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  <VOL>76</VOL>
  <NO>245</NO>
  <DATE>Wednesday, December 21, 2011</DATE>
  <UNITNAME>Contents</UNITNAME>
  <CNTNTS>
    <AGCY>
      <EAR>Agency Health</EAR>
      <PRTPAGE P="iii"/>
      <HD>Agency for Healthcare Research and Quality</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Patient Safety Organizations; Delistings:</SJ>
        <SJDENT>
          <SJDOC>Voluntary Relinquishment from Georgia Hospital Association Research and Education Foundation,</SJDOC>
          <PGS>79192-79193</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32579</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Voluntary Relinquishment from HSMS Patient Safety Organization,</SJDOC>
          <PGS>79192</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32578</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Agriculture</EAR>
      <HD>Agriculture Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Forest Service</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Antitrust Division</EAR>
      <HD>Antitrust Division</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>National Cooperative Research and Production Act of 1993:</SJ>
        <SJDENT>
          <SJDOC>DVD Copy Control Association,</SJDOC>
          <PGS>79218-79219</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32700</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>IMS Global Learning Consortium, Inc.,</SJDOC>
          <PGS>79217-79218</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32699</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Center for Manufacturing Sciences, Inc.,</SJDOC>
          <PGS>79217</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32693</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Network Centric Operations Industry Consortium, Inc.,</SJDOC>
          <PGS>79218</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32702</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Robotics Technology Consortium, Inc.,</SJDOC>
          <PGS>79218</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32703</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Sematech, Inc. D/B/A International Sematech,</SJDOC>
          <PGS>79219</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32697</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>U.S. Photovoltaic Manufacturing Consortium, Inc.,</SJDOC>
          <PGS>79218</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32709</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Army</EAR>
      <HD>Army Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Engineers Corps</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Bureau of Consumer Financial Protection</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Equal Credit Opportunity (Regulation B),</DOC>
          <PGS>79442-79483</PGS>
          <FRDOCBP D="41" T="21DER4.sgm">2011-31714</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Fair Credit Reporting (Regulation V),</DOC>
          <PGS>79308-79378</PGS>
          <FRDOCBP D="70" T="21DER3.sgm">2011-31728</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Interstate Land Sales Registration Program (Regulations J, K, and L),</DOC>
          <PGS>79486-79527</PGS>
          <FRDOCBP D="41" T="21DER5.sgm">2011-31713</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Privacy of Consumer Financial Information,</DOC>
          <PGS>79025-79050</PGS>
          <FRDOCBP D="25" T="21DER1.sgm">2011-31729</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Truth in Savings (Regulation DD),</DOC>
          <PGS>79276-79305</PGS>
          <FRDOCBP D="29" T="21DER2.sgm">2011-31727</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Privacy Act of 1974; Amended,</DOC>
          <PGS>79150-79151</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32718</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Bureau of Ocean Energy Management</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Unsolicited Application for a Transmission Right-of-Way Grant Supporting Renewable Energy:</SJ>
        <SJDENT>
          <SJDOC>Atlantic Wind Connection Proposal,</SJDOC>
          <PGS>79206-79209</PGS>
          <FRDOCBP D="3" T="21DEN1.sgm">2011-32277</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Centers Medicare</EAR>
      <HD>Centers for Medicare &amp; Medicaid Services</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Medicare Program:</SJ>
        <SJDENT>
          <SJDOC>Independence at Home Demonstration Program,</SJDOC>
          <PGS>79193-79194</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32568</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Coast Guard</EAR>
      <HD>Coast Guard</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Drawbridge Operation Regulations:</SJ>
        <SJDENT>
          <SJDOC>Annisquam River and Blynman Canal, Gloucester, MA,</SJDOC>
          <PGS>79065-79066</PGS>
          <FRDOCBP D="1" T="21DER1.sgm">2011-32626</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Escatawpa River, Moss Point, MS,</SJDOC>
          <PGS>79066</PGS>
          <FRDOCBP D="0" T="21DER1.sgm">2011-32629</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Sacramento River, Sacramento, CA,</SJDOC>
          <PGS>79067</PGS>
          <FRDOCBP D="0" T="21DER1.sgm">2011-32643</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Upper Mississippi River, Clinton, IA,</SJDOC>
          <PGS>79066-79067</PGS>
          <FRDOCBP D="1" T="21DER1.sgm">2011-32636</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Drawbridge Operation Regulations:</SJ>
        <SJDENT>
          <SJDOC>Bayou Liberty, mile 2.0, St. Tammany Parish, Slidell, LA,</SJDOC>
          <PGS>79145-79146</PGS>
          <FRDOCBP D="1" T="21DEP1.sgm">2011-32631</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Random Drug Testing Rate for Covered Crewmembers,</DOC>
          <PGS>79204</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32627</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Commerce</EAR>
      <HD>Commerce Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Economic Analysis Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Industry and Security Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Oceanic and Atmospheric Administration</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>79152-79153</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32588</FRDOCBP>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32599</FRDOCBP>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32621</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Committee Implementation</EAR>
      <HD>Committee for the Implementation of Textile Agreements</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Dominican Republic-Central America-United States Free Trade Agreement:</SJ>
        <SJDENT>
          <SJDOC>Product Additions,</SJDOC>
          <PGS>79166-79167</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32639</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Comptroller</EAR>
      <HD>Comptroller of the Currency</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Risk-Based Capital Guidelines:</SJ>
        <SJDENT>
          <SJDOC>Market Risk; Alternatives to Credit Ratings for Debt and Securitization Positions,</SJDOC>
          <PGS>79380-79407</PGS>
          <FRDOCBP D="27" T="21DEP2.sgm">2011-32073</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Defense Department</EAR>
      <HD>Defense Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Engineers Corps</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Economic Analysis Bureau</EAR>
      <HD>Economic Analysis Bureau</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Direct Investment Surveys:</SJ>
        <SJDENT>
          <SJDOC>BE-12, Benchmark Survey of Foreign Direct Investment in the United States,</SJDOC>
          <PGS>79054-79057</PGS>
          <FRDOCBP D="3" T="21DER1.sgm">2011-32461</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Employment and Training</EAR>
      <HD>Employment and Training Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Amended Certifications Regarding Eligibility to Apply for Worker Adjustment Assistance:</SJ>
        <SJDENT>
          <SJDOC>Android Industries Belvidere, LLC et al.,</SJDOC>
          <PGS>79221</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32611</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Penske Logistics, LLC, Customer Service Department et al.,</SJDOC>
          <PGS>79221</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32614</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Time-O-Matic, Inc. et al.,</SJDOC>
          <PGS>79220-79221</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32610</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Determinations Regarding Eligibility to Apply for Worker Adjustment Assistance,</DOC>
          <PGS>79221-79224</PGS>
          <FRDOCBP D="3" T="21DEN1.sgm">2011-32613</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Investigations Regarding Certifications of Eligibility to Apply for Worker Adjustment Assistance, etc.,</DOC>
          <PGS>79224-79225</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32615</FRDOCBP>
        </DOCENT>
        <SJ>Negative Determinations Regarding Eligibility to Apply for Worker Adjustment Assistance:</SJ>
        <SJDENT>
          <SJDOC>Reconsideration under Trade Adjustment Assistance Extension Act of 2011,</SJDOC>
          <PGS>79225</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32617</FRDOCBP>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32619</FRDOCBP>
        </SJDENT>
        <SJ>Revised Denied Determinations Regarding Eligibility to Apply for Worker Adjustment Assistance:</SJ>
        <SJDENT>
          <SJDOC>Reconsideration under Trade Adjustment Assistance Extension Act of 2011,</SJDOC>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32616</FRDOCBP>
          <PGS>79225-79226</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32618</FRDOCBP>
        </SJDENT>
        <SJ>Terminations of Investigations:</SJ>
        <SJDENT>
          <SJDOC>Travelers Insurance, Syracuse, NY,</SJDOC>
          <PGS>79226</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32612</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Energy Department</EAR>
      <HD>Energy Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Energy Regulatory Commission</P>
      </SEE>
      <CAT>
        <PRTPAGE P="iv"/>
        <HD>PROPOSED RULES</HD>
        <SJ>Energy Conservation Program for Consumer Products and Certain Commercial and Industrial Equipment:</SJ>
        <SJDENT>
          <SJDOC>Test Procedures for Residential Central Air Conditioners and Heat Pumps,</SJDOC>
          <PGS>79135-79137</PGS>
          <FRDOCBP D="2" T="21DEP1.sgm">2011-32620</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Audit Guidance:</SJ>
        <SJDENT>
          <SJDOC>For-Profit Recipients,</SJDOC>
          <PGS>79168-79169</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32622</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Engineers</EAR>
      <HD>Engineers Corps</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Great Lakes and Mississippi River Interbasin Study,</DOC>
          <PGS>79167-79168</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32654</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Environmental Protection</EAR>
      <HD>Environmental Protection Agency</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Tolerance Actions:</SJ>
        <SJDENT>
          <SJDOC>Propylene Oxide,</SJDOC>
          <PGS>79146-79149</PGS>
          <FRDOCBP D="3" T="21DEP1.sgm">2011-32655</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications to Register New Uses:</SJ>
        <SJDENT>
          <SJDOC>Pesticide Products,</SJDOC>
          <PGS>79171-79172</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32656</FRDOCBP>
        </SJDENT>
        <SJ>Proposed Consent Decrees:</SJ>
        <SJDENT>
          <SJDOC>Clean Air Act Citizen Suit,</SJDOC>
          <PGS>79172-79173</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32648</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Registration Review; Open Pesticide Dockets and Availability of Final Work Plans for Certain Pesticides,</DOC>
          <PGS>79173-79176</PGS>
          <FRDOCBP D="3" T="21DEN1.sgm">2011-32658</FRDOCBP>
        </DOCENT>
        <SJ>Requests for Scientific Views:</SJ>
        <SJDENT>
          <SJDOC>Draft Recreational Water Quality Criteria,</SJDOC>
          <PGS>79176-79177</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32651</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Equal</EAR>
      <HD>Equal Employment Opportunity Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Recordkeeping and Reporting Requirements under Title VII, ADA and GINA; CFR Correction,</DOC>
          <PGS>79065</PGS>
          <FRDOCBP D="0" T="21DER1.sgm">2011-32746</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Farm Credit System Insurance</EAR>
      <HD>Farm Credit System Insurance Corporation</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Adjustments to the Insurance Premiums and Policy Statement on the Secure Base Amount and Allocated Insurance Reserves Accounts,</DOC>
          <PGS>79177-79184</PGS>
          <FRDOCBP D="7" T="21DEN1.sgm">2011-32723</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Aviation</EAR>
      <HD>Federal Aviation Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Airworthiness Directives:</SJ>
        <SJDENT>
          <SJDOC>Lycoming Engines, Fuel Injected Reciprocating Engines,</SJDOC>
          <PGS>79051-79054</PGS>
          <FRDOCBP D="3" T="21DER1.sgm">2011-32467</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Establishments of Area Navigation Routes:</SJ>
        <SJDENT>
          <SJDOC>Seattle, WA,</SJDOC>
          <PGS>79137-79140</PGS>
          <FRDOCBP D="3" T="21DEP1.sgm">2011-32563</FRDOCBP>
        </SJDENT>
        <SJ>Modification of VOR Federal Airways V-135 and V-137:</SJ>
        <SJDENT>
          <SJDOC>Southwest United States,</SJDOC>
          <PGS>79140-79141</PGS>
          <FRDOCBP D="1" T="21DEP1.sgm">2011-32558</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Passenger Facility Charge Applications:</SJ>
        <SJDENT>
          <SJDOC>Impose and Use PFC Revenue, Baltimore/Washington International Thurgood Marshall Airport, Baltimore, MD,</SJDOC>
          <PGS>79271</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32559</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Communications</EAR>
      <HD>Federal Communications Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Policies to Promote Rural Radio Service and to Streamline Allotment and Assignment Procedures,</DOC>
          <PGS>79112</PGS>
          <FRDOCBP D="0" T="21DER1.sgm">2011-32554</FRDOCBP>
        </DOCENT>
        <SJ>Radio Broadcasting Services:</SJ>
        <SJDENT>
          <SJDOC>Bastrop, LA,</SJDOC>
          <PGS>79113</PGS>
          <FRDOCBP D="0" T="21DER1.sgm">2011-32715</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Milford, UT,</SJDOC>
          <PGS>79112-79113</PGS>
          <FRDOCBP D="1" T="21DER1.sgm">2011-32713</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Service and Eligibility Rules for FM Broadcast Translator Stations,</DOC>
          <PGS>79113-79114</PGS>
          <FRDOCBP D="1" T="21DER1.sgm">2011-32555</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Service Rules and Policies for Broadcasting Satellite Service,</DOC>
          <PGS>79110-79112</PGS>
          <FRDOCBP D="2" T="21DER1.sgm">2011-32465</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>79184</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32787</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Deposit</EAR>
      <HD>Federal Deposit Insurance Corporation</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Risk-Based Capital Guidelines:</SJ>
        <SJDENT>
          <SJDOC>Market Risk; Alternatives to Credit Ratings for Debt and Securitization Positions,</SJDOC>
          <PGS>79380-79407</PGS>
          <FRDOCBP D="27" T="21DEP2.sgm">2011-32073</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Emergency</EAR>
      <HD>Federal Emergency Management Agency</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Changes in Flood Elevation Determinations,</DOC>
          <PGS>79090-79098</PGS>
          <FRDOCBP D="3" T="21DER1.sgm">2011-32596</FRDOCBP>
          <FRDOCBP D="5" T="21DER1.sgm">2011-32597</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Final Flood Elevation Determinations,</DOC>
          <PGS>79098-79110</PGS>
          <FRDOCBP D="12" T="21DER1.sgm">2011-32595</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Energy</EAR>
      <HD>Federal Energy Regulatory Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Combined Filings,</DOC>
          <PGS>79169</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32580</FRDOCBP>
        </DOCENT>
        <SJ>Initial Market-Based Rate Filings Including Requests for Blanket Section 204 Authorizations:</SJ>
        <SJDENT>
          <SJDOC>Power Network New Mexico, LLC,</SJDOC>
          <PGS>79169-79170</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32583</FRDOCBP>
        </SJDENT>
        <SJ>Motion for Extension of Rate Case Filing Deadlines:</SJ>
        <SJDENT>
          <SJDOC>Southcross CCNG Transmission Ltd.,</SJDOC>
          <PGS>79170</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32581</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Southcross Mississippi Pipeline, LP,</SJDOC>
          <PGS>79170-79171</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32582</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Housing Finance Agency</EAR>
      <HD>Federal Housing Finance Agency</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Federal Home Loan Bank Housing Goals:</SJ>
        <SJDENT>
          <SJDOC>Mortgage Reporting Amendments,</SJDOC>
          <PGS>79050-79051</PGS>
          <FRDOCBP D="1" T="21DER1.sgm">2011-32644</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Maritime</EAR>
      <HD>Federal Maritime Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agreements Filed,</DOC>
          <PGS>79184</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32633</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Reserve</EAR>
      <HD>Federal Reserve System</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Risk-Based Capital Guidelines:</SJ>
        <SJDENT>
          <SJDOC>Market Risk; Alternatives to Credit Ratings for Debt and Securitization Positions,</SJDOC>
          <PGS>79380-79407</PGS>
          <FRDOCBP D="27" T="21DEP2.sgm">2011-32073</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>79184-79190</PGS>
          <FRDOCBP D="6" T="21DEN1.sgm">2011-32600</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Formations of, Acquisitions by, and Mergers of Bank Holding Companies,</DOC>
          <PGS>79190</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32624</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Trade</EAR>
      <HD>Federal Trade Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Appliance Labeling Rule,</DOC>
          <PGS>79057-79063</PGS>
          <FRDOCBP D="6" T="21DER1.sgm">2011-32261</FRDOCBP>
        </DOCENT>
        <SJ>Appliance Labeling Rule:</SJ>
        <SJDENT>
          <SJDOC>Correction,</SJDOC>
          <PGS>79063</PGS>
          <FRDOCBP D="0" T="21DER1.sgm">2011-32271</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>79190-79192</PGS>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32574</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Fish</EAR>
      <HD>Fish and Wildlife Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications:</SJ>
        <SJDENT>
          <SJDOC>Proposed Safe Harbor Agreement for Shasta Crayfish in Cassel, Shasta County, CA,</SJDOC>
          <PGS>79209-79211</PGS>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32590</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Food and Drug</EAR>
      <HD>Food and Drug Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>New Animal Drugs for Use in Animal Feeds:</SJ>
        <SJDENT>
          <SJDOC>Monensin,</SJDOC>
          <PGS>79064-79065</PGS>
          <FRDOCBP D="1" T="21DER1.sgm">2011-32427</FRDOCBP>
        </SJDENT>
        <SJ>New Animal Drugs:</SJ>
        <SJDENT>
          <SJDOC>Change of Sponsor; Zinc Gluconate,</SJDOC>
          <PGS>79064</PGS>
          <FRDOCBP D="0" T="21DER1.sgm">2011-32591</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Prescription Drug Product Labeling; Medication Guide Requirements,</SJDOC>
          <PGS>79194-79195</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32548</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Animal Drug User Fee Act; Reopening of Comment Period,</DOC>
          <PGS>79195</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32567</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <PRTPAGE P="v"/>
          <DOC>Animal Generic Drug User Fee Act; Reopening of Comment Period,</DOC>
          <PGS>79195-79196</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32565</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Gluten in Drug Products,</DOC>
          <PGS>79196-79198</PGS>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32551</FRDOCBP>
        </DOCENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Generic Drug User Fee; Correction,</SJDOC>
          <PGS>79198-79199</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32562</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Forest</EAR>
      <HD>Forest Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Forest Resource Coordinating Committee,</SJDOC>
          <PGS>79151-79152</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32608</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Health and Human</EAR>
      <HD>Health and Human Services Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Agency for Healthcare Research and Quality</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Centers for Medicare &amp; Medicaid Services</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Food and Drug Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Institutes of Health</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Homeland</EAR>
      <HD>Homeland Security Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Coast Guard</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Emergency Management Agency</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>U.S. Immigration and Customs Enforcement</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Housing</EAR>
      <HD>Housing and Urban Development Department</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Floodplain Management and Protection of Wetlands,</DOC>
          <PGS>79145</PGS>
          <FRDOCBP D="0" T="21DEP1.sgm">C1--2011--31629</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Industry</EAR>
      <HD>Industry and Security Bureau</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Commerce Control List; CFR Correction,</DOC>
          <PGS>79054</PGS>
          <FRDOCBP D="0" T="21DER1.sgm">2011-32747</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Interior</EAR>
      <HD>Interior Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Bureau of Ocean Energy Management</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Fish and Wildlife Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Land Management Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Park Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Surface Mining Reclamation and Enforcement Office</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Wildland Fire Executive Council,</SJDOC>
          <PGS>79205-79206</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32695</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>International Trade Com</EAR>
      <HD>International Trade Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Five Year Reviews:</SJ>
        <SJDENT>
          <SJDOC>Ferrovanadium and Nitrided Vanadium from Russia,</SJDOC>
          <PGS>79214</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32594</FRDOCBP>
        </SJDENT>
        <SJ>Investigations:</SJ>
        <SJDENT>
          <SJDOC>Certain Products Containing Interactive Program Guide and Parental Controls Technology,</SJDOC>
          <PGS>79214-79215</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32592</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Certain Semiconductor Chips with Dram Circuitry, and Modules and Products Containing Same,</SJDOC>
          <PGS>79215-79216</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32593</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Justice Department</EAR>
      <HD>Justice Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Antitrust Division</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Justice Programs Office</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Privacy Act; Systems of Records,</DOC>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32637</FRDOCBP>
          <PGS>79216-79217</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32638</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Justice Programs</EAR>
      <HD>Justice Programs Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Crime Victim Compensation State Certification Form Request,</SJDOC>
          <PGS>79219-79220</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32550</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Science Advisory Board,</SJDOC>
          <PGS>79220</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32556</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Labor Department</EAR>
      <HD>Labor Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Employment and Training Administration</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Land</EAR>
      <HD>Land Management Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>North Slope Science Initiative - Science Technical Advisory Panel,</SJDOC>
          <PGS>79211</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32682</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Oregon; Applications for Proposed Withdrawal Extensions,</SJDOC>
          <PGS>79211-79212</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32607</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>NASA</EAR>
      <HD>National Aeronautics and Space Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>79226-79227</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32605</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Highway</EAR>
      <HD>National Highway Traffic Safety Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Tire Fuel Efficiency Consumer Information Program,</DOC>
          <PGS>79114-79122</PGS>
          <FRDOCBP D="8" T="21DER1.sgm">2011-32433</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Institute</EAR>
      <HD>National Institutes of Health</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Center for Scientific Review,</SJDOC>
          <PGS>79201-79202</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32680</FRDOCBP>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32674</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Cancer Institute,</SJDOC>
          <PGS>79200</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32687</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Center for Complementary and Alternative Medicine,</SJDOC>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32672</FRDOCBP>
          <PGS>79201-79202</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32676</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Human Genome Research Institute,</SJDOC>
          <PGS>79199</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32705</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of Allergy and Infectious Diseases,</SJDOC>
          <PGS>79199-79200</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32673</FRDOCBP>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32708</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of Dental and Craniofacial Research,</SJDOC>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32675</FRDOCBP>
          <PGS>79199, 79202-79203</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32704</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of Environmental Health Sciences,</SJDOC>
          <PGS>79201</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32679</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of General Medical Sciences,</SJDOC>
          <PGS>79200-79201</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32683</FRDOCBP>
        </SJDENT>
        <SJ>Prospective Grants of Exclusive Licenses:</SJ>
        <SJDENT>
          <SJDOC>Avian Influenza Vaccines,</SJDOC>
          <PGS>79203</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32701</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Veterinary Biological Products for Swine Influenza Vaccines,</SJDOC>
          <PGS>79203-79204</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32706</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Oceanic</EAR>
      <HD>National Oceanic and Atmospheric Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Fisheries off West Coast States:</SJ>
        <SJDENT>
          <SJDOC>Pacific Coast Groundfish Fishery; Biennial Specifications and Management Measures; Inseason Adjustments,</SJDOC>
          <PGS>79122-79134</PGS>
          <FRDOCBP D="12" T="21DER1.sgm">2011-32691</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>New England Fishery Management Council; Northeast Multispecies Fishery,</SJDOC>
          <PGS>79153-79155</PGS>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32694</FRDOCBP>
        </SJDENT>
        <SJ>International Affairs:</SJ>
        <SJDENT>
          <SJDOC>Identification of Nations Whose Fishing Vessels are Engaged in Fishing in Waters Beyond any National Jurisdiction that Target or Incidentally Catch Sharks,</SJDOC>
          <PGS>79155</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32690</FRDOCBP>
        </SJDENT>
        <SJ>Permits:</SJ>
        <SJDENT>
          <SJDOC>Marine Mammals,</SJDOC>
          <PGS>79155-79157</PGS>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32689</FRDOCBP>
        </SJDENT>
        <SJ>Takes of Marine Mammals Incidental to Specified Activities:</SJ>
        <SJDENT>
          <SJDOC>St. George Reef Light Station Restoration and Maintenance at Northwest Seal Rock, Del Norte County, NC,</SJDOC>
          <PGS>79157-79166</PGS>
          <FRDOCBP D="9" T="21DEN1.sgm">2011-32692</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Wharf Construction Project,</SJDOC>
          <PGS>79410-79439</PGS>
          <FRDOCBP D="29" T="21DEN2.sgm">2011-32549</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Park</EAR>
      <HD>National Park Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Community Harvest Assessments for Alaskan National Parks and Preserves,</SJDOC>
          <PGS>79212-79213</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32635</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Nuclear Regulatory</EAR>
      <PRTPAGE P="vi"/>
      <HD>Nuclear Regulatory Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Environmental Assessments; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Exelon Generation Co., LLC; Exemption Request Submitted by Oyster Creek Nuclear Generating Station,</SJDOC>
          <PGS>79227-79228</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32645</FRDOCBP>
        </SJDENT>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Combined Licenses at William States Lee III Nuclear Station Site, Units 1 and 2; Duke Energy Carolinas, LLC,</SJDOC>
          <PGS>79228-79229</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32649</FRDOCBP>
        </SJDENT>
        <SJ>Establishment of Atomic Safety and Licensing Board:</SJ>
        <SJDENT>
          <SJDOC>Exelon Generation Co., LLC,</SJDOC>
          <PGS>79229</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32640</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Advisory Committee on Reactor Safeguards,</SJDOC>
          <PGS>79229-79230</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32641</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Postal Service</EAR>
      <HD>Postal Service</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>New Standards for Domestic Mailing Services,</DOC>
          <PGS>79072-79090</PGS>
          <FRDOCBP D="18" T="21DER1.sgm">2011-32357</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Securities</EAR>
      <HD>Securities and Exchange Commission</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>List of Rules to be Reviewed Pursuant to Regulatory Flexibility Act,</DOC>
          <PGS>79141-79144</PGS>
          <FRDOCBP D="3" T="21DEP1.sgm">2011-32537</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Advisory Committee on Small and Emerging Companies,</SJDOC>
          <PGS>79230-79231</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32575</FRDOCBP>
        </SJDENT>
        <SJ>Self-Regulatory Organizations; Proposed Rule Changes:</SJ>
        <SJDENT>
          <SJDOC>BATS Exchange, Inc.,</SJDOC>
          <PGS>79244-79246</PGS>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32660</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>C2 Options Exchange, Inc.,</SJDOC>
          <PGS>79239-79242</PGS>
          <FRDOCBP D="3" T="21DEN1.sgm">2011-32603</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Chicago Board Options Exchange, Inc.,</SJDOC>
          <PGS>79243-79244, 79250-79254</PGS>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32602</FRDOCBP>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32604</FRDOCBP>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32662</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Chicago Mercantile Exchange, Inc.,</SJDOC>
          <PGS>79258-79260</PGS>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32585</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>EDGA Exchange, Inc.; EDGX Exchange, Inc.,</SJDOC>
          <PGS>79254-79258</PGS>
          <FRDOCBP D="4" T="21DEN1.sgm">2011-32586</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>International Securities Exchange, LLC,</SJDOC>
          <PGS>79236-79238</PGS>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32569</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NASDAQ OMX BX, Inc.,</SJDOC>
          <PGS>79231-79232</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32661</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NASDAQ OMX PHLX LLC,</SJDOC>
          <PGS>79247-79249</PGS>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32669</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NASDAQ Stock Market LLC,</SJDOC>
          <PGS>79262-79270</PGS>
          <FRDOCBP D="5" T="21DEN1.sgm">2011-32577</FRDOCBP>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32663</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>New York Stock Exchange LLC,</SJDOC>
          <PGS>79232-79233, 79260-79262</PGS>
          <FRDOCBP D="2" T="21DEN1.sgm">2011-32584</FRDOCBP>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32666</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NYSE Amex LLC,</SJDOC>
          <PGS>79233-79234, 79246-79247, 79249-79250</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32667</FRDOCBP>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32668</FRDOCBP>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32671</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NYSE Arca, Inc.,</SJDOC>
          <PGS>79234-79235, 79238-79239, 79242-79243, 79267-79268</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32541</FRDOCBP>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32664</FRDOCBP>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32670</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Surface Mining</EAR>
      <HD>Surface Mining Reclamation and Enforcement Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>79213</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32362</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Surface Transportation</EAR>
      <HD>Surface Transportation Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Continuance in Control Exemptions:</SJ>
        <SJDENT>
          <SJDOC>Genesee and Wyoming Inc., from Hilton and Albany Railroad, Inc.,</SJDOC>
          <PGS>79271-79272</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32628</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Textile Agreements Implementation Committee</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Committee for the Implementation of Textile Agreements</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Transportation Department</EAR>
      <HD>Transportation Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Aviation Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Highway Traffic Safety Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Surface Transportation Board</P>
      </SEE>
      <CAT>
        <HD>RULES</HD>
        <SJ>Privacy Act; Implementation of Exemptions:</SJ>
        <SJDENT>
          <SJDOC>Information Sharing Environment Suspicious Activity Reporting Initiative,</SJDOC>
          <PGS>79114</PGS>
          <FRDOCBP D="0" T="21DER1.sgm">2011-32351</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Applications for Certificates of Public Convenience and Necessity and Foreign Air Carrier Permits,</DOC>
          <PGS>79270</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32609</FRDOCBP>
        </DOCENT>
        <SJ>Aviation Proceedings Agreements:</SJ>
        <SJDENT>
          <SJDOC>Week Ending December 3, 2011,</SJDOC>
          <PGS>79270-79271</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32606</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Treasury</EAR>
      <HD>Treasury Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Comptroller of the Currency</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>79272-79273</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32598</FRDOCBP>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32650</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Immigration</EAR>
      <HD>U.S. Immigration and Customs Enforcement</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Emergency Federal Law Enforcement Assistance,</SJDOC>
          <PGS>79204-79205</PGS>
          <FRDOCBP D="1" T="21DEN1.sgm">2011-32634</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Veteran Affairs</EAR>
      <HD>Veterans Affairs Department</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Payment or Reimbursement for Emergency Treatment:</SJ>
        <SJDENT>
          <SJDOC>Non-VA Providers in Non-VA Facilities to Certain Veterans with Service-Connected or Nonservice-Connected Disabilities,</SJDOC>
          <PGS>79067-79072</PGS>
          <FRDOCBP D="5" T="21DER1.sgm">2011-32413</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Advisory Committee on Disability Compensation,</SJDOC>
          <PGS>79273</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32576</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Joint Biomedical Laboratory Research and Development and Clinical Science Research and Development Services Scientific Merit Review Board Panel for Eligibility,</SJDOC>
          <PGS>79273</PGS>
          <FRDOCBP D="0" T="21DEN1.sgm">2011-32560</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <PTS>
      <HD SOURCE="HED">Separate Parts In This Issue</HD>
      <HD>Part II</HD>
      <DOCENT>
        <DOC>Bureau of Consumer Financial Protection,</DOC>
        <PGS>79276-79305</PGS>
        <FRDOCBP D="29" T="21DER2.sgm">2011-31727</FRDOCBP>
      </DOCENT>
      <HD>Part III</HD>
      <DOCENT>
        <DOC>Bureau of Consumer Financial Protection,</DOC>
        <PGS>79308-79378</PGS>
        <FRDOCBP D="70" T="21DER3.sgm">2011-31728</FRDOCBP>
      </DOCENT>
      <HD>Part IV</HD>
      <DOCENT>
        <DOC>Federal Deposit Insurance Corporation,</DOC>
        <PGS>79380-79407</PGS>
        <FRDOCBP D="27" T="21DEP2.sgm">2011-32073</FRDOCBP>
      </DOCENT>
      <DOCENT>
        <DOC>Federal Reserve System,</DOC>
        <PGS>79380-79407</PGS>
        <FRDOCBP D="27" T="21DEP2.sgm">2011-32073</FRDOCBP>
      </DOCENT>
      <DOCENT>
        <DOC>Treasury Department, Comptroller of the Currency,</DOC>
        <PGS>79380-79407</PGS>
        <FRDOCBP D="27" T="21DEP2.sgm">2011-32073</FRDOCBP>
      </DOCENT>
      <HD>Part V</HD>
      <DOCENT>
        <DOC>Commerce Department, National Oceanic and Atmospheric Administration,</DOC>
        <PGS>79410-79439</PGS>
        <FRDOCBP D="29" T="21DEN2.sgm">2011-32549</FRDOCBP>
      </DOCENT>
      <HD>Part VI</HD>
      <DOCENT>
        <DOC>Bureau of Consumer Financial Protection,</DOC>
        <PGS>79442-79483</PGS>
        <FRDOCBP D="41" T="21DER4.sgm">2011-31714</FRDOCBP>
      </DOCENT>
      <HD>Part VII</HD>
      <DOCENT>
        <DOC>Bureau of Consumer Financial Protection,</DOC>
        <PGS>79486-79527</PGS>
        <FRDOCBP D="41" T="21DER5.sgm">2011-31713</FRDOCBP>
      </DOCENT>
    </PTS>
    <AIDS>
      <HD SOURCE="HED">Reader Aids</HD>
      <P>Consult the Reader Aids section at the end of this page for phone numbers, online resources, finding aids, reminders, and notice of recently enacted public laws.</P>
      <P>
        <PRTPAGE P="vii"/>To subscribe to the Federal Register Table of Contents LISTSERV electronic mailing list, go to http://listserv.access.gpo.gov and select Online mailing list archives, FEDREGTOC-L, Join or leave the list (or change settings); then follow the instructions.</P>
    </AIDS>
  </CNTNTS>
  <VOL>76</VOL>
  <NO>245</NO>
  <DATE>Wednesday, December 21, 2011</DATE>
  <UNITNAME>Rules and Regulations</UNITNAME>
  <RULES>
    <RULE>
      <PREAMB>
        <PRTPAGE P="79025"/>
        <AGENCY TYPE="F">BUREAU OF CONSUMER FINANCIAL PROTECTION</AGENCY>
        <CFR>12 CFR Part 1016</CFR>
        <DEPDOC>[Docket No. CFPB-2011-0028]</DEPDOC>
        <RIN>RIN 3170-AA06</RIN>
        <SUBJECT>Privacy of Consumer Financial Information (Regulation P)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Consumer Financial Protection.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Interim final rule with request for public comment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) transferred rulemaking authority for a number of consumer financial protection laws from seven Federal agencies to the Bureau of Consumer Financial Protection (Bureau) as of July 21, 2011, including most provisions of Subtitle A of Title V of the Gramm-Leach-Bliley Act (GLB Act), with respect to financial institutions described in section 504 of the GLB Act. The Bureau is in the process of republishing the regulations implementing those laws with technical and conforming changes to reflect the transfer of authority and certain other changes made by the Dodd-Frank Act. In light of the transfer of rulemaking authority for the privacy provisions of the GLB Act to the Bureau, the Bureau is publishing for public comment an interim final rule establishing a new Regulation P (Privacy of Consumer Financial Information). This interim final rule does not impose any new substantive obligations on regulated entities.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This interim final rule is effective December 30, 2011. Comments must be received on or before February 21, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by<E T="03">Docket No. CFPB-2011-0028</E>or<E T="03">RIN 3170-AA06,</E>by any of the following methods:</P>
          <P>•<E T="03">Electronic: http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Monica Jackson, Office of the Executive Secretary, Bureau of Consumer Financial Protection, 1500 Pennsylvania Avenue NW., (Attn: 1801 L Street), Washington, DC 20220.</P>
          <P>•<E T="03">Hand Delivery/Courier in Lieu of Mail:</E>Monica Jackson, Office of the Executive Secretary, Bureau of Consumer Financial Protection, 1700 G Street NW., Washington, DC 20006.</P>

          <P>All submissions must include the agency name and docket number or Regulatory Information Number (RIN) for this rulemaking. In general, all comments received will be posted without change to<E T="03">http://www.regulations.gov.</E>In addition, comments will be available for public inspection and copying at 1700 G Street NW., Washington, DC 20006, on official business days between the hours of 10 a.m. and 5 p.m. Eastern Time. You can make an appointment to inspect the documents by telephoning (202) 435-7275.</P>
          <P>All comments, including attachments and other supporting materials, will become part of the public record and subject to public disclosure. Sensitive personal information, such as account numbers or Social Security numbers, should not be included. Comments will not be edited to remove any identifying or contact information.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Courtney Jean or Priscilla Walton-Fein, Office of Regulations, at (202) 435-7700.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <P>Subtitle A of Title V of the GLB Act,<SU>1</SU>
          <FTREF/>captioned “Disclosure of Nonpublic Personal Information,” limits the instances in which a financial institution may disclose nonpublic personal information about a consumer to nonaffiliated third parties and requires financial institutions to provide certain privacy notices to their consumers and customers.<SU>2</SU>
          <FTREF/>Prior to July 21, 2011, rulemaking authority for the privacy provisions of the GLB Act was shared by eight Federal agencies: the Board of Governors of the Federal Reserve System (Board), the Federal Deposit Insurance Corporation (FDIC), the Federal Trade Commission (FTC), the National Credit Union Association (NCUA), the Office of the Comptroller of the Currency (OCC), the Office of Thrift Supervision (OTS), the Securities Exchange Commission (SEC), and the Commodity Futures Trading Commission (CFTC). Each of the agencies issued rules (which were consistent and comparable) to implement the GLB Act's privacy provisions.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>Codified at 15 U.S.C. 6801-6809. Section 728 of the Financial Services Regulatory Relief Act of 2006 (Pub. L. 109-351, 120 Stat. 1966 (2006)) amended the GLB Act to require the development of a model privacy form that financial institutions may rely on as a safe harbor to provide privacy notices.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>15 U.S.C. 6802-6803(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>12 CFR 216 (Board); 12 CFR 332 (FDIC); 16 CFR 313 (FTC); 12 CFR 716 and 741.220 (NCUA); 12 CFR 40 (OCC); 12 CFR 573 (OTS); 17 CFR 248 (SEC); 17 CFR 160 (CFTC).</P>
        </FTNT>
        <P>The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act)<SU>4</SU>
          <FTREF/>amended a number of consumer financial protection laws, including the GLB Act. Among other changes, the Dodd-Frank Act transferred rulemaking authority for most of Subtitle A of Title V of the GLB Act, with respect to financial institutions described in section 504(a)(1)(A) of that Act, from the Board, FDIC, FTC, NCUA, OCC, and OTS (collectively, the transferor agencies) to the Bureau, effective July 21, 2011. Pursuant to the GLB Act, the FTC retains rulemaking authority over any financial institution that is a person described in 12 U.S.C. 5519.<SU>5</SU>
          <FTREF/>The SEC and the CFTC, which are not transferor agencies, also retain rulemaking authority over certain institutions described in sections 504(a)(1)(A)-(B) of the GLB Act.<SU>6</SU>
          <FTREF/>
          <E T="03">See</E>sections 1061 and 1093 of the Dodd-Frank Act. Pursuant to the Dodd-Frank Act and the GLB Act, as amended, the<PRTPAGE P="79026"/>Bureau is publishing for public comment an interim final rule establishing a new Regulation P (Privacy of Consumer Financial Information), 12 CFR part 1016, implementing those privacy provisions of the GLB Act for which the Bureau has rulemaking authority.</P>
        <FTNT>
          <P>
            <SU>4</SU>Public Law 111-203, 124 Stat. 1376 (2010).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>15 U.S.C. 6804(a)(1)(A), (C). With certain statutory exceptions, the FTC generally retains rulemaking authority for motor vehicle dealers predominantly engaged in the sale and servicing of motor vehicles, the leasing and servicing of motor vehicles, or both.<E T="03">Id.;</E>12 U.S.C. 5519(a)-(b).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>6</SU>15 U.S.C. 6804(a)(1)(A)-(B). The SEC has rulemaking authority over securities brokers and dealers, investment companies, and investment advisers registered with the SEC under the Investment Advisers Act of 1940.<E T="03">Id.</E>at 6804(a)(1)(A), 6805(a)(3)-(5). The CFTC has rulemaking authority over futures commission merchants, commodity trading advisors, commodity pool operators, and introducing brokers subject to the CFTC's jurisdiction under the Commodity Exchange Act with respect to any financial activity. 15 U.S.C. 6804(a)(1)(B); 7 U.S.C. 7b-2(a).</P>
        </FTNT>
        <HD SOURCE="HD1">II. Summary of the Interim Final Rule</HD>
        <HD SOURCE="HD2">A. General</HD>
        <P>The interim final rule combines the transferor agencies' existing rules, with the exception of the FTC's existing rule as it relates to entities described in section 504(a)(1)(C) of the GLB Act<SU>7</SU>
          <FTREF/>as the Bureau's new Regulation P, 12 CFR part 1016. The Bureau's new Regulation P makes only certain non-substantive, technical, formatting, and stylistic changes. To minimize any potential confusion, the Bureau is substantially preserving the numbering of the Board's Regulation P, other than the new part number. While this interim final rule generally incorporates the transferor agencies' existing regulatory text and appendices (including model forms), the rule has been edited as necessary to reflect nomenclature and other technical amendments required by the Dodd-Frank Act. Notably, this interim final rule does not impose any new substantive obligations on regulated entities.</P>
        <FTNT>
          <P>

            <SU>7</SU>15 U.S.C. 6804(a)(1)(C). With certain statutory exceptions, those entities are motor vehicle dealers predominantly engaged in the sale and servicing of motor vehicles, the leasing and servicing of motor vehicles, or both.<E T="03">See</E>12 U.S.C. 5519(a)-(b).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Specific Changes</HD>
        <P>References to the transferor agencies and their administrative structure have been replaced with appropriate references to the Bureau. Conforming edits have been made to internal cross-references and to reflect the scope of the Bureau's authority pursuant to the GLB Act, as amended by the Dodd-Frank Act. Historical references that are no longer applicable, and references to effective dates that have passed, have been removed as appropriate. Appendix B, which listed sample clauses for privacy notices and provided a safe harbor for privacy notices issued with those sample clauses before January 1, 2011, has also been removed, as have any internal cross-references to it. Appendix B was scheduled to be eliminated from each of the transferor agencies' privacy regulations on January 1, 2012.<SU>8</SU>
          <FTREF/>Financial institutions that delivered annual notices to consumers on or before December 31, 2010 were entitled to rely on the safe harbor for one additional year until their next annual notice was due.<SU>9</SU>
          <FTREF/>The removal of Appendix B by this interim final rule as of December 30, 2011 does not nullify the validity of privacy notices issued before January 1, 2011 using Appendix B's sample clauses, including during the intervening two days of December 30 and 31, 2011.</P>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See</E>76 FR 62890 (Dec. 1, 2009).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See id.</E>at *62909 &amp; n. 225.</P>
        </FTNT>
        <P>Certain changes have been made to preserve substantive differences in the transferor agencies' rules. To the extent the transferor agencies' rules substantively differed from one another, the interim final rule contains separate provisions for the financial institutions previously subject to the respective transferor agencies' rulemaking authority. For example, special rules related to joint relationships and loans were applicable to credit unions under the NCUA's privacy regulation. To preserve those special rules applicable to credit unions, the interim final rule contains separate sections for “joint relationships in the case of credit unions” and “special rule for loans in the case of credit unions.” Similarly, the FTC's privacy regulation defined “financial institution” more narrowly than the other transferor agencies' privacy regulations. The interim final rule therefore contains a separate definition of “financial institution” for entities subject to the FTC's enforcement jurisdiction. The interim final rule also incorporates specific examples from the NCUA and FTC's privacy rules.</P>
        <HD SOURCE="HD1">III. Legal Authority</HD>
        <HD SOURCE="HD2">A. Rulemaking Authority</HD>
        <P>The Bureau is issuing this interim final rule pursuant to its authority under the GLB Act and the Dodd-Frank Act. Effective July 21, 2011, section 1061 of the Dodd-Frank Act transferred to the Bureau the “consumer financial protection functions” previously vested in certain other Federal agencies. The term “consumer financial protection function” is defined to include “all authority to prescribe rules or issue orders or guidelines pursuant to any Federal consumer financial law, including performing appropriate functions to promulgate and review such rules, orders, and guidelines.”<SU>10</SU>

          <FTREF/>Sections 502 through 509 of the GLB Act, except for section 505 as it applies to section 501(b) (<E T="03">i.e.,</E>enforcement of the GLB Act's requirements concerning data privacy safeguards), are a Federal consumer financial law.<SU>11</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>10</SU>Public Law 111-203, section 1061(a)(1). Effective on the designated transfer date, July 21, 2011, the Bureau was also granted “all powers and duties” vested in each of the Federal agencies, relating to the consumer financial protection functions, on the day before the designated transfer date. Until this and other interim final rules take effect, existing regulations for which rulemaking authority transferred to the Bureau continue to govern persons covered by this rule.<E T="03">See</E>76 FR 43569 (July 21, 2011).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>11</SU>Public Law 111-203, section 1002(14) (defining “Federal consumer financial law” to include the “enumerated consumer laws”);<E T="03">id.</E>Section 1002(12) (defining “enumerated consumer laws” to include sections 502 through 509 of the GLB Act, except for section 505 as it applies to section 501(b)).</P>
        </FTNT>
        <P>Accordingly, effective July 21, 2011, the transferor agencies' authority to issue regulations pursuant to those sections of the GLB Act transferred to the Bureau, with the exception of the FTC's authority to issue regulations for certain motor vehicle dealers, as described in section 504(a)(1)(C) of the GLB Act.<SU>12</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>12</SU>15 U.S.C. 6804(a)(1)(C); 12 U.S.C. 5519(a)-(b). Section 1066 of the Dodd-Frank Act grants the Secretary of the Treasury interim authority to perform certain functions of the Bureau. Pursuant to that authority, Treasury is publishing this interim final rule on behalf of the Bureau.</P>
        </FTNT>
        <P>The GLB Act, as amended, authorizes the Bureau to “prescribe such regulations as may be necessary to carry out the purposes of [Subtitle A of Title V of the GLB Act],” with respect to institutions subject to the Bureau's enforcement jurisdiction under section 505 of the GLB Act (and notwithstanding Subtitle B of Title X of the Dodd-Frank Act).<SU>13</SU>
          <FTREF/>As already noted, the GLB Act excludes from the Bureau's rulemaking authority certain motor vehicle dealers described in 12 U.S.C. 5519 and provides the FTC rulemaking authority for those entities. The SEC and CFTC, which are not transferor agencies, also retain rulemaking authority over certain institutions described in sections 504(a)(1)(A)-(B) of the GLB Act.</P>
        <FTNT>
          <P>
            <SU>13</SU>15 U.S.C. 6804(a)(1)(A).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Authority To Issue an Interim Final Rule Without Prior Notice and Comment</HD>
        <P>The Administrative Procedure Act (APA)<SU>14</SU>
          <FTREF/>generally requires public notice and an opportunity to comment before promulgation of regulations.<SU>15</SU>
          <FTREF/>The APA provides exceptions to notice-and-comment procedures, however, where an agency for good cause finds that such procedures are impracticable, unnecessary, or contrary to the public interest or when a rulemaking relates to agency organization, procedure, and practice.<SU>16</SU>

          <FTREF/>The Bureau finds that there is good cause to conclude that providing notice and opportunity for comment would be unnecessary and contrary to<PRTPAGE P="79027"/>the public interest under these circumstances. In addition, substantially all changes made by this interim final rule, which were necessitated by the Dodd-Frank Act's transfer of rulemaking authority for Subtitle A of Title V of the GLB Act from the transferor agencies to the Bureau, relate to agency organization, procedure, and practice and are thus exempt from the APA's notice-and-comment requirements.</P>
        <FTNT>
          <P>
            <SU>14</SU>5 U.S.C. 551<E T="03">et seq.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>15</SU>5 U.S.C. 553(b), (c).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>5 U.S.C. 553(b)(3)(A), (B).</P>
        </FTNT>
        <P>The Bureau's good cause findings are based on the following considerations. As an initial matter, the transferor agencies' existing regulations were the result of notice-and-comment rulemaking to the extent required. Moreover, the interim final rule published today does not impose any new, substantive obligations on regulated entities. Rather, the interim final rule makes only non-substantive, technical changes to the existing text of those regulations, such as renumbering, changing internal cross-references, and replacing appropriate nomenclature to reflect the transfer of authority to the Bureau. Given the technical nature of these changes, and the fact that the interim final rule does not impose any additional substantive requirements on covered entities, an opportunity for prior public comment is unnecessary. In addition, recodifying the transferor agencies' regulations to reflect the transfer of authority to the Bureau will help facilitate compliance with Subtitle A of Title V of the GLB Act and its implementing regulations, and the new regulation will help reduce uncertainty regarding the applicable regulatory framework. Using notice-and-comment procedures would delay this process and thus be contrary to the public interest.</P>

        <P>The APA generally requires that rules be published not less than 30 days before their effective dates.<E T="03">See</E>5 U.S.C. 553(d). As with the notice and comment requirement, however, the APA allows an exception when “otherwise provided by the agency for good cause found and published with the rule.” 5 U.S.C. 553(d)(3). The Bureau finds that there is good cause for providing less than 30 days notice here. A delayed effective date would harm consumers and regulated entities by needlessly perpetuating discrepancies between the amended statutory text and the implementing regulations, thereby hindering compliance and prolonging uncertainty regarding the applicable regulatory framework.<SU>17</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>17</SU>This interim final rule is one of 14 companion rulemakings that together restate and recodify the implementing regulations under 14 existing consumer financial laws (part III.C, below, lists the 14 laws involved). In the interest of proper coordination of this overall regulatory framework, which includes numerous cross-references among some of the regulations, the Bureau is establishing the same effective date of December 30, 2011 for those rules published on or before that date and making those published thereafter (if any) effective immediately.</P>
        </FTNT>
        <P>In addition, delaying the effective date of the interim final rule for 30 days would provide no practical benefit to regulated entities in this context and in fact could operate to their detriment. As discussed above, the interim final rule published today does not impose any new, substantive obligations on regulated entities. Instead, the rule makes only non-substantive, technical changes to the existing text of the regulation. Thus, regulated entities that are already in compliance with the existing rules will not need to modify business practices as a result of this rule.</P>
        <HD SOURCE="HD2">C. Section 1022(b)(2) of the Dodd-Frank Act</HD>
        <P>In developing the interim final rule, the Bureau has conducted an analysis of potential benefits, costs, and impacts.<SU>18</SU>
          <FTREF/>The Bureau believes that the interim final rule will benefit consumers and covered persons by updating and recodifying Regulation P to reflect the transfer of authority to the Bureau and certain other changes mandated by the Dodd-Frank Act. This will help facilitate compliance with the GLB Act and its implementing regulations and help reduce any uncertainty regarding the applicable regulatory framework. The interim final rule will not impose any new substantive obligations on consumers or covered persons and is not expected to have any impact on consumers' access to consumer financial products and services.</P>
        <FTNT>
          <P>
            <SU>18</SU>Section 1022(b)(2)(A) of the Dodd-Frank Act addresses the consideration of the potential benefits and costs of regulation to consumers and covered persons, including the potential reduction of access by consumers to consumer financial products or services; the impact on depository institutions and credit unions with $10 billion or less in total assets as described in section 1026 of the Dodd-Frank Act; and the impact on consumers in rural areas. Section 1022(b)(2)(B) requires that the Bureau “consult with the appropriate prudential regulators or other Federal agencies prior to proposing a rule and during the comment process regarding consistency with prudential, market, or systemic objectives administered by such agencies.” The manner and extent to which these provisions apply to interim final rules and to benefits, costs, and impacts that are compelled by statutory changes rather than discretionary Bureau action is unclear. Nevertheless, to inform this rulemaking more fully, the Bureau performed the described analyses and consultations.</P>
        </FTNT>
        <P>Although not required by the interim final rule, financial institutions may incur some costs in updating compliance manuals and related materials to reflect the new numbering and other technical changes reflected in the new Regulation P. The Bureau has worked to reduce any such burden by preserving the existing numbering to the extent possible and believes that such costs will likely be minimal. These changes could be handled in the short term by providing a short, standalone summary alerting users to the changes and in the long term could be combined with other updates at the financial institution's convenience. The Bureau intends to continue investigating the possible costs to affected entities of updating manuals and related materials to reflect these changes and solicits comments on this and other issues discussed in this section.</P>
        <P>The interim final rule will have no unique impact on depository institutions or credit unions with $10 billion or less in assets as described in section 1026(a) of the Dodd-Frank Act. Also, the interim final rule will have no unique impact on rural consumers.</P>
        <P>In undertaking the process of recodifying Regulation P, as well as regulations implementing thirteen other existing consumer financial laws,<SU>19</SU>
          <FTREF/>the Bureau consulted the Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency, the National Credit Union Administration, the Board of Governors of the Federal Reserve System, the Federal Trade Commission, and the Department of Housing and Urban Development, including with respect to consistency with any prudential, market, or systemic objectives that may be administered by such agencies.<SU>20</SU>
          <FTREF/>The Bureau also has consulted with the Office of Management and Budget for technical assistance. The Bureau expects to have further consultations with the appropriate Federal agencies during the comment period.</P>
        <FTNT>
          <P>
            <SU>19</SU>The fourteen laws implemented by this and its companion rulemakings are: the Consumer Leasing Act, the Electronic Fund Transfer Act (except with respect to section 920 of that Act), the Equal Credit Opportunity Act, the Fair Credit Reporting Act (except with respect to sections 615(e) and 628 of that act), the Fair Debt Collection Practices Act, Subsections (b) through (f) of section 43 of the Federal Deposit Insurance Act, sections 502 through 509 of the Gramm-Leach-Bliley Act (except for section 505 as it applies to section 501(b)), the Home Mortgage Disclosure Act, the Real Estate Settlement Procedures Act, the S.A.F.E. Mortgage Licensing Act, the Truth in Lending Act, the Truth in Savings Act, section 626 of the Omnibus Appropriations Act, 2009, and the Interstate Land Sales Full Disclosure Act.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>20</SU>In light of the technical but voluminous nature of this recodification project, the Bureau focused the consultation process on a representative sample of the recodified regulations, while making information on the other regulations available. The Bureau expects to conduct differently its future consultations regarding substantive rulemakings.</P>
        </FTNT>
        <PRTPAGE P="79028"/>
        <HD SOURCE="HD1">IV. Request for Comment</HD>
        <P>Although notice and comment rulemaking procedures are not required, the Bureau invites comments on this notice. Commenters are specifically encouraged to identify any technical issues raised by the rule. The Bureau is also seeking comment in response to a notice published at 76 FR 75825 (Dec. 5, 2011) concerning its efforts to identify priorities for streamlining regulations that it has inherited from other Federal agencies to address provisions that are outdated, unduly burdensome, or unnecessary.</P>
        <HD SOURCE="HD1">V. Regulatory Flexibility Act</HD>
        <P>The Regulatory Flexibility Act (RFA), as amended by the Small Business Regulatory Enforcement Fairness Act of 1996, requires each agency to consider the potential impact of its regulations on small entities, including small businesses, small governmental units, and small not-for-profit organizations.<SU>21</SU>
          <FTREF/>The RFA generally requires an agency to conduct an initial regulatory flexibility analysis (IRFA) and a final regulatory flexibility analysis (FRFA) of any rule subject to notice-and-comment rulemaking requirements, unless the agency certifies that the rule will not have a significant economic impact on a substantial number of small entities.<SU>22</SU>
          <FTREF/>The Bureau also is subject to certain additional procedures under the RFA involving the convening of a panel to consult with small business representatives prior to proposing a rule for which an IRFA is required.<SU>23</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>21</SU>5 U.S.C. 601<E T="03">et seq.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>22</SU>5 U.S.C. 603, 604.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>23</SU>5 U.S.C. 609.</P>
        </FTNT>
        <P>The IRFA and FRFA requirements described above apply only where a notice of proposed rulemaking is required,<SU>24</SU>
          <FTREF/>and the panel requirement applies only when a rulemaking requires an IRFA.<SU>25</SU>
          <FTREF/>As discussed above in part III, a notice of proposed rulemaking is not required for this rulemaking.</P>
        <FTNT>
          <P>
            <SU>24</SU>5 U.S.C. 603(a), 604(a); 5 U.S.C. 553(b)(B).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>25</SU>5 U.S.C. 609(b).</P>
        </FTNT>
        <P>In addition, as discussed above, this interim final rule has only a minor impact on entities subject to Regulation P. The rule imposes no new, substantive obligations on covered entities. Accordingly, the undersigned certifies that this interim final rule will not have a significant economic impact on a substantial number of small entities.</P>
        <HD SOURCE="HD1">VI. Paperwork Reduction Act</HD>
        <P>The Bureau may not conduct or sponsor, and a respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. This rule contains information collection requirements under the Paperwork Reduction Act (PRA), which have been previously approved by OMB, and the ongoing PRA burden for which is unchanged by this rule. There are no new information collection requirements in this interim final rule. The Bureau's OMB control number for this information collection is: 3170-0010.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 12 CFR Part 1016</HD>
          <P>Banks, banking, Consumer protection, Credit, Credit unions, Foreign banking, Holding companies, National banks, Privacy, Reporting and recordkeeping requirements, Savings associations, Trade practices.</P>
        </LSTSUB>
        <REGTEXT PART="1016" TITLE="12">
          <HD SOURCE="HD1">Authority and Issuance</HD>
          <AMDPAR>For the reasons set forth above, the Bureau of Consumer Financial Protection adds Part 1016 to Chapter X in Title 12 of the Code of Federal Regulations to read as follows:</AMDPAR>
          <PART>
            <HD SOURCE="HED">PART 1016—PRIVACY OF CONSUMER FINANCIAL INFORMATION (REGULATION P)</HD>
            <CONTENTS>
              <SECHD>Sec.</SECHD>
              <SECTNO>1016.1</SECTNO>
              <SUBJECT>Purpose and scope.</SUBJECT>
              <SECTNO>1016.2</SECTNO>
              <SUBJECT>Model privacy form and examples.</SUBJECT>
              <SECTNO>1016.3</SECTNO>
              <SUBJECT>Definitions.</SUBJECT>
              <SUBPART>
                <HD SOURCE="HED">Subpart A—Privacy and Opt Out Notices</HD>
                <SECTNO>1016.4</SECTNO>
                <SUBJECT>Initial privacy notice to consumers required.</SUBJECT>
                <SECTNO>1016.5</SECTNO>
                <SUBJECT>Annual privacy notice to customers required.</SUBJECT>
                <SECTNO>1016.6</SECTNO>
                <SUBJECT>Information to be included in privacy notices.</SUBJECT>
                <SECTNO>1016.7</SECTNO>
                <SUBJECT>Form of opt out notice to consumers; opt out methods.</SUBJECT>
                <SECTNO>1016.8</SECTNO>
                <SUBJECT>Revised privacy notices.</SUBJECT>
                <SECTNO>1016.9</SECTNO>
                <SUBJECT>Delivering privacy and opt out notices.</SUBJECT>
              </SUBPART>
              <SUBPART>
                <HD SOURCE="HED">Subpart B—Limits on Disclosures</HD>
                <SECTNO>1016.10</SECTNO>
                <SUBJECT>Limits on disclosure of nonpublic personal information to nonaffiliated third parties.</SUBJECT>
                <SECTNO>1016.11</SECTNO>
                <SUBJECT>Limits on redisclosure and reuse of information.</SUBJECT>
                <SECTNO>1016.12</SECTNO>
                <SUBJECT>Limits on sharing account number information for marketing purposes.</SUBJECT>
              </SUBPART>
              <SUBPART>
                <HD SOURCE="HED">Subpart C—Exceptions</HD>
                <SECTNO>1016.13</SECTNO>
                <SUBJECT>Exception to opt out requirements for service providers and joint marketing.</SUBJECT>
                <SECTNO>1016.14</SECTNO>
                <SUBJECT>Exceptions to notice and opt out requirements for processing and servicing transactions.</SUBJECT>
                <SECTNO>1016.15</SECTNO>
                <SUBJECT>Other exceptions to notice and opt out requirements.</SUBJECT>
              </SUBPART>
              <SUBPART>
                <HD SOURCE="HED">Subpart D—Relation to Other Laws</HD>
                <SECTNO>1016.16</SECTNO>
                <SUBJECT>Protection of Fair Credit Reporting Act.</SUBJECT>
                <SECTNO>1016.17</SECTNO>
                <SUBJECT>Relation to state laws.</SUBJECT>
              </SUBPART>
              <FP SOURCE="FP-2">Appendix to Part 1016—Model Privacy Form</FP>
            </CONTENTS>
            <AUTH>
              <HD SOURCE="HED">Authority:</HD>
              <P>12 U.S.C. 5512, 5581; 15 U.S.C. 6804.</P>
            </AUTH>
            <SECTION>
              <SECTNO>§ 1016.1</SECTNO>
              <SUBJECT>Purpose and scope.</SUBJECT>
              <P>(a)<E T="03">Purpose.</E>This part governs the treatment of nonpublic personal information about consumers by the financial institutions listed in paragraph (b) of this section. This part:</P>
              <P>(1) Requires a financial institution to provide notice to customers about its privacy policies and practices;</P>
              <P>(2) Describes the conditions under which a financial institution may disclose nonpublic personal information about consumers to nonaffiliated third parties; and</P>
              <P>(3) Provides a method for consumers to prevent a financial institution from disclosing that information to most nonaffiliated third parties by “opting out” of that disclosure, subject to the exceptions in §§ 1016.13, 1016.14, and 1016.15.</P>
              <P>(b)<E T="03">Scope.</E>(1) This part applies only to nonpublic personal information about individuals who obtain financial products or services primarily for personal, family, or household purposes from the institutions listed below. This part does not apply to information about companies or about individuals who obtain financial products or services for business, commercial, or agricultural purposes. This part applies to those financial institutions and other persons for which the Bureau of Consumer Financial Protection (Bureau) has rulemaking authority pursuant to section 504(a)(1)(A) of the Gramm-Leach-Bliley Act (GLB Act) (12 U.S.C. 6804(a)(1)(A)). Specifically, this part applies to any financial institution and other covered person or service provider that is subject to Subtitle A of Title V of the GLB Act, including third parties that are not financial institutions but that receive nonpublic personal information from financial institutions with whom they are not affiliated. This part does not apply to certain motor vehicle dealers described in 12 U.S.C. 5519 or to entities for which the Securities and Exchange Commission or the Commodity Futures Trading Commission has rulemaking authority pursuant to sections 504(a)(1)(A)-(B) of the GLB Act (12 U.S.C. 6804(a)(1)(A)-(B)). Except as otherwise specifically provided herein, entities to which this part applies are referred to in this part as “you.”</P>

              <P>(2)(i) Nothing in this part modifies, limits, or supersedes the standards governing individually identifiable health information promulgated by the Secretary of Health and Human Services<PRTPAGE P="79029"/>under the authority of sections 262 and 264 of the Health Insurance Portability and Accountability Act of 1996 (42 U.S.C. 1320d-1320d-8).</P>
              <P>(ii) Any institution of higher education that complies with the Federal Educational Rights and Privacy Act (FERPA), 20 U.S.C. 1232g, and its implementing regulations, 34 CFR part 99, and that is also a financial institution described in § 1016.3(l)(3) of this part, shall be deemed to be in compliance with this part if it is in compliance with FERPA.</P>
              <P>(3) Nothing in this part shall apply to:</P>
              <P>(i) A financial institution that is a person described in section 1029(a) of the Consumer Financial Protection Act of 2010, Title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), Public Law 111-203, 124 Stat. 1376 (12 U.S.C. 5519(a));</P>
              <P>(ii) A financial institution or other person subject to the jurisdiction on the Commodity Futures Trading Commission under 7 U.S.C. 7b-2;</P>

              <P>(iii) A broker or dealer that is registered under the Securities Exchange Act of 1934 (15 U.S.C. 78a<E T="03">et seq.</E>);</P>
              <P>(iv) A registered investment adviser, properly registered by or on behalf of either the Securities Exchange Commission or any state, with respect to its investment advisory activities and its activities incidental to those investment advisory activities;</P>

              <P>(v) An investment company that is registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1<E T="03">et seq.</E>); or</P>
              <P>(vi) An insurance company, with respect to its insurance activities and its activities incidental to those insurance activities, that is subject to supervision by a state insurance regulator.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 1016.2</SECTNO>
              <SUBJECT>Model privacy form and examples.</SUBJECT>
              <P>(a)<E T="03">Model privacy form.</E>Use of the model privacy form in the appendix to this part, consistent with the instructions in the appendix constitutes compliance with the notice content requirements of §§ 1016.6 and 1016.7 of this part, although use of the model privacy form is not required.</P>
              <P>(b)<E T="03">Examples.</E>The examples in this part are not exclusive. Compliance with an example, to the extent applicable, constitutes compliance with this part.</P>
            </SECTION>
            <SECTION>
              <SECTNO>§ 1016.3</SECTNO>
              <SUBJECT>Definitions.</SUBJECT>
              <P>As used in this part, unless the context requires otherwise:</P>
              <P>(a)(1)<E T="03">Affiliate</E>means any company that controls, is controlled by, or is under common control with another company.</P>
              <P>(2)<E T="03">Examples in the case of a credit union.</E>(i) An affiliate of a Federal credit union is a credit union service organization (CUSO), as provided in 12 CFR part 712, that is controlled by the Federal credit union.</P>
              <P>(ii) An affiliate of a federally-insured, state-chartered credit union is a company that is controlled by the credit union.</P>
              <P>(b)(1)<E T="03">Clear and conspicuous</E>means that a notice is reasonably understandable and designed to call attention to the nature and significance of the information in the notice.</P>
              <P>(2)<E T="03">Examples.</E>(i)<E T="03">Reasonably understandable.</E>You make your notice reasonably understandable if you:</P>
              <P>(A) Present the information in the notice in clear, concise sentences, paragraphs, and sections;</P>
              <P>(B) Use short explanatory sentences or bullet lists whenever possible;</P>
              <P>(C) Use definite, concrete, everyday words and active voice whenever possible;</P>
              <P>(D) Avoid multiple negatives;</P>
              <P>(E) Avoid legal and highly technical business terminology whenever possible; and</P>
              <P>(F) Avoid explanations that are imprecise and readily subject to different interpretations.</P>
              <P>(ii)<E T="03">Designed to call attention.</E>You design your notice to call attention to the nature and significance of the information in it if you:</P>
              <P>(A) Use a plain-language heading to call attention to the notice;</P>
              <P>(B) Use a typeface and type size that are easy to read;</P>
              <P>(C) Provide wide margins and ample line spacing;</P>
              <P>(D) Use boldface or italics for key words; and</P>
              <P>(E) In a form that combines your notice with other information, use distinctive type size, style, and graphic devices, such as shading or sidebars, when you combine your notice with other information.</P>
              <P>(iii)<E T="03">Notices on Web sites.</E>If you provide a notice on a Web site, you design your notice to call attention to the nature and significance of the information in it if you use text or visual cues to encourage scrolling down the page if necessary to view the entire notice and ensure that other elements on the Web site (such as text, graphics, hyperlinks, or sound) do not distract attention from the notice, and you either:</P>
              <P>(A) Place the notice on a screen that consumers frequently access, such as a page on which transactions are conducted; or</P>
              <P>(B) Place a link on a screen that consumers frequently access, such as a page on which transactions are conducted, that connects directly to the notice and is labeled appropriately to convey the importance, nature, and relevance of the notice.</P>
              <P>(c)<E T="03">Collect</E>means to obtain information that you organize or can retrieve by the name of an individual or by identifying number, symbol, or other identifying particular assigned to the individual, irrespective of the source of the underlying information.</P>
              <P>(d)<E T="03">Company</E>means any corporation, limited liability company, business trust, general or limited partnership, association, or similar organization.</P>
              <P>(e)(1)<E T="03">Consumer</E>means an individual who obtains or has obtained a financial product or service from you that is to be used primarily for personal, family, or household purposes, or that individual's legal representative.</P>
              <P>(2)<E T="03">Examples in the case of a financial institution other than a credit union.</E>For purposes of this paragraph (e)(2), “you” is limited to financial institutions other than credit unions.</P>
              <P>(i) An individual who applies to you for credit for personal, family, or household purposes is a consumer of a financial service, regardless of whether the credit is extended.</P>
              <P>(ii) An individual who provides nonpublic personal information to you in order to obtain a determination about whether he or she may qualify for a loan to be used primarily for personal, family, or household purposes is a consumer of a financial service, regardless of whether the loan is extended.</P>
              <P>(iii) An individual who provides nonpublic personal information to you in connection with obtaining or seeking to obtain financial, investment, or economic advisory services is a consumer regardless of whether you establish a continuing advisory relationship.</P>
              <P>(iv) If you hold ownership or servicing rights to an individual's loan that is used primarily for personal, family, or household purposes, the individual is your consumer, even if you hold those rights in conjunction with one or more other institutions. (The individual is also a consumer with respect to the other financial institutions involved.) An individual who has a loan in which you have ownership or servicing rights is your consumer, even if you, or another institution with those rights, hire an agent to collect on the loan.</P>

              <P>(v) An individual who is a consumer of another financial institution is not your consumer solely because you act as agent for, or provide processing or other services to, that financial institution.<PRTPAGE P="79030"/>
              </P>
              <P>(vi) An individual is not your consumer solely because he or she has designated you as trustee for a trust.</P>
              <P>(vii) An individual is not your consumer solely because he or she is a beneficiary of a trust for which you are a trustee.</P>
              <P>(viii) An individual is not your consumer solely because he or she is a participant or a beneficiary of an employee benefit plan that you sponsor or for which you act as a trustee or fiduciary.</P>
              <P>(3)<E T="03">Examples in the case of a credit union.</E>For purposes of this paragraph (e)(3), “you” is limited to credit unions.</P>
              <P>(i) An individual who provides nonpublic personal information to you in connection with obtaining or seeking to obtain credit union membership is your consumer regardless of whether you establish a customer relationship.</P>
              <P>(ii) An individual who provides nonpublic personal information to you in connection with using your ATM is your consumer.</P>
              <P>(iii) If you hold ownership or servicing rights to an individual's loan, the individual is your consumer, even if you hold those rights in conjunction with one or more financial institutions. The individual is also a consumer with respect to the other financial institutions involved. This applies even if you, or another financial institution with those rights, hire an agent to collect on the loan or to provide processing or other services.</P>
              <P>(iv) An individual who is a consumer of another financial institution is not your consumer solely because you act as agent for, or provide processing or other services to, that financial institution.</P>
              <P>(v) An individual is not your consumer solely because he or she is a participant or a beneficiary of an employee benefit plan that you sponsor or for which you act as a trustee or fiduciary.</P>
              <P>(f)<E T="03">Consumer reporting agency</E>has the same meaning as in section 603(f) of the Fair Credit Reporting Act (15 U.S.C. 1681a(f)).</P>
              <P>(g)<E T="03">Control</E>of a company means:</P>
              <P>(1) Ownership, control, or power to vote 25 percent or more of the outstanding shares of any class of voting security of the company, directly or indirectly, or acting through one or more other persons;</P>
              <P>(2) Control in any manner over the election of a majority of the directors, trustees, or general partners (or individuals exercising similar functions) of the company; or</P>
              <P>(3) The power to exercise, directly or indirectly, a controlling influence over the management or policies of the company as determined by the applicable prudential regulator (as defined in 12 U.S.C. 5481(24)), if any.</P>
              <P>(4)<E T="03">Example in the case of credit unions.</E>A credit union is presumed to have a controlling influence over the management or policies of a CUSO, if the CUSO is 67% owned by credit unions.</P>
              <P>(h)<E T="03">Credit union</E>means a Federal or state-chartered credit union that the National Credit Union Share Insurance Fund insures.</P>
              <P>(i)<E T="03">Customer</E>means a consumer who has a customer relationship with you.</P>
              <P>(j)(1)<E T="03">Customer relationship</E>means a continuing relationship between a consumer and you under which you provide one or more financial products or services to the consumer that are to be used primarily for personal, family, or household purposes. As noted in the examples, and for purposes of this part only, in the case of a credit union, a customer relationship will exist between a credit union and certain consumers that are not the credit union's members.</P>
              <P>(2)<E T="03">Examples in the case of financial institutions other than credit unions and covered entities subject to FTC enforcement jurisdiction.</E>For purposes of this paragraph (j)(2), “you” is limited to financial institutions other than credit unions and financial institutions described in paragraph (l)(3) of this section.</P>
              <P>(i)<E T="03">Continuing relationship.</E>A consumer has a continuing relationship with you if the consumer:</P>
              <P>(A) Has a deposit or investment account with you;</P>
              <P>(B) Obtains a loan from you;</P>
              <P>(C) Has a loan for which you own the servicing rights;</P>
              <P>(D) Purchases an insurance product from you;</P>
              <P>(E) Holds an investment product through you, such as when you act as a custodian for securities or for assets in an Individual Retirement Arrangement;</P>
              <P>(F) Enters into an agreement or understanding with you whereby you undertake to arrange or broker a home mortgage loan for the consumer;</P>
              <P>(G) Enters into a lease of personal property with you; or</P>
              <P>(H) Obtains financial, investment, or economic advisory services from you for a fee.</P>
              <P>(ii)<E T="03">No continuing relationship.</E>A consumer does not, however, have a continuing relationship with you if:</P>
              <P>(A) The consumer obtains a financial product or service only in isolated transactions, such as using your ATM to withdraw cash from an account at another financial institution or purchasing a cashier's check or money order;</P>
              <P>(B) You sell the consumer's loan and do not retain the rights to service that loan; or</P>
              <P>(C) You sell the consumer airline tickets, travel insurance, or traveler's checks in isolated transactions.</P>
              <P>(3)<E T="03">Examples in the case of covered entities subject to FTC enforcement jurisdiction.</E>For purposes of this paragraph (j)(3), “you” is limited to financial institutions described in paragraph (l)(3) of this section.</P>
              <P>(i)<E T="03">Continuing relationship.</E>A consumer has a continuing relationship with you if the consumer:</P>
              <P>(A) Has a credit or investment account with you;</P>
              <P>(B) Obtains a loan from you;</P>
              <P>(C) Purchases an insurance product from you;</P>
              <P>(D) Holds an investment product through you, such as when you act as a custodian for securities or for assets in an Individual Retirement Arrangement;</P>
              <P>(E) Enters into an agreement or understanding with you whereby you undertake to arrange or broker a home mortgage loan, or credit to purchase a vehicle, for the consumer;</P>
              <P>(F) Enters into a lease of personal property on a non-operating basis with you;</P>
              <P>(G) Obtains financial, investment, or economic advisory services from you for a fee;</P>
              <P>(H) Becomes your client for the purpose of obtaining tax preparation or credit counseling services from you;</P>
              <P>(I) Obtains career counseling while seeking employment with a financial institution or the finance, accounting, or audit department of any company (or while employed by such a financial institution or department of any company);</P>
              <P>(J) Is obligated on an account that you purchase from another financial institution, regardless of whether the account is in default when purchased, unless you do not locate the consumer or attempt to collect any amount from the consumer on the account;</P>
              <P>(K) Obtains real estate settlement services from you; or</P>
              <P>(L) Has a loan for which you own the servicing rights.</P>
              <P>(ii)<E T="03">No continuing relationship.</E>A consumer does not, however, have a continuing relationship with you if:</P>
              <P>(A) The consumer obtains a financial product or service from you only in isolated transactions, such as using your ATM to withdraw cash from an account at another financial institution; purchasing a money order from you; cashing a check with you; or making a wire transfer through you;</P>

              <P>(B) You sell the consumer's loan and do not retain the rights to service that loan;<PRTPAGE P="79031"/>
              </P>
              <P>(C) You sell the consumer airline tickets, travel insurance, or traveler's checks in isolated transactions;</P>
              <P>(D) The consumer obtains one-time personal or real property appraisal services from you; or</P>
              <P>(E) The consumer purchases checks for a personal checking account from you.</P>
              <P>(4)<E T="03">Examples in the case of a credit union.</E>(i)<E T="03">Continuing relationship.</E>A consumer has a continuing relationship with a credit union if the consumer:</P>
              <P>(A) Is a member as defined in the credit union's bylaws;</P>
              <P>(B) Is a nonmember who has a share, share draft, or credit card account with the credit union jointly with a member;</P>
              <P>(C) Is a nonmember who has a loan that the credit union services;</P>
              <P>(D) Is a nonmember who has an account with a credit union that has been designated as a low-income credit union; or</P>
              <P>(E) Is a nonmember who has an account in a federally-insured, state-chartered credit union pursuant to state law.</P>
              <P>(ii)<E T="03">No continuing relationship.</E>A consumer does not, however, have a continuing relationship with a credit union if the consumer is a nonmember and:</P>
              <P>(A) The consumer only obtains a financial product or service in isolated transactions, such as using the credit union's ATM to withdraw cash from an account maintained at another financial institution or purchasing travelers checks; or</P>
              <P>(B) The credit union sells the consumer's loan and does not retain the rights to service that loan.</P>
              <P>(k)<E T="03">Federal functional regulator</E>means:</P>
              <P>(1) The Board of Governors of the Federal Reserve System;</P>
              <P>(2) The Office of the Comptroller of the Currency;</P>
              <P>(3) The Board of Directors of the Federal Deposit Insurance Corporation;</P>
              <P>(4) The National Credit Union Administration Board; and</P>
              <P>(5) The Securities and Exchange Commission.</P>

              <P>(l)(1) Except for entities described in paragraph (l)(3) of this section,<E T="03">financial institution</E>means any institution the business of which is engaging in activities that are financial in nature or incidental to such financial activities as described in section 4(k) of the Bank Holding Company Act of 1956 (12 U.S.C. 1843(k)).</P>
              <P>(2) For purposes of paragraph (l)(1) of this section,<E T="03">financial institution</E>does not include:</P>

              <P>(i) Any person or entity with respect to any financial activity that is subject to the jurisdiction of the Commodity Futures Trading Commission under the Commodity Exchange Act (7 U.S.C. 1<E T="03">et seq.</E>);</P>

              <P>(ii) The Federal Agricultural Mortgage Corporation or any entity chartered and operating under the Farm Credit Act of 1971 (12 U.S.C. 2001<E T="03">et seq.</E>); or</P>
              <P>(iii) Institutions chartered by Congress specifically to engage in securitizations, secondary market sales (including sales of servicing rights), or similar transactions related to a transaction of a consumer, as long as such institutions do not sell or transfer nonpublic personal information to a nonaffiliated third party.</P>
              <P>(3)(i)<E T="03">Special definition for entities subject to the Federal Trade Commission's enforcement jurisdiction.</E>In the case of an entity described in section 505(a)(7) of the GLB Act (other than such an entity described in section 504(a)(1)(C) of that Act),<E T="03">financial institution</E>means any institution the business of which is engaging in financial activities as described in section 4(k) of the Bank Holding Company Act of 1956 (12 U.S.C. 1843(k)). For purposes of this paragraph (l)(3), an institution that is significantly engaged in financial activities is a financial institution.</P>
              <P>(ii)<E T="03">Examples of financial institution.</E>For purposes of this paragraph (l)(3):</P>
              <P>(A) A retailer that extends credit by issuing its own credit card directly to consumers is a financial institution because extending credit is a financial activity listed in 12 CFR 225.28(b)(1) and referenced in section 4(k)(4)(F) of the Bank Holding Company Act and issuing that extension of credit through a proprietary credit card demonstrates that a retailer is significantly engaged in extending credit.</P>
              <P>(B) A personal property or real estate appraiser is a financial institution because real and personal property appraisal is a financial activity listed in 12 CFR 225.28(b)(2)(i) and referenced in section 4(k)(4)(F) of the Bank Holding Company Act.</P>
              <P>(C) An automobile dealership that is not described in section 1029(a) of the Dodd-Frank Act (12 U.S.C. 5519(a)) and that, as a usual part of its business, leases automobiles on a nonoperating basis for longer than 90 days is a financial institution with respect to its leasing business because leasing personal property on a nonoperating basis where the initial term of the lease is at least 90 days is a financial activity listed in 12 CFR 225.28(b)(3) and referenced in section 4(k)(4)(F) of the Bank Holding Company Act.</P>
              <P>(D) A career counselor that specializes in providing career counseling services to individuals currently employed by or recently displaced from a financial organization, individuals who are seeking employment with a financial organization, or individuals who are currently employed by or seeking placement with the finance, accounting or audit departments of any company is a financial institution because such career counseling activities are financial activities listed in 12 CFR 225.28(b)(9)(iii) and referenced in section 4(k)(4)(F) of the Bank Holding Company Act.</P>
              <P>(E) A business that prints and sells checks for consumers, either as its sole business or as one of its product lines, is a financial institution because printing and selling checks is a financial activity that is listed in 12 CFR 225.28(b)(10)(ii) and referenced in section 4(k)(4)(F) of the Bank Holding Company Act.</P>
              <P>(F) A business that regularly wires money to and from consumers is a financial institution because transferring money is a financial activity referenced in section 4(k)(4)(A) of the Bank Holding Company Act and regularly providing that service demonstrates that the business is significantly engaged in that activity.</P>
              <P>(G) A check cashing business is a financial institution because cashing a check is exchanging money, which is a financial activity listed in section 4(k)(4)(A) of the Bank Holding Company Act.</P>
              <P>(H) An accountant or other tax preparation service that is in the business of completing income tax returns is a financial institution because tax preparation services is a financial activity listed in 12 CFR 225.28(b)(6)(vi) and referenced in section 4(k)(4)(G) of the Bank Holding Company Act.</P>
              <P>(I) A business that operates a travel agency in connection with financial services is a financial institution because operating a travel agency in connection with financial services is a financial activity listed in 12 CFR 211.5(d)(15) and referenced in section 4(k)(4)(G) of the Bank Holding Company Act.</P>
              <P>(J) An entity that provides real estate settlement services is a financial institution because providing real estate settlement services is a financial activity listed in 12 CFR 225.28(b)(2)(viii) and referenced in section 4(k)(4)(F) of the Bank Holding Company Act.</P>

              <P>(K) A mortgage broker is a financial institution because brokering loans is a financial activity listed in 12 CFR 225.28(b)(1) and referenced in section 4(k)(4)(F) of the Bank Holding Company Act.<PRTPAGE P="79032"/>
              </P>
              <P>(L) An investment advisory company and a credit counseling service are each financial institutions because providing financial and investment advisory services are financial activities referenced in section 4(k)(4)(C) of the Bank Holding Company Act.</P>
              <P>(iii) For purposes of this paragraph (l)(3),<E T="03">financial institution</E>does not include:</P>

              <P>(A) Any person or entity with respect to any financial activity that is subject to the jurisdiction of the Commodity Futures Trading Commission under the Commodity Exchange Act (7 U.S.C. 1<E T="03">et seq.</E>);</P>

              <P>(B) The Federal Agricultural Mortgage Corporation or any entity chartered and operating under the Farm Credit Act of 1971 (12 U.S.C. 2001<E T="03">et seq.</E>); or</P>
              <P>(C) Institutions chartered by Congress specifically to engage in securitizations, secondary market sales (including sales of servicing rights) or similar transactions related to a transaction of a consumer, as long as such institutions do not sell or transfer nonpublic personal information to a nonaffiliated third party other than as permitted by §§ 1016.14 and 1016.15 of this part.</P>
              <P>(D) Entities that engage in financial activities but that are not significantly engaged in those financial activities.</P>
              <P>(iv)<E T="03">Examples of entities that are not significantly engaged in financial activities.</E>(A) A retailer is not a financial institution if its only means of extending credit are occasional “lay away” and deferred payment plans or accepting payment by means of credit cards issued by others.</P>
              <P>(B) A retailer is not a financial institution merely because it accepts payment in the form of cash, checks, or credit cards that it did not issue.</P>
              <P>(C) A merchant is not a financial institution merely because it allows an individual to “run a tab.”</P>
              <P>(D) A grocery store is not a financial institution merely because it allows individuals to whom it sells groceries to cash a check, or write a check for a higher amount than the grocery purchase and obtain cash in return.</P>
              <P>(m)(1)<E T="03">Financial product or service</E>means any product or service that a financial holding company could offer by engaging in an activity that is financial in nature or incidental to such a financial activity under section 4(k) of the Bank Holding Company Act of 1956 (12 U.S.C. 1843(k)).</P>
              <P>(2)<E T="03">Special definition for entities subject to the Federal Trade Commission's enforcement jurisdiction.</E>In the case of an entity described in section 505(a)(7) of the GLB Act (other than such an entity described in section 504(a)(1)(C) of that Act),<E T="03">financial product or service</E>means any product or service that a financial holding company could offer by engaging in a financial activity under section 4(k) of the Bank Holding Company Act of 1956 (12 U.S.C. 1843(k)).</P>
              <P>(3)<E T="03">Financial service</E>includes your evaluation or brokerage of information that you collect in connection with a request or an application from a consumer for a financial product or service.</P>
              <P>(n)<E T="03">Member</E>means a consumer who is a member of a credit union, as defined in the credit union's bylaws.</P>
              <P>(o)(1)<E T="03">Nonaffiliated third party</E>means any person except:</P>
              <P>(i) Your affiliate; or</P>

              <P>(ii) A person employed jointly by you and any company that is not your affiliate (but<E T="03">nonaffiliated third party</E>includes the other company that jointly employs the person).</P>
              <P>(2)<E T="03">Nonaffiliated third party</E>includes, for financial institutions other than credit unions, any company that is an affiliate solely by virtue of your or your affiliate's direct or indirect ownership or control of the company in conducting merchant banking or investment banking activities of the type described in section 4(k)(4)(H) or insurance company investment activities of the type described in section 4(k)(4)(I) of the Bank Holding Company Act of 1956 (12 U.S.C. 1843(k)(4)(H) and (I)).</P>
              <P>(p)(1)<E T="03">Nonpublic personal information</E>means:</P>
              <P>(i) Personally identifiable financial information; and</P>
              <P>(ii) Any list, description, or other grouping of consumers (and publicly available information pertaining to them) that is derived using any personally identifiable financial information that is not publicly available.</P>
              <P>(2)<E T="03">Nonpublic personal information</E>does not include:</P>
              <P>(i) Publicly available information, except as included on a list described in paragraph (p)(1)(ii) of this section; or</P>
              <P>(ii) Any list, description, or other grouping of consumers (and publicly available information pertaining to them) that is derived without using any personally identifiable financial information that is not publicly available.</P>
              <P>(3)<E T="03">Examples of lists.</E>(i) Nonpublic personal information includes any list of individuals' names and street addresses that is derived in whole or in part using personally identifiable financial information that is not publicly available, such as account numbers.</P>
              <P>(ii) Nonpublic personal information does not include any list of individuals' names and addresses that contains only publicly available information, is not derived in whole or in part using personally identifiable financial information that is not publicly available, and is not disclosed in a manner that indicates that any of the individuals on the list is a consumer of a financial institution.</P>
              <P>(q)(1)<E T="03">Personally identifiable financial information</E>means any information:</P>
              <P>(i) A consumer provides to you to obtain a financial product or service from you;</P>
              <P>(ii) About a consumer resulting from any transaction involving a financial product or service between you and a consumer; or</P>
              <P>(iii) You otherwise obtain about a consumer in connection with providing a financial product or service to that consumer.</P>
              <P>(2)<E T="03">Examples.</E>(i)<E T="03">Information included.</E>Personally identifiable financial information includes:</P>
              <P>(A) Information a consumer provides to you on an application to obtain a loan, a credit card, a credit union membership, or other financial product or service;</P>
              <P>(B) Account balance information, payment history, overdraft history, and credit or debit card purchase information;</P>
              <P>(C) The fact that an individual is or has been one of your customers or has obtained a financial product or service from you;</P>
              <P>(D) Any information about your consumer if it is disclosed in a manner that indicates that the individual is or has been your consumer;</P>
              <P>(E) Any information that a consumer provides to you or that you or your agent otherwise obtain in connection with collecting on, or servicing, a loan or a credit account;</P>
              <P>(F) Any information you collect through an internet “cookie” (an information collecting device from a Web server); and</P>
              <P>(G) Information from a consumer report.</P>
              <P>(ii)<E T="03">Information not included.</E>Personally identifiable financial information does not include:</P>
              <P>(A) A list of names and addresses of customers of an entity that is not a financial institution; and</P>
              <P>(B) Information that does not identify a consumer, such as aggregate information or blind data that does not contain personal identifiers such as account numbers, names, or addresses.</P>
              <P>(r)(1)<E T="03">Publicly available information</E>means any information that you have a reasonable basis to believe is lawfully made available to the general public from:<PRTPAGE P="79033"/>
              </P>
              <P>(i) Federal, state, or local government records;</P>
              <P>(ii) Widely distributed media; or</P>
              <P>(iii) Disclosures to the general public that are required to be made by Federal, state, or local law.</P>
              <P>(2)<E T="03">Reasonable basis.</E>You have a reasonable basis to believe that information is lawfully made available to the general public if you have taken steps to determine:</P>
              <P>(i) That the information is of the type that is available to the general public; and</P>
              <P>(ii) Whether an individual can direct that the information not be made available to the general public and, if so, that your consumer has not done so.</P>
              <P>(3)<E T="03">Examples.</E>(i)<E T="03">Government records.</E>Publicly available information in government records includes information in government real estate records and security interest filings.</P>
              <P>(ii)<E T="03">Widely distributed media.</E>Publicly available information from widely distributed media includes information from a telephone book, a television or radio program, a newspaper, or a Web site that is available to the general public on an unrestricted basis. A Web site is not restricted merely because an Internet service provider or a site operator requires a fee or a password, so long as access is available to the general public.</P>
              <P>(iii)<E T="03">Reasonable basis.</E>(A) You have a reasonable basis to believe that mortgage information is lawfully made available to the general public if you have determined that the information is of the type included on the public record in the jurisdiction where the mortgage would be recorded.</P>
              <P>(B) You have a reasonable basis to believe that an individual's telephone number is lawfully made available to the general public if you have located the telephone number in the telephone book or the consumer has informed you that the telephone number is not unlisted.</P>
              <P>(s)(1)<E T="03">You</E>means a financial institution or other person for which the Bureau has rulemaking authority under section 504(a)(1)(A) of the GLB Act (15 U.S.C. 6804(a)(1)(A)).</P>
              <P>(2)<E T="03">You</E>does not include:</P>
              <P>(i) A financial institution that is a person described in section 1029(a) of the Consumer Financial Protection Act of 2010 (12 U.S.C. 5519(a));</P>
              <P>(ii) A financial institution or other person subject to the jurisdiction on the Commodity Futures Trading Commission under 7 U.S.C. 7b-2;</P>

              <P>(iii) A broker or dealer that is registered under the Securities Exchange Act of 1934 (15 U.S.C. 78a<E T="03">et seq.</E>);</P>
              <P>(iv) A registered investment adviser, properly registered by or on behalf of either the Securities Exchange Commission or any State, with respect to its investment advisory activities and its activities incidental to those investment advisory activities;</P>

              <P>(v) An investment company that is registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1<E T="03">et seq.</E>); or</P>
              <P>(vi) An insurance company, with respect to its insurance activities and its activities incidental to those insurance activities, that is subject to supervision by a State insurance regulator.</P>
            </SECTION>
            <SUBPART>
              <HD SOURCE="HED">Subpart A—Privacy and Opt Out Notices</HD>
              <SECTION>
                <SECTNO>§ 1016.4</SECTNO>
                <SUBJECT>Initial privacy notice to consumers required.</SUBJECT>
                <P>(a)<E T="03">Initial notice requirement.</E>You must provide a clear and conspicuous notice that accurately reflects your privacy policies and practices to:</P>
                <P>(1)<E T="03">Customer.</E>An individual who becomes your customer, not later than when you establish a customer relationship, except as provided in paragraph (e) of this section; and</P>
                <P>(2)<E T="03">Consumer.</E>A consumer, before you disclose any nonpublic personal information about the consumer to any nonaffiliated third party, if you make such a disclosure other than as authorized by §§ 1016.14 and 1016.15 of this part.</P>
                <P>(b)<E T="03">When initial notice to a consumer is not required.</E>You are not required to provide an initial notice to a consumer under paragraph (a) of this section if:</P>
                <P>(1) You do not disclose any nonpublic personal information about the consumer to any nonaffiliated third party, other than as authorized by §§ 1016.14 and 1016.15; and</P>
                <P>(2) You do not have a customer relationship with the consumer.</P>
                <P>(c)<E T="03">When you establish a customer relationship.</E>(1)<E T="03">General rule.</E>You establish a customer relationship when you and the consumer enter into a continuing relationship.</P>
                <P>(2)<E T="03">Special rule for loans.</E>You establish a customer relationship with a consumer when you originate or acquire the servicing rights to a loan to the consumer for personal, family, or household purposes. If you subsequently transfer the servicing rights to that loan to another financial institution, the customer relationship transfers with the servicing rights.</P>
                <P>(3)<E T="03">Examples.</E>(i)<E T="03">Examples of establishing customer relationship by financial institutions other than credit unions and covered entities subject to FTC enforcement jurisdiction.</E>For purposes of this paragraph (c)(3)(i), “you” is limited to financial institutions other than credit unions and financial institutions described in § 1016.3(l)(3). You establish a customer relationship when the consumer:</P>
                <P>(A) Opens a credit card account with you;</P>
                <P>(B) Executes the contract to open a deposit account with you, obtains credit from you, or purchases insurance from you;</P>
                <P>(C) Agrees to obtain financial, economic, or investment advisory services from you for a fee; or</P>
                <P>(D) Becomes your client for the purpose of your providing credit counseling or tax preparation services.</P>
                <P>(ii)<E T="03">Examples of establishing customer relationship by covered entities subject to FTC enforcement jurisdiction.</E>For purposes of this paragraph (c)(3)(ii), “you” is limited to financial institutions described in § 1016.3(l)(3) of this part. You establish a customer relationship when the consumer:</P>
                <P>(A) Opens a credit card account with you;</P>
                <P>(B) Executes the contract to obtain credit from you or purchases insurance from you;</P>
                <P>(C) Agrees to obtain financial, economic, or investment advisory services from you for a fee;</P>
                <P>(D) Becomes your client for the purpose of your providing credit counseling or tax preparation services or to obtain career counseling while seeking employment with a financial institution or the finance, accounting, or audit department of any company (or while employed by such a company or financial institution);</P>
                <P>(E) Provides any personally identifiable financial information to you in an effort to obtain a mortgage loan through you;</P>
                <P>(F) Executes the lease for personal property with you;</P>
                <P>(G) Is an obligor on an account that you purchased from another financial institution and whom you have located and begun attempting to collect amounts owed on the account; or</P>
                <P>(H) Provides you with the information necessary for you to compile and provide access to all of the consumer's online financial accounts at your Web site.</P>
                <P>(iii)<E T="03">Examples of establishing customer relationship by credit unions.</E>For purposes of this paragraph (c)(3)(iii), “you” is limited to a credit union. You establish a customer relationship when the consumer:</P>
                <P>(A) Becomes your member under your bylaws;</P>

                <P>(B) Is a nonmember and opens a credit card account with you jointly with a member under your procedures;<PRTPAGE P="79034"/>
                </P>
                <P>(C) Is a nonmember and executes the contract to open a share or share draft account with you or obtains credit from you jointly with a member, including an individual acting as a guarantor;</P>
                <P>(D) Is a nonmember and opens an account with you and you are a credit union designated as a low-income credit union;</P>
                <P>(E) Is a nonmember and opens an account with you pursuant to State law and you are a State-chartered credit union.</P>
                <P>(iv)<E T="03">Examples of loan rule.</E>You establish a customer relationship with a consumer who obtains a loan for personal, family, or household purposes when you:</P>
                <P>(A) Originate the loan to the consumer; or</P>
                <P>(B) Purchase the servicing rights to the consumer's loan.</P>
                <P>(d)<E T="03">Existing customers.</E>When an existing customer obtains a new financial product or service from you that is to be used primarily for personal, family, or household purposes, you satisfy the initial notice requirements of paragraph (a) of this section as follows:</P>
                <P>(1) You may provide a revised privacy notice, under § 1016.8 of this part, that covers the customer's new financial product or service; or</P>
                <P>(2) If the initial, revised, or annual notice that you most recently provided to that customer was accurate with respect to the new financial product or service, you do not need to provide a new privacy notice under paragraph (a) of this section.</P>
                <P>(e)<E T="03">Exceptions to allow subsequent delivery of notice.</E>(1) You may provide the initial notice required by paragraph (a)(1) of this section within a reasonable time after you establish a customer relationship if:</P>
                <P>(i) Establishing the customer relationship is not at the customer's election; or</P>
                <P>(ii) Providing notice not later than when you establish a customer relationship would substantially delay the customer's transaction and the customer agrees to receive the notice at a later time.</P>
                <P>(2)<E T="03">Examples of exceptions.</E>(i)<E T="03">Not at customer's election.</E>(A) In the case of financial institutions other than credit unions and financial institutions described in § 1016.3(l)(3), establishing a customer relationship is not at the customer's election if you acquire a customer's deposit liability or the servicing rights to a customer's loan from another financial institution and the customer does not have a choice about your acquisition.</P>
                <P>(B) In the case of financial institutions described in § 1016.3(l)(3), establishing a customer relationship is not at the customer's election if you acquire a customer's loan or the servicing rights from another financial institution and the customer does not have a choice about your acquisition.</P>
                <P>(C) In the case of credit unions, establishing a customer relationship is not at the customer's election if you acquire a customer's deposit liability from another financial institution and the customer does not have a choice about your acquisition.</P>
                <P>(ii)<E T="03">Substantial delay of customer's transaction.</E>Providing notice not later than when you establish a customer relationship would substantially delay the customer's transaction when:</P>
                <P>(A) You and the individual agree over the telephone to enter into a customer relationship involving prompt delivery of the financial product or service; or</P>

                <P>(B) You establish a customer relationship with an individual under a program authorized by Title IV of the Higher Education Act of 1965 (20 U.S.C. 1070<E T="03">et seq.</E>) or similar student loan programs where loan proceeds are disbursed promptly without prior communication between you and the customer.</P>
                <P>(iii)<E T="03">No substantial delay of customer's transaction.</E>Providing notice not later than when you establish a customer relationship would not substantially delay the customer's transaction when the relationship is initiated in person at your office or through other means by which the customer may view the notice, such as on a Web site.</P>
                <P>(f)<E T="03">Delivery.</E>When you are required to deliver an initial privacy notice by this section, you must deliver it according to § 1016.9 of this part. If you use a short-form initial notice for non-customers according to § 1016.6(d) of this part, you may deliver your privacy notice according to § 1016.6(d)(3).</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1016.5</SECTNO>
                <SUBJECT>Annual privacy notice to customers required.</SUBJECT>
                <P>(a)(1)<E T="03">General rule.</E>You must provide a clear and conspicuous notice to customers that accurately reflects your privacy policies and practices not less than annually during the continuation of the customer relationship.<E T="03">Annually</E>means at least once in any period of 12 consecutive months during which that relationship exists. You may define the 12-consecutive-month period, but you must apply it to the customer on a consistent basis.</P>
                <P>(2)<E T="03">Example.</E>You provide a notice annually if you define the 12-consecutive-month period as a calendar year and provide the annual notice to the customer once in each calendar year following the calendar year in which you provided the initial notice. For example, if a customer opens an account on any day of year 1, you must provide an annual notice to that customer by December 31 of year 2.</P>
                <P>(b)(1)<E T="03">Termination of customer relationship.</E>You are not required to provide an annual notice to a former customer.</P>
                <P>(2)<E T="03">Examples in the case of financial institutions other than credit unions and covered entities subject to FTC enforcement jurisdiction.</E>For purposes of this paragraph (b)(2), “you” is limited to financial institutions other than credit unions and financial institutions described in § 1016.3(l)(3). Your customer becomes a former customer when:</P>
                <P>(i) In the case of a deposit account, the account is inactive under your policies;</P>
                <P>(ii) In the case of a closed-end loan, the customer pays the loan in full, you charge off the loan, or you sell the loan without retaining servicing rights;</P>
                <P>(iii) In the case of a credit card relationship or other open-end credit relationship, you no longer provide any statements or notices to the customer concerning that relationship or you sell the credit card receivables without retaining servicing rights; or</P>
                <P>(iv) You have not communicated with the customer about the relationship for a period of 12 consecutive months, other than to provide annual privacy notices or promotional material.</P>
                <P>(3)<E T="03">Examples in the case of covered entities subject to FTC enforcement jurisdiction.</E>For purposes of this paragraph (b)(3), “you” is limited to financial institutions described in § 1016.3(l)(3) of this part. Your customer becomes a former customer when:</P>
                <P>(i) In the case of a closed-end loan, the customer pays the loan in full, you charge off the loan, or you sell the loan without retaining servicing rights;</P>
                <P>(ii) In the case of a credit card relationship or other open-end credit relationship, you sell the receivables without retaining servicing rights;</P>
                <P>(iii) In the case of credit counseling services, the customer has failed to make required payments under a debt management plan, has been notified that the plan is terminated, and you no longer provide any statements or notices to the customer concerning that relationship;</P>

