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  <VOL>76</VOL>
  <NO>129</NO>
  <DATE>Wednesday, July 6, 2011</DATE>
  <UNITNAME>Contents</UNITNAME>
  <CNTNTS>
    <AGCY>
      <EAR>Agriculture</EAR>
      <PRTPAGE P="iii"/>
      <HD>Agriculture Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Forest Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Agricultural Statistics Service</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>39376</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16817</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Air Force</EAR>
      <HD>Air Force Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Records of Decision:</SJ>
        <SJDENT>
          <SJDOC>F-35 Force Development Evaluation and Weapons School Beddown, Nellis AFB, NV,</SJDOC>
          <PGS>39392</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16696</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Army</EAR>
      <HD>Army Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Privacy Act; Systems of Records,</DOC>
          <PGS>39392-39393</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16835</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Bureau of Ocean Energy Management, Regulation and Enforcement</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>39419-39432</PGS>
          <FRDOCBP D="13" T="06JYN1.sgm">2011-16745</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Census Bureau</EAR>
      <HD>Census Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>2012 Survey of Income and Program Participation Event History Calendar Instrument, etc,</SJDOC>
          <PGS>39377-39378</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16850</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Children</EAR>
      <HD>Children and Families Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>39402-39403</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16789</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Coast Guard</EAR>
      <HD>Coast Guard</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Drawbridge Operation Regulations:</SJ>
        <SJDENT>
          <SJDOC>Cape Fear River, and Northeast Cape Fear River, in Wilmington, NC,</SJDOC>
          <PGS>39298-39299</PGS>
          <FRDOCBP D="1" T="06JYR1.sgm">2011-16915</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Christina River, Wilmington, DE,</SJDOC>
          <PGS>39298</PGS>
          <FRDOCBP D="0" T="06JYR1.sgm">2011-16909</FRDOCBP>
        </SJDENT>
        <SJ>Regattas and Marine Parades:</SJ>
        <SJDENT>
          <SJDOC>Great Lakes Annual Marine Events,</SJDOC>
          <PGS>39289</PGS>
          <FRDOCBP D="0" T="06JYR1.sgm">2011-16924</FRDOCBP>
        </SJDENT>
        <SJ>Special Local Regulations and Safety Zones:</SJ>
        <SJDENT>
          <SJDOC>Marine Events in Captain of the Port Long Island Sound Zone,</SJDOC>
          <PGS>39292-39298</PGS>
          <FRDOCBP D="6" T="06JYR1.sgm">2011-16892</FRDOCBP>
        </SJDENT>
        <SJ>Special Local Regulations:</SJ>
        <SJDENT>
          <SJDOC>Detroit APBA Gold Cup, Detroit River, Detroit, MI,</SJDOC>
          <PGS>39289-39292</PGS>
          <FRDOCBP D="3" T="06JYR1.sgm">2011-16914</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>National Offshore Safety Advisory Committee; Vacancies,</DOC>
          <PGS>39410-39411</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16913</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Self-Defense of Vessels of the United States,</DOC>
          <PGS>39411-39413</PGS>
          <FRDOCBP D="2" T="06JYN1.sgm">2011-16890</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Commerce</EAR>
      <HD>Commerce Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Census Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Economic Analysis Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Foreign-Trade Zones Board</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>International Trade Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Institute of Standards and Technology</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Oceanic and Atmospheric Administration</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Comptroller</EAR>
      <HD>Comptroller of the Currency</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Dodd-Frank Wall Street Reform and Consumer Protection Act:</SJ>
        <SJDENT>
          <SJDOC>Office of Thrift Supervision Regulations to be Enforced by Office of Comptroller of Currency and Federal Deposit Insurance Corporation,</SJDOC>
          <PGS>39246-39248</PGS>
          <FRDOCBP D="2" T="06JYR1.sgm">2011-16875</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Consumer Product</EAR>
      <HD>Consumer Product Safety Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16956</FRDOCBP>
          <PGS>39388-39389</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16957</FRDOCBP>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16958</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Corporation</EAR>
      <HD>Corporation for National and Community Service</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>AmeriCorps State/National, Senior Companions, Foster Grandparents, and Retired and Senior Volunteer Program,</DOC>
          <PGS>39361-39367</PGS>
          <FRDOCBP D="6" T="06JYP1.sgm">2011-16509</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Defense Department</EAR>
      <HD>Defense Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Air Force Department</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Army Department</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Navy Department</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulation; OMB Circular A-119,</SJDOC>
          <PGS>39402</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16832</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Privacy Act; Systems of Records,</DOC>
          <PGS>39389-39392</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16836</FRDOCBP>
          <FRDOCBP D="2" T="06JYN1.sgm">2011-16837</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Drug</EAR>
      <HD>Drug Enforcement Administration</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Controlled Substances and List I Chemical Registration and Reregistration Fees,</DOC>
          <PGS>39318-39341</PGS>
          <FRDOCBP D="23" T="06JYP1.sgm">2011-16847</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Economic Analysis Bureau</EAR>
      <HD>Economic Analysis Bureau</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Direct Investment Surveys:</SJ>
        <SJDENT>
          <SJDOC>Alignment of Regulations with Current Practices,</SJDOC>
          <PGS>39260-39261</PGS>
          <FRDOCBP D="1" T="06JYR1.sgm">2011-16065</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Education</EAR>
      <HD>Education Department</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Reducing Regulatory Burden; Retrospective Review Under E.O. 13563,</DOC>
          <PGS>39343-39350</PGS>
          <FRDOCBP D="7" T="06JYP1.sgm">2011-16901</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>39394-39395</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16842</FRDOCBP>
        </DOCENT>
        <SJ>Applications for New Awards:</SJ>
        <SJDENT>
          <SJDOC>Promise Neighborhoods Program -- Implementation Grant Competition,</SJDOC>
          <PGS>39615-39630</PGS>
          <FRDOCBP D="15" T="06JYN2.sgm">2011-16759</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Promise Neighborhoods Program -- Planning Grant Competition,</SJDOC>
          <PGS>39630-39644</PGS>
          <FRDOCBP D="14" T="06JYN2.sgm">2011-16760</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Promise Neighborhoods Program,</DOC>
          <PGS>39590-39615</PGS>
          <FRDOCBP D="25" T="06JYN2.sgm">2011-16757</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Energy Department</EAR>
      <HD>Energy Department</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Energy Conservation Program:</SJ>
        <SJDENT>
          <SJDOC>Energy Conservation Standards for Residential Furnaces and Residential Central Air Conditioners and Heat Pumps; Correction,</SJDOC>
          <PGS>39245-39246</PGS>
          <FRDOCBP D="1" T="06JYR1.sgm">2011-16884</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Environmental Protection</EAR>
      <PRTPAGE P="iv"/>
      <HD>Environmental Protection Agency</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Revisions and Additions to Motor Vehicle Fuel Economy Label,</DOC>
          <PGS>39478-39587</PGS>
          <FRDOCBP D="109" T="06JYR2.sgm">2011-14291</FRDOCBP>
        </DOCENT>
        <SJ>Revisions to California State Implementation Plan:</SJ>
        <SJDENT>
          <SJDOC>Imperial County, Kern County, and Ventura County Air Pollution Control Districts,</SJDOC>
          <PGS>39303-39305</PGS>
          <FRDOCBP D="2" T="06JYR1.sgm">2011-16743</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Revisions to California State Implementation Plan:</SJ>
        <SJDENT>
          <SJDOC>Imperial County, Kern County, and Ventura County Air Pollution Control Districts,</SJDOC>
          <PGS>39357-39358</PGS>
          <FRDOCBP D="1" T="06JYP1.sgm">2011-16740</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Several Pesticide Petitions Filed for Residues of Pesticide Chemicals in or on Various Commodities,</DOC>
          <PGS>39358-39361</PGS>
          <FRDOCBP D="3" T="06JYP1.sgm">2011-16873</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Massachusetts Marine Sanitation Device Standard; Determination,</DOC>
          <PGS>39395-39396</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16879</FRDOCBP>
        </DOCENT>
        <SJ>NPDES General Permits for Discharges from Publicly Owned Treatment Plants; Availability:</SJ>
        <SJDENT>
          <SJDOC>Massachusetts, New Hampshire,</SJDOC>
          <PGS>39396</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16936</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Pesticide Products; Applications to Register New Uses,</DOC>
          <PGS>39396-39399</PGS>
          <FRDOCBP D="3" T="06JYN1.sgm">2011-16872</FRDOCBP>
        </DOCENT>
        <SJ>Preliminary Human Health Risk Assessments; Availability:</SJ>
        <SJDENT>
          <SJDOC>Chlorpyrifos Registration Review,</SJDOC>
          <PGS>39399-39400</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16729</FRDOCBP>
        </SJDENT>
        <SJ>Proposed CERCLA Administrative Cost Recovery Settlement Agreements:</SJ>
        <SJDENT>
          <SJDOC>Textron Inc., Whittaker Corp., United States Army, and United States Department of Energy,</SJDOC>
          <PGS>39401</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16934</FRDOCBP>
        </SJDENT>
        <SJ>Proposed CERCLA Administrative Settlement Agreements:</SJ>
        <SJDENT>
          <SJDOC>Price Landfill Superfund Site, Pleasantville and Egg Harbor Township, Atlantic County, NJ,</SJDOC>
          <PGS>39401</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16876</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Aviation</EAR>
      <HD>Federal Aviation Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Airworthiness Directives:</SJ>
        <SJDENT>
          <SJDOC>Airbus Model A300 B4-600, B4-600R, and F4-600R, Model C4-605R Variant F and Model A310 Series Airplanes,</SJDOC>
          <PGS>39248-39251</PGS>
          <FRDOCBP D="3" T="06JYR1.sgm">2011-15991</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Boeing Co. Model DC-9-81 (MD-81), DC-9-82 (MD-82), DC-9-83 (MD-83), DC-9-87 (MD-87), and MD-88 Airplanes,</SJDOC>
          <PGS>39251-39254</PGS>
          <FRDOCBP D="3" T="06JYR1.sgm">2011-15990</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Dassault Aviation Model FALCON 7X Airplanes,</SJDOC>
          <PGS>39256-39259</PGS>
          <FRDOCBP D="3" T="06JYR1.sgm">2011-16057</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Schweizer Aircraft Corp. Model 269A, A-1, B, C, C-1, and TH-55 Series Helicopters,</SJDOC>
          <PGS>39254-39256</PGS>
          <FRDOCBP D="2" T="06JYR1.sgm">2011-16571</FRDOCBP>
        </SJDENT>
        <SJ>Establishments of Class E Airspace:</SJ>
        <SJDENT>
          <SJDOC>Brunswick, ME,</SJDOC>
          <PGS>39259</PGS>
          <FRDOCBP D="0" T="06JYR1.sgm">2011-16783</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Manual Requirements,</DOC>
          <PGS>39259-39260</PGS>
          <FRDOCBP D="1" T="06JYR1.sgm">2011-16863</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Bureau</EAR>
      <HD>Federal Bureau of Investigation</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Hate Crime Incident Report; Quarterly Hate Crime Incident Report,</SJDOC>
          <PGS>39437-39438</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16853</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Communications</EAR>
      <HD>Federal Communications Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Performance Review Board,</DOC>
          <PGS>39401-39402</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16867</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Deposit</EAR>
      <HD>Federal Deposit Insurance Corporation</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Dodd-Frank Wall Street Reform and Consumer Protection Act:</SJ>
        <SJDENT>
          <SJDOC>Office of Thrift Supervision Regulations to be Enforced by Office of Comptroller of Currency and Federal Deposit Insurance Corporation,</SJDOC>
          <PGS>39246-39248</PGS>
          <FRDOCBP D="2" T="06JYR1.sgm">2011-16875</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Emergency</EAR>
      <HD>Federal Emergency Management Agency</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Flood Elevation Determinations,</DOC>
          <PGS>39305-39313</PGS>
          <FRDOCBP D="8" T="06JYR1.sgm">2011-16896</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Fish</EAR>
      <HD>Fish and Wildlife Service</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Migratory Bird Permits:</SJ>
        <SJDENT>
          <SJDOC>Abatement Regulations,</SJDOC>
          <PGS>39368-39369</PGS>
          <FRDOCBP D="1" T="06JYP1.sgm">2011-16880</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Raptor Propagation,</SJDOC>
          <PGS>39367-39368</PGS>
          <FRDOCBP D="1" T="06JYP1.sgm">2011-16877</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Endangered Species; Permit Applications,</DOC>
          <PGS>39432-39433</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16907</FRDOCBP>
        </DOCENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Wildlife and Hunting Heritage Conservation Council,</SJDOC>
          <PGS>39433-39434</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16839</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Food and Drug</EAR>
      <HD>Food and Drug Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>New Animal Drugs:</SJ>
        <SJDENT>
          <SJDOC>Change of Sponsor's Address,</SJDOC>
          <PGS>39278</PGS>
          <FRDOCBP D="0" T="06JYR1.sgm">2011-16845</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>FDA Advisory Committees:</SJ>
        <SJDENT>
          <SJDOC>Industry Participation in Selection of Members,</SJDOC>
          <PGS>39403-39404</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16828</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Blood Products Advisory Committee,</SJDOC>
          <PGS>39405</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16859</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Cardiovascular and Renal Drugs Advisory Committee,</SJDOC>
          <PGS>39404-39405</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16862</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Foreign Trade</EAR>
      <HD>Foreign-Trade Zones Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications for Reorganization under Alternative Site Framework:</SJ>
        <SJDENT>
          <SJDOC>Foreign-Trade Zone 215, Sebring, FL,</SJDOC>
          <PGS>39378-39379</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16910</FRDOCBP>
        </SJDENT>
        <SJ>Expansions:</SJ>
        <SJDENT>
          <SJDOC>Foreign-Trade Zone 78, Nashville, TN,</SJDOC>
          <PGS>39379</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16906</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Forest</EAR>
      <HD>Forest Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Glenn/Colusa County Resource Advisory Committee,</SJDOC>
          <PGS>39376-39377</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16851</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>General Services</EAR>
      <HD>General Services Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulation; OMB Circular A-119,</SJDOC>
          <PGS>39402</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16832</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Health and Human</EAR>
      <HD>Health and Human Services Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Children and Families Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Food and Drug Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Institutes of Health</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Homeland</EAR>
      <HD>Homeland Security Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Coast Guard</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Emergency Management Agency</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>U.S. Citizenship and Immigration Services</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>U.S. Customs and Border Protection</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>U.S. Immigration and Customs Enforcement</P>
      </SEE>
      <CAT>
        <HD>RULES</HD>
        <SJ>Privacy Act; Implementation of Exemptions:</SJ>
        <SJDENT>
          <SJDOC>U.S. Coast Guard Courts Martial Case Files System of Records; Correction,</SJDOC>
          <PGS>39245</PGS>
          <FRDOCBP D="0" T="06JYR1.sgm">2011-16805</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Privacy Act; Implementation of Exemptions:</SJ>
        <SJDENT>
          <SJDOC>Use of the Terrorist Screening Database System of Records,</SJDOC>
          <PGS>39315-39317</PGS>
          <FRDOCBP D="2" T="06JYP1.sgm">2011-16806</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <PRTPAGE P="v"/>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Data Privacy and Integrity Advisory Committee; Request for Applicants,</DOC>
          <PGS>39406-39408</PGS>
          <FRDOCBP D="2" T="06JYN1.sgm">2011-16804</FRDOCBP>
        </DOCENT>
        <SJ>Privacy Act; Systems of Records:</SJ>
        <SJDENT>
          <SJDOC>Use of the Terrorist Screening Database System of Records,</SJDOC>
          <PGS>39408-39410</PGS>
          <FRDOCBP D="2" T="06JYN1.sgm">2011-16807</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Housing</EAR>
      <HD>Housing and Urban Development Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Disaster Housing Assistance Program Incremental Rent Transition Study,</SJDOC>
          <PGS>39419</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16911</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Public Housing Financial Management Template,</SJDOC>
          <PGS>39418-39419</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16891</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Tenant Resource Network Program,</SJDOC>
          <PGS>39417-39418</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16889</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Interior</EAR>
      <HD>Interior Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Bureau of Ocean Energy Management, Regulation and Enforcement</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Fish and Wildlife Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Land Management Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Park Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Reclamation Bureau</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Internal Revenue</EAR>
      <HD>Internal Revenue Service</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Modification of Regulations Under Dodd-Frank Wall Street Reform and Consumer Protection Act,</DOC>
          <PGS>39278-39283</PGS>
          <FRDOCBP D="5" T="06JYR1.sgm">2011-16856</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Encouraging New Markets Tax Credit Non-Real Estate Investments:</SJ>
        <SJDENT>
          <SJDOC>Correction,</SJDOC>
          <PGS>39341</PGS>
          <FRDOCBP D="0" T="06JYP1.sgm">2011-16824</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Modification of Regulations under Dodd-Frank Wall Street Reform and Consumer Protection Act,</DOC>
          <PGS>39341-39343</PGS>
          <FRDOCBP D="2" T="06JYP1.sgm">2011-16857</FRDOCBP>
        </DOCENT>
        <SJ>New Markets Tax Credit Non-Real Estate Investments:</SJ>
        <SJDENT>
          <SJDOC>Correction,</SJDOC>
          <PGS>39343</PGS>
          <FRDOCBP D="0" T="06JYP1.sgm">2011-16825</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>39472-39474</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16820</FRDOCBP>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16821</FRDOCBP>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16826</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>International Trade Adm</EAR>
      <HD>International Trade Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Antidumping and Countervailing Duty Proceedings:</SJ>
        <SJDENT>
          <SJDOC>Electronic Filing Procedures; Administrative Protective Order Procedures,</SJDOC>
          <PGS>39263-39278</PGS>
          <FRDOCBP D="15" T="06JYR1.sgm">2011-16352</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>International Trade Com</EAR>
      <HD>International Trade Commission</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Practice and Procedure: Rules of General Application, Safeguards, Antidumping and Countervailing Duty, and Adjudication and Enforcement,</DOC>
          <PGS>39750-39756</PGS>
          <FRDOCBP D="6" T="06JYP3.sgm">2011-16360</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Filing Procedures,</DOC>
          <PGS>39757-39762</PGS>
          <FRDOCBP D="5" T="06JYN3.sgm">2011-16359</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>39437</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16946</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Justice Department</EAR>
      <HD>Justice Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Drug Enforcement Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Bureau of Investigation</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Institute of Corrections</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Land</EAR>
      <HD>Land Management Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Utah Resource Advisory Council,</SJDOC>
          <PGS>39434-39435</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16831</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>NASA</EAR>
      <HD>National Aeronautics and Space Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulation; OMB Circular A-119,</SJDOC>
          <PGS>39402</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16832</FRDOCBP>
        </SJDENT>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>National Environmental Policy Act; Santa Susana Field Laboratory, Ventura County, CA,</SJDOC>
          <PGS>39443-39444</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16819</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Intent to Grant Partially Exclusive Licenses,</DOC>
          <PGS>39444-39445</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16816</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Agricultural</EAR>
      <HD>National Agricultural Statistics Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Suspension of July Sheep and Goat Survey, etc.,</DOC>
          <PGS>39377</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16803</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Highway</EAR>
      <HD>National Highway Traffic Safety Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Revisions and Additions to Motor Vehicle Fuel Economy Label,</DOC>
          <PGS>39478-39587</PGS>
          <FRDOCBP D="109" T="06JYR2.sgm">2011-14291</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Institute Corrections</EAR>
      <HD>National Institute of Corrections</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Solicitations for Cooperative Agreements:</SJ>
        <SJDENT>
          <SJDOC>Evaluating Early Access to Medicaid as a Reentry Strategy,</SJDOC>
          <PGS>39438-39443</PGS>
          <FRDOCBP D="5" T="06JYN1.sgm">2011-16844</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Institute</EAR>
      <HD>National Institute of Standards and Technology</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Request for Nominations:</SJ>
        <SJDENT>
          <SJDOC>National Institute of Standards and Technology Federal Advisory Committees Members,</SJDOC>
          <PGS>39379-39385</PGS>
          <FRDOCBP D="6" T="06JYN1.sgm">2011-16925</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Institute</EAR>
      <HD>National Institutes of Health</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>National Eye Institute,</SJDOC>
          <PGS>39406</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16852</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute on Alcohol Abuse and Alcoholism,</SJDOC>
          <PGS>39406</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16858</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Labor</EAR>
      <HD>National Labor Relations Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>39445</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-17013</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Oceanic</EAR>
      <HD>National Oceanic and Atmospheric Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Fisheries of Northeastern United States:</SJ>
        <SJDENT>
          <SJDOC>Atlantic Mackerel, Squid, and Butterfish Fisheries; Closure of Directed Butterfish Fishery,</SJDOC>
          <PGS>39313-39314</PGS>
          <FRDOCBP D="1" T="06JYR1.sgm">2011-16885</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Fisheries of Northeastern United States:</SJ>
        <SJDENT>
          <SJDOC>Atlantic Deep-Sea Red Crab Fishery; Amendment 3,</SJDOC>
          <PGS>39369-39374</PGS>
          <FRDOCBP D="5" T="06JYP1.sgm">2011-16895</FRDOCBP>
        </SJDENT>
        <SJ>Magnuson-Stevens Fishery Conservation and Management Act Provisions; Fisheries of Northeastern United States:</SJ>
        <SJDENT>
          <SJDOC>Atlantic Mackerel, Squid, and Butterfish Fisheries; Amendment 11,</SJDOC>
          <PGS>39374-39375</PGS>
          <FRDOCBP D="1" T="06JYP1.sgm">2011-16964</FRDOCBP>
        </SJDENT>
        <SJ>Taking and Importing Marine Mammals:</SJ>
        <SJDENT>
          <SJDOC>Operation of Offshore Oil and Gas Facilities in the U.S. Beaufort Sea,</SJDOC>
          <PGS>39706-39747</PGS>
          <FRDOCBP D="41" T="06JYP2.sgm">2011-16327</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Payment Policy Change for Access to Environmental Data, Information, and Related Products and Services,</DOC>
          <PGS>39385-39386</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16812</FRDOCBP>
        </DOCENT>
        <SJ>Taking and Importing Marine Mammals:</SJ>
        <SJDENT>
          <SJDOC>Takes Incidental to the Port of Anchorage Marine Terminal Redevelopment Project,</SJDOC>
          <PGS>39386-39388</PGS>
          <FRDOCBP D="2" T="06JYN1.sgm">2011-16893</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Park</EAR>
      <PRTPAGE P="vi"/>
      <HD>National Park Service</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Special Regulations, Areas of National Park System:</SJ>
        <SJDENT>
          <SJDOC>Cape Hatteras National Seashore,</SJDOC>
          <PGS>39350-39357</PGS>
          <FRDOCBP D="7" T="06JYP1.sgm">2011-16878</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Glen Canyon Dam Long-Term Experimental and Management Plan,</SJDOC>
          <PGS>39435-39436</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16926</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Navy</EAR>
      <HD>Navy Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Privacy Act; Systems of Records,</DOC>
          <PGS>39394</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16830</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Nuclear Regulatory</EAR>
      <HD>Nuclear Regulatory Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>39445</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16975</FRDOCBP>
        </DOCENT>
        <SJ>Renewed Facility Operating Licenses:</SJ>
        <SJDENT>
          <SJDOC>Northern States Power Co., Minnesota, Prairie Island Nuclear Generating Plant, Units 1 and 2,</SJDOC>
          <PGS>39445-39446</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16848</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Occupational Safety Health Rev</EAR>
      <HD>Occupational Safety and Health Review Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Enforcement of Nondiscrimination on Basis of Handicap in Programs or Activities,</DOC>
          <PGS>39283-39289</PGS>
          <FRDOCBP D="6" T="06JYR1.sgm">2011-16808</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Postal Service</EAR>
      <HD>Postal Service</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Shortpaid and Unpaid Information-Based Indicia (IBI) Postage and Shortpaid Express Mail Postage,</DOC>
          <PGS>39299-39303</PGS>
          <FRDOCBP D="4" T="06JYR1.sgm">2011-16802</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Reclamation</EAR>
      <HD>Reclamation Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Glen Canyon Dam Long-Term Experimental and Management Plan,</SJDOC>
          <PGS>39435-39436</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16926</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>San Joaquin River Exchange Contractors Water Authority's 25-Year Water Transfer Program, California,</SJDOC>
          <PGS>39436-39437</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16838</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Securities</EAR>
      <HD>Securities and Exchange Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets, etc.,</DOC>
          <PGS>39646-39703</PGS>
          <FRDOCBP D="57" T="06JYR3.sgm">2011-16118</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>39446-39447</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16764</FRDOCBP>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16765</FRDOCBP>
        </DOCENT>
        <SJ>Applications:</SJ>
        <SJDENT>
          <SJDOC>J.P. Morgan Securities LLC, et al.,</SJDOC>
          <PGS>39447-39449</PGS>
          <FRDOCBP D="2" T="06JYN1.sgm">2011-16818</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>39449-39450</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16951</FRDOCBP>
        </DOCENT>
        <SJ>Self-Regulatory Organizations; Proposed Rule Changes:</SJ>
        <SJDENT>
          <SJDOC>Chicago Stock Exchange, Inc.,</SJDOC>
          <PGS>39451-39453</PGS>
          <FRDOCBP D="2" T="06JYN1.sgm">2011-16854</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NASDAQ OMX BX, Inc.,</SJDOC>
          <PGS>39450-39451</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16823</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NASDAQ OMX PHLX LLC,</SJDOC>
          <PGS>39457-39463</PGS>
          <FRDOCBP D="6" T="06JYN1.sgm">2011-16843</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Securities Clearing Corp.,</SJDOC>
          <PGS>39463-39465</PGS>
          <FRDOCBP D="2" T="06JYN1.sgm">2011-16822</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NYSE Amex LLC,</SJDOC>
          <PGS>39453-39457</PGS>
          <FRDOCBP D="2" T="06JYN1.sgm">2011-16887</FRDOCBP>
          <FRDOCBP D="2" T="06JYN1.sgm">2011-16888</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>State Department</EAR>
      <HD>State Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Overseas Schools - Grant Request Automated Submissions Program,</SJDOC>
          <PGS>39465-39466</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16899</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Privacy Act; Systems of Records,</DOC>
          <PGS>39466-39470</PGS>
          <FRDOCBP D="4" T="06JYN1.sgm">2011-16898</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Waiver of Restriction on Assistance to the Central Government of Uzbekistan,</DOC>
          <PGS>39470</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16900</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Statistical Reporting Service</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Agricultural Statistics Service</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Surface Transportation</EAR>
      <HD>Surface Transportation Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Lease Exemptions:</SJ>
        <SJDENT>
          <SJDOC>CSX Transportation, Inc. and Consolidated Rail Corp.,</SJDOC>
          <PGS>39472</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16870</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Tennessee</EAR>
      <HD>Tennessee Valley Authority</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Agency Procedures,</DOC>
          <PGS>39261-39262</PGS>
          <FRDOCBP D="1" T="06JYR1.sgm">2011-16810</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Integrated Resource Plan,</SJDOC>
          <PGS>39470-39472</PGS>
          <FRDOCBP D="2" T="06JYN1.sgm">2011-16840</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Thrift Supervision</EAR>
      <HD>Thrift Supervision Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>39474-39476</PGS>
          <FRDOCBP D="2" T="06JYN1.sgm">2011-16809</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Transportation Department</EAR>
      <HD>Transportation Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Aviation Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Highway Traffic Safety Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Surface Transportation Board</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Treasury</EAR>
      <HD>Treasury Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Comptroller of the Currency</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Internal Revenue Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Thrift Supervision Office</P>
      </SEE>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Preliminary Plan for Retrospective Analysis of Existing Rules,</DOC>
          <PGS>39315</PGS>
          <FRDOCBP D="0" T="06JYP1.sgm">2011-16865</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>U.S. Citizenship</EAR>
      <HD>U.S. Citizenship and Immigration Services</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16866</FRDOCBP>
          <PGS>39413-39415</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16868</FRDOCBP>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16871</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Customs</EAR>
      <HD>U.S. Customs and Border Protection</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Documentation Requirements for Articles Entered Under Various Special Tariff Treatment Provisions,</SJDOC>
          <PGS>39416</PGS>
          <FRDOCBP D="0" T="06JYN1.sgm">2011-16908</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Immigration</EAR>
      <HD>U.S. Immigration and Customs Enforcement</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>39416-39417</PGS>
          <FRDOCBP D="1" T="06JYN1.sgm">2011-16813</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <PTS>
      <HD SOURCE="HED">Separate Parts In This Issue</HD>
      <HD>Part II</HD>
      <DOCENT>
        <DOC>Environmental Protection Agency,</DOC>
        <PGS>39478-39587</PGS>
        <FRDOCBP D="109" T="06JYR2.sgm">2011-14291</FRDOCBP>
      </DOCENT>
      <DOCENT>
        <DOC>Transportation Department, National Highway Traffic Safety Administration,</DOC>
        <PGS>39478-39587</PGS>
        <FRDOCBP D="109" T="06JYR2.sgm">2011-14291</FRDOCBP>
      </DOCENT>
      <HD>Part III</HD>
      <DOCENT>
        <DOC>Education Department,</DOC>
        <PGS>39590-39615</PGS>
        <FRDOCBP D="15" T="06JYN2.sgm">2011-16759</FRDOCBP>
        <FRDOCBP D="14" T="06JYN2.sgm">2011-16760</FRDOCBP>
        <FRDOCBP D="25" T="06JYN2.sgm">2011-16757</FRDOCBP>
      </DOCENT>
      <HD>Part IV</HD>
      <DOCENT>
        <DOC>Securities and Exchange Commission,</DOC>
        <PGS>39646-39703</PGS>
        <FRDOCBP D="57" T="06JYR3.sgm">2011-16118</FRDOCBP>
      </DOCENT>
      <HD>Part V</HD>
      <DOCENT>
        <DOC>Commerce Department, National Oceanic and Atmospheric Administration,</DOC>
        <PGS>39706-39747</PGS>
        <FRDOCBP D="41" T="06JYP2.sgm">2011-16327</FRDOCBP>
      </DOCENT>
      <PRTPAGE P="vii"/>
      <HD>Part VI</HD>
      <DOCENT>
        <DOC>International Trade Commission,</DOC>
        <PGS>39750-39762</PGS>
        <FRDOCBP D="6" T="06JYP3.sgm">2011-16360</FRDOCBP>
        <FRDOCBP D="5" T="06JYN3.sgm">2011-16359</FRDOCBP>
      </DOCENT>
    </PTS>
    <AIDS>
      <HD SOURCE="HED">Reader Aids</HD>
      <P>Consult the Reader Aids section at the end of this page for phone numbers, online resources, finding aids, reminders, and notice of recently enacted public laws.</P>
      <P/>
      <P>To subscribe to the Federal Register Table of Contents LISTSERV electronic mailing list, go to http://listserv.access.gpo.gov and select Online mailing list archives, FEDREGTOC-L, Join or leave the list (or change settings); then follow the instructions.</P>
    </AIDS>
  </CNTNTS>
  <VOL>76</VOL>
  <NO>129</NO>
  <DATE>Wednesday, July 6, 2011</DATE>
  <UNITNAME>Rules and Regulations</UNITNAME>
  <RULES>
    <RULE>
      <PREAMB>
        <PRTPAGE P="39245"/>
        <AGENCY TYPE="F">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <CFR>6 CFR Part 5</CFR>
        <DEPDOC>[Docket No. DHS-2011-0031]</DEPDOC>
        <SUBJECT>Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security/U.S. Coast Guard—008 Courts Martial Case Files System of Records; Correction</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Privacy Office, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; correction.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Homeland Security published in the<E T="04">Federal Register</E>of May 13, 2011 a final rule that amended its regulations to exempt portions of a Department of Homeland Security/U.S. Coast Guard system of records titled, “Department of Homeland Security/U.S. Coast Guard—008 Courts Martial Case Files System of Records″ from certain provisions of the Privacy Act. Inadvertently the wrong paragraph number was designated in the regulatory text. This document corrects that error.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This final rule is effective July 6, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>For general questions please contact Marilyn Scott-Perez (202-475-3515), Privacy Officer, U.S. Coast Guard. For privacy issues please contact Mary Ellen Callahan (703-235-0780), Chief Privacy Officer, Privacy Office, U.S. Department of Homeland Security, Washington, DC 20528.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The Department of Homeland Security published a document in the<E T="04">Federal Register</E>of May 13, 2011, a final rule that amended its regulations to exempt portions of a Department of Homeland Security/U.S. Coast Guard system of records titled, “Department of Homeland Security/U.S. Coast Guard -008 Courts Martial Case Files System of Records″ from certain provisions of the Privacy Act. Specifically, the Department amended Appendix C to 6 CFR part 5 to exempt portions of the Department of Homeland Security/U.S. Coast Guard—008 Courts Martial Case Files System of Records from one or more provisions of the Privacy Act because of criminal, civil, and administrative enforcement requirements. Inadvertently the paragraph designator “12” was used in the regulatory text instead of “54.” This document corrects that error.</P>
        <P>Accordingly, 6 CFR part 5, appendix C is corrected as follows:</P>
        <REGTEXT PART="5" TITLE="6">
          <PART>
            <HD SOURCE="HED">PART 5—DISCLOSURE OF RECORDS AND INFORMATION</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 5 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>Pub L. 107-296, 116 Stat. 2135; (6 U.S.C. 101 et seq.); 5 U.S.C. 301.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="5" TITLE="6">
          <HD SOURCE="HD1">Appendix C to Part 5—[Corrected]</HD>
          <AMDPAR>2. In appendix C to part 5, the paragraph “12” following paragraph 53 is redesignated as “54.”</AMDPAR>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 21, 2011.</DATED>
          <NAME>Mary Ellen Callahan,</NAME>
          <TITLE>Chief Privacy Officer, Department of Homeland Security.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16805 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
        <CFR>10 CFR Part 430</CFR>
        <DEPDOC>[Docket Number EERE-2011-BT-STD-0011]</DEPDOC>
        <RIN>RIN 1904-AC06</RIN>
        <SUBJECT>Energy Conservation Program: Energy Conservation Standards for Residential Furnaces and Residential Central Air Conditioners and Heat Pumps; Correction</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of Energy Efficiency and Renewable Energy, U.S. Department of Energy.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Direct final rule; correction.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This document corrects the preamble to a direct final rule (DFR) which was published in the<E T="04">Federal Register</E>on June 27, 2011, regarding the Energy Conservation Program: Energy Conservation Standards for Residential Furnaces and Residential Central Air Conditioners and Heat Pumps. This correction revises the DFR's discussion of review under the Regulatory Flexibility Act (RFA) in section V, “Procedural Issues and Regulatory Review.”</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective October 25, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Mr. Mohammed Khan (furnaces) or Mr. Wesley Anderson (central air conditioners and heat pumps), U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, Building Technologies Program, EE-2J, 1000 Independence Avenue, SW., Washington, DC 20585-0121. Telephone: (202) 586-7892 or (202) 586-7335. E-mail:<E T="03">Mohammed.Khan@ee.doe.gov</E>or<E T="03">Wes.Anderson@ee.doe.gov.</E>
          </P>

          <P>Mr. Eric Stas or Ms. Jennifer Tiedeman, U.S. Department of Energy, Office of the General Counsel, GC-71, 1000 Independence Avenue, SW., Washington, DC 20585-0121. Telephone: (202) 586-9507 or (202) 287-6111. E-mail:<E T="03">Eric.Stas@hq.doe.gov</E>or<E T="03">Jennifer.Tiedeman@hq.doe.gov.</E>
          </P>
          <HD SOURCE="HD1">Correction</HD>
          <P>In direct final rule document FR 2011-14557 appearing on page 37408, in the issue of Monday, June 27, 2011, the following corrections should be made:</P>
          <P>1. On page 37540, in the third column, the first two paragraphs under section B, “Review Under the Regulatory Flexibility Act,” are corrected to read as follows:</P>
          <P>The Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>) requires preparation of an initial regulatory flexibility analysis (IRFA) for any rule that by law must be proposed for public comment, unless the agency certifies that the rule, if promulgated, will not have a significant economic impact on a substantial number of small entities. As required by Executive Order 13272, “Proper Consideration of Small Entities in Agency Rulemaking,” 67 FR 53461 (August 16, 2002), U.S. Department of Energy (DOE) published procedures and policies on February 19, 2003, to ensure that the potential impacts of its rules on small entities are properly considered during the rulemaking process. 68 FR 7990. DOE has made its procedures and policies available on the Office of the<PRTPAGE P="39246"/>General Counsel's Web site (<E T="03">http://www.gc.doe.gov</E>).</P>

          <P>DOE reviewed today's direct final rule and corresponding NOPR pursuant to the Regulatory Flexibility Act and the procedures and policies published on February 19, 2003. 68 FR 7990. Set forth below is DOE's initial regulatory flexibility analysis for the standards proposed in the NOPR, published elsewhere in today's<E T="04">Federal Register.</E>DOE will consider any comments on the analysis or economic impacts of the rule in determining whether to proceed with the direct final rule. DOE will publish its final regulatory flexibility analysis (FRFA), including responses to any comments received, in a separate notice at the conclusion of the 110-day comment period. A description of the reasons why DOE is adopting the standards in this rule and the objectives of and legal basis for the rule are set forth elsewhere in the preamble and not repeated here.</P>
          <SIG>
            <DATED>Issued in Washington, DC, on June 29, 2011.</DATED>
            <NAME>Kathleen B. Hogan,</NAME>
            <TITLE>Deputy Assistant Secretary for Energy Efficiency,Office of Technology Development,Energy Efficiency and Renewable Energy.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16884 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6450-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE TREASURY</AGENCY>
        <SUBAGY>Office of the Comptroller of the Currency</SUBAGY>
        <CFR>12 CFR Chapter I</CFR>
        <DEPDOC>[Docket ID OCC-2011-0017]</DEPDOC>
        <AGENCY TYPE="O">FEDERAL DEPOSIT INSURANCE CORPORATION</AGENCY>
        <CFR>12 CFR Chapter III</CFR>
        <RIN>RIN 3064-ZA01</RIN>
        <SUBJECT>List of Office of Thrift Supervision Regulations to be Enforced by the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of the Comptroller of the Currency, Treasury (OCC); Federal Deposit Insurance Corporation (FDIC).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Joint notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Dodd-Frank Wall Street Reform and Consumer Protection Act (Act), transfers to the OCC the functions of the Office of Thrift Supervision (OTS) relating to Federal savings associations and also transfers to the OCC rulemaking authority of the OTS and the Director of the OTS, respectively, relating to all savings associations. Functions of the OTS relating to State savings associations are transferred to the FDIC. Section 316(c) of the Act requires the OCC and the FDIC, after consultation with one another, to identify those regulations of the OTS that are continued under Section 316(b) of the Act that the OCC, with respect to Federal savings associations, and the FDIC, with respect to State savings associations, will enforce, and to publish a list of those regulations in the<E T="04">Federal Register</E>. This joint notice sets out the required lists of both the OCC and the FDIC.' TAG FOUND; PLEASE REVIEW ALL<E>TAGGING IN PREVIOUS PARAGRAPH --&gt;</E>
          </P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>OCC: Andra Shuster, Senior Counsel, Heidi Thomas, Special Counsel, or Mary Gottlieb, Regulatory Specialist, Legislative and Regulatory Activities Division, (202) 874-5090, Office of the Comptroller of the Currency, 250 E Street, SW., Washington, DC 20219.</P>
          <P>FDIC: Ann Johnson Taylor, Counsel, (202) 898-3573; Rodney D. Ray, Counsel, (202) 898-3556; or Martin P. Thompson, Senior Review Examiner, (202) 898-6767, Federal Deposit Insurance Corporation, 550 17 St. NW., Washington, DC 20429.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Act, signed into law on July 21, 2010,<SU>1</SU>
          <FTREF/>transfers all functions of the OTS and the Director as well as all of the powers, authorities, rights, and duties vested in the OTS and the Director of the OTS relating to the transferred functions to the OCC, FDIC and the Board of Governors of the Federal Reserve System (the Board). All functions, powers, authorities, rights, and duties relating to Federal savings associations are transferred to the OCC and the Comptroller of the Currency; all functions, powers, authorities, rights, and duties relating to State savings associations are transferred to the FDIC; and all functions, powers, authorities, rights, and duties relating to the supervision of savings and loan holding companies (SLHCs) and any subsidiaries of such SLHCs other than depository institutions are transferred to the Board. The Act transfers rulemaking authority of the OTS and the Director of the OTS relating to savings associations to the OCC and the Comptroller of the Currency, and transfers rulemaking authority of the OTS and the Director of the OTS relating to SLHCs to the Board.<SU>2</SU>
          <FTREF/>The transfer of OTS functions will take place on July 21, 2011. The Act abolishes the OTS 90 days after the transfer date.</P>
        <FTNT>
          <P>
            <SU>1</SU>Public Law 111-203, 124 Stat. 1376 (July 21, 2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>Section 312(c) of the Act designated the FDIC as the “appropriate Federal banking agency” for State savings associations. Under those statutes (and others using similar terminology) for which the “appropriate Federal banking agency” is authorized to issue regulations, the FDIC will issue regulations for State savings associations.</P>
        </FTNT>

        <P>Section 316(b) of the Act provides for the continuation of OTS regulations and enforcement of such regulations that have been issued in performance of the functions transferred by Title III of the Act. Section 316(c) of the Act requires the OCC and FDIC, after consultation with each other, to identify those regulations of the OTS that are continued under Section 316(b) of the Act that will be enforced by each agency and publish a list of those regulations in the<E T="04">Federal Register</E>.<SU>3</SU>
          <FTREF/>This list must be published no later than the transfer date.</P>
        <FTNT>
          <P>

            <SU>3</SU>Separately, the Act requires the Board to identify the OTS regulations continued under Section 316(b) that the Board will enforce after the transfer date and to publish a list in the<E T="04">Federal Register</E>.</P>
        </FTNT>
        <P>This joint notice sets out both the OCC's and the FDIC's lists of OTS regulations that each agency will enforce beginning on the transfer date: The OCC, with respect to Federal savings associations; and the FDIC, with respect to State savings associations.<SU>4</SU>
          <FTREF/>This joint notice is not intended to have any substantive effect on the regulations at issue; rather it provides a reference for Federal savings associations that will be regulated and supervised by the OCC beginning on the transfer date and for State savings associations that will be regulated and supervised by the FDIC beginning on the transfer date.<SU>5</SU>

          <FTREF/>Separately, the OCC also plans to issue an interim final rule with a request for comment, effective on the transfer date, that republishes those OTS regulations the OCC will enforce as of the transfer date. These regulations will be added to Chapter I of Title 12 of the Code of Federal Regulations and renumbered accordingly as OCC rules, with nomenclature and other technical amendments to reflect OCC supervision. The OCC will consider more comprehensive substantive amendments to former OTS regulations, as<PRTPAGE P="39247"/>appropriate, with the opportunity for public comment, after the transfer date.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>As set out in the tables below, certain provisions have been excluded because they relate to the supervision of SLHCs, which will be supervised by the Board, or are superseded by the Act.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>Further, publication of this list should not be construed to restrict the OCC or the FDIC from enforcing violations of OTS regulations by Federal savings associations or State savings associations, respectively, that occurred prior to the transfer date.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>The OCC also has issued a notice of proposed rulemaking to revise a number of OCC regulations to reflect the OCC's supervision of Federal savings associations and other changes necessitated by the Act. 76 FR 30557 (May 26, 2011).</P>
        </FTNT>
        <P>On June 14, 2011, the FDIC's Board of Directors approved an interim rule with request for comment to revise a number of existing FDIC administrative and procedural rules to reflect the FDIC's supervision of State savings associations and to make other clarifying amendments to those rules.<SU>7</SU>
          <FTREF/>This interim rule, which was published in the<E T="04">Federal Register</E>on June 21, 2011, will be effective on the transfer date. The FDIC plans to issue a second interim rule with a request for comment, also effective on the transfer date, which will republish certain OTS rules for which the FDIC has rulemaking authority. These regulations will be renumbered and added to Chapter III of Title 12 of the Code of Federal Regulations with nomenclature and other technical amendments. After the transfer date, and with the opportunity for public comment, the FDIC will consider incorporating these rules into its existing rules, amending them in a more substantive manner, or rescinding them, as appropriate.<FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>7</SU>76 FR 35963 (June 21, 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>Pursuant to section 1025 of the Act, with respect to subpart C, the OCC will enforce this rule for Federal savings associations with assets of $10 billion or less. The Consumer Financial Protection Bureau will enforce subpart C of this rule for institutions with assets of more than $10 billion.</P>
          <P>
            <SU>9</SU>Pursuant to section 1025 of the Act, with respect to subpart D, the OCC will enforce this rule for Federal savings associations with assets of $10 billion or less. The Consumer Financial Protection Bureau will enforce subpart D of this rule for institutions with assets of more than $10 billion.</P>
          <P>
            <SU>10</SU>With respect to § 571.83 and subpart J, the OCC will enforce this rule for all Federal savings associations. Pursuant to section 1025 of the Act, with respect to the remaining provisions of part 571, the OCC will enforce this rule for Federal savings associations with assets of $10 billion or less and the Consumer Financial Protection Bureau will enforce this rule for institutions with assets of more than $10 billion.</P>
          <P>
            <SU>11</SU>Pursuant to section 1025 of the Act, the OCC will enforce this rule for Federal savings associations with assets of $10 billion or less. The Consumer Financial Protection Bureau will enforce this rule for institutions with assets of more than $10 billion.</P>
          <P>
            <SU>12</SU>Pursuant to section 1025 of the Dodd-Frank Act, the FDIC will enforce subpart D of this rule for State savings associations with assets of $10 billion or less. The Consumer Financial Protection Bureau will enforce this rule for institutions with assets of more than $10 billion.</P>
          <P>
            <SU>13</SU>With respect to § 571.83 and subpart J, the FDIC will enforce this rule for all State savings associations. Pursuant to section 1025 of the Dodd-Frank Act, with respect to the remaining provisions of part 571, the FDIC will enforce this rule for State savings associations with assets of $10 billion or less, and the Consumer Financial Protection Bureau will enforce this rule for institutions with assets of more than $10 billion.</P>
          <P>
            <SU>14</SU>Pursuant to section 1025 of the Dodd-Frank Act, the FDIC will enforce this rule for State savings associations with assets of $10 billion or less. The Consumer Financial Protection Bureau will enforce this rule for institutions with assets of more than $10 billion.</P>
        </FTNT>
        <GPOTABLE CDEF="s125,r250" COLS="2" OPTS="L2,i1">
          <TTITLE>OTS Regulations That Will Be Enforced by the OCC—Title 12</TTITLE>
          <BOXHD>
            <CHED H="1">Part or section</CHED>
            <CHED H="1">Chapter V—Office of Thrift Supervision, Department of the Treasury</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Part 508</ENT>
            <ENT>Removals, Suspensions and Prohibitions where a Crime is Charged.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 509 (except 509.100(b) and Subparts C and D)</ENT>
            <ENT>Rules of Practice and Procedure in Adjudicatory Proceedings.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 512</ENT>
            <ENT>Rules for Investigative Proceedings and Formal Examination Proceedings.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 516</ENT>
            <ENT>Application Processing Procedure.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 528</ENT>
            <ENT>Nondiscrimination Requirements.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 533</ENT>
            <ENT>Disclosure and Reporting of CRA-related Agreements.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 536</ENT>
            <ENT>Consumer Protection in Sales of Insurance.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 541</ENT>
            <ENT>Definitions for Federal Savings Association Regulations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 543</ENT>
            <ENT>Federal Mutual Savings Associations—Incorporation, Organization and Conversion.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 544</ENT>
            <ENT>Federal Mutual Savings Associations—Charter and Bylaws.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 545 (except 545.2)</ENT>
            <ENT>Federal Savings Associations—Operations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 546</ENT>
            <ENT>Federal Mutual Savings Associations—Merger, Dissolution, Reorganization, and Conversion.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 550 (except 550.10(b))</ENT>
            <ENT>Fiduciary Powers of Savings Associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 551</ENT>
            <ENT>Recordkeeping for Securities Transactions.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 552</ENT>
            <ENT>Federal Stock Associations—Incorporation, Organization, and Conversion.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 555 (except 555.310(b))</ENT>
            <ENT>Electronic Operations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 557 (except 557.11, 12 and 13)</ENT>
            <ENT>Deposits.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 559</ENT>
            <ENT>Subordinate Organizations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 560<SU>8</SU>(except 560.2)</ENT>
            <ENT>Lending and Investment.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 561</ENT>
            <ENT>Definitions for Regulations Affecting All Savings Associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 562 (except 562.4(b)(2))</ENT>
            <ENT>Regulatory Reporting Standards.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563<SU>9</SU>(except 563.171, and 563.172(b)(2))</ENT>
            <ENT>Savings Associations—Operations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563b</ENT>
            <ENT>Conversions from Mutual to Stock Form.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563c</ENT>
            <ENT>Accounting Requirements.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563d</ENT>
            <ENT>Securities of Savings Associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563e</ENT>
            <ENT>Community Reinvestment.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563f</ENT>
            <ENT>Management Official Interlocks.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563g</ENT>
            <ENT>Securities Offerings.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 564</ENT>
            <ENT>Appraisals.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 565</ENT>
            <ENT>Prompt Corrective Action.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 567</ENT>
            <ENT>Capital.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 568</ENT>
            <ENT>Security Procedures.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 569</ENT>
            <ENT>Proxies.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 570</ENT>
            <ENT>Safety and Soundness Guidelines Establishing Standards for Safety and Soundness.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 571<SU>10</SU>
            </ENT>
            <ENT>Fair Credit Reporting.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 572</ENT>
            <ENT>Loans in Areas Having Special Flood Hazards.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 573<SU>11</SU>
            </ENT>
            <ENT>Privacy of Consumer Information.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 574 (except provisions only applicable to SLHCs)</ENT>
            <ENT>Acquisition of Control of Savings Associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 590</ENT>
            <ENT>Preemption of State Usury Laws.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 591</ENT>
            <ENT>Preemption of Due-on-Sale Laws.</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="39248"/>
        <GPOTABLE CDEF="s125,r250" COLS="2" OPTS="L2,i1">
          <TTITLE>OTS Regulations That Will Be Enforced by the FDIC—Title 12</TTITLE>
          <BOXHD>
            <CHED H="1">Part or section</CHED>
            <CHED H="1">Chapter V—Office of Thrift Supervision, Department of the Treasury</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Part 507 (except 507.3(b))</ENT>
            <ENT>Restrictions on Post-Employment Activities of Senior Examiners.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 508</ENT>
            <ENT>Removals, Suspensions and Prohibitions where a Crime is Charged.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 509 (except 509.1(e)(3), 509.100(b), 509.103(b)(2), and Subparts C and D)</ENT>
            <ENT>Rules of Practice and Procedure in Adjudicatory Proceedings.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 512</ENT>
            <ENT>Rules for Investigative Proceedings and Formal Examination Proceedings.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 513</ENT>
            <ENT>Practice Before the Office.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 516 (except 516.45(a)(3), and 516.290(b))</ENT>
            <ENT>Application Processing Procedure.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 528</ENT>
            <ENT>Nondiscrimination Requirements.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 533 (except 533.1(b)(2) and 533.10)</ENT>
            <ENT>Disclosure and Reporting of CRA-related Agreements.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 536</ENT>
            <ENT>Consumer Protection in Sales of Insurance.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 550 (only 550.10(b))</ENT>
            <ENT>Fiduciary Powers of Savings Associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 551</ENT>
            <ENT>Recordkeeping for Securities Transactions.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 555 (only Subpart B, except 555.310(b))</ENT>
            <ENT>Electronic Operations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 557 (only Subpart C)</ENT>
            <ENT>Deposits.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 558</ENT>
            <ENT>Possession by Conservators and Receivers for Federal and State Savings Associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 559 (only Subpart B)</ENT>
            <ENT>Subordinate Organizations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 560 (only 560.1, 560.3 and Subpart B)</ENT>
            <ENT>Lending and Investment.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 561 (except 561.18(b) and 561.34)</ENT>
            <ENT>Definitions for Regulations Affecting All Savings Associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 562 (except 562.4(b)(2))</ENT>
            <ENT>Regulatory Reporting Standards.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563<SU>12</SU>(except 563.161 as to service corporations, 563.172(b)(1), 563.180(d)(4), 563.555 (definition of “Troubled condition” (2))</ENT>
            <ENT>Savings Associations—Operations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563b</ENT>
            <ENT>Conversions from Mutual to Stock Form.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563c</ENT>
            <ENT>Accounting Requirements.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563d (except 563d.2)</ENT>
            <ENT>Securities of Savings Associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563e</ENT>
            <ENT>Community Reinvestment.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563f (except 563f.2(o)(1))</ENT>
            <ENT>Management Official Interlocks.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 563g</ENT>
            <ENT>Securities Offerings.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 564</ENT>
            <ENT>Appraisals.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 565 (except 565.5(h))</ENT>
            <ENT>Prompt Corrective Action.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 567</ENT>
            <ENT>Capital.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 568</ENT>
            <ENT>Security Procedures.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 569</ENT>
            <ENT>Proxies.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 570</ENT>
            <ENT>Safety and Soundness Guidelines Establishing Standards for Safety and Soundness.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 571<SU>13</SU>(except 571.30(a)(1)(iii), (iv), and (v))</ENT>
            <ENT>Fair Credit Reporting.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 572</ENT>
            <ENT>Loans in Areas Having Special Flood Hazards.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 573<SU>14</SU>
            </ENT>
            <ENT>Privacy of Consumer Information.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 574 (except provisions applicable to SLHCs)</ENT>
            <ENT>Acquisition of Control of Savings Associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 590</ENT>
            <ENT>Preemption of State Usury Laws.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Part 591</ENT>
            <ENT>Preemption of Due-on-Sale Laws.</ENT>
          </ROW>
        </GPOTABLE>
        <SIG>
          <DATED>Dated: June 15, 2011.</DATED>
          <NAME>John Walsh,</NAME>
          <TITLE>Acting Comptroller of the Currency.</TITLE>
          <P>By order of the Board of Directors.</P>
          
          <DATED>Dated at Washington, DC, this 14th day of June, 2011.</DATED>
          
          <FP>Federal Deposit Insurance Corporation.</FP>
          <NAME>Robert E. Feldman,</NAME>
          <TITLE>Executive Secretary.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16875 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4810-33-P; 6714-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2010-1197; Directorate Identifier 2010-NM-044-AD; Amendment 39-16736; AD 2011-14-01]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Airbus Model A300 B4-600, B4-600R, and F4-600R Series Airplanes, and Model C4-605R Variant F Airplanes (Collectively Called A300-600 Series Airplanes); and Model A310 Series Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), Department of Transportation (DOT).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are adopting a new airworthiness directive (AD) for the products listed above. This AD results from mandatory continuing airworthiness information (MCAI) originated by an aviation authority of another country to identify and correct an unsafe condition on an aviation product. The MCAI describes the unsafe condition as:</P>
          
          <EXTRACT>
            <P>An operator of an A300-600 aeroplane reported finding a cracked pylon fuel drain pipe on engine #1. * * *</P>
            <P>* * * The pipe drains the double wall of the wing-to-pylon junction in the event of fuel leakage.</P>
            <P>After investigation, it was concluded that the damage of the pylon fuel drain pipe had been caused by chafing of the pipe against over-length screws that had been installed in accordance with the Illustrated Parts Catalogue (IPC) during a maintenance phase of the Lower Aft Pylon Fairing (LAPF).</P>

            <P>This condition, if not detected and corrected, could, in combination with fuel leakage in the pylon, lead to an accumulation of fuel in the lowest point of the LAPF. As high temperatures are present within the<PRTPAGE P="39249"/>LAPF, and without ventilation, this could result in fuel (vapour) ignition and consequent fire.</P>
            <STARS/>
          </EXTRACT>
          
          <P>We are issuing this AD to require actions to correct the unsafe condition on these products.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD becomes effective August 10, 2011.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of certain publications listed in this AD as of August 10, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov</E>or in person at the U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Dan Rodina, Aerospace Engineer, International Branch, ANM-116, Transport Airplane Directorate, FAA, 1601 Lind Avenue, SW., Renton, Washington 98057-3356; telephone (425) 227-2125; fax (425) 227-1149.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to include an AD that would apply to the specified products. That NPRM was published in the<E T="04">Federal Register</E>on December 10, 2010 (75 FR 76926). That NPRM proposed to correct an unsafe condition for the specified products. The MCAI states:</P>
        
        <EXTRACT>
          <P>An operator of an A300-600 aeroplane reported finding a cracked pylon fuel drain pipe on engine #1.The pipe, Part Number (P/N) A71715020, had separated and the end was found 5.5 inches from the pylon aft bulkhead. A similar case was also reported on an A300F4-608ST aeroplane.</P>
          <P>The affected pylon fuel drain pipe runs from the top of the pylon primary structure to the aft part of the pylon rear secondary structure and is partly attached under the pylon lower spar. The pipe drains the double wall of the wing-to-pylon junction in the event of fuel leakage.</P>
          <P>After investigation, it was concluded that the damage of the pylon fuel drain pipe had been caused by chafing of the pipe against over-length screws that had been installed in accordance with the Illustrated Parts Catalogue (IPC) during a maintenance phase of the Lower Aft Pylon Fairing (LAPF).</P>
          <P>This condition, if not detected and corrected, could, in combination with fuel leakage in the pylon, lead to an accumulation of fuel in the lowest point of the LAPF. As high temperatures are present within the LAPF, and without ventilation, this could result in fuel (vapour) ignition and consequent fire.</P>
          <P>To address and correct this unsafe condition, EASA * * * required an inspection [for missing pipes, or distortions or holes] of the pylon fuel drain pipe and the attachment screws and, depending on findings, the necessary corrective actions. In case over-length screws are found to be installed, depending on location and aeroplane configuration, these must be replaced.</P>
          <STARS/>
        </EXTRACT>
        
        <P>Required actions also include visually inspecting to determine the length and part number of the drain pipe attachment screws on the LAPF on the left- and right-hand pylons. Corrective actions include replacing or repairing the pipe, or replacing screws with incorrect part numbers with new screws. You may obtain further information by examining the MCAI in the AD docket.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. We considered the comments received.</P>
        <HD SOURCE="HD1">Request To Extend the Compliance Time</HD>
        <P>UPS requested that we extend the compliance time from 30 days to 30 months after the effective date of the AD. Per the commenter, the NPRM stated that the over-length screws installed on the affected aircraft were installed in accordance with the illustrated parts catalog (IPC), and that the correct attachment screws are clearly identified in the UPS A300-600 IPC, so there is a minimal probability of installing an over-length screw. The commenter stated that the compliance time of 30 days is too restrictive and believes that extending the threshold to 30 months for those operators whose IPC does not list an over-length fastener would provide an equivalent level of safety and better fit within an operator's routine maintenance program and eliminate any undue burden associated with a restrictive timetable.</P>
        <P>We do not agree to extend the compliance time. The FAA received information confirming that over-length screws could have been introduced in production due to some erroneous drawings. Further, before 2007, not all IPCs were correct. Some of the IPCs for aircraft fitted with Pratt &amp; Whitney engines were corrected in 2007. All IPCs were checked in 2010, and remaining erroneous IPCs were corrected. Although UPS may have the correct IPC, since some over-length screws could have been installed during production, a fleet inspection is needed to address the identified unsafe condition. However, under the provisions of paragraph (k) of this AD, we will consider requests for approval of an extension of the compliance time if sufficient data are submitted to substantiate that the new compliance time would provide an acceptable level of safety. We have not changed the AD in this regard.</P>
        <HD SOURCE="HD1">Request To Use Thicker Washer as Advised in Service Information Letter</HD>
        <P>UPS requested FAA concurrence that using an alternative washer, P/N NSA5149-3, as recommended by Airbus in Service Information Letter 54-035, Revision 01, dated July 9, 2010, will not have an impact on the AD. This washer would be used in lieu of P/N NSA5149-4 under the head of the attachment screws, to prevent cracking of the LAPF.</P>
        <P>We partially agree with the commenter's request. The alternative washer is a recommended improvement, but not a modification addressing an unsafe condition/airworthiness issue. As the Service Information Letter mentions, both washers are fully interchangeable; the last IPC update (2010) also reflects this interchangeability. Therefore, we confirm that use of either washer is adequate. In this regard, and to avoid the need for an alternative method of compliance (AMOC) on this issue in the future, we have added the washer having P/N NSA5149-3 to paragraphs (g)(1) and (g)(2) of this AD.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the available data, including the comments received, and determined that air safety and the public interest require adopting the AD with the change described previously. We determined that this change will not increase the economic burden on any operator or increase the scope of the AD.</P>
        <HD SOURCE="HD1">Differences Between This AD and the MCAI or Service Information</HD>
        <P>We have reviewed the MCAI and related service information and, in general, agree with their substance. But we might have found it necessary to use different words from those in the MCAI to ensure the AD is clear for U.S. operators and is enforceable. In making these changes, we do not intend to differ substantively from the information provided in the MCAI and related service information.</P>
        <P>We might also have required different actions in this AD from those in the MCAI in order to follow our FAA policies. Any such differences are highlighted in a NOTE within the AD.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>

        <P>We estimate that this AD will affect 168 products of U.S. registry. We also estimate that it will take about 4 work-<PRTPAGE P="39250"/>hours per product to comply with the basic requirements of this AD. The average labor rate is $85 per work-hour. Based on these figures, we estimate the cost of this AD to the U.S. operators to be $57,120, or $340 per product.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. “Subtitle VII: Aviation Programs,” describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in “Subtitle VII, Part A, Subpart III, Section 44701: General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify this AD:</P>
        <P>1. Is not a “significant regulatory action” under Executive Order 12866;</P>
        <P>2. Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); and</P>
        <P>3. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>We prepared a regulatory evaluation of the estimated costs to comply with this AD and placed it in the AD docket.</P>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Operations office between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains the NPRM, the regulatory evaluation, any comments received, and other information. The street address for the Docket Operations office (telephone (800) 647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="93" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new AD:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2011-14-01Airbus:</E>Amendment 39-16736. Docket No. FAA-2010-1197; Directorate Identifier 2010-NM-044-AD.</FP>
            <HD SOURCE="HD1">Effective Date</HD>
            <P>(a) This airworthiness directive (AD) becomes effective August 10, 2011.</P>
            <HD SOURCE="HD1">Affected ADs</HD>
            <P>(b) None.</P>
            <HD SOURCE="HD1">Applicability</HD>
            <P>(c) This AD applies to Airbus Model A300 B4-601, B4-603, B4-620, and B4-622 airplanes; Model A300 B4-605R and B4-622R airplanes; Model A300 F4-605R and F4-622R airplanes; Model A300 C4-605R Variant F airplanes; and Model A310-203, -204, -221, -222, -304, -322, -324, and -325 airplanes; certificated in any category; all serial numbers.</P>
            <HD SOURCE="HD1">Subject</HD>
            <P>(d) Air Transport Association (ATA) of America Code 54: Nacelles/pylons.</P>
            <HD SOURCE="HD1">Reason</HD>
            <P>(e) The mandatory continuing airworthiness information (MCAI) states:</P>
            <P>An operator of an A300-600 aeroplane reported finding a cracked pylon fuel drain pipe on engine #1. * * *</P>
            <P>* * * The pipe drains the double wall of the wing-to-pylon junction in the event of fuel leakage.</P>
            <P>After investigation, it was concluded that the damage of the pylon fuel drain pipe had been caused by chafing of the pipe against over-length screws that had been installed in accordance with the Illustrated Parts Catalogue (IPC) during a maintenance phase of the Lower Aft Pylon Fairing (LAPF).</P>
            <P>This condition, if not detected and corrected, could, in combination with fuel leakage in the pylon, lead to an accumulation of fuel in the lowest point of the LAPF. As high temperatures are present within the LAPF, and without ventilation, this could result in fuel (vapour) ignition and consequent fire.</P>
            <STARS/>
            <HD SOURCE="HD1">Compliance</HD>
            <P>(f) You are responsible for having the actions required by this AD performed within the compliance times specified, unless the actions have already been done.</P>
            <HD SOURCE="HD1">Inspection and Corrective Actions</HD>
            <P>(g) Within 30 days after the effective date of this AD, do a general visual inspection for missing pipes, or distortions or holes, of the fuel drain pipes of the LAPF, and if no missing pipes, distortions, and holes are found, do a general visual inspection to determine the length and part number of the drain pipe attachment screws on the LAPF on the left-hand and right-hand pylons, in accordance with the Accomplishment Instructions of Airbus Mandatory Service Bulletin A300-54A6039, Revision 01, dated March 11, 2010 (for Model A300-600 series airplanes); or A310-54A2040, Revision 02, dated June 10, 2010 (for Model A310 series airplanes).</P>
            <P>(1) If missing pipes, distortions, or holes of the fuel drain pipes are detected during any inspection required by paragraph (g) of this AD, before further flight, replace the drain pipe, in accordance with the Accomplishment Instructions of Airbus Mandatory Service Bulletin A300-54A6039, Revision 01, dated March 11, 2010 (for Model A300-600 series airplanes); or A310-54A2040, Revision 02, dated June 10, 2010 (for Model A310 series airplanes); or contact Airbus for repair instructions and do the repair; except where the applicable service bulletin specifies using washers having part number (P/N) NSA5149-4, washers having P/N NSA5149-3 may alternatively be used.</P>
            <P>(2) If screw length is outside the measurement specified in the Accomplishment Instructions of Airbus Mandatory Service Bulletin A300-54A6039, Revision 01, dated March 11, 2010 (for Model A300-600 series airplanes); or A310-54A2040, Revision 02, dated June 10, 2010 (for Model A310 series airplanes); or screws having incorrect part numbers are found during any inspection required by paragraph (g) of this AD, before further flight, replace the screws with screws having P/N NAS1102E3-10, NAS1102E3-12, or NAS560HK3-2, as applicable to location and airplane (engine) configuration, in accordance with the Accomplishment Instructions of Airbus Mandatory Service Bulletin A300-54A6039, Revision 01, dated March 11, 2010 (for Model A300-600 series airplanes); or A310-54A2040, Revision 02, dated June 10, 2010 (for Model A310 series airplanes); except where the applicable service bulletin specifies using washers having P/N NSA5149-4, washers having P/N NSA5149-3 may alternatively be used.</P>

            <P>(h) As of the effective date of this AD, do not install screws on the LAPF, other than screws having P/N NAS1102E3-10, NAS1102E3-12, or NAS560HK3-2, as applicable to location and airplane (engine) configuration, in accordance with the Accomplishment Instructions of Airbus Mandatory Service Bulletin A300-54A6039,<PRTPAGE P="39251"/>Revision 01, dated March 11, 2010 (for Model A300-600 series airplanes); or A310-54A2040, Revision 02, dated June 10, 2010 (for Model A310 series airplanes).</P>
            <HD SOURCE="HD1">Credit for Actions Accomplished in Accordance With Previous Service Information</HD>
            <P>(i) Actions accomplished before the effective date of this AD in accordance with the service bulletins identified in table 1 of this AD are considered acceptable for compliance with the corresponding actions specified in this AD.</P>
            <GPOTABLE CDEF="s50,r50,xs72,xs72" COLS="4" OPTS="L2,i1">
              <TTITLE>Table 1—Credit Service Bulletins</TTITLE>
              <BOXHD>
                <CHED H="1" O="L">For model—</CHED>
                <CHED H="1" O="L">Airbus Mandatory Service Bulletin—</CHED>
                <CHED H="1" O="L">Revision—</CHED>
                <CHED H="1" O="L">Dated—</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">A300-600 series airplanes</ENT>
                <ENT>A300-54A6039</ENT>
                <ENT>Original</ENT>
                <ENT>January 19, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">A310 series airplanes</ENT>
                <ENT>A310-54A2040</ENT>
                <ENT>Original</ENT>
                <ENT>January 19, 2010.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">A310 series airplanes</ENT>
                <ENT>A310-54A2040</ENT>
                <ENT>01</ENT>
                <ENT>March 11, 2010.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">No Reporting</HD>
            <P>(j) Although Airbus Mandatory Service Bulletins A300-54A6039, Revision 01, dated March 11, 2010; and A310-54A2040, Revision 02, dated June 10, 2010; specify to submit certain information to the manufacturer, this AD does not include that requirement.</P>
            <HD SOURCE="HD1">FAA AD Differences</HD>
            <NOTE>
              <HD SOURCE="HED">Note 1:</HD>
              <P>This AD differs from the MCAI and/or service information as follows: Although the MCAI or service information tells you to submit information to the manufacturer, paragraph (j) of this AD does not require that information.</P>
            </NOTE>
            <HD SOURCE="HD1">Other FAA AD Provisions</HD>
            <P>(k) The following provisions also apply to this AD:</P>
            <P>(1)<E T="03">Alternative Methods of Compliance (AMOCs):</E>The Manager, International Branch, ANM-116, Transport Airplane Directorate, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the International Branch, send it to ATTN: Dan Rodina, Aerospace Engineer, International Branch, ANM-116, Transport Airplane Directorate, FAA, 1601 Lind Avenue, SW., Renton, Washington 98057-3356; telephone (425) 227-2125; fax (425) 227-1149. Before using any approved AMOC on any airplane to which the AMOC applies, notify your principal maintenance inspector (PMI) or principal avionics inspector (PAI), as appropriate, or lacking a principal inspector, your local Flight Standards District Office. The AMOC approval letter must specifically reference this AD.</P>
            <P>(2)<E T="03">Airworthy Product:</E>For any requirement in this AD to obtain corrective actions from a manufacturer or other source, use these actions if they are FAA-approved. Corrective actions are considered FAA-approved if they are approved by the State of Design Authority (or their delegated agent). You are required to assure the product is airworthy before it is returned to service.</P>
            <HD SOURCE="HD1">Related Information</HD>
            <P>(l) Refer to MCAI European Aviation Safety Agency Airworthiness Directive 2010-0085, dated May 3, 2010; Airbus Mandatory Service Bulletin A300-54A6039, Revision 01, dated March 11, 2010; and Airbus Mandatory Service Bulletin A310-54A2040, Revision 02, dated June 10, 2010; for related information.</P>
            <HD SOURCE="HD1">Material Incorporated by Reference</HD>
            <P>(m) You must use Airbus Mandatory Service Bulletin A300-54A6039, Revision 01, excluding Appendix 01 and including Appendices 02 and 03, dated March 11, 2010; or Airbus Mandatory Service Bulletin A310-54A2040, Revision 02, excluding Appendix 01 and including Appendices 02 and 03, dated June 10, 2010; as applicable; to do the actions required by this AD, unless the AD specifies otherwise.</P>
            <P>(1) The Director of the Federal Register approved the incorporation by reference of this service information under 5 U.S.C. 552(a) and 1 CFR part 51.</P>

            <P>(2) For service information identified in this AD, contact Airbus SAS—EAW (Airworthiness Office), 1 Rond Point Maurice Bellonte, 31707 Blagnac Cedex, France; telephone +33 5 61 93 36 96; fax +33 5 61 93 44 51; e-mail:<E T="03">account.airworth-eas@airbus.com;</E>Internet<E T="03">http://www.airbus.com</E>.</P>
            <P>(3) You may review copies of the service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>

            <P>(4) You may also review copies of the service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202-741-6030, or go to:<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Renton, Washington, on June 16, 2011.</DATED>
          <NAME>Ali Bahrami,</NAME>
          <TITLE>Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15991 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2010-1203; Directorate Identifier 2010-NM-168-AD; Amendment 39-16738; AD 2011-14-03]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; The Boeing Company Model DC-9-81 (MD-81), DC-9-82 (MD-82), DC-9-83 (MD-83), DC-9-87 (MD-87), and MD-88 Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are adopting a new airworthiness directive (AD) for the products listed above. This AD requires repetitive inspections for cracking of the left and right upper center skin panels of the horizontal stabilizer, and corrective action if necessary. This AD was prompted by a report of a crack found in the upper center skin panel at the aft inboard corner of a right horizontal stabilizer. We are issuing this AD to detect and correct cracks in the horizontal stabilizer upper center skin panel. Uncorrected cracks might ultimately lead to the loss of overall structural integrity of the horizontal stabilizer.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD is effective August 10, 2011.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of a certain publication listed in the AD as of August 10, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>For service information identified in this AD, contact Boeing Commercial Airplanes, Attention: Data &amp; Services Management, 3855 Lakewood Boulevard, MC D800-0019, Long Beach, California 90846-0001; phone: 206-544-5000, extension 2; fax: 206-766-5683; e-mail:<E T="03">dse.boecom@boeing.com;</E>Internet<E T="03">https://www.myboeingfleet.com.</E>You may review copies of the referenced<PRTPAGE P="39252"/>service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the regulatory evaluation, any comments received, and other information. The address for the Docket Office (phone: 800-647-5527) is Document Management Facility, U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Roger Durbin, Aerospace Engineer, Airframe Branch, ANM-120L, FAA, Los Angeles Aircraft Certification Office, 3960 Paramount Boulevard, Lakewood, California 90712-4137; phone: 562-627-5233; fax: 562-627-5210; e-mail:<E T="03">Roger.Durbin@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to include an airworthiness directive (AD) that would apply to the specified products. That NPRM published in the<E T="04">Federal Register</E>on December 23, 2010 (75 FR 80744). That NPRM proposed to require repetitive eddy current inspections—either (Option 1) two high frequency eddy current (ETHF) scans and one low frequency eddy current (ETLF) scan; or (Option 2) three ETHF scans—to detect cracking of the right and left upper center skin panels of the horizontal stabilizer, and replacing any cracked horizontal stabilizer upper center skin panel with a serviceable panel.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. The following presents the comments received on the proposal and the FAA's response to each comment.</P>
        <HD SOURCE="HD1">Request To Clarify the Term “Serviceable”</HD>
        <P>Several commenters requested clarification of the term “serviceable.”</P>
        <P>American Airlines stated that the term “serviceable” applies to used and new aircraft parts. American commented that if a used skin plank that has been determined to be serviceable has been installed, then the part has accumulated fatigue damage and should be inspected using the repetitive method and the interval used prior to installation.</P>
        <P>Aeropostal Hangars stated that the word “serviceable” can be associated with “removed in serviceable condition” from another aircraft. The commenter stated that although the manufacturing tolerances of fastener holes allow the installation of a removed panel from one aircraft to another, it is not always possible considering oversized fasteners, etc. We infer that this commenter wants us to change paragraph (g)(2) of the NPRM to require replacement with a new, rather than serviceable, skin panel assembly.</P>
        <P>We agree to change paragraph (g)(2) in this final rule to require replacement with a new skin panel because it is not generally possible to install a used skin panel assembly due to the difficulty in matching drill holes and because the AD does not include a provision for identifying and tracking the accumulated time on the used part. We revised paragraph (g)(2) of this AD accordingly.</P>
        <HD SOURCE="HD1">Request To Provide Options for Temporary Repairs</HD>
        <P>Several commenters requested additional options for temporary repairs of certain crack configurations rather than replacement of skin panel assemblies before further flight.</P>
        <P>American Airlines stated that it has accomplished temporary cracking repairs on 21 airplanes based on the manufacturer's instructions and have not had any crack propagation from the repaired parts. American stated that doing a temporary repair results in the operation of a safe airplane, which can then be scheduled for permanent repair at a time that causes the least disruption for the airline and the flying public. This commenter requested that we allow temporary repairs to a cracked skin panel assembly.</P>
        <P>Delta Airlines presumed that skin panel cracks likely were caused by contributions from errors in removing or installing the skin panels because of the way the skin panels overlap. Some of Delta's cracked production skin panels were not adequately shimmed where cracks occurred. This commenter cited evidence that trim-out skin panel repairs would provide some reduction in stress concentration and allow skin panels to remain in service until a planned opportunity to change the panels occurs, which would reduce airplane out-of-service time. Delta stated that trim-out repairs should be allowed on skin panels and that the airplane should be allowed to stay in service until at least the next heavy maintenance visit.</P>
        <P>Aeropostal Hangars stated that the finding of a crack in an in-service revenue aircraft that is not allowed temporary repairs could lead to a non-scheduled down time for the affected aircraft. We infer that this commenter wants us to allow temporary repairs.</P>
        <P>We disagree. We have determined that it will be difficult to evaluate the effect of all temporary repairs on safety, particularly since other temporary repairs allowed on the aft horizontal skin panel by AD 2007-10-04, Amendment 39-15045 (72 FR 25960, May 8, 2007), might already be present. We stated in the NPRM that a crack in the upper center skin panel might transfer the load to the upper aft skin panel, which might result in the upper aft skin panel cracking before reaching the existing inspection interval. Additionally, Aeropostal Hangars provided no data or information that would show that temporary repairs would provide an adequate level of safety.</P>
        <P>In this case, we have determined that the alternative method of compliance (AMOC) process is more appropriate for temporary repair approval. Under the provisions of paragraph (h) of this AD, we will consider requests for approval of an AMOC if sufficient data are submitted to substantiate that temporary repairs would provide an acceptable level of safety. Early field data indicate that substantially fewer center panel cracks than aft panel cracks will be detected; therefore, the AMOC process should not represent a substantial burden to operators. We have not changed this AD in this regard.</P>
        <HD SOURCE="HD1">Request To Replace Horizontal Stabilizer</HD>
        <P>Several commenters requested the option of replacing the whole horizontal stabilizer instead of replacing a cracked center skin panel because replacing the stabilizer would require only a few days of airplane out-of-service time instead of several weeks.</P>

        <P>We disagree. Horizontal stabilizer assemblies do not meet the criteria for serialized, rotable life-limited parts. Further, additional tracking information that is specific to a maintenance facility might be needed to ensure that inspections are occurring at the required times for swapped parts. However, under the provisions of paragraph (h) of this AD, we will consider requests for approval of an AMOC if sufficient data are submitted to substantiate that replacing the whole horizontal stabilizer<PRTPAGE P="39253"/>instead of replacing a cracked center skin panel would provide an acceptable level of safety. We have not changed this AD in this regard.</P>
        <HD SOURCE="HD1">Request To Use Later Revisions of the Service Bulletin</HD>
        <P>American Airlines requested that this proposed AD allow the use of later revisions of the service bulletin. American stated that allowing later versions would eliminate the need for AMOC approval for future service bulletin revisions.</P>
        <P>We disagree. We cannot use the phrase, “or later FAA-approved revisions,” in an AD when referring to the service document because doing so violates Office of the Federal Register (OFR) policies for approval of materials “incorporated by reference.” However, affected operators may request approval to use a later revision as an AMOC with this AD under the provisions of paragraph (h) of this AD. We have not changed this AD in this regard.</P>
        <HD SOURCE="HD1">Explanation of Change to Applicability</HD>
        <P>We have revised the applicability of this AD to identify The Boeing Company as the type certificate holder for the affected models.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the relevant data, considered the comments received, and determined that air safety and the public interest require adopting the AD with the changes described previously. We also determined that these changes will not increase the economic burden on any operator or increase the scope of the AD.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD will affect 668 airplanes of U.S. registry.</P>
        <P>We estimate the following costs to comply with this AD:</P>
        <GPOTABLE CDEF="s50,r100,10,r75,xs128" COLS="5" OPTS="L2,i1">
          <TTITLE>Estimated Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per product</CHED>
            <CHED H="1">Cost on U.S. operators</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Inspection</ENT>
            <ENT>4 work-hours × $85 per hour = $340 per inspection cycle</ENT>
            <ENT>$0</ENT>
            <ENT>$340 per inspection cycle</ENT>
            <ENT>$227,120 per inspection cycle.</ENT>
          </ROW>
        </GPOTABLE>
        <P>We estimate the following costs to do any necessary repairs that would be required based on the results of the inspection. We have no way of determining the number of aircraft that might need these repairs.</P>
        <GPOTABLE CDEF="s50,r100,10,10" COLS="4" OPTS="L2,i1">
          <TTITLE>On-Condition Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per product</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Group 1: Skin panel replacement</ENT>
            <ENT>648 work-hours × $85 per hour = $55,080</ENT>
            <ENT>$36,405</ENT>
            <ENT>$91,485</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Group 2: Skin panel replacement</ENT>
            <ENT>648 work-hours × $85 per hour = $55,080</ENT>
            <ENT>54,071</ENT>
            <ENT>109,151</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify that this AD:</P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2011-14-03The Boeing Company:</E>Amendment 39-16738; Docket No. FAA-2010-1203; Directorate Identifier 2010-NM-168-AD.</FP>
            <HD SOURCE="HD1">Effective Date</HD>
            <P>(a) This AD is effective August 10, 2011.</P>
            <HD SOURCE="HD1">Affected ADs</HD>
            <P>(b) None.</P>
            <HD SOURCE="HD1">Applicability</HD>
            <P>(c) This AD applies to all The Boeing Company Model DC-9-81 (MD-81), DC-9-82 (MD-82), DC-9-83 (MD-83), DC-9-87 (MD-87) and MD-88 airplanes, certificated in any category.</P>
            <HD SOURCE="HD1">Subject</HD>

            <P>(d) Joint Aircraft System Component (JASC)/Air Transport Association (ATA) of America Code 55: Stabilizers.<PRTPAGE P="39254"/>
            </P>
            <HD SOURCE="HD1">Unsafe Condition</HD>
            <P>(e) This AD was prompted by a report of a crack found in the upper center skin panel at the aft inboard corner of a right horizontal stabilizer. We are issuing this AD to detect and correct cracks in the horizontal stabilizer upper center skin panel. Uncorrected cracks might ultimately lead to the loss of overall structural integrity of the horizontal stabilizer.</P>
            <HD SOURCE="HD1">Compliance</HD>
            <P>(f) Comply with this AD within the compliance times specified, unless already done.</P>
            <HD SOURCE="HD1">Inspections</HD>
            <P>(g) Before the accumulation of 20,000 total flight cycles, or within 4,379 flight cycles after the effective date of this AD, whichever occurs later, do eddy current inspections to detect cracking of the left and right upper center skin panels of the horizontal stabilizer, in accordance with the Accomplishment Instructions of Boeing Alert Service Bulletin MD80-55A068, dated July 16, 2010.</P>
            <P>(1) If no crack is found during any inspection required by paragraph (g) of this AD, repeat the applicable inspections thereafter at the applicable times specified in paragraph 1.E., “Compliance,” of Boeing Alert Service Bulletin MD80-55A068, dated July 16, 2010.</P>
            <P>(2) If any crack is found during any inspection required by paragraph (g) of this AD, before further flight, replace the skin panel with a new skin panel, in accordance with the Accomplishment Instructions of Boeing Alert Service Bulletin MD80-55A068, dated July 16, 2010. Within 20,000 flight cycles after the replacement, do eddy current inspections as required by paragraph (g) of this AD.</P>
            <HD SOURCE="HD1">Alternative Methods of Compliance (AMOCs)</HD>
            <P>(h)(1) The Manager, Los Angeles Aircraft Certification Office (ACO), FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the ACO, send it to the attention of the person identified in the Related Information section of this AD.</P>
            <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
            <P>(3) An AMOC that provides an acceptable level of safety may be used for any repair required by this AD if it is approved by the Boeing Commercial Airplanes Organization Designation Authorization (ODA) that has been authorized by the Manager, Los Angeles ACO, to make those findings. For a repair method to be approved, the repair must meet the certification basis of the airplane and 14 CFR 25.571, Amendment 45, and the approval must specifically refer to this AD.</P>
            <HD SOURCE="HD1">Related Information</HD>

            <P>(i) For more information about this AD, contact Roger Durbin, Aerospace Engineer, Airframe Branch, ANM-120L, FAA, Los Angeles Aircraft Certification Office (ACO), 3960 Paramount Blvd., Lakewood, California 90712-4137; phone: 562-627-5233; fax: 562-627-5210; e-mail:<E T="03">Roger.Durbin@faa.gov</E>.</P>
            <HD SOURCE="HD1">Material Incorporated by Reference</HD>
            <P>(j) You must use Boeing Alert Service Bulletin MD80-55A068, dated July 16, 2010, to do the actions required by this AD, unless the AD specifies otherwise.</P>
            <P>(1) The Director of the Federal Register approved the incorporation by reference of this service information under 5 U.S.C. 552(a) and 1 CFR part 51.</P>

            <P>(2) For service information identified in this AD, contact Boeing Commercial Airplanes, Attention: Data &amp; Services Management, 3855 Lakewood Boulevard, MC D800-0019, Long Beach, California 90846-0001; phone: 206-544-5000, extension 2; fax: 206-766-5683; e-mail:<E T="03">dse.boecom@boeing.com;</E>Internet:<E T="03">https://www.myboeingfleet.com</E>.</P>
            <P>(3) You may review copies of the service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>

            <P>(4) You may also review copies of the service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at an NARA facility, call 202-741-6030, or go to<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Renton, Washington, on June 16, 2011.</DATED>
          <NAME>Ali Bahrami,</NAME>
          <TITLE>Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-15990 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-0593; Directorate Identifier 2011-SW-002-AD; Amendment 39-16723; AD 2011-12-16]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Schweizer Aircraft Corporation (Schweizer) Model 269A, A-1, B, C, C-1, and TH-55 Series Helicopters</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are superseding an existing emergency airworthiness directive (EAD) for the specified Schweizer model helicopters that was previously sent to all known U.S. owners and operators. That EAD currently requires removing each locknut and verifying sufficient drag torque and retorquing, or if the locknut does not have sufficient drag torque, replacing the locknut with an airworthy locknut. This AD retains the existing EAD requirements but also requires within a specified time, modifying the expandable bolts and installing a cotter pin. This AD is prompted by a locknut working loose from a bolt attaching the tailboom support strut at the aft cluster fitting because the locknut installed on the expandable bolt did not have the proper threads. We are issuing this AD to modify each expandable bolt to allow adding a cotter pin to prevent the strut and driveshaft separating from the helicopter and subsequent loss of control of the helicopter.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD is effective July 21, 2011.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of certain publications listed in the AD as of July 21, 2011.</P>
          <P>We must receive any comments on this AD by September 6, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>202-493-2251.</P>
          <P>•<E T="03">Mail:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590.</P>
          <P>•<E T="03">Hand Delivery:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>

          <P>For service information identified in this AD, contact Schweizer Aircraft Corporation, Elmira/Corning Regional Airport, 1250 Schweizer Road, Horseheads, NY 14845, telephone (607) 739-3821,<E T="03">fax:</E>(607) 796-2488, e-mail address<E T="03">schweizer@sacusa.com,</E>or at<E T="03">http://www.sacusa.com/support.</E>
          </P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the regulatory evaluation, any comments received, and other information. The street address for the Docket Office (<E T="03">telephone:</E>800-647-<PRTPAGE P="39255"/>5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Stephen Kowalski, Aviation Safety Engineer, FAA, Airframe and Propulsion Branch, ANE-171, 1600 Stewart Ave., Suite 410, Westbury, New York 11590, telephone (516) 228-7327, fax (516) 794-5531.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>
        <P>On December 20, 2010, we issued EAD 2011-01-52, Directorate Identifier 2010-SW-111-AD, for the specified Schweizer model helicopters. That EAD requires, before further flight, removing the locknut and reinstalling the locknut while determining the locknut drag torque. If the drag torque is a minimum of 2 in-lbs, retorquing the locknut to 23 in-lbs is required. If the drag torque is not at least 2 in-lbs, replacing the locknut with an airworthy locknut is required. That AD resulted from a locknut working loose from a bolt attaching the tailboom support strut at the aft cluster fitting. Further investigation revealed that the locknut installed on the expandable bolt did not have the proper threads. We issued that EAD to prevent the strut and driveshaft separating from the helicopter and subsequent loss of control of the helicopter.</P>
        <HD SOURCE="HD1">Actions Since AD Was Issued</HD>
        <P>Since we issued AD 2011-01-52, the manufacturer has introduced a modification of the expandable bolts to allow the addition of a cotter pin.</P>
        <HD SOURCE="HD1">Relevant Service Information</HD>
        <P>We reviewed Schweizer Service Bulletins No. B-295 for Model 269A, A-1, B, and C helicopters, and No. C1B-032 for Model 269C-1 helicopters, both dated December 21, 2010. The service information specifies verifying sufficient drag torque on each locknut and applying the proper torque to each locknut. The service information also specifies modifying both expandable bolts to allow the addition of a cotter pin.</P>
        <HD SOURCE="HD1">FAA's Determination</HD>
        <P>We are issuing this AD because we evaluated all the relevant information and determined the unsafe condition described previously is likely to exist or develop on other helicopters of these same type designs.</P>
        <HD SOURCE="HD1">AD Requirements</HD>
        <P>This AD retains the requirements in the existing EAD. This AD also requires, within 10 hours time-in-service (TIS), modifying both expandable bolts by drilling a hole through each bolt to allow the addition of a cotter pin. Thereafter, you may not install an expandable bolt unless that bolt has been modified in accordance with this AD. Modifying both expandable bolts in accordance with this AD is terminating action for the requirements of paragraphs (e)(1) and (e)(2) of this AD.</P>
        <HD SOURCE="HD1">Differences Between the AD and the Service Information</HD>
        <P>We refer to flight hours as hours TIS.</P>
        <HD SOURCE="HD1">FAA's Justification and Determination of the Effective Date</HD>
        <P>An unsafe condition exists that requires the immediate adoption of this AD. The FAA has found that the risk to the flying public justifies waiving notice and comment prior to adoption of this rule because this condition, if not corrected, could result in the strut and driveshaft separating from the helicopter and subsequent loss of control of the helicopter. Therefore, we find that notice and opportunity for prior public comment are impracticable because of the short compliance time and that good cause exists for making this amendment effective in less than 30 days.</P>
        <HD SOURCE="HD1">Comments Invited</HD>

        <P>This AD is a final rule that involves requirements affecting flight safety, and we did not provide notice and an opportunity to comment before it becomes effective. However, we invite you to send any written data, views, or arguments about this AD. Send your comments to an address listed under the<E T="02">ADDRESSES</E>section. Include the Docket Number FAA-2011-0593 and Directorate Identifier 2011-SW-002-AD at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of this AD. We will consider all comments received by the closing date and may amend this AD because of those comments.</P>
        <P>We will post all comments we receive, without change, to<E T="03">http://www.regulations.gov,</E>including any personal information you provide. We will also post a report summarizing each substantive verbal contact we receive about this AD.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD affects 585 helicopters of U.S. registry. We estimate the following costs to comply with this AD:</P>
        <GPOTABLE CDEF="s25,r50,r25,12,12" COLS="5" OPTS="L2,i1">
          <TTITLE>Estimated Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per<LI>helicopter</LI>
            </CHED>
            <CHED H="1">Cost on U.S. operators</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Inspection</ENT>
            <ENT>.5 work-hour × $85 per hour = $43</ENT>
            <ENT>negligible</ENT>
            <ENT>$43</ENT>
            <ENT>$25,155</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Modification</ENT>
            <ENT>1.5 work-hours × $85 per hour = $128</ENT>
            <ENT>negligible</ENT>
            <ENT>128</ENT>
            <ENT>74,880</ENT>
          </ROW>
        </GPOTABLE>
        <P>We estimate the total cost impact of this AD to be $100,035.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, Section 106, describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701, “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>

        <P>This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.<PRTPAGE P="39256"/>
        </P>
        <P>For the reasons discussed above, I certify that this AD:</P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska to the extent that it justifies making any regulatory distinctions, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends Part 39 of the Federal Aviation Regulations (14 CFR Part 39) as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for Part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new AD:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2011-12-16Schweizer Aircraft Corporation (Schweizer):</E>Amendment 39-16723; Docket No. FAA-2011-0593; Directorate Identifier 2011-SW-002-AD.</FP>
            <HD SOURCE="HD1">Effective Date</HD>
            <P>(a) This AD is effective July 21, 2011.</P>
            <HD SOURCE="HD1">Affected ADs</HD>
            <P>(b) This AD supersedes Emergency AD 2011-01-52, issued December 20, 2010; Directorate Identifier 2010-SW-111-AD.</P>
            <HD SOURCE="HD1">Applicability</HD>
            <P>(c) Schweizer Model 269A, A-1, B, C helicopters (serial number (S/N) 1846 and larger); C-1 helicopters (S/N 0156 and larger); and TH-55 series helicopters with an Aft Cluster Fitting Modification Kit, part number (P/N) SA-269K-106, installed; certificated in any category.</P>
            <HD SOURCE="HD1">Unsafe Condition</HD>
            <P>(d) This AD was prompted by a locknut working loose on the tailboom aft cluster fitting strut because the locknut installed on one expandable bolt did not have the proper threads. This AD contains terminating action to require modifying each expandable bolt to allow installing a cotter pin to prevent the strut and driveshaft separating from the helicopter and subsequent loss of control of the helicopter.</P>
            <HD SOURCE="HD1">Compliance</HD>
            <P>(e) Required as indicated, unless already done.</P>
            <P>(1) Before further flight, remove both the left-hand and right-hand locknuts, P/N MS21043-3. Reinstall the locknuts while determining the locknut drag torque. If the drag torque is a minimum of 2 in-lbs., retorque the locknut to 23 in-lbs. If the drag torque is not at least 2 in-lbs, replace the locknut with an airworthy locknut.</P>
            <P>(2) Within 10 hours time-in-service, modify each expandable bolt, P/N ADB221-1A, torque locknut, P/N MS21043-3, and install cotter pin, P/N MS24665-132 or MS24665-151, in accordance with the Procedure Section, Part II, of Schweizer Service Bulletin (SB) No. B-295, dated December 21, 2010, for Model 269A, A-1, B, C, and TH-55 series helicopters or SB No. C1B-032, dated December 21, 2010, for Model 269C-1 helicopters.</P>
            <P>(3) Before installing an expandable bolt, P/N ADB221-1A, to secure the tailboom support strut to the tailboom aft cluster fitting, modify the expandable bolt in accordance with paragraph (e)(2) of this AD.</P>
            <P>(f) Modifying both expandable bolts by torquing the locknuts and installing the cotter pins as required by this AD is terminating action for the requirements of paragraph (e)(1) and (e)(2) of this AD.</P>
            <HD SOURCE="HD1">Special Flight Permit</HD>
            <P>(g) Special flight permits will not be issued.</P>
            <HD SOURCE="HD1">Alternative Methods of Compliance (AMOCs)</HD>
            <P>(h) The Manager, New York Aircraft Certification Office (NYACO), FAA, has the authority to approve AMOCs for this AD if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the NYACO, send it to the attention of the Program Manager, Continuing Operational Safety.</P>
            <NOTE>
              <HD SOURCE="HED">Note:</HD>
              <P>Before using any approved AMOC, we request that you notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office or certificate holding district office.</P>
            </NOTE>
            <HD SOURCE="HD1">Related Information</HD>
            <P>(i) For more information about this AD, contact Stephen Kowalski, Aviation Safety Engineer, FAA, Airframe and Propulsion Branch, ANE-171, 1600 Stewart Ave., Suite 410, Westbury, New York 11590, telephone (516) 228-7327, fax (516) 794-5531.</P>
            <HD SOURCE="HD1">Subject</HD>
            <P>(j) Joint Aircraft System Component (JASC)/Air Transport Association (ATA) of America Code 5302: Rotorcraft Tailboom.</P>
            <HD SOURCE="HD1">Material Incorporated by Reference</HD>
            <P>(k) You must use the specified portions of the service information contained in Schweizer Service Bulletins B-295 or C1B-032, both dated December 21, 2010, for your model helicopter to do the actions required by this AD.</P>

            <P>(2) For service information identified in this AD, contact Schweizer Aircraft Corporation, Elmira/Corning Regional Airport, 1250 Schweizer Road, Horseheads, NY 14845, telephone (607) 739-3821, fax: (607) 796-2488, e-mail address<E T="03">schweizer@sacusa.com,</E>or at<E T="03">http://www.sacusa.com/support.</E>
            </P>

            <P>(3) You may also review copies of the service information that is incorporated by reference at the FAA, Office of the Regional Counsel, 2601 Meacham Blvd., Room 663, Fort Worth, Texas, or at the National Archives and Records Administration (NARA). For information on the availability of this material at an NARA facility, call 202-741-6030, or go to<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Fort Worth, Texas, on June 3, 2011.</DATED>
          <NAME>Kim Smith,</NAME>
          <TITLE>Manager, Rotorcraft Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16571 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-0152; Directorate Identifier 2010-NM-079-AD; Amendment 39-16739; AD 2011-14-04]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Dassault Aviation Model FALCON 7X Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), Department of Transportation (DOT).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are adopting a new airworthiness directive (AD) for the products listed above. This AD results from mandatory continuing airworthiness information (MCAI) originated by an aviation authority of another country to identify and correct an unsafe condition on an aviation product. The MCAI describes the unsafe condition as:</P>
          
          <EXTRACT>
            <P>On some Falcon 7X aeroplanes, it has been determined potential low clearance between electrical wiring or hydraulic pipe and nearby structure.</P>
            <P>Although no in service incident has been reported, there is no certainty that the minimum clearances would be maintained over time. In the worst case, interference or contact with structure might occur and lead to electrical short circuits or fluid leakage, potentially resulting in loss of several functions essential for safe flight.</P>
            <STARS/>
          </EXTRACT>
          
          <PRTPAGE P="39257"/>
          <P>We are issuing this AD to require actions to correct the unsafe condition on these products.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD becomes effective August 10, 2011.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of certain publications listed in this AD as of August 10, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov</E>or in person at the U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Tom Rodriguez, Aerospace Engineer, International Branch, ANM-116, Transport Airplane Directorate, FAA, 1601 Lind Avenue, SW., Renton, Washington 98057-3356; telephone (425) 227-1137; fax (425) 227-1149.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to include an AD that would apply to the specified products. That NPRM was published in the<E T="04">Federal Register</E>on March 8, 2011 (76 FR 12624). That NPRM proposed to correct an unsafe condition for the specified products. The MCAI states:</P>
        
        <EXTRACT>
          <P>On some Falcon 7X aeroplanes, it has been determined potential low clearance between electrical wiring or hydraulic pipe and nearby structure.</P>
          <P>Although no in service incident has been reported, there is no certainty that the minimum clearances would be maintained over time. In the worst case, interference or contact with structure might occur and lead to electrical short circuits or fluid leakage, potentially resulting in loss of several functions essential for safe flight.</P>
          <P>Dassault Aviation has developed two Service Bulletins (SB) that provide corrective actions to ensure the minimum required clearance, as well as adequate protection between hydraulic pipe (SB n° 0 92) and electrical wiring (SB n° 006) and the aeroplane structure.</P>
          <P>This [European Aviation Safety Agency (EASA)] AD requires the implementation of both SBs on the affected aeroplanes.</P>
          <P>Since issuance of EASA AD 2010-0029, Dassault Aviation has developed modifications M1036 and M1037. M1036 is equivalent to M1007 while M1037 is equivalent to M1020. These modifications are embodied during production on new aeroplanes.</P>
          <P>This [EASA] AD has been revised to exclude from the AD applicability the aeroplanes on which those modifications are embodied.</P>
        </EXTRACT>
        
        <P>Required actions include general visual inspections for damage of wiring bundles and feeders. Damage includes, but is not limited to: Signs of overheat, discoloration, or damaged and cut strands on the cables and insulating sleeves. Corrective actions for damage of wiring bundles and feeders include repairing damage. Other required actions include modifying the applicable wiring and layout, a general visual inspection for absence of marks of the rear tank wall at the contact area, installing a protective plate on the rear tank wall, and installing a hydraulic pipe if necessary. If contact marks are found, required actions include an eddy current inspection or a penetrant inspection for cracks, and repair if necessary. You may obtain further information by examining the MCAI in the AD docket.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. We received no comments on the NPRM or on the determination of the cost to the public.</P>
        <HD SOURCE="HD1">Editorial Change</HD>
        <P>We have made a minor editorial change to paragraph (g)(3)(ii)(A) of this AD.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the available data and determined that air safety and the public interest require adopting the AD with the change described previously. We determined that this change will not increase the economic burden on any operator or increase the scope of the AD.</P>
        <HD SOURCE="HD1">Differences Between This AD and the MCAI or Service Information</HD>
        <P>We have reviewed the MCAI and related service information and, in general, agree with their substance. But we might have found it necessary to use different words from those in the MCAI to ensure the AD is clear for U.S. operators and is enforceable. In making these changes, we do not intend to differ substantively from the information provided in the MCAI and related service information.</P>
        <P>We might also have required different actions in this AD from those in the MCAI in order to follow our FAA policies. Any such differences are highlighted in a NOTE within the AD.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD will affect 21 products of U.S. registry. We also estimate that it will take about 65 work-hours per product to comply with the basic requirements of this AD. The average labor rate is $85 per work-hour. Required parts will cost about $0 per product. Where the service information lists required parts costs that are covered under warranty, we have assumed that there will be no charge for these parts. As we do not control warranty coverage for affected parties, some parties may incur costs higher than estimated here. Based on these figures, we estimate the cost of this AD to the U.S. operators to be $116,025, or $5,525 per product.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. “Subtitle VII: Aviation Programs,” describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in “Subtitle VII, Part A, Subpart III, Section 44701: General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify this AD:</P>
        <P>1. Is not a “significant regulatory action” under Executive Order 12866;</P>
        <P>2. Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); and</P>
        <P>3. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>We prepared a regulatory evaluation of the estimated costs to comply with this AD and placed it in the AD docket.</P>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Operations office between 9 a.m. and 5 p.m., Monday through Friday,<PRTPAGE P="39258"/>except Federal holidays. The AD docket contains the NPRM, the regulatory evaluation, any comments received, and other information. The street address for the Docket Operations office (telephone (800) 647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new AD:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2011-14-04Dassault Aviation:</E>Amendment 39-16739. Docket No. FAA-2011-0152; Directorate Identifier 2010-NM-079-AD.</FP>
            <HD SOURCE="HD1">Effective Date</HD>
            <P>(a) This airworthiness directive (AD) becomes effective August 10, 2011.</P>
            <HD SOURCE="HD1">Affected ADs</HD>
            <P>(b) None.</P>
            <HD SOURCE="HD1">Applicability</HD>
            <P>(c) This AD applies to Dassault Aviation Model FALCON 7X airplanes, certificated in any category; having serial numbers 2 through 22 inclusive, 24 through 26 inclusive, 29, 30, 32 and subsequent; except those on which modifications M964, M937, M976, M1007 or M1036, M1020 or M1037, and M1022 have all been implemented.</P>
            <HD SOURCE="HD1">Subject</HD>
            <P>(d) Air Transport Association (ATA) of America Code 20: Air Frame Wiring; and ATA Code 29: Hydraulic Power.</P>
            <HD SOURCE="HD1">Reason</HD>
            <P>(e) The mandatory continuing airworthiness information (MCAI) states:</P>
            <P>On some Falcon 7X aeroplanes, it has been determined potential low clearance between electrical wiring or hydraulic pipe and nearby structure.</P>
            <P>Although no in service incident has been reported, there is no certainty that the minimum clearances would be maintained over time. In the worst case, interference or contact with structure might occur and lead to electrical short circuits or fluid leakage, potentially resulting in loss of several functions essential for safe flight.</P>
            <STARS/>
            <HD SOURCE="HD1">Compliance</HD>
            <P>(f) You are responsible for having the actions required by this AD performed within the compliance times specified, unless the actions have already been done.</P>
            <HD SOURCE="HD1">Inspections and Modification of Wiring and Rear Fuel Tank Panel</HD>
            <P>(g) Within 10 months or 650 flight hours after the effective date of this AD, whichever occurs first, do the actions specified in paragraphs (g)(1), (g)(2), and (g)(3) of this AD.</P>
            <P>(1) Do a general visual inspection for damage of wiring bundles and feeders, in accordance with the Accomplishment Instructions of Dassault Mandatory Service Bulletin 7X-006, Revision 1, dated March 3, 2010. If any damage is found, before further flight, repair, in accordance with Dassault Mandatory Service Bulletin 7X-006, Revision 1, dated March 3, 2010.</P>
            <P>(2) Modify the applicable wiring and layout, in accordance with the Accomplishment Instructions of Dassault Mandatory Service Bulletin 7X-006, Revision 1, dated March 3, 2010.</P>
            <P>(3) Do a general visual inspection for absence of marks on the rear tank wall at the contact area, in accordance with the Accomplishment Instructions of Dassault Mandatory Service Bulletin 7X-092, Revision 1, dated January 4, 2010.</P>
            <P>(i) If no contact marks are found during the inspection required by paragraph (g)(3) of this AD, before further flight, modify the protective plate, and install a hydraulic pipe as applicable, in accordance with the Accomplishment Instructions of Dassault Mandatory Service Bulletin 7X-092, Revision 1, dated January 4, 2010.</P>
            <P>(ii) If any contact marks are found during the inspection required by paragraph (g)(3) of this AD, before further flight, do either an eddy current inspection for cracks or a penetrant inspection for cracks, in accordance with the Accomplishment Instructions of Dassault Mandatory Service Bulletin 7X-092, Revision 1, dated January 4, 2010.</P>
            <P>(A) If no crack is detected during any inspection required by paragraph (g)(3)(ii) of this AD, before further flight, do the actions specified in paragraph (g)(3)(i) of this AD.</P>
            <P>(B) If any crack is detected during any inspection required in paragraph (g)(3)(ii) of this AD, before further flight, repair the crack using a method approved by either the Manager, International Branch, ANM-116, Transport Airplane Directorate, FAA; or the European Aviation Safety Agency (EASA) (or its delegated agent); and modify the protective plate, and install a hydraulic pipe as applicable, in accordance with the Accomplishment Instructions of Dassault Mandatory Service Bulletin 7X-092, Revision 1, dated January 4, 2010.</P>
            <HD SOURCE="HD1">Credit for Actions Accomplished in Accordance With Previous Service Information</HD>
            <P>(h) Doing a general visual inspection for damage, repairing wiring bundles and feeders, and modifying the applicable wiring and layout, in accordance with Dassault Mandatory Service Bulletin 7X-006, dated December 18, 2009; and doing a general visual inspection for absence of marks on the rear tank wall at the contact area, modifying the protective plate, installing a hydraulic pipe as applicable, and doing either an eddy current inspection for cracks or a penetrant inspection for cracks, in accordance with Dassault Mandatory Service Bulletin 7X-092, dated July 17, 2009; before the effective date of this AD is acceptable for compliance with the corresponding actions required by paragraphs (g)(1), (g)(2), and (g)(3) of this AD.</P>
            <HD SOURCE="HD1">FAA AD Differences</HD>
            <NOTE>
              <HD SOURCE="HED">Note 1:</HD>
              <P>This AD differs from the MCAI and/or service information as follows: No differences.</P>
            </NOTE>
            <HD SOURCE="HD1">Other FAA AD Provisions</HD>
            <P>(i) The following provisions also apply to this AD:</P>
            <P>(1)<E T="03">Alternative Methods of Compliance (AMOCs):</E>The Manager, International Branch, ANM-116, Transport Airplane Directorate, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. Send information to ATTN: Tom Rodriguez, Aerospace Engineer, International Branch, ANM-116, Transport Airplane Directorate, FAA, 1601 Lind Avenue, SW., Renton, Washington 98057-3356; telephone (425) 227-1137; fax (425) 227-1149. Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office. The AMOC approval letter must specifically reference this AD.</P>
            <P>(2)<E T="03">Airworthy Product:</E>For any requirement in this AD to obtain corrective actions from a manufacturer or other source, use these actions if they are FAA-approved. Corrective actions are considered FAA-approved if they are approved by the State of Design Authority (or their delegated agent). You are required to assure the product is airworthy before it is returned to service.</P>
            <HD SOURCE="HD1">Related Information</HD>
            <P>(j) Refer to MCAI EASA Airworthiness Directive 2010-0029R1, dated November 25, 2010; Dassault Mandatory Service Bulletin 7X-006, Revision 1, dated March 3, 2010; and Dassault Mandatory Service Bulletin 7X-092, Revision 1, dated January 4, 2010; for related information.</P>
            <HD SOURCE="HD1">Material Incorporated by Reference</HD>
            <P>(k) You must use Dassault Mandatory Service Bulletin 7X-006, Revision 1, dated March 3, 2010; and Dassault Mandatory Service Bulletin 7X-092, Revision 1, dated January 4, 2010; as applicable; to do the actions required by this AD, unless the AD specifies otherwise.</P>
            <P>(1) The Director of the Federal Register approved the incorporation by reference of this service information under 5 U.S.C. 552(a) and 1 CFR part 51.</P>

            <P>(2) For service information identified in this AD, contact Dassault Falcon Jet, P.O. Box 2000, South Hackensack, New Jersey 07606; telephone 201-440-6700; Internet<E T="03">http://www.dassaultfalcon.com.</E>
            </P>

            <P>(3) You may review copies of the service information at the FAA, Transport Airplane<PRTPAGE P="39259"/>Directorate, 1601 Lind Avenue, SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>

            <P>(4) You may also review copies of the service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202-741-6030, or go to:<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Renton, Washington, on June 17, 2011.</DATED>
          <NAME>Kalene C. Yanamura,</NAME>
          <TITLE>Acting Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16057 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 71</CFR>
        <DEPDOC>[Docket No. FAA-2011-0116; Airspace Docket No. 11-ANE-1]</DEPDOC>
        <SUBJECT>Establishment of Class E Airspace; Brunswick, ME</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; correction.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This action corrects the effective date of a final rule that was published in the<E T="04">Federal Register</E>on June 22, 2011, that establishes Class E airspace at Brunswick Executive Airport, Brunswick, ME.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>The effective date is moved from 0901 UTC, August 25, 2011, to 0901 UTC, July 28, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>John Fornito, Operations Support Group, Eastern Service Center, Federal Aviation Administration, P.O. Box 20636, Atlanta, Georgia 30320; telephone (404) 305-6364.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">History</HD>
        <P>
          <E T="04">Federal Register</E>Docket No. FAA-2011-0116, Airspace Docket No. 11-ANE-1, published on June 22, 2011 (76 FR 36285), establishes Class E airspace at Brunswick Executive Airport, Brunswick, ME. This action will move up the effective date of this rulemaking, as the new approach procedures are to be published July 28, 2011. The original August 25, 2011, effective date was an oversight by the FAA. The FAA has determined good cause exists to have an effective date less than 30 days after the publication of this final rule because of the financial hardship the airport and its employees would incur with a delay of this magnitude.</P>
        <P>The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore, (1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a Regulatory Evaluation as the anticipated impact is so minimal. Since this is a routine matter that will only affect air traffic procedures and air navigation, it is certified that this rule, when promulgated, would not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>The FAA's authority to issue rules regarding aviation safety is found in Title 49 of the United States Code. Subtitle I, Section 106 describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency's authority.</P>
        <P>This rulemaking is promulgated under the authority described in Subtitle VII, Part, A, Subpart I, Section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it establishes Class E airspace at Brunswick Executive Airport, Brunswick, ME.</P>
        <HD SOURCE="HD1">Correction to Final Rule</HD>
        <P>In final rule FR Doc 2011-15305, on page 36285 in the Federal Register of June 22, 2011 (76 FR 36285), make the following correction:</P>
        <P>On page 36285, in the third column, in the<E T="02">DATES</E>section, remove the date August 28, 2011, and replace with the date July 25, 2011.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>49 U.S.C. 106(g); 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.</P>
        </AUTH>
        <SIG>
          <DATED>Issued in Washington, DC, on June 28, 2011.</DATED>
          <NAME>Rebecca B. MacPherson,</NAME>
          <TITLE>Assistant Chief Counsel for Regulations.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16783 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 91</CFR>
        <DEPDOC>[Docket No. FAA-2001-11133; Amendment No. 91-323]</DEPDOC>
        <SUBJECT>Manual Requirements</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration, DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; technical amendment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Federal Aviation Administration (FAA) is making a minor technical change to a final rule published in the<E T="04">Federal Register</E>on July 27, 2004. This final rule established new requirements for the certification, operation, and maintenance of light-sport aircraft under several regulations. In the final rule, the FAA inadvertently did not change an affected regulatory reference in one section. The FAA is issuing this technical amendment to correct that oversight.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Dates:</E>This rule becomes effective on August 5, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Kim Barnette, Flight Standards Service, Aircraft Maintenance Division, AFS-300, Federal Aviation Administration, 950 L'Enfant Plaza North, SW., Washington, DC 20024; telephone (202) 385-6403; facsimile (202) 385-6474; e-mail<E T="03">Kim.A.Barnette@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The FAA published a final rule entitled “Certification of Aircraft and Airmen for the Operation of Light-Sport Aircraft,” in the<E T="04">Federal Register</E>on July 27, 2004 (69 FR 44772). That final rule established new requirements for the certification, operation, and maintenance of light-sport aircraft. That final rule also redesignated the concluding text of § 43.9(a) as § 43.9(d) but did not revise a cross-reference in § 91.417(a)(2)(vi) to reflect the redesignation of that text. This technical amendment will correct § 91.417(a)(2)(vi) to reference the redesignated text in § 43.9(d).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 91</HD>
          <P>Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>Accordingly, Title 14 of the Code of Federal Regulations (CFR) part 91 is amended as follows:</P>
        <HD SOURCE="HD1">The Amendment</HD>
        <REGTEXT PART="91" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 91—GENERAL OPERATING AND FLIGHT RULES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 91 continues to read as follows:</AMDPAR>
          <AUTH>
            <PRTPAGE P="39260"/>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 1155, 40103, 40113, 40120, 44101, 44111, 44701, 44709, 44711, 44712, 44715, 44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507, 47122, 47508, 47528-47531, articles 12 and 29 of the Convention on International Civil Aviation (61 Stat.1180).</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="91" TITLE="14">
          <AMDPAR>2. Amend § 91.417 by revising paragraph (a)(2)(vi) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 91.417</SECTNO>
            <SUBJECT>Maintenance records.</SUBJECT>
            <P>(a) * * *</P>
            <P>(2) * * *</P>
            <P>(vi) Copies of the forms prescribed by § 43.9(d) of this chapter for each major alteration to theairframe and currently installed engines, rotors, propellers, and appliances.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Washington, DC, on June 29, 2011.</DATED>
          <NAME>Dennis R. Pratte,</NAME>
          <TITLE>Acting Director, Office of Rulemaking.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16863 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Bureau of Economic Analysis</SUBAGY>
        <CFR>15 CFR Part 806</CFR>
        <DEPDOC>[Docket No. 110321207-1206-01]</DEPDOC>
        <RIN>RIN 0691-AA78</RIN>
        <SUBJECT>Direct Investment Surveys: Alignment of Regulations With Current Practices</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Economic Analysis, Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This final rule amends regulations of the Bureau of Economic Analysis (BEA) related to direct investment surveys. Specifically, BEA is eliminating reporting requirements for several direct investment surveys that are no longer necessary because the information is collected on other surveys of direct investment conducted by BEA. The surveys that are eliminated from the regulations are: A survey of foreign direct investment in the U.S. seafood industry, two schedules of expenditures for property, plant, and equipment of U.S. direct investment abroad, and two industry classification questionnaires. In addition, BEA is eliminating the reporting requirements for two surveys of new foreign direct investment in the United States. BEA suspended collection of these surveys in 2009 in order to align its international survey program with available resources. BEA is also making other minor revisions to its regulations to eliminate outdated information.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This final rule will be effective August 5, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>David H. Galler, Chief, Direct Investment Division (BE-50), Bureau of Economic Analysis, U.S. Department of Commerce, Washington, DC 20230; e-mail<E T="03">David.Galler@bea.gov</E>or phone (202) 606-9835.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>On April 7, 2011, BEA published a notice of proposed rulemaking to align its regulations for direct investment surveys with current practices. No comments on the proposed rule were received. Thus the proposed rule is adopted without change. This final rule amends 15 CFR Part 806 by revising §§ 806.14, 806.15, and 806.18 to remove the reporting requirements for several direct investment surveys. The surveys are:</P>
        
        <FP SOURCE="FP-1">BE-13, Initial Report on a Foreign Person's Direct or Indirect Acquisition, Establishment, or Purchase of the Operating Assets, of a U.S. Business Enterprise, Including Real Estate</FP>
        <FP SOURCE="FP-1">BE-14, Report by a U.S. Person Who Assists or Intervenes in the Acquisition of a U.S. Business Enterprise by, or Who Enters into a Joint Venture With, a Foreign Person</FP>
        <FP SOURCE="FP-1">BE-21, Survey of Foreign Direct Investment in U.S. Business Enterprises Engaged in the Processing, Packaging, or Wholesale Distribution of Fish or Seafoods</FP>
        <FP SOURCE="FP-1">BE-133B, Follow-up Schedule of Expenditures for Property, Plant, and Equipment of U.S. Direct Investment Abroad</FP>
        <FP SOURCE="FP-1">BE-133C, Schedule of Expenditures for Property, Plant, and Equipment of U.S. Direct Investment Abroad</FP>
        <FP SOURCE="FP-1">BE-507, Industry Classification Questionnaire</FP>
        <FP SOURCE="FP-1">BE-607, Industry Classification Questionnaire</FP>
        
        <P>BEA is removing the reporting requirements for the BE-13 and the BE-14 surveys which were suspended in 2009 in order to align its international survey program with available resources. The surveys had been used to collect identification information on the U.S. business being established or acquired and on the new foreign owner, information on the cost of the investment and source of funding, and limited financial and operating data for the newly established or acquired entity. The data had been used to measure the amount of new foreign direct investment in the United States and assess its impact on the U.S. economy. BEA continues to identify newly acquired or established U.S. affiliates of foreign investors and bring them into its international survey program through the BE-12, BE-15, and BE-605 surveys, which are the benchmark, annual, and quarterly surveys of foreign direct investment in the United States, respectively, but they are not separately identified in BEA's published statistics.</P>
        <P>BEA is eliminating the regulations for the BE-21, BE-133B, BE-133C, BE-507, and BE-607 surveys since they have not been conducted in many years and are no longer necessary because the information is collected on other surveys of direct investment conducted by BEA.</P>
        <P>In addition, BEA is making other minor revisions to its regulations to eliminate outdated information. These revisions eliminate references to outdated information regarding BE-10 survey forms and inactive OMB control numbers.</P>
        <HD SOURCE="HD1">Executive Order 12866</HD>
        <P>This final rule has been determined to be not significant for purposes of E.O. 12866.</P>
        <HD SOURCE="HD1">Executive Order 13132</HD>
        <P>This final rule does not contain policies with Federalism implications as that term is defined in E.O. 13132.</P>
        <HD SOURCE="HD1">Paperwork Reduction Act</HD>
        <P>The Office of Management and Budget (OMB) approvals under the Paperwork Reduction Act for the seven surveys that BEA is eliminating have expired. The information collection approval for the BE-13 and BE-14 (under OMB control number 0608-0035) expired on August 31, 2009; the BE-21 approval (OMB control number 0608-0050) expired September 30, 1983; the BE-133B and BE-133C (OMB control number 0608-0024) expired December 31, 1994; the BE-507 approval (OMB control number 0608-0032) expired April 30, 1997; and the BE-607 approval (OMB control number 0608-0030) expired on May 31, 1991.</P>
        <HD SOURCE="HD1">Regulatory Flexibility Act</HD>

        <P>The Chief Counsel for Regulation, Department of Commerce, has certified to the Chief Counsel for Advocacy, Small Business Administration, under the provisions of the Regulatory Flexibility Act (5 U.S.C. 605(b)), that this final rule will not have a significant economic impact on a substantial number of small entities. The factual basis for the certification was published in the proposed rule and is not repeated here. No comments were received regarding the certification or the economic impact of the rule more<PRTPAGE P="39261"/>generally. No final regulatory flexibility analysis was prepared.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 15 CFR Part 806</HD>
          <P>Economic statistics, Foreign investment in the United States, International transactions, Penalties, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 7, 2011.</DATED>
          <NAME>J. Steven Landefeld,</NAME>
          <TITLE>Director, Bureau of Economic Analysis.</TITLE>
        </SIG>
        
        <P>For reasons set forth in the preamble, BEA amends 15 CFR part 806 as follows:</P>
        <REGTEXT PART="806" TITLE="15">
          <PART>
            <HD SOURCE="HED">PART 806—DIRECT INVESTMENT SURVEYS</HD>
          </PART>
          <AMDPAR>1. The authority citation for 15 CFR part 806 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>5 U.S.C. 301; 22 U.S.C. 3101-3108; E.O. 11961 (3 CFR, 1977 Comp., p. 86), as amended by E.O. 12318 (3 CFR, 1981 Comp., p. 173), and E.O. 12518 (3 CFR, 1985 Comp., p. 348).</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="806" TITLE="15">
          <AMDPAR>2. In § 806.14, paragraph (d)(3) is removed and paragraphs (f)(1), (f)(2), (g)(1) are removed and reserved. Paragraph (g)(2) is revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 806.14</SECTNO>
            <SUBJECT>U.S. direct investment abroad.</SUBJECT>
            <STARS/>
            <P>(g) * * *</P>
            <P>(2) BE-10-Benchmark Survey of U.S. Direct Investment Abroad: Section 4(b) of the Act (22 U.S.C. 3103) provides that a comprehensive benchmark survey of U.S. direct investment abroad will be conducted in 1982, 1989, and every fifth year thereafter. Exemption levels, specific requirements for, and the year of coverage of, a given BE-10 survey may be found in § 806.16.</P>
            <STARS/>
          </SECTION>
          <SECTION>
            <SECTNO>§ 806.15</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="806" TITLE="15">
          <AMDPAR>3. In § 806.15, paragraph (j)(1) is removed and reserved and paragraphs (j)(3), (j)(4), and (j)(5) are removed.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="806" TITLE="15">
          <AMDPAR>4. Section 806.18(b) is revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 806.18</SECTNO>
            <SUBJECT>OMB control numbers assigned to the Paperwork Reduction Act.</SUBJECT>
            <STARS/>
            <P>(b) Display.</P>
            <GPOTABLE CDEF="s60,10" COLS="2" OPTS="L2,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">15 CFR section where identified and described</CHED>
                <CHED H="1">Current OMB control No.</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">806.1 through 806.17</ENT>
                <ENT>0608-0004<LI>0009</LI>
                  <LI>0034</LI>
                  <LI>0042</LI>
                  <LI>0049</LI>
                  <LI>0053</LI>
                </ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16065 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-06-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">TENNESSEE VALLEY AUTHORITY</AGENCY>
        <CFR>18 CFR Part 1301</CFR>
        <SUBJECT>Tennessee Valley Authority Procedures</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Tennessee Valley Authority (TVA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Tennessee Valley Authority is amending its regulations which currently contain TVA's procedures for the Freedom of Information Act (FOIA), the Privacy Act, and the Government in the Sunshine Act. TVA is adding procedures related to classified national security information.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>July 6, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Mark R. Winter, Senior Information Security Specialist, 1101 Market Street (MP 3C), Tennessee Valley Authority, Chattanooga, Tennessee 37402, (423) 751-6004. E-mail:<E T="03">mrwinter@tva.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This rule was not published in proposed form since it relates to agency procedure and practice. TVA considers this rule to be a procedural rule which is exempt from notice and comment under 5 U.S.C. 533(b)(3)(A). This rule is not a significant rule for purposes of Executive Order 12866 and has not been reviewed by the Office of Management and Budget. As required by the Regulatory Flexibility Act, TVA certifies that these regulatory amendments will not have a significant impact on small business entities. This rule does not impose any new reporting or record-keeping requirements subject to the Paperwork Reduction Act, 44 U.S.C. Chapter 35, as amended.</P>

        <P>On December 29, 2009, Executive Order 13526, Classified National Security Information, was published in the<E T="04">Federal Register.</E>This order prescribes a uniform system for classifying, safeguarding, and declassifying national security information. On June 28, 2010, the Information Security Oversight Office (ISOO) published its directive, 32 CFR Part 2001, Classified National Security Information, for implementing the Executive Order at 75<E T="04">Federal Register</E>37254.</P>
        <P>Since this rule is non-substantive, it is being made effective July 6, 2011.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 18 CFR Part 1301</HD>
          <P>Freedom of information, Government in the sunshine, Privacy.</P>
        </LSTSUB>
        
        <P>For the reasons stated in the preamble, TVA amends 18 CFR part 1301 by adding Subpart E, Protection of National Security Classified Information, as follows:</P>
        <REGTEXT PART="1301" TITLE="18">
          <PART>
            <HD SOURCE="HED">PART 1301—PROCEDURES</HD>
            <CONTENTS>
              <SUBPART>
                <HD SOURCE="HED">Subpart E—Protection of National Security Classified Information</HD>
                <SECHD>Sec.</SECHD>
                <SECTNO>1301.61</SECTNO>
                <SUBJECT>Purpose and scope.</SUBJECT>
                <SECTNO>1301.62</SECTNO>
                <SUBJECT>Definitions.</SUBJECT>
                <SECTNO>1301.63</SECTNO>
                <SUBJECT>Senior agency official.</SUBJECT>
                <SECTNO>1301.64</SECTNO>
                <SUBJECT>Original classification authority.</SUBJECT>
                <SECTNO>1301.65</SECTNO>
                <SUBJECT>Derivative classification.</SUBJECT>
                <SECTNO>1301.66</SECTNO>
                <SUBJECT>General declassification and downgrading policy.</SUBJECT>
                <SECTNO>1301.67</SECTNO>
                <SUBJECT>Mandatory review for declassification.</SUBJECT>
                <SECTNO>1301.68</SECTNO>
                <SUBJECT>Identification and marking.</SUBJECT>
                <SECTNO>1301.69</SECTNO>
                <SUBJECT>Safeguarding classified information.</SUBJECT>
              </SUBPART>
            </CONTENTS>
            <SUBPART>
              <HD SOURCE="HED">Subpart E—Protection of National Security Classified Information</HD>
              <SECTION>
                <SECTNO>§ 1301.61</SECTNO>
                <SUBJECT>Purpose and scope.</SUBJECT>
                <P>(a)<E T="03">Purpose.</E>These regulations, taken together with the Information Security Oversight Office's implementing directive at 32 CFR Part 2001, Classified National Security Information, provide the basis for TVA's security classification program implementing Executive Order 13526, “Classified National Security Information,” as amended (“the Executive Order”).</P>
                <P>(b)<E T="03">Scope.</E>These regulations apply to TVA employees, contractors, and individuals who serve in advisory, consultant, or non-employee affiliate capacities who have been granted access to classified information.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1301.62</SECTNO>
                <SUBJECT>Definitions.</SUBJECT>
                <P>The following definitions apply to this part:</P>
                <P>(a) “Original classification” is the initial determination that certain information requires protection against unauthorized disclosure in the interest of national security (i.e., national defense or foreign relations of the United States), together with a designation of the level of classification.</P>
                <P>(b) “Classified national security information” or “classified information” means information that has been determined pursuant to Executive Order 13526 or any predecessor order to require protection against unauthorized disclosure and is marked to indicate its classified status when in documentary form.</P>
              </SECTION>
              <SECTION>
                <PRTPAGE P="39262"/>
                <SECTNO>§ 1301.63</SECTNO>
                <SUBJECT>Senior agency official.</SUBJECT>
                <P>(a) The Executive Order requires that each agency that originates or handles classified information designate a senior agency official to direct and administer its information security program. TVA's senior agency official is the Director, Enterprise Information Security &amp; Policy.</P>
                <P>(b) Questions with respect to the Information Security Program, particularly those concerning the classification, declassification, downgrading, and safeguarding of classified information, shall be directed to the Senior Agency Official.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1301.64</SECTNO>
                <SUBJECT>Original classification authority.</SUBJECT>
                <P>(a) Original classification authority is granted by the Director of the Information Security Oversight Office. TVA does not have original classification authority.</P>
                <P>(b) If information is developed that appears to require classification, or is received from any foreign government information as defined in section 6.1(s) of Executive Order 13526, the individual in custody of the information shall immediately notify the Senior Agency Official and appropriately protect the information.</P>
                <P>(c) If the Senior Agency Official believes the information warrants classification, it shall be sent to the appropriate agency with original classification authority over the subject matter, or to the Information Security Oversight Office, for review and a classification determination.</P>
                <P>(d) If there is reasonable doubt about the need to classify information, it shall be safeguarded as if it were classified pending a determination by an original classification authority. If there is reasonable doubt about the appropriate level of classification, it shall be safeguarded at the higher level of classification pending a determination by an original classification authority.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1301.65</SECTNO>
                <SUBJECT>Derivative classification.</SUBJECT>
                <P>(a) In accordance with Part 2 of Executive Order 13526 and directives of the Information Security Oversight Office, the incorporation, paraphrasing, restating or generation in new form of information that is already classified, and the marking of newly developed material consistent with the classification markings that apply to the source information, is derivative classification.</P>
                <P>(1) Derivative classification includes the classification of information based on classification guidance.</P>
                <P>(2) The duplication or reproduction of existing classified information is not derivative classification.</P>
                <P>(b) Authorized individuals applying derivative classification markings shall:</P>
                <P>(1) Observe and respect original classification decisions; and</P>
                <P>(2) Carry forward to any newly created documents the pertinent classification markings.</P>
                <P>(3) For information derivatively classified based on multiple sources, the authorized individuals shall carry forward:</P>
                <P>(i) The date or event for declassification that corresponds to the longest period of classification among the sources; and</P>
                <P>(ii) A listing of these sources on or attached to the official file or record copy.</P>
                <P>(c) Documents classified derivatively shall bear all markings prescribed by 32 CFR 2001.20 through 2001.23 and shall otherwise conform to the requirements of 32 CFR 2001.20 through 2001.23.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1301.66</SECTNO>
                <SUBJECT>General declassification and downgrading policy.</SUBJECT>
                <P>(a) TVA does not have original classification authority.</P>
                <P>(b) TVA personnel may not declassify information originally classified by other agencies.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1301.67</SECTNO>
                <SUBJECT>Mandatory review for declassification.</SUBJECT>
                <P>(a) Reviews and referrals in response to requests for mandatory declassification shall be conducted in compliance with section 3.5 of Executive Order 13526, 32 CFR 2001.33, and 32 CFR 2001.34.</P>
                <P>(b) Any individual may request a review of classified information and material in possession of TVA for declassification. All information classified under Executive Order 13526 or a predecessor Order shall be subject to a review for declassification by TVA, if:</P>
                <P>(1) The request describes the documents or material containing the information with sufficient specificity to enable TVA to locate it with a reasonable amount of effort. Requests with insufficient description of the material will be returned to the requester for further information.</P>
                <P>(2) The information requested is not the subject of pending litigation.</P>
                <P>(c) Requests shall be in writing, and shall be sent to: Director, Enterprise Information Security &amp; Policy, Tennessee Valley Authority, 1101 Market St., Chattanooga, TN 37402.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1301.68</SECTNO>
                <SUBJECT>Identification and marking.</SUBJECT>
                <P>(a) Classified information shall be marked pursuant to the standards set forth in section 1.6, Identification and Marking, of the Executive Order; Information Security Oversight Office implementing directives in 32 CFR part 2001, subpart B; and internal TVA procedures.</P>
                <P>(b) Foreign government information shall retain its original classification markings or be marked and classified at a U.S. classification level that provides a degree of protection at least equivalent to that required by the entity that furnished the information. Foreign government information retaining its original classification markings need not be assigned a U.S. classification marking provided the responsible agency determines that the foreign government markings are adequate to meet the purposes served by U.S. classification markings.</P>
                <P>(c) Information assigned a level of classification under predecessor executive orders shall be considered as classified at that level of classification.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1301.69</SECTNO>
                <SUBJECT>Safeguarding classified information.</SUBJECT>
                <P>(a) All classified information shall be afforded a level of protection against unauthorized disclosure commensurate with its level of classification.</P>
                <P>(b) The Executive Order and the Information Security Oversight Office implementing directive provides information on the protection of classified information. Specific controls on the use, processing, storage, reproduction, and transmittal of classified information within TVA to provide protection for such information and to prevent access by unauthorized persons are contained in internal TVA procedures.</P>
                <P>(c) Any person who discovers or believes that a classified document is lost or compromised shall immediately report the circumstances to their supervisor and the Senior Agency Official, who shall conduct an immediate inquiry into the matter.</P>
              </SECTION>
            </SUBPART>
          </PART>
        </REGTEXT>
        <SIG>
          <NAME>Michael T. Tallent,</NAME>
          <TITLE>Director, Enterprise Information Security &amp; Policy (Acting).</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16810 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8120-08-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <PRTPAGE P="39263"/>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>International Trade Administration</SUBAGY>
        <CFR>19 CFR Part 351</CFR>
        <DEPDOC>[Docket No.100614263-1331-02]</DEPDOC>
        <RIN>RIN 0625-AA84</RIN>
        <SUBJECT>Antidumping and Countervailing Duty Proceedings: Electronic Filing Procedures; Administrative Protective Order Procedures</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Import Administration, International Trade Administration, Department of Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Department of Commerce (“the Department”) is amending its regulations governing the submission of information to the Department in antidumping duty (“AD”) and countervailing duty (“CVD”) proceedings. These amendments will incorporate changes resulting from the Department's implementation of an electronic filing and documents management program. More detailed procedures for electronic filing are set forth in a document separate from the regulations that is entitled “IA ACCESS Handbook On Electronic Filing Procedures” (“IA ACCESS Handbook”), which the Department has published on its Web site at<E T="03">http://iaaccess.trade.gov.</E>
          </P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>The effective date of this final rule is August 5, 2011. This final rule will apply to all AD/CVD proceedings that are active on the effective date and all AD/CVD proceedings initiated on or after the effective date.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Evangeline Keenan, Director of APO/Dockets Unit, Import Administration at (202) 482-3354; or Brian Soiset, Attorney, Office of the General Counsel, Office of Chief Counsel for Import Administration at (202) 482-1284.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>

        <P>On September 28, 2010, the Department published proposed amendments to the rules governing the submission of information to the Department in antidumping duty (“AD”) and countervailing duty (“CVD”) proceedings and requested comments from the public. 75 FR 44163 (September 28, 2010) (“Proposed Rule”). The Proposed Rule included changes resulting from the Department's implementation of an electronic filing and documents management program named Import Administration Antidumping and Countervailing Duty Centralized Electronic Service System, or IA ACCESS. The Department conducted a pilot program to test IA ACCESS from July 1, 2010 through September 30, 2010. 75 FR 32341 (June 8, 2010);<E T="03">Import Administration IA ACCESS Pilot Program, Public Notice and Request For Comments; Correction,</E>75 FR 34960 (June 21, 2010).</P>

        <P>The Department received numerous comments on its Proposed Rule and pilot program. The Proposed Rule, the comments received, and this notice can be accessed using the Federal eRulemaking Portal at<E T="03">http://www.Regulations.gov</E>under Docket Number ITA-2010-0003. After analyzing and carefully considering all of the comments that the Department received in response to the Proposed Rule and after review of the experience gained during the IA ACCESS Pilot Program and the comments thereto, the Department has amended certain provisions of the Proposed Rule and is publishing its final regulations. In addition, the Department has addressed below the comments received pertaining to the pilot program, implementation, and other technical aspects of IA ACCESS and the procedures for the release of public and business proprietary information using IA ACCESS.</P>
        <HD SOURCE="HD1">Explanation of Particular Provisions</HD>
        <HD SOURCE="HD2">Sections 351.103(a), 351.103(b), 351.103(c), and 351.103(d). Electronic and Manual Filing of Documents and Service Lists</HD>
        <P>Sections 351.103(a) and 351.103(b) describe the functions of Import Administration's Central Records Unit (CRU) and Administrative Protective Order and Dockets Unit (APO/Dockets Unit), as well as their location and office hours. The prior regulation stated that one function of the CRU is to maintain the Subsidies Library. The new regulation states that the Subsidies Library is maintained by Import Administration's Subsidies Enforcement Office. The Department also amended § 351.103(a) to reflect that CRU is now located in Room 7046 of the Herbert C. Hoover Building. The Department also amended sections 351.103(a) and 351.103(b) to specify that the office hours pertain to Eastern Time and to clarify that the Department's official address is 14th Street and Constitution Avenue, NW. Additionally, the Department deleted an extraneous period in “NW” in the addresses of the CRU and the APO/Dockets Unit.</P>
        <P>The prior regulation provided, in § 351.103(c), that although a party is free to provide the Department with a courtesy copy of a document, a document is not considered to be officially received by the Department unless it is submitted to the Import Administration's APO/Dockets Unit in Room 1870 and stamped with the date and, where necessary, the time of the receipt. To implement electronic filing procedures, the Department is amending the regulation so that the Department will consider a document to be officially received by the Department only when it is filed electronically in its entirety using IA ACCESS, in accordance with § 351.303(b)(2)(i), or, where applicable, filed manually in the APO/Dockets Unit in accordance with § 351.303(b)(2)(ii). The Department also deleted the reference to courtesy copies of a document in the final rule. Because the Department will now require that documents be filed electronically, Import Administration staff will have faster access to filed submissions, thus reducing the need for courtesy copies.</P>

        <P>With regard to manual filing, the Department had stated in the Proposed Rule that it would provide exceptions to the electronic filing requirement, but if a submitter experiences difficulty in filing a document electronically under circumstances for which “an” exception applies, the Department will consider the ability of the submitter and may modify the electronic filing requirement on a case-by-case basis. One commenter stated that this explanatory language in the Proposed Rule stood in contrast with the actual language in proposed § 351.303(b)(2), which stated that “if a submitter is unable to comply with the electronic filing requirement under certain circumstances for which no exception applies, the submitter must notify the Department promptly of any difficulties encountered in filing the document electronically.”<E T="03">Proposed Rule,</E>75 FR at 44164 (emphasis added). The commenter stated that the Department should unconditionally allow the relevant exception to apply, rather than make each situation a judgment call regarding the surrounding circumstances. The Department had made an inadvertent error in the explanatory language for § 351.103(c) in the Proposed Rule. The Department had intended to state that if a submitter experiences difficulty in filing a document electronically for which no exception applies, the submitter must notify the Department promptly of any difficulties encountered in filing the document electronically. However, the Department has amended sections 351.103(c) and 351.303(b)(2) so this language was not ultimately included in the final rule.<PRTPAGE P="39264"/>
        </P>
        <P>Section 351.103(d)(1) of the prior regulation required each interested party to file a letter of appearance separately from any other document filed with the Department, with the exception of a petitioner filing a petition in an investigation. The Department is amending the regulation to specify that it is this letter of appearance that triggers the interested party's inclusion in the public service list for the segment of the proceeding. The new regulation also refers to the definition of “interested party” under § 351.102(b)(29) to improve and clarify the explanation of how an interested party is placed on the public service list.</P>

        <P>One commenter suggested that the notice of appearance should also indicate whether that person prefers to or consents to electronic service (<E T="03">i.e.,</E>e-mail) for public documents and/or public versions of business proprietary documents. The Department has not adopted this suggestion because this rulemaking was intended to change the rules with regard to the filing of documents using IA ACCESS. It was not intended to change the rules regarding the method of serving documents. With the exception of the service of APO applications in § 351.305(b)(2) and the requirement that parties serve the complete final business proprietary document when bracketing changes have been made in § 351.303(c)(2)(ii), the Department has not changed the service requirements in the regulations.</P>
        <HD SOURCE="HD2">Sections 351.104(a), 351.104(b), 351.302(a), 351.302(c), and 351.302(d). Return of Material, Record of Proceedings, Extension of Time Limits, and Return of Untimely Filed or Unsolicited Material</HD>
        <HD SOURCE="HD2">Section 351.104</HD>
        <P>Section 351.104(a) pertains to the official record of AD and CVD proceedings. The prior regulation stated that the CRU will maintain an official record of each proceeding. The Department is deleting the reference to the CRU because the official record will not be located in the CRU for documents filed after IA ACCESS is implemented. Instead, for those documents, IA ACCESS will comprise the official record. However, the CRU will continue to maintain the official record in paper form for those documents that were filed prior to the implementation of IA ACCESS.</P>
        <P>In addition, § 351.104(a) previously stated that the Secretary will not use factual information, written argument, or other material that the Secretary returns to the submitter. The regulation also specifies the circumstances under which the official record will include a copy of a returned document. Sections 351.302(a) and 351.302(d) also previously set forth the procedures for requesting an extension of time limits and procedures for returning untimely filed submissions. The Department is amending these sections by replacing the term “return” with “reject.” Because the Department will use an electronic filing system, rather than physically returning inadmissible electronic submissions, the Department will reject such submissions and send written notice of the rejection to the submitter.</P>

        <P>Section 351.104(b) pertains to the public record of AD and CVD proceedings. The prior regulation specified that the public record of each proceeding will be maintained by the CRU. In the Proposed Rule, the Department proposed adding a statement that the public record will also be accessible online at<E T="03">http://www.trade.gov/ia.</E>The Department is removing the reference to CRU in this final rule because, as explained above, IA ACCESS, not CRU, will comprise and contain the public record for documents filed after its implementation. The CRU will continue to maintain the public record in paper form for those documents that were filed prior to implementation of IA ACCESS. During the first phase of implementation (which begins on the effective date of this final rule), the public will be able to access the public record on IA ACCESS from computers in the CRU. After the second phase of implementation of IA ACCESS, the public will be able to access the public record on the Department's Web site from any computer with Internet access. Because the public record will not be accessible from the Web site on the effective date of this final rule, the Department is deleting the reference to the Web site.</P>
        <HD SOURCE="HD2">Section 351.302</HD>
        <P>Section 351.302(c) addresses procedures for requesting an extension of a specific time limit. The Department proposed amending the regulation by including a reference to § 351.303 in order to specify that an extension request be made in writing and properly filed using IA ACCESS. One commenter stated that the Department should clarify whether its proposed amendment to require extension requests to be made in writing suggests that telephonic or written requests by e-mail will never be accepted under the new regulations. The commenter stated that the Department must recognize that under certain circumstances, such as a power outage or a service outage on the part of an Internet service provider, it may be impossible to timely and properly file a written extension request with the Department through electronic filing. The Department has not changed the requirement that an extension request must be in writing and properly filed. The only change in the final regulation is a reference to the requirement that the extension request must be filed consistent with § 351.303, which contains the electronic filing requirement as well as provisions for when manual filing may be appropriate. In addition, as discussed below, if a user experiences difficulty in electronically filing an extension request or any other submission, a Help Desk line will be available during business hours to assist the user.</P>
        <HD SOURCE="HD2">Sections 351.303(a), 351.303(b), 351.303(c), 351.303(d), and 351.303(f). Filing, Document Identification, Format, Specifications and Markings, and Service</HD>
        <P>The Department is amending § 351.303 to require electronic filing of all documents and to specify when manual filing will be accepted as an alternative. The Department is also clarifying the identification of documents and correcting minor typographical errors in this section.</P>
        <HD SOURCE="HD2">Section 351.303(a). Introduction</HD>
        <P>The Department is amending the heading for § 351.303 to add the term “Document Identification.” The Department is also amending § 351.303(a) to include “documentation identification” in the list of procedural rules covered by this regulation.</P>
        <HD SOURCE="HD2">Section 351.303(b). Filing</HD>
        <P>The Department is amending § 351.303(b) to add subparagraphs (1) through (4). Section 351.303(b) previously required all documents to be addressed and submitted to the APO/Dockets Unit, Room 1870 between the hours of 8:30 a.m. and 5 p.m. on business days. The Department is amending this section by designating it as subparagraph (1). The Department is also including in § 351.303(b)(1) the term “Eastern Time” to clarify the time a submission is due when the submitter may be filing the submission from a different time zone. The Department is also omitting the period after “NW” in the Department's address, which was a typographical error.</P>

        <P>In the Proposed Rule, the Department proposed specifying that manually filed submissions must be submitted between the hours of 8:30 a.m. and 5 p.m. Eastern Time on business days, but that electronically filed submissions must be<PRTPAGE P="39265"/>filed by 5 p.m. Eastern Time on the due date. The reason for the distinction is that manually filed submissions may only be filed during business hours, but electronically filed submissions may be filed at any time, provided that they are filed in their entirety by 5 p.m. Eastern Time on the due date.</P>
        <P>Two commenters requested clarification of whether electronically filed submissions will be due by 5 p.m. on the original due date, even if it falls on a weekend, holiday or non-business day. The commenters stated that parties whose deadlines do not fall on a business day will be at a disadvantage to parties whose deadlines fall on a business day and that there is no reason why the Department should grant less time for electronically filed documents on days when the Department is closed. Another commenter stated that electronic filing largely eliminates the rationale for a 5 p.m. deadline and suggested that the Department should require that documents to be filed prior to midnight on that date. The same commenter proposed, alternatively, that if the Department will maintain its requirement that different filing events be used for files that exceed the system's file size limit, then the Department should adopt other procedures to avoid harsh results. For example, the commenter suggested setting the deadline for such large documents at 6 p.m.</P>
        <P>In response to the first two comments, the Department is amending the language in § 351.303(b)(1) to clarify that where the due date for either an electronic or manual filing falls on a non-business day, the Secretary will accept documents filed on the next business day. With regard to the proposals to change the filing deadline to midnight or, alternatively, 6 p.m. for submissions requiring multiple filing events, the Department has not adopted either proposal. The APO/Dockets Unit, which will continue to process manually filed documents, will maintain its current hours of operation, 8:30 a.m. through 5 p.m. Eastern Time, in order to provide equal treatment for both electronic and manual submissions. In addition, the Department's technical support for electronic filing will not be available after 5 p.m., so the Department believes that a 5 p.m. deadline is appropriate.</P>
        <HD SOURCE="HD2">Electronic Filing Requirement and Exceptions Thereto</HD>

        <P>The Department is adding § 351.303(b)(2), which sets forth the electronic filing requirement using IA ACCESS and the exemptions to that requirement. This regulation also refers to the IA ACCESS Handbook, which contains detailed filing procedures that a submitter must follow. The IA ACCESS Handbook is available on the Department's Web site at<E T="03">http://www.trade.gov/ia</E>.</P>
        <P>In the Proposed Rule, the Department stated that exceptions to the electronic filing requirement will be set forth in the IA ACCESS Handbook. Proposed § 351.303(b)(2)(i) stated that if a submitter were unable to comply with the electronic filing requirement under certain circumstances for which no exception in the IA ACCESS Handbook applies, in accordance with section 782(c) of the Tariff Act, as amended, the Department will consider the ability of the submitter and may modify the electronic filing requirements on a case-by-case basis.</P>
        <P>The Department received numerous comments with regard to this regulation. Several commenters expressed the need for the Department to disclose the specific exceptions to or exemptions from the electronic filing requirement. One commenter stated that exceptions to the electronic filing requirement should be set forth in the regulations themselves, despite the commenter's agreement with the Department's rationale that the exceptions may evolve over time. The commenter stated that at a minimum, the initial list of exceptions should be inserted in the regulations with a notice that the list be amended as changes are made and that, until such time as the regulations can be updated, unpublished changes may be temporarily found on the Department's Web site. Another commenter requested that the Department establish a standard set of exemptions which do not require a case-by-case decision. In addition, the commenter proposed the development of a bulky document standard, whereby documents over a certain size would be routinely filed manually, without the need to request prior authorization on a case-by-case basis.</P>
        <P>After considering these comments, the Department is including in § 351.303(b)(2)(ii)(A) two exemptions from the electronic filing requirement. First, as proposed by one commenter, the Department has adopted a bulky document standard, whereby documents exceeding 500 pages may be filed manually, with the inclusion of a cover sheet and separator sheets generated using IA ACCESS. The Department finds that giving parties the option of manually filing bulky documents will facilitate the processing and review of such documents as parties make the transition to an electronic filing system. Manual filing is optional for such documents, and the Department anticipates that parties will prefer to electronically file bulky documents as they become more accustomed to electronic filing.</P>
        <P>In determining whether a document qualifies as bulky, a submitter must not include database printouts in the page count, and as stated in § 351.303(c)(3), and further discussed below, database printouts need not be submitted to the Department. The Department has included detailed instructions regarding such manual filings in the IA ACCESS Handbook, and parties must follow those instructions.</P>
        <P>The Department has also exempted large database files from the electronic filing requirement in § 351.303(b)(2)(ii)(A). As explained in detail in the IA ACCESS Handbook, the Department requires database files exceeding the maximum file size (currently 20 MB) to be filed manually in the APO/Dockets Unit on a CD or DVD as a separate submission accompanied with a cover sheet generated in IA ACCESS. Detailed instructions regarding the filing of database files are included in the IA ACCESS Handbook and parties must follow those instructions. Unlike the bulky document exemption, the large data file exemption is mandatory.</P>
        <P>One commenter stated that the IA ACCESS system should have flexibility to allow exceptions to mandatory electronic filing and that the Department should make accommodations for technical difficulties.</P>
        <P>In response to these comments, in § 351.303(b)(2)(ii)(B), the Department has specified that if the IA ACCESS system is unable to accept filings continuously or intermittently over the course of any period of time greater than one hour between 12 noon and 4:30 p.m. Eastern Time, or for any duration of time between 4:31 p.m. and 5 p.m. Eastern Time, then a person may manually file the document in the APO/Dockets Unit. The Department will provide notice of such technical failures on its Help Desk line. Procedures for manual filing in this situation are provided in the IA ACCESS Handbook.</P>

        <P>Apart from the two exemptions specified in § 351.303(b)(2)(ii)(A) and the IA ACCESS technical failures described in § 351.303(b)(2)(ii)(B), the Department has also specified in § 351.303(b)(2)(ii)(C) that if a submitter is unable to comply with the electronic filing requirement, as provided in § 351.103(c) and in accordance with section 782(c) of the Act, the submitter must notify the Department promptly of the reasons the submitter is unable to file the document electronically, and<PRTPAGE P="39266"/>provide a full explanation and suggested alternative forms in which to submit the information. The Department will consider the ability of the submitter and modify the electronic filing requirement on a case-by-case basis. As such, if an exception is made, it will apply to the submitter requesting it for the document on which the modification is being requested. An exception made under this provision will not serve as a blanket exemption for all submitters for future submissions.</P>
        <P>One commenter stated that prior to finalizing any regulations applicable to the electronic filing process, the Department should disclose its entire list of exceptions and allow the public to comment on them. This commenter stated that doing so would allow parties to work with the Department in reducing or expanding the list of exceptions based on parties' experiences with other electronic filing systems.</P>
        <P>Although the Department indicated in the Proposed Rule that it wanted the flexibility to amend the list of exceptions on an ongoing basis, the Department has determined that it is more appropriate to explicitly include the above exemptions in the regulations, subject to amendment through the notice and comment rulemaking process. Should the Department determine that additional exemptions are appropriate, it will amend the regulations as needed and solicit comments at that time.</P>

        <P>One commenter suggested that the Department should create exceptions for petitions for the initiation of an AD or CVD investigation,<E T="03">pro se</E>respondents, small businesses, and documents not readily susceptible to scanning such as physical exhibits. We have not adopted these proposals. The Department has decided not to create standard exceptions based on the document type being filed, such as a petition. Doing so would result in the imposition of different rules for counsel to petitioners and counsel to respondents. The commenter has not explained why<E T="03">pro se</E>respondents and small businesses should automatically be exempt from the electronic filing requirement. Indeed, the Department believes that electronic filing will ultimately reduce the cost and burden on outside parties and thus be beneficial to<E T="03">pro se</E>respondents and small businesses. The Department will also continue its practice of working closely with<E T="03">pro se</E>respondents and small businesses in assisting them through the filing process. With regard to this commenter's request for an exception for physical exhibits, we have never required the submission of physical exhibits: Therefore we will not make an electronic filing exception for them. The Department prefers that rather than submit a physical exhibit, which may be large, cumbersome, or even perishable, a submitter should include in its submission a narrative description and/or photograph or video format so that the characteristics of the physical exhibit may be included on the record of the proceeding. If the submitter wishes to submit a physical exhibit, the submitter will need to obtain prior written permission from the Department for an exception to file the physical exhibit manually in accordance with § 351.303(b)(2)(ii)(C).</P>
        <HD SOURCE="HD2">File Size Limitations</HD>
        <P>One commenter recommended the Department consider a larger file size limitation, citing examples to the file size limits of the U.S. International Trade Commission and the Court of International Trade. Another commenter stated that if file size limits are imposed, they should be no less restrictive than the U.S. International Trade Commission's limits: 50 separate attachments of 25 MB each in a single filing event. Another commenter noted that because documentation is often submitted to a legal representative in its original form and needs to be submitted to the Department in Adobe portable document format (“PDF”) or JPEG format, the memory size of such files is much larger than those prepared in Microsoft Word or Excel. This could result in possibly dozens of electronic submissions, requiring the Department to piece together multiple sets of files. Thus, the commenter recommended increasing the memory limitation of the size of files to the largest possible under the electronic filing system being proposed, including both for the overall memory threshold and the individual attachment threshold. Another commenter stated that to avoid the need for separate filing events, the Department should impose limits only on the size of the individual attachments, without limits on the total file size. The commenter further stated that repetitive entry of identical information is burdensome and may lead to error. Finally, two commenters recommended including the ability to link documents, so that the Department can more easily piece together submissions where the individual sections exceed the size limitation.</P>

        <P>With respect to the comment on setting limits on file size, the Department has set the individual document file (<E T="03">i.e.,</E>case briefs, general comments,<E T="03">etc.</E>) size limit to 4 MB per file. A document can be separated into numerous files, which can be uploaded in batches of five, provided each individual file is no larger than 4 MB and the total combined file size of the grouping does not exceed 20 MB. The user may upload up to a total of 99 additional files, grouped in combinations of five, with the same individual and combined file size as mentioned, and these individual files will be linked together, as suggested by one commenter. In addition, the Department has set the individual data file (<E T="03">i.e.,</E>SAS files, databases,<E T="03">etc.</E>) size limit to 20 MB per file. Thus, the Department expects that IA ACCESS will be able to accommodate large documents which will be filed as linked, smaller files. The Department added this feature during the last month of the Release 1 pilot program.</P>
        <P>The Department has determined 4 MB to be the appropriate individual document file size limit and 20 MB to be the appropriate individual data file size limit based on numerous factors, each of which have been considered and balanced. Such factors include the ability of the IA ACCESS system to accommodate the high volume of anticipated submissions based on current server resources, the difficulty for Department personnel to work with larger files, and the available Internet bandwidth to users throughout the world, which may limit their ability to upload larger documents. The Department has also determined that because data files are submitted less frequently than document submissions, the IA ACCESS system is capable of accepting individual data files of 20 MB in size. In addition, the larger individual file size for data meets the important need of keeping databases intact.</P>
        <P>Although the Department has determined 4 MB and 20 MB to be the appropriate individual file sizes for documents and data files, respectively, at this time, the Department anticipates that the attachment and overall file size requirement may change over time as Internet resources expand throughout the world and the Department gains experience in administering the IA ACCESS system and using larger files.</P>
        <P>As for the commenter's statement that documentation must be submitted in JPEG format, IA ACCESS does not currently accept files in JPEG format.</P>

        <P>The Department acknowledges that the U.S. International Trade Commission and Court of International Trade have different file size limitations for electronic filing. However, the Department must base the individual file size limitation for IA ACCESS upon the specific needs of the Department's AD/CVD proceedings, such as the<PRTPAGE P="39267"/>factors noted above as well as the type, size, frequency, and security classification of documents. Thus, the Department has not chosen to align its file size limitations to those of the U.S. International Trade Commission and the Court of International Trade.</P>
        <HD SOURCE="HD2">Section 782(c) of the Act</HD>
        <P>One commenter noted that the Department did not propose to require submitters who notify the Department promptly of any difficulties encountered in submitting information to the Department to also provide a suggested alternative method for submitting the information, which seems to be required under section 782(c) of the Act. The commenter suggested that the Department specifically reference this obligation in its new regulation, particularly when the failure to comply with the requirement could substantially harm the submitter in relation to its respective proceeding and the “burden” on the Department of including notification of the requirement in its regulation is minimal.</P>
        <P>In its explanation of § 351.303(b)(2), which addresses these requirements of section 782(c) of the Act, the Department noted that it did not discuss the requirement to propose an alternative method of submission in the regulations because it anticipates that the alternative suggestion would be for the submitter to file the submission manually. However, the Department stated that this omission does not affect a submitter's obligation to satisfy such a requirement. The Department agrees with the commenter that the language in section 782(c) of the Act should be included in § 351.303(b)(2)(ii)(C) of the new regulations to put the public on notice of the requirement. Accordingly, the Department has amended § 351.303(b)(2)(ii)(C) to include the statutory requirement under section 782(c) of the Act that the submitter suggest alternative forms in which it is able to submit the requested information.</P>
        <P>The Department is adding § 351.303(b)(2)(ii)(D) to provide the number of hardcopies required if a document is filed manually. Specifically, a submitter must manually file in the APO/Dockets Unit one hardcopy of each document, with the exception of a business proprietary document filed under the bulky document exemption, which requires two copies. This regulation also specifies that a manual filing requires submission of a cover sheet generated in IA ACCESS in accordance with § 351.303(b)(3).</P>

        <P>The Department is adding § 351.303(b)(3) to specify that a cover sheet is required for manual submissions. A submitter must generate the cover sheet online at<E T="03">http://iaaccess.trade.gov,</E>and print it for submission to the APO/Dockets Unit along with the hardcopy manual submission. The purpose of the cover sheet is to provide the Department with information indicating, among other things, the party filing the submission, the segment of the proceeding, and the type of submission being filed. The cover sheet will contain a barcode that will be used to identify and track the submission. The Department has removed the proposed requirement that a person complete a coversheet for a document that is filed electronically. Although IA ACCESS requests the same information for an electronic filing as it requires on the cover sheet for a manual filing, in the electronic filing mode, that information is referred to as “IA ACCESS Document Information,” not a cover sheet. Therefore, the Department has deleted this reference from the final rule. The Department had previously proposed including a statement that the person submitting the cover sheet is responsible for the accuracy of all information contained in the cover sheet. The Department has also removed that statement from the final rule because the information appearing on the cover sheet already appears on the submission itself, the accuracy of which is already subject to certifications of factual accuracy that accompany the submission.</P>
        <P>The Department is adding § 351.303(b)(4) to identify and distinguish among the five document classifications that may be submitted to the Department. The Department has observed confusion among interested parties with regard to the identification and labeling of documents, especially with regard to documents containing double-bracketed information. Thus, the Department finds it necessary to standardize the identification and labeling of all documents. In addition, a submitter will need to identify the document properly when inputting the document information in IA ACCESS before filing the document. The document identification will determine who will have access to the document. Misidentification of a document may result in the unauthorized disclosure of business proprietary information. The Department is also moving the definition of “business proprietary version” from § 351.303(c)(2)(i) to § 351.303(b)(4). In addition, the Department is using the phrase “business proprietary document or business proprietary/APO version, as applicable” rather than only “business proprietary version” to make the terminology consistent with that in proposed § 351.303(b)(4)(i), (ii), and (iii).</P>
        <P>Accordingly, the Department is adding sections 351.303(b)(4)(i), (ii), and (iii) to identify and define the three types of business proprietary submissions. The document described in § 351.303(b)(4)(i) is called “Business Proprietary Document—May Be Released Under APO.” This business proprietary document contains only single-bracketed business proprietary information which a party agrees to release under administrative protective order (“APO”).</P>
        <P>The document classifications described in § 351.303(b)(4)(ii) and (iii) are business proprietary documents that use double-bracketing. The document described in § 351.303(b)(4)(ii) is called “Business Proprietary Document-May Not Be Released Under APO.” This document may contain both single and double-bracketed business proprietary information, but the submitter does not agree to the release of the double-bracketed information under APO. In this document, the information inside the double brackets is included.</P>
        <P>The third document classification described in § 351.303(b)(4)(iii) is called “Business Proprietary/APO Version—May Be Released Under APO.” It must contain only single-bracketed business proprietary information. The submitter must omit the double-bracketed business proprietary information from this version because this version will be released under APO. This is why the term “APO Version” is included in the name of the document.</P>

        <P>The Department is adding § 351.303(b)(4)(iv) and (v), which identify the two types of public submissions. The first is the “Public Version,” which corresponds to a business proprietary document, except it omits all business proprietary information, whether single or double-bracketed. This section also refers to the specific filing requirements for filing the public version, which is found in § 351.304(c). The second is the “Public Document,” which contains only public information. In the Proposed Rule, the Department had stated that there is no corresponding business proprietary version for a public document. For the final rule, the Department is amending § 351.303(b)(4)(v) to change the term “business proprietary version” to “business proprietary document” in order to make the terminology<PRTPAGE P="39268"/>consistent with § 351.303(b)(4)(i) and (ii).</P>
        <P>One commenter disagreed with the renaming of “business proprietary version” to “business proprietary document.” The commenter stated that the term “business proprietary version” implies that a public version will be filed on the next business day, while “business proprietary document” implies that no public version will be filed. The commenter also stated that the change will generate more confusion for a term that has become standard at both the Department and the U.S. International Trade Commission and that the existing confusion will be rectified by the inclusion of the definition of “APO version” in the amended regulations. Finally, the commenter stated that differing terminology may create unintended confusion regarding documents that must be filed at both agencies.</P>
        <P>The Department does not agree that the proposed amendment will generate confusion. A public version of a business proprietary document must always be filed in accordance with § 351.304(c), and it therefore must correspond to the business proprietary document. It is possible that the commenter meant that when a business proprietary document is filed on the first day, in accordance with the one-day lag rule, it is in fact filed without the public version. However, the Department is not basing the document classifications on when the documents/versions are filed relative to one another. The Department's reasoning stems from the content of the submissions. When compared to the other document classifications, the business proprietary document is the complete document and contains all business proprietary information enclosed in brackets. Thus, it should be referred to as a “document” and not a “version.” The public version and APO version are versions of that document and are therefore named as such.</P>
        <HD SOURCE="HD2">Section 351.303(c). Filing of Business Proprietary Documents and Public Versions Under the One-Day Lag Rule; Information in Double Brackets</HD>

        <P>In § 351.303(c)(1), 351.303(c)(2)(ii), and 351.303(c)(2)(iii), the Department is deleting the requirement that a person must file multiple copies of each submission with the Department (<E T="03">i.e.,</E>six copies of public documents, or the combination of: (A) six copies of the business proprietary version and (B) three copies of the public version of a document). The Department has replaced these sections with § 351.303(b)(2)(ii)(D), which specifies the number of hard copies required if a document is filed manually. The original reason for these requirements concerning copies of a document was to make a copy available to each person in the Import Administration team administering the proceeding. However, with implementation of electronic filing and the uploading of manually filed submissions by CRU onto IA ACCESS, the Import Administration team will be able to access all submissions electronically and print them from IA ACCESS, making additional copies unnecessary. In § 351.303(c)(2)(i), the Department is deleting the sentence defining “business proprietary version” because it has been included in proposed § 351.303(b)(4).</P>
        <P>Section 351.303(c)(2)(i) of the prior regulation stated that a person must file one copy of the business proprietary version of any document with the Department within the applicable time limit. The Department is deleting the reference to the copy and changing “business proprietary version” to “business proprietary document” to make the terminology consistent with that in 351.303(b)(4)(i) and (ii). The Department is also clarifying that the one-day lag rule does not apply to a petition, amendments to a petition, or any other submission filed prior to the initiation of an investigation. This amendment reflects the Department's practice not to apply the one-day lag rule during the 20-day pre-initiation period. This practice ensures that a business proprietary document and public version are filed simultaneously in their final form. When the Department has only 20 days to initiate an investigation, waiting one business day for the final version of a document further shortens an already short deadline, especially when petitioners may be required to file responses to requests for additional information. In addition, because of the Department's obligation to provide a copy of the public version of the petition and all amendments to the petition to embassies of exporting countries named in a petition under § 351.202(f), the Department does not allow submissions under the one-day lag rule so that the embassies may obtain their copies as expeditiously as possible.</P>
        <P>Section 351.303(c)(2)(ii) of the prior regulation stated that, although a person must file the final business proprietary version of a document with the Department, the person may serve only those pages containing bracketing corrections on other persons. The Department is amending this regulation to replace “business proprietary version of a document” with “business proprietary document” to make the terminology consistent with that in § 351.303(b)(4)(i) and (ii). This amendment will not change the requirement that a person must file a complete, final business proprietary document on the first business day after the business proprietary document is filed. The Department is also amending this regulation to specify that the final business proprietary document must be identical in all respects to the business proprietary document filed on the previous day, except for any bracketing corrections and the omission of the warning “Bracketing of Business Proprietary Information Is Not Final for One Business Day After Date of Filing,” in accordance with § 351.303(d)(2)(v). We believe emphasizing that the two documents must be identical with the exception of bracketing corrections and the requisite warning pertaining to bracketing is necessary because, in our experience, there appears to be some confusion about whether the dates or the content of the cover letters of the two documents should remain unchanged. With this amendment, the Department hopes to clarify that, except as discussed above, the two documents must be identical.</P>
        <P>The Department is also amending this regulation to require persons to serve the complete final business proprietary document on other persons only if there are bracketing corrections. One commenter expressed agreement with this proposed change in its comments on the Proposed Rule. The new regulation also makes explicit that if there are no bracketing corrections, a person need not serve a copy of the final business proprietary document on persons on the APO service list. The reason service is not required in the absence of bracketing corrections is that in accordance with § 351.303(f), a person will have already served the business proprietary document filed on the due date. If there are no bracketing corrections, then there is no need to serve the business proprietary document again.</P>

        <P>Section 351.303(c)(2)(iv) of the prior regulation stated that if a person serves authorized applicants with a business proprietary version of a document that excludes information in double brackets pursuant to § 351.304(b)(2), the person must simultaneously file with the Department one copy of those pages in which information in double brackets has been excluded. The Department is amending this section by adding a reference to § 351.303(b)(4)(iii) and correctly identifying the document type as the “Business Proprietary/APO Version.” The Department now requires<PRTPAGE P="39269"/>a person to file the complete Business Proprietary/APO Version of the document, as opposed to only those pages in which the double-bracketed information has been excluded, so that it has the complete document for the official record. The original purpose of requiring a copy of only the pages where the double-bracketed information has been omitted was to conserve the amount of paper filed by the submitter. However, because the document will be filed electronically, the submitter will be able to reduce the amount of paper used while simultaneously ensuring that the Department receives the same submission that is served on the APO authorized applicants.</P>
        <P>In addition to the foregoing amendments to § 351.303(c)(1) and 351.303(c)(2)(i)-(iv), the Department replaced the term “business proprietary version” with “business proprietary document” in these sections, as well as in the title of § 351.303(c). These amendments make the terminology consistent with that in § 351.303(b)(4)(i), (ii), and (iii).</P>
        <P>Section 351.303(c)(3) previously required that if factual information is submitted on computer media at the request of the Secretary, it must be accompanied by the number of copies of any computer printout specified by the Secretary. This regulation also required that information on computer media must be releasable under APO, consistent with § 351.305. The Department is deleting the statement that the Secretary may require submission of factual information on computer media because it implies that the Secretary may make such requests only occasionally. Over time, the Department has requested with increasing frequency the submission of sales and cost databases to accompany questionnaire responses. This practice has become the norm rather than the exception. In order to clarify how such electronic databases should be submitted in conjunction with the electronic filing requirement, the Department is amending this section to require that all sales files, cost files, or other electronic databases submitted to the Department be filed electronically in the format specified by the Department. For the final rule, the Department has revised this language to clarify the situation in which a submitter would file a database manually, citing to § 351.303(b)(2)(ii)(A), which requires large data files to be filed manually. The Department is also amending § 351.303(c)(3) to remind submitters that all electronic database information must be releasable under APO regardless of whether it is filed electronically or manually.</P>
        <P>The Department wants to emphasize that the complete databases submitted by the parties will now be maintained in an electronic format in the official and public files. Previously, parties submitted only one electronic copy of the database, which became the working copy used by the Department in performing its calculations. The official and public records only contained hardcopy printouts of the databases, and oftentimes, the printouts reflected only a portion of the databases if they were voluminous. Because the Department will have the capability to accept the databases in an electronic format, the Department has had to consider how parties can bracket or seek business proprietary treatment for information on the databases when the format in which the data is presented does not allow for the use of brackets to indicate the information for which the submitter is requesting business proprietary treatment. Thus, the Department has determined that it will deem all databases containing business proprietary information that are submitted in electronic format as business proprietary submissions. Brackets will not be required on the electronic databases. However, the Department urges submitters to include, where possible, headers or footers requesting business proprietary treatment of the information on the databases. For public versions of databases, the Department requires submitters to submit the public version in a PDF format. The public version of the database must still be publicly summarized and ranged in accordance with § 351.304(c). The public version of the database, together with the narrative portion of a questionnaire response, will indicate the fields and values for which the submitter requests business proprietary treatment. Deeming the entire electronic database as business proprietary will not render each and every field and value submitted in the database as eligible for business proprietary treatment.</P>
        <P>One commenter stated that the Department already envisions that databases may be filed electronically, where possible, therefore IA ACCESS should accommodate the filing of electronic files other than PDF files, where appropriate. The Department has selected PDF as the appropriate file format for documents because the Department seeks a uniform format that is widely available, acceptable by users, and compatible with most computer systems. Furthermore, as a PDF, the content of the submissions cannot be altered and the PDF format ensures that the Department will be able to open the submissions in the future. With regard to databases, submitters should refer to the questionnaire or specific request for information by the Department to determine the acceptable formats for the requested databases. The Department has also made available in the IA ACCESS Handbook additional information as to file types accepted in IA ACCESS and specific instructions which parties must follow when filing databases.</P>
        <HD SOURCE="HD2">Section 351.303(d). Format of Submissions</HD>
        <P>The Department is amending § 351.303(d) to make references to the filing terminology consistent with the other terminology used in the rest of this section. Specifically, the Department has replaced the term “copies” with “submissions” because, as stated above, the Department will no longer require a person to file multiple copies of a submission.</P>
        <P>Section 351.303(d)(2) provides the specifications and markings required for filing documents with the Department. Paragraph (d)(2) specifies that a person must submit documents on letter-size paper, single-sided, and double-spaced, and that the first page of each document must contain information in the formats described in subparagraphs (i) through (vi). The Department amended paragraph (d)(2) to specify the dimensions of letter-size paper (8<FR>1/2</FR>× 11 inches). Because CRU staff will need to insert all manually filed submissions into a scanner, the Department requires that manually filed documents be bound only with a paper clip, butterfly/binder clip, or rubber band. The omission of binding will ensure that the paper in the submission is not damaged, thereby facilitating the scanning process. Thus, the Department has prohibited the use of stapled, spiral, velo, or other type of solid binding in manual submissions. The Department has also amended paragraph (d)(2) to require the placement of the cover sheet described in paragraph (b)(3) before the first page of the document being manually filed. With regard to electronically filed documents, the new regulation specifies that the document be formatted to print on letter-size (8<FR>1/2</FR>× 11 inch) paper and double-spaced. The new regulation also specifies that spreadsheets, unusually sized exhibits, and databases are best utilized in their original printing format and should not be reformatted for submission.</P>

        <P>Section 351.303(d)(2)(iii) of our prior regulation required submitters to indicate on the third line of the upper<PRTPAGE P="39270"/>right-hand corner the segment of a proceeding for which a document is being filed and, if for a review, the inclusive dates of the review, the type of review, and section number of the Act corresponding to the type of review. The Department is amending § 351.303(d)(2)(iii) to replace the current list of types of segments with a non-exhaustive list. The new regulation also provides a specific date format for use in indicating the period of review, if relevant. The Department has eliminated the requirement that the submitter indicate the relevant section of the Act that corresponds to the type of review for which the document is submitted. The Department has observed that this marking requirement is often overlooked by submitters, and when it is included, submitters often refer only to section 751 of the Act without referring to the specific subsection. Because the new regulation requires a submitter to indicate the specific segment of a proceeding in which a document is being filed, the Department has determined it would be redundant to also require the submitter to specify the particular subsection of the Act corresponding to the type of review.</P>
        <P>The Department is also amending § 351.303(d)(2)(v) to make it consistent with the terminology in § 351.303(b)(4). Specifically, the prior regulation required that, on the fifth and subsequent lines of each submission, a submitter must indicate whether any portion of the document contains business proprietary information and, if so, to list the applicable page numbers and state either “Document May Be Released Under APO” or “Document May Not Be Released Under APO.” The Department is changing the terminology so that the term “Document” is replaced with either “Business Proprietary Document -” or “Business Proprietary/APO Version,” as applicable, so that it is consistent with the terminology in § 351.303(b)(4). The Department is also capitalizing the first letter in the words “is” and “be” to correct typographical errors. The prior version of 351.303(d)(2)(v) also stated that the warning “Bracketing of Business Proprietary Information Is Not Final for One Business Day After Date of Filing” must not be included in “the copies of the final business proprietary version filed on the next business day.” The Department is deleting the term “the copies of” because a submitter will no longer be filing multiple copies of a submission, in accordance with proposed § 351.303(b)(2)(v). The Department is also replacing the term “business proprietary version” with “business proprietary document” to make the terminology consistent with that in § 351.303(b)(4).</P>
        <P>Section 351.303(d)(2)(vi) of the prior regulation required that public versions of business proprietary documents contain the marking requirements in paragraphs (d)(2)(i)-(v) of this section and that the first page is conspicuously marked “Public Version.” The Department is amending this section to refer to both the public version and the business proprietary document in the singular. This amendment clarifies that there is only one public version of a business proprietary document. The Department is also adding subparagraph 351.303(d)(2)(vii) to this section to require the same markings for a “Public Document” as for a “Public Version,” with the exception being use of the word “Document” instead of “Version.” These amendments bring the language in this section into conformity with the document classifications in paragraph (b)(4).</P>
        <HD SOURCE="HD2">Section 351.303(f). Service of Copies on Other Persons</HD>
        <P>Section 351.303(f) of the prior regulation stated that except as provided in sections 351.202(c), 351.207(f)(1), and paragraph (f)(3) of this section, a person filing a document with the Department simultaneously must serve a copy of the document on all other persons on the service list by personal service or first class mail. The Department is changing the reference to § 351.207(f)(1) to § 351.208(f)(1) to correct a typographical error.</P>
        <P>Section 351.303(f)(1)(ii) of the prior regulation stated that a party may serve a public version or a business proprietary version of a document containing only the server's own business proprietary information on persons on the service list by facsimile or other electronic transmission process, with the consent of the person to be served. The Department is changing the reference to “business proprietary version of a document” to “business proprietary document” to make the terminology consistent with that used in § 351.303(b)(4). The Department is also specifying that the business proprietary document may be served on persons on the APO service list and that the public version of such a document may be served on persons on the public service list by facsimile transmission or other electronic transmission process, with the consent of the person to be served.</P>
        <P>One commenter asked the Department to clarify in § 351.303(f) that public documents may also be served electronically. The Department has amended this regulation to include public documents in the types of documents that may be served by facsimile or other electronic transmission with the consent of the party being served.</P>
        <P>One commenter stated that changes affecting service of business proprietary information should be introduced gradually, subject to extensive comment. Another commenter stated that the Department should mandate electronic service to parties on the respective service list (where allowed under the Department's regulations). That commenter noted that electronic service is consistent with the Department's stated goal of creating efficiencies in both the process and costs associated with filing and maintaining documents, and that electronic service would be consistent with the Court of International Trade's filing system currently in place. The commenter stated that the Department could expressly state that electronic service will not be mandatory where a document is filed manually.</P>
        <P>The Department agrees that changes affecting service of business proprietary information should be introduced gradually and be subject to comment. With the exception of service of APO applications, which were previously required to be served by the same means as they were filed with the Department (§ 351.305(b)(2)), and the requirement that parties serve the complete final business proprietary document when bracketing corrections are made under the one-day lag rule (§ 351.303(c)(2)(ii)), the Department has not changed any of the service requirements in the regulations. The Department has decided to focus on electronic filing, rather than electronic service, at this time. However, parties may continue to consent to electronic service in accordance with § 351.303(f)(1)(ii).</P>

        <P>Although the Department had proposed correcting a typographical error in § 351.303(g), that regulation is currently the subject of another rulemaking.<E T="03">See</E>76 FR 7491 (February 10, 2011). Therefore, the Department has not made any changes to § 351.303(g) in this final rule.</P>
        <HD SOURCE="HD2">Sections 351.304(b), 351.304(c), and 351.304(d). Identification of Business Proprietary Information, Public Version, and Returning Submissions That Do Not Conform With Section 777(b) of the Act</HD>

        <P>Section 351.304(b)(2)(iii) of the prior regulation stated that “the submitting person may exclude the information in double brackets from the business proprietary information version of the submission served on authorized<PRTPAGE P="39271"/>applicants.” The Department is amending this sentence to replace “business proprietary information version” with “Business Proprietary/APO Version” to make the terminology consistent with that in § 351.303(b)(4)(iii).</P>
        <P>In addition, the Department is amending § 351.304(b)(1) by creating two subsections. Subsection 351.304(b)(1)(i) addresses the identification of business proprietary information in general, and subsection 351.304(b)(1)(ii) addresses the identification of business proprietary information with regard to electronic databases. The Department is specifying in the latter subsection that in accordance with § 351.303(c)(3), an electronic database containing business proprietary information need not contain brackets for the submitter to request proprietary treatment for its information. Instead, the submitter must select the security classification “Business Proprietary Document—May Be Released Under APO” at the time of filing to request business proprietary treatment of the information contained in the database.</P>
        <P>Section 351.304(c) of the prior regulation provided requirements for filing the public version of a business proprietary document. Section 351.304(c)(1) specified, among other things, that the public version must be filed on the first business day after the filing deadline for the “business proprietary version of the submission.” The Department is amending this section to replace “business proprietary version of the submission” with “business proprietary document” to make the terminology consistent with that in § 351.303(b)(4)(i) and (ii).</P>
        <P>Section 351.304(c)(2) of the prior regulation specified, among other things, that if a submitting party discovers that it failed to bracket information correctly, the submitter may file a complete, corrected “business proprietary version of the submission” along with the public version. The Department is amending this section to replace “business proprietary version of the submission” with “business proprietary document” to make the terminology consistent with that in § 351.303(b)(4)(i) and (ii).</P>
        <P>One commenter asked the Department to amend § 351.304(c), which currently states that if an individual portion of the numerical data is voluminous, at least one percent representative of that portion must be summarized. The commenter proposed limiting the amount of information to be summarized from one percent of the portion of the data to one percent of the entire submission because the ranging of data takes a considerable amount of time and increases the cost of compliance with the regulation. The Department did not propose any changes to this section of the regulations in the Proposed Rule. Further, the Department continues to find that requiring public summarization of one percent of each portion of data best implements section 777(b)(1)(B) of the Act, which requires public summaries of information submitted to the Department, and best serves the ability of the public to participate in the Department's proceedings. Thus, the Department has not made the requested change in the final rule.</P>
        <P>Section 351.304(d)(1) of the prior regulation stated that the Secretary will return a submission that does not meet the requirements of section 777(b) of the Act, which governs the Department's APO rules of practice and procedure. Section 351.304(d)(1) of the prior regulation further specified that the submitting person may take any of four enumerated actions within two business days of the Secretary's explanation of its reasons for returning the submission. Prior § 351.304(d)(1)(iv) also specified that one of those enumerated actions is the submission of other material concerning the subject matter of the returned information and that, if the submitting person takes none of the enumerated actions, the Secretary will not consider the returned submission. As discussed above, because the Department will be using an electronic filing system, rather than physically return an electronic submission, the Department will instead reject the submission. The Department will follow the same procedure for manually filed submissions. Thus, the Department is amending the regulations to change the term “return” with “reject” in sections 351.304(d)(1) and 351.304(d)(1)(iv).</P>
        <HD SOURCE="HD2">Section 351.305(b). Application for Access Under Administrative Protective Order</HD>
        <P>Section 351.305(b)(2) of the prior regulation required the applicant for access to business proprietary information under APO to serve the APO application in the same manner and at the same time as it serves the application on the Department. The Department is amending this regulation because an applicant cannot currently serve other parties electronically using IA ACCESS. Although an applicant may serve other parties electronically with the consent of the parties being served, the Department will not require electronic service. The Department recognizes that a party being served an APO application has a limited time period in which to serve its previously-filed business proprietary submissions on a newly-approved applicant; therefore, the Department is requiring that the applicant serve the other parties in the most expeditious manner possible, simultaneously with the filing of the APO application with the Department.</P>
        <HD SOURCE="HD1">Comments Pertaining to Pilot Program, Implementation, and Technical Aspects of IA ACCESS</HD>
        <HD SOURCE="HD2">1. Future Pilot Programs, Additional Focus Groups, Training, and Staggered Implementation</HD>
        <P>One commenter stated that it supports the Department's plans to conduct additional pilot programs and strongly suggests that the Department consider a mechanism by which the experiences gained in the first pilot program can be shared with the larger user public. The commenter stated that the Department should conduct additional focus groups and public meetings for Release 2 and 3 Pilots and that the Department should consider holding larger scale public meetings. With regard to implementation of IA ACCESS, one commenter proposed a staggered implementation process, such that the Department would first require electronic filing of only public documents for a period of time before requiring electronic filing of business proprietary documents. The commenter stated that users may not have experience with the electronic filing of business proprietary documents, and the staggered implementation would allow users time to implement new internal procedures, including security measures, or seek guidance from the Department on particular matters, based on practical prior experience with public filings. In addition, the commenter stated that the Department should consider providing training sessions prior to the start of Release 1, noting that the training sessions conducted by the Court of International Trade for its electronic filing system were helpful. The commenter also stated that the Department should consider a “recall” procedure to enable users to promptly remove electronically filed documents if business proprietary information has been inadvertently disclosed or other problems are discovered after filing.</P>
        <P>
          <E T="03">Response:</E>As discussed in the notice regarding the IA ACCESS pilot program, IA ACCESS will be implemented in three separate phases, or releases, with each release implementing an additional feature of IA ACCESS. 75 FR 32341<PRTPAGE P="39272"/>(June 8, 2010). Release 1 will allow for the electronic submission of documents, Release 2 will allow for the electronic release of public documents and public versions, and Release 3 will allow for the electronic release of business proprietary documents to authorized applicants. Each phase will be preceded by a pilot program designed to test and evaluate the functionality of that release. The Department completed the pilot program for Release 1 on September 30, 2010. The Department received comments from pilot participants at the conclusion of the pilot and a summary of those comments is available to the public at<E T="03">http://iaaccess.trade.gov</E>under the “Help” link. Comments on the second and third pilot programs will also be made available to the public in the same manner. The Department will hold additional focus groups and public meetings in conjunction with the Release 2 and 3 pilot programs. The Department will consider a large public meeting as the need arises.</P>
        <P>The Department disagrees with the proposal to stagger the implementation of the electronic filing requirement such that only public filings will first be required for a period of time before requiring the filing of business proprietary documents. Staggering the implementation for public and business proprietary submissions is not practicable because it would require the Department to operate under two filing systems, one for public documents and one for proprietary documents, and such a bifurcated process would create the potential for confusion and inconsistency. Furthermore, requiring parties to manually file business proprietary submissions while electronically filing public versions of the corresponding submission will create additional work for parties and reduce the efficiencies inherent in electronic filing.</P>
        <P>To alleviate the concerns associated with learning to use IA ACCESS, the Department will provide an IA ACCESS online training site one month prior to implementing Release 1. On the training site, users will be able to familiarize themselves with IA ACCESS by filing test documents and navigating the system. The Department has already provided and will continue to provide training prior to implementing Release 1, including online demonstrations, webinars and classes. Such training will provide users opportunities to confer with the Department regarding any questions pertaining to the system, including the implementation of any necessary procedures for the user, such as security measures.</P>
        <P>With regard to a “recall” procedure, the Department did not adopt this proposal. The Department believes that the continuation of its current practice of providing assistance to those parties wishing to correct errors discovered after filing is the most effective way to address inadvertent disclosures. Where problems are discovered after filing, the user should contact the Department for assistance. Detailed procedures are included in the IA ACCESS Handbook. Where business proprietary information is inadvertently disclosed and only discovered after filing, the user should contact the APO/Dockets Unit as soon as possible.</P>
        <HD SOURCE="HD2">2. Grace Period</HD>
        <P>One commenter proposed a three-month grace period whereby the Department allows users to file submissions manually, at the option of the user.</P>
        <P>
          <E T="03">Response:</E>The Department will not provide such a three-month grace period. Allowing a grace period would be extremely disruptive for the Department because it would require the Department to operate and synchronize two different filing, document management, and recordkeeping systems. As discussed above, however, the Department will provide an online training site one month prior to implementation of Release 1, so that users may have an opportunity to try out the system, practice filing test documents and familiarize themselves with IA ACCESS.</P>
        <HD SOURCE="HD2">3. Opportunities for Further Comment</HD>
        <P>One commenter requested that the Department provide an opportunity to submit additional comments prior to publication of the final rule, including comments on other parties' comments on the proposed rule and on the views of the participants to the Release 1 pilot program. In addition, the commenter stated that the Department should make the IA ACCESS Handbook available prior to the start of Release 1 to allow users to become familiar with the new electronic filing rules and procedures before introduction of mandatory electronic filing. Two commenters requested that the Department provide an opportunity to submit comments on the upcoming IA ACCESS Handbook.</P>
        <P>
          <E T="03">Response:</E>The IA ACCESS Handbook is currently available. Parties will be given the opportunity to submit comments on the handbook on the IA ACCESS Web site at<E T="03">http://iaaccess.trade.gov</E>. The Department will post a summary of the comments online and take them into consideration. The Department will not provide a formal opportunity for parties to comment on the Release 1 pilot participants' comments nor on the other parties' comments to the Proposed Rule. There is no such requirement in the rulemaking process. See 5 U.S.C. 553(c). As the Department continues to add enhancements and features to IA ACCESS, it will welcome parties' input on an ongoing basis.</P>
        <HD SOURCE="HD2">4. Comments on Pilot Experience</HD>
        <P>The Department received the following technical comments based on the commenters' experiences during the pilot program: (1) The case name should be automatically populated by case number; segments should show up in drop-down menu; (2) the Department should expand the number of characters for document title and file name; (3) “document type” and “subject” options have not been appropriate to the filings, so “Other” was often selected; (4) the Department should refine the “document type” and “subject” options and provide the ability to customize by typing in words prior to or after the standard types/subjects; (5) the Department should provide an “approval” or confirmation screen prior to submission; and (6) one commenter wished to confirm that the Department personnel have the ability to review and print documents in color.</P>
        <P>
          <E T="03">Response:</E>The Department is considering these comments as it develops the IA ACCESS system. A summary of these comments in addition to others received at the conclusion of the Release 1 pilot program is available on the Department's IA ACCESS Web site at<E T="03">http://iaaccess.trade.gov</E>under the “Help” link.</P>
        <HD SOURCE="HD2">5. After-Hours Help Line</HD>
        <P>One commenter recommended the Department to establish a help line that has relevant personnel available after 5 p.m. Eastern Time to assist with electronic submissions.</P>
        <P>
          <E T="03">Response:</E>A help line will be available and staffed with relevant personnel between 8:30 a.m. and 5 p.m. on business days to assist submitters with any technical issues. We encourage parties to give themselves ample time prior to 5 p.m. on the due date to successfully complete submissions using IA ACCESS. Further, parties who cannot meet the 5 p.m. filing deadline should request an extension from the relevant personnel in the Office of Operations. Because personnel at the Help Line cannot grant such extensions, after-hours assistance should not be necessary.<PRTPAGE P="39273"/>
        </P>
        <HD SOURCE="HD2">6. Destruction of Files</HD>
        <P>One commenter stated that it understood that IA ACCESS will host only documents received after the launch of the electronic document system, and that the Department currently does not envision scanning older documents already in the Official File. Currently, the Department is destroying or in the process of destroying files from proceedings that have been terminated for five years or more. This destruction practice would appear inconsistent with the goal of expanding public access to information. If older documents are destroyed as a matter of course, then parties are at a disadvantage in preparing for ongoing proceedings because some documentation relied upon is only available in paper form. The commenter recommended that the Department reconsider its destruction practice and work towards making all existing paper documentation and submissions from prior proceedings available to the public as part of a docket for that proceeding.</P>
        <P>
          <E T="03">Response:</E>The Department's current document retention policy requires it to keep the Public File for five years after an order has closed. The Department plans to continue following this retention policy, which the Department believes makes the information sufficiently accessible to the public. The Department will not scan older documents into IA ACCESS that are already in the Official File. Doing so would be costly and an inefficient use of the Department's resources. Older files will continue to be available in the Public Reading Room in accordance with the Department's retention policy.</P>
        <HD SOURCE="HD1">Comments Pertaining to Procedures for Release of Public and Business Proprietary Information Under APO Using IA ACCESS</HD>
        <P>In the Proposed Rule, the Department stated that it was considering providing for the implementation of electronic APO release as part of the overall transition to IA ACCESS. The Department requested comments on the APO release process, the adequacy of providing for electronic release in the APO, and the necessity of additional security requirements in the APO application.</P>
        <P>In response to the Department's request for comments, one commenter expressed its support for the Department's approach. Another commenter recommended a system whereby the lead attorney for service and any other designated authorized individuals will be notified via e-mail that a new document has been posted to a particular record and that the authorized user would be able to access the document by logging into the secure database to upload the document on the authorized user's secure server. The commenter also requested that the same release process apply to documents filed by parties or placed on the record by Department personnel, thereby effecting service via electronic notification. Another commenter stated that the Proposed Rule did not specify whether, in addition to APO release, the Department also plans public electronic release to authorized representatives of interested parties who have entered an appearance. The commenter encouraged the Department to adopt this practice, either as part of formal rulemaking or under its IA ACCESS procedures.</P>
        <P>In addition to the electronic APO release process through IA ACCESS, the Department plans to release public Department-generated documents and public versions of Department-generated business proprietary documents using IA ACCESS. The Department plans to notify the lead attorney for service and any other designated authorized individuals via e-mail that a new document has been posted to a particular segment. The authorized individual would then be able to securely access the document.</P>
        <P>The Department has not implemented a similar release process to effect service of documents filed by interested parties on one another. As discussed above, with the exception of service of APO applications in § 351.305(b)(2) and the requirement that parties serve the complete final business proprietary document when bracketing changes have been made in § 351.303(c)(2)(ii), the Department has not changed the service requirements in the regulations. However, parties may continue to consent to electronic service in accordance with 19 CFR 351.303(f)(1)(ii) and continue to serve one another in accordance with this provision.</P>
        <P>One commenter stated that it supports the Department's approach to electronic release under APO using the IA ACCESS system, but it urges the Department to impose conditions on such document releases, such as prohibiting access to another party's business proprietary information using file servers, networks and other electronic data storage and transmission devices located overseas or accessible to the public (such as computers in libraries and Internet cafes). The commenter stated that use of such systems would greatly increase the likelihood of unauthorized interception of and access to the business proprietary information of another party.</P>
        <P>The commenter also encouraged the Department to retain the requirement that authorized applicants certify that they will “ensure that business proprietary information in an electronic format will not be accessible to parties not authorized to receive business proprietary information” in all future APOs. The commenter proposed requiring, as an additional safeguard, that all applicants for access to business proprietary information under an APO further specify (as part of their APO applications) each location from which they will access electronic documents containing business proprietary information of another interested party. According to the commenter, other interested parties should be permitted to comment on such applications and have their comments considered by the Department as part of its review of the APO application.</P>
        <P>The Department is committed to securing the business proprietary information of parties participating in its proceedings. The Department has determined that it is not necessary for applicants for APO access to specify the location from which they will access electronic documents containing business proprietary information of another interested party. The Department already requires parties to use diligence in protecting other interested parties' business proprietary information and will continue to allow the firms to develop their own internal procedures to ensure that business proprietary information is downloaded in a secure manner. In addition, the Department will continue to address the improper release of business proprietary information through its sanctions proceedings at 19 CFR part 354.</P>
        <HD SOURCE="HD1">Classification</HD>
        <HD SOURCE="HD2">E.O. 12866</HD>
        <P>This rule has been determined to be not significant for purposes of Executive Order 12866.</P>
        <HD SOURCE="HD2">Regulatory Flexibility Act</HD>

        <P>The Chief Counsel for Regulation has certified to the Chief Counsel for Advocacy of the Small Business Administration (“SBA”) under the provisions of the Regulatory Flexibility Act, 5 U.S.C. 605(b), that this rule, if promulgated, would not have a significant economic impact on a substantial number of small business entities. The factual basis for the certification was published in the Proposed Rule and is not repeated here. The Department received no comments questioning or regarding this certification.<PRTPAGE P="39274"/>
        </P>
        <HD SOURCE="HD2">Paperwork Reduction Act</HD>

