(i), by which owners and operators may submit a request for approval by the Administrator to use BAMM in 2011 for recipe-specific utilization and by-product formation rates (recipe-specific emission factors) for the plasma etching process type, and to use BAMM to estimate emissions that occur beyond December 31, 2011 for unique and extreme circumstances, respectively. Extending the deadlines will allow EPA additional time to consider comments and take final action on a proposal that EPA is also publishing today, as discussed in more detail in the following paragraphs.</P>
        <P>In a separate action also published in today's<E T="04">Federal Register</E>(please refer to the proposed rule<E T="03">Mandatory Reporting of Greenhouse Gases: Changes to Provisions for Electronics Manufacturing (Subpart I) to Provide Flexibility</E>in docket EPA-HQ-OAR-2009-0927), EPA is proposing to allow the largest semiconductor facilities the option of calculating emissions using default utilization and by-production formation rates (default emission factors) already contained in Subpart I for the plasma etching process type for a limited time period instead of calculating emissions using directly measured recipe-specific emission factors during that time period.<SU>1</SU>
          <FTREF/>The December 1, 2010 final rule provides that the largest semiconductor manufacturing facilities are required to calculate emissions for the plasma etching process type using only directly measured recipe-specific emission factors. Other semiconductor manufacturing facilities that manufacture wafers on 300 millimeters (mm) or less in diameter are required to calculate emissions for the plasma etching process type using default emission factors provided in Tables I-3 and I-4 of Subpart I.</P>
        <FTNT>
          <P>
            <SU>1</SU>The “largest” semiconductor manufacturing facilities are defined as those facilities that fabricate devices on wafers measuring 300 mm or less in diameter and that have an annual manufacturing capacity of greater than 10,500 square meters (m<SU>2</SU>) of substrate. EPA estimates that the largest semiconductor manufacturing facilities comprise 29 facilities out of 175 total semiconductor facilities. See the Electronics Manufacturing Technical Support Document available in the docket (EPA-HQ-OAR-2009-0927) for EPA's analysis.</P>
        </FTNT>
        <P>In the separate action also published in today's<E T="04">Federal Register,</E>EPA is proposing to allow the largest semiconductor facilities to use the same default emission factors already used by the other semiconductor manufacturing facilities that manufacture wafers on 300 mm or less in diameter during the initial years of implementation of Subpart I in response to concerns raised by SIA in their Petition for Reconsideration regarding the individual recipe measurement approach, that is, the requirement that the largest facilities develop and use recipe-specific emission factors for etch processes. More specifically, in their Petition, SIA stated that the individual recipe measurement approach is technically impractical, burdensome, threatens intellectual property, and would hamper innovation. SIA also stated its member companies' “strong desire to reach agreement with EPA on an alternative” to that measurement approach. By extending the dates by which a facility may use and/or request the use of BAMM in today's final action, EPA will have additional time to consider comments and take final action on provisions in the separate action to allow the largest semiconductor manufacturing facilities to use the default emission factors already<PRTPAGE P="36341"/>contained in Subpart I in the initial years of implementation. In turn, this will provide a clear, consistent approach to compliance with Subpart I while EPA considers longer-term alternatives.</P>
        <P>In today's final rule, EPA is taking no action on other issues raised by SIA in their Petition for Reconsideration. EPA is also taking no action at this time on issues raised by 3M Company in their January 28, 2011 Petition for Reconsideration of Subpart I.</P>
        <P>Pursuant to Clean Air Act (CAA) section 307(d)(7)(B), EPA is extending the deadlines in 40 CFR 98.94(a)(1), 40 CFR 98.94(a)(3)(i), and 40 CFR 98.94(a)(4)(i) for three months; i.e., until September 30, 2011.</P>
        <P>Section 553 of the Administrative Procedure Act, 5 U.S.C. 553(b)(B), provides that, when an agency for good cause finds that notice and public procedure are impracticable, unnecessary or contrary to the public interest, the agency may issue a rule without providing notice and an opportunity for public comment. EPA has determined that there is good cause for making today's rule final without prior proposal and opportunity for comment. We are acting pursuant to CAA section 307(d)(7)(B) to extend these deadlines in part because we are considering a change to Subpart I, which would obviate the need to conduct a BAMM process for this aspect of the rule. In addition, we are extending these provisions to allow owners and operators of affected facilities additional time to assess their facilities to determine if it will be necessary for them to apply for BAMM for any other aspect of Subpart I beyond 2011 for unique and extreme circumstances. Because we cannot predict the outcome of today's proposed rule, we have concluded that a limited extension pending final action on that proposal is appropriate so that owners and operators of affected facilities would not incur additional costs associated with applying for BAMM in advance of our final decision on this issue. It would be impracticable to go through notice and comment rulemaking to extend an imminent deadline, and it is also unnecessary because section 307(d)(7)(B) does not require notice and comment for a three-month extension pending reconsideration. Thus, notice and public procedure are impracticable and unnecessary. EPA finds that this constitutes good cause under 5 U.S.C. 553(b)(B) in this instance.</P>
        <HD SOURCE="HD1">II. Statutory and Executive Order Reviews</HD>
        <HD SOURCE="HD2">A. General Requirements</HD>

        <P>This action is not a “significant regulatory action,” under the terms of Executive Order 12866 (58 FR 51735, October 4, 1993) and, therefore, not subject to review under Executive Orders 12866 and 13563 (76 FR 3821, January 21, 2011). For this reason, this action is also not subject to Executive Order 13211, “Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use” (66 FR 28355, May 22, 2001). In addition, because the agency has made a “good cause” finding that this action is not subject to notice-and-comment requirements under the Administrative Procedure Act or any other statute (<E T="03">see</E>Section I of this preamble) it is not subject to sections 202 and 205 of the Unfunded Mandates Reform Act of 1995 (UMRA) (Pub. L. 104-4). In addition, this action does not impose any enforceable duty or contain any unfunded mandates as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4), or require prior consultation with State officials, as specified by Executive Order 12875 (58 FR 58093, October 28, 1993), or involve special consideration of environmental justice related issues, as required by Executive Order 12898 (59 FR 7629, February 16, 1994). Further, because the agency has made a “good cause” finding that this action is not subject to notice-and-comment requirements under the Administrative Procedure Act or any other statute, it is not subject to the regulatory flexibility provisions of the Regulatory Flexibility Act (5 U.S.C. 601,<E T="03">et seq.</E>). This action also does not have Tribal implications because it will not have a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal government and Indian Tribes, or on the distribution of power and responsibilities between the Federal government and Indian Tribes, as specified by Executive Order 13175 (65 FR 67249, November 9, 2000). This action also does not have Federalism implications because it does not have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132 (64 FR 43255, August 10, 1999). This action also is not subject to Executive Order 13045, “Protection of Children from Environmental Health Risks and Safety Risks” (62 FR 19885, April 23, 1997). The requirements of section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) do not apply. This action does not impose an information collection burden under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501,<E T="03">et seq.</E>). EPA's compliance with these statutes and Executive Orders for the underlying rule is discussed in the December 1, 2010<E T="04">Federal Register</E>document.</P>
        <HD SOURCE="HD2">B. Submission to Congress and the Comptroller General</HD>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the<E T="04">Federal Register</E>. This action is not a “major rule” as defined by 5 U.S.C. 804(2). This rule will be effective June 30, 2011.</P>
        <HD SOURCE="HD1">III. How can I get copies of this document and other related information?</HD>
        <P>This<E T="04">Federal Register</E>notice is available in the docket for the final rule titled “<E T="03">Mandatory Reporting of Greenhouse Gases: Additional Sources of Fluorinated GHGs,</E>” published on December 1, 2010 at 98 FR 74774, under Docket ID No. EPA-HQ-OAR-2009-0927.</P>
        <P>All documents in the docket are listed on the<E T="03">http://www.regulations.gov</E>Web site. Although listed in the index, some information may not be publicly available, i.e., Confidential Business Information or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically through<E T="03">http://www.regulations.gov</E>or in hard copy at the EPA's Docket Center, Docket ID No. EPA-HQ-OAR-2009-0927, Public Reading Room, EPA West Building, Room 3334, 1301 Constitution Avenue, Northwest, Washington, DC 20460. This Docket Facility is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and<PRTPAGE P="36342"/>the telephone number for the Air Docket Center is (202) 566-1741.</P>

        <P>In addition to being available in the docket, an electronic copy of this<E T="04">Federal Register</E>notice is also available on the World Wide Web at<E T="03">http://www.epa.gov/climatechange/emissions/ghgrulemaking.html.</E>
        </P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 98</HD>
          <P>Environmental Protection, Administrative practice and procedures, Air pollution control, Monitoring, Reporting and recordkeeping.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 15, 2011.</DATED>
          <NAME>Lisa P. Jackson,</NAME>
          <TITLE>Administrator.</TITLE>
        </SIG>
        <P>For the reasons discussed in the preamble, title 40, chapter I, of the Code of Federal Regulations is amended as follows:</P>
        <REGTEXT PART="98" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 98—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 98 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 7401-7671q.</P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="98" TITLE="40">
          <SUBPART>
            <HD SOURCE="HED">Subpart I—[Amended]</HD>
          </SUBPART>
          <AMDPAR>2. Section 98.94 is amended as follows:</AMDPAR>
          <AMDPAR>a. By revising paragraph (a)(1) introductory text.</AMDPAR>
          <AMDPAR>b. By revising paragraph (a)(3) introductory text.</AMDPAR>
          <AMDPAR>c. By revising paragraph (a)(3)(i).</AMDPAR>
          <AMDPAR>d. By revising paragraph (a)(4)(i).</AMDPAR>
          <SECTION>
            <SECTNO>§ 98.94</SECTNO>
            <SUBJECT>Monitoring and QA/QC requirements.</SUBJECT>
            <P>(a) * * *</P>
            <P>(1)<E T="03">Best available monitoring methods.</E>From January 1, 2011 through September 30, 2011, owners or operators may use best available monitoring methods for any parameter that cannot reasonably be measured according to the monitoring and QA/QC requirements of this subpart. The owner or operator must use the calculation methodologies and equations in § 98.93, but may use the best available monitoring method for any parameter for which it is not reasonably feasible to acquire, install, or operate a required piece of monitoring equipment in a facility, or to procure necessary measurement services by January 1, 2011. Starting no later than October 1, 2011, the owner or operator must discontinue using best available monitoring methods and begin following all applicable monitoring and QA/QC requirements of this part, except as provided in paragraphs (a)(2), (a)(3), or (a)(4) of this section. Best available monitoring methods means any of the following methods specified in this paragraph:</P>
            <STARS/>
            <P>(3) Requests for extension of the use of best available monitoring methods in 2011 for recipe-specific utilization and by-product formation rates for the plasma etching process type under § 98.93(a)(2)(ii)(A). The owner or operator may submit a request to the Administrator under this paragraph (a)(3) to use one or more best available monitoring methods to estimate emissions that occur between October 1, 2011 and December 31, 2011 for recipe-specific utilization and by-product formation rates for the etching process type under § 98.93(a)(2)(ii)(A).</P>
            <P>(i)<E T="03">Timing of request.</E>The extension request must be submitted to EPA no later than September 30, 2011.</P>
            <STARS/>
            <P>(4) * * *</P>
            <P>(i)<E T="03">Timing of request.</E>The extension request must be submitted to EPA no later than September 30, 2011.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15650 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 180</CFR>
        <DEPDOC>[EPA-HQ-OPP-2010-0330; FRL-8875-9]</DEPDOC>
        <SUBJECT>2-methyl-2,4-pentanediol; Exemption from the Requirement of a Tolerance</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This regulation establishes an exemption from the requirement of a tolerance for residues of 2-methyl-2,4-pentanediol (CAS Reg. No. 107-41-5) when used as an inert ingredient as a solvent in pesticide formulations 40 CFR 180.910 and 180.930 for use on crops (pre-harvest and post-harvest) and for direct application on animals without limitations. 2-methyl-2,4-pentanediol is commonly referred to as “hexylene glycol”. The FB Sciences, Inc., 153 N. Main Street, Suite 100, Collierville, TN 38017 submitted a petition to EPA under the Federal Food, Drug, and Cosmetic Act (FFDCA), requesting establishment of an exemption from the requirement of a tolerance. This regulation eliminates the need to establish a maximum permissible level for residues of 2-methyl-2,4-pentanediol.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>This regulation is effective June 22, 2011. Objections and requests for hearings must be received on or before August 22, 2011, and must be filed in accordance with the instructions provided in 40 CFR part 178 (see also Unit I.C. of the<E T="02">SUPPLEMENTARY INFORMATION</E>).</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>EPA has established a docket for this action under docket identification (ID) number EPA-HQ-OPP-2010-0330. All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov.</E>Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available in the electronic docket at<E T="03">http://www.regulations.gov,</E>or, if only available in hard copy, at the OPP Regulatory Public Docket in Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. The Docket Facility is open from 8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The Docket Facility telephone number is (703) 305-5805.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Mark Dow, Registration Division (7505P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001; telephone number: (703) 305- 5533; e-mail address:<E T="03">dow.mark@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>
        <P>You may be potentially affected by this action if you are an agricultural producer, food manufacturer, or pesticide manufacturer. Potentially affected entities may include, but are not limited to:</P>
        <P>• Crop production (NAICS code 111).</P>
        <P>• Animal production (NAICS code 112).</P>
        <P>• Food manufacturing (NAICS code 311).</P>
        <P>• Pesticide manufacturing (NAICS code 32532).</P>

        <P>This listing is not intended to be exhaustive, but rather provides a guide for readers regarding entities likely to be affected by this action. Other types of entities not listed in this unit could also be affected. The North American Industrial Classification System (NAICS) codes have been provided to assist you and others in determining<PRTPAGE P="36343"/>whether this action might apply to certain entities. If you have any questions regarding the applicability of this action to a particular entity, consult the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD2">B. How can I get electronic access to other related information?</HD>

        <P>You may access a frequently updated electronic version of 40 CFR part 180 through the Government Printing Office's e-CFR site at<E T="03">http://www.gpoaccess.gov/ecfr.</E>
        </P>
        <HD SOURCE="HD2">C. How can I file an objection or hearing request?</HD>
        <P>Under FFDCA section 408(g), 21 U.S.C. 346a, any person may file an objection to any aspect of this regulation and may also request a hearing on those objections. You must file your objection or request a hearing on this regulation in accordance with the instructions provided in 40 CFR part 178. To ensure proper receipt by EPA, you must identify docket ID number EPA-HQ-OPP-2010-0330 in the subject line on the first page of your submission. All objections and requests for a hearing must be in writing, and must be received by the Hearing Clerk on or before August 22, 2011. Addresses for mail and hand delivery of objections and hearing requests are provided in 40 CFR 178.25(b).</P>
        <P>In addition to filing an objection or hearing request with the Hearing Clerk as described in 40 CFR part 178, please submit a copy of the filing that does not contain any CBI for inclusion in the public docket. Information not marked confidential pursuant to 40 CFR part 2 may be disclosed publicly by EPA without prior notice. Submit a copy of your non-CBI objection or hearing request, identified by docket ID number EPA-HQ-OPP-2010-0330, by one of the following methods:</P>
        <P>•<E T="03">Federal eRulemaking Portal:</E>
          <E T="03">http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
        <P>•<E T="03">Mail:</E>Office of Pesticide Programs (OPP) Regulatory Public Docket (7502P), Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.</P>
        <P>•<E T="03">Delivery:</E>OPP Regulatory Public Docket (7502P), Environmental Protection Agency, Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. Deliveries are only accepted during the Docket Facility's normal hours of operation (8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays). Special arrangements should be made for deliveries of boxed information. The Docket Facility telephone number is (703) 305-5805.</P>
        <HD SOURCE="HD1">II. Petition for Exemption</HD>
        <P>In the<E T="04">Federal Register</E>of June 8, 2010 (75 FR 32466) (FRL-8827-8), EPA issued a notice pursuant to section 408 of FFDCA, 21 U.S.C. 346a, announcing the filing of a pesticide petition (PP 0E7693) by FB Sciences, Inc., 153 N. Main Street, Ste. 100, Collierville, TN 38017. The petition requested that 40 CFR 180.910 and 180.930 be amended by establishing an exemption from the requirement of a tolerance for residues of 2-methyl-2,4-pentanediol (CAS Reg. No.107-41-5) when used as an inert ingredient as a solvent in pesticide formulations applied to crops pre-harvest and post-harvest and to animals without limitations. That notice referenced a summary of the petition prepared by FB Sciences, Inc., the petitioner, which is available in the docket,<E T="03">http://www.regulations.gov.</E>There were no comments received in response to the notice of filing.</P>
        <HD SOURCE="HD1">III. Inert Ingredient Definition</HD>
        <P>Inert ingredients are all ingredients that are not active ingredients as defined in 40 CFR 153.125 and include, but are not limited to, the following types of ingredients (except when they have a pesticidal efficacy of their own): Solvents such as alcohols and hydrocarbons; surfactants such as polyoxyethylene polymers and fatty acids; carriers such as clay and diatomaceous earth; thickeners such as carrageenan and modified cellulose; wetting, spreading, and dispersing agents; propellants in aerosol dispensers; microencapsulating agents; and emulsifiers. The term “inert” is not intended to imply nontoxicity; the ingredient may or may not be chemically active. Generally, EPA has exempted inert ingredients from the requirement of a tolerance based on the low toxicity of the individual inert ingredients.</P>
        <HD SOURCE="HD1">IV. Aggregate Risk Assessment and Determination of Safety</HD>
        <P>Section 408(c)(2)(A)(i) of FFDCA allows EPA to establish an exemption from the requirement for a tolerance (the legal limit for a pesticide chemical residue in or on a food) only if EPA determines that the tolerance is “safe.” Section 408(b)(2)(A)(ii) of FFDCA defines “safe” to mean that “there is a reasonable certainty that no harm will result from aggregate exposure to the pesticide chemical residue, including all anticipated dietary exposures and all other exposures for which there is reliable information.” This includes exposure through drinking water and in residential settings, but does not include occupational exposure. Section 408(b)(2)(C) of FFDCA requires EPA to give special consideration to exposure of infants and children to the pesticide chemical residue in establishing a tolerance and to “ensure that there is a reasonable certainty that no harm will result to infants and children from aggregate exposure to the pesticide chemical residue* * *.”</P>
        <P>EPA establishes exemptions from the requirement of a tolerance only in those cases where it can be clearly demonstrated that the risks from aggregate exposure to pesticide chemical residues under reasonably foreseeable circumstances will pose no appreciable risks to human health. In order to determine the risks from aggregate exposure to pesticide inert ingredients, the Agency considers the toxicity of the inert in conjunction with possible exposure to residues of the inert ingredient through food, drinking water, and through other exposures that occur as a result of pesticide use in residential settings. If EPA is able to determine that a finite tolerance is not necessary to ensure that there is a reasonable certainty that no harm will result from aggregate exposure to the inert ingredient, an exemption from the requirement of a tolerance may be established.</P>
        <P>Consistent with section 408(c)(2)(A) of FFDCA, and the factors specified in FFDCA section 408(c)(2)(B), EPA has reviewed the available scientific data and other relevant information in support of this action. EPA has sufficient data to assess the hazards of and to make a determination on aggregate exposure for 2-methyl-2,4-pentanediol including exposure resulting from the exemption established by this action. EPA's assessment of exposures and risks associated with 2-methyl-2,4-pentanediol follows.</P>
        <HD SOURCE="HD2">A. Toxicological Profile</HD>

        <P>EPA has evaluated the available toxicity data and considered their validity, completeness, and reliability as well as the relationship of the results of the studies to human risk. EPA has also considered available information concerning the variability of the sensitivities of major identifiable subgroups of consumers, including infants and children. Specific information on the studies received and the nature of the adverse effects caused by 2-methyl-2,4-pentanediol as well as the no-observed-adverse-effect-level (NOAEL) and the lowest-observed-adverse-effect-level (LOAEL) from the<PRTPAGE P="36344"/>toxicity studies are discussed in this unit.</P>
        <P>2- methyl-2,4-pentanediol (CAS Reg. No. 107-41-5) is an aliphatic alcohol also known as: Hexylene glycol; diolane; and 1,1,3-trimethyltrimethylene-diol. Non-pesticidal uses of 2-methyl-2,4-pentanediol include use as a chemical intermediate, a selective solvent in petroleum refining, a component of hydraulic fluids, a solvent for inks, as an additive to cement, textile dye vehicles, a lubricant and fuel additive, and as an ingredient in cosmetics and hair care products. The Food and Drug Administration (FDA) has approved of the use of 2-methyl-2,4-pentanediol as an indirect food additive such as in adhesives in contact with food under 21 CFR parts 175-178.</P>

        <P>2-methyl-2,4-pentanediol is not acutely toxic to rats via the oral route of exposure. An Organization for Economic Cooperation and Development (OECD)-SIDS (2001) report indicates LD<E T="52">50</E>ranges from 2-4.47 g/kg. Acute dermal toxicity is low with dermal doses up to 2,000 milligrams/kilogram (mg/kg) that did not cause death (as cited in OECD-SIDS, 2001). It is irritating to the skin and eyes, but not a skin sensitizer in guinea pigs. It has low inhalation toxicity, with an LC<E T="52">50</E>of 160 parts per million (ppm) (0.772 mg/L), which is in excess of the saturated vapor concentration.</P>
        <P>In a 90-day subchronic toxicity study, 2-methyl-2,4-pentanediol was administered by oral gavage to rats at dose levels of 50, 150, or 450 mg/kg/bw/day. In this study the functional observational battery, blood chemistry, hematological parameters and histopathological examinations were conducted. A functional observational battery test gave no indication of neurotoxicity. In both sexes, hyperplasia, hyperkeratosis, inflammatory cell infiltration and edema of the mucosa and submucosa of the stomach were observed starting at 150 mg/kg/day. These changes were indicative of a local irritative effect resulting from the oral gavage procedure. Hepatocellular hypertrophy with increased liver weight was observed at 450 mg/kg/day in both sexes, and in males at 150 mg/kg/day. In the absence of degenerative or necrotic changes these findings were considered to be adaptive responses. At 150 and 450 mg/kg/day, increased kidney weights and increased incidence of acidophilic globules in the tubular epithelium in males were suggestive of male rat specific alpha-2-microglobulin nephropathy, which is not considered as an effect relevant to humans. Observed changes were either fully or partially reversible over the 4-week recovery period. There were no adverse effects on the reproductive organs. No effects were observed at 50 mg/kg/day. A NOAEL of 450 mg/kg/day was determined for systemic toxicity because the effects described were either produced by irritation from the oral gavage procedure, or were considered adaptive responses. A range-finding 14-day study gave similar results.</P>
        <P>No guideline reproduction studies were available for assessment, however, no adverse effects on reproductive organs (including testes, prostate, seminal vesicles, epididymis, ovaries, vagina, and uterus) were observed in the 90-day gavage study in which rats were administered 2-methyl-2,4-pentanediol at doses up to 450 mg/kg/day. Therefore, OECD SIDS concluded that no additional studies are required under the SIDS program regarding fertility. EPA agrees with this conclusion by the OECD.</P>
        <P>In a developmental toxicity study, pregnant rats were administered 30, 300, or 1,000 mg/kg/bw/day of 2-methyl-2,4-pentanediol by gavage in 5 mL/kg of vehicle on gestation days (GD) 6-15. The NOAEL for maternal toxicity was 300 mg/kg/day based on a statistically significant reduction in group mean body weight gain and food consumption at 1,000 mg/kg/day. There was a marginal, non-statistically significant reduction in fetal body weight at 1,000 mg/kg/day. Marginally higher incidences of fetal variations, some of which were statistically significant (occipitals incompletely ossified, 21.6%; extra thoracolumbar ribs, 18.7%; and hyoid arch not ossified, 18%), occurred at 1,000 mg/kg/day. A delay in the normal ossification process was also observed in fetuses, but this was considered by the study authors to be related to reduced maternal body weight gain at this dose level. The NOAEL and LOAEL for maternal and fetal developmental toxicity were determined to be 300 and 1,000 mg/kg/day, respectively.</P>
        <P>In another developmental toxicity study, pregnant rats received 500, 1,200, or 1,600 mg/kg/bw/day of 2-methyl-2,4-pentanediol by gavage in 10 mL/kg of vehicle on GD 6-17. At 1,200 and 1,600 mg/kg/day, dams had ataxia and reductions in mean weight gain and food consumption. At the 1,600 mg/kg/day, pregnant rats had mean weight loss, and one female aborted prior to the end of the study. Maternal toxicity at these levels corresponds to decreased fetal body weights and gravid uterine weights. Additionally, at 1,600 mg/kg/day, there was one abortion and one whole litter resorption. However, the number of fetal malformations, such as increased incidence of skeletal variations (delayed ossification, extra ribs), was not significantly different from controls. A maternal NOAEL of 500 mg/kg/day was determined by the Agency, and the same NOAEL was determined in the study for fetal toxicity. These results support the results of a study described in this unit and indicate that 2-methyl-2,4-pentanediol has low potential for developmental toxicity.</P>
        <P>2-methyl-2,4-pentanediol is not genotoxic in either mammalian or non-mammalian cells “in vitro.” It was negative for mutagenicity in the Ames test, yeast cell assay and hamster ovary cell assay.</P>
        <P>Ten rats and a rabbit exposed to an aerosol of 2-methyl-2,4-pentanediol at a concentration of 0.7 mg/L (about 145 ppm) for 7 hr/day for 9 days survived with mild upper respiratory irritation. No histopathological effects were reported.</P>
        <HD SOURCE="HD2">B. Toxicological Points of Departure/Levels of Concern</HD>

        <P>Once a pesticide's toxicological profile is determined, EPA identifies toxicological points of departure (POD) and levels of concern to use in evaluating the risk posed by human exposure to the pesticide. For hazards that have a threshold below which there is no appreciable risk, the toxicological POD is used as the basis for derivation of reference values for risk assessment. PODs are developed based on a careful analysis of the doses in each toxicological study to determine the dose at which no adverse effects are observed (the NOAEL) and the lowest dose at which adverse effects of concern are identified (the LOAEL). Uncertainty/safety factors are used in conjunction with the POD to calculate a safe exposure level—generally referred to as a population-adjusted dose (PAD) or a reference dose (RfD)—and a safe margin of exposure (MOE). For non-threshold risks, the Agency assumes that any amount of exposure will lead to some degree of risk. Thus, the Agency estimates risk in terms of the probability of an occurrence of the adverse effect expected in a lifetime. For more information on the general principles EPA uses in risk characterization and a complete description of the risk assessment process, see<E T="03">http://www.epa.gov/pesticides/factsheets/riskassess.htm.</E>
        </P>

        <P>No acute endpoint of concern was identified in the available toxicity studies. The endpoint of concern for the<PRTPAGE P="36345"/>chronic reference dose (cRfD) was identified from the developmental toxicity study in rats. In this study, the NOAEL (500 mg/kg/day) was based on increased incidence of clinical signs, reductions in mean body weight gain and food consumption seen at the LOAEL of 1,200 mg/kg/day and above. This NOAEL was supported by the 90-day gavage toxicity study in rats (NOAEL 450 mg/kg/day; highest dose tested). There was a lower NOAEL (300 mg/kg/day) observed in the range finding study in rats based on a statistically significant reduction in group mean body weight gain and food consumption, and marginally higher incidences of fetal variations seen at the LOAEL of 1,000 mg/kg/day. The differences between the NOAELs of the range finding study and the developmental toxicity study in rats were considered due to artifacts of dose selection. An uncertainty factor 100X (10X for intraspecies variability and 10X interspecies extrapolation) was applied to the NOAEL. No additional uncertainty factor is necessary for use of the subchronic to chronic study because the effects were observed at the limit dose of 1,000 mg/kg/day and above. The FQPA factor for increased susceptibility of infant and children was reduced to 1X. Therefore, the cRfD is equal to population adjusted dose (cPAD). This endpoint and the dose was also used for dermal and inhalation exposure assessment for all exposure scenarios. Inhalation and dermal absorption was assumed to be 100%. This approach would provide a highly conservative estimate of risk via the dermal and inhalation routes of exposure.</P>
        <GPOTABLE CDEF="s100,r50,r50,r100" COLS="4" OPTS="L2,i1">
          <TTITLE>Table 1—Summary of Toxicological Doses and Endpoints for 2-methyl-2,4-pentanediol for Use in Human Risk Assessment</TTITLE>
          <BOXHD>
            <CHED H="1">Exposure/scenario</CHED>
            <CHED H="1">Point of departure and uncertainty/safety factors</CHED>
            <CHED H="1">RfD, PAD, LOC for risk assessment</CHED>
            <CHED H="1">Study and toxicological effects</CHED>
          </BOXHD>
          <ROW RUL="s">
            <ENT I="01">Acute dietary (General population including infants and children)</ENT>
            <ENT A="02">No acute endpoint of concern was identified in the available database.</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">Chronic dietary (All populations)<LI>Incidental oral short-term and intermediate term</LI>
            </ENT>
            <ENT>NOAEL = 500 mg/kg/day<LI O="xl">UF<E T="0732">A</E>= 10x</LI>
              <LI O="xl">UF<E T="0732">H</E>= 10x</LI>
              <LI O="xl">FQPA SF = 1x</LI>
            </ENT>
            <ENT>Chronic RfD = 500 mg/kg/day<LI O="xl">cPAD = 500 mg/kg/day.</LI>
            </ENT>
            <ENT>Developmental Toxicity Study—rats LOAEL = 1,200 mg/kg/day based on reduced body weights in maternal animals, reduced fetal body weights.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Dermal short and intermediate term</ENT>
            <ENT>100% absorption via dermal and inhalation routes; LOC MOE.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Inhalation short and intermediate term</ENT>
            <ENT>100</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Cancer (Oral, dermal, inhalation)</ENT>
            <ENT A="02">No evidence of carcinogenicity. SAR analysis negative for carcinogenic alerts. Not mutagenic in mammalian and non-mammalian mutagenicity assays.</ENT>
          </ROW>
          <TNOTE>UF<E T="0732">A</E>= extrapolation from animal to human (interspecies). UF<E T="0732">H</E>= potential variation in sensitivity among members of the human population (intraspecies). UF<E T="0732">L</E>= use of a LOAEL to extrapolate a NOAEL. UF<E T="0732">S =</E>use of a short-term study for long-term risk assessment. UF<E T="0732">DB</E>= to account for the absence of data or other data deficiency. FQPA SF = Food Quality Protection Act Safety Factor. PAD = population adjusted dose (a = acute, c = chronic). RfD = reference dose. MOE = margin of exposure. LOC = level of concern.</TNOTE>
        </GPOTABLE>
        <HD SOURCE="HD2">C. Exposure Assessment</HD>
        <P>1.<E T="03">Dietary exposure from food and feed uses.</E>In evaluating dietary exposure to 2-methyl-2,4-pentanediol, EPA considered exposure under the proposed exemption from the requirement of a tolerance. EPA assessed dietary exposures from 2-methyl-2,4-pentanediol in food as follows:</P>
        <P>No acute endpoint of concern was identified in the database. Therefore, a quantitative acute dietary exposure assessment was not conducted.</P>
        <P>i<E T="03">. Chronic exposure.</E>In conducting the chronic dietary exposure assessments, EPA used food consumption information from the United States Department of Agriculture (USDA) [1994-1996 and 1998] Nationwide Continuing Surveys of Food Intake by Individuals (CSFII). As to residue levels in food, no residue data were submitted for 2-methyl-2,4-pentanediol. In the absence of specific residue data, EPA has developed an approach which uses surrogate information to derive upper bound exposure estimates for the subject inert ingredient. Upper bound exposure estimates are based on the highest tolerance for a given commodity from a list of high-use insecticides, herbicides, and fungicides. A complete description of the general approach taken to assess inert ingredient risks in the absence of residue data is contained in the memorandum entitled “Alkyl Amines Polyalkoxylates (Cluster 4): Acute and Chronic Aggregate (Food and Drinking Water) Dietary Exposure and Risk Assessments for the Inerts.” (D361707, S. Piper, 2/25/09) and can be found at<E T="03">http://www.regulations.gov</E>in docket ID number EPA-HQ-OPP-2008-0738.</P>
        <P>In the dietary exposure assessment, the Agency assumed that the residue level of the inert ingredient would be no higher than the highest tolerance for a given commodity. Implicit in this assumption is that there would be similar rates of degradation (if any) between the active and inert ingredient and that the concentration of inert ingredient in the scenarios leading to these highest of tolerances would be no higher than the concentration of the active ingredient.</P>

        <P>The Agency believes the assumptions used to estimate dietary exposures lead to an extremely conservative assessment of dietary risk due to a series of compounded conservatisms. First, assuming that the level of residue for an inert ingredient is equal to the level of residue for the active ingredient will overstate exposure. The concentration of active ingredient in agricultural products is generally at least 50% of the product and often can be much higher. Further, pesticide products rarely have a single inert ingredient; rather there is generally a combination of different inert ingredients used which additionally reduces the concentration of any single inert ingredient in the pesticide product in relation to that of the active ingredient.<PRTPAGE P="36346"/>
        </P>
        <P>Second, the conservatism of this methodology is compounded by EPA's decision to assume that, for each commodity, the active ingredient which will serve as a guide to the potential level of inert ingredient residues is the active ingredient with the highest tolerance level. This assumption overstates residue values because it would be highly unlikely, given the high number of inert ingredients, that a single inert ingredient or class of ingredients would be present at the level of the active ingredient in the highest tolerance for every commodity. Finally, a third compounding conservatism is EPA's assumption that all foods contain the inert ingredient at the highest tolerance level. In other words, EPA assumed 100% of all foods are treated with the inert ingredient at the rate and manner necessary to produce the highest residue legally possible for an active ingredient. In summary, EPA chose a very conservative method for estimating what level of inert residue could be on food, then used this methodology to choose the highest possible residue that could be found on food and assumed that all food contained this residue. No consideration was given to potential degradation between harvest and consumption even though monitoring data shows that tolerance level residues are typically one to two orders of magnitude higher than actual residues in food when distributed in commerce.</P>
        <P>Accordingly, although sufficient information to quantify actual residue levels in food is not available, the compounding of these conservative assumptions will lead to a significant exaggeration of actual exposures. EPA does not believe that this approach underestimates exposure in the absence of residue data.</P>
        <P>ii.<E T="03">Cancer.</E>Chronic and carcinogenicity studies were not available on 2-methyl-2,4-pentanediol. There is no evidence that 2-methyl-2,4-pentanediol is carcinogenic. The Agency used a qualitative structure activity relationship (SAR) database, DEREK Version 11, to determine if there were structural alerts. No structural alerts were identified. In addition, it is negative for mutagenicity in mammalian and non-mammalian mutagenicity assays. 2-methyl-2,4-pentanediol is rapidly metabolized and excreted as glucuronates. Based on weight-of-evidence and low toxicity mentioned in this unit, 2-methyl-2,4-pentanediol is not expected to be carcinogenic. Since the Agency has not identified any concerns for carcinogenicity relating to 2-methyl-2,4-pentanediol, a dietary exposure assessment to evaluate cancer risk was not performed.</P>
        <P>2.<E T="03">Dietary exposure from drinking water.</E>For the purpose of the screening level dietary risk assessment to support this request for an exemption from the requirement of a tolerance for 2-methyl-2,4-pentanediol, a conservative drinking water concentration value of 100 ppb based on screening level modeling was used to assess the contribution to drinking water for the chronic dietary risk assessments for parent compound. These values were directly entered into the dietary exposure model.</P>
        <P>3.<E T="03">From non-dietary exposure.</E>The term “residential exposure” is used in this document to refer to non-occupational, non-dietary exposure (<E T="03">e.g.,</E>textiles (clothing and diapers), carpets, swimming pools, and hard surface disinfection on walls, floors, tables). No residential uses as a pesticide inert ingredient have been requested and none are expected. Although 2-methyl-2,4-pentanediol is used in cosmetics and hair care products, the Agency believes exposure and risk from these routes of exposure to be negligible. The FDA includes 2-methyl-2,4-pentanediol (<E T="03">i.e.,</E>hexylene glycol) in its list of Indirect Additives Used in Food Contact Subtances. The exposure to 2-methyl-2,4-pentanediol through hair color use is considered minimal because it is a volatile chemical, treatment times are very short and absorption through the scalp is limited. Based on these considerations, the Agency concluded that there is no need to conduct aggregate exposure through use of consumer products. Further, there are no reliable data with which to estimate such exposures.</P>
        <P>4.<E T="03">Cumulative effects from substances with a common mechanism of toxicity.</E>Section 408(b)(2)(D)(v) of FFDCA requires that, when considering whether to establish, modify, or revoke a tolerance, the Agency consider “available information” concerning the cumulative effects of a particular pesticide's residues and “other substances that have a common mechanism of toxicity.”</P>

        <P>EPA has not found 2-methyl-2,4-pentanediol to share a common mechanism of toxicity with any other substances, and 2-methyl-2,4-pentanediol does not appear to produce a toxic metabolite produced by other substances. For the purposes of this tolerance action, therefore, EPA has assumed that 2-methyl-2,4-pentanediol does not have a common mechanism of toxicity with other substances. For information regarding EPA's efforts to determine which chemicals have a common mechanism of toxicity and to evaluate the cumulative effects of such chemicals, see EPA's Web site at<E T="03">http://www.epa.gov/pesticides/cumulative.</E>
        </P>
        <HD SOURCE="HD2">D. Safety Factor for Infants and Children</HD>
        <P>1.<E T="03">In general.</E>Section 408(b)(2)(C) of FFDCA provides that EPA shall apply an additional tenfold (10X) margin of safety for infants and children in the case of threshold effects to account for prenatal and postnatal toxicity and the completeness of the database on toxicity and exposure unless EPA determines based on reliable data that a different margin of safety will be safe for infants and children. This additional margin of safety is commonly referred to as the FQPA Safety Factor (SF). In applying this provision, EPA either retains the default value of 10X, or uses a different additional safety factor when reliable data available to EPA support the choice of a different factor.</P>
        <P>2.<E T="03">Prenatal and postnatal sensitivity.</E>The maternal and developmental effects were only observed at the limit dose of 1,000 mg/kg/day and above in the developmental toxicity study in rats. Maternal and fetal toxicity were mainly manifested as decreases in body weights. Marginally higher incidences of fetal variations were also observed at the limit dose or above. There were no guideline reproduction studies available on 2-methyl-2,4-pentanediol; however, no adverse effects on reproductive organs (including testes, prostate, seminal vesicles, epididymis, ovaries, vagina, and uterus) were observed at doses up to 450 mg/kg/day in a 90-day toxicity study in rats. In addition, the reproductive indices were not affected in the two available developmental toxicity studies in rats.</P>
        <P>3.<E T="03">Conclusion.</E>EPA has determined that reliable data show the safety of infants and children would be adequately protected if the FQPA SF were reduced to 1X. That decision is based on the following findings:</P>

        <P>i. The toxicity database for 2-methyl-2,4-pentanediol is not complete but considered as adequate for FQPA assessment given the low toxicity of 2-methyl-2,4-pentanediol. No guideline reproduction studies were available for assessment; however, no adverse effects on reproductive organs (including testes, prostate, seminal vesicles, epididymis, ovaries, vagina, and uterus) were observed in the 90-day gavage study in which rats were administered 2-methyl-2,4-pentanediol at doses up to 450 mg/kg/day. Therefore, OECD SIDS concluded that no additional studies are required under the SIDS program regarding fertility. EPA is in agreement<PRTPAGE P="36347"/>with the OECD conclusion. Chronic studies are also not available, but the concern for chronic toxicity is low given the low toxicity of 2-methyl-2,4-pentanediol.</P>
        <P>ii. No evidence of clinical signs of neurotoxicity was observed in the available database. No evidence of neurobehavioral or neuropathology was seen in a 90-day toxicity study in rats. There is no indication that 2-methyl-2,4-pentanediol is a neurotoxic chemical and there is no need for a developmental neurotoxicity study or additional UFs to account for neurotoxicity.</P>
        <P>iii. There is no evidence that 2-methyl-2,4-pentanediol results in increased susceptibility in rats (as described in this unit).</P>
        <P>iv Immunotoxicity studies for 2-methyl-2,4-pentanediol were not available for review. However, there was no evidence of immunotoxicity in the available database.</P>
        <P>v. There are no residual uncertainties identified in the exposure databases. The dietary food exposure assessments were performed based on 100 percent crop treated (PCT) and tolerance-level residues. EPA made conservative (protective) assumptions in the ground and surface water modeling used to assess exposure to 2-methyl-2,4-pentanediol in drinking water. These assessments will not underestimate the exposure and risks posed by 2-methyl-2,4-pentanediol.</P>
        <HD SOURCE="HD2">E. Aggregate Risks and Determination of Safety</HD>
        <P>EPA determines whether acute and chronic dietary pesticide exposures are safe by comparing aggregate exposure estimates to the acute (aPAD) and chronic (cPAD). For linear cancer risks, EPA calculates the lifetime probability of acquiring cancer given the estimated aggregate exposure. Short-, intermediate-, and chronic-term risks are evaluated by comparing the estimated aggregate food, water, and residential exposure to the appropriate PODs to ensure that an adequate MOE exists.</P>
        <P>1.<E T="03">Acute risk.</E>An acute aggregate risk assessment takes into account acute exposure estimates from dietary consumption of food and drinking water. No adverse effect resulting from a single oral exposure was identified and no acute dietary endpoint was selected. Therefore, 2-methyl-2,4-pentanediol is not expected to pose an acute risk.</P>
        <P>2.<E T="03">Chronic risk.</E>Using the exposure assumptions described in this unit for chronic exposure, EPA has concluded that chronic exposure to 2-methyl-2,4-pentanediol from food and water will utilize 3.8% of the cPAD for the U.S. population and Children 1-2 yrs of age 12.5% cPAD, the population group receiving the greatest exposure. Based on the explanation in this unit, regarding residential use patterns, chronic residential exposure to residues of 2-methyl-2,4-pentanediol is not expected.</P>
        <P>3.<E T="03">Short-term risk.</E>Short-term aggregate exposure takes into account short-term residential exposure plus chronic exposure to food and water (considered to be a background exposure level).</P>
        <P>A short-term adverse effect was identified; however, 2-methyl-2,4-pentanediol is not currently used as an inert ingredient in pesticide products that are registered for any use patterns that would result in short-term residential exposure. Short-term risk is assessed based on short-term residential exposure plus chronic dietary exposure. Because there is no short-term residential exposure resulting from use as an inert ingredient in pesticidal formulations and chronic dietary exposure has already been assessed under the appropriately protective cPAD (which is at least as protective as the POD used to assess short-term risk), no further assessment of short-term risk is necessary, and EPA relies on the chronic dietary risk assessment for evaluating short-term risk for 2-methyl-2,4-pentanediol.</P>
        <P>For the reasons discussed in Unit IV.C.3., short-term aggregate exposure assessment was not conducted for non-pesticidal uses.</P>
        <P>4.<E T="03">Intermediate-term risk.</E>Intermediate-term aggregate exposure takes into account intermediate-term residential exposure plus chronic exposure to food and water (considered to be a background exposure level). An intermediate-term adverse effect was identified; however, 2-methyl-2,4-pentanediol is not currently used as an inert ingredient in pesticide products that are registered for any use patterns that would result in intermediate-term residential exposure. Intermediate-term risk is assessed based on intermediate-term residential exposure plus chronic dietary exposure. Because there is no intermediate-term residential exposure and chronic dietary exposure has already been assessed under the appropriately protective cPAD (which is at least as protective as the POD used to assess intermediate-term risk), no further assessment of intermediate-term risk is necessary, and EPA relies on the chronic dietary risk assessment for evaluating intermediate-term risk for 2-methyl-2,4-pentanediol. For the reasons discussed in Unit IV.C.3., intermediate term aggregate exposure assessment was not conducted for non-pesticidal uses.</P>
        <P>5.<E T="03">Aggregate cancer risk for U.S. population.</E>2-methyl-2,4-pentanediol is not expected to pose a cancer risk to humans. Therefore, aggregate cancer risk was not performed.</P>
        <P>6.<E T="03">Determination of safety.</E>Based on these risk assessments, EPA concludes that there is a reasonable certainty that no harm will result to the general population, or to infants and children from aggregate exposure to 2-methyl-2,4-pentanediol residues.</P>
        <HD SOURCE="HD1">V. Other Considerations</HD>
        <HD SOURCE="HD2">A. Analytical Enforcement Methodology</HD>
        <P>An analytical method is not required for enforcement purposes since the Agency is establishing an exemption from the requirement of a tolerance without any numerical limitation.</P>
        <HD SOURCE="HD2">B. International Residue Limits</HD>
        <P>In making its tolerance decisions, EPA seeks to harmonize U.S. tolerances with international standards whenever possible, consistent with U.S. food safety standards and agricultural practices. EPA considers the international maximum residue limits (MRLs) established by the Codex Alimentarius Commission (Codex), as required by FFDCA section 408(b)(4). The Codex Alimentarius is a joint U.N. Food and Agriculture Organization/World Health Organization food standards program, and it is recognized as an international food safety standards-setting organization in trade agreements to which the United States is a party. EPA may establish a tolerance that is different from a Codex MRL; however, FFDCA section 408(b)(4) requires that EPA explain the reasons for departing from the Codex level.</P>
        <P>The Codex has not established a MRL for 2-methyl-2,4-pentanediol.</P>
        <HD SOURCE="HD1">VI. Conclusions</HD>
        <P>Therefore, an exemption from the requirement of a tolerance is established under 40 CFR 180.910 and § 180.930 for 2-methyl-2,4-pentanediol. (CAS Reg. No. 107-1-41-5) when used as an inert ingredient in pesticide formulations applied to crops and food animals without limitations.</P>
        <HD SOURCE="HD1">VII. Statutory and Executive Order Reviews</HD>

        <P>This final rule establishes a tolerance under section 408(d) of FFDCA in response to a petition submitted to the Agency. The Office of Management and Budget (OMB) has exempted these types of actions from review under Executive Order 12866, entitled<E T="03">Regulatory<PRTPAGE P="36348"/>Planning and Review</E>(58 FR 51735, October 4, 1993). Because this final rule has been exempted from review under Executive Order 12866, this final rule is not subject to Executive Order 13211, entitled<E T="03">Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</E>(66 FR 28355, May 22, 2001) or Executive Order 13045, entitled<E T="03">Protection of Children from Environmental Health Risks and Safety Risks</E>(62 FR 19885, April 23, 1997). This final rule does not contain any information collections subject to OMB approval under the Paperwork Reduction Act (PRA), 44 U.S.C. 3501<E T="03">et seq.,</E>nor does it require any special considerations under Executive Order 12898, entitled<E T="03">Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations</E>(59 FR 7629, February 16, 1994).</P>

        <P>Since tolerances and exemptions that are established on the basis of a petition under section 408(d) of FFDCA, such as the tolerance in this final rule, do not require the issuance of a proposed rule, the requirements of the Regulatory Flexibility Act (RFA) (5 U.S.C. 601<E T="03">et seq.</E>) do not apply.</P>

        <P>This final rule directly regulates growers, food processors, food handlers, and food retailers, not States or Tribes, nor does this action alter the relationships or distribution of power and responsibilities established by Congress in the preemption provisions of section 408(n)(4) of FFDCA. As such, the Agency has determined that this action will not have a substantial direct effect on States or Tribal governments, on the relationship between the national government and the States or Tribal governments, or on the distribution of power and responsibilities among the various levels of government or between the Federal Government and Indian Tribes. Thus, the Agency has determined that Executive Order 13132, entitled<E T="03">Federalism</E>(64 FR 43255, August 10, 1999) and Executive Order 13175, entitled<E T="03">Consultation and Coordination with Indian Tribal Governments</E>(65 FR 67249, November 9, 2000) do not apply to this final rule. In addition, this final rule does not impose any enforceable duty or contain any unfunded mandate as described under Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) (Pub. L. 104-4).</P>
        <P>This action does not involve any technical standards that would require Agency consideration of voluntary consensus standards pursuant to section 12(d) of the National Technology Transfer and Advancement Act of 1995 (NTTAA), Public Law 104-113, section 12(d) (15 U.S.C. 272 note).</P>
        <HD SOURCE="HD1">VIII. Congressional Review Act</HD>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of this final rule in the<E T="04">Federal Register</E>. This final rule is not a “major rule” as defined by 5 U.S.C. 804(2).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 180</HD>
          <P>Environmental protection, Administrative practice and procedure, Agricultural commodities, Pesticides and pests, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 10, 2011.</DATED>
          <NAME>Lois Rossi,</NAME>
          <TITLE>Director, Registration Division, Office of Pesticide Programs.</TITLE>
        </SIG>
        
        <P>Therefore, 40 CFR chapter I is amended as follows:</P>
        <REGTEXT PART="180" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 180—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 180 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>21 U.S.C. 321(q), 346a and 371.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="180" TITLE="40">
          <AMDPAR>2. In § 180.910, the table is amended by adding alphabetically the following inert ingredients to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 180.910</SECTNO>
            <SUBJECT>Insert ingredients used pre-harvest and post-harvest; exemptions from the requirement of a tolerance.</SUBJECT>
            <STARS/>
            <GPOTABLE CDEF="s100,r50,r50" COLS="3" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Inert ingredients</CHED>
                <CHED H="1">Limits</CHED>
                <CHED H="1">Uses</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">2-methyl-2,4-pentanediol (CAS Reg.<LI>No.-107-41-5)</LI>
                </ENT>
                <ENT>Without limitation</ENT>
                <ENT>Growing crops and food animals</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="180" TITLE="40">
          <AMDPAR>3. In § 180.930, the table is amended by adding alphabetically the following inert ingredients to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 180.930</SECTNO>
            <SUBJECT>Insert ingredients applied to animals: exemption from the requirement of a tolerance.</SUBJECT>
            <STARS/>
            <GPOTABLE CDEF="s100,r50,r50" COLS="3" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Inert ingredients</CHED>
                <CHED H="1">Limits</CHED>
                <CHED H="1">Uses</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">2-methyl-2,4-pentanediol (CAS Reg. No.-107-41-5)</ENT>
                <ENT>Without limitation</ENT>
                <ENT>Growing crops and food animals</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
        <PRTPAGE P="36349"/>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15466 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 180</CFR>
        <DEPDOC>[EPA-HQ-OPP-2008-0474; FRL-8877-1]</DEPDOC>
        <SUBJECT>Diethylene Glycol MonoEthyl Ether (DEGEE); Exemption From the Requirement of a Tolerance</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This regulation establishes an exemption from the requirement of a tolerance for residues of Diethylene Glycol MonoEthyl Ether (DEGEE) when used as an inert ingredient as a solvent, stabilizer and/or antifreeze within pesticide formulations/products, for preharvest use on growing crops and raw agricultural commodities, without limitation. Huntsman, Dow AgroSciences L.L.C., Nufarm Americas Inc., BASF, Stepan Company, Loveland Products Inc., and Rhodia Inc. submitted a petition to EPA under the Federal Food, Drug, and Cosmetic Act (FFDCA), requesting establishment of an exemption from the requirement of a tolerance. This regulation eliminates the need to establish a maximum permissible level for residues of DEGEE on growing crops and raw agricultural commodities.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>This regulation is effective June 22, 2011. Objections and requests for hearings must be received on or before August 22, 2011, and must be filed in accordance with the instructions provided in 40 CFR part 178 (see also Unit I.C. of the<E T="02">SUPPLEMENTARY INFORMATION</E>).</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>EPA has established a docket for this action under docket identification (ID) number EPA-HQ-OPP-2008-0474. All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov.</E>Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available in the electronic docket at<E T="03">http://www.regulations.gov,</E>or, if only available in hard copy, at the OPP Regulatory Public Docket in Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. The Docket Facility is open from 8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The Docket Facility telephone number is (703) 305-5805.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Lisa Austin, Registration Division (7505P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001;<E T="03">telephone number:</E>(703) 305-7894;<E T="03">e-mail address: austin.lisa@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>
        <P>You may be potentially affected by this action if you are an agricultural producer, food manufacturer, or pesticide manufacturer. Potentially affected entities may include, but are not limited to:</P>
        <P>• Crop production (NAICS code 111).</P>
        <P>• Animal production (NAICS code 112).</P>
        <P>• Food manufacturing (NAICS code 311).</P>
        <P>• Pesticide manufacturing (NAICS code 32532).</P>

        <P>This listing is not intended to be exhaustive, but rather provides a guide for readers regarding entities likely to be affected by this action. Other types of entities not listed in this unit could also be affected. The North American Industrial Classification System (NAICS) codes have been provided to assist you and others in determining whether this action might apply to certain entities. If you have any questions regarding the applicability of this action to a particular entity, consult the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD2">B. How can I get electronic access to other related information?</HD>

        <P>You may access a frequently updated electronic version of 40 CFR part 180 through the Government Printing Office's e-CFR site at<E T="03">http://www.gpoaccess.gov/ecfr.</E>
        </P>
        <HD SOURCE="HD2">C. How can I file an objection or hearing request?</HD>
        <P>Under FFDCA section 408(g), 21 U.S.C. 346a, any person may file an objection to any aspect of this regulation and may also request a hearing on those objections. You must file your objection or request a hearing on this regulation in accordance with the instructions provided in 40 CFR part 178. To ensure proper receipt by EPA, you must identify docket ID number EPA-HQ-OPP-2008-0474 in the subject line on the first page of your submission. All objections and requests for a hearing must be in writing, and must be received by the Hearing Clerk on or before August 22, 2011. Addresses for mail and hand delivery of objections and hearing requests are provided in 40 CFR 178.25(b).</P>
        <P>In addition to filing an objection or hearing request with the Hearing Clerk as described in 40 CFR part 178, please submit a copy of the filing that does not contain any CBI for inclusion in the public docket. Information not marked confidential pursuant to 40 CFR part 2 may be disclosed publicly by EPA without prior notice. Submit a copy of your non-CBI objection or hearing request, identified by docket ID number EPA-HQ-OPP-2008-0474, by one of the following methods:</P>
        <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
        <P>•<E T="03">Mail:</E>Office of Pesticide Programs (OPP) Regulatory Public Docket (7502P), Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.</P>
        <P>•<E T="03">Delivery:</E>OPP Regulatory Public Docket (7502P), Environmental Protection Agency, Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. Deliveries are only accepted during the Docket Facility's normal hours of operation (8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays). Special arrangements should be made for deliveries of boxed information. The Docket Facility telephone number is (703) 305-5805.</P>
        <HD SOURCE="HD1">II. Petition for Exemption</HD>
        <P>In the<E T="04">Federal Register</E>of July 9, 2008 (73 FR 39291) (FRL-8371-2), EPA issued a notice pursuant to section 408 of FFDCA, 21 U.S.C. 346a, announcing the filing of a pesticide petition (PP 8E7355) by Huntsman, 10003 Woodloch Forest Drive, The Woodlands, TX 77380; Dow AgroSciences L.L.C., 9330 Zionsville Road, Indianapolis, Indiana 46268; Nufarm Americas Inc., 150 Harvester Drive, Suite 220, Burr Ridge, Illinois, 60527; BASF, 26 Davis Drive, Research Triangle Park, NC 27709; Stepan Company, 22 W. Frontage Road, Northfield, IL 60093; Loveland Products Inc., PO Box 1286, Greeley, CO 80632; and Rhodia Inc., CN 1500, Cranbury, New Jersey, 08512. The petition requested that 40 CFR 180.920 be amended by establishing an exemption from the requirement of a tolerance for residues of DEGEE (CAS Reg. No. 111-90-0) when used as an inert ingredient, as a solvent, stabilizer and/or antifreeze<PRTPAGE P="36350"/>in pesticide formulations applied to growing crops and raw agricultural commodities pre-harvest without limitation. That notice referenced a summary of the petition prepared by Huntsman, Dow AgroSciences L.L.C., Nufarm Americas Inc., BASF, Stepan Company, Loveland Products Inc., and Rhodia Inc., the petitioners, which is available in the docket,<E T="03">http://www.regulations.gov.</E>The Agency received one comment in response to the notice of filing.</P>
        <P>Currently, there is a tolerance exemption for DEGEE under 40 CFR 180.920 when it is used as a deactivator for formulations used before the crops emerge from the soil and stabilizer. This document provides an assessment of the risk to human health and the environment for DEGEE when used as a pesticide inert ingredient as a solvent, stabilizer and/or antifreeze within pesticide formulations/products without limitation.</P>
        <HD SOURCE="HD1">III. Inert Ingredient Definition</HD>
        <P>Inert ingredients are all ingredients that are not active ingredients as defined in 40 CFR 153.125 and include, but are not limited to, the following types of ingredients (except when they have a pesticidal efficacy of their own): Solvents such as alcohols and hydrocarbons; surfactants such as polyoxyethylene polymers and fatty acids; carriers such as clay and diatomaceous earth; thickeners such as carrageenan and modified cellulose; wetting, spreading, and dispersing agents; propellants in aerosol dispensers; microencapsulating agents; and emulsifiers. The term “inert” is not intended to imply nontoxicity; the ingredient may or may not be chemically active. Generally, EPA has exempted inert ingredients from the requirement of a tolerance based on the low toxicity of the individual inert ingredients.</P>
        <HD SOURCE="HD1">IV. Aggregate Risk Assessment and Determination of Safety</HD>
        <P>Section 408(c)(2)(A)(i) of FFDCA allows EPA to establish an exemption from the requirement for a tolerance (the legal limit for a pesticide chemical residue in or on a food) only if EPA determines that the tolerance is “safe.” Section 408(b)(2)(A)(ii) of FFDCA defines “safe” to mean that “there is a reasonable certainty that no harm will result from aggregate exposure to the pesticide chemical residue, including all anticipated dietary exposures and all other exposures for which there is reliable information.” This includes exposure through drinking water and in residential settings, but does not include occupational exposure. Section 408(b)(2)(C) of FFDCA requires EPA to give special consideration to exposure of infants and children to the pesticide chemical residue in establishing a tolerance and to “ensure that there is a reasonable certainty that no harm will result to infants and children from aggregate exposure to the pesticide chemical residue. * * * ”</P>
        <P>EPA establishes exemptions from the requirement of a tolerance only in those cases where it can be clearly demonstrated that the risks from aggregate exposure to pesticide chemical residues under reasonably foreseeable circumstances will pose no appreciable risks to human health. In order to determine the risks from aggregate exposure to pesticide inert ingredients, the Agency considers the toxicity of the inert in conjunction with possible exposure to residues of the inert ingredient through food, drinking water, and through other exposures that occur as a result of pesticide use in residential settings. If EPA is able to determine that a finite tolerance is not necessary to ensure that there is a reasonable certainty that no harm will result from aggregate exposure to the inert ingredient, an exemption from the requirement of a tolerance may be established.</P>
        <P>Consistent with section 408(c)(2)(A) of FFDCA, and the factors specified in FFDCA section 408(c)(2)(B), EPA has reviewed the available scientific data and other relevant information in support of this action. EPA has sufficient data to assess the hazards of and to make a determination on aggregate exposure for DEGEE including exposure resulting from the exemption established by this action. EPA's assessment of exposures and risks associated with DEGEE follows.</P>
        <HD SOURCE="HD2">A. Toxicological Profile</HD>
        <P>EPA has evaluated the available toxicity data and considered their validity, completeness, and reliability as well as the relationship of the results of the studies to human risk. EPA has also considered available information concerning the variability of the sensitivities of major identifiable subgroups of consumers, including infants and children. Specific information on the studies received and the nature of the adverse effects caused by DEGEE as well as the no-observed-adverse-effect-level (NOAEL) and the lowest-observed-adverse-effect-level (LOAEL) from the toxicity studies are discussed in this unit.</P>
        <P>The following toxicity data on DEGEE were summarized from these sources, the World Health Organization (WHO), National Toxicology Program (NTP), Hazardous Substances Data Base (HSDB) and BIBRA Toxicology Advisory and Consulting (1976, 2003, respectively). DEGEE has low acute toxicity via oral and dermal routes. It is moderately irritating to the skin and is mildly irritating to the eye. It is not a skin sensitizer.</P>
        <P>Several subchronic studies with DEGEE were available in rodents, ferrets and pigs. In rodents, toxicity was primarily manifested in the kidneys and liver. Increased kidney weights, tubular dilatation and centrilobular hepatocyte enlargement were seen at doses &gt; 2,500 milligrams/kilogram/day (mg/kg/day). In ferrets, effects in the kidney were also observed. The concentrating power of the kidney was decreased and water intake was decreased at &gt; 2.0 milliliter (mL)/kg/day (2,240 mg/kg/day). Kidney and liver effects were also observed in pigs. Kidney weights were increased, tubular hydropic degeneration and enlarged centrilobular and midzonal hepatocytes with pyknotic nuclei and fatty infiltration were observed at &gt; 500 mg/kg/day.</P>
        <P>A subchronic inhalation study with DEGEE in the rat was also available. No effects were observed at doses up to 1.1 milligrams/liter (mg/L) (approximately 314 mg/kg/day).</P>
        <P>Several chronic carcinogenicity studies with DEGEE were available in rodents. However, these studies were conducted with a limited number of animals and doses and a complete histopathological examination was not performed. Due to these deficiencies, a definitive conclusion regarding carcinogenicity of DEGEE cannot be made on the basis of these studies. However, there were no obvious tumors detected in mice and rats.</P>
        <P>Developmental studies with DEGEE in rodents were available for review. Fetal susceptibility was not observed in these studies. Parental (mortality and reduced body weight) and offspring (reduced mean pup birth weight) toxicity were observed in mice at the high dose (2,500 mg/kg/day). In a developmental toxicity study in rats via the dermal route of exposure, maternal toxicity was manifested as decreased body weight at 6,615 mg/kg/day. Developmental toxicity was not observed at this dose. In an inhalation developmental toxicity study in rats, maternal and developmental toxicity were not observed up to 100 parts per million (ppm) (approximately 31 mg/kg/day).</P>

        <P>Two reproduction toxicity studies were available for review with DEGEE in rodents. One study in rats reported that increased urinary protein, bladder calculi, epithelial necrosis of the renal<PRTPAGE P="36351"/>tubules and cloudy swelling of hepatic tissue were observed in all animals at 920 mg/kg/day of DEGEE with less than 0.2% of ethylene glycol. The NOAEL in this study was 200 mg/kg/day. In another study in mice, offspring toxicity (decreased live pup weights, decreased absolute brain and liver weights) and parental toxicity (increase water intake and decreased body weight in males) occurred at 2,500 mg/kg/day. There were no effects on reproductive parameters in either study.</P>

        <P>Several mutagenicity studies (Ames test, micronucleus assay and unscheduled DNA synthesis) with DEGEE were available for review. One Ames test reported ambiguous results, another reported positive results at high doses. However,<E T="03">in vivo</E>assays (micronucleus and unscheduled DNA synthesis) reported negative results. Therefore, based on the weight of evidence, DEGEE is not considered mutagenic.</P>
        <P>As noted, available long-term carcinogenicity studies were considered inadequate to fully assess DEGEE's potential to cause cancer; however, these studies in mice and rats do not report any tumors. DEGEE belongs to the glycol ether class of chemicals which include structurally similar chemicals ethylene glycol (EG) and diethylene glycol (DEG). EG and DEG have toxicities similar to DEGEE. Target organs of toxicity are the kidney and liver. There was no evidence of carcinogenicity in rats and mice when treated with EG (NTP). Bladder tumors were observed in rats treated with DEG at &gt;1,500 mg/kg/day, however, these tumors were secondary to irritation from bladder stones. The resulting classification for EG and DEG was that they are not expected to pose a carcinogenic risk in humans. Therefore, the carcinogenicity data on EG and DEG were used to assess the cancer potential of DEGEE. Based on the lack of evidence of carcinogenicity potential for EG and DEG, lack of tumors in mice and rats with DEGEE, and the fact that DEGEE is not mutagenic, DEGEE is not expected to be carcinogenic to humans. Also, the established chronic reference dose/chronic population adjusted dose (cRfD/cPAD) (2.0 mg/kg/day) for DEGEE will be protective of effects leading to kidney damage and tumor formation seen at &gt;1,500 mg/kg/day following DEG exposures.</P>
        <P>Immunotoxicity studies for DEGEE were not available for review. However, DEGEE belongs to the glycol ethers class of chemicals. Immunotoxicity studies were available for ethylene glycol mono butyl ether (DEGBE), also a glycol ether differing in only one ethyl and butyl group from DEGEE. These data were used to assess the immunotoxic potential of DEGEE. Signs of potential immunotoxicity were not observed in any of the available studies for the surrogate chemical. Nor was there evidence of immunotoxicity potential in any of the studies submitted for DEGEE. Therefore, DEGEE is not expected to be immunotoxic.</P>
        <P>Dermal absorption studies were available with DEGEE. In a study using human epidermal membranes, the absorption rate of DEGEE was 0.206 mg/cm<SU>2</SU>/hr.</P>
        <P>The available metabolism data in an adult human revealed that 68% of the administered dose of DEGEE was excreted in the urine as (2-ethoxy) acetic acid. In a metabolism study in the rabbit, oral or subcutaneous exposure to DEGEE resulted in the excretion of glucuronic acid in the urine; the major part of the dose was oxidized.</P>
        <HD SOURCE="HD2">B. Toxicological Points of Departure/Levels of Concern</HD>

        <P>Once a pesticide's toxicological profile is determined, EPA identifies toxicological points of departure (POD) and levels of concern to use in evaluating the risk posed by human exposure to the pesticide. For hazards that have a threshold below which there is no appreciable risk, the toxicological POD is used as the basis for derivation of reference values for risk assessment. PODs are developed based on a careful analysis of the doses in each toxicological study to determine the dose at which no adverse effects are observed (the NOAEL) and the lowest dose at which adverse effects of concern are identified (the LOAEL). Uncertainty/safety factors are used in conjunction with the POD to calculate a safe exposure level—generally referred to as a population-adjusted dose (PAD) or a reference dose (RfD)—and a safe margin of exposure (MOE). For non-threshold risks, the Agency assumes that any amount of exposure will lead to some degree of risk. Thus, the Agency estimates risk in terms of the probability of an occurrence of the adverse effect expected in a lifetime. For more information on the general principles EPA uses in risk characterization and a complete description of the risk assessment process, see<E T="03">http://www.epa.gov/pesticides/factsheets/riskassess.htm.</E>
        </P>
        <P>A summary of the toxicological endpoints for DEGEE used for human risk assessment is shown in the following table.</P>
        <GPOTABLE CDEF="s50,r50,r50,r50" COLS="4" OPTS="L2,i1">
          <TTITLE>Table—Summary of Toxicological Doses and Endpoints for DEGEE for Use in Human Risk Assessment</TTITLE>
          <BOXHD>
            <CHED H="1">Exposure/scenario</CHED>
            <CHED H="1">Point of departure and<LI>uncertainty/safety factors</LI>
            </CHED>
            <CHED H="1">RfD, PAD, LOC for risk<LI>assessment</LI>
            </CHED>
            <CHED H="1">Study and toxicological effects</CHED>
          </BOXHD>
          <ROW RUL="s">
            <ENT I="01">Acute dietary general population including Females 13-50 years of age</ENT>
            <ENT A="02">An acute endpoint was not identified in the database.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Chronic dietary (All populations)</ENT>
            <ENT>NOAEL = 200 mg/kg/day<LI O="xl">UF<E T="52">A</E>= 10x</LI>
              <LI O="xl">UF<E T="52">H</E>= 10 x</LI>
              <LI O="xl">FQPA SF = 1x</LI>
            </ENT>
            <ENT>Chronic RfD = 2.0 mg/kg/day cPAD = 2.0 mg/kg/day</ENT>
            <ENT>Reproduction Toxicity Study with chronic/ carcinogenicity measurements—rat LOAEL = 920 mg/kg bw/day, based on decreased growth, epithelial necrosis of renal tubules and cloudy swelling of hepatic tissue.</ENT>
          </ROW>
          <ROW RUL="s">
            <PRTPAGE P="36352"/>
            <ENT I="01">Incidental oral short-term (1 to 30 days)</ENT>
            <ENT>NOAEL= 200 mg/kg/day<LI O="xl">UF<E T="52">A</E>= 10x</LI>
              <LI O="xl">UF<E T="52">H</E>= 10 x</LI>
              <LI O="xl">FQPA SF = 1x</LI>
            </ENT>
            <ENT>LOC for MOE = 100</ENT>
            <ENT>Reproduction Toxicity Study with chronic/carcinogenicity measurements—rat LOAEL = 920 mg/kg bw/day, based on decreased growth, epithelial necrosis of renal tubules and cloudy swelling of hepatic tissue.</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">Incidental oral intermediate-term (1 to 6 months)</ENT>
            <ENT>NOAEL= 200 mg/kg/day<LI O="xl">UF<E T="52">A</E>= 10x</LI>
              <LI O="xl">UF<E T="52">H</E>= 10 x</LI>
              <LI O="xl">FQPA SF = 1x</LI>
            </ENT>
            <ENT>LOC for MOE = 100</ENT>
            <ENT>Reproduction Toxicity Study with chronic/carcinogenicity measurements—rat LOAEL = 920 mg/kg bw/day, based on decreased growth, epithelial necrosis of renal tubules and cloudy swelling of hepatic tissue.</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">Dermal short-term (1 to 30 days)</ENT>
            <ENT>NOAEL= 200 mg/kg/day (dermal absorption rate = 25%)<LI O="xl">UF<E T="52">A</E>= 10x</LI>
              <LI O="xl">UF<E T="52">H</E>= 10x</LI>
              <LI O="xl">FQPA SF = 1x</LI>
            </ENT>
            <ENT>LOC for MOE = 100</ENT>
            <ENT>Reproduction Toxicity Study with chronic/carcinogenicity measurements—rat LOAEL = 920 mg/kg bw/day, based on decreased growth, epithelial necrosis of renal tubules and cloudy swelling of hepatic tissue.</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">Dermal intermediate-term (1 to 6 months)</ENT>

            <ENT>NOAEL= 200 mg/kg/day (dermal absorption rate = 25% when appropriate)<LI O="xl">UF<E T="52">A</E>= 10x</LI>
              <LI O="xl">UF<E T="52">H</E>= 10x</LI>
              <LI O="xl">FQPA SF = 1x</LI>
            </ENT>
            <ENT>LOC for MOE = 100</ENT>
            <ENT>Reproduction Toxicity Study with chronic/carcinogenicity measurements—rat LOAEL = 920 mg/kg bw/day, based on decreased growth, epithelial necrosis of renal tubules and cloudy swelling of hepatic tissue.</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">Inhalation short-term (1 to 30 days)</ENT>

            <ENT>Inhalation (or oral) study NOAEL= 200 mg/kg/day (inhalation absorption rate = 100%)<LI O="xl">UF<E T="52">A</E>= 10x</LI>
              <LI O="xl">UF<E T="52">H</E>= 10x</LI>
              <LI O="xl">FQPA SF = 1x</LI>
            </ENT>
            <ENT>LOC for MOE = 100</ENT>
            <ENT>Reproduction Toxicity Study with chronic/carcinogenicity measurements—rat LOAEL = 920 mg/kg bw/day, based on decreased growth, epithelial necrosis of renal tubules and cloudy swelling of hepatic tissue.</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">Inhalation (1 to 6 months)</ENT>

            <ENT>Inhalation (or oral) study NOAEL = 200 mg/kg/day (inhalation absorption rate = 100%)<LI O="xl">UF<E T="52">A</E>= 10x</LI>
              <LI O="xl">UF<E T="52">H</E>= 10x</LI>
              <LI O="xl">FQPA SF = 1x</LI>
            </ENT>
            <ENT>LOC for MOE = 100</ENT>
            <ENT>Reproduction Toxicity Study with chronic/carcinogenicity measurements—rat LOAEL = 920 mg/kg bw/day, based on decreased growth, epithelial necrosis of renal tubules and cloudy swelling of hepatic tissue.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Cancer (Oral, dermal, inhalation)</ENT>
            <ENT A="02">Based on the lack of tumors in a study with DEGEE and carcinogenicity data available for the structurally similar chemicals, EG and DEG, and that DEGEE is not mutagenic, DEGEE is not expected to be carcinogenic to humans.</ENT>
          </ROW>
          <TNOTE>UF<E T="52">A</E>= extrapolation from animal to human (interspecies). UF<E T="52">H</E>= potential variation in sensitivity among members of the human population (intraspecies). FQPA SF = Food Quality Protection Act Safety Factor. PAD = population adjusted dose (a = acute, c = chronic). RfD = reference dose. MOE = margin of exposure. LOC = level of concern.</TNOTE>
        </GPOTABLE>
        <HD SOURCE="HD2">C. Exposure Assessment</HD>
        <P>1.<E T="03">Dietary exposure from food and feed uses.</E>In evaluating dietary exposure to DEGEE, EPA considered exposure under the proposed exemption from the requirement of a tolerance. EPA assessed dietary exposures from DEGEE in food as follows:</P>
        <P>i.<E T="03">Acute exposure.</E>No adverse effects attributable to a single exposure of DEGEE were seen in the toxicity databases. Therefore, an acute dietary exposure assessment for DEGEE is not necessary.</P>
        <P>ii.<E T="03">Chronic exposure.</E>In conducting the chronic dietary exposure assessment, EPA used food consumption information from the U.S.<PRTPAGE P="36353"/>Department of Agriculture (USDA) 1994-1996 and 1998 Nationwide Continuing Surveys of Food Intake by Individuals (CSFII). As to residue levels in food, no residue data were submitted for DEGEE. In the absence of specific residue data, EPA has developed an approach which uses surrogate information to derive upper bound exposure estimates for the subject inert ingredient. Upper bound exposure estimates are based on the highest tolerance for a given commodity from a list of high use insecticides, herbicides, and fungicides. A complete description of the general approach taken to assess inert ingredient risks in the absence of residue data is contained in the memorandum entitled “Alkyl Amines Polyalkoxylates (Cluster 4): Acute and Chronic Aggregate (Food and Drinking Water) Dietary Exposure and Risk Assessments for the Inerts,” (D361707, S. Piper, 2/25/09) and can be found at<E T="03">http://www.regulations.gov</E>in docket ID number EPA-HQ-OPP-2008-0738.</P>
        <P>In the dietary exposure assessment, the Agency assumed that the residue level of the inert ingredient would be no higher than the highest tolerance for a given commodity. Implicit in this assumption is that there would be similar rates of degradation (if any) between the active and inert ingredient and that the concentration of inert ingredient in the scenarios leading to these highest levels of tolerances would be no higher than the concentration of the active ingredient.</P>
        <P>The Agency believes the assumptions used to estimate dietary exposures lead to an extremely conservative assessment of dietary risk due to a series of compounded conservatisms. First, assuming that the level of residue for an inert ingredient is equal to the level of residue for the active ingredient will overstate exposure. The concentrations of active ingredient in agricultural products are generally at least 50 percent of the product and often can be much higher. Further, pesticide products rarely have a single inert ingredient; rather there is generally a combination of different inert ingredients used which additionally reduces the concentration of any single inert ingredient in the pesticide product in relation to that of the active ingredient.</P>
        <P>Second, the conservatism of this methodology is compounded by EPA's decision to assume that, for each commodity, the active ingredient which will serve as a guide to the potential level of inert ingredient residues is the active ingredient with the highest tolerance level. This assumption overstates residue values because it would be highly unlikely, given the high number of inert ingredients, that a single inert ingredient or class of ingredients would be present at the level of the active ingredient in the highest tolerance for every commodity. Finally, a third compounding conservatism is EPA's assumption that all foods contain the inert ingredient at the highest tolerance level. In other words, EPA assumed 100 percent of all foods are treated with the inert ingredient at the rate and manner necessary to produce the highest residue legally possible for an active ingredient. In summary, EPA chose a very conservative method for estimating what level of inert residue could be on food, then used this methodology to choose the highest possible residue that could be found on food and assumed that all food contained this residue. No consideration was given to potential degradation between harvest and consumption even though monitoring data shows that tolerance level residues are typically one to two orders of magnitude higher than actual residues in food when distributed in commerce.</P>
        <P>Accordingly, although sufficient information to quantify actual residue levels in food is not available, the compounding of these conservative assumptions will lead to a significant exaggeration of actual exposures. EPA does not believe that this approach underestimates exposure in the absence of residue data.</P>
        <P>iii.<E T="03">Cancer.</E>As discussed above, the Agency has not identified any concerns for carcinogenicity relating to DEGEE, and, therefore, a dietary exposure assessment to assess cancer risk is unnecessary.</P>
        <P>2.<E T="03">Dietary exposure from drinking water.</E>For the purpose of the screening level dietary risk assessment to support this request for an exemption from the requirement of a tolerance for DEGEE, a conservative drinking water concentration value of 100 parts per billion (ppb) based on screening level modeling was used to assess the contribution to drinking water for the chronic dietary risk assessments for parent compound. These values were directly entered into the dietary exposure model.</P>
        <P>3.<E T="03">From non-dietary exposure.</E>The term “residential exposure” is used in this document to refer to non-occupational, non-dietary exposure (<E T="03">e.g.</E>, textiles (clothing and diapers), carpets, swimming pools, and hard surface disinfection on walls, floors, tables).</P>

        <P>DEGEE may be used in inert ingredients in products that are registered for specific uses that may result in residential exposure. A screening level residential exposure and risk assessment was completed for products containing DEGEE as inert ingredients. The Agency selected representative scenarios, based on end-use product application methods and labeled application rates. The Agency conducted an assessment to represent worst-case residential exposure by assessing DEGEE in pesticide formulations (Outdoor Scenarios) and DEGEE in disinfectant-type uses (Indoor Scenarios). The Agency is not aware of any use of DEGEE in hard surface cleaning products. However, this scenario was used for this assessment considering wide use of DEGEE in other products. Therefore, the Agency assessed the disinfectant-type products containing DEGEE using exposure scenarios used by the Antimicrobials Division in EPA's Office of Pesticide Programs to represent worst-case residential handler exposure. Further details of this residential exposure and risk analysis can be found at<E T="03">http://www.regulations.gov</E>in the memorandum entitled: “JITF Inert Ingredients. Residential and Occupational Exposure Assessment Algorithms and Assumptions Appendix for the Human Health Risk Assessments to Support Proposed Exemption from the Requirement of a Tolerance When Used as Inert Ingredients in Pesticide Formulations,” (D364751, 5/7/09, Lloyd/LaMay in docket ID number EPA-HQ-OPP-2008-0710.</P>
        <P>In addition to pesticidal uses for DEGEE, there are non-pesticidal uses for DEGEE. However, dermal and inhalation exposure are expected to be negligible; therefore, a quantitative exposure assessment was not conducted.</P>
        <P>4.<E T="03">Cumulative effects from substances with a common mechanism of toxicity.</E>Section 408(b)(2)(D)(v) of FFDCA requires that, when considering whether to establish, modify, or revoke a tolerance, the Agency consider “available information” concerning the cumulative effects of a particular pesticide's residues and “other substances that have a common mechanism of toxicity.”</P>

        <P>EPA has not found DEGEE to share a common mechanism of toxicity with any other substances, and DEGEE does not appear to produce a toxic metabolite produced by other substances. For the purposes of this tolerance action, therefore, EPA has assumed that DEGEE does not have a common mechanism of toxicity with other substances. For information regarding EPA's efforts to determine which chemicals have a common mechanism of toxicity and to<PRTPAGE P="36354"/>evaluate the cumulative effects of such chemicals, see EPA's Web site at<E T="03">http://www.epa.gov/pesticides/cumulative.</E>
        </P>
        <HD SOURCE="HD2">D. Safety Factor for Infants and Children</HD>
        <P>1.<E T="03">In general.</E>Section 408(b)(2)(C) of FFDCA provides that EPA shall apply an additional tenfold (10X) margin of safety for infants and children in the case of threshold effects to account for prenatal and postnatal toxicity and the completeness of the database on toxicity and exposure unless EPA determines based on reliable data that a different margin of safety will be safe for infants and children. This additional margin of safety is commonly referred to as the FQPA Safety Factor (SF). In applying this provision, EPA either retains the default value of 10X, or uses a different additional safety factor when reliable data available to EPA support the choice of a different factor.</P>
        <P>2.<E T="03">Prenatal and postnatal sensitivity.</E>Fetal susceptibility was not observed in the developmental toxicity studies with DEGEE in the mouse. Developmental studies were available via the oral (mice), dermal (rats) and inhalation (rats) routes of exposure in rodents. Following oral exposure to DEGEE, maternal (mortality and reduced body weight) and offspring (reduced mean pup birth weight) toxicity were observed in mice at the high dose (2,500 mg/kg/day). Following dermal exposure to DEGEE, maternal toxicity was manifested as decreased body weight at 6,615 mg/kg/day in rats. Developmental toxicity was not observed at this dose. Following inhalation exposure to DEGEE, maternal and developmental toxicity were not observed up to 100 ppm (approximately 31 mg/kg/day) in rats. A developmental toxicity study in rabbits is not available in the database. However, the concern for the lack of this study is low because toxicity was observed near the limit dose in the developmental and reproduction studies in rodents (&gt;920 mg/kg/day).</P>
        <P>Evidence of increased fetal susceptibility was observed in a reproduction toxicity study in the mice. Offspring toxicity was manifested as decreased adjusted live pup weight and absolute brain weights and increased liver weights in the absence of parental toxicity. There is no concern for this increased susceptibility in mice because these pup effects were observed at a dose 2.5 times above the limit dose of 1,000 mg/kg/day and a clear NOAEL was established in the study. It is unclear if there is fetal susceptibility in the reproduction toxicity study in rats. In this study, it was stated that increased urinary protein, bladder calculi, epithelial necrosis of the renal tubules and cloudy swelling of hepatic tissue were observed in all animals at 920 mg/kg/day (NOAEL 200 mg/kg/day). It is not clear whether all animals referred in the study include both the parental and F1 animals or not. However, in any case the concern for fetal susceptibility is low because the aforementioned effects occured near the limit dose and the cRfD (2.0 mg/kg/day) will be protective of these effects.</P>
        <P>3.<E T="03">Conclusion.</E>EPA has determined that reliable data show the safety of infants and children would be adequately protected if the FQPA SF were reduced to 1X. That decision is based on the following findings:</P>
        <P>i. The toxicity database for DEGEE is adequate for FQPA assessment. The following acceptable studies are available: Developmental and reproduction toxicity studies in mice and rats, subchronic and mutagenicity studies. A 2-generation reproduction toxicity study where tumors were evaluated is available. Also, chronic/carcinogenicity studies are available on a surrogate chemical, ethylene glycol. A developmental toxicity study in rabbits is not available in the database. However, the concern for the lack of this study is low because toxicity was observed at or above the limit dose in the developmental and reproduction studies in rodents.</P>
        <P>ii. Signs of neurotoxicity were not observed in a reproduction toxicity study in rats. Decreased absolute brain weights were observed in the offspring at 2,500 mg/kg/day. However, a developmental neurotoxicity study is not required because decreased brain weights were observed above the limit dose (1,000 mg/kg/day), the effect occurred in the presence of maternal toxicity and the cRfD (2.0 mg/kg/day) will be protective of this effect. Therefore, there is no need for a developmental neurotoxicity study or additional UFs to account for neurotoxicity.</P>
        <P>iii. There is evidence that DEGEE results in increased fetal susceptibility in the multi-generation reproduction study in the mouse. However, the concern for fetal susceptibility is low because the effects seen in the offspring (adjusted live pup weight and absolute brain weights and increased liver weights) occur at 2,500 mg/kg/day (2.5times the limit dose), the effects occur in the absence of maternal toxicity, a clear NOAEL (1,250 mg/kg/day) was established and the cRfD (2.0 mg/kg/day) will be protective of these effects.</P>
        <P>iv. Immunotoxicity studies for DEGEE were not available for review. However, DEGEE belongs to the glycol ethers class of chemicals. Immunotoxicity studies were available for ethylene glycol monobutyl ether, also a glycol ether. This data were used to assess the immunotoxic potential of DEGEE. Signs of potential immunotoxicity were not observed in any of the available studies for the surrogate chemical. Nor was there evidence of immunotoxicity potential in any of the studies submitted for DEGEE. Therefore, DEGEE is not expected to be immunotoxic.</P>
        <P>v. There are no residual uncertainties identified in the exposure databases. The dietary food exposure assessments were performed based on 100% crop treated (CT) and tolerance-level residues. EPA made conservative (protective) assumptions in the ground and surface water modeling used to assess exposure to DEGEE in drinking water. EPA used similarly conservative assumptions to assess postapplication exposure of children as well as incidental oral exposure of toddlers. These assessments will not underestimate the exposure and risks posed by DEGEE.</P>
        <HD SOURCE="HD2">E. Aggregate Risks and Determination of Safety</HD>
        <P>
          <E T="03">Determination of safety section.</E>EPA determines whether acute and chronic dietary pesticide exposures are safe by comparing aggregate exposure estimates to the acute PAD (aPAD) and chronic PAD (cPAD). For linear cancer risks, EPA calculates the lifetime probability of acquiring cancer given the estimated aggregate exposure. Short-, intermediate-, and chronic-term risks are evaluated by comparing the estimated aggregate food, water, and residential exposure to the appropriate PODs to ensure that an adequate MOE exists.</P>
        <P>1.<E T="03">Acute risk.</E>An acute aggregate risk assessment takes into account acute exposure estimates from dietary consumption of food and drinking water. No adverse effect resulting from a single oral exposure was identified and no acute dietary endpoint was selected. Therefore, DEGEE is not expected to pose an acute risk.</P>
        <P>2.<E T="03">Chronic risk.</E>Using the exposure assumptions described in this unit for chronic exposure, EPA has concluded that chronic exposure to DEGEE from food and water will utilize 0.10% of the cPAD for the general U.S. population and 0.31% of the cPAD for children 1 to 2 years old, the population group receiving the greatest exposure. Based on the explanation in this unit, regarding residential use patterns, chronic residential exposure to residues of DEGEE is not expected.<PRTPAGE P="36355"/>
        </P>
        <P>3.<E T="03">Short-term risk.</E>Short-term aggregate exposure takes into account short-term residential exposure plus chronic exposure to food and water (considered to be a background exposure level).</P>
        <P>DEGEE is currently used as an inert ingredient in pesticide products that are registered for uses that could result in short-term residential exposure, and the Agency has determined that it is appropriate to aggregate chronic exposure through food and water with short-term residential exposures to DEGEE.</P>
        <P>Using the exposure assumptions described in this unit for short-term exposures, EPA has concluded the combined short-term food, water, and residential exposures result in aggregate MOEs of 264 for both adult males and females, respectively. Adult residential exposure combines high end dermal and inhalation handler exposure from homeowner mixer/loader/applicators using a trigger sprayer with a high end post application dermal exposure from contact with treated lawns. As the level of concern is for MOEs that are lower than 100, this MOE is not of concern. EPA has concluded that the combined short-term aggregated food, water, and residential exposures result in an aggregate MOE of 228 for children. Children's residential exposure includes total exposures associated with contact with treated lawns (dermal and hand-to-mouth exposures). Because EPA's level of concern for DEGEE is a MOE of 100 or below, these MOEs are not of concern.</P>
        <P>4.<E T="03">Intermediate-term risk.</E>Intermediate-term aggregate exposure takes into account intermediate-term residential exposure plus chronic exposure to food and water (considered to be a background exposure level).</P>
        <P>DEGEE is currently used as an inert ingredient in pesticide products that are registered for uses that could result in intermediate-term residential exposure, and the Agency has determined that it is appropriate to aggregate chronic exposure through food and water with intermediate-term residential exposures to DEGEE.</P>
        <P>Using the exposure assumptions described in this unit for intermediate-term exposures, EPA has concluded that the combined intermediate-term food, water, and residential exposures result in aggregate MOEs of 777 for adult males and females. Adult residential exposure combines high end dermal and inhalation handler exposure from homeowner mixer/loader/applicators using a trigger sprayer with a high end post application dermal exposure from contact with treated lawns. EPA has concluded the combined intermediate-term aggregated food, water, and residential exposures result in an aggregate MOE of 267 for children. Children's residential exposure includes total exposures associated with contact with treated lawns (dermal and hand-to-mouth exposures). Because EPA's level of concern for DEGEE is a MOE of 100 or below, these MOEs are not of concern.</P>
        <P>5.<E T="03">Aggregate cancer risk for U.S. population.</E>DEGEE is not expected to pose a carcinogenic risk in humans based on the discussion in Unit IV.A.</P>
        <P>6.<E T="03">Determination of safety.</E>Based on these risk assessments, EPA concludes that there is a reasonable certainty that no harm will result to the general population, or to infants and children from aggregate exposure to DEGEE residues.</P>
        <HD SOURCE="HD1">V. Other Considerations</HD>
        <HD SOURCE="HD2">A. Analytical Enforcement Methodology</HD>
        <P>An analytical method is not required for enforcement purposes since the Agency is establishing an exemption from the requirement of a tolerance without any numerical limitation.</P>
        <HD SOURCE="HD2">B. International Residue Limits</HD>
        <P>In making its tolerance decisions, EPA seeks to harmonize U.S. tolerances with international standards whenever possible, consistent with U.S. food safety standards and agricultural practices. EPA considers the international maximum residue limits (MRLs) established by the Codex Alimentarius Commission (Codex), as required by FFDCA section 408(b)(4). The Codex Alimentarius is a joint U.N. Food and Agriculture Organization/World Health Organization food standards program, and it is recognized as an international food safety standards-setting organization in trade agreements to which the United States is a party. EPA may establish a tolerance that is different from a Codex MRL; however, FFDCA section 408(b)(4) requires that EPA explain the reasons for departing from the Codex level.</P>
        <P>The Codex has not established a MRL for DEGEE.</P>
        <HD SOURCE="HD2">C. Response to Comments</HD>
        <P>The comment was received from private citizens who opposed the authorization to sell any pesticide that leaves a residue on food. The Agency understands the commenter's concerns and recognizes that some individuals believe that no residue of pesticides should be allowed. However, under the existing legal framework provided by section 408 of the Federal Food, Drug and Cosmetic Act (FFDCA) EPA is authorized to establish pesticide tolerances or exemptions where persons seeking such tolerances or exemptions have demonstrated that the pesticide meets the safety standard imposed by the statute.</P>
        <HD SOURCE="HD1">VI. Conclusions</HD>
        <P>Therefore, an exemption from the requirement of a tolerance is established under 40 CFR 180.920 for DEGEE (CAS Reg. No. 111-90-0) when used as an inert ingredient (as a solvent, stabilizer and/or antifreeze within pesticide formulations/products without limitation) in pesticide formulations applied to growing crops and raw agricultural commodities pre-harvest.</P>
        <HD SOURCE="HD1">VII. Statutory and Executive Order Reviews</HD>

        <P>This final rule establishes an exemption from tolerance under section 408(d) of FFDCA in response to a petition submitted to the Agency. The Office of Management and Budget (OMB) has exempted these types of actions from review under Executive Order 12866, entitled<E T="03">Regulatory Planning and Review</E>(58 FR 51735, October 4, 1993). Because this final rule has been exempted from review under Executive Order 12866, this final rule is not subject to Executive Order 13211, entitled<E T="03">Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</E>(66 FR 28355, May 22, 2001) or Executive Order 13045, entitled<E T="03">Protection of Children from Environmental Health Risks and Safety Risks</E>(62 FR 19885, April 23, 1997). This final rule does not contain any information collections subject to OMB approval under the Paperwork Reduction Act (PRA), 44 U.S.C. 3501<E T="03">et seq.,</E>nor does it require any special considerations under Executive Order 12898, entitled<E T="03">Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations</E>(59 FR 7629, February 16, 1994).</P>

        <P>Since tolerances and exemptions that are established on the basis of a petition under section 408(d) of FFDCA, such as the exemption in this final rule, do not require the issuance of a proposed rule, the requirements of the Regulatory Flexibility Act (RFA) (5 U.S.C. 601<E T="03">et seq.</E>) do not apply.</P>

        <P>This final rule directly regulates growers, food processors, food handlers, and food retailers, not States or Tribes, nor does this action alter the relationships or distribution of power and responsibilities established by Congress in the preemption provisions of section 408(n)(4) of FFDCA. As such,<PRTPAGE P="36356"/>the Agency has determined that this action will not have a substantial direct effect on States or Tribal governments, on the relationship between the national government and the States or Tribal governments, or on the distribution of power and responsibilities among the various levels of government or between the Federal Government and Indian Tribes. Thus, the Agency has determined that Executive Order 13132, entitled<E T="03">Federalism</E>(64 FR 43255, August 10, 1999) and Executive Order 13175, entitled<E T="03">Consultation and Coordination with Indian Tribal Governments</E>(65 FR 67249, November 9, 2000) do not apply to this final rule. In addition, this final rule does not impose any enforceable duty or contain any unfunded mandate as described under Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) (Pub. L. 104-4).</P>
        <P>This action does not involve any technical standards that would require Agency consideration of voluntary consensus standards pursuant to section 12(d) of the National Technology Transfer and Advancement Act of 1995 (NTTAA), Public Law 104-113, section 12(d) (15 U.S.C. 272 note).</P>
        <HD SOURCE="HD1">VIII. Congressional Review Act</HD>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of this final rule in the<E T="04">Federal Register</E>. This final rule is not a “major rule” as defined by 5 U.S.C. 804(2).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 180</HD>
          <P>Environmental protection, Administrative practice and procedure, Agricultural commodities, Pesticides and pests, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 10, 2011.</DATED>
          <NAME>Lois Rossi,</NAME>
          <TITLE>Director, Registration Division, Office of Pesticide Programs.</TITLE>
        </SIG>
        
        <P>Therefore, 40 CFR chapter I is amended as follows:</P>
        <REGTEXT PART="180" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 180—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 180 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>21 U.S.C. 321(q), 346a and 371.</P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="180" TITLE="40">
          <AMDPAR>2. In § 180.920, the table is amended by adding alphabetically the following inert ingredient:</AMDPAR>
          <SECTION>
            <SECTNO>§ 180.920</SECTNO>
            <SUBJECT>Inert ingredients used pre-harvest; exemptions from the requirement of a tolerance.</SUBJECT>
            <STARS/>
            <GPOTABLE CDEF="s100,r50,r100" COLS="3" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Inert ingredients</CHED>
                <CHED H="1">Limits</CHED>
                <CHED H="1">Uses</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Diethylene Glycol MonoEthyl Ether (CAS Reg. No. 111-90-0)</ENT>
                <ENT>Without limitation</ENT>
                <ENT>Solvent, stabilizer and/or antifreeze.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15266 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 180</CFR>
        <DEPDOC>[EPA-HQ-OPP-2011-0517; FRL-8876-2]</DEPDOC>
        <SUBJECT>C<E T="0732">9</E>Rich Aromatic Hydrocarbons, C<E T="0732">10-11</E>Rich Aromatic Hydrocarbons, and C<E T="0732">11-12</E>Rich Aromatic Hydrocarbons; Exemption From the Requirement of a Tolerance</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This regulation establishes an exemption from the requirement of a tolerance for residues of C<E T="52">9</E>rich aromatic hydrocarbons; C<E T="52">10-11</E>rich aromatic hydrocarbons; and C<E T="52">11-12</E>rich aromatic hydrocarbons, when used as inert ingredients in pesticide formulations applied to growing crops or to raw agricultural commodities after harvest. ExxonMobil Chemical Company submitted a petition to EPA under the Federal Food, Drug, and Cosmetic Act (FFDCA), requesting an exemption from the requirement of a tolerance. This regulation eliminates the need to establish a maximum permissible level for residues of C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>This regulation is effective June 22, 2011. Objections and requests for hearings must be received on or before August 22, 2011, and must be filed in accordance with the instructions provided in 40 CFR part 178 (see also Unit I.C. of the<E T="02">SUPPLEMENTARY INFORMATION</E>).</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>EPA has established a docket for this action under docket identification (ID) number EPA-HQ-OPP-2011-0517. All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov.</E>Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available in the electronic docket at<E T="03">http://www.regulations.gov,</E>or, if only available in hard copy, at the OPP Regulatory Public Docket in Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. The Docket Facility is open from 8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The Docket Facility telephone number is (703) 305-5805.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Kerry Leifer, Registration Division (7505P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001;<E T="03">telephone number:</E>(703) 308-8811;<E T="03">e-mail address: leifer.kerry@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>

        <P>You may be potentially affected by this action if you are an agricultural producer, food manufacturer, or pesticide manufacturer. Potentially affected entities may include, but are not limited to:<PRTPAGE P="36357"/>
        </P>
        <P>• Crop production (NAICS code 111).</P>
        <P>• Animal production (NAICS code 112).</P>
        <P>• Food manufacturing (NAICS code 311).</P>
        <P>• Pesticide manufacturing (NAICS code 32532).</P>

        <P>This listing is not intended to be exhaustive, but rather provides a guide for readers regarding entities likely to be affected by this action. Other types of entities not listed in this unit could also be affected. The North American Industrial Classification System (NAICS) codes have been provided to assist you and others in determining whether this action might apply to certain entities. If you have any questions regarding the applicability of this action to a particular entity, consult the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD2">B. How can I get electronic access to other related information?</HD>

        <P>You may access a frequently updated electronic version of 40 CFR part 180 through the Government Printing Office's e-CFR site at<E T="03">http://www.gpoaccess.gov/ecfr.</E>To access the harmonized test guidelines referenced in this document electronically, please go to<E T="03">http://www.epa.gov/ocspp</E>and select “Test Methods and Guidelines.”</P>
        <HD SOURCE="HD2">C. How can I file an objection or hearing request?</HD>
        <P>Under FFDCA section 408(g), 21 U.S.C. 346a, any person may file an objection to any aspect of this regulation and may also request a hearing on those objections. You must file your objection or request a hearing on this regulation in accordance with the instructions provided in 40 CFR part 178. To ensure proper receipt by EPA, you must identify docket ID number EPA-HQ-OPP-2011-0517 in the subject line on the first page of your submission. All objections and requests for a hearing must be in writing, and must be received by the Hearing Clerk on or before August 22, 2011. Addresses for mail and hand delivery of objections and hearing requests are provided in 40 CFR 178.25(b).</P>
        <P>In addition to filing an objection or hearing request with the Hearing Clerk as described in 40 CFR part 178, please submit a copy of the filing that does not contain any CBI for inclusion in the public docket. Information not marked confidential pursuant to 40 CFR part 2 may be disclosed publicly by EPA without prior notice. Submit a copy of your non-CBI objection or hearing request, identified by docket ID number EPA-HQ-OPP-2011-0517, by one of the following methods:</P>
        <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
        <P>•<E T="03">Mail:</E>Office of Pesticide Programs (OPP) Regulatory Public Docket (7502P), Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.</P>
        <P>•<E T="03">Delivery:</E>OPP Regulatory Public Docket (7502P), Environmental Protection Agency, Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. Deliveries are only accepted during the Docket Facility's normal hours of operation (8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays). Special arrangements should be made for deliveries of boxed information. The Docket Facility telephone number is (703) 305-5805.</P>
        <HD SOURCE="HD1">II. Petition for Exemption</HD>
        <P>In the<E T="04">Federal Register</E>of January 25, 2006 (71 FR 4135) (FRL-7750-4) for C<E T="52">9</E>rich aromatic hydrocarbons, January 23, 2006 (71 FR 3512) (FRL-7750-3) for C<E T="52">10-11</E>rich aromatic hydrocarbons, and February 1, 2006 (71 FR 5321) (FRL-7750-5) for C<E T="52">11-12</E>rich aromatic hydrocarbons, EPA issued notices pursuant to section 408 of FFDCA, 21 U.S.C. 346a, announcing the filing of pesticide petitions (PP 5E6935, 5E6934, and 4E6937 respectively) by ExxonMobil Chemical Company, 13501 Katy Freeway, Houston, TX 77079. The petitions requested that 40 CFR 180.910 be amended by establishing an exemption from the requirement of a tolerance for residues of C<E T="52">9</E>rich aromatic hydrocarbons (CAS Reg. No. 64742-95-6), C<E T="52">10-11</E>rich aromatic hydrocarbons (CAS Reg. No. 64742-94-5), and C<E T="52">11-12</E>rich aromatic hydrocarbons (CAS Reg. No. 64742-94-5) when used as inert ingredients (solvents) in pesticide formulations applied to raw agricultural commodities and growing crops under 40 CFR 180.910. Those notices referenced summaries of the petitions prepared by ExxonMobil, the petitioner, which is available in the docket,<E T="03">http://www.regulations.gov.</E>There were no comments received in response to the notices of filing.</P>
        <HD SOURCE="HD1">III. Inert Ingredient Definition</HD>
        <P>Inert ingredients are all ingredients that are not active ingredients as defined in 40 CFR 153.125 and include, but are not limited to, the following types of ingredients (except when they have a pesticidal efficacy of their own): Solvents such as alcohols and hydrocarbons; surfactants such as polyoxyethylene polymers and fatty acids; carriers such as clay and diatomaceous earth; thickeners such as carrageenan and modified cellulose; wetting, spreading, and dispersing agents; propellants in aerosol dispensers; microencapsulating agents; and emulsifiers. The term “inert” is not intended to imply nontoxicity; the ingredient may or may not be chemically active. Generally, EPA has exempted inert ingredients from the requirement of a tolerance based on the low toxicity of the individual inert ingredients.</P>
        <HD SOURCE="HD1">IV. Aggregate Risk Assessment and Determination of Safety</HD>
        <P>Section 408(c)(2)(A)(i) of FFDCA allows EPA to establish an exemption from the requirement for a tolerance (the legal limit for a pesticide chemical residue in or on a food) only if EPA determines that the tolerance is “safe.” Section 408(b)(2)(A)(ii) of FFDCA defines “safe” to mean that “there is a reasonable certainty that no harm will result from aggregate exposure to the pesticide chemical residue, including all anticipated dietary exposures and all other exposures for which there is reliable information.” This includes exposure through drinking water and in residential settings, but does not include occupational exposure. Section 408(b)(2)(C) of FFDCA requires EPA to give special consideration to exposure of infants and children to the pesticide chemical residue in establishing a tolerance and to “ensure that there is a reasonable certainty that no harm will result to infants and children from aggregate exposure to the pesticide chemical residue * * *.”</P>
        <P>EPA establishes exemptions from the requirement of a tolerance only in those cases where it can be clearly demonstrated that the risks from aggregate exposure to pesticide chemical residues under reasonably foreseeable circumstances will pose no appreciable risks to human health. In order to determine the risks from aggregate exposure to pesticide inert ingredients, the Agency considers the toxicity of the inert in conjunction with possible exposure to residues of the inert ingredient through food, drinking water, and through other exposures that occur as a result of pesticide use in residential settings. If EPA is able to determine that a finite tolerance is not necessary to ensure that there is a reasonable certainty that no harm will result from aggregate exposure to the inert ingredient, an exemption from the requirement of a tolerance may be established.</P>

        <P>Consistent with section 408(c)(2)(A) of FFDCA, and the factors specified in FFDCA section 408(c)(2)(B), EPA has<PRTPAGE P="36358"/>reviewed the available scientific data and other relevant information in support of this action. EPA has sufficient data to assess the hazards of and to make a determination on aggregate exposure for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons, including exposure resulting from the exemption established by this action. EPA's assessment of exposures and risks associated with C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons follows.</P>
        <HD SOURCE="HD2">A. Toxicological Profile</HD>
        <P>EPA has evaluated the available toxicity data and considered their validity, completeness, and reliability as well as the relationship of the results of the studies to human risk. EPA has also considered available information concerning the variability of the sensitivities of major identifiable subgroups of consumers, including infants and children.</P>
        <P>C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons are products of the petroleum distillation and refining process. These substances are various fractions of aromatic petroleum hydrocarbons with specific boiling point ranges and flash points. Each of the substances is comprised of a complex mixture of aromatic hydrocarbon molecules in the range of 9 to 12 carbon atoms. Since C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons differ only in the proportions of the various hydrocarbon molecules within the C<E T="52">9</E>to C<E T="52">12</E>range, they have similar physicochemical and toxicological properties and have therefore been assessed together.</P>
        <P>C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons exhibit low acute toxicity by oral, inhalation and dermal routes (toxicity Category III or IV by all exposure routes). They are minimally irritating to eyes and skin and negative for dermal sensitization effects. Subchronic oral and inhalation toxicity studies indicate these substances to be relatively non-toxic. Reversible effects to the liver, thyroid, stomach, spleen, and urinary bladder were reported at mid and high doses in a subchronic oral toxicity study in rats. A developmental inhalation study in mice indicates no evidence of developmental effects or any adverse effects in maternal animals at dose levels below 715 milligrams/kilogram/day (mg/kg/day). An oral developmental study in rats indicates maternal effects (decreased body weight gain and food consumption) at the mid-dose (150 mg/kg/day) but no developmental effects at the highest dose tested (450 mg/kg/day). An inhalation reproduction study in rats indicates reduced body weight gain in parents and offspring at mid and high doses (715 and 2,145 mg/kg/day). Based on neurotoxicity studies, C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons are not expected to cause any nervous system damage. Due to their complex, multi-constituent nature, there are no substance-specific absorption, metabolism, distribution and excretion studies done specifically on C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons. However, sufficient metabolism data are available on other aromatic hydrocarbons to show that as a class they are typically well-absorbed, widely distributed between tissues, extensively metabolized and rapidly excreted. C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons are of low toxicological concern for developmental and reproductive effects, based on the available toxicity data, and are not expected to be carcinogenic.</P>

        <P>Specific information on the studies received and the nature of the adverse effects caused by C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons as well as the no-observed-adverse-effect-level (NOAEL) and the lowest-observed-adverse-effect-level (LOAEL) from the toxicity studies can be found at<E T="03">http://www.regulations.gov</E>in the document “Exemptions From the Requirement of a Tolerance for C9 Rich Aromatic Hydrocarbons, C10-11 Rich Aromatic Hydrocarbons, C11-12 Rich Aromatic Hydrocarbons,” at pp 5-17 in docket ID number EPA-HQ-OPP-2006-0517.</P>
        <HD SOURCE="HD2">B. Toxicological Points of Departure/Levels of Concern</HD>

        <P>Once a pesticide's toxicological profile is determined, EPA identifies toxicological points of departure (POD) and levels of concern to use in evaluating the risk posed by human exposure to the pesticide. For hazards that have a threshold below which there is no appreciable risk, the toxicological POD is used as the basis for derivation of reference values for risk assessment. PODs are developed based on a careful analysis of the doses in each toxicological study to determine the dose at which no adverse effects are observed (the NOAEL) and the lowest dose at which adverse effects of concern are identified (the LOAEL). Uncertainty/safety factors are used in conjunction with the POD to calculate a safe exposure level—generally referred to as a population-adjusted dose (PAD) or a reference dose (RfD)—and a safe margin of exposure (MOE). For non-threshold risks, the Agency assumes that any amount of exposure will lead to some degree of risk. Thus, the Agency estimates risk in terms of the probability of an occurrence of the adverse effect expected in a lifetime. For more information on the general principles EPA uses in risk characterization and a complete description of the risk assessment process, see<E T="03">http://www.epa.gov/pesticides/factsheets/riskassess.htm.</E>
        </P>
        <P>A summary of the toxicological endpoints for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10</E>-<E T="52">11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons used for human risk assessment is shown in the following Table.</P>
        <GPOTABLE CDEF="s50,r50,r50,r50" COLS="4" OPTS="L2,i1">

          <TTITLE>Table—Summary of Toxicological Doses and Endpoints for C<E T="52">9</E>, C<E T="52">10-11</E>, and C<E T="52">11-12</E>Rich Aromatic Hydrocarbons for Use in Human Risk Assessment</TTITLE>
          <BOXHD>
            <CHED H="1">Exposure/scenario</CHED>
            <CHED H="1">Point of departure and<LI>uncertainty/safety factors</LI>
            </CHED>
            <CHED H="1">RfD, PAD, LOC for risk<LI>assessment</LI>
            </CHED>
            <CHED H="1">Study and toxicological effects</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Acute dietary (All populations)</ENT>
            <ENT>NOAEL = 150 mg/kg/day<LI O="xl">UF<E T="52">A</E>= 10x</LI>
              <LI O="xl">UF<E T="52">H</E>= 10x</LI>
              <LI O="xl">FQPA SF = 1x</LI>
            </ENT>
            <ENT>Acute RfD = 1.5 mg/kg/day<LI O="xl">aPAD = 1.5 mg/kg/day</LI>
            </ENT>
            <ENT>OCSPP Harmonized Test Guideline 870.3700 Prenatal Developmental Toxicity Study in Rats Maternal LOAEL = 450 mg/kg/day based on decreased body weight gain and decreased food consumption.</ENT>
          </ROW>
          <ROW RUL="n,s">
            <PRTPAGE P="36359"/>
            <ENT I="01">Chronic dietary (All populations)</ENT>
            <ENT>NOAEL= 150 mg/kg/day<LI O="xl">UF<E T="52">A</E>= 10x</LI>
              <LI O="xl">UF<E T="52">H</E>= 10x</LI>
              <LI O="xl">FQPA SF = 1x</LI>
            </ENT>
            <ENT>Chronic RfD = 1.5 mg/kg/day<LI O="xl">cPAD = 1.5 mg/kg/day</LI>
            </ENT>
            <ENT>OCSPP Harmonized Test Guideline 870.3700 Prenatal Developmental Toxicity Study in Rats Maternal LOAEL = 450 mg/kg/day based on decreased body weight gain and decreased food consumption</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Cancer (Oral, dermal, inhalation)</ENT>
            <ENT A="02">Based on structure-activity relationship (SAR) analysis and structural alerts, not expected to be carcinogenic.</ENT>
          </ROW>
          <TNOTE>UF<E T="52">A</E>= extrapolation from animal to human (interspecies). UF<E T="52">H</E>= potential variation in sensitivity among members of the human population (intraspecies). FQPA SF = Food Quality Protection Act Safety Factor. PAD = population adjusted dose (a = acute, c = chronic). RfD = reference dose. LOC=level of concern.</TNOTE>
        </GPOTABLE>
        <HD SOURCE="HD2">C. Exposure Assessment</HD>
        <P>1.<E T="03">Dietary exposure from food and feed uses.</E>In evaluating dietary exposure to C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons, EPA considered exposure under the proposed exemption from the requirement of a tolerance. EPA assessed dietary exposures from C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons in food as follows:</P>
        <P>i.<E T="03">Acute exposure.</E>In conducting the acute dietary exposure assessment for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons, EPA used food consumption information from the U.S. Department of Agriculture (USDA) [1994-1996 and 1998] Nationwide Continuing Surveys of Food Intake by Individuals (CSFII). As to residue levels in food, no residue data were submitted for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons. In the absence of specific residue data, EPA has developed an approach which uses surrogate information to derive upper bound exposure estimates for the subject inert ingredients. Upper bound exposure estimates are based on the highest tolerance for a given commodity from a list of high-use insecticides, herbicides, and fungicides. A complete description of the general approach taken to assess inert ingredient risks in the absence of residue data can be found at<E T="03">http://www.regulations.gov</E>in the document “Alkyl Amines Polyalkoxylates (Cluster 4): Acute and Chronic Aggregate (Food and Drinking Water) Dietary Exposure and Risk Assessments for the Inerts,” in docket ID number EPA-HQ-OPP-2008-0738.</P>
        <P>In the dietary exposure assessment, the Agency assumed that the residue level of the inert ingredient would be no higher than the highest tolerance for a given commodity. Implicit in this assumption is that there would be similar rates of degradation (if any) between the active and inert ingredient and that the concentration of inert ingredient in the scenarios leading to these highest of tolerances would be no higher than the concentration of the active ingredient.</P>
        <P>The Agency believes the assumptions used to estimate dietary exposures lead to an extremely conservative assessment of dietary risk due to a series of compounded conservatisms. First, assuming that the level of residue for an inert ingredient is equal to the level of residue for the active ingredient will overstate exposure. The concentrations of active ingredient in agricultural products are generally at least 50 percent of the product and often can be much higher. Further, pesticide products rarely have a single inert ingredient; rather there is generally a combination of different inert ingredients used which additionally reduces the concentration of any single inert ingredient in the pesticide product relative to that of the active ingredient.</P>

        <P>Second, the conservatism of this methodology is compounded by EPA's decision to assume that, for each commodity, the active ingredient which will serve as a guide to the potential level of inert ingredient residues is the active ingredient with the highest tolerance level. This assumption overstates residue values because it would be highly unlikely, given the high number of inert ingredients, that a single inert ingredient or class of ingredients would be present at the level of the active ingredient in the highest tolerance for every commodity. Finally, a third compounding conservatism is EPA's assumption that all foods contain the inert ingredient at the highest tolerance level,<E T="03">i.e.,</E>EPA assumed 100 percent of all foods are treated with the inert ingredient at the rate and manner necessary to produce the highest residue legally possible for an active ingredient. In summary, EPA chose a very conservative method for estimating what level of inert residue could be on food, and then used this methodology to choose the highest possible residue that could be found on food and assumed that all food contained this residue. No consideration was given to potential degradation between harvest and consumption even though monitoring data shows that tolerance level residues are typically one to two orders of magnitude higher than actual residues in food when distributed in commerce.</P>
        <P>Accordingly, although sufficient information to quantify actual residue levels in food is not available, the compounding of these conservative assumptions will lead to a significant exaggeration of actual exposures. EPA does not believe that this approach underestimates exposure in the absence of residue data.</P>
        <P>ii.<E T="03">Chronic exposure.</E>In conducting the chronic dietary exposure assessment for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons, EPA used food consumption information from the U.S. Department of Agriculture (USDA) 1994-1996 and 1998 Nationwide Continuing Surveys of Food Intake by Individuals (CSFII). As to residue levels in food, no residue data were submitted for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons. In the absence of specific residue data, EPA has developed an approach which uses surrogate information to derive upper bound chronic dietary exposure estimates for the subject inert ingredient. This<PRTPAGE P="36360"/>approach is as described in Unit IV. C.1.i.</P>
        <P>iii.<E T="03">Cancer.</E>The Agency used a qualitative structure activity relationship (SAR) database, DEREK11, to determine if there were structural alerts suggestive of carcinogenicity. No structural alerts for carcinogenicity were identified. Therefore, a cancer dietary exposure assessment is not necessary to assess cancer risk.</P>
        <P>2.<E T="03">Dietary exposure from drinking water.</E>For the purpose of the screening level dietary risk assessment to support this request for an exemption from the requirement of a tolerance for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons, a conservative drinking water concentration value of 100 parts per billion (ppb) based on screening level modeling was used to assess the contribution to drinking water for the chronic dietary risk assessments. These values were directly entered into the dietary exposure model.</P>
        <P>3.<E T="03">From non-dietary exposure.</E>The term “residential exposure” is used in this document to refer to non-occupational, non-dietary exposure (<E T="03">e.g.,</E>textiles (clothing and diapers), carpets, swimming pools, and hard surface disinfection on walls, floors, tables).</P>
        <P>C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons are not currently used as inert ingredients in pesticide products that are registered for any use patterns that involve residential uses nor are there any other non-pesticidal residential uses for these inert ingredients, thus no residential exposures to C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons are expected. The primary non-pesticidal uses of C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons are as gasoline additives. Residential exposures to these substances as a result of their use as gasoline additives could occur via inhalation during refueling and from potential transport of gasoline containing C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons into groundwater. There are no reliable data upon which to quantitatively assess such exposures to C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons; however, modeled data for other gasoline additives suggest that inhalation exposures would be at levels of &lt;5 micrograms/kilogram/day, and that levels in groundwater would not exceed 0.2-16 ppb.</P>
        <P>4.<E T="03">Cumulative effects from substances with a common mechanism of toxicity.</E>Section 408(b)(2)(D)(v) of FFDCA requires that, when considering whether to establish, modify, or revoke a tolerance, the Agency consider “available information” concerning the cumulative effects of a particular pesticide's residues and “other substances that have a common mechanism of toxicity.</P>
        <P>EPA has not found C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons to share a common mechanism of toxicity with any other substances, and C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons does not appear to produce a toxic metabolite produced by other substances. For the purposes of this tolerance action, therefore, EPA has assumed that C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons do not have a common mechanism of toxicity with other substances. For information regarding EPA's efforts to determine which chemicals have a common mechanism of toxicity and to evaluate the cumulative effects of such chemicals, see EPA's Web site at<E T="03">http://www.epa.gov/pesticides/cumulative.</E>
        </P>
        <HD SOURCE="HD2">D. Safety Factor for Infants and Children</HD>
        <P>1.<E T="03">In general.</E>Section 408(b)(2)(C) of FFDCA provides that EPA shall apply an additional tenfold (10×) margin of safety for infants and children in the case of threshold effects to account for prenatal and postnatal toxicity and the completeness of the database on toxicity and exposure unless EPA determines based on reliable data that a different margin of safety will be safe for infants and children. This additional margin of safety is commonly referred to as the FQPA Safety Factor (SF). In applying this provision, EPA either retains the default value of 10×, or uses a different additional safety factor when reliable data available to EPA support the choice of a different factor.</P>
        <P>2.<E T="03">Prenatal and postnatal sensitivity.</E>The available mammalian toxicology database for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons is complete with respect to assessing increased susceptibility to infants and children. There were no adverse effects on the offspring of rats following prenatal and postnatal exposure in the OCSPP Harmonized Test Guideline 870.3700 oral developmental toxicity study at the highest dose tested of 450 mg/kg/day. In a 3-generation inhalation toxicity study in rats, reproductive effects were seen only at dose levels above that at which parental effects were noted.</P>
        <P>3.<E T="03">Conclusion.</E>EPA has determined that reliable data show the safety of infants and children would be adequately protected if the FQPA SF were reduced to 1×. That decision is based on the following findings:</P>
        <P>i. The toxicity database for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons is largely complete, missing only a developmental neurotoxicity study and an immunotoxicity study. EPA has determined that an additional uncertainty factor is not needed to account for the lack of these studies for the following reasons:</P>

        <P>• There were no neurotoxic effects observed at the highest dose tested in a 90-day inhalation neurotoxicity study in rats with a C<E T="52">9</E>aromatic hydrocarbon material. There is no evidence that C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons are neurotoxic chemicals and there is no need for a developmental neurotoxicity study or additional UFs to account for neurotoxicity.</P>
        <P>• There is no evidence that C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons result in increased susceptibility in<E T="03">in utero</E>rats in the prenatal developmental studies or in young rats in a 3-generation reproduction study.</P>

        <P>• An immunotoxicity study is not available; however, there is no evidence of immune system involvement in the available toxicity database for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons, therefore, there is no need to add additional UFs to account for the lack of an immunotoxicity study.</P>

        <P>ii. There are no residual uncertainties identified in the exposure databases. The dietary food exposure assessments were performed based on 100 percent crop treated (PCT) and tolerance-level residues. EPA made conservative (protective) assumptions in the ground and surface water modeling used to assess exposure to C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons in drinking water. These assessments will not underestimate the exposure and risks posed by C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich<PRTPAGE P="36361"/>aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons.</P>
        <HD SOURCE="HD2">E. Aggregate Risks and Determination of Safety</HD>
        <P>EPA determines whether acute and chronic dietary pesticide exposures are safe by comparing aggregate exposure estimates to the acute population adjusted dose (aPAD) and chronic population adjusted dose (cPAD). For linear cancer risks, EPA calculates the lifetime probability of acquiring cancer given the estimated aggregate exposure. Short-, intermediate-, and chronic-term risks are evaluated by comparing the estimated aggregate food, water, and residential exposure to the appropriate PODs to ensure that an adequate MOE exists.</P>
        <P>1.<E T="03">Acute risk.</E>Using the exposure assumptions discussed in this unit for acute exposure, the acute dietary exposure from food and water to C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons will occupy 2.8% of the aPAD for children (1 to 2 years old), the population group receiving the greatest exposure. Therefore, C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons are not expected to pose an acute risk.</P>
        <P>2.<E T="03">Chronic risk.</E>Using the exposure assumptions described in this unit for chronic exposure, EPA has concluded that chronic exposure to C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons from food and water will utilize 0.6% of the cPAD for children (1 to 2 years old), the population group receiving the greatest exposure. There are no residential pesticide uses for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons. As noted in Unit IV.C.3., non-pesticidal drinking water exposure to C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons may be possible from potential transport of gasoline containing C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons into groundwater; however, those potential exposures are addressed by the use of a conservative drinking water concentration value of 100 ppb used to assess the contribution to drinking water for the chronic dietary risk assessments, therefore no further assessment of this potential exposure is needed.</P>
        <P>3.<E T="03">Short-term risk.</E>Short-term aggregate exposure takes into account short-term residential exposure plus chronic exposure to food and water (considered to be a background exposure level). A short-term adverse effect was identified; however, C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons are not currently used as inert ingredients in pesticide products that are registered for any use patterns that would result in short-term residential exposure. Short-term risk is assessed based on short-term residential exposure plus chronic dietary exposure. Because there is no short-term residential exposure and chronic dietary exposure has already been assessed under the appropriately protective cPAD (which is at least as protective as the POD used to assess short-term risk), no further assessment of short-term risk is necessary, and EPA relies on the chronic dietary risk assessment for evaluating short-term risk for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons. As noted in Unit IV.C.3., there may be short-term inhalation exposures to C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons when these substance are present as gasoline additives during gasoline refueling, however those exposures would be expected to be at levels at least three orders of magnitude below any level of concern and therefore have not been included in a quantitative short-term risk assessment.</P>
        <P>4.<E T="03">Intermediate-term risk.</E>Intermediate-term aggregate exposure takes into account intermediate-term residential exposure plus chronic exposure to food and water (considered to be a background exposure level). An intermediate-term adverse effect was identified; however, C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons are not currently used as inert ingredients in pesticide products that are registered for any use patterns that would result in intermediate-term residential exposure. Intermediate-term risk is assessed based on intermediate-term residential exposure plus chronic dietary exposure. Because there is no intermediate-term residential exposure and chronic dietary exposure has already been assessed under the appropriately protective cPAD (which is at least as protective as the POD used to assess intermediate-term risk), no further assessment of intermediate-term risk is necessary, and EPA relies on the chronic dietary risk assessment for evaluating intermediate-term risk for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons.</P>
        <P>5.<E T="03">Aggregate cancer risk for U.S. population.</E>The Agency has not identified any concerns for carcinogenicity relating to C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons and C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons are not expected to pose a cancer risk to humans.</P>
        <P>6.<E T="03">Determination of safety.</E>Based on these risk assessments, EPA concludes that there is a reasonable certainty that no harm will result to the general population, or to infants and children from aggregate exposure to C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons residues.</P>
        <HD SOURCE="HD1">V. Other Considerations</HD>
        <HD SOURCE="HD2">A. Analytical Enforcement Methodology</HD>
        <P>An analytical method is not required for enforcement purposes since the Agency is establishing an exemption from the requirement of a tolerance without any numerical limitation.</P>
        <HD SOURCE="HD2">B. International Residue Limits</HD>
        <P>In making its tolerance decisions, EPA seeks to harmonize U.S. tolerances with international standards whenever possible, consistent with U.S. food safety standards and agricultural practices. EPA considers the international maximum residue limits (MRLs) established by the Codex Alimentarius Commission (Codex), as required by FFDCA section 408(b)(4). The Codex Alimentarius is a joint U.N. Food and Agriculture Organization/World Health Organization food standards program, and it is recognized as an international food safety standards-setting organization in trade agreements to which the United States is a party. EPA may establish a tolerance that is different from a Codex MRL; however, FFDCA section 408(b)(4) requires that EPA explain the reasons for departing from the Codex level.</P>
        <P>The Codex has not established MRLs for C<E T="52">9</E>rich aromatic hydrocarbons, C<E T="52">10-11</E>rich aromatic hydrocarbons, and C<E T="52">11-12</E>rich aromatic hydrocarbons.</P>
        <HD SOURCE="HD1">VI. Conclusions</HD>

        <P>Therefore, an exemption from the requirement of a tolerance is established under 40 CFR 180. 910 for residues of C<E T="52">9</E>rich aromatic hydrocarbons (CAS Reg. No. 64742-95-6), C<E T="52">10-11</E>rich aromatic hydrocarbons (CAS Reg. No. 64742-94-5), and C<E T="52">11-12</E>rich aromatic hydrocarbons (CAS Reg. No. 64742-94-<PRTPAGE P="36362"/>5) when used as inert ingredients in pesticide formulations applied to growing crops or to raw agricultural commodities after harvest.</P>
        <HD SOURCE="HD1">VII. Statutory and Executive Order Reviews</HD>

        <P>This final rule establishes exemptions from tolerance under section 408(d) of FFDCA in response to petitions submitted to the Agency. The Office of Management and Budget (OMB) has exempted these types of actions from review under Executive Order 12866, entitled<E T="03">Regulatory Planning and Review</E>(58 FR 51735, October 4, 1993). Because this final rule has been exempted from review under Executive Order 12866, this final rule is not subject to Executive Order 13211, entitled<E T="03">Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</E>(66 FR 28355, May 22, 2001) or Executive Order 13045, entitled<E T="03">Protection of Children from Environmental Health Risks and Safety Risks</E>(62 FR 19885, April 23, 1997). This final rule does not contain any information collections subject to OMB approval under the Paperwork Reduction Act (PRA), 44 U.S.C. 3501<E T="03">et seq.,</E>nor does it require any special considerations under Executive Order 12898, entitled<E T="03">Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations</E>(59 FR 7629, February 16, 1994).</P>

        <P>Since tolerances and exemptions that are established on the basis of a petition under section 408(d) of FFDCA, such as the exemptions in this final rule, do not require the issuance of a proposed rule, the requirements of the Regulatory Flexibility Act (RFA) (5 U.S.C. 601<E T="03">et seq.</E>) do not apply.</P>

        <P>This final rule directly regulates growers, food processors, food handlers, and food retailers, not States or Tribes, nor does this action alter the relationships or distribution of power and responsibilities established by Congress in the preemption provisions of section 408(n)(4) of FFDCA. As such, the Agency has determined that this action will not have a substantial direct effect on States or Tribal governments, on the relationship between the national government and the States or Tribal governments, or on the distribution of power and responsibilities among the various levels of government or between the Federal Government and Indian Tribes. Thus, the Agency has determined that Executive Order 13132, entitled<E T="03">Federalism</E>(64 FR 43255, August 10, 1999) and Executive Order 13175, entitled<E T="03">Consultation and Coordination with Indian Tribal Governments</E>(65 FR 67249, November 9, 2000) do not apply to this final rule. In addition, this final rule does not impose any enforceable duty or contain any unfunded mandate as described under Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) (Pub. L. 104-4).</P>
        <P>This action does not involve any technical standards that would require Agency consideration of voluntary consensus standards pursuant to section 12(d) of the National Technology Transfer and Advancement Act of 1995 (NTTAA), Public Law 104-113, section 12(d) (15 U.S.C. 272 note).</P>
        <HD SOURCE="HD1">VIII. Congressional Review Act</HD>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of this final rule in the<E T="04">Federal Register</E>. This final rule is not a “major rule” as defined by 5 U.S.C. 804(2).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 180</HD>
          <P>Environmental protection, Administrative practice and procedure, Agricultural commodities, Pesticides and pests, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 10, 2011.</DATED>
          <NAME>Lois Rossi,</NAME>
          <TITLE>Director, Registration Division, Office of Pesticide Programs.</TITLE>
        </SIG>
        <P>Therefore, 40 CFR chapter I is amended as follows:</P>
        <REGTEXT PART="180" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 180—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 180 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>21 U.S.C. 321(q), 346a and 371.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="180" TITLE="40">
          <AMDPAR>2. In § 180.910 the table is amended by adding alphabetically the following inert ingredients to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 180.910</SECTNO>
            <SUBJECT>Inert ingredients used pre- and post-harvest; exemptions from the requirement of a tolerance.</SUBJECT>
            <STARS/>
            <GPOTABLE CDEF="s100,xs40,xs40" COLS="3" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Inert ingredients</CHED>
                <CHED H="1">Limits</CHED>
                <CHED H="1">Uses</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">C<E T="52">9</E>rich aromatic hydrocarbons (CAS Reg. No. 64742-95-6)</ENT>
                <ENT/>
                <ENT>Solvent.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">C<E T="52">10-11</E>rich aromatic hydrocarbons (CAS Reg. No. 64742-94-5)</ENT>
                <ENT/>
                <ENT>Solvent.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">C<E T="52">11-12</E>rich aromatic hydrocarbons (CAS Reg. No. 64742-94-5)</ENT>
                <ENT/>
                <ENT>Solvent.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15269 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <PRTPAGE P="36363"/>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 262</CFR>
        <DEPDOC>[EPA-HQ-RCRA-2001-0032; FRL-9321-8]</DEPDOC>
        <SUBJECT>Hazardous Waste Manifest Printing Specifications Correction Rule</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Direct final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Environmental Protection Agency (EPA) is taking Direct Final action on a minor change to the Resource Conservation and Recovery Act (RCRA) hazardous waste manifest regulations that affects those entities that print the hazardous waste manifest form in accordance with EPA's Federal printing specifications. Specifically, this action amends the current printing specification regulation to indicate that red ink, as well as other distinct colors, or other methods to distinguish the copy distribution notations from the rest of the printed form and data entries are permissible. This change will afford authorized manifest form printers greater flexibility in complying with the Federal printing specifications.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>

          <P>This Direct Final Rule is effective on August 22, 2011 without further notice unless EPA receives adverse comments by July 22, 2011. If an adverse comment is received, EPA will publish a timely withdrawal of the Direct Final Rule in the<E T="04">Federal Register</E>informing the public that the rule will not take effect.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments identified by Docket ID No. EPA-HQ-RCRA-2001-0032 by one of the following methods:</P>
          <P>•<E T="03">http://www.regulations.gov:</E>follow the on-line instructions for submitting comments.</P>
          <P>•<E T="03">E-mail: RCRA_docket@EPA.gov</E>and<E T="03">groce.bryan@epa.gov</E>or<E T="03">lashier.rich@epa.gov.</E>Attention Docket ID No. EPA-HQ-RCRA-2001-0032</P>
          <P>•<E T="03">Fax:</E>(202) 566-9744. Attention Docket ID No. EPA-HQ-RCRA-2001-0032.</P>
          <P>•<E T="03">Mail:</E>RCRA Docket (28221T), U.S. Environmental Protection Agency, 1200 Pennsylvania Avenue, NW., Washington, DC 20460. Attention Docket ID No. EPA-HQ-RCRA-2001-0032. Please include a total of two copies of your comments.</P>
          <P>•<E T="03">Hand Delivery:</E>Please deliver two copies to the EPA Docket Center, EPA West Building, Room 3334, 1301 Connecticut Ave., NW., Washington DC. Such deliveries are only accepted during the Docket's normal hours of operation, and special arrangements should be made for deliveries of boxed information.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-HQ-RCRA 2001-0032. EPA's policy is that all comments received will be included in the public docket without change and be made available online at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">http://www.regulations.gov</E>or e-mail. The<E T="03">http://www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through<E T="03">http://www.regulations.gov,</E>your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. For additional information about EPA's public docket, visit the EPA Docket Center homepage at<E T="03">http://www.epa.gov/epahome/dockets.htm.</E>
          </P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are within the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available either electronically in<E T="03">http://www.regulations.gov</E>or in hard copy at the HQ-Docket Center, Docket ID No. EPA-HQ-RCRA 2001-0032, EPA West Building, Room 3334, 1301 Constitution Ave., NW., Washington, DC. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the RCRA Docket is (202) 566-0270. A reasonable fee may be charged for copying docket materials.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>For more information on this rulemaking, contact Bryan Groce or Richard LaShier, U.S. Environmental Protection Agency, Office of Resource Conservation and Recovery (MC: 5304P), 1200 Pennsylvania Ave., NW., Washington, DC 20460; Phone for Bryan Groce: (703) 308-8750, Phone for Richard LaShier: (703) 308-8796; or e-mail:<E T="03">groce.bryan@epa.gov,</E>or<E T="03">lashier.rich@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Why is EPA using a direct final rule?</HD>

        <P>EPA is publishing this rule without prior proposal because we view this as a non-controversial action and anticipate no adverse comment. However, in the “Proposed Rules” section of today's<E T="04">Federal Register</E>publication, we are publishing a separate document that will serve as the proposed rule to adopt the provisions in this Direct Final rule if adverse comments are filed. We will not institute a second comment period on this action. Any parties interested in commenting must do so at this time. If we receive one or more adverse comments on this correction, we will publish a timely withdrawal in the<E T="04">Federal Register</E>to notify the public that the amendment in this Direct Final rule that will not take effect. For further information about commenting on this rule, see the<E T="02">ADDRESSES</E>section of this document.</P>
        <HD SOURCE="HD1">II. Does this action apply to me?</HD>
        <P>Entities potentially affected by this action are the hazardous waste manifest printers subject to 40 CFR 262.21(f) of the RCRA hazardous waste regulations. States are not affected by the changes to the printing specifications unless they opt to print manifests. No states are currently printing these forms.</P>
        <HD SOURCE="HD1">III. What should I consider as I prepare my comments for EPA?</HD>
        <P>1.<E T="03">Tips for Preparing Your Comments.</E>When submitting comments, remember to:</P>

        <P>• Identify the rulemaking by docket number and other identifying information (subject heading,<E T="04">Federal Register</E>date and page number).</P>

        <P>• Follow directions—the Agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.<PRTPAGE P="36364"/>
        </P>
        <P>• Explain why you disagree, suggests alternatives, and substitute language for your requested changes.</P>
        <P>• Describe any assumptions and provide any technical information and/or data that you used.</P>
        <P>• If you estimate potential costs or burdens, explain how you arrived at your estimate in sufficient detail to allow for it to be reproduced.</P>
        <P>• Provide specific examples to illustrate your concerns, and suggest alternatives.</P>
        <P>• Explain your views as clearly as possible. Make sure to submit your comments by the comment period deadline identified.</P>
        <HD SOURCE="HD1">IV. Acronyms</HD>
        <EXTRACT>
          <FP SOURCE="FP-1">CFRUnited States Code of Federal Regulations</FP>
          <FP SOURCE="FP-1">EPAUnited States Environmental Protection Agency</FP>
          <FP SOURCE="FP-1">OMBOffice of Management and Budget</FP>
          <FP SOURCE="FP-1">RCRAResource Conservation and Recovery Act</FP>
          <FP SOURCE="FP-1">USCUnited States Code</FP>
        </EXTRACT>
        <HD SOURCE="HD1">V. Preamble</HD>
        <HD SOURCE="HD2">A. What is the legal authority for this direct final rule?</HD>
        <P>This rule is authorized under Sections 1004 and 3002 of the Resource Conservation and Recovery Act (RCRA) of 1976, as amended, 42 U.S.C. 6903 and 6922.</P>
        <HD SOURCE="HD2">B. How does this direct final rule revise the federal printing specification regulations established in the March 2005 manifest revisions final rule?</HD>

        <P>Today's action amends 40 CFR 262.21(f)(4) in order to revise the regulatory language that currently requires that the manifest copy distribution notations (printed in the bottom right-hand corner of each page of the manifest) be printed only in red ink. EPA is amending this paragraph by revising it to read: “The manifest and continuation sheet must be printed in black ink that can be legibly photocopied, scanned, or faxed, except that the marginal words indicating copy distribution must be printed with a distinct ink color or with another method (<E T="03">e.g.,</E>white text against black background in a text box, or, black text against grey background in a text box) that clearly distinguishes the copy distribution notations from the other text and data entries on the form.” This is the only manifest printing specification that we are revising in this Direct Final rule.</P>
        <HD SOURCE="HD2">C. Why are we amending 40 CFR 262.21(f)(4)?</HD>

        <P>EPA adopted a nationally standardized manifest form during the promulgation of the March 4, 2005 Manifest Form Revisions Rule (70 FR 10776<E T="03">et seq.</E>) in order to replace the various State manifest forms that were previously distributed to users by the RCRA authorized States. The March 2005 rule also established the Manifest Registry system to ensure that authorized printers: (1) Produced the manifest form and continuation sheet with unique manifest tracking numbers pre-printed on them; and (2) adhered to the prescribed Federal printing specifications. The Manifest Revisions Rule generally required in 40 CFR 262.21(f)(4) that the manifest form be printed in black ink, except that certain marginal notations identifying the copy distribution requirements must be printed in red ink on all six copies of the multi-paged form. EPA specified the red ink requirement for the copy distribution notations was based on comments received on the May 2001 proposed rule notice. That is, while a number of commenters agreed that manifest printers should use black ink to print the form, several commenters suggested that the marginal notations should appear in red ink, because that ink color would help call attention to the copy distribution requirements and distinguish them from the remainder of the printed form entries.</P>
        <P>While the red ink requirement for the copy distribution notations seemed sensible when we promulgated the final rule in 2005, EPA now believes that the red ink requirement is too prescriptive, and may prevent printers from utilizing new printing processes and methods. For example, EPA recently received an application from a hazardous waste management company that wished to print its own manifest forms using laser printers mounted on its transport vehicles. While the applicant was able to comply with nearly all of the Manifest Registry application requirements and printing specifications prescribed in § 262.21(f), the applicant could not easily comply with the aforementioned red ink requirement, while printing and assembling manifests on its transport vehicles. This difficulty resulted because the laser printers proposed for use in this mobile application could not produce red print. The applicant demonstrated with this application, however, that it could easily implement a highlighting method that had the desired effect of setting off the copy distribution notations from the other printed entries on the form. This application provided a good example of how the requirement in § 262.21(f) for red ink was unnecessarily prescriptive, and that an amendment would make sense. EPA believes that today's amendment will allow manifest printers greater flexibility in complying with the printing specifications, without incurring any additional costs or compromising in any way the ability of the manifest forms to track hazardous waste shipments cradle-to-grave. EPA believes that this is a very minor and non-controversial change to the printing specifications, and therefore is an appropriate subject for a Direct Final rule.</P>
        <HD SOURCE="HD1">VI. Statutory and Executive Order Reviews</HD>
        <HD SOURCE="HD2">A. Executive Order 12866: Regulatory Planning Review and Executive Order 13563: Improving Regulation and Regulatory Review</HD>
        <P>Under Executive Order 12866 (58 FR 51735, October 4, 1993), the Agency must determine whether the regulatory action is “significant” and therefore subject to Office of Management and Budget (OMB) review and the requirements of the Executive Order. The Order defines a “significant regulatory action” as one that is likely to result in a rule that may:</P>
        <P>(1) Have an annual effect on the economy of $100 million or more or adversely affect in a material way the economy, a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or State, local, or Tribal governments or communities;</P>
        <P>(2) Create a serious inconsistency or otherwise interfere with an action taken or planned by another agency;</P>
        <P>(3) Materially alter the budgetary impact of entitlements, grants, user fees, or loan programs or the rights and obligations of recipients thereof; or</P>
        <P>(4) Raise novel legal or policy issues arising out of legal mandates, the President's priorities, or the principles set forth in the Executive Order.</P>
        <P>OMB has determined that this rule is not a “significant regulatory action” under the terms of Executive Order 12866 and is therefore not subject to review under Executive Orders 12866 and 13563 (76 FR 3821, January 21, 2011). Accordingly, EPA did not submit this action to OMB for review.</P>
        <HD SOURCE="HD2">B. Paperwork Reduction Act</HD>

        <P>This action does not impose any new information collection burden. This action provides additional flexibility to printers of the hazardous waste manifest by giving these printers additional options for printing in the margins of the manifest the copy distribution requirements for the form. While this action provides the printers with<PRTPAGE P="36365"/>additional flexibility when printing the manifest form, it will impose no new information collection burdens on the generators, transporters, or treatment, storage, disposal, or recycling facilities that are required to use the manifest to track shipments of hazardous waste.</P>

        <P>OMB has previously approved the information collection requirements contained in the existing manifest regulations at 40 CFR part 262, subpart B, under the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501<E T="03">et seq.</E>and has assigned OMB control number 2050-0039. A copy of the OMB approved Information Collection Request (ICR) may be obtained from the Collection Strategies Division, U.S. EPA (2822T), 1200 Pennsylvania Ave., NW., Washington, DC 20460 or by calling (202) 566-1672.</P>
        <P>Burden is defined at 5 CFR 1320.3(b). An agency may not conduct or sponsor, and a person is not required to respond to a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for EPA's regulations in 40 CFR are listed in 40 CFR part 9.</P>
        <HD SOURCE="HD2">C. Regulatory Flexibility Act</HD>
        <P>The Regulatory Flexibility Act (RFA) generally requires an agency to prepare a regulatory flexibility analysis of any rule subject to notice and comment rulemaking requirements under the Administrative Procedure Act or any other statute unless the agency certifies that the rule will not have a significant economic impact on a substantial number of small entities. Small entities include small businesses, small organizations, and small governmental jurisdictions.</P>
        <P>For purposes of assessing the impacts of today's rule on small entities, a small entity is defined as: (1) A small business as defined by the Small Business Administration's (SBA) regulations at 13 CFR 121.201; (2) a small governmental jurisdiction that is a government of a city, county, town, school district or special district with a population of less than 50,000; and (3) a small organization that is any not-for-profit enterprise which is independently owned and operated and is not dominant in its field.</P>
        <P>After considering the economic impacts of today's Direct Final rule on small entities, I certify that this action will not have a significant economic impact on a substantial number of small entities. This rule consists only of a minor technical change to the manifest printing specifications, and the effect of this change is to make it easier for printers to comply with the manifest printing specification by providing additional options. Therefore, this rule does not impose any new burden or costs on printers or users of the manifest, including printers and users who are small entities as defined by the RFA. Since the rule will not have any significant adverse economic impact on small entities, the RFA does not require EPA to perform a regulatory flexibility analysis.</P>
        <HD SOURCE="HD2">D. Unfunded Mandates Reform Act</HD>
        <P>This action contains no Federal mandates under the provisions of Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), 2 U.S.C. 1531-1538 for State, local, or Tribal governments or the private sector.</P>
        <P>Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public Law 104-4, establishes requirements for Federal agencies to assess the effects of the regulatory actions on state, local, and Tribal governments and on the private sector. Under section 202 of the UMRA, EPA generally must prepare a written statement, including a cost-benefit analysis, for proposed and final rules with “Federal mandates” that may result in expenditures to state, local, and Tribal governments, in the aggregate, or to the private sector, of $100 million or more in any one year. Before promulgating an EPA rule for which a written statement is needed, section 205 of the UMRA generally requires EPA to identify and consider a reasonable number of regulatory alternatives and adopt the least costly, most cost-effective or least burdensome alternative that achieves the objective of the rule. The provisions of section 205 do not apply when they are inconsistent with applicable law. Moreover, section 205 allows EPA to adopt an alternative other than the least costly, most cost-effective or least burdensome alternative if the Administrator publishes with the final rule an explanation why that alternative was not adopted.</P>
        <P>Before EPA establishes any regulatory requirements that may significantly or uniquely affect small governments, including Tribal governments, it must have developed under section 203 of the UMRA a small government agency plan. The plan must provide for notifying potentially affected small governments, enabling officials of affected small governments to have meaningful and timely input in the development of EPA regulatory proposals with significant Federal intergovernmental mandates, and informing, educating, and advising small governments on compliance with the regulatory requirements.</P>
        <P>This action does not contain any “Federal intergovernmental mandates” or any “Federal private sector mandates” subject to Title II of the UMRA. This Direct Final rule simply makes a minor change that allows hazardous waste manifest printers more flexibility in meeting the printing specifications for the hazardous waste manifest form. The Manifest Registry program under which printers may register to print the hazardous waste manifest is a voluntary Federal program. Currently, there are no states, local governments, or Tribal governments involved with printing the manifest, but even if such a governmental agency elected to print the manifest, it would do so by participating in the voluntary Manifest Registry Program. The UMRA generally excludes from the definition of “Federal intergovernmental mandate” and the definition of “Federal private sector mandate” those duties that arise from participation in a voluntary Federal program. Since all participants in the Manifest Registry for printers do so voluntarily, this action is not subject to the requirements of sections 202 or 205 of the UMRA. This action is also not subject to the requirements of section 203 of the UMRA, because it contains no regulatory requirements that might significantly or uniquely affect small governments. This action only affects hazardous waste manifest printers, and there are no small governments involved with printing the manifest. Thus, small governments are not significantly or uniquely affected by this action.</P>
        <HD SOURCE="HD2">E. Executive Order 13132: Federalism</HD>