                <P>(iv) In the case of mortgage or vehicle loan brokering services, your customer has obtained a loan through you (and you no longer provide any statements or notices to the customer concerning that relationship), or has ceased using your services for such purposes;<PRTPAGE P="79035"/>
                </P>
                <P>(v) In the case of tax preparation services, you have provided and received payment for the service and no longer provide any statements or notices to the customer concerning that relationship;</P>
                <P>(vi) In the case of providing real estate settlement services, at the time the customer completes execution of all documents related to the real estate closing, you have received payment, or you have completed all of your responsibilities with respect to the settlement, including filing documents on the public record, whichever is later; or</P>
                <P>(vii) In cases where there is no definitive time at which the customer relationship has terminated, you have not communicated with the customer about the relationship for a period of 12 consecutive months, other than to provide annual privacy notices or promotional material.</P>
                <P>(4)<E T="03">Examples in the case of a credit union.</E>An individual becomes a former customer of a credit union when:</P>
                <P>(i) The individual is no longer the credit union's member as defined in the credit union's bylaws;</P>
                <P>(ii) In the case of a nonmember's share or share draft account, the account is inactive under the credit union's policies;</P>
                <P>(iii) In the case of a nonmember's closed-end loan, the loan is paid in full, the credit union charges off the loan, or the credit union sells the loan without retaining servicing rights;</P>
                <P>(iii) In the case of a credit card relationship or other open-end credit relationship with a nonmember, the credit union no longer provides any statements or notices to the nonmember concerning that relationship, or the credit union sells the credit card receivables without retaining servicing rights; or</P>
                <P>(v) The credit union has not communicated with the nonmember about the relationship for a period of 12 consecutive months, other than to provide annual privacy notices or promotional material.</P>
                <P>(c)<E T="03">Special rule for loans in the case of a financial institution other than a credit union.</E>If a financial institution other than a credit union does not have a customer relationship with a consumer under the special rule for loans in § 1016.4(c)(2) of this part, then it need not provide an annual notice to that consumer under this section.</P>
                <P>(d)<E T="03">Delivery.</E>When you are required to deliver an annual privacy notice by this section, you must deliver it according to § 1016.9 of this part.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1016.6</SECTNO>
                <SUBJECT>Information to be included in privacy notices.</SUBJECT>
                <P>(a)<E T="03">General rule.</E>The initial, annual, and revised privacy notices that you provide under §§ 1016.4, 1016.5, and 1016.8 of this part must include each of the following items of information, in addition to any other information you wish to provide, that applies to you and to the consumers to whom you send your privacy notice:</P>
                <P>(1) The categories of nonpublic personal information that you collect;</P>
                <P>(2) The categories of nonpublic personal information that you disclose;</P>
                <P>(3) The categories of affiliates and nonaffiliated third parties to whom you disclose nonpublic personal information, other than those parties to whom you disclose information under §§ 1016.14 and 1016.15 of this part;</P>
                <P>(4) The categories of nonpublic personal information about your former customers that you disclose and the categories of affiliates and nonaffiliated third parties to whom you disclose nonpublic personal information about your former customers, other than those parties to whom you disclose information under §§ 1016.14 and 1016.15;</P>
                <P>(5) If you disclose nonpublic personal information to a nonaffiliated third party under § 1016.13 (and no other exception in § 1016.14 or § 1016.15 applies to that disclosure), a separate statement of the categories of information you disclose and the categories of third parties with whom you have contracted;</P>
                <P>(6) An explanation of the consumer's right under § 1016.10(a) of this part to opt out of the disclosure of nonpublic personal information to nonaffiliated third parties, including the method(s) by which the consumer may exercise that right at that time;</P>
                <P>(7) Any disclosures that you make under section 603(d)(2)(A)(iii) of the Fair Credit Reporting Act (15 U.S.C. 1681a(d)(2)(A)(iii)) (that is, notices regarding the ability to opt out of disclosures of information among affiliates);</P>
                <P>(8) Your policies and practices with respect to protecting the confidentiality and security of nonpublic personal information; and</P>
                <P>(9) Any disclosure that you make under paragraph (b) of this section.</P>
                <P>(b)<E T="03">Description of nonaffiliated third parties subject to exceptions.</E>If you disclose nonpublic personal information to third parties as authorized under §§ 1016.14 and 1016.15, you are not required to list those exceptions in the initial or annual privacy notices required by §§ 1016.4 and 1016.5. When describing the categories with respect to those parties, it is sufficient to state that you make disclosures to other nonaffiliated companies:</P>
                <P>(1) For your everyday business purposes, such as [<E T="03">include all that apply</E>] to process transactions, maintain account(s), respond to court orders and legal investigations, or report to credit bureaus; or</P>
                <P>(2) As permitted by law.</P>
                <P>(c)<E T="03">Examples.</E>(1)<E T="03">Categories of nonpublic personal information that you collect.</E>You satisfy the requirement to categorize the nonpublic personal information that you collect if you list the following categories, as applicable:</P>
                <P>(i) Information from the consumer;</P>
                <P>(ii) Information about the consumer's transactions with you or your affiliates;</P>
                <P>(iii) Information about the consumer's transactions with nonaffiliated third parties; and</P>
                <P>(iv) Information from a consumer reporting agency.</P>
                <P>(2)<E T="03">Categories of nonpublic personal information you disclose.</E>(i) You satisfy the requirement to categorize the nonpublic personal information that you disclose if you list the categories described in paragraph (c)(1) of this section, as applicable, and a few examples to illustrate the types of information in each category.</P>
                <P>(ii) If you reserve the right to disclose all of the nonpublic personal information about consumers that you collect, you may simply state that fact without describing the categories or examples of the nonpublic personal information you disclose.</P>
                <P>(3)<E T="03">Categories of affiliates and nonaffiliated third parties to whom you disclose.</E>You satisfy the requirement to categorize the affiliates and nonaffiliated third parties to whom you disclose nonpublic personal information if you list the following categories, as applicable, and a few examples to illustrate the types of third parties in each category.</P>
                <P>(i) Financial service providers, followed by illustrative examples such as mortgage bankers, securities broker-dealers, and insurance agents;</P>
                <P>(ii) Non-financial companies, followed by illustrative examples such as retailers, magazine publishers, airlines, and direct marketers; and</P>
                <P>(iii) Others, followed by examples such as nonprofit organizations.</P>
                <P>(4)<E T="03">Disclosures under exception for service providers and joint marketers.</E>If you disclose nonpublic personal information under the exception in § 1016.13 of this part to a nonaffiliated third party to market products or services that you offer alone or jointly with another financial institution, you<PRTPAGE P="79036"/>satisfy the disclosure requirement of paragraph (a)(5) of this section if you:</P>
                <P>(i) List the categories of nonpublic personal information you disclose, using the same categories and examples you used to meet the requirements of paragraph (a)(2) of this section, as applicable; and</P>
                <P>(ii) State whether the third party is:</P>
                <P>(A) A service provider that performs marketing services on your behalf or on behalf of you and another financial institution; or</P>
                <P>(B) A financial institution with whom you have a joint marketing agreement.</P>
                <P>(5)<E T="03">Simplified notices.</E>If you do not disclose, and do not wish to reserve the right to disclose, nonpublic personal information about customers or former customers to affiliates or nonaffiliated third parties except as authorized under §§ 1016.14 and 1016.15, you may simply state that fact, in addition to the information you must provide under paragraphs (a)(1), (a)(8), (a)(9), and (b) of this section.</P>
                <P>(6)<E T="03">Confidentiality and security.</E>You describe your policies and practices with respect to protecting the confidentiality and security of nonpublic personal information if you do both of the following:</P>
                <P>(i) Describe in general terms who is authorized to have access to the information; and</P>
                <P>(ii) State whether you have security practices and procedures in place to ensure the confidentiality of the information in accordance with your policy. You are not required to describe technical information about the safeguards you use.</P>
                <P>(d)<E T="03">Short-form initial notice with opt out notice for non-customers.</E>(1) You may satisfy the initial notice requirements in §§ 1016.4(a)(2), 1016.7(b), and 1016.7(c) of this part for a consumer who is not a customer by providing a short-form initial notice at the same time as you deliver an opt out notice as required in § 1016.7.</P>
                <P>(2) A short-form initial notice must:</P>
                <P>(i) Be clear and conspicuous;</P>
                <P>(ii) State that your privacy notice is available upon request; and</P>
                <P>(iii) Explain a reasonable means by which the consumer may obtain that notice.</P>
                <P>(3) You must deliver your short-form initial notice according to § 1016.9. You are not required to deliver your privacy notice with your short-form initial notice. You instead may simply provide the consumer a reasonable means to obtain your privacy notice. If a consumer who receives your short-form notice requests your privacy notice, you must deliver your privacy notice according to § 1016.9.</P>
                <P>(4)<E T="03">Examples of obtaining privacy notice.</E>You provide a reasonable means by which a consumer may obtain a copy of your privacy notice if you:</P>
                <P>(i) Provide a toll-free telephone number that the consumer may call to request the notice; or</P>
                <P>(ii) For a consumer who conducts business in person at your office, maintain copies of the notice on hand that you provide to the consumer immediately upon request.</P>
                <P>(e)<E T="03">Future disclosures.</E>Your notice may include:</P>
                <P>(1) Categories of nonpublic personal information that you reserve the right to disclose in the future, but do not currently disclose; and</P>
                <P>(2) Categories of affiliates or nonaffiliated third parties to whom you reserve the right in the future to disclose, but to whom you do not currently disclose, nonpublic personal information.</P>
                <P>(f)<E T="03">Model privacy form.</E>Pursuant to § 1016.2(a) of this part, a model privacy form that meets the notice content requirements of this section is included in the appendix to this part.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1016.7</SECTNO>
                <SUBJECT>Form of opt out notice to consumers; opt out methods.</SUBJECT>
                <P>(a)(1)<E T="03">Form of opt out notice.</E>If you are required to provide an opt out notice under § 1016.10(a), you must provide a clear and conspicuous notice to each of your consumers that accurately explains the right to opt out under that section. The notice must state:</P>
                <P>(i) That you disclose or reserve the right to disclose nonpublic personal information about your consumer to a nonaffiliated third party;</P>
                <P>(ii) That the consumer has the right to opt out of that disclosure; and</P>
                <P>(iii) A reasonable means by which the consumer may exercise the opt out right.</P>
                <P>(2)<E T="03">Examples.</E>(i)<E T="03">Adequate opt out notice.</E>You provide adequate notice that the consumer can opt out of the disclosure of nonpublic personal information to a nonaffiliated third party if you:</P>
                <P>(A) Identify all of the categories of nonpublic personal information that you disclose or reserve the right to disclose, and all of the categories of nonaffiliated third parties to which you disclose the information, as described in § 1016.6(a)(2) and (3) of this part, and state that the consumer can opt out of the disclosure of that information; and</P>
                <P>(B) Identify the financial products or services that the consumer obtains from you, either singly or jointly, to which the opt out direction would apply.</P>
                <P>(ii)<E T="03">Reasonable opt out means.</E>You provide a reasonable means to exercise an opt out right if you:</P>
                <P>(A) Designate check-off boxes in a prominent position on the relevant forms with the opt out notice;</P>
                <P>(B) Include a reply form together with the opt out notice that, in the case of financial institutions described in § 1016.3(l)(3) of this part, includes the address to which the form should be mailed;</P>
                <P>(C) Provide an electronic means to opt out, such as a form that can be sent via electronic mail or a process at your Web site, if the consumer agrees to the electronic delivery of information; or</P>
                <P>(D) Provide a toll-free telephone number that consumers may call to opt out.</P>
                <P>(iii)<E T="03">Unreasonable opt out means.</E>You<E T="03">do not</E>provide a reasonable means of opting out if:</P>
                <P>(A) The only means of opting out is for the consumer to write his or her own letter to exercise that opt out right; or</P>
                <P>(B) The only means of opting out as described in any notice subsequent to the initial notice is to use a check-off box that you provided with the initial notice but did not include with the subsequent notice.</P>
                <P>(iv)<E T="03">Specific opt out means.</E>You may require each consumer to opt out through a specific means, as long as that means is reasonable for that consumer.</P>
                <P>(b)<E T="03">Same form as initial notice permitted.</E>You may provide the opt out notice together with or on the same written or electronic form as the initial notice you provide in accordance with § 1016.4.</P>
                <P>(c)<E T="03">Initial notice required when opt out notice delivered subsequent to initial notice.</E>If you provide the opt out notice later than required for the initial notice in accordance with § 1016.4 of this part, you must also include a copy of the initial notice with the opt out notice in writing or, if the consumer agrees, electronically.</P>
                <P>(d)<E T="03">Joint relationships in the case of financial institutions other than credit unions and covered entities subject to FTC enforcement jurisdiction.</E>For purposes of this paragraph (d), “you” is limited to financial institutions other than credit unions and financial institutions described in § 1016.3(l)(3) of this part.</P>
                <P>(1) If two or more consumers jointly obtain a financial product or service from you, you may provide a single opt out notice. Your opt out notice must explain how you will treat an opt out direction by a joint consumer (as explained in paragraph (d)(5) of this section).</P>

                <P>(2) Any of the joint consumers may exercise the right to opt out. You may either:<PRTPAGE P="79037"/>
                </P>
                <P>(i) Treat an opt out direction by a joint consumer as applying to all of the associated joint consumers; or</P>
                <P>(ii) Permit each joint consumer to opt out separately.</P>
                <P>(3) If you permit each joint consumer to opt out separately, you must permit one of the joint consumers to opt out on behalf of all of the joint consumers.</P>
                <P>(4) You may not require<E T="03">all</E>joint consumers to opt out before you implement<E T="03">any</E>opt out direction.</P>
                <P>(5)<E T="03">Example.</E>If John and Mary have a joint checking account with you and arrange for you to send statements to John's address, you may do any of the following, but you must explain in your opt out notice which opt out policy you will follow:</P>
                <P>(i) Send a single opt out notice to John's address, but you must accept an opt out direction from either John or Mary.</P>
                <P>(ii) Treat an opt out direction by either John or Mary as applying to the entire account. If you do so, and John opts out, you may not require Mary to opt out as well before implementing John's opt out direction.</P>
                <P>(iii) Permit John and Mary to make different opt out directions. If you do so:</P>
                <P>(A) You must permit John and Mary to opt out for each other;</P>
                <P>(B) If both opt out, you must permit both to notify you in a single response (such as on a form or through a telephone call); and</P>
                <P>(C) If John opts out and Mary does not, you may only disclose nonpublic personal information about Mary, but not about John and not about John and Mary jointly.</P>
                <P>(e)<E T="03">Joint relationships in the case of credit unions.</E>(1) If two or more consumers jointly obtain a financial product or service, other than a loan, from a credit union, the credit union may provide only a single opt out notice. The opt out notice must explain how the credit union will treat an opt out direction by a joint consumer (as explained in the examples in paragraph (e)(5) of this section).</P>
                <P>(2) Any of the joint consumers may exercise the right to opt out. A credit union may either:</P>
                <P>(i) Treat an opt out direction by a joint consumer to apply to all of the associated joint consumers; or</P>
                <P>(ii) Permit each joint consumer to opt out separately.</P>
                <P>(3) If a credit union permits each joint consumer to opt out separately, the credit union must permit one of the joint consumers to opt out on behalf of all of the joint consumers.</P>
                <P>(4) A credit union may not require all joint consumers to opt out before the credit union implements any opt out direction.</P>
                <P>(5)<E T="03">Example.</E>If John and Mary have a joint share account with a credit union and arrange for the credit union to send statements to John's address, the credit union may do any of the following, but it must explain in its opt out notice which opt out policy it will follow:</P>
                <P>(i) Send a single opt out notice to John's address, but it must accept an opt out direction from either John or Mary.</P>
                <P>(ii) Treat an opt out direction by either John or Mary as applying to the entire account. If it does so, and John opts out, it may not require Mary to opt out as well before implementing John's opt out direction.</P>
                <P>(iii) Permit John and Mary to make different opt out directions. If it does so, and if John and Mary both opt out, it must permit one or both of them to notify it in a single response (such as on a form or through a telephone call).</P>
                <P>(6)<E T="03">Special rule for loans.</E>(i) A credit union is required to provide an initial opt out notice to a borrower or guarantor on a loan if it shares his or her nonpublic personal information with nonaffiliated third parties other than for purposes under §§ 1016.13, 1016.14, and 1016.15.</P>
                <P>(ii) A credit union may satisfy its annual opt out notice requirement by providing one notice to those borrowers and guarantors jointly.</P>
                <P>(f)<E T="03">Joint relationships in the case of covered entities subject to FTC enforcement jurisdiction.</E>For purposes of this paragraph (f), “you” is limited to the financial institutions described in § 1016.3(l)(3).</P>
                <P>(1) If two or more consumers jointly obtain a financial product or service from you, you may provide a single opt out notice, unless one or more of those consumers requests a separate opt out notice. Your opt out notice must explain how you will treat an opt out direction by a joint consumer (as explained in paragraph (f)(5) of this section).</P>
                <P>(2) Any of the joint consumers may exercise the right to opt out. You may either:</P>
                <P>(i) Treat an opt out direction by a joint consumer as applying to all of the associated joint consumers; or</P>
                <P>(ii) Permit each joint consumer to opt out separately.</P>
                <P>(3) If you permit each joint consumer to opt out separately, you must permit one of the joint consumers to opt out on behalf of all of the joint consumers.</P>
                <P>(4) You may not require<E T="03">all</E>joint consumers to opt out before you implement<E T="03">any</E>opt out direction.</P>
                <P>(5)<E T="03">Example.</E>If John and Mary have a joint credit card account with you and arrange for you to send statements to John's address, you may do any of the following, but you must explain in your opt out notice which opt out policy you will follow:</P>
                <P>(i) Send a single opt out notice to John's address, but you must accept an opt out direction from either John or Mary.</P>
                <P>(ii) Treat an opt out direction by either John or Mary as applying to the entire account. If you do so, and John opts out, you may not require Mary to opt out as well before implementing John's opt out direction.</P>
                <P>(iii) Permit John and Mary to make different opt out directions. If you do so:</P>
                <P>(A) You must permit John and Mary to opt out for each other;</P>
                <P>(B) If both opt out, you must permit both to notify you in a single response (such as on a form or through a telephone call); and</P>
                <P>(C) If John opts out and Mary does not, you may only disclose nonpublic personal information about Mary, but not about John and not about John and Mary jointly.</P>
                <P>(g)<E T="03">Time to comply with opt out.</E>You must comply with a consumer's opt out direction as soon as reasonably practicable after you receive it.</P>
                <P>(h)<E T="03">Continuing right to opt out.</E>A consumer may exercise the right to opt out at any time.</P>
                <P>(i)<E T="03">Duration of consumer's opt out direction.</E>(1) A consumer's direction to opt out under this section is effective until the consumer revokes it in writing or, if the consumer agrees, electronically.</P>
                <P>(2) When a customer relationship terminates, the customer's opt out direction continues to apply to the nonpublic personal information that you collected during or related to that relationship. If the individual subsequently establishes a new customer relationship with you, the opt out direction that applied to the former relationship does not apply to the new relationship.</P>
                <P>(j)<E T="03">Delivery.</E>When you are required to deliver an opt out notice by this section, you must deliver it according to § 1016.9 of this part.</P>
                <P>(k)<E T="03">Model privacy form.</E>Pursuant to § 1016.2(a) of this part, a model privacy form that meets the notice content requirements of this section is included in the appendix to this part.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1016.8</SECTNO>
                <SUBJECT>Revised privacy notices.</SUBJECT>
                <P>(a)<E T="03">General rule.</E>Except as otherwise authorized in this part, you must not, directly or through any affiliate, disclose any nonpublic personal information about a consumer to a nonaffiliated third party other than as described in the initial notice that you provided to that consumer under § 1016.4 of this part, unless:<PRTPAGE P="79038"/>
                </P>
                <P>(1) You have provided to the consumer a clear and conspicuous revised notice that accurately describes your policies and practices;</P>
                <P>(2) You have provided to the consumer a new opt out notice;</P>
                <P>(3) You have given the consumer a reasonable opportunity, before you disclose the information to the nonaffiliated third party, to opt out of the disclosure; and</P>
                <P>(4) The consumer does not opt out.</P>
                <P>(b)<E T="03">Examples.</E>(1) Except as otherwise permitted by §§ 1016.13, 1016.14, and 1016.15 of this part, you must provide a revised notice before you:</P>
                <P>(i) Disclose a new category of nonpublic personal information to any nonaffiliated third party;</P>
                <P>(ii) Disclose nonpublic personal information to a new category of nonaffiliated third party; or</P>
                <P>(iii) Disclose nonpublic personal information about a former customer to a nonaffiliated third party, if that former customer has not had the opportunity to exercise an opt out right regarding that disclosure.</P>
                <P>(2) A revised notice is not required if you disclose nonpublic personal information to a new nonaffiliated third party that you adequately described in your prior notice.</P>
                <P>(c)<E T="03">Delivery.</E>When you are required to deliver a revised privacy notice by this section, you must deliver it according to § 1016.9 of this part.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1016.9</SECTNO>
                <SUBJECT>Delivering privacy and opt out notices.</SUBJECT>
                <P>(a)<E T="03">How to provide notices.</E>You must provide any privacy notices and opt out notices, including short-form initial notices, that this part requires so that each consumer can reasonably be expected to receive actual notice in writing or, if the consumer agrees, electronically.</P>
                <P>(b)(1)<E T="03">Examples of reasonable expectation of actual notice.</E>You may reasonably expect that a consumer will receive actual notice if you:</P>
                <P>(i) Hand-deliver a printed copy of the notice to the consumer;</P>
                <P>(ii) Mail a printed copy of the notice to the last known address of the consumer;</P>
                <P>(iii) For the consumer who conducts transactions electronically:</P>
                <P>(A) In the case of financial institutions other than those described in § 1016.3(l)(3) of this part, post the notice on the electronic site and require the consumer to acknowledge receipt of the notice as a necessary step to obtaining a particular financial product or service; or</P>
                <P>(B) In the case of financial institutions described in § 1016.3(l)(3), clearly and conspicuously post the notice on the electronic site and require the consumer to acknowledge receipt of the notice as a necessary step to obtaining a particular financial product or service;</P>
                <P>(iv) For an isolated transaction with the consumer, such as an ATM transaction, post the notice on the ATM screen and require the consumer to acknowledge receipt of the notice as a necessary step to obtaining the particular financial product or service.</P>
                <P>(2)<E T="03">Examples of unreasonable expectation of actual notice.</E>You may<E T="03">not,</E>however, reasonably expect that a consumer will receive actual notice of your privacy policies and practices if you:</P>
                <P>(i) Only post a sign in your branch or office or generally publish advertisements of your privacy policies and practices; or</P>
                <P>(ii) Send the notice via electronic mail to a consumer who does not obtain a financial product or service from you electronically.</P>
                <P>(c)<E T="03">Annual notices only.</E>You may reasonably expect that a customer will receive actual notice of your annual privacy notice if:</P>
                <P>(1) The customer uses your Web site to access financial products and services electronically and agrees to receive notices at the Web site, and you post your current privacy notice continuously in a clear and conspicuous manner on the Web site; or</P>
                <P>(2) The customer has requested that you refrain from sending any information regarding the customer relationship, and your current privacy notice remains available to the customer upon request.</P>
                <P>(d)<E T="03">Oral description of notice insufficient.</E>You may not provide any notice required by this part solely by orally explaining the notice, either in person or over the telephone.</P>
                <P>(e)<E T="03">Retention or accessibility of notices for customers.</E>(1) For customers only, you must provide the initial notice required by § 1016.4(a)(1), the annual notice required by § 1016.5(a), and the revised notice required by § 1016.8 so that the customer can retain them or obtain them later in writing or, if the customer agrees, electronically.</P>
                <P>(2)<E T="03">Examples of retention or accessibility.</E>You provide a privacy notice to the customer so that the customer can retain it or obtain it later if you:</P>
                <P>(i) Hand-deliver a printed copy of the notice to the customer;</P>
                <P>(ii) Mail a printed copy of the notice to the last known address of the customer, or, in the case of credit unions, mail a printed copy of the notice to the last known address of the customer upon request of the customer; or</P>
                <P>(iii) Make your current privacy notice available on a Web site (or a link to another Web site) for the customer who obtains a financial product or service electronically and agrees to receive the notice at the Web site.</P>
                <P>(f)<E T="03">Joint notice with other financial institutions.</E>You may provide a joint notice from you and one or more of your affiliates or other financial institutions, as identified in the notice, as long as the notice is accurate with respect to you and the other institutions.</P>
                <P>(g)<E T="03">Joint relationships in the case of financial institutions other than credit unions and covered entities subject to FTC enforcement jurisdiction.</E>For purposes of this paragraph (g), “you” is limited to financial institutions other than credit unions and the financial institutions described in § 1016.3(l)(3). If two or more consumers jointly obtain a financial product or service from you, you may satisfy the initial, annual, and revised notice requirements of §§ 1016.4(a), 1016.5(a), and 1016.8(a), respectively, by providing one notice to those consumers jointly.</P>
                <P>(h)<E T="03">Joint relationships in the case of covered entities subject to FTC enforcement jurisdiction.</E>For purposes of this paragraph (h), “you” is limited to the financial institutions described in § 1016.3(l)(3). If two or more consumers jointly obtain a financial product or service from you, you may satisfy the initial, annual, and revised notice requirements of §§ 1016.4(a), 1016.5(a), and 1016.8(a) by providing one notice to those consumers jointly, unless one or more of those consumers requests separate notices.</P>
                <P>(i)<E T="03">Joint relationships in the case of credit unions.</E>(1) If two or more consumers jointly obtain a financial product or service, other than a loan, from a credit union, the credit union may satisfy the requirements of § 1016.4(a) by providing one initial notice to those consumers jointly.</P>
                <P>(2)<E T="03">Special rule for loans in the case of credit unions.</E>(i) A credit union is required to provide an initial notice to a borrower or guarantor on a loan if the credit union shares his or her nonpublic personal information with nonaffiliated third parties other than for purposes under §§ 1016.13, 1016.14, and 1016.15.</P>
                <P>(ii) A credit union may satisfy the annual notice requirements of § 1016.5 by providing one notice to those borrowers and guarantors jointly.</P>
              </SECTION>
            </SUBPART>
            <SUBPART>
              <PRTPAGE P="79039"/>
              <HD SOURCE="HED">Subpart B—Limits on Disclosures</HD>
              <SECTION>
                <SECTNO>§ 1016.10</SECTNO>
                <SUBJECT>Limits on disclosure of nonpublic personal information to nonaffiliated third parties.</SUBJECT>
                <P>(a)(1)<E T="03">Conditions for disclosure.</E>Except as otherwise authorized in this part, you may not, directly or through any affiliate, disclose any nonpublic personal information about a consumer to a nonaffiliated third party unless:</P>
                <P>(i) You have provided to the consumer an initial notice as required under § 1016.4 of this part;</P>
                <P>(ii) You have provided to the consumer an opt out notice as required in § 1016.7 of this part;</P>
                <P>(iii) You have given the consumer a reasonable opportunity, before you disclose the information to the nonaffiliated third party, to opt out of the disclosure; and</P>
                <P>(iv) The consumer does not opt out.</P>
                <P>(2)<E T="03">Opt out definition.</E>Opt out means a direction by the consumer that you not disclose nonpublic personal information about that consumer to a nonaffiliated third party, other than as permitted by §§ 1016.13, 1016.14, and 1016.15.</P>
                <P>(3)<E T="03">Examples of reasonable opportunity to opt out.</E>You provide a consumer with a reasonable opportunity to opt out if:</P>
                <P>(i)<E T="03">By mail.</E>You mail the notices required in paragraph (a)(1) of this section to the consumer and allow the consumer to opt out by mailing a form, calling a toll-free telephone number, or any other reasonable means within 30 days from the date you mailed the notices.</P>
                <P>(ii)<E T="03">By electronic means.</E>A customer opens an online account with you and agrees to receive the notices required in paragraph (a)(1) of this section electronically, and you allow the customer to opt out by any reasonable means within 30 days after the date that the customer acknowledges receipt of the notices in conjunction with opening the account.</P>
                <P>(iii)<E T="03">Isolated transaction with consumer.</E>For an isolated transaction, such as the purchase of a cashier's check by a consumer, you provide the consumer with a reasonable opportunity to opt out if you provide the notices required in paragraph (a)(1) of this section at the time of the transaction and request that the consumer decide, as a necessary part of the transaction, whether to opt out before completing the transaction.</P>
                <P>(b)<E T="03">Application of opt out to all consumers and all nonpublic personal information.</E>(1) You must comply with this section, regardless of whether you and the consumer have established a customer relationship.</P>
                <P>(2) Unless you comply with this section, you may not, directly or through any affiliate, disclose any nonpublic personal information about a consumer that you have collected, regardless of whether you collected it before or after receiving the direction to opt out from the consumer.</P>
                <P>(c)<E T="03">Partial opt out.</E>You may allow a consumer to select certain nonpublic personal information or certain nonaffiliated third parties with respect to which the consumer wishes to opt out.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1016.11</SECTNO>
                <SUBJECT>Limits on redisclosure and reuse of information.</SUBJECT>
                <P>(a)(1)<E T="03">Information you receive under an exception.</E>If you receive nonpublic personal information from a nonaffiliated financial institution under an exception in § 1016.14 or § 1016.15 of this part, your disclosure and use of that information is limited as follows:</P>
                <P>(i) You may disclose the information to the affiliates of the financial institution from which you received the information;</P>
                <P>(ii) You may disclose the information to your affiliates, but your affiliates may, in turn, disclose and use the information only to the extent that you may disclose and use the information; and</P>
                <P>(iii) You may disclose and use the information pursuant to an exception in § 1016.14 or § 1016.15 in the ordinary course of business to carry out the activity covered by the exception under which you received the information.</P>
                <P>(2)<E T="03">Example.</E>If you receive a customer list from a nonaffiliated financial institution in order to provide account processing services under the exception in § 1016.14(a), you may disclose that information under any exception in § 1016.14 or § 1016.15 in the ordinary course of business in order to provide those services. For example, you could disclose the information in response to a properly authorized subpoena or, in the case of financial institutions other than those described in § 1016.3(l)(3), to your attorneys, accountants, and auditors. You could not disclose that information to a third party for marketing purposes or use that information for your own marketing purposes.</P>
                <P>(b)(1)<E T="03">Information you receive outside of an exception.</E>If you receive nonpublic personal information from a nonaffiliated financial institution other than under an exception in § 1016.14 or § 1016.15 of this part, you may disclose the information only:</P>
                <P>(i) To the affiliates of the financial institution from which you received the information;</P>
                <P>(ii) To your affiliates, but your affiliates may, in turn, disclose the information only to the extent that you can disclose the information; and</P>
                <P>(iii) To any other person, if the disclosure would be lawful if made directly to that person by the financial institution from which you received the information.</P>
                <P>(2)<E T="03">Example.</E>If you obtain a customer list from a nonaffiliated financial institution outside of the exceptions in §§ 1016.14 and 1016.15:</P>
                <P>(i) You may use that list for your own purposes; and</P>
                <P>(ii) You may disclose that list to another nonaffiliated third party only if the financial institution from which you purchased the list could have lawfully disclosed the list to that third party. That is, you may disclose the list in accordance with the privacy policy of the financial institution from which you received the list, as limited by the opt out direction of each consumer whose nonpublic personal information you intend to disclose, and you may disclose the list in accordance with an exception in § 1016.14 or § 1016.15, such as to your attorneys or accountants.</P>
                <P>(c)<E T="03">Information you disclose under an exception.</E>If you disclose nonpublic personal information to a nonaffiliated third party under an exception in § 1016.14 or § 1016.15 of this part, the third party may disclose and use that information only as follows:</P>
                <P>(1) The third party may disclose the information to your affiliates;</P>
                <P>(2) The third party may disclose the information to its affiliates, but its affiliates may, in turn, disclose and use the information only to the extent that the third party may disclose and use the information; and</P>
                <P>(3) The third party may disclose and use the information pursuant to an exception in § 1016.14 or § 1016.15 in the ordinary course of business to carry out the activity covered by the exception under which it received the information.</P>
                <P>(d)<E T="03">Information you disclose outside of an exception.</E>If you disclose nonpublic personal information to a nonaffiliated third party other than under an exception in § 1016.14 or § 1016.15 of this part, the third party may disclose the information only:</P>
                <P>(1) To your affiliates;</P>
                <P>(2) To its affiliates, but its affiliates, in turn, may disclose the information only to the extent the third party can disclose the information; and</P>
                <P>(3) To any other person, if the disclosure would be lawful if you made it directly to that person.</P>
              </SECTION>
              <SECTION>
                <PRTPAGE P="79040"/>
                <SECTNO>§ 1016.12</SECTNO>
                <SUBJECT>Limits on sharing account number information for marketing purposes.</SUBJECT>
                <P>(a)<E T="03">General prohibition on disclosure of account numbers.</E>You must not, directly or through an affiliate, disclose, other than to a consumer reporting agency, an account number or similar form of access number or access code for a consumer's credit card account, deposit account, share account, or transaction account to any nonaffiliated third party for use in telemarketing, direct mail marketing, or other marketing through electronic mail to the consumer.</P>
                <P>(b)<E T="03">Exceptions.</E>Paragraph (a) of this section does not apply if you disclose an account number or similar form of access number or access code:</P>
                <P>(1) To your agent or service provider solely in order to perform marketing for your own products or services, as long as the agent or service provider is not authorized to directly initiate charges to the account; or</P>
                <P>(2) To a participant in a private label credit card program or an affinity or similar program where the participants in the program are identified to the customer when the customer enters into the program.</P>
                <P>(c)<E T="03">Examples.</E>(1)<E T="03">Account number.</E>An account number, or similar form of access number or access code, does not include a number or code in an encrypted form, as long as you do not provide the recipient with a means to decode the number or code.</P>
                <P>(2)<E T="03">Transaction account.</E>A transaction account is an account other than a deposit account, a share account, or a credit card account. A transaction account does not include an account to which third parties cannot initiate charges.</P>
              </SECTION>
            </SUBPART>
            <SUBPART>
              <HD SOURCE="HED">Subpart C—Exceptions</HD>
              <SECTION>
                <SECTNO>§ 1016.13</SECTNO>
                <SUBJECT>Exception to opt out requirements for service providers and joint marketing.</SUBJECT>
                <P>(a)<E T="03">General rule.</E>(1) The opt out requirements in §§ 1016.7 and 1016.10 of this part do not apply when you provide nonpublic personal information to a nonaffiliated third party to perform services for you or functions on your behalf, if you:</P>
                <P>(i) Provide the initial notice in accordance with § 1016.4; and</P>
                <P>(ii) Enter into a contractual agreement with the third party that prohibits the third party from disclosing or using the information other than to carry out the purposes for which you disclosed the information, including use under an exception in § 1016.14 or § 1016.15 in the ordinary course of business to carry out those purposes.</P>
                <P>(2)<E T="03">Example.</E>If you disclose nonpublic personal information under this section to a financial institution with which you perform joint marketing, your contractual agreement with that institution meets the requirements of paragraph (a)(1)(ii) of this section if it prohibits the institution from disclosing or using the nonpublic personal information except as necessary to carry out the joint marketing or under an exception in § 1016.14 or § 1016.15 in the ordinary course of business to carry out that joint marketing.</P>
                <P>(b)<E T="03">Service may include joint marketing.</E>The services a nonaffiliated third party performs for you under paragraph (a) of this section may include marketing of your own products or services or marketing of financial products or services offered pursuant to joint agreements between you and one or more financial institutions.</P>
                <P>(c)<E T="03">Definition of joint agreement.</E>For purposes of this section, joint agreement means a written contract pursuant to which you and one or more financial institutions jointly offer, endorse, or sponsor a financial product or service.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1016.14</SECTNO>
                <SUBJECT>Exceptions to notice and opt out requirements for processing and servicing transactions.</SUBJECT>
                <P>(a)<E T="03">Exceptions for processing transactions at consumer's request.</E>The requirements for initial notice in § 1016.4(a)(2), for the opt out in §§ 1016.7 and 1016.10, and for service providers and joint marketing in § 1016.13 do not apply if you disclose nonpublic personal information as necessary to effect, administer, or enforce a transaction that a consumer requests or authorizes, or in connection with:</P>
                <P>(1) Servicing or processing a financial product or service that a consumer requests or authorizes;</P>
                <P>(2) Maintaining or servicing the consumer's account with you, or with another entity as part of a private label credit card program or other extension of credit on behalf of such entity; or</P>
                <P>(3) A proposed or actual securitization, secondary market sale (including sales of servicing rights), or similar transaction related to a transaction of the consumer.</P>
                <P>(b)<E T="03">Necessary to effect, administer, or enforce a transaction</E>means that the disclosure is:</P>
                <P>(1) Required, or is one of the lawful or appropriate methods, to enforce your rights or the rights of other persons engaged in carrying out the financial transaction or providing the product or service; or</P>
                <P>(2) Required, or is a usual, appropriate or acceptable method:</P>
                <P>(i) To carry out the transaction or the product or service business of which the transaction is a part, and record, service, or maintain the consumer's account in the ordinary course of providing the financial service or financial product;</P>
                <P>(ii) To administer or service benefits or claims relating to the transaction or the product or service business of which it is a part;</P>
                <P>(iii) To provide a confirmation, statement, or other record of the transaction, or information on the status or value of the financial service or financial product to the consumer or the consumer's agent or broker;</P>
                <P>(iv) To accrue or recognize incentives or bonuses associated with the transaction that are provided by you or any other party;</P>
                <P>(v) To underwrite insurance at the consumer's request or for reinsurance purposes, or for any of the following purposes as they relate to a consumer's insurance: account administration, reporting, investigating, or preventing fraud or material misrepresentation, processing premium payments, processing insurance claims, administering insurance benefits (including utilization review activities), participating in research projects, or as otherwise required or specifically permitted by Federal or state law; or</P>
                <P>(vi) In connection with:</P>
                <P>(A) The authorization, settlement, billing, processing, clearing, transferring, reconciling or collection of amounts charged, debited, or otherwise paid using a debit, credit, or other payment card, check, or account number, or by other payment means;</P>
                <P>(B) The transfer of receivables, accounts, or interests therein; or</P>
                <P>(C) The audit of debit, credit, or other payment information.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1016.15</SECTNO>
                <SUBJECT>Other exceptions to notice and opt out requirements.</SUBJECT>
                <P>(a)<E T="03">Exceptions to opt out requirements.</E>The requirements for initial notice in § 1016.4(a)(2), for the opt out in §§ 1016.7 and 1016.10, and for service providers and joint marketing in § 1016.13 do not apply when you disclose nonpublic personal information:</P>
                <P>(1) With the consent or at the direction of the consumer, provided that the consumer has not revoked the consent or direction;</P>
                <P>(2)(i) To protect the confidentiality or security of your records pertaining to the consumer, service, product, or transaction;</P>

                <P>(ii) To protect against or prevent actual or potential fraud, unauthorized transactions, claims, or other liability;<PRTPAGE P="79041"/>
                </P>
                <P>(iii) For required institutional risk control or for resolving consumer disputes or inquiries;</P>
                <P>(iv) To persons holding a legal or beneficial interest relating to the consumer; or</P>
                <P>(v) To persons acting in a fiduciary or representative capacity on behalf of the consumer;</P>
                <P>(3) To provide information to insurance rate advisory organizations, guaranty funds or agencies, agencies that are rating you, persons that are assessing your compliance with industry standards, and your attorneys, accountants, and auditors;</P>

                <P>(4) To the extent specifically permitted or required under other provisions of law and in accordance with the Right to Financial Privacy Act of 1978 (12 U.S.C. 3401<E T="03">et seq.</E>), to law enforcement agencies (including the Bureau, a Federal functional regulator, the Secretary of the Treasury, with respect to 31 U.S.C. Chapter 53, Subchapter II (Records and Reports on Monetary Instruments and Transactions) and 12 U.S.C. Chapter 21 (Financial Recordkeeping), a state insurance authority, with respect to any person domiciled in that insurance authority's state that is engaged in providing insurance, and the Federal Trade Commission), self-regulatory organizations, or for an investigation on a matter related to public safety;</P>

                <P>(5)(i) To a consumer reporting agency in accordance with the Fair Credit Reporting Act (15 U.S.C. 1681<E T="03">et seq.</E>); or</P>
                <P>(ii) From a consumer report reported by a consumer reporting agency;</P>
                <P>(6) In connection with a proposed or actual sale, merger, transfer, or exchange of all or a portion of a business or operating unit if the disclosure of nonpublic personal information concerns solely consumers of such business or unit; or</P>
                <P>(7)(i) To comply with Federal, state, or local laws, rules and other applicable legal requirements;</P>
                <P>(ii) To comply with a properly authorized civil, criminal, or regulatory investigation, or subpoena or summons by Federal, state, or local authorities; or</P>
                <P>(iii) To respond to judicial process or government regulatory authorities having jurisdiction over you for examination, compliance, or other purposes as authorized by law.</P>
                <P>(b)<E T="03">Examples of consent and revocation of consent.</E>(1) A consumer may specifically consent to your disclosure to a nonaffiliated insurance company of the fact that the consumer has applied to you for a mortgage so that the insurance company can offer homeowner's insurance to the consumer.</P>
                <P>(2) A consumer may revoke consent by subsequently exercising the right to opt out of future disclosures of nonpublic personal information as permitted under § 1016.7(h) of this part.</P>
              </SECTION>
            </SUBPART>
            <SUBPART>
              <HD SOURCE="HED">Subpart D—Relation to Other Laws</HD>
              <SECTION>
                <SECTNO>§ 1016.16</SECTNO>
                <SUBJECT>Protection of Fair Credit Reporting Act.</SUBJECT>

                <P>Nothing in this part shall be construed to modify, limit, or supersede the operation of the Fair Credit Reporting Act (15 U.S.C. 1681<E T="03">et seq.</E>), and no inference shall be drawn on the basis of the provisions of this part regarding whether information is transaction or experience information under section 603 of that Act.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1016.17</SECTNO>
                <SUBJECT>Relation to state laws.</SUBJECT>
                <P>(a)<E T="03">In general.</E>This part shall not be construed as superseding, altering, or affecting any statute, regulation, order, or interpretation in effect in any state, except to the extent that such state statute, regulation, order, or interpretation is inconsistent with the provisions of this part, and then only to the extent of the inconsistency.</P>
                <P>(b)<E T="03">Greater protection under state law.</E>For purposes of this section, a state statute, regulation, order, or interpretation is not inconsistent with the provisions of this part if the protection such statute, regulation, order, or interpretation affords any consumer is greater than the protection provided under this part, as determined by the Bureau, on its own motion or upon the petition of any interested party, after consultation with the agency or authority with jurisdiction under section 505(a) of the GLB Act (15 U.S.C. 6805(a)) over either the person that initiated the complaint or that is the subject of the complaint.</P>
                <HD SOURCE="HD1">Appendix to Part 1016—Model Privacy Form</HD>
                <EXTRACT>
                  <HD SOURCE="HD1">A. The Model Privacy Form</HD>
                  <BILCOD>BILLING CODE 4810-AM-P</BILCOD>
                  <GPH DEEP="499" SPAN="3">
                    <PRTPAGE P="79042"/>
                    <GID>ER21DE11.058</GID>
                  </GPH>
                  <GPH DEEP="463" SPAN="3">
                    <PRTPAGE P="79043"/>
                    <GID>ER21DE11.059</GID>
                  </GPH>
                  <GPH DEEP="530" SPAN="3">
                    <PRTPAGE P="79044"/>
                    <GID>ER21DE11.060</GID>
                  </GPH>
                  <GPH DEEP="522" SPAN="3">
                    <PRTPAGE P="79045"/>
                    <GID>ER21DE11.061</GID>
                  </GPH>
                  <GPH DEEP="573" SPAN="3">
                    <PRTPAGE P="79046"/>
                    <GID>ER21DE11.062</GID>
                  </GPH>
                  <GPH DEEP="509" SPAN="3">
                    <PRTPAGE P="79047"/>
                    <GID>ER21DE11.063</GID>
                  </GPH>
                  <GPH DEEP="236" SPAN="3">
                    <PRTPAGE P="79048"/>
                    <GID>ER21DE11.064</GID>
                  </GPH>
                  <BILCOD>BILLING CODE 4810-AM-C</BILCOD>
                  <HD SOURCE="HD1">B. General Instructions</HD>
                  <HD SOURCE="HD2">1. How the Model Privacy Form Is Used</HD>
                  <P>(a) The model form may be used, at the option of a financial institution, including a group of financial institutions that use a common privacy notice, to meet the content requirements of the privacy notice and opt-out notice set forth in §§ 1016.6 and 1016.7 of this part.</P>
                  <P>(b) The model form is a standardized form, including page layout, content, format, style, pagination, and shading. Institutions seeking to obtain the safe harbor through use of the model form may modify it only as described in these Instructions.</P>
                  <P>(c) Note that disclosure of certain information, such as assets, income, and information from a consumer reporting agency, may give rise to obligations under the Fair Credit Reporting Act [15 U.S.C. 1681-1681x] (FCRA), such as a requirement to permit a consumer to opt out of disclosures to affiliates or designation as a consumer reporting agency if disclosures are made to nonaffiliated third parties.</P>
                  <P>(d) The word “customer” may be replaced by the word “member” whenever it appears in the model form, as appropriate.</P>
                  <HD SOURCE="HD2">2. The Contents of the Model Privacy Form</HD>
                  <P>The model form consists of two pages, which may be printed on both sides of a single sheet of paper, or may appear on two separate pages. Where an institution provides a long list of institutions at the end of the model form in accordance with Instruction C.3(a)(1), or provides additional information in accordance with Instruction C.3(c), and such list or additional information exceeds the space available on page two of the model form, such list or additional information may extend to a third page.</P>
                  <P>(a)<E T="03">Page One.</E>The first page consists of the following components:</P>
                  <P>(1) Date last revised (upper right-hand corner).</P>
                  <P>(2) Title.</P>
                  <P>(3) Key frame (Why?, What?, How?).</P>
                  <P>(4) Disclosure table (“Reasons we can share your personal information”).</P>
                  <P>(5) “To limit our sharing” box, as needed, for the financial institution's opt-out information.</P>
                  <P>(6) “Questions” box, for customer service contact information.</P>
                  <P>(7) Mail-in opt-out form, as needed.</P>
                  <P>(b)<E T="03">Page Two.</E>The second page consists of the following components:</P>
                  <P>(1) Heading (Page 2).</P>
                  <P>(2) Frequently Asked Questions (“Who we are” and “What we do”).</P>
                  <P>(3) Definitions.</P>
                  <P>(4) “Other important information” box, as needed.</P>
                  <HD SOURCE="HD2">3. The Format of the Model Privacy Form</HD>
                  <P>The format of the model form may be modified only as described below.</P>
                  <P>(a)<E T="03">Easily readable type font.</E>Financial institutions that use the model form must use an easily readable type font. While a number of factors together produce easily readable type font, institutions are required to use a minimum of 10-point font (unless otherwise expressly permitted in these Instructions) and sufficient spacing between the lines of type.</P>
                  <P>(b)<E T="03">Logo.</E>A financial institution may include a corporate logo on any page of the notice, so long as it does not interfere with the readability of the model form or the space constraints of each page.</P>
                  <P>(c)<E T="03">Page size and orientation.</E>Each page of the model form must be printed on paper in portrait orientation, the size of which must be sufficient to meet the layout and minimum font size requirements, with sufficient white space on the top, bottom, and sides of the content.</P>
                  <P>(d)<E T="03">Color.</E>The model form must be printed on white or light color paper (such as cream) with black or other contrasting ink color. Spot color may be used to achieve visual interest, so long as the color contrast is distinctive and the color does not detract from the readability of the model form. Logos may also be printed in color.</P>
                  <P>(e)<E T="03">Languages.</E>The model form may be translated into languages other than English.</P>
                  <HD SOURCE="HD1">C. Information Required in the Model Privacy Form</HD>
                  <P>The information in the model form may be modified only as described below:</P>
                  <HD SOURCE="HD2">1. Name of the Institution or Group of Affiliated Institutions Providing the Notice</HD>
                  <P>Insert the name of the financial institution providing the notice or a common identity of affiliated institutions jointly providing the notice on the form wherever [name of financial institution] appears.</P>
                  <HD SOURCE="HD2">2. Page One</HD>
                  <P>(a)<E T="03">Last revised date.</E>The financial institution must insert in the upper right-hand corner the date on which the notice was last revised. The information shall appear in minimum 8-point font as “rev. [month/year]” using either the name or number of the month, such as “rev. July 2009” or “rev. 7/09”.</P>
                  <P>(b)<E T="03">General instructions for the “What?” box.</E>
                  </P>
                  <P>(1) The bulleted list identifies the types of personal information that the institution collects and shares. All institutions must use the term “Social Security number” in the first bullet.</P>

                  <P>(2) Institutions must use five (5) of the following terms to complete the bulleted list: Income; account balances; payment history; transaction history; transaction or loss history; credit history; credit scores; assets; investment experience; credit-based insurance scores; insurance claim history; medical information; overdraft history; purchase history; account transactions; risk tolerance; medical-related debts; credit card or other debt; mortgage rates and payments; retirement assets; checking account<PRTPAGE P="79049"/>information; employment information; wire transfer instructions.</P>
                  <P>(c)<E T="03">General instructions for the disclosure table.</E>The left column lists reasons for sharing or using personal information. Each reason correlates to a specific legal provision described in paragraph C.2(d) of this Instruction. In the middle column, each institution must provide a “Yes” or “No” response that accurately reflects its information sharing policies and practices with respect to the reason listed on the left. In the right column, each institution must provide in each box one of the following three (3) responses, as applicable, that reflects whether a consumer can limit such sharing: “Yes” if it is required to or voluntarily provides an opt-out; “No” if it does not provide an opt-out; or “We don't share” if it answers “No” in the middle column. Only the sixth row (“For our affiliates to market to you”) may be omitted at the option of the institution.<E T="03">See</E>paragraph C.2(d)(6) of this Instruction.</P>
                  <P>(d)<E T="03">Specific disclosures and corresponding legal provisions.</E>
                  </P>
                  <P>(1)<E T="03">For our everyday business purposes.</E>This reason incorporates sharing information under §§ 1016.14 and 1016.15 and with service providers pursuant to § 1016.13 of this part other than the purposes specified in paragraphs C.2(d)(2) or C.2(d)(3) of these Instructions.</P>
                  <P>(2)<E T="03">For our marketing purposes.</E>This reason incorporates sharing information with service providers by an institution for its own marketing pursuant to § 1016.13 of this part. An institution that shares for this reason may choose to provide an opt-out.</P>
                  <P>(3)<E T="03">For joint marketing with other financial companies.</E>This reason incorporates sharing information under joint marketing agreements between two or more financial institutions and with any service provider used in connection with such agreements pursuant to § 1016.13 of this part. An institution that shares for this reason may choose to provide an opt-out.</P>
                  <P>(4)<E T="03">For our affiliates' everyday business purposes—information about transactions and experiences.</E>This reason incorporates sharing information specified in sections 603(d)(2)(A)(i) and (ii) of the FCRA. An institution that shares for this reason may choose to provide an opt-out.</P>
                  <P>(5)<E T="03">For our affiliates' everyday business purposes—information about creditworthiness.</E>This reason incorporates sharing information pursuant to section 603(d)(2)(A)(iii) of the FCRA. An institution that shares for this reason must provide an opt-out.</P>
                  <P>(6)<E T="03">For our affiliates to market to you.</E>This reason incorporates sharing information specified in section 624 of the FCRA. This reason may be omitted from the disclosure table when: the institution does not have affiliates (or does not disclose personal information to its affiliates); the institution's affiliates do not use personal information in a manner that requires an opt-out; or the institution provides the affiliate marketing notice separately. Institutions that include this reason must provide an opt-out of indefinite duration. An institution that is required to provide an affiliate marketing opt-out, but does not include that opt-out in the model form under this part, must comply with section 624 of the FCRA and 12 CFR part 1022, subpart C, with respect to the initial notice and opt-out and any subsequent renewal notice and opt-out. An institution not required to provide an opt-out under this subparagraph may elect to include this reason in the model form.</P>
                  <P>(7)<E T="03">For nonaffiliates to market to you.</E>This reason incorporates sharing described in §§ 1016.7 and 1016.10(a) of this part. An institution that shares personal information for this reason must provide an opt-out.</P>
                  <P>(e)<E T="03">To limit our sharing:</E>A financial institution must include this section of the model form<E T="03">only</E>if it provides an opt-out. The word “choice” may be written in either the singular or plural, as appropriate. Institutions must select one or more of the applicable opt-out methods described: Telephone, such as by a toll-free number; a Web site; or use of a mail-in opt-out form. Institutions may include the words “toll-free” before telephone, as appropriate. An institution that allows consumers to opt out online must provide either a specific Web address that takes consumers directly to the opt-out page or a general Web address that provides a clear and conspicuous direct link to the opt-out page. The opt-out choices made available to the consumer who contacts the institution through these methods must correspond accurately to the “Yes” responses in the third column of the disclosure table. In the part titled “Please note,” institutions may insert a number that is 30 or greater in the space marked “[30].” Instructions on voluntary or state privacy law opt-out information are in paragraph C.2(g)(5) of these Instructions.</P>
                  <P>(f)<E T="03">Questions box.</E>Customer service contact information must be inserted as appropriate, where [phone number] or [Web site] appear. Institutions may elect to provide either a phone number, such as a toll-free number, or a web address, or both. Institutions may include the words “toll-free” before the telephone number, as appropriate.</P>
                  <P>(g)<E T="03">Mail-in opt-out form.</E>Financial institutions must include this mail-in form<E T="03">only</E>if they state in the “To limit our sharing” box that consumers can opt out by mail. The mail-in form must provide opt-out options that correspond accurately to the “Yes” responses in the third column in the disclosure table. Institutions that require customers to provide only name and address may omit the section identified as “[account #].” Institutions that require additional or different information, such as a random opt-out number or a truncated account number, to implement an opt-out election should modify the “[account #]” reference accordingly. This includes institutions that require customers with multiple accounts to identify each account to which the opt-out should apply. An institution must enter its opt-out mailing address: in the far right of this form (<E T="03">see</E>version 3); or below the form (<E T="03">see</E>version 4). The reverse side of the mail-in opt-out form must not include any content of the model form.</P>
                  <P>(1)<E T="03">Joint accountholder.</E>Only institutions that provide their joint accountholders the choice to opt out for only one accountholder, in accordance with paragraph C.3(a)(5) of these Instructions, must include in the far left column of the mail-in form the following statement: “If you have a joint account, your choice(s) will apply to everyone on your account unless you mark below. ☐ Apply my choice(s) only to me.” The word “choice” may be written in either the singular or plural, as appropriate. Financial institutions that provide insurance products or services, provide this option, and elect to use the model form may substitute the word “policy” for “account” in this statement. Institutions that do not provide this option may eliminate this left column from the mail-in form.</P>
                  <P>(2)<E T="03">FCRA section 603(d)(2)(A)(iii) opt-out.</E>If the institution shares personal information pursuant to section 603(d)(2)(A)(iii) of the FCRA, it must include in the mail-in opt-out form the following statement: “☐ Do not share information about my creditworthiness with your affiliates for their everyday business purposes.”</P>
                  <P>(3)<E T="03">FCRA section 624 opt-out.</E>If the institution incorporates section 624 of the FCRA in accord with paragraph C.2(d)(6) of these Instructions, it must include in the mail-in opt-out form the following statement: “☐ Do not allow your affiliates to use my personal information to market to me.”</P>
                  <P>(4)<E T="03">Nonaffiliate opt-out.</E>If the financial institution shares personal information pursuant to § 1016.10(a) of this part, it must include in the mail-in opt-out form the following statement: “☐ Do not share my personal information with nonaffiliates to market their products and services to me.”</P>
                  <P>(5)<E T="03">Additional opt-outs.</E>Financial institutions that use the disclosure table to provide opt-out options beyond those required by Federal law must provide those opt-outs in this section of the model form. A financial institution that chooses to offer an opt-out for its own marketing in the mail-in opt-out form must include one of the two following statements: “☐ Do not share my personal information to market to me.”<E T="03">or</E>“☐ Do not use my personal information to market to me.” A financial institution that chooses to offer an opt-out for joint marketing must include the following statement: “☐ Do not share my personal information with other financial institutions to jointly market to me.”</P>
                  <P>(h)<E T="03">Barcodes.</E>A financial institution may elect to include a barcode and/or “tagline” (an internal identifier) in 6-point font at the bottom of page one, as needed for information internal to the institution, so long as these do not interfere with the clarity or text of the form.</P>
                  <HD SOURCE="HD2">3. Page Two</HD>
                  <P>(a)<E T="03">General Instructions for the Questions.</E>Certain of the Questions may be customized as follows:</P>
                  <P>(1)<E T="03">“Who is providing this notice?”</E>This question may be omitted where only one financial institution provides the model form and that institution is clearly identified in the title on page one. Two or more financial institutions that jointly provide the model form must use this question to identify themselves as required by § 1016.9(f) of this part. Where the list of institutions exceeds four (4) lines, the institution must describe in<PRTPAGE P="79050"/>the response to this question the general types of institutions jointly providing the notice and must separately identify those institutions, in minimum 8-point font, directly following the “Other important information” box, or, if that box is not included in the institution's form, directly following the “Definitions.” The list may appear in a multi-column format.</P>
                  <P>(2)<E T="03">“How does [name of financial institution] protect my personal information?”</E>The financial institution may only provide additional information pertaining to its safeguards practices following the designated response to this question. Such information may include information about the institution's use of cookies or other measures it uses to safeguard personal information. Institutions are limited to a maximum of 30 additional words.</P>
                  <P>(3)<E T="03">“How does [name of financial institution] collect my personal information?”</E>Institutions must use five (5) of the following terms to complete the bulleted list for this question: Open an account; deposit money; pay your bills; apply for a loan; use your credit or debit card; seek financial or tax advice; apply for insurance; pay insurance premiums; file an insurance claim; seek advice about your investments; buy securities from us; sell securities to us; direct us to buy securities; direct us to sell your securities; make deposits or withdrawals from your account; enter into an investment advisory contract; give us your income information; provide employment information; give us your employment history; tell us about your investment or retirement portfolio; tell us about your investment or retirement earnings; apply for financing; apply for a lease; provide account information; give us your contact information; pay us by check; give us your wage statements; provide your mortgage information; make a wire transfer; tell us who receives the money; tell us where to send the money; show your government-issued ID; show your driver's license; order a commodity futures or option trade. Institutions that collect personal information from their affiliates and/or credit bureaus must include after the bulleted list the following statement: “We also collect your personal information from others, such as credit bureaus, affiliates, or other companies.” Institutions that do not collect personal information from their affiliates or credit bureaus but do collect information from other companies must include the following statement instead: “We also collect your personal information from other companies.” Only institutions that do not collect any personal information from affiliates, credit bureaus, or other companies can omit both statements.</P>
                  <P>(4)<E T="03">“Why can't I limit all sharing?”</E>Institutions that describe state privacy law provisions in the<E T="03">“Other important information”</E>box must use the bracketed sentence: “See below for more on your rights under state law.” Other institutions must omit this sentence.</P>
                  <P>(5)<E T="03">“What happens when I limit sharing for an account I hold jointly with someone else?”</E>Only financial institutions that provide opt-out options must use this question. Other institutions must omit this question. Institutions must choose one of the following two statements to respond to this question: “Your choices will apply to everyone on your account.” or “Your choices will apply to everyone on your account—unless you tell us otherwise.” Financial institutions that provide insurance products or services and elect to use the model form may substitute the word “policy” for “account” in these statements.</P>
                  <P>(b)<E T="03">General Instructions for the Definitions.</E>The financial institution must customize the space below the responses to the three definitions in this section. This specific information must be in italicized lettering to set off the information from the standardized definitions.</P>
                  <P>(1)<E T="03">Affiliates.</E>As required by § 1016.6(a)(3) of this part, where [<E T="03">affiliate information</E>] appears, the financial institution must:</P>
                  <P>(i) If it has no affiliates, state: “<E T="03">[name of financial institution] has no affiliates”;</E>
                  </P>

                  <P>(ii) If it has affiliates but does not share personal information, state: “<E T="03">[name of financial institution] does not share with our affiliates</E>”; or</P>

                  <P>(iii) If it shares with its affiliates, state, as applicable: “<E T="03">Our affiliates include companies with a [common corporate identity of financial institution] name; financial companies such as [insert illustrative list of companies]; nonfinancial companies, such as [insert illustrative list of companies]; and others, such as [insert illustrative list].</E>”</P>
                  <P>(2)<E T="03">Nonaffiliates.</E>As required by § 1016.6(c)(3) of this part, where [<E T="03">nonaffiliate information</E>] appears, the financial institution must:</P>

                  <P>(i) If it does not share with nonaffiliated third parties, state: “<E T="03">[name of financial institution] does not share with nonaffiliates so they can market to you</E>”; or</P>

                  <P>(ii) If it shares with nonaffiliated third parties, state, as applicable: “<E T="03">Nonaffiliates we share with can include [list categories of companies such as mortgage companies, insurance companies, direct marketing companies, and nonprofit organizations].</E>”</P>
                  <P>(3)<E T="03">Joint Marketing.</E>As required by § 1016.13 of this part, where [<E T="03">joint marketing</E>] appears, the financial institution must:</P>

                  <P>(i) If it does not engage in joint marketing, state: “<E T="03">[name of financial institution] doesn't jointly market</E>”; or</P>

                  <P>(ii) If it shares personal information for joint marketing, state, as applicable: “<E T="03">Our joint marketing partners include [list categories of companies such as credit card companies].</E>”</P>
                  <P>(c)<E T="03">General instructions for the “Other important information</E>” box. This box is optional. The space provided for information in this box is not limited. Only the following types of information can appear in this box.</P>
                  <P>(1) State and/or international privacy law information; and/or</P>
                  <P>(2) Acknowledgment of receipt form.</P>
                  <SIG>
                    <DATED>Dated: October 24, 2011.</DATED>
                    <NAME>Alastair M. Fitzpayne,</NAME>
                    <TITLE>Deputy Chief of Staff and Executive Secretary, Department of the Treasury.</TITLE>
                  </SIG>
                </EXTRACT>
              </SECTION>
            </SUBPART>
          </PART>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-31729 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4810-AM-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL HOUSING FINANCE AGENCY</AGENCY>
        <CFR>12 CFR Part 1281</CFR>
        <RIN>RIN 2590-AA48</RIN>
        <SUBJECT>Federal Home Loan Bank Housing Goals: Mortgage Reporting Amendments</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Housing Finance Agency.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Federal Housing Finance Agency (FHFA) is amending the mortgage reporting requirements in its regulation governing housing goals for the Federal Home Loan Banks (Banks) to make those requirements consistent with other data reporting requirements currently applicable to the Banks.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective January 20, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Charles E. McLean, Associate Director, (202) 408-2537, or Rafe R. Ellison, Senior Program Analyst, (202) 408-2968, Office of Housing and Regulatory Policy, 1625 Eye Street NW., Washington, DC 20006. For legal matters, contact Kevin Sheehan, Assistant General Counsel, (202) 414-8952, or Sharon Like, Managing Associate General Counsel, (202) 414-8950, Office of General Counsel, Federal Housing Finance Agency, Fourth Floor, 1700 G Street NW., Washington, DC 20552 (these are not toll-free numbers). The telephone number for the Telecommunications Device for the Hearing Impaired is (800) 877-8339.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <HD SOURCE="HD2">A. Establishment of Bank Housing Goals</HD>

        <P>Section 1205 of the Housing and Economic Recovery Act of 2008 (HERA) amended the Federal Home Loan Bank Act (Bank Act) by adding a new section 10C that requires the Director of FHFA to establish housing goals with respect to the Banks' purchase of mortgages, if any. To implement section 10C, FHFA adopted a final rule establishing three single-family owner-occupied purchase money mortgage goals and one single-family refinancing mortgage goal applicable to the Banks' purchases of single-family owner-occupied mortgages, if any, under their Acquired Member Assets (AMA) programs.<E T="03">See</E>75 FR 81096 (Dec. 27, 2010).</P>
        <HD SOURCE="HD2">B. Bank Housing Goals Mortgage Reporting Requirements</HD>

        <P>The Bank housing goals regulation requires each Bank to collect and<PRTPAGE P="79051"/>compile computerized loan-level data on each AMA-approved mortgage purchased.<E T="03">See</E>12 CFR 1281.21(a). Each Bank is required to submit to the Director, on a semi-annual basis, a Mortgage Report containing aggregations of the loan-level mortgage data for year-to-date AMA-approved mortgage purchases, as well as year-to-date dollar volume, number of units, and number of AMA-approved mortgages on owner-occupied properties purchased that do, and do not, qualify under each housing goal.<E T="03">See</E>12 CFR 1281.21(b). The first semi-annual Mortgage Report must be submitted within 45 days of the end of the second quarter, and the annual Mortgage Report must be submitted within 60 days of the end of the calendar year.<E T="03">See</E>12 CFR 1281.21(c). In addition, the Bank housing goals regulation currently provides that a Bank may revise its first semi-annual Mortgage Report for a year at any time before submission of its annual Mortgage Report.<E T="03">See</E>12 CFR 1281.21(d).</P>
        <HD SOURCE="HD2">C. Data Reporting Manual Requirements</HD>
        <P>FHFA has established separate data reporting requirements for the Banks under the Data Reporting Manual (DRM). The data reporting requirements under the Bank housing goals regulation are similar to existing data reporting requirements under the DRM, but the requirements are not identical. Specifically, the DRM provides that data that is required to be reported on a semi-annual basis must be submitted within two calendar months of the end of the second quarter, or within two calendar months of the end of the year, as applicable. In addition, the DRM requires that any corrections to data submitted by a Bank must be made within 30 days of identifying the need for a correction. This requirement effectively limits a Bank's ability to submit a revised semi-annual Mortgage Report pursuant to 12 CFR 1281.21(d).</P>
        <HD SOURCE="HD1">II. Analysis of Final Rule</HD>
        <HD SOURCE="HD2">A. Timing of Mortgage Reports—§ 1281.21(c)</HD>
        <P>In order to make the mortgage reporting schedule for the Banks under the Bank housing goals consistent with the DRM reporting schedule, the final rule amends § 1281.21(c) to allow the Banks two calendar months, rather than 45 days, from the end of the second quarter to submit the semi-annual Mortgage Report, and two calendar months, rather than 60 days, from the end of the year to submit the annual Mortgage Report.</P>
        <HD SOURCE="HD2">B. Revisions to Mortgage Reports—§ 1281.21(d)</HD>
        <P>In order to make the data integrity provisions under the Bank housing goals consistent with the data integrity requirements under the DRM, the final rule removes paragraph (d) from § 1281.21. This change does not impose any new requirements on the Banks. The change simply makes clear that the data integrity reporting requirements established under the DRM continue to apply to all data submissions from the Banks.</P>
        <HD SOURCE="HD2">C. Banks' and Enterprises' Differences</HD>
        <P>Section 1313 of the Federal Housing Enterprises Financial Safety and Soundness Act of 1992, as amended, 12 U.S.C. 4513(f), requires the Director of FHFA to consider the differences between the Banks and the Enterprises (Fannie Mae and Freddie Mac) whenever promulgating regulations that affect the Banks. The changes in this final rule are intended to conform the data reporting requirements under the Bank housing goals to the Bank data reporting requirements under the DRM. FHFA has considered these procedural changes in light of the differences between the Banks and the Enterprises and has determined that the final rule is appropriate.</P>
        <HD SOURCE="HD1">III. Paperwork Reduction Act</HD>

        <P>The final rule does not contain any information collection requirement that requires the approval of the Office of Management and Budget under the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>).</P>
        <HD SOURCE="HD1">IV. Notice and Public Participation</HD>
        <P>FHFA has determined that this rulemaking is exempt from the notice and comment requirements of the Administrative Procedure Act. Because the changes are procedural in nature and will not significantly affect a Bank's substantive rights, FHFA has concluded that notice and comment are not required pursuant to 5 U.S.C. 553(b)(A). In addition, because the changes to part 1281 are minor technical changes that conform regulatory provisions to the data reporting requirements that FHFA has already imposed on the Banks, FHFA for good cause has concluded that notice and comment are unnecessary pursuant to 5 U.S.C. 553(b)(B).</P>
        <HD SOURCE="HD1">V. Regulatory Flexibility Act</HD>

        <P>The provisions of the Regulatory Flexibility Act do not apply to regulations that are exempt from the notice and comment requirements of the Administrative Procedure Act.<E T="03">See</E>5 U.S.C. 604(a).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 12 CFR Part 1281</HD>
          <P>Credit, Federal home loan banks, Housing, Mortgages, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Authority and Issuance</HD>
        <P>For the reasons stated in the preamble, under the authority of 12 U.S.C. 1430c, FHFA amends part 1281 of title 12 of the Code of Federal Regulations as follows:</P>
        <REGTEXT PART="1281" TITLE="12">
          <PART>
            <HD SOURCE="HED">PART 1281—FEDERAL HOME LOAN BANK HOUSING GOALS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 1281 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>12 U.S.C. 1430c.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="1281" TITLE="12">
          <AMDPAR>2. Amend § 1281.21 as follows:</AMDPAR>
          <AMDPAR>a. Revise paragraph (c); and</AMDPAR>
          <AMDPAR>b. Remove paragraph (d) and redesignate paragraph (e) as new paragraph (d).</AMDPAR>
          <SECTION>
            <SECTNO>§ 1281.21</SECTNO>
            <SUBJECT>Mortgage Reports.</SUBJECT>
            <STARS/>
            <P>(c)<E T="03">Timing of Reports.</E>Each Bank shall submit its first semi-annual Mortgage Report within two calendar months of the end of the second quarter. Each Bank shall submit its annual Mortgage Report within two calendar months of the end of the calendar year.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Edward J. DeMarco,</NAME>
          <TITLE>Acting Director, Federal Housing Finance Agency.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32644 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8070-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2007-0218; Directorate Identifier 92-ANE-56-AD; Amendment 39-16894; AD 2011-26-04]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Lycoming Engines, Fuel Injected Reciprocating Engines</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>We are superseding an existing airworthiness directive (AD) for certain fuel injected reciprocating engines manufactured by Lycoming Engines. That AD currently requires inspection, replacement if necessary, and proper clamping of externally<PRTPAGE P="79052"/>mounted fuel injector fuel lines. That AD also states that it is not applicable to engines that have a Maintenance and Overhaul Manual with an Airworthiness Limitations Section that requires inspection and replacement, if necessary, of externally mounted fuel injector lines. This new AD requires the same actions. This AD was prompted by Lycoming Engines revising their Mandatory Service Bulletin (MSB) to add engine models requiring inspections. We are issuing this AD to prevent failure of the fuel injector fuel lines that would allow fuel to spray into the engine compartment, resulting in an engine fire.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD is effective January 25, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of a certain publication listed in the AD as of January 25, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>For service information identified in this AD, contact Lycoming Engines, 652 Oliver Street, Williamsport, PA 17701, or go to<E T="03">www.lycoming.textron.com.</E>You may review copies of the referenced service information at the FAA, Engine Certification Office, Engine &amp; Propeller Directorate, 12 New England Executive Park, Burlington, MA. For information on the availability of this material at the FAA, call (781) 238-7125.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the regulatory evaluation, any comments received, and other information. The address for the Docket Office (phone: (800) 647-5527) is Document Management Facility, U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Norm Perenson, Aerospace Engineer, New York Aircraft Certification Office, FAA, Engine &amp; Propeller Directorate, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: (516) 228-7337; fax: (516) 794-5531; email:<E T="03">Norman.perenson@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to supersede AD 2008-14-07, Amendment 39-15602 (73 FR 39574, July 10, 2008). That AD applies to the specified products. The NPRM published in the<E T="04">Federal Register</E>on February 15, 2011 (76 FR 8661). That NPRM proposed to inspect, replace if necessary, and properly clamp externally mounted fuel injector fuel lines. That AD also states that it is not applicable to engines that have a Maintenance and Overhaul Manual with an Airworthiness Limitations Section that requires inspection and replacement, if necessary, of externally mounted fuel injector lines.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. The following presents the comment received on the proposal and the FAA's response to the comment.</P>
        <HD SOURCE="HD1">Question</HD>
        <P>One commenter asked why the AD requirements are only for Lycoming engines, and not also for Teledyne Continental Motors (TCM) engines. The commenter inferred that we write ADs, just to make owners maintain their aircraft.</P>
        <P>In response, any AD made applicable to TCM engines with externally mounted fuel injector lines, would have to be written by the Atlanta Aircraft Certification Office (ACO), because that office has oversight of TCM. The Atlanta ACO has informed us that at this time, there is insufficient data to justify an AD for TCM engines with externally mounted fuel injector lines, however, they realize there may be justification for issuing a Special Airworthiness Information Bulletin (SAIB), for TCM engines on this subject. They are looking into possibly issuing an SAIB.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the relevant data, considered the comment received, and determined that air safety and the public interest require adopting the AD as proposed.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD affects 21,180 four-cylinder engines, 21,449 six-cylinder engines, and 256 eight-cylinder engines installed on aircraft of U.S. registry. We also estimate that it will take about 0.2 work-hour to inspect all lines on a four-cylinder engine, 0.5 work-hour to inspect all lines on a six-cylinder engine, and 0.7 work-hour to inspect all lines on an eight-cylinder engine. We also estimate that the average labor rate is $85 per work-hour. We do not anticipate any additional costs on U.S. operators, as the inspection would be done in conjunction with other work performed concurrently. We anticipate no parts to be required. Based on these figures, the total cost of the AD to U.S. operators for one inspection of the fleet is $1,286,875.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in subtitle VII, part A, subpart III, section 44701, “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We have determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>
          <E T="03">For the reasons discussed above, I certify that this AD:</E>
        </P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <PRTPAGE P="79053"/>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by removing airworthiness directive (AD) 2008-14-07, Amendment 39-15602 (73 FR 39574, July 10, 2008), and adding the following new AD:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2011-26-04Lycoming Engines (formerly Textron Lycoming Division, AVCO Corporation):</E>Amendment 39-16894; Docket No. FAA-2007-0218; Directorate Identifier 92-ANE-56-AD.</FP>
            <HD SOURCE="HD1">(a) Effective Date</HD>
            <P>This airworthiness directive (AD) is effective January 25, 2012.</P>
            <HD SOURCE="HD1">(b) Affected ADs</HD>
            <P>This AD supersedes AD 2008-14-07, Amendment 39-15602 (73 FR 39574, July 10, 2008).</P>
            <HD SOURCE="HD1">(c) Applicability</HD>
            <P>(1) This AD applies to fuel injected reciprocating engines manufactured by Lycoming Engines that incorporate externally mounted fuel injection lines (engines with an “I” in the prefix of the engine model designation) as listed in the following Table 1:</P>
            <GPOTABLE CDEF="s50,r200" COLS="2" OPTS="L2,i1">
              <TTITLE>Table 1—Engine Models Affected</TTITLE>
              <BOXHD>
                <CHED H="1">Engine</CHED>
                <CHED H="1">Model</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">AEIO-320</ENT>
                <ENT>-D1B, -D2B, -E1B, -E2B</ENT>
              </ROW>
              <ROW>
                <ENT I="01">AIO-320</ENT>
                <ENT>-A1B, -BIB, -C1B</ENT>
              </ROW>
              <ROW>
                <ENT I="01">IO-320</ENT>
                <ENT>-B1A, -B1C, -C1A, -D1A, -D1B, -E1A, -E1B, -E2A, -E2B</ENT>
              </ROW>
              <ROW>
                <ENT I="01">LIO-320</ENT>
                <ENT>-B1A, -C1A</ENT>
              </ROW>
              <ROW>
                <ENT I="01">AEIO-360</ENT>
                <ENT>-A1A, -A1B, -A1B6, -A1D, -A1E, -A1E6, -B1F, -B2F, -B1G6, -B1H, -B4A, -H1A, -H1B</ENT>
              </ROW>
              <ROW>
                <ENT I="01">AIO-360</ENT>
                <ENT>-A1A, -A1B, -B1B</ENT>
              </ROW>
              <ROW>
                <ENT I="01">HIO-360</ENT>
                <ENT>-A1A, -A1B, -B1A, -C1A, -C1B, -D1A, -E1AD, -E1BD, -F1AD, -G1A</ENT>
              </ROW>
              <ROW>
                <ENT I="01">IO-360</ENT>
                <ENT>-A1A, -A1B, -A1B6, -A1B6D, -A1C, -A1D, -A1D6, -A2A, -A2B, -A3B6, -A3B6D, -B1B, -B1D, -B1E, -B1F, -B1G6, -B2F, -B2F6, -B4A, -C1A, -C1B, -C1C, -C1C6, -C1D6, -C1E6, -C1F, -C1G6, -F1A, -J1A6D, -M1B, -L2A, -M1A</ENT>
              </ROW>
              <ROW>
                <ENT I="01">IVO-360</ENT>
                <ENT>-A1A</ENT>
              </ROW>
              <ROW>
                <ENT I="01">LIO-360</ENT>
                <ENT>-C1E6, -M1A</ENT>
              </ROW>
              <ROW>
                <ENT I="01">TIO-360</ENT>
                <ENT>-A1B, -C1A6D</ENT>
              </ROW>
              <ROW>
                <ENT I="01">IGO-480</ENT>
                <ENT>-A1B6</ENT>
              </ROW>
              <ROW>
                <ENT I="01">AEIO-540</ENT>
                <ENT>-D4A5, -D4B5, -D4D5, -L1B5, -L1B5D, -L1D5</ENT>
              </ROW>
              <ROW>
                <ENT I="01">IGO-540</ENT>
                <ENT>-B1A, -B1C</ENT>
              </ROW>
              <ROW>
                <ENT I="01">IO-540</ENT>
                <ENT>-A1A5, -AA1A5, -AA1B5, -AB1A5, -AC1A5, -AE1A5, -B1A5, -B1C5, -C1B5, -C4B5, -C4D5D, -D4A5, -E1A5, -E1B5, -G1A5, -G1B5, -G1C5, -G1D5, -G1E5, -G1F5, -J4A5, -V4A5D, -K1A5, -K1A5D, -K1B5, -K1C5, -K1D5, -K1E5, -K1E5D, -K1F5, K1H5, -K1J5, -K1F5D, -K1G5, -K1G5D, -K1H5, -K1J5D, -K1K5, -K1E5, -K1E5D, -K1F5, -K1J5, -L1C5, -M1A5, -M1B5D, -M1C5, -N1A5, -P1A5, -R1A5, -S1A5, -T4A5D, -T4B5, -T4B5D, -T4C5D, -V4A5, -V4A5D, -W1A5, -W1A5D, -W3A5D</ENT>
              </ROW>
              <ROW>
                <ENT I="01">IVO-540</ENT>
                <ENT>-A1A</ENT>
              </ROW>
              <ROW>
                <ENT I="01">LTIO-540</ENT>
                <ENT>-F2BD, -J2B, -J2BD, -N2BD, -R2AD, -U2A, -V2AD, -W2A</ENT>
              </ROW>
              <ROW>
                <ENT I="01">TIO-540</ENT>
                <ENT>-A1A, -A1B, -A2A, -A2B, -A2C, -AE2A, -AH1A, -AA1AD, -AF1A, -AF1B, -AG1A, -AB1AD, -AB1BD, -AH1A, -AJ1A, -AK1A, -C1A, -E1A, -G1A, -F2BD, -J2B, -J2BD, -N2BD, -R2AD, -S1AD, -U2A, -V2AD, -W2A</ENT>
              </ROW>
              <ROW>
                <ENT I="01">TIVO-540</ENT>
                <ENT>-A2A</ENT>
              </ROW>
              <ROW>
                <ENT I="01">IO-720</ENT>
                <ENT>-A1A, -A1B, -D1B, -D1BD, -D1C, -D1CD, -B1B, -B1BD, -C1B</ENT>
              </ROW>
            </GPOTABLE>
            <P>(2) Engine models in Table 1 of this AD are installed on, but not limited to, Piper PA-24 Comanche, PA-30 and PA-39 Twin Comanche, PA-28 Arrow, and PA-23 Aztec; Beech 23 Musketeer; Mooney 20, and Cessna 177 Cardinal airplanes.</P>
            <P>(3) This AD is not applicable to engines having internally mounted fuel injection lines, which are not accessible. Those engine models are not included in Table 1 of this AD.</P>
            <P>(4) This AD is not applicable to engines that have a Maintenance and Overhaul Manual with an Airworthiness Limitations Section that requires inspection of externally mounted fuel injector lines. Those engine models are not included in Table 1 of this AD.</P>
            <HD SOURCE="HD1">(d) Unsafe Condition</HD>
            <P>This AD was prompted by Lycoming Engines revising their Mandatory Service Bulletin (MSB) to add engine models requiring inspection. We are issuing this AD to prevent failure of the fuel injector fuel lines that would allow fuel to spray into the engine compartment, resulting in an engine fire.</P>
            <HD SOURCE="HD1">(e) Compliance</HD>
            <P>Comply with this AD within the compliance times specified, unless already done.</P>
            <HD SOURCE="HD1">(f) Engines That Have Had Initial Inspections</HD>
            <P>For engines that have had initial inspections in accordance with Textron Lycoming MSB No. 342, dated March 24, 1972; Textron Lycoming MSB No. 342A, dated May 26, 1992; Textron Lycoming MSB No. 342B, dated October 22, 1993; Supplement No. 1 to MSB No. 342B, dated April 27, 1999; Textron Lycoming MSB No. 342C, dated April 28, 2000; Textron Lycoming MSB No. 342D, dated July 10, 2001; Lycoming Engines MSB No. 342E, dated May 18, 2004, or Lycoming Engines MSB 342F, dated June 4, 2010, inspect in accordance with paragraph (h) of this AD.</P>
            <HD SOURCE="HD1">(g) Engines That Have Not Had Initial Inspections</HD>
            <P>For engines that have not had initial inspections previously done in accordance with Textron Lycoming MSB No. 342, dated March 24, 1972; Textron Lycoming MSB No. 342A, dated May 26, 1992; Textron Lycoming MSB No. 342B, dated October 22, 1993; Supplement No. 1 to MSB No. 342B, dated April 27, 1999; Textron Lycoming MSB No. 342C, dated April 28, 2000; Textron Lycoming MSB No. 342D, dated July 10, 2001; Lycoming Engines MSB No. 342E, dated May 18, 2004, or Lycoming Engines MSB 342F, dated June 4, 2010, inspect as follows:</P>
            <P>(1) For engines that have not yet had any fuel line maintenance done, or have not had any fuel line maintenance done since new or since the last overhaul, inspect in accordance with paragraph (i) of this AD within 50 hours time-in-service (TIS) after the effective date of this AD.</P>
            <P>(2) For all other engines, inspect in accordance with paragraph (i) of this AD within 10 hours TIS after the effective date of this AD.</P>
            <HD SOURCE="HD1">(h) Repetitive Inspections</HD>

            <P>Thereafter, inspect at intervals of 100 hours TIS (not to exceed 110 hours), at each engine overhaul, and after any maintenance has been done on the engine where any clamp (or clamps) on a fuel injector line (or lines) has<PRTPAGE P="79054"/>been disconnected, moved, or loosened, in accordance with paragraph (i) of this AD.</P>
            <HD SOURCE="HD1">(i) Inspection Criteria</HD>
            <P>Inspect the fuel injector fuel lines and clamps between the fuel manifold and the fuel injector nozzles, and replace as necessary any fuel injector fuel line and clamp that does not meet all conditions specified in Lycoming Engines MSB No. 342F, dated June 4, 2010.</P>
            <HD SOURCE="HD1">(j) Alternative Methods of Compliance (AMOCs)</HD>
            <P>The Manager, New York Aircraft Certification Office, FAA, has the authority to approve AMOCs for this AD if requested using the procedures found in 14 CFR 39.19. AMOCs approved previously in accordance with AD 2008-14-07, Amendment 39-15602, are approved as AMOCs for the corresponding requirements in paragraph (h) of this AD.</P>
            <HD SOURCE="HD1">(k) Related Information</HD>

            <P>(1) For more information about this AD, contact Norm Perenson, Aerospace Engineer, New York Aircraft Certification Office, FAA, Engine &amp; Propeller Directorate, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: (516) 228-7337; fax: (516) 794-5531; email:<E T="03">Norman.perenson@faa.gov.</E>
            </P>
            <P>(2) FAA Special Airworthiness Information Bulletin No. NE-07-49, dated September 20, 2007, is not mandatory, but has additional information on this subject.</P>
            <HD SOURCE="HD1">(l) Material Incorporated by Reference</HD>
            <P>(1) You must use Lycoming Engines Mandatory Service Bulletin No. 342F, dated June 4, 2010, to perform the actions required by this AD.</P>
            <P>(2) The Director of the Federal Register approved the incorporation by reference of this service bulletin in accordance with 5 U.S.C. 552(a) and 1 CFR part 51.</P>
            <P>(3) Contact Lycoming Engines, 652 Oliver Street, Williamsport, PA 17701, or go to www.lycoming.textron.com for a copy of this service information. You may review copies at the FAA, New England Region, 12 New England Executive Park, Burlington, MA.</P>

            <P>(4) You may also review copies of the service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at an NARA facility, call (202) 741-6030, or go to<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Burlington, Massachusetts, on December 5, 2011.</DATED>
          <NAME>Peter A. White,</NAME>
          <TITLE>Manager, Engine &amp; Propeller Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32467 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Bureau of Industry and Security</SUBAGY>
        <CFR>15 CFR Part 774</CFR>
        <SUBJECT>The Commerce Control List</SUBJECT>
        <REGTEXT PART="774" TITLE="21">
          <HD SOURCE="HD2">CFR Correction</HD>

          <AMDPAR>In Title 15 of the Code of Federal Regulations, Parts 300 to 799, revised as of January 1, 2011, on page 704, in Supplement No. 1 of Part 774, ECCN 1E001 is amended by removing the first entry in the table under<E T="03">Reasons for control</E>for NS Column 1 and adding an entry following the remaining NS Column 1 entry that reads “NS applies to “technology” for items controlled by 1A004.......NS Column 2”.</AMDPAR>
          
        </REGTEXT>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32747 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 1505-01-D</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Bureau of Economic Analysis</SUBAGY>
        <CFR>15 CFR Part 806</CFR>
        <DEPDOC>[Docket No. 110822526-1715-02]</DEPDOC>
        <RIN>RIN 0691-AA80</RIN>
        <SUBJECT>Direct Investment Surveys: BE-12, Benchmark Survey of Foreign Direct Investment in the United States</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Economic Analysis, Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This final rule amends regulations of the Department of Commerce's Bureau of Economic Analysis (BEA) to set forth the reporting requirements for the 2012 BE-12, Benchmark Survey of Foreign Direct Investment in the United States. The BE-12 survey is conducted every five years; the prior survey covered 2007. The benchmark survey covers the universe of foreign direct investment in the United States, and is BEA's most detailed survey of such investment. For the 2012 benchmark survey, BEA is changing reporting thresholds and data items collected, as well as changing the names and design of the survey forms. The changes are intended to align the data collection program for multinational companies with available resources and align the statistics on multinational companies with recent changes in financial accounting standards and international statistical standards.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This final rule will be effective January 20, 2012.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>David H. Galler, Chief, Direct Investment Division (BE-50), Bureau of Economic Analysis, U.S. Department of Commerce, Washington, DC 20230; email<E T="03">David.Galler@bea.gov</E>or phone (202) 606-9835.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>On September 21, 2011, BEA published a notice of proposed rulemaking that set forth revised reporting criteria for the BE-12, Benchmark Survey of Foreign Direct Investment in the United States (76 FR 58420-58424). No comments on the proposed rule were received. Thus the proposed rule is adopted without change. This final rule amends 15 CFR 806.17 to set forth the reporting requirements for the BE-12, Benchmark Survey of Foreign Direct Investment in the United States.</P>
        <P>The BEA conducts the BE-12 survey under the authority of the International Investment and Trade in Services Survey Act (22 U.S.C. 3101-3108), hereinafter, “the Act.” Section 3103(b) of the Act provides that “with respect to foreign direct investment in the United States, the President shall conduct a benchmark survey covering year 1980, a benchmark survey covering year 1987, and benchmark surveys covering every fifth year thereafter.”</P>
        <P>The benchmark survey covers the universe of foreign direct investment in the United States in terms of value, and is BEA's most detailed survey of such investment. Foreign direct investment in the United States is defined as the ownership or control, directly or indirectly, by one foreign person (foreign parent) of ten percent or more of the voting securities of an incorporated U.S. business enterprise or an equivalent interest in an unincorporated U.S. business enterprise, including a branch.</P>

        <P>The purpose of the benchmark survey is to obtain universe data on the financial and operating characteristics of U.S. affiliates, and on positions and transactions between U.S. affiliates and their foreign parent groups (which are defined to include all foreign parents and foreign affiliates of foreign parents). These data are needed to measure the size and economic significance of foreign direct investment in the United States, measure changes in such investment, and assess its impact on the U.S. economy. Such data are generally found in enterprise-level accounting records of respondent companies. These data are used to derive current universe estimates of direct investment from sample data collected in other BEA surveys in nonbenchmark years. In particular, they serve as benchmarks for<PRTPAGE P="79055"/>the quarterly direct investment estimates included in the U.S. international transactions and national income and product accounts, and for annual estimates of the foreign direct investment position in the United States and of the operations of the U.S. affiliates of foreign companies.</P>
        <P>BEA will make the survey available via eFile, BEA's electronic filing system, in March 2012, for the convenience of respondents who may wish to file as soon as their 2012 fiscal year ends. BEA will send printed survey forms to potential respondents in March 2013; responses will be due by May 31.</P>
        <HD SOURCE="HD1">Description of Changes</HD>
        <P>The changes revise the regulations and the survey forms for the BE-12 benchmark survey. These amendments include changes in reporting thresholds and data items collected, as well as changes in the names and design of the survey forms. Several of these amendments are part of a larger program to align the data collection program for multinational companies with available resources.</P>
        <P>Under the revised regulations, U.S. affiliates report their information, regardless of industry, on one of four forms—BE-12A, BE-12B, BE-12C, or BE-12 Claim for Not Filing. Data on U.S. affiliates that are banks, bank holding companies, or financial holding companies are collected on the same survey forms as data on other U.S. affiliates.</P>
        <P>The amount of information required to be reported by each U.S. affiliate is determined by the size of the affiliate's assets, sales or gross operating revenue, and net income. The reporting requirements for the four forms are—</P>
        <P>(a) Form BE-12(A)—Report for majority-owned U.S. affiliates with total assets, sales or gross operating revenues, or net income greater than $300 million, positive or negative.</P>
        <P>(b) Form BE-12B—Report for majority-owned U.S. affiliates with total assets, sales or gross operating revenues, or net income greater then $60 million, positive or negative, but not greater than $300 million, positive or negative, and minority-owned U.S. affiliates with total assets, sales or gross operating revenues, or net income greater than $60 million, positive or negative.</P>
        <P>(c) Form BE-12(C)—Report for U.S. affiliates with total assets, sales or gross operating revenues, or net income less than or equal to $60 million, positive or negative. The smallest U.S. affiliates—those with total assets, sales or gross operating revenues, or net income less than or equal to $20 million, positive or negative—file only a few items on Form BE-12(C).</P>
        <P>(d) Form BE-12 Claim for Not Filing—Report to be filed by U.S. persons who are not subject to the reporting requirements for the BE-12 benchmark survey, but have been contacted by BEA concerning their reporting status.</P>
        <P>In addition to the changes in the reporting criteria, BEA hereby adds and deletes some items on one of the benchmark survey forms. The following items are added to Form BE-12A (no additions are made to the other BE-12 forms):</P>
        <P>(1) Questions are added regarding the use of fair value accounting on the balance sheet. Companies that indicate that they used fair value accounting are asked to provide the amount of: net property, plant, and equipment; of total assets; and of total liabilities recorded at fair value.</P>
        <P>(2) Questions are added to collect information on assets, liabilities, and interest receipts and payments that are related to banking activities.</P>
        <P>(3) Several check-box questions are added asking whether U.S. affiliates purchased contract manufacturing services from others or performed contract manufacturing services for others. They are also asked whether they owned the materials used in contract manufacturing and if the company that performed or purchased the service was located in the United States or abroad.</P>
        <P>(4) A question is added asking if the U.S. affiliate has equity in its foreign parent(s) (reverse investment). An item is added to collect voting percentage, equity percentage, and the dollar amount of the investment.</P>
        <P>(5) Several check-box questions are added to ensure that certain types of finance companies do not report intercompany debt to BEA that is already reported on Treasury International Capital surveys.</P>
        <P>BEA also eliminates the following items from the benchmark survey: selected balance sheet items (BE-12A); the breakdown of sales of services to foreign persons into sales of services to the foreign parent group, to foreign affiliates owned by the affiliate, and to other foreign persons (BE-12A); the breakdown of employment and employee compensation by occupational classification (BE-12A, BE-12B); the breakdown of total employee compensation into wages and salaries and employee benefit plans (BE-12A); data on the composition of external finances (BE-12A); manufacturing employment by state (BE-12A, BE-12B); gross property, plant, and equipment by state (BE-12A, BE-12B); commercial property by state (BE-12A, BE-12B); the location of the primary U.S. headquarters of the U.S. affiliate (BE-12A, BE-12B, BE-12C); number of employees covered by collective bargaining agreements (BE-12A); acres of U.S. land owned (BE-12A, BE-12B, BE-12C); basis (shipped or charged) for trade data (check-box questions) (BE-12A); exports/imports shipped to/by foreign affiliates owned by U.S. affiliate by country of origin/destination (as in the benchmark surveys for 2002 and earlier years, these columns will be combined with the columns “shipped to/by all other foreign persons;” BE-12A); and withholding taxes on intercompany interest payments and interest receipts (BE-12A).</P>
        <P>In addition, BEA renames and redesigns the survey forms. The new design incorporates improvements made to other BEA surveys. Survey instructions and data item descriptions are changed to improve clarity, make the benchmark survey forms more consistent with those of other BEA surveys, and provide updated information on accounting standards.</P>
        <HD SOURCE="HD1">Executive Order 12866</HD>
        <P>This final rule has been determined to be not significant for purposes of E.O. 12866.</P>
        <HD SOURCE="HD1">Executive Order 13132</HD>
        <P>This final rule does not contain policies with Federalism implications sufficient to warrant preparation of a Federalism assessment under E.O. 13132.</P>
        <HD SOURCE="HD1">Paperwork Reduction Act</HD>
        <P>The collection of information in this final rule has been submitted to the Office of Management and Budget (OMB) under the Paperwork Reduction Act (PRA). OMB approved the information collection under OMB control number 0608-0042.</P>
        <P>Notwithstanding any other provisions of the law, no person is required to respond to, nor shall any person be subject to a penalty for failure to comply with, a collection of information subject to the requirements of the PRA unless that collection displays a currently valid OMB control number.</P>

        <P>The BE-12 survey is expected to result in the filing of reports from approximately 19,950 U.S. affiliates. The respondent burden for this collection of information will vary from one company to another, but is estimated to average 9.7 hours per response, including time for reviewing instructions, searching existing data<PRTPAGE P="79056"/>sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Thus the total respondent burden for this survey is estimated at 194,150 hours, compared to 209,650 hours for the previous (2007) benchmark survey. The decrease in burden hours is due to a reduction in the number of data items on the form which reduces the average burden per form, and increased reporting thresholds which allow more respondents to file on shorter forms.</P>

        <P>Written comments regarding the burden-hour estimates or other aspects of the collection-of-information requirements contained in the final rule should be sent to both BEA via email at<E T="03">David.Galler@bea.gov</E>or by FAX at (202) 606-2894, and to OMB, O.I.R.A., Paperwork Reduction Project 0608-0042, Attention PRA Desk Officer for BEA, via email at<E T="03">pbugg@omb.eop.gov</E>or by FAX at (202) 395-7245.</P>
        <HD SOURCE="HD1">Regulatory Flexibility Act</HD>
        <P>The Chief Counsel for Regulation, Department of Commerce, certified at the proposed rule stage to the Chief Counsel for Advocacy, Small Business Administration, under the provisions of the Regulatory Flexibility Act (RFA), 5 U.S.C. 605(b), that this final rule will not have a significant economic impact on a substantial number of small entities. The factual basis for the certification was published in the proposed rule and is not repeated here. No comments were received regarding the certification or the economic impact of the rule more generally. No final regulatory flexibility analysis was prepared.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 15 CFR Part 806</HD>
          <P>Economic statistics, Foreign investment in the United States, International transactions, Penalties, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: November 28, 2011.</DATED>
          <NAME>J. Steven Landefeld,</NAME>
          <TITLE>Director, Bureau of Economic Analysis.</TITLE>
        </SIG>
        
        <P>For reasons set forth in the preamble, BEA amends 15 CFR part 806 as follows:</P>
        <REGTEXT PART="806" TITLE="15">
          <PART>
            <HD SOURCE="HED">PART 806—DIRECT INVESTMENT SURVEYS</HD>
          </PART>
          <AMDPAR>1. The authority citation for 15 CFR part 806 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>5 U.S.C. 301; 22 U.S.C. 3101-3108; E.O. 11961 (3 CFR, 1977 Comp., p. 86), as amended by E.O. 12318 (3 CFR, 1981 Comp., p. 173), and E.O. 12518 (3 CFR, 1985 Comp., p. 348).</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="806" TITLE="15">
          <AMDPAR>2. Section 806.17 is revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 806.17</SECTNO>
            <SUBJECT>Rules and regulations for BE-12, Benchmark Survey of Foreign Direct Investment in the United States—2012.</SUBJECT>
            <P>A BE-12, Benchmark Survey of Foreign Direct Investment in the United States, will be conducted covering 2012. All legal authorities, provisions, definitions, and requirements contained in § 806.1 through § 806.13 and § 806.15(a) through (g) are applicable to this survey. Specific additional rules and regulations for the BE-12 survey are given in this section.</P>
            <P>(a)<E T="03">Response required.</E>A response is required from persons subject to the reporting requirements of the BE-12, Benchmark Survey of Foreign Direct Investment in the United States—2012, contained in this section, whether or not they are contacted by BEA. Also, a person, or their agent, contacted by BEA about reporting in this survey, either by sending them a report form or by written inquiry, must respond pursuant to § 806.4. This may be accomplished by:</P>
            <P>(1) Certifying in writing, by the due date of the survey, to the fact that the person is not a U.S. affiliate of a foreign person and not subject to the reporting requirements of the BE-12 survey;</P>
            <P>(2) Completing and returning the “BE-12 Claim for Not Filing” by the due date of the survey; or</P>
            <P>(3) Filing the properly completed BE-12 report—Form BE-12A, Form BE-12B, or Form BE-12C—by May 31, 2013.</P>
            <P>(b)<E T="03">Who must report.</E>A BE-12 report is required for each U.S. affiliate, that is, for each U.S. business enterprise in which a foreign person (foreign parent) owned or controlled, directly or indirectly, 10 percent or more of the voting securities in an incorporated U.S. business enterprise, or an equivalent interest in an unincorporated U.S. business enterprise, at the end of the business enterprise's fiscal year that ended in calendar year 2012. A BE-12 report is required even if the foreign person's ownership interest in the U.S. business enterprise was established or acquired during the 2012 reporting year.</P>
            <P>(c)<E T="03">Forms to be filed.</E>(1) Form BE-12A must be completed by a U.S. affiliate that was majority-owned by one or more foreign parents (for purposes of this survey, a “majority-owned” U.S. affiliate is one in which the combined direct and indirect ownership interest of all foreign parents of the U.S. affiliate exceeds 50 percent), if on a fully consolidated basis, or, in the case of real estate investment, on an aggregated basis, any one of the following three items for the U.S. affiliate (not just the foreign parent's share), was greater than $300 million (positive or negative) at the end of, or for, its fiscal year that ended in calendar year 2012:</P>
            <P>(i) Total assets (do not net out liabilities);</P>
            <P>(ii) Sales or gross operating revenues, excluding sales taxes; or</P>
            <P>(iii) Net income after provision for U.S. income taxes.</P>
            <P>(2) Form BE-12B must be completed by:</P>
            <P>(i) A majority-owned U.S. affiliate if, on a fully consolidated basis, or, in the case of real estate investment, on an aggregated basis, any one of the three items listed in paragraph (c)(1) of this section (not just the foreign parent's share), was greater than $60 million (positive or negative) but none of these items was greater than $300 million (positive or negative) at the end of, or for, its fiscal year that ended in calendar year 2012.</P>
            <P>(ii) A minority-owned U.S. affiliate if, on a fully consolidated basis, or, in the case of real estate investment, on an aggregated basis, any one of the three items listed in paragraph (c)(1) of this section (not just the foreign parent's share), was greater than $60 million (positive or negative) at the end of, or for, its fiscal year that ended in calendar year 2012. (A “minority-owned” U.S. affiliate is one in which the combined direct and indirect ownership interest of all foreign parents of the U.S. affiliate is 50 percent or less.)</P>
            <P>(3) Form BE-12C must be completed by a U.S. affiliate if, on a fully consolidated basis, or, in the case of real estate investment, on an aggregated basis, none of the three items listed in paragraph (c)(1) of this section for a U.S. affiliate (not just the foreign parent's share), was greater than $60 million (positive or negative) at the end of, or for, its fiscal year that ended in calendar year 2012.</P>
            <P>(4) BE-12 Claim for Not Filing will be provided for response by persons that are not subject to the reporting requirements of the BE-12 survey but have been contacted by BEA concerning their reporting status.</P>
            <P>(d)<E T="03">Aggregation of real estate investments.</E>All real estate investments of a foreign person must be aggregated for the purpose of applying the reporting criteria. A single report form must be filed to report the aggregate holdings, unless written permission has been received from BEA to do otherwise. Those holdings not aggregated must be reported separately on the same type of report that would have been required if the real estate holdings were aggregated.<PRTPAGE P="79057"/>
            </P>
            <P>(e)<E T="03">Due date.</E>A fully completed and certified Form BE-12A, BE-12B, BE-12C, or BE-12 Claim for Not Filing is due to be filed with BEA not later than May 31, 2013.</P>
          </SECTION>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32461 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-06-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL TRADE COMMISSION</AGENCY>
        <CFR>16 CFR Part 305</CFR>
        <RIN>RIN 3084-AA74</RIN>
        <SUBJECT>Appliance Labeling Rule</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Trade Commission (“FTC” or “Commission”).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Correcting amendments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commission is issuing technical corrections to the Appliance Labeling Rule (16 CFR part 305). These corrections are necessary to ensure that amendatory language published on July 19, 2010 (75 FR 41696) and scheduled to become effective on January 1, 2012 is consistent with recently codified Rule amendments.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective January 1, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Requests for copies of this document are available from: Public Reference Branch, Room 130, Federal Trade Commission, 600 Pennsylvania Avenue NW., Washington, DC 20580. The complete record of this proceeding is also available at that address. Relevant portions of the proceeding, including this document, are available at<E T="03">http://www.ftc.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Hampton Newsome, (202) 326-2889, Attorney, Division of Enforcement, Bureau of Consumer Protection, Federal Trade Commission, 600 Pennsylvania Avenue NW., Washington, DC 20580.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>Over the last two years, the Commission has issued amendments to its Appliance Labeling Rule (16 CFR part 305) in two separate<E T="04">Federal Register</E>Notices involving: (1) Light bulbs (75 FR 41696 (July 19, 2010)), and (2) television labels (76 FR 1038 (Jan. 6, 2011)). The effective dates of these two final rules differ. The television label amendments, published on January 6, 2011, became effective on May 10, 2011 while the earlier light bulbs amendments will not become effective until January 1, 2012.<SU>1</SU>
          <FTREF/>As a result, two amendatory instructions in the earlier light bulb notice are not consistent with the Rule's current language as amended by the television Notice. In a separate notice, the Commission has issued a correction removing the obsolete instructions from the July 19, 2010 notice. Now, the Commission revises the Rule's language to ensure its accuracy. In doing so, the Commission is also correcting an inadvertent error in the definition of “incandescent lamp.”<SU>2</SU>
          <FTREF/>Otherwise, the corrections in this Notice contain no substantive changes to the previously announced Rule amendments.</P>
        <FTNT>
          <P>