        <P>This rule does not contain a collection of information for purposes of the Paperwork Reduction Act of 1980, as amended (44 U.S.C. 3501<E T="03">et seq.</E>).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 19 CFR Part 351</HD>
          <P>Administrative practice and procedure, Antidumping, Business and industry, Cheese, Confidential business information, Countervailing duties, Freedom of information, Investigations, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 22, 2011.</DATED>
          <NAME>Ronald K. Lorentzen,</NAME>
          <TITLE>Deputy Assistant Secretary for Import Administration.</TITLE>
        </SIG>
        <REGTEXT PART="351" TITLE="19">
          <PART>
            <HD SOURCE="HED">PART 351—ANTIDUMPING AND COUNTERVAILING DUTIES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 351 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>

            <P>5 U.S.C. 301; 19 U.S.C. 1202 note; 19 U.S.C. 1303 note; 19 U.S.C. 1671<E T="03">et seq.;</E>and 19 U.S.C. 3538.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="351" TITLE="19">
          <AMDPAR>2. Section 351.103 is revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 351.103</SECTNO>
            <SUBJECT>Central Records Unit and Administrative Protective Order and Dockets Unit.</SUBJECT>
            <P>(a) Import Administration's Central Records Unit maintains a Public File Room in Room 7046, U.S. Department of Commerce, 14th Street and Constitution Avenue, NW., Washington, DC 20230. The office hours of the Public File Room are between 8:30 a.m. and 5 p.m. Eastern Time on business days. Among other things, the Central Records Unit is responsible for maintaining an official and public record for each antidumping and countervailing duty proceeding (see § 351.104).</P>
            <P>(b) Import Administration's Administrative Protective Order and Dockets Unit (APO/Dockets Unit) is located in Room 1870, U.S. Department of Commerce, 14th Street and Constitution Avenue, NW., Washington, DC 20230. The office hours of the APO/Dockets Unit are between 8:30 a.m. and 5 p.m. Eastern Time on business days. Among other things, the APO/Dockets Unit is responsible for receiving submissions from interested parties, issuing administrative protective orders (APOs), maintaining the APO service list and the public service list as provided for in paragraph (d) of this section, releasing business proprietary information under APO, and conducting APO violation investigations. The APO/Dockets Unit also is the contact point for questions and concerns regarding claims for business proprietary treatment of information and proper public versions of submissions under § 351.105 and § 351.304.</P>
            <P>(c)<E T="03">Filing of documents with the Department.</E>No document will be considered as having been received by the Secretary unless it is electronically filed in accordance with § 351.303(b)(2)(i) or, where applicable, in accordance with § 351.303(b)(2)(ii), it is manually submitted to the Import Administration's APO/Dockets Unit in Room 1870 and is stamped with the date, and, where necessary, the time, of receipt. A manually filed document must be submitted with a cover sheet, in accordance with § 351.303(b)(3).</P>
            <P>(d)<E T="03">Service list.</E>The APO/Dockets Unit will maintain and make available a public service list for each segment of a proceeding. The service list for an application for a scope ruling is described in § 351.225(n).</P>
            <P>(1) With the exception of a petitioner filing a petition in an investigation, all persons wishing to participate in a segment of a proceeding must file a letter of appearance. The letter of appearance must identify the name of the interested party, how that party qualifies as an interested party under § 351.102(b)(29) and section 771(9) of the Act, and the name of the firm, if any, representing the interested party in that particular segment of the proceeding. All persons who file a letter of appearance and qualify as an interested party will be included in the public service list for the segment of the proceeding in which the letter of appearance is submitted. The letter of appearance may be filed as a cover letter to an application for APO access. If the representative of the party is not requesting access to business proprietary information under APO, the letter of appearance must be filed separately from any other document filed with the Department. If the interested party is a coalition or association as defined in subparagraph (A), (E), (F) or (G) of section 771(9) of the Act, the letter of appearance must identify all of the members of the coalition or association.</P>
            <P>(2) Each interested party that asks to be included on the public service list for a segment of a proceeding must designate a person to receive service of documents filed in that segment.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="351" TITLE="19">
          <AMDPAR>3. Section 351.104 is amended by revising paragraphs (a)(1), (a)(2), and (b) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 351.104</SECTNO>
            <SUBJECT>Record of proceedings.</SUBJECT>
            <P>(a)<E T="03">Official record</E>—(1)<E T="03">In general.</E>The Secretary will maintain an official record of each antidumping and countervailing duty proceeding. The Secretary will include in the official record all factual information, written argument, or other material developed by, presented to, or obtained by the Secretary during the course of a proceeding that pertains to the proceeding. The official record will include government memoranda pertaining to the proceeding, memoranda of ex parte meetings, determinations, notices published in the<E T="04">Federal Register</E>, and transcripts of hearings. The official record will contain material that is public, business proprietary, privileged, and classified. For purposes of section 516A(b)(2) of the Act, the record is the official record of each segment of the proceeding.</P>
            <P>(2)<E T="03">Material rejected.</E>(i) The Secretary, in making any determination under this part, will not use factual information, written argument, or other material that the Secretary rejects.</P>
            <P>(ii) The official record will include a copy of a rejected document, solely for purposes of establishing and documenting the basis for rejecting the document, if the document was rejected because:</P>
            <P>(A) The document, although otherwise timely, contains untimely filed new factual information (see § 351.301(b));</P>
            <P>(B) The submitter made a nonconforming request for business proprietary treatment of factual information (see § 351.304);</P>
            <P>(C) The Secretary denied a request for business proprietary treatment of factual information (see § 351.304);</P>
            <P>(D) The submitter is unwilling to permit the disclosure of business proprietary information under APO (see § 351.304).</P>
            <P>(iii) In no case will the official record include any document that the Secretary rejects as untimely filed, or any unsolicited questionnaire response unless the response is a voluntary response accepted under § 351.204(d) (see § 351.302(d)).</P>
            <P>(b)<E T="03">Public record.</E>The Secretary will maintain a public record of each proceeding. The record will consist of all material contained in the official record (see paragraph (a) of this section) that the Secretary decides is public information under § 351.105(b), government memoranda or portions of memoranda that the Secretary decides may be disclosed to the general public, and public versions of all determinations, notices, and transcripts. The public record will be available to the public for inspection and copying in the Central Records Unit (see § 351.103). The Secretary will charge an<PRTPAGE P="39275"/>appropriate fee for providing copies of documents.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="351" TITLE="19">
          <AMDPAR>4. Section 351.302 is amended by revising paragraphs (a), (c) and (d) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 351.302</SECTNO>
            <SUBJECT>Extension of time limits; rejection of untimely filed or unsolicited material.</SUBJECT>
            <P>(a)<E T="03">Introduction.</E>This section sets forth the procedures for requesting an extension of a time limit. In addition, this section explains that certain untimely filed or unsolicited material will be rejected together with an explanation of the reasons for the rejection of such material.</P>
            <STARS/>
            <P>(c)<E T="03">Requests for extension of specific time limit.</E>Before the applicable time limit specified under § 351.301 expires, a party may request an extension pursuant to paragraph (b) of this section. The request must be in writing, filed consistent with § 351.303, and state the reasons for the request. An extension granted to a party must be approved in writing.</P>
            <P>(d)<E T="03">Rejection of untimely filed or unsolicited material.</E>(1) Unless the Secretary extends a time limit under paragraph (b) of this section, the Secretary will not consider or retain in the official record of the proceeding:</P>
            <P>(i) Untimely filed factual information, written argument, or other material that the Secretary rejects, except as provided under § 351.104(a)(2); or</P>
            <P>(ii) Unsolicited questionnaire responses, except as provided under § 351.204(d)(2).</P>
            <P>(2) The Secretary will reject such information, argument, or other material, or unsolicited questionnaire response with, to the extent practicable, written notice stating the reasons for rejection.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="351" TITLE="19">
          <AMDPAR>5. Section 351.303 is amended by revising the section heading and paragraphs (a), (b), (c), (d), and (f)(1) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 351.303</SECTNO>
            <SUBJECT>Filing, document identification, format, translation, service, and certification of documents.</SUBJECT>
            <P>(a)<E T="03">Introduction.</E>This section contains the procedural rules regarding filing, document identification, format, service, translation, and certification of documents and applies to all persons submitting documents to the Department for consideration in an antidumping or countervailing duty proceeding.</P>
            <P>(b)<E T="03">Filing</E>—(1)<E T="03">In general.</E>Persons must address all documents to the Secretary of Commerce, Attention: Import Administration, APO/Dockets Unit, Room 1870, U.S. Department of Commerce, 14th Street and Constitution Avenue, NW., Washington, DC 20230. An electronically filed document must be received successfully in its entirety by the Department's electronic records system, IA ACCESS, by 5 p.m. Eastern Time on the due date. Where applicable, a submitter must manually file a document between the hours of 8:30 a.m. and 5 p.m. Eastern Time on business days (see § 351.103(b)). For both electronically filed and manually filed documents, if the applicable due date falls on a non-business day, the Secretary will accept documents that are filed on the next business day. A manually filed document must be accompanied by a cover sheet generated in IA ACCESS, in accordance with § 351.303(b)(3).</P>
            <P>(2)<E T="03">Filing of documents and databases</E>—(i)<E T="03">Electronic filing.</E>A person must file all documents and databases electronically using IA ACCESS at<E T="03">http://iaaccess.trade.gov.</E>A person making a filing must comply with the procedures set forth in the IA ACCESS Handbook on Electronic Filing Procedures, which is available on the Department's Web site at<E T="03">http://www.trade.gov/ia.</E>
            </P>
            <P>(ii)<E T="03">Manual filing.</E>(A) Notwithstanding § 351.303(b)(2)(i), a person must manually file a data file that exceeds the file size limit specified in the IA ACCESS Handbook on Electronic Filing Procedures and as referenced in § 351.303(c)(3), and the data file must be accompanied by a cover sheet described in § 351.303(b)(3). A person may manually file a bulky document. If a person elects to manually file a bulky document, it must be accompanied by a cover sheet described in § 351.303(b)(3). The Department both provides specifications for large data files and defines bulky document standards in the IA ACCESS Handbook on Electronic Filing Procedures, which is available on the Department's Web site at<E T="03">http://www.trade.gov/ia.</E>
            </P>
            <P>(B) If the IA ACCESS system is unable to accept filings continuously or intermittently over the course of any period of time greater than one hour between 12 noon and 4:30 p.m. Eastern Time or for any duration of time between 4:31 p.m. and 5 p.m. Eastern Time, then a person may manually file the document in the APO/Dockets Unit. The Department will provide notice of such technical failures on its Help Desk line. Procedures for manual filing in this situation are provided in the IA ACCESS Handbook on Electronic Filing Procedures.</P>
            <P>(C) Apart from the documents and database files described in § 351.303(b)(2)(ii)(A), if a submitter is unable to comply with the electronic filing requirement, as provided in § 351.103(c), and in accordance with section 782(c) of the Act, the submitter must notify the Department promptly of the reasons the submitter is unable to file the document electronically, provide a full explanation, and suggest alternative forms in which to submit the information. The Department will consider the ability of the submitter and may modify the electronic filing requirement on a case-by-case basis.</P>
            <P>(D)<E T="03">Number of hardcopies for manual filing.</E>If a document is filed manually, the submitter must file one hardcopy of the document in the APO/Dockets Unit, along with a cover sheet generated in IA ACCESS. If the document contains business proprietary information, the submitter must file one hardcopy of the business proprietary document and one hardcopy of the public version, along with the requisite IA ACCESS-generated cover sheets. If applicable, the submitter must also file one hardcopy of the business proprietary/APO version, along with the requisite IA ACCESS-generated cover sheet. For a bulky document, in addition to the foregoing, the submitter must also provide one additional hardcopy of the business proprietary document or public document, as applicable.</P>
            <P>(3)<E T="03">Cover sheet.</E>When manually filing a document, parties must complete the cover sheet (as described in the IA ACCESS Handbook on Electronic Filing Procedures) online at<E T="03">http://iaaccess.trade.gov</E>and print the cover sheet for submission to the APO/Dockets Unit.</P>
            <P>(4)<E T="03">Document identification.</E>Each document must be clearly identified as one of the following five document classifications and must conform with the requirements under paragraph (d)(2) of this section. Business proprietary document or business proprietary/APO version, as applicable, means a document or a version of a document containing information for which a person claims business proprietary treatment under § 351.304.</P>
            <P>(i) Business Proprietary Document—May be Released Under APO. This business proprietary document contains single-bracketed business proprietary information that the submitter agrees to release under APO. It must contain the statement “May be Released Under APO” in accordance with the requirements under paragraph (d)(2)(v) of this section.</P>

            <P>(ii) Business Proprietary Document—May Not be Released Under APO. This business proprietary document contains double-bracketed business proprietary<PRTPAGE P="39276"/>information that the submitter does not agree to release under APO. This document must contain the statement “May Not be Released Under APO” in accordance with the requirements under paragraph (d)(2)(v) of this section. This type of document may contain single-bracketed business proprietary information in addition to double-bracketed business proprietary information.</P>
            <P>(iii) Business Proprietary/APO Version—May be Released Under APO. In the event that a business proprietary document contains both single- and double-bracketed business proprietary information, the submitting person must submit a version of the document with the double-bracketed business proprietary information omitted. This version must contain the single-bracketed business proprietary information that the submitter agrees to release under APO. This version must be identified as “Business Proprietary/APO Version” and must contain the statement “May be Released Under APO” in accordance with the requirements under paragraph (d)(2)(v) of this section.</P>
            <P>(iv) Public Version. The public version excludes all business proprietary information, whether single- or double-bracketed. Specific filing requirements for public version submissions are discussed in § 351.304(c).</P>
            <P>(v) Public Document. The public document contains only public information. There is no corresponding business proprietary document for a public document.</P>
            <P>(c) Filing of business proprietary documents and public versions under the one-day lag rule; information in double brackets.</P>
            <P>(1)<E T="03">In general.</E>If a submission contains information for which the submitter claims business proprietary treatment, the submitter may elect to file the submission under the one-day lag rule described in paragraph (c)(2) of this section. A petition, an amendment to a petition, and any other submission filed prior to the initiation of an investigation shall not be filed under the one-day lag rule. The business proprietary document and public version of such pre-initiation submissions must be filed simultaneously on the same day.</P>
            <P>(2)<E T="03">Application of the one-day lag rule</E>—(i)<E T="03">Filing the business proprietary document.</E>A person must file a business proprietary document with the Department within the applicable time limit.</P>
            <P>(ii) Filing of final business proprietary document; bracketing corrections. By the close of business one business day after the date the business proprietary document is filed under paragraph (c)(2)(i) of this section, a person must file the complete final business proprietary document with the Department. The final business proprietary document must be identical in all respects to the business proprietary document filed on the previous day except for any bracketing corrections and the omission of the warning “Bracketing of Business Proprietary Information Is Not Final for One Business Day After Date of Filing” in accordance with paragraph (d)(2)(v) of this section. A person must serve other persons with the complete final business proprietary document if there are bracketing corrections. If there are no bracketing corrections, a person need not serve a copy of the final business proprietary document.</P>
            <P>(iii)<E T="03">Filing the public version.</E>Simultaneously with the filing of the final business proprietary document under paragraph (c)(2)(ii) of this section, a person also must file the public version of such document (see § 351.304(c)) with the Department.</P>
            <P>(iv)<E T="03">Information in double brackets.</E>If a person serves authorized applicants with a business proprietary/APO version of a document that excludes information in double brackets pursuant to §§ 351.303(b)(4)(iii) and 351.304(b)(2), the person simultaneously must file with the Department the complete business proprietary/APO version of the document from which information in double brackets has been excluded.</P>
            <P>(3)<E T="03">Sales files, cost of production files and other electronic databases.</E>When a submission includes sales files, cost of production files or other electronic databases, such electronic databases must be filed electronically in accordance with paragraph (b)(2) of this section. If a submitter must file the database manually pursuant to § 351.303(b)(2)(ii)(A), the submitter must file such information on the computer medium specified by the Department's request for such information. The submitter need not accompany the computer medium with a paper printout. All electronic database information must be releasable under APO (see § 351.305). A submitter need not include brackets in an electronic database containing business proprietary information. The submitter's selection of the security classification “Business Proprietary Document—May Be Released Under APO” at the time of filing indicates the submitter's request for business proprietary treatment of the information contained in the database. Where possible, the submitter must insert headers or footers requesting business proprietary treatment of the information on the databases for printing purposes. A submitter must submit a public version of a database in pdf format. The public version of the database must be publicly summarized and ranged in accordance with § 351.304(c).</P>
            <P>(d)<E T="03">Format of submissions</E>—(1)<E T="03">In general.</E>Unless the Secretary alters the requirements of this section, a document filed with the Department must conform to the specification and marking requirements under paragraph (d)(2) of this section or the Secretary may reject such document in accordance with § 351.104(a).</P>
            <P>(2)<E T="03">Specifications and markings.</E>If a document is filed manually, it must be on letter-size (8<FR>1/2</FR>× 11 inch) paper, single-sided and double-spaced, bound with a paper clip, butterfly/binder clip, or rubber band. The filing of stapled, spiral, velo, or other type of solid binding is not permitted. In accordance with paragraph (b)(3) of this section, a cover sheet must be placed before the first page of the document. Electronically filed documents must be formatted to print on letter-size (8<FR>1/2</FR>× 11 inch) paper and double-spaced. Spreadsheets, unusually sized exhibits, and databases are best utilized in their original printing format and should not be reformatted for submission. A submitter must mark the first page of each document in the upper right-hand corner with the following information in the following format:</P>
            <P>(i) On the first line, except for a petition, indicate the Department case number;</P>
            <P>(ii) On the second line, indicate the total number of pages in the document including cover pages, appendices, and any unnumbered pages;</P>

            <P>(iii) On the third line, indicate the specific segment of the proceeding, (<E T="03">e.g.,</E>investigation, administrative review, scope inquiry, suspension agreement,<E T="03">etc.</E>) and, if applicable, indicate the complete period of review (MM/DD/YY-MM/DD/YY);</P>
            <P>(iv) On the fourth line, except for a petition, indicate the Department office conducting the proceeding;</P>

            <P>(v) On the fifth and subsequent lines, indicate whether any portion of the document contains business proprietary information and, if so, list the applicable page numbers and state either: “Business Proprietary Document—May Be Released Under APO,” “Business Proprietary Document—May Not Be Released Under APO,” or “Business Proprietary/APO Version—May Be Released Under APO,” as applicable, and consistent<PRTPAGE P="39277"/>with § 351.303(b)(4). Indicate “Business Proprietary Treatment Requested” on the top of each page containing business proprietary information. In addition, include the warning “Bracketing of Business Proprietary Information Is Not Final for One Business Day After Date of Filing” on the top of each page containing business proprietary information in the business proprietary document filed under paragraph (c)(2)(i) of this section (one-day lag rule). Do not include this warning in the final business proprietary document filed on the next business day under paragraph (c)(2)(ii) of this section (see § 351.303(c)(2) and § 351.304(c)); and</P>
            <P>(vi) For the public version of a business proprietary document required under § 351.304(c), complete the marking as required in paragraphs (d)(2)(i)-(v) of this section for the business proprietary document, but conspicuously mark the first page “Public Version.”</P>
            <P>(vii) For a public document, complete the marking as required in paragraphs (d)(2)(i)-(v) of this section for the business proprietary document or version, as applicable, but conspicuously mark the first page “Public Document.”</P>
            <STARS/>
            <P>(f) * * *</P>
            <P>(1)(i)<E T="03">In general.</E>Except as provided in § 351.202(c) (filing of petition), § 351.208(f)(1) (submission of proposed suspension agreement), and paragraph (f)(3) of this section, a person filing a document with the Department simultaneously must serve a copy of the document on all other persons on the service list by personal service or first class mail.</P>
            <P>(ii)<E T="03">Service of public versions, public documents, or a party's own business proprietary information.</E>Notwithstanding paragraphs (f)(1)(i) and (f)(3) of this section, service of a business proprietary document containing only the server's own business proprietary information, on persons on the APO service list, or the public version of such a document, or a public document on persons on the public service list, may be made by facsimile transmission or other electronic transmission process, with the consent of the person to be served.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="351" TITLE="19">
          <AMDPAR>6. Section 351.304 is amended by revising paragraphs (b)(1), (b)(2(iii), (c), (d)(1) introductory text and (d)(1)(iv) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 351.304</SECTNO>
            <SUBJECT>Establishing business proprietary treatment of information.</SUBJECT>
            <STARS/>
            <P>(b)<E T="03">Identification of business proprietary information</E>—(1)<E T="03">Information releasable under administrative protective order</E>—(i)<E T="03">In general.</E>A person submitting information must identify the information for which it claims business proprietary treatment by enclosing the information within single brackets. The submitting person must provide with the information an explanation of why each item of bracketed information is entitled to business proprietary treatment. A person submitting a request for business proprietary treatment also must include an agreement to permit disclosure under an administrative protective order, unless the submitting party claims that there is a clear and compelling need to withhold the information from disclosure under an administrative protective order.</P>
            <P>(ii)<E T="03">Electronic databases.</E>In accordance with § 351.303(c)(3), an electronic database need not contain brackets. The submitter must select the security classification “Business Proprietary Document—May Be Released Under APO” at the time of filing to request business proprietary treatment of the information contained in the database. The public version of the database must be publicly summarized and ranged in accordance with § 351.304(c).</P>
            <P>(2) * * *</P>
            <P>(iii) The submitting person may exclude the information in double brackets from the business proprietary/APO version of the submission served on authorized applicants. See § 351.303 for filing and service requirements.</P>
            <P>(c)<E T="03">Public version.</E>(1) A person filing a submission that contains information for which business proprietary treatment is claimed must file a public version of the submission. The public version must be filed on the first business day after the filing deadline for the business proprietary document (see § 351.303(b)). The public version must contain a summary of the bracketed information in sufficient detail to permit a reasonable understanding of the substance of the information. If the submitting person claims that summarization is not possible, the claim must be accompanied by a full explanation of the reasons supporting that claim. Generally, numerical data will be considered adequately summarized if grouped or presented in terms of indices or figures within 10 percent of the actual figure. If an individual portion of the numerical data is voluminous, at least one percent representative of that portion must be summarized. A submitter should not create a public summary of business proprietary information of another person.</P>
            <P>(2) If a submitting party discovers that it has failed to bracket information correctly, the submitter may file a complete, corrected business proprietary document along with the public version (see § 351.303(b)). At the close of business on the day on which the public version of a submission is due under paragraph (c)(2) of this section, however, the bracketing of business proprietary information in the original business proprietary document or, if a corrected version is timely filed, the corrected business proprietary document will become final. Once bracketing has become final, the Secretary will not accept any further corrections to the bracketing of information in a submission, and the Secretary will treat non-bracketed information as public information.</P>
            <P>(d) * * *</P>
            <P>(1)<E T="03">In general.</E>The Secretary will reject a submission that does not meet the requirements of section 777(b) of the Act and this section with a written explanation. The submitting person may take any of the following actions within two business days after receiving the Secretary's explanation:</P>
            <FP>* * *</FP>
            <P>(iv) Submit other material concerning the subject matter of the rejected information. If the submitting person does not take any of these actions, the Secretary will not consider the rejected submission.</P>
            <FP>* * *</FP>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="351" TITLE="19">
          <AMDPAR>7. Section 351.305 is amended by revising paragraph (b)(2) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 351.305</SECTNO>
            <SUBJECT>Access to business proprietary information.</SUBJECT>
            <FP>* * *</FP>
            <P>(b) * * *</P>

            <P>(2) A representative of a party to the proceeding may apply for access to business proprietary information under the administrative protective order by submitting Form ITA-367 to the Secretary. Form ITA-367 must identify the applicant and the segment of the proceeding involved, state the basis for eligibility of the applicant for access to business proprietary information, and state the agreement of the applicant to be bound by the administrative protective order. Form ITA-367 may be prepared on the applicant's own wordprocessing system, and must be accompanied by a certification that the application is consistent with Form ITA-367 and an acknowledgment that any discrepancies will be interpreted in a manner consistent with Form ITA-<PRTPAGE P="39278"/>367. An applicant must apply to receive all business proprietary information on the record of the segment of a proceeding in question, but may waive service of business proprietary information it does not wish to receive from other parties to the proceeding. An applicant must serve an APO application on the other parties by the most expeditious manner possible at the same time that it files the application with the Department.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16352 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <CFR>21 CFR Part 510</CFR>
        <DEPDOC>[Docket No. FDA-2011-N-0003]</DEPDOC>
        <SUBJECT>New Animal Drugs; Change of Sponsor's Address</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Food and Drug Administration (FDA) is amending the animal drug regulations to reflect a change of address for Huvepharma AD, a sponsor of approved new animal drug applications.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective July 6, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Steven D. Vaughn, Center for Veterinary Medicine (HFV-100), Food and Drug Administration, 7520 Standish Pl., Rockville, MD 20855, 240-276-8300, e-mail:<E T="03">steven.vaughn@fda.hhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Huvepharma AD, 33 James Boucher Blvd., Sophia 1407, Bulgaria, has informed FDA that it has changed its address to 5th Floor, 3A Nikolay Haitov Str., 1113 Sofia, Bulgaria. Accordingly, the Agency is amending the regulations in 21 CFR 510.600 to reflect this change.</P>
        <P>This rule does not meet the definition of “rule” in 5 U.S.C. 804(3)(A) because it is a rule of “particular applicability.” Therefore, it is not subject to the congressional review requirements in 5 U.S.C. 801-808.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 21 CFR Part 510</HD>
          <P>Administrative practice and procedure, Animal drugs, Labeling, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>Therefore, under the Federal Food, Drug, and Cosmetic Act and under authority delegated to the Commissioner of Food and Drugs and redelegated to the Center for Veterinary Medicine, 21 CFR part 510 is amended as follows:</P>
        <REGTEXT PART="510" TITLE="21">
          <PART>
            <HD SOURCE="HED">PART 510—NEW ANIMAL DRUGS</HD>
          </PART>
          <AMDPAR>1. The authority citation for 21 CFR part 510 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>21 U.S.C. 321, 331, 351, 352, 353, 360b, 371, 379e.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="510" TITLE="21">
          <AMDPAR>2. In § 510.600, in the table in paragraph (c)(1), revise the entry for “Huvepharma AD”; and in the table in paragraph (c)(2), revise the entry for “016592” to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 510.600</SECTNO>
            <SUBJECT>Names, addresses, and drug labeler codes of sponsors of approved applications.</SUBJECT>
            <STARS/>
            <P>(c) * * *</P>
            <P>(1) * * *</P>
            <GPOTABLE CDEF="s50,8" COLS="2" OPTS="L1,tp0,i1">
              <BOXHD>
                <CHED H="1">Firm name and address</CHED>
                <CHED H="1">Drug<LI>labeler code</LI>
                </CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Huvepharma AD, 5th Floor, 3A Nikolay Haitov Str., 1113 Sofia, Bulgaria</ENT>
                <ENT>016592</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
            </GPOTABLE>
            <P>(2) * * *</P>
            <GPOTABLE CDEF="xs40,r50" COLS="2" OPTS="L1,tp0,i1">
              <BOXHD>
                <CHED H="1">Drug labeler code</CHED>
                <CHED H="1">Firm name and address</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">016592</ENT>
                <ENT>Huvepharma AD, 5th Floor, 3A Nikolay Haitov Str., 1113 Sofia, Bulgaria.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 24, 2011.</DATED>
          <NAME>Elizabeth Rettie,</NAME>
          <TITLE>Deputy Director, Office of New Animal Drug Evaluation, Center for Veterinary Medicine.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16845 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE TREASURY</AGENCY>
        <SUBAGY>Internal Revenue Service</SUBAGY>
        <CFR>26 CFR Parts 1 and 48</CFR>
        <DEPDOC>[TD 9533]</DEPDOC>
        <RIN>RIN 1545-BK28</RIN>
        <SUBJECT>Modification of Treasury Regulations Pursuant to Section 939A of the Dodd-Frank Wall Street Reform and Consumer Protection Act</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Internal Revenue Service (IRS), Treasury.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final and temporary regulations.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This document contains temporary regulations that remove any reference to, or requirement of reliance on, “credit ratings” in regulations under the Internal Revenue Code (Code) and provides substitute standards of credit-worthiness where appropriate. This action is required by the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires Federal agencies to remove any reference to, or requirement of reliance on, credit ratings from their regulations and to substitute such standard of credit-worthiness as the agency deems appropriate for such regulations. These regulations affect persons subject to various provisions of the Code. The text of these temporary regulations also serves as the text of the proposed regulations set forth in the notice of proposed rulemaking on this subject in the Proposed Rules section of this issue of the<E T="04">Federal Register</E>.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>These regulations are effective on July 6, 2011.</P>
          <P>
            <E T="03">Applicability Dates:</E>For dates of applicability, see §§ 1.150-1T(a)(4), 1.171-1T(f), 1.197-2T(b)(7), 1.249-1T(f)(3), 1.475(a)-4T(d)(4), 1.860G-2T(g)(3), 1.1001-3T(d), (e), and (g), and 48.4101-1T(l)(5).</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Arturo Estrada, (202) 622-3900 (not a toll-free number).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Background</HD>

        <P>Section 939A(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203 (124 Stat. 1376 (2010)), (the “Dodd-Frank Act”), requires each Federal agency to review its regulations that require the use of an assessment of credit-worthiness of a security or money market instrument, and to review any references or requirements in those regulations regarding credit ratings. Section 939A(b) directs each agency to<PRTPAGE P="39279"/>modify any regulation identified in the review required under section 939A(a) by removing any reference to, or requirement of reliance on, credit ratings and substituting a standard of credit-worthiness that the agency deems appropriate. Numerous provisions under the Code are affected.</P>
        <P>These temporary regulations amend the Income Tax Regulations (26 CFR part 1) under sections 150, 171, 197, 249, 475, 860G, and 1001 of the Code. These sections were added to the Code during different years to serve different purposes. These temporary regulations also amend the Manufacturers and Retailers Excise Tax Regulations (26 CFR part 48) under section 4101 that provides registration requirements related to Federal fuel taxes.</P>
        <HD SOURCE="HD1">Explanation of Provisions</HD>
        <P>These temporary regulations remove references to “credit ratings” and “credit agencies” or functionally similar terms in the existing regulations. Some changes involve simple word deletions or substitutions. Others reflect the revision of a sentence to remove the credit rating references. In some cases, multiple sentences have been modified. Where appropriate, substitute standards of credit-worthiness replace the prior references to credit ratings, credit agencies or functionally similar terms. Language revisions serve solely to remove the references prohibited by section 939A of the Dodd-Frank Act and no additional changes are intended.</P>
        <P>
          <E T="03">Section 1.150-1.</E>Section 1.150-1 provides definitions for purposes of sections 103 and 141 through 150. Section 1.150-1(b) defines<E T="03">issuance costs</E>to mean costs to the extent incurred in connection with, and allocable to, the issuance of an issue within the meaning of section 147(g). Section 1.150-1(b) lists as non-exclusive examples of issuance costs: Underwriters' spread; counsel fees; financial advisory fees; rating agency fees; trustee fees; paying agent fees; bond registrar, certification, and authentication fees; accounting fees; printing costs for bonds and offering documents; public approval process costs; engineering and feasibility study costs; guarantee fees, other than for qualified guarantees (as defined in § 1.148-4(f)); and similar costs. These temporary regulations replace the § 1.150-1(b) reference to rating agency fees with “fees paid to an organization to evaluate the credit quality of the issue.” No substantive change is intended.</P>
        <P>
          <E T="03">Section 1.171-1.</E>The temporary regulations change<E T="03">credit rating</E>in § 1.171-1(f)<E T="03">Example 2</E>(i) to<E T="03">credit quality.</E>The change does not affect the analysis in the example. In addition, the temporary regulations make other nonsubstantive changes to the example (for example, the dates in the example are updated).</P>
        <P>
          <E T="03">Section 1.197-2(b)(7).</E>The temporary regulations remove “the existence of a favorable credit rating” from the examples of supplier-based intangibles in the third sentence of § 1.197-2(b)(7). No substantive change in the treatment of a favorable credit rating as a supplier-based intangible under section 197 is intended.</P>
        <P>
          <E T="03">Section 1.249-1.</E>The temporary regulations change<E T="03">credit rating</E>and<E T="03">ratings of credit rating services</E>in § 1.249-1(e)(2)(ii) to<E T="03">credit quality</E>and<E T="03">widely published financial information.</E>In the existing regulations, a change in the credit rating of an issuer or obligation is one of the facts and circumstances used to determine how much of a repurchase premium is attributable to the cost of borrowing and not to the conversion feature of a convertible bond.<E T="03">Credit rating services</E>is used as a means to determine the credit rating of an issuer or obligation. None of these changes affect the substantive rules in the existing regulations.</P>
        <P>
          <E T="03">Section 1.475(a)-4(d)(4). Example 1,</E>
          <E T="03">Example 2,</E>and<E T="03">Example 3</E>in § 1.475(a)-4(d)(4) are revised to remove references to credit ratings or credit rating agencies. In these three examples in the existing regulations,<E T="03">credit rating</E>or specific references to certain ratings by certain credit ratings agencies (such as AA/aa or AAA/aaa) were used to set up the factual scenario that illustrates the factors that go into the determination of whether it is appropriate for a dealer to take a credit risk adjustment. These terms were also used to describe the credit risk adjustment implicit in the yield curve used to discount the present value of the cash flows. This adjustment affects whether any additional credit risk adjustments are warranted. These examples also used<E T="03">credit rating agency</E>to set up the factual scenario that a counterparty's credit-worthiness was based upon an industry standard of a certain credit quality and illustrates the factors that go into the determination of whether it is appropriate for a dealer to take a credit risk adjustment. The changes that have been made to the language of the examples do not alter the purpose of the illustrations and present the factual issues in a more generalized way.</P>
        <P>
          <E T="03">Section 1.860G-2.</E>Section 1.860G-2(g)(2) defines<E T="03">qualified reserve fund</E>as an amount that is reasonably required to fund expenses of the REMIC or amounts due on regular or residual interests in the event of defaults on the underlying pool of mortgages. In defining the amount reasonably required, § 1.860G-2(g)(3)(ii) refers to the amount required by a nationally recognized independent rating agency as a condition of providing the rating for the REMIC interest desired by the sponsor. Because an alternative and fully adequate standard of reference is already set forth in these regulations, these temporary regulations remove the rating agency alternative standard.</P>
        <P>
          <E T="03">Section 1.1001-3.</E>Section 1.1001-3 provides rules for determining whether a modification of a debt instrument results in an exchange for purposes of § 1.1001-1(a). These temporary regulations remove the terms<E T="03">rating</E>and<E T="03">credit rating</E>from § 1.1001-3 and generally replace those terms with<E T="03">credit quality.</E>Section 1.1001-3(d)<E T="03">Example 9</E>is revised so that the event that triggers an option to increase a note's rate of interest is a breach of certain covenants in the note, rather than a specific decline in the corporation's credit rating. The temporary regulations also revise § 1.1001-3(g)<E T="03">Example 5</E>so that the debt instrument described in the example allows a party to be substituted for the instrument's original obligor on the basis of the party's credit-worthiness, rather than the party's credit rating. The temporary regulations also revise § 1.1001-3(g)<E T="03">Example 8</E>to explain that a bank's letter of credit supporting a debt instrument is substituted for another bank's letter of credit when the first bank encounters financial difficulty, thus removing references to<E T="03">rating agencies</E>and either bank's<E T="03">credit rating.</E>
        </P>
        <P>
          <E T="03">Section 48.4101-1(f)(4).</E>Section 4101 requires certain persons to be registered by the IRS for purposes of several fuel tax provisions of the Code. Under § 48.4101-1, the IRS will register an applicant for registration only if, among other conditions, the applicant has adequate financial resources to pay its expected fuel tax liability. To make this determination, § 48.4101-1(f)(4)(ii)(B) instructs the IRS to look to the applicant's financial information. These temporary regulations remove the examples of the types of documents the IRS should review and instructs the IRS to look at all information relevant to the applicant's financial status.</P>
        <HD SOURCE="HD1">Special Analyses</HD>

        <P>It has been determined that this Treasury decision is not a significant regulatory action as defined in Executive Order 12866, as<PRTPAGE P="39280"/>supplemented by Executive Order 13563. Therefore, a regulatory assessment is not required. It also has been determined that section 553(b) of the Administrative Procedure Act (5 U.S.C. chapter 5) does not apply to these regulations. For applicability of the Regulatory Flexibility Act (5 U.S.C. chapter 6), please refer to the Special Analysis section in the preamble to the cross-referenced notice of proposed rulemaking in the Proposed Rules section in this issue of the<E T="04">Federal Register</E>. Pursuant to section 7805(f) of the Code, these regulations have been submitted to the Chief Counsel for Advocacy of the Small Business Administration for comment on their impact on small business.</P>
        <HD SOURCE="HD1">Drafting Information</HD>
        <P>These regulations were drafted by personnel in the Office of Associate Chief Counsel (Financial Institutions and Products), the Office of Associate Chief Counsel (Income Tax and Accounting), the Office of the Associate Chief Counsel (International) and the Office of the Associate Chief Counsel (Passthroughs and Special Industries). However, other personnel from the IRS and the Treasury Department participated in their development.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>26 CFR Part 1</CFR>
          <P>Income taxes, Reporting and recordkeeping requirements.</P>
          <CFR>26 CFR Part 48</CFR>
          <P>Excise taxes, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Amendments to the Regulations</HD>
        <P>Accordingly, 26 CFR parts 1 and 48 are amended as follows:</P>
        <REGTEXT PART="1" TITLE="26">
          <PART>
            <HD SOURCE="HED">PART 1—INCOME TAXES</HD>
          </PART>
          <AMDPAR>
            <E T="04">Paragraph 1.</E>The authority citation for part 1 continues to read in part as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>26 U.S.C. 7805 * * *</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 2.</E>Section 1.150-1 is amended as follows:</AMDPAR>
          <AMDPAR>1. Paragraph (a)(4) is added.</AMDPAR>
          <AMDPAR>2. In paragraph (b), the definition of<E T="03">Issuance costs</E>is revised.</AMDPAR>
          <P>The additions and revisions read as follows:</P>
          <SECTION>
            <SECTNO>§ 1.150-1</SECTNO>
            <SUBJECT>Definitions.</SUBJECT>
            <P>(a) * * *</P>
            <P>(4) [Reserved] For further guidance, see § 1.150-1T(a)(4).</P>
            <P>(b) * * *</P>
            <P>
              <E T="03">Issuance costs</E>[Reserved]. For further guidance, see § 1.150-1T(b),<E T="03">Issuance costs.</E>
            </P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 3.</E>Section 1.150-1T is added to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1.150-1T</SECTNO>
            <SUBJECT>Definitions (temporary).</SUBJECT>
            <P>(a) through (a)(3) [Reserved]. For further guidance, see § 1.150-1(a) through (a)(3).</P>
            <P>(4)<E T="03">Additional exception to the general applicability date.</E>Section 1.150-1T(b),<E T="03">Issuance costs,</E>applies on and after July 6, 2011.</P>
            <P>(5)<E T="03">Expiration date.</E>The applicability of § 1.150-1T(b),<E T="03">Issuance costs</E>, expires on or before July 1, 2014.</P>
            <P>(b)<E T="03">Bond</E>through the definition of<E T="03">Governmental bond</E>[Reserved]. For further guidance, see § 1.150-1(b)<E T="03">Bond</E>through the definition of<E T="03">Governmental bond.</E>
            </P>
            <P>
              <E T="03">Issuance costs</E>means costs to the extent incurred in connection with, and allocable to, the issuance of an issue within the meaning of section 147(g). For example, issuance costs include the following costs but only to the extent incurred in connection with, and allocable to, the borrowing: Underwriters' spread; counsel fees; financial advisory fees; fees paid to an organization to evaluate the credit quality of an issue; trustee fees; paying agent fees; bond registrar, certification, and authentication fees; accounting fees; printing costs for bonds and offering documents; public approval process costs; engineering and feasibility study costs; guarantee fees, other than for qualified guarantees (as defined in § 1.148-4(f)); and similar costs.</P>
            <P>(c)<E T="03">Issue date</E>through paragraph (e) [Reserved]. For further guidance, see § 1.150-1(b)<E T="03">Issue date</E>through paragraph (e).</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 4.</E>Section 1.171-1(f)<E T="03">Example 2</E>is revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1.171-1</SECTNO>
            <SUBJECT>Bond premium.</SUBJECT>
            <STARS/>
            <P>(f) * * *</P>
            <P>
              <E T="03">Example 2.</E>[Reserved]. For further guidance, see § 1.171-1T(f)<E T="03">Example 2.</E>
            </P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 5.</E>Section 1.171-1T is added to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1.171-1T</SECTNO>
            <SUBJECT>Bond premium (temporary).</SUBJECT>
            <P>(a) through (f)<E T="03">Example 1</E>[Reserved]. For further guidance, see § 1.171-1(a) through (f)<E T="03">Example 1.</E>
            </P>
            
            <EXTRACT>
              <P>
                <E T="03">Example 2. Convertible bond</E>—(i)<E T="03">Facts.</E>On January 1, 2012, A purchases for $1,100 B corporation's bond maturing on January 1, 2015, with a stated principal amount of $1,000, payable at maturity. The bond provides for unconditional payments of interest of $30 on January 1 and July 1 of each year. In addition, the bond is convertible into 15 shares of B corporation stock at the option of the holder. On January 1, 2012, B corporation's nonconvertible, publicly-traded, three-year debt of comparable credit quality trades at a price that reflects a yield of 6.75 percent, compounded semiannually.</P>
              <P>(ii)<E T="03">Determination of basis.</E>A's basis for determining loss on the sale or exchange of the bond is $1,100. As of January 1, 2012, discounting the remaining payments on the bond at the yield at which B's similar nonconvertible bonds trade (6.75 percent, compounded semiannually) results in a present value of $980. Thus, the value of the conversion option is $120. Under § 1.171-1(e)(1)(iii)(A), A's basis is $980 ($1,100 −$120) for purposes of §§ 1.171-1 through 1.171-5. The sum of all amounts payable on the bond other than qualified stated interest is $1,000. Because A's basis (as determined under § 1.171-1(e)(1)(iii)(A)) does not exceed $1,000, A does not acquire the bond at a premium.</P>
            </EXTRACT>
            
            <P>(iii)<E T="03">Effective/applicability date.</E>This<E T="03">Example 2</E>applies to bonds acquired on or after July 6, 2011.</P>
            <P>(g)<E T="03">Expiration date.</E>The applicability of this section expires on or before July 1, 2014.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 6.</E>Section 1.197-2 is amended by revising paragraph (b)(7) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1.197-2</SECTNO>
            <SUBJECT>Amortization of goodwill and certain other intangibles.</SUBJECT>
            <STARS/>
            <P>(b) * * *</P>
            <P>(7) [Reserved]. For further guidance, see § 1.197-2T(b)(7).</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 7.</E>Section 1.197-2T is added to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1.197-2T</SECTNO>
            <SUBJECT>Amortization of goodwill and certain other intangibles (temporary).</SUBJECT>
            <P>(a) through (b)(6) [Reserved]. For further guidance, see § 1.197-2(a) through (b)(6).</P>
            <P>(7)<E T="03">Supplier-based intangibles</E>—(i)<E T="03">In general.</E>Section 197 intangibles include any supplier-based intangible. A<E T="03">supplier-based intangible</E>is the value resulting from the future acquisition, pursuant to contractual or other relationships with suppliers in the ordinary course of business, of goods or services that will be sold or used by the taxpayer. Thus, the amount paid or incurred for supplier-based intangibles includes, for example, any portion of the purchase price of an acquired trade or business attributable to the existence of a favorable relationship with persons providing distribution services (such as favorable shelf or display space at a retail outlet), or the existence of favorable supply contracts. The amount<PRTPAGE P="39281"/>paid or incurred for supplier-based intangibles does not include any amount required to be paid for the goods or services themselves pursuant to the terms of the agreement or other relationship. In addition, see the exceptions in § 1.197-2(c), including the exception in § 1.197-2(c)(6) for certain rights to receive tangible property or services from another person.</P>
            <P>(ii)<E T="03">Effective/applicability date.</E>This section applies to supplier-based intangibles acquired after July 6, 2011.</P>
            <P>(iii)<E T="03">Expiration date.</E>The applicability of this section expires on or before July 1, 2014.</P>
            <P>(b)(8) through (l) [Reserved]. For further guidance, see § 1.197-2(b)(8) through (l).</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 8.</E>Section 1.249-1 is amended as follows:</AMDPAR>
          <AMDPAR>1. Paragraph (e)(2)(ii) is revised.</AMDPAR>
          <AMDPAR>2. The paragraph heading for paragraph (f) is revised.</AMDPAR>
          <AMDPAR>3. Paragraph (f)(3) is added.</AMDPAR>
          <P>The revisions and addition read as follows:</P>
          <SECTION>
            <SECTNO>§ 1.249-1</SECTNO>
            <SUBJECT>Limitation on deduction of bond premium on repurchase.</SUBJECT>
            <STARS/>
            <P>(e) * * *</P>
            <P>(2) * * *</P>
            <P>(ii) [Reserved]. For further guidance, see § 1.249-1T(e)(2)(ii).</P>
            <STARS/>
            <P>(f)<E T="03">Effective/applicability dates.</E>* * *</P>
            <P>(3) [Reserved]. For further guidance, see § 1.249-1T(f)(3).</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 9.</E>Section 1.249-1T is added to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1.249-1T</SECTNO>
            <SUBJECT>Limitation on deduction of bond premium on repurchase (temporary).</SUBJECT>
            <P>(a) through (e)(2)(i) [Reserved]. For further guidance, see § 1.249-1(a) through (e)(2)(i).</P>
            <P>(ii) In determining the amount under § 1.249-1(e)(2)(i), appropriate consideration shall be given to all factors affecting the selling price or yields of comparable nonconvertible obligations. Such factors include general changes in prevailing yields of comparable obligations between the dates the convertible obligation was issued and repurchased and the amount (if any) by which the selling price of the nonconvertible obligation was affected by reason of any change in the issuing corporation's credit quality or the credit quality of the obligation during such period (determined on the basis of widely published financial information or on the basis of other relevant facts and circumstances which reflect the relative credit quality of the corporation or the comparable obligation).</P>
            <P>(e)(2)(iii) through (f)(2) [Reserved]. For further guidance, see § 1.249-1(e)(2)(iii) through (f)(2).</P>
            <P>(3)<E T="03">Portion of repurchase premium attributable to cost of borrowing.</E>Paragraph (e)(2)(ii) of this section applies to any repurchase of a convertible obligation occurring on or after July 6, 2011.</P>
            <P>(g) [Reserved]. For further guidance, see § 1.249-1(g).</P>
            <P>(h)<E T="03">Expiration date.</E>The applicability of this section expires on or before July 1, 2014.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 10.</E>Section 1.475(a)-4 is amended by revising paragraph (d)(4)<E T="03">Example 1, Example 2,</E>and<E T="03">Example 3</E>to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1.475(a)-4</SECTNO>
            <SUBJECT>Valuation safe harbor.</SUBJECT>
            <STARS/>
            <P>(d) * * *</P>
            <P>(4) * * *</P>
            <P>
              <E T="03">Example 1.</E>[Reserved]. For further guidance, see § 1.475(a)-4T(d)(4)<E T="03">Example 1.</E>
            </P>
            <P>
              <E T="03">Example 2.</E>[Reserved]. For further guidance, see § 1.475(a)-4T(d)(4)<E T="03">Example 2.</E>
            </P>
            <P>
              <E T="03">Example 3.</E>[Reserved]. For further guidance, see § 1.475(a)-4T(d)(4)<E T="03">Example 3.</E>
            </P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 11.</E>Section 1.475(a)-4T is added to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1.475(a)-4T</SECTNO>
            <SUBJECT>Valuation safe harbor (temporary).</SUBJECT>
            <P>(a) through (d)(4) introductory text [Reserved]. For further guidance, see § 1.475(a)-4(a) through (d)(4) introductory text.</P>
            
            <EXAMPLE>
              <HD SOURCE="HED">
                <E T="03">Example 1.</E>
              </HD>
              <P>(i) X, a calendar year taxpayer, is a dealer in securities within the meaning of section 475(c)(1). X generally maintains a balanced portfolio of interest rate swaps and other interest rate derivatives, capturing bid-ask spreads and keeping its market exposure within desired limits (using, if necessary, additional derivatives for this purpose). X uses a mark-to-market method on a statement that it is required to file with the United States Securities and Exchange Commission and that satisfies § 1.475(a)-4(d)(2) with respect to both the contracts with customers and the additional derivatives. When determining the amount of any gain or loss realized on a sale, exchange, or termination of a position, X makes a proper adjustment for amounts taken into account respecting payments or receipts. X and all of its counterparties on the derivatives have the same general credit quality as each other.</P>
              <P>(ii) Under X's valuation method, as of each valuation date, X determines a mid-market probability distribution of future cash flows under the derivatives and computes the present values of these cash flows. In computing these present values, X uses an industry standard yield curve that is appropriate for obligations by persons with this same general credit quality. In addition, based on information that includes its own knowledge about the counterparties, X adjusts some of these present values either upward or downward to reflect X's reasonable judgment about the extent to which the true credit status of each counterparty's obligation, taking credit enhancements into account, differs from the general credit quality used in the yield curve to present value the derivatives.</P>
              <P>(iii) X's methodology does not violate the requirement in § 1.475(a)-4(d)(3)(iii) that the same cost or risk not be taken into account, directly or indirectly, more than once.</P>
              <P>(iv) This<E T="03">Example 1</E>applies to valuations of securities on or after July 6, 2011.</P>
            </EXAMPLE>
            <EXAMPLE>
              <HD SOURCE="HED">
                <E T="03">Example 2.</E>
              </HD>
              <P>(i) The facts are the same as in<E T="03">Example 1,</E>except that X uses a better credit quality in determining the yield curve to discount the payments to be received under the derivatives. Based on information that includes its own knowledge about the counterparties, X adjusts these present values to reflect X's reasonable judgment about the extent to which the true credit status of each counterparty's obligation, taking credit enhancements into account, differs from this better credit quality obligation.</P>
              <P>(ii) X's methodology does not violate the requirement in § 1.475(a)-4(d)(3)(iii) that the same cost or risk not be taken into account, directly or indirectly, more than once.</P>
              <P>(iii) This<E T="03">Example 2</E>applies to valuations of securities on or after July 6, 2011.</P>
            </EXAMPLE>
            <EXAMPLE>
              <HD SOURCE="HED">
                <E T="03">Example 3.</E>
              </HD>
              <P>(i) The facts are the same as in<E T="03">Example 1,</E>except that, after computing present values using the discount rates that are appropriate for obligors with the same general credit quality, and based on information that includes X's own knowledge about the counterparties, X adjusts some of these present values either upward or downward to reflect X's reasonable judgment about the extent to which the true credit status of each counterparty's obligation, taking credit enhancements into account, differs from a better credit quality.</P>
              <P>(ii) X's methodology violates the requirement in § 1.475(a)-4(d)(3)(iii) that the same cost or risk not be taken into account, directly or indirectly, more than once. By using the same general credit quality discount rate, X's method takes into account the difference between risk-free obligations and obligations with that lower credit quality. By adjusting values for the difference between a higher credit quality and that lower credit quality, X takes into account risks that it had already accounted for through the discount rates that it used. The same result would occur if X judged some of its counterparties' obligations to be of a higher credit quality but X failed to adjust the values of those obligations to reflect the difference between a higher credit quality and the lower credit quality.</P>
              <P>(iii) This<E T="03">Example 3</E>applies to valuations of securities on or after July 6, 2011.</P>
            </EXAMPLE>
            
            <P>
              <E T="03">Example 4</E>and<E T="03">Example 5</E>and paragraphs (e) through (m). [Reserved]. For further guidance, see § 1.475(a)-4(d)(4)<E T="03">Example 4</E>and<E T="03">Example 5</E>and paragraphs (e) through (m).<PRTPAGE P="39282"/>
            </P>
            <P>(n)<E T="03">Expiration date.</E>The applicability of this section expires on or before July 1, 2014.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 12.</E>Section 1.860G-2 is amended by revising paragraphs (g)(3)(ii)(B) and (C) and adding paragraph (D) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1.860G-2</SECTNO>
            <SUBJECT>Other rules.</SUBJECT>
            <STARS/>
            <P>(g) * * *</P>
            <P>(3) * * *</P>
            <P>(ii) * * *</P>
            <P>(B) [Reserved]. For further guidance, see § 1.860G-2T(g)(3)(ii)(B).</P>
            <P>(C) [Reserved]. For further guidance, see § 1.860G-2T(g)(3)(ii)(C).</P>
            <P>(D) [Reserved]. For further guidance, see § 1.860G-2T(g)(3)(ii)(D).</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 13.</E>Section 1.860G-2T is added to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1.860G-2T</SECTNO>
            <SUBJECT>Other rules (temporary).</SUBJECT>
            <P>(a) through (g)(3)(ii)(A) [Reserved]. For further guidance, see § 1.860G-2(a) through (g)(3)(ii)(A).</P>
            <P>(B)<E T="03">Presumption that a reserve is reasonably required.</E>The amount of a reserve fund is presumed to be reasonable (and an excessive reserve is presumed to have been promptly and appropriately reduced) if it does not exceed the amount required by a third party insurer or guarantor, who does not own directly or indirectly (within the meaning of section 267(c)) an interest in the REMIC (as defined in section 1.860D-1(b)(1)), as a condition of providing credit enhancement.</P>
            <P>(C)<E T="03">Presumption may be rebutted.</E>The presumption in § 1.860G-2(g)(3)(ii)(B) may be rebutted if the amounts required by the third party insurer are not commercially reasonable considering the factors described in § 1.860G-2(g)(3)(ii)(A).</P>
            <P>(D)<E T="03">Effective/applicability date.</E>Paragraphs (g)(3)(ii)(B) and (C) of this section apply on and after July 6, 2011.</P>
            <P>(E)<E T="03">Expiration date.</E>The applicability of paragraphs (g)(3)(ii)(B) and (C) of this section expires on or before July 1, 2014.</P>
            <P>(h) through (k) [Reserved]. For further guidance, see § 1.860G-2(h) through (k).</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 14.</E>Section 1.1001-3 is amended as follows:</AMDPAR>
          <AMDPAR>1. Paragraph (d)<E T="03">Example 9</E>is revised.</AMDPAR>
          <AMDPAR>2. Paragraph (e)(4)(iv)(B) is revised.</AMDPAR>
          <AMDPAR>3. Paragraph (e)(5)(ii)(B)(<E T="03">2</E>) is revised.</AMDPAR>
          <AMDPAR>4. Paragraph (g)<E T="03">Examples 1, 5</E>and<E T="03">8</E>are revised.</AMDPAR>
          <P>The revisions read as follows:</P>
          <SECTION>
            <SECTNO>§ 1.1001-3</SECTNO>
            <SUBJECT>Modifications of debt instruments.</SUBJECT>
            <STARS/>
            <P>(d) * * *</P>
            <P>
              <E T="03">Example 9.</E>[Reserved]. For further guidance, see § 1.1001-3T(d)<E T="03">Example 9.</E>
            </P>
            <STARS/>
            <P>(e) * * *</P>
            <P>(4) * * *</P>
            <P>(iv) * * *</P>
            <P>(B) [Reserved]. For further guidance, see § 1.1001-3T(e)(4)(iv)(B).</P>
            <STARS/>
            <P>(5) * * *</P>
            <P>(ii) * * *</P>
            <P>(B) * * *</P>
            <P>(<E T="03">2</E>) [Reserved]. For further guidance, see § 1.1001-3T(e)(5)(ii)(B)(<E T="03">2</E>).</P>
            <STARS/>
            <P>(g) * * *</P>
            <P>
              <E T="03">Example 1.</E>[Reserved]. For further guidance, see § 1.1001-3T(g)<E T="03">Example 1.</E>
            </P>
            <STARS/>
            <P>
              <E T="03">Example 5.</E>[Reserved]. For further guidance, see § 1.1001-3T(g)<E T="03">Example 5.</E>
            </P>
            <STARS/>
            <P>
              <E T="03">Example 8.</E>[Reserved]. For further guidance, see § 1.1001-3T(g)<E T="03">Example 8.</E>
            </P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 15.</E>Section 1.1001-3T is added to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 1.1001-3T</SECTNO>
            <SUBJECT>Modifications of debt instruments (temporary).</SUBJECT>
            <P>(a) through (d)<E T="03">Example 8</E>[Reserved]. For further guidance, see § 1.1001-3(a) through (d)<E T="03">Example 8.</E>
            </P>
            
            <EXAMPLE>
              <HD SOURCE="HED">
                <E T="03">Example 9.</E>
              </HD>
              <P>
                <E T="03">Holder's option to increase interest rate.</E>(i) A corporation issues an 8-year note to a bank in exchange for cash. Under the terms of the note, the bank has the option to increase the rate of interest by a specified amount if certain covenants in the note are breached. The bank's right to increase the interest rate is a unilateral option as described in § 1.1001-3(c)(3).</P>
              <P>(ii) A covenant in the note is breached. The bank exercises its option to increase the rate of interest. The increase in the rate of interest occurs by operation of the terms of the note and does not result in a deferral or a reduction in the scheduled payments or any other alteration described in § 1.1001-3(c)(2). Thus, the change in interest rate is not a modification.</P>
              <P>(iii)<E T="03">Effective/applicability date.</E>This<E T="03">Example 9</E>applies to modifications occurring on or after July 6, 2011.</P>
            </EXAMPLE>
            
            <P>(d)<E T="03">Example 10</E>through (e)(4)(iv)(A) [Reserved]. For further guidance, see § 1.1001-3(d)<E T="03">Example 10</E>through (e)(4)(iv)(A).</P>
            <P>(B)<E T="03">Nonrecourse debt instruments.</E>(<E T="03">1</E>) A modification that releases, substitutes, adds or otherwise alters a substantial amount of the collateral for, a guarantee on, or other form of credit enhancement for a nonrecourse debt instrument is a significant modification. A substitution of collateral is not a significant modification, however, if the collateral is fungible or otherwise of a type where the particular units pledged are unimportant (for example, government securities or financial instruments of a particular type and credit quality). In addition, the substitution of a similar commercially available credit enhancement contract is not a significant modification, and an improvement to the property securing a nonrecourse debt instrument does not result in a significant modification.</P>
            <P>(<E T="03">2</E>)<E T="03">Effective/applicability date.</E>This paragraph (e)(4)(iv)(B) applies to modifications occurring on or after July 6, 2011.</P>
            <P>(e)(4)(v) through (e)(5)(ii)(B)(<E T="03">1</E>) [Reserved]. For further guidance, see § 1.1001-3(e)(4)(v) through (e)(5)(ii)(B)(<E T="03">1</E>).</P>
            <P>(<E T="03">2</E>)<E T="03">Original collateral.</E>(<E T="03">i</E>) A modification that changes a recourse debt instrument to a nonrecourse debt instrument is not a significant modification if the instrument continues to be secured only by the original collateral and the modification does not result in a change in payment expectations. For this purpose, if the original collateral is fungible or otherwise of a type where the particular units pledged are unimportant (for example, government securities or financial instruments of a particular type and credit quality), replacement of some or all units of the original collateral with other units of the same or similar type and aggregate value is not considered a change in the original collateral.</P>
            <P>(<E T="03">ii</E>)<E T="03">Effective/applicability date.</E>This paragraph (e)(5)(ii)(B)(<E T="03">2</E>) applies to modifications occurring on or after July 6, 2011.</P>
            <P>(e)(6) through (g) introductory text [Reserved]. For further guidance, see § 1.1001-3(e)(6) through (g) introductory text.</P>
            
            <EXAMPLE>
              <HD SOURCE="HED">Example 1.</HD>
              <P>
                <E T="03">Modification of call right.</E>(i) Under the terms of a 30-year, fixed-rate bond, the issuer can call the bond for 102 percent of par at the end of ten years or for 101 percent of par at the end of 20 years. At the end of the eighth year, the holder of the bond pays the issuer to waive the issuer's right to call the bond at the end of the tenth year. On the date of the modification, the issuer's credit quality is approximately the same as when the bond was issued, but market rates of interest have declined from that date.</P>
              <P>(ii) The holder's payment to the issuer changes the yield on the bond. Whether the change in yield is a significant modification depends on whether the yield on the modified bond varies from the yield on the original bond by more than the change in yield as described in § 1.1001-3(e)(2)(ii).</P>

              <P>(iii) If the change in yield is not a significant modification, the elimination of the issuer's call right must also be tested for significance. Because the specific rules of § 1.1001-3(e)(2) through (e)(6) do not address<PRTPAGE P="39283"/>this modification, the significance of the modification must be determined under the general rule of § 1.1001-3(e)(1).</P>
              <P>(iv)<E T="03">Effective/applicability date.</E>This<E T="03">Example 1</E>applies to modifications occurring on or after July 6, 2011.</P>
            </EXAMPLE>
            
            <P>
              <E T="03">Example 2</E>through<E T="03">Example 4</E>[Reserved]. For further guidance, see § 1.1001-3(g)<E T="03">Example 2</E>through<E T="03">Example 4.</E>
            </P>
            
            <EXAMPLE>
              <HD SOURCE="HED">Example 5.</HD>
              <P>
                <E T="03">Assumption of mortgage with increase in interest rate.</E>(i) A recourse debt instrument with a 9 percent annual yield is secured by an office building. Under the terms of the instrument, a purchaser of the building may assume the debt and be substituted for the original obligor if the purchaser is equally or more creditworthy than the original obligor and if the interest rate on the instrument is increased by one-half percent (50 basis points). The building is sold, the purchaser assumes the debt, and the interest rate increases by 50 basis points.</P>
              <P>(ii) If the purchaser's acquisition of the building does not satisfy the requirements of § 1.1001-3(e)(4)(i)(B) or (C), the substitution of the purchaser as the obligor is a significant modification under § 1.1001-3(e)(4)(i)(A).</P>
              <P>(iii) If the purchaser acquires substantially all of the assets of the original obligor, the assumption of the debt instrument will not result in a significant modification if there is not a change in payment expectations and the assumption does not result in a significant alteration.</P>
              <P>(iv) The change in the interest rate, if tested under the rules of § 1.1001-3(e)(2), would result in a significant modification. The change in interest rate that results from the transaction is a significant alteration. Thus, the transaction does not meet the requirements of § 1.1001-3(e)(4)(i)(C) and is a significant modification under § 1.1001-3 (e)(4)(i)(A).</P>
              <P>(v)<E T="03">Effective/applicability date.</E>Notwithstanding § 1.1001-3(h), this<E T="03">Example 5</E>applies to modifications occurring on or after July 6, 2011.</P>
            </EXAMPLE>
            
            <P>
              <E T="03">Example 6</E>through<E T="03">Example 7</E>[Reserved]. For further guidance, see § 1.1001-3(g)<E T="03">Example 6</E>through<E T="03">Example 7.</E>
            </P>
            
            <EXAMPLE>
              <HD SOURCE="HED">
                <E T="03">Example 8.</E>
              </HD>
              <P>
                <E T="03">Substitution of credit enhancement contract.</E>(i) Under the terms of a recourse debt instrument, the issuer's obligations are secured by a letter of credit from a specified bank. The debt instrument does not contain any provision allowing a substitution of a letter of credit from a different bank. The specified bank, however, encounters financial difficulty. The issuer and holder agree that the issuer will substitute a letter of credit from another bank.</P>
              <P>(ii) Under § 1.1001-3(e)(4)(iv)(A), the substitution of a different credit enhancement contract is not a significant modification of a recourse debt instrument unless the substitution results in a change in payment expectations. While the substitution of a new letter of credit by a different bank does not itself result in a change in payment expectations, such a substitution may result in a change in payment expectations under certain circumstances (for example, if the obligor's capacity to meet payment obligations is dependent on the letter of credit and the substitution substantially enhances that capacity from primarily speculative to adequate).</P>
              <P>(iii)<E T="03">Effective/applicability date.</E>This<E T="03">Example 8</E>applies to modifications occurring on or after July 6, 2011.</P>
            </EXAMPLE>
            
            <P>
              <E T="03">Example 9</E>through (h) [Reserved]. For further guidance, see § 1.1001-3(g)<E T="03">Example 9</E>through (h).</P>
            <P>(i)<E T="03">Expiration date.</E>The applicability of this section expires on or before July 1, 2014.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="48" TITLE="26">
          <PART>
            <HD SOURCE="HED">PART 48—MANUFACTURERS AND RETAILERS EXCISE TAXES</HD>
          </PART>
          <AMDPAR>
            <E T="04">Par. 16.</E>The authority citation for part 48 continues to read in part as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>26 U.S.C. 7805 * * *</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="42" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 17.</E>Section 48.4101-1 is amended as follows:</AMDPAR>
          <AMDPAR>1. Paragraph (f)(4)(ii)(B) is removed and reserved.</AMDPAR>
          <AMDPAR>2. Paragraph (l)(5) is added and reserved.</AMDPAR>
          <P>The additions read as follows:</P>
          <SECTION>
            <SECTNO>§ 48.4101-1</SECTNO>
            <SUBJECT>Taxable fuel; registration.</SUBJECT>
            <STARS/>
            <P>(f) * * *</P>
            <P>(4) * * *</P>
            <P>(ii) * * *</P>
            <P>(B) [Reserved]. For further guidance, see § 48.4101-1T(f)(4)(ii)(B).</P>
            <STARS/>
            <P>(l) * * *</P>
            <P>(5) [Reserved]. For further guidance, see § 48.4101-1T(l)(5).</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="48" TITLE="26">
          <AMDPAR>
            <E T="04">Par. 18.</E>Section 48.4101-1T is amended as follows:</AMDPAR>
          <AMDPAR>1. Paragraphs (a) through (f)(4)(ii)(A) are reserved.</AMDPAR>
          <AMDPAR>2. Paragraph (f)(4)(ii)(B) is revised.</AMDPAR>
          <AMDPAR>3. Paragraphs (f)(4)(iii) through (h)(3)(iii) are reserved.</AMDPAR>
          <AMDPAR>4. Paragraphs (h)(3)(v) through (l)(4) are reserved.</AMDPAR>
          <AMDPAR>5. Paragraphs (l)(5) and (l)(6) are added.</AMDPAR>
          <P>The additions and revisions read as follows:</P>
          <SECTION>
            <SECTNO>§ 48.4101-1T</SECTNO>
            <SUBJECT>Taxable fuel; registration (temporary).</SUBJECT>
            <P>(a) through (f)(4)(ii)(A) [Reserved]. For further guidance see § 48.4104-1(a) through (f)(4)(ii)(A).</P>
            <P>(B)<E T="03">Basis for determination.</E>The determination under § 48.4101-1(f)(4)(ii) must be based on all information relevant to the applicant's financial status.</P>
            <P>(f)(4)(iii) through (h)(3)(iii) [Reserved]. For further guidance, see § 48.4101-1(f)(4)(iii) through (h)(3)(iii).</P>
            <STARS/>
            <P>(h)(3)(v) through (l)(4) [Reserved]. For further guidance, see § 48.4101-1(h)(3)(v) through (l)(4).</P>
            <P>(l)(5)<E T="03">Effective/applicability date.</E>Paragraph (f)(4)(ii)(B) of this section applies on July 6, 2011.</P>
            <P>(l)(6)<E T="03">Expiration date.</E>The applicability of paragraph (f)(4)(ii)(B) of this section expires on or before July 1, 2014.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <NAME>Steven T. Miller,</NAME>
          <TITLE>Deputy Commissioner for Services and Enforcement.</TITLE>
          <DATED>Approved: June 29, 2011.</DATED>
          <NAME>Emily S. McMahon,</NAME>
          <TITLE>Acting Assistant Secretary of the Treasury (Tax Policy).</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16856 Filed 7-1-11; 11:15 am]</FRDOC>
      <BILCOD>BILLING CODE 4830-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION</AGENCY>
        <CFR>29 CFR Part 2205</CFR>
        <SUBJECT>Enforcement of Nondiscrimination on the Basis of Handicap in Programs or Activities Conducted by the Occupational Safety and Health Review Commission</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Occupational Safety and Health Review Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Occupational Safety and Health Review Commission (“OSHRC”) is revising part 2205, which it promulgated to implement section 504 of the Rehabilitation Act of 1973, as amended. These revisions account for statutory and regulatory changes, and incorporate procedures for filing complaints under section 508 of the Rehabilitation Act of 1973, as amended. OSHRC is also making various corrections and technical amendments to this part.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective July 6, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Ron Bailey, Attorney-Advisor, Office of the General Counsel, by telephone at (202) 606-5410, by e-mail at<E T="03">rbailey@oshrc.gov,</E>or by mail at: 1120-20th Street, NW., Ninth Floor, Washington, DC 20036-3457.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>OSHRC published a notice of proposed rulemaking on May 24, 2011, 76 FR 30064, which would revise 29 CFR part 2205. Interested persons were afforded an opportunity to participate in the rulemaking process through submission of written comments on the proposed rule. OSHRC received no public comments. We have reviewed the<PRTPAGE P="39284"/>proposed rule and now adopt it as the agency's final rule.</P>
        <HD SOURCE="HD1">I. Background</HD>
        <P>Section 508 of the Rehabilitation Act requires Federal agencies that develop, procure, maintain, or use electronic and information technology to “ensure, unless undue burden would be imposed on the department or agency,” that this technology allows (1) Federal employees who are individuals with disabilities “to have access to and use of information and data that is comparable to the access to and use of the information and data by Federal employees who are not individuals with disabilities,” and (2) members of the public who are individuals with disabilities and are “seeking information or services from a Federal department or agency to have access to and use of information and data that is comparable to the access to and use of the information and data by such members of the public who are not individuals with disabilities.” 29 U.S.C. 794d(a)(1)(A). In the event that this requirement imposes an undue burden, Federal agencies must provide the relevant information and data using an “alternative means.” 29 U.S.C. 794(a)(1)(B). An administrative complaint filed for an alleged violation of section 508 of the Rehabilitation Act must be filed with the agency “alleged to be in noncompliance,” and must be processed by the agency using “the complaint procedures established to implement” section 504 of the Rehabilitation Act. 29 U.S.C. 794d(f)(2). Therefore, OSHRC is amending its procedures in part 2205, which effectuates section 504, to also incorporate the requirements set forth in section 508.</P>
        <P>Exercising its statutory authority under section 508 of the Rehabilitation Act, 29 U.S.C. 794(a)(2), the Architectural and Transportation Barriers Compliance Board (“Access Board”) has issued standards for electronic and information technology, 36 CFR part 1194. These standards define electronic and information technology for purposes of section 508 and provide the technical and functional performance criteria necessary to implement the accessibility requirements specified above. As detailed below, in amending part 2205, OSHRC relies on the definitions and requirements set forth in the Access Board's standards.</P>
        <P>Turning to the specific amendments, OSHRC is adding a sentence to § 2205.101 (“Purpose”) indicating that part 2205 effectuates section 508 and summarizing the purpose of that section. OSHRC also is adding a clause to § 2205.102 (“Application”) indicating that part 2205 applies to the agency's “development, procurement, maintenance, and use of electronic and information technology,” and a new section at § 2205.135 (“Electronic and information technology requirements”) that thoroughly explains the agency's responsibilities under section 508. The additions are consistent with language used by the Access Board. 36 CFR 1194.1, .2. Additionally, in § 2205.103 (“Definitions”), OSHRC is (1) adding a definition describing the source material for section 508—a similar sentence already exists describing the source material for section 504; (2) adding the definitions of “Electronic and Information technology” and “Information technology” set forth by the Access Board, 39 CFR 1194.4; and (3) revising the definition of “Complete complaint” to indicate its coverage of violations alleged under section 508, as well as section 504. Further, OSHRC is adding language to § 2205.111 (“Notice”) to extend the notice requirements to section 508.</P>
        <P>OSHRC also is revising the procedures in § 2205.170 (“Compliance procedures”) to provide more detailed instructions for filing and processing complaints and appeals alleging violations of section 504, and to incorporate instructions for those who allege violations of section 508. As noted, section 508 directs agencies to use the same procedures for processing section 508 complaints as they use for section 504 complaints. The EEOC, however, recently explained in its own notice of rulemaking that “[t]he part 1614 process is reserved for complaints alleging employment discrimination,” and that an allegation under section 508 of “discrimination in access to electronic and information technology * * * is outside the scope of part 1614.” Therefore, the revisions to § 2205.170(a) and (b) make clear that part 1614 is not applicable to section 508 complaints, but that OSHRC's procedures specifically set forth in its regulations are applicable to both section 504 and 508 complaints.</P>
        <P>In addition to amendments resulting from section 508, OSHRC is making the following deletions, and corrections and amendments to part 2205. As to the deletions, several provisions include compliance deadlines that have already expired. Section 2205.110 requires that OSHRC complete, by August 24, 1987, a self-evaluation of policies and practices that do not or may not meet the requirements of the regulation. It further requires that a description of areas examined, problems identified, and modifications made be kept on file for at least three years. Also, paragraph (c) of § 2205.150 requires OSHRC to “comply with the obligations established under [paragraphs (a) and (b)] by October 21, 1986, except that where structural changes in facilities are undertaken, such changes shall be made by August 22, 1989, but in any event as expeditiously as possible”; and paragraph (d) of that provision requires OSHRC to “develop, by February 23, 1987, a transition plan setting forth the steps necessary to complete [structural changes to facilities]” in the event that such changes are required. Because the latest of these given time frames has long passed, § 2205.110 and paragraphs (c) and (d) of § 2205.150 are deleted.</P>
        <P>Also, the cross-references in several provisions are outdated. The fourth definition of “qualified handicapped person,” found at § 2205.103, cross-references 29 CFR 1613.702(f), and two other provisions—§§ 2205.140 and .170(b)—cross-reference 29 CFR part 1613. Part 1613, however, was superseded by part 1614 in 1992. Federal Sector Equal Employment Opportunity, 57 FR 12634 (Apr. 10, 1992) (final rule). The current version of § 1614.203(b) cross-references and adopts all definitions in part 1630, and the definition of “qualified individual with a disability” is at 29 CFR 1630.2(m). Therefore, the cross-reference in § 2202.103 is changed to 29 CFR 1630.2(m), and the cross-reference to part 1613 in §§ 2205.140 and .170(b) is changed to part 1614. Further, § 2205.151 cross-references 41 CFR 101-19.600 to 101-19.607, which previously set forth the standard for the Architectural Barriers Act, 42 U.S.C. 4151-4157. In 2002, the regulatory provisions pertaining to the standard were re-designated as 41 CFR 102-76.60 to 102-76.95. Real Property Policies, 67 FR 76882 (Dec. 13, 2002) (final rule). Section 2205.151 is therefore amended to reflect this re-designation.</P>

        <P>Additionally, only the acronym for “telecommunication devices for deaf persons” is now used in § 2205.160, as both the phrase and acronym already appear in § 2205.103; the head of the agency is now referred to as the “Chairman” throughout the part, as this term is used in the OSH Act itself, 29 U.S.C. 661(a); and, in § 2205.103, additional legislative history is added to the definition of “Section 504.” Finally, the 1992 amendments to the Rehabilitation Act, Public Law 102-569, 106 Stat. 4344, which replaced the term “handicap” with the term “disability,” has resulted in the amendment of all such references in part 2205.<PRTPAGE P="39285"/>
        </P>
        <HD SOURCE="HD1">II. Statutory and Executive Order Reviews</HD>
        <P>
          <E T="03">Executive Orders 12866 and 13132, and the Unfunded Mandates Reform Act of 1995:</E>OSHRC is an independent regulatory agency and, as such, is not subject to the requirements of E.O. 12866, E.O. 13132, or the Unfunded Mandates Reform Act, 2 U.S.C. 1501<E T="03">et seq</E>
          <E T="03">.</E>
        </P>
        <P>
          <E T="03">Regulatory Flexibility Act:</E>OSHRC certifies under the Regulatory Flexibility Act, 5 U.S.C. 605(b), that these rules will not have a significant economic impact on a substantial number of small entities, because it applies exclusively to a Federal agency and individuals accessing the services of a Federal agency. For this reason, a regulatory flexibility analysis is not required.</P>
        <P>
          <E T="03">Paperwork Reduction Act of 1995:</E>OSHRC has determined that the Paperwork Reduction Act, 44 U.S.C. 3501<E T="03">et seq.,</E>does not apply because these rules do not contain any information collection requirements that require the approval of OMB.</P>
        <P>
          <E T="03">Congressional Notification:</E>These rules do not constitute a major rule under the Congressional Review Act, 5 U.S.C. 804(2).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 29 CFR Part 2205</HD>
          <P>Administrative practice and procedure, Civil rights, Equal employment opportunity, Federal buildings and facilities, Individuals with disabilities, Access to electronic and information technology.</P>
        </LSTSUB>
        <SIG>
          <DATED>Signed at Washington, DC, on the 28th day of June 2011.</DATED>
          <NAME>Thomasina V. Rogers,</NAME>
          <TITLE>Chairman.</TITLE>
          
        </SIG>
        <P>For the reasons set forth in the preamble, Chapter XX, Part 2205 of Title 29, Code of Federal Regulations, is revised to read as follows:</P>
        <REGTEXT PART="2205" TITLE="29">
          <PART>
            <HD SOURCE="HED">PART 2205—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF DISABILITY IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION AND IN ACCESSIBILITY OF COMMISSION ELECTRONIC AND INFORMATION TECHNOLOGY</HD>
            <CONTENTS>
              <SECHD>Sec.</SECHD>
              <SECTNO>2205.101</SECTNO>
              <SUBJECT>Purpose.</SUBJECT>
              <SECTNO>2205.102</SECTNO>
              <SUBJECT>Application.</SUBJECT>
              <SECTNO>2205.103</SECTNO>
              <SUBJECT>Definitions.</SUBJECT>
              <SECTNO>2205.104-2205.10</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
              <SECTNO>2205.111</SECTNO>
              <SUBJECT>Notice.</SUBJECT>
              <SECTNO>2205.112-2205.129</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
              <SECTNO>2205.130</SECTNO>
              <SUBJECT>General prohibitions against discrimination.</SUBJECT>
              <SECTNO>2205.131-2205.134[Reserved]</SECTNO>
              <SECTNO>2205.135</SECTNO>
              <SUBJECT>Electronic and information technology requirements.</SUBJECT>
              <SECTNO>2205.136-2205.139</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
              <SECTNO>2205.140</SECTNO>
              <SUBJECT>Employment.</SUBJECT>
              <SECTNO>2205.141-2205.148</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
              <SECTNO>2205.149</SECTNO>
              <SUBJECT>Program accessibility: Discrimination prohibited.</SUBJECT>
              <SECTNO>2205.150</SECTNO>
              <SUBJECT>Program accessibility: Existing facilities.</SUBJECT>
              <SECTNO>2205.151</SECTNO>
              <SUBJECT>Program accessibility: New construction and alterations.</SUBJECT>
              <SECTNO>2205.152-2205.159</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
              <SECTNO>2205.160</SECTNO>
              <SUBJECT>Communications.</SUBJECT>
              <SECTNO>2205.161-2205.169</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
              <SECTNO>2205.170</SECTNO>
              <SUBJECT>Compliance procedures.</SUBJECT>
              <SECTNO>2205.171-2205.999</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
            </CONTENTS>
            <AUTH>
              <HD SOURCE="HED">Authority:</HD>
              <P>29 U.S.C. 794; 29 U.S.C. 794d.</P>
            </AUTH>
            <SECTION>
              <SECTNO>§ 2205.101</SECTNO>
              <SUBJECT>Purpose.</SUBJECT>
              <P>This part effectuates section 119 of the Rehabilitation, Comprehensive Services, and Developmental Disabilities Amendments of 1978, which amended section 504 of the Rehabilitation Act of 1973 to prohibit discrimination on the basis of disability in programs or activities conducted by Executive agencies or the United States Postal Service. This part also effectuates section 508 of the Rehabilitation Act of 1973, as amended, with respect to the accessibility of electronic and information technology developed, procured, maintained, or used by the agency.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 2205.102</SECTNO>
              <SUBJECT>Application.</SUBJECT>
              <P>This part applies to all programs or activities conducted by the agency and to its development, procurement, maintenance, and use of electronic and information technology.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 2205.103</SECTNO>
              <SUBJECT>Definitions.</SUBJECT>
              <P>For purposes of this part, the term—</P>
              <P>
                <E T="03">Assistant Attorney General</E>means the Assistant Attorney General, Civil Rights Division, United States Department of Justice.</P>
              <P>
                <E T="03">Auxiliary aids</E>means services or devices that enable persons with impaired sensory, manual, or speaking skills to have an equal opportunity to participate in, and enjoy the benefits of, programs or activities conducted by the agency. For example, auxiliary aids useful for persons with impaired vision include readers, brailled materials, audio recordings, telecommunications devices and other similar services and devices. Auxiliary aids useful for persons with impaired hearing include telephone handset amplifiers, telephones compatible with hearing aids, telecommunication devices for deaf persons (TDD's), interpreters, notetakers, written materials, and other similar services and devices.</P>
              <P>
                <E T="03">Complete complaint</E>means a written statement that contains the complainant's name and address and describes the agency's alleged discriminatory action in sufficient detail to inform the agency of the nature and date of the alleged violation of section 504 or section 508. It shall be signed by the complainant or by someone authorized to do so on his or her behalf. Complaints filed on behalf of classes or third parties shall describe or identify (by name, if possible) the alleged victims of discrimination.</P>
              <P>
                <E T="03">Electronic and Information technology</E>includes information technology and any equipment or interconnected system or subsystem of equipment that is used in the creation, conversion, or duplication of data or information. The term electronic and information technology includes, but is not limited to, telecommunications products (such as telephones), information kiosks and transaction machines, World Wide Web sites, multimedia, and office equipment such as copiers and fax machines. The term does not include any equipment that contains embedded information technology that is used as an integral part of the product, but the principal function of which is not the acquisition, storage, manipulation, management, movement, control, display, switching, interchange, transmission, or reception of data or information. For example, HVAC (heating, ventilation, and air conditioning) equipment such as thermostats or temperature control devices, and medical equipment where information technology is integral to its operation are not information technology.</P>
              <P>
                <E T="03">Facility</E>means all or any portion of buildings, structures, equipment, roads, walks, parking lots, rolling stock or other conveyances, or other real or personal property.</P>
              <P>
                <E T="03">Historic preservation programs</E>means programs conducted by the agency that have preservation of historic properties as a primary purpose.</P>
              <P>
                <E T="03">Historic properties</E>means those properties that are listed or eligible for listing in the National Register of Historic Places or properties designated as historic under a statute of the appropriate State or local government body.</P>
              <P>
                <E T="03">Individual with a disability</E>means any person who has a physical or mental impairment that substantially limits one or more major life activities, has a record of such an impairment, or is regarded as having such an impairment. As used in this definition, the phrase:</P>
              <P>(1)<E T="03">Physical or mental impairment</E>includes—</P>

              <P>(i) Any physiological disorder or condition, cosmetic disfigurement, or anatomical loss affecting one or more of<PRTPAGE P="39286"/>the following body systems: Neurological; musculoskeletal; special sense organs; respiratory, including speech organs; cardiovascular; reproductive; digestive; genitourinary; hemic and lymphatic; skin; and endocrine; or</P>

              <P>(ii) Any mental or psychological disorder, such as mental retardation, organic brain syndrome, emotional or mental illness, and specific learning disabilities. The term<E T="03">physical or mental impairment</E>includes, but is not limited to, such diseases and conditions as orthopedic, visual, speech, and hearing impairments, cerebral palsy, epilepsy, muscular dystrophy, multiple sclerosis, cancer, heart disease, diabetes, mental retardation, emotional illness, and drug addiction and alcoholism.</P>
              <P>(2)<E T="03">Major life activities</E>includes functions such as caring for one's self, performing manual tasks, walking, seeing, hearing, speaking, breathing, learning, and working.</P>
              <P>(3)<E T="03">Has a record of such an impairment</E>means has a history of, or has been misclassified as having, a mental or physical impairment that substantially limits one or more major life activities.</P>
              <P>(4)<E T="03">Is regarded as having an impairment</E>means—</P>
              <P>(i) Has a physical or mental impairment that does not substantially limit major life activities but is treated by the agency as constituting such a limitation;</P>
              <P>(ii) Has a physical or mental impairment that substantially limits major life activities only as a result of the attitudes of others toward such impairment; or</P>
              <P>(iii) Has none of the impairments defined in subparagraph (1) of this definition but is treated by the agency as having such an impairment.</P>
              <P>
                <E T="03">Information technology</E>means any equipment or interconnected system or subsystem of equipment that is used in the automatic acquisition, storage, manipulation, management, movement, control, display, switching, interchange, transmission, or reception of data or information. The term information technology includes computers, ancillary equipment, software, firmware and similar procedures, services (including support services), and related resources.</P>
              <P>
                <E T="03">Qualified individual with a disability</E>means—</P>
              <P>(1) With respect to any agency program or activity under which a person is required to perform services or to achieve a level of accomplishment, an individual with a disability who meets the essential eligibility requirements and who can achieve the purpose of the program or activity without modifications in the program or activity that the agency can demonstrate would result in a fundamental alteration in its nature;</P>
              <P>(2) With respect to any other program or activity, an individual with a disability who meets the essential eligibility requirements for participation in, or receipt of benefits from, that program or activity; and</P>
              <P>(3)<E T="03">Qualified individual with a disability</E>is defined for purposes of employment in 29 CFR 1630.2(m), which is made applicable to this part by § 2205.140.</P>
              <P>
                <E T="03">Section 504</E>means section 504 of the Rehabilitation Act of 1973 (Pub. L. 93-112, 87 Stat. 394 (29 U.S.C. 794)), as amended by the Rehabilitation Act Amendments of 1974 (Pub. L. 93-516, 88 Stat. 1617); the Rehabilitation, Comprehensive Services, and Developmental Disabilities Amendments of 1978 (Pub. L. 95-602, 92 Stat. 2955); and the Rehabilitation Act Amendments of 1986 (Pub. L. 99-506, 100 Stat. 1810). As used in this part, section 504 applies only to programs or activities conducted by Executive agencies and not to federally assisted programs.</P>
              <P>
                <E T="03">Section 508</E>means section 508 of the Rehabilitation Act of 1973, Pub. L. 93-112, Title V, section 508, as added by Pub. L. 99-506, Title VI, section 603(a), Oct. 21, 1986, 100 Stat. 1830, and amended Pub. L. 100-630, Title II, section 206(f), Nov. 7, 1988, 102 Stat. 3312; Pub. L. 102-569, Title V, section 509(a), Oct. 29, 1992, 106 Stat. 4430; Pub. L. 105-220, Title IV, section 408(b), Aug. 7, 1998, 112 Stat. 1203.</P>
              <P>
                <E T="03">Substantial impairment</E>means a significant loss of the integrity of finished materials, design quality, or special character resulting from a permanent alteration.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§§ 2205.104-2205.110</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
            </SECTION>
            <SECTION>
              <SECTNO>§ 2205.111</SECTNO>
              <SUBJECT>Notice.</SUBJECT>
              <P>The agency shall make available to employees, applicants, participants, beneficiaries, and other interested persons such information regarding the provisions of this part and its applicability to the programs or activities conducted by the agency, and make such information available to them in such manner as the Chairman finds necessary to apprise such persons of the protections against discrimination assured them by section 504 or the access to technology provided under section 508 and this regulation.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§§ 2205.112-2205.129</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
            </SECTION>
            <SECTION>
              <SECTNO>§ 2205.130</SECTNO>
              <SUBJECT>General prohibitions against discrimination.</SUBJECT>
              <P>(a) No qualified individual with a disability shall, on the basis of disability, be excluded from participation in, be denied the benefits of, or otherwise be subjected to discrimination under any program or activity conducted by the agency.</P>
              <P>(b)(1) The agency, in providing any aid, benefit, or service, may not, directly or through contractual, licensing, or other arrangements, on the basis of disability—</P>
              <P>(i) Deny a qualified individual with a disability the opportunity to participate in or benefit from the aid, benefit, or service;</P>
              <P>(ii) Afford a qualified individual with a disability an opportunity to participate in or benefit from the aid, benefit, or service that is not equal to that afforded others;</P>
              <P>(iii) Provide a qualified individual with a disability with an aid, benefit, or service that is not as effective in affording equal opportunity to obtain the same result, to gain the same benefit, or to reach the same level of achievement as that provided to others;</P>
              <P>(iv) Provide different or separate aid, benefits, or services to individuals with disabilities or to any class of individuals with disabilities than is provided to others unless such action is necessary to provide qualified individuals with disabilities with aid, benefits, or services that are as effective as those provided to others;</P>
              <P>(v) Deny a qualified individual with a disability the opportunity to participate as a member of planning or advisory boards; or</P>
              <P>(vi) Otherwise limit a qualified individual with a disability in the enjoyment of any right, privilege, advantage, or opportunity enjoyed by others receiving the aid, benefit, or service.</P>
              <P>(2) The agency may not deny a qualified individual with a disability the opportunity to participate in programs or activities that are not separate or different, despite the existence of permissibly separate or different programs or activities.</P>
              <P>(3) The agency may not, directly or through contractual or other arrangements, utilize criteria or methods of administration the purpose or effect of which would—</P>
              <P>(i) Subject qualified individuals with disabilities to discrimination on the basis of disability; or</P>

              <P>(ii) Defeat or substantially impair accomplishment of the objectives of a program or activity with respect to individuals with disabilities.<PRTPAGE P="39287"/>
              </P>
              <P>(4) The agency may not, in determining the site or location of a facility, make selections the purpose or effect of which would—</P>
              <P>(i) Exclude individuals with disabilities from, deny them the benefits of, or otherwise subject them to discrimination under any program or activity conducted by the agency; or</P>
              <P>(ii) Defeat or substantially impair the accomplishment of the objectives of a program or activity with respect to individuals with disabilities.</P>
              <P>(5) The agency, in the selection of procurement contractors, may not use criteria that subject qualified individuals with disabilities to discrimination on the basis of disability.</P>
              <P>(6) The agency may not administer a licensing or certification program in a manner that subjects qualified individuals with disabilities to discrimination on the basis of disability, nor may the agency establish requirements for the programs or activities of licensees or certified entities that subject qualified individuals with disabilities to discrimination on the basis of disability. However, the programs or activities of entities that are licensed or certified by the agency are not, themselves, covered by this part.</P>
              <P>(c) The exclusion of individuals without disabilities from the benefits of a program limited by Federal statute or Executive order to individuals with disabilities or the exclusion of a specific class of individuals with disabilities from a program limited by Federal statute or Executive order to a different class of individuals with disabilities is not prohibited by this part.</P>
              <P>(d) The agency shall administer programs and activities in the most integrated setting appropriate to the needs of qualified individuals with disabilities.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§§ 2205.131-2205.134</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
            </SECTION>
            <SECTION>
              <SECTNO>§ 2205.135</SECTNO>
              <SUBJECT>Electronic and information technology requirements.</SUBJECT>
              <P>(a) In accordance with section 508 and the standards published by the Architectural and Transportation Barriers Compliance Board at 36 CFR part 1194, the agency shall ensure, absent an undue burden, that the electronic and information technology developed, procured, maintained, or used by the agency allows:</P>
              <P>(1) Individuals with disabilities who are agency employees or applicants to have access to and use of information and data that is comparable to the access to and use of information and data by agency employees who are individuals without disabilities; and</P>
              <P>(2) Individuals with disabilities who are members of the public seeking information or services from the agency to have access to and use of information and data that is comparable to the access to and use of information and data by such members of the public who are not individuals with disabilities.</P>
              <P>(b) When development, procurement, maintenance, or use of electronic and information technology that meets the standards at 36 CFR part 1194 would impose an undue burden, the agency shall provide individuals with disabilities covered by this section with the information and data involved by an alternative means of access that allows the individuals to use the information and data.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§§ 2205.136-2205.139</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
            </SECTION>
            <SECTION>
              <SECTNO>§ 2205.140</SECTNO>
              <SUBJECT>Employment.</SUBJECT>
              <P>No qualified individual with a disability shall, on the basis of disability, be subjected to discrimination in employment under any program or activity conducted by the agency. The definitions, requirements, and procedures of section 501 of the Rehabilitation Act of 1973 (29 U.S.C. 791), as established by the Equal Employment Opportunity Commission in 29 CFR part 1614, shall apply to employment in federally conducted programs or activities.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§§ 2205.141-2205.148</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
            </SECTION>
            <SECTION>
              <SECTNO>§ 2205.149</SECTNO>
              <SUBJECT>Program accessibility: discrimination prohibited.</SUBJECT>
              <P>Except as otherwise provided in § 2205.150, no qualified individual with a disability shall, because the agency's facilities are inaccessible to or unusable by individuals with disabilities, be denied the benefits of, be excluded from participation in, or otherwise be subjected to discrimination under any program or activity conducted by the agency.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 2205.150</SECTNO>
              <SUBJECT>Program accessibility: existing facilities.</SUBJECT>
              <P>(a)<E T="03">General.</E>The agency shall operate each program or activity so that the program or activity, when viewed in its entirety, is readily accessible to and usable by individuals with disabilities. This paragraph (a) does not—</P>
              <P>(1) Necessarily require the agency to make each of its existing facilities accessible to and usable by individuals with disabilities;</P>
              <P>(2) In the case of historic preservation programs, require the agency to take any action that would result in a substantial impairment of significant historic features of an historic property; or</P>
              <P>(3) Require the agency to take any action that it can demonstrate would result in a fundamental alteration in the nature of a program or activity or in undue financial and administrative burdens. In those circumstances where agency personnel believe that the proposed action would fundamentally alter the program or activity or would result in undue financial and administrative burdens, the agency has the burden of proving that compliance with this paragraph (a) would result in such alteration or burdens. The decision that compliance would result in such alteration or burdens must be made by the Chairman or his or her designee after considering all agency resources available for use in the funding and operation of the conducted program or activity, and must be accompanied by a written statement of the reasons for reaching that conclusion. If an action would result in such an alteration or such burdens, the agency shall take any other action that would not result in such an alteration or such burdens but would nevertheless ensure that individuals with disabilities receive the benefits and services of the program or activity.</P>
              <P>(b)<E T="03">Methods—(1) General.</E>The agency may comply with the requirements of this section through such means as redesign of equipment, reassignment of services to accessible buildings, assignment of aides to beneficiaries, home visits, delivery of services at alternate accessible sites, alteration of existing facilities and construction of new facilities, use of accessible rolling stock, or any other methods that result in making its programs or activities readily accessible to and usable by individuals with disabilities. The agency is not required to make structural changes in existing facilities where other methods are effective in achieving compliance with this section. The agency, in making alterations to existing buildings, shall meet accessibility requirements to the extent compelled by the Architectural Barriers Act of 1968, as amended (42 U.S.C. 4151-4157), and any regulations implementing it. In choosing among available methods for meeting the requirements of this section, the agency shall give priority to those methods that offer programs and activities to qualified individuals with disabilities in the most integrated setting appropriate.</P>
              <P>(2)<E T="03">Historic preservation programs.</E>In meeting the requirements of paragraph (a) of this section in historic preservation programs, the agency shall give priority to methods that provide physical access to individuals with disabilities. In cases where a physical<PRTPAGE P="39288"/>alteration to an historic property is not required because of paragraph (a)(2) or (3) of this section, alternative methods of achieving program accessibility include—</P>
              <P>(i) Using audio-visual materials and devices to depict those portions of an historic property that cannot otherwise be made accessible;</P>
              <P>(ii) Assigning persons to guide individuals with disabilities into or through portions of historic properties that cannot otherwise be made accessible; or</P>
              <P>(iii) Adopting other innovative methods.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 2205.151</SECTNO>
              <SUBJECT>Program accessibility: new construction and alterations.</SUBJECT>
              <P>Each building or part of a building that is constructed or altered by, on behalf of, or for the use of the agency shall be designed, constructed, or altered so as to be readily accessible to and usable by individuals with disabilities. The definitions, requirements, and standards of the Architectural Barriers Act (42 U.S.C. 4151-4157), as established in 41 CFR 102-76.60 to 102-76.95, apply to buildings covered by this section.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§§ 2205.152-2205.159</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
            </SECTION>
            <SECTION>
              <SECTNO>§ 2205.160</SECTNO>
              <SUBJECT>Communications.</SUBJECT>
              <P>(a) The agency shall take appropriate steps to ensure effective communication with applicants, participants, personnel of other Federal entities, and members of the public.</P>
              <P>(1) The agency shall furnish appropriate auxiliary aids where necessary to afford an individual with a disability an equal opportunity to participate in, and enjoy the benefits of, a program or activity conducted by the agency.</P>
              <P>(i) In determining what type of auxiliary aid is necessary, the agency shall give primary consideration to the requests of the individual with a disability.</P>
              <P>(ii) The agency need not provide individually prescribed devices, readers for personal use or study, or other devices of a personal nature.</P>
              <P>(2) Where the agency communicates with applicants and beneficiaries by telephone, TDD's or equally effective telecommunication systems shall be used.</P>
              <P>(b) The agency shall ensure that interested persons, including persons with impaired vision or hearing, can obtain information as to the existence and location of accessible services, activities, and facilities.</P>
              <P>(c) The agency shall provide signage at a primary entrance to each of its inaccessible facilities, directing users to a location at which they can obtain information about accessible facilities. The international symbol for accessibility shall be used at each primary entrance of an accessible facility.</P>
              <P>(d) This section does not require the agency to take any action that it can demonstrate would result in a fundamental alteration in the nature of a program or activity or in undue financial and administrative burdens. In those circumstances where agency personnel believe that the proposed action would fundamentally alter the program or activity or would result in undue financial and administrative burdens, the agency has the burden of proving that compliance with this section would result in such alteration or burdens. The decision that compliance would result in such alteration or burdens must be made by the Chairman or his or her designee after considering all agency resources available for use in the funding and operation of the conducted program or activity, and must be accompanied by a written statement of the reasons for reaching that conclusion. If an action required to comply with this section would result in such an alteration or such burdens, the agency shall take any other action that would not result in such an alteration or such burdens but would nevertheless ensure that, to the maximum extent possible, individuals with disabilities receive the benefits and services of the program or activity.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§§ 2205.161-2205.169</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
            </SECTION>
            <SECTION>
              <SECTNO>§ 2205.170</SECTNO>
              <SUBJECT>Compliance procedures.</SUBJECT>
              <P>(a) Except as provided in paragraph (b) of this section, this section applies to all allegations of discrimination on the basis of disability in programs or activities conducted by the agency in violation of section 504. Paragraphs (c) through (j) of this section also apply to all complaints alleging a violation of the agency's responsibility to procure electronic and information technology under section 508, whether filed by members of the public or agency employees or applicants.</P>
              <P>(b) The agency shall process complaints alleging violations of section 504 with respect to employment according to the procedures established by the Equal Employment Opportunity Commission in 29 CFR part 1614 pursuant to section 501 of the Rehabilitation Act of 1973 (29 U.S.C. 791).</P>
              <P>(c)(1) Any person who believes that he or she has been subjected to discrimination prohibited by this part or that the agency's procurement of electronic and information technology has violated section 508, or an authorized representative of such person, may file a complaint with the Executive Director.</P>
              <P>(2) The Executive Director shall be responsible for coordinating implementation of this section. Complaints shall be sent to Executive Director, Occupational Safety and Health Review Commission, One Lafayette Centre, 1120-20th Street NW., 9th Floor, Washington, DC 20036-3457. Complaints shall be filed with the Executive Director within 180 days of the alleged act of discrimination. A complaint shall be deemed filed on the date it is postmarked, or, in the absence of a postmark, on the date it is received by the agency. The agency may extend this time period for good cause.</P>
              <P>(d)(1) The agency shall accept a complete complaint that is filed in accordance with paragraph (c) of this section and over which it has jurisdiction. The Executive Director shall notify the complainant and the respondent of receipt and acceptance of the complaint.</P>
              <P>(2) If the agency receives a complaint that is not complete, the Executive Director shall notify the complainant, within 30 days of receipt of the incomplete complaint, that additional information is needed. If the complainant fails to complete the complaint within 30 days of receipt of this notice, the Executive Director shall dismiss the complaint without prejudice and shall so inform the complainant.</P>
              <P>(3) If the agency receives a complaint over which it does not have jurisdiction, it shall promptly notify the complainant and shall make reasonable efforts to refer the complaint to the appropriate government entity.</P>
              <P>(e) The agency shall notify the Architectural and Transportation Barriers Compliance Board upon receipt of any complaint alleging that a building or facility that is subject to the Architectural Barriers Act of 1968, as amended (42 U.S.C. 4151-4157), or section 502 of the Rehabilitation Act of 1973, as amended (29 U.S.C. 792), is not readily accessible to and usable by individuals with disabilities.</P>
              <P>(f) Within 180 days of the receipt of a complete complaint for which it has jurisdiction, the agency shall notify the complainant of the results of the investigation in a letter containing—</P>
              <P>(1) Findings of fact and conclusions of law;</P>
              <P>(2) A description of a remedy for each violation found; and</P>
              <P>(3) A notice of the right to appeal.</P>

              <P>(g) Appeals of the findings of fact and conclusions of law or remedies must be<PRTPAGE P="39289"/>filed with the Chairman by the complainant within 90 days of receipt from the agency of the letter required by paragraph (f) of this section. The agency may extend this time for good cause. Appeals shall be sent to the Chairman, Occupational Safety and Health Review Commission, One Lafayette Centre, 1120-20th Street, NW., 9th Floor, Washington, DC 20036-3457. An appeal shall be deemed filed on the date it is postmarked, or, in the absence of a postmark, on the date it is received by the agency. It should be clearly marked “Appeal of Section 504 decision” or “Appeal of Section 508 decision” and should contain specific objections explaining why the complainant believes the initial decision was factually or legally wrong. Attached to the appeal letter should be a copy of the initial decision being appealed.</P>
              <P>(h) Timely appeals shall be accepted and decided by the Chairman. The Chairman shall notify the complainant of the results of the appeal within 60 days of the receipt of the request. If the Chairman determines that additional information is needed from the complainant, he or she shall have 60 days from the date of receipt of the additional information to make his or her determination on the appeal.</P>
              <P>(i) The time limits cited in paragraphs (f) and (h) of this section may be extended with the permission of the Assistant Attorney General.</P>
              <P>(j) The agency may delegate its authority for conducting complaint investigations to other Federal agencies or may contract with non-Federal entities to conduct such investigations, except that the authority for making the final determination may not be delegated.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§§ 2205.171-2205.999</SECTNO>
              <SUBJECT>[Reserved]</SUBJECT>
            </SECTION>
          </PART>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16808 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7600-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 100</CFR>
        <DEPDOC>[Docket No. USCG-2011-0614]</DEPDOC>
        <SUBJECT>Regattas and Marine Parades; Great Lakes Annual Marine Events</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of enforcement of regulation.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard will enforce a local regulation for the APBA Gold Cup, Detroit, MI annual high speed boat race in the Captain of the Port Detroit zone from 7 a.m. on July 7, 2011 through 7 p.m. on July 10, 2011. This action is necessary and intended to ensure safety of life on the navigable waters immediately prior to, during, and immediately after regattas or marine parades. This rule will establish restrictions upon, and control movement of, vessels in specified areas immediately prior to, during, and immediately after regattas or marine parades. During the enforcement periods, no person or vessel may enter the regulated areas without permission of the Captain of the Port.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>The regulations in 33 CFR 100.918 will be enforced on July 7, 2011 through July 10, 2011 from 7 a.m. to 7 p.m. daily.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this notice, call or e-mail LT Katie Stanko, Prevention Department, Sector Detroit, Coast Guard; telephone (313)568-9508, e-mail<E T="03">Katie.R.Stanko@uscg.mil.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Coast Guard will enforce the following special local regulations at the following times:</P>
        <HD SOURCE="HD2">§ 100.918Detroit APBA Gold Cup, Detroit, MI</HD>
        <P>This special local regulation will be enforced daily from 7 a.m. to 7 p.m. on July 7, 8, 9 and 10, 2011.</P>
        <P>
          <E T="03">Regulations:</E>(1) In accordance with the general regulations in 33 CFR 100.901, entry into, transiting, or anchoring within this regulated areas is prohibited unless authorized by the Captain of the Port Detroit, or his designated on-scene representative.</P>
        <P>(2) This regulated area is closed to all vessel traffic, except as may be permitted by the Captain of the Port Detroit or his designated on-scene representative.</P>
        <P>(3) The “designated on-scene representative” of the Captain of the Port is any Coast Guard commissioned, warrant, or petty officer who has been designated by the Captain of the Port to act on his behalf. The designated on-scene representative of the Captain of the Port will be aboard either a Coast Guard or Coast Guard Auxiliary vessel. The Captain of the Port or his designated on scene representative may be contacted via VHF Channel 16.</P>
        <P>(4) Vessel operators desiring to enter or operate within the regulated area shall contact the Captain of the Port Detroit or his designated on-scene representative to obtain permission.</P>
        <P>(5) Vessel operators given permission to enter or operate in the regulated area must comply with all directions given to them by the Captain of the Port or his designated on-scene representative.</P>
        <SIG>
          <DATED>Dated: June 27, 2011.</DATED>
          <NAME>J. E. Ogden,</NAME>
          <TITLE>Captain, U. S. Coast Guard, Captain of the Port Detroit.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16924 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 100</CFR>
        <DEPDOC>[Docket No. USCG-2011-0614]</DEPDOC>
        <RIN>RIN 1625-AA08</RIN>
        <SUBJECT>Special Local Regulation; Detroit APBA Gold Cup, Detroit River, Detroit, MI</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Interim rule with request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard proposes to amend the enforcement period of the permanent Special Local Regulation established in 33 CFR 100.918. This action is necessary and intended to ensure safety of life on the navigable waters immediately prior to, during, and immediately after the Detroit APBA Gold Cup boat race. This special local regulation will establish restrictions upon, and control movement of vessels in a portion of the Detroit River. During the enforcement period, no person or vessel may enter the regulated areas without permission of the Captain of the Port.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This interim rule is effective July 6, 2011. Comments and related material must reach the Coast Guard on or before August 5, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments identified by docket number USCG-2011-0614 using any one of the following methods:</P>
          <P>(1)<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
          </P>
          <P>(2)<E T="03">Fax:</E>202-493-2251.</P>
          <P>(3)<E T="03">Mail:</E>Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590-0001.</P>
          <P>(4)<E T="03">Hand delivery:</E>Same as mail address above, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The telephone number is 202-366-9329.</P>

          <P>To avoid duplication, please use only one of these four methods. See the “Public Participation and Request for Comments” portion of the<E T="02">SUPPLEMENTARY INFORMATION</E>section<PRTPAGE P="39290"/>below for instructions on submitting comments.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this interim rule, call or e-mail LT Katie Stanko, Prevention Department, Sector Detroit, Coast Guard; telephone (313) 568-9508, e-mail<E T="03">Katie.R.Stanko@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Public Participation and Request for Comments</HD>

        <P>We encourage you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted, without change, to<E T="03">http://www.regulations.gov</E>and will include any personal information you have provided.</P>
        <HD SOURCE="HD1">Submitting Comments</HD>

        <P>If you submit a comment, please include the docket number for this rulemaking (USCG-2011-0614), indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You may submit your comments and material online (via<E T="03">http://www.regulations.gov</E>) or by fax, mail or hand delivery, but please use only one of these means. If you submit a comment online via<E T="03">http://www.regulations.gov,</E>it will be considered received by the Coast Guard when you successfully transmit the comment. If you fax, hand delivery, or mail your comment, it will be considered as having been received by the Coast Guard when it is received at the Docket Management Facility. We recommend that you include your name and a mailing address, an e-mail address, or a telephone number in the body of your document so that we can contact you if we have questions regarding your submission.</P>
        <P>To submit your comment online, go to<E T="03">http://www.regulations.gov,</E>click on the “submit a comment” box, which will then become highlighted in blue. In the “Document Type” drop down menu select “Proposed Rule” and insert “USCG-2011-0614” in the “Keyword” box. Click “Search” then click on the balloon shape in the “Actions” column. If you submit comments by mail or hand delivery, submit them in an unbound format, no larger than 8<FR>1/2</FR>; by 11 inches, suitable for copying and electronic filing. If you submit comments by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during the comment period and may change this rule based on your comments.</P>
        <HD SOURCE="HD1">Viewing Comments and Documents</HD>

        <P>To view comments, as well as documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>click on the “read comments” box, which will then become highlighted in blue. In the “Keyword” box insert “USCG-2011-0614” and click “Search.” Click the “Open Docket Folder” in the “Actions” column. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. We have an agreement with the Department of Transportation to use the Docket Management Facility.</P>
        <HD SOURCE="HD1">Privacy Act</HD>

        <P>Anyone can search the electronic form of comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review a Privacy Act notice regarding our public dockets in the January 17, 2008, issue of the<E T="04">Federal Register</E>(73 FR 3316).</P>
        <HD SOURCE="HD1">Public Meeting</HD>

        <P>We do not now plan to hold a public meeting. But you may submit a request for one using one of the four methods specified under<E T="02">ADDRESSES</E>. Please explain why you believe a public meeting would be beneficial. If we determine that one would aid this rulemaking, we will hold one at a time and place announced by a later notice in the<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">Regulatory Information</HD>
        <P>The Coast Guard is issuing this interim rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because waiting for a notice and comment period to be completed would be impracticable and contrary to the public interest as it would inhibit the Coast Guard's ability to protect the public from the hazards associated with a high speed boat race. In addition, rescheduling the race for the purpose of accommodating a comment period would mean that the race could not happen this summer. Not having this annual summer spectator event is contrary to the public interest of the people of Detroit. Furthermore, delaying this event to accommodate a comment period is unnecessary because of the non-controversial history of the regulation: When the Final Rule for this event was published in 2008 (Docket number USCG-2008-0220), no comments were received at all.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. Delaying the effective date of this rule would be impracticable and contrary to public interest because it would inhibit the Coast Guard from ensuring the safety of vessels and the public during a high speed boat race. In addition, rescheduling the race for the purpose of delaying the effective date would mean that the race could not happen this summer. Not having this annual summer spectator event is contrary to the public interest of the people of Detroit. Furthermore, delaying the effective date of this this Special Local Regulation is unnecessary because of the non-controversial history of the regulation: When the Final Rule for this event was published in 2008 (Docket number USCG-2008-0220), no comments were received at all.</P>
        <HD SOURCE="HD1">Basis and Purpose</HD>
        <P>This interim rule will amend the entry found in 33 CFR 100.918, Detroit APBA Gold Cup, Detroit, MI. Currently, the regulations located at 33 CFR 100.918 state that the respective enforcement period will occur each year in the first or second week of June. However, the annual occurrence of this marine event has been pushed back from June to July.</P>
        <HD SOURCE="HD1">Discussion of Rule</HD>

        <P>Because of the aforementioned rescheduling of the annual Detroit APBA Gold Cup, the Captain of the Port Detroit finds it necessary to amend the respective enforcement period. Accordingly, this interim rule will amend the special local regulation found in 33 CFR 100.918 so that the new enforcement period will take place during the first or second week of July.<PRTPAGE P="39291"/>
        </P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this interim rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order. It is not “significant” under the regulatory policies and procedures of the Department of Homeland Security (DHS). We conclude that this rule is not a significant regulatory action because we anticipate that it will have minimal impact on the economy, will not interfere with other agencies, will not adversely alter the budget of any grant or loan recipients, and will not raise any novel legal or policy issues.</P>
        <P>We expect the economic impact of this proposed rule to be so minimal that a full Regulatory Evaluation is unnecessary. The Coast Guard's use of this special local regulation will be periodic in nature, of short duration, and designed to minimize the impact on navigable waters. The Coast Guard expects insignificant adverse impact to mariners from the amendment of the enforcement period of this special local regulation.</P>
        <HD SOURCE="HD1">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
        <P>This rule would affect the following entities, some of which might be small entities: The owners or operators of vessels intending to transit or anchor in this portion of the Detroit River, Detroit, MI during an enforcement period in the first or second week in July each year.</P>
        <P>The new enforcement period for this special local regulation will not have a significant economic impact on a substantial number of small entities for the following reasons: The enforcement period will be short in duration and will only occur once per year; the special local regulation has been designed to allow traffic to pass safely around its bounds whenever possible; and vessels will be allowed to pass through the regulated area with the permission of the Captain of the Port Detroit.</P>

        <P>If you think that your business, organization, or governmental jurisdiction qualifies as a small entity and that this rule would have a significant economic impact on it, please submit a comment (see<E T="02">ADDRESSES</E>) explaining why you think it qualifies and how and to what degree this rule would economically affect it.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>
        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we offer to assist small entities in understanding the rule so that they can better evaluate its effects on them and participate in the rulemaking process.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD1">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD1">Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD1">Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD1">Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD1">Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD1">Energy Effects</HD>

        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.<PRTPAGE P="39292"/>
        </P>
        <HD SOURCE="HD1">Technical Standards</HD>
        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (e.g., specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD1">Environment</HD>
        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34)(h), of the Instruction. This rule involves a special local regulation issued in conjunction with a regatta or marine parade, therefore (34)(h) of the Instruction applies. An environmental analysis checklist and a categorical exclusion determination are not required for this rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 100</HD>
          <P>Marine safety, Navigation (water), Reporting and recordkeeping requirements, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 100 as follows:</P>
        <REGTEXT PART="100" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 100—SAFETY OF LIFE ON NAVIGABLE WATERS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 100 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1233.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="100" TITLE="33">
          <AMDPAR>2. Amend § 100.918 to revise paragraph (c) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 100.918</SECTNO>
            <SUBJECT>Detroit APBA Gold Cup, Detroit, MI.</SUBJECT>
            <STARS/>
            <P>(c) Enforcement Period. The first or second week in July. The exact dates and times for this event will be determined annually.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 27, 2011.</DATED>
          <NAME>J. E. Ogden,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port Detroit.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16914 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Parts 100 and 165</CFR>
        <DEPDOC>[Docket No. USCG-2011-0550]</DEPDOC>
        <RIN>RIN 1625-AA08; 1625-AA00</RIN>
        <SUBJECT>Special Local Regulations &amp; Safety Zones; Marine Events in Captain of the Port Long Island Sound Zone</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing fourteen temporary special local regulations and safety zones for marine events and fireworks displays within the Captain of the Port (COTP) Long Island Sound Zone. This action is necessary to provide for the safety of life on navigable waters during the events. Entry into, transit through, mooring or anchoring within these zones is prohibited unless authorized by the COTP Sector Long Island Sound.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective in the CFR on July 6, 2011 through 6 p.m. on October 2, 2011. This rule is effective with actual notice for purposes of enforcement beginning at 8:30 p.m. on June 25, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents indicated in this preamble as being available in the docket are part of docket USCG-2011-0550 and are available online by going to<E T="03">http://www.regulations.gov</E>, inserting USCG-2011-0550 in the “Keyword” box, and then clicking “Search.” They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary rule, call or e-mail Petty Officer Joseph Graun, Prevention Department, Coast Guard Sector Long Island Sound, (203) 468-4544,<E T="03">joseph.l.graun@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Regulatory Information</HD>
        <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because any delay encountered in this regulation's effective date by publishing an NPRM would be contrary to public interest since immediate action is needed to protect both spectators and participants from the safety hazards created by these events including powerboats traveling at high speeds, unexpected pyrotechnics detonation and burning debris. We spoke with each event sponsor and each indicated they were unable and unwilling to move their event date to a later time for the following reasons.</P>
        <P>The sponsor for Salute to Veterans fireworks display (the Town of Hempstead) stated they are unwilling to reschedule their event to a later date because the town expended funds on advertising the current event date. Changing the date would require the town to spend more of their limited funds on advertising. The town was not aware of the requirements for submitting a recurring marine event application 60 days in advance resulting in a late notification to the Coast Guard. The town is now aware of this reporting requirement.</P>

        <P>The sponsors for the town of Islip and Port Jefferson fireworks displays stated they are unwilling to reschedule their events because they are held in conjunction with the Fourth of July holiday and holiday festivities. Since announced, community members have made holiday plans based on these fireworks displays. Rescheduling these events would not be a viable option because most event venues, entertainers and venders have fully booked summer schedules making rescheduling nearly impossible. This year's fireworks displays were originally canceled due to lack of funding; however, funding became available late in May allowing the fireworks displays to take place.<PRTPAGE P="39293"/>This unique funding situation which was unpredictable caused the late notification to the Coast Guard. The sponsors are aware of the requirements for submitting a recurring marine event application 60 days in advance.</P>
        <P>The Sponsor for Battle on the Bay Powerboat Race is unwilling to reschedule the event because the powerboats that will be racing in the event are part of a traveling circuit with a schedule established more than a year ahead of time, the earliest opportunity to reschedule the event is 2012. In spring the event's host town for the past several years unexpectedly decided not to host this year's event. The event sponsor was surprised and rushed to find a new host town. After a month of meetings with towns and filing permits the sponsors made an agreement with a new town. When that agreement was reached the Coast Guard was provided less than 90 days notice an insufficient amount of time to publish an NPRM for a new event. This unique host town situation which was unpredictable caused the late notification to the Coast Guard. The sponsor is aware of the requirements for submitting a new marine event application 135 days in advance.</P>
        <P>The sponsors for Xirinachs Family Foundation Fireworks; Icim's 40th Birthday Party Fireworks and Berman Wedding Fireworks are unwilling to move their events to a later date because they are held in conjunction with other events that cannot be moved. The sponsors were not aware of the requirements for submitting a marine event application 135 days in advance resulting in a late notification to the Coast Guard. The sponsors are now aware of the reporting requirements.</P>

        <P>The sponsors for Riverfront US title Series Powerboat Race; Head of the Riverfront Regatta; Fairfield Aerial Fireworks; Town of Babylon Fireworks; East Hampton Fire Department Fireworks; Village of Island Park Fireworks and Ports Washington Sons of Italy Fireworks all submitted marine event applications with sufficient notice to the Coast Guard. These fireworks displays and marine events are all recurring with a proposed permanent rule currently in a public comment period under docket number USCG-2008-0384, titled: Special Local Regulations; Safety and Security Zones; Recurring Events in Captain of the Port Long Island Sound Zone. The Coast Guard is establishing these temporary special local regulations and safety zones to provide for safety of life during this year's events. Additionally, the Coast Guard has ordered special local regulations or safety zones for all of these areas during past events and has received no public comments or concerns regarding the impact to waterway traffic from those events. For the same reasons, under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. Delaying the effective date by first publishing a NPRM would be contrary to the rule's objectives of ensuring safety of life on the navigable waters during these scheduled events as immediate action is needed to protect both spectators and participants from the safety hazards created by these events including powerboats traveling at high speeds, unexpected pyrotechnics detonation and burning debris.</P>
        <HD SOURCE="HD1">Basis and Purpose</HD>
        <P>The legal basis for this rule is 33 U.S.C. 1225, 1226, 1231, 1233; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; Public Law 107-295, 116 Stat. 2064; and Department of Homeland Security Delegation No. 0170.1, which collectively authorize the Coast Guard to define regulatory special local regulations and safety zones. This regulation carries out two related actions: (1) Establishing special local regulations, and (2) establishing safety zones. Marine events are frequently held on the navigable waters within the COTP Long Island Sound Zone. Based on accidents that have occurred in the past and the explosive hazards of fireworks, the COTP Long Island has determined that regattas and fireworks launches proximate to watercrafts pose significant risk to public safety and property.</P>
        <P>To protect the safety of all waterway users including event participants and spectators, this rule establishes temporary special local regulations or safety zones for the time and location of each marine event.</P>
        <P>This rule prevents vessels from entering, transiting, mooring or anchoring within areas specifically designated as regulated areas during the periods of enforcement unless authorized by the COTP, or designated representative.</P>
        <HD SOURCE="HD1">Discussion of Rule</HD>
        <P>This temporary rule establishes special local regulations for all navigable waters around each powerboat race and regatta and safety zones for all navigable waters within a 1000 foot zone around each fireworks display.</P>
        <P>These events are listed below in the text of the regulation.</P>
        <P>Because large numbers of spectator vessels are expected to congregate around the location of these events, these regulated areas are needed to protect both spectators and participants from the safety hazards created by them including powerboats traveling at high speeds, unexpected pyrotechnics detonation, and burning debris. During the enforcement periods, persons and vessels are prohibited from entering, transiting through, remaining, anchoring or mooring within the regulated areas unless stipulated otherwise or specifically authorized by the COTP or the designated representative. The Coast Guard may be assisted by other Federal, state and local agencies in the enforcement of these regulated areas.</P>
        <P>The Coast Guard determined that these regulated areas will not have a significant impact on vessel traffic due to their temporary nature, limited size, and the fact that vessels are allowed to transit the navigable waters outside of the regulated areas.</P>

        <P>The Coast Guard has published an NPRM proposing permanent regulated areas for each of these events. The NPRM can be viewed and comments can be submitted by following the procedure under<E T="02">ADDRESSES</E>and typing in docket number USCG-2008-0384. Thus far we have received no comments or requests for a public meeting on the NPRM. Additionally, the Coast Guard has ordered special local regulations or safety zones for all of these areas during past events and has received no public comments or concerns regarding the impact to waterway traffic from those events.</P>
        <P>Advanced public notifications will also be made to the local maritime community by the Local Notice to Mariners as well as Broadcast Notice to Mariners.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Executive Order 12866 and Executive Order 13563</HD>

        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order.<PRTPAGE P="39294"/>
        </P>
        <P>The Coast Guard determined that these regulated areas will not have a significant impact on vessel traffic due to their temporary nature, limited size, and the fact that vessels are allowed to transit the navigable waters outside of the regulated areas. Additionally, The Coast Guard has ordered special local regulations or safety zones for all fourteen areas during past events and has received no public comments or concerns regarding impact to waterway traffic from events.</P>
        <P>Advanced public notifications will also be made to the local maritime community by the Local Notice to Mariners as well as Broadcast Notice to Mariners.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Executive Order 12866 and Executive Order 13563</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order.</P>
        <P>The Coast Guard determined that this rule is not a significant regulatory action for the following reasons: the regulated areas will be of limited duration, they cover only a small portion of the navigable waterways, and the events are designed to avoid, to the extent possible, deep draft, fishing, and recreational boating traffic routes.</P>
        <P>The Coast Guard has previously promulgated safety zones or special local regulations, in accordance with 33 CFR Parts 165 and 100, for all event areas contained within this proposed regulation and has not received notice of any negative impact caused by any of the safety zones or special local regulations.</P>
        <P>No new or additional restrictions will be imposed on vessel traffic.</P>
        <HD SOURCE="HD1">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities. This rule will affect the following entities, some of which may be small entities: the owners or operators of vessels intending to transit or anchor in the designated regulated area during the enforcement periods stated for each event list below in the regulatory text.</P>
        <P>The temporary special local regulations and safety zones will not have a significant economic impact on a substantial number of small entities for the following reasons: the regulated areas will be of limited size and of short duration, and vessels that can safely do so may navigate in all other portions of the waterways except for the areas designated as regulated areas. Additionally, before the effective period, notifications will be made to the local maritime community through the Local Notice to Mariners and Broadcast Notice to Mariners well in advance of the events.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>
        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we offer to assist small entities in understanding the rule so that they can better evaluate its effects on them and participate in the rulemaking process.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD1">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or Tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD1">Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD1">Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD1">Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD1">Indian Tribal Governments</HD>
        <P>This rule does not have Tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.</P>
        <HD SOURCE="HD1">Energy Effects</HD>

        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because<PRTPAGE P="39295"/>it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD1">Technical Standards</HD>

        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (<E T="03">e.g.,</E>specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD1">Environment</HD>
        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded this action is one of a category of actions which do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34)(g)&amp;(h), of the Instruction. This rule involves the establishment of temporary special local regulations and safety zones.</P>

        <P>An environmental analysis checklist and a categorical exclusion determination are available in the docket where indicated under<E T="02">ADDRESSES</E>.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>33 CFR Part 100</CFR>
          <P>Marine safety, Navigation (water), Reporting and recording requirements, Waterways.</P>
          <CFR>33 CFR Part 165</CFR>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, and Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR parts 100 and 165 as follows:</P>
        <REGTEXT PART="100" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 100—SAFETY OF LIFE ON NAVIGABLE WATERS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 100 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1233.</P>
          </AUTH>
          
          <AMDPAR>2. Add Sec. 100.T01-0550 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 100.T01-0550</SECTNO>
            <SUBJECT>Special Local Regulations; Regattas and Boat Races in the Coast Guard Sector Long Island Sound Captain of the Port Zone.</SUBJECT>
            <P>(a)<E T="03">Regulations.</E>
            </P>
            <P>The following regulations apply to the marine events listed in the Table to § 100.T01-0550. These regulations will be enforced for the duration of each event, on or about the dates indicated.</P>

            <P>These regulations will be enforced for the duration of each event. Notifications will be made to the local maritime community through the Local Notice to Mariners and Broadcast Notice to Mariners in advance of the events. First Coast Guard District Local Notice to Mariners can be found at<E T="03">http://www.navcen.uscg.gov/.</E>
            </P>
            <P>(b)<E T="03">Definitions.</E>The following definitions apply to this section:</P>
            <P>(1) Designated Representative. A “designated representative” is any Coast Guard commissioned, warrant or petty officer of the U.S. Coast Guard who has been designated by the Captain of the Port, Sector Long Island Sound (COTP), to act on his or her behalf. The designated representative may be on an official patrol vessel or may be on shore and will communicate with vessels via VHF-FM radio or loudhailer. In addition, members of the Coast Guard Auxiliary may be present to inform vessel operators of this regulation.</P>
            <P>(2) Official Patrol Vessels. Official patrol vessels may consist of any Coast Guard, Coast Guard Auxiliary, state, or local law enforcement vessels assigned or approved by the COTP.</P>
            <P>(3) Spectators. All persons and vessels not registered with the event sponsor as participants or official patrol vessels.</P>
            <P>(c) Vessel operators desiring to enter or operate within the regulated areas shall contact the COTP or the designated representative via VHF channel 16 or by telephone at (203) 468-4404 to obtain permission to do so.</P>
            <P>(d) Spectators or other vessels shall not anchor, block, loiter, or impede the transit of event participants or official patrol vessels in the regulated areas during the effective dates and times, or dates and times as modified through the Local Notice to Mariners, unless authorized by COTP or designated representative.</P>
            <P>(e) The COTP or designated representative may control the movement of all vessels in the regulated area. When hailed or signaled by an official patrol vessel, a vessel shall come to an immediate stop and comply with the lawful directions issued. Failure to comply with a lawful direction may result in expulsion from the area, citation for failure to comply, or both.</P>
            <P>(f) The COTP or designated representative may delay or terminate any marine event in this subpart at any time it is deemed necessary to ensure the safety of life or property.</P>
            <P>(g) For all events listed, vessels not participating in this event, swimmers, and personal watercraft of any nature are prohibited from entering or moving within the regulated area unless stipulated otherwise or authorized by the COTP or a designated representative. Vessels within the regulated area must be at anchor within a designated spectator area or moored to a waterfront facility in a way that will not interfere with the progress of the event.</P>
            <GPOTABLE CDEF="s100,r100" COLS="2" OPTS="L2,p1,8/9">
              <TTITLE>Table to § 100.T01-0550</TTITLE>
              <BOXHD>
                <CHED H="1"/>
                <CHED H="1"/>
              </BOXHD>
              <ROW>
                <ENT I="01">1. Battle on the Bay Powerboat Race</ENT>
                <ENT>• Event type: Boat race.<LI>• Date &amp; time: August 27 and 28, 2011 7 a.m. until 7 p.m.</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Locations: All waters of the Great South Bay, Islip, NY within the following zones:</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="39296"/>
                <ENT I="22"/>
                <ENT O="oi3">(1) The Race Course Zone forms a quadrilateral shape The eastern boundary begins at the tip of the Brown Creek western jetty approximate position 40°43′18″ N, 073°04′10″ W continues south to 40°42′38″ N, 073°04′05″ W, The southern boundary begins at 40°42′38″ N, 073°04′05″ W continues west to 40°42′07″ N, 073°07′50″ W, the western boundary begins at 40°42′07″ N, 073°07′50″ W continues north to 40°43′12″ N, 073°06′38″ W the northern boundary begins at 40°43′12″ N, 073°06′38″ W continues east to land at 40°43′12″ N, 073°06′38″ W and continues along the shore to tip of the Brown Creek western jetty 40°43′18″ N, 073°04′10″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="oi3">(2) Spectator anchorage zone, all waters within 100 yards of the Race Course Zones southern boundary.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="oi3">(3) Transit Only zone, all waters within 100 yards of the Race Course Zones eastern, western and northern boundaries.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Additional stipulations:</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT O="oi3">(1) Vessel within the spectator anchorage zone must operate at a no wake speed not to exceed 5 knots and must proceed as directly as possible to and from an anchorage location. (2) Vessels within the transit only zone must maintain a steady course and speed anchoring, stopping, mooring and other activities are prohibited within this zone.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">2. Riverfront U.S. Title series Powerboat Race, Hartford, CT</ENT>
                <ENT>• Event type: Boat race.<LI>Date &amp; time: September 2 and 3, 2011, 10 a.m. until 6 p.m. and September 4, 2011, 12:01 p.m. until 6 p.m.</LI>
                </ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT>• Location: All water of the Connecticut River, Hartford, CT, between the Founders Bridge on the North approximate position 41° 45′53.47″ N, 072° 39′55.77″ W and 41° 45′37.39″ N, 072° 39′47.49″ W (NAD 83) to the South.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">3. Head of the Riverfront Regatta</ENT>
                <ENT>• Event Type: Rowing regatta.<LI>• Date &amp; time: October 2, 2011 6 a.m. until 6 p.m.</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: All water of the Connecticut River, Hartford, CT, between the Putnum Bridge 41°42.87′ N 072°38.43′ W and the Riverside Boat House 41°46.42′ N 072°39.83′ W (NAD 83).</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>3. The authority citation for Part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1226, 1231; 46 U.S.C. Chapters 701; 50 U.S.C. 191, 195; 33 CFR 1.05-1(g), 6.04-1, 6.04-6 and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>4. Add § 165.T01-0550 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T01-0550</SECTNO>
            <SUBJECT>Safety Zones; Fireworks Displays in Captain of the Port Long Island Sound Zone</SUBJECT>
            <P>(a)<E T="03">Regulations.</E>
            </P>
            <P>The general regulations contained in 33 CFR 165.23 as well as the following regulations apply to the fireworks displays listed in Table 1 of T01-0550.</P>

            <P>These regulations will be enforced for the duration of each event. Notifications will be made to the local maritime community through the Local Notice to Mariners and Broadcast Notice to Mariners in advance of the events. First Coast Guard District Local Notice to Mariners can be found at<E T="03">http://www.navcen.uscg.gov/</E>.</P>
            <P>(b)<E T="03">Definitions.</E>The following definitions apply to this section:</P>
            <P>(1) Designated Representative. A “designated representative” is any Coast Guard commissioned, warrant or petty officer of the U.S. Coast Guard who has been designated by the Captain of the Port, Sector Long Island Sound (COTP), to act on his or her behalf. The designated representative may be on an official patrol vessel or may be on shore and will communicate with vessels via VHF-FM radio or loudhailer. In addition, members of the Coast Guard Auxiliary may be present to inform vessel operators of this regulation.</P>
            <P>(2) Official Patrol Vessels. Official patrol vessels may consist of any Coast Guard, Coast Guard Auxiliary, state, or local law enforcement vessels assigned or approved by the COTP.</P>
            <P>(3) Spectators. All persons and vessels not registered with the event sponsor as participants or official patrol vessels.</P>
            <P>(c) Vessel operators desiring to enter or operate within the regulated areas should contact the COTP or the designated representative via VHF channel 16 or by telephone at (203) 468-4404 to obtain permission to do so.</P>
            <P>(d) Spectators or other vessels shall not anchor, block, loiter, or impede the transit of event participants or official patrol vessels in the regulated areas during the effective dates and times, or dates and times as modified through the Local Notice to Mariners, unless authorized by COTP or designated representative.</P>
            <P>(e) The COTP or the designated representative may control the movement of all vessels in the regulated area. When hailed or signaled by an official patrol vessel, a vessel shall come to an immediate stop and comply with the lawful directions issued. Failure to comply with a lawful direction may result in expulsion from the area, citation for failure to comply, or both.</P>
            <P>(f) The COTP or designated representative may delay or terminate any marine event in this subpart at any time it is deemed necessary to ensure the safety of life or property.</P>
            <P>(g) The regulated area for all fireworks displays listed in Table 1 of T01-0550 is that area of navigable waters within a 1000 foot radius of the launch platform or launch site for each fireworks display.</P>

            <P>(h) Fireworks barges used in these locations will also have a sign on their port and starboard side labeled “FIREWORKS—STAY AWAY.” This sign will consist of 10 inch high by 1.5 inch wide red lettering on a white<PRTPAGE P="39297"/>background. Shore sites used in these locations will display a sign labeled “FIREWORKS—STAY AWAY” with the same dimensions.</P>
            <GPOTABLE CDEF="s100,r100" COLS="2" OPTS="L2,p1,8/9,i1">
              <TTITLE>Table 1 of T01-0550</TTITLE>
              <BOXHD>
                <CHED H="1"/>
                <CHED H="1"/>
              </BOXHD>
              <ROW RUL="s">
                <ENT I="22">6</ENT>
                <ENT O="oi0">June</ENT>
              </ROW>
              <ROW>
                <ENT I="01">6.1Salute to Veterans</ENT>
                <ENT>• Date: June 25, 2011.<LI>• Rain date: June 26, 2011.</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT>• Hempstead, NY in approximate position 40°35′36.62″ N, 073°35′20.72″ W (NAD 83).</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22">7</ENT>
                <ENT O="oi0">July</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.1Town of Islip Fireworks</ENT>
                <ENT>• Date: July 4, 2011.<LI>• Rain date: July 5, 2011.</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT>• Location: Waters of Great South Bay off Bay Shore Manor Park, Islip, NY in approximate position 40°42′24″ N, 073°14′24″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.2Village of Port Jefferson Fireworks</ENT>
                <ENT>• Date: July 4, 2011.<LI>• Rain date: July 5, 2011.</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT>• Location: Waters of Long Island Sound, Port Jefferson Harbor off East Beach, Village of Port Jefferson, NY in approximate position 40°57′53.189″ N, 073°3′9.72″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.3Fairfield Aerial Fireworks</ENT>
                <ENT>• Date: July 4, 2011.<LI>• Rain date: July 5, 2011.</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT>• Location: Waters of long Island Sound off Jennings Beach, Fairfield, CT in approximate position 41°08′17.232″ N, 073°14′1.028″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.4Xirinachs Family Foundation Fireworks</ENT>
                <ENT>• Date: July 10, 2011.<LI>• Rain date: July 11, 2011.</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT>• Location: Water of Long Island Sound, Huntington Bay, Huntington, NY approximate position 40°54′23.27″ N, 073°25′08.04″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.5Icim's 40th Birthday Party Fireworks</ENT>
                <ENT>• Date: July 16, 2011.<LI>• Rain date: July 17, 2011.</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT>• Location: Waters of Shelter Island Sound, off Lomangino Dock, Southold, NY approximate position 41°02′22.53″ N, 072°23′20.11″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">7.6Berman Wedding Fireworks</ENT>
                <ENT>• Date: July 16, 2011.<LI>• Rain date: July 17, 2011</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Time: 8:30 p.m. to 10:30 p.m.</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT>• Location: Waters of Bellport Bay, Bellport, NY approximate position 40°44′59.73″ N, 072°55′58.67″ W (NAD 83).</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22">8</ENT>
                <ENT O="oi0">August</ENT>
              </ROW>
              <ROW>
                <ENT I="01">8.1Town of Babylon Fireworks</ENT>
                <ENT>• Date: August 27, 2011.<LI>• Time: 8:30 p.m. to 10:30 p.m.</LI>
                </ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT>• Location: Waters off of Cedar Beach Town Park, Babylon, NY in approximate position 40°37′53″ N, 073°20′12″ W (NAD 83).</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22">9</ENT>
                <ENT O="oi0">September</ENT>
              </ROW>
              <ROW>
                <ENT I="01">9.1East Hampton Fire Department Fireworks</ENT>
                <ENT>• Date: September 03, 2011.<LI>• Time: 8:30 p.m. to 10:30 p.m.</LI>
                </ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT>• Location: Waters off Main Beach, East Hampton, NY in approximate position 40°56′40.28″ N, 072°11′21.26″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">9.2Port Washington Sons of Italy Fireworks</ENT>
                <ENT>• Date: September 9, 2011.<LI>• Time: 8:30 p.m. to 10:30 p.m.</LI>
                </ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT>• Location: Waters of Hempstead Harbor off Bar Beach, North Hempstead, NY in approximate position 40°49′48.04″ N, 073°39′24.32″ W (NAD 83).</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="39298"/>
                <ENT I="01">9.3Village of Island Park Labor Day Celebration Fireworks</ENT>
                <ENT>• Date: September 03, 2011.<LI>• Time: 8:30 p.m. to 10:30 p.m.</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>• Location: Waters off Village of Island Park Fishing Pier, Village Beach, NY in approximate position 40°36′30.95″ N, 073°39′22.23″ W (NAD 83).</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 24, 2011.</DATED>
          <NAME>H.L. Najarian,</NAME>
          <TITLE>Commander, U.S. Coast Guard, Acting Captain of the Port Sector Long Island Sound.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16892 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2011-0561]</DEPDOC>
        <SUBJECT>Drawbridge Operation Regulation; Christina River, Wilmington, DE</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of temporary deviation from regulations.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commander, Fifth Coast Guard District has issued a temporary deviation from the regulations governing the operation of the Walnut Street Bridge, across the Christina River, at mile 2.8, in Wilmington, DE. The deviation restricts the operation of the draw span in order to facilitate the inspection of the operational equipment.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This deviation is effective from 8 a.m. June 23, 2011 until 5 p.m. July 22, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble as being available in the docket are part of docket USCG-2011-0561 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-0561, in the “Keyword” box and then clicking “Search”. They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or e-mail Terrance Knowles, Environmental Protection Specialist, Fifth Coast Guard District, at telephone 757-398-6587, e-mail<E T="03">Terrance.A.Knowles@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Delaware Department of Transportation (DELDOT), who owns and operates this bascule type drawbridge, has requested a temporary deviation from the current operating regulations set out in 33 CFR 117.237(c) to facilitate the inspection of the operational equipment within the structure.</P>
        <P>The Walnut Street Bridge, at mile 2.8, across the Christina River in Wilmington, DE has a vertical clearance in the closed position to vessels of 13 feet above mean high water.</P>
        <P>Under the regular operating schedule the bridge opens on signal as required by 117.237(c).</P>
        <P>Under this temporary deviation, the Walnut Street Bridge will be closed to vessels and will require two hours advance notice to open each day from 8 a.m. to 5 p.m., on June 23, 2011 until July 1, 2011, and on July 18, 2011 until July 22, 2011. At all other times, the Walnut Street Bridge will open on signal.</P>
        <P>Vessels that can pass under the closed span without an opening may do so at all times. There are no alternate routes for vessels transiting this section of the Christina River.</P>
        <P>There are three vessels that travel through the bridge several times per week whose vertical clearance surpasses the closed bridge position, requiring an opening of the draw span. DELDOT has coordinated this replacement work with these three waterway users and the Coast Guard will inform the other users of the waterway through our Local and Broadcast Notices to Mariners of the closure periods for the bridge so that vessels can arrange their transits to minimize any impact caused by the temporary deviation. The bridge may be delayed when opening for an emergency during the proposed equipment inspections.</P>
        <P>In accordance with 33 CFR 117.35(e), the drawbridge must return to its regular operating schedule immediately at the end of the designated time period. This deviation from the operating regulations is authorized under 33 CFR 117.35.</P>
        <SIG>
          <DATED>Dated: June 23, 2011.</DATED>
          
          <P>By direction of the Commander.</P>
          <NAME>Waverly W. Gregory, Jr.,</NAME>
          <TITLE>Bridge Program Manager, Fifth Coast Guard District.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16909 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-15-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2011-0566]</DEPDOC>
        <SUBJECT>Drawbridge Operation Regulation; Cape Fear River, and Northeast Cape Fear River, in Wilmington, NC</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of temporary deviation from regulations.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commander, Fifth Coast Guard District, has issued a temporary deviation from the regulation governing the operation of the Cape Fear River Memorial Bridge across the Cape Fear River, mile 26.8, and the Isabel S. Holmes Bridge across Northeast Cape Fear River, at mile 1.0, both in Wilmington, NC. The deviation restricts the operation of the draw spans to accommodate the 29th Annual Wilmington Family YMCA Tri-Span race.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This deviation is effective from 7 a.m. to 9 a.m. on July 9, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble as being available in the docket are part of the docket USCG-2011-0566 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-0566 in the “Keywords” box, and then clicking “Search”. They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal Holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or e-mail Mr. Waverly W. Gregory, Jr., Bridge Program Manager, Fifth Coast Guard District; telephone 757-398-<PRTPAGE P="39299"/>6222, e-mail<E T="03">Waverly.W.Gregory@uscg.mil.</E>If you have questions on viewing the docket, call Renne V. Wright, Program Manager, Docket Operations, (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Wilmington Family YMCA, on behalf of the North Carolina Department of Transportation, who owns and operates the Cape Fear River Memorial Bridge across the Cape Fear River, mile 26.8, and the Isabel S. Holmes Bridge across Northeast Cape Fear River, at mile 1.0, both in Wilmington, NC, requested a temporary deviation from the current operating schedules to accommodate the 29th Annual Wilmington Family YMCA Tri-Span race scheduled for July 9, 2011.</P>
        <P>The Cape Fear Memorial Bridge is a vertical-lift drawbridge with a vertical clearance of 65 feet above mean high water in the closed position to vessels and the Isabel S. Holmes Bridge is a double-leaf bascule drawbridge with a vertical clearance of 40 feet above mean high water in the closed position to vessels.</P>
        <P>Under the regular operating schedules during the requested period for the Cape Fear Memorial Bridge and the Isabel S. Holmes Bridge, the draws need not open for the passage of vessels from 8 a.m. to 10 a.m. on the second Saturday of July of every year set out at 33 CFR 117.823 and at 33 CFR 117.829(a)(4), respectively.</P>
        <P>Due to the extreme high temperatures expected for Saturday July 9, 2011 (the second Saturday of July 2011), the Wellness Director for the Wilmington Family YMCA requested to change the closure times to vessels for the aforementioned drawbridges from 8 a.m. to 10 a.m. to 7 a.m. to 9 a.m.</P>
        <P>Under this temporary deviation, the drawbridges will be closed to vessels from 7 a.m. to 9 a.m. on Saturday July 9, 2011.</P>
        <P>Typical vessel traffic on the Cape Fear River and Northeast Cape Fear River includes a variety of vessels from freighters, tug and barge traffic, and recreational vessels. Vessels that can pass under the bridges without a bridge opening may continue to do so at anytime.</P>
        <P>The Coast Guard has carefully coordinated the restrictions with commercial and recreational waterway users. The Coast Guard will use Local and Broadcast Notice to Mariners to inform all users of the waterways of the closure periods for the bridges so that vessels can arrange their transits to minimize any impacts caused by the temporary deviation.</P>
        <P>In accordance with 33 CFR 117.35(e), the draw must return to its regular operating schedule immediately at the end of the designated time period.</P>
        <P>This deviation from the operating regulations is authorized under 33 CFR 117.35.</P>
        <SIG>
          <DATED>Dated: June 23, 2011.</DATED>
          
          <P>By direction of the Commander.</P>
          <NAME>Waverly W. Gregory, Jr.,</NAME>
          <TITLE>Bridge Program Manager, Fifth Coast Guard District.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16915 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">POSTAL SERVICE</AGENCY>
        <CFR>39 CFR Part 111</CFR>
        <SUBJECT>Shortpaid and Unpaid Information-Based Indicia (IBI) Postage and Shortpaid Express Mail Postage</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Postal Service<E T="51">TM</E>.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Postal Service will revise<E T="03">Mailing Standards of the United States Postal Service,</E>Domestic Mail Manual (DMM®) 604.4, 604.8, and 604.10, to implement revenue protection procedures for mailpieces entered with shortpaid and unpaid Information Based Indicia (IBI) postage payment and to implement revenue protection procedures for shortpaid Express Mail® postage.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective September 6, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Carla Sherry at 703-280-7068, or Carol A. Lunkins at 202-268-7262.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>On February 22, 2011, the Postal Service published the<E T="04">Federal Register</E>proposed rule,<E T="03">Shortpaid and UnpaidInformation-Based Indicia (IBI) Postage and Shortpaid Express Mail Postage, Revised Proposal</E>(76 FR 9702-9705). The Postal Service received four comments and gave them each consideration and will adopt the proposed rule with minor revisions.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>One commenter raised concerns about the ability of customers who pay postage with IBI postage meters to use an existing account and/or payment method in lieu of a credit card to pay revenue deficiencies. At the present time, the Postal Service will not permit customers to use existing accounts and/or payment methods in lieu of credit cards to pay revenue deficiencies, but this may be a future consideration.</P>
        <P>One commenter expressed concern regarding the Postal Service's proposal to use an electronic notification process to recover revenue deficiencies from customers using IBI postage meters. Only customers who pay postage with postage evidencing systems with e-mail addresses either on file with the Postal Service or with whom the Postal Service has an agreement and a process in place to obtain e-mail addresses will receive an electronic notification. If a customer's e-mail address is not available, the Postal Service will use other existing processes to recover revenue deficiencies.</P>
        <P>One commenter asked for clarification of “other non-electronic processes” that will be used to identify shortpaid and unpaid postage. In the event that the new electronic processes are unavailable, the Postal Service will use existing methods to collect unpaid and shortpaid IBI postage. The Postal Service is making a minor change in the language to state, “In the event that electronic processes are unavailable, other existing processes may be used to recover revenue deficiency as required.”</P>
        <P>One commenter asked for clarification regarding the procedures for remedying postage deficiencies generated from Click-N-Ship. The Postal Service is making a minor change to further clarify that the new automated procedures for detecting and recovering postage deficiencies apply to shortpaid and unpaid postage generated from Click-N-Ship. However, this does not preclude the use of existing processes to identify or recover postage deficiencies. For items with shortpaid IBI postage that is generated from Click-N-Ship, the Postal Service will continue to allow mailers to remit payments for such postage deficiencies via Click-N-Ship and follow the existing postage deficiency process.</P>
        <P>With this final rule, the Postal Service implements new procedures to manage shortpaid Express Mail postage and a new process to detect mailpieces with shortpaid and unpaid IBI postage generated from the following postage evidencing systems: Click-N-Ship®, IBI postage meters, and PC Postage® products.</P>

        <P>The Postal Service also implements a new USPS Web-based resolution process to remedy shortpaid and unpaid IBI postage payment deficiencies; a process to dispute shortpaid and unpaid IBI postage deficiency assessments; and a process to appeal USPS decisions relative to shortpaid and unpaid IBI postage. During this process, customers will be notified electronically of the postage deficiency and be provided a link to a specific USPS Web-based customer payment portal to resolve the shortage. In addition to this new process, the Postal Service will continue to use the existing postage deficiency payment process for shortpaid and<PRTPAGE P="39300"/>unpaid postage generated by Click-N-Ship.</P>
        <HD SOURCE="HD1">Express Mail Shortpaid Procedure</HD>
        <P>For an Express Mail Next Day, Second Day, Military, or Custom Designed Service item received at the origin office of mailing with insufficient postage, the mailer is contacted to correct the postage deficiency prior to dispatch of the Express Mail item. If the mailer cannot be contacted before dispatch from the origin office, or if the Express Mail item with insufficient postage is identified during processing operations or at the destination Post Office, the Express Mail item is endorsed “Postage Due”, marked to show the total deficiency of postage and fees, and then dispatched to the destination Post Office for delivery to the addressee upon payment of the deficiency.</P>
        <P>If the addressee refuses to pay the postage due amount, the Express Mail item is endorsed “Return to Sender—Refused.” The postage deficiency is then collected when the Express Mail item is returned to the original sender. If the original sender chooses to remail the item, a new Express Mail label and new postage and fees must be affixed.</P>
        <HD SOURCE="HD1">Postage Evidencing Systems</HD>
        <P>Postage meters, PC Postage products, and Click-N-Ship are collectively identified as “postage evidencing systems.” A postage evidencing system is a device or system of components a customer uses to print evidence that postage required for mailing has been paid.</P>
        <HD SOURCE="HD1">Information-Based Indicia</HD>
        <P>Information-Based Indicia (IBI) are digitally generated indicia that include a two-dimensional barcode.</P>
        <HD SOURCE="HD1">Revenue Deficiency</HD>
        <P>Revenue deficiency includes both shortpaid and unpaid postage which occurs when any mailpiece has less postage than required for the applicable price category and associated class, weight, shape, zone, and extra services.</P>
        <P>Shortpaid postage is revenue deficiency for which the valid postage on a mailpiece is less than the amount due.</P>
        <P>Unpaid postage is a revenue deficiency for which postage is deficient due to the lack of affixed postage or the use of counterfeited, replicated, duplicated, falsified, or otherwise modified postage.</P>
        <HD SOURCE="HD1">Detection Process for Revenue Deficiency</HD>
        <P>When potential shortpaid or unpaid IBI postage is detected on a mailpiece, the Postal Service will subsequently verify the postage to ensure its validity and determine whether the amount is sufficient. When the IBI postage on a mailpiece is confirmed to be shortpaid or unpaid, the corrective measures outlined below will be taken to recover the applicable revenue deficiency.</P>
        <HD SOURCE="HD1">Electronic Notification of Revenue Deficiencies</HD>
        <P>In most cases, the Postal Service will electronically notify both the mailer and the postage evidencing system service provider of the revenue deficiency and deliver the mailpiece to the addressee. The electronic notification provides a link to the USPS® Web-based customer payment portal that will enable the mailer to pay or dispute the revenue deficiency. In the event that electronic means are unavailable, other existing processes may be used to recover revenue deficiencies as required.</P>
        <HD SOURCE="HD1">Resolution Process</HD>
        <P>Where applicable, the Postal Service will provide a resolution process that will be accessible through the USPS Web-based customer payment portal to enable mailers to pay, dispute or appeal revenue deficiencies for IBI postage generated from postage evidencing systems. These processes are outlined below.</P>
        <HD SOURCE="HD1">Payment Process</HD>
        <P>The mailer has 14 days from the date that the Postal Service sends the revenue deficiency electronic notification to pay the deficiency. The payment process is as follows:</P>
        <P>• During the 14-day resolution period, the mailer must remit the payment for the revenue deficiency by accessing the USPS Web-based customer payment portal or through an otherwise authorized Postal Service payment method as indicated in the electronic notification.</P>
        <P>• After 14 days, if a mailer has not paid or taken action to dispute a revenue deficiency, the Postal Service may notify the mailer's postage evidencing system service provider to temporarily suspend the mailer's account.</P>
        <P>• When an electronic notification sent to a mailer is undeliverable, the Postal Service may notify the mailer's postage evidencing system service provider to temporarily suspend the mailer's account prior to the end of the 14-day period.</P>
        <P>• When a mailer's cumulative revenue deficiency continues to increase during the 14-day period, the Postal Service may notify the mailer's postage evidencing system service provider to temporarily suspend the mailer's account prior to the end of the 14-day period.</P>
        <P>• If the mailer feels the revenue deficiency is in error, the mailer may dispute the revenue deficiency during this 14-day period.</P>
        <HD SOURCE="HD1">Dispute Process</HD>
        <P>The mailer has 14 days from the date the Postal Service sends the revenue deficiency electronic notification to dispute the deficiency. The Postal Service will also send an electronic notification of the approved (upheld) or denied dispute to the mailer. If the Postal Service upholds the mailer's dispute, then the mailer is required to take no further action. The dispute process is as follows:</P>
        <P>• During this 14-day period, the mailer must take action to dispute the revenue deficiency by accessing the USPS Web-based customer payment portal or through an otherwise authorized Postal Service dispute method as indicated in the electronic notification.</P>
        <P>• The mailer must provide information to substantiate that the postage affixed was valid and sufficient for the postage and service fees associated with the mailpiece.</P>
        <P>• After 14 days, if a mailer has not taken action to pay or dispute a revenue deficiency, the Postal Service will notify the mailer's postage evidencing system service provider to temporarily suspend the mailer's account.</P>
        <P>• When an electronic notification that is sent to a mailer is undeliverable, the Postal Service may notify the mailer's postage evidencing system service provider to temporarily suspend the mailer's account prior to the end of the 14-day period.</P>
        <P>• When a mailer's cumulative revenue deficiency continues to increase during this 14-day period, the Postal Service may notify the mailer's postage evidencing system service provider to temporarily suspend the mailer's account prior to the end of the 14-day period.</P>
        <HD SOURCE="HD1">Denied Disputes and the Appeal Process</HD>

        <P>When a dispute is denied, the mailer has 7 days from the date that the Postal Service sends the electronic notification of the denial to pay the revenue deficiency or to file an appeal. The mailer may pay the deficiency or appeal the decision by accessing the USPS Web-based customer payment portal or through an otherwise authorized Postal Service payment or appeal method as indicated in the electronic notification. The Postal Service will make a final<PRTPAGE P="39301"/>decision regarding the appeal request. If the Postal Service upholds the mailer's appeal, the Postal Service will notify the mailer of the decision, and the mailer is required to take no further action. The appeal process is as follows:</P>
        <P>• The appeal process requires that the mailer provide additional evidence to substantiate that the postage affixed was valid and sufficient for the postage and service fees associated with the mailpiece.</P>
        <P>• After 7 days, if a mailer has not taken action to pay or appeal the revenue deficiency denied in the dispute request, the Postal Service may notify the mailer's postage evidencing system service provider to temporarily suspend the mailer's account.</P>
        <P>• When an electronic notification that is sent to a mailer is undeliverable, the Postal Service may notify the mailer's postage evidencing system service provider to temporarily suspend the mailer's account prior to the end of the 7-day period.</P>
        <P>• When a mailer's cumulative revenue deficiency continues to increase during this 7-day period, the Postal Service may notify the mailer's postage evidencing system service provider to temporarily suspend the mailer's account prior to the end of the 7-day period.</P>
        <HD SOURCE="HD1">Denied Appeals</HD>
        <P>When the Postal Service denies the appeal request, the mailer will be notified of the decision. The mailer must then pay the revenue deficiency, within 7 days from the date that of the electronic notification of appeal denial, by accessing the USPS Web-based customer payment portal or through an otherwise authorized Postal Service payment method as indicated in the electronic notification. The process for denied appeals is as follows:</P>
        <P>• If a mailer has not taken action to pay the revenue deficiency within 7 days, the Postal Service notifies the mailer's postage evidencing system service provider to suspend the mailer's account.</P>
        <P>• If the electronic notification to a mailer is undeliverable, the Postal Service may notify the mailer's postage evidencing system service provider to suspend the mailer's account prior to the end of the 7-day period.</P>
        <P>• If a mailer's cumulative revenue deficiency continues to increase during this 7-day period, the Postal Service may notify the mailer's postage evidencing system service provider to suspend the mailer's account prior to the end of the 7-day period.</P>
        <HD SOURCE="HD1">Denial of Use of Postage Evidencing Systems</HD>
        <P>When a mailer fails to meet the standards, submits false or incomplete information, or deposits shortpaid and unpaid mailpieces in the mailstream, the Postal Service may deny a mailer use of a postage evidencing system.</P>
        <P>Any mailer who deposits mailpieces with shortpaid or unpaid IBI postage or fees may be subject to some or all of the following proposed actions:</P>
        <P>• Collection of the shortpaid or unpaid postage.</P>
        <P>• Revocation of the mailer's account privileges.</P>
        <P>• Civil and criminal fines and penalties pursuant to existing Federal law.</P>
        <P>The Postal Service adopts the following changes to<E T="03">Mailing Standards of the United States Postal Service,</E>Domestic Mail Manual (DMM), which is incorporated by reference in the Code of Federal Regulations. See 39 CFR 111.1.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 39 CFR Part 111</HD>
          <P>Administrative practice and procedure, Postal Service.</P>
        </LSTSUB>
        
        <P>Accordingly, 39 CFR part 111 is amended as follows:</P>
        <REGTEXT PART="111" TITLE="39">
          <PART>
            <HD SOURCE="HED">PART 111—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for 39 CFR Part 111 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>5 U.S.C. 552(a); 13 U.S.C. 301-307; 18 U.S.C. 1692-1737; 39 U.S.C. 101, 401, 403, 404, 414, 416, 3001-3011, 3201-3219, 3403-3406, 3621, 3622, 3626, 3632, 3633, and 5001.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="111" TITLE="39">
          <AMDPAR>2. Revise the following sections of<E T="03">Mailing Standards of the United States Postal Service,</E>Domestic Mail Manual (DMM), as follows:</AMDPAR>
          <STARS/>
          <HD SOURCE="HD1">600Basic Standards for All Mailing Services</HD>
          <STARS/>
          <HD SOURCE="HD1">604Postage Payment Methods</HD>
          <STARS/>
          <HD SOURCE="HD1">4.0Postage Meters and PC Postage Products (“Postage Evidencing Systems”)</HD>
          <HD SOURCE="HD1">4.1Basic Information</HD>
          <STARS/>
          <HD SOURCE="HD1">4.1.2Product Categories</HD>
          <P>* * * The primary characteristics of postage meters and PC Postage products are described below.</P>
          <STARS/>
          <P>
            <E T="03">[Revise items 4.1.2b and c as follows:]</E>
          </P>
          <P>b. PC Postage products allow mailers to purchase and print postage with Information-Based Indicia (IBI) directly onto mailpieces, shipping labels, and USPS-approved customized labels.</P>
          <P>c. Click-N-Ship and USPS-approved commercial providers offer PC Postage products for mailers through subscription service agreements.</P>
          <STARS/>
          <HD SOURCE="HD1">4.2Authorization To Use Postage Evidencing Systems</HD>
          <STARS/>
          <HD SOURCE="HD1">4.2.4Denial of Use</HD>
          <P>
            <E T="03">[Revise 4.2.4 as follows:]</E>
          </P>
          <P>The mailer authorized to use a postage evidencing system may be denied use when the mailer:</P>
          <P>a. Fails to comply with mailing standards.</P>
          <P>b. Submits false or incomplete information.</P>
          <P>c. Enters shortpaid or unpaid mailpieces into the mailstream.</P>
          <P>
            <E T="03">[Renumber current item 4.2.5 as new 4.2.6 and add new item 4.2.5 as follows:]</E>
          </P>
          <HD SOURCE="HD1">4.2.5Surrender of Postage Evidencing System</HD>
          <P>If authorization to use a Postage Evidencing System is denied, the mailer must surrender the systems, upon request, to the service provider, USPS, or USPS authorized agent.</P>
          <HD SOURCE="HD1">4.2.6Appeal Process</HD>
          <P>
            <E T="03">[Revise text of renumbered 4.2.6 as follows:]</E>
          </P>
          <P>Appeals regarding standards in this section or on the basis of noncompliance may be filed as follows:</P>
          <P>a. IBI postage mailers must appeal under 4.4.8.</P>
          <P>b. All other appeals must be in writing to the manager, Postage Technology Management (see 608.8.1 for address).</P>
          <HD SOURCE="HD1">4.3Postage Payment</HD>
          <HD SOURCE="HD1">4.3.1Paying for Postage</HD>
          <P>
            <E T="03">[Revise the first sentence of 4.3.1 as follows:]</E>
          </P>
          <P>The value of the postage on each mailpiece must be equal to or greater than the amount due for the applicable price and any extra service fees, or another amount permitted by mailing standards. * * *</P>
          <STARS/>
          <P>
            <E T="03">[Renumber current items 4.4 through 4.6 as new 4.5 through 4.7, and add new item 4.4 as follows:]</E>
          </P>
          <HD SOURCE="HD1">4.4Shortpaid and Unpaid Information-Based Indicia (IBI)</HD>
          <HD SOURCE="HD1">4.4.1Definitions</HD>

          <P>Mailpieces bearing shortpaid postage are those for which the total postage and<PRTPAGE P="39302"/>fees affixed are less than the postage required for the applicable price and any extra services fees. Mailpieces bearing unpaid IBI are those for which the mailer has not paid the postage or additional fees due to the lack of affixed postage, the use of counterfeited, replicated, duplicated, falsified, otherwise modified IBI, or IBI with zero value.</P>
          <HD SOURCE="HD1">4.4.2Detection Process for Revenue Deficiency</HD>
          <P>For mailpieces with shortpaid or unpaid postage found in the mailstream, manual and automated processes are used to detect and verify the revenue deficiencies.</P>
          <HD SOURCE="HD1">4.4.3Handling of Mailpieces With IBI Postage Revenue Deficiencies</HD>
          <P>For confirmed shortpaid or unpaid IBI postage, corrective measures may include:</P>
          <P>a. Delivering the mailpiece to the addressee and collecting the revenue deficiency as postage due.</P>
          <P>b. Collecting the revenue deficiency from the sender as described in 4.4.4 through 4.4.9.</P>
          <P>c. Returning the mailpiece to the sender.</P>
          <HD SOURCE="HD1">4.4.4Electronic Notification of Revenue Deficiencies</HD>
          <P>Upon confirmation of a revenue deficiency with IBI postage, the Postal Service electronically notifies both the mailer and the postage evidencing system service provider of the revenue deficiency and delivers the mailpiece to the addressee. The notification provides a link to the Web-based customer payment portal that permits the mailer to pay or dispute the revenue deficiency.</P>
          <HD SOURCE="HD1">4.4.5Resolution Process</HD>
          <P>A resolution process is provided through the Web-based customer payment portal.</P>
          <HD SOURCE="HD1">4.4.6Payment Process</HD>
          <P>The mailer must make payment within 14 days from the date the Postal Service sends the electronic notification by accessing the Web-based customer payment portal or choose another method identified in the notification. Any mailer disputes regarding the revenue deficiency must be made during this 14-day period. The postage evidencing system service provider may be notified to temporarily suspend the mailer's account under the following conditions:</P>
          <P>a. After 14 days, if a mailer has not paid or disputed a revenue deficiency.</P>
          <P>b. When an electronic notification to a mailer is undeliverable.</P>
          <P>c. When a mailer's cumulative revenue deficiency increases during the 14-day period due to additional mailpieces being identified as shortpaid or unpaid.</P>
          <HD SOURCE="HD1">4.4.7Dispute Process</HD>
          <P>Mailers wishing to dispute the deficiency payment must do so within 14 days by accessing the Web-based customer payment portal or other method identified in the electronic notification and substantiate that the postage affixed was valid and sufficient for the postage and applicable fees. An electronic notification is sent to the mailer of the decision to uphold or deny the dispute. If the Postal Service upholds the dispute, the mailer is not required to take further action.</P>
          <HD SOURCE="HD1">4.4.8Denied Disputes and the Appeal Process</HD>
          <P>If a dispute of a revenue deficiency is denied, the mailer has 7 days from the date of the electronic notification to file an appeal, by accessing the Web-based customer payment portal or choosing another method identified in the notification. The mailer must provide additional evidence to substantiate that the postage affixed was valid and sufficient for the postage and fees. If the appeal decision is upheld, the mailer takes no further action. The Postal Service may notify the postage evidencing system service provider to temporarily suspend the mailer's account under the following conditions:</P>
          <P>a. After 7 days, if a mailer has not paid or appealed the revenue deficiency.</P>
          <P>b. When an electronic notification to a mailer is undeliverable.</P>
          <P>c. When a mailer's cumulative revenue deficiency increases during the 7-day period due to additional mailpieces being identified as shortpaid or unpaid.</P>
          <HD SOURCE="HD1">4.4.9Denied Appeals</HD>
          <P>If the appeal is denied, the mailer must pay the revenue deficiency within 7 days from the date of the electronic notification by accessing the Web-based customer payment portal or choosing another USPS-authorized method identified in the notification. The postage evidencing system service provider may be notified to suspend the mailer's account under the following conditions:</P>
          <P>a. After 7 days, if a mailer has not paid the revenue deficiency.</P>
          <P>b. When an electronic notification to a mailer is undeliverable.</P>
          <P>c. When a mailer's cumulative revenue deficiency increases during the 7-day period due to additional mailpieces being identified as shortpaid or unpaid.</P>
          <STARS/>
          <HD SOURCE="HD1">8.0Insufficient or Omitted Postage</HD>
          <HD SOURCE="HD1">8.1Insufficient Postage</HD>
          <HD SOURCE="HD1">8.1.1Definition</HD>
          <P>
            <E T="03">[Revise the second and third sentences of 8.1.1, and add a new fourth sentence as follows:]</E>
          </P>
          <P>* * * Such individual pieces (or quantities fewer than 10) are delivered to the addressee on payment of the charges marked on the mail. For mailings of 10 or more pieces, the mailer is notified so that the postage charges may be paid before dispatch. For any mailpiece with insufficient postage generated by postage evidencing systems, the USPS may follow the process in 4.4.4 through 4.4.9.</P>
          <STARS/>
          <P>
            <E T="03">[Renumber current item 8.1.7 as 8.1.8 and add new 8.1.7 as follows:]</E>
          </P>
          <HD SOURCE="HD1">8.1.7Express Mail Corporate Accounts and Federal Agency Accounts</HD>
          <P>Express Mail Corporate accounts and Federal government accounts that use a “Postage and Fees Paid” indicia are debited for the correct amount of postage and fees at the time of mailing.</P>
          <P>
            <E T="03">[Revise the heading and text of renumbered 8.1.8 as follows:]</E>
          </P>
          <HD SOURCE="HD1">8.1.8Express Mail With Insufficient Postage—Acceptance</HD>
          <P>When Express Mail items are received at the office of mailing with insufficient postage, the Postal Service will contact the mailer to correct the postage deficiency prior to dispatch of the item. If the mailer cannot be contacted prior to dispatch, the deficiency is handled under 8.1.9.</P>
          <P>
            <E T="03">[Add new items 8.1.9 through 8.1.11 as follows:]</E>
          </P>
          <HD SOURCE="HD1">8.1.9Express Mail With Insufficient Postage—Processing Operations</HD>
          <P>For Express Mail items with insufficient postage that are identified during processing operations or at the destination Post Office, the Postal Service will:</P>
          <P>a. Endorse the item “Postage Due.”</P>
          <P>b. Mark the item to show the total deficiency of postage and fees.</P>
          <P>c. Deliver the item to the addressee upon payment of the postage due.</P>

          <P>d. If payment is refused by addressee, endorse the item “Return to Sender—Refused” and return the item to the sender, upon collection of the postage deficiency.<PRTPAGE P="39303"/>
          </P>
          <HD SOURCE="HD1">8.1.10Express Mail With Insufficient IBI Postage—Postage Evidencing Systems</HD>
          <P>For Express Mail items with insufficient IBI postage generated by postage evidencing systems, USPS may follow the process in 4.4.4 through 4.4.9.</P>
          <HD SOURCE="HD1">8.1.11Remailing Express Mail With Insufficient Postage</HD>
          <P>Express Mail items with insufficient postage are returned to the sender after collecting the postage deficiency when an effort to contact the sender before dispatch fails and when the addressee refuses to pay the postage due. If the item is remailed as Express Mail, the sender must affix a new Express Mail label with new postage and any applicable fees.</P>
          <STARS/>
          <HD SOURCE="HD1">10.0Revenue Deficiency</HD>
          <HD SOURCE="HD1">10.1General</HD>
          <STARS/>
          <HD SOURCE="HD1">10.1.2Appeal of Ruling</HD>
          <P>
            <E T="03">[Revise the first sentence of 10.1.2 as follows:]</E>
          </P>
          <P>Except as provided in 4.4.4 through 4.4.9, 10.2, and 703.1.0, a mailer may appeal a revenue deficiency assessment by sending a written appeal to the postmaster or manager in 10.1.2a through 10.1.2c within 30 days of receipt of the notification. * * *</P>
          <STARS/>
          <P>We will publish an appropriate amendment to 39 CFR Part 111 to reflect these changes.</P>
        </REGTEXT>
        <SIG>
          <NAME>Stanley F. Mires,</NAME>
          <TITLE>Chief Counsel, Legislative.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16802 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7710-12-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <SUBAGY>40 CFR Part 52</SUBAGY>
        <DEPDOC>[EPA-R09-OAR-2011-0198; FRL-9425-4]</DEPDOC>
        <SUBJECT>Revisions to the California State Implementation Plan, Imperial County Air Pollution Control District, Kern County Air Pollution Control District, and Ventura County Air Pollution Control District</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Direct final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA is taking direct final action to approve revisions to the Imperial County Air Pollution Control District (ICAPCD), Kern County Air Pollution Control District (KCAPCD), and Ventura County Air Pollution Control District (VCAPCD) portions of the California State Implementation Plan (SIP). These revisions concern volatile organic compound (VOC) emissions from architectural coating operations. We are approving local rules that regulate these emission sources under the Clean Air Act as amended in 1990 (CAA or the Act).</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>

          <P>This rule is effective on September 6, 2011 without further notice, unless EPA receives adverse comments by August 5, 2011. If we receive such comments, we will publish a timely withdrawal in the<E T="04">Federal Register</E>to notify the public that this direct final rule will not take effect.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit comments, identified by docket number EPA-R09-OAR-2011-0198, by one of the following methods:</P>
          <P>1.<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the on-line instructions.</P>
          <P>2.<E T="03">E-mail:</E>
            <E T="03">steckel.andrew@epa.gov.</E>
          </P>
          <P>3.<E T="03">Mail or deliver:</E>Andrew Steckel (Air-4), U.S. Environmental Protection Agency Region IX, 75 Hawthorne Street, San Francisco, CA 94105-3901.</P>
          <P>
            <E T="03">Instructions:</E>All comments will be included in the public docket without change and may be made available online at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Information that you consider CBI or otherwise protected should be clearly identified as such and should not be submitted through<E T="03">http://www.regulations.gov</E>or e-mail.<E T="03">http://www.regulations.gov</E>is an “anonymous access” system, and EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send e-mail directly to EPA, your e-mail address will be automatically captured and included as part of the public comment. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>The index to the docket for this action is available electronically at<E T="03">http://www.regulations.gov</E>and in hard copy at EPA Region IX, 75 Hawthorne Street, San Francisco, California. While all documents in the docket are listed in the index, some information may be publicly available only at the hard copy location (e.g., copyrighted material), and some may not be publicly available in either location (e.g., CBI). To inspect the hard copy materials, please schedule an appointment during normal business hours with the contact listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>David Grounds, EPA Region IX, (415) 972-3019,<E T="03">grounds.david@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Throughout this document, “we,” “us,”  and “our” refer to EPA.</P>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. The State's Submittal</FP>
          <FP SOURCE="FP1-2">A. What rules did the State submit?</FP>
          <FP SOURCE="FP1-2">B. Are there other versions of these rules?</FP>
          <FP SOURCE="FP1-2">C. What is the purpose of the submitted rule revisions?</FP>
          <FP SOURCE="FP-2">II. EPA's Evaluation and Action</FP>
          <FP SOURCE="FP1-2">A. How is EPA evaluating the rules?</FP>
          <FP SOURCE="FP1-2">B. Do the rules meet the evaluation criteria?</FP>
          <FP SOURCE="FP1-2">C. EPA Recommendations to Further Improve the Rules</FP>
          <FP SOURCE="FP1-2">D. Public Comment and Final Action</FP>
          <FP SOURCE="FP-2">III. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. The State's Submittal</HD>
        <HD SOURCE="HD2">A. What rules did the State submit?</HD>
        <P>Table 1 lists the rules we are approving with the dates that they were adopted by the local air agencies and submitted by the California Air Resources Board.</P>
        <GPOTABLE CDEF="s50,9.1,r50,10,10" COLS="5" OPTS="L2,i1">
          <TTITLE>Table 1—Submitted Rules</TTITLE>
          <BOXHD>
            <CHED H="1">Local agency</CHED>
            <CHED H="1">Rule No.</CHED>
            <CHED H="1">Rule title</CHED>
            <CHED H="1">Amended</CHED>
            <CHED H="1">Submitted</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">ICAPCD</ENT>
            <ENT>424</ENT>
            <ENT>Architectural Coatings</ENT>
            <ENT>02/23/10</ENT>
            <ENT>07/20/10</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="39304"/>
            <ENT I="01">KCAPCD</ENT>
            <ENT>410.1</ENT>
            <ENT>Architectural Coatings</ENT>
            <ENT>03/11/10</ENT>
            <ENT>07/20/10</ENT>
          </ROW>
          <ROW>
            <ENT I="01">VCAPCD</ENT>
            <ENT>74.2</ENT>
            <ENT>Architectural Coatings</ENT>
            <ENT>01/12/10</ENT>
            <ENT>07/20/10</ENT>
          </ROW>
        </GPOTABLE>
        <P>On August 25, 2010, EPA determined that the submittals for ICAPCD Rule 424, KCAPCD Rule 410.1A, and VCAPCD Rule 74.2 met the completeness criteria in 40 CFR Part 51, Appendix V, which must be met before formal EPA review.</P>
        <HD SOURCE="HD2">B. Are there other versions of these rules?</HD>
        <P>We approved an earlier version of ICAPCD Rule 424 into the SIP on 01/04/07 (72 FR 267). We approved an earlier version of KCAPCD Rule 410.1 into the SIP on 02/06/98 (63 FR 6073). We approved an earlier version of VCAPCD Rule 74.2 into the SIP on 01/02/04 (69 FR 34).</P>
        <HD SOURCE="HD2">C. What is the purpose of the submitted rule revisions?</HD>
        <P>VOCs help produce ground-level ozone and smog, which harm human health and the environment. Section 110(a) of the CAA requires States to submit regulations that control VOC emissions. ICAPCD Rule 424, KCAPCD Rule 410.1A, and VCAPCD Rule 74.2 all impose more stringent requirements on VOC emissions from architectural coating operations. EPA's technical support documents (TSD) have more information about these rules.</P>
        <HD SOURCE="HD1">II. EPA's Evaluation and Action</HD>
        <HD SOURCE="HD2">A. How is EPA evaluating the rules?</HD>
        <P>Generally, SIP rules must be enforceable (see section 110(a) of the Act), must require Reasonably Available Control Technology (RACT) for each category of sources covered by a Control Techniques Guidelines (CTG) document as well as each major source in nonattainment areas (see section 182(a)(2) and (b)(2)), and must not relax existing requirements (see sections 110(l) and 193). The ICAPCD (moderate) and VCAPCD (serious) regulate ozone nonattainment areas (see 40 CFR part 81), so these areas must implement RACT. KCAPCD (non-attainment subpart 1) does not need to fulfill RACT. Guidance and policy documents that we use to evaluate enforceability and RACT requirements consistently include the following:</P>
        <P>1. “Issues Relating to VOC Regulation Cutpoints, Deficiencies, and Deviations,” EPA, May 25, 1988 (the Bluebook).</P>
        <P>2. “Guidance Document for Correcting Common VOC &amp; Other Rule Deficiencies,” EPA Region 9, August 21, 2001 (the Little Bluebook).</P>
        <P>3. National VOC Emission Standards for Architectural Coatings (40 CFR part 59 Subpart D, 9/11/98).</P>
        <P>4. Control of Volatile Organic Emissions from Existing Stationary Sources, Volume I: Control Methods for Surface Coating Operations (EPA-450/2-76-028, 11/76).</P>
        <HD SOURCE="HD2">B. Do the rules meet the evaluation criteria?</HD>
        <P>We believe these rules are consistent with the relevant policy and guidance regarding enforceability, RACT, and SIP relaxations. The TSDs have more information on our evaluations.</P>
        <HD SOURCE="HD2">C. EPA Recommendations to Further Improve the Rules</HD>
        <P>The TSDs describe additional rule revisions that we recommend for the next time the local agencies modify the rules.</P>
        <HD SOURCE="HD2">D. Public Comment and Final Action</HD>

        <P>As authorized in section 110(k)(3) of the Act, EPA is fully approving the submitted rules because we believe they fulfill all relevant requirements. We do not think anyone will object to this approval, so we are finalizing it without proposing it in advance. However, in the Proposed Rules section of this<E T="04">Federal Register</E>, we are simultaneously proposing approval of the same submitted rules. If we receive adverse comments by August 5, 2011, we will publish a timely withdrawal in the<E T="04">Federal Register</E>to notify the public that the direct final approval will not take effect and we will address the comments in a subsequent final action based on the proposal. If we do not receive timely adverse comments, the direct final approval will be effective without further notice on September 6, 2011. This will incorporate these rules into the federally enforceable SIP.</P>
        <P>Please note that if EPA receives adverse comment on an amendment, paragraph, or section of this rule and if that provision may be severed from the remainder of the rule, EPA may adopt as final those provisions of the rule that are not the subject of an adverse comment.</P>
        <HD SOURCE="HD1">III. Statutory and Executive Order Reviews</HD>
        <P>Under the Clean Air Act, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve State choices, provided that they meet the criteria of the Clean Air Act. Accordingly, this action merely approves State law as meeting Federal requirements and does not impose additional requirements beyond those imposed by State law. For that reason, this action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the Clean Air Act; and</P>
        <P>• Does not interfere with Executive Order 12898 (59 FR 7629 (Feb. 16, 1994)) because EPA lacks the discretionary authority to address environmental justice in this rulemaking.</P>
        
        <PRTPAGE P="39305"/>
        <FP>In addition, these rules do not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the State, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law.</FP>
        
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this action and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the<E T="04">Federal Register</E>. A major rule cannot take effect until 60 days after it is published in the<E T="04">Federal Register</E>. This action is not a “major rule” as defined by 5 U.S.C. 804(2).</P>

        <P>Under section 307(b)(1) of the Clean Air Act, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by September 6, 2011. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this action for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action. Parties with objections to this direct final rule are encouraged to file a comment in response to the parallel notice of proposed rulemaking for this action published in the Proposed Rules section of today's<E T="04">Federal Register</E>, rather than file an immediate petition for judicial review of this direct final rule, so that EPA can withdraw this direct final rule and address the comment in the proposed rulemaking. This action may not be challenged later in proceedings to enforce its requirements (see section 307(b)(2)).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Incorporation by reference, Intergovernmental relations, Ozone, Reporting and recordkeeping requirements, Volatile organic compounds.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: May 19, 2011.</DATED>
          <NAME>Jared Blumenfeld,</NAME>
          <TITLE>Regional Administrator, Region IX.</TITLE>
        </SIG>
        <P>Part 52, chapter I, title 40 of the Code of Federal Regulations is amended as follows:</P>
        <REGTEXT PART="52" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 52—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for Part 52 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 7401<E T="03">et seq.</E>
            </P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="52" TITLE="40">
          <SUBPART>
            <HD SOURCE="HED">Subpart F—California</HD>
          </SUBPART>

          <AMDPAR>2. Section 52.220 is amended by adding paragraphs (381)(i)(A)(<E T="03">2</E>), (B)(<E T="03">2</E>), and (C)(<E T="03">2</E>) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.220</SECTNO>
            <SUBJECT>Identification of plan.</SUBJECT>
            <STARS/>
            <P>(381) * * *</P>
            <P>(i) * * *</P>
            <P>(A) * * *</P>
            <P>(<E T="03">2</E>) Rule 424, “Architectural Coatings,” amended on February 23, 2010.</P>
            <P>(B) * * *</P>
            <P>(<E T="03">2</E>) Rule 410.1A, “Architectural Coatings,” adopted on March 11, 2010. Effective as of 1/1/2011.</P>
            <P>(C) * * *</P>
            <P>(<E T="03">2</E>) Rule 74.2, “Architectural Coatings,” amended on January 12, 2010.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16743 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Federal Emergency Management Agency</SUBAGY>
        <CFR>44 CFR Part 67</CFR>
        <DEPDOC>[Docket ID FEMA-2011-0002]</DEPDOC>
        <SUBJECT>Final Flood Elevation Determinations</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Emergency Management Agency, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Base (1% annual-chance) Flood Elevations (BFEs) and modified BFEs are made final for the communities listed below. The BFEs and modified BFEs are the basis for the floodplain management measures that each community is required either to adopt or to show evidence of being already in effect in order to qualify or remain qualified for participation in the National Flood Insurance Program (NFIP).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The date of issuance of the Flood Insurance Rate Map (FIRM) showing BFEs and modified BFEs for each community. This date may be obtained by contacting the office where the maps are available for inspection as indicated in the table below.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The final BFEs for each community are available for inspection at the office of the Chief Executive Officer of each community. The respective addresses are listed in the table below.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Luis Rodriguez, Chief, Engineering Management Branch, Federal Insurance and Mitigation Administration, Federal Emergency Management Agency, 500 C Street, SW., Washington, DC 20472, (202) 646-4064, or (e-mail)<E T="03">luis.rodriguez1@dhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Federal Emergency Management Agency (FEMA) makes the final determinations listed below for the modified BFEs for each community listed. These modified elevations have been published in newspapers of local circulation and ninety (90) days have elapsed since that publication. The Deputy Federal Insurance and Mitigation Administrator has resolved any appeals resulting from this notification.</P>
        <P>This final rule is issued in accordance with section 110 of the Flood Disaster Protection Act of 1973, 42 U.S.C. 4104, and 44 CFR part 67. FEMA has developed criteria for floodplain management in floodprone areas in accordance with 44 CFR part 60.</P>
        <P>Interested lessees and owners of real property are encouraged to review the proof Flood Insurance Study and FIRM available at the address cited below for each community. The BFEs and modified BFEs are made final in the communities listed below. Elevations at selected locations in each community are shown.</P>
        <P>
          <E T="03">National Environmental Policy Act.</E>This final rule is categorically excluded from the requirements of 44 CFR part 10, Environmental Consideration. An environmental impact assessment has not been prepared.</P>
        <P>
          <E T="03">Regulatory Flexibility Act.</E>As flood elevation determinations are not within the scope of the Regulatory Flexibility Act, 5 U.S.C. 601-612, a regulatory flexibility analysis is not required.</P>
        <P>
          <E T="03">Regulatory Classification.</E>This final rule is not a significant regulatory action under the criteria of section 3(f) of Executive Order 12866 of September 30, 1993, Regulatory Planning and Review, 58 FR 51735.</P>
        <P>
          <E T="03">Executive Order 13132, Federalism.</E>This final rule involves no policies that have federalism implications under Executive Order 13132.<PRTPAGE P="39306"/>
        </P>
        <P>
          <E T="03">Executive Order 12988, Civil Justice Reform.</E>This final rule meets the applicable standards of Executive Order 12988.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 44 CFR Part 67</HD>
          <P>Administrative practice and procedure, Flood insurance, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>Accordingly, 44 CFR part 67 is amended as follows:</P>
        <REGTEXT PART="67" TITLE="44">
          <PART>
            <HD SOURCE="HED">PART 67—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 67 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 4001<E T="03">et seq.;</E>Reorganization Plan No. 3 of 1978, 3 CFR, 1978 Comp., p. 329; E.O. 12127, 44 FR 19367, 3 CFR, 1979 Comp., p. 376.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 67.11</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="67" TITLE="44">
          <AMDPAR>2. The tables published under the authority of § 67.11 are amended as follows:</AMDPAR>
          <GPOTABLE CDEF="s25,r50,15,r25" COLS="4" OPTS="L2,tp0,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">Flooding source(s)</CHED>
              <CHED H="1">Location of referenced elevation</CHED>
              <CHED H="1">* Elevation in feet (NGVD)<LI>+ Elevation in feet (NAVD)</LI>
                <LI># Depth in feet above ground</LI>
                <LI>⁁ Elevation in meters (MSL)</LI>
                <LI>Modified</LI>
              </CHED>
              <CHED H="1">Communities affected</CHED>
            </BOXHD>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Franklin County, Arkansas, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="21">
                <E T="02">Docket Nos.: FEMA-B-1068 and FEMA-B-1089</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Arkansas River</ENT>
              <ENT>Approximately 412 feet downstream of the confluence with Mikes Creek</ENT>
              <ENT>+367</ENT>
              <ENT>Unincorporated Areas of Franklin County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.52 mile upstream of the confluence with Mikes Creek</ENT>
              <ENT>+367</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Flooding effects of Arkansas River into a previous shaded X zone downstream of the confluence of White Oak Creek</ENT>
              <ENT>Approximately 682 feet downstream of Missouri Pacific Railroad</ENT>
              <ENT>+382</ENT>
              <ENT>Unincorporated Areas of Franklin County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of Missouri Pacific Railroad</ENT>
              <ENT>+382</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Flooding effects of Arkansas River into a previous shaded X zone downstream of the confluence of White Oak Creek</ENT>
              <ENT>Approximately 0.5 mile downstream of Missouri Pacific Railroad</ENT>
              <ENT>+381</ENT>
              <ENT>Unincorporated Areas of Franklin County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of Missouri Pacific Railroad</ENT>
              <ENT>+381</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Mulberry River</ENT>
              <ENT>Just upstream of Union Pacific Railroad</ENT>
              <ENT>+392</ENT>
              <ENT>Unincorporated Areas of Franklin County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of I-40</ENT>
              <ENT>+410</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Smith Creek</ENT>
              <ENT>Just upstream of the confluence with Unnamed Tributary</ENT>
              <ENT>+365</ENT>
              <ENT>Unincorporated Areas of Franklin County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1.02 miles upstream of the confluence with Unnamed Tributary</ENT>
              <ENT>+365</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Unnamed Tributary</ENT>
              <ENT>Just upstream of the confluence with Smith Creek</ENT>
              <ENT>+365</ENT>
              <ENT>Unincorporated Areas of Franklin County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.55 mile upstream of the confluence with Smith Creek</ENT>
              <ENT>+365</ENT>
            </ROW>
            <ROW>
              <ENT I="01">White Oak Creek</ENT>
              <ENT>Approximately 0.62 mile downstream of Union Pacific Railroad</ENT>
              <ENT>+393</ENT>
              <ENT>Unincorporated Areas of Franklin County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 1,865 feet upstream of Union Pacific Railroad</ENT>
              <ENT>+393</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Franklin County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 211 West Commercial Street, Ozark, AR 72949.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Bureau County, Illinois, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1110</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Illinois River</ENT>
              <ENT>Approximately 1.38 miles downstream of I-180</ENT>
              <ENT>+462</ENT>
              <ENT>City of Spring Valley, Unincorporated Areas of Bureau County, Village of Bureau Junction, Village of De Pue.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 2.05 miles upstream of State Highway 89</ENT>
              <ENT>+463</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <PRTPAGE P="39307"/>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Spring Valley</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at City Hall, 215 North Greenwood Street, Spring Valley, IL 61362.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Unincorporated Areas of Bureau County</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at the Bureau County Courthouse, 700 South Main Street, Princeton, IL 61356.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">Village of Bureau Junction</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at the Bureau Junction Village Hall, 101 East Nebraska Street, Bureau, IL 61315.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">Village of De Pue</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="22">Maps are available for inspection at the Village Hall, 111 West 2nd Street, De Pue, IL 61322.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Knox County, Illinois, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1105</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Cedar Creek</ENT>
              <ENT>Approximately 0.51 mile upstream of West Knox Road</ENT>
              <ENT>+731</ENT>
              <ENT>City of Galesburg, Unincorporated Areas of Knox County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 350 feet upstream of Farnham Street</ENT>
              <ENT>+777</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Spoon River</ENT>
              <ENT>Approximately 0.47 mile downstream of Knox County Highway 39</ENT>
              <ENT>+537</ENT>
              <ENT>Unincorporated Areas of Knox County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.39 mile upstream of Knox County Highway 39</ENT>
              <ENT>+538</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Tributary to Swegle Creek</ENT>
              <ENT>Approximately 1,200 feet upstream of Terwilliger Street extended</ENT>
              <ENT>+539</ENT>
              <ENT>Unincorporated Areas of Knox County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 1,260 feet upstream of Terwilliger Street extended</ENT>
              <ENT>+539</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Galesburg</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at City Hall, 55 West Tompkins Street, Galesburg, IL 61401.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Unincorporated Areas of Knox County</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="22">Maps are available for inspection at the Knox County Courthouse, 200 South Cherry Street, Galesburg, IL 61401.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Elkhart County, Indiana, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1016</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Cobus Creek</ENT>
              <ENT>At County Road 6</ENT>
              <ENT>+765</ENT>
              <ENT>Unincorporated Areas of Elkhart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 3,370 feet upstream of County Road 2</ENT>
              <ENT>+789</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Haverstick Ditch/Darkwood Ditch</ENT>
              <ENT>Just upstream of the confluence with Berlin Court Ditch</ENT>
              <ENT>+835</ENT>
              <ENT>Unincorporated Areas of Elkhart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 3,550 feet upstream of County Road 7</ENT>
              <ENT>+862</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Hoke Ditch</ENT>
              <ENT>At the confluence with Yellow Creek</ENT>
              <ENT>+782</ENT>
              <ENT>Unincorporated Areas of Elkhart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At State Road 19</ENT>
              <ENT>+797</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Horn Ditch</ENT>
              <ENT>At the confluence with Rock Run Creek</ENT>
              <ENT>+799</ENT>
              <ENT>City of Goshen, Unincorporated Areas of Elkhart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At County Road 33</ENT>
              <ENT>+825</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Little Elkhart River</ENT>
              <ENT>Approximately 1,500 feet downstream of County Road 131</ENT>
              <ENT>+774</ENT>
              <ENT>Unincorporated Areas of Elkhart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At the LaGrange County boundary</ENT>
              <ENT>+842</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Mather Ditch</ENT>
              <ENT>Approximately 900 feet upstream of the confluence with the Little Elkhart River</ENT>
              <ENT>+816</ENT>
              <ENT>Town of Middlebury, Unincorporated Areas of Elkhart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 350 feet upstream of County Road 43</ENT>
              <ENT>+844</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Pine Creek</ENT>
              <ENT>Approximately 120 feet downstream of State Road 15</ENT>
              <ENT>+807</ENT>
              <ENT>Unincorporated Areas of Elkhart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At County Road 35</ENT>
              <ENT>+886</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="39308"/>
              <ENT I="01">Rock Run Creek</ENT>
              <ENT>Approximately 200 feet upstream of the confluence with the Elkhart River</ENT>
              <ENT>+779</ENT>
              <ENT>City of Goshen, Unincorporated Areas of Elkhart County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At County Road 35</ENT>
              <ENT>+846</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Werntz Ditch</ENT>
              <ENT>At the confluence with Baugo Creek</ENT>
              <ENT>+810</ENT>
              <ENT>Town of Wakarusa, Unincorporated Areas of Elkhart County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 900 feet upstream of Industrial Parkway</ENT>
              <ENT>+853</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Goshen</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at the Department of Planning and Zoning, 204 East Jefferson Street, Suite 4, Goshen, IN 46528.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">Town of Middlebury</E>
              </ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at the Town Hall, 418 North Main Street, Middlebury, IN 46540.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">Town of Wakarusa</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at the Town Hall, 100 West Waterford Street, Wakarusa, IN 46573.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Unincorporated Areas of Elkhart County</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="22">Maps are available for inspection at the Elkhart County Public Services Building, 4230 Elkhart Road, Goshen, IN 46526.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Des Moines County, Iowa, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1093</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Mississippi River</ENT>
              <ENT>Approximately 6.6 miles upstream of Burlington Northern Railroad</ENT>
              <ENT>+532</ENT>
              <ENT>City of Burlington, Unincorporated Areas of Des Moines County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 13.7 miles upstream of Lock and Dam No. 18</ENT>
              <ENT>+543</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Spring Creek</ENT>
              <ENT>Approximately 0.6 mile downstream of Summer Street</ENT>
              <ENT>+533</ENT>
              <ENT>Unincorporated Areas of Des Moines County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.5 mile downstream of Summer Street</ENT>
              <ENT>+534</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Unnamed Tributary (backwater effects from Long Creek)</ENT>
              <ENT>Approximately 1,100 feet upstream of the confluence with Long Creek</ENT>
              <ENT>+700</ENT>
              <ENT>City of Danville.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 1,400 feet upstream of the confluence with Long Creek</ENT>
              <ENT>+700</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Danville</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at City Hall, 105 West Shepherd Street, Danville, IA 52623.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Burlington</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at City Hall, 400 Washington Street, Burlington, IA 52601.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Unincorporated Areas of Des Moines County</E>
              </ENT>
            </ROW>
            