        <P>This action does not have Federalism implications. It will not have substantial direct effects on the states, on the relationship between the national government and the states, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132. This action is only a minor regulatory change affecting the specifications under which hazardous waste manifest printers must print the manifest form. It does not impose substantial direct compliance costs. While the Federal printing specifications for manifest printers preclude States from requiring a different manifest form or different printing specifications, this preemptive effect arises under the RCRA consistency requirement for the manifest at 40 CFR 271.4 and from the uniformity requirements for the use of shipping papers under the Department of Transportation's Hazardous Materials transportation laws. The requirement for consistency and uniformity in the manifest, including the manifest printing specifications, was explained<PRTPAGE P="36366"/>in the Manifest Revisions Rule that EPA published in the March 4, 2005<E T="04">Federal Register</E>(70 FR 10776). The minor change to the printing specifications announced in today's rule will provide some additional flexibility for manifest printers to print the copy distribution notations on the form.</P>
        <HD SOURCE="HD2">F. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</HD>
        <P>Executive Order 13175, entitled “Consultation and Coordination with Indian Tribal Governments” (65 FR 67249), requires EPA to develop a process to ensure “meaningful and timely input by Tribal officials in the development of regulatory policies that have Tribal implications,” as specified in Executive Order 13175. It will neither impose substantial direct compliance costs on Tribal governments, nor preempt Tribal law. This action has no effect on Tribal governments, as it only makes a minor change to the printing specifications that affect only entities printing the hazardous waste manifest. No Indian Tribes are involved with the printing of the hazardous waste manifest; nor are there any Indian Tribes with authorized Hazardous Waste regulatory programs that might have their own printing specifications for the hazardous waste manifest. Thus, Executive Order 13175 does not apply to this action.</P>
        <HD SOURCE="HD2">G. Executive Order 13045: Protection of Children From Environmental Health and Safety Risks</HD>
        <P>This action is not subject to Executive Order 13045 (62 FR 19885, April 23, 1997). This action is not economically significant within the meaning of Executive Order 12866. Further, the action amends an administrative requirement pertaining to the manifest form, so it does not give rise to any environmental health or safety risks that could disproportionately affect children.</P>
        <HD SOURCE="HD2">H. Executive Order 13045: Actions That Significantly Affect Energy Supply, Distribution, or Use</HD>
        <P>This rule is not subject to Executive Order 13211, “Actions That Significantly Affect Energy Supply, Distribution, or Use” (66 FR 28355, May 22, 2001) because it is not a significant regulatory action under Executive Order 12866.</P>
        <HD SOURCE="HD2">I. National Technology Advancement Act</HD>

        <P>Section 12(d) of the National Technology and Advancement Act of 1995 (NTTAA), Public Law No. 104—113, section 12(d) (15 U.S.C. 272 note) directs EPA to use voluntary consensus standards in its regulatory activities unless to do so would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (<E T="03">e.g.,</E>material specifications, test methods, sampling procedures, and business practices) that are developed or adopted by voluntary consensus standards bodies. NTTAA directs EPA to provide Congress, through the OMB, explanations when the Agency decides not to use available and applicable voluntary consensus standards. This action amends the hazardous waste manifest printing specifications which are developed and maintained solely by EPA. When EPA initially published the manifest printing specifications in March 2005, there were no potentially applicable voluntary consensus standards for manifest printers. EPA decided to develop the current printing specifications, which now prescribe the standards applicable to manifest printers. With this action, EPA is retaining and amending the Federal standards developed in the 2005 Manifest Revisions Rule.</P>
        <HD SOURCE="HD2">J. Executive Order 12898: Federal Actions To Address Environmental Justice in Minority Populations and Low-Income Populations</HD>
        <P>Executive Order 12898 (59 FR 7629, February 16, 1994) establishes Federal executive policy on environmental justice. Its main provision directs Federal agencies, to the greatest extent practicable and permitted by law, to make environmental justice part of their mission by identifying and addressing, as appropriate, disproportionately high and adverse human health or environmental effects of their programs, policies, and activities on minority populations and low-income populations in the United States. EPA has determined that this Direct Final rule will not have disproportionately high and adverse human health or environmental effects on minority or low-income populations because this rule simply makes a minor change to the hazardous waste manifest printing specifications. No minority or low-income population will be affected by this change.</P>
        <HD SOURCE="HD2">K. Congressional Review Act</HD>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et. seq.,</E>as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this rule and other information required by the Congressional Review Act to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication in the<E T="04">Federal Register</E>. Under this Act, a major rule cannot take effect until 60 days after it is published in the<E T="04">Federal Register</E>. This action is not a “major rule” as defined by 5 U.S.C. 804(2). This Direct Final rule will be effective on August 22, 2011, unless EPA receives an adverse comment by July 22, 2011 and thereafter withdraws this direct final action.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 262</HD>
          <P>Environmental protection, Exports, Hazardous materials transportation, Hazardous waste, Imports, Labeling, Packaging and containers, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 15, 2011.</DATED>
          <NAME>Mathy Stanislaus,</NAME>
          <TITLE>Assistant Administrator, Office of Solid Waste &amp; Emergency Response.</TITLE>
        </SIG>
        <P>40 CFR part 262 is amended as follows:</P>
        <REGTEXT PART="262" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 262—STANDARDS APPLICABLE TO GENERATORS OF HAZARDOUS WASTE</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 262 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 6906, 6912, 6922-6925, 6937, and 6938.</P>
          </AUTH>
          
          <AMDPAR>2. Section 262.21 is amended by revising paragraph (f)(4) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 262.21</SECTNO>
            <SUBJECT>Manifest tracking numbers, manifest printing, and obtaining manifests.</SUBJECT>
            <STARS/>
            <P>(f) ** *</P>

            <P>(4) The manifest and continuation sheet must be printed in black ink that can be legibly photocopied, scanned, or faxed, except that the marginal words indicating copy distribution must be printed with a distinct ink color or with another method (<E T="03">e.g.,</E>white text against black background in text box, or, black text against grey background in text box) that clearly distinguishes the copy distribution notations from the other text and data entries on the form.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15644 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <PRTPAGE P="36367"/>
        <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <CFR>42 CFR Part 100</CFR>
        <RIN>RIN 0906-AA74</RIN>
        <SUBJECT>National Vaccine Injury Compensation Program: Revisions to the Vaccine Injury Table</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Health Resources and Services Administration (HRSA), HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>On September 13, 2010, the Secretary of Health and Human Services (the Secretary) published in the<E T="04">Federal Register</E>a Notice of Proposed Rulemaking (NPRM) proposing changes to the regulations governing the National Vaccine Injury Compensation Program (VICP). Specifically, the Secretary proposed revisions to the Vaccine Injury Table (Table) to create distinct listings for hepatitis A, trivalent influenza, meningococcal, and human papillomavirus vaccines. The Secretary is now making this amendment to the Table by final rule; it is technical in nature. The four categories of vaccines described in this final rule are already covered vaccines under the VICP (starting in 2004) and are currently listed in a placeholder category (box XIII) in the Table. This final rule will list these vaccines as separate categories on the Table, with no associated injuries noted at this time, in order to help the public identify clearly that these vaccines are covered by the VICP. The changes implemented here are authorized by section 2114(e) of the Public Health Service Act (the Act).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This regulation is effective July 22, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Geoffrey Evans, M.D., Director, Division of Vaccine Injury Compensation, Healthcare Systems Bureau, Health Resources and Services Administration, Room 11C-26, Parklawn Building, 5600 Fishers Lane, Rockville, Maryland 20857; telephone at (301) 443-6593.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>On September 13, 2010, the Secretary published in the<E T="04">Federal Register</E>(75 FR 55503, September 13, 2010) an NPRM to revise and amend the Table by moving these vaccines to separate and distinct listings of the Table. The NPRM was issued pursuant to Section 2114(e) of the Act, which directs the Secretary to add to the Table, by rulemaking, coverage of additional vaccines which are recommended by the Centers for Disease Control and Prevention for routine administration to children.</P>

        <P>The Department held a 6-month comment period, which ended on March 14, 2011, in connection with this NPRM. The Secretary received one non-substantive comment that was not responsive to the NPRM. A public hearing was held on March 4, 2011, as announced in the<E T="04">Federal Register</E>(76 FR 8965, February 16, 2011), but no individual or organization appeared to testify.</P>
        <P>Because the Secretary has not received any substantive comments, either written or oral, from any interested individual or organization on the proposals made in the NPRM, and because the Secretary continues to believe the advisability of effectuating such proposals, this final rule implements the proposals made in the NPRM. The rationale for all revisions were explained fully in the Preamble to the NPRM. For the reasons set forth in the NPRM, the Secretary amends the Table in this final rule.</P>
        <HD SOURCE="HD1">Economic and Regulatory Impact</HD>
        <P>Executive Order 12866, as amended by Executive Orders 13258 and 13422, directs agencies to assess all costs and benefits of available regulatory alternatives and, when rulemaking is necessary, to select regulatory approaches that provide the greatest net benefits (including potential economic, environmental, public health, safety, distributive and equity effects). In addition, under the Regulatory Flexibility Act, if a rule has a significant economic effect on a substantial number of small entities, the Secretary must specifically consider the economic effect of a rule on small entities and analyze regulatory options that could lessen the impact of the rule. Executive Order 12866, as amended by Executive Orders 13258 and 13422, requires that all regulations reflect consideration of alternatives, of costs, of benefits, of incentives, of equity, and of available information. Regulations must meet certain standards, such as avoiding an unnecessary burden. Regulations which are “significant” because of cost, adverse effects on the economy, inconsistency with other agency actions, effects on the budget, or novel legal or policy issues, require special analysis.</P>
        <P>The Secretary has determined that no resources are required to implement the requirements in this final rule. Therefore, in accordance with the Regulatory Flexibility Act of 1980 (RFA), and the Small Business Regulatory Enforcement Fairness Act of 1996, which amended the RFA, the Secretary certifies that this final rule will not have a significant impact on a substantial number of small entities.</P>
        <P>The Secretary has also determined that this final rule does not meet the criteria for a major rule as defined by Executive Order 12866, as amended by Executive Orders 13258 and 13422, and would have no major effect on the economy or Federal expenditures. The Secretary has determined that this final rule is not a “major rule” within the meaning of the statute providing for Congressional Review of Agency Rulemaking, 5 U.S.C. 801.</P>
        <P>Similarly, it will not have effects on State, local, and Tribal governments and on the private sector such as to require consultation under the Unfunded Mandates Reform Act of 1995.</P>
        <P>The Secretary has reviewed this final rule in accordance with Executive Order 13132 regarding federalism, and has determined that it does not have “federalism implications.” This final rule would not “have substantial direct effects on the States, or on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.”</P>
        <P>This final rule would not adversely affect the following family elements: Family safety, family stability, marital commitment; parental rights in the education, nurture and supervision of their children; family functioning, disposable income or poverty; or the behavior and personal responsibility of youth, as determined under section 654(c) of the Treasury and General Government Appropriations Act of 1999.</P>
        <HD SOURCE="HD1">Impact of the New Rule</HD>
        <P>This final rule is technical in nature. Because the vaccines being added to the Table as separate categories are already included on the Table under Category XIII, this Table will have no effect on current or potential petitioners other than to help clarify which vaccines are covered by the VICP. This final rule would not prevent otherwise eligible individuals with claims of injuries or deaths allegedly resulting from the hepatitis A, trivalent influenza, meningococcal and human papillomavirus vaccines from filing claims with the VICP and would not otherwise affect such petitioners.</P>
        <HD SOURCE="HD1">Paperwork Reduction Act</HD>
        <P>This final rule does not have any information collection requirements.</P>
        <SIG>
          <PRTPAGE P="36368"/>
          <DATED>Dated: May 2, 2011.</DATED>
          <NAME>Mary Wakefield,</NAME>
          <TITLE>Administrator, Health Resources and Services Administration.</TITLE>
          <DATED>Approved: June 16, 2011.</DATED>
          <NAME>Kathleen Sebelius,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 42 CFR Part 100</HD>
          <P>Biologics, Health insurance, and Immunization.</P>
        </LSTSUB>
        
        <P>Accordingly, 42 CFR part 100 is amended as set forth below:</P>
        <REGTEXT PART="100" TITLE="42">
          <PART>
            <HD SOURCE="HED">PART 100—VACCINE INJURY COMPENSATION</HD>
          </PART>
          <AMDPAR>1. The authority citation for 42 CFR part 100 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>Secs. 312 and 313 of Pub. L. 99-660, 100 Stat. 3779-3782 (42 U.S.C. 300aa-1 note); sec. 2114(c) and (e) of the PHS Act (42 U.S.C. 300aa-14(c) and (e)); sec. 2115(a)(3)(B) of the PHS Act (42 U.S.C. 300aa-15(a)(3)(B)); sec. 904(b) of Pub. L. 105-34, 111 Stat. 873; sec. 1503 of Pub. L. 105-277, 112 Stat. 2681-741; and sec. 523(a) of Pub. L. 106-170, 113 Stat. 1927-1928.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="100" TITLE="42">
          <AMDPAR>2. Amend § 100.3 by revising the Vaccine Injury Table following paragraph (a), revising paragraph (c)(1), redesignating paragraph (c)(5) as paragraph (c)(8) and revising newly designated paragraph (c)(8), and adding new paragraphs (c)(5), (c)(6), and (c)(7), to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 100.3</SECTNO>
            <SUBJECT>Vaccine injury table</SUBJECT>
            <P>(a) * * *</P>
            <GPOTABLE CDEF="s60,r100,r60" COLS="3" OPTS="L2,i1">
              <TTITLE>Vaccine Injury Table</TTITLE>
              <BOXHD>
                <CHED H="1">Vaccine</CHED>
                <CHED H="1">Illness, disability, injury or condition covered</CHED>
                <CHED H="1">Time period for first symptom or manifestation of onset or of significant aggravation after vaccine administration</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">I. Vaccines containing tetanus toxoid (e.g., DTaP, DTP, DT, Td, or TT)</ENT>
                <ENT>A. Anaphylaxis or anaphylactic shock</ENT>
                <ENT>4 hours.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>B. Brachial Neuritis</ENT>
                <ENT>2-28 days.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>C. Any acute complication or sequela (including death) of an illness, disability, injury, or condition referred to above which illness, disability, injury, or condition arose within the time period prescribed</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">II. Vaccines containing whole cell pertussis bacteria, extracted or partial cell pertussis bacteria, or specific pertussis antigen(s) (e.g., DTP, DTaP, P, DTP-Hib)</ENT>
                <ENT>A. Anaphylaxis or anaphylactic shock</ENT>
                <ENT>4 hours.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>B. Encephalopathy (or encephalitis)</ENT>
                <ENT>72 hours.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>C. Any acute complication or sequela (including death) of an illness, disability, injury, or condition referred to above which illness, disability, injury, or condition arose within the time period prescribed</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">III. Measles, mumps, and rubella vaccine or any of its components (e.g., MMR, MR, M, R)</ENT>
                <ENT>A. Anaphylaxis or anaphylactic shock</ENT>
                <ENT>4 hours.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>B. Encephalopathy (or encephalitis)</ENT>
                <ENT>5-15 days (not less than 5 days and not more than 15 days).</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>C. Any acute complication or sequela (including death) of an illness, disability, injury, or condition referred to above which illness, disability, injury, or condition arose within the time period prescribed</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">IV. Vaccines containing rubella virus (e.g., MMR, MR, R)</ENT>
                <ENT>A. Chronic arthritis</ENT>
                <ENT>7-42 days.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>B. Any acute complication or sequela (including death) of an illness, disability, injury, or condition referred to above which illness, disability, injury, or condition arose within the time period prescribed</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">V. Vaccines containing measles virus (e.g., MMR, MR, M)</ENT>
                <ENT>A. Thrombocytopenic purpura</ENT>
                <ENT>7-30 days.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>B. Vaccine-Strain Measles Viral Infection in an immunodeficient recipient</ENT>
                <ENT>6 months.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>C. Any acute complication or sequela (including death) of an illness, disability, injury, or condition referred to above which illness, disability, injury, or condition arose within the time period prescribed</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">VI. Vaccines containing polio live virus (OPV)</ENT>
                <ENT>A. Paralytic Polio</ENT>
                <ENT/>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="oi3">—in a non-immunodeficient recipient</ENT>
                <ENT>30 days.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="oi3">—in an immunodeficient recipient</ENT>
                <ENT>6 months.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="oi3">—in a vaccine associated community case</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>B. Vaccine-Strain Polio Viral Infection</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="oi3">—in a non-immunodeficient recipient</ENT>
                <ENT>30 days.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="oi3">—in an immunodeficient recipient</ENT>
                <ENT>6 months.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="oi3">—in a vaccine associated community case</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>C. Any acute complication or sequela (including death) of an illness, disability, injury, or condition referred to above which illness, disability, injury, or condition arose within the time period prescribed</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="36369"/>
                <ENT I="01">VII. Vaccines containing polio inactivated virus (e.g., IPV)</ENT>
                <ENT>A. Anaphylaxis or anaphylactic shock</ENT>
                <ENT>4 hours</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>B. Any acute complication or sequela (including death of an illness, disability, injury, or condition referred to above which illness, disability, injury, or condition arose within the time period prescribed.</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">VIII. Hepatitis B. vaccines</ENT>
                <ENT>A. Anaphylaxis or anaphylactic shock</ENT>
                <ENT>4 hours.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>B. Any acute complication or sequela (including death) of an illness, disability, injury, or condition referred to above which illness, disability, injury, or condition arose within the time period prescribed</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">IX. Hemophilus influenzae type b polysaccharide conjugate vaccines</ENT>
                <ENT>No Condition Specified</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">X. Varicella vaccine</ENT>
                <ENT>No Condition Specified</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">XI. Rotavirus vaccine</ENT>
                <ENT>No Condition Specified</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">XII. Pneumococcal conjugate vaccines</ENT>
                <ENT>No Condition Specified</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">XIII. Hepatitis A vaccines</ENT>
                <ENT>No Condition Specified</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">XIV. Trivalent influenza vaccines</ENT>
                <ENT>No Condition Specified</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">XV. Meningococcal vaccines</ENT>
                <ENT>No Condition Specified</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">XVI. Human papillomavirus (HPV) vaccines</ENT>
                <ENT>No Condition Specified</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">XVII. Any new vaccine recommended by the Centers for Disease Control and Prevention for routine administration to children, after publication by the Secretary of a notice of coverage</ENT>
                <ENT>No Condition Specified</ENT>
                <ENT>Not applicable.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>

            <P>(c) * * * (1) Except as provided in paragraph (c)(2), (3), (4), (5), (6), or (7) of this section, the revised Table of Injuries set forth in paragraph (a) of this section and the Qualifications and Aids to Interpretation set forth in paragraph (b) of this section apply to petitions for compensation under the Program filed with the United States Court of Federal Claims on or after March 24, 1997. Petitions for compensation filed before such date shall be governed by section 2114(a) and (b) of the Public Health Service Act as in effect on January 1, 1995, or by § 100.3 as in effect on March 10, 1995 (see 60 FR 7678,<E T="03">et seq.,</E>February 8, 1995), as applicable.</P>
            <STARS/>
            <P>(5) Hepatitis A vaccines (Item XIII of the Table) are included on the Table as of December 1, 2004.</P>
            <P>(6) Trivalent influenza vaccines (Item XIV of the Table) are included on the Table as of July 1, 2005.</P>
            <P>(7) Meningococcal vaccines and human papillomavirus vaccines (Items XV and XVI of the Table) are included on the Table as of February 1, 2007.</P>

            <P>(8) Other new vaccines (Item XVII of the Table) will be included in the Table as of the effective date of a tax enacted to provide funds for compensation paid with respect to such vaccines. An amendment to this section will be published in the<E T="04">Federal Register</E>to announce the effective date of such a tax.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15617 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4165-15-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Federal Emergency Management Agency</SUBAGY>
        <AGENCY TYPE="S">44 CFR Part 64</AGENCY>
        <DEPDOC>[Docket ID FEMA-2011-0002; Internal Agency Docket No. FEMA-8185]</DEPDOC>
        <SUBJECT>Suspension of Community Eligibility</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Emergency Management Agency, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This rule identifies communities, where the sale of flood insurance has been authorized under the National Flood Insurance Program (NFIP), that are scheduled for suspension on the effective dates listed within this rule because of noncompliance with the floodplain management requirements of the program. If the Federal Emergency Management Agency (FEMA) receives documentation that the community has adopted the required floodplain management measures prior to the effective suspension date given in this rule, the suspension will not occur and a notice of this will be provided by publication in the<E T="04">Federal Register</E>on a subsequent date.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Dates:</E>The effective date of each community's scheduled suspension is the third date (“Susp.”) listed in the third column of the following tables.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>If you want to determine whether a particular community was suspended on the suspension date or for further information, contact David Stearrett, Mitigation Directorate, Federal Emergency Management Agency, 500 C Street SW., Washington, DC 20472, (202) 646-2953.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The NFIP enables property owners to purchase flood insurance which is generally not otherwise available. In return, communities agree to adopt and administer local floodplain management aimed at protecting lives and new construction from future flooding. Section 1315 of the National Flood Insurance Act of 1968, as amended, 42 U.S.C. 4022, prohibits flood insurance coverage as authorized under the NFIP, 42 U.S.C. 4001<E T="03">et seq.;</E>unless an appropriate public body adopts adequate floodplain management<PRTPAGE P="36370"/>measures with effective enforcement measures. The communities listed in this document no longer meet that statutory requirement for compliance with program regulations, 44 CFR part 59. Accordingly, the communities will be suspended on the effective date in the third column. As of that date, flood insurance will no longer be available in the community. However, some of these communities may adopt and submit the required documentation of legally enforceable floodplain management measures after this rule is published but prior to the actual suspension date. These communities will not be suspended and will continue their eligibility for the sale of insurance. A notice withdrawing the suspension of the communities will be published in the<E T="04">Federal Register</E>.</P>
        <P>In addition, FEMA has identified the Special Flood Hazard Areas (SFHAs) in these communities by publishing a Flood Insurance Rate Map (FIRM). The date of the FIRM, if one has been published, is indicated in the fourth column of the table. No direct Federal financial assistance (except assistance pursuant to the Robert T. Stafford Disaster Relief and Emergency Assistance Act not in connection with a flood) may legally be provided for construction or acquisition of buildings in identified SFHAs for communities not participating in the NFIP and identified for more than a year, on FEMA's initial flood insurance map of the community as having flood-prone areas (section 202(a) of the Flood Disaster Protection Act of 1973, 42 U.S.C. 4106(a), as amended). This prohibition against certain types of Federal assistance becomes effective for the communities listed on the date shown in the last column. The Administrator finds that notice and public comment under 5 U.S.C. 553(b) are impracticable and unnecessary because communities listed in this final rule have been adequately notified.</P>
        <P>Each community receives 6-month, 90-day, and 30-day notification letters addressed to the Chief Executive Officer stating that the community will be suspended unless the required floodplain management measures are met prior to the effective suspension date. Since these notifications were made, this final rule may take effect within less than 30 days.</P>
        <P>
          <E T="03">National Environmental Policy Act.</E>This rule is categorically excluded from the requirements of 44 CFR part 10, Environmental Considerations. No environmental impact assessment has been prepared.</P>
        <P>
          <E T="03">Regulatory Flexibility Act.</E>The Administrator has determined that this rule is exempt from the requirements of the Regulatory Flexibility Act because the National Flood Insurance Act of 1968, as amended, 42 U.S.C. 4022, prohibits flood insurance coverage unless an appropriate public body adopts adequate floodplain management measures with effective enforcement measures. The communities listed no longer comply with the statutory requirements, and after the effective date, flood insurance will no longer be available in the communities unless remedial action takes place.</P>
        <P>
          <E T="03">Regulatory Classification.</E>This final rule is not a significant regulatory action under the criteria of section 3(f) of Executive Order 12866 of September 30, 1993, Regulatory Planning and Review, 58 FR 51735.</P>
        <P>
          <E T="03">Executive Order 13132, Federalism.</E>This rule involves no policies that have federalism implications under Executive Order 13132.</P>
        <P>
          <E T="03">Executive Order 12988, Civil Justice Reform.</E>This rule meets the applicable standards of Executive Order 12988.</P>
        <P>
          <E T="03">Paperwork Reduction Act.</E>This rule does not involve any collection of information for purposes of the Paperwork Reduction Act, 44 U.S.C. 3501<E T="03">et seq.</E>
        </P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 44 CFR Part 64</HD>
          <P>Flood insurance, Floodplains.</P>
        </LSTSUB>
        <P>Accordingly, 44 CFR part 64 is amended as follows:</P>
        <REGTEXT PART="64" TITLE="44">
          <PART>
            <HD SOURCE="HED">PART 64—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 64 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 4001<E T="03">et seq.;</E>Reorganization Plan No. 3 of 1978, 3 CFR, 1978 Comp.; p. 329; E.O. 12127, 44 FR 19367, 3 CFR, 1979 Comp.; p. 376.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 64.6</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="64" TITLE="44">
          <AMDPAR>2. The tables published under the authority of § 64.6 are amended as follows:</AMDPAR>
          <GPOTABLE CDEF="s50,11,r50,xs60,xs60" COLS="5" OPTS="L2,tp0,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">State and location</CHED>
              <CHED H="1">Community<LI>No.</LI>
              </CHED>
              <CHED H="1">Effective date authorization/cancellation of sale of flood insurance in community</CHED>
              <CHED H="1">Current<LI>effective map date</LI>
              </CHED>
              <CHED H="1">Date certain Federal<LI>assistance no</LI>
                <LI>longer available</LI>
                <LI>in SFHAs</LI>
              </CHED>
            </BOXHD>
            <ROW>
              <ENT I="21">
                <E T="02">Region I</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="01">Massachusetts: Auburn, Town of, Worcester County</ENT>
              <ENT>250292</ENT>
              <ENT>March 2, 1973, Emerg; June 1, 1978, Reg; July 4, 2011, Susp</ENT>
              <ENT>July 4, 2011</ENT>
              <ENT>July 4, 2011.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Berlin, Town of, Worcester County</ENT>
              <ENT>250294</ENT>
              <ENT>August 11, 1975, Emerg; June 18, 1980, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">* Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Blackstone, Town of, Worcester County</ENT>
              <ENT>250295</ENT>
              <ENT>November 2, 1973, Emerg; September 30, 1977, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Bolton, Town of, Worcester County</ENT>
              <ENT>250296</ENT>
              <ENT>March 10, 1975, Emerg; June 18, 1980, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Boylston, Town of, Worcester County</ENT>
              <ENT>250297</ENT>
              <ENT>August 26, 1975, Emerg; July 2, 1981, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Charlton, Town of, Worcester County</ENT>
              <ENT>250299</ENT>
              <ENT>June 10, 1975, Emerg; July 19, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Clinton, Town of, Worcester County</ENT>
              <ENT>250300</ENT>
              <ENT>May 26, 1977, Emerg; June 15, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Douglas, Town of, Worcester County</ENT>
              <ENT>250301</ENT>
              <ENT>January 29, 1975, Emerg; June 1, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Dudley, Town of, Worcester County</ENT>
              <ENT>250302</ENT>
              <ENT>June 23, 1975, Emerg; June 15, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Grafton, Town of, Worcester County</ENT>
              <ENT>250306</ENT>
              <ENT>July 29, 1975, Emerg; May 2, 1983, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Harvard, Town of, Worcester County</ENT>
              <ENT>250308</ENT>
              <ENT>June 25, 1975, Emerg; June 15, 1983, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="36371"/>
              <ENT I="01">Hopedale, Town of, Worcester County</ENT>
              <ENT>250310</ENT>
              <ENT>June 23, 1975, Emerg; July 19, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Lancaster, Town of, Worcester County</ENT>
              <ENT>250312</ENT>
              <ENT>March 7, 1975, Emerg; July 5, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Leicester, Town of, Worcester County</ENT>
              <ENT>250313</ENT>
              <ENT>July 22, 1975, Emerg; July 5, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Mendon, Town of, Worcester County</ENT>
              <ENT>250316</ENT>
              <ENT>January 22, 1976, Emerg; July 19, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Milford, Town of, Worcester County</ENT>
              <ENT>250317</ENT>
              <ENT>August 11, 1975, Emerg; July 5, 1984, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Millbury, Town of, Worcester County</ENT>
              <ENT>250318</ENT>
              <ENT>May 4, 1973, Emerg; July 2, 1979, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Millville, Town of, Worcester County</ENT>
              <ENT>250319</ENT>
              <ENT>March 7, 1975, Emerg; July 19, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Northborough, Town of, Worcester County</ENT>
              <ENT>250321</ENT>
              <ENT>June 10, 1975, Emerg; November 15, 1979, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Northbridge, Town of, Worcester County</ENT>
              <ENT>250322</ENT>
              <ENT>January 24, 1975, Emerg; June 15, 1983, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Oxford, Town of, Worcester County</ENT>
              <ENT>250325</ENT>
              <ENT>July 24, 1975, Emerg; January 20, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Paxton, Town of, Worcester County</ENT>
              <ENT>250326</ENT>
              <ENT>October 29, 1980, Emerg; February 18, 1981, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Shrewsbury, Town of, Worcester County</ENT>
              <ENT>250332</ENT>
              <ENT>April 11, 1975, Emerg; June 4, 1980, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Southborough, Town of, Worcester County</ENT>
              <ENT>250333</ENT>
              <ENT>August 11, 1975, Emerg; October 15, 1981, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Southbridge, Town of, Worcester County</ENT>
              <ENT>250334</ENT>
              <ENT>May 14, 1974, Emerg; March 15, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Spencer, Town of, Worcester County</ENT>
              <ENT>250335</ENT>
              <ENT>November 5, 1975, Emerg; July 2, 1981, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Sturbridge, Town of, Worcester County</ENT>
              <ENT>250337</ENT>
              <ENT>July 22, 1975, Emerg; July 19, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Sutton, Town of, Worcester County</ENT>
              <ENT>250338</ENT>
              <ENT>May 29, 1975, Emerg; June 1, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Upton, Town of, Worcester County</ENT>
              <ENT>250340</ENT>
              <ENT>September 2, 1975, Emerg; August 2, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Uxbridge, Town of, Worcester County</ENT>
              <ENT>250341</ENT>
              <ENT>May 5, 1975, Emerg; June 1, 1983, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Webster, Town of, Worcester County</ENT>
              <ENT>250343</ENT>
              <ENT>July 28, 1975, Emerg; July 5, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">West Boylston, Town of, Worcester County</ENT>
              <ENT>250345</ENT>
              <ENT>November 24, 1975, Emerg; July 2, 1981, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Westborough, Town of, Worcester County</ENT>
              <ENT>250344</ENT>
              <ENT>July 22, 1975, Emerg; May 15, 1980, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Worcester, City of, Worcester County</ENT>
              <ENT>250349</ENT>
              <ENT>January 15, 1974, Emerg; August 15, 1980, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Region III</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="01">Pennsylvania: Driftwood, Borough of, Cameron County</ENT>
              <ENT>420245</ENT>
              <ENT>April 15, 1974, Emerg; July 16, 1979, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Emporium, Borough of, Cameron County</ENT>
              <ENT>420246</ENT>
              <ENT>May 15, 1974, Emerg; February 1, 1978, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Gibson, Township of, Cameron County</ENT>
              <ENT>421130</ENT>
              <ENT>March 8, 1974, Emerg; September 1, 1977, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Grove, Township of, Cameron County</ENT>
              <ENT>421128</ENT>
              <ENT>March 4, 1974, Emerg; July 18, 1977, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Lumber, Township of, Cameron County</ENT>
              <ENT>421129</ENT>
              <ENT>March 6, 1974, Emerg; January 5, 1978, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Portage, Township of, Cameron County</ENT>
              <ENT>421132</ENT>
              <ENT>March 8, 1974, Emerg; August 15, 1978, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Shippen, Township of, Cameron County</ENT>
              <ENT>421103</ENT>
              <ENT>March 11, 1974, Emerg; April 17, 1978, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">West Virginia: Nicholas County, Unincorporated Areas</ENT>
              <ENT>540146</ENT>
              <ENT>June 30, 1976, Emerg; April 5, 1994, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Richmond, City of, Nicholas County</ENT>
              <ENT>540147</ENT>
              <ENT>November 29, 1974, Emerg; September 27, 1991, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Summersville, City of, Nicholas County</ENT>
              <ENT>540148</ENT>
              <ENT>February 18, 1975, Emerg; August 24, 1984, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Region IV</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="01">Florida: Caryville, Town of, Washington County</ENT>
              <ENT>120321</ENT>
              <ENT>July 9, 1975, Emerg; February 4, 1988, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="36372"/>
              <ENT I="01">Chipley, City of, Washington County</ENT>
              <ENT>120325</ENT>
              <ENT>January 16, 1975, Emerg; January 1, 1987, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ebro, Town of, Washington County</ENT>
              <ENT>120629</ENT>
              <ENT>N/A, Emerg; March 19, 1996, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Vernon, City of, Washington County</ENT>
              <ENT>120322</ENT>
              <ENT>September 26, 1975, Emerg; January 1, 1987, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Washington County, Unincorporated Areas</ENT>
              <ENT>120407</ENT>
              <ENT>September 29, 1975, Emerg; June 17, 1991, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Wausau, Town of, Washington County</ENT>
              <ENT>120632</ENT>
              <ENT>N/A, Emerg; March 30, 1998, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Kentucky: Allen County, Unincorporated Areas</ENT>
              <ENT>210267</ENT>
              <ENT>February 10, 1994, Emerg; March 1, 1995, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Boyle County, Unincorporated Areas</ENT>
              <ENT>210322</ENT>
              <ENT>July 20, 1976, Emerg; May 15, 1986, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Danville, City of, Boyle County</ENT>
              <ENT>210019</ENT>
              <ENT>August 8, 1975, Emerg; September 27, 1985, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Junction City, City of, Boyle County</ENT>
              <ENT>210377</ENT>
              <ENT>October 16, 1997, Emerg; September 30, 1998, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Perryville, City of, Boyle County</ENT>
              <ENT>210020</ENT>
              <ENT>July 21, 1975, Emerg; December 3, 1987, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Scottsville, City of, Allen County</ENT>
              <ENT>210001</ENT>
              <ENT>June 11, 1975, Emerg; September 27, 1985, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Mississippi: Bay Springs, Town of, Jasper County</ENT>
              <ENT>280087</ENT>
              <ENT>July 3, 1980, Emerg; June 17, 1986, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Byhalia, Town of, Marshall County</ENT>
              <ENT>280112</ENT>
              <ENT>April 29, 1975, Emerg; June 18, 1987, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Heidelberg, Town of, Jasper County</ENT>
              <ENT>280088</ENT>
              <ENT>January 30, 1975, Emerg; January 1, 1987, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Holly Springs, City of, Marshall County</ENT>
              <ENT>280113</ENT>
              <ENT>March 11, 1975, Emerg; August 5, 1985, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Jasper County, Unincorporated Areas</ENT>
              <ENT>280302</ENT>
              <ENT>August 12, 2003, Emerg; December 1, 2003, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Marshall County, Unincorporated Areas</ENT>
              <ENT>280274</ENT>
              <ENT>August 4, 1986, Emerg; January 17, 1991, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Potts Camp, Town of, Marshall County</ENT>
              <ENT>280114</ENT>
              <ENT>March 31, 1975, Emerg; August 5, 1985, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Region V</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="01">Indiana: Albany, Town of, Delaware County</ENT>
              <ENT>180314</ENT>
              <ENT>June 13, 1975, Emerg; June 15, 1979, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Delaware County, Unincorporated Areas</ENT>
              <ENT>180051</ENT>
              <ENT>June 13, 1975, Emerg; March 16, 1981, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Eaton, Town of, Delaware County</ENT>
              <ENT>180052</ENT>
              <ENT>November 11, 1975, Emerg; June 15, 1979, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Muncie, City of, Delaware County</ENT>
              <ENT>180053</ENT>
              <ENT>April 4, 1975, Emerg; January 16, 1981, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Yorktown, Town of, Delaware County</ENT>
              <ENT>180361</ENT>
              <ENT>March 18, 1976, Emerg; March 16, 1981, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Region VI</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="01">Arkansas: Conway County, Unincorporated Areas</ENT>
              <ENT>050426</ENT>
              <ENT>January 7, 1983, Emerg; June 3, 1986, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Morrilton, City of, Conway County</ENT>
              <ENT>050044</ENT>
              <ENT>June 6, 1975, Emerg; March 15, 1982, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Plumerville, City of, Conway County</ENT>
              <ENT>050364</ENT>
              <ENT>September 15, 1983, Emerg; January 17, 1986, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Louisiana: Union Parish, Unincorporated Areas</ENT>
              <ENT>220359</ENT>
              <ENT>May 1, 1979, Emerg; March 1, 1987, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Oklahoma: Goodwell, Town of, Texas County</ENT>
              <ENT>400383</ENT>
              <ENT>June 6, 1980, Emerg; January 18, 1988, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Guymon, City of, Texas County</ENT>
              <ENT>400243</ENT>
              <ENT>February 5, 1981, Emerg; June 19, 1985, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Region VII</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="01">Missouri: Holden, City of, Johnson County</ENT>
              <ENT>290714</ENT>
              <ENT>October 14, 1996, Emerg; March 1, 2001, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Knob Noster, City of, Johnson County</ENT>
              <ENT>290724</ENT>
              <ENT>August 7, 1995, Emerg; November 7, 2001, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Saint Mary, City of, Sainte Genevieve County</ENT>
              <ENT>290326</ENT>
              <ENT>November 9, 1973, Emerg; September 15, 1977, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Sainte Genevieve, City of, Sainte Genevieve County</ENT>
              <ENT>290325</ENT>
              <ENT>December 19, 1973, Emerg; September 30, 1977, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="36373"/>
              <ENT I="01">West Plains, City of, Howell County</ENT>
              <ENT>290166</ENT>
              <ENT>December 19, 1973, Emerg; May 19, 1981, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Willow Springs, City of, Howell County</ENT>
              <ENT>290167</ENT>
              <ENT>July 2, 1974, Emerg; August 15, 1979, Reg; July 4, 2011, Susp</ENT>
              <ENT O="xl">Do.</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <TNOTE>* Do. = Ditto.</TNOTE>
            <TNOTE>Code for reading third column: Emerg.—Emergency; Reg.—Regular; Susp.—Suspension.</TNOTE>
          </GPOTABLE>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 7, 2011.</DATED>
          <NAME>Sandra K. Knight,</NAME>
          <TITLE>Deputy Federal Insurance and Mitigation Administrator, Mitigation.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15520 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-12-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Federal Emergency Management Agency</SUBAGY>
        <CFR>44 CFR Part 67</CFR>
        <DEPDOC>[Docket ID FEMA-2011-0002]</DEPDOC>
        <SUBJECT>Final Flood Elevation Determinations</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Emergency Management Agency, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Base (1% annual-chance) Flood Elevations (BFEs) and modified BFEs are made final for the communities listed below. The BFEs and modified BFEs are the basis for the floodplain management measures that each community is required either to adopt or to show evidence of being already in effect in order to qualify or remain qualified for participation in the National Flood Insurance Program (NFIP).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The date of issuance of the Flood Insurance Rate Map (FIRM) showing BFEs and modified BFEs for each community. This date may be obtained by contacting the office where the maps are available for inspection as indicated in the table below.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The final BFEs for each community are available for inspection at the office of the Chief Executive Officer of each community. The respective addresses are listed in the table below.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Luis Rodriguez, Chief, Engineering Management Branch, Federal Insurance and Mitigation Administration, Federal Emergency Management Agency, 500 C Street, SW., Washington, DC 20472, (202) 646-4064, or (e-mail)<E T="03">luis.rodriguez1@dhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Federal Emergency Management Agency (FEMA) makes the final determinations listed below for the modified BFEs for each community listed. These modified elevations have been published in newspapers of localcirculation and ninety (90) days have elapsed since that publication. The Deputy Federal Insurance and Mitigation Administrator has resolved any appeals resulting from this notification.</P>
        <P>This final rule is issued in accordance with section 110 of the Flood Disaster Protection Act of 1973, 42 U.S.C. 4104, and 44 CFR part 67. FEMA has developed criteria for floodplain management in floodprone areas in accordance with 44 CFR part 60.</P>
        <P>Interested lessees and owners of real property are encouraged to review the proof Flood Insurance Study and FIRM available at the address cited below for each community.The BFEs and modified BFEs are made final in the communities listed below. Elevations at selected locations in each community are shown.</P>
        <P>
          <E T="03">National Environmental Policy Act.</E>This final rule is categorically excluded from the requirements of 44 CFR part 10, Environmental Consideration. An environmental impact assessment has not been prepared.</P>
        <P>
          <E T="03">Regulatory Flexibility Act.</E>As flood elevation determinations are not within the scope of the Regulatory Flexibility Act, 5 U.S.C. 601-612, a regulatory flexibility analysis is not required.</P>
        <P>
          <E T="03">Regulatory Classification.</E>This final rule is not a significant regulatory action under the criteria of section 3(f) of Executive Order 12866 of September 30, 1993, Regulatory Planning and Review, 58 FR 51735.</P>
        <P>
          <E T="03">Executive Order 13132, Federalism.</E>This final rule involves no policies that have federalism implications under Executive Order 13132.</P>
        <P>
          <E T="03">Executive Order 12988, Civil Justice Reform.</E>This final rule meets the applicable standards of Executive Order 12988.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 44 CFR Part 67</HD>
          <P>Administrative practice and procedure, Flood insurance, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>Accordingly, 44 CFR part 67 is amended as follows:</P>
        <REGTEXT PART="67" TITLE="44">
          <PART>
            <HD SOURCE="HED">PART 67—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 67 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 4001<E T="03">et seq.;</E>Reorganization Plan No. 3 of 1978, 3 CFR, 1978 Comp., p. 329; E.O. 12127, 44 FR 19367, 3 CFR, 1979 Comp., p. 376.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 67.11</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>

          <AMDPAR>2. The tables published under the authority of § 67.11 are amended as follows:<PRTPAGE P="36374"/>
          </AMDPAR>
          <GPOTABLE CDEF="s25,r50,15,r25" COLS="04" OPTS="L2,tp0,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">Flooding source(s)</CHED>
              <CHED H="1">Location of referenced elevation</CHED>
              <CHED H="1">* Elevation in feet (NGVD)<LI>+ Elevation in feet</LI>
                <LI>(NAVD)</LI>
                <LI># Depth in feet above ground</LI>
                <LI>⁁ Elevation in meters (MSL)</LI>
                <LI>Modified</LI>
              </CHED>
              <CHED H="1">Communities affected</CHED>
            </BOXHD>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Elmore County, Alabama, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1114</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Tallapoosa River</ENT>
              <ENT>Approximately 3.0 miles downstream of Thurlow Dam</ENT>
              <ENT>+210</ENT>
              <ENT>City of Tallassee.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 1.7 miles downstream of Thurlow Dam</ENT>
              <ENT>+214</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Tallassee</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 3 Freeman Avenue, Tallassee, AL 36078.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">New London County, Connecticut (All Jurisdictions)</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket Nos.: FEMA-B-1072 and FEMA-B-1139</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Eightmile River</ENT>
              <ENT>Approximately 100 feet upstream of Hamburg Road</ENT>
              <ENT>+56</ENT>
              <ENT>Town of Lyme.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 700 feet upstream of Hamburg Road</ENT>
              <ENT>+57</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Four Mile River</ENT>
              <ENT>Approximately 200 feet downstream of the breached dam</ENT>
              <ENT>+10</ENT>
              <ENT>Town of Old Lyme.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,200 feet upstream of I-95</ENT>
              <ENT>+52</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Four Mile River</ENT>
              <ENT>Just upstream of the railroad</ENT>
              <ENT>+10</ENT>
              <ENT>Town of Old Lyme.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,200 feet downstream of the breached dam</ENT>
              <ENT>+10</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Little River</ENT>
              <ENT>At the confluence with the Shetucket River</ENT>
              <ENT>+64</ENT>
              <ENT>Town of Lisbon.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 2,400 feet upstream of Inland Road</ENT>
              <ENT>+83</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Long Island Sound</ENT>
              <ENT>Approximately 1,200 feet west of the intersection of Atlantic Avenue and Bridge Street</ENT>
              <ENT>+12</ENT>
              <ENT>Groton Long Point Association.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Long Island Sound</ENT>
              <ENT>Approximately 3,100 feet south of the intersection of Dimmock Road and Great Neck Road</ENT>
              <ENT>+14</ENT>
              <ENT>Borough of Stonington, City of Groton, City of New London, Noank Fire District, Town of East Lyme, Town of Groton, Town of Old Lyme, Town of Stonington, Town of Waterford.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 375 feet southwest of the intersection of Lindberg Road and Oak Street</ENT>
              <ENT>+15</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Shunock River</ENT>
              <ENT>Just upstream of Pendleton Hill Road</ENT>
              <ENT>+29</ENT>
              <ENT>Town of Stonington.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 400 feet upstream of Pendleton Hill Road</ENT>
              <ENT>+30</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Susquetonscut Brook</ENT>
              <ENT>At the confluence with the Yantic River</ENT>
              <ENT>+119</ENT>
              <ENT>City of Norwich, Town of Bozrah</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 800 feet downstream of Lebanon Road</ENT>
              <ENT>+119</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Borough of Stonington</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Borough Hall, 26 Church Street, Stonington, CT 06378.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Groton</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the City Municipal Building, 295 Meridian Street, Groton, CT 06340.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of New London</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 181 State Street, New London, CT 06320.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Norwich</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 100 Broadway, Norwich, CT 06360.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Groton Long Point Association</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Town Hall, 44 Beach Road, Groton Long Point, CT 06340.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Noank Fire District</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 45 Fort Hill Road, Groton, CT 06340.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Bozrah</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Town Hall, 1 River Road, Bozrah, CT 06334.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of East Lyme</E>
              </ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="36375"/>
              <ENT I="22">Maps are available for inspection at the East Lyme Town Hall, 108 Pennsylvania Avenue, Niantic, CT 06357.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Groton</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Town Hall, 175 Shennecossett Parkway, Groton, CT 06340.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Lisbon</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Town Hall, One Newent Road, Lisbon, CT 06351.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Lyme</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Lyme Town Hall, 480 Hamburg Road, Old Lyme, CT 06371.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Old Lyme</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Old Lyme Memorial Town Hall, 52 Lyme Street, Old Lyme, CT 06371.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Stonington</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Town Hall, 152 Elm Street, Stonington, CT 06378.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Waterford</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Town Hall, 15 Rope Ferry Road, Waterford, CT 06385.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">St. Johns County, Florida, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1089</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Kendall Creek</ENT>
              <ENT>Approximately 300 feet upstream of Roberts Road</ENT>
              <ENT>*25</ENT>
              <ENT>Unincorporated Areas of St. Johns County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 700 feet upstream of Roberts Road</ENT>
              <ENT>*26</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Orange Grove Branch</ENT>
              <ENT>Approximately 4,600 feet upstream of Orange Branch Trail</ENT>
              <ENT>*26</ENT>
              <ENT>Unincorporated Areas of St. Johns County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 5,700 feet upstream of Orange Branch Trail</ENT>
              <ENT>*27</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of St. Johns County</E>
              </ENT>
            </ROW>
            
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 4020 Lewis Speedway, St. Augustine, FL 32084.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Coles County, Illinois, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1101</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Cassell Creek</ENT>
              <ENT>Approximately 1,650 feet upstream of the confluence with Town Branch Creek</ENT>
              <ENT>+613</ENT>
              <ENT>City of Charleston.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately at the upstream side of the railroad (removed)</ENT>
              <ENT>+619</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Town Branch Creek</ENT>
              <ENT>Approximately 0.19 mile downstream of the railroad</ENT>
              <ENT>+616</ENT>
              <ENT>City of Charleston.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 0.08 mile downstream of the railroad</ENT>
              <ENT>+617</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Charleston</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at City Hall, 520 Jackson Avenue, Charleston, IL 61920.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">La Salle County, Illinois, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1104</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Bailey Creek</ENT>
              <ENT>Approximately 0.52 mile downstream of Pontiac Street</ENT>
              <ENT>+638</ENT>
              <ENT>Unincorporated Areas of La Salle County, Village of Tonica.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 100 feet downstream of I-39</ENT>
              <ENT>+651</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Bailey Creek Unnamed Tributary</ENT>
              <ENT>At the confluence with Bailey Creek</ENT>
              <ENT>+646</ENT>
              <ENT>Village of Tonica.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 225 feet upstream of IL-251</ENT>
              <ENT>+652</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Clark Run</ENT>
              <ENT>At the confluence with the Illinois River</ENT>
              <ENT>+467</ENT>
              <ENT>Unincorporated Areas of La Salle County, Village of North Utica.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="36376"/>
              <ENT I="22"/>
              <ENT>Approximately 525 feet downstream of the Illinois and Michigan Canal</ENT>
              <ENT>+467</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Fox River</ENT>
              <ENT>At the confluence with the Illinois River</ENT>
              <ENT>+474</ENT>
              <ENT>City of Ottawa, Unincorporated Areas of La Salle County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.87 mile upstream of U.S. Route 6/Norris Drive</ENT>
              <ENT>+474</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Goose Creek</ENT>
              <ENT>At the confluence with the Fox River</ENT>
              <ENT>+474</ENT>
              <ENT>City of Ottawa, Unincorporated Areas of La Salle County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 100 feet upstream of Champlain Street</ENT>
              <ENT>+474</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Illinois River</ENT>
              <ENT>Approximately 0.51 mile downstream of the confluence with Cedar Creek</ENT>
              <ENT>+463</ENT>
              <ENT>City of La Salle, City of Marseilles, City of Oglesby, City of Ottawa, City of Peru, Unincorporated Areas of La Salle County, Village of Naplate, Village of North Utica, Village of Seneca.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1.1 miles upstream of IL-170</ENT>
              <ENT>+498</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Mendota Creek</ENT>
              <ENT>Approximately 0.4 mile downstream of 1st Street</ENT>
              <ENT>+724</ENT>
              <ENT>City of Mendota, Unincorporated Areas of La Salle County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.55 mile upstream of Lakewood Plaza Drive</ENT>
              <ENT>+767</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Rat Run</ENT>
              <ENT>At the confluence with the Illinois River</ENT>
              <ENT>+495</ENT>
              <ENT>Unincorporated Areas of La Salle County, Village of Seneca.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 125 feet downstream of IL-170</ENT>
              <ENT>+495</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of La Salle</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 745 2nd Street, La Salle, IL 61301.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Marseilles</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 209 Lincoln Street, Marseilles, IL 61341.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Mendota</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 800 Washington Street, Mendota, IL 61342.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Oglesby</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 110 East Walnut Street, Oglesby, IL 61348.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Ottawa</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 301 West Madison Street, Ottawa, IL 61350.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Peru</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 1727 4th Street, Peru, IL 61354.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of La Salle County</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">Maps are available for inspection at the La Salle County Courthouse, Etna Road Complex, 707 East Etna Road, Ottawa, IL 61350.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of Naplate</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Village Hall, 2000 West Ottawa Avenue, Naplate, IL 61350.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of North Utica</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Village Hall, 801 South Clark Street, North Utica, IL 61373.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of Seneca</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Village Hall, 340 North Cash Street, Seneca, IL 61360.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of Tonica</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Village Hall, 308 Uncas Street, Tonica, IL 61370.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Lawrence County, Illinois, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1125</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Brushy Creek</ENT>
              <ENT>Approximately 100 feet downstream of North 1550th Street (County Route 5)</ENT>
              <ENT>+437</ENT>
              <ENT>Unincorporated Areas of Lawrence County.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="36377"/>
              <ENT I="22"/>
              <ENT>At the downstream side of North 1550th Street (County Route 5)</ENT>
              <ENT>+437</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Wabash River</ENT>
              <ENT>Approximately 3.5 miles downstream of Wabash Cannonball Railroad Bridge</ENT>
              <ENT>+415</ENT>
              <ENT>City of St. Francisville.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 0.5 mile downstream of Wabash Cannonball Railroad Bridge</ENT>
              <ENT>+417</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">City of St. Francisville</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 207 South 6th Street, St. Francisville, IL 62460.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Lawrence County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Lawrence County Courthouse, 1100 State Street, Lawrenceville, IL 62439.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Moultrie County, Illinois, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1101</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Dalton City Drain</ENT>
              <ENT>At the confluence with Marrowbone Creek</ENT>
              <ENT>+672</ENT>
              <ENT>Unincorporated Areas of Moultrie County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At State Route 128</ENT>
              <ENT>+687</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Lowe No. 2</ENT>
              <ENT>Approximately 1,100 feet downstream of Vine Street</ENT>
              <ENT>+656</ENT>
              <ENT>Unincorporated Areas of Moultrie County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 540 feet upstream of Progress Street</ENT>
              <ENT>+662</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Moultrie County</E>
              </ENT>
            </ROW>
            
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Moultrie County Courthouse, Planning and Zoning Department, 10 South Main Street, Suite 1, Sullivan, IL 61951.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Black Hawk County, Iowa, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1060</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Big Woods Creek</ENT>
              <ENT>Approximately 88 feet upstream of Lone Tree Road</ENT>
              <ENT>+864</ENT>
              <ENT>City of Cedar Falls, Unincorporated Areas of Black Hawk County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of Cedar-Wapsi Road</ENT>
              <ENT>+920</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Big Woods Creek Upper Diversion</ENT>
              <ENT>Approximately 0.5 mile upstream of Mount Vernon Road</ENT>
              <ENT>+870</ENT>
              <ENT>Unincorporated Areas of Black Hawk County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.6 mile upstream of Cedar-Wapsi Road</ENT>
              <ENT>+875</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Black Hawk Creek</ENT>
              <ENT>Just upstream of West Shaulis Road</ENT>
              <ENT>+870</ENT>
              <ENT>City of Hudson, City of Waterloo,</ENT>
            </ROW>
            <ROW>
              <ENT I="21">Unincorporated Areas of Black Hawk County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 975 feet downstream of Zaneta Road</ENT>
              <ENT>+891</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cedar River</ENT>
              <ENT>Just upstream of Lone Tree Road and I-218</ENT>
              <ENT>+864</ENT>
              <ENT>City of Cedar Falls.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>East of Big Woods Road and approximately 0.3 mile south of Dunkerton Road along Illinois Central Gulf Railroad</ENT>
              <ENT>+864</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cedar River</ENT>
              <ENT>Approximately 0.6 mile downstream of I-218</ENT>
              <ENT>+859</ENT>
              <ENT>City of Cedar Falls, City of Waterloo, Unincorporated Areas of Black Hawk County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 2.1 miles upstream of Center Street</ENT>
              <ENT>+869</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cedar River Diversion Channel</ENT>
              <ENT>Approximately 440 feet downstream of State Highway 57</ENT>
              <ENT>+860</ENT>
              <ENT>City of Cedar Falls.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1.3 miles upstream of Illinois Central Railroad</ENT>
              <ENT>+865</ENT>
            </ROW>
            <ROW>
              <ENT I="01">City View Branch</ENT>
              <ENT>Approximately 0.3 mile downstream of Independence Avenue</ENT>
              <ENT>+847</ENT>
              <ENT>City of Waterloo.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of Chicago and North Western Railroad</ENT>
              <ENT>+859</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="36378"/>
              <ENT I="01">Crane Creek</ENT>
              <ENT>Approximately 117 feet downstream of Wheeler Road</ENT>
              <ENT>+936</ENT>
              <ENT>City of Dunkerton, Unincorporated Areas of Black Hawk County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of East Cedar Wapsi Road</ENT>
              <ENT>+967</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Crossroads Creek</ENT>
              <ENT>Approximately 91 feet downstream of Hess Road</ENT>
              <ENT>+845</ENT>
              <ENT>City of Waterloo.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 514 feet upstream of Alexander Drive</ENT>
              <ENT>+871</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Crossroads Creek Diversion</ENT>
              <ENT>Approximately 91 feet downstream of Hess Road</ENT>
              <ENT>+849</ENT>
              <ENT>City of Waterloo.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.3 mile upstream of Sarah Drive</ENT>
              <ENT>+867</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Dry Run Creek Diversion</ENT>
              <ENT>Approximately 25 feet upstream of 20th Street</ENT>
              <ENT>+864</ENT>
              <ENT>City of Cedar Falls.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 225 feet downstream of Seerley Boulevard</ENT>
              <ENT>+866</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Dry Run Creek at Cedar Falls</ENT>
              <ENT>Approximately 293 feet downstream of Illinois Central Gulf Railroad</ENT>
              <ENT>+852</ENT>
              <ENT>City of Cedar Falls.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 540 feet downstream of U.S. Route 20</ENT>
              <ENT>+928</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Dry Run Creek at Waterloo</ENT>
              <ENT>Approximately 664 feet downstream of Commercial Street</ENT>
              <ENT>#2</ENT>
              <ENT>City of Waterloo.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 106 feet upstream of Byron Avenue</ENT>
              <ENT>+861</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.5 mile upstream of Kimball Avenue</ENT>
              <ENT>+942</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Maywood Branch</ENT>
              <ENT>Approximately 0.4 mile downstream of Bishop Avenue</ENT>
              <ENT>+855</ENT>
              <ENT>City of Waterloo.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just upstream of Bishop Avenue</ENT>
              <ENT>+857</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Myers Lake</ENT>
              <ENT>West end of lake</ENT>
              <ENT>+838</ENT>
              <ENT>City of Evansdale.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>East end of lake</ENT>
              <ENT>+838</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponded Area No. 2, from Elk Run Creek, landside of levee</ENT>
              <ENT>North end of ponding area, approximately 0.3 mile downstream of LaFayette Road</ENT>
              <ENT>+836</ENT>
              <ENT>City of Evansdale.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>South end of ponding area, approximately 0.4 mile upstream of Gilbert Road</ENT>
              <ENT>+836</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponded Area No.1 from Elk Run Creek, landside of levee</ENT>
              <ENT>North end of ponding area, approximately 150 feet downstream of Gilbert Drive</ENT>
              <ENT>+836</ENT>
              <ENT>City of Evansdale.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>South end of ponding area, approximately 350 feet upstream of State Route 380</ENT>
              <ENT>+836</ENT>
            </ROW>
            <ROW>
              <ENT I="01">South West Branch of Dry Run Creek</ENT>
              <ENT>Approximately 279 feet downstream of Main Street</ENT>
              <ENT>+865</ENT>
              <ENT>City of Cedar Falls.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1.8 miles upstream of Future Greenhill Road</ENT>
              <ENT>+921</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Stream No. 13</ENT>
              <ENT>Approximately 1.0 mile downstream of Wagner Road</ENT>
              <ENT>+856</ENT>
              <ENT>City of Waterloo.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 364 feet upstream of Airline Highway</ENT>
              <ENT>+863</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Stream No. 36</ENT>
              <ENT>Approximately 1.0 mile downstream of Wagner Road</ENT>
              <ENT>+863</ENT>
              <ENT>City of Waterloo, Unincorporated Areas of Black Hawk County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.4 mile downstream of Dunkerton Road</ENT>
              <ENT>+870</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Sunnyside Creek</ENT>
              <ENT>Approximately 0.3 mile downstream of Martin Road</ENT>
              <ENT>+855</ENT>
              <ENT>City of Waterloo.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 130 feet upstream of 4th Street</ENT>
              <ENT>+878</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Sunnyside Creek Bypass</ENT>
              <ENT>Approximately 0.6 mile downstream of Marine Avenue</ENT>
              <ENT>+861</ENT>
              <ENT>City of Waterloo.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 450 feet upstream of Marine Avenue</ENT>
              <ENT>+869</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Unnamed Tributary to Big Woods Creek</ENT>
              <ENT>Just downstream of Dunkerton Road</ENT>
              <ENT>+864</ENT>
              <ENT>City of Cedar Falls.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 408 feet west of I-218</ENT>
              <ENT>+864</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Unnamed Tributary to Big Woods Creek</ENT>
              <ENT>Approximately 0.5 mile upstream of Mount Vernon Road</ENT>
              <ENT>+871</ENT>
              <ENT>Unincorporated Areas of Black Hawk County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just upstream of Dunkerton Road</ENT>
              <ENT>+871</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Unnamed Tributary to Cedar River</ENT>
              <ENT>Approximately 182 feet downstream of Dunkerton Road</ENT>
              <ENT>+864</ENT>
              <ENT>City of Cedar Falls.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just upstream of Lone Tree Road</ENT>
              <ENT>+864</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Wolf Creek</ENT>
              <ENT>Approximately 0.6 mile downstream of Bike Path</ENT>
              <ENT>+815</ENT>
              <ENT>City of La Porte City.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1.3 miles upstream of Main Street</ENT>
              <ENT>+824</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Wolf Creek Overflow</ENT>
              <ENT>Approximately 0.4 mile downstream of 8th Street</ENT>
              <ENT>+815</ENT>
              <ENT>City of La Porte City, Unincorporated Areas of Black Hawk County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 1.3 miles upstream of Poplar Street</ENT>
              <ENT>+823</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">City of Cedar Falls</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 220 Clay Street, Cedar Falls, IA 50613.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Dunkerton</E>
              </ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="36379"/>
              <ENT I="22">Maps are available for inspection at 200 Tower Street, Dunkerton, IA 50626.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Evansdale</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 123 North Evans Road, Evansdale, IA 50707</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Hudson</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 525 Jefferson Street, Hudson, IA 50643.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of La Porte City</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 202 Main Street, La Porte City, IA 50651.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">City of Waterloo</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 715 Mulberry Street, Waterloo, IA 50703.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Unincorporated Areas of Black Hawk County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 316 East 5th Street, Suite 203, Waterloo, IA 50703.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Clinton County, Iowa, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1100</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Mississippi River</ENT>
              <ENT>Approximately 11.2 miles downstream of U.S. Route 30</ENT>
              <ENT>+585</ENT>
              <ENT>City of Camanche, City of Clinton,</ENT>
            </ROW>
            <ROW>
              <ENT I="21">Unincorporated Areas of Clinton County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 12.8 miles upstream of State Highway 136</ENT>
              <ENT>+594</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Camanche</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 917 3rd Street, Camanche, IA 52730.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Clinton</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 110 5th Avenue South, Clinton, IA 52732.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Unincorporated Areas of Clinton County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 329 East 11th Street, DeWitt, IA 52742.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Louisa County, Iowa, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1093</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Mississippi River</ENT>
              <ENT>Approximately 8.3 miles downstream of the confluence with the Iowa River</ENT>
              <ENT>+544</ENT>
              <ENT>Unincorporated Areas of Louisa County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 1.4 miles upstream of the confluence with Michaels Creek</ENT>
              <ENT>+552</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Louisa County</E>
              </ENT>
            </ROW>
            
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Louisa County Courthouse, 117 South Main Street, Wapello, IA 52653.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Muscatine County, Iowa, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1089</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Mississippi River</ENT>
              <ENT>Approximately 7.1 miles downstream of State Route 92</ENT>
              <ENT>+554</ENT>
              <ENT>City of Muscatine,</ENT>
            </ROW>
            <ROW>
              <ENT I="21">Unincorporated Areas of Muscatine County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 3.3 miles upstream of the confluence with Pine Creek</ENT>
              <ENT>+560</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Mud Creek</ENT>
              <ENT>Approximately 1.2 miles upstream of Story Avenue</ENT>
              <ENT>+658</ENT>
              <ENT>City of Wilton.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 1.4 miles upstream of Story Avenue</ENT>
              <ENT>+658</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <PRTPAGE P="36380"/>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">City of Muscatine</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 215 Sycamore Street, Muscatine, IA 52761.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Wilton</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 104 East 4th Street, Wilton, IA 52778.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Muscatine County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 3610 Park Avenue West, Muscatine, IA 52761.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Hart County, Kentucky, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1089</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Bacon Creek (backwater effects from Nolin Lake)</ENT>
              <ENT>From the confluence with Nolin Lake to approximately 0.7 mile upstream of Charles Jaggers Road</ENT>
              <ENT>+560</ENT>
              <ENT>Unincorporated Areas of Hart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Bacon Creek Tributary 41 (backwater effects from Nolin Lake)</ENT>
              <ENT>From the confluence with Bacon Creek to approximately 0.5 mile upstream of the confluence with Bacon Creek</ENT>
              <ENT>+560</ENT>
              <ENT>Unincorporated Areas of Hart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cane Run (backwater effects from Nolin Lake)</ENT>
              <ENT>From the confluence with Nolin Lake to approximately 0.5 mile upstream of the confluence with Cane Run Tributary 11</ENT>
              <ENT>+560</ENT>
              <ENT>Unincorporated Areas of Hart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cane Run Tributary 13 (backwater effects from Nolin Lake)</ENT>
              <ENT>From the confluence with Nolin Lake to approximately 0.8 mile upstream of the confluence with Nolin Lake</ENT>
              <ENT>+560</ENT>
              <ENT>Unincorporated Areas of Hart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Little Dog Creek (backwater effects from Nolin Lake)</ENT>
              <ENT>From the confluence with Nolin Lake to approximately 1.3 miles upstream of the confluence with Nolin Lake</ENT>
              <ENT>+560</ENT>
              <ENT>Unincorporated Areas of Hart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Nolin Lake</ENT>
              <ENT>Entire shoreline</ENT>
              <ENT>+560</ENT>
              <ENT>Unincorporated Areas of Hart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Nolin River (backwater effects from Nolin Lake)</ENT>
              <ENT>From the confluence with Nolin Lake to approximately 3.1 miles downstream of Wheelers Mill Road</ENT>
              <ENT>+560</ENT>
              <ENT>Unincorporated Areas of Hart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Nolin River Tributary 2 (backwater effects from Nolin Lake)</ENT>
              <ENT>From the confluence with Nolin Lake to approximately 1,692 feet upstream of the confluence with Nolin Lake</ENT>
              <ENT>+560</ENT>
              <ENT>Unincorporated Areas of Hart County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="01">Nolin River Tributary 24 (backwater effects from Nolin Lake)</ENT>
              <ENT>From the confluence with Nolin Lake to approximately 268 feet upstream of Robbin Lane</ENT>
              <ENT>+560</ENT>
              <ENT>Unincorporated Areas of Hart County.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Hart County</E>
              </ENT>
            </ROW>
            
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Hart County Courthouse, 200 Main Street, Munfordville, KY 42765.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Meade County, Kentucky, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1089</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Ohio River</ENT>
              <ENT>Approximately 2.8 miles upstream of the confluence with Watson Run (River Mile 683.25)</ENT>
              <ENT>+421</ENT>
              <ENT>City of Brandenburg, Unincorporated Areas of Meade County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 0.7 mile downstream of Lock and Dam No. 43 (River Mile 634.0)</ENT>
              <ENT>+442</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Brandenburg</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 737 High Street, Brandenburg, KY 40108.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Meade County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Office of the Executive County Judge, 516 Fairway Drive, Brandenburg, KY 40108.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="36381"/>
              <ENT I="21">
                <E T="02">Marion County, Mississippi, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1117</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Pearl River</ENT>
              <ENT>Approximately 5.5 miles downstream of State Highway 98</ENT>
              <ENT>+134</ENT>
              <ENT>City of Columbia, Unincorporated Areas of Marion County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 5 miles upstream of State Highway 35</ENT>
              <ENT>+154</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Columbia</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 201 2nd Street, Columbia, MS 39429.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Marion County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 250 Broad Street, Columbia, MS 39429.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Prentiss County, Mississippi, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1083</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00" RUL="s">
              <ENT I="01">Tennessee-Tombigbee Waterway (Bay Springs Lake)</ENT>
              <ENT>Entire shoreline within community</ENT>
              <ENT>+420</ENT>
              <ENT>Unincorporated Areas of Prentiss County.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Prentiss County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Prentiss County Courthouse, 2301 North 2nd Street, Booneville, MS 38829.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Gasconade County, Missouri, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1115</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Brushy Fork (backwater effects from Missouri River)</ENT>
              <ENT>From the confluence with First Creek to approximately 0.64 mile upstream of the confluence with Howard Creek</ENT>
              <ENT>+526</ENT>
              <ENT>Unincorporated Areas of Gasconade County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cole Creek (backwater effects from Missouri River)</ENT>
              <ENT>From the confluence with the Missouri River to approximately 1.4 miles upstream of the confluence with the Missouri River</ENT>
              <ENT>+522</ENT>
              <ENT>Unincorporated Areas of Gasconade County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">First Creek (backwater effects from Missouri River)</ENT>
              <ENT>From the confluence with the Gasconade River to approximately 1,320 feet upstream of the confluence with First Creek Tributary 6</ENT>
              <ENT>+526</ENT>
              <ENT>Unincorporated Areas of Gasconade County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">First Creek Tributary 6 (backwater effects from Missouri River)</ENT>
              <ENT>From the confluence with First Creek to approximately 1,478 feet upstream the confluence with First Creek</ENT>
              <ENT>+526</ENT>
              <ENT>Unincorporated Areas of Gasconade County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Frene Creek (backwater effects from Missouri River)</ENT>
              <ENT>From the confluence with the Missouri River to approximately 68 feet downstream of 14th Street</ENT>
              <ENT>+519</ENT>
              <ENT>City of Hermann, Unincorporated Areas of Gasconade County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Frene Creek Tributary 8 (backwater effects from Missouri River)</ENT>
              <ENT>From the confluence with Frene Creek to approximately 314 feet upstream of Schiefers Branch Road</ENT>
              <ENT>+519</ENT>
              <ENT>City of Hermann, Unincorporated Areas of Gasconade County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Gasconade River (backwater effects from Missouri River)</ENT>
              <ENT>From the confluence with the Missouri River to approximately 0.58 mile downstream of the confluence with Gasconade River Tributary 26</ENT>
              <ENT>+526</ENT>
              <ENT>Unincorporated Areas of Gasconade County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Howard Creek (backwater effects from Missouri River)</ENT>
              <ENT>From the confluence with Brushy Fork to approximately 0.74 mile upstream of the confluence with Brushy Fork</ENT>
              <ENT>+526</ENT>
              <ENT>Unincorporated Areas of Gasconade County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Little Berger Creek (backwater effects from Missouri River)</ENT>
              <ENT>From the confluence with the Missouri River to Missouri Route 100</ENT>
              <ENT>+515</ENT>
              <ENT>Unincorporated Areas of Gasconade County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Missouri River</ENT>
              <ENT>Approximately 0.7 mile upstream of the confluence with Little Berger Creek in Franklin County</ENT>
              <ENT>+516</ENT>
              <ENT>Unincorporated Areas of Gasconade County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 690 feet downstream of the confluence with Shawnee Creek</ENT>
              <ENT>+528</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="36382"/>
              <ENT I="01">Richland Creek (backwater effects from Missouri River)</ENT>
              <ENT>From the confluence with the Gasconade River to approximately 1,816 feet downstream of the confluence with Richland Creek Tributary 2</ENT>
              <ENT>+526</ENT>
              <ENT>Unincorporated Areas of Gasconade County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="01">Sugar Creek (backwater effects from Missouri River)</ENT>
              <ENT>From approximately 0.68 mile downstream of Missouri Route J to the confluence with the Gasconade River</ENT>
              <ENT>+526</ENT>
              <ENT>Unincorporated Areas of Gasconade County.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Hermann</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 1902 Jefferson Street, Hermann, MO 65041.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Gasconade County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 119 East 1st Street, Hermann, MO 65041.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">McHenry County, North Dakota, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1126</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00" RUL="s">
              <ENT I="01">Mouse River</ENT>
              <ENT>Approximately 1.25 miles upstream of U.S. Route 2</ENT>
              <ENT>+1462</ENT>
              <ENT>Unincorporated Areas of McHenry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 3.26 miles upstream of U.S. Route 2</ENT>
              <ENT>+1462</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of McHenry County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">Maps are available for inspection at 407 Main Street South, Towner, ND 58788.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Darke County, Ohio, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1114</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Indian Creek</ENT>
              <ENT>Approximately 300 feet upstream of the confluence with Swamp Creek</ENT>
              <ENT>+968</ENT>
              <ENT>Village of Versailles.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,000 feet upstream of the confluence with Swamp Creek</ENT>
              <ENT>+968</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Painter Creek</ENT>
              <ENT>Approximately 50 feet upstream of State Highway 49</ENT>
              <ENT>+1030</ENT>
              <ENT>Unincorporated Areas of Darke County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Just downstream of Hollansburg-Sampson Road</ENT>
              <ENT>+1049</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Darke County</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="21">Maps are available for inspection at 520 South Broadway Street, Greenville, OH 45331.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of Versailles</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 177 North Center Street, Versailles, OH 45380.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Seminole County, Oklahoma, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1064</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Tributary 3 of Magnolia Creek</ENT>
              <ENT>Approximately 1.3 miles upstream of the confluence with Tributary 1 of Tributary 3 of Magnolia Creek</ENT>
              <ENT>+953</ENT>
              <ENT>Unincorporated Areas of Seminole County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 1.7 miles upstream of the confluence with Tributary 1 of Tributary 3 of Magnolia Creek</ENT>
              <ENT>+967</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <PRTPAGE P="36383"/>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Seminole County</E>
              </ENT>
            </ROW>
            
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 110 South Wewoka Avenue, Wewoka, OK 74884.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Potter County, Pennsylvania (All Jurisdictions)</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1110</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Freeman Run</ENT>
              <ENT>Approximately 0.7 mile downstream of State Route 607 (Main Street)</ENT>
              <ENT>+1311</ENT>
              <ENT>Township of Portage.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.6 mile downstream of State Route 607 (Main Street)</ENT>
              <ENT>+1316</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Oswayo Creek</ENT>
              <ENT>Approximately 1.8 miles upstream of State Route 44</ENT>
              <ENT>+1567</ENT>
              <ENT>Township of Clara.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 2.2 miles upstream of State Route 44</ENT>
              <ENT>+1572</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Township of Clara</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Clara Township Building, 566 Clara Road, Shinglehouse, PA 16748.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Township of Portage</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Portage Township Hall, 23 State Street, Austin, PA 16720.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Robertson County, Texas, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1091</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Little Brazos River</ENT>
              <ENT>At the confluence with Lost Creek</ENT>
              <ENT>+268</ENT>
              <ENT>Unincorporated Areas of Robertson County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of Gifford Hill Road</ENT>
              <ENT>+276</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Lost Creek</ENT>
              <ENT>At the confluence with the Little Brazos River</ENT>
              <ENT>+268</ENT>
              <ENT>Unincorporated Areas of Robertson County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of Union Pacific Railroad</ENT>
              <ENT>+272</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,900 feet downstream of Black Jack Road</ENT>
              <ENT>+305</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 800 feet upstream of Old Henry Prairie Road</ENT>
              <ENT>+338</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Sandy Creek</ENT>
              <ENT>At the confluence with the Little Brazos River</ENT>
              <ENT>+274</ENT>
              <ENT>Unincorporated Areas of Robertson County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of Vaughn Lane</ENT>
              <ENT>+287</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just upstream of Union Pacific Railroad</ENT>
              <ENT>+302</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,970 feet upstream of the confluence with Sandy Creek Tributary 3</ENT>
              <ENT>+320</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Sandy Creek Tributary 2</ENT>
              <ENT>At the confluence with Sandy Creek</ENT>
              <ENT>+312</ENT>
              <ENT>Unincorporated Areas of Robertson County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 1,400 feet upstream of the confluence with Sandy Creek</ENT>
              <ENT>+314</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Robertson County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 102 East Decherd Street, Franklin, TX 77856.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Chittenden County, Vermont (All Jurisdictions)</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket Nos.: FEMA-B-1072 and FEMA-B-1139</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Browns River</ENT>
              <ENT>Approximately 1,500 feet upstream of Brown River Road (Route 128)</ENT>
              <ENT>+354</ENT>
              <ENT>Town of Essex, Town of Jericho, Town of Underhill, Town of Westford.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 100 feet upstream of Stevensville Road</ENT>
              <ENT>+819</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="36384"/>
              <ENT I="01">Winooski River</ENT>
              <ENT>Approximately 450 feet upstream of Essex Road (Park Street)</ENT>
              <ENT>+286</ENT>
              <ENT>Town of Bolton, Town of Essex, Town of Jericho, Town of Williston, Village of Essex Junction.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,500 feet upstream of Central Vermont Railroad</ENT>
              <ENT>+356</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Winooski River</ENT>
              <ENT>Approximately 0.7 mile upstream of the confluence with Lake Champlain</ENT>
              <ENT>+102</ENT>
              <ENT>City of Burlington, City of South Burlington, City of Winooski, Town of Colchester.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,200 feet downstream of Main Street/Colchester Avenue</ENT>
              <ENT>+116</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Winooski River</ENT>
              <ENT>Approximately 1,200 feet downstream of I-89</ENT>
              <ENT>+165</ENT>
              <ENT>City of South Burlington, Town of Colchester.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 1,100 feet upstream of I-89</ENT>
              <ENT>+167</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Burlington</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 149 Church Street, Burlington, VT 05401.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of South Burlington</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 575 Dorset Street, South Burlington, VT 05403.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Winooski</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 27 West Allen Street, Winooski, VT 05404.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Bolton</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Town Hall, 3045 Theodore Roosevelt Highway, Bolton, VT 05676.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Colchester</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 781 Blakely Road, Colchester, VT 05446.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Essex</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Essex Town Hall, 81 Main Street, Essex Junction, VT 05452.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Jericho</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Town Hall, 67 Vermont Route 15, Jericho, VT 05465.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Underhill</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Underhill Town Hall, 12 Pleasant Valley Road, Underhill Center, VT 05490.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Westford</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Town Office, 1713 Vermont Route 128, Westford, VT 05494.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Williston</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Town Hall, 7900 Williston Road, Williston, VT 05495.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of Essex Junction</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at Lincoln Hall, 2 Lincoln Street, Essex Junction, VT 05452.</ENT>
            </ROW>
          </GPOTABLE>
        </REGTEXT>
        <EXTRACT>
          <FP>(Catalog of Federal Domestic Assistance No. 97.022, “Flood Insurance.”)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: May 17, 2011.</DATED>
          <NAME>Sandra K. Knight,</NAME>
          <TITLE>Deputy Federal Insurance and Mitigation Administrator,Mitigation,Department of Homeland Security,Federal Emergency Management Agency.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15507 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-12-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <CFR>47 CFR Part 73</CFR>
        <DEPDOC>[DA 11-932; MB Docket No. 09-219; RM-11581]</DEPDOC>
        <SUBJECT>Radio Broadcasting Services; Brackettville, TX</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Audio Division grants a Petition for Rule Making issued at the request of RF Services, Inc., licensee of a new FM station at Rocksprings, Texas, that requests the deletion of vacant Channel 234A at Brackettville to accommodate the hybrid application, which requests the substitution of Channel 234C3 for Channel 235C3 at Rocksprings, Texas, reallotment of Channel 234C3 from Rocksprings, to Brackettville, Texas, and modification of the new FM station authorization.<E T="03">See</E>File No. BNPH-20091019AFF.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective July 5, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Secretary, Federal Communications Commission, 445 Twelfth Street, SW., Washington, DC 20554.</P>
        </ADD>
        <FURINF>
          <PRTPAGE P="36385"/>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Rolanda F. Smith, Media Bureau, (202) 418-2180.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This is a summary of the Commission's<E T="03">Report and Order,</E>MB Docket No. 09-219, adopted May 19, 2011, and released May 20, 2011. The<E T="03">Notice of Proposed Rule Making</E>proposed the deletion of vacant Channel 234A at Brackettville.<E T="03">See</E>75 FR 4037, published January 26, 2010. The full text of this Commission decision is available for inspection and copying during normal business hours in the Commission's Reference Information Center, 445 12th Street, SW., Washington, DC 20554. The complete text of this decision may also be purchased from the Commission's duplicating contractor, Best Copy and Printing, Inc., 445 12th Street, SW., Room CY-B402, Washington, DC 20554, telephone 1-800-378-3160 or<E T="03">http://www.BCPIWEB.com.</E>This document does not contain proposed information collection requirements subject to the Paperwork Reduction Act of 1995, Public Law 104-13. In addition, therefore, it does not contain any proposed information collection burden “for small business concerns with fewer than 25 employees,” pursuant to the Small Business Paperwork Relief Act of 2002, Public Law 107-198,<E T="03">see</E>44 U.S.C. 3506(c)(4). The Commission will send a copy of this<E T="03">Report and Order</E>in a report to be sent to Congress and the Government Accountability Office pursuant to the Congressional Review Act,<E T="03">see</E>5 U.S.C. 801(a)(1)(A).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 47 CFR Part 73</HD>
          <P>Radio, Radio broadcasting.</P>
        </LSTSUB>
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Nazifa Sawez,</NAME>
          <TITLE>Assistant Chief, Audio Division, Media Bureau.</TITLE>
        </SIG>
        
        <P>For the reasons discussed in the preamble, the Federal Communications Commission amends 47 CFR part 73 as follows:</P>
        <REGTEXT PART="73" TITLE="47">
          <PART>
            <HD SOURCE="HED">PART 73—RADIO BROADCAST SERVICES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 73 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>47 U.S.C. 154, 303, 334, 336, and 339.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="73" TITLE="47">
          <SECTION>
            <SECTNO>§ 73.202</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. Section 73.202(b), the Table of FM Allotments under Texas, is amended by removing Brackettville, Channel 234A.</AMDPAR>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15610 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </RULE>
  </RULES>
  <VOL>76</VOL>
  <NO>120</NO>
  <DATE>Wednesday, June 22, 2011</DATE>
  <UNITNAME>Proposed Rules</UNITNAME>
  <PRORULES>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="36386"/>
        <AGENCY TYPE="F">NUCLEAR REGULATORY COMMISSION</AGENCY>
        <CFR>10 CFR Part 30</CFR>
        <DEPDOC>[Docket No. PRM-30-65; NRC-2011-0134]</DEPDOC>
        <SUBJECT>Petition for Rulemaking Submitted by Annette User on Behalf of GE Osmonics, Inc.</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Nuclear Regulatory Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Petition for rulemaking; receipt and request for comment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The U.S. Nuclear Regulatory Commission (NRC) is publishing for comment a notice of receipt of a petition for rulemaking, dated April 18, 2011, which was filed with the NRC by Annette User on behalf of GE Osmonics, Inc (the petitioner). The petition was docketed by the NRC on April 20, 2011, and has been assigned Docket No. PRM-30-65. The petitioner requests that the NRC amend its regulations regarding the commercial distribution of byproduct material to allow recipients of exempt quantities of polymer (polycarbonate or polyester) track etch (PCTE) membranes that have been irradiated with mixed fission products (MFP) to commercially redistribute the material without a license.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Submit comments by September 6, 2011. Comments received after this date will be considered if it is practical to do so, but the NRC is able to assure consideration only for comments received on or before this date.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Please include Docket ID NRC-2011-0134 in the subject line of your comments. For instructions on submitting comments and accessing documents related to this action, see “Submitting Comments and Accessing Information” in the<E T="02">SUPPLEMENTARY INFORMATION</E>section of this document. You may submit comments by any one of the following methods:</P>
          <P>•<E T="03">Federal rulemaking Web site:</E>Go to<E T="03">http://www.regulations.gov</E>and search for documents filed under Docket ID NRC-2011-0134. Address questions about NRC dockets to Carol Gallagher, telephone: 301-492-3668; e-mail:<E T="03">Carol.Gallagher@nrc.gov</E>.</P>
          <P>•<E T="03">Mail comments to:</E>Secretary, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, ATTN: Rulemakings and Adjudications Staff.</P>
          <P>•<E T="03">E-mail comments to: Rulemaking.Comments@nrc.gov.</E>If you do not receive a reply e-mail confirming that we have received your comments, contact us directly at 301-415-1966.</P>
          <P>•<E T="03">Hand deliver comments to:</E>11555 Rockville Pike, Rockville, Maryland 20852 between 7:30 a.m. and 4:15 p.m. during Federal workdays (Telephone 301-415-1966).</P>
          <P>•<E T="03">Fax comments to:</E>Secretary, U.S. Nuclear Regulatory Commission at 301-415-1101.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Cindy Bladey, Chief, Rules, Announcements, and Directives Branch, Division of Administrative Services, Office of Administration, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, telephone: 301-492-3667, e-mail:<E T="03">Cindy.Bladey@nrc.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Submitting Comments and Accessing Information</HD>

        <P>Comments submitted in writing or in electronic form will be posted on the NRC Web site and on the Federal rulemaking Web site,<E T="03">http://www.regulations.gov.</E>Because your comments will not be edited to remove any identifying or contact information, the NRC cautions you against including any information in your submission that you do not want to be publicly disclosed.</P>
        <P>The NRC requests that any party soliciting or aggregating comments received from other persons for submission to the NRC inform those persons that the NRC will not edit their comments to remove any identifying or contact information, and therefore, they should not include any information in their comments that they do not want publicly disclosed.</P>
        <P>You can access publicly available documents related to this document using the following methods:</P>
        <P>•<E T="03">NRC's Public Document Room (PDR):</E>The public may examine and have copied, for a fee, publicly available documents at the NRC's PDR, Room O-1F21, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852.</P>
        <P>•<E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>Publicly available documents created or received at the NRC are available online in the NRC Library at<E T="03">http://www.nrc.gov/reading-rm/adams.html</E>. From this page, the public can gain entry into ADAMS, which provides text and image files of the NRC's public documents. If you do not have access to ADAMS or if there are problems in accessing the documents located in ADAMS, contact the NRC's PDR reference staff at 1-800-397-4209, or 301-415-4737, or by e-mail to<E T="03">PDR.Resource@nrc.gov.</E>
        </P>
        <P>•<E T="03">Federal Rulemaking Web Site:</E>Public comments and supporting materials related to this action can be found at<E T="03">http://www.regulations.gov</E>by searching on Docket ID NRC-2011-0134.</P>
        <HD SOURCE="HD1">Background</HD>
        <P>GE Osmonics, Inc. (GE) is a manufacturer of PCTE/MFP membranes. PCTE membranes are irradiated with MFP in a GE-owned irradiator housed inside a reactor at Texas A&amp;M University. The irradiation is performed by the university, under contract to GE and under Texas A&amp;M NRC License No. R-83, to produce an ion track. After irradiation and a period of storage for decay, the university ships the PCTE/MFP membranes to GE's Bryan, Texas facility, which receives, possesses, and processes the membranes under a Texas Agreement State license. Byproduct material which remains after decay is embedded/tightly bound in the membrane. At the Bryan, Texas facility, GE chemically etches the membranes to produce the desired pore size.</P>
        <P>Until February 2010, GE transferred the PCTE/MFP membranes to two GE redistribution facilities in Westborough, Massachusetts, and Minnetonka, Minnesota. However, GE states that as part of the Bryan, Texas license renewal process, the Texas Department of State Health Services advised GE that it could no longer transfer the PCTE/MFP membranes to those two facilities for commercial distribution without a specific exempt distribution license from the NRC. GE states that it has submitted such a license application to the NRC.</P>

        <P>Annette User, on behalf of GE, submitted a petition for rulemaking dated April 18, 2011, requesting that the NRC amend its regulations regarding the<PRTPAGE P="36387"/>commercial distribution of byproduct material to allow recipients of exempt quantities of PCTE/MFP to commercially redistribute the material without a license. The petitioner states that once GE obtains an exempt quantity distribution license from the NRC, there should be no significant health, safety or common defense and security concerns that would preclude its customers from further redistribution of the material without a license.</P>
        <P>The NRC has determined that the petition meets the threshold sufficiency requirements for a petition for rulemaking under Title 10 of the Code of Federal Regulations (10 CFR), 2.802, and the petition has been docketed as PRM-30-65. The NRC is requesting public comment on the petition for rulemaking.</P>
        <HD SOURCE="HD1">Discussion of the Petition</HD>
        <P>The petitioner states that under current NRC regulations (and with a specific license, if approved), it is able to manufacture and commercially distribute PCTE/MFP membranes to that segment of its customers that will not be further distributing the product for commercial purposes. However, current regulations at 10 CFR 30.18(c) and (d) prohibit the petitioner from distribution of the material to a substantial portion of its customer base that would commercially redistribute the material if authorized to do so.</P>
        <P>The petitioner proposes that 10 CFR 30.18 be modified as follows:</P>
        
        <EXTRACT>
          <P>(c) This section does not authorize for purposes of commercial distribution the production, packaging, repackaging, or transfer of byproduct material or the incorporation of byproduct material into products intended for commercial distribution, except as provided in § 30.18(f).</P>
          <P>(d) Except as provided in § 30.18(f), no person may, for purposes of commercial distribution, transfer byproduct material in the individual quantities set forth in § 30.71 Schedule B, knowing or having reason to believe that such quantities of byproduct material will be transferred to persons exempt under this section or equivalent regulations of an Agreement State, except in accordance with a license issued under § 32.18 of this chapter, which license states that the byproduct material may be transferred by the licensee to persons exempt under this section or the equivalent regulations of an Agreement State.</P>
          <P>(f) Polymer track etch membrane containing mixed fission products in individual quantities, each of which does not exceed the applicable quantity set forth in § 30.71 Schedule B, may be redistributed commercially to any person without the redistributor obtaining a specific license under § 32.18, so long as the person who initially manufactures, processes, produces, packages, repackages, or transfers quantities of byproduct material for commercial distribution obtains a specific license under § 32.18.</P>
        </EXTRACT>
        
        <P>The petitioner has separately requested an NRC exempt distribution license under 10 CFR 32.18 to authorize it to commercially distribute the PCTE/MFP membranes to its customers, and believes that once it obtains the license, there should be no significant health, safety or common defense and security concerns that would preclude its customers from further redistribution without a license. The petitioner included an analysis in the petition for rulemaking document to support its belief. The petitioner states that PCTE/MFP membranes are used in a wide variety of research, medical, academic, scientific and industrial applications. In particular, PCTE/MFP membranes are used in pharmaceutical, medical device, and water filtration applications. The petitioner believes that the amendments are necessary to allow it to distribute the PCTE/MFP membranes to the full range of its customers.</P>
        <SIG>
          <DATED>Dated at Rockville, Maryland this 16th day of June, 2011.</DATED>
          
          <P>For the Nuclear Regulatory Commission.</P>
          <NAME>Annette Vietti-Cook,</NAME>
          <TITLE>Secretary of the Commission.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15593 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7590-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-0570; Directorate Identifier 2011-NM-014-AD]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Airbus Model A300 Series Airplanes; Model A310 Series Airplanes; and Model A300 B4-600, B4-600R, and F4-600R Series Airplanes, and Model C4-605R Variant F Airplanes (Collectively Called A300-600 Series Airplanes)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We propose to adopt a new airworthiness directive (AD) for the products listed above. This proposed AD results from mandatory continuing airworthiness information (MCAI) originated by an aviation authority of another country to identify and correct an unsafe condition on an aviation product. The MCAI describes the unsafe condition as:</P>
          <EXTRACT>
            <STARS/>
            <P>A recent analysis conducted by the manufacturer showed a particular risk for explosive failure of the * * * hydraulic accumulator.</P>
            <P>This condition, if not detected and corrected, might, for some aeroplane installations, lead to damage to all three hydraulic circuits, possibly resulting in loss of control of the aeroplane or could, for certain other aeroplane installations, lead to an undetected fire in the wheel bay.</P>
            <STARS/>
          </EXTRACT>
          <P>The proposed AD would require actions that are intended to address the unsafe condition described in the MCAI.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>We must receive comments on this proposed AD by August 8, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>(202) 493-2251.</P>
          <P>•<E T="03">Mail:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590.</P>
          <P>•<E T="03">Hand Delivery:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>

          <P>For service information identified in this proposed AD, contact Airbus SAS—EAW (Airworthiness Office), 1 Rond Point Maurice Bellonte, 31707 Blagnac Cedex, France; telephone +33 5 61 93 36 96; fax +33 5 61 93 44 51;<E T="03">e-mail:</E>
            <E T="03">account.airworth-eas@airbus.com;</E>Internet<E T="03">http://www.airbus.com.</E>You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Operations office between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this proposed AD, the regulatory evaluation, any comments received, and other information. The street address for the Docket Operations office (telephone (800) 647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Dan Rodina, Aerospace Engineer, International Branch, ANM-116,<PRTPAGE P="36388"/>Transport Airplane Directorate, FAA, 1601 Lind Avenue, SW., Renton, Washington 98057-3356; telephone (425) 227-2125; fax (425) 227-1149.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Comments Invited</HD>

        <P>We invite you to send any written relevant data, views, or arguments about this proposed AD. Send your comments to an address listed under the<E T="02">ADDRESSES</E>section. Include “Docket No. FAA-2011-0570; Directorate Identifier 2011-NM-014-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of this proposed AD. We will consider all comments received by the closing date and may amend this proposed AD based on those comments.</P>
        <P>We will post all comments we receive, without change, to<E T="03">http://www.regulations.gov,</E>including any personal information you provide. We will also post a report summarizing each substantive verbal contact we receive about this proposed AD.</P>
        <HD SOURCE="HD1">Discussion</HD>
        <P>The European Aviation Safety Agency (EASA), which is the Technical Agent for the Member States of the European Community, has issued EASA Airworthiness Directive 2011-0006, dated January 17, 2011 (referred to after this as “the MCAI”), to correct an unsafe condition for the specified products. The MCAI states:</P>
        <EXTRACT>
          
          <P>Since 1984, the design of the hydraulic accumulator installed on all the affected Airbus types has changed. The Part Number (P/N) remained the same, but the manufacturer did not record the serial number of the part that was the first to be manufactured to the changed design specification.</P>
          <P>The new design hydraulic accumulator is manufactured with 2 pieces unit welded, instead of 4 pieces unit with 3 welds (old design) as pictured in Appendix 1 of this [EASA] AD. The welding process of the new design hydraulic accumulator provides a higher strength shell material and more reliability.</P>
          <P>A recent analysis conducted by the manufacturer showed a particular risk for explosive failure of the old design hydraulic accumulator.</P>
          <P>This condition, if not detected and corrected, might, for some aeroplane installations, lead to damage to all three hydraulic circuits, possibly resulting in loss of control of the aeroplane or could, for certain other aeroplane installations, lead to an undetected fire in the wheel bay.</P>
          <P>For the reasons explained above, this [EASA] AD requires a one time detailed visual inspection to identify the old designed accumulators installed on certain hydraulic systems, the replacement of those accumulators by new designed accumulators and, irrespective of findings, the installation of warning placards to avoid installation of old designed accumulators on the affected hydraulic systems.</P>
        </EXTRACT>
        
        <P>You may obtain further information by examining the MCAI in the AD docket.</P>
        <HD SOURCE="HD1">Relevant Service Information</HD>
        <P>Airbus has issued the service bulletins identified in the following table. The actions described in this service information are intended to correct the unsafe condition identified in the MCAI.</P>
        <GPOTABLE CDEF="s200,r50,xs70" COLS="3" OPTS="L2,i1">
          <TTITLE>Table—Service information</TTITLE>
          <BOXHD>
            <CHED H="1">Airbus mandatory servicebulletin—</CHED>
            <CHED H="1">Revision—</CHED>
            <CHED H="1">Dated—</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">A300-29-0126, including Appendices 01 and 02</ENT>
            <ENT>01</ENT>
            <ENT>October 12, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">A300-29-0127</ENT>
            <ENT>Original</ENT>
            <ENT>August 12, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">A300-29-6063, including Appendix 01</ENT>
            <ENT>Original</ENT>
            <ENT>August 12, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">A300-29-6064</ENT>
            <ENT>Original</ENT>
            <ENT>August 12, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">A310-29-2099, including Appendix 01</ENT>
            <ENT>Original</ENT>
            <ENT>August 12, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">A310-29-2100</ENT>
            <ENT>Original</ENT>
            <ENT>August 12, 2010.</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">FAA's Determination and Requirements of This Proposed AD</HD>
        <P>This product has been approved by the aviation authority of another country, and is approved for operation in the United States. Pursuant to our bilateral agreement with the State of Design Authority, we have been notified of the unsafe condition described in the MCAI and service information referenced above. We are proposing this AD because we evaluated all pertinent information and determined an unsafe condition exists and is likely to exist or develop on other products of the same type design.</P>
        <HD SOURCE="HD1">Differences Between This AD and the MCAI or Service Information</HD>
        <P>We have reviewed the MCAI and related service information and, in general, agree with their substance. But we might have found it necessary to use different words from those in the MCAI to ensure the AD is clear for U.S. operators and is enforceable. In making these changes, we do not intend to differ substantively from the information provided in the MCAI and related service information.</P>
        <P>We might also have proposed different actions in this AD from those in the MCAI in order to follow FAA policies. Any such differences are highlighted in a NOTE within the proposed AD.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>Based on the service information, we estimate that this proposed AD would affect about 184 products of U.S. registry. We also estimate that it would take about 7 work-hours per product to comply with the basic requirements of this proposed AD. The average labor rate is $85 per work-hour. Required parts would cost about $197 per product. Where the service information lists required parts costs that are covered under warranty, we have assumed that there will be no charge for these costs. As we do not control warranty coverage for affected parties, some parties may incur costs higher than estimated here. Based on these figures, we estimate the cost of the proposed AD on U.S. operators to be $145,728, or $792 per product.</P>
        <P>In addition, we estimate that any necessary follow-on actions would take about 5 work-hours and require parts costing $10,700, for a cost of $11,125 per product. We have no way of determining the number of products that may need these actions.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. “Subtitle VII: Aviation Programs,” describes in more detail the scope of the Agency's authority.</P>

        <P>We are issuing this rulemaking under the authority described in “Subtitle VII, Part A, Subpart III, Section 44701: General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures<PRTPAGE P="36389"/>the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify this proposed regulation:</P>
        <P>1. Is not a “significant regulatory action” under Executive Order 12866;</P>
        <P>2. Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); and</P>
        <P>3. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>We prepared a regulatory evaluation of the estimated costs to comply with this proposed AD and placed it in the AD docket.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">The Proposed Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          <P>1. The authority citation for part 39 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. The FAA amends § 39.13 by adding the following new AD:</P>
            <EXTRACT>
              
              <FP SOURCE="FP-2">
                <E T="04">Airbus:</E>Docket No. FAA-2011-0570; Directorate Identifier 2011-NM-014-AD.</FP>
              <HD SOURCE="HD1">Comments Due Date</HD>
              <P>(a) We must receive comments by August 8, 2011.</P>
              <HD SOURCE="HD1">Affected ADs</HD>
              <P>(b) None.</P>
              <HD SOURCE="HD1">Applicability</HD>
              <P>(c) This AD applies to the products identified in paragraphs (c)(1), (c)(2), and (c)(3) of this AD, certificated in any category, all manufacturer serial numbers.</P>
              <P>(1) Model A300 B2-1A, B2-1C, B2K-3C, B2-203, B4-2C, B4-103, and B4-203 airplanes.</P>
              <P>(2) Model A310-203, -204, -221, -222, -304, -322, -324, and -325 airplanes.</P>
              <P>(3) Model A300 B4-601, B4-603, B4-620, and B4-622 airplanes; A300 B4-605R and B4-622R airplanes; A300 F4-605R and F4-622R airplanes; and A300 C4-605R Variant F airplanes.</P>
              <HD SOURCE="HD1">Subject</HD>
              <P>(d) Air Transport Association (ATA) of America Code 29: Hydraulic power.</P>
              <HD SOURCE="HD1">Reason</HD>
              <P>(e) The mandatory continuing airworthiness information (MCAI) states:</P>
              <P>A recent analysis conducted by the manufacturer showed a particular risk for explosive failure of the * * * hydraulic accumulator.</P>
              <P>This condition, if not detected and corrected, might, for some aeroplane installations, lead to damage to all three hydraulic circuits, possibly resulting in loss of control of the aeroplane or could, for certain other aeroplane installations, lead to an undetected fire in the wheel bay.</P>
              <HD SOURCE="HD1">Compliance</HD>
              <P>(f) You are responsible for having the actions required by this AD performed within the compliance times specified, unless the actions have already been done.</P>
              <HD SOURCE="HD1">Inspection, Replacement, and Placard Installation</HD>
              <P>(g) Within 30 months or 6,000 flight hours after the effective date of this AD, whichever occurs first: Do a detailed inspection of each type 5 hydraulic accumulator, part number (P/N) 3059103-1, P/N 3059103-2, P/N 3059103-8, and P/N 3059103-9, to determine if an old design accumulator (i.e., pre-1984) is installed on any affected hydraulic circuit indicated in table 1 of this AD, as applicable, in accordance with the Accomplishment Instructions of the applicable Airbus mandatory service bulletin identified in table 2 of this AD.</P>
              <GPOTABLE CDEF="s75,xs60" COLS="2" OPTS="L2,i1">
                <TTITLE>Table 1—Applicable hydraulic circuits</TTITLE>
                <BOXHD>
                  <CHED H="1">Airbus model</CHED>
                  <CHED H="1">Hydraulic circuit</CHED>
                </BOXHD>
                <ROW>
                  <ENT I="01">A300 airplanes pre-modification 02447</ENT>
                  <ENT>Blue and Green.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">A300 airplanes post-modification 02447</ENT>
                  <ENT>Blue.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">A300-600 airplanes</ENT>
                  <ENT>Blue.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">A310 airplanes</ENT>
                  <ENT>Green.</ENT>
                </ROW>
              </GPOTABLE>
              <GPOTABLE CDEF="s150,r40,xs68" COLS="3" OPTS="L2,i1">
                <TTITLE>Table 2—Applicable service information</TTITLE>
                <BOXHD>
                  <CHED H="1" O="L">Airbus mandatory service bulletin—</CHED>
                  <CHED H="1" O="L">Revision —</CHED>
                  <CHED H="1" O="L">Dated —</CHED>
                </BOXHD>
                <ROW>
                  <ENT I="01">A300-29-0126 (for Model A300 airplanes)</ENT>
                  <ENT>01</ENT>
                  <ENT>October 12, 2010.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">A300-29-6063 (for Model A300-600 airplanes)</ENT>
                  <ENT>Original</ENT>
                  <ENT>August 12, 2010.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">A310-29-2099 (for Model A310 airplanes)</ENT>
                  <ENT>Original</ENT>
                  <ENT>August 12, 2010.</ENT>
                </ROW>
              </GPOTABLE>

              <P>(h) If, during any detailed inspection required by paragraph (g) of this AD, an old design hydraulic accumulator (<E T="03">i.e.,</E>pre-1984) is found installed on any affected hydraulic circuit as indicated in table 1 of this AD, as applicable to airplane model, before further flight replace each affected old design accumulator with a new design accumulator, in accordance with the Accomplishment Instructions of the applicable Airbus mandatory service bulletin identified in table 2 of this AD.</P>
              <P>(i) Before further flight after accomplishing the inspection required by paragraph (g) of this AD: Install a placard at the designated location of any affected hydraulic circuit indicated in table 1 of this AD, as applicable to airplane model, in accordance with the Accomplishment Instructions of the applicable Airbus mandatory service bulletin identified in table 3 of this AD.</P>
              <GPOTABLE CDEF="s75,xs64" COLS="2" OPTS="L2,i1">
                <TTITLE>Table 3—Other applicable service information</TTITLE>
                <BOXHD>
                  <CHED H="1" O="L">Airbus Mandatory Service Bulletin—</CHED>
                  <CHED H="1" O="L">Dated—</CHED>
                </BOXHD>
                <ROW>
                  <ENT I="01">A300-29-0127</ENT>
                  <ENT>August 12, 2010.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">A300-29-6064</ENT>
                  <ENT>August 12, 2010.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">A310-29-2100</ENT>
                  <ENT>August 12, 2010.</ENT>
                </ROW>
              </GPOTABLE>
              <HD SOURCE="HD1">FAA AD Differences</HD>
              <NOTE>
                <HD SOURCE="HED">Note 1:</HD>
                <P>This AD differs from the MCAI and/or service information as follows: No differences.</P>
              </NOTE>
              <HD SOURCE="HD1">Other FAA AD Provisions</HD>
              <P>(j) The following provisions also apply to this AD:</P>
              <P>(1)<E T="03">Alternative Methods of Compliance (AMOCs):</E>The Manager, International Branch, ANM-116, Transport Airplane Directorate, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as<PRTPAGE P="36390"/>appropriate. If sending information directly to the International Branch, send it to ATTN: Dan Rodina, Aerospace Engineer, International Branch, ANM-116, Transport Airplane Directorate, FAA, 1601 Lind Avenue SW., Renton, Washington 98057-3356; telephone (425) 227-2125; fax (425) 227-1149. Information may be e-mailed to:<E T="03">9-ANM-116-AMOC-REQUESTS@faa.gov.</E>Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office. The AMOC approval letter must specifically reference this AD.</P>
              <P>(2)<E T="03">Airworthy Product:</E>For any requirement in this AD to obtain corrective actions from a manufacturer or other source, use these actions if they are FAA-approved. Corrective actions are considered FAA-approved if they are approved by the State of Design Authority (or their delegated agent). You are required to assure the product is airworthy before it is returned to service.</P>
              <HD SOURCE="HD1">Related Information</HD>
              <P>(k) Refer to MCAI European Aviation Safety Agency (EASA) Airworthiness Directive 2011-0006, dated January 17, 2011; and the service bulletins identified in table 4 of this AD; for related information.</P>
              <GPOTABLE CDEF="s75,r50,xs68" COLS="3" OPTS="L2,i1">
                <TTITLE>Table 4—Related service information</TTITLE>
                <BOXHD>
                  <CHED H="1" O="L">Airbus Mandatory Service Bulletin—</CHED>
                  <CHED H="1" O="L">Revision—</CHED>
                  <CHED H="1" O="L">Dated—</CHED>
                </BOXHD>
                <ROW>
                  <ENT I="01">A300-29-0126</ENT>
                  <ENT>01</ENT>
                  <ENT>October 12, 2010.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">A300-29-0127</ENT>
                  <ENT>Original</ENT>
                  <ENT>August 12, 2010.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">A300-29-6063</ENT>
                  <ENT>Original</ENT>
                  <ENT>August 12, 2010.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">A300-29-6064</ENT>
                  <ENT>Original</ENT>
                  <ENT>August 12, 2010.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">A310-29-2099</ENT>
                  <ENT>Original</ENT>
                  <ENT>August 12, 2010.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">A310-29-2100</ENT>
                  <ENT>Original</ENT>
                  <ENT>August 12, 2010.</ENT>
                </ROW>
              </GPOTABLE>
            </EXTRACT>
          </SECTION>
          <SIG>
            <DATED>Issued in Renton, Washington, on June 10, 2011.</DATED>
            <NAME>Ali Bahrami,</NAME>
            <TITLE>Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15535 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-0571; Directorate Identifier 2010-NM-263-AD]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; The Boeing Company Model 747SP Series Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We propose to adopt a new airworthiness directive (AD) for the products listed above. This proposed AD would require replacing or modifying the upper and lower rudder power control modules (PCM). This proposed AD was prompted by a report of a rudder hard-over event on a Model 747-400 series airplane, caused by a rudder PCM manifold cracking and separating in the area of the yaw damper cavity end-cap. We are proposing this AD to prevent a failure of the lower or upper rudder PCM manifold, which could result in a hard-over of the rudder surface leading to an increase in pilot workload and a possible high-speed runway excursion upon landing.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>We must receive comments on this proposed AD by August 8, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>202-493-2251.</P>
          <P>•<E T="03">Mail:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590.</P>
          <P>•<E T="03">Hand Delivery:</E>Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>

          <P>For service information identified in this proposed AD, contact Boeing Commercial Airplanes,<E T="03">Attention:</E>Data &amp; Services Management, P.O. Box 3707, MC 2H-65, Seattle, Washington 98124-2207; telephone 206-544-5000, extension 1; fax 206-766-5680; e-mail<E T="03">me.boecom@boeing.com;</E>Internet<E T="03">https://www.myboeingfleet.com.</E>You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this proposed AD, the regulatory evaluation, any comments received, and other information. The street address for the Docket Office (<E T="03">phone:</E>800-647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Marie Hogestad, Aerospace Engineer, Systems and Equipment Branch, ANM-130S, FAA, Seattle Aircraft Certification Office, 1601 Lind Avenue, SW., Renton, Washington 98057-3356;<E T="03">phone:</E>425-917-6418;<E T="03">fax:</E>425-917-6590;<E T="03">e-mail:</E>
            <E T="03">marie.hogestad@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Comments Invited</HD>

        <P>We invite you to send any written relevant data, views, or arguments about this proposal. Send your comments to an address listed under the<E T="02">ADDRESSES</E>section. Include “Docket No. FAA-2011-0571; Directorate Identifier 2010-NM-263-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of this proposed AD. We will consider all comments received by the closing date and may amend this proposed AD because of those comments.</P>
        <P>We will post all comments we receive, without change, to<E T="03">http://www.regulations.gov,</E>including any personal information you provide. We will also post a report summarizing each substantive verbal contact we receive about this proposed AD.</P>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We received a report from an operator of a Model 747-400 series airplane of a lower rudder hard-over event caused by a lower rudder PCM manifold cracking and separating in the area of the yaw damper cavity end-cap. This allowed the yaw damper sleeve to shift, giving the system a lower rudder left input (beyond the yaw damper authority).<PRTPAGE P="36391"/>Yaw damper authority is limited to +/− 4 degrees of rudder command. The failure removed the yaw damper end stop and allowed the yaw damper input to exceed the maximum design yaw damper authority. Although commanding full retract, pilot pedal inputs were ineffective in moving the lower rudder back to the right. We also received three additional reports of cracking in the rudder PCM manifold. These events did not result in a hard-over, but created the need for a retention feature solution specified in AD 2008-13-03, Amendment 39-15566, for Model 747-400, -400D, and -400F series airplanes. Upon investigation, it was determined that the Model 747SP fleet could be susceptible to the same failure because they use the same manifold sub-assembly as the Model 747-400 series airplanes. Cracking in a rudder PCM manifold, if not corrected, could result in a failure of the upper or lower rudder PCM manifold, which could result in a hard-over of the rudder surface leading to an increase in pilot workload and a possible high-speed runway excursion upon landing.</P>
        <HD SOURCE="HD1">Relevant Service Information</HD>
        <P>We reviewed Boeing Alert Service Bulletin 747-27A2497, dated September 30, 2010. The service information describes procedures for either replacing the upper and lower rudder PCMs having Boeing part number (P/N) 60B80093-3 (Parker P/N 241700-1005) or Boeing P/N 60B80093-4 (Parker P/N 241700-1007), with new rudder PCMs having Boeing P/N 60B80093-104 (Parker P/N 241700-9007); or modifying the upper and lower rudder PCMs having Boeing P/N 60B80093-3 (Parker P/N 241700-1005) or Boeing P/N 60B80093-4 (Parker P/N 241700-1007) by replacing the access cap with a two piece cap that includes a retention feature for the yaw damper modulating piston assembly in the rudder PCM.</P>
        <P>Boeing Alert Service Bulletin 747-27A2497, dated September 30, 2010, refers to Parker Service Bulletin 241700-27-333, dated January 26, 2010, as an additional source of guidance for modifying the upper and lower rudder PCMs provided in Option 2 of Work Packages 1 and 2 of Boeing Alert Service Bulletin 747-27A2497, dated September 30, 2010.</P>
        <HD SOURCE="HD1">FAA's Determination</HD>
        <P>We are proposing this AD because we evaluated all the relevant information and determined the unsafe condition described previously is likely to exist or develop in other products of the same type designs.</P>
        <HD SOURCE="HD1">Proposed AD Requirements</HD>
        <P>This proposed AD would require accomplishing the actions specified in the service information described previously.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this proposed AD affects 7 airplanes of U.S. registry.</P>
        <P>We estimate the following costs to comply with this proposed AD:</P>
        <GPOTABLE CDEF="s50,r50,10,10,12" COLS="5" OPTS="L2,i1">
          <TTITLE>Estimated Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per product</CHED>
            <CHED H="1">Cost on U.S.<LI>operators</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Replace rudder PCM (P/N 241700-1007)</ENT>
            <ENT>11 work-hours × $85 per hour = $935</ENT>
            <ENT>$5,856</ENT>
            <ENT>$6,791</ENT>
            <ENT>$47,537</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Replace rudder PCM (P/N 241700-1005)</ENT>
            <ENT>11 work-hours × $85 per hour = $935</ENT>
            <ENT>8,568</ENT>
            <ENT>9,503</ENT>
            <ENT>66,521</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Modify rudder PCM (P/N 241700-1007)</ENT>
            <ENT>3 work-hours × $85 per hour = $255</ENT>
            <ENT>1,374</ENT>
            <ENT>1,629</ENT>
            <ENT>11,403</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Modify rudder PCM (P/N 241700-1005)</ENT>
            <ENT>3 work hours × $85 per hour = $255</ENT>
            <ENT>4,086</ENT>
            <ENT>4,341</ENT>
            <ENT>30,387</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify this proposed regulation:</P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">The Proposed Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          <P>1. The authority citation for part 39 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</P>
            
            <EXTRACT>
              <FP SOURCE="FP-2">
                <E T="04">The Boeing Company:</E>Docket No. FAA-2011-0571; Directorate Identifier 2010-NM-263-AD.</FP>
              <HD SOURCE="HD1">Comments Due Date</HD>
              <P>(a) We must receive comments by August 8, 2011.</P>
              <HD SOURCE="HD1">Affected ADs</HD>
              <P>(b) None.</P>
              <HD SOURCE="HD1">Applicability</HD>

              <P>(c) This AD applies to all The Boeing Company Model 747SP series airplanes, certificated in any category.<PRTPAGE P="36392"/>
              </P>
              <HD SOURCE="HD1">Subject</HD>
              <P>(d) Joint Aircraft System Component (JASC)/Air Transport Association (ATA) of America Code 27, Flight Controls.</P>
              <HD SOURCE="HD1">Unsafe Condition</HD>
              <P>(e) This AD was prompted by a report of a rudder hard-over event on a Model 747-400 series airplane, caused by a rudder power control module (PCM) manifold cracking and separating in the area of the yaw damper cavity end-cap. We are issuing this AD to prevent a failure of the lower or upper rudder PCM manifold, which could result in a hard-over of the rudder surface leading to an increase in pilot workload and a possible high-speed runway excursion upon landing.</P>
              <HD SOURCE="HD1">Compliance</HD>
              <P>(f) Comply with this AD within the compliance times specified, unless already done.</P>
              <HD SOURCE="HD1">Replace or Modify Rudder PCMs</HD>
              <P>(g) Within 24 months or 8,400 flight hours after the effective date of this AD, whichever occurs first, do the replacement specified in paragraph (g)(1) of this AD or the modification specified in paragraph (g)(2) of this AD for the upper and lower rudder PCMs, in accordance with the Accomplishment Instructions of Boeing Alert Service Bulletin 747-27A2497, dated September 30, 2010.</P>
              <P>(1) Replace any rudder PCM having Boeing part number (P/N) 60B80093-3 (Parker P/N 241700-1005) or Boeing P/N 60B80093-4 (Parker P/N 241700-1007) with rudder PCM having Boeing P/N 60B80093-104 (Parker P/N 241700-9007).</P>
              <P>(2) Modify the rudder PCM having Boeing P/N 60B80093-3 (Parker P/N 241700-1005) or Boeing P/N 60B80093-4 (Parker P/N 241700-1007).</P>
              <NOTE>
                <HD SOURCE="HED">Note 1:</HD>
                <P>Boeing Alert Service Bulletin 747-27A2497, dated September 30, 2010, refers to Parker Service Bulletin 241700-27-333, dated January 26, 2010, as an additional source of guidance for modifying the upper and lower rudder PCM manifold access caps provided in Option 2 of Work Packages 1 and 2 of Boeing Alert Service Bulletin 747-27A2497, dated September 30, 2010.</P>
              </NOTE>
              <HD SOURCE="HD1">Parts Installation</HD>
              <P>(h) As of the effective date of this AD, no person may install a rudder PCM having Boeing P/N 60B80093-3 (Parker P/N 241700-1005) or Boeing P/N 60B80093-4 (Parker P/N 241700-1007), on any airplane.</P>
              <HD SOURCE="HD1">Alternative Methods of Compliance (AMOCs)</HD>

              <P>(i)(1) The Manager, Seattle Aircraft Certification Office (ACO), FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the ACO, send it to the attention of the person identified in the Related Information section of this AD. Information may be e-mailed to:<E T="03">9-ANM-Seattle-ACO-AMOC-Requests@faa.gov</E>.</P>
              <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
              <HD SOURCE="HD1">Related Information</HD>

              <P>(j) For more information about this AD, contact Marie Hogestad, Aerospace Engineer, Systems and Equipment Branch, ANM-130S, FAA, Seattle Aircraft Certification Office, 1601 Lind Avenue, SW., Renton, Washington 98057-3356;<E T="03">telephone:</E>425-917-6418;<E T="03">fax:</E>425-917-6590;<E T="03">e-mail: marie.hogestad@faa.gov</E>.</P>

              <P>(k) For service information identified in this AD, contact Boeing Commercial Airplanes,<E T="03">Attention:</E>Data &amp; Services Management, P.O. Box 3707, MC 2H-65, Seattle, Washington 98124-2207; telephone 206-544-5000, extension 1; fax 206-766-5680; e-mail<E T="03">me.boecom@boeing.com</E>; Internet<E T="03">https://www.myboeingfleet.com</E>. You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>
            </EXTRACT>
          </SECTION>
          <SIG>
            <DATED>Issued in Renton, Washington on June 14, 2011.</DATED>
            <NAME>Ali Bahrami,</NAME>
            <TITLE>Manager, Transport Airplane Directorate,Aircraft Certification Service.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15536 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-0572; Directorate Identifier 2011-NM-009-AD]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Gulfstream Aerospace Corporation Model GV and GV-SP Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We propose to adopt a new airworthiness directive (AD) for the products listed above. This proposed AD would require inspecting to determine whether a third Halon fire extinguisher bottle is installed in the auxiliary power unit (APU) fragment impact zone, revising the limitations section of the airplane flight manual to add restrictions for APU usage for certain airplanes having a third fire extinguisher bottle, and removing the third fire extinguisher bottle from certain airplanes. This proposed AD was prompted by notification from the airplane manufacturer that the third fire extinguisher bottle is mounted in a small-fragment impact zone. We are proposing this AD to prevent penetration of the bottle by fragments released due to a failure of the APU rotor system. The bottle could rupture and cause substantial damage to primary airframe structure and primary flight controls.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>We must receive comments on this proposed AD by August 8, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>202-493-2251.</P>
          <P>•<E T="03">Mail:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
          <P>•<E T="03">Hand Delivery:</E>Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>

          <P>For service information identified in this proposed AD, contact Gulfstream Aerospace Corporation, Technical Publications Dept., P.O. Box 2206, Savannah, Georgia 31402-2206; telephone 800-810-4853; fax 912-965-3520; e-mail pubs@gulfstream.com; Internet<E T="03">http://www.gulfstream.com/product_support/technical_pubs/pubs/index.htm.</E>You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this proposed AD, the regulatory evaluation, any comments received, and other information. The street address for the Docket Office (<E T="03">phone:</E>800-647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Sanford Proveaux, Aerospace Engineer, Continued Operational Safety and Certificate Management Branch, ACE-102A, FAA, Atlanta Aircraft Certification Office (ACO) 1701 Columbia Avenue, College Park, Georgia 30337;<E T="03">phone:</E>404-474-5566;<E T="03">fax:</E>404-474-5606;<E T="03">e-mail: sanford.proveaux@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <PRTPAGE P="36393"/>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Comments Invited</HD>

        <P>We invite you to send any written relevant data, views, or arguments about this proposal. Send your comments to an address listed under the<E T="02">ADDRESSES</E>section. Include “Docket No. FAA-2011-0572; Directorate Identifier 2011-NM-009-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of this proposed AD. We will consider all comments received by the closing date and may amend this proposed AD because of those comments.</P>
        <P>We will post all comments we receive, without change, to<E T="03">http://www.regulations.gov,</E>including any personal information you provide. We will also post a report summarizing each substantive verbal contact we receive about this proposed AD.</P>
        <HD SOURCE="HD1">Discussion</HD>
        <P>We have received reports from Gulfstream that the third Halon bottle (third fire extinguisher bottle) is mounted in the auxiliary power unit (APU) small-fragment impact zone (rotor burst zone). Some operators might have installed this third fire extinguisher bottle in accordance with Supplemental Type Certificate ST01822AT-D; other operators might have installed the bottle under FAA approval means other than the supplemental type certificate. The bottle is mounted in a very confined area surrounded by primary airframe structure that carries the empennage loads. Primary flight controls for pitch and yaw are also routed through the area adjacent to the third fire extinguisher bottle. Failure of the APU rotor system could release fragments that could strike the bottle and cause explosive rupture of the high-pressure Halon bottle, and result in substantial damage to primary airframe structure and primary flight controls.</P>
        <HD SOURCE="HD1">Related Rulemaking</HD>
        <P>We previously issued AD 2009-17-01, Amendment 39-15991 (74 FR 40061, August 11, 2009), for all Model GV airplanes and certain Model GV-SP airplanes (and other Gulfstream airplanes). That AD requires, for certain airplanes, an inspection for sealant applied to the exterior of the APU enclosure (firewall), and, for certain airplanes, a revision of the airplane flight manual to prohibit operation of the APU during certain ground and flight operations. That AD was issued to prevent the flammable sealant from igniting the exterior surfaces of the firewall under certain anomalous conditions such as an APU failure or APU compartment fire, which could result in propagation of an uncontained fire to other critical areas of the airplane.</P>
        <P>We are considering revising AD 2009-17-01 to provide an optional terminating action (modification of the APU enclosure), which would allow removal of the APU limitations after the requirements of this new AD have been met.</P>
        <HD SOURCE="HD1">Relevant Service Information</HD>
        <P>We reviewed Gulfstream V Alert Customer Bulletin 30A (for Model GV airplanes) Gulfstream G500 Alert Customer Bulletin 10A (for Model GV-SP airplanes); and Gulfstream G550 Alert Customer Bulletin 10A (for Model GV-SP airplanes), all dated December 20, 2010, all including Gulfstream GV/GV-SP Airplane Flight Manual (AFM) Supplement CE51 628M001, Revision A, dated December 20, 2010, to the Gulfstream GV and GV-SP AFMs. These customer bulletins describe procedures for inspecting to determine whether a third fire extinguisher bottle is installed for engines, and, if so, determining whether the third bottle is installed as a spare or in a dedicated configuration. These bulletins also describe procedures for removing the third bottles installed as spares on Model GV and GV-SP airplanes. The Gulfstream GV/GV-SP AFM Supplement CE51 628M001, Revision A, dated December 20, 2010, adds restrictions for APU usage on Model GV and GV-SP airplanes having a third bottle in a dedicated or non-dedicated (spare) configuration.</P>
        <HD SOURCE="HD1">FAA's Determination</HD>
        <P>We are proposing this AD because we evaluated all the relevant information and determined the unsafe condition described previously is likely to exist or develop in other products of these same type designs.</P>
        <HD SOURCE="HD1">Proposed AD Requirements</HD>
        <P>This proposed AD requires accomplishing the actions specified in the service information described previously.</P>
        <P>Certain airplanes have a third Halon fire extinguisher bottle carried as a spare. These “spare” bottles are not connected to the aircraft fire suppression system electrical or plumbing provisions. In these cases, the bottle can be easily removed without affecting the aircraft fire suppression system. Operators can also leave the spare bottle installed, but must implement the revised APU operating limitations in this case. In some Model GV airplanes only, the third Halon fire extinguisher bottle is a functioning part of the aircraft fire suppression system. In these cases the bottle must remain installed in the airplane, and the revised APU operating limitations must be implemented.</P>
        <HD SOURCE="HD1">Interim Action</HD>
        <P>We consider this proposed AD interim action. The manufacturer is currently developing a modification that will address the unsafe condition identified in this proposed AD. Once this modification is developed, approved, and available, we might consider additional rulemaking.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this proposed AD affects 1,000 airplanes of U.S. registry.</P>
        <P>We estimate the following costs to comply with this proposed AD:</P>
        <GPOTABLE CDEF="s50,r150,12,12,12" COLS="5" OPTS="L2,i1">
          <TTITLE>Estimated Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per<LI>product</LI>
            </CHED>
            <CHED H="1">Cost on U.S.<LI>operators</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Inspection</ENT>
            <ENT>1 work-hour × $85 per hour = $85</ENT>
            <ENT>$0</ENT>
            <ENT>$85</ENT>
            <ENT>$85,000</ENT>
          </ROW>
        </GPOTABLE>

        <P>We estimate the following costs to do any necessary actions that would be required based on the results of the proposed inspection.<PRTPAGE P="36394"/>
        </P>
        <GPOTABLE CDEF="s60,r150,10,r140" COLS="5" OPTS="L2,i1">
          <TTITLE>On-condition Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per product</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">AFM revision</ENT>
            <ENT>1 work-hour × $85 per hour = $85</ENT>
            <ENT>$0</ENT>
            <ENT>$85 (about 70 GV/GV-SP airplanes)</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Bottle removal</ENT>
            <ENT>1 work-hour × $85 per hour = $85</ENT>
            <ENT>$0</ENT>
            <ENT>$85 (about 30 GV-SP airplanes)</ENT>
          </ROW>
        </GPOTABLE>
        <P>According to the manufacturer, some of the costs of this proposed AD may be covered under warranty, thereby reducing the cost impact on affected individuals. We do not control warranty coverage for affected individuals. As a result, we have included all costs in our cost estimate.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>
          <E T="03">For the reasons discussed above, I certify this proposed regulation:</E>
        </P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">The Proposed Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          <P>1. The authority citation for part 39 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</P>
            
            <EXTRACT>
              <FP SOURCE="FP-2">
                <E T="04">Gulfstream Aerospace Corporation:</E>Docket No. FAA-2011-0572; Directorate Identifier 2011-NM-009-AD.</FP>
              <HD SOURCE="HD1">Comments Due Date</HD>
              <P>(a) We must receive comments by August 8, 2011.</P>
              <HD SOURCE="HD1">Affected ADs</HD>
              <P>(b) None.</P>
              <HD SOURCE="HD1">Applicability</HD>
              <P>(c) This AD applies to the Gulfstream Aerospace Corporation airplanes, certificated in any category, identified in paragraphs (c)(1) and (c)(2) of this AD.</P>
              <P>(1) Model GV airplanes having serial numbers (S/Ns) 501 and subsequent.</P>
              <P>(2) Model GV-SP airplanes having S/Ns 5001 through 5308 inclusive.</P>
              <HD SOURCE="HD1">Subject</HD>
              <P>(d) Joint Aircraft System Component (JASC)/Air Transport Association (ATA) of America Code 2621, Fire bottle-fixed.</P>
              <HD SOURCE="HD1">Unsafe Condition</HD>
              <P>(e) This AD was prompted by notification from the airplane manufacturer that the third fire extinguisher bottle is mounted in a small-fragment impact zone. We are issuing this AD to prevent penetration of the bottle by fragments released due to a failure of the auxiliary power unit (APU) rotor system. The bottle could rupture and cause substantial damage to primary airframe structure and primary flight controls.</P>
              <HD SOURCE="HD1">Compliance</HD>
              <P>(f) Comply with this AD within the compliance times specified, unless already done.</P>
              <HD SOURCE="HD1">Inspection</HD>
              <P>(g)<E T="03">For all airplanes:</E>Within 21 days after the effective date of this AD, or before removing the APU flight restrictions required by AD 2009-17-01, Amendment 39-15991, whichever occurs first, inspect to determine whether a third Halon fire extinguisher bottle for engines is installed in the APU fragment impact zone (rotor fragment impact zone), in accordance with the Accomplishment Instructions of the applicable Gulfstream alert customer bulletin identified in table 1 of this AD.</P>
              <GPOTABLE CDEF="s75,r125,r125,xs50" COLS="4" OPTS="L2,i1">
                <TTITLE>Table 1—Applicable Gulfstream Alert Customer Bulletins</TTITLE>
                <BOXHD>
                  <CHED H="1" O="L">For Model—</CHED>
                  <CHED H="1" O="L">Use—</CHED>
                  <CHED H="1" O="L">Which includes—</CHED>
                  <CHED H="1" O="L">To the—</CHED>
                </BOXHD>
                <ROW>
                  <ENT I="01">GV airplanes</ENT>
                  <ENT>Gulfstream V Alert Customer Bulletin 30A, dated December 20, 2010</ENT>
                  <ENT>Gulfstream GV/GV-SP Airplane Flight Manual (AFM) Supplement CE51 628M001, Revision A, dated December 20, 2010</ENT>
                  <ENT>Gulfstream GV AFM.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">GV-SP (G500) airplanes</ENT>
                  <ENT>Gulfstream G500 Alert Customer Bulletin 10A, dated December 20, 2010</ENT>
                  <ENT>Gulfstream GV/GV-SP AFM Supplement CE51 628M001, Revision A, dated December 20, 2010</ENT>
                  <ENT>Gulfstream GV-SP AFM.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">GV-SP (G550) airplanes</ENT>
                  <ENT>Gulfstream G550 Alert Customer Bulletin 10A, dated December 20, 2010</ENT>
                  <ENT>Gulfstream GV/GV-SP AFM Supplement CE51 628M001, Revision A, dated December 20, 2010</ENT>
                  <ENT>Gulfstream GV-SP AFM.</ENT>
                </ROW>
              </GPOTABLE>
              <PRTPAGE P="36395"/>
              <P>(1) If the third fire extinguisher bottle is not installed, no further work is required by this paragraph.</P>
              <P>(2) For Model GV airplanes in which the third fire extinguisher bottle is installed as a dedicated APU fire bottle configuration, as defined in Gulfstream V Alert Customer Bulletin 30A, dated December 20, 2010 (as a functioning part of the aircraft fire suppression system): Before further flight, revise the Limitations section of the Gulfstream GV AFM to include the information in Gulfstream GV/GV-SP AFM Supplement CE51 628M001, Revision A, dated December 20, 2010 (which is included in Gulfstream V Alert Customer Bulletin 30A, dated December 20, 2010). This AFM supplement adds restrictions for APU usage. Operate the airplane thereafter according to the limitations in this AFM supplement.</P>
              <NOTE>
                <HD SOURCE="HED">Note 1:</HD>
                <P>This may be done by inserting a copy of Gulfstream GV/GV-SP AFM Supplement CE51 628M001, Revision A, dated December 20, 2010, in the applicable AFM. When information in this AFM supplement has been included in general revisions of the applicable AFM, the general revisions may be inserted in the applicable AFM, provided the relevant information in the general revision is identical to that in Gulfstream GV/GV-SP AFM Supplement CE51 628M001, Revision A, dated December 20, 2010, and that AFM supplement may be removed.</P>
              </NOTE>
              <P>(3) For Model GV and GV-SP airplanes in which the third fire extinguisher bottle is installed as a spare fire bottle configuration (not connected to the airplane's electrical or fire suppression systems), as defined in the applicable Gulfstream alert customer bulletin identified in table 1 of this AD: Do the actions required by paragraph (g)(3)(i) or (g)(3)(ii) of this AD.</P>
              <P>(i) Before further flight, remove the bottle, in accordance with the Accomplishment Instructions of the applicable Gulfstream alert customer bulletin identified in table 1 of this AD.</P>
              <P>(ii) Before further flight, revise the limitations section of the applicable Gulfstream AFM specified in table 1 of this AD to include the information in Gulfstream GV/GV-SP AFM Supplement CE51 628M001, Revision A, dated December 20, 2010. This AFM supplement adds restrictions for APU usage. Operate the airplane thereafter according to the limitations in that AFM supplement.</P>
              <NOTE>
                <HD SOURCE="HED">Note 2:</HD>
                <P>This may be done by inserting a copy of Gulfstream GV/GV-SP AFM Supplement CE51 628M001, Revision A, dated December 20, 2010, in the applicable AFM. When information in this AFM supplement has been included in general revisions of the applicable AFM, the general revisions may be inserted in the applicable AFM, provided the relevant information in the general revision is identical to that in Gulfstream GV/GV-SP AFM Supplement CE51 628M001, Revision A, dated December 20, 2010, and that AFM supplement may be removed.</P>
              </NOTE>
              <HD SOURCE="HD1">Credit for Actions Accomplished in Accordance With Previous Service Information</HD>
              <P>(h) Actions accomplished before the effective date of this AD in accordance with Gulfstream V Alert Customer Bulletin 30 (for Model GV airplanes), dated December 6, 2010, including Gulfstream GV AFM Supplement CE51 628M001, dated November 18, 2010, to the Gulfstream GV AFM; or Gulfstream G550 (for Model GV-SP airplanes) or G500 (for Model GV-SP airplanes) Alert Customer Bulletin 10, both dated December 6, 2010; are acceptable for compliance with the corresponding actions required by paragraph (g) of this AD.</P>
              <HD SOURCE="HD1">Parts Installation</HD>
              <P>(i) As of the effective date of this AD, no person may install a third fire extinguisher bottle in the APU fragment impact zone (rotor fragment impact zone) of any airplane.</P>
              <HD SOURCE="HD1">No Reporting</HD>
              <P>(j) Although Gulfstream V Alert Customer Bulletin 30A (for Model GV airplanes), Gulfstream G500 Alert Customer Bulletin 10A (for Model GV-SP airplanes), and Gulfstream G550 Alert Customer Bulletin 10A (for Model GV-SP airplanes); all dated December 20, 2010, all including Gulfstream GV/GV-SP AFM Supplement CE51 628M001, Revision A, dated December 20, 2010, to the Gulfstream GV, and GV-SP AFMs; specify to submit certain information to the manufacturer, this AD does not include that requirement.</P>
              <HD SOURCE="HD1">Special Flight Permit</HD>
              <P>(k) Special flight permits, as described in Section 21.197 and Section 21.199 of the Federal Aviation Regulations (14 CFR 21.197 and 21.199), may be issued to operate the airplane to a location where the requirements of this AD can be accomplished, provided the following conditions are met:</P>
              <P>(1) If an airplane is grounded due to a single generator failure, the APU may be operated during a ferry flight, provided no passengers are carried.</P>
              <P>(2) Only the minimum required flight crew is allowed on any ferry flight.</P>
              <HD SOURCE="HD1">Alternative Methods of Compliance (AMOCs)</HD>
              <P>(l)(1) The Manager, Atlanta Aircraft Certification Office (ACO), FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the ACO, send it to the attention of the person identified in the Related Information section of this AD.</P>
              <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
              <HD SOURCE="HD1">Related Information</HD>

              <P>(m) For more information about this AD, contact Sanford Proveaux, Aerospace Engineer, Continued Operational Safety and Certificate Management Branch, ACE-102A, FAA, Atlanta Aircraft Certification Office (ACO) 1701 Columbia Avenue, College Park, Georgia 30337; telephone 404-474-5566; fax 404-474-5606;<E T="03">sanford.proveaux@faa.gov.</E>
              </P>

              <P>(n) For service information identified in this AD, contact Gulfstream Aerospace Corporation, Technical Publications Dept., P.O. Box 2206, Savannah, Georgia 31402-2206; telephone 800-810-4853; fax 912-965-3520; e-mail<E T="03">pubs@gulfstream.com;</E>Internet<E T="03">http://www.gulfstream.com/product_support/technical_pubs/pubs/index.htm.</E>You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>
            </EXTRACT>
          </SECTION>
          <SIG>
            <DATED>Issued in Renton, Washington on June 10, 2011.</DATED>
            <NAME>Ali Bahrami,</NAME>
            <TITLE>Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15537 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-0639; Directorate Identifier 2011-CE-016-AD]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Piper Aircraft, Inc. Models PA-24, PA-24-250, and PA-24-260 Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We propose to adopt a new airworthiness directive (AD) for the products listed above. This proposed AD would require either replacement of the stabilator horn assembly or repetitive inspection of the stabilator horn assembly for corrosion or cracks with replacement of the stabilator horn assembly if any corrosion or cracks are found. This proposed AD was prompted by reports of cracks developing in the stabilator horn assembly. We are proposing this AD to detect and correct corrosion or cracks in the stabilator horn assembly. Corrosion or cracks could lead to failure of the stabilator horn. Consequently, failure of the stabilator horn could lead to a loss of pitch control in flight.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>We must receive comments on this proposed AD by August 8, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>You may send comments by any of the following methods:<PRTPAGE P="36396"/>
          </P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>202-493-2251.</P>
          <P>•<E T="03">Mail:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
          <P>•<E T="03">Hand Delivery:</E>Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>

          <P>For service information identified in this proposed AD, contact Piper Aircraft, Inc., 2926 Piper Drive, Vero Beach, Florida 32960; telephone: (772) 567-4361; fax: (772) 978-6573; Internet:<E T="03">http://www.newpiper.com/company/publications.asp.</E>You may review copies of the referenced service information at the FAA, Small Airplane Directorate, 901 Locust St., Kansas City, Missouri 64106. For information on the availability of this material at the FAA, call (816) 329-4148.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this proposed AD, the regulatory evaluation, any comments received, and other information. The street address for the Docket Office (phone: 800-647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Gregory K. Noles, Aerospace Engineer, FAA, Atlanta Aircraft Certification Office, 1701 Columbia Avenue, College Park, Georgia 30337; phone: (404) 474-5551; fax: (404) 474-5606; e-mail:<E T="03">gregory.noles@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Comments Invited</HD>

        <P>We invite you to send any written relevant data, views, or arguments about this proposal. Send your comments to an address listed under the<E T="02">ADDRESSES</E>section. Include “Docket No. FAA-2011-0639; Directorate Identifier 2011-CE-016-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of this proposed AD. We will consider all comments received by the closing date and may amend this proposed AD because of those comments.</P>
        <P>We will post all comments we receive, without change, to<E T="03">http://www.regulations.gov,</E>including any personal information you provide. We will also post a report summarizing each substantive verbal contact we receive about this proposed AD.</P>
        <HD SOURCE="HD1">Discussion</HD>
        <P>We issued Special Airworthiness Information Bulletin (SAIB) CE-04-88, dated September 15, 2004. This SAIB alerted owners and operators of Piper Aircraft, Inc. (Piper) Models PA-23, PA-24, PA-30, and PA-39 airplanes of potential corrosion of the stabilator torque tube, attach fittings, and attaching fasteners and recommended inspections of these parts. Based on the information available at issuance of this SAIB, the FAA had determined that an unsafe condition did not exist under 14 CFR part 39.</P>
        <P>After reviewing service data for corrosion on the stabilator torque tubes, Piper issued Piper Service Bulletin No. 1160, dated December 26, 2005. This service information is for stabilator torque tube assembly inspection. We then received reports of cracks found in the stabilator horn, part number (P/N) 20397-00, during maintenance inspections per SAIB CE-04-88 or Service Bulletin 1160.</P>
        <P>With FAA assistance, the National Institute for Aviation Research (NIAR) investigated and concluded the root cause of the stabilator horn cracking was stress corrosion.</P>
        <P>We found two service difficulty reports for this safety issue. In parallel, the International Comanche Society (ICS) surveyed operators and provided additional service data. The ICS survey included approximately 80 targeted inspections and found 18 incidences of stabilator horn cracking, with all incidences occurring on Models PA-24 and PA-24-250 airplanes. The same configuration of horn and torque assembly exists on Model PA-24-260 airplanes.</P>
        <P>This condition, if not corrected, could result in failure of the stabilator horn. Consequently, failure of the stabilator horn could lead to a loss of pitch control in flight.</P>
        <HD SOURCE="HD1">Relevant Service Information</HD>
        <P>We reviewed Piper Aircraft, Inc. Service Bulletin No. 1189, dated April 29, 2010. The service information describes procedures for stabilator horn assembly inspection.</P>
        <HD SOURCE="HD1">FAA's Determination</HD>
        <P>We are proposing this AD because we evaluated all the relevant information and determined the unsafe condition described previously is likely to exist or develop in other products of the same type design.</P>
        <HD SOURCE="HD1">Proposed AD Requirements</HD>
        <P>This proposed AD would require either replacement of the stabilator horn assembly or repetitive inspection of the stabilator horn assembly for corrosion or cracks with replacement of the stabilator horn assembly if any corrosion or cracks are found.</P>
        <HD SOURCE="HD1">Differences Between the Proposed AD and the Service Information</HD>
        <P>The service information requires an initial inspection of the stabilator horn assembly upon reaching the initial 1,000 hours time-in-service (TIS), with a repetitive inspection every 100 hours TIS thereafter. After installation of a new stabilator horn assembly, the inspection cycle starts over with an initial inspection at 1,000 hours TIS since the new stabilator horn assembly was installed with the 100-hour TIS repetitive inspections thereafter.</P>
        <P>This proposed AD requires either one of the following options: (1) An initial inspection of the stabilator horn assembly upon reaching 1,000 hours TIS or within 100 hours TIS after the effective date of the AD, whichever occurs later, with repetitive inspections every 500 hours TIS or 3 years, whichever occurs first; or (2) replacement of the stabilator horn assembly upon reaching 1,000 hours TIS or within the next 100 hours TIS after the effective date of this AD, whichever occurs later. After replacement of the stabilator horn assembly, within 1,000 hours TIS or 10 years, whichever occurs first, the stabilator horn assembly must be replaced or be initially inspected and start the inspection cycle in option 1.</P>
        <P>The service information applies to Piper Models PA-24, PA-24-250, PA-24-260, PA-24-400, PA-30, and PA-39 airplanes. We only have service history on Models PA-24 and PA-24-250 airplanes.</P>
        <P>While there is no service history of this unsafe condition on Model PA-24-260 airplanes, we are including it in the AD because it is an identical configuration to Models PA-24 and PA-24-250 airplanes for the horn and torque tube.</P>