            <SU>1</SU>Though the July 19, 2010 notice set the effective date as July 19, 2011, the Commission subsequently changed that date to January 1, 2012.<E T="03">See</E>76 FR 20233 (April 12, 2011).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>2</SU>The definition of “incandescent lamp” in the published<E T="04">Federal Register</E>Notice contained an inadvertent error stating that the diameter of covered reflector lamps exceeds “2.75 inches” (§ 305.3(n)(1)(ii)). The correct number, consistent with the underlying statute, is “2.25 inches.” See 42 U.S.C. 6291(30)(C); and 75 FR at 41699, n. 18, and 41713.</P>
        </FTNT>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 16 CFR Part 305</HD>
          <P>Advertising, Energy conservation, Household appliances, Labeling, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>For the reasons stated above, the Federal Trade Commission amends 16 CFR part 305 as follows:</P>
        <REGTEXT PART="305" TITLE="16">
          <PART>
            <HD SOURCE="HED">PART 305—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 305 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 6294.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="305" TITLE="16">
          <AMDPAR>2. In § 305.3, paragraphs (l) and (m) are revised, paragraphs (n), (o), (p), (q), (r), (s), (t), and (u) are redesignated as (r), (s), (t), (u), (v), (w), (x), and (y) respectively, and new paragraphs (n), (o), (p), and (q) are added to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 305.3</SECTNO>
            <SUBJECT>Description of covered products.</SUBJECT>
            <STARS/>
            <P>(l)<E T="03">General service lamp</E>means:</P>
            <P>(1) A lamp that is:</P>
            <P>(i) A medium base compact fluorescent lamp;</P>
            <P>(ii) A general service incandescent lamp;</P>
            <P>(iii) A general service light-emitting diode (LED or OLED) lamp; or</P>
            <P>(iv) Any other lamp that the Secretary of Energy determines is used to satisfy lighting applications traditionally served by general service incandescent lamps.</P>
            <P>(2) Exclusions. The term<E T="03">general service lamp</E>does not include—</P>
            <P>(i) Any lighting application or bulb shape described in paragraphs (n)(3)(ii)(A) through (T) of this section; and</P>
            <P>(ii) Any general service fluorescent lamp.</P>
            <P>(m)<E T="03">Medium base compact fluorescent lamp</E>means an integrally ballasted fluorescent lamp with a medium screw base, a rated input voltage range of 115 to 130 volts and which is designed as a direct replacement for a general service incandescent lamp; however, the term does not include—</P>
            <P>(1) Any lamp that is:</P>
            <P>(i) Specifically designed to be used for special purpose applications; and</P>
            <P>(ii) Unlikely to be used in general purpose applications, such as the applications described in the definition of “General Service Incandescent Lamp” in paragraph (n)(3)(ii) of this section; or</P>
            <P>(2) Any lamp not described in the definition of “General Service Incandescent Lamp” in this section and that is excluded by the Department of Energy, by rule, because the lamp is—</P>
            <P>(i) Designed for special applications; and</P>
            <P>(ii) Unlikely to be used in general purpose applications.</P>
            <P>(n)<E T="03">Incandescent lamp:</E>
            </P>
            <P>(1) Means a lamp in which light is produced by a filament heated to incandescence by an electric current, including only the following:</P>
            <P>(i) Any lamp (commonly referred to as lower wattage nonreflector general service lamps, including any tungsten halogen lamp) that has a rated wattage between 30 and 199 watts, has an E26 medium screw base, has a rated voltage or voltage range that lies at least partially within 115 and 130 volts, and is not a reflector lamp;</P>
            <P>(ii) Any lamp (commonly referred to as a reflector lamp) which is not colored or designed for rough or vibration service applications, that contains an inner reflective coating on the outer bulb to direct the light, an R, PAR, ER, BR, BPAR, or similar bulb shapes with E26 medium screw bases, a rated voltage or voltage range that lies at least partially within 115 and 130 volts, a diameter which exceeds 2.25 inches, and has a rated wattage that is 40 watts or higher;</P>
            <P>(iii) Any general service incandescent lamp (commonly referred to as a high- or higher wattage lamp) that has a rated wattage above 199 watts (above 205 watts for a high wattage reflector lamp); but</P>
            <P>(2)<E T="03">Incandescent lamp</E>does not mean any lamp excluded by the Secretary of Energy, by rule, as a result of a determination that standards for such lamp would not result in significant energy savings because such lamp is designed for special applications or has special characteristics not available in reasonably substitutable lamp types;</P>
            <P>(3)<E T="03">General service incandescent lamp</E>means:<PRTPAGE P="79058"/>
            </P>
            <P>(i) In general, a standard incandescent, halogen, or reflector type lamp that—</P>
            <P>(A) Is intended for general service applications;</P>
            <P>(B) Has a medium screw base;</P>
            <P>(C) Has a lumen range of not less than 310 lumens and not more than 2,600 lumens; and</P>
            <P>(D) Is capable of being operated at a voltage range at least partially within 110 and 130 volts.</P>
            <P>(ii)<E T="03">Exclusions.</E>The term “general service incandescent lamp” does not include the following incandescent lamps:</P>
            <P>(A) An appliance lamp as defined at 42 U.S.C. 6291(30);</P>
            <P>(B) A black light lamp;</P>
            <P>(C) A bug lamp;</P>
            <P>(D) A colored lamp as defined at 42 U.S.C. 6291(30);</P>
            <P>(E) An infrared lamp;</P>
            <P>(F) A left hand thread lamp;</P>
            <P>(G) A marine lamp;</P>
            <P>(H) A marine signal service lamp;</P>
            <P>(I) A mine service lamp;</P>
            <P>(J) A plant light lamp;</P>
            <P>(K) A rough service lamp as defined at 42 U.S.C. 6291(30);</P>
            <P>(L) A shatter resistant lamp (including a shatter-proof lamp and a shatter-protected lamp);</P>
            <P>(M) A sign service lamp;</P>
            <P>(N) A silver bowl lamp;</P>
            <P>(O) A showcase lamp;</P>
            <P>(P) A traffic signal lamp;</P>
            <P>(Q) A vibration service lamp as defined at 42 U.S.C. 6291(30);</P>
            <P>(R) A G shape lamp (as defined in ANSI C78.20-2003 and C79.1-2002) with a diameter of 5 inches or more;</P>
            <P>(S) A T shape lamp (as defined in ANSI C78.20-2003 and C79.1-2002) and that uses not more than 40 watts or has a length of more than 10 inches; or</P>
            <P>(T) A B, BA, CA, F, G16-1/2, G-25, G-30, S, or M-14 lamp (as defined in ANSI C79.1-2002 and ANSI C78.20-2003) of 40 watts or less.</P>
            <P>(4)<E T="03">Incandescent reflector lamp</E>means a lamp described in paragraph (n)(1)(ii) of this section; and</P>
            <P>(5)<E T="03">Tungsten halogen lamp</E>means a gas filled tungsten filament incandescent lamp containing a certain proportion of halogens in an inert gas.</P>
            <P>(o)<E T="03">Light emitting diode (LED)</E>means a p n junction solid state device the radiated output of which is a function of the physical construction, material used, and exciting current of the device. The output of a light emitting diode may be in B</P>
            <P>(1) The infrared region;</P>
            <P>(2) The visible region; or</P>
            <P>(3) The ultraviolet region.</P>
            <P>(p)<E T="03">Organic light emitting diode (OLED)</E>means a thin-film light-emitting device that typically consists of a series of organic layers between 2 electrical contacts (electrodes).</P>
            <P>(q)<E T="03">General service light-emitting diode (LED or OLED)</E>lamp means any light emitting diode (LED or OLED) lamp that:</P>
            <P>(1) Is a consumer product;</P>
            <P>(2) Is intended for general service applications;</P>
            <P>(3) Has a medium screw base;</P>
            <P>(4) Has a lumen range of not less than 310 lumens and not more than 2,600 lumens; and</P>
            <P>(5) Is capable of being operated at a voltage range at least partially within 110 and 130 volts.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="305" TITLE="16">
          <AMDPAR>3. Amend Appendix L as follows:</AMDPAR>
          <AMDPAR>a. Add Prototype Labels 5, 6, and 7 after Prototype Label 4;</AMDPAR>
          <AMDPAR>b. Remove all sections labeled “Lamp Packaging Disclosures”;</AMDPAR>
          <AMDPAR>c. Redesignate Sample Labels 10, 11, 12, and Sample Icon 13 as Sample Labels 14, 15, 16, and Sample Icon 17 respectively; and</AMDPAR>
          <AMDPAR>d. Add Sample Labels 10, 11, 12, and 13 after Sample Label 9 as follows:</AMDPAR>
          <HD SOURCE="HD1">Appendix L to Part 305—Sample Labels</HD>
          <EXTRACT>
            <STARS/>
            <BILCOD>BILLING CODE P</BILCOD>
            <GPH DEEP="488" SPAN="3">
              <PRTPAGE P="79059"/>
              <GID>ER21DE11.065</GID>
            </GPH>
            <GPH DEEP="477" SPAN="3">
              <PRTPAGE P="79060"/>
              <GID>ER21DE11.066</GID>
            </GPH>
            <GPH DEEP="394" SPAN="3">
              <PRTPAGE P="79061"/>
              <GID>ER21DE11.067</GID>
            </GPH>
            <GPH DEEP="262" SPAN="3">
              <GID>ER21DE11.068</GID>
            </GPH>
            <GPH DEEP="186" SPAN="3">
              <PRTPAGE P="79062"/>
              <GID>ER21DE11.069</GID>
            </GPH>
            <GPH DEEP="358" SPAN="3">
              <GID>ER21DE11.070</GID>
            </GPH>
            <GPH DEEP="327" SPAN="3">
              <PRTPAGE P="79063"/>
              <GID>ER21DE11.071</GID>
            </GPH>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <NAME>Donald S. Clark,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32261 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE C</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL TRADE COMMISSION</AGENCY>
        <CFR>16 CFR Part 305</CFR>
        <RIN>RIN 3084-AA74</RIN>
        <SUBJECT>Appliance Labeling Rule</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Trade Commission (“FTC” or “Commission”).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; Correction.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commission published a final rule on July 19, 2010 (75 FR 41696), adopting amendments to the Appliance Labeling Rule, 16 CFR part 305 (“Rule”) related to light bulb labeling. This document makes technical corrections to the final rule.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective December 21, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Requests for copies of this document are available from: Public Reference Branch, Room 130, Federal Trade Commission, 600 Pennsylvania Avenue NW., Washington, DC 20580. The complete record of this proceeding is also available at that address. Relevant portions of the proceeding, including this document, are available at<E T="03">http://www.ftc.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Hampton Newsome, (202) 326-2889, Attorney, Division of Enforcement, Bureau of Consumer Protection, Federal Trade Commission, 600 Pennsylvania Avenue NW., Washington, DC 20580.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>Over the last two years, the Commission has issued amendments to its Appliance Labeling Rule (16 CFR part 305) in two separate<E T="04">Federal Register</E>Notices involving: (1) Light bulbs (75 FR 41696 (July 19, 2010)), and (2) television labels (76 FR 1038 (Jan. 6, 2011)). The effective dates of these two final rules differ. The television label amendments, published on January 6, 2011, became effective on May 10, 2011, while the earlier light bulb amendments will not become effective until January 1, 2012.<SU>1</SU>
          <FTREF/>As a result, two amendatory instructions in the light bulb notice are not consistent with current Rule provisions. This notice removes those two instructions. The Commission is also issuing a separate technical correction notice to replace these instructions with revised rule language.</P>
        <FTNT>
          <P>

            <SU>1</SU>Though the July 19, 2010 notice set the effective date as July 19, 2011, the Commission subsequently changed that date to January 1, 2012.<E T="03">See</E>76 FR 20233 (April 12, 2011).</P>
        </FTNT>
        <REGTEXT PART="305" TITLE="16">

          <P>In FR Doc. 2010-16895 appearing on pages 41713 and 41717 in the<E T="04">Federal Register</E>on July 19, 2010, the following corrections are made:</P>
          <SECTION>
            <SECTNO>§ 305.3</SECTNO>
            <SUBJECT>[Corrected]</SUBJECT>
          </SECTION>
          <AMDPAR>1. On page 41713, in the second and third columns, and page 41714, in the first column, instruction 2 and the amendments to § 305.3 are removed.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="305" TITLE="16">
          <HD SOURCE="HD1">Appendix L to Part 305 [Corrected]</HD>
          <AMDPAR>2. On page 41717, in the third column, and pages 41718 through 41724, instruction 10 and the amendments to Appendix L to Part 305 is removed.</AMDPAR>
        </REGTEXT>
        <SIG>
          <NAME>Donald S. Clark,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32271 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <PRTPAGE P="79064"/>
        <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <CFR>21 CFR Parts 510 and 522</CFR>
        <DEPDOC>[Docket No. FDA-2011-N-0003]</DEPDOC>
        <SUBJECT>New Animal Drugs; Change of Sponsor; Zinc Gluconate</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Food and Drug Administration (FDA) is amending the animal drug regulations to reflect a change of sponsor for a new animal drug application (NADA) for zinc gluconate injectable solution from Technology Transfer, Inc., to Ark Sciences, Inc.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective December 21, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Steven D. Vaughn, Center for Veterinary Medicine (HFV-100), Food and Drug Administration, 7520 Standish Pl., Rockville, MD 20855, (240) 276-8300, email:<E T="03">steven.vaughn@fda.hhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Technology Transfer, Inc., 33 East Broadway, suite 190, Columbia, MO 65203 has informed FDA that it has transferred ownership of, and all rights and interest in, NADA 141-217 for NEUTERSOL (zinc gluconate) Injectable Solution to Ark Sciences, Inc., 1101 East 33rd St., suite B304, Baltimore, MD 21218. Accordingly, the Agency is amending the regulations in 21 CFR 522.2690 to reflect the transfer of ownership.</P>
        <P>Following this change of sponsorship, Technology Transfer, Inc., is no longer the sponsor of an approved application. Accordingly, § 510.600 (21 CFR 510.600) is being amended to remove the entries for this firm.</P>
        <P>In addition, Ark Sciences, Inc., is not currently listed in the animal drug regulations as a sponsor of an approved application. Accordingly, § 510.600 is being amended to add entries for this sponsor.</P>
        <P>This rule does not meet the definition of “rule” in 5 U.S.C. 804(3)(A) because it is a rule of “particular applicability.” Therefore, it is not subject to the congressional review requirements in 5 U.S.C. 801-808.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>21 CFR Part 510</CFR>
          <P>Administrative practice and procedure, Animal drugs, Labeling, Reporting and recordkeeping requirements.</P>
          <CFR>21 CFR Part 522</CFR>
          <P>Animal drugs.</P>
        </LSTSUB>
        
        <P>Therefore, under the Federal Food, Drug, and Cosmetic Act and under authority delegated to the Commissioner of Food and Drugs and redelegated to the Center for Veterinary Medicine, 21 CFR parts 510 and 522 are amended as follows:</P>
        <REGTEXT PART="510" TITLE="21">
          <PART>
            <HD SOURCE="HED">PART 510—NEW ANIMAL DRUGS</HD>
          </PART>
          <AMDPAR>1. The authority citation for 21 CFR part 510 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>21 U.S.C. 321, 331, 351, 352, 353, 360b, 371, 379e.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="510" TITLE="21">
          <AMDPAR>2. In § 510.600, in the table in paragraph (c)(1), remove the entry for “Technology Transfer, Inc.”; alphabetically add a new entry for “Ark Sciences, Inc.”; and in the table in paragraph (c)(2), remove the entry for “067647”; and in numerical sequence add a new entry for “076175” to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 510.600</SECTNO>
            <SUBJECT>Names, addresses, and drug labeler codes of sponsors of approved applications.</SUBJECT>
            <STARS/>
            <P>(c) * * *</P>
            <P>(1) * * *</P>
            <GPOTABLE CDEF="s50,10" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Firm name and address</CHED>
                <CHED H="1">Drug labeler code</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Ark Sciences, Inc., 1101 East 33rd St., suite B304, Baltimore, MD 21218</ENT>
                <ENT>076175</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
            </GPOTABLE>
            <P>(2) * * *</P>
            <GPOTABLE CDEF="xs40,r50" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Drug labeler code</CHED>
                <CHED H="1">Firm name and address</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">076175</ENT>
                <ENT>Ark Sciences, Inc., 1101 East 33rd St., suite B304, Baltimore, MD 21218.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="522" TITLE="21">
          <PART>
            <HD SOURCE="HED">PART 522—IMPLANTATION OR INJECTABLE DOSAGE FORM NEW ANIMAL DRUGS</HD>
          </PART>
          <AMDPAR>3. The authority citation for 21 CFR part 522 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>21 U.S.C. 360b.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 522.2690</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="522" TITLE="21">
          <AMDPAR>4. In paragraph (b) of § 522.2690, remove “067647” and in its place add “076175”.</AMDPAR>
        </REGTEXT>
        <SIG>
          <DATED>Dated: December 8, 2011.</DATED>
          <NAME>Steven D. Vaughn,</NAME>
          <TITLE>Director, Office of New Animal Drug Evaluation, Center for Veterinary Medicine.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32591 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <CFR>21 CFR Part 558</CFR>
        <DEPDOC>[Docket No. FDA-2011-N-0003]</DEPDOC>
        <SUBJECT>New Animal Drugs for Use in Animal Feeds; Monensin</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Food and Drug Administration (FDA) is amending the animal drug regulations to reflect approval of a supplemental new animal drug application (NADA) filed by Elanco Animal Health, A Division of Eli Lilly &amp; Co. The supplemental NADA revises a manufacturing specification for monensin free-choice Type C medicated feed for growing cattle on pasture or in dry lot.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective December 21, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Matthew A. Lucia, Center for Veterinary Medicine (HFV-128), Food and Drug Administration, 7500 Standish Pl., Rockville, MD 20855, (240) 276-8116, email:<E T="03">matthew.lucia@fda.hhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Elanco Animal Health, A Division of Eli Lilly &amp; Co., Lilly Corporate Center, Indianapolis, IN 46285, filed a supplement to NADA 95-735 that provides for use of RUMENSIN 90 (monensin, USP) Type A medicated article in a free-choice Type C medicated feed for growing cattle on pasture or in dry lot (stocker and feeder cattle and dairy and beef replacement heifers). The supplement revises the percent monensin Type A medicated article in the codified free-choice feed specifications to reflect use of a product containing 90.7 grams of monensin per pound. The supplemental NADA is approved as of May 24, 2011, and the regulations in 21 CFR 558.355 are amended to reflect the approval.</P>
        <P>Approval of this supplemental NADA did not require review of additional safety or effectiveness data or information. Therefore, a freedom of information summary is not required.</P>

        <P>The Agency has determined under 21 CFR 25.33 that this action is of a type<PRTPAGE P="79065"/>that does not individually or cumulatively have a significant effect on the human environment. Therefore, neither an environmental assessment nor environmental impact statement is required.</P>
        <P>This rule does not meet the definition of “rule” in 5 U.S.C. 804(3)(A) because it is a rule of “particular applicability.” Therefore, it is not subject to the congressional review requirements in 5 U.S.C. 801-808.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 21 CFR Part 558</HD>
          <P>Animal drugs, Animal feeds.</P>
        </LSTSUB>
        
        <P>Therefore, under the Federal Food, Drug, and Cosmetic Act and under authority delegated to the Commissioner of Food and Drugs and redelegated to the Center for Veterinary Medicine, 21 CFR part 558 is amended as follows:</P>
        <REGTEXT PART="558" TITLE="21">
          <PART>
            <HD SOURCE="HED">PART 558—NEW ANIMAL DRUGS FOR USE IN ANIMAL FEEDS</HD>
          </PART>
          <AMDPAR>1. The authority citation for 21 CFR part 558 continues to read as follows:</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="558" TITLE="21">
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>21 U.S.C. 360b, 371.</P>
          </AUTH>

          <AMDPAR>2. In § 558.355, revise paragraph (f)(3)(x) introductory text and paragraph (f)(3)(x)(<E T="03">b</E>) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 558.355</SECTNO>
            <SUBJECT>Monensin.</SUBJECT>
            <STARS/>
            <P>(f) * * *</P>
            <P>(3) * * *</P>
            <P>(x)<E T="03">Amount per ton.</E>1,620 grams monensin, USP.</P>
            <STARS/>
            <P>(<E T="03">b</E>)<E T="03">Specifications.</E>Use as free-choice Type C medicated feed formulated as mineral granules as follows:</P>
            <GPOTABLE CDEF="s50,13.2,16" COLS="3" OPTS="L2,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Ingredient</CHED>
                <CHED H="1">Percent</CHED>
                <CHED H="1">International feed No.</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">Monocalcium phosphate (21% phosphorus, 15% calcium)</ENT>
                <ENT>29.49</ENT>
                <ENT>6-01-082</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Sodium chloride (salt)</ENT>
                <ENT>24.37</ENT>
                <ENT>6-04-152</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Dried cane molasses</ENT>
                <ENT>20.0</ENT>
                <ENT>4-04-695</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Ground limestone (33% calcium) or calcium carbonate (38% calcium)</ENT>
                <ENT>13.75</ENT>
                <ENT>6-02-632</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Cane molasses</ENT>
                <ENT>3.0</ENT>
                <ENT>4-04-696</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Processed grain by-products (as approved by AAFCO)</ENT>
                <ENT>5.0</ENT>
                <ENT/>
              </ROW>
              <ROW>
                <ENT I="01">Vitamin/trace mineral premix<SU>1</SU>
                </ENT>
                <ENT>2.5</ENT>
                <ENT/>
              </ROW>
              <ROW>
                <ENT I="01">Monensin Type A article, 90.7 grams per pound</ENT>
                <ENT>0.89</ENT>
                <ENT/>
              </ROW>
              <ROW>
                <ENT I="01">Antidusting oil</ENT>
                <ENT>1.0</ENT>
                <ENT/>
              </ROW>
              <TNOTE>
                <SU>1</SU>Content of the vitamin/trace mineral premix may be varied. However, they should be comparable to those used for other free-choice feeds. Formulation modifications require FDA approval prior to marketing. The amount of selenium and ethylenediamine dihydroiodide (EDDI) must comply with the published requirements. (For selenium see 21 CFR 573.920; for EDDI see 51 FR 11483 (April 3, 1986).)</TNOTE>
            </GPOTABLE>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: December 9, 2011.</DATED>
          <NAME>Steven D. Vaughn,</NAME>
          <TITLE>Director, Office of New Animal Drug Evaluation, Center for Veterinary Medicine.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32427 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Equal Employment Opportunity Commission</SUBAGY>
        <CFR>29 CFR Part 1602</CFR>
        <SUBJECT>Recordkeeping and Reporting Requirements Under Title VII, the ADA and GINA</SUBJECT>
        <HD SOURCE="HD2">CFR Correction</HD>
        <P>In Title 29 of the Code of Federal Regulations, Parts 900 to 1899, revised as of July 1, 2011, in Part 1602, remove the words “section 709(c) of title VII or section 107 of the ADA” and add in their place the words “section 709(c) of title VII, section 107 of the ADA, or section 207(a) of GINA” wherever they appear in the following sections:</P>
        <GPOTABLE CDEF="s25,10" COLS="2" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Section</CHED>
            <CHED H="1">Page No.</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">§ 1602.11</ENT>
            <ENT>175</ENT>
          </ROW>
          <ROW>
            <ENT I="01">§ 1602.12</ENT>
            <ENT>175</ENT>
          </ROW>
          <ROW>
            <ENT I="01">§ 1602.19</ENT>
            <ENT>177</ENT>
          </ROW>
          <ROW>
            <ENT I="01">§ 1602.26</ENT>
            <ENT>179</ENT>
          </ROW>
          <ROW>
            <ENT I="01">§ 1602.37</ENT>
            <ENT>181</ENT>
          </ROW>
          <ROW>
            <ENT I="01">§ 1602.45</ENT>
            <ENT>184</ENT>
          </ROW>
          <ROW>
            <ENT I="01">§ 1602.54</ENT>
            <ENT>186</ENT>
          </ROW>
        </GPOTABLE>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32746 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 1505-01-D</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2011-1099]</DEPDOC>
        <SUBJECT>Drawbridge Operation Regulations; Annisquam River and Blynman Canal, Gloucester, MA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of temporary deviation from regulations.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commander, First Coast Guard District, has issued a temporary deviation from the regulation governing the operation of the SR127 Bridge at mile 0.0 across the Annisquam River and Blynman Canal. The deviation is necessary to facilitate bridge rehabilitation repairs. This deviation allows the bridge to remain in the closed position for 31 days.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This deviation is effective from December 19, 2011 through January 18, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble as being available in the docket are part of docket USCG-2011-1099 and are available online at<E T="03">www.regulations.gov,</E>inserting USCG-2011-1099 in the “Keyword” and then clicking “Search”. They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC, 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Mr. John McDonald, Project Officer, First Coast Guard District,<E T="03">john.w.mcdonald@uscg.mil,</E>or telephone (617) 223-8364. If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The SR127 Bridge, across the Annisquam River/Blynman Canal, mile 0.0, at Gloucester, Massachusetts, has a vertical clearance in the closed position of 7 feet at mean high water and 16 feet at mean low water. The drawbridge operation regulations are listed at 33 CFR 117.586.</P>

        <P>The owner of the bridge, Massachusetts Department of Transportation, requested a temporary deviation from the regulations to<PRTPAGE P="79066"/>facilitate bridge rehabilitation repairs, replacement of deck purlins on the bascule spans.</P>
        <P>Under this temporary deviation the SR127 Bridge may remain in the closed position from December 19, 2011 through January 18, 2012.</P>
        <P>A work platform will be located under the bascule spans across the navigable channel reducing vertical clearance under the bridge by six feet. The work platform will in place during working hours, 6:30 a.m. through 4 p.m., Monday through Friday. The platform shall be removed upon request by calling the bridge at (978) 283-0243 or by marine radio on VHF FM channel 13 and 16. On weekends and during non-working hours the platform shall be removed. Vessels that can pass under the draw in the closed position may do so on weekends and non-working hours.</P>
        <P>The Gloucester Harbor Master and the local marinas were notified and no objections were received.</P>
        <P>In accordance with 33 CFR 117.35(e), the bridge must return to its regular operating schedule immediately at the end of the designated time period. This deviation from the operating regulations is authorized under 33 CFR 117.35.</P>
        <SIG>
          <DATED>Dated: December 12, 2011.</DATED>
          <NAME>Gary Kassof,</NAME>
          <TITLE>Bridge Program Manager, First Coast Guard District.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32626 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2011-1082]</DEPDOC>
        <SUBJECT>Drawbridge Operation Regulation; Escatawpa River, Moss Point, MS</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of temporary deviation from regulations.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commander, Eighth Coast Guard District, has issued a temporary deviation from the regulation governing the operation of the Mississippi Export Railroad Company swing bridge across the Escatawpa River, mile 3.0, at Moss Point, Jackson County, Mississippi. This deviation is necessary to replace the cracked center housing and other repair work needed. This deviation allows the bridge to remain in the closed-to-navigation position during 3  days in January.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This deviation is effective from 6 a.m. on Tuesday, January 3, 2012 through 11 p.m. on Thursday, January 5, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble as being available in the docket are part of docket USCG-2011-1082 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-1082 in the “Keyword” box and then clicking “Search”. They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Donna Gagliano, Bridge Administration Branch, Coast Guard; telephone (504) 671-2128 or email<E T="03">Donna.Gagliano@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Mississippi Export Railroad Company has requested a temporary deviation from the operating schedule for the swing span bridge across Escatawpa River, mile 3.0, at Moss Point, Jackson County, Mississippi. The swing span bridge has a horizontal clearance of 69 feet and a vertical clearance of 6 feet above mean high water (based on the National Geodatic Vertical Datum of 1929) in the closed-to-navigation position.</P>
        <P>In accordance with 33 CFR 117.5, except as otherwise authorized or required by this part, drawbridges must open promptly and fully for the passage of vessels when a request or signal to open is given in accordance with this subpart. This deviation allows the swing span of the bridge to remain in the closed-to-navigation position beginning at 6 a.m. on Tuesday, January 3 through 11 p.m. Thursday, January 5, 2012 with no openings.</P>
        <P>The closure is necessary to perform the work continuously in replacing the cracked center housing and other repair work. This maintenance is essential for the continued operation of the bridge. Notices will be published in the Eighth Coast Guard District Local Notice to Mariners and will be broadcast via the Coast Guard Broadcast Notice to Mariners System.</P>
        <P>Navigation on the waterway consists of commercial tugs with tows, fishing vessels, and other recreational crafts. There is only one company that transits above the bridge. Based on experience and coordination with waterway users, it has been determined that this closures will not have a significant effect on vessels that use the waterway. The Coast Guard has coordinated the closure with waterway users, industry, and other Coast Guard units. There are no alternate routes. The bridge will not be able to open for emergencies.</P>
        <P>In accordance with 33 CFR 117.5(e), the drawbridge must return to its regular operating schedule immediately at the end of the designated time period. This deviation from the operating regulations is authorized under 33 CFR 117.35.</P>
        <SIG>
          <DATED>Dated: November 21, 2011.</DATED>
          <NAME>David M. Frank,</NAME>
          <TITLE>Bridge Administrator.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32629 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2011-1018]</DEPDOC>
        <SUBJECT>Drawbridge Operation Regulation; Upper Mississippi River, Clinton, IA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of temporary deviation from regulations.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commander, Eighth Coast Guard District, has issued a temporary deviation from the regulation governing the operation of the Clinton Railroad Drawbridge across the Upper Mississippi River, mile 518.0, at Clinton, Iowa. The deviation is necessary to allow the bridge owner time to perform preventive maintenance that is essential to the continued safe operation of the drawbridge. Maintenance is scheduled in the winter when there is less impact on navigation; instead of scheduling work in the summer, when river traffic increases. This deviation allows the bridge to open on signal if at least 24 hours advance notice is given.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This deviation is effective from 12:01 a.m., January 2, 2012 to 9 a.m. March 2, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble as being available in the docket are part of docket USCG-2011-1018 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-1018 in the “Keyword” box and then clicking “Search”. They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground<PRTPAGE P="79067"/>Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Eric A. Washburn, Bridge Administrator, Coast Guard; telephone (314) 269-2378, email<E T="03">Eric.Washburn@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Union Pacific Railroad requested a temporary deviation for the Clinton Railroad Drawbridge, across the Upper Mississippi River, mile 518.0, at Clinton, Iowa to open on signal if at least 24 hours advance notice is given for 61 days from 12:01 a.m., January 2, 2012 to 9 a.m., March 2, 2012 to allow the bridge owner time for preventive maintenance. The Clinton Railroad Drawbridge currently operates in accordance with 33 CFR 117.5, which states the general requirement that drawbridge shall open promptly and fully for the passage of vessels when a request to open is given in accordance with the subpart.</P>
        <P>There are no alternate routes for vessels transiting this section of the Upper Mississippi River.</P>
        <P>Winter conditions on the Upper Mississippi River coupled with the closure of Army Corps of Engineer's Lock No. 16 (Mile 457.2 UMR), Lock No. 17 (Mile 437.1 UMR) and Lock No. 18 (Mile 410.5 UMR) until 4:30 p.m., March 2, 2012 will preclude any significant navigation demands for the drawspan opening.</P>
        <P>The Clinton Railroad Drawbridge, in the closed-to-navigation position, provides a vertical clearance of 18.7 feet above normal pool. Navigation on the waterway consists primarily of commercial tows and recreational watercraft. The drawbridge will open if at least 24-hours advance notice is given. This temporary deviation has been coordinated with waterway users. No objections were received.</P>
        <P>In accordance with 33 CFR 117.35(e), the drawbridge must return to its regular operating schedule immediately at the end of the designated time period. This deviation from the operating regulations is authorized under 33 CFR 117.35.</P>
        <SIG>
          <DATED>Dated: November 21, 2011.</DATED>
          <NAME>Eric A. Washburn,</NAME>
          <TITLE>Bridge Administrator.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32636 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2011-1130]</DEPDOC>
        <SUBJECT>Drawbridge Operation Regulation; Sacramento River, Sacramento, CA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of temporary deviation from regulations.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commander, Eleventh Coast Guard District, has issued a temporary deviation from the regulation governing the operation of the Tower Drawbridge across the Sacramento River, mile 59.0, at Sacramento, CA. The deviation is necessary to allow community celebration of New Year's Eve. This deviation allows the bridge to remain in the closed-to-navigation position during a portion of the event.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This deviation is effective from 9 p.m. to 9:20 p.m. on December 31, 2011.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble as being available in the docket are part of docket USCG-2011-1130 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-1130 in the “Keyword” box and then clicking “Search”. They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email David H. Sulouff, Chief, Bridge Section, Eleventh Coast Guard District; telephone (510) 437-3516, email<E T="03">David.H.Sulouff@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The California Department of Transportation has requested a temporary change to the operation of the Tower Drawbridge, mile 59.0, Sacramento River, at Sacramento, CA. The Tower Drawbridge navigation span provides a vertical clearance of 30 feet above Mean High Water in the closed-to-navigation position. The draw opens on signal from May 1 through October 31 from 6 a.m. to 10 p.m. and from November 1 through April 30 from 9 a.m. to 5 p.m. At all other times the draw shall open on signal if at least four hours notice is given, as required by 33 CFR 117.189(a). Navigation on the waterway is commercial and recreational.</P>
        <P>The drawspan will be secured in the closed-to-navigation position from 9 p.m. to 9:20 p.m. on December 31, 2011 to allow community celebration of New Year's Eve. This temporary deviation has been coordinated with waterway users. There are no scheduled river boat cruises or anticipated levee maintenance during this deviation period. No objections to the proposed temporary deviation were raised.</P>
        <P>In accordance with 33 CFR 117.35(e), the drawbridge must return to its regular operating schedule immediately at the end of the designated time period. This deviation from the operating regulations is authorized under 33 CFR 117.35.</P>
        <SIG>
          <DATED>Dated: December 7, 2011.</DATED>
          <NAME>D.H. Sulouff,</NAME>
          <TITLE>District Bridge Chief, Eleventh Coast Guard.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32643 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF VETERANS AFFAIRS</AGENCY>
        <CFR>38 CFR Part 17</CFR>
        <RIN>RIN 2900-AN49</RIN>
        <SUBJECT>Payment or Reimbursement for Emergency Treatment Furnished by Non-VA Providers in Non-VA Facilities to Certain Veterans With Service-Connected or Nonservice-Connected Disabilities</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of Veterans Affairs.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This document amends the Department of Veterans Affairs (VA) medical regulations concerning emergency hospital care and medical services provided to eligible veterans at non-VA facilities. The amendments are required by section 402 of the Veterans' Mental Health and Other Care Improvements Act of 2008. Among other things, the amendments authorize VA to pay for emergency treatment provided to a veteran at a non-VA facility up to the time the veteran can be safely transferred to a VA or other Federal facility and such facility is capable of accepting the transfer, or until such transfer was actually accepted, so long as the non-VA facility made and documented reasonable attempts to transfer the veteran to a VA or other Federal facility.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>This final rule is effective January 20, 2012.</P>
        </DATES>
        <FURINF>
          <PRTPAGE P="79068"/>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Lisa Brown, Chief Policy Management Department, Department of Veterans Affairs, 3773 Cherry Creek North Drive, Suite 450, Denver, CO 80209, (303) 331-7829. (This is not a toll-free number.)</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Sections 1725 and 1728 of title 38, United States Code, authorize the Secretary of Veterans Affairs to reimburse eligible veterans for costs related to non-VA emergency treatment furnished at non-VA facilities, or to pay providers directly for such costs. Specifically, section 1725 authorizes reimbursement for emergency treatment for eligible veterans with nonservice-connected conditions, and section 1728 authorizes reimbursement for emergency treatment for eligible veterans with service-connected conditions. These statutory provisions are implemented at 38 CFR 17.1000 through 17.1008 for eligible veterans with nonservice-connected conditions, and at 38 CFR 17.120 and 17.121 for eligible veterans with service-connected conditions.</P>
        <P>As explained in a notice of proposed rulemaking published on June 11, 2010 (75 FR 33216), prior to recent amendments to the law, VA was not authorized to reimburse or pay for treatment provided after “the veteran c[ould] be transferred safely to a [VA] facility or other Federal facility” under 38 U.S.C. 1725(f)(1)(C) (2007). Thus, under 38 U.S.C. 1725 and pursuant to regulations implementing 38 U.S.C. 1728, VA was unable to provide payment to the veteran or medical provider for services rendered beyond the point the veteran was determined to be stable enough for transfer, even if no VA or other Federal facility could immediately accept the transfer and the veteran required continued, non-emergency treatment.</P>
        <P>On October 10, 2008, the Veterans' Mental Health and Other Care Improvements Act of 2008, Public Law 110-387, was enacted, and it made several amendments to our authority to reimburse for the cost of non-VA emergency care.</P>
        <P>Section 402 of Public Law 110-387 amended the definition of “emergency treatment” in section1725(f)(1), extending VA's payment authority until “such time as the veteran can be transferred safely to a [VA] facility or other Federal facility and such facility is capable of accepting such transfer,” or until such transfer was accepted, so long as the non-VA facility “made and documented reasonable attempts to transfer the veteran to a [VA] facility or other Federal facility.” This amendment extended our authority to pay for treatment post-stabilization.</P>
        <P>Section 402(a)(1) amended section 1725(a)(1) by striking the term “may reimburse” and inserting “shall reimburse” in its place. This amendment requires VA to reimburse the covered costs for emergency care received at non-VA facilities for eligible veterans, rather than leaving the decision to make such reimbursement at the discretion of the Secretary.</P>
        <P>Section 402(b) of Public Law 110-387 amended 38 U.S.C. 1728. First, section 402(b)(1) authorized VA to reimburse or pay for “customary and usual charges of emergency treatment” when a veteran makes payment directly to a non-VA provider of emergency care. The statute had previously authorized reimbursement for “the reasonable value of such care or services.” This amendment relates to the amount of payment and is the subject of another rulemaking, RIN 2900-AN37, “Payment for Inpatient and Outpatient Health Care Professional Services at Non-Departmental Facilities and Other Medical Charges Associated with Non-VA Outpatient Care”. 75 FR 7218 (Feb. 18, 2010).</P>
        <P>Second, section 402(b)(3) made the definition of “emergency treatment” in section 1725(f)(1) applicable to section 1728. As described above, that definition of emergency treatment now includes care or services furnished until “such time as the veteran can be transferred safely to a [VA] facility or other Federal facility and such facility is capable of accepting such transfer,” or until such transfer was accepted, so long as the non-VA facility “made and documented reasonable attempts to transfer the veteran to a [VA] facility or other Federal facility.”</P>
        <P>In the proposed rule published on June 11, 2010 (75 FR 33216), we proposed to amend the following VA regulations to comply with the amendments made to 38 U.S.C. 1725 and 1728, and make technical changes such as correcting grammatical errors and updating obsolete regulatory citations:  38 CFR 17.120, 17.121, 17.1002, 17.1005, 17.1006, and 17.1008.</P>
        <P>We received four comments on the proposed rule. One commenter fully supported the rule because it will improve veterans' ability to obtain emergency care from non-VA facilities. The remainder of the comments are addressed below.</P>
        <P>One commenter was concerned with our decision in §§ 17.121(a) and 17.1006 to assign a “designated VA clinician” with the task of determining whether treatment should be reimbursed, specifically asserting that VA should place this responsibility in more highly skilled and trained employees. We disagree with this comment, and make no changes to the rule, because this portion of the rule simply adopts customary practice as implemented in the health care industry. The common industry practice is to utilize the services of health care professionals, such as nurses, for purposes of clinical review. Further, we believe that this designation of responsibility will promote greater efficiency in the use of VA physician services. VA employs highly trained clinical staff that is capable of making a clinical determination as to whether emergency care meets the requirements set forth under this rule, and whether a veteran can be safely transferred from the non-VA facility.</P>
        <P>We received three comments related to the transfer of veterans from non-VA hospitals. The commenters questioned whether VA was giving enough deference to the treating physician at the non-VA facility to determine when the veteran is stable enough to be transferred to a VA facility. A veteran may not be transferred from a non-VA facility to a VA facility before such veteran has first been released by the physician of the treating facility, and only after such physician determines the veteran has been stabilized. We note that this rule governs the payment for emergency services only, and VA's review of an episode of care for the purposes of determining eligibility for payment is retroactive, meaning the emergency care has already been provided. In reviewing the episode of care for payment purposes, VA will consider the treating physician's assessment of when the veteran returned to a stable condition and could have been transferred to a VA or other Federal facility. Although the procedure for transferring a VA-enrolled patient from a non-VA facility to a VA facility is not governed by this rule, we note that VA's practice is to work with the treating non-VA clinicians to determine when transfer would be safe. If the veteran's stability for transfer is questionable, the designated VA clinician will consult with the attending non-VA physician to determine whether transfer is in the best interest of the veteran. At no time during an episode of care will VA challenge the discretion of the treating non-VA physician with regard to whether an emergency situation has ended. We make no changes based on these comments.</P>

        <P>One commenter read the refusal of transfer provisions at proposed § 17.121(c) and § 17.1005(d) to exclude payment for non-emergency care<PRTPAGE P="79069"/>provided up until the point that transfer was available but refused by the veteran. Under the applicable law, VA is authorized to provide reimbursement for emergency care only “until * * * such time as the veteran can be transferred” to a VA or other Federal facility. 38 U.S.C. 1725(f)(1)(C).<E T="03">See also</E>38 U.S.C. 1728(c) (adopting the meaning of “emergency treatment” provided in section 1725(f)(1)). VA intended that the proposed rule provide that the episode of care will be considered for payment up to the point in time where VA was able to accept transfer but the veteran refused or opted not to be transferred to the VA facility. Because the language in the proposed rule did not accurately express this statutory authorization and VA's intent, we have revised the language in both § 17.121(c) and § 17.1005(d). Specifically, in § 17.121(c), we have removed the language referring to the point of “stabilization” and replaced it with language referring to the point of “refusal of transfer by the veteran.” We make the same change in § 17.1005(d).</P>
        <P>One commenter suggested that VA should provide payment for ancillary and pharmaceutical treatment in connection with the veteran's emergency care. To the extent the commenter wishes VA to reimburse veterans for the cost of such treatment provided during an episode of emergency care (prior to stabilization and a transfer determination), such treatment is in fact reimbursable as emergency care under this regulation—even if the emergency treatment includes the direct provision by the non-VA facility of a short course of medications needed to enable the discharge or transfer of the veteran. To the extent the commenter wishes VA to pay for medications provided after the episode of emergency care, this is beyond the scope of this rulemaking.</P>
        <P>In light of the potential for confusion as to what constitutes emergency treatment under the regulation, we have added to § 17.120(b) and § 17.1002 clarification that emergency treatment includes “medical services, professional services, ambulance services, ancillary care and medication (including a short course of medication related to and necessary for the treatment of the emergency condition that is provided directly to the patient for use after the emergency condition is stabilized and the patient is discharged))”. This reflects our original intent, but should reduce or eliminate some of the concerns raised by the commenter.</P>
        <P>We propose to clarify the term “Federal facility” in additional subsections of the regulations implementing 38 U.S.C. 1725 and 38 U.S.C. 1728. The term “Federal facility” is used in the definition of “emergency treatment” in subparagraph (C) of section 1725(f)(1) in the context of veterans being stable enough after an emergency to be transferred to a VA or other Federal facility and the availability of such facilities. 38 U.S.C. 1725(f)(1)(C). As identified in the notice of proposed rulemaking published on June 11, 2010 (75 FR 33216), the term “Federal facility” as it is used in 38 U.S.C. 1725(f)(1)(C) is clarified in this rulemaking in 38 CFR 17.121 and 17.1005 to mean “Federal facility that VA has an agreement with to furnish health care services for veterans”. Practically, VA considers that “emergency treatment” should be considered to continue until transfer is possible and accepted to a VA facility or Federal facility with which VA has an agreement, because determining availability of or eligibly for other Federal facilities will typically not be feasible.</P>

        <P>The term “Federal facilities” is also used in the definition of “emergency treatment” in subparagraph (A) of 38 U.S.C. 1725(f)(1), to specify that “emergency treatment” under sections 1728 and 1725 means, in pertinent part, “medical care or services furnished, in the judgment of the Secretary—(A) when Department or other Federal facilities are not feasibly available and an attempt to use them beforehand would not be reasonable”.<E T="03">See</E>definition of “emergency treatment” at 38 U.S.C. 1725(f)(1)(A) and 38 U.S.C. 1728(c) referencing such definition. Current regulations implementing sections 1728 and 1725 reiterate this requirement, explaining that payment or reimbursement may only be made if a VA or other Federal facility was not feasibly available, and an attempt to use them beforehand would not have been reasonable.<E T="03">See</E>38 CFR 17.1002(c) and 38 CFR 17.120(c). We propose to clarify the term “Federal facilities” as it is used in subparagraph (A) of section 1725(f)(1), just as we have done as it is used in subparagraph (C) of section 1725(f)(1), to mean only those Federal facilities “that VA has an agreement with to furnish health care services for veterans.” We make this change to allow for VA reimbursement of care provided in Federal facilities with which VA does not have an agreement and where the veteran would be personally liable for payment. Without this qualification, it may not be clear that VA can pay for or reimburse a veteran who obtains emergency care in a Federal facility with which VA does not have an agreement and which holds the veteran personally financially liable for the costs of the care.</P>
        <P>Congress did not define “Federal facility” (or “Federal facilities”) in  38 U.S.C. 1728 or 1725, which provide VA's authority to make payment or provide reimbursement for emergency treatment from non-VA providers. As indicated, we propose to interpret “Federal facility” (and “Federal facilities”) to mean facilities that VA has an agreement with to furnish health care services for veterans. From a practical standpoint, this interpretation makes sense because VA would generally have no way of knowing whether other Federal resources are available at any one time without such agreement. Without knowing of the availability of such Federal facilities, it is the Secretary's judgment that those facilities cannot be considered reasonable or feasible in the context of a medical emergency. This interpretation is also consistent with the intent of the statute, which is to cover the costs of care for veterans when such care must be provided outside of the VA setting. If the veteran who has an accident on a military installation is personally financially liable for that care, the intent of the statute was to relieve that burden. We note, however, that we do not interpret the statute as requiring VA to reimburse a Federal facility when the veteran receiving care would not otherwise be financially liable.</P>
        <P>Finally, although we have added this clarifying language, we note that this is not a change in VA's interpretation of the statute because VA currently interprets the statute in this way. These regulatory amendments merely codify VA's current interpretation for legal notice purposes. We, therefore, add the clarifying language “that VA has an agreement with to furnish health care services for veterans” after the term “Federal facilities” in § 17.120(c), “Federal facility” in § 17.1001(d), and “Federal facility/provider” in § 17.1002(c). We note the reference to “other Federal facility” in § 17.1001(d) pertains to the veteran's stability for transfer to a VA or other Federal facility, not other Federal facilities being unavailable at the time of the emergency, but was not noted for amendment in the notice of proposed rulemaking published on June 11, 2010 (75 FR 33216). The change reflects VA's existing interpretation of the statute.</P>

        <P>For the reasons set forth in the supplementary information to the notice of proposed rulemaking and in this notice, VA is adopting the proposed rule as a final rule with the changes discussed above.<PRTPAGE P="79070"/>
        </P>
        <HD SOURCE="HD1">Effect of Rulemaking</HD>
        <P>The Code of Federal Regulations, as revised by this notice, represents the exclusive legal authority on this subject. No contrary rules or procedures are authorized. All VA guidance must be read to conform with this rulemaking if possible or, if not possible, such guidance is superseded by this rulemaking.</P>
        <HD SOURCE="HD1">Unfunded Mandates</HD>
        <P>The Unfunded Mandates Reform Act of 1995 requires, at 2 U.S.C. 1532, that agencies prepare an assessment of anticipated costs and benefits before issuing any rule that may result in an expenditure by State, local, and tribal governments, in the aggregate, or by the private sector, of $100 million or more (adjusted annually for inflation) in any one year. This rule would have no such effect on State, local, and tribal governments, or on the private sector.</P>
        <HD SOURCE="HD1">Paperwork Reduction Act</HD>

        <P>This action contains no provisions constituting a collection of information under the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>).</P>
        <HD SOURCE="HD1">Executive Orders 12866 and 13563</HD>
        <P>Executive Orders 12866 and 13563 direct agencies to assess all costs and benefits of available regulatory alternatives and, when regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety, and other advantages; distributive impacts; and equity). Executive Order 13563 (Improving Regulation and Regulatory Review) emphasizes the importance of quantifying both costs and benefits, reducing costs, harmonizing rules, and promoting flexibility. Executive Order 12866 (Regulatory Planning and Review) defines “significant regulatory action,” requiring review by the Office of Management and Budget (OMB) unless OMB waives such review, as any regulatory action that is likely to result in a rule that may: (1) Have an annual effect on the economy of $100 million or more or adversely affect in a material way the economy, a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or State, local or tribal governments or communities; (2) create a serious inconsistency or otherwise interfere with an action taken or planned by another agency; (3) materially alter the budgetary impact of entitlements, grants, user fees, or loan programs or the rights and obligations of recipients thereof; or (4) raise novel legal or policy issues arising out of legal mandates, the President's priorities, or the principles set forth in the Executive Order.</P>
        <P>The economic, interagency, budgetary, legal, and policy implications of this rule have been examined and it has been determined not to be a significant regulatory action under the Executive Order 12866.</P>
        <HD SOURCE="HD1">Regulatory Flexibility Act</HD>

        <P>The Secretary hereby certifies that this rule would not have a significant economic impact on a substantial number of small entities as they are defined in the Regulatory Flexibility Act, 5 U.S.C. 601<E T="03">et seq.</E>This rule will not cause a significant economic impact on health care providers, suppliers, or entities since only a small portion of the business of such entities concerns VA beneficiaries. Therefore, pursuant to 5 U.S.C. 605(b), this amendment is exempt from the initial and final regulatory flexibility analysis requirements of sections 603 and 604.</P>
        <HD SOURCE="HD1">Catalog of Federal Domestic Assistance Numbers</HD>
        <P>The Catalog of Federal Domestic Assistance numbers and titles for the programs affected by this document are 64.009, Veterans Medical Care Benefits; 64.010, Veterans Nursing Home Care; and 64.011, Veterans Dental Care.</P>
        <HD SOURCE="HD1">Signing Authority</HD>
        <P>The Secretary of Veterans Affairs, or designee, approved this document and authorized the undersigned to sign and submit the document to the Office of the Federal Register for publication electronically as an official document of the Department of Veterans Affairs. John R. Gingrich, Chief of Staff, Department of Veterans Affairs, approved this document on November 14, 2011, for publication.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 38 CFR Part 17</HD>
          <P>Administrative practice and procedure, Alcohol abuse, Alcoholism, Claims, Day care, Dental health, Drug abuse, Foreign relations, Government contracts, Grant programs—health, Grant programs—Veterans, Health care, Health facilities, Health professions, Health records, Homeless, Medical and dental schools, Medical devices, Medical research, Mental health programs, Nursing homes, Philippines, Reporting and recordkeeping requirements, Scholarships and fellowships, Travel and transportation expenses, Veterans.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Robert C. McFetridge,</NAME>
          <TITLE>Director of Regulation Policy and Management,Office of the General Counsel,Department of Veterans Affairs.</TITLE>
        </SIG>
        
        <P>For the reasons set forth in the preamble, 38 CFR part 17 is amended as follows:</P>
        <REGTEXT PART="17" TITLE="38">
          <PART>
            <HD SOURCE="HED">PART 17—MEDICAL</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 17 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>38 U.S.C. 501, and as noted in specific sections.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="17" TITLE="38">
          <AMDPAR>2. Amend § 17.120 by:</AMDPAR>
          <AMDPAR>a. Revising the section heading.</AMDPAR>
          <AMDPAR>b. In the introductory text, removing “care” and adding, in its place, “emergency treatment”, removing “medical services” and adding, in its place, “emergency treatment”, and removing “may be paid” and adding, in its place, “will be paid”.</AMDPAR>
          <AMDPAR>c. Revising paragraph (a) introductory text.</AMDPAR>
          <AMDPAR>d. In paragraph (a)(3), removing “United State” and adding, in its place, “United States” and adding the word “or” at the end of paragraph (a)(3).</AMDPAR>
          <AMDPAR>e. In paragraph (a)(4), removing “§ 17.48(j); and” and adding, in its place, “§ 17.47(i)(2);”.</AMDPAR>
          <AMDPAR>f. Revising paragraph (b).</AMDPAR>
          <AMDPAR>g. Revising paragraph (c).</AMDPAR>
          <P>The revisions read as follows:</P>
          <SECTION>
            <SECTNO>§ 17.120</SECTNO>
            <SUBJECT>Payment or reimbursement for emergency treatment furnished by non-VA providers to certain veterans with service-connected disabilities.</SUBJECT>
            <STARS/>
            <P>(a)<E T="03">For veterans with service connected disabilities.</E>Emergency treatment not previously authorized was rendered to a veteran in need of such emergency treatment:</P>
            <STARS/>
            <P>(b)<E T="03">In a medical emergency.</E>Emergency treatment not previously authorized including medical services, professional services, ambulance services, ancillary care and medication (including a short course of medication related to and necessary for the treatment of the emergency condition that is provided directly to the patient for use after the emergency condition is stabilized and the patient is discharged) was rendered in a medical emergency of such nature that a prudent layperson would have reasonably expected that delay in seeking immediate medical attention would have been hazardous to life or health. This standard is met by an emergency medical condition manifesting itself by acute symptoms of sufficient severity (including severe<PRTPAGE P="79071"/>pain) that a prudent layperson who possesses an average knowledge of health and medicine could reasonably expect the absence of immediate medical attention to result in placing the health of the individual in serious jeopardy, serious impairment to bodily functions, or serious dysfunction of any bodily organ or part. And,</P>
            <P>(c)<E T="03">When Federal facilities are unavailable.</E>VA or other Federal facilities that VA has an agreement with to furnish health care services for veterans were not feasibly available, and an attempt to use them beforehand or obtain prior VA authorization for the services required would not have been reasonable, sound, wise, or practicable, or treatment had been or would have been refused.</P>
          </SECTION>
        </REGTEXT>
        
        <REGTEXT PART="17" TITLE="38">
          <AMDPAR>3. Section 17.121 is revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 17.121</SECTNO>
            <SUBJECT>Limitations on payment or reimbursement of the costs of emergency treatment not previously authorized.</SUBJECT>
            <P>(a)<E T="03">Emergency Treatment.</E>Except as provided in paragraph (b) of this section, VA will not approve claims for payment or reimbursement of the costs of emergency treatment not previously authorized for any period beyond the date on which the medical emergency ended. For this purpose, VA considers that an emergency ends when the designated VA clinician at the VA facility has determined that, based on sound medical judgment, the veteran who received emergency treatment:</P>
            <P>(1) Could have been transferred from the non-VA facility to a VA medical center (or other Federal facility that VA has an agreement with to furnish health care services for veterans) for continuation of treatment, or</P>
            <P>(2) Could have reported to a VA medical center (or other Federal facility that VA has an agreement with to furnish health care services for veterans) for continuation of treatment.</P>
            <P>(b)<E T="03">Continued non-emergency treatment.</E>Claims for payment or reimbursement of the costs of emergency treatment not previously authorized may only be approved for continued, non-emergency treatment, if:</P>
            <P>(1) The non-VA facility notified VA at the time the veteran could be safely transferred to a VA facility (or other Federal facility that VA has an agreement with to furnish health care services for veterans), and the transfer of the veteran was not accepted; and</P>
            <P>(2) The non-VA facility made and documented reasonable attempts to request transfer of the veteran to a VA facility (or to another Federal facility that VA has an agreement with to furnish health care services for veterans), which means the non-VA facility contacted either the VA Transfer Coordinator, Administrative Officer of the Day, or designated staff responsible for accepting transfer of patients, at a local VA (or other Federal facility) and documented such contact in the veteran's progress/physicians' notes, discharge summary, or other applicable medical record.</P>
            <P>(c)<E T="03">Refusal of transfer.</E>If a stabilized veteran who requires continued non-emergency treatment refuses to be transferred to an available VA facility (or other Federal facility that VA has an agreement with to furnish health care services for veterans), VA will make payment or reimbursement only for the expenses related to the initial evaluation and the emergency treatment furnished to the veteran up to the point of refusal of transfer by the veteran.</P>
            <SECAUTH>(Authority: 38 U.S.C. 1724, 1728, 7304)</SECAUTH>
          </SECTION>
        </REGTEXT>
        
        <REGTEXT PART="17" TITLE="38">
          <AMDPAR>4. Revise paragraph (d) of § 17.1001 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 17.1001</SECTNO>
            <SUBJECT>Definitions.</SUBJECT>
            <STARS/>
            <P>(d) The term<E T="03">stabilized</E>means that no material deterioration of the emergency medical condition is likely, within reasonable medical probability, to occur if the veteran is discharged or transferred to a VA or other Federal facility that VA has an agreement with to furnish health care services for veterans.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="17" TITLE="38">
          <AMDPAR>5. Amend § 17.1002 by:</AMDPAR>
          <AMDPAR>a. Revising the introductory text.</AMDPAR>
          <AMDPAR>b. Revising paragraph (c).</AMDPAR>
          <AMDPAR>c. Removing paragraph (d).</AMDPAR>
          <AMDPAR>d. Redesignating paragraphs (e) through (i) as new paragraphs (d) through (h) respectively.</AMDPAR>
          <P>The revision reads as follows:</P>
          <SECTION>
            <SECTNO>§ 17.1002</SECTNO>
            <SUBJECT>Substantive conditions for payment or reimbursement.</SUBJECT>
            <P>Payment or reimbursement under 38 U.S.C. 1725 for emergency treatment (including medical services, professional services, ambulance services, ancillary care and medication (including a short course of medication related to and necessary for the treatment of the emergency condition that is provided directly to the patient for use after the emergency condition is stabilized and the patient is discharged)) will be made only if all of the following conditions are met:</P>
            <STARS/>
            <P>(c) A VA or other Federal facility/provider that VA has an agreement with to furnish health care services for veterans was not feasibly available and an attempt to use them beforehand would not have been considered reasonable by a prudent layperson (as an example, these conditions would be met by evidence establishing that a veteran was brought to a hospital in an ambulance and the ambulance personnel determined the nearest available appropriate level of care was at a non-VA medical center);</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        
        <REGTEXT PART="17" TITLE="38">
          <AMDPAR>6. In § 17.1005, revise paragraph (b) and add paragraphs (c) and (d) as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 17.1005</SECTNO>
            <SUBJECT>Payment limitations.</SUBJECT>
            <STARS/>
            <P>(b) Except as provided in paragraph (c) of this section, VA will not approve claims for payment or reimbursement of the costs of emergency treatment not previously authorized for any period beyond the date on which the medical emergency ended. For this purpose, VA considers that an emergency ends when the designated VA clinician at the VA facility has determined that, based on sound medical judgment, a veteran who received emergency treatment:</P>
            <P>(1) Could have been transferred from the non-VA facility to a VA medical center (or other Federal facility that VA has an agreement with to furnish health care services for veterans) for continuation of treatment, or</P>
            <P>(2) Could have reported to a VA medical center (or other Federal facility that VA has an agreement with to furnish health care services for veterans) for continuation of treatment.</P>
            <P>(c) Claims for payment or reimbursement of the costs of emergency treatment not previously authorized may be approved for continued, non-emergency treatment, only if:</P>
            <P>(1) The non-VA facility notified VA at the time the veteran could be safely transferred to a VA facility (or other Federal facility that VA has an agreement with to furnish health care services for veterans) and the transfer of the veteran was not accepted, and</P>

            <P>(2) The non-VA facility made and documented reasonable attempts to request transfer of the veteran to VA (or to another Federal facility that VA has an agreement with to furnish health care services for veterans), which means the non-VA facility contacted either the VA Transfer Coordinator, Administrative Officer of the Day, or designated staff responsible for accepting transfer of patients at a local VA (or other Federal facility) and documented such contact in the veteran's progress/physicians' notes, discharge summary, or other applicable medical record.<PRTPAGE P="79072"/>
            </P>
            <P>(d) If a stabilized veteran who requires continued non-emergency treatment refuses to be transferred to an available VA facility (or other Federal facility that VA has an agreement with to furnish health care services for veterans), VA will make payment or reimbursement only for the expenses related to the initial evaluation and the emergency treatment furnished to the veteran up to the point of refusal of transfer by the veteran.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="17" TITLE="38">
          <SECTION>
            <SECTNO>§ 17.1006</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>7. Amend § 17.1006 by removing “Fee Service Review Physician or equivalent officer” and adding, in its place, “designated VA clinician”.</AMDPAR>
          <SECTION>
            <SECTNO>§ 17.1008</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="17" TITLE="38">
          <AMDPAR>8. Amend § 17.1008 by removing “treatment” in both places it appears, and adding, in each place, “treatment and any non-emergency treatment that is authorized under § 17.1005(c) of this part”.</AMDPAR>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32413 Filed 12-16-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8302-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">POSTAL SERVICE</AGENCY>
        <CFR>39 CFR Part 111</CFR>
        <SUBJECT>New Standards for Domestic Mailing Services</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Postal Service<E T="51">TM</E>.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Postal Service will revise<E T="03">Mailing Standards of the United States Postal Service,</E>Domestic Mail Manual (DMM®) throughout various sections to reflect price adjustments and mailing requirements changes associated with the October 2011 filing with the Postal Regulatory Commission (PRC).</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective January 22, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Bill Chatfield at (202) 268-7278.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>On October 18, 2011, the Postal Service filed a notice of mailing services price adjustments with the PRC, effective on January 22, 2012. In addition, on October 24, 2011, the USPS<E T="51">TM</E>published a proposed rule in the<E T="04">Federal Register</E>(FR 76 65640-65653) based on the PRC filing. This final rule conveys the comments received on the proposal, our responses to comments, and the final mailing standards.</P>

        <P>Prices are available under Docket Number R2012-3 on the Postal Regulatory Commission's Web site at<E T="03">www.prc.gov,</E>and also on the Postal Explorer® Web site at<E T="03">pe.usps.com.</E>
        </P>
        <P>The Postal Service's final rule includes: several mail classification changes, modifications to mailpiece characteristics, and changes in classification terminology.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>The Postal Service received comments from eight submitters on various aspects of the proposed changes. The comments and responses to them are included in the applicable subject matter sections below.</P>
        <HD SOURCE="HD1">Changes for Letters</HD>
        <HD SOURCE="HD2">Commercial First-Class Mail Letters</HD>
        <P>The pricing structure for presorted and automation First-Class Mail® letters changes so that the minimum postage charge would be for a 2-ounce letter instead of the current 1-ounce minimum postage charge.</P>
        <P>One commenter thought that the postage for 1-ounce presorted or automation letters would be increasing to the 2-ounce prices; we clarified that instead the prices for 2-ounce letters would be closer to the current prices (with an increase as proposed) for 1-ounce letters.</P>
        <P>We received two sets of comments detailing the difficulties that would ensue for some mailers to determine, and apply, proper postage to residual pieces with single-piece postage if they were not also eligible for the reduced postage for 2-ounce letters, and requesting therefore that those single-piece letters also be eligible for reduced postage. They asked multiple questions about postage payment and separation of mail, since the free second ounce does not include residual pieces.</P>
        <P>Beginning on January 22, 2012, the Postal Service is revising First-Class Mail pricing to change the first weight increment for presort and automation First-Class Mail letters to include pieces weighing up to two ounces. This is sometimes referred to as “2nd ounce free.” This program was developed in conjunction with customers with the goal of adding value to the mail. For example, customers may use the additional weight for their operational or marketing purposes to realize more value from their mailings. On average, the price of First-Class Mail Presort letters and cards is increasing by 1.58 percent while the price for First-Class Mail single-piece letters and cards increases by 2.47 percent. The lower price increase for presorted First-Class Mail is a direct result of the “2nd ounce free” program. While the single-piece 1-ounce letter price increases by one cent, the price increases for most automation First-Class Mail letters increases by one cent or less.</P>
        <P>Regarding residual letters, the standards for how additional postage is paid for those pieces will not change. Regarding permit imprint mailings, the current standards for identical weight pieces will remain; if a mailing contains nonidentical weight pieces (even if the postage for such may be the same) a special postage payment system must be used to document the correct piece counts and postage. Residual pieces that are not eligible for a free second ounce must be separated by postage increment for verification purposes.</P>
        <P>The Postal Service also removes standards for Reply Rides Free, because the program ends on December 31, 2011.</P>
        <HD SOURCE="HD2">Commercial First-Class Mail and Standard Mail Letters</HD>
        <P>The Postal Service modifies the process of submitting mailpieces to the Pricing and Classification Service Center (PCSC) for testing and deletes the provision that pieces with attached release cards be sent to Engineering.</P>
        <HD SOURCE="HD2">Standard Mail Letters</HD>
        <P>We clarify that overflow Standard Mail® nonmachinable letters that mailers place into existing trays at another level require matching documentation. We received a request to clarify whether there are DSCF entry prices for nonmachinable Standard Mail letters weighing over 3.3 ounces at the mixed ADC sort level. There will be no DSCF entry prices for nonmachinable letters at mixed ADC prices.</P>
        <P>We received a comment requesting that we confirm that the prices for Standard Mail basic carrier route letters are the same for automation-compatible and nonautomation letters. The prices are currently the same, and will continue to be the same for both types of letters. One commenter noted that the maximum weight for carrier route letters is “less than 16 ounces.” This is currently the case and will continue to be so.</P>
        <HD SOURCE="HD1">Changes for Flats</HD>
        <HD SOURCE="HD2">Automation Flats</HD>

        <P>The USPS clarifies that automation flats must meet the standards for all flats (such as flexibility) in 301.1.0 as well as the standards in 301.3.0. We received two questions about whether the minimum size for automation flats will remain as it is currently. The minimum size for automation flats is not changing; the applicable dimensions for automation flats continue to be in DMM 301.3.2.<PRTPAGE P="79073"/>
        </P>
        <HD SOURCE="HD2">Periodicals Flats</HD>
        <P>Currently, Periodicals flats are allowed on mixed area distribution center (MADC) pallets only when the flats are sacked. We will allow bundles of Periodicals flats to be placed directly on MADC pallets and assign a specific price for MADC pallets as well. One commenter asked if carrier route bundles would be permitted on MADC pallets; with this final rule, we affirm that we will allow carrier route bundles to be placed directly on MADC pallets. The bundle price for carrier route bundles on mixed ADC pallets will be the 5-digit bundle price.</P>

        <P>The Postal Service revises a price categorization under nonmachinable flats to insert the correct categorization of<E T="03">nonmachinable flats-nonbarcoded.</E>
        </P>
        <P>The Postal Service is adding language to the pending standards in DMM 705.15. These standards relate to combined mailings of Standard Mail and Periodicals flats, scheduled for implementation on January 22, 2012. This change will clarify that bundles formed in a combined mailing of Standard Mail and Periodicals flats to the carrier route level may be placed on mixed network distribution center (NDC) pallets. The bundle price applicable to the 5-digit bundle placed on the mixed ADC container level will be applied to these bundles. Mailers may continue to claim the applicable carrier route piece price for pieces placed in carrier route bundles, when these bundles are placed on mixed NDC containers.</P>
        <HD SOURCE="HD2">Detached Address Labels Used With Flats</HD>
        <P>The Postal Service adds a new term to identify detached address labels (DALs) with advertising. Inclusion of advertising turns DALs into dual-purpose pieces: optional addressing vehicles and marketing vehicles. A DAL with advertising on either side will be named as a detached marketing label (DML). Both DALs and DMLs may be used with saturation flats or with Standard Mail Marketing parcels.</P>
        <P>We received several comments unrelated to the standards that suggested the proposed new prices for DALs with flats would be detrimental to continued profitable use of DALs for advertising purposes. As information, the USPS amended its filing to request that the new proposed price be higher than the current price but lower than the price originally proposed.</P>
        <HD SOURCE="HD1">Changes for Parcels</HD>
        <HD SOURCE="HD2">Machinable Parcels</HD>
        <P>To align the standards for machinable parcels with current mail processing equipment capability, the Postal Service changes the dimensional criteria for all machinable parcels from the current 34 inches x 17 inches x 17 inches to 27 inches x 17 inches x 17 inches. We additionally reduce the maximum weight of a machinable parcel from 35 pounds to 25 pounds for all parcels except those mailed as Parcel Select® or Parcel Return Service. The maximum weight for machinable parcels that contain books or other printed matter remains at 25 pounds regardless of class of mail. We also modify the processes by which parcels that do not fully meet the machinability standards are evaluated for machinability. In addition, the Postal Service clarifies that parcels that meet the lightweight machinable parcel standards are definitively categorized as machinable parcels.</P>
        <HD SOURCE="HD2">Standard Mail Parcels</HD>

        <P>Standard Mail regular parcels are separated into two groups: Marketing parcels and parcels that will become Parcel Select Lightweight<E T="51">TM</E>parcels. Nonprofit Standard Mail parcels have separate standards for Nonprofit Marketing parcels and other Nonprofit parcels.</P>
        <P>Marketing parcels are defined as containing information and/or product samples whose purpose is to encourage recipients to purchase a product or service, make a contribution, support a cause, form a belief or opinion, take an action, or provide information to recipients. Marketing parcels will be required to bear an alternative addressing format (occupant or exceptional addressing, or simplified addressing when allowed for saturation mail), and must be presented for mailing in carrier route (basic, high-density, or saturation sortation) or presort separations. All Marketing parcels would have a maximum size of 12 inches by 9 inches by 2 inches thick. When DALs are used with Marketing parcels, the weight of the DALs is added to the parcels in determining postage, as is currently the case, but there will be no separate charge for the DALs.</P>

        <P>Included in this notice is a correction of a previously published error (in<E T="03">Postal Bulletin</E>22319, 9-8-2011) that allowed Signature Confirmation for Standard Mail parcels. This correction confirms that Standard Mail parcels are not eligible for Signature Confirmation service.</P>
        <HD SOURCE="HD2">Not Flat-Machinables (NFMs)</HD>

        <P>In 2007, the USPS created a temporary NFM price category for Standard Mail items that could not meet revised automation flats standards. In the revised proposed rule<E T="04">Federal Register</E>published on February 6, 2009 (74 FR 6250-6257), the Postal Service announced our intention to discontinue the NFM category in May 2010. In the March 25, 2010,<E T="03">Postal Bulletin</E>(22281), we announced that the NFM price category would be extended. We now will eliminate the NFM category as of January 2012. Pieces that would have been mailed as NFMs should qualify as either Standard Mail Marketing parcels or Parcel Select Lightweight parcels.</P>
        <P>We received two comments noting that some residual standards that mention NFMs still remained if the proposed new standards were to be adopted. We are grateful for the feedback and have amended the DMM changes to remove those references to NFMs.</P>

        <P>One commenter also asked how pieces that have been mailed as NFMs would qualify for new prices and what efforts have been made to communicate with current NFM mailers. Marketing pieces (such as product samples) currently in the NFM category should be able to easily transition to the Marketing parcel category with little impact, assuming they are currently using a form of alternative addressing. If they are fulfillment pieces or the mailer is not willing to use an alternative address, the likely alternative would be Parcel Select Lightweight parcels. This has been communicated extensively through the relevant customer associations and in several<E T="04">Federal Register</E>notices. The USPS will also attempt to contact current known NFM mailers to ensure that they are aware of the new mailing options in January 22, 2012.</P>
        <HD SOURCE="HD2">Package Services Pieces</HD>
        <P>The Postal Service eliminates the provision to provide free local forwarding for Package Services pieces.</P>
        <P>The USPS also will discontinue the 3-cent barcode discount for all Bound Printed Matter (BPM), Media Mail®, and Library Mail parcels. We received a request to confirm this and to state whether the barcode discount would continue for BPM flats. We will continue to allow a barcode discount for BPM flats as of January 22, 2012.</P>
        <HD SOURCE="HD1">Special, Extra, and Other Services</HD>
        <HD SOURCE="HD2">Mailing Dates for Dropshipments</HD>

        <P>Mailers may use plant-verified drop shipments (PVDS) during the price change as follows:<PRTPAGE P="79074"/>
        </P>
        <P>•<E T="03">Current Prices</E>—Mailers may use the current prices for PVDS mailings verified and paid for before January 22, 2012. We will accept these mailings at destination entry postal facilities through February 5, 2012 when presented with appropriate verification and payment documentation.</P>
        <P>•<E T="03">New Prices</E>—Mailers may use the new prices (effective January 22, 2012) for PVDS mailings verified and paid for beginning January 8, 2012, for deposit at destination facilities on or after January 22, 2012. For mailings with electronic documentation, mailers must enter a Mail Arrival Date that is on or after January 22, 2012. For mailings with hard copy postage statements, USPS acceptance employees must enter a Mail Arrival Date that is on or after January 22, 2012. The Postal Service will accept these mailings at destination entry postal facilities beginning January 22, 2012 when presented with appropriate verification and payment documentation.</P>
        <HD SOURCE="HD2">Manifest Mailing System Clarification</HD>
        <P>In the June 2, 2011,<E T="03">Postal Bulletin</E>(22312), the Postal Service announced a change in the administrative support process for Special Postage Payment Systems from formal agreements to authorizations. For manifest mailing systems, we incorrectly stated that the authorization document is a letter signed by the mailer and the Business Mail Support (BMS) manager. We are revising DMM 705.2.0 to clarify that an authorization letter is signed only by the BMS manager.</P>
        <HD SOURCE="HD2">Delivery Confirmation and Signature Confirmation</HD>
        <P>We add clarifications in DMM 503.10 and 503.11 that Delivery Confirmation and Signature Confirmation services are available for First-Class Package Service parcels for only the electronic option.</P>
        <HD SOURCE="HD2">Adult Signature</HD>

        <P>The Postal Service encourages and will permit the use of a hard copy PS Form 3811,<E T="03">Domestic Return Receipt,</E>with Adult Signature service when used with Express Mail® or Priority Mail®, including shipments made under the Prevent All Tobacco Cigarettes Trafficking (PACT) Act. A return receipt fee will be charged in addition to regular postage and the Adult Signature fee.</P>
        <P>Customers eligible to mail cigarettes and smokeless tobacco under the business/regulatory purposes and consumer testing exceptions of the PACT Act are currently limited to shipping via Express Mail with Hold For Pickup service. In January 2012, we will offer additional options: Express Mail with Adult Signature or Priority Mail with Adult Signature.</P>
        <P>We received a comment suggesting that allowing Express Mail or Priority Mail with Adult Signature under the PACT Act will make it easier for underage smokers to obtain cigarettes and smokeless tobacco products. The new standards have not changed insofar as it relates to the statutory exceptions to the PACT Act. The labeling, acceptance, and delivery requirements are not relaxed and still provide ample opportunity to determine if mailings fit within the exceptions. The new standards simply provide mailers other service options that fit within the exceptions.</P>
        <HD SOURCE="HD2">Confirm</HD>

        <P>The Postal Service discontinues Confirm service as a paid subscription service and replaces it with “IMb<E T="51">TM</E>Tracing,” which will provide scan data similar to that provided through Confirm service, but with no paid subscription required. Under IMb Tracing service, mailers will continue to receive the same raw scan data through the same data-provisioning methods.</P>
        <P>In response to requests for clarification of the transition process, we provide the following scenarios.</P>

        <P>For customers transitioning from Confirm to IMb Tracing, who are using Intelligent Mail® barcodes and have no changes to their profile, the account profile will remain the same and information will flow as it does today. Future profile changes can be handled through emails to the help desk at<E T="03">confirm@usps.gov.</E>
        </P>
        <P>The change would have ended the use of PLANET® Code barcodes for mailers when their current subscription expired. To provide more time for mailers to transition to IMbs, existing Confirm customers who wish to continue using PLANET Code barcodes after their current subscription expires must submit a signed Confirm renewal application and pay the applicable fees for the new subscription period prior to January 22, 2012, for the PLANET code subscription IDs they would like to continue using. No renewed subscription under this provision will extend past January 2013. Subscription IDs associated with IMbs will remain the same. Applications can be mailed, faxed, or emailed to the help desk.</P>
        <P>New customers not utilizing a third party must submit a signed IMb Tracing application and complete the application process similar to today's Confirm process.</P>
        <P>Third-party service providers for data management currently receiving Confirm or IMb Tracing information may submit a signed application on behalf of new customers under these conditions:</P>
        <P>• The signature must be from a representative of the MID owner.</P>
        <P>• If the mail pieces will be produced by a company qualified to print the IMb, the customer will not have to submit samples to be tested.</P>
        <P>• Applications can be mailed, faxed, or emailed to the help desk.</P>
        <HD SOURCE="HD2">Waiver of Annual Mailing Fees for Full-Service Automation Mailings</HD>

        <P>The Postal Service revises certain requirements for mailers who present full-service (Intelligent Mail) automation mailings. When mailers present only full-service automation mailings of First-Class Mail or Standard Mail letters and flats or BPM flats with 90 percent or more pieces qualifying for full-service automation prices, the Postal Service will waive payment of the annual mailing fees for mailings presented under specific permits. As an additional allowance, when mailers present only qualifying full-service automation mailings with permit imprint indicia, those mailings will be able to be presented at any<E T="03">PostalOne!</E>® acceptance office without payment of an additional permit imprint application fee or payment of an annual mailing fee at the other office(s).</P>
        <P>We received a group of questions from two associations regarding how this initiative will be implemented, primarily about presenting mailings at offices other than the office where a permit is held. A recommendation was made about how to handle an instance of a mailing being submitted that does not meet the 90 percent eligibility, to allow later payment of the annual fee. Because of the many nuances involved in this initiative, we will implementing both aspects—waiver of annual presort fee and multiple entry points for permit imprint mailings—on February 12, 2012 to assure that all processes for employees and mailers are coordinated.</P>
        <HD SOURCE="HD1">Paraphrased Comments and Responses</HD>
        <P>
          <E T="03">Comment:</E>Is the 90% requirement for pieces per mailing or for all pieces on all mailings for the year?</P>
        <P>
          <E T="03">Response:</E>The requirement applies to each mailing.</P>
        <P>
          <E T="03">Comment:</E>Is it for all mailings of a mailer or by the specific permit, PC, PER account number?</P>
        <P>
          <E T="03">Response:</E>For each permit used with First-Class Mail, Standard Mail, and Bound Printed Matter full-service mailings; Periodicals are not eligible. There is no annual presort fee as long as each postage statement charged to the<PRTPAGE P="79075"/>permit remains at 90% or greater full-service pieces.</P>
        <P>
          <E T="03">Comment:</E>Should a mailer open an additional permit (obtain a separate permit number) for full-service mailings to mail all of their full-service mailings under and use another for non-full service mailings, which effectively negates the fee waiver.</P>
        <P>
          <E T="03">Response:</E>Management of permits is at the mailer's discretion.</P>
        <P>
          <E T="03">Comment:</E>Can a mailer present mail for a permit number from any acceptance office in the nation to their local acceptance office?</P>
        <P>
          <E T="03">Response:</E>Mailers may present qualified full-service mailings with mailpieces bearing a current valid permit imprint (that has been used only to present eligible Full-Service mailings) for acceptance at any USPS acceptance office that has<E T="03">PostalOne!</E>acceptance functions.</P>
        <P>
          <E T="03">Comment:</E>What information needs to be used on the postage statement for the mailing, the permit number of the origin Post Office<E T="51">TM</E>of mailing? Is any other information required?</P>
        <P>
          <E T="03">Response:</E>Hardcopy postage statements are not eligible for full-service mailings and therefore will not qualify to mail at other offices or waiver of fees. See the next comment and response for electronic documentation.</P>
        <P>
          <E T="03">Comment:</E>How are the permits that are used to pay the postage identified in Full Service eDocumentation? What records/fields are supposed to contain what information regarding the Permit numbers?</P>
        <P>
          <E T="03">Response:</E>Mail.dat® file submission:</P>
        <P>□ Use of single permit at multiple BMEU locations (verification sites) requires use of account #.</P>
        <P>□ MPA Record:</P>
        <P>Populate permit type, permit #, and ZIP + 4® fields to identify permit (authorization to mail).</P>
        <P>Populate account # field with CAPS number (traditional or non-traditional).</P>
        <P>Identification of Mail Preparer &amp; Mail Owner by CRID or MID (cannot identify with a permit).</P>
        <P>Customer communications.</P>
        <P>□ Segment Record—Verification Facility ZIP + 4 field (Pos 137-145):</P>
        <P>Populate with BMEU ZIP Code<E T="51">TM</E>(5 or 9 digit).</P>
        <P>Drives the BMEU dashboard.</P>
        <P>
          <E T="03">Comment:</E>What information is required to be in the indicia on the mailpiece?</P>
        <P>
          <E T="03">Response:</E>Issuing office permit number and city/state or company imprint indicia may be printed in the permit imprint indicia on the piece and entered at any location.</P>
        <P>
          <E T="03">Comment:</E>What are the requirements regarding the commingling of permit imprint mail with permits outside the Post Office of mailing of the mailer when using the mailer's permit to pay the postage, or using the permit holder's permit to pay the postage? What will the 90% rule be applied to, the entire mailing or the portion of the mailing under the permit holder's permit?</P>
        <P>
          <E T="03">Response:</E>The 90% rule applies to single statements or the master statement (when there are multiple child statements) as follows:</P>
        <P>• For single permit mailings, the statement must meet the 90% threshold.</P>
        <P>• For multiple permit mailings, the master statement must meet the 90% threshold.</P>
        <P>• Individual permits within the master statement do not have to meet the 90% threshold.</P>
        <P>
          <E T="03">Comment:</E>Can a mail service provider permit number be used for permit mail pieces in a commingled mailing originating from offices other than the mailer's acceptance office?</P>
        <P>
          <E T="03">Response:</E>The permit number used must be the number assigned to permit holders at the issuing office.</P>
        <P>
          <E T="03">Comment:</E>How does this affect mailing into other Post Offices for metered mail?</P>
        <P>
          <E T="03">Response:</E>The provision to mail at other offices under the waiver of fee initiative is limited to permit imprint mailing.</P>
        <P>
          <E T="03">Comment:</E>To not accept the mailing on a first occurrence of failing to meet the 90% rule would cause undue burden and costs on the mail owner.</P>
        <P>
          <E T="03">Recommendation:</E>That if the mail presenter is unable to pay the fee at that time, the mailing would be accepted on the first occurrence with promise to pay later by the permit holder and no further mailings would be accepted until the fee was paid.</P>
        <P>
          <E T="03">Response:</E>Our standards do not allow us to defer payment of fees once they are due. However, we expect that Full-Service mailers will know that their mailing will not meet the 90% requirement before they present the mailing and be able to plan accordingly.</P>
        <P>
          <E T="03">Comment:</E>If a mailing is presented to any acceptance office under the fee waiver provisions and fails to meet the 90% compliance rule, will all subsequent mailings using or bearing that permit number not be allowed entry at any other office other than the office where the permit is held?</P>
        <P>
          <E T="03">Response:</E>Yes, once mailings under a permit number fall below the established 90% full-service threshold, applicable fees must be paid for all subsequent mailings.</P>
        <HD SOURCE="HD2">Post Office Boxes</HD>

        <P>The Postal Service will add a new 3-month prepaid Post Office Box<E T="51">TM</E>service payment option, which is only available via recurring automatic payments.</P>
        <HD SOURCE="HD2">Stamp Fulfillment Services</HD>

        <P>Currently, the Postal Service charges a standard fee for most Stamp Fulfillment Services orders; however Stamp Fulfillment Services shipping fees are not identified in the DMM nor listed in Notice 123—<E T="03">Price List.</E>However, the fees are subject to regulation by the PRC.</P>
        <P>The USPS adds new DMM language to explain that there are fees associated with Stamp Fulfillment Services and to refer customers to Notice 123 for the prices. A single standard fee is charged for orders up to $50, and a higher fee for larger orders.</P>
        <HD SOURCE="HD2">Stationery</HD>
        <P>Currently, the USPS does not offer postcard stationery sheets that easily fit on standard computer printers. We will offer four perforated postcards on an 8<FR>1/2</FR>inches x 11 inches sheet that can be fed readily into computer printers. Once separated, each card will be 4<FR>1/4</FR>inches x 5<FR>1/2</FR>inches in size.</P>
        <P>Additionally, the USPS does not currently offer personalized stamped postcards. In January 2012, we offer personalized stamped postcards with pre-printed return addresses.</P>
        <P>The Postal Service adopts the following changes to<E T="03">Mailing Standards of the United States Postal Service,</E>Domestic Mail Manual (DMM), incorporated by reference in the Code of Federal Regulations. See 39 CFR 111.1.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 39 CFR Part 111</HD>
          <P>Administrative practice and procedure, Postal Service.</P>
        </LSTSUB>
        
        <P>Accordingly, 39 CFR part 111 is amended as follows:</P>
        <REGTEXT PART="111" TITLE="39">
          <PART>
            <HD SOURCE="HED">PART 111—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for 39 CFR part 111 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>5 U.S.C. 552(a); 13 U.S.C 301-307; 18 U.S.C. 1692-1737; 39 U.S.C. 101, 401, 403, 404, 414, 416, 3001-3011, 3201-3219, 3403-3406, 3621, 3622, 3626, 3632, 3633, and 5001.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="111" TITLE="39">
          <AMDPAR>2. Revise the following sections of<E T="03">Mailing Standards of the United States Postal Service,</E>Domestic Mail Manual (DMM), as follows:</AMDPAR>
          <STARS/>
          <PRTPAGE P="79076"/>
          <HD SOURCE="HD1">100Retail Mail</HD>
          <HD SOURCE="HD1">101Physical Standards</HD>
          <STARS/>
          <HD SOURCE="HD1">3.0Physical Standards for Parcels</HD>
          <P>
            <E T="03">[Renumber current 3.1 through 3.6 as new 3.2 through 3.7 and add new 3.1 as follows:]</E>
          </P>
          <HD SOURCE="HD1">3.1Processing Categories</HD>
          <P>USPS categorizes parcels into one of three mail processing categories: Machinable, irregular, or outside parcel. These categories are based on the physical dimensions of the piece, regardless of the placement (orientation) of the delivery address on the piece.</P>
          <STARS/>
          <HD SOURCE="HD1">3.4Machinable Parcels</HD>
          <P>
            <E T="03">[Revise the introductory text of renumbered 3.4 as follows:]</E>
          </P>
          <P>A machinable parcel is any piece that is not a letter or a flat and that is (see Exhibit 3.4):</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 3.4b as follows:]</E>
          </P>
          <P>b. Not more than 27 inches long, or 17 inches high, or 17 inches thick. Parcels cannot weigh more than 25 pounds, except Parcel Select and Parcel Return parcels which have a maximum weight of 35 pounds, except for those containing books or other printed matter (25 pound maximum).</P>
          <HD SOURCE="HD1">Exhibit 3.4Machinable Parcel Dimensions</HD>
          <P>
            <E T="03">[Revise the current length dimension in to read 27 inches and delete the sentences describing the minimum and maximum weights in Exhibit 3.4.]</E>
          </P>
          <STARS/>
          <HD SOURCE="HD1">170Media Mail and Library Mail</HD>
          <HD SOURCE="HD1">173Prices and Eligibility</HD>
          <HD SOURCE="HD1">1.0Media Mail and Library Mail Prices</HD>
          <STARS/>
          <P>
            <E T="03">[Delete 1.4, Barcode Discount—Machinable Parcels, in its entirety, and renumber current 1.5 and 1.6 as new 1.4 and 1.5.]</E>
          </P>
          <STARS/>
          <HD SOURCE="HD1">200Commercial Letters and Cards</HD>
          <HD SOURCE="HD1">201Physical Standards</HD>
          <STARS/>
          <HD SOURCE="HD1">2.0Physical Standards for Nonmachinable Letters</HD>
          <STARS/>
          <HD SOURCE="HD1">2.3Additional Criteria for Standard Mail Nonmachinable Letters</HD>
          <P>
            <E T="03">[Revise 2.3 to read as follows:]</E>
          </P>
          <P>The nonmachinable prices in 243.1.0 apply to Standard Mail letter-size pieces that have one or more of the nonmachinable characteristics in 2.1. Mailers must prepare all nonmachinable letters as described in 245.5.0.</P>
          <STARS/>
          <HD SOURCE="HD1">3.0Physical Standards for Machinable and Automation Letters and Cards</HD>
          <STARS/>
          <P>
            <E T="03">[Revise the titles of 3.4 and 3.4.1 as follows:]</E>
          </P>
          <HD SOURCE="HD1">3.4Standards for Letter-Size Pieces Containing One Disc (CD or DVD)</HD>
          <HD SOURCE="HD1">3.4.1Basic Standards for One Disc in a Letter-Size Mailpiece</HD>
          <P>
            <E T="03">[Revise the text of 3.4.1 as follows:]</E>
          </P>
          <P>A letter-size mailpiece containing one disc and meeting the general standards in 3.0 and the specific standards in 3.4.3 is considered automation-compatible. A mailpiece with one enclosed disc not meeting these standards must be tested and approved for automation-compatibility. For this purpose, mailers must submit 5 sample mailpieces and a written request to the local postmaster or business mail entry manager for submission to the Pricing and Classification Service Center (PCSC).</P>
          <STARS/>
          <HD SOURCE="HD1">3.12Flexibility Standards for Automation Letters</HD>
          <STARS/>
          <HD SOURCE="HD1">3.12.2USPS Services for Flexibility Testing</HD>
          <P>
            <E T="03">[Revise the text of 3.12.2 as follows:]</E>
          </P>
          <P>A mailer requesting flexibility testing for letter-size mailpieces must submit at least 5 mailpieces and a written request to their local postmaster or business mail entry manager for submission to the Pricing and Classification Service Center (PCSC) at least 6 weeks before the mailing date. The request must describe mailpiece contents and construction, number of pieces being produced, and preparation level. The PCSC will evaluate the piece and, if warranted, will instruct the mailer to submit samples to USPS Engineering for testing. The PCSC advises the mailer of its findings. If the mailpiece is approved, the letter includes a unique number identifying the piece and serves as evidence that the piece meets the relevant standards. A copy of the letter must accompany each postage statement submitted for mailings of the approved piece. If requested by the USPS, the mailer must show that pieces presented for mailing are the same as those approved.</P>
          <HD SOURCE="HD1">3.13Labels, Stickers, Release Cards, and Perforated Pockets Affixed to the Outside of Letter-Size Mailpieces</HD>
          <STARS/>
          <HD SOURCE="HD1">3.13.4Letter-Size Piece With Attached Release Card</HD>
          <P>
            <E T="03">[Revise the introductory text of 3.13.4 as follows:]</E>
          </P>
          <P>A letter-size mailpiece, with one or two attached release cards, must have the following characteristics:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 3.13.4b, to reduce the required clearance from the right edge from 1<FR>1/2</FR>inches to 1 inch, as follows:]</E>
          </P>
          <P>b. No address element, including any address block barcode, may be closer than 1 inch to the right edge of the mailpiece.</P>
          <STARS/>
          <HD SOURCE="HD1">230First-Class Mail</HD>
          <HD SOURCE="HD1">233Prices and Eligibility</HD>
          <HD SOURCE="HD1">1.0Prices and Fees for First-Class Mail</HD>
          <STARS/>
          <HD SOURCE="HD1">1.2Price Computation for First-Class Mail Letters</HD>
          <P>
            <E T="03">[Revise the text of 1.2 as follows:]</E>
          </P>
          <P>Commercial First-Class Mail presorted letters are charged at one price for the first 2 ounces, with separate prices for pieces over 2 ounces up to 3 ounces and for pieces over 3 ounces up to 3.5 ounces. Any fraction of an ounce is considered a whole ounce. For example, if a piece weighs 2.2 ounces, the weight (postage) increment is 3 ounces. The pricing per ounce is similar for automation First-Class Mail letters, with pricing differences per sortation level.</P>
          <STARS/>
          <HD SOURCE="HD1">3.0Basic Standards for First-Class Mail Letters</HD>
          <STARS/>
          <HD SOURCE="HD1">3.4Presort Mailing Fee</HD>
          <P>
            <E T="03">[Revise the text of 3.4 by inserting a new second sentence as follows:]</E>
          </P>
          <P>* * * Effective February 12, 2012, payment of this fee is waived for mailers who present only full-service automation mailings (under 705.23) containing 90% or more pieces qualifying for full-service prices. * * *</P>
          <STARS/>
          <P>
            <E T="03">[Delete 7.0, First-Class Mail Incentive Programs, in its entirety.]</E>
          </P>
          <STARS/>
          <HD SOURCE="HD1">234Postage Payment and Documentation</HD>
          <STARS/>
          <PRTPAGE P="79077"/>
          <HD SOURCE="HD1">2.0Postage Payment for Presorted and Automation Letters</HD>
          <STARS/>
          <HD SOURCE="HD1">2.2Affixing Postage for Presorted and Automation First-Class Mail</HD>
          <P>Unless permitted by other standards or authorization by Business Mailer Support, when precanceled postage or meter stamps are used, only one payment method may be used in a mailing and each piece must bear postage under one of these conditions:</P>
          <P>
            <E T="03">[Revise item 2.2a as follows:]</E>
          </P>
          <P>a. Each metered piece weighing more than 2 ounces must bear the correct additional postage to pay for the additional ounce(s).</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 2.2c as follows:]</E>
          </P>
          <P>c. Each metered piece must bear full postage at the lowest First-Class Mail letter price (or card price as applicable) appropriate to the mailing plus any additional ounce(s) or nonmachinable surcharge.</P>
          <STARS/>
          <HD SOURCE="HD1">240Standard Mail</HD>
          <HD SOURCE="HD1">243Prices and Eligibility</HD>
          <STARS/>
          <HD SOURCE="HD1">3.0Basic Standards for Standard Mail Letters</HD>
          <STARS/>
          <HD SOURCE="HD1">3.4Presort Mailing Fees</HD>
          <P>
            <E T="03">[Revise the text of 3.4 by inserting a new second sentence as follows:]</E>
          </P>
          <P>* * * Effective February 12, 2012, payment of this fee is waived for mailers who present only full-service automation mailings (under 705.23) containing 90% or more pieces qualifying for full-service prices. * * *</P>
          <STARS/>
          <HD SOURCE="HD1">245Mail Preparation</HD>
          <STARS/>
          <HD SOURCE="HD1">5.0Preparing Nonautomation Letters</HD>
          <STARS/>
          <HD SOURCE="HD1">5.4Nonmachinable Preparation</HD>
          <STARS/>
          <HD SOURCE="HD1">5.4.2Traying and Labeling</HD>
          <P>
            <E T="03">[Revise the introductory text of 5.4.2 as follows:]</E>
          </P>
          <P>When all full trays for a destination have been prepared, mailers may include a group of 10 or more overflow pieces for that destination in a qualified tray at either of the next two tray levels. For example, overflow pieces for a 5-digit destination may be placed into an existing correct 3-digit tray; if a 3-digit tray that includes the 5-digit destination does not exist, the overflow pieces may be placed into the correct existing ADC tray. Bundle the overflow pieces separately with the correct presort bundle label or OEL; the pieces will still qualify for the 5-digit price. Mailers must note these trays on standardized documentation (see 708.1.2). Preparation sequence, tray size, and labeling:</P>
          <STARS/>
          <HD SOURCE="HD1">300Commercial Flats</HD>
          <HD SOURCE="HD1">301Physical Standards</HD>
          <HD SOURCE="HD1">1.0Physical Standards for Flats</HD>
          <STARS/>
          <HD SOURCE="HD1">1.7Flat-Size Pieces Not Eligible for Flat-Size Prices</HD>
          <P>Flat-size mailpieces that do not meet the standards in 1.3 through 1.6 must pay applicable higher prices as noted in either 1.7a or 1.7b below.</P>
          <P>a. Flat-size pieces that do not meet flexibility, uniform thickness, or polywrap standards in 1.3 through 1.5 must pay these applicable prices:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 1.7a3 as follows:]</E>
          </P>
          <P>3. Standard Mail—parcel prices.</P>
          <STARS/>
          <HD SOURCE="HD1">2.0Physical Standards for Nonautomation Flats</HD>
          <STARS/>
          <HD SOURCE="HD1">2.2 Standard Mail</HD>
          <HD SOURCE="HD1">2.2.1Basic Physical Standards</HD>
          <P>These additional standards apply to Standard Mail flat-size pieces:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 2.2.1b as follows:]</E>
          </P>
          <P>b. Flat-size pieces that do not meet the standards in 1.3 through 1.5 must be prepared as parcels and pay the parcel prices.</P>
          <STARS/>
          <HD SOURCE="HD1">3.0Physical Standards for Automation Flats</HD>
          <HD SOURCE="HD1">3.1Basic Standards for Automation Flats</HD>
          <P>
            <E T="03">[Revise the text of 3.1 as follows:]</E>
          </P>
          <P>Flat-size pieces claimed at automation prices must meet the standards in 1.0 and in 3.0, and the eligibility standards for the class of mail and price claimed. For automation flats, the size standards in 3.2 supersede the size standards in 1.1.</P>
          <STARS/>
          <HD SOURCE="HD1">330First-Class Mail</HD>
          <HD SOURCE="HD1">333Prices and Eligibility</HD>
          <STARS/>
          <HD SOURCE="HD1">3.0Eligibility Standards for First-Class Mail Flats</HD>
          <STARS/>
          <HD SOURCE="HD1">3.4Presort Mailing Fee</HD>
          <P>
            <E T="03">[Revise the text of 3.4 by inserting a new second sentence as follows:]</E>
          </P>
          <P>* * * Effective February 12, 2012, payment of this fee is waived for mailers who present only full-service automation mailings (under 705.23) containing 90% or more pieces qualifying for full-service prices. * * *</P>
          <STARS/>
          <HD SOURCE="HD1">340Standard Mail</HD>
          <HD SOURCE="HD1">343Prices and Eligibility</HD>
          <STARS/>
          <HD SOURCE="HD1">3.0Basic Standards for Standard Mail Flats</HD>
          <STARS/>
          <HD SOURCE="HD1">3.2Defining Characteristics</HD>
          <HD SOURCE="HD1">3.2.1Weight, Shape, Flexibility, and Uniform Thickness</HD>
          <P>
            <E T="03">[Revise the second sentence of 3.2.1 as follows:]</E>
          </P>
          <P>* * * Flat-size pieces that do not meet the standards in 301.1.3 through 301.1.4 must be prepared as parcels and pay parcel prices.</P>
          <STARS/>
          <HD SOURCE="HD1">3.4 Presort Mailing Fees</HD>
          <P>
            <E T="03">[Revise the text of 3.4 by inserting a new second sentence as follows:]</E>
          </P>
          <P>* * * Effective February 12, 2012, payment of this fee is waived for mailers who present only full-service automation mailings (under 705.23) containing 90% or more pieces qualifying for full-service prices. * * *</P>
          <STARS/>
          <HD SOURCE="HD1">4.0 Price Eligibility for Standard Mail</HD>
          <STARS/>
          <HD SOURCE="HD1">4.2 Minimum Per Piece Prices</HD>
          <P>The minimum per piece prices (the minimum postage that must be paid for each piece) apply as follows:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 4.2b by incorporating items b1and b2 into the text of item b and revising as follows:]</E>
          </P>
          <P>b. In applying the minimum per piece prices, if the piece meets both the definition of a letter in 201.1.1.1 and the definition of an automation flat in 301.3.0, the piece may be prepared and entered at an automation flat price.</P>
          <P>Pieces mailed as Customized MarketMail (CMM) under 705.1.0 must pay CMM prices.</P>
          <STARS/>
          <PRTPAGE P="79078"/>
          <HD SOURCE="HD1">4.4Shape, Flexibility, and Uniform Thickness</HD>
          <P>
            <E T="03">[Revise 4.4 as follows:]</E>
          </P>
          <P>Flat-size pieces that do not meet the standards in 301.1.3 through 301.1.4 must be prepared as parcels and pay parcel prices.</P>
          <STARS/>
          <HD SOURCE="HD1">360Bound Printed Matter</HD>
          <HD SOURCE="HD1">363Prices and Eligibility</HD>
          <HD SOURCE="HD1">1.0 Prices and Fees for Bound Printed Matter</HD>
          <HD SOURCE="HD1">1.1Nonpresorted Bound Printed Matter</HD>
          <STARS/>
          <HD SOURCE="HD1">1.1.4Barcoded Discount—Flats</HD>
          <P>
            <E T="03">[Revise the text of 1.1.4 as follows:]</E>
          </P>
          <P>The barcoded discount applies only to BPM flat-size pieces that meet the requirements in 301.3.0 and bear a delivery point POSTNET barcode or Intelligent Mail barcode encoded with the correct delivery point routing code, matching the delivery address and meeting the standards in 302.5.0 and 708.4.0. The pieces must be part of a nonpresorted mailing of 50 or more flat-size pieces.</P>
          <STARS/>
          <HD SOURCE="HD1">1.2Commercial Bound Printed Matter</HD>
          <STARS/>
          <HD SOURCE="HD1">1.2.6Destination Entry Mailing Fee</HD>
          <P>
            <E T="03">[Add a new second sentence to 1.2.6 as follows:]</E>
          </P>
          <P>* * * Payment of this fee is waived for mailers who present only full-service automation mailings (under 705.23) containing 90 percent or more pieces qualifying for full-service prices.</P>
          <STARS/>
          <HD SOURCE="HD1">400Commercial Parcels</HD>
          <HD SOURCE="HD1">401Physical Standards</HD>
          <HD SOURCE="HD1">1.0Physical Standards for Parcels</HD>
          <STARS/>
          <HD SOURCE="HD1">1.3Maximum Weight and Size</HD>
          <P>
            <E T="03">[Revise text of 1.3 by inserting a new fourth sentence to read as follows:]</E>
          </P>
          <P>* * * Standard Mail Marketing parcels (see 2.4) may not be larger than 12 inches long, 9 inches high, and 2 inches thick. * * *</P>
          <STARS/>
          <HD SOURCE="HD1">1.5Machinable Parcels</HD>
          <HD SOURCE="HD1">1.5.1Criteria</HD>
          <P>
            <E T="03">[Revise the introductory sentence to 1.5.1 as follows:]</E>
          </P>
          <P>A machinable parcel is any piece that is not a letter or a flat and that is (see Exhibit 1.5.1):</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 1.5.1b as follows:]</E>
          </P>
          <P>b. Not more than 27 inches long, or 17 inches high, or 17 inches thick. Parcels cannot weigh more than 25 pounds, except Parcel Select and Parcel Return parcels which have a maximum weight of 35 pounds, except for those containing books or other printed matter (25 pound maximum).</P>
          <HD SOURCE="HD1">Exhibit 1.5.1Machinable Parcel Dimensions</HD>
          <P>
            <E T="03">[Revise the current length dimension to read 27 inches and delete the sentences describing the minimum and maximum weights in Exhibit 1.5.1.]</E>
          </P>
          <STARS/>
          <P>
            <E T="03">[Revise the title and the introductory text of 1.5.2 as follows:]</E>
          </P>
          <HD SOURCE="HD1">1.5.2Criteria for Lightweight Machinable Parcels</HD>
          <P>A parcel that weighs less than 6 ounces (but not less than 3.5 ounces) is machinable if it meets all of the following conditions:</P>
          <STARS/>
          <HD SOURCE="HD1">1.5.4Exception</HD>
          <P>
            <E T="03">[Revise 1.5.4 as follows:]</E>
          </P>
          <P>Mailers of parcels that do not conform to the machinability criteria in 1.5.1 or 1.5.2 may request authorization to mail such parcels as machinable parcels by contacting the manager, Pricing and Classification Service Center (PCSC; see 608.8.1 for address). The manager, PCSC, in conjunction with the manager, Operations Integration and Support, may authorize such parcels as machinable if the parcels are tested on NDC parcel sorters and prove to be machinable. Mailers requesting testing of parcels for machinability must:</P>
          <P>a. Submit a written request and two sample parcels to the PCSC. The request must list the mailpiece characteristics for every shape, weight, construction, and size to be considered. If the request describes a mailpiece that falls within the specifications of pieces that were tested previously, the mailpiece may not require testing.</P>