            <ROW EXPSTB="03" RUL="s">
              <ENT I="22">Maps are available for inspection at 200 North Front Street, Suite 400, Burlington, IA 52601.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Iowa County, Iowa, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1089</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Old Mans Creek</ENT>
              <ENT>Approximately 1,800 feet downstream of the corporate limits of the City of Williamsburg</ENT>
              <ENT>+754</ENT>
              <ENT>Unincorporated Areas of Iowa County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At the southernmost corporate limit of the City of Williamsburg</ENT>
              <ENT>+756</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 2,600 feet upstream of State Route 149</ENT>
              <ENT>+765</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 3,800 feet upstream of State Route 149</ENT>
              <ENT>+766</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <PRTPAGE P="39309"/>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Unincorporated Areas of Iowa County</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="22">Maps are available for inspection at 970 Court Avenue, Marengo, IA 52301.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Woodford County, Kentucky, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1117</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Brushy Run (backwater effects from Kentucky River)</ENT>
              <ENT>From the confluence with the Kentucky River to approximately 0.4 mile upstream of the confluence with the Kentucky River</ENT>
              <ENT>+542</ENT>
              <ENT>Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Bucks Run (backwater effects from Kentucky River)</ENT>
              <ENT>From the confluence with the Kentucky River to approximately 125 feet downstream of Buck Run Road</ENT>
              <ENT>+519</ENT>
              <ENT>Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Clear Creek (backwater effects from Kentucky River)</ENT>
              <ENT>From the confluence with the Kentucky River to approximately 2.5 miles upstream of the confluence with the Kentucky River</ENT>
              <ENT>+531</ENT>
              <ENT>Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Craig Creek (backwater effects from Kentucky River)</ENT>
              <ENT>From the confluence with the Kentucky River to approximately 1,220 feet upstream of Gun Club Road</ENT>
              <ENT>+527</ENT>
              <ENT>Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Glenns Creek (backwater effects from Kentucky River)</ENT>
              <ENT>From the confluence with the Kentucky River to approximately 1.2 miles upstream of the confluence with the Kentucky River</ENT>
              <ENT>+513</ENT>
              <ENT>Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Grier Creek (backwater effects from Kentucky River)</ENT>
              <ENT>From the confluence with the Kentucky River to approximately 200 feet downstream of Shryocks Ferry Road</ENT>
              <ENT>+524</ENT>
              <ENT>Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Kentucky River</ENT>
              <ENT>Approximately 2.3 miles downstream of the confluence with Kentucky River Tributary 92</ENT>
              <ENT>+514</ENT>
              <ENT>Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 5.0 miles upstream of the confluence with Kentucky River Tributary 5</ENT>
              <ENT>+547</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Kentucky River Tributary 5 (backwater effects from Kentucky River)</ENT>
              <ENT>From the confluence with the Kentucky River to approximately 950 feet upstream of the confluence with the Kentucky River</ENT>
              <ENT>+543</ENT>
              <ENT>Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Kentucky River Tributary 84 (backwater effects from Kentucky River)</ENT>
              <ENT>From the confluence with the Kentucky River to approximately 510 feet upstream of the confluence with the Kentucky River</ENT>
              <ENT>+539</ENT>
              <ENT>Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Kentucky River Tributary 92 (backwater effects from Kentucky River)</ENT>
              <ENT>From the confluence with the Kentucky River to approximately 1,770 feet upstream of the confluence with the Kentucky River</ENT>
              <ENT>+515</ENT>
              <ENT>Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Lee Branch</ENT>
              <ENT>Just upstream of Leestown Pike</ENT>
              <ENT>+780</ENT>
              <ENT>City of Midway, Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 860 feet upstream of Old Frankfort Pike</ENT>
              <ENT>+827</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Lee Branch Tributary 4 (backwater effects from Lee Branch)</ENT>
              <ENT>From the confluence with Lee Branch to approximately 720 feet upstream of the confluence with Lee Branch</ENT>
              <ENT>+810</ENT>
              <ENT>Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Lee Branch Tributary 6 (backwater effects from Lee Branch)</ENT>
              <ENT>From the confluence with Lee Branch to approximately 1,145 feet upstream of the confluence with Lee Branch</ENT>
              <ENT>+802</ENT>
              <ENT>City of Midway, Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="01">Lee Branch Tributary 7 (backwater effects from Lee Branch)</ENT>
              <ENT>From the confluence with Lee Branch to approximately 351 feet upstream of Midway College Road</ENT>
              <ENT>+802</ENT>
              <ENT>City of Midway, Unincorporated Areas of Woodford County.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Midway</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at City Hall, 101 East Main Street, Midway, KY 40347.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Unincorporated Areas of Woodford County</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="22">Maps are available for inspection at the Woodford County Courthouse, 103 South Main Street, Versailles, KY 40383.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Baltimore County, Maryland (Unincorporated Areas)</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1098</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Gwynns Falls</ENT>
              <ENT>Just downstream of the confluence with Red Run</ENT>
              <ENT>+441</ENT>
              <ENT>Unincorporated Areas of Baltimore County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,300 feet downstream of Painters Mill Road</ENT>
              <ENT>+446</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="39310"/>
              <ENT I="01">Roland Run</ENT>
              <ENT>Approximately 1,166 feet upstream of Joppa Road</ENT>
              <ENT>+261</ENT>
              <ENT>Unincorporated Areas of Baltimore County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 810 feet downstream of Essex Farm Road</ENT>
              <ENT>+262</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Unincorporated Areas of Baltimore County</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="22">Maps are available for inspection at the Baltimore County Office Building, 111 West Chesapeake Avenue, Suite 307, Towson, MD 21204.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Attala County, Mississippi, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1122</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Canal Creek</ENT>
              <ENT>Approximately 700 feet downstream of Jefferson Street</ENT>
              <ENT>+404</ENT>
              <ENT>City of Kosciusko.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 500 feet downstream of Veterans Memorial Highway</ENT>
              <ENT>+411</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Kosciusko</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="22">Maps are available for inspection at 222 East Washington Street, Kosciusko, MS 39090.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Perry County, Missouri, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1120</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Apple Creek</ENT>
              <ENT>At the dam/unnamed road crossing approximately 300 feet downstream of U.S. Route 61</ENT>
              <ENT>+399</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 250 feet upstream of U.S. Route 61</ENT>
              <ENT>+403</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Apple Creek (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with the Mississippi River to approximately 3.6 miles upstream of the confluence with the Mississippi River</ENT>
              <ENT>+368</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Apple Creek Tributary 3 (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with Apple Creek upstream to County Road 456</ENT>
              <ENT>+368</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Blue Spring Branch (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with the Mississippi River to approximately 1.1 miles upstream of Christian Street</ENT>
              <ENT>+390</ENT>
              <ENT>Town of Lithium, Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Blue Spring Branch Tributary 1 (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with Blue Spring Branch to approximately 0.5 mile upstream of County Road 926</ENT>
              <ENT>+390</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Blue Spring Branch Tributary 3 (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with Blue Spring Branch to approximately 0.4 mile upstream of County Road 916</ENT>
              <ENT>+390</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Brazeau Creek (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with the Mississippi River to approximately 1.0 mile upstream of County Road 446</ENT>
              <ENT>+372</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Brazeau Creek Tributary 3 (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with Brazeau Creek to approximately 0.5 mile upstream of County Road 438</ENT>
              <ENT>+372</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Brazeau Creek Tributary 5 (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with Brazeau Creek to approximately 250 feet upstream of Missouri Route A</ENT>
              <ENT>+372</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Christenson Branch Creek (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with the Mississippi River to approximately 350 feet upstream of the confluence with McClanahan Creek</ENT>
              <ENT>+385</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cinque Hommes Creek (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with the Mississippi River to approximately 3 miles upstream of County Road 322</ENT>
              <ENT>+384</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Clines Branch (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with the Mississippi River to approximately 1,400 feet downstream of the intersection of Missouri Route D and County Road 438</ENT>
              <ENT>+378</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="39311"/>
              <ENT I="01">Doodlebug Branch (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with Cinque Hommes Creek to approximately 4,000 feet upstream of the confluence with Cinque Hommes Creek</ENT>
              <ENT>+382</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Dry Fork (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with Cinque Hommes Creek to approximately 1.4 miles upstream of the confluence with Cinque Hommes Creek</ENT>
              <ENT>+384</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Dry Fork Tributary 1 (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with Dry Fork to approximately 0.6 mile upstream of the confluence with Dry Fork</ENT>
              <ENT>+384</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Falls Branch (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with Blue Spring Branch to approximately 0.8 mile upstream of Missouri Route M</ENT>
              <ENT>+390</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">McClanahan Creek (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with Christenson Branch Creek to approximately 0.9 mile upstream of the confluence with Christenson Branch Creek</ENT>
              <ENT>+385</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Mississippi River</ENT>
              <ENT>At the Cape Girardeau County boundary</ENT>
              <ENT>+368</ENT>
              <ENT>Town of Lithium, Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At the Ste. Genevieve County boundary</ENT>
              <ENT>+391</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Mississippi River Tributary 21 (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with the Mississippi River to approximately 0.45 mile upstream of the confluence with the Mississippi River</ENT>
              <ENT>+376</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Mississippi River Tributary 25 (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with the Mississippi River to approximately 0.8 mile upstream of the confluence with the Mississippi River</ENT>
              <ENT>+378</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Omete Creek (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with Cinque Hommes Creek to approximately 1 mile upstream of County Road 340</ENT>
              <ENT>+380</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Omete Creek Tributary 2 (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with Omete Creek to approximately 0.73 mile upstream of the confluence with Omete Creek</ENT>
              <ENT>+380</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Owl Creek (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with the Mississippi River to approximately 2.2 miles upstream of the confluence with the Mississippi River</ENT>
              <ENT>+373</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Patton Creek (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with the Mississippi River to approximately 0.76 mile upstream of the confluence with the Mississippi River</ENT>
              <ENT>+369</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Patton Creek Tributary 1 (backwater effects from Mississippi River)</ENT>
              <ENT>From the confluence with the Mississippi River to approximately 1.2 miles upstream of the confluence with the Mississippi River</ENT>
              <ENT>+370</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="01">Saint Laurent Creek (backwater effects from Mississippi River)</ENT>
              <ENT>From the county boundary to approximately 1.2 miles upstream of Missouri Route H</ENT>
              <ENT>+391</ENT>
              <ENT>Unincorporated Areas of Perry County.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">Town of Lithium</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at 321 North Main Street, Suite 5, Perryville, MO 63775.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Unincorporated Areas of Perry County</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="22">Maps are available for inspection at 321 North Main Street, Suite 5, Perryville, MO 63775.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Miami County, Ohio, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1120</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Great Miami River</ENT>
              <ENT>Approximately 1.0 mile upstream of Peterson Road</ENT>
              <ENT>+854</ENT>
              <ENT>City of Piqua.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1.1 miles upstream of County Highway 25A</ENT>
              <ENT>+866</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Great Miami River</ENT>
              <ENT>At the Montgomery County boundary</ENT>
              <ENT>+791</ENT>
              <ENT>City of Tipp City, Unincorporated Areas of Miami County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At State Highway 571</ENT>
              <ENT>+791</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Hatfield Ditch</ENT>
              <ENT>Approximately 750 feet upstream of Main Street</ENT>
              <ENT>+914</ENT>
              <ENT>Unincorporated Areas of Miami County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 2,000 feet upstream of Main Street</ENT>
              <ENT>+931</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Staunton Tributary</ENT>
              <ENT>Approximately 1,865 feet downstream of Old Staunton Road</ENT>
              <ENT>+825</ENT>
              <ENT>City of Troy, Unincorporated Areas of Miami County.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="39312"/>
              <ENT I="22"/>
              <ENT>Approximately 350 feet downstream of Stonyridge Avenue</ENT>
              <ENT>+830</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Stillwater River</ENT>
              <ENT>At the Montgomery County boundary</ENT>
              <ENT>+832</ENT>
              <ENT>City of Union, Unincorporated Areas of Miami County, Village of West Milton.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 0.8 mile downstream of State Highway 55</ENT>
              <ENT>+832</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Piqua</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at 201 West Water Street, Piqua, OH 45356.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Tipp City</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at 260 South Garber Drive, Tipp City, OH 45371.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Troy</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at City Hall, 100 South Market Street, Troy, OH 45373.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Union</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at 118 North Main Street, Union, OH 45322.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Unincorporated Areas of Miami County</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at 201 West Main Street, Troy, OH 45373.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">Village of West Milton</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="22">Maps are available for inspection at 701 South Miami Street, West Milton, OH 45383.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Union County, South Carolina, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1108</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Broad River</ENT>
              <ENT>Approximately 10 feet downstream of State Highway 49</ENT>
              <ENT>+367</ENT>
              <ENT>Township of Lockhart.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1.1 miles upstream of State Highway 49</ENT>
              <ENT>+412</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Canal</ENT>
              <ENT>Approximately 28 feet downstream of State Highway 49</ENT>
              <ENT>+393</ENT>
              <ENT>Township of Lockhart.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Just downstream of Lockhart Dam</ENT>
              <ENT>+409</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">Township of Lockhart</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="22">Maps are available for inspection at the Town Hall, 118 Mill Street, Lockhart, SC 29364.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Taylor County, West Virginia, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03" RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1115</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Booths Creek</ENT>
              <ENT>Just downstream of the county boundary</ENT>
              <ENT>+959</ENT>
              <ENT>Unincorporated Areas of Taylor County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At the confluence with Corbin Branch and Thomas Fork</ENT>
              <ENT>+1000</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Corbin Branch</ENT>
              <ENT>At the confluence with Booths Creek and Thomas Fork</ENT>
              <ENT>+1000</ENT>
              <ENT>Unincorporated Areas of Taylor County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 300 feet downstream of Nuzum Road</ENT>
              <ENT>+1082</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Taylor County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Taylor County Courthouse, 214 West Main Street, Grafton, WV 26354.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Manitowoc County, Wisconsin, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1095</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Centerville Creek</ENT>
              <ENT>Approximately 0.25 mile downstream of West Washington Avenue</ENT>
              <ENT>+682</ENT>
              <ENT>Village of Cleveland.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="39313"/>
              <ENT I="22"/>
              <ENT>Approximately 380 feet downstream of West Washington Avenue</ENT>
              <ENT>+688</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Little Manitowoc River</ENT>
              <ENT>Approximately 0.47 mile downstream of Goodwin Road</ENT>
              <ENT>+626</ENT>
              <ENT>City of Manitowoc.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At Goodwin Road</ENT>
              <ENT>+643</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Sheboygan River</ENT>
              <ENT>At State Highway 67/32</ENT>
              <ENT>+882</ENT>
              <ENT>City of Kiel.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 0.25 mile upstream of State Highway 67/32</ENT>
              <ENT>+884</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">+ North American Vertical Datum.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22"># Depth in feet above ground.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Kiel</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at 621 6th Street, Kiel, WI 53042.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">City of Manitowoc</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at 900 Quay Street, Manitowoc, WI 54220.</ENT>
            </ROW>
            
            <ROW EXPSTB="03">
              <ENT I="22">
                <E T="02">Village of Cleveland</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">Maps are available for inspection at 1150 West Washington Street, Cleveland, WI 53015.</ENT>
            </ROW>
            
          </GPOTABLE>
        </REGTEXT>
        <EXTRACT>
          <FP>(Catalog of Federal Domestic Assistance No. 97.022, “Flood Insurance.”)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: June 23, 2011.</DATED>
          <NAME>Sandra K. Knight,</NAME>
          <TITLE>Deputy Federal Insurance and Mitigation Administrator, Mitigation, Department of Homeland Security, Federal Emergency Management Agency.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16896 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-12-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <CFR>50 CFR Part 648</CFR>
        <DEPDOC>[Docket No. 100804323-0569-02]</DEPDOC>
        <RIN>RIN 0648-XA523</RIN>
        <SUBJECT>Fisheries of the Northeastern United States; Atlantic Mackerel, Squid, and Butterfish Fisheries; Closure of the Directed Butterfish Fishery</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary rule; closure.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>NMFS announces that the directed fishery for butterfish in the Exclusive Economic Zone (EEZ) will be closed effective 0001 hours, July 6, 2011. Vessels issued a Federal permit to harvest butterfish may not retain or land more than 250 lb (0.11 mt) of butterfish per trip for the remainder of the year (through December 31, 2011). This action is necessary to prevent the fishery from exceeding its domestic annual harvest (DAH) of 495 mt, and to allow for effective management of this stock.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective 0001 hours, July 6, 2011, through 2400 hours, December 31, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Lindsey Feldman, Fishery Management Specialist, 978-675-2179, Fax 978-281-9135.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Regulations governing the butterfish fishery are found at 50 CFR part 648. The regulations require specifications for maximum sustainable yield, initial optimum yield, allowable biological catch, domestic annual harvest (DAH), domestic annual processing, joint venture processing, and total allowable levels of foreign fishing for the species managed under the Atlantic Mackerel, Squid, and Butterfish Fishery Management Plan (FMP). The procedures for setting the annual initial specifications are described in § 648.21. The 2011 specification of DAH for butterfish is 495 mt (76 FR 8306, February 14, 2011).</P>

        <P>Section 648.22 requires NMFS to close the directed butterfish fishery in the EEZ when 80 percent of the total annual DAH has been harvested. If 80 percent of the butterfish DAH is projected to be landed prior to October 1, a 250-lb (0.11-mt) incidental butterfish possession limit is put in effect for the remainder of the year, and if 80 percent of the butterfish DAH is projected to be landed on or after October 1, a 600-lb (0.27-mt) incidental butterfish possession limit is put in effect for the remainder of the year. NMFS is further required to notify, in advance of the closure, the Executive Directors of the Mid-Atlantic, New England, and South Atlantic Fishery Management Councils; mail notification of the closure to all holders of butterfish permits at least 72 hr before the effective date of the closure; provide adequate notice of the closure to recreational participants in the fishery; and publish notification of the closure in the<E T="04">Federal Register</E>.</P>
        <P>The Administrator, Northeast Region, NMFS, based on dealer reports and other available information, has determined that 80 percent of the DAH for butterfish in 2011 fishing year will be harvested. Therefore, effective 0001 hours, July 6, 2011, the directed fishery for the butterfish fishery is closed and vessels issued Federal permits for butterfish may not retain or land more than 250 lb (0.11 mt) of butterfish per trip or calendar day. The directed fishery will reopen effective 0001 hours, January 1, 2012, when the 2012 DAH becomes available.</P>
        <HD SOURCE="HD1">Classification</HD>
        <P>This action is required by 50 CFR part 648, and is exempt from review under Executive Order 12866.</P>

        <P>The Assistant Administrator for Fisheries, NOAA (AA), finds good cause pursuant to 5 U.S.C. 553(b)(B) to waive prior notice and the opportunity for<PRTPAGE P="39314"/>public comment because it would be contrary to the public interest. This action closes the butterfish fishery until January 1, 2012, under current regulations. The regulations at § 648.21 require such action to ensure that butterfish vessels do not exceed the 2011 DAH. Data indicating the butterfish fleet will have landed at least 80 percent of the 2011 DAH have only recently become available. If implementation of this closure is delayed to solicit prior public comment, the quota for this year will be exceeded, thereby undermining the conservation objectives of the FMP. The AA further finds, pursuant to 5 U.S.C. 553(d)(3), good cause to waive the 30-day delayed effectiveness period for the reasons stated above.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>16 U.S.C. 1801<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Margo Schulze-Haugen,</NAME>
          <TITLE>Acting Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16885 Filed 6-30-11; 4:15 pm]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </RULE>
  </RULES>
  <VOL>76</VOL>
  <NO>129</NO>
  <DATE>Wednesday, July 6, 2011</DATE>
  <UNITNAME>Proposed Rules</UNITNAME>
  <PRORULES>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="39315"/>
        <AGENCY TYPE="F">DEPARTMENT OF THE TREASURY</AGENCY>
        <CFR>5 CFR Chapter XXI</CFR>
        <CFR>12 CFR Chapters I, V, XV, and XVIII</CFR>
        <CFR>17 CFR Chapter IV</CFR>
        <CFR>19 CFR Chapter I</CFR>
        <CFR>26 CFR Chapter I</CFR>
        <CFR>27 CFR Chapter I</CFR>
        <CFR>31 CFR Subtitle A and Chapters I, II, IV Through VIII, IX, and X</CFR>
        <CFR>48 CFR Chapter 10</CFR>
        <SUBJECT>Preliminary Plan for Retrospective Analysis of Existing Rules; Notice of Availability</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of the Treasury.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of availability; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of the Treasury announces the availability of its Preliminary Plan for Retrospective Analysis of Existing Rules and invites interested members of the public to submit comments on the plan. Issued pursuant to Executive Order 13563, “Improving Regulation and Regulatory Review,” Treasury developed its preliminary plan to facilitate the review of existing regulations through the use of retrospective review.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Comment due date:</E>July 25, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Interested persons are invited to submit comments on all aspects of the preliminary plan. You may submit comments, identified by docket number TREAS-DO-2011-0003 through the Federal eRulemaking Portal:<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>
            <E T="03">Electronic Submission of Comments.</E>Interested persons must submit comments electronically through the Federal eRulemaking Portal at<E T="03">http://www.regulations.gov.</E>Electronic submission of comments allows the commenter maximum time to prepare and submit a comment, ensures timely receipt, and enables the Department to make them available to the public. Comments submitted electronically through the<E T="03">http://www.regulations.gov</E>Web site can be viewed by other commenters and interested members of the public.</P>
          <P>
            <E T="03">Public Inspection of Comments.</E>Properly submitted comments will be available for inspection and downloading at<E T="03">http://www.regulations.gov.</E>
          </P>
          <P>
            <E T="03">Additional Instructions.</E>In general, comments received, including attachments and other supporting materials, are part of the public record and are immediately available to the public. Do not include any information in your comment or supporting materials that you consider confidential or inappropriate for public disclosure.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Office of the Assistant General Counsel for General Law, Ethics, and Regulation at<E T="03">guidance@treasury.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>On January 18, 2011, the President issued Executive Order 13563, “Improving Regulation and Regulatory Review,” to ensure that federal regulations seek less burdensome means to achieve policy goals and that agencies give careful consideration to the benefits and costs of those regulations. The Executive Order requires each agency to develop a preliminary plan to periodically review its existing significant regulations to determine whether any regulations should be modified, streamlined, expanded, or repealed so as to make the agency's regulatory program more effective or less burdensome in achieving its regulatory objectives.</P>

        <P>On March 30, 2011 (76 FR 17572), the Department published a notice and request for comment in the<E T="04">Federal Register</E>that invited input from the public in developing Treasury's preliminary plan and eleven comments were received. On June 1, 2011, the Department posted the preliminary plan on its Open Government Web site,<E T="03">http://www.treasury.gov/open</E>and on<E T="03">http://www.regulations.gov,</E>and is requesting public comments on the plan. Comments may be submitted on or before July 15, 2011.</P>
        <SIG>
          <DATED>Dated: June 28, 2011.</DATED>
          <NAME>George W. Madison,</NAME>
          <TITLE>General Counsel.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16865 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4810-25-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <CFR>6 CFR Part 5</CFR>
        <DEPDOC>[Docket No. DHS-2011-0060]</DEPDOC>
        <SUBJECT>Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security/ALL—030 Use of the Terrorist Screening Database System of Records</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Privacy Office, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Homeland Security is giving concurrent notice of a newly established system of records pursuant to the Privacy Act of 1974 for the “Department of Homeland Security/ALL—030 Use of the Terrorist Screening Database System of Records” and this proposed rulemaking. In this proposed rulemaking, the Department proposes to exempt portions of the system of records from one or more provisions of the Privacy Act because of criminal, civil, and administrative enforcement requirements.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before August 5, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by docket number DHS-2011-0060, by one of the following methods:</P>
          <P>•<E T="03">Federal e-Rulemaking Portal: http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>703-483-2999.</P>
          <P>•<E T="03">Mail:</E>Mary Ellen Callahan, Chief Privacy Officer, Privacy Office, Department of Homeland Security, Washington, DC 20528.</P>
          <P>•<E T="03">Instructions:</E>All submissions received must include the agency name and docket number for this rulemaking. All comments received will be posted without change to<E T="03">http://www.regulations.gov,</E>including any personal information provided.</P>
          <P>•<E T="03">Docket:</E>For access to the docket to read background documents or<PRTPAGE P="39316"/>comments received go to<E T="03">http://www.regulations.gov.</E>
          </P>
          <P>
            <E T="03">Instructions:</E>All submissions received must include the agency name and docket number for this notice. All comments received will be posted without change to<E T="03">http://www.regulations.gov,</E>including any personal information provided.</P>
          <P>
            <E T="03">Docket:</E>For access to the docket to read background documents or comments received, go to<E T="03">http://www.regulations.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>For general questions and privacy issues please contact: Mary Ellen Callahan (703-235-0780), Chief Privacy Officer, Privacy Office, Department of Homeland Security, Washington, DC 20528.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <P>In accordance with the Privacy Act of 1974, 5 U.S.C. 552a, the Department of Homeland Security (DHS) proposes to establish a new system of records titled, “DHS/ALL—030 Use of the Terrorist Screening Database (TSDB) System of Records.” DHS is maintaining a mirror copy of the Department of Justice (DOJ)/Federal Bureau of Investigation (FBI)—019 Terrorist Screening Records System of Records (August 22, 2007, 72 FR 47073) in order to automate and simplify the current method for transmitting the TSDB to DHS and its components.</P>
        <P>Homeland Security Presidential Directive 6 (HSPD-6), issued in September 2003, called for the establishment and use of a single consolidated watchlist to improve the identification, screening, and tracking of known or suspected terrorists and their supporters. The FBI/TSC maintains and distributes the TSDB as the U.S. government's consolidated terrorist watchlist. DHS and the FBI/TSC, working together, have developed the DHS Watchlist Service (WLS) in order to automate and simplify the current method for transmitting TSDB records from the FBI/TSC to DHS and its components.</P>
        <P>The WLS will allow the FBI/TSC and DHS to move away from a manual and cumbersome process of data transmission and management to an automated and centralized process. The WLS will replace multiple data feeds from the FBI/TSC to DHS and its components, as documented by information sharing agreements, with a single feed from the FBI/TSC to DHS and its components. The WLS is a system to system secure connection with no direct user interface.</P>
        <P>DHS and its components are authorized to access TSDB records via the WLS pursuant to the terms of information sharing agreements with FBI/TSC. DHS is publishing this SORN and has published privacy impact assessments to provide additional transparency into how DHS has implemented WLS. DHS will review and update this SORN no less then biennially as new DHS systems come online with the WLS and are approved consistent with the terms of agreements with FBI/TSC. There are five DHS systems that currently receive TSDB data directly from the FBI/TSC and will use the WLS. These systems have existing SORNs that cover the use of the TSDB:</P>
        <P>(1) Transportation Security Administration (TSA), Office of Transportation Threat Assessment and Credentialing: DHS/TSA—002 Transportation Security Threat Assessment System (May 19, 2010, 75 FR 28046);</P>
        <P>(2) TSA, Secure Flight Program: DHS/TSA—019 Secure Flight Records System (November 9, 2007, 72 FR 63711);</P>
        <P>(3) U.S. Customs and Border Protection (CBP), Passenger Systems Program Office for inclusion in TECS: DHS/CBP—011 TECS System (December 19, 2008 73 FR 77778);</P>
        <P>(4) U.S. Visitor and Immigration Status Indicator Technology (US-VISIT) Program for inclusion into the DHS Enterprise Biometrics Service (IDENT): DHS/USVISIT—0012 DHS Automated Biometric Identification System (June 5, 2007, 72 FR 31080); and</P>
        <P>In addition, two DHS components will receive TSDB data via the WLS in the form of a computer readable extract. The components' use of the TSDB data is covered by existing SORNs:</P>
        <P>(1) Office of Intelligence and Analysis (I&amp;A): DHS/IA-001 Enterprise Records System, (May 15, 2008 73 FR 28128), and</P>
        <P>(2) U.S. Immigration and Customs Enforcement (ICE): DHS/ICE-009 External Investigations, (January 5, 2010 75 FR 404).</P>
        <P>Information stored in the WLS will be shared back with the FBI/TSC in order to ensure that DHS and the FBI/TSC can reconcile any differences in the database and ensure DHS has the most up-to-date and accurate version of TSDB records. All other sharing will be conducted pursuant to the programmatic system of records notices and privacy impact assessments discussed in this SORN.</P>
        <P>DHS is planning future enhancements to the WLS that will provide for a central mechanism to receive information from DHS components when they encounter a potential match to the TSDB and send this information to the FBI/TSC. DHS will update this SORN to reflect such enhancements to the WLS, as part of its biennial reviews of this SORN once that capability is implemented.</P>
        <P>DHS is publishing this SORN to cover the Department's use of the TSDB in order to provider greater transparency to the process.</P>
        <P>Concurrent with the publication of this SORN, DHS is issuing a Notice of Proposed Rulemaking to exempt this system from specific sections of the Privacy Act.</P>
        <HD SOURCE="HD1">II. Privacy Act</HD>
        <P>The Privacy Act embodies fair information practice principles in a statutory framework governing the means by which the U.S. Government collects, maintains, uses, and disseminates personally identifiable information. The Privacy Act applies to information that is maintained in a “system of records.” A “system of records” is a group of any records under the control of an agency from which information is retrieved by the name of the individual or by some identifying number, symbol, or other identifying particular assigned to the individual. In the Privacy Act, an individual is defined to encompass U.S. citizens and lawful permanent residents. As a matter of policy, DHS extends administrative Privacy Act protections to all individuals where systems of records maintain information on U.S. citizens, lawful permanent residents, and visitors.</P>
        <P>The Privacy Act allows government agencies to exempt certain records from the access and amendment provisions. If an agency claims an exemption, however, it must issue a Notice of Proposed Rulemaking to make clear to the public the reasons why a particular exemption is claimed.</P>

        <P>DHS is claiming exemptions from certain requirements of the Privacy Act for DHS/ALL—030 Use of the Terrorist Screening Database System of Records. Some information in DHS/ALL—030 Use of the Terrorist Screening Database System of Records relates to official DHS national security and law enforcement activities. These exemptions are needed to protect information relating to DHS activities from disclosure to subjects or others related to these activities. Specifically, the exemptions are required to preclude subjects of these activities from frustrating these processes. Disclosure of information to the subject of the inquiry could also permit the subject to avoid detection or apprehension. In addition, as a recipient of a mirror copy of the<PRTPAGE P="39317"/>TSDB, which is maintained by the FBI/TSC, DHS is carrying forward the exemptions taken by the DOJ/FBI—019 Terrorist Screening Records System of Records (August 22, 2007, 72 FR 47073) in order to prevent these records from improper disclosure. The exemptions proposed here are standard law enforcement and national security exemptions exercised by a large number of federal law enforcement and intelligence agencies. In appropriate circumstances, where compliance would not appear to interfere with or adversely affect the law enforcement purposes of this system and the overall law enforcement process, the applicable exemptions may be waived on a case by case basis.</P>

        <P>A notice of system of records for DHS/ALL—030 Use of Terrorist Screening Database System of Records is also published in this issue of the<E T="04">Federal Register</E>.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 6 CFR Part 5</HD>
          <P>Freedom of information; Privacy.</P>
        </LSTSUB>
        
        <P>For the reasons stated in the preamble, DHS proposes to amend Chapter I of Title 6, Code of Federal Regulations, as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 5—DISCLOSURE OF RECORDS AND INFORMATION</HD>
          <P>1. The authority citation for Part 5 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>6 U.S.C. 101 et seq.; Pub. L. 107-296, 116 Stat. 2135; 5 U.S.C. 301. Subpart A also issued under 5 U.S.C. 552. Subpart B also issued under 5 U.S.C. 552a.</P>
          </AUTH>
          
          <P>2. At the end of Appendix C to Part 5, add paragraph 55 to read as follows:</P>
          <APPENDIX>
            <HD SOURCE="HED">Appendix C to Part 5—DHS Systems of Records Exempt From the Privacy Act</HD>
            <STARS/>
            <P>55. The DHS/ALL—030 Use of Terrorist Screening Database System of Records consists of electronic and paper records and will be used by DHS and its components. The DHS/ALL—030 Use of Terrorist Screening Database System of Records is a repository of information held by DHS in connection with its several and varied missions and functions, including, but not limited to the enforcement of civil and criminal laws; investigations, inquiries, and proceedings there under; national security and intelligence activities; and protection of the President of the U.S. or other individuals pursuant to Section 3056 and 3056A of Title 18. The DHS/ALL—030 Use of Terrorist Screening Database System of Records contains information that is collected by, on behalf of, in support of, or in cooperation with DHS and its components and may contain personally identifiable information collected by other federal, state, local, tribal, foreign, or international government agencies. The Secretary of Homeland Security has exempted this system from the following provisions of the Privacy Act, subject to the limitations set forth in 5 U.S.C. 552a(c)(3) and (c)(4); (d); (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (e)(12); (f); (g)(1); and (h) pursuant to 5 U.S.C. 552a(j)(2). Additionally, the Secretary of Homeland Security has exempted this system from the following provisions of the Privacy Act, subject to the limitation set forth in 5 U.S.C. 552a(c)(3); (d); (e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I); and (f) pursuant to 5 U.S.C. 552a(k)(1) and (k)(2). Exemptions from these particular subsections are justified, on a case-by-case basis to be determined at the time a request is made, for the following reasons:</P>
            <P>(a) From subsection (c)(3) and (4) (Accounting for Disclosures) because release of the accounting of disclosures could alert the subject of an investigation of an actual or potential criminal, civil, or regulatory violation to the existence of that investigation and reveal investigative interest on the part of DHS as well as the recipient agency. Disclosure of the accounting would therefore present a serious impediment to law enforcement efforts and/or efforts to preserve national security. Disclosure of the accounting would also permit the individual who is the subject of a record to impede the investigation, to tamper with witnesses or evidence, and to avoid detection or apprehension, which would undermine the entire investigative process.</P>
            <P>(b) From subsection (d) (Access to Records) because access to the records contained in this system of records could inform the subject of an investigation of an actual or potential criminal, civil, or regulatory violation to the existence of that investigation and reveal investigative interest on the part of DHS or another agency. Access to the records could permit the individual who is the subject of a record to impede the investigation, to tamper with witnesses or evidence, and to avoid detection or apprehension. Amendment of the records could interfere with ongoing investigations and law enforcement activities and would impose an unreasonable administrative burden by requiring investigations to be continually reinvestigated. In addition, permitting access and amendment to such information could disclose security-sensitive information that could be detrimental to homeland security.</P>
            <P>(c) From subsection (e)(1) (Relevancy and Necessity of Information) because in the course of investigations into potential violations of federal law, the accuracy of information obtained or introduced occasionally may be unclear, or the information may not be strictly relevant or necessary to a specific investigation. In the interests of effective law enforcement, it is appropriate to retain all information that may aid in establishing patterns of unlawful activity.</P>
            <P>(d) From subsection (e)(2) (Collection of Information from Individuals) because requiring that information be collected from the subject of an investigation would alert the subject to the nature or existence of the investigation, thereby interfering with that investigation and related law enforcement activities.</P>
            <P>(e) From subsection (e)(3) (Notice to Subjects) because providing such detailed information could impede law enforcement by compromising the existence of a confidential investigation or reveal the identity of witnesses or confidential informants.</P>
            <P>(f) From subsections (e)(4)(G), (e)(4)(H), and (e)(4)(I) (Agency Requirements) and (f) (Agency Rules), because portions of this system are exempt from the individual access provisions of subsection (d) for the reasons noted above, and therefore DHS is not required to establish requirements, rules, or procedures with respect to such access. Providing notice to individuals with respect to existence of records pertaining to them in the system of records or otherwise setting up procedures pursuant to which individuals may access and view records pertaining to themselves in the system would undermine investigative efforts and reveal the identities of witnesses, and potential witnesses, and confidential informants.</P>
            <P>(g) From subsection (e)(5) (Collection of Information) because with the collection of information for law enforcement purposes, it is impossible to determine in advance what information is accurate, relevant, timely, and complete. Compliance with subsection (e)(5) would preclude DHS agents from using their investigative training and exercise of good judgment to both conduct and report on investigations.</P>
            <P>(h) From subsection (e)(8) (Notice on Individuals) because compliance would interfere with DHS's ability to obtain, serve, and issue subpoenas, warrants, and other law enforcement mechanisms that may be filed under seal and could result in disclosure of investigative techniques, procedures, and evidence.</P>
            <P>(i) From subsection (e)(12) (Computer Matching) if the agency is a recipient agency or a source agency in a matching program with a non-Federal agency, with respect to any establishment or revision of a matching program, at least 30 days prior to conducting such program, publish in the Federal Register notice of such establishment or revision.</P>
            <P>(j) From subsection (g)(1) (Civil Remedies) to the extent that the system is exempt from other specific subsections of the Privacy Act.</P>
            <P>(k) From subsection (h) (Legal Guardians) the parent of any minor, or the legal guardian of any individual who has been declared to be incompetent due to physical or mental incapacity or age by a court of competent jurisdiction, may act on behalf of the individual.</P>
            <SIG>
              <NAME>Mary Ellen Callahan,</NAME>
              <TITLE>Chief Privacy Officer, Department of Homeland Security.</TITLE>
            </SIG>
          </APPENDIX>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16806 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="39318"/>
        <AGENCY TYPE="N">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Drug Enforcement Administration</SUBAGY>
        <CFR>21 CFR Parts 1301 and 1309</CFR>
        <DEPDOC>[Docket No. DEA-346P]</DEPDOC>
        <RIN>RIN 1117-AB32</RIN>
        <SUBJECT>Controlled Substances and List I Chemical Registration and Reregistration Fees</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Drug Enforcement Administration (DEA), Department of Justice.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>DEA proposes adjusting the fee schedule for DEA registration and reregistration fees necessary to recover the costs of its Diversion Control Program relating to the registration and control of the manufacture, distribution, dispensing, importation and exportation of controlled substances and List I chemicals as mandated by the Controlled Substances Act.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Electronic comments must be submitted and written comments must be postmarked on or before September 6, 2011. Commenters should be aware that the electronic Federal Docket Management System will not accept comments after midnight Eastern Time on the last day of the comment period.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>To ensure proper handling of comments, please reference “Docket No. DEA-346” on all electronic and written correspondence. DEA encourages all comments be submitted electronically through<E T="03">http://www.regulations.gov</E>using the electronic comment form provided on that site. An electronic copy of this document and supplemental information to this proposed rule are also available at the<E T="03">http://www.regulations.gov</E>Web site for easy reference. Paper comments that duplicate the electronic submission are not necessary as all comments submitted to<E T="03">http://www.regulations.gov</E>will be posted for public review and are part of the official docket record. Should you, however, wish to submit written comments via regular or express mail, they should be sent to the Drug Enforcement Administration, Attention: DEA Federal Register Representative/ODL, 8701 Morrissette Drive, Springfield, VA 22152.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Imelda L. Paredes, Office of Diversion Control, Drug Enforcement Administration, 8701 Morrissette Drive, Springfield, Virginia 22152; Telephone (202) 307-7165.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P SOURCE="NPAR">
          <E T="03">Posting of Public Comments:</E>Please note that all comments received are considered part of the public record and made available for public inspection online at<E T="03">http://www.regulations.gov</E>and in the DEA's public docket. Such information includes personal identifying information (such as your name, address, etc.) voluntarily submitted by the commenter.</P>
        <P>If you want to submit personal identifying information (such as your name, address, etc.) as part of your comment, but do not want it to be posted online or made available in the public docket, you must include the phrase “PERSONAL IDENTIFYING INFORMATION” in the first paragraph of your comment. You must also place all the personal identifying information you do not want posted online or made available in the public docket in the first paragraph of your comment and identify what information you want redacted.</P>
        <P>If you want to submit confidential business information as part of your comment, but do not want it to be posted online or made available in the public docket, you must include the phrase “CONFIDENTIAL BUSINESS INFORMATION” in the first paragraph of your comment. You must also prominently identify confidential business information to be redacted within the comment. If a comment has so much confidential business information that it cannot be effectively redacted, all or part of that comment may not be posted online or made available in the public docket.</P>
        <P>Personal identifying information and confidential business information identified and located as set forth above will be redacted, and the comment, in redacted form, will be posted online and placed in the DEA's public docket file. Please note that the Freedom of Information Act applies to all comments received. If you wish to inspect the agency's public docket file in person by appointment, please see the “For Further Information” paragraph.</P>
        <HD SOURCE="HD1">Background</HD>
        <HD SOURCE="HD2">Legal Authority</HD>
        <P>The Drug Enforcement Administration (DEA) is a component of the Department of Justice and is the primary agency responsible for coordinating the drug law enforcement activities of the United States. DEA also assists in the implementation of the President's National Drug Control Strategy. DEA's mission is to enforce U.S. controlled substances laws and regulations and bring to the criminal and civil justice system those organizations and individuals involved in the growing, manufacturing or distribution of controlled substances and listed chemicals appearing in or destined for illicit traffic in the U.S., including organizations that use drug trafficking proceeds to finance terrorism. The diversion control program (DCP) is a strategic component of the DEA's law enforcement mission. The DCP carries out the mandates of the Controlled Substances and Chemical Diversion and Trafficking Acts. It is primarily the DCP within DEA that implements and enforces Titles II and III of the Comprehensive Drug Abuse Prevention and Control Act of 1970, often referred to as the Controlled Substances Act (CSA) and the Controlled Substances Import and Export Act (CSIEA) (21 U.S.C. 801-971), as amended (hereinafter, “CSA”).<SU>1</SU>
          <FTREF/>DEA drafts and publishes the implementing regulations for these statutes in Title 21 of the Code of Federal Regulations (CFR), Parts 1300 to 1321. The CSA together with these regulations are designed to prevent, detect, and eliminate the diversion of controlled substances and listed chemicals into the illicit market while ensuring a sufficient supply of controlled substances and listed chemicals for legitimate medical, scientific, research, and industrial purposes.</P>
        <FTNT>
          <P>
            <SU>1</SU>The Attorney General's delegation of authority to DEA may be found at 28 CFR 0.100.</P>
        </FTNT>

        <P>Pursuant to the CSA, controlled substances are classified in one of five schedules based upon their potential for abuse, their currently accepted medical use, and the degree of dependence the substance may cause. 21 U.S.C. 812. Likewise, under the CSA, listed chemicals are separately classified based on their importance to the manufacture of controlled substances (List I chemicals) or their use in manufacturing controlled substances (List II chemicals). 21 U.S.C. 802(33)-(35). The CSA mandates that DEA register persons or entities who manufacture, distribute, dispense, import, export, or conduct research or chemical analysis with controlled substances and listed chemicals. These registrants are permitted to handle controlled substances and listed chemicals as authorized by their registration and are required to comply with the applicable requirements associated with their registration. 21 U.S.C. 822. The identification and registration of all individuals and entities authorized to handle controlled substances and listed chemicals establishes a closed system over which DEA is charged to inspect, investigate, and enforce applicable federal law.<PRTPAGE P="39319"/>
        </P>
        <P>Under the CSA, DEA is authorized to charge reasonable fees relating to the registration and control of the manufacture, distribution, dispensing, import, and export of controlled substances and listed chemicals. 21 U.S.C. 821 and 958(f). DEA must set fees at a level that ensures the recovery of the full costs of operating the various aspects of its DCP. 21 U.S.C. 886a. Each year, DEA is required by statute to transfer the first $15 million of fee revenues into the general fund of the Treasury and the remainder of the fee revenues is deposited into a separate fund of the Treasury called the Diversion Control Fee Account (DCFA). 21 U.S.C. 886a(1). On at least a quarterly basis, the Secretary of the Treasury is required to reimburse DEA an amount from the DCFA “in accordance with estimates made in the budget request of the Attorney General for those fiscal years” for the operation of the DCP.<SU>2</SU>
          <FTREF/>21 U.S.C. 886a(1)(B) and (D). The first $15 million of fee revenues that are transferred to the Treasury do not support any DCP activities.</P>
        <FTNT>
          <P>
            <SU>2</SU>The diversion control program (DCP) consists of the controlled substance and chemical diversion control activities of DEA. These activities are related to the registration and control of the manufacture, distribution, dispensing, importation, and exportation of controlled substances and listed chemicals (21 U.S.C. 886a(2)).</P>
        </FTNT>
        <HD SOURCE="HD2">History of Fees</HD>
        <P>In 1970, Congress consolidated more than 50 laws related to the control of legitimate channels of narcotics and dangerous drugs into one statute—the CSA. The statute was “designed to improve the administration and regulation of the manufacturing, distribution, and dispensing of controlled substances by providing for a ‘closed’ system of drug distribution for legitimate handlers of such drugs” with criminal penalties for transactions outside the legitimate chain.<SU>3</SU>
          <FTREF/>With enactment of the CSA, the Bureau of Narcotics and Dangerous Drugs (BNDD) was also granted authority to charge reasonable fees relating to the registration and control of the manufacture, distribution, dispensing, export, and import of controlled substances.<SU>4</SU>
          <FTREF/>To this end, BNDD established a three-tiered fee structure for companies and individuals wishing to participate in the U.S. controlled substance industry.<SU>5</SU>
          <FTREF/>Before the enactment of the CSA, the U.S. House of Representatives held hearings to discuss the proposed Controlled Substances Act. In these hearings, there was a discussion about whether the Attorney General should be allowed to charge reasonable fees relating to both registration and control (including enforcement costs) or just registration.<SU>6</SU>
          <FTREF/>In the end, Congress enacted the CSA and allowed the Attorney General to charge reasonable fees relating to both registration and control.<SU>7</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>H.R. Rep. No. 91-1444 (1970),<E T="03">reprinted in</E>1970 U.S.C.C.A.N. 4566, 4571-4572.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>DEA's authority to charge reasonable fees was later expanded to include manufacturers, distributors, importers and exporters of List I chemicals. The Domestic Chemical Diversion Control Act of 1993, Pub. L. 103-200, 107 Stat. 2333.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>36 FR 4928, March 13, 1971, 36 FR 7776, April 24, 1971.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>Drug Abuse Control Amendments of 1970: Hearing on H.R. 1170 and H.R. 13743 Before Subcomm. on Public Health and Welfare of the H. Comm. on Interstate and Foreign Commerce, 91st Cong. 145-148, 359-365, and 412-414 (Feb. 3 &amp; 20, 1970) and Controlled Dangerous Substances, Narcotics and Drug Control Laws: Hearings Before H. Comm. on Ways and Means, 91st Cong. 211-214 and 468-474 (July 20 &amp; 21, 1970).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>The term “control” as defined in 21 U.S.C. 802(5) specifically applies to Part B of Title II of the CSA only (21 U.S.C. 811-814). In general, “diversion control” is a broad term encompassing activities related to preventing and detecting the diversion of controlled substances and listed chemicals from legitimate commerce into the illicit market. In 1992, Congress established the Diversion Control Fee Account (DCFA) and required that the fees charged by DEA under its diversion control program be set at a level that ensures the recovery of the full costs of operating the various aspects of that program (Pub. L. 102-395, 106 Stat. 1843). In 2004, Congress amended the CSA and defined “diversion control program” and “controlled substance and chemical diversion control activities” (Pub. L. 108-447, 118 Stat. 2921, codified in 21 U.S.C. 886a). The “diversion control program” means the controlled substance and chemical diversion control activities of the Drug Enforcement Administration. 21 U.S.C. 886a(2)(A).</P>
        </FTNT>
        <P>In 1973, the BNDD was abolished and all BNDD functions were transferred to DEA, including the authority to charge registrants reasonable fees.<SU>8</SU>
          <FTREF/>In 1982, a General Accounting Office (GAO) report<SU>9</SU>

          <FTREF/>advised that the 1971 fee schedule did not adequately recover the costs for the DCP administered by DEA. An increase in fees was proposed and finalized in the<E T="04">Federal Register</E>in 1983.<SU>10</SU>
          <FTREF/>All fees collected from 1971 through 1992 were deposited into the general fund of the United States Treasury.</P>
        <FTNT>
          <P>
            <SU>8</SU>Reorganization Plan No. 2 of 1973, 38 FR 18380 (July 2, 1973).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>GAO/GGD-83-2, October 29, 1982.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>48 FR 14640, April 5, 1983; 48 FR 56043, December 19, 1983.</P>
        </FTNT>
        <P>In the 1993 appropriations for DEA, Congress determined that the DCP would be fully funded by fees and no longer by appropriations.<SU>11</SU>
          <FTREF/>Congress established the DCFA as a separate account of the Treasury to “ensure the recovery of the full costs of operating the various aspects of [the Diversion Control Program]” by those participating in the closed system established by the CSA. 21 U.S.C. 886a(1)(C). Congress specified the general operation of the DCFA. Each fiscal year, the first $15 million of deposited fees are retained in the general fund of the Treasury and are not available for use by the DCP. The amounts in excess of $15 million are deposited into the DCFA for the operation of DEA's diversion control program. The funds in the DCFA remain available until expended and are paid by the Secretary of the Treasury to reimburse DEA for expenses incurred in the operation of the DCP in accordance with estimates made in the budget request of the Attorney General. 21 U.S.C. 886a(1). Thus, specific statutory authorizations set the parameters of the DCFA, but not the details of the application of those standards to the activities of DEA.</P>
        <FTNT>
          <P>
            <SU>11</SU>Departments of Commerce, Justice, and State, the Judiciary and Related Agencies Appropriations Act of 1993, Public Law 102-395, codified in relevant part at 21 U.S.C. 886a.</P>
        </FTNT>
        <P>Shortly after the 1993 Appropriations Act, DEA published a proposed rule proposing to increase the existing fee schedule to comply with Congress' direction to set fees at a level that ensures the recovery of the full costs of operating the DCP.<SU>12</SU>
          <FTREF/>After a comment period, a final rule was published on March 22, 1993, implementing changes to the fee structure and excluding chemical control costs from the calculation of fees.<SU>13</SU>
          <FTREF/>Several members of the registrant population impacted by the fee increase challenged the new fee, first in federal district court, where it was upheld, and subsequently on appeal to the U.S. Court of Appeals where it was remanded without being vacated for inadequate information supporting the selected fees.<SU>14</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>12</SU>57 FR 60148-01, December 18, 1992.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>58 FR 15272-01, March 22, 1993.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>
            <E T="03">American Medical Association</E>v.<E T="03">Reno,</E>857 F.Supp. 80 (D.D.C. 1994);<E T="03">American Medical Association</E>v.<E T="03">Reno,</E>57 F.3d 1129 (D.C. Cir. 1995).</P>
        </FTNT>
        <P>In December of 1993, the Domestic Chemical Diversion Control Act of 1993 was passed by Congress to amend the CSA to require that manufacturers, distributors, importers, and exporters of List I chemicals obtain a registration from DEA. Coincident with the new registration requirements, DEA was also authorized to charge “reasonable fees relating * * * to the registration and control of regulated persons and regulated transactions.”<SU>15</SU>

          <FTREF/>(Congress modified this language in 2004, as it currently reads at 21 U.S.C. 821, to make it uniform with other provisions<PRTPAGE P="39320"/>of the CSA.<SU>16</SU>
          <FTREF/>) This amendment to the CSA was made after publication of DEA's March 22, 1993 final rule and the commencement of the legal challenges. List I chemical registration and reregistration fees were not addressed in the DCFA until the fee calculation initiated with a proposed rule published November 2005.<SU>17</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>15</SU>The Domestic Chemical Diversion Control Act of 1993, Public Law 103-200, 107 Stat. 2333.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>It authorizes “reasonable fees relating to the registration and control of the manufacture, distribution, and dispensing of controlled substances and to listed chemicals.” 21 U.S.C. 821.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>17</SU>70 FR 69474, November 16, 2005. See also 108 H. Rpt. 576, July 1, 2004.</P>
        </FTNT>
        <P>The fee was finalized in 1996 with a request for further comment.<SU>18</SU>
          <FTREF/>DEA instituted studies and internal reorganizations to enable DEA to better identify DCP activities and costs. Additional information on the components and activities of the fee-funded DCP and what was deemed to be part of that program as well as DEA's response to comments received was published in 2002 for additional public comment.<SU>19</SU>
          <FTREF/>After that publication, a review of DEA's DCP by the Office of the Inspector General, Department of Justice (OIG) concluded DEA was not adequately supporting the DCP program.<SU>20</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>18</SU>61 FR 68624, December 30, 1996.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>19</SU>67 FR 51988, August 9, 2002.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>20</SU>“Review of the Drug Enforcement Administration's Control of the Diversion of Controlled Pharmaceuticals,” I-2002-010, October 2002,<E T="03">http://www.usdoj.gov/oig/reports/DEA/e0210/index.htm.</E>
          </P>
        </FTNT>
        <P>In February 2003, DEA published a proposed rule to raise registration and reregistration fees in an effort to comply with the statutory requirement to charge fees at a level that ensures the recovery of the full costs of operating the various aspects of the DCP.<SU>21</SU>
          <FTREF/>Shortly thereafter, DEA created an organization within headquarters known as the Validation Unit. This Unit reviews and ensures that every DCFA expenditure over $500 is in support of diversion control-related activities. The Validation Unit is independent of the Office of Diversion Control and reports directly to the DEA Deputy Administrator. If an expense only partially supports the DCP, such as a field office's rent or utility cost, the Validation Unit determines the portion of the expense that should be funded by the DCFA. A new fee was finalized by publication of a final rule on October 10, 2003.<SU>22</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>21</SU>68 FR 7728, February 18, 2003.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>22</SU>68 FR 58587, October 10, 2003. DEA published a correction to this final rule where the internal DEA computer system, Firebird, was identified as being solely funded through appropriations. The Firebird system costs are properly apportioned as a DCP cost as well as a non-DCP appropriations expense. 69 FR 34568, June 22, 2004.</P>
        </FTNT>
        <P>In 2004, Congress provided additional guidance in the relevant 2005 Appropriations Act.<SU>23</SU>
          <FTREF/>Specifically, the CSA was amended to define the DCP as “the controlled substance and chemical diversion control activities of the Drug Enforcement Administration.” 21 U.S.C. 886a(2)(A). Furthermore, “controlled substance and chemical diversion control activities” means “those activities related to the registration and control of the manufacture, distribution, dispensing, importation, and exportation of controlled substances and listed chemicals.” 21 U.S.C. 886a(2)(B). Congress further provided that reimbursements from the DCFA “shall be made without distinguishing between expenses related to controlled substance activities and expenses related to chemical activities” (21 U.S.C. 886a(1)(B)) and amended the language of 21 U.S.C. 821 and 958(f) to be consistent with the definition of the DCP articulated in 21 U.S.C. 886a(2). As a result, all registration and reregistration fees for controlled substances and chemicals are deposited into the DCFA and reimbursements by the Secretary of the Treasury are made without distinction.</P>
        <FTNT>
          <P>
            <SU>23</SU>Public Law 108-447, Departments of Commerce, Justice and State, the Judiciary and Related Agencies Appropriations Act of 2005, signed into law on December 8, 2004.</P>
        </FTNT>
        <P>In 2005, based upon the internal organizational changes and the 2005 Appropriations Act, DEA proposed an adjusted fee schedule to appropriately reflect all costs associated with the DCP.<SU>24</SU>
          <FTREF/>In July 2006, the OIG reported on its<E T="03">Follow-up Review of DEA's Efforts to Control the Diversion of Controlled Pharmaceuticals</E>and recommended that DEA apply more resources to diversion control.<SU>25</SU>
          <FTREF/>The OIG also recommended that DEA provide more Special Agent support to the DCP and increase training for those individuals who support the program. The OIG also noted that the diversion of controlled substance pharmaceuticals had dramatically increased over recent years and that the increase coincided with the use of emerging technologies such as the Internet. Twelve comments were received and analyzed in response to DEA's proposed fee rule and DEA published the final rule on August 29, 2006.<SU>26</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>24</SU>70 FR 69474, November 16, 2005.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>25</SU>“Follow-Up Review of the Drug Enforcement Administration's Efforts to Control the Diversion of Controlled Pharmaceuticals,” I-2006-004, July 2006,<E T="03">http://www.usdoj.gov/oig/reports/DEA/e0604/final.pdf.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>26</SU>71 FR 51105, August 29, 2006.</P>
        </FTNT>
        <P>The OIG completed a<E T="03">Review of DEA's Use of the Diversion Control Fee Account</E>in 2008 and did not find any misused DCFA funds for non-diversion control activities between FY 2004 and FY 2007. To the contrary, the OIG found that DEA did not fully fund all diversion control costs with the DCFA as required by law.<SU>27</SU>
          <FTREF/>It has been approximately five years since the last fee adjustment. It should be noted, however, that collections associated with the last fee adjustment did not begin until FY 2007.</P>
        <FTNT>
          <P>

            <SU>27</SU>“Review of the Drug Enforcement Administration's Use of the Diversion Control Fee Account,” I-2008-002, February 2008,<E T="03">http://www.usdoj.gov/oig/reports/DEA/e0802/final.pdf.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD2">Diversion Control Program (DCP)—Scope</HD>
        <P>The scope of the DCP has evolved since its inception. In late 1971, the BNDD's Compliance Program was created to provide a specialized work force that could focus exclusively on controlled substance diversion and take full advantage of the controls and penalties established by the CSA. The program was placed under the BNDD's Office of Enforcement and staffed by compliance investigators, later called diversion investigators. In 1973, the BNDD was abolished and all BNDD functions were transferred to DEA.<SU>28</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>28</SU>Reorganization Plan No. 2 of 1973, 38 FR 18380 (July 2, 1973).</P>
        </FTNT>
        <P>From 1971 to 1983, DEA's legal authority with regard to diversion and abuse of drugs remained relatively unchanged. The CSA originally provided DEA with substantially more authority to regulate controlled substance manufacturers and distributors than retail dispensers such as medical professionals and retail pharmacies. Congress, acknowledging that registration is the cornerstone of the closed system of distribution, required DEA to find that manufacturer and distributor registrations are consistent with a specifically defined public interest and with U.S. international obligations as a prerequisite to granting such registrations.<SU>29</SU>

          <FTREF/>In contrast, practitioners were entitled to a registration if they were authorized to handle controlled substances by the state in which they practiced. Furthermore, a practitioner's registration could be revoked only on the following three bases: conviction of a drug-related felony; revocation of a state license; or submission of a materially falsified application. There was also great disparity in the recordkeeping and security requirements applicable to the two groups, with manufacturers and distributors subject to the tighter<PRTPAGE P="39321"/>controls. This disparity in regulatory authority generated more regulatory oversight and, hence, compliance, at the manufacturer and distributor level than at the retail level. The limitations on DEA's statutory authority severely restricted its ability to regulate practitioners.</P>
        <FTNT>
          <P>
            <SU>29</SU>21 U.S.C. 823(a)-(e).</P>
        </FTNT>
        <P>By 1977, all 197 DEA compliance investigators (now diversion investigators) were fully occupied monitoring approximately 3,300 controlled substance manufacturers, distributors, importers, exporters, and narcotic treatment programs, where large stocks of controlled substances and the potential for large-scale diversion were present.<SU>30</SU>

          <FTREF/>At that time, 98 percent of DEA registrants were in the dispensing category,<E T="03">i.e.,</E>physicians, dentists, veterinarians, retail pharmacies, hospitals, and teaching institutions.<SU>31</SU>

          <FTREF/>In 1978, the Comptroller General issued a report to Congress that examined DEA's efforts to prevent diversion of controlled substances at the retail level,<E T="03">i.e.,</E>by doctors and pharmacists.<SU>32</SU>
          <FTREF/>The report explored the barriers to DEA's efforts to control retail diversion: inadequate statutory authority, weak regulatory requirements, and inadequate resources. One of the Comptroller General's recommendations to Congress was that Congress change DEA's role by authorizing DEA to exercise direct regulatory authority over retail level practitioners. This would have been a deviation from DEA's traditional enforcement role and would require significant legislative changes and manpower increases.</P>
        <FTNT>
          <P>
            <SU>30</SU>GAO/GGD-78-22, March 10, 1978 at 3, 18.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>31</SU>GAO/GGD-78-22 at 3.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>32</SU>GAO/GGD-78-22.</P>
        </FTNT>
        <P>Shortly thereafter, many amendments to the CSA between 1984 and 1990 strengthened and expanded DEA's statutory authority. The Dangerous Drug Diversion Control Act of 1984<SU>33</SU>
          <FTREF/>provided DEA with new authority to deny or revoke a practitioner's DEA registration on the basis of specifically defined public interest grounds<SU>34</SU>
          <FTREF/>and also provided DEA with emergency scheduling authority.<SU>35</SU>
          <FTREF/>The Anti-Drug Abuse Act of 1986 established penalties for the manufacture and distribution of “designer drugs.”<SU>36</SU>
          <FTREF/>The Anti-Drug Abuse Act of 1988 for the first time required recordkeeping and reporting by chemical distributors, importers, and exporters, and established penalties for illegal activities related to precursor and essential chemicals.<SU>37</SU>
          <FTREF/>The Anabolic Steroids Control Act of 1990 brought steroids under the regulatory oversight and control of the DEA by placing certain anabolic steroids in schedule III of the CSA.<SU>38</SU>
          <FTREF/>This Act required certain steroid manufacturers and distributors to register with DEA and brought anabolic steroids under the recordkeeping, reporting, security, prescribing, import, and export controls of the CSA.</P>
        <FTNT>
          <P>
            <SU>33</SU>Part B—Diversion Control Amendments, Public Law 98-473, 98 Stat. 2070 (Oct. 12,1984).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>34</SU>21 U.S.C. 823(f), 824(a)(4).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>35</SU>21 U.S.C. 811(h) (The amendment provided for one-year emergency scheduling of a drug, the abuse of which constituted an “imminent hazard to the public safety.” The drug would remain in schedule I for up to one year, during which the normal scheduling procedures would proceed).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>36</SU>Subtitle E—Controlled Substances Analogue Enforcement Act, Public Law 99-570, 100 Stat. 3207 (Oct. 27, 1986).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>37</SU>Title VI, Subtitle A—Chemical Diversion and Chemical Trafficking Act of 1988, Public Law 100-690, 102 Stat. 4181 (Nov. 18, 1988).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>38</SU>Public Law 101-647, 104 Stat. 4851 (Nov. 29, 1990).</P>
        </FTNT>
        <P>As discussed above, the Domestic Chemical Diversion Control Act of 1993 amended the CSA to require manufacturers, distributors, importers, and exporters of List I chemicals obtain a registration from the DEA, thus greatly expanding the authority and activities of the DCP.</P>
        <P>On October 17, 2000, Congress passed the Drug Addiction Treatment Act, permitting qualified physicians to treat narcotic dependence with certain schedule III through V narcotic controlled substances.<SU>39</SU>
          <FTREF/>The Act waived the requirement for certain qualified physicians to obtain a separate DEA registration as a Narcotic Treatment Program. However, upon application, the DCP must issue such qualifying physicians an identification number for inclusion with the physician's DEA Certificate of Registration.<SU>40</SU>
          <FTREF/>As a result, when a qualifying physician submits notice of his waiver pursuant to the Act, the DCP issues the physician a new DEA Certificate of Registration with the appropriate identification number.</P>
        <FTNT>
          <P>
            <SU>39</SU>Public Law 106-310, 114 Stat. 1222 (Oct. 17, 2000).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>40</SU>21 U.S.C. 823(g)(2)(D)(ii).</P>
        </FTNT>
        <P>Renamed from the Office of Compliance and Regulatory Affairs and then the Diversion Control Program, today, the DEA Office of Diversion Control administers the DCP.<SU>41</SU>
          <FTREF/>As such, it is responsible for ensuring the availability of controlled substances and listed chemicals for legitimate uses in the United States while exercising controls to prevent the diversion of these substances and chemicals for illegal uses. The Office of Diversion Control maintains an overall geographic picture of the drug and chemical diversion and abuse problems to identify new trends or patterns in diversion and abuse. This enables the Office of Diversion Control to appropriately direct resources.</P>
        <FTNT>
          <P>
            <SU>41</SU>28 CFR Part 0, Appendix to Subpart R.</P>
        </FTNT>
        <P>The DCP is executed by maintaining the closed system of distribution, regulating and controlling nearly 1.4 million DEA registrants,<SU>42</SU>
          <FTREF/>and investigating activity related to the diversion of controlled substances and listed chemicals. The DCP's regulatory function is accomplished through routine regulatory inspections, by providing information and assistance to registrants, and by controlling and monitoring the manufacture, distribution, dispensing, import, and export of controlled substances and listed chemicals. The DCP's enforcement function is accomplished by identifying and investigating those persons or entities responsible for diverting controlled substances and listed chemicals from legitimate commerce. Violators are subject to administrative sanction, and civil and criminal prosecution.</P>
        <FTNT>
          <P>
            <SU>42</SU>This represents the total registrant population. Approximately seven percent of the total registrant population consists of fee exempt registrants who are not included in the fee calculations presented herein. The registrant population grew at a rate of approximately 2.6 percent per year from 2007 to 2010.</P>
        </FTNT>
        <P>To ensure accountability within the closed system of distribution, the DCP administers, maintains, controls, and oversees the DEA registration system.<SU>43</SU>
          <FTREF/>This entails processing, reviewing, and, if necessary, investigating all applications for registration and reregistration, collecting fees, and, when appropriate, proposing to take administrative action on registrations or applications for registration, such as restriction, revocation, suspension, or denial of an application. Maintaining the DEA registration system requires coordination with state regulatory agencies and other federal agencies such as the Center for Substance Abuse Treatment.<SU>44</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>43</SU>See 21 U.S.C. 822-25, 827-29, 831, 952-54, 956-58, 971.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>44</SU>See 21 U.S.C. 823(g).</P>
        </FTNT>
        <P>In addition, the DCP exercises statutory authority to determine the appropriate procedures necessary to the ordering and distribution of schedule I and II controlled substances.<SU>45</SU>

          <FTREF/>This enables the DCP to monitor the flow of certain controlled substances from their point of manufacture through commercial distribution. It also monitors registrant compliance with<PRTPAGE P="39322"/>electronic reporting systems such as the Automation of Reports and Consolidated Orders System (ARCOS), and manages the cataloging of controlled substances based on the National Drug Code (NDC) system, the Drug/Ingredient file, Trade Name file, DEA Generic Name file and U.N. Code/Name file. Other oversight activities include maintaining the Controlled Substance Ordering System (CSOS), monitoring CSOS activities through the initial certification process, and periodic auditing of registrant systems. CSOS provides registrants with an electronic platform that reduces costs to registrants while ensuring a more efficient and effective ordering process.</P>
        <FTNT>
          <P>
            <SU>45</SU>21 U.S.C. 828.</P>
        </FTNT>
        <P>One of the primary functions of the DCP is to ensure that registrants are in compliance with the safeguards inherent in the CSA. This proactive approach is designed to identify and prevent the large scale diversion of controlled substances and listed chemicals into the illicit market.</P>
        <P>Registrant compliance is determined primarily through the conduct of pre-registration, scheduled, and complaint investigations. DCP regulatory activities have an inherent deterrent function, and they are designed to ensure that those businesses and individuals registered with DEA to handle controlled substances or listed chemicals have sufficient measures in place to prevent the diversion of these substances. These investigations also help registrants understand and comply with the CSA<SU>46</SU>
          <FTREF/>and identify those registrants who violate the CSA and implementing regulations. Preregistration investigations reduce the possibility of registering unauthorized subjects, ensure that the means to prevent diversion are in place, and determine whether registration is consistent with the public interest.</P>
        <FTNT>
          <P>
            <SU>46</SU>See 21 U.S.C. 827 (records and reports of registrants).</P>
        </FTNT>
        <P>Manufacturers, distributors, reverse distributors, importers, exporters, and narcotic treatment programs pose the greatest potential for large-scale diversion. Accordingly, scheduled investigations of these non-practitioner registrants are a major priority of the DCP. These investigations serve as a deterrent to diversion through the continuous evaluation of registrants' recordkeeping procedures, security, and overall adherence to the CSA. Emphasis during these investigations is given to verifying inventory, records and recordkeeping procedures, a review of customers and their ordering patterns, and security protocols.</P>
        <P>The DCP is constantly evaluating diversion trends, patterns, routes, and techniques in order to appropriately focus its regulatory, civil and criminal enforcement activities. This is accomplished in many ways, including collecting and analyzing targeting and analysis data, conducting diversion threat assessments, working with state and local medical and pharmacy boards and state and local law enforcement agencies, and developing intelligence.</P>

        <P>The DCP conducts criminal enforcement activities primarily through Tactical Diversion Squads (TDSs). TDSs are comprised of many DEA specialties, including DEA Special Agents and Diversion Investigators, and state and local counterparts such as state law enforcement and regulatory personnel. These groups combine varied resources and expertise in order to investigate, disrupt, and dismantle those individuals or organizations involved in diversion schemes (<E T="03">e.g.,</E>doctor shoppers, prescription forgers, and prevalent retail-level violators).</P>
        <P>In fulfillment of its function to control the import and export of controlled substances and listed chemicals, the DCP issues import and export registrations and permits, and monitors declared imports, exports, and transshipments of these substances. The DCP must ensure that all imports and exports of controlled substances and listed chemicals meet the requirements of the CSA. As such, the DCP maintains and monitors many electronic reporting systems, such as the Chemical Handlers Enforcement Management System (CHEMS), which provides information on entities manufacturing, distributing, and exporting and importing regulated chemicals, and encapsulating and tableting machines.<SU>47</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>47</SU>See 21 U.S.C. 830, 957-58.</P>
        </FTNT>
        <P>The DCP's authority over controlled substances and listed chemicals requires its support of domestic and foreign investigations of these substances. As such, the DCP serves as the Competent National Authority (CNA) for the United States vis-à-vis precursor chemicals and international treaties. The DCP works with the international community to identify and seize international shipments of precursor and essential chemicals destined for clandestine laboratories for use in manufacturing controlled substances. The DCP also works on a bilateral basis to urge international partners to take effective action, in cooperation with chemical companies, to prevent the diversion of precursor chemicals from legitimate trade. In addition to its other oversight and regulatory responsibilities in this area,<SU>48</SU>
          <FTREF/>the DCP reviews and approves importation requests for List I chemicals and reviews chemical registrant submissions.</P>
        <FTNT>
          <P>
            <SU>48</SU>21 U.S.C. 830; 21 CFR Parts 1310, 1313, 1314.</P>
        </FTNT>
        <P>Not only does the DCP exercise authority and control over the registrant population, the DCP exercises authority over the classification of substances.<SU>49</SU>
          <FTREF/>This is accomplished by evaluating drugs and chemicals to determine whether these substances are being abused or potentially involved in illicit traffic, and to evaluate whether any substances should be scheduled as a controlled substance. This requires the collection and analysis of data from various sources across the United States. These evaluations are used by DEA as a basis for developing appropriate drug control policies, determining the status of controlled, excluded, or exempted drugs and drug products, and supporting United States initiatives in international forums.</P>
        <FTNT>
          <P>
            <SU>49</SU>21 U.S.C. 811-814.</P>
        </FTNT>
        <P>Another crucial function of the DCP is the annual establishment of quotas for all schedule I and II controlled substances and the List I chemicals pseudoephedrine, ephedrine, and phenylpropanolimine.<SU>50</SU>
          <FTREF/>Along with this responsibility, the DCP also provides scientific support for policy guidance and training, expert witness testimony and conference presentations. The DCP fulfills U.S. treaty obligations pertaining to the CSA, including the preparation of periodic reports for submission to the United Nations as mandated by U.S. international drug control treaty obligations on the manufacture and distribution of narcotic and psychotropic substances as well as determining the anticipated future needs for narcotic and psychotropic substances.</P>
        <FTNT>
          <P>
            <SU>50</SU>21 U.S.C. 826.</P>
        </FTNT>
        <P>In the execution of its regulatory functions, the DCP reviews proposed legislation pertinent to the availability of controlled substances and listed chemicals for legitimate uses in the United States and controls to prevent the diversion of these substances and chemicals. The DCP constantly reviews its own regulations and develops and implements regulations designed to enhance DEA's diversion control efforts and to implement newly enacted legislation.</P>

        <P>All DCP regulatory activities require education and outreach to ensure appreciation of and compliance with the CSA and applicable policies and regulations. Providing such guidance is also necessary to reduce the likelihood of diversion from legitimate commerce<PRTPAGE P="39323"/>to illegitimate purposes. One aspect of the DCP's outreach efforts is establishing and maintaining liaison and working relationships with other federal agencies, as well as foreign, state and local governments, and the regulated community. Other efforts include developing and maintaining manuals and other publications; organizing and conducting national conferences on current issues, policies, and initiatives; and providing guidance to the general public.</P>
        <HD SOURCE="HD2">Changes in the Controlled Substances Act Since the Last Fee Rule in 2006</HD>
        <P>Since implementation of the last fee rule in 2006, Congress has made several changes to the CSA that impact how the DCP operates to control controlled substances and listed chemicals and register those individuals who wish to handle these substances. Additionally, the nature of the diversion control problem has increased in size and complexity. These statutory changes, in addition to the changing scope of diversion, required the DCP to implement program and organizational changes. These changes impact DEA beyond its DCP and thus are not necessarily funded through the DCFA.</P>
        <HD SOURCE="HD3">Methamphetamine Abuse</HD>
        <P>Congress has enacted a series of legislative initiatives to combat the rise in methamphetamine abuse. Methamphetamine is a highly addictive drug with potent central nervous system stimulant properties. Control as a schedule II substance and the removal of methamphetamine injectable formulations from the United States market, combined with a better appreciation for its high abuse potential, led to a drastic reduction in the abuse of this drug in 1971. However, a resurgence of methamphetamine abuse occurred in the 1980s and it is currently considered a major drug of abuse. The widespread availability of methamphetamine today is largely fueled by illicit production in large and small clandestine laboratories throughout the United States and illegal production and importation from Mexico.</P>
        <P>Methamphetamine is abused for its stimulant and euphoric effects. High-dose chronic abuse has been associated with irritability, tremors, convulsions, anxiety, paranoia, and neurotoxic effects that cause damage to neurons and blood vessels. Aggressive and violent behavior by users, often directed at spouses and children, pose a significant risk to those individuals in contact with methamphetamine addicts. Death has resulted from extreme anorexia, hyperthermia, convulsions, and cardiovascular collapse (including stroke and heart attacks).</P>
        <P>The methods used to manufacture methamphetamine are directly impacted by the availability of precursor chemicals and ease of synthesis. Currently, methamphetamine is primarily produced domestically by utilizing diverted pseudoephedrine combination products that are sold at retail and, to a lesser extent, ephedrine products. The manufacture of this drug poses a significant threat to the public health and safety due to the toxic waste and the risk of fire and explosion associated with the clandestine laboratories that manufacture the drug, and the fact that many individuals, including children, are at risk of exposure to toxic chemicals and waste generated during the manufacturing process.</P>
        <P>A Rand Corporation study reported that the 2005 cost to the U.S. for overall methamphetamine-related activities including crime and criminal justice costs, health care costs, endangered children put in foster care, the loss of productivity, drug treatment, and injuries and death at methamphetamine laboratories was estimated at $23.4 billion.<SU>51</SU>
          <FTREF/>Similarly, the Vanderbilt University Medical Center in Tennessee reported spending $325 million between July 2009 and June 2010 for uncompensated medical care at its Burn Center.<SU>52</SU>
          <FTREF/>One-third of its patients were burned from exploding methamphetamine laboratories.<SU>53</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>51</SU>Nancy Nicosia et al., “The Economic Cost of Methamphetamine Use in the United States, 2005,” RAND Corporation, 2009.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>52</SU>John Brannon, “Meth-related Burns a Growing Part of Uncompensated Care at Vanderbilt,”<E T="03">Messenger,</E>August 12, 2010,<E T="03">http://www.nwtntoday.com/news.php?viewstory=44736.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>53</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>In 2010, there were in excess of 10,000 clandestine laboratory incidents in the United States related to the manufacture of methamphetamine.<SU>54</SU>
          <FTREF/>Coinciding with the upward trend in methamphetamine laboratory seizures is an alarming upward trend in methamphetamine abusers. According to the 2009 National Survey on Drug Use and Health, between 2008 and 2009 there was a 60 percent increase in the number of past month users of methamphetamine.<SU>55</SU>
          <FTREF/>This comes after a significant reduction of past month users between 2006 and 2008, a period when the U.S. was experiencing decreases in the number of methamphetamine laboratory seizures.</P>
        <FTNT>
          <P>
            <SU>54</SU>The El Paso Intelligence Center (EPIC) has not validated this data as of the date of this Notice of Proposed Rulemaking, however, all indications are that there were approximately 12,000 such clandestine laboratory incidents in 2010.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>55</SU>Substance Abuse and Mental Health Services Administration (SAMHSA), “Results from the 2009 National Survey on Drug Use and Health: Volume I, Summary of National Findings,” Office of Applied Studies, 2010 (NSDUH Series H-38A, HHS Publication No. SMA 10-4856),<E T="03">http://www.oas.samhsa.gov/nsduh/2k9NSDUH/2k9Results.pdf.</E>
          </P>
        </FTNT>
        <P>The Combat Methamphetamine Epidemic Act of 2005 (CMEA) was enacted on March 9, 2006. 21 U.S.C. 971. It requires retailers of non-prescription products containing pseudoephedrine, ephedrine and phenylpropanolamine to place these products behind the counter or in a locked cabinet. Consumers must show identification and sign a logbook for each purchase. An interim final rule was published to implement section 716 of the Act and require additional reporting for import, export, and international transactions involving all List I and List II chemicals.<SU>56</SU>
          <FTREF/>On October 14, 2008, Congress enacted the Methamphetamine Production Prevention Act of 2008, which amended the CSA to require the sellers of methamphetamine precursor chemicals to record information about sales and purchasers in electronic logbooks or bound paper books. 21 U.S.C. 830(e)(1)(A)(iv)-(vi). Further, on October 12, 2010, the Combat Methamphetamine Enhancement Act of 2010 (MEA) was enacted, establishing new requirements for mail-order distributors of scheduled listed chemical products (Pub. L. 111-268).</P>
        <FTNT>
          <P>
            <SU>56</SU>72 FR 17401, April 9, 2007. Implementation was delayed an additional 30 days until June 8, 2007, to allow industry more time to fully comply with the new provisions. 72 FR 28601, May 22, 2007.</P>
        </FTNT>
        <HD SOURCE="HD3">Internet Diversion</HD>
        <P>On October 15, 2008, Congress amended the CSA with enactment of the Ryan Haight Online Pharmacy Consumer Protection Act of 2008. DEA amended its regulations accordingly by interim final rule to prevent the illegal distribution and dispensing of controlled substances by means of the Internet.<SU>57</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>57</SU>74 FR 15596, April 6, 2009.</P>
        </FTNT>
        <HD SOURCE="HD3">Disposal of Controlled Substances</HD>

        <P>Lastly, on October 12, 2010, Congress amended the CSA with the enactment of the Secure and Responsible Drug Disposal Act of 2010 (Pub. L. 111-273). Pursuant to this amendment, DEA must promulgate new regulations that allow ultimate users and long-term care facilities to dispose of controlled substances through a variety of methods of collection and disposal. DEA is in the process of drafting these regulations.<PRTPAGE P="39324"/>
        </P>
        <HD SOURCE="HD2">Increased Need for Diversion Control</HD>
        <P>Coincident with the above statutory changes, the increased misuse of controlled substances and listed chemicals highlights the urgency of and need for diversion control. The National Survey on Drug Use and Health (NSDUH) (formerly the National Household Survey on Drug Abuse) is an annual survey of the civilian, non-institutionalized, population of the United States aged 12 or older. The survey is conducted by the Department of Health and Human Services Office of Applied Studies, Substance Abuse and Mental Health Services Administration. Findings from the 2009 NSDUH<SU>58</SU>
          <FTREF/>estimate that 7.0 million persons used prescription-type psychotherapeutic drugs—pain relievers, anti-anxiety medications, stimulants, and sedatives—non-medically in the previous month. This represents 2.8 percent of the population aged 12 or older. These estimates were 13 percent higher than those from the 2008 Survey. From 2002 to 2009, there was an increase in the rate of current non-medical use of prescription-type drugs (from 5.5 to 6.3 percent) among young adults aged 18 to 25, driven primarily by an increase in pain reliever misuse. In 2009, an estimated 3.1 million persons aged 12 or older used an illicit drug for the first time within the past twelve months. Of those, an estimated 28.7 percent initiated with psychotherapeutics, including 17.1 percent with pain relievers, 8.6 percent with tranquilizers, 2.0 percent with stimulants, and 1.0 percent with sedatives.</P>
        <FTNT>
          <P>

            <SU>58</SU>SAMHSA, “Results from the 2009 National Survey on Drug Use and Health: Volume I, Summary of National Findings,” Office of Applied Studies, 2010 (NSDUH Series H-38A, HHS Publication No. SMA 10-4856),<E T="03">http://www.oas.samhsa.gov/nsduh/2k9NSDUH/2k9Results.pdf.</E>
          </P>
        </FTNT>
        <P>Abuse of prescription controlled substances among teenagers is second only to abuse of illegal marijuana. The 2010 “Monitoring the Future” survey of teenagers found that 8 percent of high school seniors reported non-medical use of Vicodin, and 5.1 percent reported non-medical use of OxyContin, both scheduled controlled substances (painkillers).<SU>59</SU>
          <FTREF/>This reported abuse is consistent with reports by high-school students of increased non-medical use of painkillers in the past five years.<SU>60</SU>
          <FTREF/>As reported by The Partnership at Drugfree.org (formerly the Partnership for a Drug-Free America) from its 2009 survey, more than 50 percent of teenagers (grades 9-12) believe that prescription drugs are easier to obtain than illegal drugs. There is a concern that young people may perceive prescription and/or over-the-counter drugs as “safer” than illegal drugs because of their intended, legitimate medical use.<SU>61</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>59</SU>Lloyd D. Johnson, PhD,<E T="03">et al,</E>“Monitoring the Future National Results on Adolescent Drug Use: Overview of Key Findings, 2010,” Institute for Social Research, The University of Michigan, 2011.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>60</SU>Lloyd D. Johnston, PhD,<E T="03">et al,</E>“Monitoring the Future National Results on Adolescent Drug Use: Overview of Key Findings, 2009,” National Institute of Drug Abuse, 2010 (NIH Publication No. 10-7583).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>61</SU>Partnership for a Drug-Free America and MetLife Foundation, “2009 Parents and Teens Attitude Tracking Report,” March 2, 2010.</P>
        </FTNT>
        <P>The consequences of prescription drug abuse are seen in the data collected by the Substance Abuse and Mental Health Services Administration (SAMHSA) on emergency room visits. According to their latest data, “Drug Abuse Warning Network (DAWN), 2009: National Estimates of Drug-Related Emergency Department Visits,” SAMHSA estimates that of the 4.6 million emergency department visits in 2009 associated with drug use, about 1.2 million visits involved the non-medical use of pharmaceuticals.<SU>62</SU>
          <FTREF/>Emergency department visits involving non-medical use of pharmaceuticals (misuse or abuse) almost doubled between 2004 and 2009 from 627,291 in 2004 to 1,244,679 visits in 2009 (98.4 percent increase).<SU>63</SU>
          <FTREF/>About half of the 2009 emergency department visits related to abuse or misuse of pharmaceuticals involved painkillers and more than one-third involved drugs to treat insomnia and anxiety.<SU>64</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>62</SU>SAMHSA, Highlights of the 2009 Drug Abuse Warning Network (DAWN) Findings on Drug-Related Emergency Department Visits, Center for Behavioral Health Statistics and Quality, The DAWN Report, December 28, 2010.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>63</SU>
            <E T="03">Id.</E>at 4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>64</SU>
            <E T="03">Id.</E>at 3.</P>
        </FTNT>
        <P>According to the Centers for Disease Control, overdose deaths caused by prescription drugs is the second leading cause of accidental death in the United States among young people.<SU>65</SU>
          <FTREF/>The Florida Medical Examiner's Commission reported that between 2005 and 2009 the number of deaths in Florida associated with oxycodone rose 248.5 percent.<SU>66</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>65</SU>U.S. Department of Health and Human Services, Centers for Disease Control and Prevention, National Center for Injury Prevention and Control, Web-based Injury Statistics Query and Reporting System (WISQARS), “20 Leading Causes of Death, United States, 2007, All Races, Both Sexes.”</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>66</SU>Florida Dep't of Law Enforcement, Medical Examiners Commission, “Drugs Identified in Deceased Persons by Florida Medical Examiners 2005 Report,” at 15 (May 2006) and Florida Dep't of Law Enforcement, Medical Examiners Commission, “Drugs Identified in Deceased Persons by Florida Medical Examiners 2009 Report,” at 17 (June 2010).</P>
        </FTNT>
        <HD SOURCE="HD2">Operational Changes of the DCP Since 2006</HD>

        <P>As discussed above, the OIG reviewed DEA's efforts to control the diversion of controlled pharmaceuticals and in 2006 recommended that DEA incorporate law enforcement support and law enforcement authority to assist the DCP in performing criminal investigations that inherently require law enforcement authority,<E T="03">e.g.,</E>the authority to arrest, execute search warrants, and conduct surveillance and undercover activities. As discussed above, DEA expanded the use of Tactical Diversion Squads comprised of many DEA specialized resources such as Special Agents, Diversion Investigators and state and local law enforcement and regulatory personnel to more effectively investigate, disrupt, and dismantle those individuals or organizations involved in diversion schemes. Since the last fee calculation, DEA added 161 Special Agent positions to the DCP. The majority of these positions were allocated to the DCP Tactical Diversion Squads. By 2009, there were 37 operational Tactical Diversion Squads across the United States and DEA is committed to increasing this number within this fee cycle. These squads are designed to address controlled substance diversion in consonance with the traditional Diversion Investigator regulatory efforts.</P>
        <P>DEA made other organizational changes to incorporate in the DCP those units responsible for diversion control operations. To ensure the proper utilization of DCFA resources, DEA created a Diversion Value and Analysis Unit in the Diversion Planning and Resources Section to identify and prevent duplication of effort, conduct cost benefit analyses, and develop, oversee, and review acquisitions.</P>

        <P>In 2009, the DCP intensified its regulatory activities to help the registrant population better comply with the CSA and to identify those registrants who violated the CSA and implementing regulations. The modifications included increasing investigation cycles as well as depth of review. Scheduled investigations were increased from every five years to every three years for controlled substance manufacturers, bulk manufacturers, distributors, reverse distributors, importers, exporters, bulk importers, and Narcotic Treatment Programs; scheduled investigations for chemical manufacturers, bulk manufacturers, distributors, importers, exporters, and bulk importers were increased from two<PRTPAGE P="39325"/>per Diversion Investigator per year to all such registrants every three years. Investigations of Office Based Opioid Treatment/Buprenorphine Physicians, currently referred to as DATA-Waived Practitioners, were increased from one such registrant per Diversion Group per year to all such registrants per Diversion Group every five years. Researchers were increased from only being investigated on a complaint basis to two schedule I researchers plus two schedule II-V researchers per Diversion Group per year. Finally, analytical laboratories, previously not subject to scheduled investigations, were increased to include analytical laboratories affiliated with manufacturers being investigated every three years in tandem with the affiliated manufacturer's scheduled investigation.</P>
        <P>In an effort to enhance the DCP's enforcement capabilities, to reduce costs, to streamline the regulatory compliance process for registrants, and to keep the public informed, the DCP made several improvements to its information technology capabilities. Underperforming contracts were terminated and a new unit was created within the DCP to manage all information technology projects exclusively for the DCP. This resulted in significant cost reductions and improved program efficiency and responsiveness to both registrants and the public.</P>
        <P>The new unit successfully made cost-saving improvements to the technology infrastructure of the Controlled Substances Ordering System (CSOS) and streamlined the application process for registrants by implementing an online system for new applications and renewal applications for registrations. The DCP is also enhancing the communications system to allow interconnectivity between many different systems. The DCP is continually working to improve the quality and accessibility of its reporting systems, such as the Automated Reports and Consolidated Orders System (ARCOS) and Drug Theft/Loss (DTL). These two programs generate timely, accurate, and actionable data that improve the DCP's enforcement and control efforts as well as providing for a more efficient means by which registrants may submit such reports.</P>
        <P>DEA's Interim Final Rule on Electronic Prescriptions for Controlled Substances (EPCS), effective June 1, 2010, will enhance diversion control as a means to protect against fraudulent prescriptions and will streamline the recordkeeping process for pharmacies (75 FR 16236, March 31, 2010). This rule provides practitioners with the option to electronically sign and transmit prescriptions for controlled substances. Likewise, with this new rule, pharmacies are permitted to receive and archive electronic prescriptions. The DCP is working to develop and implement EPCS.</P>
        <P>As part of the requirements of the Combat Methamphetamine Epidemic Act of 2005 (CMEA), regulated sellers of scheduled listed chemical products are required to self-certify annually. Regulated sellers can self-certify and find training manuals on the Diversion Control Program Web site.</P>
        <HD SOURCE="HD2">Need for a New Fee Calculation</HD>
        <P>DEA last adjusted the fee schedule in August 2006, however, collections did not begin until FY 2007.<SU>67</SU>
          <FTREF/>This fee schedule was intended to be sufficient to cover the “full costs” of the DCP for FY 2006 through FY 2008 or October 1, 2005 through September 30, 2008. The DCP program has continued to operate under this fee schedule due to cost savings through reorganization and modernization efforts and by inadvertently excluding certain costs to the DCP. As indicated by the above-referenced 2008 OIG report, additional salary and other costs attributable to diversion control activities need to be incorporated into the DCP. In addition, the mission of the DCP has been expanded by Congress and by the need to address an explosion in the abuse of prescription drugs that seriously impact public health and safety. The National Drug Control Strategy is focused on all aspects of the problem—supply, demand, and treatment.</P>
        <FTNT>
          <P>
            <SU>67</SU>71 FR 50115, August 29, 2006.</P>
        </FTNT>
        <P>The Office of Diversion Control at DEA is focused on the supply side of this serious threat to the public health and safety. At the end of FY 2008, a reorganization within DEA expanded the use of Tactical Diversion Squads across the country to allow Diversion Investigators to focus their expertise on regulatory oversight and the deterrent effect of increased regulatory investigations. Tactical Diversion Squads incorporate the criminal investigative skills and statutory authority of Special Agents and state and local Task Force Officers to bring to the criminal justice system those organizations and individuals who violate the CSA by diverting controlled substances and listed chemicals into the illicit market. Diversion Investigators are a key asset to Tactical Diversion Squads because they lend their keen knowledge of the closed system of distribution to the Tactical Diversion Squads. Diversion Investigators' familiarity and detailed understanding of the closed system of distribution require, however, that they continue to lead the regulatory oversight of DEA registrants. DCP costs increase with an expanded number and use of Tactical Diversion Squads.</P>
        <P>Due to the alarming rise in prescription drug abuse, as well as an increase in the production and use of chemicals that are harmful if abused, the DCP has increased scheduled investigations of registrants and drug and chemical scheduling initiatives, as well as other modifications in its control efforts. The DCP continues to draw technical expertise from Diversion Investigators, and the DCP has incorporated greater numbers of Special Agents, Chemists, Information Technology Specialists, Attorneys, Intelligence Research Specialists, and State and Local personnel. It is essential to utilize a diverse skilled workforce and constantly review and modify all aspects of the DCP to successfully execute the National Drug Control Strategy and effectively prevent, detect, and eliminate the diversion of controlled substances and listed chemicals into the illicit market while ensuring a sufficient supply of these substances for legitimate medical, scientific, research, and industrial purposes.</P>
        <P>DEA has been and will continue to be fiscally responsible and will remain vigilant towards identifying methods to improve efficiencies or identifying other cost saving measures. As discussed above, however, a new fee calculation is needed. Without an adjustment in the annual registration fees, DEA will be unable to continue current operations and will be in violation of the statutory mandate that fees charged “shall be set at a level that ensures the recovery of the full costs of operating the various aspects of [the diversion control program].” 21 U.S.C. 886a(1)(C). For example, collections under the current fee schedule will require the DCP to significantly cut existing and planned DCP operations vital to its mission. DEA relies on the DCP to maintain the integrity of the closed system for controlled substances and listed chemicals, particularly at this time of dramatic increases in abuse and diversion.</P>

        <P>DEA must determine the proper scope of the DCP, the projected costs for the program, a fee calculation methodology, and a new fee schedule that recovers the costs of the DCP and sets reasonable fees for the registration and control of manufacturers, distributors, importers, exporters and dispensers of controlled substances and listed chemicals.<PRTPAGE P="39326"/>
        </P>
        <HD SOURCE="HD2">Fee Calculation</HD>

        <P>DEA is delegated the task of determining the details of fulfilling the statutory requirements of ensuring the recovery of the full costs of operating the diversion control program (DCP) as described above, while charging registrants participating in the closed system of distribution reasonable fees relating to the registration and control “of the manufacture, distribution, dispensing” and “of importers and exporters” of controlled substances and listed chemicals. For the DCP to have funds to function, DEA must determine, in advance of actual expenditures, a reasonable fee to be charged. As a result, historical data and projections must be used rather than actual, current costs to project the annual costs of the DCP. Additionally, a reasonable fee must be calculated that will fully recover the costs of the DCP based on the variability over time of the number of registrants in the different categories of registration,<E T="03">e.g.,</E>manufacturers, distributors, importers, exporters, reverse distributors, practitioners, and individual researchers. Since the fees collected must be available to fully fund the DCFA and to reimburse DEA for expenses incurred in the operation of the DCP (21 U.S.C. 886a), there must always be more collected than is actually spent to avoid running a deficit and being in violation of federal fiscal law.<SU>68</SU>
          <FTREF/>In operating the DCP, DEA must be prepared for changes in investigative priorities, diversion trends, and emerging drugs or chemicals posing new threats to the public health and safety. By definition, it is an inexact effort. Given that fact, the agency must select a single methodology that it consistently follows throughout any given fee cycle.</P>
        <FTNT>
          <P>
            <SU>68</SU>In general, no officer or employee of the United States Government may make or authorize an expenditure or obligation in excess of an amount available in an appropriation or fund. 31 U.S.C. 1341.</P>
        </FTNT>
        <P>Current options to calculate fees are also limited by the feasibility and practicability of tracking and allocating detailed costs, although the agency continues to improve its capabilities on this front. DEA has made progress through reorganization and there is recognition throughout the agency of the need to separate DCP costs from other agency costs. DEA is in the process of testing a system where personnel would account for their daily hours according to whether their time is spent on DCP or other DEA mission activities. Part of the difficulty stems from the fact that the mission of DEA involves investigations and actions that may involve poly-drug organizations or that may start out as one type of investigation and result in another, based upon the way the facts develop.</P>
        <P>To date, tracking costs within the DCP according to registrant categories or within a given registrant category has not been feasible or cost-efficient. Such detailed cost attribution may or may not be feasible in the future. However, Congress recognized that the costs of the registration and control of controlled substances and listed chemicals are not properly attributed on a per registrant basis when it differentiated among the categories of registrants for purposes of calculating a reasonable fee, e.g., manufacturers, distributors, importers, exporters, and dispensers.<SU>69</SU>
          <FTREF/>Thus, the methodology used to calculate fees needs to distinguish among these categories. The historical fee calculation based on a weighted ratio of 12.5 for manufacturers, 6.25 for distributors (including importers and exporters), and 1 for dispensers was used for many years prior to and when Congress established the DCFA and has been the method used to date.</P>
        <FTNT>
          <P>
            <SU>69</SU>21 U.S.C. 886a(2)(B).</P>
        </FTNT>
        <P>As discussed in more detail below, DEA considered several methodologies to calculate the new fee. One methodology considered was a flat fee that takes projected DCP costs and divides it among all registrants regardless of their business activity/registrant group. On its face, this would not result in a “reasonable” fee for a large portion of registrants given the disparity in economic size among registrants and the different levels of control needed among the registrant categories. Registrants range from multi-billion dollar manufacturers in possession of large quantities of controlled substances or listed chemicals to canine handlers in possession of small amounts of controlled substances. Thus, the inspection, investigation and oversight costs associated with a manufacturer are much greater than for a canine handler. A flat fee methodology has been rejected since the inception of a fee.</P>
        <P>DEA considered another fee calculation methodology called the Past-Based Option. This method is based on the principle that the cost of the DCP should be shared equally among all paying registrants, except for the cost of scheduled or regularly planned investigations and the preregistration investigation costs to determine eligibility of registrant applicants, as these additional costs vary by registrant category. Rather, these historical costs should be allocated to the registrant group receiving the scheduled and preregistration investigations. Since the direct labor costs of scheduled and preregistration investigations are historically around three percent of total DCP costs, this methodology results in concerns similar to the flat fee as the base amount is nearly as great as the flat fee amount.</P>
        <P>DEA considered another methodology called the Future-Based Option, which takes the same approach described in the preceding paragraph, but the costs of scheduled investigations are derived from planned work, not historical work hours. This methodology results in large differences in fees among registrant groups and has been rejected by DEA as not a “reasonable” charge.</P>

        <P>Since the inception of the fee, the agency has selected a weighted-ratio method to determine a reasonable fee for each category of registrants. Under this method, registrants are assigned to a business activity or category (<E T="03">e.g.,</E>researcher, practitioner, distributor, manufacturer,<E T="03">etc.</E>) based on the statutory fee categories. Then a base fee rate is established according to the annual estimated costs of the DCP. A projected population is calculated for each category or business activity. That figure is then multiplied by a ratio of 1.0 for researchers, 3.0 for practitioners (for administrative convenience the fee is collected every three years for practitioners), 6.25 for distributors and 12.5 for manufacturers. By utilizing these different ratios, the agency recognizes the statutory need to charge reasonable fees relating to the registration and control of the manufacture, distribution, dispensing, importation and exportation of controlled substances and listed chemicals. As historical costs support, inspections, scheduled investigations and other control and monitoring costs are greatest for manufacturers. This is because there is an increased risk associated with the quantity of controlled substances and/or chemicals located at this point in the closed system. All of the individual business activity figures are then added together to form a weighted sum for one projected year. This process is performed for two more years using future projected registrant populations for those years multiplied by the ratio. The annual figures for these three years are then added together and divided into the total budget requirements for that three-year period to arrive at the base rate fee to be charged to each category of registrant.</P>

        <P>DEA continues to review possible methodologies as technology continues to afford increased tracking and<PRTPAGE P="39327"/>allocation of specific costs. However, at this time, DEA has determined that it is both practicable and reasonable to continue to apply the weighted-ratio methodology. Consistent with the statutory direction to charge reasonable fees relating to the registration and control of the manufacture of controlled substances and listed chemicals and the associated oversight costs, the 12.5 ratio is applied to the manufacturing registrant group. At 50 percent of that ratio is the 6.25 ratio which applies to the “distribution” of controlled substances or the distributor registrant group. Likewise, “dispensing” has the largest number of registrants, but with relatively low oversight costs and a relatively small quantity of controlled substances or listed chemicals within their physical possession. The base fee or the 1 ratio is charged for those dispensing or individuals registered to do research or other such activities that use the substance and create limited vulnerability to the closed system, and thus require less control in protecting the closed system. The practitioner fee is the base fee on an annual basis but is collected every three years for administrative convenience.</P>
        <P>Thus, the current fees, some of which are paid annually and some of which are paid every three years, range from $184 for ratio 1 to $2,293 for ratio 12.5 depending upon the particular registrant category. Specifically, practitioners, mid-level practitioners, dispensers, researchers, and narcotic treatment programs pay an annual registration fee of $184. For administrative convenience for both the collection and the payment, practitioners pay a combined registration fee of $551 every three years. Distributors, importers and exporters pay an annual fee of $1,147 and manufacturers pay an annual fee of $2,293. 21 CFR 1301.13 and 1309.11.</P>
        <HD SOURCE="HD2">Projected Costs for the Diversion Control Program</HD>
        <P>In calculating fees to recover the mandated full costs of operating the DCP, DEA estimates the costs of operating the DCP for the next three fiscal years.<SU>70</SU>
          <FTREF/>To develop the DCFA budget request estimates for FY 2012, FY 2013 and FY 2014, DEA compiles: (1) The DCFA Budget Request for Fiscal Year (FY) 2011, which forms a base spending level for the current level of service, (2) the estimated additional required funds for FY 2012, FY 2013 and FY 2014, and (3) the required annual $15 million transfer to the United States Treasury as mandated by the CSA (21 U.S.C. 886a). The following paragraphs explain the annual revenue calculations and how the total amount to be collected for the FY 2012-2014 period was calculated. In developing this figure, DEA begins with annual projected DCP obligations, including payroll, operational expenses and necessary equipment. The DCP budget has increased due to inflationary adjustments for rent and payroll and to increase staffing resources that support the regulatory and law enforcement activities of the program. The fees have not been adjusted to reflect these factors as they last covered the time period of FY 2006-2008. Specific details on the DCP budget are available in the annual President's Budget Submission and supplemental budget justification documents provided to Congress.<SU>71</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>70</SU>See “Proposed New Registrant Fee Schedule Calculations” in this rulemaking docket found at<E T="03">http://www.regulations.gov.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>71</SU>See this rulemaking docket found at<E T="03">http://www.regulations.gov.</E>
          </P>
        </FTNT>
        <P>Total obligations for the DCP have increased from FY 2007 to FY 2010 by approximately 49 percent. For the FY 2006-2008 period, payroll expenses (staff compensation and benefits) composed the largest component of DCP costs at 55.7 to 57.6 percent per year. Between the period of FY 2006 and FY 2010, payroll constituted an average of 56.7 percent of DCP expenses. Operating expenses and capital expenditures made up the remainder of DCP costs. Operating expenses (an average of 39.3 percent for the FY 2006-2010 period) include daily operation costs such as purchase of evidence or payment for information as part of investigations, travel, and non-equipment purchases. Capital expenditures, including equipment and furniture purchases, capital leases, and land/structure improvements and purchases, averaged 4.0 percent during this same period.</P>

        <P>For the FY 2012-2014 period covered by this rulemaking, the overall breakdown of DCP major cost categories does not depart significantly from previous years in terms of<E T="03">percent</E>of budget; however, total budgets for each of these major cost categories do increase to reflect additional costs in each of these categories.</P>
        <P>In addition to the budget for each of the fiscal years, the cost components outlined below are also considered in determining required registration fee collections.</P>
        <HD SOURCE="HD3">Recoveries From Money Not Spent as Planned (Deobligation of Prior Year Obligations)</HD>

        <P>At times, DEA enters into an obligation to make a purchase of a product or service that is not delivered immediately, such as in a multi-year contract. Changes in obligations can occur for a variety of reasons,<E T="03">i.e.,</E>changes in planned operations, delays in staffing, implementation of cost savings, changes in vendor capabilities, etc. When DEA does not expend its obligation, the “deobligated” funds are “recovered” and the funds become available for DCP use. Based on historical trends and for purposes of calculating the fee levels, the recovery from deobligation of prior year obligations is estimated at $10 million per year.</P>
        <HD SOURCE="HD3">Payment to Treasury</HD>
        <P>In the 1993 appropriations for DEA, Congress determined that the DCP would be fully funded by registration fees and no longer by appropriations.<SU>72</SU>
          <FTREF/>Congress established the DCFA as a separate account of the Treasury to “ensure the recovery of the full costs of operating the various aspects of [the Diversion Control Program]” by those participating in the closed system established by the CSA. 21 U.S.C. 886a(1)(C). Fees collected are deposited into a separate Treasury account. Each fiscal year, the first $15 million is transferred to the Treasury and is not available for use by the DCP. Therefore, DEA needs to collect an additional $15 million per year beyond estimated costs for payment to the Treasury.</P>
        <FTNT>
          <P>
            <SU>72</SU>Departments of Commerce, Justice, and State, the Judiciary and Related Agencies Appropriations Act of 1993, Public Law 102-395, codified in relevant part at 21 U.S.C. 886a.</P>
        </FTNT>
        <HD SOURCE="HD3">Operational Continuity Fund (OCF)</HD>

        <P>DEA maintains an operational continuity fund (OCF) based on the need to maintain DCP operations during historically low (or negative) collection periods (<E T="03">e.g.,</E>the first quarter of a new fiscal year when the first $15 million collected is transferred to Treasury). Monthly collections and obligations fluctuate throughout the year. There are times when obligations (spending) exceed collections. This can happen consecutively for several months. Therefore, an operational continuity fund is maintained in order to avoid operational disruptions due to these fluctuations and monthly differences in collections and obligations (spending). Using statistical analysis of the historical fluctuations between amounts collected and amounts obligated, DEA has determined that seven percent of the projected obligations is normally adequate to avoid operational disruptions. The amount required to bring the operational continuity fund<PRTPAGE P="39328"/>balance to the $15 million plus seven percent level is added to projected costs.</P>
        <P>The increase in OCF balance for FY 2012, FY 2013, and FY 2014 are $6,452,395, $1,067,428, and $800,291 respectively.</P>
        <GPOTABLE CDEF="s150,12,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE>Table 1—Increase in Operational Continuity Fund Balance FY 2012-2014</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">FY 2012</CHED>
            <CHED H="1">FY 2013</CHED>
            <CHED H="1">FY 2014</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Budget</ENT>
            <ENT>$321,990,000</ENT>
            <ENT>$356,582,322</ENT>
            <ENT>$371,831,295</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Target OCF ($15M + 7%)</ENT>
            <ENT>39,960,763</ENT>
            <ENT>41,028,191</ENT>
            <ENT>41,828,482</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Beginning OCF balance</ENT>
            <ENT>
              <E T="03">33,508,367</E>
            </ENT>
            <ENT>
              <E T="03">39,960,763</E>
            </ENT>
            <ENT>
              <E T="03">41,028,191</E>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">Increase in OCF balance</ENT>
            <ENT>6,452,395</ENT>
            <ENT>1,067,428</ENT>
            <ENT>800,291</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD3">Combat Methamphetamine Act of 2005 (CMEA) Collections</HD>
        <P>Under CMEA, DEA collects a self-certification fee for regulated sellers of scheduled listed chemical products, which is included as part of the total collections. The fee is waived for any person holding a current DEA registration in good standing such as a pharmacy to dispense controlled substances. DEA has observed an approximately 15 percent decline in self-certifications from FY 2008 to FY 2010 and anticipates that the decline will continue through FY 2014. The self-certification fee is $21. CMEA self-certification fee collection estimates for FY 2012, FY 2013, and FY 2014 for purposes of calculating the fee levels are $173,040, $146,853, and $124,635, respectively.</P>
        <GPOTABLE CDEF="s150,12,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE>Table 2—CMEA Collections FY 2012-2014</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">FY 2012</CHED>
            <CHED H="1">FY 2013</CHED>
            <CHED H="1">FY 2014</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Number of paying self-certifications</ENT>
            <ENT>8,240</ENT>
            <ENT>6,993</ENT>
            <ENT>5,935</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Fee</ENT>
            <ENT>$21</ENT>
            <ENT>$21</ENT>
            <ENT>$21</ENT>
          </ROW>
          <ROW>
            <ENT I="01">CMEA collection estimate</ENT>
            <ENT>$173,040</ENT>
            <ENT>$146,853</ENT>
            <ENT>$124,635</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD3">Other Collections</HD>
        <P>DEA also derives revenue from the sale/salvage of official government vehicles dedicated to DCP use. DEA's estimate for other collections is $307,153 per year. This is the actual amount for FY 2010.</P>
        <HD SOURCE="HD3">Estimated Total Required Collections</HD>
        <P>Based on these figures, DEA calculated the total amount required to be collected for the FY 2012-2014 period for purposes of calculating the fee levels as follows:</P>
        <P>Required registration fee collections for FY 2012 are $332,962,203. This figure includes the budget of $321,990,000, net of $10 million in recoveries, plus $15 million for transfer to Treasury, plus $6,452,395 for increase in OCF balance, net of $173,040 in CMEA self-certification collections, and net of $307,153 in other collections.</P>
        <P>Required registration fee collections for FY 2013 are $362,195,745. This figure includes the budget of $356,582,322, net of $10 million in recoveries, plus $15 million for transfer to Treasury, plus $1,067,428 for increase in OCF balance, net of $146,853 in CMEA self-certification collections, and net of $307,153 in other collections.</P>
        <P>Required registration fee collections for FY 2014 are $377,199,798. This figure includes the budget of $371,831,295, net of $10 million in recoveries, plus $15 million for transfer to Treasury, plus $800,291 for increase in OCF balance, net of $124,635 in CMEA self-certification collections, and net of $307,153 in other collections.</P>
        <GPOTABLE CDEF="s150,12,12,12,15" COLS="5" OPTS="L2,i1">
          <TTITLE>Table 3—Needed Fee Collections FY 2012-2014</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">FY 2012</CHED>
            <CHED H="1">FY 2013</CHED>
            <CHED H="1">FY 2014</CHED>
            <CHED H="1">3-yr total</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Budget</ENT>
            <ENT>$321,990,000</ENT>
            <ENT>$356,582,322</ENT>
            <ENT>$371,831,295</ENT>
            <ENT>$1,050,403,617</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Recoveries</ENT>
            <ENT>
              <E T="03">(10,000,000)</E>
            </ENT>
            <ENT>
              <E T="03">(10,000,000)</E>
            </ENT>
            <ENT>
              <E T="03">(10,000,000)</E>
            </ENT>
            <ENT>
              <E T="03">(30,000,000)</E>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">Net Budget</ENT>
            <ENT>311,990,000</ENT>
            <ENT>346,582,322</ENT>
            <ENT>361,831,295</ENT>
            <ENT>1,020,403,617</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Payment to Treasury</ENT>
            <ENT>15,000,000</ENT>
            <ENT>15,000,000</ENT>
            <ENT>15,000,000</ENT>
            <ENT>45,000,000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Increase in OCF balance</ENT>
            <ENT>6,452,395</ENT>
            <ENT>1,067,428</ENT>
            <ENT>800,291</ENT>
            <ENT>8,320,115</ENT>
          </ROW>
          <ROW>
            <ENT I="01">CMEA Self-cert collections</ENT>
            <ENT>(173,040)</ENT>
            <ENT>(146,853)</ENT>
            <ENT>(124,635)</ENT>
            <ENT>(444,528)</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Other collections</ENT>
            <ENT>
              <E T="03">(307,153)</E>
            </ENT>
            <ENT>
              <E T="03">(307,153)</E>
            </ENT>
            <ENT>
              <E T="03">(307,153)</E>
            </ENT>
            <ENT>
              <E T="03">(921,458)</E>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">Required collections from Registration Fees</ENT>
            <ENT>332,962,203</ENT>
            <ENT>362,195,745</ENT>
            <ENT>377,199,798</ENT>
            <ENT>1,072,357,746</ENT>
          </ROW>
          <TNOTE>Numbers are rounded.</TNOTE>
        </GPOTABLE>
        <P>In total, DEA needs to collect $1,072,357,746 in registration fees over the three year period, FY 2012-FY 2014 to fully fund the DCP.</P>

        <P>As in the past, DEA proposes to set the fee for each registrant category for a three-year period (FY 2012-2014). The vast majority of registrants are practitioners who pay a three-year registration fee. These registrants are divided into three separate groups who pay their three-year registration fees on alternate year cycles. Because registration cycles may differ from year to year, the total amount collected through fees in a given year may not exactly match the projected amount.<PRTPAGE P="39329"/>
        </P>
        <HD SOURCE="HD2">DEA Efforts To Control DCP Costs</HD>
        <P>DEA continually reviews the DCP and its methods of operation to ensure that it is fiscally responsible. The DCP works diligently to provide the registrants with cost effective and state-of-the-art means for conducting their businesses related to manufacturing, distributing, dispensing, importing, and exporting controlled substances and listed chemicals. Some examples of this include online registration, the Controlled Substance Ordering System (CSOS) for electronic controlled substance ordering between registrants, and electronic reporting of thefts and significant losses of controlled substances.</P>
        <P>DEA takes seriously its responsibilities to manage the DCP in an efficient and effective manner, particularly in light of the current economy. The Office of Diversion Control acknowledges the important role that the Validation Unit provides in the appropriate expenditure of the DCFA. DEA cannot foresee Congressionally-mandated changes to the DCP or diversion trends, but it is committed to managing in a fiscally responsible manner. The Office of Diversion Control is committed to reviewing the registration process to ensure efficiency and accountability as well as reviewing current regulations related to fee exempt registrants. In addition, to ensure careful decision-making at all levels of the DCP, the Office of Diversion Control is considering several measures to ensure accountability for the effective utilization of resources.</P>
        <HD SOURCE="HD2">Proposed Methodology for New Fee Calculation</HD>
        <P>In developing this proposed rule, DEA examined alternative methodologies to calculate the registration and registration fees. DEA analyzed alternative methodology approaches keeping in mind its statutory obligations under the CSA. First, pursuant to statute, DEA is authorized to charge reasonable fees relating to the registration and control of the manufacture, distribution, dispensing, importation, and exportation of controlled substances and listed chemicals. 21 U.S.C. 821 and 958(f). Second, DEA must set fees at a level that ensures the recovery of the full costs of operating the various aspects of its diversion control program (DCP). 21 U.S.C. 886a. Accordingly, in examining each alternative methodology DEA considered whether the fee calculation (1) was reasonable and (2) could fully fund the costs of operating the various aspects of the DCP.</P>
        <P>Moreover, the CSA establishes a specific regulatory requirement that DEA charge fees to fully fund the DCP, but that the fees collected by DEA are to be expended through the budget process only. Specifically, each year DEA is required by statute to transfer the first $15 million of fee revenues into the general fund of the Treasury and the remainder of the fee revenues is deposited into a separate fund of the Treasury called the Diversion Control Fee Account (DCFA). 21 U.S.C. 886a(1). On at least a quarterly basis, the Secretary of the Treasury is required to refund DEA an amount from the DCFA “in accordance with estimates made in the budget request of the Attorney General for those fiscal years” for the operation of the DCP. 21 U.S.C. 886a(1)(B) and (D). For that reason, DEA is only considering alternative methodologies to calculate the registration and reregistration fees, not alternative approaches to expend fees collected because those decisions are governed by the CSA and the budget process.</P>
        <P>In developing this rule, DEA considered four methodologies to calculate registration and reregistration fees: Past-Based Option, Future-Based Option, Flat Fee Option, and Weighted-Ratio Option. Although the increase in the fees may be passed down to the registrants' customers, the alternatives are analyzed on the worst-case scenario where the increase in the fee is absorbed fully by the registrants.</P>
        <P>For each of the alternatives considered, the calculated fees are analyzed for reasonableness by examining: (1) The absolute amount of the fee increase, (2) the change in fee as a percentage of revenue from 2007 to 2012, and (3) the relative fee increase across registrant groups. Additionally, each calculation methodology is re-evaluated for its overall strengths and weaknesses.</P>
        <HD SOURCE="HD2">Past-Based Option</HD>

        <P>Option 1 is called the Past-Based Option, and is based on historic investigation work hour data to set the apportionment of cost to each registrant category. In considering Option 1, DEA used historic investigation work hour data from the Fiscal Year 2007-2009. DEA's records permit an accurate apportionment of work hours for certain types of diversion control activities (<E T="03">e.g.,</E>investigations) among classes of registrants. DEA estimates that approximately three to five percent of costs can be directly linked to pre-registration and scheduled investigations. Although some criminal investigations can be attributed to registrant groups, DEA did not include the cost of criminal investigations for the fee calculation under the Past-Based Option. While DEA develops annual work plans for the number of scheduled investigations by registrant type, DEA does not develop such plans for criminal investigations. Therefore, the cost of criminal investigations is allocated equally across all registrant groups, regardless of business activity. The remaining costs associated with DCP activities and components benefit all registrants (<E T="03">e.g.,</E>policy, registration, and legal activities); however, DEA records cannot attribute these costs by registrant class. Under Option 1, pre-registration and scheduled investigation costs are assigned to registrant classes and all other costs are recovered on an equal, per-registrant basis.</P>
        <P>DEA calculated the annual registrant fee for key registrant groups under Option 1 and compared this fee to the current fee. Although distributors and importers/exporters are in the same fee class in the current fee structure (Weighted-Ratio Option), in this analysis, distributors are separated from importers and exporters based on the available historic work hour data and reported work hours by type of registrant.</P>
        <P>In the past-based option, the calculated fees increase by a factor of 1.16, 3.19, 1.10, and 1.32 for manufacturers, distributors, importers/exporters, and practitioners, respectively.</P>
        <P>The proposed fees as a percentage of revenue is very low as indicated in Table 4 below, 0.000 to 0.019 percent, 0.005 to 0.134 percent, 0.000 to 0.005 percent, and 0.125 to 0.257 percent for manufacturers, distributors, pharmacies, and practitioners, respectively. The impact of the incremental increase in the fee from current fees as a percentage of revenue is even lower.</P>

        <P>Finally, the largest increase, by a factor of 3.19, is incurred by distributors, largely as a consequence of their separation from exporters and importers, while the increases for other groups range from a factor of 1.10 to 1.32.<PRTPAGE P="39330"/>
        </P>
        <GPOTABLE CDEF="s50,10,10,10,10,xls60,xls60" COLS="7" OPTS="L2,i1">
          <TTITLE>Table 4—Annual Registrant Fees Under Past-Based Option</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">Current fee<LI>(annual)</LI>
            </CHED>
            <CHED H="1">Past-based fee<LI>(annual)</LI>
            </CHED>
            <CHED H="1">Increase from current fee</CHED>
            <CHED H="1">Ratio: past-based fee to current fee</CHED>
            <CHED H="1">Percent of<LI>annual revenue current fee **</LI>
            </CHED>
            <CHED H="1">Percent of<LI>annual revenue past based fee ***</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Manufacturers</ENT>
            <ENT>$2,293</ENT>
            <ENT>$2,668</ENT>
            <ENT>$375</ENT>
            <ENT>1.16</ENT>
            <ENT>0.000%-0.017%</ENT>
            <ENT>0.000%-0.019%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Distributors</ENT>
            <ENT>1,147</ENT>
            <ENT>3,361</ENT>
            <ENT>2,214</ENT>
            <ENT>2.93</ENT>
            <ENT>0.002%-0.042%</ENT>
            <ENT>0.005%-0.123%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Importers/exporter</ENT>
            <ENT>1,147</ENT>
            <ENT>1,258</ENT>
            <ENT>111</ENT>
            <ENT>1.10</ENT>
            <ENT>*</ENT>
            <ENT>*</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Pharmacies</ENT>
            <ENT>184</ENT>
            <ENT>243</ENT>
            <ENT>59</ENT>
            <ENT>1.32</ENT>
            <ENT>0.000%-0.004%</ENT>
            <ENT>0.000%-0.005%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Practitioners</ENT>
            <ENT>184</ENT>
            <ENT>243</ENT>
            <ENT>59</ENT>
            <ENT>1.32</ENT>
            <ENT>0.119%-0.237%</ENT>
            <ENT>0.125%-0.257%</ENT>
          </ROW>
          <TNOTE>Source: 2007 Economic Census; Bureau of Labor Statistics.</TNOTE>
          <TNOTE>* No NAICS code for Importer/Exporter of controlled substances and/or List I chemicals.</TNOTE>
          <TNOTE>** Current Fee divided by average revenue/income in 2007, first full year of the current fee.</TNOTE>
          <TNOTE>*** Past-Based Fee divided by average revenue in 2007 for manufacturers, distributors and pharmacies. Past-Based Fee divided by projected average income in 2012 for practitioners. Only 2002 and 2007 data are available for manufacturers, distributors, and pharmacies, while practitioner income projection is based on five years of income data, 2004-2009.</TNOTE>
        </GPOTABLE>
        <P>While Option 1 is based on accurate historical data, it does not allow for future needs, demands and shifting responsibilities of the DCP, such as Agency priorities, new legislation, control of substances, new investigative requirements, and other program needs.</P>
        <HD SOURCE="HD3">Conclusion</HD>
        <P>DEA does not propose the past-based option for two key reasons. First, the fee increase is disproportionately burdensome to a small number of registrants. Distributors' fees would increase by over three fold, while the fees for the remaining registrant groups would increase from 10 percent to 32 percent. DEA deemed this option unreasonable. Second, the past-based option is backward looking and implicitly assumes that the future will be similar to the past. DEA cannot assume that future workload will reflect past DEA work hour data. For example, DEA plans to conduct more scheduled investigations in accordance with the new scheduled investigation work plan. As a result, DEA has concluded that past data is not the best basis for the calculation of proposed fees.</P>
        <HD SOURCE="HD2">Future-Based Option</HD>
        <P>Option 2 is called the Future-Based Option, and is based on projected work hours for each registrant class using scheduled investigation work plan goals and anticipated/planned resources. In considering Option 2, DEA based its calculations on projected work hour data by registrant group for FY 2012-2014. The future-based option is based on DEA's projection of work plan goals and the resources required for these years—specifically, examining the direct cost of anticipated scheduled investigations.<SU>73</SU>
          <FTREF/>Based on the data used to develop the projections, the future-based option divides registrants into six classes and examines the projected work hour data within these categories. In contrast to Option 1 above, which is calculated using actual data, Option 2 is calculated using projected data relative to work plan goals and resources. This type of calculation results in a more finely tuned analysis of anticipated work hours. DEA calculated the projected annual fees under Option 2 and compared these fees to the current fees. Table 5 presents these results:</P>
        <FTNT>
          <P>
            <SU>73</SU>Many criminal investigations are attributable to the type of registrant(s) being investigated. However, because DEA cannot anticipate the volume of criminal cases initiated, either historically or in future years, these costs were not attributed directly to the registrant types affected. Rather, criminal investigative costs are spread across all registrants equally in both Option 1 and Option 2.</P>
        </FTNT>
        <GPOTABLE CDEF="s50,10,10,10,10,xls60,xls60" COLS="7" OPTS="L2,i1">
          <TTITLE>Table 5—Annual Registrant Fees Under Future-Based Option</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">Current fee<LI>(annual)</LI>
            </CHED>
            <CHED H="1">Future-based fee<LI>(annual)</LI>
            </CHED>
            <CHED H="1">Amount of increase from current fee</CHED>
            <CHED H="1">Ratio:<LI>future-</LI>
              <LI>based fee to current fee</LI>
            </CHED>
            <CHED H="1">Percent of<LI>Annual revenue current fee **</LI>
            </CHED>
            <CHED H="1">Percent of<LI>Annual revenue future-based fee ***</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Manufacturers 1: controlled substance manufacturers</ENT>
            <ENT>$2.293</ENT>
            <ENT>$17,595</ENT>
            <ENT>$15,302</ENT>
            <ENT>$7.67</ENT>
            <ENT>0.000%-0.017%</ENT>
            <ENT>0.001%-0.128%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Manufacturers 2: List I chemical manufacturers</ENT>
            <ENT>2,293</ENT>
            <ENT>8,124</ENT>
            <ENT>5,831</ENT>
            <ENT>3.54</ENT>
            <ENT>0.000%-0.017%</ENT>
            <ENT>0.001%-0.059%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Distributors 1: controlled substance distributors and List I chemical distributors</ENT>
            <ENT>1,147</ENT>
            <ENT>6,546</ENT>
            <ENT>5,399</ENT>
            <ENT>5.71</ENT>
            <ENT>0.002-0.042%</ENT>
            <ENT>0.009%-0.239%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Distributors 2: exporters and importers of controlled substances</ENT>
            <ENT>1,147</ENT>
            <ENT>4,968</ENT>
            <ENT>3,821</ENT>
            <ENT>4.33</ENT>
            <ENT>*</ENT>
            <ENT>*</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Distributors 3: List I chemical exporters and importers</ENT>
            <ENT>1,147</ENT>
            <ENT>4,021</ENT>
            <ENT>2,874</ENT>
            <ENT>3.51</ENT>
            <ENT>*</ENT>
            <ENT>*</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Pharmacies</ENT>
            <ENT>184</ENT>
            <ENT>232</ENT>
            <ENT>48</ENT>
            <ENT>1.26</ENT>
            <ENT>0.000%-0.004%</ENT>
            <ENT>0.000%-0.005%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Practitioners</ENT>
            <ENT>184</ENT>
            <ENT>232</ENT>
            <ENT>48</ENT>
            <ENT>1.26</ENT>
            <ENT>0.119%-0.237%</ENT>
            <ENT>0.119%-0.245%</ENT>
          </ROW>
          <TNOTE>Source: 2007 Economic Census; Bureau of Labor Statistics.</TNOTE>
          <TNOTE>* No NAICS code for Importer/Exporter of controlled substances and/or List I chemicals.</TNOTE>
          <TNOTE>** Current Fee divided by average revenue/income in 2007, first full year of the current fee.</TNOTE>
          <TNOTE>*** Future-Based Fee divided by average revenue in 2007 for manufacturers, distributors and pharmacies. Future-Based Fee divided by projected average income in 2012 for practitioners. Only 2002 and 2007 data is available for manufacturers, distributors, and pharmacies, while practitioner income projection is based on five years of income data, 2004-2009.</TNOTE>
        </GPOTABLE>

        <P>In the future-based option, as shown in the table above, the fee increase ranges from a factor of 1.26 for practitioners to 7.67 for manufacturers of controlled substances.<PRTPAGE P="39331"/>
        </P>
        <P>The proposed fees as a percentage of revenue is very low as indicated in Table 5: 0.001 to 0.128 percent for controlled substances manufacturers, 0.001 to 0.059 percent for manufacturers of List I chemical manufacturers, 0.009 to 0.239 percent for distributors, 0.000 to 0.005 percent for pharmacies, and 0.119 to 0.245 percent for practitioners. The impact of the incremental increase in the fee from current fees as a percentage of revenue is even lower. As expected, registrant groups with a larger fee increase under this option would experience a larger increase as a percentage of revenue.</P>
        <P>Under this option, the increases in fees vary greatly across registrant groups. For example, controlled substances manufacturers incur the largest proportional increase by a factor of 7.67 or $15,302 annually, while practitioner fees increase by a factor of 1.26 or $48 annually.</P>
        <P>Option 2 is calculated using projected data relative to work plan goals and resources. This results in a more finely tuned analysis of anticipated work hours. The disadvantage of Option 2 is that, because the calculation is based on projected work hour data, it may not be able to adapt to the shifting priorities and demands of DCP operations. Additionally, a change in work plan can cause actual cost to be much different for some registrant groups, causing a contradiction between the rationales used to calculate the fees and actual operations.</P>
        <HD SOURCE="HD3">Conclusion</HD>
        <P>In reviewing Option 2, DEA concluded that for most registrant categories, the large proportional increase in fees would not pass the “reasonable fee” standard required by statute and could represent a significant burden on some registrants. Additionally, DEA believes that the vast disparity in the increase, where fees for manufacturers increase by more than seven fold, while fees for registrants increase by 26 percent, is unreasonable. Although there is concern regarding a potential difference between the scheduled investigation work plan and actual operations, DEA recognizes that no plan is perfect and operations may be adjusted as the environment changes. This potential exists for all four options. Therefore, the potential change in work plan did not weigh into the DEA's decision to not select Option 2. DEA's decision to not select Option 2 is based on the unreasonable increase in fees for some registrants and the severe disparity in increase among the registrant groups.</P>
        <HD SOURCE="HD2">Flat Fee Option</HD>

        <P>Option 3 is called the Flat Fee Option. The flat fee option would provide equal fees across all registrant groups regardless of the proportion of DCP costs and resources the registrant group may require (<E T="03">e.g.,</E>investigation resources). The fee calculation is straightforward: the total amount needed to be collected over the three year period is divided by the total number of registration fee transactions over the three year period, adjusting for registrants on the three year registration cycle (so that the fees for a three year period are three times the annual fee).</P>
        <P>DEA calculated the annual registrant fee for key registrant groups under Option 3 and compared this fee to the current fee:</P>
        <GPOTABLE CDEF="s50,10,10,10,10,xls60,xls60" COLS="7" OPTS="L2,i1">
          <TTITLE>Table 6—Annual Registrant Fees Under Flat-Fee Option</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">Current fee<LI>(annual)</LI>
            </CHED>
            <CHED H="1">Flat fee<LI>(annual)</LI>
            </CHED>
            <CHED H="1">Amount of increase from current fee</CHED>
            <CHED H="1">Ratio: flat fee to<LI>current fee</LI>
            </CHED>
            <CHED H="1">Percent of<LI>annual revenue current fee*</LI>
            </CHED>
            <CHED H="1">Percent of<LI>annual revenue flat fee**</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Manufacturers</ENT>
            <ENT>$2,293</ENT>
            <ENT>$247</ENT>
            <ENT>$(2,046)</ENT>
            <ENT>0.11</ENT>
            <ENT>0.000%-0.017%</ENT>
            <ENT>0.000%-0.002%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Distributors</ENT>
            <ENT>1,147</ENT>
            <ENT>247</ENT>
            <ENT>(900)</ENT>
            <ENT>0.22</ENT>
            <ENT>0.002%-0.042%</ENT>
            <ENT>0.000%-0.009%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Practitioners</ENT>
            <ENT>184</ENT>
            <ENT>247</ENT>
            <ENT>63</ENT>
            <ENT>1.34</ENT>
            <ENT>0.119%-0.237%</ENT>
            <ENT>0.127%-0.261%</ENT>
          </ROW>
          <TNOTE>Source: 2007 Economic Census; Bureau of Labor Statistics.</TNOTE>
          <TNOTE>* Current Fee divided by average revenue/income in 2007, first full year of the current fee.</TNOTE>
          <TNOTE>** Flat Fee divided by average revenue in 2007 for manufacturers, distributors and pharmacies. Flat Fee divided by projected average income in 2012 for practitioners. Only 2002 and 2007 data is available for manufacturers, distributors, and pharmacies, while practitioner income projection is based on five years of income data, 2004-2009.</TNOTE>
        </GPOTABLE>
        <P>In the flat-fee option, the registration fees for manufacturers and distributors are reduced significantly, from $2,293 for manufacturers and $1,147 for distributors to $247 for both. This reduction represents an 89 percent and 78 percent reduction for manufacturers and distributors respectively. The registration fee for practitioners increases by 34 percent to $247 on an annual basis.</P>
        <P>The proposed fees as a percentage of revenue is very low as indicated in Table 6 above: 0.000 to 0.002 percent for manufacturers, 0.000 to 0.009 percent for distributors, and 0.127 to 0.261 percent for practitioners. The impact of the incremental increase in the fee from current fees as a percentage of revenue is even lower. Registrant groups with a decrease in fee under this option would experience a decrease as a percentage of revenue.</P>
        <P>As with the other options, the calculation considered in Option 3 results in a dramatic fee disparity among registrant groups. The fees for manufacturers and distributors decrease, while the fees for practitioners increase.</P>
        <P>The flat fee option has positive and negative aspects. The fee that DEA is required to charge registrants is based on a statutory requirement—it is not a user fee. A user fee calculation would require a calculation of the direct and indirect costs associated with each of the registrant groups and set fees to recover the costs associated with each of these groups. Since the registration fee is not a user fee, DEA is not required to calculate fees according to its costs by registrant groups. General historical costs of scheduled investigations support different fees among the categories. However, setting the same fees for all registrants, from multi-national corporations to mid-level practitioners is unreasonable.</P>
        <HD SOURCE="HD3">Conclusion</HD>

        <P>After consideration of the flat fee option, DEA did not select this option to calculate the proposed new fees. The fee disparity among registrant groups caused by this calculation alternative is too great. Under this option, the calculation would result in reduced fees for manufacturers and distributors by 89 percent and 78 percent respectively, while practitioner fees would increase by 34 percent. Setting the fees at the same level across all registrant groups is not “reasonable.” DEA registrants include some of the largest corporations<PRTPAGE P="39332"/>in the world although the vast majority of registrants are practitioners, such as physicians and nurses. To satisfy the “reasonable” standard, registration fees should be different among the categories to account for cost and economic differences among the registrant categories. Option 3 did not satisfy this requirement.</P>
        <HD SOURCE="HD2">Weighted-Ratio Option (Selected Methodology)</HD>
        <P>Option 4 is called the Weighted-Ratio Option. In this option, fees are assigned to different registrant categories based on DEA's general historical cost data. This option distinguishes among the categories to establish a “reasonable” fee for each category. The different fees are expressed in ratios: 1 for researchers, canine handlers, analytical labs, and narcotics treatment programs; 3 for registrants on three year registration cycles, pharmacies, hospitals/clinics, practitioners, teaching institutions, and mid-level practitioners; 6.25 for distributors and importers/exporters; and 12.5 for manufacturers. The adopted ratios are applied for administrative convenience since historically costs vary and a fee must be set in advance. To determine the fee, a weighted ratio is assigned based on registrant group, and the amount needed to be collected over the FY 2012-FY 2014 period is divided by the weighted number of estimated registrations to determine the fees.</P>
        <GPOTABLE CDEF="s100,12,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE>Table 7—Annual Registrant Fees Under Weighted-Ratio Option</TTITLE>
          <TDESC>[Registrants on three year registration cycle]</TDESC>
          <BOXHD>
            <CHED H="1">Registrant class/business</CHED>
            <CHED H="1">Current three year fee*</CHED>
            <CHED H="1">Proposed three year fee*</CHED>
            <CHED H="1">Difference per year</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Pharmacy</ENT>
            <ENT>$551</ENT>
            <ENT>$732</ENT>
            <ENT>$60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Hospital/Clinic</ENT>
            <ENT>551</ENT>
            <ENT>732</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Practitioner</ENT>
            <ENT>551</ENT>
            <ENT>732</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Teaching Institution</ENT>
            <ENT>551</ENT>
            <ENT>732</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Mid-Level Practitioner</ENT>
            <ENT>551</ENT>
            <ENT>732</ENT>
            <ENT>60</ENT>
          </ROW>
          <TNOTE>* Pharmacies, hospitals/clinics, practitioners, teaching institutions, and mid-level practitioners currently pay a fee for a three-year period. This current three-year fee is $551. The proposed new fee for the three year registration period would be $732. The three year difference is $181 or an annual difference of $60.</TNOTE>
        </GPOTABLE>
        <GPOTABLE CDEF="s100,12,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE/>
          <TDESC>[Registrants on annual registration cycle]</TDESC>
          <BOXHD>
            <CHED H="1">Registrant class/business</CHED>
            <CHED H="1">Current annual fee</CHED>
            <CHED H="1">Proposed<LI>annual fee</LI>
            </CHED>
            <CHED H="1">Difference</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Researcher/Canine Handler</ENT>
            <ENT>$184</ENT>
            <ENT>$244</ENT>
            <ENT>$60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Analytical Lab</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Maintenance</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Detoxification</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Maintenance and Detoxification</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Compounder/Maintenance</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Compounder/Detoxification</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Compounder/Maintenance/Detoxification</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Distributor (chemical and controlled substances)</ENT>
            <ENT>1,147</ENT>
            <ENT>1,526</ENT>
            <ENT>379</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Reverse distributor</ENT>
            <ENT>1,147</ENT>
            <ENT>1,526</ENT>
            <ENT>379</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Importer (chemical and controlled substances)</ENT>
            <ENT>1,147</ENT>
            <ENT>1,526</ENT>
            <ENT>379</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Exporter (chemical and controlled substances)</ENT>
            <ENT>1,147</ENT>
            <ENT>1,526</ENT>
            <ENT>379</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Manufacturer (chemical and controlled substances)</ENT>
            <ENT>2,293</ENT>
            <ENT>3,052</ENT>
            <ENT>759</ENT>
          </ROW>
        </GPOTABLE>
        <P>In the weighted-ratio option, the registration fees for all registrant groups increase by 33 percent from current fees, although the absolute dollar amount may differ. The proposed new registration fees range from $244 annually (or annual equivalent) to $3,052. Registration fees are collected by location and by registered business activity. Most small registrants are expected to pay a single registration fee of $244 ($60 annual increase), $1,526 ($379 annual increase) or $3,052 ($759 annual increase). Registration fees for all registrant groups increase by 33 percent and as a result, there is no disparity in the fee increase among registrant groups.</P>
        <P>The weighted-ratio methodology, much like the flat fee, is straightforward and easy to understand, but unlike the flat fee, this method applies historic weighted ratios to differentiate fees among registrant groups. Additionally, the fees calculated using this methodology are similar to fees calculated in the past-based option, which allocates historical pre-registration and scheduled investigations costs to registrant groups. Finally, this method does not create a disproportionate fee increase in any registrant group.</P>
        <HD SOURCE="HD3">Conclusion</HD>

        <P>DEA selected Option 4 to calculate the proposed new fee structure. This approach has been used since Congress established registrant fees and continues to be a reasonable reflection of differing costs. The registration fees under the weighted-ratio option result in differentiated fees among registrant groups, where registrants with larger revenues and costs pay higher fees than registrants with lower revenues and costs. Furthermore, the weighted-ratio does not create a disparity in the relative increase in fees from the current to the proposed fees. The weighted ratios used by DEA to calculate the proposed fee have proven effective and reasonable over time. Additionally, the selected calculation methodology accurately reflects the differences in activity level, notably in inspections, scheduled investigations and other control and monitoring, by registrant category; for example, these costs are greatest for manufacturers. DEA selected this option because it is the only option that resulted in “reasonable” fees for all registrant groups.<PRTPAGE P="39333"/>
        </P>
        <HD SOURCE="HD2">Proposed New Fees</HD>
        <P>Based on thorough analysis of the identified fee calculation options—including the anticipated economic impact on registrants—DEA has determined that the current weighted-ratio option represents the most reasonable approach to calculate registrant fees sufficient to fully fund the DCP.</P>
        <P>The proposed fee schedule would replace the current fee schedule for controlled substance and chemical registrants in order to recover the full costs of the DCP so that it may continue to meet the programmatic responsibilities set forth by statute, Congress, and the President. As discussed, without an adjustment to fees, the DCP will be unable to continue current operations, necessitating dramatic program reductions, and possibly weakening the closed system of distribution. Accordingly, DEA proposes the following new fees for the FY 2012-2014 period.</P>
        <GPOTABLE CDEF="s100,12,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE>Table 8—Proposed Registration and Reregistration Fees by Class/Business</TTITLE>
          <TDESC>[Registrants on three year registration cycle]</TDESC>
          <BOXHD>
            <CHED H="1">Registrant class/business</CHED>
            <CHED H="1">Current three year fee*</CHED>
            <CHED H="1">Proposed three year fee*</CHED>
            <CHED H="1">Difference per year</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Pharmacy</ENT>
            <ENT>$551</ENT>
            <ENT>$732</ENT>
            <ENT>$60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Hospital/Clinic</ENT>
            <ENT>551</ENT>
            <ENT>732</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Practitioner</ENT>
            <ENT>551</ENT>
            <ENT>732</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Teaching Institution</ENT>
            <ENT>551</ENT>
            <ENT>732</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Mid-Level Practitioner</ENT>
            <ENT>551</ENT>
            <ENT>732</ENT>
            <ENT>60</ENT>
          </ROW>
          <TNOTE>* Pharmacies, hospitals/clinics, practitioners, teaching institutions, and mid-level practitioners currently pay a fee for a three-year period. This current three-year fee is $551. The proposed new fee for the three year registration period would be $732. The three year difference is $181 or an annual difference of $60.</TNOTE>
        </GPOTABLE>
        <GPOTABLE CDEF="s100,12,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE/>
          <TDESC>[Registrants on annual registration cycle]</TDESC>
          <BOXHD>
            <CHED H="1">Registrant class/business</CHED>
            <CHED H="1">Current annual fee</CHED>
            <CHED H="1">Proposed<LI>annual fee</LI>
            </CHED>
            <CHED H="1">Annual<LI>difference</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Researcher/Canine Handler</ENT>
            <ENT>$184</ENT>
            <ENT>$244</ENT>
            <ENT>$60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Analytical Lab</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Maintenance</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Detoxification</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Maintenance and Detoxification</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Compounder/Maintenance</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Compounder/Detoxification</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Compounder/Maintenance/Detoxification</ENT>
            <ENT>184</ENT>
            <ENT>244</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Distributor (chemical and controlled substances)</ENT>
            <ENT>1,147</ENT>
            <ENT>1,526</ENT>
            <ENT>379</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Reverse distributor</ENT>
            <ENT>1,147</ENT>
            <ENT>1,526</ENT>
            <ENT>379</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Importer (chemical and controlled substances)</ENT>
            <ENT>1,147</ENT>
            <ENT>1,526</ENT>
            <ENT>379</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Exporter (chemical and controlled substances)</ENT>
            <ENT>1,147</ENT>
            <ENT>1,526</ENT>
            <ENT>379</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Manufacturer (chemical and controlled substances)</ENT>
            <ENT>2,293</ENT>
            <ENT>3,052</ENT>
            <ENT>759</ENT>
          </ROW>
        </GPOTABLE>
        <GPOTABLE CDEF="s100,12,12,12,12" COLS="5" OPTS="L2,i1">
          <TTITLE>Table 9—Overview of Proposed Diversion Control Fee Account (DCFA)</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">FY2011</CHED>
            <CHED H="1">FY2012</CHED>
            <CHED H="1">FY2013</CHED>
            <CHED H="1">FY2014</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Congressional Budget</ENT>
            <ENT>290,304,000</ENT>
            <ENT>321,990,000</ENT>
            <ENT>356,582,322</ENT>
            <ENT>371,831,295</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Operational Continuity Fund (OCF) Brought Forward From Prior Year</ENT>
            <ENT>68,089,927</ENT>
            <ENT>33,508,367</ENT>
            <ENT>63,225,476</ENT>
            <ENT>50,588,959</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Collections: Registration Fees*</ENT>
            <ENT>257,254,274</ENT>
            <ENT>356,226,916</ENT>
            <ENT>348,491,800</ENT>
            <ENT>366,937,230</ENT>
          </ROW>
          <ROW>
            <ENT I="22">Collections:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">CMEA</ENT>
            <ENT>203,889</ENT>
            <ENT>173,040</ENT>
            <ENT>146,853</ENT>
            <ENT>124,635</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="03">Treasury</ENT>
            <ENT>
              <E T="03">(15,000,000)</E>
            </ENT>
            <ENT>
              <E T="03">(15,000,000)</E>
            </ENT>
            <ENT>
              <E T="03">(15,000,000)</E>
            </ENT>
            <ENT>
              <E T="03">(15,000,000)</E>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="03">Net Collections</ENT>
            <ENT>242,458,163</ENT>
            <ENT>341,399,956</ENT>
            <ENT>333,638,653</ENT>
            <ENT>352,061,865</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Recoveries from Deobligations</ENT>
            <ENT>12,957,124</ENT>
            <ENT>10,000,000</ENT>
            <ENT>10,000,000</ENT>
            <ENT>10,000,000</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Other Collections</ENT>
            <ENT>
              <E T="03">307,153</E>
            </ENT>
            <ENT>
              <E T="03">307,153</E>
            </ENT>
            <ENT>
              <E T="03">307,153</E>
            </ENT>
            <ENT>
              <E T="03">307,153</E>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">Subtotal Availability</ENT>
            <ENT>323,812,367</ENT>
            <ENT>385,215,476</ENT>
            <ENT>407,171,281</ENT>
            <ENT>412,957,977</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Obligations **</ENT>
            <ENT>290,304,000</ENT>
            <ENT>321,990,000</ENT>
            <ENT>356,582,322</ENT>
            <ENT>371,831,295</ENT>
          </ROW>
          <ROW RUL="n,d">
            <ENT I="01">End of Year OCF Balance</ENT>
            <ENT>33,508,367</ENT>
            <ENT>63,225,476</ENT>
            <ENT>50,588,959</ENT>
            <ENT>41,126,682</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Target OCF ($15M + 7% of Budget)</ENT>
            <ENT>
              <E T="03">37,539,300</E>
            </ENT>
            <ENT>
              <E T="03">39,960,763</E>
            </ENT>
            <ENT>
              <E T="03">41,028,191</E>
            </ENT>
            <ENT>
              <E T="03">41,828,482</E>
            </ENT>
          </ROW>
          <TNOTE>Numbers are rounded.</TNOTE>
          <TNOTE>*<E T="04">Note:</E>Total FY 2012-2014 collections from registration fees is $1,071,655,946. This amount is different from the total required collections of $1,072,357,746 described in Table 3: Needed Fee Collections FY 2012-2014. Initially, the required collection of $1,072,357,746 resulted in a calculated base (ratio: 1) annual fee of $244.16. The weighted ratios were applied and rounded to the whole dollar to determine the proposed fees. Due to rounding of the fees to the whole dollar, the proposed fees generate $1,071,655,946 rather than $1,072,357,746.</TNOTE>
          <TNOTE>** For purposes of the proposed fee calculation, the Congressional Budget and Obligations are treated as the same.</TNOTE>
        </GPOTABLE>
        <PRTPAGE P="39334"/>
        <HD SOURCE="HD2">Summary of Impact of Proposed New Fee Relative to Current Fee</HD>
        <HD SOURCE="HD3">Affected Entities</HD>
        <P>As of December 2010 there were a total of 1,378,609 controlled substances and chemical registrants (1,377,466 controlled substances registrants and 1,143 chemical registrants), as shown in Table 10.</P>
        <GPOTABLE CDEF="s100,10,10" COLS="3" OPTS="L2,i1">
          <TTITLE>Table 10—Number of Registrants by Business Activity</TTITLE>
          <BOXHD>
            <CHED H="1">Registrant class/business</CHED>
            <CHED H="1">Controlled substances</CHED>
            <CHED H="1">Chemicals</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Pharmacy</ENT>
            <ENT>66,766</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Hospital/Clinic</ENT>
            <ENT>15,774</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Practitioner</ENT>
            <ENT>1,097,454</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Teaching Institution</ENT>
            <ENT>351</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Mid-Level Practitioner</ENT>
            <ENT>183,538</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Researcher/Canine Handler</ENT>
            <ENT>8,997</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Analytical Lab</ENT>
            <ENT>1,496</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Narcotic Treatment Program</ENT>
            <ENT>1,272</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Distributor</ENT>
            <ENT>795</ENT>
            <ENT>584</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Reverse Distributor</ENT>
            <ENT>56</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Importer</ENT>
            <ENT>203</ENT>
            <ENT>180</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Exporter</ENT>
            <ENT>236</ENT>
            <ENT>166</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Manufacturer</ENT>
            <ENT>528</ENT>
            <ENT>213</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="03">Total</ENT>
            <ENT>1,377,466</ENT>
            <ENT>1,143</ENT>
          </ROW>
          <ROW>
            <ENT I="05">Total (all registrants)</ENT>
            <ENT A="01">1,378,609</ENT>
          </ROW>
          <TNOTE>* Data as of December 2010.</TNOTE>
        </GPOTABLE>
        <P>Not all registrants listed in Table 10 are subject to the fees. Publicly owned institutions, law enforcement agencies, Indian Health Services, the Department of Veterans Affairs, Federal Bureau of Prisons, and military personnel are exempt from fees.</P>

        <P>The number of registrations exceeds the number of individual registrants because some registrants are required to hold more than one registration. The CSA requires a separate registration for each location where controlled substances are handled and a separate registration for each business activity; that is, a registration for activities related to the handling of controlled substances and a registration for activities related to the handling of List I chemicals. Some registrants may conduct multiple activities under a single registration (<E T="03">e.g.,</E>manufacturers may distribute substances they have manufactured without being registered as a distributor), but firms may hold multiple registrations for a single location. Individual practitioners who prescribe, but do not store controlled substances, may use a single registration at multiple locations within a state, but need separate registrations for each state in which they practice and are authorized to dispense controlled substances. Firms with multiple locations must have separate registrations for each location.</P>
        <HD SOURCE="HD3">Characteristics of Entities</HD>
        <P>This proposed rule affects those manufacturers, distributors, dispensers, importers, and exporters of controlled substances and List I chemicals that are required to obtain and pay a registration fee with DEA pursuant to the CSA (21 U.S.C. 822 and 958(f)). As of December 2010, there were 1,378,609 controlled substances and chemical registrants (1,377,466 controlled substances registrants and 1,143 chemical registrants), as shown above in Table 10.</P>
        <P>Pharmacies, hospitals/clinics, practitioners, teaching institutions, and mid-level practitioners make up 98.9 percent of all registrants. These registrants register every three years. Other registrants maintain an annual registration. Registration and reregistration costs vary by registrant category as is described in more detail in the sections below.</P>
        <P>The proposed fees would affect a wide variety of entities. Table 11 indicates the sectors affected by the proposed rule and their average annual revenue/income. Most DEA registrants are small entities under Small Business Administration (SBA) standards. Almost all practitioners, which are the largest category of registrants, would be considered small (annual revenues of less than $6 million to $8.5 million, depending on specialty), and practitioners and mid-level practitioners total 1,280,992 (as of December 2010).</P>
        <GPOTABLE CDEF="s50,10,15" COLS="3" OPTS="L2,i1">
          <TTITLE>Table 11—Industrial Sectors of DEA Registrants</TTITLE>
          <BOXHD>
            <CHED H="1">Sector</CHED>
            <CHED H="1">NAICS Code</CHED>
            <CHED H="1">Average annual revenue *</CHED>
          </BOXHD>
          <ROW>
            <ENT I="22">Manufacturers:</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Petro-chemical Manufacturing (organic, inorganic)</ENT>
            <ENT>32511</ENT>
            <ENT>$1,390,485,971</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Medicinal and Botanical Manufacturing</ENT>
            <ENT>325411</ENT>
            <ENT>27,601,834</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Pharmaceutical Manufacturing</ENT>
            <ENT>325412</ENT>
            <ENT>144,173,821</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Adhesive Manufacturing</ENT>
            <ENT>325520</ENT>
            <ENT>17,482,468</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Toilet Preparation Manufacturing</ENT>
            <ENT>325620</ENT>
            <ENT>50,322,290</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Other Chemical Manufacturing</ENT>
            <ENT>325998</ENT>
            <ENT>13,720,807</ENT>
          </ROW>
          <ROW>
            <ENT I="22">Distributors:</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="39335"/>
            <ENT I="03">Drugs and Druggist Sundries Wholesalers</ENT>
            <ENT>424210</ENT>
            <ENT>64,793,480</ENT>
          </ROW>
          <ROW>
            <ENT I="03">General Line Grocery Wholesalers</ENT>
            <ENT>424410</ENT>
            <ENT>45,518,407</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Confectionary Merchant Wholesalers</ENT>
            <ENT>414450</ENT>
            <ENT>17,175,982</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Chemical Wholesalers</ENT>
            <ENT>424690</ENT>
            <ENT>12,856,993</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Tobacco Wholesalers</ENT>
            <ENT>424940</ENT>
            <ENT>71,437,205</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Miscellaneous Wholesalers</ENT>
            <ENT>424990</ENT>
            <ENT>2,741,857</ENT>
          </ROW>
          <ROW>
            <ENT I="22">Pharmacies:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Supermarkets</ENT>
            <ENT>445110</ENT>
            <ENT>7,247,540</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Drug Stores</ENT>
            <ENT>446110</ENT>
            <ENT>4,829,487</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Discount Stores</ENT>
            <ENT>452112</ENT>
            <ENT>26,535,201</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Warehouse Clubs and Superstores</ENT>
            <ENT>452910</ENT>
            <ENT>76,300,280</ENT>
          </ROW>
          <ROW>
            <ENT I="22">Other:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Testing Labs</ENT>
            <ENT>541380</ENT>
            <ENT>1,907,414</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Packaging and Labeling Services</ENT>
            <ENT>561910</ENT>
            <ENT>2,696,904</ENT>
          </ROW>
          <ROW>
            <ENT I="22">Other Practitioners:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Professional Schools</ENT>
            <ENT>611310</ENT>
            <ENT>1,373,855</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Ambulatory Health Care Services</ENT>
            <ENT>621</ENT>
            <ENT>1,236,852</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Hospitals</ENT>
            <ENT>622</ENT>
            <ENT>108,286,641</ENT>
          </ROW>
          <TNOTE>Source: 2007 Economic Census.<E T="03">http://www.census.gov/econ/census07.</E>
          </TNOTE>
        </GPOTABLE>

        <P>Supermarkets, discount stores, warehouse clubs, and superstores handle controlled substances through their distribution centers and pharmacies. Drug products containing List I chemicals are primarily distributed as over-the-counter medicines. These are distributed by drug wholesalers who specialize in non-prescription drugs, wholesalers who supply convenience stores, and grocery, pharmacy, and discount stores (<E T="03">e.g.,</E>superstores) that operate their own distribution centers.</P>
        <HD SOURCE="HD3">Economic Impact Analysis of Proposed Fee</HD>
        <P>The proposed fee, if implemented, is expected to have two levels of impact. Initially, the increase in the fee will impact the registrants. Then the fee increase or portion of the fee increase is expected to be eventually passed on to the general public. To be analytically conservative, the analysis below assumes that the impact of the fee increase is absorbed entirely by the registrants.</P>
        <P>DEA assumes that the registration fees are business expenses for all registrants. As a result, the increase in the fee will be dampened by reduced tax liability, as a result of the increase in registration fee expense. For example, if a practitioner pays an additional $60 per year in registration fees and the combined federal and state income tax is 35 percent, the net cash impact is $39, not $60. The additional $60 causes income/profit to decrease by $60, decreasing the tax liability by $21. The net cash outlay is $39.<SU>74</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>74</SU>This example is for illustration purposes only. Each entity should seek competent tax advice for tax consequences of the proposed rule.</P>
        </FTNT>
        <P>DEA examined the proposed fees as a percentage of income for physicians, dentists, and physician's assistants in the practitioner registrant group and as a percentage of revenue for pharmacies, manufacturers and distributors. This analysis indicates the fee increase is expected to have the greatest affect on small businesses in the practitioner registrant group. The majority of practitioners and mid-level practitioners work in small businesses. Physicians, dentists, and physician's assistants reflect a representative sub-group of the practitioner and mid-level practitioner registrant groups. The effect of the fee increase is diminished by any increase in registrant income.</P>
        <P>The table below describes the average income for physicians, dentists, and physician's assistants from 2004 to 2012. The table below also reflects the impact of the proposed fee increase as a percentage of average income. This analysis assumes that the fee increase is absorbed personally by each practitioner/mid-level practitioner. The analysis ignores the dampening effect of registration fees as a business expense and the potential that the fee increase might be passed on to customers.<FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>75</SU>Source: Bureau of Labor Statistics,<E T="03">http://www.bls.gov.</E>
          </P>
        </FTNT>
        <GPOTABLE CDEF="s50,10,10,10,10,10,10,10" COLS="8" OPTS="L2,i1">
          <TTITLE>Table 12—Fee as Percentage of Income FY 2004-2012</TTITLE>
          <BOXHD>
            <CHED H="1">Year</CHED>
            <CHED H="1">Average income<SU>75</SU>
            </CHED>
            <CHED H="2">Physicians</CHED>
            <CHED H="2">Dentists</CHED>
            <CHED H="2">Physician assistants</CHED>
            <CHED H="1">Fee</CHED>
            <CHED H="2">(Annual basis)</CHED>
            <CHED H="1">Fee as % of average income</CHED>
            <CHED H="2">Physicians</CHED>
            <CHED H="2">Dentists</CHED>
            <CHED H="2">Physician assistants</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">2004</ENT>
            <ENT>137,610</ENT>
            <ENT>130,300</ENT>
            <ENT>68,780</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2005</ENT>
            <ENT>138,910</ENT>
            <ENT>133,680</ENT>
            <ENT>71,070</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2006</ENT>
            <ENT>142,220</ENT>
            <ENT>140,950</ENT>
            <ENT>74,270</ENT>
            <ENT>184</ENT>
            <ENT>0.129%</ENT>
            <ENT>0.131%</ENT>
            <ENT>0.248%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2007</ENT>
            <ENT>155,150</ENT>
            <ENT>147,010</ENT>
            <ENT>77,800</ENT>
            <ENT>184</ENT>
            <ENT>0.119%</ENT>
            <ENT>0.125%</ENT>
            <ENT>0.237%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2008</ENT>
            <ENT>165,000</ENT>
            <ENT>154,270</ENT>
            <ENT>81,610</ENT>
            <ENT>184</ENT>
            <ENT>0.112%</ENT>
            <ENT>0.119%</ENT>
            <ENT>0.225%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2009</ENT>
            <ENT>173,860</ENT>
            <ENT>156,850</ENT>
            <ENT>84,830</ENT>
            <ENT>184</ENT>
            <ENT>0.106%</ENT>
            <ENT>0.117%</ENT>
            <ENT>0.217%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2010</ENT>
            <ENT>179,370</ENT>
            <ENT>163,901</ENT>
            <ENT>87,933</ENT>
            <ENT>184</ENT>
            <ENT>0.103%</ENT>
            <ENT>0.112%</ENT>
            <ENT>0.209%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2011</ENT>
            <ENT>187,154</ENT>
            <ENT>169,632</ENT>
            <ENT>91,230</ENT>
            <ENT>184</ENT>
            <ENT>0.098%</ENT>
            <ENT>0.108%</ENT>
            <ENT>0.202%</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">2012</ENT>
            <ENT>194,939</ENT>
            <ENT>175,363</ENT>
            <ENT>94,528</ENT>
            <ENT>244</ENT>
            <ENT>0.125%</ENT>
            <ENT>0.139%</ENT>
            <ENT>0.258%</ENT>
          </ROW>
          <ROW RUL="s">
            <PRTPAGE P="39336"/>
            <ENT I="01">Increase from 2007 to 2012</ENT>
            <ENT>26%</ENT>
            <ENT>19%</ENT>
            <ENT>22%</ENT>
            <ENT>33%</ENT>
            <ENT>6%</ENT>
            <ENT>11%</ENT>
            <ENT>9%</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Increase from 2006 to 2012</ENT>
            <ENT>37%</ENT>
            <ENT>24%</ENT>
            <ENT>27%</ENT>
            <ENT>33%</ENT>
            <ENT>−7%</ENT>
            <ENT>3%</ENT>
            <ENT>4%</ENT>
          </ROW>
          <TNOTE>* Average income data for 2004 to 2009 is provided by the Bureau of Labor Statistics. 2010 to 2012 are estimated figures based on linear regression, where a straight-line increase is calculated from years 2004 to 2009, then using the line to estimate average income for 2010 to 2012.</TNOTE>
        </GPOTABLE>
        <P>In 2007, the current fee of $184 on an annual basis represents 0.119 percent, 0.125 percent, and 0.237 percent of annual income for physicians, dentists, and physician's assistants respectively. In 2012, the proposed fee of $244 (on an annual basis) would represent approximately 0.125 percent, 0.139 percent, and 0.258 percent of annual income for physicians, dentists, and physician's assistants respectively. While proposed fees are 33 percent above the current fees implemented at the end of 2006, average incomes for physicians, dentists, and physician's assistants increased 26 percent, 19 percent, and 22 percent respectively. This estimated increase in average income dampens the effect of the fee increase as a percentage of average income. The 33 percent fee increase as a percentage of average income is 6 percent for physicians, 11 percent for dentists, and 9 percent for physician's assistants from 2007 to 2012. The diminishing effect is more apparent when comparing 2012 to 2006, the year for which the current fee was calculated and implemented. Additionally, as the average income grows in 2013 and 2014, the income adjusted fees are not any higher than in recent history.</P>
        <P>Exempt from the payment of registration fees are any hospital or other institution that is operated by an agency of the United States, of any State, or any political subdivision of an agency thereof. Likewise, an individual who is required to obtain a registration in order to carry out his/her duties as an official of a federal or State agency is also exempt from registration fees.<SU>76</SU>
          <FTREF/>Fee exempt registrants are not affected by the proposed fees.</P>
        <FTNT>
          <P>
            <SU>76</SU>See 21 CFR 1301.21 for complete fee exemption requirements.</P>
        </FTNT>
        <HD SOURCE="HD3">Conclusion</HD>
        <P>DEA concludes that this proposed rule is not a significant regulatory action because it does not result in a materially adverse effect on the economy, a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or State, local, or tribal governments or communities.<SU>77</SU>
          <FTREF/>The proposed fee, if implemented, would initially affect all fee paying registrants. The fees may eventually be passed on to the general public, diminishing the impact of the proposed fee increase on individual registrants. The impact of the proposed fee on registrants is also diminished by a reduction in tax liabilities and an increase in average income. Additionally, hospitals and institutions operated by federal, State, or local governments and their employees are exempt from registration fees.<SU>78</SU>
          <FTREF/>Moreover, DEA believes that this proposed rule will enhance the public health and safety.</P>
        <FTNT>
          <P>
            <SU>77</SU>In accordance with 25 U.S.C. 1616q, employees of a tribal health or urban Indian organization are exempt from “payment of licensing, registration, and any other fees imposed by a Federal agency to the same extent that officer of the commissioned corps of the Public Health Service and other employees of the Service are exempt from those fees.” To the extent that any hospital or other institution operated by or any individual practitioner associated with an Indian Tribal Government must pay fees, the economic impact is not substantial.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>78</SU>See 21 CFR 1301.21 for complete requirements for exemption of registration fees.</P>
        </FTNT>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>This proposed rule is necessary to ensure the full funding of the DCP through registrant fees as required by 21 U.S.C. 886a. It has been five years since the last fee change. As discussed above, statutory and operational changes to the DCP cannot be fully offset by improved operational efficiencies and require a recalculation of registrant fees. This proposed rule does not change the requirement to register to handle controlled substances and/or List I chemicals but rather changes the annual fee associated with registration and reregistration that will allow DEA to meet its statutory obligations. DEA recognizes that the proposed fee changes affect small businesses, but does not believe the relative individual impact is significant. The average annual increase in estimated registration fee collections is less than $100 million at an estimated annual increase of $88,333,030.</P>
        <HD SOURCE="HD2">Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3511)</HD>
        <P>This proposed rule will not impose additional information collection requirements on the public.</P>
        <HD SOURCE="HD2">Regulatory Flexibility Act</HD>
        <P>Under the Regulatory Flexibility Act of 1980 (5 U.S.C. 601-612) (RFA), federal agencies must evaluate the impact of rules on small entities and consider less burdensome alternatives. DEA has evaluated the impact of this proposed rule on small entities as summarized above and concluded that although the rule will affect a substantial number of small entities, it will not impose a significant economic impact on any regulated entities.</P>
        <P>In accordance with the Regulatory Flexibility Act (5 U.S.C. 605(b)), the Deputy Assistant Administrator hereby certifies that this proposed rulemaking has been drafted consistent with the Act and that a regulatory analysis on the effects or impact of this proposed rulemaking on small entities has been done and summarized above.<SU>79</SU>
          <FTREF/>While DEA recognizes that this proposed increase in fees will have a financial effect on registrants, the change in fees will not have a significant economic impact. A change in fees is necessary to fully comply with 21 U.S.C. 886a and related statutes governing the Diversion Control Program (DCP) and the Diversion Control Fee Account by which DEA is legally mandated to collect fees to cover the full costs of the DCP as defined by all activities relating to the registration and control of the manufacture, distribution, import, export, and dispensing of controlled substances and listed chemicals.</P>
        <FTNT>
          <P>

            <SU>79</SU>See “Economic Impact Analysis of Proposed Rule on Controlled Substances and List I Chemical Registration and Reregistration Fees, DEA-346” in this rulemaking docket found at<E T="03">http://www.regulations.gov.</E>
          </P>
        </FTNT>

        <P>This rule is not a discretionary action but implements statutory direction to charge reasonable fees to recover the full costs of activities constituting the DCP<PRTPAGE P="39337"/>through registrant fees (21 U.S.C. 821, 886a, and 958(f)). As discussed above and in the Economic Impact Analysis of the Proposed Rule found in the rulemaking docket at<E T="03">http://www.regulations.gov,</E>DEA analyzed four fee calculation methodologies—Past-Based, Future-Based, Flat Fee, and Weighted-Ratio. DEA selected the weighted-ratio methodology to calculate the proposed new fee structure. This approach has been used since Congress established registrant fees and continues to be a reasonable reflection of differing costs. The registration fees under the weighted-ratio option result in differentiated fees among registrant groups, where registrants with larger revenues pay higher fees than registrants with lower revenues. Furthermore, the weighted-ratio does not create a disparity in the relative increase in fees from the current to the proposed fees. The weighted-ratios used by DEA to calculate the proposed fee have proven effective and reasonable over time. Additionally, the selected calculation methodology accurately reflects the differences in activity level, notably in pre-registration and scheduled investigations, by registrant category: for example, these costs are greatest for manufacturers. DEA selected this option because it is the only option that resulted in reasonable fees for all registrant groups.</P>
        <P>Under the weighted-ratio methodology, the individual effect on small business registrants is minimal. Practitioners and mid-level practitioners represent 92.9 percent of all registrants and nearly all practitioners and mid-level practitioners are employed by small businesses pursuant to SBA standards. Practitioners and mid-level practitioners would pay a three-year registration fee of $732 or the equivalent of $244 per year.</P>

        <P>For consideration of the impact of the proposed fee increase on small businesses, DEA analyzed the proposed registration fee as a percentage of annual income for a representative practitioner group: physicians, dentists, and physician's assistants. While there are many specialists listed in the Bureau of Labor Statistics income data, incomes for physicians, dentists, and physician's assistants are representative of the practitioner and mid-level practitioner registrant groups. For practitioners and mid-level practitioners, the proposed new fee, on an annual basis, would be $244; the annual increase would be $60 from the current fee. From the calculation performed in the preceding section,<E T="03">Economic Impact Analysis of Proposed Rule,</E>the impacts of the proposed fees, $60 per year increase from current fees, were found to be 0.007 percent, 0.014 percent, and 0.022 percent of annual income for physicians, dentists, and physician's assistants respectively, when normalized for income increases. In consideration of the calculated impact and potentially further mitigating factors discussed in the<E T="03">Economic Impact Analysis of Proposed Rule,</E>DEA concludes that the proposed rule will not have a significant economic impact on a substantial number of small entities.</P>
        <HD SOURCE="HD2">Executive Orders 13563 and 12866</HD>

        <P>This proposed rule to increase registrant fees has been developed in accordance with the principles of Executive Orders 13563 and 12866. Public comment is encouraged through the Internet with easy Internet access to supporting information found at<E T="03">http://www. regulations.gov.</E>The difference between the current fees and the proposed new fee—the fee increase—is less than $100 million annually. Specifically, the difference in the fees projected to be collected under the current fee rates and in the fees projected to be collected under the proposed new fee rates for the three years of FY 2012-FY 2014 is $264,999,092. Thus, the annual increase is $88,333,030. This proposed rule has been reviewed by the Office of Management and Budget.</P>
        <P>The primary cost of the proposed rule is the incremental increase in the combined registration fees paid by registrants. Benefits of the proposed rule are an extension of the benefits of the DCP. The DCP is a strategic component of United States law and policy aimed at preventing, detecting, and eliminating the diversion of controlled substances and listed chemicals into the illicit market while ensuring a sufficient supply of controlled substances and listed chemicals for legitimate medical, scientific, research and industrial purposes. The absence of or significant reduction in this program would result in enormous costs for the citizens and residents of the United States due to the diversion of controlled substances and listed chemicals into the illicit market as outlined in the Economic Impact Assessment found in the rulemaking docket.</P>
        <HD SOURCE="HD2">Executive Order 12988</HD>
        <P>This proposed regulation meets the applicable standards set forth in Sections 3(a) and 3(b)(2) of Executive Order 12988 Civil Justice Reform to eliminate ambiguity, minimize litigation, establish clear legal standards and reduce burden.</P>
        <HD SOURCE="HD2">Executive Order 13132</HD>
        <P>This rulemaking does not preempt or modify any provision of State law; nor does it impose enforcement responsibilities on any State; nor does it diminish the power of any State to enforce its own laws. Accordingly, this rulemaking does not have federalism implications warranting the application of Executive Order 13132.</P>
        <HD SOURCE="HD2">Unfunded Mandates Reform Act of 1995</HD>
        <P>This rule does not contain a federal mandate and will not result in the expenditure by State, local, and tribal governments, in the aggregate, or by the private sector, of $126,400,000 or more (adjusted for inflation) in any one year, and will not significantly or uniquely affect small governments. DEA notes that many governmental entities operate DEA-registered facilities and that they are currently fee exempt. Moreover, the effect of the proposed increase on individual entities and practitioners is minimal. The majority of the affected entities will pay a fee of $732 for a three year registration period ($244 per year or an increase of $60 per year). This rule is promulgated in compliance with 21 U.S.C. 886a that the full costs of operating the DCP be collected through registrant fees.</P>
        <HD SOURCE="HD2">Executive Order 13175</HD>
        <P>This proposed rule is required by statute, will not have tribal implications and will not impose substantial direct compliance costs on Indian tribal governments.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>21 CFR Part 1301</CFR>
          <P>Administrative practice and procedure, Drug traffic control, Security measures.</P>
          <CFR>21 CFR Part 1309</CFR>
          <P>Administrative practice and procedure, Drug traffic control, Exports, Imports, Security measures.</P>
        </LSTSUB>
        
        <P>For the reasons set out above, 21 CFR Parts 1301 and 1309 are proposed to be amended as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 1301—REGISTRATION OF MANUFACTURERS, DISTRIBUTORS AND DISPENSERS OF CONTROLLED SUBSTANCES</HD>
          <P>1. The authority citation for Part 1301 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>21 U.S.C. 821, 822, 823, 824, 831, 871(b), 875, 877, 886a, 951, 952, 953, 956, 957, 958.</P>
          </AUTH>
          
          <P>2. Amend § 1301.13 by revising paragraph (e)(1) to read as follows:</P>
          <SECTION>
            <PRTPAGE P="39338"/>
            <SECTNO>§ 1301.13</SECTNO>
            <SUBJECT>Application for registration; time for application; expiration date; registration for independent activities; application forms, fees, contents and signature; coincident activities.</SUBJECT>
            <STARS/>
            <P>(e) * * *</P>
            <P>(1)</P>
            <GPOTABLE CDEF="s50,r50,r50,12,12,r50" COLS="6" OPTS="L2,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Business activity</CHED>
                <CHED H="1">Controlled<LI>substances</LI>
                </CHED>
                <CHED H="1">DEA Application forms</CHED>
                <CHED H="1">Application fee ($)</CHED>
                <CHED H="1">Registration period (years)</CHED>
                <CHED H="1">Coincident activities<LI>allowed</LI>
                </CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">(i) Manufacturing</ENT>
                <ENT>Schedules I-V</ENT>
                <ENT>New-225, Renewal—225a</ENT>
                <ENT>$3,052</ENT>
                <ENT>1</ENT>
                <ENT>Schedules I-V: May distribute that substance or class for which registration was issued; may not distribute or dispose of any substance or class for which not registered. Schedules II-V: except a person registered to dispose of any controlled substance may conduct chemical analysis and preclinical research (including quality control analysis) with substances listed in those schedules for which authorization as a mfg. was issued.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">(ii) Distributing</ENT>
                <ENT>Schedules I-V</ENT>
                <ENT>New—225, Renewal—225a</ENT>
                <ENT>1,526</ENT>
                <ENT>1</ENT>
              </ROW>
              <ROW>
                <ENT I="01">(iii) Reverse distributing</ENT>
                <ENT>Schedules I-V</ENT>
                <ENT>New—225, Renewal—225a</ENT>
                <ENT>1,526</ENT>
                <ENT>1</ENT>
              </ROW>
              <ROW>
                <ENT I="01">(iv) Dispensing or instructing (includes Practitioner, Hospital/Clinic, Retail Pharmacy, Central fill pharmacy, Teaching Institution)</ENT>
                <ENT>Schedules II-V</ENT>
                <ENT>New—224, Renewal—224a</ENT>
                <ENT>732</ENT>
                <ENT>3</ENT>
                <ENT>May conduct research and instructional activities with those substances for which registration was granted, except that a mid-level practitioner may conduct such research only to the extent expressly authorized under State statute. A pharmacist may manufacture an aqueous or oleaginous solution or solid dosage form containing a narcotic controlled substance in Schedule II-V in a proportion not exceeding 20% of the complete solution, compound or mixture. A retail pharmacy may perform central fill pharmacy activities.</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="39339"/>
                <ENT I="01">(v) Research</ENT>
                <ENT>Schedule I</ENT>
                <ENT>New—225, Renewal—225a</ENT>
                <ENT>244</ENT>
                <ENT>1</ENT>
                <ENT>A researcher may manufacture or import the basic class of substance or substances for which registration was issued, provided that such manufacture or import is set forth in the protocol required in § 1301.18 and to distribute such class to persons registered or authorized to conduct research with such class of substance or registered or authorized to conduct chemical analysis with controlled substances.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">(vi) Research</ENT>
                <ENT>Schedules II-V</ENT>
                <ENT>New—225, Renewal—225a</ENT>
                <ENT>244</ENT>
                <ENT>1</ENT>
                <ENT>May conduct chemical analysis with controlled substances in those schedules for which registration was issued; manufacture such substances if and to the extent that such manufacture is set forth in a statement filed with the application for registration or reregistration and provided that the manufacture is not for the purposes of dosage form development; import such substances for research purposes; distribute such substances to persons registered or authorized to conduct chemical analysis, instructional activities or research with such substances, and to persons exempted from registration pursuant to § 1301.24; and conduct instructional activities with controlled substances.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">(vii) Narcotic Treatment Program (including compounder)</ENT>
                <ENT>Narcotic Drugs in Schedules II-V</ENT>
                <ENT>New—363, Renewal—363a</ENT>
                <ENT>244</ENT>
                <ENT>1</ENT>
              </ROW>
              <ROW>
                <ENT I="01">(viii) Importing</ENT>
                <ENT>Schedules I-V</ENT>
                <ENT>New—225, Renewal—225a</ENT>
                <ENT>1,526</ENT>
                <ENT>1</ENT>
                <ENT>May distribute that substance or class for which registration was issued; may not distribute any substance or class for which not registered.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">(ix) Exporting</ENT>
                <ENT>Schedules I-V</ENT>
                <ENT>New—225, Renewal—225a</ENT>
                <ENT>1,526</ENT>
                <ENT>1</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="39340"/>
                <ENT I="01">(x) Chemical Analysis</ENT>
                <ENT>Schedules I-V</ENT>
                <ENT>New—225, Renewal—225a</ENT>
                <ENT>244</ENT>
                <ENT>1</ENT>
                <ENT>May manufacture and import controlled substances for analytical or instructional activities; may distribute such substances to persons registered or authorized to conduct chemical analysis, instructional activities, or research with such substances and to persons exempted from registration pursuant to § 1301.24; may export such substances to persons in other countries performing chemical analysis or enforcing laws related to controlled substances or drugs in those countries; and may conduct instructional activities with controlled substances.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 1309—REGISTRATION OF MANUFACTURERS, DISTRIBUTORS, IMPORTERS, AND EXPORTERS OF LIST I CHEMICALS</HD>
          <P>3. The authority citation for Part 1309 is corrected to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>21 U.S.C. 802, 821, 822, 823, 824, 830, 871(b), 875, 877, 886a, 952, 953, 957, 958.</P>
          </AUTH>
          
          <P>4. Revise § 1309.11 to read as follows:</P>
          <SECTION>
            <SECTNO>§ 1309.11</SECTNO>
            <SUBJECT>Fee amounts.</SUBJECT>
            <P>(a) For each application for registration or reregistration to manufacture the applicant shall pay an annual fee of $3,052.</P>
            <P>(b) For each application for registration or reregistration to distribute, import, or export a List I chemical, the applicant shall pay an annual fee of $1,526.</P>
            <P>5. In § 1309.21, paragraph (c) is revised to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 1309.21</SECTNO>
            <SUBJECT>Persons required to register.</SUBJECT>
            <STARS/>
            <P>(c) * * *</P>
            <GPOTABLE CDEF="s50,r50,r50,12,12,r50" COLS="6" OPTS="L2,i1">
              <TTITLE>Summary of Registration Requirements and Limitations</TTITLE>
              <BOXHD>
                <CHED H="1">Business activity</CHED>
                <CHED H="1">Chemicals</CHED>
                <CHED H="1">DEA Forms</CHED>
                <CHED H="1">Application fee</CHED>
                <CHED H="1">Registration period<LI>(years)</LI>
                </CHED>
                <CHED H="1">Coincident activities<LI>allowed</LI>
                </CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">Manufacturing</ENT>
                <ENT>List I, Drug products containing ephedrine, pseudoephedrine, phenylpropanolamine</ENT>
                <ENT>New—510</ENT>
                <ENT>$3,052</ENT>
                <ENT>1</ENT>
                <ENT>May distribute that chemical for which registration was issued; may not distribute any chemical for which not registered.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>Renewal—510a</ENT>
                <ENT>3,052</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Distributing</ENT>
                <ENT>List I, Scheduled listed chemical products</ENT>
                <ENT>New—510</ENT>
                <ENT>1,526</ENT>
                <ENT>1</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>Renewal—510a</ENT>
                <ENT>1,526</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Importing</ENT>
                <ENT>List I, Drug Products containing ephedrine, pseudoephedrine, phenylpropanolamine</ENT>
                <ENT>New—510</ENT>
                <ENT>1,526</ENT>
                <ENT>1</ENT>
                <ENT>May distribute that chemical for which registration was issued; may not distribute any chemical for which not registered.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>Renewal—510a</ENT>
                <ENT>1,526</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Exporting</ENT>
                <ENT>List I, Scheduled listed chemical products</ENT>
                <ENT>New—510</ENT>
                <ENT>1,526</ENT>
                <ENT>1</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>Renewal—510a</ENT>
                <ENT>1,526</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
          <SIG>
            <PRTPAGE P="39341"/>
            <DATED>Dated: June 30, 2011.</DATED>
            <NAME>Joseph T. Rannazzisi,</NAME>
            <TITLE>Deputy Assistant Administrator.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16847 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-09-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE TREASURY</AGENCY>
        <SUBAGY>Internal Revenue Service</SUBAGY>
        <CFR>26 CFR Part 1</CFR>
        <DEPDOC>[REG-114206-11]</DEPDOC>
        <RIN>RIN 1545-BK21</RIN>
        <SUBJECT>Encouraging New Markets Tax Credit Non-Real Estate Investments; Correction</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Internal Revenue Service (IRS), Treasury.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Correction to advance notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This document contains a correction to advance notice of proposed rulemaking (REG-114206-11) that was published in the<E T="04">Federal Register</E>on Tuesday, June 7, 2011 (76 FR 32880). This document invites comments from the public on how the new markets tax credit program may be amended to encourage non-real estate investments.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Julie Hanlon-Bolton, (202) 622-3040 (not a toll-free number).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>The correction notice that is the subject of this document is under section 45D of the Internal Revenue Code.</P>
        <HD SOURCE="HD1">Need for Correction</HD>
        <P>As published, the advance notice of proposed rulemaking (REG-114206-11) contains an error that may prove to be misleading and is in need of clarification.</P>
        <HD SOURCE="HD1">Correction of Publication</HD>
        <P>Accordingly, the publication of advance notice of proposed rulemaking (REG-114206-11), which was the subject of FR Doc. 2011-13981, is corrected as follows:</P>
        <P>On page 32881, column 2, in the preamble, under the paragraph heading “Background”, second paragraph of the column, fourth line, the language “nonprofit corporation) or partnership if” is corrected to read “nonprofit corporation) or partnership, if”.</P>
        <SIG>
          <NAME>LaNita Van Dyke,</NAME>
          <TITLE>Chief, Publications and Regulations Branch, Legal Processing Division, Associate Chief Counsel (Procedure and Administration).</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16824 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4830-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
        <SUBAGY>Internal Revenue Service</SUBAGY>
        <CFR>26 CFR Part 1</CFR>
        <DEPDOC>[REG-118809-11]</DEPDOC>
        <RIN>RIN 1545-BK27</RIN>
        <SUBJECT>Modification of Treasury Regulations Pursuant to Section 939A of the Dodd-Frank Wall Street Reform and Consumer Protection Act</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Internal Revenue Service (IRS), Treasury.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking by cross-reference to temporary regulations.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In the Rules and Regulations section of this issue of the<E T="04">Federal Register</E>, the IRS is issuing final and temporary regulations that remove any reference to, or requirement of reliance on, credit ratings in regulations under the Internal Revenue Code (Code) and provide substitute standards of credit-worthiness where appropriate. The Dodd-Frank Wall Street Reform and Consumer Protection Act requires each Federal agency to take such actions regarding its regulations. These regulations affect persons subject to various provisions of the Code. The text of the temporary regulations published in the Rules and Regulations section of the<E T="04">Federal Register</E>also serves as the text of the proposed regulations.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written and electronic comments and requests for a public hearing must be received by August 30, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Send submissions to: CC:PA:LPD:PR (REG-118809-11), Room 5203, Internal Revenue Service, PO Box 7604, Ben Franklin Station, Washington, DC 20044. Submissions may be hand-delivered to: CC:PA:LPD:PR Monday through Friday between the hours of 8 a.m. and 4 p.m. to: CC:PA:LPD:PR (REG-118809-11), Courier's Desk, Internal Revenue Service, 1111 Constitution Avenue, NW., Washington, DC, or sent electronically via the Federal eRulemaking Portal at<E T="03">http://www.regulations.gov</E>(IRS REG-118809-11).</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Concerning the proposed regulations, Arturo Estrada, (202) 622-3900; concerning submissions of comments and requests for a public hearing, Oluwafunmilayo Taylor, (202) 622-7180 (not toll-free numbers).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>Section 939A(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203 (124 Stat. 1376 (2010)), (the “Dodd-Frank Act”), requires each Federal agency to review its regulations that require the use of an assessment of credit-worthiness of a security or money market instrument, and to review any references or requirements in those regulations regarding credit ratings. Section 939A(b) directs each agency to modify any regulation identified in the review required under section 939A(a) by removing any reference to, or requirement of reliance on, credit ratings and substituting a standard of credit-worthiness that the agency deems appropriate. Numerous provisions under the Code are affected.</P>

        <P>Temporary regulations in the Rules and Regulations section of this issue of the<E T="04">Federal Register</E>amend the Income Tax Regulations (26 CFR part 1) under sections 150, 171, 197, 249, 475, 860G, and 1001 of the Code. The temporary regulations also amend the Manufacturers and Retailers Excise Tax Regulations (26 CFR part 48) under section 4101 of the Code. The text of the temporary regulations also serves as the text of these proposed regulations. The preamble to the temporary regulations explains the temporary regulations and the proposed regulations.</P>
        <HD SOURCE="HD1">Special Analyses</HD>

        <P>It has been determined that this notice of proposed rulemaking is not a significant regulatory action as defined in Executive Order 12866, as supplemented by Executive Order 13563. Therefore, a regulatory assessment is not required. It has been determined that section 553(b) of the Administrative Procedure Act (5 U.S.C. chapter 5) does not apply to these regulations, and because these regulations do not impose a collection of information on small entities, the Regulatory Flexibility Act (5 U.S.C. chapter 6) does not apply. Pursuant to section 7805(f) of the Code, this notice of proposed rulemaking has been submitted to the Chief Counsel for Advocacy of the Small Business Administration for comment on its impact on small business.<PRTPAGE P="39342"/>
        </P>
        <HD SOURCE="HD1">Comments and Requests for a Public Hearing</HD>

        <P>Before these proposed regulations are adopted as final regulations, consideration will be given to any written comments (a signed original and eight (8) copies) or electronic comments that are submitted timely to the IRS. The IRS and the Treasury Department specifically request comments on the clarity of the proposed regulations and how they may be made easier to understand. All comments will be available for public inspection and copying. A public hearing may be scheduled if requested in writing by any person that timely submits written comments. If a public hearing is scheduled, notice of the date, time, and place for the hearing will be published in the<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">Drafting Information</HD>
        <P>These regulations were drafted by personnel in the Office of Associate Chief Counsel (Financial Institutions and Products), the Office of Associate Chief Counsel (Income Tax and Accounting), the Office of Associate Chief Counsel (International) and the Office of the Associate Chief Counsel (Passthroughs and Special Industries). However, other personnel from the IRS and the Treasury Department participated in their development.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>26 CFR Part 1</CFR>
          <P>Income taxes, Reporting and recordkeeping requirements.</P>
          <CFR>26 CFR Part 48</CFR>
          <P>Excise taxes, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Proposed Amendments to the Regulations</HD>
        <P>Accordingly, 26 CFR parts 1 and 48 are proposed to be amended as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 1—INCOME TAXES</HD>
          <P>
            <E T="04">Paragraph 1.</E>The authority citation for part 1 continues to read in part as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>26 U.S.C. 7805 * * *</P>
          </AUTH>
          
          <P>
            <E T="04">Par. 2.</E>Section 1.150-1 is amended as follows:</P>
          <P>1. Paragraph (a)(4) is added.</P>
          <P>2. In paragraph (b), the definition of<E T="03">Issuance costs,</E>is revised.</P>
          <P>The addition and revision read as follows:</P>
          <SECTION>
            <SECTNO>§ 1.150-1</SECTNO>
            <SUBJECT>Definitions.</SUBJECT>
            <STARS/>

            <P>(4) [The text of the proposed amendments to § 1.150-1(a)(4) is the same as the text of § 1.150-1T(a)(4) published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            <P>(b) * * *</P>
            <P>
              <E T="03">Issuance costs.</E>[The text of the proposed amendments to § 1.150-1(b),<E T="03">Issuance costs,</E>is the same as the text of § 1.150-1T(b),<E T="03">Issuance costs,</E>published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            <STARS/>
            <P>
              <E T="04">Par. 3.</E>Section 1.171-1 is amended by revising paragraph (f)<E T="03">Example 2</E>to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 1.171-1</SECTNO>
            <SUBJECT>Bond premium.</SUBJECT>
            <STARS/>
            <P>(f) * * *</P>
            
            <EXAMPLE>
              <HD SOURCE="HED">
                <E T="03">Example 2.</E>
              </HD>
              <P>[The text of the proposed amendments to § 1.171-1(f)<E T="03">Example 2</E>is the same as the text of § 1.171-1T(f)<E T="03">Example 2</E>published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            </EXAMPLE>
            
            <P>
              <E T="04">Par. 4.</E>Section 1.197-2 is amended by revising paragraph (b)(7) to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 1.197-2</SECTNO>
            <SUBJECT>Amortization of goodwill and certain other intangibles.</SUBJECT>
            <STARS/>
            <P>(b) * * *</P>

            <P>(7) [The text of the proposed amendments to § 1.197-2(b)(7) is the same as the text of § 1.197-2T(b)(7) published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            <STARS/>
            <P>
              <E T="04">Par. 5.</E>Section 1.249-1 is amended by revising paragraphs (e)(2)(ii) and adding paragraph (f)(3) to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 1.249-1</SECTNO>
            <SUBJECT>Limitation on deduction of bond premium on repurchase.</SUBJECT>
            <STARS/>
            <P>(e) * * *</P>
            <P>(2) * * *</P>

            <P>(ii) [The text of the proposed amendments to § 1.249-1(e)(2)(ii) is the same as the text of § 1.249-1T(e)(2)(ii) published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            <STARS/>
            <P>(f)<E T="03">Effective/applicability dates.</E>* * *</P>

            <P>(3) [The text of the proposed amendments to § 1.249-1(f)(3) is the same as the text of § 1.249-1T(f)(3) published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            <STARS/>
            <P>
              <E T="04">Par. 6.</E>Section 1.475(a)-4 is amended by revising paragraph (d)(4)<E T="03">Examples 1, 2,</E>and<E T="03">3</E>to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 1.475(a)-4</SECTNO>
            <SUBJECT>Valuation safe harbor.</SUBJECT>
            <STARS/>
            <P>(d) * * *</P>
            <P>(4) * * *</P>
            
            <EXAMPLE>
              <HD SOURCE="HED">
                <E T="03">Example 1.</E>
              </HD>

              <P>[The text of the proposed amendments to § 1.475(a)-(4)(d)(4)<E T="03">Example 1</E>is the same as the text of § 1.475(a)-4T(d)(4)<E T="03">Example 1</E>published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            </EXAMPLE>
            <EXAMPLE>
              <HD SOURCE="HED">
                <E T="03">Example 2.</E>
              </HD>

              <P>[The text of the proposed amendments to § 1.475(a)-4(d)(4)<E T="03">Example 2</E>is the same as the text of § 1.475(a)-4T(d)(4)<E T="03">Example 2</E>published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            </EXAMPLE>
            <EXAMPLE>
              <HD SOURCE="HED">
                <E T="03">Example 3.</E>
              </HD>

              <P>[The text of the proposed amendments to § 1.475(a)-4(d)(4)<E T="03">Example 3</E>is the same as the text of § 1.475(a)-4T(d)(4)<E T="03">Example 3</E>published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            </EXAMPLE>
            <STARS/>
            <P>
              <E T="04">Par. 7.</E>Section 1.860G-2 is amended by revising paragraphs (g)(3)(ii)(B), (C), and (D) to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 1.860G-2</SECTNO>
            <SUBJECT>Other rules.</SUBJECT>
            <STARS/>
            <P>(g) * * *</P>
            <P>(3) * * *</P>
            <P>(ii) * * *</P>

            <P>(B) [The text of the proposed amendments to § 1.860G-2(g)(3)(ii)(B) is the same as the text of § 1.860G-2T(g)(3)(ii)(B) published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>

            <P>(C) [The text of the proposed amendments to § 1.860G-2(g)(3)(ii)(C) is the same as the text of § 1.860G-2T(g)(3)(ii)(C) published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>

            <P>(D) [The text of the proposed amendments to § 1.860G-2(g)(3)(ii)(D) is the same as the text of § 1.860G-2T(g)(3)(ii)(D) published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            <STARS/>
            <P>
              <E T="04">Par. 8.</E>Section 1.1001-3 is amended as follows:</P>
            <P>1. Paragraph (d)<E T="03">Example 9</E>is revised.</P>
            <P>2. Paragraph (e)(4)(iv)(B) is revised.</P>
            <P>3. Paragraph (e)(5)(ii)(B)(<E T="03">2</E>) is revised.</P>
            <P>4. Paragraph (g)<E T="03">Examples 1, 5,</E>and<E T="03">8</E>are revised.</P>
            <P>The revisions read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 1.1001-3</SECTNO>
            <SUBJECT>Modifications of debt instruments.</SUBJECT>
            <STARS/>
            <P>(d) * * *</P>
            
            <EXAMPLE>
              <HD SOURCE="HED">Example 9.</HD>
              <P>[The text of the proposed amendments to § 1.1001-3(d)<E T="03">Example 9</E>is the same as the text of § 1.1001-3T(d)<E T="03">Example 9</E>published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            </EXAMPLE>
            <STARS/>
            <P>(e) * * *</P>
            <P>(4) * * *</P>
            <P>(iv) * * *</P>

            <P>(B) [The text of the proposed amendments to § 1.1001-3(e)(4)(iv)(B) is the same as the text of § 1.1001-3T(e)(4)(iv)(B) published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            <STARS/>
            <P>(5) * * *</P>
            <P>(ii) * * *</P>
            <P>(B) * * *<PRTPAGE P="39343"/>
            </P>
            <P>(<E T="03">2</E>) [The text of the proposed amendments to § 1.1001-3(e)(5)(ii)(B)(<E T="03">2</E>) is the same as the text of § 1.1001-3T(e)(5)(ii)(B)(<E T="03">2</E>) published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            <STARS/>
            <P>(g) * * *</P>
            
            <EXAMPLE>
              <HD SOURCE="HED">
                <E T="03">Example 1.</E>
              </HD>
              <P>[The text of the proposed amendments to § 1.1001-3(g)<E T="03">Example 1</E>is the same as the text of § 1.1001-3T(g)<E T="03">Example 1</E>published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            </EXAMPLE>
            <STARS/>
            <EXAMPLE>
              <HD SOURCE="HED">Example 5.</HD>
              <P>[The text of the proposed amendments to § 1.1001-3(g)<E T="03">Example 5</E>is the same as the text of § 1.1001-3T(g)<E T="03">Example 5</E>published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            </EXAMPLE>
            <STARS/>
            <EXAMPLE>
              <HD SOURCE="HED">Example 8.</HD>
              <P>[The text of the proposed amendments to § 1.1001-3(g)<E T="03">Example 8</E>is the same as the text of § 1.1001-3T(g)<E T="03">Example 8</E>published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            </EXAMPLE>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 48—MANUFACTURERS AND RETAILERS EXCISE TAXES</HD>
          <P>
            <E T="04">Par. 9.</E>The authority citation for part 48 continues to read in part as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>26 U.S.C. 7805 * * *</P>
          </AUTH>
          