        <P>There is no service history of this unsafe condition on the Models PA-24-400, PA-30, and PA-39 airplanes, including inspections from the ICS operator survey. Also, these models have a thicker torque tube, which reduces clamp-up forces; clamp-up forces are a key factor of the stress corrosion cracking. Therefore, we are not including the Models PA-24-400,<PRTPAGE P="36397"/>PA-30, and PA-39 airplanes in the applicability of this AD.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this proposed AD affects 3,100 airplanes of U.S registry.</P>
        <P>We estimate the following costs to comply with this proposed AD:</P>
        <GPOTABLE CDEF="s100,r100,xs70,12,12" COLS="5" OPTS="L2,i1">
          <TTITLE>Estimated costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per product</CHED>
            <CHED H="1">Cost on U.S. operators</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Stabilator horn assembly inspection</ENT>
            <ENT>12 work-hours × $85 per hour = $1,020</ENT>
            <ENT>Not applicable</ENT>
            <ENT>$1,020</ENT>
            <ENT>$3,162,000</ENT>
          </ROW>
        </GPOTABLE>
        <P>We estimate the following costs to do any necessary replacements that would be required based on the results of the proposed inspection. We have no way of determining the number of airplanes that might need this replacement:</P>
        <GPOTABLE CDEF="s100,r100,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE>On-Condition Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per product</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Stabilator horn assembly replacement</ENT>
            <ENT>12 work-hours × $85 per hour = $1,020</ENT>
            <ENT>$572</ENT>
            <ENT>$1,592</ENT>
          </ROW>
        </GPOTABLE>
        <P>According to the manufacturer, some of the costs of this proposed AD may be covered under warranty, thereby reducing the cost impact on affected individuals. We do not control warranty coverage for affected individuals. As a result, we have included all costs in our cost estimate.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>
          <E T="03">For the reasons discussed above, I certify this proposed regulation:</E>
        </P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">The Proposed Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          <P>1. The authority citation for part 39 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</P>
            
            <EXTRACT>
              <FP SOURCE="FP-2">
                <E T="04">Piper Aircraft, Inc.:</E>Docket No. FAA-2011-0639, Directorate Identifier 2011-CE-016-AD.</FP>
              <HD SOURCE="HD1">Comments Due Date</HD>
              <P>(a) We must receive comments by August 8, 2011.</P>
              <HD SOURCE="HD1">Affected ADs</HD>
              <P>(b) None.</P>
              <HD SOURCE="HD1">Applicability</HD>
              <P>(c) This AD applies to the following Piper Aircraft, Inc. airplanes, certificated in any category:</P>
              <P>(1) Model PA-24, serial numbers (SNs) 24-1 through 24-3687;</P>
              <P>(2) Model PA-24-250, SNs 24-1, 24-103 through 24-3687; and</P>
              <P>(3) Model PA-24-260, SNs 24-3642 and 24-4000 through 24-5034.</P>
              <HD SOURCE="HD1">Subject</HD>
              <P>(d) Joint Aircraft System Component (JASC)/Air Transport Association (ATA) of America Code 27: Flight Controls.</P>
              <HD SOURCE="HD1">Unsafe Condition</HD>
              <P>(e) This AD was prompted by reports of cracks developing in the stabilator horn assembly. We are issuing this AD to detect and correct corrosion or cracks in the stabilator horn assembly. Corrosion or cracks could lead to failure of the stabilator horn. Consequently, failure of the stabilator horn could lead to a loss of pitch control in flight.</P>
              <HD SOURCE="HD1">Compliance</HD>
              <P>(f) Comply with this AD following Piper Aircraft, Inc. Service Bulletin No. 1189, dated April 29, 2010, within the compliance times specified in this AD, unless already done (does not eliminate the repetitive actions of this AD).</P>
              <HD SOURCE="HD1">Inspection/Replacement</HD>
              <P>(g) When the stabilator horn assembly reaches a total of 1,000 hours time-in-service (TIS) or within the next 100 hours TIS after the effective date of this AD, whichever occurs later, do either of the following actions:</P>
              <P>(1) Initially inspect the stabilator horn assembly for corrosion or cracks. Repetitively thereafter inspect at intervals not to exceed 500 hours TIS or 3 years, whichever occurs first; or</P>

              <P>(2) Replace the stabilator horn assembly with a new stabilator horn assembly. Repetitively thereafter replace the stabilator horn assembly with a new stabilator horn assembly within the next 1,000 hours TIS<PRTPAGE P="36398"/>after the last replacement or within the next 10 years after the last replacement, whichever occurs first.</P>
              <P>(h) If any corrosion or cracks are found during any of the inspections required in paragraph (g)(1) of this AD, before further flight, you must replace the stabilator horn assembly with a new stabilator horn assembly. After the new stabilator horn assembly reaches a total of 1,000 hours TIS or within the next 10 years after the last replacement, whichever occurs first, you must do either of the actions required in paragraphs (g)(1) or (g)(2) of this AD.</P>
              <P>(i) You may at any time replace the stabilator horn assembly with a new stabilator horn assembly, provided no corrosion or cracks were found during an inspection that would require replacement before further flight. After the new stabilator horn assembly reaches a total of 1,000 hours TIS or within the next 10 years after the last replacement, whichever occurs first, you must do either of the actions required in paragraphs (g)(1) or (g)(2) of this AD.</P>
              <P>(j) If you replace the stabilator horn assembly as specified in paragraph (g)(2) of this AD, after the new stabilator horn assembly reaches a total of 1,000 hours TIS or within the next 10 years after the last replacement, whichever occurs first, you may begin the inspection requirements of paragraph (g)(1) instead of the repetitive replacement requirements of paragraph (g)(2).</P>
              <NOTE>
                <HD SOURCE="HED">Note:</HD>
                <P>Piper Aircraft, Inc. Service Bulletin No. 1160, dated December 26, 2005; Special Airworthiness Information Bulletin CE-04-88, dated September 15, 2004; and AD 74-13-03, Amendment 39-2588 (41 FR 17371, April 26, 1976) are related to this AD action. For the attached torque tube, you may consider combining that inspection with the requirements of this AD.</P>
              </NOTE>
              <HD SOURCE="HD1">Special Flight Permit</HD>
              <P>(k) Special flight permits are permitted with the following limitation: flight with known cracks is prohibited.</P>
              <HD SOURCE="HD1">Alternative Methods of Compliance (AMOCs)</HD>
              <P>(l)(1) The Manager, Atlanta Aircraft Certification Office (ACO), FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the ACO, send it to the attention of the person identified in the Related Information section of this AD.</P>
              <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
              <HD SOURCE="HD1">Related Information</HD>

              <P>(m) For more information about this AD, contact Gregory K. Noles, Aerospace Engineer, FAA, Atlanta ACO, 1701 Columbia Avenue, College Park, Georgia 30337; phone: (404) 474-5551; fax: (404) 474-5606; e-mail:<E T="03">gregory.noles@faa.gov.</E>
              </P>

              <P>(n) For service information identified in this AD, contact Piper Aircraft, Inc., 2926 Piper Drive, Vero Beach, Florida 32960; telephone: (772) 567-4361; fax: (772) 978-6573; Internet:<E T="03">http://www.newpiper.com/company/publications.asp.</E>You may review copies of the referenced service information at the FAA, Small Airplane Directorate, 901 Locust St., Kansas City, Missouri 64106. For information on the availability of this material at the FAA, call (816) 329-4148.</P>
            </EXTRACT>
          </SECTION>
          <SIG>
            <DATED>Issued in Kansas City, Missouri on June 16, 2011.</DATED>
            <NAME>John Colomy,</NAME>
            <TITLE>Acting Manager, Small Airplane Directorate, Aircraft Certification Service.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15543 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-0569; Directorate Identifier 2010-NM-240-AD]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; BAE SYSTEMS (OPERATIONS) LIMITED Model BAe 146 and Avro 146-RJ Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We propose to adopt a new airworthiness directive (AD) for the products listed above. This proposed AD results from mandatory continuing airworthiness information (MCAI) originated by an aviation authority of another country to identify and correct an unsafe condition on an aviation product. The MCAI describes the unsafe condition as:</P>
          
          <EXTRACT>
            <P>BAE Systems have received reports of in-service failure of the Main Landing Gear (MLG) shock absorber lower attachment pin.</P>
            <STARS/>
            <FP>This condition, if not detected and corrected, could lead to a MLG collapse on the ground or during landing and consequently damage to the aeroplane or injury to the occupants.</FP>
          </EXTRACT>
          
        </SUM>
        <FP>The proposed AD would require actions that are intended to address the unsafe condition described in the MCAI.</FP>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>We must receive comments on this proposed AD by August 8, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>(202) 493-2251.</P>
          <P>•<E T="03">Mail:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590.</P>
          <P>•<E T="03">Hand Delivery:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-40, 1200 New Jersey Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>

          <P>For BAE SYSTEMS (OPERATIONS) LIMITED service information identified in this proposed AD, contact BAE SYSTEMS (OPERATIONS) LIMITED, Customer Information Department, Prestwick International Airport, Ayrshire, KA9 2RW, Scotland, United Kingdom; telephone +44 1292 675207; fax +44 1292 675704; e-mail<E T="03">RApublications@baesystems.com;</E>Internet<E T="03">http://www.baesystems.com/Businesses/RegionalAircraft/index.htm.</E>
          </P>

          <P>For Messier-Dowty service information identified in this proposed AD, contact Messier Services Americas, Customer Support Center, 45360 Severn Way, Sterling, Virginia 20166-8910; telephone 703-450-8233; fax 703-404-1621; Internet<E T="03">https://techpubs.services/messier-dowty.com.</E>
          </P>
          <P>You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Operations office between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this proposed AD, the regulatory evaluation, any comments received, and other information. The street address for the Docket Operations office (telephone (800) 647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Todd Thompson, Aerospace Engineer, International Branch, ANM-116, Transport Airplane Directorate, FAA, 1601 Lind Avenue, SW., Renton, Washington 98057-3356; telephone (425) 227-1175; fax (425) 227-1149.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Comments Invited</HD>

        <P>We invite you to send any written relevant data, views, or arguments about this proposed AD. Send your comments to an address listed under the<E T="02">ADDRESSES</E>section. Include “Docket No.<PRTPAGE P="36399"/>FAA-2011-0569; Directorate Identifier 2010-NM-240-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of this proposed AD. We will consider all comments received by the closing date and may amend this proposed AD based on those comments.</P>
        <P>We will post all comments we receive, without change, to<E T="03">http://www.regulations.gov,</E>including any personal information you provide. We will also post a report summarizing each substantive verbal contact we receive about this proposed AD.</P>
        <HD SOURCE="HD1">Discussion</HD>
        <P>The European Aviation Safety Agency (EASA), which is the Technical Agent for the Member States of the European Community, has issued EASA Airworthiness Directive 2010-0201, dated October 5, 2010 (referred to after this as “the MCAI”), to correct an unsafe condition for the specified products. The MCAI states:</P>
        
        <EXTRACT>
          <P>BAE Systems have received reports of in-service failure of the Main Landing Gear (MLG) shock absorber lower attachment pin.</P>
          <P>Investigation has shown that the pin failures were due to corrosion.</P>
          <P>This condition, if not detected and corrected, could lead to a MLG collapse on the ground or during landing and consequently damage to the aeroplane or injury to the occupants.</P>
          <P>For the reasons described above, this AD requires repetitive [general visual] inspections [for damage (cracking, corrosion, and exposed material)] of the MLG shock absorber lower attachment pins and replacement, depending on findings.</P>
        </EXTRACT>
        
        <FP>The replacement, if damage is found, consists of installing serviceable pins. You may obtain further information by examining the MCAI in the AD docket.</FP>
        <HD SOURCE="HD1">Relevant Service Information</HD>
        <P>BAE SYSTEMS (OPERATIONS) LIMITED has issued Inspection Service Bulletin ISB.32-176, dated November 12, 2009. Messier-Dowty has issued Service Bulletin 146-32-157, including Appendix A, dated February 12, 2009. The actions described in this service information are intended to correct the unsafe condition identified in the MCAI.</P>
        <HD SOURCE="HD1">FAA's Determination and Requirements of This Proposed AD</HD>
        <P>This product has been approved by the aviation authority of another country, and is approved for operation in the United States. Pursuant to our bilateral agreement with the State of Design Authority, we have been notified of the unsafe condition described in the MCAI and service information referenced above. We are proposing this AD because we evaluated all pertinent information and determined an unsafe condition exists and is likely to exist or develop on other products of the same type design.</P>
        <HD SOURCE="HD1">Differences Between This AD and the MCAI or Service Information</HD>
        <P>We have reviewed the MCAI and related service information and, in general, agree with their substance. But we might have found it necessary to use different words from those in the MCAI to ensure the AD is clear for U.S. operators and is enforceable. In making these changes, we do not intend to differ substantively from the information provided in the MCAI and related service information.</P>
        <P>We might also have proposed different actions in this AD from those in the MCAI in order to follow FAA policies. Any such differences are highlighted in a Note within the proposed AD.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>Based on the service information, we estimate that this proposed AD would affect about 1 product of U.S. registry. We also estimate that it would take about 2 work-hours per product to comply with the basic requirements of this proposed AD. The average labor rate is $85 per work-hour. Based on these figures, we estimate the cost of the proposed AD on U.S. operators to be $170 per product.</P>
        <P>In addition, we estimate that any necessary follow-on actions would take about 2 work-hours and require parts costing $14,000, for a cost of $14,170 per product.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. “Subtitle VII: Aviation Programs,” describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in “Subtitle VII, Part A, Subpart III, Section 44701: General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify this proposed regulation:</P>
        <P>1. Is not a “significant regulatory action” under Executive Order 12866;</P>
        <P>2. Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); and</P>
        <P>3. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>We prepared a regulatory evaluation of the estimated costs to comply with this proposed AD and placed it in the AD docket.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">The Proposed Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          <P>1. The authority citation for part 39 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. The FAA amends § 39.13 by adding the following new AD:</P>
            
            <EXTRACT>
              <FP SOURCE="FP-2">
                <E T="04">BAE Systems (Operations) Limited:</E>Docket No. FAA-2011-0569; Directorate Identifier 2010-NM-240-AD.</FP>
              <HD SOURCE="HD1">Comments Due Date</HD>
              <P>(a) We must receive comments by August 8, 2011.</P>
              <HD SOURCE="HD1">Affected ADs</HD>
              <P>(b) None.</P>
              <HD SOURCE="HD1">Applicability</HD>
              <P>(c) This AD applies to BAE SYSTEMS (OPERATIONS) LIMITED Model BAe 146-100A, -200A, and -300A airplanes; and Avro 146-RJ70A, 146-RJ85A, and 146-RJ100A airplanes; certificated in any category; all serial numbers.</P>
              <HD SOURCE="HD1">Subject</HD>

              <P>(d) Air Transport Association (ATA) of America Code 32: Landing gear.<PRTPAGE P="36400"/>
              </P>
              <HD SOURCE="HD1">Reason</HD>
              <P>(e) The mandatory continuing airworthiness information (MCAI) states:</P>
              
              <P>BAE Systems have received reports of in-service failure of the Main Landing Gear (MLG) shock absorber lower attachment pin.</P>
              <STARS/>
              <P>This condition, if not detected and corrected, could lead to a MLG collapse on the ground or during landing and consequently damage to the aeroplane or injury to the occupants.</P>
              <HD SOURCE="HD1">Compliance</HD>
              <P>(f) You are responsible for having the actions required by this AD performed within the compliance times specified, unless the actions have already been done.</P>
              <HD SOURCE="HD1">Inspections</HD>
              <P>(g) Within 4,000 flight cycles or 2 years after the effective date of this AD, whichever occurs first: Do the initial inspection of the MLG shock absorber lower attachment pins in accordance with paragraph 2.C of BAE SYSTEMS (OPERATIONS) LIMITED Inspection Service Bulletin ISB.32-176, dated November 12, 2009; and paragraph 3. of Messier-Dowty Service Bulletin 146-32-157, dated February 12, 2009.</P>
              <P>(h) Thereafter, at intervals not to exceed 8,000 flight cycles or 4 years, whichever occurs first, repeat the inspection required by paragraph (g) of this AD.</P>
              <HD SOURCE="HD1">Corrective Action</HD>
              <P>(i) If, during any inspection required by paragraphs (g) and (h) of this AD, the chromium plating on the outer diameter of any pin is found cracked, or the base material is exposed, or any corrosion is found on the chromium plating on the outer diameter of any pin, before further flight, replace the pin with a serviceable pin in accordance with paragraph 2.C of BAE SYSTEMS (OPERATIONS) LIMITED Inspection Service Bulletin ISB.32-176, dated November 12, 2009; and paragraph 3. of Messier-Dowty Service Bulletin 146-32-157, dated February 12, 2009.</P>
              <P>(j) Replacing the pin, as required by paragraph (i) of this AD, does not constitute a terminating action for the repetitive inspections required by paragraph (h) of this AD.</P>
              <HD SOURCE="HD1">FAA AD Differences</HD>
              <NOTE>
                <HD SOURCE="HED">Note 1:</HD>
                <P>This AD differs from the MCAI and/or service information as follows: No differences.</P>
              </NOTE>
              <HD SOURCE="HD1">Other FAA AD Provisions</HD>
              <P>(k) The following provisions also apply to this AD:</P>
              <P>(1)<E T="03">Alternative Methods of Compliance (AMOCs):</E>The Manager, International Branch, ANM-116, Transport Airplane Directorate, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the International Branch, send it to ATTN: Todd Thompson, Aerospace Engineer, International Branch, ANM-116, Transport Airplane Directorate, FAA, 1601 Lind Avenue, SW., Renton, Washington 98057-3356; telephone (425) 227-1175; fax (425) 227-1149. Information may be e-mailed to:<E T="03">9-ANM-116-AMOC-REQUESTS@faa.gov.</E>Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office. The AMOC approval letter must specifically reference this AD.</P>
              <P>(2)<E T="03">Airworthy Product:</E>For any requirement in this AD to obtain corrective actions from a manufacturer or other source, use these actions if they are FAA-approved. Corrective actions are considered FAA-approved if they are approved by the State of Design Authority (or their delegated agent). You are required to assure the product is airworthy before it is returned to service.</P>
              <HD SOURCE="HD1">Related Information</HD>
              <P>(l) Refer to MCAI European Aviation Safety Agency Airworthiness Directive 2010-0201, dated October 5, 2010; BAE SYSTEMS (OPERATIONS) LIMITED Inspection Service Bulletin ISB.32-176, dated November 12, 2009; and Messier-Dowty Service Bulletin 146-32-157, dated February 12, 2009; for related information.</P>
            </EXTRACT>
          </SECTION>
          <SIG>
            <DATED>Issued in Renton, Washington on June 10, 2011.</DATED>
            <NAME>Ali Bahrami,</NAME>
            <TITLE>Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15538 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <CFR>18 CFR Chapter I</CFR>
        <DEPDOC>[Docket Nos. RM11-24-000 and AD10-13-000]</DEPDOC>
        <SUBJECT>Third-Party Provision of Ancillary Services; Accounting and Financial Reporting for New Electric Storage Technologies</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Energy Regulatory Commission, DOE.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of inquiry.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In this Notice of Inquiry (NOI), the Commission seeks comment on two sets of separate, but related issues. First, we seek comment on ways in which we can facilitate the development of robust competitive markets for the provision of ancillary services from all resource types. Second, the Commission is interested in issues unique to storage devices in light of the role they can play in providing multiple services, including ancillary services. As demonstrated by recent cases that have come before the Commission, there is growing interest in rate flexibility by both purchasers and sellers of ancillary services. A variety of resources are poised to provide ancillary services but may be frustrated from doing so by certain aspects of the Commission's market-based rate policies coupled with a lack of access to the information that could help satisfy the requirements of those policies. Those with an obligation to purchase ancillary services have raised concerns with the availability of those services. In reviewing ways to foster a more robust ancillary services market, the Commission identified certain issues regarding the use of electric storage as an ancillary service resource that warranted consideration. Over time, those issues expanded into more global questions as to the role that electric storage may play in a competitive market, including how electric storage should be compensated for the full range of services it provides under the Federal Power Act, and transparency issues regarding the Commission's current accounting and reporting requirements as applied to electric storage. As such, the Commission seeks comment on: Existing restrictions on third-party provision of ancillary services, irrespective of the technologies used for such provision; and the adequacy of current accounting and reporting requirements as they pertain to the oversight of jurisdictional entities using electric storage devices.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments are due August 22, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>You may submit comments, identified by docket number and in accordance with the requirements posted on the Commission's Web site,<E T="03">http://www.ferc.gov.</E>Comments may be submitted by any of the following methods:</P>
          <P>•<E T="03">Agency Web Site:</E>Documents created electronically using word processing software should be filed in native applications or print-to-PDF format and not in a scanned format, at<E T="03">http://www.ferc.gov/docs-filing/efiling.asp.</E>
          </P>
          <P>•<E T="03">Mail/Hand Delivery:</E>Commenters unable to file comments electronically must mail or hand deliver an original and copy of their comments to: Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street, NE., Washington, DC 20426. These requirements can be found on the Commission's Web site,<E T="03">see, e.g.</E>, the “Quick Reference Guide for Paper Submissions,” available at<E T="03">http://www.ferc.gov/docs-filing/efiling.asp,</E>or<PRTPAGE P="36401"/>via phone from Online Support at (202) 502-6652 or toll-free at 1-866-208-3676.</P>
          <P>
            <E T="03">Instructions:</E>For detailed instructions on submitting comments and additional information on the rulemaking process, see the Comment Procedures Section of this document.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Rahim Amerkhail (Technical Information), Office of Energy Policy and Innovation, Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426, (202) 502-8266.</P>
          <P>Christopher Handy (Accounting Information), Office of Enforcement, Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426, (202) 502-6496.</P>
          <P>Eric Winterbauer (Legal Information), Office of General Counsel, Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426, (202) 502-8329.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Notice of Inquiry</HD>
        <HD SOURCE="HD2">June 16, 2011</HD>
        <P>1. In this Notice of Inquiry (NOI), the Commission seeks comment on two sets of separate, but related issues. First, we seek comment on ways in which we can facilitate the development of robust competitive markets for the provision of ancillary services from all resource types. Second, the Commission is interested in issues unique to storage devices in light of the role they can play in providing multiple services, including ancillary services. As demonstrated by recent cases that have come before the Commission, there is growing interest in rate flexibility by both purchasers and sellers of ancillary services. A variety of resources are poised to provide ancillary services but may be frustrated from doing so by certain aspects of the Commission's market-based rate policies coupled with a lack of access to the information that could help satisfy the requirements of those policies. Those with an obligation to purchase ancillary services have raised concerns with the availability of those services. In reviewing ways to foster a more robust ancillary services market, the Commission identified certain issues regarding the use of electric storage as an ancillary service resource that warranted consideration. Over time, those issues expanded into more global questions as to the role that electric storage may play in a competitive market, including how electric storage should be compensated for the full range of services it provides under the Federal Power Act, and transparency issues regarding the Commission's current accounting and reporting requirements as applied to electric storage. As such, the Commission seeks comment on: (1) Existing restrictions on third-party provision of ancillary services, irrespective of the technologies used for such provision; and (2) the adequacy of current accounting and reporting requirements as they pertain to the oversight of jurisdictional entities using electric storage devices.</P>

        <P>2. More specifically, the Commission is interested in obtaining comments on: (1) Whether revising or replacing the restriction set forth in<E T="03">Avista Corp.</E>(referred to as the<E T="03">Avista</E>restriction),<SU>1</SU>
          <FTREF/>which prohibits third-party market-based sales of ancillary services to transmission providers seeking to meet their ancillary service obligations under the Open Access Transmission Tariff (OATT), absent a market study showing lack of market power, would help to facilitate the provision of ancillary services, and if so, how to balance that goal with the need to ensure just and reasonable rates; and(2) Whether revising the current accounting and reporting requirements as they pertain to regulatory oversight of jurisdictional entities using storage technologies is necessary.<SU>2</SU>
          <FTREF/>Related to the first inquiry, the Commission also seeks comment on whether the various cost-based compensation methods for frequency regulation that exist in regions outside of the current organized markets could be adjusted to address the same speed and accuracy issues identified in the recently-issued Frequency Regulation Notice of Proposed Rulemaking for organized wholesale energy markets.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>
            <E T="03">Avista Corp.,</E>87 FERC ¶ 61,223 (<E T="03">Avista), order on reh'g,</E>89 FERC ¶ 61,136 (<E T="03">Avista</E>Rehearing Order) (1999).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>These as well as several other issues were the subject of a Commission staff Notice of Request for Comment (Storage RFC) issued June 11, 2010. This proceeding focuses primarily on issues associated with the pricing of ancillary services and accounting and reporting requirements.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">Frequency Regulation Compensation in the Organized Wholesale Power Markets,</E>76 FR 11177 (Mar. 1, 2011), Notice of Proposed Rulemaking, FERC Stats. &amp; Regs. ¶ 32,672 (2011) (Frequency Regulation NOPR).</P>
        </FTNT>
        <HD SOURCE="HD1">I. Background</HD>
        <P>3. The Commission has initiated numerous actions over the last several decades to foster the development of competitive wholesale energy markets by ensuring non-discriminatory access and comparable treatment of resources in jurisdictional wholesale markets.<SU>4</SU>
          <FTREF/>The Commission most recently proposed to require all independent system operators (ISO) and regional transmission organizations (RTO) to compensate resources that provide frequency regulation in a manner that reflects the resource's performance in order to remedy undue discrimination.<SU>5</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See, e.g., Promoting Wholesale Competition Through Open Access Non-Discriminatory Transmission Services by Public Utilities; Recovery of Stranded Costs by Public Utilities and Transmitting Utilities,</E>Order No. 888, FERC Stats. &amp; Regs. ¶ 31,036, at 31,781 (1996),<E T="03">order on reh'g,</E>Order No. 888-A, FERC Stats. &amp; Regs. ¶ 31,048,<E T="03">order on reh'g,</E>Order No. 888-B, 81 FERC ¶ 61,248 (1997),<E T="03">order on reh'g,</E>Order No. 888-C, 82 FERC ¶ 61,046 (1998),<E T="03">aff'd in relevant part sub nom. Transmission Access Policy Study Group</E>v.<E T="03">FERC,</E>225 F.3d 667 (DC Cir. 2000),<E T="03">aff'd sub nom. New York</E>v.<E T="03">FERC,</E>535 U.S. 1 (2002);<E T="03">Market-Based Rates for Wholesale Sales of Electric Energy, Capacity and Ancillary Services by Public Utilities,</E>Order No. 697, FERC Stats. &amp; Regs. ¶ 31,252,<E T="03">clarified,</E>121 FERC ¶ 61,260 (2007),<E T="03">order on reh'g,</E>Order No. 697-A, FERC Stats. &amp; Regs. ¶ 31,268,<E T="03">clarified,</E>124 FERC ¶ 61,055,<E T="03">order on reh'g,</E>Order No. 697-B, FERC Stats. &amp; Regs. ¶ 31,285 (2008),<E T="03">order on reh'g,</E>Order No. 697-C, FERC Stats. &amp; Regs. ¶ 31,291 (2009),<E T="03">order on reh'g,</E>Order No. 697-D, FERCStats. &amp; Regs. ¶ 31,305 (2010);<E T="03">Preventing Undue Discrimination and Preference in Transmission Service,</E>Order No. 890, FERC Stats. &amp; Regs. ¶ 31,241,<E T="03">order on reh'g,</E>Order No. 890-A, FERC Stats. &amp; Regs. ¶ 31,261 (2007),<E T="03">order on reh'g,</E>Order No. 890-B, 123 FERC ¶ 61,299 (2008),<E T="03">order on reh'g,</E>Order No. 890-C, 126 FERC ¶ 61,228 (2009),<E T="03">order on reh'g,</E>Order No. 890-D, 129 FERC ¶ 61,126 (2009);<E T="03">Wholesale Competition in Regions with Organized Electric Markets,</E>Order No. 719, FERC Stats. &amp; Regs. ¶ 31,281 (2008);<E T="03">order on reh'g,</E>Order No. 719-A, FERC Stats. &amp; Regs. ¶ 31,292 (2009);<E T="03">order on reh'g,</E>Order No. 719-B, 129 FERC ¶ 61,252 (2009).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See supra</E>note 3.</P>
        </FTNT>
        <P>4. As a result of many of these actions, there has been entry not only of competitive generation but also new technologies like electric storage that can provide many of the same services as generation and even transmission. The Commission remains interested in the continued development of competitive markets for all services and in this inquiry considers the development of a more robust ancillary services market and issues unique to storage devices in light of the role they can play in providing multiple services, including ancillary services. We also note that the role electric storage and other new market entrants play in competitive markets is still evolving. With that evolution, the Commission must continue to assess the full value those resources provide to competitive markets and to ensure just and reasonable rates.</P>

        <P>5. In addition to the Commission's generic initiatives to further the development of competitive wholesale markets, the Commission has taken action on a case-by-case basis to remove barriers to the entry of new technologies. In certain areas of the country where FERC jurisdictional tariffs included provisions largely designed for thermal resources, and as<PRTPAGE P="36402"/>such presented barriers to the participation of other technologies like electric storage, the Commission has accepted a variety of proposed reforms. For example, Midwest Independent Transmission System Operator (Midwest ISO) and New York Independent System Operator, Inc. (NYISO) both have tariff provisions for managing the energy level of limited energy storage resources (LESRs) providing regulation service.<SU>6</SU>
          <FTREF/>Also under its tariff, NYISO has begun dispatching LESRs first and all other resources on a pro-rata basis.<SU>7</SU>
          <FTREF/>PJM Interconnection, L.L.C. (PJM) has tariff provisions excluding most of the energy used for charging several types of energy storage devices from its definition of station power load.<SU>8</SU>
          <FTREF/>In 2010, the California Independent System Operator Corporation (CAISO) revised the technical requirements for participation in its ancillary services market to allow non-generator resources to be treated on a comparable basis to generation resources.<SU>9</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See Midwest Indep. Trans. Sys. Operator, Inc.,</E>129 FERC ¶ 61,303 (2009);<E T="03">New York Indep. Sys. Operator, Inc.,</E>127 FERC ¶ 61,135 (2009).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See, e.g., New York Indep. Sys. Operator, Inc.,</E>127 FERC ¶ 61,135, at P 7 (2009).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See PJM Interconnection, L.L.C.,</E>132 FERC ¶ 61,203 (2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See California Independent System Operator Corporation,</E>132 FERC ¶ 61,211, at P 26 (2010).</P>
        </FTNT>

        <P>6. The Commission has also addressed specific proposals for flexibility of the Commission's policies and/or regulations. With regard to the Commission's<E T="03">Avista</E>policy, WSPP recently requested waiver of the<E T="03">Avista</E>restriction in order to allow market-based rate sales of ancillary services under proposed WSPP master sales agreement Schedules D and E for those sellers that have market-based rate authorization for energy but have not performed market studies for ancillary services or proposed any alternative mitigation measure to ensure just and reasonable ancillary service rates.<SU>10</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">WSPP Inc.</E>, 134 FERC ¶ 61,169 (2011) (<E T="03">WSPP</E>).</P>
        </FTNT>
        <P>7. The Commission has also entertained energy storage proposals by individual developers, some of which seek treatment only as competitive wholesale suppliers, and some of which seek treatment as transmission facilities. When faced with various proposals to use energy storage technologies for jurisdictional purposes, the Commission has analyzed the intended use and capability of storage proposals on a case-by-case basis.<SU>11</SU>
          <FTREF/>Where applicants have sought transmission rate recovery for storage assets, the Commission has also reviewed whether the proposal would result in: (1) Cross-subsidization of any competitive market sales by transmission customers; (2) inappropriate competitive impacts if one type of market participant were permitted to receive jurisdictional transmission ratebase treatment while other market participants are completely at risk in the market; and (3) a level of control in the operation of a storage facility by the RTO or ISO that could jeopardize its independence from market participants. These issues arise when a storage project seeks cost-based transmission rate authorization and proposes to participate in competitive wholesale energy and ancillary service markets. In contrast, where a storage project proposes only to participate in one or more competitive wholesale energy and ancillary service markets, these issues do not arise because there will be no associated cost-based transmission rate for the same storage asset.</P>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See, e.g., Western Grid Development, LLC,</E>130 FERC ¶ 61,056,<E T="03">reh'g denied,</E>133 FERC ¶ 61,029 (2010) (<E T="03">Western Grid</E>) and<E T="03">Nevada Hydro Co.</E>, 122 FERC ¶ 61,272 (2008) (<E T="03">Nevada Hydro</E>).</P>
        </FTNT>
        <P>8. In light of the growing interest in electric storage, Commission staff in June 2010 issued the Storage RFC to seek comment on a variety of issues including: Alternatives for categorizing and compensating storage services, including how best to develop rate policies that accommodate the flexibility of storage; whether the Avista restriction, which prohibits third-party provision of ancillary services at market-based rates to transmission providers seeking to meet their own ancillary services requirements, can pose an undue barrier to the development of storage facilities and other resources capable of providing ancillary services; and accounting and financial reporting matters as they relate to recovery of costs for electric storage technologies, noting that the Commission's accounting and financial reporting requirements currently do not contain specific accounting<SU>12</SU>
          <FTREF/>and related reporting requirements<SU>13</SU>
          <FTREF/>for new storage technologies. The Storage RFC noted that storage facilities are physically capable of providing a variety of services, including transmission service to unbundled transmission customers, enhancing the value of generation output sold at wholesale, and providing ancillary services.<SU>14</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">Uniform System of Accounts Prescribed for Public Utilities and Licensees Subject to the Provisions of the Federal Power Act</E>(USofA), 18 CFR part 101.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">Statements and Reports (Schedules),</E>18 CFR part 141.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>The Storage RFC also sought comment regarding rate treatment alternatives for electric storage technologies depending on the intended use or capability of the facility; possible business models for storage, including stand-alone storage; and new ancillary services products. The Commission will continue to review various proposals relevant to these issues on a case-by-case basis and does not seek further comment on these matters here.</P>
        </FTNT>
        <P>9. As a result of the information developed thus far through these various efforts, the Commission's inquiry in this proceeding considers, among other things, the application of the Avista policy. We believe that markets for ancillary services may not be developing in all regions of the country. This may be due in part to the nature of ancillary services and the lack of transparent information on the capability of individual resources to provide the various services, thus hindering sellers” ability in some regions of the country to perform market power studies to demonstrate the lack of market power. This coupled with a growing need for ancillary services to support grid functions in the face of potential changes in the portfolio of generation resources, entry of new technologies seeking to provide the services, and the growing interest of sellers and transmission providers to have flexibility in meeting ancillary services needs prompts this inquiry.</P>
        <P>10. We note that there are numerous issues embedded within these broad categories of inquiry and we encourage comment from all interested stakeholders. We further note, however, that we will continue to address additional matters regarding rate treatment and products for electric storage on a case-by-case basis.</P>
        <HD SOURCE="HD1">II. Discussion</HD>
        <HD SOURCE="HD2">A. Third-Party Provision of Ancillary Services and the Avista Restriction</HD>
        <P>11. The Commission, in Order No. 888,<SU>15</SU>
          <FTREF/>contemplated the idea of third parties (<E T="03">i.e.</E>, parties other than a transmission provider supplying ancillary services pursuant to its OATT obligation) providing ancillary services on other than a cost-of-service basis if such pricing was supported, on a case-by-case basis, by analyses that demonstrated that the seller lacks market power. The Commission in<PRTPAGE P="36403"/>Order No. 888 and later in<E T="03">Ocean Vista</E>
          <SU>16</SU>
          <FTREF/>offered guidance as to what should be included in a market power study for ancillary services, stating that the guidance was offered for two purposes: (1) To ensure that sellers of ancillary services do not exercise market power; and (2) to further the goal of promoting competition in ancillary service markets.</P>
        <FTNT>
          <P>
            <SU>15</SU>
            <E T="03">Promoting Wholesale Competition Through Open Access Non-Discriminatory Transmission Services by Public Utilities; Recovery of Stranded Costs by Public Utilities and Transmitting Utilities,</E>Order No. 888, FERC Stats. &amp; Regs. ¶ 31,036, at 31,781 (1996),<E T="03">order on reh'g,</E>Order No. 888-A, FERC Stats. &amp; Regs. ¶ 31,048,<E T="03">order on reh'g,</E>Order No. 888-B, 81 FERC ¶ 61,248 (1997),<E T="03">order on reh'g,</E>Order No. 888-C, 82 FERC ¶ 61,046 (1998),<E T="03">aff'd in relevant part sub nom. Transmission Access Policy Study Group</E>v.<E T="03">FERC,</E>225 F.3d 667 (DC Cir. 2000),<E T="03">aff'd sub nom. New York</E>v.<E T="03">FERC,</E>535 U.S. 1 (2002).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>
            <E T="03">Ocean Vista Power Generation, L.L.C.,</E>82 FERC ¶ 61,114 (1998) (<E T="03">Ocean Vista</E>).</P>
        </FTNT>
        <P>12. In<E T="03">Avista,</E>the Commission discussed in detail the data problems associated with performing a market power study and adopted a policy allowing third-party ancillary service providers that could not perform a market power study to sell certain ancillary services at market-based rates with certain restrictions.<SU>17</SU>
          <FTREF/>Specifically, the Commission allowed a market participant with market-based rate authorization to sell ancillary services at market-based rates to transmission customers that would otherwise purchase ancillary services from a public utility transmission provider. However, the Commission prohibited sales of ancillary services at market-based rates by a third-party supplier in the following situations: (1) Sales To an RTO or an ISO, which has no ability to self-supply ancillary services but instead depends on third parties;<SU>18</SU>
          <FTREF/>(2) to address affiliate abuse concerns, sales to a traditional, franchised public utility affiliated with the third-party supplier, or sales where the underlying transmission service is on the system of the public utility affiliated with the third-party supplier;<SU>19</SU>
          <FTREF/>and (3) sales to a public utility that is purchasing ancillary services to satisfy its own OATT requirements to offer ancillary services to its own customers.<SU>20</SU>
          <FTREF/>The Commission further stated that it was open to considering requests to make ancillary services sales at market-based rates in such circumstances on a case-by-case basis.<SU>21</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>17</SU>The authorization in<E T="03">Avista</E>extended to the following four ancillary services: Regulation Service, Energy Imbalance Service, Spinning Reserves, and Supplemental Reserves.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>18</SU>Subsequently, as the Commission recognized in Order No. 697, most RTOs and ISOs developed formal ancillary service markets and performed associated market power studies, thus rendering this component of the<E T="03">Avista</E>policy largely superfluous.<E T="03">See</E>Order No. 697, FERC Stats. &amp; Regs. ¶ 31,252 at n.1194 and P 1069.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>19</SU>We are not aware of any need to revise this second component of the<E T="03">Avista</E>policy.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>20</SU>
            <E T="03">Avista,</E>87 FERC ¶ 61,223 at n.12.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>21</SU>
            <E T="03">Id.</E>The Commission has granted waiver of the<E T="03">Avista</E>restrictions on a case-by-case basis.<E T="03">See, e.g., NorthWestern Corp. and Powerex Corp.,</E>121 FERC ¶ 61,204 (2007) (granting Powerex limited waiver of the prohibition against making sales of ancillary services at market-based rates to public utilities that are purchasing such services to satisfy their own OATT requirements to offer ancillary services to their customers and accepting an agreement between NorthWestern and Powerex following a competitive solicitation under which Powerex will sell regulating reserve services to NorthWestern at market-based rates for a one-year period);<E T="03">Powerex Corp.,</E>125 FERC ¶ 61,179 (2008) (granting Powerex limited waiver of the prohibition from making sales of ancillary services at market-based rates to public utilities that are purchasing such services to satisfy their own OATT requirements to offer ancillary services to their customers and conditionally accepting an agreement between NorthWestern and Powerex following a competitive solicitation under which Powerex will sell regulating reserve services to NorthWestern at market-based rates over a two-year period, subject to extension for an additional year);<E T="03">NorthWestern Corp.,</E>125 FERC ¶ 61,178 (2008) (accepting an agreement between NorthWestern and Public Utility District No. 2 of Grant County, Washington, following a competitive solicitation under which Grant County will sell regulating reserve services to NorthWestern at market-based rates over a two-year period, subject to extension).</P>
        </FTNT>
        <P>13. In the<E T="03">Avista</E>Rehearing Order, the Commission clarified that although Avista prohibits third-party ancillary services suppliers from selling to transmission providers in order for transmission providers to meet their own ancillary service requirements, a transmission provider could purchase from a third-party supplier to permit it to offer third-party ancillary services off of its system.<SU>22</SU>
          <FTREF/>The Commission explained:</P>
        <FTNT>
          <P>
            <SU>22</SU>
            <E T="03">Avista</E>Rehearing Order, 89 FERC at 61,391.</P>
        </FTNT>
        
        <EXTRACT>
          <P>We are able to grant blanket authority for flexible pricing only because the price charged by the third-party supplier is disciplined by the obligation of the transmission provider to offer these services under cost-based rates. This discipline could be thwarted if the transmission provider could substitute purchases under non-cost-based rates for its mandatory service obligation.<SU>23</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>23</SU>
              <E T="03">Id.</E>
            </P>
          </FTNT>
        </EXTRACT>
        
        <FP>The Commission concluded that the protection of the “backstop of cost-based ancillary services from the transmission provider will provide an appropriate and effective safeguard against potential anti-competitive behavior.”<SU>24</SU>
          <FTREF/>
        </FP>
        <FTNT>
          <P>
            <SU>24</SU>
            <E T="03">Avista,</E>87 FERC ¶ 61,136 at 61,883.</P>
        </FTNT>

        <P>14. Accordingly, absent market studies showing a lack of market power,<E T="03">Avista</E>placed a restriction on third-party market-based sales of ancillary services to utilities seeking to meet their OATT obligations. Under the Commission's<E T="03">Avista</E>policy, third-party sellers that want to sell at market-based rates to a transmission provider seeking to meet its OATT ancillary service obligations must perform a market power study; third party sellers that desire to sell ancillary services at market-based rates to entities other than transmission providers may do so without restriction.<SU>25</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>25</SU>Although there is no restriction on these sales, the transmission provider's OATT rate theoretically serves as a check on prices because potential buyers can always resort to OATT service.</P>
        </FTNT>
        <P>15. Recently, WSPP requested waiver of the<E T="03">Avista</E>restriction in order to allow market-based rate sales of ancillary services under proposed WSPP master sales agreement Schedules D and E for those sellers that have market-based rate authorization for energy but did not perform market studies for ancillary services or proposed any alternative mitigation measure to ensure just and reasonable ancillary service rates.<SU>26</SU>
          <FTREF/>In support, WSPP stated that the<E T="03">Avista</E>restrictions have foreclosed the development of third-party ancillary services markets and relegated transmission providers to provide their own reserves through self-supply.<SU>27</SU>
          <FTREF/>WSPP also argued that there are two reasons why market power studies are feasible in RTO/ISO regions but not elsewhere: (1) Centralized RTO/ISO markets and related access to data ease the way for performance of studies; and (2) RTO/ISOs have ready staffs and funds through which studies are feasible.<SU>28</SU>
          <FTREF/>The Commission rejected WSPP's request as it related to sales by a third-party supplier to satisfy the purchasing transmission provider's own OATT requirements to offer ancillary services to its customers. The Commission explained that:</P>
        <FTNT>
          <P>
            <SU>26</SU>
            <E T="03">WSPP,</E>134 FERC ¶ 61,169 at P 5.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>27</SU>WSPP, Answer, Docket No. ER10-2295-000, at 4 (Filed December 10, 2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>28</SU>
            <E T="03">Id.</E>at 5.</P>
        </FTNT>
        
        <EXTRACT>
          <P>(w)hile the Commission wishes to foster entry into ancillary service markets, we also must guard against potential anticompetitive behavior by third-party suppliers who may have market power. We cannot simply assume that no anticompetitive behavior would occur were we to grant WSPP's request.<SU>29</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>29</SU>
              <E T="03">WSPP,</E>134 FERC ¶ 61,169 at P 24.</P>
          </FTNT>
        </EXTRACT>
        
        <FP>The Commission noted, however, that it remains open to new approaches to selling reserve services at market-based rates and encouraged WSPP to submit a revised proposal that addresses the Commission's concerns.</FP>
        

        <P>16. As indicated both in comments to the Storage RFC and the recent<E T="03">WSPP</E>filing that sought waiver of the<E T="03">Avista</E>restrictions,<SU>30</SU>

          <FTREF/>market participants are looking for additional flexibility regarding the<E T="03">Avista</E>restrictions, partly because the most significant market for ancillary services is likely to be transmission providers seeking to meet their OATT ancillary service<PRTPAGE P="36404"/>obligations. Furthermore, NorthWestern indicated in a filing before the Commission that it was unable to find sellers of ancillary services when it issued a request for proposals, noting that only two offers were able to satisfy the technical requirements and time commitments set forth in the request for proposals from the 70 entities that received the request for proposals.<SU>31</SU>
          <FTREF/>Several commenters in response to the Storage RFC also argue that experience has proven this restriction to be unnecessary, potentially harmful to both load-serving entities and would-be third-party suppliers of ancillary services, and a barrier to the use of storage technologies to provide ancillary services.<SU>32</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>30</SU>WSPP's request for waiver was rejected by the Commission.<E T="03">Id.</E>P 27.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>31</SU>
            <E T="03">See NorthWestern,</E>121 FERC ¶ 61,204 at P 6 (2007).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>32</SU>
            <E T="03">See,</E>
            <E T="03">e.g.</E>, AEP August 9, 2010 Comments at 15 and EEI August 9, 2010 Comments at 9.</P>
        </FTNT>
        <P>17. As the Commission explained in<E T="03">WSPP,</E>
          <SU>33</SU>
          <FTREF/>the prohibition on third-party ancillary service sales to transmission providers seeking to meet their own ancillary service requirements was designed to address the Commission's concern that the backstop of cost-based ancillary services from the transmission provider would not remain an effective safeguard against anti-competitive behavior by third-party sellers, if the transmission provider's OATT rates were allowed to include a pass through of purchases under non-cost-based rates from third parties who had not performed a market power study.</P>
        <FTNT>
          <P>
            <SU>33</SU>WSPP, 134 FERC ¶ 61,169 at P 26.</P>
        </FTNT>

        <P>18. However, we acknowledge the interest in creating a market for certain ancillary services and recognize concerns sellers have about being unable to conduct formal market power studies. We therefore request comment on possible ways of modifying the<E T="03">Avista</E>restriction while ensuring just and reasonable rates, including comments on possible reforms to the Commission's market power study requirements and ideas for alternative mitigation to permit rate flexibility. Specifically, we request comment on the following.</P>
        <HD SOURCE="HD3">1. Market Power Study</HD>

        <P>19. Concerns regarding the ability of a seller to perform a market power study for ancillary services that were present at the time of<E T="03">Avista</E>appear to remain today for sellers in some regions of the country. As such:</P>
        <P>a. Is information on individual generating unit frequency regulation, spinning and non-spinning reserve capability publicly available?</P>

        <P>b. If the Commission retains the requirement of a formal market power study as described in Order No. 888 and<E T="03">Ocean Vista</E>for third party provision of ancillary services to transmission providers, what specific information and tools would be useful to the development of these studies?</P>

        <P>c. What are some of the ways/vehicles that the information above can be made publicly available,<E T="03">e.g.</E>, Commission reporting requirement or voluntary posting?</P>
        <P>d. If commercial sensitivity is an issue, is there an appropriate time lag for making information available?</P>
        <P>e. While market power analyses have been performed within the organized wholesale energy markets, are there alternative market power studies, for example that use less granular data, or take other steps like appropriate simplifying assumptions, that could be used in other regions to establish whether a seller of ancillary services has market power?</P>
        <HD SOURCE="HD3">2. De Minimis Threshold Below Which Market-Based Rates Authorized</HD>

        <P>20. In lieu of requiring sellers to submit formal market power studies, should the Commission establish a measure of<E T="03">de minimis</E>market presence that would justify a grant of market based-rate authority? Specifically:</P>
        <P>a. Should the Commission establish a capacity threshold to determine whether an entity has market power, so that an entity that owns or controls less than a threshold amount of capacity would be presumed to lack market power in the market for provision of ancillary services? If so, what would be an appropriate level for this threshold?</P>

        <P>b. Alternatively, should the Commission establish a presumption that an entity that provides less than a threshold amount of ancillary services over a defined period lacks market power in the relevant market for such services? If yes, what would be an appropriate level for this threshold? Over what time period(s) should the threshold be established (<E T="03">e.g.</E>, annual, hourly, daily)? Would it be appropriate to make new generating units or other resources eligible for this exemption based on their maximum potential sales of ancillary services?</P>

        <P>c. Should the threshold be set for individual ancillary services or should it be set for multiple ancillary services that often are good substitutes (<E T="03">e.g.</E>, spinning and supplemental reserves)?</P>
        <P>d. Would it be appropriate to vary the threshold across different balancing authority areas and/or different regions?</P>

        <P>e. Should entities that receive authorization to provide ancillary services at market-based rates based on a<E T="03">de minimis</E>presence be subject to a periodic filing requirement and/or a “change in status” filing requirement to ensure that they continue to meet the threshold?</P>
        <HD SOURCE="HD3">3. Alternative Mitigation To Permit Rate Flexibility</HD>

        <P>21. In lieu of requiring that sellers desiring to make sales to transmission providers submit formal market power studies, are there other measures that could be taken to allow such sales and yet ensure just and reasonable rates for third-party market-based ancillary services? That is, could the Commission replace the<E T="03">Avista</E>restriction with some other means of ensuring that the backstop of cost-based ancillary services from the transmission provider will continue to provide an appropriate and effective safeguard against potential anti-competitive behavior?</P>
        <P>a. Would ensuring that transmission providers do not automatically pass through the price of any non-cost-based third-party purchases that exceed their OATT rate permit the backstop of cost-based ancillary services from the transmission provider to continue mitigating third-party market power?</P>
        <P>b. Alternatively, would it be appropriate to waive the current third-party sales restriction in cases where the purchasing transmission provider voluntarily commits not to pass-through the price of non-cost-based third-party purchases that exceed its OATT rates to its wholesale and native load retail customers? Would such a commitment by the purchasing transmission provider adequately ensure the continued value for third-party market power mitigation of the OATT cost-based rate backstop, while still permitting third-party sales to transmission providers?</P>
        <P>c. As another alternative, in recognition that new entrants” costs may be higher than those reflected in current OATT rates, we seek comment on an explicit price-cap for third-party sales to utilities to serve their OATT ancillary service obligations based on the purchasing utility's Commission-approved OATT rate plus an adder. For example, would an OATT-based cost cap set at 105 percent of the purchasing utility's existing OATT rate be appropriate given the potentially higher costs of new entrants?<SU>34</SU>

          <FTREF/>Would a cap equal to 105 percent of the purchasing transmission provider's OATT rate generally be high enough to cover the costs of new entrants and facilitate a<PRTPAGE P="36405"/>market for ancillary services? If not, how much of an adder would be needed to cover the costs of new entrants? If such a new resource margin is used, should the Commission limit its use to sales among non-affiliated companies? In addition, should a new resource margin be disallowed for sales between transmission providers?<SU>35</SU>
          <FTREF/>If such a new resource margin is used, should the Commission limit its use to times when the purchasing transmission provider has to rely on the third party provider?</P>
        <FTNT>
          <P>
            <SU>34</SU>A five percent margin might be justified on the basis of our delivered price test in market-based rate proceedings, which defines who is in the relevant market by looking at generators whose delivered costs of power are within five percent of the market price.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>35</SU>For purposes of this question, our use of the term transmission provider includes sales by its wholesale merchant function.</P>
        </FTNT>
        <P>d. We also seek comment on whether the WSPP Agreement<SU>36</SU>
          <FTREF/>is an adequate vehicle for implementing a cost-based rate cap for ancillary service rates. If such a cap were established, should provision of all ancillary services made under the WSPP Agreement that remain at or below such cost-justified rate caps be considered just and reasonable, with no further mitigation measures needed? We seek comment on the following issues with respect to setting a cost-cap in the WSPP Agreement: How would such a cost cap be determined? Should such a cap for ancillary services be subject to the same requirements as the “up to” cap for power and energy in the current WSPP Agreement? Alternatively, could an experimental cap be based on the average ancillary service cost of all OATT sellers participating in the WSPP Agreement? Would it be sufficient to base an experimental cap on the costs of a “representative sample” of OATT sellers participating in the WSPP Agreement? How would a “representative sample” be determined? Should the cap include a new resource margin as described above? If yes, how would an appropriate adder be determined? Should a market monitor be established to oversee provision of ancillary service under the WSPP Agreement? Should this proposal be structured as a temporary pilot program, as were the original WSPP service schedules for market-based sales of energy and capacity?</P>
        <FTNT>
          <P>

            <SU>36</SU>The WSPP Agreement was initially accepted by the Commission on a non-experimental basis in 1991, and provided for flexible pricing for coordination sales and transmission services.<E T="03">See Western Sys. Power Pool, 55 FERC ¶ 61,099, order on reh'g,</E>55 FERC ¶ 61,495 (1991)<E T="03">aff'd in relevant part and remanded in part sub nom. Environmental Action and Consumer Federation of America</E>v.<E T="03">FERC, 996 F.2d 401, 302 U.S. App. D.C. 135 (DC Cir. 1992), order on remand,</E>66 FERC ¶ 61,201 (1994). The WSPP Agreement as it exists today permits sellers of electric energy to charge either an uncapped market-based rate (for public utility sellers, they must have obtained separate market-based rate authorization from the Commission to do this), or an “up to” cost-based ceiling rate. For sellers without market-based rate authority, the cost-based rate under the WSPP Agreement consists of an individual seller's forecasted incremental cost plus an “up to” demand charge based on the average fixed costs of a subset of the original parties to the WSPP Agreement, so long as the seller can justify the use of this charge based on its own fixed costs. Otherwise, the seller must file a separate stand-alone rate schedule that is cost-justified based on the individual seller's own costs. Currently, there are over 300 parties to the WSPP Agreement located throughout the United States and Canada, including private, public and governmental entities, financial institutions and aggregators, and wholesale and retail customers.</P>
        </FTNT>
        <P>e. Competitive solicitations can be one way of assuring just and reasonable rates. If transmission providers undertook open and transparent competitive solicitations would this help to facilitate the provision of ancillary services and ensure just and reasonable rates? Could a standardized competitive solicitation process be developed for particular regions or markets?</P>
        <P>f. Finally, we seek comments on any other potential methods of mitigation, which would ensure that third-party provision of ancillary services at market-based rates remain just and reasonable, while facilitating the development of a competitive market.</P>
        <HD SOURCE="HD3">4. Advancing the Goals of the Frequency Regulation NOPR in all Regions</HD>
        <P>22. In the Frequency Regulation NOPR, we proposed to require all ISOs and RTOs to compensate resources that provide frequency regulation in a manner that reflects the resource's performance in order to remedy undue discrimination.<SU>37</SU>
          <FTREF/>In comments in that proceeding, NaturEner questioned whether the NOPR proposal can be extended to the areas outside of RTOs and ISOs.<SU>38</SU>
          <FTREF/>As the Frequency Regulation NOPR notes, outside of RTOs and ISOs, transmission providers typically procure frequency regulation resources as part of their overall mix of resources, and seek cost recovery for those resources through a cost-based rate.<SU>39</SU>
          <FTREF/>Assuming a third-party purchase is allowed and pass-through has been permitted as discussed earlier, we seek comment on whether transmission providers could compensate the frequency regulation resources they procure based on the principles proposed in the Frequency Regulation NOPR, and seek to include such costs in their Schedule 3 rates. Accordingly, we seek comment on whether the goals of the Frequency Regulation NOPR can be extended to regions outside the organized wholesale energy markets. Because these regions largely lack competitive markets for ancillary services, the Commission seeks comments on different potential frameworks under which the speed and accuracy of frequency regulation resources might be appropriately valued.</P>
        <FTNT>
          <P>
            <SU>37</SU>
            <E T="03">Frequency Regulation Compensation in the Organized Wholesale Power Markets,</E>FERC Stats. &amp; Regs. ¶ 36,672 (2011) (Frequency Regulation NOPR).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>38</SU>
            <E T="03">See</E>NaturEner, Comments, Docket No. RM11-7-000, at 3-4 (filed May 2, 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>39</SU>
            <E T="03">See</E>Frequency Regulation NOPR, 134 FERC ¶ 61,124 at n.8.</P>
        </FTNT>
        <P>a. Were we to allow a cost-based cap for frequency regulation service in the WSPP Agreement as described above, how could that cap reflect an individual resource's performance?</P>

        <P>b. Should we allow transmission customers that self-supply frequency regulation service to determine the amount of capacity they procure based on the third-party resource's performance capability? For instance, if a transmission customer is required to purchase 2 MW of frequency regulation service under<E T="03">pro forma</E>OATT Schedule 3, should we allow that customer to purchase less capacity if it purchases from a resource that responds more quickly and accurately than the resources the transmission provider uses to provide service under Schedule 3? If so, how should we determine the amount of capacity the transmission customer is required to purchase?</P>
        <P>c. Is there any other way to extend the goals of the Frequency Regulation NOPR outside of the ISOs and RTOs?</P>
        <HD SOURCE="HD2">B. Accounting and Reporting Requirements for Energy Storage Resources</HD>
        <P>23. The Commission's accounting<SU>40</SU>
          <FTREF/>and financial reporting requirements<SU>41</SU>
          <FTREF/>for public utilities<SU>42</SU>
          <FTREF/>are designed to provide information about a reporting entity's financial condition and results of operation. This information is important in developing and monitoring rates, making policy decisions, and informing the Commission and the public about the activities of entities that are subject to these accounting and reporting requirements.<SU>43</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>40</SU>18 CFR part 101.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>41</SU>18 CFR part 141.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>42</SU>The term “Public Utility” means any person who owns or operates facilities subject to the jurisdiction of the Commission under the Federal Power Act. 18 CFR part 101 (Definition No. 29).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>43</SU>Applicants for market-based rate authority that do not sell under cost-based rates frequently seek and typically are granted waiver of many or all of these requirements.</P>
        </FTNT>

        <P>24. Under the Commission's accounting and reporting requirements, public utilities must record and classify electric plant assets in the prescribed primary plant accounts based on the purpose served or use of the asset to<PRTPAGE P="36406"/>produce, transmit, or distribute electric energy. In addition, public utilities must also record and classify operation and maintenance (O&amp;M) expenses related to such plant assets based on the specific activity the efforts support. The electric plant assets and related O&amp;M expenses must be reported in annual and quarterly FERC Form Nos. 1, 1-F, and 3-Q reports<SU>44</SU>
          <FTREF/>that are maintained in accordance with the Uniform System of Accounts (USofA).<SU>45</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>44</SU>FERC Form No. 1, Annual Report for Major Electric Utilities, Licensees and Others (Form No. 1), 18 CFR 141.1; FERC Form No. 1-F, Annual Report for Nonmajor Public Utilities and Licensees (Form No. 1-F), 18 CFR 141.2; and FERC Form No. 3-Q, Quarterly Financial Report of Electric Utilities, Licensees, and Natural Gas Companies (Form No. 3-Q), 18 CFR 141.400.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>45</SU>18 CFR part 101.</P>
        </FTNT>
        <P>25. The roles of conventional production, transmission, and distribution resources are well understood and each has established method(s) of accounting, reporting, and cost-based rate recovery. However, the same is not necessarily true of new energy storage resources,<SU>46</SU>
          <FTREF/>which can operate in ways that resemble production, transmission and/or distribution.<SU>47</SU>
          <FTREF/>Energy storage resources are generally capable of providing multiple services with various benefits to the grid. Moreover, while committing not to provide other services is one method of addressing the Commission's concerns with cross-subsidization and inappropriate competitive impacts when a storage device seeks transmission rate recovery, the Commission remains open to alternative proposals to address those concerns. Accordingly, public utilities using energy storage resources might seek multiple methods of cost recovery for their investments in, and use of, the assets to provide various utility services. Consequently, due to the potential to use certain storage technologies to provide multiple services and the possibility that a public utility could simultaneously recover costs under both cost-based and market-based rates, the Commission seeks comment on whether current accounting and reporting requirements for activities and costs relating to the operations of new electric energy storage resources provide sufficient transparency.</P>
        <FTNT>
          <P>
            <SU>46</SU>Pumped storage hydroelectric facilities are also energy storage resources. However, like other conventional production assets, the Commission has established methods of accounting, reporting and rate recovery associated with operation of pumped storage resources. Thus, we do not seek comment on whether the current accounting and reporting requirements for pumped storage hydroelectric assets or operations should be revised.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>47</SU>For example, like a generator, an energy storage resource may be able to act as a power marketer, arbitraging differences in peak and off-peak energy prices or selling ancillary services; and similar to a transmission asset (<E T="03">e.g.</E>, a capacitor) an energy storage resource could provide voltage support on the grid, or serve other purposes that support transmission service.</P>
        </FTNT>
        <P>26. In addition, there are questions concerning the concept of using a storage device to provide a transmission service and using a storage device to “substitute” for, or defer, a certain amount of transmission service. Transmission service is the movement of electric energy over distance. To the extent that storage devices like capacitor banks and batteries are used, for example, to provide reactive support to help move electric energy over distance, the Commission has found that the cost can be considered part of the cost of providing transmission service in those circumstances. The storage device in this scenario is “used and useful” to the provision of transmission service, and thus its costs may be included in the rates that transmission customers pay. By contrast, the use of storage for transmission deferral or substitution is arguably different from the provision of transmission service subject to our rate jurisdiction. This is because, rather than supporting the movement of electric energy over distance, this concept posits the use of storage or other assets to provide electric energy at a given point on the system as a replacement for a certain amount of transmission service from elsewhere to that point on the system. The Commission seeks comment on this distinction.</P>
        <P>27. In the Storage RFC, Staff invited comments on, among other things, accounting and reporting modifications to the Commission's accounting and financial reporting requirements, which might facilitate the development and monitoring of rates related to new electric energy storage resources for cost-of-service rate purposes.</P>
        <P>28. Numerous comments were received regarding the need for updating the USofA and FERC annual reports. Some commenters were supportive of revising the Commission's current accounting and reporting requirements to accommodate new electric energy storage resources;<SU>48</SU>
          <FTREF/>other commenters indicated that revisions are unnecessary as the current requirements sufficiently accommodate energy storage.<SU>49</SU>
          <FTREF/>However, most comments received were general in nature. Therefore, the Commission seeks specific details regarding whether and, if so how, to amend the current accounting and reporting requirements to specifically account for and report energy storage operations and activities.</P>
        <FTNT>
          <P>
            <SU>48</SU>
            <E T="03">See, e.g.</E>, AEP August 9, 2010 Comments at 7; ITC Companies August 9, 2010 Comments at 14; and M-S-R Public Power Agency and the City of Santa Clara, California August 9, 2010 Comments at 13.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>49</SU>
            <E T="03">See, e.g.</E>, NRECA August 6, 2010 Comments at 13; AES Energy Storage, LLC August 9, 2010 Comments at 8; and FirstEnergy August 9, 2010 Comments at 6.</P>
        </FTNT>
        <HD SOURCE="HD1">Proposed Accounting and Reporting for Comment</HD>
        <P>29. The Commission's existing accounting requirements stipulate that utility plant costs be classified and accounted for in the following functional classifications: Steam Production, Nuclear Production, Hydraulic Production, Other Production, Transmission, Distribution, Regional Transmission and Market Operation, and General.<SU>50</SU>
          <FTREF/>These plant classifications have associated primary plant accounts as well as O&amp;M expense accounts. However, none of the primary plant or O&amp;M expense accounts specifically provides for the accounting of costs related to new energy storage resources and operations.</P>
        <FTNT>
          <P>
            <SU>50</SU>In the Form Nos. 1 and 1-F, the Steam, Nuclear, Hydraulic, and Other plant functions are grouped as “Production Plant” functions.</P>
        </FTNT>
        <P>30. As such, it may be difficult for owners of these technologies to complete their reporting requirements. This in turn would make it difficult for regulators to determine costs and establish appropriate rates for new energy storage technologies. Therefore, the Commission is seeking comments on accounting for the costs of energy storage resources and associated O&amp;M expenses.</P>
        <P>31. In addition, as detailed below, some public utilities will need to purchase or internally generate power for use in storage operations. However, the USofA does not have specific accounts for recording the cost of power purchased or generating expenses incurred in storage operations. Therefore, we seek comments on the appropriate accounting for these items.</P>

        <P>32. Public utilities that receive rate approval to recover cost under more than one cost recovery method can potentially earn multiple revenue streams from the provision of multiple services using a single storage unit or system. This can lead to revenues earned pursuant to services provided under a cost-based rate subsidizing the cost of a different service that is provided under a market-based rate or vice-versa. If this occurs, the Commission's rule against cross-subsidization would be violated and its ability to appropriately develop and monitor cost-based rates of energy storage operations would be impacted.<PRTPAGE P="36407"/>Therefore the Commission seeks comments on accounting for revenues of energy storage operations.</P>
        <P>33. Lastly, to address our transparency concerns for Form Nos. 1 and 1-F as they relate to reporting requirements associated with energy storage assets and operations, we seek comments on changes to the forms that may be needed to enhance their usefulness regarding the development and monitoring of cost-based rates.</P>
        <HD SOURCE="HD3">1. New and Modified Plant Accounts</HD>
        <P>34. As we have indicated, the costs of new energy storage technologies are not explicitly provided for in the existing primary plant accounts. The Commission seeks comment on how to provide for financial transparency of these costs, as well as how to address issues that may develop in accounting and reporting for storage assets due to the potential to use the assets to provide multiple services.</P>
        <P>35. We believe there may be a number of options to address these issues. For example, new plant accounts could be added to the production and transmission functions and an existing plant account could be revised in the distribution function. The account that could be revised in the distribution function is Account 363, Storage Battery Equipment.</P>
        <P>36. The current instructions of Account 363 provide for the inclusion of the cost of storage battery equipment used for the purpose of supplying electricity to meet emergency or peak demands. The instructions to Account 363 could be revised to expand the items includible in the account to recognize the unique operating characteristics of new energy storage technologies which may provide services other than supplying electricity to meet emergency or peak demands.<SU>51</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>51</SU>For example, as a distribution resource recorded in the account the asset could assist with frequency or voltage regulation which, at times, may require it to withdraw electricity from the grid rather than supply it and for purposes other than to meet emergency or peak demands.</P>
        </FTNT>
        <P>37. We seek comment on these ideas and any alternatives that commenters may propose. Specifically:</P>
        <P>a. Should new accounts for energy storage plant and equipment be created and an existing account be revised as discussed in the above example, should new accounts be created and no existing accounts used, or do the existing primary plant accounts sufficiently provide for energy storage plant and equipment? Please elaborate. Also, if applicable, provide examples of new accounts and existing accounts, including account instructions that could be created or revised to account for energy storage resources.</P>
        <P>b. If the Commission were to continue use of existing primary plant accounts for energy storage resources, which accounts will provide the transparency needed to develop and monitor cost-based rates? Would revisions to the instructions of the accounts be required to account for energy storage resources? If so, please provide insight into what may be required.</P>

        <P>c. Should the cost of new energy storage plant and equipment be recorded within existing utility plant functional classifications (<E T="03">i.e.</E>, transmission, distribution, and production) or should a new functional classification be created for energy storage? What are the benefits of one approach over the other? If the Commission were to create a new classification(s), please comment on the specific plant accounts and account instructions that would be created or modified for inclusion in the new asset class.</P>
        <P>d. Are there any other accounting issues that relate to accounting for energy storage plant and equipment that should be considered? If so, provide options to address the issues.</P>
        <HD SOURCE="HD3">2. Cost of Power Used in Storage Operations</HD>
        <P>38. Some public utilities operating storage resources may purchase electricity and store it to arbitrage the difference between the sales price of on-peak and off-peak electricity. In these instances, public utilities will typically purchase and store low cost off-peak electricity that they will sell at higher prices during on-peak periods. The USofA requires that purchases of power for resale be recorded at cost in Account 555, Purchased Power. Thus, this account may sufficiently provide for the recording of the cost of electricity stored in storage operations that is sold in wholesale electricity markets.</P>
        <P>39. Additionally, Account 555 also provides for the recording of net settlements for the exchange of electricity or power. Exchange transactions may involve exchanges such as off-peak energy for on-peak energy or transactions under pooling or interconnection agreements wherein there is a balancing of debits and credits for energy or capacity. The net settlement amount is generally the difference between the cost of power received and the cost of power returned at the respective transaction periods over an agreed upon timeframe.</P>
        <P>40. Public utilities engaging in such exchange transactions could be required to record the net settlement amount in Account 555 consistent with the instructions of the account. Also, consistent with these instructions, distinct purchases and sales that are not exchange transactions would be recorded as separate purchases and sales. In this case, purchases made for resale purposes could be recorded in this account; however, if the purchase is not made for resale purposes then the transaction may need to be reported in a different account.</P>
        <P>41. Electricity used in storage operations will not be purchased for resale or through exchange transactions in all instances. For example, electricity may be purchased and stored for later use in the provision of transmission services or for other jurisdictional or non-jurisdictional purposes. Moreover, some RTO tariffs may permit the energy that storage facilities absorb and return as part of their provision of frequency regulation services to be netted such that no purchase of energy for resale occurs; only the energy lost in conversion is purchased as part of station power load, and that purchased power is not resold. Since Account 555 does not specifically provide for recording the cost of power purchased and consumed while providing this and similar types of energy consuming services the account may not be the appropriate account to record the power purchases.</P>
        <P>42. In some cases, depending on the operating characteristics of a storage resource or the utility services it provides, a public utility may be required to sustain a particular state of charge on its storage device to provide utility service. For example, if a storage device is primarily intended to provide reserves, then it needs to maintain an appropriate state of charge to allow it to discharge the reserved power when needed. In contrast, if a storage device is primarily intended to provide frequency regulation, which it will do through nearly continuous and off-setting charge/discharge operations, then it may not need to achieve any one particular beginning state of charge in order to provide the targeted utility service.</P>

        <P>43. With respect to energy storage devices that must sustain a particular state of charge to provide a particular service, the conversion and storage process charges the device so that it reaches the state of charge or capacity necessary for doing work. To initially attain and to sustain a particular state of charge where needed, public utilities may internally generate electricity, purchase it in retail or wholesale markets, or engage in exchange<PRTPAGE P="36408"/>transactions with merchant generators or centrally dispatched power pools.</P>
        <P>44. The cost of power purchased to initially attain a specific state of charge at the first installation of the storage assets, prior to the commencement of utility service, could be considered a base charge and accounted for as such by being included in the total cost of the asset. Further, public utilities that must purchase or internally generate power to sustain a working state of charge could possibly account for the cost of purchased power or generation by recording it in existing accounts such as Account 555, Purchased Power, Account 501, Fuel, or other existing O&amp;M expense accounts, as appropriate. The Commission seeks comment on these ideas, as well as alternatives. Specifically:</P>
        <P>a. Should power purchased and stored for resale be recorded in Account 555? Would revisions to the instructions of the account be required to account for the power purchases; if so, please provide insight into what may be required. Are there any alternative methods to account for these costs?</P>
        <P>b. Should power purchased that will not be sold for resale but will instead be consumed during the provision of services such as frequency regulation be accounted for in Account 555, or a different existing O&amp;M expense account? Please elaborate. Also, should new accounts be created or, alternatively, should existing accounts be revised? We welcome examples of new or existing accounts and instructions that could be created or revised, respectively, to account for power purchased for use in storage operations.</P>
        <P>c. We also seek comment on whether power purchased to initially attain a state of charge should be accounted for as a base charge and included as a component cost of energy storage plant and equipment. Are there any alternative methods to account for power purchased to initially attain a state of charge?</P>
        <P>d. Should power purchased to sustain a particular state of charge be recorded as an expense in Account 555, a different existing O&amp;M expense account, or should a new expense account be created? Please explain in detail and, if applicable, provide examples of existing and new accounts that could be used and related account instructions.</P>
        <P>e. How should the cost of fuel, or other direct costs, incurred to internally generate power for use in energy storage operations be accounted? What expense accounts should be used to account for the costs?</P>
        <P>f. Are there any other accounting issues that should be considered that relate to accounting for power purchased or exchanged, and fuel and other direct generating costs incurred for energy storage operations? If so, provide options to address the issues.</P>
        <HD SOURCE="HD3">3. Revenues From Providing Energy Storage Services</HD>
        <P>45. The USofA currently requires public utilities to record revenues derived from electric operations in specific revenue accounts based on the relevant revenue generating activity. Revenues derived from energy storage operations may involve the same revenue generating activities embodied in the existing revenue accounts. For example, Account 447, Sales for Resale, provides for the recording of revenues from electricity supplied to other electric utilities or public authorities for resale purposes. Electricity from storage operations can be sold for resale in wholesale markets, which would require the resulting revenues to be recorded in Account 447, Sales for Resale. Thus, in this and similar instances, it is possible that the existing revenue accounts could be used to account for revenues derived from the operations of storage assets.</P>
        <P>46. However, because a public utility storage operator can potentially recover costs of operating a storage unit under both cost- and market-based rate constructs, recording revenues from storage operations in existing revenue accounts may not provide sufficient transparency of revenues derived from storage operations. As we explained above, where a storage device seeks transmission cost-of-service rates, any revenues from other services it provides may raise cross-subsidization issues. Thus, adequate transparency is needed to allow the Commission and others to monitor for cross-subsidization in this regard.</P>
        <P>47. The Commission seeks comment on how to address this issue as it relates to the development and monitoring of cost-based rates. Specifically:</P>
        <P>a. Are existing revenue accounts sufficient to capture potential revenues associated with storage operations or should new accounts be created? If the existing accounts are used, would the instructions to the accounts need to be revised? We welcome examples of revisions to the account instructions, if any, that may be needed to account for revenues from storage operations. Also, if applicable, provide examples of new revenue accounts and instructions that could be created.</P>
        <P>b. Would recording revenues from storage operations in one account, for example Account 456, Other Electric Revenues, sufficiently address revenue transparency issues? How would this accounting impact transparency as it relates to the development and monitoring of cost-based rates? If the Commission were to require revenues derived from storage operations to be accounted for in one account, what account should be used, why should it be used, and would the instructions of the account need to be revised?</P>
        <P>c. Should new revenue accounts be created to record revenues from storage operations? Are there examples of accounts and account instructions that could be created to record the revenues?</P>
        <P>d. Are there any other accounting issues that should be considered that relate to accounting for revenues derived from storage operations? If so, provide options to address the issues.</P>
        <HD SOURCE="HD3">4. Operation and Maintenance Expenses</HD>
        <P>48. Different energy storage technologies have different operating cost structures. For example, flywheels generally have relatively low O&amp;M expenses but higher upfront capital costs compared to batteries, which tend to have lower upfront capital costs, but higher O&amp;M expenses. These assets also have differing service lives as compared to each other and as compared individually to conventional utility assets. Furthermore, the service life of a storage asset may be impacted by the demands of the particular function or functions that the asset serves. For example, a battery storage device used exclusively for frequency regulation may have a different service life from one used to shift off-peak generation to on-peak periods.</P>
        <P>49. The service life of an asset will typically correlate to the rate(s) at which it is depreciated for accounting and rate making purposes. It is important to properly capture expenses from the use of the assets for cost-of-service rate purposes. The USofA does not provide specific accounts to record O&amp;M expenses of energy storage operations. Therefore, we seek comments on the accounting requirements for O&amp;M expenses.</P>
        <P>a. Are existing O&amp;M expense accounts sufficient to capture costs associated with storage operations? Are there any revisions to existing accounts or account instructions that would be required to account for O&amp;M expenses of storage operations?</P>

        <P>b. Should new O&amp;M expense accounts be created? If so, provide examples of new accounts and account instructions that could be created to account for O&amp;M expenses of storage operations.<PRTPAGE P="36409"/>
        </P>
        <P>c. What accounting issues may arise due to the use of a single storage resource to provide services simultaneously under cost- and market-based rate recovery constructs? Are there options on how these issues may be addressed?</P>

        <P>d. What accounting issues may arise due to the joint ownership of a storage facility by separate independent companies that propose to use their respective ownership shares of the facility to each provide a different jurisdictional service (<E T="03">e.g.</E>, wholesale sales of electricity and transmission voltage support) under cost- and market-based rate recovery mechanisms? Are there options on how these issues may be addressed?</P>
        <P>e. Are there other accounting issues that should be considered that relate to accounting for O&amp;M expenses associated with storage operations? If so, provide options to address the issues.</P>
        <HD SOURCE="HD3">5. Form Nos. 1 and 1-F</HD>
        <P>50. To develop and monitor cost-based rates, the Commission needs access to financial data, such as capital and operating costs of relevant land, equipment, and labor, as well as nonfinancial data, such as volumes sold. For energy storage resources, cost data relating to their unique equipment and processes, which are separate from those for traditional production plants and transmission and distribution assets, are also required. The Form Nos. 1 and 1-F may need to be amended to accurately capture these financial and non-financial data. Therefore, the Commission seeks comment on whether the Form Nos. 1 and 1-F should be revised and, if they should, how to revise them to include information on energy storage plant and operations.</P>
        <P>a. Should the Form Nos. 1 and 1-F be amended to provide the detailed information required to monitor energy storage operations and develop cost-of-service rates?</P>
        <P>b. We welcome examples of new schedules that could be created or existing schedules that could be revised to report the costs of energy storage plant and equipment and O&amp;M expenses. To provide for transparent reporting of costs included in the accounts, it may be helpful if such schedules included the following, among other possible items: (1) Primary plant accounts and amounts included and reported in the general utility plant accounts 101, 103, 106 and 107 for energy storage plant by function; and (2) expense accounts and amounts included and reported in the general O&amp;M expense accounts 401 and 402 for storage operations by function.</P>
        <P>c. We also welcome examples of new schedules that could be created or existing schedules that could be revised to report the financial and non-financial data of storage operations. To provide for transparent reporting of this data, it may be helpful if such schedules included the following types of financial and non-financial operational data, among other possible items: (1) Name and location of energy storage plant; (2) Megawatt hours (MWhs) of power purchased, generated, or received in exchange transactions for storage, MWhs of power delivered to the grid to support production, transmission, or distribution operations, MWhs of power lost during conversion, storage and discharge of energy by function, and MWhs of power sold for resale; (3) cost of power purchased for storage operations, fuel costs for storage operations associated with self-generated power, and other costs associated with self-generated power; and (4) revenues from energy storage operations by service provided and revenues from stored energy sold for resale.</P>
        <P>d. Should the same financial and nonfinancial data of energy storage assets and operations required to be reported in Form Nos. 1 and 1-F also be reported to the Commission in the Form No. 3-Q? If not, what information on storage assets and operations should be included in the Form No. 3-Q?</P>
        <HD SOURCE="HD1">III. Comment Procedures</HD>

        <P>51. The Commission invites interested persons to submit comments on the matters, issues and specific questions identified in this notice. Comments are due 60 days from publication in the<E T="04">Federal Register</E>. Comments must refer to Docket No. RM11-24-000, and must include the commenter's name, the organization they represent, if applicable, and their address in their comments.</P>

        <P>52. The Commission encourages comments to be filed electronically via the eFiling link on the Commission's Web site at<E T="03">http://www.ferc.gov</E>. The Commission accepts most standard word processing formats. Documents created electronically using word processing software should be filed in native applications or print-to-PDF format and not in a scanned format. Commenters filing electronically do not need to make a paper filing.</P>
        <P>53. Commenters unable to file comments electronically must mail or hand deliver an original and copy of their comments to: Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street NE., Washington, DC 20426.</P>
        <P>54. All comments will be placed in the Commission's public files and may be viewed, printed, or downloaded remotely as described in the Document Availability section below. Commenters on this proposal are not required to serve copies of their comments on other commenters.</P>
        <HD SOURCE="HD1">IV. Document Availability</HD>

        <P>55. In addition to publishing the full text of this document in the<E T="04">Federal Register</E>, the Commission provides all interested persons an opportunity to view and/or print the contents of this document via the Internet through FERC's Home Page (<E T="03">http://www.ferc.gov</E>) and in FERC's Public Reference Room during normal business hours (8:30 a.m. to 5 p.m. Eastern time) at 888 First Street, NE., Room 2A, Washington DC 20426.</P>
        <P>56. From FERC's Home Page on the Internet, this information is available on eLibrary. The full text of this document is available on eLibrary in PDF and Microsoft Word format for viewing, printing, and/or downloading. To access this document in eLibrary, type the docket number excluding the last three digits of this document in the docket number field.</P>

        <P>57. User assistance is available for eLibrary and the FERC's Web site during normal business hours from FERC Online Support at 202-502-6652 (toll free at 1-866-208-3676) or e-mail at<E T="03">ferconlinesupport@ferc.gov</E>, or the Public Reference Room at (202) 502-8371, TTY (202) 502-8659. E-mail the Public Reference Room at<E T="03">public.referenceroom@ferc.gov</E>.</P>
        <SIG>
          <P>By direction of the Commission.</P>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
        <APPENDIX>
          <HD SOURCE="HED">Appendix</HD>
          <HD SOURCE="HD1">List of Commenters in Docket No. AD10-13-000</HD>
          <FP SOURCE="FP-1">A123 Systems, Inc.</FP>
          <FP SOURCE="FP-1">AES Energy Storage, LLC (AES Energy Storage)</FP>
          <FP SOURCE="FP-1">American Electric Power Service Corporation (AEP)</FP>
          <FP SOURCE="FP-1">American Public Power Association</FP>
          <FP SOURCE="FP-1">Applied Intellectual Capital</FP>
          <FP SOURCE="FP-1">Arizona Public Service Company</FP>
          <FP SOURCE="FP-1">Beacon Power Corporation</FP>
          <FP SOURCE="FP-1">Brookfield Renewable Power Inc. (Brookfield)</FP>
          <FP SOURCE="FP-1">California Department of Water Resources State Water Project</FP>
          <FP SOURCE="FP-1">California Energy Storage Alliance</FP>
          <FP SOURCE="FP-1">California Independent System Operator Corporation</FP>
          <FP SOURCE="FP-1">California Public Utilities Commission</FP>
          <FP SOURCE="FP-1">Christensen Associates Energy Consulting</FP>
          <FP SOURCE="FP-1">City of Santa Clara, California and the M-S-R Public Power Agency</FP>

          <FP SOURCE="FP-1">The Coalition to Advance Renewable Energy through Bulk Storage (CAREBS)<PRTPAGE P="36410"/>
          </FP>
          <FP SOURCE="FP-1">Demand Energy</FP>
          <FP SOURCE="FP-1">Duke Energy Corporation</FP>
          <FP SOURCE="FP-1">Edison Electric Institute (EEI)</FP>
          <FP SOURCE="FP-1">Electric Power Supply Association</FP>
          <FP SOURCE="FP-1">Electricity Consumers Resource Council</FP>
          <FP SOURCE="FP-1">Electricity Storage Association</FP>
          <FP SOURCE="FP-1">Energy Cache</FP>
          <FP SOURCE="FP-1">Exelon Corporation (Exelon)</FP>
          <FP SOURCE="FP-1">FirstEnergy Service Company (FirstEnergy)</FP>
          <FP SOURCE="FP-1">General Compression</FP>
          <FP SOURCE="FP-1">Grasslands Renewable Energy LLC</FP>
          <FP SOURCE="FP-1">ITC Companies</FP>
          <FP SOURCE="FP-1">MegaWatt Storage Farms, Inc.</FP>
          <FP SOURCE="FP-1">MidAmerican Energy Holdings Company</FP>
          <FP SOURCE="FP-1">Modesto Irrigation District</FP>
          <FP SOURCE="FP-1">National Alliance for Advanced Technology Batteries (NAATBatt)</FP>
          <FP SOURCE="FP-1">National Electrical Manufacturers Association</FP>
          <FP SOURCE="FP-1">National Grid USA</FP>
          <FP SOURCE="FP-1">National Hydropower Association</FP>
          <FP SOURCE="FP-1">National Rural Electric Cooperative Association (NRECA)</FP>
          <FP SOURCE="FP-1">New York Transmission Owners</FP>
          <FP SOURCE="FP-1">NGK Insulators, Ltd (NGK/TI)</FP>
          <FP SOURCE="FP-1">NSTAR Electric Company</FP>
          <FP SOURCE="FP-1">Ohio Consumers” Counsel</FP>
          <FP SOURCE="FP-1">Pacific Gas and Electric Company</FP>
          <FP SOURCE="FP-1">PJM Interconnection, L.L.C.</FP>
          <FP SOURCE="FP-1">Powerex Corp.</FP>
          <FP SOURCE="FP-1">Premium Power Corporation</FP>
          <FP SOURCE="FP-1">Primus Power Corporation</FP>
          <FP SOURCE="FP-1">PSEG Companies</FP>
          <FP SOURCE="FP-1">Public Interest Organizations</FP>
          <FP SOURCE="FP-1">Puget Sound Energy, Inc.</FP>
          <FP SOURCE="FP-1">Riverbank Power Corp.</FP>
          <FP SOURCE="FP-1">San Diego Gas &amp; Electric Company (SDG&amp;E)</FP>
          <FP SOURCE="FP-1">Six Cities CA</FP>
          <FP SOURCE="FP-1">Rodney G. Smith</FP>
          <FP SOURCE="FP-1">Southern California Edison Company (SCE)</FP>
          <FP SOURCE="FP-1">Southern Company Services, Inc.</FP>
          <FP SOURCE="FP-1">Southwest Power Pool, Inc.</FP>
          <FP SOURCE="FP-1">Starwood Energy Group Global, LLC.</FP>
          <FP SOURCE="FP-1">SunEdison</FP>
          <FP SOURCE="FP-1">Symbiotics, LLC</FP>
          <FP SOURCE="FP-1">Transmission Agency of Northern California</FP>
          <FP SOURCE="FP-1">Viridity Energy, Inc.</FP>
          <FP SOURCE="FP-1">Western Grid Development LLC</FP>
          <FP SOURCE="FP-1">Xtreme Power Inc. (Xtreme Power)</FP>
          
        </APPENDIX>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15544 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Highway Administration</SUBAGY>
        <CFR>23 CFR Parts 627</CFR>
        <DEPDOC>[FHWA Docket No. FHWA-2011-0046]</DEPDOC>
        <RIN>RIN 2125-AF40</RIN>
        <SUBJECT>Value Engineering</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Highway Administration (FHWA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM); request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This notice proposes updated regulations to enhance the integration of value engineering (VE) analysis in the planning and development of highway improvement projects. The intent of these actions is to bring the FHWA's VE regulations up-to-date and consistent with prior changes in legislation and regulations.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before August 22, 2011. Late comments will be considered to the extent practicable.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Mail or hand deliver comments to the U.S. Department of Transportation, Dockets Management Facility, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, or submit electronically at<E T="03">http://www.regulations.gov</E>or fax comments to (202) 493-2251. All comments should include the docket number that appears in the heading of this document. All comments received will be available for examination and copying at the above address from 9 a.m. to 5 p.m., E.T., Monday through Friday, except Federal holidays. Those desiring notification or receipt of comments must include a self-addressed, stamped postcard or you may print the acknowledgment page that appears after submitting comments electronically. You may review DOT's complete Privacy Act Statement in the<E T="04">Federal Register</E>published on April 11, 2000 (Volume 65, Number 70, Page 19477-78), or you may visit<E T="03">http://dms.dot.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Mr. Jon Obenberger, Preconstruction Team Leader, Office of Program Administration, (202) 366-2221, or Mr. Michael Harkins, Office of the Chief Counsel, (202) 366-4928, Federal Highway Administration, 1200 New Jersey Avenue, SE., Washington, DC 20590. Office hours are from 8 a.m. to 4:30 p.m., E.T., Monday through Friday, except Federal holidays.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Electronic Access and Filing</HD>

        <P>This document and all comments received may be viewed online through the Federal eRulemaking portal at:<E T="03">http:www.regulations.gov.</E>Regulations.gov is available 24 hours each day, 365 days each year. Electronic submission and retrieval help and guidelines are available under the help section of the Web site.</P>

        <P>An electronic copy of this document may also be downloaded from the Office of the<E T="04">Federal Register's</E>home page at:<E T="03">http://www.gpoaccess.gov.</E>
        </P>
        <HD SOURCE="HD1">Background</HD>

        <P>This rulemaking proposes to modify existing regulations to make it consistent with several changes in applicable laws and regulations. These revisions will ensure compatibility with 23 U.S.C. 106 and the Office of Management and Budget (OMB) Circular A-131 on Value Engineering. These revisions will also address certain findings contained in a 2007 Office of Inspector General (OIG) report on value engineering in the Federal-Aid Highway Program (FAHP)<E T="03">http://www.oig.dot.gov/sites/dot/files/pdfdocs/mh2007040.pdf</E>) in which the OIG recommended that the FHWA make certain changes to the VE policy. This rulemaking would not change the reporting structure now in place, revise the threshold of projects for which a value engineering analysis is required, or otherwise impose any new burdens on States.</P>
        <P>The regulation is also being revised to enhance the consistency with the VE analyses that are conducted and to enhance FHWA's stewardship and oversight of these regulations. These revisions will advance the integration of VE analysis into the planning and development of Federal-aid projects. These revisions will facilitate enhancements to the VE analyses agencies conduct and will foster the use of innovative technologies and methods while eliminating unnecessary and costly design elements, thereby improving the projects' performance, value, and quality, and reducing the time to develop and deliver projects. The proposed revisions are discussed in the section analysis below.</P>

        <P>The VE analyses on Federal-Aid highway projects was first established by Congress in the Federal-Aid Highway Act of 1970. The OMB Circular A-131 on Value Engineering which was issued in May 1993 (<E T="03">http://www.whitehouse/gov/omb/circulars_a131</E>) requires all Federal agencies to establish and maintain a VE program to improve the quality of their programs and acquisition functions. To advance these VE programs, Federal agencies are required to develop and maintain policies and procedures to ensure a VE analysis is conducted on appropriate projects and report annually on the results and accomplishments of the analyses conducted and the program's accomplishments.</P>

        <P>In late 1995, Congress passed the National Highway System Designation Act which directed the Secretary to establish a program that required States to carry out a VE analysis for all Federal-aid highway projects on the National Highway System with an estimated total cost of $25 million or more. On February 14, 1997, the FHWA published its VE regulations in 23 CFR 627 formally establishing the FHWA VE program along with the requirement that State Transportation Agencies (STAs) create and sustain a VE program.<PRTPAGE P="36411"/>Section 1904 of the Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users (SAFETEA-LU), required that a VE analysis be conducted for bridge projects with an estimated total cost of $20 million or more and any other projects designated by the Secretary of Transportation.</P>

        <P>The FHWA annually collects and reports on VE accomplishments achieved within the Federal-aid and Federal Lands Highway Programs. For VE studies conducted during the planning and development phases of projects, the FHWA tracks the number of studies conducted; the number of proposed and implemented recommendations; the value of the implemented recommendations; information regarding the STA's VE program (<E T="03">e.g.,</E>policies, procedures, training conducted); and FHWA's stewardship and oversight of the VE program. Conducting VE analyses continues to be an effective tool in improving the quality and cost effectiveness of the FAHP projects. In FY 2009 STAs performed VE analyses on 426 Federal-aid highway projects and approved and implemented a total of 1,444 VE recommendations, resulting in a construction cost savings of $1.693 billion. In addition, a savings of $44.83 million was realized as the result of approved construction VE change proposals (VECP) that were submitted by contractors and accepted by STAs. Additional information on STA, local authority, and FHWA VE programs and practices is available at:<E T="03">http://www.fhwa.dot.gov/ve.</E>
        </P>
        <HD SOURCE="HD1">Section-by-Section Discussion of the Proposals</HD>
        <P>The FHWA is proposing to revise the regulation at 23 CFR part 627—Value Engineering as follows:</P>
        <HD SOURCE="HD2">Section 627.1—Purpose and Applicability</HD>
        <P>Section 627.1 would be amended to clarify the relationship between a VE program, the need to establish VE policies and procedures, when a VE analysis is required on applicable projects, and the need to incorporate the approved recommendations into the project's plans. These amendments would also clarify the need for VE programs to establish the policies, procedures, and functions to monitor, assess, and report on the VE program, VE analyses conducted, and VECPs accepted.</P>
        <HD SOURCE="HD2">Section 627.3—Definitions</HD>
        <P>Section 627.3 would be amended to clarify and consistently reference the requirements associated with conducting a VE analysis versus a VE study. A definition will also be added to describe what a VE job plan is and how it may be used to document the VE analysis process and results of the activities that were conducted. A definition will be added to describe what a VECP is and how it may be used as a clause in a construction project's specifications and contract.</P>
        <HD SOURCE="HD2">Section 627.5—Applicable Projects</HD>
        <P>The title of sec. 627.5 would be changed from General Principles and Procedures to Applicable Projects to clarify when a VE analysis is required by FHWA. Section 627.5(b) would be amended to clarify when a VE analysis shall be conducted on projects that utilize FAHP funding so that it is consistent with the statutory changes contained in sec. 1904 of SAFETEA-LU. Section 627.5(c) and (d) would clarify the requirements associated with conducting the VE analysis and then splitting the project into multiple construction contracts in final design.</P>
        <HD SOURCE="HD2">Section 627.7—VE Programs</HD>
        <P>A new section, sec. 627.7, would clarify the responsibilities and expectations associated with the existing requirement that STAs develop and sustain a VE program, and identify a VE program coordinator responsible for leading this program. Section 627.7(b) would clarify the responsibilities of STAs and local authorities to ensure that the required VE analysis is conducted on all of the required projects within their State.</P>
        <HD SOURCE="HD2">Section 627.9—Conducting a VE Analysis</HD>
        <P>A new section, sec. 627.9, would clarify the responsibilities associated with conducting a VE analysis. These revisions would clarify the required analysis to be conducted, when the analysis should be conducted, identifying and selecting recommendations, implementing the approved recommendations, evaluating or validating the influence of the implemented recommendations, and encouraging the use of VECPs in the construction phase of projects.</P>
        <HD SOURCE="HD1">Rulemaking Analyses and Notices</HD>
        <HD SOURCE="HD2">Executive Order 12866 (Regulatory Planning and Review) and DOT Regulatory Policies and Procedures</HD>
        <P>The FHWA has determined that this proposed rule would not be a significant regulatory action within the meaning of Executive Order 12866 and would not be significant within the meaning of the U.S. Department of Transportation regulatory policies and procedures.</P>
        <P>The proposed amendments revise requirements for conducting VE analyses. It is anticipated that the economic impact of this rulemaking would be minimal; therefore, a full regulatory evaluation is not required.</P>
        <HD SOURCE="HD2">Regulatory Flexibility Act</HD>
        <P>In compliance with the Regulatory Flexibility Act (RFA) (Pub. L. 96-354, 5 U.S.C. 60l-612), the FHWA has evaluated the effects of this proposed rule on small entities and anticipates that this action would not have a significant economic impact on a substantial number of small entities. The proposed amendment addresses VE studies performed by STAs on certain projects using Federal-aid highway funds. As such, it affects only States, and States are not included in the definition of small entity set forth in 5 U.S.C. 601. Therefore, the RFA does not apply, and the FHWA certifies that the proposed action would not have a significant economic impact on a substantial number of small entities.</P>
        <HD SOURCE="HD2">Unfunded Mandates Reform Act of 1995</HD>
        <P>This NPRM would not impose unfunded mandates as defined by the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4, March 22, 1995, 109 Stat. 48). The actions proposed in this NPRM would not result in the expenditure by State, local, and Tribal governments, in the aggregate, or by the private sector, of $140.8 million or more in any one year (2 U.S.C. 1532). Further, in compliance with the Unfunded Mandates Reform Act of 1995, FHWA will evaluate any regulatory action that might be proposed in subsequent stages of the proceeding to assess the affects on State, local, and Tribal governments and the private sector. Additionally, the definition of “Federal Mandate” in the Unfunded Mandates Reform Act excludes financial assistance of the type in which State, local, or Tribal governments have authority to adjust their participation in the program in accordance with changes made in the program by the Federal Government. The Federal-aid highway program permits this type of flexibility.</P>
        <HD SOURCE="HD2">Executive Order 13132 (Federalism Assessment)</HD>

        <P>This proposed action has been analyzed in accordance with the principles and criteria contained in Executive Order 13132, dated August 4, 1999, and it has been determined that this proposed action does not have a substantial direct effect or sufficient federalism implications on States that would limit the policymaking discretion of the States. Nothing in this proposed<PRTPAGE P="36412"/>rule directly preempts any State law or regulation or affects the States' ability to discharge traditional State governmental functions.</P>
        <HD SOURCE="HD2">Executive Order 12372 (Intergovernmental Review)</HD>
        <P>Catalog of Federal Domestic Assistance Program Number 20.205, Highway Planning and Construction. The regulations implementing Executive Order 12372 regarding intergovernmental consultation on Federal programs and activities apply to this program.</P>
        <HD SOURCE="HD2">Paperwork Reduction Act</HD>

        <P>FHWA invites public comment about our intention to request the OMB approval for a new information collection, which is summarized in Background section of this document. We are required to publish this notice in the<E T="04">Federal Register</E>by the Paperwork Reduction Act of 1995 (44 U.S.C. 3501,<E T="03">et seq.</E>).</P>
        <P>
          <E T="03">Collection Title:</E>Value Engineering Analyses on Federal-aid Highway Projects.</P>
        <P>
          <E T="03">Type of Request:</E>New information collection requirement.</P>
        <P>
          <E T="03">Respondents:</E>50 States, the District of Columbia, and Puerto Rico.</P>
        <P>
          <E T="03">Frequency:</E>One collection every year.</P>
        <P>
          <E T="03">Estimated Average Burden per Response:</E>It will take approximately 30 minutes to compile the results of each VE analysis that is conducted. It will also take approximately 3 hours to compile the results of all of the VE analyses that are conducted annually in each State DOT, the District of Columbia, and Puerto Rico and to submit these results to FHWA. Nationwide on average there are approximately 400 VE analyses that are conducted annually.</P>
        <P>
          <E T="03">Estimated Total Annual Burden Hours:</E>Approximately 356 hours per year.</P>
        <P>When submitting comments for this proposed information collection, use the FHWA Docket ID Number FHWA-2011-0046. You may use by any of the following methods:</P>
        <P>
          <E T="03">Web Site:</E>For access to the document to read background documents or comments received go to the Federal eRulemaking Portal: Go to<E T="03">http://www.regulations.gov.</E>Follow the online instructions for submitting comments.</P>
        <P>
          <E T="03">Fax:</E>1-202-493-2251.</P>
        <P>
          <E T="03">Mail:</E>Document Management Facility, U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590.</P>
        <P>
          <E T="03">Hand Delivery or Courier:</E>U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590.</P>
        <HD SOURCE="HD2">National Environmental Policy Act</HD>

        <P>The FHWA has analyzed this proposed action for the purpose of the National Environmental Policy Act (42 U.S.C. 4321<E T="03">et seq.</E>) and anticipates that this action would not have any effect on the quality of the human and natural environment, because this rule would merely establish the requirements that apply to VE analyses whenever an applicable Federal-aid highway project is to be constructed.</P>
        <HD SOURCE="HD2">Executive Order 13175 (Tribal Consultation)</HD>
        <P>The FHWA has analyzed this proposed action under Executive Order 13175, dated November 6, 2000, and believes that this proposed action would not have substantial direct effects on one or more Indian Tribes; would not impose substantial direct compliance costs on Indian Tribal governments; and would not preempt Tribal law. This proposed rulemaking merely establish the requirements that apply to VE analyses whenever an applicable Federal-aid highway project is to be constructed and would not impose any direct compliance requirements on Indian Tribal governments, nor would it have any economic or other impacts on the viability of Indian Tribes. Therefore, a Tribal summary impact statement is not required.</P>
        <HD SOURCE="HD2">Executive Order 13211 (Energy Effects)</HD>
        <P>The FHWA has analyzed this proposed action under Executive Order 13211, Actions Concerning Regulations that Significantly Affect Energy Supply, Distribution or Use. We have determined that this proposed action would not be a significant energy action under that order because any action contemplated would not be likely to have a significant adverse effect on the supply, distribution, or use of energy. Therefore, the FHWA certifies that a Statement of Energy Effects under Executive Order 13211 is not required.</P>
        <HD SOURCE="HD2">Executive Order 12630 (Taking of Private Property)</HD>
        <P>The FHWA has analyzed this proposed rule under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights. The FHWA does not anticipate that this proposed action would affect a taking of private property or otherwise have taking implications under Executive Order 12630.</P>
        <HD SOURCE="HD2">Executive Order 12988 (Civil Justice Reform)</HD>
        <P>This action meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity and reduce burden.</P>
        <HD SOURCE="HD2">Executive Order 13045 (Protection of Children)</HD>
        <P>The FHWA has analyzed this proposed action under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. The FHWA certifies that this proposed action would not cause an environmental risk to health or safety that may disproportionately affect children.</P>
        <HD SOURCE="HD1">Regulation Identification Number</HD>
        <P>A regulation identification number (RIN) is assigned to each regulatory action listed in the Unified Agenda of Federal Regulations. The Regulatory Information Service Center publishes the Unified Agenda in April and October of each year. The RIN number contained in the heading of this document can be used to cross-reference this action with the Unified Agenda.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 23 CFR Part 627</HD>
          <P>Grant programs-transportation, Highways and roads.</P>
        </LSTSUB>
        <SIG>
          <DATED>Issued on: June 13, 2011.</DATED>
          <NAME>Victor M. Mendez,</NAME>
          <TITLE>Administrator.</TITLE>
        </SIG>
        <P>In consideration of the foregoing, the FHWA proposes to revise 23 CFR part 627 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 627—VALUE ENGINEERING</HD>
          <CONTENTS>
            <SECHD>Sec.</SECHD>
            <SECTNO>627.1</SECTNO>
            <SUBJECT>Purpose and Applicability.</SUBJECT>
            <SECTNO>627.3</SECTNO>
            <SUBJECT>Definitions.</SUBJECT>
            <SECTNO>627.5</SECTNO>
            <SUBJECT>Applicable Projects.</SUBJECT>
            <SECTNO>627.7</SECTNO>
            <SUBJECT>VE Programs.</SUBJECT>
            <SECTNO>627.9</SECTNO>
            <SUBJECT>Conducting a VE Analysis.</SUBJECT>
          </CONTENTS>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>23 U.S.C. 106(e), 106(g), 106(h), 112(a) and (b), 302, 315; and 49 CFR part 18.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 627.1</SECTNO>
            <SUBJECT>Purpose and Applicability.</SUBJECT>
            <P>(a) The purpose of this subpart is to prescribe the programs, policies and procedures for the integration of value engineering (VE) into the planning and development of all applicable Federal-aid highway projects.</P>

            <P>(b) Each State transportation agency (STA) shall establish and sustain a VE program. This program must establish the policies and procedures identifying when a VE analysis is required on all applicable projects. These policies and procedures should also identify when a VE analysis is encouraged on all other<PRTPAGE P="36413"/>projects where there is a high potential to realize the benefits of a VE analysis.</P>
            <P>(c) STAs and local authorities shall establish the policies, procedures, functions, and capacity to monitor, assess, and report on the performance of the VE program, along with the VE analyses that are conducted and Value Engineering Change Proposals (VECP) that are accepted.</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 627.3</SECTNO>
            <SUBJECT>Definitions.</SUBJECT>
            <P>(a)<E T="03">Project.</E>A portion of a highway that a STA or public authority proposes to construct, reconstruct, or improve as described in the preliminary design report or applicable environmental document. A project may consist of several contracts, or phases of a project or contract, which are implemented over several years.</P>
            <P>(b)<E T="03">VE analysis.</E>The systematic process of reviewing and assessing a project by a multidisciplinary team not directly involved in the planning and development phases of a specific project that is conducted to provide recommendations for:</P>
            <P>(1) Providing the needed functions, including any community and environmental commitments, safely, reliably, efficiently, and at the lowest overall life-cycle cost (as defined in 23 U.S.C. 106(f)(2));</P>
            <P>(2) Improving the value and quality of the project; and</P>
            <P>(3) Reducing the time to develop and deliver the project.</P>
            <P>(c)<E T="03">VE Job Plan.</E>A systematic and structured plan of action for conducting and documenting a VE analysis and ensuring the implementation of the recommendations. The job plan must consist of and document:</P>
            <P>(1) Gathering of information;</P>
            <P>(2) Analyzing functions, worth, cost, performance, and quality;</P>
            <P>(3) Speculating using creative techniques to identify alternatives that can provide the required functions;</P>
            <P>(4) Evaluating the lowest life-cycle cost alternatives;</P>
            <P>(5) Developing alternatives into fully supported recommendations;</P>
            <P>(6) Documenting VE recommendations for review, approval, and implementation;</P>
            <P>(7) Implementing recommendations; and</P>
            <P>(8) Evaluating the implemented recommendations.</P>
            <P>(d)<E T="03">Value Engineering Change Proposal (VECP).</E>A construction contract provision by which the contractor proposes changes in the project's plans, designs, specifications, or contract documents. These proposed changes may improve the project's performance, value and/or quality, lower construction costs, or shorten the delivery time, while having no adverse impact on the project's overall life-cycle cost.</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 627.5</SECTNO>
            <SUBJECT>Applicable Projects.</SUBJECT>
            <P>(a) STA's and local authorities shall conduct a VE analysis on each applicable project that utilizes Federal-aid highway funding and incorporate all approved recommendations into the project's plans, specifications and estimates.</P>
            <P>(b) Applicable projects shall include the following:</P>
            <P>(1) Each project located on the National Highway System (NHS) (as specified in 23 U.S.C. 103(a)) with an estimated total project cost of $25 million or more that utilizes Federal-aid highway funding;</P>
            <P>(2) Each bridge project located on or off of the NHS with an estimated total project cost of $20 million or more that utilizes Federal-aid highway funding;</P>
            <P>(3) Any Major Project (as defined in 23 U.S.C. 106(h)), both on or off of the NHS, that utilizes Federal-aid highway funding in any contract or phase comprising the Major Project;</P>
            <P>(4) Any project identified in paragraphs (1), (2) or (3) of this subsection where:</P>
            <P>(A) A three-year delay or longer occurs from when the final plans for a project are completed and the project advances to a letting for construction and the FHWA determines a substantial change has occurred to the project's scope or design; or</P>
            <P>(B) A change is made to a project's scope or design after the final plans for the project were completed and it advances to a letting for construction, increasing the total project cost above the thresholds for conducting a VE analysis; or</P>
            <P>(5) Any other Federal-aid project the FHWA determines to be appropriate.</P>
            <P>(c) An additional VE analysis is not required if, after conducting the VE analysis required under this part for any project meeting the criteria of subsection (b), the project is subsequently split into smaller projects in the final design phase or if the project is programmed to be completed by the letting of multiple construction projects. However, the STAs may not avoid the requirement to conduct a VE analysis on an applicable project by splitting the project into smaller projects, or multiple construction projects, solely for the purpose of not conducting a VE analysis.</P>
            <P>(d) FHWA may require more than one VE analysis to be conducted in the planning and development of Major Projects. The STA's VE program's policies and procedures shall identify when any additional VE analyses should be considered or conducted in the planning and development of Major Projects.</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 627.7</SECTNO>
            <SUBJECT>VE programs.</SUBJECT>
            <P>(a) The STA must establish and sustain a VE program under which VE studies are conducted for all applicable projects.</P>
            <P>(b) STA VE programs. The STA's VE program must:</P>
            <P>(1) Establish and document VE program policies and procedures that ensure the required VE analysis is conducted on all applicable projects;</P>
            <P>(2) Ensure the VE analysis is conducted prior to initiating the final design of a project and the approved recommendations to be implemented in the project are documented in a final VE report for each project;</P>
            <P>(3) Monitor, assess, and disseminate an annual report to the FHWA consisting of a summary of all of the approved and implemented recommendations for all applicable projects requiring a VE analysis, the accepted VECPs, and VE program functions and activities;</P>
            <P>(4) Establish and document policies, procedures, and contract provisions that identify if and when VECP's are allowed; the analysis, documentation, basis, and process for evaluating and accepting a VECP; and determine how the net savings of each VECP may be shared between the agency and contractor;</P>
            <P>(5) Establish and document policies, procedures, and controls to ensure a VE analysis is conducted for applicable projects administered by local authorities and the results of these analyses are included in the VE program monitoring and reporting; and</P>
            <P>(6) Provide for the review of any applicable project where a three-year delay or longer occurs from when the final plans are completed and the project advances to a letting for construction, to determine if a substantial change has occurred to the project's scope or design, which would require a VE analysis to be conducted.</P>
            <P>(c) STAs and local authorities shall assure the required VE analysis has been performed on each applicable project and the approved recommendations are incorporated into the project's plans, specifications, and estimate.</P>

            <P>(d) STA VE coordinators. STAs must designate a VE Program Coordinator to promote and advance VE program activities and functions. The VE Coordinator's responsibilities must include establishing and maintaining the STA's VE policies and procedures;<PRTPAGE P="36414"/>developing and sustaining a VE training and capacity building initiative; monitoring, assessing, and reporting on the VE analyses conducted and VE program; participating in periodic VE program and project reviews; submitting the required annual reports to the FHWA; and support the other elements of the VE program.</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 627.9</SECTNO>
            <SUBJECT>Conducting a VE analysis.</SUBJECT>
            <P>(a) A VE analysis should be conducted as early as practicable in the planning or development of a project, preferably before the completion of the project's preliminary design. At a minimum, the VE analysis must be conducted prior to final design.</P>
            <P>(b) The VE analysis should be closely coordinated with other project development activities. This assessment will improve the probability of proposed VE recommendations being accepted and incorporated into the project design without conflicting with or adversely impacting previous agency, community, or environmental commitments, the project's scope, and the development of construction schedules. The analysis to be conducted should include a consideration of combining or eliminating inefficient uses of the existing facility and explore the opportunity to refine the project's design or project plans to incorporate innovative technologies, materials, or methods to accomplish the project's purpose and design.</P>
            <P>(c) Design-build projects meeting the applicability criteria specified in 23 CFR 627.1(b) must conduct a value analysis prior to the release of the Request for Proposals document.</P>
            <P>(d) Projects requiring a VE analysis must:</P>
            <P>(1) Use a multi-disciplinary team not directly involved in the planning or design of the project, with at least one individual who is trained and knowledgeable in VE analysis techniques and able to serve as the team's facilitator and coordinator;</P>
            <P>(2) Develop and implement the VE Job Plan. The analytical methodology and tools to be used in support of the VE analysis that is conducted should follow recommended industry practices and FHWA guidance to evaluate the potential benefit and impacts that may be expected to occur with the proposed VE recommendations;</P>
            <P>(3) Produce a formal written report outlining, at a minimum:</P>
            <P>(i) Project information;</P>
            <P>(ii) Identification of the VE analysis team;</P>

            <P>(iii) Background and supporting documentation, such as information obtained from other analyses conducted on the project (<E T="03">e.g.,</E>environmental, safety, traffic operations, constructability);</P>
            <P>(iv) Documentation of the stages of the VE Job Plan which would include documentation of the life-cycle costs that were analyzed;</P>
            <P>(v) Summarization of the analysis conducted;</P>
            <P>(vi) Documentation of the proposed recommendations and approvals received at the time the report is finalized; and</P>
            <P>(vii) The formal written report shall be retained for at least 3 years after the completion of the project (as specified in 49 CFR 18.42).</P>
            <P>(e) For bridge projects, in addition to the requirements in subsection (d), the VE analyses must:</P>
            <P>(1) Include bridge substructure and superstructure requirements that consider alternative construction materials; and</P>
            <P>(2) Be conducted based on:</P>
            <P>(A) An engineering and economic assessment, taking into consideration acceptable designs for bridges; and</P>
            <P>(B) Using an analysis of life-cycle costs and duration of project construction.</P>
            <P>(f) STAs and local authorities may employ qualified consultants (as defined in 23 CFR 172.3) to conduct a VE analysis. A consulting firm or individual must not be used to conduct or support a VE analysis if they have a direct or indirect conflict of interest in connection with the subject project.</P>
            <P>(g) VECPs. STAs and local authorities are encouraged to use a VECP clause in an applicable project's specifications and contract, allowing the construction contractor to propose changes in the project's plans, specifications, or other contract documents. The STA and local authority will consider changes that could improve the project's performance, value and quality, shorten the delivery time, or lower construction costs, while having no adverse impact on the project's overall life-cycle cost. The basis for a STA or local authority to consider a VECP is the analysis and documentation supporting the proposed benefits that would result from implementing the proposed change in the project's contract or project plans.</P>
            <P>(h) Proposals to accelerate construction after the award of the contract will not be considered a VECP and will not be eligible for Federal-aid highway program funding participation. Where it is necessary to accelerate construction, STAs and local authorities are encouraged to use the appropriate incentive or disincentive clauses so that all proposers will take this into account when preparing their bids or price proposals.</P>
            
          </SECTION>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15540 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-22-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Occupational Safety and Health Administration</SUBAGY>
        <CFR>29 CFR Part 1904</CFR>
        <DEPDOC>[Docket No. OSHA-2010-0019]</DEPDOC>
        <RIN>RIN 1218-AC50</RIN>
        <SUBJECT>Occupational Injury and Illness Recording and Reporting Requirements—NAICS Update and Reporting Revisions</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Occupational Safety and Health Administration (OSHA), Labor.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>OSHA is proposing to update Appendix A to Subpart B of its Injury and Illness Recording and Reporting regulation. Appendix A contains a list of industries that are partially exempt from maintaining records of occupational injuries and illnesses, generally due to their relatively low rates of occupational injury and illness. The current list of industries is based on the Standard Industrial Classification (SIC) system. In 1997, the North American Industry Classification System (NAICS) was introduced to classify establishments by industry. The proposed rule would update Appendix A by replacing it with a list of industries based on NAICS and more recent injury and illness data.</P>
          <P>The proposed rule would also require employers to report to OSHA, within eight hours, all work-related fatalities and all work-related in-patient hospitalizations; and within 24 hours, all work-related amputations. The current regulation requires an employer to report to OSHA, within eight hours, all work-related fatalities and in-patient hospitalizations of three or more employees.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Written comments:</E>Comments must be submitted by September 20, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>
            <E T="03">Written comments:</E>You may submit comments, identified by docket number OSHA-2010-0019, or regulatory information number (RIN) 1218-AC50, by any of the following methods:</P>
          <P>
            <E T="03">Electronically:</E>You may submit comments electronically at<E T="03">http://www.regulations.gov,</E>which is the Federal e-rulemaking portal. Follow the<PRTPAGE P="36415"/>instructions on the Web site for making electronic submissions;</P>
          <P>
            <E T="03">Fax:</E>If your submission, including attachments, does not exceed 10 pages, you may fax it to the OSHA docket office at (202) 693-1648; or</P>
          <P>
            <E T="03">Mail, hand delivery, express mail, messenger, or courier service:</E>You must submit three copies of your comments and attachments to the OSHA Docket Office, Docket Number OSHA-2010-0019, U.S. Department of Labor, Room N-2625, 200 Constitution Avenue, NW., Washington, DC 20210; telephone (202) 693-2350 (OSHA's TTY number is (877) 889-5627). Deliveries (hand, express mail, messenger, and courier service) are accepted during the Department of Labor's and docket office's normal business hours, 8:15 a.m.-4:45 p.m.</P>
          <P>
            <E T="03">Instructions for submitting comments:</E>All submissions must include the docket number (Docket No. OSHA-2010-0019) or the RIN (RIN 1218-AC50) for this rulemaking. Because of security-related procedures, submission by regular mail may result in significant delay. Please contact the OSHA docket office for information about security procedures for making submissions by hand delivery, express delivery, and messenger or courier service.</P>

          <P>All comments, including any personal information you provide, are placed in the public docket without change and may be made available online at<E T="03">http://www.regulations.gov.</E>Therefore, OSHA cautions you about submitting personal information such as social security numbers and birthdates.</P>
          <P>
            <E T="03">Docket:</E>To read or download submissions in response to this<E T="04">Federal Register</E>notice, go to docket number OSHA-2010-0019, at<E T="03">http://regulations.gov.</E>All submissions are listed in the<E T="03">http://regulations.gov</E>index, however, some information (<E T="03">e.g.,</E>copyrighted material) is not publicly available to read or download through that Web site. All submissions, including copyrighted material, are available for inspection and copying at the OSHA docket office.</P>
          <P>Electronic copies of this<E T="04">Federal Register</E>document are available at<E T="03">http://www.regulations.gov.</E>This document, as well as news releases and other relevant information, is available at OSHA's Web site at<E T="03">http://www.osha.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>
            <E T="03">For press inquiries:</E>OSHA Office of Communications, Room N-3647, U.S. Department of Labor, 200 Constitution Avenue, NW., Washington, DC 20210; telephone (202)-693-1999.</P>
          <P>
            <E T="03">For general and technical information on the proposed rule:</E>OSHA Office of Statistical Analysis, Room N-3641, U.S. Department of Labor, 200 Constitution Avenue, NW., Washington, DC 20210; telephone (202) 693-2400.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>OSHA's current regulation at Section 1904.2 partially exempts certain lower-hazard industries classified in Standard Industrial Classification (SIC) codes 52 through 89 from injury and illness recordkeeping requirements. Lower hazard industries are those industries with an average Days Away, Restricted, or Transferred (DART) rate at or below 75 percent of the national average DART rate. The DART rate represents the total non-fatal injuries and illnesses resulting in days away from work, restricted work activity, and/or job transfer per 100 full-time employees for a given period of time (usually 1 year). The current list of partially exempt industries, which is included in Appendix A to Subpart B, is based on injury and illness data compiled by the Bureau of Labor Statistics (BLS) for 1997, 1998 and 1999.</P>
        <P>OSHA is proposing to revise the list of partially exempt industries in Appendix A using the North American Industry Classification System (NAICS). The revised list in proposed Appendix A is based on DART rates compiled by BLS for 2007, 2008 and 2009. Industries listed in proposed Appendix A would still be required to keep records if requested to do so by BLS in connection with its Annual Survey (29 CFR 1904.42), or by OSHA in connection with its Data Initiative (29 CFR 1904.41).</P>
        <P>OSHA is also proposing to revise Section 1904.39, which currently requires an employer to report to OSHA, within eight hours, all work-related fatalities and in-patient hospitalizations of three or more employees. The proposed rule would require an employer to report to OSHA, within eight hours, all work-related fatalities and all work-related in-patient hospitalizations; and within 24 hours, all work-related amputations.</P>
        <P>This regulation was developed in accordance with the principles of Executive Order 12866 and Executive Order 13563. Executive Order 12866 requires that OSHA estimate the benefits, costs, and net benefits of proposed regulations. The Agency estimates the regulation will cost approximately $8.5 million, on an annualized basis. As discussed elsewhere in this preamble, the Agency believes the annual benefits, while unquantified, are significantly in excess of the annual costs.</P>
        <HD SOURCE="HD1">I. Legal Authority</HD>
        <P>OSHA is issuing this proposed revision of the Recordkeeping regulation pursuant to authority expressly granted by sections 8 and 24 of the Occupational Safety and Health Act (the “OSH Act” or “Act) (29 U.S.C. 657, 673). Section 8(c)(1) requires each employer to “make, keep and preserve, and make available to the Secretary [of Labor] or the Secretary of Health and Human Services, such records regarding his activities relating to this Act as the Secretary, in cooperation with the Secretary of Health and Human Services, may prescribe by regulation as necessary or appropriate for the enforcement of this Act or for developing information regarding the causes and prevention of occupational accidents and illnesses.” Section 8(c)(2) directs the Secretary to prescribe regulations “requiring employers to maintain accurate records of, and to make periodic reports on, work-related deaths, injuries and illnesses other than minor injuries requiring only first aid treatment and which do not involve medical treatment, loss of consciousness, restriction of work or motion, or transfer to another job” (29 U.S.C. 657(c)(2). Section 8(g)(2) of the OSH Act broadly empowers the Secretary to “prescribe such rules and regulations as [s]he may deem necessary to carry out [her] responsibilities under the Act” (29 U.S.C. 657(g)(2)).</P>
        <P>Section 24 of the OSH Act contains a similar grant of authority. It requires the Secretary to “develop and maintain an effective program of collection, compilation, and analysis of occupational safety and health statistics ” and “compile accurate statistics on work injuries and illnesses which shall include all disabling, serious, or significant injuries and illnesses, whether or not involving loss of time from work, other than minor injuries requiring only first aid treatment and which do not involve medical treatment, loss of consciousness, restriction of work or motion, or transfer to another job” (29 U.S.C. 673(a)). Section 24 also requires employers to “file such reports [of work injuries and illnesses] with the Secretary” as she may prescribe by regulation (29 U.S.C. 673(e)).</P>

        <P>In addition, the Secretary's responsibilities under the OSH Act are defined largely by its enumerated purposes, which include “[p]roviding appropriate reporting procedures that will help achieve the objectives of this Act and accurately describe the nature of the occupational safety and health problem” (29 U.S.C. 651(b)(12)).<PRTPAGE P="36416"/>
        </P>

        <P>The OSH Act authorizes the Secretary to issue two types of occupational safety and health rules;<E T="03">standards</E>and<E T="03">regulations.</E>Standards, which are authorized by section 6 of the OSH Act, specify remedial measures to be taken to prevent and control employee exposure to identified occupational hazards; while regulations are the means to effectuate other statutory purposes, including the collection and discrimination of records of occupational injuries and illnesses. Courts of appeal have held that OSHA recordkeeping rules are regulations and not standards (<E T="03">Louisiana Chemical Ass'n</E>v.<E T="03">Bingham, 657 F.2d 777, 782-785 (5th Cir. 1981);</E>
          <E T="03">Workplace Health &amp; Safety Council</E>v.<E T="03">Reich,</E>56 F.3d 1465, 1467-1469 (DC Cir. 1995).</P>
        <HD SOURCE="HD1">II. Summary and Explanation of the Proposed Rule</HD>
        <HD SOURCE="HD2">A. Section 1904.2—Partial Exemption for Establishments in Certain Industries</HD>
        <HD SOURCE="HD3">Background</HD>
        <P>Although the OSH Act gives OSHA the authority to require all employers covered by the Act to keep records of employee injuries and illnesses, major classes of employers are partially exempted from Part 1904. First, as provided in Section 1904.1, employers with 10 or fewer employees are partially exempt from keeping OSHA injury and illness records. Second, as provided in section 1904.2, establishments in certain lower-hazard industry classifications are also partially exempt.</P>
        <P>The partial exemption based on lower-hazard industry classification has been part of the OSHA recordkeeping regulations since 1982. OSHA exempted establishments in a number of service, finance, and retail industries from the duty to regularly maintain the OSHA Log and Incident Report (47 FR 57699). This industry exemption to recordkeeping requirements was intended to “reduce paperwork burden on employers without compromising worker safety and health.” See, 47 FR 57700.</P>

        <P>The 1982 list of partially exempt industries was established by identifying major industry groups with relatively low rates of occupational injuries and illnesses in the SIC codes encompassing retail trade, finance, insurance and real estate, and the service industries (SICs 52-89). Major industry groups were defined at the 2-digit classification level from the SIC manual published by the U.S. Office of Management and Budget (OMB). Industries in these major industry groups were partially exempted from coverage by Part 1904 if their average lost workday injury (LWDI) rate for 1978-80 was at or below 75 percent of the overall private sector annual LWDI rate. Industries that involved more serious occupational hazards, comprising the industry divisions of agriculture, construction, manufacturing, utilities, mining, and wholesale trade, remained subject to the full recordkeeping requirements. Although the 1982<E T="04">Federal Register</E>notice discussed the possibility of revising the exempt industry list on a routine basis, the list remained unchanged until 2001.</P>
        <P>On January 19, 2001, OSHA published a final rule (66 FR 5916) which comprehensively revised the Part 1904 recordkeeping regulations. As part of this revision, OSHA updated the list of lower-hazard industries that are partially exempted from the recordkeeping requirements. The list of lower-hazard industries established in the 2001 final rule is the current list set forth in Appendix A to Subpart B.</P>
        <P>The 2001 final rule updated the 1982 list of industries by applying the same approach for identifying affected industries. Industries were selected for the list based on two criteria. First, only industries classified in SIC codes 52 through 89 were considered eligible for inclusion on the list. Second, industries were included if they had an average DART rate, based on the most recent three years of available data, at or below 75 percent of the most recent national rate. The 2001 list differed from the 1982 list in two respects: (1) The injury/illness rate data supporting the final rule's industry exemption were based on BLS statistics for 1996, 1997, and 1998, and (2) the industries were defined at the 3-digit rather than 2-digit SIC code level.</P>
        <P>The issue of converting from SIC to NAICS codes was addressed in the 2001 rulemaking (66 FR 5916). Although the NAICS had been formally adopted by 2001, several statistical agencies had not converted their systems to the new codes. In fact, BLS did not publish its first occupational injury and illness rates using the NAICS codes until 2004, when it published the rates for calendar year 2003. As a result, OSHA stated in the preamble to the 2001 final rule that it used the SIC system to determine the list of partially exempted industries. The agency also stated its intention to conduct a future rulemaking to update the list using NAICS codes. (66 FR 5944).</P>
        <P>Presently, NAICS is the standard system used by Federal statistical agencies in classifying business establishments for the purpose of collecting, analyzing, and publishing statistical data related to the U.S. economy. NAICS was developed under the auspices of OMB, and adopted in 1997 to replace the SIC system. It was developed jointly by the United States, Canada, and Mexico to allow for a high level of compatibility in business statistics among the North American countries.</P>

        <P>The official 2007 U.S. NAICS Manual includes definitions for each industry, background information, tables showing changes between 2002 and 2007, and a comprehensive index. The official 2007 NAICS Manual is available in print and CD Rom from the National Technical Information Service (NTIS) at (800) 553-6847, or through the NTIS Web site at<E T="03">http://www.ntis.gov.</E>
        </P>
        <HD SOURCE="HD3">Description of Proposed Revisions</HD>
        <P>OSHA proposes to update Appendix A to Subpart B in two ways. First, the list of partially exempted industries would be converted from one based on SIC codes to one based on NAICS codes. Second, the DART rates used to determine which NAICS code industries qualify for the lower-hazard partial exemption would be based on more recent BLS data.</P>
        <P>Consistent with OSHA's longstanding policy, individual industry classifications in major industry sectors generally considered to involve greater occupational hazards, are not included on the proposed partially exempt list. As with the current regulation, industries ineligible for the partial exemption under the proposed rule include those in the agriculture, utilities, construction, manufacturing, and wholesale trade sectors.</P>
        <P>For industries in the remaining sectors, the most recent three years (2007, 2008 and 2009) of available BLS data were used to calculate the average rate of serious injuries and illnesses for each industry, as represented by the DART rate. Industries with an average DART rate equal to or less than 75 percent of the average national DART rate from 2007 through 2009 are included on the list of partially exempt lower-hazard industries in proposed Appendix A, with one exception.</P>

        <P>Under the existing regulation, establishments in Personnel Supply Services (SIC 736) are currently required to maintain injury and illness logs; this industry is not included in the existing Appendix A. For many employees working for establishments in this industry, their actual place of work may be in an establishment that is part of another industry. OSHA is proposing that establishments in the corresponding NAICS industry, NAICS 5613 Employment Services, continue to<PRTPAGE P="36417"/>be required to maintain logs for the employees under their supervision as they are currently required to do. Thus, NAICS 5613 Employment Services is not included in the proposed Appendix A.</P>
        <P>According to the data published by BLS, the average national private sector DART rate for 2007-2009 was 2.0. Thus, specific industries, as defined by 4-digit NAICS codes, which had an average DART rate for 2007-2009 of 1.5 or less, and which are in the eligible broad industry sectors, were included in the list in proposed Appendix A (except NAICS 5613 Employment Services).</P>
        <P>The industries included in proposed Appendix A were identified as follows.</P>
        <GPOTABLE CDEF="s20,xs200" COLS="2" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">NAICS Code</CHED>
            <CHED H="1">Industry</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">4412</ENT>
            <ENT>Other Motor Vehicle Dealers.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4431</ENT>
            <ENT>Electronics and Appliance Stores.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4461</ENT>
            <ENT>Health and Personal Care Stores.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4471</ENT>
            <ENT>Gasoline Stations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4481</ENT>
            <ENT>Clothing Stores.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4482</ENT>
            <ENT>Shoe Stores.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4483</ENT>
            <ENT>Jewelry, Luggage, and Leather Goods Stores.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4511</ENT>
            <ENT>Sporting Goods, Hobby, and Musical Instrument Stores.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4512</ENT>
            <ENT>Book, Periodical, and Music Stores.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4531</ENT>
            <ENT>Florists.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4532</ENT>
            <ENT>Office Supplies, Stationery, and Gift Stores.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4812</ENT>
            <ENT>Nonscheduled Air Transportation.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4861</ENT>
            <ENT>Pipeline Transportation of Crude Oil.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4862</ENT>
            <ENT>Pipeline Transportation of Natural Gas.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4869</ENT>
            <ENT>Other Pipeline Transportation.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4879</ENT>
            <ENT>Scenic and Sightseeing Transportation, Other.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4885</ENT>
            <ENT>Freight Transportation Arrangement.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5111</ENT>
            <ENT>Newspaper, Periodical, Book, and Directory Publishers.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5112</ENT>
            <ENT>Software Publishers.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5121</ENT>
            <ENT>Motion Picture and Video Industries.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5122</ENT>
            <ENT>Sound Recording Industries.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5151</ENT>
            <ENT>Radio and Television Broadcasting.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5172</ENT>
            <ENT>Wireless Telecommunications Carriers (except Satellite).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5173</ENT>
            <ENT>Telecommunications Resellers.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5179</ENT>
            <ENT>Other Telecommunications.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5181</ENT>
            <ENT>Internet Service Providers and Web Search Portals.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5182</ENT>
            <ENT>Data Processing, Hosting, and Related Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5191</ENT>
            <ENT>Other Information Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5211</ENT>
            <ENT>Monetary Authorities—Central Bank.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5221</ENT>
            <ENT>Depository Credit Intermediation.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5222</ENT>
            <ENT>Nondepository Credit Intermediation.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5223</ENT>
            <ENT>Activities Related to Credit Intermediation.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5231</ENT>
            <ENT>Securities and Commodity Contracts Intermediation and Brokerage.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5232</ENT>
            <ENT>Securities and Commodity Exchanges.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5239</ENT>
            <ENT>Other Financial Investment Activities.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5241</ENT>
            <ENT>Insurance Carriers.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5242</ENT>
            <ENT>Agencies, Brokerages, and Other Insurance Related Activities.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5251</ENT>
            <ENT>Insurance and Employee Benefit Funds.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5259</ENT>
            <ENT>Other Investment Pools and Funds.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5312</ENT>
            <ENT>Offices of Real Estate Agents and Brokers.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5331</ENT>
            <ENT>Lessors of Nonfinancial Intangible Assets (except Copyrighted Works).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5411</ENT>
            <ENT>Legal Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5412</ENT>
            <ENT>Accounting, Tax Preparation, Bookkeeping, and Payroll Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5413</ENT>
            <ENT>Architectural, Engineering, and Related Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5414</ENT>
            <ENT>Specialized Design Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5415</ENT>
            <ENT>Computer Systems Design and Related Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5416</ENT>
            <ENT>Management, Scientific, and Technical Consulting Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5417</ENT>
            <ENT>Scientific Research and Development Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5418</ENT>
            <ENT>Advertising and Related Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5511</ENT>
            <ENT>Management of Companies and Enterprises.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5611</ENT>
            <ENT>Office Administrative Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5614</ENT>
            <ENT>Business Support Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5615</ENT>
            <ENT>Travel Arrangement and Reservation Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5616</ENT>
            <ENT>Investigation and Security Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6111</ENT>
            <ENT>Elementary and Secondary Schools.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6112</ENT>
            <ENT>Junior Colleges.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6113</ENT>
            <ENT>Colleges, Universities, and Professional Schools.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6114</ENT>
            <ENT>Business Schools and Computer and Management Training.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6115</ENT>
            <ENT>Technical and Trade Schools.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6116</ENT>
            <ENT>Other Schools and Instruction.</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36418"/>
            <ENT I="01">6117</ENT>
            <ENT>Educational Support Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6211</ENT>
            <ENT>Offices of Physicians.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6212</ENT>
            <ENT>Offices of Dentists.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6213</ENT>
            <ENT>Offices of Other Health Practitioners.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6214</ENT>
            <ENT>Outpatient Care Centers.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6215</ENT>
            <ENT>Medical and Diagnostic Laboratories.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6244</ENT>
            <ENT>Child Day Care Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7114</ENT>
            <ENT>Agents and Managers for Artists, Athletes, Entertainers, and Other Public Figures.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7115</ENT>
            <ENT>Independent Artists, Writers, and Performers.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7213</ENT>
            <ENT>Rooming and Boarding Houses.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7221</ENT>
            <ENT>Full-Service Restaurants.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7222</ENT>
            <ENT>Limited-Service Eating Places.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7224</ENT>
            <ENT>Drinking Places (Alcoholic Beverages).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8112</ENT>
            <ENT>Electronic and Precision Equipment Repair and Maintenance.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8114</ENT>
            <ENT>Personal and Household Goods Repair and Maintenance.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8121</ENT>
            <ENT>Personal Care Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8122</ENT>
            <ENT>Death Care Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8131</ENT>
            <ENT>Religious Organizations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8132</ENT>
            <ENT>Grantmaking and Giving Services.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8133</ENT>
            <ENT>Social Advocacy Organizations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8134</ENT>
            <ENT>Civic and Social Organizations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8139</ENT>
            <ENT>Business, Professional, Labor, Political, and Similar Organizations.</ENT>
          </ROW>
        </GPOTABLE>
        <P>For a more thorough discussion regarding the specific industries which would be newly exempted or newly covered by the proposed rule, please refer to Section III of this preamble.</P>
        <P>This rulemaking also fulfills a commitment made by OSHA to the Government Accountability Office (GAO). In October 2009, GAO published a report entitled: “Enhancing OSHA's Records Audit Process Could Improve the Accuracy of Worker Injury and Illness Data” (GAO-10-10). One of the recommendations made by GAO was to update the list of industries used by OSHA to select worksites for records audits. In its response to GAO, OSHA agreed to conduct a rulemaking that would update the coverage of the relevant recordkeeping requirements from the old SIC-based system to one based on the NAICS codes.</P>
        <P>In conjunction with any final rule resulting from this rulemaking that may result in some establishments being newly required to comply with OSHA recordkeeping requirements, OSHA will conduct outreach and training, and offer other types of compliance assistance, to facilitate compliance and help ensure more complete and accurate recording and reporting. OSHA welcomes suggestions from the public regarding the types of outreach, training, and assistance that would be particularly helpful.</P>
        <HD SOURCE="HD3">Issues and Potential Alternatives</HD>
        <P>OSHA welcomes comments and data from the public regarding any aspect of the proposed lower-hazard industry partial exemption. More specifically, the following questions and issues are relevant to this rulemaking:</P>
        <P>1. Should any additional industries be exempt from any of the recordkeeping requirements in Part 1904?</P>
        <P>2. Should OSHA base partial exemptions on more detailed or more aggregated industry classifications, such as two-digit, three-digit, or six-digit NAICS codes?</P>
        <P>3. Which industry sectors, if any, should be ineligible for partial exemption?</P>
        <P>4. Instead of using an average DART rate of 75 percent of the most recent national DART rate, is there a better way to determine which industries should be included in Appendix A?</P>
        <P>5. Should OSHA consider numbers of workers injured or made ill in each industry in addition to industry injury/illness rates in determining eligibility for partial exemption?</P>
        <P>6. Are there any other data that should be applied as additional or alternative criteria for purposes of determining eligibility for partial exemption?</P>
        <P>7. Should OSHA regularly update the list of lower-hazard exempted industries? If so, how frequently should the list be updated?</P>
        <P>8. Are there any specific types of training, education, and compliance assistance OSHA could provide that would be particularly helpful in facilitating compliance with the recordkeeping requirements?</P>
        <HD SOURCE="HD2">B. Section 1904.39—Reporting Fatality, In-Patient Hospitalization, and Amputation Incidents to OSHA</HD>
        <HD SOURCE="HD3">Background</HD>
        <P>Virtually since its inception, OSHA has required employers to report certain incidents involving employee fatality or hospitalization. The regulatory requirements adopted in 1971 in 29 CFR 1904.8 required employers to report, within 48 hours after the occurrence, work-related incidents resulting in at least one fatality or the hospitalization of at least five employees.</P>
        <P>In 1994, the Agency revised its reporting requirements to require employers to report to OSHA, within eight hours, work-related events or exposures involving fatalities or the in-patient hospitalization of three or more employees (59 FR 15594). OSHA stated in the preamble to the final rule that more prompt reporting enables OSHA to inspect the site of the incident and interview personnel while their recollections are immediate, fresh and untainted by other events, thus providing more timely and accurate information about possible causes of the incident. See, 59 FR 15595. The requirements from the 1994 rulemaking have remained substantially unchanged since then, and are currently codified at 29 CFR 1904.39.</P>
        <HD SOURCE="HD3">Description of Proposed Revisions</HD>

        <P>The proposed rule would require employers to report to OSHA, within eight hours, work-related incidents that result in the death of an employee or in<PRTPAGE P="36419"/>the in-patient hospitalization of one or more employees, and within 24 hours, a work-related amputation suffered by an employee. The proposed revision is intended to provide information necessary to help ensure America's workers have safe and healthful workplaces.</P>
        <P>Prompt investigation of incidents causing serious injury is a key element in OSHA's ability to enforce existing standards, evaluate the effectiveness of current standards, and identify a need for new standards. OSHA believes that the eight-hour requirement for work-related fatalities, the eight-hour requirement for work-related in-patient hospitalizations, and the 24-hour requirement for amputations will enable the additional potential benefits of reporting to be realized without creating unreasonable burdens on employers.</P>
        <P>Making all in-patient hospitalizations and amputations reportable will provide OSHA with additional information on the causes of workplace incidents and lead to greater prevention of injuries. The additional information would be obtained cost-effectively, involve relatively minimal burdens on employers, and would provide OSHA with critical information to facilitate the timely investigation of harmful incidents and quick mitigation of hazards. The information will also help OSHA target scarce resources to the most dangerous workplaces and to prevent future injuries at these workplaces.</P>
        <P>OSHA believes that the value of this additional information easily justifies the relatively minor additional reporting burden estimated to be an average of 15 minutes per reported incident. See Section III of this preamble for a more detailed discussion of the estimated compliance costs.</P>
        <P>The hospitalization of a worker due to a work-related incident is a serious and significant event. Requiring the reporting of every in-patient hospitalization would ensure that OSHA will be informed about many more of these serious occurrences. Greater awareness regarding the extent and nature of such cases helps in the development and prioritization of various OSHA enforcement programs and initiatives. It also serves the public interest by enabling OSHA to more effectively and efficiently target occupational safety and health hazards.</P>
        <P>Another benefit associated with the expansion of the reporting requirements would be the increased value and utility of the resulting data. Incidents involving an in-patient hospitalization or an amputation often involve serious hazards. The proposed reporting requirements would help establish a comprehensive database that would more accurately reflect hazards that cause hospitalizations and amputations as well as identify the associated industries, processes, and other relevant factors. Such a database could prove especially useful for study and research into the causes and prevention of occupational hazards.</P>
        <P>For purposes of OSHA recordkeeping, in-patient hospitalization occurs when a person is “formally admitted” to a hospital or clinic for at least one overnight stay. Out-patient treatment generally refers to patients that are seen by a physician or other licensed health care professional and leave the hospital the same day. Of course, in order for in-patient hospitalization to be reportable, the injury or illness must be work-related as defined by Section 1904.5.</P>
        <P>The proposed reporting requirements would apply only to work-related deaths, in-patient hospitalizations, and amputations occurring within 30 days of a work-related incident. As provided in proposed paragraph (b)(7) of section 1904.39, employers would generally not be required to report fatalities, hospitalizations, or amputations of which they were not aware.</P>
        <P>The proposed addition of amputations to the reporting requirements would ensure that these incidents involving serious injury are promptly reported. Amputations include some of the most serious types of injuries and tend to result in a greater number of lost workdays than most other injuries. According to data available from BLS for 2008, the median number of days away from work for all injuries involving days away from work was 8, while the median number of days away from work for amputations was 26. Furthermore, amputations differ from other types of serious injuries because they tend to have long-term or permanent consequences. Although information reported regarding amputations will not necessarily result in an inspection, OSHA can use this information to better target inspections to workplaces with serious hazards in order to prevent any further workplace injuries. Thus, the benefits associated with the reporting of amputations would be comparable to those associated with the reporting of hospitalizations.</P>
        <P>For purposes of classifying occupational injuries and illnesses, amputations are defined by the Bureau of Labor Statistics in their Occupational Injury and Illness Classification Manual. An amputation is the traumatic loss of a limb or other external body part, including a fingertip. In order for an injury to be classified as an amputation, bone must be lost. Amputations include loss of a body part due to a traumatic incident, a gunshot wound, and medical amputations due to irreparable traumatic injuries. Amputations exclude traumatic injuries without bone loss and exclude enucleation (eye removal). A reportable amputation under the proposed rule would include those that occur at the workplace as well as those that occur in a hospital as a result of a work-related event.</P>
        <P>The proposed reporting requirements would generally bring OSHA requirements more in line with those of other types of safety and health investigations. Federal regulations require aircraft pilots or operators to notify the National Transportation Safety Board (NTSB) of aviation accidents, certain incidents, and the occurrence of a variety of other conditions or events. The Federal Railroad Administration (FRA) requires railroads to report whenever they learn of the occurrence of anything on a list of types of accidents, incidents, events, or exposures.</P>
        <P>In some states that administer their own occupational safety and health regulations, elements similar to this proposed regulation are already being enforced. For example, California requires employers to report any employee death or serious injury or illness. The phrase “serious injury or illness” includes the in-patient hospitalization of an employee, as well as when an employee suffers the loss of any part of the body. Alaska and Washington require notification when at least one employee is fatally injured or requires in-patient hospitalization. Utah requires notification of any disabling, serious, or significant injury, and of any occupational disease incident. In Kentucky, employers are required to report work-related incidents that result in the hospitalization of at least one employee, or in an amputation. In Oregon, incidents resulting in at least one employee needing overnight hospitalization for medical treatment are required to be reported.</P>
        <HD SOURCE="HD3">Issues and Potential Alternatives</HD>

        <P>OSHA requests comments on the potential benefits and burdens associated with the proposed revisions to the reporting requirements in Section 1904.39. As noted above, under current state regulations, many businesses are already required to make reports of work-related incidents resulting in death or serious injury, and many more are already required to report all work-related in-patient hospitalizations and amputations within eight hours.<PRTPAGE P="36420"/>
        </P>
        <P>OSHA welcomes comments and data from the public regarding any aspect of the proposed reporting requirements. More specifically, the following questions and issues are relevant to this rulemaking:</P>
        <P>1. What types of incidents and/or injuries and illnesses should be reported to OSHA and why?</P>
        <P>2. Are there any injuries, illnesses, or conditions that should be reported to OSHA and are not included among in-patient hospitalizations?</P>
        <P>3. Should amputations that do not result in in-patient hospitalizations be reported to OSHA?</P>
        <P>4. Should OSHA require the reporting of all amputations?</P>
        <P>5. Should OSHA require the reporting of enucleations?</P>
        <P>6. Are there additional data or estimates available regarding the number of work-related incidents involving in-patient hospitalizations? Is there information available on how many work-related hospitalizations occur more than 30 days after the report of an injury or illness?</P>
        <P>7. Should OSHA allow reports to be made by means other than a telephone, such as by e-mail, fax, or a Web-based system?</P>
        <P>8. Are the reporting times of eight hours for fatalities, eight hours for in-patient hospitalizations, and 24 hours for amputations generally appropriate time periods for requiring reporting? What advantages or disadvantages would be associated with these or any alternative time periods?</P>
        <HD SOURCE="HD1">III. Preliminary Economic Analysis and Regulatory Flexibility Certification</HD>