          <P>b. State the estimated number of parcels to be mailed in the next 12 months, and the anticipated preparation level (<E T="03">e.g.,</E>destination NDC pallets).</P>
          <P>c. Upon acknowledgement from the manager, Operations Integration and Support, the mailer may be required to send 100 mailpiece samples to the designated test facility at least 6 weeks prior to the first mailing date. The USPS may recommend changes to physical characteristics of the mailpieces, and additional testing of the redesigned pieces, before authorizing parcels as machinable.</P>
          <STARS/>
          <HD SOURCE="HD1">2.0Additional Physical Standards by Class of Mail</HD>
          <STARS/>
          <P>
            <E T="03">[Revise the title of 2.4 to read as follows:]</E>
          </P>
          <HD SOURCE="HD1">2.4Standard Mail Parcels</HD>
          <STARS/>
          <P>
            <E T="03">[Revise title and text of 2.4.2 to delete references to Not Flat-Machinables and add standards for Marketing parcels to read as follows:]</E>
          </P>
          <HD SOURCE="HD1">2.4.2Marketing Parcels</HD>
          <P>Marketing parcels do not meet letters or flats standards and have the following characteristics:</P>
          <P>a. Height not more than 9 inches high. Minimum height must be 3<FR>1/2</FR>inches if the parcel is<FR>1/4</FR>inch thick or less.</P>
          <P>b. Length not more than 12 inches long. Minimum length must be 5 inches if the parcel is<FR>1/4</FR>inch thick or less.</P>
          <P>c. Thickness at least 0.009 thick, but not more than 2 inches.</P>
          <P>d. An alternative addressing format, according to 602.3.0.</P>
          <STARS/>
          <HD SOURCE="HD1">2.6Bound Printed Matter Parcels</HD>
          <HD SOURCE="HD1">2.6.1General Standards</HD>
          <P>
            <E T="03">[Revise the text of 2.6.1 by moving the text of item 2.6.1a into the introductory sentence and deleting item 2.6.1b in its entirety as follows:]</E>
          </P>
          <P>Pieces mailed at Bound Printed Matter prices may not weigh more than 15 pounds.</P>
          <HD SOURCE="HD1">402Elements on the Face of a Mailpiece</HD>
          <HD SOURCE="HD1">1.0All Mailpieces</HD>
          <STARS/>
          <HD SOURCE="HD1">1.2Delivery and Return Address</HD>
          <P>
            <E T="03">[Revise 1.2 by reorganizing the text and adding a new last sentence to read as follows:]</E>
          </P>
          <P>The delivery address specifies the location to which the USPS is to deliver a mailpiece (see 602 for more information). Except for pieces prepared with detached address labels under 602.4.0, each mailpiece must have a visible and legible delivery address only on the side of the piece bearing postage. A return address is required in specific circumstances (see 3.2 and 602.1.5). Standard Mail Marketing parcels (see 443) must use an alternative addressing format under 602.3.0.</P>
          <STARS/>
          <PRTPAGE P="79079"/>
          <HD SOURCE="HD1">4.0General Barcode Placement for Parcels</HD>
          <STARS/>
          <HD SOURCE="HD1">4.3POSTNET Barcodes, GS1-128 Routing Barcodes and Intelligent Mail Package Barcodes</HD>
          <P>
            <E T="03">[Revise text of 4.3 by deleting references to Not Flat-Machinable pieces and revising other text to read as follows:]</E>
          </P>
          <P>First-Class Package Service parcels and Standard Mail irregular parcels may bear POSTNET barcodes (under 4.3.1 through 4.3.3) or GS1-128 routing barcodes. First-Class Package Service parcels and Standard Mail irregular parcels bearing POSTNET barcodes representing only the postal routing barcode (destination ZIP Code) are eligible to be mailed using eVS under 705.2.9. POSTNET barcodes may not be used on eVS parcels bearing concatenated GS1-128 barcodes.</P>
          <HD SOURCE="HD1">4.3.1General Placement of POSTNET Barcodes</HD>
          <P>
            <E T="03">[Revise text of 4.3.1 by deleting references to Not Flat-Machinable piece under 6 ounces and revising other text to read as follows:]</E>
          </P>
          <P>On a First-Class Package Service parcel or Standard Mail irregular parcel, the POSTNET barcode may be anywhere on the address side at least<FR>1/8</FR>inch from any edge of the piece. Print POSTNET barcodes according to 708.4.0. Address block barcodes are subject to 4.3.2.</P>
          <STARS/>
          <HD SOURCE="HD1">440Standard Mail</HD>
          <HD SOURCE="HD1">443Prices and Eligibility</HD>
          <HD SOURCE="HD1">1.0Prices and Fees for Standard Mail</HD>
          <STARS/>
          <P>
            <E T="03">[Revise title of 1.2 to read as follows:]</E>
          </P>
          <HD SOURCE="HD1">1.2Regular and Nonprofit Standard Mail—Marketing Parcel Prices</HD>
          <STARS/>
          <P>
            <E T="03">[Revise title of 1.3 as follows:]</E>
          </P>
          <HD SOURCE="HD1">1.3Nonprofit Standard Mail—Machinable and Irregular Parcel Prices</HD>
          <STARS/>
          <HD SOURCE="HD1">3.0Basic Standards for Standard Mail Parcels</HD>
          <STARS/>
          <HD SOURCE="HD1">3.2Defining Characteristics</HD>
          <STARS/>
          <P>
            <E T="03">[Renumber current 3.2.2 through 3.2.8 as 3.2.4 through 3.2.10 and add new 3.2.2 and 3.2.3 as follows:]</E>
          </P>
          <HD SOURCE="HD1">3.2.2Standard Mail Marketing Parcels</HD>
          <P>All Standard Mail Marketing parcels (both regular and nonprofit) must bear an alternative addressing format (see 602.3.0) and are subject to size restrictions in 401.2.4.2.</P>
          <HD SOURCE="HD1">3.2.3Nonprofit Standard Mail Machinable and Irregular Parcels</HD>
          <P>Nonprofit Standard Mail parcels that do not qualify as Marketing parcels may be prepared and mailed as machinable or irregular parcels.</P>
          <STARS/>
          <HD SOURCE="HD1">3.3Additional Basic Standards for Standard Mail</HD>
          <P>Each Standard Mail mailing is subject to these general standards:</P>
          <STARS/>
          <P>
            <E T="03">[Revise text of item 3.3d to read as follows:]</E>
          </P>
          <P>d. Each Marketing parcel must bear an alternative addressing format subject to 602.3.0. Nonprofit Standard Mail machinable or irregular parcels must bear the addressee's name and complete delivery address, or may use an alternative addressing format. Detached address labels may be used subject to 602.4.0.</P>
          <STARS/>
          <HD SOURCE="HD1">4.0Price Eligibility for Standard Mail</HD>
          <STARS/>
          <HD SOURCE="HD1">4.2Minimum Per Piece Prices</HD>
          <P>The minimum per piece prices (<E T="03">i.e.,</E>the minimum postage that must be paid for each piece) apply as follows:</P>
          <STARS/>
          <P>
            <E T="03">[Revise text of item 4.2c as follows:]</E>
          </P>
          <P>c. Individual Prices. There are separate minimum per piece prices for each product and, within each product, for the presort and destination entry levels within each mailing. There are also separate prices for regular Marketing parcels, for Nonprofit Marketing parcels, and for Nonprofit machinable parcels and Nonprofit irregular parcels. DDU prices are available for parcels entered only at 5-digit or one of the Enhanced Carrier Route prices.</P>
          <HD SOURCE="HD1">4.3Piece/Pound Prices</HD>
          <P>
            <E T="03">[Revise the text of 4.3 as follows:]</E>
          </P>
          <P>Pieces that exceed 3.3 ounces are subject to a two-part piece/pound price that includes a fixed charge per piece and a variable pound charge based on weight. There are separate per piece prices for each product and within each product for the type of mailing and the presort and destination entry levels within each mailing. There are separate per pound prices for each product. There are also separate prices for Marketing parcels and for Nonprofit machinable parcels and Nonprofit irregular parcels.</P>
          <HD SOURCE="HD1">4.4Surcharge</HD>
          <P>
            <E T="03">[Revise the introductory text of 4.4 to read as follows:]</E>
          </P>
          <P>Unless prepared in carrier route or 5-digit/scheme containers, Standard Mail parcels are subject to a surcharge if:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 4.4b as follows:]</E>
          </P>
          <P>b. The Marketing parcels or the machinable parcels do not bear a GS1-128 routing barcode or Intelligent Mail package barcode, under 708.5.0, for the delivery address.</P>
          <P>
            <E T="03">[Delete current item 4.4c in its entirety; redesignate current item d as new item c and revise to read as follows:]</E>
          </P>
          <P>c. The irregular parcels do not bear a GS1-128 routing barcode, Intelligent Mail package barcode or POSTNET barcode for the delivery address.</P>
          <HD SOURCE="HD1">4.5Extra Services for Standard Mail</HD>
          <HD SOURCE="HD1">4.5.1Available Services</HD>
          <P>
            <E T="03">[Revise the introductory text of 4.5.1 as follows:]</E>
          </P>
          <P>Only the following extra services may be used with Standard Mail parcels, with restrictions as noted in 4.5.2:</P>
          <STARS/>
          <P>
            <E T="03">[Delete 4.5.2, Eligible Matter, in its entirety and renumber current 4.5.3 and 4.5.4 as new 4.5.2 and 4.5.3.]</E>
          </P>
          <STARS/>
          <HD SOURCE="HD1">4.5.3Additional Preparation Requirements</HD>
          <P>
            <E T="03">[Revise the introductory text of renumbered 4.5.3 as follows:]</E>
          </P>
          <P>An eligible mailpiece with an extra service must bear a return address under 602.1.0, and an ancillary service endorsement under 507.1.0 under the following conditions:</P>
          <P>
            <E T="03">[Revise item 4.5.3b as follows:]</E>
          </P>
          <P>b. Except for Standard Mail Marketing parcels, pieces with Delivery Confirmation must bear one of the required endorsements in 4.5.3a or “Change Service Requested.” Standard Mail Marketing parcels with required alternative address formats may be mailed with Delivery Confirmation, but must not bear an ancillary service endorsement (see 602.3.1.2).</P>
          <STARS/>
          <HD SOURCE="HD1">5.0Additional Eligibility Standards for Presorted Standard Mailpieces</HD>
          <STARS/>
          <PRTPAGE P="79080"/>
          <HD SOURCE="HD1">5.2Price Application</HD>
          <P>
            <E T="03">[Revise 5.2 as follows:]</E>
          </P>
          <P>Prices for Standard Mail and Nonprofit Standard Mail apply separately to Marketing parcels that meet the eligibility standards in 2.0 through 4.0 and the preparation standards in 445.5.0, 705.6.0, 705.8.0, or 705.20. Prices for Nonprofit parcels not qualifying as Marketing parcels apply separately to machinable parcels and irregular parcels. When parcels are combined under 445.5.0, 705.6.0, or 705.20, all pieces are eligible for the applicable prices when the combined total meets the eligibility standards.</P>
          <STARS/>
          <P>
            <E T="03">[Revise title of 5.4 to read as follows:]</E>
          </P>
          <HD SOURCE="HD1">5.4Prices for Irregular Parcels and Marketing Parcels</HD>
          <HD SOURCE="HD1">5.4.15-Digit Price</HD>
          <P>
            <E T="03">[Revise the introductory text of 5.4.1 as follows:]</E>
          </P>
          <P>5-digit prices apply to irregular parcels and to Marketing parcels that are dropshipped to a DNDC (or ASF when claiming DNDC prices), DSCF, or DDU and presented:</P>
          <STARS/>
          <P>
            <E T="03">[Delete item 5.4.1e in its entirety.]</E>
          </P>
          <HD SOURCE="HD1">5.4.2SCF Price</HD>
          <P>
            <E T="03">[Revise the introductory text of 5.4.2 as follows:]</E>
          </P>
          <P>SCF prices apply to irregular parcels and to Marketing parcels that are dropshipped and presented to a DSCF or DNDC:</P>
          <STARS/>
          <HD SOURCE="HD1">5.4.3NDC Price</HD>
          <P>
            <E T="03">[Revise the introductory text of 5.4.3 as follows:]</E>
          </P>
          <P>NDC prices apply to irregular parcels and to Marketing parcels as follows under either of the following conditions:</P>
          <STARS/>
          <HD SOURCE="HD1">5.4.4Mixed NDC Price</HD>
          <P>
            <E T="03">[Revise the text of 5.4.4 as follows:]</E>
          </P>
          <P>Mixed NDC prices apply to irregular parcels and to Marketing parcels in origin NDC or mixed NDC containers that are not eligible for 5-digit, SCF, or NDC prices. Place parcels at mixed NDC prices in origin NDC or mixed NDC sacks under 445.5.4.4 or on origin NDC or mixed NDC pallets under 705.8.10.</P>
          <P>
            <E T="03">[Revise the title of 6.0 as follows:]</E>
          </P>
          <HD SOURCE="HD1">6.0Additional Eligibility Standards for Enhanced Carrier Route Standard Mail Marketing Parcels</HD>
          <HD SOURCE="HD1">6.1General Enhanced Carrier Route Standards</HD>
          <STARS/>
          <HD SOURCE="HD1">6.1.2Basic Eligibility Standards</HD>
          <P>
            <E T="03">[Revise the introductory text of 6.1.2 as follows:]</E>
          </P>
          <P>All pieces in an Enhanced Carrier Route or Nonprofit Enhanced Carrier Route mailing of Standard Mail Marketing parcels must:</P>
          <STARS/>
          <P>d. Bear a delivery address that includes the correct ZIP Code, ZIP + 4 code, or numeric equivalent to the delivery point barcode (DPBC) and that meets these addressing standards:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item d2 to require alternative addressing to read as follows:]</E>
          </P>
          <P>2. An alternative addressing format as described in 602.3.0.</P>
          <STARS/>
          <P>
            <E T="03">[Revise the first sentence of item 6.1.2f to indicate new size restrictions to read as follows:]</E>
          </P>
          <P>f. Enhanced Carrier Route Marketing parcels may not be more than 9 inches high, 12 inches long, or 2 inches thick. * * *</P>
          <STARS/>
          <HD SOURCE="HD1">445Mail Preparation</HD>
          <HD SOURCE="HD1">1.0General Information for Mail Preparation</HD>
          <STARS/>
          <HD SOURCE="HD1">1.3Terms for Presort Levels</HD>
          <P>Terms used for presort levels are defined as follows:</P>
          <STARS/>
          <P>
            <E T="03">[Delete current items 1.3e, Origin/Entry 3-Digit, 1.3g, Origin Optional Entry SCF, and 1.3h, ADC, in their entirety and redesignate current items 1.3f, 1.3i, 1.3j, 1.3k, and 1.3l as new items 1.3e through 1.3i.]</E>
          </P>
          <HD SOURCE="HD1">1.4Preparation Definitions and Instructions</HD>
          <P>For purposes of preparing mail:</P>
          <STARS/>
          <P>
            <E T="03">[Delete current item 1.4d in its entirety and redesignate current items e through j as new items d through i.]</E>
          </P>
          <HD SOURCE="HD1">2.0Bundles</HD>
          <HD SOURCE="HD1">2.1Definition of a Bundle</HD>
          <P>
            <E T="03">[Revise the last sentence in 2.1 by deleting the reference to 5-digit bundles and Not Flat-Machinables to read as follows:]</E>
          </P>
          <P>* * * Bundling under 445 is allowed only for Marketing parcels mailed at carrier route prices.</P>
          <STARS/>
          <HD SOURCE="HD1">2.11Facing Slips—All Carrier Route Mail</HD>
          <P>All facing slips used on carrier route bundles must show this information:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 2.11b as follows:]</E>
          </P>

          <P>b. Line 2: Content (appropriate to the class), followed by carrier route type and route number (<E T="03">e.g.,</E>“STD MKTG LOT CR R 012”).</P>
          <STARS/>
          <HD SOURCE="HD1">4.0Sack Labels</HD>
          <STARS/>
          <HD SOURCE="HD1">4.4Line 2 (Content Line)</HD>
          <P>Line 2 (content line) must meet these standards:</P>
          <STARS/>
          <P>b.<E T="03">Codes:</E>The codes shown below must be used as appropriate in Line 2 of sack labels:</P>
          <P>
            <E T="03">[Revise the table in item 4.4b by adding a new row after “Machinable” (seventh row) with “Marketing Parcels” (new eighth row) in the “CONTENT TYPE” column and with “MKTG” in the “CODE” column as follows:]</E>
          </P>
          <GPOTABLE CDEF="s50,xs36" COLS="2" OPTS="L1,tp0,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">Content type</CHED>
              <CHED H="1">Code</CHED>
            </BOXHD>
            <ROW>
              <ENT I="22"/>
            </ROW>
            <ROW>
              <ENT I="28">*****</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Machinable</ENT>
              <ENT>MACH</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Marketing Parcels</ENT>
              <ENT>MKTG</ENT>
            </ROW>
          </GPOTABLE>
          <STARS/>
          <HD SOURCE="HD1">5.0Preparing Presorted Parcels</HD>
          <HD SOURCE="HD1">5.1Basic Standards</HD>
          <P>
            <E T="03">[Revise the introductory sentence of 5.1 as follows:]</E>
          </P>
          <P>All mailings and all pieces in each mailing at Standard Mail and Nonprofit Standard Mail parcel prices are subject to preparation standards in 5.3 or 5.4, and to these general standards:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 5.1b as follows:]</E>
          </P>
          <P>b. Marketing parcels, Nonprofit machinable parcels, and Nonprofit irregular parcels must each be prepared as separate mailings, except under 5.3.1.</P>
          <STARS/>
          <HD SOURCE="HD1">5.2Markings</HD>
          <P>
            <E T="03">[Revise the text of 5.2 as follows:]</E>
          </P>
          <P>All parcels must be marked according to 402.2.0.</P>
          <P>
            <E T="03">[Revise the title of 5.3 as follows:]</E>
          </P>
          <HD SOURCE="HD1">5.3Preparing Marketing Parcels (6 Ounces or More) and Machinable Parcels</HD>
          <HD SOURCE="HD1">5.3.1Sacking</HD>
          <P>
            <E T="03">[Revise the introductory text of 5.3.1 as follows:]</E>
          </P>

          <P>Prepare mailings of Marketing parcels weighing 6 ounces or more and mailings<PRTPAGE P="79081"/>of machinable parcels under 5.3.0. Prepare 5-digit sacks only for parcels dropshipped to a DNDC (or ASF when claiming DNDC prices), DSCF, or DDU. Prepare ASF or NDC sacks only for parcels dropshipped to a DNDC (or ASF when claiming DNDC prices). There is no minimum for parcels in 5-digit/scheme sacks entered at a DDU. Mailers combining irregular parcels with machinable parcels placed in 5-digit/scheme sacks must prepare those sacks under 5.3.2a. Mailers combining Marketing parcels weighing 6 ounces or more with machinable parcels placed in ASF, NDC, or mixed NDC sacks must prepare the sacks under 5.3.2. For mailings of only Marketing parcels weighing 6 ounces or more, use “MKTG” on line 2 of sack labels instead of “MACH” under items 5.3.2a through e.</P>
          <STARS/>
          <P>
            <E T="03">[Revise the title of 5.4 as follows:]</E>
          </P>
          <HD SOURCE="HD1">5.4Preparing Marketing Parcels (Less Than 6 Ounces) and Irregular Parcels</HD>
          <HD SOURCE="HD1">5.4.1Bundling</HD>
          <P>
            <E T="03">[Revise the text of 5.4.1 as follows:]</E>
          </P>
          <P>Bundling is permitted only for bundles of carrier route Marketing parcels under 7.0.</P>
          <HD SOURCE="HD1">5.4.2Sacking</HD>
          <P>
            <E T="03">[Revise the text of 5.4.2 as follows:]</E>
          </P>
          <P>Prepare mailings of Marketing parcels weighing less than 6 ounces and mailings of irregular parcels under 5.4.0. Prepare 5-digit sacks only for parcels dropshipped to a DNDC (or ASF when claiming DNDC prices), DSCF, or DDU. See 5.4.3 for restrictions on SCF, ASF, and NDC sacks. Mailers must prepare a sack when the mail for a required presort destination reaches 10 pounds of pieces. There is no minimum for parcels prepared in 5-digit/scheme sacks entered at a DDU. Mailers combining irregular parcels with machinable parcels and Marketing parcels weighing 6 ounces or more in 5-digit/scheme sacks must prepare those sacks under 5.3.2. Mailers may not prepare sacks containing irregular and machinable parcels to other presort levels. Mailers may combine irregular parcels with Marketing parcels weighing less than 6 ounces in sacks under 5.4.3. For mailings of only Marketing parcels weighing less than 6 ounces, use “MKTG” on line 2 of sack labels instead of “IRREG” under items 5.4.3a through f.</P>
          <STARS/>
          <P>
            <E T="03">[Delete 5.4.3, Drop Shipment, in its entirety and renumber current 5.4.4 as new 5.4.3.]</E>
          </P>
          <P>
            <E T="03">[Delete current 6.0 in its entirety and renumber all of current 7.0 as new 6.0.]</E>
          </P>
          <STARS/>
          <HD SOURCE="HD1">6.0Preparing Enhanced Carrier Route Parcels</HD>
          <HD SOURCE="HD1">6.1Basic Standards</HD>
          <P>
            <E T="03">[Revise the introductory text of renumbered 6.1 as follows:]</E>
          </P>
          <P>All mailings and all pieces in each mailing at an Enhanced Carrier Route (ECR) parcel price are subject to specific preparation standards in 6.4, and 6.5, and to these general standards:</P>
          <P>
            <E T="03">[Revise items 6.1a through d as follows:]</E>
          </P>
          <P>a. All pieces must meet the standards for basic eligibility in 443.2.0 through 443.4.0 and specific eligibility in 443.6.0. Nonprofit Enhanced Carrier Route Standard Mail must meet the additional eligibility standards in 703.1.0.</P>
          <P>b. All pieces in each mailing must be Marketing parcels as defined in 443.3.2.2.</P>
          <P>c. All pieces must meet the applicable general preparation standards in 1.0 through 4.0, and the following:</P>
          <P>1. Pieces must be sequenced according to 6.6 and 6.7.</P>
          <P>2. Pieces with a simplified address format must meet the standards in 602.3.0.</P>
          <P>d. All pieces in the mailing must meet the specific sortation and preparation standards in 6.0 or the palletization standards in 705.8.0.</P>
          <STARS/>
          <HD SOURCE="HD1">6.3Residual Pieces</HD>
          <P>
            <E T="03">[Revise the text of renumbered 6.3 as follows:]</E>
          </P>
          <P>Parcels not sorted as a carrier route mailing must be prepared as a separate mailing at Standard Mail Presorted prices.</P>
          <HD SOURCE="HD1">6.4Bundling</HD>
          <STARS/>
          <HD SOURCE="HD1">6.4.2Bundles and Sacks With Fewer Than the Minimum Number of Pieces Required</HD>
          <P>
            <E T="03">[Revise the text of renumbered 6.4.2 as follows:</E>
          </P>
          <P>As a general exception to 6.4.1 and 6.5.1, mailers may prepare a bundle with fewer than 10 pieces and a less-than-full sack with fewer than 125 pieces or less than 15 pounds of pieces to a carrier route when they are claiming the saturation price for the contents and the applicable density standard is met. Mailers using Express Mail Open and Distribute or Priority Mail Open and Distribute to dropship ECR parcels also may prepare sacks of fewer than 125 pieces or less than 15 pounds of mail.</P>
          <P>
            <E T="03">[Revise the title of renumbered 6.5 as follows:]</E>
          </P>
          <HD SOURCE="HD1">6.5Preparing Carrier Route Marketing Parcels</HD>
          <HD SOURCE="HD1">6.5.1Sack Minimums</HD>
          <P>
            <E T="03">[Revise the introductory text of renumbered 6.5.1 as follows:]</E>
          </P>
          <P>Except under 6.4.1, a sack must be prepared when the quantity of mail for a required presort destination reaches either 125 pieces or 15 pounds of pieces, whichever occurs first, subject to these conditions:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 6.5.1b as follows:]</E>
          </P>
          <P>b. For nonidentical-weight pieces, mailers must use the minimum that applies to either the average piece weight for the entire mailing or the actual piece count or mail weight for each sack, if documentation can be provided with the mailing that shows (specifically for each sack) the number of pieces and their total weight.</P>
          <STARS/>
          <HD SOURCE="HD1">6.5.2Sacking and Labeling</HD>
          <P>Preparation sequence, sack size, and labeling:</P>
          <P>a. Carrier route: Required (minimum of 125 pieces/15 pounds).</P>
          <STARS/>
          <P>
            <E T="03">[Revise item a2 as follows:]</E>
          </P>
          <P>2. Line 2: “STD MKTG WSS” or “STD MKTG WSH” or “STD MKTG LOT” as applicable, followed by the route type and number.</P>
          <P>b. 5-digit carrier routes: Required (no minimum).</P>
          <STARS/>
          <P>
            <E T="03">[Revise item b2 as follows:]</E>
          </P>
          <P>2. Line 2: “STD MKTG CR-RTS.”</P>
          <STARS/>
          <HD SOURCE="HD1">446Enter and Deposit</HD>
          <STARS/>
          <HD SOURCE="HD1">5.0Destination Delivery Unit (DDU) Entry</HD>
          <STARS/>
          <HD SOURCE="HD1">5.2Eligibility</HD>
          <P>Pieces in a mailing that meets the standards in 2.0 and 5.0 are eligible for the DDU price when deposited at a DDU, addressed for delivery within that facility's service area, and prepared as follows:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 5.2b by deleting the reference to Not Flat-Machinable pieces to read as follows:]</E>
          </P>
          <P>b. One or more parcels in 5-digit containers.</P>
          <STARS/>
          <PRTPAGE P="79082"/>
          <HD SOURCE="HD1">450Parcel Select</HD>
          <STARS/>
          <HD SOURCE="HD1">456Enter and Deposit</HD>
          <STARS/>
          <HD SOURCE="HD1">2.0Deposit</HD>
          <STARS/>
          <HD SOURCE="HD1">2.17DNDC Parcel Select—Acceptance at Designated SCF</HD>
          <P>* * * The following standards apply:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 2.17b as follows:]</E>
          </P>
          <P>b. Bound Printed Matter machinable parcels under 466.4.3, and Standard Mail and Parcel Select Lightweight machinable parcels under 705.6.0 may be included.</P>
          <STARS/>
          <HD SOURCE="HD1">460Bound Printed Matter</HD>
          <HD SOURCE="HD1">463Prices and Eligibility</HD>
          <HD SOURCE="HD1">1.0Prices and Fees for Bound Printed Matter</HD>
          <HD SOURCE="HD1">1.1Nonpresorted Bound Printed Matter</HD>
          <STARS/>
          <P>
            <E T="03">[Delete 1.1.3 Barcode Discount—Machinable Parcels in its entirety and renumber current items 1.1.4 and 1.1.5 as new 1.1.3 and 1.1.4.]</E>
          </P>
          <HD SOURCE="HD1">1.2Commercial Bound Printed Matter</HD>
          <STARS/>
          <HD SOURCE="HD1">1.2.3Bound Printed Matter Presorted and Carrier Route Prices</HD>
          <P>
            <E T="03">[Delete the second sentence of 1.2.3 in its entirety.]</E>
          </P>
          <HD SOURCE="HD1">1.2.4Bound Printed Matter Destination Entry Prices</HD>
          <P>
            <E T="03">[Delete the second sentence of 1.2.4 in its entirety.]</E>
          </P>
          <STARS/>
          <HD SOURCE="HD1">4.0Price Eligibility for Bound Printed Matter Parcels</HD>
          <HD SOURCE="HD1">4.1Price Eligibility</HD>
          <P>* * * Price categories are as follows:</P>
          <STARS/>
          <P>
            <E T="03">[Delete item 4.1d in its entirety.]</E>
          </P>
          <STARS/>
          <HD SOURCE="HD1">466Enter and Deposit</HD>
          <STARS/>
          <HD SOURCE="HD1">4.0Destination Network Distribution Center (DNDC) Entry</HD>
          <STARS/>
          <HD SOURCE="HD1">4.2Acceptance at Designated SCF—Mailer Benefit</HD>
          <P>* * * The following standards apply:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 4.2c as follows:]</E>
          </P>
          <P>c. Parcel Select machinable parcels under 456.2.6, and Standard Mail and Parcel Select Lightweight machinable parcels under 705.6.0 may be included.</P>
          <STARS/>
          <HD SOURCE="HD1">470Media Mail and Library Mail</HD>
          <HD SOURCE="HD1">473Prices and Eligibility</HD>
          <STARS/>
          <HD SOURCE="HD1">6.0Price Eligibility for Media Mail and Library Mail Parcels</HD>
          <STARS/>
          <HD SOURCE="HD1">6.3Price Categories for Media Mail and Library Mail Parcels</HD>
          <P>* * * The price categories and discounts are as follows:</P>
          <P>
            <E T="03">[Delete item 6.3c in its entirety.]</E>
          </P>
          <STARS/>
          <HD SOURCE="HD1">500Additional Mailing Services</HD>
          <HD SOURCE="HD1">503Extra Services</HD>
          <STARS/>
          <HD SOURCE="HD1">4.0Insured Mail</HD>
          <STARS/>
          <HD SOURCE="HD1">4.2Basic Information</HD>
          <STARS/>
          <HD SOURCE="HD1">4.2.2Eligible Matter</HD>
          <P>The following types of mail may be insured:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 4.2.2b as follows:]</E>
          </P>
          <P>b. Standard Mail parcels (bulk insurance only).</P>
          <STARS/>
          <HD SOURCE="HD1">4.2.3Ineligible Matter</HD>
          <P>The following types of mail may not be insured:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 4.2.3f as follows:]</E>
          </P>
          <P>f. Standard Mail letters and flats.</P>
          <STARS/>
          <HD SOURCE="HD1">6.0Return Receipt</HD>
          <STARS/>
          <HD SOURCE="HD1">6.2 Basic Information</HD>
          <STARS/>
          <HD SOURCE="HD1">6.2.4Additional Services</HD>
          <P>
            <E T="03">[Revise the introductory text of 6.2.4 as follows:]</E>
          </P>
          <P>If return receipt service has been purchased with one of the services listed in 6.2.2, one or more of the following extra services may be added at the time of mailing if the standards for the services are met and the additional service fees are paid:</P>
          <STARS/>
          <P>
            <E T="03">[Add new item 6.2.4f as follows:]</E>
          </P>
          <P>f. Adult Signature (Express Mail and Priority Mail only), under restrictions in 8.2.6.</P>
          <STARS/>
          <HD SOURCE="HD1">7.0Restricted Delivery</HD>
          <STARS/>
          <HD SOURCE="HD1">7.2Basic Information</HD>
          <STARS/>
          <HD SOURCE="HD1">7.2.2Eligible Matter</HD>
          <P>Restricted Delivery service is available for:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 7.2.2b as follows:]</E>
          </P>
          <P>b. Standard Mail parcels when bulk insurance (for more than $200.00) is purchased at the time of mailing.</P>
          <STARS/>
          <HD SOURCE="HD1">8.0Adult Signature</HD>
          <STARS/>
          <HD SOURCE="HD1">8.2Basic Information</HD>
          <STARS/>
          <HD SOURCE="HD1">8.2.5Confirmation of Delivery</HD>
          <P>Confirmation of delivery information for Adult Signature is available as follows:</P>
          <STARS/>
          <P>
            <E T="03">[Add new item 8.2.5c as follows:]</E>
          </P>
          <P>c. Return receipt service (hard copy PS Form 3811 option only), under 6.0, may be purchased with Express Mail or Priority Mail pieces requesting Adult Signature.</P>
          <HD SOURCE="HD1">8.2.6Additional Services</HD>
          <P>Adult Signature may be combined with:</P>
          <STARS/>
          <P>
            <E T="03">[Add new item 8.2.6d as follows:]</E>
          </P>
          <P>d. Return receipt (hard copy PS Form 3811 only) for Express Mail and Priority Mail pieces.</P>
          <STARS/>
          <HD SOURCE="HD1">9.0Return Receipt for Merchandise</HD>
          <STARS/>
          <HD SOURCE="HD1">9.2Basic Information</HD>
          <STARS/>
          <HD SOURCE="HD1">9.2.2Eligible Matter</HD>
          <P>
            <E T="03">[Revise the text of 9.2.2 as follows:]</E>
          </P>
          <P>Return receipt for merchandise is available for merchandise sent as Priority Mail (excluding Critical Mail), Standard Mail machinable and irregular parcels, Package Services, and Parcel Select pieces.</P>
          <STARS/>
          <HD SOURCE="HD1">10.0Delivery Confirmation</HD>
          <STARS/>
          <PRTPAGE P="79083"/>
          <HD SOURCE="HD1">10.2Basic Information</HD>
          <STARS/>
          <HD SOURCE="HD1">10.2.2Eligible Matter</HD>
          <P>
            <E T="03">[Revise the first sentence of the introductory text of 10.2.2 as follows:]</E>
          </P>
          <P>Delivery Confirmation is available for First-Class Mail parcels and First-Class Package Service parcels (electronic option only); all Priority Mail pieces; Standard Mail parcels (electronic option only); Package Services, Parcel Select, and Parcel Select Regional Ground parcels (electronic option only) under 401.1.0. * * *</P>
          <STARS/>
          <HD SOURCE="HD1">10.2.3Electronic Option Delivery Confirmation for Standard Mail</HD>
          <P>
            <E T="03">[Revise the first sentence of 10.2.3 as follows:]</E>
          </P>
          <P>If electronic option Delivery Confirmation is requested for all pieces in the mailing and the pieces are of identical weight, then postage may be paid with metered postage or permit imprint under the applicable standards in 444.2.0 for parcels. * * *</P>
          <STARS/>
          <HD SOURCE="HD1">11.0Signature Confirmation</HD>
          <HD SOURCE="HD1">11.1Signature Confirmation Fees</HD>
          <HD SOURCE="HD1">11.1.1Fee</HD>
          <P>
            <E T="03">[Revise the text of 11.1 to delete the current first sentence in its entirety, so that the complete text is as follows:]</E>
          </P>
          <P>Signature Confirmation fee is in addition to postage and other fees and is charged per piece. See Notice 123—Price List.</P>
          <STARS/>
          <HD SOURCE="HD1">11.2Basic Information</HD>
          <STARS/>
          <HD SOURCE="HD1">11.2.2Eligible Matter</HD>
          <P>
            <E T="03">[Revise the first sentence of the introductory text of 11.2.2 as follows:]</E>
          </P>
          <P>Signature Confirmation is available for First-Class Mail parcels and First-Class Package Service parcels (electronic option only); all Priority Mail pieces; Package Services, Parcel Select, and Parcel Select Regional Ground parcels (electronic option only) under 401.1.0. * * *</P>
          <STARS/>
          <P>
            <E T="03">[Revise the title of 14.0 as follows:]</E>
          </P>
          <HD SOURCE="HD1">14.0Confirm Service and IMb Tracing</HD>
          <P>
            <E T="03">[Delete the current text of 14.1 through 14.4 and replace with the following:]</E>
          </P>
          <HD SOURCE="HD1">14.1Basic Information</HD>
          <HD SOURCE="HD1">14.1.1General Information</HD>

          <P>IMb Tracing replaces Confirm service. Participation in Confirm service is limited to those customers who have already paid for a current subscription until the subscription expires. After the expiration of a Confirm subscription, IMb Tracing provides the same basic information as Confirm, but is available at no charge without a subscription. Requirements for participation in IMb Tracing are the use of the Intelligent Mail barcode, the use of a Mailer Identifier that has been registered (via the Business Customer Gateway, accessible on<E T="03">usps.com</E>) to receive scan data, and verification by the Postal Service that the Intelligent Mail barcode (IMb) as printed meets all applicable postal standards.</P>
          <HD SOURCE="HD1">14.1.2Description of Service</HD>
          <P>IMb Tracing (and Confirm) provides a mailer with data electronically collected from the scanning of barcoded mailpieces as they pass through automated mail processing operations. Scanned data can include the postal facility where such pieces are processed, the postal operation used to process the pieces, the date and time when the pieces are processed, and the numeric equivalent of a barcode(s) that help to identify the specific pieces. Any piece intended to generate scanned data must meet the physical characteristics and standards in 14.0, although not every piece is guaranteed such data or complete data. This service does not provide proof of delivery. Existing Confirm users must convert to the use of IMb Tracing to receive data once existing subscriptions expire.</P>
          <HD SOURCE="HD1">14.1.3Availability</HD>
          <P>IMb Tracing is available to mailers for obtaining scan data for automation-compatible letter-size and automation-compatible flat-size mail.</P>
          <HD SOURCE="HD1">14.2Barcodes</HD>
          <HD SOURCE="HD1">14.2.1General Barcode Requirements</HD>

          <P>Each piece in a mailing that is intended to generate IMb Tracing information must bear an Intelligent Mail barcode under 14.2.2. Until the time when their current Confirm subscription expires, mailers may use PLANET Code barcodes and POSTNET barcodes under the provisions in Publication 197,<E T="03">Confirm Service Featuring OneCode Confirm,</E>accessible online at<E T="03">http://ribbs.usps.gov/.</E>Otherwise, mailers must apply Intelligent Mail barcodes under 708.4.0 and the following standards:</P>
          <P>a. Reply pieces must meet the following standards:</P>
          <P>1. For Business Reply Mail, the piece must bear a barcode that corresponds to the subscriber's Business Reply Mail ZIP+4 codes assigned by the USPS under 507.9.0.</P>
          <P>2. For other reply mail, the piece must bear a barcode that correctly corresponds to the delivery address.</P>
          <P>b. Outgoing pieces must bear an Intelligent Mail barcode that correctly corresponds to the delivery address.</P>
          <HD SOURCE="HD1">14.2.2Intelligent Mail Barcode Requirements</HD>
          <P>To obtain IMb Tracing, mailers apply Intelligent Mail barcodes on letter-size pieces or on flat-size pieces meeting automation-compatibility standards in 201.3.0 (letters) or 301.3.0 (flats). No other barcode use is acceptable on these pieces. Only one Intelligent Mail barcode may appear on each piece, according to these standards:</P>

          <P>a. Intelligent Mail barcodes must meet the barcode and format standards in 708.4.0 and in Specification USPS-B-3200 at<E T="03">http://ribbs.usps.gov/.</E>
          </P>
          <P>b. Place barcodes on letters according to 202.5.0 and on flats according to 302.5.0.</P>
          <STARS/>
          <HD SOURCE="HD1">507Mailer Services</HD>
          <HD SOURCE="HD1">1.0Treatment of Mail</HD>
          <STARS/>
          <HD SOURCE="HD1">1.5Treatment for Ancillary Services by Class of Mail</HD>
          <STARS/>
          <HD SOURCE="HD1">1.5.3Standard Mail</HD>
          <P>Undeliverable-as-addressed (UAA) Standard Mail is treated as described in Exhibit 1.5.3a and Exhibit 1.5.3k, with these additional conditions:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 1.5.3j as follows:]</E>
          </P>
          <P>j. A returned piece endorsed “Return Service Requested” is charged the applicable single-piece First-Class Mail price for the weight and shape of the piece, or the Priority Mail price for the weight and destination of the piece.</P>
          <STARS/>
          <HD SOURCE="HD1">1.5.4Package Services and Parcel Select</HD>
          <P>Undeliverable-as-addressed (UAA) Package Services and Parcel Select mailpieces are treated as described in Exhibit 1.5.4, with these additional conditions:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 1.5.4d as follows:]</E>
          </P>

          <P>d. If a Package Services (except for unendorsed Bound Printed Matter) or a Parcel Select mailpiece and any attachment are not opened by the addressee, the addressee may refuse delivery of the piece and have it returned to the sender without affixing<PRTPAGE P="79084"/>postage. Pieces endorsed “Change Service Requested” are not returned to sender. If a Package Services or Parcel Select piece or any attachment to that piece is opened by the addressee, the addressee must affix the applicable postage to return the piece to the sender. If the addressee does not want to pay forwarding postage for all Package Services mail, use PS Form 3546 to notify the postmaster of the old address to discontinue the forwarding of Package Services mail.</P>
          <P>
            <E T="03">[Revise item 1.5.4e as follows:]</E>
          </P>
          <P>e. An undeliverable Package Services (except for unendorsed Bound Printer Matter) or a Parcel Select mailpiece that bears postage with a postage evidencing imprint and that has no return address or illegible return address is returned to the meter licensee or PC Postage customer upon payment of the return postage. The reason for nondelivery is attached, with no address correction fee. All Package Services and Parcel Select pieces must have a legible return address.</P>
          <STARS/>
          <HD SOURCE="HD1">Exhibit 1.5.4Treatment of Undeliverable Package Services Mail and Parcel Select</HD>
          <STARS/>
          <P>
            <E T="03">[Revise the text in the Exhibit 1.5.4 column “USPS Treatment of UAA Pieces” endorsement “Address Service Requested” as follows:]</E>
          </P>
          <P>If change-of-address order on file:</P>
          <P>
            <E T="03">[Revise the first sentence of the introductory text in the first bullet as follows:]</E>
          </P>
          <P>•<E T="03">Months 1 through 12:</E>Package Services forwarded at the single-piece price for the class of mail.* * *</P>
          <STARS/>
          <P>
            <E T="03">[Revise the text in the Exhibit 1.5.4 column “USPS Treatment of UAA Pieces” endorsement “Forwarding Service Requested as follows:]</E>
          </P>
          <P>If change-of-address order on file:</P>
          <P>
            <E T="03">[Revise the first sentence of the introductory text in the first bullet as follows:]</E>
          </P>
          <P>•<E T="03">Months 1 through 12:</E>Package Services forwarded at the single-piece price for the class of mail. * * *</P>
          <STARS/>
          <HD SOURCE="HD1">2.0Forwarding</HD>
          <STARS/>
          <HD SOURCE="HD1">2.3Postage for Forwarding</HD>
          <STARS/>
          <HD SOURCE="HD1">2.3.6Package Services and Parcel Select</HD>
          <P>
            <E T="03">[Delete the current second sentence of 2.3.6 and revise the entire text to read as follows:]</E>
          </P>
          <P>Package Services and Parcel Select pieces are subject to the collection of additional postage at the applicable price for forwarding; Parcel Select at the Parcel Select nonpresort price plus the additional service fee and Package Services at the single-piece price for the specific class of mail. The addressee may refuse any piece of Package Services or Parcel Select that has been forwarded. Shipper Paid Forwarding, under provisions in 4.2.9, provides mailers an option of paying forwarding postage for parcels instead of the addressee paying postage due charges.</P>
          <STARS/>
          <HD SOURCE="HD1">508Recipient Services</HD>
          <STARS/>
          <HD SOURCE="HD1">4.0Post Office Box Service</HD>
          <STARS/>
          <HD SOURCE="HD1">4.2Basic Information for Post Office Box Service</HD>
          <STARS/>
          <HD SOURCE="HD1">4.2.7Service Period</HD>
          <P>
            <E T="03">[Revise the text of 4.2.7 as follows:]</E>
          </P>
          <P>Post Office Box service is available in 3-, 6- or 12-month prepaid periods. The 3-month option is available only through recurring automatic payments. The 3-month option is not available at Post Office locations using the semi-annual (April/October) payment schedule.</P>
          <STARS/>
          <HD SOURCE="HD1">4.5Basis of Fees and Payment</HD>
          <STARS/>
          <HD SOURCE="HD1">4.5.4Payment</HD>
          <P>
            <E T="03">[Revise the first sentence of 4.5.4 as follows:]</E>
          </P>
          <P>All fees for Post Office Box service are for 3-, 6- or 12-month prepaid periods, except as noted under 4.5.6, 4.5.7, and 4.5.10. * * *</P>
          <STARS/>
          <HD SOURCE="HD1">4.7Fee Refund</HD>
          <HD SOURCE="HD1">4.7.1 Calculation</HD>
          <P>When Post Office Box service is terminated or surrendered by the customer, the unused portion of the fee may be refunded as follows:</P>
          <P>
            <E T="03">[Revise item 4.7.1a as follows:]</E>
          </P>
          <P>a. If service is discontinued at any time within the first 3 months of the 6-month or 12-month service period, then one-half of the fee is refunded. None of the fee is refunded under the 3-month payment option.</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 4.7.1c as follows:]</E>
          </P>
          <P>c. If service is discontinued and the customer has prepaid for the next quarterly or semiannual service period, then the entire fee for that next period is refunded.</P>
          <HD SOURCE="HD1">4.7.2Discontinued Postal Facility</HD>
          <P>
            <E T="03">[Revise the second sentence of 4.7.2 as follows:]</E>
          </P>
          <P>* * * For this purpose, one-sixth of a semiannual fee is refunded for each month left in the payment period. For the 3-month payment option, one-third of a 3-month fee is refunded for each month left in the payment. * * *</P>
          <STARS/>
          <HD SOURCE="HD1">7.0Hold for Pickup</HD>
          <STARS/>
          <HD SOURCE="HD1">7.2 Basic Information</HD>
          <STARS/>
          <HD SOURCE="HD1">7.2.2Basic Eligibility</HD>
          <P>
            <E T="03">[Revise the second sentence of the introductory text of 7.2.2 as follows:]</E>
          </P>
          <P>* * * Hold For Pickup service is also available with online and commercial mailings of Priority Mail (except Critical Mail), First-Class Package Service parcels, Parcel Select barcoded, nonpresorted parcels, and Parcel Select Regional Ground parcels when: * * *</P>
          <STARS/>
          <HD SOURCE="HD1">600Basic Standards for All Mailing Services</HD>
          <HD SOURCE="HD1">601Mailability</HD>
          <HD SOURCE="HD1">1.0General Standards</HD>
          <STARS/>
          <HD SOURCE="HD1">1.2Minimum Dimensions</HD>
          <P>For mailability, the following standards apply:</P>
          <STARS/>
          <P>b. All mailpieces (except keys and identification devices) that are<FR>1/4</FR>inch thick or less must be:</P>
          <P>
            <E T="03">[Revise item 1.1.2b4 as follows:]</E>
          </P>
          <P>4. Except for machinable parcels described in 401.1.5.2, pieces mailed at parcel prices may have finished corners that do not exceed a radius of 0.5 inch (<FR>1/2</FR>inch). See Exhibit 1.2b4.</P>
          <STARS/>
          <HD SOURCE="HD1">1.4Length and Height</HD>
          <P>Determine the processing category (see 1.1) based on the physical dimensions and characteristics of the mailpiece, without regard to address placement. Then, determine length and height as follows:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 1.4c as follows:]</E>
          </P>
          <P>c.<E T="03">Parcels:</E>The<E T="03">length</E>is the longest dimension.</P>
          <STARS/>
          <PRTPAGE P="79085"/>
          <HD SOURCE="HD1">11.0Cigarettes and Smokeless Tobacco</HD>
          <STARS/>
          <HD SOURCE="HD1">11.5Exception for Business/Regulatory Purposes</HD>
          <STARS/>
          <HD SOURCE="HD1">11.5.2Mailing</HD>
          <P>* * * All mailings under the business/regulatory purposes exception must:</P>
          <P>
            <E T="03">[Revise 11.5.2a as follows:]</E>
          </P>
          <P>a. Be entered in a face-to-face transaction with a postal employee (carrier pickup not permitted) as Express Mail with Hold for Pickup service, Express Mail with an Adult Signature service (see 503.8.0), or Priority Mail with an Adult Signature service;</P>
          <STARS/>
          <HD SOURCE="HD1">11.6Exception for Certain Individuals</HD>
          <STARS/>
          <HD SOURCE="HD1">11.6.2Mailing</HD>
          <P>* * * Each mailing under the certain individuals exception must:</P>
          <P>
            <E T="03">[Revise 11.6.2a as follows:]</E>
          </P>
          <P>a. Be entered (carrier pickup not permitted) as Express Mail with Hold For Pickup service, Express Mail with an Adult Signature service (see 503.8.0), or Priority Mail with an Adult Signature service; unless shipped to APO/FPO/DPO addresses under 11.6.4.</P>
          <STARS/>
          <P>
            <E T="03">[Revise 11.6.2c as follows:]</E>
          </P>
          <P>c. Bear the full name and mailing address of the sender and recipient on the Express Mail or Priority Mail label;</P>
          <STARS/>
          <HD SOURCE="HD1">11.6.3Delivery</HD>
          <P>Delivery under the certain individuals exception is made under the following conditions:</P>
          <STARS/>
          <P>
            <E T="03">[Revise 11.6.3c as follows:]</E>
          </P>
          <P>c. For Express Mail or Adult Signature articles, once age is established, the recipient must sign PS Form 3849 in the appropriate signature block.</P>
          <STARS/>
          <HD SOURCE="HD1">11.7Consumer Testing Exception</HD>
          <STARS/>
          <HD SOURCE="HD1">11.7.2Mailing</HD>
          <P>* * * Mailings must be tendered under the following conditions:</P>
          <STARS/>
          <P>b. All mailings under the consumer testing exception:</P>
          <P>
            <E T="03">[Revise 11.7.2b1 as follows:]</E>
          </P>
          <P>1. Be entered in a face-to-face transaction with a postal employee (carrier pickup not permitted) as Express Mail with Hold For Pickup service, Express Mail with Adult Signature Restricted Delivery service (see 503.8.0), or Priority Mail with Adult Signature Restricted Delivery service;</P>
          <STARS/>
          <P>
            <E T="03">[Revise 11.7.2b4 as follows:]</E>
          </P>
          <P>4. Must bear the full mailing addresses of both the sender and recipient on the Express Mail or Priority Mail label (the name and address of the sender must match exactly those listed on the customer's application on file with the PCSC);</P>
          <STARS/>
          <HD SOURCE="HD1">11.7.3Delivery</HD>
          <P>Mailings bearing the markings for consumer testing can only be delivered to the named addressee under the following conditions:</P>
          <STARS/>
          <P>
            <E T="03">[Revise 11.7.3c as follows:]</E>
          </P>
          <P>c. The name on the identification must match the name of the addressee on the Express Mail or Priority Mail label.</P>
          <HD SOURCE="HD1">602Addressing</HD>
          <STARS/>
          <P>
            <E T="03">[Revise the title of 4.0 as follows:]</E>
          </P>
          <HD SOURCE="HD1">4.0Detached Address Labels (DALs) and Detached Marketing Labels (DMLs)</HD>
          <P>
            <E T="03">[Revise the title of 4.1 as follows:]</E>
          </P>
          <HD SOURCE="HD1">4.1DAL and DML Use</HD>
          <P>
            <E T="03">[Revise the title and text of 4.1.1 as follows:]</E>
          </P>
          <HD SOURCE="HD1">4.1.1Definitions</HD>
          <P>For these standards,<E T="03">item(s)</E>refers to the types of mail described in 4.1.2 through 4.1.4.<E T="03">DALs</E>in their basic form may be used by mailers as an optional method of addressing and printing of postage indicia on the DALs instead of printing addresses and postage on the items mailed with the DALs.<E T="03">DMLs</E>are types of DALs, but also include advertising. For purposes of standards in 4.0, the term “DALs” (or “DAL”) will be used to mean both DALs and DMLs, unless a standard specifically states that it applies only to DMLs.</P>
          <STARS/>
          <P>
            <E T="03">[Revise the title and text of 4.1.3 as follows:]</E>
          </P>
          <HD SOURCE="HD1">4.1.3Standard Mail Marketing Parcels</HD>
          <P>DALs may be used with Standard Mail Marketing parcels mailed at carrier route, high density, or saturation parcel prices.</P>
          <STARS/>
          <HD SOURCE="HD1">4.1.5Alternative Addressing Format</HD>
          <P>
            <E T="03">[Revise the text of 4.1.5 as follows:]</E>
          </P>
          <P>DALs may have alternative addressing formats under 3.0, subject to the applicable standards.</P>
          <STARS/>
          <HD SOURCE="HD1">4.2Label Preparation</HD>
          <STARS/>
          <HD SOURCE="HD1">4.2.5Other Information</HD>
          <P>
            <E T="03">[Revise the text of 4.2.5 as follows:]</E>
          </P>
          <P>In addition to the information described in 4.2.2 and 4.2.4, and an indicium of postage payment, only official pictures and data circulated by the National Center for Missing and Exploited Children may appear on the front of a DAL. Advertising may appear on a DML, under the following conditions:</P>
          <P>a. The DMLs must meet the physical characteristics for DALs under 4.2.1 and have a correct POSTNET or Intelligent Mail barcode with an 11-digit routing code (see 708.4.0).</P>
          <P>b. The advertising must not obstruct or overlap any of the required elements on the front of a DML.</P>
          <P>c. The advertising must be to the left of the delivery address and placed to maintain required clear spaces around the address and postage payment (see 202 and 1.0).</P>
          <STARS/>
          <HD SOURCE="HD1">4.5Postage</HD>
          <HD SOURCE="HD1">4.5.1Prices</HD>
          <P>
            <E T="03">[Revise the text of 4.5.1 as follows:]</E>
          </P>
          <P>DAL mailings are not eligible for automation prices, but the pieces may qualify for carrier route prices, subject to applicable standards. Mailers must pay a surcharge for each DAL used with Standard Mail flats. See Notice 123—Price List for prices.</P>
          <HD SOURCE="HD1">4.5.2Postage Computation and Payment</HD>
          <P>
            <E T="03">[Revise the introductory text of 4.5.2 as follows:]</E>
          </P>
          <P>Postage is computed based on the combined weight of the item and the accompanying DAL. If the number of DALs and items mailed is not identical, the number of pieces used to determine postage is the greater of the two. No postage refund is allowed in these situations. In addition, these methods of postage payment apply:</P>
          <STARS/>
          <P>
            <E T="03">[Revise items 4.5.2b and 4.5.2c as follows:]</E>
          </P>

          <P>b. Standard Mail flats and parcels (at the applicable postage) and Bound Printed Matter pieces must be paid by permit imprint, which must appear on each DAL.<PRTPAGE P="79086"/>
          </P>
          <P>c. A surcharge applies to each DAL (including DMLs) used in a Standard Mail flats mailing.</P>
          <STARS/>
          <HD SOURCE="HD1">604Postage Payment Methods</HD>
          <STARS/>
          <HD SOURCE="HD1">2.0Stamped Stationery</HD>
          <STARS/>
          <HD SOURCE="HD1">2.3Other Stationery</HD>
          <HD SOURCE="HD1">2.3.1Stamped Cards</HD>
          <P>
            <E T="03">[Revise 2.3.1 as follows:]</E>
          </P>
          <P>Stamped cards are available as single stamped cards, double (reply) stamped cards, and in sheets of 40 for customer imprinting. Single and double stamped cards are 3<FR>1/2</FR>inches high by 5<FR>1/2</FR>inches long. Stamped cards are also available in 8<FR>1/2</FR>inches by 11 inches perforated and non-perforated sheets with four 4<FR>1/4</FR>inches by 5<FR>1/2</FR>inches cards. Non-perforated sheets must be cut so that the stamp is in the upper right corner of each card. The USPS offers personalized stamped cards (cards imprinted with a return address).</P>
          <STARS/>
          <P>
            <E T="03">[Add the new 2.3.4 as follows:]</E>
          </P>
          <HD SOURCE="HD1">2.3.4Printing Specifications</HD>
          <P>The printing specifications for personalized stamped envelopes also apply to stamped postcards (see 2.2.3).</P>
          <STARS/>
          <P>
            <E T="03">[Add new item 2.4 as follows:]</E>
          </P>
          <HD SOURCE="HD1">2.4Stamp Fulfillment Service</HD>
          <HD SOURCE="HD1">2.4.1Description</HD>
          <P>Stamp Fulfillment Services provides the fulfillment of stamp orders placed by customers via mail, phone, fax, or online to the Stamp Fulfillment Services organization. Stamp Fulfillment Services charges shipping and handling fees associated with fulfilling stamp orders. The fees vary depending on the dollar amount of the order. All prices and fees are listed on Notice 123—Price List.</P>
          <STARS/>
          <HD SOURCE="HD1">700Special Standards</HD>
          <STARS/>
          <HD SOURCE="HD1">705Advanced Preparation and Special Postage Payment Systems</HD>
          <STARS/>
          <HD SOURCE="HD1">2.0Manifest Mailing System</HD>
          <STARS/>
          <HD SOURCE="HD1">2.2Basic Standards</HD>
          <HD SOURCE="HD1">2.2.1Authorization Document</HD>
          <P>An MMS is established through a letter of authorization as follows:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 2.2.1b as follows:]</E>
          </P>
          <P>b. An MMS approved by Business Mailer Support is authorized with a letter (or previously-approved service agreement) signed by the Business Mailer Support manager. The authorization letter contains provisions regarding mailer and USPS responsibilities, including document retention and quality control.</P>
          <STARS/>
          <HD SOURCE="HD1">2.3Keyline</HD>
          <STARS/>
          <HD SOURCE="HD1">2.3.3Price Category Abbreviations</HD>
          <STARS/>
          <P>b. Standard Mail:</P>
          <HD SOURCE="HD1">Exhibit 2.3.3bPrice Category Abbreviations—Standard Mail</HD>
          <P>
            <E T="03">[Revise Exhibit 2.3.3b by deleting the row with “NF * * * Not Flat-Machinable” text (fourth from the bottom) in its entirety.]</E>
          </P>
          <HD SOURCE="HD1">2.9Electronic Verification System</HD>
          <STARS/>
          <HD SOURCE="HD1">2.9.2Availability</HD>
          <P>eVS may be used only for mail paid with a permit imprint and the following classes and subclasses of mail:</P>
          <STARS/>
          <P>
            <E T="03">[Revise items 2.9.2d and 2.9.2e as follows:]</E>
          </P>
          <P>d.<E T="03">Regular Standard Mail.</E>Presorted prices, destination network distribution center (DNDC) prices, destination sectional center facility (DSCF) prices, and destination delivery unit (DDU) prices; machinable and irregular parcels.</P>
          <P>e.<E T="03">Nonprofit Standard Mail.</E>Presorted prices, DNDC prices, DSCF prices, and DDU prices; machinable and irregular parcels.</P>
          <STARS/>
          <HD SOURCE="HD1">6.0Combining Mailings of Standard Mail, Package Services, and Parcel Select Parcels</HD>
          <P>
            <E T="03">[Revise the title of 6.1 by deleting the reference to NFMs to read as follows:]</E>
          </P>
          <HD SOURCE="HD1">6.1Basic Standards for Combining Parcels</HD>
          <HD SOURCE="HD1">6.1.1Basic Standards</HD>
          <P>
            <E T="03">[Revise text in the first sentence of 6.1.1 by deleting NFMs to read as follows:]</E>
          </P>
          <P>Standard Mail parcels, Package Services, and Parcel Select parcels in combined mailings must meet the following standards:</P>
          <STARS/>
          <P>
            <E T="03">[Revise the title of 6.2 by deleting reference to NFMs to read as follows:]</E>
          </P>
          <HD SOURCE="HD1">6.2Combining Parcels—DNDC Entry</HD>
          <P>
            <E T="03">[Revise 6.2 by deleting reference to NFMs 6 ounces or more to read as follows:]</E>
          </P>
          <P>Mailers may combine Standard Mail machinable parcels with Package Services and Parcel Select machinable parcels for entry at an NDC when authorized by the USPS under 6.1.4.</P>
          <STARS/>
          <HD SOURCE="HD1">6.2.2Additional Standards</HD>
          <P>
            <E T="03">[Revise the introductory text of 6.2.2 by deleting references to NFMs 6 ounces or more to read as follows:]</E>
          </P>
          <P>Standard Mail machinable parcels and Package Services and Parcel Select machinable parcels prepared for DNDC entry must meet the following conditions in addition to the basic standards in 6.1:</P>
          <P>
            <E T="03">[Revise the text of 6.2.2a by deleting references to NFMs to read as follows:]</E>
          </P>
          <P>a. Each piece in a combined Standard Mail, Package Services, and Parcel Select mailing must meet the criteria for machinable parcels in 401.1.5.</P>
          <STARS/>
          <P>
            <E T="03">[Revise the text of 6.2.2e by deleting references to NFMs to read as follows:]</E>
          </P>
          <P>e. Mailers must deposit combined machinable parcels at NDCs or ASFs (see Exhibit 6.2.3) under applicable standards in 15.0.</P>
          <STARS/>
          <HD SOURCE="HD1">6.3Combining Parcels—Parcel Select ONDC Presort, NDC Presort, DSCF, and DDU Prices</HD>
          <HD SOURCE="HD1">6.3.1Qualification</HD>
          <P>Combination requirements for specific discounts and prices are as follows:</P>
          <P>
            <E T="03">[Revise items 6.3.1a through d by deleting references to NFMs 6 ounces or more to read as follows:]</E>
          </P>
          <P>a. When claiming Parcel Select ONDC Presort discounts, machinable Standard Mail parcels may be combined with machinable Parcel Select and Package Services parcels under 6.3 only if the mailpieces are palletized and each pallet or pallet box contains a 200-pound minimum.</P>
          <P>b. When claiming Parcel Select NDC Presort discounts, machinable Standard Mail parcels may be combined with machinable Parcel Select and Package Services parcels under 6.3 only if the mailpieces are palletized and each pallet or pallet box contains a 200 pound minimum.</P>
          <P>c. When claiming the DSCF price for Parcel Select or Bound Printed Matter parcels, Standard Mail parcels may be combined with Package Services and Parcel Select parcels under 6.3.</P>

          <P>d. All Standard Mail parcels may be combined with Package Services and<PRTPAGE P="79087"/>Parcel Select parcels prepared for DDU prices under 6.3.</P>
          <STARS/>
          <HD SOURCE="HD1">6.4Combining Package Services, Parcel Select, and Standard Mail—Optional 3-Digit SCF Entry</HD>
          <STARS/>
          <HD SOURCE="HD1">6.4.2Qualifications and Preparation</HD>
          <P>
            <E T="03">[Revise the introductory paragraph of 6.4.2 by deleting references to NFMs to read as follows:]</E>
          </P>
          <P>Parcel Select, Bound Printed Matter machinable parcels, and Standard Mail parcels may be prepared for entry at designated SCFs under these standards:</P>
          <P>
            <E T="03">[Revise item 6.4.2a by deleting references to NFMs to read as follows:]</E>
          </P>
          <P>a. Standard Mail parcels that weigh less than 2 ounces and Standard Mail parcels that are tubes, rolls, triangles, and similar pieces may not be included.</P>
          <P>
            <E T="03">[Revise item 6.4.2b as follows:]</E>
          </P>
          <P>b. Mailers must prepare pieces on 3-digit pallets or pallet boxes, or unload and physically separate the pieces into containers as specified by the destination facility.</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 6.4.2d by deleting references to NFMs to read as follows:]</E>
          </P>
          <P>d. Standard Mail machinable parcels are eligible for the NDC presort level, DNDC price; irregular parcels are eligible for the 3-digit presort level, DSCF price.</P>
          <STARS/>
          <HD SOURCE="HD1">8.0Preparing Pallets</HD>
          <STARS/>
          <HD SOURCE="HD1">8.10Pallet Presort and Labeling</HD>
          <STARS/>
          <HD SOURCE="HD1">8.10.2Periodicals—Bundles, Sacks, or Trays</HD>
          <P>
            <E T="03">[Add a new last sentence in the introductory text to read as follows:]</E>
          </P>
          <P>* * * Prepare pallets in the following sequence:</P>
          <STARS/>
          <P>
            <E T="03">[Revise the introductory text of item 8.10.2j to read as follows:]</E>
          </P>
          <P>j.<E T="03">Origin Mixed ADC (OMX), optional,</E>permitted for sacks and trays, and bundles of flats. Pallet may contain carrier route, automation price, and/or presorted price mail. Labeling:</P>
          <STARS/>
          <P>
            <E T="03">[Revise the introductory text of item 8.10.2k to read as follows:]</E>
          </P>
          <P>k.<E T="03">Mixed ADC, optional,</E>permitted for sacks and trays, and bundles of flats. Pallet may contain carrier route, automation price, and/or presorted price mail. Pallets must not contain origin mixed ADC (OMX) sacks, bundles, or trays. Labeling:</P>
          <STARS/>
          <HD SOURCE="HD1">8.10.3Standard Mail—Bundles, Sacks, or Trays</HD>
          <P>
            <E T="03">[Revise the third sentence of the introductory text of 8.10.3 for clarity, and add two new sentences at the end of the introductory text, to read as follows:]</E>
          </P>
          <P>* * * Use this preparation only for irregular parcels in sacks or Marketing parcels in carrier route bundles. * * * For Marketing parcel mailings, use “MKTG” instead of “IRREG” on line 2 of the pallet placard. Preparation sequence and labeling:</P>
          <STARS/>
          <P>
            <E T="03">[Revise the title and introductory text of 8.10.6 to read as follows:]</E>
          </P>
          <HD SOURCE="HD1">8.10.6Combined Mailings of Standard Mail Marketing Parcels 6 Ounces or More, Standard Mail, Package Services, and Parcel Select Machinable Parcels</HD>
          <P>Prepare pallets under 8.0 in the sequence below. Unless indicated as optional, all sort levels are required. Combined mailings of Standard Mail Marketing parcels, Standard Mail, Parcel Select, and Package Services machinable parcels also must meet the standards in 6.0 or 20.0. Label pallets under applicable standards in 8.6 and according to Line 1 and Line 2 information below:</P>
          <P>
            <E T="03">[Delete the reference to “NFM” and replace the reference to “STD MACH” with “STD/PSVC MACH” to revise item 8.10.6a as follows:]</E>
          </P>
          <P>a.<E T="03">5-digit scheme, required.</E>Pallet must contain parcels for the same 5-digit scheme under L606. For 5-digit destinations not part of L606, or for which scheme sorts are not performed, prepare 5-digit pallets under 8.10.6b. Labeling:</P>
          <P>1. Line 1: Use L606.</P>
          <P>2. Line 2: “STD/PSVC MACH 5D;” followed by “SCHEME” (or “SCH”).</P>
          <P>
            <E T="03">[Delete the reference to “NFM” and replace the reference to “STD MACH” with “STD/PSVC MACH” to revise item 8.10.6b as follows:]</E>
          </P>
          <P>b.<E T="03">5-digit, required.</E>Pallet must contain parcels only for the same 5-digit ZIP Code. Labeling:</P>
          <P>1. Line 1: city, state, and 5-digit ZIP Code destination (see 8.6.4c for overseas military mail).</P>
          <P>2. Line 2: “STD/PSVC MACH 5D”</P>
          <P>
            <E T="03">[Delete the reference to “NFM” and replace the reference to “STD MACH” with “STD/PSVC MACH” to revise item 8.10.6c as follows:]</E>
          </P>
          <P>c.<E T="03">ASF, optional, but required for DNDC prices.</E>Not available for the Buffalo NY ASF in L602. Pallets must contain only parcels for the 3-digit ZIP Code groups in L602. Labeling:</P>
          <P>1. Line 1: Use L602.</P>
          <P>2. Line 2: “STD/PSVC MACH ASF.”</P>
          <P>
            <E T="03">[Delete the reference to “NFM” and replace the reference to “STD MACH” with “STD/PSVC MACH” to revise item 8.10.6d as follows:]</E>
          </P>
          <P>d.<E T="03">NDC, required.</E>Pallets must contain only parcels for the 3-digit ZIP Code groups in L601. Labeling:</P>
          <P>1. Line 1: Use L601.</P>
          <P>2. Line 2: “STD/PSVC MACH NDC.”</P>
          <P>
            <E T="03">[Delete the reference to “NFM” and replace the reference to “STD MACH” with “STD/PSVC MACH” to revise item 8.10.6e as follows:]</E>
          </P>
          <P>e.<E T="03">Mixed NDC, optional.</E>Labeling:</P>
          <P>1. Line 1: “MXD” followed by information in L601, Column B, for NDC serving 3-digit ZIP Code prefix of entry Post Office (or labeled to plant serving entry Post Office if authorized by processing and distribution manager).</P>
          <P>2. Line 2: “STD/PSVC MACH WKG.”</P>
          <P>
            <E T="03">[Revise title and introductory text of 8.10.7 to remove references to Not Flat-Machinables and NFMs and revise as follows:]</E>
          </P>
          <HD SOURCE="HD1">8.10.7Machinable Parcels—Standard Mail, Including Marketing Parcels 6 Ounces or More, and Parcel Select Lightweight</HD>
          <P>Mailers who palletize machinable parcels must make pallets or pallet boxes when there are 250 pounds or more for the destination levels below for DNDC, DSCF, or DDU prices. When prepared at origin, a 200-pound minimum is required for the NDC price. Prepare pallets under 8.0 in the sequence below. Unless indicated as optional, all sort levels are required. Label pallets under applicable standards in 8.6 and according to Line 1 and Line 2 information below:</P>
          <P>
            <E T="03">[Revise items 8.10.7a through f by removing reference to NFMs and revising as follows:]</E>
          </P>
          <P>a. 5-digit scheme, required. Pallet must contain parcels for the same 5-digit scheme under L606. For 5-digit destinations not part of L606, prepare 5-digit pallets under 8.10.7b, Labeling:</P>
          <P>1. Line 1: Use L606.</P>
          <P>2. Line 2: “STD/PSLW MACH 5D.</P>
          <P>b. 5-digit, required. Pallet must contain parcels only for the same 5-digit ZIP Code. Labeling:</P>
          <P>1. Line 1: city, state, and 5-digit ZIP Code destination (see 8.6.4c for overseas military mail).</P>
          <P>2. Line 2: “STD/PSLW MACH 5D.”</P>

          <P>c. ASF, optional, but required for DNDC prices. Not available for the Buffalo NY ASF in L602. Pallets must contain only parcels for the 3-digit ZIP Code groups in L602. Labeling:<PRTPAGE P="79088"/>
          </P>
          <P>1. Line 1: Use L602.</P>
          <P>2. Line 2: “STD/PSLW MACH ASF.”</P>
          <P>d. NDC, required. Pallets must contain only parcels for the 3-digit ZIP Code groups in L601. Labeling:</P>
          <P>1. Line 1: Use L601.</P>
          <P>2. Line 2: “STD/PSLW MACH NDC.”</P>
          <P>e. Origin NDC (required); no minimum; labeling:</P>
          <P>1. Line 1: L601, Column B.</P>
          <P>2. Line 2: “STD/PSLW MACH NDC.”</P>
          <P>f. Mixed NDC, optional; no minimum. Labeling:</P>
          <P>1. Line 1: “MXD” followed by information in L601, Column B, for NDC serving 3-digit ZIP Code prefix of entry Post Office (or labeled to plant serving entry Post Office if authorized by processing and distribution manager).</P>
          <P>2. Line 2: “STD/PSLW MACH WKG.”</P>
          <P>
            <E T="03">[Revise the title and introductory text of 8.10.8 as follows:]</E>
          </P>
          <HD SOURCE="HD1">8.10.8Irregular Parcels Weighing 2 Ounces or More—Standard Mail, Including Marketing Parcels, and Parcel Select Lightweight</HD>
          <P>Mailers who palletize unbundled or unsacked irregular parcels must make pallets or pallet boxes when there are 250 pounds or more for the destination levels below for DNDC, DSCF, or DDU prices. When prepared at origin, a 200 pound minimum is required for the NDC price. Prepare pallets or pallet boxes of irregular parcels (except tubes, rolls, and similar pieces) weighing 2 ounces or more under 8.0 and in the sequence listed below. Label pallets or pallet boxes according to the Line 1 and Line 2 information listed below and under 8.6. Mailers may not prepare tubes, rolls, and similar pieces or pieces that weigh less than 2 ounces on pallets or in pallet boxes, except for pieces in carrier route bundles or in sacks under 8.10.3. Preparation sequence and labeling:</P>
          <P>
            <E T="03">[Revise items 8.10.8a through g by deleting references to NFMs and changing line 2 content as follows:]</E>
          </P>
          <P>a. 5-digit scheme, required. Pallet or pallet box must contain parcels only for the same 5-digit scheme under L606. For 5-digit destinations not part of L606 prepare 5-digit pallets under 8.10.8b. Labeling:</P>
          <P>1. Line 1: Use L606.</P>
          <P>2. Line 2: “STD/PSLW IRREG 5D; followed by “SCHEME” (or “SCH”).</P>
          <P>b. 5-digit, required. * * *. Labeling:</P>
          <P>1. Line 1: city, state, and 5-digit ZIP Code destination (see 8.6.4c for overseas military mail).</P>
          <P>2. Line 2: “STD/PSLW IRREG 5D.”</P>
          <P>c. SCF, required. * * * Labeling:</P>
          <P>1. For Line 1, L002, Column C.</P>
          <P>2. For Line 2, “STD/PSLW IRREG SCF.”</P>
          <P>d. ASF, optional, but required for DNDC prices. Not available for the Buffalo NY ASF in L602. Pallets must contain only parcels for the 3-digit ZIP Code groups in L602. Labeling:</P>
          <P>1. Line 1: Use L602.</P>
          <P>2. Line 2: “STD/PSLW IRREG ASF”.</P>
          <P>e. NDC, required. Pallets must contain only parcels for the 3-digit ZIP Code groups in L601. Labeling:</P>
          <P>1. Line 1: Use L601.</P>
          <P>2. Line 2: “STD/PSLW IRREG NDC”.</P>
          <P>f. Origin NDC (required); no minimum; labeling:</P>
          <P>1. Line 1: L601, Column B.</P>
          <P>2. Line 2: “STD/PSLW IRREG NDC”.</P>
          <P>g. Mixed NDC, optional. Labeling:</P>
          <P>1. Line 1: “MXD” followed by information in L601, Column B, for NDC serving 3-digit ZIP Code prefix of entry Post Office (or labeled to plant serving entry Post Office if authorized by processing and distribution manager).</P>
          <P>2. Line 2: “STD/PSLW IRREG WKG”.</P>
          <STARS/>
          <P>
            <E T="03">[Delete current 8.10.9, Standard Mail Not Flat-Machinable Pieces Weighing Less Than 6 Ounces, in its entirety.]</E>
          </P>
          <STARS/>
          <HD SOURCE="HD1">15.0Combining Standard Mail Flats and Periodicals Flats</HD>
          <HD SOURCE="HD1">15.1Basic Standards</HD>
          <STARS/>
          <HD SOURCE="HD1">15.1.9Other Periodicals Pricing</HD>
          <P>Other prices for Periodicals flats in a combined mailing of Standard Mail and Periodicals flats on pallets will be assessed as follows:</P>
          <STARS/>
          <P>
            <E T="03">[Add a new 15.1.9e as follows:]</E>
          </P>
          <P>e. The bundle price applicable to the 5-digit bundle for the mixed ADC container level will apply to carrier route bundles placed on mixed NDC pallets.</P>
          <STARS/>
          <HD SOURCE="HD1">21.0Optional Combined Parcel Mailings</HD>
          <HD SOURCE="HD1">21.1Basic Standards for Combining Parcel Select, Package Services, and Standard Mail Parcels</HD>
          <HD SOURCE="HD1">21.1.1Basic Standards</HD>
          <P>
            <E T="03">[Revise the first sentence in 21.1.1 by deleting the references to NFMs to read as follows:]</E>
          </P>
          <P>Package Services parcels, Parcel Select parcels, and Standard Mail parcels in a combined parcel mailing must meet the following standards:</P>
          <STARS/>
          <P>d. Combined mailings must meet the following minimum volume requirements:</P>
          <P>
            <E T="03">[Revise item d1 to delete the reference to NFMs to read as follows:]</E>
          </P>
          <P>1. Standard Mail—Minimum 200 pieces or 50 pounds of Standard Mail parcels.</P>
          <STARS/>
          <HD SOURCE="HD1">21.2Price Eligibility</HD>
          <STARS/>
          <HD SOURCE="HD1">21.2.2Price Application</HD>
          <P>Apply prices based on the criteria in 400 and the following standards:</P>
          <P>
            <E T="03">[Revise item 21.2.2a by deleting the reference to NFMs to read as follows:]</E>
          </P>
          <P>a. Standard Mail parcels are based on the container level and entry (see 443.5.0.</P>
          <STARS/>
          <HD SOURCE="HD1">21.3Mail Preparation</HD>
          <HD SOURCE="HD1">21.3.1Basic Standards</HD>
          <P>Prepare combined mailings as follows:</P>
          <P>a. Different parcel types must be prepared separately for combined parcel mailings as indicated below:</P>
          <P>
            <E T="03">[Revise item a1 through a4 by deleting the references to NFMs to read as follows:]</E>
          </P>
          <P>1. Standard Mail, Parcel Select, and Package Services machinable parcels. Use “STD/PSVC MACH” for line 2 content labeling.</P>
          <P>2. Standard Mail, Parcel Select, and Package Services irregular parcels at least 2 ounces and up to (but not including) 6 ounces, except for tubes, rolls, triangles, and other similarly irregularly-shaped pieces. Use “STD/PSVC” for line 2 content labeling.</P>
          <P>3. Standard Mail, Parcel Select, and Package Services tubes, rolls, triangles, and similarly irregularly-shaped parcels; and all parcels weighing less than 2 ounces. Use “STD/PSVC IRREG” for line 2 content labeling.</P>
          <P>4. Combine all parcel types in 5-digit and 5-digit scheme containers. Use “STD/PSVC PARCELS” for line 2 content labeling.</P>
          <STARS/>
          <P>
            <E T="03">[Revise the title of 21.3.2 to read as follows:]</E>
          </P>
          <HD SOURCE="HD1">21.3.2Combining Standard Mail, Parcel Select, and Package Services Machinable Parcels</HD>
          <STARS/>
          <P>
            <E T="03">[Revise the title of 21.3.3 to read as follows:]</E>
          </P>
          <HD SOURCE="HD1">21.3.3Combining Standard Mail, Parcel Select, and Package Services Apps-Machinable Parcels</HD>
          <STARS/>
          <P>
            <E T="03">[Revise the title of 21.3.4 to read as follows:]</E>
            <PRTPAGE P="79089"/>
          </P>
          <HD SOURCE="HD1">21.3.4Combining Standard Mail (Under 2 Ounces), Parcel Select, and Package Services Other Irregular Parcels</HD>
          <STARS/>
          <HD SOURCE="HD1">23.0Full-Service Automation Option</HD>
          <STARS/>
          <P>
            <E T="03">[Revise the title of 23.2 as follows:]</E>
          </P>
          <HD SOURCE="HD1">23.2General Eligibility Standards</HD>
          <P>
            <E T="03">[Renumber current 23.3 and 23.4 as new 23.4 and 23.5, and add new 23.3 as follows:]</E>
          </P>
          <HD SOURCE="HD1">23.3Eligibility for Waiver of Annual Fees and Waiver of Deposit of Permit Imprint Mail Restrictions</HD>
          <P>Effective February 12, 2012, mailers who present only full-service automation mailings (of First-Class Mail cards, letters, and flats, Standards Mail letters and flats, or Bound Printed Matter flats) that contain 90 percent or more pieces eligible for full-service automation prices are eligible for the following exceptions to standards:</P>
          <P>a. The annual presort mailing or destination entry fees, as applicable, will be waived for qualified full-service mailings.</P>

          <P>b. Mailers may present qualified full-service mailings with mailpieces bearing a current valid permit imprint for acceptance at any USPS acceptance office that has<E T="03">PostalOne!</E>acceptance functions without payment of any additional permit imprint application or annual mailing fees.</P>
          <P>c. If any mailing (of the classes and shapes of mail in 23.3) presented under a mailing permit does not contain at least 90 percent of the pieces qualifying for full-service automation prices:</P>
          <P>1. The mailer must pay the applicable annual fee before that mailing may be accepted.</P>
          <P>2. The provision in 23.3b for presentation of mailings at multiple offices is discontinued for all mailings presented under the applicable permit imprint.</P>
          <STARS/>
          <HD SOURCE="HD1">707Periodicals</HD>
          <STARS/>
          <HD SOURCE="HD1">2.0Price Application and Computation</HD>
          <HD SOURCE="HD1">2.1Price Application</HD>
          <STARS/>
          <HD SOURCE="HD1">2.1.2Applying Outside-County Piece Prices</HD>
          <P>* * * Apply piece prices for Outside-County mail as follows:</P>
          <STARS/>
          <P>c. Nonmachinable flats:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 2.1.2c2 as follows:]</E>
          </P>
          <P>2. Apply the “Nonmachinable Flats—Nonbarcoded” prices to pieces that meet the standards for nonmachinable flats in 707.26 but do not include a barcode.</P>
          <STARS/>
          <HD SOURCE="HD1">708Technical Specifications</HD>
          <HD SOURCE="HD1">1.0Standardized Documentation for First-Class Mail, Periodicals, Standard Mail, and Flat-Size Bound Printed Matter</HD>
          <STARS/>
          <HD SOURCE="HD1">1.3Price Level Column Headings</HD>
          <P>
            <E T="03">[Revise the introductory text of 1.3 as follows:]</E>
          </P>
          <P>The actual name of the price level (or abbreviation) is used for column headings required by 1.2 and shown below:</P>
          <STARS/>
          <P>b. Presorted First-Class Mail, barcoded and nonbarcoded Periodicals flats, nonbarcoded Periodicals letters, and machinable and nonmachinable Standard Mail:</P>
          <P>
            <E T="03">[Revise the table in 1.3b by revising the rows 4, 6, 9, 11, and 12 as follows:]</E>
          </P>
          <GPOTABLE CDEF="s50,xs32" COLS="2" OPTS="L1,p1,8/9,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1"/>
              <CHED H="1"/>
            </BOXHD>
            <ROW>
              <ENT I="01">SCF [for Standard Mail parcels]</ENT>
              <ENT>SCF</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
            </ROW>
            <ROW>
              <ENT I="28">*****</ENT>
            </ROW>
            <ROW>
              <ENT I="01">ADC [First-Class Mail parcels, First-Class Mail</ENT>
              <ENT>AD</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Package Service parcels, Standard Mail nonmachinable letters, flats, and irregular parcels and all Periodicals]</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
            </ROW>
            <ROW>
              <ENT I="28">*****</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Mixed ADC [Standard Mail nonmachinable letters, flats, and irregular parcels; and all Periodicals]</ENT>
              <ENT>MD</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
            </ROW>
            <ROW>
              <ENT I="28">*****</ENT>
            </ROW>
            <ROW>
              <ENT I="01">NDC [Standard Mail machinable parcels and Marketing parcels 6 ounces and over]</ENT>
              <ENT>NDC</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
            </ROW>
            <ROW>
              <ENT I="28">*****</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Mixed NDC [Standard Mail machinable parcels and Marketing parcels 6 ounces and over]</ENT>
              <ENT>MNDC</ENT>
            </ROW>
          </GPOTABLE>
          <STARS/>
          <HD SOURCE="HD1">1.4Sortation Level</HD>
          <P>The actual sortation level (or corresponding abbreviation) is used for the bundle, tray, sack, or pallet levels required by 1.2 and shown below:</P>
          <P>
            <E T="03">[Revise row 19 (fifth from the bottom) of the table in 1.4 as follows:]</E>
          </P>
          <GPOTABLE CDEF="s60,xs32" COLS="2" OPTS="L2,p1,8/9,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1"/>
              <CHED H="1"/>
            </BOXHD>
            <ROW>
              <ENT I="01">SCF [sacks and pallets, Periodicals flats, Bound Printed Matter, Standard mail irregular parcels less than 6 ounces]</ENT>
              <ENT>SCF</ENT>
            </ROW>
          </GPOTABLE>
          <STARS/>
          <HD SOURCE="HD1">4.0Standards for POSTNET and Intelligent Mail Barcodes</HD>
          <STARS/>
          <HD SOURCE="HD1">4.4Reflectance</HD>
          <HD SOURCE="HD1">4.4.1Background Reflectance</HD>
          <P>A background reflectance of at least 50% in the red portion and 45% in the green portion of the optical spectrum must be produced in the following locations when measured with a USPS or USPS-licensed envelope reflectance meter:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 4.4.1-b as follows:]</E>
          </P>
          <P>b. The area surrounding the barcode (within<FR>1/8</FR>inch of the leftmost and rightmost bars and<FR>1/25</FR>inch above and below the barcode) of a card-size, letter-size, or flat-size piece barcoded in the address block and of a flat-size, First-Class Mail parcel, or First-Class Package Service parcel barcoded elsewhere.</P>
          <STARS/>
          <HD SOURCE="HD1">4.4.4Dark Fibers and Background Patterns</HD>
          <P>Dark fibers or background patterns that produce a print contrast ratio of more than 15% when measured in the red and green portions of the optical spectrum are prohibited in these locations:</P>
          <STARS/>
          <P>
            <E T="03">[Revise item 4.4.4b as follows:]</E>
          </P>
          <P>b. The area of the address block or the area of the mailpiece where the barcode appears on a flat-size piece in an automation mailing or on a First-Class Mail parcel or a First-Class Package Service parcel.</P>
          <STARS/>
          <HD SOURCE="HD1">4.5Skew and Baseline Shift</HD>
          <STARS/>
          <P>
            <E T="03">[Revise the title and text of 4.5.2 as follows:]</E>
          </P>
          <HD SOURCE="HD1">4.5.2Flat-Size Pieces, First-Class Mail Parcels, First-Class Package Service Parcels, and Standard Mail Irregular Parcels</HD>

          <P>The maximum rotational skew (slant or tilt of the individual barcode bars) for barcodes is ± 10 degrees from a perpendicular to the baseline of the barcode. There is no positional skew requirement. The individual bars of a barcode must not shift (be vertically<PRTPAGE P="79090"/>offset) more than 0.015 inch from the average baseline of the barcode. For information on barcode placement for flat-size pieces, see 302.5.0. For information on barcode placement on parcels weighing less than 6 ounces, see 402.4.0.</P>
          <STARS/>
          <HD SOURCE="HD1">5.0Standards for Package and Extra Service Barcodes</HD>
          <STARS/>
          <HD SOURCE="HD1">5.2Other Package Barcodes</HD>
          <HD SOURCE="HD1">5.2.1Basic Standards for Postal Routing Barcodes</HD>
          <P>
            <E T="03">[Revise the first sentence of 5.2.1 as follows:]</E>
          </P>
          <P>Mailers may use a postal routing barcode on parcels that meet the applicable eligibility requirements in 433 for First-Class Package Service, 443 for Standard Mail, 453 for Parcel Select, 463 for Bound Printed Matter, or 473 for Media Mail or Library Mail. * * *</P>
          <STARS/>
          <HD SOURCE="HD1">6.0Standards for Barcoded Tray Labels, Sack Labels, and Container Placards</HD>
          <STARS/>
          <HD SOURCE="HD1">6.2Specifications for Barcoded Tray and Sack Labels</HD>
          <STARS/>
          <HD SOURCE="HD1">6.2.43-Digit Content Identifier Numbers</HD>
          <STARS/>
          <HD SOURCE="HD1">Exhibit 6.2.43-Digit Content Identifier Numbers</HD>
          <HD SOURCE="HD1">CLASS AND MAILING CIN HUMAN-READABLE CONTENT LINE</HD>
          <STARS/>
          <HD SOURCE="HD1">STANDARD MAIL</HD>
          <STARS/>
          <P>
            <E T="03">[Delete the following heading and the six rows beneath it in their entirety.]</E>
          </P>
          <HD SOURCE="HD1">STD Not Flat-Machinable Pieces Less Than 6 Ounces—Nonautomation</HD>
          <P>
            <E T="03">[Delete the following heading and the five rows beneath it in their entirety.]</E>
          </P>
          <HD SOURCE="HD1">STD Not Flat-Machinable Pieces 6 Ounces Or More—Nonautomation</HD>
          <STARS/>
          <HD SOURCE="HD1">PACKAGE SERVICES</HD>
          <STARS/>
          <P>
            <E T="03">[Revise the 18th heading under “PACKAGE SERVICES” as follows:]</E>
          </P>
          <HD SOURCE="HD1">Combined Package Services, Parcel Select, and Standard—All Parcels</HD>
          <P>
            <E T="03">[Revise the 19th heading under “PACKAGE SERVICES” as follows:]</E>
          </P>
          <HD SOURCE="HD1">Combined Package Services, Parcel Select, and Standard—Irregular Parcels 2 up to 6 oz (APPS-Machinable)</HD>
          <P>
            <E T="03">[Revise the 20th (last) heading under “PACKAGE SERVICES” as follows:]</E>
          </P>
          <HD SOURCE="HD1">Combined PSVC &amp; STD—Irregular Parcels Less Than 2 oz, and Tubes and Rolls (Not APPS-Machinable)</HD>
          <STARS/>
          <P>We will publish an appropriate amendment to 39 CFR part 111 to reflect these changes.</P>
        </REGTEXT>
        <SIG>
          <NAME>Stanley F. Mires,</NAME>
          <TITLE>Attorney, Legal Policy &amp; Legislative Advice.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32357 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7710-12-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Federal Emergency Management Agency</SUBAGY>
        <CFR>44 CFR Part 65</CFR>
        <DEPDOC>[Docket ID FEMA-2011-0002; Internal Agency Docket No. FEMA-B-1234]</DEPDOC>
        <SUBJECT>Changes in Flood Elevation Determinations</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Emergency Management Agency, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Interim rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This interim rule lists communities where modification of the Base (1% annual-chance) Flood Elevations (BFEs) is appropriate because of new scientific or technical data. New flood insurance premium rates will be calculated from the modified BFEs for new buildings and their contents.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>These modified BFEs are currently in effect on the dates listed in the table below and revise the Flood Insurance Rate Maps (FIRMs) in effect prior to this determination for the listed communities.</P>
          <P>From the date of the second publication of these changes in a newspaper of local circulation, any person has ninety (90) days in which to request through the community that the Deputy Federal Insurance and Mitigation Administrator reconsider the changes. The modified BFEs may be changed during the 90-day period.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The modified BFEs for each community are available for inspection at the office of the Chief Executive Officer of each community. The respective addresses are listed in the table below.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Luis Rodriguez, Chief, Engineering Management Branch, Federal Insurance and Mitigation Administration, Federal Emergency Management Agency, 500 C Street SW., Washington, DC 20472, (202) 646-4064, or (email)<E T="03">Luis.Rodriguez3@fema.dhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The modified BFEs are not listed for each community in this interim rule. However, the address of the Chief Executive Officer of the community where the modified BFE determinations are available for inspection is provided.</P>
        <P>Any request for reconsideration must be based on knowledge of changed conditions or new scientific or technical data.</P>

        <P>The modifications are made pursuant to section 201 of the Flood Disaster Protection Act of 1973, 42 U.S.C. 4105, and are in accordance with the National Flood Insurance Act of 1968, 42 U.S.C. 4001<E T="03">et seq.,</E>and with 44 CFR part 65.</P>
        <P>For rating purposes, the currently effective community number is shown and must be used for all new policies and renewals.</P>
        <P>The modified BFEs are the basis for the floodplain management measures that the community is required either to adopt or to show evidence of being already in effect in order to qualify or to remain qualified for participation in the National Flood Insurance Program (NFIP).</P>
        <P>These modified BFEs, together with the floodplain management criteria required by 44 CFR 60.3, are the minimum that are required. They should not be construed to mean that the community must change any existing ordinances that are more stringent in their floodplain management requirements. The community may at any time enact stricter requirements of its own or pursuant to policies established by other Federal, State, or regional entities. The changes in BFEs are in accordance with 44 CFR 65.4.</P>
        <P>
          <E T="03">National Environmental Policy Act.</E>This interim rule is categorically excluded from the requirements of 44 CFR part 10, Environmental Consideration. An environmental impact assessment has not been prepared.</P>
        <P>
          <E T="03">Regulatory Flexibility Act.</E>As flood elevation determinations are not within the scope of the Regulatory Flexibility Act, 5 U.S.C. 601-612, a regulatory flexibility analysis is not required.</P>
        <P>
          <E T="03">Regulatory Classification.</E>This interim rule is not a significant regulatory action under the criteria of section 3(f) of Executive Order 12866 of September 30, 1993, Regulatory Planning and Review, 58 FR 51735.<PRTPAGE P="79091"/>
        </P>
        <P>
          <E T="03">Executive Order 13132, Federalism.</E>This interim rule involves no policies that have federalism implications under Executive Order 13132, Federalism.</P>
        <P>
          <E T="03">Executive Order 12988, Civil Justice Reform.</E>This interim rule meets the applicable standards of Executive Order 12988.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 44 CFR Part 65</HD>
          <P>Flood insurance, Floodplains, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>Accordingly, 44 CFR part 65 is amended to read as follows:</P>
        <REGTEXT PART="65" TITLE="44">
          <PART>
            <HD SOURCE="HED">PART 65—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 65 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 4001<E T="03">et seq.;</E>Reorganization Plan No. 3 of 1978, 3 CFR, 1978 Comp., p. 329; E.O. 12127, 44 FR 19367, 3 CFR, 1979 Comp., p. 376.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 65.4</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="65" TITLE="44">
          <AMDPAR>2. The tables published under the authority of § 65.4 are amended as follows:</AMDPAR>
          <GPOTABLE CDEF="s50,r50,r75,r100,xs80,10" COLS="6" OPTS="L2,tp0,p7,7/8,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">State and county</CHED>
              <CHED H="1">Location and case No.</CHED>
              <CHED H="1">Date and name of newspaper where notice was published</CHED>
              <CHED H="1">Chief executive, officer of community</CHED>
              <CHED H="1">Effective date of<LI>modification</LI>
              </CHED>
              <CHED H="1">Community, No.</CHED>
            </BOXHD>
            <ROW>
              <ENT I="01">Arizona: Maricopa</ENT>
              <ENT>City of Chandler (11-09-2364P)</ENT>
              <ENT>September 1, 2011; September 8, 2011;<E T="03">The Arizona Republic</E>
              </ENT>
              <ENT>The Honorable Jay Tibshraeny, Mayor, City of Chandler, 175 South Arizona Avenue, 5th Floor, Chandler, AZ 85225</ENT>
              <ENT>September 18, 2011</ENT>
              <ENT>040040</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Kansas:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Johnson</ENT>
              <ENT>City of Roeland Park (11-07-1190P)</ENT>
              <ENT>October 4, 2011; October 11, 2011;<E T="03">The Legal Record</E>
              </ENT>
              <ENT>The Honorable Adrienne Foster, Mayor, City of Roeland Park, City Hall, 4600 West 51st Street, Roeland Park, KS 66205</ENT>
              <ENT>February 8, 2012</ENT>
              <ENT>200176</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Johnson</ENT>
              <ENT>City of Fairway (11-07-1190P)</ENT>
              <ENT>October 4, 2011; October 11, 2011;<E T="03">The Legal Record</E>
              </ENT>
              <ENT>The Honorable Jerry Wiley, Mayor, City of Fairway, 4210 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205</ENT>
              <ENT>February 8, 2012</ENT>
              <ENT>205185</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Johnson</ENT>
              <ENT>City of Mission (11-07-1190P)</ENT>
              <ENT>October 4, 2011; October 11, 2011;<E T="03">The Legal Record</E>
              </ENT>
              <ENT>The Honorable Laura McConwell, Mayor, City of Mission, City Hall, 6090 Woodson Road, Mission, KS 66202</ENT>
              <ENT>February 8, 2012</ENT>
              <ENT>200170</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Idaho: Bonneville</ENT>
              <ENT>Unincorporated areas of Bonneville County (11-10-1238P)</ENT>
              <ENT>August 30, 2011; September 6, 2011;<E T="03">The Post Register</E>
              </ENT>
              <ENT>Mr. Roger Christensen, Bonneville County Commissioner, 605 North Capital Avenue, Idaho Falls, ID 83402</ENT>
              <ENT>August 17, 2011</ENT>
              <ENT>160027</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Indiana:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Marion</ENT>
              <ENT>City of Beech Grove (11-05-6197P)</ENT>
              <ENT>October 6, 2011; October 13, 2011;<E T="03">The Indianapolis Star</E>
              </ENT>
              <ENT>The Honorable Terry Dilk, Mayor, City of Beech Grove, 806 Main Street, Beech Grove, IN 46107</ENT>
              <ENT>February 10, 2012</ENT>
              <ENT>180158</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Lake</ENT>
              <ENT>City of Hammond (11-05-0942P)</ENT>
              <ENT>September 9, 2011; September 16, 2011;<E T="03">The Northwest Indiana Times</E>
              </ENT>
              <ENT>The Honorable Thomas M. McDermott, Jr., Mayor, City of Hammond, 5925 Calumet Avenue, Hammond, IN 46320</ENT>
              <ENT>August 26, 2011</ENT>
              <ENT>180134</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Lake</ENT>
              <ENT>Town of Highland (11-05-0942P)</ENT>
              <ENT>September 9, 2011; September 16, 2011;<E T="03">The Northwest Indiana Times</E>
              </ENT>
              <ENT>Mr. Brian Novak, President, Town of Highland, 3333 Ridge Road, Highland, IN 46322</ENT>
              <ENT>August 26, 2011</ENT>
              <ENT>185176</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Lake</ENT>
              <ENT>Town of Munster (11-05-0942P)</ENT>
              <ENT>September 9, 2011; September 16, 2011;<E T="03">The Northwest Indiana Times</E>
              </ENT>
              <ENT>Mr. Thomas DeGiulio, Town of Munster Manager, 1005 Ridge Road, Munster, IN 46321</ENT>
              <ENT>August 26, 2011</ENT>
              <ENT>180139</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Massachusetts: Plymouth</ENT>
              <ENT>Town of Hingham (11-01-0786P)</ENT>
              <ENT>September 22, 2011; September 29, 2011;<E T="03">The Hingham Journal</E>
              </ENT>
              <ENT>Mr. John A. Riley, Town of Hingham Board of Selectmen, Town Hall, 210 Central Street, Hingham, MA 02043</ENT>
              <ENT>September 7, 2011</ENT>
              <ENT>250268</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maine:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Cumberland</ENT>
              <ENT>City of Portland (11-01-1058P)</ENT>
              <ENT>October 11, 2011; October 18, 2011;<E T="03">The Portland Press Herald</E>
              </ENT>
              <ENT>The Honorable Nicholas Mavodones, Jr., Mayor, City of Portland, 389 Congress Street, Portland, ME 04101</ENT>
              <ENT>September 27, 2011</ENT>
              <ENT>230051</ENT>
            </ROW>
            <ROW>
              <ENT I="03">York</ENT>
              <ENT>Town of Kittery (10-01-2103P)</ENT>
              <ENT>September 27, 2011; October 4, 2011;<E T="03">The Portsmouth Herald</E>
              </ENT>
              <ENT>Mr. Jonathan Carter, Town of Kittery Manager, 200 Rogers Road Extension, Kittery, ME 03904</ENT>
              <ENT>December 26, 2011</ENT>
              <ENT>230171</ENT>
            </ROW>
            <ROW>
              <ENT I="01">New Mexico: Bernalillo</ENT>
              <ENT>City of Albuquerque (11-06-0465P)</ENT>
              <ENT>October 4, 2011; October 11, 2011;<E T="03">The Albuquerque Journal</E>
              </ENT>
              <ENT>The Honorable Richard J. Berry, Mayor, City of Albuquerque, 1 Civic Place, Albuquerque, NM 87102</ENT>
              <ENT>September 27, 2011</ENT>
              <ENT>350002</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Ohio:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Franklin</ENT>
              <ENT>Unincorporated areas of Franklin County (11-05-2052P)</ENT>
              <ENT>September 7, 2011; September 14, 2011;<E T="03">The Daily Reporter</E>
              </ENT>
              <ENT>The Honorable Marilyn Brown, President, Franklin County Board of Commissioners, 373 South High Street, 26th Floor, Columbus, OH 43215</ENT>
              <ENT>January 12, 2012</ENT>
              <ENT>390167</ENT>
            </ROW>
            <ROW>
              <ENT I="013">Franklin</ENT>
              <ENT>City of Grove City (11-05-2052P)</ENT>
              <ENT>September 7, 2011; September 14, 2011;<E T="03">The Daily Reporter</E>
              </ENT>
              <ENT>The Honorable Richard L. Stage, Mayor, City of Grove City, 4035 Broadway, Grove City, OH 43123</ENT>
              <ENT>January 12, 2012</ENT>
              <ENT>390173</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Trumbull</ENT>
              <ENT>Unincorporated areas of Trumbull County (11-05-6118P)</ENT>
              <ENT>August 11, 2011; August 18, 2011;<E T="03">The Tribune Chronicle</E>
              </ENT>
              <ENT>The Honorable Daniel E. Polivka, President, Trumbull County Commissioners, 160 High Street Northwest, Warren, OH 44481</ENT>
              <ENT>July 29, 2011</ENT>
              <ENT>390535</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Trumbull</ENT>
              <ENT>Village of Lordstown (11-05-6118P)</ENT>
              <ENT>August 11, 2011; August 18, 2011;<E T="03">The Tribune Chronicle</E>
              </ENT>
              <ENT>The Honorable Michael Chaffee, Mayor, Village of Lordstown, 1455 Salt Springs Road, Lordstown, OH 44481</ENT>
              <ENT>July 29, 2011</ENT>
              <ENT>390812</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Pennsylvania:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Adams</ENT>
              <ENT>Township of Franklin (11-03-0400P)</ENT>
              <ENT>July 19, 2011; July 26, 2011;<E T="03">The Gettysburg Times</E>
              </ENT>
              <ENT>The Honorable Daniel Fetter, Chairman, Township of Franklin Board of Supervisors, 55 Scott School Road, Cashtown, PA 17310</ENT>
              <ENT>November 23, 2011</ENT>
              <ENT>421250</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Chester</ENT>
              <ENT>Town of Caln (11-03-0270P)</ENT>
              <ENT>August 26, 2011; September 2, 2011;<E T="03">The Daily Local News</E>
              </ENT>
              <ENT>The Honorable William Chambers, President, Township of Caln, 253 Municipal Drive, Thorndale, PA 19372</ENT>
              <ENT>January 3, 2012</ENT>
              <ENT>422247</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="79092"/>
              <ENT I="03">Delaware</ENT>
              <ENT>Township of Haverford (11-03-1170P)</ENT>
              <ENT>August 3, 2011; August 10, 2011;<E T="03">The Daily Times</E>
              </ENT>
              <ENT>The Honorable William F. Wechsler, President, Township of Haverford Board of Commissioners, 2325 Darby Road, Havertown, PA 19083</ENT>
              <ENT>December 8, 2011</ENT>
              <ENT>420417</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Montgomery</ENT>
              <ENT>Township of Lower Merion (10-03-0696P)</ENT>
              <ENT>September 15, 2011; September 22, 2011;<E T="03">The Main Line Times</E>
              </ENT>
              <ENT>The Honorable Elizabeth S. Rogan, President, Township of Lower Merion Board of Commissioners, 75 East Lancaster Avenue, Ardmore, PA 19003</ENT>
              <ENT>December 30, 2010</ENT>
              <ENT>420701</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Puerto Rico: Puerto Rico</ENT>
              <ENT>Commonwealth of Puerto Rico (10-02-1774P)</ENT>
              <ENT>August 9, 2011; August 16, 2011;<E T="03">El Nuevo Dia</E>
              </ENT>
              <ENT>The Honorable Luis G. Fortuño, Governor, Commonwealth of Puerto Rico, Calle Fortaleza #63, San Juan, PR 00901</ENT>
              <ENT>August 2, 2011</ENT>
              <ENT>720000</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Texas:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Bell</ENT>
              <ENT>City of Temple (10-06-3631P)</ENT>
              <ENT>September 27, 2011; October 4, 2011;<E T="03">The Temple Daily Telegram</E>
              </ENT>
              <ENT>The Honorable William A. Jones, III, Mayor, City of Temple, 2 North Main Street, Temple, TX 76501</ENT>
              <ENT>February 1, 2012</ENT>
              <ENT>480034</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Bexar</ENT>
              <ENT>City of San Antonio (11-06-1217P)</ENT>
              <ENT>September 27, 2011; October 4, 2011;<E T="03">The San Antonio Express-News</E>
              </ENT>
              <ENT>The Honorable Julián Castro, Mayor, City of San Antonio, 100 Military Plaza, San Antonio, TX 78205</ENT>
              <ENT>September 20, 2011</ENT>
              <ENT>480045</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Bexar</ENT>
              <ENT>City of San Antonio (11-06-1853P)</ENT>
              <ENT>October 6, 2011; October 13, 2011;<E T="03">The San Antonio Express-News</E>
              </ENT>
              <ENT>The Honorable Julián Castro, Mayor, City of San Antonio, 100 Military Plaza, San Antonio, TX 78205</ENT>
              <ENT>February 10, 2012</ENT>
              <ENT>480045</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Collin</ENT>
              <ENT>City of McKinney (11-06-0938P)</ENT>
              <ENT>October 5, 2011; October 12, 2011;<E T="03">The McKinney Courier-Gazette</E>
              </ENT>
              <ENT>The Honorable Brian Loughmiller, Mayor, City of McKinney, 222 North Tennessee Street, McKinney, TX 75069</ENT>
              <ENT>February 9, 2012</ENT>
              <ENT>480135</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Collin</ENT>
              <ENT>City of Richardson (11-06-2276P)</ENT>
              <ENT>October 4, 2011; October 11, 2011;<E T="03">The Dallas Morning News</E>
              </ENT>
              <ENT>The Honorable Bob Townsend, Mayor, City of Richardson, 411 West Arapaho Road, Richardson, TX 75080</ENT>
              <ENT>February 8, 2012</ENT>
              <ENT>480184</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Johnson and Tarrant</ENT>
              <ENT>City of Burleson (11-06-2791P)</ENT>
              <ENT>October 12, 2011; October 19, 2011;<E T="03">The Burleson Star</E>
              </ENT>
              <ENT>The Honorable Ken Shetter, Mayor, City of Burleson, 141 West Renfro Street, Burleson, TX 76028</ENT>
              <ENT>February 16, 2012</ENT>
              <ENT>485459</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Medina</ENT>
              <ENT>City of Castroville (11-06-0606P)</ENT>
              <ENT>October 6, 2011; October 13, 2011;<E T="03">The Castroville News Bulletin</E>
              </ENT>
              <ENT>The Honorable Robert Lee, Mayor, City of Castroville, 1209 Fiorella Street, Castroville, TX 78009</ENT>
              <ENT>October 28, 2011</ENT>
              <ENT>480932</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Montgomery</ENT>
              <ENT>City of Montgomery (10-06-1397P)</ENT>
              <ENT>October 4, 2011; October 11, 2011;<E T="03">The Conroe Courier</E>
              </ENT>
              <ENT>The Honorable John Fox, Mayor, City of Montgomery, 101 Old Plantersville Road, Montgomery, TX 77356</ENT>
              <ENT>October 27, 2011</ENT>
              <ENT>481483</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Tarrant</ENT>
              <ENT>City of Arlington (10-06-3532P)</ENT>
              <ENT>September 2, 2011; September 9, 2011;<E T="03">The Fort Worth Star-Telegram</E>
              </ENT>
              <ENT>The Honorable Dr. Robert N. Cluck, Mayor, City of Arlington, 101 West Abram Street, Arlington, TX 76010</ENT>
              <ENT>January 9, 2012</ENT>
              <ENT>485454</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Tarrant</ENT>
              <ENT>City of Arlington (10-06-3286P)</ENT>
              <ENT>September 15, 2011; September 22, 2011;<E T="03">The Fort Worth Star-Telegram</E>
              </ENT>
              <ENT>The Honorable Dr. Robert N. Cluck, Mayor, City of Arlington, 101 West Abram Street, Arlington, TX 76010</ENT>
              <ENT>January 20, 2012</ENT>
              <ENT>485454</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Tarrant</ENT>
              <ENT>City of Dalworthington Gardens (10-06-3532P)</ENT>
              <ENT>September 2, 2011; September 9, 2011;<E T="03">The Fort Worth Star-Telegram</E>
              </ENT>
              <ENT>The Honorable Michael R. Tedder, Mayor, City of Dalworthington Gardens, 2600 Roosevelt Drive, Dalworthington Gardens, TX 76016</ENT>
              <ENT>January 9, 2012</ENT>
              <ENT>481013</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Tarrant</ENT>
              <ENT>City of Fort Worth (11-06-2791P)</ENT>
              <ENT>October 12, 2011; October 19, 2011;<E T="03">The Fort Worth Star-Telegram</E>
              </ENT>
              <ENT>The Honorable Betsy Price, Mayor, City of Fort Worth, 1000 Throckmorton Street, Fort Worth, TX 76102</ENT>
              <ENT>February 16, 2012</ENT>
              <ENT>480596</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Tarrant</ENT>
              <ENT>City of White Settlement (11-06-1375P)</ENT>
              <ENT>September 28, 2011; October 5, 2011;<E T="03">The Grizzly Detail Newspaper</E>
              </ENT>
              <ENT>The Honorable Jerry R. Burns, Mayor, City of White Settlement, 214 Meadow Park Drive, White Settlement, TX 76108</ENT>
              <ENT>September 21, 2011</ENT>
              <ENT>480617</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Virginia:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Fauquier</ENT>
              <ENT>Unincorporated areas of Fauquier County (11-03-0275P)</ENT>
              <ENT>July 27, 2011; August 3, 2011;<E T="03">The Fauquier Times-Democrat</E>
              </ENT>
              <ENT>The Honorable Raymond E. Graham, Chairman, Fauquier County Board of Supervisors, 10 Hotel Street, Suite 208, Warrenton, VA 20186</ENT>
              <ENT>December 1, 2011</ENT>
              <ENT>510055</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Loudoun</ENT>
              <ENT>Unincorporated areas of Loudoun County (10-03-0387P)</ENT>
              <ENT>October 27, 2010; November 3, 2010;<E T="03">The Loudoun Times-Mirror</E>
              </ENT>
              <ENT>The Honorable Scott K. York, Chairman at Large, Loudoun County Board of Supervisors, 1 Harrison Street Southeast, 5th Floor, Leesburg, VA 20177</ENT>
              <ENT>October 19, 2010</ENT>
              <ENT>510090</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Prince William</ENT>
              <ENT>Unincorporated areas of Prince William County (11-03-0494P)</ENT>
              <ENT>September 14, 2011; September 21, 2011;<E T="03">The News &amp; Messenger</E>
              </ENT>
              <ENT>The Honorable Corey A. Stewart, Chairman at Large, Prince William County Board of Supervisors, 1 County Complex Court, Prince William, VA 22192</ENT>
              <ENT>January 19, 2012</ENT>
              <ENT>510119</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Wisconsin: Brown</ENT>
              <ENT>Unincorporated areas of Brown County (11-05-2704P)</ENT>
              <ENT>September 15, 2011; September 22, 2011;<E T="03">The Greenbay Press-Gazette</E>
              </ENT>
              <ENT>The Honorable Guy Zima, Chairman, Brown County Board, 305 East Walnut Street, Green Bay, WI 54301</ENT>
              <ENT>January 20, 2012</ENT>
              <ENT>550020</ENT>
            </ROW>
          </GPOTABLE>
        </REGTEXT>
        <EXTRACT>
          <PRTPAGE P="79093"/>
          <FP>(Catalog of Federal Domestic Assistance No. 97.022, “Flood Insurance.”)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 5, 2011.</DATED>
          <NAME>Sandra K. Knight,</NAME>
          <TITLE>Deputy Associate Administrator for Mitigation, Department of Homeland Security, Federal Emergency Management Agency.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32596 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-12-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Federal Emergency Management Agency</SUBAGY>
        <CFR>44 CFR Part 65</CFR>
        <DEPDOC>[Docket ID FEMA-2011-0002]</DEPDOC>
        <SUBJECT>Changes in Flood Elevation Determinations</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Emergency Management Agency, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Modified Base (1% annual-chance) Flood Elevations (BFEs) are finalized for the communities listed below. These modified BFEs will be used to calculate flood insurance premium rates for new buildings and their contents.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>The effective dates for these modified BFEs are indicated on the following table and revise the Flood Insurance Rate Maps (FIRMs) in effect for the listed communities prior to this date.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The modified BFEs for each community are available for inspection at the office of the Chief Executive Officer of each community. The respective addresses are listed in the table below.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Luis Rodriguez, Chief, Engineering Management Branch, Federal Insurance and Mitigation Administration, Federal Emergency Management Agency, 500 C Street SW., Washington, DC 20472, (202) 646-4064, or (email)<E T="03">Luis.Rodriguez3@fema.dhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Federal Emergency Management Agency (FEMA) makes the final determinations listed below of the modified BFEs for each community listed. These modified BFEs have been published in newspapers of local circulation and ninety (90) days have elapsed since that publication. The Deputy Federal Insurance and Mitigation Administrator has resolved any appeals resulting from this notification.</P>
        <P>The modified BFEs are not listed for each community in this notice. However, this final rule includes the address of the Chief Executive Officer of the community where the modified BFE determinations are available for inspection.</P>

