[Federal Register Volume 76, Number 175 (Friday, September 9, 2011)]
[Notices]
[Pages 56005-56007]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2011-23124]
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DEPARTMENT OF THE TREASURY
Office of the Comptroller of the Currency
FEDERAL RESERVE SYSTEM
List of Office of Thrift Supervision Information Collections
Transferred to the Office of the Comptroller of the Currency and the
Board of Governors of the Federal Reserve System Pursuant to the Dodd-
Frank Wall Street Reform and Consumer Protection Act
AGENCY: Office of the Comptroller of the Currency, Treasury (OCC);
Board of Governors of the Federal Reserve System (Board).
ACTION: Joint notice.
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SUMMARY: On July 21, 2010, President Barack Obama signed into law the
Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank
Act). As part of the comprehensive package of financial regulatory
reform measures enacted, Title III of the Dodd-Frank Act transfers the
powers, authorities, rights and duties of the Office of Thrift
Supervision (OTS) to other banking agencies, including the OCC and the
Board on the ``transfer date.'' The transfer date is one year after the
date of enactment of the Dodd-Frank Act, July 21, 2011. The Dodd-Frank
Act also abolishes the OTS ninety days after the transfer date. As a
result of the Dodd-Frank Act, OTS transferred all of its information
collections to either the OCC or the Board, as appropriate.
FOR FURTHER INFORMATION CONTACT:
OCC: Mary H. Gottlieb or Ira L. Mills, OCC Clearance Officers,
(202) 874-5090 or (202) 874-6055, Legislative and Regulatory Activities
Division, Office of the Comptroller of the Currency, 250 E Street, SW.,
Washington, DC 20219.
Board: Cynthia Ayouch, Federal Reserve Board Clearance Officer,
(202) 452-3829, Division of Research and Statistics, Board of Governors
of the Federal Reserve System, 20th and C Streets, NW., Washington, DC
20551. Telecommunications Device for the Deaf (TDD) users may call
(202) 263-4869.
SUPPLEMENTARY INFORMATION: This joint notice sets out the list of the
OTS's information collections that were transferred to either the OCC
or the Board, as appropriate. The tables below indicate the former OTS
OMB control numbers for each information collection and the new OMB
control numbers for each related OCC or Board information
collection.\1\ For additional details on any of these information
collections, please refer to the following Web site: http://www.reginfo.gov/public/do/PRAMain. Also, the reporting forms applicable
to savings and loan holding companies are available on the Board's
public Web site at: http://www.federalreserve.gov/reportforms/slhc/otsforms.cfm. Finally, the Dodd-Frank Act also provides that on the
designated transfer date, July 21, 2011, rulemaking and certain other
authorities relating to Federal consumer financial law transferred to
the Consumer Financial Protection Bureau (CFPB). In connection with
this transfer of authorities, certain information collections held by
OCC and the Board will be transferred to the CFPB. A separate notice
will be published identifying the collections transferring to the CFPB.
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\1\ The interim control numbers reflect the numbers assigned
when the collections were initially transferred from OTS to the OCC
or Board. The final control numbers that differ from the interim
control numbers reflect the existing OCC or Board collection with
which the collections will ultimately be merged.
OTS Information Collections That Were Transferred to the OCC
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OTS control No. Title Interim control No. Final control No.
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1550-0003........................ Suspicious Activity Report......... 1557-0270.......... 1557-0180.
1550-0004........................ Deposit and Savings Account by Discontinued....... Discontinued.
Office.
1550-0005........................ Interagency Charter and Federal 1557-0269.......... 1557-0014.
Deposit Insurance Application.
1550-0006........................ Branch Office...................... 1557-0268.......... 1557-0014.
1550-0007........................ Application for Conversion......... 1557-0267.......... 1557-0014.
1550-0011........................ General Reporting and Recordkeeping 1557-0266.......... 1557-0176.
by Savings Assocs.. 1557-0266.
1550-0012........................ Community Reinvestment Act......... 1557-0265.......... 1557-0160.
1550-0013........................ Request for Service Corporation 1557-0264.......... 1557-0014.
Activity.
1550-0016........................ Merger Application................. 1557-0274.......... 1557-0014.
1550-0017........................ Amendment of a Savings 1557-0277.......... 1557-0014.
Association's Bylaws.
1550-0018........................ Amendment of a Savings 1557-0306.......... 1557-0014.
Association's Charter.
1550-0019........................ 1934 Act Disclosures............... 1557-0258.......... 1557-0106.
1550-0021........................ Loan Application Register.......... 1557-0256.......... 1557-0176.
1550-0023........................ Thrift Financial Report............ 1557-0255.......... 1557-0081.
1550-0025........................ Purchase of Branch Office(s) and/or 1557-0254.......... 1557-0014.
Transfer of Assets/Liabilities.
[[Page 56006]]
1550-0030........................ Application For Issuance of 1557-0276.......... 1557-0014.
Subordinated Debt Securities/
Notice of Issuance of Subordinated
Debt or Mandatorily Redeemable
Preferred Stock.
1550-0032........................ Interagency Notice of Change in 1557-0272.......... 1557-0014.
Control.
1550-0035........................ Securities Offering Disclosures.... 1557-0273.......... 1557-0120.
1550-0037........................ Fiduciary Powers of Savings 1557-0262.......... 1557-0140.
Associations.
1550-0041........................ Procedures for Monitoring Bank 1557-0263.......... 1557-0180.
Secrecy Act.
1550-0047........................ Notice of Hiring or Indemnifying 1557-0261.......... 1557-0014.
Senior Executive Officers or
Directors.
1550-0051........................ Management Officials Interlocks.... 1557-0260.......... 1557-0014.