        <P>This proposed rule is not a “significant regulatory action” within the context of Executive Order 12866 or the Unfunded Mandates Reform Act (UMRA) (2 U.S.C. 1532(a)), or a “major rule” under the Congressional Review Act (5 U.S.C. 801<E T="03">et seq.</E>). This rulemaking has net costs of $8.5 million and costs between $50 and $100 per affected establishment. Thus, this rulemaking imposes far less than $100 million in annual costs on the economy, and does not meet any of the other criteria specified for a significant regulatory action or major rule in Executive Order 12866, the UMRA or the Congressional Review Act.</P>
        <P>This Preliminary Economic Analysis (PEA) addresses the costs, benefits, and economic impacts of the proposed rule. The proposed rule and the PEA were developed in accordance with the principles of Executive Order 12866 and Executive Order 13563. The proposed rule would make two changes to the existing recording and reporting requirements in Part 1904. It would change which industries are partially exempted from keeping records and would change the requirements for reporting certain work-related injuries. The affected establishments are only partially exempt because BLS may require any establishment to respond to its survey. The costs to those firms required to respond to the BLS survey are covered in the BLS survey paperwork package.</P>
        <P>The existing regulation partially exempts all employers with 10 or fewer employees and all establishments in specific lower-hazard industry sectors from routinely keeping OSHA records. The existing industry partial exemptions were determined by identifying industries with relatively low DART rates at the 3-digit SIC code level. This proposed rule would retain the partial exemption for employers with 10 or fewer employees. It also would update the list of partially exempted industries to reflect the latest data on DART rates and to convert the industry classifications to the NAICS classification system. These changes would lead to new costs for employers who are currently partially exempt from recordkeeping requirements but would be newly required to keep records; there would also be cost savings for employers who would no longer be required to keep records.</P>
        <P>The existing rule requires that all work-related fatalities and work-related incidents involving three or more hospitalizations be reported to OSHA within eight hours. The proposed rule would retain the requirement that all fatalities be reported to OSHA within eight hours and would require that all work-related in-patient hospitalizations be reported to OSHA within eight hours and that all work-related amputations be reported to OSHA within 24 hours. The proposed rule would thus increase the number of incidents that are to be reported to OSHA.</P>
        <P>The remaining sections of this PEA provide estimates of the establishments that would be newly required to keep records or would be newly partially exempt from keeping records, and estimates of the numbers of reports of in-patient hospitalizations or amputations that would be required (the industrial profile section); the costs and costs savings associated with the proposed requirements; the benefits of the proposed rule; and the economic and small business impacts of the proposed changes.</P>
        <HD SOURCE="HD2">Industrial Profile</HD>
        <P>The purpose of this industrial profile section is to provide information about which industries would be affected by the proposed rule, the number of affected establishments in each affected industry, employment in establishments affected by the proposed rule, and estimates of the numbers of in-patient hospitalizations and amputations that would be required to be reported by the proposed rule. (There is no need to estimate the number of fatalities to be reported as current regulations already require the reporting of fatalities.)</P>
        <HD SOURCE="HD2">Partial Exemption</HD>
        <P>In regards to the partial exemption for certain lower hazard industries, OSHA identified which establishments would be newly required to keep records, and which establishments would be newly partially exempt from keeping records. This identification was complicated by the fact that the current rule classifies employers by SIC codes, a classification system dating to the 1930s which is no longer used in government statistics. OSHA had to convert employers classified by SIC code to the newer NAICS codes. In many cases, a single SIC code was divided into several NAICS codes, and conversely, a single NAICS code might contain establishments from multiple SIC codes. This analysis was conducted at the six-digit NAICS level. The data resulting from this analysis at the six-digit NAICS level are presented in the Appendix to this Preliminary Economic Analysis.</P>

        <P>To identify those employers that would no longer be partially exempt from OSHA recordkeeping requirements under the proposed rule, OSHA examined the 1997 Economic Census: Bridge between SIC and NAICS Tables (<E T="03">http://www.census.gov/epcd/naics02/S87TON02.HTM</E>). These tables show, for 1997, the best available data on what percentage of the establishments in each SIC code transferred into each NAICS code. Affected establishments in an SIC code exempted under the existing rule but classified in a non-exempted NAICS code under the proposed rule would be newly subject to the recordkeeping requirements. These establishments, not exempted under the proposed rule, would incur new recordkeeping costs.</P>

        <P>Having used the bridge table to identify the portions of the industries by 6-digit NAICS code that would be newly required to keep records, OSHA used 2006 County Business Patterns to determine the corresponding numbers of establishments and employees (<E T="03">http://www2.census.gov/econ/susb/data/2006/us_6digitnaics_2006.xls</E>). This data source provides not only the total number of establishments and employees in an industry, but also a breakdown of employees and<PRTPAGE P="36421"/>establishments by the size of the firm that owns the establishment. These data permit a straightforward calculation of the number of establishments with 10 or more employees. However, both the current and proposed rules cover employers with 11 or more employees. To deduct those employers with exactly 10 employees, OSHA estimated that employers with exactly ten employees represent one tenth of all employers with between 10 and 19 employees. This approach will overestimate the number of covered firms because there tend to be a more than proportional number of firms at smaller size classes.</P>
        <P>OSHA then estimated the number of affected establishments and employees in each industry by multiplying the total number of establishments and employees in the industry by the percentage of affected establishments that were identified using the SIC—NAICS bridge tables as described above.</P>

        <P>OSHA then estimated the number of newly recordable injuries and illnesses by dividing the number of injuries and illness recorded per industry by BLS in 2006 (BLS<E T="03">http://www.bls.gov/iif/oshbulletin2006.htm</E>) by the total employment in the industry, and multiplied the resulting rate by the number of affected employees in the industry as derived using the 1997 SIC-NAICS bridge tables. OSHA used BLS data at the four-digit NAICS level since more detailed injury and illness data were not available for all NAICS codes.</P>
        <P>Table III-1 presents data for the industries with establishments that would be newly required to keep records. The table shows the four-digit NAICS code, industry name, the number of affected establishments, the number of affected employees, and an estimate of the number of recordable injuries and illnesses, based on historical data, for newly affected employers. OSHA estimates that as a result of the proposed rule's revision to partial exemptions, 199,000 establishments with 5.3 million employees not previously required to record injuries would need to do so and that those establishments are would record an estimated 173,000 injuries and illnesses per year.</P>
        <P>Having used the bridge table to identify the portions of the NAICS code industries that would be newly required to keep records, OSHA used the same methodology and data sources described above to determine the number of establishments, employees, and injuries and illnesses for establishments who would no longer be required to regularly keep records. Table III-2 shows the four-digit NAICS code, industry name, number of affected establishments, number of affected employees, and the estimated number of injuries and illnesses that would no longer be recorded in each affected industry. OSHA estimates that as a result of the revision to the list of partially exempt industries, 119,000 establishments with 4.0 million employees and an estimated 76,000 injuries and illnesses per year would no longer need to keep records regularly.</P>
        <GPOTABLE CDEF="s30,r100,14,14,14,14" COLS="6" OPTS="L2,i1">
          <TTITLE>Table III-1— Industries That Include Establishments That Would Be Newly Required to Keep Records</TTITLE>
          <BOXHD>
            <CHED H="1">NAICS Code</CHED>
            <CHED H="1">Title of NAICS Code</CHED>
            <CHED H="1">Affected employment</CHED>
            <CHED H="1">Affected<LI>establishments</LI>
            </CHED>
            <CHED H="1">Affected firms</CHED>
            <CHED H="1">Estimated<LI>injuries and</LI>
              <LI>illnesses</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">3118</ENT>
            <ENT>Bakeries and Tortilla Manufacturing</ENT>
            <ENT>42,294</ENT>
            <ENT>1,932</ENT>
            <ENT>1,766</ENT>
            <ENT>571</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4411</ENT>
            <ENT>Automobile Dealers</ENT>
            <ENT>1,204,566</ENT>
            <ENT>23,351</ENT>
            <ENT>19,156</ENT>
            <ENT>48,989</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4413</ENT>
            <ENT>Automotive Parts, Accessories, and Tire Stores</ENT>
            <ENT>5,207</ENT>
            <ENT>426</ENT>
            <ENT>84</ENT>
            <ENT>204</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4441</ENT>
            <ENT>Building Material and Supplies Dealers</ENT>
            <ENT>260,363</ENT>
            <ENT>21,310</ENT>
            <ENT>4,215</ENT>
            <ENT>18,577</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4452</ENT>
            <ENT>Specialty Food Stores</ENT>
            <ENT>88,133</ENT>
            <ENT>7,339</ENT>
            <ENT>3,044</ENT>
            <ENT>2,759</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4453</ENT>
            <ENT>Beer, Wine, and Liquor Stores</ENT>
            <ENT>69,011</ENT>
            <ENT>6,109</ENT>
            <ENT>2,878</ENT>
            <ENT>2,356</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4539</ENT>
            <ENT>Other Miscellaneous Store Retailers</ENT>
            <ENT>160,152</ENT>
            <ENT>11,505</ENT>
            <ENT>4,301</ENT>
            <ENT>4,611</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4543</ENT>
            <ENT>Direct Selling Establishments</ENT>
            <ENT>1,569</ENT>
            <ENT>69</ENT>
            <ENT>43</ENT>
            <ENT>67</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5313</ENT>
            <ENT>Activities Related to Real Estate</ENT>
            <ENT>490,941</ENT>
            <ENT>19,341</ENT>
            <ENT>9,881</ENT>
            <ENT>13,864</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5322</ENT>
            <ENT>Consumer Goods Rental</ENT>
            <ENT>130,839</ENT>
            <ENT>14,186</ENT>
            <ENT>1,158</ENT>
            <ENT>1,114</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5324</ENT>
            <ENT>Commercial and Industrial Machinery and Equipment Rental and Leasing</ENT>
            <ENT>13,963</ENT>
            <ENT>807</ENT>
            <ENT>295</ENT>
            <ENT>676</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5419</ENT>
            <ENT>Other Professional, Scientific, and Technical Services</ENT>
            <ENT>249,160</ENT>
            <ENT>10,889</ENT>
            <ENT>3,770</ENT>
            <ENT>1,853</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5612</ENT>
            <ENT>Facilities Support Services</ENT>
            <ENT>162,384</ENT>
            <ENT>3,293</ENT>
            <ENT>865</ENT>
            <ENT>8,955</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5617</ENT>
            <ENT>Services to Buildings and Dwellings</ENT>
            <ENT>2,140</ENT>
            <ENT>104</ENT>
            <ENT>50</ENT>
            <ENT>134</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5619</ENT>
            <ENT>Other Support Services</ENT>
            <ENT>308,984</ENT>
            <ENT>6,238</ENT>
            <ENT>4,152</ENT>
            <ENT>8,150</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6219</ENT>
            <ENT>Other Ambulatory Health Care Services</ENT>
            <ENT>105,656</ENT>
            <ENT>2,688</ENT>
            <ENT>859</ENT>
            <ENT>5,734</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6241</ENT>
            <ENT>Individual and Family Services</ENT>
            <ENT>995,856</ENT>
            <ENT>30,230</ENT>
            <ENT>15,915</ENT>
            <ENT>20,988</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6242</ENT>
            <ENT>Community Food and Housing, and Emergency and Other Relief Services</ENT>
            <ENT>138,272</ENT>
            <ENT>7,369</ENT>
            <ENT>4,258</ENT>
            <ENT>3,536</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7111</ENT>
            <ENT>Performing Arts Companies</ENT>
            <ENT>116,043</ENT>
            <ENT>1,994</ENT>
            <ENT>1,864</ENT>
            <ENT>4,483</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7113</ENT>
            <ENT>Promoters of Performing Arts, Sports, and Similar Events</ENT>
            <ENT>93,738</ENT>
            <ENT>1,183</ENT>
            <ENT>973</ENT>
            <ENT>2,421</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7121</ENT>
            <ENT>Museums, Historical Sites, and Similar Institutions</ENT>
            <ENT>77,933</ENT>
            <ENT>1,610</ENT>
            <ENT>1,352</ENT>
            <ENT>2,860</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7139</ENT>
            <ENT>Other Amusement and Recreation Industries</ENT>
            <ENT>73,447</ENT>
            <ENT>2,912</ENT>
            <ENT>2,244</ENT>
            <ENT>1,254</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7223</ENT>
            <ENT>Special Food Services</ENT>
            <ENT>510,294</ENT>
            <ENT>22,379</ENT>
            <ENT>3,802</ENT>
            <ENT>18,164</ENT>
          </ROW>
          <ROW RUL="n,n,s">
            <ENT I="01">8129</ENT>
            <ENT>Other Personal Services</ENT>
            <ENT>42,254</ENT>
            <ENT>1,498</ENT>
            <ENT>1,117</ENT>
            <ENT>914</ENT>
          </ROW>
          <ROW>
            <ENT I="02">Total</ENT>
            <ENT/>
            <ENT>5,343,199</ENT>
            <ENT>198,763</ENT>
            <ENT>88,040</ENT>
            <ENT>173,233</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>OSHA, Office of Regulatory Analysis.</TNOTE>
          <TNOTE>
            <E T="03">Source:</E>2006 County Business Patterns:<E T="03">http://www2.census.gov/econ/susb/data/2006/us_6digitnaics_2006.xls.</E>
          </TNOTE>
          <TNOTE>
            <E T="03">Source:</E>2006 Bureau of Labor Statistics, U.S. Department of Labor, Survey of Occupational Injuries and Illnesses, in cooperation with participating State agencies.<E T="03">http://www.bls.gov/iif/oshwc/osh/os/osnr0028.pdf.</E>
          </TNOTE>
        </GPOTABLE>
        <PRTPAGE P="36422"/>
        <GPOTABLE CDEF="s50,r100,14,14,14,14" COLS="6" OPTS="L2,i1">
          <TTITLE>Table III-2: Industries That Include Establishments That Would Be Newly Partially Exempt From Keeping Records</TTITLE>
          <BOXHD>
            <CHED H="1">NAICS Code</CHED>
            <CHED H="1">Title of NAICS Code</CHED>
            <CHED H="1">Affected<LI>employment</LI>
            </CHED>
            <CHED H="1">Affected<LI>establishments</LI>
            </CHED>
            <CHED H="1">Affected firms</CHED>
            <CHED H="1">Estimated injuries<LI>and illnesses</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">4412</ENT>
            <ENT>Other Motor Vehicle Dealers</ENT>
            <ENT>80,441</ENT>
            <ENT>3,794</ENT>
            <ENT>2,594</ENT>
            <ENT>3,757</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4431</ENT>
            <ENT>Electronics and Appliance Stores</ENT>
            <ENT>66,902</ENT>
            <ENT>3,699</ENT>
            <ENT>1,702</ENT>
            <ENT>1,538</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4461</ENT>
            <ENT>Health and Personal Care Stores</ENT>
            <ENT>15,620</ENT>
            <ENT>1,440</ENT>
            <ENT>425</ENT>
            <ENT>244</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4471</ENT>
            <ENT>Gasoline Stations</ENT>
            <ENT>128,972</ENT>
            <ENT>12,220</ENT>
            <ENT>2,575</ENT>
            <ENT>3,634</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4511</ENT>
            <ENT>Sporting Goods, Hobby, and Musical Instrument Stores</ENT>
            <ENT>1,271</ENT>
            <ENT>65</ENT>
            <ENT>16</ENT>
            <ENT>37</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4532</ENT>
            <ENT>Office Supplies, Stationery, and Gift Stores</ENT>
            <ENT>98,855</ENT>
            <ENT>4,626</ENT>
            <ENT>873</ENT>
            <ENT>2,160</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4812</ENT>
            <ENT>Nonscheduled Air Transportation</ENT>
            <ENT>37,807</ENT>
            <ENT>763</ENT>
            <ENT>580</ENT>
            <ENT>855</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4861</ENT>
            <ENT>Pipeline Transportation of Crude Oil</ENT>
            <ENT>7,472</ENT>
            <ENT>352</ENT>
            <ENT>35</ENT>
            <ENT>175</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4862</ENT>
            <ENT>Pipeline Transportation of Natural Gas</ENT>
            <ENT>22,080</ENT>
            <ENT>1,303</ENT>
            <ENT>68</ENT>
            <ENT>510</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4869</ENT>
            <ENT>Other Pipeline Transportation</ENT>
            <ENT>9,348</ENT>
            <ENT>881</ENT>
            <ENT>51</ENT>
            <ENT>219</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4879</ENT>
            <ENT>Scenic and Sightseeing Transportation, Other</ENT>
            <ENT>2,155</ENT>
            <ENT>45</ENT>
            <ENT>39</ENT>
            <ENT>80</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4885</ENT>
            <ENT>Freight Transportation Arrangement</ENT>
            <ENT>166,549</ENT>
            <ENT>7,126</ENT>
            <ENT>2,709</ENT>
            <ENT>3,045</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5111</ENT>
            <ENT>Newspaper, Periodical, Book, and Directory Publishers</ENT>
            <ENT>654,211</ENT>
            <ENT>10,912</ENT>
            <ENT>4,896</ENT>
            <ENT>16,037</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5122</ENT>
            <ENT>Sound Recording Industries</ENT>
            <ENT>14,059</ENT>
            <ENT>426</ENT>
            <ENT>197</ENT>
            <ENT>206</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5151</ENT>
            <ENT>Radio and Television Broadcasting</ENT>
            <ENT>251,523</ENT>
            <ENT>7,186</ENT>
            <ENT>2,084</ENT>
            <ENT>4,931</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5172</ENT>
            <ENT>Wireless Telecommunications Carriers (except Satellite)</ENT>
            <ENT>236,243</ENT>
            <ENT>10,087</ENT>
            <ENT>530</ENT>
            <ENT>2,274</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5173</ENT>
            <ENT>Telecommunications Resellers</ENT>
            <ENT>27,652</ENT>
            <ENT>800</ENT>
            <ENT>533</ENT>
            <ENT>499</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5179</ENT>
            <ENT>Other Telecommunications</ENT>
            <ENT>9,365</ENT>
            <ENT>204</ENT>
            <ENT>104</ENT>
            <ENT>191</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5181</ENT>
            <ENT>Internet Service Providers and Web Search Portals</ENT>
            <ENT>20,957</ENT>
            <ENT>210</ENT>
            <ENT>157</ENT>
            <ENT>174</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5191</ENT>
            <ENT>Other Information Services</ENT>
            <ENT>10,406</ENT>
            <ENT>211</ENT>
            <ENT>96</ENT>
            <ENT>164</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5221</ENT>
            <ENT>Depository Credit Intermediation</ENT>
            <ENT>81,130</ENT>
            <ENT>5,063</ENT>
            <ENT>356</ENT>
            <ENT>640</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5239</ENT>
            <ENT>Other Financial Investment Activities</ENT>
            <ENT>8,158</ENT>
            <ENT>115</ENT>
            <ENT>77</ENT>
            <ENT>19</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5241</ENT>
            <ENT>Insurance Carriers</ENT>
            <ENT>8,946</ENT>
            <ENT>251</ENT>
            <ENT>55</ENT>
            <ENT>63</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5259</ENT>
            <ENT>Other Investment Pools and Funds</ENT>
            <ENT>20,268</ENT>
            <ENT>924</ENT>
            <ENT>226</ENT>
            <ENT>129</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5413</ENT>
            <ENT>Architectural, Engineering, and Related Services</ENT>
            <ENT>31,953</ENT>
            <ENT>1,144</ENT>
            <ENT>1,008</ENT>
            <ENT>508</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5416</ENT>
            <ENT>Management, Scientific, and Technical Consulting Services</ENT>
            <ENT>80,566</ENT>
            <ENT>1,651</ENT>
            <ENT>927</ENT>
            <ENT>440</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5418</ENT>
            <ENT>Advertising and Related Services</ENT>
            <ENT>48,061</ENT>
            <ENT>1,096</ENT>
            <ENT>764</ENT>
            <ENT>691</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5511</ENT>
            <ENT>Management of Companies and Enterprises</ENT>
            <ENT>1,015,532</ENT>
            <ENT>14,229</ENT>
            <ENT>6,983</ENT>
            <ENT>20,526</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5614</ENT>
            <ENT>Business Support Services</ENT>
            <ENT>166,454</ENT>
            <ENT>2,937</ENT>
            <ENT>2,172</ENT>
            <ENT>1,868</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5615</ENT>
            <ENT>Travel Arrangement and Reservation Services</ENT>
            <ENT>167,398</ENT>
            <ENT>7,106</ENT>
            <ENT>2,054</ENT>
            <ENT>1,385</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5616</ENT>
            <ENT>Investigation and Security Services</ENT>
            <ENT>6,361</ENT>
            <ENT>386</ENT>
            <ENT>332</ENT>
            <ENT>148</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6116</ENT>
            <ENT>Other Schools and Instruction</ENT>
            <ENT>49,500</ENT>
            <ENT>2,142</ENT>
            <ENT>1,961</ENT>
            <ENT>372</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7213</ENT>
            <ENT>Rooming and Boarding Houses</ENT>
            <ENT>6,313</ENT>
            <ENT>350</ENT>
            <ENT>280</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8112</ENT>
            <ENT>Electronic and Precision Equipment Repair and Maintenance</ENT>
            <ENT>61,789</ENT>
            <ENT>2,047</ENT>
            <ENT>1,182</ENT>
            <ENT>1,179</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8114</ENT>
            <ENT>Personal and Household Goods Repair and Maintenance</ENT>
            <ENT>42,582</ENT>
            <ENT>2,131</ENT>
            <ENT>1,146</ENT>
            <ENT>1,163</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8122</ENT>
            <ENT>Death Care Services</ENT>
            <ENT>24,515</ENT>
            <ENT>1,730</ENT>
            <ENT>551</ENT>
            <ENT>606</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8134</ENT>
            <ENT>Civic and Social Organizations</ENT>
            <ENT>131,301</ENT>
            <ENT>4,233</ENT>
            <ENT>3,141</ENT>
            <ENT>2,473</ENT>
          </ROW>
          <ROW RUL="n,n,s">
            <ENT I="01">8139</ENT>
            <ENT>Business, Professional, Labor, Political, and Similar Organizations</ENT>
            <ENT>148,056</ENT>
            <ENT>5,490</ENT>
            <ENT>4,648</ENT>
            <ENT>2,788</ENT>
          </ROW>
          <ROW>
            <ENT I="02">Total</ENT>
            <ENT/>
            <ENT>3,960,772</ENT>
            <ENT>119,374</ENT>
            <ENT>48,123</ENT>
            <ENT>75,787</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>OSHA, Office of Regulatory Analysis.</TNOTE>
          <TNOTE>
            <E T="03">Source:</E>2006 County Business Patterns:<E T="03">http://www2.census.gov/econ/susb/data/2006/us_6digitnaics_2006.xls.</E>
          </TNOTE>
          <TNOTE>
            <E T="03">Source:</E>2006 Bureau of Labor Statistics, U.S. Department of Labor, Survey of Occupational Injuries and Illnesses, in cooperation with participating State agencies.<E T="03">http://www.bls.gov/iif/oshwc/osh/os/osnr0028.pdf.</E>
          </TNOTE>
        </GPOTABLE>
        <HD SOURCE="HD2">Reporting of Fatalities, In-Patient Hospitalizations and Amputations</HD>

        <P>The proposed rule would require employers to report all work-related in-patient hospitalizations and amputations to OSHA. This requirement would affect all industries, all employers, and all 7.5 million establishments in OSHA's jurisdiction. Because OSHA already requires the reporting of work-related fatalities, this economic analysis focuses on the proposed new requirement for reporting all work-related in-patient hospitalization and amputations. The current regulation also requires the reporting of hospitalizations of three or more workers. The number of such multiple hospitalizations represents a trivial portion of all in-patient hospitalizations (For example, in Fiscal Year 2010, there were a total of 14 such reports.<E T="03">http://www.osha.gov/dep/fatcat/fatcat_regional_rpt_<PRTPAGE P="36423"/>09252010.html</E>). OSHA therefore proceeded to estimate the total number of work-related in-patient hospitalizations without deducting the number of multiple hospitalizations that already must be reported.</P>

        <P>It is difficult to estimate the number of in-patient hospitalizations that would need to be reported under the proposed rule. NIOSH has estimated that in 2004, a total of 68,000 work-related Emergency Department visits resulted in hospitalization (MMWR Weekly, April 27 2007 (56(16):393-397—“Nonfatal Occupational Injuries and Illnesses—United States, 2004”<E T="03">http://www.cdc.gov/mmwr/preview/mmwrhtml/mm5616a3.htm</E>(<E T="03">Note:</E>no author given). By contrast, Dembe<E T="03">et al</E>(<E T="03">Dembe AE, Mastroberti MA,</E>
          <E T="03">Fox SE, Bigelow C,</E>
          <E T="03">Banks SM.</E>Inpatient hospital care for work-related injuries and illnesses.<E T="03">Am J Ind Med.</E>2003 Oct; 44(4):331-42.) estimate that from 1997 to 1999 there were 210,000 in-patient hospital admissions per year paid for by workers' compensation insurance. More recent studies in Massachusetts (1996-2001) and Louisiana (1998-2007) come up with figures ranging from 150,000 to 275,000 per year when extrapolated to the nation as a whole.</P>
        <P>One possible reconciliation for these different estimates of work-related hospitalizations is that many workers' compensation-related hospitalizations are not emergencies but are scheduled or planned hospitalizations. This possibility is supported by the fact that musculoskeletal disorders represent only 10 percent of work-related emergency room hospitalizations in the NIOSH emergency department data, but 34 to 45 percent of hospitalizations that are paid for by workers' compensation insurance according to the workers' compensation related studies. If many of these hospitalizations are scheduled hospitalizations, they may not need to be reported as Section 1904.39 does not require reporting of fatalities, hospitalizations or amputations that occur more than 30 days after an incident has occurred. However, the rule would require the reporting of in-patient hospitalizations occurring within 30 days of the original event. Nevertheless, OSHA will use 210,000 hospitalizations per year as a preliminary estimate for purposes of examining the costs of this rule. OSHA solicits comment on the best ways to determine how many in-patient hospitalizations will fall within the scope of the proposed rule.</P>

        <P>According to BLS, in 2008 there were 6,230 amputations that involved days away from work (<E T="03">http://www.bls.gov/iif/oshwc/osh/case/osnr0033.pdf</E>). The more serious amputation cases will clearly require in-patient hospitalization. Because amputations frequently require hospitalization and because OSHA believes that the estimated 210,000 in-patient hospitalization reports are an overestimate of the reports that would be required by the proposed rule, OSHA believes its estimate of 210,000 reports is adequate to account for reports of both in-patient hospitalizations and amputations. OSHA solicits comment on this estimate and on potential ways to improve its accuracy.</P>
        <HD SOURCE="HD2">Costs</HD>
        <P>This section presents estimates of the costs and cost savings of the proposed rule. The time requirements for the activities associated with the proposed rule have been developed through previous rulemakings and information collection requests that have been subject to extensive notice and comment. For the purposes of the analysis of the costs of this proposed rule, OSHA relied on past estimates of the time requirements for record keeping activities. (The specific past estimate relied on is cited for each time requirement estimate.)</P>
        <P>The time requirements for various activities are estimated as follows:</P>
        <P>Initial training of recordkeepers: one hour per establishment, applies only to currently exempt establishments that would be newly required to keep records (based on the Final Economic Analysis for the Occupational Injury and Illness Recording and Reporting Requirements, published January 19, 2001, FR 66:5916-6135).</P>
        <P>Training of recordkeepers to account for turnover: one hour per establishment and a turnover rate of 20 percent a year resulting in an average of 0.2 hours per establishment per year. This applies to costs for currently exempt establishments that would be newly required to keep records and to cost savings for establishments that would no longer be required to keep records (based on the Final Economic Analysis for the Occupational Injury and Illness Recording and Reporting Requirements, published January 19, 2001, FR 66:5916-6135).</P>
        <P>Completing, posting, and certifying OSHA Form 300A: 0.97 hours per establishment. This applies to costs for currently exempt establishments that would be newly required to keep records and to cost savings for establishments that would no longer be required to keep records (2008 ICR, SS 1218-0176 (1-17-08)).</P>
        <P>Completing entries on all forms for each recordable injury and illness, accounting for privacy concerns, and providing access to records: 0.38 hours per recordable injury or illness. This applies to costs for currently exempt establishments that would be newly required to keep records and to cost savings for establishments that would no longer be required to keep records (2008 ICR, SS 1218-0176 (1-17-08).</P>
        <P>Reporting in-patient hospitalizations or amputations: 0.25 hours per fatality or hospitalization. (2008 ICR, SS 1218-0176 (1-17-08)).</P>
        <P>As in OSHA's PEA for the MSD column proposed rule (<E T="04">Federal Register</E>: March 9, 2010 Volume 75, Number 45, pages 10738-10739), OSHA estimated that recordkeeping tasks will most commonly be performed by a Human Resource, Training, and Labor Relations Specialist, not elsewhere classified (Human Resources Specialist). The BLS Occupational Employment Survey (OES) indicated that in May 2008, Human Resources Specialists earned a mean hourly wage of $28 (BLS OES, 2009), with an annual salary of approximately $56,000 per year. In June 2009, the BLS National Compensation Survey indicated a mean fringe benefit factor of 1.43 for civilian workers in general. This brings the total hourly compensation (including wages and benefits) to $40.04 for Human Resources Specialists. OSHA recognizes that there is significant diversity among firms in who is charged with OSHA recordkeeping responsibilities. Smaller firms may have a bookkeeper perform this function while larger firms may use an occupational safety and health specialist. However, OSHA believes that the hourly cost of $40.04 is a reasonable estimate of the costs for the typical recordkeeper. OSHA welcomes comments on the issue of hourly compensation costs for typical recordkeepers.</P>
        <P>Given the unit time requirements, hourly wages, the numbers of establishments and the injury and illness totals presented in Table III-1, Table III-3 shows OSHA's estimates of the costs of the proposed rule for those currently partially exempt employers who would need to keep records as a result of the proposed rule. The expected annualized cost of the rule to those employers is $13.1 million per year with the most expensive element being the completion, certification, and posting of the Form 300A with costs of $7.7 million per year. The highest cost single industry is new automobile dealers.</P>

        <P>Given the unit time requirements, hourly wages, the number of establishments and the injury and illness totals presented in Table III-2,<PRTPAGE P="36424"/>Table III-4 shows OSHA's estimates of the cost savings of the proposed rule for those employers who would no longer need to keep records as a result of the proposed rule. OSHA estimates that the total cost savings for these employers would be $6.7 million per year.</P>
        <GPOTABLE CDEF="s20,20,12,12,r80,12,12" COLS="7" OPTS="L2,i1">
          <TTITLE>Table III-3—Annualized Costs to Industries That Include Establishments That Would Be Newly Required To Keep Records</TTITLE>
          <BOXHD>
            <CHED H="1">NAICS Code</CHED>
            <CHED H="1">NAICS Industry description</CHED>
            <CHED H="1">Learning new recordkeeping system</CHED>
            <CHED H="1">Relearning recordkeeping system due to turnover</CHED>
            <CHED H="1">Complete, certify and post OSHA Form 300A</CHED>
            <CHED H="1">Complete log entries, mark privacy issues and provide employees access</CHED>
            <CHED H="1">Total costs to industries newly required to keep records</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">3118</ENT>
            <ENT>Bakeries and Tortilla Manufacturing</ENT>
            <ENT>$11,014</ENT>
            <ENT>$15,471</ENT>
            <ENT>$75,037</ENT>
            <ENT>$8,683</ENT>
            <ENT>$110,205</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4411</ENT>
            <ENT>Automobile Dealers</ENT>
            <ENT>133,116</ENT>
            <ENT>186,991</ENT>
            <ENT>906,905</ENT>
            <ENT>745,372</ENT>
            <ENT>1,972,385</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4413</ENT>
            <ENT>Automotive Parts, Accessories, and Tire Stores</ENT>
            <ENT>2,430</ENT>
            <ENT>3,413</ENT>
            <ENT>16,553</ENT>
            <ENT>3,108</ENT>
            <ENT>25,503</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4441</ENT>
            <ENT>Building Material and Supplies Dealers</ENT>
            <ENT>121,482</ENT>
            <ENT>170,648</ENT>
            <ENT>827,643</ENT>
            <ENT>282,648</ENT>
            <ENT>1,402,421</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4452</ENT>
            <ENT>Specialty Food Stores</ENT>
            <ENT>41,837</ENT>
            <ENT>58,769</ENT>
            <ENT>285,031</ENT>
            <ENT>41,981</ENT>
            <ENT>427,618</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4453</ENT>
            <ENT>Beer, Wine, and Liquor Stores</ENT>
            <ENT>34,824</ENT>
            <ENT>48,918</ENT>
            <ENT>237,251</ENT>
            <ENT>35,842</ENT>
            <ENT>356,834</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4539</ENT>
            <ENT>Other Miscellaneous Store Retailers</ENT>
            <ENT>65,588</ENT>
            <ENT>92,133</ENT>
            <ENT>446,844</ENT>
            <ENT>70,153</ENT>
            <ENT>674,719</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4543</ENT>
            <ENT>Direct Selling Establishments</ENT>
            <ENT>394</ENT>
            <ENT>554</ENT>
            <ENT>2,686</ENT>
            <ENT>1,016</ENT>
            <ENT>4,650</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5313</ENT>
            <ENT>Activities Related to Real Estate</ENT>
            <ENT>110,259</ENT>
            <ENT>154,883</ENT>
            <ENT>751,181</ENT>
            <ENT>210,948</ENT>
            <ENT>1,227,271</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5322</ENT>
            <ENT>Consumer Goods Rental</ENT>
            <ENT>80,874</ENT>
            <ENT>113,604</ENT>
            <ENT>550,982</ENT>
            <ENT>16,955</ENT>
            <ENT>762,414</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5324</ENT>
            <ENT>Commercial and Industrial Machinery and Equipment Rental and Leasing</ENT>
            <ENT>4,601</ENT>
            <ENT>6,463</ENT>
            <ENT>31,344</ENT>
            <ENT>10,283</ENT>
            <ENT>52,690</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5419</ENT>
            <ENT>Other Professional, Scientific, and Technical Services</ENT>
            <ENT>62,076</ENT>
            <ENT>87,200</ENT>
            <ENT>422,919</ENT>
            <ENT>28,193</ENT>
            <ENT>600,388</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5612</ENT>
            <ENT>Facilities Support Services</ENT>
            <ENT>18,773</ENT>
            <ENT>26,371</ENT>
            <ENT>127,900</ENT>
            <ENT>136,245</ENT>
            <ENT>309,289</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5617</ENT>
            <ENT>Services to Buildings and Dwellings</ENT>
            <ENT>595</ENT>
            <ENT>836</ENT>
            <ENT>4,053</ENT>
            <ENT>2,032</ENT>
            <ENT>7,516</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5619</ENT>
            <ENT>Other Support Services</ENT>
            <ENT>35,561</ENT>
            <ENT>49,953</ENT>
            <ENT>242,274</ENT>
            <ENT>124,010</ENT>
            <ENT>451,798</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6219</ENT>
            <ENT>Other Ambulatory Health Care Services</ENT>
            <ENT>15,321</ENT>
            <ENT>21,522</ENT>
            <ENT>104,383</ENT>
            <ENT>87,247</ENT>
            <ENT>228,474</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6241</ENT>
            <ENT>Individual and Family Services</ENT>
            <ENT>172,337</ENT>
            <ENT>242,084</ENT>
            <ENT>1,174,109</ENT>
            <ENT>319,340</ENT>
            <ENT>1,907,869</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6242</ENT>
            <ENT>Community Food and Housing, and Emergency and Other Relief Services</ENT>
            <ENT>42,010</ENT>
            <ENT>59,013</ENT>
            <ENT>286,211</ENT>
            <ENT>53,803</ENT>
            <ENT>441,037</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7111</ENT>
            <ENT>Performing Arts Companies</ENT>
            <ENT>11,367</ENT>
            <ENT>15,967</ENT>
            <ENT>77,441</ENT>
            <ENT>68,206</ENT>
            <ENT>172,981</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7113</ENT>
            <ENT>Promoters of Performing Arts, Sports, and Similar Events</ENT>
            <ENT>6,744</ENT>
            <ENT>9,474</ENT>
            <ENT>45,947</ENT>
            <ENT>36,840</ENT>
            <ENT>99,005</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7121</ENT>
            <ENT>Museums, Historical Sites, and Similar Institutions</ENT>
            <ENT>9,181</ENT>
            <ENT>12,896</ENT>
            <ENT>62,546</ENT>
            <ENT>43,514</ENT>
            <ENT>128,137</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7139</ENT>
            <ENT>Other Amusement and Recreation Industries</ENT>
            <ENT>16,602</ENT>
            <ENT>23,322</ENT>
            <ENT>113,110</ENT>
            <ENT>19,087</ENT>
            <ENT>172,121</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7223</ENT>
            <ENT>Special Food Services</ENT>
            <ENT>127,578</ENT>
            <ENT>179,211</ENT>
            <ENT>869,174</ENT>
            <ENT>276,368</ENT>
            <ENT>1,452,331</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">8129</ENT>
            <ENT>Other Personal Services</ENT>
            <ENT>8,540</ENT>
            <ENT>11,996</ENT>
            <ENT>58,182</ENT>
            <ENT>13,905</ENT>
            <ENT>92,623</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Totals</ENT>
            <ENT/>
            <ENT>1,133,105</ENT>
            <ENT>1,591,692</ENT>
            <ENT>7,719,704</ENT>
            <ENT>2,635,779</ENT>
            <ENT>13,080,280</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>OSHA, Office of Regulatory Analysis.</TNOTE>
        </GPOTABLE>
        <PRTPAGE P="36425"/>
        <GPOTABLE CDEF="s30,r100,14,14,14,14" COLS="6" OPTS="L2,i1">
          <TTITLE>Table III-4—Cost Savings to Industries That Include Establishments That Would Be Newly Partially Exempt from Recordkeeping Requirements</TTITLE>
          <BOXHD>
            <CHED H="1">NAICS code</CHED>
            <CHED H="1">NAICS Industry description</CHED>
            <CHED H="1">Relearning recordkeeping system due to turnover</CHED>
            <CHED H="1">Complete, certify and post OSHA Form 300A</CHED>
            <CHED H="1">Complete log entries, mark privacy issues and provide employees access</CHED>
            <CHED H="1">Cost savings to industries newly exempted from keeping records</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">4412</ENT>
            <ENT>Other Motor Vehicle Dealers</ENT>
            <ENT>$30,380</ENT>
            <ENT>$147,342</ENT>
            <ENT>$57,160</ENT>
            <ENT>$234,882</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4431</ENT>
            <ENT>Electronics and Appliance Stores</ENT>
            <ENT>29,625</ENT>
            <ENT>143,679</ENT>
            <ENT>23,399</ENT>
            <ENT>196,703</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4461</ENT>
            <ENT>Health and Personal Care Stores</ENT>
            <ENT>11,533</ENT>
            <ENT>55,936</ENT>
            <ENT>3,719</ENT>
            <ENT>71,188</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4471</ENT>
            <ENT>Gasoline Stations</ENT>
            <ENT>97,861</ENT>
            <ENT>474,627</ENT>
            <ENT>55,292</ENT>
            <ENT>627,780</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4511</ENT>
            <ENT>Sporting Goods, Hobby, and Musical Instrument Stores</ENT>
            <ENT>524</ENT>
            <ENT>2,543</ENT>
            <ENT>565</ENT>
            <ENT>3,632</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4532</ENT>
            <ENT>Office Supplies, Stationery, and Gift Stores</ENT>
            <ENT>37,046</ENT>
            <ENT>179,672</ENT>
            <ENT>32,867</ENT>
            <ENT>249,585</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4812</ENT>
            <ENT>Nonscheduled Air Transportation</ENT>
            <ENT>6,111</ENT>
            <ENT>29,638</ENT>
            <ENT>13,015</ENT>
            <ENT>48,763</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4861</ENT>
            <ENT>Pipeline Transportation of Crude Oil</ENT>
            <ENT>2,817</ENT>
            <ENT>13,663</ENT>
            <ENT>2,658</ENT>
            <ENT>19,138</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4862</ENT>
            <ENT>Pipeline Transportation of Natural Gas</ENT>
            <ENT>10,437</ENT>
            <ENT>50,619</ENT>
            <ENT>7,753</ENT>
            <ENT>68,808</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4869</ENT>
            <ENT>Other Pipeline Transportation</ENT>
            <ENT>7,053</ENT>
            <ENT>34,209</ENT>
            <ENT>3,325</ENT>
            <ENT>44,588</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4879</ENT>
            <ENT>Scenic and Sightseeing Transportation, Other</ENT>
            <ENT>356</ENT>
            <ENT>1,728</ENT>
            <ENT>1,214</ENT>
            <ENT>3,299</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4885</ENT>
            <ENT>Freight Transportation Arrangement</ENT>
            <ENT>57,062</ENT>
            <ENT>276,750</ENT>
            <ENT>46,329</ENT>
            <ENT>380,141</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5111</ENT>
            <ENT>Newspaper, Periodical, Book, and Directory Publishers</ENT>
            <ENT>87,381</ENT>
            <ENT>423,797</ENT>
            <ENT>244,001</ENT>
            <ENT>755,178</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5122</ENT>
            <ENT>Sound Recording Industries</ENT>
            <ENT>3,415</ENT>
            <ENT>16,561</ENT>
            <ENT>3,127</ENT>
            <ENT>23,102</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5151</ENT>
            <ENT>Radio and Television Broadcasting</ENT>
            <ENT>57,541</ENT>
            <ENT>279,076</ENT>
            <ENT>75,027</ENT>
            <ENT>411,645</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5172</ENT>
            <ENT>Wireless Telecommunications Carriers (except Satellite)</ENT>
            <ENT>80,775</ENT>
            <ENT>391,759</ENT>
            <ENT>34,597</ENT>
            <ENT>507,132</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5173</ENT>
            <ENT>Telecommunications Resellers</ENT>
            <ENT>6,406</ENT>
            <ENT>31,067</ENT>
            <ENT>7,590</ENT>
            <ENT>45,062</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5179</ENT>
            <ENT>Other Telecommunications</ENT>
            <ENT>1,631</ENT>
            <ENT>7,911</ENT>
            <ENT>2,912</ENT>
            <ENT>12,455</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5181</ENT>
            <ENT>Internet Service Providers and Web Search Portals</ENT>
            <ENT>1,679</ENT>
            <ENT>8,144</ENT>
            <ENT>2,653</ENT>
            <ENT>12,477</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5191</ENT>
            <ENT>Other Information Services</ENT>
            <ENT>1,690</ENT>
            <ENT>8,195</ENT>
            <ENT>2,493</ENT>
            <ENT>12,378</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5221</ENT>
            <ENT>Depository Credit Intermediation</ENT>
            <ENT>40,543</ENT>
            <ENT>196,635</ENT>
            <ENT>9,740</ENT>
            <ENT>246,919</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5239</ENT>
            <ENT>Other Financial Investment Activities</ENT>
            <ENT>923</ENT>
            <ENT>4,478</ENT>
            <ENT>283</ENT>
            <ENT>5,684</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5241</ENT>
            <ENT>Insurance Carriers</ENT>
            <ENT>2,012</ENT>
            <ENT>9,759</ENT>
            <ENT>959</ENT>
            <ENT>12,729</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5259</ENT>
            <ENT>Other Investment Pools and Funds</ENT>
            <ENT>7,403</ENT>
            <ENT>35,903</ENT>
            <ENT>4,004</ENT>
            <ENT>47,309</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5413</ENT>
            <ENT>Architectural, Engineering, and Related Services</ENT>
            <ENT>9,162</ENT>
            <ENT>44,437</ENT>
            <ENT>19,849</ENT>
            <ENT>73,448</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5416</ENT>
            <ENT>Management, Scientific, and Technical Consulting Services</ENT>
            <ENT>13,221</ENT>
            <ENT>64,121</ENT>
            <ENT>4,190</ENT>
            <ENT>81,532</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5418</ENT>
            <ENT>Advertising and Related Services</ENT>
            <ENT>8,777</ENT>
            <ENT>42,569</ENT>
            <ENT>222,299</ENT>
            <ENT>273,646</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5511</ENT>
            <ENT>Management of Companies and Enterprises</ENT>
            <ENT>113,948</ENT>
            <ENT>552,648</ENT>
            <ENT>10,059</ENT>
            <ENT>676,655</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5614</ENT>
            <ENT>Business Support Services</ENT>
            <ENT>23,517</ENT>
            <ENT>114,058</ENT>
            <ENT>38,913</ENT>
            <ENT>176,488</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5615</ENT>
            <ENT>Travel Arrangement and Reservation Services</ENT>
            <ENT>56,903</ENT>
            <ENT>275,981</ENT>
            <ENT>7,722</ENT>
            <ENT>340,606</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5616</ENT>
            <ENT>Investigation and Security Services</ENT>
            <ENT>3,087</ENT>
            <ENT>14,972</ENT>
            <ENT>17,515</ENT>
            <ENT>35,575</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6116</ENT>
            <ENT>Other Schools and Instruction</ENT>
            <ENT>17,152</ENT>
            <ENT>83,185</ENT>
            <ENT>722</ENT>
            <ENT>101,059</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7213</ENT>
            <ENT>Rooming and Boarding Houses</ENT>
            <ENT>2,802</ENT>
            <ENT>13,590</ENT>
            <ENT>1,707</ENT>
            <ENT>18,099</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8112</ENT>
            <ENT>Electronic and Precision Equipment Repair and Maintenance</ENT>
            <ENT>16,391</ENT>
            <ENT>79,495</ENT>
            <ENT>15,150</ENT>
            <ENT>111,035</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8114</ENT>
            <ENT>Personal and Household Goods Repair and Maintenance</ENT>
            <ENT>17,062</ENT>
            <ENT>82,751</ENT>
            <ENT>26,979</ENT>
            <ENT>126,792</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8122</ENT>
            <ENT>Death Care Services</ENT>
            <ENT>13,856</ENT>
            <ENT>67,199</ENT>
            <ENT>49,346</ENT>
            <ENT>130,401</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8134</ENT>
            <ENT>Civic and Social Organizations</ENT>
            <ENT>33,901</ENT>
            <ENT>164,421</ENT>
            <ENT>39,480</ENT>
            <ENT>237,802</ENT>
          </ROW>
          <ROW RUL="n,n,s">
            <ENT I="01">8139</ENT>
            <ENT>Business, Professional, Labor, Political, and Similar Organizations</ENT>
            <ENT>43,966</ENT>
            <ENT>213,233</ENT>
            <ENT>2,943</ENT>
            <ENT>260,141</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Totals</ENT>
            <ENT/>
            <ENT>955,949</ENT>
            <ENT>4,636,351</ENT>
            <ENT>1,091,556</ENT>
            <ENT>6,683,856</ENT>
          </ROW>
          <ROW>
            <ENT I="01"/>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>OSHA, Office of Regulatory Analysis.</TNOTE>
        </GPOTABLE>
        <P>To estimate the costs of reporting in-patient hospitalizations and amputations, OSHA multiplied the estimated 210,000 cases per year by 0.25 hours per report and by the $40.04 per hour compensation costs of a recordkeeper. OSHA estimates that a recordkeeper or someone with equivalent salary would make this report. OSHA welcomes comment on whether such a report would typically be made by someone other than the person who normally keeps records and what the salary or job title of such a person might be. The resulting estimate of the annual cost of this provision is $2.1 million per year.</P>
        <P>Table III-5 shows the total net costs of the proposed rule considering all three elements: Costs to currently exempt employers who would be newly required to keep records, cost savings to employers who would no longer be required to keep records, and reporting of all work-related in-patient hospitalizations and amputations. OSHA estimates that the total net costs of this proposed rule would be $8.5 million per year.</P>
        <GPOTABLE CDEF="s100,11" COLS="2" OPTS="L2,i1">
          <TTITLE>Table III-5—Summary of Annualized Costs and Cost Savings</TTITLE>
          <BOXHD>
            <CHED H="1">Cost or cost savings element</CHED>
            <CHED H="1">Value</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Costs to Employers Newly Required to Keep Records</ENT>
            <ENT>$13,080,280</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36426"/>
            <ENT I="01">Cost Savings to Employers Newly Exempt From Keeping Records</ENT>
            <ENT>6,683,856</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Costs of Additional Reporting of Hospitalizations and Amputations</ENT>
            <ENT>2,102,200</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Net Costs</ENT>
            <ENT>8,498,624</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD2">Benefits</HD>
        <P>OSHA anticipates that this proposed rule will have several benefits. First, the proposed rule will redirect recordkeeping efforts toward industries with higher DART rates, making the system more effective and efficient. While 119,000 establishments would no longer need to keep records, these establishments have an average injury and illness rate of 1.9 percent. On the other hand, the revision to the regulation adds 199,000 establishments with an average injury and illness rate of 3.2 percent. Thus, on average, establishments with higher injury and illness rates will keep and post records. As a result, the employer, the employees, and OSHA will have a better idea of the nature of the serious injuries and illnesses occurring in establishments with relatively high injury and illness rates.</P>
        <P>The proposed requirements to report all work-related in-patient hospitalizations within eight hours and all work-related amputations within 24 hours ensure that OSHA will be able to better utilize enforcement resources by targeting resources to establishments with the most serious hazards.</P>
        <P>The hospitalization of a worker or an amputation due to a work-related incident is a serious and significant event. Requiring the reporting of these events would ensure that OSHA will be informed about many more of these serious occurrences than it is now. Greater awareness regarding the extent and nature of such cases helps in the development and prioritization of various OSHA enforcement programs and initiatives. It also serves the public interest by enabling OSHA to more effectively and efficiently target occupational safety and health hazards.</P>
        <P>If such improvements in information and enforcement save even one life every three to four years as a result of this proposed rule, they will more than pay for the costs associated with such notifications.</P>
        <HD SOURCE="HD2">Economic Impacts</HD>
        <P>In this section, OSHA will first consider the economic impact on those firms newly required to keep records, and then turn to the economic impacts of requirements to report in-patient hospitalizations and amputations. No economic impacts are examined for those firms that are no longer required to keep records.</P>
        <HD SOURCE="HD2">Partial Exemption</HD>
        <P>OSHA compared the baseline financial data with the total annualized incremental costs of compliance by computing compliance costs per establishment. Table III-6 shows that the costs per establishment range from just above $50 per establishment to a maximum of less than $100 per establishment. OSHA believes that costs of this magnitude cannot possibly affect the viability of a firm, and are thus economically feasible.</P>
        <GPOTABLE CDEF="s30,r100,14,14" COLS="4" OPTS="L2,i1">
          <TTITLE>Table III-6—Economic Impacts of Industries That Include Establishments That Would Be Newly Required To Keep Records</TTITLE>
          <BOXHD>
            <CHED H="1">NAICS Code</CHED>
            <CHED H="1">NAICS Industry description</CHED>
            <CHED H="1">Affected<LI>establishments</LI>
            </CHED>
            <CHED H="1">Cost per<LI>affected</LI>
              <LI>establishment</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">3118</ENT>
            <ENT>Bakeries and Tortilla Manufacturing</ENT>
            <ENT>1,932</ENT>
            <ENT>$57</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4411</ENT>
            <ENT>Automobile Dealers</ENT>
            <ENT>23,351</ENT>
            <ENT>84</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4413</ENT>
            <ENT>Automotive Parts, Accessories, and Tire Stores</ENT>
            <ENT>426</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4441</ENT>
            <ENT>Building Material and Supplies Dealers</ENT>
            <ENT>21,310</ENT>
            <ENT>66</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4452</ENT>
            <ENT>Specialty Food Stores</ENT>
            <ENT>7,339</ENT>
            <ENT>58</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4453</ENT>
            <ENT>Beer, Wine, and Liquor Stores</ENT>
            <ENT>6,109</ENT>
            <ENT>58</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4539</ENT>
            <ENT>Other Miscellaneous Store Retailers</ENT>
            <ENT>11,505</ENT>
            <ENT>59</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4543</ENT>
            <ENT>Direct Selling Establishments</ENT>
            <ENT>69</ENT>
            <ENT>67</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5313</ENT>
            <ENT>Activities Related to Real Estate</ENT>
            <ENT>19,341</ENT>
            <ENT>63</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5322</ENT>
            <ENT>Consumer Goods Rental</ENT>
            <ENT>14,186</ENT>
            <ENT>54</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5324</ENT>
            <ENT>Commercial and Industrial Machinery and Equipment Rental and Leasing</ENT>
            <ENT>807</ENT>
            <ENT>65</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5419</ENT>
            <ENT>Other Professional, Scientific, and Technical Services</ENT>
            <ENT>10,889</ENT>
            <ENT>55</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5612</ENT>
            <ENT>Facilities Support Services</ENT>
            <ENT>3,293</ENT>
            <ENT>94</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5617</ENT>
            <ENT>Services to Buildings and Dwellings</ENT>
            <ENT>104</ENT>
            <ENT>72</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5619</ENT>
            <ENT>Other Support Services</ENT>
            <ENT>6,238</ENT>
            <ENT>72</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6219</ENT>
            <ENT>Other Ambulatory Health Care Services</ENT>
            <ENT>2,688</ENT>
            <ENT>85</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6241</ENT>
            <ENT>Individual and Family Services</ENT>
            <ENT>30,230</ENT>
            <ENT>63</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6242</ENT>
            <ENT>Community Food and Housing, and Emergency and Other Relief Services</ENT>
            <ENT>7,369</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7111</ENT>
            <ENT>Performing Arts Companies</ENT>
            <ENT>1,994</ENT>
            <ENT>87</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7113</ENT>
            <ENT>Promoters of Performing Arts, Sports, and Similar Events</ENT>
            <ENT>1,183</ENT>
            <ENT>84</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7121</ENT>
            <ENT>Museums, Historical Sites, and Similar Institutions</ENT>
            <ENT>1,610</ENT>
            <ENT>80</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7139</ENT>
            <ENT>Other Amusement and Recreation Industries</ENT>
            <ENT>2,912</ENT>
            <ENT>59</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7223</ENT>
            <ENT>Special Food Services</ENT>
            <ENT>22,379</ENT>
            <ENT>65</ENT>
          </ROW>
          <ROW RUL="n,n,s">
            <ENT I="01">8129</ENT>
            <ENT>Other Personal Services</ENT>
            <ENT>1,498</ENT>
            <ENT>62</ENT>
          </ROW>
          <ROW>
            <ENT I="02">Totals</ENT>
            <ENT/>
            <ENT>198,763</ENT>
            <ENT>82</ENT>
          </ROW>
          <ROW>
            <ENT I="01"/>
          </ROW>
          <TNOTE>Source: OSHA, Office of Regulatory Analysis.</TNOTE>
        </GPOTABLE>
        <PRTPAGE P="36427"/>
        <HD SOURCE="HD2">Reporting of Fatalities, Hospitalizations, and Amputations</HD>
        <P>Given OSHA's estimates of total costs of approximately $2 million per year across all 7.5 million business establishments in OSHA's jurisdiction, the average cost per establishment of this provision is $0.27 per establishment per year. In a typical year, most establishments will not report a single work-related hospitalization. Even for those that do, the cost will be approximately $10 per hospitalization or amputation that has to be reported. Costs of this magnitude will not affect the viability of any firm.</P>
        <HD SOURCE="HD2">Regulatory Flexibility Certification</HD>
        <P>OSHA would continue to partially exempt employers with fewer than 11 employees from its recordkeeping regulations under this proposed rule. Such very small firms are affected by the revisions to this rule only insofar as they may have to report a fatality, in-patient hospitalization or amputation. This will be extremely rare for most small firms. Even when this occurs, OSHA has estimated the costs as approximately $10 per report, a sum that will not cause problems for even the smallest firms.</P>
        <P>Most of the employers affected by the change in the partial exemption to the recordkeeping rule are small firms. Even when one considers the mix of small and large firms covered by the rule, the average costs per establishment are well under $100 per year per establishment. OSHA believes that costs of less than $100 per establishment do not represent a significant economic impact on small firms with 11 employees or more.</P>
        <P>As a result of these considerations, in accordance with the RFA, OSHA certifies that the proposed rule would not have a significant economic impact on a substantial number of small entities.</P>
        <HD SOURCE="HD2">Section III Appendix: PEA Data at the Six Digit NAICS Level</HD>
        <P>This appendix provides supporting material developed in support of this rule at the six-digit NAICS level.</P>
        <P>Table III-1A presents data on industries with establishments that would be newly required to keep records. The table shows the six-digit NAICS code, industry name, the number of affected employees, and an estimate of the number of recordable injuries and illnesses, based on historical data, for newly affected employers.</P>
        <P>Table III-2A presents data on industries with establishments that would be newly partially exempt from recordkeeping. The table shows the six-digit NAICS code, industry name, number of affected establishments per industry, number of employees, and the estimated number of injuries and illnesses that would no longer be recorded in each affected industry.</P>
        <P>Table III-3A shows OSHA's estimates of the costs of the proposed rule, at the six-digit NAICS level, for currently partially exempt employers who would need to keep records as a result of the proposed rule.</P>
        <P>Table III-4A shows OSHA's estimates of the cost savings of the proposed rule, at the six-digit NAICS level, for those employers who would no longer need to keep records as a result of the proposed rule.</P>
        <P>Table III-6A shows the costs per establishment at the six-digit NAICS level.</P>
        <GPOTABLE CDEF="s30,,r100,14,14,14,14" COLS="6" OPTS="L2,i1">
          <TTITLE>Table III-1A—Industries That Include Establishments That Would Be Newly Required To Keep Records</TTITLE>
          <BOXHD>
            <CHED H="1">NAICS code</CHED>
            <CHED H="1">Title of NAICS code</CHED>
            <CHED H="1">Affected<LI>employment</LI>
            </CHED>
            <CHED H="1">Affected<LI>establishments</LI>
            </CHED>
            <CHED H="1">Affected firms</CHED>
            <CHED H="1">Estimated<LI>injuries and</LI>
              <LI>illnesses</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">311811</ENT>
            <ENT>Retail Bakeries</ENT>
            <ENT>42,294</ENT>
            <ENT>1,932</ENT>
            <ENT>1,766</ENT>
            <ENT>571</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441110</ENT>
            <ENT>New Car Dealers</ENT>
            <ENT>1,136,905</ENT>
            <ENT>19,971</ENT>
            <ENT>16,525</ENT>
            <ENT>47,972</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441120</ENT>
            <ENT>Used Car Dealers</ENT>
            <ENT>67,661</ENT>
            <ENT>3,379</ENT>
            <ENT>2,631</ENT>
            <ENT>1,016</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441310</ENT>
            <ENT>Automotive Parts and Accessories Stores</ENT>
            <ENT>5,207</ENT>
            <ENT>426</ENT>
            <ENT>84</ENT>
            <ENT>204</ENT>
          </ROW>
          <ROW>
            <ENT I="01">444130</ENT>
            <ENT>Hardware Stores</ENT>
            <ENT>260,363</ENT>
            <ENT>21,310</ENT>
            <ENT>4,215</ENT>
            <ENT>18,577</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445210</ENT>
            <ENT>Meat Markets</ENT>
            <ENT>20,194</ENT>
            <ENT>1,250</ENT>
            <ENT>833</ENT>
            <ENT>451</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445220</ENT>
            <ENT>Fish and Seafood Markets</ENT>
            <ENT>908</ENT>
            <ENT>44</ENT>
            <ENT>40</ENT>
            <ENT>20</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445291</ENT>
            <ENT>Baked Goods Stores</ENT>
            <ENT>22,149</ENT>
            <ENT>2,133</ENT>
            <ENT>678</ENT>
            <ENT>756</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445292</ENT>
            <ENT>Confectionery and Nut Stores</ENT>
            <ENT>14,587</ENT>
            <ENT>1,576</ENT>
            <ENT>332</ENT>
            <ENT>498</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445299</ENT>
            <ENT>All Other Specialty Food Stores</ENT>
            <ENT>30,294</ENT>
            <ENT>2,336</ENT>
            <ENT>1,161</ENT>
            <ENT>1,034</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445310</ENT>
            <ENT>Beer, Wine, and Liquor Stores</ENT>
            <ENT>69,011</ENT>
            <ENT>6,109</ENT>
            <ENT>2,878</ENT>
            <ENT>2,356</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453910</ENT>
            <ENT>Pet and Pet Supplies Stores</ENT>
            <ENT>76,608</ENT>
            <ENT>3,691</ENT>
            <ENT>1,150</ENT>
            <ENT>2,309</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453920</ENT>
            <ENT>Art Dealers</ENT>
            <ENT>8,370</ENT>
            <ENT>622</ENT>
            <ENT>397</ENT>
            <ENT>36</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453991</ENT>
            <ENT>Tobacco Stores</ENT>
            <ENT>15,975</ENT>
            <ENT>1,841</ENT>
            <ENT>610</ENT>
            <ENT>481</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453998</ENT>
            <ENT>All Other Miscellaneous Store Retailers (except Tobacco Stores)</ENT>
            <ENT>59,200</ENT>
            <ENT>5,351</ENT>
            <ENT>2,144</ENT>
            <ENT>1,784</ENT>
          </ROW>
          <ROW>
            <ENT I="01">454390</ENT>
            <ENT>Other Direct Selling Establishments</ENT>
            <ENT>1,569</ENT>
            <ENT>69</ENT>
            <ENT>43</ENT>
            <ENT>67</ENT>
          </ROW>
          <ROW>
            <ENT I="01">531311</ENT>
            <ENT>Residential Property Managers</ENT>
            <ENT>312,261</ENT>
            <ENT>11,737</ENT>
            <ENT>5,378</ENT>
            <ENT>8,942</ENT>
          </ROW>
          <ROW>
            <ENT I="01">531312</ENT>
            <ENT>Nonresidential Property Managers</ENT>
            <ENT>114,972</ENT>
            <ENT>4,724</ENT>
            <ENT>2,517</ENT>
            <ENT>3,292</ENT>
          </ROW>
          <ROW>
            <ENT I="01">531320</ENT>
            <ENT>Offices of Real Estate Appraisers</ENT>
            <ENT>14,273</ENT>
            <ENT>835</ENT>
            <ENT>639</ENT>
            <ENT>365</ENT>
          </ROW>
          <ROW>
            <ENT I="01">531390</ENT>
            <ENT>Other Activities Related to Real Estate</ENT>
            <ENT>49,435</ENT>
            <ENT>2,045</ENT>
            <ENT>1,346</ENT>
            <ENT>1,264</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532220</ENT>
            <ENT>Formal Wear and Costume Rental</ENT>
            <ENT>9,339</ENT>
            <ENT>1,243</ENT>
            <ENT>184</ENT>
            <ENT>267</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532230</ENT>
            <ENT>Video Tape and Disc Rental</ENT>
            <ENT>121,174</ENT>
            <ENT>12,922</ENT>
            <ENT>967</ENT>
            <ENT>837</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532299</ENT>
            <ENT>All Other Consumer Goods Rental</ENT>
            <ENT>326</ENT>
            <ENT>21</ENT>
            <ENT>8</ENT>
            <ENT>11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532420</ENT>
            <ENT>Office Machinery and Equipment Rental and Leasing</ENT>
            <ENT>5,642</ENT>
            <ENT>343</ENT>
            <ENT>156</ENT>
            <ENT>273</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532490</ENT>
            <ENT>Other Commercial and Industrial Machinery and Equipment Rental and Leasing</ENT>
            <ENT>8,321</ENT>
            <ENT>464</ENT>
            <ENT>139</ENT>
            <ENT>403</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541910</ENT>
            <ENT>Marketing Research and Public Opinion Polling</ENT>
            <ENT>117,181</ENT>
            <ENT>2,061</ENT>
            <ENT>1,197</ENT>
            <ENT>215</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541921</ENT>
            <ENT>Photography Studios, Portrait</ENT>
            <ENT>51,450</ENT>
            <ENT>6,020</ENT>
            <ENT>642</ENT>
            <ENT>664</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541922</ENT>
            <ENT>Commercial Photography</ENT>
            <ENT>6,225</ENT>
            <ENT>298</ENT>
            <ENT>239</ENT>
            <ENT>80</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541930</ENT>
            <ENT>Translation and Interpretation Services</ENT>
            <ENT>8,935</ENT>
            <ENT>240</ENT>
            <ENT>193</ENT>
            <ENT>317</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541990</ENT>
            <ENT>All Other Professional, Scientific, and Technical Services</ENT>
            <ENT>65,370</ENT>
            <ENT>2,271</ENT>
            <ENT>1,499</ENT>
            <ENT>576</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561210</ENT>
            <ENT>Facilities Support Services</ENT>
            <ENT>162,384</ENT>
            <ENT>3,293</ENT>
            <ENT>865</ENT>
            <ENT>8,955</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561790</ENT>
            <ENT>Other Services to Buildings and Dwellings</ENT>
            <ENT>2,140</ENT>
            <ENT>104</ENT>
            <ENT>50</ENT>
            <ENT>134</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36428"/>
            <ENT I="01">561910</ENT>
            <ENT>Packaging and Labeling Services</ENT>
            <ENT>54,249</ENT>
            <ENT>805</ENT>
            <ENT>694</ENT>
            <ENT>1,431</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561920</ENT>
            <ENT>Convention and Trade Show Organizers</ENT>
            <ENT>77,944</ENT>
            <ENT>1,090</ENT>
            <ENT>834</ENT>
            <ENT>2,056</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561990</ENT>
            <ENT>All Other Support Services</ENT>
            <ENT>176,791</ENT>
            <ENT>4,343</ENT>
            <ENT>2,624</ENT>
            <ENT>4,663</ENT>
          </ROW>
          <ROW>
            <ENT I="01">621991</ENT>
            <ENT>Blood and Organ Banks</ENT>
            <ENT>61,113</ENT>
            <ENT>1,082</ENT>
            <ENT>222</ENT>
            <ENT>3,317</ENT>
          </ROW>
          <ROW>
            <ENT I="01">621999</ENT>
            <ENT>All Other Miscellaneous Ambulatory Health Care Services</ENT>
            <ENT>44,543</ENT>
            <ENT>1,606</ENT>
            <ENT>638</ENT>
            <ENT>2,417</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624110</ENT>
            <ENT>Child and Youth Services</ENT>
            <ENT>146,467</ENT>
            <ENT>5,443</ENT>
            <ENT>2,951</ENT>
            <ENT>3,024</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624120</ENT>
            <ENT>Services for the Elderly and Persons with Disabilities</ENT>
            <ENT>479,601</ENT>
            <ENT>10,944</ENT>
            <ENT>6,653</ENT>
            <ENT>16,239</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624190</ENT>
            <ENT>Other Individual and Family Services</ENT>
            <ENT>369,788</ENT>
            <ENT>13,844</ENT>
            <ENT>6,312</ENT>
            <ENT>1,725</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624210</ENT>
            <ENT>Community Food Services</ENT>
            <ENT>26,674</ENT>
            <ENT>2,208</ENT>
            <ENT>848</ENT>
            <ENT>713</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624221</ENT>
            <ENT>Temporary Shelters</ENT>
            <ENT>60,422</ENT>
            <ENT>2,636</ENT>
            <ENT>1,880</ENT>
            <ENT>1,565</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624229</ENT>
            <ENT>Other Community Housing Services</ENT>
            <ENT>31,478</ENT>
            <ENT>1,649</ENT>
            <ENT>1,090</ENT>
            <ENT>815</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624230</ENT>
            <ENT>Emergency and Other Relief Services</ENT>
            <ENT>19,698</ENT>
            <ENT>876</ENT>
            <ENT>439</ENT>
            <ENT>443</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711110</ENT>
            <ENT>Theater Companies and Dinner Theaters</ENT>
            <ENT>67,614</ENT>
            <ENT>1,114</ENT>
            <ENT>1,013</ENT>
            <ENT>2,612</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711120</ENT>
            <ENT>Dance Companies</ENT>
            <ENT>8,038</ENT>
            <ENT>167</ENT>
            <ENT>165</ENT>
            <ENT>311</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711130</ENT>
            <ENT>Musical Groups and Artists</ENT>
            <ENT>34,372</ENT>
            <ENT>615</ENT>
            <ENT>604</ENT>
            <ENT>1,328</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711190</ENT>
            <ENT>Other Performing Arts Companies</ENT>
            <ENT>6,019</ENT>
            <ENT>99</ENT>
            <ENT>83</ENT>
            <ENT>232</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711310</ENT>
            <ENT>Promoters of Performing Arts, Sports, and Similar Events with Facilities</ENT>
            <ENT>76,435</ENT>
            <ENT>727</ENT>
            <ENT>579</ENT>
            <ENT>1,974</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711320</ENT>
            <ENT>Promoters of Performing Arts, Sports, and Similar Events without Facilities</ENT>
            <ENT>17,303</ENT>
            <ENT>456</ENT>
            <ENT>394</ENT>
            <ENT>447</ENT>
          </ROW>
          <ROW>
            <ENT I="01">712110</ENT>
            <ENT>Museums</ENT>
            <ENT>70,539</ENT>
            <ENT>1,377</ENT>
            <ENT>1,184</ENT>
            <ENT>2,589</ENT>
          </ROW>
          <ROW>
            <ENT I="01">712120</ENT>
            <ENT>Historical Sites</ENT>
            <ENT>7,394</ENT>
            <ENT>234</ENT>
            <ENT>167</ENT>
            <ENT>271</ENT>
          </ROW>
          <ROW>
            <ENT I="01">713950</ENT>
            <ENT>Bowling Centers</ENT>
            <ENT>73,206</ENT>
            <ENT>2,721</ENT>
            <ENT>2,052</ENT>
            <ENT>1,251</ENT>
          </ROW>
          <ROW>
            <ENT I="01">713990</ENT>
            <ENT>All Other Amusement and Recreation Industries</ENT>
            <ENT>241</ENT>
            <ENT>192</ENT>
            <ENT>191</ENT>
            <ENT>4</ENT>
          </ROW>
          <ROW>
            <ENT I="01">722310</ENT>
            <ENT>Food Service Contractors</ENT>
            <ENT>403,073</ENT>
            <ENT>19,247</ENT>
            <ENT>853</ENT>
            <ENT>14,347</ENT>
          </ROW>
          <ROW>
            <ENT I="01">722320</ENT>
            <ENT>Caterers</ENT>
            <ENT>107,221</ENT>
            <ENT>3,132</ENT>
            <ENT>2,949</ENT>
            <ENT>3,817</ENT>
          </ROW>
          <ROW>
            <ENT I="01">812921</ENT>
            <ENT>Photofinishing Laboratories (except One-Hour)</ENT>
            <ENT>16,977</ENT>
            <ENT>429</ENT>
            <ENT>324</ENT>
            <ENT>560</ENT>
          </ROW>
          <ROW>
            <ENT I="01">812922</ENT>
            <ENT>One-Hour Photofinishing</ENT>
            <ENT>1,457</ENT>
            <ENT>172</ENT>
            <ENT>82</ENT>
            <ENT>48</ENT>
          </ROW>
          <ROW RUL="n,n,s">
            <ENT I="01">812990</ENT>
            <ENT>All Other Personal Services</ENT>
            <ENT>23,820</ENT>
            <ENT>897</ENT>
            <ENT>712</ENT>
            <ENT>306</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total</ENT>
            <ENT/>
            <ENT>5,343,199</ENT>
            <ENT>198,763</ENT>
            <ENT>88,040</ENT>
            <ENT>173,233</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>OSHA, Office of Regulatory Analysis.</TNOTE>
          <TNOTE>
            <E T="03">Source:</E>2006 County Business Patterns:<E T="03">http://www2.census.gov/econ/susb/data/2006/us_6digitnaics_2006.xls.</E>
          </TNOTE>
          <TNOTE>
            <E T="03">Source:</E>2006 Bureau of Labor Statistics, U.S. Department of Labor, Survey of Occupational Injuries and Illnesses, in cooperation with participating State agencies.<E T="03">http://www.bls.gov/iif/oshwc/osh/os/osnr0028.pdf.</E>
          </TNOTE>
        </GPOTABLE>
        <GPOTABLE CDEF="s30,r100,14,14,14,14" COLS="6" OPTS="L2,i1">
          <TTITLE>III-2A—Industries That Include Establishments That Would Be Newly Partially Exempt From Keeping Records</TTITLE>
          <BOXHD>
            <CHED H="1">NAICS Code</CHED>
            <CHED H="1">Title of NAICS Code</CHED>
            <CHED H="1">Affected employment</CHED>
            <CHED H="1">Affected establishments</CHED>
            <CHED H="1">Affected firms</CHED>
            <CHED H="1">Estimated injuries and illnesses</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">441210</ENT>
            <ENT>Recreational Vehicle Dealers</ENT>
            <ENT>36,713</ENT>
            <ENT>1,287</ENT>
            <ENT>996</ENT>
            <ENT>1,722</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441221</ENT>
            <ENT>Motorcycle Dealers</ENT>
            <ENT>4,344</ENT>
            <ENT>174</ENT>
            <ENT>151</ENT>
            <ENT>202</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441222</ENT>
            <ENT>Boat Dealers</ENT>
            <ENT>29,649</ENT>
            <ENT>1,897</ENT>
            <ENT>1,048</ENT>
            <ENT>1,379</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441229</ENT>
            <ENT>All Other Motor Vehicle Dealers</ENT>
            <ENT>9,735</ENT>
            <ENT>436</ENT>
            <ENT>398</ENT>
            <ENT>453</ENT>
          </ROW>
          <ROW>
            <ENT I="01">443111</ENT>
            <ENT>Household Appliance Stores</ENT>
            <ENT>48,606</ENT>
            <ENT>2,770</ENT>
            <ENT>1,490</ENT>
            <ENT>1,376</ENT>
          </ROW>
          <ROW>
            <ENT I="01">443120</ENT>
            <ENT>Computer and Software Stores</ENT>
            <ENT>18,296</ENT>
            <ENT>930</ENT>
            <ENT>212</ENT>
            <ENT>162</ENT>
          </ROW>
          <ROW>
            <ENT I="01">446120</ENT>
            <ENT>Cosmetics, Beauty Supplies, and Perfume Stores</ENT>
            <ENT>2,830</ENT>
            <ENT>294</ENT>
            <ENT>21</ENT>
            <ENT>42</ENT>
          </ROW>
          <ROW>
            <ENT I="01">446199</ENT>
            <ENT>All Other Health and Personal Care Stores</ENT>
            <ENT>12,790</ENT>
            <ENT>1,146</ENT>
            <ENT>404</ENT>
            <ENT>202</ENT>
          </ROW>
          <ROW>
            <ENT I="01">447110</ENT>
            <ENT>Gasoline Stations with Convenience Stores</ENT>
            <ENT>128,972</ENT>
            <ENT>12,220</ENT>
            <ENT>2,575</ENT>
            <ENT>3,634</ENT>
          </ROW>
          <ROW>
            <ENT I="01">451130</ENT>
            <ENT>Sewing, Needlework, and Piece Goods Stores</ENT>
            <ENT>1,271</ENT>
            <ENT>65</ENT>
            <ENT>16</ENT>
            <ENT>37</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453210</ENT>
            <ENT>Office Supplies and Stationery Stores</ENT>
            <ENT>98,855</ENT>
            <ENT>4,626</ENT>
            <ENT>873</ENT>
            <ENT>2,160</ENT>
          </ROW>
          <ROW>
            <ENT I="01">481211</ENT>
            <ENT>Nonscheduled Chartered Passenger Air Transportation</ENT>
            <ENT>28,094</ENT>
            <ENT>524</ENT>
            <ENT>422</ENT>
            <ENT>636</ENT>
          </ROW>
          <ROW>
            <ENT I="01">481212</ENT>
            <ENT>Nonscheduled Chartered Freight Air Transportation</ENT>
            <ENT>5,442</ENT>
            <ENT>96</ENT>
            <ENT>70</ENT>
            <ENT>123</ENT>
          </ROW>
          <ROW>
            <ENT I="01">481219</ENT>
            <ENT>Other Nonscheduled Air Transportation</ENT>
            <ENT>4,271</ENT>
            <ENT>144</ENT>
            <ENT>88</ENT>
            <ENT>97</ENT>
          </ROW>
          <ROW>
            <ENT I="01">486110</ENT>
            <ENT>Pipeline Transportation of Crude Oil</ENT>
            <ENT>7,472</ENT>
            <ENT>352</ENT>
            <ENT>35</ENT>
            <ENT>175</ENT>
          </ROW>
          <ROW>
            <ENT I="01">486210</ENT>
            <ENT>Pipeline Transportation of Natural Gas</ENT>
            <ENT>22,080</ENT>
            <ENT>1,303</ENT>
            <ENT>68</ENT>
            <ENT>510</ENT>
          </ROW>
          <ROW>
            <ENT I="01">486910</ENT>
            <ENT>Pipeline Transportation of Refined Petroleum Products</ENT>
            <ENT>8,661</ENT>
            <ENT>827</ENT>
            <ENT>38</ENT>
            <ENT>202</ENT>
          </ROW>
          <ROW>
            <ENT I="01">486990</ENT>
            <ENT>All Other Pipeline Transportation</ENT>
            <ENT>687</ENT>
            <ENT>54</ENT>
            <ENT>13</ENT>
            <ENT>16</ENT>
          </ROW>
          <ROW>
            <ENT I="01">487990</ENT>
            <ENT>Scenic and Sightseeing Transportation, Other</ENT>
            <ENT>2,155</ENT>
            <ENT>45</ENT>
            <ENT>39</ENT>
            <ENT>80</ENT>
          </ROW>
          <ROW>
            <ENT I="01">488510</ENT>
            <ENT>Freight Transportation Arrangement</ENT>
            <ENT>166,549</ENT>
            <ENT>7,126</ENT>
            <ENT>2,709</ENT>
            <ENT>3,045</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36429"/>
            <ENT I="01">511110</ENT>
            <ENT>Newspaper Publishers</ENT>
            <ENT>358,841</ENT>
            <ENT>4,969</ENT>
            <ENT>1,945</ENT>
            <ENT>11,451</ENT>
          </ROW>
          <ROW>
            <ENT I="01">511120</ENT>
            <ENT>Periodical Publishers</ENT>
            <ENT>148,126</ENT>
            <ENT>3,515</ENT>
            <ENT>1,651</ENT>
            <ENT>2,186</ENT>
          </ROW>
          <ROW>
            <ENT I="01">511130</ENT>
            <ENT>Book Publishers</ENT>
            <ENT>77,645</ENT>
            <ENT>1,044</ENT>
            <ENT>755</ENT>
            <ENT>957</ENT>
          </ROW>
          <ROW>
            <ENT I="01">511140</ENT>
            <ENT>Directory and Mailing List Publishers</ENT>
            <ENT>47,569</ENT>
            <ENT>948</ENT>
            <ENT>306</ENT>
            <ENT>958</ENT>
          </ROW>
          <ROW>
            <ENT I="01">511191</ENT>
            <ENT>Greeting Card Publishers</ENT>
            <ENT>10,756</ENT>
            <ENT>49</ENT>
            <ENT>33</ENT>
            <ENT>236</ENT>
          </ROW>
          <ROW>
            <ENT I="01">511199</ENT>
            <ENT>All Other Publishers</ENT>
            <ENT>11,275</ENT>
            <ENT>387</ENT>
            <ENT>206</ENT>
            <ENT>248</ENT>
          </ROW>
          <ROW>
            <ENT I="01">512210</ENT>
            <ENT>Record Production</ENT>
            <ENT>947</ENT>
            <ENT>33</ENT>
            <ENT>29</ENT>
            <ENT>5</ENT>
          </ROW>
          <ROW>
            <ENT I="01">512220</ENT>
            <ENT>Integrated Record Production/Distribution</ENT>
            <ENT>7,492</ENT>
            <ENT>142</ENT>
            <ENT>56</ENT>
            <ENT>174</ENT>
          </ROW>
          <ROW>
            <ENT I="01">512230</ENT>
            <ENT>Music Publishers</ENT>
            <ENT>3,181</ENT>
            <ENT>78</ENT>
            <ENT>56</ENT>
            <ENT>15</ENT>
          </ROW>
          <ROW>
            <ENT I="01">512290</ENT>
            <ENT>Other Sound Recording Industries</ENT>
            <ENT>2,439</ENT>
            <ENT>173</ENT>
            <ENT>56</ENT>
            <ENT>12</ENT>
          </ROW>
          <ROW>
            <ENT I="01">515111</ENT>
            <ENT>Radio Networks</ENT>
            <ENT>10,868</ENT>
            <ENT>426</ENT>
            <ENT>199</ENT>
            <ENT>729</ENT>
          </ROW>
          <ROW>
            <ENT I="01">515112</ENT>
            <ENT>Radio Stations</ENT>
            <ENT>106,849</ENT>
            <ENT>5,003</ENT>
            <ENT>1,408</ENT>
            <ENT>1,968</ENT>
          </ROW>
          <ROW>
            <ENT I="01">515120</ENT>
            <ENT>Television Broadcasting</ENT>
            <ENT>133,807</ENT>
            <ENT>1,756</ENT>
            <ENT>477</ENT>
            <ENT>2,234</ENT>
          </ROW>
          <ROW>
            <ENT I="01">517211</ENT>
            <ENT>Paging</ENT>
            <ENT>4,020</ENT>
            <ENT>258</ENT>
            <ENT>68</ENT>
            <ENT>39</ENT>
          </ROW>
          <ROW>
            <ENT I="01">517212</ENT>
            <ENT>Cellular and Other Wireless Telecommunications</ENT>
            <ENT>232,223</ENT>
            <ENT>9,829</ENT>
            <ENT>462</ENT>
            <ENT>2,235</ENT>
          </ROW>
          <ROW>
            <ENT I="01">517310</ENT>
            <ENT>Telecommunications Resellers</ENT>
            <ENT>27,652</ENT>
            <ENT>800</ENT>
            <ENT>533</ENT>
            <ENT>499</ENT>
          </ROW>
          <ROW>
            <ENT I="01">517910</ENT>
            <ENT>Other Telecommunications</ENT>
            <ENT>9,365</ENT>
            <ENT>204</ENT>
            <ENT>104</ENT>
            <ENT>191</ENT>
          </ROW>
          <ROW>
            <ENT I="01">518112</ENT>
            <ENT>Web Search Portals</ENT>
            <ENT>20,957</ENT>
            <ENT>210</ENT>
            <ENT>157</ENT>
            <ENT>174</ENT>
          </ROW>
          <ROW>
            <ENT I="01">519190</ENT>
            <ENT>All Other Information Services</ENT>
            <ENT>10,406</ENT>
            <ENT>211</ENT>
            <ENT>96</ENT>
            <ENT>164</ENT>
          </ROW>
          <ROW>
            <ENT I="01">522120</ENT>
            <ENT>Savings Institutions</ENT>
            <ENT>81,130</ENT>
            <ENT>5,063</ENT>
            <ENT>356</ENT>
            <ENT>640</ENT>
          </ROW>
          <ROW>
            <ENT I="01">522293</ENT>
            <ENT>International Trade Financing</ENT>
            <ENT>4,727</ENT>
            <ENT>32</ENT>
            <ENT>8</ENT>
            <ENT>15</ENT>
          </ROW>
          <ROW>
            <ENT I="01">523999</ENT>
            <ENT>Miscellaneous Financial Investment Activities</ENT>
            <ENT>8,158</ENT>
            <ENT>115</ENT>
            <ENT>77</ENT>
            <ENT>19</ENT>
          </ROW>
          <ROW>
            <ENT I="01">524130</ENT>
            <ENT>Reinsurance Carriers</ENT>
            <ENT>8,946</ENT>
            <ENT>251</ENT>
            <ENT>55</ENT>
            <ENT>63</ENT>
          </ROW>
          <ROW>
            <ENT I="01">525910</ENT>
            <ENT>Open-End Investment Funds</ENT>
            <ENT>3,356</ENT>
            <ENT>89</ENT>
            <ENT>44</ENT>
            <ENT>14</ENT>
          </ROW>
          <ROW>
            <ENT I="01">525930</ENT>
            <ENT>Real Estate Investment Trusts</ENT>
            <ENT>16,912</ENT>
            <ENT>835</ENT>
            <ENT>181</ENT>
            <ENT>115</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541320</ENT>
            <ENT>Landscape Architectural Services</ENT>
            <ENT>28,061</ENT>
            <ENT>1,058</ENT>
            <ENT>940</ENT>
            <ENT>446</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541360</ENT>
            <ENT>Geophysical Surveying and Mapping Services</ENT>
            <ENT>3,891</ENT>
            <ENT>86</ENT>
            <ENT>68</ENT>
            <ENT>62</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541612</ENT>
            <ENT>Human Resources and Executive Search Consulting Services</ENT>
            <ENT>78,223</ENT>
            <ENT>1,566</ENT>
            <ENT>878</ENT>
            <ENT>427</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541614</ENT>
            <ENT>Process, Physical Distribution, and Logistics Consulting Services</ENT>
            <ENT>1,141</ENT>
            <ENT>47</ENT>
            <ENT>16</ENT>
            <ENT>6</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541618</ENT>
            <ENT>Other Management Consulting Services</ENT>
            <ENT>1,201</ENT>
            <ENT>38</ENT>
            <ENT>33</ENT>
            <ENT>7</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541890</ENT>
            <ENT>Other Services Related to Advertising</ENT>
            <ENT>48,061</ENT>
            <ENT>1,096</ENT>
            <ENT>764</ENT>
            <ENT>691</ENT>
          </ROW>
          <ROW>
            <ENT I="01">551114</ENT>
            <ENT>Insurance and Employee Benefit Funds</ENT>
            <ENT>1,015,532</ENT>
            <ENT>14,229</ENT>
            <ENT>6,983</ENT>
            <ENT>20,526</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561421</ENT>
            <ENT>Pension Funds</ENT>
            <ENT>32,711</ENT>
            <ENT>645</ENT>
            <ENT>501</ENT>
            <ENT>347</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561440</ENT>
            <ENT>Health and Welfare Funds</ENT>
            <ENT>133,744</ENT>
            <ENT>2,291</ENT>
            <ENT>1,671</ENT>
            <ENT>1,522</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561510</ENT>
            <ENT>Travel Agencies</ENT>
            <ENT>100,249</ENT>
            <ENT>5,621</ENT>
            <ENT>1,328</ENT>
            <ENT>373</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561520</ENT>
            <ENT>Tour Operators</ENT>
            <ENT>22,872</ENT>
            <ENT>662</ENT>
            <ENT>500</ENT>
            <ENT>155</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561599</ENT>
            <ENT>All Other Travel Arrangement and Reservation Services</ENT>
            <ENT>44,278</ENT>
            <ENT>823</ENT>
            <ENT>227</ENT>
            <ENT>857</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561622</ENT>
            <ENT>Locksmiths</ENT>
            <ENT>6,361</ENT>
            <ENT>386</ENT>
            <ENT>332</ENT>
            <ENT>148</ENT>
          </ROW>
          <ROW>
            <ENT I="01">611620</ENT>
            <ENT>Sports and Recreation Instruction</ENT>
            <ENT>49,500</ENT>
            <ENT>2,142</ENT>
            <ENT>1,961</ENT>
            <ENT>372</ENT>
          </ROW>
          <ROW>
            <ENT I="01">721310</ENT>
            <ENT>Rooming and Boarding Houses</ENT>
            <ENT>6,313</ENT>
            <ENT>350</ENT>
            <ENT>280</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811211</ENT>
            <ENT>Consumer Electronics Repair and Maintenance</ENT>
            <ENT>11,779</ENT>
            <ENT>380</ENT>
            <ENT>267</ENT>
            <ENT>225</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811212</ENT>
            <ENT>Computer and Office Machine Repair and Maintenance</ENT>
            <ENT>4,814</ENT>
            <ENT>136</ENT>
            <ENT>74</ENT>
            <ENT>92</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811213</ENT>
            <ENT>Communication Equipment Repair and Maintenance</ENT>
            <ENT>13,015</ENT>
            <ENT>479</ENT>
            <ENT>313</ENT>
            <ENT>248</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811219</ENT>
            <ENT>Other Electronic and Precision Equipment Repair and Maintenance</ENT>
            <ENT>32,181</ENT>
            <ENT>1,052</ENT>
            <ENT>528</ENT>
            <ENT>614</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811411</ENT>
            <ENT>Home and Garden Equipment Repair and Maintenance</ENT>
            <ENT>2,165</ENT>
            <ENT>146</ENT>
            <ENT>111</ENT>
            <ENT>59</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811412</ENT>
            <ENT>Appliance Repair and Maintenance</ENT>
            <ENT>22,039</ENT>
            <ENT>883</ENT>
            <ENT>375</ENT>
            <ENT>602</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811430</ENT>
            <ENT>Footwear and Leather Goods Repair</ENT>
            <ENT>43</ENT>
            <ENT>5</ENT>
            <ENT>2</ENT>
            <ENT>1</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811490</ENT>
            <ENT>Other Personal and Household Goods Repair and Maintenance</ENT>
            <ENT>18,334</ENT>
            <ENT>1,096</ENT>
            <ENT>658</ENT>
            <ENT>501</ENT>
          </ROW>
          <ROW>
            <ENT I="01">812220</ENT>
            <ENT>Cemeteries and Crematories</ENT>
            <ENT>24,515</ENT>
            <ENT>1,730</ENT>
            <ENT>551</ENT>
            <ENT>606</ENT>
          </ROW>
          <ROW>
            <ENT I="01">813410</ENT>
            <ENT>Civic and Social Organizations</ENT>
            <ENT>131,301</ENT>
            <ENT>4,233</ENT>
            <ENT>3,141</ENT>
            <ENT>2,473</ENT>
          </ROW>
          <ROW>
            <ENT I="01">813930</ENT>
            <ENT>Labor Unions and Similar Labor Organizations</ENT>
            <ENT>137,786</ENT>
            <ENT>5,145</ENT>
            <ENT>4,307</ENT>
            <ENT>2,595</ENT>
          </ROW>
          <ROW RUL="n,n,s">
            <ENT I="01">813940</ENT>
            <ENT>Political Organizations</ENT>
            <ENT>10,270</ENT>
            <ENT>345</ENT>
            <ENT>341</ENT>
            <ENT>193</ENT>
          </ROW>
          <ROW>
            <ENT I="02">Totals</ENT>
            <ENT/>
            <ENT>3,960,772</ENT>
            <ENT>119,374</ENT>
            <ENT>48,123</ENT>
            <ENT>75,787</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>OSHA, Office of Regulatory Analysis.</TNOTE>
          <TNOTE>
            <SU>1</SU>
            <E T="03">Source:</E>2006 County Business Patterns:<E T="03">http://www2.census.gov/econ/susb/data/2006/us_6digitnaics_2006.xls.</E>
          </TNOTE>
          <TNOTE>
            <SU>2</SU>
            <E T="03">Source:</E>2006 Bureau of Labor Statistics, U.S. Department of Labor, Survey of Occupational Injuries and Illnesses, in cooperation with participating State agencies.<E T="03">http://www.bls.gov/iif/oshwc/osh/os/osnr0028.pdf.</E>
          </TNOTE>
        </GPOTABLE>
        <PRTPAGE P="36430"/>
        <GPOTABLE CDEF="s20,r80,14,14,14,14,14" COLS="7" OPTS="L2,i1">
          <TTITLE>Table III-3A—Annualized Costs to Industries That Include Establishments That Would Be Newly Required To Keep Records</TTITLE>
          <BOXHD>
            <CHED H="1">NAICS<LI>Code</LI>
            </CHED>
            <CHED H="1">NAICS Industry description</CHED>
            <CHED H="1">Learning new<LI>recordkeeping</LI>
              <LI>system</LI>
            </CHED>
            <CHED H="1">Relearning<LI>recordkeeping</LI>
              <LI>system due to</LI>
              <LI>turnover</LI>
            </CHED>
            <CHED H="1">Complete,<LI>certify and</LI>
              <LI>post OSHA Form 300A</LI>
            </CHED>
            <CHED H="1">Complete log<LI>entries, mark</LI>
              <LI>privacy issues</LI>
              <LI>and provide</LI>
              <LI>employees</LI>
              <LI>access</LI>
            </CHED>
            <CHED H="1">Total costs to<LI>industries</LI>
              <LI>newly required</LI>
              <LI>to keep</LI>
              <LI>records</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">311811</ENT>
            <ENT>Retail Bakeries</ENT>
            <ENT>$11,014</ENT>
            <ENT>$15,471</ENT>
            <ENT>$75,037</ENT>
            <ENT>$8,683</ENT>
            <ENT>$110,205</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441110</ENT>
            <ENT>New Car Dealers</ENT>
            <ENT>113,852</ENT>
            <ENT>159,930</ENT>
            <ENT>775,661</ENT>
            <ENT>729,910</ENT>
            <ENT>1,779,353</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441120</ENT>
            <ENT>Used Car Dealers</ENT>
            <ENT>19,264</ENT>
            <ENT>27,061</ENT>
            <ENT>131,244</ENT>
            <ENT>15,462</ENT>
            <ENT>193,031</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441310</ENT>
            <ENT>Automotive Parts and Accessories Stores</ENT>
            <ENT>2,430</ENT>
            <ENT>3,413</ENT>
            <ENT>16,553</ENT>
            <ENT>3,108</ENT>
            <ENT>25,503</ENT>
          </ROW>
          <ROW>
            <ENT I="01">444130</ENT>
            <ENT>Hardware Stores</ENT>
            <ENT>121,482</ENT>
            <ENT>170,648</ENT>
            <ENT>827,643</ENT>
            <ENT>282,648</ENT>
            <ENT>1,402,421</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445210</ENT>
            <ENT>Meat Markets</ENT>
            <ENT>7,126</ENT>
            <ENT>10,010</ENT>
            <ENT>48,549</ENT>
            <ENT>6,856</ENT>
            <ENT>72,540</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445220</ENT>
            <ENT>Fish and Seafood Markets</ENT>
            <ENT>252</ENT>
            <ENT>354</ENT>
            <ENT>1,715</ENT>
            <ENT>312</ENT>
            <ENT>2,632</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445291</ENT>
            <ENT>Baked Goods Stores</ENT>
            <ENT>12,159</ENT>
            <ENT>17,080</ENT>
            <ENT>82,839</ENT>
            <ENT>11,504</ENT>
            <ENT>123,583</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445292</ENT>
            <ENT>Confectionery and Nut Stores</ENT>
            <ENT>8,985</ENT>
            <ENT>12,622</ENT>
            <ENT>61,216</ENT>
            <ENT>7,576</ENT>
            <ENT>90,399</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445299</ENT>
            <ENT>All Other Specialty Food Stores</ENT>
            <ENT>13,315</ENT>
            <ENT>18,703</ENT>
            <ENT>90,712</ENT>
            <ENT>15,734</ENT>
            <ENT>138,464</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445310</ENT>
            <ENT>Beer, Wine, and Liquor Stores</ENT>
            <ENT>34,824</ENT>
            <ENT>48,918</ENT>
            <ENT>237,251</ENT>
            <ENT>35,842</ENT>
            <ENT>356,834</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453910</ENT>
            <ENT>Pet and Pet Supplies Stores</ENT>
            <ENT>21,043</ENT>
            <ENT>29,560</ENT>
            <ENT>143,366</ENT>
            <ENT>35,132</ENT>
            <ENT>229,101</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453920</ENT>
            <ENT>Art Dealers</ENT>
            <ENT>3,548</ENT>
            <ENT>4,984</ENT>
            <ENT>24,173</ENT>
            <ENT>547</ENT>
            <ENT>33,252</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453991</ENT>
            <ENT>Tobacco Stores</ENT>
            <ENT>10,493</ENT>
            <ENT>14,740</ENT>
            <ENT>71,487</ENT>
            <ENT>7,326</ENT>
            <ENT>104,045</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453998</ENT>
            <ENT>All Other Miscellaneous Store Retailers (except Tobacco Stores)</ENT>
            <ENT>30,504</ENT>
            <ENT>42,849</ENT>
            <ENT>207,819</ENT>
            <ENT>27,149</ENT>
            <ENT>308,320</ENT>
          </ROW>
          <ROW>
            <ENT I="01">454390</ENT>
            <ENT>Other Direct Selling Establishments</ENT>
            <ENT>394</ENT>
            <ENT>554</ENT>
            <ENT>2,686</ENT>
            <ENT>1,016</ENT>
            <ENT>4,650</ENT>
          </ROW>
          <ROW>
            <ENT I="01">531311</ENT>
            <ENT>Residential Property Managers</ENT>
            <ENT>66,911</ENT>
            <ENT>93,991</ENT>
            <ENT>455,859</ENT>
            <ENT>136,060</ENT>
            <ENT>752,821</ENT>
          </ROW>
          <ROW>
            <ENT I="01">531312</ENT>
            <ENT>Nonresidential Property Managers</ENT>
            <ENT>26,929</ENT>
            <ENT>37,827</ENT>
            <ENT>183,463</ENT>
            <ENT>50,096</ENT>
            <ENT>298,315</ENT>
          </ROW>
          <ROW>
            <ENT I="01">531320</ENT>
            <ENT>Offices of Real Estate Appraisers</ENT>
            <ENT>4,761</ENT>
            <ENT>6,688</ENT>
            <ENT>32,438</ENT>
            <ENT>5,554</ENT>
            <ENT>49,442</ENT>
          </ROW>
          <ROW>
            <ENT I="01">531390</ENT>
            <ENT>Other Activities Related to Real Estate</ENT>
            <ENT>11,658</ENT>
            <ENT>16,376</ENT>
            <ENT>79,421</ENT>
            <ENT>19,238</ENT>
            <ENT>126,692</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532220</ENT>
            <ENT>Formal Wear and Costume Rental</ENT>
            <ENT>7,088</ENT>
            <ENT>9,957</ENT>
            <ENT>48,292</ENT>
            <ENT>4,060</ENT>
            <ENT>69,397</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532230</ENT>
            <ENT>Video Tape and Disc Rental</ENT>
            <ENT>73,665</ENT>
            <ENT>103,478</ENT>
            <ENT>501,867</ENT>
            <ENT>12,735</ENT>
            <ENT>691,744</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532299</ENT>
            <ENT>All Other Consumer Goods Rental</ENT>
            <ENT>121</ENT>
            <ENT>170</ENT>
            <ENT>822</ENT>
            <ENT>160</ENT>
            <ENT>1,273</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532420</ENT>
            <ENT>Office Machinery and Equipment Rental and Leasing</ENT>
            <ENT>1,953</ENT>
            <ENT>2,744</ENT>
            <ENT>13,307</ENT>
            <ENT>4,155</ENT>
            <ENT>22,158</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532490</ENT>
            <ENT>Other Commercial and Industrial Machinery and Equipment Rental and Leasing</ENT>
            <ENT>2,648</ENT>
            <ENT>3,719</ENT>
            <ENT>18,037</ENT>
            <ENT>6,128</ENT>
            <ENT>30,532</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541910</ENT>
            <ENT>Marketing Research and Public Opinion Polling</ENT>
            <ENT>11,748</ENT>
            <ENT>16,502</ENT>
            <ENT>80,035</ENT>
            <ENT>3,268</ENT>
            <ENT>111,553</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541921</ENT>
            <ENT>Photography Studios, Portrait</ENT>
            <ENT>34,317</ENT>
            <ENT>48,206</ENT>
            <ENT>233,798</ENT>
            <ENT>10,107</ENT>
            <ENT>326,428</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541922</ENT>
            <ENT>Commercial Photography</ENT>
            <ENT>1,699</ENT>
            <ENT>2,386</ENT>
            <ENT>11,574</ENT>
            <ENT>1,223</ENT>
            <ENT>16,881</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541930</ENT>
            <ENT>Translation and Interpretation Services</ENT>
            <ENT>1,368</ENT>
            <ENT>1,921</ENT>
            <ENT>9,317</ENT>
            <ENT>4,824</ENT>
            <ENT>17,430</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541990</ENT>
            <ENT>All Other Professional, Scientific, and Technical Services</ENT>
            <ENT>12,945</ENT>
            <ENT>18,185</ENT>
            <ENT>88,195</ENT>
            <ENT>8,771</ENT>
            <ENT>128,096</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561210</ENT>
            <ENT>Facilities Support Services</ENT>
            <ENT>18,773</ENT>
            <ENT>26,371</ENT>
            <ENT>127,900</ENT>
            <ENT>136,245</ENT>
            <ENT>309,289</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561790</ENT>
            <ENT>Other Services to Buildings and Dwellings</ENT>
            <ENT>595</ENT>
            <ENT>836</ENT>
            <ENT>4,053</ENT>
            <ENT>2,032</ENT>
            <ENT>7,516</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561910</ENT>
            <ENT>Packaging and Labeling Services</ENT>
            <ENT>4,587</ENT>
            <ENT>6,443</ENT>
            <ENT>31,250</ENT>
            <ENT>21,773</ENT>
            <ENT>64,053</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561920</ENT>
            <ENT>Convention and Trade Show Organizers</ENT>
            <ENT>6,216</ENT>
            <ENT>8,731</ENT>
            <ENT>42,346</ENT>
            <ENT>31,283</ENT>
            <ENT>88,575</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561990</ENT>
            <ENT>All Other Support Services</ENT>
            <ENT>24,759</ENT>
            <ENT>34,779</ENT>
            <ENT>168,678</ENT>
            <ENT>70,955</ENT>
            <ENT>299,171</ENT>
          </ROW>
        </GPOTABLE>
        <GPOTABLE CDEF="s20,r80,14,14,14,14,14" COLS="7" OPTS="L2,i1">
          <TTITLE>Table III-3A—Annualized Costs to Industries That Include Establishments That Would Be Newly Required to Keep Records</TTITLE>
          <BOXHD>
            <CHED H="1">NAICS<LI>Code</LI>
            </CHED>
            <CHED H="1">NAICS Industry description</CHED>
            <CHED H="1">Learning new<LI>record keeping</LI>
              <LI>system</LI>
            </CHED>
            <CHED H="1">Relearning<LI>recordkeeping</LI>
              <LI>system due to</LI>
              <LI>turnover</LI>
            </CHED>
            <CHED H="1">Complete,<LI>certify and</LI>
              <LI>post OSHA Form 300A</LI>
            </CHED>
            <CHED H="1">Complete log<LI>entries, mark</LI>
              <LI>privacy issues</LI>
              <LI>and provide</LI>
              <LI>employees</LI>
              <LI>access</LI>
            </CHED>
            <CHED H="1">Total costs to<LI>industries</LI>
              <LI>newly required</LI>
              <LI>to keep</LI>
              <LI>records</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">621991</ENT>
            <ENT>Blood and Organ Banks</ENT>
            <ENT>6,165</ENT>
            <ENT>8,661</ENT>
            <ENT>42,004</ENT>
            <ENT>50,465</ENT>
            <ENT>107,295</ENT>
          </ROW>
          <ROW>
            <ENT I="01">621999</ENT>
            <ENT>All Other Miscellaneous Ambulatory Health Care Services</ENT>
            <ENT>9,156</ENT>
            <ENT>12,862</ENT>
            <ENT>62,379</ENT>
            <ENT>36,782</ENT>
            <ENT>121,179</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624110</ENT>
            <ENT>Child and Youth Services</ENT>
            <ENT>31,027</ENT>
            <ENT>43,584</ENT>
            <ENT>211,384</ENT>
            <ENT>46,008</ENT>
            <ENT>332,004</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36431"/>
            <ENT I="01">624120</ENT>
            <ENT>Services for the Elderly and Persons with Disabilities</ENT>
            <ENT>62,391</ENT>
            <ENT>87,641</ENT>
            <ENT>425,060</ENT>
            <ENT>247,081</ENT>
            <ENT>822,172</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624190</ENT>
            <ENT>Other Individual and Family Services</ENT>
            <ENT>78,919</ENT>
            <ENT>110,859</ENT>
            <ENT>537,665</ENT>
            <ENT>26,251</ENT>
            <ENT>753,693</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624210</ENT>
            <ENT>Community Food Services</ENT>
            <ENT>12,587</ENT>
            <ENT>17,682</ENT>
            <ENT>85,756</ENT>
            <ENT>10,843</ENT>
            <ENT>126,869</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624221</ENT>
            <ENT>Temporary Shelters</ENT>
            <ENT>15,027</ENT>
            <ENT>21,108</ENT>
            <ENT>102,375</ENT>
            <ENT>23,817</ENT>
            <ENT>162,327</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624229</ENT>
            <ENT>Other Community Housing Services</ENT>
            <ENT>9,400</ENT>
            <ENT>13,204</ENT>
            <ENT>64,041</ENT>
            <ENT>12,408</ENT>
            <ENT>99,053</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624230</ENT>
            <ENT>Emergency and Other Relief Services</ENT>
            <ENT>4,996</ENT>
            <ENT>7,018</ENT>
            <ENT>34,038</ENT>
            <ENT>6,735</ENT>
            <ENT>52,788</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711110</ENT>
            <ENT>Theater Companies and Dinner Theaters</ENT>
            <ENT>6,350</ENT>
            <ENT>8,920</ENT>
            <ENT>43,263</ENT>
            <ENT>39,742</ENT>
            <ENT>98,274</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711120</ENT>
            <ENT>Dance Companies</ENT>
            <ENT>950</ENT>
            <ENT>1,335</ENT>
            <ENT>6,474</ENT>
            <ENT>4,724</ENT>
            <ENT>13,484</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711130</ENT>
            <ENT>Musical Groups and Artists</ENT>
            <ENT>3,504</ENT>
            <ENT>4,923</ENT>
            <ENT>23,874</ENT>
            <ENT>20,203</ENT>
            <ENT>52,504</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711190</ENT>
            <ENT>Other Performing Arts Companies</ENT>
            <ENT>562</ENT>
            <ENT>790</ENT>
            <ENT>3,830</ENT>
            <ENT>3,537</ENT>
            <ENT>8,719</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711310</ENT>
            <ENT>Promoters of Performing Arts, Sports, and Similar Events with Facilities</ENT>
            <ENT>4,143</ENT>
            <ENT>5,819</ENT>
            <ENT>28,224</ENT>
            <ENT>30,040</ENT>
            <ENT>68,226</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711320</ENT>
            <ENT>Promoters of Performing Arts, Sports, and Similar Events without Facilities</ENT>
            <ENT>2,601</ENT>
            <ENT>3,654</ENT>
            <ENT>17,723</ENT>
            <ENT>6,800</ENT>
            <ENT>30,779</ENT>
          </ROW>
          <ROW>
            <ENT I="01">712110</ENT>
            <ENT>Museums</ENT>
            <ENT>7,847</ENT>
            <ENT>11,023</ENT>
            <ENT>53,462</ENT>
            <ENT>39,386</ENT>
            <ENT>111,718</ENT>
          </ROW>
          <ROW>
            <ENT I="01">712120</ENT>
            <ENT>Historical Sites</ENT>
            <ENT>1,333</ENT>
            <ENT>1,873</ENT>
            <ENT>9,084</ENT>
            <ENT>4,128</ENT>
            <ENT>16,419</ENT>
          </ROW>
          <ROW>
            <ENT I="01">713950</ENT>
            <ENT>Bowling Centers</ENT>
            <ENT>15,511</ENT>
            <ENT>21,788</ENT>
            <ENT>105,673</ENT>
            <ENT>19,028</ENT>
            <ENT>161,999</ENT>
          </ROW>
          <ROW>
            <ENT I="01">713990</ENT>
            <ENT>All Other Amusement and Recreation Industries</ENT>
            <ENT>1,092</ENT>
            <ENT>1,534</ENT>
            <ENT>7,438</ENT>
            <ENT>59</ENT>
            <ENT>10,122</ENT>
          </ROW>
          <ROW>
            <ENT I="01">722310</ENT>
            <ENT>Food Service Contractors</ENT>
            <ENT>109,725</ENT>
            <ENT>154,132</ENT>
            <ENT>747,542</ENT>
            <ENT>218,299</ENT>
            <ENT>1,229,698</ENT>
          </ROW>
          <ROW>
            <ENT I="01">722320</ENT>
            <ENT>Caterers</ENT>
            <ENT>17,853</ENT>
            <ENT>25,079</ENT>
            <ENT>121,631</ENT>
            <ENT>58,070</ENT>
            <ENT>222,633</ENT>
          </ROW>
          <ROW>
            <ENT I="01">812921</ENT>
            <ENT>Photofinishing Laboratories (except One-Hour)</ENT>
            <ENT>2,445</ENT>
            <ENT>3,435</ENT>
            <ENT>16,658</ENT>
            <ENT>8,516</ENT>
            <ENT>31,053</ENT>
          </ROW>
          <ROW>
            <ENT I="01">812922</ENT>
            <ENT>One-Hour Photofinishing</ENT>
            <ENT>979</ENT>
            <ENT>1,376</ENT>
            <ENT>6,673</ENT>
            <ENT>731</ENT>
            <ENT>9,758</ENT>
          </ROW>
          <ROW RUL="n,n,s">
            <ENT I="01">812990</ENT>
            <ENT>All Other Personal Services</ENT>
            <ENT>5,116</ENT>
            <ENT>7,186</ENT>
            <ENT>34,851</ENT>
            <ENT>4,658</ENT>
            <ENT>51,811</ENT>
          </ROW>
          <ROW>
            <ENT I="02">Totals</ENT>
            <ENT/>
            <ENT>1,133,105</ENT>
            <ENT>1,591,692</ENT>
            <ENT>7,719,704</ENT>
            <ENT>2,635,779</ENT>
            <ENT>13,080,280</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Sources:</E>OSHA, Office of Regulatory Analysis.</TNOTE>
        </GPOTABLE>
        <GPOTABLE CDEF="s30,r100,14,14,14,14" COLS="6" OPTS="L2,i1">
          <TTITLE>Table III-4A—Cost Savings to Industries That Include Establishments That Would Be Newly Partially Exempt From Recordkeeping Requirements</TTITLE>
          <BOXHD>
            <CHED H="1">NAICS Code</CHED>
            <CHED H="1">NAICS Industry description</CHED>
            <CHED H="1">Relearning<LI>recordkeeping</LI>
              <LI>system due to</LI>
              <LI>turnover</LI>
            </CHED>
            <CHED H="1">Complete,<LI>certify and</LI>
              <LI>post OSHA</LI>
              <LI>Form 300A</LI>
            </CHED>
            <CHED H="1">Complete log<LI>entries, mark</LI>
              <LI>privacy issues</LI>
              <LI>and provide</LI>
              <LI>employees</LI>
              <LI>access</LI>
            </CHED>
            <CHED H="1">Costs savings<LI>to industries</LI>
              <LI>newly exempted</LI>
              <LI>from keeping</LI>
              <LI>records</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">441210</ENT>
            <ENT>Recreational Vehicle Dealers</ENT>
            <ENT>$10,304</ENT>
            <ENT>$49,974</ENT>
            <ENT>$26,206</ENT>
            <ENT>$86,483</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441221</ENT>
            <ENT>Motorcycle Dealers</ENT>
            <ENT>1,396</ENT>
            <ENT>6,773</ENT>
            <ENT>3,075</ENT>
            <ENT>11,244</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441222</ENT>
            <ENT>Boat Dealers</ENT>
            <ENT>15,192</ENT>
            <ENT>73,681</ENT>
            <ENT>20,988</ENT>
            <ENT>109,861</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441229</ENT>
            <ENT>All Other Motor Vehicle Dealers</ENT>
            <ENT>3,487</ENT>
            <ENT>16,914</ENT>
            <ENT>6,891</ENT>
            <ENT>27,293</ENT>
          </ROW>
          <ROW>
            <ENT I="01">443111</ENT>
            <ENT>Household Appliance Stores</ENT>
            <ENT>22,180</ENT>
            <ENT>107,572</ENT>
            <ENT>20,933</ENT>
            <ENT>150,684</ENT>
          </ROW>
          <ROW>
            <ENT I="01">443120</ENT>
            <ENT>Computer and Software Stores</ENT>
            <ENT>7,445</ENT>
            <ENT>36,107</ENT>
            <ENT>2,467</ENT>
            <ENT>46,019</ENT>
          </ROW>
          <ROW>
            <ENT I="01">446120</ENT>
            <ENT>Cosmetics, Beauty Supplies, and Perfume Stores</ENT>
            <ENT>2,353</ENT>
            <ENT>11,412</ENT>
            <ENT>643</ENT>
            <ENT>14,408</ENT>
          </ROW>
          <ROW>
            <ENT I="01">446199</ENT>
            <ENT>All Other Health and Personal Care Stores</ENT>
            <ENT>9,180</ENT>
            <ENT>44,524</ENT>
            <ENT>3,076</ENT>
            <ENT>56,780</ENT>
          </ROW>
          <ROW>
            <ENT I="01">447110</ENT>
            <ENT>Gasoline Stations with Convenience Stores</ENT>
            <ENT>97,861</ENT>
            <ENT>474,627</ENT>
            <ENT>55,292</ENT>
            <ENT>627,780</ENT>
          </ROW>
          <ROW>
            <ENT I="01">451130</ENT>
            <ENT>Sewing, Needlework, and Piece Goods Stores</ENT>
            <ENT>524</ENT>
            <ENT>2,543</ENT>
            <ENT>565</ENT>
            <ENT>3,632</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453210</ENT>
            <ENT>Office Supplies and Stationery Stores</ENT>
            <ENT>37,046</ENT>
            <ENT>179,672</ENT>
            <ENT>32,867</ENT>
            <ENT>249,585</ENT>
          </ROW>
          <ROW>
            <ENT I="01">481211</ENT>
            <ENT>Nonscheduled Chartered Passenger Air Transportation</ENT>
            <ENT>4,192</ENT>
            <ENT>20,332</ENT>
            <ENT>9,671</ENT>
            <ENT>34,195</ENT>
          </ROW>
          <ROW>
            <ENT I="01">481212</ENT>
            <ENT>Nonscheduled Chartered Freight Air Transportation</ENT>
            <ENT>769</ENT>
            <ENT>3,729</ENT>
            <ENT>1,873</ENT>
            <ENT>6,370</ENT>
          </ROW>
          <ROW>
            <ENT I="01">481219</ENT>
            <ENT>Other Nonscheduled Air Transportation</ENT>
            <ENT>1,150</ENT>
            <ENT>5,577</ENT>
            <ENT>1,470</ENT>
            <ENT>8,197</ENT>
          </ROW>
          <ROW>
            <ENT I="01">486110</ENT>
            <ENT>Pipeline Transportation of Crude Oil</ENT>
            <ENT>2,817</ENT>
            <ENT>13,663</ENT>
            <ENT>2,658</ENT>
            <ENT>19,138</ENT>
          </ROW>
          <ROW>
            <ENT I="01">486210</ENT>
            <ENT>Pipeline Transportation of Natural Gas</ENT>
            <ENT>10,437</ENT>
            <ENT>50,619</ENT>
            <ENT>7,753</ENT>
            <ENT>68,808</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36432"/>
            <ENT I="01">486910</ENT>
            <ENT>Pipeline Transportation of Refined Petroleum Products</ENT>
            <ENT>6,622</ENT>
            <ENT>32,116</ENT>
            <ENT>3,081</ENT>
            <ENT>41,818</ENT>
          </ROW>
          <ROW>
            <ENT I="01">486990</ENT>
            <ENT>All Other Pipeline Transportation</ENT>
            <ENT>432</ENT>
            <ENT>2,093</ENT>
            <ENT>244</ENT>
            <ENT>2,769</ENT>
          </ROW>
          <ROW>
            <ENT I="01">487990</ENT>
            <ENT>Scenic and Sightseeing Transportation, Other</ENT>
            <ENT>356</ENT>
            <ENT>1,728</ENT>
            <ENT>1,214</ENT>
            <ENT>3,299</ENT>
          </ROW>
          <ROW>
            <ENT I="01">488510</ENT>
            <ENT>Freight Transportation Arrangement</ENT>
            <ENT>57,062</ENT>
            <ENT>276,750</ENT>
            <ENT>46,329</ENT>
            <ENT>380,141</ENT>
          </ROW>
          <ROW>
            <ENT I="01">511110</ENT>
            <ENT>Newspaper Publishers</ENT>
            <ENT>39,793</ENT>
            <ENT>192,994</ENT>
            <ENT>174,234</ENT>
            <ENT>407,021</ENT>
          </ROW>
          <ROW>
            <ENT I="01">511120</ENT>
            <ENT>Periodical Publishers</ENT>
            <ENT>28,148</ENT>
            <ENT>136,518</ENT>
            <ENT>33,260</ENT>
            <ENT>197,927</ENT>
          </ROW>
          <ROW>
            <ENT I="01">511130</ENT>
            <ENT>Book Publishers</ENT>
            <ENT>8,359</ENT>
            <ENT>40,540</ENT>
            <ENT>14,567</ENT>
            <ENT>63,466</ENT>
          </ROW>
          <ROW>
            <ENT I="01">511140</ENT>
            <ENT>Directory and Mailing List Publishers</ENT>
            <ENT>7,588</ENT>
            <ENT>36,803</ENT>
            <ENT>14,572</ENT>
            <ENT>58,964</ENT>
          </ROW>
          <ROW>
            <ENT I="01">511191</ENT>
            <ENT>Greeting Card Publishers</ENT>
            <ENT>393</ENT>
            <ENT>1,907</ENT>
            <ENT>3,597</ENT>
            <ENT>5,897</ENT>
          </ROW>
          <ROW>
            <ENT I="01">511199</ENT>
            <ENT>All Other Publishers</ENT>
            <ENT>3,100</ENT>
            <ENT>15,034</ENT>
            <ENT>3,770</ENT>
            <ENT>21,905</ENT>
          </ROW>
          <ROW>
            <ENT I="01">512210</ENT>
            <ENT>Record Production</ENT>
            <ENT>267</ENT>
            <ENT>1,293</ENT>
            <ENT>69</ENT>
            <ENT>1,629</ENT>
          </ROW>
          <ROW>
            <ENT I="01">512220</ENT>
            <ENT>Integrated Record Production/Distribution</ENT>
            <ENT>1,140</ENT>
            <ENT>5,531</ENT>
            <ENT>2,651</ENT>
            <ENT>9,322</ENT>
          </ROW>
          <ROW>
            <ENT I="01">512230</ENT>
            <ENT>Music Publishers</ENT>
            <ENT>625</ENT>
            <ENT>3,029</ENT>
            <ENT>230</ENT>
            <ENT>3,884</ENT>
          </ROW>
          <ROW>
            <ENT I="01">512290</ENT>
            <ENT>Other Sound Recording Industries</ENT>
            <ENT>1,383</ENT>
            <ENT>6,707</ENT>
            <ENT>177</ENT>
            <ENT>8,267</ENT>
          </ROW>
          <ROW>
            <ENT I="01">515111</ENT>
            <ENT>Radio Networks</ENT>
            <ENT>3,413</ENT>
            <ENT>16,553</ENT>
            <ENT>11,094</ENT>
            <ENT>31,060</ENT>
          </ROW>
          <ROW>
            <ENT I="01">515112</ENT>
            <ENT>Radio Stations</ENT>
            <ENT>40,066</ENT>
            <ENT>194,322</ENT>
            <ENT>29,948</ENT>
            <ENT>264,336</ENT>
          </ROW>
          <ROW>
            <ENT I="01">515120</ENT>
            <ENT>Television Broadcasting</ENT>
            <ENT>14,062</ENT>
            <ENT>68,201</ENT>
            <ENT>33,985</ENT>
            <ENT>116,248</ENT>
          </ROW>
          <ROW>
            <ENT I="01">517211</ENT>
            <ENT>Paging</ENT>
            <ENT>2,067</ENT>
            <ENT>10,024</ENT>
            <ENT>589</ENT>
            <ENT>12,680</ENT>
          </ROW>
          <ROW>
            <ENT I="01">517212</ENT>
            <ENT>Cellular and Other Wireless Telecommunications</ENT>
            <ENT>78,708</ENT>
            <ENT>381,735</ENT>
            <ENT>34,009</ENT>
            <ENT>494,452</ENT>
          </ROW>
          <ROW>
            <ENT I="01">517310</ENT>
            <ENT>Telecommunications Resellers</ENT>
            <ENT>6,406</ENT>
            <ENT>31,067</ENT>
            <ENT>7,590</ENT>
            <ENT>45,062</ENT>
          </ROW>
          <ROW>
            <ENT I="01">517910</ENT>
            <ENT>Other Telecommunications</ENT>
            <ENT>1,631</ENT>
            <ENT>7,911</ENT>
            <ENT>2,912</ENT>
            <ENT>12,455</ENT>
          </ROW>
          <ROW>
            <ENT I="01">518112</ENT>
            <ENT>Web Search Portals</ENT>
            <ENT>1,679</ENT>
            <ENT>8,144</ENT>
            <ENT>2,653</ENT>
            <ENT>12,477</ENT>
          </ROW>
          <ROW>
            <ENT I="01">519190</ENT>
            <ENT>All Other Information Services</ENT>
            <ENT>1,690</ENT>
            <ENT>8,195</ENT>
            <ENT>2,493</ENT>
            <ENT>12,378</ENT>
          </ROW>
          <ROW>
            <ENT I="01">522120</ENT>
            <ENT>Savings Institutions</ENT>
            <ENT>40,543</ENT>
            <ENT>196,635</ENT>
            <ENT>9,740</ENT>
            <ENT>246,919</ENT>
          </ROW>
          <ROW>
            <ENT I="01">523999</ENT>
            <ENT>Miscellaneous Financial Investment Activities</ENT>
            <ENT>923</ENT>
            <ENT>4,478</ENT>
            <ENT>283</ENT>
            <ENT>5,684</ENT>
          </ROW>
          <ROW>
            <ENT I="01">524130</ENT>
            <ENT>Reinsurance Carriers</ENT>
            <ENT>2,012</ENT>
            <ENT>9,759</ENT>
            <ENT>959</ENT>
            <ENT>12,729</ENT>
          </ROW>
          <ROW>
            <ENT I="01">525910</ENT>
            <ENT>Open-End Investment Funds</ENT>
            <ENT>714</ENT>
            <ENT>3,464</ENT>
            <ENT>1,100</ENT>
            <ENT>5,278</ENT>
          </ROW>
          <ROW>
            <ENT I="01">525930</ENT>
            <ENT>Real Estate Investment Trusts</ENT>
            <ENT>6,688</ENT>
            <ENT>32,438</ENT>
            <ENT>2,904</ENT>
            <ENT>42,031</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541320</ENT>
            <ENT>Landscape Architectural Services</ENT>
            <ENT>8,472</ENT>
            <ENT>41,088</ENT>
            <ENT>941</ENT>
            <ENT>50,500</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541360</ENT>
            <ENT>Geophysical Surveying and Mapping Services</ENT>
            <ENT>691</ENT>
            <ENT>3,349</ENT>
            <ENT>18,908</ENT>
            <ENT>22,948</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541612</ENT>
            <ENT>Human Resources and Executive Search Consulting Services</ENT>
            <ENT>12,542</ENT>
            <ENT>60,831</ENT>
            <ENT>95</ENT>
            <ENT>73,468</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541614</ENT>
            <ENT>Process, Physical Distribution, and Logistics Consulting Services</ENT>
            <ENT>377</ENT>
            <ENT>1,829</ENT>
            <ENT>100</ENT>
            <ENT>2,306</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541618</ENT>
            <ENT>Other Management Consulting Services</ENT>
            <ENT>301</ENT>
            <ENT>1,461</ENT>
            <ENT>3,995</ENT>
            <ENT>5,757</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541890</ENT>
            <ENT>Other Services Related to Advertising</ENT>
            <ENT>8,777</ENT>
            <ENT>42,569</ENT>
            <ENT>222,299</ENT>
            <ENT>273,646</ENT>
          </ROW>
          <ROW>
            <ENT I="01">551114</ENT>
            <ENT>Corporate, Subsidiary, and Regional Managing Offices</ENT>
            <ENT>113,948</ENT>
            <ENT>552,648</ENT>
            <ENT>10,059</ENT>
            <ENT>676,655</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561421</ENT>
            <ENT>Telephone Answering Services</ENT>
            <ENT>5,168</ENT>
            <ENT>25,063</ENT>
            <ENT>21,557</ENT>
            <ENT>51,787</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561440</ENT>
            <ENT>Collection Agencies</ENT>
            <ENT>18,350</ENT>
            <ENT>88,995</ENT>
            <ENT>17,356</ENT>
            <ENT>124,701</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561510</ENT>
            <ENT>Travel Agencies</ENT>
            <ENT>45,012</ENT>
            <ENT>218,309</ENT>
            <ENT>1,296</ENT>
            <ENT>264,617</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561520</ENT>
            <ENT>Tour Operators</ENT>
            <ENT>5,302</ENT>
            <ENT>25,715</ENT>
            <ENT>4,552</ENT>
            <ENT>35,569</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561599</ENT>
            <ENT>All Other Travel Arrangement and Reservation Services</ENT>
            <ENT>6,589</ENT>
            <ENT>31,956</ENT>
            <ENT>1,874</ENT>
            <ENT>40,419</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561622</ENT>
            <ENT>Locksmiths</ENT>
            <ENT>3,087</ENT>
            <ENT>14,972</ENT>
            <ENT>17,515</ENT>
            <ENT>35,575</ENT>
          </ROW>
          <ROW>
            <ENT I="01">611620</ENT>
            <ENT>Sports and Recreation Instruction</ENT>
            <ENT>17,152</ENT>
            <ENT>83,185</ENT>
            <ENT>722</ENT>
            <ENT>101,059</ENT>
          </ROW>
          <ROW>
            <ENT I="01">721310</ENT>
            <ENT>Rooming and Boarding Houses</ENT>
            <ENT>2,802</ENT>
            <ENT>13,590</ENT>
            <ENT>1,707</ENT>
            <ENT>18,099</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811211</ENT>
            <ENT>Consumer Electronics Repair and Maintenance</ENT>
            <ENT>3,046</ENT>
            <ENT>14,774</ENT>
            <ENT>1,398</ENT>
            <ENT>19,218</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811212</ENT>
            <ENT>Computer and Office Machine Repair and Maintenance</ENT>
            <ENT>1,090</ENT>
            <ENT>5,286</ENT>
            <ENT>3,779</ENT>
            <ENT>10,155</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811213</ENT>
            <ENT>Communication Equipment Repair and Maintenance</ENT>
            <ENT>3,832</ENT>
            <ENT>18,584</ENT>
            <ENT>9,344</ENT>
            <ENT>31,760</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811219</ENT>
            <ENT>Other Electronic and Precision Equipment Repair and Maintenance</ENT>
            <ENT>8,423</ENT>
            <ENT>40,851</ENT>
            <ENT>629</ENT>
            <ENT>49,902</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811411</ENT>
            <ENT>Home and Garden Equipment Repair and Maintenance</ENT>
            <ENT>1,172</ENT>
            <ENT>5,682</ENT>
            <ENT>9,157</ENT>
            <ENT>16,011</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811412</ENT>
            <ENT>Appliance Repair and Maintenance</ENT>
            <ENT>7,073</ENT>
            <ENT>34,306</ENT>
            <ENT>18</ENT>
            <ENT>41,398</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811430</ENT>
            <ENT>Footwear and Leather Goods Repair</ENT>
            <ENT>39</ENT>
            <ENT>191</ENT>
            <ENT>7,618</ENT>
            <ENT>7,849</ENT>
          </ROW>
          <ROW>
            <ENT I="01">811490</ENT>
            <ENT>Other Personal and Household Goods Repair and Maintenance</ENT>
            <ENT>8,778</ENT>
            <ENT>42,571</ENT>
            <ENT>10,186</ENT>
            <ENT>61,535</ENT>
          </ROW>
          <ROW>
            <ENT I="01">812220</ENT>
            <ENT>Cemeteries and Crematories</ENT>
            <ENT>13,856</ENT>
            <ENT>67,199</ENT>
            <ENT>49,346</ENT>
            <ENT>130,401</ENT>
          </ROW>
          <ROW>
            <ENT I="01">813410</ENT>
            <ENT>Civic and Social Organizations</ENT>
            <ENT>33,901</ENT>
            <ENT>164,421</ENT>
            <ENT>39,480</ENT>
            <ENT>237,802</ENT>
          </ROW>
          <ROW>
            <ENT I="01">813930</ENT>
            <ENT>Labor Unions and Similar Labor Organizations</ENT>
            <ENT>41,204</ENT>
            <ENT>199,841</ENT>
            <ENT>2,943</ENT>
            <ENT>243,988</ENT>
          </ROW>
          <ROW RUL="n,n,s">
            <ENT I="01">813940</ENT>
            <ENT>Political Organizations</ENT>
            <ENT>2,761</ENT>
            <ENT>13,392</ENT>
            <ENT>0</ENT>
            <ENT>16,153</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36433"/>
            <ENT I="03">Totals</ENT>
            <ENT/>
            <ENT>955,949</ENT>
            <ENT>4,636,351</ENT>
            <ENT>1,091,556</ENT>
            <ENT>6,683,856</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>OSHA, Office of Regulatory Analysis.</TNOTE>
        </GPOTABLE>
        <GPOTABLE CDEF="s30,r100,14,14" COLS="4" OPTS="L2,i1">
          <TTITLE>Table III-6A—Economic Impacts of Industries That Include Establishments That Would Be Newly Required To Keep Records</TTITLE>
          <BOXHD>
            <CHED H="1">NAICS Code</CHED>
            <CHED H="1">NAICS Industry description</CHED>
            <CHED H="1">Affected<LI>establishments</LI>
            </CHED>
            <CHED H="1">Cost per<LI>affected</LI>
              <LI>establishment</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">311811</ENT>
            <ENT>Retail Bakeries</ENT>
            <ENT>1,932</ENT>
            <ENT>$57.04</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441110</ENT>
            <ENT>New Car Dealers</ENT>
            <ENT>19,971</ENT>
            <ENT>89.10</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441120</ENT>
            <ENT>Used Car Dealers</ENT>
            <ENT>3,379</ENT>
            <ENT>57.12</ENT>
          </ROW>
          <ROW>
            <ENT I="01">441310</ENT>
            <ENT>Automotive Parts and Accessories Stores</ENT>
            <ENT>426</ENT>
            <ENT>59.84</ENT>
          </ROW>
          <ROW>
            <ENT I="01">444130</ENT>
            <ENT>Hardware Stores</ENT>
            <ENT>21,310</ENT>
            <ENT>65.81</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445210</ENT>
            <ENT>Meat Markets</ENT>
            <ENT>1,250</ENT>
            <ENT>58.03</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445220</ENT>
            <ENT>Fish and Seafood Markets</ENT>
            <ENT>44</ENT>
            <ENT>59.61</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445291</ENT>
            <ENT>Baked Goods Stores</ENT>
            <ENT>2,133</ENT>
            <ENT>57.94</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445292</ENT>
            <ENT>Confectionery and Nut Stores</ENT>
            <ENT>1,576</ENT>
            <ENT>57.35</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445299</ENT>
            <ENT>All Other Specialty Food Stores</ENT>
            <ENT>2,336</ENT>
            <ENT>59.28</ENT>
          </ROW>
          <ROW>
            <ENT I="01">445310</ENT>
            <ENT>Beer, Wine, and Liquor Stores</ENT>
            <ENT>6,109</ENT>
            <ENT>58.42</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453910</ENT>
            <ENT>Pet and Pet Supplies Stores</ENT>
            <ENT>3,691</ENT>
            <ENT>62.07</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453920</ENT>
            <ENT>Art Dealers</ENT>
            <ENT>622</ENT>
            <ENT>53.43</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453991</ENT>
            <ENT>Tobacco Stores</ENT>
            <ENT>1,841</ENT>
            <ENT>56.53</ENT>
          </ROW>
          <ROW>
            <ENT I="01">453998</ENT>
            <ENT>All Other Miscellaneous Store Retailers (except Tobacco Stores)</ENT>
            <ENT>5,351</ENT>
            <ENT>57.62</ENT>
          </ROW>
          <ROW>
            <ENT I="01">454390</ENT>
            <ENT>Other Direct Selling Establishments</ENT>
            <ENT>69</ENT>
            <ENT>67.23</ENT>
          </ROW>
          <ROW>
            <ENT I="01">531311</ENT>
            <ENT>Residential Property Managers</ENT>
            <ENT>11,737</ENT>
            <ENT>64.14</ENT>
          </ROW>
          <ROW>
            <ENT I="01">531312</ENT>
            <ENT>Nonresidential Property Managers</ENT>
            <ENT>4,724</ENT>
            <ENT>63.15</ENT>
          </ROW>
          <ROW>
            <ENT I="01">531320</ENT>
            <ENT>Offices of Real Estate Appraisers</ENT>
            <ENT>835</ENT>
            <ENT>59.20</ENT>
          </ROW>
          <ROW>
            <ENT I="01">531390</ENT>
            <ENT>Other Activities Related to Real Estate</ENT>
            <ENT>2,045</ENT>
            <ENT>61.96</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532220</ENT>
            <ENT>Formal Wear and Costume Rental</ENT>
            <ENT>1,243</ENT>
            <ENT>55.81</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532230</ENT>
            <ENT>Video Tape and Disc Rental</ENT>
            <ENT>12,922</ENT>
            <ENT>53.53</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532299</ENT>
            <ENT>All Other Consumer Goods Rental</ENT>
            <ENT>21</ENT>
            <ENT>60.12</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532420</ENT>
            <ENT>Office Machinery and Equipment Rental and Leasing</ENT>
            <ENT>343</ENT>
            <ENT>64.67</ENT>
          </ROW>
          <ROW>
            <ENT I="01">532490</ENT>
            <ENT>Other Commercial and Industrial Machinery and Equipment Rental and Leasing</ENT>
            <ENT>464</ENT>
            <ENT>65.74</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541910</ENT>
            <ENT>Marketing Research and Public Opinion Polling</ENT>
            <ENT>2,061</ENT>
            <ENT>54.13</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541921</ENT>
            <ENT>Photography Studios, Portrait</ENT>
            <ENT>6,020</ENT>
            <ENT>54.23</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541922</ENT>
            <ENT>Commercial Photography</ENT>
            <ENT>298</ENT>
            <ENT>56.65</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541930</ENT>
            <ENT>Translation and Interpretation Services</ENT>
            <ENT>240</ENT>
            <ENT>72.65</ENT>
          </ROW>
          <ROW>
            <ENT I="01">541990</ENT>
            <ENT>All Other Professional, Scientific, and Technical Services</ENT>
            <ENT>2,271</ENT>
            <ENT>56.41</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561210</ENT>
            <ENT>Facilities Support Services</ENT>
            <ENT>3,293</ENT>
            <ENT>93.92</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561790</ENT>
            <ENT>Other Services to Buildings and Dwellings</ENT>
            <ENT>104</ENT>
            <ENT>72.02</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561910</ENT>
            <ENT>Packaging and Labeling Services</ENT>
            <ENT>805</ENT>
            <ENT>79.61</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561920</ENT>
            <ENT>Convention and Trade Show Organizers</ENT>
            <ENT>1,090</ENT>
            <ENT>81.24</ENT>
          </ROW>
          <ROW>
            <ENT I="01">561990</ENT>
            <ENT>All Other Support Services</ENT>
            <ENT>4,343</ENT>
            <ENT>68.89</ENT>
          </ROW>
          <ROW>
            <ENT I="01">621991</ENT>
            <ENT>Blood and Organ Banks</ENT>
            <ENT>1,082</ENT>
            <ENT>99.21</ENT>
          </ROW>
          <ROW>
            <ENT I="01">621999</ENT>
            <ENT>All Other Miscellaneous Ambulatory Health Care Services</ENT>
            <ENT>1,606</ENT>
            <ENT>75.45</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624110</ENT>
            <ENT>Child and Youth Services</ENT>
            <ENT>5,443</ENT>
            <ENT>61.00</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624120</ENT>
            <ENT>Services for the Elderly and Persons with Disabilities</ENT>
            <ENT>10,944</ENT>
            <ENT>75.12</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624190</ENT>
            <ENT>Other Individual and Family Services</ENT>
            <ENT>13,844</ENT>
            <ENT>54.44</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624210</ENT>
            <ENT>Community Food Services</ENT>
            <ENT>2,208</ENT>
            <ENT>57.46</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624221</ENT>
            <ENT>Temporary Shelters</ENT>
            <ENT>2,636</ENT>
            <ENT>61.58</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624229</ENT>
            <ENT>Other Community Housing Services</ENT>
            <ENT>1,649</ENT>
            <ENT>60.07</ENT>
          </ROW>
          <ROW>
            <ENT I="01">624230</ENT>
            <ENT>Emergency and Other Relief Services</ENT>
            <ENT>876</ENT>
            <ENT>60.23</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711110</ENT>
            <ENT>Theater Companies and Dinner Theaters</ENT>
            <ENT>1,114</ENT>
            <ENT>88.23</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711120</ENT>
            <ENT>Dance Companies</ENT>
            <ENT>167</ENT>
            <ENT>80.89</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711130</ENT>
            <ENT>Musical Groups and Artists</ENT>
            <ENT>615</ENT>
            <ENT>85.41</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711190</ENT>
            <ENT>Other Performing Arts Companies</ENT>
            <ENT>99</ENT>
            <ENT>88.42</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711310</ENT>
            <ENT>Promoters of Performing Arts, Sports, and Similar Events with Facilities</ENT>
            <ENT>727</ENT>
            <ENT>93.89</ENT>
          </ROW>
          <ROW>
            <ENT I="01">711320</ENT>
            <ENT>Promoters of Performing Arts, Sports, and Similar Events without Facilities</ENT>
            <ENT>456</ENT>
            <ENT>67.45</ENT>
          </ROW>
          <ROW>
            <ENT I="01">712110</ENT>
            <ENT>Museums</ENT>
            <ENT>1,377</ENT>
            <ENT>81.16</ENT>
          </ROW>
          <ROW>
            <ENT I="01">712120</ENT>
            <ENT>Historical Sites</ENT>
            <ENT>234</ENT>
            <ENT>70.20</ENT>
          </ROW>
          <ROW>
            <ENT I="01">713950</ENT>
            <ENT>Bowling Centers</ENT>
            <ENT>2,721</ENT>
            <ENT>59.54</ENT>
          </ROW>
          <ROW>
            <ENT I="01">713990</ENT>
            <ENT>All Other Amusement and Recreation Industries</ENT>
            <ENT>192</ENT>
            <ENT>52.86</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36434"/>
            <ENT I="01">722310</ENT>
            <ENT>Food Service Contractors</ENT>
            <ENT>19,247</ENT>
            <ENT>63.89</ENT>
          </ROW>
          <ROW>
            <ENT I="01">722320</ENT>
            <ENT>Caterers</ENT>
            <ENT>3,132</ENT>
            <ENT>71.09</ENT>
          </ROW>
          <ROW>
            <ENT I="01">812921</ENT>
            <ENT>Photofinishing Laboratories (except One-Hour)</ENT>
            <ENT>429</ENT>
            <ENT>72.40</ENT>
          </ROW>
          <ROW>
            <ENT I="01">812922</ENT>
            <ENT>One-Hour Photofinishing</ENT>
            <ENT>172</ENT>
            <ENT>56.80</ENT>
          </ROW>
          <ROW RUL="n,n,s">
            <ENT I="01">812990</ENT>
            <ENT>All Other Personal Services</ENT>
            <ENT>897</ENT>
            <ENT>57.74</ENT>
          </ROW>
          <ROW>
            <ENT I="02">Totals</ENT>
            <ENT/>
            <ENT>198,763</ENT>
            <ENT>81.63</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>OSHA, Office of Regulatory Analysis.</TNOTE>
        </GPOTABLE>
        <HD SOURCE="HD1">IV. OMB Review Under the Paperwork Reduction Act of 1995</HD>
        <P>This proposal would revise an existing collection of information as defined and covered by the Paperwork Reduction Act of 1995 and its implementing regulations. An ongoing information collection approved by OMB under the provisions of the Paperwork Reduction Act currently includes the type of information collected in this proposed regulation, as well as the manner in which employers collect the information. Accordingly, OMB approved the information collections associated with the requirements to maintain information on fatalities, injuries, and illnesses, and to report and submit this information to OSHA, under the Control Number 1218-0176. The current regulation at 29 CFR 1904.39 requires an employer to report to OSHA, within eight hours, all work-related fatalities and in-patient hospitalizations of three or more employees. The proposed rule would require employers to report to OSHA, within eight hours, all work-related fatalities and work-related in-patient hospitalizations (regardless of the number of employees involved), and, within 24 hours, all work-related amputations. The proposal also would update Appendix A to 29 CFR part 1904, subpart B, of its injury and illness recording and reporting regulations. Appendix A contains a list of industries that are partially exempt from maintaining records of occupational injuries and illnesses, generally due to their relatively low rates of occupational injury and illness. OSHA based the current list of industries on the Standard Industrial Classification (SIC) system. In 1997, the North American Industry Classification System (NAICS) was introduced to classify establishments by industry. The proposed rule would update Appendix A by replacing it with a list of industries based on NAICS and more recent injury and illness data.</P>
        <P>OSHA prepared and submitted a revised Information Collection Request (ICR) for this proposed regulation to OMB for review in accordance with 44 U.S.C. 3507(d). The Agency solicits comments on the proposed revised collection of information requirements and the estimated burden hours associated with these requirements, including comments on the following items:</P>
        <P>• Whether the proposed collection of information requirements are necessary for the proper performance of the Agency's functions, including whether the information is useful;</P>
        <P>• The accuracy of OSHA's estimate of the burden (time and cost) of the information collection requirements, including the validity of the methodology and assumptions used;</P>
        <P>• The quality, utility, and clarity of the information collected; and</P>
        <P>• Ways to minimize the compliance burden on employers, for example, by using automated or other technological means for collecting and transmitting information.</P>
        <P>As required by 5 CFR 1320.5(a)(1)(iv) and 1320.8(d)(2), the following paragraphs provide information about this ICR.</P>
        <P>1.<E T="03">Title:</E>29 CFR Part 1904 Recordkeeping and Reporting Occupational Injuries and Illnesses</P>
        <P>2.<E T="03">Number of respondents:</E>OSHA is proposing to revise the list of partially exempt industries in Appendix A of 29 CFR 1904, subpart B, using the North American Industry Classification System (NAICS). OSHA based the revised list in proposed Appendix A on DART rates compiled by the Bureau of Labor Statistics (BLS) for 2007, 2008, and 2009. The Agency still would require industries listed in proposed Appendix A to maintain records if requested to do so by BLS in connection with its Annual Survey (see 29 CFR 1904.42), or by OSHA in connection with its Data Initiative (see 29 CFR 1904.41). OSHA estimates that, as a result of the proposed revisions to the list of industries partially exempt from the regulation, 199,000 establishments with 5.3 million employees not previously required to record the information would need to do so, and that those establishments would record an estimated 173,000 injuries and illnesses per year. The total number of respondents is 1,665,374.</P>
        <P>2.<E T="03">Frequency of responses:</E>Annually; on occasion.</P>
        <P>3.<E T="03">Number of responses:</E>7,449,273.</P>
        <P>4.<E T="03">Average time per response:</E>Time per response varies from three minutes for making an entry on a confidential list of privacy-concern cases (see § 1904.29(b)(6)), to one hour to learn the requirements of the recordkeeping standard.</P>
        <P>5.<E T="03">Estimated total burden hours:</E>3,355,105 hours.</P>
        <P>6.<E T="03">Estimated costs (capital-operation and maintenance):</E>There are no capital costs for the proposed collection of information requirements.</P>

