[Federal Register Volume 76, Number 171 (Friday, September 2, 2011)]
[Notices]
[Pages 54823-54824]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2011-22536]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-29770]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
August 26, 2011.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
August 2011. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or an applicant
using the Company name box, at http://www.sec.gov/search/search.htm or
by calling (202) 551-8090. An order granting each application will be
issued unless the SEC orders a hearing. Interested persons may request
a hearing on any application by writing to the SEC's Secretary at the
address below and serving the relevant applicant with a copy of the
request, personally or by mail. Hearing requests should be received by
the SEC by 5:30 p.m. on September 20, 2011, and should be accompanied
by proof of service on the applicant, in the form of an affidavit or,
for lawyers, a certificate of service. Hearing requests should state
the nature of the writer's interest, the reason for the request, and
the issues contested. Persons who wish to be notified of a hearing may
request notification by writing to the Secretary, U.S. Securities and
Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Office of Investment Company
Regulation, 100 F Street, NE., Washington, DC 20549-8010.
UBS Tamarack International Fund, LLC [File No. 811-10341]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On March 30,
2011, applicant made a final liquidating distribution to its
shareholders, based on net asset value. Expenses of $21,000 incurred in
connection with the liquidation were paid by applicant.
Filing Dates: The application was filed on June 24, 2011 and
amended on August 5, 2011.
Applicant's Address: c/o UBS Alternative and Quantitative
Investments LLC, 677 Washington Blvd., Stamford, CT 06901.
Nicholas-Applegate Institutional Funds [File No. 811-7384]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On March 26, 2010, applicant's Nicholas-
Applegate International Systematic Fund series made a liquidating
distribution to its shareholders, based on net asset value. On March
19, 2010 and April 9, 2010, applicant's remaining eleven series
transferred their assets to corresponding series of either Allianz
Funds or Allianz Funds Multi-Strategy Trust, based on net asset value.
Expenses of $184,981 incurred in connection with the liquidation and
reorganization were paid by Nicholas-Applegate Capital Management LLC,
applicant's investment adviser, and Allianz Global Investors Fund
Management LLC, investment adviser and administrator of the surviving
funds.
Filing Dates: The application was filed on December 10, 2010, and
amended on August 19, 2011.
Applicant's Address: 600 West Broadway, 30th Floor, San Diego, CA
92101.
Fort Pitt Capital Funds [File No. 811-10495]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On July 15, 2011, applicant transferred its
assets to a corresponding shell portfolio of Advisors Series Trust,
based on net asset value. Expenses of $176,733 incurred in connection
with the reorganization were paid by Fort Pitt Capital Group, Inc.,
applicant's investment adviser.
Filing Date: The application was filed on August 11, 2011.
Applicant's Address: 680 Anderson Dr., Foster Plaza Ten,
Pittsburgh, PA 15220.
Barrett Funds [File No. 811-9035]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On March 31, 2010, applicant transferred its
assets to Barrett Growth Fund, a series of Trust for Professional
Managers, based on net asset value. Expenses of approximately $92,867
incurred in connection with the reorganization were paid by Barrett
Associates, Inc., applicant's investment adviser.
Filing Date: The application was filed on August 9, 2011.
Applicant's Address: 90 Park Ave., New York, NY 10016.
Pacific Capital Funds [File No. 811-7454]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On June 22, 2010, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $25,577 incurred in connection with the liquidation were
paid by Bank of Hawaii, applicant's investment adviser.
Filing Dates: The application was filed on August 30, 2010 and
amended on April 13, 2011.
Applicant's Address: 3435 Stelzer Rd., Columbus, OH 43219.
FS Variable Annuity Account Nine [File No. 811-21230]
Summary: Applicant, a unit investment trust registered under the
Investment Company Act of 1940, seeks an order declaring that it has
ceased to be an investment company. Applicant requests deregistration
based on abandonment of registration. Applicant states that it has no
contractowners and no outstanding contracts that allocate premiums and
contract value to the Separate Account. Applicant also states that the
contract was registered on Form N-4 and offered out of the Separate
Account (File No. 333-118225) and that the last remaining contract was
surrendered on August 13, 2010.
Because the Depositor has decided to discontinue sales of the
variable annuity contract and has no plans to develop any other
variable annuity contracts that would be supported by the Separate
Account, and because there are currently no assets in the Separate
Account or its subaccounts, the Depositor has determined that it will
not use the Separate Account as a funding medium to support future
sales of any other variable annuity contract
[[Page 54824]]
and that the Separate Account should be deregistered.
Filing Dates: The application was filed on March 17, 2011, and
amended and restated on June 24, 2011.
Applicant's Address: One World Financial Center, 200 Liberty
Street, New York, New York 10281.
Hartford International Opportunities HLS Fund Inc. [File No. 811-6059]
Hartford Stock HLS Fund Inc. [File No. 811-2630]
Hartford Small Co HLS Fund Inc. [File No. 811-7557]
Hartford Mortgage Securities HLS Fund Inc. [File No. 811-4201]
Hartford Money Market HLS Fund Inc. [File No. 811-3662]
Hartford Midcap HLS Fund Inc. [File No. 811-8185]
Hartford Index HLS Fund Inc. [le No. 811-5045]
Hartford Global Advisers HLS Fund Inc. [File No. 811-8804]
Hartford Dividend & Growth HLS Fund Inc. [File No. 811-8186]
Hartford Capital Appreciation HLS Fund Inc. [File No. 811-4005]
Hartford Bond HLS Fund Inc. [File No. 811-3660]
Hartford Advisors HLS Fund Inc. [File No. 811-3659]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. On April 30, 2002, applicants' Board of
Directors approved the merger of the applicants with a corresponding
series of Hartford Series Fund, Inc. On July 16, 2002, applicants'
shareholders approved the decision to engage in a merger. On August 28,
2002, each applicant transferred its assets to a corresponding series
of the Hartford Series Fund, Inc. at net asset value. Applicants
incurred no expenses with regard to the merger.
Filing Dates: The applications were filed on July 9, 2008, and
amended on September 30, 2008.
Applicants' Address: 200 Hopmeadow Street, Simsbury, CT 06089.
Presidential Variable Account One [811-5474]
Summary: The Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company based on
abandonment of registration. The Applicant has no contract owners or
shareholders and no outstanding contracts. Presidential Life Insurance
Company, as the Applicant's depositor, has determined that the
Applicant should be deregistered inasmuch as it is not engaged in or
intending to engage in any business activities other than those
necessary for winding up its affairs.
Filing Dates: The application was filed on May 19, 2009, and
amended on October 1, 2009, and June 25, 2010.
Applicant's Address: Presidential Variable Account One,
Presidential Life Insurance Company, 69 Lydecker Street, Nyack, New
York 10960.
Federal Life Trust [File No. 811-22145]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant requests deregistration based on
abandonment of registration. Applicant intends to deregister but to
continue operations with the general account of Federal Life Insurance
Company (Mutual) as its only remaining holder.
Filing Dates: The application was filed on June 30, 2011, and
amended on July 28, 2011.
Applicant's Address: 3750 West Deerfield Road, Riverwoods, IL
60015.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-22536 Filed 9-1-11; 8:45 am]
BILLING CODE 8011-01-P