          <P>
            <E T="04">Par. 10.</E>Section 48.4101-1 paragraphs (f)(4)(ii)(B) and (l)(5) are revised to read as follows:</P>
          <SECTION>
            <SECTNO>§ 48.4101-1</SECTNO>
            <SUBJECT>Taxable fuel; registration.</SUBJECT>
            <STARS/>
            <P>(f) * * *</P>
            <P>(4) * * *</P>
            <P>(ii) * * *</P>

            <P>(B) [The text of the proposed amendments to § 48.4101-1(f)(4)(ii)(B) is the same as the text of § 48.4101-1T(f)(4)(ii)(B) published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
            <STARS/>
            <P>(l) * * *</P>

            <P>(5) [The text of the proposed amendments to § 48.4101-1(l)(5) is the same as the text of § 48.4101-1T(l)(5) published elsewhere in this issue of the<E T="04">Federal Register</E>].</P>
          </SECTION>
          <SIG>
            <NAME>Steven T. Miller,</NAME>
            <TITLE>Deputy Commissioner for Services and Enforcement.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16857 Filed 7-1-11; 11:15 am]</FRDOC>
      <BILCOD>BILLING CODE 4830-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
        <SUBAGY>Internal Revenue Service</SUBAGY>
        <CFR>26 CFR Part 1</CFR>
        <DEPDOC>[REG-101826-11]</DEPDOC>
        <RIN>RIN 1545-BK04</RIN>
        <SUBJECT>New Markets Tax Credit Non-Real Estate Investments; Correction</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Internal Revenue Service (IRS), Treasury.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Correction to a notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This document contains corrections to a notice of proposed rulemaking (REG-101826-11) that was published in the<E T="04">Federal Register</E>on Tuesday, June 7, 2011 (76 FR 32882) modifying the new markets tax credit program to facilitate and encourage investments in non-real estate businesses in low-income communities.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Julie Hanlon-Bolton, (202) 622-3040 (not a toll-free number).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>The correction notice that is the subject of this document is under section 45D of the Internal Revenue Code.</P>
        <HD SOURCE="HD1">Need for Correction</HD>
        <P>As published, a notice of proposed rulemaking (REG-101826-11) contains errors that may prove to be misleading and are in need of clarification.</P>
        <HD SOURCE="HD1">Correction of Publication</HD>
        <P>Accordingly, the publication of the notice of proposed rulemaking (REG-101826-11), which was the subject of FR Doc. 2011-13978, is corrected as follows:</P>
        <P>1. On page 32883, column 2, in the preamble, under the paragraph heading “General Overview”, second paragraph of the column, fourth line, the language “nonprofit corporation) or partnership if” is corrected to read “nonprofit corporation) or partnership, if”.</P>
        <P>2. On page 32883, column 3, in the preamble, under the paragraph heading “Explanation of Provisions”, first paragraph of the column, second line, the language “amortizing loans) re-invest those” is corrected to read “amortizing loans) reinvest those”.</P>
        <SIG>
          <NAME>LaNita Van Dyke,</NAME>
          <TITLE>Chief, Publications and Regulations Branch, Legal Processing Division, Associate Chief Counsel (Procedure and Administration).</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16825 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4830-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
        <CFR>34 CFR Subtitles A and B</CFR>
        <DEPDOC>[Docket ID ED-2011-OGC-0004]</DEPDOC>
        <SUBJECT>Reducing Regulatory Burden; Retrospective Review Under E.O.13563</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of Education.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Request for information.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The U.S. Department of Education (the Department) requests comments on its preliminary plan for the retrospective analysis of its existing regulations as part of its implementation of Executive Order 13563 “Improving Regulation and Regulatory Review.” The purpose of this preliminary plan is to make the Department's regulatory program more effective and less burdensome in achieving the Department's regulatory objectives. The plan, once final, will establish the Department's policy for conducting thorough and meaningful retrospective reviews and analyses of its regulations on an ongoing basis. The Department requests public comment on this preliminary plan to help the Department review its significant existing regulations in order to determine whether any of these regulations should be modified, streamlined, expanded, or repealed.</P>
          <P>In addition, pursuant to the “President's Memorandum on Administrative Flexibility, Lower Costs, and Better Results for State, Local, and Tribal Governments,” we request comments (including, when applicable, from students, their parents, and consumer and taxpayer representatives) on possible administrative flexibility that the Department may be able to provide to State, local, and tribal governments.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>We must receive your comments on or before July 25, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments through the Federal eRulemaking Portal or via postal mail, commercial delivery, or hand delivery. We will not accept comments by fax or by e-mail. Please submit your comments only one time, in order to ensure that we do not receive duplicate copies. In addition, please include the Docket ID—Docket ID ED-2011-OGC-0004—at the top of your comments.</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to www.regulations.gov to submit your comments. Information on using Regulations.gov, including instructions for finding a notice, submitting a comment, finding a comment, and signing up for e-mail alerts, is available<PRTPAGE P="39344"/>on the site under “How to Use Regulations.gov” in the Help section.</P>
          <P>•<E T="03">Postal Mail, Commercial Delivery, or Hand Delivery.</E>If you mail or deliver your comments, address them to Elizabeth McFadden, Deputy General Counsel for Ethics, Legislative Counsel, and Regulatory Services, Office of the General Counsel, U.S. Department of Education, 400 Maryland Avenue, SW., room 6E300, Washington, DC 20202-2110.</P>
        </ADD>
        <NOTE>
          <HD SOURCE="HED">Privacy Note:</HD>

          <P>The Department's policy for comments received from members of the public (including those comments submitted by mail, commercial delivery, or hand delivery) is to make these submissions available for public viewing in their entirety on the Federal eRulemaking Portal at<E T="03">http://www.regulations.gov.</E>Therefore, commenters should be careful to include in their comments only information that they wish to make publicly available on the Internet.</P>
        </NOTE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Elizabeth McFadden, Deputy General Counsel for Ethics, Legislative Counsel, and Regulatory Services, Office of the General Counsel, U.S. Department of Education, 400 Maryland Avenue, SW., Washington, DC 20202-2110. Telephone: 202-401-6000. You may also e-mail your questions to:<E T="03">Reg-Review@ed.gov.</E>
          </P>
          <P>If you use a telecommunications device for the deaf (TDD), call the Federal Relay Service (FRS), toll free, at 1-800-877-8339.</P>

          <P>Individuals with disabilities can obtain this document in an accessible format (<E T="03">e.g.,</E>braille, large print, audiotape, or computer diskette) by contacting the person listed under this section.</P>
          <P>To view Executive Order 13563 go to:<E T="03">http://www.gpo.gov/fdsys/pkg/FR-2011-01-21/pdf/2011-1385.pdf.</E>
          </P>

          <P>To view the “President's Memorandum on Administrative Flexibility, Lower Costs, and Better Results for State, Local, and Tribal Governments,” go to:<E T="03">http://www.whitehouse.gov/the-press-office/2011/02/28/presidential-memorandum-administrative-flexibility.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Invitation to Comment</HD>
        <P>We invite you to submit comments regarding the preliminary plan, which is published in its entirety as an Appendix to this notice, and possible administrative flexibility that the Department may be able to provide to State, local, and tribal governments. Please let us know of any further opportunities we should take to improve any of our regulations by modifying, streamlining, expanding, or repealing them or to provide additional flexibility to entities that receive Department funds.</P>

        <P>During and after the comment period, you may inspect all public comments on this notice by accessing Regulations.gov. You may also inspect the comments, in person, in room 6E300, 400 Maryland Avenue, SW., Washington, DC, between the hours of 8:30 a.m. and 4:00 p.m., Eastern time, Monday through Friday of each week except Federal holidays. If you want to schedule an appointment to review the comments in person, please contact the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD1">Assistance to Individuals With Disabilities in Reviewing the Public Docket</HD>

        <P>On request, we will supply an appropriate aid, such as a reader or print magnifier, to an individual with a disability who needs assistance to review the comments or other documents in the public docket for this notice. If you want to schedule an appointment for this type of aid, please contact the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD1">Background</HD>
        <HD SOURCE="HD2">Retrospective Review</HD>

        <P>On January 18, 2011, President Obama issued Executive Order 13563 (published in the<E T="04">Federal Register</E>on January 21, 2011 (76 FR 3821)), which directs agencies to conduct a retrospective analysis of existing significant regulations and to modify, streamline, expand, or repeal those regulations that are outmoded, ineffective, insufficient, or excessively burdensome. Executive Order 13563 supplements and reaffirms the principles of regulatory review enunciated in Executive Order 12866, “Regulatory Planning and Review” (published in the<E T="04">Federal Register</E>on November 4, 1993 (58 FR 51735)). Some of these principles are that our regulatory system must: (1) Promote economic growth, innovation, competitiveness, and job creation; (2) be based on the best available science; (3) allow for meaningful public participation; (4) consider costs and benefits; (5) promote predictability; and (6) ensure that regulations are accessible and easy to understand. In order to advance these principles, Executive Order 13563 requires agencies to develop and implement a plan for periodically reviewing their existing significant regulations.</P>
        <P>Section 6(b) of Executive Order 13563 directs each agency to develop and submit to the Office of Management and Budget's (OMB) Office of Information and Regulatory Affairs a preliminary plan for reviewing existing significant regulations in order to determine whether any such regulations should be modified, streamlined, expanded, or repealed.</P>
        <P>The Department developed a preliminary plan and submitted it to OMB on May 18, 2011. The preliminary plan addresses our plan to review existing significant regulations (and significant guidance documents and existing information collections—to the extent they are associated with existing regulations), and priorities, requirements, definitions, and selection criteria governing discretionary grant programs that are established through rulemaking but that are not codified in the Code of Federal Regulations. More specifically, the plan (1) lists the factors and processes the Department proposes to use to set priorities for the retrospective review of its regulations; (2) identifies an initial list of existing regulations that are candidates for review; (3) explains how the Department intends to coordinate with other Federal agencies that have overlapping jurisdiction or similar interests; and (4) sets forth the proposed components of its retrospective cost-benefit analysis. Through this notice, we request public comment on these particular elements of the preliminary plan as well as all other aspects of the plan. We will consider the feedback we receive through this process when formulating a final retrospective review plan and establishing processes for ongoing review at the Department.</P>

        <P>The preliminary plan is included in the Appendix to this notice and is also available on the Department's Open Government Web site at<E T="03">http://www.ed.gov/open.</E>
        </P>
        <HD SOURCE="HD2">Administrative Flexibility, Lower Costs, and Better Results for State, Local, and Tribal Governments</HD>
        <P>On February 28, 2011, the President issued a memorandum to Federal agencies entitled “Administrative Flexibility, Lower Costs, and Better Results for State, Local, and Tribal Governments.” This memorandum requires Federal agencies to report to OMB on actions taken and plans to offer greater flexibility, where it will yield improved outcomes at lower cost, in Federal programs administered by State, local, and tribal governments.</P>

        <P>To implement the President's directive in the memorandum, the Department is working to identify administrative, regulatory, and legislative barriers that currently prevent States, localities, and tribes<PRTPAGE P="39345"/>from efficiently and effectively using Federal funds to achieve program objectives. We are in the process of identifying a number of high-impact areas in which efforts to increase flexibility and reduce costs could have broad implications for a wide set of stakeholders. Potential actions under consideration include offering additional waiver options that would provide regulatory relief on key provisions, simplifying redundant or overlapping data requirements, providing a better and more transparent process for considering State requests to waive requirements to maintain fiscal effort, and improving interagency collaboration in such areas as early learning, workforce development, and place-based initiatives such as Promise Neighborhoods, which may offer opportunities for achieving additional cross-agency efficiencies.</P>
        <P>We would appreciate responses to the following questions:</P>
        <P>(1) What administrative, regulatory, and statutory requirements could be changed to help reduce costs and unnecessary burdens, spur innovation, and improve student or program outcomes?</P>
        <P>(2) What regulatory requirements should the Department consider waiving, subject to statutory waiver authority?</P>
        <P>(3) Should the Department streamline the application and approval process for waivers and, if so, how?</P>
        <P>(4) Where could the Department reduce current reporting requirements that are not necessary or useful in measuring program performance, facilitating data-driven program improvements, or ensuring the proper use of taxpayer dollars? Where are there opportunities to consolidate or streamline data collection or submission requirements?</P>
        <P>(5) How can the Department streamline or modify the procedures that we use for processing requests for waivers of maintenance-of-effort (MOE) requirements to make them more transparent and uniform across programs with MOE requirements and reduce unnecessary reporting for States?</P>
        <P>(6) What cross-agency flexibility or alignment is needed to allow States, local, and tribal governments to improve their early learning, workforce, and place-based efforts? (This could include consideration of how we might provide additional flexibility in such areas as performance measurement, application requirements, or uses of funds, or might encourage cross-agency funding opportunities, etc.)</P>
        <P>(7) What flexibility can the Department offer to help facilitate collaboration at and across the State, local, and tribal levels?</P>
        <P>(8) Where could increased flexibility drive the most improvements in program and student outcomes?</P>
        <P>
          <E T="03">Electronic Access to This Document:</E>The official version of this document is the document published in the<E T="04">Federal Register</E>. Free Internet access to the official edition of the<E T="04">Federal Register</E>and the Code of Federal Regulations is available via the Federal Digital System at:<E T="03">http://www.gpo.gov/fdsys.</E>At this site you can view this document, as well as all other documents of this Department published in the<E T="04">Federal Register</E>, in text or Adobe Portable Document Format (PDF). To use PDF you must have Adobe Acrobat Reader, which is available free at the site. You may also access documents of the Department published in the<E T="04">Federal Register</E>by using the article search feature at:<E T="03">http://www.federalregister.gov.</E>Specifically, through the advanced search feature at this site, you can limit your search to documents published by the Department.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Arne Duncan,</NAME>
          <TITLE>Secretary of Education.</TITLE>
        </SIG>
        <HD SOURCE="HD1">United States Department of Education</HD>
        <HD SOURCE="HD2">Preliminary Plan for Retrospective Analysis of Existing Rules</HD>
        <DATE>May 18, 2011.</DATE>
        <HD SOURCE="HD1">I. Executive Summary of Preliminary Plan and Compliance With Executive Order 13563</HD>
        <P>Executive Order 13563 (Executive Order) recognizes the importance of maintaining a consistent culture of retrospective review and analysis throughout the executive branch. Determining the costs and benefits of a regulation before it is implemented is a challenging task and it often cannot be accomplished with perfect precision. The U.S. Department of Education's (ED) plan is designed to create a defined policy, method, and schedule for identifying certain significant rules that may be outmoded, ineffective, insufficient, or excessively burdensome. The review processes described in this plan are intended to facilitate the identification of regulations that warrant repeal or modification, or the strengthening, complementing, or modernizing of regulations, where necessary or appropriate.</P>
        <HD SOURCE="HD1">II. Scope of Plan</HD>
        <P>a.<E T="03">Background:</E>ED supports States, local communities, institutions of higher education, and others in improving education nationwide and in helping to ensure that all Americans receive a quality education. We provide leadership and financial assistance pertaining to education at all levels to a wide range of stakeholders and individuals, including State educational agencies, early childhood programs, elementary and secondary schools, institutions of higher education, career and technical schools, nonprofit organizations, members of the public, and many others. These efforts are helping to ensure that all students will be ready for college and careers, and that all K-12 students have an open path towards postsecondary education. We also vigorously monitor and enforce the implementation of Federal civil rights laws in education programs and activities that receive Federal financial assistance, and support innovation, research, evaluation, and dissemination of findings to improve the quality of education. Overall, the programs we administer affect nearly every American during his or her life.</P>
        <P>In developing and implementing regulations, guidance, technical assistance, and approaches to compliance related to our programs, we are guided by the following three principles. First, we are committed to working closely with affected persons and groups. Specifically, we work with a broad range of interested parties and the general public, including parents, students, and educators; State, local, and tribal governments; and neighborhood groups, schools, colleges, rehabilitation service providers, professional associations, advocacy organizations, businesses, and labor organizations.</P>
        <P>Secondly, we are committed to ensuring our regulations are concise and minimize burden to the greatest extent possible while still helping ensure the achievement of program outcomes. And finally, we continue to seek greater and more useful public participation in our rulemaking activities through the use of transparent and interactive rulemaking procedures and new technologies. If we determine that it is necessary to develop regulations, we seek public participation at all key stages in the rulemaking process.</P>
        <P>These three guiding principles will be incorporated fully into our retrospective analyses of ED regulations.</P>
        <P>
          <E T="03">b. List all subagencies within the Department that are included in this plan:</E>
        </P>
        <P>The following offices within ED are included in this plan:</P>
        
        <FP SOURCE="FP-1">Office of the Secretary</FP>
        <FP SOURCE="FP-1">Office of the Deputy Secretary<PRTPAGE P="39346"/>
        </FP>
        <FP SOURCE="FP-1">Office of the Under Secretary</FP>
        <FP SOURCE="FP-1">Office of the Chief Financial Officer</FP>
        <FP SOURCE="FP-1">Office of the Chief Information Officer</FP>
        <FP SOURCE="FP-1">Office of Management</FP>
        <FP SOURCE="FP-1">Office of Elementary and Secondary Education</FP>
        <FP SOURCE="FP-1">Office of Postsecondary Education</FP>
        <FP SOURCE="FP-1">Office of Federal Student Aid</FP>
        <FP SOURCE="FP-1">Office of English Language Acquisition</FP>
        <FP SOURCE="FP-1">Office of Special Education and Rehabilitative Services, including the Office of Special Education Programs, the National Institute on Disability and Rehabilitation Research, and the Rehabilitation Services Administration</FP>
        <FP SOURCE="FP-1">Office of Inspector General</FP>
        <FP SOURCE="FP-1">Office of Innovation and Improvement</FP>
        <FP SOURCE="FP-1">Office of Safe and Drug-Free Schools</FP>
        <FP SOURCE="FP-1">Office of Vocational and Adult Education</FP>
        <FP SOURCE="FP-1">Office of the General Counsel</FP>
        <FP SOURCE="FP-1">Office for Civil Rights</FP>
        <FP SOURCE="FP-1">Office of Planning, Evaluation, and Policy Development</FP>
        
        <P>c.<E T="03">The following types of documents are covered under this plan:</E>
        </P>
        <FP SOURCE="FP-1">• Existing regulations</FP>
        <FP SOURCE="FP-1">• Significant guidance documents (to the extent they are associated with existing regulations)</FP>
        <FP SOURCE="FP-1">• Existing information collections (to the extent they are associated with existing regulations)</FP>
        <FP SOURCE="FP-1">• Priorities, requirements, definitions, and selection criteria governing discretionary grant programs that are established through rulemaking but are not codified in the Code of Federal Regulations<SU>1</SU>
          <FTREF/>
        </FP>
        <FTNT>
          <P>
            <SU>1</SU>When referring to the review of regulations throughout this plan, that review includes review of significant guidance documents and information collections associated with the regulations under review.</P>
        </FTNT>
        <HD SOURCE="HD1">III. Public Access and Participation</HD>
        <P>a.<E T="03">Did the agency publish a notice in the</E>
          <E T="7462">Federal Register</E>
          <E T="03">seeking public input on developing plans? If yes, please provide a link to the notice.</E>
        </P>

        <P>No. However, ED will soon be publishing a notice requesting public comment on our preliminary plan in the<E T="04">Federal Register</E>and posting it on our Open Government Web site. Through these notices, and pursuant to the President's Memorandum on Administrative Flexibility, Lower Costs, and Better Results for State, Local, and Tribal Governments, ED will solicit feedback (including, when applicable, from students, their parents, and consumer and taxpayer representatives) on possible administrative flexibilities that ED may be able to provide to State, local, and tribal governments; non-profit organizations; institutions of higher education; community-based organizations; and other entities that receive funds under our programs. ED believes it will receive more meaningful feedback from the public and stakeholders by providing a specific draft plan for retrospective review and by including in that notice questions on possible administrative flexibilities that may be accomplished through regulatory revisions as well as through other methods. ED also intends to solicit this feedback on an ongoing basis through meetings with stakeholders.</P>
        <P>b.<E T="03">Brief summary of public comments to notice seeking input:</E>N/A.</P>
        <P>c.<E T="03">Did the agency reach out to the public in addition to the public notice?</E>N/A.</P>
        <HD SOURCE="HD1">IV. Current Agency Efforts Already Underway Independent of E.O. 13563</HD>
        <P>a. Summary of pre-existing agency efforts (independent of E.O. 13563) to conduct retrospective analysis of existing rules:</P>
        <P>ED has long been committed to ensuring that its regulations are reviewed and updated as necessary and appropriate. As outlined each year in ED's Regulatory Plan,<SU>2</SU>
          <FTREF/>and through consistent application of the key principles outlined below, we have eliminated unnecessary regulations and identified situations in which major programs could be implemented without regulations or with limited regulatory action.</P>
        <FTNT>
          <P>
            <SU>2</SU>
            <E T="03">See</E>U.S. Department of Education, Statement of Regulatory Priorities, 75 FR 79509 (Dec. 20, 2010).</P>
        </FTNT>
        <P>In deciding when to regulate, we consider:</P>
        <P>• Whether regulations are essential to promote quality and equality of opportunity in education;</P>
        <P>• Whether a demonstrated problem can be resolved without regulation;</P>
        <P>• Whether regulations are necessary in order to provide a legally binding interpretation that resolves ambiguity;</P>
        <P>• Whether entities or situations subject to regulation are so diverse that a uniform approach through regulation would do more harm than good; and</P>
        <P>• Whether regulations are needed to protect the Federal interest; that is, to ensure that Federal funds are used for their intended purpose and to eliminate fraud, waste, and abuse.</P>
        <P>In deciding how to regulate, we are mindful of the following principles:</P>
        <P>• Regulate no more than necessary;</P>
        <P>• Minimize burden to the extent possible, and promote multiple approaches to meeting statutory requirements when possible;</P>
        <P>• Encourage coordination of federally funded activities with State and local reform activities;</P>
        <P>• Ensure that the benefits justify the costs of regulating;</P>
        <P>• To the extent possible, establish performance objectives rather than specify compliance behavior; and</P>
        <P>• Encourage flexibility, to the extent possible, so institutional forces and incentives achieve desired results.</P>
        <P>Additionally, we routinely review the priorities and requirements governing our discretionary grant competitions following the completion of those competitions to determine whether changes should be made for future competitions.</P>
        <P>Over the past two years, and operating under these principles, we have engaged in retrospective review of several key regulations that required updating to reflect changes in the authorizing statute, Administration priorities, or ED policies. We also began the process of developing a broader plan for a retrospective review of our regulations. Some examples of those efforts are as follows:</P>
        <P>• ED recently reviewed and revised its Freedom of Information Act (FOIA) regulations to implement changes made to FOIA in recent years. These amended regulations also took into account public guidance regarding FOIA issued by the White House and the Department of Justice. The revised regulations articulate more clearly to the public how ED processes FOIA requests for publicly available records, thereby promoting equality of opportunity and decreasing ambiguity.</P>
        <P>• In 2009 and 2010, ED reviewed and subsequently modified, following notice and public comment, its Education Department Acquisition Regulations (EDAR) to bring those regulations into alignment with changes to the Federal Acquisition Regulations. These modifications will increase the efficiency with which ED manages contracts.</P>
        <P>• Upon reauthorization of the Federal TRIO discretionary grant programs in the Higher Education Opportunity Act of 2008, ED reviewed its existing TRIO regulations and conducted negotiated rulemaking in 2009 and 2010 to comprehensively update and amend the regulations governing these programs. These amended regulations will help ensure that Federal funds are used for their intended purpose and resolve ambiguity for potential applicants, thereby ensuring that all eligible applicants have an opportunity to participate in the program.</P>

        <P>• Over the past two years, ED reviewed and revised a number of program integrity regulatory provisions associated with the Federal student aid programs authorized under Title IV of<PRTPAGE P="39347"/>the Higher Education Act of 1965, as amended (HEA). ED conducted this review in recognition of the fact that the student financial aid programs have grown dramatically in recent years, placing significantly more taxpayer funding at risk. In response to this dramatic growth in aid, we tightened our regulatory requirements in some areas (<E T="03">e.g.,</E>misrepresentation, State authorization, credit hours, and incentive compensation) while relaxing them in others (<E T="03">e.g.,</E>verification). This balanced approach, combined with our work on the “gainful employment” issue, will allow for additional growth in the aid programs while ensuring that we have appropriate safeguards in place to protect taxpayer funds.</P>
        <P>• In January 2011, ED successfully completed its 2010 Burden Reduction Initiative to reduce Free Application for Federal Student Aid (FAFSA) burden by at least five percent. In fact, ED decreased the FAFSA burden by 5,405,813 hours, or more than 14 percent. As part of accomplishing this impressive burden reduction, ED also realized the other goals included as part of the initiative: (a) Consolidation of the FAFSA and SAR into one ICR to better reflect that the two are part of one business process—applying for Federal student financial aid; and (b) Simplifying the application experience for student aid applicants by shortening completion times, primarily through the use of improved technology such as “skip and assumption logic.”</P>
        <P>• In preparation for conducting a retrospective review of ED's regulations, we have reviewed plans and strategies used by other agencies, journal articles, and Administrative Conference of the United States (ACUS) Recommendation 95-3, “Review of Existing Agency Regulations.” We also began considering methods for determining which regulations should be reviewed, strategies for engaging senior leadership, and how best to allocate resources for such a review.</P>
        <P>b.<E T="03">What specific rules, if any, were already under consideration for retrospective analysis?</E>
        </P>
        <P>Prior to issuance of the Executive Order, and in establishing ED's regulatory priorities for 2011, we identified several specific regulations for retrospective review and determined that, based on that review, further amendments to these regulations are necessary. These regulations are as follows:</P>
        <P>•<E T="03">The Federal Family Education Loan (FFEL) program regulations in 34 CFR part 682 and the William D. Ford Federal Direct Loan (Direct Loan) program regulations in 34 CFR part 685.</E>In the SAFRA Act, Title II of the Health Care and Education Reconciliation Act of 2010, Congress ended the making of new loans in the FFEL program, effective July 1, 2010. As a result, the Direct Loan program has expanded to be the single source of new Federal student loans. ED is evaluating to what extent some of the FFEL program regulations are no longer needed and what changes are needed within the Direct Loan program regulations to improve efficiency and modernize the operations of that program. ED has begun the negotiated rulemaking process for these regulations.</P>
        <P>•<E T="03">Regulations in 34 CFR parts 607, 608, 609, 628, and 637, governing the institutional development programs authorized by Titles III and V of the HEA.</E>These regulations govern existing discretionary grant programs for minority-serving institutions. The Higher Education Opportunity Act of 2008 and the SAFRA Act created several new programs for minority-serving institutions; these new programs, however, are not covered by the existing regulations. We need to review and amend the existing regulations in order to streamline them across the different programs, to the extent feasible, and to ensure that they cover the newly authorized programs. Through these amendments, we plan to simplify the application process, thereby reducing burden on potential applicants.</P>
        <P>•<E T="03">ED's regulations governing its direct grant and State-administered grant programs in 34 CFR parts 74 through 99, also known as the Education Department General Administrative Regulations (EDGAR).</E>Over the last several years, we have identified provisions within these regulations that are obsolete or that require updating to take into account developments in technology and streamlined application submission processes, thereby reducing burden on our applicants and grantees. Additionally, in implementing several new grant programs under the American Recovery and Reinvestment Act of 2009 (ARRA), we have identified key provisions in EDGAR that require substantive changes to improve transparency and improve the efficiency of our grant-making functions.</P>
        <P>•<E T="03">Regulations in 34 CFR part 99 regarding the Family Educational Rights and Privacy Act (FERPA).</E>On April 8, 2011, ED issued a notice of proposed rulemaking to amend these regulations. These proposed amendments are necessary to ensure that ED's implementation of FERPA continues to protect the privacy of education records, as intended by Congress, while allowing for the effective use of data in statewide longitudinal data systems (SLDS) as envisioned in the America COMPETES Act and under the ARRA. Improved access to data contained within an SLDS will reduce burden on States and greatly facilitate States' efforts to evaluate education programs, to build upon what works and discard what does not, to increase accountability and transparency, and to contribute to a culture of innovation and continuous improvement in education.</P>
        <HD SOURCE="HD1">V. Elements of Preliminary Plan/Compliance With E.O. 13563</HD>
        <P>a.<E T="03">How does the agency plan to develop a strong, ongoing culture of retrospective analysis?</E>
        </P>
        <P>This plan, once finalized, will establish ED's policy for conducting thorough and meaningful retrospective reviews and analyses of our regulations on an ongoing basis. This plan will be disseminated to all offices within ED, and all offices will participate in implementing the plan.</P>
        <P>ED has established a retrospective review team that is responsible for developing this plan and for coordinating the retrospective reviews going forward. This team will regularly report its progress in implementing the plan and conducting the retrospective reviews to Deputy Secretary Miller and other senior officials. As indicated below, ED intends to conduct its retrospective reviews biennially. Thus, retrospective reviews will become standard operating procedure in the agency.</P>
        <P>b.<E T="03">Prioritization. What factors and processes will the agency use in setting priorities?</E>
        </P>
        <P>The factors ED will use in setting priorities for the retrospective review of its regulations are:</P>
        <P>• Have regulated parties expressed confusion about the regulations or requested changes to the regulations?</P>
        <P>• Can the regulations be understood and implemented without extensive legal interpretation, non-regulatory guidance, or technical assistance?</P>
        <P>• Have regulated parties expressed concern about unwarranted regulatory burden? Do the regulations create an unnecessary administrative burden?</P>
        <P>• What is the estimated timeline for reviewing and possibly amending the regulations? For instance, will ED need to conduct negotiated rulemaking to amend the regulations, and does ED need amended regulations in place by a certain date?</P>

        <P>• Has Congress amended the authorizing statute such that prompt review of existing regulations is necessary?<PRTPAGE P="39348"/>
        </P>
        <P>• Does ED anticipate reauthorization of the authorizing statute in the near term such that prompt review of existing regulations would likely be disrupted or not lead to regulatory revisions that could be implemented before reauthorization?</P>
        <P>• Are the regulations outmoded, unnecessary, or out of date? If so, are they impeding the proper administration of the relevant program?</P>
        <P>• Are the current regulations sufficient to administer the applicable programs?</P>
        <P>• Are the regulations necessary to conduct the grant program or can the program be implemented based entirely on the statutory provisions or through using appropriate provisions of EDGAR?</P>
        <P>• Have issues with the regulations been identified in audits (Office of Inspector General (OIG), Government Accountability Office (GAO), Single Audits)? Are there repeat audit findings or conflicting views on what the regulations mean?</P>
        <P>• Are the regulations essential for program effectiveness and financial integrity? For example, does ED or another oversight entity monitor compliance with the regulations?</P>
        <P>c.<E T="03">Initial list of candidate rules for review over the next two years:</E>
        </P>
        <P>In addition to those regulations currently under review, we have preliminarily identified a number of other regulatory provisions that we believe warrant retrospective review. As indicated below, program offices will be asked to conduct a retrospective review of these and other regulatory provisions in the next several months. These are as follows:</P>
        <P>•<E T="03">Regulations in 34 CFR part 300 under Part B of the Individuals with Disabilities Education Act (IDEA) and reporting requirements under Part B of IDEA.</E>We have heard from a number of States about burden associated with some provisions of our current Part B, IDEA regulations and annual reporting requirements. We intend to conduct a thorough review of these regulations and requirements to assess their effectiveness and determine whether burden can be reduced, without diminishing the rights of students with disabilities.</P>
        <P>•<E T="03">Regulations in 34 CFR part 350 relating to programs administered by the National Institute on Disability and Rehabilitation Research (NIDRR).</E>In reviewing these regulations, ED seeks to identify regulatory changes that could improve the process for awarding grants and reduce the burden for eligible entities who apply for discretionary funds under the programs administered by NIDRR.</P>
        <P>•<E T="03">Regulations in 34 CFR 388.21 for the State Vocational Rehabilitation Unit In-Service Training Program.</E>The Department is concerned that the current formula may lead to inequitable or inefficient distribution of funding among eligible entities and is interested in identifying changes that might increase the effectiveness of this program.</P>
        <P>•<E T="03">Regulations in 34 CFR parts 400 through 491 governing career and technical education programs.</E>These regulations have not been updated since the most recent reauthorization in the Carl D. Perkins Career and Technical Education Improvement Act of 2006. We will consider whether regulations are needed to improve the administration and effectiveness of the program.</P>
        <P>•<E T="03">Regulations in 34 CFR part 104 implementing section 504 of the Rehabilitation Act of 1973.</E>These regulations, which are designed to eliminate discrimination on the basis of handicap in any program or activity receiving Federal financial assistance, have not been updated since 2000. We will consider whether changes are needed to improve the administration and implementation of the regulations.</P>
        <P>•<E T="03">Regulations in 34 CFR parts 655, 656, 657, 658, 660, 661, 662, 663, 664, and 669 governing the postsecondary international education programs.</E>Following reauthorization of the HEA in 2008, ED made limited technical amendments to these regulations. However, a more comprehensive review of these regulations is necessary. Specifically, ED needs to review and amend these regulations to streamline them across the different programs to reduce burden on potential applicants, to the extent feasible, and to ensure that they provide the flexibility necessary to address emerging issues in international education.</P>
        <P>•<E T="03">Regulations in 34 CFR parts 673, 674, 675, and 676 governing the campus-based Federal Student Aid programs.</E>ED has regulations governing these formula grant programs that require updating and streamlining. We will consider changes that are needed to improve the administration and efficiency of these programs, while reducing burden on regulated parties.</P>
        <P>•<E T="03">Regulations governing discretionary grant programs for which the authorization has been repealed or for which Congress has not provided funding in some time.</E>These include regulations for the Endowment Challenge Grant program in 34 CFR part 628, the Urban Community Service Program in 34 CFR part 636, the Christa McAuliffe Fellowship Program in 34 CFR part 237, and in the Bilingual Education: Graduation Fellowship Program 34 CFR part 535. We will repeal the regulations for the programs that are no longer authorized and consider whether the regulations for authorized but no longer funded programs are still necessary.</P>
        <P>d.<E T="03">Structure and Staffing. High-level agency official responsible for retrospective review.</E>
        </P>
        <P>
          <E T="03">Name/Position Title:</E>Tony Miller, Deputy Secretary.</P>
        <P>
          <E T="03">E-mail address: tony.miller@ed.gov.</E>
        </P>
        <P>e.<E T="03">How does the agency plan to ensure that the agency's retrospective team and process maintain sufficient independence from the offices responsible for writing and implementing regulations?</E>
        </P>
        <P>The retrospective review team will include representatives of the following offices: Office of the Deputy Secretary; Office of the Under Secretary; Office of Planning, Evaluation, and Policy Development; Budget Service; and the Office of the General Counsel. These offices do not have primary responsibility for drafting or implementing regulations. Additionally, the team will consult, as appropriate, with other offices that have agency-wide responsibilities, such as the Office of Inspector General.</P>
        <P>f.<E T="03">Describe agency actions, if any, to strengthen internal review expertise. This could include training staff, regrouping staff, hiring new staff, or other methods.</E>
        </P>
        <P>The review team will be trained on the prioritization factors that ED has identified above and on our principles for regulating. The principles and the prioritization factors will be used as the key criteria in conducting the review.</P>
        <P>g.<E T="03">How will the agency plan for retrospective analysis over the next two years, and beyond?</E>
        </P>
        <P>ED will be publishing the preliminary plan for public comment and, following the receipt of public comment, will revise the plan accordingly. At the same time, the retrospective review team will be asking program offices, budget analysts, and program attorneys to complete a retrospective review survey that requests information on existing regulations (see response to question VI(c) below). The team will coordinate the retrospective reviews and provide periodic reports to Deputy Secretary Miller and other senior officials on the progress and results of those reviews.</P>

        <P>Once these reviews have been completed, the retrospective review team will analyze the results and develop recommendations to senior officials about which regulations should be amended (or what other actions other<PRTPAGE P="39349"/>than regulation could be taken to reduce burden). Taking into account the prioritization factors listed above and agency resources, and working with senior officials, ED will develop a schedule for the amendment of those regulations identified for revision.</P>
        <P>While ED is conducting these reviews, it will analyze the public comments that it receives on the draft plan and incorporate any changes into the final plan. ED intends to conduct its retrospective reviews biennially.</P>
        <P>h.<E T="03">How will the agency decide what to do with the analysis?</E>
        </P>
        <P>The retrospective review team will use the results of the analysis to develop recommendations for senior officials regarding whether regulations should be amended and whether alternatives to regulating, such as updating guidance or modifying reporting requirements, should instead be used to reduce burden, simplify program implementation, or improve understanding of the regulations.</P>
        <P>i.<E T="03">What are the agency's plans for revising rules? How will agencies periodically revisit rules (e.g., through sunset provisions, during regular intervals)?</E>
        </P>
        <P>ED will revise regulations based on the results of the retrospective reviews, the recommendations of the retrospective review team, and the decisions of senior officials. As indicated above, ED intends to conduct its retrospective reviews biennially.</P>
        <P>j.<E T="03">Describe how the agency will coordinate with other Federal agencies that have jurisdiction or similar interests:</E>
        </P>
        <P>ED will work through the Office of Information and Regulatory Affairs within the Office of Management and Budget and with its existing contacts at other agencies as it is conducting its retrospective reviews and any subsequent amendments to our regulations. These agencies include the U.S. Department of Justice, the U.S. Department of Labor, the U.S. Department of Health and Human Services, the Social Security Administration, and the U.S. Small Business Administration. With respect to our discretionary grant programs, we have consulted and will continue to consult with other Federal agencies engaged in similar activities to assess ways in which we can reduce overlap and redundancy and share best practices, including in such areas as pre-award risk assessments and audit reviews.</P>
        <P>k.<E T="03">Will the plan be peer reviewed?</E>
        </P>
        <P>There has been a thorough internal review of the preliminary plan by all offices within ED and any revisions made as a result of the public comment we receive on the draft plan will undergo a similarly thorough review.</P>
        <P>
          <E T="03">If yes, please describe those plans:</E>
        </P>
        <P>The preliminary plan has undergone several levels of Departmental review. We have actively engaged and sought input from ED's senior leaders in developing the plan. The plan was presented to ED's Policy Committee for input and recommendations by senior policy officials. Based on recommendations from the Policy Committee, changes were made to the plan, and further changes were made as a result of the review by a larger group of ED staff who are directly responsible for administering the programs that would be affected by any changes to the regulations. As necessary, meetings were held to answer questions and reconcile differences.</P>
        <P>ED will soon be publishing the preliminary plan for public comment and will seek informal feedback from stakeholders. Following receipt of public and stakeholder input, ED will consider further revisions to the plan. The final plan will undergo a similar internal review as the preliminary plan.</P>
        <HD SOURCE="HD1">VI. Components of Retrospective Cost-Benefit Analysis</HD>
        <P>a.<E T="03">What metrics will the agency use to evaluate regulations after they have been implemented? For example, will the agency use increases in net benefits, increases in cost effectiveness ratios, or something else?</E>
        </P>
        <P>ED will use several metrics to evaluate regulations after they have been implemented. These metrics are as follows:</P>
        <P>• Have there been numerous questions from stakeholders asking for further clarification of, or further amendment to, the regulations on points it would be feasible or desirable to address or clarify in the regulations?</P>
        <P>• What, if any, guidance has ED provided to clarify the regulations following issuance of the regulations and has the guidance provided the clarification needed?</P>
        <P>• What does information obtained from ED data collections, including data collected through evaluations, grantee performance reports, and other sources tell us about changes in net benefits, cost-effectiveness ratios, or other financial metrics?</P>
        <P>• With respect specifically to ED's regulations implementing Parts B and C of IDEA, ED already publishes a quarterly list of correspondence that it sends in response to requests from stakeholders. This correspondence provides guidance and interpretations of the IDEA and its implementing regulations. We will continue to monitor the substance of this correspondence and the number of inquiries received to assess whether regulatory changes may be necessary.</P>
        <P>• Has implementation of the regulations led to unfair or unequal access to funding?</P>
        <P>b.<E T="03">What steps has the agency taken to ensure that it has the data available with which to conduct a robust retrospective analysis?</E>
        </P>
        <P>The retrospective review team will develop a template for offices to use in collecting data on the metrics identified above. ED also is exploring using a customer survey on an ongoing basis to obtain feedback and data from the public on ED regulations.</P>
        <P>c.<E T="03">How, if at all, will the agency incorporate experimental designs into retrospective analyses?</E>
        </P>
        <P>Although ED will not be incorporating experimental designs into its analyses, its retrospective analysis of a given set of regulations will begin with independent reviews from the following: (1) Program staff who are responsible for overseeing the implementation of the regulations; (2) the program attorney who advises the program staff on the legal aspects of administering the program; and (3) budget staff who are knowledgeable about the allowable uses of program funds. Each individual will independently complete a review survey that requests information on at least the following questions (which correspond to the prioritization factors described above):</P>
        <P>• Have regulated parties identified a lack of clarity or need for changes in the regulations? If so, what regulatory provisions cause confusion or need change?</P>
        <P>• Can the regulations be understood and implemented without extensive legal interpretation, non-regulatory guidance, or technical assistance?</P>
        <P>• Have regulated parties expressed concern about unwarranted regulatory burden? Do the regulations create an unnecessary administrative burden? If so, what regulatory provisions might be unduly burdensome and why?</P>
        <P>• What is the estimated timeline for reviewing and possibly amending the regulations? For instance, will ED need to conduct negotiated rulemaking to amend the regulations and does ED need amended regulations in place by a certain date?</P>
        <P>• Has Congress amended the authorizing statute such that prompt review of existing regulations is necessary?</P>

        <P>• Does ED anticipate reauthorization of the authorizing statute in the near<PRTPAGE P="39350"/>term? If yes, how will reauthorization affect existing regulations?</P>
        <P>• Are the regulations outmoded, unnecessary, or out of date? If so, are they impeding the proper administration of the relevant program? Please identify specific regulatory provisions that are obsolete or out of date and provide a brief explanation.</P>
        <P>• What does the evidence from program evaluations, including those that use experimental designs, reveal about the efficacy of the regulations and the need for changes?</P>
        <P>• Are the current regulations sufficient to administer the applicable programs? If not, what specific changes would you recommend to update the existing regulations?</P>
        <P>• Are regulations necessary to conduct the grant program or can the program be implemented based on the statutory provisions? If regulations are necessary, what specific areas need to be covered in the regulations?</P>
        <P>• Have issues with the regulations been identified in audits (OIG, GAO, Single Audits)? Are there repeat audit findings or conflicting views on what the regulations mean?</P>
        <P>• Are the regulations essential for program effectiveness and financial integrity? For example, does ED or any other oversight entity monitor compliance with the regulations?</P>
        <P>• What are the costs and benefits of removing a regulatory requirement, and what would be the effect on students and program accountability?</P>
        <HD SOURCE="HD1">VII. Publishing the Agency's Plan Online</HD>

        <P>a. Will the agency publish its retrospective review plan and available data on its Open Government Web site (<E T="03">http://www.agency.gov/open</E>). If yes, please provide the name of a technical staff person who will be charged with updating the plans online.</P>
        <P>ED will publish its plan on its Open Government website (<E T="03">http://www.ed.gov/open</E>). As indicated above, ED intends to solicit public comment on its plan as well. The technical person who will be charged with updating the plan online is Kirk Winters, who can be reached at<E T="03">kirk.winters@ed.gov.</E>
        </P>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16901 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4000-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>National Park Service</SUBAGY>
        <CFR>36 CFR Part 7</CFR>
        <RIN>RIN 1024-AD85</RIN>
        <SUBJECT>Special Regulations, Areas of the National Park System, Cape Hatteras National Seashore</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Park Service, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The National Park Service (NPS) proposes to designate routes where off-road vehicles (ORVs) may be used within Cape Hatteras National Seashore (Seashore), North Carolina. Under NPS general regulations, the operation of motor vehicles off of roads within areas of the national park system is prohibited unless otherwise provided for by special regulation. The proposed rule would authorize ORV use at the Seashore, manage it to protect and preserve natural and cultural resources and natural processes, and provide a variety of safe visitor experiences while minimizing conflicts among various users.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before midnight (Eastern Daylight Time) Tuesday September 6, 2011. The NPS does not anticipate extending the public comment period beyond the stated deadline due to a court imposed deadline for completing the final rule.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by the Regulation Identifier Number (RIN) 1024-AD85, by any of the following methods:</P>
          
          <FP SOURCE="FP-1">—<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the instructions for submitting comments.</FP>
          <FP SOURCE="FP-1">—<E T="03">Mail or hand deliver to:</E>Superintendent, Cape Hatteras National Seashore, 1401 National Park Drive, Manteo, North Carolina 27954.</FP>

          <FP SOURCE="FP-1">—For additional information see “Public Participation” under<E T="02">SUPPLEMENTARY INFORMATION</E>below.</FP>
          
          <P>Comments submitted through Federal eRulemaking Portal:<E T="03">http://www.regulations.gov</E>or submitted by mail must be entered or postmarked before midnight (Eastern Daylight Time) September 6, 2011. Comments submitted by hand delivery must be received by the close of business hours (5 p.m. Eastern Daylight Time) September 6, 2011. Comments will not be accepted by fax, e-mail, or in any way other than those specified above, and bulk comments in any format (hard copy or electronic) submitted on behalf of others will not be accepted.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Mike Murray, Superintendent, Cape Hatteras National Seashore, 1401 National Park Drive, Manteo, North Carolina 27954. Phone: (252) 473-2111 (ext 148).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <HD SOURCE="HD2">Description of Cape Hatteras National Seashore</HD>
        <P>Officially established in 1937 along the Outer Banks of North Carolina, Cape Hatteras is the nation's first national seashore. Consisting of more than 30,000 acres distributed along approximately 67 miles of shoreline, the Seashore is part of a dynamic barrier island system.</P>
        <P>The Seashore serves as a popular recreation destination where visitors participate in a variety of recreational activities. The Seashore also contains important habitat for wildlife created by the Seashore's dynamic environmental processes. Several species, listed under the Endangered Species Act (ESA), including the piping plover, seabeach amaranth, and three species of sea turtles, are found within the park.</P>
        <HD SOURCE="HD1">Authority and Jurisdiction</HD>

        <P>In enacting the National Park Service Organic Act of 1916 (Organic Act) (16 U.S.C. 1<E T="03">et seq.</E>), Congress granted the NPS broad authority to regulate the use of areas under its jurisdiction. Section 3 of the Organic Act specifically authorizes the Secretary of the Interior, acting through the NPS, to “make and publish such rules and regulations as he may deem necessary or proper for the use and management of the parks. * * *”</P>
        <HD SOURCE="HD1">Off-Road Motor Vehicle Regulation</HD>
        <P>Executive Order 11644, Use of Off-Road Vehicles on the Public Lands, was issued in 1972 in response to the widespread and rapidly increasing off-road driving on public lands “often for legitimate purposes but also in frequent conflict with wise land and resource management practices, environmental values, and other types of recreational activity.” Executive Order 11644 was amended by Executive Order 11989 in 1977, and together they are collectively referred to in this rule as “E.O.”. The E.O. requires Federal agencies that allow motorized vehicle use in off-road areas to designate specific areas and routes on public lands where the use of motorized vehicles may be permitted.</P>

        <P>Specifically, section 3 of the E.O. requires agencies to develop and issue regulations and administrative instructions to provide for<PRTPAGE P="39351"/>administrative designation of the specific areas and trails on public lands on which the use of off-road vehicles may be permitted, and areas in which the use of off-road vehicles is prohibited. Those regulations shall direct that the designation of such areas and trails will be based upon the protection of the resources of the public lands, promotion of the safety of all users of those lands, and minimization of conflicts among the various uses of those lands. The regulations shall further require that the designation of such areas and trails shall be in accordance with the following—</P>
        <P>(1) Areas and trails shall be located to minimize damage to soil, watershed, vegetation, or other resources of the public lands.</P>
        <P>(2) Areas and trails shall be located to minimize harassment of wildlife or significant disruption of wildlife habitats.</P>
        <P>(3) Areas and trails shall be located to minimize conflicts between off-road vehicle use and other existing or proposed recreational uses of the same or neighboring public lands, and to ensure the compatibility of such uses with existing conditions in populated areas, taking into account noise and other factors.</P>
        <P>(4) Areas and trails shall not be located in officially designated Wilderness Areas or Primitive Areas. Areas and trails shall be located in areas of the National Park system, Natural Areas, or National Wildlife Refuges and Game Ranges only if the respective agency head determines that off-road vehicle use in such locations will not adversely affect their natural, aesthetic, or scenic values.</P>

        <P>The NPS regulation at 36 CFR 4.10(b) implements the E.O. and requires that routes and areas designated for ORV use be promulgated as special regulations and that the designation of routes and areas shall comply with 36 CFR 1.5 and the E.O. It also states that such routes and areas may be designated only in national recreation areas, national seashores, national lakeshores, and national preserves. The proposed rule is consistent with these authorities and with NPS Management Policies 2006, available at:<E T="03">http://www.nps.gov/policy/MP2006.pdf.</E>
        </P>
        <HD SOURCE="HD1">ORV Use at Cape Hatteras National Seashore</HD>
        <P>Following the establishment of the Seashore in 1937, beach driving was primarily for the purpose of transportation, not recreation. Because the area was sparsely populated, the number of ORVs on the beach was much smaller than it is today. The paving of NC Highway 12, the completion of the Bonner Bridge connecting Bodie and Hatteras islands in 1963, and the introduction of the State of North Carolina ferry system to Ocracoke Island facilitated visitor access to the sound and ocean beaches. Improved access, increased population, and the popularity of the sport utility vehicle have resulted in a dramatic increase in vehicle use on Seashore beaches.</P>

        <P>Since the 1970s, ORV use at the Seashore has been managed through various draft or proposed plans, none were completed or published as a special regulation as required by 36 CFR 4.10(b). Motivated in part by a decline in most beach nesting bird populations on the Seashore since the 1990s, in July 2007 the NPS completed the Cape Hatteras National Seashore Interim Protected Species Management Strategy/Environmental Assessment (Interim Strategy) to provide resource protection guidance with respect to ORVs and other human disturbance until the long-term ORV management plan and regulation could be completed. In October 2007, a lawsuit was filed by Defenders of Wildlife and the National Audubon Society against the NPS and the US Fish and Wildlife Service, challenging the Interim Strategy. The lawsuit alleged the Federal defendants failed to implement an adequate plan to govern off-road vehicle use at the Seashore that would protect the Seashore's natural resources while minimizing conflicts with other users, and that the Federal defendants failed to comply with the requirements of the E.O. and NPS regulations regarding ORV use. The lawsuit was resolved in April 2008 by a consent decree agreed to by the plaintiffs, the NPS, and the interveners, Dare and Hyde counties and a coalition of local ORV and fishing groups. ORV use is currently managed pursuant to the consent decree, which also established deadlines of December 31, 2010 and April 1, 2011, respectively, for completion of an ORV management plan/EIS and a final special regulation. On December, 20 2010, the Cape Hatteras ORV Plan/Final Environmental Impact Statement (plan/FEIS) was completed, and the Record of Decision (ROD) selecting the NPS preferred alternative was signed by the NPS Southeast Regional Director. The public was informed of the availability of the plan/FEIS and ROD through notice in the<E T="04">Federal Register</E>on December 28, 2010. The plan/FEIS, the ROD, and other supporting documentation can be found online at<E T="03">http://www.parkplanning.nps.gov/caha.</E>The NPS has notified the parties to the litigation and the US District Court for Eastern District of North Carolina (Court) that the final rule will not be completed until late summer 2011 with implementation planned for fall 2011. On April 12, 2011, the Court issued an order modifying the consent decree, extending the deadline for promulgation of the final rule until November 15, 2011.</P>
        <HD SOURCE="HD1">The Proposed Rule</HD>
        <P>This proposed rule establishes a special regulation pursuant to 36 CFR 4.10(b) to manage ORV use at the Seashore. The special regulation will implement portions of the selected action alternative, as described in the ROD, by designating ORV routes at the Seashore, establishing requirements to obtain a permit, and imposing date and time and other restrictions related to operation of ORVs, including vehicle and equipment standards. In addition, the proposed rule would correct a drafting error at § 7.58(b)(1) to clarify that the definitions only apply to § 7.58 and not to the entirety of 36 CFR Part 7. Further the rule would delete the definition of permittee at § 7.58(b)(1)(ii) as it is unnecessary and potentially confusing to the public, as the term could be applied to individuals holding different types of permits for different activities. The deletion consequently requires redesignation of the structure of paragraph (b). The addition of paragraph (c) would implement portions of the selected action alternative as described in the ROD, by designating ORV routes at the Seashore, establishing requirements to obtain a permit, and imposing date and time and other restrictions related to operation of ORVs, including vehicle and equipment standards.</P>
        <P>The following explains some of the principal elements of the proposed rule in a question and answer format:</P>
        <HD SOURCE="HD2">What is an “Off-Road Vehicle” (ORV)?</HD>
        <P>For the purposes of this regulation, an “off-road vehicle” or “ORV” means a motor vehicle used off of park roads (off-road). Not all ORVs are authorized for use at the Seashore; however, all ORVs are subject to the vehicle requirements, prohibitions, and permitting requirements described below in this regulation.</P>
        <HD SOURCE="HD2">Do I need a permit to operate a vehicle off road?</HD>

        <P>Yes. To obtain an ORV permit, you must complete a short education program, acknowledge in writing that you understand and agree to abide by the rules governing ORV use at the Seashore, and pay the applicable permit<PRTPAGE P="39352"/>fee. Both weekly (7-day, valid from the date of issuance) and annual (calendar year) ORV permits would be available.</P>
        <HD SOURCE="HD2">Is there a limit to the number of ORV permits available?</HD>
        <P>No. There would be no limit to the number of permits that the Superintendent could issue. However, use restrictions may limit the number of vehicles on a particular route at one time.</P>
        <HD SOURCE="HD2">Several of my family members have ORVs that we would like to use on Seashore beaches. Do we need to get a permit for each vehicle?</HD>
        <P>Yes. You would need to get a permit for each vehicle that you want to use for driving on designated ORV routes. A permit would need to be affixed to all vehicles operated on designated ORV routes within the Seashore.</P>
        <HD SOURCE="HD2">Where can I operate my vehicle off road?</HD>
        <P>Once you obtain an ORV permit, you may operate a vehicle off road only on designated routes described in the tables located in § 7.58(c)(9). The tables also provide dates for seasonal restrictions on driving these designated routes. Maps of designated ORV routes would be available in the Office of the Superintendent and on the Seashore Web site.</P>
        <HD SOURCE="HD2">Does the ORV permit guarantee that all designated ORV routes will be open for me to use?</HD>
        <P>No. In addition to the referenced seasonal restrictions, ORV routes are also subject to temporary resource and safety closures. However, past experience indicates that substantial sections of the beach that are designated as ORV routes would remain open for ORV use when other sections are temporarily closed.</P>
        <HD SOURCE="HD2">Are there any requirements for my vehicle?</HD>

        <P>Yes. To receive a permit to operate a vehicle on designated ORV routes, your vehicle must be registered, licensed, and insured for highway use and comply with inspection regulations within the state, country, or province where the vehicle is registered. It must have no more than two axles and its tires must be U.S. Department of Transportation listed or approved, as described at:<E T="03">http://www.safercar.gov/Vehicle+Shoppers/Tires/Tires+Rating/Passenger+Vehicles.</E>You would also be required to carry in your vehicle a low-pressure tire gauge, shovel, jack, and jack stand.</P>
        <HD SOURCE="HD2">Can I drive my two-wheel-drive vehicle on designated ORV routes?</HD>
        <P>Yes. Four-wheel-drive vehicles are recommended, but two-wheel-drive vehicles would be allowed if, in the judgment of the vehicle operator, the vehicle is capable of over-sand travel.</P>
        <HD SOURCE="HD2">Can I tow a boat or utility trailer with my vehicle on designated ORV routes?</HD>
        <P>Yes. Towed boat and utility trailers with one or two axles would be allowed. Boat and utility trailers with more than two axles would be prohibited.</P>
        <HD SOURCE="HD2">Can I tow a travel trailer (camping trailer) on designated ORV routes?</HD>
        <P>No. Travel trailers (<E T="03">i.e.,</E>camping trailers) would be prohibited on designated ORV routes, as camping at the Seashore is prohibited except in designated campgrounds.</P>
        <HD SOURCE="HD2">Can I ride my motorcycle off of Seashore roads?</HD>
        <P>No. The operation of motorcycles would be prohibited on designated ORV routes.</P>
        <P>Motorcycles are generally not capable of travelling through the deep, soft sand or carrying the requisite equipment for self extraction should they become stuck.</P>
        <HD SOURCE="HD2">Can I ride my all-terrain vehicle (ATV), or utility vehicle (UTV) off of Seashore roads?</HD>
        <P>No. Vehicles not registered, licensed and insured for highway use, including ATVs and UTVs, cannot lawfully be operated to ORV access points, and adequate parking for trailers or other transport vehicles is not readily available adjacent to ORV access points. Further, these vehicles have historically not been allowed to operate within the Seashore, and authorizing such use would limit the capacity for and interfere with the more significant and traditional use of four-wheel drive pick-up trucks, sport utility vehicles and other passenger vehicles for off-road access associated with fishing, picnicking, sun bathing, surfing, wading and swimming.</P>
        <HD SOURCE="HD2">What is the speed limit on designated ORV routes?</HD>
        <P>The speed limit would be 15 miles per hour (unless otherwise posted), except for emergency vehicles when responding to a call.</P>
        <HD SOURCE="HD2">Are there right-of-way rules for ORV drivers in addition to those already in effect at the Seashore?</HD>
        <P>Yes. Vehicles must yield to pedestrians and move to the landward side of the ORV corridor when approaching or passing a pedestrian on the beach. When traveling within 100 feet of pedestrians, ORVs must slow to 5 mph.</P>
        <HD SOURCE="HD2">Can I drive on designated ORV routes at night?</HD>
        <P>Yes, but not at all times on all routes. ORVs would be allowed on designated ORV routes 24 hours a day from November 16 to April 30, subject to the terms and conditions established under an ORV permit. However, from May 1 to November 15, designated ORV routes in potential sea turtle nesting habitat (ocean intertidal zone, ocean backshore, and dunes) would be closed to ORVs from 9:00 p.m. until 7:00 a.m. However, from September 15 to November 15, the Superintendent may reopen designated ORV routes at night if there are no turtle nests remaining. This is a minor change to the dates in the ROD. The NPS has decided it would be easier for the public to understand and more convenient to administer if the night driving dates coincided with some of the seasonal ORV route dates. Therefore, as described, night driving may be allowed beginning on September 15 instead of September 16. Routes that are subject to these night driving restrictions, as well as routes identified as having no turtle nests remaining, will be depicted on maps available in the Office of the Superintendent and on the Seashore Web site.</P>
        <HD SOURCE="HD2">Can I leave my ORV parked on the beach if I don't drive it between 9 p.m. and 7 a.m. during the dates night driving restrictions are in effect?</HD>
        <P>No. During the restricted hours, all vehicles would be prohibited on designated ORV routes, including the beach.</P>
        <HD SOURCE="HD2">Is a separate permit required for night driving?</HD>
        <P>No. It would be covered by the ORV permit required to drive on the designated ORV routes in the Seashore.</P>
        <HD SOURCE="HD2">I have a family member who is disabled or mobility-impaired. Can I use my ORV to drive that family member to the beach where we are gathering, even if it is not designated as an ORV route?</HD>

        <P>Yes, such use would be accommodated on a case-by-case basis in front of villages only, and would be subject to the conditions of a special use permit issued by the Superintendent. The permit would allow you to transport mobility-impaired individuals to a predetermined location in an otherwise vehicle-free area (VFA) in front of the villages. After transporting the person to the beach, you would have<PRTPAGE P="39353"/>to immediately return the vehicle to the nearest ORV route or Seashore road. Additionally, you should keep in mind that there would be many miles of beach open to ORVs year-round or seasonally that will be accessible by ORV for family gatherings and other activities. In those areas, vehicles may simply be parked in the ORV corridor.</P>
        <HD SOURCE="HD2">Do commercial use authorization holders and commercial fisherman need a separate ORV permit?</HD>
        <P>No. Commercial Use Authorizations (CUAs) would, as appropriate, also authorize ORV use by the CUA holder but not their clients. ORV use by commercial fisherman who are actively engaged in a commercial fishing activity would be authorized ORV use under the terms of their commercial fishing special use permit.</P>
        <HD SOURCE="HD2">Can commercial fishermen drive in the vehicle-free areas (VFA)?</HD>
        <P>Yes. In keeping with the current practice, commercial fishermen when actively engaged in their authorized commercial fishing activity would be allowed to enter VFAs, except for resource closures and lifeguarded beaches. Lifeguarded beaches would be closed seasonally by the Superintendent. Commercial fishing activities and use of associated fishing gear conflicts with the significant, concentrated beach use and associated swimming use of these areas by visitors.</P>
        <P>Commercial fishermen while actively engaged in authorized commercial fishing activity and who are able to present a fish-house receipt from the previous 30 days would be allowed to enter the beach at 5 a.m. on days when night driving restrictions are in effect for the general public.</P>
        <HD SOURCE="HD1">Compliance With Other Laws and Executive Orders</HD>
        <HD SOURCE="HD2">Use of Off-Road Vehicles on the Public Lands (Executive Order 11644)</HD>
        <P>Section 3(4) of E.O. provides that ORV “areas and trails shall be located in areas of the National Park system, Natural Areas, or National Wildlife Refuges and Game Ranges only if the respective agency head determines that off-road vehicle use in such locations will not adversely affect their natural, aesthetic, or scenic values.” Since the E.O. clearly was not intended to prohibit all ORV use everywhere in these units, the term “adversely affect” does not have the same meaning as the somewhat similar terms “adverse impact” or “adverse effect” commonly used in the National Environmental Policy Act of 1969 (NEPA) . Under NEPA, a procedural statute that provides for the study of environmental impacts, the term “adverse effect” refers to any effect, no matter how minor or negligible. Section 3(4) of the E.O. by contrast, does not prescribe procedures or any particular means of analysis. It concerns substantive management decisions, and must instead be read in the context of the authorities applicable to such decisions. The Seashore is an area of the National Park System. Therefore, the NPS interprets the E.O. term “adversely affect” consistent with its NPS Management Policies 2006. Those policies require that NPS only allows “appropriate use” of parks, and avoids “unacceptable impacts.”</P>
        <P>Specifically, this rule will not impede the attainment of the Seashore's desired future conditions for natural and cultural resources as identified in the plan/FEIS. We have determined this rule will not unreasonably interfere with the atmosphere of peace and tranquility, or the natural soundscape maintained in natural locations within the Seashore. Therefore, we have determined that within the context of E.O., the resources and values of the Seashore, ORV use on the ORV routes designated by this rule (which are also subject to resource closures and other species management measures that will be implemented under the selected action in the ROD) will not adversely affect the natural, aesthetic, or scenic values of the Seashore.</P>
        <P>Section 8(a) of the E.O. requires the respective agency head to monitor the effects of the use of off-road vehicles on lands under their jurisdictions. On the basis of the information gathered, such agency head shall from time to time amend or rescind designations of areas or other actions taken pursuant to the E.O. as necessary to further the policy of the E.O. The selected action for the plan/EIS, as described in the ROD, identifies monitoring and resource protection procedures, periodic review, and desired future condition to provide for the ongoing and future evaluation of impacts of ORV use on protected resources. The park Superintendent has the existing authority under both this proposed regulation and under 36 CFR § 1.5 to close portions of the Seashore as needed to protect park resources.</P>
        <HD SOURCE="HD2">Regulatory Planning and Review (Executive Order 12866)</HD>

        <P>This document is a significant rule and the Office of Management and Budget (OMB) has reviewed this rule under Executive Order 12866. The assessments required by Executive Order 12866 and the details of potential beneficial and adverse economic effects of the proposed rule can be found in the report entitled “Benefit-Cost Analysis of Proposed ORV Use Regulations in Cape Hatteras National Seashore” which is available online at<E T="03">http://www.parkplanning.nps.gov/caha.</E>
        </P>
        <P>(1) This rule will not have an effect of $100 million or more on the economy. It will not adversely affect in a material way the economy, productivity, competition, jobs, the environment, public health or safety, or State, local, or Tribal governments or communities.</P>
        <P>(2) This rule will not create a serious inconsistency or otherwise interfere with an action taken or planned by another agency.</P>
        <P>(3) This rule does not alter the budgetary effects of entitlements, grants, user fees, or loan programs or the rights or obligations of their recipients.</P>
        <P>(4) OMB has determined this rule raises novel legal or policy issues. ORV use at the Seashore has been the subject of litigation in the past; a settlement agreement between the parties was reached in May 2008 and ORV use at the Seashore is currently managed under a court order/consent decree until the final rule is promulgated.</P>
        <HD SOURCE="HD2">Regulatory Flexibility Act (RFA)</HD>

        <P>The Department of the Interior certifies that this document will not have a significant economic effect on a substantial number of small entities under the RFA (5 U.S.C. 601<E T="03">et seq.</E>). This certification is based on information contained in the report entitled “Benefit-Cost Analysis of Proposed ORV Use Regulations in Cape Hatteras National Seashore”, available for review online at<E T="03">http://www.parkplanning.nps.gov/caha.</E>According to that report, no entities, small or large, are directly regulated by the proposed rule, which only regulates visitors' use of ORVs.</P>
        <P>As part of the socio-economic impact analysis for the plan/EIS, and based on suggestions from negotiated rulemaking advisory committee members, NPS conducted a small business survey, a visitor intercept survey, and a vehicle count study to supplement the existing sources of socio-economic data that were available in the public domain. We carefully considered his information in analyzing the rule's costs, benefits and impact.</P>

        <P>While close to 100 percent of the rule's impacts would fall on small businesses, some popular areas, such as Cape Point, South Point, and Bodie Island spit, would have designated year-round or seasonal ORV routes. The presence of more Vehicle Free Areas (VFAs) for pedestrians, combined with increased parking for pedestrian access,<PRTPAGE P="39354"/>could increase overall visitation and thereby help businesses to recoup some of the revenues lost as a result of ORV restrictions.</P>
        <P>The proposed rule includes a number of measures designed to mitigate effect on the number of visitors as well as the potential for indirect economic effects on village businesses that profit from patronage by Seashore visitors using ORVs. These include: New pedestrian and ORV beach access points, parking areas, pedestrian trails, routes between dunes, and ORV ramps to enhance ORV and pedestrian access; a designated year-round ORV route at Cape Point and South Point, subject to resource closures when breeding activity occurs; and pedestrian shoreline access along ocean and inlet shorelines adjacent to shorebird pre-nesting areas until breeding activity is observed. In addition, we will seek funding for an alternative transportation study and consider applications for businesses to offer beach and water shuttle services. These extra efforts to increase overall access and visitor use under the Selected Action, which we developed with extensive public involvement, should increase the probability that the economic impacts are on the low rather than high end of the range.</P>
        <HD SOURCE="HD2">Small Business Regulatory Enforcement Fairness Act (SBREFA)</HD>
        <P>This rule is not a major rule under the SBREFA, 5 U.S.C. 804(2). This rule:</P>
        <P>a. Does not have an annual effect on the economy of $100 million or more.</P>
        <P>b. Will not cause a major increase in costs or prices for consumers, individual industries, Federal, State, or local government agencies, or geographic regions.</P>
        <P>c. Does not have significant adverse effects on competition, employment, investment, productivity, innovation, or the ability of U.S.-based enterprises to compete with foreign-based enterprises.</P>

        <P>This determination is based on information contained in the report titled “Benefit-Cost Analysis of Proposed ORV Use Regulations in Cape Hatteras National Seashore”, available for review online at<E T="03">http://www.parkplanning.nps.gov/caha.</E>This action will result in increased costs to those visitors desiring to operate ORVs on the beach, due to the requirement for an ORV special use permit. However, the price of the permit would be based on a cost recovery system and would not result in a major increase in costs to visitors. Businesses operating in the Seashore under a commercial use authorization or commercial fishermen operating under a commercial fishing special use permit would not need an ORV permit.</P>
        <HD SOURCE="HD2">Unfunded Mandates Reform Act (UMRA)</HD>

        <P>This rule does not impose an unfunded mandate on State, local, or Tribal governments or the private sector of more than $100 million per year. The rule does not have a significant or unique effect on State, local, or Tribal governments or the private sector. The designated ORV routes are located entirely within the Seashore, and will not result in direct expenditure by State, local, or Tribal governments. This rule addresses public use of NPS lands, and imposes no requirements on other agencies or governments. Therefore, a statement containing the information required by the UMRA (2 U.S.C. 1531<E T="03">et seq.</E>) is not required.</P>
        <HD SOURCE="HD2">Takings (Executive Order 12630)</HD>
        <P>Under the criteria in E.O. 12630, this rule does not have significant takings implications. No taking of personal property will occur as a result of this rule. Access to private property located within or adjacent to the Seashore will not be affected by this rule. This rule does not regulate uses of private property. A takings implication assessment is not required.</P>
        <HD SOURCE="HD2">Federalism (Executive Order 13132)</HD>
        <P>Under the criteria in E.O. 13132, this rule does not have sufficient federalism implications to warrant the preparation of a Federalism summary impact statement. This rule only affects use of NPS-administered lands and imposes no requirements on other agencies or governments. A Federalism summary impact statement is not required.</P>
        <HD SOURCE="HD2">Civil Justice Reform (Executive Order 12988)</HD>
        <P>This rule complies With the requirements of E.O. 12988. Specifically, this rule:</P>
        <P>(a) Meets the criteria of section 3(a) requiring that all regulations be reviewed to eliminate errors and ambiguity and be written to minimize litigation; and</P>
        <P>(b) Meets the criteria of section 3(b)(2) requiring that all regulations be written in clear language and contain clear legal standards.</P>
        <HD SOURCE="HD2">Consultation With Indian Tribes (Executive Order 13175)</HD>
        <P>Under the criteria in E.O. 13175 we have evaluated this rule and determined that it would have no potential effect on Federally recognized Indian Tribes.</P>
        <P>On August 27, 2010, the NPS sent a letter to the Tuscarora Nation requesting information on any historic properties of religious or cultural significance to the Tribe that would be affected by the plan/FEIS. The Tuscarora Nation has not informed the Seashore of any such properties.</P>
        <HD SOURCE="HD2">Paperwork Reduction Act (PRA)</HD>

        <P>This rule does not contain any new collection of information that requires approval by OMB under the PRA of 1995 (44 U.S.C. 3501<E T="03">et seq.</E>). OMB has approved the information collection requirements associated with NPS special use permits and has assigned OMB control number 1024-0026 (expires 06/30/2013). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.</P>
        <HD SOURCE="HD2">National Environmental Policy Act (NEPA)</HD>

        <P>This rule implements portions of the plan/FEIS and ROD which is a major Federal action significantly affecting the quality of the human environment. In accordance with NEPA, the NPS prepared a Draft Environmental Impact Statement (DEIS) and a Final Environmental Impact Statement for the plan/FEIS. The plan/FEIS was released on November 15, 2010. The NPS Notice of Availability and the EPA Notice of Availability for the plan/FEIS were published in the<E T="04">Federal Register</E>on November 15 and November 19, 2010, respectively. The plan/FEIS evaluated six alternatives for managing off-road motorized vehicle access and use at the Seashore, including two no-action alternatives. The ROD, which selected Alternative F, was signed on December 20, 2010, and a notice of the decision was published in the<E T="04">Federal Register</E>on December 28, 2010. This rule is proposed for the purpose of implementing the selected action as described in the ROD. A full description of the alternatives that were considered, the environmental impacts associated with the project, and public involvement is contained in the plan/FEIS available for review online at:<E T="03">http://www.parkplanning.nps.gov/caha.</E>
        </P>
        <HD SOURCE="HD2">Information Quality Act (IQA)</HD>

        <P>Information presented in the plan/FEIS is based on a wide range of scientific and peer reviewed data which was used to determine potential impacts and to develop a range of alternatives. Studies, surveys, or reports used or referenced are listed in the Reference section of the plan/FEIS, available for review at<E T="03">http://www.parkplanning.nps.gov/caha.</E>The NPS believes that the information used<PRTPAGE P="39355"/>in preparing the plan/FEIS and the subsequent decision to issue this proposed rule is of sufficient quality, objectivity, utility, and integrity to comply with the IQA (Pub. L. 106-554).</P>
        <HD SOURCE="HD2">Effects on the Energy Supply (Executive Order 13211)</HD>
        <P>This rule is not a significant energy action under the definition in E.O. 13211. A Statement of Energy Effects is not required.</P>
        <HD SOURCE="HD1">Clarity of This Rule</HD>
        <P>We are required by Executive Orders 12866 and 12988, and by the Presidential Memorandum of June 1, 1998, to write all rules in plain language. This means that each rule we publish must:</P>
        <P>(a) Be logically organized;</P>
        <P>(b) Use the active voice to address readers directly;</P>
        <P>(c) Use clear language rather than jargon;</P>
        <P>(d) Be divided into short sections and sentences; and</P>
        <P>(e) Use lists and tables wherever possible.</P>

        <P>If you feel that we have not met these requirements, send us comments by one of the methods listed in the<E T="02">ADDRESSES</E>section. To better help us revise the rule, your comments should be as specific as possible. For example, you should tell us the numbers of the sections or paragraphs that are unclearly written, which sections or sentences are too long, the sections where you feel lists or tables would be useful,<E T="03">etc.</E>
        </P>
        <HD SOURCE="HD1">Public Participation</HD>

        <P>All submissions received must include the agency name and RIN for this rulemaking: 1024-AD85. All comments received through the Federal eRulemaking portal at<E T="03">http://www.regulations.gov</E>will be available without change. Before including your address, phone number, e-mail address, or other personal identifying information in your comment, you should be aware that your entire comment including your personal identifying information may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information, we cannot guarantee that we will be able to do so. To view comments received through the Federal eRulemaking portal, go to<E T="03">http://www.regulations.gov</E>and enter 1024-AD85 in the Keyword or ID search box.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 36 CFR Part 7</HD>
          <P>District of Columbia, National Parks, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>In consideration of the foregoing, the National Park Service proposes to amend 36 CFR part 7 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 7—SPECIAL REGULATIONS, AREAS OF THE NATIONAL PARK SYSTEM</HD>
          <P>1. The authority citation for part 7 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>16 U.S.C. 1, 3, 9a, 462(k); Sec. 7.96 also issued under 36 U.S.C. 501-511, DC Code 10-137 (2001) and DC Code 50-2201 (2001).</P>
          </AUTH>
          
          <P>2. In § 7.58,</P>
          <P>A. Revise the introductory language in paragraph (b)(1).</P>
          <P>B. Remove paragraph (b)(1)(ii),</P>
          <P>C. Redesignate paragraphs (b)(1)(iii) through (b)(1)(v) as (b)(1)(ii) through (b)(1)(iv).</P>
          <P>D. Add paragraph (c).</P>
          <P>The revisions to read as follows:</P>
          <SECTION>
            <SECTNO>§ 7.58</SECTNO>
            <SUBJECT>Cape Hatteras National Seashore.</SUBJECT>
            <STARS/>
            <P>(b) * * *</P>
            <P>(1)<E T="03">Definitions.</E>As used in this section:</P>
            <STARS/>
            <P>(c)<E T="03">Off-road motor vehicle use.</E>
            </P>
            <P>(1)<E T="03">Definitions.</E>In addition to the definitions found in § 1.4 of this chapter, the following terms apply in this paragraph (c):</P>
            <P>
              <E T="03">ORV</E>means a motor vehicle used off of park roads (off-road), subject to the vehicle requirements, prohibitions, and permitting requirements described in this regulation.</P>
            <P>
              <E T="03">ORV corridor</E>means the actual physical limits of the designated ORV route in the Seashore. The ORV corridor generally runs from the toe of the dune or the vegetation line on the landward side to the water line on the seaward side. Where the ocean beach is at least 30 meters wide above the high tide line, the landward side of the corridor will be 10 meters seaward of the toe of the dune. The ORV corridor will usually be marked by posts on the landward side (the seaward side of the corridor usually will not be posted).</P>
            <P>(2)<E T="03">ORV</E>
              <E T="03">permits.</E>The Superintendent administers the NPS special park use permit system at the Seashore, including permits for ORV use, and charges fees to recover NPS administrative costs.</P>
            <P>(i) A permit issued by the Superintendent is required to operate a vehicle on designated ORV routes at the Seashore.</P>
            <P>(ii) Operation of a motor vehicle authorized under an ORV permit is limited to those routes designated in this paragraph (c).</P>
            <P>(iii) There is no limit to the number of ORV permits that the Superintendent may issue.</P>
            <P>(iv) Annual ORV permits are valid for the calendar year for which they are issued. Seven-day ORV permits are valid from the date of issue.</P>
            <P>(v) In order to obtain a permit, an applicant must comply with vehicle and equipment requirements, complete a short education program in person, acknowledge in writing an understanding of the rules governing ORV use at the Seashore, and pay the permit fee.</P>
            <P>(vi) Each permit holder must affix the permit in a manner and location specified by the Superintendent to the vehicle authorized for off-road use.</P>
            <P>(3)<E T="03">Vehicle and equipment requirements.</E>The following requirements apply for driving off-road:</P>
            <P>(i) The vehicle must be registered, licensed, and insured for highway use and must comply with inspection regulations within the state, country, or province where the vehicle is registered.</P>
            <P>(ii) The vehicle must have no more than two axles.</P>
            <P>(iii) A towed boat or utility trailer must have no more than two axles.</P>
            <P>(iv) Vehicle tires must be listed or approved by the U.S. Department of Transportation.</P>
            <P>(v) The vehicle must carry a low-pressure tire gauge, shovel, jack, and jack stand.</P>
            <P>(4)<E T="03">Vehicle inspection.</E>Authorized persons may inspect the vehicle to determine compliance with the requirements of paragraphs (c)(3)(i) through (c)(3)(v).</P>
            <P>(5) The off-road operation of a motorcycle, all-terrain vehicle (ATV) or utility vehicle (UTV) is prohibited.</P>
            <P>(6) The towing of a travel trailer (<E T="03">i.e.</E>camping trailer) off-road is prohibited.</P>
            <P>(7)<E T="03">Special use permits for off-road driving, temporary use.</E>The Superintendent may issue a special use permit for temporary off-road vehicle use to:</P>
            <P>(i) Authorize the North Carolina Department of Transportation to use Seashore beaches as a public way, when necessary, to bypass sections of NC Highway 12 that are impassable or closed for repairs; or</P>
            <P>(ii) Allow participants in regularly scheduled fishing tournaments to drive in an area if such tournament use was allowed in that area for that tournament before January 1, 2009; or</P>

            <P>(iii) Allow vehicular transport of mobility impaired individuals via the shortest, most direct distance from the nearest designated ORV route or Seashore road to a predetermined location in a designated vehicle-free<PRTPAGE P="39356"/>area in front of a village;<E T="03">provided that,</E>the vehicle must return to the designated ORV route or Seashore road immediately after the transport.</P>
            <P>(8)<E T="03">Commercial fishing vehicles.</E>The Superintendent may authorize a commercial fishing permit holder when actively engaged in authorized commercial fishing to operate a vehicle on a beach:</P>
            <P>(i) Not designated for ORV use, provided the beach is not subject to a resource closure and is not lifeguarded; and</P>
            <P>(ii) Beginning at 5 a.m. on days when night driving restrictions are in effect, to set or tend haul seine or gill nets, if the permit holder is carrying and able to present a fish-house receipt from the previous 30 days.</P>
            <P>(9)<E T="03">ORV routes.</E>The following tables indicate designated ORV routes. The following ramps are designated as open to ORV use (subject to resource, safety, seasonal, or other closures) to provide access to ocean beaches: 2.5, 4, 23, 25.5, 27, 30, 32.5, 34, 38, 43, 44, 47.5, 49, 55, 59.5, 63, 67, 68, 70, 72. Soundside ORV access ramps are described in the table below. For a village beach to be open to ORV use during the winter season, it must be at least 20 meters (66 feet) wide from the toe of the dune seaward to mean high tide line. Maps depicting designated routes and ramps are available in the Office of the Superintendent and for review on the Seashore Web site.</P>
            <GPOTABLE CDEF="s125,r250" COLS="2" OPTS="L2,p1,8/9,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1"/>
                <CHED H="1"/>
              </BOXHD>
              <ROW EXPSTB="01" RUL="s">
                <ENT I="21">
                  <E T="02">BODIE ISLAND—DESIGNATED ROUTES</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="01">YEAR ROUND</ENT>
                <ENT>Ramp 2.5 (0.5 miles south of the southern boundary of Coquina Beach) to 0.2 miles south of ramp 4.</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="01">SEASONAL—September 15 to March 14</ENT>
                <ENT>0.2 miles south of ramp 4 to the eastern confluence of the Atlantic Ocean and Oregon Inlet.</ENT>
              </ROW>
              <ROW EXPSTB="01" RUL="s">
                <ENT I="21">
                  <E T="02">HATTERAS ISLAND—DESIGNATED ROUTES</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="01">YEAR ROUND</ENT>
                <ENT>1.5 miles south of ramp 23 to ramp 27.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Ramp 30 to ramp 32.5.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>The following soundside ORV access routes from NC Highway 12 to Pamlico Sound between the villages of Salvo and Avon: soundside ramps 46, 48, 52, 53, 54 and the soundside ORV access at Little Kinnakeet.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Ramp 38 to 1.5 miles south of ramp 38.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>The following soundside ORV access routes from NC Highway 12 to Pamlico Sound between the villages of Avon and Buxton: soundside ramps 57, 58, 59, and 60.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>0.4 miles north of ramp 43 to Cape Point to 0.3 miles west of “the hook”.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>

                <ENT>Interdunal route from intersection with Lighthouse Road (<E T="03">i.e.,</E>ramp 44) to ramp 49, with one spur route from the interdunal route to the ORV route below.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Ramp 47.5 to east Frisco boundary.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>A soundside ORV access route from Museum Drive to Pamlico Sound near Coast Guard Station Hatteras Inlet.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Pole Road from Museum Drive to Spur Road, with two spur routes to Pamlico Sound (one at the terminus of Spur Road and one commonly known as Cable Crossing) and four spur routes to the ORV route below.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Ramp 55 southwest along the ocean beach for 1.6 miles, ending at the intersection with the route commonly known as Bone Road.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">SEASONAL—November 1 to March 31</ENT>
                <ENT>0.1 mile south of Rodanthe Pier to ramp 23.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>Ramp 34 to ramp 38 (Avon).</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>East Frisco boundary to west Frisco boundary (Frisco village beach).</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>East Hatteras boundary to ramp 55 (Hatteras village beach).</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="01">September 15 to March 14</ENT>
                <ENT>Interdunal route south of the intersection of Pole Road and Spur Road stopping at least 100 meters from the ocean or inlet shoreline.</ENT>
              </ROW>
              <ROW EXPSTB="01" RUL="s">
                <ENT I="21">
                  <E T="02">OCRACOKE ISLAND—DESIGNATED ROUTES</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="01">YEAR ROUND</ENT>
                <ENT>Ramp 59.5 to ramp 63.<LI>Three routes from NC Highway 12 to Pamlico Sound located north of the Pony Pens, commonly known as Prong Road, Barrow Pit Road, and Scrag Cedar Road.</LI>
                  <LI>1.0 mile northeast of ramp 67 to 0.5 mile northeast of ramp 68.</LI>
                  <LI>A route from NC Highway 12 to Pamlico Sound located near Ocracoke Campground, commonly known as Dump Station Road.</LI>
                  <LI>0.4 miles northeast of ramp 70 to Ocracoke inlet.</LI>
                  <LI>A route from ramp 72 to a pedestrian trail to Pamlico Sound, commonly known as Shirley's Lane.</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="01">SEASONAL—September 15 to March 14</ENT>
                <ENT>A seasonal route 0.6 mile south of ramp 72 from the beach route to a pedestrian trail to Pamlico Sound.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>A seasonal route at the north end of South Point spit from the beach route to Pamlico Sound.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">November 1 to March 31</ENT>
                <ENT>0.5 mile northeast of ramp 68 to ramp 68 (Ocracoke Campground area).</ENT>
              </ROW>
            </GPOTABLE>
            <P>(10)<E T="03">Superintendent's closures.</E>The Superintendent may temporarily limit, restrict, or terminate access to routes or areas designated for off-road use after taking into consideration public health and safety, natural and cultural resource protection, carrying capacity and other management activities and objectives, such as those described in the plan/FEIS. The public will be notified of such closures through one or more of the methods listed in § 1.7(a) of this chapter. Violation of any closure is prohibited.</P>
            <P>(11)<E T="03">Rules for Vehicle Operation.</E>(i) Notwithstanding the definition of “Public Vehicular Area” (PVA) in North Carolina law, the operator of any motor vehicle anywhere in the Seashore, whether in motion or parked, must at all times comply with all North Carolina traffic laws that would apply if the operator were operating the vehicle on a North Carolina highway.<PRTPAGE P="39357"/>
            </P>
            <P>(ii) In addition to the requirements of Part 4 of this chapter, the following restrictions apply:</P>
            <P>(A) A vehicle operator must yield to pedestrians on all designated ORV routes.</P>
            <P>(B) When approaching or passing a pedestrian on the beach, a vehicle operator must move to the landward side to yield the wider portion of the ORV corridor to the pedestrian.</P>
            <P>(C) A vehicle operator must slow to 5 mph when traveling within 30.5 meters (100 feet) or less of pedestrians at any location on the beach at any time of year.</P>
            <P>(D) An operator may park on a designated ORV route, but no more than one vehicle deep, and only as long as the parked vehicle does not obstruct two-way traffic.</P>
            <P>(E) When driving on a designated route, an operator must lower the vehicle's tire pressure sufficiently to maintain adequate traction within the posted speed limit.</P>
            <P>(F) The speed limit for off road driving is 15 mph, unless otherwise posted.</P>
            <P>(12)<E T="03">Night Driving Restrictions.</E>
            </P>
            <P>(i) Hours of operation and night driving restrictions are listed in the following table:</P>
            <GPOTABLE CDEF="s125,r250" COLS="2" OPTS="L2,p1,8/9,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1"/>
                <CHED H="1"/>
              </BOXHD>
              <ROW EXPSTB="01" RUL="s">
                <ENT I="21">
                  <E T="02">HOURS OF OPERATION/NIGHT DRIVING RESTRICTIONS</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="01">November 16-April 30</ENT>
                <ENT>All designated ORV routes are open 24 hours a day.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">May 1-September 14</ENT>
                <ENT>Designated ORV routes in sea turtle nesting habitat (ocean intertidal zone, ocean backshore, dunes) are closed from 9 p.m. to 7 a.m.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">September 15-November 15</ENT>
                <ENT>Designated ORV routes in sea turtle nesting habitat (ocean intertidal zone, ocean backshore, dunes) are closed from 9 p.m. to 7 a.m., but the Superintendent may open designated ORV routes in sea turtle nesting habitat (if no turtle nests remain), 24 hours a day.</ENT>
              </ROW>
            </GPOTABLE>
            <P>(ii) Maps available in the office of the Superintendent and on the Seashore's Web site will show routes closed due to night driving restrictions, and routes the Superintendent opens because there are no turtle nests remaining.</P>
            <P>(13)<E T="03">Vehicle carrying capacity.</E>The maximum number of vehicles allowed on any particular ORV route, at one time, is the linear distance of the route divided by 6 meters (20 feet).</P>
            <P>(14) Violating any of the provisions of this paragraph, or the terms, conditions, or requirements of an ORV or other permit authorizing ORV use is prohibited. A violation may also result in the suspension or revocation of the applicable permit by the Superintendent.</P>
            <P>(15)<E T="03">Information Collection.</E>As required by 44 U.S.C. 3501<E T="03">et seq.</E>The Office of Management and Budget has approved the information collection requirements contained in this paragraph. The OMB approval number is 1024-0026. The NPS is collecting this information to provide the Superintendent data necessary to issue ORV special use permits. The information will be used to grant a benefit. The obligation to respond is required to order to obtain the benefit in the form of the ORV permit.</P>
          </SECTION>
          <SIG>
            <DATED>Dated: May 16, 2011.</DATED>
            <NAME>Eileen Sobeck,</NAME>
            <TITLE>Acting Assistant Secretary for Fish and Wildlife and Parks.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16878 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-X6-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R09-OAR-2011-0198; FRL-9425-5]</DEPDOC>
        <SUBJECT>Revisions to the California State Implementation Plan, Imperial County Air Pollution Control District, Kern County Air Pollution Control District, and Ventura County Air Pollution Control District</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA is proposing to approve revisions to the Imperial County Air Pollution Control District (ICAPCD), Kern County Air Pollution Control District (KCAPCD), and Ventura County Air Pollution Control District (VCAPCD) portions of the California State Implementation Plan (SIP). These revisions concern volatile organic compound (VOC) emissions from architectural coating operations. We are proposing to approve local rules to regulate these emission sources under the Clean Air Act as amended in 1990 (CAA or the Act).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Any comments on this proposal must arrive by<E T="03">August 5, 2011.</E>
          </P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit comments, identified by docket number EPA-R09-OAR-2011-0198, by one of the following methods:</P>
          <P>1.<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the on-line instructions.</P>
          <P>2.<E T="03">E-mail: steckel.andrew@epa.gov.</E>
          </P>
          <P>3.<E T="03">Mail or deliver:</E>Andrew Steckel (Air-4), U.S. Environmental Protection Agency Region IX, 75 Hawthorne Street, San Francisco, CA 94105-3901.</P>
          <P>
            <E T="03">Instructions:</E>All comments will be included in the public docket without change and may be made available online at<E T="03">http://www.regulations.gov</E>, including any personal information provided, unless the comment includes Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Information that you consider CBI or otherwise protected should be clearly identified as such and should not be submitted through<E T="03">http://www.regulations.gov</E>or e-mail.<E T="03">http://www.regulations.gov</E>is an “anonymous access” system, and EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send e-mail directly to EPA, your e-mail address will be automatically captured and included as part of the public comment. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>The index to the docket for this action is available electronically at<E T="03">http://www.regulations.gov</E>and in hard copy at EPA Region IX, 75 Hawthorne Street, San Francisco, California. While all documents in the docket are listed in the index, some information may be publicly available only at the hard copy location (e.g., copyrighted material), and some may not be publicly available in either location (e.g., CBI). To inspect the hard copy materials, please schedule an appointment during normal business hours with the contact listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section.</P>
        </ADD>
        <FURINF>
          <PRTPAGE P="39358"/>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>David Grounds, EPA Region IX, (415) 972-3019,<E T="03">grounds.david@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>This proposal addresses the following local rules: ICAPCD Rule 424, KCAPCD Rule 410.1A, and VCAPCD Rule 74.2.In the Rules and Regulations section of this<E T="04">Federal Register</E>, we are approving these local rules in a direct final action without prior proposal because we believe these SIP revisions are not controversial. If we receive adverse comments, however, we will publish a timely withdrawal of the direct final rule and address the comments in subsequent action based on this proposed rule. Please note that if we receive adverse comment on an amendment, paragraph, or section of this rule and if that provision may be severed from the remainder of the rule, we may adopt as final those provisions of the rule that are not the subject of an adverse comment.</P>
        <P>We do not plan to open a second comment period, so anyone interested in commenting should do so at this time. If we do not receive adverse comments, no further activity is planned. For further information, please see the direct final action.</P>
        <SIG>
          <DATED>Dated: May 19, 2011.</DATED>
          <NAME>Jared Blumenfeld,</NAME>
          <TITLE>Regional Administrator,Region IX.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16740 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 180</CFR>
        <DEPDOC>[EPA-HQ-OPP-2011-0082; FRL-8875-6]</DEPDOC>
        <SUBJECT>Receipt of Several Pesticide Petitions Filed for Residues of Pesticide Chemicals in or on Various Commodities</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of filing of petitions and request for comment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This document announces the Agency's receipt of several initial filings of pesticide petitions requesting the establishment or modification of regulations for residues of pesticide chemicals in or on various commodities.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before August 5, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by docket identification (ID) number and the pesticide petition number (PP) of interest as shown in the body of this document, by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>
            <E T="03">http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Office of Pesticide Programs (OPP) Regulatory Public Docket (7502P), Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.</P>
          <P>•<E T="03">Delivery:</E>OPP Regulatory Public Docket (7502P), Environmental Protection Agency, Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. Deliveries are only accepted during the Docket Facility's normal hours of operation (8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays). Special arrangements should be made for deliveries of boxed information. The Docket Facility telephone number is (703) 305-5805.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to the docket ID number and the pesticide petition number of interest as shown in the body of this document. EPA's policy is that all comments received will be included in the docket without change and may be made available on-line at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through regulations.gov or e-mail. The regulations.gov website is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through regulations.gov, your e-mail address will be automatically captured and included as part of the comment that is placed in the docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov.</E>Although listed in the index, some information is not publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either in the electronic docket at<E T="03">http://www.regulations.gov,</E>or, if only available in hard copy, at the OPP Regulatory Public Docket in Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. The hours of operation of this Docket Facility are from 8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The Docket Facility telephone number is (703) 305-5805.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>A contact person, with telephone number and e-mail address, is listed at the end of each pesticide petition summary. You may also reach each contact person by mail at Registration Division (7505P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>
        <P>You may be potentially affected by this action if you are an agricultural producer, food manufacturer, or pesticide manufacturer. Potentially affected entities may include, but are not limited to:</P>
        <P>• Crop production (NAICS code 111).</P>
        <P>• Animal production (NAICS code 112).</P>
        <P>• Food manufacturing (NAICS code 311).</P>
        <P>• Pesticide manufacturing (NAICS code 32532).</P>
        <P>This listing is not intended to be exhaustive, but rather provides a guide for readers regarding entities likely to be affected by this action. Other types of entities not listed in this unit could also be affected. The North American Industrial Classification System (NAICS) codes have been provided to assist you and others in determining whether this action might apply to certain entities. If you have any questions regarding the applicability of this action to a particular entity, consult the person listed at the end of the pesticide petition summary of interest.</P>
        <HD SOURCE="HD2">B. What should I consider as I prepare my comments for EPA?</HD>
        <P>1.<E T="03">Submitting CBI.</E>Do not submit this information to EPA through regulations.gov or e-mail. Clearly mark the part or all of the information that you claim to be CBI. For CBI<PRTPAGE P="39359"/>information in a disk or CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as CBI and then identify electronically within the disk or CD-ROM the specific information that is claimed as CBI. In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.</P>
        <P>2.<E T="03">Tips for preparing your comments.</E>When submitting comments, remember to:</P>

        <P>i. Identify the document by docket ID number and other identifying information (subject heading,<E T="04">Federal Register</E>date and page number).</P>
        <P>ii. Follow directions. The Agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.</P>
        <P>iii. Explain why you agree or disagree; suggest alternatives and substitute language for your requested changes.</P>
        <P>iv. Describe any assumptions and provide any technical information and/or data that you used.</P>
        <P>v. If you estimate potential costs or burdens, explain how you arrived at your estimate in sufficient detail to allow for it to be reproduced.</P>
        <P>vi. Provide specific examples to illustrate your concerns and suggest alternatives.</P>
        <P>vii. Explain your views as clearly as possible, avoiding the use of profanity or personal threats.</P>
        <P>viii. Make sure to submit your comments by the comment period deadline identified.</P>
        <P>3.<E T="03">Environmental justice.</E>EPA seeks to achieve environmental justice, the fair treatment and meaningful involvement of any group, including minority and/or low-income populations, in the development, implementation, and enforcement of environmental laws, regulations, and policies. To help address potential environmental justice issues, the Agency seeks information on any groups or segments of the population who, as a result of their location, cultural practices, or other factors, may have atypical or disproportionately high and adverse human health impacts or environmental effects from exposure to the pesticides discussed in this document, compared to the general population.</P>
        <HD SOURCE="HD1">II. What action is the agency taking?</HD>
        <P>EPA is announcing its receipt of several pesticide petitions filed under section 408 of the Federal Food, Drug, and Cosmetic Act (FFDCA), 21 U.S.C. 346a, requesting the establishment or modification of regulations in 40 CFR part 174 or part 180 for residues of pesticide chemicals in or on various food commodities. The Agency is taking public comment on the requests before responding to the petitioners. EPA is not proposing any particular action at this time. EPA has determined that the pesticide petitions described in this document contain the data or information prescribed in FFDCA section 408(d)(2); however, EPA has not fully evaluated the sufficiency of the submitted data at this time or whether the data support granting of the pesticide petitions. After considering the public comments, EPA intends to evaluate whether and what action may be warranted. Additional data may be needed before EPA can make a final determination on these pesticide petitions.</P>

        <P>Pursuant to 40 CFR 180.7(f), a summary of each of the petitions that are the subject of this document, prepared by the petitioner, is included in a docket EPA has created for each rulemaking. The docket for each of the petitions is available on-line at<E T="03">http://www.regulations.gov.</E>
        </P>
        <P>As specified in FFDCA section 408(d)(3), (21 U.S.C. 346a(d)(3)), EPA is publishing notice of the petition so that the public has an opportunity to comment on this request for the establishment or modification of regulations for residues of pesticides in or on food commodities. Further information on the petition may be obtained through the petition summary referenced in this unit.</P>
        <HD SOURCE="HD2">New Tolerances</HD>
        <P>1.<E T="03">PP 0E7754.</E>(EPA-HQ-OPP-2010-0820). Quimica Agronomica de Mexico, S. de R.L. MI., Calle 18 N° 20501, Colonia Impulso, C.P. 31183, Chihuahua, Chih., Mexico c/o Gowan Company, P.O. Box 5569, Yuma, AZ 85366, requests to establish a tolerance in 40 CFR part 180 for residues of the fungicide gentamicin, in or on cucurbits (crop group 9) at 0.05 parts per million (ppm) and fruiting vegetables (crop group 8) at 0.05 ppm. An analytical method was developed and used to quantitate residues of gentamicin and oxytetracycline. Briefly, residues of gentamicin were extracted from samples. The extraction was conducted with a homogenizer and extracts were centrifuged and decanted into a mixing cylinder. Extraction buffer and methanol were added to the centrifuge tube, centrifuged, and shaken a total of two times, with each extract combined in the mixing cylinder. The sample was brought to final volume with water and mixed in preparation for liquid chromatography/tandem mass spectrometry (LC/MS/MS) analysis.<E T="03">Contact:</E>Shaunta Hill, (703) 347-8961,<E T="03">e-mail address: hill.shaunta@epa.gov.</E>
        </P>
        <P>2.<E T="03">PP 0E7818.</E>(EPA-HQ-OPP-2011-0086). Interregional Research Project No. 4 (IR-4), 500 College Rd. East, Suite 201W, Princeton, NJ 08540, proposes to establish a tolerance in 40 CFR part 180 for residues of the fungicide acibenzolar S-methyl, in or on low growing berry subgroup 13-07G at 0.15 ppm. The analytical method involves extraction, solid phase cleanup of samples with analysis by high performance liquid chromatography (HPLC) with ultraviolet (UV) detection or confirmatory LC/MS.<E T="03">Contact:</E>Sidney C. Jackson, (703) 305-7610,<E T="03">e-mail address: jackson.sidney@epa.gov.</E>
        </P>
        <P>3.<E T="03">PP 1E7847.</E>(EPA-HQ-OPP-2010-0904). IR-4, 500 College Rd. East, Suite 201W, Princeton, NJ 08540, proposes to establish tolerances in 40 CFR part 180 for residues of the insecticide bifenazate (hydrazine carboxylic acid, 2-(4-methoxy-[1,1′-biphenyl]-3-yl) 1-methylethyl ester) in or on herb subgroup 19A, fresh leaves at 30 ppm; herb subgroup 19A, dried leaves, except chervil, dried and chive, dried at 140 ppm; fruit, pome, group 11-10 at 0.75 ppm; vegetable, fruiting, group 8-10 at 2.0 ppm; timothy, forage at 140 ppm; and timothy, hay at 120 ppm. Chemtura Corporation has developed practical analytical methodology for detecting and measuring residues of bifenazate in or on raw agricultural commodities.<E T="03">Contact:</E>Andrew Ertman, (703) 308-9367,<E T="03">e-mail address: ertman.andrew@epa.gov.</E>
        </P>
        <P>4.<E T="03">PP 1F7838.</E>(EPA-HQ-OPP-2011-0427). FMC Corporation, 1735 Market St., Philadelphia, PA 19103, requests to establish a tolerance in 40 CFR part 180 for residues of the herbicide sulfentrazone (N-[2,4-dichloro-5-[4-(difluoromethyl)-4,5-dihydro-3-methyl-5-oxo-1H-1,2,4-triazol-1-yl]phenyl]-methanesulfonamide) and its metabolites 3-hydroxymethyl-sulfentrazone (N-[2,4-dichloro-5-[4-(difluoromethyl)-4,5-dihydro-3-hydroxymethyl-5-oxo-1H-1,2,4-triazol-1-yl]phenyl]methanesulfonamide) and 3-desmethyl sulfentrazone (N-[2,4-dichloro-5-[4-(difluoromethyl)-4,5-dihydro-5-oxo-1H-1,2,4-triazol-1-yl]phenyl]methanesulfonamide), in or on crop group10-10 citrus fruit at 0.15 ppm; crop group 13-07 berry and small fruit at 0.15 ppm; crop group14 tree nut and pistachio at 0.15 ppm; and crop group 18 non-grass animal feed (forage, fodder, straw, and hay): Alfalfa, forage<PRTPAGE P="39360"/>at 5 ppm; alfalfa, hay at 20 ppm; alfalfa, seed at 3 ppm; clover, forage at 5 ppm; clover, hay at 20 ppm; and clover, seed at 3 ppm. The analytical enforcement method for sulfentrazone was used with minor modification that eliminated several cleanup and derivatization steps that was required for gas chromatography/mass spectrometry detection (GC/MSD) but not for LC/MS/MS. The analytical method for sulfentrazone involves separate analyses for parent and its metabolites. The parent is analyzed by evaporation and reconstitution of the sample prior to analysis by LC/MS/MS GC/electron capture detection (ECD). The metabolites samples were refluxed in the presence of acid and cleaned up with solid phase extraction prior to analysis by LC/MS/MS.<E T="03">Contact:</E>Bethany Benbow, (703) 347-8072,<E T="03">e-mail address: benbow.bethany@epa.gov.</E>
        </P>
        <P>5.<E T="03">PP 1F7839.</E>(EPA-HQ-OPP-2011-0428). FMC Corporation, 1735 Market St., Philadelphia, PA 19103, requests to establish a tolerance in 40 CFR part 180 for residues of the herbicide carfentrazone-ethyl (ethyl-alpha-2-dichloro-5-[-4-(difluoromethyl)-4,5-dihydro-3-methyl-5-oxo-1 H -1,2,4-triazol-1-yl]-4-fluorobenzene propanoate) and its metabolite: Carfentrazone-chloropropionic acid (alpha, 2-dichloro-5-[-4-difluoromethyl)-4,5-dihydro-3-methyl-5-oxo-1 H -1,2,4-triazol-1-yl]-4-fluorobenzenepropanoic acid) in or on crop group 18 non-grass animal feed (forage, fodder, straw, and hay): Alfalfa, forage at 5 ppm; alfalfa, hay at 18 ppm; alfalfa, seed at 10 ppm; clover, forage at 5 ppm; clover, hay at 18 ppm; and clover, seed at 10 ppm. The analytical enforcement method for carfentrazone-ethyl was used with minor modification that eliminated several clean-up and derivatization steps that was required for GC/MSD but not for LC/MS/MS. The analytical method for carfentrazone-ethyl involves separate analyses for parent and its metabolite. The parent is analyzed by evaporation and reconstitution of the sample prior to analysis by LC/MS/MS GC/ECD. The metabolite samples were refluxed in the presence of acid and cleaned up with solid phase extraction prior to analysis by LC/MS/MS.<E T="03">Contact:</E>Bethany Benbow, (703) 347-8072,<E T="03">e-mail address: benbow.bethany@epa.gov.</E>
        </P>
        <P>6<E T="03">. PP 1F7841.</E>(EPA-HQ-OPP-2011-0357). Valent U.S.A. Company, 1600 Riviera Ave., Walnut Creek, CA 94596-8025, proposes to establish tolerances in 40 CFR part 180 for residues of the fungicide fenpyrazamine in or on almond at 0.02 ppm; almond, hulls at 1.5 ppm; small fruit vine climbing (except fuzzy kiwifruit) subgroup 13-07F at 3.5 ppm; raisin at 4.5 ppm; grape, juice at 7.0 ppm; lettuce, head at 2.5 ppm; lettuce, leaf lettuce at 2.5 ppm; and low growing berry subgroup 13-07G at 3.0 ppm. A practical analytical method utilizing LC/MSD is available and has been validated for detecting and measuring residues of fenpyrazamine (fenpyrazamine and S-2188-DC) in and on crops.<E T="03">Contact:</E>Gene Benbow, (703) 347-0235,<E T="03">e-mail address: benbow.gene@epa.gov.</E>
        </P>
        <P>7.<E T="03">PP 1F7844.</E>(EPA-HQ-OPP-2011-0403). Nippon Soda Co., Ltd., c/o Nisso America, Inc., 45 Broadway, Suite 2120, New York, NY 10006, requests to establish a tolerance in 40 CFR part 180 for residues of the insecticide acetamiprid, in or on soybean, seed at 0.02 ppm; and soybean, hulls at 0.04 ppm. A method was developed that involves extraction of acetamiprid from soybean matrices with a solvent followed by a decantation and filtration and finally, analysis by a LC/MS/MS method.<E T="03">Contact:</E>Jennifer Urbanski, (703) 347-0156,<E T="03">e-mail address: urbanski.jennifer@epa.gov.</E>
        </P>
        <HD SOURCE="HD2">Amended Tolerances</HD>
        <P>1.<E T="03">PP 0E7818.</E>(EPA-HQ-OPP-2011-0086). IR-4, 500 College Rd. East, Suite 201W, Princeton, NJ 08540, proposes to amend the tolerance in 40 CFR 180.561 for residues of the fungicide acibenzolar-S-methyl by combining the tables for paragraphs (a)(1) and (a)(2) into one table under paragraph (a)(1), and by removing paragraph (a)(2). The petition further proposes to revise the tolerance expression under paragraph (a)(1) to read as follows: “Tolerances are established for residues of acibenzolar-S-methyl, benzo(1,2,3)thiadiazole-7-carbothioic acid-S-methyl ester, including its metabolites and degradates, in or on the commodities in the table below. Compliance with the tolerance levels specified below is to be determined by measuring only those acibenzolar-S-methyl residues convertible to benzo(1,2,3)thiadiazole-7-carboxylic acid (CGA-210007), expressed as the stoichiometric equivalent of acibenzolar-S-methyl, in or on the commodity.” The analytical method involves extraction and solid phase cleanup of samples with analysis by HPLC with UV detection or confirmatory LC/MS.<E T="03">Contact:</E>Sidney C. Jackson, (703) 305-7610,<E T="03">e-mail address: jackson.sidney@epa.gov.</E>
        </P>
        <P>2.<E T="03">PP 1E7847.</E>(EPA-HQ-OPP-2010-0904). IR-4, 500 College Rd. East, Suite 201W, Princeton, NJ 08540, proposes to delete tolerances in 40 CFR 180.572 for residues of the insecticide bifenazate: Hydrazine carboxylic acid, 2-(4-methoxy-[1,1′-biphenyl]-3-yl)-methylethyl ester for vegetable, fruiting, group 8 and fruit, pome, group 11 upon approval of the proposed tolerances listed in this petition under “New Tolerance.”<E T="03">Contact:</E>Andrew Ertman, (703) 308-9367,<E T="03">e-mail address: ertman.andrew@epa.gov.</E>
        </P>
        <HD SOURCE="HD2">New Tolerance Exemptions</HD>
        <P>1.<E T="03">PP 1E7835.</E>(EPA-HQ-OPP-2011-0333). Akzo Nobel Surface Chemistry LLC, 909 Mueller Ave., Chattanooga, TN 37406, proposes to establish an exemption from the requirement of a tolerance for methacrylic acid sodium salt (CAS No. 1260001-65-7) when used as a pesticide inert ingredient as a dispersant in pesticide formulations under 40 CFR 180.960. This petition requests the elimination of the need to establish a maximum permissible level for residues of acrylic acid-benzyl methacrylate-1-propanesulfonic acid, 2-methyl-2-[(1-oxo-2-propenyl)amino]-, monosodium salt copolymer acid version in or on all raw agricultural commodities. The petitioner believes no analytical method is needed because this is for an exemption from the requirement of a tolerance without any numerical limitations and this information is generally not required when all the criteria for polymer exemption per 40 CFR 723.250 are met.<E T="03">Contact:</E>William Cutchin, (703) 305-7990,<E T="03">e-mail address: cutchin.william@epa.gov.</E>
        </P>
        <P>2.<E T="03">PP 1E7837.</E>(EPA-HQ-OPP-2011-0376). Huntsman Corporation, 10003 Woodloch Forest Dr., The Woodlands, TX 77380, requests to establish an exemption from the requirement of a tolerance in 40 CFR 180.950 for butylene carbonate (1, 3-dioxolan-2-one, 4-ethyl) (CAS No. 4437-85-8) in or on all raw agricultural commodities when used as a pesticide inert ingredient in pesticide formulations. The petitioner believes no analytical method is needed because they are not applicable or required for the establishment of a tolerance exemption for inert ingredients.<E T="03">Contact:</E>William Cutchin, (703) 305-7990,<E T="03">e-mail address: cutchin.william@epa.gov.</E>
        </P>
        <P>3.<E T="03">PP 1E7862.</E>(EPA-HQ-OPP-2011-0430). BASF Corporation, 100 Campus Dr., Florham Park, NJ 07932, requests to establish an exemption from the requirement of a tolerance for 2-Propenoic acid, polymer with ethenylbenzene and (1-methylethenyl) benzene, sodium salt (CAS No. 129811-24-1) under 40 CFR 180.960 when used as a pesticide inert ingredient as a dispersant in pesticide formulations without limitation. The petitioner believes no analytical method is needed because they are not applicable or<PRTPAGE P="39361"/>required for the establishment of a tolerance exemption for inert ingredients.<E T="03">Contact:</E>Alganesh Debesai, (703) 308-8353,<E T="03">e-mail address: debesai.alganesh@epa.gov.</E>
        </P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <P>Environmental protection, Agricultural commodities, Feed additives, Food additives, Pesticides and pests, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 24, 2011.</DATED>
          <NAME>Lois Rossi,</NAME>
          <TITLE>Director, Registration Division, Office of Pesticide Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16873 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">CORPORATION FOR NATIONAL AND COMMUNITY SERVICE</AGENCY>
        <CFR>45 CFR Parts 2510, 2540, 2551, 2552</CFR>
        <RIN>RIN 3045-AA56</RIN>
        <SUBJECT>AmeriCorps State/National, Senior Companions, Foster Grandparents, and Retired and Senior Volunteer Program</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Corporation for National and Community Service.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule with request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Corporation for National and Community Service (the Corporation) proposes amendments to its National Service Criminal History Check regulations to require grantees to conduct and document criminal history checks (including both state criminal history checks and FBI fingerprint checks) on Senior Companions, Foster Grandparents, Retired Senior Volunteer Program grant-funded staff, Learn and Serve America, AmeriCorps State/National (including Education Award Program) participants, and other Corporation grant-funded participants and grant-funded staff in all Corporation programs, who, on a recurring basis, have access to children, persons age 60 and older, or individuals with disabilities.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>To be certain your comments are considered, they must reach the Corporation on or before August 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>You may send your comments electronically through the Federal government's one-stop rulemaking Web site at<E T="03">http://www.regulations.gov.</E>You may also mail or deliver your comments to Amy Borgstrom, Docket Manager, Corporation for National and Community Service, 1201 New York Ave., NW., Washington, DC 20525. Members of the public may review copies of all communications received on this rulemaking at<E T="03">http://www.regulations.gov</E>or at the Corporation's Washington, DC headquarters.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Amy Borgstrom at (202) 606-6930. The TDD/TTY number is (202) 606-3472. You may request this notice in an alternative format for the visually impaired.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">List of Topics</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. Invitation to Comment</FP>
          <FP SOURCE="FP-2">II. Background</FP>
          <FP SOURCE="FP1-2">(a) Prior to Passage of the Kennedy Serve America Act of 2009</FP>
          <FP SOURCE="FP1-2">(b) Expanded Definition of “Covered Individual”</FP>
          <FP SOURCE="FP1-2">(c) Heightened Standard for Individuals With Recurring Access to VulnerablePopulations</FP>
          <FP SOURCE="FP-2">III. Contents of Proposed Rule</FP>
          <FP SOURCE="FP1-2">(a) Definitions</FP>
          <FP SOURCE="FP1-2">(b) Eligibility Criteria—AmeriCorps State and National</FP>
          <FP SOURCE="FP1-2">(c) National Service Criminal History Checks Generally</FP>
          <FP SOURCE="FP1-2">(d) Special Rule for Individuals With Recurring Access to Vulnerable Populations</FP>
          <FP SOURCE="FP1-2">(e) Alternative Screening Protocol for Individuals With Recurring Access to Vulnerable Populations</FP>
          <FP SOURCE="FP1-2">(f) Consecutive Terms</FP>
          <FP SOURCE="FP1-2">(g) No Unaccompanied Access to Vulnerable Populations Pending Criminal History Results</FP>
          <FP SOURCE="FP1-2">(h) Documentation Requirements</FP>
          <FP SOURCE="FP1-2">(i) Costs</FP>
          <FP SOURCE="FP-2">IV. Non-Regulatory Matters</FP>
          <FP SOURCE="FP-2">V. Effective Dates</FP>
          <FP SOURCE="FP-2">VI. Regulatory Procedures</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Invitation To Comment</HD>

        <P>We invite you to submit comments about these proposed regulations online at<E T="03">http://www.regulations.gov.</E>To ensure that your comments have maximum value in helping us develop the final regulations, we urge you to identify clearly the specific section or sections of the proposed regulations that each comment addresses and to arrange your comments in the same order as the proposed regulations. During and after the comment period, you may inspect public comments about these proposed regulations submitted online at<E T="03">http://www.regulations.gov</E>, or in person in room 10615, 1201 New York Avenue, NW., Washington, DC, between the hours of 9 a.m. and 4:30 p.m., Eastern Time, Monday through Friday of each week except Federal holidays.</P>
        <HD SOURCE="HD2">Assistance to Individuals With Disabilities in Reviewing the Rulemaking Record</HD>

        <P>On request, we will supply an appropriate aid, such as a reader or print magnifier, to an individual with a disability who needs assistance to review the comments or other documents in the public rulemaking record for these proposed regulations. If you want to schedule an appointment for this type of aid, please contact the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD1">II. Background</HD>
        <HD SOURCE="HD2">(a) Prior to Passage of the Kennedy Serve America Act of 2009</HD>
        <P>The Corporation initially engaged in rulemaking concerning the requirement for grantees to conduct criminal history checks on national service participants and grant-funded staff in 2007. In that rule, the Corporation required programs to conduct National Service Criminal History Checks—consisting of a statewide search of a state's criminal registry (for both the state where the individual resides at the time of application and the state where the individual will be serving) and a check of the Department of Justice's National Sex Offender Public Web site (NSOPW)—on all “covered individuals.” Covered individuals were those program staff and participants who had recurring access to children, the elderly, and to individuals with disabilities. Recurring access was defined as having contact with individuals from one or more of the above groups on more than one occasion. The regulations did not cover the RSVP and Learn and Serve programs, nor did they cover the NCCC and VISTA programs, which are Federally operated programs that have their own criminal history requirements.</P>

        <P>Those regulations offered the option of requesting approval of an alternative search procedure (also known as an “alternative screening protocol” or “ASP”), which would permit an entity that could demonstrate that it was “prohibited or otherwise precluded under state law from complying with a Corporation requirement relating to criminal history checks or that [it] could obtain substantially equivalent or better information through an alternative process” to use a process other than the one outlined by the Corporation. (45 CFR 2540.206). Under this rule, an entity had the option of using a national FBI fingerprint-based check in lieu of the state criminal registry check without obtaining prior Corporation approval.<PRTPAGE P="39362"/>
        </P>
        <HD SOURCE="HD2">(b) Expanded Definition of “Covered Individuals”</HD>

        <P>In 2009, Congress passed the Kennedy Serve America Act of 2009 (Pub. L. 111-13) (SAA), which amended the National and Community Service Act of 1990 (42 U.S.C. 12501<E T="03">et seq.</E>) (NCSA) by codifying the Corporation's regulatory National Service Criminal History Check requirements, and by expanding the categories of individuals required to undergo criminal history checks. Under the new statutory requirements, as of October 1, 2009 (the effective date of the SAA), any entity selecting an individual to serve in a position in which the individual receives a living allowance, stipend, national service educational award or salary through a program receiving assistance under the national service laws must conduct a criminal history check on that individual. Accordingly, the SAA expanded the definition (and consequently the number) of “covered individuals” to those individuals described above without regard to their access to vulnerable populations.</P>
        <P>As directed by the SAA, the Corporation issued new regulations in 2009, expanding coverage to any national service participant or grant-funded employee who received one of the above-described payments for his or her service or employment. (74 FR 46495). Now included in this group of covered individuals are grant-funded staff serving in any Corporation-funded national service program, including RSVP and Learn and Serve grant-funded staff, as well as participants in all Corporation grant programs, if the individual receives one of the types of remuneration described above. This includes the Non-profit Capacity Building and Social Innovation Fund grant programs.</P>

        <P>Pursuant to these regulations, each individual meeting the amended description of a “covered individual” hired or enrolled in a program on or after October 1, 2009, is required to undergo a full National Service Criminal History Check including: (a) A search of either (1) the state criminal registry in the state in which the program is operating and the state in which the individual resides at the time of application,<E T="03">or</E>(2) a Federal Bureau of Investigation (FBI) fingerprint check; and (b) a nationwide check of the NSOPW.</P>
        <P>In addition to expanding the definition of “covered individuals,” the Serve America Act expanded the types of offenses that would render an individual ineligible to serve in a covered position to include individuals who had been convicted of murder.</P>
        <HD SOURCE="HD2">(c) Heightened Standard for Individuals With Recurring Access to Vulnerable Populations</HD>
        <P>Under section 189D(d) of the NCSA, as amended by the SAA, beginning April 21, 2011, entities that select covered individuals over the age of 18 who will have recurring access to vulnerable populations as part of their position must conduct both a statewide criminal history check and an FBI fingerprint-based check. As described herein, section 189D(d)(3) of the NCSA permits limited exceptions to this heightened requirement.</P>
        <HD SOURCE="HD1">III. Contents of Proposed Rule</HD>
        <P>The Corporation is undertaking this rulemaking to implement the amendments made by the SAA with regard to heightened screening requirements for covered individuals with recurring access to vulnerable populations. In addition, this proposed rule clarifies several existing requirements, and makes several minor technical corrections for clarity.</P>
        <HD SOURCE="HD2">(a) Definitions</HD>
        <HD SOURCE="HD3">(1) Definition of “program.” (§ 2510.20)</HD>
        <P>The SAA amended the definition of “program” in the NCSA to include newly-authorized programs such as Campuses of Service, Serve America and Encore Fellows, Silver Scholars, the Social Innovation Fund, and activities funded under programs such as the Volunteer Generation Fund. This proposed rule corrects the definition of “program” in regulation to align with the definition in statute.</P>
        <HD SOURCE="HD3">(2) Definition of “covered individual.” (§ 2540.200)</HD>
        <P>To clarify that it is not necessary to conduct checks on individuals whose connection to the program is tangential (such as an individual who provides training to participants and volunteers on occasion but is otherwise not integral to the operation of the program) or who is intended as a beneficiary (such as a child who receives a cash prize for completing a service-learning project hosted by the program), this rule proposes to amend the definition of “covered individual” by removing the clause “or other remuneration.” A covered individual is any individual who receives a Corporation grant-funded living allowance, stipend, national service education award, or salary for participation in or employment by a program. An individual who receives some financial benefit through a national service program but who does not otherwise perform any service to implement the program is not a covered individual.</P>
        <HD SOURCE="HD2">(b) Eligibility Criteria—AmeriCorps State and National</HD>
        <P>The Serve America Act expanded the list of offenses that would render an individual ineligible for service to include conviction for murder. The Corporation amended its regulations to align with this statutory change in 2009, but through that rulemaking inadvertently neglected to amend the regulation on eligibility to serve in an AmeriCorps State and National position. This rule amends § 2522.200 to expand the list of eligibility criteria to serve in an AmeriCorps State and National to include satisfaction of the National Service Criminal History Check eligibility criteria.</P>
        <HD SOURCE="HD2">(c) National Service Criminal History Checks Generally (§ 2540.202)</HD>

        <P>In practice, the National Service Criminal History Check for covered individuals includes: (1) a name or fingerprint-based state registry check of the state where the program is operating and the state where the individual resides at the time of application<E T="03">or</E>nationwide check by submitting fingerprints to the FBI; and (2) a check of the NSOPW. This proposed rule makes technical edits to the regulatory language to conform to current practice.</P>
        <P>Since promulgating criminal history check rules in 2007, the Corporation has applied the first prong of this test to programs operating in more than one state by requiring such programs to conduct the state registry check in the state where the covered individual will be primarily serving or working. This proposed rule would also codify this clarification.</P>
        <HD SOURCE="HD2">(d) Special Rule for Individuals With Recurring Access to Vulnerable Populations (§ 2540.202)</HD>

        <P>As required by section 189D of the NCSA, as amended by the SAA, under this rule, unless the Corporation approves an alternative screening protocol under § 2540.206, for each covered individual a program hires or enrolls on or after April 21, 2011, who is age 18 or older and whose position will involve recurring access to vulnerable populations, in addition to a National Sex Offender Public Web site (<E T="03">http://www.nsopw.gov</E>) check, the program must conduct: (1) A search (by name or fingerprint) of the state criminal registry for the state in which the program operates and the state in which the individual resides at the time of application; and (2) a national search<PRTPAGE P="39363"/>by submitting fingerprints to the Federal Bureau of Investigation.</P>
        <P>“Recurring access” is defined as “the ability on more than one occasion to approach, observe, or communicate with, an individual, through physical proximity or other means, including but not limited to, electronic or telephonic communication.” (45 CFR 2510.20).</P>
        <P>In anticipation of this heightened requirement, current grantees have inquired into whether the Corporation would be developing a centralized mechanism for conducting FBI checks for national service participants. While the Corporation is committed to identifying ways to decrease burden on grantees, at this time no such centralized mechanism is available.</P>
        <HD SOURCE="HD2">(e) Alternative Screening Protocol for Individuals With Recurring Access to Vulnerable Populations (§ 2540.206)</HD>
        <P>Under this proposed rule, an entity may apply to the Corporation for approval of an ASP that would relieve the entity from the requirement to conduct both the statewide and national checks on a covered individual with recurring access to vulnerable populations.</P>
        <P>The Corporation will approve an ASP for this requirement if the entity demonstrates: (1) The service provided by the individual serving with the entity to a vulnerable population is episodic in nature or for a 1-day period; (2) the cost to the program of complying with § 2540.202(b) of this chapter is prohibitive; (3) the program is not authorized, or is otherwise unable, under state or Federal law, to access the national criminal history background check system of the FBI; or (4) the program cannot comply with the requirement for good cause, as determined and approved by the Corporation.</P>
        <HD SOURCE="HD3">(1) Episodic Access (§ 2540.206)</HD>
        <P>Congress specifically exempted from heightened coverage those individuals whose access to vulnerable populations is “episodic in nature or for a 1-day period.” While the heightened coverage applies to all individuals with “recurring access,” or access on more than one occasion, it will not apply to those individuals whose recurring access is “episodic in nature.”</P>
        <P>For the purposes of this rule, the Corporation proposes to define “episodic” as access that is not a regular, scheduled, and anticipated component of an individual's position description. If access to vulnerable populations is not a regular, scheduled, and anticipated component of the position description, the program is not required to conduct both an FBI and a state check on the individual.</P>
        <P>For example, consider an individual who is applying for an AmeriCorps position with an environmental program that involves volunteer coordination. If the program anticipates that the position will involve coordinating high school student volunteers on a regular basis, the individual will need the heightened check. However, if the program has no reason to expect that the position will involve coordinating 17-year-old and younger volunteers because the program has never operated in a youth environment and does not have any youth engagement goals, and does not recruit high school age volunteers, any contact with a child volunteer would be irregular, unscheduled, and unanticipated, and thus, episodic. Therefore, it would be unnecessary to conduct a heighted check on the individual.</P>
        <P>The Corporation does not propose a numeric component for the determination of whether or not access is episodic. In other words, if a program does not anticipate that a member will have access to vulnerable populations, the requirement would not materialize after a specific number of incidents of access occur.</P>
        <P>The Corporation expects that in the majority of cases it will be clear whether or not access to vulnerable populations is an anticipated, regular component of a position description. Nevertheless, the Corporation recommends that programs specifically address contact with vulnerable populations in each position description. If incidental access becomes unexpectedly regular or frequent, a program may want to take additional precautionary measures based on the circumstances.</P>
        <HD SOURCE="HD3">(2) Alternative Search Protocols Approved for “Good Cause”</HD>
        <P>The Corporation will publish on its Web site those scenarios for which the Corporation has approved ASPs for “good cause” based on requests received following the publication of this rule. This list may be expanded and codified in regulation in the future.</P>
        <HD SOURCE="HD2">(f) Consecutive Terms (§ 2540.203)</HD>
        <P>Under current 45 CFR 2540.203(c), (redesignated as 2540.203(b) under this proposed rule) it is not necessary to perform an additional check on an individual who serves in consecutive terms of service with a program with a break in service of fewer than 30 days. This section permits a program to forego additional checks for individuals serving consecutive terms, but is based upon a presumption that the additional check would essentially replicate the original check.</P>
        <P>Each individual hired or enrolled into a covered position that involves recurring access to vulnerable populations after April 21, 2011, is required to undergo the enhanced criminal history check. The fact that an individual met the criminal history check requirements at the time the individual was hired or enrolled in a prior term of service does not excuse the individual from the enhanced requirements at the time the individual is hired or enrolled in a subsequent term, even if there has been a break in service of fewer than 30 days.</P>
        <P>If a program can demonstrate that the check performed on an individual during the previous term would meet the current requirements, it is not necessary to perform an additional check. For example, if, at the time the covered individual was hired or enrolled in a prior term, the program conducted the NSOPR check, a state check, and an FBI check, it is unnecessary to replicate the entire process for the subsequent term if there is a break in service of fewer than 30 days.</P>
        <HD SOURCE="HD2">(g) No Unaccompanied Access to Vulnerable Populations Pending Criminal History Results (§ 2540.204)</HD>
        <P>Under current rules, an individual for whom the results of a required state criminal registry check are pending is not permitted access to vulnerable populations “without being accompanied by an authorized program representative who has previously been cleared for such access.” 45 CFR 2540.204(g). Since the initial promulgation of this rule, it has come to our attention that it is common for the vulnerable beneficiary in question to be accompanied by a parent, legal guardian, teacher, doctor, nurse, or other individual responsible for his or her care.</P>

        <P>The Corporation does not believe it is necessary for a selected individual with pending criminal history results to be accompanied by an authorized program representative who has received the appropriate criminal history check when the vulnerable individual is accompanied by an individual responsible for his or her care. Thus, under this proposed rule, a covered individual may be selected and placed while state or FBI criminal history checks are pending, so long as the individual is not permitted access to vulnerable populations without being accompanied by: (1) An authorized program representative who has previously been cleared for such access;<PRTPAGE P="39364"/>(2) a family member or legal guardian of the vulnerable individual; or (3) an individual authorized by the nature of his or her profession to have recurring access to the vulnerable individual, such as an education or medical professional.</P>
        <P>For example, a covered individual who occasionally gives nature tours to schoolchildren as part of an environmental program would not be required to be accompanied by an authorized program representative on the tour if the students are accompanied by teachers or parents.</P>
        <HD SOURCE="HD2">(h) Documentation Requirements (§ 2540.205)</HD>
        <P>This proposed rule clarifies that it is not necessary to retain the actual documents produced as a result of conducting the statewide or FBI criminal registry search component of the check. Rather, it is sufficient to retain a summary of the results certified by an authorized program representative, along with written documentation that the results were considered in selecting the individual. The program must have reviewed and determined that the criteria used by the issuing governmental body meets or exceeds the Corporation's standards for eligibility. For example, if a program receives a document from the statewide criminal registry that indicates the individual has been “cleared” for service based upon an agreement that describes the offenses that would result in ineligibility, that clearance document may be retained as the result of the criminal registry check.</P>
        <HD SOURCE="HD2">(i) Costs (§ 2540.204)</HD>
        <P>The proposed rule requires grantees to obtain and document a baseline criminal history check for covered individuals. The Corporation considers the cost of this required criminal history check a reasonable and necessary program grant expense, such costs being presumptively eligible for reimbursement. In any event, a grantee should include the costs associated with its screening process in the grant budget it submits for approval to the Corporation.</P>
        <P>The proposed rule codifies the Corporation's guidance that, except where approved by the Corporation, a grantee may not charge an individual for the cost of a National Service Criminal History Check. In addition, because criminal history checks are inherently attributable to operating a program, such costs may not be charged to a state commission administrative grant.</P>
        <P>We will monitor compliance with the rules and requirements associated with National Service Criminal History Checks as a material condition of receiving a Corporation grant. A grantee's failure to comply with this requirement may adversely affect the grantee's access to grant funds or ability to obtain future grants from the Corporation. In addition, a grantee jeopardizes eligibility for reimbursement of costs related to a disqualified individual if it fails to perform or properly document (as described herein) the required National Service Criminal History Check on covered individuals.</P>
        <HD SOURCE="HD1">IV. Non-Regulatory Matters</HD>
        <HD SOURCE="HD2">Coverage Based on Start Date</HD>
        <P>The table below illustrates which requirements apply to various program types.</P>
        <GPOTABLE CDEF="s75,r25,5C,5C,5C,5C,5C,5C,5C,5C,5C,5C,5C,5C" COLS="14" OPTS="L2,i1">
          <TTITLE>Table 1</TTITLE>
          <BOXHD>
            <CHED H="1">Date individual hired or enrolled</CHED>
            <CHED H="2">Recurring access to vulnerable<LI>populations</LI>
            </CHED>
            <CHED H="3"/>
            <CHED H="3"/>
            <CHED H="2">Before<LI>November 23, 2007 *</LI>
            </CHED>
            <CHED H="3">N</CHED>
            <CHED H="3">S</CHED>
            <CHED H="3">F</CHED>
            <CHED H="2">November 23, 2007-September 30, 2009</CHED>
            <CHED H="3">N</CHED>
            <CHED H="3">S</CHED>
            <CHED H="3">F</CHED>
            <CHED H="2">October 1, 2009-<LI>April 20, 2011</LI>
            </CHED>
            <CHED H="3">N</CHED>
            <CHED H="3">S</CHED>
            <CHED H="3">F</CHED>
            <CHED H="2">On or after<LI>April 21, 2011</LI>
            </CHED>
            <CHED H="3">N</CHED>
            <CHED H="3">S</CHED>
            <CHED H="3">F</CHED>
          </BOXHD>
          <ROW>
            <ENT I="11">Program:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">AmeriCorps S &amp; N</ENT>
            <ENT>Yes</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT>X</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>No</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
          </ROW>
          <ROW>
            <ENT I="03">FGP</ENT>
            <ENT>Yes</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT>X</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>No</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
          </ROW>
          <ROW>
            <ENT I="03">Senior Companions</ENT>
            <ENT>Yes</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT>X</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>No</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
          </ROW>
          <ROW>
            <ENT I="03">RSVP staff</ENT>
            <ENT>Yes</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT>X</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>No</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
          </ROW>
          <ROW>
            <ENT I="03">VISTA program grants</ENT>
            <ENT>Yes</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT>X</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>No</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
          </ROW>
          <ROW>
            <ENT I="03">Learn &amp; Serve</ENT>
            <ENT>Yes</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT>X</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>No</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
          </ROW>
          <ROW>
            <ENT I="03">Other Grant Programs</ENT>
            <ENT>Yes</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT>X</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>No</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT>X</ENT>
            <ENT/>
          </ROW>
          <TNOTE>N = NSOPW; S = State registry check; F = FBI fingerprint check</TNOTE>
          
          <TNOTE>* This applies to individuals who were enrolled or employed as of November 23, 2007, but were hired or enrolled prior to that date.</TNOTE>
        </GPOTABLE>
        <HD SOURCE="HD1">V. Effective Dates</HD>

        <P>The Corporation intends to make any final rule based on this proposal effective no sooner than 60 days after the final rule is published in the<E T="04">Federal Register</E>. The requirement applies to any covered individual hired or enrolled on or after April 21, 2011. However, programs have until 60 days after the publication of the final rule to complete the heightened check.</P>
        <HD SOURCE="HD1">VI. Regulatory Procedures</HD>
        <HD SOURCE="HD2">Executive Order 12866 and Executive Order 13563</HD>

        <P>Executive Orders 13563 and 12866 direct agencies to assess all costs and benefits  of available regulatory alternatives and, if regulation is necessary, to select regulatory  approaches that maximize net benefits (including potential economic, environmental,  public health and safety effects, distributive impacts, and equity). Executive Order 13563  emphasizes the importance of quantifying both costs and benefits, of reducing costs, of  harmonizing rules, and of promoting flexibility. This rule has been designated a “significant regulatory action” although not economically significant, under section 3(f)  of Executive Order 12866.<PRTPAGE P="39365"/>Accordingly, the rule has been reviewed by the Office of  Management and Budget.</P>
        <HD SOURCE="HD2">Regulatory Flexibility Act</HD>

        <P>As required by the Regulatory Flexibility Act of 1980 (5 U.S.C. 605 (b)), the Corporation certifies that this rule, if adopted, will not have a significant economic impact on a substantial number of small entities. This regulatory action will not result in (1) an annual effect on the economy of $100 million or more; (2) a major increase in costs or prices for consumers, individual industries, Federal, state, or local government agencies, or geographic regions; or (3) significant adverse effects on competition, employment, investment, productivity, innovation, or on the ability of United States-based enterprises to compete with foreign-based enterprises in domestic and export markets. Therefore, the Corporation has not performed the initial regulatory flexibility analysis that is required under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>) for major rules that are expected to have such results.</P>
        <HD SOURCE="HD2">Unfunded Mandates</HD>
        <P>For purposes of Title II of the Unfunded Mandates Reform Act of 1995, 2 U.S.C. 1531-1538, as well as Executive Order 12875, this regulatory action does not contain any Federal mandate that may result in increased expenditures in either Federal, state, local, or Tribal governments in the aggregate, or impose an annual burden exceeding $100 million on the private sector.</P>
        <HD SOURCE="HD2">Paperwork Reduction Act</HD>

        <P>This proposed rule contains no information collection requirements and is therefore not subject to the requirements of the Paperwork Reduction Act of 1980 (44 U.S.C. 3501<E T="03">et seq.</E>).</P>
        <HD SOURCE="HD2">Executive Order 13132, Federalism</HD>
        <P>Executive Order 13132, Federalism, prohibits an agency from publishing any rule that has Federalism implications if the rule either imposes substantial direct compliance costs on state and local governments and is not required by statute, or the rule preempts state law, unless the agency meets the consultation and funding requirements of section 6 of the Executive Order. The proposed rule does not have any Federalism implications, as described above.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>45 CFR Part 2510</CFR>
          <P>Grant programs—social programs.</P>
          <CFR>45 CFR Part 2522</CFR>
          <P>Grant programs—social programs, Reporting and recordkeeping requirements, Volunteers.</P>
          <CFR>45 CFR Part 2540</CFR>
          <P>Administrative practice and procedure, Grant programs—social programs, Reporting and recordkeeping requirements, Volunteers.</P>
          <CFR>45 CFR Part 2551</CFR>
          <P>Aged, Grant programs—social programs, Volunteers.</P>
          <CFR>45 CFR Part 2552</CFR>
          <P>Aged, Grant programs—social programs, Volunteers.</P>
        </LSTSUB>
        <P>For the reasons stated in the preamble, the Corporation for National and Community Service proposes to amend chapter XXV, title 45 of the Code of Federal Regulations as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 2510—OVERALL PURPOSES AND DEFINITIONS</HD>
          <P>1. The authority citation for Part 2510 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 12511.</P>
          </AUTH>
          
          <P>2. Amend § 2510.20 by revising the definition of “program” to read as follows:</P>
          <SECTION>
            <SECTNO>§ 2510.20</SECTNO>
            <SUBJECT>Definitions.</SUBJECT>
            <STARS/>
            <P>
              <E T="03">Program.</E>The term<E T="03">program,</E>unless the context otherwise requires, and except when used as part of the term<E T="03">academic progr</E>am, means a program described in section 112(a) (other than a program referred to in paragraph (3)(B) of that section), 118A, or 118(b)(1), or subsection (a), (b), or (c) of section 122, or in paragraph (1) or (2) of section 152(b), section 198B, 198C, 198H, or a98K, or an activity that could be funded under section 179A, 198, 198O, 198P, or 199N.</P>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 2522—AMERICORPS PARTICIPANTS, PROGRAMS, AND APPLICANTS</HD>
          <P>1. The authority citation for Part 2522 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 12571-12595; 12651b-12651d; E.O. 13331, 69 FR 9911</P>
          </AUTH>
          
          <P>2. Amend § 2522.200 by:</P>
          <P>a. Removing the period at the end of paragraph (a)(3) and adding a semicolon in its place; and</P>
          <P>b. Adding a new paragraph (a)(4) to read as follows:</P>
          <SECTION>
            <SECTNO>§ 2522.200</SECTNO>
            <SUBJECT>What are the eligibility requirements for an AmeriCorps participant?</SUBJECT>
            <P>(a) * * *</P>
            <P>(4) Satisfy the National Service Criminal History Check eligibility criteria pursuant to 45 CFR § 2540.201.</P>
            <STARS/>
            <P>3. Revise § 2522.205 to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 2522.205</SECTNO>
            <SUBJECT>To whom must I apply eligibility criteria relating to criminal history?</SUBJECT>
            <P>You must apply eligibility criteria relating to criminal history to a participant or staff position for which an individual receives a Corporation grant-funded living allowance, stipend, education award, or salary for participation in or employment by a program as defined in § 2510.20 of this chapter.</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 2522.206</SECTNO>
            <SUBJECT>[Removed and Reserved]</SUBJECT>
            <P>4. Remove and reserve § 2522.206.</P>
            <P>5. Revise § 2522.207 to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 2522.207</SECTNO>
            <SUBJECT>What are the procedures I must follow to determine an individual's eligibility to serve in a covered position?</SUBJECT>
            <P>In determining an individual's eligibility to serve in a covered position, you must follow the procedures in part 2540 of this title.</P>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 2540—GENERAL ADMINISTRATIVE PROVISIONS</HD>
          <P>6. The authority citation for Part 2540 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>E.O. 13331, 69 FR 9911; 18 U.S.C. 506, 701, 1017; 42 U.S.C. 12653, 12631-12637; 42 U.S.C. 5065.</P>
          </AUTH>
          
          <P>7. Revise § 2540.200 to read as follows:</P>
          <SECTION>
            <SECTNO>§ 2540.200</SECTNO>
            <SUBJECT>To whom must I apply eligibility criteria relating to criminal history?</SUBJECT>
            <P>You must apply eligibility criteria relating to criminal history to an individual applying for, or serving in, a position for which the individual receives a Corporation grant-funded living allowance, stipend, education award, or salary for participation in or employment by a program as defined in § 2510.20 of this chapter.</P>
            <P>8. Revise § 2540.201 to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 2540.201</SECTNO>
            <SUBJECT>What eligibility criteria must I apply to a covered position in connection with the National Service Criminal History Check?</SUBJECT>
            <P>In addition to eligibility criteria established by the program, an individual shall be ineligible to serve in a covered position if the individual—</P>

            <P>(a) Refuses to consent to a criminal registry check described in § 2540.202 of<PRTPAGE P="39366"/>this chapter or makes a false statement in connection with a grantee's inquiry concerning the individual's criminal history;</P>
            <P>(b) Is registered, or required to be registered, on a state sex offender registry or the National Sex Offender Registry; and</P>
            <P>(c) Has been convicted of murder, as defined in section 1111 of title 18, United States Code.</P>
            <P>9. Revise § 2540.202 to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 2540.202</SECTNO>
            <SUBJECT>What search components of the National Service Criminal History Check must I satisfy to determine an individual's suitability to serve in a covered position?</SUBJECT>
            <P>(a)<E T="03">In general.</E>Unless the Corporation approves an alternative screening protocol under § 2540.206 of this chapter, in determining an individual's suitability to serve in a covered position, you are responsible for conducting and documenting a National Service Criminal History Check, which consists of the following two search components:</P>
            <P>(1)<E T="03">State or FBI criminal registry search.</E>
            </P>
            <P>(i) A search (by name or fingerprint) of the state criminal registry for</P>
            <P>(A) The state in which the program operates (for multi-state programs, the state where the individual will be primarily serving or working) and</P>
            <P>(B) The state in which the individual resides at the time of application; or</P>
            <P>(ii) Submitting fingerprints to the Federal Bureau of Investigation for a national criminal history background check; and</P>
            <P>(2)<E T="03">National Sex Offender Public Website.</E>A name-based search of the Department of Justice (DOJ) National Sex Offender Public Website (NSOPW).</P>
            <P>(b)<E T="03">Special rule for individuals working with vulnerable populations.</E>Unless the Corporation approves an alternative screening protocol under § 2540.206, for each covered individual you hire or enroll on or after April 21, 2011, who is age 18 or older and whose position will involve recurring access to vulnerable populations, in addition to an NSOPW check described in paragraph (a)(2) of this section, you must conduct both a state and nationwide FBI criminal registry search, consisting of—</P>
            <P>(1) A search (by name or fingerprint) of</P>
            <P>(A) The state criminal registry for the state in which your program operates and</P>
            <P>(B) The state in which the individual resides at the time of application; and</P>
            <P>(2) Submitting fingerprints to the Federal Bureau of Investigation for a national criminal history background check.</P>
            <P>10. Revise § 2540.203 to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 2540.203</SECTNO>
            <SUBJECT>When must I conduct a National Service Criminal History Check on an individual in a covered position?</SUBJECT>
            <P>(a)<E T="03">New Staff and Participants.</E>You must conduct a National Service Criminal History Check upon selection and before enrolling or hiring any new covered individual. You must review the results of the NSOPW prior to enrolling or hiring the covered individual. You may permit the covered individual to commence grant-funded work or service pending receipt of the state or FBI criminal registry check results so long as the individual is not permitted access to vulnerable populations without being accompanied by an appropriate individual, as described in § 2540.204(f) of this chapter.</P>
            <P>(b)<E T="03">Recurring Service.</E>For an individual who serves consecutive terms of service in your program with a break in service of no more than 30 days, no additional check is required after the first term.</P>
            <P>11. Amend § 2540.204 by:</P>
            <P>a. Revising paragraph (f); and</P>
            <P>b. Adding a new paragraph (g).</P>
            <P>The revision and addition will read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 2540.204</SECTNO>
            <SUBJECT>What procedures must I follow in conducting a National Service Criminal History Check for a covered position?</SUBJECT>
            <STARS/>
            <P>(f) Ensure that an individual, for whom the results of a required state or FBI criminal registry check are pending, is not permitted to have access to children, persons age 60 and older, or individuals with disabilities without being accompanied by:</P>
            <P>(1) An authorized program representative who has previously been cleared for such access;</P>
            <P>(2) A family member or legal guardian of the vulnerable individual; or</P>
            <P>(3) An individual authorized by nature of his or her profession to have recurring access to the vulnerable individual, such as an education or medical professional.</P>
            <P>(g) Unless specifically approved by the Corporation, a grantee may not charge an individual for the cost of any component of a National Service Criminal History Check.</P>
            <P>12. Revise § 2540.205(b) to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 2540.205</SECTNO>
            <SUBJECT>What documentation must I maintain regarding a National Service Criminal History Check for a covered position?</SUBJECT>
            <STARS/>
            <P>(b) Maintain the results of the NSOPW check, and the results or a summary of the results issued by a state or Federal government body of the state or FBI searches performed for each National Service Criminal History check (unless precluded by state law), and document in writing that an authorized program representative considered the results in selecting the individual.</P>
            <P>13. Revise § 2540.206 to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 2540.206</SECTNO>
            <SUBJECT>Under what circumstances may I follow alternative procedures in conducting a National Service Criminal History Check for a covered position?</SUBJECT>
            <P>(a)<E T="03">In general.</E>If you demonstrate that you are prohibited or otherwise precluded under state law from complying with a Corporation requirement relating to criminal history checks or that you can obtain substantially equivalent or better information through an alternative process, the Corporation will consider approving an alternative search protocol that you submit in writing to the Corporation's Office of Grants Management. The Office of Grants Management will review the alternative protocol to ensure that it:</P>
            <P>(1) Verifies the identity of the individual; and</P>
            <P>(2) Includes a search of an alternative criminal database that is sufficient to identify the existence, or absence of, the criminal offenses listed in § 2540.208 of this chapter.</P>
            <P>(b)<E T="03">Alternative Procedures for Individuals With Recurring Access to Vulnerable Populations.</E>The Corporation may exempt a program from conducting either the statewide and or FBI criminal history checks on covered individuals with recurring access to vulnerable populations, as described in § 2540.202 of this chapter, if the program demonstrates that:</P>
            <P>(1) The service provided by the individual serving with the entity to a vulnerable population is episodic in nature or for a 1-day period;</P>
            <P>(2) The cost to the program of complying with § 2540.202(b) of this chapter is prohibitive;</P>
            <P>(3) The program is not authorized, or is otherwise unable, under state or Federal law, to access the state registry or the national criminal history background check system of the FBI; or</P>
            <P>(4) The program cannot comply with § 2540.202(b) of this chapter for good cause, as determined and approved by the Corporation.</P>
            <P>(c)<E T="03">Episodic Access.</E>For the purposes of this section, an individual's service to a vulnerable population is considered to be episodic in nature if the service is not<PRTPAGE P="39367"/>a regular, scheduled, and anticipated component of the individual's position description.</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 2540.207</SECTNO>
            <SUBJECT>[Removed and reserved].</SUBJECT>
            <P>14. Remove and reserve § 2540.207.</P>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 2551—SENIOR COMPANION PROGRAM</HD>
          <P>15. The authority citation for part 2551 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 4950<E T="03">et seq.;</E>42 U.S.C. 12651b-12651d; E.O. 13331, 69 FR 9911.</P>
          </AUTH>
          
          <P>16. Amend § 2551.23 by adding a new paragraph (l) to read as follows:</P>
          <SECTION>
            <SECTNO>§ 2551.23</SECTNO>
            <SUBJECT>What are the sponsor's program responsibilities?</SUBJECT>
            <STARS/>
            <P>(l) Conduct criminal history checks on all Senior Companions and Senior Companion grant-funded employees who enroll in, or are hired by, your program after November 23, 2007, in accordance with the National Service Criminal History Check requirements in 45 CFR §§ 2540.200-207.</P>
          </SECTION>
          <SECTION>
            <SECTNO>§§ 2551.26, 2551.27, 2551.28, 2551.29, 2551.30, 2551.31, 2551.32</SECTNO>
            <SUBJECT>[Removed and Reserved].</SUBJECT>
            <P>17. Remove and reserve §§ 2551.26, 2551.27, 2551.28, 2551.29, 2551.30, 2551.31, 2551.32.</P>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 2552—FOSTER GRANDPARENT PROGRAM</HD>
          <P>18. The authority citation for Part 2552 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 4950<E T="03">et seq.,</E>42 U.S.C. 12651b-12651d; E.O. 13331, 69 FR 9911.</P>
          </AUTH>
          
          <P>19. Amend § 2552.23 by adding a new paragraph (l) to read as follows:</P>
          <SECTION>
            <SECTNO>§ 2552.23</SECTNO>
            <SUBJECT>What are a sponsor's program responsibilities?</SUBJECT>
            <STARS/>
            <P>(l) Conduct criminal history checks on all Foster Grandparents and Foster Grandparent grant-funded employees who enroll in, or are hired by, your program after November 23, 2007, in accordance with the National Service Criminal History Check requirements in 45 CFR §§ 2540.200-207.</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 2552.26, 2552.27, 2552.28, 2552.29, 2552.30, 2552.31, 2552.32</SECTNO>
            <SUBJECT>[Removed and Reserved]</SUBJECT>
            <P>20. Remove and reserve § 2552.26, 2552.27, 2552.28, 2552.29, 2552.30, 2552.31, 2552.32.</P>
          </SECTION>
          <SIG>
            <DATED>Dated: June 24, 2011.</DATED>
            <NAME>Valerie Green,</NAME>
            <TITLE>General Counsel.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16509 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6050-28-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Fish and Wildlife Service</SUBAGY>
        <CFR>50 CFR Part 21</CFR>
        <DEPDOC>[Docket No. FWS-R9-MB-2011-0020; 91200-1231-9BPP]</DEPDOC>
        <RIN>RIN 1018-AX78</RIN>
        <SUBJECT>Migratory Bird Permits; Changes in the Regulations Governing Raptor Propagation</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Fish and Wildlife Service, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Advance notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We solicit recommendations on whether the bald eagle (<E T="03">Haliaeetus leucocephalus</E>) and the golden eagle (<E T="03">Aquila chrysaetos</E>) should be included among other raptors that may be propagated in captivity under Federal raptor propagation permits.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>We will accept comments received or postmarked by the end of the day on October 4, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments by either one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the instructions for submitting comments on Docket No. FWS-R9-MB-2011-0020.</P>
          <P>•<E T="03">U.S. mail or hand delivery:</E>Public Comments Processing, Attention: FWS-R9-MB-2011-0020; Division of Policy and Directives Management; U.S. Fish and Wildlife Service; 4401 North Fairfax Drive, MS 2042-PDM; Arlington, VA 22203-1610.</P>

          <P>We will not accept e-mail or faxes. We will post all comments on<E T="03">http://www.regulations.gov.</E>This generally means that we will post any personal information that you provide. See the Public Comments section below for more information.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Dr. George T. Allen, 703-358-1825.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Public Comments</HD>
        <P>Propagation of bald eagles and golden eagles has not been allowed under the raptor propagation permit regulations at 50 CFR 21.30. We are now considering whether to permit this activity. We request comments and suggestions on this topic from the public, other concerned governmental agencies, the scientific community, industry, and other interested parties.</P>

        <P>You may submit your comments and supporting materials only by one of the methods listed in the<E T="02">ADDRESSES</E>section. We will not consider comments sent by e-mail or fax, or written comments sent to an address other than the one listed in the<E T="02">ADDRESSES</E>section.</P>
        <P>If you submit a comment via<E T="03">http://www.regulations.gov,</E>your entire comment—including any personal identifying information—will be posted on the Web site. If you submit a hardcopy comment that includes personal identifying information, you may request that we withhold this information from public review, but we cannot guarantee that we will be able to do so. We will post all hardcopy comments on<E T="03">http://www.regulations.gov.</E>
        </P>

        <P>Comments and materials we receive, as well as supporting documentation we used in preparing this proposed rule, will be available for public inspection at<E T="03">http://www.regulations.gov,</E>or by appointment, during normal business hours, at the U.S. Fish and Wildlife Service (see<E T="02">FOR FURTHER INFORMATION CONTACT</E>).</P>
        <HD SOURCE="HD1">Background</HD>

        <P>The U.S. Fish and Wildlife Service is the Federal agency with the primary responsibility for managing migratory birds. Our authority is based on the Migratory Bird Treaty Act (MBTA, 16 U.S.C. 703<E T="03">et seq.</E>) and the Bald and Golden Eagle Protection Act (BGEPA, 16 U.S.C. 668). Regulations governing the issuance of permits for bald eagles and golden eagles are in 50 CFR part 22 and certain sections of 50 CFR part 21.</P>
        <P>The MBTA allows the Secretary of the Interior to issue permits for take and possession of migratory birds for many purposes. The BGEPA allows bald eagles and golden eagles to be taken and possessed under more restricted circumstances. For example, only golden eagles that are depredating on livestock or wildlife may be taken from the wild by falconers, and bald eagles, no matter what their origin, cannot be held for falconry. Eagles may not be sold, purchased, or bartered under any circumstances, regardless of whether they are wild or captive-bred in origin.</P>

        <P>Bald and golden eagles are the only raptor species protected by the MBTA that are not allowed under the current raptor propagation permit regulations at 50 CFR 21.30 because those regulations do not apply to these two species that are also protected under the Bald and Golden Eagle Protection Act (see 50 CFR 21.2(b)). We are evaluating whether to amend the regulations to allow some holders of valid raptor propagation permits to propagate eagles as they can many other raptor species. Most eagles in captivity are held under permits for exhibition/education, eagle falconry, and Native American eagle aviaries. All<PRTPAGE P="39368"/>eagles held for falconry are golden eagles, and most were removed from the wild due to livestock depredation. Most eagles held for exhibition/education and Native American aviaries are nonreleasable bald eagles and golden eagles obtained from permitted rehabilitators. We are assessing whether captive-bred eagles should be available for these or other purposes. We solicit comments and suggestions on all aspects of bald eagle and golden eagle propagation and potential regulations to govern Federal permitting of this activity.</P>
        <P>We particularly solicit comments on the topics listed below. Explaining your reasons and rationale for your comments will help as we consider them.</P>
        <P>(1) Whether to allow propagation of bald eagles and golden eagles under raptor propagation permits.</P>
        <P>(2) Qualifications and experience necessary to propagate eagles.</P>
        <P>(3) Limits or restrictions that should apply to propagation of eagles.</P>
        <P>(4) Special restrictions that should apply with regard to imprinting.</P>
        <P>(5) Whether propagators should be allowed to hybridize bald eagles and golden eagles with other species of eagles.</P>
        <P>(6) Restrictions on purposes for which captive-bred eagles may be held.</P>
        <P>(7) Qualifications and experience necessary to possess a captive-bred bald eagle or golden eagle.</P>
        <P>(8) Special facilities requirements for propagation of golden eagles and bald eagles.</P>
        <P>(9) Report information that should be required from a permit holder, if any.</P>
        <P>(10) Other conditions that should apply to these permits.</P>
        <SIG>
          <DATED>Dated: June 27, 2011.</DATED>
          <NAME>Rachel Jacobson,</NAME>
          <TITLE>Acting Assistant Secretary for Fish and Wildlife and Parks.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16877 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-55-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Fish and Wildlife Service</SUBAGY>
        <CFR>50 CFR Part 21</CFR>
        <DEPDOC>[Docket Number FWS-R9-MB-2009-0045; 91200-1231-9BPP]</DEPDOC>
        <RIN>RIN 1018-AW75</RIN>
        <SUBJECT>Migratory Bird Permits; Abatement Regulations</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Fish and Wildlife Service, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Advance notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are considering promulgating migratory bird permit regulations for a permit to use raptors (birds of prey) in abatement activities. Abatement means the use of trained raptors to flush, scare (haze), or take birds or other wildlife to mitigate damage or other problems, including risks to human health and safety. We have permitted this activity under special purpose permits since 2007 pursuant to a migratory bird permit policy memorandum. We now intend to prepare a specific permit regulation to authorize this activity. We seek information and suggestions from the public to help us formulate any proposed regulation.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>We must receive any comments or suggestions by October 4, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may only submit comments or suggestions by the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the instructions for submitting comments. We will not post duplicate comments from any entity, nor will they be put into our administrative record for this issue.</P>
          <P>•<E T="03">U.S. mail or hand-delivery:</E>Public Comments Processing, Attention FWS-R9-MB-2009-0045; Division of Policy and Directives Management; U.S. Fish and Wildlife Service; 4401 N. Fairfax Drive, Suite 222; Arlington, VA 22203-1610.</P>
          <P>We will post all comments on<E T="03">http://www.regulations.gov.</E>This generally means that we will post any personal information you provide us (see the Public Comments section below for more information).</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Susan Lawrence at 703-358-2016.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Public Comments</HD>

        <P>We request comments and suggestions on this topic from the public, other concerned governmental agencies, the scientific community, industry, or any other interested parties. You may submit your comments and materials concerning this issue by one of the methods listed in the<E T="02">ADDRESSES</E>section. We will not consider comments sent by e-mail or fax or to an address not listed in the<E T="02">ADDRESSES</E>section.</P>
        <P>If you submit a comment via<E T="03">http://www.regulations.gov,</E>your entire comment—including any personal identifying information—will be posted on the Web site. If you submit a hardcopy comment that includes personal identifying information, you may request at the top of your document that we withhold this information from public review. However, we cannot guarantee that we will be able to do so. We will post all hardcopy comments on<E T="03">http://www.regulations.gov.</E>
        </P>

        <P>Comments and materials we receive, as well as supporting documentation we use in preparing a proposed rule, will be available for public inspection at<E T="03">http://www.regulations.gov,</E>or by appointment, during normal business hours, at the U.S. Fish and Wildlife Service (see<E T="02">FOR FURTHER INFORMATION CONTACT</E>).</P>
        <HD SOURCE="HD1">Background</HD>

        <P>In response to public interest in the use of trained raptors to haze (scare) depredating and other problem birds from airports and agricultural crops, we drafted policy to establish a migratory bird abatement permit. On January 12, 2007, we published a<E T="04">Federal Register</E>notice (72 FR 1556-1557) containing draft permit conditions for abatement permits for public comment. On December 10, 2007, we published a<E T="04">Federal Register</E>notice (72 FR 69705-69706) announcing final permit conditions. This was accompanied by Migratory Bird Permit Memorandum Number 5, Abatement Activities Using Raptors, issued August 22, 2007, available at<E T="03">http://www.fws.gov/migratorybirds/mbpermits/Memorandums/Abatement Activities Using Raptors.pdf.</E>
        </P>

        <P>The policy memorandum and conditions govern current administration of Federal Migratory Bird Special Purpose Abatement permits (Federal abatement permit). Applicants for a Federal abatement permit complete and submit Service application form 3-200-79 (<E T="03">http://www.fws.gov/forms/3-200-79.pdf</E>) to their Regional Migratory Bird Permit Office. The permit provides the public with a nonlethal management tool to mitigate problems caused by birds and other wildlife. The use of raptors in abatement continues to expand, and we intend to develop a specific permit regulation to govern the activity, rather than continue to administer the permits under Special Purpose permit authority (50 CFR 21.27) and Migratory Bird Permit Memorandum Number 5.</P>

        <P>A Federal abatement permit authorizes the use of trained raptors protected under the Migratory Bird Treaty Act (MBTA) to abate problems caused by migratory birds or other wildlife. Under the current policy, an individual must be a Master Falconer in good standing under the Federal falconry regulations (50 CFR 21.29) to<PRTPAGE P="39369"/>qualify for an abatement permit. A General or Apprentice Falconer may conduct abatement activities under the permit holder's Federal abatement permit if the permit holder designates them as a subpermittee. Only raptors that belong to the abatement permit holder may be used under his or her abatement permit.</P>
        <P>Raptors used under a Federal abatement permit must be captive-bred and banded with a Service-issued seamless band. Any MBTA-protected raptor species (including legally held threatened or endangered species) may be used for abatement, except for golden eagles and bald eagles. There is currently no limit to the number of raptors an abatement permit holder may hold under a Federal abatement permit provided that they are properly cared for and each raptor is used for abatement activities. Facilities and equipment must meet standards described in 50 CFR 21.29.</P>
        <P>A Federal abatement permit holder may use captive-bred raptors held under his or her migratory bird master falconry permit for abatement activities without transferring them to his or her abatement permit, provided the applicable State falconry permitting authority allows this. The falconry bird used must be a species authorized for use per the conditions of the Federal abatement permit. Only the permit holder may use his or her falconry birds for abatement activities. Raptors held under a Federal abatement permit may not be used for falconry unless they are transferred to a falconry permit.</P>
        <P>Abatement permit holders must submit a completed 3-186A form (Migratory Bird Acquisition and Disposition Report) to the issuing Migratory Bird Permit Office for each raptor he or she acquires or disposes of under the permit, but they have no other reporting requirements. Among other things, we solicit suggestions as to whether reporting will have value, and what level of reporting should be required.</P>
        <P>A Federal abatement permit, by itself, does not authorize the general killing, injuring, or take of migratory birds or other wildlife. Any take of protected migratory birds by an abatement permit holder must be authorized by a Federal depredation order or depredation permit. Any harassment, disturbance, or take of bald eagles, golden eagles, or endangered or threatened species by an abatement permit holder must be authorized by the applicable Federal permit. Abatement activities must also be in accordance with any other applicable Federal, State, or Tribal law.</P>
        <P>However, no additional Federal permit is required to take species that are not protected under the MBTA or any other applicable Federal law. In addition, no Federal permit is required to conduct abatement activities directed at protected migratory birds that do not amount to a take. We do not consider flushing, scaring, or hazing to meet the definition of take under the MBTA.</P>
        <P>Possession and use for abatement of exotic raptor species that are not on the list of MBTA-protected species at 50 CFR 10.13, such as Barbary falcon, Lanner falcon, and Saker falcon, is not regulated under the MBTA and is outside the scope of this notice. Hybrid raptors of MBTA-protected species would still be subject to this proposed permit regulation. Though an abatement permit would not be required for use of such species in abatement activities, any resulting take of protected migratory birds or other protected wildlife must still be authorized under the applicable Federal, State, or Tribal law or regulation.</P>
        <P>A Federal abatement permit will allow the permittee to conduct abatement at the locations identified and under the conditions listed on his or her abatement permit. A State abatement permit also may be required of an abatement practitioner.</P>
        <P>We solicit comments and suggestions on any aspect of the use of trained MBTA-protected raptors for abatement activities and potential regulations to govern Federal permitting. We particularly solicit comments on the topics listed below. Explaining the reasons and rationale for your comments where appropriate will help as we consider them in the preparation of a proposed rule.</P>
        <P>(1) Qualifications and experience necessary to qualify for a Federal abatement permit.</P>
        <P>(2) Limits on the species that should be authorized for use in abatement activities.</P>
        <P>(3) Limits on the numbers of raptors that should be authorized for use in abatement activities.</P>
        <P>(4) Qualifications and experience of subpermittees (both those authorized to fly the permit holder's raptors and those allowed to care for birds).</P>
        <P>(5) Caging requirements for birds, while traveling, being transported and held in “temporary” caging for extended periods of time, i.e., multiple birds held in a trailer while conducting seasonal abatement activities at multiple locations.</P>
        <P>(6) The use of falconry birds held by subpermittees for abatement.</P>
        <P>(7) Any other considerations relating to subpermittees conducting abatement activities under a permit holder's permit, including their business relationship to the permit holder. For example, should falconers located elsewhere in the United States be allowed to conduct abatement activities in their own locale as subpermittees under a permit holder's abatement permit? Why or why not?</P>
        <P>(8) Comments on what has worked well under existing permits and what has not worked well.</P>
        <P>(9) Report information that should be required from a permit holder, if any.</P>
        <P>(10) Other conditions that should apply to these permits.</P>
        <P>(11) Examples of situations where raptors are used for abatement and information or documentation of success or lack of success in accomplishing abatement objectives.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>The authorities for this notice are the Migratory Bird Treaty Act, 40 Stat. 755 (16 U.S.C. 703-712); Pub. L. 95-616, 92 Stat. 3112 (16 U.S.C. 712(2)); Pub. L. 106-108, 113 Stat. 1491, and Note Following 16 U.S.C. 703.</P>
        </AUTH>
        <SIG>
          <DATED>Dated: June 27, 2011.</DATED>
          <NAME>Rachel Jacobson,</NAME>
          <TITLE>Acting Assistant Secretary for Fish and Wildlife and Parks.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16880 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-55-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <CFR>50 CFR Part 648</CFR>
        <DEPDOC>[Docket No. 100903433-1349-01]</DEPDOC>
        <RIN>RIN 0648-BA22</RIN>
        <SUBJECT>Fisheries of the Northeastern United States; Atlantic Deep-Sea Red Crab Fishery; Amendment 3</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>NMFS proposes regulations to implement Amendment 3 to the Atlantic Deep-Sea Red Crab Fishery Management Plan (Red Crab FMP). The New England Fishery Management Council (Council) developed Amendment 3 to bring the Red Crab FMP into compliance with the annual catch limit (ACL) and accountability measure (AM) requirements of the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-Stevens Act). Although<PRTPAGE P="39370"/>recommended by the Council as part of Amendment 3, this proposed rule announces NMFS' intention to disapprove a proposed measure to modify the existing trap restrictions and a proposed measure to remove the prohibition on landing more than one standard tote of female red crabs.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be received no later than 5 p.m. eastern standard time, on August 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>An environmental assessment (EA) was prepared for Amendment 3 that describes the proposed action and other considered alternatives, and provides an analysis of the impacts of the proposed measures and alternatives. Copies of Amendment 3, including the EA and the Initial Regulatory Flexibility Analysis (IRFA), are available on request from Paul J. Howard, Executive Director, New England Fishery Management Council, 50 Water Street, Newburyport, MA 01950. These documents are also available online at<E T="03">http://www.nefmc.org.</E>
          </P>
          <P>You may submit comments, identified by RIN 0648-BA22, by any one of the following methods:</P>
          <P>•<E T="03">Electronic Submissions:</E>Submit all electronic public comments via the Federal eRulemaking Portal:<E T="03">http://www.regulations.gov.</E>
          </P>
          <P>•<E T="03">Fax:</E>(978) 281-9135, Attn: Moira Kelly.</P>
          <P>•<E T="03">Mail:</E>Patricia A. Kurkul, Regional Administrator, NMFS, Northeast Regional Office, 55 Great Republic Drive, Gloucester, MA 01930. Mark the outside of the envelope, “Comments on Red Crab Amendment 3 Proposed Rule.”</P>
          <P>
            <E T="03">Instructions:</E>All comments received are part of the public record and will generally be posted to<E T="03">http://www.regulations.gov</E>without change. All personal identifying information (for example, name, address,<E T="03">etc.</E>) voluntarily submitted by the commenter may be publicly accessible. Do not submit confidential business information or otherwise sensitive or protected information.</P>
          <P>NMFS will accept anonymous comments (enter N/A in the required fields, if you wish to remain anonymous). You may submit attachments to electronic comments in Microsoft Word, Excel, WordPerfect, or Adobe PDF file formats only.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Moira Kelly, Fishery Policy Analyst, (978) 281-9218.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>The Council developed Amendment 3 with the primary goal of bringing the Red Crab FMP into compliance with the requirements of the reauthorized Magnuson-Stevens Act that FMPs include ACLs and AMs. The Red Crab FMP was implemented in October 2002. Since implementation, the red crab fishery has been managed under a target TAC and DAS system that allocated DAS equally across the fleet of limited access permitted vessels. The fleet DAS allocation was calculated by determining how many DAS would be required to reach the target TAC based on recent average landings-per-DAS by the active vessels. The FY 2010 target TAC was 3.91 million lb and fleet DAS allocation was 665 DAS. The FY 2010 specifications will remain in place until replaced by the proposed specifications in Amendment 3, if approved.</P>
        <HD SOURCE="HD1">Proposed Management Measures</HD>
        <HD SOURCE="HD2">1. Biological and Management Reference Points</HD>

        <P>The biological and management reference points currently in the Red Crab FMP are used to determine if overfishing is occurring or if the stock is overfished. However, these reference points for red crab are currently not sufficient to comply with the Magnuson-Stevens Act and the National Standard 1 (NS1) guidelines. As a result, the Council intended to establish new estimates for maximum sustainable yield (MSY), optimum yield (OY), overfishing limit (OFL), and acceptable biological catch (ABC) for red crab. However, there is still insufficient information on the species to establish the MSY, OY, or OFL, and ABC is defined in terms of landings instead of total catch (<E T="03">i.e.,</E>landings plus dead discards).</P>

        <P>MSY is defined under the Magnuson-Stevens Act as “the largest long-term average catch or yield that can be taken from a stock or stock complex under prevailing ecological, environmental conditions and fishery technological characteristics (<E T="03">e.g.,</E>gear selectivity), and the distribution of catch among fleets.” However, the Council's Scientific and Statistical Committee (SSC) determined that the model results from the December 2008 Data Poor Stocks Working Group (DPSWG) are an underestimate of MSY for red crab, but could not determine by how much, and so the SSC did not recommend an estimate of MSY. As a result, the MSY estimated in the FMP was rejected, but a new estimate could not be determined. Because the SSC could not determine MSY, a new value for OY could not be developed.</P>
        <P>The OFL is an estimate of the catch level above which overfishing is occurring, but based on the available information, the SSC determined that an OFL could not be estimated for the red crab fishery at this time.</P>
        <P>ABC is defined under the Magnuson-Stevens Act as “a level of stock or stock complex's annual catch that accounts for the scientific uncertainty in the estimate of OFL and any other scientific uncertainty, and should be specified based on the ABC control rule.” The NS1 guidelines further state that “ABC may not exceed OFL,” and that “the determination of ABC should be based, when possible, on the probability that an actual catch equal to a stock's ABC would result in overfishing.” These guidelines also require that the Council's ABC control rule be based on scientific advice provided by its SSC and that the SSC recommend the ABC to the Council.</P>
        <P>At its March 16, 2010, meeting, the SSC determined that the available information for red crab provided an insufficient basis on which to recommend an ABC control rule, and that “an interim ABC based on long-term average landings is safely below an overfishing threshold and adequately accounts for scientific uncertainty.” The SSC reviewed information on historical dead discards of red crab in the directed trap fishery and in bycatch fisheries at its June 22, 2010, meeting in an effort to recommend an ABC that includes both landings and dead discards. However, the SSC determined that there was insufficient information to specify dead discards, but that the long-term average landings, and the presumed discarding practices associated with those landings, were sustainable, and maintained its recommendation of specifying the interim red crab ABC in terms of landings only. Based on this approach, the long-term average landings for 1974-2008 result in an ABC of 3.91 million lb (1,775 mt), represented in terms of commercial landings.</P>
        <HD SOURCE="HD2">2. ACL</HD>

        <P>Under section 303(a)(15) of the Magnuson-Stevens Act, any FMP must establish a mechanism for specifying ACLs at a level that prevents overfishing. The NS1 guidelines further state that the ACL for a given stock or stock complex cannot exceed the ABC, that it serves as the basis for invoking AMs, and that ACLs in coordination with AMs must prevent overfishing. Based on the requirements of the Magnuson-Stevens Act and the NS1<PRTPAGE P="39371"/>guidelines with respect to ACLs and AMs, Amendment 3 proposes that the ACL for red crab be set equal to the ABC, because scientific uncertainty has been accounted for in establishing the ABC. This rule also proposes to set the ACL equal to the total allowable landings (TAL) for FYs 2011-2013, because the management uncertainty in the red crab fishery is minimal and the SSC determined that there was insufficient information to specify dead discards.</P>
        <HD SOURCE="HD2">3. Accountability Measures</HD>

        <P>The NS1 guidelines describe AMs as management controls aimed at preventing the ACL from being exceeded, and to correct or mitigate overages of the ACL. The Council proposes both proactive and reactive AMs for the red crab fishery in Amendment 3. The proactive AM would grant the Regional Administrator the authority to close the red crab fishery when the TAL is projected to be harvested. The reactive AM would be a pound-for-pound payback of any overage, should the TAL be exceeded. In any year in which the ACL and TAL are not equal, if any overage of the ACL is not accounted for through the AM that applies to an overage of the TAL (<E T="03">e.g.,</E>higher than expected discards, or an unexpected increase in incidental landings by vessels with open access red crab permits), then the unaccounted-for amount by which the ACL was exceeded will be deducted from the subsequent single fishing year's ACL.</P>
        <HD SOURCE="HD2">4. FYs 2011-2013 Specifications</HD>
        <P>The Council proposes the following specifications for red crab for FYs 2011-2013:</P>
        <GPOTABLE CDEF="s15,r24,xs24" COLS="3" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">mt</CHED>
            <CHED H="1">Million lb</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">MSY</ENT>
            <ENT A="01">undetermined</ENT>
          </ROW>
          <ROW>
            <ENT I="01">OFL</ENT>
            <ENT A="01">undetermined</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">OY</ENT>
            <ENT A="01">undetermined</ENT>
          </ROW>
          <ROW>
            <ENT I="01">ABC</ENT>
            <ENT>1,775</ENT>
            <ENT>3.91</ENT>
          </ROW>
          <ROW>
            <ENT I="01">ACL</ENT>
            <ENT>1,775</ENT>
            <ENT>3.91</ENT>
          </ROW>
          <ROW>
            <ENT I="01">TAL</ENT>
            <ENT>1,775</ENT>
            <ENT>3.91</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD2">5. TAL; Eliminate DAS</HD>
        <P>This measure would replace the DAS and target TAC management scheme with a TAL. The Council intends this measure to work in conjunction with the in-season closure authority AM, which would grant the Regional Administrator the authority to close the fishery when the TAL is project to be harvested. This measure is being proposed to simplify the management measures for red crab, provide increased flexibility to the red crab fleet, and ensure more accurate accounting of the catch limits.</P>
        <HD SOURCE="HD2">6. Eliminate Trip Limits</HD>
        <P>Red crab vessels qualified for a trip limit during the initial limited access qualification process. The FMP originally specified a trip limit of 75,000 lb (34,019 kg), unless a vessel owner could demonstrate he or she landed more than 75,000 lb (34,019 kg) on a trip during the qualification period, in which case the owner was granted a trip limit equal to that higher level, rounded to the nearest 5,000 lb (2,268 kg). Only one vessel qualified under that provision, and it has operated with a trip limit of 125,000 lb (56,699 kg) since 2002. The proposed rule would eliminate these trip limits to simplify the management measures for red crab and provide increased flexibility to the red crab fleet.</P>
        <HD SOURCE="HD2">7. Modify Trap Limit Regulations</HD>
        <P>The current trap limit regulations state that red crab may not be harvested from gear other than a marked red crab trap; no more than 600 traps may be used when fishing for red crab; and lobster, red crab, or fish may not be harvested from a parlor trap while on a red crab DAS. The proposed measure would modify the regulation to prohibit more than 600 traps being deployed in water deeper than 400 m; prohibit a limited access red crab vessel from harvesting red crab in water shallower than 400 m; and prohibit parlor traps from being deployed at water shallower than 400 m. This measure was proposed by the Council to allow red crab vessels that also fish for lobster to do so on the same trip. However, the proposed modifications may be unenforceable. They would require an enforcement agent to witness the deployment of traps beyond the recommended depth range and/or witness the at-sea retrieval of the traps to determine compliance with the regulations. As this is not practical, NMFS proposes to disapprove this measure because of the inability to effectively enforce these regulations.</P>
        <HD SOURCE="HD2">8. Remove Prohibition on Landing Female Red Crab</HD>
        <P>The Council has also proposed a measure that would remove the current prohibition on landing more than one standard tote (100 lb (45.4 kg)) of female red crab, conditional on a scientific recommendation from the SSC. The Council proposed this measure to allow the future expansion of the fishery to include female red crab. However, NMFS considers this proposal to be administratively unnecessary and inconsistent with the best available science.</P>
        <P>Administratively, modifying the regulations to allow landing female red crabs could be done through a framework adjustment, as specified in the FMP, and the analytical requirements to implement such a change to the male-only fishery would be the same with or without the approval of this measure. Amendment 3 did not recommend any specific management measures or monitoring protocol that would potentially need to be implemented in conjunction with implementing this change. Scientifically, the SSC determined that at this time there is insufficient scientific information available to make any determination as to the potential impact on red crab of landing more than an incidental amount of female red crab. Further, analysis of the impacts of landing female red crabs was not included in the FMP and none is included in Amendment 3. If sufficient scientific information becomes available, and the Council determines it is interested in removing this prohibition once specific management measures to accommodate this change are developed, additional Council action and analysis would be required, regardless of whether this measure is implemented in Amendment 3. Therefore, NMFS proposes to disapprove this measure. NMFS seeks comments on all of the proposed measures in Amendment 3, as well as on its intention to disapprove two of the Council's proposed measures.</P>
        <P>As required under section 303(c) of the Magnuson-Stevens Act, the Council reviewed the draft regulations and deemed them necessary and appropriate for implementation of Amendment 3. Technical changes to the regulations deemed necessary by the Secretary for clarity may be made, as provided under section 304(b) of the Magnuson-Stevens Act.</P>
        <HD SOURCE="HD1">Classification</HD>
        <P>Pursuant to section 304(b)(1)(A) of the Magnuson-Stevens Act, the NMFS Assistant Administrator has determined that this proposed rule is consistent with the Red Crab FMP, other provisions of the Magnuson-Stevens Act, and other applicable law, subject to further consideration after public comment.</P>
        <P>The Office of Management and Budget has determined that this proposed rule is not significant for the purposes of Executive Order 12866.</P>

        <P>The Council prepared an IRFA, as required by section 603 of the Regulatory Flexibility Act (RFA),<PRTPAGE P="39372"/>included in Amendment 3 and supplemented by information contained in the preamble to this proposed rule. The IRFA describes the economic impact this proposed rule, if adopted, would have on small entities. A description of the action, why it is being considered, and the legal basis for this action are contained at the beginning of this section of the preamble and in the<E T="02">SUMMARY</E>of this proposed rule. A summary of the IRFA follows. A copy of this analysis is available from the Council (see<E T="02">ADDRESSES</E>).</P>

        <P>All of the entities (fishing vessels) affected by this action are considered small entities under the Small Business Administration size standards for small fishing businesses (<E T="03">i.e.,</E>they have less than $4.0 million in annual gross sales). Therefore, there are no disproportionate effects on small versus large entities.</P>
        <P>This action does not introduce any new reporting, recordkeeping, or other compliance requirements. This proposed rule does not duplicate, overlap, or conflict with other Federal rules.</P>
        <HD SOURCE="HD2">Description and Estimate of Number of Small Entities to Which the Rule Would Apply</HD>
        <P>The participants in the commercial red crab fishery were defined as those vessels issued limited access red crab permits. Although some firms own more than one vessel, available data make it difficult to reliably identify ownership control over more than one vessel. As of December 2011, there were four vessels with limited access red crab permits actively operating in the red crab fishery. For this analysis, the number of permitted vessels is considered to be a maximum estimate of the number of small business entities. The total value of landings in the red crab fishery averaged $3.44 million, so all business entities in the harvesting sector can be categorized as small businesses for purpose of the RFA, even if the assumption overstates the number of business entities.</P>
        <HD SOURCE="HD2">Economic Impacts of the Proposed Action Compared to Significant Non-Selected Alternatives</HD>
        <P>The proposed action will affect all four active vessels in the directed red crab fishery. However, it is not expected to have any impact on the gross or average revenues for the fishery because it does not change the total allowable landings level for red crab from the FY 2010 level of 3.913 million lb (1,775 mt). This harvest level is substantially higher than the average landings in recent years (2.588 million lb (1,174 mt) from FY 2007-2009), and is not expected to constrain landings unless markets for red crab substantially improve or major new markets develop. The FY 2007-2009 landings were low due to market conditions, and were not constrained by the total catch limit during 2007-2009.</P>
        <P>Information on costs in the fishery is not readily available and individual vessel profitability cannot be determined directly; therefore, expected changes in gross revenues were used as a proxy for profitability. For the four participating vessels in 2009, average total sales were $534,602 per vessel. Because the proposed action would not directly constrain the gross revenues per vessel, it would not directly affect the profits of individual vessels, and, therefore, it is not necessary to analyze impacts according to the dependence of each vessel in the red crab fishery.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 50 CFR Part 648</HD>
          <P>Fisheries, Fishing, Recordkeeping and reporting requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>John Oliver,</NAME>
          <TITLE>Deputy Assistant Administrator for Operations,National Marine Fisheries Service.</TITLE>
        </SIG>
        <P>For the reasons stated in the preamble, 50 CFR part 648 is proposed to be amended as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 648—FISHERIES OF THE NORTHEASTERN UNITED STATES</HD>
          <P>1. The authority citation for part 648 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>16 U.S.C. 1801<E T="03">et seq.</E>
            </P>
          </AUTH>
          
          <P>2. In § 648.2, the definition for “Day(s)-at-Sea” is revised, and the definition for “Red crab trip” is added, in alphabetical order, to read as follows:</P>
          <SECTION>
            <SECTNO>§ 648.2</SECTNO>
            <SUBJECT>Definitions.</SUBJECT>
            <STARS/>
            <P>
              <E T="03">Day(s)-at-Sea</E>(DAS), with respect to the NE multispecies and monkfish fisheries (except as described in § 648.82(k)(1)(iv)), and the Atlantic sea scallop fishery, means the 24-hr period of time or any part thereof during which a fishing vessel is absent from port to fish for, possess, or land, or fishes for, possesses or lands, regulated species, monkfish, or scallops.</P>
            <STARS/>
            <P>
              <E T="03">Red crab trip,</E>with respect to the Atlantic deep-sea red crab fishery, means a trip on which a vessel fishes for, possesses, or lands, or intends to fish for, possess, or land red crab in excess of the incidental limit, as specified at § 648.263(b)(1).</P>
            <P>3. In § 648.4, paragraphs (a)(13)(i)(E)(<E T="03">3</E>), (a)(13)(i)(M), and (a)(13)(i)(N) are removed; and paragraphs (a)(13)(i)(A) and (B) are revised to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 648.4</SECTNO>
            <SUBJECT>Vessel permits.</SUBJECT>
            <P>(a) * * *</P>
            <P>(13) * * *</P>
            <P>(i)<E T="03">Limited access red crab permit</E>— (A)<E T="03">Eligibility.</E>Any vessel of the United States that possesses or lands more than the incidental amount of red crab, as specified in § 648.263(b), per red crab trip must have been issued and carry on board a valid limited access red crab permit.</P>
            <P>(B)<E T="03">Application/renewal restrictions.</E>The provisions of paragraph (a)(1)(i)(B) of this section apply.</P>
            <STARS/>
          </SECTION>
          <SECTION>
            <SECTNO>§ 648.7</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>4. In § 648.7, paragraph (b)(2)(iii) is removed.</P>
            <P>5. In § 648.10, paragraphs (h) introductory text, (h)(4), and (h)(8) are revised to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 648.10</SECTNO>
            <SUBJECT>VMS and DAS requirements for vessel owners/operators.</SUBJECT>
            <STARS/>
            <P>(h)<E T="03">Call-in notification.</E>The owner of a vessel issued a limited access monkfish permit who is participating in a DAS program and who is not required to provide notification using a VMS, and a scallop vessel qualifying for a DAS allocation under the occasional category that has not elected to fish under the VMS notification requirements of paragraph (e) of this section and is not participating in the Sea Scallop Area Access program as specified in § 648.60, and any vessel that may be required by the Regional Administrator to use the call-in program under paragraph (i) of this section, are subject to the following requirements:</P>
            <STARS/>
            <P>(4) The vessel's confirmation numbers for the current and immediately prior NE multispecies or monkfish fishing trip must be maintained on board the vessel and provided to an authorized officer immediately upon request.</P>
            <STARS/>

            <P>(8) Any vessel that possesses or lands per trip more than 400 lb (181 kg) of scallops; any vessel issued a limited access NE multispecies permit subject to the NE multispecies DAS program requirements that possesses or lands regulated NE multispecies, except as provided in §§ 648.10(h)(9)(ii), 648.17, and 648.89; and any vessel issued a limited access monkfish permit subject to the monkfish DAS program and call-in requirement that possess or lands monkfish above the incidental catch trip limits specified in § 648.94(c) shall be<PRTPAGE P="39373"/>deemed to be in its respective DAS program for purposes of counting DAS and will be charged DAS from its time of sailing to landing, regardless of whether the vessel's owner or authorized representative provides adequate notification as required by paragraphs (e) through (h) of this section.</P>
            <STARS/>
            <P>6. In § 648.14, paragraphs (t)(2)(iii) and (t)(3)(iv) are added; paragraphs (t)(2)(ii) and (t)(4) through (6) are revised; and paragraph (t)(7) is removed to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 648.14</SECTNO>
            <SUBJECT>Prohibitions.</SUBJECT>
            <STARS/>
            <P>(t) * * *</P>
            <P>(2) * * *</P>
            <P>(ii)<E T="03">Restriction on female red crabs.</E>Fish for, catch, possess, transport, land, sell, trade, or barter; or attempt to fish for, catch, possess, transport, land, sell, trade, or barter; female red crabs in excess of one standard U.S. fish tote in a fishing year in which female red crabs were not specified in the ABC and authorized to be landed.</P>
            <P>(iii) Fish for, possess, or land red crab, in excess of the incidental limit specified at § 648.263(b)(1), after determination that the TAL has been reached and notice of the closure date has been made.</P>
            <STARS/>
            <P>(3) * * *</P>
            <P>(iv) Purchase or otherwise receive for a commercial purpose in excess of the incidental limit specified at § 648.263(b)(1), after determination that the TAL has been reached and notice of the closure date has been made.</P>
            <P>(4)<E T="03">Prohibitions on processing and mutilation.</E>(i) Retain, possess, or land red crab claws and legs separate from crab bodies in excess of one standard U.S. fish tote, if fishing on a red crab trip with a valid Federal limited access red crab permit.</P>
            <P>(ii) Retain, possess, or land any red crab claws and legs separate from crab bodies if the vessel has not been issued a valid Federal limited access red crab permit or has been issued a valid Federal limited access red crab permit, but is not fishing on a dedicated red crab trip.</P>
            <P>(iii) Retain, possess, or land more than two claws and eight legs per crab if the vessel has been issued a valid Federal red crab incidental catch permit, or has been issued a valid Federal limited access red crab permit and is not fishing on a dedicated red crab trip.</P>

            <P>(iv) Possess or land red crabs that have been fully processed at sea,<E T="03">i.e.,</E>engage in any activity that removes meat from any part of a red crab, unless a preponderance of available evidence shows that the vessel fished exclusively in state waters and was not issued a valid Federal permit.</P>
            <P>(5)<E T="03">Gear requirements.</E>Fail to comply with any gear requirements or restrictions specified at § 648.264.</P>
            <P>(6)<E T="03">Presumption.</E>For purposes of this part, the following presumption applies: All red crab retained or possessed on a vessel issued any permit under § 648.4 are deemed to have been harvested in or from the Red Crab Management Unit, unless the preponderance of all submitted evidence demonstrates that such red crab were harvested by a vessel fishing exclusively outside of the Red Crab Management Unit or in state waters.</P>
            <STARS/>
            <P>7. Section 648.260 is revised to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 648.260</SECTNO>
            <SUBJECT>Specifications.</SUBJECT>
            <P>(a)<E T="03">Annual review and specifications process.</E>The Council, the Red Crab Plan Development Team (PDT), and the Red Crab Advisory Panel shall monitor the status of the red crab fishery and resource.</P>
            <P>(1) The Red Crab PDT shall meet at least once annually during the intervening years between Stock Assessment and Fishery Evaluation (SAFE) Reports, described in paragraph (b) of this section, to review the status of the stock and the fishery. Based on such review, the PDT shall provide a report to the Council on any changes or new information about the red crab stock and/or fishery, and it shall recommend whether the specifications for the upcoming year(s) need to be modified. At a minimum, this review shall include a review of at least the following data, if available: Commercial catch data; current estimates of fishing mortality and catch-per-unit-effort (CPUE); discards; stock status; recent estimates of recruitment; virtual population analysis results and other estimates of stock size; sea sampling, port sampling, and survey data or, if sea sampling data are unavailable, length frequency information from port sampling and/or surveys; impact of other fisheries on the mortality of red crabs; and any other relevant information.</P>
            <P>(2) If new and/or additional information becomes available, the Red Crab PDT shall consider it during this annual review. Based on this review, the Red Crab PDT shall provide guidance to the Red Crab Committee and the Council regarding the need to adjust measures in the Red Crab FMP to better achieve the FMP's objectives. After considering guidance, the Council may submit to NMFS its recommendations for changes to management measures, as appropriate, through the specifications process described in this section, the framework process specified in § 648.261, or through an amendment to the FMP.</P>
            <P>(3) Based on the annual review, described above, and/or the SAFE Report described in paragraph (b) of this section, recommendations for acceptable biological catch (ABC) from the Scientific and Statistical Committee (SSC), and any other relevant information, the Red Crab PDT shall recommend to the Red Crab Committee and Council the following specifications for harvest of red crab: An annual catch limit (ACL) set less than or equal to ABC, and total allowable landings (TAL) necessary to meet the objectives of the FMP in each red crab fishing year, specified for a period of up to 3 fishing years.</P>
            <P>(4) The PDT, after its review of the available information on the status of the stock and the fishery, may recommend to the Council any measures necessary to assure that the specifications will not be exceeded, as well as changes to the appropriate specifications.</P>
            <P>(5) Taking into account the annual review and/or SAFE Report described in paragraph (b) of this section, the advice of the SSC, and any other relevant information, the Red Crab PDT may also recommend to the Red Crab Committee and Council changes to stock status determination criteria and associated thresholds based on the best scientific information available, including information from peer-reviewed stock assessments of red crab. These adjustments may be included in the Council's specifications for the red crab fishery.</P>
            <P>(6)<E T="03">Council recommendation</E>—(i) The Council shall review the recommendations of the Red Crab PDT, Red Crab Committee, and SSC, any public comment received thereon, and any other relevant information, and make a recommendation to the Regional Administrator on appropriate specifications and any measures necessary to assure that the specifications will not be exceeded.</P>

            <P>(ii) The Council's recommendation must include supporting documentation, as appropriate, concerning the environmental, economic, and social impacts of the recommendations. The Regional Administrator shall consider the recommendations and publish a rule in the<E T="04">Federal Register</E>proposing specifications and associated measures,<PRTPAGE P="39374"/>consistent with the Administrative Procedure Act.</P>

            <P>(iii) The Regional Administrator may propose specifications different than those recommended by the Council. If the specifications published in the<E T="04">Federal Register</E>differ from those recommended by the Council, the reasons for any differences must be clearly stated and the revised specifications must satisfy the criteria set forth in this section, the FMP, and other applicable laws.</P>