        <P>The modified BFEs are made pursuant to section 206 of the Flood Disaster Protection Act of 1973, 42 U.S.C. 4105, and are in accordance with the National Flood Insurance Act of 1968, 42 U.S.C. 4001<E T="03">et seq.,</E>and with 44 CFR part 65.</P>
        <P>For rating purposes, the currently effective community number is shown and must be used for all new policies and renewals.</P>
        <P>The modified BFEs are the basis for the floodplain management measures that the community is required either to adopt or to show evidence of being already in effect in order to qualify or to remain qualified for participation in the National Flood Insurance Program (NFIP).</P>
        <P>These modified BFEs, together with the floodplain management criteria required by 44 CFR 60.3, are the minimum that are required. They should not be construed to mean that the community must change any existing ordinances that are more stringent in their floodplain management requirements. The community may at any time enact stricter requirements of its own or pursuant to policies established by other Federal, State, or regional entities.</P>
        <P>These modified BFEs are used to meet the floodplain management requirements of the NFIP and also are used to calculate the appropriate flood insurance premium rates for new buildings built after these elevations are made final, and for the contents in those buildings. The changes in BFEs are in accordance with 44 CFR 65.4.</P>
        <P>
          <E T="03">National Environmental Policy Act.</E>This final rule is categorically excluded from the requirements of 44 CFR part 10, Environmental Consideration. An environmental impact assessment has not been prepared.</P>
        <P>
          <E T="03">Regulatory Flexibility Act.</E>As flood elevation determinations are not within the scope of the Regulatory Flexibility Act, 5 U.S.C. 601-612, a regulatory flexibility analysis is not required.</P>
        <P>
          <E T="03">Regulatory Classification.</E>This final rule is not a significant regulatory action under the criteria of section 3(f) of Executive Order 12866 of September 30, 1993, Regulatory Planning and Review, 58 FR 51735.</P>
        <P>
          <E T="03">Executive Order 13132, Federalism.</E>This final rule involves no policies that have federalism implications under Executive Order 13132, Federalism.</P>
        <P>
          <E T="03">Executive Order 12988, Civil Justice Reform.</E>This final rule meets the applicable standards of Executive Order 12988.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 44 CFR Part 65</HD>
          <P>Flood insurance, Floodplains, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <REGTEXT PART="65" TITLE="44">
          <P>Accordingly, 44 CFR part 65 is amended to read as follows:</P>
          <PART>
            <HD SOURCE="HED">PART 65—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 65 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 4001<E T="03">et seq.;</E>Reorganization Plan No. 3 of 1978, 3 CFR, 1978 Comp., p. 329; E.O. 12127, 44 FR 19367, 3 CFR, 1979 Comp., p. 376.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 65.4</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="65" TITLE="44">
          <AMDPAR>2. The tables published under the authority of § 65.4 are amended as follows:</AMDPAR>
          <GPOTABLE CDEF="s50,r50,r75,r100,xs80,10" COLS="6" OPTS="L2,tp0,p7,7/8,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">State and county</CHED>
              <CHED H="1">Location and case No.</CHED>
              <CHED H="1">Date and name of newspaper where notice was published</CHED>
              <CHED H="1">Chief executive officer of community</CHED>
              <CHED H="1">Effective date of<LI>modification</LI>
              </CHED>
              <CHED H="1">Community No.</CHED>
            </BOXHD>
            <ROW>
              <ENT I="22">Alabama:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Baldwin (FEMA Docket No.: B-1211)</ENT>
              <ENT>City of Gulf Shores (11-04-1670P)</ENT>
              <ENT>June 10, 2011; June 17, 2011;<E T="03">The Islander</E>
              </ENT>
              <ENT>The Honorable Robert S. Craft, Mayor, City of Gulf Shores, 1905 West 1st Street, Gulf Shores, AL 36547</ENT>
              <ENT>June 6, 2011</ENT>
              <ENT>015005</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Shelby (FEMA Docket No.: B-1206)</ENT>
              <ENT>City of Montevallo (10-04-6506P)</ENT>
              <ENT>May 25, 2011; June 1, 2011;<E T="03">The Shelby County Reporter</E>
              </ENT>
              <ENT>The Honorable Ben McCrory, Mayor, City of Montevallo, 545 South Main Street, Montevallo, AL 35115</ENT>
              <ENT>September 29, 2011</ENT>
              <ENT>010349</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Arizona:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Coconino (FEMA Docket No.: B-1195)</ENT>
              <ENT>City of Page (10-09-3257P)</ENT>
              <ENT>March 4, 2011; March 11, 2011;<E T="03">The Arizona Daily Sun</E>
              </ENT>
              <ENT>The Honorable Lyle Dimbatt, Mayor, City of Page, 697 Vista Avenue, Page, AZ 86040</ENT>
              <ENT>July 11, 2011</ENT>
              <ENT>040113</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="79094"/>
              <ENT I="03">Coconino (FEMA Docket No.: B-1195)</ENT>
              <ENT>Unincorporated areas of Coconino County (10-09-3257P)</ENT>
              <ENT>March 4, 2011; March 11, 2011;<E T="03">The Arizona Daily Sun</E>
              </ENT>
              <ENT>The Honorable Mandy Metzger, Chair, Coconino County Board of Supervisors, 219 East Cherry Avenue, Flagstaff, AZ 86001</ENT>
              <ENT>July 11, 2011</ENT>
              <ENT>040019</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Maricopa (FEMA Docket No.: B-1206)</ENT>
              <ENT>City of El Mirage (11-09-0216P)</ENT>
              <ENT>May 12, 2011; May 19, 2011;<E T="03">The Arizona Business Gazette</E>
              </ENT>
              <ENT>The Honorable Lana Mook, Mayor, City of El Mirage, 12145 Northwest Grande Avenue, El Mirage, AZ 85335</ENT>
              <ENT>September 16, 2011</ENT>
              <ENT>040041</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Maricopa (FEMA Docket No.: B-1206)</ENT>
              <ENT>Unincorporated areas of Maricopa County (11-09-0216P)</ENT>
              <ENT>May 12, 2011; May 19, 2011;<E T="03">The Arizona Business Gazette</E>
              </ENT>
              <ENT>The Honorable Andrew Kunasek, Chairman, Maricopa County Board of Supervisors, 301 West Jefferson Street, 10th Floor, Phoenix, AZ 85003</ENT>
              <ENT>September 16, 2011</ENT>
              <ENT>040037</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Arkansas:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Washington (FEMA Docket No.: B-1203)</ENT>
              <ENT>City of Fayetteville (10-06-1619P)</ENT>
              <ENT>December 1, 2010; December 7, 2010;<E T="03">The Northwest Arkansas Times</E>
              </ENT>
              <ENT>The Honorable Lioneld Jordan, Mayor, City of Fayetteville, 113 West Mountain Street, Fayetteville, AR 72701</ENT>
              <ENT>April 6, 2011</ENT>
              <ENT>050216</ENT>
            </ROW>
            <ROW>
              <ENT I="22">California:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Orange (FEMA Docket No.: B-1195)</ENT>
              <ENT>City of Orange (10-09-3115P)</ENT>
              <ENT>March 21, 2011; March 28, 2011;<E T="03">The Orange County Register</E>
              </ENT>
              <ENT>The Honorable Carolyn V. Cavecche, Mayor, City of Orange, 300 East Chapman Avenue, Orange, CA 92866</ENT>
              <ENT>April 15, 2011</ENT>
              <ENT>060228</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Riverside (FEMA Docket No.: B-1195)</ENT>
              <ENT>Unincorporated areas of Riverside County (10-09-2063P)</ENT>
              <ENT>March 18, 2011; March 25, 2011;<E T="03">The Press-Enterprise</E>
              </ENT>
              <ENT>The Honorable Bob Buster, Chairman, Riverside County Board of Supervisors, 4080 Lemon Street, Riverside, CA 92502</ENT>
              <ENT>July 25, 2011</ENT>
              <ENT>060245</ENT>
            </ROW>
            <ROW>
              <ENT I="03">San Benito (FEMA Docket No.: B-1195)</ENT>
              <ENT>City of Hollister (10-09-2357P)</ENT>
              <ENT>March 8, 2011; March 15, 2011;<E T="03">The Free Lance</E>
              </ENT>
              <ENT>The Honorable Victor Gomez, Mayor, City of Hollister, 375 5th Street, Hollister, CA 95023</ENT>
              <ENT>July 13, 2011</ENT>
              <ENT>060268</ENT>
            </ROW>
            <ROW>
              <ENT I="03">San Benito (FEMA Docket No.: B-1195)</ENT>
              <ENT>Unincorporated areas of San Benito County (10-09-2357P)</ENT>
              <ENT>March 8, 2011; March 15, 2011;<E T="03">The Free Lance</E>
              </ENT>
              <ENT>The Honorable Anthony Botelho, Chairman, San Benito County Board of Supervisors, 481 4th Street, 1st Floor, Hollister, CA 95023</ENT>
              <ENT>July 13, 2011</ENT>
              <ENT>060267</ENT>
            </ROW>
            <ROW>
              <ENT I="03">San Diego (FEMA Docket No.: B-1206)</ENT>
              <ENT>City of San Diego (11-09-0120P)</ENT>
              <ENT>May 6, 2011; May 13, 2011;<E T="03">The San Diego Daily Transcript</E>
              </ENT>
              <ENT>The Honorable Jerry Sanders, Mayor, City of San Diego, 202 C Street, 11th Floor, San Diego, CA 92101</ENT>
              <ENT>September 12, 2011</ENT>
              <ENT>060295</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Ventura (FEMA Docket No.: B-1195)</ENT>
              <ENT>City of Simi Valley (10-09-3242P)</ENT>
              <ENT>March 9, 2011; March 16, 2011;<E T="03">The Ventura County Star</E>
              </ENT>
              <ENT>The Honorable Bob Huber, Mayor, City of Simi Valley, 2929 Tapo Canyon Road, Simi Valley, CA 93063</ENT>
              <ENT>July 14, 2011</ENT>
              <ENT>060421</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Ventura (FEMA Docket No.: B-1206)</ENT>
              <ENT>City of Simi Valley (11-09-2030P)</ENT>
              <ENT>May 6, 2011; May 13, 2011;<E T="03">The Ventura County Star</E>
              </ENT>
              <ENT>The Honorable Bob Huber, Mayor, City of Simi Valley, 2929 Tapo Canyon Road, Simi Valley, CA 93063</ENT>
              <ENT>September 12, 2011</ENT>
              <ENT>060421</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Colorado:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Arapahoe (FEMA Docket No.: B-1195)</ENT>
              <ENT>City of Littleton (11-08-0082P)</ENT>
              <ENT>March 18, 2011; March 25, 2011;<E T="03">The Denver Post</E>
              </ENT>
              <ENT>The Honorable Doug Clark, Mayor, City of Littleton, 2255 West Berry Avenue, Littleton, CO 80165</ENT>
              <ENT>April 14, 2011</ENT>
              <ENT>080017</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Arapahoe (FEMA Docket No.: B-1195)</ENT>
              <ENT>Town of Columbine Valley (11-08-0082P)</ENT>
              <ENT>March 18, 2011; March 25, 2011;<E T="03">The Denver Post</E>
              </ENT>
              <ENT>The Honorable Gale Christy, Mayor, Town of Columbine Valley, 2 Middlefield Road, Columbine Valley, CO 80123</ENT>
              <ENT>April 14, 2011</ENT>
              <ENT>080014</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Arapahoe (FEMA Docket No.: B-1195)</ENT>
              <ENT>Unincorporated areas of Arapahoe County (11-08-0082P)</ENT>
              <ENT>March 18, 2011; March 25, 2011;<E T="03">The Denver Post</E>
              </ENT>
              <ENT>The Honorable Rod Bockenfeld, Chairman, Arapahoe County Board of Commissioners, 5334 South Prince Street, Littleton, CO 80166</ENT>
              <ENT>April 14, 2011</ENT>
              <ENT>080011</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Boulder (FEMA Docket No.: B-1206)</ENT>
              <ENT>City of Boulder (10-08-0754P)</ENT>
              <ENT>May 3, 2011; May 10, 2011;<E T="03">The Camera</E>
              </ENT>
              <ENT>The Honorable Susan Osborne, Mayor, City of Boulder, City Council Office, 1777 Broadway Street, Boulder, CO 80302</ENT>
              <ENT>September 7, 2011</ENT>
              <ENT>080024</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Boulder (FEMA Docket No.: B-1206)</ENT>
              <ENT>Unincorporated areas of Boulder County (10-08-0754P)</ENT>
              <ENT>May 3, 2011; May 10, 2011;<E T="03">The Camera</E>
              </ENT>
              <ENT>The Honorable Ben Pearlman, Chairman, Boulder County Board of Commissioners, 1325 Pearl Street, 3rd Floor, Boulder, CO 80302</ENT>
              <ENT>September 7, 2011</ENT>
              <ENT>080023</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Rio Blanco (FEMA Docket No.: B-1206)</ENT>
              <ENT>Town of Meeker (11-08-0007P)</ENT>
              <ENT>April 28, 2011; May 5, 2011;<E T="03">The Rio Blanco Herald Times</E>
              </ENT>
              <ENT>The Honorable Mandi Etheridge, Mayor, Town of Meeker, 345 Market Street, Meeker, CO 81641</ENT>
              <ENT>September 2, 2011</ENT>
              <ENT>080151</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Rio Blanco (FEMA Docket No.: B-1206)</ENT>
              <ENT>Unincorporated areas of, Rio Blanco County (11-08-0007P)</ENT>
              <ENT>April 28, 2011; May 5, 2011;<E T="03">The Rio Blanco Herald Times</E>
              </ENT>
              <ENT>The Honorable Kai Turner, Chairman, Rio Blanco County Board of Commissioners, 200 Main Street, Suite 100, Meeker, CO 81641</ENT>
              <ENT>September 2, 2011</ENT>
              <ENT>080288</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Rio Blanco (FEMA Docket No.: B-1206)</ENT>
              <ENT>Unincorporated areas of, Rio Blanco County (11-08-0049P)</ENT>
              <ENT>May 5, 2011; May 12, 2011;<E T="03">The Rio Blanco Herald Times</E>
              </ENT>
              <ENT>The Honorable Kai Turner, Chairman, Rio Blanco County Board of County Commissioners, 200 Main Street, Suite 100, Meeker, CO 81641</ENT>
              <ENT>September 9, 2011</ENT>
              <ENT>080288</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Routt (FEMA Docket No.: B-1199)</ENT>
              <ENT>City of Steamboat Springs (11-08-0283P)</ENT>
              <ENT>May 1, 2011; May 8, 2011;<E T="03">The Steamboat Pilot &amp; Today</E>
              </ENT>
              <ENT>Mr. Jon B. Roberts, City of Steamboat Springs Manager, 137 10th Street, Steamboat Springs, CO 80477</ENT>
              <ENT>September 6, 2011</ENT>
              <ENT>080159</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Summit (FEMA Docket No.: B-1191)</ENT>
              <ENT>Town of Breckenridge (10-08-0858P)</ENT>
              <ENT>February 25, 2011; March 4, 2011;<E T="03">The Summit County Journal</E>
              </ENT>
              <ENT>The Honorable John Warner, Mayor, Town of Breckenridge, 150 Ski Hill Road, Breckenridge, CO 80424</ENT>
              <ENT>July 5, 2011</ENT>
              <ENT>080172</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="79095"/>
              <ENT I="03">Summit (FEMA Docket No.: B-1191)</ENT>
              <ENT>Unincorporated areas of Summit County (10-08-0858P)</ENT>
              <ENT>February 25, 2011; March 4, 2011;<E T="03">The Summit County Journal</E>
              </ENT>
              <ENT>The Honorable Karn Stiegelmeier, Chair, Summit County Board of Commissioners, 208 East Lincoln Avenue, Breckenridge, CO 80424</ENT>
              <ENT>July 5, 2011</ENT>
              <ENT>080290</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Delaware:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">New Castle (FEMA Docket No.: B-1201)</ENT>
              <ENT>Town of Odessa (11-03-0744P)</ENT>
              <ENT>March 31, 2011; April 7, 2011;<E T="03">The Middletown Transcript</E>
              </ENT>
              <ENT>The Honorable Kathy Harvey, Mayor, Town of Odessa, 315 Main Street, Odessa, DE 19730</ENT>
              <ENT>August 5, 2011</ENT>
              <ENT>100066</ENT>
            </ROW>
            <ROW>
              <ENT I="03">New Castle (FEMA Docket No.: B-1201)</ENT>
              <ENT>Unincorporated areas of New Castle County (10-03-1927P)</ENT>
              <ENT>January 7, 2011; January 14, 2011;<E T="03">The News Journal</E>
              </ENT>
              <ENT>The Honorable Paul G. Clark, New Castle County Executive, 87 Reads Way, New Castle, DE 19720</ENT>
              <ENT>May 16, 2011</ENT>
              <ENT>105085</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Florida:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Bay (FEMA Docket No.: B-1211)</ENT>
              <ENT>City of Panama City (11-04-5514P)</ENT>
              <ENT>June 16, 2011; June 23, 2011;<E T="03">The News Herald</E>
              </ENT>
              <ENT>The Honorable Gregory Brudnicki, Mayor, City of Panama City, 9 Harrison Avenue, Panama City, FL 32401</ENT>
              <ENT>June 9, 2011</ENT>
              <ENT>120012</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Charlotte (FEMA Docket No.: B-1206)</ENT>
              <ENT>Unincorporated areas of Charlotte County (11-04-4544P)</ENT>
              <ENT>May 31, 2011; June 7, 2011;<E T="03">The Charlotte Sun</E>
              </ENT>
              <ENT>The Honorable Bob Starr, Chairman, Charlotte County Board of Commissioners, 18500 Murdock Circle, Port Charlotte, FL 33948</ENT>
              <ENT>May 25, 2011</ENT>
              <ENT>120061</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Duval (FEMA Docket No.: B-1195)</ENT>
              <ENT>City of Jacksonville (11-04-3277P)</ENT>
              <ENT>March 18, 2011; March 25, 2011;<E T="03">The Jacksonville Daily Record</E>
              </ENT>
              <ENT>The Honorable John Peyton, Mayor, City of Jacksonville, 117 West Duval Street, Suite 400, Jacksonville, FL 32202</ENT>
              <ENT>March 14, 2011</ENT>
              <ENT>120077</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Escambia (FEMA Docket No.: B-1219)</ENT>
              <ENT>Unincorporated areas of Escambia County (11-04-2176P)</ENT>
              <ENT>June 16, 2011; June 23, 2011;<E T="03">The Pensacola News Journal</E>
              </ENT>
              <ENT>The Honorable Kevin White, Chairman, Escambia County Board of Commissioners, 221 Palafox Place, Suite 420, Pensacola, FL 32502</ENT>
              <ENT>June 9, 2011</ENT>
              <ENT>120080</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Miami-Dade (FEMA Docket No.: B-1206)</ENT>
              <ENT>City of Sweetwater (11-04-3782P)</ENT>
              <ENT>June 1, 2011; June 8, 2011;<E T="03">The Miami Daily Business Review</E>
              </ENT>
              <ENT>The Honorable Manuel M. Maroño, Mayor, City of Sweetwater, 500 Southwest 109th Avenue, Sweetwater, FL 33174</ENT>
              <ENT>May 25, 2011</ENT>
              <ENT>120660</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Monroe (FEMA Docket No.: B-1206)</ENT>
              <ENT>Unincorporated areas of Monroe County (11-04-3523P)</ENT>
              <ENT>May 31, 2011; June 7, 2011;<E T="03">The Key West Citizen</E>
              </ENT>
              <ENT>The Honorable Heather Carruthers, Mayor, Monroe County, 530 Whitehead Street, Key West, FL 33040</ENT>
              <ENT>May 25, 2011</ENT>
              <ENT>125129</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Sarasota (FEMA Docket No.: B-1211)</ENT>
              <ENT>City of Sarasota (11-04-4005P)</ENT>
              <ENT>June 16, 2011; June 23, 2011;<E T="03">The Sarasota Herald-Tribune</E>
              </ENT>
              <ENT>The Honorable Suzanne Atwell, Mayor, City of Sarasota, 1565 1st Street, Room 101, Sarasota, FL 34236</ENT>
              <ENT>June 9, 2011</ENT>
              <ENT>125150</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Sarasota (FEMA Docket No.: B-1195)</ENT>
              <ENT>Unincorporated areas of Sarasota County (11-04-1370P)</ENT>
              <ENT>March 16, 2011; March 23, 2011;<E T="03">The Sarasota Herald-Tribune</E>
              </ENT>
              <ENT>The Honorable Nora Patterson, Chair, Sarasota County Board of Commissioners, 1660 Ringling Boulevard, Sarasota, FL 34236</ENT>
              <ENT>July 21, 2011</ENT>
              <ENT>125144</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Wakulla (FEMA Docket No.: B-1195)</ENT>
              <ENT>Unincorporated areas of Wakulla County (10-04-8135P)</ENT>
              <ENT>March 31, 2011; April 7, 2011;<E T="03">The Wakulla News</E>
              </ENT>
              <ENT>The Honorable Mike Stewart, Chair, Wakulla County Board of Commissioners, 3093 Crawfordville Highway, Crawfordville, FL 32327</ENT>
              <ENT>March 25, 2011</ENT>
              <ENT>120315</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Georgia:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Fulton (FEMA Docket No.: B-1195)</ENT>
              <ENT>City of East Point (09-04-8416P)</ENT>
              <ENT>March 7, 2011; March 14, 2011;<E T="03">The Daily Report</E>
              </ENT>
              <ENT>Mr. Crandall O. Jones, City of East Point Manager, 2777 East Point Street, East Point, GA 30344</ENT>
              <ENT>July 12, 2011</ENT>
              <ENT>130087</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Muscogee (FEMA Docket No.: B-1211)</ENT>
              <ENT>City of Columbus-Muscogee County (Consolidated Government) (11-04-4624P)</ENT>
              <ENT>June 8, 2011; June 15, 2011;<E T="03">The Columbus Ledger-Enquirer</E>
              </ENT>
              <ENT>The Honorable Teresa Tomlinson, Mayor, City of Columbus-Muscogee County Consolidated Government, 100 10th Street, Columbus, GA 31901</ENT>
              <ENT>May 31, 2011</ENT>
              <ENT>135158</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Troup (FEMA Docket No.: B-1195)</ENT>
              <ENT>City of LaGrange (10-04-5810P)</ENT>
              <ENT>March 11, 2011; March 18, 2011;<E T="03">The LaGrange Daily News</E>
              </ENT>
              <ENT>The Honorable Jeff Lukken, Mayor, City of LaGrange, 200 Ridley Avenue, LaGrange, GA 30240</ENT>
              <ENT>July 18, 2011</ENT>
              <ENT>130177</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Hawaii:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Honolulu (FEMA Docket No.: B-1195)</ENT>
              <ENT>City and County of Honolulu (11-09-0171P)</ENT>
              <ENT>March 25, 2011; April 1, 2011;<E T="03">The Honolulu Star-Advertiser</E>
              </ENT>
              <ENT>The Honorable Peter B. Carlisle, Mayor, City and County of Honolulu, 530 South King Street, Room 300, Honolulu, HI 96813</ENT>
              <ENT>March 21, 2011</ENT>
              <ENT>150001</ENT>
            </ROW>
            <ROW>
              <ENT I="22">New Mexico:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Bernalillo (FEMA Docket No.: B-1203)</ENT>
              <ENT>Unincorporated areas of Bernalillo County (10-06-1669P)</ENT>
              <ENT>May 5, 2011; May 12, 2011;<E T="03">The Albuquerque Journal</E>
              </ENT>
              <ENT>The Honorable Maggie Hart Stebbins, Chair, Bernalillo County Board of Commissioners, 1 Civic Plaza Northwest, Albuquerque, NM 87102</ENT>
              <ENT>March 23, 2011</ENT>
              <ENT>350001</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Sandoval (FEMA Docket No.: B-1203)</ENT>
              <ENT>City of Rio Rancho (10-06-2588P)</ENT>
              <ENT>January 26, 2011; February 2, 2011;<E T="03">The Rio Rancho Observer</E>
              </ENT>
              <ENT>The Honorable Thomas E. Swisstack, Mayor, City of Rio Rancho, 3200 Civic Center Circle Northeast, Rio Rancho, NM 87144</ENT>
              <ENT>June 2, 2011</ENT>
              <ENT>350146</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Santa Fe (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Santa Fe (10-06-2026P)</ENT>
              <ENT>March 3, 2011; March 10, 2011;<E T="03">The Santa Fe New Mexican</E>
              </ENT>
              <ENT>The Honorable David Coss, Mayor, City of Santa Fe, 200 Lincoln Avenue, Santa Fe, NM 87504</ENT>
              <ENT>February 24, 2011</ENT>
              <ENT>350070</ENT>
            </ROW>
            <ROW>
              <ENT I="22">North Carolina:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Columbus (FEMA Docket No.: B-1199)</ENT>
              <ENT>Unincorporated areas of Columbus County (10-04-6815P)</ENT>
              <ENT>April 7, 2011; April 14, 2011;<E T="03">The News Reporter</E>
              </ENT>
              <ENT>Mr. Giles E. Byrd, Chairman, Columbus County Board of Commissioners, 112 West Smith Street, Whiteville, NC 28472</ENT>
              <ENT>August 12, 2011</ENT>
              <ENT>370305</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="79096"/>
              <ENT I="03">Durham (FEMA Docket No.: B-1199)</ENT>
              <ENT>City of Durham (10-04-4374P)</ENT>
              <ENT>March 30, 2011; April 6, 2011;<E T="03">The Herald-Sun</E>
              </ENT>
              <ENT>The Honorable William V. Bell, Mayor, City of Durham, 101 City Hall Plaza, Durham, NC 27701</ENT>
              <ENT>August 4, 2011</ENT>
              <ENT>370086</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Oklahoma:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Cleveland (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of Moore (10-06-2515P)</ENT>
              <ENT>December 17, 2010; December 24, 2010;<E T="03">The Norman Transcript</E>
              </ENT>
              <ENT>The Honorable Glenn Lewis, Mayor, City of Moore, 301 North Broadway Street, Moore, OK 73160</ENT>
              <ENT>April 25, 2011</ENT>
              <ENT>400044</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Cleveland (FEMA Docket No.: B-1205)</ENT>
              <ENT>Unincorporated areas of Cleveland County (10-06-2515P)</ENT>
              <ENT>December 17, 2010; December 24, 2010;<E T="03">The Norman Transcript</E>
              </ENT>
              <ENT>Mr. Rusty Sullivan, Cleveland County Commissioner, 201 South Jones Avenue, Norman, OK 73069</ENT>
              <ENT>April 25, 2011</ENT>
              <ENT>400475</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Kay (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Ponca City (10-06-2643P)</ENT>
              <ENT>March 14, 2011; March 21, 2011;<E T="03">The Ponca City News</E>
              </ENT>
              <ENT>The Honorable Homer Nicholson, Mayor, City of Ponca City, 516 East Grand Avenue, Ponca City, OK 74601</ENT>
              <ENT>July 19, 2011</ENT>
              <ENT>400080</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Oklahoma (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of Edmond (10-06-0168P)</ENT>
              <ENT>February 22, 2011; March 1, 2011;<E T="03">The Edmond Sun</E>
              </ENT>
              <ENT>The Honorable Charles Lamb, Mayor Pro Tem, City of Edmond, 24 East 1st Street, Edmond, OK 73083</ENT>
              <ENT>June 29, 2011</ENT>
              <ENT>400252</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Oklahoma (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Oklahoma City (10-06-1884P)</ENT>
              <ENT>March 30, 2011; April 6, 2011;<E T="03">The Journal Record</E>
              </ENT>
              <ENT>The Honorable Mick Cornett, Mayor, City of Oklahoma City, 200 North Walker Avenue, 3rd Floor, Oklahoma City, OK 73102</ENT>
              <ENT>July 28, 2011</ENT>
              <ENT>405378</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Oklahoma (FEMA Docket No.: B-1203)</ENT>
              <ENT>City of Oklahoma City (11-06-0387P)</ENT>
              <ENT>May 3, 2011; May 10, 2011;<E T="03">The Journal Record</E>
              </ENT>
              <ENT>The Honorable Mick Cornett, Mayor, City of Oklahoma City, 200 North Walker Avenue, 3rd Floor, Oklahoma City, OK 73102</ENT>
              <ENT>September 7, 2011</ENT>
              <ENT>405378</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Osage and Tulsa (FEMA Docket No.: B-1201)</ENT>
              <ENT>Town of Skiatook (10-06-0568P)</ENT>
              <ENT>February 23, 2011; March 2, 2011;<E T="03">The Skiatook Journal</E>
              </ENT>
              <ENT>The Honorable Steve Kendrick, Mayor, Town of Skiatook, 110 North Broadway Street, Skiatook, OK 74070</ENT>
              <ENT>June 30, 2011</ENT>
              <ENT>400212</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Tulsa (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of Tulsa (10-06-2732P)</ENT>
              <ENT>December 7, 2010; December 14, 2010;<E T="03">The Tulsa World</E>
              </ENT>
              <ENT>The Honorable Dewey F. Bartlett, Mayor, City of Tulsa, 175 East 2nd Street, Suite 690, Tulsa, OK 74103</ENT>
              <ENT>April 13, 2011</ENT>
              <ENT>405381</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Tulsa (FEMA Docket No.: B-1201)</ENT>
              <ENT>Unincorporated areas of Tulsa County (10-06-1294P)</ENT>
              <ENT>March 23, 2011; March 30, 2011;<E T="03">The Tulsa World</E>
              </ENT>
              <ENT>The Honorable Fred Perry, Chairman, Tulsa County Board of Commissioners, 500 South Denver Avenue West, Tulsa, OK 74103</ENT>
              <ENT>April 18, 2011</ENT>
              <ENT>400462</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Pennsylvania:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">McKean (FEMA Docket No.: B-1201)</ENT>
              <ENT>Borough of Port Allegany (10-03-1879P)</ENT>
              <ENT>March 24, 2011; March 31, 2011;<E T="03">The Reporter Argus</E>
              </ENT>
              <ENT>The Honorable Donald G. Carley, Mayor, Borough of Port Allegany, 45 West Maple Street, Port Allegany, PA 16743</ENT>
              <ENT>April 18, 2011</ENT>
              <ENT>420671</ENT>
            </ROW>
            <ROW>
              <ENT I="03">McKean (FEMA Docket No.: B-1201)</ENT>
              <ENT>Township of Liberty (10-03-1879P)</ENT>
              <ENT>March 24, 2011; March 31, 2011;<E T="03">The Reporter Argus</E>
              </ENT>
              <ENT>The Honorable Gary L. Turner, Chairman, Township of Liberty Board of Supervisors, 21514 U.S. Route 6, Port Allegany, PA 16743</ENT>
              <ENT>April 18, 2011</ENT>
              <ENT>420668</ENT>
            </ROW>
            <ROW>
              <ENT I="22">South Carolina:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Richland (FEMA Docket No.: B-1211)</ENT>
              <ENT>Unincorporated areas of Richland County (11-04-1879P)</ENT>
              <ENT>May 6, 2011; May 13, 2011;<E T="03">The Columbia Star</E>
              </ENT>
              <ENT>The Honorable Paul Livingston, Chairman, Richland County Council, 2020 Hampton Street, 2nd Floor, Columbia, SC 29202</ENT>
              <ENT>September 12, 2011</ENT>
              <ENT>450170</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Texas:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Bell (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of Temple (10-06-1855P)</ENT>
              <ENT>May 4, 2011; May 11, 2011;<E T="03">The Temple Daily Telegram</E>
              </ENT>
              <ENT>The Honorable William A. Jones, III, Mayor, City of Temple, 2 North Main Street, Temple, TX 76501</ENT>
              <ENT>September 8, 2011</ENT>
              <ENT>480034</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Bexar (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of San Antonio (09-06-3178P)</ENT>
              <ENT>April 6, 2011; April 13, 2011;<E T="03">The Hart Beat</E>
              </ENT>
              <ENT>The Honorable Julian Castro, Mayor, City of San Antonio, 103 Main Plaza, San Antonio, TX 78283</ENT>
              <ENT>March 30, 2011</ENT>
              <ENT>480045</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Bexar (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of San Antonio (10-06-1080P)</ENT>
              <ENT>February 11, 2011; February 18, 2011;<E T="03">The San Antonio Express-News</E>
              </ENT>
              <ENT>The Honorable Julian Castro, Mayor, City of San Antonio, 103 Main Plaza, San Antonio, TX 78283</ENT>
              <ENT>February 4, 2011</ENT>
              <ENT>480045</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Bexar (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of San Antonio (10-06-3684P)</ENT>
              <ENT>April 6, 2011; April 13, 2011;<E T="03">The San Antonio Express-News</E>
              </ENT>
              <ENT>The Honorable Julian Castro, Mayor, City of San Antonio, 103 Main Plaza, San Antonio, TX 78283</ENT>
              <ENT>August 11, 2011</ENT>
              <ENT>480045</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Bexar (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Selma (09-06-3178P)</ENT>
              <ENT>April 6, 2011; April 13, 2011;<E T="03">The Hart Beat</E>
              </ENT>
              <ENT>The Honorable Tom Daly, Mayor, City of Selma, 9375 Corporate Drive, Selma, TX 78154</ENT>
              <ENT>March 30, 2011</ENT>
              <ENT>480046</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Brazos (FEMA Docket No.: B-1203)</ENT>
              <ENT>City of College Station (10-06-1996P)</ENT>
              <ENT>November 24, 2010; December 1, 2010;<E T="03">The Eagle</E>
              </ENT>
              <ENT>The Honorable Nancy Berry, Mayor, City of College Station, 1101 Texas Avenue, College Station, TX 77840</ENT>
              <ENT>March 30, 2011</ENT>
              <ENT>480083</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Brazos (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of College Station (10-06-2875P)</ENT>
              <ENT>May 9, 2011; May 16, 2011;<E T="03">The Eagle</E>
              </ENT>
              <ENT>The Honorable Nancy Berry, Mayor, City of College Station, 1101 Texas Avenue, College Station, TX 77840</ENT>
              <ENT>September 13, 2011</ENT>
              <ENT>480083</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Brazos (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of College Station (10-06-0657P)</ENT>
              <ENT>May 11, 2011; May 18, 2011;<E T="03">The Eagle</E>
              </ENT>
              <ENT>The Honorable Nancy Berry, Mayor, City of College Station, 1101 Texas Avenue, College Station, TX 77840</ENT>
              <ENT>September 15, 2011</ENT>
              <ENT>480083</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Brazos (FEMA Docket No.: B-1205)</ENT>
              <ENT>Unincorporated areas of Brazos County (10-06-2875P)</ENT>
              <ENT>May 9, 2011; May 16, 2011;<E T="03">The Eagle</E>
              </ENT>
              <ENT>The Honorable Duane Peters, Brazos County Judge, 200 South Texas Avenue, Suite 332, Bryan, TX 77803</ENT>
              <ENT>September 13, 2011</ENT>
              <ENT>481195</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="79097"/>
              <ENT I="03">Cherokee (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of Jacksonville (10-06-2294P)</ENT>
              <ENT>December 17, 2010; December 24, 2010;<E T="03">The Jacksonville Daily Progress</E>
              </ENT>
              <ENT>The Honorable Kenneth Melvin, Mayor, City of Jacksonville, 2107 Baylor Street, Jacksonville, TX 75766</ENT>
              <ENT>November 29, 2010</ENT>
              <ENT>480123</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Collin (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Frisco (11-06-1691P)</ENT>
              <ENT>April 1, 2011; April 8, 2011;<E T="03">The Frisco Enterprise</E>
              </ENT>
              <ENT>The Honorable Maher Maso, Mayor, City of Frisco, 6101 Frisco Square Boulevard, Frisco, TX 75034</ENT>
              <ENT>March 25, 2011</ENT>
              <ENT>480134</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Collin (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of McKinney (10-06-3483P)</ENT>
              <ENT>May 12, 2011; May 19, 2011;<E T="03">The McKinney Courier-Gazette</E>
              </ENT>
              <ENT>The Honorable Brian Loughmiller, Mayor, City of McKinney, 222 North Tennessee Street, McKinney, TX 75069</ENT>
              <ENT>June 6, 2011</ENT>
              <ENT>480135</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Comal (FEMA Docket No.: B-1203)</ENT>
              <ENT>City of New Braunfels (10-06-0915P)</ENT>
              <ENT>December 29, 2010; January 5, 2011;<E T="03">The New Braunfels Herald-Zeitung</E>
              </ENT>
              <ENT>The Honorable R. Bruce Boyer, Mayor, City of New Braunfels, 424 South Castell Avenue, New Braunfels, TX 78130</ENT>
              <ENT>December 21, 2010</ENT>
              <ENT>485493</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Dallas (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Dallas (10-06-2771P)</ENT>
              <ENT>March 28, 2011; April 4, 2011;<E T="03">The Dallas Morning News</E>
              </ENT>
              <ENT>The Honorable Dwaine Caraway, Mayor, City of Dallas, 1500 Marilla Street, Room 5EN, Dallas, TX 75201</ENT>
              <ENT>April 20, 2011</ENT>
              <ENT>480171</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Dallas (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Garland (10-06-1854P)</ENT>
              <ENT>March 31, 2011; April 7, 2011;<E T="03">The Dallas Morning News</E>
              </ENT>
              <ENT>The Honorable Ronald E. Jones, Mayor, City of Garland, 200 North 5th Street, Garland, TX 75046</ENT>
              <ENT>August 5, 2011</ENT>
              <ENT>485471</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Dallas (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of Richardson (10-06-3057P)</ENT>
              <ENT>March 15, 2011; March 22, 2011;<E T="03">The Dallas Morning News</E>
              </ENT>
              <ENT>The Honorable Gary Slagel, Mayor, City of Richardson, 411 West Arapaho Road, Richardson, TX 75083</ENT>
              <ENT>April 6, 2011</ENT>
              <ENT>480184</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Dallas (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Richardson (10-06-3245P)</ENT>
              <ENT>April 5, 2011; April 12, 2011;<E T="03">The Dallas Morning News</E>
              </ENT>
              <ENT>The Honorable Gary Slagel, Mayor, City of Richardson, 411 West Arapaho Road, Richardson, TX 75083</ENT>
              <ENT>August 10, 2011</ENT>
              <ENT>480184</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Dallas (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Rowlett (10-06-1854P)</ENT>
              <ENT>March 31, 2011; April 7, 2011;<E T="03">The Dallas Morning News</E>
              </ENT>
              <ENT>The Honorable John E. Harper, Mayor, City of Rowlett, 4000 Main Street, Rowlett, TX 75088</ENT>
              <ENT>August 5, 2011</ENT>
              <ENT>480185</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Denton (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Denton (11-06-0102P)</ENT>
              <ENT>March 22, 2011; March 29, 2011;<E T="03">The Denton Record-Chronicle</E>
              </ENT>
              <ENT>The Honorable Mark Burroughs, Mayor, City of Denton, 215 East McKinney Street, Denton, TX 76201</ENT>
              <ENT>July 27, 2011</ENT>
              <ENT>480194</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Denton (FEMA Docket No.: B-1206)</ENT>
              <ENT>City of Lewisville (10-06-3039P)</ENT>
              <ENT>May 26, 2011; June 2, 2011;<E T="03">The Denton Record-Chronicle</E>
              </ENT>
              <ENT>The Honorable Dean Ueckert, Mayor, City of Lewisville, 151 West Church Street, Lewisville, TX 75029</ENT>
              <ENT>June 20, 2011</ENT>
              <ENT>480195</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Denton (FEMA Docket No.: B-1201)</ENT>
              <ENT>Unincorporated areas of Denton County (10-06-3227P)</ENT>
              <ENT>March 9, 2011; March 16, 2011;<E T="03">The Denton Record-Chronicle</E>
              </ENT>
              <ENT>The Honorable Mary Horn, Denton County Judge, 110 West Hickory Street, 2nd Floor, Denton, TX 76201</ENT>
              <ENT>July 14, 2011</ENT>
              <ENT>480774</ENT>
            </ROW>
            <ROW>
              <ENT I="03">El Paso (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of El Paso (10-06-2130P)</ENT>
              <ENT>February 1, 2011; February 8, 2011;<E T="03">The El Paso Times</E>
              </ENT>
              <ENT>The Honorable John F. Cook, Mayor, City of El Paso, 2 Civic Center Plaza, El Paso, TX 79901</ENT>
              <ENT>June 8, 2011</ENT>
              <ENT>480214</ENT>
            </ROW>
            <ROW>
              <ENT I="03">El Paso (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of El Paso (10-06-3638P)</ENT>
              <ENT>May 20, 2011; May 27, 2011;<E T="03">The El Paso Times</E>
              </ENT>
              <ENT>The Honorable John F. Cook, Mayor, City of El Paso, 2 Civic Center Plaza, El Paso, TX 79901</ENT>
              <ENT>May 13, 2011</ENT>
              <ENT>480214</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Fort Bend (FEMA Docket No.: B-1203)</ENT>
              <ENT>Unincorporated areas of Fort Bend County (11-06-1803P)</ENT>
              <ENT>April 13, 2011; April 20, 2011;<E T="03">The Fort Bend Independent</E>
              </ENT>
              <ENT>The Honorable Robert Hebert, Fort Bend County Judge, 301 Jackson Street, Richmond, TX 77469</ENT>
              <ENT>March 30, 2011</ENT>
              <ENT>480228</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Fort Bend and Waller (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Katy (10-06-2439P)</ENT>
              <ENT>March 3, 2011; March 10, 2011;<E T="03">The Katy Times</E>and<E T="03">The Waller County News Citizen</E>
              </ENT>
              <ENT>The Honorable Don Elder, Jr., Mayor, City of Katy, 901 Avenue C, Katy, TX 77493</ENT>
              <ENT>July 8, 2011</ENT>
              <ENT>480301</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Guadalupe (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Cibolo (10-06-3676P)</ENT>
              <ENT>April 7, 2011; April 14, 2011;<E T="03">The Seguin Gazette</E>
              </ENT>
              <ENT>The Honorable Jennifer Hartman, Mayor, City of Cibolo, 200 South Main Street, Cibolo, TX 78108</ENT>
              <ENT>August 12, 2011</ENT>
              <ENT>480267</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Kaufman (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Forney (10-06-1509P)</ENT>
              <ENT>January 20, 2011; January 27, 2011;<E T="03">The Forney Messenger</E>
              </ENT>
              <ENT>The Honorable Darren Rozell, Mayor, City of Forney, 101 East Main Street, Forney, TX 75126</ENT>
              <ENT>July 4, 2011</ENT>
              <ENT>480410</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Montgomery (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of Montgomery (10-06-2378P)</ENT>
              <ENT>May 13, 2011; May 20, 2011;<E T="03">The Conroe Courier</E>
              </ENT>
              <ENT>The Honorable Travis M. Mabry, Mayor, City of Montgomery, 101 Old Plantersville Road, Montgomery, TX 77356</ENT>
              <ENT>September 19, 2011</ENT>
              <ENT>481483</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Montgomery (FEMA Docket No.: B-1205)</ENT>
              <ENT>Unincorporated areas of Montgomery County (10-06-2378P)</ENT>
              <ENT>May 13, 2011; May 20, 2011;<E T="03">The Conroe Courier</E>
              </ENT>
              <ENT>The Honorable Alan B. Sadler, Montgomery County Judge, 501 North Thompson, Suite 401, Conroe, TX 77301</ENT>
              <ENT>September 19, 2011</ENT>
              <ENT>480483</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Travis (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Austin (10-06-1285P)</ENT>
              <ENT>December 30, 2010; January 6, 2011;<E T="03">The Austin American-Statesman</E>
              </ENT>
              <ENT>The Honorable Lee Leffingwell, Mayor, City of Austin, 301 West 2nd Street, 2nd Floor, Austin, TX 78767</ENT>
              <ENT>December 23, 2010</ENT>
              <ENT>480624</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Travis (FEMA Docket No.: B-1205)</ENT>
              <ENT>City of Austin (10-06-1794P)</ENT>
              <ENT>January 19, 2011; January 26, 2011;<E T="03">The Austin American-Statesman</E>
              </ENT>
              <ENT>The Honorable Lee Leffingwell, Mayor, City of Austin, 301 West 2nd Street, 2nd Floor, Austin, TX 78767</ENT>
              <ENT>May 20, 2011</ENT>
              <ENT>480624</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Travis (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Austin (10-06-2352P)</ENT>
              <ENT>April 6, 2011; April 13, 2011;<E T="03">The Austin American-Statesman</E>
              </ENT>
              <ENT>The Honorable Lee Leffingwell, Mayor, City of Austin, 301 West 2nd Street, 2nd Floor, Austin, TX 78767</ENT>
              <ENT>August 11, 2011</ENT>
              <ENT>480624</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Travis (FEMA Docket No.: B-1205)</ENT>
              <ENT>Unincorporated areas of Travis County (10-06-1794P)</ENT>
              <ENT>January 19, 2011; January 26, 2011;<E T="03">The Austin American-Statesman</E>
              </ENT>
              <ENT>The Honorable Samuel T. Biscoe, Travis County Judge, 314 West 11th Street, Suite 520, Austin, TX 78701</ENT>
              <ENT>May 20, 2011</ENT>
              <ENT>481026</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="79098"/>
              <ENT I="03">Waller (FEMA Docket No.: B-1201)</ENT>
              <ENT>Unincorporated areas of Waller County (10-06-2439P)</ENT>
              <ENT>March 3, 2011; March 10, 2011;<E T="03">The Katy Times</E>and<E T="03">The Waller County News Citizen</E>
              </ENT>
              <ENT>The Honorable Glenn Beckendorff, Waller County Judge, 836 Austin Street, Suite 203, Hempstead, TX 77445</ENT>
              <ENT>July 8, 2011</ENT>
              <ENT>480640</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Wichita (FEMA Docket No.: B-1203)</ENT>
              <ENT>City of Wichita Falls (10-06-2494P)</ENT>
              <ENT>January 25, 2011; February 1, 2011;<E T="03">The Times Record News</E>
              </ENT>
              <ENT>The Honorable Glenn Barham, Mayor, City of Wichita Falls, 1300 7th Street, Wichita Falls, TX 76307</ENT>
              <ENT>June 1, 2011</ENT>
              <ENT>480662</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Williamson (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Cedar Park (10-06-2438P)</ENT>
              <ENT>November 11, 2010; November 18, 2010;<E T="03">The Hill Country News</E>
              </ENT>
              <ENT>The Honorable Bob Lemon, Mayor, City of Cedar Park, 600 North Bell Boulevard, Cedar Park, TX 78613</ENT>
              <ENT>March 18, 2011</ENT>
              <ENT>481282</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Williamson (FEMA Docket No.: B-1201)</ENT>
              <ENT>City of Leander (09-06-3213P)</ENT>
              <ENT>January 27, 2011; February 3, 2011;<E T="03">The Leander Ledger</E>
              </ENT>
              <ENT>The Honorable John Cowman, Mayor, City of Leander, 200 West Willis Street, Leander, TX 78646</ENT>
              <ENT>June 3, 2011</ENT>
              <ENT>481536</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Utah:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Washington (FEMA Docket No.: B-1211)</ENT>
              <ENT>City of St. George (11-08-0214P)</ENT>
              <ENT>May 31, 2011; June 7, 2011;<E T="03">The Spectrum</E>
              </ENT>
              <ENT>The Honorable Daniel D. McArthur, Mayor, City of St. George, 175 East 200 North, St. George, UT 84770</ENT>
              <ENT>May 24, 2011</ENT>
              <ENT>490177</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Washington (FEMA Docket No.: B-1211)</ENT>
              <ENT>Unincorporated areas of Washington County (11-08-0214P)</ENT>
              <ENT>May 31, 2011; June 7, 2011;<E T="03">The Spectrum</E>
              </ENT>
              <ENT>The Honorable Dennis B. Drake, Chairman, Washington County Board of Commissioners, 197 East Tabernacle Street, St. George, UT 84770</ENT>
              <ENT>May 24, 2011</ENT>
              <ENT>490224</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Virginia:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Frederick (FEMA Docket No.: B-1201)</ENT>
              <ENT>Unincorporated areas of Frederick County (11-03-0191P)</ENT>
              <ENT>December 28, 2010; January 4, 2011;<E T="03">The Winchester Star</E>
              </ENT>
              <ENT>The Honorable Richard C. Shickle, Chairman-at-Large, Frederick County Board of Supervisors, 292 Green Spring Road, Winchester, VA 22603</ENT>
              <ENT>May 4, 2011</ENT>
              <ENT>510063</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Wyoming:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Sweetwater (FEMA Docket No.: B-1195)</ENT>
              <ENT>City of Rock Springs (10-08-0509P)</ENT>
              <ENT>March 22, 2011; March 29, 2011;<E T="03">The Rocket-Miner</E>
              </ENT>
              <ENT>The Honorable Carl Demshar, Mayor, City of Rock Springs, 212 D Street, Rock Springs, WY 82901</ENT>
              <ENT>July 27, 2011</ENT>
              <ENT>560051</ENT>
            </ROW>
          </GPOTABLE>
        </REGTEXT>
        <EXTRACT>
          <FP>(Catalog of Federal Domestic Assistance No. 97.022, “Flood Insurance.”)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 5, 2011.</DATED>
          <NAME>Sandra K. Knight,</NAME>
          <TITLE>Deputy Associate Administrator for Mitigation, Department of Homeland Security, Federal Emergency Management Agency.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32597 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-12-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Federal Emergency Management Agency</SUBAGY>
        <CFR>44 CFR Part 67</CFR>
        <DEPDOC>[Docket ID FEMA-2011-0002]</DEPDOC>
        <SUBJECT>Final Flood Elevation Determinations</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Emergency Management Agency, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Base (1% annual-chance) Flood Elevations (BFEs) and modified BFEs are made final for the communities listed below. The BFEs and modified BFEs are the basis for the floodplain management measures that each community is required either to adopt or to show evidence of being already in effect in order to qualify or remain qualified for participation in the National Flood Insurance Program (NFIP).</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>The date of issuance of the Flood Insurance Rate Map (FIRM) showing BFEs and modified BFEs for each community. This date may be obtained by contacting the office where the maps are available for inspection as indicated in the table below.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The final BFEs for each community are available for inspection at the office of the Chief Executive Officer of each community. The respective addresses are listed in the table below.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Luis Rodriguez, Chief, Engineering Management Branch, Federal Insurance and Mitigation Administration, Federal Emergency Management Agency, 500 C Street SW., Washington, DC 20472, (202) 646-4064, or (email)<E T="03">Luis.Rodriguez3@fema.dhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Federal Emergency Management Agency (FEMA) makes the final determinations listed below for the modified BFEs for each community listed. These modified elevations have been published in newspapers of local circulation and ninety (90) days have elapsed since that publication. The Deputy Federal Insurance and Mitigation Administrator has resolved any appeals resulting from this notification.</P>
        <P>This final rule is issued in accordance with section 110 of the Flood Disaster Protection Act of 1973, 42 U.S.C. 4104, and 44 CFR part 67. FEMA has developed criteria for floodplain management in floodprone areas in accordance with 44 CFR part 60.</P>
        <P>Interested lessees and owners of real property are encouraged to review the proof Flood Insurance Study and FIRM available at the address cited below for each community. The BFEs and modified BFEs are made final in the communities listed below. Elevations at selected locations in each community are shown.</P>
        <P>
          <E T="03">National Environmental Policy Act.</E>This final rule is categorically excluded from the requirements of 44 CFR part 10, Environmental Consideration. An environmental impact assessment has not been prepared.</P>
        <P>
          <E T="03">Regulatory Flexibility Act.</E>As flood elevation determinations are not within the scope of the Regulatory Flexibility Act, 5 U.S.C. 601-612, a regulatory flexibility analysis is not required.</P>
        <P>
          <E T="03">Regulatory Classification.</E>This final rule is not a significant regulatory action under the criteria of section 3(f) of Executive Order 12866 of September 30, 1993, Regulatory Planning and Review, 58 FR 51735.</P>
        <P>
          <E T="03">Executive Order 13132, Federalism.</E>This final rule involves no policies that<PRTPAGE P="79099"/>have federalism implications under Executive Order 13132.</P>
        <P>
          <E T="03">Executive Order 12988, Civil Justice Reform.</E>This final rule meets the applicable standards of Executive Order 12988.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 44 CFR Part 67</HD>
          <P>Administrative practice and procedure, Flood insurance, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>Accordingly, 44 CFR part 67 is amended as follows:</P>
        <REGTEXT PART="67" TITLE="44">
          <PART>
            <HD SOURCE="HED">PART 67—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 67 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 4001<E T="03">et seq.;</E>Reorganization Plan No. 3 of 1978, 3 CFR, 1978 Comp., p. 329; E.O. 12127, 44 FR 19367, 3 CFR, 1979 Comp., p. 376.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="67" TITLE="44">
          <SECTION>
            <SECTNO>§ 67.11</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The tables published under the authority of § 67.11 are amended as follows:</AMDPAR>
          <GPOTABLE CDEF="s25,r25,xs96,xs150,15" COLS="5" OPTS="L2,tp0,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">State</CHED>
              <CHED H="1">City/town/county</CHED>
              <CHED H="1">Source of flooding</CHED>
              <CHED H="1">Location</CHED>
              <CHED H="1">* Elevation in feet<LI>(NGVD)</LI>
                <LI>+ Elevation in feet</LI>
                <LI>(NAVD)</LI>
                <LI># Depth in feet above</LI>
                <LI>ground</LI>
                <LI>⁁ Elevation in</LI>
                <LI>meters</LI>
                <LI>(MSL)</LI>
                <LI>Modified</LI>
              </CHED>
            </BOXHD>
            <ROW EXPSTB="04">
              <ENT I="21">
                <E T="02">Unincorporated Areas of Butte-Silver Bow County, Montana</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No. FEMA-B-1149</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Montana</ENT>
              <ENT>Unincorporated Areas of Butte-Silver Bow County</ENT>
              <ENT>Basin Creek</ENT>
              <ENT>Approximately 1,000 feet upstream of I-90</ENT>
              <ENT>+5469</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT O="xl"/>
              <ENT O="xl"/>
              <ENT>Approximately 40 feet downstream of Mormon Church Road</ENT>
              <ENT>+5494</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Montana</ENT>
              <ENT>Unincorporated Areas of Butte-Silver Bow County</ENT>
              <ENT>Sand Creek</ENT>
              <ENT>Approximately 90 feet downstream of Evans Avenue</ENT>
              <ENT>+5456</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT O="xl"/>
              <ENT O="xl"/>
              <ENT>Approximately 50 feet upstream of Chicago, Milwaukee, St. Paul and Pacific Railroad</ENT>
              <ENT>+5547</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Montana</ENT>
              <ENT>Unincorporated Areas of Butte-Silver Bow County</ENT>
              <ENT>Sand Creek Diversion</ENT>
              <ENT>Approximately 500 feet upstream of Elizabeth Warren Avenue</ENT>
              <ENT>+5484</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT O="xl"/>
              <ENT O="xl"/>
              <ENT>Approximately 100 feet downstream of Harrison Avenue</ENT>
              <ENT>+5514</ENT>
            </ROW>
            <ROW EXPSTB="04">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Butte-Silver Bow County</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 155 West Granite Street, Room 108, Butte, MT 59701.</ENT>
            </ROW>
          </GPOTABLE>&gt;<GPOTABLE CDEF="s25,r50,15,r25" COLS="4" OPTS="L2,tp0,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">Flooding source(s)</CHED>
              <CHED H="1">Location of referenced elevation</CHED>
              <CHED H="1">* Elevation in feet<LI>(NGVD)</LI>
                <LI>+ Elevation in feet</LI>
                <LI>(NAVD)</LI>
                <LI># Depth in feet</LI>
                <LI>above ground</LI>
                <LI>⁁ Elevation in</LI>
                <LI>meters (MSL)</LI>
                <LI>Modified</LI>
              </CHED>
              <CHED H="1">Communities affected</CHED>
            </BOXHD>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Fremont County, Colorado, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No. FEMA-B-1152</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Arkansas River</ENT>
              <ENT>Approximately 600 feet upstream of the confluence with Coal Creek East Overflow</ENT>
              <ENT>+5129</ENT>
              <ENT>City of Florence, Unincorporated Areas of Fremont County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,330 feet downstream of Minnequa Dam Road</ENT>
              <ENT>+5206</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Coal Creek</ENT>
              <ENT>Approximately 0.99 mile upstream of Railroad Street</ENT>
              <ENT>+5222</ENT>
              <ENT>City of Florence, Town of Coal Creek, Unincorporated Areas of Fremont County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.57 mile upstream of Coal Creek Drive</ENT>
              <ENT>+5435</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="79100"/>
              <ENT I="01">Coal Creek Tributary 1</ENT>
              <ENT>At the confluence with Coal Creek</ENT>
              <ENT>+5335</ENT>
              <ENT>Town of Coal Creek, Unincorporated Areas of Fremont County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,600 feet upstream of Main Street</ENT>
              <ENT>+5420</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Coal Creek Tributary 2</ENT>
              <ENT>Just upstream of the confluence with Coal Creek</ENT>
              <ENT>+5400</ENT>
              <ENT>Town of Coal Creek, Unincorporated Areas of Fremont County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.75 mile upstream of the confluence with Coal Creek</ENT>
              <ENT>+5489</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Coal Creek Tributary 3</ENT>
              <ENT>Just upstream of the confluence with Coal Creek</ENT>
              <ENT>+5422</ENT>
              <ENT>Town of Coal Creek, Unincorporated Areas of Fremont County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,100 feet upstream of the confluence with Coal Creek</ENT>
              <ENT>+5440</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Forked Gulch</ENT>
              <ENT>Approximately 300 feet upstream of the confluence with the Arkansas River</ENT>
              <ENT>+5336</ENT>
              <ENT>City of Canon City, Unincorporated Areas of Fremont County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 275 feet upstream of North Eagle Drive</ENT>
              <ENT>+5888</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Oak Creek</ENT>
              <ENT>Just upstream of the unnamed railroad</ENT>
              <ENT>+5253</ENT>
              <ENT>Town of Rockvale, Town of Williamsburg, Unincorporated Areas of Fremont County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,350 feet upstream of Mesa Avenue</ENT>
              <ENT>+5471</ENT>
            </ROW>
            <ROW>
              <ENT I="01">South Oak Creek</ENT>
              <ENT>Just upstream of the confluence with Oak Creek</ENT>
              <ENT>+5424</ENT>
              <ENT>Town of Rockvale, Unincorporated Areas of Fremont County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 580 feet upstream of Oak Creek Avenue</ENT>
              <ENT>+5438</ENT>
            </ROW>
            <ROW>
              <ENT I="01">West Branch Forked Gulch</ENT>
              <ENT>Approximately 90 feet upstream of Temple Canyon Road</ENT>
              <ENT>+5473</ENT>
              <ENT>City of Canon City, Unincorporated Areas of Fremont County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 525 feet upstream of Lela Lane</ENT>
              <ENT>+6082</ENT>
            </ROW>
            <ROW>
              <ENT I="01">West Oak Creek</ENT>
              <ENT>Just upstream of the confluence with Oak Creek</ENT>
              <ENT>+5268</ENT>
              <ENT>Town of Rockvale, Town of Williamsburg, Unincorporated Areas of Fremont County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 0.87 mile upstream of Smith Gulch Road</ENT>
              <ENT>+5534</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">City of Canon City</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 128 Main Street, Canon City, CO 81212.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Florence</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 300 West Main Street, Florence, CO 81226.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Coal Creek</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 400 Railroad Street, Coal Creek, CO 81221.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Rockvale</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 510 Railroad Street, Rockvale, CO 81244.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Williamsburg</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 1 John Street, Williamsburg, CO 81226.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Fremont County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 615 Macon Avenue, Canon City, CO 81212.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Mason County, Illinois, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket Nos. FEMA-B-1061 and FEMA-B-1093</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Illinois River</ENT>
              <ENT>Approximately 0.2 mile upstream of 750 North extended</ENT>
              <ENT>+452</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.74 mile upstream of Walnut Street extended</ENT>
              <ENT>+452</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.12 mile upstream of 2500 North extended</ENT>
              <ENT>+454</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.1 mile upstream of 2600 North</ENT>
              <ENT>+454</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="79101"/>
              <ENT I="01">Sangamon River</ENT>
              <ENT>Approximately 0.15 mile upstream of County Road 800 E</ENT>
              <ENT>+456</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.3 mile upstream of State Highway 78</ENT>
              <ENT>+461</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Private drive approximately 230 feet north of north entrance to Linwood Lake Estates Road/East boundary: Abandoned road approximately 660 feet west of State Highway 78/South boundary: Private drive approximately 665 feet north of beginning of North Elm Street/West boundary: State Highway 78</ENT>
              <ENT>+466</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 2,470 feet north of County Highway 1/East boundary: Approximately 0.86 mile east of Olive Street along County Highway 1/South boundary: 385 feet south of County Highway 1/West boundary: Approximately 0.49 mile east of Olive Street along County Highway 1</ENT>
              <ENT>+471</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 1,300 feet south of County Highway 1/East boundary: Approximately 0.54 mile east of southeastern tip of East Main Street/South boundary: Approximately 0.72 mile south of County Highway 1/West boundary: Approximately 300 feet east of southeastern tip of East Main Street</ENT>
              <ENT>+472</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: 330 feet south of B Street along State Highway 78/East boundary: At State Highway 78/South boundary: Approximately 810 feet south of B Street along State Highway 78/West boundary: 425 feet west of State Highway 78</ENT>
              <ENT>+465</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 1,030 feet north of East 800 North Road along North 1100 East Road/East boundary: Approximately 930 feet east of North 1100 East Road/South boundary: Approximately 1,580 feet south of intersection of East 800 North Road and North 1100 East Road/West boundary: Approximately 1,950 feet east of State Highway 78</ENT>
              <ENT>+465</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: At East 800 North Road/East boundary: Approximately 1,380 feet east of State Highway 78/South boundary: Approximately 275 feet north of East 750 North Road/West boundary: At State Highway 78</ENT>
              <ENT>+462</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 430 feet north of Mason Street/East boundary: Approximately 310 feet west of William Boulevard/South boundary: At Mason Street/West boundary: At Mason Street and railroad crossing</ENT>
              <ENT>+468</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 240 feet north of Mason Street/East boundary: Approximately 0.59 mile west of North 1800 East Road/South boundary: Approximately 1,090 feet north of U.S. Route 136/West boundary: Approximately 1,050 feet east of William Boulevard</ENT>
              <ENT>+472</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 125 feet south of Hillcrest Court extended/East boundary: At railroad/South boundary: Approximately 500 feet south of Hillcrest Court extended/West boundary: Approximately 75 feet west of railroad</ENT>
              <ENT>+476</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 970 feet south of State Highway 97 railroad crossing/East boundary: Approximately 480 feet from end of Hillcrest Court/South boundary: Approximately 1,550 feet south of State Highway 97 railroad crossing/West boundary: At railroad</ENT>
              <ENT>+476</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 0.51 mile north of East 1500 North Road/East boundary: Approximately 140 feet west of State Highway 97/South boundary: Approximately 0.47 mile north of East 1500 North Road/West boundary: Approximately 465 feet west of State Highway 97</ENT>
              <ENT>+476</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="79102"/>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 1,470 feet north of East 1500 North Road/East boundary: Approximately 0.6 mile west of North 1800 East Road/South boundary: Approximately 940 feet south of intersection of State Highway 97 and East 1500 North Road/West boundary: Approximately 625 feet west of intersection of State Highway 97 and East 1500 North Road</ENT>
              <ENT>+480</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 0.68 mile north of East 1500 North Road/East boundary: Approximately 0.41 mile west of North 1800 East Road/South boundary: Approximately 250 feet south of East 1500 North Road/West boundary: Approximately 1,460 feet west of State Highway 97</ENT>
              <ENT>+480</ENT>
              <ENT>Unincorporated Areas of Mason County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Private drive approximately 665 feet north of beginning of North Elm Street/East boundary: Approximately 1,000 feet east of Vine Street/South boundary: Approximately 315 feet north of East 800 North Road/west boundary: Approximately at State Highway 78</ENT>
              <ENT>+463</ENT>
              <ENT>Village of Bath.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 250 feet south of County Highway 1/East boundary: Approximately 1,950 feet east of intersection of Olive Street and Cedar Street/South boundary: Approximately 2,000 feet south of intersection of Hickory Street and Main Street/West boundary: 980 feet east of southern tip of Locust Street</ENT>
              <ENT>#1</ENT>
              <ENT>Village of Bath.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: At Lincoln Street/East boundary: 50 feet west of State Highway 78/South boundary: At northernmost entrance of Bath Cemetery/West boundary: Approximately 400 feet west of State Highway 78 along 1st Street</ENT>
              <ENT>#3</ENT>
              <ENT>Village of Bath.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: 225 feet south of 4th Street/East boundary: Approximately 140 feet east of State Highway 78/South boundary: Approximately 200 feet north of B Street/West boundary: At State Highway 78</ENT>
              <ENT>+463</ENT>
              <ENT>Village of Bath.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 470 feet north of Mason Street/East boundary: Approximately 1,030 feet east of William Boulevard along Mason Street/South boundary: Approximately 1,300 feet north of Laurel Street/West boundary: At railroad (560 feet east of Teal Drive)</ENT>
              <ENT>+468</ENT>
              <ENT>City of Havana.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 80 feet south of intersection of Tinkham Street and Lincoln Street/East boundary: Approximately 535 feet west of Promenade Street/South boundary: Approximately 375 feet south of intersection Tinkham Street and Lincoln Street/West boundary: Approximately 610 feet west of Promenade Street</ENT>
              <ENT>+472</ENT>
              <ENT>City of Havana.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="01">Ponding</ENT>
              <ENT>North boundary: Approximately 810 feet south of Wagner Avenue/East boundary: Approximately 580 feet east of Pear Street/South boundary: Approximately 1,460 feet south of Wagner Avenue/West boundary: At Pear Street</ENT>
              <ENT>+469</ENT>
              <ENT>City of Havana.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">City of Havana</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 227 West Main Street, Havana, IL 62644.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Mason County</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at the Mason County Courthouse, Zoning Office, 125 North Plum Street, Havana, IL 62644.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of Bath</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Village Hall, 205 East 1st Street, Bath, IL 62617.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="79103"/>
              <ENT I="21">
                <E T="02">Iosco County, Michigan (All Jurisdictions)</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No. FEMA-B-1147</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Cedar Lake</ENT>
              <ENT>Entire shoreline in Iosco County</ENT>
              <ENT>+609</ENT>
              <ENT>Township of Oscoda.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="01">Lake Huron</ENT>
              <ENT>Entire shoreline in the Township of Alabaster</ENT>
              <ENT>+584</ENT>
              <ENT>Township of Alabaster.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">Township of Alabaster</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 1716 South U.S. Route 23, Tawas City, MI 48763.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Township of Oscoda</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 110 South State Street, Oscoda, MI 48750.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Sanilac County, Michigan (All Jurisdictions)</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No. FEMA-B-1128</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00" RUL="s">
              <ENT I="01">Lake Huron</ENT>
              <ENT>Entire shoreline within Sanilac County</ENT>
              <ENT>+584</ENT>
              <ENT>Township of Delaware, Township of Forester, Township of Lexington, Township of Sanilac, Township of Worth, Village of Forestville, Village of Lexington, Village of Port Sanilac.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">Township of Delaware</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 3375 Charleston Road, Minden City, MI 48456.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Township of Forester</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 5680 East Deckerville Road, Deckerville, MI 48427.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Township of Lexington</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 7227 Huron Avenue, Suite 200, Lexington, MI 48450.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Township of Sanilac</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 20 North Ridge Street, Port Sanilac, MI 48469.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Township of Worth</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 6903 South Lakeshore Road, Lexington, MI 48450.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of Forestville</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 5605 Cedar Avenue, Forestville, MI 48434.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of Lexington</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 7227 Huron Avenue, Suite 100, Lexington, MI 48450.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of Port Sanilac</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 56 North Ridge Street, Port Sanilac, MI 48469.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Greene County, Mississippi, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No.: FEMA-B-1158</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Leaf River</ENT>
              <ENT>Approximately 1.1 miles downstream of U.S. Route 98</ENT>
              <ENT>+74</ENT>
              <ENT>Unincorporated Areas of Greene County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 4.2 miles upstream of U.S. Route 98</ENT>
              <ENT>+85</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <PRTPAGE P="79104"/>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Greene County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Greene County Courthouse, 400 Main Street, Leakesville, MS 39451.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Dakota County, Nebraska, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No. FEMA-B-1133</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Crystal Cove</ENT>
              <ENT>Just upstream of I-129 along U.S. Route 77</ENT>
              <ENT>+1086</ENT>
              <ENT>City of South Sioux City.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Crystal Lake</ENT>
              <ENT>From just upstream of 152nd Street to just downstream of U.S Route 77</ENT>
              <ENT>+1086</ENT>
              <ENT>City of South Sioux City, Unincorporated Areas of Dakota County.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Crystal Lake Northwest</ENT>
              <ENT>From just downstream of Golf Road to just upstream of 142nd Street</ENT>
              <ENT>+1093</ENT>
              <ENT>City of South Sioux City.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Crystal Lake-Sump Area</ENT>
              <ENT>From the intersection of Old Sawmill Road and unnamed road to approximately 780 feet south, extending approximately 1,050 feet west along Old Sawmill Road</ENT>
              <ENT>+1098</ENT>
              <ENT>City of South Sioux City.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Missouri River</ENT>
              <ENT>Approximately 1 mile downstream of the confluence with Omaha Creek Ditch</ENT>
              <ENT>+1069</ENT>
              <ENT>City of Dakota City, City of South Sioux City, Unincorporated Areas of Dakota County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.9 mile upstream of the confluence with Aowa Creek</ENT>
              <ENT>+1102</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Old Silver Lake Creek</ENT>
              <ENT>At the confluence with the Missouri River</ENT>
              <ENT>+1090</ENT>
              <ENT>City of South Sioux City.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 200 feet downstream of West 29th Street</ENT>
              <ENT>+1092</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">City of Dakota City</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 1511 Broadway Street, Dakota City, NE 68731.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of South Sioux City</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 1615 1st Avenue, South Sioux City, NE 68776.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Dakota County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">Maps are available for inspection at 1601 Broadway Street, Dakota City, NE 68731.</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="21">
                <E T="02">Washington County, Nebraska, and Incorporated Area</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No. FEMA-B-1147</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Cameron Ditch</ENT>
              <ENT>At the confluence with the Missouri River</ENT>
              <ENT>+1009</ENT>
              <ENT>City of Blair.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of Washington Street</ENT>
              <ENT>+1009</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cauble Creek</ENT>
              <ENT>Just upstream of U.S. Route 75 (Herman Boulevard)</ENT>
              <ENT>+1064</ENT>
              <ENT>City of Blair.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,500 feet west of Nebraska Highway 31</ENT>
              <ENT>+1243</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cauble Creek East Tributary</ENT>
              <ENT>At the confluence with Cauble Creek</ENT>
              <ENT>+1036</ENT>
              <ENT>City of Blair.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 100 feet downstream of Pinewood Drive</ENT>
              <ENT>+1036</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Missouri River</ENT>
              <ENT>At the Douglas County boundary</ENT>
              <ENT>+995</ENT>
              <ENT>City of Blair, City of Fort Calhoun, Unincorporated Areas of Washington County, Village of Herman.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At the Burt County boundary</ENT>
              <ENT>+1018</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Unnamed Creek</ENT>
              <ENT>Approximately 400 feet downstream of South 10th Street</ENT>
              <ENT>+1066</ENT>
              <ENT>City of Blair.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 1,500 feet upstream of Pi Hack Street</ENT>
              <ENT>+1233</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">City of Blair</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 218 South 16th Street, Blair, NE 68008.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Fort Calhoun</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 110 South 14th Street, Fort Calhoun, NE 68023.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Washington County</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 111 West 4th Street, Kennard, NE 68034.</ENT>
            </ROW>
            
            <ROW>
              <PRTPAGE P="79105"/>
              <ENT I="22">
                <E T="02">Village of Herman</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 504 U.S. Route 75, Herman, NE 68029.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Fairfield County, Ohio, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No. FEMA-B-1109</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Baltimore Tributary</ENT>
              <ENT>At the confluence with Pawpaw Creek</ENT>
              <ENT>+847</ENT>
              <ENT>Unincorporated Areas of Fairfield County, Village of Baltimore.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.41 mile downstream of Roley Road</ENT>
              <ENT>+860</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Buckeye Lake</ENT>
              <ENT>Entire shoreline</ENT>
              <ENT>+893</ENT>
              <ENT>Unincorporated Areas of Fairfield County, Village of Millersport.</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Clark Run</ENT>
              <ENT>At the confluence with Rush Creek</ENT>
              <ENT>+804</ENT>
              <ENT>Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 586 feet upstream of the confluence with Rush Creek</ENT>
              <ENT>+805</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Claypool Run</ENT>
              <ENT>At the confluence with Ohio Canal</ENT>
              <ENT>+838</ENT>
              <ENT>Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 200 feet downstream of Brook Road</ENT>
              <ENT>+909</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Crumley Creek</ENT>
              <ENT>At the confluence with Hunters Run</ENT>
              <ENT>+905</ENT>
              <ENT>Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 850 feet upstream of the confluence with Hunters Run</ENT>
              <ENT>+914</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Georges Creek</ENT>
              <ENT>Approximately 1,588 feet downstream of Conrail Railroad</ENT>
              <ENT>+798</ENT>
              <ENT>City of Pickerington.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At the upstream side of Pickerington Ridge Road</ENT>
              <ENT>+815</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Greenfield Creek</ENT>
              <ENT>At the confluence with Ohio Canal</ENT>
              <ENT>+830</ENT>
              <ENT>Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,400 feet upstream of Coonpath Road</ENT>
              <ENT>+898</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Greenfield Creek Escape</ENT>
              <ENT>At the confluence with Claypool Run</ENT>
              <ENT>+839</ENT>
              <ENT>Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 2,000 feet downstream of Election House Road</ENT>
              <ENT>+854</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Greenfield Creek Split</ENT>
              <ENT>At the confluence with Greenfield Creek</ENT>
              <ENT>+865</ENT>
              <ENT>Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 2,000 feet upstream of the confluence with Greenfield Creek</ENT>
              <ENT>+872</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Hocking River</ENT>
              <ENT>Approximately 100 feet downstream of Sugar Grove Road</ENT>
              <ENT>+808</ENT>
              <ENT>City of Lancaster, Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 650 feet upstream of the confluence with Wilson Creek</ENT>
              <ENT>+886</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Hocking River Lateral D</ENT>
              <ENT>At the confluence with the Hocking River</ENT>
              <ENT>+826</ENT>
              <ENT>City of Lancaster.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 125 feet downstream of Collins Road</ENT>
              <ENT>+830</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Hunters Run</ENT>
              <ENT>At the confluence with the Hocking River</ENT>
              <ENT>+815</ENT>
              <ENT>City of Lancaster, Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 250 feet downstream of Mt. Zion Road</ENT>
              <ENT>+967</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ohio Canal</ENT>
              <ENT>At the confluence with the Hocking River</ENT>
              <ENT>+825</ENT>
              <ENT>City of Lancaster, Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At the confluence with Ohio Canal Lateral A</ENT>
              <ENT>+844</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ohio Canal Lateral A</ENT>
              <ENT>At the confluence with Ohio Canal</ENT>
              <ENT>+844</ENT>
              <ENT>Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 705 feet downstream of U.S. Route 33</ENT>
              <ENT>+848</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Pawpaw Creek</ENT>
              <ENT>At the confluence with Walnut Creek</ENT>
              <ENT>+844</ENT>
              <ENT>Unincorporated Areas of Fairfield County, Village of Baltimore.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,169 feet upstream of North Main Street</ENT>
              <ENT>+868</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Rush Creek</ENT>
              <ENT>Approximately 0.8 mile downstream of the confluence with Clark Run</ENT>
              <ENT>+800</ENT>
              <ENT>Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 283 feet upstream of the confluence with Clark Run</ENT>
              <ENT>+803</ENT>
            </ROW>
            <ROW>
              <ENT I="01">South Fork Licking River</ENT>
              <ENT>At the upstream side of Walnut Road at the west crossing of the South Fork Licking River</ENT>
              <ENT>+886</ENT>
              <ENT>Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At the upstream side of Walnut Road at the east crossing of the South Fork Licking River</ENT>
              <ENT>+892</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="79106"/>
              <ENT I="01">Stonewall Creek</ENT>
              <ENT>At the confluence with Hunters Run</ENT>
              <ENT>+860</ENT>
              <ENT>Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.46 mile upstream of U.S. Route 22</ENT>
              <ENT>+899</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Sycamore Creek</ENT>
              <ENT>At the confluence with Walnut Creek</ENT>
              <ENT>+773</ENT>
              <ENT>City of Pickerington, Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 505 feet upstream of DeCarlo Lane</ENT>
              <ENT>+1019</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Tributary B</ENT>
              <ENT>At the upstream side of Paradise Road</ENT>
              <ENT>+791</ENT>
              <ENT>Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 956 feet upstream of Paradise Road</ENT>
              <ENT>+791</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Unnamed Tributary to Sycamore Creek</ENT>
              <ENT>At the confluence with Sycamore Creek</ENT>
              <ENT>+841</ENT>
              <ENT>City of Pickerington, Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.44 mile upstream of Doty Road</ENT>
              <ENT>+881</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Unnamed Tributary to Walnut Creek (backwater effects from Walnut Creek)</ENT>
              <ENT>At the confluence with Walnut Creek</ENT>
              <ENT>+867</ENT>
              <ENT>Unincorporated Areas of Fairfield County, Village of Thurston.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,240 feet upstream of the confluence with Walnut Creek</ENT>
              <ENT>+867</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Willow Run</ENT>
              <ENT>At the confluence with Sycamore Creek</ENT>
              <ENT>+816</ENT>
              <ENT>City of Pickerington, Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 250 feet downstream of Refugee Road</ENT>
              <ENT>+918</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Wilson Creek</ENT>
              <ENT>At the confluence with the Hocking River</ENT>
              <ENT>+884</ENT>
              <ENT>Unincorporated Areas of Fairfield County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 200 feet downstream of Mt. Zion Road</ENT>
              <ENT>+903</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">City of Lancaster</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 121 East Chestnut Street, Lancaster, OH 43130.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">City of Pickerington</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 100 Lockville Road, Pickerington, OH 43137.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Fairfield County</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 210 East Main Street, Lancaster, OH 43130.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of Baltimore</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 103 West Market Street, Baltimore, OH 42105.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of Millersport</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 2245 Refugee Street, Millersport, OH 43046.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Village of Thurston</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 2215 Main Street, Thurston, OH 43157.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Butte County, South Dakota, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No. FEMA-B-1155</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Belle Fourche River</ENT>
              <ENT>At the upstream side of U.S. Route 212</ENT>
              <ENT>+3008</ENT>
              <ENT>City of Belle Fourche, Unincorporated Areas of Butte County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.7 mile upstream of Fairground Road</ENT>
              <ENT>+3019</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Hay Creek</ENT>
              <ENT>Approximately 500 feet downstream of U.S. Route 85</ENT>
              <ENT>+3042</ENT>
              <ENT>City of Belle Fourche, Unincorporated Areas of Butte County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.9 mile downstream of Black Angus Lane</ENT>
              <ENT>+3089</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Redwater River</ENT>
              <ENT>Approximately 1,200 feet downstream of U.S. Route 212B</ENT>
              <ENT>+3016</ENT>
              <ENT>City of Belle Fourche, Unincorporated Areas of Butte County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 700 feet upstream of U.S. Route 212B</ENT>
              <ENT>+3023</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Willow Creek</ENT>
              <ENT>Approximately 0.5 mile downstream of Snoma Street</ENT>
              <ENT>+3022</ENT>
              <ENT>City of Belle Fourche, Unincorporated Areas of Butte County.</ENT>
            </ROW>
            <ROW RUL="s">
              <PRTPAGE P="79107"/>
              <ENT I="22"/>
              <ENT>Approximately 1,650 feet downstream of West Wood Road</ENT>
              <ENT>+3183</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">City of Belle Fourche</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 511 6th Avenue, Belle Fourche, SD 57717.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Butte County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 830 6th Avenue, Belle Fourche, SD 57717.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Custer County, South Dakota, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No. FEMA-B-1155</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Battle Creek</ENT>
              <ENT>Approximately 1.6 miles downstream of Chicago and Northwest Railroad</ENT>
              <ENT>+3262</ENT>
              <ENT>Town of Hermosa, Unincorporated Areas of Custer County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 600 feet upstream of Paradise Road</ENT>
              <ENT>+3388</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ferguson Split Flow-Battle Creek</ENT>
              <ENT>Approximately 0.5 mile downstream of Fairgrounds Place</ENT>
              <ENT>+3260</ENT>
              <ENT>Town of Hermosa, Unincorporated Areas of Custer County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 130 feet upstream of Donna Street</ENT>
              <ENT>+3292</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Grace Coolidge Creek</ENT>
              <ENT>Approximately 180 feet downstream of the divergence from Battle Creek</ENT>
              <ENT>+3341</ENT>
              <ENT>Unincorporated Areas of Custer County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 3.1 miles upstream of State Highway 36</ENT>
              <ENT>+3473</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Railroad Spill Flow-Battle Creek</ENT>
              <ENT>Just upstream of the confluence with Battle Creek</ENT>
              <ENT>+3290</ENT>
              <ENT>Town of Hermosa, Unincorporated Areas of Custer County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of the divergence from Battle Creek</ENT>
              <ENT>+3294</ENT>
            </ROW>
            <ROW>
              <ENT I="01">South Bank Split Flow-Battle Creek</ENT>
              <ENT>Approximately 1,200 feet upstream of the confluence with Battle Creek</ENT>
              <ENT>+3310</ENT>
              <ENT>Unincorporated Areas of Custer County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 870 feet upstream of Yellow Oak Road</ENT>
              <ENT>+3325</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">Town of Hermosa</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 420 Mount Rushmore Road, Custer, SD 57730.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Custer County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 420 Mount Rushmore Road, Custer, SD 57730.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Sanborn County, South Dakota, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No. FEMA-B-1158</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Branch 4 of Ditch 21</ENT>
              <ENT>At the confluence with County Ditch No. 6 and County Ditch No. 8</ENT>
              <ENT>+1298</ENT>
              <ENT>Unincorporated Areas of Sanborn County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of 227th Street</ENT>
              <ENT>+1305</ENT>
            </ROW>
            <ROW>
              <ENT I="01">County Ditch No. 6</ENT>
              <ENT>At the confluence with County Ditch No. 8 and Branch 4 of Ditch 21</ENT>
              <ENT>+1298</ENT>
              <ENT>Unincorporated Areas of Sanborn County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 630 feet upstream of 396th Avenue</ENT>
              <ENT>+1307</ENT>
            </ROW>
            <ROW>
              <ENT I="01">County Ditch No. 7</ENT>
              <ENT>Approximately 350 feet downstream of 397th Avenue</ENT>
              <ENT>+1300</ENT>
              <ENT>City of Woonsocket, Unincorporated Areas of Sanborn County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.6 mile upstream of 396th Avenue</ENT>
              <ENT>+1302</ENT>
            </ROW>
            <ROW>
              <ENT I="01">County Ditch No. 8</ENT>
              <ENT>Approximately 0.6 mile downstream of 398th Avenue</ENT>
              <ENT>+1292</ENT>
              <ENT>City of Woonsocket, Unincorporated Areas of Sanborn County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At the confluence with County Ditch No. 6 and Branch 4 of Ditch 21</ENT>
              <ENT>+1298</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Dry Run 8</ENT>
              <ENT>At the confluence with County Ditch No. 8</ENT>
              <ENT>+1295</ENT>
              <ENT>Unincorporated Areas of Sanborn County.</ENT>
            </ROW>
            <ROW RUL="s">
              <PRTPAGE P="79108"/>
              <ENT I="22"/>
              <ENT>Approximately 1.3 miles upstream of the confluence with County Ditch No. 8</ENT>
              <ENT>+1297</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">City of Woonsocket</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 103 South 3rd Avenue, Woonsocket, SD 57385.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Sanborn County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at the Sanborn County Government Offices, 604 West 6th Street, Woonsocket, SD 57385.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Marion County, Tennessee, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No. FEMA-B-1134</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Little Sequatchie River</ENT>
              <ENT>Approximately 2,500 feet downstream of Valley View Highway</ENT>
              <ENT>+628</ENT>
              <ENT>Unincorporated Areas of Marion County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,400 feet downstream of Valley View Highway</ENT>
              <ENT>+630</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Town Creek</ENT>
              <ENT>Just upstream of U.S. Route 64</ENT>
              <ENT>+619</ENT>
              <ENT>Town of Jasper.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 4,000 feet upstream of U.S. Route 64</ENT>
              <ENT>+619</ENT>
            </ROW>
            <ROW>
              <ENT I="01">West Fork Pryor Cove Branch</ENT>
              <ENT>At the confluence with Pryor Cove Branch</ENT>
              <ENT>+717</ENT>
              <ENT>Town of Jasper, Unincorporated Areas of Marion County.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 3,200 feet upstream of the confluence with Pryor Cove Branch</ENT>
              <ENT>+784</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">Town of Jasper</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 4460 Main Street, Jasper, TN 37347.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Marion County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 4460 Main Street, Jasper, TN 37347.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">Taylor County, Texas, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket Nos. FEMA-B-1060 and B-1170</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Button Willow Creek</ENT>
              <ENT>Just downstream of Treadway Boulevard</ENT>
              <ENT>+1756</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just upstream of Beltway South</ENT>
              <ENT>+1825</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cat Claw Creek</ENT>
              <ENT>At the confluence with Elm Creek</ENT>
              <ENT>+1677</ENT>
              <ENT>City of Abilene, Unincorporated Areas of Taylor County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 2 miles upstream of FM 707</ENT>
              <ENT>+1842</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cat Claw Creek Diversion Channel</ENT>
              <ENT>At the confluence with Cat Claw Creek</ENT>
              <ENT>+1758</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just upstream of Nonesuch Road</ENT>
              <ENT>+1762</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cat Claw Creek Diversion Channel 1</ENT>
              <ENT>At the confluence with Cat Claw Drive Channel</ENT>
              <ENT>+1762</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just upstream of Nonesuch Road</ENT>
              <ENT>+1762</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cat Claw Drive Channel</ENT>
              <ENT>Just downstream of Southwest Drive</ENT>
              <ENT>+1762</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At the confluence with Cat Claw Creek</ENT>
              <ENT>+1777</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Cedar Creek</ENT>
              <ENT>Just upstream of North 10th Street</ENT>
              <ENT>+1688</ENT>
              <ENT>City of Abilene, Unincorporated Areas of Taylor County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of Beltway South</ENT>
              <ENT>+1791</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Elm Creek</ENT>
              <ENT>Approximately 0.7 mile downstream of Nugent Road</ENT>
              <ENT>+1650</ENT>
              <ENT>City of Abilene, Town of Impact, Unincorporated Areas of Taylor County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1 mile upstream from FM 707</ENT>
              <ENT>+1831</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Elm Creek Diversion 1</ENT>
              <ENT>At the confluence with Elm Creek</ENT>
              <ENT>+1725</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of Don Juan Street</ENT>
              <ENT>+1727</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="79109"/>
              <ENT I="01">Elm Creek Loop 1</ENT>
              <ENT>Ending at the lower confluence with Elm Creek</ENT>
              <ENT>+1656</ENT>
              <ENT>City of Abilene, Unincorporated Areas of Taylor County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Starting at the upper confluence with Elm Creek</ENT>
              <ENT>+1663</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Elm Creek Overflow</ENT>
              <ENT>At the confluence with Little Elm Creek</ENT>
              <ENT>+1732</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,800 feet upstream of Twylight Trail</ENT>
              <ENT>+1769</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Elm Creek Overflow Path 1</ENT>
              <ENT>At the confluence with Swale A-1</ENT>
              <ENT>+1685</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just upstream of Ambler Avenue</ENT>
              <ENT>+1701</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Elm Creek Overflow Path 1-A</ENT>
              <ENT>At the confluence with Elm Creek Overflow Path 1</ENT>
              <ENT>+1696</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.5 mile upstream of Ambler Avenue</ENT>
              <ENT>+1702</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Elm Creek Overflow Path 2</ENT>
              <ENT>At the confluence with Elm Creek</ENT>
              <ENT>+1702</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of Texas and Pacific Railroad</ENT>
              <ENT>+1721</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Elm Creek to Cedar Creek Overflow</ENT>
              <ENT>Approximately 1.3 miles downstream of FM 3308</ENT>
              <ENT>+1646</ENT>
              <ENT>City of Abilene, Unincorporated Areas of Taylor County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of FM 3308</ENT>
              <ENT>+1656</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Indian Creek</ENT>
              <ENT>At the confluence with Elm Creek</ENT>
              <ENT>+1693</ENT>
              <ENT>City of Abilene, Unincorporated Areas of Taylor County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 0.9 mile upstream of Shirley Road</ENT>
              <ENT>+1699</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Little Elm Creek</ENT>
              <ENT>At the confluence with Elm Creek</ENT>
              <ENT>+1702</ENT>
              <ENT>City of Abilene, Unincorporated Areas of Taylor County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1 mile upstream of Dyess Air Force Service Road</ENT>
              <ENT>+1784</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Little Elm Creek Overflow A</ENT>
              <ENT>At the confluence with Little Elm Creek</ENT>
              <ENT>+1729</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>At the confluence with Elm Creek Overflow</ENT>
              <ENT>+1750</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Lytle Creek</ENT>
              <ENT>At the confluence with Cedar Creek</ENT>
              <ENT>+1697</ENT>
              <ENT>City of Abilene, Unincorporated Areas of Taylor County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of County Road 111-1</ENT>
              <ENT>+1760</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Rainy Creek</ENT>
              <ENT>Just downstream of Lowden Street</ENT>
              <ENT>+1670</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of North 10th Street</ENT>
              <ENT>+1696</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Swale A</ENT>
              <ENT>Just upstream of I-20</ENT>
              <ENT>+1685</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of State Street</ENT>
              <ENT>+1713</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Swale A-1</ENT>
              <ENT>Just upstream of I-20</ENT>
              <ENT>+1685</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just downstream of Yale Avenue</ENT>
              <ENT>+1715</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Tributary No. 1 to Elm Creek</ENT>
              <ENT>At the confluence with Elm Creek</ENT>
              <ENT>+1767</ENT>
              <ENT>City of Abilene, Unincorporated Areas of Taylor County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1.6 miles upstream of Rebecca Lane</ENT>
              <ENT>+1792</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Tributary No. 1 to Little Elm Creek</ENT>
              <ENT>Just downstream of I-20 Business</ENT>
              <ENT>+1712</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1.5 miles upstream of I-20 Business</ENT>
              <ENT>+1734</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Tributary No. 2 to Elm Creek</ENT>
              <ENT>At the confluence with Elm Creek</ENT>
              <ENT>+1781</ENT>
              <ENT>City of Abilene, Unincorporated Areas of Taylor County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Just upstream of County Road 314</ENT>
              <ENT>+1811</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Unnamed Tributary to Cat Claw Creek</ENT>
              <ENT>At the confluence with Cat Claw Creek</ENT>
              <ENT>+1803</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 600 feet upstream of Rio Mesa Road</ENT>
              <ENT>+1821</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Unnamed Tributary to Rainy Creek</ENT>
              <ENT>At the confluence with Rainy Creek</ENT>
              <ENT>+1694</ENT>
              <ENT>City of Abilene.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Just downstream of Stamford Street</ENT>
              <ENT>+1695</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">City of Abilene</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 555 Walnut Street, Abilene, TX 79601.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">
                <E T="02">Town of Impact</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 555 Walnut Street, Abilene, TX 79602.</ENT>
            </ROW>
            