        <P>Members of the public may comment on the paperwork requirements in this proposed regulation by sending their written comments to the Office of Information and Regulatory Affairs, Attn: OMB Desk Officer for the Department of Labor, OSHA (Regulation Identifier Number (RIN) 1218-AC50), Office of Management and Budget, Room 10235, Washington, DC 20503; telephone: 202-395-6929; fax: 202-395-6881 (these are not toll-free numbers); e-mail:<E T="03">OIRA_submission@omb.eop.gov.</E>OSHA encourages commenters also to submit their comments on these paperwork requirements to the rulemaking docket along with their comments on other parts of the proposed regulation. For instructions on submitting these comments to the docket, see the sections of this<E T="04">Federal Register</E>notice titled<E T="02">DATES</E>and<E T="02">ADDRESSES</E>” Comments submitted in response to this notice are public records; therefore, OSHA cautions commenters about submitting personal information such as Social Security numbers and dates of birth. To<PRTPAGE P="36435"/>access the docket to read or download comments and other materials related to this paperwork determination, including the complete information collection request (ICR), use the procedures described under the section of this notice titled<E T="02">ADDRESSES</E>. You may obtain an electronic copy of the complete ICR by visiting the Web site at<E T="03">http://www.reginfo.gov/public/do/PRAMain,</E>then scroll under “Currently Under Review” to “Department of Labor (DOL)” to view all of the DOL's ICRs, including those ICRs submitted for proposed rulemakings. To make inquiries, or to request other information, contact Mr. Todd Owen, Directorate of Standards and Guidance, OSHA, Room N-3609, U.S. Department of Labor, 200 Constitution Avenue, NW., Washington, DC 20210; telephone (202) 693-2222. OSHA notes that a Federal agency cannot (1) conduct or sponsor a collection of information unless OMB approves it under the PRA and displays a currently valid OMB control number, and (2) require a party to respond to a collection of information unless the collection of information displays a currently valid OMB control number. Also, notwithstanding any other provision of law, no party shall be subject to penalty for failing to comply with a collection of information if the collection of information does not display a currently valid OMB control number. OSHA will publish a notice of OMB's action when it publishes the final regulation.</P>
        <HD SOURCE="HD1">V. Unfunded Mandates</HD>

        <P>For purposes of the Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1501<E T="03">et seq.</E>), as well as Executive Order 12875, this proposed rule does not include any Federal mandate that may result in increased expenditures by state, local, and Tribal governments, or increased expenditures by the private sector of more than $100 million.</P>
        <HD SOURCE="HD1">VI. Federalism</HD>
        <P>The proposed rule has been reviewed in accordance with Executive Oder 13132 (52 FR 41685), regarding federalism. Because this rulemaking involves a “regulation” issued under Sections 8 and 24 of the OSH Act, and is not an “occupational safety and health standard” issued under Section 6 of the OSH Act, the rule will not preempt state law (29 U.S.C. 667(a)). The effect of the proposed rule on states is discussed in section VIII. State Plan States.</P>
        <HD SOURCE="HD1">VII. State Plan States</HD>
        <P>Consistent with Section 18 of the OSH Act (29 U.S.C. 667) and the requirements of 29 CFR 1904.37 and 1952.4, within 6 months after publication of the final OSHA rule, state-plan states must promulgate occupational injury and illness recording and reporting requirements that are the same as the Federal requirements for determining which injuries and illnesses will be entered into the records and how they are entered. All other injury and illness recording and reporting requirements that are promulgated by state-plan states may be more stringent than, or supplemental to, the Federal requirements, but, because of the unique nature of the national recordkeeping program, states must consult with OSHA and obtain approval of such additional or more stringent reporting and recording requirements to ensure that they will not interfere with uniform reporting objectives.</P>
        <P>There are 27 state plan states and territories. The states and territories that cover private sector employers are: Alaska, Arizona, California, Hawaii, Indiana, Iowa, Kentucky, Maryland, Michigan, Minnesota, Nevada, New Mexico, North Carolina, Oregon, Puerto Rico, South Carolina, Tennessee, Utah, Vermont, Virginia, Washington, and Wyoming. Connecticut, Illinois, New Jersey, New York, and the Virgin Islands have OSHA approved state plans that apply to state and local government employees only.</P>
        <HD SOURCE="HD1">VIII. Public Participation</HD>
        <P>This rulemaking is governed by the notice and comments requirements in the Administrative Procedure Act (APA)(5 U.S.C. 553) rather than section 6 of the OSH Act (29 U.S.C. 655) and 29 CFR Part 1911, which only apply to “promulgating, modifying or revoking occupational safety and health standards” (29 CFR part 1911). For example, section 6(b)(3) of the OSH Act and 29 CFR 1911.11 state that the requirement to hold an informal public hearing on a proposed rule only applies to rulemakings on occupational safety and health standards, not to those dealing with regulations.</P>
        <P>Section 553(b)(1) of the APA requires the agency to specify the type of rule involved, the time during which the agency will receive comments on the proposal, and the instructions regarding the procedures for submitting comments. The APA does not specify a minimum period for submitting comments.</P>
        <HD SOURCE="HD2">Public Submissions</HD>
        <P>OSHA invites comment on all aspects of the proposed rule. OSHA specifically encourages comment on the questions raised in the issues and potential alternatives sections of this preamble. Interested persons must submit comments by September 20, 2011 The Agency will carefully review and evaluate all comments, information, and data, as well as all other information in the rulemaking record, to determine how to proceed.</P>

        <P>You may submit comments in response to this document (1) electronically at<E T="03">http://www.regulations.gov,</E>which is the Federal e-rulemaking portal; (2) by fax; or (3) by hard copy. All submissions must identify the Agency name and the OSHA docket number (Docket No. OSHA-2010-0019) or RIN (RIN No. 1218-AC50) for this rulemaking. You may supplement electronic submissions by uploading document files electronically. If, instead, you wish to mail additional materials in reference to an electronic or fax submission, you must submit three copies to the OSHA docket office (see<E T="02">ADDRESSES</E>section). The additional materials must clearly identify your electronic comments by name, date, and docket number, so OSHA can attach them to your comments.</P>
        <P>Because of security-related procedures, the use of regular mail may cause a significant delay in the receipt of submissions. For information about security procedures concerning the delivery of materials by hand, express delivery, messenger or courier service, please contact the OSHA docket office at (202) 693-2350 (TTY (877) 889-5627).</P>
        <HD SOURCE="HD2">Access to Docket</HD>
        <P>Comments in response to this<E T="04">Federal Register</E>notice are posted at<E T="03">http://www.regulations.gov,</E>the Federal e-rulemaking portal. Therefore, OSHA cautions individuals about submitting personal information such as social security numbers and birthdates. Although submissions are listed in the<E T="03">http://www.regulations.gov</E>index, some information (<E T="03">e.g.,</E>copyrighted material) is not publicly available to read or download through that Web site. All comments and exhibits, including copyrighted material, are available for inspection and copying at the OSHA docket office. Information on using<E T="03">http://www.regulations.gov</E>to submit comments and access dockets is available on that Web site. Contact the OSHA docket office for information about materials not available through the Web site and for assistance in using the Internet to locate docket submissions.</P>
        <P>Electronic copies of this<E T="04">Federal Register</E>document are available at<PRTPAGE P="36436"/>
          <E T="03">http://www.regulations.gov.</E>This document, as well as news releases and other relevant information, also are available at OSHA's Web page at<E T="03">http://www.osha.gov.</E>For specific information about OSHA's Recordkeeping rule, go the Recordkeeping page on OSHA's Web page.</P>
        <HD SOURCE="HD1">IX. Authority and Signature</HD>
        <P>This document was prepared under the direction of Dr. David Michaels, Assistant Secretary for Occupational Safety and Health. It is issued under Sections 8 and 24 of the Occupational Safety and Health Act (29 U.S.C. 657, 673), 5 U.S.C. 553, and Secretary of Labor's Order 4-2010 (75 FR 55355, 9/10/2010)</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 29 CFR Part 1904</HD>
          <P>Health statistics, Occupational safety and health, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Signed at Washington, DC on June 15, 2011.</DATED>
          <NAME>David Michaels,</NAME>
          <TITLE>Assistant Secretary of Labor for Occupational Safety and Health.</TITLE>
        </SIG>
        <HD SOURCE="HD1">X. Proposed Rule</HD>
        <P>Part 1904 of Title 29 of the Code of Federal Regulations is hereby proposed to be amended as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 1904—[AMENDED]</HD>
          <P>1. The authority citation for part 1904 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>29 U.S.C. 657, 658, 660, 666, 669, 673, Secretary of Labor's Order No. 3-2000 (65 FR 50017), and 5 U.S.C. 533.</P>
          </AUTH>
          
          <P>2. Amend § 1904.2 as follows:</P>
          <P>A. Revise paragraph (a)(1).</P>
          <P>B. Remove paragraph (b)(1).</P>
          <P>C. Redesignate paragraphs (b)(2) and (b)(3) as (b)(1) and (b)(2).</P>
          <P>D. Revise newly designated paragraphs (b)(1) and (b)(2).</P>
          <P>The revisions read as follows:</P>
          <SECTION>
            <SECTNO>§ 1904.2</SECTNO>
            <SUBJECT>Partial exemption for establishments in certain industries.</SUBJECT>
            <P>(a) * * *</P>
            <P>(1) If your business establishment is classified in a specific industry subsector listed in Appendix A to this Subpart B, you do not need to keep OSHA injury and illness records unless the government asks you to keep the records under § 1904.41 or § 1904.42. However, all employers must report to OSHA any workplace incident that results in a fatality, an amputation, or the in-patient hospitalization of an employee (see § 1904.39).</P>
            <STARS/>
            <P>(b) * * *</P>
            <P>(1)<E T="03">Is the partial industry classification exemption based on the industry classification of my entire company or on the classification of individual business establishments operated by my company</E>? The partial industry classification exemption applies to individual business establishments. If a company has several business establishments engaged in different classes of business activities, some of the company's establishments may be required to keep records, while others may be exempt.</P>
            <P>(2)<E T="03">How do I determine the correct NAICS code for my business?</E>The NAICS was designed and documented in such a way to allow business establishments to self-code. There are a number of tools and references available to help you to determine the most appropriate NAICS code for your business from the U.S. Census Bureau at<E T="03">http://www.census.gov.</E>You may contact your nearest OSHA office or state agency for help in determining your NAICS code.</P>
            <STARS/>
            <P>3. Revise Appendix A to subpart B of part 1904 to read as follows:</P>
            <HD SOURCE="HD1">Appendix A to Subpart B of Part 1904 (Non-Mandatory)—Partially Exempt Industries</HD>
            <EXTRACT>
              <P>Employers are not required to keep OSHA injury and illness records for any establishment classified in the following North American Industry Classification System (NAICS) codes, unless they are asked in writing to do so by OSHA, the Bureau of Labor Statistics (BLS), or a state agency operating under the authority of OSHA or the BLS. All employers, including those partially exempted by reason of company size or industry classification, must report to OSHA any workplace incident that results in a fatality, in-patient hospitalization, or amputation (see § 1904.39).</P>
              <GPOTABLE CDEF="s50,r200" COLS="2" OPTS="L2,i1">
                <TTITLE/>
                <BOXHD>
                  <CHED H="1">NAICS<LI>Code</LI>
                  </CHED>
                  <CHED H="1">Industry</CHED>
                </BOXHD>
                <ROW>
                  <ENT I="01">4412</ENT>
                  <ENT>Other Motor Vehicle Dealers.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4431</ENT>
                  <ENT>Electronics and Appliance Stores.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4461</ENT>
                  <ENT>Health and Personal Care Stores.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4471</ENT>
                  <ENT>Gasoline Stations.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4481</ENT>
                  <ENT>Clothing Stores.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4482</ENT>
                  <ENT>Shoe Stores.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4483</ENT>
                  <ENT>Jewelry, Luggage, and Leather Goods Stores.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4511</ENT>
                  <ENT>Sporting Goods, Hobby, and Musical Instrument Stores.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4512</ENT>
                  <ENT>Book, Periodical, and Music Stores.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4531</ENT>
                  <ENT>Florists.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4532</ENT>
                  <ENT>Office Supplies, Stationery, and Gift Stores.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4812</ENT>
                  <ENT>Nonscheduled Air Transportation.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4861</ENT>
                  <ENT>Pipeline Transportation of Crude Oil.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4862</ENT>
                  <ENT>Pipeline Transportation of Natural Gas.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4869</ENT>
                  <ENT>Other Pipeline Transportation.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4879</ENT>
                  <ENT>Scenic and Sightseeing Transportation, Other.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">4885</ENT>
                  <ENT>Freight Transportation Arrangement.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5111</ENT>
                  <ENT>Newspaper, Periodical, Book, and Directory Publishers.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5112</ENT>
                  <ENT>Software Publishers.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5121</ENT>
                  <ENT>Motion Picture and Video Industries.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5122</ENT>
                  <ENT>Sound Recording Industries.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5151</ENT>
                  <ENT>Radio and Television Broadcasting.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5172</ENT>
                  <ENT>Wireless Telecommunications Carriers (except Satellite).</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5173</ENT>
                  <ENT>Telecommunications Resellers.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5179</ENT>
                  <ENT>Other Telecommunications.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5181</ENT>
                  <ENT>Internet Service Providers and Web Search Portals.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5182</ENT>
                  <ENT>Data Processing, Hosting, and Related Services.</ENT>
                </ROW>
                <ROW>
                  <PRTPAGE P="36437"/>
                  <ENT I="01">5191</ENT>
                  <ENT>Other Information Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5211</ENT>
                  <ENT>Monetary Authorities—Central Bank.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5221</ENT>
                  <ENT>Depository Credit Intermediation.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5222</ENT>
                  <ENT>Nondepository Credit Intermediation.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5223</ENT>
                  <ENT>Activities Related to Credit Intermediation.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5231</ENT>
                  <ENT>Securities and Commodity Contracts Intermediation and Brokerage.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5232</ENT>
                  <ENT>Securities and Commodity Exchanges.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5239</ENT>
                  <ENT>Other Financial Investment Activities.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5241</ENT>
                  <ENT>Insurance Carriers.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5242</ENT>
                  <ENT>Agencies, Brokerages, and Other Insurance Related Activities.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5251</ENT>
                  <ENT>Insurance and Employee Benefit Funds.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5259</ENT>
                  <ENT>Other Investment Pools and Funds.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5312</ENT>
                  <ENT>Offices of Real Estate Agents and Brokers.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5331</ENT>
                  <ENT>Lessors of Nonfinancial Intangible Assets (except Copyrighted Works).</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5411</ENT>
                  <ENT>Legal Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5412</ENT>
                  <ENT>Accounting, Tax Preparation, Bookkeeping, and Payroll Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5413</ENT>
                  <ENT>Architectural, Engineering, and Related Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5414</ENT>
                  <ENT>Specialized Design Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5415</ENT>
                  <ENT>Computer Systems Design and Related Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5416</ENT>
                  <ENT>Management, Scientific, and Technical Consulting Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5417</ENT>
                  <ENT>Scientific Research and Development Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5418</ENT>
                  <ENT>Advertising and Related Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5511</ENT>
                  <ENT>Management of Companies and Enterprises.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5611</ENT>
                  <ENT>Office Administrative Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5614</ENT>
                  <ENT>Business Support Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5615</ENT>
                  <ENT>Travel Arrangement and Reservation Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">5616</ENT>
                  <ENT>Investigation and Security Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6111</ENT>
                  <ENT>Elementary and Secondary Schools.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6112</ENT>
                  <ENT>Junior Colleges.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6113</ENT>
                  <ENT>Colleges, Universities, and Professional Schools.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6114</ENT>
                  <ENT>Business Schools and Computer and Management Training.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6115</ENT>
                  <ENT>Technical and Trade Schools.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6116</ENT>
                  <ENT>Other Schools and Instruction.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6117</ENT>
                  <ENT>Educational Support Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6211</ENT>
                  <ENT>Offices of Physicians.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6212</ENT>
                  <ENT>Offices of Dentists.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6213</ENT>
                  <ENT>Offices of Other Health Practitioners.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6214</ENT>
                  <ENT>Outpatient Care Centers.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6215</ENT>
                  <ENT>Medical and Diagnostic Laboratories.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">6244</ENT>
                  <ENT>Child Day Care Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">7114</ENT>
                  <ENT>Agents and Managers for Artists, Athletes, Entertainers, and Other Public Figures.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">7115</ENT>
                  <ENT>Independent Artists, Writers, and Performers.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">7213</ENT>
                  <ENT>Rooming and Boarding Houses.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">7221</ENT>
                  <ENT>Full-Service Restaurants.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">7222</ENT>
                  <ENT>Limited-Service Eating Places.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">7224</ENT>
                  <ENT>Drinking Places (Alcoholic Beverages).</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">8112</ENT>
                  <ENT>Electronic and Precision Equipment Repair and Maintenance.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">8114</ENT>
                  <ENT>Personal and Household Goods Repair and Maintenance.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">8121</ENT>
                  <ENT>Personal Care Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">8122</ENT>
                  <ENT>Death Care Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">8131</ENT>
                  <ENT>Religious Organizations.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">8132</ENT>
                  <ENT>Grantmaking and Giving Services.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">8133</ENT>
                  <ENT>Social Advocacy Organizations.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">8134</ENT>
                  <ENT>Civic and Social Organizations.</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">8139</ENT>
                  <ENT>Business, Professional, Labor, Political, and Similar Organizations.</ENT>
                </ROW>
              </GPOTABLE>
              <STARS/>
            </EXTRACT>
            <P>4. Amend § 1904.39 as follows:</P>
            <P>A. Revise paragraphs (a), (b)(1), (b)(2), (b)(3), (b)(4), (b)(6), and (b)(7).</P>
            <P>B. Add paragraph (b)(8).</P>
            <P>The revisions and addition should read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 1904.39</SECTNO>
            <SUBJECT>Reporting fatalities and multiple hospitalization incidents to OSHA.</SUBJECT>
            <P>(a)<E T="03">Basic Requirement.</E>Within eight (8) hours after the death of any employee from a work-related incident, within eight (8) hours after the in-patient hospitalization of any employee as a result of a work-related incident, and within twenty-four (24) hours after an amputation suffered by an employee as a result of a work-related incident, you must orally report the incident by telephone or in person to the nearest Area Office of the Occupational Safety and Health Administration (OSHA), U.S. Department of Labor. You may also use the OSHA toll-free central telephone number, 1-800-321-OSHA (1-800-321-6742).</P>
            <P>(b) * * *</P>
            <P>(1)<E T="03">If the Area Office is closed, may I report the incident by leaving a message on OSHA's answering machine, faxing the area office, or sending an e-mail?</E>No, if you can't talk to a person at the Area Office, you must report the fatality, in-patient hospitalization, or<PRTPAGE P="36438"/>amputation incident using the 800 number.</P>
            <P>(2)<E T="03">What information do I need to give to OSHA about the incident?</E>You must give OSHA the following information for each fatality, in-patient hospitalization, or amputation incident:</P>
            <P>(i) The establishment name;</P>
            <P>(ii) The location of the incident;</P>
            <P>(iii) The time of the incident;</P>
            <P>(iv) The number of fatalities or hospitalized employees or amputations;</P>
            <P>(v) The names of any injured employees;</P>
            <P>(vi) Your contact person and his or her phone number; and</P>
            <P>(vii) A brief description of the incident.</P>
            <P>(3)<E T="03">Do I have to report every fatality or in-patient hospitalization or amputation incident resulting from a motor vehicle accident?</E>No, you do not have to report all of these incidents. If the motor vehicle accident occurs on a public street or highway, and does not occur in a construction work zone, you do not have to report the incident to OSHA. However, these injuries must be recorded on your OSHA injury and illness records, if you are required to keep such records.</P>
            <P>(4)<E T="03">Do I have to report a fatality or in-patient hospitalization or amputation incident that occurs on a commercial or public transportation system?</E>No, you do not have to call OSHA to report a fatality or hospitalization or amputation incident if it involves a commercial airplane, train, subway, or bus accident. However, these injuries must be recorded on your OSHA injury and illness records, if you are required to keep such records.</P>
            <P>* * *</P>
            <P>(6)<E T="03">Do I have to report a fatality or in-patient hospitalization or amputation that occurs long after the incident</E>? No, you must only report each fatality or in-patient hospitalization or amputation that occurs within thirty (30) days of an incident.</P>
            <P>(7)<E T="03">What if I don't learn about an incident right away?</E>If you do not learn of a reportable incident at the time it occurs and the incident would otherwise be reportable under paragraphs (a) and (b) of this section, you must make the report within eight (8) hours (for a fatality or an in-patient hospitalization) or twenty four (24) hours (for an amputation) of the time the incident is reported to you or to any of your agent(s) or employee(s).</P>
            <P>(8)<E T="03">What types of injuries are counted as amputations?</E>For purposes of classifying occupational injuries and illnesses, amputations are defined by the Bureau of Labor Statistics in their Occupational Injury and Illness Classification Manual. An amputation is the traumatic loss of a limb or other external body part, including a fingertip. In order for an injury to be classified as an amputation, bone must be lost. Amputations include loss of a body part due to a traumatic incident, a gunshot wound, and medical amputations due to irreparable traumatic injuries. Amputations exclude traumatic injuries without bone loss and exclude enucleation (eye removal).</P>
          </SECTION>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15277 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4510-26-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Parts 100 and 165</CFR>
        <DEPDOC>[Docket No. USCG-2008-0384]</DEPDOC>
        <RIN>RIN 1625-AA00; 1625-AA08; 1625-AA87</RIN>
        <SUBJECT>Special Local Regulations; Safety and Security Zones; Recurring Events in Captain of the Port Long Island Sound Zone</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard proposes to remove, add, and consolidate special local regulations and establish permanent safety zones for annual recurring marine events as well as establish a permanent security zone in the Coast Guard Sector Long Island Sound Captain of the Port (COTP) Zone. When these special local regulations or safety zones are activated and subject to enforcement, this rule would restrict vessels from portions of water areas during these annual recurring events. The revised special local regulations and safety zones would expedite public notification of events, and ensure the protection of the maritime public and event participants from the hazards associated with these annual recurring events.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments and related material must be received by the Coast Guard on or before July 22, 2011.</P>
          <P>Requests for public meetings must be received by the Coast Guard on or before June 29, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments identified by docket number USCG-2008-0384 using any one of the following methods:</P>
          <P>(1)<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
          </P>
          <P>(2)<E T="03">Fax:</E>202-493-2251.</P>
          <P>(3)<E T="03">Mail:</E>Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590-0001.</P>
          <P>(4)<E T="03">Hand delivery:</E>Same as mail address above, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The telephone number is 202-366-9329.</P>

          <P>To avoid duplication, please use only one of these four methods. See the “Public Participation and Request for Comments” portion of the<E T="02">SUPPLEMENTARY INFORMATION</E>section below for instructions on submitting comments.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this proposed rule, call or e-mail Petty Officer Joseph Graun, Waterways Management Division at Coast Guard Sector Long Island Sound, telephone 203-468-4544, e-mail<E T="03">joseph.l.graun@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Public Participation and Request for Comments</HD>

        <P>We encourage you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted without change to<E T="03">http://www.regulations.gov</E>and will include any personal information you have provided.</P>
        <HD SOURCE="HD1">Submitting Comments</HD>

        <P>If you submit a comment, please include the docket number for this rulemaking (USCG-2008-0384), indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You may submit your comments and material online (via<E T="03">http://www.regulations.gov</E>) or by fax, mail, or hand delivery, but please use only one of these means. If you submit a comment online via<E T="03">http://www.regulations.gov,</E>it will be considered received by the Coast Guard when you successfully transmit the comment. If you fax, hand deliver, or mail your comment, it will be considered as having been received by the Coast Guard when it is received at the Docket Management Facility. We recommend that you include your name and a mailing address, an e-mail address, or a telephone number in the body of your document so that we can contact you if we have questions regarding your submission.<PRTPAGE P="36439"/>
        </P>
        <P>To submit your comment online, go to<E T="03">http://www.regulations.gov,</E>click on the “submit a comment” box, which will then become highlighted in blue. In the “Document Type” drop down menu select “Proposed Rule” and insert “USCG-2008-0384” in the “Keyword” box. Click “Search” then click on the balloon shape in the “Actions” column. If you submit your comments by mail or hand delivery, submit them in an unbound format, no larger than 8<FR>1/2</FR>by 11 inches, suitable for copying and electronic filing. If you submit comments by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during the comment period and may change the rule based on your comments.</P>
        <HD SOURCE="HD1">Viewing Comments and Documents</HD>

        <P>To view comments, as well as documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>click on the “read comments” box, which will then become highlighted in blue. In the “Keyword” box insert “USCG-2008-0384” and click “Search.” Click the “Open Docket Folder” in the “Actions” column. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. We have an agreement with the Department of Transportation to use the Docket Management Facility.</P>
        <HD SOURCE="HD1">Privacy Act</HD>

        <P>Anyone can search the electronic form of comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union,<E T="03">etc.</E>). You may review a Privacy Act notice regarding our public dockets in the January 17, 2008, issue of the<E T="04">Federal Register</E>(73 FR 3316).</P>
        <HD SOURCE="HD1">Public Meeting</HD>

        <P>We do not now plan to hold a public meeting. But you may submit a request for one using one of the four methods specified under<E T="02">ADDRESSES</E>. Please explain why you believe a public meeting would be beneficial. If we determine that one would aid this rulemaking, we will hold one at a time and place announced by a later notice in the<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">Basis and Purpose</HD>
        <P>The legal basis for the proposed rule is 33 U.S.C. 1231, 1233; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6 and 160.5; Public Law 107-295, 116 Stat. 2064; and Department of Homeland Security Delegation No. 0170.1, which collectively authorize the Coast Guard to define regulatory safety zones, security zones and special local regulations.</P>
        <P>This regulation carries out three related actions: (1) Establishing necessary safety zones and special local regulations, (2) establishing one necessary security zone, and (3) updating and reorganizing existing regulations for ease of use and reduction of administrative overhead.</P>
        <HD SOURCE="HD1">Discussion of Proposed Rule</HD>
        <P>The Coast Guard proposes to revise sections 33 CFR 165.151 and 165.154; add section 100.100. The proposed changes will remove 37 regulated areas, establish 32 new safety zones, three special local regulations, and one security zone, and consolidate and simplify these regulations. By establishing a permanent regulation containing these events, the Coast Guard will eliminate the need to establish temporary rules for events that occur on an annual basis. This provides opportunity for the public to comment while limiting the unnecessary burden of continually establishing temporary rules every year.</P>
        <HD SOURCE="HD2">(1) Establishing new safety zones and special local regulations</HD>
        <P>This rule proposes to establish 32 new safety zones under 33 CFR 165.151 and three special local regulations under 33 CFR; these events are listed below in the text of the regulation. As large numbers of spectator vessels are expected to congregate around the location of these events, the regulated areas are needed to protect both spectators and participants from the safety hazards created by the event. During the enforcement period of the regulated areas, persons and vessels would be prohibited from entering, transiting through, remaining, anchoring or mooring within the zone unless specifically authorized by the COTP or the designated representative. The Coast Guard may be assisted by other Federal, State and local agencies in the enforcement of these regulated areas.</P>

        <P>Certain safety zones and special local regulations are listed without known dates or times. Coast Guard Sector Long Island Sound will cause notice of the enforcement of these safety zones to be made by all appropriate means to affect the widest publicity among the effected segments of the public, including publication in the<E T="04">Federal Register</E>as a Notice of Enforcement, Local Notice to Mariners and Broadcast Notice to Mariners.</P>
        <HD SOURCE="HD2">(2) Establishing a New Security Zone</HD>
        <P>This rule proposes to establish a security zone in the vicinity of the Coast Guard Academy in New London, CT. This security zone would encompass all navigable waters of the Thames River within a 500-yard radius of Jacobs Rock, located at approximate position 41°22.36′N, 072°05.66′W. The security zone will not encompass the navigable channel in the Thames River, so commercial traffic would be able to pass unimpeded. This security zone would be enforced during visits by government officials and at times of heighted security threats. Entry into this zone would be prohibited unless authorized by the COTP, Long Island Sound. The COTP will notify the maritime community of periods during which this security zone will be enforced via Notice of Enforcement, Local Notice to Mariners and Marine Safety Information Radio Broadcasts.</P>
        <HD SOURCE="HD2">(3) Updating and Reorganizing Existing Regulations</HD>
        <P>We have identified ten regulated areas in 33 CFR 100.114 and eight regulated areas in 33 CFR 165.151 as unnecessary. One exception is event 7.1 in Table 1, American legion Post 83 Fireworks; this event still occurs annually, however it is also regulated under 33 CFR 165.151(a)(19). These regulations are redundant in that they both protect waterway users during the event. This rule proposes to remove the event from 33 CFR 100.114(7.1) because it is unnecessarily duplicative.</P>
        <P>In addition to removing obsolete regulations, this rule proposes to reorganize and consolidate existing Sector Long Island Sound COTP Zone marine event regulations under 33 CFR 165.151 and non-marine event safety and security zones under 33 CFR 165.154. This action will eliminate the burden and confusion caused by the current configuration of numerous individual regulations spread across two CFR parts.</P>
        <HD SOURCE="HD2">(4) Miscellaneous</HD>

        <P>The regulated area established under 33 CFR 165.155 (Northville Industries Offshore Platform, Riverhead, Long Island, New York-Safety Zone) is no longer in use. The Coast Guard discussed this regulation at length with the current Terminal Manager of the offshore platform. The Terminal Manger<PRTPAGE P="36440"/>indicated the regulation was written when the platform had a different owner and since the current owner acquired the platform in 1992 no liquefied petroleum gas (LPG) transfers have been conducted and there are no future plans to conduct LPG transfers. The terminal manager has no objection to this regulation being removed. We therefore propose to remove 33 CFR 165.155.</P>
        <P>Additionally, in updating 33 CFR 165.154, two areas currently designated as “Safety and Security Zones” in the current 33 CFR 165.154 would be re-designated simply as security zones. Changing these zones exclusively to security zones is necessary to accurately reflect their intended purpose: to protect the facility and vessels from persons or objects that could cause them harm. Dropping the word safety does not change the size, shape or effectiveness of the zone. What does change is the legal authority behind the regulation. This update is necessary to clarify the intent of and authorities used to enforce these regulations.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this proposed rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Regulatory Planning and Review</HD>
        <P>This proposed rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order.</P>
        <P>We expect the economic impact of this proposed rule to be minimal. Although this regulation may have some impact on the public, the potential impact will be minimized for the following reasons:</P>
        <P>The Coast Guard has previously promulgated safety zones or special local regulations, in accordance with 33 CFR Parts 100 and 165, for all event areas contained within this proposed regulation and has not received notice of any negative impact caused by any of the safety zones or special local regulations. By establishing a permanent regulation containing all of these events, the Coast Guard will eliminate the need to establish individual temporary rules for each separate event that occurs on an annual basis, thereby limiting the costs of cumulative regulations.</P>

        <P>Vessels will only be restricted from safety zones and special local regulation areas for a short duration of time. Vessels may transit in portions of the affected waterway except for those areas covered by the proposed regulated areas. Notifications of exact dates and times of the enforcement period will be made to the local maritime community through the Local Notice to Mariners and Broadcast Notice to Mariners or through a Notice of Enforcement in the<E T="04">Federal Register</E>. No new or additional restrictions would be imposed on vessel traffic.</P>
        <HD SOURCE="HD1">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this proposed rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this proposed rule would not have a significant economic impact on a substantial number of small entities.</P>
        <P>This proposed rule would affect the following entities, some of which might be small entities: the owners or operators of vessels intending to transit or anchor in the designated regulated area during the enforcement periods.</P>
        <P>The regulated areas will not have a significant economic impact on a substantial number of small entities for the following reasons: The regulated areas will be of limited size and of short duration; vessels that can safely do so may navigate in all other portions of the waterways except for the areas designated as regulated areas; these regulated areas have been promulgated in the past with no public comments submitted. Additionally, before the effective period, the Coast Guard will issue notice of the time and location of each regulated area through a Local Notice to Mariners and Broadcast Notice to Mariners.</P>

        <P>If you think that your business, organization, or governmental jurisdiction qualifies as a small entity and that this rule would have a significant economic impact on it, please submit a comment (see<E T="02">ADDRESSES</E>) explaining why you think it qualifies and how and to what degree this rule would economically affect it.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this proposed rule so that they can better evaluate its effects on them and participate in the rulemaking. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact Petty Officer Joseph Graun, Waterways Management Division at Coast Guard Sector Long Island Sound, telephone 203-468-4544, e-mail<E T="03">joseph.l.graun@uscg.mil.</E>The Coast Guard will not retaliate against small entities that question or complain about this proposed rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Collection of Information</HD>
        <P>This proposed rule would call for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520.).</P>
        <HD SOURCE="HD1">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this proposed rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or Tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this proposed rule would not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD1">Taking of Private Property</HD>
        <P>This proposed rule would not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD1">Civil Justice Reform</HD>

        <P>This proposed rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice<PRTPAGE P="36441"/>Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD1">Protection of Children</HD>
        <P>We have analyzed this proposed rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and would not create an environmental risk to health or risk to safety that might disproportionately affect children.</P>
        <HD SOURCE="HD1">Indian Tribal Governments</HD>
        <P>This proposed rule does not have Tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it would not have a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.</P>
        <HD SOURCE="HD1">Energy Effects</HD>
        <P>We have analyzed this proposed rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD1">Technical Standards</HD>

        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (<E T="03">e.g.,</E>specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This proposed rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD1">Environment</HD>
        <P>We have analyzed this proposed rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA)(42 U.S.C. 4321-4370f), and have made a preliminary determination that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment.</P>

        <P>A preliminary environmental analysis checklist supporting this determination is available in the docket where indicated under<E T="02">ADDRESSES</E>. This proposed rule involves the establishment of a security zone and water activities including fireworks displays, swim events, and other marine events. This rule may be categorically excluded, under figure 2-1, paragraphs (1) and (34) (g) &amp; (h) of the instruction. We seek any comments or information that may lead to the discovery of a significant environmental impact from this proposed rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>33 CFR Part 100</CFR>
          <P>Marine safety, Navigation (water), Reporting and recording requirements, Waterways.</P>
          <CFR>33 CFR Part 165</CFR>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        <P>For the reasons discussed in the preamble, the Coast Guard proposes to amend 33 CFR parts 100 and 165 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 100—SAFETY OF LIFE ON NAVIGABLE WATERS</HD>
          <P>1. The authority citation for part 100 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1233.</P>
          </AUTH>
          
          <P>2. Add a new § 100.100 to read as follows:</P>
          <SECTION>
            <SECTNO>§ 100.100</SECTNO>
            <SUBJECT>Special Local Regulations; Regattas and Boat Races in the Coast Guard Sector Long Island Sound Captain of the Port Zone.</SUBJECT>

            <P>The following regulations apply to the marine events listed in the TABLE to § 100.100. These regulations will be enforced for the duration of each event, on or about the dates indicated. Annual notice of the exact dates and times of the effective period of the regulations with respect to each event, the geographical area, and details concerning the nature of the event and the number of participants and type(s) of vessels involved will be published in a Local Notices to Mariners and broadcast over VHF. First Coast Guard District Local Notice to Mariners can be found at:<E T="03">http://www.navcen.uscg.gov/.</E>
            </P>
            <P>Although listed in the Code of Federal Regulations, sponsors of events listed in TABLE to § 100.100 are still required to submit marine event applications in accordance with 33 CFR 100.15.</P>
            <P>(a) Definitions. The following definitions apply to this section:</P>
            <P>(1) Designated Representative. A “designated representative” is any Coast Guard commissioned, warrant or petty officer of the U.S. Coast Guard who has been designated by the Captain of the Port, Sector Long Island Sound (COTP), to act on his or her behalf. The designated representative may be on an official patrol vessel or may be on shore and will communicate with vessels via VHF-FM radio or loudhailer. In addition, members of the Coast Guard Auxiliary may be present to inform vessel operators of this regulation.</P>
            <P>(2) Official Patrol Vessels. Official patrol vessels may consist of any Coast Guard, Coast Guard Auxiliary, state, or local law enforcement vessels assigned or approved by the COTP.</P>
            <P>(3) Spectators. All persons and vessels not registered with the event sponsor as participants or official patrol vessels.</P>
            <P>(b) Vessel operators desiring to enter or operate within the regulated areas shall contact the COTP or the designated representative via VHF channel 16.</P>
            <P>(c) Vessels may not transit the regulated areas without the COTP or designated representative approval. Vessels permitted to transit must operate at a no wake speed, in a manner which will not endanger participants or other crafts in the event.</P>
            <P>(d) Spectators or other vessels shall not anchor, block, loiter, or impede the transit of event participants or official patrol vessels in the regulated areas during the effective dates and times, or dates and times as modified through the Local Notice to Mariners, unless authorized by COTP or designated representative.</P>

            <P>(e) The COTP or designated representative may control the movement of all vessels in the regulated area. When hailed or signaled by an official patrol vessel, a vessel shall come to an immediate stop and comply with the lawful directions issued. Failure to comply with a lawful direction may result in expulsion from the area, citation for failure to comply, or both.<PRTPAGE P="36442"/>
            </P>
            <P>(f) The COTP or designated representative may delay or terminate any marine event in this subpart at any time it is deemed necessary to ensure the safety of life or property.</P>
            <P>(g) For all power boat races listed, vessels not participating in this event, swimmers, and personal watercraft of any nature are prohibited from entering or moving within the regulated area unless authorized by the COTP or designated representative. Vessels within the regulated area must be at anchor within a designated spectator area or moored to a waterfront facility in a way that will not interfere with the progress of the event.</P>
            <GPOTABLE CDEF="s100,r200" COLS="2" OPTS="L2,p1,8/9,i1">
              <TTITLE>Table to § 100.100</TTITLE>
              <BOXHD>
                <CHED H="1"/>
                <CHED H="1"/>
              </BOXHD>
              <ROW>
                <ENT I="01">1.1Harvard-Yale Regatta, Thames River, New London, CT</ENT>
                <ENT>• Event type: Boat Race.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Date: May or June.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: All waters of the Thames River at New London, Connecticut, from the Penn Central Draw Bridge to Bartlett Cove.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Additional stipulations: Spectator vessels must be at anchor within a designated spectator area or moored to a waterfront facility within the regulated area in such a way that they shall not interfere with the progress of the event at least 30 minutes prior to the start of the races. They must remain moored or at anchor until the men's varsity have passed their positions. At that time, spectator vessels located south of the Harvard Boathouse may proceed downriver at a reasonable speed. Vessels situated between the Harvard Boathouse and the finish line must remain stationary until both crews return safely to their boathouses. If for any reason the men's varsity crew race is postponed, spectator vessels will remain in position until notified by Coast Guard or regatta patrol personnel. The last 1000 feet of the race course near the finish line will be delineated by four temporary white buoys provided by the sponsor. All spectator craft shall remain behind these buoys during the event. Spectator craft shall not anchor: To the west of the race course, between Scotch Cap and Bartlett Point Light, or within the race course boundaries or in such a manner that would allow their vessel to drift or swing into the race course. During the effective period all vessels shall proceed at a speed not to exceed six knots in the regulated area. Spectator vessels shall not follow the crews during the races. Swimming is prohibited in the vicinity of the race course during the races. A vessel operating in the vicinity of the Submarine Base may not cause waves which result in damage to submarines or other vessels in the floating drydocks.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">1.2Great Connecticut River Raft Race, Middletown, CT</ENT>
                <ENT>• Event type: Boat Race.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Date: Last Saturday in July or the first Saturday in August from 10 a.m. to 2 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: All waters of the Connecticut River between Dart Island (Marker no. 73) and Portland Shoals (Marker no. 92), Middletown, CT.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">1.3Head of the Connecticut Regatta, Connecticut River, CT</ENT>
                <ENT>• Event type: Boat Race.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Date: The second Saturday of October or as published in the Local Notice to Mariners.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: All waters of the Connecticut River between the southern tip of Gildersleeve Island and Light Number 87.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Additional stipulations: Vessels less than 20 meters in length will be allowed to transit the regulated area only under escort and at the discretion of the Coast Guard patrol commander. Vessels over 20 meters in length will be allowed to transit the regulated area, under escort, from 12:30 p.m. to 1:45 p.m. or as directed by the Coast Guard patrol commander. All transiting vessels shall operate at “No Wake” speed or five knots, whichever is slower. Southbound vessels awaiting escort through the regulated area will wait in the vicinity of the southern tip of Gildersleeve Island. Northbound vessels awaiting escort will wait at Light Number 87.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">1.4Riverfront Regatta, Hartford, CT</ENT>
                <ENT>• Event type: Regatta.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Date: The first Sunday of October, from 8:30 a.m. to 4:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: All water of the Connecticut River, Hartford, CT, between the Putnum Bridge 41°42.87′ N 072°38.43′ W and the Riverside Boat House 41°46.42′ N, 072°39.83′ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">1.5Patchogue Grand Prix, Patchogue, NY</ENT>
                <ENT>• Event type: Boat Race.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Date: The last weekend of August Friday, Saturday and Sunday, 11 a.m. until 5 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: All water of the Great South Bay, off Shorefront Park, Patchogue, NY from approximate position: Beginning at a point off Sand Spit Park, Patchogue, NY at position 40°44′45″ N, 073°00′51″ W then running south to a point in Great South Bay at position 40°43′46″N, 073°00′51″ W then running south east to position 40°43′41″ N, 073°00′20″ W then running north east to position 40°43′54″ N, 072°58′46″ W then east to position 40°43′58″ N, 072°57′32″ W then east to position 40°43′57″ N, 072°56′49″ W then north to position 40°44′18″ N, 072°56′49″ W then west to position 40°44′18″ N, 072°57′32″ W then north west to position 40°44′30″ N, 072°58′32″ W then north west to position 40°44′33″ N, 072°59′12″ W then north west to position 40°44′41″ N, 072°59′51″ W then north west to position 40°44′46″ N, 073°00′04″ W and then closing the zone at position 40°44′45″ N, 073°00′51″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">1.6Riverfront U.S. Title series Powerboat Race, Hartford, CT</ENT>
                <ENT>• Event type: Boat Race.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Date: Labor Day weekend, 10 a.m. until 6 p.m. Friday and Saturday and 12:01 p.m. until 6 p.m. on Sunday.</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="36443"/>
                <ENT I="22"/>
                <ENT>• Location: All water of the Connecticut River, Hartford, CT, between the Founders Bridge on the North approximate position 41° 45′53.47″ N, 072°39′55.77″ W and 41° 45′37.39″ N, 072°39′47.49″ W (NAD 83) to the South.</ENT>
              </ROW>
            </GPOTABLE>
            <P>3. Remove the following entries in the “Fireworks Display Table” in § 100.114 (along with the associated “Connecticut” titles) as follows: 6.2, 7.1, 7.2, 7.4, 7.5, 7.10, 7.11, 7.29, 7.30, 7.31, 7.32, 7.33, 7.35, 7.36, 7.37, 7.39, 7.40, 8.1, 8.3, 8.4, 8.6, 9.3, 9.5, 9.6, 12.4.</P>
            <P>4. Remove §§ 100.101, 100.102, 100.105, 100.106, 100.121, 100.122, 100.124.</P>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREA AND LIMITED ACCESS AREAS</HD>
          <P>5. The authority citation for part 165 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1226, 1231; 46 U.S.C. Chapters 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
          
          <P>6. Remove § 165.140, 165.152, 165.155, 165.158, 165.159.</P>
          <P>7. Revise § 165.151 to read as follows:</P>
          <SECTION>
            <SECTNO>§ 165.151</SECTNO>
            <SUBJECT>Safety Zones; Fireworks Displays, Airshows and Swim Events in the Captain of the Port Long Island Sound Zone.</SUBJECT>
            <P>(a) Regulations.</P>
            <P>The general regulations contained in 33 CFR 165.23 as well as the following regulations apply to the fireworks displays, air shows, and swim events listed in TABLES 1 and 2 to § 165.151.</P>

            <P>These regulations will be enforced for the duration of each event. Notifications of exact dates and times of the enforcement period will be made to the local maritime community through the Local Notice to Mariners and Broadcast Notice to Mariners or through a Notice of Enforcement in the<E T="04">Federal Register</E>. Mariners should consult the<E T="04">Federal Register</E>or their Local Notice to Mariners to remain apprised of schedule or event changes. First Coast Guard District Local Notice to Mariners can be found at<E T="03">http://www.navcen.uscg.gov/.</E>
            </P>
            <P>Although listed in the Code of Federal Regulations, sponsors of events listed in TABLES 1 and 2 to § 165.151 are still required to submit marine event applications in accordance with 33 CFR 100.15.</P>
            <P>(b) Definitions. The following definitions apply to this section:</P>
            <P>(1) Designated Representative. A “designated representative” is any Coast Guard commissioned, warrant or petty officer of the U.S. Coast Guard who has been designated by the Captain of the Port, Sector Long Island Sound (COTP), to act on his or her behalf. The designated representative may be on an official patrol vessel or may be on shore and will communicate with vessels via VHF-FM radio or loudhailer. In addition, members of the Coast Guard Auxiliary may be present to inform vessel operators of this regulation.</P>
            <P>(2) Official Patrol Vessels. Official patrol vessels may consist of any Coast Guard, Coast Guard Auxiliary, state, or local law enforcement vessels assigned or approved by the COTP.</P>
            <P>(3) Spectators. All persons and vessels not registered with the event sponsor as participants or official patrol vessels.</P>
            <P>(b) Vessel operators desiring to enter or operate within the regulated areas should contact the COTP or the designated representative via VHF channel 16 to obtain permission to do so.</P>
            <P>(c) Spectators or other vessels shall not anchor, block, loiter, or impede the transit of event participants or official patrol vessels in the regulated areas during the effective dates and times, or dates and times as modified through the Local Notice to Mariners, unless authorized by COTP or designated representative.</P>
            <P>(d) Upon being hailed by a U.S. Coast Guard vessel or the designated representative, by siren, radio, flashing light or other means, the operator of the vessel shall proceed as directed. Failure to comply with a lawful direction may result in expulsion from the area, citation for failure to comply, or both.</P>
            <P>(e) The COTP or designated representative may delay or terminate any marine event in this subpart at any time it is deemed necessary to ensure the safety of life or property.</P>

            <P>(f) The regulated area for all fireworks displays listed in TABLE 1 to § 165.151 is that area of navigable waters within a 1000 foot radius of the launch platform or launch site for each fireworks display, unless otherwise noted in TABLE 1 to § 165.151 or modified in USCG First District Local Notice to Mariners at:<E T="03">http://www.navcen.uscg.gov/.</E>
            </P>

            <P>(g) The regulated area for all air shows is the entire geographic area described as the location for that show unless otherwise noted in TABLE 1 to § 165.151 or modified in USCG First District Local Notice to Mariners at:<E T="03">http://www.navcen.uscg.gov/.</E>
            </P>
            <P>(h) Fireworks barges used in these locations will also have a sign on their port and starboard side labeled “FIREWORKS—STAY AWAY.” This sign will consist of 10 inch high by 1.5 inch wide red lettering on a white background. Shore sites used in these locations will display a sign labeled “FIREWORKS—STAY AWAY” with the same dimensions. These zones will be enforced from 8:30 p.m. to 10:30 p.m. each day a barge with a “FIREWORKS—STAY AWAY” sign on the port and starboard side is on-scene or a “FIREWORKS—STAY AWAY” sign is posted in a location listed in TABLE 1 to § 165.151.</P>
            <P>(i) For all swim events listed in TABLE 2 to § 165.151, vessels not associated with the event shall maintain a separation of at least 100 yards from the participants.</P>
            <GPOTABLE CDEF="s50,r200" COLS="2" OPTS="L2,p1,8/9,i1">
              <TTITLE>Table 1—to § 165.151</TTITLE>
              <BOXHD>
                <CHED H="1"/>
                <CHED H="1"/>
              </BOXHD>
              <ROW EXPSTB="01" RUL="s">
                <ENT I="21">
                  <E T="02">5—May</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00" RUL="s">
                <ENT I="01">5.1Jones Beach Air Show</ENT>
                <ENT>• Location: Waters of Atlantic Ocean off of Jones Beach State Park, Wantagh, NY. In approximate positions 40°35′06″ N, 073°32′37″ W, then running east along the shoreline of Jones Beach State Park to approximate position 40°35′49″ N, 073°28′47″ W; then running south to a position in the Atlantic Ocean off of Jones Beach at approximate position 40°35′05″ N, 073°28′34″ W; then running West to approximate position 40°34′23″ N, 073°32′23″ W; then running North to the point of origin. (NAD 83).</ENT>
              </ROW>
              <ROW EXPSTB="01" RUL="s">
                <PRTPAGE P="36444"/>
                <ENT I="21">
                  <E T="02">6—June</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="01">6.1Barnum Festival Fireworks</ENT>
                <ENT>• Date: last weekend in June.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain Date: following day.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of Bridgeport Harbor, Bridgeport, CT in approximate position 41°9′04″ N, 073°12′49″ W (NAD 83).</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="01">6.2Town of Branford Fireworks</ENT>
                <ENT>• Location: Waters of Branford Harbor, Branford, CT in approximate position, 41°15′30″ N, 072°49′22″ W (NAD 83).</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="01">6.3Vietnam Veterans/Town of East Haven Fireworks</ENT>
                <ENT>• Location: Waters off Cosey Beach, East Haven, CT in approximate position, 41°14′19″ N, 072°52′9.8″ W (NAD 83).</ENT>
              </ROW>
              <ROW EXPSTB="01" RUL="s">
                <ENT I="21">
                  <E T="02">7—July</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="01">7.1Point O'Woods Fire Company Summer Fireworks</ENT>
                <ENT>• Location: Waters of the Great South Bay, Point O'Woods, NY in approximate position 40°39′18.57″ N, 073°08′5.73″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.2Cancer Center for Kids Fireworks</ENT>
                <ENT>• Location: Waters off of Bayville, NY in approximate position 40°54′38.20″ N, 073°34′56.88″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.3City of Westbrook, CT July Celebration Fireworks</ENT>
                <ENT>• Location: Waters of Westbrook Harbor, Westbrook, CT in approximate position, 41°16′10.50″ N, 072°26′14″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01" O="xl">7.4Norwalk Fireworks.</ENT>
                <ENT>• Location: Waters off Calf Pasture Beach, Norwalk, CT in approximate position, 41°04′50″ N, 073°23′22″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.5Lawrence Beach Club Fireworks</ENT>
                <ENT>• Location: Waters of the Atlantic Ocean off Lawrence Beach Club, Atlantic Beach, NY in approximate position 40°34′42.65″ N, 073°42′56.02″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.6Sag Harbor Fireworks</ENT>
                <ENT>• Location: Waters of Sag Harbor Bay off Havens Beach, Sag Harbor, NY in approximate position 41°00′26″ N, 072°17′9″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.7South Hampton fresh Air Home Fireworks</ENT>
                <ENT>• Location: Waters of Shinnecock Bay, Southampton, NY in approximate positions, 40°51′48″ N, 072°26′30″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.8Westport Police Athletic league Fireworks</ENT>
                <ENT>• Location: Waters off Compo Beach, Westport, CT in approximate position, 41°06′15″ N, 073°20′57″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.9City of Middletown Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of the Connecticut River, Middletown Harbor, Middletown, CT in approximate position 41°33′44.47″ N, 072°38′37.88″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.10City of New Haven Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of New Haven Harbor, off Long Warf Park, New Haven, CT in approximate position 41°17′24″ N, 072°54′55.8″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.11City of Norwich July Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.<LI>• Location: Waters of the Thames River, Norwich, CT in approximate position, 41°31′16.835″ N, 072°04′43.327″ W (NAD 83).</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.12City of Stamford Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.<LI>• Location: Waters of Fisher's Westcott Cove, Stamford, CT in approximate position 41°02′09.56″ N, 073°30′57.76″ W (NAD 83).</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.13City of West Haven Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of New Haven Harbor, off Bradley Point, West Haven, CT in approximate position 41°15′07″ N, 072°57′26″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.14CDM Chamber of Commerce Annual Music Fest Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.<LI>• Location: Waters off of Cedar Beach Town Park, Mount Sinai, NY in approximate position 40°57′59.58″ N, 073°01′57.87″ W (NAD 83).</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.15Davis Park Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="36445"/>
                <ENT I="22"/>
                <ENT>• Location: Waters of the Great South Bay, Davis Park, NY in approximate position, 40°41′17″ N, 073°00′20″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.16Fairfield Aerial Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of Jennings Beach, Fairfield, CT in approximate position 41°08′22″ N, 073°14′02″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.17Fund in the Sun Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of the Great South Bay off The Pines, East Fire Island, NY in approximate position 40°40′07.43″ N, 073°04′13.88″ W. (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.18Hartford Riverfest Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain Date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time 9:00 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of the Connecticut River off Hartford, CT in approximate position 41°45′21″ N, 072°39′28″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.19Independence Day Celebration Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters off of Umbrella Beach, Montauk, NY in approximate position 41°01′44″ N, 071°57′13″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.20Jones Beach State Park Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.<LI>• Location: Waters off of Jones Beach State Park, Wantagh, NY in approximate position 40°34′56.676″ N, 073°30′31.186″ W (NAD 83).</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.21Madison Cultural Arts Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of Long Island Sound off of, Madison, CT in approximate position 41°16′10″ N, 072°36′30″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.22Mason's Island Yacht Club Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of Fisher's Island Sound, Noank, CT in approximate position 41°19′30.61″ N, 071°57′48.22″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.23Patchogue Chamber of Commerce Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of the Great South Bay, Patchogue, NY in approximate position, 40°44′38″ N, 073°00′33″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01" O="xl">7.24Riverfest Fireworks.</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of the Connecticut River Hartford, CT in approximate positions, 41°45′39.93″ N, 072°39′49.14″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.25Village of Asharoken Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of Northport Bay, Asharoken, NY in approximate position, 41°55′54.04″ N, 073°21′27.97″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.26Village of Port Jefferson Fourth of July Celebration Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters of Port Jefferson Harbor Port Jefferson, NY in approximate position 40°57′10.11″ N, 073°04′28.01″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.27Village of Quoque Foundering Anniversary Fireworks</ENT>
                <ENT>• Date: July 4, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Rain date: July 5, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="36446"/>
                <ENT I="22"/>
                <ENT>• Location: Waters of Quantuck Bay, Quoque, NY in approximate position 40°48′42.99″ N, 072°37′20.20″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.28City of Long Beach Fireworks</ENT>
                <ENT>• Location: Waters off Riverside Blvd, City of Long Beach, NY in approximate position 40°34′38.77″ N, 073°39′41.32″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.29Great South Bay Music Festival Fireworks</ENT>
                <ENT>• Location: Waters of Great South Bay, off Bay Avenue, Patchogue, NY in approximate position 40°44′45″ N, 073°00′25″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.30Mashantucket Pequot Fireworks</ENT>
                <ENT>• Location: Waters of the Thames River New London, CT in approximate positions Barge 1, 41°21′03.03″ N, 072°5′24.5″ W Barge 2, 41°20′51.75″ N, 072°5′18.90″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.31Shelter Island Fireworks</ENT>
                <ENT>• Location: Waters of Gardiner Bay, Shelter Island, NY in approximate position 41°04′39.11″ N, 072°22′01.07″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.32Thames River Fireworks</ENT>
                <ENT>• Location: Waters of the Thames River off the Electric Boat Company, Groton, CT in approximate position 41°20′38.75″ N, 072°05′12.22″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.33Clam Shell Foundation Fireworks</ENT>
                <ENT>• Location: Waters of Three Mile Harbor, East Hampton, NY in approximate position 41°1′15.49″ N, 072°11′27.50″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.34Town of North Hempstead Bar Beach Fireworks</ENT>
                <ENT>• Location: Waters of Hempstead Harbor, North Hempstead, NY in approximate position 40°49′54″ N, 073°39′14″ W (NAD 83).</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="01">7.35Groton Long Point Yacht Club Fireworks</ENT>
                <ENT>• Location: Waters of Long Island Sound, Groton, CT in approximate position 41°18′05″ N, 072°02′08″ W (NAD 83).</ENT>
              </ROW>
              <ROW EXPSTB="01" RUL="s">
                <ENT I="21">
                  <E T="02">8—August</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="01">8.1Pyro-FX Entertainment Group Fireworks</ENT>
                <ENT>• Location: Waters of the Connecticut River off Chester, CT in approximate position 41°24′40.76″ N, 072°25′32.65″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">8.2Port Washington Sons of Italy Fireworks</ENT>
                <ENT>• Location: Waters of Hempstead Harbor off Bar Beach, North Hempstead, NY in approximate position 40°49′48.04″ N, 073°39′24.32″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">8.3Village of Bellport Fireworks</ENT>
                <ENT>• Location: Waters of Bellport Bay, off Bellport Dock, Bellport, NY in approximate position 40°45′01.83″ N, 072°55′50.43″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">8.4Taste of Italy Fireworks</ENT>
                <ENT>• Location: Waters of Norwich Harbor, off Norwich marina, Norwich, CT in approximate position 41°31′17.72″ N, 072°04′43.41″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">8.5Old Black Point Beach Association Fireworks</ENT>
                <ENT>• Location: Waters off Old Black Point Beach East Lyme, CT in approximate position, 41°17′34.9″ N, 072°12′55″ W (NAD 83).</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="01">8.6Town of Babylon Fireworks</ENT>
                <ENT>• Location: Waters off of Cedar Beach Town Park, Babylon, NY in approximate position 40°37′53″ N, 073°20′12″ W (NAD 83).</ENT>
              </ROW>
              <ROW EXPSTB="01" RUL="s">
                <ENT I="21">
                  <E T="02">9—September</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="01">9.1East Hampton Fire Department Fireworks</ENT>
                <ENT>• Location: Waters off Main Beach, East Hampton, NY in approximate position 40°56′40.28″ N, 072°11′21.26″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">9.2Town of Islip Labor Day Fireworks</ENT>
                <ENT>• Location: Waters of Great South Bay off Bay Shore Marina, Islip, NY in approximate position 40°42′24″ N, 073°14′24″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">9.3Village of Island Park Labor Day Celebration Fireworks</ENT>
                <ENT>• Location: Waters off Village of Island Park Fishing Pier, Village Beach, NY in approximate position 40°36′30.95″ N, 073°39′22.23″ W (NAD 83).</ENT>
              </ROW>
            </GPOTABLE>
            <GPOTABLE CDEF="s75,r200" COLS="2" OPTS="L2,p1,8/9,i1">
              <TTITLE>Table 2 to § 165.151</TTITLE>
              <BOXHD>
                <CHED H="1"/>
                <CHED H="1"/>
              </BOXHD>
              <ROW>
                <ENT I="01">1.1Swim Across the Sound</ENT>
                <ENT>• Location: Waters of Long Island Sound, Port Jefferson, NY to Captain's Cove Seaport, Bridgeport, CT. in approximate positions 40°58′11.71″ N, 073°05′51.12″ W, north-westerly to the finishing point at Captain's Cove Seaport 41°09′25.07″ N, 073°12′47.82″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">1.2Huntington Bay Open Water Championships Swim</ENT>
                <ENT>• Location: Waters of Huntington Bay, NY. In approximate positions start/finish at approximate position 40°54′25.8″ N, 073°24′28.8″ W, East turn at approximate position 40°54′45″ N, 073°23′36.6″ W and a West turn at approximate position 40°54′31.2″ N, 073°25′21″ W. °09′25.07″ N, 073°12′47.82″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">1.3Maggie Fischer Memorial Great South Bay Cross Bay Swim</ENT>
                <ENT>• Location: Waters of the Great South Bay, NY. Starting Point at the Fire Island Lighthouse Dock in approximate position 40°38′01″ N, 073°13′07″ W, northerly through approximate points 40°38′52″ N, 073°13′09″ W, 40°39′40″ N, 073°13′30″ W, 40°40′30″ N, 073°14′00″ W, and finishing at Gilbert Park, Brightwaters, NY at approximate position 40°42′25″ N, 073°14′52″ W (NAD 83).</ENT>
              </ROW>
            </GPOTABLE>
            <P>8. Revise § 165.154 to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 165.154</SECTNO>
            <SUBJECT>Safety and Security Zones; Captain of the Port Long Island Sound Zone Safety and Security Zones.</SUBJECT>
            <P>The following areas are designated safety and security zones:</P>
            <P>(a) Security zones.</P>
            <P>(1) Dominion Millstone Nuclear Power Plant, Waterford, CT.</P>
            <P>(i) All navigable waters of Long Island Sound, from surface to bottom, North and Northeast of a line running from Bay Point, at approximate position 41°18′34.199″ N., 072°10′24.6″ W., to Millstone Point at approximate position 41°18′15″ N., 072°9′57.599″ W. (NAD 83).</P>
            <P>(ii) All navigable waters of Long Island Sound, from surface to bottom, West of a line starting at 41°18′42″ N., 072°9′38.998″ W., running south to the Eastern most point of Fox Island at approximate position 41°18′24.112″ N., 072°9′39.729″ W. (NAD 83).</P>
            <P>(2) Electric Boat Shipyard, Groton, CT.</P>

            <P>(i) Location. All navigable waters of the Thames River, from surface to bottom, West of the Electric Boat Corporation Shipyard enclosed by a line beginning at a point on the shoreline at<PRTPAGE P="36447"/>41°20′16″ N., 72°04′47″ W.; then running West to 41°20′16″ N., 72°04′57″ W.; then running North to 41°20′26″ N., 72°04′57″ W.; then Northwest to 41°20′28.7″ N., 72°05′01.7″ W.; then North-Northwest to 41°20′53.3″ N., 72°05′04.8″ W.; then North-Northeast to 41°21′02.9″ N., 72°05′04.9″ W.; then East to a point on shore at 41°21′02.9″ N., 72°04′58.2″ W. (NAD 83).</P>
            <P>(ii) Application. Sections 165.33(a), (e), (f) shall not apply to public vessels or to vessels owned by, under hire to, or performing work for the Electric Boat Division when operating in the security zone.</P>
            <P>(3) Naval Submarine Base, Groton, CT. All navigable waters of the Thames River, from surface to bottom, West of the Groton Naval Submarine Base New London, enclosed by a line beginning at a point on the shoreline at 41°23′15.8″ N., 72°05′17.9″ W.; then to 41°23′15.8″ N., 72°05′22″ W.; then to 41°23′25.9″ N., 72°05′29.9″ W.; then to 41°23′33.8″ N., 72°05′34.7″ W.; then to 41°23′37.0″ N., 72°05′38.0″ W.; then to 41°23′41.0″ N., 72°05′40.3″ W.; then to 41°23′47.2″ N., 72°05′42.3″ W.; then to 41°23′53.8″ N., 72°05′43.7″ W.; then to 41°23′59.8″ N., 72°05′43.0″ W.; then to 41°24′12.4″ N., 72°05′43.2″ W.; then to a point on the shoreline at 41°24′14.4″ N., 72°05′38″ W.; then along the shoreline to the point of beginning (NAD 83).</P>
            <P>(4) U.S. Coast Guard Academy, New London, CT.</P>
            <P>(i) Location. All navigable waters of the Thames River, from surface to bottom, in a 500-yard radius from Jacobs Rock, approximate position 41°22.36′N., 072°05.66′W. (NAD 83).</P>
            <P>(ii) Enforcement period. This rule will be enforced during visits by high ranking officials and times of heighted security threats.</P>
            <P>(iii) Notification. The Captain of the Port will notify the maritime community of periods during which this security zone will be enforced via Notice of Enforcement, Local Notice to Mariners and Marine Safety Information Radio Broadcasts.</P>
            <P>(5) U.S. Coast Guard Vessels, Long Island Sound COTP Zone. All navigable waters within a 100-yard radius of any anchored U.S. Coast Guard vessel. For the purposes of this section, U.S. Coast Guard vessels includes any commissioned vessel or small boat in the service of the regular U.S. Coast Guard and does not include Coast Guard Auxiliary vessels</P>
            <P>(b) Safety zones.</P>
            <P>(1) Coast Guard Station Fire Island, Long Island, NY. All navigable waters of Fire Island Inlet beginning at a point on shore at 40°37.523′ N., 073°15.685′ W.; then North to 40°37.593′ N., 073°15.719′ W.; then East to 40°37.612′ N., 073°15.664′ W.; then East to 40°37.630′ N., 073°15.610′ W.; then East to 40°37.641′ N., 073°15.558′ W.; then Southeast to 40°37.630′ N., 073°15.475′ W.; then Southeast to 40°37.625′ N., 073°15.369′ W.; then Southeast to 40°37.627′ N., 073°15.318′ W.; then Southeast to point on shore at 40°37.565′ N., 073°15.346′ W. (NAD 83).</P>
            <P>(c) Regulations.</P>
            <P>(1) The general regulations contained in § 165.23 and § 165.33 of this part apply. Entering into, remaining within or cause an article or thing to enter into or remain within these safety and security zones is prohibited unless authorized by the Captain of the Port or a designated representative.</P>
            <P>(2) These safety and security zones are closed to all vessel traffic, except as may be permitted by the Captain of the Port or a designated representative. Vessel operators given permission to enter or operate in the security zones must comply with all directions given to them by the Captain of the Port or a designated representative.</P>
            <P>(3) The “designated representative” is any Coast Guard commissioned, warrant or petty officer who has been designated by the Captain of the Port to act on his/her behalf. The on-scene representative may be on a Coast Guard vessel, a state or local law enforcement vessel, or other designated craft, or may be on shore and will communicate with vessels via VHF-FM radio or loudhailer. In addition, members of the Coast Guard Auxiliary may be present to inform vessel operators of this regulation</P>
            <P>(4) Vessel operators desiring to enter or operate within the security zones shall request permission to do so by contacting the Captain of the Port Sector Long Island Sound at 203-468-4401, or via VHF Channel 16.</P>
          </SECTION>
          <SIG>
            <DATED>Dated: May 6, 2011.</DATED>
            <NAME>J.M. Vojvodich,</NAME>
            <TITLE>Captain, U.S. Coast Guard, Captain of the Port Sector Long Island Sound.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15589 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2011-0426]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone; Patuxent River, Patuxent River, MD</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard proposes to establish a temporary safety zone during the “NAS Patuxent River Air Expo '11”, which consists of aerial practices, performance demonstrations and air shows, to be held over certain waters of the Patuxent River adjacent to Patuxent River, Maryland from September 1, 2011 through September 4, 2011. This proposed rule is necessary to provide for the safety of life on navigable waters during the event. This action is intended to temporarily restrict vessel traffic in portions of the Patuxent River during the event.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments and related material must be received by the Coast Guard on or before July 22, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments identified by docket number USCG-2011-0426 using any one of the following methods:</P>
          <P>(1)<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
          </P>
          <P>(2)<E T="03">Fax:</E>202-493-2251.</P>
          <P>(3)<E T="03">Mail:</E>Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590-0001.</P>
          <P>(4)<E T="03">Hand delivery:</E>Same as mail address above, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The telephone number is 202-366-9329.</P>

          <P>To avoid duplication, please use only one of these four methods. See the “Public Participation and Request for Comments” portion of the<E T="02">SUPPLEMENTARY INFORMATION</E>section below for instructions on submitting comments.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this proposed rule, call or e-mail Mr. Ronald Houck, Sector Baltimore Waterways Management Division, Coast Guard; telephone 410-576-2674, e-mail<E T="03">Ronald.L.Houck@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Public Participation and Request for Comments</HD>

        <P>We encourage you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted without change to<E T="03">http://www.regulations.gov</E>and will include any personal information you have provided.<PRTPAGE P="36448"/>
        </P>
        <HD SOURCE="HD1">Submitting comments</HD>

        <P>If you submit a comment, please include the docket number for this rulemaking (USCG-2011-0426), indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You may submit your comments and material online (via<E T="03">http://www.regulations.gov</E>) or by fax, mail, or hand delivery, but please use only one of these means. If you submit a comment online via<E T="03">http://www.regulations.gov,</E>it will be considered received by the Coast Guard when you successfully transmit the comment. If you fax, hand deliver, or mail your comment, it will be considered as having been received by the Coast Guard when it is received at the Docket Management Facility. We recommend that you include your name and a mailing address, an e-mail address, or a telephone number in the body of your document so that we can contact you if we have questions regarding your submission.</P>
        <P>To submit your comment online, go to<E T="03">http://www.regulations.gov,</E>click on the “submit a comment” box, which will then become highlighted in blue. In the “Document Type” drop down menu select “Proposed Rule” and insert “USCG-2011-0426” in the “Keyword” box. Click “Search” then click on the balloon shape in the “Actions” column. If you submit your comments by mail or hand delivery, submit them in an unbound format, no larger than 8<FR>1/2</FR>by 11 inches, suitable for copying and electronic filing. If you submit comments by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during the comment period and may change the rule based on your comments.</P>
        <HD SOURCE="HD1">Viewing Comments and Documents</HD>

        <P>To view comments, as well as documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>click on the “read comments” box, which will then become highlighted in blue. In the “Keyword” box insert “USCG-2011-0426” and click “Search.” Click the “Open Docket Folder” in the “Actions” column. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. We have an agreement with the Department of Transportation to use the Docket Management Facility.</P>
        <HD SOURCE="HD1">Privacy Act</HD>

        <P>Anyone can search the electronic form of comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union,<E T="03">etc.</E>). You may review a Privacy Act notice regarding our public dockets in the January 17, 2008, issue of the<E T="04">Federal Register</E>(73 FR 3316).</P>
        <HD SOURCE="HD1">Public meeting</HD>

        <P>We do not now plan to hold a public meeting. But you may submit a request for one using one of the four methods specified under<E T="02">ADDRESSES</E>. Please explain why you believe a public meeting would be beneficial. If we determine that one would aid this rulemaking, we will hold one at a time and place announced by a later notice in the<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">Background and Purpose</HD>
        <P>U.S. Naval Air Station Patuxent River, Maryland is planning to conduct the “NAS Patuxent River Air Expo '11” on September 3, 2011 and September 4, 2011. The public event will consist of military and civilian aircraft performing low-flying, high-speed precision maneuvers and aerial stunts over both the airfield at Naval Air Station Patuxent River and the waters of the Patuxent River. Federal Aviation Administration restrictions require that portions of the Blue Angels and aerobatic performance boxes take place over the waters of the Patuxent River. In addition to the air show dates on September 3, 2011 and September 4, 2011, military and civilian aircraft performing in the air show will conduct practice and demonstration maneuvers and stunts over both the airfield at Naval Air Station Patuxent River and specified waters of the Patuxent River on September 1, 2011 and September 2, 2011. To provide for the safety of participants, spectators, and transiting vessels, the Coast Guard proposes to temporarily restrict vessel traffic on specified waters of the Patuxent River in the vicinity of the air shows, practices and demonstrations, and during other scheduled activities related to the air show. To address safety concerns during the event, the Captain of the Port, Baltimore proposes to establish a safety zone upon certain waters of the Patuxent River.</P>
        <HD SOURCE="HD1">Discussion of Proposed Rule</HD>
        <P>The Captain of the Port Baltimore is proposing to establish a temporary safety zone for certain waters of the lower Patuxent River, located adjacent to the shoreline at U.S. Naval Air Station Patuxent River, Patuxent River, Maryland. One area of the proposed zone is located between Fishing Point and the base of the break wall marking the entrance to the East Patuxent Basin at Naval Air Station Patuxent River, within an area bounded by a line connecting position latitude 38°17′39″ N, longitude 076°25′47″ W; thence to latitude 38°17′47″ N, longitude 076°26′00″ W; thence to latitude 38°18′09″ N, longitude 076°25′40″ W; thence to latitude 38°18′00″ N, longitude 076°25′25″ W. Another area of the proposed zone is located north of the West Patuxent Basin at Naval Air Station Patuxent River, within an area bounded by a line drawn from a position at latitude 38°18′04″ N, longitude 076°27′35″ W; to latitude 38°18′09″ N, longitude 076°27′33″ W; thence to latitude 38°17′51″ N, longitude 076°26′22″ W; thence to latitude 38°17′46″ N, longitude 076°26′23″ W; thence to point of origin. Vessels underway in the safety zone at the time this safety zone is implemented will be required to immediately proceed out of the zone. Entry into this zone will be prohibited unless authorized by the Captain of the Port Baltimore or his designated representative. U.S. Coast Guard vessels will be provided to enforce the safety zone. The Captain of the Port Baltimore will issue Broadcast Notices to Mariners to publicize the safety zone and notify the public of changes in the status of the zone. Such notices will continue until the event is complete.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this proposed rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Regulatory Planning and Review</HD>

        <P>This proposed rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order. Although this safety zone restricts vessel traffic through the affected area, the effect of this regulation will not be significant due to the limited<PRTPAGE P="36449"/>size and duration that the regulated area will be in effect. In addition, notifications will be made to the maritime community via marine information broadcasts so mariners may adjust their plans accordingly.</P>
        <HD SOURCE="HD1">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this proposed rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this proposed rule would not have a significant economic impact on a substantial number of small entities. This proposed rule may affect the following entities, some of which might be small entities: The owners or operators of vessels intending to operate or transit through or within the safety zone during the enforcement period. The safety zone will not have a significant economic impact on a substantial number of small entities for the following reasons. The safety zone is of limited size and duration. Smaller vessels not constrained by their draft, which are more likely to be small entities, may transit around the safety zone. Maritime advisories will be widely available to the maritime community before the effective period.</P>

        <P>If you think that your business, organization, or governmental jurisdiction qualifies as a small entity and that this rule would have a significant economic impact on it, please submit a comment (see<E T="02">ADDRESSES</E>) explaining why you think it qualifies and how and to what degree this rule would economically affect it.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>
        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this proposed rule so that they can better evaluate its effects on them and participate in the rulemaking. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact Mr. Ronald L. Houck, Coast Guard Sector Baltimore, Waterways Management Division, at telephone number 410-576-2674. The Coast Guard will not retaliate against small entities that question or complain about this proposed rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Collection of Information</HD>
        <P>This proposed rule would call for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD1">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this proposed rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or Tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this proposed rule would not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD1">Taking of Private Property</HD>
        <P>This proposed rule would not effect a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD1">Civil Justice Reform</HD>
        <P>This proposed rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD1">Protection of Children</HD>
        <P>We have analyzed this proposed rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and would not create an environmental risk to health or risk to safety that might disproportionately affect children.</P>
        <HD SOURCE="HD1">Indian Tribal Governments</HD>
        <P>This proposed rule does not have Tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it would not have a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.</P>
        <HD SOURCE="HD1">Energy Effects</HD>
        <P>We have analyzed this proposed rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD1">Technical Standards</HD>

        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (<E T="03">e.g.,</E>specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This proposed rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD1">Environment</HD>

        <P>We have analyzed this proposed rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA)(42 U.S.C. 4321-4370f), and have made a preliminary determination that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. A preliminary environmental analysis checklist supporting this determination is available in the docket where indicated<PRTPAGE P="36450"/>under<E T="02">ADDRESSES</E>. This proposed rule involves establishing a temporary safety zone. We seek any comments or information that may lead to the discovery of a significant environmental impact from this proposed rule.</P>
        <P>We seek any comments or information that may lead to the discovery of a significant environmental impact from this proposed rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard proposes to amend 33 CFR part 165 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          <P>1. The authority citation for part 165 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
          
          <P>2. Add a temporary section, § 165.T05-0426 to read as follows:</P>
          <SECTION>
            <SECTNO>§ 165-T05-0426</SECTNO>
            <SUBJECT>Safety Zone; Patuxent River, Patuxent River, MD.</SUBJECT>
            <P>(a)<E T="03">Regulated area.</E>The following locations are regulated areas:</P>
            <P>(1) All waters of the lower Patuxent River, near Patuxent River, Maryland, located between Fishing Point and the base of the break wall marking the entrance to the East Patuxent Basin at Naval Air Station Patuxent River, within an area bounded by a line connecting position latitude 38°17′39″ N, longitude 076°25′47″ W; thence to latitude 38°17′47″ N, longitude 076°26′00″ W; thence to latitude 38°18′09″ N, longitude 076°25′40″ W; thence to latitude 38°18′00″ N, longitude 076°25′25″ W, located along the shoreline at U.S. Naval Air Station Patuxent River, Maryland.</P>
            <P>(2) All waters of the lower Patuxent River, near Patuxent River, Maryland, located north of the West Patuxent Basin at Naval Air Station Patuxent River, within an area bounded by a line drawn from a position at latitude 38°18′04″ N, longitude 076°27′35″ W; to latitude 38°18′09″ N, longitude 076°27′33″ W; thence to latitude 38°17′51″ N, longitude 076°26′22″ W; thence to latitude 38°17′46″ N, longitude 076°26′23″ W; thence to point of origin, located adjacent to the shoreline at U.S. Naval Air Station Patuxent River, Maryland. All coordinates reference Datum NAD 1983.</P>
            <P>(b)<E T="03">Definitions:</E>As used in this section: (1)<E T="03">Captain of the Port Baltimore</E>means the Commander, U.S. Coast Guard Sector Baltimore, Maryland.</P>
            <P>(2)<E T="03">Designated representative</E>means any Coast Guard commissioned, warrant, or petty officer who has been authorized by the Captain of the Port Baltimore to assist in enforcing the safety zone described in paragraph (a) of this section.</P>
            <P>
              <E T="03">Regulations:</E>(1) All persons are required to comply with the general regulations governing safety zones found in 33 CFR 165.23.</P>
            <P>(2) Entry into or remaining in this zone is prohibited unless authorized by the Coast Guard Captain of the Port Baltimore. Vessels already at berth, mooring, or anchor at the time the safety zone is implemented do not have to depart the safety zone. All vessels underway within this safety zone at the time it is implemented are to depart the zone.</P>
            <P>(3) Persons desiring to transit the area of the safety zone must first request authorization from the Captain of the Port Baltimore or his designated representative. To seek permission to transit the area, the Captain of the Port Baltimore and his designated representatives can be contacted at telephone number 410-576-2693 or on Marine Band Radio, VHF-FM channel 16 (156.8 MHz). The Coast Guard vessels enforcing this section can be contacted on Marine Band Radio, VHF-FM channel 16 (156.8 MHz). Upon being hailed by a U.S. Coast Guard vessel, or other Federal, State, or local agency vessel, by siren, radio, flashing lights, or other means, the operator of a vessel shall proceed as directed. If permission is granted, all persons and vessels must comply with the instructions of the Captain of the Port Baltimore or his designated representative and proceed at the minimum speed necessary to maintain a safe course while within the zone.</P>
            <P>(4)<E T="03">Enforcement.</E>The U.S. Coast Guard may be assisted in the patrol and enforcement of the zone by Federal, State, and local agencies.</P>
            <P>(d)<E T="03">Enforcement periods:</E>This section will beenforced as follows; (1) During the air show practice from 8 a.m. until 6 p.m. on September 1, 2011.</P>
            <P>(2) Air show practice and modified show from 9 a.m. until 6 p.m. on September 2, 2011.</P>
            <P>(3) Twilight performance from 4:30 p.m. until 8:30 p.m. on September 2, 2011.</P>
            <P>(4) Air show performances from 8 a.m. until 7 p.m. on September 3, 2011 and from 8 a.m. until 7 p.m. on September 4, 2011.</P>
          </SECTION>
          <SIG>
            <DATED>Dated: May 30, 2011.</DATED>
            <NAME>Mark P. O'Malley,</NAME>
            <TITLE>Captain, U.S. Coast Guard,Captain of the Port Baltimore Maryland.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15586 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 51</CFR>
        <DEPDOC>[EPA-R09-OAR-2011-0130, FRL-9320-5]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Air Quality Implementation Plans; State of Nevada; Regional Haze State Implementation Plan</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA is proposing to approve a revision to the Nevada State Implementation Plan (SIP) to implement the regional haze program for the first planning period through July 31, 2018. The Clean Air Act (CAA) requires states to prevent any future and remedy any existing man-made impairment of visibility in 156 national parks and wilderness areas designated as Class I areas. Regional haze is caused by emissions of air pollutants from numerous sources located over a broad geographic area. States must submit SIPs that assure reasonable progress toward the national goal of achieving natural visibility conditions in Class I areas.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be received at the address below on or before July 22, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by Docket ID No. EPA-R09-OAR-2011-0130 by one of the following methods:</P>
          <P>1.<E T="03">Federal Rulemaking portal</E>:<E T="03">http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
          <P>2.<E T="03">E-mail: Webb.Thomas@epa.gov.</E>
          </P>
          <P>3.<E T="03">Fax:</E>415-947-3579 (Attention: Thomas Webb).</P>
          <P>4.<E T="03">Mail:</E>Thomas Webb, EPA Region 9, Planning Office, Air Division, 75 Hawthorne Street, San Francisco, California 94105.</P>
          <P>5.<E T="03">Hand Delivery or Courier:</E>Such deliveries are only accepted Monday through Friday, 8:30 a.m.-4:30 p.m., excluding Federal holidays. Special arrangements should be made for deliveries of boxed information.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-R09-OAR-2011-<PRTPAGE P="36451"/>0130. Our policy is that EPA will include all comments received in the public docket without change. EPA may make comments available online at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">http://www.regulations.gov</E>or e-mail. The<E T="03">http://www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA, without going through<E T="03">http://www.regulations.gov,</E>EPA will include your e-mail address as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. For additional information about EPA's public docket visit the EPA Docket Center homepage at<E T="03">http://www.epa.gov/epahome/dockets.htm.</E>
          </P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information is not publicly available (<E T="03">e.g.,</E>CBI or other information whose disclosure is restricted by statute). Certain other material, such as copyrighted material, will be publicly available only in hard copy form. Publicly available docket materials are available either electronically at<E T="03">http://www.regulations.gov</E>or in hard copy at the Planning Office of the Air Division, Air-2, EPA Region 9, 75 Hawthorne Street, San Francisco, CA 94105. EPA requests you contact the individual listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to view the hard copy of the docket. You may view the hard copy of the docket Monday through Friday, 9-5:30 PST, excluding Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Thomas Webb, U.S. EPA, Region 9, Planning Office, Air Division, Air-2, 75 Hawthorne Street, San Francisco, CA 94105. Thomas Webb can be reached at telephone number (415) 947-4139 and via electronic mail at<E T="03">webb.thomas@epa.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Throughout this document wherever “we,” “us,” or “our,” is used, we mean the United States Environmental Protection Agency (EPA).</P>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. State Submittals</FP>
          <FP SOURCE="FP-2">II. Background</FP>
          <FP SOURCE="FP1-2">A. Description of Regional Haze</FP>
          <FP SOURCE="FP1-2">B. History of Regional Haze Regulations</FP>
          <FP SOURCE="FP1-2">C. Roles of Agencies in addressing Regional Haze</FP>
          <FP SOURCE="FP-2">III. Requirements for Regional Haze SIPs</FP>
          <FP SOURCE="FP1-2">A. Regional Haze Rule</FP>
          <FP SOURCE="FP1-2">B. Determination of Baseline, Natural and Current Visibility Conditions</FP>
          <FP SOURCE="FP1-2">C. Determination of Reasonable Progress Goals (RPGs)</FP>
          <FP SOURCE="FP1-2">D. Best Available Retrofit Technology (BART)</FP>
          <FP SOURCE="FP1-2">E. Long-Term Strategy (LTS)</FP>
          <FP SOURCE="FP1-2">F. Coordination of the Regional Haze SIP and Reasonably Attributable Visibility Impairment</FP>
          <FP SOURCE="FP1-2">G. Monitoring Strategy</FP>
          <FP SOURCE="FP1-2">H. SIP Revisions and Progress Reports</FP>
          <FP SOURCE="FP1-2">I. Coordination with Federal Land Managers (FLMs)</FP>
          <FP SOURCE="FP-2">IV. EPA's Analysis of Nevada's RH SIP</FP>
          <FP SOURCE="FP1-2">A. Affected Class I Areas</FP>
          <FP SOURCE="FP1-2">B. Visibility Conditions and Uniform Rate of Progress (URP)</FP>
          <FP SOURCE="FP1-2">1. Baseline and Natural Visibility Conditions</FP>
          <FP SOURCE="FP1-2">2. Uniform Rate of Progress Estimate</FP>
          <FP SOURCE="FP1-2">C. Nevada Emissions Inventories</FP>
          <FP SOURCE="FP1-2">1. Emissions Inventories for 2002 and 2018</FP>
          <FP SOURCE="FP1-2">2. Analysis of Statewide Emissions by Pollutant</FP>
          <FP SOURCE="FP1-2">3. Analysis of Natural versus Anthropogenic Emissions</FP>
          <FP SOURCE="FP1-2">D. Sources of Visibility Impairment</FP>
          <FP SOURCE="FP1-2">1. Sources of Visibility Impairment at Jarbidge</FP>
          <FP SOURCE="FP1-2">2. Nevada's Contributions to Visibility Impairment in Class I Areas Outside of the State</FP>
          <FP SOURCE="FP1-2">E. Determination of Best Available Retrofit Technology</FP>
          <FP SOURCE="FP1-2">1. Sources eligible for BART</FP>
          <FP SOURCE="FP1-2">2. Sources subject to BART</FP>
          <FP SOURCE="FP1-2">3. BART Determinations</FP>
          <FP SOURCE="FP1-2">a. Tracy Generating Station</FP>
          <FP SOURCE="FP1-2">b. Fort Churchill Generating Station</FP>
          <FP SOURCE="FP1-2">c. Reid Gardner Generating Station</FP>
          <FP SOURCE="FP1-2">d. Mohave Generating Station</FP>
          <FP SOURCE="FP1-2">4. EPA's Assessment</FP>
          <FP SOURCE="FP1-2">F. Determination of Reasonable Progress Goal</FP>
          <FP SOURCE="FP1-2">1. Visibility Projections for 2018</FP>
          <FP SOURCE="FP1-2">2. Establishing the Reasonable Progress Goal</FP>
          <FP SOURCE="FP1-2">3. Interstate Consultation</FP>
          <FP SOURCE="FP1-2">G. Long-Term Strategy</FP>
          <FP SOURCE="FP1-2">1. BART Controls</FP>
          <FP SOURCE="FP1-2">2. Ongoing Air Pollution Control Programs</FP>
          <FP SOURCE="FP1-2">3. Construction Activities</FP>
          <FP SOURCE="FP1-2">4. Source Retirement and Replacement Schedules</FP>
          <FP SOURCE="FP1-2">5. Smoke Management Programs</FP>
          <FP SOURCE="FP1-2">6. Other Measures supporting the LTS</FP>
          <FP SOURCE="FP1-2">7. Interstate Transport Requirements for Visibility</FP>
          <FP SOURCE="FP1-2">H. Monitoring Strategy</FP>
          <FP SOURCE="FP1-2">1. Coordination of RAVI with RHR</FP>
          <FP SOURCE="FP1-2">2. Additional Monitoring Sites</FP>
          <FP SOURCE="FP1-2">3. Using and Reporting Monitoring Data</FP>
          <FP SOURCE="FP1-2">4. Statewide Emissions Inventory</FP>
          <FP SOURCE="FP1-2">I. State and Federal Land Manager Coordination</FP>
          <FP SOURCE="FP1-2">J. Periodic SIP Revisions and 5-year Progress Reports</FP>
          <FP SOURCE="FP-2">V. EPA's Proposed Action</FP>
          <FP SOURCE="FP-2">VI. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. State Submittals</HD>
        <P>The Nevada Division of Environmental Protection (NDEP) adopted and transmitted its “Nevada Regional Haze State Implementation Plan” (Nevada RH SIP) to EPA Region 9 in a letter dated November 18, 2009. EPA determined the plan complete by operation of law on May 18, 2010. The SIP was properly noticed by the State and available for public comment for 30 days prior to a public hearing held in Carson City, Nevada, on May 20, 2009. There was a separate public notice and hearing on the proposed Best Available Retrofit Technology (BART) controls for four stationary sources, which the State adopted on April 23, 2009. The State submitted to EPA additional documentation of public process and adoption of a more stringent emission limit for one of the BART sources on February 18, 2010. Nevada included in its SIP responses to written comments from EPA Region 9, the National Park Service, and a consortium of conservation organizations. As a result of the State's participation with 13 other states, Tribal nations and Federal agencies in the Western Regional Air Partnership (WRAP), Nevada's RH SIP reflects a consistent approach toward addressing regional visibility impairment at 116 Class I areas in the West.</P>
        <HD SOURCE="HD1">II. Background</HD>
        <HD SOURCE="HD2">A. Description of Regional Haze</HD>

        <P>Regional haze is the impairment of visibility across a broad geographic area produced by numerous sources and activities that emit fine particles and their precursors, primarily sulfur dioxide (SO<E T="52">2</E>) and nitrogen oxide (NO<E T="52">X</E>), and in some cases, ammonia (NH<E T="52">3</E>) and volatile organic compounds (VOC). Fine particle precursors react in the atmosphere to form fine particulate matter (PM<E T="52">2.5</E>), primarily sulfates, nitrates, organic carbon, elemental carbon, and soil dust, which impair visibility by scattering and absorbing light. Visibility impairment reduces the clarity, color, and visible distance that one can see. PM<E T="52">2.5</E>can also cause<PRTPAGE P="36452"/>serious health effects and mortality in humans and contributes to environmental effects such as acid deposition and eutrophication.</P>
        <P>Data from existing visibility monitors, the “Interagency Monitoring of Protected Visual Environments” (IMPROVE) network, indicate that visibility impairment caused by air pollution occurs virtually all the time at most Federally protected national parks and wilderness areas, known as Class I areas. The average visual range in many Class I areas in the western United States is 100 to 150 kilometers, or about one-half to two-thirds of the visual range that would exist without man-made air pollution.<SU>1</SU>
          <FTREF/>In most of the eastern Class I areas of the United States, the average visual range is less than 30 kilometers, or about one-fifth of the visual range that would exist under estimated natural conditions. 64 FR 35715 (July 1, 1999).</P>
        <FTNT>
          <P>
            <SU>1</SU>Visual range is the greatest distance, in kilometers or miles, at which one can view a dark object against the sky.</P>
        </FTNT>
        <HD SOURCE="HD2">B. History of Regional Haze Regulations</HD>
        <P>In section 169(A)(1) of the 1977 Amendments to the CAA, Congress established as a national goal the “prevention of any future, and the remedying of any existing, impairment of visibility in mandatory class I Federal areas which impairment results from man-made air pollution.” Visibility was determined to be an important value in 156 mandatory Class I Federal areas<SU>2</SU>

          <FTREF/>as listed in 40 CFR 81.400-437. In the first phase of visibility protection, EPA promulgated regulations on December 2, 1980, to address visibility impairment in Class I areas that is “reasonably attributable” to a single source or small group of sources,<E T="03">i.e.,</E>“reasonably attributable visibility impairment” or RAVI. 45 FR 80084. EPA deferred action on regional haze that emanates from a variety of sources until monitoring, modeling and scientific knowledge about the relationship between pollutants and visibility impairment were improved.</P>
        <FTNT>
          <P>
            <SU>2</SU>Areas designated as mandatory Class I Federal areas consist of national parks exceeding 6000 acres, wilderness areas and national memorial parks exceeding 5000 acres, and all international parks that were in existence on August 7, 1977. 42 U.S.C. 7472(a). In accordance with section 169A of the CAA, EPA, in consultation with the Department of Interior, promulgated a list of 156 areas where visibility is identified as an important value. 44 FR 69122 (November 30, 1979). Although states and Tribes may designate as Class I additional areas which they consider to have visibility as an important value, the requirements of the visibility program set forth in section 169A of the CAA apply only to “mandatory Class I Federal areas.” Each mandatory Class I Federal area is the responsibility of a “Federal Land Manager.” 42 U.S.C. 7602(i). When we use the term “Class I area” in this action, we mean a “mandatory Class I Federal area.”</P>
        </FTNT>
        <P>Congress added section 169B to the CAA in 1990 to conduct scientific research on regional haze. This legislation established the Grand Canyon Visibility Transport Commission (GCVTC), which issued its report, “Recommendations for Improving Western Vistas,” on June 10, 1996. These recommendations informed the regulatory development of a regional haze program, and provided an option for certain western states to address visibility at 16 Class I areas on the Colorado Plateau under 40 CFR 51.309.</P>
        <P>EPA promulgated a rule to address regional haze on July 1, 1999 known as the Regional Haze Rule (RHR) (64 FR 35713). The RHR revised the existing visibility regulations to include provisions addressing regional haze impairment and established a comprehensive visibility protection program for Class I areas. The requirements for regional haze, found at 40 CFR 51.308 and 51.309, are included in EPA's visibility protection regulations at 40 CFR 51.300-309. Some of the major elements of the RHR requirements are summarized in section III of this notice. The requirement to submit a regional haze plan revision applies to all 50 states, the District of Columbia, and the Virgin Islands. States were required to submit the first implementation plan addressing regional haze visibility impairment no later than December 17, 2007. 40 CFR 51.308(b). Since most states, including Nevada, did not submit SIPs prior to the deadline, EPA made a Finding of Failure to Submit that extended the deadline to January 15, 2011, for EPA to approve a SIP or publish a Federal Implementation Plan (FIP). 74 FR 2392 (January 15, 2009). EPA is publishing this proposal to meet this obligation.</P>
        <HD SOURCE="HD2">C. Roles of Agencies in Addressing Regional Haze</HD>
        <P>Successful implementation of the regional haze program will require long-term coordination among states, Tribal governments and various Federal agencies. As noted above, pollution affecting the air quality in Class I areas can result from the transport of pollutants over long distances, even hundreds of kilometers. Therefore, states and Tribal nations need to develop coordinated strategies to take into account the effect of emissions from one jurisdiction on the air quality in another. To support a regional approach to the planning process, EPA founded five regional planning organizations (RPOs) to assist states and Tribes in addressing regional haze and related issues. The RPOs first evaluated technical information to better understand how emissions impact Class I areas across the country, and then pursued the development of regional strategies to reduce pollutants contributing to regional haze.</P>
        <P>The Western Regional Air Partnership (WRAP), one of five RPOs nationally, is a voluntary partnership of State, Tribal, Federal, and local air agencies focusing on improving visibility at 116 Class I areas in the West. WRAP member states include: Alaska, Arizona, California, Colorado, Idaho, Montana, New Mexico, North Dakota, Oregon, South Dakota, Utah, Washington and Wyoming. WRAP Tribal members include Campo Band of Kumeyaay Indians, Confederated Salish and Kootenai Tribes, Cortina Indian Rancheria, Hopi Tribe, Hualapai Nation of the Grand Canyon, Native Village of Shungnak, Nez Perce Tribe, Northern Cheyenne Tribe, Pueblo of Acoma, Pueblo of San Felipe, and Shoshone-Bannock Tribes of Fort Hall. While Nevada is not a formal member of the WRAP, State representatives participated fully in the WRAP and relied on its technical services and products as the basis for its plan.</P>
        <P>While EPA regulates visibility at Class I areas, Federal Land Managers (FLMs) from the National Park Service, Fish and Wildlife Service, and Forest Service have a special role in the program because they have primary jurisdiction over Class I areas. FLMs may submit comments and make recommendations on a state's plan, and states are required to coordinate and consult with FLMs on most major planning and implementation requirements.</P>
        <HD SOURCE="HD1">III. Requirements for Regional Haze SIPs</HD>
        <HD SOURCE="HD2">A. Regional Haze Rule</HD>

        <P>Regional haze SIPs must establish a long-term strategy that ensures reasonable progress toward achieving natural visibility conditions in each Class I area affected by the state's emissions. For each Class I area within its boundaries, the state must establish a reasonable progress goal (RPG) for the first planning period that ends on July 31, 2018. The long-term strategy must include enforceable emission limits and other measures as necessary to achieve the RPG. State implementation plans must also give specific attention to certain stationary sources that were in existence on August 7, 1977, but were not in operation before August 7, 1962. These sources, where appropriate, are required to install Best Available Retrofit Technology (BART) controls to eliminate or reduce visibility<PRTPAGE P="36453"/>impairment. The specific regional haze SIP requirements are summarized below.</P>
        <HD SOURCE="HD2">B. Determination of Baseline, Natural and Current Visibility Conditions</HD>
        <P>The RHR establishes the deciview (dv) as the principal metric for measuring visibility. This visibility metric expresses uniform changes in haziness in terms of common increments across the entire range of visibility conditions, from pristine to extremely hazy conditions. Visibility expressed in deciviews is determined by using air quality measurements to estimate light extinction and then transforming the value of light extinction to deciviews using a logarithmic function. The deciview is a more useful measure for tracking progress in improving visibility than light extinction because each deciview change is an equal incremental change in visibility as perceived by the human eye. Most people can detect a change in visibility at one deciview.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>The preamble to the RHR provides additional details about the deciview. 64 FR 35714, 35725 (July 1, 1999).</P>
        </FTNT>

        <P>The deciview is used to express reasonable progress goals; define visibility conditions; and track changes in visibility. To track changes in visibility at each of the 156 Class I areas covered by the visibility program (40 CFR 81.401-437), and as part of the process for determining reasonable progress, states must calculate the degree of existing visibility impairment at each Class I area and periodically review progress midway through each ten-year implementation period. To do this, the RHR requires states to determine the degree of impairment (in deciviews) for the average of the 20 percent least impaired (“best”) and 20 percent most impaired (“worst”) visibility days over a specified time period at each of their Class I areas. In addition, states must develop an estimate of natural visibility conditions for the purpose of comparing progress toward the national goal. Natural visibility is determined by estimating the natural concentrations of pollutants that cause visibility impairment and then calculating total light extinction based on those estimates. EPA has provided guidance to states regarding how to calculate baseline, natural and current visibility conditions in documents titled, EPA's<E T="03">Guidance for Estimating Natural Visibility Conditions Under the Regional Haze Rule,</E>September 2003, (EPA-454/B-03-005 located at<E T="03">http://www.epa.gov/ttncaaa1/t1/memoranda/rh_envcurhr_gd.pdf</E>), (hereinafter referred to as “EPA's 2003 Natural Visibility Guidance”), and<E T="03">Guidance for Tracking Progress Under the Regional Haze Rule</E>(EPA-454/B-03-004 September 2003 located at<E T="03">http://www.epa.gov/ttncaaa1/t1/memoranda/rh_tpurhr_gd.pdf</E>), hereinafter referred to as “EPA's 2003 Tracking Progress Guidance”).</P>
        <P>For the first regional haze SIPS that were due by December 17, 2007, “baseline visibility conditions” were the starting points for assessing “current” visibility impairment. Baseline visibility conditions represent the degree of visibility impairment for the 20 percent least impaired days and 20 percent most impaired days for each calendar year from 2000 to 2004. Using monitoring data for 2000 through 2004, states are required to calculate the average degree of visibility impairment for each Class I area, based on the average of annual values over the five-year period. The comparison of initial baseline visibility conditions to natural visibility conditions indicates the amount of improvement necessary to attain natural visibility, while the future comparison of baseline conditions to the then current conditions will indicate the amount of progress. In general, the 2000-2004 baseline period is considered the time from which improvement in visibility is measured.</P>
        <HD SOURCE="HD2">C. Determination of Reasonable Progress Goals</HD>

        <P>The vehicle for ensuring continuing progress towards achieving the natural visibility goal is the submission of a series of regional haze SIPs that establish two RPGs (<E T="03">i.e.,</E>two distinct goals, one for the “best” and one for the “worst” days) for every Class I area for each (approximately) ten-year implementation period. The RHR does not mandate specific milestones or rates of progress, but instead calls for states to establish goals that provide for “reasonable progress” toward achieving natural (<E T="03">i.e.,</E>“background”) visibility conditions. In setting reasonable progress goals (RPGs), states must provide for an improvement in visibility for the most impaired days over the (approximately) ten-year period of the SIP, and ensure no degradation in visibility for the least impaired days over the same period.</P>

        <P>States have significant discretion in establishing RPGs, but are required to consider the following factors established in section 169A of the CAA and in EPA's RHR at 40 CFR 51.308(d)(1)(i)(A): (1) The costs of compliance; (2) the time necessary for compliance; (3) the energy and non-air quality environmental impacts of compliance; and (4) the remaining useful life of any potentially affected sources. States must demonstrate in their SIPs how these factors are considered when selecting the RPGs for the best and worst days for each applicable Class I area. States have considerable flexibility in how they take these factors into consideration, as noted in EPA's<E T="03">Guidance for Setting Reasonable Progress Goals under the Regional Haze Program,</E>July 1, 2007, memorandum from William L. Wehrum, Acting Assistant Administrator for Air and Radiation, to EPA Regional Administrators, EPA Regions 1-10 (pp. 4-2, 5-1) (“EPA's Reasonable Progress Guidance”). In setting the RPGs, states must also consider the rate of progress needed to reach natural visibility conditions by 2064 (referred to as the “uniform rate of progress” (URP) or the “glide path”) and the emission reduction measures needed to achieve that rate of progress over the ten-year period of the SIP. Uniform progress towards achievement of natural conditions by the year 2064 represents a rate of progress that states are to use for analytical comparison to the amount of progress they expect to achieve. In setting RPGs, each state with one or more Class I areas (“Class I state”) must also consult with potentially “contributing states,”<E T="03">i.e.,</E>other nearby states with emission sources that may be affecting visibility impairment at the Class I state's areas. 40 CFR 51.308(d)(1)(iv).</P>
        <HD SOURCE="HD2">D. Best Available Retrofit Technology</HD>
        <P>Section 169A of the CAA directs states to evaluate the use of retrofit controls at certain larger, often uncontrolled, older stationary sources in order to address visibility impacts from these sources. Specifically, section 169A(b)(2)(A) of the CAA requires states to revise their SIPs to contain such measures as may be necessary to make reasonable progress towards the natural visibility goal, including a requirement that certain categories of existing major stationary sources<SU>4</SU>

          <FTREF/>built between 1962 and 1977 procure, install, and operate the “Best Available Retrofit Technology” as determined by the state. Under the RHR, states are directed to conduct BART determinations for such “BART-eligible” sources that may be anticipated to cause or contribute to any visibility impairment in a Class I area. Rather than requiring source-specific BART controls, states also have the flexibility to adopt an emissions trading program or other alternative program as<PRTPAGE P="36454"/>long as the alternative provides greater reasonable progress towards improving visibility than BART.</P>
        <FTNT>
          <P>
            <SU>4</SU>The set of “major stationary sources” potentially subject to BART is listed in CAA section 169A(g)(7).</P>
        </FTNT>
        <P>EPA published on July 6, 2005, the<E T="03">Guidelines for BART</E>
          <E T="03">Determinations under the Regional Haze Rule</E>at Appendix Y to 40 CFR part 51 (hereinafter referred to as the “BART Guidelines”) to assist states in determining which of their sources should be subject to the BART requirements and in determining appropriate emission limits for each applicable source. In making a BART determination for a fossil fuel-fired electric generating plant with a total generating capacity in excess of 750 megawatts, a state must use the approach set forth in the BART Guidelines. A state is encouraged, but not required, to follow the BART Guidelines in making BART determinations for other types of sources.</P>

        <P>States must address all visibility-impairing pollutants emitted by a source in the BART determination process. The most significant visibility impairing pollutants are SO<E T="52">2</E>, NO<E T="52">X</E>and PM. EPA has indicated that states should use their best judgment in determining whether VOC or NH<E T="52">3</E>compounds impair visibility in Class I areas.</P>
        <P>Under the BART Guidelines, states may select an exemption threshold value for their BART modeling, below which a BART-eligible source would not be expected to cause or contribute to visibility impairment in any Class I area. The state must document this exemption threshold value in the SIP and must state the basis for its selection of that value. Any source with emissions that model above the threshold value would be subject to a BART determination review. The BART Guidelines acknowledge varying circumstances affecting different Class I areas. States should consider the number of emission sources affecting the Class I areas at issue and the magnitude of the individual sources' impacts. An exemption threshold set by the state should not be higher than 0.5 deciview.</P>
        <P>In their SIPs, states must identify potential BART sources, described in the RHR as “BART-eligible sources,” and document their BART control determination analyses. In making BART determinations, section 169A(g)(2) of the CAA requires that states consider the following factors: (1) The costs of compliance; (2) the energy and non-air quality environmental impacts of compliance; (3) any existing pollution control technology in use at the source; (4) the remaining useful life of the source; and, (5) the degree of improvement in visibility which may reasonably be anticipated to result from the use of such technology. States are free to determine the weight and significance assigned to each factor.</P>
        <P>A regional haze SIP must include source-specific BART emission limits and compliance schedules for each source subject to BART. Once a state has made its BART determination, the BART controls must be installed and in operation as expeditiously as practicable, but no later than five years after the date EPA approves the regional haze SIP. CAA section 169(g)(4). 40 CFR 51.308(e)(1)(iv). In addition to what is required by the RHR, general SIP requirements mandate that the SIP must also include all regulatory requirements related to monitoring, recordkeeping and reporting for the BART controls on the source. States have the flexibility to choose the type of control measures they will use to meet the requirements of BART.</P>
        <HD SOURCE="HD2">E. Long-Term Strategy</HD>
        <P>Consistent with the requirement in section 169A(b) of the CAA that states include in their regional haze SIP a ten- to fifteen-year strategy for making reasonable progress, section 51.308(d)(3) of the RHR requires that states include a long-term strategy (LTS) in their regional haze SIPs. The LTS is the compilation of all control measures a state will use during the implementation period of the specific SIP submittal to meet applicable RPGs. The LTS must include “enforceable emissions limitations, compliance schedules, and other measures needed to achieve the reasonable progress goals” for all Class I areas within and affected by emissions from the state. 40 CFR 51.308(d)(3).</P>

        <P>When a state's emissions are reasonably anticipated to cause or contribute to visibility impairment in a Class I area located in another state, the RHR requires the impacted state to coordinate with contributing states to develop coordinated emissions management strategies. 40 CFR 51.308(d)(3)(i). In such cases, the contributing state must demonstrate that it has included in its SIP, all measures necessary to obtain its share of the emission reductions needed to meet the RPGs for the Class I area. The RPOs have provided forums for significant interstate consultation, but additional consultation between states may be required to sufficiently address interstate visibility issues (<E T="03">e.g.,</E>where two states belong to different RPOs).</P>
        <P>States should consider all types of anthropogenic sources of visibility impairment in developing their LTS, including stationary, minor, mobile, and area sources. At a minimum, states must describe how each of the following seven factors listed below are taken into account in developing their LTS: (1) Emission reductions due to ongoing air pollution control programs, including measures to address RAVI; (2) measures to mitigate the impacts of construction activities; (3) emissions limitations and schedules for compliance to achieve the RPG; (4) source retirement and replacement schedules; (5) smoke management techniques for agricultural and forestry management purposes including plans as currently exist within the state for these purposes; (6) enforceability of emissions limitations and control measures; and, (7) the anticipated net effect on visibility due to projected changes in point, area, and mobile source emissions over the period addressed by the LTS. 40 CFR 51.308(d)(3)(v).</P>
        <HD SOURCE="HD2">F. Coordination of the Regional Haze SIP and Reasonably Attributable Visibility Impairment</HD>
        <P>As part of the RHR, EPA revised 40 CFR 51.306(c) regarding the long-term strategy for RAVI to require that the RAVI plan must provide for a periodic review and SIP revision not less frequently than every three years until the date of submission of the state's first plan addressing regional haze visibility impairment, which was due December 17, 2007, in accordance with 40 CFR 51.308(b) and (c). On or before this date, the state must revise its plan to provide for review and revision of a coordinated LTS for addressing RAVI and regional haze, and the state must submit the first such coordinated LTS with its first regional haze SIP. Future coordinated LTSs, and periodic progress reports evaluating progress towards RPGs, must be submitted consistent with the schedule for SIP submission and periodic progress reports set forth in 40 CFR 51.308(f) and 51.308(g), respectively. The periodic review of a state's LTS must report on both regional haze and RAVI impairment and must be submitted to EPA as a SIP revision.</P>
        <HD SOURCE="HD2">G. Monitoring Strategy</HD>

        <P>Section 51.308(d)(4) of the RHR requires a monitoring strategy for measuring, characterizing, and reporting on regional haze visibility impairment that is representative of all mandatory Class I areas within the state. The strategy must be coordinated with the monitoring strategy required in 40 CFR 51.305 for RAVI. Compliance with this requirement may be met through “participation” in the Interagency Monitoring of Protected Visual<PRTPAGE P="36455"/>Environments (IMPROVE) network,<E T="03">i.e.,</E>review and use of monitoring data from the network. The monitoring strategy is due with the first regional haze SIP, and it must be reviewed every five years. The monitoring strategy must also provide for additional monitoring sites if the IMPROVE network is not sufficient to determine whether RPGs will be met. The SIP must also provide for the following:</P>
        <P>• Procedures for using monitoring data and other information in a state with mandatory Class I areas to determine the contribution of emissions from within the state to regional haze visibility impairment at Class I areas both within and outside the state;</P>
        <P>• Procedures for using monitoring data and other information in a state with no mandatory Class I areas to determine the contribution of emissions from within the state to regional haze visibility impairment at Class I areas in other states;</P>
        <P>• Reporting of all visibility monitoring data to the Administrator at least annually for each Class I area in the state, and where possible, in electronic format;</P>
        <P>• Developing a statewide inventory of emissions of pollutants that are reasonably anticipated to cause or contribute to visibility impairment in any Class I area. The inventory must include emissions for a baseline year, emissions for the most recent year for which data are available, and estimates of future projected emissions. A state must also make a commitment to update the inventory periodically; and,</P>
        <P>• Other elements, including reporting, recordkeeping, and other measures necessary to assess and report on visibility.</P>
        <HD SOURCE="HD2">H. SIP Revisions and Progress Reports</HD>
        <P>The RHR requires control strategies to cover an initial implementation period through 2018, with a comprehensive reassessment and revision of those strategies, as appropriate, every ten years thereafter. Periodic SIP revisions must meet the core requirements of section 51.308(d) with the exception of BART. The requirement to evaluate sources for BART applies only to the first regional haze SIP. Facilities subject to BART must continue to comply with the BART provisions of section 51.308(e), as noted above. Periodic SIP revisions will assure that the statutory requirement of reasonable progress will continue to be met.</P>
        <P>Each state also is required to submit a report to EPA every five years that evaluates progress toward achieving the RPG for each Class I area within the state and outside the state if affected by emissions from within the state. 40 CFR 51.308(g). The first progress report is due five years from submittal of the initial regional haze SIP revision. At the same time a 5-year progress report is submitted, a state must determine the adequacy of its existing SIP to achieve the established goals for visibility improvement. 40 CFR 51.308(h). The RHR contains more detailed requirements associated with these parts of the Rule.</P>
        <HD SOURCE="HD2">I. Coordination With Federal Land Managers</HD>
        <P>The RHR requires that states consult with Federal Land Managers (FLMs) before adopting and submitting their SIPs. 40 CFR 51.308(i). States must provide FLMs an opportunity for consultation, in person and at least sixty days prior to holding any public hearing on the SIP. This consultation must include the opportunity for the FLMs to discuss their assessment of impairment of visibility in any Class I area and to offer recommendations on the development of the RPGs and on the development and implementation of strategies to address visibility impairment. Furthermore, a state must include in its SIP a description of how it addressed any comments provided by the FLMs. Finally, a SIP must provide procedures for continuing consultation between the state and FLMs regarding the state's visibility protection program, including development and review of SIP revisions, five-year progress reports, and the implementation of other programs having the potential to contribute to impairment of visibility in Class I areas.</P>
        <HD SOURCE="HD1">IV. EPA's Analysis of Nevada's RH SIP</HD>
        <HD SOURCE="HD2">A. Affected Class I Areas</HD>
        <P>Nevada has one Class I area, the Jarbidge Wilderness Area (hereinafter referred to as Jarbidge), located within the Humboldt National Forest in the northeastern corner of the State. NDEP identified 24 other Class I areas<SU>5</SU>
          <FTREF/>located outside the State that may be affected by its emissions. These other Class I areas are in Arizona (5), California (11), Idaho (2), Oregon (3) and Utah (3). In Arizona, the Class I areas are Grand Canyon National Park (NP), Sycamore Canyon Wilderness Area (WA), Pine Mountain WA, Mazatal WA, and Sierra Ancha WA. In California, they are Desolation WA, Dome Land WA, Hoover WA, Joshua Tree NP, Kaiser WA, Lassen Volcanic NP, Lava Beds WA, San Gabriel WA, San Gorgonio WA, Sequoia NP, and Yosemite NP. In Idaho, the areas are Craters of the Moon WA and Sawtooth WA. In Oregon, the areas are Crater Lake NP, Hells Canyon WA and Eagle Cap WA. In Utah, the areas are Bryce Canyon NP, Capitol Reef NP and Zion NP. EPA is proposing to find that NDEP has identified all affected Class I areas within and outside the State that are potentially affected by its emissions.</P>
        <FTNT>
          <P>

            <SU>5</SU>These Class I areas were identified using Particle Source Apportionment Tracking (PSAT) modeling results for sulfate and nitrate extinction. Tables 4-3 and 4-4 in the Nevada Regional Haze SIP identify the rank and percentage of the total modeled concentration due to SO<E T="52">2</E>emissions and NO<E T="52">X</E>emissions from sources in Nevada to the IMPROVE monitors representing Class I areas in the five adjacent states. Where a monitoring site is not located within a specific national park or wilderness area, the closest Class I area is listed.</P>
        </FTNT>
        <HD SOURCE="HD2">B. Visibility Conditions and Uniform Rate of Progress</HD>
        <P>NDEP developed the visibility estimates in its RH SIP using air quality models and analytical tools provided by the WRAP. Based on EPA's review of the WRAP's technical analyses and products, we found that the models were used appropriately, and were consistent with EPA guidance in effect at the time of their use. The models used by the WRAP were state-of-the-science at the time the modeling was conducted, and model performance was adequate for the purposes that they were used.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>6</SU>For our detailed review and discussion, please see “Technical Support Document for Technical Products Prepared by the Western Regional Air Partnership in support of Western Regional Haze Plans”, Final, February 2011 (WRAP TSD).</P>
        </FTNT>
        <HD SOURCE="HD3">1. Baseline and Natural Visibility Conditions</HD>
        <P>Baseline visibility conditions represent the degree of visibility impairment for the 20 percent least impaired days and 20 percent most impaired days for each calendar year from 2000 to 2004. Using monitoring data for 2000 through 2004, states are required to calculate the average degree of visibility impairment for each Class I area, based on the average of annual values over the five-year period.</P>

        <P>NDEP calculated that on the 20 percent worst days at Jarbidge, the baseline visibility condition is 12.07 dv and the natural visibility condition is 7.87 dv. The natural visibility condition represents the long-term national goal of no man-made impairment. Since a state must ensure visibility improvement on the worst days, a baseline of 12.07 dv and an endpoint of 7.87 dv are used to measure progress. On the 20 percent best days, the baseline visibility condition is 2.56 dv and the natural visibility condition is 1.14 dv. The baseline visibility condition on best<PRTPAGE P="36456"/>days is a value that must be maintained in future years.</P>
        <HD SOURCE="HD3">2. Uniform Rate of Progress Estimate</HD>
        <P>NDEP calculated the uniform rate of progress (URP) estimate for Jarbidge using the deciviews for the 2000-2004 baseline and natural background conditions on the 20 percent worst days. The URP is represented as a straight line between a Class I area's baseline value and natural conditions in 2064. 40 CFR Section 51.308(d)(1)(i)(B). This line is linear and assumes the same increment of progress every year for 60 years.</P>
        <P>NDEP calculated the URP for Jarbidge in 2018 as 11.09 dv. (See Table 1). Given baseline conditions of 12.07 dv and an estimate of natural conditions of 7.87 dv, the overall visibility improvement necessary to reach the national goal is 4.20 dv. As the regional haze rule requires the URP to be calculated over a 60-year period from baseline to natural conditions (2004 to 2064), the URP is an average annual improvement of 0.07 dv (4.20 dv divided by 60 years). A uniform rate of progress in the first planning period (2004 to 2018) would result in an improvement of 0.98 dv (14 years times .07 dv). Therefore, the URP in 2018 for Jarbidge is 11.09 dv (12.07 dv minus 0.98 dv).</P>
        <P>NDEP produced the following visibility estimates in deciviews for its one Class I area: baseline visibility conditions, uniform rate of progress estimate for 2018, and natural conditions estimate for 2064. We propose to find that these estimates are consistent with the requirements of the RHR, particularly the requirements at 40 CFR 51.308(d)(2)(i) and (iii).</P>
        <GPOTABLE CDEF="s50,10C,10C,10C,10C,10C" COLS="6" OPTS="L2,i1">
          <TTITLE>TABLE 1—Visibility Calculations for Jarbidge</TTITLE>
          <TDESC>[In deciviews]</TDESC>
          <BOXHD>
            <CHED H="1">Class I area</CHED>
            <CHED H="1">2000-20004 Baseline Condition (20% worst days)</CHED>
            <CHED H="1">2018<LI>Uniform</LI>
              <LI>rate of</LI>
              <LI>progress</LI>
              <LI>(20% worst days)</LI>
            </CHED>
            <CHED H="1">2018<LI>Reduction</LI>
              <LI>needed</LI>
              <LI>(20% worst days)</LI>
            </CHED>
            <CHED H="1">2064<LI>Natural</LI>
              <LI>condition</LI>
              <LI>(20% worst days)</LI>
            </CHED>
            <CHED H="1">2000-2004 Baseline condition (20% best days)</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Jarbidge Wilderness Area</ENT>
            <ENT>12.07</ENT>
            <ENT>11.09</ENT>
            <ENT>0.98</ENT>
            <ENT>7.87</ENT>
            <ENT>2.56</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>Table 2-1, page 2-7, Nevada RH SIP.</TNOTE>
        </GPOTABLE>
        <HD SOURCE="HD2">C. Nevada's Emissions Inventories</HD>
        <HD SOURCE="HD3">1. Emissions Inventories for 2002 and 2018</HD>

        <P>The RHR requires a statewide emissions inventory of pollutants that are reasonably anticipated to cause or contribute to visibility impairment in any mandatory Class I area. 40 CFR 51.308(d)(4)(v). NDEP provides a statewide emissions inventory for 2002, representing the mid-point of the 2000-2004 baseline period, and a projected emissions inventory for 2018, the end of the first 10-year planning period. The 2018 inventory is based on visibility modeling conducted by the WRAP's Regional Modeling Center using the Community Multi-Scale Air Quality (CMAQ) model. The emissions inventories for 2002 and 2018 provide estimates of annual emissions for haze producing pollutants by source category as summarized by EPA in Tables 2 and 3 based on information in Chapter 3 of Nevada's RH SIP. The inventoried pollutants include sulfur oxides (SO<E T="52">x</E>), nitrogen oxides (NO<E T="52">X</E>), volatile organic compounds (VOCs), fine particulate matter under 2.5 microns (PM<E T="52">2.5</E>), coarse particulate matter under 10 microns (PM<E T="52">10</E>), ammonia (NH<E T="52">3</E>), primary organic aerosol (POA),<SU>7</SU>
          <FTREF/>and elemental carbon (EC). The emissions are divided into six source categories: point, area, mobile on-road, mobile off-road, natural and other. Natural sources include natural fire, biogenic and windblown dust. Other includes oil and gas, road dust, fugitive dust and anthropogenic fire. EPA is proposing to find that the emission inventories in Nevada's RH SIP were calculated using approved EPA methods.</P>
        <FTNT>
          <P>
            <SU>7</SU>Instead of using the category of Organic Carbon, Nevada used the POA primary organic aerosol that includes organic molecules or compounds that are directly emitted from the combustion of organic material. These organic compounds include organic carbon, hydrogen, oxygen as well as other organic atoms.</P>
        </FTNT>
        <GPOTABLE CDEF="s50,9,9,9,9,9,9,9,9" COLS="9" OPTS="L2,i1">
          <TTITLE>TABLE 2—Summary of 2000-2004 Average Baseline Emissions for Nevada</TTITLE>
          <TDESC>[tons per year]</TDESC>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">SO<E T="52">X</E>
            </CHED>
            <CHED H="1">NO<E T="52">X</E>
            </CHED>
            <CHED H="1">VOC</CHED>
            <CHED H="1">PM<E T="52">2.5</E>
            </CHED>
            <CHED H="1">PM<E T="52">10</E>
            </CHED>
            <CHED H="1">NH<E T="02">3</E>
            </CHED>
            <CHED H="1">POA</CHED>
            <CHED H="1">EC</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Point</ENT>
            <ENT>50,947</ENT>
            <ENT>59,873</ENT>
            <ENT>2,215</ENT>
            <ENT>2,158</ENT>
            <ENT>4,093</ENT>
            <ENT>339</ENT>
            <ENT>256</ENT>
            <ENT>13</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Area</ENT>
            <ENT>13,037</ENT>
            <ENT>5,728</ENT>
            <ENT>28,592</ENT>
            <ENT>830</ENT>
            <ENT>897</ENT>
            <ENT>8,009</ENT>
            <ENT>687</ENT>
            <ENT>96</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Mobile On-Road</ENT>
            <ENT>510</ENT>
            <ENT>41,089</ENT>
            <ENT>36,257</ENT>
            <ENT>0</ENT>
            <ENT>245</ENT>
            <ENT>2,030</ENT>
            <ENT>314</ENT>
            <ENT>235</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Mobile Off-Road</ENT>
            <ENT>1,672</ENT>
            <ENT>32,565</ENT>
            <ENT>18,094</ENT>
            <ENT>0</ENT>
            <ENT>0</ENT>
            <ENT>22</ENT>
            <ENT>572</ENT>
            <ENT>1,354</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Natural</ENT>
            <ENT>2,784</ENT>
            <ENT>23,103</ENT>
            <ENT>811,745</ENT>
            <ENT>11,844</ENT>
            <ENT>99,122</ENT>
            <ENT>1,684</ENT>
            <ENT>22,501</ENT>
            <ENT>4,674</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Other</ENT>
            <ENT>28</ENT>
            <ENT>117</ENT>
            <ENT>199</ENT>
            <ENT>6,138</ENT>
            <ENT>56,786</ENT>
            <ENT>8</ENT>
            <ENT>405</ENT>
            <ENT>37</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total</ENT>
            <ENT>68,978</ENT>
            <ENT>162,475</ENT>
            <ENT>897,102</ENT>
            <ENT>20,970</ENT>
            <ENT>161,143</ENT>
            <ENT>12,092</ENT>
            <ENT>24,734</ENT>
            <ENT>6,409</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Percent</ENT>
            <ENT>(5)</ENT>
            <ENT>(12)</ENT>
            <ENT>(66)</ENT>
            <ENT>(1.5)</ENT>
            <ENT>(12)</ENT>
            <ENT>(1)</ENT>
            <ENT>(2)</ENT>
            <ENT>(0.5)</ENT>
          </ROW>
        </GPOTABLE>
        
        <PRTPAGE P="36457"/>
        <GPOTABLE CDEF="s50,9,9,9,9,9,9,9,9" COLS="9" OPTS="L2,i1">
          <TTITLE>TABLE 3—Summary of 2018 Emissions for Nevada</TTITLE>
          <TDESC>[Tons per year]</TDESC>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">SO<E T="52">X</E>
            </CHED>
            <CHED H="1">NO<E T="52">X</E>
            </CHED>
            <CHED H="1">VOC</CHED>
            <CHED H="1">PM<E T="52">2.5</E>
            </CHED>
            <CHED H="1">PM<E T="52">10</E>
            </CHED>
            <CHED H="1">NH<E T="52">3</E>
            </CHED>
            <CHED H="1">POA</CHED>
            <CHED H="1">EC</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Point</ENT>
            <ENT>28,320</ENT>
            <ENT>67,632</ENT>
            <ENT>3,866</ENT>
            <ENT>2,211</ENT>
            <ENT>4,717</ENT>
            <ENT>864</ENT>
            <ENT>168</ENT>
            <ENT>13</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Area</ENT>
            <ENT>14,280</ENT>
            <ENT>7,418</ENT>
            <ENT>53,014</ENT>
            <ENT>1,150</ENT>
            <ENT>1,012</ENT>
            <ENT>8,535</ENT>
            <ENT>776</ENT>
            <ENT>115</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Mobile On-Road</ENT>
            <ENT>336</ENT>
            <ENT>15,049</ENT>
            <ENT>17,085</ENT>
            <ENT>0</ENT>
            <ENT>360</ENT>
            <ENT>3,385</ENT>
            <ENT>422</ENT>
            <ENT>121</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Mobile Off-Road</ENT>
            <ENT>473</ENT>
            <ENT>22,182</ENT>
            <ENT>11,784</ENT>
            <ENT>0</ENT>
            <ENT>0</ENT>
            <ENT>30</ENT>
            <ENT>393</ENT>
            <ENT>668</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Natural</ENT>
            <ENT>2,784</ENT>
            <ENT>23,103</ENT>
            <ENT>811,745</ENT>
            <ENT>11,844</ENT>
            <ENT>99,122</ENT>
            <ENT>1,684</ENT>
            <ENT>22,501</ENT>
            <ENT>4,674</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Other</ENT>
            <ENT>30</ENT>
            <ENT>114</ENT>
            <ENT>213</ENT>
            <ENT>8,928</ENT>
            <ENT>83,076</ENT>
            <ENT>5</ENT>
            <ENT>561</ENT>
            <ENT>47</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total</ENT>
            <ENT>46,223</ENT>
            <ENT>135,498</ENT>
            <ENT>897,707</ENT>
            <ENT>24,133</ENT>
            <ENT>188,287</ENT>
            <ENT>14,503</ENT>
            <ENT>24,822</ENT>
            <ENT>5,638</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Percent</ENT>
            <ENT>(3.5)</ENT>
            <ENT>(10)</ENT>
            <ENT>(67)</ENT>
            <ENT>(2)</ENT>
            <ENT>(14)</ENT>
            <ENT>(1)</ENT>
            <ENT>(2)</ENT>
            <ENT>(0.5)</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD3">2. Analysis of Statewide Emissions by Pollutant</HD>
        <P>NDEP's analysis of each pollutant in its emissions inventory, as summarized below, informs the relationship between the State's emissions and visibility impairment at Jarbidge as well as Class I areas outside the State.</P>
        <P>•<E T="03">Sulfur Dioxide:</E>SO<E T="52">2</E>emissions are mostly from coal combustion at electrical generation facilities, but smaller amounts are from natural gas combustion, mobile sources and wood combustion. In Nevada, SO<E T="52">X</E>emissions are predominantly from point sources (61 percent) and area sources (31 percent). Statewide emissions of SO<E T="52">2</E>are projected to decrease 33 percent by 2018 as compared to the baseline due to planned BART controls on power plants and to reductions in mobile source emissions due to Federal diesel fuel standards. Comparing 2018 projections to the baseline, SO<E T="52">X</E>emissions from point sources decrease 44 percent; area sources increase 10 percent; off-road mobile decrease 72 percent; and on-road mobile decrease 34 percent.</P>
        <P>•<E T="03">Nitrogen Oxide:</E>NO<E T="52">X</E>is generated during any combustion process where nitrogen and oxygen from the atmosphere combine to form nitric oxide and to a lesser extent nitrogen dioxide. NO<E T="52">X</E>emissions are predominantly from point sources (50 percent) and mobile sources (27 percent). Statewide emissions of NO<E T="52">X</E>are expected to decrease by 17 percent by 2018, primarily due to an estimated 36,423 ton reduction in emissions from mobile sources due to new Federal vehicle emission standards. While NO<E T="52">X</E>from point sources is projected to increase by 13 percent, the 2018 emissions inventory data does not include NO<E T="52">X</E>reductions from the installation of BART controls in Nevada. The projected increase of 29 percent in area sources by 2018 is largely due to forecasted increases in activity from population growth.</P>
        <P>•<E T="03">Volatile Organic Compounds:</E>VOCs are gases emitted by a wide array of man-made products and sources, but in Nevada are mostly from living organisms (90 percent), a natural source categorized as a biogenic. VOCs impact visibility as emissions condense in the atmosphere to form an organic aerosol. Projected emissions of VOCs are not expected to change by 2018.</P>
        <P>•<E T="03">PM</E>
          <E T="52">2.5</E>: PM fine emissions are composed of fine particulates that can remain suspended in the atmosphere for long periods of time and travel long distances. In Nevada, these emissions are generated mostly by natural fires (49 percent) and area sources (37 percent) such as woodstoves. Statewide emissions of PM<E T="52">2.5</E>are expected to increase by 15 percent by 2018. Most of the increase is associated with fugitive dust related to increases in population. Overall, PM<E T="52">2.5</E>is a relatively small part of the visibility problem compared to other pollutants.</P>
        <P>•<E T="03">PM</E>
          <E T="52">10</E>: PM coarse emissions are larger particles that travel shorter distances, but still contribute to regional visibility impairment. In Nevada, PM coarse emissions are predominately due to windblown dust (50 percent) and fugitive dust (36 percent). PM<E T="52">10</E>emissions are expected to increase about 17 percent by 2018 due mostly to projected increases in road dust and fugitive dust linked to increases in population. Windblown dust is not projected to change by 2018, and remains the primary source category for these emissions.</P>
        <P>•<E T="03">Ammonia:</E>NH<E T="52">3</E>emissions are from a variety of sources including wastewater treatment facilities, livestock operations, fertilizer applications and mobile sources. NH<E T="52">3</E>emissions are predominantly from area sources (59 percent) and on-road mobile sources (23 percent). The 2018 projections indicate a net increase of 20 percent, mostly from on-road mobile sources due to projected increases in population, and by extension, vehicular traffic. While emission estimates for NH<E T="52">3</E>are hard to quantify, these pollutants are important because they react with SO<E T="52">2</E>and NO<E T="52">X</E>to form ammonium sulfate (SO<E T="52">4</E>) and ammonium nitrate (NO<E T="52">3</E>) particles that are very effective in impairing visibility.</P>
        <P>•<E T="03">Primary Organic Aerosol:</E>POA includes organic molecules or compounds directly emitted from the combustion of organic material. Natural fire emissions (91 percent) dominate this category of statewide emissions.</P>
        <P>•<E T="03">Elemental Carbon:</E>EC particulates are emitted as a primary aerosol from fossil fuel combustion (vehicles, boilers, and other industrial processes), wild fires and other types of burning. In Nevada, the primary source of EC emissions is natural fire (83 percent) followed by off-road mobile (12 percent). Total EC emissions are projected to decrease 12 percent by 2018, mostly from mobile source emissions reductions resulting from Federal regulations.</P>
        <HD SOURCE="HD3">3. Analysis of Natural Versus Anthropogenic Emissions</HD>

        <P>NDEP distinguishes between natural and anthropogenic sources of statewide emissions to indicate the type and level of emissions within the State that are amenable to controls. Table 4 provides a summary of anthropogenic and natural emissions based on the 2018 emissions inventory. The last column provides the percentage change in total emissions from the average emissions baseline.<PRTPAGE P="36458"/>
        </P>
        <GPOTABLE CDEF="s50,9,9,9,9,11,9" COLS="7" OPTS="L2,i1">
          <TTITLE>Table 4—Natural v. Anthropogenic Sources Emissions Summary in 2018</TTITLE>
          <TDESC>[Tons per year]</TDESC>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">Anthropogenic</CHED>
            <CHED H="2">Tons/<LI>year</LI>
            </CHED>
            <CHED H="2">% of total</CHED>
            <CHED H="1">Natural</CHED>
            <CHED H="2">Tons/<LI>year</LI>
            </CHED>
            <CHED H="2">% of total</CHED>
            <CHED H="1">Total in 2018</CHED>
            <CHED H="1">Change from<LI>baseline</LI>
              <LI>(%)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">SO<E T="52">X</E>
            </ENT>
            <ENT>43,440</ENT>
            <ENT>94</ENT>
            <ENT>2,784</ENT>
            <ENT>6</ENT>
            <ENT>46,224</ENT>
            <ENT>−33.0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">NO<E T="52">X</E>
            </ENT>
            <ENT>112,394</ENT>
            <ENT>83</ENT>
            <ENT>23,102</ENT>
            <ENT>17</ENT>
            <ENT>135,496</ENT>
            <ENT>−16.6</ENT>
          </ROW>
          <ROW>
            <ENT I="01">EC</ENT>
            <ENT>964</ENT>
            <ENT>17</ENT>
            <ENT>4,674</ENT>
            <ENT>83</ENT>
            <ENT>5,638</ENT>
            <ENT>−12.0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">PM<E T="52">2.5</E>
            </ENT>
            <ENT>12,289</ENT>
            <ENT>51</ENT>
            <ENT>11,845</ENT>
            <ENT>49</ENT>
            <ENT>24,134</ENT>
            <ENT>15.1</ENT>
          </ROW>
          <ROW>
            <ENT I="01">PM<E T="52">10</E>
            </ENT>
            <ENT>89,165</ENT>
            <ENT>47</ENT>
            <ENT>99,122</ENT>
            <ENT>53</ENT>
            <ENT>188,287</ENT>
            <ENT>16.8</ENT>
          </ROW>
          <ROW>
            <ENT I="01">NH<E T="52">3</E>
            </ENT>
            <ENT>12,819</ENT>
            <ENT>88</ENT>
            <ENT>1,684</ENT>
            <ENT>12</ENT>
            <ENT>14,503</ENT>
            <ENT>19.9</ENT>
          </ROW>
          <ROW>
            <ENT I="01">POA</ENT>
            <ENT>2,321</ENT>
            <ENT>9</ENT>
            <ENT>22,501</ENT>
            <ENT>91</ENT>
            <ENT>24,822</ENT>
            <ENT>0.4</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">VOC</ENT>
            <ENT>85,962</ENT>
            <ENT>10</ENT>
            <ENT>811,745</ENT>
            <ENT>90</ENT>
            <ENT>897,707</ENT>
            <ENT>0.1</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total</ENT>
            <ENT>359,354</ENT>
            <ENT>27</ENT>
            <ENT>977,458</ENT>
            <ENT>73</ENT>
            <ENT>1,336,811</ENT>
            <ENT>−1.3</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>Table 3-6, page 3-14, Nevada RH SIP.</TNOTE>
        </GPOTABLE>

        <P>NDEP estimates that about 73 percent of its statewide emissions in 2018 are projected to come from natural sources (<E T="03">i.e.,</E>natural fires, windblown dust and biogenics). Natural sources contribute most of the emissions of EC, POA and VOC, and about half the emissions of PM<E T="52">2.5</E>and PM<E T="52">10</E>. While anthropogenic sources comprise only 27 percent of the projected inventory in 2018, these sources are important contributors of SO<E T="52">X</E>, NO<E T="52">X</E>and NH<E T="52">3</E>as well as half of PM<E T="52">2.5</E>and PM<E T="52">10</E>.</P>
        <HD SOURCE="HD2">D. Sources of Visibility Impairment</HD>

        <P>NDEP used baseline monitoring data presented in Table 5 to analyze the contribution of pollutants to light extinction (<E T="03">i.e.,</E>visibility impairment) on the worst days at Jarbidge. The pollutants causing the highest levels of light extinction are associated with the sources causing the most visibility impairment. The primary contributors to light extinction at Jarbidge are organic matter carbon (40 percent), coarse matter (22.3 percent), and sulfates (16.7 percent). Elevated levels of organic carbon and its seasonal pattern suggest these particles are from wildfires and biogenic sources. Two components of organic carbon, POA and VOCs, are each 90 percent from natural sources as listed above in the 2018 emissions inventory. While anthropogenic emissions contributing to organic carbon may include fossil fuels combustion and wood burning, these are not likely sources at Jarbidge, which is an isolated national park. Similarly, coarse matter, also known as PM<E T="52">10</E>, is due mostly to naturally occurring events of windblown dust and fugitive dust based on the 2018 emissions inventory. Ammonia sulfate (SO<E T="52">4</E>) is the third highest contributor to light extinction on the worst days (16.7 percent), and the one most closely associated with anthropogenic sources. Soil (PM<E T="52">2.5</E>) and elemental carbon (EC) are mostly from natural fire, and ammonia nitrates (NO<E T="52">3</E>) have only a minimal contribution to light extinction at Jarbidge. This analysis indicates that most of the light extinction at Jarbidge is due to natural sources.<FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>8</SU>While the baseline period is from 2000 to 2004, the monitoring data for 2000 at Jarbidge was invalid because it failed to meet EPA's data completeness criteria.</P>
        </FTNT>
        <GPOTABLE CDEF="s50,9,9,9,9,9,9,9" COLS="8" OPTS="L2,i1">
          <TTITLE>Table 5—Percentage of Light Extinction at Jarbidge</TTITLE>
          <TDESC>[Baseline Period<SU>8</SU>]</TDESC>
          <BOXHD>
            <CHED H="1">Year</CHED>
            <CHED H="1">SO<E T="52">4</E>
            </CHED>
            <CHED H="1">NO<E T="52">3</E>
            </CHED>
            <CHED H="1">OMC</CHED>
            <CHED H="1">EC</CHED>
            <CHED H="1">Soil</CHED>
            <CHED H="1">CM</CHED>
            <CHED H="1">Sea salt</CHED>
          </BOXHD>
          <ROW EXPSTB="07" RUL="s">
            <ENT I="21">20 Percent Worst Days</ENT>
          </ROW>
          <ROW EXPSTB="00">
            <ENT I="01">2001</ENT>
            <ENT>14.6</ENT>
            <ENT>3.5</ENT>
            <ENT>38.6</ENT>
            <ENT>8.4</ENT>
            <ENT>10.4</ENT>
            <ENT>24.2</ENT>
            <ENT>0.3</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2002</ENT>
            <ENT>11.5</ENT>
            <ENT>5.6</ENT>
            <ENT>48.4</ENT>
            <ENT>6.5</ENT>
            <ENT>10.9</ENT>
            <ENT>17.1</ENT>
            <ENT>0.0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2003</ENT>
            <ENT>17.3</ENT>
            <ENT>3.1</ENT>
            <ENT>40.8</ENT>
            <ENT>6.3</ENT>
            <ENT>7.7</ENT>
            <ENT>24.8</ENT>
            <ENT>0.0</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">2004</ENT>
            <ENT>23.6</ENT>
            <ENT>5.7</ENT>
            <ENT>32.4</ENT>
            <ENT>5.0</ENT>
            <ENT>9.7</ENT>
            <ENT>23.0</ENT>
            <ENT>0.7</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Average</ENT>
            <ENT>16.7</ENT>
            <ENT>4.5</ENT>
            <ENT>40.0</ENT>
            <ENT>6.5</ENT>
            <ENT>9.7</ENT>
            <ENT>22.3</ENT>
            <ENT>0.3</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>Table 2-2, page 2-19, Nevada RH SIP.</TNOTE>
        </GPOTABLE>
        <HD SOURCE="HD3">1. Sources of Visibility Impairment at Jarbidge</HD>
        <P>NDEP relied on source apportionment modeling<SU>9</SU>
          <FTREF/>conducted by the WRAP to determine the sources of sulfate and nitrate particles at Jarbidge since these pollutants are commonly associated with anthropogenic sources. The source apportionment modeling results for the WRAP region on the worst days at Jarbidge in 2018 indicate that the relative contribution of particulate sulfate concentrations is primarily from point sources and natural fires in Idaho, Oregon, Washington, Nevada and California (in descending order). If one expands the modeling domain to include all areas outside the WRAP region, the areas of greatest sulfate contribution are Outside Domain<SU>10</SU>
          <FTREF/>
          <PRTPAGE P="36459"/>(43.8 percent), Idaho (10.3 percent), Oregon (7.2 percent), and Pacific Offshore (6.9 percent). Based on this analysis, Nevada contributes a relatively small amount (less than 5 percent) of sulfate at Jarbidge, which primarily comes from outside the United States.</P>
        <FTNT>
          <P>
            <SU>9</SU>The WRAP's Regional Modeling Center used the Particulate Matter Source Apportionment Technology (PSAT) algorithm in the Comprehensive Air Quality Model with Extensions (CAMx) to attribute particle species, particularly sulfate and nitrate, from specific source areas and source categories within the WRAP region. The PSAT algorithm applies nitrate-sulfate-ammonia chemistry to a system of tracers to track chemical transformation, transport and dissipation of emissions based on a 36 kilometer grid cell within a specified source area.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>Outside Domain represents the background concentrations of pollutants that enter the modeling domain from sources outside the United States as<PRTPAGE/>well as portions of Canada and Mexico that are included in the modeling domain.</P>
        </FTNT>
        <P>Source apportionment modeling indicates that the areas of greatest nitrate contribution in the WRAP region on the worst days at Jarbidge in 2018 is primarily from area and mobile sources in Idaho, and mobile sources in Utah and Nevada. Point sources in all three states are also significant contributors. Including all areas outside the WRAP region, Idaho is the largest source of nitrates on the worst days (30.3 percent), followed by Outside Domain (27.5 percent), Nevada (13.1 percent), and Utah (10.6 percent). This analysis indicates that Nevada contributes a small amount of nitrates at Jarbidge.</P>
        <P>In summary, the analysis of light extinction indicates that organic carbon and coarse matter from natural sources account for most of the visibility impairment at Jarbidge. While sulfates are an important contributor to light extinction, the vast majority of sulfate particles are from outside of Nevada.</P>
        <HD SOURCE="HD3">2. Nevada's Contributions to Visibility Impairment in Class I Areas Outside of the State</HD>
        <P>NDEP identified the rank and percentage of sulfate extinction and nitrate extinction due to Nevada's emissions at IMPROVE monitors in each of 24 Class I areas in the five adjacent states.<SU>11</SU>
          <FTREF/>The results for the best and worst days in 2002 and 2018 indicate that Nevada is responsible for a very small part of visibility impairment in Class I areas in Arizona, California, Idaho, Oregon and Utah. The highest concentration of sulfate extinction from Nevada's emissions in 2018 on the best days is 7.2 percent at Sawtooth Wilderness Area in Idaho, and on the worst days is 5.6 percent at Zion National Park in Utah. For nitrate extinction in 2018, Nevada's highest contribution on the best days is 12.4 percent at Joshua Tree National Park in California, and on the worst days is 20 percent at Desolation Wilderness in California. The next highest contribution of nitrate extinction is significantly lower, 8.8 percent at Bryce Canyon National Park in Utah. The level of Nevada's contributions to other Class I areas, mostly well below 10 percent, indicate that the vast majority of sulfates and nitrates in other Class I areas are from sources outside of Nevada. In conclusion, NDEP relied on source apportionment modeling to determine the relative contributions of haze causing pollutants in Class I areas inside and outside Nevada. We found these analyses to be valid and technically correct. We propose to find that the State has met the requirements of CFR 51.308(d)(3)(iii) and (iv).</P>
        <FTNT>
          <P>
            <SU>11</SU>See Table 4.3 Nevada's Sulfate Extinction Contribution to Class I Areas Outside of Nevada (page 4-15) and Table 4.4 Nevada's Nitrate Extinction Contribution to Class I Areas Outside of Nevada (page 4-17).</P>
        </FTNT>
        <HD SOURCE="HD2">E. Determination of Best Available Retrofit Technology (BART)</HD>
        <P>Nevada is required to evaluate the use of BART controls at 26 types of major stationary sources<SU>12</SU>
          <FTREF/>built between 1962 and 1977 that have the potential to emit 250 tons or more of any pollutant and may reasonably be anticipated to cause or contribute to any impairment of visibility in any Class I area. CAA Section 169A(b)(2)(A) and 40 CFR 51.308(e). The state must submit a list of all BART-eligible sources within the state, and a determination of BART controls, including emissions limitations and schedules of compliance, for those sources subject to BART. Each source subject to BART is required to install and operate BART as expeditiously as practicable, but not later than five years after EPA approval of the state's regional haze SIP revision. CAA Section 169(g)(4) and 40 CFR 51.308(e)(1)(iv).</P>
        <FTNT>
          <P>
            <SU>12</SU>The set of “major stationary sources” potentially subject to BART is listed in CAA section 169A(g)(7).</P>
        </FTNT>
        <HD SOURCE="HD3">1. Sources Eligible for BART</HD>
        <P>The first phase of the BART evaluation is to identify all the BART-eligible sources within a state's boundaries. NDEP identified fourteen units at seven facilities as eligible for BART controls as listed below in Table 6. The seven facilities are Nevada Energy's Tracy (Mustang, NV), Fort Churchill (Yerington, NV), Reid Gardner (Moapa, NV) and Sunrise (Las Vegas, NV) electrical generating stations; Southern California Edison's Mohave generating station (Laughlin, NV); Nevada Cement Company's Portland cement plant (Fernley, NV); and Chemical Lime Company's Portland cement plant (Apex, NV). Mustang, Yerington, Moapa and Fernley are in eastern Nevada. Las Vegas, Laughlin and Apex are in southern Nevada. A map locating BART sources in relation to Class I areas is provided as Figure 1, page 5-5, in Nevada's RH SIP.</P>
        <GPOTABLE CDEF="s50,r50,r50,9,8,8,8" COLS="7" OPTS="L2,i1">
          <TTITLE>Table 6—Sources Eligible for BART in Nevada</TTITLE>
          <BOXHD>
            <CHED H="1">Source<LI>(location)</LI>
            </CHED>
            <CHED H="1">Unit</CHED>
            <CHED H="1">Source category</CHED>
            <CHED H="1">Date<LI>in</LI>
              <LI>operation</LI>
            </CHED>
            <CHED H="1">Facility potential to emit<LI>(tons per year)</LI>
            </CHED>
            <CHED H="2">NO<E T="52">X</E>
            </CHED>
            <CHED H="2">SO<E T="52">2</E>
            </CHED>
            <CHED H="2">PM<E T="52">10</E>
            </CHED>
          </BOXHD>
          <ROW RUL="s">
            <ENT I="01">Tracy (Mustang)</ENT>
            <ENT>Boiler 1<LI O="xl">Boiler 2</LI>
              <LI O="xl">Boiler 3</LI>
            </ENT>
            <ENT>Electric Generating Station</ENT>
            <ENT>1963<LI>1965</LI>
              <LI>1974</LI>
            </ENT>
            <ENT>1,167</ENT>
            <ENT>21</ENT>
            <ENT>125</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">Fort Churchill (Yerington)</ENT>
            <ENT>Boiler 1<LI O="xl">Boiler 2</LI>
            </ENT>
            <ENT>Electric Generating Station</ENT>
            <ENT>1968<LI>1971</LI>
            </ENT>
            <ENT>2,221</ENT>
            <ENT>9</ENT>
            <ENT>41</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">Reid Gardner (Moapa)</ENT>
            <ENT>Boiler 1<LI O="xl">Boiler 2</LI>
              <LI O="xl">Boiler 3</LI>
            </ENT>
            <ENT>Electric Generating Station</ENT>
            <ENT>1965<LI>1968</LI>
              <LI>1976</LI>
            </ENT>
            <ENT>7,045</ENT>
            <ENT>1,020</ENT>
            <ENT>1,343</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">Sunrise (Las Vegas)</ENT>
            <ENT>Boiler 1</ENT>
            <ENT>Electric Generating Station</ENT>
            <ENT>1964</ENT>
            <ENT>851</ENT>
            <ENT>1</ENT>
            <ENT>13</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">Mohave (Laughlin)</ENT>
            <ENT>Boiler 1<LI O="xl">Boiler 2</LI>
            </ENT>
            <ENT>Electric Generating Station</ENT>
            <ENT>1969<LI>1969</LI>
            </ENT>
            <ENT>20,267</ENT>
            <ENT>40,347</ENT>
            <ENT>1,958</ENT>
          </ROW>
          <ROW RUL="s">
            <PRTPAGE P="36460"/>
            <ENT I="01">Nevada Cement Company (Fernley)</ENT>
            <ENT>Kiln 1<LI O="xl">Kiln 2</LI>
            </ENT>
            <ENT>Portland Cement Plant</ENT>
            <ENT>1963<LI>1967-68</LI>
            </ENT>
            <ENT>2,065</ENT>
            <ENT>96</ENT>
            <ENT>80</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Chemical Lime Company (Apex)</ENT>
            <ENT>Kiln 3</ENT>
            <ENT>Portland Cement Plant</ENT>
            <ENT>1968</ENT>
            <ENT>1,121</ENT>
            <ENT>178</ENT>
            <ENT>241</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>Table 5-1, page 5-3, Nevada RH SIP.</TNOTE>
        </GPOTABLE>
        <HD SOURCE="HD3">2. Sources Subject to BART</HD>