            <P>(iv) If the final specifications are not published in the<E T="04">Federal Register</E>for the start of the fishing year, the previous year's specifications shall remain in effect until superseded by the final rule implementing the current year's specifications, to ensure that there is no lapse in regulations while new specifications are completed.</P>
            <P>(b)<E T="03">SAFE Report.</E>(1) The Red Crab PDT shall prepare a SAFE Report at least every 3 yr. Based on the SAFE Report, the Red Crab PDT shall develop and present to the Council recommended specifications as defined in paragraph (a) of this section for up to 3 fishing years. The SAFE Report shall be the primary vehicle for the presentation of all updated biological and socio-economic information regarding the red crab fishery. The SAFE Report shall provide source data for any adjustments to the management measures that may be needed to continue to meet the goals and objectives of the FMP.</P>
            <P>(2) In any year in which a SAFE Report is not completed by the Red Crab PDT, the annual review process described in paragraph (a) of this section shall be used to recommend any necessary adjustments to specifications and/or management measures in the FMP.</P>
            <P>8. Section 648.262 is revised to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 648.262</SECTNO>
            <SUBJECT>Accountability measures for red crab limited access vessels.</SUBJECT>
            <P>(a)<E T="03">Closure authority.</E>NMFS shall close the EEZ to fishing for red crab in excess of the incidental limit by commercial vessels for the remainder of the fishing year if the Regional Administrator determines that the TAL has been harvested. Upon notification of the closure, a vessel issued a limited access red crab permit may not fish for, catch, possess, transport, land, sell, trade, or barter, in excess of 500 lb (226.8 kg) of red crab, or its equivalent in weight as specified at § 648.263(a)(2)(i) and (ii), per fishing trip in or from the Red Crab Management Unit.</P>
            <P>(b)<E T="03">Adjustment for an overage.</E>(1) If NMFS determines that the TAL was exceeded in a given fishing year, the exact amount of the landings overage will be deducted, as soon as is practicable, from a subsequent single fishing year's TAL, through notification consistent with the Administrative Procedure Act.</P>
            <P>(2) If NMFS determines that the ACL was exceeded in a given fishing year, the exact amount of an overage that was not already deducted from the TAL under paragraph (b)(i) of this section will be deducted, as soon as is practicable, from a subsequent single fishing year's TAL, through notification consistent with the Administrative Procedure Act.</P>
            <P>9. In § 648.263, paragraph (a)(1) is removed and reserved, and paragraphs (a)(3), (a)(5), and (b)(1) are revised to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 648.263</SECTNO>
            <SUBJECT>Red crab possession and landing restrictions.</SUBJECT>
            <P>(a) * * *</P>
            <P>(3)<E T="03">Female red crab restriction.</E>A vessel may not fish for, catch, possess, transport, land, sell, trade, or barter, female red crabs in excess of one standard U.S. fish tote of incidentally caught female red crabs per trip when fishing on a dedicated red crab trip, unless the Council has recommended, and NMFS has implemented, an ACL and specifications, based on a recommendation from the SSC and the procedures specified in § 648.260, that authorizes the landings of female red crabs for a given fishing year.</P>
            <STARS/>
            <P>(5)<E T="03">Mutilation restriction.</E>A vessel may not retain, possess, or land red crab claws and legs separate from crab bodies in excess of one standard U.S. fish tote per trip when fishing on a dedicated red crab trip.</P>
            <P>(b) * * *</P>
            <P>(1)<E T="03">Possession and landing restrictions.</E>A vessel or operator of a vessel that has been issued a red crab incidental catch permit, or a vessel issued a limited access red crab permit not on a dedicated red crab trip, as defined in § 648.2, may catch, possess, transport, land, sell, trade, or barter, up to 500 lb (226.8 kg) of red crab, or its equivalent in weight as specified at paragraphs (a)(1)(i) and (ii) of this section, per fishing trip in or from the Red Crab Management Unit.</P>
            <STARS/>
            <P>10. In § 648.264, paragraphs (a)(1), (a)(2), (a)(3), and (a)(6) are revised to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 648.264</SECTNO>
            <SUBJECT>Gear requirements/restrictions.</SUBJECT>
            <P>(a) * * *</P>
            <P>(1) Limited access red crab vessel may not harvest red crab from any fishing gear other than red crab traps/pots, marked as specified by paragraph (a)(5) of this section.</P>
            <P>(2) Limited access red crab vessels may not deploy more than 600 traps/pots in water depths greater than 400 m (219 fath), and may not harvest red crab in water depths less than 400 m (219 fath).</P>
            <P>(3)<E T="03">Parlor traps/pots.</E>Limited access red crab vessels may not deploy parlor traps/pots in water depths greater than 400 meters (219 fathoms).</P>
            <STARS/>
            <P>(6)<E T="03">Additional gear requirements.</E>Vessels must comply with the gear regulations found at § 229.32 of this title.</P>
            <STARS/>
          </SECTION>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16895 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <CFR>50 CFR Part 648</CFR>
        <RIN>RIN 0648-AX05</RIN>
        <SUBJECT>Magnuson-Stevens Fishery Conservation and Management Act Provisions; Fisheries of the Northeastern United States; Atlantic Mackerel, Squid, and Butterfish Fisheries; Amendment 11</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Announcement of availability of fishery management plan amendment; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>NMFS announces that the Mid-Atlantic Fishery Management Council (Council) has submitted Amendment 11 to the Atlantic Mackerel, Squid, and Butterfish (MSB) Fishery Management Plan (FMP) (Amendment 11), incorporating the Final Environmental Impact Statement (FEIS) and the Initial Regulatory Flexibility Analysis (IRFA), for review by the Secretary of Commerce and is requesting comments from the public.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before September 6, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>A final environmental impact statement (FEIS) was prepared for Amendment 11 that describes the proposed action and other considered alternatives and provides a thorough analysis of the impacts of the proposed<PRTPAGE P="39375"/>measures and alternatives. Copies of Amendment 11, including the FEIS, the Regulatory Impact Review (RIR), and the Initial Regulatory Flexibility Analysis (IRFA), are available from: Christopher Moore, Executive Director, Mid-Atlantic Fishery Management Council, Room 2115, Federal Building, 300 South New Street, Dover, DE 19904-6790. The FEIS/RIR/IRFA is accessible via the Internet at<E T="03">http://www.nero.nmfs.gov.</E>
          </P>
          <P>You may submit comments on this notice of availability, identified by “0648-AX05,” by any one of the following methods:</P>
          <P>•<E T="03">Electronic Submissions:</E>Submit all electronic public comments via the Federal e-Rulemaking portal:<E T="03">http://www.regulations.gov;</E>
          </P>
          <P>•<E T="03">Fax:</E>(978) 281-9135, Attn: Aja Szumylo;</P>
          <P>• Mail to Patricia A. Kurkul, Regional Administrator, NMFS, Northeast Regional Office, 55 Great Republic Drive, Gloucester, MA 01930. Mark the outside of the envelope “Comments on MSB Amendment 11.”</P>
          <P>
            <E T="03">Instructions:</E>No comments will be posted for public viewing until after the comment period has closed. All comments received are a part of the public record and will be posted to<E T="03">http://www.regulations.gov</E>without change. All Personal Identifying Information (for example, name, address, etc.) voluntarily submitted by the commenter may be publicly accessible. Do not submit Confidential Business Information or otherwise sensitive or protected information. NMFS will accept anonymous comments (enter N/A in the required fields, if you wish to remain anonymous). You may submit attachments to electronic comments in Microsoft Word, Excel, WordPerfect, or Adobe PDF file formats only.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Aja Szumylo, Fishery Policy Analyst, 978-281-9195, fax 978-281-9135.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Background</HD>

        <P>The goals of Amendment 11 are to: (1) Establish a cap on capacity in the mackerel fishery via a limited access program based on current and historical participation that does not impede optimal U.S. utilization of the fishery; (2) update MSB species' essential fish habitat (EFH) definitions; (3) evaluate fishing-related impacts on<E T="03">Loligo</E>egg EFH and, if necessary, minimize any adverse effects on<E T="03">Loligo</E>egg EFH caused by fishing; and (4) establish an allocation for the recreational mackerel fishery to facilitate implementation of upcoming Annual Catch Limits (ACLs) and Accountability Measures (AMs).</P>
        <P>The Council initially notified the public of its intent to consider the impacts of alternatives for limiting access to the mackerel fishery in a Notice of Intent to Prepare a Supplemental Environmental Impact Statement (SEIS) for Amendment 9 to the MSB FMP (Amendment 9) on March 4, 2005 (70 FR 10605). The Council subsequently conducted scoping meetings on the development of a limited access program through Amendment 9. However, due to unforeseen delays in the development of Amendment 9, the Council notified the public on December 19, 2005 (70 FR 75114), that the mackerel limited access program would instead be analyzed in Amendment 11. The Council notified the public on February 27, 2007 (75 FR 8693), that it would begin the development of Amendment 11 in an SEIS, and finally notified the public on August 11, 2008 (73 FR 46590), that it would be necessary to prepare a full environmental impact statement (EIS) for Amendment 11. During further development of Amendment 11, the Council determined that the additional issues that are listed above would also be considered.</P>
        <P>The Council conducted public hearings in February 2010 and was originally scheduled to take final action on Amendment 11 in April of 2010, but decided to revise certain alternatives after reviewing public comment. The revisions were deemed to require a Supplement to the Draft Environmental Impact Statement (SDEIS) and an additional comment period. Following the public comment period that ended on October 12, 2010, the Council adopted Amendment 11 on October 13, 2010. In Amendment 11, measures recommended by the Council would:</P>
        <P>• Implement a three-tiered limited access system, with vessels grouped based on the following landings thresholds, with all qualifiers required to have possessed a valid permit on March 21, 2007. A vessel must have landed at least 400,000 lb (181.44 mt) in any one year 1997-2005 to qualify for a Tier 1 permit; at least 100,000 lb (45.36 mt) in any one year March 1, 1994-December 31, 2005, to qualify for a Tier 2 permit; or at 1east 1,000 lb (0.45 mt) in any one year March 1, 1994-December 31, 2005, to qualify for a Tier 3 permit, with Tier 3 allocated up to 7 percent of the commercial quota, through the specifications process;</P>
        <P>• Establish an open access permit for all other vessels;</P>
        <P>• Establish trip limits for all tiers annually through the specifications process, with possession limits initially set as unlimited for Tier 1; 135,000 lb (61.23 mt) for Tier 2; 100,000 lb (45.36 mt) for Tier 3; and 20,000 lb (9.07 mt) for open access;</P>
        <P>• Establish permit application, permit appeal, vessel baseline, and vessel upgrade, replacement, and confirmation of permit history provisions similar to established for other Northeast region limited access fisheries;</P>
        <P>• Establish a 10-percent maximum volumetric fish hold upgrade for Tier 1 and Tier 2 vessels;</P>
        <P>• Allow vessel owners to retain mackerel fishing history in a purchase and sale agreement and use the history to qualify a different vessel for a mackerel permit (permit splitting);</P>
        <P>• Require Tier 3 vessels to submit VTRs on a weekly basis;</P>

        <P>• Designate as EFH the area associated with 90 percent of survey catch for each life stage of non-overfished species (i.e.,<E T="03">Loligo</E>squid) and the area associated with 95 percent of survey catch for each life stage of overfished or status unknown species (i.e., butterfish, mackerel,<E T="03">Illex</E>squid); and</P>
        <P>• Establish a recreational mackerel allocation equaling 6.2 percent of the mackerel allowable biological catch.</P>

        <P>Public comments are solicited on Amendment 11 and its incorporated documents through the end of the comment period stated in this notice of availability (NOA). A proposed rule that would implement Amendment 11 may be published in the<E T="04">Federal Register</E>for public comment, following NMFS's evaluation under Magnuson-Stevens Act procedures. Public comments on must be received by the end of the comment period provided in this NOA of Amendment 11 to be considered in the approval/disapproval decision on the amendment. All comments received by the end of the comment period on the NOA of Amendment 11, whether specifically directed to Amendment 11 or the proposed rule, will be considered in the approval/disapproval decision; comments received after that date will not be considered in the approval/disapproval decision of Amendment 11. To be considered, comments must be received by close of business on the last day of the comment period provided in this NOA; that does not mean postmarked or otherwise transmitted by that date.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>16 U.S.C. 1801<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Margo Schulze-Haugen,</NAME>
          <TITLE>Acting Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16964 Filed 7-1-11; 4:15 pm]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </PRORULE>
  </PRORULES>
  <VOL>76</VOL>
  <NO>129</NO>
  <DATE>Wednesday, July 6, 2011</DATE>
  <UNITNAME>Notices</UNITNAME>
  <NOTICES>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="39376"/>
        <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
        <DATE>June 29, 2011.</DATE>

        <P>The Department of Agriculture has submitted the following information collection requirement(s) to OMB for review and clearance under the Paperwork Reduction Act of 1995, Public Law 104-13. Comments regarding (a) whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of burden including the validity of the methodology and assumptions used; (c) ways to enhance the quality, utility and clarity of the information to be collected; (d) ways to minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology should be addressed to: Desk Officer for Agriculture, Office of Information and Regulatory Affairs, Office of Management and Budget (OMB),<E T="03">OIRA_Submission@OMB.EOP.GOV</E>or fax (202) 395-5806 and to Departmental Clearance Office, USDA, OCIO, Mail Stop 7602, Washington, DC 20250-7602. Comments regarding these information collections are best assured of having their full effect if received within 30 days of this notification. Copies of the submission(s) may be obtained by calling (202) 720-8958.</P>
        <P>An agency may not conduct or sponsor a collection of information unless the collection of information displays a currently valid OMB control number and the agency informs potential persons who are to respond to the collection of information that such persons are not required to respond to the collection of information unless it displays a currently valid OMB control number.</P>
        <HD SOURCE="HD1">Animal and Plant Health Inspection Service</HD>
        <P>
          <E T="03">Title:</E>Importation of Fruits and Vegetables.</P>
        <P>
          <E T="03">OMB Control Number:</E>0579-0128.</P>
        <P>
          <E T="03">Summary of Collection:</E>Under the Plant Protection Act (7 U.S.C. 7701<E T="03">et seq.</E>) (PPA), the Secretary of Agriculture is authorized to carry out operations or measures to detect, eradicate, suppress, control, prevent, or retard the spread of plant pests not known to be widely distributed throughout the United States. The regulations in “Subpart-Fruits and Vegetables” (7 CFR 319.56 through 319.56-50), referred to as the regulations, all a number of fruits and vegetables to be imported into the United States, under specified conditions, from certain parts of the world. The Animal and Plant Health Inspection Service (APHIS) requires that some plants or plant products be accompanied by a phytosanitary inspection certificate that is completed by plant health officials in the originating or transiting country.</P>
        <P>
          <E T="03">Need and Use of the Information:</E>APHIS will use the collected information on the Phytosanitary Certificate to determine the pest condition of the shipment at the time of inspection in the foreign country. This information is used as a guide to the intensity of the inspection that APHIS must conduct when the shipment arrives. Without the information, all shipments would need to be inspected very thoroughly, thereby requiring considerably more time. This would slow the clearance of international shipments.</P>
        <P>
          <E T="03">Description of Respondents:</E>Business or other for profit; Federal Government.</P>
        <P>
          <E T="03">Number of Respondents:</E>135.</P>
        <P>
          <E T="03">Frequency of Responses:</E>Recordkeeping; Reporting: On occasion.</P>
        <P>
          <E T="03">Total Burden Hours:</E>200.</P>
        <HD SOURCE="HD1">Animal Plant and Health Inspection Service</HD>
        <P>
          <E T="03">Title:</E>Importation of Hass Avocado from Michoacán Mexico.</P>
        <P>
          <E T="03">OMB Control Number:</E>0579-0129.</P>
        <P>
          <E T="03">Summary of Collection:</E>Under the Plant Protection Act (7 U.S.C. 7701<E T="03">et seq.</E>), the Secretary of Agriculture is authorized to prohibit or restrict the importation, entry, or movement of plants and plant pests, to prevent the introduction of plant pests into the United States or their dissemination within the United States. The Animal and Plant Health Inspection Service (APHIS) regulations allow fresh Hass Avocado fruit grown in approved orchards in Michoacan, Mexico to be imported into the United States under certain conditions.</P>
        <P>
          <E T="03">Need and Use of the Information:</E>APHIS will collect information using form PPQ 587 “Application for Permit to Import Plants or Plant Products,” to ensure that fresh Hass Avocados from Mexico do not harbor insect pests (including Avocado stem weevils, seed weevils, and seed moths). The information collected will ensure that fresh Hass Avocados from Mexico do not harbor exotic insect pests that, if introduced into the United States, could inflict severe damage upon U.S. agriculture.</P>
        <P>
          <E T="03">Description of Respondents:</E>Business or other for profit; Federal Government.</P>
        <P>
          <E T="03">Number of Respondents:</E>20,178.</P>
        <P>
          <E T="03">Frequency of Responses:</E>Recordkeeping; Reporting: On occasion.</P>
        <P>
          <E T="03">Total Burden Hours:</E>123,986.</P>
        <SIG>
          <NAME>Ruth Brown,</NAME>
          <TITLE>Departmental Information Collection Clearance Officer .</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16817 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-34-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Forest Service</SUBAGY>
        <SUBJECT>Glenn/Colusa County Resource Advisory Committee</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Forest Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Glenn/Colusa County Resource Advisory Committee (RAC) will meet in Willows, California. The committee is authorized under the Secure Rural Schools and Community Self-Determination Act (Pub. L. 110-343) (the Act) and operates in compliance with the Federal Advisory Committee Act. The purpose of the committee is to improve collaborative relationships and to provide advice and recommendations to the Forest Service concerning projects and funding consistent with the title II of the Act. The meeting is open to the public. The purpose of the meeting is to travel to<PRTPAGE P="39377"/>and discuss current Glenn/Colusa RAC projects for monitoring purposes. Public wishing to attend the monitoring trip will need to provide own transportation to the project sites.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meeting will be held on July 25, 2011 from 8 a.m. and end at approximately 4:30 p.m.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>The meeting will be held in the field during the monitoring trip beginning at the Mendocino NF Supervisor's Office, 825 North Humboldt Ave., Willows, CA. Written comments may be submitted as described under<E T="02">SUPPLEMENTARY INFORMATION</E>.</P>
          <P>All comments, including names and addresses when provided, are placed in the record and are available for public inspection and copying. The public may inspect comments received at 825 N. Humboldt Ave., Willows, CA 95988. Please call ahead to (530) 934-1269 to facilitate entry into the building to view comments.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Randy Jero, Committee Coordinator, USDA, Mendocino National Forest, Grindstone Ranger District, 825 N. Humboldt Ave., Willows, CA 95988. (530) 934-1269; e-mail<E T="03">rjero@fs.fed.us.</E>
          </P>
          <P>Individuals who use telecommunication devices for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-877-8339 between 8 a.m. and 8 p.m., Eastern Standard Time, Monday through Friday. Requests for reasonable accomodation for access to the facility or procedings may be made by contacting the person listed For Further Information.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The meeting is open to the public. Agenda items to be covered include: (1) Introductions, (2) Approval of Minutes, (3) Public Comment, (4) Field Monitoring and Discussion at Project Area, (5) Next Agenda. Anyone who would like to bring related matters to the attention of the committee may file written statements with the committee staff before or after the meeting. The agenda will include time for people to make oral statements of three minutes or less. Individuals wishing to make an oral statement should request in writing by July 18, 2011 to be scheduled on the agenda. Written comments and requests for time for oral comments must be sent to Randy Jero, Committee Coordinator, USDA, Mendocino National Forest, Grindstone Ranger District, 825 N. Humboldt Ave, Willows, CA 95988 or by e-mail to<E T="03">rjero@fs.fed.us</E>or via facsimile to 530-934-1212.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Lori Cayo,</NAME>
          <TITLE>Acting District Ranger.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16851 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-11-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>National Agricultural Statistics Service</SUBAGY>
        <SUBJECT>Notice of Intent To Suspend the July Sheep and Goat Survey, and Postpone the Renewal of the Census of Aquaculture, and the Tenure, Ownership and Transition of Agricultural Land (TOTAL) Surveys</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Agricultural Statistics Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of suspension of data collection and publication.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This notice announces the intention of the National Agricultural Statistics Service (NASS) to suspend one currently approved information collection, (July Sheep and Goat Survey), and to indefinitely postpone the renewal of two periodic data collections (Census of Aquaculture and the Tenure, Ownership and Transition of Agricultural Land (TOTAL) survey formerly known as the Agricultural Economics and Land Ownership Survey (AELOS)) and their associated publications due to budgetary cutbacks.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Joseph T. Reilly, Associate Administrator, National Agricultural Statistics Service, U.S. Department of Agriculture, (202) 720-4333.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P SOURCE="NPAR">
          <E T="03">Title:</E>Suspension of July Sheep and Goat Survey and postponement of Census of Aquaculture and TOTAL surveys.</P>
        <P>
          <E T="03">OMB Control Numbers:</E>0535-0213, 0535-0237, 0535-0240.</P>
        <P>
          <E T="03">Expiration Dates of Approval:</E>July Sheep and Goat survey—March 31, 2014, Census of Aquaculture and TOTAL are both currently inactive.</P>
        <P>
          <E T="03">Type of Request:</E>To suspend one currently approved information collection and to indefinitely postpone the renewal of two periodic data collections.</P>
        <P>
          <E T="03">Abstract:</E>The primary functions of the National Agricultural Statistics Service (NASS) include the collection of data and the preparation and issuance of State and national estimates of crop and livestock production, disposition, prices, and environmental and economic factors.</P>
        <P>The July Sheep and Goat survey is a follow on survey to the January Sheep and Goat survey. These two surveys are included in a larger group of monthly and quarterly crop and livestock surveys included in the Agricultural Surveys Program (0535-0213) docket. Only the July Sheep and Goat survey will be suspended from this docket.</P>
        <P>The Census of Aquaculture is a follow on survey to the Census of Agriculture. This survey is normally conducted every five years. The last time this survey was conducted was in 2006 for the reference year of 2005. NASS will postpone the renewal of this data collection indefinitely.</P>
        <P>The Tenure, Ownership and Transition of Agricultural Land (TOTAL) survey, (formerly known as the Agricultural Economics and Land Ownership Survey (AELOS) is also a follow on survey to the Census of Agriculture. This survey is normally conducted once about every ten years. The last time this survey was conducted was in 2000 for the reference year of 1999.</P>
        <P>NASS will suspend these information collections as of July 6, 2011 due to budget constraints. NASS will not publish the Sheep and Goat report for July or any reports for the Census of Aquaculture or TOTAL survey unless there is a change in the anticipated budget shortfall.</P>
        <P>
          <E T="03">Authority:</E>These data were collected under authority of 7 U.S.C. 2204(a). Individually identifiable data collected under this authority are governed by Section 1770 of the Food Security Act of 1985, 7 U.S.C. 2276, which requires USDA to afford strict confidentiality to non-aggregated data provided by respondents.</P>
        <P>
          <E T="03">Estimate of Burden:</E>There will be no further public reporting burden for any of these three information collections.</P>
        <SIG>
          <DATED>Signed at Washington, DC, on June 16, 2011.</DATED>
          <NAME>Joseph T. Reilly,</NAME>
          <TITLE>Associate Administrator.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16803 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-20-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Census Bureau</SUBAGY>
        <SUBJECT>Proposed Information Collection; Comment Request; 2012 Survey of Income and Program Participation Event History Calendar (SIPP-EHC) Instrument—Computer Audio Recorded Interviewing (CARI) Field Test</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>U.S. Census Bureau, Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <PRTPAGE P="39378"/>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Commerce, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A)).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>To ensure consideration, written comments must be submitted on or before September 6, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Direct all written comments to Diana Hynek, Departmental Paperwork Clearance Officer, Department of Commerce, Room 6616, 14th and Constitution Avenue, NW., Washington, DC 20230 (or via the Internet at<E T="03">dHynek@doc.gov</E>).</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Requests for additional information or copies of the information collection instrument(s) and instructions should be directed to Patrick J. Benton, Census Bureau, Room HQ-6H045, Washington, DC 20233-8400, (301) 763-4618.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Abstract</HD>
        <P>The Census Bureau plans to conduct a CARI technology field test using the 2012 SIPP-EHC platform from March to May of 2012. The SIPP-EHC is an experimental household-based survey designed as a continuous series of national panels molded around an annual interview structured with an event history calendar and collecting detailed monthly data for a central “core” of labor force and income questions. CARI is a data collection method that captures audio along with response data during computer-assisted personal and telephone interviews (CAPI &amp; CATI). A portion of each interview is recorded unobtrusively, with the respondent's consent, and the sound file and screen images are returned with the response data to a central location for coding.</P>
        <P>By reviewing the recorded portions of the interview, quality assurance analysts can evaluate the likelihood that the exchange between the field representative and respondent is authentic and follows critical survey protocol as defined by the sponsor and based on best practices. The 2012 SIPP-EHC CARI test instrument will utilize the CARI Interactive Data Access System (CARI System), an innovative, integrated, multifaceted monitoring system that features a configurable Web-based interface for behavior coding, quality assurance and coaching. This system assists in coding interviews for measuring question and interviewer performance and the interaction between interviewers and respondents.</P>
        <P>The 2012 SIPP-EHC CARI Field Test will visit survey respondents never before interviewed in SIPP. The 2012 SIPP-EHC CARI test will interview respondents using the previous calendar year, 2011, as the reference period. The content of the 2012 SIPP-EHC CARI test will match that of the 2012 SIPP-EHC test conducted as a wave 2 reinterview from January to March of 2012 with the addition of the recording consent question. In addition to the activation of the recording capabilities of the 2012 SIPP-EHC instrument, the 2012 SIPP-EHC CARI test adds the consent question to the questionnaire which will record the respondent's permission to audio record responses. Additionally, approximately 20 specific questions are programmed to be recorded during each person's interview. Based on sponsor requirements related to interviewer critical performance behaviors, the CARI technology would be used in addition to other measures of interviewer performance.</P>
        <P>This is the second CARI field test conducted by the Census Bureau. The first CARI field test was used to conduct behavior-coding for the 2010 American Community Survey Content Test in early 2011. The Census Bureau is conducting this test to determine if the deployment of CARI will have any significant impact on response rates and item level responses. The primary focus will be to examine the impact that recording has on the quality of data. Approximately 1,300 addresses will be selected for the 2012 SIPP-EHC CARI Field Test, yielding about 900 interviewed households. We estimate that each household contains 2.1 people aged 15 and above, yielding approximately 1,890 person-level interviews in this field test. Interviews take 60 minutes on average. The total annual burden hours for 2012 SIPP-EHC CARI Field Test interviews will be 1,890 hours in FY 2012.</P>
        <HD SOURCE="HD1">II. Method of Collection</HD>
        <P>The 2012 SIPP-EHC CARI Field Test instrument will reference calendar year 2011. The interview is conducted in person with all household members 15 years old or over using regular proxy-respondent rules. The 2012 SIPP-EHC CARI test will record the respondent's consent to audio record their responses, and will record approximately 20 predetermined questions during each person's interview.</P>
        <HD SOURCE="HD1">III. Data</HD>
        <P>
          <E T="03">OMB Control Number:</E>none.</P>
        <P>
          <E T="03">Form Number:</E>SIPP/CAPI Automated Instrument.</P>
        <P>
          <E T="03">Type of Review:</E>Regular.</P>
        <P>
          <E T="03">Affected Public:</E>Individuals or households.</P>
        <P>
          <E T="03">Estimated Number of Respondents:</E>1,890 people.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>60 minutes per person on average.</P>
        <P>
          <E T="03">Estimated Total Annual Burden Hours:</E>1,890.</P>
        <P>
          <E T="03">Estimated Total Annual Cost:</E>The only cost to respondents is their time.</P>
        <P>
          <E T="03">Respondent's Obligation:</E>Voluntary.</P>
        <AUTH>
          <HD SOURCE="HED">Legal Authority:</HD>
          <P>Title 13, United States Code, Section 182.</P>
        </AUTH>
        <HD SOURCE="HD1">IV. Request for Comments</HD>
        <P>Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden (including hours and cost) of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology.</P>
        <P>Comments submitted in response to this notice will be summarized and/or included in the request for OMB approval of this information collection; they also will become a matter of public record.</P>
        <SIG>
          <DATED>Dated: June 30, 2011.</DATED>
          <NAME>Glenna Mickelson,</NAME>
          <TITLE>Management Analyst, Office of the Chief Information Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16850 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-07-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
        <DEPDOC>[Docket 46-2011]</DEPDOC>
        <SUBJECT>Foreign-Trade Zone 215—Sebring, FL; Application for Reorganization Under Alternative Site Framework</SUBJECT>

        <P>An application has been submitted to the Foreign-Trade Zones (FTZ) Board (the Board) by the Sebring Airport Authority, grantee of FTZ 215, requesting authority to reorganize the zone under the alternative site framework (ASF) adopted by the Board (74 FR 1170, 1/12/09 (correction 74 FR 3987, 1/22/09); 75 FR 71069-71070, 11/22/10). The ASF is an option for<PRTPAGE P="39379"/>grantees for the establishment or reorganization of general-purpose zones and can permit significantly greater flexibility in the designation of new “usage-driven” FTZ sites for operators/users located within a grantee's “service area” in the context of the Board's standard 2,000-acre activation limit for a general-purpose zone project. The application was submitted pursuant to the Foreign-Trade Zones Act, as amended (19 U.S.C. 81a-81u), and the regulations of the Board (15 CFR Part 400). It was formally filed on June 29, 2011.</P>
        <P>FTZ 215 was approved by the Board on July 26, 1996 (Board Order 835, 61 FR 42832-42833, 08/19/96).</P>
        <P>The current zone project includes the following site:<E T="03">Site 1</E>(1,893 acres)—Sebring Regional Airport complex, 128 Authority Lane, Sebring, Florida.</P>
        <P>The grantee's proposed service area under the ASF would be DeSoto, Glades, Hardee, Hendry, Highlands and Okeechobee Counties and the Cities of Belle Glade and Pahokee, Florida, as described in the application. If approved, the grantee would be able to serve sites throughout the service area based on companies' needs for FTZ designation. The proposed service area is within and adjacent to the Port Manatee Customs and Border Protection port of entry.</P>
        <P>The applicant is requesting authority to reorganize its existing zone project to include its existing site as a “magnet” site. The ASF allows for the possible exemption of one magnet site from the “sunset” time limits that generally apply to sites under the ASF, and the applicant proposed that Site 1 be so exempted. No usage-driven sites are being requested at this time.</P>
        <P>In accordance with the Board's regulations, Kathleen Boyce of the FTZ Staff is designated examiner to evaluate and analyze the facts and information presented in the application and case record and to report findings and recommendations to the Board.</P>
        <P>Public comment is invited from interested parties. Submissions (original and 3 copies) shall be addressed to the Board's Executive Secretary at the address below. The closing period for their receipt is September 6, 2011. Rebuttal comments in response to material submitted during the foregoing period may be submitted during the subsequent 15-day period to September 19, 2011.</P>

        <P>A copy of the application will be available for public inspection at the Office of the Executive Secretary, Foreign-Trade Zones Board, Room 2111, U.S. Department of Commerce, 1401 Constitution Avenue, NW., Washington, DC 20230-0002, and in the “Reading Room” section of the Board's Web site, which is accessible via<E T="03">http://www.trade.gov/ftz.</E>
        </P>
        <P>For further information, contact Kathleen Boyce at<E T="03">Kathleen.Boyce@trade.gov</E>or (202) 482-1346.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Andrew McGilvray,</NAME>
          <TITLE>Executive Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16910 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
        <DEPDOC>[Order No. 1768]</DEPDOC>
        <SUBJECT>Expansion of Foreign-Trade Zone 78; Nashville, TN</SUBJECT>
        <EXTRACT>
          <P>Pursuant to its authority under the Foreign-Trade Zones Act of June 18, 1934, as amended (19 U.S.C. 81a-81u), the Foreign-Trade Zones Board (the Board) adopts the following Order:</P>
        </EXTRACT>
        
        <P>
          <E T="03">Whereas,</E>the Metropolitan Government of Nashville and Davidson County, grantee of Foreign-Trade Zone 78, submitted an application to the Board for authority to expand FTZ 78 to include sites in the Nashville, Tennessee, area, adjacent to the Nashville Customs and Border Protection port of entry (FTZ Docket 64-2010, filed November 5, 2010);</P>
        <P>
          <E T="03">Whereas,</E>notice inviting public comment has been given in the<E T="04">Federal Register</E>(75 FR 69398, 11/12/10) and the application has been processed pursuant to the FTZ Act and the Board's regulations; and,</P>
        <P>
          <E T="03">Whereas,</E>the Board adopts the findings and recommendations of the examiner's report, and finds that the requirements of the FTZ Act and Board's regulations are satisfied, and that the proposal is in the public interest;</P>
        <P>
          <E T="03">Now, Therefore,</E>the Board hereby orders:</P>
        <P>The application to expand FTZ 78 is approved, subject to the FTZ Act and the Board's regulations, including Section 400.28, to the Board's standard 2,000-acre activation limit for the overall general-purpose zone project, and to sunset provisions that would terminate authority for existing Sites 1-5 on June 30, 2016 and for Sites 8-12 on June 30, 2018 where no activity has occurred under FTZ procedures before those dates.</P>
        <SIG>
          <DATED>Signed at Washington, DC, this 22nd day of June 2011.</DATED>
          <NAME>Ronald K. Lorentzen,</NAME>
          <TITLE>Deputy Assistant Secretary for Import Administration, Alternate Chairman, Foreign-Trade Zones Board.</TITLE>
          <P>ATTEST:</P>
          <DATED>June 22, 2011.</DATED>
          <NAME>Andrew McGilvray,</NAME>
          <TITLE>Executive Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16906 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Institute of Standards and Technology</SUBAGY>
        <SUBJECT>Request for Nominations for Members To Serve on National Institute of Standards and Technology Federal Advisory Committees</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Institute of Standards and Technology, Department of Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The National Institute of Standards and Technology (NIST) invites and requests nomination of individuals for appointment to its nine existing Federal Advisory Committees: Technology Innovation Program Advisory Board, Board of Overseers of the Malcolm Baldrige National Quality Award, Judges Panel of the Malcolm Baldrige National Quality Award, Information Security and Privacy Advisory Board, Manufacturing Extension Partnership Advisory Board, National Construction Safety Team Advisory Committee, Advisory Committee on Earthquake Hazards Reduction, NIST Smart Grid Advisory Committee, and Visiting Committee on Advanced Technology. NIST will consider nominations received in response to this notice for appointment to the Committees, in addition to nominations already received. Registered Federal lobbyists may not serve on the NIST Committees.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Nominations for all committees will be accepted on an ongoing basis and will be considered as and when vacancies arise.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>See below.</P>
        </ADD>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Technology Innovation Program (TIP) Advisory Board</HD>
        <P>
          <E T="03">Addresses:</E>Please submit nominations to Dr. Robert Sienkiewicz, National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 4700, Gaithersburg, MD 20899-4700. Nominations may also be submitted via<PRTPAGE P="39380"/>FAX to 301-869-1150. Additional information regarding the Board, including its charter may be found on its electronic home page at:<E T="03">http://www.nist.gov/tip/adv_brd/index.cfm.</E>
        </P>
        <P>
          <E T="03">For Further Information Contact:</E>Dr. Robert Sienkiewicz, National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 4700, Gaithersburg, MD 20899-4700; telephone 301-975-2162, fax 301-869-1150; or via e-mail at<E T="03">robert.sienkiewicz@nist.gov.</E>
        </P>
        <HD SOURCE="HD2">Committee Information</HD>
        <P>The Board will consist of ten members appointed by the Director of NIST, at least seven of whom shall be from United States industry, chosen to reflect the wide diversity of technical disciplines and industrial sectors represented in TIP projects. No member will be an employee of the Federal Government.</P>
        <P>The Board will function solely as an advisory body, in compliance with the provisions of the Federal Advisory Committee Act.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>15 U.S.C 278n(k), as amended by the America COMPETES Act (Pub. L. 110-69), Federal Advisory Committee Act: 5 U.S.C. App. 2.</P>
        </AUTH>
        <HD SOURCE="HD1">Board of Overseers of the Malcolm Baldrige National Quality Award</HD>
        <P>
          <E T="03">Addresses:</E>Please submit nominations to Harry Hertz, Director, Baldrige Performance Excellence Program, NIST, 100 Bureau Drive, Mail Stop 1020, Gaithersburg, MD 20899-1020. Nominations may also be submitted via FAX to 301-975-4967. Additional information regarding the Committee, including its charter, current membership list, and executive summary may be found at:<E T="03">http://www.nist.gov/baldrige/community/overseers.cfm.</E>
        </P>
        <P>
          <E T="03">For Further Information Contact:</E>Harry Hertz, Director, Baldrige Performance Excellence Program and Designated Federal Officer, NIST, 100 Bureau Drive, Mail Stop 1020, Gaithersburg, MD 20899-1020; telephone 301-975-2361; FAX 301-948-4967; or via e-mail at<E T="03">harry.hertz@nist.gov.</E>
        </P>
        <HD SOURCE="HD2">Committee Information</HD>
        <P>The Board was established in accordance with 15 U.S.C. 3711a(d)(2)(B), pursuant to the Federal Advisory Committee Act (5 U.S.C. App. 2).</P>
        <HD SOURCE="HD3">Objectives and Duties</HD>
        <P>1. The Board shall review the work of the private sector contractor(s), which assists the Director of the National Institute of Standards and Technology (NIST) in administering the Award. The Board will make such suggestions for the improvement of the Award process as it deems necessary.</P>
        <P>2. The Board shall provide a written annual report on the results of Award activities to the Director of NIST, along with its recommendations for the improvement of the Award process.</P>
        <P>3. The Board will function solely as an advisory committee under the Federal Advisory Committee Act.</P>
        <P>4. The Board will report to the Director of NIST.</P>
        <HD SOURCE="HD3">Membership</HD>
        <P>1. The Board will consist of approximately eleven members selected on a clear, standardized basis, in accordance with applicable Department of Commerce guidance, and for their preeminence in the field of organizational performance management. There will be a balanced representation from U.S. service, manufacturing, education, health care industries, and the nonprofit sector.</P>
        <P>2. The Board will be appointed by the Secretary of Commerce and will serve at the discretion of the Secretary. The term of office of each Board member shall be three years. All terms will commence on March 1 and end on February 28 of the appropriate year.</P>
        <HD SOURCE="HD3">Miscellaneous</HD>

        <P>1. Members of the Board shall serve without compensation, but may, upon request, be reimbursed travel expenses, including per diem, as authorized by 5 U.S.C. 5701<E T="03">et seq.</E>
        </P>
        <P>2. The Board will meet twice annually, except that additional meetings may be called as deemed necessary by the NIST Director or by the Chairperson. Meetings are usually one day in duration.</P>
        <P>3. Board meetings are open to the public. Board members do not have access to classified or proprietary information in connection with their Board duties.</P>
        <HD SOURCE="HD3">Nomination Information</HD>
        <P>1. Nominations are sought from the private and public sector as described above.</P>
        <P>2. Nominees should have established records of distinguished service and shall be familiar with the quality improvement operations of manufacturing companies, service companies, small businesses, education, health care, and nonprofits. The category (field of eminence) for which the candidate is qualified should be specified in the nomination letter. Nominations for a particular category should come from organizations or individuals within that category. A summary of the candidate's qualifications should be included with the nomination, including (where applicable) current or former service on Federal advisory boards and Federal employment. In addition, each nomination letter should state that the person agrees to the nomination, acknowledges the responsibilities of serving on the Board, and will actively participate in good faith in the tasks of the Board. Besides participation at meetings, it is desired that members be able to devote the equivalent of seven days between meetings to either developing or researching topics of potential interest, and so forth, in furtherance of their Board duties.</P>
        <P>3. The Department of Commerce is committed to equal opportunity in the workplace and seeks a broad-based and diverse Board membership.</P>
        <HD SOURCE="HD1">Judges Panel of the Malcolm Baldrige National Quality Award</HD>
        <P>
          <E T="03">Addresses:</E>Please submit nominations to Harry Hertz, Director, Baldrige Performance Excellence Program, NIST, 100 Bureau Drive Mail Stop 1020, Gaithersburg, MD 20899-1020. Nominations may also be submitted via FAX to 301-975-4967. Additional information regarding the Committee, including its charter, current membership list, and executive summary may be found at:<E T="03">http://patapsco.nist.gov/BoardofExam/Examiners_Judge2.cfm.</E>
        </P>
        <P>
          <E T="03">For Further Information Contact:</E>Harry Hertz, Director, Baldrige Performance Excellence Program and Designated Federal Official, NIST, 100 Bureau Drive, Mail Stop 1020, Gaithersburg, MD 20899-1020; telephone 301-975-2361; FAX 301-975-4967; or via e-mail at<E T="03">harry.hertz@nist.gov.</E>
        </P>
        <HD SOURCE="HD2">Committee Information:</HD>
        <P>The Judges Panel was established in accordance with 15 U.S.C. 3711a(d)(1) and the Federal Advisory Committee Act (5 U.S.C. App. 2).</P>
        <HD SOURCE="HD3">Objectives and Duties</HD>
        <P>1. The Judges Panel will ensure the integrity of the Malcolm Baldrige National Quality Award selection process by reviewing the results of examiners' scoring of written applications, and then voting on which applicants merit site visits by examiners to verify the accuracy of claims made by applicants.</P>

        <P>2. The Judges Panel will ensure that individuals on site visit teams for the Award finalists have no conflict of interest with respect to the finalists. The<PRTPAGE P="39381"/>Panel will also review recommendations from site visits and recommend Award recipients.</P>
        <P>3. The Judges Panel will function solely as an advisory body, and will comply with the provisions of the Federal Advisory Committee Act.</P>
        <P>4. The Panel will report to the Director of NIST.</P>
        <HD SOURCE="HD3">Membership</HD>
        <P>1. The Judges Panel is composed of at least nine, and not more than twelve, members selected on a clear, standardized basis, in accordance with applicable Department of Commerce guidance. There will be a balanced representation from U.S. service and manufacturing industries, education, health care, and nonprofits and will include members familiar with performance improvement in their area of business.</P>
        <P>2. The Judges Panel will be appointed by the Secretary of Commerce and will serve at the discretion of the Secretary. The term of office of each Panel member shall be three years. All terms will commence on March 1 and end on February 28 of the appropriate year.</P>
        <HD SOURCE="HD3">Miscellaneous</HD>

        <P>1. Members of the Judges Panel shall serve without compensation, but may, upon request, be reimbursed travel expenses, including per diem, as authorized by 5 U.S.C. 5701<E T="03">et seq.</E>
        </P>
        <P>2. The Judges Panel will meet three times per year. Additional meetings may be called as deemed necessary by the NIST Director or by the Chairperson. Meetings are usually one to four days in duration. In addition, each Judge must attend an annual three-day Examiner training course.</P>
        <P>3. Committee meetings are closed to the public pursuant to Section 10(d) of the Federal Advisory Committee Act, 5 U.S.C. App. 2, as amended by Section 5(c) of the Government in the Sunshine Act, Public Law 94-409, and in accordance with Section 552b(c)(4) of Title 5, United States Code. Since the members of the Judges Panel examine records and discuss Award applicant data, the meetings are likely to disclose trade secrets and commercial or financial information obtained from a person that may be privileged or confidential. In addition, meetings may be closed pursuant to Section 552b(c)(9)(B) because for a government agency the meetings are likely to disclose information that could significantly frustrate implementation of a proposed agency action.</P>
        <HD SOURCE="HD2">Nomination Information</HD>
        <P>1. Nominations are sought from all U.S. service and manufacturing industries, education, health care, and nonprofits as described above.</P>
        <P>2. Nominees should have established records of distinguished service and shall be familiar with the performance improvement operations of manufacturing companies, service companies, small businesses, education, health care, and nonprofit organizations. The category (field of eminence) for which the candidate is qualified should be specified in the nomination letter. Nominations for a particular category should come from organizations or individuals within that category. A summary of the candidate's qualifications should be included with the nomination, including (where applicable) current or former service on Federal advisory boards and Federal employment. In addition, each nomination letter should state that the person agrees to the nomination, acknowledge the responsibilities of serving on the Judges Panel, and will actively participate in good faith in the tasks of the Judges Panel. Besides participation at meetings, it is desired that members be either developing or researching topics of potential interest, reading Baldrige applications, and so forth, in furtherance of their Committee duties.</P>
        <P>3. The Department of Commerce is committed to equal opportunity in the workplace and seeks a broad-based and diverse Judges Panel membership.</P>
        <HD SOURCE="HD1">Information Security and Privacy Advisory Board (ISPAB)</HD>
        <P>
          <E T="03">Addresses:</E>Please submit nominations to Annie Sokol, NIST, 100 Bureau Drive, Mail Stop 8930, Gaithersburg, MD 20899-8930. Nominations may also be submitted via fax to 301-975-8670, Attn: ISPAB Nominations. Additional information regarding the Board, including its charter and current membership list, may be found on its electronic home page at:<E T="03">http://csrc.nist.gov/ispab/.</E>
        </P>
        <P>
          <E T="03">For Further Information Contact:</E>Annie Sokol, ISPAB Designated Federal Official, NIST, 100 Bureau Drive, Mail Stop 8930, Gaithersburg, MD 20899-8930; telephone 301-975-2006; fax: 301-975-8670; or via e-mail at<E T="03">annie.sokol@nist.gov.</E>
        </P>
        <HD SOURCE="HD2">Committee Information</HD>
        <P>The ISPAB was originally chartered as the Computer System Security and Privacy Advisory Board (CSSPAB) by the Department of Commerce pursuant to the Computer Security Act of 1987 (Pub. L. 100-235). As a result of the E-Government Act of 2002 (Pub. L. 107-347), Title III, the Federal Information Security Management Act of 2002, Section 21 of the National Institute of Standards and Technology Act (15 U.S.C. 278g-4) the Board's charter was amended. This amendment included the name change of the Board.</P>
        <HD SOURCE="HD3">Objectives and Duties</HD>
        <P>The objectives and duties of the ISPAB are:</P>
        <P>1. To identify emerging managerial, technical, administrative, and physical safeguard issues relative to information security and privacy.</P>
        <P>2. To advise the NIST, the Secretary of Commerce and the Director of the Office of Management and Budget on information security and privacy issues pertaining to Federal Government information systems, including thorough review of proposed standards and guidelines developed by NIST.</P>
        <P>3. To annually report its findings to the Secretary of Commerce, the Director of the Office of Management and Budget, the Director of the National Security Agency, and the appropriate committees of the Congress.</P>
        <P>4. To function solely as an advisory body, in accordance with the provisions of the Federal Advisory Committee Act.</P>
        <HD SOURCE="HD3">Membership</HD>
        <P>The ISPAB is comprised of twelve members, in addition to the Chairperson. The membership of the Board includes:</P>
        <P>1. Four members from outside the Federal Government eminent in the information technology industry, at least one of whom is representative of small or medium sized companies in such industries.</P>
        <P>2. Four members from outside the Federal Government who are eminent in the field of information technology, or related disciplines, but who are not employed by or representative of a producer of information technology equipment; and</P>
        <P>3. Four members from the Federal Government who have information system management experience, including experience in information security and privacy; at least one of these members shall be from the National Security Agency.</P>
        <HD SOURCE="HD3">Miscellaneous</HD>

        <P>Members of the ISPAB who are not full-time employees of the Federal government are not paid for their service, but will, upon request, be allowed travel expenses in accordance with Subchapter I of Chapter 57 of Title 5, United States Code, while otherwise<PRTPAGE P="39382"/>performing duties at the request of the Board Chairperson, while away from their homes or a regular place of business.</P>
        <P>Meetings of the Board are usually two to three days in duration and are usually held quarterly. The meetings primarily take place in the Washington, DC metropolitan area but may be held at such locations and at such time and place as determined by the majority of the Board.</P>
        <P>Board meetings are open to the public and members of the press usually attend. Members do not have access to classified or proprietary information in connection with their Board duties.</P>
        <HD SOURCE="HD2">Nomination Information</HD>
        <P>Nominations are being accepted in all three categories described above.</P>
        <P>Nominees should have specific experience related to information security or electronic privacy issues, particularly as they pertain to Federal information technology. Letters of nomination should include the category of membership for which the candidate is applying and a summary of the candidate's qualifications for that specific category. Also include (where applicable) current or former service on Federal advisory boards and any Federal employment. Each nomination letter should state that the person agrees to the nomination, acknowledges the responsibilities of serving on the ISPAB, and that they will actively participate in good faith in the tasks of the ISPAB.</P>
        <P>Besides participation at meetings, it is desired that members be able to devote a minimum of two days between meetings to developing draft issue papers, researching topics of potential interest, and so forth in furtherance of their Board duties.</P>
        <P>Selection of ISPAB members will not be limited to individuals who are nominated. Nominations that are received and meet the requirements will be kept on file to be reviewed as Board vacancies occur.</P>
        <P>Nominees must be U.S. citizens.</P>
        <P>The Department of Commerce is committed to equal opportunity in the workplace and seeks a broad-based and diverse ISPAB membership.</P>
        <HD SOURCE="HD1">Manufacturing Extension Partnership (MEP) Advisory Board</HD>
        <P>
          <E T="03">Addresses:</E>Please submit nominations to Ms. Karen Lellock, National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 4800, Gaithersburg, MD 20899-4800. Nominations may also be submitted via Fax to 301-963-6556. Additional information regarding the Board, including its charter may be found on its electronic home page at:<E T="03">http://www.nist.gov/mep/advisory-board.cfm.</E>
        </P>
        <P>
          <E T="03">For Further Information Contact:</E>Ms. Karen Lellock, National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 4800, Gaithersburg, MD 20899-4800; telephone 301-975-4269, fax 301-963-6556; or via e-mail at<E T="03">karen.lellock@nist.gov.</E>
        </P>
        <HD SOURCE="HD2">Committee Information</HD>
        <P>The MEP Advisory Board was established in accordance with the requirements of Section 3003(d) of the America COMPETES Act (Pub. L. 110-69) and the Federal Advisory Committee Act, 5 U.S.C. App. 2.</P>
        <HD SOURCE="HD3">Objectives and Duties</HD>
        <P>1. The Board will provide advice on MEP programs, plans, and policies.</P>
        <P>2. The Board will assess the soundness of MEP plans and strategies.</P>
        <P>3. The Board will assess current performance against MEP program plans.</P>
        <P>4. The Board will function solely in an advisory capacity, and in accordance with the provisions of the Federal Advisory Committee Act.</P>
        <P>5. The Board shall submit an annual report through the NIST Director to the Secretary for transmittal to Congress within 30 days after the submission to Congress of the President's annual budget request each year. The report will address the status of the MEP and comment on programmatic planning and updates.</P>
        <HD SOURCE="HD3">Membership</HD>
        <P>1. The MEP Board is composed of 10 members, broadly representative of stakeholders. At least 2 members shall be employed by or on an advisory board for the Centers, and at least 5 other members shall be from U.S. small businesses in the manufacturing sector. No member shall be an employee of the Federal Government.</P>
        <P>2. The Director of the National Institute of Standards and Technology (NIST) shall appoint the members of the Board. Members shall be selected on a clear, standardized basis, in accordance with applicable Department of Commerce guidance. Members serve at the discretion of the NIST Director.</P>
        <P>3. Committee members from the manufacturing industry and those representing specific stakeholder groups shall serve in a representative capacity. Committee members from the academic community shall serve as experts and will be considered Special Government Employees (SGEs) and will be subject to all ethical standards and rules applicable to SGEs.</P>
        <P>4. The term of office of each member of the Board shall be three years, except that vacancy appointments shall be for the remainder of the unexpired term of the vacancy.</P>
        <HD SOURCE="HD3">Miscellaneous</HD>

        <P>1. Members of the Board will not be compensated for their services but will, upon request, be allowed travel and per diem expenses as authorized by 5 U.S.C. 5701<E T="03">et seq.,</E>while attending meetings of the Board or subcommittees thereof, or while otherwise performing duties at the request of the Chair, while away from their homes or regular places of business.</P>
        <P>2. The Board will meet at least two times a year. Additional meetings may be called by the NIST Director.</P>
        <P>3. Committee meetings are open to the public.</P>
        <HD SOURCE="HD2">Nomination Information</HD>
        <P>Nominations are being accepted in all categories described above.</P>
        <P>Nominees should have specific experience related to industrial extension services. Letters of nomination should include the category of membership for which the candidate is applying and a summary of the candidate's qualifications for that specific category. Each nomination letter should state that the person agrees to the nomination and acknowledges the responsibilities of serving on the MEP Advisory Board.</P>
        <P>Selection of MEP Advisory Board members will not be limited to individuals who are nominated. Nominations that are received and meet the requirements will be kept on file to be reviewed as Board vacancies occur.</P>
        <P>The Department of Commerce is committed to equal opportunity in the workplace and seeks a broad-based and diverse MEP Advisory Board membership.</P>
        <HD SOURCE="HD1">National Construction Safety Team Advisory Committee</HD>
        <P>
          <E T="03">Addresses:</E>Please submit nominations to Eric Letvin, National Construction Safety Team Advisory Committee, National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 8611, Gaithersburg, MD 20899-8611. Nominations may also be submitted via FAX to 301-975-4032.</P>
        <P>
          <E T="03">For Further Information Contact:</E>Eric Letvin, National Construction Safety Team Advisory Committee, National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 8611, Gaithersburg, MD 20899-8611, telephone 301-975-5412, fax 301-975-4032; or via e-mail at<E T="03">eric.letvin@nist.gov.</E>
          <PRTPAGE P="39383"/>
        </P>
        <HD SOURCE="HD2">Committee Information</HD>
        <P>The Committee was established in accordance with the National Construction Safety Team Act, Public Law 107-231 and the Federal Advisory Committee Act (5 U.S.C. App. 2).</P>
        <HD SOURCE="HD3">Objectives and Duties</HD>
        <P>1. The Committee shall advise the Director of the National Institute of Standards and Technology (NIST) on carrying out the National Construction Safety Team Act (Act), review and provide advice on the procedures developed under section 2(c)(1) of the Act, and review and provide advice on the reports issued under section 8 of the Act.</P>
        <P>2. The Committee functions solely as an advisory body, in accordance with the provisions of the Federal Advisory Committee Act.</P>
        <P>3. The Committee shall report to the Director of NIST.</P>
        <P>4. The Committee shall provide a written annual report, through the Director of the NIST Engineering Laboratory (EL) and the Director of NIST, to the Secretary of Commerce for submission to the Congress, to be due on January 1 of each year. Such report will provide an evaluation of National Construction Safety Team activities, along with recommendations to improve the operation and effectiveness of National Construction Safety Teams, and an assessment of the implementation of the recommendations of the National Construction Safety Teams and of the Committee.</P>
        <HD SOURCE="HD3">Membership</HD>
        <P>1. The Committee will be composed of not fewer than five nor more than ten members that reflect a wide balance of the diversity of technical disciplines and competencies involved in the National Construction Safety Teams investigations. Members shall be selected on the basis of established records of distinguished service in their professional community and their knowledge of issues affecting the National Construction Safety Teams.</P>
        <P>2. The Director of the NIST shall appoint the members of the Committee, and they will be selected on a clear, standardized basis, in accordance with applicable Department of Commerce guidance.</P>
        <HD SOURCE="HD3">Miscellaneous</HD>

        <P>1. Members of the Committee will not be paid for their services, but will, upon request, be allowed travel and per diem expenses in accordance with 5 U.S.C. 5701<E T="03">et seq.,</E>while attending meetings of the Committee or of its subcommittees, or while otherwise performing duties at the request of the chairperson, while away from their homes or a regular place of business.</P>
        <P>2. The Committee will meet at least once per year at the call of the Chair. Additional meetings may be called whenever one-third or more of the members so request it in writing or whenever the Chair or the Director of NIST requests a meeting.</P>
        <HD SOURCE="HD2">Nomination Information</HD>
        <P>1. Nominations are sought from all fields involved in issues affecting National Construction Safety Teams.</P>
        <P>2. Nominees should have established records of distinguished service. The field of expertise that the candidate represents he/she is qualified should be specified in the nomination letter. Nominations for a particular field should come from organizations or individuals within that field. A summary of the candidate's qualifications should be included with the nomination, including (where applicable) current or former service on Federal advisory boards and Federal employment. In addition, each nomination letter should state that the candidate agrees to the nomination, acknowledges the responsibilities of serving on the Committee, and will actively participate in good faith in the tasks of the Committee.</P>
        <P>3. The Department of Commerce is committed to equal opportunity in the workplace and seeks a broad-based and diverse Committee membership.</P>
        <HD SOURCE="HD1">Advisory Committee on Earthquake Hazards Reduction (ACEHR)</HD>
        <P>
          <E T="03">Addresses:</E>Please submit nominations to Tina Faecke, Administrative Officer, National Earthquake Hazards Reduction Program, National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 8604, Gaithersburg, MD 20899-8604. Nominations may also be submitted via FAX to 301-975-4032 or e-mail at<E T="03">tina.faecke@nist.gov</E>. Additional information regarding the Committee, including its charter and executive summary may be found on its electronic home page at:<E T="03">http://www.nehrp.gov.</E>
        </P>
        <P>
          <E T="03">For Further Information Contact:</E>Jack Hayes, Director, National Earthquake Hazards Reduction Program, National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 8604, Gaithersburg, MD 20899-8604, telephone 301-975-5640, fax 301-975-4032; or via e-mail at<E T="03">jack.hayes@nist.gov.</E>
        </P>
        <HD SOURCE="HD2">Committee Information</HD>
        <P>The Committee was established on June 27, 2006 in accordance with the National Earthquake Hazards Reduction Program Reauthorization Act, Public Law 108-360 and the Federal Advisory Committee Act (5 U.S.C. App. 2).</P>
        <HD SOURCE="HD3">Objectives and Duties</HD>
        <P>1. The Committee will assess trends and developments in the science and engineering of earthquake hazards reduction, effectiveness of the Program in carrying out the activities under section 103(a)(2) of the Act, the need to revise the Program, the management, coordination, implementation, and activities of the Program.</P>
        <P>2. The Committee functions solely as an advisory body, in accordance with the provisions of the Federal Advisory Committee Act.</P>
        <P>3. The Committee shall report to the Director of NIST.</P>
        <P>4. Not later than one year after the first meeting of the Committee, and at least once every two years thereafter, the Committee shall report to the Director of NIST, on its findings of the assessments and its recommendations for ways to improve the Program. In developing recommendations, the Committee shall consider the recommendations of the United States Geological Survey Scientific Earthquake Studies Advisory Committee.</P>
        <HD SOURCE="HD3">Membership</HD>
        <P>1. The Committee will consist of not fewer than 11 nor more than 17 members, who reflect a wide diversity of technical disciplines, competencies, and communities involved in earthquake hazards reduction. Members shall be selected on the basis of established records of distinguished service in their professional community and their knowledge of issues affecting the National Earthquake Hazards Reduction Program.</P>
        <P>2. The Director of NIST shall appoint the members of the Committee, and they will be selected on a clear, standardized basis, in accordance with applicable Department of Commerce guidance.</P>
        <P>3. The term of office of each member of the Committee shall be three years, except that vacancy appointments shall be for the remainder of the unexpired term of the vacancy and that the initial members shall have staggered terms such that the committee will have approximately 1/3 new or reappointed members each year.</P>

        <P>4. No committee member may be an “employee” as defined in subparagraphs (A) through (F) of section 7342(a)(1) of Title 5 of the United States Code.<PRTPAGE P="39384"/>
        </P>
        <HD SOURCE="HD3">Miscellaneous</HD>

        <P>1. Members of the Committee will not be compensated for their services, but will, upon request, be allowed travel and per diem expenses in accordance with 5 U.S.C. 5701<E T="03">et seq.,</E>while attending meetings of the Committee or of its subcommittees, or while otherwise performing duties at the request of the chairperson, while away from their homes or a regular place of business.</P>
        <P>2. Members of the Committee shall serve as Special Government Employees and are required to file an annual Executive Branch Confidential Financial Disclosure Report.</P>
        <P>3. The Committee shall meet at least once per year. Additional meetings may be called whenever the Director of NIST requests a meeting.</P>
        <P>4. Committee meetings are open to the public.</P>
        <HD SOURCE="HD2">Nomination Information</HD>
        <P>1. Nominations are sought from industry and other communities having an interest in the National Earthquake Hazards Reduction Program, such as, but not limited to, research and academic institutions, industry standards development organizations, state and local government bodies, and financial communities, who are qualified to provide advice on earthquake hazards reduction and represent all related scientific, architectural, and engineering disciplines.</P>
        <P>2. Nominees should have established records of distinguished service. The field of expertise that the candidate represents should be specified in the nomination letter. Nominations for a particular field should come from organizations or individuals within that field. A summary of the candidate's qualifications should be included with the nomination, including (where applicable) current or former service on Federal advisory boards and Federal employment. In addition, each nomination letter should state that the person agrees to the nomination, acknowledges the responsibilities of serving on the Committee, and will actively participate in good faith in the tasks of the Committee.</P>
        <P>3. The Department of Commerce is committed to equal opportunity in the workplace and seeks a broad-based and diverse Committee membership.</P>
        <HD SOURCE="HD1">NIST Smart Grid Advisory Committee</HD>
        <P>
          <E T="03">Addresses:</E>Please submit nominations to Dr. George W. Arnold, National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 8100, Gaithersburg, MD 20899-8100. Nominations may also be submitted via e-mail to<E T="03">nistsgfac@nist.gov.</E>Information about the committee may be found at:<E T="03">http://www.nist.gov/smartgrid/.</E>
        </P>
        <P>
          <E T="03">For Further Information Contact:</E>Dr. George W. Arnold, National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 8100, Gaithersburg, MD 20899-8100; telephone 301-975-2232, fax 301-975-4091; or via e-mail at<E T="03">nistsgfac@nist.gov.</E>
        </P>
        <HD SOURCE="HD2">Committee Information</HD>
        <P>The Committee was established in accordance with the Federal Advisory Committee Act (5 U.S.C. App.).</P>
        <HD SOURCE="HD3">Objectives and Duties</HD>
        <P>1. The Committee shall advise the Director of the National Institute of Standards and Technology (NIST) on carrying out duties authorized by section 1305 of the Energy Independence and Security Act of 2007 (Pub. L. 110-140).</P>
        <P>2. The Committee functions solely as an advisory body in accordance with the provisions of the Federal Advisory Committee Act.</P>
        <P>3. The Committee shall report to the Director of NIST.</P>
        <P>4. The Committee shall provide input to NIST on the Smart Grid Standards, Priority, and Gaps. The Committee shall provide input on the overall direction, status and health of the Smart Grid implementation by the Smart Grid industry, including identification of issues and needs. Input to NIST will be used to help guide the Smart Grid Interoperability Panel activities and also assist NIST in directing research and standards activities.</P>
        <P>5. Upon request of the Director of NIST, the Committee will prepare reports on issues affecting Smart Grid activities.</P>
        <HD SOURCE="HD3">Membership</HD>
        <P>1. The Committee will be composed of not fewer than nine nor more than fifteen members that reflect the wide diversity of technical disciplines and competencies involved in the Smart Grid deployment and operations and will come from a cross section of organizations. Members shall be selected on the basis of established records of distinguished service in their professional community and their knowledge of issues affecting Smart Grid deployment.</P>
        <P>2. The Director of NIST shall appoint the members of the Committee, and they will be selected on a clear, standardized basis, in accordance with applicable Department of Commerce guidance.</P>
        <HD SOURCE="HD3">Miscellaneous</HD>

        <P>1. Members of the Committee will not be paid for their services but will, upon request, be allowed travel and per diem expenses in accordance with 5 U.S.C. 5701<E T="03">et seq.</E>while attending meetings of the Committee or of its subcommittees, or while otherwise performing duties at the request of the chairperson, while away from their homes or a regular place of business.</P>
        <P>2. The Committee will meet at least twice per year. Additional meetings may be called whenever one-third or more of the members so request in writing or whenever the Director of NIST requests a meeting.</P>
        <HD SOURCE="HD2">Nomination Information</HD>
        <P>1. Nominations are sought from all fields involved in issues affecting the Smart Grid.</P>
        <P>2. Nominees should have established records of distinguished service. The field of expertise that the candidate represents should be specified in the nomination letter. Nominations for a particular field should come from organizations or individuals within that field. A summary of the candidate's qualifications should be included with the nomination, including (where applicable) current or former service on Federal advisory boards and Federal employment. In addition, each nomination letter should state that the person agrees to the nomination, acknowledges the responsibilities of serving on the Committee, and will actively participate in good faith in the tasks of the Committee. The Department of Commerce is committed to equal opportunity in the workplace and seeks a broad-based and diverse Committee membership.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>Federal Advisory Committee Act: 5 U.S.C. App.</P>
        </AUTH>
        <HD SOURCE="HD1">Visiting Committee on Advanced Technology (VCAT)</HD>
        <P>
          <E T="03">Addresses:</E>Please submit nominations to Gail Ehrlich, Executive Director, Visiting Committee on Advanced Technology, National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 1060, Gaithersburg, MD 20899-1060. Nominations may also be submitted via FAX to 301-216-0529 or via e-mail at<E T="03">gail.ehrlich@nist.gov.</E>Additional information regarding the Committee, including its charter, current membership list, and executive summary may be found on its electronic homepage at:<E T="03">http://www.nist.gov/director/vcat/vcat.htm</E>.</P>
        <P>
          <E T="03">For Further Information Contact:</E>Gail Ehrlich, Executive Director,Visiting Committee on Advanced Technology,<PRTPAGE P="39385"/>National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 1060, Gaithersburg, MD 20899-1060, telephone 301-975-2149, fax 301-216-0529; or via e-mail at<E T="03">gail.ehrlich@nist.gov.</E>
        </P>
        <HD SOURCE="HD2">Committee Information</HD>
        <P>The VCAT was established in accordance with 15 U.S.C. 278 and the Federal Advisory Committee Act (5 U.S.C. App.).</P>
        <HD SOURCE="HD3">Objectives and Duties</HD>
        <P>1. The Committee shall review and make recommendations regarding general policy for NIST, its organization, its budget, and its programs, within the framework of applicable national policies as set forth by the President and the Congress.</P>
        <P>2. The Committee functions solely as an advisory body, in accordance with the provisions of the Federal Advisory Committee Act.</P>
        <P>3. The Committee shall report to the Director of NIST.</P>
        <P>4. The Committee shall provide an annual report, through the Director of NIST, to the Secretary of Commerce for submission to the Congress not later than 30 days after the submittal to Congress of the President's annual budget request in each year. Such report shall deal essentially, though not necessarily exclusively, with policy issues or matters which affect the Institute, or with which the Committee in its official role as the private sector policy advisor of the Institute is concerned. Each such report shall identify areas of program emphasis for the Institute of potential importance to the long-term competitiveness of the United States industry. Such report also shall comment on the programmatic planning document and updates thereto submitted to Congress by the Director under subsections (c) and (d) of section 23 of the NIST Act (15 U.S.C. 278i). The Committee shall submit to the Secretary and Congress such additional reports on specific policy matters as it deems appropriate.</P>
        <HD SOURCE="HD3">Membership</HD>
        <P>1. The Committee is composed of 15 members that provide representation of a cross-section of traditional and emerging United States industries. Members shall be selected solely on the basis of established records of distinguished service and shall be eminent in such fields as business, research, new product development, engineering, labor, education, management consulting, environment, and international relations. No employee of the Federal Government shall serve as a member of the Committee.</P>
        <P>2. The Director of the NIST shall appoint the members of the Committee, and they will be selected on a clear, standardized basis, in accordance with applicable Department of Commerce guidance.</P>
        <P>3. The term of the office of each member of the Committee shall be three years, except that vacancy appointments shall be for the remainder of the unexpired term of the vacancy.</P>
        <HD SOURCE="HD3">Miscellaneous</HD>

        <P>1. Members of the VCAT will not be compensated for their services, but will, upon request, be allowed travel expenses in accordance with 5 U.S.C. 5701<E T="03">et seq.,</E>while attending meetings of the Committee or of its subcommittees, or while otherwise performing duties at the request of the chairperson, while away from their homes or a regular place of business.</P>
        <P>2. Members of the Committee shall serve as Special Government Employees (SGEs) and will be subject to the ethics standards applicable to SGEs. As SGEs, the members are required to file an annual Executive Branch Confidential Financial Disclosure Report.</P>
        <P>3. Meetings of the VCAT usually take place at the NIST headquarters in Gaithersburg, Maryland, and may be held periodically in Washington, DC and at the NIST site in Boulder, Colorado. Meetings are usually two days in duration and are held at least twice each year.</P>
        <P>4. Generally, Committee meetings are open to the public.</P>
        <HD SOURCE="HD2">Nomination Information</HD>
        <P>1. Nominations are sought from all fields described above.</P>
        <P>2. Nominees should have established records of distinguished service and shall be eminent in fields such as business, research, new product development, engineering, labor, education, management consulting, environment and international relations. The category (field of eminence) for which the candidate is qualified should be specified in the nomination letter. Nominations for a particular category should come from organizations or individuals within that category. A summary of the candidate's qualifications should be included with the nomination, including (where applicable) current or former service on Federal advisory boards and Federal employment. In addition, each nomination letter should state that the candidate agrees to the nomination, acknowledges the responsibilities of serving on the VCAT, and will actively participate in good faith in the tasks of the VCAT. Besides participation in two-day meetings held at least twice each year, it is desired that members be able to devote the equivalent of two days between meetings to either developing or researching topics of potential interest, and so forth in furtherance of the Committee duties.</P>
        <P>3. The Department of Commerce is committed to equal opportunity in the workplace and seeks a broad-based and diverse VCAT membership.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Charles H. Romine,</NAME>
          <TITLE>Acting Associate Director for Laboratory Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16925 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-13-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <SUBJECT>Payment Policy Change for Access to NOAA Environmental Data, Information, and Related Products and Services</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Environmental Satellite, Data and Information Service (NESDIS), National Oceanic and Atmospheric Administration (NOAA), Department of Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Policy Change.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>NOAA's National Data Centers will not accept checks (nor money orders) in payment for orders. Prepayment is required and the accepted forms of payment are Visa, MasterCard, American Express, Discover, wire transfers and Automated Clearing House. Please refer to the NNDC Non-Federal Customer Payment Policy for additional information.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>July 1, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Angel Robinson (301) 713-9230 ext 186.</P>
          <SIG>
            <DATED>Dated: June 20, 2011.</DATED>
            <NAME>Cherish Johnson,</NAME>
            <TITLE>Deputy Chief, Financial Officer (CFO/CAO).</TITLE>
          </SIG>
          <HD SOURCE="HD1">New Payment Policy</HD>
          <EXTRACT>
            <HD SOURCE="HD1">NOAA's National Data Centers (NNDC)</HD>
            <HD SOURCE="HD1">[Tax ID 52-0821608]</HD>
            <HD SOURCE="HD1">National Climatic Data Center (NCDC), Asheville, NC</HD>
            <HD SOURCE="HD1">National Geophysical Data Center (NGDC), Boulder, CO</HD>
            <HD SOURCE="HD1">National Oceanographic Data Center (NODC), Silver Spring, MD</HD>
            <HD SOURCE="HD1">Non-Federal Customer Payment Policy</HD>
            <P>All non-federal customers<E T="03">must</E>pay in advance unless this requirement is<PRTPAGE P="39386"/>specifically waived.<E T="03">Please include payment for any RUSH, special mailing, or bank transfer fee charges</E>.</P>
            <HD SOURCE="HD1">*Payment methods*</HD>
            <HD SOURCE="HD1">*Charge Card</HD>
            <P>NNDC accepts payment in U.S. currency, by VISA, MasterCard, American Express, and Discover. Cardholder's name, charge card number, expiration date, and signature are required. When indicating this method of payment via mail or fax, the cardholder must sign the document authorizing the charge.</P>
            <HD SOURCE="HD1">*Wire Transfers</HD>
            <P>Payments, in<E T="03">U.S. currency</E>, should be sent directly to Federal Reserve Bank of New York, 33 Liberty Street, New York, NY 10045 with the following information:</P>
            <GPOTABLE CDEF="s100,r50,r100" COLS="3" OPTS="L2,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Tag name</CHED>
                <CHED H="1">Tag number</CHED>
                <CHED H="1">Required information</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">Type/Subtype Code</ENT>
                <ENT>(1,510)</ENT>
                <ENT>1000</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Dollar Amount ON-Y</ENT>
                <ENT>(2,000)</ENT>
                <ENT>$9,999,999.99 (EXAMPLE ONLY)</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Sender Financial Institution</ENT>
                <ENT>(3,100)</ENT>
                <ENT>Sending Fin. Inst's Routing &amp; Transit # and Bank Name</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Sender Reference</ENT>
                <ENT>(3,320)</ENT>
                <ENT>Completed by Sender</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Receiver Financial Institution</ENT>
                <ENT>(3,400)</ENT>
                <ENT>021030004 TREAS NYC</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Beneficiary</ENT>
                <ENT>(4,200)</ENT>
                <ENT>D</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT>—NOAA National</ENT>
                <ENT>13140001</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>Data Centers</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Originator to Beneficiary Info.</ENT>
                <ENT>(6,000)</ENT>
                <ENT>Payment Detail (e.g. Order #)</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Swift Code (if required)</ENT>
                <ENT O="xl"/>
                <ENT>FRNYUS33</ENT>
              </ROW>
              <TNOTE>
                <E T="03">** Note: In addition to the total cost of your data/product(s) order, you MUST add your bank's wire transfer fee to ensure delays are not incurred in processing your request. Please contact your bank for the correct wire transfer fee amount.**</E>
              </TNOTE>
              <TNOTE>*<E T="02">Automated Clearing House (ACH)</E>
              </TNOTE>
              <TNOTE>Payments, in U.S. currency, should be sent directly to Federal Reserve Bank of New York, 33 Liberty Street, New York, NY 10045 with the following information:</TNOTE>
            </GPOTABLE>
            <GPOTABLE CDEF="s100,r100" COLS="2" OPTS="L2,tp0,p1,8/9,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1"/>
                <CHED H="1"/>
              </BOXHD>
              <ROW>
                <ENT I="01">Company Name</ENT>
                <ENT>Name of Remitter</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Company ID</ENT>
                <ENT>Tax ID</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Company Entry Description</ENT>
                <ENT>FEE (EXAMPLE ONLY)</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Date</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Receiving Company ABA</ENT>
                <ENT>0510-3670-6</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Account Number</ENT>
                <ENT>540022</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Dollar Amount</ENT>
                <ENT>Supplied by Remitter</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Individual ID Number</ENT>
                <ENT>Order # or Pro forma #</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Agency Name</ENT>
                <ENT>NOAA National Data Centers</ENT>
              </ROW>
              <TNOTE>**<E T="03">Note: In addition to the total cost of your data/product(s) order, you MUST add your bank's ACH transfer fee to ensure delays are not incurred in processing your request. Please contact your bank for the correct ACH transfer fee amount.**</E>
              </TNOTE>
            </GPOTABLE>
          </EXTRACT>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16812 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>[RIN 0648-XA473]</RIN>
        <SUBJECT>Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to the Port of Anchorage Marine Terminal Redevelopment Project</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service, National Oceanic and Atmospheric Administration, Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of issuance of a Letter of Authorization.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with the Marine Mammal Protection Act (MMPA), as amended and implementing regulations, notification is hereby given that the National Marine Fisheries Service (NMFS) has issued a Letter of Authorization (LOA) to the Port of Anchorage (POA) and the U.S. Department of Transportation Maritime Administration (MARAD), to take four species of marine mammals incidental to the POA's Marine Terminal Redevelopment Project (MTRP).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective July 15, 2011, through July 14, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The LOA and supporting documentation are available for review by writing to P. Michael Payne, Chief, Permits, Conservation, and Education Division, Office of Protected Resources, National Marine Fisheries Service (NMFS), 1315 East-West Highway, Silver Spring, MD 20910-3225 or by telephoning one of the contacts listed below. Documents cited in this notice may be viewed, by appointment, during regular business hours, at the aforementioned address and at the Alaska Regional Office,222 West 7th Avenue, Anchorage, AK 99513.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Brian D. Hopper, Office of Protected Resources, NMFS, (301) 713-2289.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>Section 101(a)(5)(A) of the MMPA (16 U.S.C. 1361<E T="03">et seq.</E>) directs the National Marine Fisheries Service (NMFS) to allow, upon request, the incidental, but not intentional, taking of small numbers of marine mammals by U.S. citizens who engage in a specified activity (other than commercial fishing) within a specified geographical region if certain findings are made and regulations are issued. Under the MMPA, the term “take” means to harass, hunt, capture, or kill or to attempt to harass, hunt, capture, or kill marine mammals.</P>

        <P>Authorization may be granted for periods up to 5 years if NMFS finds, after notification and opportunity for public comment, that the taking will have a negligible impact on the species or stock(s) of marine mammals and will not have an unmitigable adverse impact on the availability of the species or stock(s) for subsistence uses. In addition, NMFS must prescribe regulations that include permissible methods of taking and other means of effecting the least practicable adverse impact on the species and its habitat, paying particular attention to rookeries, mating grounds, and areas of similar significance, and on the availability of the species for subsistence uses. The regulations must include requirements for monitoring and reporting of such taking.<PRTPAGE P="39387"/>
        </P>

        <P>Regulations governing the taking of Cook Inlet beluga whales (<E T="03">Delphinapterus leucas</E>), harbor porpoises (<E T="03">Phocoena phocoena</E>), killer whales (<E T="03">Orcinus orca</E>), and harbor seals (<E T="03">Phoca vitulina</E>), by Level B harassment, incidental to in-water pile driving were issued on July 15, 2009 (74 FR 35136), and remain in effect until July 14, 2014. These regulations may be found in 50 CFR Part 217 subpart U. For detailed information on this action, please refer to that document. These regulations include mitigation, monitoring, and reporting requirements for the incidental take of marine mammals during the specified activity.</P>
        <HD SOURCE="HD1">Summary of Request</HD>

        <P>On May 6, 2011, NMFS received a request for an LOA renewal pursuant to the aforementioned regulations that would authorize, for a period not to exceed 1 year, take of marine mammals, by Level B harassment only, incidental to the POA MTRP. In compliance with the 2010 LOA, POA and MARAD submitted an annual report on POA construction activities, covering the period of July 15 through December 31, 2010. The report also covers the period of January 1 through July 15, 2010, pursuant to the U.S. Army Corps of Engineers' reporting requirement under their permit issued under Section 10 of the Rivers and Harbors Act and Section 404 of the Clean Water Act. The report can be found on the NMFS Web site at<E T="03">http://www.nmfs.noaa.gov/pr/permits/incidental.htm.</E>
        </P>
        <HD SOURCE="HD1">Summary of Activity and Monitoring Under the 2010 LOA</HD>
        <P>During the reporting period covered by the 2010 LOA, in-water construction activities were conducted in the North Extension Bulkhead. In-water construction and construction monitoring for the 2009 season ended on November 20, 2010, when ice formation and poor visibility impeded further activity. These activities were within the scope of those analyzed in the final rule and included in the 2010 LOA.</P>
        <HD SOURCE="HD1">On-site POA Monitoring</HD>
        <P>As required by the 2010 LOA, the POA and MARAD established safety and harassment zones at the project site, which were monitored for the presence of marine mammals before, during, and after in-water pile driving. If the applicable safety and harassment zones were not visible because of fog, poor light, darkness, sea state, or any other reason, in-water construction activities were shut down until the area was once again visible. From July 21 to November 20, 2010, 41 in-water pile driving shutdowns were documented due to marine mammal sightings. The peak month for shutdowns and delays during the 2010 construction season was September, when 20 shutdowns and 10 delays were recorded. Most of these occurred when marine mammals were sighted approaching or surfacing just inside the harassment zone.</P>
        <P>According to the POA's annual report, within the LOA reporting period (July 21-November 20, 2010), MMOs stationed at the POA recorded 118 marine mammal sighting events in the general area totaling 746 animals. The number of animals is typically greater than the number of sighting events because a single sighting event can (and often does) consist of multiple animals and animals such as beluga whales often travel in groups. There were 731 beluga whales (422 white, 224 gray, and 85 dark gray); 13 harbor seals; and 2 harbor porpoises. The number of reported whales sighted between July 21 and November 20, 2010 includes repeated sightings of individuals during the course of the monitoring period.</P>
        <P>The highest number of sightings (44) and number of marine mammals sighted (265) occurred in September (261 of this number were beluga whales: 172 white; 59 gray; and 30 dark gray). The fewest number of sightings for a 30-day period were recorded in August, when 146 marine mammals were sighted. In general, beluga whales showed no observable reaction to pile driving. The only observable reaction which has been documented is beluga whale groups splitting momentarily on three occasions as they maneuver around barges or vessels. In-water pile driving has yet to begin this year, to date; therefore, no MMOs have been required at the POA in 2011.</P>
        <HD SOURCE="HD1">Independent Scientific Monitoring</HD>
        <P>POA regulations (50 CFR part 217 subpart U) stipulate that the POA and MARAD employ a scientific marine mammal monitoring team separate from the on-site MMOs to characterize beluga whale frequency, abundance, group composition, movements, behavior, and habitat use around the POA and observe, analyze, and document potential changes in behavior in response to in-water construction work. The POA and MARAD complied with this requirement by assembling a monitoring team from the Alaska Pacific University (APU) to implement a NMFS-approved scientific monitoring plan. The scientific marine mammal monitoring 2010 annual report was attached as an appendix to the annual report submitted by POA and MARAD. This report covers the period of June through November, 2010 (ICRC, 2011). A summary of that report follows.</P>

        <P>The APU observers conducted scientific monitoring from the Cairn Point Station on Elmendorf Air Force Base, which directly overlooks the POA. For 87 days, from June 29 through November 19, 2010, trained graduate and undergraduate marine biology students conducted approximately 600 hours of scientific monitoring and documented approximately 115 beluga whales, comprising 42 groups traveling through the study area. Spatial distribution analysis indicates that approximately 21 percent of all groups sighted occurred within (n = 42) or adjacent to (n = 5) the MRTP footprint. There were significant differences in the number of whales observed across tidal stages (F<E T="52">8,45</E>= 2.94, p = .02). There were significant peaks in sightings during low (p = .01) and high (p = .03) flood tides and during high ebb tides (p = .03).</P>
        <P>Mean beluga whale group size was 2.7 plus or minus .35 individuals. Only three groups contained individuals identified as calves, and groups with calves were larger on average (4.3 plus or minus 1.2 individuals) than those without. All three groups containing calves were sighted within or adjacent to the MTRP footprint. The number of beluga whales sighted, group size, and size of groups with calves in 2010 decreased from those sighted in 2009; however, this difference was not considered significant. The APU team will continue to monitor and report on beluga whale abundance and the various parameters discussed here within lower Knik Arm for the duration of POA construction.</P>

        <P>In summary, the scientific monitoring team found that beluga whale habitat use, distribution and movements, and behavior during 2010 were consistent with previous years (2007-2009) with whales primarily traveling through the study area on the incoming and outgoing tides to and from likely foraging areas further up Knik Arm. Similar to accounts from the MMOs stationed at the POA, no observed behavioral changes (<E T="03">e.g.,</E>abrupt behavioral changes, rapid descents) or other indicators of response to in-water pile driving or other MTRP in-water construction activities were noted by the APU observers.</P>
        <HD SOURCE="HD1">Take Summary for 2010 Construction Season</HD>

        <P>During the 2010 LOA reporting period, the following numbers of marine mammals were identified as taken from in-water pile driving: 13 beluga whales; 1 harbor seal; 0 harbor porpoises; and 0<PRTPAGE P="39388"/>killer whales. Of the 13 beluga whale takes recorded, 9 were in October and 4 were in November. The recorded takes occurred when marine mammals entered the Level B harassment zone (1,300 m from the point where vibratory pile driving takes place) during in-water (vibratory) pile driving. The number of animals, by species, taken under the 2010 LOA was within the amount authorized.</P>
        <P>As discussed in more detail below, the POA has implemented a robust monitoring and mitigation program to minimize harassment and avoid exposing animals to injurious levels of sound produced by pile driving. The POA has also developed a successful communication system between MMOs and engineers to shut down pile driving before whales enter into designated harassment zones, avoiding Level A take and minimizing Level B take.</P>
        <HD SOURCE="HD1">Planned Activities, Mitigation and Monitoring for 2011</HD>

        <P>During the 2011 construction season, the POA will be conducting two projects at the North End of the project site. The construction work includes: (1) Partial tail wall sheet pile removal at the Wet Barge Berth; and (2) limited inspection of tail walls at the North Extension. The work involves excavation of fill behind exiting sheet pile prior to removal or inspection. The excavation, tail wall removal, and inspection will be conducted out-of-water, inland of the bulkhead. Mobilization, rigging, and excavation began the week of May 9, 2011. At certain locations, barge-mounted heavy equipment will be required to excavate fill material. When the barge is in use, construction marine mammal monitoring will be conducted in accordance with existing permit requirements (<E T="03">see</E>mitigation measure 8, below). It is anticipate that the barge work will commence in July.</P>

        <P>As stated in the regulations and LOA, take of marine mammals will be minimized through implementation of the following mitigation measures: (1) If a marine mammal is detected within or approaching the Level A or impact and vibratory pile driving Level B harassment isopleths (200 m, 350 m and 1,300 m, respectively) prior to in-water pile driving, operations shall be immediately delayed or suspended until the marine mammal moves outside these designated zones or the animal is not detected within 15 minutes of the last sighting; (2) if a marine mammal is detected within or approaching 200 m prior to chipping, this activity shall be immediately delayed or suspended until the marine mammal moves outside these designated zones or the animal is not detected within 15 minutes of the last sighting; (3) except in certain circumstances (<E T="03">see</E>8 below), after pile driving activities have commenced, suspension of in-water pile driving is encouraged, but not mandatory, when animals enter the Level B isopleths (350 m from the point where impact pile driving is taking place and 1,300 m from the point where vibratory pile driving takes place); (4) in-water impact pile driving shall not occur during the period from two hours before low tide until two hours after low tide; (5) in-water piles will be driven with a vibratory hammer to the maximum extent possible (<E T="03">i.e.,</E>until a desired depth is achieved or to refusal) prior to using an impact hammer; (6) in-water pile driving or chipping shall not occur when conditions restrict clear, visible detection of all waters within harassment zones; (7) a “soft start” technique shall be used at the beginning of each day's in-water pile driving activities or if pile driving has ceased for more than one hour to allow any marine mammal that may be in the immediate area to leave before pile driving reaches full energy; (8) if a group of more than 5 beluga whales or group with a calf is sighted within the Level B harassment isopleths, in-water pile driving shall be suspended; and (9) for operated in-water heavy machinery work other than pile driving or chipping (<E T="03">i.e.,</E>dredging, dump scowles, linetug boats used to move barges, barge mounted hydraulic excavators, or clamshell equipment used to place or remove material), if a marine mammal comes within 50 m, those operations will cease and vessels will reduce to the slowest speed practicable while still maintaining control of the vessel and safe working conditions.</P>
        <P>NMFS-approved marine mammal observers (MMOs) will be stationed at the port during all in-water pile driving and chipping and blasting associated with dock demolition, if it occurs. These observers will be responsible for documenting take, marine mammal behavior, and, if necessary, notifying the resident engineer when shut down is necessary. In addition, the POA and MARAD shall employ a scientific marine mammal monitoring team separate from the on-site MMOs to characterize beluga whale abundance, frequency, movements, behavior, group dynamics, and habitat use around the POA and observe, analyze, and document potential changes in behavior in response to in-water construction work. This monitoring team is not required to be present during all in-water pile driving operations but will be on-site 4 days per week, weather permitting. It is anticipated that Alaska Pacific University (APU) will begin the 2011 scientific marine mammal observation program in June. The on-site MMOs and this marine mammal monitoring team shall remain in contact to alert each other to marine mammal presence when both teams are working.</P>
        <P>The POA and MARAD shall submit monthly reports summarizing all in-water construction activities and marine mammal sightings. In addition, an annual report shall be due sixty days before expiration of the LOA. This report shall summarize monthly reports and any apparent long or short term impacts the MTRP may be having on marine mammals. This LOA will be renewed annually based on review of the annual monitoring report.</P>
        <HD SOURCE="HD1">Authorization</HD>
        <P>The POA and MARAD have complied with the requirements of the 2010 LOA, and NMFS has determined that marine mammal take during the 2010 construction season is within the amount authorized. Accordingly, NMFS has issued a LOA to POA and MARAD authorizing take by harassment of marine mammals incidental to the marine terminal redevelopment project at the POA. Issuance of the 2011-2012 LOA is based on NMFS' review of the annual report submitted by the POA and MARAD, and determination that the observed impacts were within the scope of the analysis and authorization contained in the final rule and previously issued LOA. Specifically, NMFS found that the total taking of marine mammals, in consideration of the required mitigation, monitoring, and reporting measures, will have no more than a negligible impact on the affected species or stocks and will not have an unmitigable adverse impact on their availability for taking for subsistence uses.</P>
        <SIG>
          <DATED>Dated: June 28, 2011.</DATED>
          <NAME>James H. Lecky,</NAME>
          <TITLE>Office of Protected Resources, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16893 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">CONSUMER PRODUCT SAFETY COMMISSION</AGENCY>
        <SUBJECT>Sunshine Act Meeting Notice</SUBJECT>
        <PREAMHD>
          <HD SOURCE="HED">TIME AND DATE:</HD>
          <P>Wednesday, July 13, 2011, 10 a.m.-12 noon.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PLACE:</HD>
          <P>Room 420, Bethesda Towers, 4330 East West Highway, Bethesda, Maryland.</P>
        </PREAMHD>
        <PREAMHD>
          <PRTPAGE P="39389"/>
          <HD SOURCE="HED">STATUS:</HD>
          <P>Commission Meeting—Open to the Public.</P>
        </PREAMHD>
        <HD SOURCE="HD1">Matters To Be Considered</HD>
        <HD SOURCE="HD2">Decisional Matters</HD>
        <P>(a) Lead 100 ppm.</P>
        <P>(b) ASTM F963 Notice of Requirements.</P>
        <P>A live Web cast of the Meeting can be viewed at<E T="03">http://www.cpsc.gov/webcast.</E>
        </P>
        <P>For a recorded message containing the latest agenda information, call (301) 504-7948.</P>
        <PREAMHD>
          <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION:</HD>
          <P>Todd A. Stevenson, Office of the Secretary, U.S. Consumer Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814, (301) 504-7923.</P>
        </PREAMHD>
        <SIG>
          <DATED>Dated: July 1, 2011.</DATED>
          <NAME>Todd A. Stevenson,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16957 Filed 7-1-11; 11:15 am]</FRDOC>
      <BILCOD>BILLING CODE 6355-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">CONSUMER PRODUCT SAFETY COMMISSION</AGENCY>
        <SUBJECT>Sunshine Act Meeting Notice</SUBJECT>
        <PREAMHD>
          <HD SOURCE="HED">TIME AND DATE:</HD>
          <P>Wednesday, July 13, 2011; 2 p.m.-3 p.m.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PLACE:</HD>
          <P>Hearing Room 420, Bethesda Towers, 4330 East West Highway, Bethesda, Maryland.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">STATUS:</HD>
          <P>Closed to the Public.</P>
        </PREAMHD>
        <HD SOURCE="HD1">Matter To Be Considered</HD>
        <HD SOURCE="HD2">Compliance Status Report</HD>
        <P>The Commission staff will brief the Commission on the status of compliance matters.</P>
        <P>For a recorded message containing the latest agenda information, call (301) 504-7948.</P>
        <PREAMHD>
          <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION:</HD>
          <P>Todd A. Stevenson, Office of the Secretary, U.S. Consumer Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814, (301) 504-7923.</P>
        </PREAMHD>
        <SIG>
          <DATED>Dated: July 1, 2011.</DATED>
          <NAME>Todd A Stevenson,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16958 Filed 7-1-11; 11:15 am]</FRDOC>
      <BILCOD>BILLING CODE 6355-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">CONSUMER PRODUCT SAFETY COMMISSION</AGENCY>
        <SUBJECT>Sunshine Act Meeting Notice</SUBJECT>
        <PREAMHD>
          <HD SOURCE="HED">TIME AND DATE:</HD>
          <P>Wednesday, July 6, 2011, 10 a.m.-12 Noon.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PLACE:</HD>
          <P>Room 420, Bethesda Towers, 4330 East West Highway, Bethesda, Maryland.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">STATUS:</HD>
          <P>Commission Meeting—Open to the Public.</P>
        </PREAMHD>
        <HD SOURCE="HD1">Matters To Be Considered</HD>
        <HD SOURCE="HD2">Briefing Matters</HD>
        <P>(a) ASTM F963 Notice of Requirements; and</P>
        <P>(b) Phthalates Enforcement Policy</P>
        <P>A live Web Cast of the Meeting can be viewed at<E T="03">http://www.cpsc.gov/webcast</E>
        </P>
        <P>For a recorded message containing the latest agenda information, call (301) 504-7948.</P>
        <PREAMHD>
          <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION:</HD>
          <P>Todd A. Stevenson, Office of the Secretary, U.S. Consumer Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814, (301) 504-7923.</P>
        </PREAMHD>
        <SIG>
          <DATED>Dated: July 1, 2011.</DATED>
          <NAME>Todd A. Stevenson,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16956 Filed 7-1-11; 11:15 am]</FRDOC>
      <BILCOD>BILLING CODE 6355-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <DEPDOC>[Docket ID DOD-2011-OS-0071]</DEPDOC>
        <SUBJECT>Privacy Act of 1974; System of Records</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Defense Logistics Agency, DoD.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice to Amend a System of Records.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Defense Logistics Agency is proposing to amend a system of records notice in its existing inventory of record systems subject to the Privacy Act of 1974 (5 U.S.C. 552a), as amended.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The proposed action will be effective without further notice on August 5, 2011 unless comments are received which would result in a contrary determination.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by docket number and/Regulatory Information Number (RIN) and title, by any of the following methods:</P>
          <P>•<E T="03">Federal Rulemaking Portal: http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Federal Docket Management System Office, 1160 Defense Pentagon, Washington, DC 20301-1160.</P>
          <P>
            <E T="03">Instructions:</E>All submissions received must include the agency name and docket number or Regulatory Information Number (RIN) for this<E T="04">Federal Register</E>document. The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing on the Internet at<E T="03">http://www.regulations.gov</E>as they are received without change, including any personal identifiers or contact information.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Ms. Jody Sinkler, Privacy Act Officer, Headquarters Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221, or by phone at (703) 767-5045.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The Defense Logistics Agency's system of record notices subject to the Privacy Act of 1974 (5 U.S.C. 552a), as amended, have been published in the<E T="04">Federal Register</E>and are available from the address above.</P>
        <P>The specific changes to the record system being amended are set forth below followed by the notice, as amended, published in its entirety. The proposed amendment is not within the purview of subsection (r) of the Privacy Act of 1974 (5 U.S.C. 552a), as amended, which requires the submission of new or altered systems reports.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Aaron Siegel,</NAME>
          <TITLE>Alternate OSD Federal Register Liaison Officer, Department of Defense.</TITLE>
        </SIG>
        <PRIACT>
          <HD SOURCE="HD1">S125.10</HD>
          <HD SOURCE="HD2">System name:</HD>
          <P>Chaplain Care and Counseling Record (June 30, 2009, 74 FR 31259).</P>
          <HD SOURCE="HD2">Changes:</HD>
          <STARS/>
          <HD SOURCE="HD2">Notification procedure:</HD>
          <P>Delete entry and replace with “Individuals seeking to determine whether information about themselves is contained in this system should address written inquiries to the DLA FOIA/Privacy Act Office, Headquarters, Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221. Individuals should provide their name and address.”</P>
          <HD SOURCE="HD2">Record access procedures:</HD>

          <P>Delete entry and replace with “Individuals seeking access to information about themselves contained in this system should address written inquiries to the DLA FOIA/Privacy Act Office, Headquarters, Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221. Individuals should provide their name and address.”<PRTPAGE P="39390"/>
          </P>
          <HD SOURCE="HD2">Contesting record procedures:</HD>
          <P>Delete entry and replace with “The DLA rules for accessing records, for contesting contents, and appealing initial agency determinations are contained in 32 CFR part 323, or may be obtained from the DLA FOIA/Privacy Act Office, Headquarters, Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221.”</P>
          <STARS/>
          <HD SOURCE="HD1">S125.10</HD>
          <HD SOURCE="HD2">System name:</HD>
          <P>Chaplain Care and Counseling Record.</P>
          <HD SOURCE="HD2">System location:</HD>
          <P>Office of the Chaplain, Headquarters, Defense Logistics Agency, ATTN: DH, 8725 John J. Kingman Road, Stop 2533, Fort Belvoir, VA 22060-6221.</P>
          <HD SOURCE="HD2">Categories of individuals covered by the system:</HD>
          <P>Individuals who have received spiritual counseling, guidance, or ministration from the DLA Command Chaplain; and/or individuals who have participated in Chaplain sponsored activities.</P>
          <HD SOURCE="HD2">Categories of records in the system:</HD>
          <P>Individual's name, home address and telephone number, religion, and details for which the individual sought counseling or assistance.</P>
          <HD SOURCE="HD2">Authority for maintenance of the system:</HD>
          <P>5 U.S.C. 301, Departmental Regulations; 10 U.S.C. 136, Under Secretary of Defense for Personnel and Readiness; 10 U.S.C. 3547, Duties: Chaplains, assistance required of commanding officers; 10 U.S.C. 5142, Chaplain Corps and Chief of Chaplains.</P>
          <HD SOURCE="HD2">Purpose(s):</HD>
          <P>To document spiritual counseling or assistance provided to individuals.</P>
          <HD SOURCE="HD2">Routine uses of records maintained in the system, including categories of users and the purposes of such uses:</HD>
          <P>In addition to those disclosures generally permitted under 5 U.S.C. 553a(b) of the Privacy Act of 1974, these records contained therein may specifically be disclosed outside DoD as a routine use pursuant to 5 U.S.C. 55a(b)(3) as follows:</P>
          <P>The DoD “Blanket Routine Uses” also apply to this system of records.</P>
          <HD SOURCE="HD2">Policies and practices for storing, retrieving, accessing, retaining, and disposing of records in the system:</HD>
          <HD SOURCE="HD2">Storage:</HD>
          <P>Records may be stored on paper.</P>
          <HD SOURCE="HD2">Retrievability:</HD>
          <P>Records are retrieved by individual's name.</P>
          <HD SOURCE="HD2">Safeguards:</HD>
          <P>Records are stored in locked cabinets and are accessible only by the Chaplain.</P>
          <HD SOURCE="HD2">Retention and disposal:</HD>
          <P>Information is retained in the system until superseded or no longer needed.</P>
          <HD SOURCE="HD2">System manager and address:</HD>
          <P>Command Chaplain, Headquarters, Defense Logistics Agency, ATTN: DH, 8725 John J. Kingman Road, Stop 2533, Fort Belvoir, VA 22060-6221.</P>
          <HD SOURCE="HD2">Notification procedure:</HD>
          <P>Individuals seeking to determine whether information about themselves is contained in this system should address written inquiries to the DLA FOIA/Privacy Act Office, Headquarters, Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221.</P>
          <P>Individuals should provide their name and address.</P>
          <HD SOURCE="HD2">Record access procedures:</HD>
          <P>Individuals seeking access to information about themselves contained in this system should address written inquiries to the DLA FOIA/Privacy Act Office, Headquarters, Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221.</P>
          <P>Individuals should provide their name and address.</P>
          <HD SOURCE="HD2">Contesting record procedures:</HD>
          <P>The DLA rules for accessing records, for contesting contents, and appealing initial agency determinations are contained in 32 CFR part 323, or may be obtained from the DLA FOIA/Privacy Act Office, Headquarters, Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221.</P>
          <HD SOURCE="HD2">Record source categories:</HD>
          <P>Information is provided by the record subject.</P>
          <HD SOURCE="HD2">Exemptions claimed for the system:</HD>
          <P>None.</P>
        </PRIACT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16836 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 5001-06-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <DEPDOC>[Docket ID DOD-2011-OS-0072]</DEPDOC>
        <SUBJECT>Privacy Act of 1974; System of Records</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Defense Logistics Agency, DoD.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice to amend a system of records.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Defense Logistics Agency is proposing to amend a system of records notice in its existing inventory of record systems subject to the Privacy Act of 1974 (5 U.S.C. 552a), as amended.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The proposed action will be effective without further notice on August 5, 2011 unless comments are received which would result in a contrary determination.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by docket number and/Regulatory Information Number (RIN) and title, by any of the following methods:</P>
          <P>•<E T="03">Federal Rulemaking Portal:</E>
            <E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Federal Docket Management System Office, 1160 Defense Pentagon, Washington, DC 20301-1160.</P>
          
          <FP>
            <E T="03">Instructions:</E>All submissions received must include the agency name and docket number or Regulatory Information Number (RIN) for this<E T="04">Federal Register</E>document. The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing on the Internet at<E T="03">http://www.regulations.gov</E>as they are received without change, including any personal identifiers or contact information.</FP>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Ms. Jody Sinkler, Privacy Act Officer, Headquarters Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221, or by phone at (703) 767-5045.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The Defense Logistics Agency's system of record notices subject to the Privacy Act of 1974 (5 U.S.C. 552a), as amended, have been published in the<E T="04">Federal Register</E>and are available from the address above.</P>
        <P>The specific changes to the record system being amended are set forth below followed by the notice, as amended, published in its entirety. The proposed amendment is not within the purview of subsection (r) of the Privacy Act of 1974 (5 U.S.C. 552a), as amended, which requires the submission of new or altered systems reports.</P>
        <SIG>
          <PRTPAGE P="39391"/>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Aaron Siegel,</NAME>
          <TITLE>Alternate OSD Federal Register Liaison Officer, Department of Defense.</TITLE>
        </SIG>
        <PRIACT>
          <HD SOURCE="HD1">S370.10</HD>
          <HD SOURCE="HD2">System name:</HD>
          <P>Labor Management Relations Records System (May 19, 2009, 74 FR 23396)</P>
          <HD SOURCE="HD2">Changes:</HD>
          <STARS/>
          <HD SOURCE="HD2">System location:</HD>
          <P>Delete entry and replace with “Human Resources, Labor and Employee Relations Policy (J-13), Headquarters, Defense Logistics Agency (DLA), 8725 John J. Kingman Road, Suite 3630, Fort Belvoir, VA 22060-6221.</P>
          <P>Defense Logistics Agency Human Resources Services-Columbus (DHRS-C), 3990 East Broad Street, Building 11, Section 3, Columbus, OH 43213-0919.</P>
          <P>Defense Logistics Agency Human Resources Services-New Cumberland (DHRS-N), 2001 Mission Drive, Suite 3, New Cumberland, PA 17070-5042.</P>
          <P>Defense Logistics Agency Human Resources Services (DHRS-D), 3990 East Broad Street, Building 306, Columbus, OH 43213-1158.”</P>
          <STARS/>
          <HD SOURCE="HD2">Categories of records in the system:</HD>
          <P>Delete “Social Security Number” from entry.</P>
          <HD SOURCE="HD2">Authority for maintenance of the system:</HD>
          <P>Delete “E.O. 9397 (SSN)” from entry.</P>
          <HD SOURCE="HD2">Purpose(s):</HD>
          <P>Change “unfair labor complaints” to “unfair labor practice complaints.”</P>
          <HD SOURCE="HD2">Retrievability:</HD>
          <P>Delete “Social Security Numbers” from entry.</P>
          <HD SOURCE="HD2">System manager(s) and address:</HD>
          <P>Delete entry and replace with “Director, DLA Human Resources, Headquarters, Defense Logistics Agency, ATTN: J-13, 8725 John J. Kingman Road, Suite 3630, Fort Belvoir, VA 22060-6221.</P>
          <P>Director, Defense Logistics Agency Human Resources Services—Columbus (DHRS-C), 3990 East Broad Street, Building 11, Section 3, Columbus, OH 43213-0919.</P>
          <P>Director, Defense Logistics Agency Human Resources Services—New Cumberland (DHRS-N), 2001 Mission Drive, Suite 3, New Cumberland, PA 17070-5042.</P>
          <P>Director, Defense Logistics Agency Human Resources Services (DHRS-D), 3990 East Broad Street, Building 306, Columbus, OH 43213-1158.”</P>
          <HD SOURCE="HD2">Notification procedure:</HD>
          <P>Delete entry and replace with “Individuals seeking to determine whether information about themselves is contained in this system of records should address written inquiries to the DLA FOIA/Privacy Act Office, Headquarters, Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221.</P>
          <P>Written inquiry should contain the subject individual's full name, and case subject and case number, if known.”</P>
          <HD SOURCE="HD2">Record access procedures:</HD>
          <P>Delete entry and replace with “Individuals seeking access to information about themselves contained in this system of records should address written inquiries to the DLA FOIA/Privacy Act Office, Headquarters, Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221.</P>
          <P>Written inquiry should contain the subject individual's full name, and case subject and case number, if known.”</P>
          <HD SOURCE="HD2">Contesting record procedures:</HD>
          <P>Delete entry and replace with “The DLA rules for accessing records, for contesting contents, and appealing initial agency determinations are contained in 32 CFR Part 323, or may be obtained from the DLA FOIA/Privacy Act Office, Headquarters, Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221.”</P>
          <STARS/>
          <HD SOURCE="HD1">S370.10</HD>
          <HD SOURCE="HD2">System name:</HD>
          <P>Labor Management Relations Records System.</P>
          <HD SOURCE="HD2">System location:</HD>
          <P>Human Resources, Labor and Employee Relations Policy (J-13), Headquarters, Defense Logistics Agency (DLA), 8725 John J. Kingman Road, Suite 3630, Fort Belvoir, VA 22060-6221.</P>
          <P>Defense Logistics Agency Human Resources Services—Columbus (DHRS-C), 3990 East Broad Street, Building 11, Section 3, Columbus, OH 43213-0919.</P>
          <P>Defense Logistics Agency Human Resources Services—New Cumberland (DHRS-N), 2001 Mission Drive, Suite 3, New Cumberland, PA 17070-5042.</P>
          <P>Defense Logistics Agency Human Resources Services (DHRS-D), 3990 East Broad Street, Building 306, Columbus, OH 43213-1158.</P>
          <HD SOURCE="HD2">Categories of individuals covered by the system:</HD>
          <P>DLA or other third party employees and individuals of other Federal agencies who receive personnel support from DLA who are involved in labor grievances, disputes, or complaints which have been referred to an arbitrator for resolution.</P>
          <HD SOURCE="HD2">Categories of records in the system:</HD>
          <P>The file contains the subject individuals name, addresses, telephone numbers, background papers, and details pertaining to the case or issue.</P>
          <HD SOURCE="HD2">Authority for maintenance of the system:</HD>
          <P>Chapter 71 of Title 5 of the U.S. Code, Labor-Management Relations.</P>
          <HD SOURCE="HD2">Purpose(s):</HD>
          <P>Records are maintained incident to the administration, processing, and resolution of unfair labor practice complaints, grievance-arbitrations, negotiability, and representation issues. Statistical data, with personal identifiers removed, may be used by management for reporting or policy evaluation purposes.</P>
          <HD SOURCE="HD2">Routine uses of records maintained in the system, including categories of users and the purposes of such uses:</HD>
          <P>In addition to those disclosures generally permitted under 5 U.S.C. 552a(b) of the Privacy Act of 1974, these records contained therein may specifically be disclosed outside the DOD as a routine use pursuant to 5 U.S.C. 552a(b)(3) as follows:</P>
          <P>To Representatives of the U.S. Office of Personnel Management (OPM) on matters relating to the inspection, survey, audit or evaluation of Civilian Personnel Management Programs.</P>
          <P>To the Comptroller General or any of his authorized representatives, in the course of the performance of duties of the Government Accountability Office relating to the Labor-Management Relations Program.</P>
          <P>To the Federal Labor Relations Authority to respond to inquiries from that office regarding complaints referred to or filed with that office.</P>
          <P>To arbitrators, examiners, or other third parties appointed to inquire into, review, or negotiate labor-management issues.</P>
          <P>The DoD “Blanket Routine Uses” also apply to this system of records.</P>
          <HD SOURCE="HD2">Policies and practices for storing, retrieving, accessing, retaining, and disposing of records in the system:</HD>
          <HD SOURCE="HD2">Storage:</HD>

          <P>Records may be stored on paper and/or electronic storage media.<PRTPAGE P="39392"/>
          </P>
          <HD SOURCE="HD2">Retrievability:</HD>
          <P>Records are retrieved by case subject, case numbers, and/or individual employee name.</P>
          <HD SOURCE="HD2">Safeguards:</HD>
          <P>Records are maintained in areas accessible only to DLA personnel who must access the records to perform their duties. The computerized files are password protected with access restricted to authorized users. Records are secured in locked or guarded buildings, locked offices, or locked cabinets during non duty hours.</P>
          <HD SOURCE="HD2">Retention and disposal:</HD>
          <P>Records will be destroyed 5 years after final resolution of the case.</P>
          <HD SOURCE="HD2">System manager(s) and address:</HD>
          <P>Director, DLA Human Resources, Headquarters, Defense Logistics Agency, ATTN: J-13, 8725 John J. Kingman Road, Suite 3630, Fort Belvoir, VA 22060-6221.</P>
          <P>Director, Defense Logistics Agency Human Resources Services—Columbus (DHRS-C), 3990 East Broad Street, Building 11, Section 3, Columbus, OH 43213-0919.</P>
          <P>Director, Defense Logistics Agency Human Resources Services—New Cumberland (DHRS-N), 2001 Mission Drive, Suite 3, New Cumberland, PA 17070-5042.</P>
          <P>Director, Defense Logistics Agency Human Resources Services (DHRS-D), 3990 East Broad Street, Building 306, Columbus, OH 43213-1158.</P>
          <HD SOURCE="HD2">Notification procedure:</HD>
          <P>Individuals seeking to determine whether information about themselves is contained in this system of records should address written inquiries to the DLA FOIA/Privacy Act Office, Headquarters, Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221.</P>
          <P>Written inquiry should contain the subject individual's full name, and case subject and case number, if known.</P>
          <HD SOURCE="HD2">Record access procedures:</HD>
          <P>Individuals seeking access to information about themselves contained in this system of records should address written inquiries to the DLA FOIA/Privacy Act Office, Headquarters, Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221.</P>
          <P>Written inquiry should contain the subject individual's full name, and case subject and case number, if known.</P>
          <HD SOURCE="HD2">Contesting record procedures:</HD>
          <P>The DLA rules for accessing records, for contesting contents, and appealing initial agency determinations are contained in 32 CFR part 323, or may be obtained from the DLA FOIA/Privacy Act Office, Headquarters, Defense Logistics Agency, ATTN: DGA, 8725 John J. Kingman Road, Suite 1644, Fort Belvoir, VA 22060-6221.</P>
          <HD SOURCE="HD2">Record source categories:</HD>
          <P>The individual; Servicing Human Resources Director, arbitrator's office, the Federal Labor Relations Authority Headquarters and regional offices, and union officials.</P>
          <HD SOURCE="HD2">Exemptions claimed for the system:</HD>
          <P>None.</P>
        </PRIACT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16837 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 5001-06-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Department of the Air Force</SUBAGY>
        <SUBJECT>Record of Decision for the F-35 Force Development Evaluation and Weapons School Beddown, Nellis AFB, NV</SUBJECT>
        <P>
          <E T="02">ACTION</E>: Notice of Availability (NOA).</P>
        <P>
          <E T="02">SUMMARY:</E>On June 24, 2011, the United States Air Force signed the ROD for the F-35 Force Development Evaluation (FDE) and Weapons School (WS) Beddown, Nellis AFB, Nevada.</P>

        <P>The decision was based on matters discussed in the Final Environmental Impact Statement (EIS), inputs from the public and regulatory agencies, and other relevant factors. The Final EIS was made available to the public on May 13, 2011, through a<E T="04">Federal Register</E>NOA (Volume 76, Number 93, Page 28029) with a wait period that ended on June 14, 2011.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>

          <P>This NOA is published pursuant to the regulations (40 CFR Part 1506.6) implementing the provisions of the NEPA of 1969 (42 U.S.C. 4321,<E T="03">et seq.</E>) and the Air Force's Environmental Impact Analysis Process (EIAP) (32 CFR parts 989.21(b) and 989.24(b)(7))</P>
        </AUTH>
        
        <P>
          <E T="02">FOR FURTHER INFORMATION CONTACT:</E>Mr. Nick Germanos, HQ ACC/A7PS, 129 Andrews St., Suite 327, Langley AFB, VA 23655-2769.</P>
        <SIG>
          <NAME>Albert Bodnar,</NAME>
          <TITLE>Chief, Policy and Compliance, Office of Information Dominance and Chief Information Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16696 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 5001-10-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Department of the Army</SUBAGY>
        <DEPDOC>[Docket ID USA-2011-0016]</DEPDOC>
        <SUBJECT>Privacy Act of 1974; System of Records</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of the Army, DoD.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice to Amend a System of Records.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of the Army is proposing to amend a system of records notice in its existing inventory of records systems subject to the Privacy Act of 1974, (5 U.S.C. 552a), as amended.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The changes will be effective on August 5, 2011 unless comments are received that would result in a contrary determination.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by docket number and/Regulatory Information Number (RIN) and title, by any of the following methods:</P>
          <P>•<E T="03">Federal Rulemaking Portal: http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Federal Docket Management System Office, 1160 Defense Pentagon, Washington, DC 20301-1160.</P>
          <P>
            <E T="03">Instructions:</E>All submissions received must include the agency name and docket number or Regulatory Information Number (RIN) for this<E T="04">Federal Register</E>document. The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing on the Internet at<E T="03">http://www.regulations.gov</E>as they are received without change, including any personal identifiers or contact information.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Mr. Leroy Jones, Department of the Army, Privacy Office, U.S. Army Records Management and Declassification Agency, 7701 Telegraph Road, Casey Building, Suite 144, Alexandria, VA 22325-3905, or by phone (703) 428-6185.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The Department of the Army systems of records notices subject to the Privacy Act of 1974, (5 U.S.C. 552a), as amended, have been published in the<E T="04">Federal Register</E>and are available from the address above.</P>

        <P>The specific changes to the records systems being amended are set forth below followed by the notices, as amended, published in their entirety. The proposed amendments are not within the purview of subsection (r) of<PRTPAGE P="39393"/>the Privacy Act of 1974, (5 U.S.C. 552a), as amended, which requires the submission of a new or altered system report.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Aaron Siegel,</NAME>
          <TITLE>Alternate OSD Federal Register Liaison Officer, Department of Defense.</TITLE>
        </SIG>
        <PRIACT>
          <HD SOURCE="HD1">A0015-185 SFMR</HD>
          <HD SOURCE="HD2">System name:</HD>
          <P>Correction of Military Records Cases (January 28, 2008, 73 FR 4852).</P>
          <HD SOURCE="HD2">Changes:</HD>
          <STARS/>
          <HD SOURCE="HD2">Authority for maintenance of the system:</HD>
          <P>Delete entry and replace with “5 U.S.C. 301, Departmental Regulations; 10 U.S.C. 3013, Secretary of the Army; 10 U.S.C. 1552, Correction of military records: Claims incident thereto, 10 U.S.C. 1214, Armed Forces; Right to a Full and Fair Hearing; 10 U.S.C. 1216, Secretaries, powers, functions and duties; 10 U.S.C. 1553, Review of Discharge or Dismissal; 10 U.S.C. 1554, Military Personnel Benefits and E.O. 9397 (SSN), as amended.”</P>
          <STARS/>
          <HD SOURCE="HD1">A0015-185 SFMR</HD>
          <HD SOURCE="HD2">System name:</HD>
          <P>Correction of Military Records Cases.</P>
          <HD SOURCE="HD2">System location:</HD>
          <P>Army Review Boards Agency, 1901 South Bell Street, 2nd Floor, Arlington, VA 22202-4508. Copy of Board decision is incorporated in petitioner's Official Military Personnel File except where such action would nullify relief granted, in which case application and decisions are retained in files of the Correction Board.</P>
          <HD SOURCE="HD2">Categories of individuals covered by the system:</HD>
          <P>Present or former members of the U.S. Army, U.S. Army Reserve or Army National Guard or their authorized representatives who apply for the correction of his/her military records and review of Discharge from the Armed Forces of the United States.</P>
          <HD SOURCE="HD2">Categories of records in the system:</HD>
          <P>Application for Correction of Military Record (DD Form 149), Application for the Review of Discharge from the Armed Forces of the United States (DD 293), individual's name (first and last), address, telephone number, email, fax number, branch of service, rank, social security number (SSN), date of discharge, type of discharge, relevant information pertaining to discharge or military corrective action, counselor's name, counselor's address, counselor's phone number and email, documentary evidence, affidavits, information from individual's military record pertinent to corrective action requested, testimony, hearing transcripts when appropriate, briefs/arguments, advisory opinions, findings, conclusions and decisional documents of the Board.</P>
          <HD SOURCE="HD2">Authority for maintenance of the system:</HD>
          <P>5 U.S.C. 301, Departmental Regulations; 10 U.S.C. 3013, Secretary of the Army; 10 U.S.C. 1552, Correction of military records: Claims incident thereto, 10 U.S.C. 1214, Armed Forces; Right to a Full and Fair Hearing; 10 U.S.C. 1216, Secretaries, powers, functions and duties; 10 U.S.C. 1553, Review of Discharge or Dismissal; 10 U.S.C. 1554, Military Personnel Benefits and E.O. 9397 (SSN), as amended.</P>
          <HD SOURCE="HD2">Purpose(s):</HD>
          <P>Records are used by the Board to consider all applications properly before it to determine the existence of an error or an injustice.</P>
          <HD SOURCE="HD2">Routine uses of records maintained in the system, including categories of users and the purposes of such uses:</HD>
          <P>In addition to those disclosures generally permitted under 5 U.S.C. 552a(b) of the Privacy Act of 1974, these records contained therein may specifically be disclosed outside the DoD as a routine use pursuant to 5 U.S.C. 552a(b)(3) as follows:</P>
          <P>To the Department of Justice when cases are litigated.</P>
          <P>The DoD “Blanket Routine Uses” set forth at the beginning of the Army's compilation of systems of records notices also apply to this system.</P>
          <HD SOURCE="HD2">Policies and practices for storing, retrieving, accessing, retaining, and disposing of records in the system:</HD>
          <HD SOURCE="HD2">Storage:</HD>
          <P>Paper records in file folders and electronic storage media.</P>
          <HD SOURCE="HD2">Retrievability:</HD>
          <P>Applicant's surname, Social Security Number (SSN) and/or number assigned to applicant.</P>
          <HD SOURCE="HD2">Safeguards:</HD>
          <P>Information is privileged, and restricted to individuals who have a need for the record in the performance of their official duties. Computer terminals with access to the records are located in rooms with authorized personnel. These rooms are locked when unoccupied. Common Access Card (CAC) certificates and PIN, or login and passwords are used to support the minimum requirements of accountability, access control, least privilege, and data integrity. Additionally, intrusion detection systems, malicious code protection, and firewalls are used.</P>
          <HD SOURCE="HD2">Retention and disposal:</HD>
          <P>Records are retained at the Army Review Boards Agency for at least 6 months after case is closed and then retired to the National Personnel Records Center where they are retained for 20 years.</P>
          <HD SOURCE="HD2">System manager(s) and address:</HD>
          <P>Director, Army Review Boards Agency, 1901 South Bell Street, 2nd Floor, Arlington, VA 22202-4508.</P>
          <HD SOURCE="HD2">Notification procedure:</HD>
          <P>Individuals seeking to determine whether information about themselves is contained in this system should address written inquiries to the Director, Army Review Boards Agency, 1901 South Bell Street, 2nd Floor, Arlington, VA 22202-4508.</P>
          <P>Individual must furnish full name, Social Security Number, service number if assigned, current address and telephone number, information that will assist in locating the record, and signature.</P>
          <HD SOURCE="HD2">Record access procedures:</HD>
          <P>Individuals seeking access to information about themselves contained in this system should address written inquiries to the Director, Army Review Boards Agency, 1901 South Bell Street, 2nd Floor, Arlington, VA 22202-4508.</P>
          <P>Individual must furnish full name, Social Security Number (SSN), service number if assigned, current address and telephone number, information that will assist in locating the record, and signature.</P>
          <HD SOURCE="HD2">Contesting record procedures:</HD>
          <P>The Army's rules for accessing records, and for contesting contents and appealing initial agency determinations are contained in Army Regulation 340-21; 32 CFR Part 505; or may be obtained from the system manager.</P>
          <HD SOURCE="HD2">Record source categories:</HD>
          <P>From the individual, his/her Official Military Personnel File, other Army records/reports, relevant documents from any source.</P>
          <HD SOURCE="HD2">Exemptions claimed for the system:</HD>
          <P>None.</P>
        </PRIACT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16835 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 5001-06-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="39394"/>
        <AGENCY TYPE="S">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Department of the Navy</SUBAGY>
        <DEPDOC>[Docket ID USN-2011-0010]</DEPDOC>
        <SUBJECT>Privacy Act of 1974; System of Records</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of the Navy, DoD.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice to delete a system of records.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of the Navy is deleting a system of records notice in its existing inventory of record systems subject to the Privacy Act of 1974, (5 U.S.C. 552a), as amended.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This proposed action will be effective without further notice on August 5, 2011 unless comments are received which result in a contrary determination.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by dock number and/RIN number and title, by any of the following methods:</P>
          <P>*<E T="03">Federal Rulemaking Portal: http://www.regulations.gov</E>. Follow the instructions for submitting comments.</P>
          <P>*<E T="03">Mail:</E>Federal Docket Management System Office, 1160 Defense Pentagon, Washington, DC 20301-1160.</P>
          <P>
            <E T="03">Instructions:</E>All submissions received must include the agency name and docket number or Regulatory Information Number (RIN) for this<E T="04">Federal Register</E>document. The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing on the Internet at<E T="03">http://www.regulations.gov</E>as they are received without change, including any personal identifiers or contact information.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Ms. Robin Patterson, FOIA/Privacy Act Policy Branch, Department of the Navy, 2000 Navy Pentagon, Washington, DC 20350-2000, or by phone at (202) 685-6546.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The Department of the Navy systems of records notices subject to the Privacy Act of 1974, (5 U.S.C. 552a), as amended, have been published in the<E T="04">Federal Register</E>and are available from the address above. The Department the Navy proposes to delete a systems of records notice from its inventory of record systems subject to the Privacy Act of 1974 (5 U.S.C. 552a), as amended. The proposed deletion is not within the purview of subsection (r) of the Privacy Act of 1974, (5 U.S.C. 552a), as amended, which requires the submission of a new or altered system report.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Aaron Siegel,</NAME>
          <TITLE>Alternate OSD Federal Register Liaison Officer, Department of Defense.</TITLE>
        </SIG>
        <PRIACT>
          <HD SOURCE="HD2">Deletion:</HD>
          <HD SOURCE="HD1">N12290-1</HD>
          <HD SOURCE="HD2">System Name:</HD>
          <P>Personnel Action Reporting System (PARS) (September 2, 1999, 64 FR 48148)</P>
          <HD SOURCE="HD2">Reason:</HD>
          <P>Commander, Navy Installations Command, Department of the Navy, has determined that N12290-1 provided for the collection by a system that is no longer in operation. This system, Personnel Action Reporting System (PARS) was a sunset system and all records contained therein have been properly destroyed. PARS, N12290-1, can therefore be deleted.</P>
        </PRIACT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16830 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 5001-06-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
        <SUBJECT>Notice of Proposed Information Collection Requests</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of Education.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Comment request.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Education (the Department), in accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)), provides the general public and Federal agencies with an opportunity to comment on proposed and continuing collections of information. This helps the Department assess the impact of its information collection requirements and minimize the reporting burden on the public and helps the public understand the Department's information collection requirements and provide the requested data in the desired format. The Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management, invites comments on the proposed information collection requests as required by the Paperwork Reduction Act of 1995.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Interested persons are invited to submit comments on or before September 6, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Comments regarding burden and/or the collection activity requirements should be electronically mailed to<E T="03">ICDocketMgr@ed.gov</E>or mailed to U.S. Department of Education, 400 Maryland Avenue, SW., LBJ, Washington, DC 20202-4537. Please note that written comments received in response to this notice will be considered public records.</P>
        </ADD>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Section 3506 of the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35) requires that Federal agencies provide interested parties an early opportunity to comment on information collection requests. The Director, Information Collection Clearance Division, Information Management and Privacy Services, Office of Management, publishes this notice containing proposed information collection requests at the beginning of the Departmental review of the information collection. The Department of Education is especially interested in public comment addressing the following issues: (1) Is this collection necessary to the proper functions of the Department; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the Department enhance the quality, utility, and clarity of the information to be collected; and (5) how might the Department minimize the burden of this collection on the respondents, including through the use of information technology.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Darrin A. King,</NAME>
          <TITLE>Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management.</TITLE>
        </SIG>
        <HD SOURCE="HD1">Office of Planning, Evaluation and Policy Development</HD>
        <P>
          <E T="03">Type of Review:</E>New.</P>
        <P>
          <E T="03">Title of Collection:</E>Program Performance Data Audits Project.</P>
        <P>
          <E T="03">OMB Control Number:</E>Pending.</P>
        <P>
          <E T="03">Agency Form Number(s):</E>N/A.</P>
        <P>
          <E T="03">Frequency of Responses:</E>Annually.</P>
        <P>
          <E T="03">Affected Public:</E>Not-for-profit institutions; State, Local, or Tribal Government, State Educational Agencies or Local Educational Agencies.</P>
        <P>
          <E T="03">Total Estimated Number of Annual Responses:</E>1,834.</P>
        <P>
          <E T="03">Total Estimated Number of Annual Burden Hours:</E>1,829.</P>
        <P>
          <E T="03">Abstract:</E>This clearance request is submitted to OMB for the Office of Planning, Evaluation, and Policy Development's (OPEPD's) audit of grant program procedures for collecting, analyzing, and reporting performance and evaluation data. This request is necessary because OPEPD within the U.S. Department of Education (ED) has contracted with Decision Information Resources, Inc. and Mathematica Policy Research, Inc. to assess the procedures for collecting and reporting program performance and evaluation data for eleven ED grant programs. These audits and assessments will provide ED with<PRTPAGE P="39395"/>insight into (1) whether the programs' performance data are of high quality and the methods used to aggregate and report those data are sound; and (2) whether the local evaluations conducted by grantees (or their local evaluators) are of high quality and yield information that can be used to improve education programs. This OMB submission requests approval for the use of interview protocols for collecting information from program grantees and their local evaluators and program office contractors. All interview guides are designed to address the major research questions associated with this project. All other data used to address the audit's research questions will come from sources that will not require OMB approval.</P>

        <P>Copies of the proposed information collection request may be accessed from<E T="03">http://edicsweb.ed.gov,</E>by selecting the “Browse Pending Collections” link and by clicking on link number 4647. When you access the information collection, click on “Download Attachments” to view. Written requests for information should be addressed to U.S. Department of Education, 400 Maryland Avenue, SW., LBJ, Washington, DC 20202-4537. Requests may also be electronically mailed to<E T="03">ICDocketMgr@ed.gov</E>or faxed to 202-401-0920. Please specify the complete title of the information collection and OMB Control Number when making your request.</P>
        <P>Individuals who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-877-8339.</P>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16842 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4000-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-R01-OW-2011-0364, FRL-9430-1]</DEPDOC>
        <SUBJECT>Massachusetts Marine Sanitation Device Standard—Notice of Determination</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Determination.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Regional Administrator of the Environmental Protection Agency—New England Region, has determined that adequate facilities for the safe and sanitary removal and treatment of sewage from all vessels are reasonably available for the coastal waters of Chatham, Orleans, Eastham, Wellfleet, Truro, and Provincetown, collectively termed the Outer Cape Cod for the purpose of this notice.</P>
        </SUM>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available electronically in<E T="03">http://www.regulations.gov</E>.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Ann Rodney, U. S. Environmental Protection Agency—New England Region, Office of Ecosystem Protection, Oceans and Coastal Protection Unit, Five Post Office Square, Suite 100, OEP06-1, Boston, MA 02109-3912. Telephone: (617) 918-1538. Fax number: (617) 918-0538. E-mail address:<E T="03">rodney.ann@epa.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>On April 29, 2011, EPA published a notice that the Commonwealth of Massachusetts had petitioned the Regional Administrator, Environmental Protection Agency, to determine that adequate facilities for the safe and sanitary removal and treatment of sewage from all vessels are reasonably available for the waters of the Outer Cape Cod. Four comments were received on this petition. The response to comments can be obtained utilizing the above contact information.</P>
        <P>The petition was filed pursuant to Section 312(f)(3) of Public Law 92-500, as amended by Public Laws 95-217 and 100-4, for the purpose of declaring these waters a No Discharge Area (NDA).</P>
        <P>Section 312(f)(3) states: After the effective date of the initial standards and regulations promulgated under this section, if any State determines that the protection and enhancement of the quality of some or all of the waters within such State require greater environmental protection, such State may completely prohibit the discharge from all vessels of any sewage, whether treated or not, into such waters, except that no such prohibition shall apply until the Administrator determines that adequate facilities for the safe and sanitary removal and treatment of sewage from all vessels are reasonably available for such water to which such prohibition would apply.</P>
        <P>This Notice of Determination is for the waters of the Outer Cape Cod. The NDA boundaries are as follows:</P>
        <GPOTABLE CDEF="s100,12C,12C,12C,12C" COLS="5" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Waterbody/General Area</CHED>
            <CHED H="1">From<LI>Longitude</LI>
            </CHED>
            <CHED H="1">From<LI>Latitude</LI>
            </CHED>
            <CHED H="1">To<LI>Longitude</LI>
            </CHED>
            <CHED H="1">To<LI>Latitude</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">The westernmost landward boundary of the NDA starting on the south side of Chatham is an imaginary line drawn between the western part of the outlet of Stage Harbor and the northern tip of Monomoy Island (<E T="03">All state waters east of Monomoy Island are included in this NDA</E>)</ENT>
            <ENT>69° 59′ 0″ W</ENT>
            <ENT>41° 39′ 26″ N</ENT>
            <ENT>69° 59′ 0″ W</ENT>
            <ENT>41° 37′ 20″ N</ENT>
          </ROW>
          <ROW>
            <ENT I="01">The southwestern boundary then continues from the southern tip of Monomoy Island through two navigational aids to the state/federal waters boundary</ENT>
            <ENT>70° 0′ 36″ W</ENT>
            <ENT>41° 32′ 30″ N</ENT>
            <ENT>70° 0′ 11″ W</ENT>
            <ENT>41° 29′ 15″ N</ENT>
          </ROW>
          <ROW>
            <ENT I="01">The landward boundary of the NDA follows the mean high water line from Chatham to Provincetown except at an imaginary line drawn between: (<E T="03">This imaginary line is across the mouth of Pleasant Bay, which is already an NDA</E>)</ENT>
            <ENT>69° 56′ 36″ W</ENT>
            <ENT>41° 39′ 40″ N</ENT>
            <ENT>69° 56′ 6″ W</ENT>
            <ENT>41° 40′ 56″ N</ENT>
          </ROW>
          <ROW>
            <ENT I="01">The westernmost boundary on the northern side of Cape Cod is an imaginary line drawn from three miles off shore to the mean high water line in Provincetown (<E T="03">This imaginary line is contiguous with the Cape Cod Bay NDA</E>)</ENT>
            <ENT>70° 10′ 0″ W</ENT>
            <ENT>42° 7′ 59″ N</ENT>
            <ENT>70° 10′ 0″ W</ENT>
            <ENT>42° 4′ 47″ N</ENT>
          </ROW>
        </GPOTABLE>
        <P>The boundaries were chosen based on easy line-of-sight locations and generally represent all navigational waters. The area includes the municipal waters of Chatham, Orleans, Eastham, Wellfleet, Truro, and Provincetown, and from mean high water out to the state/federal boundary.</P>

        <P>The information submitted to EPA by the Commonwealth of Massachusetts certifies that there is one landside pumpout facility at Goose Hummock Marine in Orleans within the proposed area available to the boating public. The location, contact information, hours of<PRTPAGE P="39396"/>operation, and water depth are provided at the end of this notice.</P>
        <P>Based on the examination of the petition and its supporting documentation, and information from site visits conducted by EPA New England staff, EPA has determined that adequate facilities for the safe and sanitary removal and treatment of sewage from all vessels are reasonably available for the area covered under this determination.</P>
        <P>This determination is made pursuant to Section 312(f)(3) of Public Law 92-500, as amended by Public laws 95-217 and 100-4.</P>
        <GPOTABLE CDEF="s100,r100,r50,r50,xs48" COLS="5" OPTS="L2,i1">
          <TTITLE>Pumpout Facility Within the No Discharge Area</TTITLE>
          <TDESC>[Outer Cape COD]</TDESC>
          <BOXHD>
            <CHED H="1">Name</CHED>
            <CHED H="1">Location</CHED>
            <CHED H="1">Contact info.</CHED>
            <CHED H="1">Hours</CHED>
            <CHED H="1">Mean low<LI>water depth</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Goose Hummock Marine, Nauset Harbor</ENT>
            <ENT>13 Old County Rd., Orleans, MA</ENT>
            <ENT>508-255-2620<LI>VHF 16</LI>
            </ENT>
            <ENT>On call</ENT>
            <ENT>3 ft.</ENT>
          </ROW>
        </GPOTABLE>
        <SIG>
          <DATED>Dated: June 27, 2011.</DATED>
          <NAME>Ira W. Leighton,</NAME>
          <TITLE>Acting Regional Administrator, New England Region.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16879 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[FRL-9429-8]</DEPDOC>
        <SUBJECT>Availability of Final NPDES General Permits MAG580000 and NHG580000 for Discharges From Publicly Owned Treatment Works Treatment Plants (POTW Treatment Plants) and Other Treatment Works Treating Domestic Sewage in the Commonwealth of Massachusetts and the State of New Hampshire</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Director of the Office of Ecosystem Protection, EPA-New England, is issuing a notice of availability of the final National Pollutant Discharge Elimination System (NPDES) General Permits for certain Publicly Owned Treatment Works Treatment Plants (POTW treatment plants) and Other Treatment Works Treating Domestic Sewage (collectively, “facilities”) in the Commonwealth of Massachusetts (including both Commonwealth and Indian country lands) and the State of New Hampshire. Throughout this document, these two permits are collectively referred to as the “Publicly Owned Treatment Works General Permit” (“POTW GP” or the “General Permit”). The General Permit replaces the prior POTW GP, which expired on September 23, 2010 (the “expired POTW GP”).</P>
          <P>The POTW GP establishes Notice of Intent (“NOI”) requirements as well as effluent limitations, standards, and prohibitions for facilities that discharge to fresh and marine waters. Coverage under these General Permits is available to facilities in Massachusetts classified as minor facilities and to facilities in New Hampshire classified as major or minor facilities. Owners and/or operators of these facilities, including those facilities whose authorization to discharge under the expired POTW GP was administratively continued in accordance with the Administrative Procedures Act (5 U.S.C. 558(c)) and 40 CFR 122.6, will be required to submit an NOI to be covered by the final POTW GP to both EPA-New England and the appropriate state agency, in accordance with the notification requirements of the General Permit. Following EPA and State review of the NOI, the facility will receive written notification from EPA whether coverage and authorization to discharge under the General Permit has been granted. The eligibility requirements for permit coverage, including the requirement that a facility have a receiving water dilution factor equal to or greater than 50, are provided in the General Permit. The General Permit does not cover new sources as defined under 40 CFR 122.2.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>The POTW GP shall be effective on July 6, 2011 and will expire at midnight, July 6, 2016. In accordance with 40 CFR Part 23, these permits shall be considered issued for the purpose of judicial review two (2) weeks after the<E T="04">Federal Register</E>Publication. Under Section 509(b)(2) of the Clean Water Act, the requirements in this permit may not be challenged at a later date in civil or criminal proceedings to enforce these requirements. In addition, these permits may not be challenged in other agency proceedings.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The required notification information to obtain permit coverage is provided in the POTW GP. This information shall be submitted to both EPA and the appropriate state agency. Notification information may be sent via regular or overnight mail to EPA-Region 1, Office of Ecosystem Protection, OEP06-1, 5 Post Office Square-Suite 100, Boston, Massachusetts 02109-3912; and to the appropriate state agency at the addresses provided in Attachment F to the POTW GP.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Additional information concerning the final POTW GP may be obtained by contacting Meridith Timony at 617-918-1533, between the hours of 9 a.m. and 5 p.m., Monday through Friday, excluding holidays. The General Permit and the Response to Comments document may be viewed over the Internet via the EPA-Region I Web site at<E T="03">http://www.epa.gov/region1/npdes/potw-gp.html.</E>To obtain a paper copy of the documents, please contact Meridith Timony using the contact information provided above. A reasonable fee may be charged for copying requests.</P>
          <SIG>
            <DATED>Dated: May 26, 2011.</DATED>
            <NAME>Ira W. Leighton,</NAME>
            <TITLE>Acting Regional Administrator, Region 1.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16936 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-HQ-OPP-2011-0005; FRL-8878-8]</DEPDOC>
        <SUBJECT>Pesticide Products; Receipt of Applications to Register New Uses</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This notice announces receipt of applications to register new uses for pesticide products containing currently registered active ingredients, pursuant to the provisions of section 3(c) of the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA), as amended. EPA is publishing this Notice of such applications, pursuant to section 3(c)(4) of FIFRA.</P>
        </SUM>
        <DATES>
          <PRTPAGE P="39397"/>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before August 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by the docket identification (ID) number in the summary for the product of interest, by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Office of Pesticide Programs (OPP) Regulatory Public Docket (7502P), Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.</P>
          <P>•<E T="03">Delivery:</E>OPP Regulatory Public Docket (7502P), Environmental Protection Agency, Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. Deliveries are only accepted during the Docket Facility's normal hours of operation (8:30 a.m. to 4 p.m.,Monday through Friday, excluding legal holidays). Special arrangements should be made for deliveries of boxed information. The Docket Facility telephone number is (703) 305-5805.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to the docket ID number specified for the active ingredient of interest as shown in the registration applications summaries. EPA's policy is that all comments received will be included in the docket without change and may be made available on-line at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through regulations.gov or e-mail. The regulations.gov website is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through regulations.gov, your e-mail address will be automatically captured and included as part of the comment that is placed in the docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov.</E>Although listed in the index, some information is not publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either in the electronic docket at<E T="03">http://www.regulations.gov,</E>or, if only available in hard copy, at the OPP Regulatory Public Docket in Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. The hours of operation of this Docket Facility are from 8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The Docket Facility telephone number is (703) 305-5805.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>A contact person is listed at the end of each registration application summary and may be contacted by telephone or e-mail. The mailing address for each contact person listed is: Registration Division (7505P), Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>
        <P>You may be potentially affected by this action if you are an agricultural producer, food manufacturer, or pesticide manufacturer. Potentially affected entities may include, but are not limited to:</P>
        <P>• Crop production (NAICS code 111).</P>
        <P>• Animal production (NAICS code 112).</P>
        <P>• Food manufacturing (NAICS code 311).</P>
        <P>• Pesticide manufacturing (NAICS code 32532).</P>

        <P>This listing is not intended to be exhaustive, but rather provides a guide for readers regarding entities likely to be affected by this action. Other types of entities not listed in this unit could also be affected. The North American Industrial Classification System (NAICS) codes have been provided to assist you and others in determining whether this action might apply to certain entities. If you have any questions regarding the applicability of this action to a particular entity, consult the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD2">B. What should I consider as I prepare my comments for EPA?</HD>
        <P>1.<E T="03">Submitting CBI.</E>Do not submit this information to EPA through regulations.gov or e-mail. Clearly mark the part or all of the information that you claim to be CBI. For CBI information in a disk or CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as CBI and then identify electronically within the disk or CD-ROM the specific information that is claimed as CBI. In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.</P>
        <P>2.<E T="03">Tips for preparing your comments.</E>When submitting comments, remember to:</P>

        <P>i. Identify the document by docket ID number and other identifying information (subject heading,<E T="04">Federal Register</E>date and page number). If you are commenting on a docket that addresses multiple products, please indicate to which registration number(s) your comment applies.</P>
        <P>ii. Follow directions. The Agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.</P>
        <P>iii. Explain why you agree or disagree; suggest alternatives and substitute language for your requested changes.</P>
        <P>iv. Describe any assumptions and provide any technical information and/or data that you used.</P>
        <P>v. If you estimate potential costs or burdens, explain how you arrived at your estimate in sufficient detail to allow for it to be reproduced.</P>
        <P>vi. Provide specific examples to illustrate your concerns and suggest alternatives.</P>
        <P>vii. Explain your views as clearly as possible, avoiding the use of profanity or personalthreats.</P>
        <P>viii. Make sure to submit your comments by the comment period deadline identified.</P>
        <HD SOURCE="HD1">II. Registration Applications for New Uses</HD>

        <P>EPA received applications as follows to register new uses for pesticide products containing currently registered active ingredients pursuant to the provisions of section 3(c) of FIFRA, and is publishing this Notice of such applications pursuant to section 3(c)(4) of FIFRA. Notice of receipt of these<PRTPAGE P="39398"/>applications does not imply a decision by the Agency on the applications.</P>
        <P>1.<E T="03">Registration Numbers:</E>100-811, 100-828.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0486.<E T="03">Company name and address:</E>Syngenta Crop Protection, Inc. P.O. Box 18300, Greensboro, NC 27419.<E T="03">Active ingredient:</E>Cyprodinil.<E T="03">Proposed Use:</E>Tree nuts, crop group 14.<E T="03">Contact:</E>Lisa Jones, (703) 308-9424,<E T="03">jones.lisa@epa.gov.</E>
        </P>
        <P>2.<E T="03">Registration Numbers:</E>100-936, 100-941.<E T="03">Docket Number:</E>EPA-HQ-OPP-2010-1079.<E T="03">Company name and address:</E>Syngenta Crop Protection; P.O. Box 18300, Greensboro, NC 27419.<E T="03">Active ingredient:</E>Thiamethoxam.<E T="03">Proposed Use:</E>Seed treatment on small cereal grains, crop group 15.<E T="03">Contact:</E>Julie Chao, (703) 308-8735,<E T="03">chao.julie@epa.gov.</E>
        </P>
        <P>3.<E T="03">Registration Numbers:</E>100-1317.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0486.<E T="03">Company name and address:</E>Syngenta Crop Protection, Inc. P.O. Box 18300, Greensboro, NC 27419.<E T="03">Active ingredients:</E>Cyprodinil, difenoconazole.<E T="03">Proposed Use:</E>Tree nuts, crop group 14.<E T="03">Contact:</E>Lisa Jones, (703) 308-9424,<E T="03">jones.lisa@epa.gov.</E>
        </P>
        <P>4.<E T="03">Registration Numbers:</E>241-382, 241-427.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0387.<E T="03">Company name and address:</E>BASF Corporation, 26 Davis Drive, P.O. Box 13528, Research Triangle Park, North Carolina 27709.<E T="03">Active ingredient:</E>Dimethomorph.<E T="03">Proposed Use:</E>Leafy vegetable group.<E T="03">Contact:</E>Tamue L. Gibson, (703) 305-9096,<E T="03">gibson.tamue@epa.gov.</E>
        </P>
        <P>5.<E T="03">Registration Numbers:</E>264-776, 267-777, 264-826.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0458.<E T="03">Company name and address:</E>Bayer CropScience LP, 2 T.W. Alexander Drive Research Triangle Park, NC 27709.<E T="03">Active ingredient:</E>Trifloxystrobin.<E T="03">Proposed Use:</E>Globe Artichokes.<E T="03">Contact:</E>Tawanda Maignan, (703) 308-8050,<E T="03">maignan.tawanda@epa.gov.</E>
        </P>
        <P>6.<E T="03">Registration Numbers:</E>264-776, 264-989.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0456.<E T="03">Company name and address:</E>Bayer CropScience LP, 2 T.W. Alexander Drive, Research Triangle Park, NC 27709.<E T="03">Active ingredient:</E>Trifloxystrobin.<E T="03">Proposed Use:</E>Alfalfa seed.<E T="03">Contact:</E>Tawanda Maignan, (703) 308-8050.<E T="03">maignan.tawanda@epa.gov.</E>
        </P>
        <P>7.<E T="03">Registration Numbers:</E>279-3149, 279-3189, 279-3220, 279-3370.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0427.<E T="03">Company name and address:</E>FMC Corporation, 1735 Market Street, Philadelphia, PA 19103.<E T="03">Active ingredient:</E>Sulfentrazone.<E T="03">Proposed Use(s):</E>For use on citrus fruits of crop group 10-10, non-grass animal feed crops of crop group 18, small berries and fruits of crop group 13-07, and tree nuts of crop group 14 including pistachios.<E T="03">Contact:</E>Bethany Benbow, (703) 347-8072,<E T="03">benbow.bethany@epa.gov.</E>
        </P>
        <P>8.<E T="03">Registration Numbers:</E>279-3181, 279-3194, 279-3241, 279-3242, 279-3276.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0428.<E T="03">Company name and address:</E>FMC Corporation, 1735 Market Street, Philadelphia, PA 19103.<E T="03">Active ingredient:</E>Carfentrazone-ethyl.<E T="03">Proposed Use(s):</E>Crop group 18, non-grass animal feed crops.<E T="03">Contact:</E>Bethany Benbow, (703) 347-8072,<E T="03">benbow.bethany@epa.gov.</E>
        </P>
        <P>9.<E T="03">Registration Number:</E>279-3330.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0427.<E T="03">Company name and address:</E>FMC Corporation, 1735 Market Street, Philadelphia, PA 19103.<E T="03">Active ingredients:</E>Imazethapyr, sulfentrazone.<E T="03">Proposed Use(s):</E>Crop group 18, non-grass animal feed crops.<E T="03">Contact:</E>Bethany Benbow, (703) 347-8072,<E T="03">benbow.bethany@epa.gov.</E>
        </P>
        <P>10.<E T="03">Registration Number:</E>279-3334.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0427.<E T="03">Company name and address:</E>FMC Corporation, 1735 Market Street, Philadelphia, PA 19103.<E T="03">Active ingredients:</E>Glyphosate IPA, sulfentrazone.<E T="03">Proposed Use(s):</E>For use on citrus fruits of crop group 10-10, non-grass animal feed crops of crop group 18, small berries and fruits of crop group 13-07, and tree nuts of crop group 14 including pistachios.<E T="03">Contact:</E>Bethany Benbow, (703) 347-8072,<E T="03">benbow.bethany@epa.gov.</E>
        </P>
        <P>11.<E T="03">Registration Number:</E>279-3337.<E T="03">Docket Numbers:</E>EPA-HQ-OPP-2011-0427, EPA-HQ-OPP-2011-0428.<E T="03">Company name and address:</E>FMC Corporation, 1735 Market Street, Philadelphia, PA 19103.<E T="03">Active ingredients:</E>Carfentrazone-ethyl, sulfentrazone.<E T="03">Proposed Use(s):</E>For use on citrus fruits of crop group 10-10, non-grass animal feed crops of crop group 18, small berries and fruits of crop group 13-07, and tree nuts of crop group 14 including pistachios.<E T="03">Contact:</E>Bethany Benbow, (703) 347-8072,<E T="03">benbow.bethany@epa.gov.</E>
        </P>
        <P>12.<E T="03">Registration Number:</E>279-3340.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0427.<E T="03">Company name and address:</E>FMC Corporation, 1735 Market Street, Philadelphia, PA 19103.<E T="03">Active ingredients:</E>Metribuzin, sulfentrazone.<E T="03">Proposed Use(s):</E>Established stands of alfalfa and sainfoin.<E T="03">Contact:</E>Bethany Benbow, (703) 347-8072,<E T="03">benbow.bethany@epa.gov.</E>
        </P>
        <P>13.<E T="03">Registration Number:</E>5905-564.<E T="03">Docket Number:</E>EPA-HQ-OPP-2010-0905.<E T="03">Company name and address:</E>Helena Chemical Company, 7664 Smythe Farm Road, Memphis, TN 38120.<E T="03">Active ingredient:</E>Dicamba and 2,4-Dichlorophenoxyacetic Acid.<E T="03">Proposed Use:</E>Teff.<E T="03">Contact:</E>Michael Walsh, Registration Division, (703) 308-2972,<E T="03">walsh.michael@epa.gov</E>.</P>
        <P>14.<E T="03">Registration Number:</E>7969-246.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0179.<E T="03">Company name and address:</E>BASF Corporation, 26 Davis Drive, P.O. Box 13528, Research Triangle Park, North Carolina 27709.<E T="03">Active ingredient:</E>Metconazole.<E T="03">Proposed Use:</E>Sugarcane.<E T="03">Contact:</E>Tamue L. Gibson, (703) 305-9096,<E T="03">gibson.tamue@epa.gov.</E>
        </P>
        <P>15.<E T="03">Registration Number/File Symbol:</E>8033-20, 8033-RRA.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0403.<E T="03">Company name and address:</E>Nippon Soda Co., Ltd., c/o Nisso America Inc., 45 Broadway, Suite 2120, New York, NY 10006.<E T="03">Active ingredient:</E>Acetamiprid.<E T="03">Proposed Use:</E>Soybeans.<E T="03">Contact:</E>Jennifer Urbanski, (703) 347-0156,<E T="03">urbanski.jennifer@epa.gov.</E>
        </P>
        <P>16.<E T="03">Registration Number:</E>42750-57.<E T="03">Docket Number:</E>EPA-HQ-OPP-2010-0905.<E T="03">Company name and address:</E>Albaugh Inc., 1525 NE 36th Street, Ankeny, IA 50021.<E T="03">Active ingredient:</E>Dicamba (3,6-dichloro-o-anisic acid).<E T="03">Proposed Use:</E>Teff.<E T="03">Contact:</E>Michael Walsh, Registration Division, (703) 308-2972,<E T="03">walsh.michael@epa.gov.</E>
        </P>
        <P>17.<E T="03">Registration Number:</E>59639-151.<E T="03">Docket Number:</E>EPA-HQ-OPP-2008-0771.<E T="03">Company name and address:</E>Valent U.S.A. Corp., P.O. Box 8025, Walnut Creek, CA 94596.<E T="03">Active ingredient:</E>Clothianidin.<E T="03">Proposed Use:</E>Seed treatment for leafy greens, subgroup 4A.<E T="03">Contact:</E>Marianne Lewis, (703) 308-8043,<E T="03">lewis.marianne@epa.gov.</E>
        </P>
        <P>18.<E T="03">Registration Number:</E>62719-25.<E T="03">Docket Number:</E>EPA-HQ-OPP-2010-0905.<E T="03">Company name and address:</E>Dow AgroSciences LLC, 9330 Zionsville Road, Indianapolis, IN 46268.<E T="03">Active ingredient:</E>2,4-Dichlorophenoxy Acetic Acid.<E T="03">Proposed Use:</E>Teff.<E T="03">Contact:</E>Michael Walsh, Registration Division, (703) 308-2972,<E T="03">walsh.michael@epa.gov</E>.</P>
        <P>19.<E T="03">Registration Number/File Symbol:</E>71512-8, 71512-EN.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0457.<E T="03">Company name and address:</E>ISK Biosciences Corporation, 7470 Auburn Road, Suite A, Concord, OH 44077.<E T="03">Active ingredient:</E>Fluazinam.<E T="03">Proposed Use:</E>Golf course turf.<E T="03">Contact:</E>Tawanda Maignan, (703) 308-8050,<E T="03">maignan.tawanda@epa.gov.</E>
        </P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <P>Environmental protection, Pesticides and pest.</P>
        </LSTSUB>
        <SIG>
          <PRTPAGE P="39399"/>
          <DATED>Dated: June 24, 2011.</DATED>
          <NAME>Lois Rossi,</NAME>
          <TITLE>Director, Registration Division, Office of Pesticide Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16872 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-HQ-OPP-2008-0850; FRL-8878-9]</DEPDOC>
        <SUBJECT>Chlorpyrifos Registration Review; Preliminary Human Health Risk Assessment; Notice of Availability</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This notice announces the availability of EPA's preliminary human health risk assessment for the registration review of chlorpyrifos and opens a public comment period on this document. Registration review is EPA's periodic review of pesticide registrations to ensure that each pesticide continues to satisfy the statutory standard for registration, that is, the pesticide can perform its intended function without unreasonable adverse effects on human health or the environment. As part of the registration review process, the Agency has completed a comprehensive preliminary human health risk assessment for all chlorpyrifos uses. After reviewing comments received during the public comment period, EPA will issue a revised risk assessment, explain any changes to the preliminary risk assessment, and respond to comments and may request public input on risk mitigation before completing a proposed registration review decision for chlorpyrifos. Through this program, EPA is ensuring that each pesticide's registration is based on current scientific and other knowledge, including its effects on human health and the environment.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before September 6, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments identified by the docket identification (ID) number EPA-HQ-OPP-2008-0850, by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>
            <E T="03">http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Office of Pesticide Programs (OPP) Regulatory Public Docket (7502P), Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.</P>
          <P>•<E T="03">Delivery:</E>OPP Regulatory Public Docket (7502P), Environmental Protection Agency, Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. Deliveries are only accepted during the Docket Facility's normal hours of operation (8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays). Special arrangements should be made for deliveries of boxed information. The Docket Facility telephone number is (703) 305-5805.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to the docket ID number EPA-HQ-OPP-2008-0850. EPA's policy is that all comments received will be included in the docket without change and may be made available on-line at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through regulations.gov or e-mail. The regulations.gov website is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through regulations.gov, your e-mail address will be automatically captured and included as part of the comment that is placed in the docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov.</E>Although listed in the index, some information is not publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either in the electronic docket at<E T="03">http://www.regulations.gov,</E>or, if only available in hard copy, at the OPP Regulatory Public Docket in Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. The hours of operation of this Docket Facility are from 8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The Docket Facility telephone number is (703) 305-5805.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>
            <E T="03">For pesticide specific information contact:</E>Tom Myers, Chemical Review Manager, Pesticide Re-evaluation Division (7508P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001;<E T="03">telephone number:</E>(703) 308-8589;<E T="03">fax number:</E>(703) 308-7070;<E T="03">e-mail address: myers.tom@epa.gov.</E>
          </P>
          <P>
            <E T="03">For general questions on the registration review program, contact:</E>Kevin Costello, Pesticide Re-evaluation Division (7508P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001;<E T="03">telephone number:</E>(703) 305-5026;<E T="03">fax number:</E>(703) 308-8090;<E T="03">e-mail address:</E>
            <E T="03">costello.kevin@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>

        <P>This action is directed to the public in general, and may be of interest to a wide range of stakeholders including environmental, human health, farm worker, and agricultural advocates; the chemical industry; pesticide users; and members of the public interested in the sale, distribution, or use of pesticides. Since others also may be interested, the Agency has not attempted to describe all the specific entities that may be affected by this action. If you have any questions regarding the applicability of this action to a particular entity, consult the chemical review manager listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD2">B. What should I consider as I prepare my comments for EPA?</HD>
        <P>1.<E T="03">Submitting CBI.</E>Do not submit this information to EPA through regulations.gov or e-mail. Clearly mark the part or all of the information that you claim to be CBI. For CBI information in a disk or CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as CBI and then identify electronically within the disk or CD-ROM the specific information that is claimed as CBI. In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.<PRTPAGE P="39400"/>
        </P>
        <P>2.<E T="03">Tips for preparing your comments.</E>When submitting comments, remember to:</P>

        <P>i. Identify the document by docket ID number and other identifying information (subject heading,<E T="04">Federal Register</E>date and page number).</P>
        <P>ii. Follow directions. The Agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.</P>
        <P>iii. Explain why you agree or disagree; suggest alternatives and substitute language for your requested changes.</P>
        <P>iv. Describe any assumptions and provide any technical information and/or data that you used.</P>
        <P>v. If you estimate potential costs or burdens, explain how you arrived at your estimate in sufficient detail to allow for it to be reproduced.</P>
        <P>vi. Provide specific examples to illustrate your concerns and suggest alternatives.</P>
        <P>vii. Explain your views as clearly as possible, avoiding the use of profanity or personal threats.</P>
        <P>viii. Make sure to submit your comments by the comment period deadline identified.</P>
        <P>3<E T="03">. Environmental justice.</E>EPA seeks to achieve environmental justice, the fair treatment and meaningful involvement of any group, including minority and/or low income populations, in the development, implementation, and enforcement of environmental laws, regulations, and policies. To help address potential environmental justice issues, the Agency seeks information on any groups or segments of the population who, as a result of their location, cultural practices, or other factors, may have atypical or disproportionately high and adverse human health impacts or environmental effects from exposure to the pesticides discussed in this document, compared to the general population.</P>
        <HD SOURCE="HD1">II. Authority</HD>
        <P>EPA is conducting its registration review of chlorpyrifos pursuant to section 3(g) of the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) and the Procedural Regulations for Registration Review at 40 CFR part 155, subpart C. Section 3(g) of FIFRA provides, among other things, that the registrations of pesticides are to be reviewed every 15 years. Under FIFRA, a pesticide product may be registered or remain registered only if it meets the statutory standard for registration given in FIFRA section 3(c)(5). When used in accordance with widespread and commonly recognized practice, the pesticide product must perform its intended function without unreasonable adverse effects on the environment; that is, without any unreasonable risk to man or the environment, or a human dietary risk from residues that result from the use of a pesticide in or on food.</P>
        <HD SOURCE="HD1">III. Registration Reviews</HD>
        <HD SOURCE="HD2">A. What action is the agency taking?</HD>
        <P>As directed by FIFRA section 3(g), EPA is reviewing the pesticide registration for chlorpyrifos to ensure that it continues to satisfy the FIFRA standard for registration—that is, that chlorpyrifos can still be used without unreasonable adverse effects on human health or the environment. Chlorpyrifos is an organophosphate insecticide, acaricide, and miticide used to control a variety of insects on food and feed crops, golf course turf, greenhouses, nonstructural wood treatments (such as utility poles and fence posts), ant bait stations, and as an adult mosquitocide. EPA has completed a comprehensive preliminary human health risk assessment for all chlorpyrifos uses.</P>

        <P>Pursuant to 40 CFR 155.53(c), EPA is providing an opportunity, through this notice of availability, for interested parties to provide comments and input concerning the Agency's preliminary human health risk assessment for chlorpyrifos. EPA acknowledged its intent to issue this assessment for public comment in a December 21, 2010, Stipulation and Order issued by the U.S. District Court for the Southern District of New York in<E T="03">Natural Resources Defense Council, et al.</E>v.<E T="03">EPA,</E>No. 10 Civ. 5590. Comments and input could address, among other things, the Agency's risk assessment methodologies and assumptions, as applied to this preliminary risk assessment. The Agency will consider all comments received during the public comment period and make changes, as appropriate, to the preliminary human health risk assessment. EPA will then issue a revised risk assessment, explain any changes to the preliminary risk assessment, and respond to comments. In the<E T="04">Federal Register</E>notice announcing the availability of the revised risk assessment, if the revised risk assessment indicates risks of concern, the Agency may provide a comment period for the public to submit suggestions for mitigating the risk identified in the revised risk assessment before developing a proposed registration review decision on chlorpyrifos.</P>
        <P>1.<E T="03">Other related information.</E>Additional information on chlorpyrifos is available on the Pesticide Registration Review Status webpage for this pesticide,<E T="03">http://www.epa.gov/oppsrrd1/registration_review/chlorpyrifos/index.htm.</E>Information on the Agency's registration review program and its implementing regulation is available at<E T="03">http://www.epa.gov/oppsrrd1/registration_review.</E>
        </P>
        <P>2.<E T="03">Information submission requirements.</E>Anyone may submit data or information in response to this document. To be considered during a pesticide's registration review, the submitted data or information must meet the following requirements:</P>
        <P>• To ensure that EPA will consider data or information submitted, interested persons must submit the data or information during the comment period. The Agency may, at its discretion, consider data or information submitted at a later date.</P>
        <P>• The data or information submitted must be presented in a legible and useable form. For example, an English translation must accompany any material that is not in English and a written transcript must accompany any information submitted as an audiographic or videographic record. Written material may be submitted in paper or electronic form.</P>
        <P>• Submitters must clearly identify the source of any submitted data or information.</P>
        <P>• Submitters may request the Agency to reconsider data or information that the Agency rejected in a previous review. However, submitters must explain why they believe the Agency should reconsider the data or information in the pesticide's registration review.</P>
        <P>As provided in 40 CFR 155.58, the registration review docket for each pesticide case will remain publicly accessible through the duration of the registration review process; that is, until all actions required in the final decision on the registration review case have been completed.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <P>Environmental protection, Chlorpyrifos, Pesticides and pests.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 22, 2011.</DATED>
          <NAME>Richard P. Keigwin, Jr.,</NAME>
          <TITLE>Director, Pesticide Re-evaluation Division, Office of Pesticide Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16729 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="39401"/>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[FRL-9429-7]</DEPDOC>
        <SUBJECT>Proposed CERCLA Administrative Cost Recovery Settlement Agreement; Textron Inc., Whittaker Corporation, United States Army, and United States Department of Energy</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed settlement agreement; request for public comment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with Section 122(i) of the Comprehensive Environmental Response, Compensation, and Liability Act, as amended (“CERCLA”), 42 U.S.C. 9622(i), notice is hereby given of a proposed administrative settlement for recovery of Past Response Costs and Future Response Costs, as these terms are defined in the settlement, concerning the Nuclear Metals, Inc. Superfund Site (“Site”) located at 2229 Main Street in Concord, Middlesex County, Massachusetts with Textron Inc., Whittaker Corporation, United States Army, and United States Department of Energy. The settlement requires payment of $4,115,000 in reimbursement of Past Response Costs. The settlement also requires performance of a non-time critical removal action and payment of all Future Response Costs. The settlement includes covenants pursuant to Sections 106 and 107(a) of CERCLA, 42 U.S.C. 9606 and 9607(a). For thirty (30) days following the date of publication of this notice, the Agency will receive written comments relating to the settlement for recovery of response costs (Section XV of the proposed settlement). The Agency will consider all comments received and may modify or withdraw its consent to this cost recovery settlement if comments received disclose facts or considerations which indicate that the settlement is inappropriate, improper, or inadequate. The Agency's response to any comments received will be available for public inspection at the Concord Free Public Library, 129 Main St., Concord, MA 01742 and at U.S. EPA Region 1, 5 Post Office Square, Suite 100, Boston, MA 02109-3912.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be submitted on or before August 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The proposed settlement is available for public inspection at U.S. EPA Region 1, OSRR Records and Information Center, 5 Post Office Square, Suite 100, Mailcode LIB01-2, Boston, MA 02109-3912, by appointment, (617) 918-1440. Comments should reference the Nuclear Metals, Inc. Superfund Site, Concord, MA and U.S. EPA Region 1 Docket No. CERCLA-01-2011-004, and should be addressed to Audrey Zucker, U.S. EPA Region 1, 5 Post Office Square, Suite 100, Mailcode OES04-2, Boston, MA 02109-3912.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>A copy of the proposed settlement agreement can also be obtained from Heather Cote, U.S. EPA Region 1, 5 Post Office Square, Suite 100, Mailcode OES04-4, Boston, MA 02109-3912. Additional information on the Nuclear Metals, Inc. Superfund Site and the index to the administrative record for the non-time critical removal action can be found at<E T="03">http://www.epa.gov/region1/superfund/sites/nmi.</E>
          </P>
          <SIG>
            <DATED>Dated: March 31, 2011.</DATED>
            <NAME>Rich Cavagnero,</NAME>
            <TITLE>Acting Director, Office of Site Remediation &amp; Restoration,U.S. EPA, Region 1.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16934 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[FRL-9429-9]</DEPDOC>
        <SUBJECT>Proposed Administrative Settlement Agreement under Section 122(h) of the Comprehensive Environmental Response, Compensation, and Liability Act for the Price Landfill Superfund Site, City of Pleasantville and Egg Harbor Township, Atlantic County, NJ</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Proposed Administrative Settlement and Opportunity for Public Comment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The United States Environmental Protection Agency (“EPA”) is proposing to enter into an administrative settlement agreement (“Settlement Agreement”) with Atlantic City Electric Company, Inc. (“Respondent”) pursuant to Section 122(h) of the Comprehensive Environmental Response, Compensation, and Liability Act (“CERCLA”), 42 U.S.C. 9622(h). The Settlement Agreement provides for Respondent's payment of certain past costs incurred at the Price Landfill Superfund Site, City of Pleasantville and Egg Harbor Township, Atlantic County, New Jersey (“Site”).</P>
          <P>In accordance with Section 122(i) of CERCLA, 42 U.S.C. 9622(i), this notice is being published to inform the public of the proposed Settlement Agreement and of the opportunity to comment. For thirty (30) days following the date of publication of this notice, EPA will receive written comments relating to the proposed Settlement Agreement. EPA will consider all comments received and may modify or withdraw its consent to the settlement if comments received disclose facts or considerations that indicate that the proposed settlement is inappropriate, improper or inadequate. EPA's response to any comments received will be available for public inspection at EPA Region 2, 290 Broadway, 17th Floor, New York, NY 10007-1866.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be provided by August 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Comments should reference the EPA Index No. II-CERCLA-02-2011-2013 and should be sent to the U.S. Environmental Protection Agency, Region 2, Office of Regional Counsel, New Jersey Superfund Branch, 290 Broadway-17th Floor, New York, NY 10007.</P>
        </ADD>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>A copy of the proposed administrative settlement, as well as background information relating to the settlement, may be obtained from William C. Tucker, Assistant Regional Counsel, New Jersey Superfund Branch, Office of Regional Counsel, U.S. Environmental Protection Agency, Region 2, 17th Floor, 290 Broadway, New York, New York 10007-1866. Telephone: 212-637-3139.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>William C. Tucker, Assistant Regional Counsel, New Jersey Superfund Branch, Office of Regional Counsel, U.S. Environmental Protection Agency, Region 2, 17th Floor, 290 Broadway, New York, New York 10007-1866. Telephone: 212-637-3139.</P>
          <SIG>
            <DATED>Dated: June 1, 2011.</DATED>
            <NAME>Walter Mugdan,</NAME>
            <TITLE>Director, Emergency and Remedial Response Division.</TITLE>
          </SIG>
        </FURINF>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16876 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <SUBJECT>Performance Review Board</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <P>As required by the Civil Service Reform Act of 1978 (Pub. L. 95-454), Chairman Julius Genachowski appointed the following executive to the Performance Review Board (PRB): Mindel De La Torre.</P>
        <SIG>
          <PRTPAGE P="39402"/>
          <FP>Federal Communications Commission.</FP>
          <NAME>Marlene H. Dortch,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16867 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
        <AGENCY TYPE="O">GENERAL SERVICES ADMINISTRATION</AGENCY>
        <AGENCY TYPE="O">NATIONAL AERONAUTICS AND SPACE ADMINISTRATION</AGENCY>
        <DEPDOC>[OMB Control No. 9000-0153; Docket 2011-0079; Sequence 12]</DEPDOC>
        <SUBJECT>Federal Acquisition Regulation; Submission for OMB Review; OMB Circular A-119</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCIES:</HD>
          <P>Department of Defense (DOD), General Services Administration (GSA), and National Aeronautics and Space Administration (NASA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of request for public comments regarding an extension to an existing OMB clearance.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Under the provisions of the Paperwork Reduction Act (44 U.S.C. chapter 35), the Regulatory Secretariat (MVCB) will be submitting to the Office of Management and Budget (OMB) a request to review and approve an extension of a previously approved information collection requirement concerning OMB Circular A-119.</P>
          <P>Public comments are particularly invited on: Whether this collection of information is necessary for the proper performance of functions of the FAR, and whether it will have practical utility; whether our estimate of the public burden of this collection of information is accurate, and based on valid assumptions and methodology; ways to enhance the quality, utility, and clarity of the information to be collected; and ways in which we can minimize the burden of the collection of information on those who are to respond, through the use of appropriate technological collection techniques or other forms of information technology.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Submit comments on or before August 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit comments identified by Information Collection 9000-0153, OMB Circular A-119, by any of the following methods:</P>
          <P>•<E T="03">Regulations.gov: http://www.regulations.gov.</E>Submit comments via the Federal eRulemaking portal by inputting “Information Collection 9000-0153, OMB Circular A-119” under the heading “Enter Keyword or ID” and selecting “Search”. Select the link “Submit a Comment” that corresponds with “Information Collection 9000-0153, OMB Circular A-119”. Follow the instructions provided at the “Submit a Comment” screen. Please include your name, company name (if any), and “Information Collection 9000-0153, OMB Circular A-119” on your attached document.</P>
          <P>•<E T="03">Fax:</E>202-501-4067.</P>
          <P>•<E T="03">Mail:</E>General Services Administration, Regulatory Secretariat (MVCB), 1275 First Street, NE., Washington, DC 20417.<E T="03">Attn:</E>Hada Flowers/IC 9000-0153, OMB Circular A-119.</P>
          <P>
            <E T="03">Instructions:</E>Please submit comments only and cite Information Collection 9000-0153, OMB Circular A-119, in all correspondence related to this collection. All comments received will be posted without change to<E T="03">http://www.regulations.gov,</E>including any personal and/or business confidential information provided.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Mr. Anthony Robinson, Procurement Analyst, Contract Policy Branch, GSA (202) 501-2658 or e-mail<E T="03">anthony.robinson@gsa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">A. Purpose</HD>

        <P>On February 19, 1998, a revised OMB Circular A-119, “Federal Participation in the Development and Use of Voluntary Consensus Standards and in Conformity Assessment Activities,” was published in the<E T="04">Federal Register</E>at 63 FR 8545, February 19, 1998. FAR Subparts 11.1 and 11.2 were revised and a solicitation provision was added at 52.211-7, Alternatives to Government-Unique Standards, to implement the requirements of the revised OMB circular. If an alternative standard is proposed, the offeror must furnish data and/or information regarding the alternative in sufficient detail for the Government to determine if it meets the Government's requirements.</P>
        <HD SOURCE="HD1">B. Annual Reporting Burden</HD>
        <P>
          <E T="03">Respondents: 100.</E>
        </P>
        <P>
          <E T="03">Responses Per Respondent: 1.</E>
        </P>
        <P>
          <E T="03">Total Responses: 100.</E>
        </P>
        <P>
          <E T="03">Hours Per Response: 1.</E>
        </P>
        <P>
          <E T="03">Total Burden Hours: 100.</E>
        </P>
        <P>
          <E T="03">Obtaining Copies of Proposals:</E>Requesters may obtain a copy of the information collection documents from the General Services Administration, Regulatory Secretariat (MVCB), 1275 First Street, NE., Washington, DC 20417, telephone (202) 501-4755. Please cite OMB Control No. 9000-0153, OMB Circular A-119, in all correspondence.</P>
        <SIG>
          <DATED>Dated: June 27, 2011.</DATED>
          <NAME>Millisa Gary,</NAME>
          <TITLE>Acting Director, Federal Acquisition Policy Division.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16832 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6820-EP-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Administration for Children and Families</SUBAGY>
        <SUBJECT>Proposed Information Collection Activity; Comment Request</SUBJECT>
        <P>
          <E T="03">Title:</E>Regional Partnership Grant (RPG) Program Data Collection.</P>
        <P>
          <E T="03">OMB No.:</E>0970-0353.</P>
        <HD SOURCE="HD1">Description</HD>
        <P>On September 30, 2007, the Administration for Children and Families (ACF) Children's Bureau awarded multi-year grants to 53 regional partnerships grantees (RPGs) to improve the safety, permanency and well-being of children affected by methamphetamine or other substance abuse who have been removed or are at risk of removal from their home. The Child and Family Services Improvement Act of 2006, the authorizing legislation for the RPG program, required that a set of performance indicators be established to periodically assess the grantees' outcomes. The legislation mandated that these performance indicators be developed through a consultative process involving ACF, the Substance Abuse and Mental Health Services Administration (SAMHSA), and representatives of the State or Tribal agencies who are members of the regional partnerships. The legislation also requires the Secretary of the Department of Health and Human services to submit annually to Congress a report that includes the performance indicators established under this grant program.</P>

        <P>The final set of RPG performance indicators was approved by ACF and disseminated to the funded grantees in January 2008. It includes a total of 23 indicators across four outcome domains: Child/youth (9 indicators), adult (7 indicators), family/relationship (5 indicators), and regional partnership/service capacity (2 indicators). It also includes a core set of child and adult demographic elements that will provide important context needed to properly analyze, explain and understand the outcomes. No other national data collection measures these critical child, adult, family, and RPG outcomes specifically for these children and<PRTPAGE P="39403"/>families. The data also will have significant implications for policy and program development for child well-being programs nationwide.</P>
        <P>The purpose of this request is to obtain OMB approval for an extension of the original three year request which was approved on March 31, 2009. Forty-three of the original 53 grantees were awarded for a five-year grant period, thus necessitating an extension of the original request in order to continue data collection for the remainder of the grant period. The first submission of RPG grantee data to the RPG data collection system ocurred in December, 2008, and every six months thereafter. Data collection will be conducted for the fifth year of the grant period, ending September 30, 2012, with data submission by January 2013. Data collection may be extended for one year until January 2014 should grantees request and be granted no-cost extensions.</P>
        <P>To minimize grantee data collection and reporting burden, many of the data elements are already being collected by counties and States in order to report Federally-mandated data for the Adoption and Foster Care Analysis and Reporting System (AFCARS), the Treatment Episode Data Set (TEDS) and the National Outcome Measures (NOMs); in addition, all States voluntarily submit data for the Federal National Child Abuse and Neglect Data System (NCANDS). Therefore, most child welfare data elements included in the RPG performance measures can be found in a State's automated case management system, which is often a Federally-funded Statewide Automated Child Welfare Information System (SACWIS). TEDS admission and discharge data are collected by State substance abuse agencies according to their own information systems for monitoring substance abuse treatment admissions and transmitted monthly or quarterly to the SAMHSA contractor.</P>
        <P>As a result of prior Federal government reporting requirements, States are already collecting several data elements needed by the RPGs. The RPG lead agency or their state or local partners are able to download information from these existing State child welfare and substance abuse treatment data systems to obtain data to monitor their RPG program outcomes, thereby reducing the amount of primary data collection needed.</P>
        <P>
          <E T="03">Respondents:</E>RPG Grantees.</P>
        <GPOTABLE CDEF="s50,12,12,12,12" COLS="5" OPTS="L2,i1">
          <TTITLE>Annual Burden Estimates</TTITLE>
          <BOXHD>
            <CHED H="1">Instrument</CHED>
            <CHED H="1">Number of<LI>respondents</LI>
            </CHED>
            <CHED H="1">Number of<LI>responses</LI>
              <LI>per</LI>
              <LI>respondent</LI>
            </CHED>
            <CHED H="1">Average<LI>burden hours per response</LI>
            </CHED>
            <CHED H="1">Total burden hours</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">State, local, and Tribal Government</ENT>
            <ENT>26</ENT>
            <ENT>2</ENT>
            <ENT>175.50</ENT>
            <ENT>9,126</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Private Sector</ENT>
            <ENT>17</ENT>
            <ENT>2</ENT>
            <ENT>175.50</ENT>
            <ENT>5,967</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Estimated Total Annual Burden Hours</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>15,093</ENT>
          </ROW>
        </GPOTABLE>
        <P>In compliance with the requirements of Section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995, the Administration for Children and Families is soliciting public comment on the specific aspects of the information collection described above.</P>

        <P>Copies of the proposed collection of information can be obtained and comments may be forwarded by writing to the Administration for Children and Families, Office of Administration, Office of Information Services, 370 L'Enfant Promenade, SW., Washington, DC 20447,<E T="03">Attn:</E>ACF Reports Clearance Officer.<E T="03">E-mail address: infocollection@acf.hhs.gov.</E>All requests should be identified by the title of the information collection.</P>
        <P>The Department specifically requests comments on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed collection of information; (c) the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted within 60 days of this publication.</P>
        <SIG>
          <NAME>Robert Sargis,</NAME>
          <TITLE>Reports Clearance Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16789 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4184-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <DEPDOC>[Docket No. FDA-2011-N-0002]</DEPDOC>
        <SUBJECT>Request for Notification From Industry Organizations Interested in Participating in the Selection Process for a Nonvoting Industry Representative and Request for Nominations for a Nonvoting Industry Representative on an FDA Advisory Committee</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Food and Drug Administration (FDA) is requesting that any industry organizations interested in participating in the selection of a nonvoting industry representative to serve on its Cellular, Tissue, and Gene Therapies Advisory Committee notify FDA in writing. FDA is also requesting nominations for nonvoting industry representatives to serve its Cellular, Tissue, and Gene Therapies Advisory Committee. A nominee may either be self-nominated or nominated by an organization to serve as a nonvoting industry representative. Nomination will be accepted for current vacancies effective with this notice.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Any industry organization interested in participating in the selection of an appropriate nonvoting member to represent industry interests must send a letter stating that interest to FDA by August 5, 2011, for vacancies listed in the notice. Concurrently, nomination material for prospective candidates should be sent to FDA by August 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>All letters of interest and nominations should be submitted in writing to Gail Dapolito (see<E T="02">FOR FURTHER INFORMATION CONTACT</E>).</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Gail Dapolito, Center for Biologics Evaluation and Research (HFM-71), Food and Drug Administration, 1401 Rockville Pike, Rockville, MD 20852-<PRTPAGE P="39404"/>1448, 301-827-1289;<E T="03">Fax:</E>301-827-0294;<E T="03">E-mail: gail.dapolito@fda.hhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Cellular, Tissue, and Gene Therapies Advisory Committee</HD>
        <P>The Agency requests nominations for a nonvoting industry representative on the Cellular, Tissue, and Gene Therapies Advisory Committee. The Cellular, Tissue, and Gene Therapies Advisory Committee advises the Commissioner of Food and Drugs (the Commissioner) or designee in discharging responsibilities as they relate to the regulation of cellular and gene therapy products.</P>
        <P>This committee has 13 voting members. Members are asked to provide their expert scientific and technical advice to FDA to help make sound decisions on the safety, effectiveness, appropriate use, and labeling of cellular and gene therapy products.</P>
        <HD SOURCE="HD1">II. Selection Procedure</HD>

        <P>Any industry organization interested in participating in the selection of an appropriate nonvoting member to represent industry interests should send a letter stating that interest to the FDA contact (see<E T="02">FOR FURTHER INFORMATION CONTACT</E>) within 30 days of publication of this document (see<E T="02">DATES</E>). Within the subsequent 30 days, FDA will send a letter to each organization that has expressed an interest, attaching a complete list of all such organizations; and a list of all nominees along with their current resumes. The letter will also state that it is the responsibility of the interested organizations to confer with one another and to select a candidate, within 60 days after the receipt of the FDA letter, to serve as the nonvoting member to represent industry interests for the Cellular, Tissue, and Gene Therapies Advisory Committee. The interested organizations are not bound by the list of nominees in selecting a candidate. However, if no individual is selected within 60 days, the Commissioner will select the nonvoting member to represent industry interests.</P>
        <HD SOURCE="HD1">III. Application Procedure</HD>

        <P>Individuals may self nominate and/or an organization may nominate one or more individuals to serve as a nonvoting industry representative. A current curriculum vitae and the name of the committee of interest should be sent to the FDA contact person (see<E T="02">FOR FURTHER INFORMATION CONTACT</E>) within the 30 days (see<E T="02">DATES</E>). FDA will forward all nominations to the organizations expressing interest in participating in the selection process for the committee. (Persons who nominate themselves as nonvoting industry representatives will not participate in the selection process).</P>
        <P>FDA has a special interest in ensuring that women, minority groups, individuals with physical disabilities, and small businesses are adequately represented on its advisory committees, and therefore, encourages nominations for appropriately qualified candidates from these groups. Specifically, in this document, nominations for nonvoting representatives of industry interests are encouraged from the cellular and gene therapy products biotech industry.</P>
        <P>This notice is issued under the Federal Advisory Committee Act (5 U.S.C. app. 2) and 21 CFR part 14, relating to the advisory committees.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Jill Hartzler Warner,</NAME>
          <TITLE>Acting Associate Commissioner for Special Medical Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16828 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <DEPDOC>[Docket No. FDA-2011-N-0002]</DEPDOC>
        <SUBJECT>Cardiovascular and Renal Drugs Advisory Committee; Notice of Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <P>This notice announces a forthcoming meeting of a public advisory committee of the Food and Drug Administration (FDA). The meeting will be open to the public.</P>
        <P>
          <E T="03">Name of Committee:</E>Cardiovascular and Renal Drugs Advisory Committee.</P>
        <P>
          <E T="03">General Function of the Committee:</E>To provide advice and recommendations to the Agency on FDA's regulatory issues.</P>
        <P>
          <E T="03">Date and Time:</E>The meeting will be held on September 8, 2011, from 8 a.m. to 5 p.m.</P>
        <P>
          <E T="03">Location:</E>The Marriott Inn and Conference Center, University of Maryland University College (UMUC), The Ballroom, 3501 University Blvd. East, Adelphi, MD 20783-7998. The conference center's telephone number is 301-985-7300.</P>
        <P>
          <E T="03">Contact Person:</E>Kristina Toliver, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 31, rm. 2417, Silver Spring, MD 20993-0002, 301-796-9001, FAX: 301-847-8533, e-mail:<E T="03">CRDAC@fda.hhs.gov,</E>or FDA Advisory Committee Information Line, 1-800-741-8138 (301-443-0572 in the Washington, DC area), and follow the prompts to the desired center or product area. Please call the Information Line for up-to-date information on this meeting. A notice in the<E T="04">Federal Register</E>about last minute modifications that impact a previously announced advisory committee meeting cannot always be published quickly enough to provide timely notice. Therefore, you should always check the Agency's Web site and call the appropriate advisory committee hot line/phone line to learn about possible modifications before coming to the meeting.</P>
        <P>
          <E T="03">Agenda:</E>On September 8, 2011, the committee will discuss new drug application (NDA) 202439, rivaroxaban tablets, submitted by Johnson &amp; Johnson Pharmaceutical Research and Development, L.L.C., on behalf of Ortho-McNeil-Janssen-Pharmaceuticals, for the prevention of stroke and systemic embolism (blood clots other than in the head) in patients with nonvalvular atrial fibrillation (abnormally rapid contractions of the atria, the upper chambers of the heart).</P>

        <P>FDA intends to make background material available to the public no later than 2 business days before the meeting. If FDA is unable to post the background material on its Web site prior to the meeting, the background material will be made publicly available at the location of the advisory committee meeting, and the background material will be posted on FDA's Web site after the meeting. Background material is available at<E T="03">http://www.fda.gov/AdvisoryCommittees/Calendar/default.htm.</E>Scroll down to the appropriate advisory committee link.</P>
        <P>
          <E T="03">Procedure:</E>Interested persons may present data, information, or views, orally or in writing, on issues pending before the committee. Written submissions may be made to the contact person on or before August 24, 2011. Oral presentations from the public will be scheduled between approximately 1 p.m. and 2 p.m. Those individuals interested in making formal oral presentations should notify the contact person and submit a brief statement of the general nature of the evidence or arguments they wish to present, the names and addresses of proposed participants, and an indication of the approximate time requested to make their presentation on or before August 16, 2011. Time allotted for each presentation may be limited. If the number of registrants requesting to speak is greater than can be reasonably accommodated during the scheduled open public hearing session, FDA may<PRTPAGE P="39405"/>conduct a lottery to determine the speakers for the scheduled open public hearing session. The contact person will notify interested persons regarding their request to speak by August 17, 2011.</P>
        <P>Persons attending FDA's advisory committee meetings are advised that the Agency is not responsible for providing access to electrical outlets.</P>
        <P>FDA welcomes the attendance of the public at its advisory committee meetings and will make every effort to accommodate persons with physical disabilities or special needs. If you require special accommodations due to a disability, please contact Kristina Toliver at least 7 days in advance of the meeting.</P>

        <P>FDA is committed to the orderly conduct of its advisory committee meetings. Please visit our Web site at<E T="03">http://www.fda.gov/AdvisoryCommittees/AboutAdvisoryCommittees/ucm111462.htm</E>for procedures on public conduct during advisory committee meetings.</P>
        <P>Notice of this meeting is given under the Federal Advisory Committee Act (5 U.S.C. app. 2).</P>
        <SIG>
          <DATED>Dated: June 30, 2011.</DATED>
          <NAME>Jill Hartzler Warner,</NAME>
          <TITLE>Acting Associate Commissioner for Special Medical Programs.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16862 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <DEPDOC>[Docket No. FDA-2011-N-0002]</DEPDOC>
        <SUBJECT>Blood Products Advisory Committee; Notice of Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <P>This notice announces a forthcoming meeting of a public advisory committee of the Food and Drug Administration (FDA). The meeting will be open to the public.</P>
        <P>
          <E T="03">Name of Committee:</E>Blood Products Advisory Committee.</P>
        <P>
          <E T="03">General Function of the Committee:</E>To provide advice and recommendations to the Agency on FDA's regulatory issues.</P>
        <P>
          <E T="03">Date and Time:</E>The meeting will be held on August 2, 2011, from 1:30 p.m. to 5 p.m. and on August 3, 2011, from 8 a.m. to 2:30 p.m.</P>
        <P>
          <E T="03">Location:</E>Hilton Hotel, Washington, DC North Gaithersburg, 620 Perry Pkwy., Gaithersburg, MD 20877, 301-977-8900. For those unable to attend in person, the meeting will also be Web cast. The Web cast will be available at the following links.</P>
        <P>Blood Products Advisory Committee Day 1:<E T="03">http://fda.yorkcast.com/webcast/Viewer/?peid=b6ce0d080a594ddf9d362a0b1815b4491d.</E>
        </P>
        <P>Blood Products Advisory Committee Day 2:<E T="03">http://fda.yorkcast.com/webcast/Viewer/?peid=68d4630cf50847c5aaec06b1720f205f1d.</E>
        </P>
        <P>
          <E T="03">Contact Person:</E>Bryan Emery or Rosanna Harvey, Center for Biologics Evaluation and Research (HFM-71), Food and Drug Administration, 1401 Rockville Pike, Rockville, MD 20852, 301-827-0314, or FDA Advisory Committee Information Line, 1-800-741-8138 (301-443-0572 in the Washington, DC area), and follow the prompts to the desired center or product area. Please call the Information Line for up-to-date information on this meeting. A notice in the<E T="04">Federal Register</E>about last minute modifications that impact a previously announced advisory committee meeting cannot always be published quickly enough to provide timely notice. Therefore, you should always check the Agency's Web site and call the appropriate advisory committee hot line/phone line to learn about possible modifications before coming to the meeting.</P>
        <P>
          <E T="03">Agenda:</E>On August 2, 2011, the committee will discuss a study on the incidence of<E T="03">Trypanosoma cruzi</E>infection in blood donors and its implications for selective testing of blood donors. On August 3, 2011, the committee will discuss measures to preserve the blood supply during a severe emergency. In the afternoon, the committee will hear the following updates: Summary of the June 7-8, 2011, Health and Human Services Advisory Committee on Blood Safety and Availability meeting; summary of the May 17-18, 2011, public workshop on risk mitigation strategies to address procoagulant activity in immune globulin products; and summary of the August 1-2, 2011, Transmissible Spongiform Encephalopathies Advisory Committee meeting.</P>

        <P>FDA intends to make background material available to the public no later than 2 business days before the meeting. If FDA is unable to post the background material on its Web site prior to the meeting, the background material will be made publicly available at the location of the advisory committee meeting, and the background material will be posted on FDA's Web site after the meeting. Background material is available at<E T="03">http://www.fda.gov/AdvisoryCommittees/Calendar/default.htm</E>. Scroll down to the appropriate advisory committee link.</P>
        <P>
          <E T="03">Procedure:</E>Interested persons may present data, information, or views, orally or in writing, on issues pending before the committee. Written submissions may be made to the contact person on or before July 26, 2011. Oral presentations from the public will be scheduled on August 2, 2011, between approximately 3:30 and 4 p.m. and on August 3, 2011, between approximately 11 and 11:30 a.m. Those individuals interested in making formal oral presentations should notify the contact person and submit a brief statement of the general nature of the evidence or arguments they wish to present, the names and addresses of proposed participants, and an indication of the approximate time requested to make their presentation on or before July 18, 2011. Time allotted for each presentation may be limited. If the number of registrants requesting to speak is greater than can be reasonably accommodated during the scheduled open public hearing session, FDA may conduct a lottery to determine the speakers for the scheduled open public hearing session. The contact person will notify interested persons regarding their request to speak by July 19, 2011.</P>
        <P>Persons attending FDA's advisory committee meetings are advised that the Agency is not responsible for providing access to electrical outlets.</P>
        <P>FDA welcomes the attendance of the public at its advisory committee meetings and will make every effort to accommodate persons with physical disabilities or special needs. If you require special accommodations due to a disability, please contact Bryan Emery or Rosanna Harvey at least 7 days in advance of the meeting.</P>

        <P>FDA is committed to the orderly conduct of its advisory committee meetings. Please visit our Web site at<E T="03">http://www.fda.gov/AdvisoryCommittees/AboutAdvisoryCommittees/ucm111462.htm</E>for procedures on public conduct during advisory committee meetings.</P>
        <P>Notice of this meeting is given under the Federal Advisory Committee Act (5 U.S.C. app. 2).</P>
        <SIG>
          <DATED>Dated: June 30, 2011.</DATED>
          <NAME>Jill Hartzler Warner,</NAME>
          <TITLE>Acting Associate Commissioner for Special Medical Programs.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16859 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="39406"/>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>National Eye Institute; Notice of Closed Meetings</SUBJECT>
        <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meetings.</P>
        <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
        
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>National Eye Institute Special Emphasis Panel, NEI Research Program Grant Applications II.</P>
          <P>
            <E T="03">Date:</E>July 6, 2011.</P>
          <P>
            <E T="03">Time:</E>1:30 p.m. to 2:30 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>National Institutes of Health, NEI, 5635 Fishers Lane, Rockville, MD 20892, (Telephone Conference Call).</P>
          <P>
            <E T="03">Contact Person:</E>Anne E. Schaffner, PhD, Scientific Review Officer, Division of Extramural Research, National Eye Institute, National Institutes of Health, 5635 Fishers Lane, Suite 1300, MSC 9300, 301-451-2020,<E T="03">aes@nei.nih.gov.</E>
          </P>
          
          <P>This notice is being published less than 15 days prior to the meeting due to the timing limitations imposed by the review and funding cycle.</P>
          
          <P>
            <E T="03">Name of Committee:</E>National Eye Institute Special Emphasis Panel, NEI Mentored Training Grant Applications.</P>
          <P>
            <E T="03">Date:</E>July 18-19, 2011.</P>
          <P>
            <E T="03">Time:</E>9 a.m. to 9 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>National Institutes of Health, NEI, 5635 Fishers Lane, Rockville, MD 20892, (Virtual Meeting).</P>
          <P>
            <E T="03">Contact Person:</E>Anne E. Schaffner, PhD, Scientific Review Officer, Division of Extramural Research, National Eye Institute, National Institutes of Health, 5635 Fishers Lane, Suite 1300, MSC 9300, 301-451-2020,<E T="03">aes@nei.nih.gov.</E>
          </P>
          <P>
            <E T="03">Name of Committee:</E>National Eye Institute Special Emphasis Panel, NEI Translational Grant Review.</P>
          <P>
            <E T="03">Date:</E>July 25, 2011.</P>
          <P>
            <E T="03">Time:</E>8:30 a.m. to 5 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>Embassy Suites at the Chevy Chase Pavilion, 4300 Military Road NW., Chevy Chase II, Washington, DC 20015.</P>
          <P>
            <E T="03">Contact Person:</E>Daniel R. Kenshalo, PhD, Scientific Review Officer, Division of Extramural Research, National Eye Institute, National Institutes of Health, 5635 Fishers Lane, Suite 1300, MSC 9300, 301-451-2020,<E T="03">kenshalod@nei.nih.gov.</E>
          </P>
          
          <P>
            <E T="03">Name of Committee:</E>National Eye Institute Special Emphasis Panel, NEI Research Project Grant Applications.</P>
          <P>
            <E T="03">Date:</E>August 2-3, 2011.</P>
          <P>
            <E T="03">Time:</E>9 a.m. to 9 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>National Institutes of Health, NEI, 5635 Fishers Lane, Rockville, MD 20892, (Virtual Meeting).</P>
          <P>
            <E T="03">Contact Person:</E>Anne E. Schaffner, PhD, Scientific Review Officer, Division of Extramural Research, National Eye Institute, National Institutes of Health, 5635 Fishers Lane, Suite 1300, MSC 9300, 301-451-2020,<E T="03">aes@nei.nih.gov.</E>
          </P>
          
          <FP>Catalogue of Federal Domestic Assistance Program Nos. 93.867, Vision Research, National Institutes of Health, (HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16852 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>National Institute on Alcohol Abuse and Alcoholism; Notice of Meeting</SUBJECT>
        <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of a meeting of the National Advisory Council on Alcohol Abuse and Alcoholism.</P>
        <P>The meeting will be open to the public as indicated below, with attendance limited to space available. Individuals who plan to attend and need special assistance, such as sign language interpretation or other reasonable accommodations, should notify the Contact Person listed below in advance of the meeting.</P>
        <P>The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
        