            <ROW>
              <PRTPAGE P="79110"/>
              <ENT I="21">
                <E T="02">Unincorporated Areas of Taylor County</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22">Maps are available for inspection at 400 Oak Street, Suite 107, Abilene, TX 79602.</ENT>
            </ROW>
            <ROW>
              <ENT I="21">
                <E T="02">La Crosse County, Wisconsin, and Incorporated Areas</E>
              </ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="21">
                <E T="02">Docket No. FEMA-B-1155</E>
              </ENT>
            </ROW>
            <ROW EXPSTB="00">
              <ENT I="01">Black River</ENT>
              <ENT>Approximately 0.5 mile downstream of the confluence with Davis Creek</ENT>
              <ENT>+694</ENT>
              <ENT>Unincorporated Areas of La Crosse County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 3.36 miles upstream of the confluence with Hardies Creek</ENT>
              <ENT>+706</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ebner Coulee Main Channel</ENT>
              <ENT>Approximately 1,584 feet downstream of 29th Street</ENT>
              <ENT>+659</ENT>
              <ENT>City of La Crosse, Unincorporated Areas of La Crosse County.</ENT>
            </ROW>
            <ROW>
              <ENT I="22"/>
              <ENT>Approximately 1,584 feet upstream of 29th Street</ENT>
              <ENT>+697</ENT>
            </ROW>
            <ROW>
              <ENT I="01">Ebner Coulee Southeast Bank</ENT>
              <ENT>Approximately 52.8 feet upstream of 29th Street</ENT>
              <ENT>+665</ENT>
              <ENT>City of La Crosse.</ENT>
            </ROW>
            <ROW RUL="s">
              <ENT I="22"/>
              <ENT>Approximately 528 feet upstream of 29th Street</ENT>
              <ENT>+673</ENT>
            </ROW>
            <ROW EXPSTB="03">
              <ENT I="22">* National Geodetic Vertical Datum.<LI>+ North American Vertical Datum.</LI>
                <LI># Depth in feet above ground.</LI>
                <LI>⁁ Mean Sea Level, rounded to the nearest 0.1 meter.</LI>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">ADDRESSES</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">
                <E T="02">City of La Crosse</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at City Hall, 400 La Crosse Street, La Crosse, WI 54601.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Unincorporated Areas of La Crosse County</E>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="22">Maps are available for inspection at 400 4th Street North, La Crosse, WI 54601.</ENT>
            </ROW>
          </GPOTABLE>
        </REGTEXT>
        <EXTRACT>
          <FP>(Catalog of Federal Domestic Assistance No. 97.022, “Flood Insurance.”)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 5, 2011.</DATED>
          <NAME>Sandra K. Knight,</NAME>
          <TITLE>Deputy Associate Administrator for Mitigation, Department of Homeland Security, Federal Emergency Management Agency.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32595 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-12-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <CFR>47 CFR Part 25</CFR>
        <DEPDOC>[IB Docket No. 06-123; FCC 11-93]</DEPDOC>
        <SUBJECT>Service Rules and Policies for the Broadcasting Satellite Service (BSS)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; announcement of effective date.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>In this document, the Commission announces that the Office of Management and Budget (OMB) has approved, for a period of three years, the information collection associated with the Commission's Service Rules and Policies for the Broadcasting Satellite Service (BSS), Report and Order (Second Report and Order).<E T="03"/>The information collection requirements were approved on November 17, 2011 by OMB.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>47 CFR 25.114(d)(15)(iv), 25.114(d)(18), 25.264(a), (b), (c), (d) and (f) are effective on March 15, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Lynne Montgomery, Satellite Division, International Bureau, at (202) 418-2229, or email:<E T="03">Lynne.Montgomery@fcc.gov &lt;mailto:Lynne.Montgomery@fcc.gov.</E>&gt;</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>This document announces that, on November 17, 2011, OMB approved, for a period of three years, the information collection requirements contained in 47 CFR 25.114(d)(15)(iv), 25.114(d)(18), 25.264(a), (b), (c), (d) and (f). The Commission publishes this notice as an announcement of the effective date of the rules.<E T="03">See,</E>Service Rules and Policies for the Broadcasting Satellite Service (BSS), IB Docket No. 06-123; FCC 11-93, published at 76 FR 50425, August 15, 2011. If you have any comments on the burden estimates listed below, or how the Commission can improve the collections and reduce any burdens caused thereby, please contact Cathy Williams, Federal Communications Commission, Room 1-C823, 445 12th Street SW., Washington, DC 20554. Please include the OMB Control Number, 3060-1097, in your correspondence. The Commission will also accept your comments via the Internet if you send them to<E T="03">PRA@fcc.gov&lt;mailto:PRA@fcc.gov.</E>&gt;</P>

        <P>To request materials in accessible formats for people with disabilities (Braille, large print, electronic files, audio format), send an email to<E T="03">fcc504@fcc.gov&lt;mailto:fcc504@fcc.gov&gt;</E>or call the Consumer and Governmental Affairs Bureau at (202) 418-0530 (voice), (202) 418-0432 (TTY).</P>
        <HD SOURCE="HD1">Synopsis</HD>
        <P>As required by the Paperwork Reduction Act of 1995 (44 U.S.C. 3507), the FCC is notifying the public that it received OMB approval on November 17, 2011, for the information collection requirements contained in the Commission's rules at 47 CFR 25.114(d)(15)(iv), 25.114(d)(18), 25.264(a), (b), (c), (d) and (f).</P>
        <P>Under 5 CFR part 1320, an agency may not conduct or sponsor a collection of information unless it displays a current, valid OMB Control Number.</P>

        <P>No person shall be subject to any penalty for failing to comply with a collection of information subject to the<PRTPAGE P="79111"/>Paperwork Reduction Act that does not display a current valid OMB Control Number. The OMB Control Number is 3060-1097.</P>
        <P>The foregoing notice is required by the Paperwork Reduction Act of 1995, Pub. L. 104-13, October 1, 1995, and 44 U.S.C. 3507.</P>
        <P>The total annual reporting burdens and costs for the respondents are as follows:</P>
        <P>
          <E T="03">OMB Control Number:</E>3060-1097.</P>
        <P>
          <E T="03">OMB Approval Date:</E>November 17, 2011.</P>
        <P>
          <E T="03">OMB Expiration Date:</E>November 30, 2014.</P>
        <P>
          <E T="03">Title:</E>Service Rules and Policies for the Broadcasting Satellite Service (BSS).</P>
        <P>
          <E T="03">Type of Review:</E>Revision of an existing collection.</P>
        <P>
          <E T="03">Respondents:</E>Business or other for-profit entities.</P>
        <P>
          <E T="03">Number of Respondents:</E>8 respondents; 48 responses.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>2 hours-36 hours.</P>
        <P>
          <E T="03">Frequency of Response:</E>On occasion reporting requirement.</P>
        <P>
          <E T="03">Obligation to Respond:</E>Required to obtain or retain benefits. The Commission has statutory authority for the information collection requirements under Sections 1, 4(i), 4(j), 7(a), 301, 303(c), 303(f), 303(g), 303(r), 303(y) and 308 of the Communications Act of 1934, as amended, 47 U.S.C. 151, 154(i), 154(j), 157(a), 301, 303(c), 303(f), 303(g), 303(r), 303(y), and 308.</P>
        <P>
          <E T="03">Total Annual Burden:</E>848 hours.</P>
        <P>
          <E T="03">Total Annual Cost:</E>$43,200.</P>
        <P>
          <E T="03">Privacy Act Impact Assessment:</E>No impact(s).</P>
        <P>
          <E T="03">Nature and Extent of Confidentiality:</E>In general, there is no need for confidentiality pertaining to the information collection requirements in this collection.</P>
        <P>
          <E T="03">Needs and Uses:</E>On June 14, 2011 the Commission released Second Report and Order FCC 11-93, published at 76 FR 50245, August, 2011, adopting final rules—containing information collection requirements—for the 17/24 GHz (BSS) to mitigate space path interference between the 17/24 GHz BSS space-to-Earth transmissions and the feeder link receiving antennas of Direct Broadcast Satellite Service (DBS) space stations that operate in the same frequency band.</P>
        <P>Below are the new information collection requirements contained in the Second Report and Order:</P>
        <P>
          <E T="03">47 CFR 25.114(d)(15)(iv)</E>—Applicants filing for a space station authorization must file the information required in Section 26.264(a)-(b).</P>
        <P>
          <E T="03">47 CFR 25.114(d)(18)</E>—Applicants filing for a space station authorization in the Direct Broadcast Satellite service or the 17/24 GHz broadcasting-satellite service, must provide maximum orbital eccentricity calculations.</P>
        <P>
          <E T="03">47 CFR 25.264(a)</E>—Each applicant for a space station license in the 17/24 GHz broadcasting-satellite service (BSS) must provide a series of tables or graphs with its application, that contain the predicted transmitting antenna off-axis gain information for each transmitting antenna in the 17.3-17.8 GHz frequency band. Using a Cartesian coordinate system wherein the X-axis is defined as tangent to the geostationary orbital arc with the positive direction pointing east, i.e., in the direction of travel of the satellite; the Y-axis is defined as parallel to a line passing through the geographic north and south poles of the Earth, with the positive direction pointing south; and the Z-axis is defined parallel to a line passing through the center of the Earth, with the positive direction pointing toward the Earth, the applicant must provide the predicted transmitting antenna off-axis antenna gain information:</P>
        <P>(1) In the X-Z plane, i.e., the plane of the geostationary orbit, over a range of ± 30 Degrees from the positive and negative X-axes in increments of 5 degrees or less.</P>
        <P>(2) In planes rotated from the X-Z plane about the Z-axis, over a range of up to ± 60 degrees relative to the equatorial plane, in increments of 10 degrees or less.</P>
        <P>(3) In both polarizations.</P>
        <P>(4) At a minimum of three measurement frequencies determined with respect to the entire portion of the 17.3-17.8 GHz frequency band over which the space station is designed to transmit: 5 MHz above the lower edge of the band; at the band center frequency; and 5 MHz below the upper edge of the band.</P>
        <P>(5) Over a greater angular measurement range, if necessary, to account for any planned spacecraft orientation bias or change in operating orientation relative to the reference coordinate system. The applicant must also explain its reasons for doing so.</P>
        <P>
          <E T="03">47 CFR 25.264(b)</E>—Each applicant for a space station license in the 17/24 GHz BSS must provide power flux density (pfd) calculations with its application that are based upon the predicted off-axis transmitting antenna gain information submitted in accordance with paragraph (a) of this section, as follows:</P>
        <P>(1) The pfd calculations must be provided at the location of all prior-filed U.S. DBS space stations where the applicant's pfd level exceeds the coordination trigger of −117 dBW/m[FN2]/100 kHz in the 17.3-17.8 GHz band. In this rule, the term prior-filed U.S. DBS space station refers to any Direct Broadcast Satellite service space station application that was filed with the Commission (or authorization granted by the Commission) prior to the filing of the 17/24 GHz BSS application containing the predicted off-axis transmitting antenna gain information. The term prior-filed U.S. DBS space station does not include any applications (or authorizations) that have been denied, dismissed, or are otherwise no longer valid. Prior-filed U.S. DBS space stations may include foreign-licensed DBS space stations seeking authority to serve the United States market, but do not include foreign-licensed DBS space stations that have not filed applications with the Commission for market access in the United States.</P>
        <P>(2) The pfd calculations must take into account the maximum longitudinal station-keeping tolerance, orbital inclination and orbital eccentricity of both the 17/24 GHz BSS and DBS space stations, and must:</P>
        <P>(i) Identify each prior-filed U.S. DBS space station at whose location the coordination threshold pfd level of −117 dBW/m[FN2]/100 kHz is exceeded; and</P>
        <P>(ii) Demonstrate the extent to which the applicant's transmissions in the 17.3-17.8 GHz band exceed the threshold pfd level of −117 dBW/m[FN2]/100 kHz at those prior-filed U.S. DBS space station locations.</P>
        <P>(3) If the calculated pfd level is in excess of the threshold level of −117 dBW/m[FN2]/100 kHz at the location of any prior-filed U.S. DBS space station, the applicant must also provide with its application certification that all affected DBS operators acknowledge and do not object to the applicants higher off-axis pfd levels. No such certification is required in cases where the DBS and 17/24 GHz BSS assigned operating frequencies do not overlap.</P>
        <P>
          <E T="03">47 CFR 25.264(c)</E>—No later than nine months prior to launch, each 17/24 GHz BSS space station applicant or authorization holder must confirm the predicted transmitting antenna off-axis gain information provided in accordance with § 25.114(d)(15)(iv) by submitting measured transmitting antenna off-axis gain information over the angular ranges, measurement frequencies and polarizations described in paragraphs (a)(1)-(5) of this section. The transmitting antenna off-axis gain information should be measured under conditions as close to flight configuration as possible.<PRTPAGE P="79112"/>
        </P>
        <P>
          <E T="03">47 CFR 25.264(d)</E>—No later than nine months prior to launch, each 17/24 GHz BSS space station applicant or authorization holder must provide pfd calculations based upon the measured transmitting antenna off-axis gain information that is submitted in accordance with paragraph (c) of this section as follows:</P>
        <P>(1) The pfd calculations must be provided:</P>
        <P>(i) At the location of all prior-filed U.S. DBS space stations as defined in paragraph (b)(1) of this section, where the applicant's pfd level in the 17.3-17.8 GHz band exceeds the coordination trigger of −117 dBW/m[FN2]/100 kHz; and</P>
        <P>(ii) At the location of any subsequently-filed DBS U.S. DBS space station where the applicant's pfd level in the 17.3-17.8 GHz band exceeds the coordination trigger of −117 dBW/m[FN2]/100 kHz. In this rule, the term subsequently-filed U.S. DBS space station refers to any Direct Broadcast Satellite service space station application that was filed with the Commission (or authorization granted by the Commission) after the 17/24 GHz BSS operator submitted the predicted data required by paragraphs (a)-(b) of this section, but prior to the time the 17/24 GHz BSS operator submitted the measured data required in this paragraph. Subsequently-filed U.S. DBS space stations may include foreign-licensed DBS space stations seeking authority to serve the United States market. The term does not include any applications (or authorizations) that have been denied, dismissed, or are otherwise no longer valid, nor does it include foreign-licensed DBS space stations that have not filed applications with the Commission for market access in the United States.</P>
        <P>(2) The pfd calculations must take into account the maximum longitudinal station-keeping tolerance, orbital inclination and orbital eccentricity of both the 17/24 GHz BSS and DBS space stations, and must:</P>
        <P>(i) Identify each prior-filed U.S. DBS space station at whose location the coordination threshold pfd level of −117 dBW/m[FN2]/100 kHz is exceeded; and</P>
        <P>(ii) Demonstrate the extent to which the applicant's or licensee's transmissions in the 17.3-17.8 GHz band exceed the threshold pfd level of −117 dBW/m[FN2]/100 kHz at those prior-filed U.S. DBS space station locations.</P>
        <P>
          <E T="03">47 CFR 25.264(f)</E>—The 17/24 GHz BSS applicant or licensee must modify its license, or amend its application, as appropriate, based upon new information:</P>
        <P>(1) If the pfd levels submitted in accordance with paragraph (d) of this section are in excess of those submitted in accordance with paragraph (b) of this section at the location of any prior-filed or subsequently-filed U.S. DBS space station as defined in paragraphs (b)(1) and (d)(1) of this section, or</P>
        <P>(2) If the 17/24 GHz BSS operator adjusts its operating parameters in accordance with paragraphs (e)(1)(ii) or (e)(2)(ii) of this section.</P>
        <P>OMB approved these information collection requirements on November 17, 2011.</P>
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Bulah P. Wheeler,</NAME>
          <TITLE>Deputy Manager, Office of the Secretary, Office of Managing Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32465 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <CFR>47 CFR Part 73</CFR>
        <DEPDOC>[MB Docket No. 09-52; Report No. 2940]</DEPDOC>
        <SUBJECT>Policies To Promote Rural Radio Service and To Streamline Allotment and Assignment Procedures; Petition for Reconsideration of Action of Rulemaking Proceeding</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; petition for reconsideration.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In this document, Petitions for Reconsideration (Petitions) have been filed in the Commission's Rulemaking proceeding concerning new procedures for evaluating mutually exclusive proposals for radio service, as well as for applications to change a station's community of license. The Commission adopted these procedural changes to promote the initiation and retention of radio service in and to smaller communities and rural areas.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Oppositions to the Petitions must be filed by January 5, 2012. Replies to an opposition must be filed January 17, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Federal Communications Commission, 445 12th Street SW., Washington, DC 20554.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Peter Doyle or Thomas Nessinger, Media Bureau, (202) 418-2700.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>This is a summary of Commission's document, Report No. 2940, released December 12, 2011. The full text of this document is available for viewing and copying in Room CY-B402, 445 12th Street SW., Washington, DC or may be purchased from the Commission's copy contractor, Best Copy and Printing, Inc. (BCPI) 1-(800) 378-3160. The Commission will not send a copy of this<E T="03">Notice</E>pursuant to the Congressional Review Act, 5 U.S.C. 801(a)(1)(A), because this<E T="03">Notice</E>does not have an impact on any rules of particular applicability.</P>
        <P>
          <E T="03">Subject:</E>In the Matter of Policies to Promote Rural Radio Service and to Streamline Allotment and Assignment Procedures published at 76 FR 18942, April 6, 2011, in MB Docket No. 09-52, and published pursuant to 47 CFR 1.429(e).<E T="03">See</E>1.4(b)(1) of the Commission's rules (47 CFR 1.4(b)(1)).</P>
        <P>
          <E T="03">Number of Petitions Filed:</E>6.</P>
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Marlene H. Dortch,</NAME>
          <TITLE>Secretary, Office of the Secretary, Office of Managing Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32554 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <CFR>47 CFR Part 73</CFR>
        <DEPDOC>[MB Docket No. 10-64; RM-11598; DA 11-2008]</DEPDOC>
        <SUBJECT>Radio Broadcasting Services; Milford, UT</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final Rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Audio Division, at the request of Canyon Media Group, LLC, allots FM Channel 288C and deletes FM Channel 285C at Milford, Utah. The allotment change is part of a hybrid rule making and FM application proposal. Channel 288C can be allotted at Milford, consistent with the minimum distance separation requirements of the Commission's rules, at coordinates 38-31-11 NL and 113-17-07 WL, with a site restriction of 27.6 km (17.2 miles) northwest of the community<E T="03">See</E>
            <E T="02">SUPPLEMENTARY INFORMATION</E>
            <E T="03">infra.</E>
          </P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective January 20, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Deborah Dupont, Media Bureau, (202) 418-2180.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This is a synopsis of the Commission's<E T="03">Report and Order,</E>MB Docket No. 10-64, adopted December 7, 2011, and released December 9, 2011. The full text of this Commission decision is available for inspection and copying during normal business hours in the FCC Information<PRTPAGE P="79113"/>Center, Portals II, 445 12th Street SW., Room CY-A257, Washington, DC 20554. The complete text of this decision also may be purchased from the Commission's duplicating contractor, Best Copy and Printing, Inc., 445 12th Street SW., Room CY-B402, Washington, DC 20554, (800) 378-3160, or via the company's Web site,<E T="03">www.bcpiweb.com.</E>This document does not contain proposed information collection requirements subject to the Paperwork Reduction Act of 1995, Public Law 104-13. In addition, therefore, it does not contain any proposed information collection burden “for small business concerns with fewer than 25 employees,” pursuant to the Small Business Paperwork Relief Act of 2002, Public Law 107-198,<E T="03">see</E>44 U.S.C. 3506 (c)(4). The Commission will send a copy of this<E T="03">Report and Order</E>in a report to be sent to Congress and the Government Accountability Office pursuant to the Congressional Review Act,<E T="03">see</E>U.S.C. 801(a)(1)(A).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 47 CFR Part 73</HD>
          <P>Radio.</P>
        </LSTSUB>
        
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Nazifa Sawez,</NAME>
          <TITLE>Assistant Chief, Audio Division, Media Bureau.</TITLE>
        </SIG>
        <HD SOURCE="HD1">Final Rule</HD>
        <P>For the reasons discussed in the preamble, the Federal Communications Commission amends 47 CFR part 73 as follows:</P>
        <REGTEXT PART="73" TITLE="47">
          <PART>
            <HD SOURCE="HED">PART 73—RADIO BROADCAST SERVICES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 73 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>47 U.S.C. 154, 303, 334, 336, and 339.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 73.202</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. Section 73.202(b), the Table of FM Allotments under Utah, is amended at Milford by removing Channel 285C and adding Channel 288C in its place.</AMDPAR>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32713 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <CFR>47 CFR Part 73</CFR>
        <DEPDOC>[MB Docket No. 11-87; RM-11628; DA 11-1916]</DEPDOC>
        <SUBJECT>Radio Broadcasting Services; Bastrop, LA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Audio Division, at the request of Kenneth W. Diebel (“Petitioner”), deletes FM Channel 230A and allots FM Channel 228A at Bastrop, Louisiana. The purpose of the proposed channel substitution is to accommodate Petitioner's pending application to upgrade FM Station KGGM, Delhi, Louisiana, to Channel 230C3. Channel 228A can be allotted at Bastrop, consistent with the minimum distance separation requirements of the Commission's rules, at coordinates 32-48-20 NL and 91-52-5 WL, with a site restriction of 7.2 km (4.5 miles) northeast of the community<E T="03">See</E>
            <E T="02">SUPPLEMENTARY INFORMATION</E>
            <E T="03">infra.</E>
          </P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective December 26, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Deborah Dupont, Media Bureau, (202) 418-2180.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This is a synopsis of the Commission's<E T="03">Report and Order,</E>MB Docket No. 11-87, adopted November 17, 2011, and released November 18, 2011. The full text of this Commission decision is available for inspection and copying during normal business hours in the FCC Information Center, Portals II, 445 12th Street SW., Room CY-A257, Washington, DC 20554. The complete text of this decision also may be purchased from the Commission's duplicating contractor, Best Copy and Printing, Inc., 445 12th Street SW., Room CY-B402, Washington, DC 20554, (800) 378-3160, or via the company's Web site,<E T="03">www.bcpiweb.com.</E>This document does not contain proposed information collection requirements subject to the Paperwork Reduction Act of 1995, Public Law 104-13. In addition, therefore, it does not contain any proposed information collection burden “for small business concerns with fewer than 25 employees,” pursuant to the Small Business Paperwork Relief Act of 2002, Public Law 107-198,<E T="03">see</E>44 U.S.C. 3506 (c)(4). The Commission will send a copy of this<E T="03">Report and Order</E>in a report to be sent to Congress and the Government Accountability Office pursuant to the Congressional Review Act,<E T="03">see</E>U.S.C. 801(a)(1)(A).</P>
        <P>Channel 230A is not listed in the FM Table of Allotments. Vacant Channel 230A at Bastrop was inadvertently removed from the FM Table of Allotments in MB Docket 05-210 (see 71 FR 76208, published December 20, 2006), but the channel will not be restored to the Table; instead, under the provisions of this Report and Order, the FM Table of Allotments is amended by adding Channel 228A at Bastrop, Louisiana.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 47 CFR Part 73</HD>
          <P>Radio.</P>
        </LSTSUB>
        
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Nazifa Sawez,</NAME>
          <TITLE>Assistant Chief, Audio Division, Media Bureau.</TITLE>
        </SIG>
        <HD SOURCE="HD1">Final Rule</HD>
        <P>For the reasons discussed in the preamble, the Federal Communications Commission amends 47 CFR part 73 as follows:</P>
        <REGTEXT PART="73" TITLE="47">
          <PART>
            <HD SOURCE="HED">PART 73—RADIO BROADCAST SERVICES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 73 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>47 U.S.C. 154, 303, 334, 336, and 339.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 73.202</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. Section 73.202(b), the Table of FM Allotments under Louisiana, is amended by adding Bastrop, Channel 228A.</AMDPAR>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32715 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <CFR>47 CFR Part 74</CFR>
        <DEPDOC>[MB Docket No. 07-172; Report No. 2941]</DEPDOC>
        <SUBJECT>Amendment of Service and Eligibility Rules for FM Broadcast Translator Stations</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; petition for reconsideration.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In this document, Petitions for Reconsideration (Petitions) have been filed in the Commission's Rulemaking proceeding concerning a rule authorizing the use of FM translators with licenses or permits in effect as of May 1, 2009, to rebroadcast the signal of a local AM Station.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Oppositions to the Petitions must be filed by January 5, 2012. Replies to an opposition must be filed January 17, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Federal Communications Commission, 445 12th Street SW., Washington, DC 20554.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Tom Hutton, Media Bureau, (202) 418-7266.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>This is a summary of Commission's document, Report No. 2941, released December 13,<PRTPAGE P="79114"/>2011. The full text of this document is available for viewing and copying in Room CY-B402, 445 12th Street SW., Washington, DC or may be purchased from the Commission's copy contractor, Best Copy and Printing, Inc. (BCPI) (1-(800) 378-3160). The Commission will not send a copy of this<E T="03">Notice</E>pursuant to the Congressional Review Act, 5 U.S.C. 801(a)(1)(A), because this<E T="03">Notice</E>does not have an impact on any rules of particular applicability.</P>
        <P>
          <E T="03">Subject:</E>Amendment of Service and Eligibility Rules for FM Broadcast Translator Stations, published at 74 FR 45126, September 1, 2009, in MB Docket No. 07-172, and published pursuant to 47 CFR 1.429(e).<E T="03">See</E>1.4(b)(1) of the Commission's rules (47 CFR 1.4(b)(1)).</P>
        <P>
          <E T="03">Number of Petitions Filed:</E>2.</P>
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Marlene H. Dortch,</NAME>
          <TITLE>Secretary, Office of the Secretary, Office of Managing Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32555 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <CFR>49 CFR Part 10</CFR>
        <DEPDOC>[Docket No. OST-1996-1437]</DEPDOC>
        <SUBJECT>Privacy Act of 1974: Implementation of Exemptions; DOT/ALL 23—Information Sharing Environment (ISE) Suspicious Activity Reporting (SAR) Initiative System of Records</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of the Secretary (OST), Department of Transportation (DOT).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Transportation is issuing a final rule to amend its regulations to exempt portions of a newly established system of records titled, “DOT/ALL 23—Information Sharing Environment (ISE) Suspicious Activity Reporting (SAR) Initiative System of Records” from certain provisions of the Privacy Act. Specifically, the Department exempts portions of the “DOT/ALL 23—Information Sharing Environment (ISE) Suspicious Activity Reporting (SAR) Initiative System of Records” from one or more provisions of the Privacy Act because of criminal, civil, and administrative enforcement requirements.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>This final rule is effective December 21, 2011.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Claire W. Barrett, Departmental Chief Privacy Officer, Office of the Chief Information Officer, U.S. Department of Transportation, 1200 New Jersey Avenue SE., Washington, DC 20590 or<E T="03">privacy@dot.gov</E>or (202) 366-8135.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>

        <P>The Department of Transportation (DOT), Office of the Secretary (OST) published a notice of proposed rulemaking in the<E T="04">Federal Register</E>(Volume 76, Number 173), September 7, 2011, proposing to exempt portions of the system of records from one or more provisions of the Privacy Act because of criminal, civil, and administrative enforcement requirements. The system of records is the DOT/ALL 23—Information Sharing Environment (ISE) Suspicious Activity Reporting (SAR) Initiative System of Records. The DOT/ALL 23—Information Sharing Environment (ISE) Suspicious Activity Reporting (SAR) Initiative system of records notice was published concurrently in the<E T="04">Federal Register</E>(Volume 76, Number 184), September 22, 2011, and comments were invited on both the Notice of Proposed Rulemaking (NPRM) and System of Records Notice (SORN).</P>
        <HD SOURCE="HD1">Public Comments</HD>
        <P>DOT received no comments on the NPRM and no comments on the SORN.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 49 CFR Part 10</HD>
          <P>Authority delegations (government agencies); Organization and functions (government agencies); Transportation Department.</P>
        </LSTSUB>
        
        <P>In consideration of the foregoing, DOT amends part 10 of title 49, Code of Federal Regulations, as follows:</P>
        <REGTEXT PART="10" TITLE="49">
          <PART>
            <HD SOURCE="HED">PART 10—MAINTENANCE OF AND ACCESS TO RECORDS PERTAINING TO INDIVIDUALS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 10 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>Pub. L. 93-579; 49 U.S.C. 322.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="10" TITLE="49">
          <AMDPAR>2. In the Appendix to Part 10, revise Part II.A. introductory text, and add Part II.A.8 to read as follows:</AMDPAR>
          <HD SOURCE="HD1">Appendix to Part 10—Exemptions</HD>
          <EXTRACT>
            <STARS/>
            <HD SOURCE="HD1">Part II. Specific Exemptions</HD>
            <P>A. The following systems of records are exempt from subsection (c)(3) (Accounting of Certain Disclosures), (d) (Access to Records), (e)(4)(G), (H), and (I) (Agency Requirements), and (f) (Agency Rules) of 5 U.S.C. 552a, to the extent that they contain investigatory material compiled for law enforcement purposes, in accordance 5 U.S.C. 552a(k)(2):</P>
            <STARS/>
            <P>8. Suspicious Activity Reporting (SAR) database, maintained by the Office of Intelligence, Security, and Emergency Response, Office of the Secretary.</P>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Washington, DC, on December 12, 2011.</DATED>
          <NAME>Claire W. Barrett,</NAME>
          <TITLE>Departmental Chief Privacy Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32351 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-62-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>National Highway Traffic Safety Administration</SUBAGY>
        <CFR>49 CFR Part 575</CFR>
        <DEPDOC>[Docket No. NHTSA-2011-0177]</DEPDOC>
        <RIN>RIN 2127-AK83</RIN>
        <SUBJECT>Tire Fuel Efficiency Consumer Information Program</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Highway Traffic Safety Administration (NHTSA), Department of Transportation.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; response to petitions for reconsideration.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This document responds to petitions for reconsideration of a March 30, 2010 final rule that established test methods to be used by tire manufacturers to generate comparative performance information in order to inform consumers about differences in the fuel efficiency (rolling resistance), safety (wet traction), and durability (treadwear) of replacement passenger car tires. The final rule also established reporting requirements for the generated performance information. In response to the petitions, today's final rule revises certain aspects of the reporting requirements and clarifies others, incorporates by reference a publication cited in the final rule but not included with the other publications incorporated by reference, and clarifies the scope of the program by amending the definition of the term, “replacement passenger car tires.”</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>

          <P>Today's final rule is effective January 20, 2012. The incorporation by reference of certain publications listed in the rule was approved by the Director of the<E T="04">Federal Register</E>as of June 1, 2010.</P>
          <P>The various compliance dates for these regulations are set forth, as applicable, in § 575.106(e)(1)(iii).</P>
          <P>Petitions for reconsideration must be received February 6, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Petitions for reconsideration must be submitted to: Administrator, National Highway Traffic Safety<PRTPAGE P="79115"/>Administration, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P SOURCE="NPAR">
            <E T="03">For policy and technical issues:</E>Ms. Mary Versailles, Office of Rulemaking, National Highway Traffic Safety Administration, 1200 New Jersey Avenue SE., Washington, DC 20590. Telephone: (202) 366-2057.</P>
          <P>
            <E T="03">For legal issues:</E>Mr. William H. Shakely, Office of the Chief Counsel, National Highway Traffic Safety Administration, 1200 New Jersey Avenue SE., Washington, DC 20590. Telephone: (202) 366-2992.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. Background</FP>
          <FP SOURCE="FP1-2">A. Final Rule</FP>
          <FP SOURCE="FP1-2">B. Overview of Petitions for Reconsideration</FP>
          <FP SOURCE="FP-2">II. Petitions for Reconsideration and Agency's Response</FP>
          <FP SOURCE="FP1-2">A. Reporting Format and Information to be Reported</FP>
          <FP SOURCE="FP1-2">B. Ongoing Reporting Requirements for New or Different Rating Information</FP>
          <FP SOURCE="FP1-2">C. Reporting Requirements for Exempted Tires</FP>
          <FP SOURCE="FP1-2">D. Incorporation by Reference of ASTM E 501</FP>
          <FP SOURCE="FP1-2">E. Definition of “Replacement Passenger Car Tire”</FP>
          <FP SOURCE="FP1-2">F. Issues Not Decided by the March 2010 Final Rule</FP>
          <FP SOURCE="FP-2">III. Regulatory Notices and Analyses</FP>
          <FP SOURCE="FP1-2">A. Executive Order 12866 and DOT Regulatory Policies and Procedures</FP>
          <FP SOURCE="FP1-2">B. Paperwork Reduction Act</FP>
          <FP SOURCE="FP1-2">C. Regulation Identifier Number (RIN)</FP>
          <FP SOURCE="FP1-2">D. Privacy Act</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Background</HD>
        <HD SOURCE="HD2">A. Final Rule</HD>
        <P>The Energy Independence and Security Act of 2007 (EISA)<SU>1</SU>
          <FTREF/>included a requirement that NHTSA develop a national tire fuel efficiency consumer information program (TFECIP) to educate consumers about the effect of tires on automobile fuel efficiency, safety, and durability.</P>
        <FTNT>
          <P>
            <SU>1</SU>Public Law 110-140, 121 Stat. 1492 (Dec. 18, 2007).</P>
        </FTNT>
        <P>On June 22, 2009, NHTSA published a notice of proposed rulemaking (NPRM) for the TFECIP.<SU>2</SU>
          <FTREF/>The NPRM proposed to require manufacturers to rate their tires using the ISO 28580 test methods for rolling resistance (fuel efficiency), and the existing uniform tire quality grading standards (UTQGS) test methods for wet traction (safety) and treadwear (durability). The NPRM also proposed to require replacement tires to be labeled for each of these three ratings using a 0 to 100 scale, and proposed to require manufacturers to report various data concerning replacement tires to NHTSA. The agency received over 600 pages of comments on the NPRM.</P>
        <FTNT>
          <P>
            <SU>2</SU>
            <E T="03">See</E>Notice of Proposed Rulemaking, Tire Fuel Efficiency Consumer Information Program, 74 FR 29542 (June 22, 2009); Docket No. NHTSA-2008-0121-0014.</P>
        </FTNT>
        <P>On March 30, 2010, NHTSA published a final rule specifying the test methods to be used to measure three aspects of tire performance: rolling resistance, wet traction, and treadwear life.<SU>3</SU>
          <FTREF/>The final rule also included revised reporting requirements for manufacturers. The final rule did not include any of the requirements for the consumer information and education portions of the TFECIP.<SU>4</SU>
          <FTREF/>Instead, NHTSA announced that, based on the comments the agency had received, it had decided to conduct additional research before issuing a new proposal for these requirements.</P>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Final Rule, Tire Fuel Efficiency Consumer Information Program, 75 FR 15894 (Mar. 30, 2010); Docket No. NHTSA-2010-0036-001.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>Although the March 2010 final rule did not include requirements for how the performance information would be displayed, the final rule noted that Section 111 of EISA explicitly prohibits NHTSA from requiring permanent labeling on the tire for the purposes of tire fuel efficiency information (49 U.S.C. 32204A(d)).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Overview of Petitions for Reconsideration</HD>
        <P>The agency received nine petitions for reconsideration of the March 2010 final rule, including one petition from the Rubber Manufacturers Association (RMA), a tire industry trade association, and eight petitions from individual tire manufacturers. Except for a supplemental petition filed by Bridgestone Americas Tire Operations, LLC (Bridgestone), the tire manufacturers' petitions indicated their support for the RMA petition and did not raise any additional issues or arguments. Therefore, only the issues raised by the RMA petition and the Bridgestone supplemental petition are addressed by this document. These issues are summarized below:</P>
        <P>• RMA petitioned the agency to reconsider the final rule's requirement that tire manufacturers report the tire fuel efficiency (TFE) rating information as part of the Early Warning Reporting (EWR) data submissions.</P>
        <P>• RMA petitioned the agency to clarify the section of the final rule requiring tire manufacturers to report new or different rating information to NHTSA and recommended separating the section into two distinct requirements, one for rating information for new tires and one for new or different rating information for existing tires. RMA further petitioned the agency to reconsider the requirement that new or different ratings be reported not more than 30 days after the receipt of information that would determine such new or different ratings.</P>
        <P>• RMA petitioned the agency to reconsider the language used to establish the reporting requirements for exempted tires, asserting that the final rule was unclear as to whether a manufacturer is permitted to update its list of exempted tires, either by including new exempted tires on the list or by removing tires on the list that no longer meet the requirements for exemption.</P>
        <P>• RMA petitioned the agency to incorporate by reference ASTM International E 501-08, “Standard Specification for Standard Rib Tire for Pavement Skid-Resistance Tests,” (“ASTM E 501”), a publication that was cited in the final rule but for which a citation was not included with the other publications incorporated by reference in § 575.3.</P>
        <P>• Bridgestone petitioned the agency to clarify the definition of “Replacement passenger car tire.”</P>
        <P>• RMA offered comments regarding issues not decided in the March 2010 final rule, including: the metric for expressing rolling resistance; the determination of the ratings for rolling resistance, wet traction, and treadwear; the selection of the lab alignment tires and reference laboratory or laboratories consistent with ISO 28580; and the lead time for compliance with the requirements.</P>
        <HD SOURCE="HD1">II. Petitions for Reconsideration and Agency's Response</HD>
        <HD SOURCE="HD2">A. Reporting Format and Information To Be Reported</HD>
        <P>The March 2010 final rule established reporting requirements for tire manufacturers, requiring each manufacturer to report to NHTSA the rolling resistance rating, wet traction rating, and treadwear rating for each stock keeping unit (SKU) it manufactures.<SU>5</SU>
          <FTREF/>The final rule reduced the amount of required information contemplated in the NPRM, which had proposed requiring tire manufacturers to report the base test values upon which the ratings were calculated. Regarding the format, the final rule required rating information to be reported as extra columns in the EWR electronic data submissions required by Section 26 of Part 579, which requires tire manufacturers to report tire production information.</P>
        <FTNT>
          <P>
            <SU>5</SU>These reporting requirements will be implemented as indicated in a forthcoming final rule (49 CFR 575.106(e)(1)(iii)).</P>
        </FTNT>
        <PRTPAGE P="79116"/>
        <P>The purpose of the reporting requirements for the TFECIP is to provide consumers with a database that allows cross-comparisons of tire brands, and for the functioning of the online fuel economy calculator.</P>
        <P>RMA petitioned the agency to reconsider the format of the reporting requirements. First, RMA cited the difference in reporting frequency between EWR information and TFECIP rating information. Specifically, RMA noted that EWR production information is submitted quarterly, while the final rule contemplated one-time reporting of TFECIP rating information for existing tires, with additional reporting of tire rating information for new tires relative to their introduction to the market. RMA asserted that because, in the vast majority of cases, TFECIP rating information would not change after the information was initially reported, requiring the information to be reported quarterly would impose an additional and unnecessary burden on tire manufacturers and increase the complexity of their EWR submissions.</P>
        <P>Second, RMA noted that the EWR program is managed by NHTSA's Office of Defects Investigation for the purpose of identifying potential safety issues, while the TFECIP rating information will likely be used and managed by NHTSA's Offices of Rulemaking and Vehicle Compliance for the purpose of providing consumer information. RMA indicated that, likewise, responsibility for reporting the two types of information will likely lie with different departments within each tire manufacturer. Accordingly, RMA contended that separating the reporting of each type of information would likely increase efficiency.</P>
        <P>Third, RMA noted that the EWR electronic reporting system has input verification checks, and it was concerned that adding columns to the EWR data submission could potentially cause rejection of submissions, leading to delays and jeopardizing the manufacturers' ability to timely comply with the EWR requirements.</P>
        <P>Fourth, RMA noted that the EWR submissions include some confidential information, while the TFECIP rating information is intended to be disseminated to the public. RMA indicated that separating the two types of submissions would streamline the data management process.</P>
        <P>Finally, RMA cited Congress's contemplation of legislation that could change the EWR program and recommended that EWR and TFECIP submissions be separated so that the reporting of TFECIP rating information would not be inadvertently affected by the potential legislation.</P>
        <P>Based on these reasons, RMA recommended that TFECIP rating information be submitted in a specified electronic format, such as a spreadsheet. RMA further recommended that the agency provide a template for manufacturers to use so that TFECIP submissions would be in a consistent format and could be uploaded efficiently to NHTSA's consumer tire Web site.</P>
        <P>
          <E T="03">Agency Response</E>—The agency is granting RMA's request to separate the TFECIP rating information submissions from the EWR reports. The NPRM contemplated a reporting system consisting of both a spreadsheet template and an online data reporting system. The final rule mandated that tire rating information be submitted as extra columns in each manufacturer's EWR submission based on the rationale that such a format would impose a minimal burden on manufacturers. However, in light of RMA's comments, NHTSA agrees that the difference in reporting frequency between TFECIP submissions and EWR submissions would make it complicated for manufacturers to combine both submissions.</P>
        <P>Accordingly, today's final rule eliminates the requirement that TFECIP rating information be submitted as extra columns in a manufacturer's EWR submission and, instead, requires that rating information be submitted to NHTSA by mail, facsimile, or email. Additionally, because the tire rating information will no longer accompany the EWR submissions, this final rule requires that certain identification information that would have been contained in the EWR submissions be included with the separate rating information submissions. This required identification information includes the manufacturer's name, the brand name owner (if different than the manufacturer), the tire line, the SKU, and the tire size.</P>

        <P>Because this identification information is now required by § 575.106, a new definition is being added to this section and an existing definition is being amended to clarify what information is required. The term “manufacturer” is not defined in Part 575. In order to specify the meaning of this term for the purpose of the rating information submissions, as well as to clarify the applicability of the requirements of § 575.106, this final rule includes a definition of the term “manufacturer” in § 575.106 based on the definition used in Part 579,<E T="03">Reporting of Information and Communications About Potential Defects,</E>
          <SU>6</SU>

          <FTREF/>which specifies the EWR requirements. Additionally, the definition of the term “tire line” is amended to remove the phrase “or<E T="03">tire model.”</E>The term “tire model” is not used anywhere else in the regulatory text, and, within the tire industry, the term is often used to represent the finite element or mathematical model of a tire, rather than the name a manufacturer uses to designate a tire product. Accordingly, to define it differently in § 575.106 could be potentially confusing.</P>
        <FTNT>
          <P>
            <SU>6</SU>49 CFR 579.4.</P>
        </FTNT>
        <P>At this time, the agency is not requiring a specific format for the submission of rating information. The agency is exploring the development of an online submission form and is considering the use of such a form as a future improvement to facilitate submissions.</P>
        <P>In the NPRM, NHTSA proposed a reporting system consisting of both a spreadsheet template and an online data reporting system. The estimated reporting costs based on this proposed system were examined in detail in the Preliminary Regulatory Impact Analysis (PRIA).<SU>7</SU>
          <FTREF/>In the Final Regulatory Impact Analysis (FRIA),<SU>8</SU>
          <FTREF/>NHTSA responded to manufacturer comments on the initial estimates of these costs. However, NHTSA did not modify those estimates to account for the cost savings realized by combining the TFECIP reports with the EWR reports, and no comments regarding the final estimates were submitted. Therefore, NHTSA believes that the estimated reporting costs in the March 2010 final rule accurately reflect the expected reporting costs associated with the amended reporting requirements established by today's final rule, which, like the proposed reporting system described in the NPRM, require TFECIP rating information to be submitted separately.</P>
        <FTNT>
          <P>
            <SU>7</SU>Preliminary Regulatory Impact Analysis, Notice of Proposed Rulemaking Replacement Tire Consumer Information Program Part 575.106, June 2009 (Docket No. NHTSA-2008-0121-0015.1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>Final Regulatory Impact Analysis, Replacement Tire Consumer Information Program Part 575.106, March 2010 (Docket No. NHTSA-2010-0036-0002.1).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Ongoing Reporting Requirements for New or Different Rating Information</HD>

        <P>In addition to establishing initial reporting requirements for manufacturers, the March 2010 final rule established ongoing reporting requirements. Specifically, the final rule required a manufacturer who receives information that would determine new or different rating information for its<PRTPAGE P="79117"/>tires to report the new or different rating information to NHTSA within 30 days of receiving the information. Additionally, the preamble to the NPRM and the preamble to the final rule stated that, after the initial reporting period, manufacturers would be required to submit information for new tires at least 30 days prior to introducing the tires for sale, as is required for UTQGS information.<SU>9</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>9</SU>49 CFR 575.6(d)(2)(i).</P>
        </FTNT>
        <P>In its petition, RMA noted that the language of the preamble and the final rule appeared to be designed to address two situations: (1) Reporting information for new tires entering the market, and (2) reporting revised rating information for existing tires. RMA recommended that NHTSA create separate requirements for these two situations and clarify the reporting requirements for each situation.</P>
        <P>Regarding the reporting requirements for new tires, RMA supported the requirement, as stated in the preamble, that new tire information be submitted at least 30 days prior to introducing the tire for sale. Regarding the reporting requirements for revised rating information, RMA requested that NHTSA reconsider its requirement that such information be submitted no more than 30 days after the manufacturer receives information that would determine new or different rating information. RMA stated that when new information is received, the manufacturer will need time to analyze it, check its validity, and assess whether the information necessitates a change in rating information. RMA indicated that it would be impracticable to conduct such an assessment and prepare a submission to NHTSA within 30 days. RMA requested that the time period for reporting new or different rating information be revised to reflect that the 30 day period begins when the manufacturer makes a determination that a revised rating is necessary, rather than when the new information is received.</P>
        <P>
          <E T="03">Agency Response</E>—The agency is granting in part RMA's request to amend the ongoing reporting requirements for tire manufacturers by creating separate requirements for each type of reporting situation. The agency is also granting in part RMA's request to amend the required time period for reporting new or different rating information.</P>

        <P>NHTSA agrees that the section of the final rule regarding ongoing reporting requirements does not clearly address the different situations where further reporting might be required following the submission of the manufacturer's initial report,<E T="03">i.e.,</E>the introduction of new tires and the determination of new or different rating information for existing tires. Specifically, the final rule did not reflect the requirement, stated in the preamble, that manufacturers report rating information for new tires at least 30 days prior to introducing them for sale.</P>
        <P>Accordingly, today's document amends the ongoing reporting requirements by creating separate and distinct requirements for new tire information and revised rating information. For new tire information, today's final rule adopts the requirement stated in the preambles to the NPRM and the March 2010 final rule, namely that manufacturers must report rating information for new tires to NHTSA at least 30 days prior to introducing the tires for sale. This requirement is consistent with the UTQGS requirements at 49 CFR 575.6(d)(2)(i).</P>
        <P>However, NHTSA believes that there are two different situations that could require a revised rating. One such situation, as noted by RMA, is where a manufacturer receives information regarding an existing tire indicating that revised rating information for that tire may be necessary. In such a situation, NHTSA agrees that 30 days is an insufficient amount of time for the manufacturer to assess the validity of the information and prepare a submission to NHTSA. However, the agency continues to believe that it is in consumers' best interests to have revised rating information reported in a timely manner, and we do not believe that RMA's proposed reporting period adequately ensures the timely reporting of such information. RMA's proposed reporting period would be based on each manufacturer's own timeline for determining whether revised rating information was necessary, with no specified limit on the length of the determination period. In balancing the need for timely reporting of revised information with the need for accurate information, the agency is expanding the reporting period from 30 days to 120 days from the date that the new information is received by the manufacturer. We believe that 120 days is a reasonable amount of time for the manufacturer to assess the validity of the new information, make a determination whether the rating information for the tire needs to be revised, and submit that revised information to NHTSA.</P>
        <P>This additional time will allow the manufacturer to analyze the new information and make a reasoned determination as to whether a revised rating is necessary. For example, a test may indicate that the rating information for an existing tire is incorrect, but further review of the test might show a test anomaly that explains the results. In such a situation, although revision of the tire's rating might have been suggested by the initial test results, such revision is not actually necessary. Accordingly, amending the reporting period will help prevent the potential reporting of inaccurate rating information by allowing the manufacturer time to determine the validity of the new information it receives.</P>
        <P>The other situation where a rating is revised is when design changes to a tire affect the accuracy of the rating information and necessitate the submission of revised rating information. Because a design change is initiated by the manufacturer, the agency does not believe that an extended reporting period is warranted. Because this situation is comparable to the introduction of an entirely new tire, NHTSA believes that it is reasonable to require the manufacturer to evaluate the design change's effect on the tire's rating information prior to introducing the redesigned tire for sale. Accordingly, NHTSA is requiring that when a manufacturer makes a design change to a tire that affects the accuracy of the rating information for that tire, the manufacturer must report the revised rating information to NHTSA at least 30 days prior to introducing the redesigned tire for sale.</P>
        <HD SOURCE="HD2">C. Reporting Requirements for Exempted Tires</HD>
        <P>EISA specifies that the tire fuel efficiency requirements are to apply only to replacement tires covered under 49 CFR 575.104(c).<SU>10</SU>
          <FTREF/>Section 575.104 is the federal regulation that requires motor vehicle and tire manufacturers and tire brand name owners to provide information indicating the relative performance of passenger car tires in the areas of treadwear, traction, and temperature resistance. This section of NHTSA's regulations specifies the test methods to determine UTQGS, and mandates that these standards be molded onto tire sidewalls.</P>
        <FTNT>
          <P>
            <SU>10</SU>49 U.S.C. 32304A(a)(3).</P>
        </FTNT>
        <P>Section 575.104 applies only to new pneumatic tires<SU>11</SU>

          <FTREF/>for use on passenger cars but does not apply to deep tread, winter-type snow tires, space-saver or temporary use spare tires, tires with nominal rim diameters of 12 inches or<PRTPAGE P="79118"/>less, or to limited production tires as defined in 49 CFR 575.104(c)(2). Because EISA specifies that the TFECIP requirements are to apply only to tires covered by Section 575.104, these exclusions were adopted in the NPRM and final rule.<SU>12</SU>
          <FTREF/>Additionally, the final rule explicitly excluded replacement light truck (LT) tires from the TFECIP because they are not passenger car tires and, accordingly, are not covered by Section 575.104.</P>
        <FTNT>
          <P>

            <SU>11</SU>The term pneumatic tire is a broad one that essentially means air-filled tires (49 CFR 571.139,<E T="03">New Pneumatic Radial Tires for Light Vehicles).</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>We acknowledge that the technical term for rim diameter is “rim code.” We have chosen to use the term “rim diameter” because that is the term used in Section 575.104(c), the regulation from which the exempted categories of tires are adopted.</P>
        </FTNT>
        <P>The final rule also established reporting requirements for manufacturers of these excluded types of tires, collectively referred to as “exempted tires.” Specifically, the final rule stated that each manufacturer must report all tire lines, size designations, and SKUs for the tires it manufactures which are exempted from the TFECIP. For manufacturers that are otherwise required to report rating information, the final rule stated that exempted tire information could be included with the rating information in the manufacturers' EWR submissions. For manufacturers that only produce exempted tires, the final rule required a one-time statement listing each one of the manufacturer's tire models (lines)/sizes, as well as a statement that each of its tire models (lines)/sizes is exempted from the applicability of the regulation and thus not rated. The preamble to the final rule explained that this information would be useful to consumers who wish to understand which tires are not rated and why, and, accordingly, would be made available on NHTSA's Web site. The agency determined that requiring the submission of such information would impose a minimal burden on manufacturers.</P>
        <P>As discussed above, the final rule also established ongoing reporting requirements, which stated that a manufacturer who receives information that would determine new or different rating information must report the new or different rating information to NHTSA within 30 days. Additionally, the preamble to the final rule stated that when a manufacturer introduces a new tire model (line) or size that it believes to be exempted from the TFECIP, it must send a statement declaring this information to NHTSA at least 30 days before the tire is first offered for sale.</P>
        <P>In its petition, RMA noted that the final rule could be interpreted as establishing only initial reporting requirements for exempted tires. Specifically, RMA cited to the requirement that exempted tire manufacturers submit a “one-time statement” listing their tires, asserting that the use of the term makes the reporting requirements unclear. RMA requested that NHTSA clarify the language of the final rule to make clear that the ongoing reporting requirements apply to exempted tire manufacturers, allowing them to amend their statements to include new exempted tires and to remove listed tires that are no longer exempted.</P>
        <P>
          <E T="03">Agency Response</E>—The agency is granting RMA's request to clarify the language of the reporting requirements to reflect that manufacturers of exempted tires must report information regarding new exempted tires as well as any new or different information regarding existing exempted tires.</P>
        <P>The March 2010 final rule required that a manufacturer who only produces exempted tires submit a “one-time statement” listing the tires it manufactures and certifying that none of the listed tires are required to be rated. The final rule's use of the term “one-time statement” was meant to distinguish the reporting requirements for manufacturers that only produce exempted tires from the requirements for manufacturers that produce both exempted and rated tires. The final rule permitted these latter manufacturers to submit information regarding their exempted tires with TFECIP rating information as part of their quarterly EWR statements. Accordingly, the use of the term “one-time statement” was not meant to exclude manufacturers of exempted tires from the ongoing reporting requirements.</P>
        <P>However, NHTSA agrees that the language of the final rule does not clearly address the ongoing reporting requirements of exempted tire manufacturers. Specifically, the final rule did not reflect the requirement, stated in the preamble, that manufacturers report information for new exempted tires at least 30 days prior to introducing them for sale. Additionally, the final rule only required that new or different rating information be reported after the initial reporting period and did not include any reporting requirements for new or different information regarding exempted tires. The reasoning behind requiring manufacturers to initially report information regarding their exempted tires is equally applicable to requiring manufacturers to report information for new exempted tires and new or different information for existing exempted tires. Such information would be useful to consumers who wish to understand which tires are not rated and why.</P>
        <P>As explained above, today's final rule amends the reporting requirements for manufacturers of rated tires, eliminating the requirement that rating information be submitted with each manufacturer's EWR report, and thus removes the distinction in reporting frequency between manufacturers of both rated and exempted tires and manufacturers of only exempted tires. This final rule also amends the ongoing reporting requirements for tire manufacturers. Specifically, today's document creates separate requirements for reporting rating information for new tires and reporting new or different rating information for existing tires. Rating information for new tires and revised rating information for redesigned tires must be reported to NHTSA at least 30 days prior to introducing the tires for sale. Revised rating information for existing tires based on new information must be reported to NHTSA no more than 120 days from the date that the manufacturer receives information that would determine new or different ratings.</P>
        <P>Because the agency's decision to separate the TFECIP reporting requirements from the EWR reporting requirements will result in a small cost increase to manufacturers, NHTSA reviewed the need for reporting information regarding exempted tires. The March 2010 final rule stated that the TFECIP does not apply to LT tires, deep tread, winter-type snow tires, space-saver or temporary use spare tires, tires with nominal rim diameters of 12 inches or less, or to limited production tires. The final rule required that manufacturers report information on each of these categories of tires. After further review, NHTSA has decided to limit the categories of exempted tires for which information must be reported to the agency.</P>

        <P>The purpose of reporting information on exempted tires is that it would be useful to consumers who wish to understand which tires are not rated and why. The agency acknowledges that some categories of exempted tires are already marked in ways that will allow consumers who examine the tires to understand why rating information is not available. For example, light truck tires are marked with the letters “LT”, “C”, “CP”, or “MPT” and space-saver or temporary use spare tires are marked with the letter “T.” Likewise, each tire is marked with its rim diameter, so that consumers examining the tire will be able to identify tires with nominal rim diameters of 12 inches or less. Accordingly, because these categories of<PRTPAGE P="79119"/>tires already display identifiable markings distinguishing them from tires covered under the TFECIP, the agency is not requiring manufacturers to report information on tires within these categories. Instead, the agency is only requiring manufacturers to report information on deep tread, winter-type snow tires<SU>13</SU>
          <FTREF/>and limited production tires. Tires within these categories may not display markings that would allow a consumer to readily determine that they were exempt from the TFECIP.</P>
        <FTNT>
          <P>
            <SU>13</SU>The agency notes that manufacturers may voluntarily use an “Alpine Symbol” to label certain tires that attain a particular traction index when using a specified snow traction test. 49 CFR 571.139. However, as use of the symbol is voluntary, NHTSA believes that requiring information on these types of tires to be reported is necessary to ensure that all deep tread, winter-type snow tires are identified as exempt from the rating requirements of the TFECIP.</P>
        </FTNT>
        <P>In order to clarify that exempted tire manufacturers are also subject to the ongoing reporting requirements, this final rule amends these requirements to reflect that manufacturers must submit identifying information for all new tires in the exempted categories listed above as well as any new or different information regarding existing tires in those categories. Such new or different information would include the fact that a listed exempted tire no longer qualifies as exempted. The ongoing reporting requirements for exempted tire information are the same as those for rated tires. Information for new exempted tires and revised information for redesigned tires must be reported to NHTSA at least 30 days prior to introducing the tires for sale. Revised information for existing tires based on new information must be reported to NHTSA no more than 120 days after the manufacturer receives the new information.</P>
        <HD SOURCE="HD2">D. Incorporation by Reference of ASTM E 501</HD>
        <P>In the March 2010 final rule, the agency amended § 575.3,<E T="03">Matter incorporated by reference,</E>to include a centralized index of all of the publications incorporated into part 575. This was not intended to alter the substance of any references, but merely to consolidate all of the incorporations by reference contained in part 575. The final rule also updated the existing information in § 575.3 to include new language regarding procedures for retrieving materials from the National Archives and Records Administration and a new format indicating the sections where incorporated materials were referenced. ASTM E 501 was one of the publications referenced in part 575 prior to the promulgation of the March 2010 final rule, specifically in § 575.104(f), which describes the UTQGS test methods for traction grading. The final rule amended § 575.104(f) to reflect that ASTM E 501 was incorporated by reference, citing § 575.3.</P>
        <P>In its petition, RMA noted that, despite the amended language of § 575.104(f), § 575.3 does not contain a citation for ASTM E 501. RMA requested that NHTSA include a citation for ASTM E 501 in § 575.3 and suggested that the reference should state the full name of the standard, ASTM E 501-8, “Standard Specification for Standard Rib Tire for Pavement Skid-Resistance Tests,” rather than simply ASTM E 501.</P>
        <P>
          <E T="03">Agency Response</E>—NHTSA is granting RMA's request to include a citation for ASTM E 501 in § 575.3. Pursuant to 5 U.S.C. 552(a) and 1 CFR part 51, when NHTSA wishes to incorporate the standards and practices of other standardizing bodies into its regulations, it may incorporate those materials by reference instead of reproducing them verbatim. It must, however, obtain the approval of the Director of the Federal Register for each such incorporation. In preparation for the publication of the March 2010 final rule, NHTSA sought and received approval from the Director of the Federal Register to incorporate by reference various publications cited in the final rule, including ASTM E 501. However, the final rule unintentionally failed to include a citation for ASTM E 501 in § 575.3. Accordingly, today's final rule adds a citation for ASTM E 501 in § 575.3. As suggested by RMA, the citation states the full name of the standard.</P>
        <HD SOURCE="HD2">E. Definition of “Replacement Passenger Car Tire”</HD>
        <P>As explained above, EISA specifies that the TFECIP requirements only apply to replacement tires covered under 49 CFR 575.104(c).<SU>14</SU>
          <FTREF/>Section 575.104 specifies the test methods to determine UTQGS, and mandates that these standards be molded onto tire sidewalls.</P>
        <FTNT>
          <P>
            <SU>14</SU>49 U.S.C. 32304A(a)(3).</P>
        </FTNT>
        <P>Section 575.104 applies to new pneumatic tires for use on passenger cars with the exclusion of several particular types of tires.<SU>15</SU>
          <FTREF/>Although most UTQGS requirements apply to all passenger car tires, whether sold as original equipment with a new automobile (OE tires) or as replacement tires, some apply only to replacement tires. For example, the requirement for a paper label on the tire tread excludes tires sold as original equipment on a new vehicle.<SU>16</SU>
          <FTREF/>Based on the statutory language and NHTSA's belief that Congress intended that the agency look to the UTQGS regulation for appropriate definitions of different types of tires, NHTSA used the language of Section 575.104 as the basis for the definition of replacement tires for the purposes of the TFECIP. Accordingly, the final rule defined “replacement passenger car tire” to include passenger car tires other than passenger car tires sold as original equipment on a new vehicle.</P>
        <FTNT>
          <P>
            <SU>15</SU>49 CFR 575.104(c)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>49 CFR 575.104(d)(1)(i)(B).</P>
        </FTNT>
        <P>In its supplemental petition for reconsideration, Bridgestone requested clarification of the definition of “replacement passenger car tire,” noting that, in some situations, new tires manufactured for the original equipment market are provided to consumers after the sale of a new vehicle at no cost to the consumer. According to Bridgestone, these tires are only available to tire retailers/installers to replace original equipment tires with the same specifications and are provided at no cost to the consumer pursuant to the terms of a consumer warranty contract or contractual agreement between the vehicle manufacturer and the tire manufacturer, or as an act of goodwill extended by the manufacturer or retailer. Bridgestone asked whether such tires are considered replacement tires under the final rule.</P>
        <P>
          <E T="03">Agency Response</E>—On reconsideration, NHTSA believes that tires that are only available to replace original equipment tires at no cost to consumers should not be considered replacement tires for the purposes of the TFECIP. The TFECIP is intended to inform consumers about the effect of their choices among replacement passenger car tires on fuel efficiency, safety, and durability. Section 111 of EISA explicitly states that the purpose of the national TFE rating system is to assist consumers in making more educated tire purchasing decisions.<SU>17</SU>

          <FTREF/>The types of tires described by Bridgestone are not available to consumers looking to purchase tires. Instead, these types of tires are provided at no cost to consumers to replace original equipment tires with the same specifications. Therefore, NHTSA believes that these types of tires are not within the intended scope of the TFECIP, and, accordingly, the agency is amending the definition of “replacement passenger car tire” to reflect that only passenger car tires that are offered for sale to consumers are<PRTPAGE P="79120"/>considered replacement tires for the purposes of the program.</P>
        <FTNT>
          <P>
            <SU>17</SU>49 U.S.C. 32304A(a)(2)(A).</P>
        </FTNT>
        <HD SOURCE="HD2">F. Issues Not Decided by the March 2010 Final Rule</HD>
        <P>The March 2010 final rule stated that the agency was delaying decision on a number of issues related to the TFECIP and would publish a supplemental NPRM addressing these issues. Among the issues not decided in the final rule were the rolling resistance metric to be used to determine the fuel efficiency rating, the determination of fuel efficiency, safety, and durability ratings from the performance information generated by the test methods, the selection of a reference laboratory and lab alignment tires to implement the rolling resistance test methods under ISO 28580, and the lead time for compliance with the final rule.</P>
        <P>In its petition, RMA offered comments on these issues and requested an opportunity to review future rules related to the TFECIP and potentially petition for reconsideration on areas covered by the March 2010 final rule that are affected by such future rules.</P>
        <P>
          <E T="03">Agency Response</E>—Because the remaining issues commented on by RMA are outside the scope of the final rule, the agency will consider these comments in future rulemaking activities.</P>
        <HD SOURCE="HD1">III. Regulatory Notices and Analyses</HD>
        <P>This rule makes several changes to the regulatory text of 49 CFR part 575. The agency has already discussed the relevant requirements of the National Environmental Policy Act, the Regulatory Flexibility Act, Executive Order 13132 (Federalism), Executive Order 12988 (Civil Justice Reform), the Unfunded Mandates Reform Act, Executive Order 13045 (Protection of Children from Environmental Health and Safety Risks), the National Technology Transfer and Advancement Act, and Executive Order 13211 (Energy Effects) in the March 2010 final rule. Those discussions are not affected by these changes.</P>
        <HD SOURCE="HD2">A. Executive Orders 12866 and 13563 and DOT Regulatory Policies and Procedures</HD>
        <P>NHTSA has considered the impact of this rulemaking action under Executive Order 12866, Executive Order 13563, and the Department of Transportation's regulatory policies and procedures. This rulemaking document was not reviewed by the Office of Management and Budget under E.O. 12866, “Regulatory Planning and Review.” It is not considered to be significant under E.O. 12866 or the Department's Regulatory Policies and Procedures (44 FR 11034; February 26, 1979).</P>
        <P>This document amends the reporting requirements of the TFECIP. The agency has already prepared a FRIA for the March 2010 final rule and placed it in the docket for that rule as well as the agency's Web site. The agency believes that the estimated reporting costs contained in the FRIA accurately reflect the expected reporting costs with the modifications made in today's final rule. These costs include start-up costs of almost $400,000, and annual reporting costs of approximately $113,000. For a further explanation of the estimated costs, see the FRIA provided in the docket for the March 2010 final rule.</P>
        <HD SOURCE="HD2">B. Paperwork Reduction Act</HD>

        <P>Under the procedures established by the Paperwork Reduction Act of 1995 (PRA), a person is not required to respond to a collection of information by a Federal agency unless the collection displays a valid OMB control number. Today's final rule amends the reporting requirements for tire manufacturers under the new consumer information program at 49 CFR Part 575.106,<E T="03">Tire fuel efficiency consumer information program.</E>Accordingly, NHTSA is submitting a request to OMB for approval of the following collection of information.</P>
        <P>In compliance with the PRA, this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to OMB for review and comment. The ICR describes the nature of the information collections and their expected burden. This is a request for new collection.</P>
        <P>
          <E T="03">Agency:</E>National Highway Traffic Safety Administration (NHTSA).</P>
        <P>
          <E T="03">Title:</E>49 CFR part 575.106, Tire fuel efficiency consumer information program.</P>
        <P>
          <E T="03">Type of Request:</E>New collection.</P>
        <P>
          <E T="03">OMB Clearance Number:</E>Not assigned.</P>
        <P>
          <E T="03">Form Number:</E>The collection of this information will not use any standard forms.</P>
        <P>
          <E T="03">Requested Expiration Date of Approval:</E>Three years from the date of approval.</P>
        <HD SOURCE="HD3">Summary of the Collection of Information</HD>

        <P>In the March 30, 2010 final rule, NHTSA established reporting requirements for the TFECIP. In response to petitions for reconsideration, NHTSA is amending those requirements. Tire manufacturers and tire brand name owners would be required to rate all replacement passenger car tires for fuel efficiency (<E T="03">i.e.,</E>rolling resistance), safety (<E T="03">i.e.,</E>wet traction), and durability (<E T="03">i.e.,</E>treadwear), and to submit identification information and ratings for each tire to NHTSA. The ratings for safety and durability are based on test procedures specified under the UTQGS traction and treadwear ratings requirements. The required identification information for rated tires includes the manufacturer's name, the brand name owner (if different than the manufacturer), the tire line, the SKU, and the tire size. Additionally, manufacturers and tire brand name owners would be required to submit information on the tire lines, SKUs, and size designations for certain exempted tires that they produce.</P>

        <P>The information would be used by consumers of replacement passenger car tires to compare tire fuel efficiency across different tires and examine any tradeoffs between fuel efficiency (<E T="03">i.e.,</E>rolling resistance), safety (<E T="03">i.e.,</E>wet traction), and durability (<E T="03">i.e.,</E>treadwear) in making their purchase decisions. Information on exempted tires would be used to inform consumers which tires are not rated and why.</P>
        <HD SOURCE="HD3">Description of the Need for the Information and Use of the Information</HD>

        <P>NHTSA needs the information to provide consumers information in order to allow them to compare tire fuel efficiency across different tires and examine any tradeoffs between fuel efficiency (<E T="03">i.e.,</E>rolling resistance), safety (<E T="03">i.e.,</E>wet traction), and durability (<E T="03">i.e.,</E>treadwear) in making their purchase decisions. NHTSA needs the information on certain exempted tires to inform consumers which tires are not rated and why. Tires within these categories may not display markings that would allow a consumer to readily determine that they were exempt from the TFECIP.</P>
        <HD SOURCE="HD3">Description of the Likely Respondents (Including Estimated Number, and Proposed Frequency of Response to the Collection of Information)</HD>

        <P>There are approximately 28 manufacturers of replacement passenger car tires sold in the United States. Each manufacturer would be required to submit to NHTSA a one-time list containing identification and rating information for each covered tire it manufactures as well as identification information for certain exempted tires it produces. Additionally, each manufacturer would be required to submit the same information for each new tire it introduced, as well as any new or different information for its existing tires.<PRTPAGE P="79121"/>
        </P>
        <HD SOURCE="HD3">Estimate of the Total Annual Reporting and Recordkeeping Burden Resulting From the Collection of Information</HD>

        <P>NHTSA believes that the estimated reporting costs contained in the final rule accurately reflect the expected reporting costs with the modifications made in today's final rule. The agency estimates that there are 28 tire manufacturers that will be required to report information. Each of these will need to set up the software in a computer program to combine the testing information, organize it for NHTSA's use,<E T="03">etc.</E>We estimate this cost to be a one-time charge of about $10,000 per company. Based on the costs used in the Early Warning Reporting Regulation analysis,<SU>18</SU>

          <FTREF/>we estimate the annual cost per report per tire manufacturer to be $287. There are also computer maintenance costs of keeping the data up to date,<E T="03">etc.,</E>as tests come in throughout the year. In the EWR analysis, we estimated costs of $3,755 per year per company. Thus, the total annual cost is estimated to be $4,042 per company. Accordingly, the total costs would be $280,000 + $113,176 = $393,176 for the first year and $113,176 as an annual cost for the 28 tire manufacturers.</P>
        <FTNT>
          <P>
            <SU>18</SU>Preliminary Regulatory Evaluation, Tread Act Amendments to Early Warning Reporting Regulation Part 579 and Defect and Noncompliance Part 573, August 2008 (Docket No. NHTSA-2008-0169-0007.1).</P>
        </FTNT>

        <P>The largest portion of the cost burden imposed by the TFECIP arises from the testing necessary to determine the ratings that should be assigned to the tires. As detailed in the FRIA, our per-SKU costs to test for rolling resistance, traction, and treadwear amount to $1,180 (<E T="03">i.e.</E>$180 + $500 + $500). This would result in testing costs of $22,420,000 in the first year (19,000 SKUs) and $3,801,960 in subsequent years (3,222 new SKUs annually).</P>
        <P>The estimated annual cost to the Federal government is $1.28 million. This cost includes $730,000 for enforcement testing, and about $550,000 annually to set up and keep up to date a Web site that includes the information reported to NHTSA. Comments are invited on:</P>
        <P>• Whether the collection of information is necessary for the proper performance of the functions of the Department, including whether the information will have practical utility.</P>
        <P>• Whether the Department's estimate for the burden of the information collection is accurate.</P>
        <P>• Ways to minimize the burden of the collection of information on respondents, including the use of automated collection techniques or other forms of information technology.</P>

        <P>A comment to OMB is most effective if OMB receives it within 30 days of publication. Send comments to the Office of Information and Regulatory Affairs, Office of Management and Budget, 725 17th Street NW., Washington, DC 20503, Attn: NHTSA Desk Officer. PRA comments are due within 30 days following publication of this document in the<E T="04">Federal Register</E>.</P>
        <P>The agency recognizes that the collection of information contained in today's final rule may be subject to revision in response to public comments and the OMB review.</P>
        <HD SOURCE="HD2">C. Regulation Identifier Number (RIN)</HD>
        <P>The Department of Transportation assigns a regulation identifier number (RIN) to each regulatory action listed in the Unified Agenda of Federal Regulations. The Regulatory Information Service Center publishes the Unified Agenda in April and October of each year. You may use the RIN contained in the heading at the beginning of this document to find this action in the Unified Agenda.</P>
        <HD SOURCE="HD2">D. Privacy Act</HD>

        <P>Anyone is able to search the electronic form of all comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an organization, business, labor union,<E T="03">etc.</E>). You may review DOT's complete Privacy Act statement in the<E T="04">Federal Register</E>published on April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may visit<E T="03">http://www.dot.gov/privacy.html.</E>
        </P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 49 CFR Part 575</HD>
          <P>Consumer protection, Incorporation by reference, Motor vehicle safety, Reporting and recordkeeping requirements, Tires.</P>
        </LSTSUB>
        
        <P>In consideration of the foregoing, NHTSA is amending 49 CFR part 575 as follows:</P>
        <REGTEXT PART="575" TITLE="49">
          <PART>
            <HD SOURCE="HED">PART 575—CONSUMER INFORMATION</HD>
          </PART>
          <AMDPAR>1. The authority citation of part 575 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 32302, 32304A, 30111, 30115, 30117, 30123, 30166, and 30168, Pub. L. 104-414, 114 Stat. 1800, Pub. L. 109-59, 119 Stat. 1144, Pub. L. 110-140, 121 Stat. 1492, 15 U.S.C. 1232(g); delegation of authority at 49 CFR 1.50.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="575" TITLE="49">
          <AMDPAR>2. Amend § 575.3 by redesignating paragraphs (c)(1) and (c)(2) as (c)(2) and (c)(3), respectively, and adding new paragraph (c)(1) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 575.3</SECTNO>
            <SUBJECT>Matter incorporated by reference.</SUBJECT>
            <STARS/>
            <P>(c) * * *</P>
            <P>(1) ASTM E 501-08 (“ASTM E 501”), “Standard Specification for Standard Rib Tire for Pavement Skid-Resistance Tests” (June 2008), IBR approved for § 575.104 and § 575.106.</P>
            <STARS/>
          </SECTION>

          <AMDPAR>3. Amend § 575.106 by adding, in alphabetical order, the following definition of “Manufacturer” in paragraph (d)(2), revising the definitions of “Replacement passenger car tire” and “Tire line” in paragraph (d)(2), and revising paragraphs (e)(1)(i)(C)(<E T="03">1</E>) through (<E T="03">4</E>) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 575.106</SECTNO>
            <SUBJECT>Tire fuel efficiency consumer information program.</SUBJECT>
            <STARS/>
            <P>(d) * * *</P>
            <P>(2) * * *</P>
            <P>
              <E T="03">Manufacturer</E>means a person manufacturing or assembling motor vehicles or motor vehicle equipment, or importing motor vehicles or motor vehicle equipment for resale. This term includes any parent corporation, any subsidiary or affiliate, and any subsidiary or affiliate of a parent corporation of such a person.</P>
            <STARS/>
            <P>
              <E T="03">Replacement passenger car tire</E>means any passenger car tire offered for sale to consumers, other than a passenger car tire sold as original equipment on a new vehicle.</P>
            <STARS/>
            <P>
              <E T="03">Tire line</E>means the entire name used by a tire manufacturer to designate a tire product including all prefixes and suffixes as they appear on the sidewall of a tire.</P>
            <STARS/>
            <P>(e) * * *</P>
            <P>(1) * * *</P>
            <P>(i) * * *</P>
            <P>(C) * * *</P>
            <P>(<E T="03">1</E>) Subject to paragraph (e)(1)(iii) of this section, manufacturers of tires or, in the case of tires marketed under a brand name, brand name owners of tires subject to this section shall submit to NHTSA, either directly or through an agent, the following data for each rated replacement passenger car tire:</P>
            <P>(<E T="03">i</E>) Manufacturer or Brand name owner.</P>
            <P>(<E T="03">ii</E>) Tire line.</P>
            <P>(<E T="03">iii</E>) SKU.</P>
            <P>(<E T="03">iv</E>) Tire size.</P>
            <P>(<E T="03">v</E>) Rolling resistance rating, as determined in paragraph (e)(2)(i) of this section.<PRTPAGE P="79122"/>
            </P>
            <P>(<E T="03">vi</E>) Wet traction rating, as determined in paragraph (e)(2)(ii) of this section.</P>
            <P>(<E T="03">vii</E>) Treadwear rating, as determined in paragraph (e)(2)(iii) of this section.</P>
            <P>(<E T="03">2</E>)<E T="03">Format of data submitted.</E>The information required under paragraph (e)(1)(i)(C)(<E T="03">1</E>) of this section may be submitted to NHTSA by mail, by facsimile, or by email. Submissions by mail must be addressed to the Associate Administrator for Rulemaking, National Highway Traffic Safety Administration, Attention: Consumer Standards Division (NVS-131), 1200 New Jersey Avenue SE., Washington, DC 20590. Submissions by facsimile must be addressed to the Associate Administrator for Rulemaking and transmitted to (202) 366-7002. Submissions by email must be sent to<E T="03">TFE.Reports@dot.gov.</E>
            </P>
            <P>(<E T="03">3</E>)<E T="03">Exempted tires.</E>
            </P>
            <P>(<E T="03">i</E>) Each manufacturer of tires or, in the case of tires marketed under a brand name, brand name owner of tires subject to this section shall submit to NHTSA all tire lines, size designations, and stock keeping units for deep tread, winter-type snow tires and limited production tires that it manufactures which are exempt from this section (§ 575.106) under paragraph (c) of this section.</P>
            <P>(<E T="03">ii</E>) Where a manufacturer or brand name owner is required to report ratings under this section, the information required in paragraph (e)(1)(i)(C)(<E T="03">3</E>)(<E T="03">i</E>) of this section may be submitted with the ratings information reported in accordance with paragraph (e)(1)(i)(C)(<E T="03">1</E>) of this section.</P>
            <P>(<E T="03">iii</E>) Where a tire manufacturer or, in the case of tires marketed under a brand name, brand name owner only manufactures tires that are exempt from this section under paragraph (c) of this section, that manufacturer or brand name owner shall submit a statement listing the information specified in paragraph (e)(1)(i)(C)(<E T="03">3</E>)(<E T="03">i</E>) of this section and certifying that none of the tires it manufactures are required to be rated under this section.</P>
            <P>(<E T="03">4</E>)<E T="03">New ratings information.</E>
            </P>
            <P>(<E T="03">i</E>) Whenever a tire manufacturer or, in the case of tires marketed under a brand name, a brand name owner introduces a new tire for sale, the tire manufacturer or brand name owner shall submit either the information required under paragraph (e)(1)(i)(C)(<E T="03">1</E>) of this section or the information required under paragraph (e)(1)(i)(C)(<E T="03">3</E>) of this section for the tire to NHTSA on or before the date 30 calendar days before the tire is first introduced for sale.</P>
            <P>(<E T="03">ii</E>) Whenever a tire manufacturer or, in the case of tires marketed under a brand name, a brand name owner makes a design change to a tire that would result in new or different information required under either paragraph (e)(1)(i)(C)(<E T="03">1</E>) or paragraph (e)(1)(i)(C)(<E T="03">3</E>) of this section for the tire, the tire manufacturer or brand name owner shall submit the new or different information to NHTSA on or before the date 30 calendar days before the redesigned tire is first introduced for sale.</P>
            <P>(<E T="03">iii</E>) Whenever a tire manufacturer or, in the case of tires marketed under a brand name, a brand name owner receives information that would determine new or different information required under either paragraph (e)(1)(i)(C)(<E T="03">1</E>) or paragraph (e)(1)(i)(C)(<E T="03">3</E>) of this section for a tire, the tire manufacturer or brand name owner shall submit the new or different information to NHTSA on or before the date 120 calendar days after the receipt of the new information by the tire manufacturer or brand name owner.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Issued on: December 14, 2011.</DATED>
          <NAME>David L. Strickland,</NAME>
          <TITLE>Administrator.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32433 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-59-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <CFR>50 CFR Part 660</CFR>
        <DEPDOC>[Docket No. 100804324-1265-02]</DEPDOC>
        <RIN>RIN 0648-BB65</RIN>
        <SUBJECT>Magnuson-Stevens Act Provisions; Fisheries Off West Coast States; Pacific Coast Groundfish Fishery; Biennial Specifications and Management Measures; Inseason Adjustments</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; inseason adjustments to biennial groundfish management measures; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This final rule announces inseason changes to management measures in the commercial and recreational Pacific Coast groundfish fisheries. These actions, which are authorized by the Pacific Coast Groundfish Fishery Management Plan (FMP), are intended to allow fisheries to access more abundant groundfish stocks while protecting overfished and depleted stocks.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective 0001 hours (local time) January 1, 2012. Comments on this final rule must be received no later than January 20, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by FDMS docket number NOAA-NMFS-2010-0194 by any one of the following methods:</P>
          <P>•<E T="03">Electronic Submissions:</E>Submit all electronic public comments via the Federal eRulemaking Portal<E T="03">http://www.regulations.gov.</E>
          </P>
          <P>•<E T="03">Fax:</E>(206) 526-6736, Attn: Colby Brady.</P>
          <P>•<E T="03">Mail:</E>William W. Stelle, Jr., Regional Administrator, Northwest Region, NMFS, 7600 Sand Point Way NE., Seattle, WA 98115-0070, Attn: Colby Brady.</P>
          <P>
            <E T="03">Instructions:</E>All comments received are a part of the public record and will generally be posted to<E T="03">http://www.regulations.gov</E>without change. All Personal Identifying Information (for example, name, address, etc.) voluntarily submitted by the commenter may be publicly accessible. Do not submit Confidential Business Information or otherwise sensitive or protected information.</P>
          <P>NMFS will accept anonymous comments (enter N/A in the required fields, if you wish to remain anonymous). You may submit attachments to electronic comments in Microsoft Word, Excel, WordPerfect, or Adobe PDF file formats only.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Colby Brady (Northwest Region, NMFS), phone: (206) 526-6117, fax: (206) 526-6736,<E T="03">colby.brady@noaa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Electronic Access</HD>

        <P>This final rule is accessible via the Internet at the Office of the Federal Register's Web site at<E T="03">http://www.gpo.gov/fdsys/search/home.action.</E>Background information and documents are available at the Pacific Fishery Management Council's Web site at<E T="03">http://www.pcouncil.org/.</E>
        </P>
        <HD SOURCE="HD1">Background</HD>

        <P>The Pacific Coast Groundfish FMP and its implementing regulations at title 50 in the Code of Federal Regulations (CFR), part 660, subparts C through G, regulate fishing for over 90 species of groundfish off the coasts of Washington, Oregon, and California. Groundfish specifications and management measures are developed by the Pacific Fishery Management Council (Council), and are implemented by NMFS. On November 3, 2010, NMFS published a<PRTPAGE P="79123"/>proposed rule to implement the 2011-2012 harvest specifications and management measures for most species of the Pacific Coast groundfish fishery (75 FR 67810). The final rule to implement the 2011-12 harvest specifications and management measures for most species of the Pacific Coast Groundfish Fishery was published on May 11, 2011 (76 FR 27508). This final rule was subsequently amended by inseason actions on June 30, 2011 (76 FR 38313) and October 31, 2011 (76 FR 67092). Additional changes to the 2011-2012 specifications and management measures were made in a final rule on May 19, 2011 (76 FR 28897), an interim final rule on June 15, 2011 (76 FR 34910), and in a correcting amendment on September 2, 2011 (76 FR 54713). On September 27, 2011, NMFS published a proposed rule to implement final 2012 specifications for overfished species and assessed flatfish species pursuant to Secretarial Amendment 1 to the Groundfish FMP (76 FR 59634). That final rule is effective January 1, 2012. These specifications and management measures are codified in the CFR (50 CFR part 660, subparts C through G).</P>
        <P>Changes to current groundfish management measures implemented by this action were recommended by the Council, in consultation with the States of Washington, Oregon, and California, at its November 2-November 6, meeting in Costa Mesa, California. The Council recommended adjusting the biennial groundfish management measures for the remainder of the biennial period to respond to updated fishery information and other inseason management needs. These changes include: adoption of regulations that would create a lingcod recreational fishing closure off Washington to conform with state regulations; adjustment of the trawl RCA boundaries; and changes to the sablefish and minor nearshore and black rockfish cumulative limits in commercial fixed gear fisheries off Washington, Oregon, and California. The adjustments to fishery management measures are not expected to result in greater impacts to overfished species than originally projected through the end of 2012. Estimated mortality of overfished and target species are the result of management measures designed to achieve, to the extent possible, but not exceed, annual catch limits (ACLs) of target species while fostering the rebuilding of overfished stocks by remaining within their rebuilding ACLs.</P>
        <HD SOURCE="HD1">Review of 2011-2012 Fisheries and Setting Management Measures for the Remainder of the Biennium</HD>
        <P>At its November 2011 meeting, the Council reviewed the 2011 commercial groundfish fisheries by considering: (1) The fishery management measures initially set for 2011, (2) modifications to management measures that were needed inseason for 2011, as new data became available throughout the 2011 season, and (3) retrospective total catch pattern data from the 2011 year-to-date.</P>
        <P>The Council's goal in scrutinizing the 2011 groundfish fisheries was to develop a set of management measures for the remainder of the biennial period that would take into account new knowledge gained in 2011 to better structure the fisheries for the remainder of the 2011-2012 biennium. The improved structure of the initial 2012 management measures was designed to continue to keep total catch of managed species liberal enough to allow the catch of target species to approach, but not exceed, their 2012 ACLs, yet be conservative enough to reduce the need for inseason restrictions. The changes also allow the industry to plan for their 2012 fishing season(s) and ensure that management measures in place for the remainder of the biennial period reflect the best available science.</P>
        <HD SOURCE="HD1">Washington Recreational Groundfish Fishery Management Measures</HD>
        <P>The State of Washington manages canary and yelloweye rockfish under a harvest guideline for their recreational fisheries. The state modifies portions of their recreational fisheries, through inseason adjustment to state regulations, in order to keep catch within the harvest guidelines for canary and/or yelloweye rockfish.</P>
        <P>During 2011, the Washington State Department of Fish and Wildlife (WDFW) received reports of higher than anticipated yelloweye rockfish and canary rockfish bycatch due to increased interest from recreational sport and charter boat fleets targeting lingcod and bottomfish in deep water ocean areas off the Washington south coast and Columbia River management areas. The state took emergency action to close portions of Washington Marine Areas 1 and 2 to recreational fishing to ensure that recreational yelloweye rockfish and canary rockfish impacts stay below the recreational harvest guideline in 2011 and beyond. Following the emergency state action, WDFW worked with charter boat and sport fishing representatives in both Westport and Ilwaco to develop areas that are recommended for permanent closure to lingcod fishing for 2012 and after.</P>
        <P>WDFW requested that the Council adopt inseason changes to conform with the lingcod closures in Marine Areas 1 and 2 to ensure that harvests of canary and yelloweye rockfish stay within Washington harvest guidelines in 2012 and beyond.</P>
        <P>Therefore, the Council recommended, and NMFS is implementing, a lingcod recreational fishery area closure as follows: lingcod fishing is prohibited year round, except in Marine Area 2 on days when the Pacific halibut fishery is open, in the area seaward (West) of a straight line connecting all of the following points in the order stated: 47°31.70′ N. lat., 124°45.00′  W. long.; 46°38.17′ N. lat., 124°30.00′ W. long.; 46°38.17′ N. lat., 124°21.00′ W. long.; and 46°25.00′ N. lat., 124°21.00′ W. long.</P>
        <HD SOURCE="HD1">Trawl Rockfish Conservation Area</HD>
        <P>The Council recommended, and NMFS is implementing, an adjustment to the seaward line of the trawl Rockfish Conservation Area (RCA) in Washington State, south of Cape Alava and in northern Oregon, north Cape Falcon from the 200 fathom line (366-m) to the 150 fathom line (274-m) for Period 2, (March 1-April 30).</P>
        <P>The Council received a request to review the effects of an adjustment to the seaward boundary line of the trawl RCA south of 48° 10′ N. lat and north of 45° 46′ N. lat. from 200 fm to 150 fm for Period 2, (March 1-April 30) to open some additional slope areas. The Council considered time-weighted historical average bycatch rates stratified by depth for this area in Period 2. Encounter rates of overfished species would be slightly increased for darkblotched rockfish, Pacific ocean perch, widow rockfish and yelloweye rockfish. Catch of these species in the trawl fishery is now managed with Individual Fishing Quota (IFQ). The Council considered that fishing behavior and bycatch rates are likely to be different than those observed prior to the IFQ fishery because of the individual accountability inherent in the IFQ program. The Council also considered how mortality of these species in the 2011 IFQ fishery is very low, at 17 percent, 19 percent, 35 percent, and 6 percent, respectively (as of October 11, 2011).</P>

        <P>Therefore, the Council recommended and NMFS is implementing a shift in the seaward boundary of the trawl RCA for the area south of 48°10′ N. lat (Cape Alava) to north of 45°46′ N. lat. (Cape Falcon) by shifting the seaward boundary of the trawl RCA boundary<PRTPAGE P="79124"/>from the boundary line approximating the 200 fathom (fm) (366-m) depth contour to the boundary line approximating the 150 fm (274-m) depth contour for Period 2 (March 1 through April 30) of 2012.</P>
        <HD SOURCE="HD1">Limited Entry Fixed Gear and Open Access Sablefish Daily Trip Limit (DTL) Fishery Management Measures</HD>
        <P>Based on the Council's goals in reviewing 2011 fishery data, as described above, the Council considered the various adjustments to fishery management measures in the limited entry fixed gear and open access fisheries that were necessary during the first ten months of the 2011-2012 biennium at its November 2011 meeting. The Council and its advisory bodies considered the most recent information on the status of 2011 fisheries and requests from industry and provided the following recommendations for inseason adjustments for the remainder of the biennium.</P>
        <HD SOURCE="HD1">Limited Entry Fixed Gear Sablefish DTL Fishery North of 36° N. Lat.</HD>
        <P>At its March 2011 meeting, the Council took action to reduce limits in the limited entry fixed gear sablefish DTL fishery north of 36° N. lat. This recommendation was precautionary, in response to the discovery of an error in the methods that were used to estimate landings of sablefish in the DTL fishery. At its June 2011 meeting, the Council considered corrected catch estimates and made further restrictions to trip limits in this fishery to keep projected catch through the end of the year within the fishery harvest guideline and to prevent exceeding the non-trawl fishery allocation for sablefish in 2011.</P>
        <P>At its November 2011 meeting, the Council considered stable trip limits for periods 1-6 for the limited entry fixed gear fisheries north of 36° N. lat. for 2012. Trip limits for 2012 were estimated by the GMT using landings projection models adjusted for discard mortality with the most recent available data. The updated trip limits that the Council considered for 2012 are anticipated to achieve, but not exceed, the fishery harvest guideline for sablefish in 2012. Furthermore, a stable trip limit approach will help provide consistency, safety, and predictability to fishing communities.</P>
        <P>West Coast Groundfish Observer data indicate that the trip limits recommended for periods 1-6 are not anticipated to increase projected impacts of co-occurring overfished groundfish species.</P>
        <P>Therefore, the Council recommended, and NMFS is implementing, the following changes to trip limits for the limited entry fixed gear sablefish DTL fishery north of 36° N. lat.: change to “1,300 (590 kg) lb per week, not to exceed 5,000 (2268 kg) lb per 2 months” in periods 1-6, on January 1, through the end of the year.</P>
        <HD SOURCE="HD1">Open Access Sablefish DTL Fishery North of 36° N. Lat.</HD>
        <P>The Council recommended, and NMFS is implementing, stable trip limits for periods 1-6 for the open access DTL fisheries north of 36° N. lat. for 2012. Appropriate trip limits for 2012 were estimated by the GMT using landings projection models adjusted for discard mortality with the most recent available data. A stable trip limit approach will help provide consistency, safety, and predictability to fishing communities.</P>
        <P>West Coast Groundfish Observer data indicate that the stable trip limits recommended for periods 1-6 are not anticipated to increase projected impacts of co-occurring overfished groundfish species.</P>
        <P>Therefore, the Council recommended, and NMFS is implementing, the following changes to the open access sablefish DTL fishery trip limits north of 36° N. lat.: change to “300 lb (136 kg) per day, or 1 landing per week of up to 900 lb (408 kg), not to exceed 1,800 lb (817 kg) per 2 months” in periods 1-6, on January 1, through the end of the year.</P>
        <HD SOURCE="HD1">Sablefish DTL Fisheries South of 36° N. Lat.</HD>
        <P>The Council recommended, and NMFS is implementing, stable trip limits for periods 1-6 for the limited entry fixed gear and open access DTL fisheries south of 36° N. lat. for 2012. Appropriate trip limits for 2012 were estimated by the GMT using landings projection models adjusted for discard mortality with the most recent available data. A stable trip limit approach will help provide consistency, safety, and predictability to fishing communities.</P>
        <P>West Coast Groundfish Observer data indicate that the stable trip limits recommended for periods 1-6 are not anticipated to increase projected impacts of co-occurring overfished groundfish species.</P>
        <P>Therefore, the Council recommended and NMFS is implementing the following changes to open access fishery trip limits south of 36° N. lat.: change to “300 lb (136 kg) per day, or 1 landing per week of up to 1,350 lb (614 kg), not to exceed 2,700 lb (1,227 kg) per 2 months” in periods 1-6, on January 1, through the end of the year. NMFS is also implementing the following changes to limited entry fixed gear trip limits south of 36° N. lat.: change to “1,800 (817 kg) lb per week” in periods 1-6, on January 1, through the end of the year.</P>
        <HD SOURCE="HD1">Minor Nearshore and Black Rockfish Trip Limits Between 42° N. Lat. and 40°10.00′ N. Lat.</HD>
        <P>Black rockfish is a nearshore rockfish species that was assessed in 2007 as two separate stocks north and south of 45°56′ N. lat., and therefore the harvest specifications are divided at the Washington/Oregon border (46°16.00′ N. lat.). The biomass north of 45°56′ N. lat. was estimated to be at 53 percent of its unfished biomass, while the biomass south of 45°56′ N. lat. was estimated to be 70 percent of its unfished biomass in 2007. The 2012 black rockfish ACL for the area south of 46°16.00′ N. lat. was set at 1,000 mt, which is a constant catch strategy designed to keep the biomass above 40 percent of its estimated unfished biomass. The black rockfish ACL in the area south of 46°16.00′ N. lat. is subdivided with separate harvest guidelines (HGs) being set for the area north of 42° N. lat. (580 mt/58 percent) and for the area south of 42° N. lat. (420 mt/42 percent). Oregon and California work cooperatively to manage their nearshore fisheries (both commercial and recreational) to approach but not exceed the black rockfish ACL in the area south of 46°16.00′ N. lat. The 2012 black rockfish commercial allocation for California is 185 mt.</P>
        <P>At their November 2011 meeting, the Council considered the most recent limited entry fixed gear and open access nearshore fishery information, and recommended that the increased and restructured limit that was implemented during 2011, March-December (Periods 2-6), remain in place for the entire 2012 calendar year, beginning on January 1, 2012. The change allows for increased landings of black rockfish beginning in period 1, on January 1 of 2012, through the end of the year.</P>

        <P>Blue rockfish sub-limits and have been shown to be an effective management tool for commercial nearshore fixed gear fishery efforts to target the abundant black rockfish resource with negligible bycatch of blue rockfish or other non-targeted overfished rebuilding species, especially in conjunction with California state 20 fathom depth restrictions. Modest increases to the minor nearshore rockfish trip limits in the limited entry fixed gear and open access fisheries in Period 1 (January 1-February 31) are not anticipated to increase impacts to co-occurring overfished rockfish because<PRTPAGE P="79125"/>projected impacts to overfished species are calculated assuming that up to 82 mt of black rockfish are harvested, which is an amount larger than historically seen and larger than anticipated under the new trip limits.</P>
        <P>Therefore, the Council recommended, and NMFS is implementing, an increase to the minor nearshore rockfish trip limit, between 42° N. lat. and 40°10′ N. lat. from “6,000 lb (2,722 kg) per two months, no more than 1,200 lb (544 kg) of which may be species other than black or blue rockfish” to “8,500 lb (3,856 kg) per two months, no more than 1,200 lb (544 kg) of which may be species other than black rockfish” beginning in period 1, on January 1 of 2012, through the end of the year.</P>
        <HD SOURCE="HD1">Classification</HD>
        <P>This final rule makes routine inseason adjustments to groundfish fishery management measures based on the best available information and is taken pursuant to the regulations implementing the Pacific Coast Groundfish FMP.</P>
        <P>These actions are taken under the authority of 50 CFR 660.370(c) and are exempt from review under Executive Order 12866.</P>

        <P>These inseason adjustments are also taken under the authority of the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-Stevens Act), and are in accordance with 50 CFR part 660, the regulations implementing the FMP. These actions are based on the most recent data available. The aggregate data upon which these actions are based are available for public inspection at the Office of the Administrator, Northwest Region, NMFS, (see<E T="02">ADDRESSES</E>) during business hours.</P>
        <P>For the following reasons, NMFS finds good cause to waive prior public notice and comment on the revisions to groundfish management measures under 5 U.S.C. 553(b)(B) because notice and comment would be impracticable and contrary to the public interest. Also, for the same reasons, NMFS finds good cause to waive the 30-day delay in effectiveness pursuant to 5 U.S.C. 553(d)(3), so that this final rule may become effective as quickly as possible.</P>
        <P>The recently available data upon which these recommendations were based was provided to the Council, and the Council made its recommendations, at its November 2-6, 2011, meeting in Costa Mesa, California. The Council recommended that these changes be implemented by January 1, 2012 or as quickly as possible thereafter. There was not sufficient time after that meeting to draft this document and undergo proposed and final rulemaking before these actions need to be in effect. For the actions to be implemented in this final rule, affording the time necessary for prior notice and opportunity for public comment would prevent NMFS from managing fisheries using the best available science to approach, without exceeding, the ACLs for federally managed species in accordance with the FMP and applicable laws. The adjustments to management measures in this document affect commercial fisheries off Washington, Oregon, and California and recreational fisheries off Washington.</P>
        <P>These adjustments to management measures must be implemented in a timely manner: to create a Washington State lingcod recreational fishing area closure prior to the March 17 opening of the recreational fishery; to allow additional flexibility for fishermen subject to the limited entry trawl RCA; and to allow fishermen an opportunity to harvest available catch limits in 2012 for sablefish, minor nearshore and black rockfish, under stable cumulative limits in limited entry fixed gear and open access fisheries. These changes must be implemented in a timely manner, as early as possible in 2012, so that fishermen are allowed increased opportunities to harvest available healthy stocks, and meet the objective of the Pacific Coast Groundfish FMP to allow fisheries to approach, but not exceed, ACLs. It would be contrary to the public interest to delay implementation of these changes until after public notice and comment, because making this regulatory change in January 1, 2012 allows additional harvest in fisheries that are important to coastal communities.</P>
        <P>These adjustments to management measures must also be implemented in a timely manner to prevent 2012 ACLs from being exceeded, to prevent premature closure of the fishery. Cumulative limits cover a two-month period, so if implementation is delayed much past January 1, fishermen could be prevented from access to harvest abundant black rockfish stocks due to lower than necessary limits before the revised limit is effective.</P>
        <P>Delaying these changes would also keep management measures in place that are not based on the best available data. Accordingly, for the reasons stated above, NMFS finds good cause to waive prior notice and comment and the delay in effectiveness.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 50 CFR Part 660</HD>
          <P>Fisheries, Fishing, Indian fisheries.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Steven Thur,</NAME>
          <TITLE>Acting Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
        </SIG>
        <P>For the reasons set out in the preamble, 50 CFR part 660 is amended as follows:</P>
        <REGTEXT PART="660" TITLE="50">
          <PART>
            <HD SOURCE="HED">PART 660—FISHERIES OFF WEST COAST STATES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 660 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>16 U.S.C. 1801<E T="03">et seq.,</E>16 U.S.C. 773<E T="03">et seq.,</E>and 16 U.S.C. 7001<E T="03">et seq.</E>
            </P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="660" TITLE="50">
          <AMDPAR>2. Table 1 (North) to part 660, subpart D is revised to read as follows:</AMDPAR>
          <BILCOD>BILLING CODE 3510-22-P</BILCOD>
          <GPH DEEP="541" SPAN="3">
            <PRTPAGE P="79126"/>
            <GID>ER21DE11.076</GID>
          </GPH>
        </REGTEXT>
        <REGTEXT PART="660" TITLE="50">
          <AMDPAR>3. Tables 2 (North) and 2 (South) to part 660, subpart E are revised to read as follows:</AMDPAR>
          <GPH DEEP="578" SPAN="3">
            <PRTPAGE P="79127"/>
            <GID>ER21DE11.077</GID>
          </GPH>
          <GPH DEEP="562" SPAN="3">
            <PRTPAGE P="79128"/>
            <GID>ER21DE11.078</GID>
          </GPH>
          <GPH DEEP="340" SPAN="3">
            <PRTPAGE P="79129"/>
            <GID>ER21DE11.079</GID>
          </GPH>
        </REGTEXT>
        <REGTEXT PART="660" TITLE="50">
          <AMDPAR>4. Tables 3 (North) and 3 (South) to part 660, subpart F, are revised to read as follows:</AMDPAR>
          <GPH DEEP="431" SPAN="3">
            <PRTPAGE P="79130"/>
            <GID>ER21DE11.080</GID>
          </GPH>
          <GPH DEEP="328" SPAN="3">
            <PRTPAGE P="79131"/>
            <GID>ER21DE11.081</GID>
          </GPH>
          <GPH DEEP="509" SPAN="3">
            <PRTPAGE P="79132"/>
            <GID>ER21DE11.082</GID>
          </GPH>
          <GPH DEEP="531" SPAN="3">
            <PRTPAGE P="79133"/>
            <GID>ER21DE11.083</GID>
          </GPH>
          <BILCOD>BILLING CODE 3510-22-C</BILCOD>
        </REGTEXT>
        <REGTEXT PART="660" TITLE="50">
          <AMDPAR>5. In § 660.360, paragraphs (c)(1)(i)(D)(<E T="03">2</E>) and (c)(1)(i)(D)(<E T="03">3</E>) are revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 660.360</SECTNO>
            <SUBJECT>Recreational fishery—management measures.</SUBJECT>
            <STARS/>
            <P>(c) * * *</P>
            <P>(1) * * *</P>
            <P>(i) * * *</P>
            <P>(D) * * *</P>
            <P>(<E T="03">2</E>) Between the Queets River (47°31.70′ N. lat.) and Leadbetter Point (46°38.17′ N. lat.) (Washington state Marine Area 2), recreational fishing for groundfish, except lingcod, is prohibited seaward of a boundary line approximating the 30 fm (55 m) depth contour from March 15 through June 15 with the following exceptions: Recreational fishing for rockfish is permitted within the RCA from March 15 through June 15; recreational fishing for sablefish and Pacific cod is permitted within the recreational RCA from May 1 through June 15. Between the Queets River (47°31.70′ N. lat.) and Leadbetter Point (46°38.17′ N. lat.) (Washington state Marine Area 2), recreational fishing for lingcod is prohibited year round seaward of a straight line connecting all of the following points in the order stated: 47°31.70′ N. lat., 124°45.00′ W. long.; 46°38.17′ N. lat., 124°30.00′ W. long with the following exceptions: on days that the primary halibut fishery is open lingcod may be taken, retained and possessed within the RCA. Days open to<PRTPAGE P="79134"/>Pacific halibut recreational fishing off Washington are announced on the NMFS hotline at (206) 526-6667 or (800) 662-9825. Retention of lingcod seaward of the boundary line approximating the 30 fm (55 m) depth contour south of 46°58′ N. lat. is prohibited on Fridays and Saturdays from July 1 through August 31. For additional regulations regarding the Washington recreational lingcod fishery, see paragraph (c)(1)(iv) of this section. Coordinates for the boundary line approximating the 30 fm (55 m) depth contour are listed in § 660.71.</P>
            <P>(<E T="03">3</E>) Between Leadbetter Point (46°38.17′ N. lat.) and the Washington/Oregon border (Marine Area 1), when Pacific halibut are onboard the vessel, no groundfish may be taken and retained, possessed or landed, except sablefish and Pacific cod from May 1 through September 30. Between Leadbetter Point (46°38.17′ N. lat.) and 46°25.00′ N. lat., recreational fishing for lingcod is prohibited year round seaward of a straight line connecting all of the following points in the order stated: 46°38.17′ N. lat., 124°21.00′ W. long.; and 46°25.00′ N. lat., 124°21.00′ W. long.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32691 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </RULE>
  </RULES>
  <VOL>76</VOL>
  <NO>245</NO>
  <DATE>Wednesday, December 21, 2011</DATE>
  <UNITNAME>Proposed Rules</UNITNAME>
  <PRORULES>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="79135"/>
        <AGENCY TYPE="F">DEPARTMENT OF ENERGY</AGENCY>
        <CFR>10 CFR Part 430</CFR>
        <DEPDOC>[Docket No. EERE-2009-BT-TP-0004]</DEPDOC>
        <RIN>RIN 1904-AB94</RIN>
        <SUBJECT>Energy Conservation Program for Consumer Products and Certain Commercial and Industrial Equipment: Test Procedures for Residential Central Air Conditioners and Heat Pumps</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of Energy Efficiency and Renewable Energy, Department of Energy.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Extension of public comment period.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This document announces a reopening of the comment period for interested parties to submit comments on the October 24, 2011 supplemental notice of proposed rulemaking for residential central air conditioner and heat test procedures. The comment period is extended until January 20, 2012.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>The U.S. Department of Energy (DOE) will accept comments, data, and information regarding the supplemental notice of proposed rulemaking for residential central air conditioner and heat test procedures received no later than January 20, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Any comments submitted must identify the Supplemental Notice of Proposed Rulemaking for Test Procedures for Residential Central Air Conditioners and Heat Pumps and provide docket number EERE-2009-BT-TP-0004 and/or RIN number 1904-AB94. Comments may be submitted using any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Email: Brenda.Edwards@ee.doe.gov.</E>Include docket number EERE-2009-BT-TP-0004 and/or RIN 1904-AB94 in the subject line of the message. Submit electronic comments in WordPerfect, Microsoft Word, PDF, or ASCII file format and avoid the use of special characters or any form of encryption.</P>
          <P>•<E T="03">Postal Mail:</E>Ms. Brenda Edwards, U.S. Department of Energy, Building Technologies Program, Mailstop EE-2J, 1000 Independence Avenue SW., Washington, DC 20585-0121. Telephone: (202) 586-2945. Please submit one signed original paper copy.</P>
          <P>•<E T="03">Hand Delivery/Courier:</E>Ms. Brenda Edwards, U.S. Department of Energy, Building Technologies Program, 950 L'Enfant Plaza SW., 6th Floor, Washington, DC 20024. Please submit one signed original paper copy.</P>
          <P>
            <E T="03">Docket:</E>The docket is available for review at<E T="03">www.regulations.gov,</E>including<E T="04">Federal Register</E>notices, public meeting attendee lists and transcripts, comments, and other supporting documents/materials. All documents in the docket are listed in the<E T="03">www.regulations.gov</E>index. However, not all documents listed in the index may be publicly available, such as information that is exempt from public disclosure.</P>
          <P>A link to the docket web page can be found at:<E T="03">http://www.regulations.gov/#!docketDetail;dct=FR%252BPR%252BN%252BO%252BSR;rpp=10;po=0;D=EERE-2009-BT-TP-0004.</E>This web page contains a link to the docket for this notice on the<E T="03">www.regulations.gov</E>site. The<E T="03">www.regulations.gov</E>web page contains simple instructions on how to access all documents, including public comments, in the docket.</P>