        <P>The second phase of the BART determination process is to identify those BART-eligible sources that one may reasonably anticipate to cause or contribute to visibility impairment at any Class I area. These subject-to-BART sources are required to analyze what control measures, if any, constitute BART for the applicable SO<E T="52">2,</E>NO<E T="52">X</E>and PM<E T="52">10</E>emissions. A state may exempt a BART-eligible source from further BART review if the source is not reasonably anticipated to cause or contribute to any visibility impairment at any Class I area. As described in EPA's BART Guidelines,<SU>13</SU>
          <FTREF/>a state may chose to use dispersion modeling to estimate a source's contribution to visibility impairment, an approach which requires the State to establish a threshold for contribution. Nevada established a 0.5 deciview threshold for exempting BART-eligible sources based on the results of dispersion modeling.<SU>14</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>13</SU>EPA's Guidelines for BART Determinations under the Regional Haze Rule are at 40 CFR Part 51 Appendix Y or 70 FR 39104 (July 6, 2005). For information on setting the contribution threshold refer to 70 FR 39161 (July 6, 2005).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>WRAP's RMC used the CALPUFF modeling system to assess whether Nevada's eligible sources were subject to or exempt from BART by estimating impacts from a single source on each Class I area within 300 km of any BART-eligible facility. The highest modeled impact in the fourth column is the maximum annual 98th percentile delta deciview (8th highest value) of the three years analyzed.</P>
        </FTNT>
        <P>NDEP determined that four of the seven eligible facilities are subject to BART since these facilities contribute to visibility impairment higher than 0.5 deciviews in one or more Class I areas. Information on the four subject-to-BART facilities is listed below in Table 7.</P>
        <GPOTABLE CDEF="s50,r50,9,9,9" COLS="5" OPTS="L2,i1">
          <TTITLE>Table 7—Sources Subject to BART in Nevada</TTITLE>
          <TDESC>[Based on data from 2001-2003]</TDESC>
          <BOXHD>
            <CHED H="1">Facility</CHED>
            <CHED H="1">Class I areas within 300 km</CHED>
            <CHED H="1">Distance to class I area (km)</CHED>
            <CHED H="1">Highest impact on class I area</CHED>
            <CHED H="1">Days<LI>impact</LI>
              <LI>exceeds</LI>
              <LI>0.5 dv</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Tracy</ENT>
            <ENT>Desolation</ENT>
            <ENT>81</ENT>
            <ENT>1.20</ENT>
            <ENT>47</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Mokelumne</ENT>
            <ENT>101</ENT>
            <ENT>0.88</ENT>
            <ENT>32</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Hoover</ENT>
            <ENT>142</ENT>
            <ENT>0.52</ENT>
            <ENT>11</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Yosemite</ENT>
            <ENT>153</ENT>
            <ENT>0.50</ENT>
            <ENT>11</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Caribou</ENT>
            <ENT>170</ENT>
            <ENT>1.03</ENT>
            <ENT>48</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Lassen Volcanic</ENT>
            <ENT>175</ENT>
            <ENT>0.94</ENT>
            <ENT>44</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>South Warner</ENT>
            <ENT>189</ENT>
            <ENT>0.99</ENT>
            <ENT>62</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="22"/>
            <ENT>Lava Beds</ENT>
            <ENT>286</ENT>
            <ENT>0.74</ENT>
            <ENT>25</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Fort Churchill</ENT>
            <ENT>Mokelumne</ENT>
            <ENT>78</ENT>
            <ENT>1.24</ENT>
            <ENT>69</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Desolation</ENT>
            <ENT>85</ENT>
            <ENT>1.25</ENT>
            <ENT>72</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Hoover</ENT>
            <ENT>99</ENT>
            <ENT>1.00</ENT>
            <ENT>32</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Emigrant</ENT>
            <ENT>100</ENT>
            <ENT>0.68</ENT>
            <ENT>25</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Yosemite</ENT>
            <ENT>112</ENT>
            <ENT>1.00</ENT>
            <ENT>29</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Ansel Adams</ENT>
            <ENT>132</ENT>
            <ENT>0.70</ENT>
            <ENT>28</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>John Muir</ENT>
            <ENT>169</ENT>
            <ENT>0.56</ENT>
            <ENT>24</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Caribou</ENT>
            <ENT>226</ENT>
            <ENT>0.77</ENT>
            <ENT>34</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Lassen Volcanic</ENT>
            <ENT>231</ENT>
            <ENT>0.77</ENT>
            <ENT>33</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>South Warner</ENT>
            <ENT>245</ENT>
            <ENT>0.72</ENT>
            <ENT>62</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="22"/>
            <ENT>Thousand Lakes</ENT>
            <ENT>265</ENT>
            <ENT>0.60</ENT>
            <ENT>21</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Reid Gardner</ENT>
            <ENT>Grand Canyon</ENT>
            <ENT>85</ENT>
            <ENT>1.72</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Zion</ENT>
            <ENT>148</ENT>
            <ENT>0.83</ENT>
            <ENT>38</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="22"/>
            <ENT>Joshua Tree</ENT>
            <ENT>292</ENT>
            <ENT>0.88</ENT>
            <ENT>48</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Mohave</ENT>
            <ENT>Grand Canyon</ENT>
            <ENT>110</ENT>
            <ENT>4.61</ENT>
            <ENT>498</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Joshua Tree</ENT>
            <ENT>137</ENT>
            <ENT>4.58</ENT>
            <ENT>248</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Sycamore Canyon</ENT>
            <ENT>223</ENT>
            <ENT>1.51</ENT>
            <ENT>111</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>San Gorgonio</ENT>
            <ENT>225</ENT>
            <ENT>1.44</ENT>
            <ENT>75</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>San Jacinto</ENT>
            <ENT>234</ENT>
            <ENT>1.62</ENT>
            <ENT>74</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Zion</ENT>
            <ENT>262</ENT>
            <ENT>2.58</ENT>
            <ENT>270</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Pine Mountain</ENT>
            <ENT>265</ENT>
            <ENT>1.21</ENT>
            <ENT>49</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Dome Land</ENT>
            <ENT>268</ENT>
            <ENT>1.97</ENT>
            <ENT>72</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Mazatal</ENT>
            <ENT>279</ENT>
            <ENT>1.19</ENT>
            <ENT>45</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36461"/>
            <ENT I="22"/>
            <ENT>Aqua Tibia</ENT>
            <ENT>286</ENT>
            <ENT>1.15</ENT>
            <ENT>54</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Cucamonga</ENT>
            <ENT>287</ENT>
            <ENT>1.38</ENT>
            <ENT>51</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>Table 5-2, page 5-6 Nevada RH SIP.</TNOTE>
        </GPOTABLE>
        <P>Nevada determined that three BART-eligible facilities are not required to evaluate control options because these facilities modeled below the visibility impairment threshold of 0.5 deciviews based on the 98th percentile deciview. These facilities are the Sunrise Generating Station, the Nevada Cement Company, and the Chemical Lime Company listed below in Table 8. The fourth BART-eligible facility, Mohave Generating Station, has ceased operating.<SU>15</SU>

          <FTREF/>A summary of the WRAP's BART exemption modeling for these facilities is available at<E T="03">http://ndep.nv.gov/baqp/planmodeling/rhaze.html</E>.</P>
        <FTNT>
          <P>
            <SU>15</SU>The Mohave Generating Station has ceased all operations related to the generation of electricity from burning coal. NDEP approved Southern California Edison's request to terminate their Air Quality Operating Permit (No. AP4911-0774, FIN A0013) on April 9, 2010.</P>
        </FTNT>
        <GPOTABLE CDEF="s50,r50,9,9,9" COLS="5" OPTS="L2,i1">
          <TTITLE>Table 8—Sources Exempt From BART in Nevada</TTITLE>
          <BOXHD>
            <CHED H="1">Facility</CHED>
            <CHED H="1">Class I areas within 300 km</CHED>
            <CHED H="1">Distance to class I area (km)</CHED>
            <CHED H="1">Highest impact on class I area</CHED>
            <CHED H="1">Days impact exceeds 0.5 dv</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Sunrise Generating Station</ENT>
            <ENT>Grand Canyon</ENT>
            <ENT>95</ENT>
            <ENT>0.20</ENT>
            <ENT>1</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Zion</ENT>
            <ENT>207</ENT>
            <ENT>0.11</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Joshua Tree</ENT>
            <ENT>228</ENT>
            <ENT>0.16</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Dome Land</ENT>
            <ENT>237</ENT>
            <ENT>0.08</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>San Gorgonio</ENT>
            <ENT>271</ENT>
            <ENT>0.08</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>John Muir</ENT>
            <ENT>282</ENT>
            <ENT>0.06</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Bryce Canyon</ENT>
            <ENT>284</ENT>
            <ENT>0.04</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Sequoia</ENT>
            <ENT>288</ENT>
            <ENT>0.04</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>San Jacinto</ENT>
            <ENT>290</ENT>
            <ENT>0.06</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="22"/>
            <ENT>Sycamore Canyon</ENT>
            <ENT>290</ENT>
            <ENT>0.03</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Nevada Cement Company</ENT>
            <ENT>Desolation</ENT>
            <ENT>101</ENT>
            <ENT>0.27</ENT>
            <ENT>3</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Mokelumne</ENT>
            <ENT>115</ENT>
            <ENT>0.31</ENT>
            <ENT>3</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Emigrant</ENT>
            <ENT>148</ENT>
            <ENT>0.16</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Hoover</ENT>
            <ENT>150</ENT>
            <ENT>0.22</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Yosemite</ENT>
            <ENT>161</ENT>
            <ENT>0.22</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Caribou</ENT>
            <ENT>185</ENT>
            <ENT>0.48</ENT>
            <ENT>6</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Ansel Adams</ENT>
            <ENT>186</ENT>
            <ENT>0.18</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Lassen Volcanic</ENT>
            <ENT>191</ENT>
            <ENT>0.46</ENT>
            <ENT>6</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>South Warner</ENT>
            <ENT>224</ENT>
            <ENT>0.49</ENT>
            <ENT>7</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>John Muir</ENT>
            <ENT>224</ENT>
            <ENT>0.14</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Thousand Lakes</ENT>
            <ENT>254</ENT>
            <ENT>0.26</ENT>
            <ENT>4</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Kaiser</ENT>
            <ENT>267</ENT>
            <ENT>0.08</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Kings Canyon</ENT>
            <ENT>294</ENT>
            <ENT>0.11</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="22"/>
            <ENT>Lava Beds</ENT>
            <ENT>294</ENT>
            <ENT>0.22</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Chemical Lime Company</ENT>
            <ENT>Grand Canyon</ENT>
            <ENT>89</ENT>
            <ENT>0.05</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Zion</ENT>
            <ENT>185</ENT>
            <ENT>0.03</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Joshua Tree</ENT>
            <ENT>254</ENT>
            <ENT>0.04</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Dome Land</ENT>
            <ENT>256</ENT>
            <ENT>0.02</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Bryce Canyon</ENT>
            <ENT>263</ENT>
            <ENT>0.01</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>John Muir</ENT>
            <ENT>290</ENT>
            <ENT>0.01</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Sycamore</ENT>
            <ENT>292</ENT>
            <ENT>0.01</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Sequoia</ENT>
            <ENT>296</ENT>
            <ENT>0.01</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>San Gorgonio</ENT>
            <ENT>297</ENT>
            <ENT>0.02</ENT>
            <ENT>0</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>Table 5-3, page 5-7, Nevada RH SIP.</TNOTE>
        </GPOTABLE>

        <P>NDEP based its contribution threshold on four factors. First, 0.5 deciviews equates to the five percent extinction threshold for new sources under the Prevention of Significant Deterioration and New Source Review rules. Second, this value is consistent with the threshold selected by all other states in the West. Third, it represents the limit of perceptible change. Fourth, there was no clear rationale or justification for selecting a lower level. This explanation, however, is inadequate for adopting a 0.5 dv threshold to determine whether a BART source may<PRTPAGE P="36462"/>be reasonably anticipated to cause or contribute to any visibility impairment in a Class I area. Based on EPA's review of the BART-eligible sources, however, EPA is proposing to find that a 0.5 dv threshold is appropriate, given the specific facts in Nevada.</P>
        <P>In the BART Guidelines, EPA recommended that States “consider the number of BART sources affecting the Class I areas at issue and the magnitude of the individual sources' impacts. In general, a larger number of BART sources causing impacts in a Class I area may warrant a lower contribution threshold.” 70 FR 39104, 39161 July 6, 2005. Since four of the sources are subject to BART, EPA focused its review on the modeled impacts of the three BART-exempt sources as listed in the fourth column of Table 8. Of those sources, Nevada Cement Company has estimated impacts of close to 0.5 dv at three of the fourteen potentially impacted Class I areas. Nevada Cement`s highest modeled impacts are at Caribou WA (0.48 dv), Lassen Volcanic NP (0.46 dv) and South Warner WA (0.49 dv). Of the BART-eligible sources, only Tracy and Fort Churchill also impact visibility in these three Class I areas. NDEP found both Tracy and Fort Churchill to be subject to BART based on its threshold of 0.5 dv. Thus, only a small number of BART-eligible sources, two of which were found to be subject to BART, are impacting Caribou WA, Lassen Volcanic NP, and South Warner WA above or close to the threshold level of 0.5 dv. In comparison to Nevada Cement, Sunrise's highest impact is 0.20 dv and Chemical Lime's highest impact is 0.05, both on Grand Canyon NP. Of the other BART-subject sources impacting visibility at the Grand Canyon, Mohave has closed and Reid Gardner is subject to BART controls. Given the relatively limited impact on visibility from the three exempted sources, NDEP could have reasonably concluded that a 0.5 dv threshold was appropriate for identifying those BART-eligible sources with significant impacts on visibility in Class I areas. Based on our analysis, EPA is proposing to approve the 0.5 dv threshold adopted by Nevada in its Regional Haze SIP.</P>
        <HD SOURCE="HD3">3. BART Determinations</HD>

        <P>NDEP completed BART determinations and set emission limits for the eligible units at the Tracy, Churchill, and Reid Gardner electrical generating stations in conformance with EPA's BART Guidelines. Control technologies or measures identified by NDEP as BART are required to be installed and operating on units at these three facilities by January 1, 2015, or no later than five years after approval of Nevada's RH SIP, whichever occurs sooner. The designated BART controls, emission limits, and compliance deadlines are enforceable through Nevada State regulation R190-08, adopted on April 23, 2009. Nevada Energy's BART reports and NDEP's BART determinations are available at<E T="03">http://ndep.nv.gov/baqp/planmodeling/rhaze.html</E>. Nevada Energy is the owner and operator of Tracy, Fort Churchill and Reid Gardner. NDEP made its BART determinations based on the BART reports from Nevada Energy, additional economic analysis, and baseline emission scenarios for NO<E T="52">X</E>and SO<E T="52">2</E>using emissions data from EPA's Acid Rain Program. Please refer to Chapter 5 of the Nevada RH SIP for further information.</P>
        <HD SOURCE="HD3">a. Tracy Generating Station</HD>
        <P>
          <E T="03">Background:</E>Tracy is a natural gas-fueled power plant complex with 12 generating units located about 17 miles east of Reno, Nevada. The plant consists of three BART-eligible steam boiler units completed in 1963, 1965 and 1974. These units have a generating capacity of about 251 megawatts (MW), of which unit 1 is 55 MW, unit 2 is 83 MW and unit 3 is 113 MW. The Title V permit allows burning pipeline quality natural gas (PNG) or blended residual fuel oil (No. 2 and No. 6 and non-PCB mineral oil). Nevada Energy, the owner, completed a BART analysis for Tracy that investigated technology alternatives and potential reductions in NO<E T="52">X,</E>SO<E T="52">2</E>and PM<E T="52">10</E>emissions rates in a report dated October 2008. NDEP partially concurred with Nevada Energy's analysis of BART controls, but disagreed that installation of only low NO<E T="52">X</E>burners (LNB) for control of NO<E T="52">X</E>emissions at units 2 and 3 was BART. NDEP set lower NO<E T="52">X</E>emission limits at all three units than those requested by Nevada Energy. NDEP reviewed Nevada Energy's five-factor analysis for each unit at Tracy and determined that installation of LNB with flue gas recirculation (FGR) for units 1 and 2, as well as LNB with selective non-catalytic reduction (SNCR) for unit 3, meet the BART criteria. Associated first year costs range from $2,383 to $3,050/ton of NO<E T="52">X</E>removed. NDEP considered these values to be cost effective. Based on a review of Nevada Energy's economic analysis, NDEP concluded that the dollars per ton of NO<E T="52">X</E>removed for units 1 and 2 increased significantly for LNB with SNCR, rotating opposed fire air (ROFA) with Rotamix,<SU>16</SU>

          <FTREF/>and selective catalytic reduction (SCR), with only slight improvements in visibility. For unit 2, although LNB with SNCR appears cost effective, that technology does not reduce the modeled average number of days above 0.5 deciviews at the Desolation Wilderness Area or Yosemite National Park. For unit 3, although the first year cost effectiveness for ROFA with Rotamix appears reasonable, the incremental cost effectiveness of ROFA with Rotamix is much higher than LNB with SNCR. It also does not reduce the modeled average number of days above 0.5 deciviews at Desolation Wilderness or Yosemite. Support documents for Nevada's BART determinations are at<E T="03">http://ndep.nv.gov/baqp/planmodeling/rhaze.html.</E>
        </P>
        <FTNT>
          <P>
            <SU>16</SU>Rotamix is a technology for adding SNCR using ammonia or a urea-based reagent.</P>
        </FTNT>
        <P>Regarding BART for SO<E T="52">2</E>, NDEP agreed with Nevada Energy's analysis to require Pipeline Quality Natural Gas (PNG) or low sulfur No. 2 fuel oil with an emission limit of 0.05 lb/MMBtu over a 24-hour averaging time for all three units. NDEP also agreed with Nevada Energy that BART for PM<E T="52">10</E>for all three units is PNG or low sulfur No. 2 fuel oil with an emission limit of 0.03 lb/MMBtu over a 3-hour average.</P>
        <P>
          <E T="03">BART Controls:</E>For units 1 and 2 at Tracy, EPA proposes to agree with NDEP's analysis that BART for NO<E T="52">X</E>is LNB with FGR and emission limits of 0.15 lb/MMBtu and 0.12 lb/MMBtu, respectively, based on a 12-month rolling average. For unit 3, EPA proposes to agree with NDEP's analysis that BART for NO<E T="52">X</E>is LNB with SNCR and an emission limit of 0.19 lb/MMBtu, based on a 12-month rolling average. EPA also proposes to approve NDEP's conclusion to eliminate the additional control options that Nevada Energy analyzed based on its finding those options had significantly higher incremental cost effectiveness and/or would not reduce the frequency of impaired visibility at Class I areas. EPA proposes to agree that for all units at Tracy, BART for SO<E T="52">2</E>is PNG and/or No. 2 fuel oil with an emission limit of 0.05 lb/MMBtu, based on a 24-hour averaging period. For PM<E T="52">10,</E>EPA proposes to agree with NDEP's analysis that BART is also PNG and/or No. 2 fuel oil, but with an emission limit of 0.03 lb/MMBtu, based on a 3-hour averaging period for all units.</P>
        <P>
          <E T="03">Visibility Improvement:</E>Based on visibility modeling, emissions reductions due to the installation of BART controls at Tracy result in 82 less days every year with visibility impacts greater than 0.5 dv at fifteen Class 1 areas within 300 km of the facility. NDEP anticipates even greater visibility improvement from BART than modeled<PRTPAGE P="36463"/>because the actual NO<E T="52">X</E>emission limits for BART (0.12-0.19 lb/MMBtu) are much lower than the emission rates (0.40 lb/MMBtu) used to model visibility improvement due to BART implementation.</P>
        <P>b. Fort Churchill Generating Station</P>
        <P>
          <E T="03">Background:</E>Fort Churchill is a natural gas-fired power plant located in Yerington, Nevada, that uses steam boilers to drive turbine generators. The plant consists of two units, completed in 1968 and 1971, that are BART-eligible with a generating capacity of 113 megawatts each. The fuel currently used in units 1 and 2 is PNG or blended fuel oil (No. 6 residual oil and No. 2 distillate fuel oil). In its BART analysis, Nevada Energy investigated technology alternatives and identified potential reductions in NO<E T="52">X</E>, SO<E T="52">2</E>and PM<E T="52">10</E>emissions rates. NDEP partially concurred with Nevada Energy's analysis of BART controls, but disagreed that installation of only LNB for control of NO<E T="52">X</E>emissions was BART, and disagreed with the associated NO<E T="52">X</E>emission limits. For unit 1, LNB with SNCR and ROFA with Rotamix appear cost effective in the first year costs, but have significantly higher incremental cost effectiveness than LNB with FGR. In addition, LNB with SNCR and ROFA with Rotamix do not show fewer modeled average number of days above 0.5 deciviews at Mokelumne Wilderness Area and Yosemite. For unit 2, LNB with SNCR and ROFA with Rotamix appear to be cost effective in the first year, but have significantly higher incremental cost effectiveness than LNB with FGR. Nevada Energy's modeling analysis shows that LNB with SNCR does not result in any fewer averaged number of days above 0.5 deciviews at Mokulumne and only one fewer averaged days above 0.5 delta deciviews at Yosemite.</P>
        <P>Regarding BART for SO<E T="52">2</E>, NDEP agreed with Nevada Energy's analysis to require PNG or low sulfur No. 2 fuel oil with an emission limit of 0.05 lb/MMBtu over a 24-hour averaging time for all three units. NDEP also agreed with Nevada Energy that BART for PM<E T="52">10</E>for all three units is PNG or low sulfur No. 2 fuel oil with an emission limit of 0.03 lb/MMBtu over a 3-hour average.</P>
        <P>
          <E T="03">BART Controls:</E>For units 1 and 2 at Fort Churchill, EPA is proposing to approve NDEP's determination that BART for NO<E T="52">X</E>is LNB with FGR and emission limits of 0.20 lb/MMBtu and 0.16 lb/MMBtu, respectively, based on a 12-month rolling average. EPA proposes to approve NDEP's decision to eliminate the additional control options that Nevada Energy analyzed based on its finding those options had significantly higher incremental cost effectiveness or would not reduce the frequency of impaired visibility at Class I areas.</P>
        <P>For SO<E T="52">2</E>, EPA proposes to agree with NDEP's analysis that BART is PNG and/or No. 2 fuel oil for all units with an emission limit of 0.05 lb/MMBtu, based on a 24-hour averaging period. For PM<E T="52">10</E>, EPA proposes to find that BART is also PNG and/or No. 2 fuel oil for all units, with an emission limit of 0.03 lb/MMBtu, based on a 3-hour averaging period.</P>
        <P>
          <E T="03">Visibility Improvement:</E>Based on visibility modeling, emission reductions due to the installation of BART controls at Fort Churchill result in 227 less days every year with visibility impacts greater than 0.5 dv at fourteen Class 1 areas within 300 km of the facility. NDEP anticipates even greater visibility improvement from BART than modeled because the actual NO<E T="52">X</E>emission limits for BART (0.12 and 0.16 lb/MMBtu) are much less than the emission rates (0.40 lb/MMBtu) used to model visibility improvement due to BART implementation. For Fort Churchill, the total annual NO<E T="52">X</E>emissions post-BART controls (963 tpy) are 53 percent of those modeled (2,181 tpy).</P>
        <P>c. Reid Gardner Generating Station</P>
        <P>
          <E T="03">Background:</E>Reid Gardner is a coal-fueled, steam-electric generating plant with four operating units producing a total of 557 MW. Three of the units, built in 1965, 1968 and 1976 are BART-eligible. Each of these units produces about 100 MW with steam boilers that drive turbine-generators. The units are equipped with LNB and over-fire air (OFA) system, mechanical collectors for particulate control, wet scrubbers that use soda ash for SO<E T="52">2</E>removal, as well as recently installed baghouses. NDEP's review of Nevada Energy's BART report for Reid Gardner resulted in NDEP agreeing only with the control technologies proposed as BART for SO<E T="52">2</E>and PM<E T="52">10</E>. For the three BART units, NDEP concurs that BART for SO<E T="52">2</E>is the existing wet soda ash FGD and BART for PM<E T="52">10</E>is the recently installed fabric filter baghouse. NDEP disagreed with Nevada Energy's conclusion on BART for NO<E T="52">X</E>, and on the proposed emission limits for NO<E T="52">X</E>, SO<E T="52">2</E>and PM<E T="52">10</E>. NDEP later responded to comments from EPA, FLMs and other non-governmental organizations regarding its proposed BART SO<E T="52">2</E>emission limit for Reid Gardner. After further evaluation of emission data that reflected compliance with existing controls at the facility, NDEP lowered the SO<E T="52">2</E>emissions limit at Reid Gardner from 0.25 lb/MMBtu to 0.15 lb/MMBtu on all three units. The revised BART regulation was adopted by the Nevada Environmental Commission on February 11, 2009 and submitted to EPA as a revision to NDEP's RH SIP on February 18, 2010.</P>
        <P>
          <E T="03">BART Controls:</E>NDEP determined that for all units at Reid Gardner, BART controls for NO<E T="52">X</E>are rotating opposed fire air (ROFA) with Rotamix and emission limits of 0.20 lb/MMBtu for units 1 and 2, and 0.28 lb/MMBtu for unit 3, based on a 12-month rolling average. To evaluate the cost of compliance, NDEP analyzed the cost per year of the various control technologies compared to the tons of NO<E T="52">X</E>removed by each. NDEP determined that the additional cost per year for SCR technologies did not appear cost effective compared to the additional NO<E T="52">X</E>reduction for each unit. NDEP also evaluated the second BART factor, energy and non-air quality environmental impacts, for requiring SCR or SNCR rather than ROFA with Rotamix. NDEP determined that there were negative non-air quality environmental impacts with SCR and SNCR, including the salability and ultimate disposal of fly ash due to higher ammonia levels. Moreover, NDEP found that SCR and SNCR increased the potential for creating a visible stack plume. NDEP also was concerned about the transportation of ammonia to Reid Gardner increasing the likelihood of an accidental release. EPA is proposing to approve these BART determinations for NO<E T="52">X</E>based on NDEP's approach.</P>
        <P>EPA proposes to agree that BART controls for SO<E T="52">2</E>are wet soda ash flue gas desulfurization on all units with an emission limit of 0.15 lb/MMBtu, based on a 24-hour averaging period. We also propose to agree that for PM<E T="52">10</E>, BART controls are fabric filter baghouses on all units with an emission limit of 0.015 lb/MMBtu, based on 3-hour averaging period.</P>
        <P>
          <E T="03">Visibility Improvement:</E>Based on visibility modeling, emission reductions due to the installation of BART controls at Reid Gardner result in five less days with visibility impacts greater than 0.5 dv at five Class I areas within 300 kilometers of the facility. NDEP anticipates even greater visibility improvement from BART than modeled since the total annual emissions for NO<E T="52">X</E>, SO<E T="52">2</E>and PM<E T="52">10</E>are about half of the emissions modeled due to more stringent emission limits.</P>
        <HD SOURCE="HD3">d. Mohave Generating Station</HD>
        <P>
          <E T="03">Background:</E>Mohave was a 1,580 MW coal-fired power plant with two units that ceased operations at the end of December 2005. Located about 70 miles southwest of Grand Canyon National Park, Mohave was one of the single, largest sources of SO<E T="52">2</E>in the West. The<PRTPAGE P="36464"/>facility closed after failing to meet emission limitations for SO<E T="52">2</E>and emission controls for NO<E T="52">X</E>as required by a consent decree between the facility's owners and environmental organization.<SU>17</SU>

          <FTREF/>However, the owners did not officially decide to decommission the facility until June 10, 2009. Since Mohave was subject to BART and its final status was unknown at the time Nevada developed its SIP, the WRAP included Mohave in its emission inventory and NDEP prepared a BART determination for SO<E T="52">2</E>, NO<E T="52">X</E>and PM<E T="52">10</E>that was required prior to the facility restarting operations. NDEP estimates that BART controls, based on fuel switching from coal to natural gas, would have resulted in an additional reduction of 8,701 tons per year of SO<E T="52">2</E>(75 percent reduction) and 19,595 tons per year of NO<E T="52">X</E>(98 percent reduction) compared to the emission limits and control requirements in the consent decree.</P>
        <FTNT>
          <P>

            <SU>17</SU>In a Consent Decree dated December 21, 1999, the owners of Mohave power plant agreed with the Grand Canyon Trust, Sierra Club, and National Parks and Conservation Association to limit opacity to 20 percent by implementing SO<E T="52">2</E>emission limitations and NO<E T="52">X</E>control requirements on units 1 and 2 by December 31, 2005. The consent decree had no emission limitations for either NO<E T="52">X</E>or PM. EPA promulgated a final rule on February 8, 2002, to include the consent decree requirements in Nevada's Federal Implementation Plan for Visibility at 40 CFR 52.1488. Nevada included the requirements of the Visibility FIP in Mohave's Title V operating permit.</P>
        </FTNT>
        <P>
          <E T="03">BART Controls:</E>Since Mohave is permanently closed, with emissions of zero, EPA is satisfied with the State's approach to determining BART.</P>
        <P>
          <E T="03">Visibility Improvement:</E>NDEP relies on emission reductions required by the consent decree as well as their BART determination to characterize visibility improvement at eleven Class I areas located within 300 km of Mohave. While this method understates the visibility benefit resulting from the plant's closure, modeling indicates these emission reductions would result in 538 less days every year at the eleven Class I areas with visibility impairment of greater than 0.5 dv. With Mohave's permanent shutdown, the annual emission reductions are equal to the WRAP's baseline emissions for the plant: 55,047 tons of SO<E T="52">2</E>; 31,344 tons of NO<E T="52">X</E>; and 3,417 tons of PM<E T="52">10</E>. The closure of the Mohave generating station provided the largest reduction in haze-causing pollutants from a subject-to-BART source in Nevada, and should result in greater visibility improvement than modeling has projected.</P>
        <HD SOURCE="HD3">4. EPA's Assessment</HD>

        <P>EPA is proposing to approve NDEP's analyses and conclusions for the BART emissions units at Tracy, Fort Churchill and Reid Gardner generating stations. Based on our review, EPA is proposing to find that the BART determinations were conducted in a manner consistent with the RHR BART requirements in 40 CFR 51.308(e), the EPA's BART Guidelines, and EPA's Air Pollution Control Cost Manual (<E T="03">http://www.epa.gov/ttnecas1/costmodels.html</E>). We believe the outcome of Nevada's BART determinations reflects a reasonable consideration of the relevant factors.</P>
        <HD SOURCE="HD2">F. Determination of Reasonable Progress Goal</HD>
        <P>The RHR requires states to establish a goal, expressed in deciviews, for each Class I area within the state that provides for reasonable progress toward achieving natural visibility conditions by 2064. The RPG must provide for an improvement in visibility for the most impaired days, and ensure no degradation in visibility for the least impaired days over the period of the SIP.</P>
        <HD SOURCE="HD3">1. Visibility Projections for 2018</HD>
        <P>NDEP relied on the Community Multi-Scale Air Quality (CMAQ) model used by the WRAP's RMC to project visibility conditions at all western Class I areas in 2018. For Jarbidge, the model predicted 11.05 dv on the worst days and 2.50 dv on the best days in 2018. The visibility projection compares favorably to the URP estimate in 2018 of 11.09 dv as displayed in Table 9. The visibility projection was based on estimates of emissions reductions from all existing and known controls resulting from Federal and state CAA programs as of March 2007. This data formed the basis for the State's RH SIP submitted to EPA in November 2009.<SU>18</SU>
          <FTREF/>EPA addressed the uncertainties associated with modeled projections by making the RPG an analytic tool for the purpose of evaluating progress, not an enforceable standard. 51.308(d)(1)(v) and 64 FR 35733.</P>
        <FTNT>
          <P>
            <SU>18</SU>In April 2011, the WRAP issued a draft report regarding an error in its visibility projections for about 15 Class I areas in the West, including Jarbidge. The draft report indicated that, as a result of the error, the projected visibility at Jarbidge in 2018 is 11.8 dv instead of 11.1 dv (rounded up from 11.05 dv). It is EPA's view that at this point in the SIP process, the discovery of a potential error in the visibility projections for 2018 does not call for a revision of the Nevada SIP. Because of the significant resources needed to model projected visibility impacts and the time needed for Nevada to repeat the SIP review and approval process, such action is not appropriate. Moreover, any correction to the modeling results at this time should be based on an update to all the data used in 2007 to model visibility projections. For example, the visibility modeling did not include emission reductions from more recent BART control decisions in Nevada and neighboring states, and did include emissions from proposed facilities in Nevada that now are not expected to be built. EPA is satisfied that the progress report and adequacy determination due in November 2014, see 40 CFR 51.308(g) and (h), will provide an opportunity to determine whether Nevada's SIP is sufficient to ensure that the State is making reasonable progress.</P>
        </FTNT>
        <GPOTABLE CDEF="s50,10C,10C,10C,10C,10C" COLS="6" OPTS="L2,i1">
          <TTITLE>Table 9—Summary of Model Predicted Progress Toward 2018 Uniform Rate of Progress at Jarbidge</TTITLE>
          <TDESC>[In deciviews]</TDESC>
          <BOXHD>
            <CHED H="1">Class I area</CHED>
            <CHED H="1">20% worst days</CHED>
            <CHED H="2">2000-04<LI>Baseline</LI>
              <LI>worst days</LI>
            </CHED>
            <CHED H="2">2018<LI>URP</LI>
              <LI>estimate</LI>
            </CHED>
            <CHED H="2">2018<LI>Modeling</LI>
              <LI>result</LI>
              <LI>(RPG)</LI>
            </CHED>
            <CHED H="1">20% best days</CHED>
            <CHED H="2">2000-04<LI>Baseline</LI>
              <LI>best days</LI>
            </CHED>
            <CHED H="2">2018<LI>Modeling</LI>
              <LI>result</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Jarbidge</ENT>
            <ENT>12.07</ENT>
            <ENT>11.09</ENT>
            <ENT>11.05</ENT>
            <ENT>2.56</ENT>
            <ENT>2.50</ENT>
          </ROW>
          <TNOTE>
            <E T="03">Source:</E>Table 6-3, page 6-15, Nevada RH SIP.</TNOTE>
        </GPOTABLE>
        <HD SOURCE="HD3">2. Establishing the Reasonable Progress Goal</HD>

        <P>In setting its RPG of 11.05 dv for Jarbidge, NDEP considered a number of different factors as described on pages 6-16 and 6-17 of the Nevada RH SIP. These factors included: (1) The URP of 11.09 in 2018; (2) Reductions in Nevada's anthropogenic emissions by 2018 estimated at 44 percent for SO<E T="52">X</E>and 33 percent for NO<E T="52">X</E>; (3) Reductions in anthropogenic emissions consistent<PRTPAGE P="36465"/>with Nevada's share of emissions reductions at Class I areas in other states; (4) Major reductions in mobile source emissions; (5) Major contributions to visibility impairment from offshore marine shipping and international emissions; (6) Significant contributions from natural sources of visibility impairment; and (7) Consideration of the five BART factors. Based on its analysis of reasonable progress, Nevada concluded that additional control measures, beyond those documented for BART, are unreasonable at this time.</P>

        <P>EPA is proposing to agree with the State's analysis and conclusion that it is reasonable not to seek additional controls on other sources within the State at this time. Importantly, the RPG for Jarbidge meets the URP in 2018, committing the State to make reasonable progress in the first planning period toward attaining natural background conditions. Nevada has demonstrated that the RPG provides for visibility improvement on the worst days and no degradation of visibility on the best days compared to the baseline average (see Table 9). The RPG also represents more visibility improvement than would result from implementation of other CAA requirements since emissions reductions from existing and known controls were included in the visibility modeling. EPA finds that the State's decision not to seek additional control measures is supported by the attributes of regional haze at Jarbidge as well as the expected reductions in statewide emissions of SO<E T="52">X</E>and NO<E T="52">X</E>and BART controls on three facilities. The WRAP's regional analysis indicates that haze at Jarbidge is mostly from natural sources like wildfires, and most of the anthropogenic sources contributing to that haze are outside the State. Based upon everything NDEP considered in its SIP, EPA is proposing to approve Nevada's demonstration that its RPG provides for reasonable progress in the first planning period as required in CFR 51.308(d)(1)(i), (ii) and (vi).</P>
        <HD SOURCE="HD3">3. Interstate Consultation</HD>
        <P>Nevada consulted with thirteen other western states through numerous WRAP meetings, workshops and conference calls that began in 1996. Through the WRAP's consultative process, Nevada resolved technical tasks and policy decisions related to monitoring, emissions, modeling, BART application, control measures, and other issues. There were no comments from other states on Nevada's RH SIP, implying that the consultative process was successful in resolving any potential conflicts that would undermine regional planning. EPA confirms that Nevada consulted with other states on its RPG through the WRAP process, and that there is no evidence of any disagreement on the RPG for Jarbidge.</P>
        <HD SOURCE="HD2">G. Long-Term Strategy</HD>
        <P>EPA is proposing to find that NDEP adequately addressed the RHR requirements in developing its LTS. We believe that the LTS provides sufficient documentation to ensure that Nevada will meet its emission reduction obligations for all Class I areas it affects in the first planning period. Nevada relied on monitoring, emission inventories and modeling information from the WRAP as the technical basis for its LTS. Coordination and consultation occurred with other states through the WRAP, in which all western states participated in developing the technical analysis upon which their SIPs are based. This included identifying all anthropogenic sources of visibility impairment including major and minor stationary sources, mobile sources, and area sources. The anticipated net effect on visibility over the first planning period due to changes in point, area and mobile source emissions is a reduction in regional haze at Jarbidge. Nevada also analyzed its contribution to visibility impairment at Class I areas in other states to ensure it is meeting its share of emission reductions obligations.<SU>19</SU>
          <FTREF/>In particular, NDEP considered the following factors in developing its long-term strategy.</P>
        <FTNT>
          <P>
            <SU>19</SU>See Summary of Visibility Impairment at Nearby Class I Areas and Nevada's Emissions Reductions, Table 7-6, page 7-21.</P>
        </FTNT>
        <HD SOURCE="HD3">1. BART Controls</HD>
        <P>The installation and operation of BART controls is an integral part of the State's long-term strategy to achieve the RPG at Jarbidge, and to reduce Nevada's share of emissions affecting Class I areas in neighboring states. As described in this notice and in more detail in Nevada's RH SIP, NDEP is requiring three of Nevada Energy's facilities (Tracy, Fort Churchill and Reid Gardner) to install and operate BART controls as expeditiously as practicable, but no later than January 1, 2015 or five years after EPA approval of the SIP, whichever occurs first. Each source is required to establish procedures to ensure that the control equipment is properly operated and maintained. Nevada's BART emissions limitations and schedules for compliance are codified in a revision to the Nevada Administrative Code (NAC) adopted on February 11, 2009.<SU>20</SU>
          <FTREF/>The regulations identify the emission limits and control technologies required as BART on the Tracy, Fort Churchill and Reid Gardner facilities. NDEP also will incorporate BART control limits into Nevada Energy's Title V operating permits for these facilities at the time of renewal. Regarding the Mohave generating station, Nevada terminated its Air Quality Operating Permit No. AP4911-0774 as documented in a letter to Southern California Edison on April 9, 2010.</P>
        <FTNT>
          <P>
            <SU>20</SU>See Nevada RH SIP Appendix A for Nevada BART regulations.</P>
        </FTNT>
        <HD SOURCE="HD3">2. Ongoing Air Pollution Control Programs</HD>
        <P>Nevada continues to achieve significant reductions in SO<E T="52">X</E>and NO<E T="52">X</E>from mobile sources through the implementation of Federal, State and local programs. Federal and State mobile source regulations are the primary air quality programs expected to reduce visibility impairment in the first planning period. These programs include limitations and schedules of compliance identified in rules and regulations that are unique to each program. For example, EPA has mandated new standards for on-road (highway) diesel fuel, known as ultra-low sulfur diesel (ULSD) beginning in 2006. This regulation dropped the sulfur content of diesel fuel from 500 parts per million (ppm) to 15 ppm. ULSD fuel enables the use of cleaner technology diesel engines and vehicles with advanced emissions control devices, resulting in significantly lower emissions. Diesel fuel intended for locomotive, marine and non-road (farming and construction) engines and equipment is required to meet the low sulfur diesel fuel maximum specification of 500 ppm sulfur in 2007, previously 5000 ppm. The ULSD fuel standard of 15 ppm sulfur will apply to all non-road diesel fuel by 2011. Locomotive and marine diesel fuel will be required to meet the ULSD standard beginning in 2012, resulting in further reductions of diesel emissions. Based on WRAP RMC models, implementation of the Federal programs alone will result in a 49 percent reduction in mobile source NO<E T="52">X</E>emissions and a 63 percent reduction in mobile source SO<E T="52">X</E>emissions from the baseline to 2018. This trend is expected to provide significant visibility benefits for Jarbidge and at other Class I areas in neighboring states.</P>

        <P>The State's continued implementation of the Prevention of Significant Deterioration (PSD) and New Source Review (NSR) program requirements, including FLM involvement in reviewing impacts on Class I areas, also supports achieving visibility goals.<PRTPAGE P="36466"/>These programs will protect the least impaired days from further degradation and will assure that no Class 1 areas experience degradation from expansion or growth of a single new source or the regional development of stationary sources. Nevada also has emission control requirements for motor vehicles in Clark and Washoe Counties; for residential burning in Washoe County; for PM<E T="52">10</E>nonattainment/maintenance areas; and for dust suppression at construction sites and unpaved roads. Together with the State's renewable energy requirements, these ongoing programs will contribute to improvements in visibility at protected Class I areas.</P>
        <HD SOURCE="HD3">3. Construction Activities</HD>
        <P>Nevada manages the release of fugitive dust related to construction activities through the implementation of regulations set forth in the Nevada Administrative Code 445B.22037. The State requires fugitive dust to be controlled regardless of the size or amount of acreage disturbed, and requires the use of best practical methods to prevent airborne particulate matter. All activities that have the potential to adversely affect local air quality must include all appropriate measures to limit controllable emissions. Appropriate measures for dust control may consist of a phased approach to acreage disturbance rather than disturbing the entire area all at once; using wet suppression through such application methods as water trucks or water sprays systems to control windblown dust; the application of soil binding agents or chemical surfactant to roadways and areas of disturbed soil; as well as the use of wind-break or wind-limiting fencing designed to limit wind erosion of soils.</P>
        <HD SOURCE="HD3">4. Source Retirement and Replacement Schedules</HD>
        <P>While NDEP did not include any repair or replacement schedules for large point sources, EPA is satisfied with the explanation that it is very difficult for the regulatory community to predict potential permit revisions for large sources. In general, repair and replacement of current facilities over time will reduce emissions as new technology is incorporated in industrial processes. Similarly, the construction of new sources may contribute to the early or scheduled retirement of older, less well-controlled sources. Five proposed power plants for Nevada were included in the projected emissions inventory for 2018. Whether these new sources are built will influence the future activity of existing sources.</P>
        <HD SOURCE="HD3">5. Smoke Management Programs</HD>
        <P>Preventing and managing emissions from prescribed fires in Nevada is achieved through implementation of the Nevada Smoke Management Program (SMP) and through Open Burning regulations. The State's SMP was developed to coordinate and facilitate the statewide management of prescribed outdoor burning, specifically for land management purposes. This program is designed to meet the requirements of Nevada's air quality statutes listed in Nevada Revised Statutes (NRS) 445B.100 through 445B.845, inclusive, and the requirements of the USEPA Interim Air Quality Policy on Wild Land and Prescribed Fires (EPA OAQPS, April 23, 1998). The SMP supports the visibility protection goals for Class I areas. This program does not, however, supersede the authority of local governments to regulate and control smoke and air pollution under NRS 244.361 and NRS 268.410 or the authority of the State forester to regulate controlled fires under NRS 527.122 through 527.128.</P>
        <P>Open burning is controlled through a comprehensive set of regulations that are found in NAC 445B.22067. These regulations apply to Federal, state and private lands and prohibit open burning of combustible refuse, waste, garbage, oil or open burning for any salvage operation. Exemptions are granted for open burning conducted for the purposes of weed abatement, conservation, disease control, game or forest management, and fire training. Burning for agricultural purposes is exempt, as is the burning of yard waste and untreated wood at single-family residences. Small fires used for cooking, recreation, education or ceremonial purposes are also exempt.</P>
        <HD SOURCE="HD3">6. Other Measures Supporting the LTS</HD>
        <P>NDEP intends to evaluate additional controls for sources that impact visibility in Class I areas in the required progress report due in 2014. This evaluation will take into account new monitoring and modeling information, new regulations, and new guidance that may result in additional control measures consistent with the reasonable progress requirement of the RHR. If additional controls are identified, the progress report will update the plan to include an implementation schedule for controls, necessary rulemaking, projected visibility improvements, and revised RPGs for 2018.</P>
        <HD SOURCE="HD3">7. Interstate Transport Requirements for Visibility</HD>

        <P>Section 110(a)(2)(D)(i)(II) of the Act requires SIP revisions to contain adequate provisions to prohibit any source or other types of emission activity within the state from emitting any air pollutant in amounts that will interfere with another state's plan to protect visibility. Nevada submitted its SIP for Interstate Transport to EPA on February 7, 2007, which EPA approved and promulgated in the<E T="04">Federal Register</E>on July 31, 2007 (70 FR 41629). In our<E T="04">Federal Register</E>Notice, we deferred action on whether Nevada interferes with other states' plans to address regional visibility impairment caused by regional haze until we received Nevada's Regional Haze SIP. As explained in Section IV.D.2. of this notice, NDEP relied on the WRAP's source apportionment modeling to demonstrate that Nevada's emissions are projected to have a minimal contribution to sulfate and nitrate extinction in each of 24 Class I areas in five adjacent states. Moreover, none of the neighboring western states have requested emission reductions from Nevada in order to meet their RPGs. Therefore, in proposing to approve Nevada's RH SIP, we are proposing to find that this plan revision contains adequate provisions to protect visibility in other states.</P>
        <HD SOURCE="HD2">H. Monitoring Strategy</HD>
        <P>Nevada's SIP includes the required monitoring strategy for measuring, characterizing and reporting on regional haze visibility impairment as required in 51.308(d)(4). The primary source of monitoring data for the regional haze program in Nevada is the IMPROVE network. There is currently one IMPROVE monitoring site at Jarbidge. IMPROVE monitoring data serves as the baseline for the regional haze program, and is the source of data for states to comply with the regional haze monitoring requirements now and in the future. States have access to the IMPROVE data and data analysis tools through the Visibility Information Exchange Web System (VIEWS), which is maintained by the WRAP and other regional planning organizations. The operation of the IMPROVE network is dependent on EPA funding.</P>
        <HD SOURCE="HD3">1. Coordination of RAVI With RHR</HD>

        <P>Nevada's monitoring strategy is coordinated with the monitoring required for Reasonably Attributable Visibility Impairment (RAVI) that is codified under a Federal Implementation Plan (FIP) for the State.<PRTPAGE P="36467"/>RAVI, which predates the RHR, is visibility impairment that is caused by the emission of air pollutants from one or a small number of sources. The provisions of visibility monitoring for RAVI in 40 CFR 52.26 are incorporated into the visibility FIP for Nevada in 40 CFR 52.1488. Under the FIP, EPA has responsibility in cooperation with the appropriate FLMs to monitor visibility in Nevada's Class I area. NDEP coordinates its regional haze monitoring with the FIP for RAVI by participating in the IMPROVE network, and utilizing data from the same IMPROVE monitor at Jarbidge.</P>
        <HD SOURCE="HD3">2. Additional Monitoring Sites</HD>
        <P>EPA agrees with Nevada's assessment that the existing IMPROVE monitor at Jarbidge, its only class I area, is sufficient to address regional haze and determine reasonable progress toward the national visibility goal. The monitor is located in the Humboldt National Forest in northeastern Nevada, about one kilometer north of the city of Jarbidge in the Jarbidge River drainage.</P>
        <HD SOURCE="HD3">3. Using and Reporting Monitoring Data</HD>

        <P>Nevada will continue to rely on the IMPROVE network, technical support from the WRAP, and regional technical tools (<E T="03">e.g.,</E>VIEWS and WRAP's Technical Support System) to assess the contribution of emissions to visibility impairment at Class I areas within and outside the State. The IMPROVE network was established in the 1980s to measure visibility impairment in mandatory class I areas throughout the United States. The IMPROVE monitors were used by WRAP and NDEP as the source of data for the 2000-2004 baseline and for future projections, and is the source of record for air quality professionals to track visibility improvement or degradation. Visibility monitoring data is available to the public, states and EPA in an electronic format at the IMPROVE and VIEWS Web sites</P>
        <HD SOURCE="HD3">4. Statewide Emissions Inventory</HD>
        <P>NDEP commits to updating periodically its statewide emissions inventory, tracking emissions changes, determining trends, and utilizing the WRAP's services to evaluate reasonable progress. Nevada has a statewide emissions inventory of pollutants reasonably anticipated to cause or contribute to visibility impairment as described in section III.B. of this notice. NDEP annually updates its inventory of major point sources and its entire inventory every three years as required by EPA's Consolidated Emissions Reporting Rule. The State's capacity to fulfill future requirements to project emissions and evaluate progress depend on the continued existence of the IMPROVE program as well as the technical support of the WRAP or a similar regional planning organization</P>
        <HD SOURCE="HD2">I. State and Federal Land Manager Coordination</HD>
        <P>Nevada participated fully in the WRAP process, the primary forum for consultation among western states, Tribal nations, Federal agencies, stakeholder groups and the public. FLMs from the National Park Service, U.S. Fish and Wildlife Service, Bureau of Land Management and the U.S. Forest Service were actively engaged in the WRAP's development of technical analyses and reports for the western region and individual states. To facilitate consultation, NDEP provided a list of its agency contacts to the FLMs in a letter dated September 15, 2006. The FLMs had numerous opportunities throughout the WRAP process to participate fully in the development and review of regional technical documents that form the basis of the western states' plans. Nevada provided additional opportunities for coordination and consultation with FLMs through local meetings and stakeholder workshops. NDEP provided its draft RH SIP to the FLMs on January 5, 2009 for a 60-day review and comment period. Comments were received from the FLMs on March 4 and 6, 2009. NDEP's responses to the FLMs' comments are in Appendix C of the Nevada RH SIP. EPA believes that NDEP adequately addressed the FLMs' concerns either through revisions to the SIP, or in responses to their comments. NDEP also has committed to provide the FLMs an opportunity to review and comment on future SIP revisions, the 5-year progress reports, and the implementation of other programs that may contribute to class I visibility impairment. All SIP revisions will include a description of how the state consulted with and addressed any comments provided by the FLMs. At a minimum, NDEP will meet with the FLMs on an annual basis through the WRAP, as long as the WRAP continues to provide this forum. EPA is satisfied that Nevada has coordinated with the FLMs as required in 40 CFR 51.308(i)(1-4).</P>
        <HD SOURCE="HD2">J. Periodic SIP Revisions and 5-Year Progress Reports</HD>
        <P>Nevada affirmed its commitment to submit a report to EPA every five years evaluating progress toward the RPG for its Class I area as well as Class I areas outside the State that may be affected by emissions from within the State as required in 40 CFR 51.308(g). The first report is due five years after the State's submittal, which is November 18, 2014. The required elements for these reports are listed in section III of this notice.</P>
        <P>Nevada commits to making an adequacy determination of the current SIP at the same time it submits the five-year progress report as required in 40 CFR 51.308(h). If Nevada determines that the current implementation plan is or may be inadequate due to emissions from within the State, Nevada will develop additional strategies to address the plan deficiencies and revise the SIP within one year from the date that the progress report is due. If Nevada determines that the plan is or may be inadequate due to emissions from other states, Nevada will notify EPA and the other states. The affected states are required to address the deficiency through the regional planning process by developing additional strategies.</P>
        <P>Nevada also commits to complete and submit a comprehensive RH SIP revision to EPA by July 31, 2018 and every 10 years thereafter as required in 40 CFR 51.308(f). In these comprehensive revisions, the State must evaluate and reassess all of the elements required in 40 CFR 51.308(d), taking into account improvements in monitoring data collection and analysis techniques and control technologies. The State must also address current visibility conditions, actual progress toward natural conditions, effectiveness of the long-term strategy, and the reasonable progress goal.</P>
        <HD SOURCE="HD1">V. EPA's Proposed Action</HD>

        <P>EPA believes the Nevada RH SIP fulfills all the relevant requirements of CAA Section 169A and the Regional Haze Rule. Therefore, we are proposing a full approval of the plan as described in Section 110(k)(3) of the Act. Regarding the major requirements, we find that Nevada has: established baseline visibility conditions and a reasonable progress goal for its one Class I area; developed a long-term strategy with enforceable measures to ensure reasonable progress toward achieving the RPG in the first planning period ending in 2018; adequately applied Best Available Retrofit Technology to specific stationary sources; developed a regional haze monitoring strategy; provided for periodic progress reports and revisions; provided for consultation and coordination with Federal land managers; and provided for the regional haze plan's future review and revisions. We also are proposing to find that emissions from Nevada do not interfere with other states' measures to protect<PRTPAGE P="36468"/>visibility as required by CAA Section 110(a)(2)(D)(i)(II).</P>
        <HD SOURCE="HD1">VI. Statutory and Executive Order Reviews</HD>
        <P>Under the Clean Air Act, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve State choices, provided that they meet the criteria of the Clean Air Act. Accordingly, this action merely approves State law as meeting Federal requirements and does not impose additional requirements beyond those imposed by State law. For that reason, this action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the Clean Air Act; and</P>
        <P>• Does not interfere with Executive Order 12898 (59 FR 7629 (Feb. 16, 1994)) because EPA lacks the discretionary authority to address environmental justice in this rulemaking.</P>
        
        <FP>In addition, this rule does not have Tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the State, and EPA notes that it will not impose substantial direct costs on Tribal governments or preempt Tribal law.</FP>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Intergovernmental relations, Nitrogen oxides, Sulfur dioxide, Particulate matter, Reporting and recordkeeping requirements, Volatile organic compounds.</P>
        </LSTSUB>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>42 U.S.C. 7401<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: June 9, 2011.</DATED>
          <NAME>Jared Blumenfeld,</NAME>
          <TITLE>Regional Administrator, Region 9.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15238 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R04-OAR-2011-0386-201137; FRL- 9322-5]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Air Quality Implementation Plans; North Carolina: Clean Smokestacks Act</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>EPA is proposing to approve a State Implementation Plan (SIP) revision submitted by the State of North Carolina for the purpose of establishing in North Carolina's SIP the system-wide emission limitations from the North Carolina Clean Smokestacks Act (CSA). On August 21, 2009, the State of North Carolina, through the North Carolina Department of Environment and Natural Resources (NC DENR), Division of Air Quality (DAQ), submitted an attainment demonstration for the Hickory-Morganton-Lenoir and Greensboro-Winston Salem-High Point 1997 fine particulate matter (PM<E T="52">2.5</E>) nonattainment areas. That submittal includes a request that the system-wide emission limitations from the North Carolina CSA be incorporated into the State's Federally approved SIP. EPA proposes to determine that the SIP revision is approvable pursuant to the Clean Air Act (CAA or Act).</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before July 22, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by Docket ID No. EPA-R04-OAR-2011-0386, by one of the following methods:</P>
          <P>1.<E T="03">http://www.regulations.gov:</E>Follow the on-line instructions for submitting comments.</P>
          <P>2.<E T="03">E-mail:</E>
            <E T="03">spann.jane@epa.gov.</E>
          </P>
          <P>3.<E T="03">Fax:</E>(404) 562-9029.</P>
          <P>4.<E T="03">Mail:</E>EPA-R04-OAR-2011-0386, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960.</P>
          <P>5.<E T="03">Hand Delivery or Courier:</E>Jane Spann, Acting Chief, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960. Such deliveries are only accepted during the Regional Office normal hours of operation, and special arrangements should be made for deliveries of boxed information. The Regional Office official hours of business are Monday through Friday, 8:30 to 4:30, excluding Federal holidays.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. “EPA-R04-OAR-2011-0386.” EPA's policy is that all comments received will be included in the public docket without change and may be made available online at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">http://www.regulations.gov</E>or e-mail. The<E T="03">http://www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through<E T="03">http://www.regulations.gov,</E>your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. For additional information about EPA's public docket visit the EPA Docket Center homepage at<E T="03">http://www.epa.gov/epahome/dockets.htm.</E>
            <PRTPAGE P="36469"/>
          </P>
          <P>
            <E T="03">Docket:</E>All documents in the electronic docket are listed in the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information is not publicly available,<E T="03">i.e.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically in<E T="03">http://www.regulations.gov</E>or in hard copy at the Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960. EPA requests that, if at all possible, you contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to schedule your inspection. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Joel Huey or Nacosta C. Ward, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960. Mr. Huey may be reached by phone at (404) 562-9104. Mr. Huey can also be reached via electronic mail at<E T="03">huey.joel@epa.gov</E>. Ms. Ward may be reached by phone at (404) 562-9140 or via electronic mail at<E T="03">ward.nacosta@epa.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. What action is EPA proposing to take?</FP>
          <FP SOURCE="FP-2">II. What is the background of North Carolina's CSA?</FP>
          <FP SOURCE="FP-2">III. What are the general requirements of North Carolina's CSA?</FP>
          <FP SOURCE="FP-2">IV. Why is EPA proposing this action?</FP>
          <FP SOURCE="FP-2">V. Proposed Action</FP>
          <FP SOURCE="FP-2">VI. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. What action is EPA proposing to take?</HD>
        <P>EPA is proposing to approve a revision to the North Carolina SIP to incorporate the system-wide emission limitations (or caps) from the State's CSA. The specific provisions being incorporated into the SIP are paragraphs (a) through (e) of Section 1 of Session Law 2002-4, Senate Bill 1078 (hereafter “Senate Bill 1078”) enacted June 20, 2002. This proposed approval does not include incorporation into the North Carolina SIP of paragraphs (f) through (j) of Section 1 of Senate Bill 1078 nor any of Section 2 of Senate Bill 1078. Please refer to the docket for this rulemaking for the complete text of these provisions.</P>
        <HD SOURCE="HD1">II. What is the background of North Carolina's CSA?</HD>

        <P>In June 2002, the General Assembly of North Carolina, Session 2001, passed Session Law 2002-4, also known as Senate Bill 1078. This legislation, entitled<E T="03">“An Act to Improve Air Quality in the State by Imposing Limits on the Emission of Certain Pollutants from Certain Facilities that Burn Coal to Generate Electricity and to Provide for Recovery by Electric Utilities of the Costs of Achieving Compliance with Those Limits,”</E>requires significant actual emission reductions from coal-fired power plants in North Carolina. The State expected that emission reductions from the CSA would have significant health benefits for the citizens of North Carolina and other states.</P>

        <P>North Carolina's CSA includes a schedule of system-wide caps on emissions of nitrogen oxides (NO<E T="52">X</E>) and sulfur dioxide (SO<E T="52">2</E>) from coal-fired power plants in the State, the first of which became effective in 2007. The State expected the resulting emission reductions would serve as a significant step towards meeting the 1997 PM<E T="52">2.5</E>and 8-hour ozone national ambient air quality standards (NAAQS), among other NAAQS, improving visibility in the mountains and other scenic vistas, and reducing acid rain. Reducing NO<E T="52">X</E>and SO<E T="52">2</E>emissions, using certain technologies, also has the co-benefit of reducing mercury emissions. EPA notes that all areas in the State that were designated nonattainment for the 1997 PM<E T="52">2.5</E>and 8-hour ozone NAAQS are now attaining the standards. Although the Hickory-Morganton-Lenoir and Greensboro-Winston Salem-High Point nonattainment areas for the 1997 PM<E T="52">2.5</E>NAAQS have not yet been redesignated to attainment, EPA determined that these areas had attaining data based on the three-year period 2006-2008.<SU>1</SU>

          <FTREF/>Also, although the Charlotte 1997 8-hour ozone nonattainment area is still designated nonattainment, EPA has issued a proposed determination that the Area has attaining data based on the 2008-2010 design value period.<E T="03">See</E>76 FR 20293 (April 12, 2011). North Carolina has identified the CSA as part of its plan to attain and maintain the NAAQS. Because North Carolina is relying on emissions reductions from the CSA to demonstrate attainment and maintenance for certain areas in the State, North Carolina is now formally seeking that the CSA be included in the SIP so that the CSA's requirements may be considered “permanent and enforceable.”</P>
        <FTNT>
          <P>

            <SU>1</SU>EPA's determination that the Hickory-Morganton-Lenoir and Greensboro-Winston Salem-High Point PM<E T="52">2.5</E>nonattainment areas have attained the 1997 PM<E T="52">2.5</E>NAAQS is not equivalent to the redesignation of the areas to attainment. The designation status of the areas remains nonattainment for the 1997 PM<E T="52">2.5</E>NAAQS until such time as EPA determines that the areas meet all of the CAA requirements for redesignation to attainment. See 75 FR 54 (January 4, 2010) and 75 FR 230 (January 5, 2010), respectively.</P>
        </FTNT>
        <HD SOURCE="HD1">III. What are the general requirements of North Carolina's CSA?</HD>

        <P>North Carolina's CSA applies to the two investor-owned public utilities in North Carolina that own or operate coal-fired generating units with the capacity to generate 25 or more megawatts of electricity: Progress Energy Carolinas, Inc. (Progress Energy) and Duke Power, a division of Duke Energy Corporation (Duke Energy). Although the emission caps apply collectively to each investor-owned public utility, the CSA has no provision for the trading of pollution credits from one utility to another. Tables 1 and 2 below summarize the schedule for implementation of the NO<E T="52">X</E>and SO<E T="52">2</E>emission caps required by the CSA.</P>
        <GPOTABLE CDEF="s100,r50,r50" COLS="3" OPTS="L2,i1">
          <TTITLE>Table 1—NO<E T="52">X</E>Emission Caps for Investor-Owned Public Utilities That Own or Operate Coal-Fired Generating Units</TTITLE>
          <BOXHD>
            <CHED H="1">Investor-owned public utilities that collectively emitted in calendar year 2000</CHED>
            <CHED H="1">Collective calendar year emission caps beginning January 1, 2007</CHED>
            <CHED H="1">Collective calendar year emission caps beginning January 1, 2009</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">More than 75,000 tons of NO<E T="0732">X</E>
            </ENT>
            <ENT>35,000 tons of NO<E T="0732">X</E>
            </ENT>
            <ENT>31,000 tons of NO<E T="0732">X</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Equal to or less than 75,000 tons of NO<E T="0732">X</E>
            </ENT>
            <ENT>25,000 tons of NO<E T="0732">X</E>
            </ENT>
            <ENT>Unchanged from 2007 cap.</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="36470"/>
        <GPOTABLE CDEF="s100,r50,r50" COLS="3" OPTS="L2,i1">
          <TTITLE>Table 2—SO<E T="52">2</E>Emission Caps for Investor-Owned Public Utilities That Own or Operate Coal-Fired Generating Units</TTITLE>
          <BOXHD>
            <CHED H="1">Investor-owned public utilities that collectively emitted in calendar year 2000</CHED>
            <CHED H="1">Collective calendar year emission caps beginning January 1, 2009</CHED>
            <CHED H="1">Collective calendar year emission caps beginning January 1, 2013</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">More than 225,000 tons of SO<E T="0732">2</E>
            </ENT>
            <ENT>150,000 tons of SO<E T="0732">2</E>
            </ENT>
            <ENT>80,000 tons of SO<E T="0732">2</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Equal to or less than 225,000 tons of SO<E T="0732">2</E>
            </ENT>
            <ENT>100,000 tons of SO<E T="0732">2</E>
            </ENT>
            <ENT>50,000 tons of SO<E T="0732">2</E>.</ENT>
          </ROW>
        </GPOTABLE>

        <P>According to documentation submitted by North Carolina, applicable utilities in North Carolina subject to the CSA must: (1) Reduce actual emissions of NO<E T="52">X</E>from 245,000 tons in 1998 to 56,000 tons by 2009 (a 77 percent reduction); and (2) reduce actual SO<E T="52">2</E>emissions from 489,000 tons in 1998 to 250,000 tons by 2009 (a 49 percent reduction) and to 130,000 tons by 2013 (a 73 percent reduction). This represents about a one-third reduction of the total NO<E T="52">X</E>emissions and a one-half reduction of the total SO<E T="52">2</E>emissions from all sources in North Carolina. Table 3 below lists the coal-fired power plants in North Carolina subject to the CSA.</P>
        <GPOTABLE CDEF="s50,r50,xs80" COLS="3" OPTS="L2,i1">
          <TTITLE>Table 3—Coal-Fired Power Plants Subject to North Carolina's CSA</TTITLE>
          <BOXHD>
            <CHED H="1">Plant</CHED>
            <CHED H="1">Parent company</CHED>
            <CHED H="1">Location</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Allen</ENT>
            <ENT>Duke Energy</ENT>
            <ENT>Belmont.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Belews Creek</ENT>
            <ENT>Duke Energy</ENT>
            <ENT>Walnut Cove.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Buck</ENT>
            <ENT>Duke Energy</ENT>
            <ENT>Salisbury.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Cliffside</ENT>
            <ENT>Duke Energy</ENT>
            <ENT>Cliffside.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Dan River</ENT>
            <ENT>Duke Energy</ENT>
            <ENT>Eden.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Marshall</ENT>
            <ENT>Duke Energy</ENT>
            <ENT>Terrell.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Riverbend</ENT>
            <ENT>Duke Energy</ENT>
            <ENT>Mount Holly.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Ashville</ENT>
            <ENT>Progress Energy</ENT>
            <ENT>Arden.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Cape Fear</ENT>
            <ENT>Progress Energy</ENT>
            <ENT>Moncure.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Lee</ENT>
            <ENT>Progress Energy</ENT>
            <ENT>Goldsboro.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Mayo</ENT>
            <ENT>Progress Energy</ENT>
            <ENT>Roxboro.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Roxborro</ENT>
            <ENT>Progress Energy</ENT>
            <ENT>Semora.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">L.V. Sutton</ENT>
            <ENT>Progress Energy</ENT>
            <ENT>Wilmington.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Weatherspoon</ENT>
            <ENT>Progress Energy</ENT>
            <ENT>Lumberton.</ENT>
          </ROW>
        </GPOTABLE>

        <P>As noted above, this proposed approval does not include incorporation into the North Carolina SIP paragraphs (f) through (j) of Section 1 of Senate Bill 1078. These provisions of the State's law, which North Carolina did not request to be incorporated into the State's Federally-approved SIP, stipulate requirements regarding several aspects of implementation of the CSA. In brief, those requirements provide that: (1) Affected utilities may determine how compliance with the collective emissions limitations may be achieved and that CSA does not alter obligations to comply with any other Federal or state law or the authority of the Commission to impose specific limitations on the emissions of NO<E T="52">X</E>and SO<E T="52">2</E>; (2) a subject emission unit shall remain subject to the collective emissions limitations whether or not it continues to be owned or operated by an investor-owned public utility; (3) any permit or modified permit issued for a subject unit shall include conditions that provide for testing, monitoring, record keeping, and reporting adequate to assure compliance with the CSA requirements; (4) the Governor may enter into an agreement with an investor-owned public utility for the purpose of transferring to the State any trading program emission allowances that result from compliance with the CSA; and (5) a subject investor-owned public utility shall submit to the State an annual verified statement providing details of activities related to compliance with CSA. As also noted above, this proposed approval does not include incorporation into the North Carolina SIP any of Section 2 of Senate Bill 1078, which stipulates the permitting requirements for all air contaminant sources in the State of North Carolina. Nonetheless, the emission reductions are the key component of the CSA, and North Carolina relies on the reductions to demonstrate attainment and maintenance with the NAAQS. Thus, inclusion of the emission reductions into the SIP serves the purpose of making the reductions permanent and enforceable as well as providing a Federal source of applicable requirements for title V permitting and other purposes.</P>
        <HD SOURCE="HD1">IV. Why is EPA proposing this action?</HD>

        <P>The purpose of today's proposed approval is to make the CSA emissions reductions Federally enforceable (and permanent) because those reductions are part of North Carolina's plan to attain and maintain the NAAQS. NC DENR requested that specific provisions of the CSA be formally adopted into the North Carolina SIP in support of its attainment demonstrations for the 1997 PM<E T="52">2.5</E>NAAQS for both the Hickory-Morganton-Lenoir and Greensboro-Winston Salem-High Point nonattainment areas. Such inclusion is consistent with the requirements of the CAA. Under section 110(l) of the CAA, EPA may not approve a revision to a SIP if it would interfere with any applicable requirement concerning NAAQS attainment and reasonable further progress, or any other applicable requirement of the CAA. In reducing system-wide NO<E T="52">X</E>and SO<E T="52">2</E>emissions allowed by coal-fired power plants in the State, the CSA is clearly a strengthening of the North Carolina's SIP and will not interfere with CAA requirements. In addition, Federal approval of the CSA will ensure the State may take credit for the associated NO<E T="52">X</E>and SO<E T="52">2</E>emission reductions when pertinent to SIP submittals for other CAA requirements.</P>
        <HD SOURCE="HD1">V. Proposed Action</HD>

        <P>EPA is proposing to approve the portion of North Carolina's August 21, 2009, SIP revision which incorporates<PRTPAGE P="36471"/>the system-wide emission caps from the State legislation entitled,<E T="03">“An Act to Improve Air Quality in the State by Imposing Limits on the Emission of Certain Pollutants from Certain Facilities that Burn Coal to Generate Electricity and to Provide for Recovery by Electric Utilities of the Costs of Achieving Compliance with Those Limits.”</E>The specific provisions being proposed for incorporation into the SIP are paragraphs (a) through (e) of Section 1 of Session Law 2002-4, Senate Bill 1078 enacted June 20, 2002. Once this provision is adopted into the SIP, the collective emission caps applicable to each investor-owned public utility will be permanent and Federally enforceable.</P>
        <HD SOURCE="HD1">VI. Statutory and Executive Order Reviews</HD>
        <P>Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this proposed action merely approves state law as meeting Federal requirements and does not impose additional requirements beyond those imposed by state law. For that reason, this proposed action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA; and</P>
        <P>• Does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
        <P>In addition, this rule does not have Tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the state, and EPA notes that it will not impose substantial direct costs on Tribal governments or preempt Tribal law.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Intergovernmental relations, Nitrogen dioxide, Ozone, Particulate matter, Reporting and recordkeeping requirements, Sulfur oxides.</P>
        </LSTSUB>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>42 U.S.C. 7401<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: June 9, 2011.</DATED>
          <NAME>A. Stanley Meiburg,</NAME>
          <TITLE>Acting Regional Administrator, Region 4.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15636 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R03-OAR-2011-0411; FRL-9321-6]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Air Quality Implementation Plans; Virginia; Adoption of the Revised Nitrogen Dioxide Standard</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>EPA proposes to approve the State Implementation Plan (SIP) revision submitted by the Commonwealth of Virginia for the purpose of adding the new 1-hour nitrogen dioxide (NO<E T="52">2</E>) standard at a level of 100 parts per billion (ppb) and updating the list of Federal documents incorporated by reference. In the Final Rules section of this<E T="04">Federal Register</E>, EPA is approving the Commonwealth's SIP submittal as a direct final rule without prior proposal because the Agency views this as a noncontroversial submittal and anticipates no adverse comments. A detailed rationale for the approval is set forth in the direct final rule. If no adverse comments are received in response to this action, no further activity is contemplated. If EPA receives adverse comments, the direct final rule will be withdrawn and all public comments received will be addressed in a subsequent final rule based on this proposed rule. EPA will not institute a second comment period. Any parties interested in commenting on this action should do so at this time.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received in writing by July 22, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by Docket ID Number EPA-R03-OAR-2011-0411 by one of the following methods:</P>
          <P>A.<E T="03">http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
          <P>B.<E T="03">E-mail:</E>
            <E T="03">fernandez.cristina@epa.gov.</E>
          </P>
          <P>C.<E T="03">Mail:</E>EPA-R03-OAR-2011-0411, Cristina Fernandez, Associate Director, Office of Air Program Planning, Mailcode 3AP30, U.S. Environmental Protection Agency, Region III, 1650 Arch Street, Philadelphia, Pennsylvania 19103.</P>
          <P>D.<E T="03">Hand Delivery:</E>At the previously-listed EPA Region III address. Such deliveries are only accepted during the Docket's normal hours of operation, and special arrangements should be made for deliveries of boxed information.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-R03-OAR-2011-0411. EPA's policy is that all comments received will be included in the public docket without change, and may be made available online at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">http://www.regulations.gov</E>or e-mail. The<E T="03">http://www.regulations.gov</E>Web site is an anonymous access system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through<E T="03">http://www.regulations.gov,</E>your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to<PRTPAGE P="36472"/>technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the electronic docket are listed in the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information is not publicly available,<E T="03">i.e.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically in<E T="03">http://www.regulations.gov</E>or in hard copy during normal business hours at the Air Protection Division, U.S. Environmental Protection Agency, Region III, 1650 Arch Street, Philadelphia, Pennsylvania 19103. Copies of the State submittal are available at the Virginia Department of Environmental Quality, 629 East Main Street, Richmond, Virginia 23219.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Gregory Becoat, (215) 814-2036, or by e-mail at<E T="03">becoat.gregory@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P SOURCE="NPAR">For further information, please see the information provided in the direct final action, with the same title, “Approval and Promulgation of Air Quality Implementation Plans; Virginia; Adoption of the Revised Nitrogen Dioxide Standards and Update of Appendices,” that is located in the Rules and Regulations section of this<E T="04">Federal Register</E>publication.</P>
        <SIG>
          <DATED>Dated: June 6, 2011.</DATED>
          <NAME>W.C. Early,</NAME>
          <TITLE>Acting Regional Administrator, Region III.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15456 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 98</CFR>
        <DEPDOC>[EPA-HQ-OAR-2009-0927; FRL-9322-2]</DEPDOC>
        <RIN>RIN A2060</RIN>
        <SUBJECT>Mandatory Reporting of Greenhouse Gases; Changes to Provisions for Electronics Manufacturing (Subpart I) To Provide Flexibility</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>EPA is proposing changes to the calculation and monitoring provisions in the Electronics Manufacturing portion (Subpart I) of the Mandatory Greenhouse Gas Reporting Rule for the “largest” semiconductor manufacturing facilities (<E T="03">i.e.,</E>those that fabricate devices on wafers measuring 300 millimeters or less in diameter and that have an annual manufacturing capacity of greater than 10,500 square meters). More specifically, for reporting years 2011 and 2012 this action proposes to allow the largest semiconductor facilities the option to calculate emissions using default emission factors already contained in Subpart I, instead of recipe-specific utilization and by-product formation rates (recipe-specific emission factors) for the plasma etching process type. These proposed changes are in response to a request for reconsideration of specific provisions submitted by the Semiconductor Industry Association. This action would only apply to the initial years of compliance while the Agency continues to better understand industry's concerns with Subpart I and considers longer-term alternative options.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Comments.</E>Comments must be received on or before July 22, 2011.</P>
          <P>
            <E T="03">Public Hearing.</E>EPA does not plan to conduct a public hearing unless requested. To request a hearing, please contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section by June 29, 2011. If requested, the hearing will be conducted July 7, 2011, in the Washington, DC area. If a hearing is held, EPA will accept comments that rebut or supplement information presented at the hearing through August 8, 2011. EPA will provide further information about the hearing on its Web page if a hearing is requested.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit your comments, identified by Docket ID No. EPA-HQ-OAR-2009-0927 by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the online instructions for submitting comments.</P>
          <P>•<E T="03">E-mail: GHGReportingFGHG@epa.gov.</E>Include docket ID No. EPA-HQ-OAR-2009-0927 [and/or RIN number 2060-XXXX] in the subject line of the message.</P>
          <P>•<E T="03">Fax:</E>(202) 566-9744.</P>
          <P>•<E T="03">Mail:</E>Environmental Protection Agency, EPA Docket Center (EPA/DC), Mailcode 28221T, Attention Docket ID No. EPA-HQ-OAR-2009-0927, 1200 Pennsylvania Avenue, NW., Washington, DC 20460.</P>
          <P>•<E T="03">Hand/Courier Delivery:</E>EPA Docket Center, Public Reading Room, EPA West Building, Room 3334, 1301 Constitution Avenue, NW., Washington, DC 20004. Such deliveries are only accepted during the Docket's normal hours of operation, and special arrangements should be made for deliveries of boxed information.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-HQ-OAR-2009-0927. EPA's policy is that all comments received will be included in the public docket without change and may be made available online at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be confidential business information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">http://www.regulations.gov</E>or e-mail. The<E T="03">http://www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through<E T="03">http://www.regulations.gov</E>your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available either electronically in<E T="03">http://www.regulations.gov</E>or in hard copy at the Air Docket, EPA/DC, EPA West Building, Room 3334, 1301 Constitution Ave., NW., Washington, DC. This Docket Facility is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the Air Docket is (202) 566-1742.</P>
        </ADD>
        <FURINF>
          <PRTPAGE P="36473"/>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Ms. Carole Cook, Climate Change Division, Office of Atmospheric Programs (MC-6207J), Environmental Protection Agency, 1200 Pennsylvania Avenue, NW., Washington, DC 20460; telephone number (202) 343-9263; fax (202) 343-2342;e-mail address:<E T="03">GHGReportingRule@epa.gov.</E>For technical information, please go to the Greenhouse Gas Reporting Rule Program Web site<E T="03">http://www.epa.gov/climatechange/emissions/ghgrulemaking.html.</E>To submit a question, select Rule Help Center, followed by Contact Us. To obtain information about the public hearing or to register to speak at the hearing, please go to<E T="03">http://www.epa.gov/climatechange/emissions/ghgrulemaking.html.</E>Alternatively, contact Carole Cook at 202-343-9263.</P>
          <P>
            <E T="03">Worldwide Web (WWW</E>). In addition to being available in the docket, an electronic copy of this proposal will also be available through the WWW. Following the Administrator's signature, a copy of this action will be posted on EPA's Greenhouse Gas Reporting Program Web site at<E T="03">http://www.epa.gov/climatechange/emissions/ghgrulemaking.html.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P SOURCE="NPAR">
          <E T="03">Additional Information on Submitting Comments:</E>To expedite review of your comments by Agency staff, you are encouraged to send a separate copy of your comments, in addition to the copy you submit to the official docket, to Carole Cook, U.S. EPA, Office of Atmospheric Programs, Climate Change Division, Mail Code 6207-J, Washington, DC 20460, telephone (202) 343-9263, e-mail address:<E T="03">GHGReportingRule@epa.gov.</E>
        </P>
        <P>
          <E T="03">Regulated Entities.</E>The Administrator determined that this action is subject to the provisions of Clean Air Act (CAA) section 307(d). See CAA section 307(d)(1)(V) (the provisions of section 307(d) apply to “such other actions as the Administrator may determine”). These are proposed changes to existing regulations. If finalized, these amended regulations would affect owners or operators of certain manufacturers of electronic devices. Regulated categories and examples of affected entities include those listed in Table 1 of this preamble:</P>
        <GPOTABLE CDEF="s25,8,r100" COLS="3" OPTS="L2,i1">
          <TTITLE>Table 1—Examples of Affected Entities by Category</TTITLE>
          <BOXHD>
            <CHED H="1">Category</CHED>
            <CHED H="1">NAICS</CHED>
            <CHED H="1">Examples of affected facilities</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Electronics Manufacturing</ENT>
            <ENT>334111</ENT>
            <ENT>Microcomputer manufacturing facilities.</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>334413</ENT>
            <ENT>Semiconductor, photovoltaic (solid-state) device manufacturing facilities.</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>334419</ENT>
            <ENT>Liquid Crystal Display (LCD) unit screens manufacturing facilities.</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>334419</ENT>
            <ENT>Micro-electro-mechanical systems (MEMS) manufacturing facilities.</ENT>
          </ROW>
        </GPOTABLE>

        <P>Although Table 1 of this preamble lists the types of facilities that could be potentially affected by this action, other types of facilities not listed in the table could also be affected. To determine whether you are affected by this action, you should carefully examine the applicability criteria found in 40 CFR part 98, subpart I or the relevant criteria in the sections related to electronics manufacturing. If you have questions regarding the applicability of this action to a particular facility or supplier, consult the person listed in the preceding<E T="02">FOR FURTHER INFORMATION CONTACT</E>Section.</P>
        <P>
          <E T="03">Acronyms and Abbreviations.</E>The following acronyms and abbreviations are used in this document.</P>
        
        <EXTRACT>
          <GPOTABLE CDEF="s25,r100" COLS="2" OPTS="L2,tp0,p1,8/9,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1"/>
              <CHED H="1"/>
            </BOXHD>
            <ROW>
              <ENT I="01">BAMM</ENT>
              <ENT>best available monitoring methods</ENT>
            </ROW>
            <ROW>
              <ENT I="01">CAA</ENT>
              <ENT>Clean Air Act</ENT>
            </ROW>
            <ROW>
              <ENT I="01">CBI</ENT>
              <ENT>confidential business information</ENT>
            </ROW>
            <ROW>
              <ENT I="01">CFR</ENT>
              <ENT>Code of Federal Regulations</ENT>
            </ROW>
            <ROW>
              <ENT I="01">EO</ENT>
              <ENT>Executive Order</ENT>
            </ROW>
            <ROW>
              <ENT I="01">EPA</ENT>
              <ENT>U.S. Environmental Protection Agency</ENT>
            </ROW>
            <ROW>
              <ENT I="01">FR</ENT>
              <ENT>
                <E T="04">Federal Register</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="01">GHG</ENT>
              <ENT>greenhouse gas</ENT>
            </ROW>
            <ROW>
              <ENT I="01">m<SU>2</SU>
              </ENT>
              <ENT>square meters</ENT>
            </ROW>
            <ROW>
              <ENT I="01">mm</ENT>
              <ENT>millimeter</ENT>
            </ROW>
            <ROW>
              <ENT I="01">OMB</ENT>
              <ENT>Office of Management and Budget</ENT>
            </ROW>
            <ROW>
              <ENT I="01">RFA</ENT>
              <ENT>Regulatory Flexibility Act</ENT>
            </ROW>
            <ROW>
              <ENT I="01">RIA</ENT>
              <ENT>Regulatory Impact Analysis</ENT>
            </ROW>
            <ROW>
              <ENT I="01">SBA</ENT>
              <ENT>Small Business Administration</ENT>
            </ROW>
            <ROW>
              <ENT I="01">SBREFA</ENT>
              <ENT>Small Business Regulatory Enforcement and Fairness Act</ENT>
            </ROW>
            <ROW>
              <ENT I="01">U.S.</ENT>
              <ENT>United States</ENT>
            </ROW>
            <ROW>
              <ENT I="01">UMRA</ENT>
              <ENT>Unfunded Mandates Reform Act of 1995</ENT>
            </ROW>
            <ROW>
              <ENT I="01">USC</ENT>
              <ENT>United States Code</ENT>
            </ROW>
          </GPOTABLE>
        </EXTRACT>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. Background</FP>
          <FP SOURCE="FP1-2">A. Organization of This Preamble</FP>
          <FP SOURCE="FP1-2">B. Background on This Action</FP>
          <FP SOURCE="FP1-2">C. Legal Authority</FP>
          <FP SOURCE="FP-2">II. Proposed Revisions to Subpart I of 40 CFR part 98</FP>
          <FP SOURCE="FP1-2">A. Proposed Changes to Subpart I Provisions for the Largest Semiconductor Manufacturing Facilities</FP>
          <FP SOURCE="FP1-2">B. Subpart I BAMM Provisions</FP>
          <FP SOURCE="FP1-2">C. Apportioning Model Verification</FP>
          <FP SOURCE="FP-2">III. Statutory and Executive Order Reviews</FP>
          <FP SOURCE="FP1-2">A. Executive Order 12866: Regulatory Planning and Review and Executive Order 13563: Improving Regulation and Regulatory Review</FP>
          <FP SOURCE="FP1-2">B. Paperwork Reduction Act</FP>
          <FP SOURCE="FP1-2">C. Regulatory Flexibility Act (RFA)</FP>
          <FP SOURCE="FP1-2">D. Unfunded Mandates Reform Act (UMRA)</FP>
          <FP SOURCE="FP1-2">E. Executive Order 13132: Federalism</FP>
          <FP SOURCE="FP1-2">F. Executive Order 13175: Consultation and Coordination with Indian Tribal Governments</FP>
          <FP SOURCE="FP1-2">G. Executive Order 13045: Protection of Children From Environmental Health Risks and Safety Risks</FP>
          <FP SOURCE="FP1-2">H. Executive Order 13211: Actions That Significantly Affect Energy Supply, Distribution, or Use</FP>
          <FP SOURCE="FP1-2">I. National Technology Transfer and Advancement Act</FP>
          <FP SOURCE="FP1-2">J. Executive Order 12898: Federal Actions To Address Environmental Justice in Minority Populations and Low-Income Populations</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Background</HD>
        <HD SOURCE="HD2">A. Organization of This Preamble</HD>
        <P>The first section of this preamble contains the basic background information about the origin of these proposed rule amendments and request for public comment. This section also discusses EPA's use of our legal authority under the Clean Air Act to collect data under the Mandatory Reporting of Greenhouse Gases rule.</P>

        <P>The second section of this preamble describes in detail the changes that are being proposed to Subpart I. In addition, this section presents EPA's rationale for the proposed changes, and also describes related actions affecting Subpart I that are published in a separate notice in today's<E T="04">Federal Register</E>.</P>
        <P>Finally, the last (third) section of the preamble discusses the various statutory and executive order requirements applicable to this proposed rulemaking.</P>
        <HD SOURCE="HD2">B. Background on This Action</HD>

        <P>On October 30, 2009, EPA published a rule for the mandatory reporting of GHGs (also referred to as 40 CFR part 98 or part 98) from large GHG emission sources and suppliers in the United States (74 FR 56260). The rule requires annual reporting to EPA of GHG emissions and supply from certain sectors of the economy, and applies to certain downstream facilities that emit GHGs, as well as to certain upstream<PRTPAGE P="36474"/>suppliers of products that will result in GHG emissions when combusted, released or oxidized. Part 98 regulations require only that source categories subject to the rule monitor and report GHGs in accordance with the methods specified in the individual subparts.</P>
        <P>EPA initially proposed reporting requirements for electronics manufacturing on April 12, 2009 (74 FR 16448) as part of a larger rulemaking effort to establish a GHG reporting program for all sectors of the economy. However, EPA did not include requirements for electronics manufacturing, along with several other source categories, in the final part 98 in October 2009 because EPA received a number of lengthy, detailed comments regarding the proposed requirements.</P>
        <P>On April 12, 2010, EPA published a revised proposal (75 FR 18652) concerning the monitoring and reporting methods for electronics manufacturing facilities. After considering public comments on the revised proposal, EPA published Subpart I: Electronics Manufacturing of the Greenhouse Gas Reporting Rule on December 1, 2011 (40 CFR part 98, subpart I) (75 FR 74774) (Subpart I).</P>
        <P>In that rule, among other provisions, EPA finalized two different methods for facilities that manufacture semiconductors wafers measuring 300 millimeters (mm) or less in diameter to calculate and report their fluorinated GHGs, depending on the facility's manufacturing capacity: (1) A method for facilities that have an annual manufacturing capacity that is less than or equal to 10,500 square meters (m<SU>2</SU>) of substrate (hereinafter referred to as “other semiconductor manufacturing facilities”), and (2) a method for those that have an annual manufacturing capacity greater than 10,500 m<SU>2</SU>of substrate (hereinafter referred to as the “largest semiconductor manufacturing facilities”). Pursuant to 40 CFR 98.93(a)(2)(i), semiconductor manufacturing facilities that fabricate devices on wafers measuring 300 mm or less in diameter and that have an annual manufacturing capacity of less than or equal to 10,500 m<SU>2</SU>of substrate must calculate and report their fluorinated GHG emissions using default emission factors for the following five process types and sub-types:</P>
        <P>• Plasma etching process type.</P>
        <P>• Chamber cleaning process type, which includes the following three process sub-types:</P>
        
        <FP SOURCE="FP-1">—In-situ plasma chamber cleaning process sub-type.</FP>
        <FP SOURCE="FP-1">—Remote plasma chamber cleaning process sub-type.</FP>
        <FP SOURCE="FP-1">—In-situ thermal chamber cleaning process sub-type.</FP>
        
        <P>• Wafer cleaning process type.</P>

        <P>Pursuant to 40 CFR 98.93(a)(2)(ii), semiconductor manufacturing facilities that fabricate devices on wafers measuring 300 mm or less in diameter and that have an annual manufacturing capacity greater than 10,500 m<SU>2</SU>of substrate (<E T="03">i.e.,</E>the largest semiconductor manufacturing facilities) must calculate and report their emissions using a combination of default emission factors and directly measured recipe-specific emission factors. For the following four process types and sub-types, the largest semiconductor manufacturing facilities must calculate emissions using only the default emission factors:</P>
        <P>• Chamber cleaning process type which includes the following three process sub-types:</P>
        
        <FP SOURCE="FP-1">—In-situ plasma chamber cleaning process sub-type.</FP>
        <FP SOURCE="FP-1">—Remote plasma chamber cleaning process sub-type.</FP>
        <FP SOURCE="FP-1">—In-situ thermal chamber cleaning process sub-type.</FP>
        
        <P>• Wafer cleaning process type.</P>
        <P>For the plasma etching process type, the largest semiconductor manufacturing facilities are required to calculate emissions using only directly measured recipe-specific emission factors.</P>
        <P>EPA also included provisions for all electronics manufacturing facilities to use and/or request the use of best available monitoring methods (BAMM) in lieu of following specified parameters for calculating GHG emissions for a specific period of time. To estimate emissions from January 1, 2011 through June 30, 2011, owners or operators may use BAMM for any parameter that cannot reasonably be measured according to the monitoring and QA/QC requirements of Subpart I without submitting a request and receiving approval from the EPA Administrator (40 CFR 98.94(a)(1)). To extend the use of BAMM to estimate emissions that occur beyond June 30, 2011, owners and operators must submit a request and receive approval from the Administrator consistent with the following:</P>
        
        <EXTRACT>
          <P>• Requests for extension of the use of BAMM to estimate emissions that occur from July 1, 2011 through December 31, 2011 for parameters other than recipe-specific utilization and by-product formation rates for the plasma etching process type must have been submitted to EPA no later than February 28, 2011 (40 CFR 98.94(a)(2)).</P>
          <P>• Requests for extension of the use of BAMM to estimate emissions that occur from July 1, 2011 through December 31, 2011 for recipe-specific utilization and by-product formation rates for the plasma etching process type must be submitted to EPA no later than June 30, 2011 (40 CFR 98.94(a)(3));</P>
          <P>• Requests for extension of the use of BAMM to estimate emissions beyond December 31, 2011 for unique and extreme circumstances must be submitted to EPA no later than June 30, 2011 (40 CFR 98.94(a)(4)).</P>
          
        </EXTRACT>
        <P>Following the publication of Subpart I in the<E T="04">Federal Register</E>, the Semiconductor Industry Association (SIA) sought reconsideration of several provisions in the final rule. In particular, in their Petition (available in docket EPA-HQ-OAR-2009-0927), SIA raised concerns about the individual recipe measurement approach, that is, the requirement that the largest facilities develop and use recipe-specific emission factors for etch processes. More specifically, SIA stated that the individual recipe measurement approach is technically impractical, burdensome, threatens intellectual property, and would hamper innovation. SIA stated, “* * * Final Subpart I suffers from serious flaws relating to the infeasibility of compliance with a recipe-based emission reporting requirement; the incompatibility of a recipe-based emission reporting requirement to the semiconductor manufacturing process; the serious confidentiality concerns relating to the sharing of intellectual property inherent to a recipe-based reporting requirement; and the grossly understated compliance costs contained in EPA's economic analysis.”</P>
        <P>SIA reported that a manufacturer may run hundreds to thousands of different recipes per year. They argued that determining the utilization and by-product formation rates for each recipe would present an unreasonable cost and technical burden on reporting facilities. They also argued that the burden is compounded by the fact that hundreds of recipes may be added every year, for which new factors would need to be determined. To support their arguments, SIA provided the results of a survey of industry members regarding the number of recipes for which factors would need to be determined, and a cost estimate of the final reporting requirements (for more information, please see SIA's Petition for Reconsideration available in docket EPA-HQ-OAR-2009-0927).</P>

        <P>In addition to their concerns about the recipe-specific measurements, SIA also specifically cited the BAMM provisions and their timing as problematic. In particular, SIA stated that the BAMM provisions raise “substantive compliance issues.” SIA stated that the substantive compliance issues relate to the following aspects of the BAMM provisions: The requirement to recalculate and resubmit estimated<PRTPAGE P="36475"/>emissions, the individual requirement-by-requirement BAMM request process, the documentation requirement, the timeframe for assembling the documentation, and the unique and extreme circumstances provision. Further, SIA stated that the deadlines for submitting the request to use BAMM were “unreasonable.”</P>
        <HD SOURCE="HD2">C. Legal Authority</HD>
        <P>EPA is proposing these rule amendments under its existing CAA authority, specifically authorities provided in CAA section 114.</P>
        <P>As stated in the preamble to the 2009 final rule (74 FR 56260) and the Response to Comments on the Proposed Rule, Volume 9, Legal Issues, CAA section 114 provides EPA broad authority to require the information proposed to be gathered by this rule because such data would inform and are relevant to EPA's carrying out a wide variety of CAA provisions. As discussed in the preamble to the initial proposed rule (74 FR 16448, April 10, 2009), CAA section 114(a)(1) authorizes the Administrator to require emissions sources, persons subject to the CAA, manufacturers of control or process equipment, or persons whom the Administrator believes may have necessary information to monitor and report emissions and provide such other information the Administrator requests for the purposes of carrying out any provision of the CAA. For further information about EPA's legal authority, see the preambles to the 2009 proposed and final rules and EPA's Response to Comments, Volume 9.<SU>1</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>1</SU>74 FR 16448 (April 10, 2009) and 74 FR 56260 (October 30, 2009). Response to Comments Documents can be found at<E T="03">http://www.epa.gov/climatechange/emissions/responses.html.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">II. Proposed Revisions to Subpart I of 40 CFR part 98</HD>
        <HD SOURCE="HD2">A. Proposed Changes to Subpart I Provisions for the Largest Semiconductor Manufacturing Facilities</HD>
        <P>In this action, EPA is proposing to amend Subpart I to allow the largest semiconductor manufacturing facilities<SU>2</SU>
          <FTREF/>flexibility in the initial years of compliance to estimate fluorinated GHG emissions from the plasma etching process type. Specifically, EPA is proposing to amend 40 CFR 98.93(a)(2)(ii) so that the largest semiconductor manufacturing facilities may use the same methods for estimating emissions from clean and etch processes as the other semiconductor manufacturing facilities for reporting years 2011 and 2012. EPA is proposing this action in response to a request for reconsideration of specific provisions, including the provisions requiring the largest facilities to use recipe-specific emission factors and the BAMM provisions.</P>
        <FTNT>
          <P>
            <SU>2</SU>The “largest” semiconductor manufacturing facilities are defined as those facilities that fabricate devices on wafers measuring 300 mm or less in diameter and that have an annual manufacturing capacity of greater than 10,500 m<SU>2</SU>of substrate.</P>
        </FTNT>
        <P>Under this proposal, for reporting years 2011 and 2012, the largest semiconductor manufacturing facilities would be able to use the default utilization and by-product formation rates already contained within Subpart I in Tables I-3 and I-4 to estimate fluorinated GHG emissions for the plasma etching process type, instead of using directly measured recipe-specific emission factors for each individual recipe or set of similar recipes.<SU>3</SU>
          <FTREF/>This proposed modification to the calculation and monitoring requirements for the largest semiconductor manufacturing facilities would not change any of the other provisions in Subpart I that semiconductor manufacturing facilities are required to follow for calculating GHG emissions. Further, EPA is proposing to provide flexibility for a limited time while the Agency continues to explore and evaluate industry's concerns with Subpart I and considers alternative methods that are being proposed by the industry as discussed in more detail in paragraphs below.</P>
        <FTNT>
          <P>
            <SU>3</SU>Pursuant to Subpart I, to be included in a set of similar recipes, a recipe must be similar to the recipe in the set for which recipe-specific utilization and by-product formation rates have been measured.</P>
        </FTNT>
        <P>The proposed change in 40 CFR 98.93(a)(2)(ii) to the method used by the largest semiconductor manufacturing facilities would not affect the number of facilities that report, and would not affect the GHG emissions that are covered by the Subpart I reporting requirements. It would provide greater flexibility to the largest facilities in the initial two years of implementation of Subpart I. Under this proposal, beginning in the 2013 reporting year, the largest facilities would be required to use recipe-specific utilization and by-product formation rates as specified in 40 CFR 98.93(a)(2)(ii)(A).</P>
        <P>Pursuant to provisions in Subpart I, any semiconductor manufacturing facility subject to Subpart I may use and/or request to use BAMM (40 CFR 98.94(a)). Under the BAMM provisions in Subpart I, any owner and operator that uses BAMM must follow the calculation methodologies and equations in Subpart I (40 CFR 98.93), but may use BAMM for specific parameters and for a specific time period for which it is approved. EPA included this flexibility in the final rule for those facilities that are unable to meet the monitoring and/or QA/QC provisions in Subpart I by January 1, 2011.</P>
        <P>EPA believes that the changes being proposed today to the calculation methodologies for the largest semiconductor manufacturing facilities are preferable to relying on the BAMM process to address concerns with the recipe-specific emission factors for the plasma etching process type during 2011 and 2012. First, adopting these changes would reduce burden for such facilities and for EPA. In other words, rather than requiring each owner and operator to prepare and submit a BAMM request to EPA to use BAMM for the directly measured recipe-specific emission factors, EPA is proposing to allow those facilities to use default emission factors during the initial years of compliance. Second, it would make transparent the methodology that would apply to the largest facilities in 2011 and 2012, which would not necessarily occur if each facility were using their own facility-specific BAMM.</P>
        <P>This proposed change would apply only for 2011 and 2012. During this time, EPA will continue to better understand and evaluate industry's concerns with Subpart I. In addition, EPA will also consider alternatives to the use of recipe-specific emission factors by the largest facilities that have been proposed by the industry.</P>
        <P>In a letter dated May 26, 2011 (available in docket EPA-HQ-OAR-2009-0927), SIA identified the following three alternatives that they are proposing and for which they are currently collecting information to support their development: (1) Etch Process Subcategories and Default Emissions Factors; (2) Direct Estimation of Emissions Based on Use Allocation and Application of Abatement Unit Destruction Efficiency (DRE); and, (3) Stack Testing. For more information on the three options, please refer to SIA's letter (available in docket EPA-HQ-OAR-2009-0927).</P>

        <P>As stated in their letter, “SIA and its member companies, in collaboration with technical support from the International Sematech Manufacturing Initiative (ISMI), are implementing a workplan under a robust schedule to collect and analyze data on each proposed alternative.” SIA noted that they plan to submit information to EPA, including data and analyses, on the proposed alternatives beginning in June 2011, July 2011, and September 2011, depending on the alternative.<PRTPAGE P="36476"/>
        </P>
        <P>After SIA provides EPA with initial data to support the development of the three alternatives, EPA plans to undertake comprehensive analyses to evaluate whether the methodologies meet EPA's stated goals. One of those goals is to gather facility-level emissions estimates for the largest semiconductor manufacturing facilities that are more precise and accurate than the estimates developed using the method that is required for the other semiconductor facilities, thereby ensuring the level of rigor is commensurate with potential to emit. While EPA is open to evaluating the three options that SIA has proposed, at this time, EPA has not made any decisions about which alternatives may be included in a subsequent action.</P>
        <P>EPA requests comment on whether to extend the use of the default emission factors for the plasma etching process type for the largest semiconductor facilities beyond December 31, 2012. More specifically, EPA is requesting comment on whether to allow the largest semiconductor manufacturing facilities to use the method required for the other semiconductor manufacturing facilities for an additional year until December 31, 2013. EPA is requesting comment on this extension in the event that the Agency determines that additional time would be necessary to develop and promulgate one or more alternative methodologies for the largest semiconductor manufacturing facilities that continue to have concerns with the recipe-specific measurement approach. While it is EPA's goal to finalize a revision to Subpart I that would allow the largest semiconductor manufacturing facilities to implement one or more alternative methodologies on January 1, 2013, EPA is considering whether additional time may be necessary given the technical complexities associated with the development of alternatives.</P>
        <P>In a separate action also published in today's<E T="04">Federal Register</E>, EPA is extending three of the deadlines contained in the Subpart I BAMM provisions that relate to when owners and operators may use or request to use BAMM from June 30, 2011 to September 30, 2011. As EPA explains in the preamble to that action, extending the dates by which owners and operators may use and/or request to use BAMM will allow EPA additional time to consider comments and take final action on this proposal to allow the largest semiconductor manufacturing facilities to use default emission factors for the plasma etching process type during the initial years of implementation. In addition, the extension allows owners and operators of affected facilities additional time to assess their facilities to determine if it will be necessary for them to apply for BAMM for any other aspect of Subpart I beyond 2011 for unique and extreme circumstances. For more information, please refer to the preamble to the final rule,<E T="03">Mandatory Reporting of Greenhouse Gases: Additional Sources of Fluorinated GHGs: Extension of Best Available Monitoring Provisions for Electronics Manufacturing.</E>
        </P>
        <HD SOURCE="HD2">B. Subpart I BAMM Provisions</HD>
        <P>In this notice, EPA is requesting comment on whether to extend until December 31, 2011 the period during which an owner or operator subject to Subpart I may, without submitting a petition, use BAMM to estimate 2011 emissions. Pursuant to the final rule published today, to estimate emissions that occur from January 1, 2011 to September 30, 2011, owners and operators may use BAMM without submitting a request for approval to the EPA Administrator. This means that starting October 1, 2011, owners and operators subject to Subpart I must discontinue using BAMM and begin following all applicable monitoring and QA/QC requirements of Subpart I unless they have submitted a request and received an approval from the Administrator to use BAMM to estimate emissions beyond September 30, 2011. EPA is requesting comment on whether to extend the date by which owners and operators may use BAMM without submitting a request for approval by the Administrator to December 31, 2011. Under this approach, owners and operators could use BAMM without submitting a request for approval by the Administrator to estimate emissions that occur from January 1, 2011 to December 31, 2011. Starting January 1, 2012, owners and operators subject to Subpart I would have to discontinue using BAMM unless a request to use BAMM beyond December 31, 2011 were approved by the Administrator. This extension would provide flexibility for any facility that was unable to meet the February 28, 2011 deadline for submitting a request for extension in the use of BAMM in 2011 for parameters other than recipe-specific emission factors. We are considering this flexibility in light of the short period of time between publication of the rule and the February 28, 2011 deadline.</P>
        <P>EPA is also requesting comment on whether to extend the other two relevant BAMM deadlines by which an owner or operator may request the use of BAMM for recipe-specific emission factors in 2011 and for estimating emissions beyond December 31, 2011. In the final rule published today, EPA extended two deadlines by which an owner or operator must submit a petition to the Administrator to request the use of BAMM. First, EPA extended the deadline by which an owner or operator may submit a BAMM request for approval by the Administrator for recipe-specific utilization and by-product formation rates for the plasma etching process type in 2011 from June 30, 2011 to September 30, 2011. And second, EPA extended the date by which an owner or operator may submit a request for approval by the Administrator to extend the use of BAMM beyond December 31, 2011 for unique and extreme circumstances from June 30, 2011 to September 30, 2011.</P>
        <P>EPA believes that both of those deadlines are appropriate and that they should not be further delayed for the following reasons. First, with respect to the deadline to submit a BAMM request for recipe-specific emission factors, if today's proposal is finalized, EPA does not anticipate receiving requests for the use of BAMM for recipe-specific emission factors in 2011 because it will no longer be required for the largest facilities for 2011 and 2012. Second, for requests to use BAMM to estimate emissions beyond December 31, 2011 for unique and extreme circumstances, EPA believes that a deadline of September 30, 2011 is appropriate because sufficient time is needed for EPA to review the request and respond to the owner or operator before the beginning of the next reporting period on January 1, 2012. If today's proposed action to allow flexibility for the largest semiconductor manufacturing facilities is finalized, EPA anticipates receiving only limited requests to use BAMM to estimate emissions beyond December 31, 2011. Nevertheless, EPA requests comment on extending the deadlines by which an owner or operator may submit a request to use BAMM for recipe-specific emission factors in 2011 and for estimating emissions beyond December 31, 2011.</P>
        <HD SOURCE="HD2">C. Apportioning Model Verification</HD>

        <P>EPA is requesting comment on the issue raised in SIA's Petition for Reconsideration with regard to the verification requirement for facility-specific engineering models used to apportion gas consumption. Pursuant to 40 CFR 98.94(c)(2), a facility must demonstrate that the difference between the actual and modeled gas consumption for the gas used in the largest quantity on a mass basis for the plasma etching process type is less than or equal to 5 percent.<PRTPAGE P="36477"/>
        </P>
        <P>In the 2010 proposed rule (75 FR 18652), EPA proposed to require electronics manufacturing facilities to apportion consumption of each fluorinated GHG used at a facility across process categories in which that gas was used based on the quantifiable indicator of number of wafer passes. EPA also requested comment, including background information, on what quantifiable indicators other than wafer passes might be appropriately used to apportion consumption. In response to the proposed rule, commenters argued that using a facility-specific engineering model based on wafer passes was overly burdensome and not currently feasible. Some commenters suggested more flexible methods in which the apportioning was based on at least one quantifiable indicator and engineering knowledge. Commenters also asserted that EPA should not prescribe specific quantifiable indicators for apportioning gas consumption in the final rule.</P>
        <P>In response to the comments on the proposed wafer pass-based apportioning model, EPA revised the requirements for gas apportioning models in the final 2010 rule (FR 74774) to provide flexibility to facilities. Unlike the proposal, the final rule does not specify the quantifiable metric that must be used in apportioning models; reporters are allowed to select the quantifiable metric(s) on which to base their facility-specific engineering model. Because EPA provided for flexibility in the final rule, EPA included a verification process to ensure consistency among reporting entities. This is because facilities will use different models and information to apportion gas consumption and calculate emissions, and because a minimum level of certainty and accuracy must be maintained across reporting facilities.</P>
        <P>We view the verification requirement in the final rule (40 CFR 98.94(c)(2)) as a logical outgrowth of the proposal. In the final rule, EPA balanced the need for flexibility with the need for accuracy in the consumption estimate. Nonetheless, we would like Petitioners and others to have the opportunity to comment on the approach adopted in the final rule and to provide additional information they believe to be relevant. For these reasons, we request public comment on this approach. We will consider these comments and evaluate whether changes are warranted, including whether to propose an alternative approach in a subsequent action.</P>

        <P>Specifically, we request comment on whether the requirement to meet the 5 percent verification standard is overly burdensome, and if so, why. To support this explanation, we request detailed information and facility-specific examples. We also request comment on whether existing equipment or instruments (<E T="03">e.g.,</E>mass flow controllers already installed and used on every process tool) can be used to measure actual gas consumption for the purposes of model verification, and the associated costs of using that equipment or instrumentation. If these costs vary from facility to facility, we request comment on the range of costs across facilities and the approximate numbers of facilities that would incur the various costs. In addition, we request comment on the specific actions or modifications a facility would have to take to comply with the requirement and the associated costs (<E T="03">e.g.,</E>install new software for mass flow controllers, purchase and install flow meters or scales,<E T="03">etc.</E>). Where these actions or modifications vary from facility to facility, we request comment on the range across facilities, and the approximate number of facilities that would have to take particular actions or modifications. Lastly, we request comment on other approaches that could be used to verify modeled gas consumption to a similar level of accuracy as the current requirement (<E T="03">i.e.,</E>whether verification could be accomplished through other means). Note that those approaches should not be based on subjective information (<E T="03">e.g.,</E>engineering judgment).</P>
        <P>In today's notice, EPA is not taking any other action on other issues raised by SIA in their Petition for Reconsideration. EPA recognizes that the Petition raises other issues. Although EPA is aware of these concerns, we are not proposing changes relating to those concerns in this action, and we are not seeking comment on those issues at this time. EPA reserves the right to further consider those issues at a later time. EPA is also taking no action at this time on issues raised by 3M Company in their January 28, 2011 Petition for Reconsideration of Subpart I.</P>
        <HD SOURCE="HD1">III. Statutory and Executive Order Reviews</HD>
        <HD SOURCE="HD2">A. Executive Order 12866: Regulatory Planning and Review and Executive Order 13563: Improving Regulation and Regulatory Review</HD>
        <P>This action is not a “significant regulatory action” under the terms of Executive Order 12866 (58 FR 51735, October 4, 1993) and is therefore not subject to review under Executive Orders 12866 and 13563 (76 FR 3821, January 21, 2011).</P>
        <HD SOURCE="HD2">B. Paperwork Reduction Act</HD>

        <P>This action does not impose any new information collection burden. These proposed amendments do not make any substantive changes to the reporting requirements in the subpart for which amendments are being proposed. The proposed amendments to the reporting requirements are expected to reduce the reporting burden by allowing reporters to use default values instead of recipe-specific values for the first two reporting years (2011 and 2012). However, the Office of Management and Budget (OMB) has previously approved the information collection requirements contained in the existing regulations, 40 CFR 98 subpart I (75 FR 74774, December 1, 2010), under the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501<E T="03">et seq.</E>and has assigned OMB control number 2060-0650. The OMB control numbers for EPA's regulations in 40 CFR are listed in 40 CFR part 9.</P>
        <HD SOURCE="HD2">C. Regulatory Flexibility Act (RFA)</HD>
        <P>The RFA generally requires an agency to prepare a regulatory flexibility analysis of any rule subject to notice and comment rulemaking requirements under the Administrative Procedure Act or any other statute unless the agency certifies that the rule will not have a significant economic impact on a substantial number of small entities. Small entities include small businesses, small organizations, and small governmental jurisdictions.</P>
        <P>For purposes of assessing the impacts of this proposed rule on small entities, small entity is defined as: (1) A small business as defined by the Small Business Administration's regulations at 13 CFR 121.201; (2) a small governmental jurisdiction that is a government of a city, county, town, school district or special district with a population of less than 50,000; and (3) a small organization that is any not-for-profit enterprise which is independently owned and operated and is not dominant in its field.</P>

        <P>After considering the economic impacts of today's proposed rule on small entities, I certify that this action will not have a significant economic impact on a substantial number of small entities. In determining whether a rule has a significant economic impact on a substantial number of small entities, the impact of concern is any significant adverse economic impact on small entities, since the primary purpose of the regulatory flexibility analyses is to identify and address regulatory alternatives “which minimize any significant economic impact of the rule<PRTPAGE P="36478"/>on small entities.” 5 U.S.C. 603 and 604. Thus, an agency may certify that a rule will not have a significant economic impact on a substantial number of small entities if the rule relieves regulatory burden, or otherwise has a positive economic effect on all of the small entities subject to the rule. The proposed rule amendments will reduce the burden for the largest semiconductor manufacturing facilities by providing flexibility during the initial years of compliance. The proposed action does not impose any new requirements on regulated entities.</P>
        <P>We continue to be interested in the potential impacts of the proposed rule amendments on small entities and welcome comments on issues related to such impacts.</P>
        <HD SOURCE="HD2">D. Unfunded Mandates Reform Act (UMRA)</HD>
        <P>Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), 2 U.S.C. 1531-1538, requires Federal agencies, unless otherwise prohibited by law, to assess the effects of their regulatory actions on State, local, and Tribal governments and the private sector. Federal agencies must also develop a plan to provide notice to small governments that might be significantly or uniquely affected by any regulatory requirements. The plan must enable officials of affected small governments to have meaningful and timely input in the development of EPA regulatory proposals with significant Federal intergovernmental mandates and must inform, educate, and advise small governments on compliance with the regulatory requirements.</P>
        <P>The proposed rule amendments do not contain a Federal mandate that may result in expenditures of $100 million or more for State, local, and Tribal governments, in the aggregate, or the private sector in any one year. Thus, the proposed rule amendments are not subject to the requirements of section 202 and 205 of the UMRA. This rule is also not subject to the requirements of section 203 of UMRA because it contains no regulatory requirements that might significantly or uniquely affect small governments. The proposed amendments will not impose any new requirements for 40 CFR part 98, and the rule amendments would not unfairly apply to small governments. Therefore, this action is not subject to the requirements of section 203 of the UMRA.</P>
        <HD SOURCE="HD2">E. Executive Order 13132: Federalism</HD>
        <P>This action does not have federalism implications. It will not have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132.</P>
        <P>These amendments apply directly to facilities that use and emit fluorinated GHGs in the manufacture of certain electronic devices. They do not apply to governmental entities because no government facilities would be affected. This regulation also does not limit the power of States or localities to collect GHG data and/or regulate GHG emissions. Thus, Executive Order 13132 does not apply to this action.</P>
        <P>Although section 6 of Executive Order 13132 does not apply to this action, EPA did consult with State and local officials or representatives of State and local governments during the development of the Mandatory Reporting Rule. A summary of EPA's consultations with State and local governments is provided in Section VIII.E of the preamble to the 2009 final rule.</P>
        <P>In the spirit of Executive Order 13132, and consistent with EPA policy to promote communications between EPA and State and local governments, EPA specifically solicits comment on this proposed action from State and local officials.</P>
        <HD SOURCE="HD2">F. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</HD>
        <P>This action does not have Tribal implications, as specified in Executive Order 13175 (65 FR 67249, November 9, 2000). The proposed rule amendments would not result in any changes to the requirements that are not currently required for 40 CFR part 98. Thus, Executive Order 13175 does not apply to this action.</P>
        <P>Although Executive Order 13175 does not apply to this action, EPA sought opportunities to provide information to Tribal governments and representatives during the development of the Mandatory Reporting Rule. A summary of the EPA's consultations with Tribal officials is provided in Sections VIII.D and VIII.F of the preamble to the 2009 final Mandatory Reporting Rule (74 FR 56260, October 30, 2009) and Section IV.F of the preamble to the 2010 final rule for Subpart I (75 FR 74774).</P>
        <HD SOURCE="HD2">G. Executive Order 13045: Protection of Children From Environmental Health Risks and Safety Risks</HD>
        <P>EPA interprets Executive Order 13045 (62 FR 19885, April 23, 1997) as applying only to those regulatory actions that concern health or safety risks, such that the analysis required under section 5-501 of the Executive Order has the potential to influence the regulation. This action is not subject to Executive Order 13045 because it does not establish an environmental standard intended to mitigate health or safety risks.</P>
        <HD SOURCE="HD2">H. Executive Order 13211: Actions That Significantly Affect Energy Supply, Distribution, or Use</HD>
        <P>This action is not subject to Executive Order 13211 (66 FR 28355, May 22, 2001), because it is not a significant regulatory action under Executive Order 12866.</P>
        <HD SOURCE="HD2">I. National Technology Transfer and Advancement Act</HD>

        <P>Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (NTTAA), Public Law No. 104-113 (15 U.S.C. 272 note) directs EPA to use voluntary consensus standards in its regulatory activities unless to do so would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (<E T="03">e.g.,</E>materials specifications, test methods, sampling procedures, and business practices) that are developed or adopted by voluntary consensus standards bodies. NTTAA directs EPA to provide Congress, through OMB, explanations when the Agency decides not to use available and applicable voluntary consensus standards.</P>
        <P>This proposed rulemaking does not involve technical standards. Any technical standards that are required under Subpart I were already included in promulgation of the final Subpart I provisions on December 1, 2011 (75 FR 74774). Therefore, EPA is not considering the use of any voluntary consensus standards in this action.</P>
        <HD SOURCE="HD2">J. Executive Order 12898: Federal Actions To Address Environmental Justice in Minority Populations and Low-Income Populations</HD>
        <P>Executive Order 12898 (59 FR 7629, February 16, 1994) establishes Federal executive policy on environmental justice. Its main provision directs Federal agencies, to the greatest extent practicable and permitted by law, to make environmental justice part of their mission by identifying and addressing, as appropriate, disproportionately high and adverse human health or environmental effects of their programs, policies, and activities on minority populations and low-income populations in the United States.</P>

        <P>EPA has determined that this proposed rule will not have disproportionately high and adverse<PRTPAGE P="36479"/>human health or environmental effects on minority or low-income populations because it does not affect the level of protection provided to human health or the environment because it is a rule addressing information collection and reporting procedures.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 98</HD>
          <P>Environmental protection, Administrative practice and procedures, Air pollution control, Monitoring, Reporting and recordkeeping.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 15, 2011.</DATED>
          <NAME>Lisa P. Jackson,</NAME>
          <TITLE>Administrator.</TITLE>
        </SIG>
        <P>For the reasons stated in the preamble, title 40, chapter I, of the Code of Federal Regulations is proposed to be amended as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 98—[AMENDED]</HD>
          <P>1. The authority citation for part 98 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 7401,<E T="03">et seq.</E>
            </P>
          </AUTH>
          <SUBPART>
            <HD SOURCE="HED">Subpart I—[Amended]</HD>
          </SUBPART>
          <P>2. Section 98.93 is amended by revising paragraph (a)(2)(ii) introductory text to read as follows:</P>
          <SECTION>
            <SECTNO>§ 98.93</SECTNO>
            <SUBJECT>Calculating GHG emissions.</SUBJECT>
            <P>(a) * * *</P>
            <P>(2) * * *</P>
            <P>(ii) If your facility has an annual manufacturing capacity of greater than 10,500 m<SU>2</SU>of substrate, as calculated using Equation I-5 of this subpart, you must adhere to the procedures in paragraphs (a)(2)(ii)(A) through (a)(2)(ii)(C) of this section, except that you may use the procedures specified in paragraph (a)(2)(i) of this section for the 2011 and 2012 reporting years.</P>
            <STARS/>
          </SECTION>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15651 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Parts 174 and 180</CFR>
        <DEPDOC>[EPA-HQ-OPP-2010-0602; FRL-8878-1]</DEPDOC>
        <SUBJECT>Receipt of a Pesticide Petition Filed for Residues of Pesticide Chemicals in or on Various Commodities</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of filing of petition and request for comment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This document announces the Agency's receipt of an initial filing of a pesticide petition requesting the establishment or modification of regulations for residues of pesticide chemicals in or on various commodities.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before July 22, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by docket identification (ID) number EPA-HQ-OPP-2010-0602 and the pesticide petition number (PP), by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>
            <E T="03">http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Office of Pesticide Programs (OPP) Regulatory Public Docket (7502P), Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.</P>
          <P>•<E T="03">Delivery:</E>OPP Regulatory Public Docket (7502P), Environmental Protection Agency, Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. Deliveries are only accepted during the Docket Facility's normal hours of operation (8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays). Special arrangements should be made for deliveries of boxed information. The Docket Facility telephone number is (703) 305-5805.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to docket ID number EPA-HQ-OPP-2010-0602 and the pesticide petition number (PP). EPA's policy is that all comments received will be included in the docket without change and may be made available on-line at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through regulations.gov or e-mail. The regulations.gov Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through regulations.gov, your e-mail address will be automatically captured and included as part of the comment that is placed in the docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov.</E>Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either in the electronic docket at<E T="03">http://www.regulations.gov,</E>or, if only available in hard copy, at the OPP Regulatory Public Docket in Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. The hours of operation of this Docket Facility are from 8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The Docket Facility telephone number is (703) 305-5805.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Julie Chao, Registration Division (7505P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001<E T="03">; telephone number:</E>(703) 308-8735;<E T="03">e-mail address: chao.julie@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>
        <P>You may be potentially affected by this action if you are an agricultural producer, food manufacturer, or pesticide manufacturer. Potentially affected entities may include, but are not limited to:</P>
        <P>• Crop production (NAICS code 111).</P>
        <P>• Animal production (NAICS code 112).</P>
        <P>• Food manufacturing (NAICS code 311).</P>
        <P>• Pesticide manufacturing (NAICS code 32532).</P>

        <P>This listing is not intended to be exhaustive, but rather provides a guide for readers regarding entities likely to be affected by this action. Other types of entities not listed in this unit could also be affected. The North American Industrial Classification System (NAICS) codes have been provided to assist you and others in determining whether this action might apply to certain entities. If you have any questions regarding the applicability of this action to a particular entity, consult the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.<PRTPAGE P="36480"/>
        </P>
        <HD SOURCE="HD2">B. What should I consider as I prepare my comments for EPA?</HD>
        <P>1.<E T="03">Submitting CBI.</E>Do not submit this information to EPA through regulations.gov or e-mail. Clearly mark the part or all of the information that you claim to be CBI. For CBI information in a disk or CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as CBI and then identify electronically within the disk or CD-ROM the specific information that is claimed as CBI. In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.</P>
        <P>2.<E T="03">Tips for preparing your comments. When submitting comments, remember to:</E>
        </P>

        <P>i. Identify the document by docket ID number and other identifying information (subject heading,<E T="04">Federal Register</E>date and page number).</P>
        <P>ii. Follow directions. The Agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.</P>
        <P>iii. Explain why you agree or disagree; suggest alternatives and substitute language for your requested changes.</P>
        <P>iv. Describe any assumptions and provide any technical information and/or data that you used.</P>
        <P>v. If you estimate potential costs or burdens, explain how you arrived at your estimate in sufficient detail to allow for it to be reproduced.</P>
        <P>vi. Provide specific examples to illustrate your concerns and suggest alternatives.</P>
        <P>vii. Explain your views as clearly as possible, avoiding the use of profanity or personal threats.</P>
        <P>viii. Make sure to submit your comments by the comment period deadline identified.</P>
        <P>3.<E T="03">Environmental justice.</E>EPA seeks to achieve environmental justice, the fair treatment and meaningful involvement of any group, including minority and/or low-income populations, in the development, implementation, and enforcement of environmental laws, regulations, and policies. To help address potential environmental justice issues, the Agency seeks information on any groups or segments of the population who, as a result of their location, cultural practices, or other factors, may have atypical or disproportionately high and adverse human health impacts or environmental effects from exposure to the pesticides discussed in this document, compared to the general population.</P>
        <HD SOURCE="HD1">II. What action is the agency taking?</HD>
        <P>EPA is announcing receipt of a pesticide petition filed under section 408 of the Federal Food, Drug, and Cosmetic Act (FFDCA), 21 U.S.C. 346a, requesting the establishment or modification of regulations in 40 CFR part 174 or part 180 for residues of pesticide chemicals in or on various food commodities. The Agency is taking public comment on the request before responding to the petitioner. EPA is not proposing any particular action at this time. EPA has determined that the pesticide petition described in this document contains data or information prescribed in FFDCA section 408(d)(2); however, EPA has not fully evaluated the sufficiency of the submitted data at this time or whether the data supports granting of the pesticide petition. After considering the public comments, EPA intends to evaluate whether and what action may be warranted. Additional data may be needed before EPA can make a final determination on this pesticide petition.</P>

        <P>Pursuant to 40 CFR 180.7(f), a summary of the petition that is the subject of this document, prepared by the petitioner, is included in a docket EPA has created for this rulemaking. The docket for this petition is available on-line at<E T="03">http://www.regulations.gov.</E>
        </P>
        <P>As specified in FFDCA section 408(d)(3), (21 U.S.C. 346a(d)(3)), EPA is publishing notice of the petition so that the public has an opportunity to comment on this request for the establishment or modification of regulations for residues of pesticides in or on food commodities. Further information on the petition may be obtained through the petition summary referenced in this unit.</P>

        <P>Notice of the Agency's receipt of the following petition was previously announced in the<E T="04">Federal Register</E>of August 11, 2010 (75 FR 48667) (FRL-8840-6), however, the petition document was not made available in the docket. Therefore, EPA is republishing notice of the petition so that the public has an opportunity to comment on this request for the establishment or modification of regulations for residues of pesticides in or on food commodities.</P>
        <P>
          <E T="03">PP 0F7734.</E>Syngenta Crop Protection, Inc., P.O. Box 18300, Greensboro, NC 27410, proposes to establish a tolerance in 40 CFR part 180 for residues of the insecticide thiamethoxam, (3-[(2-chloro-5-thiazolyl) methyl]tetrahydro-5-methyl-<E T="03">N</E>-nitro-4<E T="03">H</E>-1,3,5-oxadiazin-4-imine) and its metabolite [<E T="03">N</E>-(2-chloro-thiazol-5-ylmethyl)-<E T="03">N</E>′-methyl-<E T="03">N</E>′-nitroguanidine], in or on food commodities/feed commodities (other than those covered by a higher tolerance as a result of use on growing crops) in food/feed handling establishments at 0.01 part per million (ppm). Syngenta Crop Protection has submitted practical analytical methodology for detecting and measuring levels of thiamethoxam in or on raw agricultural commodities. This method is based on crop specific cleanup procedures and determination by liquid chromatography with either ultraviolet (UV) or mass spectrometry (MS) detections. The limit of detection (LOD) for each analyte of this method is 1.25 nanogram (ng) injected for samples analyzed by UV and 0.25 ng injected for samples analyzed by MS, and the limit of quantification (LOQ) is 0.005 ppm for milk and juices, and 0.01 ppm for all other substrates.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <P>Environmental protection, Agricultural commodities, Feed additives, Food additives, Pesticides and pests, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 7, 2011.</DATED>
          <NAME>Lois Rossi,</NAME>
          <TITLE>Director, Registration Division, Office of Pesticide Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15267 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 262</CFR>
        <DEPDOC>[EPA-HQ-RCRA-2001-0032; FRL-9321-7]</DEPDOC>
        <SUBJECT>Hazardous Waste Manifest Printing Specifications Correction Rule</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Environmental Protection Agency (EPA) is proposing a minor change to the Resource Conservation and Recovery Act (RCRA) hazardous waste manifest regulations that affects those entities that print the hazardous waste manifest form in accordance with EPA's specifications. Specifically, this action proposes to amend the current printing specification regulation to indicate that red ink, as well as other distinct colors, or other methods to distinguish the copy distribution notations from the rest of the printed form and data entries are permissible. This proposed change would afford authorized manifest form printers<PRTPAGE P="36481"/>greater flexibility in complying with the Federal hazardous waste manifest printing specifications.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be received by July 22, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments identified by Docket ID No. EPA-HQ-RCRA-2001-0032 by one of the following methods:</P>
          <P>•<E T="03">http://www.regulations.gov:</E>follow the on-line instructions for submitting comments.</P>
          <P>•<E T="03">E-mail: RCRA docket@EPA.gov</E>and<E T="03">groce.bryan@epa.gov</E>or<E T="03">lashier.rich@epa.gov.</E>Attention Docket ID No. EPA-HQ-RCRA-2001-0032.</P>
          <P>•<E T="03">Fax:</E>(202) 566-9744. Attention Docket ID No. EPA-HQ-RCRA-2001-0032.</P>
          <P>•<E T="03">Mail:</E>RCRA Docket (28221T), U.S. Environmental Protection Agency, 1200 Pennsylvania Avenue, NW., Washington, DC 20460. Attention Docket ID No. EPA-HQ-RCRA-2001-0032. Please include a total of two copies of your comments.</P>
          <P>•<E T="03">Hand Delivery:</E>Please deliver two copies to the EPA Docket Center, EPA West Building, Room 3334, 1301 Connecticut Ave., NW., Washington, DC. Such deliveries are only accepted during the Docket's normal hours of operation, and special arrangements should be made for deliveries of boxed information.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-HQ-RCRA-2001-0032. EPA's policy is that all comments received will be included in the public docket without change and be made available online at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">http://www.regulations.gov</E>or e-mail. The<E T="03">http://www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through<E T="03">http://www.regulations.gov,</E>your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. For additional information about EPA's public docket, visit the EPA Docket Center homepage at<E T="03">http://www.epa.gov/epahome/dockets.htm.</E>
          </P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are within the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available either electronically in<E T="03">http://www.regulations.gov</E>or in hard copy at the HQ-Docket Center, Docket ID No. EPA-HQ-RCRA-2001-0032, EPA West Building, Room 3334, 1301 Constitution Ave., NW., Washington, DC. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the RCRA Docket is (202) 566-0270. A reasonable fee may be charged for copying docket materials.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>For more information on this rulemaking, contact Bryan Groce or Richard LaShier, U.S. Environmental Protection Agency, Office of Resource Conservation and Recovery (MC: 5304P), 1200 Pennsylvania Ave., NW., Washington, DC 20460;<E T="03">Phone for Bryan Groce:</E>(703) 308-8750,<E T="03">Phone for Richard LaShier:</E>(703) 308- 8796; or<E T="03">e-mail:</E>
            <E T="03">groce.bryan@epa.gov,</E>or<E T="03">lashier.rich@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Why is EPA issuing this proposed rule?</HD>

        <P>EPA is proposing a minor amendment that would change the Federal printing specifications applicable to those entities that print the hazardous waste manifest form. This proposed rule would change only the printing specification in 40 CFR 262.21(f)(4) that currently requires that certain copy distribution notations appearing in the margins of the form must be printed only in red ink. In the “Rules and Regulations” section of this<E T="04">Federal Register</E>, EPA is making this change as a Direct Final rule without a prior proposed rule, because we view this as a non-controversial action and anticipate no adverse comment. We have explained our reasons for this proposed action in the preamble to the Direct Final rule. If we receive no adverse comment on this minor change we are publishing today, we will not take further action on this proposed rule. If, however, we receive adverse comment, we will publish a timely withdrawal in the<E T="04">Federal Register</E>to notify the public that the regulatory amendment in the Direct Final rule will not take effect, and the reasons for such a withdrawal. If the Direct Final rule in the Rules and Regulations section of this<E T="04">Federal Register</E>is withdrawn, all comments will be addressed in a subsequent final action on the proposed rule. We do not intend to institute a second comment period on this action. Any parties interested in commenting must do so at this time.</P>

        <P>The regulatory text for this proposal is identical to that for the Direct Final rule published in the Rules and Regulations section of this<E T="04">Federal Register</E>. For further information, please see the information provided in the<E T="02">ADDRESSES</E>section of this<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">II. Does this action apply to me?</HD>
        <P>Entities potentially affected by this action are the hazardous waste manifest printers subject to 40 CFR 262.21(f) of the RCRA hazardous waste regulations. States are not affected by the changes to the printing specifications unless they should opt to print manifests. No states are currently printing these forms.</P>
        <HD SOURCE="HD1">III. Statutory and Executive Order Reviews</HD>

        <P>For a complete discussion of all the administrative requirements applicable to this action, see the discussion in the “Statutory and Executive Order Reviews” section to the preamble for the Direct Final rule that is published in the Rules and Regulations section of this<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD2">A. Regulatory Flexibility Act.</HD>
        <P>The Regulatory Flexibility Act (RFA) generally requires an agency to prepare a regulatory flexibility analysis of any rule subject to notice and comment rulemaking requirements under the Administrative Procedure Act or any other statute unless the agency certifies that the rule will not have a significant economic impact on a substantial number of small entities. Small entities include small businesses, small organizations, and small governmental jurisdictions.</P>

        <P>For purposes of assessing the impacts of today's rule on small entities, a small entity is defined as: (1) A small business as defined by the Small Business<PRTPAGE P="36482"/>Administration's (SBA) regulations at 13 CFR 121.201; (2) a small governmental jurisdiction that is a government of a city, county, town, school district or special district with a population of less than 50,000; and (3) a small organization that is any not-for-profit enterprise which is independently owned and operated and is not dominant in its field.</P>
        <P>After considering the economic impacts of today's Direct Final rule on small entities, I certify that this proposed rule will not have a significant economic impact on a substantial number of small entities. This action proposes only a minor change to the manifest printing specifications, and the effect of this proposed change would make it easier for printers to comply with the manifest printing specification by providing additional options. Therefore, this proposed rule would not impose any new burden or costs on printers or users of the manifest, including printers and users who are small entities as defined by the RFA. Since the rule would not have any significant adverse economic impact on small entities, the RFA does not require EPA to perform a regulatory flexibility analysis.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 262</HD>
          <P>Environmental protection, Exports, Hazardous materials transportation, Hazardous waste, Imports, Labeling, Packaging and containers, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 15, 2011.</DATED>
          <NAME>Mathy Stanislaus,</NAME>
          <TITLE>Assistant Administrator,Office of Solid Waste &amp; Emergency Response.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15645 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Office of Federal Contract Compliance Programs</SUBAGY>
        <CFR>41 CFR Parts 60-250 and 60-300</CFR>
        <RIN>RIN 1250-AA00</RIN>
        <SUBJECT>Affirmative Action and Nondiscrimination Obligations of Contractors and Subcontractors Regarding Protected Veterans</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of Federal Contract Compliance Programs, Labor.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking and extension of comment period.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>On April 26, 2011, the Office of Federal Contract Compliance Programs (OFCCP) published a<E T="04">Federal Register</E>notice of proposed rulemaking (NPRM). This NPRM proposes revising regulations implementing the affirmative action provisions of the Vietnam Era Veterans' Readjustment Assistance Act of 1974, as amended. This document extends the comment period for the proposed rule for fourteen (14) days. If you have already commented on the proposed rule you do not need to resubmit your comment. OFCCP will consider all comments received from the date of publication of the proposed rule through the close of the extended comment period.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The comment period for the NPRM published on April 26, 2011 (76 FR 23358), scheduled to close on June 27, 2011, is extended until July 11, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by RIN 1250-AA00, by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>(202) 693-1304 (for comments of six pages or fewer).</P>
          <P>•<E T="03">Mail:</E>Debra A. Carr, Director, Division of Policy, Planning, and Program Development, Office of Federal Contract Compliance Programs, Room C-3325, 200 Constitution Avenue, NW., Washington, DC 20210.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Debra A. Carr, Director, Division of Policy, Planning, and Program Development, Office of Federal Contract Compliance Programs, Room C-3325, 200 Constitution Avenue, NW., Washington, DC 20210.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>On April 26, 2011, OFCCP published a proposed rule entitled “Affirmative Action and Nondiscrimination Obligations of Contractors and Subcontractors Regarding Protected Veterans” (76 FR 23358). OFCCP was to receive comments on this NPRM on or before June 27, 2011.</P>
        <P>Various organizations submitted requests to extend the comment period by an additional sixty (60) days or more. We considered these requests and determined that it is appropriate to provide an additional 14-day period for comment on the proposed regulation. We are, therefore, extending the comment period until Monday, July 11, 2011.</P>
        <HD SOURCE="HD1">Extension of Comment Period</HD>
        <P>OFCCP determined that the public could use additional time to review the potential impact of the proposed requirements. Therefore, to allow the public sufficient time to review and comment on the NPRM, OFCCP is extending the comment period until July 11, 2011.</P>
        <SIG>
          <DATED>Signed at Washington, DC, this 17th day of June 2011.</DATED>
          <NAME>Patricia Shiu,</NAME>
          <TITLE>Director, Office of Federal Contract Compliance Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15646 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4510-45-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Federal Emergency Management Agency</SUBAGY>
        <CFR>44 CFR Part 67</CFR>
        <DEPDOC>[Docket ID FEMA-2011-0002; Internal Agency Docket No. FEMA-B-1198]</DEPDOC>
        <SUBJECT>Proposed Flood Elevation Determinations</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Emergency Management Agency, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Comments are requested on the proposed Base (1% annual-chance) Flood Elevations (BFEs) and proposed BFE modifications for the communities listed in the table below. The purpose of this proposed rule is to seek general information and comment regarding the proposed regulatory flood elevations for the reach described by the downstream and upstream locations in the table below. The BFEs and modified BFEs are a part of the floodplain management measures that the community is required either to adopt or to show evidence of having in effect in order to qualify or remain qualified for participation in the National Flood Insurance Program (NFIP). In addition, these elevations, once finalized, will be used by insurance agents and others to calculate appropriate flood insurance premium rates for new buildings and the contents in those buildings.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments are to be submitted on or before September 20, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The corresponding preliminary Flood Insurance Rate Map (FIRM) for the proposed BFEs for each community is available for inspection at the community's map repository. The respective addresses are listed in the table below.</P>

          <P>You may submit comments, identified by Docket No. FEMA-B-1198, to Luis Rodriguez, Chief, Engineering Management Branch, Federal Insurance and Mitigation Administration, Federal Emergency Management Agency, 500 C Street, SW., Washington, DC 20472,<PRTPAGE P="36483"/>(202) 646-4064, or (e-mail)<E T="03">luis.rodriguez1@dhs.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Luis Rodriguez, Chief, Engineering Management Branch, Federal Insurance and Mitigation Administration, Federal Emergency Management Agency, 500 C Street, SW., Washington, DC 20472, (202) 646-4064, or (e-mail)<E T="03">luis.rodriguez1@dhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Federal Emergency Management Agency (FEMA) proposes to make determinations of BFEs and modified BFEs for each community listed below, in accordance with section 110 of the Flood Disaster Protection Act of 1973, 42 U.S.C. 4104, and 44 CFR 67.4(a).</P>
        <P>These proposed BFEs and modified BFEs, together with the floodplain management criteria required by 44 CFR 60.3, are the minimum that are required. They should not be construed to mean that the community must change any existing ordinances that are more stringent in their floodplain management requirements. The community may at any time enact stricter requirements of its own or pursuant to policies established by other Federal, State, or regional entities. These proposed elevations are used to meet the floodplain management requirements of the NFIP and also are used to calculate the appropriate flood insurance premium rates for new buildings built after these elevations are made final, and for the contents in those buildings.</P>
        <P>Comments on any aspect of the Flood Insurance Study and FIRM, other than the proposed BFEs, will be considered. A letter acknowledging receipt of any comments will not be sent.</P>
        <P>
          <E T="03">National Environmental Policy Act.</E>This proposed rule is categorically excluded from the requirements of 44 CFR part 10, Environmental Consideration. An environmental impact assessment has not been prepared.</P>
        <P>
          <E T="03">Regulatory Flexibility Act.</E>As flood elevation determinations are not within the scope of the Regulatory Flexibility Act, 5 U.S.C. 601-612, a regulatory flexibility analysis is not required.</P>
        <P>
          <E T="03">Executive Order 12866, Regulatory Planning and Review.</E>This proposed rule is not a significant regulatory action under the criteria of section 3(f) of Executive Order 12866, as amended.</P>
        <P>
          <E T="03">Executive Order 13132, Federalism.</E>This proposed rule involves no policies that have federalism implications under Executive Order 13132.</P>
        <P>
          <E T="03">Executive Order 12988, Civil Justice Reform.</E>This proposed rule meets the applicable standards of Executive Order 12988.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 44 CFR Part 67</HD>
          <P>Administrative practice and procedure, Flood insurance, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>Accordingly, 44 CFR part 67 is proposed to be amended as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 67—[AMENDED]</HD>
          <P>1. The authority citation for part 67 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 4001<E T="03">et seq.;</E>Reorganization Plan No. 3 of 1978, 3 CFR, 1978 Comp., p. 329; E.O. 12127, 44 FR 19367, 3 CFR, 1979 Comp., p. 376.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 67.4</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. The tables published under the authority of § 67.4 are proposed to be amended as follows:</P>
            <GPOTABLE CDEF="s25,r25,xs96,xs150,10,10" COLS="6" OPTS="L2,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">State</CHED>
                <CHED H="1">City/town/county</CHED>
                <CHED H="1">Source of flooding</CHED>
                <CHED H="1">Location **</CHED>
                <CHED H="1">*Elevation in feet (NGVD)<LI>+ Elevation in feet (NAVD)</LI>
                  <LI># Depth in feet above ground</LI>
                  <LI>⁁ Elevation in meters (MSL)</LI>
                </CHED>
                <CHED H="2">Existing</CHED>
                <CHED H="2">Modified</CHED>
              </BOXHD>
              <ROW EXPSTB="05" RUL="s">
                <ENT I="21">
                  <E T="02">City of Colonial Heights, Virginia</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="01">Virginia</ENT>
                <ENT>City of Colonial Heights</ENT>
                <ENT>Old Town Creek</ENT>
                <ENT>Approximately 0.63 mile downstream of Conduit Road</ENT>
                <ENT>+ 10</ENT>
                <ENT>+ 11</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT O="xl"/>
                <ENT>Approximately 0.48 mile upstream of the railroad</ENT>
                <ENT>+ 67</ENT>
                <ENT>+ 68</ENT>
              </ROW>
              <ROW EXPSTB="05">
                <ENT I="22">* National Geodetic Vertical Datum.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">+ North American Vertical Datum.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"># Depth in feet above ground.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
              </ROW>
              