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>National Advisory Council on Alcohol Abuse and Alcoholism.</P>
          <P>
            <E T="03">Date:</E>September 12-13, 2011.</P>
          <P>
            <E T="03">Closed:</E>September 12, 2011, 3:30 p.m. to 5:30 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>National Institutes of Health, Building 1, 1 Center Drive, WIlson Hall, Bethesda, MD 20892.</P>
          <P>
            <E T="03">Open:</E>September 13, 2011, 9 a.m. to 1 p.m.</P>
          <P>
            <E T="03">Agenda:</E>Report from the Insitute Director.</P>
          <P>
            <E T="03">Place:</E>National Institutes of Health, Building 1, 1 Center Drive, Wilson Hall, Bethesda, MD 20892.</P>
          <P>
            <E T="03">Contact Person:</E>Abraham P. Bautista, Ph.D., Executive Secretary, National Institute on Alcohol Abuse &amp; Alcoholism, National Institutes of Health, 5635 Fishers Lane, RM 2085, Rockville, MD 20852, 301-443-9737,<E T="03">bautista@mail.nih.gov.</E>
          </P>
        </EXTRACT>
        

        <P>Information is also available on the Institute's/Center's home page:<E T="03">http://www.silk.nih.gov/silk/niaaa1/about/roster.htm,</E>where an agenda and any additional information for the meeting will be posted when available.</P>
        
        <EXTRACT>
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.271, Alcohol Research Career Development Awards for Scientists and Clinicians; 93.272, Alcohol National Research Service Awards for Research Training; 93.273, Alcohol Research Programs; 93.891, Alcohol Research Center Grants; 93.701, ARRA Related Biomedical Research and Research Support Awards., National Institutes of Health, HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16858 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <DEPDOC>[Docket No. DHS-2011-0052]</DEPDOC>
        <SUBJECT>DHS Data Privacy and Integrity Advisory Committee</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Privacy Office, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Committee Management; Request for Applicants for Appointment to the DHS Data Privacy and Integrity Advisory Committee.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Homeland Security Privacy Office is seeking applicants for appointment to the DHS Data Privacy and Integrity Advisory Committee.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Applications for membership must reach the Department of Homeland Security Privacy Office at the address below on or before August 15, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>If you wish to apply for membership, please submit the documents described below to Martha K. Landesberg, Executive Director, DHS<PRTPAGE P="39407"/>Data Privacy and Integrity Advisory Committee, by either of the following methods:</P>
          <P>•<E T="03">E-mail: PrivacyCommittee@dhs.gov.</E>Include the Docket Number (DHS-2011-0052) in the subject line of the message.</P>
          <P>•<E T="03">Fax:</E>(703) 235-0442.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Martha K. Landesberg, Executive Director, DHS Data Privacy and Integrity Advisory Committee, Department of Homeland Security, Washington, DC 20528, by telephone (703) 235-0780, by fax (703) 235-0442, or by e-mail to<E T="03">PrivacyCommittee@dhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The DHS Data Privacy and Integrity Advisory Committee is an advisory committee established in accordance with the provisions of the Federal Advisory Committee Act (FACA), 5 U.S.C.A. App. 2. The Committee was established by the Secretary of Homeland Security under the authority of 6 U.S.C. 451 and provides advice at the request of the Secretary and the DHS Chief Privacy Officer on programmatic, policy, operational, administrative, and technological issues within DHS that relate to personally identifiable information (PII), as well as data integrity and other privacy-related matters. The duties of the Committee are solely advisory in nature. In developing its advice and recommendations, the Committee may, consistent with the requirements of the FACA, conduct studies, inquiries, workshops and seminars in consultation with individuals and groups in the privacy sector and/or other governmental entities. The Committee typically meets four times in a calendar year.</P>
        <P>
          <E T="03">Committee Membership:</E>The DHS Privacy Office is seeking applicants for terms to expire on January 31, 2014. Members are appointed by and serve at the pleasure of the Secretary of the Department of Homeland Security, and must be specially qualified to serve on the Committee by virtue of their education, training, and experience in the fields of data protection, privacy, and/or emerging technologies. Pursuant to the FACA, the Committee's Charter requires that Committee membership be balanced to include:</P>
        <P>1. Individuals who are currently working in the areas of higher education or research in public (except Federal) or not-for-profit institutions;</P>
        <P>2. Individuals currently working in non-governmental industry or commercial interests, including at least one individual who is familiar with the data concerns of small to medium enterprises; and</P>
        <P>3. Other individuals, as determined appropriate by the Secretary.</P>
        <P>Committee members serve as Special Government Employees (SGE) as defined in section 202(a) of title 18 United States Code. As such, they are subject to Federal conflict of interest laws and government-wide standards of conduct regulations. Members must annually file Confidential Financial Disclosure Reports (OGE Form 450) for review and approval by Department ethics officials. DHS may not release these reports or the information in them to the public except under an order issued by a Federal court or as otherwise provided under the Privacy Act (5 U.S.C. 552a). Committee members are also required to have an appropriate security clearance as a condition of their appointment. Members are not compensated for their service on the Committee; however, while attending meetings or otherwise engaged in Committee business, members may receive travel expenses and per diem in accordance with Federal regulations.</P>
        <P>
          <E T="03">Committee History and Activities:</E>All individuals interested in applying for Committee membership should review the history of the Committee's work. The Committee's charter and current membership, transcripts of Committee meetings, and all of the Committee's reports and recommendations to the Department are posted on the Committee's Web page on the DHS Privacy Office Web site (<E T="03">http://www.dhs.gov/privacy</E>).</P>
        <HD SOURCE="HD1">Applying for Membership</HD>
        <P>If you are interested in applying for membership on the DHS Data Privacy and Integrity Advisory Committee, please submit the following documents to Martha K. Landesberg, Executive Director, at the address provided below by August 15, 2011:</P>
        <P>1. A current resume; and</P>
        <P>2. A letter that explains your qualifications for service on the Committee and describes in detail how your experience is relevant to the Committee's work.</P>

        <P>Your resume and your letter will be weighed equally in the application review process. Please note that by Administration policy individuals who are registered as Federal lobbyists are not eligible to serve on Federal advisory committees. If you are registered as a Federal lobbyist and you have actively lobbied at any time since August 15, 2009, you are not eligible to apply for membership on the DHS Data Integrity and Privacy Advisory Committee. Applicants selected for membership will be required to certify, pursuant to 28 U.S.C. 1746, that they are not registered as Federal lobbyists.Please send your documents to Martha K. Landesberg, Executive Director, DHS Data Privacy and Integrity Advisory Committee, by<E T="03">either</E>of the following methods:</P>
        <P>•<E T="03">E-mail: PrivacyCommittee@dhs.gov.</E>
        </P>
        <P>•<E T="03">Fax:</E>(703) 235-0442.</P>
        <HD SOURCE="HD2">Privacy Act Statement: DHS's Use of Your Information</HD>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>DHS requests that you voluntarily submit this information under its following authorities: the Federal Records Act, 44 U.S.C. 3101; the FACA, 5 U.S.C.A. App. 2; and the Privacy Act of 1974, 5 U.S.C. 552a.</P>
        </AUTH>
        
        <P>
          <E T="03">Principal Purposes:</E>When you apply for appointment to the DHS Data Privacy and Integrity Advisory Committee, DHS collects your name, contact information, and any other personal information that you submit in conjunction with your application. We will use this information to evaluate your candidacy for Committee membership. If you are chosen to serve as a Committee member, your name will appear in publicly-available Committee documents, membership lists, and Committee reports.</P>
        <P>
          <E T="03">Routine Uses and Sharing:</E>In general, DHS will not use the information you provide for any purpose other than the Principal Purposes, and will not share this information within or outside the agency. In certain circumstances, DHS may share this information on a case-by-case basis as required by law or as necessary for a specific purpose, as described in the DHS/ALL-009 Department of Homeland Security Advisory Committees System of Records Notice (October 3, 2008, 73 FR 63181).</P>
        <P>
          <E T="03">Effects of Not Providing Information:</E>You may choose not to provide the requested information or to provide only some of the information DHS requests. If you choose not to provide some or all of the requested information, DHS may not be able to consider your application for appointment to the Data Privacy and Integrity Advisory Committee.</P>
        <P>
          <E T="03">Accessing and Correcting Information:</E>If you are unable to access or correct this information by using the method that you originally used to submit it, you may direct your request in writing to the DHS Chief FOIA Officer at<E T="03">foia@dhs.gov.</E>Additional instructions are available at<E T="03">http://www.dhs.gov/foia</E>and in the DHS/ALL-002 Mailing and Other Lists System of Records referenced above.</P>
        <SIG>
          <PRTPAGE P="39408"/>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Mary Ellen Callahan,</NAME>
          <TITLE>Chief Privacy Officer,Department of Homeland Security.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16804 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-9L-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <DEPDOC>[Docket No. DHS-2011-0061]</DEPDOC>
        <SUBJECT>Privacy Act of 1974; Department of Homeland Security/ALL-030 Use of the Terrorist Screening Database System of Records</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Privacy Office, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Privacy Act system of records.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>In accordance with the Privacy Act of 1974 the Department of Homeland Security proposes to establish a new Department-wide system of records notice entitled, “Department of Homeland Security/ALL-030 Use of the Terrorist Screening Database System of Records.” The Department of Homeland Security is maintaining a mirror copy of the Department of Justice/Federal Bureau of Investigation-019 Terrorist Screening Records System of Records, August 22, 2007, in order to automate and simplify the current method for transmitting the Terrorist Screening Database to the Department of Homeland Security and its components. Additionally, the Department of Homeland Security is issuing a Notice of Proposed Rulemaking concurrent with this system of records elsewhere in the<E T="04">Federal Register</E>. This newly established system will be included in the Department of Homeland Security's inventory of record systems.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Submit comments on or before August 5, 2011. This new system will be effective August 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by docket number DHS-2011-0061 by one of the following methods:</P>
          <P>•<E T="03">Federal e-Rulemaking Portal: http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>703-483-2999.</P>
          <P>•<E T="03">Mail:</E>Mary Ellen Callahan, Chief Privacy Officer, Privacy Office, Department of Homeland Security, Washington, DC 20528.</P>
          <P>•<E T="03">Instructions:</E>All submissions received must include the agency name and docket number for this rulemaking. All comments received will be posted without change to<E T="03">http://www.regulations.gov,</E>including any personal information provided.</P>
          <P>•<E T="03">Docket:</E>For access to the docket to read background documents or comments received go to<E T="03">http://www.regulations.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>For general questions and privacy issues please contact: Mary Ellen Callahan (703-235-0780), Chief Privacy Officer, Privacy Office, Department of Homeland Security, Washington, DC 20528.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <P>In accordance with the Privacy Act of 1974, 5 U.S.C. 552a, the Department of Homeland Security (DHS) proposes to establish a new system of records titled, “DHS/ALL-030 Use of the Terrorist Screening Database (TSDB) System of Records.” DHS is maintaining a mirror copy of the Department of Justice (DOJ)/Federal Bureau of Investigation (FBI)-019 Terrorist Screening Records System of Records (August 22, 2007, 72 FR 47073) in order to automate and simplify the current method for transmitting the TSDB to DHS and its components.</P>
        <P>Homeland Security Presidential Directive 6 (HSPD-6), issued in September 2003, called for the establishment and use of a single consolidated watchlist to improve the identification, screening, and tracking of known or suspected terrorists and their supporters. The FBI/TSC maintains and distributes the TSDB as the U.S. government's consolidated terrorist watchlist. DHS and the FBI/TSC, working together, have developed the DHS Watchlist Service (WLS) in order to automate and simplify the current method for transmitting TSDB records from the FBI/TSC to DHS and its components.</P>
        <P>The WLS allows the FBI/TSC and DHS to move away from a manual and cumbersome process of data transmission and management to an automated and centralized process. The WLS will replace multiple data feeds from the FBI/TSC to DHS and its components, as documented by information sharing agreements, with a single feed from the FBI/TSC to DHS and its components. The WLS is a system to system secure connection with no direct user interface.</P>
        <P>DHS and its components are authorized to access TSDB records via the WLS pursuant to the terms of information sharing agreements with FBI/TSC. DHS is publishing this SORN and has published privacy impact assessments to provide additional transparency into how DHS has implemented WLS. DHS will review and update this SORN no less then biennially as new DHS systems come online with the WLS and are approved consistent with the terms of agreements with FBI/TSC. There are five DHS systems that currently receive TSDB data directly from the FBI/TSC and will use the WLS. These systems have existing SORNs that cover the use of the TSDB:</P>
        <P>(1) Transportation Security Administration (TSA), Office of Transportation Threat Assessment and Credentialing: DHS/TSA-002 Transportation Security Threat Assessment System (May 19, 2010, 75 FR 28046);</P>
        <P>(2) TSA, Secure Flight Program: DHS/TSA-019 Secure Flight Records System (November 9, 2007, 72 FR 63711);</P>
        <P>(3) U.S. Customs and Border Protection (CBP), Passenger Systems Program Office for inclusion in TECS: DHS/CBP-011 TECS System (December 19, 2008 73 FR 77778);</P>
        <P>(4) U.S. Visitor and Immigrant Status Indicator Technology (US-VISIT) Program for inclusion into the DHS Enterprise Biometrics Service (IDENT): DHS/USVISIT-0012 DHS Automated Biometric Identification System (June 5, 2007, 72 FR 31080); and</P>
        <P>In addition, two DHS components will receive TSDB data via the WLS in the form of a computer readable extract. The components' use of the TSDB data is covered by existing SORNs:</P>
        <P>(1) Office of Intelligence and Analysis (I&amp;A): DHS/IA-001 Enterprise Records System, (May 15, 2008 73 FR 28128), and</P>
        <P>(2) U.S. Immigration and Customs Enforcement (ICE): DHS/ICE-009 External Investigations, (January 5, 2010 75 FR 404).</P>
        <P>Information stored in the WLS will be shared back with the FBI/TSC in order to ensure that DHS and the FBI/TSC can reconcile any differences in the database and ensure DHS has the most up-to-date and accurate version of TSDB records. All other sharing will be conducted pursuant to the programmatic system of records notices and privacy impact assessments discussed in this SORN.</P>
        <P>DHS is planning future enhancements to the WLS that will provide for a central mechanism to receive information from DHS components when they encounter a potential match to the TSDB and send this information to the FBI/TSC. DHS will update this SORN to reflect such enhancements to the WLS, as part of its biennial reviews of this SORN once that capability is implemented.</P>

        <P>DHS is publishing this SORN to cover the Department's use of the TSDB in<PRTPAGE P="39409"/>order to provide greater transparency to the process.</P>
        <P>Concurrent with the publication of this SORN, DHS is issuing a Notice of Proposed Rulemaking to exempt this system from specific sections of the Privacy Act.</P>
        <HD SOURCE="HD1">II. Privacy Act</HD>
        <P>The Privacy Act embodies fair information principles in a statutory framework governing the means by which the United States Government collects, maintains, uses, and disseminates individuals' records. The Privacy Act applies to information that is maintained in a “system of records.” A “system of records” is a group of any records under the control of an agency for which information is retrieved by the name of an individual or by some identifying number, symbol, or other identifying particular assigned to the individual. In the Privacy Act, an individual is defined to encompass United States citizens and lawful permanent residents. As a matter of policy, DHS extends administrative Privacy Act protections to all individuals where systems of records maintain information on U.S. citizens, lawful permanent residents, and visitors. Individuals may request access to their own records that are maintained in a system of records in the possession or under the control of DHS by complying with DHS Privacy Act regulations, 6 CFR Part 5.</P>
        <P>The Privacy Act requires each agency to publish in the<E T="04">Federal Register</E>a description denoting the type and character of each system of records that the agency maintains, and the routine uses that are contained in each system in order to make agency record keeping practices transparent, to notify individuals regarding the uses to their records are put, and to assist individuals to more easily find such files within the agency. Below is the description of the DHS/ALL-030 Use of the Terrorist Screening Database system of records.</P>
        <P>In accordance with 5 U.S.C. 552a(r), DHS has provided a report of this system of records to the Office of Management and Budget and to Congress.</P>
        <PRIACT>
          <HD SOURCE="HD1">System of Records</HD>
          <HD SOURCE="HD1">DHS/ALL-030</HD>
          <HD SOURCE="HD2">System name:</HD>
          <P>Department of Homeland Security (DHS)/ALL-030 Use of the Terrorist Screening Database (TSDB) System of Records</P>
          <HD SOURCE="HD2">Security classification:</HD>
          <P>Unclassified.</P>
          <HD SOURCE="HD2">System location:</HD>
          <P>Records are maintained at DHS and Component Headquarters in Washington, DC and field offices.</P>
          <HD SOURCE="HD2">Categories of individuals covered by the system:</HD>
          <P>Categories of individuals covered by this system include:</P>
          <P>• Individuals known or appropriately suspected to be or have been engaged in conduct constituting, in preparation for, in aid of, or related to terrorism (“known or suspected terrorists”).</P>
          <HD SOURCE="HD2">Categories of records in the system:</HD>
          <P>Categories of records in this system include:</P>
          <P>• Identifying information, such as name, date of birth, place of birth, biometrics, photographs, passport and/or drivers license information, and other available identifying particulars used to compare the identity of an individual being screened with a known or suspected terrorist, including audit records containing this information;</P>
          <P>• For known or suspected terrorists, in addition to the categories of records listed above, references to and/or information from other government law enforcement and intelligence databases, or other relevant databases that may contain terrorism information.</P>
          <HD SOURCE="HD2">Authority for maintenance of the system:</HD>
          <P>• Homeland Security Act of 2002, Public Law 107-296;</P>
          <P>• Section 5 U.S.C. 301;</P>
          <P>• The Tariff Act of 1930, as amended;</P>
          <P>• The Immigration and Nationality Act; and</P>
          <P>• 49 U.S.C. 114, 5103a, 40113, ch. 49 and 46105.</P>
          <HD SOURCE="HD2">Purpose(s):</HD>
          <P>DHS and its components collect, use, maintain, and disseminate information in the DHS Watchlist Service (WLS) to facilitate DHS counterterrorism, law enforcement, border security, and inspection activities. TSDB data, which includes personally identifiable information (PII), is necessary for DHS to effectively and efficiently assess the risk and/or threat posed by a person for the conduct of its mission.</P>
          <P>The Federal Bureau of Investigation (FBI)/Terrorist Screening Center (TSC) is providing a near real time, synchronized version of the TSDB in order to improve the timeliness and governance of watchlist data exchanged between the FBI/TSC and DHS and its component systems that currently use watchlist data.</P>
          <HD SOURCE="HD2">Routine uses of records maintained in the system, including categories of users and the purposes of such uses:</HD>
          <P>In addition to those disclosures generally permitted under 5 U.S.C. 552a(b) of the Privacy Act all or a portion of the records or information contained in this system may be disclosed outside DHS as a routine use pursuant to 5 U.S.C. 552a(b)(3) as follows:</P>
          <P>A. To the Department of Justice (DOJ)/FBI/TSC in order to receive confirmations that the information has been appropriately transferred and any other information related to the reconciliation process so that DHS is able to maintain a mirror copy of the TSDB.</P>
          <P>This system will share information internal to the Department pursuant to (b)(1) of the Privacy Act. Besides the routine use described above, external sharing shall occur at the programmatic level pursuant to following published System of Records Notices:</P>
          <P>(1) TSA, Office of Transportation Threat Assessment and Credentialing: DHS/TSA-002 Transportation Security Threat Assessment System (May 19, 2010, 75 FR 28046);</P>
          <P>(2) TSA, Secure Flight Program: DHS/TSA-019 Secure Flight Records System (November 9, 2007, 72 FR 63711);</P>
          <P>(3) CBP, Passenger Systems Program Office for inclusion in TECS: DHS/CBP-011 TECS System (December 19, 2008 73 FR 77778);</P>
          <P>(4) U.S. VISIT program for inclusion into the DHS Enterprise Biometrics Service (IDENT): DHS/USVISIT-0012 DHS Automated Biometric Identification System (June 5, 2007, 72 FR 31080);</P>
          <P>(5) Office of Intelligence and Analysis (I&amp;A): DHS/IA-001 Enterprise Records System, (May 15, 2008 73 FR 28128), and</P>
          <P>(6) U.S. Immigration and Customs Enforcement (ICE): DHS/ICE-009 External Investigations, (January 5, 2010 75 FR 404).</P>
          <HD SOURCE="HD2">Disclosure to consumer reporting agencies:</HD>
          <P>None.</P>
          <HD SOURCE="HD2">Policies and practices for storing, retrieving, accessing, retaining, and disposing of records in the system:</HD>
          <HD SOURCE="HD2">Storage:</HD>

          <P>Records in this system are stored electronically or on paper in secure facilities in a locked drawer behind a locked door. The records are stored on magnetic disc, tape, digital media, and CD-ROM.<PRTPAGE P="39410"/>
          </P>
          <HD SOURCE="HD2">Retrievability:</HD>
          <P>Records may be retrieved by name or personal identifier.</P>
          <HD SOURCE="HD2">Safeguards:</HD>
          <P>Records in this system are safeguarded in accordance with applicable rules and policies, including all applicable DHS automated systems security and access policies. Strict controls have been imposed to minimize the risk of compromising the information that is being stored. Access to the computer system containing the records in this system is limited to those individuals who have a need to know the information for the performance of their official duties and who have appropriate clearances or permissions.</P>
          <HD SOURCE="HD2">Retention and disposal:</HD>
          <P>The WLS will maintain a near real time mirror of the TSDB, and will not retain historical copies of the TSDB. The WLS will be synchronized with the TSDB. When the FBI/TSC adds, modifies, or deletes data from the TSDB, the WLS will duplicate these functions almost simultaneously, and that information will then be passed to DHS and its component systems. The DHS component that is screening individuals will maintain, separate from the WLS, a record of a match or possible match with the TSDB and DHS will retain this information in accordance with the DHS component specific SORNs identified in this notice.</P>
          <HD SOURCE="HD2">System Manager and address:</HD>
          <P>Executive Director, Passenger Systems Program Office, Office of Information Technology, Customs and Border Protection, 7400 Fullerton Rd, Springfield, VA.</P>
          <HD SOURCE="HD2">Notification procedure:</HD>

          <P>The Secretary of Homeland Security has exempted this system from the notification, access, and amendment procedures of the Privacy Act because it is a law enforcement system. However, DHS and its components will consider individual requests to determine whether or not information may be released. Thus, individuals seeking notification of and access to any record contained in this system of records, or seeking to contest its content, may submit a request in writing to the Headquarters or component FOIA Officer, whose contact information can be found at<E T="03">http://www.dhs.gov/foia</E>under “contacts.” If an individual believes more than one component maintains Privacy Act records concerning him or her the individual may submit the request to the Chief Privacy Officer and Chief Freedom of Information Act Officer, Department of Homeland Security, 245 Murray Drive, SW., Building 410, STOP-0655, Washington, DC 20528.</P>
          <P>When seeking records about yourself from this system of records or any other Departmental system of records your request must conform with the Privacy Act regulations set forth in 6 CFR Part 5. You must first verify your identity, meaning that you must provide your full name, current address, and date and place of birth. You must sign your request, and your signature must either be notarized or submitted under 28 U.S.C. 1746, a law that permits statements to be made under penalty of perjury, as a substitute for notarization. In addition you should provide the following:</P>
          <P>• An explanation of why you believe the Department would have information on you;</P>
          <P>• Identify which component(s) of the Department you believe may have the information about you;</P>
          <P>• Specify when you believe the records would have been created;</P>
          <P>• Provide any other information that will help the FOIA staff determine which DHS component agency may have responsive records; and</P>
          <P>• If your request is seeking records pertaining to another living individual, you must include a statement from that individual certifying his/her agreement for you to access his/her records.</P>
          <P>Without this bulleted information the component(s) may not be able to conduct an effective search, and your request may be denied due to lack of specificity or lack of compliance with applicable regulations.</P>
          <P>In addition, if individuals are uncertain what agency handles the information, they may seek redress through the DHS Traveler Inquiry Redress Program (TRIP) (January 18, 2007, 72 FR 2294). Individuals who believe they have been improperly denied entry, refused boarding for transportation, or identified for additional screening by CBP may submit a redress request through TRIP.</P>

          <P>TRIP is a single point of contact for individuals who have inquiries or seek resolution regarding difficulties they experienced during their travel screening at transportation hubs such as airports and train stations or crossing U.S. borders. Redress requests should be sent to: DHS Traveler Redress Inquiry Program, 601 South 12th Street, TSA-901, Arlington, VA 20598 or online at<E T="03">http://www.dhs.gov/trip</E>and at<E T="03">http://www.dhs.gov.</E>
          </P>
          <HD SOURCE="HD2">Record access procedures:</HD>
          <P>See “Notification procedure” above.</P>
          <HD SOURCE="HD2">Contesting record procedures:</HD>
          <P>See “Notification procedure” above.</P>
          <HD SOURCE="HD2">Record source categories:</HD>
          <P>Records are received from the DOJ/FBI-019 Terrorist Screening Records System of Records (August 22, 2007, 72 FR 47073)</P>
          <HD SOURCE="HD2">Exemptions claimed for the system:</HD>
          <P>The Secretary of Homeland Security has exempted this system from the following provisions of the Privacy Act, subject to the limitations set forth in 5 U.S.C. 552a(c)(3) and (c)(4); (d); (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (e)(12); (f); (g)(1); and (h) pursuant to 5 U.S.C. 552a(j)(2). Additionally, the Secretary of Homeland Security has exempted this system from the following provisions of the Privacy Act, subject to the limitation set forth in 5 U.S.C. 552a(c)(3); (d); (e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I); and (f) pursuant to 5 U.S.C. 552a(k)(1) and (k)(2).</P>
        </PRIACT>
        <SIG>
          <NAME>Mary Ellen Callahan,</NAME>
          <TITLE>Chief Privacy Officer, Department of Homeland Security.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16807 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <DEPDOC>[Docket No. USCG-2011-0539]</DEPDOC>
        <SUBJECT>National Offshore Safety Advisory Committee; Vacancies</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Request for applications.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard seeks applications for membership on the National Offshore Safety Advisory Committee. This Committee advises the Secretary of Department of Homeland Security on matters and actions concerning activities directly involved with or in support of the exploration of offshore mineral and energy resources insofar as they relate to matters within Coast Guard jurisdiction.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Applicants should submit a cover letter and resume in time to reach the Alternate Designated Federal Officer (ADFO) on or before August 22, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Applicants should send their cover letter and resume to the following address: Commandant (CG-5222), Attn: Vessel and Facility Operations Standards, U.S. Coast Guard, 2100 Second Street, SW., STOP 7126, Washington, DC 20593-7126; or by calling (202) 372-1386; or by faxing (202) 372-1926; or by e-mailing to<E T="03">Kevin.Y.Pekarek2@uscg.mil.</E>
            <PRTPAGE P="39411"/>
          </P>

          <P>This notice, is available in our online docket, USCG-2011-0539, at<E T="03">http://www.regulations.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Kevin Y. Pekarek, ADFO of National Offshore Safety Advisory Committee (NOSAC); telephone (202) 372-1386; fax (202) 372-1926; or e-mail at<E T="03">Kevin.Y.Pekarek2@uscg.mil.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The National Offshore Safety Advisory Committee (NOSAC) is a Federal advisory committee under 5 U.S.C. App. (Pub. L. 92-463). It was established under authority of Title 6 U.S.C. section 451 and advises the Secretary of Homeland Security on matters affecting the offshore industry.</P>
        <P>The Committee is expected to meet approximately twice per year as called for by its charter and normally meets in Houston, Texas or New Orleans, Louisiana. It may also meet for extraordinary purposes. NOSAC or its subcommittees may conduct telephonic meetings at other times throughout the year when necessary for specific tasking.</P>
        <P>We will consider applications for five positions that will become vacant on January 31, 2012.</P>
        <P>(a) One member representing enterprises specializing in the support, by offshore supply vessels or other vessels, of offshore mineral and oil operations including geophysical services;</P>
        <P>(b) One member representing construction of offshore exploration and recovery facilities;</P>
        <P>(c) One member representing employees of companies engaged in offshore operations, who should have recent practical experience on vessels or offshore units involved in the offshore mineral and energy industry;</P>
        <P>(d) One member representing enterprises specializing in offshore drilling; and,</P>
        <P>(e) One member representing companies engaged in production of petroleum.</P>
        <P>To be eligible, applicants for all available positions should have expertise and/or knowledge and experience regarding the technology, equipment and techniques that are used or are being developed for use in the exploration for and the recovery of offshore mineral resources.</P>
        <P>Registered lobbyists are not eligible to serve on federal advisory committees. Registered lobbyists are lobbyists required to comply with provisions contained in the Lobbying Disclosure Act of 1995 (Pub. L. 110-81, as amended). Each NOSAC Committee member serves a term of office of up to three years. Members may be considered to serve consecutive terms. All members serve at their own expense and receive no salary or reimbursement of travel expenses, or other compensation from the Federal Government.</P>
        <P>In support of the policy of the Coast Guard on gender and ethnic nondiscrimination, we encourage qualified men and women of all racial and ethnic groups to apply. The Coast Guard values diversity; all different characteristics and attributes of persons that enhance the mission of the Coast Guard.</P>
        <P>If you are interested in applying to become a member of the Committee, send your cover letter and resume to Kevin Y. Pekarek, ADFO of NOSAC at Commandant (CG-5222)/NOSAC, U.S. Coast Guard, 2100 Second Street, SW., STOP 7126, Washington, DC 20593-7126. Send your cover letter and resume in time for it to be received by the ADFO on or before August 22, 2011.</P>
        <P>To visit our online docket, go to<E T="03">http://www.regulations.gov,</E>enter the docket number for this notice (USCG-2011-0539) in the Search box, and click “Go.” Please do not post your resume on this site.</P>
        <SIG>
          <DATED>Dated: June 30, 2011.</DATED>
          <NAME>F. J. Sturm,</NAME>
          <TITLE>Acting Director of Commercial Regulations and Standards.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16913 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <DEPDOC>[Docket No. USCG-2011-0012]</DEPDOC>
        <SUBJECT>Self-Defense of Vessels of the United States</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of policy.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard has completed a review of policy and public comments received regarding standard rules for the use of force for self-defense of vessels of the United States as described in the Coast Guard Authorization Act of 2010. It has determined that the existing guidance regarding the use of force provides an adequate framework for standard rules for the use of force for self-defense against piracy.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This notice is effective on July 6, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>The policy letter and other documents mentioned in this preamble as being available in the docket, are part of docket USCG-2011-0012 and are available for inspection or copying at the Docket Management Facility, U.S. Department of Transportation, West Building Ground floor, Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590-0001, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. You may also find this docket on the Internet at<E T="03">http://www.regulations.gov</E>.</P>

          <P>This policy is also available on the U.S. Coast Guard's Homeport Web site at<E T="03">http://homeport.uscg.mil</E>by clicking the International Port Security Program tab &gt; Port Security Advisory &gt; Port Security Advisory (03-09).</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions concerning the policy, please call LCDR John Reardon, Office of Maritime and International Law, United States Coast Guard; telephone 202-372-1129, e-mail<E T="03">John.C.Reardon@uscg.mil.</E>If you have questions on viewing the docket, call Ms. Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background and Purpose</HD>
        <P>The Coast Guard is publishing this notice to affirm that guidance published by the Coast Guard, in Port Security Advisory (PSA) 03-09, provides adequate guidance on conduct relating to section 912 of the Coast Guard Authorization Act of 2010 (CGAA). Section 912 of the CGAA states that an owner, operator, time charterer, master, mariner, or individual who uses force or authorizes the use of force to defend a vessel of the United States against an act of piracy shall not be liable for monetary damages for any injury or death caused by such force to any person engaging in an act of piracy if such force was in accordance with standard rules for the use of force in self-defense of vessels prescribed by the Secretary.</P>

        <P>In accordance with Section 912 of the CGAA, the Coast Guard requested input from the public and representatives of industry and labor in order to determine if the current authorization in 33 U.S.C. 383, Resistance of Pirates by Merchant Vessels, and Coast Guard guidance in PSA 3-09 provides an adequate framework for standard rules for the use of force for self-defense of vessels of the United States. 76 FR 4706. The Coast Guard received eleven comments, which are available in the public docket found on<E T="03">http://www.regulations.gov.</E>After review of the comments received, the Coast Guard has determined the policy regarding standard rules for the<PRTPAGE P="39412"/>use of force for self-defense or defense of others is sufficient.</P>
        <P>The majority of the comments were supportive of the overall current guidance and stated the well-established rights of self-defense of seafarers in 33 U.S.C. 383, accompanied by the advisory guidelines of PSA 3-09, are an adequate framework. One comment stated that PSA 3-09 constitutes sufficient information to be considered standard rules and requires no alteration. Another comment stated that PSA 3-09 adequately describes the masters' authority and discretion in the use of self-defense and did not believe more specific guidance was necessary. The comment further stated that 33 U.S.C. 383 and the Coast Guard Authorization Act of 2010 section 912 provided sufficient immunity for persons defending vessels.</P>
        <P>Of the eleven comments received, several were outside the scope of the guidance, but were constructive suggestions on potential tactics and operations. These comments are helpful and will be considered during routine reviews and updates to other advisories and guidance. For example, three comments urged further deployment of heavier weapons and suggested a legal exemption for merchant vessels to carry machine guns and rocket propelled grenades and for the use of military weapons not permitted under U.S. law. Another urged that restrictions on import/export of weapons be lifted and the international community be pressured to allow deployment of weapons. One commenter suggested that the Coast Guard provide additional guidance on the use of non-deadly force options, including pepper spray and other chemical repellants. Additionally, one comment encouraged the use of Special Forces to respond to hostage situations. One comment noted that armed security teams onboard its vessels had successfully deterred attacks. Other comments noted that the safe room concept (“citadel”) should be reviewed. The Coast Guard continues to examine these and other issues in consultation with interagency and industry partners to ensure the continued development of guidance in responding to piracy.</P>
        <P>Given the existing guidance and the public support for that guidance as revealed in the comments, the Coast Guard has determined that the current authorization in 33 U.S.C. 383, Resistance of Pirates by Merchant Vessels, and the guidance published by the Coast Guard in Port Security Advisory 3-09 provide an adequate framework for standard rules for the use of force for self-defense. We have reproduced the text of Port Security Advisory 03-09 below.</P>
        <HD SOURCE="HD1">Port Security Advisory (03-09)</HD>
        <FP SOURCE="FP-1">Subject: Guidance on Self-Defense or Defense of Others by U.S. Flagged Commercial Vessels Operating in High Risk Waters</FP>
        <HD SOURCE="HD2">1. Purpose</HD>
        <P>This document is intended to provide guidance to U.S. flagged commercial vessels and embarked personnel, including contract security personnel, not entitled to sovereign immunity and operating in High Risk Waters (HRW),<SU>1</SU>
          <FTREF/>for employment of force in self-defense or defense of others, as well as defense of the vessel. This guidance does not apply to U.S. flagged vessels entitled to sovereign immunity. It does not apply to U.S. Government personnel, civilian or military, embarked on non-sovereign-immune U.S. flagged commercial vessels to provide vessel security. This document restates existing law in this area. It does not establish new standards or duties with respect to the right of self-defense or defense of others. The examples provided herein are included merely to illustrate how the outlined principles could apply to the issue of piracy. Actual situations will vary, based on the specific circumstances of a ship's defensive measures and capabilities at hand, and the facts of the situation confronted. This document does not prescribe rules of engagement. Rather, it provides guidance intended to aid companies in the development of their vessel security plan submissions for operating within HRW. This guidance should not be read to mandate specific actions at particular points of time. Nothing in this document prevents an individual from acting in self-defense or defense of others. In addition to the right of self-defense and defense of others, 33 U.S.C. 383 provides authority for the master and crew to respond to a piratical attack, authorizing them to “oppose and defend against any aggression, search, restraint, depredation, or seizure, which shall be attempted upon such vessel * * *”</P>
        <FTNT>
          <P>

            <SU>1</SU>This guidance anticipates that contracted security personnel may be embarked on U.S. flagged merchant ships operating in HRW, but may also or alternatively be embarked on U.S. flagged vessels (not entitled to sovereign immunity) providing a security escort for a U.S. flagged merchant ship operating in HRW.<E T="03">See</E>USCG Minimum Guidelines for Contracted Security Services in High Risk Waters for additional guidance relevant to contracted security personnel.</P>
        </FTNT>
        <HD SOURCE="HD2">2. Definitions</HD>
        <P>The following definitions apply for the purpose of this guidance:</P>
        <P>a.<E T="03">Self-defense or defense of others</E>means the act of thwarting an attack upon oneself, another person, or both by using force, up to and including deadly force.</P>
        <P>b.<E T="03">Defense of the vessel</E>means the act of using force to prevent damage to or theft of a vessel or its property. It is a concept separate from defending individuals embarked aboard the vessel. That is intended to be covered within the definition self-defense or defense of others.</P>
        <P>c.<E T="03">Imminent</E>means may occur at any moment, ready to take place, impending, threateningly or menacingly near or at hand.</P>
        <P>d.<E T="03">Imminent danger</E>means an attacker poses an imminent threat of great bodily harm or death to oneself or others.</P>
        <P>Examples of imminent danger include, but are not limited to, aiming or firing weapons at a U.S. flagged vessel with individuals embarked, or an attempted armed, non-consensual boarding, without legal authority, of a U.S. flagged vessel by another vessel (other than U.S. or foreign warships, law enforcement vessels, or other vessels clearly marked as being on non-commercial government service). It might also include the act of brandishing weapons directed at crewmembers or security personnel, where there is a reasonable belief that the attacker(s) also has the means and opportunity to inflict great bodily harm or death on the individual or others in the vicinity. The determination of imminent danger is fact dependent, and the law may be broader than the paradigm outlined above. Although the law may allow for other considerations, or use slightly differing terminology based on an individual's particular circumstances, the Coast Guard uses the following as a helpful training tool for its members to explain the concept: Imminent danger would exist when an attacker manifests apparent intent to cause great bodily harm or death to oneself or others, as demonstrated by the following elements, each of which is present at the same time:</P>
        <P>(1)<E T="03">Means.</E>The attacker has the apparent ability, either physically (relative size, strength, expertise, or other attributes) or through the use of an object(s), to inflict great bodily harm or death to oneself or others. Physical means can include in some circumstances the use of hands or feet to choke or beat an individual. Objects can include weapons<E T="03">e.g.,</E>firearms, explosives, knives, etc.), as well as other devices under the control of the attacker;</P>
        <P>(2)<E T="03">Opportunity.</E>The combination of circumstances by which an attacker<PRTPAGE P="39413"/>apparently can cause great bodily harm or death to oneself or others (<E T="03">e.g.,</E>access to a weapon that is within range to be used against oneself or others); and</P>
        <P>(3)<E T="03">Act.</E>The attacker makes an overt movement which induces one to reasonably believe that he is manifesting a threat to cause great bodily harm or death to oneself or others (<E T="03">e.g.</E>, an attacker points or discharges a firearm or other weapon at crewmembers or security personnel, or employs or prepares to employ climbing gear for an armed, non-consensual boarding).</P>
        <P>e.<E T="03">Great bodily harm</E>means an injury to the body that results in unconsciousness, protracted and obvious disfigurement, or protracted loss or impairment of the function of a bodily member, organ, or mental faculty. It is synonymous with “serious bodily injury”, “serious bodily harm”, “serious physical injury”, or “grievous bodily injury”.</P>
        <P>f.<E T="03">Force</E>means the affirmative application of techniques or actions, typically listed within the vessel security plan, directed against a specific vessel or person(s).</P>
        <P>g.<E T="03">Non-deadly force</E>means any force other than deadly force.</P>
        <P>h.<E T="03">Deadly force</E>means any force that is likely to cause great bodily harm or death.</P>
        <P>i.<E T="03">Warning shot</E>means a signal to a vessel to stop. The term does not include shots fired as a signal that the use of deadly force is imminent, a technique that should not be employed.</P>
        <HD SOURCE="HD2">3. Guidance</HD>
        <HD SOURCE="HD3">a. Guiding Principles</HD>
        <P>Vessel masters retain control of and authority over their vessels, crewmembers, and embarked security personnel at all times. Any use of force employed in accordance with the guidance set forth herein is subject to the direction of the vessel master. Only that force reasonably necessary under the circumstances should be used. Nothing in the application of this guidance shall be construed as to necessarily require personnel to meet force with equal or lesser force.</P>
        <HD SOURCE="HD3">b. Self-defense or Defense of Others</HD>
        <P>In the exercise of self-defense or defense of others, crew and security personnel may use all available means to apply that force reasonably necessary to defend themselves or others from harm, including the use of deadly force if required.</P>
        <HD SOURCE="HD3">c. Use of Deadly Force</HD>
        <P>Subject to the above, deadly force may only be used in self-defense or defense of others, when an individual has the reasonable belief that the person or persons to which the deadly force would be directed poses an imminent danger of death or great bodily harm. The objective when using deadly force in self-defense or defense of others is defense of life. The use of deadly force in self-defense or defense of others may include the use of ordnance fired into a vessel, if necessary for self-defense or defense of others. Accordingly, when confronted with a person or vessel that poses an imminent danger of death or great bodily harm, personnel and vessels to which this guidance applies may use reasonable force, up to and including deadly force, in self-defense or defense of others.</P>
        <HD SOURCE="HD3">d. Use of Non-Deadly Force</HD>
        <P>Subject to the above, non-deadly force may be used in the following circumstances:</P>
        <P>(1) for self-defense or defense of others.</P>
        <P>(2) for defense of the vessel.</P>
        <P>(3) to prevent the theft or, intentional damage to, or destruction of property (including the U.S. flagged vessel) that the master, crew, or security personnel are authorized to protect.</P>
        <P>Non-deadly force tactics could include maneuvers by the vessel, deployment of sonic blasts, use of fire hoses to flood a vessel threatening to attack, the use of disabling fire by properly trained personnel, or other non-lethal means employed by crewmembers or security personnel, directed at a vessel or persons threatening attack.</P>
        <HD SOURCE="HD3">e. Retreat</HD>
        <P>Although not required under the law, retreat (<E T="03">e.g.</E>, to a safe room) may be an appropriate alternative to the use of force and may be the most reasonable choice under the circumstances. This is particularly appropriate where disengaging temporarily from a confrontational situation may reduce tensions, mitigate risk, reduce a potential threat, and provide time for the arrival of additional assets or personnel, including military or law enforcement assets or personnel. U.S. flagged vessels and embarked persons, including crew and security personnel, are not required to retreat to avoid situations in which the use of force, including deadly force, is appropriate.</P>
        <HD SOURCE="HD3">f. Defense of the Vessel and Other Property</HD>
        <P>Masters always retain the inherent right to use force in defense of the vessel. Masters must inform the crew and security personnel of their authority to employ force in defense of the vessel. Masters may restrain the authority of the crew and security personnel to employ force in defense of the vessel. If a master withholds from the crew or security personnel any use of force authority for defense of the vessel, the master must approve the withheld portion prior to its use in defense of the vessel. Defense of the vessel alone does not justify deadly force. Unless otherwise directed by a master, the crew and security personnel may use non deadly force in defense of the vessel. Masters should consider all the circumstances when employing force, and resort to deadly force only when there is imminent danger of death or great bodily harm.</P>
        <HD SOURCE="HD3">g. Use of Signals</HD>
        <P>Signals, including firing of warning shots, may be employed, but are not required. Warning shots are not a use of force, and should not be used if they will endanger any persons or property. Moreover, warning shots should not be used as a signal that the use of deadly force is imminent.</P>
        <HD SOURCE="HD2">4. The Conditions of Entry Applicable to Vessels Outlined in Port Security Advisory 1-09 Remain in Effect</HD>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>As a result of this review, there will be no change to the policy. The Coast Guard will routinely review and update the policy as needed.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Kevin S. Cook,</NAME>
          <TITLE>Rear Admiral, U.S. Coast Guard, Director of Prevention Policy.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16890 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>U.S. Citizenship and Immigration Services</SUBAGY>
        <SUBJECT>Agency Information Collection Activities: File Number OMB 22; Extension of an Existing Information Collection: Comment Request</SUBJECT>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>30-Day Notice of Information Collection Under Review: OMB 22, National Interest Waivers; Supplemental Evidence to I-140 and I-485; OMB Control No. 1615-0063.</P>
        </ACT>

        <P>The Department of Homeland Security, U.S. Citizenship and Immigration Services (USCIS) will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and clearance in accordance<PRTPAGE P="39414"/>with the Paperwork Reduction Act of 1995. The information collection was previously published in the<E T="04">Federal Register</E>on April 28, 201 at 76 FR 23832, allowing for a 60-day public comment period. USCIS received comments from one commenter. A discussion of the comments and USCIS' responses are addressed in item 8 of the supporting statement that can be viewed at:<E T="03">http://www.regulations.gov.</E>
        </P>
        <P>The purpose of this notice is to allow an additional 30 days for public comments. Comments are encouraged and will be accepted until August 5, 2011. This process is conducted in accordance with 5 CFR 1320.10.</P>

        <P>Written comments and/or suggestions regarding the item(s) contained in this notice, especially regarding the estimated public burden and associated response time, should be directed to the Department of Homeland Security (DHS), and to the Office of Management and Budget (OMB) USCIS Desk Officer. Comments may be submitted to: USCIS, Chief, Regulatory Products Division, Office of the Executive Secretariat, 20 Massachusetts Avenue, NW., Washington, DC 20529-2020. Comments may also be submitted to DHS via facsimile to 202-272-8352 or via e-mail at<E T="03">USCISFRComment@dhs.gov</E>, and to the OMB USCIS Desk Officer via facsimile at 202-395-5806 or via e-mail at<E T="03">oira_submission@omb.eop.gov.</E>
        </P>
        <P>When submitting comments by e-mail please make sure to add OMB Control Number 1615-0063 in the subject box. Written comments and suggestions from the public and affected agencies should address one or more of the following four points:</P>
        <P>(1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
        <P>(2) Evaluate the accuracy of the agencies estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
        <P>(3) Enhance the quality, utility, and clarity of the information to be collected; and</P>
        <P>(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses.</P>
        <P>
          <E T="03">Overview of this information collection:</E>
        </P>
        <P>(1)<E T="03">Type of Information Collection:</E>Extension of a currently approved collection.</P>
        <P>(2)<E T="03">Title of the Form/Collection:</E>National Interest Waivers; Supplemental Evidence toI-140 and I-485.</P>
        <P>(3)<E T="03">Agency form number, if any, and the applicable component of the Department of Homeland Security sponsoring the collection:</E>No Agency Form Number; File No. OMB-22. U.S. Citizenship and Immigration Services.</P>
        <P>(4)<E T="03">Affected public who will be asked or required to respond, as well as a brief abstract: Primary:</E>Individuals or Households. The supplemental documentation will be used by the U.S. Citizenship and Immigration Services to determine eligibility for national interest waiver requests and to finalize the request for adjustment to lawful permanent resident status.</P>
        <P>(5)<E T="03">An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond:</E>8,000 responses, two responses per respondent, at one (1) hour per response.</P>
        <P>
          <E T="03">An estimate of the total public burden (in hours) associated with the collection:</E>16,000 annual burden hours.</P>

        <P>If you need a copy of the information collection instrument, please visit the Web site at:<E T="03">http://www.regulations.gov/</E>
        </P>
        
        <P>We may also be contacted at: USCIS, Regulatory Products Division, Office of the Executive Secretariat, 20 Massachusetts Avenue, NW., Washington, DC 20529-2020, Telephone number 202-272-8377.</P>
        <SIG>
          <DATED>Dated: June 30, 2011.</DATED>
          <NAME>Sunday Aigbe,</NAME>
          <TITLE>Chief,Regulatory Products Division,Office of the Executive Secretariat,U.S. Citizenship and Immigration Services,Department of Homeland Security.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16871 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9111-97-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>U.S. Citizenship and Immigration Services</SUBAGY>
        <SUBJECT>Agency Information Collection Activities: Form I-694, Extension of a Currently Approved Information Collection; Comment Request</SUBJECT>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>
            <E T="03">30-Day Notice of Information Collection Under Review:</E>Form I-694, Notice of Appeal of Decision Under Section 210 or 245A of the Immigration and Nationality Act; OMB Control No. 1615-0034.</P>
        </ACT>

        <P>The Department of Homeland Security, U.S. Citizenship and Immigration Services (USCIS) will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and clearance in accordance with the Paperwork Reduction Act of 1995. The information collection was previously published in the<E T="04">Federal Register</E>on April 12, 2011, at 76 FR 20361, allowing for a 60-day public comment period. USCIS did not receive any comments for this information collection.</P>
        <P>The purpose of this notice is to allow an additional 30 days for public comments. Comments are encouraged and will be accepted until August 5, 2011. This process is conducted in accordance with 5 CFR 1320.10.</P>

        <P>Written comments and/or suggestions regarding the item(s) contained in this notice, especially regarding the estimated public burden and associated response time, should be directed to the Department of Homeland Security (DHS), and to the Office of Management and Budget (OMB) USCIS Desk Officer. Comments may be submitted to: Sunday Aigbe, Chief, Regulatory Products Division, USCIS, 20 Massachusetts Avenue, NW., Washington, DC 20529-2020. Comments may also be submitted to DHS via facsimile to 202-272-0997 or via e-mail at<E T="03">USCISFRComment@dhs.gov,</E>and to the OMB USCIS Desk Officer via facsimile at 202-395-5806 or via e-mail at<E T="03">oira_submission@omb.eop.gov.</E>When submitting comments by e-mail please make sure to add OMB Control Number 1615-0034 in the subject box. Written comments and suggestions from the public and affected agencies should address one or more of the following four points:</P>
        <P>(1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
        <P>(2) Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
        <P>(3) Enhance the quality, utility, and clarity of the information to be collected; and</P>

        <P>(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology,<PRTPAGE P="39415"/>
          <E T="03">e.g.,</E>permitting electronic submission of responses.</P>
        <P>
          <E T="03">Overview of this information collection:</E>
        </P>
        <P>(1)<E T="03">Type of Information Collection:</E>Extension of a currently approved information collection.</P>
        <P>(2)<E T="03">Title of the Form/Collection:</E>Notice of Appeal of Decision Under Section 210 or 254A of the Immigration and Nationality Act.</P>
        <P>(3)<E T="03">Agency form number, if any, and the applicable component of the Department of Homeland Security sponsoring the collection:</E>Form I-694; U.S. Citizenship and Immigration Services (USCIS).</P>
        <P>(4)<E T="03">Affected public who will be asked or required to respond, as well as a brief abstract: Primary: Individuals or Households.</E>This information collection will be used by USCIS in considering appeals of denials or termination of temporary and permanent residence status by legalization applicants and special agricultural workers, under sections 210 and 245A of the Immigration and Nationality Act, and related applications for waiver of grounds of inadmissibility.</P>
        <P>(5) An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond: 50 responses at 30 minutes (0.5 hour) per response.</P>
        <P>(6) An estimate of the total public burden (in hours) associated with the collection: 45 annual burden hours.</P>

        <P>If you need a copy of the information collection instrument, please visit the Web site at:<E T="03">http://www.regulations.gov.</E>
        </P>
        <P>We may also be contacted at: USCIS, Regulatory Products Division, Office of the Executive Secretariat, 20 Massachusetts Avenue, NW., Washington, DC 20529-2210; Telephone 202-272-8377.</P>
        <SIG>
          <DATED>Dated: June 30, 2011.</DATED>
          <NAME>Sunday Aigbe,</NAME>
          <TITLE>Chief, Regulatory Products Division,  Office of the Executive Secretariat, U.S. Citizenship and Immigration Services, Department of Homeland Security.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16868 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9111-97-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>U.S. Citizenship and Immigration Services</SUBAGY>
        <SUBJECT>Agency Information Collection Activities: Form N-644, Extension of a Currently Approved Information Collection; Comment Request</SUBJECT>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>30-Day Notice of Information Collection Under Review: Form N-644, Application for Posthumous Citizenship; OMB Control No. 1615-0059.</P>
        </ACT>

        <P>The Department of Homeland Security, U.S. Citizenship and Immigration Services (USCIS) will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and clearance in accordance with the Paperwork Reduction Act of 1995. The information collection was previously published in the<E T="04">Federal Register</E>on April 19, 2011, at 76 FR 21913, allowing for a 60-day public comment period. USCIS did not receive any comments for this information collection.</P>
        <P>The purpose of this notice is to allow an additional 30 days for public comments. Comments are encouraged and will be accepted until August 5, 2011. This process is conducted in accordance with 5 CFR 1320.10.</P>

        <P>Written comments and/or suggestions regarding the item(s) contained in this notice, especially regarding the estimated public burden and associated response time, should be directed to the Department of Homeland Security (DHS), and to the Office of Management and Budget (OMB) USCIS Desk Officer. Comments may be submitted to: Sunday Aigbe, Chief, Regulatory Products Division, USCIS, 20 Massachusetts Avenue, NW., Washington, DC 20529-2020. Comments may also be submitted to DHS via facsimile to 202-272-0997 or via e-mail at<E T="03">USCISFRComment@dhs.gov,</E>and to the OMB USCIS Desk Officer via facsimile at 202-395-5806 or via e-mail at<E T="03">oira_submission@omb.eop.gov.</E>When submitting comments by e-mail please make sure to add OMB Control Number 1615-0059 in the subject box. Written comments and suggestions from the public and affected agencies should address one or more of the following four points:</P>
        <P>(1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
        <P>(2) Evaluate the accuracy of the agencies estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
        <P>(3) Enhance the quality, utility, and clarity of the information to be collected; and</P>
        <P>(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses.</P>
        <HD SOURCE="HD1">Overview of This Information Collection</HD>
        <P>(1)<E T="03">Type of Information Collection:</E>Extension of a currently approved information collection.</P>
        <P>(2)<E T="03">Title of the Form/Collection:</E>Application for Posthumous Citizenship.</P>
        <P>(3)<E T="03">Agency form number, if any, and the applicable component of the Department of Homeland Security sponsoring the collection:</E>Form N-644; U.S. Citizenship and Immigration Services (USCIS).</P>
        <P>(4)<E T="03">Affected public who will be asked or required to respond, as well as a brief abstract: Primary:</E>
          <E T="03">Individuals or Households.</E>This information collection will be used by USCIS to verify eligibility and review the request for awarding posthumous citizenship.</P>
        <P>(5)<E T="03">An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond:</E>50 responses at 1 hour and 50 minutes (1.833 hours) per response.</P>
        <P>(6)<E T="03">An estimate of the total public burden (in hours) associated with the collection:</E>92 annual burden hours.</P>

        <P>If you need a copy of the information collection instrument, please visit the Web site at:<E T="03">http://www.regulations.gov</E>.</P>
        <P>We may also be contacted at: USCIS, Regulatory Products Division, Office of the Executive Secretariat, 20 Massachusetts Avenue, NW., Washington, DC 20529-2020; Telephone 202-272-8377.</P>
        <SIG>
          <DATED>Dated: June 30, 2011.</DATED>
          <NAME>Sunday Aigbe,</NAME>
          <TITLE>Chief,Regulatory Products Division,Office of the Executive Secretariat,U.S. Citizenship and Immigration Services, Department of Homeland Security.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16866 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9111-97-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="39416"/>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>U.S. Customs And Border Protection</SUBAGY>
        <SUBJECT>Agency Information Collection Activities: Documentation Requirements for Articles Entered Under Various Special Tariff Treatment Provisions</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>U.S. Customs and Border Protection, Department of Homeland Security.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>30-Day notice and request for comments; Extension of an existing information collection: 1651-0067.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>U.S. Customs and Border Protection (CBP) of the Department of Homeland Security will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act: Documentation Requirements for Articles Entered Under Various Special Tariff Treatment Provisions. This is a proposed extension of an information collection that was previously approved. CBP is proposing that this information collection be extended with a change to the burden hours. This document is published to obtain comments from the public and affected agencies. This proposed information collection was previously published in the<E T="04">Federal Register</E>(76 FR 26750) on May 9, 2011, allowing for a 60-day comment period. This notice allows for an additional 30 days for public comments. This process is conducted in accordance with 5 CFR 1320.10.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments should be received on or before August 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Interested persons are invited to submit written comments on this proposed information collection to the Office of Information and Regulatory Affairs, Office of Management and Budget. Comments should be addressed to the OMB Desk Officer for Customs and Border Protection, Department of Homeland Security, and sent via electronic mail to<E T="03">oira_submission@omb.eop.gov</E>or faxed to (202) 395-5806.</P>
        </ADD>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>U.S. Customs and Border Protection (CBP) encourages the general public and affected Federal agencies to submit written comments and suggestions on proposed and/or continuing information collection requests pursuant to the Paperwork Reduction Act (Pub. L. 104-13). Your comments should address one of the following four points:</P>
        <P>(1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency/component, including whether the information will have practical utility;</P>
        <P>(2) Evaluate the accuracy of the agencies/components estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
        <P>(3) Enhance the quality, utility, and clarity of the information to be collected; and</P>
        <P>(4) Minimize the burden of the collections of information on those who are to respond, including the use of appropriate automated, electronic, mechanical, or other technological techniques or other forms of information.</P>
        <P>
          <E T="03">Title:</E>Documentation Requirements for Articles Entered Under Various Special Tariff Treatment Provisions.</P>
        <P>
          <E T="03">OMB Number:</E>1651-0067.</P>
        <P>
          <E T="03">Form Number:</E>None.</P>
        <P>
          <E T="03">Abstract:</E>U.S. Customs and Border Protection (CBP) is responsible for determining whether imported articles that are classified under Harmonized Tariff Schedule of the United States (HTSUS) subheadings 9801.00.10, 9802.00.20, 9802.00.25, 9802.00.40, 9802.00.50, and 9802.00.60 are entitled to duty-free or reduced duty treatment. In order to file under these HTSUS provisions, importers, or their agents, must have the declarations that are provided for in 19 CFR 10.1(a), 10.8(a), and 10.9(a) in their possession at the time of entry and submit them to CBP upon request. These declarations enable CBP to ascertain whether the statutory conditions and requirements of these HTSUS provisions have been satisfied. CBP proposes to add the declaration filed under HTSUS 9817.00.40 in accordance with 19 CFR 10.121 to this information collection.</P>
        <P>
          <E T="03">Current Actions:</E>CBP proposes to extend the expiration date of this information collection with a change to the burden hours resulting from updated estimates of the response time, and the addition of HTSUS 9817.00.40. There are no other changes to the information being collected.</P>
        <P>
          <E T="03">Type of Review:</E>Extension and Revision.</P>
        <P>
          <E T="03">Affected Public:</E>Individuals.</P>
        <P>
          <E T="03">Estimated Number of Respondents:</E>19,455.</P>
        <P>
          <E T="03">Estimated Number of Responses per Respondent:</E>3.</P>
        <P>
          <E T="03">Estimated Number of Total Annual Responses:</E>58,335.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>1 minute.</P>
        <P>
          <E T="03">Estimated Total Annual Burden Hours:</E>933.</P>
        <P>If additional information is required contact: Tracey Denning, U.S. Customs and Border Protection, Regulations and Rulings, Office of International Trade, 799 9th Street, NW., 5th Floor, Washington, DC 20229-1177, at 202-325-0265.</P>
        <SIG>
          <DATED>Dated: June 30, 2011.</DATED>
          <NAME>Tracey Denning,</NAME>
          <TITLE>Agency Clearance Officer,U.S. Customs and Border Protection.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16908 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9111-14-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>U.S. Immigration and Customs Enforcement</SUBAGY>
        <SUBJECT>Agency Information Collection Activities; New Collection; Comment Request</SUBJECT>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>30-Day Notice of Information Collection for Review; OMB Control No. 1653-NEW.</P>
        </ACT>

        <P>The Department of Homeland Security, U.S. Immigration and Customs Enforcement (ICE), will be submitting the following information collection request for review and clearance in accordance with the Paperwork Reduction Act of 1995. The information collection was previously published in the<E T="04">Federal Register</E>on December 22, 2010, Vol. 75 pp. 80542, allowing for a 60 day comment period. No comments were received on this information collection.</P>
        <P>The purpose of this notice is to allow an additional 30 days for public comments. Comments are encouraged and will be accepted for thirty days until August 5, 2011.</P>

        <P>Written comments and suggestions from the public and affected agencies regarding items contained in this notice and especially with regard to the estimated public burden and associated response time should be directed to the Office of Information and Regulatory Affairs, Office of Management and Budget. Comments should be addressed to OMB Desk Officer, for United States Immigration and Customs Enforcement, Department of Homeland Security, and sent via electronic mail to<E T="03">oira_submission@omb.eop.gov</E>or faxed to (202) 395-5806.</P>

        <P>Written comments and suggestions from the public and affected agencies concerning the proposed collection of information should address one or more of the following four points:<PRTPAGE P="39417"/>
        </P>
        <P>(1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
        <P>(2) Evaluate the accuracy of the agencies estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
        <P>(3) Enhance the quality, utility, and clarity of the information to be collected; and</P>

        <P>(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology,<E T="03">e.g.,</E>permitting electronic submission of responses.</P>
        <P>Overview of this information collection:</P>
        <P>(1)<E T="03">Type of Information Collection:</E>New Collection.</P>
        <P>(2)<E T="03">Title of the Form/Collection:</E>Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery.</P>
        <P>(3)<E T="03">Agency form number, if any, and the applicable component of the Department of Homeland Security sponsoring the collection:</E>None.</P>
        <P>(4)<E T="03">Affected public who will be asked or required to respond, as well as a brief abstract:</E>Primary: Individuals or households; Farms; Business or other for-profit; Not-for-profit institutions; State, local or Tribal governments; The information collection activity will garner qualitative customer and stakeholder feedback in an efficient, timely manner, in accordance with the Administration's commitment to improving service delivery. By qualitative feedback we mean information that provides useful insights on perceptions and opinions, but are not statistical surveys that yield quantitative results that can be generalized to the population of study. This feedback will provide insights into customer or stakeholder perceptions, experiences and expectations, provide an early warning of issues with service, or focus attention on areas where communication, training or changes in operations might improve delivery of products or services. These collections will allow for ongoing, collaborative and actionable communications between the Agency and its customers and stakeholders. It will also allow feedback to contribute directly to the improvement of program management.</P>
        <P>(5)<E T="03">An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond:</E>139,587 responses at 5 minutes (.0833 hours) per response.</P>
        <P>(6)<E T="03">An estimate of the total public burden (in hours) associated with the collection:</E>11,586 annual burden hours.</P>
        <P>Requests for a copy of the proposed information collection instrument, with instructions; or inquiries for additional information should be directed to: Office of the Chief Financial Officer/OAA/Records Branch, U.S. Immigration and Customs Enforcement, 500 12th Street SW., STOP 5705, Washington, DC 20536-5705.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>John Ramsay,</NAME>
          <TITLE>Forms Program Manager, Office of Asset Administration, U.S. Immigration and Customs Enforcement, Department of Homeland Security.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16813 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9111-28-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT</AGENCY>
        <DEPDOC>[Docket No. FR-5480-N-64]</DEPDOC>
        <SUBJECT>Notice of Submission of Proposed Information Collection to OMB Tenant Resource Network Program</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of the Chief Information Officer, HUD.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The proposed information collection requirement described below has been submitted to the Office of Management and Budget (OMB) for review, as required by the Paperwork Reduction Act. The Department is soliciting public comments on the subject proposal.</P>
          <P>The purpose of TRN is to make grants to applicant organizations to assist, inform, educate and engage tenants of eligible Section 8-assisted properties regarding their rights, responsibilities and options in response to a property owner's filing a notice of Opt-Out or mortgage prepayment, in response to a second consecutive “Below 60” score of the property from the HUD Real Estate Assessment Center (REAC), or in anticipation of a maturing mortgage on the property within 24 months of publication of this notice. The program aims to engage tenants in efforts to preserve eligible properties as affordable housing, and to provide tenants with information on their own rights and responsibilities based on 24 CFR Part 245 and guidance in HUD handbook 4381.5</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Comments Due Date: August 5, 2011.</E>
          </P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Interested persons are invited to submit comments regarding this proposal.</P>

          <P>Comments should refer to the proposal by name and/or OMB approval Number (2502-Pending) and should be sent to: HUD Desk Officer, Office of Management and Budget, New Executive Office Building, Washington, DC 20503; e-mail<E T="03">OIRA-Submission@omb.eop.gov</E>fax: 202-395-5806.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Colette Pollard, Reports Management Officer, QDAM, Department of Housing and Urban Development, 451 Seventh Street, SW., Washington, DC 20410; e-mail Colette Pollard at<E T="03">Colette.Pollard@hud.gov;</E>or telephone (202) 402-3400. This is not a toll-free number. Copies of available documents submitted to OMB may be obtained from Ms. Pollard.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This notice informs the public that the Department of Housing and Urban Development has submitted to OMB a request for approval of the information collection described below. This notice is soliciting comments from members of the public and affecting agencies concerning the proposed collection of information to: (1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (2) Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information; (3) Enhance the quality, utility, and clarity of the information to be collected; and (4) Minimize the burden of the collection of information on those who are to respond; including through the use of appropriate automated collection techniques or other forms of information technology, e.g., permitting electronic submission of responses.</P>
        <P>This notice also lists the following information:</P>
        <P>
          <E T="03">Title of Proposal:</E>Tenant Resource Network Program.</P>
        <P>
          <E T="03">OMB Approval Number:</E>2502-Pending.</P>
        <P>
          <E T="03">Form Numbers:</E>HUD-50080-TRNP.</P>
        <HD SOURCE="HD1">Description of the Need For the Information and its Proposed Use</HD>

        <P>The purpose of TRN is to make grants to applicant organizations to assist, inform, educate and engage tenants of eligible Section 8-assisted properties regarding their rights, responsibilities and options in response to a property owner's filing a notice of Opt-Out or mortgage prepayment, in response to a<PRTPAGE P="39418"/>second consecutive “Below 60” score of the property from the HUD Real Estate Assessment Center (REAC), or in anticipation of a maturing mortgage on the property within 24 months of publication of this notice. The program aims to engage tenants in efforts to preserve eligible properties as affordable housing, and to provide tenants with information on their own rights and responsibilities based on 24 CFR Part 245 and guidance in HUD handbook 4381.5</P>
        <P>
          <E T="03">Frequency of Submission:</E>On occasion.</P>
        <GPOTABLE CDEF="s50,12,12,2C,12,2C,12" COLS="7" OPTS="L1,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">Respondents</CHED>
            <CHED H="1">Number of<LI>responses</LI>
            </CHED>
            <CHED H="1">x</CHED>
            <CHED H="1">Annual<LI>response</LI>
            </CHED>
            <CHED H="1">=</CHED>
            <CHED H="1">Burden hours</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Reporting Burden:</ENT>
            <ENT>100</ENT>
            <ENT>18</ENT>
            <ENT/>
            <ENT>43.867</ENT>
            <ENT/>
            <ENT>78,961</ENT>
          </ROW>
        </GPOTABLE>
        <P>
          <E T="03">Total Estimated Burden Hours:</E>78,961.</P>
        <P>
          <E T="03">Status:</E>New collection.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>Section 3507 of the Paperwork Reduction Act of 1995, 44 U.S.C. 35, as amended.</P>
        </AUTH>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Colette Pollard,</NAME>
          <TITLE>Departmental Reports Management Officer, Office of the Chief Information Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16889 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4210-67-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT</AGENCY>
        <DEPDOC>[Docket No. FR-5480-C-59]</DEPDOC>
        <SUBJECT>Notice of Submission of Proposed Information Collection to OMB; Public Housing Financial Management Template</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of the Chief Information Officer, HUD.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice. Correction.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The proposed information collection requirement described below has been submitted to the Office of Management and Budget (OMB) for review, as required by the Paperwork Reduction Act. The Department is soliciting public comments on the subject proposal.</P>
          <P>The Public Housing Assessment System requires public housing agencies to submit financial information annually to HUD. The Uniform Financial Reporting Standards for HUD housing programs requires that this information be submitted electronically, using generally accepted accounting principles, in a prescribed format. The Operating Fund Program regulation (24 CFR 990) requires PHAs to submit information at a project level. Correct the Burden Hour on the previously.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Comments Due Date:</E>August 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Interested persons are invited to submit comments regarding this proposal.Comments should refer to the proposal by name and/or OMB approval Number (2535-0107) and should be sent to: HUD Desk Officer, Office of Management and Budget, New Executive OfficeBuilding, Washington, DC 20503; e-mail<E T="03">OIRA-Submission@omb.eop.gov</E>fax:202-395-5806.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Colette Pollard, Reports Management Officer, QDAM, Department of Housing and Urban Development, 451 Seventh Street, SW.,Washington, DC 20410; e-mail Colette Pollard at<E T="03">Colette.Pollard@hud.gov;</E>or telephone(202) 402-3400. This is not a toll-free number. Copies of available documents submitted to OMB may be obtained from Ms. Pollard.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This notice informs the public that the Department of Housing and Urban Development has submitted to OMB a request for approval of theInformation collection described below. This notice is soliciting comments from members of the public and affecting agencies concerning the proposed collection of information to: (1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (2) Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information; (3) Enhance the quality, utility, and clarity of the information to be collected; and (4) Minimize the burden of the collection of information on those who are to respond; including through the use of appropriate automated collection techniques or other forms of information technology, e.g., permitting electronic submission of responses.</P>
        <HD SOURCE="HD1">This Notice Also Lists the Following Information</HD>
        <P>
          <E T="03">Title of Proposal:</E>Public Housing Financial Management Template.</P>
        <P>
          <E T="03">OMB Approval Number:</E>2535-0107.</P>
        <P>
          <E T="03">Form Numbers:</E>None.</P>
        <HD SOURCE="HD1">Description of the Need for the Information and Its Proposed Use</HD>
        <P>The Public Housing Assessment System requires public housing agencies to submit financial information annually to HUD. The Uniform Financial Reporting Standards for HUD housing programs requires that this information be submitted electronically, using generally accepted accounting principles, in a prescribed format. The Operating Fund Program regulation(24 CFR 990) requires PHAs to submit information at a project level.</P>
        <P>
          <E T="03">Frequency of Submission:</E>Annually.</P>
        <GPOTABLE CDEF="s50,12,12,2,12,2,12" COLS="7" OPTS="L1,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">Number of<LI>respondents</LI>
            </CHED>
            <CHED H="1">Annual<LI>responses</LI>
            </CHED>
            <CHED H="1">×</CHED>
            <CHED H="1">Hours per<LI>response</LI>
            </CHED>
            <CHED H="1">=</CHED>
            <CHED H="1">Burden hours</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Reporting burden</ENT>
            <ENT>7,763</ENT>
            <ENT>1</ENT>
            <ENT/>
            <ENT>5.49</ENT>
            <ENT/>
            <ENT>42,619</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="39419"/>
        <P>
          <E T="03">Total Estimated Burden Hours:</E>42,619.</P>
        <P>
          <E T="03">Status:</E>Extension without change of a currently approved collection.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>Section 3507 of the Paperwork Reduction Act of 1995, 44 U.S.C. 35, as amended.</P>
        </AUTH>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Colette Pollard,</NAME>
          <TITLE>Departmental Reports Management Officer,Office of the Chief Information Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16891 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4210-67-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT</AGENCY>
        <DEPDOC>[Docket No. FR-5480-N-65]</DEPDOC>
        <SUBJECT>Notice of Submission of Proposed Information Collection to OMB;Data Collection of the Disaster Housing Assistance Program Incremental Rent TransitionStudy</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of the Chief Information Officer, HUD.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The proposed information collection requirement described below has been submitted to the Office of Management and Budget (OMB) for review, as required by the Paperwork Reduction Act. The Department is soliciting public comments on the subject proposal.</P>

          <P>The U.S. Department of the Housing and Urban Development (HUD) is conducting an important national study of Disaster Housing Assistance Program (DHAP) families who transitioned from stepped-up rents (<E T="03">i.e.,</E>Phase I) and $0 rent (<E T="03">i.e.,</E>Phase II/Phase III) to market rate or assisted housing and track their housing, employment, and financial outcomes over time.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Comments Due Date:</E>August 5, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Interested persons are invited to submit comments regarding this proposal.Comments should refer to the proposal by name and/or OMB approval Number (2528-0256) and should be sent to: HUD Desk Officer, Office of Management and Budget, New Executive OfficeBuilding, Washington, DC 20503; e-mail<E T="03">OIRA-Submission@omb.eop.gov</E>fax: 202-395-5806.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Colette Pollard, Reports Management Officer, QDAM, Department of Housing and Urban Development, 451 Seventh Street, SW., Washington, DC 20410; e-mail Colette Pollard at<E T="03">Colette.Pollard@hud.gov;</E>or telephone(202) 402-3400. This is not a toll-free number. Copies of available documents submitted to OMB may be obtained from Ms. Pollard.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>This notice informs the public that the Department of Housing and Urban Development has submitted to OMB a request for approval of theInformation collection described below. This notice is soliciting comments from members of the public and affecting agencies concerning the proposed collection of information to: (1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (2) Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information; (3) Enhance the quality, utility, and clarity of the information to be collected; and (4) Minimize the burden of the collection of information on those who are to respond; including through the use of appropriate automated collection techniques or other forms of information technology,<E T="03">e.g.,</E>permitting electronic submission of responses.</P>
        <P>This notice also lists the following information:</P>
        <P>
          <E T="03">Title of Proposal:</E>Data Collection of the Disaster Housing Assistance Program Incremental Rent Transition Study.</P>
        <P>
          <E T="03">OMB Approval Number:</E>2528-0256.</P>
        <P>
          <E T="03">Form Numbers:</E>None.</P>
        <P>
          <E T="03">Description of the need for the Information and its Proposed Use:</E>The U.S. Department of the Housing and Urban Development (HUD) is conducting an importantnational study of Disaster Housing Assistance Program (DHAP) families who transitioned fromstepped-up rents (<E T="03">i.e.,</E>Phase I) and $0 rent (<E T="03">i.e.,</E>Phase II/Phase III) to market rate or assistedhousing and track their housing, employment, and financial outcomes over time.</P>
        <P>
          <E T="03">Frequency of Submission:</E>On occasion.</P>
        <GPOTABLE CDEF="s50,12,12,2C,12,2C,12" COLS="7" OPTS="L1,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">Number of<LI>respondents</LI>
            </CHED>
            <CHED H="1">Annual<LI>responses</LI>
            </CHED>
            <CHED H="1">×</CHED>
            <CHED H="1">Hours per<LI>response</LI>
            </CHED>
            <CHED H="1">=</CHED>
            <CHED H="1">Burden hours</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Reporting Burden</ENT>
            <ENT>1,425</ENT>
            <ENT>1</ENT>
            <ENT O="xl"/>
            <ENT>0.666</ENT>
            <ENT/>
            <ENT>950</ENT>
          </ROW>
        </GPOTABLE>
        <P>
          <E T="03">Total Estimated Burden Hours:</E>950.</P>
        <P>
          <E T="03">Status:</E>Reinstatement with change of a previously approved collection.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>Section 3507 of the Paperwork Reduction Act of 1995, 44 U.S.C. 35, as amended.</P>
        </AUTH>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Colette Pollard,</NAME>
          <TITLE>Departmental Reports Management Officer,Office of the Chief Information Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16911 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4210-67-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Bureau of Ocean Energy Management, Regulation and Enforcement</SUBAGY>
        <DEPDOC>[Docket ID No. BOEM-2011-0011]</DEPDOC>
        <SUBJECT>Information Collection Activity: Plans and Information, Extension of a Collection; Comment Request</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Ocean Energy Management, Regulation and Enforcement (BOEMRE), Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of extension of an information collection (1010-0151).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>To comply with the Paperwork Reduction Act of 1995 (PRA), BOEMRE is inviting comments on a collection of information that we will submit to the Office of Management and Budget (OMB) for review and approval. The information collection request (ICR) concerns the paperwork requirements in the regulations of planned exploration, development, and production operations on the OCS, under Subpart B, Plans and Information.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Submit written comments by September 6, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Cheryl Blundon, Regulations and Standards Branch at (703) 787-1607. You may also contact Cheryl Blundon to obtain a copy, at no cost, of the regulations and the forms that require the subject collection of information.</P>
        </FURINF>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>You may submit comments by either of the following methods listed below.<PRTPAGE P="39420"/>
          </P>
          <P>• Electronically: go to<E T="03">http://www.regulations.gov</E>. In the entry titled “Enter Keyword or ID,” enter BOEM-2011-0011 then click search. Follow the instructions to submit public comments and view supporting and related materials available for this collection. BOEMRE will post all comments.</P>
          <P>• E-mail<E T="03">cheryl.blundon@boemre.gov</E>. Mail or hand-carry comments to the Department of the Interior; Bureau of Ocean Energy Management, Regulation and Enforcement; Attention: Cheryl Blundon; 381 Elden Street, MS-4024; Herndon, Virginia 20170-4817. Please reference ICR 1010-0151 in your comment and include your name and return address.</P>
        </ADD>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P SOURCE="NPAR">
          <E T="03">Title:</E>30 CFR Part 250, Subpart B, Plans and Information.</P>
        <P>
          <E T="03">Form(s):</E>MMS-137, MMS-138, MMS-139, MMS-141, and MMS-142.</P>
        <P>
          <E T="03">OMB Control Number:</E>1010-0151.</P>
        <P>
          <E T="03">Abstract:</E>The Outer Continental Shelf (OCS) Lands Act, as amended (43 U.S.C. 1331<E T="03">et seq.,</E>31 U.S.C. 9701), authorizes the Secretary of the Interior to prescribe rules and regulations to administer leasing of the OCS. Such rules and regulations will apply to all operations conducted under a lease. Operations on the OCS must preserve, protect, and develop oil and natural gas resources in a manner that is consistent with the need to make such resources available to meet the Nation's energy needs as rapidly as possible; to balance orderly energy resource development with protection of human, marine, and coastal environments; to ensure the public a fair and equitable return on the resources of the OCS; and to preserve and maintain free enterprise competition. Sections 11 and 25 of the amended OCS Lands Act require the holders of OCS oil and gas or sulphur leases to submit exploration plans (EPs) or development and production plans (DPPs) to the Secretary for approval prior to commencing these activities. As a Federal agency, we have a continuing affirmative duty to comply with the Endangered Species Act (ESA). This includes a substantive duty to carry out any agency action in a manner that is not likely to jeopardize protected species as well as a procedural duty to consult with the Fish and Wildlife Service (FWS) and National Oceanic and Atmospheric Administration Fisheries (NOAA Fisheries) before engaging in a discretionary action that may affect a protected species.</P>
        <P>The Independent Offices Appropriations Act (31 U.S.C. 9701), the Omnibus Appropriations Bill (Pub. L. 104-133, 110 Stat. 1321, April 26, 1996), and OMB Circular A-25, authorize Federal agencies to recover the full cost of services that confer special benefits. Under the Department of the Interior's (DOI) implementing policy, the Bureau of Ocean Energy Management, Regulation, and Enforcement (BOEM) is required to charge fees for services that provide special benefits or privileges to an identifiable non-Federal recipient above and beyond those which accrue to the public at large. Several requests for approval required in subpart B are subject to cost recovery, and BOEMRE regulations specify service fees for these requests.</P>
        <P>This authority and responsibility are among those delegated to the Bureau of Ocean Energy Management, Regulation and Enforcement (BOEMRE). The regulations at 30 CFR part 250, subpart B, concern plans and information required while conducting activities on a lessee and/or operators lease and are the subject of this collection. This request also covers the related Notices to Lessees and Operators (NTLs) that BOEMRE issues to clarify, supplement, or provide additional guidance on some aspects of our regulations.</P>
        <P>BOEMRE engineers, geologists, geophysicists, environmental scientists, and other Federal agencies analyze and evaluate the information and data collected under subpart B to ensure that planned operations are safe; will not adversely affect the marine, coastal, or human environment; and will conserve the resources of the OCS. We use the information to: (a) Report annually to NOAA Fisheries the effectiveness of mitigation, any adverse effects of the proposed action, and any incidental take, in accordance with 50 CFR 402.14(i)(3), and (b) allow the Regional Supervisor to make an informed decision on whether to approve the proposed exploration or development and production plans as submitted or whether modifications are necessary without the analysis and evaluation of the required information. The affected States also review the information collected for consistency with approved Coastal Zone Management (CZM) plans.</P>
        <P>Specifically, BOEMRE uses the information to evaluate, analyze, determine, or ensure that:</P>

        <P>• Ancillary activities comply with appropriate laws or regulations and are conducted safely, protect the environment, and do not interfere or conflict with the other uses of the OCS<E T="03">(i.e.,</E>military use, subsistence activity).</P>
        <P>• Points of contact and responsible parties are designated for proposed activities.</P>
        <P>• Surveying, monitoring, or other activities do not interfere or conflict with preexisting and other uses of the area.</P>
        <P>• Plans or actions meet or implement lease stipulation requirements.</P>
        <P>• Proposed exploration, drilling, production, and pipeline activities are conducted in a safe and acceptable manner for the location and water depth proposed and conserve reservoir energy to allow enhanced recovery operations in later stages of lease development.</P>
        <P>• Unnecessary or incompatible facilities are not installed on the OCS.</P>
        <P>• Shallow drilling hazards (such as shallow gas accumulations or mudslide areas) are avoided.</P>
        <P>• Areas are properly classified for H<E T="52">2</E>S, and appropriate procedures are in place.</P>
        <P>• Appropriate oil spill planning measures and procedures are implemented.</P>
        <P>• Expected meteorological conditions at the activity site are accommodated.</P>
        <P>• Environmentally sensitive areas are identified, and the direct and cumulative effects of the activities are minimized.</P>
        <P>• Offshore and onshore air quality is not significantly affected by the proposed activities.</P>
        <P>• Waste disposal methods and pollution mitigation techniques are appropriate for local conditions.</P>
        <P>• State CZM requirements have been met.</P>
        <P>• Archaeological or cultural resources are identified and protected from unreasonable disturbances.</P>
        <P>• Socioeconomic effects of the proposed project on the local community and associated services have been determined.</P>
        <P>• Support infrastructures and associated traffic are adequately covered in plans.</P>
        <P>The following forms used in the Gulf of Mexico Region (GOMR) are also submitted to BOEMRE. The OMB approved these forms as part of the information collection for the current subpart B regulations. The BOEMRE forms are:</P>
        <P>• MMS-0137 (Plan Information Form) is submitted to summarize plan information. Due to the Deepwater Horizon and Macondo well incident, we reevaluated procedures for reviewing blowout scenarios and worst case discharge. The revised form is printed at the end of this notice for your review and comment.</P>

        <P>• MMS-0138 (GOM Air Emission Calculations for Exploration Plans) and MMS-0139 (GOM Air Emission Calculations for Development Operations Coordination Documents<PRTPAGE P="39421"/>(DOCDs)) are submitted to standardize the way potential air emissions are estimated and approved as part of the OCS plan. While both forms remain unchanged, the instructions for each have been revised, which would affect how information is to be calculated. The revised instructions for each form are printed at the end of this notice for your review.</P>
        <P>• MMS-0141 (ROV Survey Report) is submitted to report the observations and information recorded from 2 sets of ROV monitoring surveys to identify high-density biological communities that may occur on the seafloor in deep water.</P>
        <P>• MMS-0142 (Environmental Impact Analysis Worksheet) is a fill in the blank form that is submitted to identify the environmental impact-producing factors (IPFs) for the listed environmental resources.</P>
        <P>BOEMRE is also providing: Tips to Avoid Common Emissions Spreadsheet Errors and Instructions, which are printed at the end of this notice for your review.</P>
        <P>We will protect information considered proprietary under the Freedom of Information Act (5 U.S.C. 552) and its implementing regulations (43 CFR 2), 30 CFR 250.197, “Data and information to be made available to the public or for limited inspection,” and 30 CFR Part 252, “Outer Continental Shelf (OCS) Oil and Gas Information Program.” No items of a sensitive nature are collected. Responses are mandatory.</P>
        <P>
          <E T="03">Frequency:</E>On occasion, weekly, monthly, semi-annually, annually, and varies by section.</P>
        <P>
          <E T="03">Description of Respondents:</E>Potential respondents include Federal OCS oil, gas, and sulphur lessees and holders of pipeline rights-of-way.</P>
        <P>
          <E T="03">Estimated Reporting and Recordkeeping Hour Burden:</E>The currently approved annual reporting burden for this collection is 291,414 hours. The following chart details the individual components and respective hour burden estimates of this ICR. In calculating the burdens, we assumed that respondents perform certain requirements in the normal course of their activities. We consider these to be usual and customary and took that into account in estimating the burden.</P>
        <GPOTABLE CDEF="s60,r125,r60" COLS="3" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Citation 30 CFR 250 subpart B and NTLs</CHED>
            <CHED H="1">Reporting &amp; recordkeeping requirement</CHED>
            <CHED H="1">Hour burden</CHED>
            <CHED H="2">Non-hour costs</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">200 thru 206</ENT>
            <ENT>General requirements for plans and information. Burden included with specific requirements below</ENT>
            <ENT>0.</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01" O="xl">201 thru 206; 211 thru 228: 241 thru 262;</ENT>
            <ENT>BOEMRE posts on FDMS, EPs/DPPs/DOCDs, and receives public comments in preparation of EAs. Not considered IC as defined in 5 CFR 1320.3(h)(4)</ENT>
            <ENT>0.</ENT>
          </ROW>
          <ROW EXPSTB="02" RUL="s">
            <ENT I="21">
              <E T="02">Ancillary Activities</E>
            </ENT>
          </ROW>
          <ROW EXPSTB="00">
            <ENT I="01">208 NTL</ENT>
            <ENT>Notify BOEMRE and other users of the OCS before conducting ancillary activities</ENT>
            <ENT>10.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">210(a)</ENT>
            <ENT>Submit report summarizing &amp; analyzing data/information obtained or derived from ancillary activities</ENT>
            <ENT>1.</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">210(b)</ENT>
            <ENT>Retain ancillary activities data/information; upon request, submit to BOEMRE</ENT>
            <ENT>2.</ENT>
          </ROW>
          <ROW EXPSTB="02" RUL="s">
            <ENT I="21">
              <E T="02">Contents of Exploration Plans (EP)</E>
            </ENT>
          </ROW>
          <ROW EXPSTB="00" RUL="s">
            <ENT I="01">211 thru 228; 209; NTL 2010 N-06, and other NTLs</ENT>
            <ENT>Submit EP and all required information (including, but not limited to, submissions required by BOEMRE forms MMS-137, MMS-138, MMS-142 used in GOMR, withdrawals; lease stipulations; reports; H2S; G&amp;G; etc.) and provide notifications</ENT>
            <ENT>659.25.<LI>$3,442 for ea EP*.</LI>
              <LI>AKOCS—1,000.</LI>
            </ENT>
          </ROW>
          <ROW EXPSTB="02" RUL="s">
            <ENT I="21">
              <E T="02">Seismic Survey Mitigation Measures and Protected Species Observer Program</E>
            </ENT>
          </ROW>
          <ROW EXPSTB="00">
            <ENT I="01">211 thru 228: 241 thru 262; NTLs</ENT>
            <ENT>Submit to BOEMRE observer training requirement materials and information</ENT>
            <ENT>
              <FR>1/2</FR>hour.</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Training certification and recordkeeping</ENT>
            <ENT>
              <FR>1/2</FR>hour.</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>If used, submit to BOEMRE information on any passive acoustic monitoring system prior to placing it in service</ENT>
            <ENT>1 hour.</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Submit to BOEMRE marine mammal observation report(s) (this includes observer duty and training and are the occasional activities done in-house and not subcontracted out.)</ENT>
            <ENT>345 hours**.</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Observer training*** (in-house training is in hours—contracted out training is in non- hour cost burdens)</ENT>
            <ENT>8 hours.<LI>$37.50/hr.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Observation Report/Form</ENT>
            <ENT>$10,400.</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="22"/>
            <ENT>Observation Duty (3 observers fulfilling an 8 hour shift ea for 365 calendar days × 4 vessels = 35,040 man-hours)</ENT>
            <ENT>$52/hr.</ENT>
          </ROW>
          <ROW EXPSTB="02" RUL="s">
            <ENT I="21">
              <E T="02">Protected Species Report</E>
            </ENT>
          </ROW>
          <ROW EXPSTB="00" RUL="s">
            <ENT I="01">211 thru 228: 241 thru 262; NTLs</ENT>
            <ENT>Submit injured/dead protected species report.</ENT>
            <ENT>
              <FR>1/2</FR>hour.</ENT>
          </ROW>
          <ROW EXPSTB="02" RUL="s">
            <ENT I="21">
              <E T="02">Trash and Debris Awareness/Elimination</E>
            </ENT>
          </ROW>
          <ROW EXPSTB="00">
            <ENT I="01">211 thru 228: 241 thru 262; NTLs</ENT>
            <ENT>Submit request for training video</ENT>
            <ENT>
              <FR>1/2</FR>hour.</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Submit annual report to BOEMRE on training process and certification</ENT>
            <ENT>
              <FR>1/2</FR>hour.</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Training recordkeeping</ENT>
            <ENT>
              <FR>1/2</FR>hour.</ENT>
          </ROW>
          <ROW RUL="s">
            <PRTPAGE P="39422"/>
            <ENT I="22"/>
            <ENT>Post placards on vessels and structures (exempt from information collection burden because BOEMRE is providing exact language for the trash and debris warning, similar to the “Surgeon General's Warning” exemption)</ENT>
            <ENT>0.</ENT>
          </ROW>
          <ROW EXPSTB="02" RUL="s">
            <ENT I="21">
              <E T="02">Review and Decision Process for the EP</E>
            </ENT>
          </ROW>
          <ROW EXPSTB="00">
            <ENT I="01">231(b); 232(d); 234; 235; 281(d)(3); 283; 284; 285; NTL 2010 N-06</ENT>
            <ENT>Submit amended, modified, revised, or supplemental EP, or resubmit disapproved EP; withdraw your EP</ENT>
            <ENT>120.</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">235(b); 272(b); 281(d)(3)(ii)</ENT>
            <ENT>Appeal State's objection [burden exempt as defined in 5 CFR 1320.4(a)(2), (c)]</ENT>
            <ENT>0.</ENT>
          </ROW>
          <ROW EXPSTB="02" RUL="s">
            <ENT I="21">
              <E T="02">Contents of Development and Production Plans (DPP) and Development Operations Coordination Documents (DOCD)</E>
            </ENT>
          </ROW>
          <ROW EXPSTB="00" RUL="s">
            <ENT I="01">241 thru 262; 209; NTL 2010 N-06, and others</ENT>
            <ENT>Submit DPP/DOCD and accompanying/supporting information (including, but not limited to, submissions required by BOEMRE forms MMS-0137, MMS-0139, MMS-0142 used in GOMR; lease stipulations; withdrawals, etc.); provide notifications</ENT>
            <ENT>690.<LI>$3,971 for ea DPP or DOCD.</LI>
              <LI>AKOCS—1,700.</LI>
            </ENT>
          </ROW>
          <ROW EXPSTB="02" RUL="s">
            <ENT I="21">
              <E T="02">Review and Decision Process for the DPP or DOCD</E>
            </ENT>
          </ROW>
          <ROW EXPSTB="00">
            <ENT I="01">266(b); 267(d); 272(a); 273; 283; 284; 285; 209; NTL 2010 N-06</ENT>
            <ENT>Submit amended, modified, revised, or supplemental DPP or DOCD, or resubmit disapproved DPP or DOCD</ENT>
            <ENT>95.<LI>POCS-680.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">267(a)</ENT>
            <ENT>Once BOEMRE deemed DPP/DOCD submitted; Governor of each affected State, local government official; etc., submit comments/recommendations</ENT>
            <ENT>1.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">267(b)</ENT>
            <ENT>General public comments/recommendations submitted to BOEMRE re DPPs or DOCDs. Not considered IC as defined in 5 CFR 1320.3(h)(4)</ENT>
            <ENT>0.</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">269(b)</ENT>
            <ENT>Submit information on preliminary plans for leases or units in vicinity of proposed development and production activities</ENT>
            <ENT>2.</ENT>
          </ROW>
          <ROW EXPSTB="02" RUL="s">
            <ENT I="21">
              <E T="02">Post-Approval Requirements for the EP, DPP, and DOCD</E>
            </ENT>
          </ROW>
          <ROW EXPSTB="00">
            <ENT I="01">280(b)</ENT>
            <ENT>Request departure from your approved EP, DPP, or DOCD [burden covered under 1010-0114]</ENT>
            <ENT>0.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">281(a)</ENT>
            <ENT>Submit various applications [burdens included under appropriate subpart or form (1010-0050; 1010-0059; 1010-0141; 1010-0149)]</ENT>
            <ENT>0.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">282</ENT>
            <ENT>Retain monitoring data/information</ENT>
            <ENT>2.</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT>Submit monitoring plans</ENT>
            <ENT>1.</ENT>
          </ROW>
          <ROW RUL="s">
            <ENT I="01">282(b)</ENT>
            <ENT>Submit monitoring reports and data (including form MMS-0141 used in GOMR)</ENT>
            <ENT>2.</ENT>
          </ROW>
          <ROW EXPSTB="02" RUL="s">
            <ENT I="21">
              <E T="02">Submit DWOPs, CIDs, and Departure/Alternative Compliance Requests</E>
            </ENT>
          </ROW>
          <ROW EXPSTB="00">
            <ENT I="01">287 thru 295</ENT>
            <ENT>Submit DWOP and accompanying/supporting information</ENT>
            <ENT>750.<LI>$3,336 for ea DWOP.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">296 thru 298</ENT>
            <ENT>Submit CID and accompanying/supporting information</ENT>
            <ENT>443.<LI>$25,629 for ea CID.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">200 thru 299</ENT>
            <ENT>General departure and alternative compliance requests not specifically covered elsewhere in subpart B regulations</ENT>
            <ENT>2.</ENT>
          </ROW>
          <TNOTE>* You may have multiple locations and/or wells for each EP, EPP, or DOCD.</TNOTE>
          <TNOTE>** Hours are based on 14 days of observing, attending a training session, and writing report(s).</TNOTE>
          <TNOTE>*** Allowed minimal hour burden for in-house training.</TNOTE>
          <TNOTE>
            <E T="04">Note:</E>The non-hour cost burdens associated with EPs, DPPs or DOCDs, DWOPs, and CIDs relate to cost recovery fees. These fees are based on actual monies received in FY2010 thru the Pay.gov system.</TNOTE>
        </GPOTABLE>
        <P>
          <E T="03">Estimated Reporting and Recordkeeping “Non-Hour Cost” Burden:</E>We have identified seven non-hour costs associated with this information collection. Four of these non-hour cost burdens are cost recovery fees. They consist of fees being submitted with EPs ($3,442), DPPs or DOCDs ($3,971), DWOPs ($3,336), and CIDs ($25,629). There are also three non-hour cost burdens that are associated with the Protected Species Observer Program. The costs associated with this program are due to activities that are, for the most part, subcontracted to other service companies with expertise in these areas. To allow for the potential in-house reporting by lessees/operators, we have retained a minimal hour burden in the table.</P>
        <P>We have not identified any other non-hour cost burdens associated with this collection of information.</P>
        <P>
          <E T="03">Public Disclosure Statement:</E>The PRA (44 U.S.C. 3501,<E T="03">et seq.</E>) provides that an agency may not conduct or sponsor a collection of information unless it displays a currently valid OMB control number. Until OMB approves a collection of information, you are not obligated to respond.</P>
        <P>
          <E T="03">Comments:</E>Before submitting an ICR to OMB, PRA section 3506(c)(2)(A) requires each agency “* * * to provide notice * * * and otherwise consult<PRTPAGE P="39423"/>with members of the public and affected agencies concerning each proposed collection of information * * *”. Agencies must specifically solicit comments to: (a) Evaluate whether the proposed collection of information is necessary for the agency to perform its duties, including whether the information is useful; (b) evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information; (c) enhance the quality, usefulness, and clarity of the information to be collected; and (d) minimize the burden on the respondents, including the use of automated collection techniques or other forms of information technology.</P>
        <P>Agencies must also estimate the non-hour cost burdens to respondents or recordkeepers resulting from the collection of information. Therefore, if you have costs to generate, maintain, and disclose this information, you should comment and provide your total capital and startup cost components or annual operation, maintenance, and purchase of service components. You should describe the methods you use to estimate major cost factors, including system and technology acquisition, expected useful life of capital equipment, discount rate(s), and the period over which you incur costs. Capital and startup costs include, among other items, computers and software you purchase to prepare for collecting information, monitoring, and record storage facilities. You should not include estimates for equipment or services purchased: (i) Before October 1, 1995; (ii) to comply with requirements not associated with the information collection; (iii) for reasons other than to provide information or keep records for the Government; or (iv) as part of customary and usual business or private practices.</P>
        <P>We will summarize written responses to this notice and address them in our submission for OMB approval. As a result of your comments, we will make any necessary adjustments to the burden in our submission to OMB. Revised Form BOEMRE-0137 follows:</P>
        <BILCOD>BILLING CODE 4310-MR-P</BILCOD>
        <GPH DEEP="640" SPAN="3">
          <PRTPAGE P="39424"/>
          <GID>EN06JY11.068</GID>
        </GPH>
        <GPH DEEP="628" SPAN="3">
          <PRTPAGE P="39425"/>
          <GID>EN06JY11.069</GID>
        </GPH>
        <GPH DEEP="640" SPAN="3">
          <PRTPAGE P="39426"/>
          <GID>EN06JY11.070</GID>
        </GPH>
        <GPH DEEP="640" SPAN="3">
          <PRTPAGE P="39427"/>
          <GID>EN06JY11.071</GID>
        </GPH>
        <GPH DEEP="640" SPAN="3">
          <PRTPAGE P="39428"/>
          <GID>EN06JY11.072</GID>
        </GPH>
        <GPH DEEP="640" SPAN="3">
          <PRTPAGE P="39429"/>
          <GID>EN06JY11.073</GID>
        </GPH>
        <GPH DEEP="640" SPAN="3">
          <PRTPAGE P="39430"/>
          <GID>EN06JY11.074</GID>
        </GPH>
        <GPH DEEP="640" SPAN="3">
          <PRTPAGE P="39431"/>
          <GID>EN06JY11.075</GID>
        </GPH>
        <GPH DEEP="466" SPAN="3">
          <PRTPAGE P="39432"/>
          <GID>EN06JY11.076</GID>
        </GPH>
        <P>
          <E T="03">Public Comment Procedures:</E>Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
        <P>
          <E T="03">BOEMRE Information Collection Clearance Officer:</E>Arlene Bajusz (703) 787-1025.</P>
        <SIG>
          <DATED>Dated: June 28, 2011.</DATED>
          <NAME>Doug Slitor,</NAME>
          <TITLE>Acting Chief, Office of Offshore Regulatory Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16745 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-MR-C</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Fish and Wildlife Service</SUBAGY>
        <DEPDOC>[FWS-R9-IA-2011-N141; 96300-1671-0000-P5]</DEPDOC>
        <SUBJECT>Endangered Species; Receipt of Applications for Permit</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Fish and Wildlife Service, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of receipt of applications for permit: new applications and corrected application.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We, the U.S. Fish and Wildlife Service, invite the public to comment on the following applications to conduct certain activities with endangered species. With some exceptions, the Endangered Species Act (ESA) prohibits activities with listed species unless a Federal permit is issued that allows such activities. The ESA law requires that we invite public comment before issuing these permits. We also correct and reopen the comment period for a previously announced application.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>We must receive comments or requests for documents on or before August 5, 2011.</P>
        </DATES>
        <ADD>
          <PRTPAGE P="39433"/>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Brenda Tapia, Division of Management Authority, U.S. Fish and Wildlife Service, 4401 North Fairfax Drive, Room 212, Arlington, VA 22203; fax (703) 358-2280; or e-mail<E T="03">DMAFR@fws.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Brenda Tapia, (703) 358-2104 (telephone); (703) 358-2280 (fax);<E T="03">DMAFR@fws.gov</E>(e-mail).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Public Comment Procedures</HD>
        <HD SOURCE="HD2">A. How do I request copies of applications or comment on submitted applications?</HD>

        <P>Send your request for copies of applications or comments and materials concerning any of the applications to the contact listed under<E T="02">ADDRESSES</E>. Please include the<E T="04">Federal Register</E>notice publication date, the PRT-number, and the name of the applicant in your request or submission. We will not consider requests or comments sent to an e-mail or address not listed under<E T="02">ADDRESSES</E>. If you provide an e-mail address in your request for copies of applications, we will attempt to respond to your request electronically.</P>
        <P>Please make your requests or comments as specific as possible. Please confine your comments to issues for which we seek comments in this notice, and explain the basis for your comments. Include sufficient information with your comments to allow us to authenticate any scientific or commercial data you include.</P>

        <P>The comments and recommendations that will be most useful and likely to influence agency decisions are: (1) Those supported by quantitative information or studies; and (2) Those that include citations to, and analyses of, the applicable laws and regulations. We will not consider or include in our administrative record comments we receive after the close of the comment period (see<E T="02">DATES</E>) or comments delivered to an address other than those listed above (see<E T="02">ADDRESSES</E>).</P>
        <HD SOURCE="HD2">B. May I review comments submitted by others?</HD>

        <P>Comments, including names and street addresses of respondents, will be available for public review at the address listed under<E T="02">ADDRESSES</E>. The public may review documents and other information applicants have sent in support of the application unless our allowing viewing would violate the Privacy Act or Freedom of Information Act. Before including your address, phone number, e-mail address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
        <HD SOURCE="HD1">II. Background</HD>

        <P>To help us carry out our conservation responsibilities for affected species, the Endangered Species Act of 1973, section 10(a)(1)(A), as amended (16 U.S.C. 1531<E T="03">et seq.</E>), require that we invite public comment before final action on these permit applications.</P>
        <HD SOURCE="HD1">III. Permit Applications</HD>
        <HD SOURCE="HD2">A. Endangered Species</HD>
        <HD SOURCE="HD3">Applicant: Feld Entertainment Inc., Vienna, VA; PRT-37444A (Corrected Application)</HD>
        <P>On June 23, 2011, we published a<E T="04">Federal Register</E>notice inviting the public to comment on several applications for permits to conduct certain activities with endangered species (76 FR 36934). We made an error by omitting one animal in the Feld Entertainment, Inc. application, which starts at the bottom of column 3 on page 36934. The omitted animal is a captive-born tiger (Panthera tigris). All the other information we printed was correct. With this notice, we correct that error and reopen the comment period for PRT-37444A. The corrected entry for this application is as follows: The applicant request a permits to import, for the purpose of enhancement of the species through conservation education, one African leopard (<E T="03">Panthera pardus</E>), one Siberian tiger (<E T="03">Panthera tigris altaica</E>), and seven tigers (<E T="03">Panthera tigris</E>). The captive-born animals are being imported from Schweiberdingen, Germany, in cooperation with Alexander Lacey.</P>
        <HD SOURCE="HD3">Multiple Applicants (New Applications)</HD>

        <P>The following applicants each request a permit to import the sport-hunted trophy of one male bontebok (<E T="03">Damaliscus pygargus pygargus</E>) culled from a captive herd maintained under the management program of the Republic of South Africa, for the purpose of enhancement of the survival of the species.</P>
        <HD SOURCE="HD3">Applicant: Alan Maki, Alpine, WY; PRT-43269A</HD>
        <HD SOURCE="HD3">Applicant: Jeffrey Rachor, Dallas, TX; PRT-43976A</HD>
        <HD SOURCE="HD3">Applicant: Lewis Metzger, Houston, TX; PRT-46316A</HD>
        <HD SOURCE="HD3">Applicant: David Cote, Morristown, NJ; PRT-43284A</HD>
        <SIG>
          <NAME>Brenda Tapia,</NAME>
          <TITLE>Program Analyst/Data Administrator, Branch of Permits, Division of Management Authority.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16907 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-55-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Fish and Wildlife Service</SUBAGY>
        <DEPDOC>[FWS-R9-EA-2011-N125; 90100-1664-1HCC-5A]</DEPDOC>
        <SUBJECT>Wildlife and Hunting Heritage Conservation Council</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Fish and Wildlife Service, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of teleconference.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We, the U.S. Fish and Wildlife Service (Service), announce a public teleconference of the Wildlife and Hunting Heritage Conservation Council (Council).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>We will hold the teleconference on Tuesday, July 26, 2011, from 10 a.m. to 1 p.m. (Eastern Daylight Time). If you wish to listen to the teleconference, orally present material during the teleconference, or submit written material for the Council to consider during the teleconference, notify Joshua Winchell by Thursday, July 21, 2011. See instructions under<E T="02">SUPPLEMENTARY INFORMATION</E>.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Joshua Winchell, Council Coordinator, 4401 N. Fairfax Dr., Mailstop 3103-AEA, Arlington, VA 22203; (703) 358-2639 (phone); (703) 358-2548 (fax); or<E T="03">joshua_winchell@fws.gov</E>(e-mail).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>In accordance with the requirements of the Federal Advisory Committee Act, 5 U.S.C. App., we give notice that the Council will hold a teleconference (<E T="03">see</E>
          <E T="02">DATES</E>).</P>
        <HD SOURCE="HD1">Background</HD>
        <P>Formed in February 2010, the Council provides advice about wildlife and habitat conservation endeavors that:</P>
        <P>(a) Benefit recreational hunting;</P>
        <P>(b) Benefit wildlife resources; and</P>

        <P>(c) Encourage partnership among the public, the sporting conservation<PRTPAGE P="39434"/>community, the shooting and hunting sports industry, wildlife conservation organizations, the States, Native American tribes, and the Federal Government.</P>
        <P>The Council advises the Secretary of the Interior (DOI) and the Secretary of Agriculture (USDA), reporting through the Director of the U.S. Fish and Wildlife Service (Service), in consultation with the Director of the Bureau of Land Management (BLM), Chief of the Forest Service (USFS), Chief of the Natural Resources Service (NRCS), and Administrator of the Farm Services Agency (FSA). The Council's duties are strictly advisory and consist of, but are not limited to, providing recommendations for:</P>
        <P>(a) Implementing the Recreational Hunting and Wildlife Resource Conservation Plan—A Ten-Year Plan for Implementation;</P>
        <P>(b) Increasing public awareness of and support for the Sport Wildlife Trust Fund;</P>
        <P>(c) Fostering wildlife and habitat conservation and ethics in hunting and shooting sports recreation;</P>
        <P>(d) Stimulating sportsmen and women's participation in conservation and management of wildlife and habitat resources through outreach and education;</P>
        <P>(e) Fostering communication and coordination among State, Tribal, and Federal Government; industry; hunting and shooting sportsmen and women; wildlife and habitat conservation and management organizations; and the public;</P>
        <P>(f) Providing appropriate access to Federal lands for recreational shooting and hunting;</P>
        <P>(g) Providing recommendation to improve implementation of Federal conservation programs that benefit wildlife, hunting, and outdoor recreation on private lands; and</P>
        <P>(h) When requested by the agencies' designated ex officio members, or the Designated Federal Officer in consultation with the Council Chairman, performing a variety of assessments or reviews of policies, programs, and efforts, through the Council's designated subcommittees or workgroups.</P>
        <P>Background information on the Council is available at<E T="03">http://www.fws.gov/whhcc.</E>
        </P>
        <HD SOURCE="HD1">Teleconference Agenda</HD>

        <P>The Council will convene by telephone to discuss: (1) The U.S. Forest Service's Planning Rule, (2) the U.S. Fish and Wildlife Service's National Wildlife Refuge System Vision document, (3) the conservation and forestry titles of the USDA Farm Bill, and (4) impacts to wildlife and habitat funding resulting from the Equal Access to Justice Act (5 U.S.C. 504; 28 U.S.C. 2412). In advance of the teleconference, we will post the final agenda and copies of materials to be discussed by the Council on the Internet at<E T="03">http://www.fws.gov/whhcc.</E>
        </P>
        <HD SOURCE="HD1">Procedures for Public Input</HD>
        <P>Interested members of the public may listen to the teleconference, orally present material during the teleconference, or submit written material ahead of time for the Council to consider during the teleconference. Questions from the public will not be considered during the teleconference. Speakers who wish to expand upon oral statements they presented during the teleconference, or those who had wished to speak but could not be accommodated on the agenda, are invited to submit written statements to the Council before the teleconference.</P>
        <P>Oral presentations will be limited to 2 minutes per speaker, with no more than a total of 30 minutes for all speakers. Those wishing to give oral presentations must notify the Council Coordinator by July 21, 2011.</P>

        <P>Written statements must be received by July 21, 2011, so that the information may be made available to the Council for their consideration prior to this teleconference. Written statements must be supplied to the Council Coordinator in one of the following formats: One hard copy with original signature, or one electronic copy via e-mail. Please submit your statement to Joshua Winchell, Council Coordinator (<E T="03">see</E>
          <E T="02">FOR FURTHER INFORMATION CONTACT</E>).</P>

        <P>In order to listen to or participate in this teleconference, you must register by close of business on July 21, 2011. Please submit your name, e-mail address, and phone number to Joshua Winchell, Council Coordinator (<E T="03">see</E>
          <E T="02">FOR FURTHER INFORMATION CONTACT</E>).</P>
        <HD SOURCE="HD1">Teleconference Summary Minutes</HD>

        <P>The Council Coordinator will maintain the teleconference's summary minutes, which will be available for public inspection at the location under<E T="02">FOR FURTHER INFORMATION CONTACT</E>during regular business hours within 90 days after the teleconference. You may purchase personal copies for the cost of duplication.</P>
        <SIG>
          <DATED>Dated:June 24, 2011.</DATED>
          <NAME>Gregory E. Siekaniec,</NAME>
          <TITLE>Acting Deputy Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16839 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-55-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Bureau of Land Management</SUBAGY>
        <DEPDOC>[LLUT980300-L12100000-PH0000-24-1A]</DEPDOC>
        <SUBJECT>Notice of Utah's Resource Advisory Council (RAC)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Land Management, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Utah's Resource Advisory Council (RAC).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with the Federal Land Policy and Management Act (FLPMA) andthe Federal Advisory Committee Act of 1972 (FACA), the U.S. Department of the Interior, Bureauof Land Management's (BLM) Utah RAC will meet as indicated below.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The Utah RAC will meet Thursday, August 4, 2011, (8:15 a.m.—5 p.m.), South OgdenPark &amp; Ride, and Friday, August 5, 2011, (8:30 a.m.—3:30 p.m.) in Salt Lake City, Utah.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>On August 4, the RAC will meet at the Park-N-Ride, Exit 405 (South Weber Drive),from Highway 89 (South Ogden). The South Weber Park &amp; Ride is the first right crossing Highway 89on the north side of South Weber Drive. The RAC will meet on the north end of the parkinglot. Directions and further information will be provided for the field tour of the Deseret Land andLivestock Allotment (Woodruff, Utah). On August 5, the business meeting will be held at the BLM'sUtah State Office, 440 West 200 South, fifth floor Monument Conference Room, Salt Lake City, Utah.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Sherry Foot, Special Programs Coordinator, UtahState Office, Bureau of Land Management, P.O. Box 45155, Salt Lake City, Utah 84145-0155;phone (801) 539-4195.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The 15-member Council advises the Secretaryof the Interior, through the Bureau of Land Management, on a variety of planning andmanagement issues associated with public land management in Utah. On August 4, planned agenda topics include a field tour of the Three Creeks Allotment on the Deseret Land and Livestock (DLL) in Woodruff, Utah. The RAC will view the long-term and annual benefits to wildlife, livestock water quality, and recreational opportunities of “time control” grazing. A presentation on data collected from DLL from Open Range Consulting will also take place. For tour convenience and parking at the DLL, only the first four (4) vehicles to sign on for the field tour will be permitted to accompany the RAC. These vehicles<PRTPAGE P="39435"/>should be 4-wheel drive and have heavy-duty tires due to the terrain. To sign on for the tour, contact Sherry Foot, Special Programs Coordinator, (801) 539-4195, no later than close of business July 25, 201l.</P>
        <P>On August 5, a business meeting will be held to discuss the ecological, social, and economic values that can be created by the proposed grazing strategy (follow-up to the field tour); RAC voting in support of the Rich County Project subgroup report; RAC subgroup report on the draft BLM Utah Instruction Memorandum on the Statewide Travel Management Planning Policy; Air Quality status update; a conference call with BLM's Director Abbey on the RAC's involvement with the America's Great Outdoors Initiative; and, Grazing/Range monitoring guidelines and protocol. The conference call with Director Abbey will take place from 1-1:45 p.m. (Mountain Time). A half-hour public comment period, where the public may address the Council, is scheduled for August 5, from 2:45-3:15 p.m. Written comments may be sent to the Bureau of Land Management addressed listed above.</P>
        <P>All meetings are open to the public; however, transportation, lodging, and meals are the responsibility of the participating public.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <P>.</P>
          <NAME>Juan Palma,</NAME>
          <TITLE>State Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16831 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-DQ-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Bureau of Reclamation</SUBAGY>
        <SUBAGY>National Park Service</SUBAGY>
        <SUBJECT>Notice of Intent To Prepare a Draft Environmental Impact Statement and Conduct Public Scoping on the Adoption of a Long-Term Experimental and Management Plan for the Operation of Glen Canyon Dam</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Reclamation and National Park Service, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of intent.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>On December 10, 2009, Secretary of the Interior (Secretary) Ken Salazar announced that the development of a Long-Term Experimental and Management Plan (LTEMP) for Glen Canyon Dam was needed. The Secretary emphasized the inclusion of stakeholders, particularly those in the Glen Canyon Dam Adaptive Management Program (GCDAMP), in the development of the LTEMP. The Department of the Interior (Department), through the Bureau of Reclamation (Reclamation) and the National Park Service (NPS), will prepare a draft environmental impact statement (EIS) and conduct public scoping for the adoption of a LTEMP for the operation of Glen Canyon Dam. The Department's decision to develop the LTEMP is a component of its efforts to continue to comply with the ongoing requirements and obligations established by the Grand Canyon Protection Act of 1992 (Pub. L. 102-575) (GCPA). Reclamation and the NPS will co-lead this effort because Reclamation has primary responsibility for operation of Glen Canyon Dam and the NPS has primary responsibility for Grand Canyon National Park and Glen Canyon National Recreation Area.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Beverley Heffernan, telephone (801) 524-3712; facsimile (801) 524-3826; e-mail<E T="03">LTEMPEIS@usbr.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The GCDAMP was established by, and has been implemented pursuant to the Secretary's 1996 Record of Decision on the Operation of Glen Canyon Dam (ROD), in order to comply with monitoring and consultation requirements of the GCPA. The GCDAMP includes a Federal advisory committee known as the Glen Canyon Dam Adaptive Management Work Group (AMWG), a technical work group, a scientific monitoring and research center administered by the U.S. Geological Survey (USGS), and independent scientific review panels. The AMWG makes recommendations to the Secretary concerning Glen Canyon Dam operations and other management actions to protect resources downstream of Glen Canyon Dam consistent with the GCPA and other applicable provisions of Federal law.</P>
        <P>The purpose of the proposed LTEMP is to utilize current, and develop additional scientific information, to better inform Departmental decisions and to operate the dam in such a manner as to improve and protect important downstream resources while maintaining compliance with relevant laws including the GCPA, the Law of the River, and the Endangered Species Act (ESA). The National Environmental Policy Act (NEPA) process will document and evaluate impacts of the alternatives described in the EIS. The LTEMP is intended to develop and implement a structured, long-term experimental and management plan, to determine the need for potential future modifications to Glen Canyon Dam operations, and to determine whether to establish an ESA Recovery Implementation Program for endangered fish species below Glen Canyon Dam.</P>
        <P>A primary function of the LTEMP will be to identify adaptive management experiments that have been successfully completed under the GCDAMP and to evaluate potential future experiments that may further inform management decisions. Revised dam operations and other actions under the jurisdiction of the Secretary will be considered for alternatives in the EIS, in keeping with the scope of the GCPA. The LTEMP will be the first EIS completed on the operations of Glen Canyon Dam since the 1995 EIS, which was intended to allow the Secretary to “balance and meet statutory responsibilities for protecting downstream resources for future generations and producing hydropower, and to protect affected Native American interests.” Given that it has been 15 years since completion of the 1996 ROD on the operation of Glen Canyon Dam, the Department will study new information developed through the GCDAMP, including information on climate change, so as to more fully inform future decisions regarding the operation of Glen Canyon Dam and other management and experimental actions.</P>
        <P>As stated above, the LTEMP will build on more than a decade of scientific experimentation and monitoring undertaken as part of the GCDAMP. Accordingly, Reclamation and the NPS intend, where appropriate, to incorporate by reference, or tier from, earlier NEPA compliance documents prepared as part of the Department's Glen Canyon Dam adaptive management efforts, see 40 CFR 1500.4(i), 1502.20, and 1508.20(b), such as the Environmental Assessment for an Experimental Protocol for High-Flow Releases from Glen Canyon Dam and the Environmental Assessment for Non-Native Fish Control in the Colorado River Downstream from Glen Canyon Dam that are currently in preparation.</P>

        <P>Environmental documentation and updated information developed for the Long-Term Experimental Plan (LTEP) EIS (that was partially developed during 2006-2007) will be utilized. In a<E T="04">Federal Register</E>notice published on February 12, 2008 (73 FR 8062), the LTEP EIS was put on hold until completion of environmental compliance on a five-year plan of experimental flows (2008-2012), including a high-flow test completed in March 2008 and yearly fall steady flows to be conducted in September and October of each year from 2008-2012.<PRTPAGE P="39436"/>
        </P>
        <P>This<E T="04">Federal Register</E>notice provides notice that the LTEP EIS, initiated in a<E T="04">Federal Register</E>notice dated November 6, 2006 (71 FR 64982), will be superseded by the LTEMP EIS. In addition, this notice provides the public with initial information regarding the anticipated development and purpose of the LTEMP, and notice of the Department's commitment to analyze the LTEMP in an EIS pursuant to NEPA.</P>

        <P>Public scoping meetings will be held to solicit comments on the scope of the LTEMP and the issues and alternatives that should be analyzed. These meetings will serve to expand upon the input received from meetings and recommendations of the AMWG. Additional information regarding the dates and times for the upcoming meetings and identification of relevant comment periods will be provided in a future<E T="04">Federal Register</E>notice, as well as through other methods of public involvement as the NEPA process is undertaken and the LTEMP is developed and prepared.</P>
        <HD SOURCE="HD1">Background</HD>
        <P>Glen Canyon Dam was authorized by the Colorado River Storage Project Act of 1956 and completed by Reclamation in 1963. Below Glen Canyon Dam, the Colorado River flows for 15 miles through the Glen Canyon National Recreation Area which is managed by the NPS. Fifteen miles below Glen Canyon Dam, Lees Ferry, Arizona, marks the beginning of Marble Canyon and the northern boundary of Grand Canyon National Park.</P>
        <P>The major function of Glen Canyon Dam is water conservation and storage. The dam is specifically managed to regulate releases of water from the Upper Colorado River Basin to the Lower Colorado River Basin to satisfy provisions of the 1922 Colorado River Compact and subsequent water delivery commitments, and thereby allow states within the Upper Basin to deplete water from the watershed upstream of Glen Canyon Dam and utilize their apportionments of Colorado River water.</P>
        <P>Another function of Glen Canyon Dam is to generate hydroelectric power. Between the dam's completion in 1963 and 1990, the dam's daily operations were primarily to maximize generation of hydroelectric power. Over time, concerns arose with respect to the operation of Glen Canyon Dam, including effects on the downstream riparian ecosystem and on species listed pursuant to the ESA. In 1992, Congress passed and the President signed into law the GCPA which addresses potential impacts of dam operations on downstream resources in Glen Canyon National Recreation Area and Grand Canyon National Park.</P>
        <P>The GCPA required the Secretary to complete an EIS evaluating alternative operating criteria that would determine how Glen Canyon Dam would be operated “to protect, mitigate adverse impacts to, and improve the values for which Grand Canyon National Park and Glen Canyon National Recreation Area were established.” The final EIS was completed in March 1995. Consistent with section 1802 of the GCPA, the Preferred Alternative (Modified Low Fluctuating Flow Alternative) was selected as the best means to operate Glen Canyon Dam in a ROD issued on October 9, 1996. In 1997 the Secretary adopted operating criteria for Glen Canyon Dam (62 FR 9447) as required by Section 1804(c) of the GCPA.</P>
        <P>Additionally, the GCPA required the Secretary to undertake research and monitoring to determine if revised dam operations were achieving the resource protection objectives of the final EIS and ROD. These provisions of the GCPA were incorporated into the 1996 ROD and led to the establishment of the GCDAMP, administered by Reclamation, and of the Grand Canyon Monitoring and Research Center within the USGS.</P>
        <HD SOURCE="HD1">Purpose and Need for Action</HD>
        <P>The purpose of the proposed action is to fully evaluate dam operations and identify management actions and experimental options that will provide a framework for adaptively managing Glen Canyon Dam over the next 15 to 20 years consistent with the GCPA and other provisions of applicable Federal law. The proposed action will help determine specific alternatives that could be implemented to meet the GCPA's requirements and to minimize—consistent with law—adverse impacts on the downstream natural, recreational, and cultural resources in the two park units, including resources of importance to American Indian Tribes. The need for the proposed action stems from the need to utilize scientific information developed over the past 15 years to better inform Departmental decisions on dam operations and other management and experimental actions so that the Secretary may continue to meet statutory responsibilities for protecting downstream resources for future generations, conserving ESA listed species, and protecting Native American interests, while meeting water delivery obligations and for the generation of hydroelectric power.</P>
        <HD SOURCE="HD1">Proposed Federal Action</HD>
        <P>The proposed Federal action is to (a) Develop and implement a structured, long-term experimental and management plan for the operation of Glen Canyon Dam and (b) to determine whether to establish a Recovery Implementation Program for endangered fish species below Glen Canyon Dam.</P>
        <HD SOURCE="HD1">Public Disclosure</HD>
        <P>Before including a name, address, telephone number, e-mail address, or other personal identifying information in the comment, please be advised that the entire comment—including personal identifying information—may be made publicly available at any time. While a commenter may request that Reclamation and the NPS withhold personal identifying information from public review, Reclamation and the NPS cannot guarantee that the Department will be able to do so.</P>
        <SIG>
          <DATED>Dated: June 23, 2011.</DATED>
          <NAME>Anne J. Castle,</NAME>
          <TITLE>Assistant Secretary—Water and Science.</TITLE>
          <NAME>Rachel Jacobson,</NAME>
          <TITLE>Acting Assistant Secretary—Fish and Wildlife and Parks.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16926 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-MN-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Bureau of Reclamation</SUBAGY>
        <SUBJECT>Draft Environmental Impact Statement/Environmental Impact Report (EIS/EIR) and Notice of Scoping Meeting for the San Joaquin River Exchange Contractors Water Authority's 25-Year Water Transfer Program 2014 to 2038, California</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Reclamation, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of intent and scoping meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Department of the Interior, Bureau of Reclamation (Reclamation) and the San Joaquin River Exchange Contractors Water Authority (Exchange Contractors) propose to prepare a joint EIS/EIR for a twenty-five year water transfer program (Program). The action would be to execute agreements for water transfers among Reclamation, Mid-Pacific Region; Central Valley Project (CVP) and State Water Project (SWP) contractors; and the Exchange Contractors for water service years 2014 to 2038. The Program would consist of the annual development and transfer of up to 150,000 acre-feet of substitute water (maximum of 100,000 acre-feet of<PRTPAGE P="39437"/>conserved water and a maximum of 50,000 acre-feet from land fallowing) from the Exchange Contractors to other CVP contractors, to Reclamation's Refuge Water Supply Program (RWSP) for delivery to the San Joaquin Valley wetland habitat areas (wildlife refuges), and/or State Water Project (SWP) contractors.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments on the scope of the EIS/EIR should be mailed to Mr. Brad Hubbard at the address below by August 10, 2011.</P>
          <P>A public scoping meeting will be held on July 13, 5-7 p.m., in Los Banos, California.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Written comments on the scope of the EIS should be sent to Mr. Brad Hubbard, Bureau of Reclamation, 2800 Cottage Way, MP-410, Sacramento, California, 95825, or via e-mail to<E T="03">bhubbard@usbr.gov.</E>
          </P>
          <P>The public scoping meeting will be held at the Miller-Lux Building, Floor 1, 830 Sixth Street, Los Banos, California.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Mr. Brad Hubbard, Project Manager, Bureau of Reclamation at the above address, via e-mail at<E T="03">BHubbard@usbr.gov</E>or at916-978-5204, or Ms. Joann White, San Joaquin River Exchange Contractors Water Authority, via e-mail at<E T="03">jwhite@sjrecwa.net</E>at 209-827-8616.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Program's objective is the Exchange Contractor's annual transfer of Central Valley Project (CVP) water to:</P>
        <P>• Other CVP contractors and SWP contractors to meet demands of agriculture, municipal, and industrial uses, and/or</P>
        <P>• The RWSP for delivery to the San Joaquin Valley Federal, State and private wildlife refuges.</P>
        <P>The proposed Program would assist Reclamation in optimizing the use of limited existing water resources for agriculture, fish and wildlife resources, and municipal and industrial purposes. The Exchange Contractors propose to annually transfer CVP water for the production of agricultural crops or livestock and/or municipal and industrial uses because of water supply shortages or when full contract deliveries cannot otherwise be made. The RWSP needs additional water to provide the refuges with the increment between Level 2 (approximately 422 thousand acre-feet (TAF) of CVP yield—the amount of water historically used by refuges prior to 1992), and Level 4 (approximately555 TAF—the amount of water required for optimum wetland habitat development) quantities. This increment is known as “Incremental Level 4” and is water the RWSP acquires from willing sellers. The Program's annual water transfers would occur largely within the San Joaquin Valley of central California. The Exchange Contractors' service area covers parts of Fresno, Madera, Merced, and Stanislaus counties. The agricultural water users that would benefit from the potential transfers are located in the counties of Stanislaus, San Joaquin, Merced, Madera, Fresno, San Benito, Santa Clara, Tulare, Kern, Kings, Contra Costa, Alameda, Monterey, and Santa Cruz. The wetland habitat areas that may receive the water are located in Merced, Fresno, Kings, Tulare, and Kern counties.</P>
        <P>Some of the resources potentially affected by transfers under the proposed Program include: surface water including the San Joaquin River, groundwater, biological resources, land uses including Indian Trust Assets (if any), air quality/climate change, socioeconomics including impacts to agricultural production, and environmental justice.</P>
        <HD SOURCE="HD1">Special Assistance for Public Meetings</HD>

        <P>If special assistance is required to participate in the scoping meeting, please contact Ms. Joann White at 209-827-8616 or via e-mail at<E T="03">jwhite@sjrecwa.net.</E>A telephone device for the hearing impaired (TDD) is available at 916-989-7285.</P>
        <HD SOURCE="HD1">Public Disclosure</HD>
        <P>Before including your name, address, phone number, e-mail address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at anytime. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
        <SIG>
          <DATED>Dated: June 3, 2011.</DATED>
          <NAME>Anastasia T. Leigh,</NAME>
          <TITLE>Acting Regional Environmental Officer,Mid-Pacific Region.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16838 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-MN-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">INTERNATIONAL TRADE COMMISSION</AGENCY>
        <DEPDOC>[USITC SE-11-019]</DEPDOC>
        <SUBJECT>Government in the Sunshine Act Meeting Notice</SUBJECT>
        <PREAMHD>
          <HD SOURCE="HED">AGENCY HOLDING THE MEETING:</HD>
          <P>United States International Trade Commission.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">TIME AND DATE:</HD>
          <P>July 20, 2011 at 11 a.m.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PLACE:</HD>
          <P>Room 110, 500 E Street, SW.,Washington, DC 20436, Telephone: (202) 205-2000.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">STATUS:</HD>
          <P>Open to the public.</P>
        </PREAMHD>
        <HD SOURCE="HD1">Matters To Be Considered:</HD>
        <P>1. Agendas for future meetings: none.</P>
        <P>2. Minutes.</P>
        <P>3. Ratification List.</P>
        <P>4. Vote in Inv. Nos. 701-TA-379 and 731-TA-788 and 790-793 (Second Review)(Stainless Steel Plate from Belgium, Italy, Korea, South Africa, and Taiwan). The Commission is currently scheduled to transmit its determinations and Commissioners' opinions to the Secretary of Commerce on or before August 10, 2011.</P>
        <P>5. Vote in Inv. No. 731-TA-856 (Second Review)(Ammonium Nitrate from Russia). The Commission is currently scheduled to transmit its determinations and Commissioners' opinions to the Secretary of Commerce on or before July 27, 2011.</P>
        <P>6. Outstanding action jackets: none.</P>
        <P>In accordance with Commission policy, subject matter listed above, not disposed of at the scheduled meeting, may be carried over to the agenda of the following meeting.</P>
        <SIG>
          <P>By order of the Commission.</P>
          
          <DATED>Issued: June 30, 2011.</DATED>
          <NAME>William R. Bishop,</NAME>
          <TITLE>Hearings and Meetings Coordinator.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16946 Filed 7-1-11; 11:15 am]</FRDOC>
      <BILCOD>BILLING CODE 7020-02-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Federal Bureau of Investigation</SUBAGY>
        <DEPDOC>[OMB Number 1110-0015]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities: Proposed Collection, Comments Requested Revision of a Currently Approved Collection; Hate Crime Incident Report; Quarterly Hate Crime Report</SUBJECT>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>60-day Notice of Information Collection Under Review.</P>
        </ACT>

        <P>The Department of Justice, Federal Bureau of Investigation, Criminal Justice Information Services Division will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and clearance in accordance with established review procedures of the Paperwork Reduction Act of 1995. The proposed information collection is published to obtain comments from the public and affected agencies. Comments are encouraged and will be accepted until September 6, 2011. This process is<PRTPAGE P="39438"/>conducted in accordance with 5 CFR 1320.10.</P>

        <P>Written comments concerning this information collection should be sent to the Office of Information and Regulatory Affairs, Office of Management and Budget,<E T="03">Attn:</E>DOJ Desk Officer. The best way to ensure your comments are received is to e-mail them to<E T="03">oira_submission@omb.eop.gov</E>or fax them to 202-395-7285. All comments should reference the 8 digit OMB number for the collection or the title of the collection. To request a copy of copy of the proposed information collection instrument with instructions, should be directed to Mr. Gregory E. Scarbro, Unit Chief, Federal Bureau of Investigation, Criminal Justice Information Services (CJIS) Division, Module E-3, 1000 Custer Hollow Road, Clarksburg, West Virginia 26306, or facsimile to (304) 625-3566. If you have questions concerning the collection, please call Gregory E. Scarbro at 1-304-625-2000 or the DOJ Desk Officer at 202-395-3176.</P>
        <P>Written comments and suggestions from the public and affected agencies concerning the proposed collection of information are encouraged. Comments should address one or more of the following four points:</P>
        <P>(1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
        <P>(2) Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
        <P>(3) Enhance the quality, utility, and clarity of the information to be collected; and</P>
        <P>(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques of other forms of information technology, e.g., permitting electronic submission of responses.</P>
        <P>Overview of this information collection:</P>
        <P>(1)<E T="03">Type of information collection:</E>Revision of a currently approved collection.</P>
        <P>(2)<E T="03">The title of the form/collection:</E>Hate Crime Incident Report and the Quarterly Hate Crime Report.</P>
        <P>(3)<E T="03">The agency form number, if any, and the applicable component of the department sponsoring the collection: Form Number:</E>1-699 and 1-700;<E T="03">Sponsor:</E>Criminal Justice Information Services Division, Federal Bureau of Investigation, Department of Justice.</P>
        <P>(4)<E T="03">Affected public who will be asked or required to respond, as well as a brief abstract: Primary:</E>City, county, state, federal and tribal law enforcement agencies.<E T="03">Brief Abstract:</E>This collection is needed to collect information on hate crime incidents committed throughout the United States.</P>
        <P>(5)<E T="03">An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond:</E>There are approximately 14,981 law enforcement agency respondents that submit quarterly, four times per year, for a total of 59,924 responses with an estimated response time of 9 minutes per response.</P>
        <P>(6)<E T="03">An estimate of the total public burden (in hours) associated with this collection:</E>There are approximately 8,989 hours, annual burden, associated with this information collection.</P>
        <P>If additional information is required contact: Jerri Murray, Department Clearance Officer, Policy and Planning Staff, Justice Management Division, United States Department of Justice, Two Constitution Square, 145 N Street, NE., Room 2E-508, Washington, DC 20530.</P>
        <SIG>
          <NAME>Jerri Murray,</NAME>
          <TITLE>Department Clearance Officer, PRA, United States Department of Justice.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16853 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-02-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>National Institute of Corrections</SUBAGY>
        <SUBJECT>Solicitation for a Cooperative Agreement—Evaluating Early Access to Medicaid as a Reentry Strategy</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Institute of Corrections, U.S. Department of Justice.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Solicitation for a Cooperative Agreement.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The National Institute of Corrections (NIC) Administration Division is seeking applications for the development, implementation, and evaluation of a project to assess the effects of access to Medicaid at the time of release from incarceration on reentry outcomes, including health care utilization, employment success, and recidivism. The recipient of the award will work in a partnership with the selected state's prisons, jails, and Medicaid agency to implement and evaluate the project. This project will be conducted over a 36-month period. This cooperative agreement is a collaborative project between the National Institute of Corrections and the Office of the Assistant Secretary for Planning and Evaluation (ASPE), U.S. Department of Health of Human Services (HHS).</P>
          <P>To be considered, applicants must demonstrate at a minimum (1) In-depth knowledge of the criminal justice and healthcare fields, (2) experience working with local jails, state prisons, and state Medicaid agencies, (3) the capacity to engage local jails, state prisons, and state Medicaid agencies participation in this project, and (4) the experience and organizational capacity to carry out the goals of this project.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Applications must be received by 4 p.m. (EDT) on August 11, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Mailed applications must be sent to: Director, National Institute of Corrections, 320 First Street NW., Room 5002, Washington, DC 20534. Applicants are encouraged to use Federal Express, UPS, or similar service to ensure delivery by the due date as mail at NIC is sometimes delayed due to security screening.</P>
          <P>Hand-delivered applications should be brought to 500 First Street, NW., Washington, DC 20534. At the front desk, dial (202) 307-3106, extension 0 for pickup.</P>

          <P>Faxed and e-mailed applications will not be accepted; however, electronic applications can be submitted via<E T="03">http://www.grants.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>A copy of this announcement and links to the required application forms can be downloaded from the NIC Web site at<E T="03">http://www.nicic.gov/cooperativeagreements</E>.</P>

          <P>All technical or programmatic questions concerning this announcement should be directed to CDR Anita E. Pollard, Corrections Health Manager, National Institute of Corrections. CDR Pollard can be reached by e-mail at<E T="03">apollard@bop.gov.</E>In addition to the direct reply, all questions and responses will be posted on NIC's Web site at<E T="03">http://www.nicic.gov for public review</E>. (The names of those submitting questions will not be posted.) The Web site will be updated regularly and postings will remain on the Web site until the closing date of this cooperative agreement solicitation. Only questions received by 12 p.m. (EDT) on August 2, 2011 will be answered.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P SOURCE="NPAR">
          <E T="03">Overview:</E>The reentry period is associated with increased risk of re-arrest, medical problems, and death. Many individuals reenter the community with significant health problems, yet few have access to any public or private health insurance upon<PRTPAGE P="39439"/>release from incarceration. (S. E. Wakeman, M. E. McKinney, and J. D. Rich. (2009). “Filling the Gap: The Importance of Medicaid Continuity for Former Inmates.”<E T="03">Journal of General Internal Medicine</E>24 (7): 860-62.) NIC is seeking solicitations for a project that will develop a replicable process for including enrollment in Medicaid as part of reentry programming in prisons and jails. The project will also evaluate whether timely access to healthcare contributes to increased positive integration into the community after release by measuring changes in healthcare utilization, employment, and recidivism using random assignment or other rigorous statistical techniques for measuring impacts. The focus population consists of incarcerated individuals who are returning to the community and who are reasonably expected to be eligible upon release for federal or state funded Medicaid services under a variety of special state Medicaid provisions. The project's activities will also inform the design of Medicaid enrollment strategies for this low-income, childless adult population expected to be included in the 2014 Medicaid coverage expansion under the Affordable Care Act.</P>
        <P>
          <E T="03">Background:</E>A large share of the individuals who cycle through America's jails and prisons are poor, minority, and male. At the end of 2009, 93 percent of state and Federal prison inmates were male and black males had an imprisonment rate (3,119 per 100,000 U.S. residents) that was more than 6 times higher than white males (487 per 100,000), and almost 3 times higher than Hispanic males (1,193 per 100,000). (R. H. Lamb and L. E. Weinberger, “Persons with Severe Mental Illness in Jails and Prisons: A Review,”<E T="03">Psychiatric Services</E>49 (April 1998):483-92.) Rates of mental illness, substance use and abuse, infectious disease, and chronic health problems are higher among jail and prison inmates than for the general U.S. population. Results of several studies of jail and prison populations suggest that rates are three to seven times higher for incarcerated individuals compared to the general population, depending on the condition. One study of reentering individuals found that nearly four in 10 men and six in 10 women have a combination of physical health, mental health, and substance abuse conditions. Not only do these conditions pose health risks, but they can contribute to criminal behavior if untreated or inadequately treated during incarceration and following release.</P>

        <P>Individuals reentering society after incarceration often encounter a number of barriers. Research suggests that helping to ensure that reentering individuals can meet their basic needs can lead to better outcomes for those individuals, including lower rates of recidivism. Severe or unmanaged health problems increase the risk of adverse outcomes,<E T="03">i.e.</E>physical illness, relapse, etc. Reentering individuals with health problems report more problems finding employment and physical and mental health conditions often interfere with their ability to work. Among the general reentering population, employment is shown to reduce one's odds of returning to jail or prison. However, returning offenders with debilitating health conditions have reentry experiences that vary greatly from the average reentering individual. Successful treatment of reentering individuals' health conditions could increase rates of reentry success by improving their ability to work, support themselves, and abstain from substance use, all of which have been shown to contribute to decreased recidivism. (K. Mallik-Kane and C. Visher,<E T="03">Health and Prisoner Reentry: How Physical, Mental, and Substance Abuse Conditions Shape to Process of Reintegration,</E>Washington, DC: Urban Institute, 2008).</P>
        <P>Jails and prisons are responsible for providing medical care while individuals are incarcerated, but that care typically ends as soon as individuals are released back to the community. Continuity of care between the correctional facility and the community is a critical factor in this, providing crucial support to individuals as they strive to comply with conditions of release. However, upon release, most individuals have few options for receiving necessary healthcare, including addiction and mental health treatment. Correctional jurisdictions make significant investments in the health of incarcerated individuals; access to affordable healthcare post-release increases the value of those investments and may reduce future corrections spending.</P>

        <P>The results of several studies suggest that between 50 and 90 percent of the criminal justice-involved population lacks health insurance when released from prison or jail. Low levels of employment and income among the formerly incarcerated reduce their ability to obtain affordable health insurance and partially explain the low level of coverage among this population. (D. Mancuso and B.E.M. Felver (2010) “Health Care Reform, Medicaid Expansion and Access to Alcohol/Drug Treatment: Opportunities for Disability Prevention.”<E T="03">RDA Report 4.84.</E>Washington Department of Social and Health Services, Research and Data Analysis Division, Olympia, Washington; C. Redcross, D. Bloom, G. Azurdia, J. Zweig, and N. Pindus. (2009). “Transitional Jobs for Ex-Prisoners Implementation, Two-Year Impacts, and Costs of the Center for Employment Opportunities (CEO) Prisoner Reentry Program.” MDRC for the U.S. Dept. of Health and Human Services, Office of Planning Research and Evaluation. Washington, DC; E.A. Wang, M.C. White, R. Jamison, J. Goldenson, M. Estes and J.P. Tulsky. (2008) “Discharge Planning and Continuity of Health Care: Findings from the San Francisco County Jail.”<E T="03">American Journal of Public Health,</E>98 (12): 2182-84.; K. Mallik-Kane and C. A. Visher. (2008) “Health and Prisoner Reentry: How Physical, Mental, and Substance Abuse Conditions Shape the Process of Reintegration.” Urban Institute Justice Policy Center: Washington, D.C.; B. DiPietro.<E T="03">Frequently Asked Questions: Implications of the Federal Legislation on Justice Involved Populations.</E>New York: Council of State Governments Justice Center, 2011.)</P>

        <P>In March of 2010, the Patient Protection and Affordable Care Act (PPACA), Public Law 111-148 and the Health Care and Education Reconciliation Act, Public Law 111-152 were passed and signed into law and together became known as the Affordable Care Act, or health care reform. One of the most notable elements of the Affordable Care Act is its 2014 expansion of Medicaid eligibility to individuals at or below 133 percent of the federal poverty level. This will dramatically increase the Medicaid-eligible population. A Congressional Budget Office (CBO) analysis estimates that an additional 16 million individuals will be eligible for Medicaid beginning in 2014. Included in that population are many of the 9 million individuals who cycle through American jails and the over 725,000 individuals who are released from prison every year. Many of these individuals have significant health needs but, in most states, are not currently eligible for enrollment in Medicaid. (Congressional Budget Office. 2010. “Letter to Nancy Pelosi on H.R. 4872, Reconciliation Act of 2010 (Final Health Care Legislation).” Washington, DC: Congressional Budget Office, March 20; S. Somers, A. Hamblin, J. Verdier, and V. Byrd. August 2010 “Covering Low-Income Childless Adults in Medicaid: Experiences from Selected States.” Center for Health Care<PRTPAGE P="39440"/>Strategies and Mathematica Policy Research, Inc.)</P>
        <P>The changes occurring as a result of healthcare reform will significantly affect the ways in which justice involved individuals can access public health insurance and services. Estimates indicate that at least 35 percent of new Medicaid eligibles under the Affordable Care Act will have a history of criminal justice system involvement. (Calculations based on the estimated size of newly eligible population, the size of the justice involved population and the share of that population without insurance.) This overlap between the reentering population and Medicaid eligibles provides the opportunity to jumpstart the enrollment process for health care coverage through Medicaid on a broader scale as part of the reentry planning process. It also allows for the evaluation of the association between expanding access to treatment and health services and reentry outcomes. Particularly, it provides a framework for evaluating the interconnectedness of health status, employment, and recidivism. Additionally, this provides a mechanism for studying targeted outreach and enrollment strategies for one large subgroup of those newly eligible for Medicaid in 2014.</P>

        <P>NIC/DOJ and ASPE/HHS are committed to promoting risk reduction through the use of evidence-based policies and practices. One way to reduce risk among individuals reentering the community from prison or jail is to ensure continuity of care between the detention facility and the community. Effective continuity of care increases treatment benefits and opportunities for successful reintegration, strengthens already invested treatment resources, and decreases health and safety risks among reentering individuals and the communities to which they return. Some local jails and state corrections institutions currently include pre-release application for Medicaid as a part of the reentry planning process. The Bazelon Center for Mental Health Law, an advocacy organization for people with mental disabilities, has made a strong case for incorporating assistance to benefits, such as Medicaid, a part of reentry programming. Reentry activities that connect individuals to Medicaid often include providing active assistance with the application processes and linking individuals to community providers. Research has found a positive relationship between access to healthcare upon reentry and a number of outcomes related to improved well-being although, most of this research focuses on individuals with severe mental illness. These positive effects include reduced recidivism and reduced health care costs. (Bazelon Center for Mental Health Law. (2009)<E T="03">LIFELINES: Linking to Federal Benefits for People Exiting Corrections. Volumes 1, 2, and 3.</E>Washington, DC; D. Mancuso and B.E.M. Felver (2010) “Health Care Reform, Medicaid Expansion and Access to Alcohol/Drug Treatment: Opportunities for Disability Prevention.”<E T="03">RDA Report 4.84.</E>Washington Department of Social and Health Services, Research and Data Analysis Division, Olympia, Washington; A. T. Wenzlow, H. T. Ireys, B. Mann, C. Irvin, &amp; J. Teich. (2011) “Effects of a Discharge Planning Program on Medicaid Coverage of State Prisoners with Serious Mental Illness.”<E T="03">Psychiatric Services,</E>62(1): 73-78).</P>
        <P>NIC and ASPE are expanding on earlier research by examining the provision of Medicaid enrollment assistance and its effect on reentry outcomes for all Medicaid-eligible individuals reentering the community from jail or prison. The reentry population may face numerous challenges in applying for Medicaid, including low literacy levels, poor mental health and functioning, incomplete personal identification and lack of documentation. Addressing these challenges as a part of the reentry planning process will facilitate the development of evidence-based practices for connecting a population with unique and complicated needs to health services in the community.</P>
        <P>Purpose: This project will evaluate how application assistance during incarceration and enrollment in Medicaid at the time of release from incarceration affects three outcomes related to individual and community well-being: (1) Healthcare utilization, (2) employment, and (3) recidivism. Without adequate access to healthcare and treatment, individuals reentering the community from jail or prison can contribute to decreased public safety, create additional financial burdens on the public health system, and be less likely to find and maintain employment. This model requires cooperation and collaboration among local jails, state corrections, parole and probation (if under supervision), and Medicaid agencies to provide access to continuing community-based healthcare following release. States have developed systems to assist other vulnerable populations, such as homeless and domestic violence populations, with benefits applications, but these processes may not have been adapted or extended to the reentry population. Enrollment in Medicaid capitalizes on treatment provided in the jail or prison setting and offers necessary support for an individual to comply with conditions of release. If shown as an effective practice for increasing access to healthcare and increasing successful reentry outcomes, this strategy would be a win-win for states by improving the effectiveness of both corrections and Medicaid agencies and potentially reducing long-term costs.</P>
        <P>
          <E T="03">Scope of Work:</E>The cooperative agreement awardee will design, implement, and evaluate a project that addresses the following research questions: (1) What are the institutional challenges for local jails, state corrections departments, and Medicaid agencies in implementing a pre-release application process? What application processes has the state developed and do they consider individuals who may have difficulty providing standard documentation or social security numbers (SSNs)? How do they help these groups, and does this vary by online, fax, and other modalities? (2) Does the implementation of a pre-release Medicaid application process lead to greater and faster enrollment in Medicaid than waiting until after release? (3) Does the pre-release Medicaid application process result in greater and timelier use of community healthcare services? (4) How does the relationship between pre-release application for Medicaid and actual enrollment and utilization of Medicaid vary across subgroups? (5) What is the impact of the pre-release application process and Medicaid enrollment on employment success, as measured, for example, by earnings? How does this relationship vary across subgroups? (6) What is the effect of the program on recidivism, as mediated or moderated by healthcare access and utilization? Does this relationship have subgroup variation?</P>
        <P>A schedule of activities for this project shall include, at a minimum, the following:</P>

        <P>(1) Identification of an appropriate evaluation site(s) among states that either (a) currently have a Section 1115 Medicaid demonstration waiver to cover childless adults; (b) are early adopters of the Medicaid expansion under the Affordable Care Act; or, (c) use state-only funding to extend public health insurance coverage to childless adults. (<E T="03">See</E>appendix A for a list of likely states.)</P>

        <P>(2) Selection of sites using criteria established by NIC and ASPE. (a) Scale shall be a primary criterion for site selection. The cohort of prisoners in the queue for release must be large enough<PRTPAGE P="39441"/>that early findings on the take-up rates can be generated within the first 15 months of the project. (b) The level of statistical rigor allowed by the site selection is a second criterion. Sites that allow random assignment to treatment and control groups of individuals within an institution or of facilities within a state are preferable to those that allow for only a comparison group. (c) States' willingness to and ability to conduct statistical data matching for the evaluation is a third criterion. (d) Adequate sample size is a fourth criterion. The sample of individuals must be such that rigorous statistical techniques can be employed to determine subgroup outcomes.</P>
        <P>(3) Design and facilitation of project implementation through: (a) Providing assistance to the sites in the development of an appropriate reentry Medicaid application process; (b) Helping states identify resources, including reallocation of existing reentry programming resources and recruitment of volunteers to implement the project; (c) Assisting states in developing Memorandums of Understanding (MOUs) for data exchange between state corrections, local jails, Medicaid agencies, and state repositories of employment information. Information on employment is most likely available from the quarterly wage data available through the state unemployment insurance agency or state child support enforcement program. The state child support enforcement agency also maintains the state directory of new hires which has information on all new job starts.</P>
        <P>(4) Design and conduct of random assignment project evaluation, which includes using the analyses of matched data using appropriate statistical methodologies to determine the relationship between early access to Medicaid and the previously identified outcomes of interest: (a) Healthcare utilization, (b) employment success, and (c) recidivism.</P>
        <P>These are the minimum project requirements. Procedurally the award recipient will also be responsible for preparing documents that may be required by NIJ to obtain approvals and clearances associated with the Privacy Act, Paperwork Reduction Act, and Protection of Human Subjects.</P>
        <P>Applicants are also encouraged to approach other funding partners to expand the scope of the demonstration to include access to additional benefits, such as food stamps (SNAP); to consider supplemental data collection strategies such as participant surveys; and to implement the project in additional sites. These expansions will be subject to the approval of NIC and ASPE.</P>
        <P>Key issues and challenges for this project include: Recruitment of sites where both the corrections and Medicaid agencies are willing to participate and exchange information; Reducing the barriers to establishing institution-spanning collaborations given state and local government fiscal constraints; Differences in the reentry planning processes in jail and prison environments; Confidentiality restrictions that may impede the development of shared data agreements between state and local corrections, Medicaid, and child support agencies; Collection of data on healthcare utilization among non-Medicaid users in both the treatment and control groups; Development of an experimental evaluation design given the constraints that accompany research conducted in corrections environments; Capacity of communities to provide additional healthcare services to newly eligible populations; Medicaid requirements for verifiable identification as part of the enrollment process and to access services; Consistent transition planning across disciplines. Post release parole or probation supervision, when ordered, plays an important role in potential success or failure of transitional planning, but will probably be administered by a separate agency.</P>
        <P>The applicant must address the issues and challenges identified above by describing why each issue is important and propose strategies for successfully addressing each challenge. Applicants are encouraged to identify and address additional issues and challenges that they believe will significantly affect the successful implementation of this project.</P>
        <P>
          <E T="03">Project deliverables include:</E>A site selection memorandum that lays out what sites were considered, the criteria for site selection, and the site recommendation (year 1); An implementation report that details the design of the demonstration implementation challenges and how those challenges were met (year 2); A policy brief on initial findings related to Medicaid enrollment (year 2); A report on project impacts at 12 months post release (year 3).</P>
        <P>If additional resources are made available in subsequent years, additional deliverables may include: A replicability toolkit for the field with sections that apply to local jails, state prisons, and Medicaid agencies (year 4); and A report on project impacts at 24 months post release (year 5).</P>
        <P>
          <E T="03">Document Preparation:</E>For all awards in which a document will be a deliverable, the awardee must follow the Guidelines for Preparing and Submitting Manuscripts for Publication as found in the “General Guidelines for Cooperative Agreements,” which will be included in the award package. All final publications submitted for posting on the NIC Web site must meet the federal government's requirement for accessibility (508 PDF and 508 HTML file or other acceptable format). All documents developed under this cooperative agreement must be submitted in draft form to NIC for review before the final products are delivered. NIC will manage the concurrent review with ASPE.</P>
        <P>
          <E T="03">Meetings:</E>The cooperative agreement awardee, with subject matter experts, will attend an initial meeting with the ASPE and NIC staff for a project overview and preliminary planning. This will take place shortly after the cooperative agreement is awarded and will be held in Washington, DC. The meeting will last up to 2 full days.</P>
        <P>The awardee, with subject matter experts, should also plan to meet with ASPE and NIC staff at least two more times during the course of the project. These meetings will last up to 2 days and may focus on project development and updates. Only one of these meetings will be held in Washington, DC.</P>
        <P>The awardee, with subject matter experts, should plan to meet via WebEx several times at key points during the project for updates and project development activities. NIC will host these meetings, which will last up to 2 hours. The meeting itself will be at NIC's expense, but fees for project staff who attend the meeting will be charged to the cooperative agreement.</P>
        <P>
          <E T="03">Application Requirements:</E>An application package must include: OMB Standard Form 424, Application for Federal Assistance; A cover letter that identifies the audit agency responsible for the applicant's financial accounts as well as the audit period or fiscal year under which the applicant operates (e.g., July 1 through June 30); An outline of projected costs with the budget and strategy narratives described in this announcement; and a project summary/abstract. The following additional forms must also be included: OMB Standard Form 424A—Budget Information—Non-Construction Programs; OMB Standard Form 424B, Assurances—Non-Construction Programs (both available at<E T="03">http://www.grants.gov</E>); DOJ/FBOP/NIC Certification Regarding Lobbying, Debarment, Suspension and Other Responsibility Matters; The Drug-Free Workplace Requirements (available at<E T="03">http://www.nicic.org/Downloads/PDF/certif-frm.pdf</E>).<PRTPAGE P="39442"/>
        </P>

        <P>Applications should be concisely written, typed double-spaced and reference the project by the NIC opportunity number and title referenced in this announcement. If you are hand delivering or submitting via Fed-Ex, please include an original and three copies of the full proposal (program and budget narrative, application forms, assurances and other descriptions). The originals should have the applicant's signature in blue ink. Electronic submissions will be accepted only via<E T="03">http://www.grants.gov</E>.</P>
        <P>The project summary/abstract portion of the application should include a summary of the application's project description and a brief description of the critical elements of the proposed project. The summary must be clear, accurate, concise, and without reference to other parts of the application. The brief description must include the needs to be addressed, the goals and objectives for the project, and how the strategies proposed meet those goals and objectives.</P>
        <P>
          <E T="03">Please place the following at the top of the abstract:</E>Project title; Applicant name (Legal name of applicant organization); Mailing address; Contact phone numbers (voice, fax); E-mail address; Web site address, if applicable.</P>
        <P>The Project Summary/Abstract must be single-spaced and limited to one page in length.</P>
        <P>The narrative portion of the application should include, at a minimum, the following sections.</P>

        <P>A Statement indicating the applicant's understanding of the project's purpose, goals and objectives. The applicant should state this in language other than that used in the solicitation (<E T="03">i.e.,</E>do not simply repeat the wording from the solicitation).</P>
        <P>
          <E T="03">Project Design and Implementation:</E>This section should describe how the applicant proposes to assist the sites in the design and implementation of the project and how the key design and implementation issues and challenges will be addressed.</P>
        <P>
          <E T="03">Project Evaluation:</E>This section will lay out the proposed random assignment or other statistically rigorous evaluation strategy for the project and how key evaluation issues and challenges will be addressed.</P>
        <P>
          <E T="03">Project Management:</E>In this section, the applicant will provide a chart of measurable project milestones and timelines for the completion of each milestone.</P>
        <P>
          <E T="03">Capabilities and Competencies:</E>This section should describe the qualifications of the applicant organization and any partner organizations doing the work proposed and the expertise of key staff to be involved in the project. Attach resumes that document relevant knowledge, skills, and abilities to complete the project for the principle investigator and each staff member assigned to the project. If the applicant organization has completed similar projects in the past, please include the URL/Web site or ISBN number for accessing a copy of the referenced work.</P>
        <P>
          <E T="03">Budget:</E>The budget should detail all costs for the project, show consideration for all contingencies for the project, note a commitment to work within the proposed budget, and demonstrate the ability to provide deliverables reasonably according to schedule.</P>
        <P>The narrative portion of the application should not exceed 30 double-spaced typewritten pages, excluding attachments related to the credentials and relevant experience of staff.</P>
        <P>
          <E T="03">Authority:</E>Public Law 93-415.</P>
        <P>
          <E T="03">Funds Available:</E>NIC is seeking the applicant's best ideas regarding accomplishment of the scope of work and the related costs for achieving the goals of this solicitation. Funds may be used only for the activities linked to the desired outcome of the project. The funding amount should not exceed $500,000. There is no match required under this announcement but applicants may include commitments from other funding partners to expand the scope of the demonstration to include access to additional benefits; to propose supplemental data collection strategies such as participant surveys; to implement the project in additional sites; and for other enhancements related to this project. The approval of these collaborative efforts is subject to the written approval of NIC and ASPE.</P>
        <P>
          <E T="03">Eligibility of Applicants:</E>Eligible applicants include non-profit and for-profit entities, public and private institutions of higher education, individuals, organizations, and private agencies. Applicants must have: Demonstrated capacity in designing, implementing, and evaluating projects in correctional settings; Subject matter expertise in best practices in pre-release planning and services; Subject matter expertise in prison/jail transitions to community; Subject matter expertise in Medicaid eligibility for childless adults under current law and under implementation of the Affordable Care Act provisions for expansion to this population in 2014; Subject matter expertise in healthcare access issues for individuals re-entering the community from prison or jail.</P>
        <P>Applicants may partner with other entities to bring the full range of subject matter expertise to the proposal. The approval of these collaborative efforts is subject to the written approval of NIC and ASPE. Applicants must have demonstrated ability to implement a project of this size and scope.</P>
        <P>
          <E T="03">Review Considerations:</E>Applications received under this announcement will be subject to a collaborative NIC and ASPE review process. The criteria for the evaluation of each application will be as follows:</P>
        <P>
          <E T="03">Programmatic:</E>40 Points.</P>
        <P>Are all of the project research questions and activities adequately discussed? Is there a clear description of how each project activity will be accomplished, including major tasks, the strategies to be employed, required staffing, responsible parties, and other required resources? Are there any unique or exceptional approaches, techniques, or design aspects proposed that will enhance the project?</P>
        <P>Project Management and Administration: 20 Points. Does the applicant identify reasonable objectives, milestones, measures to track progress? Are the proposed management and staffing plans clear, realistic, and sufficient to carry out the project? Is the applicant willing to meet with NIC and ASPE, at a minimum, as specified in the solicitation for this cooperative agreement?</P>
        <P>
          <E T="03">Organizational and Project Staff Background:</E>30 Points.</P>
        <P>Do the skills, knowledge, and expertise of the organization and the proposed project staff demonstrate a high level of competency to carry out the tasks? Does the applicant/organization have the necessary experience and organizational capacity to carry out all goals of the project? If consultants and/or partnerships are proposed, is there a reasonable justification for their inclusion in the project and a clear structure to ensure effective coordination?</P>
        <P>
          <E T="03">Budget:</E>10 Points.</P>
        <P>Is the proposed budget realistic, does it provide sufficient cost detail/narrative, and does it represent good value relative to the anticipated results? Does the application include a chart that aligns the budget with project activities along a timeline with, at a minimum, quarterly benchmarks? In terms of program value, is the estimated cost reasonable in relation to work performed and project products?</P>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>
          <P>NIC will NOT award a cooperative agreement to an applicant who does not have a Dun and Bradstreet Database Universal Number (DUNS) and is not registered in the Central Contractor Registry (CCR).</P>
        </NOTE>

        <P>Applicants can obtain a DUNS number at no cost by calling the<PRTPAGE P="39443"/>dedicated toll-free DUNS number request line at 1-800-333-0505. Applicants who are sole proprietors should dial 1-866-705-5711 and select option 1.</P>

        <P>Applicants may register in the CRR online at the CCR Web site,<E T="03">http://www.ccr.gov</E>. Applicants can also review a CCR handbook and worksheet at this Web site.</P>
        <P>
          <E T="03">Number of Awards:</E>One.</P>
        <P>
          <E T="03">NIC Opportunity Number:</E>11AD10. This number should appear as a reference line in the cover letter, where indicated on Standard Form 424, and outside of the envelope in which the application is sent.</P>
        
        <EXTRACT>
          <FP>Catalog of Federal Domestic Assistance Number: 16.602</FP>
        </EXTRACT>
        
        <P>
          <E T="03">Executive Order 12372:</E>This project is not subject to the provisions of Executive Order 12372.</P>
        <P>NIC expects this award to be signed by September 13, 2011.</P>
        <SIG>
          <NAME>Morris L. Thigpen,</NAME>
          <TITLE>Director, National Institute of Corrections.</TITLE>
        </SIG>
        <HD SOURCE="HD1">Appendix A</HD>
        <P>The states listed below are likely to be appropriate evaluation sites because they either (a) Currently have a Section 1115 Medicaid demonstration waiver to cover childless adults; (b) are early adopters of the Medicaid expansion under the Affordable Care Act; or, (c) use state-only funding to extend public health insurance coverage to childless adults.</P>
        <P>
          <E T="03">Section 1115 Medicaid Waivers:</E>Wisconsin, Maine, Indiana (expires end of 2012), New York, Vermont, California.</P>
        <P>
          <E T="03">Early Medicaid Expansion Adopters:</E>Connecticut, District of Columbia, Minnesota.</P>
        <P>
          <E T="03">State-only Coverage of Childless Adults:</E>District of Columbia, Washington, Minnesota, Pennsylvania, Massachusetts.</P>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16844 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-36-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">NATIONAL AERONAUTICS AND SPACE ADMINISTRATION</AGENCY>
        <DEPDOC>[Notice (11-058)]</DEPDOC>
        <SUBJECT>National Environmental Policy Act; Santa Susana Field Laboratory</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Aeronautics and Space Administration (NASA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of intent to conduct scoping and prepare an Environmental Impact Statement (EIS) for Demolition and Environmental Cleanup Activities for the NASA administered portion of the Santa Susana Field Laboratory (SSFL), Ventura County, California.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>Pursuant to the National Environmental Policy Act (NEPA), as amended, (42 U.S.C. 4321<E T="03">et seq.</E>), the Council on Environmental Quality Regulations for Implementing the Procedural Provisions of NEPA (40 CFR Parts 1500-1508), and NASA's NEPA policy and procedures (14 CFR Part 1216, subpart 1216.3), NASA intends to prepare an EIS for demolition and cleanup activities at SSFL in Ventura County, California. Furthermore, pursuant to 36 CFR Section 800.8(c) of the National Historic Preservation Act (NHPA), NASA will use the NEPA process and the EIS it produces to comply with Section 106 of NHPA in lieu of the procedures set forth in Sections 800.3 through 800.6.</P>

          <P>The purpose of this notice is to apprise interested agencies, organizations, tribal governments, and individuals of NASA's intent to prepare the EIS. NASA will hold public scoping meetings to get the views of interested parties regarding appropriate action alternatives and significant environmental issues associated with the development of the EIS. The scoping meeting locations and dates identified at this time are provided under<E T="02">SUPPLEMENTARY INFORMATION</E>below.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Interested parties are invited to submit comments on environmental issues and concerns, preferably in writing, on or before September 17, 2011, to assure full considerationduring the scoping process.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Comments submitted by mail should be addressed to Allen Elliott, SSFL Project Director, NASA MSFC AS01, Building 4494, Huntsville, AL 35812. Comments may be submitted via e-mail to<E T="03">msfc-ssfl-eis@mail.nasa.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Allen Elliott, SSFL Project Director, by phone at (256) 544-0662 or by e-mail at<E T="03">msfc-ssfl-eis@mail.nasa.gov.</E>Additional information about NASA's SSFL site, the proposed demolition and cleanup activities, and the associated EIS planning process and documentation (as available) may be found on the internet at<E T="03">http://ssfl.msfc.nasa.gov</E>or on the California Department of Toxic Substances Control (DTSC) Web site at<E T="03">http://www.dtsc.ca.gov/SiteCleanup/Santa_Susana_Field_Lab/.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">SSFL Site Background</HD>
        <P>The SSFL site is 2,850 acres located in Ventura County, California approximately seven miles northwest of Canoga Park and approximately 30 miles northwest of downtown Los Angeles. SSFL is comprised of four areas known as Areas I, II, III, and IV and two unnumbered areas known as the “undeveloped land”. NASA administers 41.7 acres within Area I and all 409.5 acres of Area II. The Boeing Company manages the remaining 2,398.8 acres within Areas I, III, IV, and two undeveloped areas.</P>
        <P>Since the mid-1950s, when the two federally-owned areas were owned by the U.S. Air Force, this site has been used for developing and testing rocket engines. Four test stand complexes were constructed in Area II between 1954 and 1957 named Alfa, Bravo, Coca, and Delta. Area II and the LOX Plant portion of Area I were acquired by NASA from the U.S. Air Force in the 1970s. These test stands and related ancillary structures have been found to have historical significance based on the historic importance of the engine testing and the engineering and design of the structures.</P>
        <P>The NASA administered areas of SSFL also contain cultural resources not related to rocket development. SSFL is located near the crest of the Simi Hills that are part of the Santa Monica Mountains running east-west across Southern California. The diverse terrain consists of ridges, canyons and sandstone rock outcrops. The region was occupied by Native Americans from the earliest Chumash, Tongva, and Tataviam cultures. NASA has conducted several previous surveys to locate archaeological and architectural resources within its portion of the SSFL. As a result, NASA has identified one historic property, the Burro Flats Painted Cave, that is listed on the National Register of Historic Places (NRHP), as well as multiple buildings and structures that are either individually eligible for listing on the NRHP or are elements of NRHP-eligible historic districts containing multiple architectural resources.</P>
        <P>Previous environmental sampling on the NASA administered property indicates that metals, dioxins, PCBs, volatile organics, and semi-volatile organics are present in the soils and upper groundwater (known as the Surficial Media Operable Unit). Volatile organics, metals, and semi-volatile organics are also present in the deeper groundwater (known as the Chatsworth Formation Operable Unit).</P>
        <HD SOURCE="HD1">Environmental Commitments and Associated Environmental Review</HD>

        <P>Rocket engine testing has been discontinued at these sites and the property has been excessed to the<PRTPAGE P="39444"/>General Services Administration (GSA). GSA has conditionally accepted the Report of Excess pending (i) NASA's certification that all action necessary to protect human health and the environment with respect to hazardous substances on the property has been taken or receipt of EPA's written concurrence that an approved and installed remedial design is operating properly and successfully, OR (ii) the Governor's concurrence in the suitability of the property for transfer per CERCLA Section 120(h)(3)(C).</P>
        <P>In 2007, a Consent Order among NASA, Boeing, DOE, and DTSC was signed addressing demolition of certain infrastructure and environmental cleanup of SSFL. NASA entered into an Administrative Order on Consent (AOC) for Remedial Action with DTSC on December 6, 2010 “to further define and make more specific NASA's obligations with respect to the cleanup of soils at the Site.” Based on the 2010 Order, NASA is required to complete a federal environmental review pursuant to NEPA, NASA Procedural Requirement (NPR) 8580.1, and Executive Order (EO) 12114. An EIS is being prepared by NASA to include demolition of site infrastructure and soil cleanup, pursuant to the AOC, and groundwater remediation within Area II and a portion of Area I (LOX Plant) of SSFL.</P>
        <P>As part of the environmental review process, certain studies are being completed in order to characterize the existing conditions and inform the analysis and consultation. These include surveys for wildlife, critical habitat, rare plants, wetlands, and archaeological and cultural resources. The findings of these studies will be incorporated into the EIS.</P>
        <HD SOURCE="HD1">Alternatives</HD>

        <P>In order to prepare SSFL for disposition, NASA proposes the demolition of SSFL structures and cleanup of the site to meet the AOC commitments. The EIS will consider a range of alternatives that meets NASA's objectives to clean up soil and groundwater contamination at the portion of the SSFL site administered by NASA. Implementation of this proposed action would occur by implementing one Demolition Alternative<E T="03">and</E>one Environmental Cleanup Alternative, from the following:</P>
        <HD SOURCE="HD2">Demolition Alternatives</HD>
        <P>• Demolition Alternative;</P>
        <P>• No Demolition Alternative (No Action).</P>
        <HD SOURCE="HD2">Environmental Cleanup Alternatives</HD>
        <P>• Alternative for Soil Cleanup to Background Levels and Groundwater Cleanup to Suburban Residential Cleanup Goals;</P>
        <P>• Alternative for Soil and Groundwater Cleanup to Suburban Residential Cleanup Goals;</P>
        <P>• Alternative for Soil and Groundwater Cleanup to Industrial Cleanup Goals;</P>
        <P>• Alternative for Soil and Groundwater Cleanup to Recreational Cleanup Goals;</P>
        <P>• No Environmental Cleanup Alternative (No Action).</P>
        <P>Per NEPA, NASA is required to include analysis of the “No Action” alternative. For the purpose of this analysis two No Action Alternatives are presented. The No Action Alternative analysis involves no environmental cleanup at the site and/or no demolition of test stands and ancillary structures on the NASA-administered property.</P>
        <P>NASA anticipates that the areas of potential environmental impact from each alternative of most interest to the public are likely to include: Soil removal/erosion; hazardous waste storage and disposal; potential impacts to threatened, endangered, and sensitive species; effects on critical habitat and wetlands; impacts to cultural and historic resources; air quality and greenhouse gas emissions; and disturbance to groundwater, surface water, or geologic structure.</P>
        <HD SOURCE="HD1">Scoping Meetings</HD>
        <P>NASA plans to hold three public scoping meetings to introduce the SSFL project and EIS planning process and to solicit public comments regarding alternatives and environmental issues to be considered in the EIS. The public scoping meetings are scheduled as follows:</P>
        <P>1. Chatsworth, Tuesday, August 16, 2011, 6-8:30 p.m. at the Chatsworth Hotel, 9777 Topanga Canyon Road, Chatsworth, CA 91311.</P>
        <P>2. Simi Valley, Wednesday, August 17, 6-8:30 p.m. at the Grand Vista, 999 Enchanted Way, Simi Valley, CA 93065.</P>
        <P>3. West Hills, Thursday, August 18, 9:30-12 at the Corporate Pointe at West Hills, 8413 Fallbrook Ave, West Hills, CA 91304 areas.</P>

        <P>During the EIS planning process, the public will be provided several opportunities for involvement, the first of which is initiated with this NOI and is referred to as scoping. In accordance with NEPA, the purpose of scoping is to provide “an early and open process for determining the scope of issues to be addressed and for identifying the significant issues related to a proposed action”. Future opportunities for comment and involvement will include reviews of the Draft and Final EIS. The availability of these documents will be published in the<E T="04">Federal Register</E>and through local news media to ensure that all members of the public have the ability to actively participate in the NEPA process.</P>
        <P>In conclusion, written public input is hereby requested on alternatives and environmental issues and concerns, including impacts to historic properties, associated with Demolition and Environmental Cleanup Activities at NASA's SSFL site in Ventura County, California that should be addressed in the EIS.</P>
        <SIG>
          <NAME>Olga M. Dominguez,</NAME>
          <TITLE>Assistant Administrator,Office of Strategic Infrastructure.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16819 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7510-13-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">NATIONAL AERONAUTICS AND SPACE ADMINISTRATION</AGENCY>
        <DEPDOC>[Notice (11-057)]</DEPDOC>
        <SUBJECT>Notice of Intent To Grant Partially Exclusive License</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Aeronautics and Space Administration.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Intent to Grant Partially Exclusive License.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This notice is issued in accordance with 35 U.S.C. 209(e) and 37 CFR 404.7(a)(1)(i). NASA hereby gives notice of its intent to grant a partially exclusive license in the United States to practice the inventions described and claimed in USPN 6,133,036, Preservation Of Liquid Biological Samples, NASA Case No. MSC-22616-2 and USPN 6,716,392, Preservation Of Liquid Biological Samples, NASA Case No. MSC-22616-3 to Advanced Preservation Technologies, LLC, having its principal place of business in Warner Robins, Georgia. The patent rights in these inventions have been assigned to the United States of America as represented by the Administrator of the National Aeronautics and Space Administration. The prospective partially exclusive license will comply with the terms and conditions of 35 U.S.C. 209 and 37 CFR 404.7.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>The prospective partially exclusive license may be granted unless within fifteen (15) days from the date of this published notice, NASA receives written objections including evidence and argument that establish that the grant of the license would not be<PRTPAGE P="39445"/>consistent with the requirements of 35 U.S.C. 209 and 37 CFR 404.7. Competing applications completed and received by NASA within fifteen (15) days of the date of this published notice will also be treated as objections to the grant of the contemplated partially exclusive license.</P>
          <P>Objections submitted in response to this notice will not be made available to the public for inspection and, to the extent permitted by law, will not be released under the Freedom of Information Act, 5 U.S.C. 552.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Objections relating to the prospective license may be submitted to Patent Counsel, Office of Chief Counsel, NASA/Johnson Space Center, 2101 NASA Parkway, Houston, Texas 77058, Mail Code AL; Phone (281) 483-3021; Fax (281) 483-6936.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Kurt G. Hammerle, Intellectual Property Attorney, Office of Chief Counsel, NASA/Johnson Space Center, 2101 NASA Parkway, Houston, Texas 77058, Mail Code AL; Phone (281) 483-1001; Fax (281) 483-6936. Information about other NASA inventions available for licensing can be found online at<E T="03">http://technology.nasa.gov/.</E>
          </P>
          <SIG>
            <DATED>Dated: June 28, 2011.</DATED>
            <NAME>Richard W. Sherman,</NAME>
            <TITLE>Deputy General Counsel.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16816 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7510-13-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">NATIONAL LABOR RELATIONS BOARD</AGENCY>
        <SUBJECT>Sunshine Act Meetings: July 2011</SUBJECT>
        <PREAMHD>
          <HD SOURCE="HED">TIME AND DATES:</HD>
          <P>All meetings are held at 2:30 p.m.:Tuesday, July 5,Wednesday, July 6,Thursday, July 7,Tuesday, July 12,Wednesday, July 13,Thursday, July 14,Wednesday, July 20,Thursday, July 21,Tuesday, July 26,Wednesday, July 27, andThursday, July 28.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PLACE:</HD>
          <P>Board Agenda Room, No. 11820,1099 14th St., NW.,Washington, DC 20570.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">STATUS:</HD>
          <P>Closed.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">MATTERS TO BE CONSIDERED:</HD>
          <P>Pursuant to § 102.139(a) of the Board's Rules and Regulations, the Board or a panel thereof will consider “the issuance of a subpoena, the Board's participation in a civil action or proceeding or an arbitration, or the initiation, conduct, or disposition * * * of particular representation or unfair labor practice proceedings under section 8, 9, or 10 of the [National Labor Relations] Act, or any court proceedings collateral or ancillary thereto.” See also 5 U.S.C. 552b(c)(10).</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION:</HD>
          <P>Lester A. Heltzer, (202) 273-1067.</P>
        </PREAMHD>
        <SIG>
          <DATED>Dated: July 1, 2011.</DATED>
          <NAME>Lester A. Heltzer,</NAME>
          <TITLE>Executive Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-17013 Filed 7-1-11; 4:15 pm]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">NUCLEAR REGULATORY COMMISSION</AGENCY>
        <SUBJECT>Sunshine Act Notice</SUBJECT>
        <PREAMHD>
          <HD SOURCE="HED">AGENCY HOLDING THE MEETINGS:</HD>
          <P>Nuclear Regulatory Commission[NRC-2011-0006].</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">DATE:</HD>
          <P>Weeks of July 4, 11, 18, 25, August 1, 8, 2011.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PLACE:</HD>
          <P>Commissioners' Conference Room, 11555 Rockville Pike, Rockville, Maryland.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">STATUS:</HD>
          <P>Public and Closed.</P>
        </PREAMHD>
        <HD SOURCE="HD1">Week of July 4, 2011</HD>
        <P>There are no meetings scheduled for the week of July 4, 2011.</P>
        <HD SOURCE="HD1">Week of July 11, 2011—Tentative</HD>
        <HD SOURCE="HD2">Tuesday, July 12, 2011</HD>
        <FP SOURCE="FP-2">9:30 a.m.</FP>
        <FP SOURCE="FP1-2">Briefing on the NRC Actions for Addressing the Integrated Regulatory Review Service (IRRS) Report (Public Meeting)(Contact: Jon Hopkins, 301-415-3027).</FP>
        
        <P>This meeting will be Web cast live at the Web address—<E T="03">http://www.nrc.gov.</E>
        </P>
        <HD SOURCE="HD1">Week of July 18, 2011—Tentative</HD>
        <HD SOURCE="HD2">Tuesday, July 19, 2011</HD>
        <FP SOURCE="FP-2">9:30 a.m.</FP>
        <FP SOURCE="FP1-2">Briefing on the Task Force Review of NRC Processes and Regulations Following Events in Japan (Public Meeting)(Contact: Nathan Sanfilippo, 301-415-3951).</FP>
        
        <P>This meeting will be Web cast live at the Web address—<E T="03">http://www.nrc.gov.</E>
        </P>
        <HD SOURCE="HD1">Week of July 25, 2011—Tentative</HD>
        <HD SOURCE="HD2">Thursday, July 28, 2011</HD>
        <FP SOURCE="FP-2">9 a.m.</FP>
        <FP SOURCE="FP1-2">Briefing on Severe Accidents and Options for Proceeding with Level 3 Probabilistic Risk Assessment Activities (Public Meeting)(Contact: Daniel Hudson, 301-251-7919).</FP>
        
        <P>This meeting will be Web cast live at the Web address—<E T="03">http://www.nrc.gov.</E>
        </P>
        <HD SOURCE="HD1">Week of August 1, 2011—Tentative</HD>
        <P>There are no meetings scheduled for the week of August 1, 2011.</P>
        <HD SOURCE="HD1">Week of August 8, 2011—Tentative</HD>
        <P>There are no meetings scheduled for the week of August 8, 2011.</P>
        <STARS/>
        <P>The schedule for Commission meetings is subject to change on short notice. To verify the status of meetings, call (recording)—(301) 415-1292. Contact person for more information: Rochelle Bavol, (301) 415-1651.</P>
        <STARS/>

        <P>The NRC Commission Meeting Schedule can be found on the Internet at:<E T="03">http://www.nrc.gov/public-involve/public-meetings/schedule.html.</E>
        </P>
        <STARS/>

        <P>The NRC provides reasonable accommodation to individuals with disabilities where appropriate. If you need a reasonable accommodation to participate in these public meetings, or need this meeting notice or the transcript or other information from the public meetings in another format (<E T="03">e.g.</E>braille, large print), please notify Bill Dosch, Chief, Work Life and Benefits Branch, at 301-415-6200, TDD: 301-415-2100, or by e-mail at<E T="03">william.dosch@nrc.gov</E>. Determinations on requests for reasonable accommodation will be made on a case-by-case basis.</P>
        <STARS/>

        <P>This notice is distributed electronically to subscribers. If you no longer wish to receive it, or would like to be added to the distribution, please contact the Office of the Secretary, Washington, DC 20555, (301-415-1969), or send an e-mail to<E T="03">darlene.wright@nrc.gov</E>.</P>
        <SIG>
          <DATED>Dated: June 30, 2011.</DATED>
          <NAME>Rochelle C. Bavol,</NAME>
          <TITLE>Policy Coordinator,Office of the Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16975 Filed 7-1-11; 4:15 pm]</FRDOC>
      <BILCOD>BILLING CODE 7590-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">NUCLEAR REGULATORY COMMISSION</AGENCY>
        <DEPDOC>[Docket Nos. 50-282 and 50-306; NRC-2009-0507]</DEPDOC>
        <SUBJECT>Northern States Power Company—Minnesota; Prairie Island Nuclear Generating Plant, Units 1 and 2; Notice of Issuance of Renewed Facility Operating License Nos. DPR-42 and DPR-60 for an Additional 20-Year Period; Record of Decision</SUBJECT>

        <P>Notice is hereby given that the U.S. Nuclear Regulatory Commission (NRC, the Commission) has issued Renewed Facility Operating License Nos. DPR-42 and DPR-60 to Northern States Power Company—Minnesota (licensee), the<PRTPAGE P="39446"/>operator of Prairie Island Nuclear Generating Plant, Units 1 and 2 (PINGP). Renewed Facility Operating License Nos. DPR-42 and DPR-60 authorize the licensee to operate PINGP at reactor core power levels not in excess of 1,677 megawatts thermal for each unit, in accordance with the provisions of the PINGP renewed licenses and technical specifications.</P>
        <P>The notice also serves as the record of decision for Renewed Facility Operating License Nos. DPR-42 and DPR-60, consistent with Title 10 of the Code of Federal Regulations (10 CFR) 51.103, “Record of Decision—General.” NUREG-1437, “Generic Environmental Impact Statement for License Renewal of Nuclear Plants, Supplement 39, Regarding Prairie Island Nuclear Generating Plant, Units 1 and 2,” issued May 2011, discusses the Commission's consideration of a range of reasonable alternatives, including replacement power from a new natural-gas-fired, combined-cycle plant; a combination of natural gas, wind, and wood-fired generation and conservation; a combination of wind, conservation, and continued operation of one of the PINGP units; and not renewing the licenses (the no-action alternative). The factors considered in the record of decision appear in the supplemental environmental impact statement (SEIS) for PINGP. Subsequent to the issuance of the final SEIS, the NRC received two letters commenting on the final SEIS. The first letter was from the U.S. Environmental Protection Agency, Region 5, dated June 15, 2011. The second letter was from the Prairie Island Indian Community, dated June 20, 2011. The NRC staff has reviewed the comments and has determined that the comments provide no new or significant information, and therefore, none of the findings in the final SEIS are changed as a result of the comments.</P>

        <P>The PINGP units are pressurized-water reactors located within the city limits of Red Wing, MN, on the west bank of the Mississippi River in southeastern Minnesota. The application for the renewed licenses complied with the standards and requirements of the Atomic Energy Act of 1954, as amended, and the Commission's regulations. As required by the Atomic Energy Act and the Commission's regulations in 10 CFR chapter I, the Commission has made appropriate findings, which are set forth in the licenses. Prior public notice of the action involving the proposed issuance of the renewed licenses and of an opportunity for a hearing on the proposed issuance of the renewed licenses was published in the<E T="04">Federal Register</E>on June 17, 2008 (73 FR 34335).</P>

        <P>For further details with respect to this action, see (1) Northern States Power Company's license renewal application for PINGP dated April 11, 2008, as supplemented by letters dated through May 11, 2011; (2) the Commission's safety evaluation report, issued October 16, 2009, and supplemented on April 15, 2011; (3) the licensee's updated safety analysis report; and (4) the Commission's final environmental impact statement (NUREG-1437, Supplement 39), issued May 2011. These documents are available at the NRC's Public Document Room, One White Flint North, 11555 Rockville Pike, Rockville, MD 20852, and online in the NRC Library at<E T="03">http://www.nrc.gov/reading-rm/adams.html.</E>
        </P>

        <P>Copies of Renewed Facility Operating License Nos. DPR-42 and DPR-60, may be obtained by writing to the U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, Attention: Director, Division of License Renewal. Copies of the PINGP safety evaluation report and the final environmental impact statement (NUREG-1437, Supplement 39) may be purchased from the National Technical Information Service, U.S. Department of Commerce, Springfield, VA 22161, (<E T="03">http://www.ntis.gov</E>), 703-605-6000, or Attention: Superintendent of Documents, U.S. Government Printing Office, P.O. Box 371954, Pittsburgh, PA 15250-7954, (<E T="03">http://www.gpo.gov/fdsys</E>), 202-512-1800. All orders should clearly identify the NRC publication number and the requestor's Government Printing Office deposit account number or VISA or MasterCard number and expiration date.</P>
        <SIG>
          <DATED>Dated at Rockville, MD, this 27th day of June 2011.</DATED>
          
          <P>For the Nuclear Regulatory Commission.</P>
          <NAME>Bo M. Pham,</NAME>
          <TITLE>Chief, Projects Branch 1, Division of License Renewal, Office of Nuclear Reactor Regulation.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16848 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7590-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <SUBJECT>Proposed Collection; Comment Request</SUBJECT>
        <FP SOURCE="FP-1">
          <E T="03">Upon Written Request, Copies Available From:</E>Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549-0213.</FP>
        <FP SOURCE="FP-2">
          <E T="03">Extension:</E>
        </FP>
        <FP SOURCE="FP1-2">Rule 17f-2(d); SEC File No. 270-36; OMB Control No. 3235-0028.</FP>
        

        <P>Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501<E T="03">et seq.</E>) the Securities and Exchange Commission (“Commission”) is soliciting comments on the existing collection of information provided for in Rule 17f-2(d) [17 CFR 240.17f-2(d)], under the Securities Exchange Act of 1934 (15 U.S.C. 78a<E T="03">et seq.</E>) (“Act”). The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval.</P>
        <P>Rule 17f-2(d) requires that records produced pursuant to the fingerprinting requirements of Section 17(f)(2) of the Act be maintained; permits the designated examining authorities of broker-dealers or members of exchanges, under certain circumstances, to store and maintain records required to be kept by this rule; and permits the required records to be maintained on microfilm. The general purpose for Rule 17f-2 is to: (i) Identify security risk personnel; (ii) provide criminal record information so that employers can make fully informed employment decisions; and (iii) deter persons with criminal records from seeking employment or association with covered entities. The rule enables the Commission or other examining authority to ascertain whether all required persons are being fingerprinted and whether proper procedures regarding fingerprint are being followed. Retention of these records for the term of employment of all personnel plus three years ensures that law enforcement officials will have easy access to fingerprint cards on a timely basis. This in turn acts as an effective deterrent to employee misconduct.</P>
        <P>Approximately 5,300 respondents are subject to the recordkeeping requirements of the rule. Each respondent keeps approximately 60 new records per year, which takes approximately 2 minutes per record for the respondent to maintain, for an annual burden of approximately 2 hours (60 records times 2 minutes) per respondent or a total annual burden of approximately 10,300 hours (5,300 respondents times 2 hours) for all respondents. All records subject to the rule must be retained for the term of employment plus 3 years. In addition, we estimate the total cost to respondents is approximately $119,000.</P>

        <P>The Commission may not conduct or sponsor a collection of information unless it displays a currently valid control number. No person shall be subject to any penalty for failing to<PRTPAGE P="39447"/>comply with a collection of information subject to the PRA that does not display a valid Office of Management and Budget (OMB) control number.</P>

        <P>Please direct your written comments to: Thomas Bayer, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 6432 General Green Way, Alexandria, Virginia 22312 or send an e-mail to:<E T="03">PRA_Mailbox@sec.gov.</E>
        </P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Cathy H. Ahn,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16764 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Rule 15b6-1 and Form BDW; OMB Control No. 3235-0018; SEC File No. 270-17]</DEPDOC>
        <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
        <FP SOURCE="FP-1">Upon written request, copies available from:  U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy,Washington, DC 20549-0213.</FP>
        

        <P>Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501<E T="03">et seq.</E>), the Securities and Exchange Commission (“Commission”) has submitted to the Office of Management and Budget a request to revise the collection of information discussed below. The Code of Federal Regulations citation to this collection of information is the following rule: 17 CFR 240.15b6-1.</P>
        <P>Registered broker-dealers use Form BDW (17 CFR 249.501a) to withdraw from registration with the Commission, the self-regulatory organizations, and the states. On average, the Commission estimates that it would take a broker-dealer approximately one hour to complete and file a Form BDW to withdraw from Commission registration as required by Rule 15b6-1. The Commission estimates that approximately 515 broker-dealers withdraw from Commission registration annually<SU>1</SU>

          <FTREF/>and, therefore, file a Form BDW via the Internet with<E T="03">Web CRD</E>, a computer system operated by the Financial Industry Regulatory Authority, Inc. that maintains information regarding registered broker-dealers and their registered personnel. Therefore, the 515 broker-dealers that withdraw from registration by filing Form BDW would incur an aggregate annual reporting burden of approximately 515 hours.<SU>2</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>This estimate is based on Form BDW data collected over the past three years. In fiscal year (from 10/1 through 9/30) 2008, 503 broker-dealers withdrew from registration. In fiscal year 2009, 533 broker-dealers withdrew from registration. In fiscal year 2010, 510 broker-dealers withdrew from registration. (503 + 533 + 510)/3 = 515.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>(515 × 1 hour) = 515 hours.</P>
        </FTNT>
        <P>The Commission may not conduct or sponsor a collection of information unless it displays a currently valid control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid Office of Management and Budget (OMB) control number.</P>
        <P>
          <E T="03">Comments should be directed to:</E>(i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an e-mail to:<E T="03">Shagufta_Ahmed@omb.eop.gov;</E>and (ii) Thomas Bayer, Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312 or send an e-mail to:<E T="03">PRA_Mailbox@sec.gov.</E>Comments must be submitted to OMB within 30 days of this notice.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>Cathy H. Ahn,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16765 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. IC-29711; File No. 812-13914]</DEPDOC>
        <SUBJECT>J.P. Morgan Securities LLC, et al.; Notice of Application and Temporary Order</SUBJECT>
        <DATE>June 29, 2011.</DATE>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Securities and Exchange Commission (“Commission”).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary order and notice of application for a permanent order under section 9(c) of the Investment Company Act of 1940 (“Act”).</P>
        </ACT>
        <P>
          <E T="03">Summary of Application:</E>Applicants have received a temporary order exempting them from section 9(a) of the Act, with respect to an injunction entered against J.P. Morgan Securities LLC (“J.P. Morgan Securities”) on June 29, 2011 by the United States District Court for the Southern District of New York (“Injunction”), until the Commission takes final action on an application for a permanent order. Applicants also have applied for a permanent order.</P>
        <P>
          <E T="03">Applicants:</E>J.P. Morgan Securities; Bear Stearns Asset Management Inc. (“BSAM”); Bear Stearns Health Innoventures Management, L.L.C. (“BSHIM”); BSCGP Inc. (“BSCGP”); Constellation Growth Capital LLC (“Constellation”); Constellation Ventures Management II, LLC (“Constellation II”); Highbridge Capital Management, LLC (“Highbridge”); JF International Management Inc. (“JFIMI”); JPMorgan Asset Management (UK) Limited (“JPMAMUK”); JPMorgan Distribution Services, Inc. (“JPMDS”); J.P. Morgan Institutional Investments, Inc. (“JPMII”); J.P. Morgan Investment Management Inc. (“JPMIM”); J.P. Morgan Latin America Management Company, LLC (“JPMLAM”); J.P. Morgan Partners, LLC (“JPMP”); J.P. Morgan Private Investments Inc. (“JPMPI”); OEP Co-Investors Management II, Ltd. (“OEP II”); OEP Co-Investors Management III, Ltd. (“OEP III”, and together with OEP II, the “OEP Entities”); Security Capital Research &amp; Management Incorporated (“Security Capital”); Sixty Wall Street GP Corporation (“Sixty Wall GP”); Sixty Wall Street Management Company, LLC (“Sixty Wall Management”); and Technology Coinvestors Management, LLC (“TCM”) (collectively, the “Applicants”).<SU>1</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>Applicants request that any relief granted pursuant to the application also apply to any other company of which J.P. Morgan Securities is or may become an affiliated person within the meaning of Section 2(a)(3) of the Act (together with the Applicants, the “Covered Persons”).</P>
        </FTNT>
        <P>
          <E T="03">Filing Date:</E>The application was filed on June 21, 2011 and amended on June 29, 2011.</P>
        <P>
          <E T="03">Hearing or Notification of Hearing:</E>An order granting the application will be issued unless the Commission orders a hearing. Interested persons may request a hearing by writing to the Commission's Secretary and serving Applicants with a copy of the request, personally or by mail. Hearing requests should be received by the Commission by 5:30 p.m. on July 25, 2011, and should be accompanied by proof of service on Applicants, in the form of an affidavit, or for lawyers, a certificate of service. Hearing requests should state the nature of the writer's interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission's Secretary.</P>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Secretary, U.S. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090; Applicants: J.P. Morgan<PRTPAGE P="39448"/>Securities, 338 Madison Avenue, New York, NY 10179; BSAM, BSHIM, BSCGP, Constellation II, JPMII, JPMIM, JPMLAM, JPMP, JPMPI, Sixty Wall GP, Sixty Wall Management, and TCM, 270 Park Avenue, New York, NY 10017; Constellation and Highbridge, 49 West 57th Street, 32nd Floor, New York, NY 10019; JFIMI, 21st Floor, Chater House, 8 Connaught Road Central, Hong Kong; JPMAMUK, 125 London Wall, London, UK EC2Y5AJ; JPMDS, 1111 Polaris Pkwy, Columbus, Ohio 43240; OEP Entities, 320 Park Avenue, 18th Floor, New York, NY 10022; and Security Capital, 10 South Dearborn Street, Suite 1400, Chicago, IL 60603.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Laura J. Riegel, at (202) 551-6873, or Dalia Osman Blass, Branch Chief, at (202) 551-6821 (Division of Investment Management, Office of Investment Company Regulation).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The following is a temporary order and a summary of the application. The complete application may be obtained via the Commission's Web site by searching for the file number, or an applicant using the Company name box, at<E T="03">http://www.sec.gov/search/search.htm,</E>or by calling (202) 551-8090.</P>
        <P>
          <E T="03">Applicants' Representations:</E>
        </P>
        <P>1. Each of the Applicants (other than Constellation and Highbridge) is either directly or indirectly a wholly-owned subsidiary of J.P. Morgan Chase &amp; Co. (“JPMC”). Each of Constellation and Highbridge is an indirect, majority-owned subsidiary of JPMC. JPMC is a financial services holding company whose businesses provide a broad range of financial services. J.P. Morgan Securities is registered as a broker-dealer under the Securities Exchange Act of 1934, as amended (“Exchange Act”) and is registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). J.P. Morgan Securities does not currently serve as an investment adviser, sub-adviser, depositor or principal underwriter (as defined in section 2(a)(29) of the Act) for any of the registered investment companies (“Funds”) or employees' securities companies (“ESCs,” and included in the term Funds), as defined in section 2(a)(13) of the Act. BSAM is registered as an investment adviser under the Advisers Act and serves as investment adviser or sub-adviser to various Funds, including as general partner that provides investment advisory services to various ESCs.<SU>2</SU>
          <FTREF/>BSHIM, BSCGP, Constellation II, the OEP Entities and TCM serve as general partners that provide investment advisory services to various ESCs. Constellation serves as a sub-adviser to various ESCs. Highbridge, JFIMI, JPMAMUK, JPMIM, JPMPI, and Security Capital are registered as investment advisers under the Advisers Act and serve as investment advisers or sub-advisers to various Funds. JPMLAM, JPMP, Sixty Wall GP and Sixty Wall Management are registered as investment advisers under the Advisers Act and serve as investment advisers or sub-advisers to ESCs. JPMDS is registered as a broker-dealer under the Exchange Act and serves as principal underwriter to certain Funds. JPMII is registered as a broker-dealer under the Exchange Act and serves as placement agent to certain Funds.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>2</SU>Every Applicant that is a general partner that provides investment advisory services to one or more ESCs believes, for purposes of the application, that it is performing a function that falls within the definition of “investment adviser” in section 2(a)(20) of the Act.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>JPMII serves as placement agent to JPMorgan Institutional Trust with respect to three series. JPMorgan Institutional Trust is an open-end investment company registered under the Act, but its shares are not registered under the Securities Act of 1933, as amended. JPMII believes, for purposes of the application, that it is performing a function that falls within the definition of “principal underwriter” in Section 2(a)(29) of the Act.</P>
        </FTNT>
        <P>2. On June 29, 2011, the United States District Court for the Southern District of New York entered a judgment, which included the Injunction, against J.P. Morgan Securities (“Final Judgment”) in a matter brought by the Commission.<SU>4</SU>
          <FTREF/>The conduct of J.P. Morgan Securities alleged in the Complaint involved an offering of a largely synthetic collateralized debt obligation (“CDO”) whose portfolio consisted primarily of credit default swaps referencing other CDO securities. The Complaint alleged that J.P. Morgan Securities represented in marketing materials that the collateral manager selected the CDO's investment portfolio but failed to disclose that a hedge fund that purchased the subordinated notes (or “equity”), which also took the short position on roughly half of the portfolio assets, played a significant role in the selection process. The Final Judgment would restrain and enjoin J.P. Morgan Securities from violating sections 17(a)(2) and 17(a)(3) of the Securities Act. Without admitting or denying any of the allegations in the Complaint, except as to personal and subject matter jurisdiction, J.P. Morgan Securities consented to the entry of the Final Judgment and other equitable relief including certain undertakings.</P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">U.S. Securities and Exchange Commission</E>v.<E T="03">J.P. Morgan Securities LLC</E>(f/k/a J.P. Morgan Securities Inc.) Case No. 1:11-cv-04206-RMB (S.D.N.Y. June 29, 2011).</P>
        </FTNT>
        <P>
          <E T="03">Applicants' Legal Analysis:</E>
        </P>
        <P>1. Section 9(a)(2) of the Act, in relevant part, prohibits a person who has been enjoined from engaging in or continuing any conduct or practice in connection with the purchase or sale of a security, or in connection with activities as an underwriter, broker or dealer, from acting, among other things, as an investment adviser or depositor of any registered investment company or a principal underwriter for any registered open-end company, registered unit investment trust or registered face-amount certificate company. Section 9(a)(3) of the Act makes the prohibition in section 9(a)(2) applicable to a company, any affiliated person of which has been disqualified under the provisions of section 9(a)(2). Section 2(a)(3) of the Act defines “affiliated person” to include, among others, any person directly or indirectly controlling, controlled by, or under common control with, the other person. Applicants state that J.P. Morgan Securities is an affiliated person of each of the other Applicants within the meaning of section 2(a)(3) of the Act. Applicants state that the entry of the Injunction results in Applicants being subject to the disqualification provisions of section 9(a) of the Act.</P>
        <P>2. Section 9(c) of the Act provides that the Commission shall grant an application for exemption from the disqualification provisions of section 9(a) if it is established that these provisions, as applied to the applicants, are unduly or disproportionately severe or that the applicants' conduct has been such as not to make it against the public interest or the protection of investors to grant the exemption. Applicants have filed an application pursuant to section 9(c) seeking a temporary and permanent order exempting them and other Covered Persons from the disqualification provisions of section 9(a) of the Act.</P>
        <P>3. Applicants believe they meet the standard for exemption specified in section 9(c). Applicants state that the prohibitions of section 9(a) as applied to them would be unduly and disproportionately severe and that the conduct of the Applicants has been such as not to make it against the public interest or the protection of investors to grant the exemption from section 9(a).</P>