1550-0053........................ Application Processing Fees........ 1557-0253.......... 1557-0014.
1550-0056........................ Application Filing Requirements.... 1550-0308.......... 1557-0014.
1550-0059........................ Capital Distributions.............. New Collection to New Collection to
be Added that is be Added that is
identical to that identical to that
Transferred to the Transferred to the
FRB. FRB.
1550-0062........................ Minimum Security Devices and 1557-0259.......... 1557-0180.
Procedures.
1550-0066........................ Voluntary Dissolution.............. 1557-0271.......... 1557-0014.
1550-0077........................ Operating Subsidiary............... 1557-0275.......... 1557-0014.
1550-0078........................ Lending and Investment............. 1557-0278.......... 1557-0190.
1550-0081........................ Release of Non-Public Information.. 1557-0279.......... 1557-0200.
1550-0087........................ Annual Thrift Satisfaction Survey.. 1557-0280.......... 1557-0014.
1550-0088........................ Loans in Areas Having Special Flood 1557-0281.......... 1557-0202.
Hazards.
1550-0092........................ Deposits........................... 1557-0282.......... 1557-0176.
1550-0094........................ Financial Management Policies- 1557-0299.......... 1557-0299.
Interest Rate Risk.
1550-0095........................ Electronic Operations.............. 1557-0301.......... 1557-0301.
1550-0096........................ Minority Thrift Certification Form. Discontinued....... Discontinued.
1550-0103........................ Privacy of Consumer Financial 1557-0302.......... 1557-0216.
Information.
1550-0104........................ Interagency Guidance on Asset 1557-0303.......... 1557-0217.
Securitization Activities.
1550-0105........................ CRA Sunshine....................... 1557-0284.......... 1557-0219.
1550-0106........................ Consumer Protection for Depository 1557-0283.......... 1557-0220.
Institution Sales of Insurance.
1550-0109........................ Recordkeeping and Confirmation 1557-0304.......... 1557-0142.
Requirements for Securities
Transactions.
1550-0110........................ Interagency Guidance on Response 1557-0295.......... 1557-0227.
Programs for Unauthorized Access
to Customer Information and
Customer Notice.
1550-0111........................ Statement on Sound Practices 1557-0300.......... 1557-0229.
Concerning Elevated Risk Complex
Structured Finance Activities.
1550-0112........................ Fair Credit Reporting Affiliate 1557-0297.......... 1557-0230.
Marketing Regulations.
1550-0113........................ Identity Theft Red Flags and 1557-0305.......... 1557-0237.
Address Discrepancies under the
Fair and Accurate Credit
Transactions Act of 2003.
1550-0115........................ Risk-Based Capital Standards: 1557-0288.......... 1557-0234.
Advanced Capital Adequacy
Framework.
1550-0118........................ Transfer Agency Registration and 1557-0298.......... 1557-0124.
Amendment Form.
1550-0119........................ Procedures to Enhance the Accuracy 1557-0296.......... 1557-0238.
and Integrity of Information
Furnished to Consumer Reporting
Agencies under Section 312 of the
FACTA.
1550-0120........................ Advanced Capital Adequacy Framework 1557-0294.......... 1557-0239.
Regulatory Reporting Requirements.
1550-0121........................ Survey of Information Sharing Discontinued....... Discontinued.
Practices with Affiliates.
1550-0122........................ Unfair or Deceptive Acts or 1557-0293.......... 1557-0293.
Practices Disclosures.
1550-0123........................ Application and Termination Notice 1557-0307.......... 1557-0184.
for Municipal Securities Dealer
Principal or Representatives.
1550-0125........................ Supervisory Guidance: Supervisory 1557-0292.......... 1557-0242.
Review of Capital Adequacy (Pillar
2) Related to the Implementation
of the Basel II Advanced Capital
Framework.
1550-0126........................ Consumer Complaint Form............ 1557-0291.......... 1557-0232.
1550-0127........................ Registration of Mortgage Loan 1557-0290.......... 1557-0243.
Originators.
1550-0128........................ Funding and Liquidity Risk 1557-0289.......... 1557-0244.
Management.
1550-0129........................ Incentive Compensation Guidance.... 1557-0287.......... 1557-0245.
1550-0130........................ Reverse Mortgage Products-Guidance 1557-0285.......... 1557-0246.
for Managing Compliance and
Reputation Risks.
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OTS Information Collections That Were Transferred to the Board
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Interim Final control
OTS control No. Title control No. No.
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1550-0014.................................. Mutual to Stock Conversion 7100-0335 7100-0335
Application.
1550-0015.................................. Savings Associations Holding 7100-0336 7100-0336
Company Application.
1550-0020.................................. Savings and Loan Holding Company 7100-0337 7100-0337
Registration Statement-H-(b)10.
1550-0059.................................. Capital Distribution............... 7100-0339 7100-0339
[[Page 56007]]
1550-0060.................................. Savings Association Holding Company 7100-0334 7100-0334
Report H-(b)11.
1550-0072.................................. Mutual Holding Company............. 7100-0340 7100-0340
1550-0117.................................. Prohibited Service at Savings and 7100-0338 7100-0338
Loan Holding Companies.
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Dated: August 17, 2011.
Michele Meyer,
Assistant Director, Legislative & Regulatory Activities Division,
Office of the Comptroller of the Currency.
By order of the Board of Governors of the Federal Reserve
System, under delegated authority, September 2, 2011.
Jennifer J. Johnson,
Secretary of the Board.
[FR Doc. 2011-23124 Filed 9-8-11; 8:45 am]
BILLING CODE 4810-33-P; 6210-01-P