              <ROW>
                <ENT I="22">** BFEs to be changed include the listed downstream and upstream BFEs, and include BFEs located on the stream reach between the referenced locations above. Please refer to the revised Flood Insurance Rate Map located at the community map repository (see below) for exact locations of all BFEs to be changed.</ENT>
              </ROW>
              
              <ROW>
                <ENT I="22">Send comments to Luis Rodriguez, Chief, Engineering Management Branch, Federal Insurance and Mitigation Administration, Federal Emergency Management Agency, 500 C Street, SW., Washington, DC 20472.</ENT>
              </ROW>
              
              <ROW>
                <ENT I="21">
                  <E T="02">ADDRESSES</E>
                </ENT>
              </ROW>
              
              <ROW EXPSTB="05" RUL="s">
                <ENT I="21">
                  <E T="02">City of Colonial Heights</E>
                </ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22">Maps are available for inspection at 202 James Avenue, Colonial Heights, VA 23834.</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="21">
                  <E T="02">Unincorporated Areas of Halifax County, North Carolina</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="01">North Carolina</ENT>
                <ENT>Unincorporated Areas of Halifax County</ENT>
                <ENT>Fishing Creek</ENT>
                <ENT>Approximately 1.1 miles upstream of the Fishing Creek Tributary 2 confluence</ENT>
                <ENT>+ 60</ENT>
                <ENT>+ 59</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT O="xl"/>
                <ENT>Approximately 50 feet downstream of White Oak Road</ENT>
                <ENT>+ 129</ENT>
                <ENT>+ 132</ENT>
              </ROW>
              <ROW EXPSTB="05">
                <ENT I="22">* National Geodetic Vertical Datum.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">+ North American Vertical Datum.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"># Depth in feet above ground.</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="36484"/>
                <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
              </ROW>
              
              <ROW>
                <ENT I="22">** BFEs to be changed include the listed downstream and upstream BFEs, and include BFEs located on the stream reach between the referenced locations above. Please refer to the revised Flood Insurance Rate Map located at the community map repository (see below) for exact locations of all BFEs to be changed.</ENT>
              </ROW>
              
              <ROW>
                <ENT I="22">Send comments to Luis Rodriguez, Chief, Engineering Management Branch, Federal Insurance and Mitigation Administration, Federal Emergency Management Agency, 500 C Street, SW., Washington, DC 20472.</ENT>
              </ROW>
              
              <ROW>
                <ENT I="21">
                  <E T="02">ADDRESSES</E>
                </ENT>
              </ROW>
              
              <ROW>
                <ENT I="21">
                  <E T="02">Unincorporated Areas of Halifax County</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="05">
                <ENT I="21">Maps are available for inspection at the Halifax County Office, 15 West Pittsylvania Street, Halifax, NC 27839.</ENT>
              </ROW>
            </GPOTABLE>
            <GPOTABLE CDEF="s25,r50,10,10,r25" COLS="5" OPTS="L2,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Flooding source(s)</CHED>
                <CHED H="1">Location of referenced elevation **</CHED>
                <CHED H="1">* Elevation in feet<LI>(NGVD)</LI>
                  <LI>+ Elevation in feet</LI>
                  <LI>(NAVD)</LI>
                  <LI># Depth in feet above ground</LI>
                  <LI>⁁ Elevation in meters</LI>
                  <LI>(MSL)</LI>
                </CHED>
                <CHED H="2">Effective</CHED>
                <CHED H="2">Modified</CHED>
                <CHED H="1">Communities affected</CHED>
              </BOXHD>
              <ROW EXPSTB="04" RUL="s">
                <ENT I="21">
                  <E T="02">Osceola County, Florida, and Incorporated Areas</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00" RUL="s">
                <ENT I="01">Bass Slough (Lower Reach)</ENT>
                <ENT>Approximately 1,211 feet downstream of County Route 525</ENT>
                <ENT>None</ENT>
                <ENT>+ 57</ENT>
                <ENT>City of Kissimmee, Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Approximately 0.6 mile upstream of State Route 530</ENT>
                <ENT>None</ENT>
                <ENT>+ 76</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Bass Slough (Upper Reach)</ENT>
                <ENT>Approximately 1,863 feet downstream of the Bass Slough Tributary confluence</ENT>
                <ENT>None</ENT>
                <ENT>+ 79</ENT>
                <ENT>City of Kissimmee, Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Approximately 337 feet upstream of Florida Parkway</ENT>
                <ENT>None</ENT>
                <ENT>+ 80</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Bass Slough Tributary</ENT>
                <ENT>At the Bass Slough (Upper Reach) confluence</ENT>
                <ENT>None</ENT>
                <ENT>+ 79</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Approximately 0.4 mile upstream of the Bass Slough (Upper Reach) confluence</ENT>
                <ENT>None</ENT>
                <ENT>+ 79</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Clay Hole Pond</ENT>
                <ENT>Entire shoreline</ENT>
                <ENT>None</ENT>
                <ENT>+ 66</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Courthouse Pond</ENT>
                <ENT>Entire shoreline</ENT>
                <ENT>None</ENT>
                <ENT>+ 68</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Eagle Pond</ENT>
                <ENT>Entire shoreline</ENT>
                <ENT>None</ENT>
                <ENT>+ 65</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">East City Canal Tributary 1</ENT>
                <ENT>At the upstream side of Vine Street</ENT>
                <ENT>+ 65</ENT>
                <ENT>+ 66</ENT>
                <ENT>City of Kissimmee.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Approximately 637 feet upstream of Vine Street</ENT>
                <ENT>+ 65</ENT>
                <ENT>+ 66</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Lake Marian</ENT>
                <ENT>Entire shoreline</ENT>
                <ENT>None</ENT>
                <ENT>+ 59</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Multiple Ponding Areas</ENT>
                <ENT>Area bound by San Remo Road to the north and east, Cypress Parkway to the south, and Marigold Avenue to the west</ENT>
                <ENT>None</ENT>
                <ENT>+ 69</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Multiple Ponding Areas</ENT>
                <ENT>Area bound by Florida's Turnpike to the north and east and State Route 523 to the south and west</ENT>
                <ENT>None</ENT>
                <ENT>+ 65</ENT>
                <ENT>City of Kissimmee.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Multiple Ponding Areas</ENT>
                <ENT>Area approximately 0.8 mile northwest of the intersection of Brandon Lane and County Route 523, bound by Williams Road to the north, U.S. Route 441 to the east, and Florida's Turnpike to the south and west</ENT>
                <ENT>None</ENT>
                <ENT>+ 69</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Multiple Ponding Areas</ENT>
                <ENT>Area bound by County Route 523 to the north, U.S. Route 441 to the east, Hayman Ranch Road to the south, and Florida's Turnpike to the west</ENT>
                <ENT>None</ENT>
                <ENT>+ 69</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Multiple Ponding Areas</ENT>
                <ENT>Area approximately 2.4 miles north of the intersection of 3rd Street and 4th Avenue, bound by Williams Road to the north, U.S. Route 441 to the east, and Florida's Turnpike to the south and west</ENT>
                <ENT>None</ENT>
                <ENT>+ 67</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Otter Pond</ENT>
                <ENT>Entire shoreline</ENT>
                <ENT>None</ENT>
                <ENT>+ 69</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="36485"/>
                <ENT I="01">Ponding Area</ENT>
                <ENT>Area bound by West Orange Street to the north, North Main Street to the east, Sumner Street to the south, and U.S. Routes 17/92 to the west</ENT>
                <ENT>+ 65</ENT>
                <ENT>+ 66</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Ponding Area</ENT>
                <ENT>Area bound by Pleasant Hill Road to the north, Florida's Turnpike to the east, and Scrub Jay Trail to the south and west</ENT>
                <ENT>None</ENT>
                <ENT>+ 64</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Ponding Area</ENT>
                <ENT>Area approximately 0.9 mile east of the intersection of Martigues Drive and Amiens Road, bound by West Southport Road to the north, Florida's Turnpike to the east, and Scrub Jay Trail to the south and west</ENT>
                <ENT>None</ENT>
                <ENT>+ 63</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Ponding Area</ENT>
                <ENT>Area bound by Amiens Road to the north and east, Chestnut Street to the south, and Bordeaux Road to the west</ENT>
                <ENT>None</ENT>
                <ENT>+ 62</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Ponding Area</ENT>
                <ENT>Area approximately 0.6 mile east of the intersection of Saint Michel Way and Amiens Road, bound by West Southport Road to the north, Florida's Turnpike to the east, and Scrub Jay Trail to the south and west</ENT>
                <ENT>None</ENT>
                <ENT>+ 62</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Ponding Area</ENT>
                <ENT>Area bound by Old Pleasant Hill Road to the north, Scrub Jay Trail to the east, and the Polk County boundary to the south and west</ENT>
                <ENT>None</ENT>
                <ENT>+ 60</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Ponding Area</ENT>
                <ENT>Area bound by Chestnut Street to the north, Scrub Jay Trail to the east, and the Polk County boundary to the south and west</ENT>
                <ENT>None</ENT>
                <ENT>+ 63</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Ponding Area</ENT>
                <ENT>Area approximately 2.2 miles north of the intersection of Coulter Drive and County Route 523, bound by Williams Road to the north, U.S. Route 441 to the east, and Florida's Turnpike to the south and west</ENT>
                <ENT>None</ENT>
                <ENT>+ 66</ENT>
                <ENT>Unincorporated Areas of Osceola County/</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Unnamed Connecting Channel downstream of Clay Hole Pond</ENT>
                <ENT>Just upstream of Eagle Pond</ENT>
                <ENT>None</ENT>
                <ENT>+ 65</ENT>
                <ENT>Unincorporated Areas of Osceola County/</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Just downstream of Clay Hole Pond</ENT>
                <ENT>None</ENT>
                <ENT>+ 66</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Unnamed Connecting Channel downstream of Eagle Pond</ENT>
                <ENT>Approximately 0.6 mile downstream of Eagle Pond</ENT>
                <ENT>None</ENT>
                <ENT>+ 65</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Just downstream of Eagle Pond</ENT>
                <ENT>None</ENT>
                <ENT>+ 65</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Unnamed Connecting Channel upstream of Lake Marian</ENT>
                <ENT>Just upstream of Lake Marian</ENT>
                <ENT>None</ENT>
                <ENT>+ 59</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Approximately 0.4 mile upstream of Lake Marian</ENT>
                <ENT>None</ENT>
                <ENT>+ 65</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Unnamed Connecting Channel upstream of Lake Marian</ENT>
                <ENT>Just upstream of Lake Marian</ENT>
                <ENT>None</ENT>
                <ENT>+ 59</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Approximately 1.0 mile upstream of Lake Marian</ENT>
                <ENT>None</ENT>
                <ENT>+ 69</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Unnamed Flooding Area upstream of Lake Marian</ENT>
                <ENT>Just upstream of Lake Marian</ENT>
                <ENT>None</ENT>
                <ENT>+ 59</ENT>
                <ENT>Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Approximately 0.5 mile upstream of Lake Marian</ENT>
                <ENT>None</ENT>
                <ENT>+ 65</ENT>
              </ROW>
              <ROW>
                <ENT I="01">WPA Canal Tributary 1</ENT>
                <ENT>Approximately 1,612 feet upstream of the WPA Canal confluence</ENT>
                <ENT>None</ENT>
                <ENT>+ 71</ENT>
                <ENT>City of St. Cloud, Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Approximately 1.6 miles upstream of Snail Kite Avenue</ENT>
                <ENT>None</ENT>
                <ENT>+ 75</ENT>
              </ROW>
              <ROW>
                <ENT I="01">WPA Canal Tributary 1-1</ENT>
                <ENT>At the WPA Canal Tributary 1 confluence</ENT>
                <ENT>None</ENT>
                <ENT>+ 75</ENT>
                <ENT>City of St. Cloud, Unincorporated Areas of Osceola County.</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT>Approximately 0.7 mile upstream of the WPA Canal Tributary 1 confluence</ENT>
                <ENT>None</ENT>
                <ENT>+ 75</ENT>
              </ROW>
              <ROW EXPSTB="04">
                <ENT I="22">* National Geodetic Vertical Datum.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">+ North American Vertical Datum.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"># Depth in feet above ground.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
              </ROW>
              
              <ROW>
                <ENT I="22">** BFEs to be changed include the listed downstream and upstream BFEs, and include BFEs located on the stream reach between the referenced locations above. Please refer to the revised Flood Insurance Rate Map located at the community map repository (see below) for exact locations of all BFEs to be changed.</ENT>
              </ROW>
              
              <ROW>
                <PRTPAGE P="36486"/>
                <ENT I="22">Send comments to Luis Rodriguez, Chief, Engineering Management Branch, Federal Insurance and Mitigation Administration, Federal Emergency Management Agency, 500 C Street, SW., Washington, DC 20472.</ENT>
              </ROW>
              
              <ROW>
                <ENT I="21">
                  <E T="02">ADDRESSES</E>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="21">
                  <E T="02">City of Kissimmee</E>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22">Maps are available for inspection at City Hall, Engineering Department, Suite 301, 101 North Church Street, Kissimmee, FL 34741.</ENT>
              </ROW>
              <ROW>
                <ENT I="21">
                  <E T="02">City of St. Cloud</E>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22">Maps are available for inspection at City Hall, Public Works Department, Building A, 2nd Floor, 1300 9th Street, St. Cloud, FL 34769.</ENT>
              </ROW>
              
              <ROW>
                <ENT I="21">
                  <E T="02">Unincorporated Areas of Osceola County</E>
                </ENT>
              </ROW>
              
              <ROW>
                <ENT I="22"/>
                <ENT I="22">Maps are available for inspection at the Osceola County Stormwater Section, 1 Courthouse Square, Suite 1400, Kissimmee, FL 34741.</ENT>
              </ROW>
            </GPOTABLE>
            <EXTRACT>
              <FP>(Catalog of Federal Domestic Assistance No. 97.022, “Flood Insurance.”)</FP>
            </EXTRACT>
          </SECTION>
          <SIG>
            <DATED>Dated: June 10, 2011.</DATED>
            <NAME>Sandra K. Knight,</NAME>
            <TITLE>Deputy Federal Insurance and Mitigation Administrator, Mitigation, Department of Homeland Security, Federal Emergency Management Agency.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15620 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-12-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>National Highway Traffic Safety Administration</SUBAGY>
        <CFR>49 CFR Part 541</CFR>
        <DEPDOC>[Docket No. NHTSA-2011-0075]</DEPDOC>
        <SUBJECT>Preliminary Theft Data; Motor Vehicle Theft Prevention Standard</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Highway Traffic Safety Administration (NHTSA), Department of Transportation.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Publication of preliminary theft data; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This document requests comments on data about passenger motor vehicle thefts that occurred in calendar year (CY) 2009 including theft rates for existing passenger motor vehicle lines manufactured in model year (MY) 2009. The preliminary theft data indicate that the vehicle theft rate for CY/MY 2009 vehicles (1.33 thefts per thousand vehicles) decreased by 21.3 percent from the theft rate for CY/MY 2008 vehicles (1.69 thefts per thousand vehicles).</P>
          <P>Publication of these data fulfills NHTSA's statutory obligation to periodically obtain accurate and timely theft data, and publish the information for review and comment.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be submitted on or before August 22, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments [identified by Docket No. NHTSA-2011-0075 by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the online instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Docket Management Facility: U.S. Department of Transportation, 1200 New Jersey Avenue, SE., West Building Ground Floor, Room W12-140, Washington, DC 20590-0001.</P>
          <P>•<E T="03">Hand Delivery or Courier:</E>West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., between 9 a.m. and 5 p.m. ET, Monday through Friday, except Federal holidays.</P>
          <P>•<E T="03">Fax:</E>202-493-2251</P>
          <P>
            <E T="03">Instructions:</E>For detailed instructions on submitting comments and additional information on the rulemaking process, see the Public Participation heading of the Supplementary Information section of this document. Note that all comments received will be posted without change to<E T="03">http://www.regulations.gov,</E>including any personal information provided. Please see the Privacy Act heading below.</P>
          <P>
            <E T="03">Privacy Act:</E>Anyone is able to search the electronic form of all comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review DOT's complete Privacy Act Statement in the<E T="04">Federal Register</E>published on April 11, 2000 (65 FR 19477-78) or you may visit<E T="03">http://DocketsInfo.dot.gov.</E>
          </P>
          <P>
            <E T="03">Docket:</E>For access to the docket to read background documents or comments received, go to<E T="03">http://www.regulations.gov,</E>or the street address listed above. Follow the online instructions for accessing the dockets.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Ms. Deborah Mazyck, Office of International Policy, Fuel Economy and Consumer Programs, NHTSA, 1200 New Jersey Avenue, SE., Washington, DC 20590. Ms. Mazyck's telephone number is (202) 366-4139. Her fax number is (202) 493-2990.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>NHTSA administers a program for reducing motor vehicle theft. The central feature of this program is the Federal Motor Vehicle Theft Prevention Standard, 49 CFR part 541. The standard specifies performance requirements for inscribing or affixing vehicle identification numbers (VINs) onto certain major original equipment and replacement parts of high-theft lines of passenger motor vehicles.</P>
        <P>The agency is required by 49 U.S.C. 33104(b)(4) to periodically obtain, from the most reliable source, accurate and timely theft data, and publish the data for review and comment. To fulfill the § 33104(b)(4) mandate, this document reports the preliminary theft data for CY 2009 the most recent calendar year for which data are available.</P>

        <P>In calculating the 2009 theft rates, NHTSA followed the same procedures it has used since publication of the 1983/1984 theft rate data (50 FR 46669, November 12, 1985). The 2009 theft rate for each vehicle line was calculated by dividing the number of reported thefts of MY 2009 vehicles of that line stolen during calendar year 2009 by the total number of vehicles in that line manufactured for MY 2009, as reported to the Environmental Protection Agency (EPA). As in all previous reports, NHTSA's data were based on information provided to NHTSA by the<PRTPAGE P="36487"/>National Crime Information Center (NCIC) of the Federal Bureau of Investigation. The NCIC is a government system that receives vehicle theft information from approximately 23,000 criminal justice agencies and other law enforcement authorities throughout the United States. The NCIC data also include reported thefts of self-insured and uninsured vehicles, not all of which are reported to other data sources.</P>
        <P>The preliminary 2009 theft data show a decrease in the vehicle theft rate when compared to the theft rate experienced in CY/MY 2008 (For 2008 theft data, see 76 FR 2598, January 14, 2011). The preliminary theft rate for MY 2009 passenger vehicles stolen in calendar year 2009 decreased to 1.33 thefts per thousand vehicles produced, a decrease of 21.3 percent from the rate of 1.69 thefts per thousand vehicles experienced by MY vehicles in CY 2008. For MY 2009 vehicles, out of a total of 238 vehicle lines, 10 lines had a theft rate higher than 3.5826 per thousand vehicles, the established median theft rate for MYs 1990/1991 (See 59 FR 12400, March 16, 1994). Of the 10 vehicle lines with a theft rate higher than 3.5826, 10 are passenger car lines, none are multipurpose passenger vehicle lines, and none are light-duty truck lines.</P>
        <P>The agency believes that the theft rate reduction is a result of several factors, including vehicle parts marking; the increased use of standard antitheft devices and other advances in electronic technology (i.e., immobilizers) and theft prevention methods; increased and improved prosecution efforts by law enforcement organizations; and, increased public awareness which may have contributed to the overall reduction in vehicle thefts. The preliminary MY 2009 theft rate reduction is consistent with the general decreasing trend of theft rates over the past 17 years as indicated by Figure 1.</P>
        <GPH DEEP="307" SPAN="3">
          <GID>EP22JN11.065</GID>
        </GPH>
        <P>In Table I, NHTSA has tentatively ranked each of the MY 2009 vehicle lines in descending order of theft rate. Public comment is sought on the accuracy of the data, including the data for the production volumes of individual vehicle lines.</P>
        <P>Comments must not exceed 15 pages in length (49 CFR Part 553.21). Attachments may be appended to these submissions without regard to the 15 page limit. This limitation is intended to encourage commenters to detail their primary arguments in a concise fashion.</P>
        <P>If a commenter wishes to submit certain information under a claim of confidentiality, three copies of the complete submission, including purportedly confidential business information, should be submitted to the Chief Counsel, NHTSA, at the street address given above, and two copies from which the purportedly confidential information has been deleted should be submitted to Dockets. A request for confidentiality should be accompanied by a cover letter setting forth the information specified in the agency's confidential business information regulation. 49 CFR part 512.</P>
        <P>All comments received before the close of business on the comment closing date indicated above for this document will be considered, and will be available for examination in the docket at the above address both before and after that date. To the extent possible, comments filed after the closing date will also be considered. Comments on this document will be available for inspection in the docket. NHTSA will continue to file relevant information as it becomes available for inspection in the docket after the closing date, and it is recommended that interested persons continue to examine the docket for new material.</P>

        <P>Those persons desiring to be notified upon receipt of their comments in the rules docket should enclose a self-addressed, stamped postcard in the<PRTPAGE P="36488"/>envelope with their comments. Upon receiving the comments, the docket supervisor will return the postcard by mail.</P>
        <P>
          <E T="03">Privacy Act:</E>Anyone is able to search the electronic form of all comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review DOT's complete Privacy Act Statement in the<E T="04">Federal Register</E>published on April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may visit<E T="03">http://DocketsInfo.dot.gov.</E>
        </P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>49 U.S.C. 33101, 33102 and 33104; delegation of authority at 49 CFR 1.50.</P>
        </AUTH>
        <GPOTABLE CDEF="xs15,r75,r75,12,12,12" COLS="6" OPTS="L2,i1">
          <TTITLE>Preliminary Report of Theft Rates for Model Year 2009 Passenger Motor Vehicles Stolen in Calendar Year 2009</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">Manufacturer</CHED>
            <CHED H="1">Make/model (line)</CHED>
            <CHED H="1">Thefts 2009</CHED>
            <CHED H="1">Production<LI>(Mfr's) 2009</LI>
            </CHED>
            <CHED H="1">2009<LI>Theft rate</LI>
              <LI>(per 1,000</LI>
              <LI>vehicles</LI>
              <LI>produced)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">1</ENT>
            <ENT>AUDI</ENT>
            <ENT>AUDI S8</ENT>
            <ENT>2</ENT>
            <ENT>227</ENT>
            <ENT>8.8106</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>SHELBY GT</ENT>
            <ENT>5</ENT>
            <ENT>581</ENT>
            <ENT>8.6059</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3</ENT>
            <ENT>BMW</ENT>
            <ENT>M5</ENT>
            <ENT>2</ENT>
            <ENT>264</ENT>
            <ENT>7.5758</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>DODGE CHARGER</ENT>
            <ENT>432</ENT>
            <ENT>66,856</ENT>
            <ENT>6.4616</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5</ENT>
            <ENT>HONDA</ENT>
            <ENT>S2000</ENT>
            <ENT>2</ENT>
            <ENT>357</ENT>
            <ENT>5.6022</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6</ENT>
            <ENT>MITSUBISHI</ENT>
            <ENT>GALANT</ENT>
            <ENT>152</ENT>
            <ENT>29,716</ENT>
            <ENT>5.1151</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>300</ENT>
            <ENT>143</ENT>
            <ENT>31,287</ENT>
            <ENT>4.5706</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8</ENT>
            <ENT>NISSAN</ENT>
            <ENT>INFINITI M35/M45</ENT>
            <ENT>27</ENT>
            <ENT>6,243</ENT>
            <ENT>4.3248</ENT>
          </ROW>
          <ROW>
            <ENT I="01">9</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CADILLAC STS</ENT>
            <ENT>31</ENT>
            <ENT>7,239</ENT>
            <ENT>4.2824</ENT>
          </ROW>
          <ROW>
            <ENT I="01">10</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>SEBRING CONVERTIBLE</ENT>
            <ENT>18</ENT>
            <ENT>4,827</ENT>
            <ENT>3.7290</ENT>
          </ROW>
          <ROW>
            <ENT I="01">11</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>DODGE AVENGER</ENT>
            <ENT>107</ENT>
            <ENT>31,667</ENT>
            <ENT>3.3789</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>SEBRING</ENT>
            <ENT>65</ENT>
            <ENT>19,588</ENT>
            <ENT>3.3184</ENT>
          </ROW>
          <ROW>
            <ENT I="01">13</ENT>
            <ENT>AUDI</ENT>
            <ENT>AUDI A8</ENT>
            <ENT>6</ENT>
            <ENT>1,810</ENT>
            <ENT>3.3149</ENT>
          </ROW>
          <ROW>
            <ENT I="01">14</ENT>
            <ENT>VOLVO</ENT>
            <ENT>V70</ENT>
            <ENT>3</ENT>
            <ENT>996</ENT>
            <ENT>3.0120</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>PONTIAC G5</ENT>
            <ENT>60</ENT>
            <ENT>20,623</ENT>
            <ENT>2.9094</ENT>
          </ROW>
          <ROW>
            <ENT I="01">16</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>PONTIAC G6</ENT>
            <ENT>281</ENT>
            <ENT>99,226</ENT>
            <ENT>2.8319</ENT>
          </ROW>
          <ROW>
            <ENT I="01">17</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>DODGE CALIBER</ENT>
            <ENT>125</ENT>
            <ENT>44,554</ENT>
            <ENT>2.8056</ENT>
          </ROW>
          <ROW>
            <ENT I="01">18</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>PT CRUISER</ENT>
            <ENT>69</ENT>
            <ENT>24,876</ENT>
            <ENT>2.7738</ENT>
          </ROW>
          <ROW>
            <ENT I="01">19</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CHEVROLET IMPALA</ENT>
            <ENT>499</ENT>
            <ENT>183,769</ENT>
            <ENT>2.7154</ENT>
          </ROW>
          <ROW>
            <ENT I="01">20</ENT>
            <ENT>NISSAN</ENT>
            <ENT>INFINITI FX35</ENT>
            <ENT>35</ENT>
            <ENT>13,375</ENT>
            <ENT>2.6168</ENT>
          </ROW>
          <ROW>
            <ENT I="01">21</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>DODGE CHALLENGER</ENT>
            <ENT>53</ENT>
            <ENT>20,526</ENT>
            <ENT>2.5821</ENT>
          </ROW>
          <ROW>
            <ENT I="01">22</ENT>
            <ENT>NISSAN</ENT>
            <ENT>PATHFINDER</ENT>
            <ENT>13</ENT>
            <ENT>5,076</ENT>
            <ENT>2.5611</ENT>
          </ROW>
          <ROW>
            <ENT I="01">23</ENT>
            <ENT>BMW</ENT>
            <ENT>M6</ENT>
            <ENT>1</ENT>
            <ENT>397</ENT>
            <ENT>2.5189</ENT>
          </ROW>
          <ROW>
            <ENT I="01">24</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>DODGE NITRO</ENT>
            <ENT>26</ENT>
            <ENT>10,539</ENT>
            <ENT>2.4670</ENT>
          </ROW>
          <ROW>
            <ENT I="01">25</ENT>
            <ENT>NISSAN</ENT>
            <ENT>MAXIMA</ENT>
            <ENT>141</ENT>
            <ENT>58,278</ENT>
            <ENT>2.4194</ENT>
          </ROW>
          <ROW>
            <ENT I="01">26</ENT>
            <ENT>KIA</ENT>
            <ENT>RONDO</ENT>
            <ENT>42</ENT>
            <ENT>17,573</ENT>
            <ENT>2.3900</ENT>
          </ROW>
          <ROW>
            <ENT I="01">27</ENT>
            <ENT>MAZDA</ENT>
            <ENT>5</ENT>
            <ENT>53</ENT>
            <ENT>22,248</ENT>
            <ENT>2.3822</ENT>
          </ROW>
          <ROW>
            <ENT I="01">28</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CHEVROLET MALIBU</ENT>
            <ENT>413</ENT>
            <ENT>176,813</ENT>
            <ENT>2.3358</ENT>
          </ROW>
          <ROW>
            <ENT I="01">29</ENT>
            <ENT>KIA</ENT>
            <ENT>SPECTRA</ENT>
            <ENT>135</ENT>
            <ENT>60,296</ENT>
            <ENT>2.2390</ENT>
          </ROW>
          <ROW>
            <ENT I="01">30</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CHEVROLET COBALT</ENT>
            <ENT>312</ENT>
            <ENT>141,588</ENT>
            <ENT>2.2036</ENT>
          </ROW>
          <ROW>
            <ENT I="01">31</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>SATURN AURA</ENT>
            <ENT>78</ENT>
            <ENT>35,472</ENT>
            <ENT>2.1989</ENT>
          </ROW>
          <ROW>
            <ENT I="01">32</ENT>
            <ENT>MERCEDES-BENZ</ENT>
            <ENT>S-CLASS</ENT>
            <ENT>22</ENT>
            <ENT>10,189</ENT>
            <ENT>2.1592</ENT>
          </ROW>
          <ROW>
            <ENT I="01">33</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CHEVROLET HHR</ENT>
            <ENT>172</ENT>
            <ENT>80,781</ENT>
            <ENT>2.1292</ENT>
          </ROW>
          <ROW>
            <ENT I="01">34</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>SCION TC</ENT>
            <ENT>57</ENT>
            <ENT>27,179</ENT>
            <ENT>2.0972</ENT>
          </ROW>
          <ROW>
            <ENT I="01">35</ENT>
            <ENT>JAGUAR LAND ROVER</ENT>
            <ENT>XF</ENT>
            <ENT>27</ENT>
            <ENT>12,953</ENT>
            <ENT>2.0845</ENT>
          </ROW>
          <ROW>
            <ENT I="01">36</ENT>
            <ENT>MAZDA</ENT>
            <ENT>3</ENT>
            <ENT>99</ENT>
            <ENT>47,569</ENT>
            <ENT>2.0812</ENT>
          </ROW>
          <ROW>
            <ENT I="01">37</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>LINCOLN TOWN CAR</ENT>
            <ENT>24</ENT>
            <ENT>11,596</ENT>
            <ENT>2.0697</ENT>
          </ROW>
          <ROW>
            <ENT I="01">38</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>AVALON</ENT>
            <ENT>45</ENT>
            <ENT>22,030</ENT>
            <ENT>2.0427</ENT>
          </ROW>
          <ROW>
            <ENT I="01">39</ENT>
            <ENT>NISSAN</ENT>
            <ENT>350Z</ENT>
            <ENT>1</ENT>
            <ENT>503</ENT>
            <ENT>1.9881</ENT>
          </ROW>
          <ROW>
            <ENT I="01">40</ENT>
            <ENT>VOLVO</ENT>
            <ENT>C70</ENT>
            <ENT>8</ENT>
            <ENT>4,027</ENT>
            <ENT>1.9866</ENT>
          </ROW>
          <ROW>
            <ENT I="01">41</ENT>
            <ENT>MERCEDES-BENZ</ENT>
            <ENT>CL-CLASS</ENT>
            <ENT>10</ENT>
            <ENT>5,105</ENT>
            <ENT>1.9589</ENT>
          </ROW>
          <ROW>
            <ENT I="01">42</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>MUSTANG</ENT>
            <ENT>81</ENT>
            <ENT>41,354</ENT>
            <ENT>1.9587</ENT>
          </ROW>
          <ROW>
            <ENT I="01">43</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CADILLAC DTS</ENT>
            <ENT>32</ENT>
            <ENT>16,566</ENT>
            <ENT>1.9317</ENT>
          </ROW>
          <ROW>
            <ENT I="01">44</ENT>
            <ENT>MAZDA</ENT>
            <ENT>6</ENT>
            <ENT>76</ENT>
            <ENT>39,504</ENT>
            <ENT>1.9239</ENT>
          </ROW>
          <ROW>
            <ENT I="01">45</ENT>
            <ENT>MITSUBISHI</ENT>
            <ENT>ECLIPSE</ENT>
            <ENT>24</ENT>
            <ENT>12,760</ENT>
            <ENT>1.8809</ENT>
          </ROW>
          <ROW>
            <ENT I="01">46</ENT>
            <ENT>NISSAN</ENT>
            <ENT>ALTIMA</ENT>
            <ENT>410</ENT>
            <ENT>228,101</ENT>
            <ENT>1.7974</ENT>
          </ROW>
          <ROW>
            <ENT I="01">47</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>MERCURY SABLE</ENT>
            <ENT>11</ENT>
            <ENT>6,146</ENT>
            <ENT>1.7898</ENT>
          </ROW>
          <ROW>
            <ENT I="01">48</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CADILLAC CTS</ENT>
            <ENT>91</ENT>
            <ENT>50,926</ENT>
            <ENT>1.7869</ENT>
          </ROW>
          <ROW>
            <ENT I="01">49</ENT>
            <ENT>VOLVO</ENT>
            <ENT>S60</ENT>
            <ENT>12</ENT>
            <ENT>6,837</ENT>
            <ENT>1.7552</ENT>
          </ROW>
          <ROW>
            <ENT I="01">50</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>CAMRY/SOLARA</ENT>
            <ENT>781</ENT>
            <ENT>447,882</ENT>
            <ENT>1.7438</ENT>
          </ROW>
          <ROW>
            <ENT I="01">51</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>COROLLA</ENT>
            <ENT>632</ENT>
            <ENT>363,515</ENT>
            <ENT>1.7386</ENT>
          </ROW>
          <ROW>
            <ENT I="01">52</ENT>
            <ENT>HYUNDAI</ENT>
            <ENT>SONATA</ENT>
            <ENT>270</ENT>
            <ENT>159,775</ENT>
            <ENT>1.6899</ENT>
          </ROW>
          <ROW>
            <ENT I="01">53</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CHEVROLET TRAILBLAZER</ENT>
            <ENT>22</ENT>
            <ENT>13,022</ENT>
            <ENT>1.6894</ENT>
          </ROW>
          <ROW>
            <ENT I="01">54</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>4RUNNER</ENT>
            <ENT>13</ENT>
            <ENT>7,803</ENT>
            <ENT>1.6660</ENT>
          </ROW>
          <ROW>
            <ENT I="01">55</ENT>
            <ENT>BMW</ENT>
            <ENT>6</ENT>
            <ENT>4</ENT>
            <ENT>2,420</ENT>
            <ENT>1.6529</ENT>
          </ROW>
          <ROW>
            <ENT I="01">56</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CHEVROLET AVEO</ENT>
            <ENT>94</ENT>
            <ENT>58,439</ENT>
            <ENT>1.6085</ENT>
          </ROW>
          <ROW>
            <ENT I="01">57</ENT>
            <ENT>NISSAN</ENT>
            <ENT>SENTRA</ENT>
            <ENT>104</ENT>
            <ENT>65,096</ENT>
            <ENT>1.5976</ENT>
          </ROW>
          <ROW>
            <ENT I="01">58</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>FOCUS</ENT>
            <ENT>235</ENT>
            <ENT>148,244</ENT>
            <ENT>1.5852</ENT>
          </ROW>
          <ROW>
            <ENT I="01">59</ENT>
            <ENT>HYUNDAI</ENT>
            <ENT>ACCENT</ENT>
            <ENT>92</ENT>
            <ENT>59,709</ENT>
            <ENT>1.5408</ENT>
          </ROW>
          <ROW>
            <ENT I="01">60</ENT>
            <ENT>NISSAN</ENT>
            <ENT>VERSA</ENT>
            <ENT>159</ENT>
            <ENT>104,658</ENT>
            <ENT>1.5192</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36489"/>
            <ENT I="01">61</ENT>
            <ENT>MAZDA</ENT>
            <ENT>B SERIES PICKUP</ENT>
            <ENT>1</ENT>
            <ENT>660</ENT>
            <ENT>1.5152</ENT>
          </ROW>
          <ROW>
            <ENT I="01">62</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>DODGE JOURNEY</ENT>
            <ENT>124</ENT>
            <ENT>82,331</ENT>
            <ENT>1.5061</ENT>
          </ROW>
          <ROW>
            <ENT I="01">63</ENT>
            <ENT>KIA</ENT>
            <ENT>RIO</ENT>
            <ENT>61</ENT>
            <ENT>41,036</ENT>
            <ENT>1.4865</ENT>
          </ROW>
          <ROW>
            <ENT I="01">64</ENT>
            <ENT>MERCEDES-BENZ</ENT>
            <ENT>C-CLASS</ENT>
            <ENT>86</ENT>
            <ENT>57,872</ENT>
            <ENT>1.4860</ENT>
          </ROW>
          <ROW>
            <ENT I="01">65</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CHEVROLET CORVETTE</ENT>
            <ENT>23</ENT>
            <ENT>15,647</ENT>
            <ENT>1.4699</ENT>
          </ROW>
          <ROW>
            <ENT I="01">66</ENT>
            <ENT>NISSAN</ENT>
            <ENT>370Z</ENT>
            <ENT>16</ENT>
            <ENT>11,024</ENT>
            <ENT>1.4514</ENT>
          </ROW>
          <ROW>
            <ENT I="01">67</ENT>
            <ENT>NISSAN</ENT>
            <ENT>XTERRA</ENT>
            <ENT>19</ENT>
            <ENT>13,106</ENT>
            <ENT>1.4497</ENT>
          </ROW>
          <ROW>
            <ENT I="01">68</ENT>
            <ENT>JAGUAR LAND ROVER</ENT>
            <ENT>XKR</ENT>
            <ENT>1</ENT>
            <ENT>696</ENT>
            <ENT>1.4368</ENT>
          </ROW>
          <ROW>
            <ENT I="01">69</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>MERCURY GRAND MARQUIS</ENT>
            <ENT>30</ENT>
            <ENT>21,102</ENT>
            <ENT>1.4217</ENT>
          </ROW>
          <ROW>
            <ENT I="01">70</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>PONTIAC TORRENT</ENT>
            <ENT>13</ENT>
            <ENT>9,403</ENT>
            <ENT>1.3825</ENT>
          </ROW>
          <ROW>
            <ENT I="01">71</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>TAURUS</ENT>
            <ENT>34</ENT>
            <ENT>25,094</ENT>
            <ENT>1.3549</ENT>
          </ROW>
          <ROW>
            <ENT I="01">72</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>JEEP COMPASS</ENT>
            <ENT>14</ENT>
            <ENT>10,346</ENT>
            <ENT>1.3532</ENT>
          </ROW>
          <ROW>
            <ENT I="01">73</ENT>
            <ENT>NISSAN</ENT>
            <ENT>FRONTIER PICKUP</ENT>
            <ENT>31</ENT>
            <ENT>23,030</ENT>
            <ENT>1.3461</ENT>
          </ROW>
          <ROW>
            <ENT I="01">74</ENT>
            <ENT>VOLVO</ENT>
            <ENT>S40</ENT>
            <ENT>9</ENT>
            <ENT>6,743</ENT>
            <ENT>1.3347</ENT>
          </ROW>
          <ROW>
            <ENT I="01">75</ENT>
            <ENT>AUDI</ENT>
            <ENT>AUDI A3</ENT>
            <ENT>5</ENT>
            <ENT>3,761</ENT>
            <ENT>1.3294</ENT>
          </ROW>
          <ROW>
            <ENT I="01">76</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>EDGE</ENT>
            <ENT>58</ENT>
            <ENT>44,744</ENT>
            <ENT>1.2963</ENT>
          </ROW>
          <ROW>
            <ENT I="01">77</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>BUICK LACROSSE/ALLURE</ENT>
            <ENT>24</ENT>
            <ENT>18,532</ENT>
            <ENT>1.2951</ENT>
          </ROW>
          <ROW>
            <ENT I="01">78</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>YARIS</ENT>
            <ENT>93</ENT>
            <ENT>72,826</ENT>
            <ENT>1.2770</ENT>
          </ROW>
          <ROW>
            <ENT I="01">79</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>GMC ENVOY</ENT>
            <ENT>7</ENT>
            <ENT>5,661</ENT>
            <ENT>1.2365</ENT>
          </ROW>
          <ROW>
            <ENT I="01">80</ENT>
            <ENT>MASERATI</ENT>
            <ENT>QUATTROPORTE</ENT>
            <ENT>1</ENT>
            <ENT>817</ENT>
            <ENT>1.2240</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81</ENT>
            <ENT>KIA</ENT>
            <ENT>OPTIMA</ENT>
            <ENT>43</ENT>
            <ENT>35,610</ENT>
            <ENT>1.2075</ENT>
          </ROW>
          <ROW>
            <ENT I="01">82</ENT>
            <ENT>NISSAN</ENT>
            <ENT>GT-R</ENT>
            <ENT>3</ENT>
            <ENT>2,505</ENT>
            <ENT>1.1976</ENT>
          </ROW>
          <ROW>
            <ENT I="01">83</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>SATURN VUE</ENT>
            <ENT>47</ENT>
            <ENT>39,342</ENT>
            <ENT>1.1947</ENT>
          </ROW>
          <ROW>
            <ENT I="01">84</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>LEXUS LS</ENT>
            <ENT>11</ENT>
            <ENT>9,418</ENT>
            <ENT>1.1680</ENT>
          </ROW>
          <ROW>
            <ENT I="01">85</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>JEEP LIBERTY</ENT>
            <ENT>36</ENT>
            <ENT>31,272</ENT>
            <ENT>1.1512</ENT>
          </ROW>
          <ROW>
            <ENT I="01">86</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>BUICK LUCERNE</ENT>
            <ENT>36</ENT>
            <ENT>31,751</ENT>
            <ENT>1.1338</ENT>
          </ROW>
          <ROW>
            <ENT I="01">87</ENT>
            <ENT>KIA</ENT>
            <ENT>SEDONA VAN</ENT>
            <ENT>21</ENT>
            <ENT>18,684</ENT>
            <ENT>1.1240</ENT>
          </ROW>
          <ROW>
            <ENT I="01">88</ENT>
            <ENT>KIA</ENT>
            <ENT>AMANTI</ENT>
            <ENT>1</ENT>
            <ENT>931</ENT>
            <ENT>1.0741</ENT>
          </ROW>
          <ROW>
            <ENT I="01">89</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>LEXUS IS</ENT>
            <ENT>34</ENT>
            <ENT>31,875</ENT>
            <ENT>1.0667</ENT>
          </ROW>
          <ROW>
            <ENT I="01">90</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>SCION XB</ENT>
            <ENT>39</ENT>
            <ENT>37,039</ENT>
            <ENT>1.0529</ENT>
          </ROW>
          <ROW>
            <ENT I="01">91</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>FLEX</ENT>
            <ENT>44</ENT>
            <ENT>42,100</ENT>
            <ENT>1.0451</ENT>
          </ROW>
          <ROW>
            <ENT I="01">92</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>PONTIAC VIBE</ENT>
            <ENT>59</ENT>
            <ENT>56,730</ENT>
            <ENT>1.0400</ENT>
          </ROW>
          <ROW>
            <ENT I="01">93</ENT>
            <ENT>MAZDA</ENT>
            <ENT>RX-8</ENT>
            <ENT>3</ENT>
            <ENT>3,000</ENT>
            <ENT>1.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">94</ENT>
            <ENT>VOLKSWAGEN</ENT>
            <ENT>GOLF/RABBIT/GTI</ENT>
            <ENT>19</ENT>
            <ENT>19,005</ENT>
            <ENT>0.9997</ENT>
          </ROW>
          <ROW>
            <ENT I="01">95</ENT>
            <ENT>AUDI</ENT>
            <ENT>AUDI R8</ENT>
            <ENT>1</ENT>
            <ENT>1,022</ENT>
            <ENT>0.9785</ENT>
          </ROW>
          <ROW>
            <ENT I="01">96</ENT>
            <ENT>KIA</ENT>
            <ENT>SORENTO</ENT>
            <ENT>12</ENT>
            <ENT>12,435</ENT>
            <ENT>0.9650</ENT>
          </ROW>
          <ROW>
            <ENT I="01">97</ENT>
            <ENT>AUDI</ENT>
            <ENT>AUDI S4/S5</ENT>
            <ENT>3</ENT>
            <ENT>3,112</ENT>
            <ENT>0.9640</ENT>
          </ROW>
          <ROW>
            <ENT I="01">98</ENT>
            <ENT>MITSUBISHI</ENT>
            <ENT>LANCER</ENT>
            <ENT>37</ENT>
            <ENT>38,655</ENT>
            <ENT>0.9572</ENT>
          </ROW>
          <ROW>
            <ENT I="01">99</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>SIENNA VAN</ENT>
            <ENT>61</ENT>
            <ENT>63,797</ENT>
            <ENT>0.9562</ENT>
          </ROW>
          <ROW>
            <ENT I="01">100</ENT>
            <ENT>KIA</ENT>
            <ENT>SPORTAGE</ENT>
            <ENT>34</ENT>
            <ENT>35,892</ENT>
            <ENT>0.9473</ENT>
          </ROW>
          <ROW>
            <ENT I="01">101</ENT>
            <ENT>HONDA</ENT>
            <ENT>ACCORD</ENT>
            <ENT>297</ENT>
            <ENT>315,205</ENT>
            <ENT>0.9422</ENT>
          </ROW>
          <ROW>
            <ENT I="01">102</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>PONTIAC G8</ENT>
            <ENT>24</ENT>
            <ENT>25,556</ENT>
            <ENT>0.9391</ENT>
          </ROW>
          <ROW>
            <ENT I="01">103</ENT>
            <ENT>HONDA</ENT>
            <ENT>ACURA TSX</ENT>
            <ENT>35</ENT>
            <ENT>37,306</ENT>
            <ENT>0.9382</ENT>
          </ROW>
          <ROW>
            <ENT I="01">104</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>FUSION</ENT>
            <ENT>96</ENT>
            <ENT>103,268</ENT>
            <ENT>0.9296</ENT>
          </ROW>
          <ROW>
            <ENT I="01">105</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>MATRIX</ENT>
            <ENT>54</ENT>
            <ENT>58,240</ENT>
            <ENT>0.9272</ENT>
          </ROW>
          <ROW>
            <ENT I="01">106</ENT>
            <ENT>SUZUKI</ENT>
            <ENT>SX4</ENT>
            <ENT>23</ENT>
            <ENT>24,859</ENT>
            <ENT>0.9252</ENT>
          </ROW>
          <ROW>
            <ENT I="01">107</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CHEVROLET EQUINOX</ENT>
            <ENT>30</ENT>
            <ENT>32,555</ENT>
            <ENT>0.9215</ENT>
          </ROW>
          <ROW>
            <ENT I="01">108</ENT>
            <ENT>MERCEDES-BENZ</ENT>
            <ENT>E-CLASS</ENT>
            <ENT>17</ENT>
            <ENT>18,803</ENT>
            <ENT>0.9041</ENT>
          </ROW>
          <ROW>
            <ENT I="01">109</ENT>
            <ENT>MASERATI</ENT>
            <ENT>GRANTURISMO</ENT>
            <ENT>1</ENT>
            <ENT>1,123</ENT>
            <ENT>0.8905</ENT>
          </ROW>
          <ROW>
            <ENT I="01">110</ENT>
            <ENT>NISSAN</ENT>
            <ENT>MURANO</ENT>
            <ENT>96</ENT>
            <ENT>108,188</ENT>
            <ENT>0.8873</ENT>
          </ROW>
          <ROW>
            <ENT I="01">111</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>JEEP WRANGLER</ENT>
            <ENT>58</ENT>
            <ENT>67,122</ENT>
            <ENT>0.8641</ENT>
          </ROW>
          <ROW>
            <ENT I="01">112</ENT>
            <ENT>VOLKSWAGEN</ENT>
            <ENT>JETTA/GLI</ENT>
            <ENT>97</ENT>
            <ENT>112,506</ENT>
            <ENT>0.8622</ENT>
          </ROW>
          <ROW>
            <ENT I="01">113</ENT>
            <ENT>NISSAN</ENT>
            <ENT>QUEST VAN</ENT>
            <ENT>7</ENT>
            <ENT>8,232</ENT>
            <ENT>0.8503</ENT>
          </ROW>
          <ROW>
            <ENT I="01">114</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>LINCOLN MKS</ENT>
            <ENT>22</ENT>
            <ENT>26,153</ENT>
            <ENT>0.8412</ENT>
          </ROW>
          <ROW>
            <ENT I="01">115</ENT>
            <ENT>NISSAN</ENT>
            <ENT>INFINITI G37</ENT>
            <ENT>42</ENT>
            <ENT>50,524</ENT>
            <ENT>0.8313</ENT>
          </ROW>
          <ROW>
            <ENT I="01">116</ENT>
            <ENT>BMW</ENT>
            <ENT>M3</ENT>
            <ENT>3</ENT>
            <ENT>3,642</ENT>
            <ENT>0.8237</ENT>
          </ROW>
          <ROW>
            <ENT I="01">117</ENT>
            <ENT>VOLVO</ENT>
            <ENT>C30</ENT>
            <ENT>3</ENT>
            <ENT>3,693</ENT>
            <ENT>0.8123</ENT>
          </ROW>
          <ROW>
            <ENT I="01">118</ENT>
            <ENT>SUBARU</ENT>
            <ENT>LEGACY</ENT>
            <ENT>21</ENT>
            <ENT>26,278</ENT>
            <ENT>0.7991</ENT>
          </ROW>
          <ROW>
            <ENT I="01">119</ENT>
            <ENT>SUBARU</ENT>
            <ENT>IMPREZA</ENT>
            <ENT>34</ENT>
            <ENT>42,551</ENT>
            <ENT>0.7990</ENT>
          </ROW>
          <ROW>
            <ENT I="01">120</ENT>
            <ENT>HYUNDAI</ENT>
            <ENT>ELANTRA</ENT>
            <ENT>61</ENT>
            <ENT>76,637</ENT>
            <ENT>0.7960</ENT>
          </ROW>
          <ROW>
            <ENT I="01">121</ENT>
            <ENT>MERCEDES-BENZ</ENT>
            <ENT>SL-CLASS</ENT>
            <ENT>6</ENT>
            <ENT>7,559</ENT>
            <ENT>0.7938</ENT>
          </ROW>
          <ROW>
            <ENT I="01">122</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>TACOMA PICKUP</ENT>
            <ENT>92</ENT>
            <ENT>116,059</ENT>
            <ENT>0.7927</ENT>
          </ROW>
          <ROW>
            <ENT I="01">123</ENT>
            <ENT>HONDA</ENT>
            <ENT>CIVIC</ENT>
            <ENT>218</ENT>
            <ENT>278,426</ENT>
            <ENT>0.7830</ENT>
          </ROW>
          <ROW>
            <ENT I="01">124</ENT>
            <ENT>HYUNDAI</ENT>
            <ENT>GENESIS</ENT>
            <ENT>15</ENT>
            <ENT>19,504</ENT>
            <ENT>0.7691</ENT>
          </ROW>
          <ROW>
            <ENT I="01">125</ENT>
            <ENT>AUDI</ENT>
            <ENT>AUDI Q5</ENT>
            <ENT>5</ENT>
            <ENT>6,531</ENT>
            <ENT>0.7656</ENT>
          </ROW>
          <ROW>
            <ENT I="01">126</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>ESCAPE</ENT>
            <ENT>113</ENT>
            <ENT>148,860</ENT>
            <ENT>0.7591</ENT>
          </ROW>
          <ROW>
            <ENT I="01">127</ENT>
            <ENT>MERCEDES-BENZ</ENT>
            <ENT>SLK-CLASS</ENT>
            <ENT>3</ENT>
            <ENT>3,987</ENT>
            <ENT>0.7524</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36490"/>
            <ENT I="01">128</ENT>
            <ENT>HYUNDAI</ENT>
            <ENT>SANTA FE</ENT>
            <ENT>57</ENT>
            <ENT>77,857</ENT>
            <ENT>0.7321</ENT>
          </ROW>
          <ROW>
            <ENT I="01">129</ENT>
            <ENT>MAZDA</ENT>
            <ENT>CX-9</ENT>
            <ENT>10</ENT>
            <ENT>14,024</ENT>
            <ENT>0.7131</ENT>
          </ROW>
          <ROW>
            <ENT I="01">130</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CHEVROLET COLORADO PICKUP</ENT>
            <ENT>20</ENT>
            <ENT>28,286</ENT>
            <ENT>0.7071</ENT>
          </ROW>
          <ROW>
            <ENT I="01">131</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>JEEP PATRIOT</ENT>
            <ENT>23</ENT>
            <ENT>32,611</ENT>
            <ENT>0.7053</ENT>
          </ROW>
          <ROW>
            <ENT I="01">132</ENT>
            <ENT>HONDA</ENT>
            <ENT>ACURA RDX</ENT>
            <ENT>6</ENT>
            <ENT>8,690</ENT>
            <ENT>0.6904</ENT>
          </ROW>
          <ROW>
            <ENT I="01">133</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>LINCOLN MKX</ENT>
            <ENT>8</ENT>
            <ENT>11,626</ENT>
            <ENT>0.6881</ENT>
          </ROW>
          <ROW>
            <ENT I="01">134</ENT>
            <ENT>PORSCHE</ENT>
            <ENT>BOXSTER</ENT>
            <ENT>1</ENT>
            <ENT>1,460</ENT>
            <ENT>0.6849</ENT>
          </ROW>
          <ROW>
            <ENT I="01">135</ENT>
            <ENT>VOLVO</ENT>
            <ENT>S80</ENT>
            <ENT>5</ENT>
            <ENT>7,409</ENT>
            <ENT>0.6749</ENT>
          </ROW>
          <ROW>
            <ENT I="01">136</ENT>
            <ENT>AUDI</ENT>
            <ENT>AUDI TT</ENT>
            <ENT>2</ENT>
            <ENT>2,989</ENT>
            <ENT>0.6691</ENT>
          </ROW>
          <ROW>
            <ENT I="01">137</ENT>
            <ENT>NISSAN</ENT>
            <ENT>INFINITI FX50</ENT>
            <ENT>1</ENT>
            <ENT>1,510</ENT>
            <ENT>0.6623</ENT>
          </ROW>
          <ROW>
            <ENT I="01">138</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>RAV4</ENT>
            <ENT>79</ENT>
            <ENT>119,381</ENT>
            <ENT>0.6617</ENT>
          </ROW>
          <ROW>
            <ENT I="01">139</ENT>
            <ENT>BMW</ENT>
            <ENT>7</ENT>
            <ENT>5</ENT>
            <ENT>7,613</ENT>
            <ENT>0.6568</ENT>
          </ROW>
          <ROW>
            <ENT I="01">140</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>LEXUS RX</ENT>
            <ENT>42</ENT>
            <ENT>64,266</ENT>
            <ENT>0.6535</ENT>
          </ROW>
          <ROW>
            <ENT I="01">141</ENT>
            <ENT>NISSAN</ENT>
            <ENT>ROGUE</ENT>
            <ENT>47</ENT>
            <ENT>73,877</ENT>
            <ENT>0.6362</ENT>
          </ROW>
          <ROW>
            <ENT I="01">142</ENT>
            <ENT>VOLKSWAGEN</ENT>
            <ENT>TIGUAN</ENT>
            <ENT>12</ENT>
            <ENT>19,076</ENT>
            <ENT>0.6291</ENT>
          </ROW>
          <ROW>
            <ENT I="01">143</ENT>
            <ENT>PORSCHE</ENT>
            <ENT>CAYMAN</ENT>
            <ENT>1</ENT>
            <ENT>1,591</ENT>
            <ENT>0.6285</ENT>
          </ROW>
          <ROW>
            <ENT I="01">144</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>FJ CRUISER</ENT>
            <ENT>2</ENT>
            <ENT>3,185</ENT>
            <ENT>0.6279</ENT>
          </ROW>
          <ROW>
            <ENT I="01">145</ENT>
            <ENT>MAZDA</ENT>
            <ENT>CX-7</ENT>
            <ENT>8</ENT>
            <ENT>12,906</ENT>
            <ENT>0.6199</ENT>
          </ROW>
          <ROW>
            <ENT I="01">146</ENT>
            <ENT>SUZUKI</ENT>
            <ENT>VITARA/GRAND VITARA</ENT>
            <ENT>4</ENT>
            <ENT>6,476</ENT>
            <ENT>0.6177</ENT>
          </ROW>
          <ROW>
            <ENT I="01">147</ENT>
            <ENT>AUDI</ENT>
            <ENT>AUDI A4/A5</ENT>
            <ENT>27</ENT>
            <ENT>44,950</ENT>
            <ENT>0.6007</ENT>
          </ROW>
          <ROW>
            <ENT I="01">148</ENT>
            <ENT>HONDA</ENT>
            <ENT>ACURA 3.2 TL</ENT>
            <ENT>20</ENT>
            <ENT>33,690</ENT>
            <ENT>0.5936</ENT>
          </ROW>
          <ROW>
            <ENT I="01">149</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>HIGHLANDER</ENT>
            <ENT>33</ENT>
            <ENT>57,166</ENT>
            <ENT>0.5773</ENT>
          </ROW>
          <ROW>
            <ENT I="01">150</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>TAURUS X</ENT>
            <ENT>3</ENT>
            <ENT>5,209</ENT>
            <ENT>0.5759</ENT>
          </ROW>
          <ROW>
            <ENT I="01">151</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>SCION XD</ENT>
            <ENT>10</ENT>
            <ENT>17,587</ENT>
            <ENT>0.5686</ENT>
          </ROW>
          <ROW>
            <ENT I="01">152</ENT>
            <ENT>MERCEDES-BENZ</ENT>
            <ENT>SMART FORTWO</ENT>
            <ENT>8</ENT>
            <ENT>14,169</ENT>
            <ENT>0.5646</ENT>
          </ROW>
          <ROW>
            <ENT I="01">153</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>LEXUS GS</ENT>
            <ENT>3</ENT>
            <ENT>5,537</ENT>
            <ENT>0.5418</ENT>
          </ROW>
          <ROW>
            <ENT I="01">154</ENT>
            <ENT>VOLKSWAGEN</ENT>
            <ENT>EOS</ENT>
            <ENT>5</ENT>
            <ENT>9,560</ENT>
            <ENT>0.5230</ENT>
          </ROW>
          <ROW>
            <ENT I="01">155</ENT>
            <ENT>BMW</ENT>
            <ENT>3</ENT>
            <ENT>44</ENT>
            <ENT>84,350</ENT>
            <ENT>0.5216</ENT>
          </ROW>
          <ROW>
            <ENT I="01">156</ENT>
            <ENT>VOLKSWAGEN</ENT>
            <ENT>PASSAT</ENT>
            <ENT>16</ENT>
            <ENT>31,310</ENT>
            <ENT>0.5110</ENT>
          </ROW>
          <ROW>
            <ENT I="01">157</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>SATURN SKY</ENT>
            <ENT>2</ENT>
            <ENT>4,078</ENT>
            <ENT>0.4904</ENT>
          </ROW>
          <ROW>
            <ENT I="01">158</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>LINCOLN MKZ</ENT>
            <ENT>8</ENT>
            <ENT>16,676</ENT>
            <ENT>0.4797</ENT>
          </ROW>
          <ROW>
            <ENT I="01">159</ENT>
            <ENT>AUDI</ENT>
            <ENT>AUDI A6</ENT>
            <ENT>2</ENT>
            <ENT>4,193</ENT>
            <ENT>0.4770</ENT>
          </ROW>
          <ROW>
            <ENT I="01">160</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>PONTIAC SOLSTICE</ENT>
            <ENT>2</ENT>
            <ENT>4,202</ENT>
            <ENT>0.4760</ENT>
          </ROW>
          <ROW>
            <ENT I="01">161</ENT>
            <ENT>HONDA</ENT>
            <ENT>PILOT</ENT>
            <ENT>40</ENT>
            <ENT>84,089</ENT>
            <ENT>0.4757</ENT>
          </ROW>
          <ROW>
            <ENT I="01">162</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>GMC CANYON PICKUP</ENT>
            <ENT>4</ENT>
            <ENT>8,614</ENT>
            <ENT>0.4644</ENT>
          </ROW>
          <ROW>
            <ENT I="01">163</ENT>
            <ENT>HONDA</ENT>
            <ENT>ACURA MDX</ENT>
            <ENT>16</ENT>
            <ENT>34,540</ENT>
            <ENT>0.4632</ENT>
          </ROW>
          <ROW>
            <ENT I="01">164</ENT>
            <ENT>HYUNDAI</ENT>
            <ENT>TUCSON</ENT>
            <ENT>5</ENT>
            <ENT>11,032</ENT>
            <ENT>0.4532</ENT>
          </ROW>
          <ROW>
            <ENT I="01">165</ENT>
            <ENT>VOLKSWAGEN</ENT>
            <ENT>NEW BEETLE</ENT>
            <ENT>8</ENT>
            <ENT>18,284</ENT>
            <ENT>0.4375</ENT>
          </ROW>
          <ROW>
            <ENT I="01">166</ENT>
            <ENT>MAZDA</ENT>
            <ENT>TRIBUTE</ENT>
            <ENT>2</ENT>
            <ENT>4,670</ENT>
            <ENT>0.4283</ENT>
          </ROW>
          <ROW>
            <ENT I="01">167</ENT>
            <ENT>BMW</ENT>
            <ENT>5</ENT>
            <ENT>9</ENT>
            <ENT>21,963</ENT>
            <ENT>0.4098</ENT>
          </ROW>
          <ROW>
            <ENT I="01">168</ENT>
            <ENT>HONDA</ENT>
            <ENT>ODYSSEY VAN</ENT>
            <ENT>30</ENT>
            <ENT>73,777</ENT>
            <ENT>0.4066</ENT>
          </ROW>
          <ROW>
            <ENT I="01">169</ENT>
            <ENT>BMW</ENT>
            <ENT>1</ENT>
            <ENT>4</ENT>
            <ENT>10,189</ENT>
            <ENT>0.3926</ENT>
          </ROW>
          <ROW>
            <ENT I="01">170</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>RANGER PICKUP</ENT>
            <ENT>19</ENT>
            <ENT>49,466</ENT>
            <ENT>0.3841</ENT>
          </ROW>
          <ROW>
            <ENT I="01">171</ENT>
            <ENT>SUBARU</ENT>
            <ENT>FORESTER</ENT>
            <ENT>34</ENT>
            <ENT>88,771</ENT>
            <ENT>0.3830</ENT>
          </ROW>
          <ROW>
            <ENT I="01">172</ENT>
            <ENT>PORSCHE</ENT>
            <ENT>911</ENT>
            <ENT>3</ENT>
            <ENT>7,929</ENT>
            <ENT>0.3784</ENT>
          </ROW>
          <ROW>
            <ENT I="01">173</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>MERCURY MILAN</ENT>
            <ENT>7</ENT>
            <ENT>18,556</ENT>
            <ENT>0.3772</ENT>
          </ROW>
          <ROW>
            <ENT I="01">174</ENT>
            <ENT>HONDA</ENT>
            <ENT>ACURA 3.5 RL</ENT>
            <ENT>1</ENT>
            <ENT>2,670</ENT>
            <ENT>0.3745</ENT>
          </ROW>
          <ROW>
            <ENT I="01">175</ENT>
            <ENT>BMW</ENT>
            <ENT>X3</ENT>
            <ENT>2</ENT>
            <ENT>5,448</ENT>
            <ENT>0.3671</ENT>
          </ROW>
          <ROW>
            <ENT I="01">176</ENT>
            <ENT>HONDA</ENT>
            <ENT>ELEMENT</ENT>
            <ENT>4</ENT>
            <ENT>11,114</ENT>
            <ENT>0.3599</ENT>
          </ROW>
          <ROW>
            <ENT I="01">177</ENT>
            <ENT>MITSUBISHI</ENT>
            <ENT>OUTLANDER</ENT>
            <ENT>4</ENT>
            <ENT>11,904</ENT>
            <ENT>0.3360</ENT>
          </ROW>
          <ROW>
            <ENT I="01">178</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>PRIUS</ENT>
            <ENT>27</ENT>
            <ENT>82,659</ENT>
            <ENT>0.3266</ENT>
          </ROW>
          <ROW>
            <ENT I="01">179</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>LEXUS ES</ENT>
            <ENT>13</ENT>
            <ENT>42,833</ENT>
            <ENT>0.3035</ENT>
          </ROW>
          <ROW>
            <ENT I="01">180</ENT>
            <ENT>JAGUAR LAND ROVER</ENT>
            <ENT>LAND ROVER LR2</ENT>
            <ENT>1</ENT>
            <ENT>3,443</ENT>
            <ENT>0.2904</ENT>
          </ROW>
          <ROW>
            <ENT I="01">181</ENT>
            <ENT>BMW</ENT>
            <ENT>Z4/M</ENT>
            <ENT>1</ENT>
            <ENT>3,637</ENT>
            <ENT>0.2750</ENT>
          </ROW>
          <ROW>
            <ENT I="01">182</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>VENZA</ENT>
            <ENT>15</ENT>
            <ENT>58,897</ENT>
            <ENT>0.2547</ENT>
          </ROW>
          <ROW>
            <ENT I="01">183</ENT>
            <ENT>HONDA</ENT>
            <ENT>FIT</ENT>
            <ENT>21</ENT>
            <ENT>83,765</ENT>
            <ENT>0.2507</ENT>
          </ROW>
          <ROW>
            <ENT I="01">184</ENT>
            <ENT>SUBARU</ENT>
            <ENT>OUTBACK</ENT>
            <ENT>9</ENT>
            <ENT>36,410</ENT>
            <ENT>0.2472</ENT>
          </ROW>
          <ROW>
            <ENT I="01">185</ENT>
            <ENT>HONDA</ENT>
            <ENT>CR-V</ENT>
            <ENT>40</ENT>
            <ENT>171,943</ENT>
            <ENT>0.2326</ENT>
          </ROW>
          <ROW>
            <ENT I="01">186</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>CROWN VICTORIA</ENT>
            <ENT>8</ENT>
            <ENT>36,101</ENT>
            <ENT>0.2216</ENT>
          </ROW>
          <ROW>
            <ENT I="01">187</ENT>
            <ENT>SAAB</ENT>
            <ENT>9-3</ENT>
            <ENT>1</ENT>
            <ENT>4,593</ENT>
            <ENT>0.2177</ENT>
          </ROW>
          <ROW>
            <ENT I="01">188</ENT>
            <ENT>NISSAN</ENT>
            <ENT>CUBE</ENT>
            <ENT>6</ENT>
            <ENT>28,243</ENT>
            <ENT>0.2124</ENT>
          </ROW>
          <ROW>
            <ENT I="01">189</ENT>
            <ENT>KIA</ENT>
            <ENT>BORREGO</ENT>
            <ENT>3</ENT>
            <ENT>14714</ENT>
            <ENT>0.2039</ENT>
          </ROW>
          <ROW>
            <ENT I="01">190</ENT>
            <ENT>MERCEDES-BENZ</ENT>
            <ENT>CLK-CLASS</ENT>
            <ENT>3</ENT>
            <ENT>15,654</ENT>
            <ENT>0.1916</ENT>
          </ROW>
          <ROW>
            <ENT I="01">191</ENT>
            <ENT>SUBARU</ENT>
            <ENT>B9 TRIBECA</ENT>
            <ENT>1</ENT>
            <ENT>6,806</ENT>
            <ENT>0.1469</ENT>
          </ROW>
          <ROW>
            <ENT I="01">192</ENT>
            <ENT>BMW</ENT>
            <ENT>MINI COOPER</ENT>
            <ENT>6</ENT>
            <ENT>51,935</ENT>
            <ENT>0.1155</ENT>
          </ROW>
          <ROW>
            <ENT I="01">193</ENT>
            <ENT>FORD MOTOR CO.</ENT>
            <ENT>MERCURY MARINER</ENT>
            <ENT>2</ENT>
            <ENT>25,682</ENT>
            <ENT>0.0779</ENT>
          </ROW>
          <ROW>
            <ENT I="01">194</ENT>
            <ENT>ASTON MARTIN</ENT>
            <ENT>DB9</ENT>
            <ENT>0</ENT>
            <ENT>741</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="36491"/>
            <ENT I="01">195</ENT>
            <ENT>ASTON MARTIN</ENT>
            <ENT>VANTAGE</ENT>
            <ENT>0</ENT>
            <ENT>582</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">196</ENT>
            <ENT>AUDI</ENT>
            <ENT>AUDI S6</ENT>
            <ENT>0</ENT>
            <ENT>100</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">197</ENT>
            <ENT>BENTLEY MOTORS</ENT>
            <ENT>ARNAGE</ENT>
            <ENT>0</ENT>
            <ENT>86</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">198</ENT>
            <ENT>BENTLEY MOTORS</ENT>
            <ENT>AZURE</ENT>
            <ENT>0</ENT>
            <ENT>66</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">199</ENT>
            <ENT>BENTLEY MOTORS</ENT>
            <ENT>BROOKLANDS</ENT>
            <ENT>0</ENT>
            <ENT>94</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">200</ENT>
            <ENT>BENTLEY MOTORS</ENT>
            <ENT>CONTINENTAL</ENT>
            <ENT>0</ENT>
            <ENT>930</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">201</ENT>
            <ENT>CHRYSLER</ENT>
            <ENT>DODGE VIPER</ENT>
            <ENT>0</ENT>
            <ENT>575</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">202</ENT>
            <ENT>FERRARI</ENT>
            <ENT>141</ENT>
            <ENT>0</ENT>
            <ENT>109</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">203</ENT>
            <ENT>FERRARI</ENT>
            <ENT>430</ENT>
            <ENT>0</ENT>
            <ENT>605</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">204</ENT>
            <ENT>FERRARI</ENT>
            <ENT>612 SCAGLIETTI</ENT>
            <ENT>0</ENT>
            <ENT>29</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">205</ENT>
            <ENT>FERRARI</ENT>
            <ENT>CALIFORNIA</ENT>
            <ENT>0</ENT>
            <ENT>53</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">206</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CADILLAC FUNERAL COACH/HEARSE</ENT>
            <ENT>0</ENT>
            <ENT>714</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">207</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CADILLAC LIMOUSINE</ENT>
            <ENT>0</ENT>
            <ENT>330</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">208</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>CADILLAC XLR</ENT>
            <ENT>0</ENT>
            <ENT>858</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">209</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>PONTIAC G3</ENT>
            <ENT>0</ENT>
            <ENT>6,237</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">210</ENT>
            <ENT>GENERAL MOTORS</ENT>
            <ENT>SATURN ASTRA</ENT>
            <ENT>0</ENT>
            <ENT>851</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">211</ENT>
            <ENT>HYUNDAI</ENT>
            <ENT>AZERA</ENT>
            <ENT>0</ENT>
            <ENT>5,062</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">212</ENT>
            <ENT>HYUNDAI</ENT>
            <ENT>VERACRUZ</ENT>
            <ENT>0</ENT>
            <ENT>2,188</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">213</ENT>
            <ENT>JAGUAR LAND ROVER</ENT>
            <ENT>VANDEN PLAS/SUPER V8</ENT>
            <ENT>0</ENT>
            <ENT>326</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">214</ENT>
            <ENT>JAGUAR LAND ROVER</ENT>
            <ENT>XJ8/XJ8L</ENT>
            <ENT>0</ENT>
            <ENT>358</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">215</ENT>
            <ENT>JAGUAR LAND ROVER</ENT>
            <ENT>XJR</ENT>
            <ENT>0</ENT>
            <ENT>11</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">216</ENT>
            <ENT>JAGUAR LAND ROVER</ENT>
            <ENT>XK</ENT>
            <ENT>0</ENT>
            <ENT>903</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">217</ENT>
            <ENT>LAMBORGHINI</ENT>
            <ENT>GALLARDO</ENT>
            <ENT>0</ENT>
            <ENT>281</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">218</ENT>
            <ENT>LAMBORGHINI</ENT>
            <ENT>MURCIELAGO</ENT>
            <ENT>0</ENT>
            <ENT>110</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">219</ENT>
            <ENT>LOTUS</ENT>
            <ENT>ELISE</ENT>
            <ENT>0</ENT>
            <ENT>120</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">220</ENT>
            <ENT>LOTUS</ENT>
            <ENT>EXIGE</ENT>
            <ENT>0</ENT>
            <ENT>27</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">221</ENT>
            <ENT>MAZDA</ENT>
            <ENT>MX-5 MIATA</ENT>
            <ENT>0</ENT>
            <ENT>4,293</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">222</ENT>
            <ENT>MERCEDES-BENZ</ENT>
            <ENT>MAYBACH 57</ENT>
            <ENT>0</ENT>
            <ENT>27</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">223</ENT>
            <ENT>MERCEDES-BENZ</ENT>
            <ENT>MAYBACH 62</ENT>
            <ENT>0</ENT>
            <ENT>18</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">224</ENT>
            <ENT>MERCEDES-BENZ</ENT>
            <ENT>MAYBACH LANDAULET</ENT>
            <ENT>0</ENT>
            <ENT>2</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">225</ENT>
            <ENT>MERCEDES-BENZ</ENT>
            <ENT>SLR-CLASS</ENT>
            <ENT>0</ENT>
            <ENT>69</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">226</ENT>
            <ENT>MITSUBISHI</ENT>
            <ENT>ENDEAVOR</ENT>
            <ENT>0</ENT>
            <ENT>50</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">227</ENT>
            <ENT>NISSAN</ENT>
            <ENT>INFINITI EX35</ENT>
            <ENT>0</ENT>
            <ENT>2,169</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">228</ENT>
            <ENT>ROLLS ROYCE</ENT>
            <ENT>PHANTOM</ENT>
            <ENT>0</ENT>
            <ENT>409</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">229</ENT>
            <ENT>ROUSH PERFORMANCE</ENT>
            <ENT>RPP MUSTANG</ENT>
            <ENT>0</ENT>
            <ENT>395</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">230</ENT>
            <ENT>SAAB</ENT>
            <ENT>9-5</ENT>
            <ENT>0</ENT>
            <ENT>732</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">231</ENT>
            <ENT>SPYKER</ENT>
            <ENT>C8</ENT>
            <ENT>0</ENT>
            <ENT>18</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">232</ENT>
            <ENT>SUZUKI</ENT>
            <ENT>EQUATOR PICKUP</ENT>
            <ENT>0</ENT>
            <ENT>2,380</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">233</ENT>
            <ENT>SUZUKI</ENT>
            <ENT>XL7</ENT>
            <ENT>0</ENT>
            <ENT>1,290</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">234</ENT>
            <ENT>TESLA</ENT>
            <ENT>ROADSTER</ENT>
            <ENT>0</ENT>
            <ENT>900</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">235</ENT>
            <ENT>TOYOTA</ENT>
            <ENT>LEXUS SC</ENT>
            <ENT>0</ENT>
            <ENT>511</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">236</ENT>
            <ENT>VOLVO</ENT>
            <ENT>V50</ENT>
            <ENT>0</ENT>
            <ENT>1,913</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">237</ENT>
            <ENT>VOLVO</ENT>
            <ENT>XC70</ENT>
            <ENT>0</ENT>
            <ENT>4,614</ENT>
            <ENT>0.0000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">238</ENT>
            <ENT>VOLVO</ENT>
            <ENT>XC90</ENT>
            <ENT>0</ENT>
            <ENT>6,806</ENT>
            <ENT>0.000</ENT>
          </ROW>
        </GPOTABLE>
        <SIG>
          <DATED>Issued on: June 15, 2011.</DATED>
          <NAME>Christopher J. Bonanti,</NAME>
          <TITLE>Associate Administrator for Rulemaking.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15561 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-59-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Fish and Wildlife Service</SUBAGY>
        <CFR>50 CFR Part 17</CFR>
        <DEPDOC>[FWS-R7-ES-2011-N086; 70120-1113-0000-C4]</DEPDOC>
        <SUBJECT>Endangered and Threatened Wildlife and Plants; Eskimo Curlew; Initiation of 5-Year Status Review</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Fish and Wildlife Service, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Initiation of 5-year status review and request for information.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>We, the U.S. Fish and Wildlife Service (Service), announce the initiation of a 5-year status review for the Eskimo curlew (<E T="03">Numenius borealis</E>), a bird species listed as endangered under the Endangered Species Act of 1973, as amended (Act). We conduct 5-year reviews to ensure that our classification of each species as threatened or endangered on the List of Endangered and Threatened Wildlife and Plants is accurate. We request any new information on this species that may have a bearing on its classification as endangered. Based on the results of this 5-year review, we will make a finding on whether this species is properly classified under the Act.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>To allow us adequate time to conduct our 5-year review, we are<PRTPAGE P="36492"/>requesting that you submit your information no later than August 22, 2011. However, we accept new information about any listed species at any time.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments and information on this species, as well as any request for information, by any one of the following methods. You may also view information and comments we receive in response to this notice, as well as other documentation in our files, at the following locations by appointment, during normal business hours.</P>
          <P>
            <E T="03">E-mail: denise_walther@fws.gov;</E>Use “Eskimo curlew” as the message subject line.</P>
          <P>
            <E T="03">Fax:</E>Attn: Denise Walther (907) 456-0208.</P>
          <P>
            <E T="03">U.S. mail:</E>Denise Walther, U.S. Fish and Wildlife Service, 101 12th Avenue, Room 110, Fairbanks, Alaska, 99701.</P>
          <P>
            <E T="03">In-Person drop-off or Document review/pickup:</E>You may drop off comments and information, review/obtain documents, or view received comments during regular business hours at the above address.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Denise Walther, Endangered Species Biologist, at the address under<E T="02">ADDRESSES</E>or by phone at (907) 456-0277.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <P>We originally listed the Eskimo curlew (<E T="03">Numenius borealis</E>) as endangered under the Endangered Species Preservation Act of 1966 on March 11, 1967 (32 FR 4001). No information on the biology of the species or the threats to it was presented in the listing. No critical habitat has been designated for the species. Eskimo curlews are thought to have once numbered in the hundreds of thousands (Gill<E T="03">et al.</E>1998). The population declined precipitously and approached extinction in the late 19th century. Spring market hunting in the midwestern United States during the late 1800s was clearly an important factor contributing to the species' decline. However, Gill<E T="03">et al.</E>(1998) also implicate the conversion of prairie habitat to agriculture, fire suppression, and extinction of the Rocky Mountain grasshopper (<E T="03">Melanoplus spretus</E>) in the rapid decline of Eskimo curlew. By 1900, sightings of Eskimo curlews were rare. The last confirmed observation took place in Nebraska in 1987.</P>

        <P>Because Eskimo curlews were not well studied before their decline, we have very limited information on their biology. The following summary of their life history is based on Gollop<E T="03">et al.</E>(1986), unless another citation is provided. The taxonomy, historical distribution, and ecology of Eskimo curlew is further summarized by Gill<E T="03">et al.</E>(1998).</P>

        <P>The only confirmed breeding grounds for the Eskimo curlew occurred in treeless tundra in the Northwest Territories, Canada, but their breeding range probably extended through similar habitats in northern Alaska and possibly eastern Siberia. Nests were simple depressions on bare ground with four eggs, one clutch per season. Hatching occurred during late June and early July. Primary foods on the breeding grounds were berries, particularly crowberries (<E T="03">Empetrum nigrum</E>) and insects.</P>

        <P>The Eskimo curlew migrated annually between breeding grounds in North America and wintering grounds in South America. In late summer and fall, the majority of birds migrated eastward across Alaska and Canada, where they continued to forage in heath-shrub habitats. Eskimo curlews staged in large numbers along the coast of Labrador, feeding on berries in nearby uplands and invertebrates in intertidal habitats (Gill<E T="03">et al.</E>1998), before continuing south 4000-5000 km (2500-3000 mi) over the Atlantic Ocean to South America. They then migrated south to wintering grounds in the Pampas of Argentina, southern Brazil, Uruguay, and Chile. There is some evidence that Eskimo curlews also overwintered in southern Patagonia, possibly leaving the Pampas in mid-winter (Gill<E T="03">et al.</E>1998). Spring migration probably began in late February to March and continued through May. The northward migration route through South America is unknown. However, Eskimo curlews are thought to have passed through Central America and crossed the Gulf of Mexico into Texas. They travelled northward through the midwestern United States, where they fed on grasshopper egg cases and emerging nymphs, other insects, and earthworms on burned and disturbed prairie and agricultural fields (Gill<E T="03">et al.</E>1998). Eskimo curlews then migrated northwestward through Canada, returning to the breeding grounds in late May.</P>
        <HD SOURCE="HD1">II. Initiation of 5-Year Status Review</HD>
        <HD SOURCE="HD2">A. Why do we conduct a 5-year review?</HD>
        <P>Under the Act (16 U.S.C. 1531<E T="03">et seq.</E>), we maintain a List of Endangered and Threatened Wildlife and Plants (List) in the Code of Federal Regulations (CFR) at 50 CFR 17.11 (for animals) and 17.12 (for plants). An informational copy of the List, which covers all listed species, is also available on our Internet site at<E T="03">http://endangered.fws.gov/wildlife.html#Species.</E>Section 4(c)(2)(A) of the Act requires us to review the status of each listed species at least once every 5 years. Then, based on such review, under section 4(c)(2)(B), we determine whether any species should be removed from the List (delisted), reclassified from endangered to threatened, or reclassified from threatened to endangered. Any change in Federal classification requires a separate rulemaking process.</P>

        <P>Our regulations in 50 CFR 424.21 require that we publish a notice in the<E T="04">Federal Register</E>announcing the species we are reviewing. This notice announces our active 5-year status review of the endangered Eskimo curlew.</P>
        <HD SOURCE="HD2">B. What information do we consider in our review?</HD>
        <P>We consider the best scientific and commercial data available at the time we conduct our review. This includes new information that has become available since our current listing determination or most recent status review of the species, such as new information regarding:</P>
        <P>A. Any confirmed sightings;</P>
        <P>B. Species biology, including but not limited to population trends, distribution, abundance, demographics, and genetics;</P>
        <P>C. Habitat conditions, including but not limited to amount, distribution, and suitability;</P>
        <P>D. Conservation measures that have been implemented that may benefit the species;</P>
        <P>E. Threat status and trends (see five factors under heading “How Do We Determine Whether a Species is Endangered or Threatened?”); and</P>
        <P>F. Other new information, data, or corrections, including but not limited to taxonomic or nomenclatural changes, identification of erroneous information contained in the List, and improved analytical methods.</P>
        <HD SOURCE="HD2">C. How do we determine whether a species is endangered or threatened?</HD>
        <P>Section 4(a)(1) of the Act requires that we determine whether a species is endangered or threatened based on one or more of the five following factors:</P>
        <P>A. The present or threatened destruction, modification, or curtailment of its habitat or range;</P>
        <P>B. Overutilization for commercial, recreational, scientific, or educational purposes;</P>
        <P>C. Disease or predation;</P>

        <P>D. The inadequacy of existing regulatory mechanisms; or<PRTPAGE P="36493"/>
        </P>
        <P>E. Other natural or manmade factors affecting its continued existence.</P>
        <P>Under section 4(b)(1) of the Act, we are required to base our assessment of these factors solely on the best scientific and commercial data available.</P>
        <HD SOURCE="HD2">D. What could happen as a result of our review?</HD>
        <P>For each species we review, if we find new information indicating a change in classification may be warranted, we may propose a new rule that could do one of the following:</P>
        <P>A. Reclassify the species from threatened to endangered (uplist);</P>
        <P>B. Reclassify the species from endangered to threatened (downlist); or</P>
        <P>C. Remove the species from the List (delist).</P>
        <P>If we determine that a change in classification is not warranted, then the species remains on the List under its current status.</P>
        <P>We must support any delisting by the best scientific and commercial data available, and only consider delisting if such data substantiate that the species is neither endangered nor threatened for one or more of the following reasons:</P>
        <P>A. The species is considered extinct;</P>
        <P>B. The species is considered to be recovered; and/or</P>
        <P>C. The original data available when the species was listed, or the interpretation of such data, were in error (50 CFR 424.11(d)).</P>
        <HD SOURCE="HD2">E. Request for new information</HD>
        <P>To ensure that a 5-year review is complete and based on the best available scientific and commercial information, we request new information from the public, governmental agencies, Tribes, the scientific community, environmental entities, industry, and any other interested parties concerning the status of the species.</P>
        <P>See “What information do we consider in our review?” for specific criteria. If you submit information, support it with documentation such as maps, bibliographic references, methods used to gather and analyze the data, and/or copies of any pertinent publications, reports, or letters by knowledgeable sources.</P>
        <HD SOURCE="HD2">F. Public Availability of Comments</HD>
        <P>Before including your address, phone number, e-mail address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so. Comments and materials received will be available for public inspection, by appointment, during normal business hours at the offices where we receive comments.</P>
        <HD SOURCE="HD1">III. Definitions</HD>
        <P>(A)<E T="03">Species</E>includes any species or subspecies of fish, wildlife, or plant, and any distinct population segment of any species of vertebrate, which interbreeds when mature;</P>
        <P>(B)<E T="03">Endangered</E>means any species that is in danger of extinction throughout all or a significant portion of its range; and</P>
        <P>(C)<E T="03">Threatened</E>means any species that is likely to become an endangered species within the foreseeable future throughout all or a significant portion of its range.</P>
        <HD SOURCE="HD1">IV. Authority</HD>

        <P>We publish this notice under the authority of the Endangered Species Act of 1973, as amended (16 U.S.C. 1531<E T="03">et seq.</E>).</P>
        <SIG>
          <DATED>Dated: May 12, 2011.</DATED>
          <NAME>LaVerne Smith,</NAME>
          <TITLE>Deputy Regional Director, Region 7, U.S. Fish and Wildlife Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15355 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-55-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Fish and Wildlife Service</SUBAGY>
        <CFR>50 CFR Part 17</CFR>
        <DEPDOC>[Docket No. FWS-R4-ES-2010-0079; 92220-1113-0000-C3]</DEPDOC>
        <RIN>RIN 1018-AX27</RIN>
        <SUBJECT>Endangered and Threatened Wildlife and Plants; Proposed Rule To Establish a Manatee Refuge in Kings Bay, Citrus County, FL</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Fish and Wildlife Service, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule; availability of supplemental information.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We, the U.S. Fish and Wildlife Service, propose to establish a manatee refuge in Citrus County, Florida, in the waters of Kings Bay, including its tributaries and connected waters. We propose this action based on our determination that there is substantial evidence showing that certain waterborne activities would result in the taking of one or more manatees and that certain waterborne activities must be restricted to prevent the taking of one or more manatees in Kings Bay. We considered the biological needs of the manatee, the level of take at these sites, and the likelihood of additional take of manatees due to human activity at these sites in proposing this manatee refuge. These factors were the basis for establishing this area as a manatee refuge by a temporary emergency rule on November 9, 2010, which expired on March 15, 2011. We announced in the emergency rule that we would begin proceedings to establish this area as a manatee refuge. This proposed rule is part of that process. We also announce the availability of a draft environmental assessment for this action.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>

          <P>We will consider any comments on both the proposed rule and the draft environmental assessment that are received by the close of business on August 22, 2011 or at the public hearing. We will hold a public informational open house from 5:30 p.m. to 6:30 p.m., followed by a public hearing from 7 p.m. to 9 p.m., on July 7, 2011, at the location identified in the<E T="02">ADDRESSES</E>section.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>
            <E T="03">Written comments:</E>You may submit comments on the proposed rule and draft environmental assessment (EA) by one of the following methods:</P>
          <P>•<E T="03">Electronically:</E>Go to the Federal eRulemanking Portal:<E T="03">http://www.regulations.gov.</E>In the Enter Keyword or ID box, enter FWS-R4-ES-2010-0079, which is the docket number for this rulemaking. Then, in the Search panel at the top of the screen, under the Document Type heading, check the box next to Proposed Rules to locate this document. You may submit a comment by clicking on “Submit Comments”</P>
          <P>•<E T="03">U.S. mail or hand-delivery:</E>Public Comments Processing, Attn: FWS-R4-ES-2010-0079; Division of Policy and Directives Management; U.S. Fish and Wildlife Service; 4401 N. Fairfax Drive, Suite MS 2042-PDM; Arlington, VA 22203.</P>

          <P>We will not accept e-mail or faxes. We will post all information received on<E T="03">http://www.regulations.gov.</E>This generally means that we will post any personal information you provide to us (see the Public Comments Solicited section below for more details).</P>
          <P>
            <E T="03">Copies of Documents:</E>The proposed rule and draft EA are available by the following methods. In addition, comments and materials we receive, as well as supporting documentation used in preparing this proposed rule will be available for public inspection:</P>
          <P>(1) You can view them on<E T="03">http://www.regulations.gov.</E>Go to the Federal eRulemaking Portal:<E T="03">http://<PRTPAGE P="36494"/>www.regulations.gov.</E>In the Keyword box, enter Docket No. [FWS-R4-ES-2010-0079], which is the docket number for this rulemaking. Then, in the Search panel on the left side of the screen, under the Document Type heading, click on the Proposed Rules link to locate this document.</P>
          <P>(2) You can make an appointment, during normal business hours, to view the documents, comments, and materials in person at the U.S. Fish and Wildlife Service, North Florida Ecological Services Office, 7915 Baymeadows Way, Suite 200, Jacksonville, Florida 32256; by telephone (904/731-3336); by facsimile (904/731-3045). If you use a telecommunications device for the deaf (TDD), call the Federal Information Relay Service (FIRS) at 800-877-8339.</P>
          <P>
            <E T="03">Public Hearing:</E>We will hold a public hearing at the following location: College of Central Florida—Citrus Campus, CF Conference Center, 3800 S. Lecanto Hwy., Lecanto, FL 34461-9026 on July 7, 2011 (see Public Hearing section). Comments will be accepted orally or in writing at the public hearing.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Jim Valade, U.S. Fish and Wildlife Service, North Florida Ecological Services Office, 7915 Baymeadows Way, Suite 200, Jacksonville, Florida 32256; by telephone (904/731-3336); by facsimile (904/731-3045); by e-mail:<E T="03">manatee@fws.gov;</E>or on-line at<E T="03">http://www.fws.gov/northflorida.</E>Persons who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 800-877-8339.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Public Comments Solicited</HD>
        <P>To ensure that any final action resulting from this proposed rule will be as accurate and as effective as possible, we request that you send relevant information for our consideration. We request information from the public, government agencies, Native American Tribes, the scientific community, industry, and any other interested parties. Please make your comments as specific as possible and explain the basis for them. In addition, please include sufficient information with your comments to allow us to authenticate any scientific or commercial data you reference or provide. In particular, we seek comments concerning the following:</P>
        <P>1. The reasons why this area should or should not be designated as a manatee refuge, including information that supports the need for any changes to the proposed manatee refuge;</P>
        <P>2. Current or planned activities in the subject area and their possible effects on manatees;</P>
        <P>3. Any foreseeable economic or other impacts resulting from the proposed designation;</P>
        <P>4. Any substantive information on real or potential effects of the proposed manatee refuge on manatees; and</P>
        <P>5. Any actions that could be considered in lieu of, or in conjunction with, the proposed designation that would provide equivalent protection to the manatee against the threat of take.</P>
        <P>Prior to issuing a final rule on this proposed action and determining whether to prepare a finding of no significant impact or an Environmental Impact Statement, we will take into consideration comments and additional information we receive. Such information may lead to a final rule that differs from this proposal. All comments and recommendations, including names and addresses, will become part of the administrative record for the final rule.</P>
        <P>Please note that submissions merely stating support for or opposition to the action under consideration without providing supporting information, although noted, will not be considered in making a final decision, as the Endangered Species Act, the Marine Mammal Protection Act, and our implementing regulations direct that decisions be made “solely on the basis of the best scientific and commercial data available.”</P>

        <P>You may submit your information concerning this proposal by one of the methods listed in the<E T="02">ADDRESSES</E>section. We will not consider submissions sent by e-mail or fax or to an address not listed in the<E T="02">ADDRESSES</E>section.</P>
        <P>If you submit information via<E T="03">http://www.regulations.gov,</E>your entire submission—including any personal identifying information—will be posted on the Web site. If your submission is made via a hardcopy that includes personal identifying information, you may request at the top of your document that we withhold this personal identifying information from public review. However, we cannot guarantee that we will be able to do so. We will post hardcopy submissions on<E T="03">http://www.regulations.gov.</E>Please note that comments submitted to this Web site are not immediately viewable. When you submit a comment, the system receives it immediately. However, the comment will not be publicly viewable until we post it, which might not occur until several days after submission.</P>

        <P>Information and materials we receive, as well as supporting documentation we used in preparing this rule, will be available for public inspection on<E T="03">http://www.regulations.gov,</E>or by appointment during normal business hours, at the U.S. Fish and Wildlife Service, Jacksonville Ecological Services Field Office (see<E T="02">FOR FURTHER INFORMATION CONTACT</E>section).</P>
        <HD SOURCE="HD1">Peer Review</HD>
        <P>In accordance with our policy on peer review, published on July 1, 1994 (59 FR 34270), we will provide copies of this proposed rule to three or more appropriate and independent specialists in order to solicit comments on the scientific data and assumptions underlying this proposed establishment of a manatee refuge. The purpose of such review is to ensure that the proposed rule is based on the best scientific information available. We will invite these peer reviewers to comment during the public comment period and will consider their comments and information on this proposed rule during preparation of a final determination.</P>
        <P>We will consider all comments and information received from peer reviewers and other commenters during the 60-day comment period on this proposed rule in preparing a final rulemaking. Accordingly, the final decision may differ from this proposal.</P>
        <HD SOURCE="HD1">Public Hearing</HD>
        <P>We have scheduled a formal public hearing to afford the general public and all interested parties with an opportunity to make formal oral comments on the proposed Federal manatee protection area.</P>
        <P>We will hold the public hearing at the location listed in<E T="02">ADDRESSES</E>on the date listed in<E T="02">DATES</E>. The public hearing will last from 7 p.m. to 9 p.m. We will hold a public informational open house prior to the hearing from 5:30 p.m. to 6:30 p.m. to provide an additional opportunity for the public to gain information and ask questions about the proposed rule. This open house session should assist interested parties in preparing substantive comments on the proposed rule.</P>

        <P>Persons needing reasonable accommodations in order to attend and participate in the public hearing should contact Chuck Underwood of the Jacksonville Field Office at 904-731-3332 or via e-mail to<E T="03">manatee@fws.gov,</E>as soon as possible. In order to allow sufficient time to process requests, please contact us for assistance no later than one week before the hearing.<PRTPAGE P="36495"/>
        </P>
        <P>Written comments submitted during the comment period receive equal consideration with comments presented at a public hearing. All comments we receive at the public hearing, both verbal and written, will be considered in making our final decision.</P>
        <HD SOURCE="HD1">Background</HD>
        <HD SOURCE="HD2">Previous Federal Actions</HD>
        <P>The West Indian manatee (<E T="03">Trichechus manatus</E>) was listed as an endangered species on June 2, 1970 (35 FR 8491) under the Endangered Species Conservation Act of 1969 and this status was retained under the Endangered Species Act of 1973, as amended (ESA) (16 U.S.C. 1531<E T="03">et seq.</E>), and the population is further protected as a depleted stock under the Marine Mammal Protection Act of 1972, as amended (MMPA) (16 U.S.C. 1361<E T="03">et seq.</E>). On October 22, 1979, the U.S. Fish and Wildlife Service (Service) adopted a regulatory process to provide a means for establishing manatee protection areas in waters under the jurisdiction of the United States where manatees were taken by waterborne activities (44 FR 60964). The first manatee protection areas were designated in Kings Bay on November 12, 1980, for the purpose of preventing the take of manatees by harassment from waterborne activities and included the Banana Island Sanctuary, the Sunset Shores Sanctuary, and the Magnolia Springs Sanctuary (45 FR 74880). The Service subsequently designated four additional manatee protection areas in Kings Bay on June 13, 1994 and on October 16, 1998 (including the Buzzard Island Sanctuary, a sanctuary located along the north shore of Banana Island, the Warden Key Sanctuary, and the Three Sisters Springs Sanctuary, respectively) (59 FR 24654, and 63 FR 55553). To prevent the imminent take of manatees by waterborne activities, we published an emergency rule establishing the Kings Bay Manatee Refuge in Citrus County, Florida on November 9, 2010 (75 FR 68719). The Service now proposes to establish the Kings Bay Manatee Refuge throughout Kings Bay, while maintaining the 7 existing Manatee Sanctuaries in the bay.</P>

        <P>The West Indian manatee includes two subspecies: The Florida manatee (<E T="03">Trichechus manatus latirostris</E>) and the Antillean manatee (<E T="03">Trichechus manatus manatus</E>). Florida manatees can be found throughout the southeastern United States, with Florida at the core of its range. Extensive efforts are ongoing by the Service and the Florida Fish and Wildlife Conservation Commission (Commission or FWC) to recover this species. In particular, significant efforts are made to minimize human-related threats and to attempt to prevent the number of manatees taken by human activities.</P>
        <P>Take, as defined by section 3(19) of the ESA, means to harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, collect, or to attempt to engage in any such conduct. Harm is further defined by regulation at 50 CFR 17.3 to mean an act which actually kills or injures wildlife. Harass is also defined by regulation to mean any intentional or negligent act or omission which creates the likelihood of injury to wildlife by annoying it to such an extent as to significantly disrupt normal behavioral patterns, which include, but are not limited to, breeding, feeding, or sheltering (50 CFR 17.3). Take, as defined by section 3(13) of the MMPA, means to harass, hunt, capture, or kill, or attempt to harass, hunt, capture, or kill any marine mammal. Take is further defined in 50 CFR 18.3 to include, without limitation, any of the following: The collection of dead animals or parts thereof; the restraint or detention of a marine mammal, no matter how temporary; tagging a marine mammal; or the negligent or intentional operation of an aircraft or vessel, or the doing of any other negligent or intentional act which results in the disturbing or molesting of a marine mammal. Under section 3(18) of the MMPA, harassment is defined to include any act of pursuit, torment, or annoyance, which (i) has the potential to injure a marine mammal or marine mammal stock in the wild (Level A); or (ii) has the potential to disturb a marine mammal or marine mammal stock in the wild by causing disruption of behavioral patterns, including, but not limited to, migration, breathing, nursing, breeding, feeding, or sheltering (Level B). All takings, including takings by harassment, are prohibited.</P>

        <P>The primary human-related causes of death and injury to manatees rangewide include watercraft-related strikes (impacts and/or propeller strikes), entrapment and/or crushing in water control structures (gates, locks,<E T="03">etc.</E>), and entanglement in fishing lines, crab pot lines,<E T="03">etc.</E>A 2005 analysis concluded that watercraft-related mortality was the leading cause of death for manatees throughout Florida (MPSWG 2005, p. 5). A subsequent threats analysis concluded that watercraft strikes and the potential loss of warm-water habitat pose the greatest threats to the Florida manatee population (Runge<E T="03">et al.</E>2007, p. 17).</P>
        <P>The Service can prevent the taking of one or more manatees through the designation of manatee protection areas in the form of either a manatee refuge or a manatee sanctuary. Regulations authorizing designation of manatee refuges and sanctuaries in areas where restrictions or prohibitions on certain waterborne activities are needed to prevent the take of manatees are codified in 50 CFR 17 subpart J. A manatee refuge is defined as an area in which the Director has determined that: (1) Certain waterborne activities would take one or more manatees; or (2) certain waterborne activities must be restricted to prevent the take of one or more manatees, including but not limited to taking by harassment. A manatee sanctuary is an area where it has been determined that any waterborne activity would result in the taking of one or more manatees, including but not limited to a taking by harassment (50 CFR 17.102).</P>
        <HD SOURCE="HD2">Kings Bay</HD>
        <P>The Florida manatee's range includes Kings Bay, Florida. Kings Bay is a large embayment located at the headwaters of the Crystal River, a tidal river, located on Florida's west coast. Springs are the primary water source for this estuarine system; a recent report describes 70 springs that discharge warm artesian water into Kings Bay (Vanasse, Hangen, and Brustlin, Inc., 2010, p. 1). Kings Bay is located within the City of Crystal River's city limits, in Citrus County, Florida. Citrus County and the City of Crystal River are an integral part of “Florida's Nature Coast”, a northwest Florida region marketed for outdoor recreational opportunities, including opportunities for viewing manatees (Nature Coast Coalition 2010 Web site). In addition to viewing manatees, area recreationists engage in snorkeling and diving, boating, canoeing and kayaking, fishing, waterskiing, and other activities (Gold 2008, pps. 4-5). Local eco-tour operators, dive shops, marinas, hotels and motels, restaurants, and other businesses benefit from these activities (Buckingham 1990, p. 6).</P>

        <P>The Kings Bay springs constitute one of the most important natural warm-water refuges for manatees. Manatees have historically been attracted to the warm, spring-fed waters in Kings Bay where they retreat from the cold during the winter. More recently, manatees have begun to use this area during the warm summer months as well. Wintering manatees have been the focus of a manatee viewing industry for many years, and bay waters are widely used by commercial and recreational waterway users for a variety of activities throughout the year. Manatees are struck and killed or injured by boats operating in Kings Bay. Manatees are<PRTPAGE P="36496"/>harassed by the viewing public. The number of manatees struck and killed by boats in Kings Bay is increasing, as are the number of public reports of acts of manatee harassment.</P>
        <P>Waterborne activities that occur on the Service's Crystal River National Wildlife Refuge (NWR) property in Kings Bay that are known to take manatees are prohibited pursuant to 50 CFR 17 subpart J and the National Wildlife Refuge Improvement Act (16 U.S.C. 668dd-668ee), which allows the Service to issue special-use permits (SUPs) for commercial and retail activities that occur on NWR property. National Wildlife Refuges are Service-owned or managed lands that are managed to broadly conserve, manage, and restore fish, wildlife, and plant resources and their habitats. The Banana Island Manatee Sanctuary, designated under 50 CFR 17 subpart J, prohibits all waterborne activities from occurring on some submerged lands owned by this NWR. Commercial and retail activities that occur on NWR-owned land include manatee viewing, diving, snorkeling, videography, and others. Businesses wanting to engage in these activities on NWR property must obtain SUPs from Crystal River NWR. These permits are conditioned to require permittees to take those steps needed to make sure that their activities and those of their customers do not harass or otherwise take manatees.</P>
        <P>Watercraft associated with recreational and commercial activities strike and kill manatees. In the State's northwest region, where Kings Bay is located, adult manatee mortality is almost equally split between human-related and natural causes, with watercraft collisions being the leading source of human-caused mortality. From 1974 through 2010, collisions with watercraft killed 16 manatees in Kings Bay. Eleven of these deaths occurred between 2003 and 2010, including seven that occurred during the summer.</P>
        <P>Manatee viewing activities provide a significant source of revenue to the local economy (Buckingham 1990, p. 6). Local eco-tour businesses bring visitors out to Kings Bay where visitors view manatees while in the water, from boats, and from other vantage points. Some manatees initiate encounters with visitors, but most manatees avoid or ignore encounters with people, preferring to frequent manatee sanctuaries where all human activities are prohibited. Some manatees are harassed by visitors, despite the fact that all forms of harassment are prohibited by law.</P>
        <P>Hartman (1979, pp. 128-131) was the first to observe and describe how manatees respond to the presence of people in the water, observing that most manatees tended to avoid people, some ignored people, a few approached people with curiosity and then left, and some approached and solicited interactions with people. These observations were made in Kings Bay's warm water springs and the author correlated a reduction in the number of manatees using the Main Spring with an increasing number of people (Hartman 1979, p. 131). Concern has been expressed about manatees displaced from warm water springs for prolonged periods of time; prolonged exposure to cold can be fatal to manatees, especially for smaller animals (O'Shea 1995, p. 304). Hartman (1979, p. 126) believed that manatees in Kings Bay are harassed by people in the water and by boats.</P>

        <P>Researchers have observed and documented manatee responses to people and boats (Sorice<E T="03">et al.</E>2003, p. 324). Researchers noted increases in swimming, milling, and cavorting behaviors and decreases in resting, feeding, and nursing behaviors in the presence of increasing numbers of people and boats (Abernathy 1995, pp. 23-26; Wooding 1997, p. 1; King and Heinen 2004, pp. 230-231). They also observed that increases in numbers of boats and people prompted manatees to use other areas (Kochman<E T="03">et al.</E>1985, pp. 922-924; Buckingham<E T="03">et al.</E>1999, p. 514). However, none of these studies' observations of manatee responses to viewing participants and boats suggest that harm (killing or injuring of manatees) has occurred or is occurring (Sorice<E T="03">et al.</E>2003, p. 320). Nor have there been any significant increases in the number of cold-related injuries and mortalities in the northwest Florida region. Manatee survival rates in the northwest region are among the highest in Florida (FWC FWRI Manatee Mortality Database 2010 Web site; Runge<E T="03">et al.</E>2007, p. 20).</P>
        <P>Observations of manatee harassment in Kings Bay prompted the Service to promulgate a rule in 1979 that allowed the agency to designate manatee protection areas where certain waterborne activities, including boating and swimming, could be prohibited in order to “reduce the incidence of manatee injuries and deaths” and to “lessen the likelihood that manatees will encounter boats and people” (44 FR 60964). Subsequently, three manatee sanctuaries were designated in Kings Bay in 1980 (45 FR 74880; November 12, 1980) and, in 1983, the Service purchased lands in and around Kings Bay and established the Crystal River NWR for the purpose of protecting manatees and to educate the public about manatees.</P>
        <P>In 1994, citing a doubling of the number of manatees in the area since 1980, a large increase in the number of visitors, the inability of the existing sanctuaries to provide sufficient shelter for manatees, and reports of increasing manatee harassment, the Service designated three additional sanctuaries in Kings Bay to prevent the take of manatees by harassment (59 FR 24654; May 12, 1994). This expansion was followed by the addition of another sanctuary in 1998, similarly justified by reports of increasing harassment and observations of increasing numbers of manatees, increasing numbers of recreational divers and snorkelers, and insufficient space for manatees to rest, free from harassment (63 FR 55553; October 16, 1998: See table 1.).</P>
        <GPOTABLE CDEF="s50,12,xs80,12" COLS="4" OPTS="L2,i1">
          <TTITLE>Table 1—Information justifying previous manatee sanctuary designations in Kings Bay, Florida.</TTITLE>
          <BOXHD>
            <CHED H="1">Date of Kings Bay<LI>manatee sanctuary</LI>
              <LI>designations</LI>
            </CHED>
            <CHED H="1">Approximate number of manatees using Kings Bay</CHED>
            <CHED H="1">Estimated number of people viewing manatees</CHED>
            <CHED H="1">Number of<LI>sanctuary</LI>
              <LI>designations</LI>
              <LI>NEW (TOTAL)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">November 12, 1980 (45 FR 74880)</ENT>
            <ENT>100</ENT>
            <ENT>30,000 to 40,000</ENT>
            <ENT>3(3)</ENT>
          </ROW>
          <ROW>
            <ENT I="01">May 12, 1994 (59 FR 24654)</ENT>
            <ENT>240</ENT>
            <ENT>60,000 to 80,000</ENT>
            <ENT>3(6)</ENT>
          </ROW>
          <ROW>
            <ENT I="01">October 16, 1998 (63 FR 55553)</ENT>
            <ENT>250</ENT>
            <ENT>100,000</ENT>
            <ENT>1(7)</ENT>
          </ROW>
        </GPOTABLE>

        <P>Over the last 30 years (1980-2010), the Service and the State of Florida have created a network of manatee protection areas within the Kings Bay area. This network was designed to prevent the take of manatees by waterborne<PRTPAGE P="36497"/>activities, including but not limited to, boating and manatee viewing activities, and was established to allow manatees to continue to gain access to critical warm-water areas and important resting and foraging areas. During the manatee season, the network includes seven Federal manatee sanctuaries (which are described in our regulations at 50 CFR 17.108(a)(1)-(a)(7)) and five State manatee protection zones (as described in Chapter 68C-22, “The Florida Manatee Sanctuary Act” (2010)).</P>
        <P>The seven Federal sanctuaries are located at heavily-used winter, warm-water sites (springs) and foraging areas and preclude all waterborne activities within their boundaries, preventing take from both boating and manatee viewing within these areas. The State protection zones include year-round idle and slow speed zones that prevent the take of manatees from high speed watercraft collisions. Given the State's statutory responsibilities for balancing the needs of manatees with the needs of the boating community, the State designated a 35 MPH (daytime)/25 MPH (nighttime) watersports area in Kings Bay. This area encircles Buzzard Island in the center of the bay.</P>
        <P>This network of manatee protection areas is enforced by Service, State, and local law enforcement officers. Extensive outreach and education programs support the protection area network, encouraging the public who engage in waterborne activities, including boating, manatee viewing activities, and others, to avoid taking manatees.</P>
        <HD SOURCE="HD1">Current</HD>
        <P>Similar to previous circumstances that warranted increases in the level of protection for manatees in Kings Bay, the number of manatees using Kings Bay more than doubled since 1998 (from 250 animals to 566 animals) (Kleen 2010, pers. com.); the number of residents, visitors, and boats increased; and the amount of space in the existing sanctuaries became insufficient to provide this number of manatees with shelter free from harassment. In addition, the number of manatees struck and killed by boats in Kings Bay has increased since 2002, when the watersports area was created.</P>

        <P>The manatee population in northwest Florida grew at a rate of 4.0 percent per year through 2000, based on an assessment of adult survival rates (Runge<E T="03">et al.</E>2004, p. 371). Consistent with this rate of increase, the number of manatees counted in the region has increased, as well. Aerial counts were first conducted during the winter of 1983-1984, when 142 manatees were sighted in Citrus County; 124 of these animals were sighted in Kings Bay and Crystal River. In January 2010, Crystal River NWR researchers counted 646 manatees in Citrus County's coastal waters, including 566 manatees in Kings Bay. This is the highest number of manatees ever counted in this region and in Kings Bay (Kleen 2010, pers. com.). Aerial observations of manatees in Kings Bay during especially cold periods include sightings of manatees within the sanctuary areas and in lesser springs. In recent years, dozens of manatees are seen sheltering just outside of the sanctuary boundaries because the sanctuaries are overcrowded. Some animals shelter in some of Kings Bay's smaller, unprotected springs, including House Spring, Jurassic Spring, and an unnamed spring just east of the mouth of Three Sisters Springs run. As many as 20 animals have been seen in each of these sites on particularly cold days (Kleen 2010, pers. com.).</P>
        <P>The number of Citrus County residents increased by 19.8 percent (an average annual growth rate of 2.5 percent per year), from 118,085 to 141,416, between 2000 and 2008 (U.S. Census Bureau 2010 Web site). Concurrent with this increase in number of residents, the number of boats registered in Citrus County increased by 36.2 percent at an average annual growth rate of 4.0 percent per year. In 2009, there were 17,601 boats registered in Citrus County, 4,675 more than the 12,926 vessels registered there in 2000 (FDHSMV 2010 Web site). While the number of visitor-owned watercraft that use Citrus County waterways, including Kings Bay, is unknown, this number is likely increasing, based on county revenue trends that describe an increasing number of visitors to the area. Revenue trends associated with businesses that cater to visitors, including Citrus County lodging and food service revenues and tourist tax revenues, have increased by 178 percent and 214 percent, respectively, over the past 10 years, suggesting an increase in the number of visitors to the area (U.S. Census Bureau 2010 Web site). Tourism surveys suggest that about half of all visitors to the area come to Citrus County to enjoy water-based activities that include manatee viewing, snorkeling, and diving (Gold 2008, pgs. 4-5).</P>
        <P>From 1974 through 2010, collisions with watercraft killed 60 manatees in Citrus County waterways, including 16 manatees in Kings Bay. Thirteen of the 16 Kings Bay watercraft-related deaths occurred within the past 10 years. In 2008, FWC recorded the highest number (8) of manatees ever killed by watercraft in Citrus County and three of these carcasses were recovered in Kings Bay (FWC FWRI Manatee Mortality Database 2010 Web site).</P>
        <P>While watercraft-related deaths occur throughout the year in Citrus County, 7 of the 16 watercraft-related deaths that occurred in Kings Bay took place during those times of the year when the watersports area designated by the State of Florida in 2002 is in effect (May 1 to August 30). Three of these carcasses were recovered within the watersports area. Two deaths are known to have occurred after 2002 within the watersports area. In May 2004, observers witnessed a boat striking a manatee in the watersports area; a carcass was recovered nearby the following day. In July 2007, a severely-injured manatee was observed in the watersports area; the animal died before it could be rescued. Its carcass was recovered on-site and it was determined to have died from acute propeller lacerations (FWC FWRI Manatee Mortality Database 2010 Web site).</P>
        <P>Every year, manatees are entangled in fishing lines, float lines, mooring lines, and other types of gear. In extreme cases, entangled manatees can die when entangling gear cuts into their hide, causing sepsis and the occasional loss of limbs. Many entangled animals are rescued. In cases when animals are superficially entangled, entangling gear is removed and the animals are released on-site. In more severe cases, manatees are transported to rehabilitation facilities where they are treated for injuries and infections associated with entanglements. There are 30 known cases of manatee entanglements from Citrus County, including 10 from Kings Bay. Fourteen of these cases include manatees entangled in crab pot float lines, including four from Kings Bay. The remaining cases from Kings Bay include four from fishing lines and two from mooring lines. County-wide records of entanglements include 24 rescues and 4 deaths. More than half of these are known to have occurred during the past 15 years (U.S. Fish and Wildlife Service Manatee Rescue Rehabilitation and Release Program entanglements unpubl. data).</P>

        <P>Manatee harassment, largely associated with wintertime manatee viewing activities, occurs in Kings Bay, and a variety of methods are being used to help prevent and minimize harassment from occurring. The Service, State, nongovernment organizations, and private companies prepare and distribute outreach materials to manatee-viewing recreationists to familiarize them with best practices to<PRTPAGE P="36498"/>follow when in the water with manatees. Best practices include the “Manatee Viewing Guidelines,” developed by the Service and partners. Outreach materials include, among other things, handouts, kiosks, signs, and videos. The Crystal River NWR developed “Manatee Manners,” a video that dive shops and kayak outfitters are required to show their customers before they enter Kings Bay. These businesses take visitors to see manatees in Kings Bay, including on refuge-owned land. As commercial interests conducting business on Crystal River Refuge-owned land, they are required to obtain SUPs, which are conditioned to insure that the permittees and their designees do not take manatees. Crystal River NWR also maintains a visitor center where guests are provided with outreach materials. The Crystal River Refuge's “Manatee Watch” volunteer network places volunteers in kayaks near the sanctuaries to educate visitors and report infractions when they occur.</P>
        <P>Federal regulations include 50 CFR 17.100—108, which provide for enforcement of manatee protection measures, and State regulations include provisions of the State's Florida Manatee Sanctuary Act as codified in 68 C—22 of the Florida Administrative Code. State and Federal officers have been cross-deputized and can enforce both State and Federal regulations. The Service, State, and other law enforcement agencies actively enforce harassment regulations in Citrus County and in Kings Bay. Cited acts of harassment include trespass by manatee-viewing individuals into manatee sanctuaries where the Service has determined that any waterborne activity occurring within these areas would result in take of manatees, including but not limited to take by harassment. Indirectly, the presence of large numbers of people in the vicinity of manatees may cause some animals to abandon the area, another form of harassment. Outside of these areas, the public disturbs and occasionally harasses manatees while engaged in viewing and other waterborne activities. When observed, violators are warned or cited. State violations include boaters traveling at speeds in excess of those described by law within specific areas.</P>
        <P>Given variations in enforcement practices and recordkeeping systems, these records are not used to describe trends in harassment activity.</P>
        <HD SOURCE="HD1">Summary</HD>
        <P>Based on current and historical data that document increasing numbers of manatees, waterway users, watercraft-related manatee deaths and injuries, and reports of manatee harassment in Kings Bay, we conclude that the take of manatees is occurring and increasing in this area. Sources of information include U.S. Geological Survey, the FWC, manatee experts, the public, and peer-reviewed literature. Future take would occur without additional protection measures; and we do not anticipate any alternative protection measures being enacted by other agencies in sufficient time to reduce the likelihood of take. For these reasons, we believe the establishment of an additional manatee protection area is needed to prevent the take of manatees. The proposed manatee refuge covers the same geographical area as defined by the November 9, 2010, emergency rule (75 FR 68719).</P>
        <HD SOURCE="HD2">Proposal</HD>

        <P>To prevent the take of manatees, the Service and the State of Florida have designated a network of manatee protection areas at sites throughout Florida where threats to manatees have been well-documented and where manatees are known to frequently occur. This network supports our goal of providing areas of protected habitat throughout peninsular Florida, adequate to satisfy the biological needs of the species. We propose to enhance this network by establishing an additional manatee protection area,<E T="03">i.e.,</E>a manatee refuge, in Kings Bay, a waterbody located in Crystal River, Citrus County, Florida.</P>
        <P>Under the proposed manatee refuge designation, refuge restrictions would improve the Service's ability to address takings associated with watercraft and with manatee viewing activities. Restrictions would require all watercraft to operate at slow speed throughout Kings Bay, except in those areas where more restrictive measures are in place (idle speed zones, no entry areas, and sanctuaries), to reduce the number of watercraft-related deaths and injuries occurring in Kings Bay. Harassment associated with manatee viewing can be controlled through the establishment of no-entry areas not to exceed specified distances around existing manatee sanctuaries, the designation of no-entry areas at lesser springs when needed, and the identification of manatee refuge-specific prohibitions.</P>
        <HD SOURCE="HD3">Proposed Kings Bay Manatee Refuge</HD>
        <HD SOURCE="HD3">Location</HD>
        <P>The Service proposes to designate the waters of Kings Bay as a manatee refuge. These waters include that tract of submerged land that includes all waters of Kings Bay, including all tributaries and adjoining waterbodies, upstream of the confluence of Kings Bay and Crystal River, described by a line that bears North 53°00′00″ East (True) from the northeasternmost point of an island on the southwesterly shore of Crystal River (approximate latitude 28°53′32″ North, approximate longitude 82°36′23″ West) to the southwesternmost point of a peninsula of Magnolia Shores (approximate latitude 28°53′38″ North, approximate longitude 82°36′16″ West). See Map “Kings Bay Manatee Refuge”</P>
        <P>The proposed manatee refuge encompasses seven existing Federal manatee sanctuaries, described in 50 CFR 17.108: the Banana Island Sanctuary (aka the King Spring Sanctuary), the Sunset Shores Sanctuary, the Magnolia Springs Sanctuary (including Gator Hole), the Buzzard Island Sanctuary, a sanctuary located along the north shore of Banana Island, the Warden Key Sanctuary, and the Three Sisters Springs Sanctuary. The existing sanctuaries are in effect from November 15 to March 31 (the manatee season). The proposed manatee refuge measures would be in effect in Kings Bay as described below.</P>
        <HD SOURCE="HD2">Manatee Refuge Measures</HD>
        <P>The proposed manatee refuge measures, described in more detail below, include:</P>
        <P>• Maintaining the 7 existing manatee sanctuaries where all waterborne activities are prohibited November 15-March 31;</P>
        <P>• Restricting boat speeds throughout the refuge at all times;</P>
        <P>• 13 specifically prohibited activities throughout the manatee refuge at all times;</P>
        <P>• Requiring manatee-safe fishing lines, float lines, and mooring lines at all times;</P>
        <P>• Temporary ‘no-entry’ areas adjacent to existing sanctuaries and several additional springs during the manatee season (November 15-March 31;</P>
        <P>• Temporary ‘no-entry’ areas prior to or after the manatee season during unusual cold events; and,</P>
        <P>• Limited exceptions for adjoining property owners and their designees.</P>
        <HD SOURCE="HD3">Existing Manatee Sanctuaries</HD>
        <P>All 7 currently existing manatee sanctuaries in Kings Bay, where all waterborne activities are prohibited November 15-March 31, will remain in effect.</P>
        <HD SOURCE="HD3">Boat Speeds</HD>

        <P>To prevent the take of one or more manatees killed and injured by high-speed watercraft, we propose to restrict boat speeds in Kings Bay to slow speed<PRTPAGE P="36499"/>throughout the year except in those areas where more restrictive measures are in place. Within the Kings Bay Manatee Refuge, all watercraft would be required to operate at slow speeds throughout Kings Bay, except in those areas with more restrictive measures such as idle speed zones, no-entry areas, and sanctuaries. Slow speed is defined as the speed at which a boat is fully off plane and completely settled in the water. By slowing all boats down within this area, collisions with manatees in Kings Bay can be prevented.</P>
        <HD SOURCE="HD3">Manatee Viewing and Other Waterborne Activities</HD>

        <P>To prevent the take of one or more manatees associated with manatee viewing and other waterborne activities, we specify prohibitions that would be in effect throughout the year. Pursuant to the ESA and MMPA, all takings, including takings by harassment, are prohibited throughout the year, wherever they may occur. In regard to these prohibited activities, we consider a resting manatee to be a mostly motionless manatee on the water bottom, in the water column, or on the water's surface that rises to the surface to breathe. While resting, a manatee may make minor changes in its posture and may slightly shift its position. Minor changes in posture occur when manatees breathe or roll. Resting manatees may also make slight movements with their flippers or tail to compensate for draft,<E T="03">etc.</E>(Hartman 1979, pp. 82-84). To prevent the take of manatees by individuals engaged in waterborne activities while in the water, in boats, or on-shore within the Kings Bay Manatee Refuge, we specifically identify and prohibit the following activities:</P>
        <P>(i) Chasing or pursuing a manatee(s).</P>
        <P>(ii) Disturbing or touching a resting or feeding manatee(s).</P>
        <P>(iii) Diving from the surface onto resting or feeding manatee(s).</P>
        <P>(iv) Cornering or surrounding or attempting to corner or surround a manatee(s).</P>
        <P>(v) Riding, holding, grabbing, or pinching or attempting to ride, hold, grab, or pinch a manatee(s).</P>
        <P>(vi) Poking, prodding, or stabbing or attempting to poke, prod, or stab a manatee(s) with anything, including your hands and feet.</P>
        <P>(vii) Standing on or attempting to stand on a manatee(s).</P>
        <P>(viii) Separating a mother and calf or attempting to separate a mother and calf.</P>
        <P>(ix) Separating a manatee(s) from a group or attempting to separate a manatee(s) from a group.</P>
        <P>(x) Giving a manatee(s) anything to eat or drink or attempting to give a manatee(s) anything to eat or drink.</P>
        <P>(xi) Actively initiating contact with a belted and/or tagged manatee(s) and associated gear, including any belts, harnesses, tracking devices, or antennae.</P>
        <P>(xii) Interfering with rescue and research activities.</P>
        <P>(xiii) Using mooring and float lines that can entangle manatees.</P>
        <P>In addition, the following waterborne activities are prohibited within Three Sisters Springs from November 15 through March 31:</P>
        <P>a. Entering Three Sisters Springs between 6 p.m. and 7 a.m.</P>
        <P>b. Scuba diving.</P>
        <P>c. Fishing, including but not limited to fishing by hook and line, by cast net, and by spear.</P>
        <HD SOURCE="HD3">Fishing Lines, Float Lines, Mooring Lines, and Other Types of Gear in Kings Bay</HD>
        <P>To prevent one or more manatees from becoming entangled in fishing lines, float lines, mooring lines, and other types of gear in Kings Bay, we propose to require the use of manatee-safe lines and other measures to prevent take from occurring throughout the year. Within Kings Bay, users of float lines, mooring lines, and other types of entangling gear would be required to use manatee-safe lines and practices that would prevent one or more manatees from being entangled, injured, or killed in this type of gear (refer to the list of prohibited activities above). Manatee-safe lines are lines that do not entangle manatees. Manatee-safe lines include stiffened lines and lines that, when in use, are kept taut and unable to entangle manatees. Examples include, but are not limited to, lines that incorporate stiffeners such as wire, lines enclosed in hose or PVC, and others. Lines should not be discarded in Kings Bay where they can continue to pose a threat to manatees. Monofilament recycling programs and the State of Florida's derelict crab pot removal program provide additional means for reducing the number of lines discarded in this area.</P>
        <HD SOURCE="HD3">Temporary No-Entry Areas (November 15 Through March 31)</HD>
        <P>To insure sufficient space within the Kings Bay Manatee Refuge for manatees to shelter, rest, and feed, free from harassment both in the vicinity of the existing sanctuaries and at House Spring, Jurassic Spring, and Idiot's Delight Number 2 Spring, we propose to create temporary no-entry areas during the manatee season (between November 15 and March 31). Pursuant to Subpart J, all waterborne activities would continue to be prohibited within existing Federal manatee sanctuaries. Because there is insufficient space in the existing sanctuaries for all manatees that use Kings Bay to shelter, rest, and feed, free from harassment, we propose to create temporary no-entry areas outside of and adjacent to the existing sanctuaries to insure adequate room for manatees wanting to access these sites when space is needed. We also propose to create no-entry areas around House Spring, Jurassic Spring, and Idiot's Delight Number 2 Spring when these springs are occupied by manatees in need of shelter free from harassment. By providing manatees with additional space in areas where all waterborne activities are prohibited, we can prevent take of manatees in these areas from manatee viewing and other waterborne activities.</P>
        <HD SOURCE="HD3">Temporary No-Entry Areas (April 1 Through November 14)</HD>
        <P>To prevent the take of manatees sheltering in Kings Bay from cold weather that occurs outside of the manatee season (November 15 to March 31), temporary no-entry areas may be proposed and put in effect during early onset and protracted cold weather events that occur outside of the manatee season. Manatees that appear in Kings Bay during cold fronts that pre-date the start of the manatee season are especially vulnerable to harassment because none of the sanctuaries and no entry areas are in effect prior to November 15. Similarly, none of these measures are in effect after March 31, during those times when cold weather continues beyond this period of time. In April 2010, the Service asked the public to voluntarily stay out of existing manatee sanctuaries after the close of the manatee season due to protracted cold weather and the continued presence of manatees at these sites. While the public generally complied with the request, some people did not and manatees were harassed.</P>

        <P>By designating temporary no-entry areas prior to November 15 and after March 31 during cold fronts when manatees are present, manatee harassment that could occur during these times can be prevented. Designations would remain in effect for the duration of a cold front and only when manatees are present; manatee presence at warm-water sites during unseasonal cold events typically lasts for several days or less. Temporary designations would remain in effect for no longer than 14 days.<PRTPAGE P="36500"/>
        </P>
        <HD SOURCE="HD3">Exceptions for Adjoining Property Owners and Their Designees</HD>
        <P>Property owners and their designees (including but not limited to guests and contractors) who own property that adjoins designated no-entry areas would continue to be able to access their property by obtaining an exception from the Crystal River NWR that would allow them to operate boats within the adjoining no-entry area for purposes of access and property maintenance. The Crystal River NWR would continue to provide adjoining property owners and their designees with a sticker or letter of authorization that identifies their boats as authorized to access no-entry areas. Boats owned by excepted owners would be required to be marked by stickers and would be required to operate within designated areas at idle speed. Designees with a letter of authorization would be required to have a copy of the letter in their possession while operating within a designated area and would be required to operate at idle speed.</P>
        <HD SOURCE="HD3">Clarity of the Rule</HD>
        <P>We are required by Executive Orders 12866 and 12988 and by the Presidential Memorandum of June 1, 1998, to write all rules in plain language. This means that each rule we publish must:</P>
        <P>(1) Be logically organized;</P>
        <P>(2) Use the active voice to address readers directly;</P>
        <P>(3) Use clear language rather than jargon;</P>
        <P>(4) Be divided into short sections and sentences; and</P>
        <P>(5) Use lists and tables wherever possible.</P>

        <P>If you feel that we have not met these requirements, send us comments by one of the methods listed in the<E T="02">ADDRESSES</E>section. To help us revise the rule, your comments should be as specific as possible. For example, you should tell us the numbers of the sections or paragraphs that are unclearly written, which sections or sentences are too long, the sections where you feel lists or tables would be useful,<E T="03">etc.</E>
        </P>
        <HD SOURCE="HD1">Required Determinations</HD>
        <HD SOURCE="HD2">Regulatory Planning and Review</HD>
        <P>In accordance with the criteria in Executive Order 12866, this proposed rule is not a significant regulatory action. The Office of Management and Budget makes the final determination under Executive Order 12866.</P>
        <P>a. This proposed rule would not have an annual economic impact of over $100 million or adversely affect an economic sector, productivity, jobs, the environment, or other units of government. A cost-benefit analysis is not required. It is not expected that significant economic impact would result from the establishment of a manatee refuge (approximately 530 acres) in Citrus County in the State of Florida.</P>
        <P>b. This proposed rule, if implemented, would not create inconsistencies with other agency actions. The proposed rule is consistent with and complimentary to other existing agency actions. Existing agency actions currently in effect in Kings Bay include manatee protection areas. The proposed rule is based on the authorities used to create these areas and enhances the ability of these locally accepted designations to protect manatees from harassment and watercraft collisions.</P>
        <P>c. This proposed rule would not materially affect entitlements, grants, user fees, loan programs, or the rights and obligations of their recipients. Minimal restrictions to existing human uses of the proposed site would result from this proposed rule, but the restrictions are believed to enhance manatee viewing opportunities. No entitlements, grants, user fees, loan programs, or rights and obligations of their recipients are expected to occur.</P>
        <P>d. This proposed rule would not raise novel legal or policy issues. We have previously established other manatee protection areas.</P>
        <P>The purpose of this proposed rule is to establish a manatee protection area in Citrus County, Florida. The area includes the waters of Kings Bay and connecting waters and tributaries, upstream of the confluence of the Crystal River and Kings Bay. We are proposing to prevent the taking of one or more manatees by managing human activities in this area. The refuge would incorporate an existing network of Federal manatee sanctuaries. Affected waterborne activities would include swimming, diving (including skin and scuba diving), snorkeling, water skiing, surfing (including wind surfing), fishing, and the use of watercraft and other vessels. This rule could result in impacts to manatee viewing activities, recreational boaters, commercial charter boats, and commercial fishermen, primarily in the form of additional restrictions on manatee viewing activities and boat speed restrictions in specific areas. The Service could experience increased administrative costs due to this proposed rule. In addition, the rule would be expected to produce economic benefits for some parties as a result of increased manatee protection and decreased boat speeds within the area of the manatee refuge.</P>
        <P>Regulatory impact analyses require the comparison of expected costs and benefits of the proposed rule against a baseline, which typically reflects the regulatory requirements in existence prior to the rulemaking. For purposes of this analysis, the baseline assumes that the Service takes no additional regulatory actions to protect the manatee. In fact, even with no further activity by the Service, an extensive system of manatee protection areas is already in place within the area of the proposed manatee refuge. As discussed below, in the regulatory impact analysis where we compare expected costs and benefits of the proposed changes, the economic impact of establishing this manatee refuge is not expected to be significant.</P>
        <P>The economic impacts of this proposed rule are due to changes within the proposed manatee refuge area. Proposed restrictions associated with a newly designated manatee refuge would require all watercraft to operate at slow or idle speeds outside of the no-entry areas, as posted, to further minimize the number of watercraft-related manatee deaths and injuries occurring in Kings Bay. Harassment associated with manatee viewing activities would be controlled through the ability to designate temporary no-entry areas, enforce regulatory prohibitions, and an education program that addresses all individuals engaged in manatee viewing activities throughout the bay.</P>

        <P>In order to gauge the economic effect of this proposed rule, both benefits and costs must be considered. Potential economic benefits related to this proposed rule include: Increased manatee protection and tourism related to manatee viewing, increased property values, increased boater safety, increased swimmer safety, improved fisheries health, and decreased shoreline maintenance costs. Potential economic costs are related to increased administrative activities related to implementing the rule and restrictions on certain waterborne activities. Economic costs would be measured primarily by the number of recreationists who use alternative sites for their activity or have a reduced quality of the waterborne activity experience in the designated manatee refuge. In addition, there may be some impact on commercial fishing because of the need to maintain slower speeds. While the State of Florida has over 7.5 million acres of waterways, this proposed rule would affect only 530 acres of the State's waterways and these 530 acres are currently regulated to<PRTPAGE P="36501"/>protect manatees. The proposed rule increases this protection by: Allowing for a limited expansion of existing sanctuary boundaries; establishing the ability to temporarily designate three discrete no entry areas; creating a discrete, 4-month-long, restricted slow-speed area within existing slow and idle speed areas; and by specifically prohibiting actions known to harass manatees. As detailed below, designation of this manatee refuge as proposed in this rule is not expected to affect enough waterborne activity to create a significant economic impact (that is, the rule would not have an annual impact of over $100 million).</P>
        <HD SOURCE="HD2">Economic Benefits</HD>
        <P>We believe that the proposed establishment of Kings Bay Manatee Refuge would increase the level of manatee protection in these areas. Improved protection for the manatee may result in direct economic benefits by insuring the continued, local presence of viewable manatees and insuring the continued existence of the manatee viewing industry. Indirect benefits include the protection of private and publicly owned shorelines from high-speed wakes, the protection of aquatic vegetation from losses due to excessive turbidity caused by high-speed boat traffic, increased property values, and reductions in high-speed boating-related human deaths and injuries.</P>
        <P>The public's support for manatees and their protection has been examined through contingent value studies (Bendle and Bell 1995, pp. 8-17; Fishkind and Associates 1993, pp. 5-11). These economic studies characterized the value placed by the public on this resource and determined that the public's willingness to pay for manatee protection is significant and that public support for manatee protection regulations in general, such as that described in the proposed rule, exists.</P>
        <P>Bendle and Bell (1995, p. ii) conducted a representative survey of Florida residents in general (through random sample) and attempted to answer the question, “How much are Florida residents willing to pay to cover the costs associated with protecting the manatee?” In 1993 dollars, efforts to protect the manatee population as a whole were valued at an estimated $2.6 billion or $14.78 per household (or $4.03 billion or $22.91 per household, when adjusted to reflect 2011 monetary values). Based on surveys of north Florida residents, Fishkind and Associates (1993, p. 11) estimated that adult Florida residents would be willing to pay $30 per year in 1992 dollars (or $47.70 per year when adjusted to reflect 2011 monetary values) to help compensate for the adverse economic effects, if any, of protecting the manatee population (Fishkind and Associates 1993, pp. 28-30).</P>
        <P>It is difficult to apply the results of these studies to the proposed rule, because neither study measures an impact similar to that associated with this rulemaking, which applies only to the Kings Bay area. For example, the Fishkind and Associates study (1993, p. 1) was designed to gauge the economic impact of the Florida Manatee Sanctuary Act. First, the estimates of economic benefit were predicated on a different baseline in terms of both the manatee population being protected at that time versus now, and the regulatory conditions, such as manatee protection areas, that were in existence at the time. Second, this study is not clear about the type and extent of manatee protection; it does not clearly state if protection refers solely to the designation of manatee protection areas or if protection is interpreted to include implementation and enforcement of protection measures. The study also does not clearly state whether residents are willing to pay for manatee protection within a specific region or for manatee protection throughout the State of Florida. While neither of these studies is specific enough to apply to this proposed rule, they do provide an indication that the public confers substantial value on the protection of manatees.</P>
        <P>Another potential economic benefit is continued and increased tourism that likely results from an increase in manatee protection. Citrus County and Kings Bay are nationally and internationally recognized as primary destinations for winter-time manatee viewing. Surveys of visitors to Citrus County estimate that about half come to enjoy water-based activities, including manatee viewing, snorkeling, and diving (in order of preference) (Gold 2008, pp. 4-8). Hundreds of thousands of individuals are believed to engage in these activities each winter, and the number of participants is thought to be increasing.</P>
        <P>Visitors and local residents view manatees in Kings Bay from boats or in the water on their own or through local eco-tour operators. Visitors may pay eco-tour operators to equip them and take them out onto Kings Bay to view manatees; vendors provide both in-water and on-water experiences. In-water rentals include wetsuits, masks, snorkels, and related gear. On-water rentals include canoe, kayak, and other boat-type rentals. Other visitors travel to the area and engage in manatee viewing activities using their own equipment, including boats and other needed gear. Many visitors stay at local hotels and eat at local restaurants. There are no reports or estimates of direct costs and expenditures associated with manatee viewing.</P>
        <P>While there is no information on the number of boats associated with manatee viewing, including boats used by residents, boats trailered to the area by visitors, boats used to transport eco-tour clients, or boats leased to individuals watching manatees, a recent evaluation on the impact of boating on Florida, Florida's North Central Region, and Citrus County suggests that the overall economic impact of manatee viewing is important (FWC 2009 Online Boating Economic Impact Model Web site).</P>
        <P>FWC's 2006 evaluation of Citrus County boating activities documented 14,304 county-registered boats (13,283 power boats and 1,021 non-power boats, including 903 kayaks and canoes) and 402,029 boat days in Citrus County waters. Over 60 percent of the boat trips taken by these boats occurred in Citrus County. Local boat ramp infrastructure emphasizes salt water destinations (calculated 2006 ramp lane capacities provide access for 10,620 launches, including 8,883 saltwater launches and 1,737 freshwater launches). The economic significance of Citrus County's registered boats and their activities is estimated at $104,740,000 annually in 2006 dollars (or $116,261,400 when adjusted to reflect 2011 monetary values); $63,513,400 (or $70,449,874 in 2011 monetary values) of this amount is spent on boat trips, including $8,549,200 (or $9,489,612 in 2011 monetary values) on lodging (14 percent) and $9,060,500 (or $10,057,155 in 2011 monetary values) on food. The evaluation does not assess nonresident (or out-of-state) boats. The fraction of county-registered boats used for manatee viewing in Kings Bay is unknown, as is the number of boats trailered to the area by visitors. As such, the contribution of boats used for manatee viewing cannot be monetized or evaluated in terms of any economic benefit likely to accrue from this rulemaking.</P>

        <P>Businesses that benefit both directly and indirectly from manatee viewing can be found in Department of Labor descriptions of Citrus County industries. While these industry descriptions provide useful information about numbers of businesses and the number of individuals they employ, they do not describe the number of businesses and<PRTPAGE P="36502"/>individuals engaged directly or indirectly in manatee viewing. These industries include: Leisure and hospitality businesses, professional and business services; and trade, transportation, and utility businesses. Through September 2010, there were 288 leisure and hospitality establishments in Citrus County employing 3,294 individuals; 512 professional and business service establishments employing 3,340 individuals; and 683 trade, transportation, and utility establishments employing 7,330 individuals (U.S. Department of Labor 2011).</P>
        <P>Improved protection for the manatee may result in an economic benefit to these industries by insuring the continued local presence of viewable manatees and insuring the continued existence of the manatee viewing industry. However, the viability of the local manatee viewing industry, as practiced by both commercial businesses and individuals, is challenged by reported acts of manatee harassment associated with these activities.</P>
        <P>Florida waterfront property owners may benefit from manatee protection areas such as the area described in this proposal. Bell and McLean (1997, p. 1) studied the impact of posted manatee speed zones on the property values of waterfront homes in Fort Lauderdale, Broward County, Florida. The authors found a strong relationship between property values and slow-speed zones, and found evidence that slow-speed zones may have a positive impact on home sale price. Slow-speed zones were found to correlate with as much as a 15- to 20-percent increase in sale price. The authors speculated that speed zones may increase property values by reducing noise and fast traffic, and by making it easier for boats to enter and leave primary waterways. In the proposed manatee refuge area, residential property owners may experience these benefits.</P>

        <P>In addition, due to reductions in boat wake associated with speed zones, property owners may experience some economic benefits related to decreased costs for maintenance and repair of shoreline stabilization (<E T="03">i.e.,</E>seawalls along the water's edge). Similarly, the erosion of shoreline vegetation and aquatic plant communities from boat wakes would lessen, thus improving important fisheries habitat. Speed reductions may also result in increased boater and swimmer safety. These types of benefits cannot be quantified with available information.</P>
        <P>Based on previous studies, we believe that this rule would produce some economic benefits. However, given the lack of information available for estimating these benefits, the magnitude of these benefits is unknown.</P>
        <HD SOURCE="HD2">Economic Impacts</HD>
        <HD SOURCE="HD3">Affected Recreational Activities</HD>
        <P>For some waterway users, the loss of a local, high-speed watersports area may reduce the quality of these activities or may cause people to forgo the activities. The extra time needed to cross additional slow and/or idle speed areas or to avoid “no-entry” areas may inconvenience some recreationists. In this section, we examine the waterborne activities taking place in the area and the extent to which they may be affected by the designation of the proposed manatee refuge. The resulting potential economic impacts are discussed below. Actual impacts cannot be quantified, however, because an actual number of recreationists using the site is not known.</P>
        <P>In the proposed Kings Bay Manatee Refuge, affected waterborne activities include traveling, cruising, waterskiing, personal watercraft use, canoeing and kayaking, manatee viewing, snorkeling and diving, and fishing. Based on a recent visitor study that relied on a variety of survey mechanisms, the two most popular activities in Citrus County were manatee viewing and snorkeling and diving (Gold 2008, pp. 4-8). Recreationists engaging in high-speed activities, including waterskiing, use of personal watercraft, and other similar activities would likely experience some impacts due to the proposed regulations; individuals not engaged in high-speed-activities are unlikely to experience much impact due to the proposed regulation.</P>
        <P>Primary activities that would be affected by the designation of year-round slow or idle speeds are those that involve high-speed watercraft operations, including waterskiing, which take place between May 1 and August 31 in the watersports area located in the center of Kings Bay. The proposed regulation may cause some water skiers and other recreationists to forgo high-speed activities here, or may reduce the quality of their experience in the event that these recreationists elect to waterski at less preferred alternative sites.</P>
        <P>Without data describing the number of affected recreationists and the number of trips that they make every year to the watersports area, costs associated with the loss of this area are unknown. If this information were available, we could estimate the impact of lost or diminished skiing days given the value of a waterskiing day published in the literature. One study by Bergstrom and Cordell (1991, p.67) suggested the lost surplus value may be $ 46.75/day (adjusted to reflect 2002 monetary values) for a day of waterskiing. They applied a multicommunity, multisite travel cost model to estimate demand equations for 37 outdoor recreational activities and trip values, including waterskiing. The analysis was based on nationwide data from the Public Area Recreational Visitors Study collected between 1985 and 1987 and several secondary sources.</P>
        <P>Thomas and Stratis (2002, pgs. 30-32) evaluated the effect that reductions in the number of available boating destinations had on recreational boaters in Lee County. Reduced boat speeds at certain sites precluded high-speed activities historically associated with these sites, reducing the number of high-speed destinations available to these boaters. Thomas and Stratis demonstrated that some redistribution of boating trips did subsequently occur and concluded that the reduction in boating destinations resulted in an annual estimated loss per boater of $423.94 in 1996 dollars (or $597.97 when adjusted to reflect 2011 dollar values). The study was conducted in Lee County, not Citrus County, in 1996, and specific locations and 1996 values localize and date the results.</P>
        <P>While studies demonstrate that recreationists can experience a change in the quality of their waterborne experience when speeds are restricted in historically high-speed boater destinations, not enough data are available to estimate any losses in economic value that the recreationists who use Kings Bay are likely to experience. However, given that alternative sites are regionally available, economic impacts are not expected to be significant.</P>