        <P>4. Applicants state that the alleged conduct giving rise to the Injunction did not involve any of the Applicants acting in the capacity of investment adviser, sub-adviser or depositor for any Fund (including as general partner providing investment advisory services to ESCs) or as principal underwriter for any registered open-end company, registered unit investment trust or registered face-<PRTPAGE P="39449"/>amount certificate company. Applicants also state that to the best of their knowledge, none of the current directors, officers, or employees of the Applicants that are involved in providing services as investment adviser or sub-adviser of the Funds (including as general partner providing investment advisory services to ESCs) or principal underwriter for any registered open-end company (or any other persons in such roles during the time period covered by the Complaint) participated in the conduct alleged in the Complaint to have constituted the violations that provide a basis for the Injunction. Applicants further represent that the personnel at J.P. Morgan Securities who participated in the conduct alleged in the Complaint to have constituted the violations that provided a basis for the Injunction have had no, and will not have any, involvement in providing advisory, depositary (including as general partner providing investment advisory services to ESCs) to the Funds or principal underwriting services to any registered open-end company, registered unit investment trust, or registered face-amount certificate company on the behalf of the Applicants or other Covered Persons. Applicants also represent that because the personnel of the Applicants (other than those at J.P. Morgan Securities) did not participate in the conduct alleged in the Complaint to have constituted the violations that provide a basis for the Injunction, the shareholders of those Funds were not affected any differently than if those Funds had received services from any other non-affiliated investment adviser or principal underwriter. Applicants state that the alleged conduct did not involve any Fund or the assets of any Fund.</P>
        <P>5. Applicants state that their inability to continue to provide investment advisory and subadvisory services to the Funds (including as general partner providing investment advisory services to ESCs) and principal underwriting services to any registered open-end company would result in potential hardship for the Funds and their shareholders. Applicants state that they will, as soon as reasonably practical, distribute written materials, including an offer to meet in person to discuss the materials, to the boards of directors of the Funds (“Boards”) (excluding, for this purpose, the ESCs) for which the Applicants serve as investment adviser, investment sub-adviser or principal underwriter, including the directors who are not “interested persons,” as defined in section 2(a)(19) of the Act, of such Funds, and their independent legal counsel, if any, describing the circumstances that led to the Injunction and any impact on the Funds, and the application. Applicants state they will provide the Boards with the information concerning the Injunction and the application that is necessary for the Funds to fulfill their disclosure and other obligations under the Federal securities laws.</P>
        <P>6. Applicants also state that, if they were barred from providing services to the Funds, the effect on their businesses and employees would be severe. Applicants state that they have committed substantial resources to establishing expertise in providing advisory and distribution services to Funds. Applicants further state that prohibiting them from providing such services would not only adversely affect their businesses, but would also adversely affect about 940 employees who are involved in those activities. Applicants also state that disqualifying certain Applicants from continuing to provide investment advisory services to the ESCs is not in the public interest or in the furtherance of the protection of investors. Because the ESCs have been formed for certain key employees, officers and directors of JPMC and its affiliates, it would not be consistent with the purposes of the ESC provisions of the Act or the terms and conditions of the ESC orders to require another entity not affiliated with JPMC to manage the ESCs. In addition, participating employees of JPM and its affiliates likely subscribed for interests in the ESCs with the expectation that the ESCs would be managed by an affiliate of JPMC.</P>
        <P>7. Certain of the Applicants previously have applied for and received exemptions under section 9(c) as the result of conduct that triggered section 9(a) of the Act, as described in greater detail in the application.</P>
        <P>
          <E T="03">Applicants' Condition:</E>
        </P>
        <P>Applicants agree that any order granting the requested relief will be subject to the following condition:</P>
        <P>Any temporary exemption granted pursuant to the application shall be without prejudice to, and shall not limit the Commission's rights in any manner with respect to, any Commission investigation of, or administrative proceedings involving or against, Covered Persons, including, without limitation, the consideration by the Commission of a permanent exemption from section 9(a) of the Act requested pursuant to the application or the revocation or removal of any temporary exemptions granted under the Act in connection with the application.</P>
        <P>
          <E T="03">Temporary Order:</E>
        </P>
        <P>The Commission has considered the matter and finds that Applicants have made the necessary showing to justify granting a temporary exemption.</P>
        <P>Accordingly,</P>
        <P>
          <E T="03">It is hereby ordered,</E>pursuant to section 9(c) of the Act, that Applicants and any other Covered Persons are granted a temporary exemption from the provisions of section 9(a), solely with respect to the Injunction, subject to the condition in the application, from June 29, 2011, until the Commission takes final action on their application for a permanent order.</P>
        <SIG>
          <P>By the Commission.</P>
          <NAME>Elizabeth M. Murphy,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16818 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <SUBJECT>Sunshine Act Meeting</SUBJECT>
        <P>Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, July 7, 2011 at 2 p.m.</P>
        <P>Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present.</P>
        <P>The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matters at the Closed Meeting.</P>
        <P>Commissioner Casey, as duty officer, voted to consider the items listed for the Closed Meeting in a closed session.</P>
        <P>The subject matter of the Closed Meeting scheduled for Thursday, July 7, 2011 will be:</P>
        <P>Institution and settlement of injunctive actions;</P>
        <P>Institution and settlement of administrative proceedings;</P>
        <P>An adjudicatory matter; and</P>
        <P>Other matters relating to enforcement proceedings.</P>
        <P>At times, changes in Commission priorities require alterations in the scheduling of meeting items.</P>

        <P>For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact:<PRTPAGE P="39450"/>
        </P>
        <P>The Office of the Secretary at (202) 551-5400.</P>
        <SIG>
          <DATED>Dated: June 30, 2011.</DATED>
          <NAME>Elizabeth M. Murphy,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16951 Filed 7-1-11; 11:15 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-64768; File No. SR-BX-2011-040]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend the BOX Fee Schedule</SUBJECT>
        <DATE>June 29, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on June 28, 2011, NASDAQ OMX BX, Inc. (the “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II, below, which Items have been prepared by the self-regulatory organization. The Exchange filed the proposed rule change pursuant to Section 19(b)(3)(A)(ii) of the Act,<SU>3</SU>
          <FTREF/>and Rule 19b-4(f)(2) thereunder,<SU>4</SU>
          <FTREF/>which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>15 U.S.C. 78s(b)(3)(A)(ii).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>17 CFR 240.19b-4(f)(2).</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
        <P>The Exchange proposes to amend the Fee Schedule of the Boston Options Exchange Group, LLC (“BOX”).<SU>5</SU>

          <FTREF/>While changes to the BOX Fee Schedule pursuant to this proposal will be effective upon filing, the changes will become operative on July 1, 2011. The text of the proposed rule change is available from the principal office of the Exchange, at the Commission's Public Reference Room, on the Exchange's Internet Web site at<E T="03">http://nasdaqomxbx.cchwallstreet.com/NASDAQOMXBX/Filings</E>and on the Commission's Web site at<E T="03">http://www.sec.gov.</E>
        </P>
        <FTNT>
          <P>

            <SU>5</SU>The BOX Fee Schedule can be found on the BOX Web site at<E T="03">http://bostonoptions.com/pdf/BOX_Fee _Schedule.pdf.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The self-regulatory organization has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>Section 8 of the BOX Fee Schedule currently imposes a fee of $0.50 per contract for all Eligible Orders sent to Away Exchanges in excess of 10,000 contracts per month for each BOX Options Participant.<SU>6</SU>
          <FTREF/>Additionally, BOX currently exempts outbound Eligible Orders sent to Away Exchanges, up to a maximum of 10,000 contracts per month, from the fees and credits of Section 7 of the BOX Fee Schedule, as these transactions are deemed to neither `add' nor `take' liquidity from the BOX Book. The Exchange proposes an amendment to Section 8 of the BOX Fee Schedule to eliminate the $0.50 per contract fee on Eligible Orders sent to Away Exchanges. Additionally, the Exchange proposes a corresponding change to Section 7 so that all Eligible Orders sent to Away Exchanges are exempt from Section 7 of the BOX Fee Schedule. Therefore, Eligible Orders sent to Away Exchanges will be subject only to the applicable transaction fees listed in Sections 1 through 3 of the BOX Fee Schedule.</P>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 64583 (June 2, 2011), 76 FR 33014 (June 7, 2011) (SR-BX-2011-031). The proposed change will have no effect on the billing of orders of non-BOX Options Participants.</P>
        </FTNT>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that the proposal is consistent with the requirements of Section 6(b) of the Act,<SU>7</SU>
          <FTREF/>in general, and Section 6(b)(4) of the Act,<SU>8</SU>
          <FTREF/>in particular, in that it provides for the equitable allocation of reasonable dues, fees, and other charges among BOX Participants and other persons using its facilities.</P>
        <FTNT>
          <P>
            <SU>7</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>
        <P>The Exchange believes that it is equitable to permit BOX Participants to have orders routed to away exchanges without being assessed a fee. The Exchange believes that BOX Options Participants may send additional order flow to BOX, to the benefit of all market participants, if there is no fee assessed when Participant orders may be sent to an Away Exchange. The Exchange believes that the proposed change is an equitable allocation of fees because the order routing fee structure applies to all BOX Participants.</P>
        <P>Further, the Exchange believes the proposed change and the resulting order routing fee structure are fair and reasonable and must be competitive with similar fees in place on other exchanges. BOX operates within a highly competitive market in which market participants can readily direct order flow to any of eight other competing venues if they deem fee levels at a particular venue to be excessive. The change to allow BOX Participants to have more orders routed away at no cost is intended to attract order flow to BOX and provide BOX Participants additional flexibility in their execution decisions. The Exchange believes all market participants can benefit from greater liquidity on BOX and that it is appropriate to provide a fee structure intended to attract additional order flow. In particular, the proposed change will allow BOX to remain competitive with other exchanges, and allow BOX to maintain a fee structure which is equitable among all BOX Participants. The Exchange believes that this competitive marketplace impacts the fees present on BOX today and influences this proposal.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>The Exchange has neither solicited nor received comments on the proposed rule change.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Act<SU>9</SU>
          <FTREF/>and Rule 19b-<PRTPAGE P="39451"/>4(f)(2) thereunder,<SU>10</SU>
          <FTREF/>because it establishes or changes a due, fee, or other charge applicable only to a member.</P>
        <FTNT>
          <P>
            <SU>9</SU>15 U.S.C. 78s(b)(3)(A)(ii).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>17 CFR 240.19b-4(f)(2).</P>
        </FTNT>
        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an e-mail to<E T="03">rule-comments@sec.gov</E>. Please include File Number SR-BX-2011-040 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File Number SR-BX-2011-040. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street, NW., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make availablepublicly. All submissions should refer to File Number SR-BX-2011-040 and should be submitted on or before July 27, 2011.<FTREF/>
        </FP>
        <FTNT>
          <P>
            <SU>11</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>11</SU>
          </P>
          <NAME>Cathy H. Ahn,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16823 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-64771; File No. SR-CHX-2011-14]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Concerning the CHX Connect Service</SUBJECT>
        <DATE>June 29, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that, on June 24, 2011, the Chicago Stock Exchange, Inc. (“CHX” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the CHX. CHX has filed this proposal pursuant to Exchange Act Rule 19b-4(f)(6)<SU>3</SU>
          <FTREF/>which is effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>17 CFR 240.19b-4(f)(6).</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>

        <P>CHX proposes to add Article 4, Rule 2 (CHX Connect) to include an explicit description of the Exchange's CHX Connect order routing service. The text of this proposed rule change is available on the Exchange's Web site at (<E T="03">http://www.chx.com</E>) and in the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the CHX included statements concerning the purpose of and basis for the proposed rule changes and discussed any comments it received regarding the proposal. The text of these statements may be examined at the places specified in Item IV below. The CHX has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>New Article 4, Rule 2 describes the operation of the CHX Connect routing network. CHX Connect is an electronic communications service owned and operated by the Exchange which allows Participants to transmit orders and related transaction information directly to any destination designated by the order sending Participant (such as an over-the-counter market maker or order-routing vendor) connected to the service without being submitted to the Exchange's trading facilities. The CHX Connect communications service was described in a rule filing made with the Commission in 2006, but which did not update the Exchange's rules.<SU>4</SU>
          <FTREF/>In order to remove any potential ambiguity about the nature of the Exchange's technology and communications offerings, we are now proposing to add language to our rules describing CHX Connect. The CHX Connect service has not changed in any material respect since the 2006 filing. Use of the CHX Connect service by any Exchange Participant is entirely optional and is not required to direct orders to our Matching System for execution or display.</P>
        <FTNT>
          <P>
            <SU>4</SU>Exchange Act Release No. 54846 (Nov. 30, 2006), 71 FR 71003 (Dec. 7, 2006).</P>
        </FTNT>
        <P>The Exchange believes that certain order senders may have an interest in the CHX Connect service in order to efficiently route orders which cannot be accepted into the Matching System directly. For example, an order sender may have received a market order to buy a NMS security normally traded in the CHX Matching System.<SU>5</SU>

          <FTREF/>Since the Matching System does not accept market orders, the order sender cannot route that order to our trading facilities. An order sender can use the CHX<PRTPAGE P="39452"/>Connect service to transmit that order to a destination which is also connected to the service and which accepts and executes market orders, such as an over-the-counter market maker. CHX Connect can be used to transmit order information to other destinations in any security approved by the Exchange for use within the system, including, but not limited to, securities approved for trading within the Matching System. The Exchange plays no role in determining where the order is sent.</P>
        <FTNT>
          <P>
            <SU>5</SU>Similar examples would be All or None orders or orders in securities not traded by the Exchange.</P>
        </FTNT>
        <P>Participants may also elect to use CHX Connect to transmit orders in an electronic format to the Exchange's Matching System, to Institutional Brokers registered with the Exchange pursuant to Article 17 of our rules, and to other destinations which are connected to the CHX's network. The Matching System will only accept orders in securities listed on the Exchange or eligible for Unlisted Trading Privileges. The Exchange believes that certain Participants may be interested in using CHX Connect to send orders to our facilities as an alternative to private order routing systems or vendors, which perform the same function. Participants may designate where an order is to be directed on a security-by-security or order-by-order basis. Instructions received on an order-by-order basis shall supersede previously-received instructions on a security-by-security basis. Use of the CHX Connect service is subject to the approval of the Exchange. The Exchange evaluates all potential users on an equal and non-discriminatory basis. The criteria by which potential users of the service are evaluated relate solely to preserving the security and integrity of the Exchange's systems, and to ensuring the proper formatting of messages sent via CHX Connect in generally accepted industry protocols, such as Financial Information eXchange (FIX) Protocol. The fees and charges for a subscription to the CHX Connect Service are set forth in the Exchange's published Schedule of Fees and Assessments, and apply equally to all users of the system.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>6</SU>The Exchange charges only those Participants which receive (and not those which solely transmit) orders through the CHX Connect service. The current fee for receiving orders via CHX Connect is $5,000 per month.<E T="03">See,</E>CHX Schedule of Fees and Assessments, Section M.</P>
        </FTNT>
        <P>This service is a facility of the Exchange. As a result, the Exchange would submit fee changes, and any applicable changes to its rules, to the Commission as required by Exchange Act Rule 19b-4 in connection with the CHX Connect service.</P>
        <P>The Exchange would provide these routing services in compliance with its rules and with the provisions of the Exchange Act and the rules thereunder, including, but not limited to, the requirements of Sections 6(b)(4) and (5) of the Act that the rules of a national securities exchange provide for the equitable allocation of reasonable dues, fees and other charges among its members and issuers and other persons using its facilities, and not be designed to permit unfair discrimination between customers, issuers, brokers or dealers.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that the proposed rule change is consistent with Section 6(b) of the Act in general, and furthers the objectives of Section 6(b)(1) of the Act in particular, in that it allows the Exchange to be organized and have the capacity to be able to carry out the purposes of the Act and to comply, and (subject to any rule or order of the Commission pursuant to section 17(d) or 19(g)(2) of the Act) to enforce compliance by its members and persons associated with such members, with the provisions of the Act, the rules and regulations thereunder, and the rules of the exchange. As discussed herein, CHX Connect is a communications service offered by the Exchange to its Participants to either send orders to the Matching System or to another destination of its choosing. The CHX Connect communications service was described in a rule filing made with the Commission in 2006, but which did not update the Exchange's rules.<SU>7</SU>
          <FTREF/>In order to remove any potential ambiguity about the nature of the Exchange's technology and communications offerings, we are now proposing to add language to our rules describing CHX Connect. The CHX Connect service has not changed in any material respect since the 2006 filing. By adding a description of the nature of the CHX Connect service to the Exchange's rules, this proposal advances the purposes of the Exchange Act by providing added clarity about the nature and extent of certain services offered by the Exchange to its Participants, and thereby contributing to the ability of our members in complying with the requirements related to those services.</P>
        <FTNT>
          <P>
            <SU>7</SU>Exchange Act Release No. 54846 (Nov. 30, 2006), 71 FR 71003 (Dec. 7, 2006).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. As noted above, the Exchange believes that its CHX Connect service will compete with the existing order routing networks operated by broker-dealers or other service providers. By providing Participants a means of effectively directing orders which cannot be accepted into the Matching System to a destination which can handle such orders, the Exchange is attempting to provide ready solutions to potential order senders, with the ultimate goal of maximizing order flow to the Exchange's trading facilities.</P>
        <P>The CHX Connect service is entirely optional and Participants are not required to utilize it to send order to the Exchange or elsewhere. The Exchange notes that the routing and connectivity services of CHX Connect appear to be very similar manner to those offered by the Secure Financial Transaction Infrastructure® (“SFTI”) system, which is provided by NYSE Technologies, an affiliated company of the New York Stock Exchange, Inc. By competing with SFTI and other service providers of secure connectivity among market participants, CHX Connect would offer additional options for participants looking for systems to deliver their orders.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were either solicited or received.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days after the date of the filing, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act<SU>8</SU>
          <FTREF/>and Rule 19b-4(f)(6) thereunder.<SU>9</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>8</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.</P>
        </FTNT>

        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of<PRTPAGE P="39453"/>investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an e-mail to<E T="03">rule-comments@sec.gov</E>. Please include File Number SR-CHX-2011-14 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File Number SR-CHX-2011-14. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than thosethat may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; theCommission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-CHX-2011-14 and should be submitted on or before July 27, 2011.<FTREF/>
        </FP>
        <FTNT>
          <P>
            <SU>10</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>10</SU>
          </P>
          <NAME>Cathy H. Ahn,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16854 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-64773; File No. SR-NYSEAmex-2011-43]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2012</SUBJECT>
        <DATE>June 29, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on June 21, 2011, NYSE Amex LLC (“NYSE Amex” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change</HD>

        <P>The Exchange proposes to extend the operation of its New Market Model Pilot, currently scheduled to expire on August 1, 2011, until the earlier of Securities and Exchange Commission (“Commission”) approval to make such pilot permanent or January 31, 2012. The text of the proposed rule change is available at the Exchange, the Commission's Public Reference Room, and<E T="03">http://www.nyse.com.</E>
        </P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The Exchange proposes to extend the operation of its New Market Model Pilot (“NMM Pilot”) that was adopted pursuant to its merger with the New York Stock Exchange LLC (“NYSE”).<SU>3</SU>
          <FTREF/>The NMM Pilot was approved to operate until October 1, 2009. The Exchange filed to extend the operation of the Pilot to November 30, 2009, March 30, 2010, September 30, 2010, January 31, 2011, and August 1, 2011, respectively.<SU>4</SU>
          <FTREF/>The Exchange now seeks to extend the operation of the NMM Pilot, currently scheduled to expire on August 1, 2011, until the earlier of Commission approval to make such pilot permanent or January 31, 2012.</P>
        <FTNT>
          <P>

            <SU>3</SU>NYSE Euronext acquired The Amex Membership Corporation (“AMC”) pursuant to an Agreement and Plan of Merger, dated January 17, 2008 (the “Merger”). In connection with the Merger, the Exchange's predecessor, the American Stock Exchange LLC (“Amex”), a subsidiary of AMC, became a subsidiary of NYSE Euronext called NYSE Alternext US LLC.<E T="03">See</E>Securities Exchange Act Release No. 58673 (September 29, 2008), 73 FR 57707 (October 3, 2008) (SR-NYSE-2008-60 and SR-Amex-2008-62) (approving the Merger). Subsequently NYSE Alternext US LLC was renamed NYSE Amex LLC and continues to operate as a national securities exchange registered under Section 6 of the Securities Exchange Act of 1934, as amended (the “Act”).<E T="03">See</E>Securities Exchange Act Release No. 59575 (March 13, 2009), 74 FR 11803 (March 19, 2009) (SR-NYSEALTR-2009-24).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 60758 (October 1, 2009), 74 FR 51639 (October 7, 2009) (SR-NYSEAmex-2009-65).<E T="03">See also</E>Securities Exchange Act Release Nos. 61030 (November 19, 2009), 74 FR 62365 (November 27, 2009) (SR-NYSEAmex-2009-83); 61725 (March 17, 2010), 75 FR 14223 (March 24, 2010) (SR-NYSEAmex-2010-28); Securities Exchange Act Release No. 62820 (September 1, 2010), 75 FR 54935 (September 9, 2010) (SR-NYSEAmex-2010-86); and 63615 (December 29, 2010), 76 FR 611 (January 5, 2011) (SR-NYSEAmex-2010-123).</P>
        </FTNT>
        <P>The Exchange notes that parallel changes are proposed to be made to the rules of NYSE.<SU>5</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>SR-NYSE-2010-29.</P>
        </FTNT>
        <HD SOURCE="HD3">Background<SU>6</SU>
          <FTREF/>
        </HD>
        <FTNT>
          <P>

            <SU>6</SU>The information contained herein is a summary of the NMM Pilot.<E T="03">See</E>Securities Exchange Act Release No. 58845 (October 24, 2008), 73 FR 64379 (October 29, 2008) (SR-NYSE-2008-46) for a fuller description.</P>
        </FTNT>

        <P>In December 2008, NYSE Amex implemented significant changes to its equities market rules, execution technology and the rights and obligations of its equities market participants all of which were designed<PRTPAGE P="39454"/>to improve execution quality on the Exchange. These changes are all elements of the Exchange's enhanced market model that it implemented through the NMM Pilot.</P>
        <P>As part of the NMM Pilot, NYSE Amex eliminated the function of equity specialists on the Exchange creating a new category of market participant, the Designated Market Maker or DMM.<SU>7</SU>
          <FTREF/>The DMMs, like specialists, have affirmative obligations to make an orderly market, including continuous quoting requirements and obligations to re-enter the market when reaching across to execute against trading interest. Unlike specialists, DMMs have a minimum quoting requirement<SU>8</SU>
          <FTREF/>in their assigned securities and no longer have a negative obligation. DMMs are also no longer agents for public customer orders.<SU>9</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>NYSE Amex Equities Rule 103.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See</E>NYSE Amex Equities Rule 104.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See</E>NYSE Amex Equities Rule 60;<E T="03">see also</E>NYSE Amex Equities Rules 104 and 1000.</P>
        </FTNT>
        <P>In addition, the Exchange implemented a system change that allowed DMMs to create a schedule of additional non-displayed liquidity at various price points where the DMM is willing to interact with interest and provide price improvement to orders in the Exchange's system. This schedule is known as the DMM Capital Commitment Schedule (“CCS”).<SU>10</SU>
          <FTREF/>CCS provides the Display Book®<SU>11</SU>
          <FTREF/>with the amount of shares that the DMM is willing to trade at price points outside, at and inside the Exchange Best Bid or Best Offer (“BBO”). CCS interest is separate and distinct from other DMM interest in that it serves as the interest of last resort.</P>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See</E>NYSE Amex Equities Rule 1000.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>The Display Book system is an order management and execution facility. The Display Book system receives and displays orders to the DMMs, contains the order information, and provides a mechanism to execute and report transactions and publish the results to the Consolidated Tape. The Display Book system is connected to a number of other Exchange systems for the purposes of comparison, surveillance, and reporting information to customers and other market data and national market systems.</P>
        </FTNT>
        <P>The NMM Pilot further modified the logic for allocating executed shares among market participants having trading interest at a price point upon execution of incoming orders. The modified logic rewards displayed orders that establish the Exchange's BBO. During the operation of the NMM Pilot orders, or portions thereof, that establish priority<SU>12</SU>
          <FTREF/>retain that priority until the portion of the order that established priority is exhausted. Where no one order has established priority, shares are distributed among all market participants on parity.</P>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">See</E>NYSE Amex Equities Rule 72(a)(ii).</P>
        </FTNT>
        <P>The NMM Pilot was originally scheduled to end operation on October 1, 2009, or such earlier time as the Commission may determine to make the rules permanent. The Exchange filed to extend the operation of the Pilot on five occasions<SU>13</SU>
          <FTREF/>in order to prepare a rule filing seeking permission to make the above described changes permanent. The Exchange is currently still preparing such formal submission but does not expect that filing to be completed and approved by the Commission before August 1, 2011.</P>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">See supra</E>note 5.</P>
        </FTNT>
        <HD SOURCE="HD3">Proposal To Extend the Operation of the NMM Pilot</HD>
        <P>NYSE Amex established the NMM Pilot to provide incentives for quoting, to enhance competition among the existing group of liquidity providers and add a new competitive market participant. The Exchange believes that the NMM Pilot allows the Exchange to provide its market participants with a trading venue that utilizes an enhanced market structure to encourage the addition of liquidity, facilitate the trading of larger orders more efficiently and operates to reward aggressive liquidity providers. As such, the Exchange believes that the rules governing the NMM Pilot should be made permanent. Through this filing the Exchange seeks to extend the current operation of the NMM Pilot until January 31, 2012, in order to allow the Exchange time to formally submit a filing to the Commission to convert the pilot rules to permanent rules.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The basis under the Securities Exchange Act of 1934 (the “Act”) for this proposed rule change is the requirement under Section 6(b)(5) that an exchange have rules that are designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest. The Exchange believes that the instant filing is consistent with these principles because the NMM Pilot provides its market participants with a trading venue that utilizes an enhanced market structure to encourage the addition of liquidity, facilitate the trading of larger orders more efficiently and operates to reward aggressive liquidity providers. Moreover, the instant filing requesting an extension of the NMM Pilot will permit adequate time for: (i) The Exchange to prepare and submit a filing to make the rules governing the NMM Pilot permanent; (ii) public notice and comment; and (iii) completion of the 19b-4 approval process.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were solicited or received with respect to the proposed rule change.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>The Exchange has filed the proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act<SU>14</SU>
          <FTREF/>and Rule 19b-4(f)(6) thereunder.<SU>15</SU>
          <FTREF/>Because the proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative prior to 30 days from the date on which it was filed, or such shorter time as the Commission may designate, if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act and Rule 19b-4(f)(6)(iii) thereunder.<SU>16</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78s(b)(3)(A)(iii).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>15</SU>17 CFR 240.19b-4(f)(6).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)(iii) requires a self-regulatory organization to provide the Commission with written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has fulfilled this requirement.</P>
        </FTNT>
        <P>A proposed rule change filed under Rule 19b-4(f)(6)<SU>17</SU>
          <FTREF/>normally does not become operative prior to 30 days after the date of the filing. However, pursuant to Rule 19b-4(f)(6)(iii),<SU>18</SU>
          <FTREF/>the Commission may designate a shorter time if such action is consistent with the protection of investors and the public interest.</P>
        <FTNT>
          <P>
            <SU>17</SU>17 CFR 240.19b-4(f)(6).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>18</SU>17 CFR 240.19b-4(f)(6)(iii).</P>
        </FTNT>

        <P>At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if<PRTPAGE P="39455"/>it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml);</E>or</P>
        <P>• Send an e-mail to<E T="03">rule-comments@sec.gov</E>. Please include File Number SR-NYSEAmex-2011-43 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File Number SR-NYSEAmex-2011-43. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml).</E>Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal offices of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only informationthat you wish to make available publicly. All submissions should refer to File Number SR-NYSEAmex-2011-43, and should be submitted on or before July 27, 2011.<FTREF/>
        </FP>
        <FTNT>
          <P>
            <SU>19</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>19</SU>
          </P>
          <NAME>Cathy H. Ahn,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16887 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-64772; File No. SR-NYSEAmex-2011-44]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or January 31, 2012</SUBJECT>
        <DATE>June 29, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on June 21, 2011, NYSE Amex LLC (“NYSEAmex” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change</HD>

        <P>The Exchange proposes to extend the operation of its Supplemental Liquidity Providers Pilot (“SLP Pilot” or “Pilot”) (See Rule 107B—NYSE Amex Equities), currently scheduled to expire on August 1, 2011, until the earlier of the Securities and Exchange Commission's (“Commission”) approval to make such Pilot permanent or January 31, 2012. The text of the proposed rule change is available at the Exchange, the Commission's Public Reference Room, and<E T="03">http://www.nyse.com.</E>
        </P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The Exchange proposes to extend the operation of its Supplemental Liquidity Providers Pilot,<SU>3</SU>
          <FTREF/>currently scheduled to expire on August 1, 2011, until the earlier of Commission approval to make such Pilot permanent or January 31, 2012.</P>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 61308 (January 7, 2010), 75 FR 2573 (January 15, 2010) (SR-NYSEAmex-2009-98) (establishing the NYSE Amex Equities SLP Pilot).<E T="03">See also</E>Securities Exchange Act Release Nos. 61841 (April 5, 2010), 75 FR 18560 (April 12, 2010) (SR-NYSEAmex-2010-33) (extending the operation of the SLP Pilot to September 30, 2010); 62814 (September 1, 2010), 75 FR 54671 (September 8, 2010) (SR-NYSEAmex-2010-88) (extending the operation of the SLP Pilot to January 31, 2011); 58877 (October 29, 2008), 73 FR 65904 (November 5, 2008) (SR-NYSE-2008-108) (establishing the SLP Pilot); 59869 (May 6, 2009), 74 FR 22796 (May 14, 2009) (SR-NYSE-2009-46) (extending the operation of the SLP Pilot to October 1, 2009); 60756 (October 1, 2009), 74 FR 51628 (October 7, 2009) (SR-NYSE-2009-100) (extending the operation of the New Market Model and the SLP Pilots to November 30, 2009); 61075 (November 30, 2009), 74 FR 64112 (December 7, 2009) (SR-NYSE-2009-119) (extending the operation of the SLP Pilot to March 30, 2010); 61840 (April 5, 2010), 75 FR 18563 (April 12, 2010) (SR-NYSE-2010-28) (extending the operation of the SLP Pilot to September 30, 2010); 62813 (September 1, 2010), 75 FR 54686 (September 8, 2010) (SR-NYSE-2010-62) (extending the operation of the SLP Pilot to January 31, 2011); and 63615 (December 29, 2010), 76 FR 611 (January 5, 2011) (SR-NYSEAmex-2010-123) (extending the operation of the SLP Pilot to August 1, 2011).</P>
        </FTNT>
        <HD SOURCE="HD3">Background<SU>4</SU>
          <FTREF/>
        </HD>
        <FTNT>
          <P>

            <SU>4</SU>The information contained herein is a summary of the NMM Pilot and the SLP Pilot.<E T="03">See supra</E>note 4 [sic] and<E T="03">infra</E>note 6 [sic] for a fuller description of those pilots.</P>
        </FTNT>
        <P>In October 2008, the New York Stock Exchange LLC (“NYSE”) implemented significant changes to its market rules, execution technology and the rights and obligations of its market participants all of which were designed to improve execution quality on the NYSE. These changes were all elements of the NYSE's and the Exchange's enhanced market model referred to as the “New Market Model” (“NMM Pilot”).<SU>5</SU>
          <FTREF/>The NYSE SLP<PRTPAGE P="39456"/>Pilot was launched in coordination with the NMM Pilot (see NYSE Rule 107B).</P>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 58845 (October 24, 2008), 73 FR 64379 (October 29, 2008) (SR-NYSE-2008-46).</P>
        </FTNT>
        <P>As part of the NMM Pilot, NYSE eliminated the function of specialists on the Exchange creating a new category of market participant, the Designated Market Maker or “DMM.”<SU>6</SU>
          <FTREF/>Separately, the NYSE established the SLP Pilot, which established SLPs as a new class of market participants to supplement the liquidity provided by DMMs.<SU>7</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See</E>NYSE Rule 103.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>NYSE and NYSE Amex Equities Rules 107B.</P>
        </FTNT>
        <P>The NYSE adopted NYSE Rule 107B governing SLPs as a six-month pilot program commencing in November 2008. This NYSE pilot has been extended several times, most recently to August 1, 2011.<SU>8</SU>
          <FTREF/>The NYSE is in the process of requesting an extension of their SLP Pilot until January 31, 2012 or until the Commission approves the pilot as permanent.<SU>9</SU>
          <FTREF/>The extension of the NYSE SLP Pilot until January 31, 2012 runs parallel with the extension of the NMM pilot until January 31, 2012, or until the Commission approves the NMM Pilot as permanent.</P>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See</E>Securities Exchange Act Release Nos. 58877 (October 29, 2008), 73 FR 65904 (November 5, 2008) (SR-NYSE-2008-108) (adopting SLP pilot program); 59869 (May 6, 2009), 74 FR 22796 (May 14, 2009) (SR-NYSE-2009-46) (extending SLP pilot program until October 1, 2009); 60756 (October 1, 2009), 74 FR 51628 (October 7, 2009) (SR-NYSE-2009-100) (extending SLP pilot program until November 30, 2009); 61075 (November 30, 2009), 74 FR 64112 (December 7, 2009) (SR-NYSE-2009-119) (extending SLP pilot program until March 30, 2010); 61840 (April 5, 2010), 75 FR 18563 (April 12, 2010) (SR-NYSE-2010-28) (extending the SLP Pilot until September 30, 2010); 62813 (September 1, 2010), 75 FR 54686 (September 8, 2010) (SR-NYSE-2010-62) (extending the SLP Pilot until January 31, 2011); and 63616 (December 29, 2010), 76 FR 612 (January 5, 2011) (SR-NYSE-2010-86) (extending the operation of the SLP Pilot to August 1, 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See</E>SR-NYSE-2011-30.</P>
        </FTNT>
        <HD SOURCE="HD3">Proposal to Extend the Operation of the NYSE Amex Equities SLP Pilot</HD>
        <P>NYSE Amex Equities established the SLP Pilot to provide incentives for quoting, to enhance competition among the existing group of liquidity providers, including the DMMs, and add new competitive market participants. NYSE Amex Equities Rule 107B is based on NYSE Rule 107B. NYSE Amex Rule 107B was filed with the Commission on December 30, 2009, as a “me too” filing for immediate effectiveness as a pilot program.<SU>10</SU>
          <FTREF/>The NYSE Amex Equities SLP Pilot is scheduled to end operation on August 1, 2011 or such earlier time as the Commission may determine to make the rules permanent.</P>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 61308 (January 7, 2010), 75 FR 2573 (January 15, 2010) (SR-NYSEAmex-2009-98).</P>
        </FTNT>
        <P>The Exchange believes that the SLP Pilot, in coordination with the NMM Pilot and the NYSE SLP Pilot, allows the Exchange to provide its market participants with a trading venue that utilizes an enhanced market structure to encourage the addition of liquidity, facilitate the trading of larger orders more efficiently and operates to reward aggressive liquidity providers. As such, the Exchange believes that the rules governing the SLP Pilot (NYSE Amex Equities Rule 107B) should be made permanent.</P>
        <P>Through this filing the Exchange seeks to extend the current operation of the SLP Pilot until January 31, 2012, in order to allow the Exchange to formally submit a filing to the Commission to convert the Pilot rule to a permanent rule. The Exchange is currently preparing a rule filing seeking permission to make the NYSE Amex Equities SLP Pilot permanent, but does not expect that filing to be completed and approved by the Commission before August 1, 2011.<SU>11</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>11</SU>The NMM Pilot was scheduled to expire on August 1, 2011 as well. On June 21, 2011, the NYSE filed to extend the NMM Pilot until January 31, 2012 (See SR-NYSE-2011-29) (extending the operation of the New Market Model Pilot to January 31, 2012).</P>
        </FTNT>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The basis under the Securities Exchange Act of 1934 (the “Act”) for this proposed rule change is the requirement under Section 6(b)(5) that an exchange have rules that are designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest. The Exchange believes that the instant filing is consistent with these principles because the SLP Pilot provides its market participants with a trading venue that utilizes an enhanced market structure to encourage the addition of liquidity and operates to reward aggressive liquidity providers. Moreover, the instant filing requesting an extension of the SLP Pilot will permit adequate time for: (i) The Exchange to prepare and submit a filing to make the rules governing the SLP Pilot permanent; (ii) public notice and comment; and (iii) completion of the 19b-4 approval process.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were solicited or received with respect to the proposed rule change.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>The Exchange has filed the proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act<SU>12</SU>
          <FTREF/>and Rule 19b-4(f)(6) thereunder.<SU>13</SU>
          <FTREF/>Because the proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative prior to 30 days from the date on which it was filed, or such shorter time as the Commission may designate, if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act and Rule 19b-4(f)(6)(iii) thereunder.<SU>14</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>12</SU>15 U.S.C. 78s(b)(3)(A)(iii).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>17 CFR 240.19b-4(f)(6).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)(iii) requires a self-regulatory organization to provide the Commission with written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has fulfilled this requirement.</P>
        </FTNT>
        <P>A proposed rule change filed under Rule 19b-4(f)(6)<SU>15</SU>
          <FTREF/>normally does not become operative prior to 30 days after the date of the filing. However, pursuant to Rule 19b-4(f)(6)(iii),<SU>16</SU>
          <FTREF/>the Commission may designate a shorter time if such action is consistent with the protection of investors and the public interest.</P>
        <FTNT>
          <P>
            <SU>15</SU>17 CFR 240.19b-4(f)(6).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>17 CFR 240.19b-4(f)(6)(iii).</P>
        </FTNT>
        <P>At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>

        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:<PRTPAGE P="39457"/>
        </P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an e-mail to<E T="03">rule-comments@sec.gov.</E>Please include File Number SR-NYSEAmex-2011-44 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File Number SR-NYSEAmex-2011-44. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal offices of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NYSEAmex-2011-44, and should be submitted on or before July 27, 2011.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>17</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>17</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Cathy H. Ahn,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16888 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-64770; File No. SR-Phlx-2011-87]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Listing and Trading Various Russell Products</SUBJECT>
        <DATE>June 29, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4<SU>2</SU>
          <FTREF/>thereunder, notice is hereby given that on June 22, 2011, NASDAQ OMX PHLX LLC (“Phlx” or “Exchange”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change</HD>
        <P>The Exchange, pursuant to Section 19(b)(1) of the Act<SU>3</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>4</SU>
          <FTREF/>proposes to amend Exchange Rules 1079, 1001A and 1101A to list and trade new options on various Russell<SU>5</SU>
          <FTREF/>Indexes based upon the (i) full values of the Russell U.S. Indexes (“Full Value Russell U.S. Indexes”) and (ii) one-tenth values of the Russell U.S. Indexes (“Reduced Values Russell U.S. Indexes”).<SU>6</SU>

          <FTREF/>The text of the proposed rule change is available on the Exchange's Web site at<E T="03">http://www.nasdaqtrader.com/micro.aspx?id=PHLXRulefilings,</E>at the principal office of the Exchange, and at the Commission's Public Reference Room.</P>
        <FTNT>
          <P>
            <SU>3</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>Russell refers to the Frank Russell Company. Information about the Russell U.S. Indexes can also be found at<E T="03">http://www.russell.com/us/indexes/us/definitions.asp.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>The Exchange currently lists cash-settled, European-style FULL Value Russell Options and Reduced Value Russell Options, including FLEX options and LEAPS, on the Russell 2000® Index and the Mini-Russell 2000.</P>
        </FTNT>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The purpose of the proposed rule change is to amend its Exchange Rules 1079 (FLEX Index, Equity and Currency Options), 1001A (Position Limits), and 1101A (Terms of Options Contracts) to list and trade cash-settled, European-style options, including FLEX<SU>7</SU>
          <FTREF/>options and LEAPS,<SU>8</SU>
          <FTREF/>on the following products (collectively “Russell U.S. Indexes”): Russell 3000® Index,<SU>9</SU>
          <FTREF/>Russell 3000® Value Index,<SU>10</SU>
          <FTREF/>Russell 3000® Growth Index,<SU>11</SU>
          <FTREF/>Russell 2500<SU>TM</SU>Index,<SU>12</SU>
          <FTREF/>Russell 2500<SU>TM</SU>Value Index,<SU>13</SU>
          <FTREF/>Russell 2500<SU>TM</SU>Growth Index,<SU>14</SU>
          <FTREF/>Russell 2000® Value Index,<SU>15</SU>
          <FTREF/>Russell 2000® Growth<PRTPAGE P="39458"/>Index,<SU>16</SU>
          <FTREF/>Russell 1000® Index,<SU>17</SU>
          <FTREF/>Russell 1000® Value Index,<SU>18</SU>
          <FTREF/>Russell 1000® Growth Index,<SU>19</SU>
          <FTREF/>Russell Top 200® Index,<SU>20</SU>
          <FTREF/>Russell Top 200® Value Index,<SU>21</SU>
          <FTREF/>Russell Top 200® Growth Index,<SU>22</SU>
          <FTREF/>Russell MidCap® Index,<SU>23</SU>
          <FTREF/>Russell MidCap® Value Index,<SU>24</SU>
          <FTREF/>Russell MidCap® Growth Index,<SU>25</SU>
          <FTREF/>Russell Small Cap Completeness® Index,<SU>26</SU>
          <FTREF/>Russell Small Cap Completeness® Value Index<SU>27</SU>
          <FTREF/>and Russell Small Cap Completeness® Growth Index.<SU>28</SU>
          <FTREF/>The Exchange also proposes to list and trade long-term options on each of the Full Value Russell U.S. Indexes and Reduced Value Russell U.S. Indexes noted above (“Russell LEAPS”).<SU>29</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>7</SU>FLEX Options are flexible exchange-traded index, equity, or currency option contracts that provide investors the ability to customize basic option features including size, expiration date, exercise style, and certain exercise prices. FLEX Options may have expiration dates within five years.<E T="03">See</E>Exchange Rules 1079 and 1012.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>LEAPS or Long Term Equity Anticipation Securities are long term options that generally expire from twelve to thirty-nine months from the time they are listed.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>The Russell 3000 Index measures the performance of the largest 3000 U.S. companies representing approximately 98% of the investable U.S. equity market.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>The Russell 3000 Value Index measures the performance of the broad value segment of the U.S. equity universe. It includes those Russell 3000 companies with lower price-to-book ratios and lower forecasted growth values.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>The Russell 3000 Growth Index measures the performance of the broad growth segment of the U.S. equity universe. It includes those Russell 3000 companies with higher price-to-book ratios and higher forecasted growth values.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>The Russell 2500 Index measures the performance of the small to mid-cap segment of the U.S. equity universe, commonly referred to as “smid” cap. The Russell 2500 Index is a subset of the Russell 3000® Index.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>The Russell 2500 Value Index measures the performance of the small to mid-cap value segment of the U.S. equity universe. It includes those Russell 2500 companies with lower price-to-book ratios and lower forecasted growth values.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>The Russell 2500 Growth Index measures the performance of the small to mid-cap growth segment of the U.S. equity universe. It includes those Russell 2500 companies with higher price-to-book ratios and higher forecasted growth values.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>15</SU>The Russell 2000 Value Index measures the performance of small-cap value segment of the U.S. equity universe. It includes those Russell 2000 companies with lower price-to-book ratios and lower forecasted growth values.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>The Russell 2000 Growth Index measures the performance of the small-cap growth segment of the U.S. equity universe. It includes those Russell 2000 companies with higher price-to-book ratios and higher forecasted growth values.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>17</SU>The Russell 1000 Index measures the performance of the large-cap segment of the U.S. equity universe. It is a subset of the Russell 3000® Index and includes approximately 1,000 of the largest securities based on a combination of their market cap and current index membership. The Russell 1000 represents approximately 92% of the Russell 3000 Index.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>18</SU>The Russell 1000 Value Index measures the performance of the large-cap value segment of the U.S. equity universe. It includes those Russell 1000 companies with lower price-to-book ratios and lower expected growth values.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>19</SU>The Russell 1000 Growth Index measures the performance of the large-cap growth segment of the U.S. equity universe. It includes those Russell 1000 companies with higher price-to-book ratios and higher forecasted growth values.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>20</SU>The Russell Top 200 Index measures the performance of the largest cap segment of the U.S. equity universe. The Russell Top 200 Index is a subset of the Russell 3000® Index. It includes approximately 200 of the largest securities based on a combination of their market cap and current index membership and represents approximately 65% of the U.S. market.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>21</SU>The Russell Top 200 Value Index measures the performance of the especially large cap segment of the U.S. equity universe represented by stocks in the largest 200 by market cap that exhibit value characteristics. It includes Russell Top 200 companies with lower price-to-book ratios and lower forecasted growth values. These stocks also are members of the Russell 1000® Value Index.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>22</SU>The Russell Top 200 Growth Index offers measures the performance of the especially large cap segment of the U.S. equity universe represented by stocks in the largest 200 by market cap that exhibit growth characteristics. It includes Russell Top 200 Index companies with higher price-to-book ratios and higher forecast growth values. The companies also are members of the Russell 1000® Growth Index.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>23</SU>The Russell Midcap Index measures the performance of the mid-cap segment of the U.S. equity universe. The Russell Midcap Index is a subset of the Russell 1000® Index. It includes approximately 800 of the smallest securities based on a combination of their market cap and current index membership. The Russell Midcap Index represents approximately 27% of the total market capitalization of the Russell 1000 companies.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>24</SU>The Russell Midcap Value Index measures the performance of the mid-cap value segment of the U.S. equity universe. It includes those Russell Midcap Index companies with lower price-to-book ratios and lower forecasted growth values.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>25</SU>The Russell Midcap Growth Index measures the performance of the mid-cap growth segment of the U.S. equity universe. It includes those Russell Midcap Index companies with higher price-to-book ratios and higher forecasted growth values.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>26</SU>The Russell Small Cap Completeness measures the performance of the Russell 3000® Index companies excluding S&amp;P 500 constituents.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>27</SU>The Russell Small Cap Completeness Value Index measures the performance of the Russell 3000® Index companies excluding S&amp;P 500 constituents. It includes those Russell Small Cap Completeness Index companies with lower price-to-book ratios and lower forecasted growth values.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>28</SU>The Russell Small Cap Completeness Growth Index measures the performance of the Russell 3000® Index companies excluding S&amp;P 500 constituents. It includes those Russell Small Cap Completeness Index companies with higher price-to-book ratios and higher forecast growth values.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>29</SU>Each of these Russell U.S. Indexes is a capitalization-weighted index containing various groups of stocks drawn from the largest 3,000 companies incorporated in the United States. All index components are traded on the New York Stock Exchange (“NYSE”), the NYSE Amex, Inc. (“NYSE Amex”) and/or the NASDAQ Stock Market LLC (“NASDAQ”). Options on all of the indexes, currently trade on the International Securities Exchange, LLC (“ISE”) and options on all of the indexes, except for the Russell 2500 Index (regular, value, and growth) and the Russell Small Cap Completeness Index (regular, value, and growth), currently trade on the Chicago Board Options Exchange (“CBOE”). The Russell 2000® Index is traded on Phlx and the Boston Options Exchange (“BOX”). All of the Russell U.S. Indexes are subsets of the Russell 3000 Index. The growth and value versions of each primary index (Russell 3000, Russell 2500, Russell 2000, Russell 1000, Russell Top 200, Russell Midcap, and Russell Small Cap Completeness) may contain common components, but the capitalization of those components is apportioned so that the sum of the total capitalization of the growth and value indexes equals the total capitalization of the respective primary index.</P>
        </FTNT>
        <HD SOURCE="HD3">Index Design and Composition</HD>
        <P>The Russell U.S. Indexes are designed to be a comprehensive representation of the investable U.S. equity market. These indexes are capitalization-weighted and include only common stocks belonging to corporations domiciled in the United States. These indexes are traded on NYSE, NYSE Amex and/or NASDAQ. Stocks are weighted by their “available” market capitalization, which is calculated by multiplying the primary market price by the “available” shares; that is, total shares outstanding less corporate cross-owned shares; shares owned by Employee Stock Ownership Plans (“ESOPs”) and Leveraged Employee Stock Ownership Plans (“LESOPs”) that comprise 10% or more of shares outstanding; shares that are part of unlisted share classes; and shares held by an individual, a group of individuals acting together, or a corporation not in the index that owns 10% or more of the shares outstanding; and shares subject to Initial Public Offering lock-ups.</P>
        <P>All equity securities listed on NYSE, NYSE Amex or NASDAQ are considered for inclusion in the Russell U.S. Indexes, with the following exceptions: (1) Stocks trading less than $1.00 per share on average during the month of May; (2) stocks of non-U.S. companies; (3) preferred and convertible preferred stocks; (4) redeemable shares; (5) participating preferred stocks; (6) warrants and rights; (7) trust receipts; (8) royalty trusts; (9) limited liability companies; (10) Bulletin Board and Pink Sheet stocks; (11) closed-end investment companies; (12) limited partnerships; and (13) foreign stocks. All of these stocks are “reported securities” as defined by Rule 11Aa3-1(a)(4) under the Act.<SU>30</SU>
          <FTREF/>[sic]</P>
        <FTNT>
          <P>
            <SU>30</SU>17 CFR 240.11Aa3-1(a)(4). [sic]</P>
        </FTNT>
        <P>As of May 31, 2010, the stocks comprising the Russell 1000® Index had an average market capitalization of $12.24 billion, ranging from a high of $295.03 billion (Exxon Mobil Corp.) to a low of $0.14 billion (Seahawk Drilling Inc.). The number of available shares outstanding averaged 401.41 million, ranging from a high of 28.98 billion (Citigroup Inc.) to a low of 6.17 million (NVR Inc.). The Russell 1000® Index has a total capitalization of approximately $11.7 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell 1000® Growth Index had an average market capitalization of $13.20 billion, ranging from a high of $295.03 billion (Exxon Mobil Corp.) to a low of $0.14 billion (Seahawk Drilling Inc.). The number of available shares outstanding averaged 355.18 million, ranging from a high of 8.76 billion (Microsoft Corp.) to a low of 6.17 million (NVR Inc.). The Russell 1000® Growth Index has a total capitalization of approximately $8.2 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell 1000® Value Index had an average market capitalization of $11.31 billion, ranging from a high of $295.03 billion (Exxon Mobil Corp.) to a low of $0.14 billion (Seahawk Drilling Inc.). The number of available shares outstanding averaged 429.04 million, ranging from a high of 28.98 billion (Citigroup Inc.) to a low of 6.17 million (NVR Inc.). The Russell 1000® Value Index has a total capitalization of approximately $7.6 trillion as of May 31, 2010.</P>

        <P>As of May 31, 2010, the stocks comprising the Russell 2000® Growth Index had an average market capitalization of $623.07 million, ranging from a high of $4.53 billion (Human Genome Sciences Inc.) to a low of $14.57 million (Repros Therapeutics Inc.). The number of available shares outstanding averaged 44.06 million,<PRTPAGE P="39459"/>ranging from a high of 658.72 million (Cell Therapeutics) to a low of 2.02 million (Atrion Corp.). The Russell 2000® Growth Index has a total capitalization of approximately $0.8 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell 2000® Value Index had an average market capitalization of $579.57 million, ranging from a high of $3.34 billion (UAL Corp.) to a low of $26.15 million (Cardiac Science Corp.). The number of available shares outstanding averaged 46.19 million, ranging from a high of 2.20 billion (E*Trade Financial Corp.) to a low of 1.23 million (Seaboard Corp.). The Russell 2000® Value Index has a total capitalization of approximately $0.8 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell 3000® Index had an average market capitalization of $4.39 billion, ranging from a high of $295.03 billion (Exxon Mobil Corp.) to a low of $14.57 million (Repros Therapeutics Inc.). The number of available shares outstanding averaged 161.73 million, ranging from a high of 28.98 billion (Citigroup Inc.) to a low of 1.23 million (Seaboard Corp.). The Russell 3000® Index has a total capitalization of approximately $12.9 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell 3000® Growth Index had an average market capitalization of $4.77 billion, ranging from a high of $295.03 billion (Exxon Mobil Corp.) to a low of $14.57 million (Repros Therapeutics Inc.). The number of available shares outstanding averaged 146.50 million ranging from a high of 8.76 billion (Microsoft Corp.) to a low of 2.02 million (Atrion Corp.). The Russell 3000® Growth Index has a total capitalization of approximately $9.0 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell 3000® Value Index had an average market capitalization of $4.10 billion, ranging from a high of $295.03 billion (Exxon Mobil Corp.) to a low of $26.15 million (Cardiac Science Corp.). The number of available shares outstanding averaged 171.82 million, ranging from a high of 28.98 billion (Citigroup Inc.) to a low of 1.23 million (Seaboard Corp.). The Russell 3000® Value Index has a total capitalization of approximately $8.4 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell Midcap® Index had an average market capitalization of $4.59 billion, ranging from a high of $18.79 billion (TJX Cos Inc.) to a low of $0.14 billion (Seahawk Drilling Inc.). The number of available shares outstanding averaged 173.74 million, ranging from a high of 1.74 billion (Qwest Communications International) to a low of 6.17 million (NVR Inc.). The Russell Midcap® Index has a total capitalization of approximately $3.5 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell Midcap® Growth Index had an average market capitalization of $4.71 billion, ranging from a high of $18.79 billion (TJX Cos Inc.) to a low of $0.14 billion (Seahawk Drilling Inc.). The number of available shares outstanding averaged 163.59 million, ranging from a high of 1.38 billion (Xerox Corp.) to a low of 6.17 million (NVR Inc.). The Russell Midcap® Growth Index has a total capitalization of approximately $2.3 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell Midcap® Value Index had an average market capitalization of 4.43 billion, ranging from a high of $15.48 billion (Las Vegas Sands Corp.) to a low of $0.14 billion (Seahawk Drilling Inc.). The number of available shares outstanding averaged 187.15 million, ranging from a high of 1.74 billion (Qwest Communications International) to a low of 6.17 million (NVR Inc.). The Russell Midcap® Value Index has a total capitalization of approximately $2.4 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell Top 200® Index had an average market capitalization of $42.92 billion, ranging from a high of $295.03 billion (Exxon Mobil Corp.) to a low of $2.24 billion (AOL Inc.). The number of available shares outstanding averaged 1.31 billion, ranging from a high of 28.98 billion (Citigroup Inc.) to a low of 48.90 million (Liberty Media Corp.—Starz). The Russell Top 200® Index has a total capitalization of approximately $8.2 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell Top 200® Growth Index had an average market capitalization of $44.74 billion, ranging from a high of $295.03 billion (Exxon Mobil Corp.) to a low of $9.11 billion (Boston Scientific Corp.) The number of available shares outstanding averaged 1.07 billion, ranging from a high of 8.76 billion (Microsoft Corp.) to a low of 64.32 million (Blackrock Inc.). The Russell Top 200® Growth Index has a total capitalization of approximately $5.9 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell Top 200® Value Index had an average market capitalization of $41.52 billion, ranging from a high of $295.03 billion (Exxon Mobil Corp.) to a low of $2.24 billion (AOL Inc.). The number of available shares outstanding averaged 1.49 billion, ranging from a high of 28.98 billion (Citigroup Inc.) to a low of 48.90 million (Liberty Media Corp.—Starz). The Russell Top 200® Value Index has a total capitalization of approximately $5.2 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell 2500<E T="51">TM</E>Index had an average market capitalization of $1.06 billion, ranging from a high of $10.19 billion (Centurylink Inc.) to a low of $14.57 million (Repros Therapeutics Inc.). The number of available shares outstanding averaged 62.53 million, ranging from a high of 2.20 billion (E*Trade Financial Corp.) to a low of 1.23 million (Seaboard Corp.). The Russell 2500<E T="51">TM</E>Index has a total capitalization of approximately $2.6 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell 2500<E T="51">TM</E>Growth Index had an average market capitalization of $1.07 billion, ranging from a high of $7.62 billion (Genworth Financial Inc.) to a low of $14.57 million (Repros Therapeutics Inc.). The number of available shares outstanding averaged 57.71 million, ranging from a high of 673.37 million (Advanced Micro Devices Inc.) to a low of 2.02 million (Atrion Corp.). The Russell 2500<E T="51">TM</E>Growth Index has a total capitalization of approximately $1.7 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell 2500<E T="51">TM</E>Value Index had an average market capitalization of $1.05 billion, ranging from a high of $10.19 billion (Centurylink Inc.) to a low of $26.15 million (Cardiac Science Corp.). The number of available shares outstanding averaged 65.34 million, ranging from a high of 2.20 billion (E*Trade Financial Corp.) to a low of 1.23 million (Seaboard Corp.). The Russell 2500<E T="51">TM</E>Value Index has a total capitalization of approximately $1.8 trillion as of May 31, 2010.</P>

        <P>As of May 31, 2010, the stocks comprising the Russell Small Cap Completeness Index had an average market capitalization of $1.11 billion, ranging from a high of $31.67 billion (Blackrock Inc.) to a low of $14.57 million (Repros Therapeutics Inc.). The number of available shares outstanding averaged 61.07 million, ranging from a high of 1.66 billion (Level 3 Communications Inc.) to a low of 1.23 million (Seaboard Corp.). The Russell Small Cap Completeness Index has a total capitalization of approximately $2.7 trillion as of May 31, 2010.<PRTPAGE P="39460"/>
        </P>
        <P>As of May 31, 2010, the stocks comprising the Russell Small Cap Completeness Growth Index had an average market capitalization of $1.17 billion, ranging from a high of $31.67 billion (Blackrock Inc.) to a low of $14.57 million (Repros Therapeutics Inc.). The number of available shares outstanding averaged 59.29 million, ranging from a high of 1.24 billion (Activision Blizzard Inc.) to a low of 2.02 million (Atrion Corp.). The Russell Small Cap Completeness Growth Index has a total capitalization of approximately $1.8 trillion as of May 31, 2010.</P>
        <P>As of May 31, 2010, the stocks comprising the Russell Small Cap Completeness Value Index had an average market capitalization of $1.08 billion, ranging from a high $31.67 billion (Blackrock Inc.) to a low of $26.15 million (Cardiac Science Corp.). The number of available shares outstanding averaged 62.61 million, ranging from a high of 1.66 billion (Level 3 Communications Inc.) to a low of 1.23 million (Seaboard Corp.). The Russell Small Cap Completeness Value Index has a total capitalization of approximately $1.8 trillion as of May 31, 2010.</P>
        <HD SOURCE="HD3">Index Calculation and Index Maintenance</HD>
        <P>The value of each Russell Index is currently calculated by Reuters Limited (“Reuters”)<SU>31</SU>

          <FTREF/>on behalf of Russell and is disseminated every 15 seconds during regular Exchange trading hours to market information vendors via RussellTick<E T="51">TM</E>.<SU>32</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>31</SU>Reuters is a ThomsonReuters company.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>32</SU>RussellTick<SU>TM</SU>, developed by NASDAQ OMX Information, LLC, is a premier data feed that consolidates the distribution of the Russell Family of Indexes. NASDAQ OMX is the primary distribution source for all real-time Russell U.S. Indexes.</P>
        </FTNT>
        <P>The methodology used to calculate the value of the Russell U.S. Indexes is similar to the methodology used to calculate the value of other well known market-capitalization-weighted indexes. The level of each index reflects the total market value of the component stocks relative to a particular base period and is computed by dividing the total market value of the companies in each index by the respective index divisor. The divisor is adjusted periodically to maintain consistent measurement of the index. Below is a table of base dates and the respective index levels as of May 26, 2011:</P>
        <GPOTABLE CDEF="s100,6.5,6.5" COLS="3" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Index</CHED>
            <CHED H="1">Total value</CHED>
            <CHED H="1">Price value</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Russell 3000  ®</ENT>
            <ENT>3587.75086</ENT>
            <ENT>1457.85247</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 3000 ® Growth</ENT>
            <ENT>2879.89383</ENT>
            <ENT>2426.1502</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 3000 ® Value</ENT>
            <ENT>3817.44497</ENT>
            <ENT>2589.28728</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 1000 ®</ENT>
            <ENT>3602.4988</ENT>
            <ENT>1418.35062</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 1000 ® Growth</ENT>
            <ENT>529.47313</ENT>
            <ENT>403.83622</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 1000 ® Value</ENT>
            <ENT>725.61762</ENT>
            <ENT>416.2859</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell Top 200 ®</ENT>
            <ENT>2939.54016</ENT>
            <ENT>546.63736</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell Top 200 ® Growth</ENT>
            <ENT>910.11636</ENT>
            <ENT>672.12634</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell Top 200 ® Value</ENT>
            <ENT>1071.03283</ENT>
            <ENT>651.91595</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell Midcap ®</ENT>
            <ENT>6401.81184</ENT>
            <ENT>2797.43808</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell Midcap ® Growth</ENT>
            <ENT>1341.84209</ENT>
            <ENT>1065.26732</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell Midcap ® Value</ENT>
            <ENT>1793.62334</ENT>
            <ENT>1125.65007</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 2000 ®</ENT>
            <ENT>3726.27315</ENT>
            <ENT>2064.91582</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 2000 ® Growth</ENT>
            <ENT>3201.14137</ENT>
            <ENT>2903.97679</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 2000 ® Value</ENT>
            <ENT>5864.70724</ENT>
            <ENT>3980.15914</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 2500<E T="51">TM</E>
            </ENT>
            <ENT>1061.26992</ENT>
            <ENT>772.74832</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 2500<E T="51">TM</E>Growth</ENT>
            <ENT>3547.792</ENT>
            <ENT>3254.40744</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 2500<E T="51">TM</E>Value</ENT>
            <ENT>5493.08424</ENT>
            <ENT>3839.81694</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell Small Cap Completeness ®</ENT>
            <ENT>2229.12739</ENT>
            <ENT>1905.30123</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell Small Cap Completeness ® Growth</ENT>
            <ENT>1726.03596</ENT>
            <ENT>1624.91776</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell Small Cap Completeness ® Value</ENT>
            <ENT>2732.41535</ENT>
            <ENT>2105.81535</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 3000E ® Index</ENT>
            <ENT>1298.3572</ENT>
            <ENT>1156.55132</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 3000E ® Growth Index</ENT>
            <ENT>1297.56505</ENT>
            <ENT>1211.74568</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 3000E ® Value Index</ENT>
            <ENT>1066.61795</ENT>
            <ENT>938.33245</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell Microcap ® Index</ENT>
            <ENT>1196.56615</ENT>
            <ENT>1116.96383</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell Microcap ® Growth Index</ENT>
            <ENT>1119.15656</ENT>
            <ENT>1093.12822</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell Microcap ® Value Index</ENT>
            <ENT>953.92585</ENT>
            <ENT>870.2775</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 3000 ® Dynamic Index<SU>TM</SU>
            </ENT>
            <ENT>1059.29034</ENT>
            <ENT>1054.09067</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 3000 ® Defensive Index<SU>TM</SU>
            </ENT>
            <ENT>1073.79788</ENT>
            <ENT>1063.74849</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 1000 ® Dynamic Index<SU>TM</SU>
            </ENT>
            <ENT>1059.42851</ENT>
            <ENT>1053.97672</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 1000 ® Defensive Index<SU>TM</SU>
            </ENT>
            <ENT>1073.99375</ENT>
            <ENT>1063.61825</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 2000 ® Dynamic Index<SU>TM</SU>
            </ENT>
            <ENT>1057.89868</ENT>
            <ENT>1055.42339</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Russell 2000 ® Defensive Index<SU>TM</SU>
            </ENT>
            <ENT>1071.77749</ENT>
            <ENT>1065.42301</ENT>
          </ROW>
        </GPOTABLE>
        <FP>In recent years, the value of the Russell U.S. Indexes has increased significantly. As a result, the premium for options on the Full Russell U.S. Indexes has also increased, causing these index options to trade at a level that may be uncomfortably high for retail investors. Therefore, the Exchange also proposes to trade Reduced Value Russell U.S. Indexes. The Exchange believes that listing reduced value options would attract a greater source of customer business than if it listed only full value options on the Full Value Russell U.S. Indexes. The Exchange further believes that listing reduced value options would provide an opportunity for investors to hedge, or speculate on, the market risk associated with the stocks comprising the Russell U.S. Indexes and use this trading vehicle while extending a smaller outlay of capital. The Exchange believes that this should attract additional investors and, in turn, create a more active and liquid trading environment.<SU>33</SU>
          <FTREF/>
        </FP>
        <FTNT>
          <P>
            <SU>33</SU>The Exchange believes that reduced value options on Russell U.S. Indexes have generated considerable interest from investors, as measured, by their robust trading volume on CBOE and ISE.</P>
        </FTNT>
        <PRTPAGE P="39461"/>
        <P>Options on the Russell U.S. Indexes would expire on the Saturday following the third Friday of the expiration month (“Expiration Saturday”). Trading in options on the Russell U.S. Indexes would normally cease at 4:15 p.m. Eastern Standard Time (“EST”)<SU>34</SU>
          <FTREF/>on the Thursday preceding an Expiration Saturday. The exercise settlement value at expiration of each new index option would be calculated by Reuters on behalf of Russell, based on the opening prices of the index's component securities on the last business day prior to expiration (“Settlement Day”).<SU>35</SU>
          <FTREF/>The Settlement Day is normally the Friday preceding Expiration Saturday. If a component security in a Russell Index does not trade on Settlement Day, the last reported sales price in the primary market from the previous trading day would be used to calculate both full and reduced settlement values. Settlement values for the Full and Reduced Value Russell U.S. Indexes would be disseminated via RussellTick<SU>TM</SU>.</P>
        <FTNT>
          <P>
            <SU>34</SU>
            <E T="03">See</E>Exchange Rule 1001A. [sic]</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>35</SU>The aggregate exercise value of the option contract is calculated by multiplying the index value by the index multiplier, which is 100.</P>
        </FTNT>
        <P>The Russell U.S. Indexes are monitored and maintained by Russell, which is responsible for making all necessary adjustments to the index to reflect component deletions, share changes, stock splits, stock dividends (other than ordinary cash dividends), and stock price adjustments due to restructuring, mergers, or spin-offs involving the underlying components. Some corporate actions, such as stock splits and stock dividends, require simple changes to the available shares outstanding and the stock prices of the underlying components. Other corporate actions, such as share issuances, change the market value of an index and require the use of an index divisor to effect adjustments.</P>
        <P>The Russell U.S. Indexes are re-constituted annually on the last Friday in June (unless the last Friday is the 27th or later of the month, in which case the re-constitution occurs on the prior Friday), based on prices and available shares outstanding as of the preceding May 31. New index components are added only as part of the annual re-constitution, after which, should a stock be removed from an index for any reason, it could not be replaced until the next re-constitution except in the case of a spin-off where the new company resulting from the spin-off meets the membership criteria of one of the existing indexes.</P>

        <P>The Exchange represents that it would monitor the Russell U.S. Indexes on a quarterly basis, and would not list any additional series for trading and would limit all transactions in such options to closing transactions only for the purpose of maintaining a fair and orderly market and protecting investors if: (i) The number of securities in the Index drops by one-third or more; (ii) 10% or more of the weight of the Index is represented by component securities having a market value of less than $75 million; (iii) less than 80% of the weight of the Index is represented by component securities that are eligible for options trading pursuant to Exchange Rules 1000A<E T="03">et seq.;</E>(iv) 10% or more of the weight of the Index is represented by component securities trading less than 20,000 shares per day; or (v) the largest component security accounts for more than 25% of the weight of the Index or the largest five components in the aggregate account for more than 50% of the weight of the Index. The Exchange represents that, if the Index ceases to be maintained or calculated, or if the Index values are not disseminated every 15 seconds by a widely available source, it would not list any additional series for trading and would limit all transactions in such options to closing transactions only for the purpose of maintaining a fair and orderly market and protecting investors.</P>
        <HD SOURCE="HD3">Contract Specifications</HD>
        <P>The proposed contract specifications for the options on the Russell U.S. Indexes are based on the contract specifications of similar options currently listed on CBOE, NYSE Amex and ISE.<SU>36</SU>
          <FTREF/>The Russell U.S. Indexes are broad-based indexes, as defined in Exchange Rule 1101A(a). Options on the Russell U.S. Indexes would be European-style and a.m. cash-settled. The Exchange's standard trading hours for index options (9:30 a.m. to 4:15 p.m. E.S.T.), as set forth in Exchange Rule 1101A at Commentary .01, would apply to options on the Russell U.S. Indexes. Exchange Rules that apply to the trading of options on broad-based indexes also would apply to options on both the Full and Reduced Value Russell Indexes.<SU>37</SU>
          <FTREF/>The trading of these options also would be subject to, among others, Exchange Rules governing margin requirements<SU>38</SU>
          <FTREF/>and trading halt procedures<SU>39</SU>
          <FTREF/>for index options.</P>
        <FTNT>
          <P>
            <SU>36</SU>
            <E T="03">See</E>note 27.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>37</SU>
            <E T="03">See generally</E>Exchange Rules 1001A through 1107A (Rules Applicable to Trading Options on Indices) and Exchange Rules 1000 through 1094 (Rules Applicable to Trading of Options on Stocks, Exchange-Traded Fund Shares and Foreign Currencies).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>38</SU>
            <E T="03">See</E>Exchange Rule 721 (Proper and Adequate Margin).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>39</SU>
            <E T="03">See</E>Exchange Rule 1047A (Trading Rotations, Halts or Reopenings).</P>
        </FTNT>
        <P>For options on the Full Value Russell U.S. Indexes, the Exchange proposes to establish an aggregate position limit of 50,000 contracts on the same side of the market, provided that no more than 30,000 of such contracts are in the nearest expiration month series. Full Value Russell Index contracts would be aggregated with Reduced Value Russell Index contracts, where ten Reduced Value Russell Index contracts would equal one Full Value Russell Index contract.<SU>40</SU>
          <FTREF/>These limits are identical to the limits applicable to options based on the Russell U.S. Indexes that currently trade on ISE.<SU>41</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>40</SU>
            <E T="03">See</E>Exchange Rule 1001A(e). The same limits that apply to position limits would apply to exercise limits for these products.<E T="03">See</E>Exchange Rule 1002A.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>41</SU>
            <E T="03">See</E>ISE Rule 2004.</P>
        </FTNT>
        <P>Additionally, Commentary .01 to Exchange Rule 1001A provides that under certain circumstances index options positions may be exempted from established position limits for each contract “hedged” by an equivalent dollar amount of the underlying component securities. Furthermore, Commentary .02 to that same Rule provides that member organizations may receive exemptions of up to two times the applicable position limit where the index options positions are in proprietary accounts used for the purpose of facilitating orders for customers of those member organizations.<SU>42</SU>
          <FTREF/>The Exchange proposes to apply existing index margin requirements for the purchase and sale of options on the Russell U.S. Indexes.<SU>43</SU>
          <FTREF/>Exchange Rule 1003 describes a member or member organizations obligations to file with the Exchange a report of that member or member organization's positions.<SU>44</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>42</SU>
            <E T="03">See</E>Exchange Rule 1001A (Position Limits).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>43</SU>
            <E T="03">See</E>Exchange Rule 721 (Proper and Adequate Margin).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>44</SU>
            <E T="03">See</E>Exchange Rule 1003 (Reporting of Options Positions).</P>
        </FTNT>
        <P>The Exchange proposes to set strike price intervals for these index options at $2.50 when the strike price of Full or Reduced Value Options Russell U.S. Indexes is below $200, and at least $5.00 strike price intervals otherwise.<SU>45</SU>
          <FTREF/>The minimum tick size for series trading below $3 would be $0.05 and for series trading at or above $3 would be $0.10.<SU>46</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>45</SU>
            <E T="03">See</E>proposed Exchange Rule 1101A.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>46</SU>
            <E T="03">See</E>Exchange Rule 1034 (Minimum Increments) and proposed 1101A (Position Limits).</P>
        </FTNT>

        <P>Exchange Rule 1101A provides that after a particular class of stock index options has been approved for listing<PRTPAGE P="39462"/>and trading on the Exchange, the Exchange shall from time to time open for trading series of options therein. Within each approved class of stock index options, the Exchange may open for trading series of options expiring in consecutive calendar months (“consecutive month series”), series of options expiring at three-month intervals (“cycle month series”), and/or series of options having up to thirty-six months to expiration (“long-term options series”). Prior to the opening of trading in any series of stock index options, the Exchange shall fix the expiration month and exercise price of option contracts included in each such series.<SU>47</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>47</SU>
            <E T="03">See</E>Exchange Rule 1101A(b) as it currently exists.</P>
        </FTNT>
        <P>The Exchange therefore, proposes to list options on the Full and Reduced Value Russell U.S. Indexes in the three consecutive near-term expiration months, plus up to three successive expiration months in the March cycle. For example, consecutive expirations of June, July and August, plus September, December and March expirations would be listed.<SU>48</SU>
          <FTREF/>The trading of long-term options on the Russell U.S. Indexes would be subject to the same rules that govern all the Exchange's index options, including sales practice rules, margin requirements, and trading rules.</P>
        <FTNT>
          <P>
            <SU>48</SU>
            <E T="03">See</E>Exchange Rule 1101A.</P>
        </FTNT>
        <P>All of the specifications and calculations for options on the Reduced Value Russell U.S. Indexes would be the same as those used for the Full Value Russell U.S. Indexes with position limits adjusted accordingly for the Reduced Value Russell Options. The reduced-value options would trade independently of, and in addition to, the full-value options. Options on all the Russell U.S. Indexes would be subject to the same rules that presently govern all Exchange index options, including sales practice rules, margin requirements, trading rules, and position and exercise limits.</P>
        <P>Exchange Rules are designed to protect public customer trading. Specifically, Rule 1024 prohibits members and member organizations from accepting a customer order to purchase or write an option unless such customer's account has been approved in writing by a designated Options Principal of the Member.<SU>49</SU>
          <FTREF/>Additionally, Exchange Rule 1026, regarding suitability, is designed to ensure that options are only sold to customers capable of evaluating and bearing the risks associated with trading in this instrument.<SU>50</SU>
          <FTREF/>Further, Exchange Rule 1027 permits members and employees of member organizations to exercise discretionary power with respect to trading options in a customer's account only if the member or employee of a member organization has received prior written authorization from the customer and the account had been accepted in writing by a designated Options Principal.<SU>51</SU>
          <FTREF/>Finally, Exchange Rule 1025, Supervision of Accounts, Rule 1028, Confirmations, and Rule 1029, Delivery of Options Disclosure Documents, will also apply to trading in of options on the Russell Indexes.</P>
        <FTNT>
          <P>
            <SU>49</SU>
            <E T="03">See</E>Exchange Rule 1024 (Conduct of Accounts for Options Trading).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>50</SU>
            <E T="03">See</E>Exchange Rule 1026 (Suitability).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>51</SU>
            <E T="03">See</E>Exchange Rule 1027 (Discretionary Accounts). Further, this Rule states that discretionary accounts shall receive frequent review by a Registered Options Principal qualified person specifically delegated such responsibilities under Rule 1025, who is not exercising the discretionary authority.</P>
        </FTNT>
        <HD SOURCE="HD3">Surveillance and Capacity</HD>
        <P>The Exchange represents that it has an adequate surveillance program in place for options on the Russell U.S. Indexes and intends to apply those same procedures that it applies to the Exchange's other index options. Additionally, the Exchange is a member of the Intermarket Surveillance Group (“ISG”) under the Intermarket Surveillance Group Agreement, dated June 20, 1994. The members of the ISG include all of the national securities exchanges. These members work together to coordinate surveillance and share information regarding the stock and options markets. In addition, the major futures exchanges are affiliated members of the ISG, which allows for the sharing of surveillance information for potential intermarket trading abuses.</P>
        <P>The Exchange also represents that it has the necessary systems capacity to support the new options series that would result from the introduction of options on the Full and Reduced Value Russell U.S. Indexes, including LEAPS on the Full Value Russell U.S. Indexes.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that its proposal is consistent with Section 6(b) of the Act<SU>52</SU>
          <FTREF/>in general, and furthers the objectives of Section 6(b)(5) of the Act<SU>53</SU>
          <FTREF/>in particular, in that it will permit trading in options on Full and Reduced Value Russell U.S. Indexes pursuant to the rules designed to prevent fraudulent and manipulative acts and practices to protect investor and the public interest, promote just equitable principles of trade. The Exchange also represents that it has the necessary systems capacity to support the new options series. As stated in the filing, the Exchange has rules in place designed to protect public customer trading.</P>
        <FTNT>
          <P>
            <SU>52</SU>15 U.S.C. 78f(b).<E T="03">See</E>Exchange Rules 1101A and 1012 (Series of Options Open for Trading).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>53</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <P>The Exchange believes that the Russell U.S. Indexes would provide investors additional trading opportunities. The Exchange believes that listing reduced value options would attract a greater source of customer business than if it listed only full value options on the Full Value Russell U.S. Indexes. The Exchange further believes that listing reduced value options would provide an opportunity for investors to hedge, or speculate on, the market risk associated with the stocks comprising the Russell U.S. Indexes and use this trading vehicle while extending a smaller outlay of capital.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were either solicited or received.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days after the date of the filing, or such shorter time as the Commission may designate, it has become effective pursuant to 19(b)(3)(A) of the Act<SU>54</SU>
          <FTREF/>and Rule 19b-4(f)(6)<SU>55</SU>
          <FTREF/>thereunder.</P>
        <FTNT>
          <P>
            <SU>54</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>55</SU>17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.</P>
        </FTNT>

        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the<PRTPAGE P="39463"/>Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an e-mail to<E T="03">rule-comments@sec.gov.</E>Please include File No. SR-Phlx-2011-87 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File No. SR-Phlx-2011-87. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-Phlx-2011-87 and should be submitted on or before July 27, 2011.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>56</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>56</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Cathy H. Ahn,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16843 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-64769; File No. SR-NSCC-2011-04]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Rules Relating to Discontinuing Dividend Settlement Service, Funds Only Settlement Service, Data Distribution Box Services, and Changes to the Envelope Settlement Service</SUBJECT>
        <DATE>June 29, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder<SU>2</SU>
          <FTREF/>notice is hereby given that on June 15, 2011, National Securities Clearing Corporation (“NSCC”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared primarily by NSCC.<SU>3</SU>
          <FTREF/>The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>3</SU>The text of the proposed rule change is attached as Exhibit 5 to NSCC's filing, which is available at<E T="03">http://www.dtcc.com/downloads/legal/rule_filings/2011/nscc/2011-04.pdf.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change</HD>
        <P>The purpose of this proposed rule change is to amend NSCC's rules relating to NSCC's incorporation of its Dividend Settlement Service (“DSS”) and Funds Only Settlement Service (“FOSS”) into the Envelope Settlement Service (“ESS”) and NSCC's discontinuing of its Data Distribution Boxes Service (“DDBS”). The proposed rule change would also make certain changes to ESS processing.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, NSCC included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. NSCC has prepared summaries, set forth in sections (A), (B), and (C) below, of the most significant aspects of these statements.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>The Commission has modified the text of the summaries prepared by NSCC.</P>
        </FTNT>
        <HD SOURCE="HD2">(A) Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>DSS, FOSS, and ESS operate similarly in that they are non-guaranteed services of NSCC through which NSCC members exchange physical envelopes through a centralized location at NSCC. Pursuant to Rule 43 of NSCC's Rules and Procedures, DSS centralizes claims processing for collection and payment of dividends and interest between NSCC members through the exchange of envelopes through the facilities of NSCC. Pursuant to Rule 41 of NSCC's Rules and Procedures, FOSS centralizes money-only settlements for NSCC members through the exchange of paperwork delivered to and received by NSCC members through NSCC's facilities. Pursuant to Rule 9 and Addendum D of NSCC's Rules and Procedures, ESS allows an NSCC member to physically deliver a sealed envelope containing securities and such other items as NSCC may from time to time permit to a specified NSCC member. The money settlement associated with ESS, DSS, and FOSS transactions occurs through NSCC's end-of-day settlement process.</P>
        <HD SOURCE="HD3">Discontinuing FOSS and DSS and Merging Functionality into ESS</HD>
        <P>NSCC has offered DSS since its founding. FOSS was created in 1983 to remove money-only settlement activity, which prior to that time was included in ESS, from ESS in order to facilitate what was then NSCC's guaranty of settlement of securities transactions processed through ESS.<SU>5</SU>

          <FTREF/>The use of each of these services has steadily declined in recent years due to increased dematerialization of securities and automation of transactions. In light of this decline and the elimination of the guaranty of ESS transactions, NSCC is proposing to amend its rules to discontinue the separate DSS and FOSS services and to allow members to<PRTPAGE P="39464"/>process dividends and funds-only settlement activities through ESS.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>5</SU>The guaranty of ESS settlement was in effect from 1983 until 2010. Securities Exchange Act Notice 34-61618 (March 1, 2010) [File No. SR-NSCC-2010-01], 75 FR 10542 (March 8, 2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>In order to distinguish securities transfers from other ESS activity, NSCC would add a required indicator for input by members to disclose whether or not a security is included in an envelope.</P>
        </FTNT>
        <HD SOURCE="HD3">Closing of DDBS</HD>

        <P>DDBS was traditionally used to distribute hard copy Important Notices, clearing reports, and other informational documents to NSCC members. Today members: (a) receive Important Notices through the Web site of NSCC's parent, The Depository Trust &amp; Clearing Corporation, at<E T="03">http://www.dtcc.com,</E>(b) receive clearing reports through electronic communications, and (c) exchange other information that previously might have been transferred through DDBS, via email, facsimile, courier services, the U.S. Postal Service, and other delivery mechanisms. The DDBS service has become obsolete as a result of the use of these other more efficient means of distribution. Accordingly, NSCC is proposing to amend its rules to discontinue DDBS.</P>
        <HD SOURCE="HD3">ESS Processing Changes</HD>
        <HD SOURCE="HD2">Increased Transparency</HD>

        <P>NSCC performs certain regulatory tracking and reporting functions (<E T="03">e.g.,</E>OFAC screening) for securities transactions processed through NSCC. With respect to some NSCC services, such as Continuous Net Settlement (“CNS”),<SU>7</SU>

          <FTREF/>NSCC electronically receives information as to security identification and transaction size that facilitates such tracking and reporting. However, similar electronic information is not available for securities transferred through ESS. In order to facilitate transparency in this regard, NSCC is proposing (1) to require its members to provide a security identifier (<E T="03">i.e.,</E>CUSIP or ISIN) and include quantity delivered for all securities delivered through ESS, (2) to restrict members to one security issue per envelope, and (3) to prohibit the comingling of securities with other items. The proposed rule change would also allow NSCC to require its members provide it with additional information that NSCC from time to time deems necessary to facilitate ESS processing.</P>
        <FTNT>
          <P>
            <SU>7</SU>CNS is an on-going automated accounting system operated by NSCC which nets today's settling trades with yesterday's closing positions in eligible securities to produce new short or long positions per security issue for each NSCC member. Since NSCC is always the contraside for all transactions, NSCC is able to identify the securities for transactions submitted to CNS.</P>
        </FTNT>
        <P>Separately, the proposed rule change would also allow for automatic updates to NSCC's Obligation Warehouse service with respect to securities transactions that settle though ESS where the delivering member includes an Obligation Warehouse control number with the respective envelope delivery to ESS. However, this feature will not be implemented concurrently with the other changes proposed by this filing, but rather it would be announced by Important Notice at a later date.<SU>8</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>8</SU>For information on the Obligation Warehouse service, see Exchange Act Release 63588 (December 21, 2010), 75 FR 82112 (December 29, 2010) [File No. SR-NSCC-2010-11].</P>
        </FTNT>
        <HD SOURCE="HD2">NSCC Facilities Used for ESS Deliveries</HD>
        <P>Under the proposed rule change, NSCC's rules would be updated to change references to ESS deliveries and receives occurring through NSCC's New York City facility to use general language allowing NSCC to provide the service through any NSCC facility as announced by Important Notice.</P>
        <HD SOURCE="HD2">Segregation of Activity Within ESS</HD>
        <P>As mentioned above, the rule change proposes to require that members not comingle different issues of securities in the same envelope or with other activity conducted through ESS. Pursuant to the proposed rule changes, NSCC would also be allowed to prohibit comingling between funds-only and dividend settlement items.</P>
        <HD SOURCE="HD3">Proposed Rule Changes</HD>
        <P>With respect to the above, NSCC proposes to make changes to its rules and procedures as follows:</P>
        <HD SOURCE="HD2">Rule 6—Distribution Facilities</HD>
        <P>NSCC's Rule 6 presently provides for the establishment of DDBS. Under the proposed rule change, the text of this rule would be deleted to reflect the elimination of DDBS.</P>
        <HD SOURCE="HD2">Rule 9—Delivery and Receipt of Securities</HD>
        <P>Under the proposed rule change, NSCC's Rule 9 (currently entitled “Delivery and Receipt of Securities”), pursuant to which NSCC offers ESS, would be renamed as “Envelope Settlement Service” and would be amended to: (1) Reflect the incorporation of FOSS and DSS into ESS, (2) incorporate the ESS processing changes described above, (3) allow for automatic updates to NSCC's Obligation Warehouse service with respect to securities transactions that settle through ESS where the delivering member includes an Obligation Warehouse Control Number with the respective envelope delivery to ESS, and (4) make other conforming changes to integrate rule provisions relating to FOSS and DSS into Rule 9.</P>
        <HD SOURCE="HD2">Rule 41—Funds Only Settlement Service</HD>
        <P>NSCC's Rule 41 provides for the establishment of and procedures for FOSS. Under the proposed rule change, the text of this rule will be deleted to reflect the elimination of FOSS as a separate service.</P>
        <HD SOURCE="HD2">Rule 43—Dividend Settlement Service</HD>
        <P>NSCC's Rule 43 provides for the establishment of and procedures for DSS. Under the proposed rule change, the text of this rule would be deleted to reflect the elimination of DSS as a separate service.</P>
        <HD SOURCE="HD2">Addendum A—Fee Structure</HD>
        <P>NSCC's Fee Schedule would be revised to delete charges for the discontinued services mentioned above. Under the proposed rule change, all services offered under the newly combined ESS would be subject to the existing ESS charge for deliveries and receives.<SU>9</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>9</SU>In addition, two separate line items relating to ESS fees will be consolidated into one and reflect that the combined fee applies to all ESS deliveries and receives (including intercity). Also, as a technical change, fees relating to the New York Window Service would be deleted from the Fee Schedule as that service is no longer an offering of NSCC and certain other fees relating to physical processing functions that have become obsolete (which appear in the Fee Schedule as items A through F under the heading “Other Service Fees”) would also be deleted. For additional information on the discontinuation of the New York Window Service at NSCC, see Exchange Act Release No. 40179 (July 8, 1998), 63 FR 38221 (July 15, 1998) (File Nos. SR-DTC-98-09, SR-NSCC-98-05).</P>
        </FTNT>
        <HD SOURCE="HD2">Addendum D—Statement of Policy—Envelope Settlement Service, Mutual Fund Services, Insurance and Retirement Processing and Other Services Offered by the Corporation</HD>
        <P>Addendum D, a statement of policy with regard to ESS and other NSCC services, provides, among other things, that money-only settlement charges should not be processed through ESS. NSCC proposed to amend Addendum D to conform to the changes proposed above. The proposed revised Addendum D would also include a technical change that clarifies that NSCC may reverse a member's debits or credits that are related to the Commission Bill Service.</P>
        <HD SOURCE="HD3">Implementation Date</HD>
        <P>Upon Commission approval of this rule filing, the implementation date of the proposed changes described above will be announced by Important Notice; however, the elimination of DDBS will not take effect until approximately (but no less than) 30 days from the date of the Commission's approval.</P>

        <P>The proposed rule change is consistent with the requirements of the<PRTPAGE P="39465"/>Act, as amended, and the rules and regulations thereunder applicable to NSCC because it facilitates the prompt and accurate clearance and settlement of securities transactions by increasing processing efficiencies through the merger of several similar services for physical processing. In addition, the proposed rule change is consistent with Recommendation 12 of the CPSS/IOSCO Recommendations for Central Counterparties because it promotes efficiency in services offered to members by assimilating several modes of physical processing into a single service.</P>
        <HD SOURCE="HD2">(B) Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>NSCC does not believe that the proposed rule change would impose any burden on competition.</P>
        <HD SOURCE="HD2">(C) Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others</HD>
        <P>Written comments relating to the proposed rule change have not been solicited NSCC.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>

        <P>Within forty-five days of the date of publication of this notice in the<E T="04">Federal Register</E>or within such longer period (i) as the Commission may designate up to ninety days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission will:</P>
        <P>(A) By order approve or disapprove the proposed rule change; or</P>
        <P>(B) Institute proceedings to determine whether the proposed rule change should be disapproved.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an e-mail to<E T="03">rule-comments@sec.gov.</E>Please include File Number SR-NSCC-2011-04 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
        

        <FP>All submission should refer to File Number SR-NSCC-2011-04. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Section, 100 F Street, NE., Washington, DC 20549-1090, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filings will also be available for inspection and copying at the principal office of NSCC and on NSCC's Web site at<E T="03">http://www.dtcc.com/downloads/legal/rule</E>filings/2011/nscc/2011-04.pdf. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NSCC-2011-04 and should be submitted on or before July 27, 2011.</FP>
        <SIG>
          <P>For the Commission by the Division of Trading and Markets, pursuant to delegated authority.<SU>10</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>10</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Cathy H. Ahn,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16822 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF STATE</AGENCY>
        <DEPDOC>[Public Notice 7515]</DEPDOC>
        <SUBJECT>30-Day Notice of Proposed Information Collection: DS-573, DS-574, DS-575, and DS-576, Overseas Schools—Grant Request Automated Submissions Program (GRASP)</SUBJECT>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of request for public comment and submission to OMB of proposed collection of information.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of State has submitted the following information collection request to the Office of Management and Budget (OMB) for approval in accordance with the Paperwork Reduction Act of 1995.</P>
          <P>•<E T="03">Title of Information Collection:</E>Grant Request Automated Submissions Program (GRASP).</P>
          <P>•<E T="03">OMB Control Number:</E>1405-0036.</P>
          <P>•<E T="03">Type of Request:</E>Extension of a Currently Approved Collection.</P>
          <P>•<E T="03">Originating Office:</E>Office of Overseas Schools, A/OPR/OS.</P>
          <P>•<E T="03">Form Number:</E>DS-573, DS-574, DS-575, and DS-576.</P>
          <P>•<E T="03">Respondents:</E>Recipients of grants.</P>
          <P>•<E T="03">Estimated Number of Respondents:</E>196.</P>
          <P>•<E T="03">Estimated Number of Responses:</E>196.</P>
          <P>•<E T="03">Average Hours Per Response:</E>90 minutes.</P>
          <P>•<E T="03">Total Estimated Burden:</E>294 hours.</P>
          <P>•<E T="03">Frequency:</E>Annually.</P>
          <P>•<E T="03">Obligation to Respond:</E>Required to obtain a benefit.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Submit comments to the Office of Management and Budget (OMB) for up to 30 days from July 6, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Direct comments to the Department of State Desk Officer in the Office of Information and Regulatory Affairs at the Office of Management and Budget (OMB). You may submit comments by the following methods:</P>
          <P>•<E T="03">E-mail: oira_submission@omb.eop.gov.</E>You must include the DS form number, information collection title, and OMB control number in the subject line of your message.</P>
          <P>•<E T="03">Fax:</E>202-395-5806. Attention: Desk Officer for Department of State.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>You may obtain copies of the proposed information collection and supporting documents from Keith Miller, Office of Overseas Schools, U.S. Department of State, Room H-328, 2301 C Street, NW., Washington, DC 20522-0132, who may be reached on 202-261-8200 or at<E T="03">millerkd2@state.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>We are soliciting public comments to permit the Department to:<PRTPAGE P="39466"/>
        </P>
        <P>• Evaluate whether the proposed information collection is necessary to properly perform our functions.</P>
        <P>• Evaluate the accuracy of our estimate of the burden of the proposed collection, including the validity of the methodology and assumptions used.</P>
        <P>• Enhance the quality, utility, and clarity of the information to be collected.</P>
        <P>• Minimize the reporting burden on those who are to respond.</P>
        <HD SOURCE="HD1">Abstract of Proposed Collection</HD>
        <P>The Office of Overseas Schools of the Department of State (A/OPR/OS) is responsible for determining that adequate educational opportunities exist at Foreign Service posts for dependents of U.S. Government personnel stationed abroad and for assisting American-sponsored overseas schools to demonstrate U.S. educational philosophy and practice. The information gathered enables A/OPR/OS to advise the Department and other foreign affairs agencies regarding current and constantly changing conditions, and enables A/OPR/OS to make judgments regarding assistance to schools for the improvement of educational opportunities.</P>
        <HD SOURCE="HD1">Methodology</HD>
        <P>Information is collected via electronic media.</P>
        <P>
          <E T="03">Additional Information:</E>
        </P>
        <SIG>
          <DATED>Dated: May 24, 2011.</DATED>
          <NAME>Matthew S. Klimow,</NAME>
          <TITLE>Executive Director,  Bureau of Administration,  Department of State.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16899 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4710-24-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF STATE</AGENCY>
        <DEPDOC>[Public Notice 7516]</DEPDOC>
        <SUBJECT>Privacy Act; System of Records Notice: State-26, Passport Records</SUBJECT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Notice is hereby given that the Department of State proposes to amend an existing system of records, Passport Records, State-26, pursuant to the provisions of the Privacy Act of 1974, as amended (5 U.S.C. 552a) and Office of Management and Budget Circular No. A-130, Appendix I. The Department's report was filed with the Office of Management and Budget on June 15, 2011.</P>
          <P>It is proposed that the current system will retain the name “Passport Records.” It is also proposed that the amended system description will include revisions/additions to the following sections: Categories of individuals; Categories of records; Routine uses; Retrievability; Safeguards; System manager and address; Systems exempted from certain provisions of the Act; and other administrative updates. The following sections have been added to the system of records, Passport Records, State-26, to ensure Privacy Act of 1974 compliance: Purpose and Contesting Records Procedures. Any persons interested in commenting on the amended system of records may do so by writing to the Director, Office of Information Programs and Services, A/GIS/IPS, Department of State, SA-2, 515 22nd Street, Washington, DC 20522-8001. This system of records will be effective 40 days from the date of publication, unless we receive comments that will result in a contrary determination.</P>
          <P>The amended system description, “Passport Records, State-26,” will read as set forth below.</P>
        </SUM>
        <SIG>
          <DATED>Dated: June 16, 2011.</DATED>
          <NAME>William H. Moser,</NAME>
          <TITLE>Deputy Assistant Secretary for Logistics Management, Bureau of Administration, U.S. Department of State.</TITLE>
        </SIG>
        <PRIACT>
          <HD SOURCE="HD1">STATE-26</HD>
          <HD SOURCE="HD2">SYSTEM NAME:</HD>
          <P>Passport Records.</P>
          <HD SOURCE="HD2">SECURITY CLASSIFICATION:</HD>
          <P>Classified and Unclassified.</P>
          <HD SOURCE="HD2">SYSTEM LOCATION:</HD>
          <P>Department of State; Passport Services; State Annex 17; 1111 19th Street, NW., Washington, DC 20522-1705.</P>
          <HD SOURCE="HD2">CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:</HD>
          <P>Records are maintained in the Passport Records system about individuals who:</P>
          <P>(a) Have applied for the issuance, amendment, extension, or renewal of U.S. passport books and passport cards;</P>
          <P>(b) Were issued U.S. passport books or passport cards, or had passports amended, extended, renewed, limited, revoked, or denied;</P>
          <P>(c) Have applied to have births overseas reported as births of U.S. citizens overseas;</P>
          <P>(d) Were issued a Consular Report of Birth Abroad of U.S. citizens or for whom Certification(s) of Birth have been issued;</P>
          <P>(e) Were born and/or died in the former Panama Canal Zone;</P>
          <P>(f) Applied at American diplomatic or consular posts for registration and have so registered;</P>
          <P>(g) Were issued Cards of Registration and Identity as U.S. citizens;</P>
          <P>(h) Were issued Certificates' of Loss of Nationality of the United States by the Department of State;</P>
          <P>(i) Applied at American diplomatic or consular posts for issuance of Certificates of Witness to marriage and individuals who have been issued Certificates of Witness to Marriage;</P>
          <P>(j) Deceased individuals for whom a Report of Death of an American Citizen Abroad has been obtained;</P>
          <P>(k) Although U.S. citizens, are not or may not be entitled under relevant passport laws and regulations to the issuance or possession of U.S. passport books, passport cards, or other documentation nor service(s);</P>
          <P>(l) Have previous passport records that must be reviewed before further action can be taken or their passport application or request for other consular services;</P>
          <P>(m) Requested their own or another's passport records under FOIA or Privacy Act, whether successfully or not; or</P>
          <P>(n) Have corresponded with Passport Services concerning various aspects of the issuance or denial of a specific applicant's U.S. passport books or passport cards.</P>
          <HD SOURCE="HD2">CATEGORIES OF RECORDS IN THE SYSTEM:</HD>
          <P>Passport Services maintains U.S. passport records for passports issued from 1925 to present, as well as vital records related to births abroad, deaths, and witnesses to marriage abroad. The passport records system does not maintain evidence of travel such as entrance/exit stamps, visas, or residence permits, since this information is entered into the passport book after it is issued. The passport records system includes the following categories of records:</P>
          <P>(a) Passport books and passport cards, applications for passport books and passport cards, and applications for additional visa pages, amendments, extensions, replacements, and/or renewals of passport books or passport cards (including all information and materials submitted as part of or with all such applications, to the extent retained by the Department);</P>
          <P>(b) Applications for registration at American diplomatic and consular posts as U.S. citizens or for issuance of Cards of Identity and Registration as U.S. Citizens;</P>
          <P>(c) Consular Reports of Birth Abroad of United States citizens;</P>
          <P>(d) Panama Canal Zone birth certificates and death certificates;</P>
          <P>(e) Certificates of Witness to Marriage;</P>
          <P>(f) Certificates of Loss of United States nationality;</P>
          <P>(g) Oaths of Repatriation;</P>
          <P>(h) Consular Certificates of Repatriation;<PRTPAGE P="39467"/>
          </P>
          <P>(i) Reports of Death of an American Citizen Abroad;</P>
          <P>(j) Cards of Identity and Registration as U.S. citizens;</P>
          <P>(k) Lookout files which identify those persons whose applications for a consular or related services required other than routine examination or action;</P>
          <P>(l) Lost, Stolen or Revoked passport status; and/or</P>
          <P>(m) Miscellaneous materials, which are documents and/or records maintained separately, if not in the application, including but not limited to the following types of documents:</P>
          <P>• Investigatory reports compiled in connection with granting or denying passport and related services or prosecuting violations of passport criminal statutes;</P>
          <P>• Transcripts and opinions on administrative hearings, appeals and civil actions in Federal courts;</P>
          <P>• Legal briefs, memoranda, judicial orders and opinions arising from administrative determinations relating to passports and citizenship;</P>
          <P>• Birth and baptismal certificates;</P>
          <P>• Copies of state-issued driver's licenses and identity cards;</P>
          <P>• Court orders;</P>
          <P>• Arrest warrants;</P>
          <P>• Medical, personal and financial reports;</P>
          <P>• Affidavits;</P>
          <P>• Inter-agency and intra-agency memoranda, telegrams, letters and other miscellaneous correspondence;</P>
          <P>• An electronic index of all passport applications records created since 1978, and passport applications records created between 1962 and 1978; and/or</P>
          <P>• An electronic index of Department of State Reports of Birth of American Citizens abroad.</P>
          <HD SOURCE="HD2">AUTHORITY FOR MAINTENANCE OF THE SYSTEM:</HD>
          <P>(a) 8 U.S.C. 1401-1503 (2010) (Acquisition and Loss of U.S. Citizenship or U.S. Nationality; Use of U.S. Passport);</P>
          <P>(b) 18 U.S.C. 911, 1001, 1541-1546 (2010) (Crimes and Criminal Procedure);</P>
          <P>(c) 22 U.S.C. 211a-218, 2651a, 2705 (2010); Executive Order 11295, August 5, 1966, 31 FR 10603 (Authority of the Secretary of State in granting and issuing U.S. passports); and</P>
          <P>(d) 8 U.S.C. 1185 (2010) (Travel Control of Citizens).</P>
          <HD SOURCE="HD2">PURPOSE(S):</HD>
          <P>The information maintained in the Passport Services records is used to establish the U.S. citizenship and identity of persons for a variety of legal purposes including, but not limited to, the adjudication of passport applications and requests for related services, social security benefits, employment applications, estate settlements, and Federal and state law enforcement and counterterrorism purposes.</P>
          <HD SOURCE="HD2">ROUTINE USES OF RECORDS MAINTAINED IN SYSTEM, INCLUDING CATEGORIES OF USERS AND PURPOSES OF SUCH USES:</HD>
          <P>The principal users of this information outside the Department of State include the following users:</P>
          <P>(a) Department of Homeland Security for border patrol, screening, and security purposes; law enforcement, counterterrorism, and fraud prevention activities; and for verification of passport validity to support employment eligibility and identity corroboration for public and private employment;</P>
          <P>(b) Department of Justice, including the Federal Bureau of Investigation, the Bureau of Alcohol, Tobacco, Firearms and Explosives, the U.S. Marshals Services, and other components, for law enforcement, counterterrorism, border security, fraud prevention, and criminal and civil litigation activities;</P>
          <P>(c) Internal Revenue Service for the mailing and permanent addresses of specifically identified taxpayers in connection with pending actions to collect taxes accrued, for examinations, and/or other tax-related assessment and collection activities; and an annual transmission of certain data from the applications of those U.S. citizens residing abroad consistent with applicable requirements of 26 U.S.C. Section 6039E;</P>
          <P>(d) INTERPOL and other international organizations for law enforcement, counterterrorism, fraud prevention, and criminal activities related to lost and stolen passports;</P>
          <P>(e) National Counterterrorism Center to support strategic operational planning and counterterrorism intelligence activities;</P>
          <P>(f) Office of Personnel Management (OPM), other Federal agencies, or contracted outside entities to support the investigations OPM, other Federal agencies and contractor personnel conduct for the Federal government in connection with verification of employment eligibility and/or the issuance of a security clearance;</P>
          <P>(g) Social Security Administration to support employment-eligibility verification for public and private employers and for support in verification of social security numbers used in processing U.S. passport applications;</P>
          <P>(h) Federal law enforcement and intelligence agencies to support their efforts in identifying, verifying identity, and investigating individuals potentially involved in or associated with criminal or terrorist activities and individuals with other ties or connections to terrorism who may pose a threat to the United States;</P>
          <P>(i) Federal, state, local, or other agencies having information on an individual's history, nationality, or identity, to the extent necessary to obtain information from these agencies relevant to adjudicating an application for a passport or related service, or where there is reason to believe that an individual has applied for or is in possession of a U.S. passport fraudulently or has violated the law;</P>
          <P>(j) Federal, state, local or other agencies for use in legal proceedings as government counsel deems appropriate, in accordance with any understanding reached by the agency with the U.S. Department of State;</P>
          <P>(k) Public and private employers seeking to confirm the authenticity of the U.S. passport when it is presented as evidence of identity and eligibility to work in the United States;</P>
          <P>(l) Immediate family members when the information is required by an individual of the immediate family;</P>
          <P>(m) Private U.S. citizen “wardens” designated by U.S. embassies and consulates to serve, primarily in emergency and evacuation situations, as channels of communication with other U.S. citizens in the local community;</P>
          <P>(n) Attorneys representing an individual in administrative or judicial passport proceedings when the individual to whom the information pertains are the client of the attorney making the request;</P>
          <P>(o) Members of Congress when the information is requested on behalf of or at the request of the individual to whom the record pertains;</P>
          <P>(p) Contractor personnel conducting data entry, scanning, corrections, and modifications on behalf of an entity, and for a purpose, otherwise covered by this notice;</P>
          <P>(q) Commercial vendors conducting applicant identity verification against commercial databases upon request of the Department of State;</P>
          <P>(r) Foreign governments, to permit such governments to fulfill passport control and immigration duties and their own law enforcement, counterterrorism, and fraud prevention functions, and to support U.S. law enforcement, counterterrorism, and fraud prevention activities; and</P>

          <P>(s) Government agencies other than the ones listed above that have statutory or other lawful authority to maintain such information may also receive<PRTPAGE P="39468"/>access on a need-to-know basis; however, all information is made available to users only for a previously-established routine use.</P>
          <P>The Department of State periodically publishes in the<E T="04">Federal Register</E>its standard routine uses that apply to all of its Privacy Act systems of records. These notices appear in the form of a Prefatory Statement. These standard routine uses apply to the Passport Records, State-26.</P>
          <HD SOURCE="HD2">POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING AND DISPOSING OF RECORDS IN THE SYSTEM:</HD>
          <HD SOURCE="HD2">STORAGE:</HD>
          <P>Hard copy and electronic media.</P>
          <HD SOURCE="HD2">RETRIEVABILITY:</HD>
          <P>By individual name, social security number, passport book or passport card number.</P>
          <HD SOURCE="HD2">SAFEGUARDS:</HD>
          <P>All users are given cyber security awareness training which covers the procedures for handling Sensitive but Unclassified information, including personally identifiable information (PII). Annual refresher training is mandatory. In addition, all Foreign Service and Civil Service employees and those Locally Engaged Staff (LES) who handle PII are required to take the FSI distance learning course instructing employees on privacy and security requirements, including the rules of behavior for handling PII and the potential consequences if it is handled improperly. Before being granted access to, Passport Records a user must first be granted access to the Department of State computer system.</P>
          <P>Remote access to the Department of State network from non-Department owned systems is authorized only through a Department-approved access program. Remote access to the network is configured with the Office of Management and Budget Memorandum M-07-16 security requirements, which include but are not limited to two-factor authentication and time out function.</P>
          <P>All Department of State employees and contractors with authorized access have undergone a thorough background security investigation. Access to the Department of State, its annexes and posts abroad is controlled by security guards and admission is limited to those individuals possessing a valid identification card or individuals under proper escort. All paper records containing personal information are maintained in secured file cabinets in restricted areas, access to which is limited to authorized personnel. Access to computerized files is password-protected and under the direct supervision of the system manager. The system manager has the capability of printing audit trails of access from the computer media, thereby permitting regular and ad hoc monitoring of computer usage.</P>
          <P>When it is determined that a user no longer needs access, the user account is disabled.</P>
          <HD SOURCE="HD2">RETENTION AND DISPOSAL:</HD>
          <P>Retention of these records varies depending upon the specific record involved. They are retired or destroyed in accordance with published record schedules of the Department of State and as approved by the National Archives and Records Administration. More specific information may be obtained by writing to the Director; Office of Information Programs and Services; A/GIS/IPS; SA-2; Department of State; 515 22nd Street, NW., Washington, DC 20522-8100.</P>
          <HD SOURCE="HD2">SYSTEM MANAGER AND ADDRESS:</HD>
          <P>Deputy Assistant Secretary of State for Passport Services; Room 6811; Department of State; 2201 C Street, NW., Washington DC 20520-4818.</P>
          <HD SOURCE="HD2">NOTIFICATION PROCEDURE:</HD>
          <P>An individual seeking to determine whether Passport Services maintains records must submit a signed and notarized written request including all pertinent facts associated with the occasion or justification for the request, along with a copy of the requester's valid photo identification. Only the subject, a parent of a minor, or legal guardian may request notification of whether the system of records contains a record pertaining to the subject. The following information must be included in the request:</P>
          <P>(a) General Background Information</P>
          <P>• Date of request</P>
          <P>• Purpose/justification for request</P>
          <P>• Document requested</P>
          <P>• Number of documents requested</P>
          <P>• Current mailing address, daytime telephone number, and e-mail address</P>
          <P>• Each parent's name</P>
          <P>• Each parent's date and place (state/country) of birth</P>
          <P>(b) Previous Passport Information (If Known)</P>
          <P>• Date of issuance</P>
          <P>• Passport number</P>
          <P>• Date of inclusion (passport issued in another name but included you)</P>
          <P>(c) Current Passport Information</P>
          <P>• Name of bearer</P>
          <P>• Date of issuance</P>
          <P>• Passport number (if known)</P>
          

          <P>A request to search Passport Records, State-26, will be treated also as a request to search Overseas Citizens Services Records, State-05, when it pertains to passport, registration, citizenship, birth, or death records transferred from State-05 to State-26. Requests should be mailed to the following address: Department of State; Passport Services; Office of Law Enforcement Liaison Division; Room 500; 1111 19th Street NW., Washington, DC 20523-1705. Responses to such requests will consist of a letter indicating the records that exist in the passport records system. Additional information regarding applicable fees, third-party requests, certified copies, and frequently asked questions is available at<E T="03">http://www.travel.state.gov/passport/services/copies/copies_872.html.</E>
          </P>
          <HD SOURCE="HD2">RECORD ACCESS AND AMENDMENT PROCEDURES:</HD>

          <P>Individuals who wish to gain access to or amend records pertaining to themselves or their minor children should write to the appropriate address listed below. There are several ways individuals may gain access to or amend passport records pertaining to themselves or their minor children. First, individuals may request access to records in their name and the records of any minor children under the Privacy Act of 1974, 5 U.S.C. 552a (2010). Alternatively, third parties may request access to records under the guidelines of the Freedom of Information Act, 5 U.S.C. 552 (2010). Additionally, individuals may request access to their passport and/or vital records through the applicable Passport Office request process, as described below. Access may be granted to third parties to the extent provided under applicable laws and regulations. Please refer to<E T="03">http://www.travel.state.gov</E>for detailed information regarding applicable fees, third-party requests certified copies and frequently asked questions. The appropriate methods by which passport records and vital records may be requested are as follows:</P>
          <HD SOURCE="HD2">I. Privacy Act of 1974 and Freedom of Information Act</HD>

          <P>Under the Privacy Act of 1974, individuals have the right to request access to their records at no charge, and to request that the Department of State amend any such records that they believe are not accurate, relevant, timely or complete, 5 U.S.C. 552a(d)(2) (2010). Additionally, third parties may request passport and vital records information from 1925 to the present, within the guidelines of the Privacy Act and/or the Freedom of Information Act, 5 U.S.C. 552 (2010). Written requests for access to or amendment of records must comply with the Department's<PRTPAGE P="39469"/>regulations published at 22 CFR part 171 (2010).</P>
          <P>In accordance with 22 CFR 171.32 and 171.33, amendment requests must include the following information:</P>
          <P>(a) Verification of personal identity (including full name, current address, and date and place of birth), either notarized or submitted under penalty of perjury;</P>
          <P>(b) Any additional information if it would be needed to locate the record at issue;</P>
          <P>(c) A description of the specific correction requested;</P>
          <P>(d) An explanation of why the existing record is not accurate, relevant, timely or complete; and</P>
          <P>(e) Any available documents, arguments or other data to support the request.</P>
          <P>Requests under the Privacy Act and/or the Freedom of Information Act must be made in writing to the following office: Director; Office of Information Programs and Services; U.S. Department of State; SA-2; Room 8100; 515 22nd Street, NW., Washington, DC 20522-8100.</P>
          <HD SOURCE="HD2">II. Access to Records Through the Passport Office Requests Process</HD>
          <HD SOURCE="HD2">A. Passport Records</HD>
          <HD SOURCE="HD2">1. 1925 to the Present</HD>
          <P>An individual seeking Passport Records must submit a signed and notarized written request including all pertinent facts associated with the occasion or justification for request, along with a copy of the requester's valid photo identification. Only the subject, a parent (if the subject is a minor), legal representative, or law enforcement authority may request for notification of whether the system of records contains a record pertaining to the subject. The following information must be included in the request:</P>
          <HD SOURCE="HD2">General Background Information</HD>
          <P>• Date of request</P>
          <P>• Purpose/Justification for request</P>
          <P>• Document requested</P>
          <P>• Number of documents requested</P>
          <P>• Current mailing address, daytime telephone number, and e-mail address</P>
          <P>• Each parent's name</P>
          <P>• Each parent's date and place (state/country) of birth</P>
          <HD SOURCE="HD2">Previous Passport Information (if known)</HD>
          <P>• Date of issuance</P>
          <P>• Passport number</P>
          <P>• Date of inclusion (passport issued in another name but included you)</P>
          <HD SOURCE="HD2">Current Passport Information</HD>
          <P>• Name of bearer</P>
          <P>• Date of issuance</P>
          <P>• Passport number (if known)</P>
          
          <P>All requests for passport records issued from 1925 to the present should be submitted to the following address: Department of State; Passport Services; Law Enforcement Liaison Division; Room 500; 1111 19th Street, NW., Washington, DC 20522-1705.</P>
          <HD SOURCE="HD2">2. Prior to 1925</HD>
          <P>The National Archives and Records Administration maintains records for passport issuances prior to 1925, which may be requested by writing to the following address: National Archives and Records Administration; Archives 1; Reference Branch; 8th &amp; Pennsylvania Ave., NW., Washington, DC 20408-0002.</P>
          <HD SOURCE="HD2">B. Vital Records—Certificates of Birth Abroad, Report of Death, Certificate of Witness to Marriage, Panama Canal Zone birth and death certificates, and Certification of No Record</HD>
          <P>An individual seeking Passport Records must submit a signed and notarized written request including all pertinent facts associated with the occasion or justification for request, along with a copy of the requester's valid photo identification. Only the subject, a parent of a minor, or legal representative may request for notification of whether the system of records contains a record pertaining to him/her. The following information must be included in the request:</P>
          <HD SOURCE="HD2">General Background Information</HD>
          <P>• Date of request</P>
          <P>• Purpose of request</P>
          <P>• Document Requested (Certificate of Birth, Report of Death, Certificate of Witness of Marriage (prior to 1985), PCZ birth or death certificate, or Certification of No Record).</P>
          <P>• Number of documents requested</P>
          <P>• Current mailing address and daytime telephone number</P>
          <HD SOURCE="HD2">Facts of Birth, Death, or Marriage</HD>
          <P>• Name (at birth/death/marriage)</P>
          <P>• Name after adoption (if applicable)</P>
          <P>• Country of birth/death/marriage</P>
          <P>• Each parent's full name and date and place (state/country) of birth</P>
          <HD SOURCE="HD2">Previous Passport Information (If Known)</HD>
          <P>• Passport used to first enter the United States (if applicable).</P>
          <P>• Name of bearer</P>
          <P>• Date of issuance</P>
          <P>• Passport number</P>
          <P>• Date of inclusion (if applicable, and if passport was not issued to the subject)</P>
          <HD SOURCE="HD2">Current Passport Information</HD>
          <P>• Name of bearer</P>
          <P>• Date of issuance</P>
          <P>• Passport number (if known)</P>
          

          <P>If requesting an amendment or correction to a Consular Report of Birth Aboard, please include certified copies of all documents appropriate for effecting the change (<E T="03">i.e.,</E>foreign birth certificate, marriage certificate, court ordered adoption or name change, birth certificates of adopting or legitimating parents, etc.). If the subject has reached majority, only the subject can request the record be amended or corrected. The original or replacement FS-240, or a notarized affidavit concerning its whereabouts also must be included.</P>
          <P>All requests for vital records through the Passport Office Request Process should be mailed to the following address: U.S. Department of State; Passport Services; Vital Records Section; 1111 19th Street, NW., Suite 510, Washington, DC 20522-1705.</P>
          <HD SOURCE="HD2">CONTESTING RECORD PROCEDURES:</HD>
          <P>See above.</P>
          <HD SOURCE="HD2">RECORD SOURCE CATEGORIES:</HD>
          <P>These records contain information obtained primarily from the individual who is the subject of these records; law enforcement agencies; investigative intelligence sources, investigative security sources and officials of foreign governments.</P>
          <HD SOURCE="HD2">SYSTEM EXEMPTED FROM CERTAIN PROVISIONS OF THE ACT:</HD>
          <P>Certain records contained within this system of records may be exempt from the requirements of the Privacy Act for reasons including when it is necessary to:</P>
          <P>(a) Protect material required to be kept secret in the interest of national defense and security and foreign policy;</P>
          <P>(b) Prevent individuals who are the subject of investigation from frustrating the investigatory process, to ensure the proper functioning and integrity of law enforcement activities, to prevent disclosure of investigative techniques, to maintain the confidence of foreign governments in the integrity of the procedures under which privileged or confidential information may be provided, and to fulfill commitments made to sources to protect their identities and the confidentiality of information and to avoid endangering these sources and law enforcement personnel; or</P>
          <P>(c) Preclude impairment of the Department's effective performance in carrying out its lawful protective responsibilities under 18 U.S.C. 3056 and 22 U.S.C. 4802.</P>

          <P>Records meeting any of the above criteria are exempt from the following subsections of 5 U.S.C. 552a(c)(3), (d),<PRTPAGE P="39470"/>(e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I) and (f) 2007). See 22 CFR 171.36(b)(1), (b)(2), and (b)(3) (2007).</P>
        </PRIACT>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16898 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4710-24-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF STATE</AGENCY>
        <DEPDOC>[Public Notice 7514]</DEPDOC>
        <SUBJECT>Waiver of Restriction on Assistance to the Central Government of Uzbekistan</SUBJECT>
        <P>Pursuant to Section 7086(c)(2) of the Department of State, Foreign Operations, and Related Programs Appropriations Act, 2010 (Division F, Pub. L.111-117), as carried forward by the Full-Year Continuing Appropriations Act, 2011 (Div. B, Pub. L. 112-10) (“the Act”), and Department of State Delegation of Authority Number 245-1, I hereby determine that it is important to the national interest of the United States to waive the requirements of Section 7086(c)(1) of the Act with respect to Uzbekistan and I hereby waive such restriction.</P>

        <P>This determination shall be reported to the Congress, and published in the<E T="04">Federal Register</E>.</P>
        <SIG>
          <DATED>Dated: June 24, 2011.</DATED>
          <NAME>Thomas Nides,</NAME>
          <TITLE>Deputy Secretary of State for Management and Resources.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-16900 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4710-31-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">TENNESSEE VALLEY AUTHORITY</AGENCY>
        <SUBJECT>Integrated Resource Plan</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Tennessee Valley Authority.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Issuance of Record of Decision.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This notice is provided in accordance with the Council on Environmental Quality's regulations (40 CFR parts 1500 to 1508) and TVA's procedures for implementing the National Environmental Policy Act (NEPA). TVA has decided to adopt the preferred alternative in its final environmental impact statement (EIS) for the Integrated Resource Plan (IRP). The notice of availability (NOA) of the<E T="03">Final Environmental Impact Statement for the Integrated Resource Plan</E>was published in the<E T="04">Federal Register</E>on March 11, 2011. The TVA Board of Directors accepted the IRP and authorized staff to implement the preferred alternative at its April 14, 2011, meeting. This alternative, the Preferred Planning Direction, will guide TVA's selection of energy resource options to meet the energy needs of the Tennessee Valley region over the next 20 years. The energy resource options include new nuclear, natural gas-fired, and renewable generation, increased energy efficiency and demand reduction, decreased coal-fired generation, and new energy storage capacity.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Charles P. Nicholson, NEPA Compliance Manager, Tennessee Valley Authority, 400 West Summit Hill Drive, WT 11D, Knoxville, Tennessee 37902-1499; telephone 865-632-3582, or e-mail<E T="03">cpnicholson@tva.gov;</E>Randall E. Johnson, IRP Project Manager, Tennessee Valley Authority, 1101 Market Street, LP 5D-C, Chattanooga, Tennessee 37402; telephone 423-751-3520, or e-mail<E T="03">rejohnson1@tva.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>TVA is an agency and instrumentality of the United States, established by an act of Congress in 1933, to foster the social and economic welfare of the people of the Tennessee Valley region and to promote the proper use and conservation of the region's natural resources. One component of this mission is the generation, transmission, and sale of reliable and affordable electric energy. TVA operates the nation's largest public power system, producing 4 percent of all the electricity in the nation. TVA provides electricity to about 9 million people in an 80,000-square mile area comprised of most of Tennessee and parts of Virginia, North Carolina, Georgia, Alabama, Mississippi, and Kentucky. It provides wholesale power to 155 independent power distributors and 56 directly served large industrial and Federal customers. The TVA Act requires the TVA power system to be self-supporting and operating on a non-profit basis and directs TVA to sell power at rates as low as are feasible.</P>
        <P>Dependable generating capacity on the TVA power system is about 37,200 megawatts (MW). TVA generates most of this power with 3 nuclear plants, 11 coal-fired plants, 9 combustion-turbine plants, 3 combined cycle plants, 29 hydroelectric plants, a pumped-storage facility, and several small renewable facilities. A portion of delivered power is provided through long-term power purchase agreements. TVA has generated an annual average of about 153,100 gigawatt hours (GWh) of power in recent years. The major sources for this power were coal (52 percent), nuclear (28 percent), hydroelectric (6 percent), and natural gas (1 percent). Other sources comprised less than 1 percent of TVA generation.</P>
        <P>The recently completed IRP updates TVA's 1995 IRP, entitled<E T="03">Energy Vision 2020.</E>Consistent with Section 113 of the Energy Policy Act of 1992, the IRP planning process evaluated a range of existing and incremental resources, including new power supplies, energy conservation and efficiency, and renewable energy resources in order to provide TVA's customers adequate and reliable service at the lowest system cost.</P>
        <HD SOURCE="HD1">Future Demand for Energy</HD>
        <P>TVA uses state-of-the-art energy forecasting models to predict future demands on its system. Because of the uncertainty in predicting future demands, TVA developed high, medium, and low forecasts for both peak load (in MW) and annual net system energy (in GWh) through 2029. Peak load is predicted to grow at an average annual rate of 1.3 percent in the medium-growth Spring 2010 Reference Case, decrease slightly and then remain flat under the low-growth forecast, and grow at an annual rate of 2.0 percent under the high-growth forecast. Net system energy is predicted to grow at an average annual rate of 1.1 percent in the medium-growth case, decrease slightly and then remain flat under the low-growth forecast, and grow at an annual rate of 1.9 percent under the high-growth forecast.</P>
        <P>Based on these load growth forecasts, TVA's current firm capacity (including TVA generation, energy efficiency and demand response (EEDR) measures, and power purchase agreements), and a 15 percent reserve capacity requirement, TVA would need additional capacity and generation or EEDR in the future. The medium growth case need for additional generating capacity or EEDR programs is about 9,600 MWs and 29,100 GWhs of generation in 2019 and about 15,500 MWs and 45,000 GWhs in 2029. Corresponding needs for the high growth forecast are about 15,000 MWs and 63,000 GWhs in 2019 and 27,000 MWs and 98,000 GWhs in 2020. Corresponding needs for the low growth forecast are about 1,500 MWs in 2019 and 2,000 MWs in 2029; no additional generation would be required.</P>
        <HD SOURCE="HD1">Alternatives Considered</HD>

        <P>Five alternative energy resource strategies were evaluated in the Draft EIS and IRP. These resource planning strategies were identified as potential alternative means to meet future electrical energy needs on the TVA system (load demand) and achieve a sustainable future, consistent with the Board's vision and the TVA Environmental Policy. These alternative strategies are:<PRTPAGE P="39471"/>
        </P>
        <P>
          <E T="03">Strategy A—Limited Change in Current Resource Portfolio:</E>Under this strategy, TVA would continue to operate its existing generating resources as long as possible, continue to implement its existing Energy Efficiency and Demand Response (EEDR) programs, add renewable energy resources, and rely on power purchases to meet additional load demands on the TVA system.</P>
        <P>
          <E T="03">Strategy B—Baseline Plan Resource Portfolios:</E>Under this strategy, which is the No Action Alternative, TVA would continue TVA's current power planning approach including increasing its EEDR programs, adding more renewable energy resources, and idling some existing coal-fired generating units. Increased load demands above the capacity of these resources primarily would be met by additional natural gas and nuclear capacity.</P>
        <P>
          <E T="03">Strategy C—Diversity Focused Resource Portfolio:</E>Under this strategy, compared to Strategy B, TVA would increase EEDR efforts, the amount of renewable energy resources added to the power system, and the amount of coal-fired capacity idled. To help manage increased amounts of renewable resources and to further diversify the energy resources on the TVA system, additional energy storage resources would be constructed in the form of hydro-electric pump storage capacity. Increased load demands above the capacity of these resources primarily would be met by additional natural gas and nuclear capacity.</P>
        <P>
          <E T="03">Strategy D—Nuclear Focused Resource Portfolio:</E>Under this planning strategy, additional EEDR, renewable, and energy storage resources would be added to the power system similar to those in Strategy C. However, this strategy includes the largest amount of idled coal capacity (7,000 MWs), and the likelihood that more nuclear capacity would be used to meet load demands is greater than in Strategy C.</P>
        <P>
          <E T="03">Strategy E—EEDR and Renewables Focused Resource Portfolio:</E>Under this planning strategy, the largest amounts of EEDR and renewable resources would be added to the TVA power system. Of the strategies, the highest level of transmission system upgrades would be needed in Strategy E.</P>
        <P>The strategies were analyzed in the context of eight different scenarios. A scenario is a set of uncertainties relevant to power system planning and describes plausible future economic, financial, regulatory and legislative conditions, as well as social trends and adoption of technological innovations. One of the eight scenarios served as the IRP reference or baseline case. Potential 20-year energy resource plans or portfolios were developed for each combination of strategy and scenario using a capacity planning model. The capacity planning model built each portfolio from a range of potential energy resource options that included TVA's existing demand-side and supply-side resources and new EEDR programs, coal-fired generation with carbon capture and sequestration, natural gas-fired generation, nuclear generation, renewable generation such as hydroelectric, solar, biomass, and wind energy, and energy storage resources. Each portfolio was optimized for the lowest net Present Value of Revenue Requirements while meeting energy balance, reserve, operational, and other requirements. The portfolios were then evaluated using an hourly production costing program to determine detailed revenue requirements and short-term rates. Additional metrics developed to rank the portfolios included financial risk, carbon dioxide emissions, thermal cooling requirements, waste handling costs, and changes in total employment and personal income.</P>

        <P>The two alternative strategies ranked highest for the cost and risk factors were Strategy C and Strategy E. Strategy B ranked in the middle of the range and Strategy D and Strategy A ranked lowest. Strategies D and E had the best (<E T="03">i.e.,</E>lowest) scores for the environmental metrics and strategies A and B had the worst scores. The environmental scores for Strategy A were lowest due to the continued operation of all TVA coal plants and the likely reliance on natural gas for most future capacity additions through power purchase agreements. The other four strategies all had reductions in coal capacity and, under most scenarios, nuclear capacity additions; these factors resulted in their lower carbon dioxide emissions. The ranking of the strategies by the two economic development metrics was similar. Strategies B and D performed similarly and had greatest increases in total employment and personal income under the high-growth scenarios. Strategies D and E also performed similarly and were in the middle of the range. Strategy A consistently ranked lowest for the economic development metrics.</P>
        <P>Based on this comparison two alternative strategies, Strategy A—Limited Change Resource Portfolio and Strategy D—Nuclear Focused Resource Portfolio were eliminated from further consideration. An additional alternative strategy was later developed from a blend of features from the initial strategies in response to public comments on the Draft IRP and EIS and additional analyses.</P>
        <P>
          <E T="03">Strategy R—Recommended Planning Direction:</E>Under this strategy which was staff's recommended planning direction, an optimized mix of diversified energy resources would be added to the TVA power system. Major components of this mix are as follows:</P>
        <P>• EEDR—3,600 to 5,100 MW (11,400 to 14,400 GWh) by 2020, with subsequent further investment depending upon program success;</P>
        <P>• Renewable additions—1,500 to 2,500 MW of cost effective energy by 2020;</P>
        <P>• Coal-fired capacity idled—2,400 to 4,700 MW of maximum net dependable capacity by 2017, with consideration for increasing the amount of coal capacity idled;</P>
        <P>• Energy storage—850 MW of pumped storage capacity in 2020-2024;</P>
        <P>• Nuclear additions—1,150 to 5,900 MW in 2013-2029;</P>
        <P>• Coal additions—0 to 900 MW with carbon capture ability in 2025—2029;</P>
        <P>• Natural gas additions—900 to 9,300 MW in 2012-2029 used as intermediate supply source.</P>
        <P>This planning strategy is a blend of Strategies C and E which performed well financially, environmentally, and in terms of risk and was identified as the preferred alternative in the Final EIS.</P>
        <HD SOURCE="HD1">Public Involvement</HD>

        <P>TVA published a notice of intent to prepare the IRP EIS in the<E T="04">Federal Register</E>on June 15, 2009. TVA then actively engaged the public through public scoping and public briefings during the development of the IRP and EIS. Participants could attend the briefings in person or by Web conference. TVA also established a Stakeholder Review Group with members consisting of individuals from government agencies and business, civic, and environmental organizations including TVA customers and the Tennessee Valley Public Power Association. These individuals were actively involved in the preparation of the IRP and provided TVA comments and critiques of IRP analyses and process steps.</P>

        <P>The Notice of Availability of the Draft IRP and EIS was published in the<E T="04">Federal Register</E>by the U.S. Environmental Protection Agency (USEPA) on September 24, 2010. TVA accepted comments on the draft plan and EIS until November 15, 2010. During the comment period, TVA held five public meetings to describe the project and accept comments. Stakeholders could also participate in the meetings by Web conference. TVA received 501 comment submissions on<PRTPAGE P="39472"/>the Draft IRP and EIS. After considering and responding to all substantive comments, developing the new alternative Strategy R, and further evaluating the strategies, TVA issued the Final IRP and EIS. The NOA for the Final IRP and EIS was published in the<E T="04">Federal Register</E>on March 11, 2011.</P>
        <HD SOURCE="HD1">Environmentally Preferred Alternative</HD>
        <P>Alternative Strategy E—EEDR and Renewables Focused Resource Portfolio would result in the lowest overall environmental impacts and is the environmentally preferred alternative. Strategy R—Recommended Planning Direction had the second lowest level of impacts to most environmental resource areas. The difference in impacts between Strategy E and Strategy R would be reduced if the amount of coal generating capacity that is idled as Strategy R is implemented approaches or exceeds the upper end of the 2,400 to 4,700 MW range.</P>
        <HD SOURCE="HD1">Decision</HD>
        <P>On April 14, 2011, the TVA Board of Directors accepted the IRP and authorized staff to implement the preferred alternative, the Recommended Planning Direction. The Board also directed staff to repeat the integrated resource planning process beginning no later than 2015.</P>
        <P>Compared to the best-performing of the initially considered alternative strategies, Strategy C—Diversity Focused Resource Portfolio, and Strategy E—EEDR and Renewables Focused Resource Portfolio, the recommend planning direction typically performed best under the various scenarios on total plan cost and risk/benefit comparisons and performed similarly to these other strategies with respect to general economic conditions in the Tennessee Valley region represented by total employment and personal income. However, it performed slightly worse than Strategy E, but better than Strategy C, with respect to environmental impacts.</P>
        <HD SOURCE="HD1">Mitigation Measures</HD>
        <P>The reduction of environmental impacts was a major goal in TVA's integrated resource planning process. As TVA deploys specific energy resources, it will appropriately review and take measures to reduce their potential environmental impacts. TVA's siting processes for generation and transmission facilities, as well as processes for modifying these facilities, are designed to avoid and/or minimize potential adverse environmental impacts. Potential impacts will also be reduced through pollution prevention measures and environmental controls such as air pollution control systems, wastewater treatment systems, and thermal generating plant cooling systems. Other potentially adverse unavoidable impacts will be mitigated by measures such as compensatory wetlands mitigation, payments to in-lieu stream mitigation programs and related conservation initiatives, enhanced management of other properties, documentation and recovery of cultural resources, and infrastructure improvement assistance to local communities.</P>
        <SIG>
          <DATED>Dated: June 24, 2011.</DATED>
          <NAME>Van M. Wardlaw,</NAME>
          <TITLE>Executive Vice President, Enterprise Relations.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16840 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8120-08-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Surface Transportation Board</SUBAGY>
        <DEPDOC>[Docket No. FD 35495]</DEPDOC>
        <SUBJECT>CSX Transportation, Inc.—Lease Exemption—Consolidated Rail Corporation</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Surface Transportation Board, DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Exemption.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Under 49 U.S.C. 10502, the Board is granting a petition for exemption from the prior approval requirements of 49 U.S.C. 11323-25, for CSX Transportation, Inc. (CSXT), to lease from Consolidated Rail Corporation (Conrail) approximately 1,303 feet of rail line (the Line) in the South Jersey/Philadelphia Shared Assets Area between mileposts 5.20 and 5.45 in Philadelphia, PA. Under the lease, CSXT proposes to construct an additional connection between its Trenton Subdivision Line (Trenton Line) and the Line. The new connection would facilitate operations on the Trenton Line and an Amtrak-owned, Conrail-operated line (the Delair Branch).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Petitioner has asked for expedited consideration of the petition; consequently, the exemption will be effective on July 16, 2011. Petitions to stay must be filed by July 11, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>An original and 10 copies of all pleadings, referring to Docket No. FD 35495, must be filed with the Surface Transportation Board, 395 E Street, SW., Washington, DC 20423-0001. In addition, one copy of all pleadings must be served on petitioner's representative: Louis E. Gitomer, 600 Baltimore Ave., Suite 301, Towson, MD 21204.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Joseph H. Dettmar, (202) 245-0395. [Assistance for the hearing impaired is available through the Federal Information Relay Service (FIRS) at 1-800-877-8339.]</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Board granted the petition by decision served on July 6, 2011, subject to standard employee protective conditions.</P>

        <P>Board decisions and notices are available on our Web site at:<E T="03">http://www.stb.dot.gov.</E>
        </P>
        <SIG>
          <DATED>Decided: June 30, 2011.</DATED>
          
          <P>By the Board, Chairman Elliott, Vice Chairman Begeman, and Commissioner Mulvey.</P>
          <NAME>Jeffrey Herzig,</NAME>
          <TITLE>Clearance Clerk.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16870 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4915-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE TREASURY</AGENCY>
        <SUBAGY>Internal Revenue Service</SUBAGY>
        <SUBJECT>Proposed Collection; Comment Request for Form 8823</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Internal Revenue Service (IRS), Treasury.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of the Treasury, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A)). Currently, the IRS is soliciting comments concerning Form 8823, Low-Income Housing Credit Agencies Report of Noncompliance or Building Disposition.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments should be received on or before September 6, 2011 to be assured of consideration.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Direct all written comments to, Yvette B. Lawrence, Internal Revenue Service, room 6129, 1111 Constitution Avenue, NW., Washington, DC 20224.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Requests for additional information or copies of the form and instructions should be directed to, Joel Goldberger (202) 927-9368, or at Internal Revenue Service, room 6129, 1111 Constitution Avenue, NW., Washington, DC 20224,<PRTPAGE P="39473"/>or through the Internet at<E T="03">Joel.P.Goldberger@irs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <P SOURCE="NPAR">
          <E T="03">Title:</E>Low-Income Housing Credit Agencies Report of Noncompliance or Building Disposition.</P>
        <P>
          <E T="03">OMB Number:</E>1545-1204.</P>
        <P>
          <E T="03">Form Number:</E>8823.</P>
        <P>
          <E T="03">Abstract:</E>Under Internal Revenue Code section 42(m)(1)(B)(iii), state housing credit agencies are required to notify the IRS of noncompliance with the low-income housing tax credit provisions. A separate form must be filed for each building that is not in compliance. The IRS uses this information to determine whether the low-income housing credit is being correctly claimed and whether there is any credit recapture.</P>
        <P>
          <E T="03">Current Actions:</E>Form 8823 was not revised; however, adjustments were made to the burden computation to accurately reflect the total burden hours associated with this collection, which resulted in a decrease of 69,000 hours, making the new burden hours 303,200.</P>
        <P>
          <E T="03">Type of Review:</E>Revision of a currently approved collection.</P>
        <P>
          <E T="03">Affected Public:</E>State or local government housing credit agencies.</P>
        <P>
          <E T="03">Estimated Number of Respondents:</E>20,000.</P>
        <P>
          <E T="03">Estimated Total Annual Burden Hours:</E>303,200.</P>
        <P>The following paragraph applies to all of the collections of information covered by this notice:</P>
        <P>An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless the collection of information displays a valid OMB control number. Books or records relating to a collection of information must be retained as long as their contents may become material in the administration of any internal revenue law. Generally, tax returns and tax return information are confidential, as required by 26 U.S.C. 6103.</P>
        <P>
          <E T="03">Request For Comments:</E>Comments submitted in response to this notice will be summarized and/or included in the request for OMB approval. All comments will become a matter of public record. Comments are invited on: (a) Whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology; and (e) estimates of capital or start-up costs and costs of operation, maintenance, and purchase of services to provide information.</P>
        <SIG>
          <DATED>Approved: June 24, 2011.</DATED>
          <NAME>Yvette B. Lawrence,</NAME>
          <TITLE>IRS Reports Clearance Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16821 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4830-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
        <SUBAGY>Internal Revenue Service</SUBAGY>
        <SUBJECT>Proposed Collection; Comment Request for Form 3491</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Internal Revenue Service (IRS), Treasury.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of the Treasury, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A)). Currently, the IRS is soliciting comments concerning Form 3491, Consumer Cooperative Exemption Application.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments should be received on or before September 6, 2011 to be assured of consideration.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Direct all written comments to Yvette B. Lawrence, Internal Revenue Service, room 6129, 1111 Constitution Avenue, NW., Washington, DC 20224.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Requests for additional information or copies of the form and instructions should be directed to Evelyn J. Mack, (202) 622-7381, Internal Revenue Service, room 6129, 1111 Constitution Avenue, NW., Washington, DC 20224, or through the Internet at<E T="03">Evelyn.J.Mack@irs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P SOURCE="NPAR">
          <E T="03">Title:</E>Consumer Cooperative Exemption Application.</P>
        <P>
          <E T="03">OMB Number:</E>1545-1941.</P>
        <P>
          <E T="03">Form Number:</E>A cooperative uses Form 3491 to apply for exemption from filing information returns (Forms 1099-PATR) on patronage distributions of $10 or more to any person during the calendar year.</P>
        <P>
          <E T="03">Current Actions:</E>There are no changes being made to the Form 3491 at this time.</P>
        <P>
          <E T="03">Type of Review:</E>Extension of a currently approved collection.</P>
        <P>
          <E T="03">Affected Public:</E>Business or other for-profit, Individuals or households, and Farms.</P>
        <P>
          <E T="03">Estimated Number of Respondents:</E>200.</P>
        <P>
          <E T="03">Estimated Time Per Respondent:</E>44 minutes.</P>
        <P>
          <E T="03">Estimated Total Annual Burden Hours:</E>148.</P>
        <P>The following paragraph applies to all of the collections of information covered by this notice:</P>
        <P>An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless the collection of information displays a valid OMB control number. Books or records relating to a collection of information must be retained as long as their contents may become material in the administration of any internal revenue law. Generally, tax returns and tax return information are confidential, as required by 26 U.S.C. 6103.</P>
        <P>
          <E T="03">Request For Comments:</E>Comments submitted in response to this notice will be summarized and/or included in the request for OMB approval. All comments will become a matter of public record. Comments are invited on: (a) Whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology; and (e) estimates of capital or start-up costs and costs of operation, maintenance, and purchase of services to provide information.</P>
        <SIG>
          <DATED>Approved: June 23, 2011.</DATED>
          <NAME>Yvette B. Lawrence,</NAME>
          <TITLE>IRS Reports Clearance Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16826 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4830-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
        <SUBAGY>Internal Revenue Service</SUBAGY>
        <SUBJECT>Proposed Collection; Comment Request for Form 1120-PC</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Internal Revenue Service (IRS), Treasury.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comments.</P>
        </ACT>
        <SUM>
          <PRTPAGE P="39474"/>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of the Treasury, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A)). Currently, the IRS is soliciting comments concerning Form 1120-PC, U.S. Property and Casualty Insurance Company Income Tax Return.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments should be received on or before September 6, 2011 to be assured of consideration.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Direct all written comments to Yvette B. Lawrence, Internal Revenue Service, room 6129, 1111 Constitution Avenue, NW., Washington, DC 20224.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Requests for additional information or copies of the form and instructions should be directed to Evelyn J. Mack, at (202) 622-7381, or at Internal Revenue Service, room 6231, 1111 Constitution, Avenue, NW.,Washington, DC 20224, or through the Internet, at<E T="03">Evelyn.J.Mack@irs.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P SOURCE="NPAR">
          <E T="03">Title:</E>U.S. Property and Casualty Insurance Company Income Tax Return.</P>
        <P>
          <E T="03">OMB Number:</E>1545-1027.</P>
        <P>
          <E T="03">Form Number:</E>Form 1120-PC.</P>
        <P>
          <E T="03">Abstract:</E>Property and casualty insurance companies are required to file an annual return of income and pay the tax due. The data is used to insure that companies have correctly reported income and paid the correct tax.</P>
        <P>
          <E T="03">Current Actions:</E>On Form 1120-PC line changes were made, within Schedules E and H, to clarify the new restrictions on the deduction of 100% of unearned premiums by section 833 organizations, enable section 833 organizations to determine whether they meet the 85% medical loss ratio mandated by IRC 833(c)(5) and for qualifying section 833 organizations to compute the special deduction and the ending adjusted surplus (Pub. L. 111-148, section 9016 and IRC 833(c)(5)). A question was added to Schedule I for corporations to indicate whether they have uncertain tax positions (Announcements 2010-9 and 2010-17, and 2010-30).</P>
        <P>On Form 1120-PC (Schedule M-3) two lines were added to monitor IRC sections 174 and 118, respectively, at the request of LMSB.</P>
        <P>
          <E T="03">Type of Review:</E>Revision of a currently approved collection.</P>
        <P>
          <E T="03">Affected Public:</E>Business or other for-profit organizations.</P>
        <P>
          <E T="03">Estimated Number of Respondents:</E>4,200.</P>
        <P>
          <E T="03">Estimated Time Per Respondent:</E>164 hrs., 59 min.</P>
        <P>
          <E T="03">Estimated Total Annual Burden Hours:</E>671,746.</P>
        <P>The following paragraph applies to all of the collections of information covered by this notice:</P>
        <P>An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless the collection of information displays a valid OMB control number. Books or records relating to a collection of information must be retained as long as their contents may become material in the administration of any internal revenue law. Generally, tax returns and tax return information are confidential, as required by 26 U.S.C. 6103.</P>
        <P>
          <E T="03">Request For Comments:</E>Comments submitted in response to this notice will be summarized and/or included in the request for OMB approval. All comments will become a matter of public record. Comments are invited on: (a) Whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology; and (e) estimates of capital or start-up costs and costs of operation, maintenance, and purchase of services to provide information.</P>
        <SIG>
          <DATED>Approved: June 22, 2011.</DATED>
          <NAME>Yvette B. Lawrence,</NAME>
          <TITLE>IRS Reports Clearance Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16820 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4830-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
        <SUBAGY>Office of Thrift Supervision</SUBAGY>
        <SUBJECT>Monthly Median Cost of Funds Reporting, and Publication of Cost of Funds Indices</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of Thrift Supervision (OTS), Treasury.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Termination of OMB No. 1550-0021, Monthly Median Cost of Funds Reporting, and Publication of Cost of Funds Indices.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The OTS is terminating the collection of data used to calculate and publish the Monthly Median Cost of Funds Index (MMCOF), the Quarterly Cost of Funds Index (QCOF), the Semiannual Cost of Funds Index (SCOF), and other related cost of funds ratios currently published monthly in the OTS's Cost of Funds (COF) Report.<SU>1</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>1</SU>Link to published COF reports:<E T="03">http://www.ots.treas.gov/?p=StatisticalReleases</E>.</P>
          </FTNT>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>For further information about the changes discussed in this notice, please contact Jim Caton, Managing Director—Economic and Industry Analysis, at (202) 906-5680.</P>

          <P>Copies of the reporting form, OMB No. 1550-0021 (OTS Form 1568), and instructions for cost of funds reporting requirements are available on the OTS Web site through the following link:<E T="03">http://www.ots.treas.gov/?p=StatisticalReleases.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Abstract</HD>
        <P>Some institutions currently submit MMCOF data to the OTS monthly for the OTS's use in calculating a monthly median cost of funds index. Additionally, the OTS publishes two indices based on calculations from data included in the Thrift Financial Report (TFR):<SU>2</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>2</SU>Copies of the reporting forms and instructions for the TFR (OMB No. 1550-0023) can be obtained on the OTS Web site (<E T="03">http://www.ots.treas.gov/?p=ThriftFinancialReports</E>).</P>
        </FTNT>
        <P>1. A quarterly average cost of funds index, and</P>
        <P>2. A semiannual average cost of funds index.</P>
        <P>These indices are used by certain mortgage lenders as benchmarks from which to base rate adjustments for adjustable rate mortgages (ARMs).</P>
        <HD SOURCE="HD1">Effect of Recent Legislation</HD>
        <P>The Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203 (the Dodd-Frank Act), was enacted into law on July 21, 2010. Title III of the Dodd-Frank Act abolishes the OTS, provides for its integration with the Office of the Comptroller of the Currency (OCC) effective as of July 21, 2011 (the “transfer date”), and transfers the OTS's functions to the OCC, the Board of Governors of the Federal Reserve System (Board), and the Federal Deposit Insurance Corporation (FDIC).</P>

        <P>Under Title III of the Dodd-Frank Act, all functions of the OTS relating to Federal savings associations and rulemaking authority for all savings associations are transferred to the OCC. All functions of the OTS relating to state-chartered savings associations (other than rulemaking) are transferred<PRTPAGE P="39475"/>to the FDIC. All functions of the OTS relating to supervision of savings and loan holding companies (including rulemaking) are transferred to the Board.</P>
        <HD SOURCE="HD1">Current Actions</HD>
        <P>On February 8, 2011, the OTS requested public comment (76 FR 7089)<SU>3</SU>
          <FTREF/>on its notice of intent to discontinue data collection and publication of the monthly median cost of funds index and related indices. The changes to savings associations' data reporting requirements will be effective January 31, 2012. At that time savings associations currently regulated by the OTS shall cease filing data used to calculate the MMCOF index. Further publication of the MMCOF, the QCOF, the SCOF, and other related cost of funds ratios currently published monthly in the COF Report shall cease as of January 31, 2012. The final COF Report shall be for the month of December 2011. Until the effective date of these changes, savings associations shall continue to file MMCOF data in the current manner using existing processes.</P>
        <FTNT>
          <P>
            <SU>3</SU>Link to 76 FR 7089:<E T="03">http://www.ots.treas.gov/_files/4830090.pdf</E>.</P>
        </FTNT>
        <P>The OTS received two comments regarding its notice of intent. One comment was from a bank/thrift trade association and the other comment was from a savings association. The bank/thrift trade association did not object to the proposed changes becoming effective as of January 31, 2012, but requested that “OTS provide guidance regarding converting ARM loans to an alternative index.” In particular, the bank/thrift trade association requested that the guidance “recognize situations where loan contracts might address circumstances where use of an alternative index may be necessary, as well as certain legacy ARM contracts that we understand may be silent or non-specific regarding such circumstances.”</P>
        <P>The other comment was from a savings association. The commenter noted that there are “numerous adjustable interest rate home loans including loans sold to the Federal National Mortgage Association (FNMA or Fannie Mae) and to the Federal Home Loan Mortgage Corporation (FHLMC or Freddie Mac) that use these indices.” The commenter expressed concern for the difficulty of consumers agreeing “on a substitution of indices as the cost of fund indices are generally considered to be a “lagging index” and stated it would be hard to replace that feature to the satisfaction of the consumer.</P>
        <HD SOURCE="HD1">Index Substitution</HD>
        <P>The Financial Institutions Reform, Recovery, and Enforcement Act of 1989, Public Law 101-73 (FIRREA), was enacted into law on August 9, 1989. Section 402(e)(4) of FIRREA requires the OTS to designate acceptable substitute indices should it discontinue publication of indices used for ARM rate adjustments. The Director of OTS must determine, after notice and opportunity for comment, that (A) the new indices are based upon data substantially similar to that of the original indices; and (B) the substitution of the new indices will result in an interest rate substantially similar to the rate in effect at the time the original index became unavailable. Any such substitute index may be substituted by the holder of any such adjustable rate mortgage instrument upon notice to the borrower.</P>
        <P>As described in the February 8, 2011 notice, the OTS analyzed the values and changes of 17 publicly available indices on a monthly basis from January 1990 through August 2010 to help designate acceptable substitute indices for the MMCOF, QCOF, and SCOF indices. The OTS compared the values and changes of the publicly available indices to those of the MMCOF, QCOF, and SCOF. Correlation coefficients<SU>4</SU>
          <FTREF/>were calculated for each publicly available index value to the MMCOF, QCOF, and SCOF.</P>
        <FTNT>
          <P>
            <SU>4</SU>The correlation coefficient is a single number that describes the degree of relationship between two variables. A perfect positive correlation (a correlation coefficient of +1) implies that as one index moves, either up or down, the other index will move in lockstep, in the same direction.</P>
        </FTNT>
        <P>The bank/thrift trade association noted that each of the indices identified have adequately high correlation with the OTS's COF indices and did not express a particular preference for one substitute over the others. The bank/thrift trade association's members consider the Monthly Treasury Average (MTA) index to be less suitable as a direct substitute because of recent changes in interest rate relationships resulting from monetary policy actions. The OTS agrees.</P>
        <P>The OTS also finds that the MTA is less of a lagging market index (LMI) than the 11th District COF or the Federal COF indices. Similarly, the National Average Contract Mortgage Rate index is less of an LMI than either of these COF indices.</P>
        <P>The bank/thrift trade association commented that the 11th District COF index has the strongest correlation to the OTS COF indices, but is not as well known outside the 11th Federal Home Loan Bank District as some other substitute indices that OTS analyzed. The OTS agrees with this comment. Further, the OTS notes that only Arizona, California, and Nevada savings associations that are members of the Federal Home Loan Bank of San Francisco are eligible to be considered for inclusion in this COF index. Thus, a limited number of savings associations in a limited geographic area participate in providing data for this index. Given that this is a weighted average index with a limited number of participating institutions, the resulting values can be skewed by a few very large institutions.</P>
        <P>The bank/thrift trade association noted that the Federal COF index is well known and highly correlated to the OTS's MMCOF, QCOF, and SCOF indices, but the future of the Federal COF index may depend on the outcome of reform of government-sponsored enterprises (GSEs), including Freddie Mac. The OTS believes that any reform of the GSEs would by necessity provide for either a continuation of the Federal COF or an acceptable substitute index to the Federal COF similar to FIRREA's provision for substitutes for the OTS's COF indices.</P>
        <P>The savings association commenter mentioned there may be a large volume of loans using the OTS COF indices that have been sold to FNMA and FHLMC. As described in the February 8, 2011 notice, the OTS analyzed the trends in savings associations' ARMs tied to LMIs and found the volumes of these ARMs declined precipitously over the past ten years to currently very low levels. Moreover, the OTS analyzed the usage and trends of various indices used to base rate adjustments for ARMs held by, or serviced by, lenders of all types throughout the United States from 1999 through 2010. This analysis, based on lenders of all types, confirmed the analysis based on savings association-specific data. For example, based on data analyzed from the CoreLogic/LoanPerformance Servicing Database,<SU>5</SU>
          <FTREF/>OTS found that less than 0.05 percent of the number and 0.01 percent of the balances of ARMs loans outstanding as of December 31, 2010, use the MMCOF for the index rate.</P>
        <FTNT>
          <P>
            <SU>5</SU>Data were calculated from the CoreLogic/LoanPerformance Servicing Database. The database includes 44.1 million active first mortgages for a total of $7.5 trillion active balances that are either held in portfolio as whole loans or securitized as of December 31, 2010. The data represent approximately 80 percent of outstanding first mortgages in the U.S.</P>
        </FTNT>

        <P>The savings association commenter also expressed concern about the difficulty of obtaining borrowers' consent to substitute indices proposed<PRTPAGE P="39476"/>by the holders of their mortgages. The OTS notes that, pursuant to FIRREA, substitute indices designated by the Director may be substituted by the holder of any such adjustable rate mortgage instrument upon notice to the borrower.</P>
        <P>Given the Federal COF index's close correlation with the indices to be terminated, and pursuant to the requirements of FIRREA, the OTS is designating the Federal COF index<SU>6</SU>
          <FTREF/>as an acceptable substitute index effective with the termination date of the discontinued indices. Further, the calculation of the Federal COF does not depend on a separate data collection from a limited amount of participants and is easily calculated.</P>
        <FTNT>
          <P>
            <SU>6</SU>Link to Federal COF index data:<E T="03">http://www.freddiemac.com/news/finance/cof_index.htm.</E>
          </P>
        </FTNT>
        <P>In summary, after considering the comments received on the notice of intent, the OTS will terminate the collection of data used to calculate and publish the MMCOF, the QCOF, the SCOF, and other related cost of funds ratios currently published monthly in the OTS's COF Report. Savings associations shall cease filing the MMCOF data after the December 31, 2011, report date. Until the effective date of these changes, savings associations shall continue to file MMCOF data in the current manner using existing processes.</P>
        <P>The holder of any adjustable rate mortgage instrument whose interest rate is adjusted based on the discontinued MMCOF, QCOF, and SCOF indices shall provide notice as soon as possible after publication of this termination notice to each affected borrower of the termination of such index.</P>
        <P>Holders of MMCOF adjustable rate mortgage instruments shall begin using the Federal COF index for the index rate at adjustment determination dates beginning after December 31, 2011. Holders of QCOF adjustable rate mortgage instruments shall begin using an index rate calculated as the average of the three monthly Federal COF index values that were published immediately previous to adjustment determination dates beginning after December 31, 2011. Holders of SCOF adjustable rate mortgage instruments shall begin using an index rate calculated as the average of the six monthly Federal COF index values that were published immediately previous to adjustment determination dates beginning after December 31, 2011.</P>
        <SIG>
          <DATED>Dated: June 29, 2011.</DATED>
          <NAME>John E. Bowman,</NAME>
          <TITLE>Acting Director, Office of Thrift Supervision.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-16809 Filed 7-5-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6720-01-P</BILCOD>
    </NOTICE>
  </NOTICES>
  <VOL>76</VOL>
  <NO>129</NO>
  <DATE>Wednesday, July 6, 2011</DATE>
  <UNITNAME>Rules and Regulations</UNITNAME>
  <NEWPART>
    <PTITLE>
      <PRTPAGE P="39477"/>
      <PARTNO>Part II</PARTNO>
      <AGENCY TYPE="P">Environmental Protection Agency</AGENCY>
      <CFR>40 CFR Parts 85, 86, and 600</CFR>
      <AGENCY TYPE="P">Department of Transportation</AGENCY>
      <SUBAGY>National Highway Traffic Safety Administration</SUBAGY>
      <HRULE/>
      <CFR>49 CFR Part 575</CFR>
      <TITLE>Revisions and Additions to Motor Vehicle Fuel Economy Label; Final Rule</TITLE>
    </PTITLE>
    <RULES>
      <RULE>
        <PREAMB>
          <PRTPAGE P="39478"/>
          <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
          <CFR>40 CFR Parts 85, 86, and 600</CFR>
          <AGENCY TYPE="O">DEPARTMENT OF TRANSPORTATION</AGENCY>
          <SUBAGY>National Highway Traffic Safety Administration</SUBAGY>
          <CFR>49 CFR Part 575</CFR>
          <DEPDOC>[EPA-HQ-OAR-2009-0865; FRL-9315-1; NHTSA-2010-0087]</DEPDOC>
          <RIN>RIN 2060-AQ09; RIN 2127-AK73</RIN>
          <SUBJECT>Revisions and Additions to Motor Vehicle Fuel Economy Label</SUBJECT>
          <AGY>
            <HD SOURCE="HED">AGENCY:</HD>
            <P>Environmental Protection Agency (EPA) and National Highway Traffic Safety Administration (NHTSA), DOT.</P>
          </AGY>
          <ACT>
            <HD SOURCE="HED">ACTION:</HD>
            <P>Final rule.</P>
          </ACT>
          <SUM>
            <HD SOURCE="HED">SUMMARY:</HD>
            <P>The Environmental Protection Agency (EPA) and the National Highway Traffic Safety Administration (NHTSA) are issuing a joint final rule establishing new requirements for the fuel economy and environment label that will be posted on the window sticker of all new automobiles sold in the U.S. The labeling requirements apply for model year 2013 and later vehicles with a voluntary manufacturer option for model year 2012. The labeling requirements apply to passenger cars, light-duty trucks, and medium duty passenger vehicles such as larger sport-utility vehicles and vans. The redesigned label provides expanded information to American consumers about new vehicle fuel economy and fuel consumption, greenhouse gas and smog-forming emissions, and projected fuel costs and savings, and also includes a smartphone interactive code that permits direct access to additional Web resources. Specific label designs are provided for gasoline, diesel, ethanol flexible fuel, compressed natural gas, electric, plug-in hybrid electric, and hydrogen fuel cell vehicles. This rulemaking is in response to provisions in the Energy Independence and Security Act of 2007 that imposed several new labeling requirements and new advanced-technology vehicles entering the market. NHTSA and EPA believe that these changes will help consumers to make more informed vehicle purchase decisions, particularly as the future automotive marketplace provides more diverse vehicle technologies from which consumers may choose. These new label requirements do not affect the methodologies that EPA uses to generate consumer fuel economy estimates, or the automaker compliance values for NHTSA's corporate average fuel economy and EPA's greenhouse gas emissions standards. This action also finalizes a number of technical corrections to EPA's light-duty greenhouse gas emission standards program.</P>
          </SUM>
          <EFFDATE>
            <HD SOURCE="HED">DATES:</HD>
            <P>This final rule is effective on September 6, 2011. The incorporation by reference of certain publications listed in this regulation is approved by the Director of the Federal Register as of September 6, 2011.</P>
          </EFFDATE>
          <ADD>
            <HD SOURCE="HED">ADDRESSES:</HD>

            <P>EPA and NHTSA have established dockets for this action under Docket ID No. EPA-HQ-OAR-2009-0865 and NHTSA-2010-0087, respectively. All documents in the docket are listed on the<E T="03">http://www.regulations.gov</E>Web site. Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>confidential business information (CBI) or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically through<E T="03">http;//www.regulations.gov</E>or in hard copy at the following locations:<E T="03">EPA:</E>EPA Docket Center (EPA/DC), EPA West, Room 334, 1301 Constitution Ave., NW., Washington, DC. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744.<E T="03">NHTSA:</E>NHTSA: Docket Management Facility, M-30, U.S. Department of Transportation, West Building, Ground Floor, Rm. W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590. The Docket Management Facility is open between 9 a.m. and 5 p.m. Eastern Time, Monday through Friday, except Federal holidays.</P>
          </ADD>
          <FURINF>
            <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
            <P>
              <E T="03">EPA:</E>Lisa Snapp, Office of Transportation and Air Quality, Transportation and Climate Division, Environmental Protection Agency, 2000 Traverwood Drive, Ann Arbor, MI 48105; telephone number: 734-214-4282; fax number: 734-214-4958; e-mail address:<E T="03">snapp.lisa@epa.gov.</E>
            </P>
            <P>
              <E T="03">DOT/NHTSA:</E>Rebecca Yoon, Office of Chief Counsel, National Highway Traffic Safety Administration, 1200 New Jersey Avenue, SE., Washington, DC 20590. Telephone: (202) 366-2992.</P>
          </FURINF>
        </PREAMB>
        <SUPLINF>
          <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
          <HD SOURCE="HD1">A. Does this action apply to me?</HD>
          <P>This action affects companies that manufacture or sell new light-duty vehicles, light-duty trucks, and medium-duty passenger vehicles, as defined under EPA's CAA regulations,<SU>1</SU>
            <FTREF/>and passenger automobiles (passenger cars) and non-passenger automobiles (light trucks) as defined under NHTSA's CAFE regulations.<SU>2</SU>
            <FTREF/>Regulated categories and entities include:</P>
          <FTNT>
            <P>
              <SU>1</SU>“Light-duty vehicle,” “light-duty truck,” and “medium-duty passenger vehicle” are defined in 40 CFR 86.1803-01. Generally, the term “light-duty vehicle” means a passenger car, the term “light-duty truck” means a pick-up truck, sport-utility vehicle, or minivan of up to 8,500 lbs gross vehicle weight rating, and “medium-duty passenger vehicle” means a sport-utility vehicle or passenger van from 8,500 to 10,000 lbs gross vehicle weight rating. Medium-duty passenger vehicles do not include pick-up trucks.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>2</SU>“Passenger car” and “light truck” are defined in 49 CFR Part 523.</P>
          </FTNT>
          <GPOTABLE CDEF="s50,xs32,r100" COLS="3" OPTS="L2,tp0,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">Category</CHED>
              <CHED H="1">NAICS codes<SU>A</SU>
              </CHED>
              <CHED H="1">Examples of potentially regulated entities</CHED>
            </BOXHD>
            <ROW>
              <ENT I="01">Industry</ENT>
              <ENT>336111</ENT>
              <ENT>Motor vehicle manufacturers.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>336112</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Industry</ENT>
              <ENT>811112</ENT>
              <ENT>Commercial importers of vehicles and vehicle components.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>811198</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>423110</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Industry</ENT>
              <ENT>336211</ENT>
              <ENT>Stretch limousine manufacturers and hearse manufacturers.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Industry</ENT>
              <ENT>441110</ENT>
              <ENT>Automobile dealers.</ENT>
            </ROW>
            <TNOTE>
              <SU>A</SU>North American Industry Classification System (NAICS).</TNOTE>
          </GPOTABLE>
          <PRTPAGE P="39479"/>

          <P>This list is not intended to be exhaustive, but rather provides guidance on entities likely to be regulated by this action. To determine whether particular activities may be regulated by this action, you should carefully examine the regulations. You may direct questions regarding the applicability of this action to the person listed in<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
          <HD SOURCE="HD1">Table of Contents</HD>
          <EXTRACT>
            <FP SOURCE="FP-2">I. Overview of Joint EPA/NHTSA New Vehicle Labels</FP>
            <FP SOURCE="FP1-2">A. Description of the Proposal</FP>
            <FP SOURCE="FP1-2">B. Description of the Action</FP>
            <FP SOURCE="FP1-2">C. Rationale for Revising the Label</FP>
            <FP SOURCE="FP1-2">D. Market Research</FP>
            <FP SOURCE="FP-2">II. Statutory Provisions and Legal Authority</FP>
            <FP SOURCE="FP1-2">A. Energy Policy and Conservation Act (EPCA)</FP>
            <FP SOURCE="FP1-2">B. Energy Independence and Security Act (EISA)</FP>
            <FP SOURCE="FP-2">III. Public Participation and Comment</FP>
            <FP SOURCE="FP1-2">A. Energy Metrics</FP>
            <FP SOURCE="FP1-2">B. Rating Systems</FP>
            <FP SOURCE="FP1-2">C. Form of the Ratings</FP>
            <FP SOURCE="FP1-2">D. Fuel Economy and Greenhouse Gas Rating Methodology</FP>
            <FP SOURCE="FP1-2">E. Upstream GHGs</FP>
            <FP SOURCE="FP1-2">F. Smog Rating</FP>
            <FP SOURCE="FP1-2">G. Fuel Costs and Savings</FP>
            <FP SOURCE="FP1-2">H. Range and Charge Time</FP>
            <FP SOURCE="FP1-2">I. Web Site and QR Code</FP>
            <FP SOURCE="FP1-2">J. Color</FP>
            <FP SOURCE="FP1-2">K. Lead Time</FP>
            <FP SOURCE="FP1-2">L. Harmonization With Other Labels</FP>
            <FP SOURCE="FP1-2">M. Electric and Plug-in Hybrid Electric Vehicle Test Procedures</FP>
            <FP SOURCE="FP1-2">N. Utility Factors</FP>
            <FP SOURCE="FP-2">IV. Final Label Designs and Format</FP>
            <FP SOURCE="FP1-2">A. Label Size and Border</FP>
            <FP SOURCE="FP1-2">B. Upper Box</FP>
            <FP SOURCE="FP1-2">C. Lower Box</FP>
            <FP SOURCE="FP1-2">D. Example Labels</FP>
            <FP SOURCE="FP-2">V. Additional Related EPA Actions</FP>
            <FP SOURCE="FP1-2">A. Comparable Class Categories</FP>
            <FP SOURCE="FP1-2">B. Miscellaneous Amendments and Corrections</FP>
            <FP SOURCE="FP-2">VI. Impacts of Final Rule</FP>
            <FP SOURCE="FP1-2">A. Costs Associated With This Rule</FP>
            <FP SOURCE="FP1-2">B. Impact of Requiring One Label To Meet EPCA/EISA</FP>
            <FP SOURCE="FP1-2">C. Benefits of Label Changes</FP>
            <FP SOURCE="FP1-2">D. Summary of Costs and Benefits</FP>
            <FP SOURCE="FP-2">VII. Statutory Authority and Executive Order Reviews</FP>
            <FP SOURCE="FP1-2">A. Relationship of EPA's Requirements With Other Statues and Regulations</FP>
            <FP SOURCE="FP1-2">B. Statutory and Executive Order Reviews</FP>
          </EXTRACT>
          <HD SOURCE="HD1">List of Acronyms and Abbreviations</HD>
          <FP SOURCE="FP-1">A/CAir Conditioning</FP>
          <FP SOURCE="FP-1">ACAlternating Current</FP>
          <FP SOURCE="FP-1">AIDAAutomobile Information Disclosure Act</FP>
          <FP SOURCE="FP-1">BTUBritish Thermal Units</FP>
          <FP SOURCE="FP-1">CAAClean Air Act</FP>
          <FP SOURCE="FP-1">CAFECorporate Average Fuel Economy</FP>
          <FP SOURCE="FP-1">ARBCalifornia Air Resources Board</FP>
          <FP SOURCE="FP-1">CBIConfidential Business Information</FP>
          <FP SOURCE="FP-1">CDCharge Depleting</FP>
          <FP SOURCE="FP-1">CFRCode of Federal Regulations</FP>
          <FP SOURCE="FP-1">CH<E T="52">4</E>Methane</FP>
          <FP SOURCE="FP-1">CNGCompressed Natural Gas</FP>
          <FP SOURCE="FP-1">COCarbon Monoxide</FP>
          <FP SOURCE="FP-1">CO<E T="52">2</E>Carbon Dioxide</FP>
          <FP SOURCE="FP-1">CREECarbon-related Exhaust Emissions</FP>
          <FP SOURCE="FP-1">CSCharge Sustaining</FP>
          <FP SOURCE="FP-1">DOEDepartment of Energy</FP>
          <FP SOURCE="FP-1">DOTDepartment of Transportation</FP>
          <FP SOURCE="FP-1">E85A mixture of 85% ethanol and 15% gasoline</FP>
          <FP SOURCE="FP-1">EISAEnergy Independence and Security Act of 2007</FP>
          <FP SOURCE="FP-1">EOExecutive Order</FP>
          <FP SOURCE="FP-1">EPAEnvironmental Protection Agency</FP>
          <FP SOURCE="FP-1">EPCAEnergy Policy and Conservation Act</FP>
          <FP SOURCE="FP-1">EPLEnvironmental Performance Label</FP>
          <FP SOURCE="FP-1">EREVExtended Range Electric Vehicle</FP>
          <FP SOURCE="FP-1">EVElectric Vehicle</FP>
          <FP SOURCE="FP-1">FCVFuel Cell Vehicle</FP>
          <FP SOURCE="FP-1">FEFuel Economy</FP>
          <FP SOURCE="FP-1">FFVFlexible Fuel Vehicle</FP>
          <FP SOURCE="FP-1">FTCFederal Trade Commission</FP>
          <FP SOURCE="FP-1">FTPFederal Test Procedure</FP>
          <FP SOURCE="FP-1">GHGGreenhouse Gas</FP>
          <FP SOURCE="FP-1">GVWRGross Vehicle Weight Rating</FP>
          <FP SOURCE="FP-1">HCHOFormaldehyde</FP>
          <FP SOURCE="FP-1">HEVHybrid Electric Vehicle</FP>
          <FP SOURCE="FP-1">HFCHydrofluorocarbon</FP>
          <FP SOURCE="FP-1">HFETHighway Fuel Economy Test</FP>
          <FP SOURCE="FP-1">ICIIndependent Commercial Importer</FP>
          <FP SOURCE="FP-1">ITInformation Technology</FP>
          <FP SOURCE="FP-1">ICRInformation Collection Request</FP>
          <FP SOURCE="FP-1">LEV IILow Emitting Vehicle II</FP>
          <FP SOURCE="FP-1">LEV II opt 1Low Emitting Vehicle II, option 1</FP>
          <FP SOURCE="FP-1">MDPVMedium Duty Passenger Vehicle</FP>
          <FP SOURCE="FP-1">MPGMiles per Gallon</FP>
          <FP SOURCE="FP-1">MPGeMiles per Gallon equivalent</FP>
          <FP SOURCE="FP-1">MYModel Year</FP>
          <FP SOURCE="FP-1">N<E T="52">2</E>ONitrous Oxide</FP>
          <FP SOURCE="FP-1">NAICSNorth American Industry Classification System</FP>
          <FP SOURCE="FP-1">NCAPNew Car Assessment Program</FP>
          <FP SOURCE="FP-1">NECNet Energy Change</FP>
          <FP SOURCE="FP-1">NHTSANational Highway Traffic Safety Administration</FP>
          <FP SOURCE="FP-1">NMOGNon-methane Organic Gases</FP>
          <FP SOURCE="FP-1">NO<E T="52">X</E>Oxides of Nitrogen</FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
          <FP SOURCE="FP-1">NTTAANational Technology Transfer and Advancement Act of 1995</FP>
          <FP SOURCE="FP-1">O&amp;MOperations and Maintenance</FP>
          <FP SOURCE="FP-1">OCROptical Character Recognition</FP>
          <FP SOURCE="FP-1">OMBOffice of Management and Budget</FP>
          <FP SOURCE="FP-1">PEFPetroleum Equivalency Factor</FP>
          <FP SOURCE="FP-1">PHEVPlug-in Hybrid Electric Vehicle</FP>
          <FP SOURCE="FP-1">PMParticulate Matter</FP>
          <FP SOURCE="FP-1">PZEVPartial Zero-Emissions Vehicle</FP>
          <FP SOURCE="FP-1">R<E T="52">CDA</E>Actual Charge Depleting Range</FP>
          <FP SOURCE="FP-1">RESSRechargeable Energy Storage System</FP>
          <FP SOURCE="FP-1">RFARegulatory Flexibility Act</FP>
          <FP SOURCE="FP-1">SAESociety of Automotive Engineers</FP>
          <FP SOURCE="FP-1">SAFETEA-LUSafe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users</FP>
          <FP SOURCE="FP-1">SBASmall Business Administration</FP>
          <FP SOURCE="FP-1">SFTPSupplemental Federal Test Procedure</FP>
          <FP SOURCE="FP-1">SOCState-of-Charge</FP>
          <FP SOURCE="FP-1">SULEV IISuper Ultra Low Emission Vehicles II</FP>
          <FP SOURCE="FP-1">SUVSport Utility Vehicle</FP>
          <FP SOURCE="FP-1">UDDSUrban Dynamometer Driving Schedule</FP>
          <FP SOURCE="FP-1">UFUtility Factor</FP>
          <FP SOURCE="FP-1">ULEV IIUltra Low Emission Vehicles II</FP>
          <FP SOURCE="FP-1">UMRAUnfunded Mandates Reform Act</FP>
          <FP SOURCE="FP-1">ZEVZero Emission Vehicle</FP>
          <HD SOURCE="HD1">I. Overview</HD>
          <HD SOURCE="HD2">A. Description of the Proposal</HD>
          <P>EPA and NHTSA co-proposed two label designs, each meeting statutory requirements and relying on the same underlying data, but differing in how the data were presented.<SU>3</SU>
            <FTREF/>Label 1 utilized a vertical layout that featured a prominent letter grade to communicate the overall greenhouse gas emissions (and fuel economy, which is inversely proportional to GHG emissions for gasoline vehicles), along with projected five-year fuel cost or savings relative to the average new vehicle; fuel economy and annual fuel cost information was retained but displayed much less prominently. Label 2 was more similar to the traditional design and layout of the label and retained the current label's focus on fuel economy values and annual fuel cost projections, with the addition of environmental information in a less prominent position. The agencies also sought comment on an alternative Label 3 that retained the more traditional layout of Label 2 but used different graphical approaches.</P>
          <FTNT>
            <P>
              <SU>3</SU>75 FR 58078, September 23, 2010.</P>
          </FTNT>
          <HD SOURCE="HD2">B. Description of the Action</HD>

          <P>This final rule requires that a revised fuel economy and environmental label be affixed to all new automobiles sold in the U.S. starting with the 2013 model year and optionally for the remaining portion of the 2012 model year. The agencies heard a wide range of viewpoints and considered a wealth of input from market research, an expert panel, hearings, and public comments in deciding on the final label design and content. We also consulted with ARB with the intention of harmonizing labels that address vehicle environmental performance. The agencies have chosen to require a label that combines the cost-saving element of Label 1 and the GHG rating of Label 3 with key elements of the co-proposed Label 2, using a single additional color besides black and white.<PRTPAGE P="39480"/>
          </P>
          <P>Labels are being required for seven different vehicle technologies: Gasoline, diesel, ethanol flexible fuel vehicles (FFV), compressed natural gas vehicles (CNG), battery electric vehicles (EV), fuel cell vehicles (FCV), and plug-in hybrid electric vehicles (PHEV). The final fuel economy and environment labels retain many of the attributes of the existing fuel economy label; specifically: Estimated annual fuel cost; city, highway, and combined MPG; and fuel economy relative to other vehicles in the same class will remain on the label, although their relative prominence is revised to create space for new features. Vehicles run on liquid fuels will display MPG, while vehicles run on other fuel types will display gasoline-energy equivalent MPG (or MPGe). Test procedures and methodologies for determining label values remain unchanged from proposal. This rulemaking action also requires fuel economy and emissions certification test procedure and calculation methodologies for electric and plug-in hybrid electric vehicles, essentially codifying the procedures that have been in use under EPA's general authority to develop procedures for technologies not specifically discussed in the regulations.</P>
          <P>New label features include a vehicle fuel type identifier in the upper right corner, fuel consumption (the inverse of fuel economy), a fuel economy and greenhouse gas rating relative to all new vehicles, the vehicle's carbon dioxide emissions in grams per mile, the projected five-year fuel costs or savings of this vehicle compared to the average new vehicle, and an environmental rating for smog-forming pollutants. The vehicle's projected range when fully fueled will be required on dedicated alternative fuel vehicles such as compressed natural gas vehicles and battery electric vehicles, and also plug-in hybrid electric vehicles, and can be included at the manufacturer's discretion on flexible fuel vehicles, such as those that are E85-capable. This optional inclusion could potentially eliminate the need for manufacturers to apply a separate FTC-required Alternative Fuel Label, pending a formal decision by FTC. For vehicles that use an external electricity source, charge time at 220-240 V (or optionally at 120 V) will also be shown. Several features of the design of the label differ from the current labels, such as the removal of the large image of a fuel pump, the blocking of the label into various defined areas, and the name on the label, as well as other design changes.</P>

          <P>Plug-in hybrid electric vehicle labels will reflect energy use during operation when the battery is fully charged (in this mode, some PHEVs operate on electricity only and others operate on both electricity and gasoline) and when the battery is not providing any assistance (the PHEV operates exclusively on gasoline or other non-electricity fuel). As with labels for other technologies, PHEV labels will feature a prominent MPG or MPGe metric, as well as fuel consumption values based on units of purchased fuel; for PHEV labels, these values will be presented for each operating mode. Several values on the label—fuel costs and savings, MPGe relative to other vehicles, carbon dioxide emissions in grams per mile, and the ratings—will be based on assumptions of the relative use of the two fuels, using a standard utility factor approach. For further information on utility factors, please see section III.N. PHEVs which do not operate in blended mode (<E T="03">i.e.,</E>using both electricity and gasoline) will show range on electricity only (all electric range), PHEVs which do operate in blended mode will show the range for that mode, and all PHEVs will show total vehicle range for all fuels. Finally, charge time will be displayed as on electric vehicles.</P>
          <P>The final label for gasoline-fueled vehicles is illustrated in Figure I-1. Discussion of the placement of specific label elements, along with illustrations of the labels for other vehicle technologies and fuel types, can be found in Section IV, along with information on where to find and view full color versions of the labels.</P>
          <GPH DEEP="296" SPAN="3">
            <GID>ER06JY11.000</GID>
          </GPH>
          <PRTPAGE P="39481"/>
          <HD SOURCE="HD2">C. Rationale for Revising the Label</HD>
          <P>This joint final rule by EPA and NHTSA represents the most significant overhaul of the Federal government's fuel economy label or “sticker” since its inception over 30 years ago.</P>
          <P>The current fuel economy label required by EPA on all new passenger cars, light-duty trucks, and medium-duty passenger vehicles focuses on city and highway fuel economy values in units of MPG, a comparison of the vehicle's combined city/highway fuel economy to a range of comparable vehicles, and estimated annual fuel cost. This final rule expands the current fuel economy label to a more comprehensive fuel economy and environment label that includes additional information related to vehicle fuel consumption, GHG and smog-forming emissions, and fuel costs or savings over a 5-year period relative to the average vehicle, a smartphone interactive code that links to a Web site for more detailed information and options for direct vehicle comparisons, and additional information for advanced technology vehicles such as driving range and battery charge time. Label designs for gasoline, diesel, ethanol flexible fuel, compressed natural gas, electric, plug-in hybrid electric, and hydrogen fuel cell vehicles are shown and discussed in section IV.</P>
          <P>NHTSA and EPA are undertaking this joint final rule for several reasons.</P>
          <P>First, both agencies have statutory responsibilities with respect to vehicle labels. This final rule satisfies each agency's statutory responsibilities in a manner that maximizes usefulness for the consumer, while avoiding unnecessary burden on the manufacturers who prepare the vehicle labels. The Energy Policy and Conservation Act (EPCA) of 1975<SU>4</SU>
            <FTREF/>mandated that auto manufacturers label all new automobiles pursuant to EPA requirements,<SU>5</SU>
            <FTREF/>which EPA adopted beginning in model year 1977. As amended, EPCA requires that labels shall contain the following information:</P>
          <FTNT>
            <P>
              <SU>4</SU>Pub. L. 94-163.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>5</SU>49 U.S.C. 32908(b).</P>
          </FTNT>
          <P>(1) The fuel economy of the automobile;</P>
          <P>(2) the estimated annual fuel cost of operating the automobile;</P>
          <P>(3) the range of fuel economy of comparable vehicles of all manufacturers;</P>
          <P>(4) a statement that a booklet is available from the dealer to assist in making a comparison of fuel economy of other automobiles manufactured by all manufacturers in that model year;</P>
          <P>(5) the amount of the automobile fuel efficiency tax (“gas guzzler tax”) imposed on the sale of the automobile under section 4064 of the Internal Revenue Code of 1986 (26 U.S.C. 4064); and</P>
          <P>(6) other information required or authorized by the EPA Administrator that is related to the information required by (1) through (4) above.<SU>6</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>6</SU>49 U.S.C. 32908(b).</P>
          </FTNT>
          <P>In the Energy Independence and Security Act (EISA) of 2007,<SU>7</SU>
            <FTREF/>Congress required that NHTSA, in consultation with EPA and the Department of Energy (DOE), establish regulations to implement several new labeling requirements for new automobiles.<SU>8</SU>
            <FTREF/>NHTSA was required to develop a label program for new automobiles with information reflecting an automobile's performance with respect to fuel economy and greenhouse gas and other emissions over the useful life of the automobile based on criteria provided by EPA.<SU>9</SU>
            <FTREF/>NHTSA was also tasked with developing a rating system, based on EPA criteria, that would help consumers easily compare the fuel economy and greenhouse gas and other emissions of automobiles at the point of purchase, including designations of automobiles with the lowest GHG emissions over the useful life of the vehicles and the highest fuel economy.<SU>10</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>7</SU>Pub. L. 110-140.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>8</SU>EISA Sec. 108, codified at 49 U.S.C. 32908(g).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>9</SU>49 U.S.C. 32908(g)(1)(a)(i).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>10</SU>49 U.S.C. 32908(g)(1)(a)(ii).</P>
          </FTNT>
          <P>Second, NHTSA and EPA believe that a single, coordinated fuel economy and environment label is the most appropriate way to meet the statutory requirements described above. The agencies believe that a single, joint label is preferable to a separate label addressing the new EISA requirements that could contain duplicative and overlapping information with the current fuel economy label, causing consumer confusion and imposing unnecessary burden on the manufacturers.<SU>11</SU>
            <FTREF/>In addition, the agencies have consulted with other agencies (Federal and State) that currently require labels relating to vehicle fuel use or environmental performance, and have designed the new EPA/NHTSA fuel economy and environment label to maximize the potential that it might also satisfy some of the vehicle labeling requirements of the California Air Resources Board and the Federal Trade Commission, which could further reduce consumer confusion and manufacturer burden resulting from the presence of multiple labels on new automobiles. By including information on GHG emissions and fuel economy, this rule continues EPA's and NHTSA's recent efforts at harmonizing our regulatory requirements, such as the joint rulemaking that established harmonized Federal GHG emissions and corporate average fuel economy (CAFE) standards for new cars, light-duty trucks, and medium-duty passenger vehicles for model years 2012-2016.<SU>12</SU>
            <FTREF/>This effort at harmonization is consistent with the requirements of Executive Order 13563, section 3, which specifically draws attention to the risk of “redundant, inconsistent, or overlapping requirements,” and which directs agencies to reduce costs by “simplifying and harmonizing rules.”</P>
          <FTNT>
            <P>
              <SU>11</SU>The agencies also raised the issue of the upcoming labeling requirements in the joint rulemaking for MYs 2012-2016 CAFE and GHG standards for light-duty vehicles, 75 FR 25324 (May 7, 2010).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>12</SU>75 FR 25324, May 7, 2010.</P>
          </FTNT>
          <P>Third, the agencies believe this is an opportune time to revise the label given the likelihood of a much more diverse vehicle technology marketplace in the near future that will require different label content to inform consumers of the capabilities of these new technologies. Since the fuel economy label was first established by EPA in 1977, over 99 percent of all new cars and light-duty trucks have been conventional, internal-combustion engine vehicles that run on petroleum-based fuels (or a liquid fuel blend dominated by petroleum). When manufacturers occasionally marketed a non-conventional technology, such as a compressed natural gas (CNG) vehicle, EPA generally addressed labels for new technology vehicles on a case-by-case basis.</P>
          <P>Over the next several model years, however, the agencies expect to see increasing numbers of advanced technology vehicles entering the marketplace. By 2012, it is expected that there will be at least one original equipment manufacturer offering of a CNG vehicle, an electric vehicle (EV) and a plug-in hybrid electric vehicle (PHEV) with nationwide availability.<SU>13</SU>
            <FTREF/>
            <PRTPAGE P="39482"/>In the next few years, it is highly likely that there will be many more advanced technology vehicles offered for general sale, possibly including fuel cell vehicles (FCV) as well. The agencies believe that it is better to have a single unified approach for these advanced technology vehicle labels,<SU>14</SU>
            <FTREF/>rather than addressing them on a case-by-case basis. This final rule specifically provides example labels for gasoline vehicles, diesel vehicles, ethanol flexible fuel vehicles, CNG vehicles, EVs, PHEVs,<SU>15</SU>

            <FTREF/>and hydrogen FCVs. Communicating the energy and environmental performance of some of these advanced technologies can be challenging. For example, PHEVs use two fuels, with blended PHEV designs using the two fuels simultaneously. The two fuels—gasoline and electricity—are very different in many respects, and consumer behavior can have a large impact on PHEV energy and environmental performance (<E T="03">e.g.,</E>the relative use of electricity and gasoline can vary greatly depending on the miles driven between battery charges as well as the frequency of battery charging). These technical complexities could lead to significant consumer confusion when multiple advanced technology vehicles begin to compete in the marketplace. We have tried to design the new labels to reduce the confusion and allow consumers to make more informed vehicle purchase decisions. The agencies expect to refine advanced technology vehicle labels over time as we have done with conventional vehicle labels. We also acknowledge the potential for other advanced technology vehicles to enter the marketplace in the future and, as we have historically done, will adapt the labels as needed to accommodate emerging technologies.</P>
          <FTNT>
            <P>

              <SU>13</SU>Honda has sold a dedicated CNG Civic in selected states for several years, and has announced plans to expand sales to the rest of the U.S. later this year—see “2012 Honda Civic Concepts,” Michael Harley, January 11, 2011, last accessed on March 15, 2011 at<E T="03">http://www.vehix.com/articles/auto-previews—trends/2012-honda-civic-concepts;</E>Nissan began limited deliveries of its LEAF EV in December 2010 and plans to expand availability to the rest of the country in 2012—see “Nissan Delivers Hawaii's First 100% Electric Nissan LEAF,” January 31, 2011, last accessed on March 15, 2011 at<E T="03">http://www.nissanusa.com/leaf-electric-car/index?intcmp=home_ev_micro.Promo.Homepage.Home.P1#/leaf-electric-car/news/press-releases;</E>the luxury Tesla Roadster EV is also<PRTPAGE/>on the U.S. market—see<E T="03">http://www.teslamotors.com/roadster</E>, last accessed on March 15, 2011; Chevrolet introduced the Volt PHEV in December 2010 and plans to expand to nationwide availability later this year—see “Curious About Chevy Volt Availability?”, Andrew Bornhop, February 2, 2011, last accessed on March 15, 2011 at<E T="03">http://blog.roadandtrack.com/curious-about-chevy-volt-availability/.</E>
            </P>
          </FTNT>
          <FTNT>
            <P>
              <SU>14</SU>The agencies do not claim that every advanced technology vehicle label is or will be exactly the same, that is not always possible due to unique vehicle designs and/or fuel properties, rather that the overall approach to advanced technology labels is consistent.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>15</SU>Plug-in hybrid electric vehicles entail a family of different engineering approaches, and will continue to evolve based on technology maturation and consumer preferences. In Section IV, two basic PHEV label designs are provided that reflect current PHEV energy management strategies and the resultant operating modes. In the future, labels will be tailored to accommodate the operating modes specific to new PHEV designs as they are introduced into the market.</P>
          </FTNT>
          <P>Finally, the agencies believe these new labeling requirements will improve the presentation of relevant information to consumers and thus promote more informed choices, and that the new requirements fit well with current consumer interests and potential changes in coming years. Based on projections from the U.S. Energy Information Administration that future inflation-adjusted gasoline prices will increase over coming decades due to global economic growth and oil demand, we expect that it is likely that consumer interest in fuel economy will continue to grow over time.<SU>16</SU>
            <FTREF/>Manufacturers are providing more high fuel economy vehicle offerings, and one manufacturer is now including fuel economy information in its monthly sales reports.<SU>17</SU>
            <FTREF/>In addition, providing information on environmental performance can help people who value this kind of information to make a more informed choice among different vehicles.</P>
          <FTNT>
            <P>