          <P>For further information on how to submit a public comment, review other public comments and the docket, contact Ms. Brenda Edwards at (202) 586-2945 or by email:<E T="03">Brenda.Edwards@ee.doe.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          

          <FP SOURCE="FP-1">Mr. Wes Anderson, U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, Building Technologies Program, EE-2J, 1000 Independence Avenue SW., Washington, DC 20585-0121. Telephone: (202) 586-7335. Email:<E T="03">Wes.Anderson@ee.doe.gov.</E>
          </FP>

          <FP SOURCE="FP-1">Ms. Jennifer Tiedeman, U.S. Department of Energy, Office of the General Counsel, GC-71, 1000 Independence Avenue SW., Washington, DC 20585-0121. Telephone: (202) 287-6111. Email:<E T="03">Jennifer.Tiedeman@hq.doe.gov.</E>
          </FP>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>On October 24, 2011, the U.S. Department of Energy (DOE) published a supplemental notice of proposed rulemaking (SNOPR) in the<E T="04">Federal Register</E>(76 FR 65616) which proposed amendments to the laboratory test steps and calculation algorithm that would be used to determine off-mode power consumption for residential central air conditioners and heat pumps. Specifically, the SNOPR proposed to measure a system's off-mode power consumption at two temperatures, 82 °F and 57 °F, and then average the two measurements to determine the system's off-mode rating. The SNOPR required that interested parties submit any written comments by November 23, 2011. In response to the SNOPR, the California State Investor Owned Utilities (CA IOUs), which is appended to this notice, expressed concern about a potential loophole regarding the 57 °F test point in DOE's proposal. With the lower test point at 57 °F, it is possible for a system to be controlled in such a manner that the crankcase heater is not on at either test point, but comes on just below 57 °F. The result would be an underestimation of a system's energy consumption because the energy consumption of the crankcase heater would not be included in either measurement.</P>
        <P>Consequently, the CA IOUs recommended an alternative approach to the test procedure proposed in the SNOPR. According to this approach, manufacturers would be required to specify the temperatures at which a crankcase heater turns on and off, and then to run one off-mode test 3-5 °F below the point at which the crankcase heater turns on and the other off-mode test 3-5 °F above the temperature at which the crankcase heater turns off. (CA IOUs, No. 33 at p. 2) American Council for an Energy-Efficient Economy (ACEEE), the Appliance Standards Awareness Project (ASAP), Northwest Energy Efficiency Alliance (NEEA) and Northwest Power Conservation Council (NPCC) all supported this approach. (ACEEE &amp; ASAP, No. 34 at p. 2; NEEA &amp; NPCC, No. 35 at p. 3)</P>

        <P>DOE believes that this proposed approach is advantageous for multiple reasons. It will prevent the potential inaccuracies involved with requiring 57 °F as the only test point in the DOE<PRTPAGE P="79136"/>procedure. If DOE requires just one temperature set point for all tested equipment, a potential exists that manufacturers may choose to change the temperature at which the crankcase heater turns on solely for testing purposes, resulting in an inaccurate power consumption measurement. Further, different crankcase heater manufacturers may employ different control strategies, which vary with temperature. The approach recommended by CA IOUs provides additional flexibility by allowing manufacturers to design controls schemes for the crankcase heaters at whatever temperature they feel is necessary to avoid damage to the compressor in cold outdoor temperatures.</P>
        <P>While this approach will not change the tested results in the SNOPR, it will help to reduce the complexity of test procedure because the crankcase heater will be on for one temperature test point and off for the other. Further, depending on the manufacturer's specified crankcase heater on and off temperatures, the testing burden may be reduced under this recommended test method as compared to the method proposed in the SNOPR. Consequently, DOE is strongly considering the adoption of this approach and specifically seeks comment on any aspect of this approach.</P>

        <P>In order to provide interested parties with adequate time to review and respond to this alternative test method as outlined by the CA IOUs in section 1 of their comment, DOE has determined that a re-opening of the public comment period is appropriate and has printed the CA IOUs comment concurrently with this notice in the<E T="04">Federal Register</E>. DOE will consider any comments received on January 20, 2012, and deems any comments received between November 23, 2011 and January 20, 2012 to be timely submitted.</P>
        <HD SOURCE="HD1">Further Information on Submitting Comments</HD>
        <P>Under 10 CFR 1004.11, any person submitting information that he or she believes to be confidential and exempt by law from public disclosure should submit two copies: One copy of the document including all the information believed to be confidential, and one copy of the document with the information believed to be confidential deleted. DOE will make its own determination about the confidential status of the information and treat it according to its determination.</P>
        <P>Factors of interest to DOE when evaluating requests to treat submitted information as confidential include (1) A description of the items, (2) whether and why such items are customarily treated as confidential within the industry, (3) whether the information is generally known by or available from other sources, (4) whether the information has previously been made available to others without obligation concerning its confidentiality, (5) an explanation of the competitive injury to the submitting person which would result from public disclosure, (6) when such information might lose its confidential character due to the passage of time, and (7) why disclosure of the information would be contrary to the public interest.</P>
        <SIG>
          <DATED>Issued in Washington, DC, on December 14, 2011.</DATED>
          <NAME>Kathleen B. Hogan,</NAME>
          <TITLE>Deputy Assistant Secretary for Energy Efficiency, Energy Efficiency and Renewable Energy.</TITLE>
        </SIG>
        
        <FP SOURCE="FP-2">November 22, 2011</FP>
        
        <FP SOURCE="FP-2">Ms. Brenda Edwards, EE-41, Office of Energy Efficiency and Renewable Energy, Energy Conservation Program for Consumer Products, U.S. Department of Energy, 1000 Independence Avenue, SW., Washington, DC 20585-0121</FP>
        
        <FP SOURCE="FP-2">Docket Number: EERE-2009-BT-TP-0004</FP>
        <FP SOURCE="FP-2">RIN: 1904-AB94</FP>
        
        <P>Dear Ms. Edwards: This letter comprises the comments of the Pacific Gas and Electric Company (PG&amp;E) and Southern California Edison (SCE) in response to the Department of Energy (DOE) Supplementary Notice of Proposed Rulemaking (SNOPR) for the Off Mode Test Procedure for Residential Central Air Conditioners and Heat Pumps.</P>
        <P>The signatories of this letter represent some of the largest utility companies in the Western United States, serving over 29 million customers. As energy companies, we understand the potential of appliance efficiency standards to cut costs and reduce consumption while maintaining or increasing consumer utility of the products. We have a responsibility to our customers to advocate for standards that accurately reflect the climate and conditions of our respective service areas, so as to maximize these positive effects.</P>
        <P>We acknowledge the difficulty faced by the Department to finalize test method procedures for Residential Central Air Conditioners and Heat Pumps given the lack of available data and engineering analysis applied to the development of these test methods. We are concerned that the test procedure revisions presented in this SNOPR would not encourage innovative design of the heating system in off-mode and are misleading to consumers since reported values are not indicative of actual off-mode energy use.</P>
        <P>
          <E T="04">Therefore, we ask DOE to postpone finalizing the test procedure so that more engineering analysis and data can be provided by the PG&amp;E, SCE, the efficiency advocates, and other stakeholders to inform DOE on accurate updates to the test procedure.</E>
        </P>

        <P>The current test procedures focus on wattage and simple work-arounds to account for<E T="03">potentially</E>more efficient designs, such as those with multiple compressors. We believe that the test procedure should calculate energy use, as opposed to power consumption associated with off-mode since the run time in off-mode for these units is substantial. It is possible that units with slightly more power consumption levels in off mode consume less overall energy since some of those controls serve to reduce run-time; design strategies like these are not only overlooked, but not encouraged with this type of measurement of off-mode power.</P>
        <P>Moreover, we believe that these test method procedures may be substantially improved upon with more data gathering and engineering analysis, supported by the CA IOUs, other energy efficiency advocates, ASHRAE, and AHRI. We suggest that DOE conduct market analysis to provide a better understanding across a range of products the temperature set points for which the crankcase heater turns on and off. We also suggest DOE collect actual test data using the test procedures on an array of products to understand anticipated outputs.</P>
        <P>If DOE plans to move forward with the proposal in the SNOPR, we urge DOE to consider the following recommendations:</P>
        <P>
          <E T="04">1) Manufacturers should report ambient air temperature points for which the crankcase heater is on and off, and use those points when calculating off-mode.</E>
        </P>

        <P>We are concerned that manufacturers could game the test procedures for off-mode power consumption by designing crank case heaters that operate outside the assumed bound for the crank-case heater being on at an ambient air temperature of 57 degrees Fahrenheit (F). Moreover, we think the test procedure would be more accurate if manufacturers tested their products at the points at which the crankcase heater is certain to be on (P2) and off (P1). Thus we recommend that DOE require that manufacturers report these values, and then establish the test temperature to be 3-5 degrees F below the point at<PRTPAGE P="79137"/>which it turns on, and 3-5 degrees above the point at which it turns off.</P>
        <P>
          <E T="04">2) Instead of applying a simple average to P1 &amp; P2 to calculate off-mode power draw, DOE should apply a weighted average reflective of the amount of time the crankcase heater is on and off.</E>
        </P>
        <P>We are concerned that a simple average of P1 &amp; P2 could drastically under represent off-mode power draw. Using National Oceanic and Atmospheric Administration (NOAA)<SU>1</SU>
          <FTREF/>data on temperature averages between 1971-2000 for 100 U.S. cities, we found that 54% of the tested sample had average annual temperatures below 57 degrees F for the months of January, April, and October, or simplifying the matter, 3 out of 4 seasons or 75% of the year. If we assume that the majority of these units are located in uncooled and unheated spaces then we may also assume that 75% of the time the unit will operate under P2 (on) conditions, and 25% of the time it will operate under P1 (off) conditions. We recommend that DOE adopt this weighted average or conduct further testing to determine how often a crankcase heater is on versus off at different ambient temperature ranges and apply national average temperatures across the seasons to determine an appropriate weighted average.</P>
        <FTNT>
          <P>
            <SU>1</SU>http://<E T="03">www.infoplease.com/ipa/A0762183.html</E>, Date Accessed: 11/14/11.</P>
        </FTNT>
        <P>
          <E T="04">3) DOE should not adjust the off-mode power draw for systems with multiple compressors or apply a scaling factor for extra-large systems since this would not represent actual off-mode power consumption.</E>
        </P>

        <P>We strongly recommend against the use of a scaling factor for extra-large units and for systems with multiple compressors since this would under represent the actual power associated with off-mode. While we understand that DOE does not want to penalize units that may have more energy efficient designs, we do not think that it is appropriate to apply this work-around to the measurement of off-mode. The merits of the<E T="03">potentially</E>increased efficiency during run-mode ought to be captured in the run-mode test method, and not in the off-mode calculation. Moreover, we are concerned that these changes will make it easy for almost any unit on the market to meet the standard, thereby negating the point of a standard in the first place. Finally, the test procedure should be designed to report the actual value of off-mode. These values should be evaluated in a future standards rulemaking.</P>
        <P>
          <E T="04">For these reasons, we strongly encourage DOE to revisit this test method with the help from stakeholders in the rulemaking to develop more appropriate test procedures.</E>For instance, there has been discussion at utilities to conduct indepth testing of heat pumps and central air conditioning units in the coming months. We ask that DOE seriously consider postponing this final rule to assess stakeholder interest in improving the test method.</P>
        <P>In conclusion, we would like to reiterate our support to DOE for updating the test procedures for residential central air conditioners and heat pumps. We thank DOE for the opportunity to be involved in this process and encourage DOE to carefully consider the recommendations outlined in this letter.</P>
        
        <FP>Sincerely,</FP>
        
        <FP>Rajiv Dabir,</FP>
        <FP SOURCE="FP-1">Manager, Customer Energy Solutions, Pacific Gas and Electric Company.</FP>
        
        <FP>Ramin Faramarzi, PE,</FP>
        <FP SOURCE="FP-1">Manager, Technology Test Centers, Southern California Edison, Design &amp; Engineering Services.</FP>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32620 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6450-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 71</CFR>
        <DEPDOC>[Docket No. FAA-2011-1358; Airspace Docket No. 11-ANM-19]</DEPDOC>
        <RIN>RIN 2120-AA66</RIN>
        <SUBJECT>Proposed Establishment of Area Navigation (RNAV) Routes; Seattle, WA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This action proposes to establish nine new RNAV routes originating within Seattle Air Route Traffic Control Center's (ARTCC) airspace. The routes would extend generally east-west providing connection between the Seattle, WA, terminal area and destinations east and southeast of Seattle and would enhance en route navigation within the National Airspace System (NAS).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before February 6, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Send comments on this proposal to the U.S. Department of Transportation, Docket Operations, M-30, 1200 New Jersey Avenue SE., West Building Ground Floor, Room W12-140, Washington, DC 20590-0001; telephone: (202) 366-9826. You must identify FAA Docket No. FAA-2011-1358 and Airspace Docket No. 11-ANM-19 at the beginning of your comments. You may also submit comments through the Internet at<E T="03">http://www.regulations.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Paul Gallant, Airspace, Regulations and ATC Procedures Group, Office of Airspace Services, Federal Aviation Administration, 800 Independence Avenue SW., Washington, DC 20591; telephone: (202) 267-8783.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Comments Invited</HD>
        <P>Interested parties are invited to participate in this proposed rulemaking by submitting such written data, views, or arguments as they may desire. Comments that provide the factual basis supporting the views and suggestions presented are particularly helpful in developing reasoned regulatory decisions on the proposal. Comments are specifically invited on the overall regulatory, aeronautical, economic, environmental, and energy-related aspects of the proposal.</P>

        <P>Communications should identify both docket numbers (FAA Docket No. FAA-2011-1358 and Airspace Docket No. 11-ANM-19) and be submitted in triplicate to the Docket Management Facility (see<E T="02">ADDRESSES</E>section for address and phone number). You may also submit comments through the Internet at<E T="03">http://www.regulations.gov.</E>
        </P>
        <P>Commenters wishing the FAA to acknowledge receipt of their comments on this action must submit with those comments a self-addressed, stamped postcard on which the following statement is made: “Comments to FAA Docket No. FAA-2011-1358 and Airspace Docket No. 11-ANM-19.” The postcard will be date/time stamped and returned to the commenter.</P>
        <P>All communications received on or before the specified closing date for comments will be considered before taking action on the proposed rule. The proposal contained in this action may be changed in light of comments received. All comments submitted will be available for examination in the public docket both before and after the closing date for comments. A report summarizing each substantive public contact with FAA personnel concerned with this rulemaking will be filed in the docket.</P>
        <HD SOURCE="HD1">Availability of NPRMs</HD>

        <P>An electronic copy of this document may be downloaded through the<PRTPAGE P="79138"/>Internet at<E T="03">http://www.regulations.gov.</E>Recently published rulemaking documents can also be accessed through the FAA's Web page at<E T="03">http://www.faa.gov/airports_airtraffic/air_traffic/publications/airspace_amendments/.</E>
        </P>

        <P>You may review the public docket containing the proposal, any comments received and any final disposition in person in the Dockets Office (see<E T="02">ADDRESSES</E>section for address and phone number) between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. An informal docket may also be examined during normal business hours at the office of the Western Service Center, Operations Support Group, Federal Aviation Administration, 1601 Lind Ave. SW., Renton, WA 98057.</P>
        <P>Persons interested in being placed on a mailing list for future NPRMs should contact the FAA's Office of Rulemaking, (202) 267-9677, for a copy of Advisory Circular No. 11-2A, Notice of Proposed Rulemaking Distribution System, which describes the application procedure.</P>
        <HD SOURCE="HD1">The Proposal</HD>
        <P>The FAA is proposing an amendment to Title 14, Code of Federal Regulations (14 CFR) part 71 to establish nine new high altitude RNAV routes (Q-140, Q-142, Q-144, Q-146, Q-148, Q-150, Q-152, Q-154 and Q-156) originating in Seattle ARTCC's airspace. The proposed routes would connect the Seattle terminal area with destinations east and southeast of Seattle. This action would enhance en route navigation for users, and expand the use of RNAV within the NAS.</P>
        <P>High altitude RNAV routes are published in paragraph 2006 of FAA Order 7400.9V dated August 9, 2011, and effective September 15, 2011, which is incorporated by reference in 14 CFR 71.1. The RNAV routes listed in this document would be subsequently published in the Order.</P>
        <P>The FAA has determined that this proposed regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. Therefore, this proposed regulation: (1) Is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under Department of Transportation (DOT) Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. Since this is a routine matter that will only affect air traffic procedures and air navigation, it is certified that this proposed rule, when promulgated, will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>The FAA's authority to issue rules regarding aviation safety is found in Title 49 of the United States Code. Subtitle I, Section 106 describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency's authority.</P>
        <P>This rulemaking is promulgated under the authority described in Subtitle VII, Part A, Subpart I, Section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of the airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it modifies the route structure as required to preserve the safe and efficient flow of air traffic.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 71</HD>
          <P>Airspace, Incorporation by reference, Navigation (air).</P>
        </LSTSUB>
        <HD SOURCE="HD1">The Proposed Amendment</HD>
        <P>In consideration of the foregoing, the Federal Aviation Administration proposes to  amend 14 CFR part 71 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 71—DESIGNATION OF CLASS A, B, C, D, AND E AIRSPACE AREAS; AIR TRAFFIC SERVICE ROUTES; AND REPORTING POINTS</HD>
          <P>1. The authority citation for part 71 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 71.1</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. The incorporation by reference in 14 CFR 71.1 of FAA Order 7400.9V, Airspace Designations and Reporting Points, Dated August 9, 2011, and effective September 15, 2011, is amended as follows:</P>
            <EXTRACT>
              <HD SOURCE="HD2">Paragraph 2006United States area navigation routes</HD>
              <STARS/>
              <GPOTABLE CDEF="xls50,xls50,xls190" COLS="3" OPTS="L0,tp0,p0,8/9,g1,t1">
                <TTITLE/>
                <BOXHD>
                  <CHED H="1"/>
                  <CHED H="1"/>
                  <CHED H="1"/>
                </BOXHD>
                <ROW EXPSTB="02">
                  <ENT I="22">
                    <E T="04">Q-140WOBED, WA to EEGEE, WI [New]</E>
                  </ENT>
                </ROW>
                <ROW EXPSTB="00">
                  <ENT I="01">WOBED, WA</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 48°36′01″ N., long. 122°49′47″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">GETNG, WA</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 48°25′31″ N., long. 119°31′39″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">CORDU, ID</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 48°10′46″ N., long. 116°40′22″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">PETIY, MT</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 47°58′47″ N., long. 114°36′20″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">CHOTE, MT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 47°39′57″ N., long. 112°09′38″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">LEWIT, MT</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 47°23′00″ N., long. 110°08′45″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">SAYOR, MT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 47°13′58″ N., long. 104°58′39″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">WILTN, ND</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 47°04′58″ N., long. 100°47′44″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">TTAIL, ND</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 46°41′28″ N., long. 96°41′09″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">CESNA, WI</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 45°52′14″ N., long. 92°10′59″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">EEGEE, WI</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 45°08′53″ N., long. 88°45′58″ W.)</ENT>
                </ROW>
                
                <ROW EXPSTB="02">
                  <ENT I="22">
                    <E T="04">Q-142METOW, WA to KIXCO, MT [New]</E>
                  </ENT>
                </ROW>
                <ROW EXPSTB="00">
                  <ENT I="01">METOW, WA</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 48°08′00″ N., long. 120°09′00″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">Mullan Pass, ID (MLP)</ENT>
                  <ENT>VOR/DME</ENT>
                  <ENT>(Lat. 47°27′25″ N., long. 115°38′46″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">KEETA, MI</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 47°20′39″ N., long. 112°52′51″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">OKVUJ, MT</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 47°03′11″ N., long. 109°35′31″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">KIXCO, MT</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 46°35′56″ N., long. 104°35′27″ W.)</ENT>
                </ROW>
                
                <ROW EXPSTB="02">
                  <ENT I="22">
                    <E T="04">Q-144ZIRAN, WA to LEWIT, MT [New]</E>
                  </ENT>
                </ROW>
                <ROW EXPSTB="00">
                  <ENT I="01">ZIRAN, WA</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 47°32′20″ N., long. 120°25′05″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">ZOOMR, WA</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 47°25′32″ N., long. 118°18′34″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">BLOWS, MT</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 47°16′10″ N., long. 115°00′00″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">KEETA, MT</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 47°20′39″ N., long. 112°52′51″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">LEWIT, MT</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 47°23′00″ N., long. 110°08′45″ W.)</ENT>
                </ROW>
                
                <ROW EXPSTB="02">
                  <ENT I="22">
                    <E T="04">Q-146CASHS, WA to HUFFR, MN [New]</E>
                  </ENT>
                </ROW>
                <ROW EXPSTB="00">
                  <PRTPAGE P="79139"/>
                  <ENT I="01">CASHS, WA</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 47°24′21″ N., long. 120°27′30″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">BLUNT, WA</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 47°03′57″ N., long. 117°39′41″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">DIPHU, MT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 46°56′34″ N., long. 114°41′22″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">CUSDA, MT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 46°56′14″ N., long. 112°01′02″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">ZERZO, MT</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 46°52′26″ N., long. 110°05′08″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">KIXCO, MT</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 46°35′56″ N., long. 104°35′27″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">TIMMR, ND</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 46°22′50″ N., long. 100°54′33″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">SMERF, SD</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 45°55′16″ N., long. 97°34′08″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">HUFFR, MN</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 45°08′49″ N., long. 93°29′30″ W.)</ENT>
                </ROW>
                
                <ROW EXPSTB="02">
                  <ENT I="22">
                    <E T="04">Q-148STEVS, WA to Bartlesville, OK (BVO) [New]</E>
                  </ENT>
                </ROW>
                <ROW EXPSTB="00">
                  <ENT I="01">STEVS, WA</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 47°14′54″ N., long. 120°32′10″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">ZAXUL, WA</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 47°10′03″ N., long. 120°02′42″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">FINUT, WA</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 46°44′56″ N., long. 117°05′20″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">WEDAK, MT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 45°53′18″ N., long. 114°05′02″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">WAIDE, MT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 44°50′49″ N., long. 111°44′47″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">JUGIV, WY</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 42°57′44″ N., long. 108°08′43″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">Medicine Bow, WY (MBW)</ENT>
                  <ENT>VOR/DME</ENT>
                  <ENT>(Lat. 41°50′44″ N., long. 106°00′15″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">MOCTU, WY</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 41°11′54″ N., long. 104°33′10″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">LEWOY, CO</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 40°31′51″ N., long. 103°13′48″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">CUGGA, KS</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 39°19′04″ N., long. 100°52′07″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">PENUT, KS</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 38°37′00″ N., long. 99°38′25″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">KIRKE, KS</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 38°05′23″ N., long. 98°24′05″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">MORRR, KS</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 37°31′11″ N., long. 97°15′21″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">Bartlesville, OK (BVO)</ENT>
                  <ENT>VOR/DME</ENT>
                  <ENT>(Lat. 36°50′03″ N., long. 96°01′06″ W.)</ENT>
                </ROW>
                
                <ROW EXPSTB="02">
                  <ENT I="22">
                    <E T="04">Q-150STEVS, WA to OPPEE, ND [New]</E>
                  </ENT>
                </ROW>
                <ROW EXPSTB="00">
                  <ENT I="01">STEVS, WA</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 47°14′54″ N., long. 120°32′10″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">ZAXUL, WA</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 47°10′03″ N., long. 120°02′42″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">LEZLE, WA</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 46°08′36″ N., long. 117°09′24″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">BAXGO, ID</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 45°02′57″ N., long. 114°01′33″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">LAMON, ID</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 43°57′34″ N., long. 111°14′58″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">GANNE, WY</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 43°18′37″ N., long. 109°30′24″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">OPPEE, WY</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 41°27′33″ N., long. 106°14′42″ W.)</ENT>
                </ROW>
                
                <ROW EXPSTB="02">
                  <ENT I="22">
                    <E T="04">Q-152SUNED, WA to O'Neill, NE [New]</E>
                  </ENT>
                </ROW>
                <ROW EXPSTB="00">
                  <ENT I="01">SUNED, WA</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 46°17′42″ N., long. 119°57′36″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">LEZLE, WA</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 46°08′36″ N., long. 117°09′24″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">WEDAK, MT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 45°53′18″ N., long. 114°05′02″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">IKFOM, WY</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 44°54′59″ N., long. 108°32′21″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">WUVUT, WY</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 44°14′40″ N., long. 105°15′53″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">O'Neill, NE (ONL)</ENT>
                  <ENT>VORTAC</ENT>
                  <ENT>(Lat. 42°28′14″ N., long. 98°41′13″ W.)</ENT>
                </ROW>
                
                <ROW EXPSTB="02">
                  <ENT I="22">
                    <E T="04">Q-154WANTA, WA to Bowie, TX [New]</E>
                  </ENT>
                </ROW>
                <ROW EXPSTB="00">
                  <ENT I="01">WANTA, WA</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 46°28′24″ N., long. 121°37′26″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">JELTI, OR</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 44°59′37″ N., long. 118°21′12″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">HOVEL, ID</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 44°21′33″ N., long. 117°11′31″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">VELUY, ID</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 43°38′24″ N., long. 115°44′53″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">Burley, ID (BYI)</ENT>
                  <ENT>VOR/DME</ENT>
                  <ENT>(Lat. 42°34′49″ N., long. 113°51′57″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">PIMIE, UT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 41°49′19″ N., long. 112°18′47″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">NAGNE, UT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 41°10′19″ N., long. 111°15′10″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">BONGO, UT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 40°07′31″ N., long. 109°21′23″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">PITMN, CO</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 39°06′03″ N., long. 107°18′31″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">TAYLR, CO</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 38°47′36″ N., long. 106°44′03″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">GOSIP, CO</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 37°37′15″ N., long. 104°35′50″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">KENTO, NM</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 36°44′55″ N., long. 103°04′48″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">NOSEW, TX</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 35°31′08″ N., long. 100°59′38″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">Bowie, TX (UKW)</ENT>
                  <ENT>VORTAC</ENT>
                  <ENT>(Lat. 33°32′09″ N., long. 97°49′17″ W.)</ENT>
                </ROW>
                
                <ROW EXPSTB="02">
                  <ENT I="22">
                    <E T="04">Q-156STEVS, WA to ZZIPR, IA [New]</E>
                  </ENT>
                </ROW>
                <ROW EXPSTB="00">
                  <ENT I="01">STEVS, WA</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 47°14′54″ N., long. 120°32′10″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">ZAXUL, WA</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 47°10′03″ N., long. 120°02′42″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">FINUT, WA</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 46°44′56″ N., long. 117°05′20″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">TUFFY, MT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 46°42′29″ N., long. 114°05′01″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">UPUGE, MT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 46°38′05″ N., long. 112°10′02″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">HEXOL, MT</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 46°36′49″ N., long. 111°09′21″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">TOUGH, MT</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 46°13′58″ N., long. 105°12′52″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">JELRO, SD</ENT>
                  <ENT>INT</ENT>
                  <ENT>(Lat. 45°48′44″ N., long. 102°51′47″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">KEKPE, SD</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 45°17′55″ N., long. 100°16′49″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">UFFDA, MN</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 44°29′46″ N., long. 96°05′25″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">HSTIN, MN</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 44°00′08″ N., long. 93°57′40″ W.)</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">ZZIPR, IA</ENT>
                  <ENT>WP</ENT>
                  <ENT>(Lat. 43°11′09″ N., long. 91°39′33″ W.)</ENT>
                </ROW>
              </GPOTABLE>
            </EXTRACT>
          </SECTION>
          <SIG>
            <PRTPAGE P="79140"/>
            <DATED>Issued in Washington, DC, on December 14, 2011.</DATED>
            <NAME>Gary A. Norek,</NAME>
            <TITLE>Acting Manager, Airspace, Regulations and ATC Procedures Group.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32563 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 71</CFR>
        <DEPDOC>[Docket No. FAA-2011-0654; Airspace Docket No. 11-AWP-8]</DEPDOC>
        <RIN>RIN 2120-AA66</RIN>
        <SUBJECT>Proposed Modification of VOR Federal Airways V-135 and V-137; Southwest United States</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This action proposes to modify very high frequency omnidirectional range (VOR) Federal airways V-135 and V-137 by extending the airways to the Mexicali, Mexico VOR/DME. This action would enhance navigation and air traffic control coordination for aircraft proceeding across the United States-Mexican border.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before February 6, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Send comments on this proposal to the U.S. Department of Transportation, Docket Operations, M-30, 1200 New Jersey Avenue SE., West Building Ground Floor, Room W12-140, Washington, DC 20590-0001; telephone: (202) 366-9826. You must identify FAA Docket No. FAA-2011-0654 and Airspace Docket No. 11-AWP-8 at the beginning of your comments. You may also submit comments through the Internet at<E T="03">http://www.regulations.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Paul Gallant, Airspace, Regulations and ATC Procedures Group, Office of Airspace Services, Federal Aviation Administration, 800 Independence Avenue SW., Washington, DC 20591; telephone: (202) 267-8783.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Comments Invited</HD>
        <P>Interested parties are invited to participate in this proposed rulemaking by submitting such written data, views, or arguments, as they may desire. Comments that provide the factual basis supporting the views and suggestions presented are particularly helpful in developing reasoned regulatory decisions on the proposal. Comments are specifically invited on the overall regulatory, aeronautical, economic, environmental, and energy-related aspects of the proposal.</P>

        <P>Communications should identify both docket numbers (FAA Docket No. FAA-2011-0654 and Airspace Docket No. 11-AWP-8) and be submitted in triplicate to the Docket Management Facility (see<E T="02">ADDRESSES</E>section for address and phone number). You may also submit comments through the Internet at<E T="03">http://www.regulations.gov.</E>
        </P>
        <P>Commenters wishing the FAA to acknowledge receipt of their comments on this action must submit with those comments a self-addressed, stamped postcard on which the following statement is made: “Comments to FAA Docket No. FAA-2011-0654 and Airspace Docket No. 11-AWP-8.” The postcard will be date/time stamped and returned to the commenter.</P>
        <P>All communications received on or before the specified closing date for comments will be considered before taking action on the proposed rule. The proposal contained in this action may be changed in light of comments received. All comments submitted will be available for examination in the public docket both before and after the closing date for comments. A report summarizing each substantive public contact with FAA personnel concerned with this rulemaking will be filed in the docket.</P>
        <HD SOURCE="HD1">Availability of NPRMs</HD>

        <P>An electronic copy of this document may be downloaded through the Internet at<E T="03">http://www.regulations.gov.</E>Recently published rulemaking documents can also be accessed through the FAA's web page at<E T="03">http://www.faa.gov/airports_airtraffic/air_traffic/publications/airspace_amendments/.</E>
        </P>

        <P>You may review the public docket containing the proposal, any comments received and any final disposition in person in the Dockets Office (see<E T="02">ADDRESSES</E>section for address and phone number) between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. An informal docket may also be examined during normal business hours at the office of the Western Service Center, Federal Aviation Administration, 1601 Lind Avenue SW., Renton, WA 98057.</P>
        <P>Persons interested in being placed on a mailing list for future NPRMs should contact the FAA's Office of Rulemaking, (202) 267-9677, for a copy of Advisory Circular No. 11-2A, Notice of Proposed Rulemaking Distribution System, which describes the application procedure.</P>
        <HD SOURCE="HD1">The Proposal</HD>
        <P>The FAA is proposing an amendment to Title 14, Code of Federal Regulations (14 CFR) part 71 to extend two existing VOR Federal airways to the Mexicali, Mexico VOR/DME. V-135 would be amended by adding a segment between the Mexicali VOR/DME and the Bard, AZ VORTAC. V-137 would be amended by adding a segment between the Mexicali VOR/DME and the Imperial, CA VORTAC. These amendments would benefit cross-border navigation. Additionally, fixes would be established at the border crossing points to simplify air traffic control coordination of flights.</P>
        <P>VOR Federal airways are published in paragraph 6010(a) of FAA Order 7400.9V signed August 9, 2011 and effective September 15, 2011, which is incorporated by reference in 14 CFR 71.1. The VOR Federal airways listed in this document would be published subsequently in the Order.</P>
        <P>The FAA has determined that this proposed regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. Therefore, this proposed regulation: (1) Is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under Department of Transportation (DOT) Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. Since this is a routine matter that will only affect air traffic procedures and air navigation, it is certified that this proposed rule, when promulgated, will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>The FAA's authority to issue rules regarding aviation safety is found in Title 49 of the United States Code. Subtitle I, section 106 describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency's authority.</P>

        <P>This rulemaking is promulgated under the authority described in subtitle VII, part A, subpart I, section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of the airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it modifies the route structure as<PRTPAGE P="79141"/>required to preserve the safe and efficient flow of air traffic.</P>
        <HD SOURCE="HD1">Environmental Review</HD>
        <P>This proposal will be subject to an environmental analysis in accordance with FAA Order 1050.1E, “Environmental Impacts: Policies and Procedures,” prior to any FAA final regulatory action.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 71</HD>
          <P>Airspace, Incorporation by reference, Navigation (air).</P>
        </LSTSUB>
        <HD SOURCE="HD1">The Proposed Amendment</HD>
        <P>In consideration of the foregoing, the Federal Aviation Administration proposes to  amend 14 CFR part 71 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 71—DESIGNATION OF CLASS A, B, C, D, AND E AIRSPACE AREAS; AIR TRAFFIC SERVICE ROUTES; AND REPORTING POINTS</HD>
          <P>1. The authority citation for part 71 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 71.1</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. The incorporation by reference in 14 CFR 71.1 of FAA Order 7400.9V, Airspace Designations and Reporting Points, signed August 9, 2011 and effective September 15, 2011, is amended as follows:</P>
            
            <EXTRACT>
              <HD SOURCE="HD2">Paragraph 6010VOR Federal airways.</HD>
              <STARS/>
              <HD SOURCE="HD1">V-135 [Amended]</HD>
              <P>From Mexicali, Mexico; VIA Bard, AZ; Blythe, CA; Parker, CA; Needles, CA; Goffs, CA; Beatty, NV; INT Beatty 326°(T)/310°(M) and Tonopah, NV, 223°(T)/206°(M) radials; to Tonopah. The airspace within R-4807 and the airspace within Mexico is excluded.</P>
              <HD SOURCE="HD1">V-137 [Amended]</HD>
              <P>From Mexicali, Mexico; via Imperial, CA; INT Imperial 350°(T)/336°(M) and Thermal, CA 144°(T)/131°(M) radials; Palm Springs, CA; Palmdale, CA; Gorman, CA; Avenal, CA; Priest, CA; Salinas, CA. The airspace within Mexico is excluded.</P>
            </EXTRACT>
          </SECTION>
          <SIG>
            <DATED>Issued in Washington, DC, on December 14, 2011.</DATED>
            <NAME>Gary A. Norek,</NAME>
            <TITLE>Acting Manager, Airspace, Regulations and ATC Procedures Rules Group.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32558 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <CFR>17 CFR Chapter II</CFR>
        <DEPDOC>[Release Nos. 33-9284, 34-65960, 39-2482, IA-3336, IC-29886; File No. S7-43-11]</DEPDOC>
        <SUBJECT>List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Securities and Exchange Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Publication of list of rules scheduled for review.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Securities and Exchange Commission is today publishing a list of rules to be reviewed pursuant to Section 610 of the Regulatory Flexibility Act. The list is published to provide the public with notice that these rules are scheduled for review by the agency and to invite public comment on them.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments should be submitted by January 20, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Comments may be submitted by any of the following methods:</P>
        </ADD>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form(<E T="03">http://www.sec.gov/rules/other.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File Number S7-43-11 on the subject line; or</P>
        <P>• Use the Federal eRulemaking Portal (<E T="03">http://www.regulations.gov</E>). Follow the instructions for submitting comments.</P>
        <HD SOURCE="HD2">Paper Comments</HD>

        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File No. S7-43-11. This file number should be included on the subject line if email is used. To help us process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/other.shtml</E>). Comments also are available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10 a.m. and 3 p.m. All comments received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Anne Sullivan, Office of the General Counsel, (202) 551-5019.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Regulatory Flexibility Act (“RFA”), codified at 5 U.S.C. 600-611, requires an agency to review its rules that have a significant economic impact upon a substantial number of small entities within ten years of the publication of such rules as final rules. 5 U.S.C. 610(a). The purpose of the review is “to determine whether such rules should be continued without change, or should be amended or rescinded * * * to minimize any significant economic impact of the rules upon a substantial number of such small entities.” 5 U.S.C. 610(a). The RFA sets forth specific considerations that must be addressed in the review of each rule:</P>
        <P>• The continued need for the rule;</P>
        <P>• The nature of complaints or comments received concerning the rule from the public;</P>
        <P>• The complexity of the rule;</P>
        <P>• The extent to which the rule overlaps, duplicates or conflicts with other federal rules, and, to the extent feasible, with state and local governmental rules; and</P>
        <P>• The length of time since the rule has been evaluated or the degree to which technology, economic conditions, or other factors have changed in the area affected by the rule. 5 U.S.C. 610(c).</P>
        <P>The Securities and Exchange Commission, as a matter of policy, reviews all final rules that it published for notice and comment and, therefore, the list below is broader than that required by the RFA, and may include rules that do not have a significant economic impact on a substantial number of small entities. Where the Commission has previously made a determination of a rule's impact on small businesses, the determination is noted on the list. The Commission particularly solicits public comment on whether the rules listed below affect small businesses in new or different ways than when they were first adopted.</P>
        <P>The rules and forms listed below are scheduled for review by staff of the Commission during the next twelve months. The list includes rules from 2000. When the Commission implemented the Act in 1980, it stated that it “intend[ed] to conduct a broader review [than that required by the RFA], with a view to identifying those rules in need of modification or even rescission.” Securities Act Release No. 6302 (Mar. 20, 1981), 46 FR 19251 (Mar. 30, 1981).</P>
        <HD SOURCE="HD1">List of Rules To Be Reviewed</HD>
        <P>
          <E T="03">Title:</E>Rule 17f-7.<PRTPAGE P="79142"/>
        </P>
        <P>
          <E T="03">Citation:</E>17 CFR 270.17f-7.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 80a-6(c), 80a-7(d), 80a-17(f), 80a-37(a).</P>
        <P>
          <E T="03">Description:</E>Rule 17f-7 under the Investment Company Act of 1940 sets certain requirements for maintaining the assets of a registered management investment company with a foreign securities depository, including the requirement that the fund's contract with its global custodian must obligate the custodian to analyze and monitor the custody risks of using the depository and provide information about the risks to the fund or its adviser. If a custody arrangement with a securities depository no longer meets the requirements of the rule, the assets must be withdrawn from the depository as soon as reasonably practicable.</P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. IC-24424, which the Commission issued on April 27, 2000. Comments to the proposing release and any comments to the Initial Regulatory Flexibility Analysis were considered at that time.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Revised Transfer Agent Form and Related Rule.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 240.17Ac2-2, 17 CFR 249b.102, 17 CFR 240.17a-24.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 78a<E T="03">et seq.</E>
        </P>
        <P>
          <E T="03">Description:</E>These rules amended Rule 17Ac2-2 and Form TA-2 under the Securities Exchange Act of 1934 (“Exchange Act”) and rescinded Rule 17a-24 under the Exchange Act to obtain more comprehensive information from transfer agents about their activities while making Form TA-2 clearer and easier for transfer agents to complete.</P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. 34-42892, which was approved by the Commission on June 2, 2000. No comment in response to the initial regulatory flexibility analysis was received, and no comment specifically addressed that analysis. One commenter, however, indicated that the proposed amendments would not require significant modifications to existing procedures or systems. The Commission stated that the rule amendments, as adopted, would not have an additional significant economic impact on a substantial number of small entities.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Rule 237.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 230.237.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 77s(a), 77z-3.</P>
        <P>
          <E T="03">Description:</E>Rule 237 under the Securities Act of 1933 (“Act”) exempts from registration under the Act certain securities offered to individuals who reside in or are present in the United States, and who contribute to or receive the income and assets from a Canadian retirement account or sold to such accounts. Among other conditions, rule 237 requires written offering materials for these securities to disclose that the securities are not registered with the Commission and that the securities may not be offered or sold in the United States unless registered or exempt from registration.</P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. IC-24491, which was issued by the Commission on June 7, 2000. Comments to the proposing release and any comments to the Initial Regulatory Flexibility Analysis were considered at that time.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Rule 7d-2.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 270.7d-2.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 80a-37(a).</P>
        <P>
          <E T="03">Description:</E>Rule 7d-2 under the Investment Company Act of 1940 excludes from the definition of “public offering” under the Act offerings of certain securities to natural persons who reside in or are present in the United States, and who contribute to or receive the income and assets from a Canadian retirement account or sales of certain securities to such accounts. Among other conditions, rule 7d-2 requires written offering materials for these securities to disclose that (i) the securities are not registered with the Commission and that the securities may not be offered or sold in the United States unless registered or exempt from registration and (ii) the investment company that issued the securities is not registered with the Commission.</P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. IC-24491, which was issued by the Commission on June 7, 2000. Comments to the proposing release and any comments to the Initial Regulatory Flexibility Analysis were considered at that time.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Privacy of Consumer Financial Information (Regulation S-P).</P>
        <P>
          <E T="03">Citation:</E>17 CFR Part 248.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 6801<E T="03">et seq.,</E>15 U.S.C. 78a<E T="03">et seq.,</E>15 U.S.C. 80a-1<E T="03">et seq.,</E>15 U.S.C. 80b-1<E T="03">et seq.</E>
        </P>
        <P>
          <E T="03">Description:</E>Regulation S-P consists of rules that implemented, with respect to investment advisers registered with the Commission, brokers, dealers, and investment companies, provisions in Title V of the Gramm-Leach-Bliley Act requiring the provision of consumer financial privacy notices, restricting disclosures of nonpublic personal information, and mandating that the Commission establish standards to protect customer information.</P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 as summarized in Release No. 34-42974, which was approved by the Commission on June 22, 2000. No comment in response to the initial regulatory flexibility analysis was received, although commenters who addressed the proposed rules suggested that the Commission reduce compliance burdens by, among other things, providing model forms, providing additional examples, adding additional flexibility for providing initial privacy notices, and extending the rules' effective date. In response, the Commission provided an Appendix with sample clauses that could be used in privacy notices under appropriate circumstances, an extended compliance date to allow more time to comply and more opportunity to include initial notices with other mailings, an additional example permitting the householding of annual privacy notices with prospectuses or investor reports delivered under the Commission's householding rules, and revisions permitting the delivery of an initial notice within a reasonable time after establishing a customer relationship in two additional circumstances.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Selective Disclosure and Insider Trading.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 243.100-103, 17 CFR 240.10b5-1 and 10b5-2.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 78c, 78i, 78j, 78m, 78o, 78w, 78mm, and 80a-29, unless otherwise noted.</P>
        <P>
          <E T="03">Description:</E>These rules address the selective disclosure by issuers of material nonpublic information; when insider trading liability arises in connection with a trader's “use” or “knowing possession” of material nonpublic information; and when the breach of a family or other non-business relationship may give rise to liability under the misappropriation theory of<PRTPAGE P="79143"/>insider trading. The rules are designed to promote the full and fair disclosure of information by issuers, and to clarify and enhance existing prohibitions against insider trading.</P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. 33-7881, approved by the Commission on August 15, 2000, which adopted Regulation FD and the related rules and revisions. Comments to the proposing release were considered at that time.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Financial Statements and Periodic Reports for Related Issuers and Guarantors.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 210.3-10, 17 CFR 210.3-16, 17 CFR 240.12h-5, 17 CFR 249.220f.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 77a<E T="03">et seq.,</E>15 U.S.C. 78a<E T="03">et seq.,</E>15 U.S.C. 80a-1<E T="03">et seq.</E>
        </P>
        <P>
          <E T="03">Description:</E>These rules provide financial reporting rules for related issuers and guarantors of guaranteed securities and provide an exemption from Exchange Act periodic reporting for subsidiary issuers and subsidiary guarantors of these securities.</P>
        <P>Prior Commission Determination Under 5 U.S.C. 601: Pursuant to the Regulatory Flexibility Act (15 U.S.C. 605(b)), the Chairman of the Commission certified at the proposal stage on February 26, 1999 in Release No. 33-7649 that the revisions to rules and forms would not have a significant economic impact on a substantial number of small entities. The Commission received no comments specifically addressing the certification.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Unlisted Trading Privileges.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 240.12f-2(a).</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 78a<E T="03">et seq.</E>
        </P>
        <P>
          <E T="03">Description:</E>This rule amended Rule 12f-2(a) under the Exchange Act to provide that a national securities exchange extending unlisted trading privileges to an initial public offering security listed on another exchange would no longer be required to wait until the day after trading had commenced on the listing exchange to allow trading in that security, but instead would be permitted to begin trading an initial public offering issue immediately after the listing exchange's reporting of the first trade in the security to the Consolidated Tape.</P>
        <P>Prior Commission Determination Under 5 U.S.C. 601: A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. 34-43217, which was approved by the Commission on August 29, 2000. No comment in response to the initial regulatory flexibility analysis was received, and no comment specifically addressed that analysis. Commenters did, however, offer support for the proposal on the basis that a one-day trading delay imposed a burden on competition. Based in part on comments, the Commission decided to adopt the rule amendment as proposed.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Amendments to Rule 9b-1 Under the Securities Exchange Act of 1934 Relating to the Options Disclosure Document.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 240.9b-1.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 78a<E T="03">et seq.</E>
        </P>
        <P>
          <E T="03">Description:</E>The Commission adopted minor or technical amendments to Rule 9b-1 under the Exchange Act to revise certain language in the rule to better reflect the disclosure requirements regarding standardized options.</P>
        <P>Prior Commission Determination Under 5 U.S.C. 601: Pursuant to 15 U.S.C. 605(b), the Chairman of the Commission certified at the proposal stage, on June 25, 1998, that the proposed amendments to Rule 9b-1 under the Exchange Act would not have a significant economic impact on a substantial number of small entities. The Commission received no comment specifically addressing the certification, and the Commission adopted the rule amendments substantially as proposed on October 19, 2000.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Form ADV-NR.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 279.4.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 77s(a), 15 U.S.C. 78w(a), 15 U.S.C. 77sss(a), 15 U.S.C. 78a-37(a), and 15 U.S.C. 80b-3(c)(1), 80b-4, and 80b-11(a).</P>
        <P>
          <E T="03">Description:</E>Form ADV-NR is a form for the appointment of an agent for service of process by a non-resident general partner and non-resident managing agent of an investment adviser. Each non-resident general partner or managing agent of an investment adviser must file this form pursuant to rule 0-2 [17 CFR 275.0-2] under the Investment Advisers Act of 1940.</P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. IA-1897, which was approved by the Commission on September 12, 2000. Comments to the proposing release and any comments to the Initial Regulatory Flexibility Analysis were considered at that time.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Form ADV-H.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 279.3.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 80b-3(c)(1), 80b-4, and 80b-11(a).</P>
        <P>
          <E T="03">Description:</E>An investment adviser must file Form ADV-H pursuant to rule 203-3 [17 CFR 275.203-3] under the Investment Advisers Act of 1940 to request a temporary hardship exemption or apply for a continuing hardship exemption from the requirement to make Advisers Act filings electronically with the Investment Adviser Registration Depository (IARD).</P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. IA-1897, which was approved by the Commission on September 12, 2000. Comments to the proposing release and any comments to the Initial Regulatory Flexibility Analysis were considered at that time.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Delivery of Proxy Statements and Information Statements to Households.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 230.154, 17 CFR 240.14a-2 and 14a-3, 17 CFR 240.14a-7, 17 CFR 240.14a-101, 17 CFR 240.14b-1 and 14b-2, 17 CFR 240.14c-3, 17 CFR 240.14c-101.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 77a<E T="03">et seq.,</E>15 U.S.C. 78a<E T="03">et seq.,</E>15 U.S.C. 80a-1<E T="03">et seq.</E>
        </P>
        <P>
          <E T="03">Description:</E>These amendments permit companies and intermediaries to satisfy the delivery requirements for proxy statements and information statements with respect to two or more security holders sharing the same address by delivering a single proxy statement or information statement to those security holders. These amendments also modify the rules for householding annual reports and permit householding of proxy statements combined with prospectuses.</P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. 33-7912, approved by the Commission on October 27, 2000, which adopted the amendments. Comments to the proposing release were considered at that time. The Commission received no comments on the Initial Regulatory Flexibility Analysis.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Rule 203-3.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 275.203-3.<PRTPAGE P="79144"/>
        </P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 80b-3(c)(1) and 80b-11(a)].</P>
        <P>
          <E T="03">Description:</E>Rule 203-3 under the Investment Advisers Act of 1940 Advisers Act provides a temporary hardship exemption and a “continuing hardship exemption” from the requirement to make Advisers Act filings electronically with the Investment Adviser Registration Depository (IARD)<E T="03">.</E>
        </P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. IA-1897, which was approved by the Commission on September 12, 2000. Comments to the proposing release and any comments to the Initial Regulatory Flexibility Analysis were considered at that time.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Disclosure of Order Routing Practices.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 240.11Ac1-5 and 240.11Ac1-6,<E T="03">renumbered</E>17 CFR 242.605 and 242.606.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 78a<E T="03">et seq.</E>
        </P>
        <P>
          <E T="03">Description:</E>The Commission adopted Rule 11Ac1-5 under the Exchange Act to require market centers that trade national market system securities to make available to the public monthly electronic reports that include uniform statistical measures of execution quality. It adopted Rule 11Ac1-6 under the Exchange Act to require broker-dealers that route customer orders in equity and option securities to make publicly available quarterly reports that, among other things, identify the venues to which customer orders are routed for execution, and, in addition, to disclose to customers, on request, the venues to which their individual orders were routed.</P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. 34-43590, which was approved by the Commission on November 17, 2000. No comment in response to the initial regulatory flexibility analysis was received, and no comment specifically addressed that analysis. Some commenters stated, however, that they believed compliance with the proposed rules, particularly Rule 11Ac1-5, could be significantly more burdensome for smaller firms than for large ones. The Commission did not agree that compliance with the rules would be unduly burdensome for firms considered small entities for purposes of the Regulatory Flexibility Act, particularly after the omission from the final rules of a proposed requirement of a narrative discussion and analysis of order routing objectives and results.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Firm Quote and Trade-Through Disclosure Rules for Options.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 240.11Ac1-1,<E T="03">renumbered</E>17 CFR 242.602, and 11Ac1-7,<E T="03">11Ac1-7 repealed December 27, 2002.</E>
        </P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 78a<E T="03">et seq.</E>
        </P>
        <P>
          <E T="03">Description:</E>The Commission amended Rule 11Ac1-1 under the Exchange Act to require options exchanges and options market makers to publish firm quotes and adopted Rule 11Ac1-7 under the Exchange Act to require a broker-dealer to disclose to its customer when its customer's order for listed options is executed at a price inferior to a better published quote and what that better quote was, unless the transaction was effected on a market that is a participant in an intermarket options linkage plan approved by the Commission.</P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. 34-43591, which was approved by the Commission on November 17, 2000. No comment in response to the initial regulatory flexibility analysis was received, and no comment specifically addressed that analysis.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Revision of the Commission's Auditor Independence Requirements.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 210.2-01, 17 CFR 240.14a-101.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 77c<E T="03">et seq.,</E>15 U.S.C. 78c<E T="03">et seq.,</E>15 U.S.C. 79e<E T="03">et seq.,</E>15 U.S.C. 80a<E T="03">et seq.</E>
        </P>
        <P>
          <E T="03">Description:</E>The Commission amended Rule 2-01 in Regulation S-X and Item 9 in Schedule 14A under the Securities Exchange Act to modernize its guidance for determining whether an auditor is independent in light of investments by auditors (or the auditor's family members) in audit clients, employment relationships between auditors (or the auditor's family members) and audit clients, and the scope of services provided by audit firms to their audit clients.</P>
        <P>Prior Commission Determination Under 5 U.S.C. 601: A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. 33-7919, which was approved by the Commission on November 21, 2000. In response to multiple public comments, the Commission made modifications to reduce the impact of the new rules on small entities. In light of those modifications, the Commission concluded that the rules as adopted would not have a significant impact on a substantial number of small entities.</P>
        <STARS/>
        <P>
          <E T="03">Title:</E>Options Price Reporting Authority.</P>
        <P>
          <E T="03">Citation:</E>17 CFR 240.11Aa3-2,<E T="03">renumbered</E>17 CFR 242.608.</P>
        <P>
          <E T="03">Authority:</E>15 U.S.C. 78a<E T="03">et seq.</E>
        </P>
        <P>
          <E T="03">Description:</E>The Commission adopted amendments to the Options Price Reporting Authority (“OPRA”) Plan, a national market system plan approved by the Commission pursuant to Section 11A of the Exchange Act and Rule 11Aa3-2 thereunder, to allocate, among the options exchanges, OPRA's peak period message handling capacity.</P>
        <P>
          <E T="03">Prior Commission Determination Under 5 U.S.C. 601:</E>A Final Regulatory Flexibility Analysis was prepared in accordance with 5 U.S.C. 604 in conjunction with the adoption of Release No. 34-43621, which was approved by the Commission on November 27, 2000. The Commission received one comment directly relating to the initial regulatory flexibility analysis. The comment, from an OPRA participant exchange, stated that all its members would be affected if quotation capabilities were reduced and, as a result, small businesses would be impacted by the proposed OPRA Plan amendments because many of this commenter's members were small entities. Although the Commission included certain recommendations from commenters in the final OPRA Plan amendments, it did not believe that entities other than the OPRA participant exchanges, none of which was a small entity for purposes of the Regulatory Flexibility Act, would be directly affected by the amendments, or that the OPRA Plan amendments, as adopted, established any new reporting, recordkeeping, or compliance requirements for small entities.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          
          <P>By the Commission.</P>
          <NAME>Elizabeth M. Murphy,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32537 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="79145"/>
        <AGENCY TYPE="N">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT</AGENCY>
        <CFR>24 CFR Parts 50, 55, and 58</CFR>
        <DEPDOC>[Docket No. FR-5423-P-01]</DEPDOC>
        <RIN>RIN 2501-AD51</RIN>
        <SUBJECT>Floodplain Management and Protection of Wetlands</SUBJECT>
        <HD SOURCE="HD2">Correction</HD>
        <P>In proposed rule document 2011-31629 appearing on pages 77162-77175 in the issue of December 12, 2011, make the following correction:</P>
        <SECTION>
          <SECTNO>§ 55.11</SECTNO>
          <SUBJECT>[Corrected]</SUBJECT>
          <P>The table on page 77171 is corrected to read as set forth below:</P>
          <GPOTABLE CDEF="s50,xl50,xl50,r50,r50" COLS="5" OPTS="L2,i1">
            <TTITLE>Table 1</TTITLE>
            <BOXHD>
              <CHED H="1">Type of proposed action (new reviewable action or an amendment)<SU>1</SU>
              </CHED>
              <CHED H="1">Type of proposed action</CHED>
              <CHED H="2">Floodways</CHED>
              <CHED H="2">Coastal high hazard areas</CHED>
              <CHED H="2">Wetlands or 100-year floodplain outside coastal high hazard area and floodways</CHED>
              <CHED H="2">Non-wetlands area outside of the 100-year and within the 500-year floodplain</CHED>
            </BOXHD>
            <ROW>
              <ENT I="01">Critical Actions as defined in § 55.12(b)(2)</ENT>
              <ENT>Critical actions not allowed.</ENT>
              <ENT>Critical actions not allowed.</ENT>
              <ENT O="xl">Allowed if the proposed critical action is processed under § 55.20.<SU>2</SU>
              </ENT>
              <ENT>Allowed if the proposed critical action is processed under § 55.20.<SU>2</SU>
              </ENT>
            </ROW>
            <ROW>
              <ENT I="01">Non-critical actions not excluded under § 55.12(b) or (c)</ENT>
              <ENT O="xl">Allowed only if the proposed non-critical action is a functionally dependent use and processed under § 55.20.<SU>2</SU>
              </ENT>
              <ENT O="xl">Allowed only if the proposed non-critical action:<LI>(A)(1) Is either</LI>
                <LI>(a) reconstruction of a structure destroyed by a disaster, or</LI>
                <LI>(b) an improvement of an existing structure;</LI>
                <LI>(2) is designed for a Coastal High Hazard Area under § 55.1(c)(3); and</LI>
                <LI>(3) is processed under § 55.20;<SU>2</SU>or</LI>
                <LI>(B) Is a functionally dependent use processed under § 55.20.</LI>
              </ENT>
              <ENT O="xl">Allowed if proposed non-critical action is processed under § 55.20.<SU>2</SU>
              </ENT>
              <ENT>Any non-critical action is allowed without processing under this part.</ENT>
            </ROW>
            <TNOTE>
              <SU>1</SU>Under E.O. 11990, the decision making process in § 55.20 only applies to Federal assistance for new construction in wetlands locations.</TNOTE>
            <TNOTE>
              <SU>2</SU>Or those paragraphs of § 55.20 that are applicable to an action listed in § 55.12(a).</TNOTE>
          </GPOTABLE>
        </SECTION>
      </PREAMB>
      <FRDOC>[FR Doc. C1-2011-31629 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 1505-01-D</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2010-0972]</DEPDOC>
        <RIN>RIN 1625-AA09</RIN>
        <SUBJECT>Drawbridge Operation Regulations; Bayou Liberty, Mile 2.0, St. Tammany Parish, Slidell, LA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule; withdrawal.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is withdrawing its proposed rule concerning the regulation governing the operation of the SR 433 Bridge over Bayou Liberty, mile 2.0, St. Tammany Parish, Slidell, LA. The Louisiana Department of Transportation and Development (the bridge owner) proposed a change in the operating schedule to reduce the hours of manned operation of the bridge to make more efficient use of personnel and operating resources. Based on public comments expressing concern with the impact the proposed changes would have on public access to the waterway, the bridge owner no longer desires to move forward with the proposed rule.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The notice of proposed rulemaking is withdrawn on December 21, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>The docket for this withdrawn rulemaking is available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. You may also find this docket on the Internet by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2010-0972 in the “Keyword” box and then clicking “Search”.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this notice, call or email Jim Wetherington, Bridge Administration Branch, Eighth Coast Guard District; telephone (504) 671-2128, email<E T="03">james.r.wetherington@uscg.mil.</E>If you have questions on viewing material in the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:<PRTPAGE P="79146"/>
        </HD>
        <HD SOURCE="HD1">Background</HD>

        <P>On November 22, 2010, we published a Notice of Proposed Rulemaking (NPRM) entitled “Drawbridge Operation Regulations; Bayou Liberty, mile 2.0, St. Tammany Parish, Slidell, LA.” in the<E T="04">Federal Register</E>(75 FR 71061). The NPRM concerned the change to the operating schedule for the State Route 433 (SR 433) pontoon span bridge across Liberty Bayou, mile 2.0, at Slidell, St. Tammany Parish, Louisiana. The NPRM provided for an opening upon two-hour notice, allowing the Louisiana Department of Transportation and Development, owner of the bridge, to reduce the hours of manned operation of the bridge in order to make more efficient use of personnel and operating resources. This notice met with public concern over access and property values. On July 20, 2011, we published a Supplemental Notice of Proposed Rulemaking (SNPRM) entitled “Drawbridge Operation Regulations; Bayou Liberty, mile 2.0, St. Tammany Parish, Slidell, LA.” in the<E T="04">Federal Register</E>(76 FR 43226). The SNPRM concerned the change to the operating schedule for the State Route 433 (SR 433) pontoon span bridge across Liberty Bayou, mile 2.0, at Slidell, St. Tammany Parish, Louisiana. The SNPRM provided for an opening upon one-hour notice from 7 a.m. to 7 p.m., allowing the Louisiana Department of Transportation and Development, owner of the bridge, to reduce the hours of manned operation of the bridge in order to make more efficient use of personnel and operating resources.</P>
        <HD SOURCE="HD1">Withdrawal</HD>
        <P>Due to the negative feedback from the waterway users and the general public as well as the financial pressure mitigating these concerns would cause, the bridge owner has decided to maintain the current operating schedule. Therefore, we withdraw our proposed change to the existing notification requirements within this regulation.</P>
        <HD SOURCE="HD1">Authority</HD>
        <P>This action is taken under the authority of 33 U.S.C. 499; 33 CFR 1.05-1; Department of Homeland Security Delegation No. 0170.1.</P>
        <SIG>
          <DATED>Dated: November 21, 2011.</DATED>
          <NAME>Roy A. Nash,</NAME>
          <TITLE>Rear Admiral, U.S. Coast Guard, Commander, Eighth Coast Guard District.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32631 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 180</CFR>
        <DEPDOC>[EPA-HQ-OPP-2005-0253; FRL-9329-8]</DEPDOC>
        <SUBJECT>Propylene Oxide; Proposed Tolerance Actions</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA is proposing to establish the tree nut crop group tolerance and separate tolerances on pistachio and pine nuts for both the fumigant propylene oxide and the reaction product from the use of propylene oxide, known as propylene chlorohydrin, to cover all registered uses on raw and processed nuts. Also, in accordance with current Agency practice, EPA is proposing minor revisions to tolerance expressions and specific tolerance nomenclatures for propylene oxide and propylene chlorohydrin.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before February 21, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by docket identification (ID) number EPA-HQ-OPP-2005-0253, by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Office of Pesticide Programs (OPP) Regulatory Public Docket (7502P), Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001.</P>
          <P>•<E T="03">Delivery:</E>OPP Regulatory Public Docket (7502P), Environmental Protection Agency, Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. Deliveries are only accepted during the Docket Facility's normal hours of operation (8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays). Special arrangements should be made for deliveries of boxed information. The Docket Facility telephone number is (703) 305-5805.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to docket ID number EPA-HQ-OPP-2005-0253. EPA's policy is that all comments received will be included in the docket without change and may be made available on-line at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">regulations.gov</E>or email. The regulations.gov Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an email comment directly to EPA without going through<E T="03">regulations.gov,</E>your email address will be automatically captured and included as part of the comment that is placed in the docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov.</E>Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either in the electronic docket at<E T="03">http://www.regulations.gov,</E>or, if only available in hard copy, at the OPP Regulatory Public Docket in Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. The hours of operation of this Docket Facility are from 8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The Docket Facility telephone number is (703) 305-5805.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Joseph Nevola, Pesticide Re-evaluation Division (7508P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (703) 308-8037; email address:<E T="03">nevola.joseph@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>
        <P>You may be potentially affected by this action if you are an agricultural producer, food manufacturer, or pesticide manufacturer. Potentially affected entities may include, but are not limited to:</P>
        <P>• Crop production (NAICS code 111).<PRTPAGE P="79147"/>
        </P>
        <P>• Animal production (NAICS code 112).</P>
        <P>• Food manufacturing (NAICS code 311).</P>
        <P>• Pesticide manufacturing (NAICS code 32532).</P>

        <P>This listing is not intended to be exhaustive, but rather provides a guide for readers regarding entities likely to be affected by this action. Other types of entities not listed in this unit could also be affected. The North American Industrial Classification System (NAICS) codes have been provided to assist you and others in determining whether this action might apply to certain entities. To determine whether you or your business may be affected by this action, you should carefully examine the applicability provisions in Unit II.A. If you have any questions regarding the applicability of this action to a particular entity, consult the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD2">B. What should I consider as I prepare my comments for EPA?</HD>
        <P>1.<E T="03">Submitting CBI.</E>Do not submit this information to EPA through regulations.gov or email. Clearly mark the part or all of the information that you claim to be CBI. For CBI information in a disk or CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as CBI and then identify electronically within the disk or CD-ROM the specific information that is claimed as CBI. In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.</P>
        <P>2.<E T="03">Tips for preparing your comments.</E>When submitting comments, remember to:</P>

        <P>i. Identify the document by docket ID number and other identifying information (subject heading,<E T="04">Federal Register</E>date and page number).</P>
        <P>ii. Follow directions. The Agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.</P>
        <P>iii. Explain why you agree or disagree; suggest alternatives and substitute language for your requested changes.</P>
        <P>iv. Describe any assumptions and provide any technical information and/or data that you used.</P>
        <P>v. If you estimate potential costs or burdens, explain how you arrived at your estimate in sufficient detail to allow for it to be reproduced.</P>
        <P>vi. Provide specific examples to illustrate your concerns and suggest alternatives.</P>
        <P>vii. Explain your views as clearly as possible, avoiding the use of profanity or personal threats.</P>
        <P>viii. Make sure to submit your comments by the comment period deadline identified.</P>
        <HD SOURCE="HD1">II. Background</HD>
        <HD SOURCE="HD2">A. What action is the agency taking?</HD>
        <P>In this action, EPA is proposing to amend the propylene oxide tolerance regulation at 40 CFR 180.491 to add the crop group for tree nuts (nut, tree, group 14). In the Reregistration Eligibility Decision (RED) for propylene oxide, the Agency recommended that a tree nut crop group tolerance be established for two separate reasons:</P>
        <P>1. As a technical correction to conform the existing tolerance on “nutmeat, processed, except peanuts” with current Agency commodity terms; and</P>

        <P>2. To address the lack of a tolerance for registered uses on raw nuts. U.S. EPA, RED for Propylene Oxide (August 2006). In the<E T="04">Federal Register</E>of September 24, 2008 (73 FR 54954) (FRL-8382-2), EPA addressed the commodity conformity issue by replacing the “nutmeat, processed, except peanuts” with a tree nut crop group. However, a propylene oxide registrant objected to this action pointing out that this was not merely a technical correction to commodity terms but actually a substantive change to the tolerance because the tree nut crop group did not cover all nuts falling within the generic term “nutmeat, processed.” Accordingly, EPA, on its initiative, corrected its error and replaced the tree nut crop group with the pre-existing tolerance for “nutmeat, processed, except peanuts” in the<E T="04">Federal Register</E>of June 29, 2011 (76 FR 38036) (FRL-8877-7). Unfortunately, at the time of that action, EPA failed to recognize that the RED had found that a tree nut crop group was needed both as a technical, conforming change and to cover registered uses on raw nuts. Today, EPA is addressing the second reason by once again proposing to establish a tree nut group tolerance for propylene oxide in 40 CFR 180.491(a)(1) for residues of propylene oxide in or on nut, tree, group 14 at 300 ppm and in 40 CFR 180.491(a)(2) for residues of propylene chlorohydrin in or on nut, tree, group 14 at 10.0 ppm. However, because the current tree nut group tolerance does not cover all registered uses on nuts, EPA is also proposing to establish individual tolerances on these use sites (pistachios, pine nuts) in 40 CFR 180.491(a)(1) for residues of propylene oxide in or on pistachio at 300 ppm and nut, pine at 300 ppm, and in 40 CFR 180.491(a)(2) for residues of propylene chlorohydrin in or on pistachio at 10.0 ppm and nut, pine at 10.0 ppm. Establishment of tolerances for pistachios, pine nuts, and the nut, tree, group 14, would complete the actions recommended by the Agency in the RED.</P>
        <P>In order to conform to current Agency practice, EPA is proposing to revise the commodity terminology in 40 CFR 180.491(a)(1) from “herbs and spices, group 19, dried” to “herbs and spices, group 19, dried leaves” and in 40 CFR 180.491(a)(2) from “herbs and spices, group 19, dried, except basil” to “herbs and spices, group 19, dried leaves, except basil.”</P>
        <P>Also, in accordance with current Agency practice to describe more clearly the measurement and scope or coverage of tolerances, including applicable metabolites and degradates, EPA is proposing minor revisions to tolerance expressions for propylene oxide and propylene chlorohydrins. The revisions will not substantively change the tolerance or, in any way, modify the permissible level of residues permitted by the tolerance.</P>
        <P>The Agency is proposing to revise the introductory text containing the tolerance expressions in 40 CFR 180.491(a)(1) and (a)(2).</P>

        <P>EPA is required to determine whether each of the amended tolerances meets the safety standard of FFDCA. The safety finding determination of “reasonable certainty of no harm” is discussed in detail in each RED for the active ingredient. REDs recommend the implementation of certain tolerance actions, including modifications to reflect current use patterns, meet safety findings, and change commodity names and groupings in accordance with new EPA policy. Printed copies of many REDs may be obtained from EPA's National Service Center for Environmental Publications (EPA/NSCEP), P.O. Box 42419, Cincinnati, OH 45242-2419; telephone number: (800) 490-9198; fax number: (513) 489-8695; Internet at<E T="03">http://www.epa.gov/ncepihom</E>and from the National Technical Information Service (NTIS), 5285 Port Royal Rd., Springfield, VA 22161; telephone number: (800) 553-6847 or (703) 605-6000; Internet at<E T="03">http://www.ntis.gov.</E>An electronic copy of the propylene oxide RED and its addendums are available on the Internet in the docket for this proposed rule, ID<PRTPAGE P="79148"/>number EPA-HQ-OPP-2005-0253, at<E T="03">http://www.regulations.gov</E>and at<E T="03">http://www.epa.gov/pesticides/reregistration/status.htm.</E>
        </P>

        <P>Copies of the Residue Chemistry Chapter and other documents (such as the dietary exposure analysis of October 2011 for use of propylene oxide on pine nuts and comprehensive dietary exposure analysis of June 2006) which support the propylene oxide RED are found in the Administrative Record. An electronic copy of the Residue Chemistry Chapter and addendum as well as other support documents for propylene oxide are available through EPA's electronic docket and comment system, regulations.gov at<E T="03">http://www.regulations.gov.</E>You may search for docket ID number EPA-HQ-OPP-2005-0253, then click on that docket ID number to view its contents.</P>
        <P>EPA has determined that the aggregate exposures and risks are not of concern for the above mentioned pesticide active ingredients based upon the data identified in the RED which lists the submitted studies that the Agency found acceptable.</P>
        <HD SOURCE="HD2">B. What is the agency's authority for taking this action?</HD>

        <P>A “tolerance” represents the maximum level for residues of pesticide chemicals legally allowed in or on raw agricultural commodities and processed foods. Section 408 of FFDCA, 21 U.S.C. 346a, as amended by FQPA of 1996, Public Law 104-170, authorizes the establishment of tolerances, exemptions from tolerance requirements, modifications in tolerances, and revocation of tolerances for residues of pesticide chemicals in or on raw agricultural commodities and processed foods. Without a tolerance or exemption, food containing pesticide residues is considered to be unsafe and therefore “adulterated” under section 402(a) of FFDCA, 21 U.S.C. 342(a). Such food may not be distributed in interstate commerce (21 U.S.C. 331(a)). For a food-use pesticide to be sold and distributed, the pesticide must not only have appropriate tolerances under the FFDCA, but also must be registered under FIFRA (7 U.S.C. 136<E T="03">et seq.</E>). Food-use pesticides not registered in the United States must have tolerances in order for commodities treated with those pesticides to be imported into the United States.</P>
        <P>The Agency's evaluation of the database for pesticides, including requirements for additional data on the active ingredients to confirm the potential human health and environmental risk assessments associated with current product uses, are contained in REDs, as are the Agency's conditions under which these uses and products will be eligible for reregistration. In REDs, the Agency recommends the establishment, modification, and/or revocation of specific tolerances. The Agency's tolerance recommendations, such as establishing or modifying tolerances, and in some cases revoking tolerances, are the result of assessment under the FFDCA standard of “reasonable certainty of no harm.” However, tolerance revocations recommended in REDs do not need such assessment when the tolerances are no longer necessary.</P>
        <HD SOURCE="HD2">C. When do these actions become effective?</HD>

        <P>EPA is proposing that the establishment of tolerances, and revision of tolerance expressions and nomenclatures become effective on the date of publication of the final rule in the<E T="04">Federal Register</E>. If you have comments, please submit comments as described under<E T="02">SUPPLEMENTARY INFORMATION</E>.</P>
        <P>Any commodities listed in this proposal treated with the pesticides subject to this proposal, and in the channels of trade following the tolerance revocations, shall be subject to FFDCA section 408(1)(5), as established by FQPA. Under this unit, any residues of these pesticides in or on such food shall not render the food adulterated so long as it is shown to the satisfaction of the Food and Drug Administration that:</P>
        <P>1. The residue is present as the result of an application or use of the pesticide at a time and in a manner that was lawful under FIFRA, and</P>
        <P>2. The residue does not exceed the level that was authorized at the time of the application or use to be present on the food under a tolerance or exemption from tolerance. Evidence to show that food was lawfully treated may include records that verify the dates when the pesticide was applied to such food.</P>
        <HD SOURCE="HD1">III. International Residue Limits</HD>
        <P>In making its tolerance decisions, EPA seeks to harmonize U.S. tolerances with international standards whenever possible, consistent with U.S. food safety standards and agricultural practices. EPA considers the international maximum residue limits (MRLs) established by the Codex Alimentarius Commission (Codex), as required by FFDCA section 408(b)(4). The Codex Alimentarius is a joint U.N. Food and Agriculture Organization/World Health Organization food standards program, and it is recognized as an international food safety standards-setting organization in trade agreements to which the United States is a party. EPA may establish a tolerance that is different from a Codex MRL; however, FFDCA section 408(b)(4) requires that EPA explain the reasons for departing from the Codex level.</P>
        <P>The Codex has not established a MRL for propylene oxide or propylene chlorohydrin.</P>
        <HD SOURCE="HD1">IV. Statutory and Executive Order Reviews</HD>

        <P>In this proposed rule, EPA is proposing to establish tolerances under FFDCA section 408(e). The Office of Management and Budget (OMB) has exempted this type of action (<E T="03">e.g.,</E>establishment of a tolerance) from review under Executive Order 12866, entitled<E T="03">Regulatory Planning and Review</E>(58 FR 51735, October 4, 1993). Because this proposed rule has been exempted from review under Executive Order 12866 due to its lack of significance, this proposed rule is not subject to Executive Order 13211, entitled<E T="03">Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</E>(66 FR 28355, May 22, 2001). This proposed rule does not contain any information collections subject to OMB approval under the Paperwork Reduction Act (PRA), 44 U.S.C. 3501<E T="03">et seq.,</E>or impose any enforceable duty or contain any unfunded mandate as described under Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) (Pub. L. 104-4). Nor does it require any special considerations as required by Executive Order 12898, entitled<E T="03">Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations</E>(59 FR 7629, February 16, 1994); or OMB review or any other Agency action under Executive Order 13045, entitled<E T="03">Protection of Children from Environmental Health Risks and Safety Risks</E>(62 FR 19885, April 23, 1997). This action does not involve any technical standards that would require Agency consideration of voluntary consensus standards pursuant to section 12(d) of the National Technology Transfer and Advancement Act of 1995 (NTTAA), Public Law 104-113, section 12(d) (15 U.S.C. 272 note). Pursuant to the Regulatory Flexibility Act (RFA) (5 U.S.C. 601<E T="03">et seq.</E>), the Agency previously assessed whether establishment of tolerances, exemptions from tolerances, raising of tolerance levels, or expansion of exemptions might significantly impact a substantial number of small entities and concluded that, as a general matter, these actions do not impose a significant economic impact on a substantial number of small<PRTPAGE P="79149"/>entities. This analysis for tolerance establishments and modifications was published on May 4, 1981 (46 FR 24950), and was provided to the Chief Counsel for Advocacy of the Small Business Administration. Taking into account this analysis, and available information concerning the pesticide involved in this proposed rule, the Agency hereby certifies that this proposed rule will not have a significant negative economic impact on a substantial number of small entities. In addition, the Agency has determined that this action will not have a substantial direct effect on States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132, entitled<E T="03">Federalism</E>(64 FR 43255, August 10, 1999). Executive Order 13132 requires EPA to develop an accountable process to ensure “meaningful and timely input by State and local officials in the development of regulatory policies that have federalism implications.” “Policies that have federalism implications” is defined in the Executive order to include regulations that have “substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.” This proposed rule directly regulates growers, food processors, food handlers, and food retailers, not States. This action does not alter the relationships or distribution of power and responsibilities established by Congress in the preemption provisions of section 408(n)(4) of FFDCA. For these same reasons, the Agency has determined that this proposed rule does not have any “tribal implications” as described in Executive Order 13175, entitled<E T="03">Consultation and Coordination with Indian Tribal Governments</E>(65 FR 67249, November 9, 2000). Executive Order 13175 requires EPA to develop an accountable process to ensure “meaningful and timely input by tribal officials in the development of regulatory policies that have tribal implications.” “Policies that have tribal implications” is defined in the Executive order to include regulations that have “substantial direct effects on one or more Indian tribes, on the relationship between the Federal Government and the Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.” This proposed rule will not have substantial direct effects on tribal governments, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes, as specified in Executive Order 13175. Thus, Executive Order 13175 does not apply to this proposed rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 180</HD>
          <P>Environmental protection, Administrative practice and procedure, Agricultural commodities, Pesticides and pests, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Steven Bradbury,</NAME>
          <TITLE>Director, Office of Pesticide Programs.</TITLE>
        </SIG>
        
        <P>Therefore, it is proposed that 40 CFR chapter I be amended as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 180—[AMENDED]</HD>
          <P>1. The authority citation for part 180 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>21 U.S.C. 321(q), 346a and 371.</P>
          </AUTH>
          
          <P>2. Section 180.491 is amended by revising paragraphs (a)(1) and (a)(2) to read as follows:</P>
          <SECTION>
            <SECTNO>§ 180.491</SECTNO>
            <SUBJECT>Propylene oxide; tolerances for residues.</SUBJECT>
            <P>(a)<E T="03">General.</E>(1) Tolerances are established for residues of the fumigant propylene oxide, including its metabolites and degradates, in or on the commodities in the table in this paragraph. Compliance with the tolerance levels specified in this paragraph is to be determined by measuring only propylene oxide, when used as a postharvest fumigant, in or on the commodity.</P>
            <GPOTABLE CDEF="s50,8.1" COLS="2" OPTS="L2,tp0,i1">
              <BOXHD>
                <CHED H="1">Commodity</CHED>
                <CHED H="1">Parts per million</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">Cacao bean, dried bean</ENT>
                <ENT>200</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Cacao bean, cocoa powder</ENT>
                <ENT>200</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Fig</ENT>
                <ENT>3.0</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Garlic, dried</ENT>
                <ENT>300</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Grape, raisin</ENT>
                <ENT>1.0</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Herbs and spices, group 19, dried leaves</ENT>
                <ENT>300</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Nut, pine</ENT>
                <ENT>300</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Nut, tree, group 14</ENT>
                <ENT>300</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Nutmeat, processed, except peanuts</ENT>
                <ENT>300</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Onion, dried</ENT>
                <ENT>300</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Pistachio</ENT>
                <ENT>300</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Plum, prune, dried</ENT>
                <ENT>2.0</ENT>
              </ROW>
            </GPOTABLE>
            <P>(2) Tolerances are established for residues of the reaction product, propylene chlorohydrin, including its metabolites and degradates, in or on the commodities in the table in this paragraph. Compliance with the tolerance levels specified in this paragraph is to be determined by measuring only the sum of propylene chlorohydrin (1-chloro-2-propanol), and its isomer 2-chloro-1-propanol, calculated as the stoichiometric equivalent of propylene chlorohydrin (1-chloro-2-propanol), that results from the use of propylene oxide as a postharvest fumigant, in or on the commodity.</P>
            <GPOTABLE CDEF="s50,8.1" COLS="2" OPTS="L2,tp0,i1">
              <BOXHD>
                <CHED H="1">Commodity</CHED>
                <CHED H="1">Parts per million</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">Basil, dried leaves</ENT>
                <ENT>6000</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Cacao bean, dried bean</ENT>
                <ENT>20.0</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Cacao bean, cocoa powder</ENT>
                <ENT>20.0</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Fig</ENT>
                <ENT>3.0</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Garlic, dried</ENT>
                <ENT>6000</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Grape, raisin</ENT>
                <ENT>4.0</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Herbs and spices, group 19, dried leaves, except basil</ENT>
                <ENT>1500</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Nut, pine</ENT>
                <ENT>10.0</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Nut, tree, group 14</ENT>
                <ENT>10.0</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Nutmeat, processed, except peanuts</ENT>
                <ENT>10.0</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Onion, dried</ENT>
                <ENT>6000</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Pistachio</ENT>
                <ENT>10.0</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Plum, prune, dried</ENT>
                <ENT>2.0</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
          </SECTION>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32655 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
  </PRORULES>
  <VOL>76</VOL>
  <NO>245</NO>
  <DATE>Wednesday, December 21, 2011</DATE>
  <UNITNAME>Notices</UNITNAME>
  <NOTICES>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="79150"/>
        <AGENCY TYPE="F">BUREAU OF CONSUMER FINANCIAL PROTECTION</AGENCY>
        <DEPDOC>[Docket No. CFPB-2011-0044]</DEPDOC>
        <SUBJECT>Privacy Act of 1974, as Amended</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Consumer Financial Protection.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Proposed Privacy Act System of Records.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with the Privacy Act of 1974, as amended, the Bureau of Consumer Financial Protection, hereinto referred to as the Consumer Financial Protection Bureau (CFPB), gives notice of the establishment of this updated Privacy Act System of Records.<SU>1</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>1</SU>Section 1066 of the Act grants the Secretary of the Treasury interim authority to perform certain functions of the CFPB. Pursuant to that authority, Treasury publishes this Notice on behalf of the CFPB.</P>
          </FTNT>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received no later than January 20, 2012. The new database will be effective January 30, 2012 unless the comments received result in a contrary determination.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by Docket No. CFPB-2011-0044, by any of the following methods:</P>
          <P>•<E T="03">Electronic:</E>
            <E T="03">http://www.regulations.gov</E>. Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Claire Stapleton, Chief Privacy Officer, Consumer Financial Protection Bureau, 1700 G Street NW., Washington, DC 20006.</P>
          <P>•<E T="03">Hand Delivery/Courier in Lieu of Mail:</E>Claire Stapleton, Chief Privacy Officer, Consumer Financial Protection Bureau, 1700 G Street NW., Washington, DC 20006.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Claire Stapleton, Chief Privacy Officer, Consumer Financial Protection Bureau, 1700 G Street NW., Washington, DC 20006, (202) 435-7220.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Act”), Public Law 111-203, Title X, established the CFPB. The CFPB administers, enforces, and implements Federal consumer financial laws, and, among other powers, has authority to protect consumers from unfair, deceptive, and abusive practices when obtaining consumer financial products or services. The new system of records described in this notice, CFPB.011—Correspondence Tracking Database, will track and process controlled correspondence. The Correspondence Tracking Database will allow the CFPB to keep track of official correspondence while it is being actively handled.</P>
        <P>The report of the new system of records has been submitted to the Committee on Oversight and Government Reform of the House of Representatives, the Committee on Homeland Security and Governmental Affairs of the Senate, and the Office of Management and Budget, pursuant to Appendix I to OMB Circular A-130, “Federal Agency Responsibilities for Maintaining Records About Individuals,” dated November 30, 2000, and the Privacy Act, 5 U.S.C. 552a(r).</P>

        <P>The CFPB implementation team under Treasury previously published a system of records notice (“SORN”) for the Correspondence Database Treasury/DO .318 in the<E T="04">Federal Register</E>, 76 FR 14834, June 14, 2011.</P>
        <P>The system of records entitled, “CFPB.011—Correspondence Tracking Database” replaces the previously published SORN and is published in its entirety below.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Claire Stapleton,</NAME>
          <TITLE>Chief Privacy Officer.</TITLE>
        </SIG>
        <PRIACT>
          <HD SOURCE="HD1">CFPB.011</HD>
          <HD SOURCE="HD2">System Name:</HD>
          <P>CFPB Correspondence Tracking Database.</P>
          <HD SOURCE="HD2">System Location:</HD>
          <P>Consumer Financial Protection Bureau, 1700 G Street NW., Washington, DC 20006</P>
          <HD SOURCE="HD2">Categories of individuals covered by the system:</HD>
          <P>Individuals covered by this system are those whose correspondence is submitted to the CFPB and members of the CFPB assigned to help process, review and/or respond to the correspondence.</P>
          <HD SOURCE="HD2">Categories of records in the system:</HD>
          <P>Records maintained in the database may contain (1) Correspondence (including, without limitation, official letters, memoranda, faxes, telegrams, and emails) received and sent; (2) mailing lists of correspondence submitters; (3) identifying information regarding both the individual who is submitting the correspondence or the individual or entity on whose behalf such correspondence is submitted, such as the individual's name, phone number, address, email address, and any other disclosed identifiable information; (4) information concerning the CFPB employees responsible for processing the correspondence; (5) correspondence disposition information; (6) correspondence tracking dates; and (7) internal office assignment information. Supporting records may include correspondence between the CFPB and the individual. Records related to consumer complaints will not be contained in this system.</P>
          <HD SOURCE="HD2">Authority for maintenance of the system:</HD>
          <P>Public Law 111-203, Title X, Sections 1011, 1012, 1013, codified at 12 U.S.C. 5491, 5492, 5493.<SU>2</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>2</SU>Section 1066 of the Act grants the Secretary of the Treasury interim authority to perform certain functions of the CFPB. Pursuant to that authority, Treasury published rules on the Disclosure of Records and Information within 12 CFR Chapter X. This SORN is published pursuant to those rules and the Privacy Act.</P>
          </FTNT>
          <HD SOURCE="HD2">Purpose:</HD>
          <P>The purpose of the Correspondence Tracking Database is to enable the CFPB to track correspondence, including responsibilities for processing, tracking, responding to, or referring sensitive and/or time-critical correspondence for appropriate processing and responsive action.</P>
          <HD SOURCE="HD2">Routine uses of records maintained in the system, including categories of users and the purposes of such uses:</HD>

          <P>These records may be disclosed, consistent with the CFPB Confidentiality Rules, promulgated at 12 CFR part 1070<E T="03">et seq</E>to:</P>

          <P>(1) Appropriate agencies, entities, and persons when: (a) the CFPB suspects or has confirmed that the security or confidentiality of information in the system of records has been<PRTPAGE P="79151"/>compromised; (b) the CFPB has determined that, as a result of the suspected or confirmed compromise, there is a risk of harm to economic or property interests, identity theft or fraud, or harm to the security or integrity of this system or other systems or programs (whether maintained by the CFPB or another agency or entity) that rely upon the compromised information; and (c) the disclosure made to such agencies, entities, and persons is reasonably necessary to assist in connection with the CFPB's efforts to respond to the suspected or confirmed compromise and prevent, minimize, or remedy such harm;</P>
          <P>(2) Another Federal or state agency to: (a) permit a decision as to access, amendment or correction of records to be made in consultation with or by that agency; or (b) verify the identity of an individual or the accuracy of information submitted by an individual who has requested access to or amendment or correction of records;</P>
          <P>(3) To the Office of the President in response to an inquiry from that office made at the request of the subject of a record or a third party on that person's behalf;</P>
          <P>(4) Congressional offices in response to an inquiry made at the request of the individual to whom the record pertains;</P>
          <P>(5) Contractors, agents, or other authorized individuals performing work on a contract, service, cooperative agreement, job, or other activity on behalf of the CFPB or Federal Government and who have a need to access the information in the performance of their duties or activities;</P>
          <P>(6) The U.S. Department of Justice (“DOJ”) for its use in providing legal advice to the CFPB or in representing the CFPB in a proceeding before a court, adjudicative body, or other administrative body where the use of such information by the DOJ is deemed by the CFPB to be relevant and necessary to the advice or proceeding, and in the case of a proceeding, such proceeding names as a party in interest:</P>
          <P>(a) The CFPB;</P>
          <P>(b) Any employee of the CFPB in his or her official capacity;</P>
          <P>(c) Any employee of the CFPB in his or her individual capacity where DOJ has agreed to represent the employee; or</P>
          <P>(d) The United States, where the CFPB determines that litigation is likely to affect the Treasury or any of its components;</P>
          <P>(7) A grand jury pursuant either to a Federal or state grand jury subpoena, or to a prosecution request that such record be released for the purpose of its introduction to a grand jury, where the subpoena or request has been specifically approved by a court. In those cases where the Federal Government is not a party to the proceeding, records may be disclosed if a subpoena has been signed by a judge;</P>
          <P>(8) A court, magistrate, or administrative tribunal in the course of an administrative proceeding or judicial proceeding, including disclosures to opposing counsel or witnesses (including expert witnesses) in the course of discovery or other pre-hearing exchanges of information, litigation, or settlement negotiations, where relevant or potentially relevant to a proceeding, or in connection with criminal law proceedings;</P>
          <P>(9) Appropriate agencies, entities, and persons, to the extent necessary to respond to or refer correspondence;</P>
          <P>(10) Appropriate Federal, state, local, foreign, tribal, or self-regulatory organizations or agencies responsible for investigating, prosecuting, enforcing, implementing, issuing, or carrying out a statute, rule, regulation, order, policy, or license if the information may be relevant to a potential violation of civil or criminal law, rule, regulation, order, policy or license;</P>
          <HD SOURCE="HD2">Policies and practices for storing, retrieving, accessing, retaining, and dispensing of records in the system:</HD>
          <HD SOURCE="HD2">Storage:</HD>
          <P>Records maintained in this system are stored electronically and in file folders. Paper copies of individual records are made by the authorized CFPB staff.</P>
          <HD SOURCE="HD2">Retrievability:</HD>
          <P>Records are retrievable by the name of the individual covered by the system, date of correspondence, or correspondence control number or by some combination thereof.</P>
          <HD SOURCE="HD2">Safeguards:</HD>
          <P>Access to electronic records is restricted to authorized personnel who have been issued non-transferrable access codes and passwords. Other records are maintained in locked file cabinets or rooms with access limited to those personnel whose official duties require access.</P>
          <HD SOURCE="HD2">Retention and disposal:</HD>
          <P>Computer and paper records will be maintained indefinitely until a records disposition schedule is approved by the National Archives and Records Administration.</P>
          <HD SOURCE="HD2">System manager(s) and address:</HD>
          <P>Consumer Financial Protection Bureau, Executive Secretary 1700 G Street NW., Washington, DC 20006.</P>
          <HD SOURCE="HD2">Notification procedure:</HD>
          <P>Individuals seeking notification and access to any record contained in this database, or seeking to contest its content, may inquire in writing in accordance with instructions appearing in Title 12, Chapter 10 of the CFR, “Disclosure of Records and Information.” Address such requests to: Chief Privacy Officer, Consumer Financial Protection Bureau, 1700 G Street NW., Washington, DC 20006.</P>
          <HD SOURCE="HD2">Record access procedures:</HD>
          <P>See “Notification Procedures,” above.</P>
          <HD SOURCE="HD2">Contesting record procedures:</HD>
          <P>See “Notification Procedures,” above.</P>
          <HD SOURCE="HD2">Record source categories:</HD>
          <P>Information in this system is maintained about individuals who submit correspondence to CFPB and employees assigned to help process, review, or respond to correspondence.</P>
          <HD SOURCE="HD2">Exemptions claimed for the system:</HD>
          <P>None.</P>
        </PRIACT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32718 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4810-AM-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Forest Service</SUBAGY>
        <SUBJECT>Forest Resource Coordinating Committee</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Forest Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Forest Resource Committee Meeting will meet in Washington, DC on January 20, 2012. The purpose of the meeting is to orient the committee members to the federal advisory committees and to discuss projects for the committee to discuss throughout the 2012 year. The meeting is partially closed to the public.</P>
          <P>The Forest Resource Committee is authorized under the Food, Conservation, and Energy Act of 2008 (Pub. L. 110-246). The purpose of the committee is to provide direction and coordination of actions within the U.S. Department of Agriculture, and coordination with State agencies and the private sector, to effectively address the national priorities for non-industrial private forest land.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meeting will be held on January 20, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>The meeting will be held at 201 14th Street SW., Washington, DC in the Sidney Yates Building Training Room. Written comments should be sent to 1400 Independence Ave. SW.,<PRTPAGE P="79152"/>mailstop 1123, Washington DC 20250. Comments may also be sent via email to<E T="03">mayasolomon@fs.fed.us,</E>or via facsimile to (202) 205-1271.</P>

          <P>All comments, including names and addresses when provided, are placed in the record and are available for public inspection and copying. The public may inspect comments received on the Forest Resource Coordinating Committee Web site at<E T="03">http://www.fs.fed.us/spf/coop/.</E>Visitors are encouraged to call ahead to (202) 205-1043 to facilitate entry into the building.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Maya Solomon, Forest Resource Coordinating Committee Program Coordinator, Cooperative Forestry staff, (202) 205-1376 or Ted Beauvais, Assistant Director, Cooperative Forestry staff, (202) 205-1190.</P>
          <P>Individuals who use telecommunication devices for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-(800) 877-8339 between 8 a.m. and  8 p.m., Eastern Standard Time, Monday through Friday.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The meeting is open to the public from 12 p.m. to 4:30 p.m.. The committee will discuss its 2012 plan of work, which is open to the public. A full agenda for this meeting may be found on the Forest Resource Coordinating Committee Web site (<E T="03">http://www.fs.fed.us/spf/coop/</E>). Anyone who would like to bring related matters to the attention of the committee may file written statements with the committee staff or after the meeting. A summary of the metting will be posted at<E T="03">http://www.fs.fed.us/spf/coop/within</E>21 days of the meeting.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>James Hubbard,</NAME>
          <TITLE>Deputy Chief, State &amp; Private Forestry.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32608 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-11-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
        <P>The Department of Commerce will submit to the Office of Management and Budget (OMB) for clearance the following proposal for collection of information under the provisions of the Paperwork Reduction Act (44 U.S.C. chapter 35).</P>
        <P>
          <E T="03">Agency:</E>National Oceanic and Atmospheric Administration (NOAA).</P>
        <P>
          <E T="03">Title:</E>NOAA Satellite Ground Station Customer Questionnaire.</P>
        <P>
          <E T="03">OMB Control Number:</E>0648-0227.</P>
        <P>
          <E T="03">Form Number(s):</E>None.</P>
        <P>
          <E T="03">Type of Request:</E>Regular submission.</P>
        <P>
          <E T="03">Number of Respondents:</E>100.</P>
        <P>
          <E T="03">Average Hours Per Response:</E>10 minutes.</P>
        <P>
          <E T="03">Burden Hours:</E>17.</P>
        <P>
          <E T="03">Needs and Uses:</E>This request is for an extension of a currently approved collection.</P>
        <P>NOAA asks people who operate ground receiving stations that receive data from NOAA satellites to complete a questionnaire about the types of data received, its use, the equipment involved, and similar subjects. The data obtained are used by NOAA for short-term operations and long-term planning. Collection of this data assists us in complying with the terms of our Memorandum of Understanding (MOU) with the World Meteorological Organization: United States Department of Commerce, National Oceanic and Atmospheric Administration (NOAA) on area of common interest (2008).</P>
        <P>
          <E T="03">Affected Public:</E>Not-for-profit organizations.</P>
        <P>
          <E T="03">Frequency:</E>On occasion.</P>
        <P>
          <E T="03">Respondent's Obligation:</E>Voluntary.</P>
        <P>
          <E T="03">OMB Desk Officer: OIRA_Submission@omb.eop.gov.</E>
        </P>

        <P>Copies of the above information collection proposal can be obtained by calling or writing Diana Hynek, Departmental Paperwork Clearance Officer, (202) 482-0266, Department of Commerce, Room 6616, 14th and Constitution Avenue NW., Washington, DC 20230 (or via the Internet at<E T="03">dHynek@doc.gov</E>).</P>

        <P>Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to<E T="03">OIRA_Submission@omb.eop.gov.</E>
        </P>
        <SIG>
          <DATED>Dated: December 16, 2011.</DATED>
          <NAME>Gwellnar Banks,</NAME>
          <TITLE>Management Analyst, Office of the Chief Information Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32621 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-HR-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
        <P>The Department of Commerce will submit to the Office of Management and Budget (OMB) for clearance the following proposal for collection of information under the provisions of the Paperwork Reduction Act (44 U.S.C. chapter 35).</P>
        <P>
          <E T="03">Agency:</E>National Oceanic and Atmospheric Administration (NOAA).</P>
        <P>
          <E T="03">Title:</E>National Marine Sanctuary Permits.</P>
        <P>
          <E T="03">OMB Control Number:</E>0648-0141.</P>
        <P>
          <E T="03">Form Number(s):</E>NA.</P>
        <P>
          <E T="03">Type of Request:</E>Regular submission (extension of a current information collection).</P>
        <P>
          <E T="03">Number of Respondents:</E>634.</P>
        <P>
          <E T="03">Average Hours per Response:</E>General permit applications and reports, 1 hour, 30 minutes each; baitfish and lionfish permit applications and logs, 15 minutes each; special use permits and reports, 8 hours each; historical resource permits and reports, 13 hours each; Tortugas access requests and reports, 5 minutes each; permit amendments, 30 minutes; activity certification, 30 minutes; registering voluntary activities, 15 minutes; appeals, 24 hours.</P>
        <P>
          <E T="03">Burden Hours:</E>1,703.</P>
        <P>
          <E T="03">Needs and Uses:</E>This request is for extension of a current information collection. National Marine Sanctuary regulations at 15 CFR part 922 list specific activities that are prohibited in national marine sanctuaries. These regulations also state that otherwise prohibited activities are permissible if a permit is issued by the Office of National Marine Sanctuaries (ONMS). Persons desiring a permit must submit an application, and anyone obtaining a permit is generally required to submit one or more reports on the activity allowed under the permit.</P>

        <P>The recordkeeping and reporting requirements at 15 CFR part 922 form the basis for this collection of information. This information is required by the National Ocean Service's Office of National Marine Sanctuaries to protect and manage sanctuary resources as required by the National Marine Sanctuaries Act (16 U.S.C. 1431<E T="03">et seq.</E>).</P>
        <P>
          <E T="03">Affected Public:</E>Business or other for-profit organizations; not-for-profit institutions, state, local and tribal government.</P>
        <P>
          <E T="03">Frequency:</E>Annually and on occasion.</P>
        <P>
          <E T="03">Respondent's Obligation:</E>Required to obtain or retain benefits.</P>
        <P>
          <E T="03">OMB Desk Officer: OIRA_Submission@omb.eop.gov.</E>
        </P>

        <P>Copies of the above information collection proposal can be obtained by calling or writing Diana Hynek, Departmental Paperwork Clearance Officer, (202) 482-0266, Department of Commerce, Room 6616, 14th and Constitution Avenue NW., Washington, DC 20230 (or via the Internet at<E T="03">dHynek@doc.gov).</E>
        </P>

        <P>Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to<E T="03">OIRA_Submission@omb.eop.gov.</E>
        </P>
        <SIG>
          <PRTPAGE P="79153"/>
          <DATED>Dated: December 16, 2011.</DATED>
          <NAME>Gwellnar Banks,</NAME>
          <TITLE>Management Analyst, Office of the Chief Information Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32588 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-NK-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
        <P>The Department of Commerce will submit to the Office of Management and Budget (OMB) for clearance the following proposal for collection of information under the provisions of the Paperwork Reduction Act (44 U.S.C. chapter 35).</P>
        <P>
          <E T="03">Agency:</E>National Oceanic and Atmospheric Administration (NOAA).</P>
        <P>
          <E T="03">Title:</E>Alaska Recreational Charter Vessel Guide and Owner Data Collection.</P>
        <P>
          <E T="03">OMB Control Number:</E>None.</P>
        <P>
          <E T="03">Form Number(s):</E>NA.</P>
        <P>
          <E T="03">Type of Request:</E>Regular submission (request for a new information collection).</P>
        <P>
          <E T="03">Number of Respondents:</E>643.</P>
        <P>
          <E T="03">Average Hours Per Response:</E>Complete survey, 90 minutes; follow-up/non-response survey, 6 minutes.</P>
        <P>
          <E T="03">Burden Hours:</E>519.</P>
        <P>
          <E T="03">Needs and Uses:</E>Numerous management measures have recently been proposed or implemented that affect recreational charter boat fishing for Pacific halibut off Alaska. On January 5, 2010, the National Marine Fisheries Service (NMFS) issued a final rule establishing a limited entry permit system for charter vessels in the guided halibut sport fishery in International Pacific Halibut Commission Areas 2C (Southeast Alaska) and 3A (Central Gulf of Alaska) (75FR554). This permit system is intended to address concerns about the growth of fishing capacity in this fishery sector, which accounts for a substantial portion of the overall recreational halibut catch in Alaska. On March 16, 2011, a size limit on Pacific halibut caught while charter boat fishing for the 2011 fishing season was established (76FR14300). In addition, on July 22, 2011, a Halibut Catch Sharing Plan (76FR44156) was proposed that would alter the way Pacific halibut is allocated between the guided sport (<E T="03">i.e.,</E>the charter sector) and the commercial halibut fishery.</P>
        <P>To assess the effect of regulatory restrictions (currently in place or potential) on charter operator and owner behavior and welfare, it is necessary to obtain a better general understanding of the Alaska recreational charter boat industry. Some information useful for this purpose is already collected from existing sources, such as charter vessel logbooks administered by Alaska Department of Fish and Game (ADF&amp;G). However, information on vessel and crew characteristics, services offered to clients, spatial and temporal aspects of their operations and fishing behavior, and costs and earnings information are generally not available from these existing data sources and thus must be collected directly from the industry through voluntary survey efforts.</P>
        <P>In order to address this information gap, NMFS' Alaska Fisheries Science Center proposes to conduct a survey of charter vessel owners to collect annual cost and earnings data that will supplement logbook data collected by ADF&amp;G. The proposed data collection will provide basic economic information about the charter sector, including revenues produced from different products and services provided to clients, fixed and variable operating costs and locations of purchases. These data will support improved analysis and of the effects of fisheries regulations on the charter fishing industry, information that is increasingly needed by the North Pacific Fishery Management Council and NMFS to deal with ongoing halibut resource issues and other fishery management issues involving the charter industry.</P>
        <P>
          <E T="03">Affected Public:</E>Business or other for-profit organizations.</P>
        <P>
          <E T="03">Frequency:</E>Annually.</P>
        <P>
          <E T="03">Respondent's Obligation:</E>Voluntary.</P>
        <P>
          <E T="03">OMB Desk Officer: OIRA_Submission@omb.eop.gov.</E>
        </P>