        <P>Recreationists who transit the designated, summertime slow-speed area would likely experience a diminished quality of the boating experience due to the additional time needed to transit this area at speeds slower than those historically present. These recreationists likely include anglers traveling to downstream fishing sites, and the additional transit times would affect the time that they have available to fish. Lost fishing time could result in catch losses, thereby diminishing the fishing experience. The number of these recreationists and the number of trips that they make is unknown. As a result, the economic cost<PRTPAGE P="36503"/>of this rulemaking on these individuals is unknown.</P>
        <HD SOURCE="HD2">Affected Commercial Charter Boat Activities</HD>
        <P>Various types of charter boats use Citrus County waterways for nature tours and other activities. The number of charter boats using Kings Bay is unknown, and information on their origins and destinations is lacking. However, many charter boats are used by renters to view manatees, an activity that occurs within the refuge area. The refuge designation is unlikely to cause a significant adverse impact to businesses that provide boats for manatee viewing and may even benefit them. Enhanced manatee protection measures should improve the viewing experience and are likely to positively affect this industry. The extra time required for commercial charter boats used for fishing to reach fishing grounds could reduce onsite fishing time and could result in fewer trips. Added travel time may affect the length of a trip, which could result in fewer trips overall, creating a potential economic impact.</P>
        <HD SOURCE="HD2">Affected Commercial Fishing Activities</HD>
        <P>Local commercial fisheries may experience some impact due to the proposed regulation. To the extent that the proposed regulation establishes additional speed zones in commercial fishing areas, this may increase transit times associated with the fishing activity, affecting the efficiency of commercial fishing. Costs associated with requirements for the use of manatee-safe float lines would likely increase some fishing gear costs.</P>
        <P>Crab boats would have to travel at slower speeds in some locations between crab pots, thereby potentially reducing the number of crabs landed on a daily basis. The speed limits may also slow transit speeds between fishing grounds for both crab and mullet fishing boats. The number of fishing boats operating and the amount of blue crab and mullet landings occurring in areas that would be newly designated speed zones under this proposed rule are unknown. Given this, the impact on the commercial fishing industry cannot be quantified.</P>

        <P>Crabbers fishing within the Kings Bay Manatee Refuge would need to modify their gear to ensure that manatees do not become entangled in crab pot float lines. The use of stiffened lines, including lines that incorporate stiffeners (wire, lines enclosed in hose or PVC,<E T="03">etc.</E>), crab pot lines to reduce the number of float lines used (where crab pots are strung together and single float lines are used to locate the beginning and end of such a crab pot line), and other methods would increase gear costs. However, the number of crabbers fishing in Kings Bay is unknown, and the extent to which this would impact these users is unknown.</P>
        <P>The proposed designation would likely affect commercial fishermen by way of added travel time, which may have an economic impact. However, because added travel times are unlikely to exceed an additional 30 minutes beyond existing travel times, it is unlikely that the proposed rule would result in a significant economic impact on the commercial fishing industry.</P>
        <HD SOURCE="HD2">Agency Administrative Costs</HD>
        <P>Agency administrative costs would include costs associated with signposting, enforcement, and some costs for education and outreach to inform the public about new designations within the manatee refuge. The proposed refuge would require nominal, additional signposting activities; however, the number and location of signs needed to post the proposed manatee refuge is not known. Similarly, additional law enforcement and education and outreach needs are anticipated. Associated administrative costs are unknown.</P>
        <P>The designation of this manatee refuge would affect less than 530 acres of the State of Florida's 7.5 million acres of waterways and would add restrictions to an already-restricted area to better protect manatees. As a result, the rule would impact the quality of waterborne activity experiences for some recreationists and may lead some recreationists to forgo certain waterborne activities. While the proposed rule would prohibit certain activities within the refuge area, it does not prohibit recreationists from participating in similar activities elsewhere. Alternative sites are available for all waterborne activities that may be affected by this rule. The inconvenience of having to go slower or choose alternative sites for certain waterborne activities would likely have a regional economic cost. While the level of economic benefits that may be attributable to the manatee refuge is unknown (including benefits associated with manatee viewing), these benefits would likely minimize any economic impacts that may be associated with this rule. Given available information, the net economic impact of designating this manatee refuge is not expected to be significant (that is, it would not exceed $100 million per year).</P>
        <HD SOURCE="HD2">Regulatory Flexibility Act</HD>

        <P>Under the Regulatory Flexibility Act (as amended by the Small Business Regulatory Enforcement Fairness Act (SBREFA) of 1996), whenever a Federal agency is required to publish a notice of rulemaking for any proposed or final rule, it must prepare and make available for public comment a regulatory flexibility analysis that describes the effect of the rule on small entities (<E T="03">i.e.,</E>small businesses, small organizations, and small government jurisdictions) (5 U.S.C. 601<E T="03">et seq.</E>). However, no regulatory flexibility analysis is required if the head of an agency certifies that the rule would not have a significant economic impact on a substantial number of small entities. Thus, for a regulatory flexibility analysis to be required, impacts must exceed a threshold for “significant impact” and a threshold for a “substantial number of small entities.” See 5 U.S.C. 605(b). SBREFA amended the Regulatory Flexibility Act to require Federal agencies to provide a statement of the factual basis for certifying that a rule would not have a significant economic impact on a substantial number of small entities. This section presents a screening level analysis of the potential effects of the proposed designation of a manatee protection area on small entities. We certify that this rule would not have a significant economic impact on a substantial number of small entities as defined under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>). An initial/final Regulatory Flexibility Analysis is not required. Accordingly, a Small Entity Compliance Guide is not required.</P>

        <P>In order to determine whether the proposed rule would have a significant economic impact on a substantial number of small entities, we utilize available information on the industries most likely to be affected by the designation of the manatee refuge. Small entities likely affected by the proposed rule include entities whose businesses support high-speed recreational boating activities and commercial fishing. However, no current information is available on the specific number of small entities that would potentially be affected. This proposed rule would preclude high-speed activities from an existing summertime water sports area and would add travel time to boating recreationists and commercial activities having to travel through the additional slow-speed zones. Because the only restrictions on recreational activity result from displacement and added travel time and alternative sites are available for all waterborne activities,<PRTPAGE P="36504"/>we believe that the economic impact on small entities resulting from changes in recreational use patterns would not be significant. The economic impacts on small businesses resulting from this proposed rule are likely to be indirect effects related to reduced demand for goods and services if recreationists choose to reduce their level of participation in waterborne activities. Similarly, because the only restrictions on commercial activity result from the inconvenience of added travel time, we believe that any economic impact on small commercial fishing or charter boat entities would not be significant. Also, the indirect economic impact on small businesses that may result from reduced demand for goods and services from commercial entities is likely to be insignificant.</P>
        <HD SOURCE="HD2">Small Business Regulatory Enforcement Fairness Act</HD>
        <P>This proposed rule is not a major rule under 5 U.S.C. 804(2). This proposed rule:</P>
        <P>a. Does not have an annual effect on the economy of $100 million or more. As shown above, this proposed rule may cause some inconvenience in the form of displacement and added travel time for recreationists and commercial fishing and charter boat businesses because of speed and access restrictions in this manatee refuge, but it should not translate into any significant business reductions for the many small businesses in Citrus County. Since the only restrictions on recreational activity would result from displacement and added travel time and alternative sites are available for all waterborne activities, we believe that the economic impact on small entities resulting from changes in recreational use patterns would not be significant. The economic impacts on small business resulting from this proposed rule are likely to be indirect effects related to reduced demand for goods and services if recreationists choose to reduce their level of participation in waterborne activities. Similarly, because the only restrictions on commercial activity result from the inconvenience of added travel time, we believe that any economic impact on small commercial fishing or charter boat entities would not be significant. Also, the indirect economic impact on small businesses that may result from reduced demand for goods and services from commercial entities is likely to be insignificant.</P>
        <P>b. Would not cause a major increase in costs or prices for consumers, individual industries, Federal, State, or local government agencies, or geographic regions. It is unlikely that there are unforeseen changes in costs or prices for consumers stemming from this proposed rule. The recreational charter boat and commercial fishing industries may be affected by lower speed limits for some areas when traveling to and from fishing grounds. However, this impact is likely to be limited.</P>
        <P>c. Would not have significant adverse effects on competition, employment, investment, productivity, innovation, or the ability of U.S.-based enterprises to compete with foreign-based enterprises. As stated above, this proposed rule may generate some level of inconvenience to recreationists due to displacement and added travel time, but the resulting economic impacts are believed to be minor and would not interfere with the normal operation of businesses in the affected county. Added travel time to traverse some areas is not expected to be a major factor that would impact business activity.</P>
        <HD SOURCE="HD2">Unfunded Mandates Reform Act</HD>

        <P>In accordance with the Unfunded Mandates Reform Act (2 U.S.C. 1501<E T="03">et seq.</E>):</P>
        <P>a. This proposed rule would not significantly or uniquely affect small governments. A Small Government Agency Plan is not required. The designation of manatee refuges imposes no substantial new obligations on State or local governments.</P>
        <P>b. This proposed rule would not produce a Federal mandate of $100 million or greater in any year. As such, it is not a significant regulatory action under the Unfunded Mandates Reform Act.</P>
        <HD SOURCE="HD2">Takings</HD>
        <P>In accordance with Executive Order 12630, this proposed rule does not have significant takings implications. A takings implication assessment is not required. The proposed manatee protection area is located over Federal-, State- or privately-owned submerged bottoms. Any property owners in the vicinity would retain navigational access and the ability to maintain their property.</P>
        <HD SOURCE="HD2">Federalism</HD>
        <P>In accordance with Executive Order 13132, the proposed rule would not have significant Federalism effects. A Federalism assessment is not required. This proposed rule would not have substantial direct effects on the State, on the relationship between the Federal Government and the State, or on the distribution of power and responsibilities among the various levels of government. We coordinated with the State of Florida to the extent possible on the development of this proposed rule.</P>
        <HD SOURCE="HD2">Civil Justice Reform</HD>
        <P>In accordance with Executive Order 12988, the Office of the Solicitor has determined that the rule would not unduly burden the judicial system and meets the requirements of sections 3(a) and 3(b)(2) of the Order.</P>
        <HD SOURCE="HD2">Paperwork Reduction Act</HD>

        <P>This proposed regulation does not contain new collections of information that require approval by the Office of Management and Budget under 44 U.S.C. 3501<E T="03">et seq.</E>The proposed regulation would not impose new recordkeeping or reporting requirements on State or local governments, individuals, businesses, or organizations. OMB has reviewed and approved the information collection requirements associated with special use permits and assigned OMB Control No. 1018-0102. We may not conduct or sponsor and you are not required to respond to a collection of information unless it displays a currently valid OMB control number.</P>
        <HD SOURCE="HD2">National Environmental Policy Act</HD>

        <P>We have analyzed this proposed rule in accordance with the criteria of the National Environmental Policy Act (42 U.S.C. 4321<E T="03">et seq.</E>). This proposed rule does not constitute a major Federal action significantly affecting the quality of the human environment. An environmental assessment has been prepared and is available for review on-line at<E T="03">http://www.regulations.gov</E>(see<E T="02">ADDRESSES</E>), or upon request (see<E T="02">FOR MORE INFORMATION CONTACT</E>).</P>
        <HD SOURCE="HD2">Government-to-Government Relationship with Tribes</HD>
        <P>In accordance with the President's memorandum of April 29, 1994, “Government-to-Government Relations with Native American Tribal Governments” (59 FR 22951), Executive Order 13175 and the Department of the Interior's manual at 512 DM 2, we have evaluated possible effects on Federally recognized Indian Tribes and have determined that there would be no effects.</P>
        <HD SOURCE="HD2">Energy Supply, Distribution, or Use</HD>

        <P>On May 18, 2001, the President issued Executive Order 13211 on regulations that significantly affect energy supply, distribution, and use. Executive Order 13211 requires agencies to prepare Statements of Energy Effects when undertaking certain actions. Because this proposed rule is not a significant<PRTPAGE P="36505"/>regulatory action under Executive Order 12866, and it would only require vessels to proceed at slow or idle speeds or avoid no-entry areas in 530 acres of waterways in Florida, it is not expected to significantly affect energy supplies, distribution, and use. Therefore, this action is not a significant energy action, and no Statement of Energy Effects is required.</P>
        <HD SOURCE="HD2">Data Quality Act</HD>
        <P>In developing this proposed rule, we did not conduct or use a study, experiment, or survey requiring peer review under the Data Quality Act (Pub. L. 106-554).</P>
        <HD SOURCE="HD1">References Cited</HD>

        <P>For a list of the references cited in this rule, see Docket No. FWS-R4-ES-2011-0079, available at<E T="03">http://www.regulations.gov</E>.</P>
        <HD SOURCE="HD1">Author</HD>
        <P>The primary author of this document is Jim Valade (see<E T="02">ADDRESSES</E>).</P>
        <HD SOURCE="HD1">Authority</HD>

        <P>The statutory authority to establish manatee protection areas is provided by the Endangered Species Act of 1973, as amended (16 U.S.C. 1531<E T="03">et seq.</E>), and the Marine Mammal Protection Act of 1972, as amended (16 U.S.C. 1361<E T="03">et seq.</E>).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 50 CFR Part 17</HD>
          <P>Endangered and threatened species, Exports, Imports, Reporting and record keeping requirements, Transportation.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Proposed Regulation Promulgation</HD>
        <P>Accordingly, we propose to amend part 17, subchapter B of chapter I, title 50 of the Code of Federal Regulations, as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 17—[AMENDED]</HD>
          <P>1. The authority citation for part 17 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>16 U.S.C 1361-1407; 16 U.S.C 1531-1544; 16 U.S.C 4201-4245; Pub. L. 99-625, 100 Stat. 3500; unless otherwise noted.</P>
            <P>2. Amend § 17.104 by revising paragraph (b) to read as follows:</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 17.104</SECTNO>
            <SUBJECT>Prohibitions.</SUBJECT>
            <STARS/>
            <P>(b)<E T="03">Manatee refuge.</E>It is unlawful for any person within a particular manatee refuge to engage in any waterborne activity which has been specifically prohibited within that refuge, or to engage in any waterborne activity in a manner contrary to that permitted by regulation within that area. Any take of manatees under the Acts (see § 18.3 of this chapter for a definition of “take” in regard to marine mammals), including take by harassment, is prohibited wherever it may occur.</P>
            <STARS/>
            <P>3. Amend § 17.108 by:</P>
            <P>a. In paragraph (a)(3), removing the period at the end of the paragraph and adding in its place a comma and the words “to be known as the Magnolia Springs Manatee Sanctuary.”;</P>
            <P>b. In paragraph (a)(4), removing the period at the end of the paragraph and adding in its place a comma and the words “to be known as the Buzzard Island Manatee Sanctuary.”;</P>
            <P>c. In paragraph (a)(5), removing the period at the end of the paragraph and adding in its place a comma and the words “to be known as the Tarpon Springs Manatee Sanctuary.”;</P>
            <P>d. In paragraph (a)(6), removing the period at the end of the paragraph and adding in its place a comma and the words “to be known as the Warden Key Manatee Sanctuary.”;</P>
            <P>e. Revising paragraph (b) to read as set forth below; and</P>
            <P>f. Adding paragraph (c)(14) to read as set forth below:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 17.108</SECTNO>
            <SUBJECT>List of designated manatee protection areas.</SUBJECT>
            <STARS/>
            <P>(b)<E T="03">Exceptions.</E>(1) Adjoining property owners, their guests, employees, and their designees may engage in watercraft access and property maintenance activities through manatee sanctuaries (set forth in paragraphs (a)(1) through (a)(11) of this section) and designated “no entry areas” in the Kings Bay Manatee Refuge (set forth in paragraph (c)(14) of this section). Use of sanctuary and no-entry area waters is restricted to authorized individuals accessing adjoining properties, storing watercraft, and maintaining property and waterways. Maintenance activities include those actions necessary to maintain property and waterways, subject to any Federal, State, and local government permitting requirements.</P>
            <P>(2) Authorized individuals must obtain a sticker or letter of authorization from the Fish and Wildlife Service identifying them as individuals authorized to enter no-entry areas that adjoin their property. Stickers must be placed in a conspicuous location to readily identify authorized watercraft. Individuals with a letter of authorization must have a valid letter in their possession when accessing no-entry areas.</P>
            <P>(3) Authorized individuals must conduct any authorized boating activity within these areas at idle or no-wake speeds.</P>
            <STARS/>
            <P>(c)  * * *</P>
            <P>(14)<E T="03">The Kings Bay Manatee Refuge.</E>A tract of submerged land that includes all waters of Kings Bay, including all tributaries and adjoining waterbodies, upstream of the confluence of Kings Bay and Crystal River, described by a line that bears North 53°00′00″ East (True) from the northeasternmost point of an island on the southwesterly shore of Crystal River (approximate latitude 28°53′32″ North, approximate longitude 82°36′23″ West) to the southwesternmost point of a peninsula of Magnolia Shores (approximate latitude 28°53′38″ North, approximate longitude 82°36′16″ West).</P>
            <P>(i)<E T="03">Area covered.</E>The Kings Bay Manatee Refuge encompasses existing manatee protection areas as described in paragraphs (a)(1) through (a)(7) of this section, and areas outside these sections as depicted on the map in paragraph (c)(14)(ii) of this section.</P>
            <P>(ii)<E T="03">Particular areas.</E>The following springs fall within the boundaries of the Kings Bay Manatee Refuge. A map showing the entire refuge, including these springs, follows:</P>
            <BILCOD>BILLING CODE 4310-55-P</BILCOD>
            <GPH DEEP="640" SPAN="3">
              <PRTPAGE P="36506"/>
              <GID>EP22JN11.066</GID>
            </GPH>
            <BILCOD>BILLING CODE 4310-55-C</BILCOD>
            <P>(A)<E T="03">Three Sisters Springs.</E>A tract of submerged land, lying in Section 28, Township 18 South, Range 17 East, Tallahassee Meridian, Citrus County,<PRTPAGE P="36507"/>Florida, more particularly described as follows: For a point of reference, commence at the northwest corner of said Section 28 in an east southeast direction to the canal that begins on the west side of Southeast Cutler Spur Boulevard and runs west-northwest to Kings Bay. The spring is north and east of the northern terminus of Southeast Paradise Avenue along the northern shore of said canal. Three Sisters Springs includes three main and numerous smaller spring vents and a spring run that connects the vents to said canal in Crystal River, Citrus County, Florida. This area is not the same as set forth in paragraph (a)(7) of this section. This area is behind the sanctuary (north from the mouth of the channel) as set forth in paragraph (a)(7) of this section and no one may enter this area from November 15 through March 31 between the hours of 6:00 p.m. and 7:00 a.m.</P>
            <P>(B)<E T="03">House Spring.</E>A tract of submerged land, lying in Section 21, Township 18 South, Range 17 East, Tallahassee Meridian, Citrus County, Florida, more particularly described as follows: For a point of reference, commence at the southwest corner of said Section 21 in an east northeast direction to the northeasternmost corner of Hunter Spring Run. The spring is immediately west of and adjacent to Northeast 2nd Court in Crystal River, Citrus County, Florida.</P>
            <P>(C)<E T="03">Jurassic Spring.</E>A tract of submerged land, lying in Section 21, Township 18 South, Range 17 East, Tallahassee Meridian, Citrus County, Florida, more particularly described as follows: For a point of reference, commence at the southwest corner of said Section 21 in an east northeast direction to the eastern shore of Hunter Spring Run. The spring is immediately west of the western terminus of Bayshore Drive in Crystal River, Citrus County, Florida.</P>
            <P>(D)<E T="03">Idiot's Delight Number 2 Spring.</E>A tract of submerged land, lying in Section 28, Township 18 South, Range 17 East, Tallahassee Meridian, Citrus County, Florida, more particularly described as follows: For a point of reference, commence at the northwest corner of said Section 28 in an east southeast direction to the canal that begins on the west side of Southeast Cutler Spur Boulevard and runs west-northwest to Kings Bay. The spring is north and east of the northern terminus of Southeast Paradise Avenue along the northern shore of said canal just east of the southern terminus of the Three Sisters Springs run in Crystal River, Citrus County, Florida.</P>
            <P>(iii)<E T="03">Speed restrictions.</E>Throughout the entire year, watercraft speeds are restricted to slow speed throughout the refuge except in those areas where access is precluded (manatee sanctuaries, no entry areas) or more restrictive speed restrictions are in effect.</P>
            <P>(iv)<E T="03">Time and area prohibitions.</E>From November 15 to March 31, all waterborne activities, including swimming, diving (including skin and scuba diving), snorkeling, water skiing, surfing, fishing (including with hook and line, by cast net, or spear), and the use of water vehicles (including but not limited to boats powered by engine, wind or other means; ships powered by engine, wind or other means; barges, surfboards, personal watercraft, water skis, and any other devices or mechanisms capable of locomotion on, across, or underneath the surface of the water) are prohibited in areas that are outside of and within specified distances from the existing manatee sanctuaries located in Kings Bay (defined in paragraphs (a)(1) through (a)(7) of this section) and the springs defined in paragraph (c)(14)(ii) of this section: Three Sisters Springs, House Spring, Jurassic Spring, and Idiot's Delight Number 2 Spring.</P>
            <P>(v)<E T="03">Expanded temporary no-entry area.</E>When manatees exceed the capacity of an existing manatee sanctuary or shift usage around an existing manatee sanctuary or shift usage to Three Sisters Springs, House Spring, Jurassic Spring, and Idiot's Delight Number 2 Spring, due to water or weather conditions, we will designate “no entry” areas from November 15 through March 31. Designations of no-entry areas around existing manatee sanctuaries and Three Sisters Springs, House Spring, Jurassic Spring, and Idiot's Delight Number 2 Spring within the Kings Bay Manatee Refuge will be made based on aerial survey observations of manatees using the existing sanctuary sites, current weather information, and other sources of credible, relevant information. We could designate no-entry areas around one or all of the manatee sites in Kings Bay depending on the winter season. We will designate no-entry areas within the Kings Bay Manatee Refuge and outside of existing manatee sanctuaries as follows:</P>
            <P>(A) For the sanctuaries set forth in paragraphs (a)(1) through (a)(6) of this section, to a distance not to exceed 100 feet from the existing sanctuary boundary.</P>
            <P>(B) For the Three Sisters Springs Sanctuary, to a distance not to exceed 400 feet from the existing boundary. We do not intend to completely mark off the manmade channel. Expansions could occur directly around the existing sanctuary and north into the area locally known as Three Sisters Springs.</P>
            <P>(C) For House Spring and Jurassic Spring, an area that does not exceed 100 feet from the associated spring vents.</P>
            <P>(D) For Idiot's Delight Number 2 Spring, an area that does not exceed 25 feet from the associated spring vent. Any temporary designation will be configured to avoid the manmade channel in the canal and will not block access into Three Sisters Springs.</P>
            <P>(vi)<E T="03">Temporary no-entry areas.</E>Temporary no-entry area designations may be made in the existing manatee sanctuaries located in Kings Bay (defined in paragraphs (a)(1) through (a)(7) of this section), Three Sisters Springs, House Spring, Jurassic Spring, and Idiot's Delight Number 2 Spring prior to November 15 and after March 31 during cold fronts when manatees are present. Designations will remain in effect for the duration of a cold front and only when manatees are present; temporary no-entry area designations will remain in effect for no longer than 14 days.</P>
            <P>(vii)<E T="03">Posting of additional protection areas.</E>Additional protection areas within the Kings Bay Manatee Refuge, but outside of the existing manatee sanctuaries set forth in paragraphs (a)(1) through (a)(7) of this section and around Three Sisters Springs, House Spring, Jurassic Spring, and Idiot's Delight Number 2 Spring, will be posted to distances as described in paragraph (c)(14)(v) of this section and identified by the following devices: buoys, float lines, signs, advisories from onsite Service employees and their designees, or other methods.</P>
            <P>(viii)<E T="03">Notifications.</E>When waterborne activities pose an immediate threat to aggregations of manatees and are likely to take one or more manatees, additional protection areas outside of existing manatee sanctuaries set forth in paragraphs (a)(1) through (a)(7) of this section and around Three Sisters Springs, House Spring, Jurassic Spring, and Idiot's Delight Number 2 Spring, but within the Kings Bay Manatee Refuge will be posted to distances as described in paragraph (c)(14)(v) of this section. No-entry area designations will occur immediately. We will advise the public of designations through public notice(s) announcing and describing the measures in a local newspaper and other media, including but not limited to, local television and radio broadcasts, Web sites and other news outlets, as soon as time permits. Onsite Service employees and their designees, when<PRTPAGE P="36508"/>present, may also inform waterway users of designations.</P>
            <P>(ix)<E T="03">Prohibited activities.</E>We specifically identify and prohibit the activities set forth in this paragraph to prevent the take of manatees by individuals engaged in waterborne activities while in the water, in boats, or on-shore within the Kings Bay Manatee Refuge. In regard to these prohibited activities, we consider a resting manatee to be a mostly motionless manatee on the water bottom, in the water column, or on the water's surface that rises to the surface to breath. While resting, a manatee may make minor changes in its posture and may slightly shift its position. Minor changes in posture occur when resting manatees breathe or roll. Resting manatees may also make slight movements with their flippers or tail to compensate for drift,<E T="03">etc.</E>Prohibited activities include:</P>
            <P>(A) Chasing or pursuing manatee(s).</P>
            <P>(B) Disturbing or touching a resting or feeding manatee(s).</P>
            <P>(C) Diving from the surface on to resting or feeding manatee(s).</P>
            <P>(D) Cornering or surrounding or attempting to corner or surround a manatee(s).</P>
            <P>(E) Riding, holding, grabbing, or pinching or attempting to ride, hold, grab, or pinch a manatee(s).</P>
            <P>(F) Poking, prodding, or stabbing or attempting to poke, prod, or stab a manatee(s) with anything, including your hands and feet.</P>
            <P>(G) Standing on or attempting to stand on manatee(s).</P>
            <P>(H) Separating a mother and calf or attempting to separate a mother and calf.</P>
            <P>(I) Separating manatee(s) from a group or attempting to separate manatee(s) from a group.</P>
            <P>(J) Giving manatee(s) anything to eat or drink or attempting to give manatee(s) anything to eat or drink.</P>
            <P>(K) Actively initiating contact with belted and/or tagged manatee(s) and associated gear, including any belts, harnesses, tracking devices, or antennae.</P>
            <P>(L) Interfering with rescue and research activities.</P>
            <P>(M) Using mooring and float lines that can entangle manatees.</P>
          </SECTION>
          <SIG>
            <DATED>Dated: June 10, 2011.</DATED>
            <NAME>Rachel Jacobson,</NAME>
            <TITLE>Acting Assistant Secretary for Fish and Wildlife and Parks.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15603 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-55-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Fish and Wildlife Service</SUBAGY>
        <CFR>50 CFR Part 20</CFR>
        <DEPDOC>[Docket No. FWS-R9-MB-2011-0014; 91200-1231-9BPP-L2]</DEPDOC>
        <RIN>RIN 1018-AX34</RIN>
        <SUBJECT>Migratory Bird Hunting; Supplemental Proposals for Migratory Game Bird Hunting Regulations for the 2011-12 Hunting Season; Notice of Meetings</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Fish and Wildlife Service, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule; supplemental.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We, the U.S. Fish and Wildlife Service (Service), proposed in an earlier document to establish annual hunting regulations for certain migratory game birds for the 2011-12 hunting season. This supplement to the proposed rule provides the regulatory schedule, announces the Service Migratory Bird Regulations Committee and Flyway Council meetings, and provides Flyway Council recommendations resulting from their March meetings.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Comments:</E>You must submit comments on the proposed regulatory alternatives for the 2011-12 duck hunting seasons by July 5, 2011. Following subsequent<E T="04">Federal Register</E>documents, you will be given an opportunity to submit comments for proposed early-season frameworks by July 29, 2011, and for proposed late-season frameworks and subsistence migratory bird seasons in Alaska by August 31, 2011.</P>
          <P>
            <E T="03">Meetings:</E>The Service Migratory Bird Regulations Committee will meet to consider and develop proposed regulations for early-season migratory bird hunting on June 22 and 23, 2011, and for late-season migratory bird hunting and the 2012 spring/summer migratory bird subsistence seasons in Alaska on July 27 and 28, 2011. All meetings will commence at approximately 8:30 a.m.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>
            <E T="03">Comments:</E>You may submit comments on the proposals by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the instructions for submitting comments on Docket No. FWS-R9-MB-2011-0014.</P>
          <P>•<E T="03">U.S. mail or hand-delivery:</E>Public Comments Processing, Attn: FWS-R9-MB-2011-0014; Division of Policy and Directives Management; U.S. Fish and Wildlife Service; 4401 N. Fairfax Drive, MS 2042-PDM; Arlington, VA 22203.</P>

          <P>We will not accept e-mailed or faxed comments. We will post all comments on<E T="03">http://www.regulations.gov</E>. This generally means that we will post any personal information you provide us (see the Public Comments section below for more information).</P>
          <P>
            <E T="03">Meetings:</E>The Service Migratory Bird Regulations Committee will meet in room 200 of the U.S. Fish and Wildlife Service's Arlington Square Building, 4401 N. Fairfax Dr., Arlington, VA.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Ron W. Kokel, U.S. Fish and Wildlife Service, Department of the Interior, MS MBSP-4107-ARLSQ, 1849 C Street, NW., Washington, DC 20240; (703) 358-1714.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Regulations Schedule for 2011</HD>
        <P>On April 8, 2011, we published in the<E T="04">Federal Register</E>(76 FR 19876) a proposal to amend 50 CFR part 20. The proposal provided a background and overview of the migratory bird hunting regulations process, and addressed the establishment of seasons, limits, and other regulations for hunting migratory game birds under §§ 20.101 through 20.107, 20.109, and 20.110 of subpart K. This document is the second in a series of proposed, supplemental, and final rules for migratory game bird hunting regulations. We will publish proposed early-season frameworks in early July and late-season frameworks in early August. We will publish final regulatory frameworks for early seasons on or about August 16, 2011, and for late seasons on or about September 15, 2011.</P>
        <HD SOURCE="HD1">Service Migratory Bird Regulations Committee Meetings</HD>
        <P>The Service Migratory Bird Regulations Committee will meet June 22-23, 2011, to review information on the current status of migratory shore and upland game birds and develop 2011-12 migratory game bird regulations recommendations for these species, plus regulations for migratory game birds in Alaska, Puerto Rico, and the Virgin Islands. The Committee will also develop regulations recommendations for September waterfowl seasons in designated States, special sea duck seasons in the Atlantic Flyway, and extended falconry seasons. In addition, the Committee will review and discuss preliminary information on the status of waterfowl.</P>

        <P>At the July 27-28, 2011, meetings, the Committee will review information on the current status of waterfowl and develop 2011-12 migratory game bird regulations recommendations for regular waterfowl seasons and other species and<PRTPAGE P="36509"/>seasons not previously discussed at the early-season meetings. In addition, the Committee will develop recommendations for the 2012 spring/summer migratory bird subsistence season in Alaska.</P>
        <P>In accordance with Departmental policy, these meetings are open to public observation. You may submit written comments to the Service on the matters discussed.</P>
        <HD SOURCE="HD1">Announcement of Flyway Council Meetings</HD>
        <P>Service representatives will be present at the individual meetings of the four Flyway Councils this July. Although agendas are not yet available, these meetings usually commence at 8 a.m. on the days indicated.</P>
        <P>
          <E T="03">Atlantic Flyway Council:</E>July 21-22, Hotel Viking, Newport, RI.</P>
        <P>
          <E T="03">Mississippi Flyway Council:</E>July 22-23, Crowne Plaza, Little Rock, AR.</P>
        <P>
          <E T="03">Central Flyway Council:</E>July 21-22, Holiday Inn, Cody, WY.</P>
        <P>
          <E T="03">Pacific Flyway Council:</E>July 21, GranTree Inn, Bozeman, MT.</P>
        <HD SOURCE="HD1">Review of Public Comments</HD>

        <P>This supplemental rulemaking describes Flyway Council recommended changes based on the preliminary proposals published in the April 8, 2011,<E T="04">Federal Register</E>. We have included only those recommendations requiring either new proposals or substantial modification of the preliminary proposals and do not include recommendations that simply support or oppose preliminary proposals and provide no recommended alternatives. Our responses to some Flyway Council recommendations, but not others, are merely a clarification aid to the reader on the overall regulatory process, not a definitive response to the issue. We will publish responses to all proposals and written comments when we develop final frameworks.</P>
        <P>We seek additional information and comments on the recommendations in this supplemental proposed rule. New proposals and modifications to previously described proposals are discussed below. Wherever possible, they are discussed under headings corresponding to the numbered items identified in the April 8 proposed rule. Only those categories requiring your attention or for which we received Flyway Council recommendations are discussed below.</P>
        <HD SOURCE="HD1">1. Ducks</HD>
        <P>Duck harvest management categories are: (A) General Harvest Strategy; (B) Regulatory Alternatives, including specification of framework dates, season length, and bag limits; (C) Zones and Split Seasons; and (D) Special Seasons/Species Management.</P>
        <HD SOURCE="HD2">A. General Harvest Strategy</HD>
        <P>
          <E T="03">Council Recommendations:</E>The Mississippi Flyway Council recommended that regulations changes be restricted to one step per year, both when restricting as well as liberalizing hunting regulations.</P>
        <P>
          <E T="03">Service Response:</E>As we stated in the April 8<E T="04">Federal Register</E>, the final Adaptive Harvest Management protocol for the 2011-12 season will be detailed in the early-season proposed rule, which will be published in mid-July.</P>
        <HD SOURCE="HD2">B. Regulatory Alternatives</HD>
        <P>
          <E T="03">Council Recommendations:</E>The Mississippi and Central Flyway Councils recommended that regulatory alternatives for duck hunting seasons remain the same as those used in 2010.</P>
        <P>
          <E T="03">Service Response:</E>As we stated in the April 8<E T="04">Federal Register</E>, the final regulatory alternatives for the 2011-12 season will be detailed in the early-season proposed rule, which will be published in mid-July.</P>
        <HD SOURCE="HD2">C. Zones and Split Seasons</HD>
        <P>
          <E T="03">Council Recommendations:</E>The Atlantic Flyway Council recommended allowing States two periods for selecting their zone and split options: spring 2011 for currently offered options, and spring 2012 for possible additional available options.</P>

        <P>The Mississippi Flyway Council urged us to provide new options for zones/split-season criteria (<E T="03">i.e.,</E>three zones with two splits or four zones) for use during the 2011-12 regulations cycle season (see the April 8<E T="04">Federal Register</E>for a full discussion). They note, however, that some States may not be able to use these new criteria even if they are approved this spring because of their internal regulations setting process. Thus, they request extending the open season for States to select zone/split-season configurations through the 2012 regulations cycle.</P>
        <P>The Central and Pacific Flyway Councils recommended extending the current open season for States to select regular season zone/split configurations for 2011-15 through June 2012.</P>
        <P>
          <E T="03">Service Response:</E>As we discussed in the April 8<E T="04">Federal Register</E>, we proposed new guidelines for duck zones and split seasons for use by States in setting their seasons for the 2011-15 hunting seasons. We also prepared a draft Environmental Assessment (EA) on the proposed zone and split season guidelines and provided a brief summary of the anticipated impacts of the preferred alternative with regard to the guidelines. Specifics of each of the four alternatives we analyzed can be found on our Web site at<E T="03">http://www.fws.gov/migratorybirds,</E>or at<E T="03">http://www.regulations.gov</E>. The comment period on the EA closed on May 15, 2011. We are currently analyzing comments received and determining whether to: (1) Prepare a final EA and Finding of No Significant Impact and authorize [the preferred alternative], (2) reconsider our preferred alternative, or (3) determine that an Environmental Impact Statement should be prepared. We plan to release our final EA and decision in July.</P>
        <HD SOURCE="HD2">D. Special Seasons/Species Management</HD>
        <HD SOURCE="HD3">ix. Youth Hunt</HD>
        <P>
          <E T="03">Council Recommendations:</E>The Atlantic Flyway Council recommended that we remove the criteria for youth hunting days to be two consecutive hunting days and allow the two days to be taken singularly or consecutively outside any regular duck season on a weekend, holidays, or other non-school days when youth hunters would have the maximum opportunity to participate.</P>
        <HD SOURCE="HD3">x. Mallard Management Units</HD>
        <P>
          <E T="03">Council Recommendations:</E>The Central Flyway Council recommends a minor change to the High Plains Mallard Management Unit boundary in Nebraska and Kansas for simplification and clarification.</P>
        <HD SOURCE="HD1">4. Canada Geese</HD>
        <HD SOURCE="HD2">A. Special Seasons</HD>
        <P>
          <E T="03">Council Recommendations:</E>The Atlantic Flyway Council recommended that the 10-day experimental season extension (September 16-25) of the special September Canada goose hunting season in Delaware become operational.</P>
        <P>The Central Flyway Council recommended that we increase the daily bag limit framework from five to eight for North Dakota during the special early Canada goose hunting season in September.</P>
        <P>The Pacific Flyway Council recommended increasing the daily bag limit in the Pacific Flyway portion of Colorado from three geese to four geese, and increasing the possession limit from six to eight birds during the special September season.</P>
        <HD SOURCE="HD2">B. Regular Seasons</HD>
        <P>
          <E T="03">Council Recommendations:</E>The Mississippi Flyway Council recommended that the framework<PRTPAGE P="36510"/>opening date for all species of geese for the regular goose seasons in Michigan and Wisconsin be September 16, 2011.</P>
        <HD SOURCE="HD1">9. Sandhill Cranes</HD>
        <P>
          <E T="03">Council Recommendations:</E>The Mississippi Flyway Council recommended a 3-year experimental 30-day sandhill crane season for eastern population sandhill cranes in Kentucky beginning in the 2011-12 season.</P>
        <P>The Central and Pacific Flyway Councils recommend using the 2011 Rocky Mountain Population (RMP) sandhill crane harvest allocation of 1,771 birds as proposed in the allocation formula using the 3-year running average for 2008-10. The Councils also recommended the establishment of two new hunting areas for RMP greater sandhill crane hunting in Montana, the addition of Golden Valley County to an existing RMP sandhill crane hunting unit, and the establishment of a new RMP sandhill crane hunting unit in Broadwater County.</P>
        <P>The Pacific Flyway Council recommended not allowing a limited hunt for Lower Colorado River Valley (LCRV) Sandhill Cranes in Arizona during the 2011-12 hunting season as survey results indicate the 3-year average population estimate is below the 2,500 birds required by the framework to hunt Lower Colorado River Valley (LCRV) Sandhill Cranes.</P>
        <HD SOURCE="HD1">14. Woodcock</HD>
        <P>
          <E T="03">Council Recommendations:</E>The Atlantic Flyway Council recommended adoption of the “moderate” season package of 45 days with a 3-bird daily bag limit in the Eastern Management Unit for the 2011-12 season as outlined in the Interim American Woodcock Harvest Strategy (available at<E T="03">http://www.fws.gov/migratorybirds/NewsPublicationsReports.html</E>).</P>
        <HD SOURCE="HD1">16. Mourning Doves</HD>
        <P>
          <E T="03">Council Recommendations:</E>The Atlantic and Mississippi Flyway Councils recommended use of the “moderate” season framework for States within the Eastern Management Unit population of mourning doves resulting in a 70-day season and 15-bird daily bag limit. The daily bag limit could be composed of mourning doves and white-winged doves, singly or in combination.</P>
        <P>The Mississippi and Central Flyway Councils recommend the use of the standard (or “moderate”) season package of a 15-bird daily bag limit and a 70-day season for the 2011-12 mourning dove season in the States within the Central Management Unit. The Central Flyway Council also recommended that the opening date for the South Dove Zone in Texas be the Friday before the third Saturday in September.</P>
        <P>The Pacific Flyway Council recommended use of the “moderate” season framework for States in the Western Management Unit (WMU) population of mourning doves, which represents no change from last year's frameworks. The Council also recommended combining mourning and white-winged dove season frameworks into a single framework, and allowing an aggregate bag in all Pacific Flyway States in the WMU.</P>
        <HD SOURCE="HD2">18. Alaska</HD>
        <P>
          <E T="03">Council Recommendations:</E>The Pacific Flyway Council recommended removal of Canada goose daily bag limit restrictions within the overall dark goose daily bag limit in Units 9, 10, 17, and 18. In these Units, the dark goose limits would be 6 geese per day, with 12 geese in possession.</P>
        <HD SOURCE="HD1">Public Comments</HD>
        <P>The Department of the Interior's policy is, whenever possible, to afford the public an opportunity to participate in the rulemaking process. Accordingly, we invite interested persons to submit written comments, suggestions, or recommendations regarding the proposed regulations. Before promulgating final migratory game bird hunting regulations, we will consider all comments we receive. These comments, and any additional information we receive, may lead to final regulations that differ from these proposals.</P>

        <P>You may submit your comments and materials concerning this proposed rule by one of the methods listed in the<E T="02">ADDRESSES</E>section. We will not accept comments sent by e-mail or fax. We will not consider hand-delivered comments that we do not receive, or mailed comments that are not postmarked, by the date specified in the<E T="02">DATES</E>section.</P>

        <P>We will post all comments in their entirety—including your personal identifying information—on<E T="03">http://www.regulations.gov</E>. Before including your address, phone number, e-mail address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>

        <P>Comments and materials we receive, as well as supporting documentation we used in preparing this proposed rule, will be available for public inspection on<E T="03">http://www.regulations.gov</E>, or by appointment, during normal business hours, at the U.S. Fish and Wildlife Service, Division of Migratory Bird Management, Room 4107, 4501 North Fairfax Drive, Arlington, VA 22203.</P>
        <P>For each series of proposed rulemakings, we will establish specific comment periods. We will consider, but possibly may not respond in detail to, each comment. As in the past, we will summarize all comments we receive during the comment period and respond to them after the closing date in the preambles of any final rules.</P>
        <HD SOURCE="HD1">Required Determinations</HD>
        <P>Based on our most current data, we are affirming our required determinations made in the proposed rule; for descriptions of our actions to ensure compliance with the following statutes and Executive orders, see our April 8, 2011, proposed rule (76 FR 19876):</P>
        <P>• National Environmental Policy Act;</P>
        <P>• Endangered Species Act;</P>
        <P>• Regulatory Flexibility Act;</P>
        <P>• Small Business Regulatory Enforcement Fairness Act;</P>
        <P>• Paperwork Reduction Act;</P>
        <P>• Unfunded Mandates Reform Act;</P>
        <P>• Executive Orders 12630, 12866, 12988, 13175, 13132, and 13211.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 50 CFR Part 20</HD>
          <P>Exports, Hunting, Imports, Reporting and recordkeeping requirements, Transportation, Wildlife.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Authority</HD>
        <P>The rules that eventually will be promulgated for the 2011-12 hunting season are authorized under 16 U.S.C. 703-711, 16 U.S.C. 712, and 16 U.S.C. 742 a-j.</P>
        <SIG>
          <DATED>Dated: June 13, 2011.</DATED>
          <NAME>Rachel Jacobson,</NAME>
          <TITLE>Acting Assistant Secretary for Fish and Wildlife and Parks.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15599 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-55-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="36511"/>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <CFR>50 CFR Part 648</CFR>
        <RIN>RIN 0648-BA22</RIN>
        <SUBJECT>Fisheries of the Northeastern United States; Atlantic Deep-Sea Red Crab; Amendment 3</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of availability of a fishery management plan amendment; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>NMFS announces that the New England Fishery Management Council (Council) has submitted Amendment 3 to the Atlantic Deep-Sea Red Crab Fishery Management Plan (FMP) (Amendment 3), incorporating a draft Environmental Assessment (EA) and an Initial Regulatory Flexibility Analysis (IRFA), for review by the Secretary of Commerce. NMFS is requesting comments from the public on Amendment 3, which was developed by the Council to bring the FMP into compliance with the annual catch limit (ACL) and accountability measure (AM) requirements of the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-Stevens Act).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Public comments must be received on or before August 22, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>A draft EA was prepared for Amendment 3 that describes the proposed action and other considered alternatives, and provides a thorough analysis of the impacts of the proposed measures and alternatives. Copies of Amendment 3, including the draft EA and the IRFA, are available on request from Paul J. Howard, Executive Director, New England Fishery Management Council (Council), 50 Water Street, Newburyport, MA 01950. These documents are also available online at<E T="03">http://www.nefmc.org.</E>
          </P>
          <P>You may submit comments, identified by RIN 0648-BA22, by any one of the following methods:</P>
          <P>•<E T="03">Electronic Submissions:</E>Submit all electronic public comments via the Federal eRulemaking Portal:<E T="03">http://www.regulations.gov.</E>
          </P>
          <P>•<E T="03">Fax:</E>(978) 281-9135, Attn: Moira Kelly.</P>
          <P>•<E T="03">Mail:</E>Patricia A. Kurkul, Regional Administrator, NMFS, Northeast Regional Office, 55 Great Republic Drive, Gloucester, MA 01930. Mark the outside of the envelope, “Comments on Red Crab Amendment 3.”</P>

          <P>Instructions: All comments received are part of the public record and will generally be posted to<E T="03">http://www.regulations.gov</E>without change. All personal identifying information (for example, name, address,<E T="03">etc.</E>) voluntarily submitted by the commenter may be publicly accessible. Do not submit confidential business information or otherwise sensitive or protected information.</P>
          <P>NMFS will accept anonymous comments (enter N/A in the required fields, if you wish to remain anonymous). You may submit attachments to electronic comments in Microsoft Word, Excel, WordPerfect, or Adobe PDF file formats only.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Moira Kelly, Fishery Policy Analyst, (978) 281-9218; fax: (978) 281-9135.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>The Council developed Amendment 3 with the primary goal of bringing the FMP into compliance with the requirements of the reauthorized Magnuson-Stevens Act. The 2006 reauthorization of the Magnuson-Stevens Act contains several new requirements, including the requirement that all fisheries adopt ACLs to prevent overfishing, and measures to ensure accountability.</P>
        <P>In addition to ACLs and AMs for the red crab fishery, Amendment 3 also proposes measures intended to respond to changing conditions in the fishery and opportunities to improve efficiency and accuracy. First, a measure is proposed to replace the days-at-sea (DAS) and a target total allowable catch (TAC) management scheme with a total allowable landings (TAL) limit. Second, a measure is proposed to eliminate the current trip limits for red crab limited access vessels. Third, a measure is proposed to modify the existing trap limit regulations. The current trap limit regulations state that red crab may not be harvested from gear other than a marked red crab trap, no more than 600 traps may be used when fishing for red crab, and lobster, red crab, or fish may not be harvested from a parlor trap while on a red crab DAS. The proposed measure would modify the regulation to prohibit more than 600 traps being deployed in water depths greater than 400 m, prohibit a limited access red crab vessel from harvesting red crab in water depths less than 400 m, and prohibit parlor traps from being deployed at water depths less than 400 m. A fourth measure is proposed to remove the prohibition of landing more than one standard tote (100 lb (45.4 kg)) of female red crabs, conditional on a scientific recommendation from the Council's Scientific and Statistical Committee. Specifications for fishing years 2011-2013 are also proposed.</P>

        <P>Public comments on Amendment 3 and its incorporated documents may be submitted through the end of the comment period stated in this notice of availability. A proposed rule to implement Amendment 3 will be published in the<E T="04">Federal Register</E>for public comment. Public comments on the proposed rule must be received by the end of the comment period provided in this notice of availability of Amendment 3 to be considered in the approval/disapproval decision on the amendment. All comments received by August 22, 2011, whether specifically directed to Amendment 3 or the proposed rule for Amendment 3, will be considered in the approval/disapproval decision on Amendment 3. Comments received after that date will not be considered in the decision to approve or disapprove Amendment 3. To be considered, comments must be received by close of business on the last day of the comment period.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>16 U.S.C. 1801<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: June 17, 2011.</DATED>
          <NAME>Margo Schulze-Haugen,</NAME>
          <TITLE>Acting Director, Office of Sustainable Fisheries,National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15639 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </PRORULE>
  </PRORULES>
  <VOL>76</VOL>
  <NO>120</NO>
  <DATE>Wednesday, June 22, 2011</DATE>
  <UNITNAME>Notices</UNITNAME>
  <NOTICES>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="36512"/>
        <AGENCY TYPE="F">AGENCY FOR INTERNATIONAL DEVELOPMENT</AGENCY>
        <SUBJECT>Board for International Food and Agricultural Development; Notice of Meeting</SUBJECT>
        <HD SOURCE="HD1">Amendment to Original Notice: “Board for International Food and Agricultural Development; Notice of Meeting” [FR Doc. 2011-14245 Filed 6-8-11; 8:45 am]</HD>
        <P>Pursuant to the Federal Advisory Committee Act, notice is hereby given of the public meeting of the Board for International Food and Agricultural Development (BIFAD). The meeting will be held from 8:30 a.m. to 1 p.m. on June 24, 2011 at the National Press Club located at 529 14th St., NW., Washington, DC. “Higher Education: A Critical Partner in the Feed the Future” will set the tone for the meeting.</P>
        <P>Dr. Brady Deaton, the new Chair of BIFAD, will preside over the proceedings. Dr. Deaton is the Chancellor of the University of Missouri at Columbia.</P>
        <P>The announcement of the 2011 World Food Prize Laureate at the State Department on June 21 and the “Feed the Future” Research Forum from June 21 to 23 provide the backdrop for the BIFAD public meeting on June 24. The meeting will include the participation of five new BIFAD presidential appointments. Including Dr. Deaton, those new members are Jo Luck, President of Heifer International, Marty McVey of McVey &amp; Company Investments Inc., Gebisa Ejeta, Distinguished Professor, Department of Agronomy, Purdue University and Catherine Bertini, Chair, International Relations Program and Professor, Maxwell School of Citizenship and Public Affairs, Syracuse University. Board members with continuing service include Elsa Murano, Professor and President Emerita of Texas A&amp;M University and William DeLauder, President Emeritus of Delaware State University. After opening remarks by Dr. Deaton, USAID Administrator Rajiv Shah will formally swear in the new Board members and make a short presentation. At the conclusion of Dr. Shah's remarks, Dr. Deaton will acknowledge immediate past Chair Robert Easter and the other outgoing Board members for their service.</P>
        <P>The BIFAD Summer public meeting will focus heavily on the USAID Feed the Future (FtF) Initiative. The first session will offer USAID, USDA and Department of Treasury perspectives on the strategic policy considerations for FtF and the implications of the multilateral process. The panel of speakers will include Paul Weisenfeld, Assistant Administrator, Bureau for Food Security; Julie Howard, Deputy Coordinator, Feed the Future; and Lona Stoll, USDA Coordinator, Feed the Future. Elsa Murano, Chair, Department of Agriculture, Texas A&amp;M University and BIFAD member, will serve as respondent and provide university perspectives.</P>
        <P>The second FtF session will review outcomes of the Association of Public and Land-grant Universities (APLU)-led consultative process in response to the FtF research strategy. Dr. Montague Demment, Professor of Ecology at University of California-Davis and Associate Vice President for International Development of APLU, will provide an overview of the consultative process for the Board. USAID staff will provide an overview of the research priority outcomes. Because the Collaborative Research Support Programs (CRSPs) are among the major Title XII university-based research programs, Irvin Widders, Director, Dry Grains Pulse CRSP, Michigan State University, will serve as a respondent to address additional issues.</P>
        <P>The Board meeting is open to the public, and time will be allotted for a public comment period. The Board benefits greatly in hearing from the stakeholder community and others. To ensure that as many people as possible have the opportunity to contribute to the morning's discussions, comments will be restricted to three minutes for each commenter. At the conclusion of the public comment period, the Board will adjourn the meeting to proceed to an executive luncheon and meeting (closed to the public).</P>

        <P>Those wishing to obtain additional information about BIFAD or attend the meeting can refer to the Web site at<E T="03">http://www.usaid.gov/our_work/agriculture/bifad/,</E>or contact Susan Owens, Executive Director and Designated Federal Officer for BIFAD. Interested persons may write her in care of the U.S. Agency for International Development, Ronald Reagan Building, Bureau for Food Security, 1300 Pennsylvania Avenue, NW., Room 7.8-061, Washington, DC 20523-2110 or telephone her at (202) 712-0218 or fax (202) 216-3124.</P>
        <SIG>
          <NAME>John A. Becker,</NAME>
          <TITLE>Acting USAID Designated Federal Officer for BIFAD, Office of Development Partners, U.S. Agency for International Development.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-15611 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <SUBJECT>USDA Increases the Domestic Sugar Overall Allotment Quantity, Reassigns Domestic Cane Sugar Allotments, and Increases the Fiscal Year 2011 Raw Sugar Tariff-Rate Quota</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of the Secretary, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Secretary of Agriculture today announced an increase in the domestic sugar Overall Allotment Quantity (OAQ); a reassignment of surplus sugar under domestic cane sugar allotments of 120,000 short tons raw value (STRV) to imports; and an increase in the fiscal year (FY) 2011 raw sugar tariff-rate quota (TRQ) of the same amount.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective:</E>June 22, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Angel F. Gonzalez, Import Policies and Export Reporting Division, Foreign Agricultural Service, AgStop 1021, U.S. Department of Agriculture, Washington, DC 20250-1021; or by telephone (202) 720-2916; or by fax to (202) 720-0876; or by e-mail to<E T="03">angel.f.gonzalez@fas.usda.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>USDA's Commodity Credit Corporation (CCC) today announces an increase in the FY 2011 (October 1, 2010-September 30, 2011) OAQ under the Sugar Marketing Allotment Program to 9,400,000 STRV<PRTPAGE P="36513"/>and a reassignment of surplus cane sugar allotment to imports. The OAQ was increased due to an increase in estimated sugar demand since the FY 2011 OAQ was established in August 2010. The beet sugar allotment is now 5,108,900 STRV, and the cane sugar allotment is 3,366,100 STRV. The FY 2011 cane sector allotment and cane state allotments after the OAQ increase were larger than could be fulfilled by domestically-produced cane sugar; so the surplus was reassigned to raw sugar imports, as required by law. Upon review of the domestic sugarcane processors' sugar marketing allocations relative to their FY 2011 expected raw sugar supplies, CCC determined that all sugarcane processors had surplus allocation. Therefore, all sugarcane states' sugar marketing allotments are reduced with this reassignment. The new cane state allotments are Florida, 1,464,666 STRV; Louisiana, 1,526,050 STRV; Texas, 147,138 STRV; and Hawaii, 228,246 STRV. The FY 2011 sugar marketing allotment program will not prevent any domestic sugarcane processors from marketing all of their FY 2011 sugar supply.</P>
        <P>On August 5, 2010, USDA established the FY 2011 TRQ for raw cane sugar at 1,231,497 STRV (1,117,195 metric tons raw value, MTRV*), the minimum to which the United States is committed under the World Trade Organization (WTO) Uruguay Round Agreements. On April 11, 2011, USDA announced a reassignment of surplus sugar under domestic cane sugar allotments of 325,000 STRV (294,835 MTRV) to imports, and increased the FY 2011 raw sugar TRQ by the same amount. Pursuant to Additional U.S. Note 5 to Chapter 17 of the U.S. Harmonized Tariff Schedule (HTS) and Section 359k of the Agricultural Adjustment Act of 1938, as amended, the Secretary of Agriculture today further increased the quantity of raw cane sugar imports of the HTS subject to the lower tier of duties during FY 2011 by 120,000 STRV (108,862 MTRV). With this increase, the overall FY 2011 raw sugar TRQ is now 1,676,497 STRV (1,520,892 MTRV). Raw cane sugar under this quota must be accompanied by a certificate for quota eligibility and may be entered under subheading 1701.11.10 of the HTS until September 30, 2011. The Office of the U.S. Trade Representative will allocate this increase among supplying countries and customs areas.</P>
        <P>This action is being taken after a determination that additional supplies of raw cane sugar are required in the U.S. market. USDA will closely monitor stocks, consumption, imports and all sugar market and program variables on an ongoing basis, and may make further program adjustments during FY 2011 if needed.</P>
        
        <EXTRACT>
          <P>* Conversion factor: 1 metric ton = 1.10231125 short tons.</P>
        </EXTRACT>
        <SIG>
          <DATED>Dated: June 16, 2011.</DATED>
          <NAME>Michael T. Scuse,</NAME>
          <TITLE>Acting Under Secretary, Farm and Foreign Agricultural Services and Acting President, Commodity Credit Corporation.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15521 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-10-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Agricultural Research Service</SUBAGY>
        <SUBJECT>Notice of Intent To Grant Exclusive License</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Agricultural Research Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of intent.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Notice is hereby given that the U.S. Department of Agriculture, Agricultural Research Service, intends to grant to New Varieties Development &amp; Management Corporation of Lakeland, Florida, an exclusive license to the variety of citrus claimed in U.S. Plant Patent Application Serial No. 12/931,765, “Mandarin Tree Named US Early Pride,” filed on February 10, 2011.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before July 22, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Send comments to: USDA, ARS, Office of Technology Transfer, 5601 Sunnyside Avenue, Rm. 4-1174, Beltsville, Maryland 20705-5131.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>June Blalock of the Office of Technology Transfer at the Beltsville address given above;<E T="03">telephone:</E>301-504-5989.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Federal Government's rights in this plant variety are assigned to the United States of America, as represented by the Secretary of Agriculture. It is in the public interest to so license this variety as New Varieties Development &amp; Management Corporation of Lakeland, Florida has submitted a complete and sufficient application for a license. The prospective exclusive license will be royalty-bearing and will comply with the terms and conditions of 35 U.S.C. 209 and 37 CFR 404.7. The prospective exclusive license may be granted unless, within thirty (30) days from the date of this published Notice, the Agricultural Research Service receives written evidence and argument which establishes that the grant of the license would not be consistent with the requirements of 35 U.S.C. 209 and 37 CFR 404.7.</P>
        <SIG>
          <NAME>Richard J. Brenner,</NAME>
          <TITLE>Assistant Administrator.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15468 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-03-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Economic Research Service</SUBAGY>
        <SUBJECT>Notice of Intent to Request New Information Collection</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Economic Research Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with the Paperwork Reduction Act of 1995, this notice invites the general public and other public agencies to send comments regarding any aspect of this proposed information collection. This is a new collection for the Rural Establishment Innovation Survey.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments on this notice must be received on or before August 22, 2011 to be assured of consideration.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Address all comments concerning this notice to Tim Wojan, Resource and Rural Economics Division, Economic Research Service, U.S. Department of Agriculture, 1800 M St., NW., Room N4110, Washington, DC 20036-5801. Comments may also be submitted via fax to the attention of Tim Wojan at 202-694-5756 or via e-mail to<E T="03">twojan@ers.usda.gov.</E>Comments will also be accepted through the Federal eRulemaking Portal. Go to<E T="03">http://www.regulations.gov,</E>and follow the online instructions for submitting comments electronically.</P>
          <P>All written comments will be open for public inspection at the office of the Economic Research Service during regular business hours (8:30 a.m. to 5 p.m., Monday through Friday) at 1800 M St., NW., Room N4110, Washington, DC 20036-5801.</P>

          <P>All responses to this notice will be summarized and included in the request for Office of Management and Budget approval. All comments and replies will be a matter of public record. Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; (c) ways to enhance the quality, utility, and<PRTPAGE P="36514"/>clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on those who are to respond, including use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>For further information contact Tim Wojan at the address in the preamble. Tel. 202-694-5419.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <P SOURCE="NPAR">
          <E T="03">Title:</E>Rural Establishment Innovation Survey.</P>
        <P>
          <E T="03">OMB Number:</E>0536-XXXX.</P>
        <P>
          <E T="03">Expiration Date:</E>Three years from the date of approval.</P>
        <P>
          <E T="03">Type of Request:</E>New collection.</P>
        <P>
          <E T="03">Abstract:</E>This survey of business establishments, funded through USDA's Rural Development Mission Area, will be conducted over a 6-month period with up to 30,000 respondents to collect information on rural tradable business sectors such as manufacturing and professional services. This information will contribute to a better understanding of how rural businesses and their communities are dealing with the increasing competitive pressures and opportunities associated with the spread of new information technologies through our economy and the business and community characteristics associated with effective response to these pressures and opportunities. This information is critical to the Rural Development Mission Area's aim of creating jobs, developing new markets and increasing competitiveness for rural businesses and communities.</P>
        <P>The information to be collected by the Rural Establishment Innovation Survey is necessary to understand: (1) The adoption of innovative practices and their contribution to firm productivity; (2) the availability and use of local and regional assets (such as workforce education, local financial institutions, strong local business and other economic associations, and transportation infrastructure) and the association of these assets with successful adjustment; and (3) the extent and importance of participation in Federal, State and local programs designed to promote rural business vitality and growth. This need is made more urgent by increased international competition in goods and some service markets, particularly from low labor cost countries. The traditional cost advantage of domestic rural establishments has been significantly eroded by these developments, requiring emphasis on new products, new processes, new marketing channels and improved customer service. A thorough understanding of the viability of the rural business sector requires collecting information on the capability for innovation.</P>
        <P>As the first collection of information devoted specifically to innovation in rural business establishments, the proposed survey will complement other Federal efforts in gauging innovative activity in the private sector. Information on formal research and development (R&amp;D) activities is collected by the National Science Foundation using the Business R&amp;D and Innovation Survey. While some of this formal research and development activity takes place in nonmetropolitan counties, it is anticipated that the great majority of rural innovation occurs less through the creation of new patentable products than through the adoption of new practices and niche marketing. The emphasis of the proposed collection will be on understanding the process of innovation in business establishments as opposed to measuring R&amp;D inputs.</P>
        <P>Another difference between this and other Federal surveys on innovative activity will be the focus on constraints to innovation stemming from nonmetropolitan locations. Information on the availability of skilled workers and the ability to recruit managers and professionals will inform possible human capital impediments to innovation. Information on access to credit needed for business formation and development will allow for assessing financing impediments to innovation. Information on the availability of broadband Internet service and how this capability affects business strategy will allow assessing infrastructure impediments to innovation. Information on interaction with suppliers, customers, competitors, business associations and other local institutions providing real services to the establishment will inform the importance of regional clusters to innovation.</P>
        <P>The survey will collect data from about 30,000 business establishments in tradable sectors that will include mining, manufacturing, wholesale trade, transportation and warehousing, information, finance and insurance, professional/scientific/technical services, arts, and management of businesses. Only businesses with 5 or more employees will be included in the sample. While the focus of the survey will be on establishments in nonmetropolitan counties, establishments from metropolitan counties will be sampled in adequate numbers to allow comparative analysis. Businesses will be selected at random from strata defined by establishment size categories, industry and metropolitan or nonmetropolitan status of the county. The sample will be selected from the business establishment list maintained by state employment security departments where state approval is granted, and from a proprietary business establishment list frame for those states where approval is not granted. The much more comprehensive coverage of new and small establishments available in state administrative data provides a compelling argument for this hybrid sample frame approach, as these establishments are critical to examining processes of entrepreneurship and innovation.</P>
        <P>The interview protocol will include a screening interview to identify the most knowledgeable person in the establishment to respond to questions regarding innovative activities of the entity. Screening greatly improves the quality and effectiveness of the contact information. The most appropriate phone number, e-mail address and mailing address will be collected at this time to allow efficient distribution of a multi-modal survey instrument to the most appropriate respondent for the business. Respondents will have the flexibility to respond to a Web questionnaire, a mail questionnaire, or a telephone survey based on their personal preference. This protocol will reduce respondent burden by using the survey mode which is most efficient for a given respondent. Past research has demonstrated that multi-modal surveys also increase survey response rates. A limited number of control surveys will be used to assess any mode bias.</P>
        <P>Social exchange theory will also be invoked as this is seen as integral to the tailored design methodology (Dillman et al., 2009) that will be employed in this study to increase response rate. In addition to offering mixed survey modes, the design will integrate multiple and mutually supportive ways to appeal to the diversity of respondents in this business population. The following are some examples of these design elements:</P>
        <P>• The survey request will be distinguishable from other surveys and will emphasize how the information will be used and describe the benefits back to the population for responding to the survey.</P>

        <P>• Survey appeals in contacts will show positive regard and call on the norms of social responsibility by asking for respondents' help and advice as some respondents feel rewarded when they know they have helped others.<PRTPAGE P="36515"/>
        </P>
        <P>• Survey contacts will be personally addressed, toll free numbers will be provided for answering questions and providing help. Confidentiality of responses will be ensured and respondents will know how to contact the surveyor if they have questions on security or other issues.</P>
        <P>• All contacts will be personalized and will emphasize why the study is important and express appreciation for respondents' help. They will be formally thanked for promptly completing questionnaires.</P>
        <P>• Small tangible token rewards provided in advance and at the time of the survey request will be further tested with small businesses to encourage response. Previous survey research has shown that small cash token incentives provided with the survey significantly increase response rates and do much better than promised rewards or nonmonetary rewards.</P>
        <P>A key component of tailored survey design is considering and balancing how features of questions, questionnaires, mailings, interviewing, and the context of the survey will influence trust, cost, and rewards associated with the survey circumstances and respondents.</P>
        <P>All study instruments will be kept as simple and respondent-friendly as possible. Responses are voluntary and confidential. Responses will be used to produce statistics and for no other purpose. Data files from the survey will not be released to the public.</P>
        <P>
          <E T="03">Affected Public:</E>Respondents include business establishments with at least 5 employees in both nonmetropolitan and metropolitan counties.</P>
        <P>
          <E T="03">Estimated Number of Respondents:</E>The survey is cross-sectional and will be completed at one point in time. The survey will have a complex mixed survey administration to include telephone screening, pre-notification letter with Web access, multi-contact telephone interviewing, follow-up nonrespondent mail questionnaires, and simultaneous Web questionnaires offered during all contacts. Completion time for each questionnaire, based on comparisons with similar mixed modes is estimated at 30 minutes per completion, including time for reading correspondence, returning an eligibility postcard or responding to a screening call, reviewing instructions, gathering data needed, and responding to questionnaire items. It is also expected that those choosing not to participate will require 10 minutes to review the materials and decide not to participate.</P>
        <P>
          <E T="03">Full Study:</E>The initial sample size for the full study is 30,000 businesses. The expected overall response rate is 80 percent for firms in the main study. The total estimated response burden for all of those participating in the study is 12,000 hours (30,000 respondents × 80 percent response rate × 0.50 hours) and for the non-responding business is 1,000 hours (6000 respondents × 10 minutes).</P>
        <P>
          <E T="03">Pilot Study:</E>A pilot test of the survey will be done in advance of the full study survey. The purpose of the pilot is to evaluate the survey protocol, and test instruments and questionnaires. The initial sample size for this phase of the research is 4,000 businesses. The expected response rate is 80% of firms. The total estimated response burden for the pilot testing is 1,600 hours (4,000 respondents × 80 percent × 0.5 hours). Non-responding businesses will experience 133 hours of burden (800 respondents × 10 minutes). Total respondent burden is estimated at 14,733 hours (see table below).</P>
        <P>Testing will be limited to a maximum of 9 businesses which will be consulted on the questionnaire and asked to complete the questionnaire in a cognitive interview test.</P>
        <GPOTABLE CDEF="s25,8,8,8,8,8,8,8,8,8,8,8" COLS="12" OPTS="L2,p7,7/8,i1">
          <TTITLE>Estimated Respondent Burden for Rural Establishment Innovation Survey</TTITLE>
          <BOXHD>
            <CHED H="1">Survey</CHED>
            <CHED H="1">Sample Size</CHED>
            <CHED H="1">Freq</CHED>
            <CHED H="1">Responses</CHED>
            <CHED H="2">Resp. Count</CHED>
            <CHED H="2">Freq. × Count</CHED>
            <CHED H="2">Min./Resp.</CHED>
            <CHED H="2">Burden Hours</CHED>
            <CHED H="1">Non-Response</CHED>
            <CHED H="2">Nonresp Count</CHED>
            <CHED H="2">Freq. × Count</CHED>
            <CHED H="2">Min./Nonr.</CHED>
            <CHED H="2">Burden Hours</CHED>
            <CHED H="1">Total<LI>burden</LI>
              <LI>hours</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Pilot Study</ENT>
            <ENT>4,000</ENT>
            <ENT>1</ENT>
            <ENT>3,200</ENT>
            <ENT>3,200</ENT>
            <ENT>30</ENT>
            <ENT>1,600</ENT>
            <ENT>800</ENT>
            <ENT>800</ENT>
            <ENT>10</ENT>
            <ENT>133</ENT>
            <ENT>1,733</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Pilot Study</ENT>
            <ENT>30,000</ENT>
            <ENT>1</ENT>
            <ENT>24,000</ENT>
            <ENT>24,000</ENT>
            <ENT>30</ENT>
            <ENT>12,000</ENT>
            <ENT>6,000</ENT>
            <ENT>6,000</ENT>
            <ENT>10</ENT>
            <ENT>1,000</ENT>
            <ENT>13,000</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total</ENT>
            <ENT>34,000</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>13,600</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>1,133</ENT>
            <ENT>14,733</ENT>
          </ROW>
        </GPOTABLE>
        <SIG>
          <DATED>Dated: May 9, 2011.</DATED>
          <NAME>Katherine R. Smith,</NAME>
          <TITLE>Administrator, Economic Research Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15474 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-18-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Forest Service</SUBAGY>
        <SUBJECT>Rangeland Allotment Management Planning on the Fall River and Oglala Geographic Areas, Pine Ridge Ranger and Fall River Ranger Districts, Nebraska National Forest, Nebraska and South Dakota</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Forest Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Request for an extension of the proposed environmental impact statement.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are requesting an extension of the proposed EIS for the USDA Forest Service Rangeland Allotment Management Planning on the Fall River West Geographic Area of the Fall River Ranger District and the Oglala Geographic Area of the Pine Ridge Ranger District, Nebraska National Forest. Our initial Notice of Intent was published in Vol. 75, No. 112 Friday, June 11, 2010.</P>
          <P>The USDA, Forest Service, will prepare an environmental impact statement (EIS) analyzing the management of rangeland vegetation resources, which includes livestock grazing, on the National Forest System (NFS) lands within the Oglala Geographic Area (OGA) of the Oglala National Grassland on the Pine Ridge Ranger District and the West Geographic Area (WGA) of the Buffalo Gap National Grassland on the Fall River Ranger District of the Nebraska National Forest (Analysis Area) areas as mapped by the 2001 Nebraska National Forest Revised Land and Resource Management Plan (Forest Plan). A Notice of Intent (NOI) for this project was published June 11, 2010 (75 No. 112 FR 33239-33241). This revised NOI is being issued to update the project schedule. There will be a record of decision (ROD) for each geographic area.</P>
          <P>Proposed management actions would be implemented beginning in the year 2013. The agency gives notice of the full environmental analysis and decision-making process that will occur on the proposal so interested and affected people may become aware of how they may participate in the process and contribute to the final decision.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>Comments concerning the scope of the analysis were received by July 30, 2010. The initial scoping period has<PRTPAGE P="36516"/>been completed. The draft environmental impact statement is expected [January 2012] and the final environmental impact statement is expected [July 2012].</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>For further information about the Oglala Geographic Area on the Oglala National Grassland call Lora O'Rourke, Co-Interdisciplinary Team Leader, at 308-432-0300. For further information about the West Geographic Area on the Buffalo Gap National Grassland, call Robert Novotny, Co-Interdisciplinary Team Leader at 605-745-4107.</P>
          <P>Individuals who use telecommunication devices for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-877-8339 between 8 a.m. and 8 p.m., Eastern Time, Monday through Friday.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Vegetation resources on approximately 94,174 acres of NFS lands lying within the Oglala National Grassland in Sioux and Dawes Counties of northwest Nebraska, and approximately 117,548 acres of NFS lands lying within the Buffalo Gap National Grassland in Fall River County of southwest South Dakota, are being analyzed to determine if and how existing conditions differ from desired conditions outlined in the 2001 Nebraska National Forest Land and Resource Management Plan (Forest Plan).</P>
        <P>Vegetation in the Analysis Area is characteristic of mixed-grass prairie and lesser amounts of ponderosa pine/juniper habitats. Short-grass species include blue grama, buffalograss, and upland sedges. Mid-grass species include western wheatgrass, green needlegrass, and to a lesser extent sideoats grama. Shrubs include Wyoming big sagebrush, greasewood, and yucca glauca. Some creeks transverse the area and support plains cottonwood, green ash, and willow.</P>
        <P>A large portion of the Analysis Area evolved under a history of homesteading in the early twentieth century, and a prolonged drought period combined with the economic depression of the late 1920's and early 1930's caused many of these homesteads to fail. Starting in the 1930's, land was purchased through northwestern Nebraska and southwestern South Dakota under the Land Utilization Project initiated by the Agricultural Adjustment Administration. This continued with the Bankhead Jones Farm Tenant Act of 1937, which was designed to develop a program of land conservation. Administration of these lands was turned over to the Soil Conservation Service the following year and transferred to the United States Forest Service in 1954.</P>
        <P>Today the Oglala and Buffalo Gap National Grasslands support and provide a variety of multiple resource uses and values. Livestock ranching operations in the area depend on National Grassland acreage to create logical and efficient management units. Cattle and sheep, in accordance with 10-year term and/or annual temporary livestock grazing permits, are currently authorized to graze the allotments within the Analysis Area. In order to determine how existing resource conditions compare to desired conditions, data from monitoring and analysis (historical and present) will be used. During the past 5-7 years, drought conditions have impacted plant vigor, canopy, and litter cover in most parts of the Analysis Area.</P>
        <P>
          <E T="03">Purpose and Need for Action:</E>The purpose of this project is to determine if livestock grazing will continue to be authorized on all, none, or portions, of the 41 allotments in the Fall River West GA and the 35 allotments in the Oglala GA. And if livestock grazing is to continue, how to best maintain or achieve desired conditions and meet forest plan objectives, standards and guidelines. The action is needed to ensure that the project areas are meeting forest plan desired conditions for plant species composition, vegetation structure, and habitat for sharp-tailed grouse, sage grouse, black-tailed prairie dog (management indicator species) and swift fox (r2 sensitive species). There is also a need to review existing livestock management strategies and, if necessary, update them to implement 2001 Forest Plan direction and meet the requirements of section 504 of Public Law 104-19 (Rescissions Act, signed 7/27/95). The 2001 Forest Plan states that livestock grazing may occur as one of the multiple uses on the Nebraska National Forest, consistent with standards and guidelines. Livestock grazing is currently occurring in the analysis area under the direction of existing Allotment Management Plans (AMPs) and through direction provided in annual operating instructions (AOIs). The results of this analysis may require issuing or modifying grazing permits and AMPs including reductions of permitted livestock numbers and/or modifications of the grazing season. Modifications would be documented in updated term grazing permits and/or grazing agreements and associated AMPs for the allotments.</P>
        <P>The Forest Plan identifies lands within the OGA and FRWGA as containing lands that are capable and suitable for grazing by domestic livestock. These lands are to be monitored to evaluate both implementation and effectiveness of management actions.</P>
        <P>In all cases, vegetation management tools will be used that meet Forest Plan objectives, standards, and guidelines and that will maintain or move existing resource conditions toward desired conditions for that geographic area. If monitoring indicates that practices are being properly implemented and that resource trends are moving toward meeting desired conditions in a timely manner, management may continue unchanged. If monitoring indicates that there is a need to modify management practices, adaptive options as analyzed in the EIS will be selected and implemented.</P>
        <P>Consultation with the U.S. Fish and Wildlife Service, as required by the Endangered Species Act (ESA), will be completed on all proposed activities.</P>
        <P>An interdisciplinary team has been selected to do the environmental analysis, as well as prepare and accomplish scoping and public involvement activities.</P>
        <P>
          <E T="03">Possible Alternatives:</E>Potential alternatives include:</P>
        <P>1. No action, No change from authorized grazing use or current situation.</P>
        <P>2. No Grazing.</P>
        <P>3. Livestock grazing incorporating adaptive management to meet the Forest Plan goals, objectives, standards, and guidelines.</P>
        <P>
          <E T="03">Responsible Officials:</E>District Ranger at the Pine Ridge Ranger District, 125 North Main Street, Chadron, Nebraska 69337; and Michael E. McNeill, District Ranger at the Fall River Ranger District, 1801 Highway 18 Truck Bypass, Hot Springs, South Dakota 57747-0732 are the Responsible Officials for making the decision on this action. They will document their decision and rationale in a Record of Decision.</P>
        <P>The Responsible Officials will consider the results of the analysis and its findings and then document their decisions in two separate Records of Decision (ROD), one for the OGA and one for the FRWGA. The decisions will determine whether or not to authorize livestock grazing on all, part, or none of the Analysis Area, and if so, what adaptive management design criteria, adaptive options, and monitoring will be implemented so as to meet or move toward the desired conditions as specified in the Forest Plan.</P>
        <P>
          <E T="03">Nature of Decision To Be Made:</E>The EIS is not a decision document. The purpose of the EIS document is to disclose the direct, indirect, and cumulative effects of the proposed<PRTPAGE P="36517"/>action and other alternatives that are analyzed. After providing the public an opportunity to comment on the specific activities described in the alternatives, the Responsible Officials will review all alternatives and the anticipated environmental consequences of each in order to make the following decisions:</P>
        <P>• Whether or not to authorize livestock grazing within the Analysis Area in whole or in part.</P>
        <P>• If grazing is to be Authorized, (a) what grazing systems and prescribed livestock use would be implemented; (b) what structural and non-structural range improvements would be necessary; and (c) what type of monitoring program would be proposed.</P>
        <P>• If necessary, identify any “mitigation measure(s)” needed to implement the decision.</P>
        <P>Individual Allotment Management Plans (AMPs) would then be developed to incorporate conditions outlined in the Record of Decision. These AMPs will become part of each associated term permit and/or grazing agreement issued.</P>
        <P>
          <E T="03">Public Scoping Process:</E>Comments and input regarding this proposal were requested from the public, other groups and agencies via direct mailing on March 10, 2008. Comments received during this first scoping process have been made part of the project record and will be addressed in the analysis process. With this second revised NOI, additional comments were received by July 30, 2010. Anyone who has provided comments to the draft EIS or expressed interest during the two comment periods will have standing in the process.</P>
        <P>Public involvement will be especially important at several points during the analysis, beginning with the scoping process. The Forest Service will seek information, comments, and assistance from Federal, State, local agencies, Tribes, and other individuals or organizations that may be interested in, or affected by, the proposal. The scoping activities will include: (1) Engaging potentially affected or interested parties by written correspondence, (2) contacting those on our Forest media list, and (3) hosting public information meeting(s).</P>
        <HD SOURCE="HD1">Preliminary Issues</HD>
        <P>Effects of proposed management strategies on natural ecosystems. This includes elements such as native and desirable nonnative plant and animal communities; black-tailed prairie dog management; riparian areas; upland grasslands; wooded draws; ponderosa pine forested areas; areas of hazardous fuels; and threatened, endangered, sensitive, and management indicator species. Social-economic effects (positive or negative) on livestock grazing permittees and the local economy from changes in livestock management. Effects of proposed livestock grazing strategies on recreational activities and/or experiences.</P>
        <P>
          <E T="03">Comment Requested:</E>The notice of intent published on June 11, 2010, initiated the formal scoping process that guides the development of the environmental impact statement. Initial public comments were due and have been received by July 30, 2010.</P>

        <P>Early Notice of Importance for Public Participation in Subsequent Environmental Review: A draft environmental impact statement (DEIS) will be prepared for comment. The comment period on the draft environmental impact statement will be 45 days from the date the Environmental Protection Agency publishes the notice of availability in the<E T="04">Federal Register</E>.</P>

        <P>The Forest Service believes, at this early stage, it is important to give reviewers notice of several court rulings related to public participation in the environmental review process. First, reviewers of draft environmental impact statements must structure their participation in the environmental review of the proposal so that it is meaningful and alerts an agency to the reviewer's position and contentions.<E T="03">Vermont Yankee Nuclear Power Corp.</E>v.<E T="03">NRDC, 435 U.S. 519, 553 (1978).</E>Also, environmental objections that could be raised at the draft environmental impact statement stage but that are not raised until after completion of the final environmental impact statement may be waived or dismissed by the courts.<E T="03">City of Angoon</E>v.<E T="03">Hodel,</E>803 F.2d 1016, 1022 (9th Cir. 1986) and<E T="03">Wisconsin Heritages, Inc.</E>v.<E T="03">Harris,</E>490 F. Supp. 1334, 1338 (E.D. Wis. 1980). Because of these court rulings, it is very important that those interested in this proposed action participate by the close of the 45-day comment period so that substantive comments and objections are made available to the Forest Service at a time when it can meaningfully consider them and respond to them in the final environmental impact statement.</P>
        <P>To assist the Forest Service in identifying and considering issues and concerns on the proposed action, comments on the draft environmental impact statement should be as specific as possible. It is also helpful if comments refer to specific pages or chapters of the draft statement. Comments may also address the adequacy of the draft environmental impact statement or the merits of the alternatives formulated and discussed in the document. Reviewers may wish to refer to the Council on Environmental Quality Regulations for implementing the procedural provisions of the National Environmental Policy Act at 40 CFR 1503.3 in addressing these points.</P>
        <P>Comments received, including the names and addresses of those who comment, will be considered part of the public record on this proposal and will be available for public inspection.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>40 CFR 1501.7 and 1508.22; Forest Service Handbook 1909.15, Section 21.</P>
        </AUTH>
        <SIG>
          <DATED>Dated: June 15, 2011.</DATED>
          <NAME>Jane D. Darnell,</NAME>
          <TITLE>Forest Supervisor.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15572 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-11-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Forest Service</SUBAGY>
        <SUBJECT>Plumas County Resource Advisory Committee (RAC)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Forest Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Plumas County Resource Advisory Committee (RAC) will hold a meeting on July 8, 2011 in Quincy, CA. The purpose of the meeting is to review applications for Cycle 11 funding and select projects to be recommended to the Plumas National Forest Supervisor for calendar year 2012 funding consideration. The funding is made available under Title II provisions of the Secure Rural Schools and Community Self-Determination Act of 2000.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES and ADDRESSES:</HD>
          <P>The meeting will take place from 9-1:30 at the Mineral Building-Plumas/Sierra County Fairgrounds, 208 Fairgrounds Road, Quincy, CA.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>(or for special needs): Lee Anne Schramel Taylor, Forest Coordinator, USDA, Plumas National Forest, P.O. Box 11500/159 Lawrence Street, Quincy, CA 95971; (530) 283-7850; or by e-mail<E T="03">eataylor@fs.fed.us.</E>Other RAC information may be obtained at<E T="03">http://www.fs.fed.us/srs</E>.</P>
          <SIG>
            <DATED>Dated: June 15, 2011.</DATED>
            <NAME>Matt Janowiak,</NAME>
            <TITLE>Acting Deputy Forest Supervisor.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-15542 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="36518"/>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Forest Service</SUBAGY>
        <SUBJECT>Notice of Meeting; Federal Lands Recreation Enhancement Act (Title VIII, Pub. L. 108-447)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Rocky Mountain Region, USDA Forest Service.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Colorado Recreation Resource Advisory Committee will tentatively meet in Denver, CO. The purpose of the meeting is to train the new committee members and provide them with the information they need to be effective committee members and review several fee proposals. These fee proposals will tentatively include:</P>
          <P>1. A new fee for the North Fruita Desert Campground located in the Grand Junction Field Office Area of the BLM.</P>
          <P>2. An increase of fees for the Shelf Road Recreation Area in the Royal Gorge Field Office of the BLM.</P>
          <P>3. An increase of overnight camping fees for the Penitente Canyon Campground located in the San Luis Valley Public Lands Center area.</P>
          <P>4. A new fee for overnight camping fees at the new Zapata Falls Campground located in the San Luis Valley Public Lands Center area.</P>
          <P>5. A fee revision for the Green Mountain Reservoir recreation area. Located on the Dillon Ranger District of the White River National Forest.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meeting will be held July 12-13, 2011 from 9 a.m.-4:30 p.m. This meeting will be held only if a quorum of eight members is present.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>The meeting will be at the American Mountaineering Center, 710 10th Street, Golden, CO. Send written comments to Steve Sherwood, Designated Federal Official, 740 Simms Street, Golden, CO 80401 or<E T="03">ssherwood@fs.fed.us.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Pam DeVore, Colorado Recreation Resource Advisory Committee Coordinator, at 303-275-5043 or<E T="03">pdevore@fs.fed.us.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The meeting is open to the public. Committee discussion is limited to Forest Service, Bureau of Land Management staff and Committee members. Persons who wish to bring recreation fee matters to the attention of the Committee may file written statements with the Committee staff. Written comments received at least a week before the meeting will be available for committee review. Written comments received less than a week before the meeting may not be available for committee referral. There will be time on the agenda for verbal comments and the Chairperson may ask for comments from the public at any time during the meeting. All persons wishing to address the committee must sign in at the door.</P>

        <P>Check for the status of the meeting, the final agenda and a final list of the fee proposals to be reviewed at:<E T="03">http://www.fs.usda.gov/goto/r2/recreation/rac.</E>
        </P>
        <P>The Recreation RAC is authorized by the Federal Land Recreation Enhancement Act, which was signed into law by President Bush in December 2004.</P>
        <SIG>
          <DATED>Dated: June 14, 2011.</DATED>
          <NAME>Maribeth Gustafson,</NAME>
          <TITLE>Deputy Regional Forester, Operations.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15550 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-11-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>National Agricultural Statistics Service</SUBAGY>
        <SUBJECT>Notice of Intent To Request Approval To Revise and Extend an Information Collection</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Agricultural Statistics Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with the Paperwork Reduction Act of 1995, this notice announces the intent of the National Agricultural Statistics Service (NASS) to request revision and extension of a currently approved information collection, the Livestock Slaughter Survey. Revision to burden hours may be needed due to changes in the size of the target population, sampling design, and/or questionnaire length.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments on this notice must be received by August 22, 2011 to be assured of consideration.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by docket number 0535-0005, by any of the following methods:</P>
          <P>•<E T="03">E-mail: ombofficer@nass.usda.gov.</E>Include docket number above in the subject line of the message.</P>
          <P>•<E T="03">Fax:</E>(202) 720-6396.</P>
          <P>•<E T="03">Mail:</E>Mail any paper, disk, or CD-ROM submissions to: NASS Clearance Officer, U.S. Department of Agriculture, Room 5336A, Mail Stop 2024, South Building, 1400 Independence Avenue, SW., Washington, DC 20250-2024.</P>
          <P>•<E T="03">Hand Delivery/Courier:</E>Hand deliver to: NASS Clearance Officer, U.S. Department of Agriculture, Room 5336A, South Building, 1400 Independence Avenue SW., Washington, DC 20250-2024.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Joseph T. Reilly, Associate Administrator, National Agricultural Statistics Service, U.S. Department of Agriculture, (202) 720-4333.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <P>
          <E T="03">Title:</E>Livestock Slaughter Survey.</P>
        <P>
          <E T="03">OMB Control Number:</E>0535-0005.</P>
        <P>
          <E T="03">Approval Expires:</E>November 30, 2011.</P>
        <P>
          <E T="03">Type of Request:</E>To revise and extend a currently approved information collection for a period of three years.</P>
        <P>
          <E T="03">Abstract:</E>The primary objective of the National Agricultural Statistics Service is to prepare and issue State and national estimates of crop and livestock production, prices, and disposition as well as economic statistics, farm numbers, land values, on-farm pesticide usage, pest crop management practices, as well as the Census of Agriculture. Livestock slaughter data are used to estimate U.S. red meat production and reconcile inventory estimates which provide producers and the rest of the industry with current and future information on market supplies. This data is also used in preparing production, disposition, and income statistics which facilitate more orderly production, marketing, and processing of livestock and livestock products.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>

          <P>These data will be collected under the authority of 7 U.S.C. 2204(a). Individually identifiable data collected under this authority are governed by Section 1770 of the Food Security Act of 1985, 7 U.S.C. 2276, which requires USDA to afford strict confidentiality to non-aggregated data provided by respondents. This Notice is submitted in accordance with the Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3501,<E T="03">et seq.</E>) and Office of Management and Budget regulations at 5 CFR part 1320.</P>
        </AUTH>
        

        <P>NASS also complies with OMB Implementation Guidance, “Implementation Guidance for Title V of the E-Government Act, Confidential Information Protection and Statistical Efficiency Act of 2002 (CIPSEA),”<E T="04">Federal Register</E>, Vol. 72, No. 115, June 15, 2007, p. 33362.</P>
        <P>
          <E T="03">Estimate of Burden:</E>The Livestock Slaughter Survey includes a weekly survey of 900 Federally Inspected (FI) slaughter plants and monthly/quarterly surveys of approximately 1,950 Non-Federally Inspected (NFI) slaughter facilities. Public reporting burden for this collection of information is estimated to average 10 to 15 minutes per response for an estimated annual burden of 3,335 hours. (The USDA inspectors are not included in the<PRTPAGE P="36519"/>calculation of total burden, since they are Federal employees and are performing this task as a part of their job functions.)</P>
        <P>
          <E T="03">Respondents:</E>Farmers, USDA inspectors, and custom/state inspected slaughter plants.</P>
        <P>
          <E T="03">Estimated Number of Respondents:</E>2,850.</P>
        <P>
          <E T="03">Estimated Total Annual Burden on Respondents:</E>3,335 hours.</P>

        <P>Copies of this information collection and related instructions can be obtained without charge from David Hancock, NASS—OMB Clearance Officer, at (202) 690-2388 or at<E T="03">ombofficer@nass.usda.gov.</E>
        </P>
        <P>
          <E T="03">Comments:</E>Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed collection of information including the validity of the methodology and assumptions used; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, technological or other forms of information technology collection methods.</P>
        <P>All responses to this notice will become a matter of public record and be summarized in the request for OMB approval.</P>
        <SIG>
          <DATED>Signed at Washington, DC, May 23, 2011.</DATED>
          <NAME>Joseph T. Reilly,</NAME>
          <TITLE>Associate Administrator.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15476 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-20-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>International Trade Administration</SUBAGY>
        <DEPDOC>[A-552-802]</DEPDOC>
        <SUBJECT>Certain Frozen Warmwater Shrimp From the Socialist Republic of Vietnam: Extension of Final Results of Antidumping Duty Administrative Review</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Import Administration, International Trade Administration, Department of Commerce.</P>
        </AGY>
        
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Commerce (“Department”) is extending the time limits for the final results of the administrative review of certain frozen warmwater shrimp from the Socialist Republic of Vietnam (“Vietnam”). The review covers the period February 1, 2009, through January 31, 2010.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>June 22, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Susan Pulongbarit, Paul Walker, or Jerry Huang, AD/CVD Operations, Office 9, Import Administration, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue, NW., Washington, DC 20230; telephone: (202) 482-4031, (202) 482-0413, or (202) 482-4047, respectively.</P>
          <HD SOURCE="HD1">Background</HD>
          <P>On April 9, 2010, the Department published in the<E T="04">Federal Register</E>a notice of initiation of the administrative reviews of the antidumping duty orders on certain frozen warmwater shrimp from Vietnam and the People's Republic of China.<E T="03">See Notice of Initiation of Administrative Reviews and Requests for Revocation in Part of the Antidumping Duty Orders on Certain Frozen Warmwater Shrimp From the Socialist Republic of Vietnam and the People's Republic of China,</E>75 FR 18154 (April 9, 2010). On March 4, 2011, the Department published the preliminary results of the review of shrimp from Vietnam.<E T="03">See Certain Frozen Warmwater Shrimp From the Socialist Republic of Vietnam: Preliminary Results, Partial Rescission, and Request for Revocation, In Part, of the Fifth Administrative Review,</E>76 FR 12054 (March 4, 2011). The final results are currently due no later than July 5, 2011.</P>
          <HD SOURCE="HD1">Statutory Time Limits</HD>
          <P>In antidumping duty administrative reviews, section 751(a)(3)(A) of the Tariff Act of 1930, as amended (“the Act”), requires the Department to make a final determination in an administrative review of an antidumping duty order within 120 days after the date on which the preliminary results are published. However, if it is not practicable to complete the review within this time period, section 751(a)(3)(A) of the Act allows the Department to extend the 120 day period to 180 days after the preliminary results if it determines it is not practicable to complete the review within the foregoing time period.</P>
          <HD SOURCE="HD1">Extension of Time Limit for Preliminary Results of Review</HD>
          <P>We determine that it is not practicable to complete the final results of this administrative review within the 120 day time limit because the Department requires additional time to analyze issues in case and rebuttal briefs submitted by parties, including comments on surrogate country selection, wage rate calculation, and shrimp surrogate value.</P>
          <P>Therefore, in accordance with section 751(a)(3)(A) of the Act, the Department is extending the time period for completion of the final results of this review, which is currently due on July 5, 2011, by 45 days to 165 days after the date on which the preliminary results were published. Therefore, the final results are now due no later than August 16, 2011.</P>
          <P>We are issuing and publishing this notice in accordance with sections 751(a)(3)(A) and 777(i) of the Act.</P>
          <SIG>
            <DATED>Dated: June 15, 2011.</DATED>
            <NAME>Christian Marsh,</NAME>
            <TITLE>Deputy Assistant Secretary for Antidumping and Countervailing Duty Operations.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-15647 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>International Trade Administration</SUBAGY>
        <DEPDOC>[A-421-811]</DEPDOC>
        <SUBJECT>Purified Carboxymethylcellulose from the Netherlands; Preliminary Results of Antidumping Duty Administrative Review</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Import Administration, International Trade Administration, Department of Commerce.</P>
        </AGY>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In response to requests from petitioner Aqualon Company, a unit of Hercules Incorporated and a U.S. manufacturer of purified carboxymethylcellulose, and Akzo Nobel Functional Chemicals B.V., the Department of Commerce (the Department) is conducting an administrative review of the antidumping duty order on purified carboxymethylcellulose (CMC) from the Netherlands. This administrative review covers imports of subject merchandise produced and exported by Akzo Nobel Functional Chemicals B.V. during the period of review (POR) of July 1, 2009, through June 30, 2010.</P>
          <P>We preliminarily determine that sales of subject merchandise by Akzo Nobel Functional Chemicals B.V. were made at less than normal value during the period of review. If these preliminary results are adopted in our final results of administrative review, we will issue appropriate assessment instructions to U.S. Customs and Border Protection (CBP). Interested parties are invited to comment on these preliminary results. Parties who submit argument in this review are requested to submit with the argument: (1) A statement of the issues; (2) a brief summary of the argument; and (3) a table of authorities.</P>
        </SUM>
        <DATES>
          <PRTPAGE P="36520"/>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>June 22, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Dena Crossland or David Cordell, AD/CVD Operations, Office 7, Import Administration, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue, NW., Washington, DC 20230; telephone: (202) 482-3362 or (202) 482-0408, respectively.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>

        <P>On July 11, 2005, the Department published the antidumping duty order on CMC from the Netherlands.<E T="03">See Notice of Antidumping Duty Orders: Purified Carboxymethylcellulose from Finland, Mexico, the Netherlands, and Sweden,</E>70 FR 39734 (July 11, 2005) (<E T="03">CMC Order</E>). On July 1, 2010, the Department published an opportunity to request an administrative review of this order for the period July 1, 2009, through June 30, 2010.<E T="03">See Antidumping or Countervailing Duty Order, Finding, or Suspended Investigation; Opportunity To Request Administrative Review,</E>75 FR 38074 (July 1, 2010).</P>
        <P>Pursuant to 19 CFR 351.213(b)(1), Aqualon Company (Aqualon), petitioner in this proceeding, filed a July 26, 2010, request that the Department conduct an administrative review of the sales of subject merchandise from Akzo Nobel Functional Chemicals B.V. (ANFC) and CP Kelco B.V. (CP Kelco) during the POR. On July 27, 2010, CP Kelco requested a review of its sales of subject merchandise and, on July 30, 2010, ANFC requested a review of its sales of subject merchandise made during the POR. On August 18, 2010, CP Kelco withdrew its request for an administrative review of its sales of subject merchandise during the POR. Additionally, on August 18, 2010, Aqualon withdrew its request for an administrative review with respect to CP Kelco.</P>

        <P>On August 31, 2010, the Department published a notice of initiation of this administrative review, covering exports, sales, and/or entries of purified CMC from ANFC in the<E T="04">Federal Register</E>.<E T="03">See Initiation of Antidumping and Countervailing Duty Administrative Reviews and Deferral of Initiation of Administrative Review,</E>75 FR 53274 (August 31, 2010).</P>
        <P>The Department issued its antidumping duty questionnaire to ANFC on September 28, 2010. ANFC responded to the questionnaire on November 2, 2010 (section A questionnaire response (AQR), and on November 17, 2010 (sections B and C questionnaire responses (BQR and CQR)).</P>
        <P>On December 7, 2010, Aqualon filed a request for a sales-below-cost investigation of ANFC, in which it alleged that ANFC had made home market sales of purified CMC at prices below the cost of production (COP) during the POR. After reviewing the allegation, the Department initiated a cost investigation of ANFC on January 20, 2011, and requested that the company respond to section D of the questionnaire. ANFC filed its section D questionnaire response (DQR) on February 17, 2011.</P>
        <P>ANFC responded to supplemental questionnaires concerning sections A through C of the Department's questionnaire on March 7, 2011, April 25, 2011, and May 19, 2011. ANFC responded to supplemental questionnaires concerning section D of the Department's questionnaire on April 18, 2011, May 9, 2011, May 17, 2011, and May 19, 2011.</P>

        <P>On April 1, 2011, the Department extended the deadline for the preliminary results of review from April 2, 2011, until June 16, 2011.<E T="03">See Purified Carboxymethylcellulose From the Netherlands; Extension of Time Limit for Preliminary Results of Antidumping Duty Administrative Review,</E>76 FR 18156 (April 1, 2011).</P>
        <HD SOURCE="HD1">Period of Review</HD>
        <P>The POR is July 1, 2009, through June 30, 2010.</P>
        <HD SOURCE="HD1">Scope of the Order</HD>
        <P>The merchandise covered by this order is all purified CMC, sometimes also referred to as purified sodium CMC, polyanionic cellulose, or cellulose gum, which is a white to off-white, non-toxic, odorless, biodegradable powder, comprising sodium CMC that has been refined and purified to a minimum assay of 90 percent. Purified CMC does not include unpurified or crude CMC, CMC Fluidized Polymer Suspensions, and CMC that is cross-linked through heat treatment. Purified CMC is CMC that has undergone one or more purification operations, which, at a minimum, reduce the remaining salt and other by-product portion of the product to less than ten percent. The merchandise subject to this order is currently classified in the Harmonized Tariff Schedule of the United States at subheading 3912.31.00. This tariff classification is provided for convenience and Customs purposes; however, the written description of the scope of this order is dispositive.</P>
        <HD SOURCE="HD1">Date of Sale</HD>

        <P>For its home market sales, ANFC reported its date of sale to be the invoice date, which coincided with the loading and shipment date of the merchandise. It stated that, until the time that the merchandise is loaded, changes can occur in the material terms of sale.<E T="03">See</E>ANFC's BQR at B-11. Similarly, for its warehouse sales in the United States (constructed export price (CEP) Channel 2 sales), ANFC reported the date of sale to be the invoice date, which is the date that merchandise is loaded for shipment from the warehouse and, because material changes can take place prior to loading, the invoice date is the date on which the terms of sale are set.<E T="03">See</E>ANFC's CQR at C-11 and C-12. However, for sales in which the product was shipped directly from the Netherlands to the United States (CEP Channel 1 sales), ANFC reported the date of shipment as the date of sale as this date preceded the invoice date.<E T="03">See</E>ANFC's CQR at C-12. In its description of the sales process for these sales, ANFC stated that material terms, such as the quantity or price of the merchandise, could change prior to invoicing from ANFC's U.S. affiliate to the U.S. customer.<E T="03">See</E>ANFC's AQR at A-28, A-29, and A-31;<E T="03">see also</E>ANFC's supplemental questionnaire response, dated March 7, 2011, at 7 and Tabs 2-3. We noted that the unaffiliated customer is not invoiced by AN-US until the customer receives the merchandise from the Netherlands.<E T="03">See</E>ANFC's AQR at A-28 and A-29.</P>

        <P>Normally, the Department considers invoice date as the date of sale in accordance with 19 CFR 351.401(i). However, it is the Department's practice to use shipment date as the date of sale when shipment date precedes invoice date.<E T="03">See Certain Cold-Rolled and Corrosion-Resistant Carbon Steel Flat Products From Korea: Final Results of Antidumping Duty Administrative Reviews,</E>63 FR 13170, 13172-73 (March 18, 1998);<E T="03">see also Stainless Steel Sheet and Strip in Coils from the Republic of Korea; Final Results and Rescission of Antidumping Duty Administrative Review in Part,</E>72 FR 4486 (January 31, 2007), and the accompanying Issues and Decision Memorandum at Comments 4 and 5.</P>

        <P>Although ANFC asserts that material terms of sale for its direct sales to the United States may change between the time of shipment of the goods from the Netherlands and the issuance of an invoice by AN-US, we find that the quantity and price for these sales are established at the time the merchandise was shipped from the Netherlands.<E T="03">See</E>
          <PRTPAGE P="36521"/>ANFC's CQR at C-11 and C-12. Therefore, we preliminarily determine that invoice date is the appropriate date of sale for ANFC's home market and U.S. sales, except for ANFC's U.S. sales in which shipment occurred prior to invoice date. Consistent with past segments of this preceding and the Department's practice, we used the shipment date as the date of sale for those sales.</P>
        <HD SOURCE="HD1">Fair Value Comparisons</HD>
        <P>To determine whether sales of purified CMC from the Netherlands to the United States were made at less than fair value, we compared the CEP of each sale to the normal value, as described in the “Constructed Export Price” and “Normal Value” sections of this notice below. In accordance with section 777A(d)(2) of the Tariff Act of 1930, as amended (the Act), we compared the CEPs of individual U.S. transactions to monthly weighted-average normal values.</P>
        <HD SOURCE="HD1">Product Comparisons</HD>

        <P>In accordance with section 771(16) of the Act, we considered all purified CMC that fit the description in the “Scope of the Order” section above and that was produced and sold by ANFC in the Netherlands during the POR to be foreign like product for the purpose of determining appropriate product comparisons to purified CMC sold by the respondent in the United States. For our discussion of home market viability,<E T="03">see</E>the “Normal Value” section of this notice below. We compared the U.S. sales with the sales of the foreign like product in the comparison market.</P>

        <P>Specifically, in making our comparisons, we used the following methodology. If sales of an identical comparison-market model were reported, we compared the CEPs of the U.S. sales to the weighted-average, comparison-market prices of all sales that passed the COP test of the identical product during the relevant or contemporary month.<E T="03">See</E>sections 771(16) and (35) of the Act;<E T="03">see also</E>section 773(b)(1) of the Act. If there were no contemporaneous sales of an identical model, we identified sales of the most similar comparison-market model. See section 771(16) of the Act. To determine the most similar model, we matched the physical characteristics of the foreign like product, as reported by ANFC, to the characteristics of the subject merchandise in the following order of importance: (1) Grade, (2) viscosity, (3) degree of substitution, (4) particle size, and (5) solution characteristics. Where there were no sales of identical or similar foreign like product in the ordinary course of trade with which to compare to a U.S. sale, we made product comparisons using constructed value.</P>
        <HD SOURCE="HD1">Constructed Export Price</HD>
        <P>In accordance with section 772 of the Act, we calculate either an export price or a CEP, depending on the nature of each sale. Section 772(b) of the Act defines CEP as the price at which the subject merchandise is first sold (or agreed to be sold) in the United States before or after the date of importation by or for the account of the producer or exporter of such merchandise, or by a seller affiliated with the producer or exporter, to a purchaser not affiliated with the producer or exporter.</P>

        <P>ANFC classified all of its sales to the United States as sales made through its U.S. affiliate, AN-US, to end-users and distributors (<E T="03">i.e.,</E>CEP sales). For purposes of these preliminary results, we have accepted this classification.</P>

        <P>We calculated CEP based on prices charged to the first unaffiliated U.S. customer. As discussed in the “Date of Sale” section above, we used invoice date as the date of sale for CEP sales, except in instances where the date of shipment preceded the invoice date. We based CEP on the gross unit price to the first unaffiliated U.S. customer, making adjustments where necessary for billing adjustments.<E T="03">See</E>19 CFR 351.401(c). Where applicable, and pursuant to sections 772(c)(2)(A) and (d)(1) of the Act, the Department made deductions for movement expenses, including deductions for domestic foreign inland freight and warehousing expenses, domestic inland insurance, domestic brokerage and handling expenses, international freight, marine insurance, U.S. inland insurance, brokerage and handling expenses incurred in the United States, U.S. warehousing expenses, U.S. inland freight, and U.S. customs duties.</P>

        <P>In accordance with section 772(d)(1) of the Act, we also deducted, where applicable, U.S. direct selling expenses (<E T="03">i.e.,</E>credit expenses) and indirect selling expenses and inventory carrying costs incurred in the Netherlands and the United States and associated with economic activities in the United States.</P>
        <P>We deducted an amount for CEP profit in accordance with section 772(d)(3) of the Act.</P>
        <HD SOURCE="HD1">Normal Value</HD>
        <HD SOURCE="HD2">A. Home Market Viability and Comparison Market Selection</HD>

        <P>In order to determine whether there is a sufficient volume of sales in the home market to serve as a viable basis for calculating normal value (<E T="03">i.e.,</E>whether the aggregate volume of home market sales of the foreign like product is equal to or greater than five percent of the aggregate volume of U.S. sales), we compared ANFC's volume of home market sales of the foreign like product to the volume of U.S. sales of the subject merchandise, in accordance with section 773(a)(1)(C) of the Act.</P>

        <P>A review of the record shows that ANFC's home market sales were viable, for purposes of comparing them to U.S. sales.<E T="03">See</E>ANFC's AQR at A-3 and Exhibit 1. Thus, we based normal value on ANFC's home market sales made in the usual commercial quantities and in the ordinary course of trade.</P>
        <HD SOURCE="HD2">B. Cost of Production Analysis</HD>

        <P>Based on Aqualon's cost allegation, the Department had reasonable grounds to believe or suspect that ANFC made below-cost sales of the foreign like product.<E T="03">See</E>section 773(b)(2)(A)(i) of the Act. Therefore, the Department initiated a cost investigation of ANFC on January 20, 2011, and requested that ANFC file a response to section D of the antidumping duty questionnaire on that date.</P>
        <HD SOURCE="HD2">C. Calculation of Cost of Production</HD>
        <P>We have preliminarily relied upon the COP information provided by ANFC in its section D submission, except as noted below. In accordance with section 773(b)(3) of the Act, we calculated the weighted-average COP for each foreign like product based on the sum of ANFC's material and fabrication costs for the product, plus amounts for selling, general, and administrative (SG&amp;A) expenses, as well as packing costs. Based on the review of record evidence, ANFC did not appear to experience significant changes in its cost of manufacturing during the POR. Therefore, we followed our normal methodology of calculating an annual weighted-average cost. We relied on the COP data provided in ANFC's May 17, 2011, submission, except for the following instances:</P>
        <P>During the POR, ANFC stated that it purchased two major inputs, mono-chloroacetic acid (MCA) and caustic soda, from a home market affiliated company.<SU>1</SU>
          <FTREF/>Section 773(f)(3) of the Act (the major input rule) states:</P>
        <FTNT>
          <P>
            <SU>1</SU>
            <E T="03">See</E>ANFC's DQR at D-7. For further discussion of these inputs, Memorandum from Christopher Zimpo, Accountant, to Neal M. Halper, Director, Office of Accounting, regarding “Cost of Production and Constructed Value Calculation Adjustments for the Preliminary Results—Akzo Nobel Functional Chemicals B.V.,” dated June 16, 2011 (Calculation Memo), at pages 1-2 and Attachment 1.</P>
        </FTNT>
        
        <EXTRACT>
          <PRTPAGE P="36522"/>
          <P>If, in the case of a transaction between affiliated persons involving the production by one of such persons of a major input to the merchandise, the administering authority has reasonable grounds to believe or suspect that an amount represented as the value of such input is less than the cost of production of such input, then the administering authority may determine the value of the major input on the basis of the information available regarding such cost of production, if such cost is greater than the amount that would be determined for such input under paragraph (2).</P>
        </EXTRACT>
        
        <P>Paragraph 2 of section 773(f) of the Act (transactions disregarded) states:</P>
        
        <EXTRACT>
          <P>A transaction directly or indirectly between affiliated persons may be disregarded if, in the case of any element of value required to be considered, the amount representing that element does not fairly reflect the amount usually reflected in sales of merchandise under consideration in the market under consideration. If a transaction is disregarded under the preceding sentence and no other transactions are available for consideration, the determination of the amount shall be based on the information available as to what the amount would have been if the transaction had occurred between persons who are not affiliated.</P>
        </EXTRACT>
        
        <P>In accordance with the major input rule, and as stated in<E T="03">Stainless Steel Sheet and Strip in Coils From Mexico; Preliminary Results of Antidumping Duty Administrative Review,</E>73 FR 45708, 45714 (August 6, 2008), unchanged in<E T="03">Stainless Steel Sheet and Strip in Coils from Mexico; Final Results of Antidumping Duty Administrative Review,</E>74 FR 6365 (February 9, 2009), it is the Department's normal practice to use all three elements of the major input rule (<E T="03">i.e.,</E>transfer price, COP, and market price) where available. In accordance with section 773(f)(3) of the Act (the major input rule), we evaluated transactions between ANFC and its affiliate using the transfer price, COP and market price of MCA and caustic soda. For the preliminary results, we adjusted ANFC's reported costs to reflect the highest of these three values for ANFC's affiliated purchases of MCA and caustic soda. For further discussion of these adjustments,<E T="03">see</E>Calculation Memo.</P>

        <P>We adjusted ANFC's and its affiliate's general and administrative (G&amp;A) expense calculation for certain non-operating income and expense items in accordance with the Department's practice of including in G&amp;A certain non-operating amounts which relate to the general operations of the company as a whole.<E T="03">See Magnesium Metal from the Russian Federation: Notice of Final Determination of Sales at Less Than Fair Value,</E>70 FR 9041 (February 24, 2005), and accompanying Issues and Decision Memorandum at Comment 10. We did not allow certain non-operating income to offset the reported G&amp;A expenses because ANFC did not support why they were appropriate reductions to the reported G&amp;A expenses. We excluded net foreign exchange gains and losses from ANFC's reported G&amp;A expense calculation because these are accounted for elsewhere in the COP calculation, specifically in the net financial expense rate. For further discussion of these adjustments,<E T="03">see</E>Calculation Memo.</P>
        <HD SOURCE="HD2">D. Test of Comparison Market Prices</HD>
        <P>As required under section 773(b) of the Act, we compared ANFC's weighted-average COP figures to its comparison-market sales prices (net of certain discounts, any applicable movement expenses, direct and indirect selling expenses, and packing) of the foreign like product in order to determine whether sales in the comparison market had been made at prices below COP. In determining whether to disregard such sales, we examined, in accordance with sections 773(b)(1)(A) and (B) of the Act, whether such sales were made within an extended period of time in substantial quantities and whether the sales were made at prices which would not permit the recovery of all costs within a reasonable period of time.</P>
        <HD SOURCE="HD2">E. Results of Cost Test</HD>

        <P>Pursuant to section 773(b)(2)(C) of the Act, where less than 20 percent of the sales of a given product were at prices less than the COP, we did not disregard any of the below-cost sales of that product because they were not made in substantial quantities. However, where 20 percent or more of the respondent's comparison-market sales of a model were made at prices below the COP, we disregarded these sales because they were made: (1) In substantial quantities within the POR (<E T="03">i.e.,</E>within an extended period of time), in accordance with sections 773(b)(2)(B) and (C) of the Act; and (2) at prices which would not permit recovery of all costs within a reasonable period of time, in accordance with section 773(b)(2)(D) of the Act. We used the remaining comparison-market sales, if such sales existed and were made in the ordinary course of trade, as the basis for determining normal value, in accordance with section 773(b)(1) of the Act.</P>

        <P>In the current review, we found sales by ANFC made below the COP for 20 percent or more of certain models and, therefore, we disregarded these below-cost sales from our margin calculations.<E T="03">See</E>ANFC's Preliminary Analysis Memorandum at page 11.</P>
        <HD SOURCE="HD2">F. Price-to-Price Comparisons</HD>

        <P>We calculated normal value based on prices to unaffiliated customers in the comparison market. In this market, we used invoice date as the date of sale except where shipment preceded invoice date, in which cases we used shipment date as date of sale.<E T="03">See</E>19 CFR 351.401(i). We decreased price, as appropriate, for certain discounts. We made deductions, where appropriate, for foreign inland freight and international freight pursuant to section 773(a)(6)(B) of the Act. In addition, when comparing sales of similar merchandise to U.S. sales, we made adjustments to normal value for differences in cost attributable to differences in physical characteristics of the merchandise, pursuant to section 773(a)(6)(C)(ii) of the Act and 19 CFR 351.411, as well as for differences in circumstances of sale, as appropriate (<E T="03">i.e.,</E>credit), in accordance with section 773(a)(6)(C)(iii) of the Act and 19 CFR 351.410. We also made an adjustment, where appropriate, for a CEP offset, in accordance with section 773(a)(7)(B) of the Act. See the “Level of Trade” section below. Finally, we deducted comparison-market packing costs and added U.S. packing costs to normal value, in accordance with sections 773(a)(6)(A) and (B) of the Act.</P>
        <HD SOURCE="HD2">G. Price-to-Constructed-Value Comparisons</HD>

        <P>Section 773(a)(4) of the Act provides that, if we are unable to find a contemporaneous comparison-market match of identical or similar merchandise for a U.S. sale, then we base normal value on constructed value. Section 773(e) of the Act provides that constructed value shall be based on the sum of the cost of materials and fabrication employed in producing the merchandise, SG&amp;A expenses, profit, and expenses associated with packing the merchandise for shipment to the United States. We calculated the cost of materials and fabrication based on the methodology described above in the “Calculation of Cost of Production” section. In accordance with section 773(e)(2)(A) of the Act, we based SG&amp;A expenses (as adjusted above) and profit on the amounts incurred and realized by ANFC in connection with the production and sale of the foreign like product, in the ordinary course of trade, for consumption in the foreign country.<E T="03">See</E>19 CFR 351.405(b)(1).<PRTPAGE P="36523"/>
        </P>
        <HD SOURCE="HD1">Level of Trade</HD>

        <P>In accordance with section 773(a)(1)(B)(i) of the Act, to the extent practicable, we determine normal value based on sales in the comparison market at the same level of trade as the export price or CEP transaction. The level of trade in the comparison market is the level of trade of the starting-price sales in the comparison market or, when normal value is based on constructed value, the level of trade of the sales from which we derive SG&amp;A expenses and profit.<E T="03">See</E>19 CFR 351.412(c). For CEP, the level of trade is that of the constructed sale from the exporter to the importer.<E T="03">Id.</E>
        </P>

        <P>To determine whether comparison market sales are at a different level of trade from U.S. sales, we examine stages in the marketing process and selling functions along the chain of distribution between the producer and the unaffiliated customer. If the comparison market sales are at different levels of trade, and the difference affects price comparability, as manifested in a pattern of consistent price differences between the sales on which normal value is based and comparison market sales at the level of trade of the export transaction, the Department makes a level-of-trade adjustment in accordance with section 773(a)(7)(A) of the Act. For CEP sales, we examine stages in the marketing process and selling functions along the chain of distribution between the producer and the customer. We analyze whether different selling activities are performed, and whether any price differences (other than those for which other allowances are made under the Act) are shown to be wholly or partly due to a difference in level of trade between the CEP and normal value.<E T="03">See</E>section 773(a)(7)(A) of the Act.</P>

        <P>Under section 773(a)(7)(A) of the Act, we make an upward or downward adjustment to normal value for level of trade if the difference in level of trade involves the performance of different selling activities and is demonstrated to affect price comparability, based on a pattern of consistent price differences between sales at different levels of trade in the country in which normal value is determined. Finally, if the normal-value level of trade is at a more advanced stage of distribution than the level of trade of the CEP, but the data available do not provide an appropriate basis to determine a level-of-trade adjustment, we reduce normal value by the amount of indirect selling expenses incurred in the comparison market on sales of the foreign like product, but by no more than the amount of the indirect selling expenses incurred for CEP sales.<E T="03">See</E>section 773(a)(7)(B) of the Act (the CEP-offset provision).</P>

        <P>In analyzing differences in selling functions, we determine whether the levels of trade identified by the respondent are meaningful.<E T="03">See Antidumping Duties: Countervailing Duties,</E>62 FR 27296, 27371 (May 19, 1997). If the claimed levels of trade are the same, we expect that the functions and activities of the seller should be similar. Conversely, if a party claims that levels of trade are different for different groups of sales, the functions and activities of the seller should be dissimilar.<E T="03">See Porcelain-on-Steel Cookware from Mexico: Final Results of Antidumping Duty Administrative Review,</E>65 FR 30068 (May 10, 2000), and accompanying Issues and Decision Memorandum at Comment 6.</P>

        <P>In the present review, ANFC claimed that a CEP offset was required because the CEP level of trade was less advanced than levels of trade in the comparison market.<E T="03">See</E>ANFC's CQR at C-54 and C-55. In order to determine whether the comparison market sales were at different stages in the marketing process than the U.S. sales, we reviewed the distribution system in each market (<E T="03">i.e.,</E>the “chain of distribution”),<SU>2</SU>
          <FTREF/>including selling functions, class of customer (customer category), and the level of selling functions for each type of sale.</P>
        <FTNT>
          <P>
            <SU>2</SU>The marketing process in the United States and comparison market begins with the producer and extends to the sale to the final user or customer. The chain of distribution involved in the two markets may have many or few links, and respondent's sales occur somewhere along this chain. In performing this evaluation, we considered respondent's narrative responses to properly determine where in the chain of distribution the sale occurs.</P>
        </FTNT>

        <P>ANFC reported one level of trade in the home market, the Netherlands, with one channel of distribution to two classes of customers: (1) Direct sales from the warehouse located near the ANFC manufacturing plant to end users, and (2) direct sales from the warehouse located near the ANFC manufacturing plant to distributors.<E T="03">See</E>ANFC's AQR at A-17;<E T="03">see also</E>ANFC's BQR at B-10. Based on our review of evidence on the record, we find that the home market sales to both customer categories through the one channel of distribution were substantially similar with respect to selling functions and stages of marketing. ANFC performed the same selling functions for sales in a single home market channel of distribution, including sales forecasting, strategic planning, advertising, distributor training, packing, warehousing, inventory management, order processing, direct sales crew, market research, providing guarantees, after sales services, freight and delivery, and invoicing.<E T="03">See</E>ANFC's AQR at A-19 through A-23 and Tab 9. Each of these selling functions was identical in the intensity of their provision or only differed minimally, the exception being that ANFC provided sales/marketing support and technical assistance to a different degree of involvement to different customer types.<E T="03">See</E>ANFC's AQR at Tab 9.<E T="03">See also</E>Preliminary Analysis Memorandum. Thus, after considering all of the above, we preliminarily find that ANFC had only one LOT for its home market sales.</P>

        <P>ANFC reported one CEP LOT, with two separate channels of distribution in the United States. CEP Channel 1 sales were made to order for two classes of customers,<E T="03">i.e.,</E>end users and distributors.<E T="03">See</E>ANFC's AQR at A-17. The U.S. customer orders merchandise from ANFC's U.S. affiliate, AN-US, and the merchandise is shipped directly to the U.S. customer from ANFC.<E T="03">Id.</E>Further, the customer is invoiced by AN-US, and the title passed directly from the AN-US to the unaffiliated customer in the United States. CEP Channel 2 sales were also made to two classes of customers,<E T="03">i.e.,</E>end users and distributors, from inventory.<E T="03">Id.</E>Specifically, the U.S. customer orders merchandise from AN-US, which is shipped out of a stock of materials maintained at AN-US's unaffiliated warehouses.<E T="03">Id.</E>Upon examining ANFC's questionnaire responses, we preliminarily find that it has two channels of distribution for its CEP sales in the United States.<E T="03">See</E>ANFC's AQR at A-16 through A-17, A-27 through A-29, and Tab 8; and CQR at C-10.</P>

        <P>For CEP sales, we consider only the selling activities reflected in the price after the deduction of expenses and CEP profit under section 772(d) of the Act<E T="03">. See</E>
          <E T="03">Micron Tech. Inc.</E>v.<E T="03">United States,</E>243 F.3d 1301, 1314-15 (Fed. Cir. 2001). We reviewed the selling functions and services performed by ANFC on CEP sales as described in its questionnaire and supplemental questionnaire responses, after these deductions. We found that selling functions performed by ANFC to its U.S. affiliate in support of the CEP sales were almost identical regardless of class of customers or channel of trade. ANFC reported that it provided services to both CEP channels including strategic planning, packing, warehousing, inventory management, order processing, and logistics for freight and delivery.<E T="03">See</E>ANFC's AQR at Tab 9. ANFC reported that the only services it provided for the CEP Channel 1 sales to a different degree of performance comparatively to the<PRTPAGE P="36524"/>degree of performance provided for Channel 2 sales were logistics for freight and delivery, warehousing, and inventory management.<E T="03">Id.</E>Therefore, we found that selling functions performed by ANFC for both channels are at the same level.</P>

        <P>Next, we compared the stages in the marketing process and selling functions along the chain of distribution for home market and CEP sales. ANFC's home market and CEP sales were both made to end users and distributors. We found that ANFC performs an additional layer of selling functions at a greater degree of involvement in the home market than it provided on CEP Channel 1 and Channel 2 sales (<E T="03">e.g.,</E>sales forecasting, strategic planning, advertising, distributor training, market research, technical assistance, sales and marketing support, after sales service, and invoicing).<E T="03">See</E>ANFC's AQR at A-19 through A-23 and Tab 9. Because these additional selling functions are significant, we find that ANFC's CEP sales are at a different level of trade than its home market sales.</P>

        <P>According to section 773(a)(7)(B) of the Act, a CEP offset is appropriate when the level of trade in the home market is at a more advanced stage than the level of trade of the CEP sales and there is no basis for determining whether the difference in levels of trade between normal value and CEP affects price comparability. ANFC reported that it provided minimal selling functions and services for the CEP level of trade and that, therefore, the home market level of trade is more advanced than the CEP level of trade. Based on our analysis of the channels of distribution and selling functions performed by ANFC for sales in the home market and CEP sales in the U.S. market (<E T="03">i.e.,</E>sales support and activities provided by ANFC for sales to its U.S. affiliate), we preliminarily find that the home market level of trade is at a more advanced stage when compared to CEP sales because ANFC provides many selling functions in the home market at a different level of service (<E T="03">i.e.,</E>sales forecasting, advertising, distributor training, market research, sales and marketing support, etc.) as compared to selling functions performed for its CEP sales (<E T="03">i.e.,</E>ANFC reported that the only services it provided for the CEP sales were logistics for freight and delivery, packing, warehousing, inventory management, order processing, providing guarantees, and limited strategic planning and technical assistance).<E T="03">See</E>ANFC's AQR at Tab 9. Thus, we find that ANFC's home market sales are at a more advanced level of trade than its CEP sales. As there was only one level of trade in the home market, there were no data available to determine the existence of a pattern of price differences, and we do not have any other information that provides an appropriate basis for determining a level-of-trade adjustment; therefore, we applied a CEP offset to normal value for CEP comparisons.</P>
        <P>To calculate a CEP offset for ANFC, we deducted the comparison market indirect selling expenses from normal value for sales that were compared to U.S. CEP sales. We limited the deduction by the amount of the indirect selling expenses deducted in calculating the CEP under section 772(d)(1)(D) of the Act. See section 773(a)(7)(B) of the Act.</P>
        <HD SOURCE="HD1">Currency Conversion</HD>

        <P>We made foreign-currency conversions into U.S. dollars in accordance with section 773A(a) of the Act and 19 CFR 351.415 based on exchange rates in effect on the dates of the U.S. sales, as certified by the Federal Reserve Bank.<E T="03">See</E>Import Administration Web site at:<E T="03">http://ia.ita.doc.gov/exchange/index.html.</E>
        </P>
        <HD SOURCE="HD1">Preliminary Results of Review</HD>
        <P>We preliminarily determine that, for the period July 1, 2009, through June 30, 2010, the following dumping margin exists:</P>
        <GPOTABLE CDEF="s80,10C" COLS="2" OPTS="L1,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Manufacturer/exporter</CHED>
            <CHED H="1">Weighted-average<LI>margin</LI>
              <LI>(percent)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Akzo Nobel Functional Chemicals</ENT>
            <ENT>B.V. 3.24</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Disclosure and Public Comment</HD>

        <P>Pursuant to 19 CFR 351.224(b), the Department will disclose to parties to the proceeding any calculations performed in connection with these preliminary results within five days after the date of publication of this notice. Pursuant to 19 CFR 351.309(c)(1)(ii), interested parties may submit written comments in response to these preliminary results. Interested parties may submit case briefs to the Department no later than 30 days after the publication of these preliminary results.<E T="03">See</E>19 CFR 351.309(c)(1)(ii). Rebuttal briefs, the content of which is limited to the issues raised in the case briefs, must be filed within five days from the deadline date for the submission of case briefs.<E T="03">See</E>19 CFR 351.309(d)(1) and (2).</P>

        <P>Parties who submit arguments in this proceeding are requested to submit with the argument: (1) A statement of the issues; (2) a brief summary of the argument; and (3) a table of authorities.<E T="03">See</E>19 CFR 351.309(c)(2). Case and rebuttal briefs must be served on interested parties in accordance with 19 CFR 351.303(f). Executive summaries should be limited to five pages total, including footnotes. Furthermore, we request that parties, when submitting briefs and rebuttal briefs, provide the Department with a copy of the public versions of the briefs on diskette.</P>

        <P>Within 30 days of the date of publication of this notice, interested parties may request a public hearing on arguments raised in the case and rebuttal briefs, pursuant to 19 CFR 351.310(c). Unless the Department specifies otherwise, the hearing, if requested, will be held two days after the date for submission of rebuttal briefs.<E T="03">See</E>19 CFR 351.310(d)(1). Parties will be notified of the time and location of the hearing.</P>

        <P>The Department will publish the final results of the administrative review, including the results of its analysis of issues addressed in any case or rebuttal brief, no later than 120 days after publication of the preliminary results, unless extended.<E T="03">See</E>section 751(a)(3)(A) of the Act; 19 CFR 351.213(h).</P>
        <HD SOURCE="HD1">Assessment Rates</HD>
        <P>The Department shall determine, and CBP shall assess, antidumping duties on all appropriate entries. In accordance with 19 CFR 351.212(b)(1), we have calculated, whenever possible, an exporter/importer (or customer)-specific assessment rate or value for merchandise subject to this review as described below.</P>

        <P>For CEP sales, we divide the total dumping margins for the reviewed sales by the total entered value of those reviewed sales for each importer. We will direct CBP to assess the resulting percentage margin against the entered customs values for the subject merchandise on each of that importer's POR entries.<E T="03">See</E>19 CFR 351.212(b).</P>

        <P>The Department clarified its “automatic assessment” regulation on May 6, 2003. This clarification will apply to entries of subject merchandise during the POR produced by companies in these preliminary results of review for which the reviewed companies did not know their merchandise was destined for the United States. In such instances, we will instruct CBP to liquidate unreviewed entries at the all-others rate if there is no rate for the intermediate company(ies) involved in the transaction. For a full discussion of this clarification,<E T="03">see</E>
          <E T="03">Antidumping and Countervailing Duty Proceedings:<PRTPAGE P="36525"/>Assessment of Antidumping Duties,</E>68 FR 23954 (May 6, 2003).</P>

        <P>We intend to issue liquidation instructions to CBP 15 days after publication of the final results of this review. We will instruct CBP to assess antidumping duties on all appropriate entries covered by this review if any importer-specific assessment rate calculated in the final results of this review is above<E T="03">de minimis.</E>Pursuant to 19 CFR 351.106(c)(2), we will instruct CBP to liquidate without regard to antidumping duties any entries for which the assessment rate is<E T="03">de minimis.</E>The final results of this review shall be the basis for the assessment of antidumping duties on entries of merchandise covered by the final results of this review and for future deposits of estimated duties, where applicable.<E T="03">See</E>section 751(a)(2)(C) of the Act.</P>
        <HD SOURCE="HD1">Cash Deposit Requirements</HD>

        <P>The following cash-deposit requirements will be effective upon publication of the final results of this administrative review for all shipments of the subject merchandise entered, or withdrawn from warehouse, for consumption on or after the publication date of the final results of this administrative review, as provided by section 751(a)(2)(C) of the Act: (1) The cash deposit rate for the company listed above will be that established in the final results of this review, except if the rate is less than 0.50 percent and, therefore,<E T="03">de minimis</E>within the meaning of 19 CFR 351.106(c)(1), in which case the cash deposit rate will be zero; (2) for previously reviewed or investigated companies not listed above, the cash deposit rate will continue to be the company-specific rate published for the most recent period; (3) if the exporter is not a firm covered in this review or in the investigation but the manufacturer is, the cash-deposit rate will be the rate established for the most recent period for the manufacturer of the merchandise; and (4) the cash-deposit rate for all other manufacturers or exporters will continue to be the all-others rate of 14.57 percent, which is the all-others rate established in the investigation.<E T="03">See CMC Order,</E>70 FR at 39735. These deposit requirements, when imposed, shall remain in effect until further notice.</P>
        <HD SOURCE="HD1">Notification to Importers</HD>
        <P>This notice also serves as a reminder to importers of their responsibility under 19 CFR 351.402(f)(2) to file a certificate regarding the reimbursement of antidumping duties prior to liquidation of the relevant entries during this review period. Failure to comply with this requirement could result in the Department's presumption that reimbursement of antidumping duties occurred and the subsequent assessment of double antidumping duties.</P>
        <P>We are issuing and publishing this notice in accordance with sections 751(a)(1) and 777(i)(1) of the Act.</P>
        <SIG>
          <DATED>Dated: June 16, 2011.</DATED>
          <NAME>Christian Marsh,</NAME>
          <TITLE>Acting Deputy Assistant Secretary for Import Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15648 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">COMMODITY FUTURES TRADING COMMISSION</AGENCY>
        <SUBJECT>Agency Information Collection Activities: Notice of Intent To Renew Collection, Exemptions From Speculative Limits</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Commodity Futures Trading Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501<E T="03">et seq.,</E>Federal agencies are required to publish notice in the<E T="04">Federal Register</E>concerning each proposed collection of information, including each proposed extension of an existing collection of information, and to allow 60 days for public comment in response to the notice. This notice solicits comments on exemptions from speculative limits.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be submitted on or before August 22, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Comments may be mailed to Gary Martinaitis, Division of Market Oversight, U.S. Commodity Futures Trading Commission, 1155 21st Street, NW., Washington, DC 20581.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Gary Martinaitis, (202) 418-5209; FAX: (202) 418-5527; e-mail:<E T="03">gmartinaitis@cftc.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>Under the PRA, Federal agencies must obtain approval from the Office of Management and Budget (OMB) for each collection of information they conduct or sponsor. “Collection of information” is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and includes agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. Section 3506(c)(2)(A) of the PRA, 44 U.S.C. 3506(c)(2)(A), requires Federal agencies to provide a 60-day notice in the<E T="04">Federal Register</E>concerning each proposed collection of information, including each proposed extension of an existing collection of information, before submitting the collection to OMB for approval. To comply with this requirement, the CFTC is publishing notice of the proposed collection of information listed below.</P>
        <P>With respect to the following collection of information, the CFTC invites comments on:</P>
        <P>• Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information will have a practical use;</P>
        <P>• The accuracy of the Commission's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
        <P>• Ways to enhance the quality, usefulness, and clarity of the information to be collected; and</P>

        <P>• Ways to minimize the burden of collection of information on those who are to respond, including through the use of appropriate automated electronic, mechanical, or other technological collection techniques or other forms of information technology;<E T="03">e.g.,</E>permitting electronic submission of responses.</P>
        <HD SOURCE="HD1">Exemptions From Speculative Limits, OMB Control Number 3038-0013—Extension</HD>
        <P>Section 4a(a) of the Commodity Exchange Act (Act) allows the Commission to set speculative limits in any commodity for future delivery in order to prevent excessive speculation. Certain sections of the Act and/or the Commission's Regulations allow exemptions from the speculative limits for persons using the market for hedging and, under certain circumstances, for commodity pool operators and similar traders. This information collection contains the recordkeeping and reporting requirements needed to ensure regulatory compliance with Commission rules relating to this issue.</P>

        <P>The Commission estimates the burden of this collection of information as follows:<PRTPAGE P="36526"/>
        </P>
        <GPOTABLE CDEF="s75,12,12,12,12,12" COLS="6" OPTS="L2,i1">
          <TTITLE>Estimated Annual Reporting Burden</TTITLE>
          <BOXHD>
            <CHED H="1">Regulations (17 CFR)</CHED>
            <CHED H="1">Estimated number of<LI>respondents</LI>
            </CHED>
            <CHED H="1">Reports annually by each respondent</CHED>
            <CHED H="1">Total annual responses</CHED>
            <CHED H="1">Estimated number of hours per<LI>response</LI>
            </CHED>
            <CHED H="1">Annual burden</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Rule 1.47 and 1.48</ENT>
            <ENT>7</ENT>
            <ENT>2</ENT>
            <ENT>14</ENT>
            <ENT>3</ENT>
            <ENT>42</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 150</ENT>
            <ENT>2</ENT>
            <ENT>1</ENT>
            <ENT>2</ENT>
            <ENT>3</ENT>
            <ENT>6</ENT>
          </ROW>
        </GPOTABLE>
        <P>There are no capital costs or operating and maintenance costs associated with this collection.</P>
        <SIG>
          <DATED>Dated: June 16, 2011.</DATED>
          <NAME>David Stawick,</NAME>
          <TITLE>Secretary of the Commission.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15609 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
        <SUBJECT>Notice of Submission for OMB Review</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of Education.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Comment Request.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Acting Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management, invites comments on the submission for OMB review as required by the Paperwork Reduction Act of 1995 (Pub. L. 104-13).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Interested persons are invited to submit comments on or before July 22, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Written comments should be addressed to the Office of Information and Regulatory Affairs,<E T="03">Attention:</E>Education Desk Officer, Office of Management and Budget, 725 17th Street, NW., Room 10222, New Executive Office Building, Washington, DC 20503, be faxed to (202) 395-5806 or e-mailed to<E T="03">oira_submission@omb.eop.gov</E>with a cc: to<E T="03">ICDocketMgr@ed.gov</E>. Please note that written comments received in response to this notice will be considered public records.</P>
        </ADD>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Section 3506 of the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35) requires that the Office of Management and Budget (OMB) provide interested Federal agencies and the public an early opportunity to comment on information collection requests. The OMB is particularly interested in comments which: (1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (2) Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; (3) Enhance the quality, utility, and clarity of the information to be collected; and (4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology.</P>
        <SIG>
          <DATED>Dated: June 16, 2011.</DATED>
          <NAME>James Hyler,</NAME>
          <TITLE>Acting Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management.</TITLE>
        </SIG>
        <HD SOURCE="HD1">Office of Planning, Evaluation and Policy Development</HD>
        <P>
          <E T="03">Type of Review:</E>New.</P>
        <P>
          <E T="03">Title of Collection:</E>Evaluation of the Education for Homeless Children and Youth Program.</P>
        <P>
          <E T="03">OMB Control Number:</E>1875-NEW.</P>
        <P>
          <E T="03">Agency Form Number(s):</E>N/A.</P>
        <P>
          <E T="03">Frequency of Responses:</E>Once.</P>
        <P>
          <E T="03">Affected Public:</E>State, Local, or Tribal Government, State Educational Agencies or Local Educational Agencies.</P>
        <P>
          <E T="03">Total Estimated Number of Annual Responses:</E>256.</P>
        <P>
          <E T="03">Total Estimated Annual Burden Hours:</E>151.</P>
        <P>
          <E T="03">Abstract:</E>The evaluation will survey state coordinators and district liaisons for Education for Homeless Children and Youth (EHCY) Program. The evaluation addresses research questions in the following areas of program implementation: (1) The collection and use of data on homeless children and youth; (2) the expenditure of EHCY Program funds; (3) the policies and services provided by local educational agencies to remove barriers that prevent homeless children and youth from accessing a free, appropriate public education; and (4) the coordination of such efforts at the local level.</P>

        <P>Copies of the information collection submission for OMB review may be accessed from the<E T="03">RegInfo.gov</E>Web site at<E T="03">http://www.reginfo.gov/public/do/PRAMain</E>or from the Department's Web site at<E T="03">http://edicsweb.ed.gov,</E>by selecting the “Browse Pending Collections” link and by clicking on link number 4559. When you access the information collection, click on “Download Attachments ” to view. Written requests for information should be addressed to U.S. Department of Education, 400 Maryland Avenue, SW., LBJ, Washington, DC 20202-4537. Requests may also be electronically mailed to the Internet address<E T="03">ICDocketMgr@ed.gov</E>or faxed to 202-401-0920. Please specify the complete title of the information collection and OMB Control Number when making your request.</P>
        <P>Individuals who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-877-8339.</P>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15597 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4000-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <DEPDOC>[Docket No. CP11-490-000]</DEPDOC>
        <SUBJECT>Columbia Gas Transmission, LLC; Notice of Application</SUBJECT>

        <P>Take notice that on May 20, 2011, Columbia Gas Transmission, LLC (Columbia), filed an application pursuant to section 7(c) of the Natural Gas Act and part 157 of the Commission's Regulations, for a certificate of public convenience and necessity to construct and operate a 2.47-mile of 20-inch pipeline to transport natural gas for Virginia Power Services Energy Corp., Inc. (VPSEC) in Warren County, Virginia. Additionally, Columbia will construct a new measurement and regulation station, and other appurtenant facilities located in Montgomery County, Maryland, Loudon County, Virginia and Hardy County, West Virginia. The filing may also be viewed on the Web at<E T="03">http://www.ferc.gov</E>using the “eLibrary” link. Enter the docket number excluding the last three digits in the docket number field to access the document. For assistance, contact FERC at<PRTPAGE P="36527"/>
          <E T="03">FERCOnlineSupport@gerc.gov</E>or call toll-free, (886) 208-3676 or TYY, (202) 502-8659.</P>
        <P>The purpose of the project is to provide firm capacity for the transportation of natural gas to be used in the operation of a new gas-fired electric generation facility being constructed by Virginia Electric and Power Company d/b/a Dominion Virginia Power (VEPCO) in Warren County, Virginia (VEPCO-Warren Project). The VEPCO-Warren Project will enable Columbia to provide up to 224 MDth/day and 246 MDth/day of firm transportation service to VPSEC from April through September and October through March, respectively. The applicable rates for service during the term of the service agreements will be the maximum rates set forth in Columbia's tariff for service under the applicable rate schedules. Columbia also requests a rolled-in-rate treatment for the VEPCO-Warren Project. The estimated cost of the VEPCO-Warren County Project is $34,300,000. VEPCO expects to complete the construction and place the electric generation facility in service during 2014.</P>
        <P>Any questions regarding this application should be directed to Fredric J. George, Lead Counsel, Columbia Gas Transmission, LLC, P.O. Box 1273, Charleston, West Virginia 25325-1273; telephone 304-357-2359, fax 304-357-3206.</P>
        <P>Any person wishing to obtain legal status by becoming a party to the proceedings for this project should, on or before the below listed comment date, file with the Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426, a motion to intervene in accordance with the requirements of the Commission's Rules of Practice and Procedure (18 CFR 385.214 or 385.211) and the Regulations under the NGA (18 CFR 157.10). A person obtaining party status will be placed on the service list maintained by the Secretary of the Commission and will receive copies of all documents filed by the applicant and by all other parties. A party must submit original and 7 copies of filings made with the Commission and must mail a copy to the applicant and to every other party in the proceeding. Only parties to the proceeding can ask for court review of Commission orders in the proceeding.</P>
        <P>Motions to intervene, protests and comments may be filed electronically via the Internet in lieu of paper, see, 18 CFR 385.2001 (a)(1)(iii) and the instructions on the Commission's Web site under the “e-Filing” link. The Commission strongly encourages electronic filings.</P>
        <P>
          <E T="03">Comment Date:</E>June 27, 2011.</P>
        <SIG>
          <DATED>Dated: June 6, 2011.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-15546 Filed 6-21-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <DEPDOC>[ Project No. 349-150]</DEPDOC>
        <SUBJECT>Alabama Power Company (Alabama Power); Notice of Application Tendered for Filing With the Commission and Establishing Procedural Schedule for Licensing and Deadline for Submission of Final Amendments</SUBJECT>
        <P>Take notice that the following hydroelectric application has been filed with the Commission and is available for public inspection.</P>
        <P>a.<E T="03">Type of Application:</E>New Major License.</P>
        <P>b.<E T="03">Project No.:</E>349-150.</P>
        <P>c.<E T="03">Date Filed:</E>June 8, 2011.</P>
        <P>d.<E T="03">Applicant:</E>Alabama Power Company (Alabama Power).</P>
        <P>e.<E T="03">Name of Project:</E>Martin Dam Hydroelectric Project.</P>
        <P>f.<E T="03">Location:</E>The existing Martin Dam Project is located on the Tallapoosa River in northeast Alabama, in Tallapoosa, Coosa, and Elmore Counties, Alabama, near the cities of Alexander City and Dadeville, Alabama. The project would occupy 1.36 acres of Federal lands.</P>
        <P>g.<E T="03">Filed Pursuant to:</E>Federal Power Act, 16 U.S.C. 791(a)-825(r).</P>
        <P>h.<E T="03">Applicant Contact:</E>Theodore J. McCullough, Senior Vice President and Senior Production Officer, Alabama Power Company, 600 North 18th Street, P.O. Box 2641, Birmingham, AL 35291, telephone (205) 257-8180; James F. Crew, Manager, Hydro Services, Alabama Power Company, 600 North 18th Street, P.O. Box 2641, Birmingham, AL 35291, telephone (205) 257-4265.</P>
        <P>i.<E T="03">FERC Contact:</E>Jennifer Adams, (202) 502-8087 or<E T="