              <SU>16</SU>Annual Energy Outlook 2010, Department of Energy, Energy Information Administration, DOE/EIA-0383 (2010), May 11, 2010, available at<E T="03">http://www.eia.doe.gov/oiaf/aeo/index.html.</E>
            </P>
          </FTNT>
          <FTNT>
            <P>

              <SU>17</SU>“A Magic Mark: As Fuel Prices Rise, Shoppers Can Get High MPG Without Sticker Shock,” Rich Kranz, Automotive News, March 28, 2011, which projects that by Fall 2011 there could be ten conventional gasoline,<E T="03">i.e.,</E>non-hybrid, models with EPA highway ratings of 40 mpg or more; the automaker Hyundai recently began monthly reporting of vehicle sales with 40 mpg EPA highway fuel economy ratings as well as sales-weighted corporate average fuel economy data (see “Hyundai Motor America Begins Voluntary Monthly Fuel Economy Reporting,'' February 3, 2011, last accessed on March 15, 2011 at<E T="03">http://www.hyundaiusa.com/about-hyundai/news/Corporate_Fuel_economy_Reporting_release-20110203.aspx</E>).</P>
          </FTNT>
          <P>The new labels also have the potential to help consumers learn about fuel economy and vehicle emissions, and informed consumers may decide to place more weight on fuel economy and vehicle emissions for economic or environmental reasons. In this domain, consumers' tastes and values change over time. Of course, individual consumers will always determine the relative priority of fuel economy and environmental considerations vis-a-vis the many factors that go into a new vehicle purchase decision.</P>
          <HD SOURCE="HD2">D. Market Research</HD>
          <P>As discussed above, the fuel economy and environment label must contain certain pieces of information by statute and may also contain other pieces of related information EPA considers helpful to consumers. Given that all of the label information should be presented so as to maximize usefulness and minimize confusion for the consumer, EPA and NHTSA embarked upon a consumer research program.</P>
          <P>When EPA last redesigned the fuel economy label in 2006, consumer research was valuable in helping to inform the development of that label.<SU>18</SU>
            <FTREF/>Since this final rule addresses important new elements being added to the existing label as well as new labels for advanced technology vehicles, EPA and NHTSA conducted more comprehensive research than that undertaken in 2006 to help inform the final label content and design. Our research program included a review of literature on the vehicle buying process,<SU>19</SU>
            <FTREF/>three sets of consumer focus groups and a day-long facilitated consultation with an expert panel that helped inform the development of the proposed label designs, and an Internet survey to test the proposed labels with a wider audience.</P>
          <FTNT>
            <P>
              <SU>18</SU>The current label was redesigned and implemented for model year (MY) 2008 vehicles. See 71 FR 77871-77969 (December 27, 2006).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>19</SU>Environmental Protection Agency Fuel Economy Label: Literature Review, EPA420-R-10-906, August 2010.</P>
          </FTNT>
          <P>Focus groups were held beginning in late February through May 2010 in four cities: Charlotte, Houston, Chicago, and Seattle. Overall, 32 focus groups were convened with a total of 256 participants. The focus groups were valuable in helping us to identify individual metrics that consumers wanted to see on labels as well as effective label designs. Overall, focus groups indicated that redesigned labels should:</P>
          
          <FP SOURCE="FP-1">• Create an immediate first impression for consumers</FP>
          <FP SOURCE="FP-1">• Be easy to read and understand quickly</FP>
          <FP SOURCE="FP-1">• Clearly identify vehicle technology (<E T="03">e.g.,</E>gasoline, electric, plug-in hybrid)</FP>
          <FP SOURCE="FP-1">• Utilize color</FP>
          <FP SOURCE="FP-1">• Chunk information to allow people to deal with “more information”</FP>
          <FP SOURCE="FP-1">• Be consistent in content and design across technologies</FP>
          <FP SOURCE="FP-1">• Allow for comparison across technologies</FP>
          <FP SOURCE="FP-1">• Make it easy to identify the most fuel efficient and environmentally friendly vehicles<SU>20</SU>
            <FTREF/>
          </FP>
          <FTNT>
            <P>
              <SU>20</SU>Environmental Protection Agency Fuel Economy Label: Phase 1 Focus Groups, EPA420-R-10-903, August 2010; Environmental Protection Agency Fuel Economy Label: Phase 2 Focus Groups, EPA420-R-10-904, August 2010; and Environmental Protection Agency Fuel Economy Label: Phase 3 Focus Groups, EPA420-R-10-905, August 2010.</P>
          </FTNT>
          

          <P>Following the focus group research, we convened an expert panel for a one-day consultation on June 9, 2010, in Washington, DC. The expert panel provided individual feedback on the draft label designs we developed based on key findings from the focus groups.<PRTPAGE P="39483"/>We also asked the panel to assist us in identifying additional opportunities and strategies to provide information to consumers to help them assess the costs, emissions, and energy efficiency of different vehicles. The experts came from a variety of fields such as advertising and product development and were chosen because they had led successful national efforts to introduce new products or had spearheaded successful national educational campaigns.<SU>21</SU>
            <FTREF/>After viewing the draft labels, the various members of the expert panel offered the agencies the following insights and guidance that were key in developing one of the co-proposed label designs (Label 1) and also informed the label content and design being required today, including:</P>
          
          <FTNT>
            <P>
              <SU>21</SU>More information on the expert panel, including a list of participants is available in the docket: Environmental Protection Agency Fuel Economy Label: Expert Panel Report, EPA420-R-10-908, August 2010.</P>
          </FTNT>
          <FP SOURCE="FP-1">• Keep it simple</FP>
          <P>• Consumers are likely to view the labels for a very short time—roll ratings and metrics up into a single score</P>
          <P>• Use cost savings information—a very strong consumer motivator</P>
          <P>• Develop a Web site that would be launched in conjunction with the new label. This consumer-focused Web site could provide more detailed information, along with access to tools, applications, and social media.<SU>22</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>22</SU>Environmental Protection Agency Fuel Economy Label: Expert Panel Report, EPA420-R-10-908, August 2010.</P>
          </FTNT>
          <P>We also undertook an Internet survey that was administered at the time of the release of the proposed rule in September, 2010, to determine whether any of the label designs had flaws that could undermine their ability to convey the desired information to the U.S. new car buying population. For the co-proposed labels and the alternative label, we designed the survey to test the understandability of the labels as well as whether the label designs affected consumers' abilities to select efficient and environmentally-friendly vehicles, given their typical travel pattern. The survey had nearly 3200 respondents of self-identified U.S. new vehicle purchasers, each of whom saw only one of the three label designs. Respondents were asked questions that sought to reveal understanding of the information on the label, as well as questions that sought to reveal variations in vehicle selection based on label design.</P>
          <P>Overall, the results showed that the differences between the three label designs with respect to understandability were small in magnitude, with label 2 appearing to be a little more understandable than label 1.<SU>23</SU>
            <FTREF/>Likewise, the variations with regard to vehicle selection were relatively small. Although in all cases the majority of people selected the vehicle with lower projected fuel costs and higher savings, label 1 somewhat enhanced this effect over label 2.<SU>24</SU>
            <FTREF/>Because the survey did not uncover any “fatal flaw” with any of the three labels that would exclude it or any of its key elements from serious consideration in the final rule, the agencies continued to consider all elements of the three labels in developing the final rule. A report on that survey and its results is available in the public docket and on the Web site for this rule.<SU>25</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>23</SU>PRR, “Internet Survey Results on the Effects of Fuel Economy Labels on Understanding and Selection” November 2010, p. 1-8.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>24</SU>Ibid, p. 9-12.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>25</SU>PRR, “Internet Survey Results on the Effects of Fuel Economy Labels on Understanding and Selection” November 2010. The agencies are acutely aware of the central importance of the best available research to inform judgments about disclosure requirements and will continue to consider such research in the future (including, where feasible and appropriate, randomized controlled trials).</P>
          </FTNT>
          <HD SOURCE="HD1">II. Statutory Provisions and Legal Authority</HD>
          <HD SOURCE="HD2">A. Energy Policy and Conservation Act (EPCA)</HD>
          <P>Under EPCA, EPA is responsible for developing the fuel economy labels that are posted on all new light duty cars and trucks sold in the U.S and, beginning in MY 2011, all new medium-duty passenger vehicles as well. Medium-duty passenger vehicles are a subset of vehicles between 8,500 and 10,000 pounds gross vehicle weight that includes large sport utility vehicles and vans, but not pickup trucks.<SU>26</SU>
            <FTREF/>EPCA requires the manufacturers of automobiles to attach the fuel economy label in a prominent place on each automobile manufactured in a model year and also requires auto dealerships to maintain the label on the automobile.<SU>27</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>26</SU>EPA's 2006 labeling rule applied to passenger cars, light-trucks, and medium-duty passenger vehicles. Under section 32908(b), a manufacturer is to label each “automobile,” and EPA interpreted that provision as requiring labeling for vehicles that meet the definition of “automobile” under section 32901(a)(3), as well as vehicles under 8,500 pounds gross vehicle weight, whether or not they meet the definition of automobile, pursuant to section 32908(a)(1). See 71 FR 77872, 77876-87, 77915 (December 27, 2006). Since the 2006 rule, EISA revised the definition of automobile in section 32901(a)(3). As with the interpretation discussed in the 2006 rule, the requirements of section 32908(b) continue to apply to passenger cars, light-duty trucks, and medium-duty passenger vehicles.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>27</SU>49 U.S.C. 32908(b)(1).</P>
          </FTNT>
          <P>EPCA specifies the information that is minimally required on every fuel economy label.<SU>28</SU>
            <FTREF/>As stated above, labels must include:</P>
          <FTNT>
            <P>
              <SU>28</SU>49 U.S.C. 32908(b)(2)(A) through (F).</P>
          </FTNT>
          <P>• The fuel economy of the automobile,</P>
          <P>• The estimated annual fuel cost of operating the automobile.</P>
          <P>• The range of fuel economy of comparable automobiles of all manufacturers,</P>
          <P>• A statement that a booklet is available from the dealer to assist in making a comparison of fuel economy of other automobiles manufactured by all manufacturers in that model year,</P>
          <P>• The amount of the automobile fuel efficiency tax imposed on the sale of the automobile under section 4064 of the Internal Revenue Code of 1986;<SU>29</SU>
            <FTREF/>and</P>
          <FTNT>
            <P>
              <SU>29</SU>26 U.S.C. 4064.</P>
          </FTNT>
          <P>• Other information required or authorized by the Administrator that is related to the information required [within the first four items].</P>
          <P>Under the provision for “other information” EPA has previously required the statements “your actual mileage will vary depending on how you drive and maintain your vehicle,” and cost estimates “based on 15,000 miles at $2.80 per gallon” be placed on vehicle labels. EPA is adopting all of the labeling requirements discussed below and specified in EPA's regulations, based on its authority under section 32908(b). In addition, the regulations adopted by EPA satisfy the requirement to develop criteria for purposes of section 32908(g).</P>
          <P>Additional labeling requirements are found in EPCA for “dedicated” automobiles and “dual fueled” automobiles. A dedicated automobile is an automobile that operates only on an alternative fuel.<SU>30</SU>
            <FTREF/>Dedicated automobile labels must also display the information noted above.</P>
          <FTNT>
            <P>
              <SU>30</SU>49 U.S.C. 32901(a)(1) defines “alternative fuel” as including —(A) methanol; (B) denatured ethanol; (C) other alcohols; (D) except as provided in subsection (b) of this section, a mixture containing at least 85 percent of methanol, denatured ethanol, and other alcohols by volume with gasoline or other fuels; (E) natural gas; (F) liquefied petroleum gas; (G) hydrogen; (H) coal derived liquid fuels; (I) fuels (except alcohol) derived from biological materials; (J) electricity (including electricity from solar energy); and (K) any other fuel the Secretary of Transportation prescribes by regulation that is not substantially petroleum and that would yield substantial energy security and environmental benefits.”</P>
          </FTNT>
          <P>A dual fueled vehicle is a vehicle which is “capable of operating on alternative fuel or a mixture of biodiesel and diesel fuel * * *, and on gasoline or diesel fuel” for the minimum driving range (defined by the DOT).<SU>31</SU>
            <FTREF/>Dual fueled vehicle labels must:</P>
          <FTNT>
            <P>
              <SU>31</SU>49 U.S.C. 32901(a)(9), (c).</P>
          </FTNT>
          <PRTPAGE P="39484"/>
          <P>• Indicate the fuel economy of the automobile when operated on gasoline or diesel fuel.</P>
          <P>• Clearly identify the automobile as a dual fueled automobile.</P>
          <P>• Clearly identify the fuels on which the automobile may be operated; and</P>
          <P>• Contain a statement informing the consumer that the additional information required by subsection (c)(2) [the information booklet] is published and distributed by the Secretary of Energy.<SU>32</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>32</SU>49 U.S.C. 32908(b)(3).</P>
          </FTNT>
          <P>EPCA defines “fuel economy” for purposes of these vehicles as “the average number of miles traveled by an automobile for each gallon of gasoline (or equivalent amount of other fuel) used, as determined by the Administrator [of the EPA] under section 32904(c) [of this title].”<SU>33</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>33</SU>49 U.S.C. 32901(a)(11).</P>
          </FTNT>
          <P>Moreover, EPA is required under EPCA to prepare a fuel economy booklet containing information that is “simple and readily understandable.”<SU>34</SU>
            <FTREF/>The booklet is commonly known as the annual “Fuel Economy Guide.” EPCA further instructs DOE to publish and distribute the booklet. EPA is required to “prescribe regulations requiring dealers to make the booklet available to prospective buyers.”<SU>35</SU>
            <FTREF/>While the booklet continues to be available in paper form, in 2006, EPA finalized regulations allowing manufacturers and dealers to make the Fuel Economy Guide available electronically to customers as an option.<SU>36</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>34</SU>49 U.S.C. 32908(c).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>35</SU>Id.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>36</SU>71 FR 77915, Dec. 27, 2006.</P>
          </FTNT>
          <P>In this rule where we refer to EPA's statutory authority under EPCA, we are referring to these provisions.</P>
          <HD SOURCE="HD2">B. Energy Independence and Security Act (EISA)</HD>
          <P>The 2007 passage of the Energy Independence and Security Act (EISA) amended EPCA by introducing additional new vehicle labeling requirements, to be implemented by the National Highway Traffic Safety Administration (NHTSA).<SU>37</SU>
            <FTREF/>While EPA retained responsibility for establishing test methods and calculation procedures for determining the fuel economy estimates of automobiles for the purpose of posting fuel economy information on labels and in an annual Fuel Economy Guide, NHTSA gained responsibility for requiring automobiles to be labeled with additional performance metrics and rating systems to help consumers compare vehicles to one another more easily at the point of purchase.</P>
          <FTNT>
            <P>
              <SU>37</SU>Public Law 110-140.</P>
          </FTNT>
          <P>Specifically, and for purposes of this rulemaking, subsection “(g) Consumer Information” was added to 49 U.S.C. 32908. Subsection (g), in relevant part, directed the Secretary of Transportation (by delegation, the NHTSA Administrator) to “develop and implement by rule a program to require manufacturers—</P>
          <P>(A) to label new automobiles sold in the United States with—</P>
          <P>(i) information reflecting an automobile's performance on the basis of criteria that the [EPA] Administrator shall develop, not later than 18 months after the date of the of the Ten-in-Ten Fuel Economy Act, to reflect fuel economy and greenhouse gas and other emissions over the useful life of the automobile:</P>
          <P>(ii) a rating system that would make it easy for consumers to compare the fuel economy and greenhouse gas and other emissions of automobiles at the point of purchase, including a designation of automobiles—</P>
          <P>(I) with the lowest greenhouse gas emissions over the useful life of the vehicles; and</P>
          <P>(II) the highest fuel economy* * *”</P>
          
          <FP>In this rule where we refer to NHTSA's statutory authority under EISA, we are referring to these provisions.</FP>
          <P>Thus, both EPA and NHTSA have authority over labeling requirements related to fuel economy and environmental information under EPCA and EISA, respectively. In order to implement that authority in the most coordinated and efficient way, the agencies are issuing this joint final rule with the revised labels presented below.</P>
          <HD SOURCE="HD1">III. Public Participation and Comment</HD>
          <P>The agencies proposed the joint label rule on September 23, 2010,<SU>38</SU>
            <FTREF/>, and received over 6000 comments representing many perspectives. The agencies received oral testimony at two public hearings: one in Chicago on October 14, 2010, and one in Los Angeles on October 21, 2010. Additionally, the agencies received written comments from more than 50 organizations, including auto manufacturers and dealers, state and local governments, environmental groups, consumer organizations, other non-governmental organizations, and thousands of comments from private citizens.</P>
          <FTNT>
            <P>
              <SU>38</SU>75 FR 58078 (Sept. 23, 2010).</P>
          </FTNT>
          <P>This section addresses the key issues on which public comments were received on the proposed rule and discusses the agencies' final decisions on those issues. Our more detailed responses to public comments are available in the docket in the Response to Comments document associated with this final rule.</P>
          <HD SOURCE="HD2">A. Energy Metrics</HD>
          <HD SOURCE="HD3">1. Fuel Economy</HD>
          <P>The agencies proposed to retain the current practice of placing MPG on the label for vehicles that use liquid fuels such as gasoline and diesel. There are two main reasons for this. First, representing the vehicle's fuel economy performance on the label with an estimate of miles per gallon is a core element of the fuel economy information requirements of EPCA, which specifically states that the label must display “the fuel economy of the automobile”<SU>39</SU>
            <FTREF/>and defines “fuel economy” as “the average number of miles travelled by an automobile for each gallon of gasoline (or equivalent amount of other fuel) used, as determined by the Administrator.”<SU>40</SU>
            <FTREF/>Historically, the label has presented this information in terms of gallons of purchased fuel, since this is the most meaningful for the consumer. Thus, gasoline vehicle labels have historically displayed miles per gallon of gasoline, while diesel vehicle labels have displayed miles per gallon of diesel.<SU>41</SU>
            <FTREF/>The proposal retained this approach. Second, consumers are very familiar with the MPG metric, as it has been the ubiquitous fuel economy metric for liquid fuels on vehicle labels since 1977. The familiarity and ubiquity of the metric argue for its continued use (despite its limitation, as discussed below).</P>
          <FTNT>
            <P>
              <SU>39</SU>49 U.S.C. 32908(b)(1)(A). EISA also requires fuel economy information. See 32908(g)(1)(A).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>40</SU>49 U.S.C. 32901(a)(11).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>41</SU>Similarly, for those manufacturers who elect to put E85 information on the label for a flexible-fueled vehicle, it would be displayed as miles per gallon of E85.</P>
          </FTNT>
          <P>For those vehicles that do not use liquid fuels—such as EVs, PHEVs operating on electricity, and CNG vehicles<SU>42</SU>
            <FTREF/>— we proposed to use miles<PRTPAGE P="39485"/>per gallon of gasoline-equivalent (MPGe). This metric is similar to MPG, but, instead of presenting miles per gallon of the vehicle's fuel type, it represents miles per amount of energy used, conveyed as the gallons of gasoline that have the equivalent amount of energy. We proposed MPGe for three reasons. First, as previously noted, EPCA requires a fuel economy value for all labels, defined as the miles travelled for each “gallon of gasoline (or equivalent amount of other fuel) used.”<SU>43</SU>
            <FTREF/>Second, non-liquid fuels are not typically dispensed by the gallon, which makes it challenging to derive a metric reflecting gallons dispensed. However, a gasoline-equivalent gallon—that is, the amount of energy in the non-liquid fuel that is equivalent to that in a gallon of gasoline—can be derived for each fuel type.<SU>44</SU>
            <FTREF/>Third, consumer groups preferred some type of comparative fuel economy metric that could be used across technologies, and MPGe allows such a comparison.<SU>45</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>42</SU>While EPA did not propose explicit labels for hydrogen fuel cell vehicles (FCVs), we are including a label design for FCVs because the label design issues for FCVs are very similar to those for other dedicated, non-petroleum vehicles such as CNG vehicles and EVs. In addition, EPA has designed FCV labels in the past on an as-needed basis. EPA did not propose, and is therefore not finalizing, fuel economy and range test procedures for FCVs. Test procedures will continue to be as specified by EPA under the authority of 40 CFR 600.111-08(f), which allows the Administrator to prescribe “special test procedures” under certain circumstances. However, EPA expects to continue to specify the use of SAE J2572, (“Recommended Practice for Measuring Fuel Consumption and Range of Fuel Cell and Hybrid Fuel Cell Vehicles Fuelled by Compressed Gaseous Hydrogen”).<PRTPAGE/>Manufacturers of FCVs should continue to work with EPA to ensure that the procedures are applied according to EPA requirements.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>43</SU>49 U.S.C. 32901(a)(11).</P>
          </FTNT>
          <FTNT>
            <P>

              <SU>44</SU>While some non-liquid fuels are sold on a gasoline-equivalent basis (<E T="03">e.g.,</E>CNG), some are not (<E T="03">e.g.,</E>electricity), and some are not yet widely sold as a vehicle fuel (<E T="03">e.g.,</E>hydrogen),</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>45</SU>Environmental Protection Agency Fuel Economy Label: Phase 3 Focus Groups, EPA420-R-10-905, August 2010, p. 35.</P>
          </FTNT>
          <P>On the other hand, the agencies discussed in the proposal that MPGe has some drawbacks for a fuel such as electricity: electricity is never purchased by the gallon, and MPGe requires the conversion of electricity to an energy-equivalent amount of gasoline, a fuel which is very different in many ways. An alternative approach for such vehicles that the agencies considered is miles per unit of purchased fuel—for example, miles per kilowatt-hour. Such a metric would be in terms of the fuel that the consumer purchases, which could be more useful for calculating fuel costs and for comparing with other vehicles of the same technology but would not be comparable across technologies. The agencies specifically asked for comments on the merits of using MPGe for non-liquid fuels.</P>
          <P>Comments overwhelmingly supported the use of MPG for liquid fuels, although one commenter advocated that diesel vehicle fuel economy values be calculated on an MPGe basis in order to reflect the higher energy content of diesel fuel. The agencies are requiring the use of MPG for liquid fuels for the same reasons articulated in the proposal: Historical implementation of the EPCA requirements, consumer familiarity, and the fact that these fuels are purchased by the gallon. We believe that changing to MPGe for the fuel economy of diesel vehicles would be very confusing to consumers, as label MPGe values would then be inconsistent with all consumer calculations of fuel economy (since diesel is sold in volumetric gallons) as well as fuel economy values shown on vehicle dashboard displays.</P>
          <P>The agencies proposed a range of options for ethanol flexible fuel vehicles, including maintaining the current policy of requiring only gasoline-based MPG on the label (with optional inclusion of E85-based MPG), requiring the addition of E85-based MPG, and requiring the addition of E85-based MPGe. Only a few commenters addressed ethanol flexible fuel vehicles, and most who commented on this option supported the current policy. The agencies are requiring a label for ethanol flexible fuel vehicles that is consistent with the principles of the current policy: All label metrics are based on gasoline operation, a statement is provided so that the consumer knows that the values are based on gasoline operation,<SU>46</SU>
            <FTREF/>and EPA is finalizing that manufacturers may voluntarily include fuel economy estimates on E85 (which would be based on miles per gallon of E85, given that E85 is a liquid fuel).<SU>47</SU>
            <FTREF/>Data show that, on average, FFVs operate on operate on gasoline nearly 99% of the time, and on E85 fuel about 1% of the time.<SU>48</SU>
            <FTREF/>In light of this, the agencies believe it is appropriate to require only gasoline values on the label, and to provide E85 information on the Web site.</P>
          <FTNT>
            <P>
              <SU>46</SU>“Values are based on gasoline and do not reflect performance and ratings on E85.”</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>47</SU>In addition, as required under EPA's authority in EPCA, the Fuel Economy Guide and Web site will continue to provide the fuel economy estimates on E85, the driving range on E85, and information about how the performance might change when operating on mixtures of E85 and gasoline.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>48</SU>In 2007, about 7.1 million FFVs were on the road, comprising about 2.8% of the 247,000,000 cars and trucks in use in the U.S. These vehicles used 54 million gallons of E85, which is about 0.04% of the transportation fuel used for automobiles and light trucks (8.8 million BPD or 135 billion gallons per year). The result is that about 1.4% of fuel used in FFVs is E85; the remainder is gasoline. All data from Transportation Energy Data book: Edition 29. U.S. Department of Energy, July 2010. Tables 1.14, 2.4, 3.3, and 6.1.</P>
          </FTNT>
          <P>For non-liquid fuels, the comments on the use of MPGe as a fuel economy metric were split. Supportive comments focused on the value of having a metric that consumers could use to compare across technologies and that was similar to the MPG metric with which people are accustomed. These commenters supported the use of energy equivalency, as proposed, and agreed that this mathematical conversion was the best approach to create a practical comparative tool. One automaker explicitly viewed the MPGe metric to be in direct alignment with EPCA statutory authority for the new label to show a comparison of fuel economy of comparable automobiles.</P>
          <P>Those opposed to the use of MPGe for non-liquid fuels directly challenged whether it was, in fact, a good comparative tool for consumers. These commenters argued that MPGe would be misleading by implying that different fuel types were substantially equivalent and ignoring the many effects of obtaining and using very different fuels, such as shifting dependence on foreign oil; that is, that MPGe oversimplifies a complex situation. Some also commented that mathematically converting between gasoline and other fuels on an energy equivalency basis ignores the energy loss inherent in any conversion process. As an alternative, one automaker suggested using miles per purchased unit of energy. No commenter, however, suggested an alternative fuel economy metric that would allow consumers to compare across technologies.</P>
          <P>The agencies are requiring the use of MPGe as the fuel economy metric for non-liquid fuels.<SU>49</SU>

            <FTREF/>Although we understand the concern of some commenters over using energy equivalency for different types of fuels, we continue to believe that one of the primary purposes of the label is to allow such comparisons, and to do so with metrics that do not allow direct comparisons would diminish the usefulness of the label. We believe that the purpose of the fuel economy metric on the label is not to address the differing effects of obtaining and using different fuels, or to consider the energy losses of converting from one to another, but rather to address the energy use of the vehicle itself. Thus, for example, MPGe allows consumers to compare the relative energy consumption of various EVs, thus providing a metric that differentiates between EVs on a factor that is within the automakers' control. We have also concluded, as a result of the market research that was undertaken for this rulemaking, that many<PRTPAGE P="39486"/>consumers are likely to find it most useful to have an energy metric that allows them to compare vehicle energy efficiency across fuel types and vehicle technologies; the MPGe metric accomplishes this goal as well. In addition, as discussed above, there is a statutory requirement to provide a fuel economy metric per “equivalent amount of other fuel,” which MPGe clearly provides.</P>
          <FTNT>
            <P>
              <SU>49</SU>As with MPG, the MPGe metric is based on the energy used by the vehicle over the EPA fuel economy and GHG test procedures. For an EV, this is the energy necessary to recharge the battery to its full charge after the test, as measured at the electrical outlet; thus, it includes the energy used to propel the vehicle as well as charging losses. It does not include transmission losses or the energy used at the powerplant.</P>
          </FTNT>
          <HD SOURCE="HD3">2. Fuel Consumption</HD>
          <P>In the past few years, many stakeholders and academics have suggested that a fuel consumption metric—such as gallons per 100 miles—could be beneficial on the fuel economy label as either a replacement for, or a complement to, MPG. The use of a fuel consumption metric could serve to address the fact that, with fuel economy, there is a non-linear relationship between gallons (or gasoline-equivalent gallons) used over a given distance and MPG (or MPGe). Accordingly, a certain MPG improvement at a lower MPG level saves much more fuel (and thus money) than the same MPG improvement at a higher MPG level. If a consumer trades in a car with a 14 MPG rating for one with a 17 MPG rating, he or she will save approximately as much gas and money for a given distance as does a consumer who replaces a 33 MPG car with a 50 MPG car. The non-linearity of the MPG measure is not widely understood and hence many consumers misunderstand the measure. In the empirical literature, this is known as the “MPG illusion.”<SU>50</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>50</SU>Larrick, R.P. and J.B. Soll, “The MPG illusion,” Science 320:1593-1594 (2008). To understand the “MPG illusion,” note that a 20 MPG vehicle uses 25% less fuel than a 15 MPG vehicle, while a 40 MPG vehicles uses only 12.5% less fuel than a 35 MPG vehicle; that is, the same 5 MPG improvement will have different effects on fuel consumption (and fuel costs) depending on the starting point for the improvement. An extreme example is that, at a fuel economy of 1000 MPG, the fuel consumption is so minute (0.001 gallons per mile) that it no longer matters whether the fuel economy is increased to 1010 MPG, 2000 MPG, or even 1,000,000 MPG; the only fuel that can be further saved is some fraction of that 0.001 gallons per mile.</P>
          </FTNT>
          <P>Pointing to the MPG illusion, some stakeholders suggest that the public would be better equipped to make economically sound purchasing decisions with a metric that directly reflects fuel consumption and, correspondingly, fuel costs. In response to these suggestions and concerns over the MPG illusion, the proposal introduced fuel consumption on the label, in the form of gallons per 100 miles for combined city/highway operation, as a complement to the MPG metric for liquid fuels.</P>
          <P>For non-petroleum fuels, EPA proposed to include fuel consumption based on the units in which each fuel is sold. For example, CNG is sold in gasoline-equivalent gallons; we proposed the fuel consumption metric of gasoline-equivalent gallons per 100 miles. Similarly, for EVs and PHEVs with all-electric operation, EPA proposed to show fuel consumption in kilowatt-hours per 100 miles. For blended PHEVs, EPA proposed gallons of gasoline equivalent per 100 miles, which represents the inverse of MPGe and combines the two fuels into one consumption metric; for the sake of reducing label clutter, EPA proposed to not show separate electricity and gasoline consumption values.</P>
          <P>We received many comments on the general question of whether a fuel consumption metric should be added to gasoline vehicle labels, and there was broad support for doing so. Most supporters cited the non-linearity associated with the MPG illusion and suggested that it was important to begin the process of educating consumers about fuel consumption, while also keeping fuel economy metrics. There were a few opponents to including fuel consumption metrics, who generally argued that it was not important enough to warrant adding yet more numbers to the label.</P>
          <P>The widespread commenter support for including fuel consumption metrics echoed EPA's concerns about the MPG illusion. EPA agrees that a fuel consumption metric is a better tool for making economically sound decisions and recognize that it will not become widely utilized if it is not first introduced on the label. Therefore, EPA is requiring the use of fuel consumption on the label—in the form of gallons per 100 miles for combined city/highway operation for liquid fuels—though in reduced prominence relative to the traditional MPG metric. As with MPGe, a further advantage of the energy consumption metric is that it allows consumers to compare the relative energy use of various EVs, thus providing an additional metric that differentiates between EVs.</P>
          <P>The issue of the specific fuel consumption metrics for most types of vehicles that operate on non-liquid fuels generated little or no comment, with the exception of PHEVs operated in blended mode. EPA continues to believe that the metrics for vehicles other than blended PHEVs are reasonable and appropriate and are therefore requiring the proposed approaches for EVs and all-electric operation for PHEVs (kilowatt-hours per 100 miles) and for CNG vehicles (gasoline equivalent gallons per 100 miles). EPA is similarly requiring kilograms per 100 miles as the consumption metric for hydrogen FCVs, since hydrogen is sold by the kilogram.</P>
          <P>Several comments were received on how to treat blended PHEVs, which use electricity and gasoline simultaneously. The commenters who opposed the use of MPGe also generally opposed the proposed approach of a single fuel consumption metric for blended PHEVs, pointing out that this would not allow a PHEV shopper to compare the relative use of electricity and gasoline. A few commenters suggested that labels for blended PHEVs should report both electricity and gasoline consumption.</P>
          <P>While EPA recognizes the tradeoffs associated with adding yet more values to an already busy PHEV label, upon further consideration, EPA agrees with the commenters who suggested that consumers need to be able to differentiate between electricity and gasoline use in a blended PHEV. This will allow the consumer to assess and weigh the relative use of each type of energy as they deem appropriate. In addition, the fuel consumption metric for all other fuels is being finalized on the basis of the units in which the fuel is purchased, and it is reasonable to adopt a parallel approach for blended PHEVs. Accordingly, EPA is requiring fuel consumption separately for both gasoline (in gallons per 100 miles) and electricity (in kilowatt-hours per 100 miles) for a blended PHEV, rather than the gasoline-equivalent gallons per 100 miles as proposed. EPA believes that the combination of the MPGe metric (for those who want a simple comparative metric) and the two separate fuel consumption metrics (for those who want to compare relative gasoline and electricity use) will help to satisfy different consumer needs.</P>
          <HD SOURCE="HD2">B. Rating Systems</HD>
          <HD SOURCE="HD3">1. Scope of the Ratings</HD>
          <P>EISA requires that the label include a “rating system that would make it easy for consumers to compare the fuel economy and greenhouse gas and other emissions at the point of purchase . . . ”, including a designation of the automobiles with the lowest greenhouse gas emissions over the useful life of the vehicles, and the highest fuel economy . . . ”<SU>51</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>51</SU>49 U.S.C. 32908(g)(1)(A)(iii).</P>
          </FTNT>

          <P>The co-proposed label designs presented two primary variations on ratings systems for fuel economy and greenhouse gas emissions, based on two interpretations of the statutory language. The first approach, shown on labels 1<PRTPAGE P="39487"/>and 3, combined fuel economy and greenhouse gas emissions into a single relative rating; we also sought comment on integrating emissions of other pollutants into this rating. The second approach, shown on labels 1 and 2, retained separate ratings for fuel economy, greenhouse gas emissions, and other pollutants. We noted that the two approaches are not mutually exclusive, and a label could display both.</P>
          <P>The majority of those who commented on this topic said that these factors should each be displayed separately on the label. The key reason cited was that individual ratings would best provide clarity and transparency for those wishing to take these factors into consideration. On the other hand, some commenters felt that it is appropriate for the government to combine factors into a single rating in order to distill complex information into a more useable format. These commenters focused primarily on the relationship between energy consumption and greenhouse gas emissions, and suggested that a combined rating made sense. Other commenters on this topic contended that it was important for the ratings to show that greenhouse gases and fuel economy do diverge across fuel types, and so the ratings should be separate. Commenters also stated that there was no clear methodology for incorporating emissions of other air pollutants with greenhouse gases and did not support the proposed methodologies for doing so.</P>
          <P>We are requiring separate ratings for fuel economy, greenhouse gases, and other emissions. The fuel economy and greenhouse gas ratings will be displayed on the same slider bar, and vehicles that have the same ratings for both factors will combine the two ratings with a single indicator. Vehicles operating on gasoline will always combine the two ratings since they will, by definition, receive the same score for both ratings. The agencies believe that this approach is consistent with the language in EISA, is allowed under the EPCA provisions, and will best allow consumers to compare each of these elements. The agencies also believe that using one slider bar for the fuel economy and greenhouse gas rankings will simplify the design of the label (an important consideration) and will improve the effectiveness of the label. The ratings for fuel economy, greenhouse gases, and other emissions are subsequently described in sections III.C, III.D, and III.F.</P>
          <HD SOURCE="HD3">2. Span of the Ratings</HD>
          <P>Each of the ratings systems, as proposed, would include all new vehicles for which labeling is required in a single rating system;<SU>52</SU>
            <FTREF/>that is, the ratings would be universal across all new vehicles, rather than broken out by vehicle class. This approach was based on the text of EISA requiring a rating “that would make it easy for consumers to compare the fuel economy and greenhouse gas and other emissions of automobiles at the point of purchase * * *”<SU>53</SU>
            <FTREF/>rather than the EPCA provisions in the statute.<SU>54</SU>
            <FTREF/>NHTSA's interpretation was that this language was meant to require rating systems that would allow consumers to compare new vehicles against each other without restriction, and that it would not be satisfied by rating systems that spanned less than the entire fleet.</P>
          <FTNT>
            <P>
              <SU>52</SU>This currently includes all passenger automobiles and light trucks as defined by NHTSA at 49 CFR part 523. More specifically, the rating system would span all automobiles up to 8,500 pounds gross vehicle weight, plus some vehicles (large SUVs and some passenger vans) between 8,500 and 10,000 pounds gross vehicle weight.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>53</SU>49 U.S.C. 32908(g)(1)(A)(ii).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>54</SU>49 U.S.C. 32908(b)(1)(F)</P>
          </FTNT>
          <P>Many commenters supported the proposed approach of having universal rating systems that apply across all vehicle classes. These commenters stated that most people shop in more than one class, and, therefore, a rating system that was solely within class was not particularly useful because it would not allow these consumers to compare the vehicles in which they had interest. Commenters stated that a within-class approach could be misleading by displaying ratings that appear to be comparable but in fact are not, since ratings based on individual classes are not broadly applicable across all vehicles; they are applicable only within the class on which they are based. As such, a within-class approach could assign a high rating to a vehicle that does relatively well within its class, but which emits at relatively high levels compared to vehicles in other, lower-emitting classes. For example, a large car that is low-emitting relative to other large cars could score a 7, while a midsize car with average emissions for its class would score a 5, even though the midsize is lower-emitting than the large car. With a purely within-class approach, the consumer who is considering both of these vehicles would have no way to know that the midsize car is a better environmental choice.</P>
          <P>On the other hand, several auto manufacturers commented that many consumers shop solely within vehicle classes, and that therefore a rating that applied across all classes would not be helpful, as it would not indicate the best performers within a class. One auto manufacturer further commented that NHTSA's interpretation of the EISA language is overly restrictive, stating that, in its view, the most useful information to consumers would compare among vehicles of the same class, and that doing so would be consistent with the EISA requirement for easy comparisons.</P>
          <P>We are requiring, as proposed, ratings that span all vehicle classes for which labels are required. Although the agencies' consumer research indicates that many consumers narrow their vehicle choices early in the buying decision, our research also indicates that many and perhaps most do not focus narrowly on a single class. Focus group participants indicated that they shopped, on average, across two to three vehicle classes.<SU>55</SU>
            <FTREF/>For these consumers to be able to compare vehicles in different classes, the information must necessarily span those classes, or it will be of little use or, worse, misleading: A vehicle that is “best” in one class, in terms of the metrics presented on the label, may be less so when compared to other classes. For those consumers shopping across classes who wish to know the relative performance of those choices, a single all-vehicles rating system will enable them to make accurate comparisons across whichever vehicles they choose to shop. Such an approach would still be useful within a class, since each metric will differentiate vehicles regardless of their class.</P>
          <FTNT>
            <P>
              <SU>55</SU>Environmental Protection Agency Fuel Economy Label: Pre-Focus Groups Online Survey Report, EPA420-R-10-907, August 2010, p. 18.</P>
          </FTNT>

          <P>Additionally, as discussed in the NPRM, NHTSA believes that the clearest interpretation of EISA is that fuel economy, GHG, and other emissions rating systems should apply to all automobiles rather than to specific classes. 49 U.S.C. 32908(g)(1)(A)(ii) states that the agency must develop label rating systems “that would make it easy for consumers to compare the fuel economy and greenhouse gas and other emissions of automobiles at the point of purchase,” in clear contrast to EPCA's requirement, codified at 49 U.S.C. 32908(b)(1)(C) that fuel economy range information be presented for “comparable automobiles.” 32908(g)(1)(A)(ii) also requires that rating systems include designations of the automobiles with the “lowest greenhouse gas emissions” and “highest fuel economy,” which NHTSA believes<PRTPAGE P="39488"/>is most meaningfully fulfilled by designating the automobiles with the best GHG and fuel economy ratings in the entire fleet. Given this statutory language, NHTSA believes that it is reasonable and appropriate to conclude that if Congress had intended the 32908(g) rating systems to apply only within class, it would have used language more like 32908(b)(1)(C), and that therefore rating systems for fuel economy, GHGs, and other emissions as described in 32908(g) should most reasonably apply to the entire fleet. And even if the statute were taken as ambiguous, NHTSA believes that the chosen approach is the most reasonable way of implementing the statutory goals.</P>
          <P>In order to satisfy EPCA requirements,<SU>56</SU>
            <FTREF/>the label also indicates the range of fuel economy values for the relevant vehicle class. This approach allows those consumers who shop within one class to see the fuel economy of the vehicle under consideration relative to other vehicles within its class. The agencies also believe it addresses the concern of the OEM commenter who argued that within-class comparisons might be more useful to certain consumers—in essence, the EISA and EPCA requirements, when combined, are able to provide consumers with both in-class and fleet-wide information on the metric that many have identified as most important to them, as discussed below.</P>
          <FTNT>
            <P>
              <SU>56</SU>49 U.S.C. 32908 (b)(1)(C).</P>
          </FTNT>
          <HD SOURCE="HD2">C. Form of the Ratings</HD>
          <HD SOURCE="HD3">1. Fuel Economy Rating</HD>
          <P>EISA requires that the label include a “rating system that would make it easy for consumers to compare the fuel economy and greenhouse gas and other emissions at the point of purchase . . .”<SU>57</SU>
            <FTREF/>This section addresses the rating for fuel economy, while sections III.D. and III.F. describe the ratings for greenhouse gases and for other emissions, respectively.</P>
          <FTNT>
            <P>
              <SU>57</SU>49 U.S.C. 32908(g)(1)(A)(iii).</P>
          </FTNT>
          <P>In addition to this new EISA requirement, EPCA specifies that fuel economy labels must include the range of fuel economy of comparable vehicles.<SU>58</SU>
            <FTREF/>This requirement is currently met with a slider bar indicating the combined city/highway fuel economy of the vehicle model type, anchored at each end with the highest and lowest fuel economy values for all new vehicles within that fuel economy vehicle class.</P>
          <FTNT>
            <P>
              <SU>58</SU>49 U.S.C. 32908(b)(1)(C).</P>
          </FTNT>
          <P>The agencies proposed an absolute slider bar-type fuel economy rating system bounded by specific MPG values for the “best” and the “worst” vehicles in the fleet, and with specific fuel economy values for the vehicle model type in question identified in the appropriate location on the scale. The scales proposed on label 2 were essentially larger versions of those on label 1, with the addition of a within-class indicator on the fuel economy scale to meet the EPCA requirement for comparison across comparable vehicles. This latter requirement was addressed on label 1 through text indicating the fuel economy for all new vehicles in the model's fuel economy class.</P>
          <P>The agencies received relatively few comments on this topic. One auto manufacturer supported the graphical representation of the within-class information as proposed on label 2. A government laboratory commented that the comparison should be on the basis of fuel consumption rather than fuel economy, to provide a linear comparison of the vehicle's energy use and to avoid a visual representation of the fuel economy illusion.</P>
          <P>The agencies are requiring a one-to-ten relative fuel economy slider bar similar to the one on alternative label 3 included in the NPRM, which is combined with a one-to-ten relative greenhouse gas slider bar as discussed below. While the rating is expressed in terms of fuel economy, the methodology for determining vehicle ratings will be defined based on fuel consumption in order to mitigate the “MPG illusion” and to provide a more linear representation of vehicle energy use between ratings. The EISA requirement for indicating the highest fuel economy vehicle and the EPCA requirement for providing the fuel economy of vehicles in a comparable class will be met with text located near the vehicle's fuel economy numbers. The methodology for determining the combined fuel economy and greenhouse gas ratings is provided in section III.D.</P>
          <HD SOURCE="HD3">2. Greenhouse Gas Rating</HD>

          <P>The agencies proposed several systems to address the EISA requirement for a rating that allows consumers to compare greenhouse gas emissions across new vehicles. Specifically, both labels 1 and 2 included an absolute rating scale that presented the specific tailpipe GHG emission values for the vehicle in grams per mile, bounded by emission rates for the “best” and “worst” vehicles in the fleet in the model year. In addition, label 1 featured a prominent letter grade that reflected the relative levels of tailpipe greenhouse gas emissions (and, for gasoline vehicles, fuel economy, given the inverse relationship of tailpipe GHG emissions and fuel consumption for gasoline vehicles) on an A+ to D scale. The agencies also sought comment on label 3, which, like label 1, included a rating that reflected relative tailpipe GHG emission rates; this approach substituted the letter grade with a numerical rating on a scale of one to ten. NHTSA sought comment on whether this would be an appropriate interpretation of EISA's requirements. The agencies proposed that GHG ratings would be based on combined 5-cycle tailpipe CO<E T="52">2</E>emission rates.</P>
          <P>About two-thirds of the more than 6,000 public comments expressed a preference either for or against the letter grade, and nearly every one of the more detailed comments submitted by corporations and organizations addressed the topic, indicating the strong level of interest in this proposed element. As a general rule, the letter grade was supported by consumer organizations, environmental organizations, and academics; about half of the general public that commented on the letter grade supported it. Conversely, it was opposed by most auto companies, auto dealers and their organizations, Federal laboratories, and about half of the general public that commented on this topic.</P>
          <P>Commenters in favor of the letter grade spoke to its ease of use and eye-catching appeal; many said that it would be useful for those who do not find more detailed numerical information helpful or compelling and would, for the first time, take their needs into consideration on the label. The letter grade was likened to the New Car Assessment Program (NCAP) safety stars in its potential ability to spark public demand for new vehicle attributes—in this case, relative environmental and energy impact. For these commenters, the influential nature of the letter grade was viewed as a positive attribute.</P>

          <P>On the other hand, those opposed to the letter grade commented that it implied an inappropriate value judgment of the vehicle, either in whole or in part. Many commenters indicated that letter grades, in particular, convey an assessment that is value-laden and not in accordance with the intent of the label. These commenters suggested that a prominent letter grade could be misleading insofar as it might imply an assessment of a vehicle's overall quality on a number of attributes beyond fuel economy and tailpipe greenhouse gas emissions. Finally, some commenters felt that its prominence was problematic, either by minimizing other important label elements, such as MPG,<PRTPAGE P="39489"/>or by overshadowing other Monroney<SU>59</SU>
            <FTREF/>label elements, such as the NCAP safety stars.</P>
          <FTNT>
            <P>
              <SU>59</SU>The Monroney label, placed on the window of every new vehicle sold in the U.S., was mandated by the Automobile Information Disclosure Act of 1958, and since amended. It typically includes manufacturer's suggested retail price, vehicle specifications, equipments lists and pricing, warranty information, NHTSA crash test ratings, and the EPA fuel economy label requirements (as allowed under EPCA at 49 U.S.C. 32908(b)). Manufacturers may provide the fuel economy information on a separate label but have historically chosen to incorporate it into the Monroney sticker.</P>
          </FTNT>
          <P>A few commenters stated that the absolute tailpipe greenhouse gas rating in grams per mile was the most straightforward approach and felt that it would be helpful for those wishing to compare emissions across vehicles and clearly meet the EISA requirement. Others found the absolute scale unhelpful, stating that today's public has little awareness of tailpipe greenhouse gas emissions expressed in grams per mile. In particular, these commenters said that an absolute scale for GHGs would be confusing, given that the label also contained a one to ten rating for other emissions, and suggested that a consistent one to ten system for both ratings would be more understandable. Several commenters noted that one to ten ratings are readily understood and are in use today for vehicle emission ratings on both the EPA Green Vehicle Guide Web site and on the California Environmental Performance Label, and that it would be logical to extend that approach to this label.</P>

          <P>The agencies are requiring a relative greenhouse gas rating on a one to ten scale, based on combined 5-cycle tailpipe CO<E T="52">2</E>emission rates, as measured by EPA; this rating will be combined with the relative fuel economy rating scale discussed above. The relative GHG rating is intended to address the large number of comments received in support of a relative rating that allows a quick and easy assessment of a vehicle's relative environmental impact. While a letter grade rating can be readily understood, the agencies agree with some commenters' concerns that it may imply more meaning about overall vehicle attributes—such as an assessment of overall quality on a number of factors—than was intended. We recognize that the letter grade is a fairly significant departure from the current fuel economy label, which provides absolute numerical values and no relative ratings. The agencies believe that the one to ten rating fills a middle ground between the absolute numerical values of the current label and a letter grade rating, providing a similar ease of use without the risk of conveying any perceived value judgment that may be associated with a letter grade.</P>
          <P>We also agree that having consistent systems for the two environmental ratings on the label may help to minimize confusion and increase comprehension. Finally, the use here of a one to ten system is a logical extension of its use on the EPA Green Vehicle Guide Web site and the California Environmental Performance Label, where it serves a similar purpose. The absolute tailpipe greenhouse gas emissions in grams per mile of the best performing vehicle will be noted in text near the slider bar. This approach meets the EISA requirements for displaying GHG performance information<SU>60</SU>
            <FTREF/>and for indicating the lowest greenhouse gas vehicle.</P>
          <FTNT>
            <P>
              <SU>60</SU>49 U.S.C. 32908(g)(1)(A)(i).</P>
          </FTNT>

          <P>Finally, to address concerns raised by some commenters that fuel economy ratings overshadow safety ratings component of the Monroney label, NHTSA is planning to conduct comprehensive consumer research to develop revised safety ratings based on revisions to the fuel economy component of the label under this rule. NHTSA will publish details of the consumer testing in a future<E T="04">Federal Register</E>notice.</P>
          <HD SOURCE="HD2">D. Fuel Economy and Greenhouse Gas Rating Methodology</HD>

          <P>The agencies proposed a variety of ways to provide information that would rank or rate a vehicle model compared to the rest of the fleet, based on its performance on greenhouse gases and fuel economy, including both absolute and relative scales. In the proposal, one method for a relative fuel economy and greenhouse gas rating was laid out, based on even increments of greenhouse gas emissions. One proposed rating system used a letter grade to represent relative performance. Since fuel economy and greenhouse gases are closely related, this rating was used to represent both of these factors. The CO<E T="52">2</E>emission rates and the gasoline-equivalent MPG values were both provided in the preamble's table of ratings thresholds, with the CO<E T="52">2</E>ratings proposed to be controlling. There was no differentiation across fuels.<SU>61</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>

              <SU>61</SU>For example, for both gasoline and diesel vehicles the CO<E T="52">2</E>emissions rates would determine the rating, not the mpg rate. A gasoline and diesel vehicle with the same mpg performance would have different CO<E T="52">2</E>emissions performance, given the difference in the energy content of the two fuels. The proposed rating thresholds would be determined based on the CO<E T="52">2</E>emissions performance irrespective of the fuel at issue.</P>
          </FTNT>

          <P>For this rating scale, the agencies proposed a system that assigned a letter grade rating for each vehicle relative to the tailpipe GHG emissions of all new vehicle models. Specifically, each of the ratings corresponded to a distinct range of combined 5-cycle tailpipe CO<E T="52">2</E>emission rates. The middle of the rating system was defined as the tailpipe CO<E T="52">2</E>emission rate for the median new vehicle and the range of each rating was defined using equal-sized increments of CO<E T="52">2</E>. Because vehicle GHG values clustered around the middle, the proposed rating system resulted in the majority of vehicles receiving “average” ratings, with the number of vehicles receiving higher or lower ratings falling off quickly. Very few vehicles received the highest or lowest ratings.</P>
          <P>The majority of comments on this rating system focused on the form of the rating, generally, the use of a letter grade and its merits and drawbacks. However, some manufacturers and consumer organizations did provide feedback specific to the methodology used to define the ratings. These commenters all examined the distribution of vehicle ratings that resulted from the proposed methodology and requested that the agencies consider strategies to somewhat “flatten” the distribution. This would, in effect, provide more differentiation between vehicles and prevent the ratings from not being—or appearing to not be—technology-neutral. On the other hand, one automaker requested that the agencies consider reserving the highest rating exclusively for specific, pre-defined vehicle technologies.</P>
          <P>Commenters also provided feedback on the impact of basing the fuel economy rating on greenhouse gases. Several noted that they are closely related and that having a single rating represent both is appropriate. Others indicated that the relationship between these two factors varies across fuels and that it is important for the label to reflect this fact.</P>

          <P>As discussed previously, the label we are adopting will provide relative one to ten ratings for fuel economy and for greenhouse gases. Since fuel economy and tailpipe greenhouse gas emissions are closely related, the agencies have decided to simplify the label by using one slider bar for the two ratings and to combine the two ratings for vehicles that receive the same fuel economy and greenhouse gas scores. We will define the range of CO<E T="52">2</E>emissions and MPG performance assigned to each number in the rating systems (1-10) on the basis of corresponding gasoline CO<E T="52">2</E>emissions performance and gasoline mpg performance. The 1-10 ratings assigned to a model will be based on the tailpipe CO<E T="52">2</E>emissions and MPG (or MPGe)<PRTPAGE P="39490"/>performance of that model, irrespective of the fuel. Gasoline vehicles will by definition have the same rating for both fuel economy and greenhouse gases. For those vehicles for which the greenhouse gas ratings diverge from the fuel economy ratings, such as some diesel and compressed natural gas vehicles, the slider bar will have a second indicator to reflect this fact. Thus, the fuel economy and greenhouse gas rating will demonstrate both that these factors are closely related and that this relationship is not the same across all fuels.<SU>62</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>

              <SU>62</SU>This could occur, for example, if a diesel vehicle receives a certain number rating based on mpg performance, which is measured in terms of gallons of diesel fuel, but achieves a different number rating based on CO<E T="52">2</E>emissions performance, which is based on both the volume of fuel consumed as well as the carbon content of the fuel. This difference in rating can be expected to occur in a limited number of situations with another example being the mpg performance of a compressed natural gas fueled vehicle and its corresponding lower CO<E T="52">2</E>emissions.</P>
          </FTNT>
          <P>We agree with some commenters that the ratings would be more meaningful and useful for both relative scales if it allowed greater differentiation between vehicles, and that therefore it would be beneficial to alter the rating methodology such that the resulting distribution of vehicle ratings is flatter than proposed, while still reflecting the distribution of the fleet. We also agree with the majority of commenters on this topic that the ratings should avoid the appearance of not being technology-neutral. The challenge to the agencies was to implement this change with a methodology that is simple to implement, robust enough to work for future vehicle fleets, and results in an appropriately flatter distribution of vehicle ratings over the fleet. Finally, the agencies also agreed with some commenters that the fuel economy rating would be most beneficial to consumers if it were in fact based on fuel consumption instead of fuel economy. Basing the rating on fuel consumption allows it to be directly proportional to the actual amount of energy used by the vehicle (and hence to refueling costs) and avoids the “MPG illusion” discussed previously. The range of performance that defines each number in the rating system is determined based on approximately equal increments of fuel consumption, with one adjustment. The use of a system based on equal increments means that the distribution of the fleet will be reflected in the distribution of the ratings.</P>
          <P>We believe that, since fuel economy and fuel consumption are simply different mathematical representations of the same characteristic, that a fuel consumption-based rating system is consistent with the EISA requirement for a fuel economy rating system. To ensure that the fuel economy ratings correspond to the MPG or MPGe values displayed on the label, the thresholds for purposes of assigning this rating will be in terms of fuel economy (MPG or MPGe).</P>
          <P>The fuel economy rating scale will be created by converting the fuel consumption thresholds into their corresponding fuel economy values and assigning a numeric one to ten rating based on 5-cycle combined fuel economy, rounded to the nearest integer (as reflected on the label). The combined fuel economy value prominently displayed on the label will be used by vehicle manufacturers to determine the fuel economy rating, thus making the connection between the two unambiguous and avoiding situations where two vehicles with the same fuel economy value would receive different fuel economy ratings—an outcome the agencies believe would be confusing to the public.<SU>63</SU>

            <FTREF/>All liquid fuel vehicles will be evaluated in terms of volumetric gallons of fuel per mile, and all vehicles operating on non-liquid fuels will be evaluated in terms of gallons of gasoline equivalent per mile. The GHG rating scale, in turn, will assign a one to ten numeric rating based on the vehicle's 5-cycle combined tailpipe CO<E T="52">2</E>emissions. For gasoline vehicles, the fuel economy rating and the greenhouse gas rating will be the same, and will be displayed as one rating on the fuel economy and greenhouse gas slider bar. For other fuel types, the ratings may diverge, reflecting the differing carbon content of various fuels. EPA will provide the thresholds that will define the range of values assigned to each of the one to ten ratings applicable to the upcoming model year in annual guidance based on the methodology described below. Ratings will be based on fuel economy data submitted by manufacturers to the EPA, using data from the most recent complete model year. The break point of the ratings (that is, the fuel economy value in integer terms that divides the “5” and 6” categories on the ratings scale) will then be adjusted to reflect the projected achieved fleet wide CAFE level for the model year for which the ratings will apply.</P>
          <FTNT>
            <P>
              <SU>63</SU>For PHEVs, the ratings will be based on the combination of MPGs across driving modes using the utility factor approach described in section III.N.</P>
          </FTNT>

          <P>In the proposal, the agencies divided the range of all vehicle CO<E T="52">2</E>emissions (and, accordingly, gasoline equivalent fuel consumption), from the highest to lowest, into even increments to define the range of each individual letter grade or numeric rating. For the final label methodology, using fuel economy and tailpipe CO<E T="52">2</E>emission data for all model year 2011 new light duty vehicles, the agencies considered several alternative methodologies for defining both rating scales. For all approaches, we first defined the center of the rating systems as either the mean or median of the fleet data. The analysis focused on two subsequent issues: First, how to define the upper and lower boundaries of the rating system and, second, how to define the range of each individual ratings within the upper and lower boundaries.</P>
          <P>For example, we considered a system where the range of each rating effectively “grows” by 25% with each step away from the mean. This approach does somewhat flatten the distribution of ratings over the fleet. However, the agencies decided not to pursue this or similar options because choices such as the rate of bin growth appeared too subjective and would likely have to be reevaluated every year. We also considered a decile system, in which an equal number of vehicles are distributed into each rating, thus completely flattening the distribution. However, because vehicles tend to be clustered on the basis of fuel economy values, it is not possible to equally distribute them across the ratings. This approach also goes further than commenters suggested in flattening the curve.</P>
          <P>The fuel consumption rate, and correspondingly, the CO<E T="52">2</E>emissions rate of all new vehicle models, follows a roughly normal distribution. For a set of data with a normal distribution, approximately 95% of all data will fall within plus or minus two standard deviations of the mean. This allows for a mathematically robust methodology that can be applied each model year. The 1-10 rating system will be defined for each model year, using the most recent model year for which we have a complete data set, using an approach in which any vehicle model with a 5-cycle combined fuel consumption rate more than two standard deviations away from the mean vehicle model would receive either the lowest (1) or highest (10) rating. We acknowledge that fuel consumption for new vehicles does not perfectly follow a normal distribution; however, historically, approximately 97% of the fleet has been captured within this two standard deviation range. Assuming this trend continues, approximately 1-2% of new vehicle models will receive the top rating, and<PRTPAGE P="39491"/>approximately1-2% of new vehicle models will receive the lowest rating.</P>
          <P>Thus, for a given year, the highest rating, a 10, will be defined by subtracting two standard deviations from the mean of the data from the most recent model year available, such that any vehicle that achieves a fuel consumption rate less than or equal to two standard deviations below the mean will receive a rating of 10. Conversely, any vehicle that is more than or equal to two standard deviations above the mean will receive the lowest rating, which is a 1. The ratings of 2 through 9, in turn, are defined based on even increments of 5-cycle combined fuel consumption rates between the highest and lowest ratings, with the following adjustment.</P>

          <P>The break point of the rating system, which denotes the difference between a CO<E T="52">2</E>emission and fuel economy rating of 5 and of 6 (that is, between the top half (6-10) and bottom half (1-5) of the rating scale), will be pegged to the CO<E T="52">2</E>emissions and MPG values that correspond to the projected achieved CAFE values estimated by the agencies in advance for the fleet as a whole for the applicable model year of the label. That is, after the analysis to determine two standard deviations is complete and the thresholds for each of the ratings are established, the break point between a rating of 5 and a rating of 6 will be adjusted to reflect the projected average fleet label value that would correspond with the projected fleet wide CAFE value that the agencies estimate would be achieved for the model year to which the label applies.<SU>64</SU>
            <FTREF/>This midpoint correction is important from a policy perspective, as the agencies believe it is appropriate to assign an above-average rating (6 or higher) only to those vehicles whose label value for fuel economy is at or above the projected fleet average for that model year. For model years 2012-2016, the projected achieved fuel economy values from the recent joint light-duty vehicle fuel economy and greenhouse gas rulemaking will be used as the basis for the midpoint defining the threshold between a 5 and a 6. Setting this break point in advance has the added advantage of allowing manufacturers to know their target to achieve an above average rating.</P>
          <FTNT>
            <P>
              <SU>64</SU>For this purpose, the agencies used the projected fleet-wide achieved CAFE levels for the MY2012-2016 CAFE standards (Table I.B.2-2, 75 Federal Register 25331, May 7, 2010).</P>
          </FTNT>
          <P>Because the 2012-2016 estimated achieved CAFE levels intended to be used to anchor the break point of the rating scale are based on the 2-cycle test, while label values are based in the 5-cycle test, EPA evaluated vehicle test data across all new light duty vehicles to determine an adjustment factor between the projected achieved fleet wide CAFE fuel economy values and the label values. This adjustment factor is derived in the same manner as an individual model's mpg value for CAFE compliance is adjusted for use on the label. Using this adjustment, EPA determined that the fuel economy midpoint values from 2012-2016 will be as shown in Table D.1.</P>
          <GPOTABLE CDEF="s25,12" COLS="2" OPTS="L2,p1,8/9,i1">
            <TTITLE>Table D.1—Label Breakpoint Values for MY2012-2016<SU>65</SU>
            </TTITLE>
            <ROW>
              <ENT I="01">2012</ENT>
              <ENT>22</ENT>
            </ROW>
            <ROW>
              <ENT I="01">2013</ENT>
              <ENT>23</ENT>
            </ROW>
            <ROW>
              <ENT I="01">2014</ENT>
              <ENT>23</ENT>
            </ROW>
            <ROW>
              <ENT I="01">2015</ENT>
              <ENT>24</ENT>
            </ROW>
            <ROW>
              <ENT I="01">2016</ENT>
              <ENT>25</ENT>
            </ROW>
          </GPOTABLE>
          <P>Using<FTREF/>this approach, the fuel economy ratings for model year 2012, based on 2011 fuel consumption data and with a break point adjustment reflecting the average fuel economy projected to be achieved for model year 2012, would be assigned on the basis of the fuel economy integer values as shown in Table D-2.</P>
          <FTNT>
            <P>
              <SU>65</SU>French, R. Memorandum to Docket No. EPA-HQ-OAR-2009-0865, “Adjusting Combined City/Highway CAFE Fleet Values to Determine Equivalent 5-Cycle Label Values.” May 18, 2011.</P>
          </FTNT>
          <GPOTABLE CDEF="s25,12" COLS="2" OPTS="L2,i1">
            <TTITLE>Table D.2—MY2012 Rating Scale for Fuel Economy</TTITLE>
            <BOXHD>
              <CHED H="1">Fuel economy rating</CHED>
              <CHED H="1">Fuel economy<LI>(Combined city/highway 5-cycle MPG or MPGe value)</LI>
              </CHED>
            </BOXHD>
            <ROW>
              <ENT I="01">10</ENT>
              <ENT>38+</ENT>
            </ROW>
            <ROW>
              <ENT I="01">9</ENT>
              <ENT>31-37</ENT>
            </ROW>
            <ROW>
              <ENT I="01">8</ENT>
              <ENT>27-30</ENT>
            </ROW>
            <ROW>
              <ENT I="01">7</ENT>
              <ENT>23-26</ENT>
            </ROW>
            <ROW>
              <ENT I="01">6</ENT>
              <ENT>22</ENT>
            </ROW>
            <ROW>
              <ENT I="01">5</ENT>
              <ENT>19-21</ENT>
            </ROW>
            <ROW>
              <ENT I="01">4</ENT>
              <ENT>17-18</ENT>
            </ROW>
            <ROW>
              <ENT I="01">3</ENT>
              <ENT>15-16</ENT>
            </ROW>
            <ROW>
              <ENT I="01">2</ENT>
              <ENT>13-14</ENT>
            </ROW>
            <ROW>
              <ENT I="01">1</ENT>
              <ENT>0-12</ENT>
            </ROW>
          </GPOTABLE>
          <P>The agencies then had to consider how to structure the rating scale for GHG emissions, since it is combined for the final labels with the rating scale for fuel economy. Given the close relationship between fuel economy and greenhouse gases, the rating scales will be defined to give the same rating on each of these factors for gasoline vehicles, since gasoline-fueled vehicles constitute the great majority of the vehicles sold. Thus, the GHG rating scale will be determined by converting the fuel economy rating thresholds into gasoline equivalent GHG rating thresholds using a constant conversion factor of 8887 grams of tailpipe carbon dioxide emissions per gallon of consumed gasoline.<SU>66</SU>
            <FTREF/>Accordingly, by definition, for vehicles that operate on gasoline only, the fuel economy score will equal the greenhouse gas score, and that combined score will be displayed on the label using one slider bar and one indicator for the combined score.<SU>67</SU>

            <FTREF/>Because vehicles that operate on fuels other than gasoline will not necessarily have the same fuel economy and GHG scores, those vehicles will have their GHG rating determined by comparing their 5-cycle combined tailpipe CO<E T="52">2</E>emission rate against the GHG ranges applicable for the model year to determine if their GHG score is different from their fuel economy score. If it is different, the GHG score must be indicated on the same slider bar as the fuel economy score; however, the GHG score will use a pointer below the slider bar and the fuel economy score will use a pointer above the slider bar. Using this approach, the GHG ratings for model year 2012, based on 2011 data with a break point adjustment reflecting model year 2012, would be assigned as shown in Table D-3.</P>
          <FTNT>
            <P>

              <SU>66</SU>This reflects the direct relationship between CO, emissions and fuel consumption for gasoline, and the fact that the mpg values in the Table are derived from fuel consumption values which in turn are derived from CO, emissions values. Note that the GHG thresholds correspond to the MPG value that will round to the integer values shown in the table. For example, the GHG threshold corresponding to the fuel economy thresholds between a 1 and 2 is calculated as 8887 g CO<E T="52">2</E>/gallon divided by 12.5 miles/gallon, or 711 g/mile.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>67</SU>For gasoline vehicles whose values are close to the threshold, the tables may occasionally reflect different scores on each of these factors. For purposes of the fuel economy and greenhouse gas rating for gasoline vehicles, the fuel economy thresholds will be controlling and only one rating will be displayed. Under this approach, vehicles with the same combined MPG value, which is prominently displayed on the label, will always have the same rating as other vehicle with the same value. Different ratings formed on the basis of rounding would not be helpful to consumer comprehension.</P>
          </FTNT>
          <GPOTABLE CDEF="s25,12" COLS="2" OPTS="L2,i1">
            <TTITLE>Table D.3—MY2012 Rating Scale for Greenhouse Gases</TTITLE>
            <BOXHD>
              <CHED H="1">Greenhouse gas rating</CHED>
              <CHED H="1">Tailpipe GHG rating (combined city/highway<LI>5-cycle CO<E T="52">2</E>
                </LI>
                <LI>g/mile)</LI>
              </CHED>
            </BOXHD>
            <ROW>
              <ENT I="01">10</ENT>
              <ENT>0-236</ENT>
            </ROW>
            <ROW>
              <ENT I="01">9</ENT>
              <ENT>237-290</ENT>
            </ROW>
            <ROW>
              <ENT I="01">8</ENT>
              <ENT>291-334</ENT>
            </ROW>
            <ROW>
              <ENT I="01">7</ENT>
              <ENT>335-394</ENT>
            </ROW>
            <ROW>
              <ENT I="01">6</ENT>
              <ENT>395-412</ENT>
            </ROW>
            <ROW>
              <ENT I="01">5</ENT>
              <ENT>413-479</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="39492"/>
              <ENT I="01">4</ENT>
              <ENT>480-538</ENT>
            </ROW>
            <ROW>
              <ENT I="01">3</ENT>
              <ENT>539-612</ENT>
            </ROW>
            <ROW>
              <ENT I="01">2</ENT>
              <ENT>613-710</ENT>
            </ROW>
            <ROW>
              <ENT I="01">1</ENT>
              <ENT>711+</ENT>
            </ROW>
          </GPOTABLE>
          <P>The methodology for determining the fuel economy and GHG rating scales defined above is based on a simple statistical approach that should be applicable to a changing fleet of vehicles over time. The agencies believe that this is a straightforward and robust methodology for rating vehicle fuel economy and tailpipe GHG emissions that will result in a flatter distribution of vehicle ratings across the entire fleet. We intend to update the scoring thresholds in the future to reflect the prevailing CAFE and GHG standards and the evolution of the vehicle fleet. Any updates to the rating scale will be included in the annual label manufacturer guidance document or in the regulations via rulemaking.</P>
          <HD SOURCE="HD2">E. Upstream GHGs</HD>
          <P>In the proposal, the agencies recognized that upstream GHG emissions are associated with the production and distribution of all automotive fuels used by motor vehicles, that certain emerging automotive fuels might have very different upstream and tailpipe GHG characteristics depending on how those fuels are produced, that providing accurate upstream GHG emissions values for individual consumers can be a complex challenge, and that whether, and if so how, to account for these upstream GHG emissions was an important decision.</P>

          <P>We proposed to limit the label to tailpipe-only GHG emissions, while providing more detailed information on upstream GHG emissions on a Web site. For details on the Web site content and accessibility, please refer to Section III.I. In addition, the agencies requested comment on alternative options for the label that, in addition to presenting tailpipe emissions, refer to or identify in some manner the upstream GHG emissions associated with fuel production and distribution. One such alternative would continue to base the label's GHG emissions value on tailpipe emissions values only but would supplement the numerical value with a symbol or asterisk and explanatory text such as “the only CO<E T="52">2</E>emissions are from electricity generation” (for EVs), “does not include CO<E T="52">2</E>from electricity generation” (for PHEVs), or “the CO<E T="52">2</E>emissions listed here are from gasoline combustion only and do not reflect the use of renewable biofuels” (for ethanol flexible fuel vehicles).</P>
          <P>A second alternative for the label would be to, provide a tailpipe-only GHG emissions value and also to provide a numerical value for upstream GHG emissions associated with production and distribution of the fuel(s) used by the vehicle. While recognizing the arguments for this approach, the agencies identified many challenges associated with developing a single numerical value for upstream GHG emissions. For electricity, for example, challenges include significant regional variability in electricity feedstocks and GHG emissions, potential changes in feedstocks and GHG emissions over time, and potential differences in GHG emissions between daytime and nighttime charging depending on the energy source used. The agencies asked for comments on how they could best address these complexities on a consumer label.</P>
          <P>The agencies received a large number of comments on this topic, almost all of which focused primarily on the upstream GHG emissions issues associated with the electricity used in EVs and PHEVs.</P>
          <P>Automotive associations, electric vehicle associations, electric utility companies, and nearly all automakers who commented on this topic supported the proposal to include only tailpipe GHG emissions on the label and provide more detailed information on upstream GHG emissions on a Web site. Automakers typically stated that labels have always reflected vehicle performance only and have not addressed upstream petroleum emissions, that they have no control over upstream emissions, and that including electricity upstream GHG emissions on the label could discourage future sales of EVs and PHEVs. EV and PHEV advocacy organizations generally supported the proposal as well, also citing that past label designs focused exclusively on vehicle performance and arguing that regional differences in electricity feedstocks make it impossible to provide a single upstream GHG emissions value for EVs and PHEVs that would be meaningful to consumers. One environmental group supported the proposal, but argued for a more prominent display of the text indicating that the values are tailpipe-only.</P>
          <P>Nearly all environmental groups, academics, a Federal lab, and non-electricity fuel advocacy groups who commented on this topic opposed the proposal and endorsed the concept of including upstream GHG emissions on the label. The primary argument was that providing tailpipe-only GHG emissions would be confusing and/or misleading, as some consumers might infer that operating a vehicle on grid electricity has no greenhouse gas emissions impacts, and that this could lead to adverse consumer purchase decisions if “zero emissions” was an overriding selling point for a consumer.</P>
          <P>A second argument from many of these commenters, as well as from one automaker, was that the primary purpose of the label should be to provide relevant consumer information, and that a label is not an appropriate way to promote an individual technology, which they argued this approach would do for electric vehicles if upstream emissions were not included on the label. California Air Resources Board (ARB) stated that upstream emissions would need to be reflected on the label in order to adopt the national label in California. ARB later indicated that, in the interest of a unified national label, this requirement could be met through a label statement about additional emissions and reference to a Web site where upstream values could be obtained.</P>

          <P>However, only a few commenters endorsed a specific methodology for determining upstream GHG emissions values. One joint environmental group comment supported a universal upstream GHG emissions factor for all vehicle operation off of the electric grid, similar to the approach currently used by the ARB. Another environmental group suggested that the label CO<E T="52">2</E>value for both EVs and PHEVs be an asterisk instead of a numerical value, and the asterisk would be coupled with label text directing the consumer to the Web site for customized, regional-based upstream GHG emissions values.</P>

          <P>The agencies are requiring a label which, as was proposed, will be limited to tailpipe-only GHG emissions but will have more prominent text to better emphasize the tailpipe-only metric. EVs will include the clarifying statement, “Does not include emissions from producing electricity.” Vehicles fueled without grid electricity will include the statement, “Producing and distributing fuel also create emissions; learn more at fueleconomy.gov.” For PHEVs, the text “&amp; electricity” will be added after the word “fuel.” Detailed information (including regional-specific values, when appropriate) regarding upstream emissions for fuels will be provided on a Web site. For details on the Web site<PRTPAGE P="39493"/>content and accessibility, please refer to Section III.I.</P>
          <P>The agencies considered the merits of arguments both for and against inclusion of upstream emissions information on the label itself but ultimately concluded that retaining a tailpipe-only approach is more appropriate for this consumer-oriented label. While the agencies acknowledge, as discussed above, that substantial GHG emissions can be created during the upstream production and distribution of various automotive fuels, our reasoning for adopting a tailpipe-only approach starts with the fact that the label's fundamental purpose is to present information about the vehicle itself, rather than on a broader system. Emissions from the tailpipe fall under the automaker's control; they are a result of the product that the manufacturer produces.</P>
          <P>The agencies agree that information on a vehicle's upstream emissions may be useful for consumers, even if it is not central to the purpose of the label. We also concluded that including upstream GHG emissions on a Web site instead of the label is a more appropriate way to communicate information regarding upstream emissions to consumers. Because of the substantial variation in emissions associated with electricity production from region to region, a label that presented a single national average of upstream emissions could be more likely to confuse consumers rather than help them, particularly if consumers are aware that their regional electricity generation mix is different from the national average, and could thereby detract from the label's purpose. Due to different electricity generation fuels and technologies, this level of variation is significant: from one region to another, the highest-to-lowest upstream average GHG emission ratios are roughly 3-to-1.<SU>68</SU>
            <FTREF/>If examined from a utility-by-utility perspective, the ratio is even greater, at 75-to-1.<SU>69</SU>
            <FTREF/>For a national label to present a single national average would be misleading and inaccurate given such a wide range. The agencies are aware of arguments that variation is also present in the gasoline prices used to calculate fuels costs and/or savings on the label, but the typical range in regional gasoline prices is much narrower (approximately 1.25-to-1)<SU>70</SU>
            <FTREF/>than the range in upstream GHG emissions, and therefore adopting a single average value for national gasoline prices seems more appropriate.</P>
          <FTNT>
            <P>
              <SU>68</SU>Pechan &amp; Associates, Inc., “The Emissions &amp; Generation Resource Integrated Database for 2010 (eGRID2010 version 1.0) year 2007 Summary Tables,” prepared for the U.S. Environmental Protection Agency, Washington, DC, March 2011.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>69</SU>M. J. Bradley &amp; Associates. (2010). Benchmarking Air Emissions of the 100 Largest Electric Power Producers in the United States.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>70</SU>. See EIA's Retail Gasoline Prices<E T="03">http://www.eia.doe.gov/oil_gas/petroleum/data_publications/wrgp/mogas_home_page.html</E>where, as of May 16, 2011, the highest city gasoline price, of the 10 cities represented, was $4.40 in Chicago, Illinois, and the lowest was $3.70 in Denver, Colorado. This represents a high-to-low range of 19%.</P>
          </FTNT>
          <P>Even if the agencies were to conclude that including upstream GHG emissions on the label were appropriate, given our concerns that a national-average upstream value might not be helpful, we do not believe that it would be practical for the label to present regional-specific upstream data for every vehicle sold. Under that scenario, automakers would not only need to reflect regional differences in power generation fuel mixes but would also need to consider how state regulations could affect emissions from electricity generation in the future; that is, a label that adequately reflects expected GHG emissions over the vehicle's useful life would need to project future changes in electric utility emission rates on a regional-specific basis, which would be challenging to accomplish in a meaningful way. Further, producing individualized labels would be difficult and would introduce additional complexity and costs for manufacturers, which the agencies did not account for in our proposal.</P>
          <P>However, the agencies believe that it is important and beneficial to provide information on upstream GHG emissions to consumers for certain advanced technology vehicles and are in the process of developing a Web site in order to make such information available. We believe that providing such data on a Web site has advantages over presenting upstream information on the label. A Web site allows consumers to access regionally specific data on electricity upstream emissions and allows the agencies to present further information on methodologies as needed. The information can also be updated more quickly as new data becomes available. Further, presenting the information online, rather than on the label, allows the label to present more comprehensive information in a clearer, simpler manner, which we believe will benefit consumers.</P>
          <P>The agencies recognize that biofuels, such as the E85 that FFVs use, will play an important role in reducing the nation's dependence on foreign oil, thereby increasing domestic energy security. While the majority of comments on upstream emissions pertained to emissions from electricity production, the agencies also recognize that biofuels have unique GHG emission characteristics. When considered on a lifecycle basis (including both tailpipe and upstream emissions), the net GHG emission impact of individual biofuels can vary significantly from both petroleum-based fuels and from one biofuel to another. EPA's Renewable Fuel Standard program, as modified by EISA, examined these differences in lifecycle emissions in detail.<SU>71</SU>
            <FTREF/>For example, EPA found that with respect to aggregate lifecycle emissions including non-tailpipe GHG emissions (such as feedstock growth, transportation, fuel production, and land use), lifecycle GHG emissions in 2022 for ethanol from corn, using certain advanced production technologies, are about 20 percent less than gasoline from oil.</P>
          <FTNT>
            <P>
              <SU>71</SU>
              <E T="03">http://www.epa.gov/otaq/renewablefuels/420f10006.htm</E>
            </P>
          </FTNT>
          <P>The agencies recognize that in the case of biofuels, “upstream emissions” include not only GHG emissions, but also any biological sequestration that takes place. For purposes of this discussion, the term “upstream emissions,” when considered in the case of biofuels, should be construed to encompass both GHG emissions and sequestration.</P>
          <P>The agencies note that to the extent future policy decisions involve upstream emissions, the agencies will need to consider not only upstream emissions from electricity production, but also the unique emission characteristics associated with biofuels.</P>
          <P>Finally, the agencies agree with one commenter's suggestion to indicate more clearly that the GHG emission values presented on the label represent tailpipe-only emissions. In response, the agencies are adopting a label with more prominent “tailpipe only” text as well as a statement that information on upstream emissions can be found at the Web site.</P>
          <P>We have made this decision on the treatment of upstream emissions for the fuel economy label for the reasons explained in this preamble. This conclusion does not necessarily reflect any decisions that will be made regarding upstream emissions in future greenhouse gas and fuel economy rulemakings. In addition, the agencies will continue to consider this issue over time.</P>

          <P>In summary, the agencies are requiring a label with a tailpipe-only GHG emissions rating as well as more clear and prominent text that the rating includes only tailpipe GHG emissions<PRTPAGE P="39494"/>and that the consumer can go to the Web site for information on upstream GHG emissions.</P>
          <HD SOURCE="HD2">F. Smog Rating</HD>
          <P>In addition to fuel economy and greenhouse gas information, EISA also requires that new vehicles be labeled with information reflecting a vehicle's performance in terms of “other emissions,” using a rating system that would make it easy for consumers to compare the other emissions of automobiles at the point of purchase.<SU>72</SU>

            <FTREF/>The agencies proposed that “other emissions” include those tailpipe emissions, other than CO<E T="52">2</E>, for which vehicles are required to meet current emission standards. These emissions include criteria emissions regulated under EPA's National Ambient Air Quality Standards and air toxics and include the following smog-forming and other air pollutants:</P>
          <FTNT>
            <P>
              <SU>72</SU>49 U.S.C. 32908(g)(1)(A).</P>
          </FTNT>
          <P>• NMOG—non-methane organic gases;</P>
          <P>• NO<E T="52">X</E>—oxides of nitrogen;</P>
          <P>• PM—particulate matter;</P>
          <P>• CO—carbon monoxide; and</P>
          <P>• HCHO—formaldehyde.</P>
          <P>The agencies proposed and requested comment on a one-to-ten rating for “other emissions” in which each rating is associated with a bin from the Federal Tier 2 emissions standards,<SU>73</SU>
            <FTREF/>or the comparable California emissions standard,<SU>74</SU>
            <FTREF/>based on the fact that it was impossible to provide a single aggregated rating reflecting an absolute scale, and that separate absolute rating scales would have been unduly cumbersome to present on the label.</P>
          <FTNT>
            <P>
              <SU>73</SU>40 CFR part 86, subpart S.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>74</SU>The California Low-Emission Vehicle Regulations for Passenger Cars, Light-Duty Trucks and Medium-Duty Vehicles, Title 13, California Code of Regulations (last amended March 29, 2010).</P>
          </FTNT>
          <P>The majority of comments received were supportive of the proposed option, indicating that it was a reasonable approach to distilling complex information and was consistent with the approach used on the EPA Green Vehicle Guide Web site and the California Environmental Performance Label. Several commenters advocated changing the name on the label from “other air pollutants” to the term “smog,” which they felt was more meaningful for the general public and would be even more directly consistent with the California Environmental Performance Label. Finally, a few comments suggested that “other air pollutants” should be disaggregated and displayed separately for each air pollutant.</P>
          <P>The agencies are requiring, as proposed and as supported by most comments, a label that displays a relative one-to-ten rating based on Federal vehicle emission standards or comparable California emissions standards. We are also requiring the suggested name change, as consumers are already familiar with the connection between vehicle emissions and smog, whereas “other air pollutants” is not currently as meaningful. This will have the added benefit of promoting label harmonization by better aligning with the California Environmental Performance Label “Smog Score” that has been in existence for many years.</P>
          <P>Despite the fact that the EPCA and EISA language could be interpreted to allow multiple “other emissions” rating scales on the label, the agencies were not persuaded that having disaggregated pollutant information on the label would benefit consumers. Based on our consumer research,<SU>75</SU>

            <FTREF/>it appears that consumers do not currently want more specificity when it comes to these air pollutants and, in fact, could not make meaningful distinctions among these pollutants. In addition, we do not believe that there is sufficient space on the label to incorporate emissions information on the five pollutants addressed through this rating scale without cluttering the label and risking information overload. However, to address some consumers' interest in more information, consumers will be able to access more detailed information on the specific smog-forming pollutants that are covered collectively on the label on<E T="03">fueleconomy.gov.</E>
          </P>
          <FTNT>
            <P>
              <SU>75</SU>Environmental Protection Agency Fuel Economy Label: Phase 1 Focus Groups, EPA420-R-10-903, August 2010, p. 28.</P>
          </FTNT>
          <P>The agencies acknowledge that this rating will multiply the number of distinct labels relative to current labeling because of the interaction between model types and test groups. Current labels are based only on model types and present only fuel economy information. However, emissions are based on test groups, and there may be multiple test groups within a given model type. For example, a manufacturer with two otherwise identical vehicles within a model type, where one is certified to EPA emission standards and the other to more stringent California standards, would only need one label today for all the vehicles in that model type. This final rule would require that—despite identical fuel economy results—the different vehicles have different smog ratings and thus different label information. Any incremental costs associated with this increase in distinct labels have been addressed; as discussed in Section VI.A., the agencies received comment from auto makers on the startup costs of the new labels, including estimates of the IT needs to address new label requirements, and incorporated their comments into the cost estimates.</P>
          <P>The Smog Rating System for model year 2013 vehicles is shown in Table F-1. The proposal discussed ratings based on current emission standards; however, if those standards were to change in the future, the ratings would no longer have a basis on which to be assigned. Therefore, we clarify here that we intend to update the scoring thresholds in the future to reflect the prevailing Federal and California emissions standards. Any updates to the Smog Rating will be included in the annual label manufacturer guidance document or in the regulations via rulemaking.</P>
          <GPOTABLE CDEF="s25,r25,xs70" COLS="3" OPTS="L2,i1">
            <TTITLE>Table F-1—Rating System for “Other Emissions”</TTITLE>
            <BOXHD>
              <CHED H="1">Smog<LI>rating</LI>
              </CHED>
              <CHED H="1">EPA Tier 2 emissions standard</CHED>
              <CHED H="1">California Air<LI>Resources Board</LI>
                <LI>LEV II emissions</LI>
                <LI>standard</LI>
              </CHED>
            </BOXHD>
            <ROW>
              <ENT I="01">10</ENT>
              <ENT>Bin 1</ENT>
              <ENT>ZEV</ENT>
            </ROW>
            <ROW>
              <ENT I="01">9</ENT>
              <ENT>N/A</ENT>
              <ENT>PZEV</ENT>
            </ROW>
            <ROW>
              <ENT I="01">8</ENT>
              <ENT>Bin 2</ENT>
              <ENT>SULEV II</ENT>
            </ROW>
            <ROW>
              <ENT I="01">7</ENT>
              <ENT>Bin 3</ENT>
              <ENT>N/A</ENT>
            </ROW>
            <ROW>
              <ENT I="01">6</ENT>
              <ENT>Bin 4</ENT>
              <ENT>ULEV II</ENT>
            </ROW>
            <ROW>
              <ENT I="01">5</ENT>
              <ENT>Bin 5</ENT>
              <ENT>LEV II</ENT>
            </ROW>
            <ROW>
              <ENT I="01">4</ENT>
              <ENT>Bin 6</ENT>
              <ENT>LEV II opt 1</ENT>
            </ROW>
            <ROW>
              <ENT I="01">3</ENT>
              <ENT>Bin 7</ENT>
              <ENT>N/A</ENT>
            </ROW>
            <ROW>
              <ENT I="01">2</ENT>
              <ENT>Bin 8</ENT>
              <ENT>SULEV II large trucks</ENT>
            </ROW>
            <ROW>
              <ENT I="01">1</ENT>
              <ENT>N/A</ENT>
              <ENT>ULEV &amp; LEV II large trucks</ENT>
            </ROW>
          </GPOTABLE>
          <HD SOURCE="HD2">G. Fuel Costs and Savings</HD>
          <P>As described in Section II.A, EPCA requires that labels shall contain “the estimated annual fuel cost of operating the automobile.” In addition EPCA states that the labels shall contain other information required or authorized by the EPA Administrator that is related to the required information,<SU>76</SU>
            <FTREF/>such as the annual fuel cost. EPA proposed to include annual fuel cost on all labels, and proposed a five year fuel cost or savings compared to the average vehicle value on label 1, but indicated that any label required could include the five year cost or savings value.</P>
          <FTNT>
            <P>
              <SU>76</SU>49 U.S.C. 32908(b).</P>
          </FTNT>
          <HD SOURCE="HD3">1. Annual Fuel Cost</HD>

          <P>Focus groups conducted prior to the proposal provided mixed feedback on the value of annual fuel cost. When asked, participants were skeptical of the<PRTPAGE P="39495"/>use of estimated annual fuel cost, even when asked to consider whether it could be a useful comparative metric across other vehicles of the same model year. This skepticism arose from the recognition that the value was based on assumptions of fuel prices and annual miles driven, which many felt would not be personally applicable to their own driving patterns. Nevertheless, participants consistently employed the annual fuel cost (along with MPG) when asked to compare the efficiency of conventional vehicles with that of advanced technology vehicles, like PHEVs and EVs, with their less familiar set of energy metrics.<SU>77</SU>
            <FTREF/>Focus group participants involved in the previous update to the fuel economy label were clearly interested in the annual fuel cost figure.<SU>78</SU>
            <FTREF/>Recognizing the EPCA statutory requirement to display the estimated annual fuel cost, EPA requested comment on whether it is a useful comparative tool across technologies and, if so, how to best communicate on the label that it is valid for this purpose. EPA also sought comment on whether there might be an additional or alternative way to display fuel cost information that might be more useful or have a greater impact on consumers.</P>
          <FTNT>
            <P>
              <SU>77</SU>Environmental Protection Agency Fuel Economy Label: Phase 3 Focus Groups, EPA420-R-10-905, August 2010, p.37.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>78</SU>71 FR 5466, February 1, 2006.</P>
          </FTNT>
          <P>Comments on annual fuel cost generally acknowledged the statutory requirement under EPCA and agreed that it provides a useful comparison metric. Several commenters indicated that it was the most important metric on the current fuel economy label, after MPG. The majority of those who commented on it agreed that annual fuel cost should be retained. Several commenters suggested that the $2.80 per gallon cost figure shown on the example labels be made more realistic. Comments on electric operation indicated that 15,000 miles per year is not attainable for an EV unless it were to recharge more than once a day, and suggested cents per mile as a useful metric; they did acknowledge, however, that the annual cost could be used as a comparative tool. One comment regarding PHEVs noted that annual fuel cost will vary significantly depending on the relative use of gasoline and electricity.</P>
          <P>EPA is requiring the retention of annual fuel cost and its underlying assumptions on the label. This satisfies the EPCA requirement and provides continuity with the historical approach to annual fuel cost, which is used by some consumers as a comparative tool. EPA agrees that, as vehicle technologies diverge and it becomes increasingly challenging to find comparative metrics, fuel cost is a useful point of comparison. Consumers may compare the annual fuel cost of various vehicles and consider that cost to be part of the “price” of the vehicle. Because of the importance of annual fuel cost, the required label will make that cost quite prominent and conspicuous. EPA will continue its practice of issuing annual guidance updating the mileage and fuel cost assumptions, in consultation with the U.S. Department of Energy's Energy Information Administration.<SU>79</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>79</SU>Sample labels in the package use projections for the second and third quarter of 2012, based on the EIA Short Term Energy Outlook, May 2011.</P>
          </FTNT>
          <HD SOURCE="HD3">2. Five Year Fuel Savings or Sending Compared to the Average Vehicle</HD>
          <P>EPA also proposed and requested comment on another approach to presenting fuel cost information: Focusing on the savings attainable by purchasing a vehicle that is relatively more fuel efficient or the spending incurred when purchasing a vehicle that is relatively less fuel efficient. This approach was specifically recommended by the expert panel discussed in Section I.D, which noted that savings is a more powerful message than annual cost.<SU>80</SU>
            <FTREF/>Although savings and spending calculations would necessarily also rely on assumptions, EPA believes that the value of the information to consumers is significant enough to overcome these drawbacks.</P>
          <FTNT>
            <P>
              <SU>80</SU>Environmental Protection Agency Fuel Economy Label: Expert Panel Report, EPA420-R-10-908, August 2010.</P>
          </FTNT>
          <P>In the proposal, EPA explored a number of methods for calculating savings and spending, and proposed a method that calculated the difference in fuel costs of a vehicle over five years compared to the projected median new vehicle for that model year. EPA proposed that some vehicles would show a savings, while others would show consumers spending more for fuel over five years compared to the reference vehicle; these values would increase in magnitude the further the vehicle is from the average vehicle in terms of fuel consumption. The proposed approach appropriately reflects the fact that fuel cost savings become larger as the fuel efficiency of a vehicle improves, and conversely that fuel costs increase as fuel efficiency decreases compared to the reference vehicle.</P>
          <P>As with the fuel economy and greenhouse gas rating system and comparable class information, EPA proposed to provide annual guidance indicating the reference against which the fuel cost savings would be measured, as well as the prices for all fuels.<SU>81</SU>
            <FTREF/>EPA proposed to compare each labeled vehicle to a median vehicle, but to use “average” on the label as a more accessible term than “median.” EPA anticipated updating the reference vehicle MPG value as the fleet fuel efficiency changes in response to regulations and market forces. Finally, EPA proposed to round the relative fuel cost or savings values used on the label to the nearest one hundred dollars, to avoid implying more precision than is warranted and for ease of recall. Vehicles that are within fifty dollars of the reference vehicle fuel cost would be designated as saving zero dollars.</P>
          <FTNT>
            <P>
              <SU>81</SU>We proposed that the reference five-year fuel cost be calculated by applying the gasoline fuel price to the average miles driven over the first five years of the reference vehicle's life, assuming a particular fuel economy. The fuel economy value for the reference vehicle would be based on the projected fuel economy value of the median vehicle model type for sale the previous model year, not sales-weighted, and adjusted based on projections regarding the upcoming model year. The appropriate values would be provided in guidance.</P>
          </FTNT>
          <P>EPA sought comment on this and alternative approaches to conveying fuel cost and savings information. EPA also sought comment on whether there is a potential for consumer confusion caused by two different dollar figures: the estimated annual fuel cost of operating the vehicle and the five-year relative fuel savings/spending value compared to a reference vehicle.</P>
          <P>Many individual consumers, consumer advocacy groups, and environmental advocacy groups expressed strong support for a five year save or spend value compared to the average vehicle. These commenters stated that clearly communicated operating costs or savings based on fuel efficiency would be a useful comparison metric, and that the five year save or spend value is a more powerful metric than annual fuel cost. They suggested that, for those consumers considering advanced technology vehicles with a higher sticker price but also a higher fuel economy than conventional vehicles, the five year save or spend value would be a valuable piece of information that would allow them to weigh the impact of fuel savings over time against the up-front vehicle purchase price.</P>

          <P>Several industry organizations commented that a fuel cost or savings value should be limited to a within class comparison. Automotive manufacturers were primarily opposed to including the five year save or spend value on the label, suggesting that the statutorily-<PRTPAGE P="39496"/>required annual cost is sufficient and the additional five year information would be confusing. Many of these commenters noted that the reference vehicle could be ambiguous or confusing, and some raised a concern that the median vehicle and the average vehicle are not the same. Some commenters said that five year save or spend value was incomplete because it does not account for the time value of money nor include up-front vehicle costs. A few commenters suggested that the agencies use five-year fuel costs (annual fuel cost multiplied by five years) rather than a comparison to the average vehicle costs; other commenters suggested that a relative five year save or spend value should be calculated based on a reference vehicle in the same class. Several commenters noted that the value of a dollar and the cost of fuel will undoubtedly vary during the five year period.</P>
          <P>EPA believes that the utility of the five year save or spend value compared to the average vehicle outweighs the concerns expressed by commenters. Although the literature is mixed, many studies have indicated that consumers may significantly undervalue (or overvalue) potential fuel savings when deciding which vehicle to purchase.<SU>82</SU>
            <FTREF/>One reason may be that consumers have difficulty accurately estimating fuel costs and savings over time.<SU>83</SU>
            <FTREF/>Another reason may be that unless relevant information is provided, those costs or savings, even if significant, may not be sufficiently salient to consumers at the time of purchase. The five-year fuel savings or spending value clearly demonstrates the total comparative fuel costs and savings over a timeframe that many vehicles are owned. Including it on the label will help consumers to more easily weigh the long-term payback benefits of purchasing a more fuel efficient vehicle or a vehicle that operates on a less expensive fuel.</P>
          <FTNT>
            <P>
              <SU>82</SU>Greene, David L. “How Consumers Value Fuel Economy: A Literature Review,” EPA Report EPA-420-R-10-008, March 2010, p.vi-ix.</P>
          </FTNT>
          <FTNT>
            <P>

              <SU>83</SU>For evidence that consumers may make mistakes estimating the fuel savings associated with higher fuel economy, see: Turrentine, Thomas S. and Kurani, Kenneth S. “Car buyers and fuel economy?” Energy Policy 35:1213-1223 (2007) and Larrick, R.P. and J.B. Soll, “The MPG illusion,” Science 320:1593-1594 (2008). For a more complete discussion of reasons consumers may undervalue future fuel savings, see 75 F.R. 25510-25513; and Helfand, Gloria, and Wolverton, Ann, “Evaluating the Consumer Response to Fuel Economy: A Review of the Literature, ” U.S. Environmental Protection Agency, National Center for Environmental Economics Working Paper 09-04 (2009), p.23-30, available at<E T="03">http://yosemite.epa.gov/EE/epa/eed.nsf/WPNumber/2009-04?OpenDocument</E>(last accessed 3/18/11).</P>
          </FTNT>
          <P>In response to a concern that the median vehicle and the average vehicle are not the same, EPA is requiring a simple change to the proposed algorithm for estimating the reference vehicle for fuel costs over five years. For consistency, EPA will use the same reference point that is used to define the break between a rating of 5 and a rating of 6 on the fuel economy and greenhouse gas scale (see Section III.D). This addresses the concerns expressed in comment, as the term “average” now is represented by the label MPG value that corresponds with the projected achieved CAFE level for the fleet on a sales-weighted basis for that same model year. That is, the vehicles indicated on the label as “you save” in fuel costs over five years will have a fuel economy that is better than the projected average level for the fleet for that model year, while those indicating “you spend” will be below the projected average. The five-year average cost will be calculated for this average vehicle, using the same annual mileage and gasoline fuel cost assumptions used for the annual cost estimate, multiplied by five years. As proposed, this reference five-year cost value representing the average vehicle will be published in EPA guidance, along with the upcoming projected fuel costs and annual mileage assumptions.</P>
          <P>While EPA agrees that some consumers may not fully understand the reference point for the five year save or spend value, EPA nevertheless believes that showing relative costs or savings has significant value in helping consumers understand that fuel efficiency can substantially affect the relative operating costs among vehicles. In particular, EPA believes that communicating to consumers a vehicle's fuel costs relative to the costs of the average new model offered for sale, and over a timeframe commensurate with vehicle ownership, will highlight the importance of future fuel costs and allow them to be more readily factored into the buying decision. To clarify the average vehicle reference point, the “Compared to the average vehicle” text is being increased in prominence. In addition, explanatory text is being added to the label which says “The average new vehicle gets X MPG and costs $Y to fuel over 5 years.” The agencies believe that this additional text should aid consumer understanding about the reference point.</P>
          <P>EPA considered using five-year fuel cost (annual fuel cost multiplied by five-years) instead of the comparative five year save or spend value. However, as discussed above, EPA concluded that showing the relative costs or savings has additional merit that is not immediately gleaned from a five-year cost value. EPA and the Department of Energy provide similar information online for appliances as part of their Energy Star program.<SU>84</SU>
            <FTREF/>In addition, since annual fuel cost is also on the label, consumers can easily use the information on the label to calculate their own five-year fuel costs, if desired.</P>
          <FTNT>
            <P>
              <SU>84</SU>For example see “Savings Calculator” at:<E T="03">http://www.energystar.gov/index.cfm?fuseaction=find_a_product.showProductGroup&amp;pgw_code=CW</E>(last accessed 3/17/11). This spreadsheet allows users to estimate the potential savings from using Energy Star-qualified clothes washers instead of conventional clothes washers.</P>
          </FTNT>
          <P>EPA also considered using economic projections of future dollar values and fuel costs to calculate the five year save or spend value, but concluded that doing so would make the calculations unnecessarily confusing to the consumer while providing limited additional value. Many people in the public think in terms of simple calculations or payback periods when considering long-term costs or savings. As EPA learned from the focus groups, consumers are skeptical of any calculations involving fuel costs, because the price of fuel fluctuates greatly, and personal driving habits also vary. Adding additional complexities to the calculation would probably further confuse consumers and thus contribute to their skepticism. Our hope is that consumers will recognize that this value is most useful for comparison purposes, and not as an exact measure of actual fuel costs.</P>
          <P>EPA does not agree with comments suggesting that the five year save or spend value should be based on a within class comparison, because EPA's research demonstrated that most shoppers search for vehicles that fall into more than one class. In addition, having multiple reference vehicles—one for each class—would create unnecessary confusion for the consumer. Therefore, the relative five year save or spend value will be compared to one reference vehicle, as described above.</P>

          <P>EPA acknowledges that there is some potential for confusion created by having both annual fuel costs and the relative five year save or spend values on the label. It believes, however, that for many consumers, the two figures may prove complementary: Consumers are able both to see absolute cost on an annual basis and to learn how much they will save or spend compared to the average vehicle over a relevant period. To reduce the risk of confusion, the label will display the five year save or spend value and the annual fuel cost in distinct locations on the label, with<PRTPAGE P="39497"/>prominent differentiating text (see Figure I-1).</P>
          <HD SOURCE="HD2">H. Range and Charge Time</HD>
          <HD SOURCE="HD3">1. Range</HD>
          <P>Vehicle cruising range—the calculated distance that a vehicle can travel given its fuel economy and fuel tank capacity—has not historically been provided on the fuel economy label. However, in the focus groups conducted for this rulemaking, it became clear that many people were interested in this piece of information, but only for advanced technology vehicles, with which there is little familiarity. Accordingly, EPA proposed that vehicle range be included on the label for vehicles that use electricity, proposed that it not be included on labels for vehicles that operate on liquid fuels, and sought comment on whether range should be included on labels for vehicles that operate on non-petroleum fuels other than electricity.</P>
          <P>EPA did not receive a large number of comments on range. Of the comments that were received, nearly all supported including range for some or all alternative fuel vehicles. Several commenters supported the inclusion of range for all alternative fuel vehicles, with the goal of harmonizing with the Federal Trade Commission<SU>85</SU>
            <FTREF/>so that its separate label would no longer be necessary. One commenter opposed the inclusion of range on an already “crowded” label, but did state that if range were included on EV and PHEV labels, then it should also be included on CNG labels.</P>
          <FTNT>
            <P>
              <SU>85</SU>The Federal Trade Commission requires a label that displays cruising range for all alternative fuel vehicles and vehicles capable of utilizing alternative fuels. See 16 CFR part 309, Subpart C.</P>
          </FTNT>

          <P>EPA is requiring the inclusion of range on all non-petroleum and advanced technology vehicle labels,<E T="03">e.g.,</E>for CNG, EV, PHEV, and hydrogen FCV vehicles. As supported by commenters, EPA continues to believe that range is an important piece of information for potential purchasers of these vehicles, since they typically cannot travel as far on a refueling as can a conventional gasoline vehicle, and the refueling infrastructure for non-liquid fuels is currently limited. EPA also agrees with several commenters that including range on the new fuel economy and environment label may set the stage for possible future action by the Federal Trade Commission to withdraw its separate cruising range label for alternative fuel vehicles. In response to some commenters' concern about the ability to generate meaningful range estimates for PHEV labels, EPA recognizes that the real-world variability in PHEV range values, particularly in the all-electric or battery assist mode, will be much higher than with conventional vehicles. Nevertheless, a laboratory-based repeatable test gives a basis for comparison, despite real-world variability, and the final label requires an all electric range value for all PHEVs. EPA's market research suggests that many consumers want an objective comparative metric for range that they can use to determine whether an advanced technology vehicle might be right for them.<SU>86</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>86</SU>Environmental Protection Agency Fuel Economy Label: Phase 2 Focus Groups, EPA420-R-10-904, August 2010.</P>
          </FTNT>
          <P>EPA is also finalizing an option for vehicle manufacturers to voluntarily include E85 range information on the labels for ethanol flexible fuel vehicles. The potential benefit to a manufacturer is that, should it take advantage of this option, the Federal Trade Commission might decide that a separate driving range label is no longer required. The final regulations provide templates that illustrate how labels with this optional information should appear, and any company choosing to provide driving range information must display that information according to the regulations. EPA encourages manufacturers to provide this optional E85 driving range information, particularly in cases where refueling opportunities may be limited and/or the driving range is substantially less than what consumers are used to experiencing with typical conventional fuel vehicles.</P>
          <HD SOURCE="HD3">2. Battery Charging Information</HD>
          <P>Battery charging information was included on two of the three EV and PHEV label designs in the proposed rule. As noted in the proposal, EPA believes that the amount of time it takes to charge an EV or PHEV battery is important to consumers. This was widely supported by the focus groups, where participants often expressed a strong interest in seeing battery charging information on the EV and PHEV labels. EPA proposed that the label include battery charging time using a standard wall outlet supplying 120 volts, with an option for the manufacturer to alternatively specify a 240 volt charge time if the higher voltage is recommended or required by the manufacturer.</P>
          <P>A majority of commenters on the subject, including automotive manufacturers and consumer groups, supported including charge time information on the label. Some of these commenters suggested that charge time should be based on 240V, as this would be consistent with the recommendation in the owner's manual and would reflect the manner in which EVs and PHEVs are likely to be typically charged. Several comments suggested that a range of charge times should be provided, given the possible use of different voltage levels. A minority of commenters, largely comprised of electric vehicle manufactures and advocacy organizations, suggested that charging information should not be on the label, largely because of concerns of oversimplification of the range of possible charge times given charging conditions, as well as label overcrowding. These commenters suggested that the charging information could be provided on EPA's Web site instead.</P>
          <P>EPA is requiring charging time information on the label of EVs and PHEVs, with one key difference from the proposal. The final regulations require that manufacturers display charging time based on the use of a dedicated 240 volt charging system, with the option of displaying charging time based on the use of a standard 120 volt wall outlet. It is our belief that the owners of these vehicles will, in a significant majority of cases, install dedicated 240 volt outlets to use for charging their vehicles.<SU>87</SU>
            <FTREF/>Doing so will dramatically decrease the amount of time it takes to charge the battery, thus minimizing one of the perceived limitations of vehicles that use electricity and maximizing the utility and availability of the vehicle. However, to address the possibility that not all EV/PHEV owners will install dedicated 240 volt outlets, a manufacturer may instead report the 120 volt charging time on the label if, for example, their vehicle is not capable of receiving 240 volts, or if the manufacturer believes that their buyers will typically use 120 volt and will prefer that information instead.</P>
          <FTNT>
            <P>
              <SU>87</SU>U.S. Environmental Protection Agency, U.S. Department of Transportation, California Air Resources Board Interim Joint Technical Assessment Report: Light-Duty Vehicle Greenhouse Gas Emission Standards and Corporate Average Fuel Economy Standards for Model Years 2017-2025. Chapter 4. September 2010.</P>
          </FTNT>
          <HD SOURCE="HD2">I. Web Site and QR Code</HD>

          <P>EPA proposed and requested comment on adding a new, prominent URL on the label that would direct consumers to a detailed, interactive consumer Web site. EPA also proposed including a QR Code® that could be scanned by a device such as a smartphone and reach the same Web site.<PRTPAGE P="39498"/>
          </P>
          <P>All those who commented on the topic supported the development of a comprehensive Web site, indicating that it is crucial to achieving a simpler label while also providing consumers with access to detailed information. Commenters also liked the idea of having a Web site that can more accurately reflect their likely personal experience with a vehicle. The majority of comments received also supported the inclusion of the QR Code® on the label. EPA evaluated other two-dimensional bar codes suggested by commenters and found that the advantages of the QR Code® significantly outweighed the potential advantages of other options. The QR Code® is free to use, in the public domain, does not require entering into a business relationship with private industry, and perhaps most significantly, is described in an ISO standard which is incorporated by reference in the final regulations. The ISO standard allows the agencies to clearly and completely describe in regulatory language the process for generating a QR Code®, a necessity of the structure of our program.</P>
          <P>EPA is moving forward with developing new Web site content on the existing fueleconomy.gov site. New content will be available prior to the date that labels are required to appear on vehicles (MY 2013), and will further explain the label's content, metrics, and methodologies. In addition to the label-specific information, consumers can use fueleconomy.gov's tools to compare and personalize fuel economy and environmental values across vehicles. New content on this Web site will include an enhanced emissions calculator that will allow consumers to determine an EV's or PHEV's potential upstream greenhouse gas emissions, based on the vehicle's efficiency and regional electricity emissions rates. This functionality will give consumers more accurate, regional-specific upstream emissions information than is possible on a static, national label. The Web calculator may also allow consumers to estimate the upstream GHG emissions associated with the operation of gasoline, diesel, and CNG vehicles using national averages.</P>
          <P>In order to address consumers' growing interest in having information accessible via smartphones, EPA is including a QR Code® on the new label.<SU>88</SU>
            <FTREF/>When a smartphone user scans the QR Code® on the label, information on that particular vehicle from the EPA Web site will be displayed on the handheld device. Though several commenters suggested linking to the auto manufacturers' vehicle-specific Web sites from the QR Code®, EPA determined that linking to a government Web site was the best way to provide consumers with “just the facts.” The content will be similar to what will be available on the label Web site, but geared to a smartphone platform. The user can then take advantage of many of the Web site's tools and vehicle comparisons from his/her phone while shopping at a dealership.</P>
          <FTNT>
            <P>

              <SU>88</SU>QR (or “quick response”) Codes are simply two-dimensional bar codes used to store information. In this case the information is a Web site URL. The term QR Code® is a registered trademark of Denso Wave Incorporated, which owns the patent rights to the QR Code. However, the patent right is not exercised, allowing the specification of the QR Code® to be disclosed and open for widespread use. For more information, see<E T="03">http://www.denso-wave.com/en/adcd/index.html.</E>
            </P>
          </FTNT>
          <HD SOURCE="HD2">J. Color</HD>
          <P>All of the proposed labels utilized color to draw attention and highlight information for consumers. However, each of the two proposed label options used color in different ways. The color on Label 1 was assigned based on the letter grade rating of the vehicle, using color as a comparison tool, whereas the color on Label 2 was determined by the vehicle technology and fuel type, using color as a vehicle identifier.</P>
          <P>NHTSA and EPA received comments from a wide variety of organizations supporting the use of color on the label. These commenters noted that color draws attention and results in a more influential label than black and white, and that the incremental cost of achieving color would be worthwhile. These comments especially supported using colors to differentiate important information for the consumer, such as vehicle ratings or five-year fuel costs. On the other hand, automobile manufacturers were concerned about the use of color on the label, especially any label design that would require color printing at the point of vehicle assembly or port of entry. In addition, they expressed concern that colors in the labels might fade, that they might be difficult to see through tinted windows, that the increased complexity of these labels would lead to compliance concerns, and that some colors might deter consumers from considering some vehicles. The manufactures were specifically concerned with the “warning” connotation that the colors red, orange, and yellow convey.</P>
          <P>Currently, several manufacturers use color on their Monroney labels; however, most of those manufactures utilize a standard, preprinted color background (for example, a company logo in color) for all vehicles and then print with black ink on top of the preprinted background. The proposed labels would require either printing the entire label in color, or managing several preprinted color backgrounds and printing with black ink on top of the preprinted and collated backgrounds. Either of these methods would increase the amount of lead time required by manufacturers and would add cost and complexity to the printing process. These concerns ultimately led the agencies to simplify the color scheme on the final label.</P>

          <P>The final label will use one color, blue, for all vehicles to highlight important aspects of the label. The agencies chose not to use red as the primary color on the label due to the perceived “warning” message that it can convey. Conversely, we decided not to use green on all of the labels because we did not want to imply that all vehicles are green (<E T="03">i.e.</E>clean) vehicles. The agencies were also advised that the color blue does not fade to a different color (green for example, can fade into yellow). The label has been designed to facilitate printing with black ink on a preprinted background. In addition, the color on the label satisfies the requirements of California to have “at least one color ink * * * in addition to black.”<SU>89</SU>
            <FTREF/>As discussed in Section III.L.2, this allows for harmonization of labels, which was a key request the agencies received from the automakers.</P>
          <FTNT>
            <P>
              <SU>89</SU>California Air Pollution Control Laws, Health and Safety Code, Division 26, Part 5, Chapter 2, Section 43200.1 (b)(2)(D).</P>
          </FTNT>
          <HD SOURCE="HD2">K. Lead Time</HD>
          <P>The agencies proposed that the new label take effect for the 2012 model year, in anticipation of advanced technology vehicles entering the market that would require labels which addressed their particular attributes. For those advanced technology vehicles expected to enter the market in model year 2011, EPA indicated that we would work with individual manufacturers to develop interim labels that would be consistent with the proposal on a case by case basis, using our current authority. The proposed timing would also coincide with the recent joint rulemaking by EPA and NHTSA that established harmonized Federal GHG emissions and CAFE standards for new cars, sport utility vehicles, minivans, and pickup trucks for model years 2012 through 2016.<SU>90</SU>

            <FTREF/>We also proposed to provide 30 days of lead-time for automobile manufacturers and importers to update the label template and upgrade printing<PRTPAGE P="39499"/>capabilities in order to implement these new requirements in the 2012 model year. This timing, given rule finalization in December 2010, was projected to capture the majority of the 2012 model year.</P>
          <FTNT>
            <P>
              <SU>90</SU>See 75 FR 25324, May 7, 2010.</P>
          </FTNT>
          <P>Automakers commented that they would need significantly more lead-time to adopt a revised label, explaining that the implementation process was much more complex than buying off-the shelf colors printers. Specifically, these commenters referenced (1) a detailed process of integrating multiple Information Technology systems in order to properly assign the new label elements to the correct vehicle, (2) redesign of the vehicle Monroney label if the footprint for the fuel economy and environment label changed from that of the current fuel economy label, and (3) the need to print new label stock or acquire and integrate new printers in order to launch a new label. Automakers typically expected that implementing these procedures would take on the order of six to ten months, although comments suggested lead-times from a low end of 19 weeks to a high end of the model year following the one year anniversary of the final rule. Several automotive commenters suggested making the new label requirements effective with the 2013 model year, assuming that sufficient lead-time was also allotted.</P>
          <P>Some commenters supported the proposal to implement the new label at the start of a model year, noting that this would dovetail with the changeover in manufacturing processes. Implementing the label at the beginning of the model year would thus allow for a change in the labeling procedure when the production line was idle, minimizing costs and the chances of mislabeling. Doing so would also minimize public confusion that could arise from two different label designs appearing on two vehicles of the same model and model year. However, not all those who commented on lead-time felt that a change at the start of a model year was important, given their particular manufacturing procedures, and requested the flexibility for voluntary early adoption, which could prevent having duplicate systems in place.</P>
          <P>The detailed description of the required procedural steps persuaded EPA and NHTSA that additional lead-time is necessary for automakers to properly implement the revised label without undue burden and error. NHTSA and EPA also agree that, for many manufacturers, switching at the start of the model year would be the least burdensome and most logical approach. Finally, the rulemaking is being completed several months beyond when originally planned, which would capture only a portion of the 2012 model year. An EPA analysis of the timeframe of vehicle certifications over the past several years, using confidential information submitted by automotive manufacturers, revealed that fewer than 20% of the total labels for the model year are typically issued by the end of May, 40% by the end of June, and 60-70% by mid-August. We do not think it would enhance public understanding for a new label to be required on less than half of the vehicle models in that model year.</P>
          <P>Thus, the agencies are requiring that the revised label be applied to all model year 2013 and later vehicles. The rule will be effective 30 days after publication, and manufacturers may optionally adopt the label for the remaining portion of the 2012 model year after that date. This approach provides the manufacturers with the most flexibility and several extra months of lead-time prior to the start of the 2013 model year, while providing consistency across the entire 2013 model year to minimize public confusion. We acknowledge that this lead-time, while significantly longer than that proposed, is less than that requested by certain commenters. However, the final label designs address many of the considerations that manufacturers raised as necessitating additional lead-time. Specifically, the minimum footprint of the current fuel economy label has been retained, thus eliminating the need for redesign of the Monroney label layout. In addition, the labels have been designed to eliminate the need for color printers on the line and, for the most part, to use a single pre-printed card stock, thus removing the lead-time steps that would have been needed to integrate either color printers or multiple card stocks in continuous use. We therefore believe that it will be possible for manufacturers to make the necessary changes in their labeling processes in the lead-time allotted.</P>
          <HD SOURCE="HD2">L. Harmonization With Other Labels</HD>
          <P>As noted previously, Executive Order 13563, section 3, specifically draws attention to the importance of avoiding redundant, inconsistent, or overlapping requirements, and directs agencies to take steps to reduce “costs by simplifying and harmonizing rules.”</P>
          <HD SOURCE="HD3">1. Federal Trade Commission</HD>
          <P>The Federal Trade Commission (FTC) currently requires that alternative fuel vehicles display a label that reports the driving range of the vehicle.<SU>91</SU>

            <FTREF/>The dedicated alternative fuel vehicle label displays the estimated city and highway driving ranges on the alternative fuel, and the label for dual fuel vehicles (<E T="03">e.g.,</E>flexible fuel vehicles, or FFVs) displays the estimated city and highway driving ranges on both fuels.<SU>92</SU>

            <FTREF/>Alternative fuels (especially non-petroleum alternative fuels) may have lower energy densities, thus resulting in potentially reduced driving ranges relative to conventional fuels, and it is important for consumers to be able to understand this when considering the purchase of an alternative fuel vehicle. Among the vehicles currently labeled by EPA, the FTC label applies to vehicles that operate on electricity, ethanol, compressed natural gas, hydrogen, or on combinations of these fuels and conventional gasoline or diesel fuel (<E T="03">e.g.</E>, FFVs and PHEVs).</P>
          <FTNT>
            <P>
              <SU>91</SU>16 CFR Part 309.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>92</SU>Note that while EPA does not currently require any comparative fuel information on FFV labels, EPA regulations have allowed manufacturers to optionally include the ethanol MPG and annual cost values since 2007. See 40 CFR 600.307-08.</P>
          </FTNT>
          <P>EPA did not specifically propose to harmonize with the FTC regulations such that a single label would satisfy the multiple and sometimes overlapping EPA, DOT, and FTC requirements. However, EPA did recognize in the proposal that there could be an opportunity for such harmonization that would depend on whether or not the FTC ultimately could conclude that the EPA/DOT label could satisfy their statutory requirements.<SU>93</SU>
            <FTREF/>The relevant FTC statute specifically allows for the information to appear on labels placed on vehicles as the result of other Federal requirements.<SU>94</SU>

            <FTREF/>Labels that were proposed to include range information and that are required to include this information (<E T="03">e.g.,</E>EVs, PHEVs, hydrogen FCV, and CNG-fueled vehicles) may in fact meet the FTC's statutory requirements, although the FTC will ultimately need to make a formal decision as to whether vehicles with these labels meet the FTC label requirements.</P>
          <FTNT>
            <P>
              <SU>93</SU>75 FR 58112 (Sept. 23, 2010).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>94</SU>42 U.S.C. 13232(a) states that the FTC labels “shall be simple and, where appropriate, consolidated with other labels providing information to the consumer.”</P>
          </FTNT>

          <P>The agencies are requiring a label for ethanol flexible fuel vehicles that is consistent with the principles of the current policy: all label metrics are based on gasoline operation, a statement is provided so that the consumer knows that the values are based on gasoline<PRTPAGE P="39500"/>operation,<SU>95</SU>
            <FTREF/>and manufacturers may voluntarily include fuel economy estimates on E85 (which would be based on miles per gallon of E85, given that E85 is a liquid fuel). In addition, manufactures may optionally include the driving range on gasoline and on E85. As with the required range information on non-petroleum and advanced technology vehicles, the FTC will need to make a formal decision as to whether vehicles with these labels meet the FTC label requirements.</P>
          <FTNT>
            <P>
              <SU>95</SU>The slightly revised statement is “Values are based on gasoline and do not reflect performance and ratings based on E85.”</P>
          </FTNT>
          <P>The FTC has indicated that they will evaluate the labels in this final rule and ultimately make a determination as to whether or not the labels for alternative fuel vehicles that include range information are sufficient to meet the FTC statutory requirements.</P>
          <HD SOURCE="HD3">2. California Air Resources Board</HD>
          <P>To provide vehicle emissions information to consumers, the California Air Resources Board (ARB) has required new vehicles to have a Smog Index label since the 1998 model year, and an Environmental Performance Label (EPL), with both the Smog Index and a Global Warming Index, for all vehicles produced since Jan 1, 2009.<SU>96</SU>
            <FTREF/>These labels, which must be displayed in all new vehicles sold and registered in the state of California,<SU>97</SU>
            <FTREF/>depict relative emissions of smog-forming pollutants and, separately gases that contribute to global warming. In the proposal, the agencies acknowledged that the EPL required similar information to the proposed labels, but did not suggest harmonizing with the EPL.</P>
          <FTNT>
            <P>
              <SU>96</SU>State of California Air Resources Board, “California Environmental Performance Label Specifications for 2009 and Subsequent Model Year Passenger Cars, Light-Duty Trucks, and Medium-Duty Passenger Vehicles.” Adopted May 2, 2008.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>97</SU>And those Clean Air Act Section 177 states that have chosen to adopt the California Environmental Performance Label.</P>
          </FTNT>
          <P>Nevertheless, many auto manufacturers and their associations commented about the desirability of a single, unified national label. These comments stated that it would be a cost-saving measure, increase clear space on the window, and reduce the potential for consumer confusion that could occur with two different labels presenting vehicle emissions information. Notably, the California Air Resources Board (ARB) commented that it believed that two labels with environmental information would be confusing and that its goal is to accept a national fuel economy and environment label that would meet its statutory obligations under the California Assembly Bill 1229 of 2005.<SU>98</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>98</SU>California Air Pollution Control Laws, Health and Safety Code, Division 26 Air Resources, Part 5 Vehicular Air Pollution Control, Chapter 2 New Motor Vehicles, Sections 43200 and 43200.1.</P>
          </FTNT>
          <P>In discussing the possibility of harmonization, the California Air Resources Board commented specifically that it is obligated to address upstream emissions of greenhouse gases, stating that, “One suggested solution, should EPA and NHTSA decide not to include upstream emissions on the label nationally, would be to set aside a blank space for automakers to include upstream emissions for California. This may be a workable compromise that would allow us to adopt the National Label.”<SU>99</SU>
            <FTREF/>ARB also commented that its statute requires that the label include a statement that motor vehicles are a primary contributor to global warming and smog, either in conjunction with any upstream language or in the border of the label, and that ARB adopt either an “index that provides quantitative information in a continuous, easy-to read scale”<SU>100</SU>
            <FTREF/>or an alternative graphical representation if input from a public workshop indicates that it will be a more effective way to convey the information. ARB also stated that its label must also represent emissions relative to all new vehicles, and explained that after a public workshop, ARB had adopted a one-to-ten scale for both the smog and global warming indexes. Finally, according to their comments, under ARB's controlling statute,<SU>101</SU>
            <FTREF/>the label must include at least one ink color other than black.</P>
          <FTNT>
            <P>
              <SU>99</SU>Docket number EPA-HQ-OAR-2009-0865-7527.1.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>100</SU>Id.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>101</SU>California Air Pollution Control Laws, Health and Safety Code, Division 26, Part 5, Chapter 2, Section 43200.1 (b)(2)(D).</P>
          </FTNT>
          <P>In order to try to facilitate label harmonization to reduce OEM costs associated with labeling and potential consumer confusion at the possibility of two environment-related labels on new vehicles, NHTSA and EPA are adopting label provisions that the agencies believe will address California's requirements. Specifically, the label includes both “smog” (“other emissions,” as discussed above) and greenhouse gas ratings relative to all new vehicles, using a one-to-ten format that is consistent with ARB's historical approach. In response to ARB's request to address upstream emissions, the label will include language pointing the public to a Web site that will provide upstream emissions values, including regional-specific values for electricity generation. EVs will include the statement, “Does not include emissions from producing electricity.” Vehicles fueled without grid electricity will include the statement, “Producing and distributing fuel also create emissions; learn more at fueleconomy.gov.” For PHEVs, the text “&amp; electricity” will be added after the word “fuel.” The label will also address California's requirement for additional consumer language by including this statement, “Vehicle emissions are a significant cause of climate change and smog.”</P>
          <P>The agencies have worked closely with ARB in developing a label that will meet their needs. We believe that ARB will evaluate the labels in this final rule with the intention of making a positive determination that the labels can serve to meet their statutory requirements as an alternative to the California Environmental Performance Label.</P>
          <HD SOURCE="HD2">M. Electric and Plug-In Hybrid Electric Vehicle Test Procedures</HD>
          <HD SOURCE="HD3">1. Electric Vehicles</HD>
          <P>In the NPRM, EPA proposed that, for fuel economy and emissions certification testing of electric vehicles, manufacturers continue to use the Society of Automotive Engineers recommended practice SAE J1634, Electric Vehicle Energy Consumption and Range Test Procedure, as published in October 2002. EPA also proposed that the reissued SAE J1634 may be referenced by the EPA after the reissued SAE J1634 is published.</P>
          <P>Comments in regard to the continued use of the procedures in SAE J1634 and EPA's continued involvement with SAE, ARB, and industry were generally positive. Some commenters were concerned with the potential length of test time required to follow SAE J1634, as EV range is expected to increase throughout the industry. Other commenters were concerned over the complexity associated with new test procedures and recommended that EPA and NHTSA consider a flexible regulatory mechanism to address any technical or procedural issues in the future.</P>

          <P>In the final rule EPA will continue to require the same procedures as described in SAE J1634 as published in October 2002. The EPA will review SAE J1634 after revision. Manufacturers may use alternate methods of testing to the procedures described in SAE J1634 with prior Administrator approval. In addition, EPA will no longer reference the ARB document entitled “California Exhaust Emission Standards and Test Procedures for 2003 and Subsequent Model Zero-Emission Vehicles and 2001<PRTPAGE P="39501"/>and Subsequent Model Hybrid Electric Vehicles, in the Passenger Car, Light Duty Truck, and Medium-Duty Vehicle Classes” as currently referenced in 40 CFR 86.1811-04(n). This reference change is in response to some commenters' concern over all electric vehicles not necessarily meeting the ARB definition of a Zero-Emission Vehicle and the inability to locate the exact document as referenced.</P>
          <P>EPA may add additional allowable test procedures in the future. As electric vehicle testing experience develops, technical or procedural changes may also be addressed in the future.</P>
          <P>Fuel economy and electric range estimates are measured during “city” and “highway” operation. Electric vehicles are tested to fulfill several requirements including Corporate Average Fuel Economy, fuel economy label values, and other compliance programs. Beginning in the 2008 model year,<SU>102</SU>
            <FTREF/>all vehicles tested for fuel economy labeling purposes had to use the new “5-cycle” fuel economy methodology which either required testing all vehicles over five test cycles or applying an equivalent 5-cycle correction, referred to as the derived MPG-based approach, to 2-cycle testing. This 5-cycle method was meant to correct test laboratory values to “real world” estimates. For alternative fueled vehicles, including electric vehicles, manufacturers will continue to have the option of fuel economy testing over all five test cycles or applying a derived MPG-based approach to 2-cycle testing.</P>
          <FTNT>
            <P>
              <SU>102</SU>71 FR 77872, December 27, 2006.</P>
          </FTNT>
          <P>The 2-cycle testing includes the Federal test procedure (FTP) and the highway fuel economy dynamometer procedure. The FTP, or “city”, and HFED, or “highway”, procedures are used for calculating CAFE and can be used to calculate appropriate fuel economy label values and other compliance requirements.</P>
          <P>The 5-cycle testing methodology for electric vehicles is still under development at the time of this final rule. This final rule will address 2-cycle and the derived adjustments to the 2-cycle testing, for electric vehicles. As 5-cycle testing methodology develops, EPA may address alternate test procedures. EPA regulations allow test methods alternate to the 2-cycle and derived 5-cycle to be used with Administrator approval.</P>
          <HD SOURCE="HD3">(a) FTP or “City” Test</HD>
          <P>The proposed procedure for testing and measuring fuel economy and vehicle driving range for electric vehicles was similar to the process used by the average consumer to calculate the fuel economy of their personal vehicle, using the distance the vehicle can operate until the battery would be discharged to the point where it could no longer provide sufficient propulsive energy. For range testing, the distance used to calculate electrical consumption is defined as the point at which an electric vehicle cannot maintain the speed tolerances as expressed in 40 CFR 86.115-78. This distance would be measured and divided by the total amount of electrical energy necessary to fully recharge the battery. The resulting electrical consumption and range would be the raw test values used in calculating CAFE city and calculating fuel economy label city values.</P>
          <P>Several commenters voiced concern over the test procedures associated with electric vehicles and the ongoing efforts in industry, specifically in SAE taskgroup SAE J1634, to address electric vehicle testing issues. SAE J1634 efforts include not only abbreviating the repetitive nature of the currently referenced version of SAE J1634 but also addressing the “cold, fully charged start” portion of EV testing and how this portion affects the range and fuel consumption. EPA may allow future SAE practices. Manufacturers may use test procedures other than the procedures described with prior Administrator approval.</P>
          <P>The final stage of the electric vehicle FTP test procedure is the measurement of the electrical energy used to operate the vehicle. The end of test recharging procedure is intended to return the rechargeable energy storage system (RESS) to the full charge equivalent of the pre-test conditions. The recharging procedure must start within three hours after completing the EV testing. The vehicle will remain on charge for a minimum of 12 hours to a maximum of 36 hours. After reaching full charge and the minimum soak time of 12 hours, the manufacturer may physically disconnect the RESS from the grid. The alternating current (AC) watt-hours must be recorded throughout the charge time. It is important that the vehicle soak conditions must not be violated. The measured AC watt-hours must include the efficiency of the charging system. The measured AC watt hours are intended to reflect all applicable electricity consumption including charger losses, battery and vehicle conditioning during the recharge and soak, and the electricity consumption during the drive cycles. The AC integrated amp-hours are to be measured between the outlet and the Electric Vehicle Service Equipment. If there is no EVSE, for example in 120V charging, the amperage is to be measured between the outlet and the charger. Manufacturers may use voltage stabilizing equipment with prior Administrator approval.</P>
          <P>The raw electricity consumption rate is calculated by dividing the above recharge AC watt-hours by the distance traveled before the end of the test criteria is reached. For electric vehicles that are not low powered, the end of test criteria is the point at which the vehicle can no longer maintain the speed tolerances as expressed in 40 CFR 86.115-78. Both the city consumption and city range procedures are as proposed in the NPRM with the above additions.</P>
          <HD SOURCE="HD3">(b) Highway Fuel Economy Dynamometer Procedure or “Highway” Test</HD>
          <P>The Highway Fuel Economy Dynamometer Procedure or “Highway” Test actually consists of 2 cycles of the Highway Fuel Economy Driving Schedule (HFEDS). Similar to the FTP test procedure, the “highway” test will require procedures as described in SAE J1634 as published October 2002. The dynamometer procedures will be conducted pursuant to 40 CFR 600.111 with the exceptions that electric vehicles will run consecutive cycles of the HFEDS until the end of test criteria is reached. Subsequent HFEDS pairs may require up to 30 minutes of soak time between HFEDS pairs due to facility limitations. Between cycle pairs, the vehicle hood is to be closed and the cooling fans shut off. Between starts, the RESS is not to be charged.</P>
          <P>Comments, specific to electric vehicle highway testing, included concern over the “cold” highway test. Conventional vehicles have no equivalent requirement to highway test from a “cold start”. As with the FTP or “city” test, alternate “highway” test method procedures as described in SAE J1634 may be used with prior Administrator approval. The Administrator may approve alternative methods or test procedures to account for “cold” highway losses.</P>
          <P>Both the highway consumption and highway range procedures are as proposed in the NPRM with the above additions. The recharging procedures following the highway testing are as proposed in the NPRM with the above additions from the recharging event following the “city” testing.</P>
          <HD SOURCE="HD3">(c) Other EV Test Procedures</HD>

          <P>Commenters expressed concern over possible testing and measurement issues that may be of issue with emergent EV technologies. Due to the unforeseeable nature of possible issues of yet-to-be-<PRTPAGE P="39502"/>developed EV technologies, the Agency requires a method of addressing possible future concerns in a timely manner. To address the rapidly evolving nature of some EV technologies, the Administrator may approve additional EV test procedures including SAE J1634 published after this notice.</P>
          <HD SOURCE="HD3">(d) Charge Time</HD>
          <P>Several commenters voiced concern over the need for a procedure for measuring charge time. Charge time is meant to estimate the required time needed to bring the EV from “empty” or minimum usable battery energy to “full” or maximum usable battery energy. The “empty” or minimum usable battery energy would be the battery state of charge at the end of the range test. A vehicle that has completed the range and consumption test would be considered “empty” until it was recharged, provided no regenerative braking or other charging was allowed before the actual recharge procedure.</P>
          <P>Defining the “full” or maximum usable battery energy state is required for charge time measurement. The “full” charge is the energy battery state of charge required to achieve the range as measured during the range tests above. Since vehicles may have electrical parasitic losses after the “full” charge is met, end of charge for the purposes of charge time may be less than the recharge and soak time associated with range and consumption testing. EPA may define charge time procedures as experience allows.</P>
          <HD SOURCE="HD3">2. Plug-in Hybrid Electric Vehicles</HD>
          <HD SOURCE="HD3">(a) PHEV Test Procedure Rationale</HD>
          <P>Test procedures for plug-in hybrid electric vehicles (PHEV) are required to quantify some operation unique to plug-in hybrids. The PHEV test procedures in this rule use existing test cycles and test procedures where applicable. PHEV operation can be generally classified into two modes of operation, charge-depleting and charge-sustaining operation. Charge-depleting operation can be described as vehicle operation where the rechargeable energy storage system (RESS), commonly batteries, is being depleted of its “wall” charge. Charge-sustaining operation can best be described as conventional hybrid operation, where the energy from consumption of fuel by the internal combustion engine is directly or indirectly the source of charge or recharging of the RESS.</P>
          <P>EPA has largely referenced SAE recommended practice SAE J1711, Recommended Practice for Measuring the Exhaust Emissions and Fuel Economy of Hybrid-Electric Vehicles, Including Plug-in Hybrid Vehicles, as published June 2010. EPA worked with stakeholders in developing SAE J1711 including manufacturers, Department of Energy, and the California Air Resources Board. EPA involvement in SAE J1711 was to help develop testing procedures that could be used as “building blocks” from which regulatory requirements could be determined.</P>
          <P>Several commenters requested EPA expand the SAE J1711 references beyond just sections 3 and 4. EPA will reference additional sections for SAE J1711 but will refrain from referencing SAE J1711 in total. EPA has referenced SAE J1711 test procedures as required to fulfill regulatory requirements. For conditions not specifically addressed in this rule, where conflicts exist between SAE J1711 and 40 CFR Part 86, Part 86 shall apply.</P>
          <P>As described above, charge-sustaining operation can best be described as conventional hybrid operation. Commenters to the proposed rule expressed concern in having different procedures for plug-in hybrid charge-sustaining testing than for conventional hybrid electric vehicles (HEV). The intent of the proposed rule was to test PHEVs in charge-sustaining mode the same as equivalent HEVs. Major differences in proposed PHEV charge-sustaining testing and HEV testing included RESS state of charge tolerances and RESS state of charge correction. This rule establishes the same exhaust test procedures for both HEVs and PHEVs while in charge-sustaining operation. This includes referencing Appendix C of SAE J1711 for net energy change correction. Manufacturers intending to use net energy correction methods will need prior Administrator approval. EPA may adopt state of charge (SOC) tolerances and net energy change (NEC) correction methods as testing experience develops.</P>
          <P>For the purposes of fuel economy label values, PHEVs may continue to use the derived 5-cycle adjustment while in charge-depleting mode. Commenters voiced concern and asked for clarification over the method of applying the derived 5-cycle correction to charge-depleting label values. As clarification, the derived 5-cycle adjustment will be applied to the total city and total highway fuel economies, separately. The total fuel economies in charge-depleting mode include all of the fuels consumed, typically gas and electricity, as expressed in a miles per gallon of gasoline equivalent unit. Applying the derived 5-cycle correction to the gasoline and electricity consumption, in charge depleting mode, separately could lead to a larger adjustment than other single fueled vehicles since the 5-cycle correction is not linear with respect to fuel economy.</P>
          <P>While in charge-sustaining mode, PHEV label value testing is subject to the same test procedures as conventional hybrid electric vehicles. This includes all the 5-cycle implications.</P>

          <P>PHEVs must meet all applicable emissions standards regardless of RESS state of charge. Some commenters wanted EPA to average criteria pollutants over multiple modes of operation based upon projected fractions of driving in each respective mode. While this may be acceptable for CO<E T="52">2</E>and fuel economy, averaging criteria pollutants over all modes of operation is not consistent with current emissions regulations. EPA will continue to consider the state of charge of a RESS as an adjustable parameter for the sake of emissions testing. EPA typically allows good engineering judgment in applying worse case emission testing criteria. This worse case testing insures all modes of vehicle operation are emissions compliant. It is the manufacturer's responsibility to insure vehicles are emissions compliant in all modes of operation. EPA may confirmatory test or request the manufacturer to provide test data for any required test cycle at any state of charge. For the purposes of emissions testing, EPA will start with the general assumption that charge-sustaining operation is worse case. Evaluation of fuel economy testing emissions may be used to change worse case emissions assumptions, including the assumption that worse case for emissions testing is charge-sustaining operation.</P>
          <P>The Alliance of Automobile Manufactures, along with several of its members, expressed concern over the possibility of a “double cold” penalty while transitioning from charge-depleting to charge-sustaining operation during FTP testing. The concern was that the “cold penalty” could be the result of two circumstances.</P>

          <P>One “cold penalty” could be shifting the cold engine start to the hot restart portion of the FTP. Currently, for the FTP, the hot start portion is weighted 57% and the cold start is weighted 43% of calculating the final emissions result. By shifting the cold start or multiple cold starts to the hot start phase, the Alliance argues that PHEVs are potentially held to a higher standard than conventional vehicles or conventional hybrids. EPA does not agree with this line of reasoning. The cold and hot start phases of the FTP are not only engine but also vehicle<PRTPAGE P="39503"/>conditions. By virtue of how PHEVs may operate, an engine cold start could indeed be moved to the hot start portion of the FTP or to any portion of any test cycle during mode transition. It is the manufacturer's responsibility to ensure the vehicle can pass the FTP emissions tests. One method manufacturers could employ would be to monitor the RESS SOC and idle the engine in order to light off the catalysts before any load is applied to the engine. A blended mode PHEV could potentially cycle the engine so little that the exhaust system could cool. Multiple cold starts, within one phase, and starts at vehicle speed represent real world concerns. Furthermore, an engine cold start in the hot start portion of the test would mean that the cold start portion of the test had no emissions. Zero emissions in the cold start phase would mitigate the cold start/hot start weighting of the FTP results.</P>

          <P>The second “cold penalty” could be cold starting the engine at the very end of the stabilized portion of the cold start phase and then starting the engine again in the hot start phase with a nearly cold engine. Commenters had the similar concerns that a “double cold” start would hold PHEVs to a higher standard than other vehicles. Commenters argued that current conventional vehicle “drive through” their cold starts whereas a PHEV that starts late in the cold start phase would be similar to a conventional or conventional hybrid vehicle that was driven a very short distance and turned off, only to be restarted soon afterward. These commenters believed PHEVs would only undergo one cold start per trip, much like conventional vehicles, just that the test procedure technicalities may force a “double cold” that will likely not exist in the real world anymore than conventional vehicle “double cold” starts. EPA agrees that PHEVs would normally have only one cold start during typical continuous driving of 12 miles, which the FTP represents. To remedy this concern of PHEVs being held to driving cycle than results in more than the one typical cold start, this rule will allow manufacturers to substitute the charge-sustaining data for the second Urban Dynamometer Driving Schedule (UDDS), or the hot start test, for the second UDDS of charge-depleting ftp for emissions other than CO<E T="52">2</E>. Holding PHEVs to a “double cold” start may be increasing the stringency of the current emissions standard just as requiring conventional vehicles to pass current standards without an idle period or inserting a cold restart in the ftp to represent driveway or valet maneuvers would increase the stringency of the current emissions standard.</P>
          <P>(b) PHEV Test Procedure and Calculations</P>
          <HD SOURCE="HD3">(1) Charge-Depleting Operation—FTP or “City” Test and HFET or “Highway” Test</HD>
          <P>The EPA has incorporated by reference SAE J1711, as published in June 2010, chapters 3 and 4 for definitions and test procedures, where appropriate. For conditions not specifically addressed in this rule, where conflicts exist between SAE J1711 and 40 CFR Part 86, Part 86 shall apply. In this rule, where SAE J1711 is referenced, the June 2010 revision is assumed to be the referenced version. Commenters were concerned over an increased void rate of charge-depleting tests due to the length of repetitive cycles needed to finish the charge-depleting testing. To address this concern, this rule will adopt the speed tolerance violation section, 3.6.2, in SAEJ1711. Additional speed tolerance violations may be approved by the Administrator. The Administrator may also approve deviations outside of currently allowed ambient vehicle soak conditions to reduce the likelihood of voiding extended testing.</P>
          <P>For the purposes of charge-depleting CO<E T="52">2</E>and fuel economy testing, manufacturers may elect to report one measurement per phase (one bag per UDDS). Exhaust emissions need not be reported or measured in phases where the engine does not operate. Requiring exhaust emissions sampling during test cycles where the engine does not operate would increase void rate and possibly slow testing.</P>
          <P>End of test recharging procedure is intended to return the rechargeable energy storage system (RESS) to a full charge equivalent to pre test conditions. The recharge AC watt-hours must be recorded throughout the charge time. The measured AC watt-hours are intended to reflect all applicable electricity consumption including charger losses, battery and vehicle conditioning during the recharge and soak, and the electricity consumption during the drive cycles. To capture all the losses, the AC amp-hours and voltage would be measured between the “wall” and the Electric Vehicle Service Equipment. Alternate recharge measurements may be approved by the Administrator.</P>
          <P>Net Energy Change (NEC) tolerance is to be applied to the RESS to confirm charge-sustaining operation. The EPA is adopting the 1% of fuel energy NEC state of charge criteria as expressed in SAE J1711. The Administrator may approve alternate NEC tolerances and or state of charge correction factors.</P>
          <P>Preconditioning special procedures are optional for traditional “warm” test cycles that are now required to test starting at full RESS charge due to charge-depleting range testing. If the vehicle is equipped with a charge-sustaining switch, the preconditioning cycle may be conducted per 600.111 provided that the RESS is not charged. Exhaust emission measurements are not required in preconditioning drives. Alternate vehicle warm up strategies may be approved by the Administrator. This will allow a method for starting “warm” test cycles with a fully charged battery.</P>
          <HD SOURCE="HD3">(2) Hybrid Charge-Sustaining Operation—FTP or “City” Test and HFET or “Highway” Test</HD>
          <P>The EPA has incorporated by reference SAE J1711 Chapters 3 and 4 for definitions and test procedures, where appropriate. For conditions not specifically addressed in this rule, where conflicts exist between SAE J1711 and 40 CFR Part 86, Part 86 shall apply.</P>
          <P>Commenters expressed the need for aligning test procedures between hybrids and PHEVs, while in charge-sustaining operation. The intent of this rule is to test hybrid and plug-in hybrids, while in charge-sustaining operation, in the same manner. This will in effect negate the requirement in 40 CFR 86.1811-04(n) that manufacturers must use ARB procedures in the document entitled California Exhaust Emission Standards and Test Procedures and Subsequent Model Zero-Emission Vehicles and 2001 and Subsequent Hybrid Electric Vehicles, in the Passenger Car, Light Duty Truck, and Medium-Duty Vehicle Classes. Therefore, this requirement will be deleted from the regulation.</P>
          <P>NECtolerance, is to be applied to the RESS to confirm charge-sustaining operation. The EPA is adopting the 1% of fuel energy NEC state of charge criteria as expressed in SAE J1711. The Administrator may approve alternate NEC tolerances and or state of charge correction factors.</P>
          <HD SOURCE="HD3">(3) Charge-Depleting Range Determination</HD>

          <P>Commenters were concerned that the charge-depleting range determination as proposed was not specific enough and could be prone to variation from “false trigger” electrical noise. To address commenter concern and due to recent testing experience, this rule references sections 6.1.3.1 and 6.1.3.2 of SAE J1711<PRTPAGE P="39504"/>for Actual Charge-Depleting Range (R<E T="52">CDA</E>) calculation.</P>
          <P>Calculation of R<E T="52">CDA</E>using the referenced methods implies that there is no charge-depleting range for vehicles that cannot complete one test cycle in charge-depleting mode. This is consistent throughout this rule. There is no requirement or need, by EPA, to calculate charge-depleting ranges below one UDDS or one HFET for either blended mode or all-electric capable PHEVs.</P>
          <HD SOURCE="HD3">3. Other Test Cycles</HD>

          <P>Several commenters voiced concern over applying SAE J1711 to test cycles other than the FTP and HFED. PHEV and electric vehicle testing over the SC03, US06, or Cold CO test cycles follow the same general procedure as the FTP and HFED. Applying possible 5-cycle calculations to produce charge-depleting fuel economy and CO<E T="52">2</E>emissions is not required as the derived 5-cycle is allowed during charge-depleting mode. Methods to apply the 5-cycle calculation to PHEV charge-depleting testing require Administrator approval.</P>
          <HD SOURCE="HD3">4. Test Tolerances</HD>
          <P>Commenters supported the flexibility of allowing increased state of charge tolerances and correction factors. As proposed, state of charge tolerance correction factors may be approved by the Administrator. RESS state of charge tolerances beyond the 1% of fuel energy as specified in SAE J1711 may be approved by the Administrator.</P>
          <HD SOURCE="HD3">5. Mileage and Service Accumulation</HD>
          <P>Several commenters expressed concern over the minimum and maximum allowable test vehicle accumulated mileage for both EVs and PHEVs. Manufacturers claimed that, due to the nature of PHEV and EV operation, testing may require many more vehicle miles than conventional vehicles. Furthermore, electric motors may not receive the same benefit of vehicle mileage to fuel consumption. This rule will allow manufacturers to subtract non-engine operating miles from the vehicle mileage, with prior Administrator approval. The EV maximum accumulated mileage may also be extended with prior Administrator approval. The Administrator may approve additional or alternate maximum mileage and fuel economy correction.</P>
          <HD SOURCE="HD3">6. Test Fuels</HD>
          <P>As proposed, electric vehicles and PHEVs are to be recharged using the supplied manufacturer method provided that the methods are available to consumers. This method could include the electricity service requirements such as service amperage, voltage, and phase. Commenters were supportive of the allowance for manufacturers to employ voltage regulators in order to reduce test to test variability with prior Administrator approval. Therefore, this rule will allow voltage regulators with prior Administrator approval, as proposed.</P>
          <HD SOURCE="HD3">7. Charge Time</HD>
          <P>Plug-in hybrid electric vehicle and electric vehicles share many of the same requirements and concerns. This rule will use the same general charge time procedure for PHEVs as expressed above for electric vehicles.</P>
          <HD SOURCE="HD2">N. Utility Factors</HD>
          <HD SOURCE="HD3">1. Utility Factor Background</HD>
          <P>Current PHEV designs use two types of energy sources: (1) An onboard battery, charged by plugging the vehicle into the electrical grid, that powers an electric motor, as well as (2) a conventional engine. Depending on how these vehicles are operated, they could, in any particular mode of operation, use “wall” or grid electricity exclusively, operate like a conventional hybrid, or operate in some combination of these two modes. For those metrics where a single, overall value is desired, a method is required to combine metrics from multiple modes of operation into a single value. The agencies proposed to use a utility factor (UF) approach for calculating these overall metrics. Most commenters agreed with the general approach of using UFs.</P>

          <P>The new labels require overall metrics for 5-year fuel savings, annual fuel cost, CO<E T="52">2</E>emissions, and the fuel economy and greenhouse gas rating. EPA has chosen to use the UF approach to calculate the overall values for these metrics.</P>

          <P>EPA has worked closely with stakeholders including vehicle manufacturers, the Society of Automotive Engineers (SAE), the State of California, the Department of Energy (DOE), and others to develop an approach for calculating and applying UFs. UFs were developed using data from the 2001 Department of Transportation “National Household Travel Survey.” A detailed method of UF development can be found in the Society of Automotive Engineers (SAE) J2841 “Utility Factor Definitions for Plug-In Hybrid Electric Vehicles Using Travel Survey Data,” as published in September 2010. Where SAEJ2841 is referenced in this rule, the 2010 revision is assumed to be the referenced version. SAE documents can be obtained at<E T="03">http://www.SAE.org.</E>By using a UF, it is possible to determine a weighted average of the multiple modes. For example, a vehicle that had a charge-depleting range that corresponded to a UF of 0.8 would indicate that an all-electric capable PHEV operates in an all electric mode 80% of the time and operates in hybrid mode using an engine the other 20% of the time. In this example, the weighted average fuel economy value and cost would be influenced more by the electricity use than the engine operation.</P>
          <P>For the purposes of PHEVs, UF development makes several assumptions. Assumptions include: The first mode of operation is always electric assist or all electric drive, vehicles will be charged once per day, and future PHEV drivers will follow drive patterns exhibited by the drivers in the surveys used in SAE J2841. EPA acknowledges that current understanding of the above assumptions and the data upon which UFs were developed may change. Some commenters believed that these assumptions may change quickly; therefore, EPA may change the application of UFs in the light of new data.</P>
          <HD SOURCE="HD3">2. General Application of Utility Factors</HD>
          <P>Utility factors can be applied cycle-specific (urban/highway) and with respect to fleet miles or to an individual's expected driving behavior.</P>
          <P>Cycle-specific UFs portray the different driving behaviors of highway versus urban driving. This is to say that typical highway driving is generally at greater speeds and for greater distances than urban driving.</P>

          <P>Fleet UFs weight driving behavior based upon miles traveled over a fleet of vehicles. The data used to develop fleet UFs are distance weighted. Distance weighting allows for a truer reflection in CO<E T="52">2</E>inventories and corporate average fuel economies than an individual UF.</P>

          <P>The data used in developing individual UFs equally weight driver behavior data regardless of distance travelled over several days. Individual UFs would be used to project an “average consumer's” fuel economy or vehicle CO<E T="52">2</E>emissions, whereas the fleet UF would project the fuel economy or vehicle CO<E T="52">2</E>emissions of the average mile travelled. In summary, fleet utility UFs are better for estimating fleet fuel economy and CO<E T="52">2</E>inventories, and individual UFs are better for estimating an individual's expectation of fuel economy.<PRTPAGE P="39505"/>
          </P>
          <P>Since cycle-specific fleet UFs best predict fleet CO<E T="52">2</E>emission inventories, cycle-specific fleet UFs will be used in calculating PHEV CO<E T="52">2</E>emissions for compliance and non-dual fueled PHEVs CAFE calculations. CAFE dual fueled calculations and definitions are described in Title 49 United States Code, chapter 329. In chapter 329, a dual fueled vehicle fuel economy is the 50/50 harmonic average of the fuel economy from each mode of operation.</P>
          <P>Since individual UFs best predict an individual's experience, individual UFs, specifically multi-day individual UFs, will be used in calculating the combined MPGe label value reflected in the fuel economy and greenhouse gas rating on the label. Some commenters preferred the use of cycle-specific individual multi-day UFs for this purpose. However, EPA could not mathematically justify applying the multi-day data to both the cycle-specific approach and the 55/45 city/highway average used in calculating combined label MPGe values; individual UFs do not lend themselves to the 55/45 city/highway split. In addition, the multi-day individual utility factors (MDIUFs) are listed in SAEJ2841, whereas only a calculation method for the cycle-specific MDIUF is listed in SAEJ2841. The fact that only combined MPGe values will be reflected on the label also limits the differences between MDIUFs and cycle-specific MDIUFs. This assessment was shared by some commenters. Therefore, MDIUFs will be used for all FE label applications that require the use of UFs.</P>
          <HD SOURCE="HD3">3. Using Cycle-Specific Utility Factors</HD>
          <P>Commenters requested that UFs and examples of their use be in the final rule. This rule contains the calculated UFs for each application. As proposed, cycle distance is used in calculating UFs rather than distance driven. In the case of derived 5-cycle adjusted values, UFs are adjusted appropriately to reflect the increased fuel consumption and decreased charge-depleting range. Detailed calculation examples and work sheets for each required value may follow this rule in guidance.</P>
          <HD SOURCE="HD3">4. Low-Powered Vehicles</HD>
          <P>Since PHEVs shall use UFs assigned by test cycle length, a provision is needed for low-powered vehicles that cannot drive the entire test cycle distance. Using assigned UFs for low powered vehicles could over-estimate UFs. Due to the possible significant difference in cycle versus driven distances, PHEVs using the low-powered vehicle provision in 40 CFR 86.115-78(b)(4) shall use the provisions for low-powered vehicles as written in this rule.</P>
          <HD SOURCE="HD1">IV. Final Label Designs and Format</HD>
          <P>This section addresses the agencies' final decisions on the fuel economy and environment label designs, describing the relative placement of the elements on the label and discussing how the agencies have chosen to incorporate the decisions described in Section III. We show designs for gasoline, diesel, and flexible-fuel vehicles and for CNG, electric, plug-in electric hybrid, and fuel cell vehicles. We note that, if vehicle technologies come onto the market that are not addressed by any of these final labels, the agencies will use their existing authority to develop labels as needed and, to the extent possible, will make those labels consistent with those being finalized today.</P>

          <P>All descriptions in this section are meant to reflect the label designs as illustrated; if in question, please refer to the illustrated labels for clarification. All label designs are specific as shown; that is, labels in use on actual vehicles are to reflect the label elements, colors, shape, size, wording, and graphics, as shown and without change, unless otherwise noted. It is important to note that although all of the label designs shown in this section make use of color, this<E T="04">Federal Register</E>notice is capable of only displaying gray-scale versions. Full color versions can be viewed and/or downloaded from the docket (search for docket number EPA-HQ-OAR-2009-0865141 or docket number NHTSA-2010-0087 at<E T="03">http://www.regulations.gov</E>) or from the agencies' Web sites where all information related to this action will be posted (<E T="03">http://www.epa.gov/fueleconomy/regulations.htm and http://www.nhtsa.gov/fuel-economy</E>). To the extent possible this section will describe the use of color on the labels, but interested parties should view the color versions to understand the full effect of the label designs. In addition, the labels published below may be smaller than the minimum size required by the final regulations.</P>
          <HD SOURCE="HD2">A. Label Size and Border</HD>

          <P>Each label will have a minimum size requirement of 4.5 inches tall by 7 inches wide, identical to the minimum size requirements for the current fuel economy label. Labels will have a black border that is consistent in relative size across all labels. This content includes, in the upper border, elements that identify the label and the vehicle type: from left to right, the acronyms “EPA” and “DOT”, stacked as shown; the label title, “Fuel Economy and Environment” and a descriptor of the vehicle fuel type, using both an icon and specific wording—<E T="03">e.g.,</E>a fuel pump icon and the words “Gasoline Vehicle.” This latter element—the vehicle fuel type icon and descriptor—will have a blue rather than black background, to draw attention to this variable element for the viewer.</P>
          <P>The lower border includes, starting at the left, the statement, “Actual results will vary for many reasons, including driving conditions and how you drive and maintain your vehicle,” thus continuing a tradition of having a statement on the label informing the buyer that the values on the label are not guaranteed, and reasons why they might vary. This is followed by a statement about the mileage and fuel price assumptions used to make the cost estimates on the label; the fuel price assumptions will be specific to the fuel type(s) and to the model year.<SU>103</SU>
            <FTREF/>The next sentence gives the mileage and 5-year fuel cost for the average vehicle, which is important context for the 5-year savings or cost value shown in the right-hand corner of the label. For those vehicles that are classified as dual-fuel vehicles for the purposes of CAFE, the fact that they are dual-fuel will also be stated in this portion of the label. The next sentence defines MPGe. The final sentence states, “Vehicle emissions are a significant source of climate change and smog.”</P>
          <FTNT>
            <P>
              <SU>103</SU>As with the current fuel economy label, EPA will obtain the projected prices for all fuels from the Energy Information Administration's Short-Term Energy Outlook prior to the start of the model year, and will issue the values to be used on the label via manufacturer guidance. Values on the sample labels in this document are for illustrative purposes only.</P>
          </FTNT>
          <P>Beneath this text, the label border prominently displays “fueleconomy.gov,” the government Web site that consumers can visit to obtain more information about the values on the label and to compare those values among vehicles, and a brief statement describing the function of the Web site, “Calculate personalized estimates and compare vehicles.” This Web site name and statement takes the place of and serves the same purpose as the former statement on the label, which informed the public where they could obtain copies of the Fuel Economy Guide to compare vehicles.<SU>104</SU>

            <FTREF/>The right end of the lower border includes the vehicle-specific QR code for use with smartphones, which, when scanned, will reach the same Web site. Finally,<PRTPAGE P="39506"/>the lower border includes the seals of the agencies involved in providing this information to the public: EPA, DOT, and DOE.</P>
          <FTNT>
            <P>
              <SU>104</SU>49 U.S.C. 32908(b)(1)(D) requires that the label have “a statement that a booklet is available from the dealer to assist in making a comparison of fuel economy * * *” This booklet is now made available primarily through online access, where it can be used directly or downloaded and printed.</P>
          </FTNT>
          <HD SOURCE="HD2">B. Upper Box</HD>
          <P>The upper box of the label contains the information the agencies have determined have the most meaning to and importance for the public. Key elements from the current label are grouped together on the left, and new elements are primarily on the right.</P>
          <P>Specifically, the upper left position displays fuel economy<SU>105</SU>
            <FTREF/>; based on our consumer research, the agencies believe that this statutorily required metric is the most sought after and used by the public and, thus, have chosen to place it in the most prominent position on the label. In a departure from the current fuel economy label—which emphasizes separate city and highway fuel economy values—this label emphasizes the combined city/highway value, in recognition of the additional information on the label which is competing for both physical and cognitive space. The label retains the city and highway fuel economy values in smaller font near the larger combined value, to provide continuity with the current label and in recognition of consumer feedback that separate city and highway fuel economy values may be useful if the consumer believes their driving is more weighted toward one or the other. Text shows the range of fuel economy values of the vehicle's comparable fuel economy class, in accordance with the EPCA requirement, as well as the highest fuel economy value among all vehicles.<SU>106</SU>
            <FTREF/>Labels for FFVs will include the clarifying statement, “Values are based on gasoline and do not reflect performance and ratings based on E85.” The upper left corner also provides a new but related metric, the fuel consumption value. We chose to situate fuel consumption near fuel economy to emphasize the relationship between these two values and help consumers begin to understand this new fuel consumption metric. Those vehicles that are subject to the gas guzzler tax<SU>107</SU>
            <FTREF/>will include the dollar value of that tax and the words “gas guzzler tax” next to fuel consumption value.</P>
          <FTNT>
            <P>
              <SU>105</SU>Fuel economy is displayed as MPG for liquid fuels and MPGe for non-liquid fuels.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>106</SU>49 U.S.C. 32908(b)(1)(C).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>107</SU>40 CFR 600.314.</P>
          </FTNT>

          <P>This portion of the label has a different format for vehicles that have two modes of consuming energy, such as plug-in hybrid electric vehicles. For these vehicles, the energy use of the first (charge-depleting) mode is conveyed separately from the energy use of the second (charge-sustaining) mode. These values are coupled with the likely cruising range of the first mode on a full charge, displayed on the driving range bar just below these values. Each mode contains the combined city/highway MPG or MPGe value, the fuel consumption value(s), and a title describing the fuel type (<E T="03">e.g.,</E>“Electricity,” “Electricity + Gasoline,” “Gasoline Only”) and the appropriate fuel type icons. We believe that this combination of information conveys in the most succinct and accurate way both the energy use that the consumer can expect, the fuels needed to achieve those values, and comparative MPG and MPGe metrics. Finally, the time needed for a full charge will be displayed near the MPGe for the first (charge-depleting) mode, since charging is linked directly to the energy consumption in the first mode.</P>

          <P>For those labels displaying driving range, the range bar graphics will be placed directly below the fuel economy and fuel consumption values. This placement was chosen because of the correlation between range and energy use and in recognition of the significant public interest in range for advanced technology vehicles. All PHEV labels show an all electric range value. For those PHEVs with no blended operation (<E T="03">i.e.,</E>electricity plus gasoline operation), the phrase all electric range is on the driving range bar and the all electric range numerical value is just below the appropriate point on the driving range bar. For those PHEVs with blended operation, the phrase “All electric range = __ miles” is just below the driving range bar, and the total range for electricity plus gasoline operation is shown on the driving range bar. For vehicles that utilize electricity, charge time is also placed in the left portion of the upper box.</P>
          <P>The right side of the upper box contains the five-year fuel cost saving value, in a relatively large size, to introduce this new metric in a way that will maximize the opportunity for it to be recognized and used.</P>
          <HD SOURCE="HD2">C. Lower Box</HD>
          <P>The lower left portion of the label provides the annual fuel cost estimate, which, like fuel economy, is contained on the current label as required by EPCA.</P>
          <P>The lower right portion of the label contains the slider bars that consumers can use to determine the relative fuel economy and environmental ratings of a vehicle. The fuel economy and greenhouse gas rating slider bar, discussed above in Section III.C., is placed on the left.. This slider bar conveys the estimated fuel economy and tailpipe greenhouse gas emissions of the vehicle relative to all new vehicles, in accordance with the EISA requirement.<SU>108</SU>
            <FTREF/>The fuel economy and greenhouse gas ratings are grouped on a single slider bar because they are closely related to each other and the agencies believe that fewer slider bars reduce the risk of confusion and information overload.</P>
          <FTNT>
            <P>
              <SU>108</SU>49 U.S.C. 32908(g)(1)(A)(ii).</P>
          </FTNT>

          <P>For most vehicles, including all gasoline vehicles, the fuel economy and greenhouse gas ratings will be the same and will share a single marker on the slider bar. Some non-gasoline vehicles may have slightly different fuel economy and greenhouse gas ratings, and in these cases two different markers will be used. Immediately below the fuel economy and greenhouse gas rating will be text giving the grams CO<E T="52">2</E>per mile tailpipe value for the vehicle, the lowest tailpipe CO2 gram per mile value among all vehicles. EVs will also include the statement, “Does not include emissions from producing electricity.” Vehicles fueled without grid electricity will include the statement, “Producing and distributing fuel also create emissions; learn more at fueleconomy.gov.” For PHEVs, the text “&amp; electricity” will be added after the word “fuel.”. This statement was added in response to comments that consumers may be interested in learning more about vehicle upstream emissions impacts, and in order to facilitate potential harmonization with the California Air Resources Board's Environmental Performance Label.</P>
          <P>The right portion of the lower part of the label contains the relative one-to-ten slider bar for tailpipe emissions of smog-forming “other emissions” pollutants.</P>
          <HD SOURCE="HD2">D. Example Labels</HD>
          <NOTE>
            <HD SOURCE="HED">Note:</HD>
            <P>Example labels do not represent real vehicles or the numerical values to be included on any specific label.</P>
          </NOTE>
          <BILCOD>BILLING CODE 6560-50-P</BILCOD>
          <GPH DEEP="296" SPAN="3">
            <PRTPAGE P="39507"/>
            <GID>ER06JY11.001</GID>
          </GPH>
          <GPH DEEP="296" SPAN="3">
            <GID>ER06JY11.002</GID>
          </GPH>
          <GPH DEEP="295" SPAN="3">
            <PRTPAGE P="39508"/>
            <GID>ER06JY11.003</GID>
          </GPH>
          <GPH DEEP="295" SPAN="3">
            <GID>ER06JY11.004</GID>
          </GPH>
          <GPH DEEP="296" SPAN="3">
            <PRTPAGE P="39509"/>
            <GID>ER06JY11.005</GID>
          </GPH>
          <GPH DEEP="296" SPAN="3">
            <GID>ER06JY11.006</GID>
          </GPH>
          <GPH DEEP="296" SPAN="3">
            <PRTPAGE P="39510"/>
            <GID>ER06JY11.007</GID>
          </GPH>
          <GPH DEEP="296" SPAN="3">
            <GID>ER06JY11.008</GID>
          </GPH>
          <GPH DEEP="295" SPAN="3">
            <PRTPAGE P="39511"/>
            <GID>ER06JY11.009</GID>
          </GPH>
          <GPH DEEP="296" SPAN="3">
            <GID>ER06JY11.010</GID>
          </GPH>
          <BILCOD>BILLING CODE 6560-50-C</BILCOD>
          <HD SOURCE="HD1">V. Additional Related EPA Actions</HD>
          <HD SOURCE="HD2">A. Comparable Class Categories</HD>
          <P>EPCA requires that the label include the range of fuel economy of comparable vehicles of all manufacturers.<SU>109</SU>

            <FTREF/>EPA's comparable class structure provides a basis for comparing a vehicle's fuel<PRTPAGE P="39512"/>economy to that of other vehicles in its class.<SU>110</SU>
            <FTREF/>The definitions of vehicle classes were last revised by EPA's 2006 labeling final rule. That action required two specific changes to the vehicle class structure. Separate new classes were added for sport utility vehicles (SUVs) and minivans (these were previously included in the Special Purpose Vehicle category), and the weight limit for Small Pickup Trucks was increased from 4,500 pounds gross vehicle weight rating (GVWR) to 6,000 pounds GVWR. These were non-controversial changes that were generally seen as a move to keep the class structure as current as possible given the changing vehicle market. The resulting structure is one that contains nine car categories, five truck categories, and a “special purpose vehicle” category. It should also be noted that the EPA-defined vehicle classes are used only to provide consumer information about fuel economy and serve no other regulatory purpose.</P>
          <FTNT>
            <P>
              <SU>109</SU>49 U.S.C. 32908(b)(1)(C).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>110</SU>40 CFR 600.315-08.</P>
          </FTNT>
          <P>Consistent with the distinction currently made between small and large pickup trucks, EPA proposed to divide the SUV class into small and large SUVs. We do not believe that it is appropriate, for example, to include a Toyota RAV4 in the same class as a Toyota Sequoia, or a Ford Escape in the same class as a Ford Expedition. Starting with the 2013 model year the single SUV category currently described in the regulations is replaced by the two following proposed categories:</P>
          <P>• Small sport utility vehicles: Sport utility vehicles with a gross vehicle weight rating less than 6,000 pounds.</P>
          <P>• Standard sport utility vehicles: Sport utility vehicles with a gross vehicle weight rating of 6,000 pounds up to 10,000 pounds.</P>
          
          <FP>Although the standard pickup truck class only goes up to 8,500 pounds GVWR, SUVs between 8,500 and 10,000 pounds GVWR are defined as medium-duty passenger vehicles, and they are subject to fuel economy labeling starting with the 2011 model year.</FP>
          
          <P>EPA received generally favorable comments regarding this proposed change to the class structure and is finalizing these provisions as proposed.</P>
          <HD SOURCE="HD2">B. Miscellaneous Amendments and Corrections</HD>
          <P>EPA proposed a number of non-controversial amendments and corrections to the existing regulations. These received essentially no attention in the public comments. EPA is thus finalizing these provisions essentially as proposed.</P>
          <P>First, we are making a number of corrections to the recently required regulations for controlling automobile greenhouse gas emissions.<SU>111</SU>

            <FTREF/>These changes include correcting typographical errors, correcting some regulatory references, and adding some simple clarifications. Some of these changes are made to regulatory sections in 40 CFR Part 86, which does not include provisions related to labeling. For convenience we have included the table below identifying those changes made in 40 CFR Part 86. Similar corrections were also made throughout sections in 40 CFR Part 600, but many of these sections are integrated with the labeling calculations and provisions and less amenable to calling out in a table. For example, errors in the 5-cycle carbon-related exhaust emissions (CREE) calculations were corrected in 600.114, but at the same time, for labeling purposes, this section of the regulations was revised to enable the calculation of 5-cycle CO<E T="52">2</E>values. Similarly, a rounding error is corrected in 600.207 while that section is also revised to include requirements for 5-cycle CO<E T="52">2</E>calculations. The calculations in 40 CFR Part 600 have increased dramatically in complexity recently, and for that reason manufacturers should carefully evaluate the equations and calculations and ensure that they are using the appropriate and corrected versions. In addition to calculating model type MPG values for CAFE (two cycle) and labeling (five cycle), the same must now be done for CREE (two cycle) and label CO<E T="52">2</E>(five cycle).</P>
          <FTNT>
            <P>
              <SU>111</SU>75 FR 25324, May 7, 2010.</P>
          </FTNT>
          <GPOTABLE CDEF="s75,r100,r100" COLS="3" OPTS="L2,i1">
            <TTITLE>Table V-1—Table of Non-Substantive Amendments to 40 CFR Part 86 Greenhouse Gas Program</TTITLE>
            <BOXHD>
              <CHED H="1">Regulatory Reference</CHED>
              <CHED H="1">What was changed</CHED>
              <CHED H="1">Reason for change</CHED>
            </BOXHD>
            <ROW>
              <ENT I="22">Part 85:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">85.1902(b)(2)</ENT>
              <ENT>Inserted the words “greenhouse gas”</ENT>
              <ENT>To clarify the applicability of the provisions of the paragraph.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Part 86:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.165-12(d)(4)</ENT>

              <ENT>Inserted a sentence allowing the use of a constant velocity sampling system to measure CO<E T="52">2</E>
              </ENT>
              <ENT>This is a recognized and viable option for CO<E T="52">2</E>measurement that was not included in the GHG final rule.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1818-12(b)(3)</ENT>
              <ENT>Inserted language aligning the EPA definition of “manufacturer” with the NHTSA definition</ENT>
              <ENT>To ensure that manufacturers are treated identically by EPA and NHTSA programs.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1818-12(c)(1)</ENT>
              <ENT>Inserted the words “full useful life” in three locations</ENT>
              <ENT>To clarify that CO<E T="52">2</E>fleet average standards are full useful life standards.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1818-12(d)</ENT>
              <ENT>Changed “600.113-08(g)(4)” to “600.113-12(g)(4)”</ENT>
              <ENT>Reference was incorrect.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1823-08(m)(2)(iii) and (m)(3)</ENT>
              <ENT>Inserted the parenthetical “(or derived from)” in three locations</ENT>

              <ENT>Resolves a problem where the existing regulations require the use of potentially inappropriate DFs (<E T="03">e.g.,</E>where an additive NO<E T="52">2</E>DF might be greater in magnitude than the N<E T="52">2</E>O test result to which it is applied).</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1841-01(a)(3)</ENT>
              <ENT>Inserted the words “full useful life”</ENT>
              <ENT>To clarify that CO<E T="52">2</E>certification standards are full useful life standards.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1848-10(c)(9)(i)</ENT>
              <ENT>Changed reference “86.1865-12(k)(7)” to “86.1865-12(k)(8)”</ENT>
              <ENT>Reference was incorrect.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1865-12(a)(1) and (d)</ENT>
              <ENT>Changed “86.1801-12(j)” to “86.1801-12(j) or (k)”</ENT>
              <ENT>Reference was incomplete.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1865-12(k)(7)(i)</ENT>
              <ENT>Changed “(k)(4)” to “(k)(4) and (k)(5)”</ENT>
              <ENT>Reference was incomplete.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1865-12(k)(8)(iii)</ENT>
              <ENT>Changed references to paragraph (k)(7) to refer to paragraph (k)(8)</ENT>
              <ENT>Reference was incorrect.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="39513"/>
              <ENT I="03">86.1867-12(a)(1)(iii)(A)</ENT>
              <ENT>Removed and reserved the contents of this paragraph</ENT>
              <ENT>Requirement to use actual sales is not required under Pathway 1, and in all other cases the manufacturer should track vehicles produced and delivered for sale.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1867-12(a)(3)(iv)(A)</ENT>
              <ENT>Inserted the words “California and” before the text “the section 177 states”</ENT>
              <ENT>Statement should refer to California and the section 177 states, not just the section 177 states.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1867-12(a)(3)(iv)(F)</ENT>
              <ENT>Deleted the sentence “Section 600.510-12(j)(3) of this chapter shall not apply.”</ENT>
              <ENT>Statement was not valid and referenced a non-existent paragraph.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1867-12(a)(3)(vi)</ENT>
              <ENT>In the definition for CO<E T="52">2</E>Credit Threshold changed the reference to “(a)(3)(vi)” to “(a)(3)(iv)”</ENT>
              <ENT>Reference was incorrect.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>

              <ENT>In the definition of Manufacturers Sales Weighted Fleet Average CO<E T="52">2</E>Emissions changed the reference to “(a)(3)(vii)” to “(a)(3)(v)”</ENT>
              <ENT>Reference was incorrect.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Inserted the words “California and” before the text “the section 177 states * * *”</ENT>
              <ENT>Statement should refer to California and the section 177 states, not just the section 177 states.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1867-12(a)(4)</ENT>
              <ENT>Inserted the words “California and” before the text “the section 177 states * * *”</ENT>
              <ENT>Statement should refer to California and the section 177 states, not just the section 177 states.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1867-12(b)(2)</ENT>
              <ENT>Struck existing text in paragraph (b)(2) and replaced with new text</ENT>
              <ENT>Corrected an error where the GHG final rule inadvertently finalized incorrect language that was inconsistent with the proposal and the intent stated in the preamble to the final rule.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">86.1867-12(d)(1)</ENT>
              <ENT>Changed “Administratory” to “Administrator”</ENT>
              <ENT>Misspelled word.</ENT>
            </ROW>
          </GPOTABLE>
          <P>Second, we are correcting an oversight from the 2006 labeling rule regarding the applicability of testing requirements to independent commercial importers (ICIs). Currently several vehicle categories (dedicated alternative fuel, dual fuel while operating on alternative fuel, and MDPVs) are exempted from having to perform full 5-cycle fuel economy testing.<SU>112</SU>
            <FTREF/>These categories are allowed to use the “derived 5-cycle” method, whereas other vehicles must use data from all five test cycles at certification to perform an evaluation that determines whether the test group can use the derived 5-cycle method or whether they must complete full 5-cycle testing. The reason for exempting these vehicles is that the evaluation required at emissions certification requires the use of all 5 cycles as run for emissions certification, but these categories are not subject to the SFTP requirements, and thus such vehicles do not perform two of the five test procedures (the US06 high speed/acceleration test and the SC03 air conditioning test). Thus when EPA required the 2006 label rule we recognized that these categories would not have the data required to perform the 5-cycle fuel economy evaluation, and we decided to exempt them from 5-cycle fuel economy testing. However, this same exemption should have been applied to ICIs. Like the vehicle categories noted above, vehicles imported by ICIs are not required to perform the SFTP emission tests and thus also will not have the necessary data to perform the 5-cycle fuel economy evaluation. Therefore, we are extending the allowance to use the derived 5-cycle method to ICIs.</P>
          <FTNT>
            <P>
              <SU>112</SU>See 40 CFR 600.115-08.</P>
          </FTNT>
          <P>Third, we are clarifying the altitude applicability of evaporative emission standards. This clarification is needed in part because of an error that was made in the rulemaking requiring greenhouse gas emission standards for light-duty vehicles and trucks, and in part because the original language was found to lack sufficient clarity. Revisions to the regulations in 86.1810-09 to accommodate greenhouse gas provisions unintentionally eliminated a phrase regarding the high altitude applicability of the “Tier 2” evaporative emission standards.<SU>113</SU>
            <FTREF/>The omission of this phrase was pointed out by auto manufacturers after the greenhouse gas rulemaking was finalized. Upon further review of the issue, EPA concluded that simply re-inserting the omitted language did not sufficiently improve clarity, since the original structure of the regulatory language as required in the 2007 rulemaking was unclear as well.<SU>114</SU>

            <FTREF/>Simply stated, the intent of the language finalized in the 2007 rulemaking (before clarity was further confounded by the 2010 greenhouse gas rulemaking) was to state that the evaporative standards in 86.2011-09(e) apply at low altitude only, and the “Tier 2” standards in 86.2011-04(e) continue to apply at high altitude for the 2009 and later model years. Unfortunately, because of the construction of the regulations and the way the model year applicability of section references work (see 40 CFR 600.004-77), it is unclear whether the reference in the deleted statement to 86.1811-04(e) is static or dynamic. In most cases, when a section has been superseded (as is the case for 86.1811-04) we expect that the more recent section (<E T="03">i.e.,</E>86.1811-09) is the one that should be used. However, in this case the intent was that the reference remain static, referring not to the evaporative emission standards that took effect in the 2009 model year, but to the standards that took effect in the 2004 model year. Basically the 2004 “Tier 2” standards were promulgated as “all-altitude” standards, but were superseded at low altitude by the 2009 standards, thus leaving the 2004 standards in place at high altitude. We believe we have appropriately clarified the regulations to reflect the original intent.</P>
          <FTNT>
            <P>
              <SU>113</SU>The phrase, which reads“Tier 2 evaporative emission standards apply at high altitude conditions as specified in § 86.1810-01(f) and (j), and § 86.1811-04(e).”, can be found in the originally promulgated regulations at 72 FR 8562 (February 26, 2007). The language as modified by the light-duty greenhouse gas rulemaking can be found at 75 FR 25686 (May 7, 2010) and in the Code of Federal Regulations at 40 CFR 86.1810-09(f).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>114</SU>72 FR 8428 (February 26, 2007).</P>
          </FTNT>

          <P>Fourth, we are taking steps to further clarify the regulatory language. This involves removing several sections that apply only for model years before 2008 and moving or combining several of the remaining sections to provide a clearer organization. We are also being more careful with regulatory references pointing to other sections within 40 CFR Part 600 and to sections in 40 CFR Part 86. This largely addresses the concern that regulatory sections numbered for<PRTPAGE P="39514"/>certain model years can cause references to be incorrect or misleading over time. We are relying on the rounding convention as specified for engine testing in 40 CFR Part 1065. Similarly, we are relying on the hearing procedures specified in 40 CFR Part 1068. These changes allow us to centralize provisions that have general applicability to support our effort to have a consistent approach across programs. The regulations also include a streamlined set of references to outside standards (such as SAE standards). We are also including the most recent updates for the ASTM standards we reference in 40 CFR Part 600. We are not intending to make any substantive changes to the regulatory provisions affected by these administrative changes and are not reopening the prior rules for any of those provisions.</P>
          <HD SOURCE="HD1">VI. Impacts of Label Requirements</HD>
          <P>Vehicle manufacturers have been required to provide fuel economy labels on vehicles since 1977. The costs and benefits of label revisions would be those associated with changes to the current label, not the costs and benefits associated with production of the label itself. The change in cost from this proposed rule comes in the physical revisions to the label itself and the possible efficiencies achieved by meeting EPCA and EISA labeling requirements in one label, as well as proposed modified vehicle testing procedures. The benefits of the rule come from providing labels for mass-market advanced technology vehicles for the first time and from any improvements in the effectiveness of labels for conventional vehicles in providing accurate and useful consumer information on fuel consumption and environmental performance.</P>
          <HD SOURCE="HD2">A. Costs Associated With This Rule</HD>
          <HD SOURCE="HD3">1. Testing Costs</HD>
          <P>Testing requirements for vehicles are not new. Advanced technology and alternative fuel vehicles have been required to undergo testing requirements in the past. For advanced technology vehicles, though, the test procedures have not previously been standardized; they have been handled on a case-by-case basis. Because the agencies expect more advanced technology vehicles to come to market, this rule codifies testing procedures, as discussed in sections III.M. and III.N. of this preamble. The testing costs described here therefore are not completely new costs for manufacturers, since they would have to test the vehicles even in the absence of this rule, but the procedures have not previously been established. The cost estimates are included here because they have previously not been presented. The agencies received no comments on the cost estimates for the vehicle testing to support the label program.</P>
          <P>As discussed in the NPRM, the analysis of the projected costs of this rule follows conceptually the approach in the 2006 (“five-cycle”) fuel economy labeling rule. Increased on-going operations and maintenance (O&amp;M) costs and labor hours result from increases in testing costs for electric vehicles (EVs) and plug-in hybrids (PHEVs) specified in this rule. We also allow for the costs of increased facility capacity to accommodate the increased testing time involved for these two categories of vehicles. Startup costs are treated as capital costs and are amortized over ten years at 3% and 7% interest. Startup costs for this rule include testing equipment for those manufacturers subject to new testing. As an aid to the analysis and to help articulate the range of uncertainty, we include both low and high cost estimates for each of these cost and labor hour elements. The cost estimates, excluding potential cost savings from harmonization of label requirements with California and the Federal Trade Commission, are $0.7 million per year for the low estimate and $5.5 million per year for the high estimate. For details of this analysis, see the “Final Supporting Statement for Information Collection Request, Fuel Economy Labeling of Motor Vehicles”, in the docket.<SU>115</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>115</SU>U.S. Environmental Protection Agency, Office of Transportation and Air Quality. “Final Supporting Statement for Information Collection Request, Fuel Economy Labeling of Motor Vehicles (Final Rule), EPA ICR 2392.02.” Compliance and Innovative Strategies Division, Transportation and Climate Change Division, and Assessment and Standards Division, April 2011.</P>
          </FTNT>
          <HD SOURCE="HD3">(a) Testing Requirements for Electric Vehicles</HD>
          <P>To date, EPA has performed some fuel economy testing connected with certification applications for electric vehicles using the procedures developed by the Society of Automotive Engineers (SAE), specifically SAE J1634, as published October 2002. The proposal spelled out EV testing requirements that are similar to SAE J1634. This rule finalizes the test procedures.</P>
          <P>In estimating the costs of this action, there is no clear baseline cost that manufacturers of EVs would have incurred in satisfying Federal requirements, because fuel economy measurements were either optional<SU>116</SU>
            <FTREF/>or not specific as to method (except to satisfy FTC requirements). For purposes of the analysis, we assume these EV costs are entirely new costs rather than increments to pre-existing costs. Here and in the facility costs section, this also means we assume no carry-over applications for EVs. Both these assumptions are more likely to lead to an overstatement of costs than an understatement.</P>
          <FTNT>
            <P>

              <SU>116</SU>Although fuel economy labels are statutorily required for all vehicles, the regulations have, prior to model year 2012, included a<E T="03">de minimus</E>exemption for very small numbers of EVs (except those built by large manufacturers). See 40 CFR 600.001-08.</P>
          </FTNT>
          <P>The NPRM described the use of SAE J1634 as the basis for the costs of testing procedures for EVs, based on range testing requirements of the Federal Trade Commission for “alternative fueled vehicles.” Preparation costs were estimated to be $3,163 and 30 hours per vehicle, per Information Collection Request (ICR) 0783.54 (OMB 2060-0104), the certification ICR for conventional vehicles. The low and high EV test distances for Federal Test Procedure (FTP) and Highway Fuel Economy Test (HFET) tests are estimated as 50 to 250 miles. For purposes of this estimate, the cost of an FTP/HFET pair is $1,860, allocated 70% to the FTP and 30% to the HFET and incremented either by 50 or 250 divided by 7.45 (the distance of a normal FTP), or by 50 or 250 divided by 10.3 (the distance of the normal HFET). These increases are applied to an estimated five to eight EV families in the years through MY2013. Labor hours, estimated at 30 hours per FTP/HFET pair, are allocated and incremented in a similar manner. The bottom line is a cost between $75,300 and $486,784 and 1,073 to 7,625 hours, per year for the EV industry. With the cost of labor estimated to be $61.49 per hour, labor costs would add between $65,988 and $468,871 in annual costs. No comments were received on these estimates.</P>
          <HD SOURCE="HD3">(b) Testing Requirements for Plug-In Hybrid Electric Vehicles</HD>

          <P>As explained in Section III.M., the proposed EPA test procedure for PHEVs is an extension of the existing test procedure for hybrid vehicles. Off-cycle tests are already required for test groups that do not meet the “litmus test;” others would use the derived five-cycle adjustment. Hybrid vehicles already do FTP and HFET tests for fuel economy determination. The new FTP procedure for PHEVs would essentially run repeated FTPs until the charge is<PRTPAGE P="39515"/>depleted. This is the “charge-depleting” operation, when the vehicle is mainly running on its battery. The battery would then be recharged, and a single additional four-phase FTP would be conducted in what is denominated as the “charge-sustaining” operation. Following this, the vehicle will be recharged, if necessary, by running any appropriate test cycle followed by HFET cycles in charge-depleting operation, followed by a cycle in charge-sustaining operation.</P>
          <P>For purposes of this cost analysis, the charge-sustaining FTP and HFET cycles along with potential other cycles mandated by emissions and fuel economy testing requirements are considered to be continuations of existing requirements. The cost increment due to this proposal consequently derives entirely from the increased testing time in depleting mode. The duration of the depleting modes is estimated as 7.45 to 50 miles over the repeated 7.45-mile FTP or 10.3-mile HFET test cycles. These together, applied to 5 to 8 families with no carryovers, add an estimated $8,528 to $80,564 in operation and maintenance (O&amp;M) costs and 138 to 923 labor hours to existing hybrid testing costs. With the cost of labor estimated to be $61.49 per hour, labor costs would add between $8,458 and $56,764 in annual costs.</P>
          <P>The O&amp;M costs and labor hours discussed above are summarized in Table VI.A.1-1:</P>
          <HD SOURCE="HD3">2. Equipment and Facility Costs</HD>
          <GPOTABLE CDEF="s50,11.1,12,11.1,12" COLS="5" OPTS="L2,i1">
            <TTITLE>Table VI.A.1-1—Testing Costs</TTITLE>
            <TDESC>[Labor and O&amp;M costs for running the tests]</TDESC>
            <BOXHD>
              <CHED H="1">Vehicle type/test cycle</CHED>
              <CHED H="1">Increase in number of tests and hours</CHED>
              <CHED H="2">Min tests/hours</CHED>
              <CHED H="2">Min cost increase</CHED>
              <CHED H="2">Max tests/hours</CHED>
              <CHED H="2">Max cost increase</CHED>
            </BOXHD>
            <ROW>
              <ENT I="22">EV:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Prep</ENT>
              <ENT>5.0</ENT>
              <ENT>$18,065</ENT>
              <ENT>8.0</ENT>
              <ENT>$28,904</ENT>
            </ROW>
            <ROW>
              <ENT I="03">FTP</ENT>
              <ENT>5.0</ENT>
              <ENT>43,691</ENT>
              <ENT>8.0</ENT>
              <ENT>349,530</ENT>
            </ROW>
            <ROW>
              <ENT I="03">HFET</ENT>
              <ENT>5.0</ENT>
              <ENT>13,544</ENT>
              <ENT>8.0</ENT>
              <ENT>108,350</ENT>
            </ROW>
            <ROW RUL="n,s">
              <ENT I="03">Labor</ENT>
              <ENT>218</ENT>
              <ENT>65,988</ENT>
              <ENT>1,748</ENT>
              <ENT>468,871</ENT>
            </ROW>
            <ROW>
              <ENT I="05">EV Total</ENT>
              <ENT/>
              <ENT>141,288</ENT>
              <ENT/>
              <ENT>955,655</ENT>
            </ROW>
            <ROW>
              <ENT I="22">PHEV:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">FTP</ENT>
              <ENT>5.0</ENT>
              <ENT>6,510</ENT>
              <ENT>8.0</ENT>
              <ENT>50,563</ENT>
            </ROW>
            <ROW>
              <ENT I="03">HFET</ENT>
              <ENT>5.0</ENT>
              <ENT>2,018</ENT>
              <ENT>8.0</ENT>
              <ENT>30,001</ENT>
            </ROW>
            <ROW RUL="n,s">
              <ENT I="03">Labor</ENT>
              <ENT>33</ENT>
              <ENT>8,458</ENT>
              <ENT>218</ENT>
              <ENT>56,764</ENT>
            </ROW>
            <ROW RUL="n,s">
              <ENT I="05">PHEV Total</ENT>
              <ENT/>
              <ENT>16,986</ENT>
              <ENT/>
              <ENT>137,328</ENT>
            </ROW>
            <ROW>
              <ENT I="07">Total</ENT>
              <ENT/>
              <ENT>158,273</ENT>
              <ENT/>
              <ENT>1,092,983</ENT>
            </ROW>
          </GPOTABLE>
          <P>As estimated in the proposal, each manufacturer who has not previously produced hybrid-electric vehicles is assumed to need new testing equipment costing $25,000 for an ammeter and $50,000 for voltage stabilizers; we estimate that 5-8 manufacturers will fall in this category. No comments were received on this estimate.</P>

          <P>In addition to new equipment, establishing testing requirements for EVs and PHEVs will in theory require expanded testing facilities for those manufacturers choosing to produce and sell them in the U.S. Because the cost of new facility capacity is highly dependent on manufacturer-specific factors (the costs of capital, the availability of land, the structure of work shifts, the existing excess capacity, etc.), we use the approximation of unitizing increased test costs by assuming that a facility capable of performing 750 FTP/HFET pairs would cost $4 million. Here, the new tests are deemed to require these facilities in proportion to the increases in test time, and the costs are then annualized over ten years and amortized at 3% and 7% interest compounded monthly. This assumption is more likely to produce an overestimate of costs rather than an underestimate, since it does not attempt to account for the current excess capacity that exists in manufacturers' current test facilities. We assume that there is no excess capacity in our analysis. Note that other features of the EV and PHEV test cycles, such as recharging times, have been harmonized with existing test protocols. Furthermore, consistent with other information burden analyses for the emissions and fuel economy programs, we consider these as ongoing rather than startup costs (<E T="03">i.e.,</E>as the facilities depreciate they are continually being replaced), another conservative assumption. Applying these costs to a low and high estimate of 5 to 8 EV families and 5 to 8 PHEV families per year yields an annualized facilities cost between $25,278 and $210,779 per year. No comments were received on these estimates.</P>
          <P>Facility and equipment costs are summarized in Table VI.A.2-1:</P>
          <GPOTABLE CDEF="s100,14,14" COLS="3" OPTS="L2,i1">
            <TTITLE>Table VI.A.2-1—Increase in Test Facilities</TTITLE>
            <BOXHD>
              <CHED H="1">Undepreciated capital costs</CHED>
              <CHED H="1">Minimum</CHED>
              <CHED H="1">Maximum</CHED>
            </BOXHD>
            <ROW>
              <ENT I="01">EV test distance increase</ENT>
              <ENT>$154,210</ENT>
              <ENT>$1,233,683</ENT>
            </ROW>
            <ROW>
              <ENT I="01">PHEV test distance increase</ENT>
              <ENT>22,977</ENT>
              <ENT>246,737</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Updating Information systems</ENT>
              <ENT>768,000</ENT>
              <ENT>960,000</ENT>
            </ROW>
            <ROW RUL="n,s">
              <ENT I="01">Ammeter/stabilizer</ENT>
              <ENT>375,000</ENT>
              <ENT>600,000</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Total</ENT>
              <ENT>1,320,188</ENT>
              <ENT>3,040,420</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Amortized, 10 yrs @ 3%</ENT>
              <ENT>154,766</ENT>
              <ENT>356,430</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="39516"/>
              <ENT I="01">Amortized, 10 yrs @ 7%</ENT>
              <ENT>187,965</ENT>
              <ENT>432,887</ENT>
            </ROW>
          </GPOTABLE>
          <HD SOURCE="HD3">3. Costs Associated With New Labels</HD>
          <HD SOURCE="HD3">(a) Startup Costs</HD>
          <P>Startup costs are counted as one-time costs that are amortized or discounted at an interest rate of 3% or 7% over ten years. The proposal separated the costs for updating information systems and testing equipment from the costs of label redesign, and estimated total startup costs between $8.1 and 8.6 million. When annualized and subjected to 7% loan repayment/discounting, the startup costs total in the proposal was estimated at $1.16 to $1.22 million per year.</P>
          <P>Written comments from GM did not break down costs in these categories. Instead, their “initial estimate,” which included designing, releasing, testing, and validating the system, would cost “more than $800,000.” Suzuki estimated its costs as $70,000 for software, $111,144 for printers, and $20,250 for IT costs, for a total of $201,394. Because color printers are no longer required, these costs are therefore estimated to be $90,250. Other cost estimates provided to the agencies for non-color printing included $174,000 from one manufacturer and $500,000 from another.</P>
          <P>For this cost analysis, the agencies are using these two estimates as upper and lower bounds specifically of additional startup costs for the labels. These estimates are then applied to the universe of separate manufacturer entities subject to the rule. Many specific automotive brands are parts of marketing groups or are owned and managed by other, parent companies. Allowing for these relationships, the agencies estimate that the rule would apply to 24 manufacturers and 11 independent commercial importers (ICIs) importing nonconforming vehicles into the U.S. for sale. Applied to 35 companies, then, the label redesign cost is estimated to be between $3.2 million and $28 million. When annualized at 3% and 7% over ten years, these costs are estimated to be between $370,000 and $3,987,000 per year.</P>
          <HD SOURCE="HD3">(b) Printing Costs for New Labels</HD>
          <P>The proposed lab