        <P>Copies of the above information collection proposal can be obtained by calling or writing Diana Hynek, Departmental Paperwork Clearance Officer, (202) 482-0266, Department of Commerce, Room 6616, 14th and Constitution Avenue NW., Washington, DC 20230 (or via the Internet at<E T="03">dHynek@doc.gov</E>).</P>

        <P>Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to<E T="03">OIRA_Submission@omb.eop.gov.</E>
        </P>
        <SIG>
          <DATED>Dated: December 16, 2011.</DATED>
          <NAME>Gwellnar Banks,</NAME>
          <TITLE>Management Analyst, Office of the Chief Information Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32599 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>RIN 0648-BB69</RIN>
        <SUBJECT>New England Fishery Management Council; Notice of Intent To Prepare an Environmental Impact Statement (EIS); Northeast Multispecies Fishery; Notice of Public Scoping Meetings</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Intent To Prepare an Environmental Impact Statement; notice of public scoping meetings; requests for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The New England Fishery Management Council (Council) announces its intention to prepare, in cooperation with NMFS, an EIS in accordance with the National Environmental Policy Act to assess potential effects on the human environment of alternative measures to address management and conservation measures for the Northeast (NE) multispecies fishery. This action is necessary to provide analytical support for an amendment to the Northeast Multispecies Fishery Management Plan (FMP) examining potential rules to reduce the likelihood that groundfish permit holders will acquire or control excessive shares of fishing privileges in the fishery and that over-consolidation will occur within the fleet.</P>
          <P>This notice announces a public process for determining the scope of issues to be addressed, and for identifying the significant issues related to fleet diversity and the implementation of accumulation limits for this fishery. This notice is to alert the interested public of the scoping process, the development of the Draft EIS, and to provide for public participation in that process.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>Written comments must be received on or before 5 p.m., EST, on March 1, 2012. Eleven public scoping meetings will be held during this comment period. See<E T="02">SUPPLEMENTARY INFORMATION</E>section for dates, times, and locations.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Written comments may be sent by any of the following methods:</P>
          <P>•<E T="03">Email to the following address: Groundfish.Amendment18@noaa.gov;</E>
          </P>

          <P>• Mail or hand deliver to Mr. Paul Howard, New England Fishery Management Council, 50 Water St., Mill 2, Newburyport, MA 01950. Mark the outside of the envelope “Groundfish Amendment 18 Scoping Comments”; or<PRTPAGE P="79154"/>
          </P>
          <P>• Fax to (978) 465-3116.</P>

          <P>The scoping document may also be obtained from the Council office at the previously provided address, by request to the Council by telephone (978) 465-0492, or via the Internet at<E T="03">http://www.nefmc.org.</E>
          </P>

          <P>Comments may also be provided orally at any of the 11 public scoping meetings. See the<E T="02">SUPPLEMENTARY INFORMATION</E>section for dates, times, and locations.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Mr. Paul Howard, New England Fishery Management Council, 50 Water St., Mill 2, Newburyport, MA 01950, (telephone (978) 465-0492).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The NE multispecies fishery targets cod, haddock, white hake, pollock, Acadian redfish, yellowtail flounder, winter flounder, witch flounder, American plaice, windowpane flounder, Atlantic halibut, ocean pout, and Atlantic wolffish. These species are managed as 20 individual stocks and are termed “regulated species”. The Council has managed these species as a unit under the NE Multispecies FMP since 1985. (The NE Multispecies FMP also manages silver hake, red hake and offshore hake, which are called “small mesh species,” and which would not be directly affected by Amendment 18.) Many of these stocks are overfished and/or overfishing is occurring. As a result, strict regulations have been adopted to control catch and promote stock rebuilding. Management measures include limited and open-access permit categories, limits on fishing time through days-at-sea (DAS) allocations, gear requirements, closed areas, retention limits, and sector allocation. These measures have been adopted through a series of amendments and adjustments to the original FMP. The most recent amendment (Amendment 16, implemented on May 1, 2010) expands the use of sectors to manage the fishery. Sectors are voluntary, self-selected groups of fishermen that are allocated a portion of the available catch. Amendment 16 also implements annual catch limits (ACLs); exceeding these limits triggers additional management actions called accountability measures (AMs).</P>
        <P>At the request of the Council, NMFS published a control date of March 7, 2011. The control date is intended to alert the fishing industry and the public that any present or future accumulation of fishing privileges may be limited or may not be allowed after or prior to the published control date. It also is intended to discourage speculative behavior in the market for fishing privileges while the Council considers whether and how such limitations on accumulation of fishing privileges should be developed. However, in establishing this date, the Council is not obligated to take any further action. No limits or restrictions have been imposed on the groundfish fishery by establishing this control date. However, fishermen are encouraged to preserve any documents relating to their ownership or control of fishing privileges in the event that the Council does decide to take a future action.</P>
        <P>In the most recent specification process (Framework Adjustment 44 to the NE Multispecies FMP), catch limits for many multispecies stocks were set at very low levels, and these restrictions are anticipated to remain for the near future. Currently, there are no specific controls on the excessive accumulation or control of fishing privileges in the multispecies fishery. There is concern that the low catch limits, in conjunction with expanded sector management, will lead to excessive consolidation and lack of diversity in the groundfish fleet. Likewise, there is concern regarding consolidation and diversity in the groundfish fleet as stocks rebuild and acceptable biological catches (ABCs) increase.</P>
        <P>Because of these concerns and in light of the National Standards and other requirements of the Magnuson-Stevens Act related to maintaining the diverse makeup of the fleet, as well as an interest in keeping active and thriving fishing ports throughout New England, the Council is considering measures that may limit or cap the amount or type of fishing privileges that individuals or groups of individuals may acquire or control. The Council may also create other incentives for maintaining diversity and fishery infrastructure. The Council has identified two objectives for an amendment to achieve these objectives:</P>
        <P>1. To consider the establishment of accumulation caps for the groundfish fishery; and</P>
        <P>2. To consider issues associated with fleet diversity in the multispecies fishery.</P>
        <HD SOURCE="HD1">Meetings</HD>
        <P>Eleven scoping meetings to facilitate public comment will be held on the following dates and locations:</P>
        <GPOTABLE CDEF="s100,r100" COLS="2" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">City and date</CHED>
            <CHED H="1">Location</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Ellsworth, Maine Tuesday, January 17, 2012 6-8 p.m</ENT>
            <ENT>Ellsworth City Hall, 1 City Plaza, Ellsworth, ME, Phone: (207) 667-2563.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Portland, Maine Wednesday, January 18, 2012 5-7 p.m</ENT>
            <ENT>Holiday Inn by the Bay, 88 Spring Street, Portland, ME, Phone: (207) 775-2311.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Fairhaven, Massachusetts Friday, January 20, 2012 12 a.m.-2 p.m</ENT>
            <ENT>Seaport Inn, 110 Middle Street, Fairhaven, MA, Phone: (508) 997-1281.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">So. Kingstown, Rhode Island Friday, January 20, 2012 5-7 p.m</ENT>
            <ENT>Holiday Inn, 3009 Tower Hill Road, So. Kingstown, RI, Phone: (401) 789-1051.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Riverhead, New York Monday, January 23, 2012 7-9 p.m</ENT>
            <ENT>Hotel Indigo East End, 1830 Route 25, Riverhead, NY, Phone: (631) 369-2200.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Manahawkin, New Jersey Tuesday, January 24, 2012 12 a.m.-2 p.m</ENT>
            <ENT>Holiday Inn, 151 Route 72 East, Manahawkin, NJ, Phone: (732) 571-4000.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Hyannis, Massachusetts Thursday, January 26, 2012 1-3 p.m</ENT>
            <ENT>Holiday Inn, Hyannis, 1127 Route 132, Hyannis, MA, Phone (508) 775-1153.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Plymouth, Massachusetts Thursday, January 26, 2012 5-7 p.m</ENT>
            <ENT>Radisson Plymouth, 180 Water Street, Plymouth, MA, Phone: (508) 747-4900.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Gloucester, Massachusetts Monday, January 30, 2012 6-8 p.m</ENT>
            <ENT>MA DMF Annisquam River Station, 30 Emerson Avenue, Gloucester, MA, Phone: (978) 828-0308.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Portsmouth, New Hampshire Tuesday, January 31, 2012 6-8 p.m</ENT>
            <ENT>Sheraton Harborside, 250 Market Street, Portsmouth, NH, Phone: (603) 431-2000.</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="79155"/>
        <HD SOURCE="HD1">Issues Identified for Discussion Under This Amendment</HD>
        <P>This action will consider measures that require changes to the NE multispecies FMP. Measures may be developed and adopted in a future action. The Council may consider several types of management measures, including, but not limited to:</P>
        <P>• No action; no additional measures would be adopted;</P>
        <P>• Establishing individual accumulation caps, or sector accumulation caps, on a stock-specific or fishery-wide level;</P>
        <P>• Establishing limits or caps of fishing privileges limit measures fleet-wide or separately for inshore and offshore fleets;</P>
        <P>• Establishing usage caps for vessels fishing on a NE multispecies permit;</P>
        <P>• Other measures to promote diversity within the fleet; and,</P>
        <P>• Establishing performance indicators relating to the two objectives identified for the amendment (in addition to or instead of limits or caps).</P>

        <P>The Council may deviate from these examples and develop additional approaches, consistent with their description in the Magnuson-Stevens Act and National Standard Guidelines. The above issues under consideration are described in greater detail in the scoping document itself; copies may be obtained from the Council (see<E T="02">ADDRESSES</E>) or via the Internet at<E T="03">http://www.nefmc.org/.</E>
        </P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>16 U.S.C. 1801<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: December 16, 2011.</DATED>
          <NAME>Steven Thur,</NAME>
          <TITLE>Acting Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32694 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>RIN 0648-XA875</RIN>
        <SUBJECT>International Affairs; Identification of Nations Whose Fishing Vessels Are Engaged in Fishing in Waters Beyond Any National Jurisdiction That Target or Incidentally Catch Sharks</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>On March 24, 2011, NMFS published a notice and requested information regarding nations whose vessels are engaged in fishing in waters beyond any national jurisdiction that target or incidentally catch sharks. However, upon further reflection and review of the statute, NMFS proposes to begin the process of making identifications by January 4, 2012, and publish the first identifications in the January 2013 Biennial Report to Congress, coincident with the next identification process under the IUU fishing and bycatch provisions of the Moratorium Protection Act.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective December 21, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Cheri McCarty, NMFS Office of International Affairs. (301) 427-8369.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Background</HD>
        <P>The Shark Conservation Act of 2010 (S.850) amended the Moratorium Protection Act (16 U.S.C. 1826d-k) to require actions be taken by the United States to strengthen shark conservation. Specifically, these amendments to the Moratorium Protection Act require the Secretary of Commerce to identify: (1) Nations whose fishing vessels are engaged, or have been engaged during the preceding calendar year, in fishing activities or practices in waters beyond any national jurisdiction that target or incidentally catch sharks; and (2) nations that have not adopted a regulatory program to provide for the conservation of sharks, including measures to prohibit removal of any of the fins of a shark (including the tail) and discarding the carcass of the shark at sea, that is comparable to that of the United States, taking into account different conditions. The Secretary is required to begin making identifications not later than January 4, 2012.</P>
        <P>NMFS solicited information from the public on activities of fishing vessels from foreign nations engaged in shark catch beyond any national jurisdiction on March 24, 2011 (76 FR 16616), and indicated that it anticipated making the first identifications under this statute by January 4, 2012. However, upon further reflection and review of the statute, NMFS proposes to begin the process of making identifications by January 4, 2012, and publish the first identifications in the January 2013 Biennial Report to Congress, coincident with the next identification process under the IUU fishing and bycatch provisions of the Moratorium Protection Act. This approach is consistent with the statute and will treat all identified nations equally. If identifications were made in January 2012, it would provide potentially-affected foreign nations only one year to become familiar with the new shark provisions before identification decisions were made and only one year to take the necessary actions to receive a positive certification. NMFS has already started collecting and analyzing information that could help the agency determine which nations may have vessels engaging in fishing activities or practices on the high seas that target or incidentally catch sharks.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Rebecca Lent,</NAME>
          <TITLE>Director, Office of International Affairs, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32690 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>RIN 0648-XA880</RIN>
        <SUBJECT>Marine Mammals; Issuance of Permits</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice; issuance of permits.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>Notice is hereby given that individuals and institutions have been issued Letters of Confirmation for activities conducted under the General Authorization for Scientific Research on marine mammals. See<E T="02">SUPPLEMENTARY INFORMATION</E>for a list of names and address of recipients.</P>
        </SUM>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The Letters of Confirmation and related documents are available for review upon written request or by appointment in the following office: Permits and Conservation Division, Office of Protected Resources, NMFS, 1315 East-West Highway, Room 13705, Silver Spring, MD 20910; phone (301) 427-8401; fax (301) 713-0376.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Office of Protected Resources, Permits Division, (301) 427-8401.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The requested Letters of Confirmation have been issued under the authority of the Marine Mammal Protection Act of 1972, as amended (16 U.S.C. 1361<E T="03">et seq.</E>), and the regulations governing the taking and importing of marine mammals (50 CFR part 216). The General Authorization allows for bona fide scientific research that may result only in taking by level B harassment of marine mammals. The following Letters of Confirmation (LOC) were issued in Fiscal Year 2011.</P>
        <P>
          <E T="03">File No. 15683:</E>Issued to Dr. David Mann, University of South Florida, St.<PRTPAGE P="79156"/>Petersburg, FL on October 15, 2010, authorizes visual and passive acoustic recordings, photo-identification, and behavioral observations of 22 cetacean species off the West Florida Shelf (including coastal waters to the continental shelf and slope, extending northwestward to the area near the Deepwater Horizon spill site). The purpose of the study is to build on a comprehensive, unique dataset that can be used as the basis for modeling cetacean distributions to determine how cetacean distributions vary between seasons, and if it is correlated with any physical or biological features. The LOC expires on October 31, 2015.</P>
        <P>
          <E T="03">File No. 16103:</E>Issued to Eric Montie, Ph.D., University of South Carolina Beaufort, Bluffton, SC on December 30, 2010, authorizes visual and passive acoustic recordings, photo-identification, and behavioral observations of bottlenose dolphins (<E T="03">Tursiops truncatus</E>) in coastal waters surrounding Hilton Head Island, South Carolina, including the May River, Cooper River, Calibogue Sound, Colleton River, Okatie River, Chechessee River, Broad River, Port Royal Sound, adjoining creeks, and along the Atlantic Ocean side of Hilton Head Island, not extending more than one mile offshore. The objectives of the study are to: (1) Acoustically and visually determine distribution of dolphins and their prey, (2) determine the acoustic behavior of dolphins and their prey, and (3) determine the effect of anthropogenic noise on dolphin and prey distributions. The LOC expires on December 31, 2015.</P>
        <P>
          <E T="03">File No. 16104:</E>Issued to Dr. Robert Young, Coastal Carolina University, Conway, SC on December 30, 2010, authorizes visual surveys, photo-identification, and behavioral observations in the marsh, inland and coastal waters out to 10 miles offshore of South Carolina and North Carolina. Studies will be primarily focused on the North Inlet/Winyah Bay system near Georgetown, SC, coastal waters near Murrells Inlet, SC, Cape Romain near McClellanville, SC, the Bull Creek/May River system near Bluffton, SC and Little River Inlet, SC. The purpose of the study is to: (1) Continue an on-going dolphin ecology research program, which includes studies on bioenergetics and birth timing; and (2) continue photo-ID and transect survey effort to contribute to understanding of abundance, stock structure, and residency of bottlenose dolphins along the Southeast U.S. coast. The LOC expires on December 31, 2015.</P>
        <P>
          <E T="03">File No. 16183:</E>Issued to Daniela Maldini, Okeanis, Moss Landing, CA on March 2, 2011, authorizes vessel surveys, photo-identification, and behavioral observations off the California coast with focuses in Monterey Bay, Morro Bay, Santa Barbara, Half-Moon Bay and San Francisco Bay within 1 km of the shoreline. The purposes of the study are to estimate the population size of bottlenose dolphins in Monterey Bay and compare the Monterey Bay photo-identification catalogue to the Southern California Bight catalogue to revise population estimates for the California coastal stock of bottlenose dolphins. The LOC expires on February 29, 2016.</P>
        <P>
          <E T="03">File No. 16185:</E>Issued to Dr. Andrew J. Read, Duke University, Beaufort, NC on March 30, 2011, authorizes visual and aerial surveys including photographic identification, behavioral observation and passive acoustic monitoring (PAM) with a towed array of 22 non-endangered cetacean species. Studies will focus on bottlenose dolphins, Atlantic spotted dolphins (<E T="03">Stenella frontalis</E>) and pilot whales (<E T="03">Globicephala spp.</E>), and be conducted in estuarine and coastal waters out to 100 nautical miles offshore of the North Carolina/Virginia border south to latitude 29 degrees N. Specific goals are to: (1) Continue with photo-ID and transect survey effort to contribute to understanding of occurrence, distribution, and ranging patterns of cetaceans along the Southeast U.S. coast, (2) investigate pilot whale interactions with longline gear, (3) conduct year-round line transect surveys in the Navy's Undersea Warfare Training Range off of North Carolina and northern Florida, (4) conduct PAM during vessel based surveys, and (5) coordinate with the stranding network to cross reference stranded animals with photo-identification catalogs. The LOC expires on April 1, 2016.</P>
        <P>
          <E T="03">File No. 16232:</E>Issued to GeoMarine, Inc., Plano, TX [Responsible Party: Jason Holt See; Principle Investigator: Amy Whitt] on April 7, 2011, authorizes visual surveys, close approach, photo-identification, and behavioral observations along the coast from New Jersey to North Carolina and extending from 19 to 36 nautical miles (NM) offshore. The purpose of the study is to provide baseline information on 31 non-endangered marine mammal species that would better inform offshore renewable energy developers, regulators, and other stakeholders of the distribution, abundance, behavior, and migration of marine species in nearshore waters of southern New Jersey, Delaware, Maryland, and Virginia, which is a region of significant potential offshore wind farm development. The LOC expires on March 31, 2016.</P>
        <P>
          <E T="03">File No. 16223:</E>Issued to Frank Fish, Ph.D., Department of Biology, West Chester University, West Chester, PA on April 25, 2011, to videotape and observe harbor seals (<E T="03">Phoca vitulina</E>) and grey seals (<E T="03">Halichoerus grypus</E>) off Duck Island, ME. The purpose of the study is to photo-document terrestrial locomotion of phocid seals to assess potential habitats that can be used by seals if populations are to increase along the northeastern U.S. coast. The LOC expires on August 30, 2014.</P>
        <P>
          <E T="03">File No. 16260:</E>Issued on April 25, 2011 to William E Bemis, Ph.D., Kingsbury Director, Shoals Marine Laboratory, Portsmouth, NH for photo-identification and observations of harbor seals and gray seals at Duck Island, ME. The study objectives are to photo-document pinniped distribution and use of islands around the Isles of Shoals, as well as monitor the inter and intra-species interactions and behaviors critical to understanding the life history of these marine mammals throughout the entire Gulf of Maine for conservation, health and management. The LOC expires on June 30, 2015.</P>
        <P>
          <E T="03">File No. 14903:</E>This LOC, held by Lisa Sette, Provincetown Center for Coastal Studies, Provincetown, MA, was modified on April 27, 2011, to include additional sampling locations within Nantucket Sound. The objectives of the study are to provide information on the haul-out structure and possible distribution shifts of harbor and gray seals around New England. The LOC expires on March 1, 2015.</P>
        <P>
          <E T="03">File No. 1094-1836:</E>Issued to Peggy Stap, Marine Life Studies, Monterey, California on April 27, 2006 was extended on April 29, 2011. The purpose of the research is to study the foraging strategies of transient and offshore killer whales (<E T="03">Orcinus orca</E>) and investigate the abundance, distribution, movement, and frequency of occurrence of other cetacean species in the Monterey Bay National Marine Sanctuary. The LOC was extended from April 30, 2011 to July 31, 2011.</P>
        <P>
          <E T="03">File No. 16381:</E>Issued on May 16, 2011 to Maddalena Bearzi, Ph.D., Ocean Conservation Society, Marina Del Rey, CA for photo-identification, observations, and harassment of marine mammals during vessel surveys in the coastal and offshore waters of Southern California. The study objectives are to continue the long-term study of inshore/offshore marine mammal ecology and investigations on the presence of skin diseases and physical deformities on coastal and offshore bottlenose<PRTPAGE P="79157"/>dolphins. The LOC expires on May 31, 2016.</P>
        <P>
          <E T="03">File No. 15621:</E>Issued on June 3, 2011 to Peggy Stap, Marine Life Studies, Monterey, CA for photo-identification, passive acoustic recordings, behavioral observations, underwater photography and video, and harassment of marine mammals during vessel surveys in the Monterey Bay National Marine Sanctuary. The objectives are to: (1) study the foraging strategies of killer whales (transient and offshore) within the sanctuary and (2) investigate the abundance, distribution, movement, and frequency of occurrence of cetaceans in the sanctuary, specifically the interaction of mixed species groups. In regards to killer whales, Ms. Stap plans to investigate: (1) Foraging vocalizations, (2) topographical influence on foraging strategies, and (3) idiosyncratic prey preferences of subgroups. The LOC expires on June 15, 2016.</P>
        <P>
          <E T="03">File No. 16299:</E>Issued to Ann Weaver, Ph.D., Argosy University, Sarasota, FL on June 3, 2011 authorizes vessel surveys, photo-identification and behavioral observations of bottlenose dolphins near John's Pass on the west coast of Florida. The objective is to complete a study begun in 2005 that is designed to examine the before, during, and after affects of bridge construction on the abundance, distribution, and behavior of dolphins. Construction was delayed, so Dr. Weaver has not yet collected data for the after phase of her project. The LOC expires on June 15, 2016.</P>
        <P>
          <E T="03">File No. 13427:</E>Issued to Gregory D. Kaufman, Pacific Whale Foundation, Wailuku, HI on July 26, 2011 authorizes an amendment to LOC No. 13427-02 to expand the survey area to include inshore waters (&lt;100 fathoms) of Maui County, Hawaii and to include vessel surveys, photo identification, focal follows, and passive acoustic recording of spinner dolphins. The objective of the additional research is to gather information on the movement patterns and acoustic behavior of spinner dolphins (<E T="03">Stenella longirostris</E>) in the waters of Maui County, Hawaii and will test for differences in the peak time of resting between locations and differences in patterns due to the presence and absence of boats. This amended GA LOC supercedes version 13427-02, issued on November 24, 2010. The LOC expires on June 15, 2013.</P>
        <P>
          <E T="03">File No. 16522:</E>Issued to Wendy Noke Durden, Hubbs-SeaWorld Research Institute, Melbourne Beach, FL on September 7, 2011 authorizes vessel surveys, aerial surveys, photo-identification, and behavioral observations off the east coast of Florida from the northernmost limits of Flagler County to Jupiter Inlet, which includes the Intracoastal Waterway (ICW), Indian River Lagoon (IRL), and Halifax Rivers. The purposes of the study are to: (1) Continue monitoring IRL bottlenose dolphin abundance and distribution using line-transect aerial surveys, (2) examine dolphin abundance, distribution, residency, and habitat use of Halifax River animals, (3) determine group size and composition inhabiting the ICW, (4) document seasonal movement patterns, (5) simultaneously monitor the direct access point for influx/efflux (Ponce Inlet) of dolphins to/from the Atlantic ocean, and (6) evaluate dispersal in IRL dolphins. The LOC expires on September 30, 2016.</P>

        <P>In compliance with the National Environmental Policy Act of 1969 (42 U.S.C. 4321<E T="03">et seq.</E>), a final determination has been made that the activities are categorically excluded from the requirement to prepare an environmental assessment or environmental impact statement.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>P. Michael Payne,</NAME>
          <TITLE>Chief, Permits and Conservation Division, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32689 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>RIN 0648-XA877</RIN>
        <SUBJECT>Takes of Marine Mammals Incidental to Specified Activities; St. George Reef Light Station Restoration and Maintenance at Northwest Seal Rock, Del Norte County, CA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice; proposed incidental take authorization; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>NMFS has received an application from the St. George Reef Lighthouse Preservation Society (SGRLPS), for an Incidental Harassment Authorization (IHA) to take marine mammals, by harassment incidental to conducting aircraft operations, lighthouse renovation, and light maintenance activities on the St. George Reef Light Station on Northwest Seal Rock (NWSR) in the northeast Pacific Ocean from the period of February through April, 2012 and during the period of November through December, 2012. Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its proposal to issue an IHA to SGRLPS to incidentally harass, by Level B harassment only, four species of marine mammals during the specified activity.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments and information must be received no later than January 20, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Comments on the application should be addressed to P. Michael Payne, Chief, Permits, Conservation and Education Division, Office of Protected Resources, National Marine Fisheries Service, 1315 East-West Highway, Silver Spring, MD 20910. The mailbox address for providing email comments is<E T="03">ITP.Cody@noaa.gov.</E>NMFS is not responsible for email comments sent to addresses other than the one provided here. Comments sent via email, including all attachments, must not exceed a 10-megabyte file size.</P>
          <P>
            <E T="03">Instructions:</E>All comments received are a part of the public record and will generally be posted to<E T="03">http://www.nmfs.noaa.gov/pr/permits/incidental.htm#applications</E>without change. All Personal Identifying Information (for example, name, address, etc.) voluntarily submitted by the commenter may be publicly accessible. Do not submit confidential business information or otherwise sensitive or protected information.</P>

          <P>An electronic copy of the application containing a list of the references used in this document may be obtained by writing to the above address, telephoning the contact listed here (see<E T="02">FOR FURTHER INFORMATION CONTACT</E>) or visiting the Internet at:<E T="03">http://www.nmfs.noaa.gov/pr/permits/incidental.htm#applications.</E>The following associated documents are also available at the same internet address: Environmental Assessment (EA) prepared by NMFS; and the finding of no significant impact (FONSI). Documents cited in this notice may be viewed, by appointment, during regular business hours, at the aforementioned address.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Jeannine Cody, NMFS, Office of Protected Resources, NMFS, (301) 713-2289 or Monica DeAngelis, NMFS Southwest Regional Office, (562) 980-3232.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>

        <P>Section 101(a)(5)(D) of the MMPA (16 U.S.C. 1371(a)(5)(D)) directs the<PRTPAGE P="79158"/>Secretary of Commerce to authorize, upon request, the incidental, but not intentional, taking by harassment of small numbers of marine mammals of a species or population stock, by United States citizens who engage in a specified activity (other than commercial fishing) within a specified geographical region if certain findings are made and a notice of a proposed authorization is provided to the public for review.</P>
        <P>Authorization for incidental taking of small numbers of marine mammals shall be granted if NMFS finds that the taking will have a negligible impact on the species or stock(s), and will not have an unmitigable adverse impact on the availability of the species or stock(s) for subsistence uses (where relevant). The authorization must set forth the permissible methods of taking, other means of effecting the least practicable adverse impact on the species or stock and its habitat, and monitoring and reporting of such takings. NMFS has defined “negligible impact” in 50 CFR 216.103 as “* * * an impact resulting from the specified activity that cannot be reasonably expected to, and is not reasonably likely to, adversely affect the species or stock through effects on annual rates of recruitment or survival.”</P>
        <P>Section 101(a)(5)(D) of the MMPA establishes a 45-day time limit for NMFS' review of an application followed by a 30-day public notice and comment period on any proposed authorizations for the incidental harassment of small numbers of marine mammals. Within 45 days of the close of the public comment period, NMFS must either issue or deny the authorization.</P>
        <P>Except with respect to certain activities not pertinent here, the MMPA defines “harassment” as:</P>
        
        <EXTRACT>
          <FP>any act of pursuit, torment, or annoyance which (i) has the potential to injure a marine mammal or marine mammal stock in the wild [Level A harassment]; or (ii) has the potential to disturb a marine mammal or marine mammal stock in the wild by causing disruption of behavioral patterns, including, but not limited to, migration, breathing, nursing, breeding, feeding, or sheltering [Level B harassment].</FP>
        </EXTRACT>
        
        <HD SOURCE="HD1">Summary of Request</HD>
        <P>NMFS received a letter on October 7, 2011, from the SGRLPS requesting the taking by harassment, of small numbers of marine mammals, incidental to aircraft operations and restoration and maintenance activities on the St. George Reef Light Station (Station). NMFS determined that application complete and adequate on October 21, 2011. The SGRLPS aims to: (1) restore and preserve the Station on a monthly basis (February-April, and November-December, 2012); and (2) perform periodic, annual maintenance on the Station's optical light system.</P>
        <P>The Station, which is listed in the National Park Service's National Register of Historic Places, is located on Northwest Seal Rock (NWSR) offshore of Crescent City, California in the northeast Pacific Ocean.</P>

        <P>The proposed activities would occur in the vicinity of a possible pinniped haul out site located on NWSR. Acoustic and visual stimuli generated by: (1) Helicopter landings/takeoffs; (2) noise generated during restoration activities (e.g., painting, plastering, welding, and glazing); (3) maintenance activities (e.g., bulb replacement and automation of the light system); and (4) human presence, may have the potential to cause any pinnipeds hauled out on NWSR to flush into the surrounding water or to cause a short-term behavioral disturbance. These types of disturbances are the principal means of marine mammal taking associated with these activities and the SGRLPS has requested an authorization to take 204 California sea lions (<E T="03">Zalophus californianus</E>); 36 Pacific Harbor seals (<E T="03">Phoca vitulina</E>); 172 Steller sea lions (<E T="03">Eumetopias jubatus</E>); and six northern fur seals (<E T="03">Callorhinus ursinus</E>) by Level B harassment.</P>
        <P>To date, NMFS has issued two, 1-year IHAs to the SGRLPS for the conduct of the same activities from 2009 to 2011. This is the SGRLPS' third request for an IHA; the current IHA will expire on December 31, 2011 (75 FR 10564, February 25, 2011).</P>
        <HD SOURCE="HD1">Description of the Specified Activity</HD>
        <P>SGRLPS proposes to conduct the proposed activities (aircraft operations, lighthouse restoration, and light maintenance activities) from the period of February through April, 2012 and during the period of November through December, 2012, at a maximum frequency of one session per month. The proposed duration for each session would last no more than three days (e.g., Friday, Saturday, and Sunday).</P>
        <HD SOURCE="HD2">Aircraft Operations</HD>
        <P>Because NWSR has no safe landing area for boats, the proposed restoration activities would require the SGRLPS to transport personnel and equipment from the California mainland to NWSR by a small helicopter. Helicopter landings take place on top of the engine room (caisson) which is approximately 15 m (48 ft) above the surface of the rocks on NWSR.</P>
        <P>SGRLPS proposes to transport no more than 15 work crew members and equipment to NWSR for each session and estimates that each session would require no more than 36 helicopter landings/takeoffs per month. During landing, the helicopter would land on the caisson to allow the work crew members to disembark and retrieve their equipment located in a basket attached to the underside of the helicopter. The helicopter would then return to the mainland to pick up additional personnel and equipment. Even though SGRLPS would use the helicopter to transport work crew members and materials on the first and last days of the three-day activity, the helicopter would likely fly to and from the Station on all three days of the restoration and maintenance activities.</P>
        <P>
          <E T="03">Proposed schedule:</E>SGRLPS would conduct a maximum of 16 flights (eight arrivals and eight departures) for the first day. The first flight would depart from Crescent City Airport at approximately 9 a.m. for a 6-minute flight to NWSR. The helicopter would land and takeoff immediately after offloading personnel and equipment every 20 minutes (min). The total duration of the first day's aerial operations would last for approximately 3 hours (hrs) and 26 min and would end at approximately 12:34 p.m. Crew members would remain overnight at the Station and would not return to the mainland on the first day.</P>
        <P>For the second day, the SGRLPS would conduct a maximum of 10 flights (five arrivals and five departures) to transport additional materials on and off the islet. The first flight would depart from Crescent City Airport at 9 a.m. for a 6-minute flight to NWSR. The total duration of the second day's aerial operations would last up to three hours.</P>
        <P>For the final day of operations, SGRLPS would conduct a maximum of eight helicopter flights (four arrivals and four departures) to transport the remaining crew members and equipment/material back to the Crescent City Airport. The total duration of the third day's helicopter operations in support of restoration would last up to 2 hrs and 14 min.</P>

        <P>As a mean of funding support for the restoration activities, the SGRLPS will conduct public tours of the Station during the last day of the proposed restoration and maintenance activities. SGRLPS proposes to transport visitors to the Station during the Sunday work window period. Although some of these flights would be conducted solely for the transportation of tourists, those flights would be conducted at a later stage when no pinnipeds are expected to be at the Station. The proposed IHA does not include additional allowance<PRTPAGE P="79159"/>for animals that might be affected by additional flights for the transportation of tourists.</P>
        <HD SOURCE="HD2">Lighthouse Restoration Activities</HD>
        <P>Restoration activities would include the removal of peeling paint and plaster, restoration of interior plaster and paint, refurbishing structural and decorative metal, reworking original metal support beams throughout the lantern room and elsewhere, replacing glass as necessary, and upgrading the present electrical system. The SGRLPS expects to complete most of the major restoration work within five years.</P>
        <HD SOURCE="HD2">Light Maintenance Activities</HD>
        <P>The SGRLPS will need to conduct maintenance on the Station's beacon light at least once or up to two times per year within the proposed work window. Scheduled light maintenance activities would coincide with lighthouse restoration activities conducted monthly during the period of February through April, 2012 and during the period of November through December, 2012. The SGRLPS expects that maintenance activities would not exceed three hrs per each monthly session.</P>
        <HD SOURCE="HD2">Emergency Light Maintenance</HD>
        <P>If the beacon light fails during the period from February 10, 2012, through April 30, 2012, or during the period of November 1, 2012, through December 31, 2012, the SGRLPS proposes to send a crew of two to three people to the Station by helicopter to repair the beacon light. For each emergency repair event, the SGRLPS proposes to conduct a maximum of four flights (two arrivals and two departures) to transport equipment and supplies. The helicopter may remain on site or transit back to shore and make a second landing to pick up the repair personnel.</P>
        <P>In the case of an emergency repair between May 1, 2012, and October 31, 2012, the SGRLPS would consult with the NMFS Southwest Regional Office (SWRO) to best determine the timing of the trips to the lighthouse, on a case-by-case basis, based upon the existing environmental conditions and the abundance and distribution of any marine mammals present on NWSR. The SWRO biologists would have real-time knowledge regarding the animal use and abundance of the NWSR at the time of the repair request and would make a decision regarding when the trips to the lighthouse can be made during the emergency repair time window that would have the least practicable adverse impact to marine mammals. The SWRO would also ensure that the SGRLPS' request for incidental take during emergency repairs would not exceed the number of incidental take authorized in the proposed IHA.</P>
        <P>Complete automation of the light generating system and automatic backup system will minimize maintenance and emergency repair visits to the island. The light is solar powered using one solar panel; an installed second panel serves as a backup which is automatically activated if needed. A second smaller bulb in the lantern is activated if the primary bulb fails. Use of high quality, durable materials and thorough weatherproofing is planned to minimize trips for maintenance and repair in the future. All tools and supplies are stored on the island so that a minimal number of transport trips for emergency maintenance will be necessary.</P>
        <HD SOURCE="HD1">Acoustic Source Specifications</HD>
        <HD SOURCE="HD2">R44 Raven Helicopter</HD>
        <P>The SGRLPS plans to charter a Raven R44 helicopter, owned and operated by Air Shasta Rotor and Wing, LLC. The Raven R44, which seats three passengers and one pilot, is a compact-sized (1134 kilograms (kg), 2500 pounds (lbs)) helicopter with two-bladed main and tail rotors. Both sets of rotors are fitted with noise-attenuating blade tip caps that would decrease flyover noise.</P>
        <HD SOURCE="HD2">Metrics Used in This Document</HD>
        <P>This section includes a brief explanation of the sound measurements frequently used in the discussions of acoustic effects in this document. Sound pressure is the sound force per unit area, and is usually measured in micropascals (μPa), where 1 pascal (Pa) is the pressure resulting from a force of one newton exerted over an area of one square meter. Sound pressure level (SPL) is expressed as the ratio of a measured sound pressure and a reference level. The commonly used reference pressure is 1 μPa for under water, and the units for SPLs are dB re: 1 μPa. The commonly used reference pressure is 20 μPa for in air, and the units for SPLs are dB re: 20 μPa.</P>
        
        <FP SOURCE="FP-2">SPL (in decibels (dB)) = 20 log (pressure/reference pressure)</FP>
        
        <P>SPL is an instantaneous measurement and can be expressed as the peak, the peak-peak (p-p), or the root mean square (rms). Root mean square, which is the square root of the arithmetic average of the squared instantaneous pressure values, is typically used in discussions of the effects of sounds on vertebrates and all references to SPL in this document refer to the root mean square unless otherwise noted. SPL does not take the duration of a sound into account.</P>
        <HD SOURCE="HD2">Characteristics of the Aircraft Noise</HD>
        <P>Noise testing performed on the R44 Raven Helicopter, as required for Federal Aviation Administration approval, required an overflight at 150 m (492 ft) above ground level, 109 knots and a maximum gross weight of 1,134 kg (2,500 lbs). The noise levels measured on the ground at this distance and speed were 81.9 decibels (dB) re: 20 μPa (A-weighted) for the model R44 Raven I, or 81.0 dB re: 20 μPa (A-weighted) for the model R44 Raven II (NMFS, 2007).</P>
        <P>The helicopter would land on the Station's caisson and presumably, the received sound levels would increase above 81-81.9 dB re: 20 μPa (A-weighted) at the landing area.</P>
        <HD SOURCE="HD2">Characteristics of Restoration and Maintenance Noise</HD>
        <P>Restoration and maintenance activities would involve the removal of peeling paint and plaster, restoration of interior plaster and paint, refurbishing structural and decorative metal, reworking original metal support beams throughout the lantern room and elsewhere, replacing glass as necessary, upgrading the present electrical system; and annual light beacon maintenance. Any noise associated with these activities is likely to be from light construction (e.g., sanding, hammering, or use of hand drills). The SGRLPS proposes to confine all restoration activities to the existing structure which would occur on the upper levels of the Station. The pinnipeds of NWSR do not have access to this area.</P>
        <P>NMFS expects that acoustic stimuli resulting from the proposed helicopter operations; noise from maintenance and restoration activities; and human presence has the potential to harass marine mammals, incidental to the conduct of the proposed activities. NMFS expects these disturbances to be temporary and result, at worst, in a temporary modification in behavior and/or low-level physiological effects (Level B Harassment) of small numbers of certain species of marine mammals.</P>
        <HD SOURCE="HD1">Description of the Specified Geographic Region</HD>

        <P>The Station is located on a small, rocky islet (41°50′24″ N, 124°22′06″ W) approximately nine kilometers (km) (6.0 miles (mi)) in the northeast Pacific Ocean, offshore of Crescent City, California (Latitude: 41°46′48″ N; Longitude: 124°14′11″ W). NWSR is approximately 91.4 m (300 ft) in diameter that peaks at 5.18 m (17 ft)<PRTPAGE P="79160"/>above mean sea level. The Station, built in 1892, rises 45.7 m (150 ft) above the sea, consists of hundreds of granite blocks, is topped with a cast iron lantern room, and covers much of the surface of the islet.</P>
        <HD SOURCE="HD1">Description of Marine Mammals in the Area of the Proposed Specified Activity</HD>

        <P>The marine mammal species likely to be harassed incidental to helicopter operations, lighthouse restoration, and lighthouse maintenance on NWSR are the California sea lion, the Pacific harbor seal, the eastern (Distinct Population Segment) U.S. stock of Steller sea lion, and the and the eastern Pacific stock of northern fur seal. NMFS refers the reader to Caretta<E T="03">et al.,</E>(2011) and Allen and Angliss (2011) for general information of these species. The stock assessment reports are available at the following URLs:<E T="03">http://www.nmfs.noaa.gov/pr/pdfs/sars/po2011_draft.pdf</E>and<E T="03">http://www.nmfs.noaa.gov/pr/pdfs/sars/ak2011_draft.pdf</E>respectively. NMFS presents a summary of information on these species is presented below this section.</P>
        <HD SOURCE="HD2">California Sea Lion</HD>

        <P>California sea lions are not listed as threatened or endangered under the Endangered Species Act (ESA; 16 U.S.C. 1531<E T="03">et seq.</E>), nor are they categorized as depleted under the MMPA. The California sea lion, found from southern Mexico to southwestern Canada, is now considered to be a full species, separated from Galapagos sea lion (<E T="03">Z. wollebaeki</E>) and the extinct Japanese sea lion (<E T="03">Z. japonicus</E>) (Brunner 2003, Wolf<E T="03">et al.,</E>2007, Schramm<E T="03">et al.,</E>2009). Genetic analysis of California sea lions identified five genetically distinct geographic populations: (1) Pacific Temperate, (2) Pacific Subtropical, (3) Southern Gulf of California, (4) Central Gulf of California and (5) Northern Gulf of California (Schramm<E T="03">et al.,</E>2009). Animals from the temperate population range north into Canadian waters, and some movement of animals between U.S. waters and Baja California waters has been documented though the distance between the major U.S. and Baja California rookeries.</P>

        <P>In 2011, the estimated population of the U.S. stock of California sea lion ranged from 153,337 to 296,750 animals and the maximum population growth rate was 9.2 percent when pup counts from El Niño years (1983, 1984, 1992, 1993, 1998, and 2003) were removed (Carretta<E T="03">et al.,</E>2011).</P>
        <P>Major rookeries for the California sea lion exist on the Channel Islands off southern California and on the islands situated along the east and west coasts of Baja California. The breeding areas of the California sea lion are on islands located in southern California, western Baja California, and the Gulf of California. Males are polygamous, establishing breeding territories that may include up to 14 females. They defend their territories with aggressive physical displays and vocalization. Sea lions reach sexual maturity at four to five years old and the breeding season lasts from May to August. Most pups are born from May through July and weaned at 10 months old.</P>
        <P>Crescent Coastal Research (CCR) conducted a three-year (1998-2000) survey of the wildlife species on NWSR for the SGRLPS. They reported that counts of California sea lions on NWSR varied greatly (from six to 541) during the observation period from April 1997 through July 2000. CCR reported that counts for California sea lions during the spring (April-May), summer (June-August), and fall (September-October), averaged 60, 154, and 235, respectively (CCR, 2001).</P>
        <P>Recent counts by NMFS in July (2000-2004) have been relatively low as the total number of California sea lions recorded in 2000 and 2003 were 3 and 11, respectively (M. Lowry, NMFS, SWFSC, unpublished data). Similarly, the SGRLPS reported that California sea lions were not present on NWSR during the 2010 season; and during the current 2011 season the SGRLPS has preliminarily reported sighting a total of two California sea lions in the vicinity of NWSR (Terry McNamara, SGRLPS, pers. comm.).</P>
        <HD SOURCE="HD2">Pacific Harbor Seal</HD>

        <P>Pacific harbor seals are not listed as threatened or endangered under the ESA, nor are they categorized as depleted under the MMPA. The animals inhabit near-shore coastal and estuarine areas from Baja California, Mexico, to the Pribilof Islands in Alaska. Pacific harbor seals are divided into two subspecies:<E T="03">P. v.</E>
          <E T="03">stejnegeri</E>in the western North Pacific, near Japan, and<E T="03">P. v. richardsi</E>in the northeast Pacific Ocean. The latter subspecies, recognized as separate stocks, inhabits the west coast of the continental United States, including: The outer coastal waters of Oregon and Washington states; Washington state inland waters; and Alaska coastal and inland waters. Two of these stocks, the California stock and Oregon/Washington coast stock, of Pacific harbor seals are identified off the coast of Oregon and California for management purposes under the MMPA. However, the stock boundary is difficult to distinguish because of the continuous distribution of harbor seals along the west coast and any rigid boundary line is (to a greater or lesser extent) arbitrary, from a biological perspective (Carretta<E T="03">et al.,</E>2011). Due to the location of the proposed project which is situated near the border of Oregon and California, both stocks could be present within the proposed project area.</P>

        <P>In 2011, the estimated population of the California of Pacific harbor seals ranged from 26,667 to 30,196 animals and the maximum population growth rate was 3.5 percent (Carretta<E T="03">et al.,</E>2011).</P>

        <P>In California, over 500 harbor seal haul out sites are widely distributed along the mainland and offshore islands, and include rocky shores, beaches and intertidal sandbars (Lowry<E T="03">et al.,</E>2005). Harbor seals mate at sea and females give birth during the spring and summer, although, the pupping season varies with latitude. Pups are nursed for an average of 24 days and are ready to swim minutes after being born. Harbor seal pupping takes place at many locations and rookery size varies from a few pups to many hundreds of pups. The nearest harbor seal rookery relative to the proposed project site is at Castle Rock National Wildlife Refuge, located approximately located 965 m (0.6 mi) south of Point St. George, and 2.4 km (1.5 mi) north of the Crescent City Harbor in Del Norte County, California (USFWS, 2007).</P>
        <P>CCR noted that harbor seal use of NWSR was minimal, with only one sighting of a group of six animals, during 20 observation surveys. They hypothesized that harbor seals may avoid the islet because of its distance from shore, relatively steep topography, and full exposure to rough and frequently turbulent sea swells. For the 2010 and 2011 seasons, the SGRLPS has not observed any Pacific harbor seals present on NWSR during restoration activities.</P>
        <HD SOURCE="HD2">Northern Fur Seal</HD>
        <P>Northern fur seals are not listed as threatened or endangered under the ESA. However, they are categorized as depleted under the MMPA. Northern fur seals occur from southern California north to the Bering Sea and west to the Sea of Okhotsk and Honshu Island of Japan. Two separate stocks of northern fur seals are recognized within U.S. waters: An Eastern Pacific stock distributed among sites in Alaska, British Columbia; and a San Miguel Island stock distributed along the west coast of the continental U.S.</P>

        <P>Northern fur seals may temporarily haul out on land at other sites in Alaska,<PRTPAGE P="79161"/>British Columbia, and on islets along the west coast of the continental United States, but generally this occurs outside of the breeding season (Fiscus, 1983).</P>

        <P>In 2011, the estimated population of the San Miguel Island stock ranged from 5,395 to 9,968 animals and the maximum population growth rate was 12 percent (Carretta<E T="03">et al.,</E>2011).</P>
        <P>Northern fur seals breed in Alaska and migrate along the west coast during fall and winter. Due to their pelagic habitat, they are rarely seen from shore in the continental U.S., but individuals occasionally come ashore on islands well offshore (i.e., Farallon Islands and Channel Islands in California). During the breeding season, approximately 74 percent of the worldwide population is found on the Pribilof Islands in Alaska, with the remaining animals spread throughout the North Pacific Ocean (Lander and Kajimura, 1982).</P>
        <P>CCR observed one male northern fur seal on NWSR in October, 1998 (CCR, 2001). It is possible that a few animals may use the island more often that indicated by the CCR surveys, if they were mistaken for other otariid species (M. DeAngelis, NMFS, pers. comm.). For the 2010 and 2011 seasons, the SGRLPS has not observed any northern fur seals present on NWSR during restoration activities (Terry McNamara, SGRLPS, pers. comm.).</P>
        <HD SOURCE="HD2">Steller Sea Lion</HD>

        <P>The Steller sea lion eastern stock is listed as threatened under the ESA and is categorized as depleted under the MMPA. Steller sea lions range along the North Pacific Rim from northern Japan to California (Loughlin<E T="03">et al.,</E>1984), with centers of abundance and distribution in the Gulf of Alaska and Aleutian Islands, respectively. Two separate stocks of Steller sea lions were recognized within U.S. waters: An eastern U.S. stock, which includes animals east of Cape Suckling, Alaska (144° W), and a western U.S. stock, which includes animals at and west of Cape Suckling (Loughlin, 1997). The species is not known to migrate, but individuals disperse widely outside of the breeding season (late May through early July), thus potentially intermixing with animals from other areas (Sease and York, 2003).</P>
        <P>In 2011, the estimated population of the eastern U.S. stock ranged from 52,847 to 72,223 animals and the maximum population growth rate was 3.1 percent (Allen and Angliss, 2011).</P>
        <P>The eastern U.S. stock of Steller sea lions breeds on rookeries located in southeast Alaska, British Columbia, Oregon, and California; there are no rookeries located in Washington state. Counts of pups on rookeries conducted near the end of the birthing season are nearly complete counts of pup production.</P>

        <P>Despite the wide-ranging movements of juveniles and adult males in particular, exchange between rookeries by breeding adult females and males (other than between adjoining rookeries) appears low, although males have a higher tendency to disperse than females (NMFS 1995, Trujillo<E T="03">et al.,</E>2004, Hoffman<E T="03">et al.,</E>2006). A northward shift in the overall breeding distribution has occurred, with a contraction of the range in southern California and new rookeries established in southeastern Alaska (Pitcher<E T="03">et al.,</E>2007).</P>
        <P>CCR reported that Steller sea lion numbers at NWSR ranged from 20 to 355 animals. Counts of Steller sea lions during the spring (April-May), summer (June-August), and fall (September-October), averaged 68, 110, and 56, respectively (CCR, 2001). A more recent survey at NWSR between 2000 and 2004 showed Steller sea lion numbers ranged from 175 to 354 in July (M. Lowry, NMFS/SWFSC, unpubl. data). Winter use of NWSR by Steller sea lion is presumed to be minimal, due to inundation of the natural portion of the island by large swells.</P>
        <P>For the 2010 the SGRLPS reported that no Steller sea lions were present in the vicinity of NWSR during restoration activities. During the current 2011 season the SGRLPS has preliminarily reported sighting a total of nine California sea lions rafting near NWSR during restoration activities (Terry McNamara, SGRLPS, pers. comm.).</P>
        <HD SOURCE="HD2">Other Marine Mammals in the Proposed Action Area</HD>

        <P>There are several endangered cetaceans that have the potential to transit in the vicinity of NWSR including the blue (<E T="03">Balaenoptera musculus</E>), fin (<E T="03">Balaenoptera physalus</E>), humpback (<E T="03">Megaptera novaeangliae</E>), sei (<E T="03">Balaenoptera borealis</E>), north Pacific right (<E T="03">Eubalena japonica</E>), sperm (<E T="03">Physeter macrocephalus</E>), and southern resident killer (<E T="03">Orcinus orca</E>) whales.</P>
        <P>California (southern) sea otters (<E T="03">Enhydra lutris</E>
          <E T="03">nereis</E>), listed as threatened under the ESA and categorized as depleted under the MMPA, usually range in coastal waters within two km of shore. Neither CCR nor the SGRLPS has encountered California sea otters on NWSR during the course of the four-year wildlife study (CCR, 2001) nor has the SGRLPS encountered the species during the course of the previous two IHAs. The U.S. Fish and Wildlife Service (USFWS) manages the sea otter and NMFS will not consider this species further in this proposed IHA notice.</P>
        <P>All of the aforementioned species are found farther offshore than the proposed action area and are not likely to be affected by the restoration and maintenance activities. Accordingly, NMFS will not consider these species in greater detail and the proposed IHA will only address requested take authorizations for pinnipeds.</P>
        <HD SOURCE="HD1">Potential Effects on Marine Mammals</HD>

        <P>Acoustic and visual stimuli generated by: (1) Helicopter landings/takeoffs; (2) noise generated during restoration activities (<E T="03">e.g.,</E>painting, plastering, welding, and glazing); and (3) maintenance activities (e.g., bulb replacement and automation of the light system) may have the potential to cause Level B harassment of any pinnipeds hauled out on NWSR. The effects of sounds from helicopter operations and/or restoration and maintenance activities might include one of the following: Temporary or permanent hearing impairment or behavioral disturbance (Southall,<E T="03">et al.,</E>2007).</P>
        <HD SOURCE="HD2">Hearing Impairment</HD>

        <P>Marine mammals produce sounds in various important contexts—social interactions, foraging, navigating, and to responding to predators. The best available science suggests that pinnipeds have a functional aerial hearing sensitivity between 75 hertz (Hz) and 75 kilohertz (kHz) and can produce a diversity of sounds, though generally from 100 Hz to several tens of kHz (Southall,<E T="03">et al.,</E>2007).</P>

        <P>Exposure to high intensity sound for a sufficient duration may result in auditory effects such as a noise-induced threshold shift—an increase in the auditory threshold after exposure to noise (Finneran, Carder, Schlundt, and Ridgway, 2005). Factors that influence the amount of threshold shift include the amplitude, duration, frequency content, temporal pattern, and energy distribution of noise exposure. The magnitude of hearing threshold shift normally decreases over time following cessation of the noise exposure. The amount of threshold shift just after exposure is called the initial threshold shift. If the threshold shift eventually returns to zero (i.e., the threshold returns to the pre-exposure value), it is called temporary threshold shift (TTS) (Southall<E T="03">et al.,</E>2007).</P>

        <P>Pinnipeds have the potential to be disturbed by airborne and underwater noise generated by the engine of the aircraft (Born, Riget, Dietz, and Andriashek, 1999; Richardson, Greene,<PRTPAGE P="79162"/>Malme, and Thomson, 1995). Data on underwater TTS-onset in pinnipeds exposed to pulses are limited to a single study which exposed two California sea lions to single underwater pulses from an arc-gap transducer and found no measurable TTS following exposures up to 183 dB re: 1 µPa (peak-to-peak) (Finneran, Dear, Carder, and Ridgway, 2003).</P>

        <P>TTS has been demonstrated and studied in certain captive odontocetes and pinnipeds exposed to strong sounds (reviewed in Southall<E T="03">et al.,</E>2007). In 2004, researchers measured auditory fatigue to airborne sound in harbor seals, California sea lions, and northern elephant seals (<E T="03">Mirounga angustirostris</E>) after exposure to non-pulse noise for 25 minutes (Kastak, Southall, Holt, Kastak, and Schusterman, 2004). In the study, the harbor seal experienced approximately 6 dB of TTS at 99 dB re: 20 µPa. Onset of TTS was identified in the California sea lion at 122 dB re: 20 µPa. The northern elephant seal experienced TTS-onset at 121 dB re: 20 µPa (<E T="03">Kastak et al.,</E>2004).</P>
        <P>There is a dearth of information on acoustic effects of helicopter overflights on pinniped hearing and communication (Richardson et al., 1995) and to NMFS' knowledge, there has been no specific documentation of TTS, let alone permanent threshold shift (PTS), in free-ranging pinnipeds exposed to helicopter operations during realistic field conditions.</P>

        <P>In 2008, NMFS issued an IHA to the U.S. Fish and Wildlife Service (USFWS) for the take of small numbers of Steller sea lions and Pacific harbor seals, incidental to rodent eradication activities on an islet offshore of Rat Island, AK conducted by helicopter. The 15-minute aerial treatment consisted of the helicopter slowly approaching the islet at an elevation of over 1,000 feet (304.8 m); gradually decreasing altitude in slow circles; and applying the rodenticide in a single pass and returning to Rat Island. The gradual and deliberate approach to the islet resulted in the sea lions present initially becoming aware of the helicopter and calmly moving into the water. Further, the USFWS reported that all responses fell well within the range of Level B harassment (<E T="03">i.e.,</E>alert head raises without moving or limited, short-term displacement resulting from aircraft noise due to helicopter overflights).</P>

        <P>As a general statement from the available information, pinnipeds exposed to intense (approximately 110 to 120 dB re: 20 μPa) non-pulse sounds often leave haulout areas and seek refuge temporarily (minutes to a few hours) in the water (Southall<E T="03">et al.,</E>2007). Any noise attributed to the SGRLPS' proposed helicopter operations on NWSR would be short-term (approximately 5 min per trip). NMFS would expect the ambient noise levels to return to a baseline state when helicopter operations have ceased for the day. Per Richardson<E T="03">et al.</E>(1995), approaching aircraft generally flush animals into the water and noise from a helicopter is typically directed down in a “cone” underneath the aircraft. As the helicopter landings take place 15 m (48 ft) above the surface of the rocks on NWSR, NMFS presumes that the received sound levels would increase above 81-81.9 dB re: 20 μPa (A-weighted) at the landing pad. However, NMFS does not expect that the increased received levels of sound from the helicopter would cause TTS or PTS because the pinnipeds would flush before the helicopter approached NWSR; thus increasing the distance between the pinnipeds and the received sound levels on NWSR during the proposed action.</P>
        <HD SOURCE="HD2">Behavioral Disturbance</HD>

        <P>There is increasing recognition that the effect of human disturbance on wildlife is highly dependent on the nature of the disturbance (Burger<E T="03">et al.,</E>1995; Klein<E T="03">et al.,</E>1995; and Kucey, 2005). Disturbances resulting from human activity can impact short- and long-term pinniped haul out behavior (Renouf<E T="03">et al.,</E>1981; Schneider and Payne, 1983; Terhune and Almon, 1983; Allen<E T="03">et al.,</E>1984; Stewart, 1984; Suryan and Harvey, 1999; Mortenson<E T="03">et al.,</E>2000; and Kucey and Trites, 2006). The apparent skittishness of both harbor seals and Steller sea lions raises concerns regarding behavioral and physiological impacts to individuals and populations experiencing high levels of human disturbance. It is well known that human activity can flush harbor seals off haul out sites (Allen et al., 1984; Calambokidis<E T="03">et al.,</E>1991; Suryan and Harvey, 1999; Mortenson<E T="03">et al.,</E>2000).</P>
        <P>The Hawaiian monk seal (<E T="03">Monachus schauinslandi</E>) has been shown to avoid beaches that have been disturbed often by humans (Kenyon, 1972). Stevens and Boness (2003) concluded that after the 1997-98 El Niño, when populations of the South American fur seal,<E T="03">Arctocephalus australis,</E>in Peru declined dramatically, seals abandoned some of their former primary breeding sites, but continued to breed at adjacent beaches that were more rugged (<E T="03">i.e.,</E>less likely to be used by humans). Abandoned and unused sites were more likely to have human disturbance than currently used sites. In one case, human disturbance appeared to cause Steller sea lions to desert a breeding area at Northeast Point on St. Paul Island, Alaska (Kenyon, 1962).</P>

        <P>It is likely that the initial helicopter approach to the Station would cause a subset, or all of the marine mammals hauled out on NWSR to depart the rock and flush into the water. The physical presence of aircraft could also lead to non-auditory effects on marine mammals involving visual or other cues. Airborne sound from a low-flying helicopter or airplane may be heard by marine mammals while at the surface or underwater. In general, helicopters tend to be noisier than fixed wing aircraft of similar size and underwater sounds from aircraft are strongest just below the surface and directly under the aircraft. Noise from aircraft would not be expected to cause direct physical effects but have the potential to affect behavior. The primary factor that may influence abrupt movements of animals is engine noise, specifically changes in engine noise. Responses by mammals could include hasty dives or turns, change in course, or flushing and stampeding from a haul out site. There are few well documented studies of the impacts of aircraft overflight over pinniped haul out sites or rookeries, and many of those that exist, are specific to military activities (Efroymson<E T="03">et al.,</E>2001).</P>

        <P>Several factors complicate the analysis of long- and short-term effects for aircraft overflights. Information on behavioral effects of overflights by military aircraft (or component stressors) on most wildlife species is sparse. Moreover, models that relate behavioral changes to abundance or reproduction, and those that relate behavioral or hearing effects thresholds from one population to another are generally not available. In addition, the aggregation of sound frequencies, durations, and the view of the aircraft into a single exposure metric is not always the best predictor of effects and it may also be difficult to calculate. Overall, there has been no indication that single or occasional aircraft flying above pinnipeds in water cause long term displacement of these animals (Richardson<E T="03">et al.,</E>1995). The Lowest Observed Adverse Effects Levels (LOAELs) are rather variable for pinnipeds on land, ranging from just over 150 m (492 ft) to about 2,000 m (6,562 ft) (Efroymson<E T="03">et al.,</E>2001). A conservative (90th percentile) distance effects level is 1,150 m (3,773 ft). Most thresholds represent movement away from the overflight. Bowles and Stewart (1980) estimated an LOAEL of 305 m (1,000 ft) for helicopters (low and landing) in California sea lions and<PRTPAGE P="79163"/>harbor seals observed on San Miguel Island, CA; animals responded to some degree by moving within the haul out and entering into the water, stampeding into the water, or clearing the haul out completely. Both species always responded with the raising of their heads. California sea lions appeared to react more to the visual cue of the helicopter than the noise.</P>
        <P>If pinnipeds are present on NWSR, it is likely that a helicopter landing at the Station would cause 100 percent of the pinnipeds on NWSR to flush; however, when present, they appear to show rapid habituation to helicopter landing and departure (Crescent Coastal Research, 2001; Guy Towers, SGRLPS, pers. com.). According to the CCR Report (2001), while up to 40 percent of the California and Steller sea lions present on the rock have been observed to enter the water on the first of a series of helicopter landings, as few as zero percent have flushed on subsequent landings on the same date.</P>
        <P>If pinnipeds are present on NWSR, Level B behavioral harassment of pinnipeds may occur during helicopter landing and takeoff from NWSR due to the pinnipeds temporarily moving from the rocks and lower structure of the Station into the sea due to the noise and appearance of helicopter during approaches and departures. It is expected that all or a portion of the marine mammals hauled out on the island will depart the rock and move into the water upon initial helicopter approaches. The movement to the water is expected to be gradual due to the required controlled helicopter approaches (see Proposed Mitigation section), the small size of the aircraft, the use of noise-attenuating blade tip caps on the rotors, and behavioral habituation on the part of the animals as helicopter trips continue throughout the day. During the sessions of helicopter activity, if present on NWSR, some animals may be temporarily displaced from the island and either raft in the water or relocate to other haul-outs.</P>
        <P>Sea lions have shown habituation to helicopter flights within a day at the project site and most animals are expected to return soon after helicopter activities cease for that day. By clustering helicopter arrival/departures within a short time period, animals are expected to show less response to subsequent landings. No impact on the population size or breeding stock of Steller sea lions, California sea lions, Pacific harbor seals, or northern fur seals is expected to occur.</P>

        <P>Restoration and maintenance activities would involve the removal of peeling paint and plaster, restoration of interior plaster and paint, refurbishing structural and decorative metal, reworking original metal support beams throughout the lantern room and elsewhere, replacing glass as necessary, upgrading the present electrical system; and annual light beacon maintenance. Any noise associated with these activities is likely to be from light construction (e.g., sanding, hammering, or use of hand drills) and the pinnipeds may be disturbed by human presence. Animals respond to disturbance from humans in the same way as they respond to the risk of predation, by avoiding areas of high risk, either completely or by using them for limited periods (Gill<E T="03">et al.,</E>1996).</P>
        <HD SOURCE="HD2">Mortality</HD>
        <P>Sudden movement of large numbers of animals may cause a stampede. In order to prevent such stampedes from occurring within the sea lion colony, certain mitigation requirements and restrictions, such as controlled helicopter approaches and limited access period during the pupping season, will be imposed should an IHA be issued. As such, and because any pinnipeds nearby likely would avoid the approaching helicopter, the SGRLPS anticipates that there will be no instances of injury or mortality during the proposed project.</P>
        <HD SOURCE="HD1">Anticipated Effects on Habitat</HD>
        <P>The NMFS expects that there will be no long- or short-term physical impacts to pinniped habitat on NWSR. The SGRLPS proposes to confine all restoration activities to the existing structure which would occur on the upper levels of the Station which are not used by marine mammals. The SGRLPS would remove all waste, discarded materials and equipment from the island after each visit. The proposed activities will not result in any permanent impact on habitats used by marine mammals, including the food sources they use. The main impact associated with the proposed activity will be temporarily elevated noise levels and the associated direct effects on marine mammals, previously discussed in this notice.</P>
        <HD SOURCE="HD1">Proposed Mitigation</HD>
        <P>In order to issue an incidental take authorization (ITA) under section 101(a)(5)(D) of the MMPA, NMFS must set forth the permissible methods of taking pursuant to such activity, and other means of effecting the least practicable adverse impact on such species or stock and its habitat, paying particular attention to rookeries, mating grounds, and areas of similar significance, and the availability of such species or stock for taking for certain subsistence uses.</P>
        <P>As a way to reduce potential Level B behavioral harassment to marine mammals that would result from the proposed project, NMFS proposes that the following mitigation measures would be required.</P>
        <P>
          <E T="03">Time and Frequency:</E>Lighthouse restoration activities are to be conducted at maximum of once per month between February 10, 2012, through April 30, 2012, or between November 1, 2012, through December 31, 2012. Each restoration session will last no more than three days. Maintenance of the light beacon will occur only in conjunction with restoration activities.</P>
        <P>
          <E T="03">Helicopter Approach and Timing Techniques:</E>The SGRLPS shall ensure that helicopter approach patterns to the lighthouse will be such that the timing techniques are least disturbing to marine mammals. To the extent possible, the helicopter should approach NWSR when the tide is too high for the marine mammals to haul-out on NWSR.</P>

        <P>Since the most severe impacts (stampede) are precipitated by rapid and direct helicopter approaches, initial approach to the Station must be offshore from the island at a relatively high altitude (e.g., 800-1,000 ft, or 244-305 m). Before the final approach, the helicopter shall circle lower, and approach from area where the density of pinnipeds is the lowest. If for any safety reasons (<E T="03">e.g.,</E>wind condition) such helicopter approach and timing techniques cannot be achieved, the SGRLPS must abort the restoration and maintenance activities for that day.</P>
        <P>
          <E T="03">Avoidance of Visual and Acoustic Contact with People on Island:</E>The SGRLPS members and restoration crews shall be instructed to avoid making unnecessary noise and not expose themselves visually to pinnipeds around the base of the lighthouse. Although no impacts from these activities were seen during the 2001 CCR study, it is relatively simple to avoid this potential impact. The door to the lower platform (which is used at times by pinnipeds) shall remain closed and barricaded to all tourists and other personnel.</P>
        <HD SOURCE="HD1">Mitigation Conclusions</HD>

        <P>NMFS has carefully evaluated the applicant's proposed mitigation measures in the context of ensuring that NMFS prescribes the means of effecting the least practicable impact on the affected marine mammal species and stocks and their habitat. Our evaluation of potential measures included<PRTPAGE P="79164"/>consideration of the following factors in relation to one another:</P>
        <P>• The manner in which, and the degree to which, the successful implementation of the measure is expected to minimize adverse impacts to marine mammals;</P>
        <P>• The proven or likely efficacy of the specific measure to minimize adverse impacts as planned; and</P>
        <P>• The practicability of the measure for applicant implementation.</P>
        <P>Based on our evaluation of the applicant's proposed measures, NMFS has preliminarily determined that the proposed mitigation measures provide the means of effecting the least practicable impact on marine mammal species or stocks and their habitat, paying particular attention to rookeries, mating grounds, and areas of similar significance.</P>
        <HD SOURCE="HD2">Summary of Previous Monitoring</HD>
        <P>The SGRLPS complied with the mitigation and monitoring required under the previous authorization for the 2010 season. In compliance with the 2010 IHA, the SGRLPS submitted a final report on the activities at the Station, covering the period of January 27, 2010 through April 30, 2010. During the effective dates of the 2010 IHA, the SGRLPS conducted two sessions of aircraft operations and restoration activities on NWSR which did not exceed the activity levels analyzed under the 2010 authorization.</P>

        <P>The 2010 IHA required that the SGRLPS conduct a pre-restoration and post-restoration aerial survey of all marine mammals hauled-out on NWSR for each session. NMFS restricted the SGRLPS' taking of aerial photographs to an altitude greater than 300 m (984 ft) during the first arrival flight and the last departure flight. This is the minimum altitude set within the 2010 Biological Opinion (BiOp) Incidental Take Statement (ITS) which follows the reference distance of 300 m (984 ft) for in-air measurements and predictions established by Richardson<E T="03">et al.</E>(1995).</P>
        <P>On February 26, 2010, the SGRLPS' photographed the haulout areas on the initial approach to NWSR at an altitude of 900 m (2,953 ft). During the approach, the photographer observed no animals hauled out on NWSR. The SGRLPS observed no animals hauled on NWSR during the two-day restoration session and no pinnipeds were present during the helicopter's February 28th departure flight to the mainland.</P>
        <P>On April 9, 2010, the SGRLPS' photographed the haulout areas on the initial approach to NWSR at an altitude of 900 m (2,953 ft). Similar to the February session, the photographer observed no animals hauled out on NWSR during approach. The SGRLPS observed no animals hauled on NWSR during the three-day restoration session and no pinnipeds were present during the helicopter's April 11th departure flight to the mainland.</P>
        <P>The SGRLPS observed no animals hauled on NWSR during the entirety of each session. As there were no observed impacts to pinnipeds from these activities, NMFS was unable to assess the effectiveness of mitigation measures for helicopter approaches set forth in the 2010 IHA. However, the 2010 IHA restricted SGRLPS' access to NWSR during the pupping season. These results did not refute NMFS' original findings.</P>
        <HD SOURCE="HD2">Proposed Monitoring</HD>
        <P>In order to issue an ITA for an activity, section 101(a)(5)(D) of the MMPA states that NMFS must set forth “requirements pertaining to the monitoring and reporting of such taking”. The MMPA implementing regulations at 50 CFR 216.104(a)(13) indicate that requests for IHAs must include the suggested means of accomplishing the necessary monitoring and reporting that will result in increased knowledge of the species and of the level of taking or impacts on populations of marine mammals that are expected to be present.</P>
        <P>At least once during the period between February 10, 2012, through April 30, 2012, or during the period of November 1, 2012, through December 31, 2012 a qualified biologist shall be present during all three workdays at the Station. The biologist hired will be subject to approval of NMFS and this requirement may be modified depending on the results of the second year of monitoring.</P>
        <P>The qualified biologist shall document use of the island by the pinnipeds, frequency, (i.e., dates, time, tidal height, species, numbers present, and any disturbances), and note any responses to potential disturbances. In the event of any observed Steller sea lion injury, mortality, or the presence of newborn pup, the SGRLPS will notify the NMFS SWRO Administrator and the NMFS Director of Office of Protected Resources immediately.</P>
        <P>Aerial photographic surveys may provide the most accurate means of documenting species composition, age and sex class of pinnipeds using the project site during human activity periods. Aerial photo coverage of the island shall be completed from the same helicopter used to transport the SGRLPS personnel to the island during restoration trips. Photographs of all marine mammals hauled out on the island shall be taken at an altitude greater than 300 m (984 ft) by a skilled photographer, prior to the first landing on each visit included in the monitoring program. Photographic documentation of marine mammals present at the end of each three-day work session shall also be made for a before and after comparison. These photographs will be forwarded to a biologist capable of discerning marine mammal species. Data shall be provided to NMFS in the form of a report with a data table, any other significant observations related to marine mammals, and a report of restoration activities (see Reporting). The original photographs can be made available to NMFS or other marine mammal experts for inspection and further analysis.</P>
        <HD SOURCE="HD1">Proposed Reporting</HD>
        <P>The SGRLPS personnel will record data to document the number of marine mammals exposed to helicopter noise and to document apparent disturbance reactions or lack thereof. SGRLPS and NMFS will use the data to estimate numbers of animals potentially taken by Level B harassment.</P>
        <HD SOURCE="HD2">Interim Monitoring Report</HD>
        <P>The SGRLPS will submit interim monitoring reports to the NMFS SWRO Administrator and the NMFS Director of Office of Protected Resources no later than 30 days after the conclusion of each monthly session. The interim report will describe the operations that were conducted and sightings of marine mammals near the proposed project. The report will provide full documentation of methods, results, and interpretation pertaining to all monitoring.</P>
        <P>Each interim report will provide:</P>
        <P>(i) A summary and table of the dates, times, and weather during all helicopter operations, and restoration and maintenance activities.</P>
        <P>(ii) Species, number, location, and behavior of any marine mammals, observed throughout all monitoring activities.</P>
        <P>(iii) An estimate of the number (by species) of marine mammals that are known to have been exposed to acoustic stimuli associated with the helicopter operations, restoration and maintenance activities.</P>

        <P>(iv) A description of the implementation and effectiveness of the monitoring and mitigation measures of the IHA and full documentation of methods, results, and interpretation pertaining to all monitoring.<PRTPAGE P="79165"/>
        </P>
        <HD SOURCE="HD2">Final Monitoring Report</HD>
        <P>In addition to the interim reports, the SGRLPS will submit a draft Final Monitoring Report to NMFS no later than 90 days after the project is completed to the Regional Administrator and the Director of Office of Protected Resources at NMFS Headquarters. Within 30 days after receiving comments from NMFS on the draft Final Monitoring Report, the SGRLPS must submit a Final Monitoring Report to the Regional Administrator and the NMFS Director of Office of Protected Resources. If the SGRLPS receives no comments from NMFS on the draft Final Monitoring Report, the draft Final Monitoring Report will be considered to be the Final Monitoring Report.</P>
        <P>The final report will provide:</P>
        <P>(i) A summary and table of the dates, times, and weather during all helicopter operations, and restoration and maintenance activities.</P>
        <P>(ii) Species, number, location, and behavior of any marine mammals, observed throughout all monitoring activities.</P>
        <P>(iii) An estimate of the number (by species) of marine mammals that are known to have been exposed to acoustic stimuli associated with the helicopter operations, restoration and maintenance activities.</P>
        <P>(iv) A description of the implementation and effectiveness of the monitoring and mitigation measures of the IHA and full documentation of methods, results, and interpretation pertaining to all monitoring.</P>

        <P>In the unanticipated event that the specified activity clearly causes the take of a marine mammal in a manner prohibited by the IHA (if issued), such as an injury (Level A harassment), serious injury or mortality (e.g., stampede), L-DEO shall immediately cease the specified activities and immediately report the incident to the Chief of the Permits and Conservation Division, Office of Protected Resources, NMFS, at (301) 427-8401 and/or by email to<E T="03">Michael.Payne@noaa.gov</E>and<E T="03">ITP.Cody@noaa.gov</E>and to the Southwest Regional Stranding Coordinator at (562) 980-3230 (<E T="03">Sarah.Wilkin@noaa.gov</E>). The report must include the following information:</P>
        <P>• Time, date, and location (latitude/longitude) of the incident;</P>
        <P>• Environmental conditions (e.g., wind speed and direction, Beaufort sea state, cloud cover, and visibility);</P>
        <P>• Species identification or description of the animal(s) involved;</P>
        <P>• Fate of the animal(s); and</P>
        <P>• Photographs or video footage of the animal(s) (if equipment is available).</P>
        <P>Activities will not resume until NMFS is able to review the circumstances of the prohibited take. NMFS will work with the SGRLPS to determine what is necessary to minimize the likelihood of further prohibited take and ensure MMPA compliance. The SGRLPS may not resume their activities until notified by NMFS via letter, email, or telephone.</P>

        <P>In the event that the SGRLPS discovers an injured or dead marine mammal, and the biologist (if present) determines that the cause of the injury or death is unknown and the death is relatively recent (<E T="03">i.e.,</E>in less than a moderate state of decomposition as described in the next paragraph), the SGRLPS will immediately report the incident to the Chief of the Permits and Conservation Division, Office of Protected Resources, NMFS, at (301) 427-8401 and/or by email to<E T="03">Michael.Payne@noaa.gov</E>and<E T="03">ITP.Cody@noaa.gov</E>and to the Southwest Regional Stranding Coordinator at (562) 980-3230 (<E T="03">Sarah.Wilkin@noaa.gov</E>). The report must include the same information identified in the paragraph above. Activities may continue while NMFS reviews the circumstances of the incident. NMFS will work with the SGRLPS to determine whether modifications in the activities are appropriate.</P>

        <P>In the event that the SGRLPS discovers an injured or dead marine mammal, and the lead biologist (if present) determines that the injury or death is not associated with or related to the activities authorized in the IHA (e.g., previously wounded animal, carcass with moderate to advanced decomposition, or scavenger damage), the SGRLPS will report the incident to the Chief of the Permits and Conservation Division, Office of Protected Resources, NMFS, at (301) 427-8401 and/or by email to<E T="03">Michael.Payne@noaa.gov</E>and<E T="03">ITP.Cody@noaa.gov</E>and to the Southwest Regional Stranding Coordinator at (562) 980-3230 (<E T="03">Sarah.Wilkin@noaa.gov</E>), within 24 hours of the discovery. The SGRLPS will provide photographs or video footage (if available) or other documentation of the stranded animal sighting to NMFS.</P>
        <HD SOURCE="HD1">Estimated Take by Incidental Harassment</HD>
        <P>Except with respect to certain activities not pertinent here, the MMPA defines “harassment” as:</P>
        
        <EXTRACT>
          <P>any act of pursuit, torment, or annoyance which (i) has the potential to injure a marine mammal or marine mammal stock in the wild [Level A harassment]; or (ii) has the potential to disturb a marine mammal or marine mammal stock in the wild by causing disruption of behavioral patterns, including, but not limited to, migration, breathing, nursing, breeding, feeding, or sheltering [Level B harassment].</P>
        </EXTRACT>
        
        <P>Only take by Level B harassment is anticipated and authorized as a result of the helicopter operations and restoration and maintenance activities on NWSR.</P>
        <P>Based on pinniped survey counts conducted by CCR on NWSR in the spring of 1997, 1998, 1999, and 2000 (CCR, 2001), NMFS estimates that approximately 204 California sea lions (calculated by multiplying the average monthly abundance of California sea lions (zero in April, 1997 and 34 in April,1998) present on NWSR by 6 months of the proposed restoration and maintenance activities), 172 Steller sea lions (NMFS' estimate of the maximum number of Steller sea lions that could be present on NWSR with a 95-percent confidence interval), 36 Pacific harbor seals (calculated by multiplying the maximum number of harbor seals present on NWSR (6) by 6 months), and 6 northern fur seals (calculated by multiplying the maximum number of northern fur seals present on NWSR (1) by 6 months) could be potentially affected by Level B behavioral harassment over the course of the proposed IHA. Estimates of the numbers of marine mammals that might be affected are based on consideration of the number of marine mammals that could be disturbed appreciably by approximately 51 hrs of aircraft operations during the course of the proposed activity. These incidental harassment take numbers represent approximately 0.14 percent of the U.S. stock of California sea lion, 0.42 percent of the eastern U.S. stock of Steller sea lion, 0.11 percent of the California stock of Pacific harbor seals, and 0.06 percent of the San Miguel Island stock of northern fur seal. Because of the required mitigation measures and the likelihood that some pinnipeds will avoid the area, no injury or mortality to pinnipeds is expected nor requested.</P>
        <HD SOURCE="HD1">Negligible Impact and Small Numbers Analysis and Determination</HD>

        <P>NMFS has defined “negligible impact” in 50 CFR 216.103 as “* * * an impact resulting from the specified activity that cannot be reasonably expected to, and is not reasonably likely to, adversely affect the species or stock through effects on annual rates of recruitment or survival.” In making a negligible impact determination, NMFS considers:<PRTPAGE P="79166"/>
        </P>
        <P>(1) The number of anticipated mortalities;</P>
        <P>(2) The number and nature of anticipated injuries;</P>
        <P>(3) The number, nature, and intensity, and duration of Level B harassment; and</P>
        <P>(4) The context in which the takes occur.</P>
        <P>As mentioned previously, NMFS estimates that four species of marine mammals could be potentially affected by Level B harassment over the course of the IHA. For each species, these numbers are small (each, less than one percent) relative to the population size.</P>
        <P>No takes by Level A harassment, serious injury, or mortality are anticipated to occur as a result of the SGRLPS' proposed activities, and none are authorized. Only short-term behavioral disturbance is anticipated to occur due to the brief and sporadic duration of the proposed activities; the availability of alternate areas near NWSR for marine mammals to avoid the resultant acoustic disturbance; and limited access to NWSR during the pupping season. Due to the nature, degree, and context of the behavioral harassment anticipated, the activities are not expected to impact rates of recruitment or survival.</P>
        <P>Based on the analysis contained herein of the likely effects of the specified activity on marine mammals and their habitat, and taking into consideration the implementation of the mitigation and monitoring measures, NMFS preliminarily finds that the SGRLPS' planned helicopter operations and restoration/maintenance activities, will result in the incidental take of small numbers of marine mammals, by Level B harassment only, and that the total taking from the helicopter operations and restoration/maintenance activities will have a negligible impact on the affected species or stocks.</P>
        <HD SOURCE="HD1">Impact on Availability of Affected Species or Stock for Taking for Subsistence Uses</HD>
        <P>There are no relevant subsistence uses of marine mammals implicated by this action.</P>
        <HD SOURCE="HD1">Endangered Species Act (ESA)</HD>
        <P>The Steller sea lion, eastern Distinct Population Segment (DPS) is listed as threatened under the ESA and occurs in the planned action area. NMFS Headquarters' Office of Protected Resources, Permits, Conservation, and Education Division conducted a formal section 7 consultation under the ESA with the Southwest Region, NMFS. On January 27, 2010, the Southwest Region issued a BiOp and concluded that the issuance of IHAs are likely to adversely affect, but not likely to jeopardize the continued existence of Steller sea lions. NMFS has designated critical habitat for the eastern Distinct Population Segment of Steller sea lions in California at Año Nuevo Island, Southeast Farallon Island, Sugarloaf Island and Cape Mendocino, California pursuant to section 4 of the ESA (see 50 CFR 226.202(b)). Northwest Seal Rock is neither within nor nearby these designated areas. Finally, the BiOp included an ITS for Steller sea lions. The ITS contains reasonable and prudent measures implemented by terms and conditions to minimize the effects of this take.</P>
        <P>NMFS has reviewed the 2010 BiOp and determined that there is no new information regarding effects to Stellar sea lions; the action has not been modified in a manner which would cause adverse effects not previously evaluated; there has been no new listing of species or designation of critical habitat that could be affected by the action; and, the action will not exceed the extent or amount of incidental take authorized in the ITS. Therefore, the proposed IHA does not require the reinitiation of Section 7 consultation under the ESA.</P>
        <HD SOURCE="HD1">National Environmental Policy Act (NEPA)</HD>

        <P>To meet NMFS' NEPA requirements for the issuance of an IHA to the SGRLPS, NMFS prepared an Environmental Assessment (EA) in 2010 that was specific to conducting aircraft operations and restoration and maintenance work on the St. George Reef Light Station. The EA, titled “Issuance of an Incidental Harassment Authorization to Take Marine Mammals by Harassment Incidental to Conducting Aircraft Operations, Lighthouse Restoration and Maintenance Activities on St. George Reef Lighthouse Station in Del Norte County, California,” evaluated the impacts on the human environment of NMFS' authorization of incidental Level B harassment resulting from the specified activity in the specified geographic region. At that time, NMFS concluded that issuance of an IHA November 1 through April 30, annually would not significantly affect the quality of the human environment and issued a Finding of No Significant Impact (FONSI) for the 2010 EA regarding the SGRLPS' activities. In conjunction with the SGRLPS' 2012 application, NMFS has again reviewed the 2010 EA and determined that there are no new direct, indirect or cumulative impacts to the human and natural environment associated with the IHA requiring evaluation in a supplemental EA and NMFS, therefore, intends to reaffirm the 2010 FONSI. An electronic copy of the EA and the FONSI for this activity is available upon request (see<E T="02">ADDRESSES</E>).</P>
        <SIG>
          <DATED>Dated: December 16, 2011.</DATED>
          <NAME>James H. Lecky,</NAME>
          <TITLE>Deputy Director, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32692 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">COMMITTEE FOR THE IMPLEMENTATION OF TEXTILE AGREEMENTS</AGENCY>
        <SUBJECT>Determination Under the Textile and Apparel Commercial Availability Provision of the Dominican Republic-Central America-United States Free Trade Agreement (“CAFTA-DR Agreement”)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>The Committee for the Implementation of Textile Agreements</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Determination to add a product in unrestricted quantities to Annex 3.25 of the CAFTA-DR Agreement.</P>
        </ACT>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>December 21, 2011.</P>
        </DATES>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Committee for the Implementation of Textile Agreements (“CITA”) has determined that certain cotton/nylon/spandex raschel knit open work crepe printed fabric, as specified below, is not available in commercial quantities in a timely manner in the CAFTA-DR countries. The product will be added to the list in Annex 3.25 of the CAFTA-DR Agreement in unrestricted quantities.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Maria Dybczak, Office of Textiles and Apparel, U.S. Department of Commerce, (202) 482-3651.</P>
          <P>
            <E T="03">For Further Information On-Line: http://web.ita.doc.gov/tacgi/CaftaReqTrack.nsf</E>under “Approved Requests,” Reference number: 159.2011.11.10.Fabric.SS&amp;AforHansollTextile,Ltd</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>The CAFTA-DR Agreement; Section 203(o)(4) of the Dominican Republic-Central America-United States Free Trade Agreement Implementation Act (“CAFTA-DR Implementation Act”), Pub. Law 109-53; the Statement of Administrative Action, accompanying the CAFTA-DR Implementation Act; and Presidential Proclamations 7987 (February 28, 2006) and 7996 (March 31, 2006).</P>
        </AUTH>
        
        <P>
          <E T="03">Background:</E>The CAFTA-DR Agreement provides a list in Annex 3.25 for fabrics, yarns, and fibers that the Parties to the CAFTA-DR Agreement have determined are not available in<PRTPAGE P="79167"/>commercial quantities in a timely manner in the territory of any Party. The CAFTA-DR Agreement provides that this list may be modified pursuant to Article 3.25(4)-(5), when the President of the United States determines that a fabric, yarn, or fiber is not available in commercial quantities in a timely manner in the territory of any Party.<E T="03">See</E>Annex 3.25 of the CAFTA-DR Agreement;<E T="03">see also</E>section 203(o)(4)(C) of the CAFTA-DR Implementation Act.</P>

        <P>The CAFTA-DR Implementation Act requires the President to establish procedures governing the submission of a request and providing opportunity for interested entities to submit comments and supporting evidence before a commercial availability determination is made. In Presidential Proclamations 7987 and 7996, the President delegated to CITA the authority under section 203(o)(4) of CAFTA-DR Implementation Act for modifying the Annex 3.25 list. Pursuant to this authority, on September 15, 2008, CITA published modified procedures it would follow in considering requests to modify the Annex 3.25 list of products determined to be not commercially available in the territory of any Party to CAFTA-DR<E T="03">(Modifications to Procedures for Considering Requests Under the Commercial Availability Provision of the Dominican Republic-Central America-United States Free Trade Agreement,</E>73 FR 53200) (“CITA's procedures”).</P>
        <P>On November 10, 2011, the Chairman of CITA received a request for a Commercial Availability determination (“Request”) from Sorini Samet &amp; Associates on behalf of Hansoll Textile Ltd. for certain cotton/nylon/spandex raschel knit, open work crepe, printed fabric, as specified below. On November 15, 2011, in accordance with CITA's procedures, CITA notified interested parties of the Request, which was posted on the dedicated Web site for CAFTA-DR Commercial Availability proceedings. In its notification, CITA advised that any Response with an Offer to Supply (“Response”) must be submitted by November 28, 2011, and any Rebuttal Comments to a Response (“Rebuttal”) must be submitted by December 2, 2011, in accordance with sections 6 and 7 of CITA's procedures. No interested entity submitted a Response to the Request advising CITA of its objection to the Request and its ability to supply the subject product.</P>
        <P>In accordance with section 203(o)(4)(C) of the CAFTA-DR Implementation Act, and section 8(c)(2) of CITA's procedures, as no interested entity submitted a Response objecting to the Request and demonstrating its ability to supply the subject product, CITA has determined to add the specified fabric to the list in Annex 3.25 of the CAFTA-DR Agreement.</P>
        <P>The subject product has been added to the list in Annex 3.25 of the CAFTA-DR Agreement in unrestricted quantities. A revised list has been posted on the dedicated Web site for CAFTA-DR Commercial Availability proceedings.</P>
        <P>SPECIFICATIONS: Certain Cotton/Nylon/Spandex Raschel Knit Open Work Crepe Printed Fabric</P>
        <P>HTS: 6005.24.00.</P>
        <P>Fabric Type: Raschel knit, open work crepe fabric, with a blistered surface with interstices covering 15% of the surface area, printed.</P>
        <P>Fiber content: Cotton 61-65%; Nylon 32-34%; Spandex 3-5%.</P>
        <P>Yarn size:</P>
        
        <FP SOURCE="FP-2">
          <E T="03">Cotton:</E>
        </FP>
        <FP SOURCE="FP1-2">Metric: 28/2 to 32/2.</FP>
        <FP SOURCE="FP1-2">English: 16.5/2 to 19/2.</FP>
        <FP SOURCE="FP-2">
          <E T="03">Nylon:</E>
        </FP>
        <FP SOURCE="FP1-2">Metric: 150-160 denier/10 filament.</FP>
        <FP SOURCE="FP1-2">English: 56-60 denier/10 filament.</FP>
        <FP SOURCE="FP-2">
          <E T="03">Nylon (wrapping yarn for spandex core):</E>
        </FP>
        <FP SOURCE="FP1-2">Metric: 113-150 denier/36 filament.</FP>
        <FP SOURCE="FP1-2">English: 60-80 denier/36 filament.</FP>
        <FP SOURCE="FP-2">
          <E T="03">Spandex (wrapped in nylon):</E>
        </FP>
        <FP SOURCE="FP1-2">Metric: 40-45 denier.</FP>
        <FP SOURCE="FP1-2">English: 200-225 denier.</FP>
        <FP SOURCE="FP-2">Weight:</FP>
        <FP SOURCE="FP1-2">Metric: 160-180 grams per sq. meter.</FP>
        <FP SOURCE="FP1-2">English: 4.7-5.3 ounces per sq. yard.</FP>
        <FP SOURCE="FP-2">Width:</FP>
        <FP SOURCE="FP1-2">Metric: 137.2-147.4 centimeters, cuttable.</FP>
        <FP SOURCE="FP1-2">English: 54-58 inches, cuttable.</FP>
        
        <P>Machine gauge: 18.</P>
        <P>Bar: 18.</P>
        <P>Coloration: Pigment print.</P>
        <FP SOURCE="FP-2">Performance criteria:</FP>
        <FP SOURCE="FP1-2">1. Dimensional stability: −7%/+2%, AATCC 135/150.</FP>
        <FP SOURCE="FP1-2">2. Fabric skewing: 4%, AATCC 179.</FP>
        <FP SOURCE="FP1-2">3. Fabric weight: −8%/+8%.</FP>
        <SIG>
          <NAME>Kim Glas,</NAME>
          <TITLE>Chairman, Committee for the Implementation of Textile and Apparel.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32639 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Department of the Army</SUBAGY>
        <SUBAGY>Corps of Engineers</SUBAGY>
        <SUBJECT>Notice for the Great Lakes and Mississippi River Interbasin Study (GLMRIS)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of the Army, U.S. Army Corps of Engineers, DOD.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The U.S. Army Corps of Engineers (USACE), Chicago District has posted on<E T="03">http://glmris.anl.gov</E>the “Inventory of Available Controls for Aquatic Nuisance Species of Concern—Chicago Area Waterway System” (ANS Control Paper). An Aquatic Nuisance Species (ANS) Control is an option or technology that may be applied to prevent ANS transfer via aquatic pathways. The ANS Control Paper identifies the range of options or technologies available to target the ANS of Concern in the Chicago Area Waterway System (CAWS). These ANS of Concern—CAWS were previously identified as non-native species that are the initial focus of GLMRIS.</P>
          <P>In a December 8, 2010 notice of intent,<E T="04">Federal Register</E>Notice (75 FR 76447), USACE announced it will prepare a feasibility report and an environmental impact statement (EIS) for GLMRIS. GLMRIS is a feasibility study of the range of options and technologies that could be applied to prevent ANS transfer between the Great Lakes and Mississippi River basins through aquatic pathways. USACE is conducting GLMRIS in consultation with other federal agencies, Native American tribes, state agencies, local governments and non-governmental organizations. The ANS Control Paper is an interim product of GLMRIS. For additional information regarding GLMRIS, please refer to the project Web site<E T="03">http://glmris.anl.gov.</E>
          </P>
          <P>This notice announces a comment period during which USACE is asking the public to submit (i) information on ANS Controls that may be effective at preventing the transfer of ANS of Concern—CAWS but that are not included in the paper, or (ii) comments regarding ANS Controls identified in the paper. This notice also announces the dates and times of conference calls hosted by USACE for the purpose of providing the public an opportunity to ask questions regarding the ANS Control Paper.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>USACE announces an ANS Control Comment Period from Wednesday, December 21, 2011, through Friday, February 17, 2012. Please refer to the “<E T="03">ANS Control Comment Period</E>” section below for details on the information USACE is seeking during this comment period and instructions on comment submittal.</P>

          <P>USACE will be hosting two (2) conference calls regarding the paper. These calls are open to the public. The first call is scheduled on Tuesday, January 10, 2012 from 2 p.m.-4 p.m. (CST). The second call is scheduled on<PRTPAGE P="79168"/>Wednesday, February 8, 2012 from 10 a.m.-12 p.m. (CST).</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>For further information and/or questions about GLMRIS, please contact USACE, Chicago District, Project Manager, Mr. David Wethington,<E T="03">by mail:</E>USACE, Chicago District, 111 N. Canal, Suite 600, Chicago, IL 60606, or<E T="03">by email: david.m.wethington@usace.army.mil.</E>
          </P>

          <P>For media inquiries, please contact USACE, Chicago District, Public Affairs Officer, Ms. Lynne Whelan,<E T="03">by mail:</E>USACE, Chicago District, 111 N. Canal, Suite 600, Chicago, IL 60606,<E T="03">by phone:</E>(312) 846-5330 or<E T="03">by email: lynne.e.whelan@usace.army.mil.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P SOURCE="NPAR">1.<E T="03">Background.</E>USACE is conducting GLMRIS in consultation with other federal agencies, Native American tribes, state agencies, local governments and non-governmental organizations. For GLMRIS, USACE will explore ANS Controls that could be applied to prevent ANS transfer between the Great Lakes and Mississippi River basins through aquatic pathways. Potential ANS Controls may include, but are not limited to, hydrologic separation of the basins, modification of water quality or flow within a waterway, chemical application to ANS, collection and removal of ANS from a waterway, as well as other types of controls currently in research and development.</P>
        <P>USACE will develop screening criteria consistent with study objectives and refine the list of ANS Controls to determine which warrant further consideration. USACE will formulate plans comprised of one or more of the screened ANS Controls in consideration of four criteria: Completeness, effectiveness, efficiency, and acceptability. USACE will then evaluate and compare the effects of the alternative plans.</P>

        <P>USACE is conducting GLMRIS in accordance with the National Environmental Policy Act (NEPA) and with the<E T="03">Economic and Environmental Principles and Guidelines for Water and Related Land Resource Implementation Studies,</E>Water Resources Council, March 10, 1983.</P>
        <P>2.<E T="03">ANS Control Paper.</E>The ANS Control Paper is an interim product of GLMRIS and is found at<E T="03">http://glmris.anl.gov/documents/interim/anscontrol/index.cfm.</E>Through literature search and consultation with experts in the field of ANS and ANS Controls, USACE identified the ANS Controls found in the paper. These ANS Controls are those that may be effective at preventing the transfer of ANS of Concern—CAWS via aquatic pathways. ANS of Concern—CAWS are the non-native species that are the initial focus of GLMIRS.</P>
        <P>3.<E T="03">ANS Control Comment Period.</E>USACE is currently soliciting information from the public on ANS Controls that may be effective on ANS of Concern—CAWS but that may be missing from the list developed for the ANS Control Paper; USACE is also seeking comments on the included ANS Controls. The comment period runs from December 21, 2011 through February 17, 2012. Comments may be submitted in the following ways:</P>
        <P>•<E T="03">GLMRIS project Web site:</E>Use the web form found at<E T="03">www.glmris.anl.gov</E>through February 17, 2012;</P>
        <P>•<E T="03">Mail:</E>Mail written information to GLMRIS ANS Control Comments, 111 N. Canal, Suite 600, Chicago, IL 60606. Comments must be postmarked by February 17, 2012; and</P>
        <P>•<E T="03">Hand Delivery:</E>Comments may be hand delivered to the USACE, Chicago District office located at 111 N. Canal St., Suite 600, Chicago, IL 60606 between 8 a.m. and 4:30 p.m. Comments must be received by Friday, February 17, 2012.</P>
        <P>USACE will consider all comments received during this comment period. If necessary, USACE will update the ANS Control Paper and in spring 2012, will post an updated ANS Control Paper to the GLMRIS Web site.</P>
        <P>4.<E T="03">Public Conference Calls.</E>USACE will host conference calls on Tuesday, January 10, 2012 from 2 p.m.-4 p.m. (CST) and Wednesday, February 8, 2012 from 10 a.m.-12 p.m. (CST). The conference calls are intended to provide the public with an opportunity to ask questions regarding the ANS Control Paper. Call-in information for both calls is:</P>
        <P>
          <E T="03">USA Toll-Free:</E>(877) 336-1839.</P>
        <P>
          <E T="03">Access Code:</E>8506361.</P>
        <P>5.<E T="03">Authority.</E>This action is being undertaken pursuant to the Water Resources and Development Act of 2007, Section 3061, Pub. L. 110-114, 121 STAT. 1121, and NEPA of 1969, 42 U.S.C. 4321, et seq., as amended.</P>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Susanne J. Davis,</NAME>
          <TITLE>Chief, Planning Branch, Chicago District, Corps of Engineers.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32654 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3720-58-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
        <SUBJECT>U.S. Department of Energy Audit Guidance: For-Profit Recipients</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>U.S. Department of Energy.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Request for information.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The U.S. Department of Energy (DOE) seeks information and comments related to the requirements and guidance for independent audit organizations in conducting program compliance audits of for-profit recipients of federal financial assistance from DOE under its financial assistance regulations.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments and information are requested on or before January 20, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Interested persons are encouraged to submit comments using the Federal eRulemaking Portal at<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments. Alternatively, interested persons may submit comments by any of the following methods:</P>
          <P>•<E T="03">Email to: FederalRegisterAuditComments@hq.doe.gov.</E>Hand Delivery/Courier: Ms. Kimberly Krizanovic, U.S. Department of Energy, 4th Floor (Suite 4A-236), 1000 Independence Avenue SW., Washington, DC 20585. Phone: (202) 586-5304. Please submit one signed paper original.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Ms. Kimberly Krizanovic, U.S. Department of Energy, Office of the Chief Financial Officer, 4th Floor (Suite 4A-236), 1000 Independence Avenue SW., Washington, DC 20585. Phone: (202) 586-5304. Email:<E T="03">kimberly.krizanovic@hq.doe.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>
          <E T="03">U.S. Department of Energy Audit Guidance: For-Profit Recipients</E>provides requirements and guidance for independent audit organizations in conducting program compliance audits of for-profit recipients of federal financial assistance from the Department of Energy (DOE) under Regulation 10 CFR 600.316. The requirements for financial statement audits of for-profit recipients are not provided for under Regulation 10 CFR 600.316, which applies only to program compliance audits. As such, this Audit Program and all compliance supplements (Parts II and III of this guidance) do not apply to financial statement audits. Audits of financial statements are allowable as indirect costs if the recipient normally has financial statement audits. However, DOE is not requiring an audit of financial statements solely to address Regulation 10 CFR 600.316, nor are financial statement audits allowable as direct costs to satisfy the requirements of Regulation 10 CFR 600.316.</P>

        <P>Compliance audits as required under Regulation 10 CFR 600.316 and this<PRTPAGE P="79169"/>Audit Program must be conducted in accordance with the requirements and guidance set forth in Statement on Auditing Standards No. 117,<E T="03">Compliance Audits</E>(SAS 117) and generally accepted government auditing standards (GAGAS). The audit procedures provided in this Audit Program are the minimum necessary for uniform and consistent audit coverage.</P>

        <P>DOE seeks comment and information on this audit guidance to potentially improve the usefulness and clarity of the guidance. You may access the guidance at:<E T="03">http://energy.gov/management/downloads/draft-profit-audit-guidance-fy-2011.</E>
        </P>
        <SIG>
          <DATED>Issued in Washington, DC, on December 15, 2011.</DATED>
          <NAME>Patrick M. Ferraro,</NAME>
          <TITLE>Acting Director, Office of Procurement and Assistance Management, Office of Management, Department of Energy.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32622 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6450-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <SUBJECT>Notice of Filings #1</SUBJECT>
        <P>Take notice that the Commission received the following electric corporate filings:</P>
        <P>
          <E T="03">Docket Numbers:</E>EC12-46-000.</P>
        <P>
          <E T="03">Applicants:</E>Decker Energy International, Inc., Craven County Wood Energy LP, Grayling Generating Station, LP, AltaGas Services (U.S.) Inc.</P>
        <P>
          <E T="03">Description:</E>Joint Application of Decker Energy International, Inc.,<E T="03">et al</E>. for authorization under Federal Power Act Section 203(a)(1).</P>
        <P>
          <E T="03">Filed Date:</E>12/13/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111213-5018.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/3/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>EC12-47-000.</P>
        <P>
          <E T="03">Applicants:</E>Lea Power Partners, LLC, Waterside Power, LLC.</P>
        <P>
          <E T="03">Description:</E>Application for Authorization for Disposition of Jurisdictional Facilities and Request for Expedited Action of Waterside Power, LLC,<E T="03">et al.</E>
        </P>
        <P>
          <E T="03">Filed Date:</E>12/12/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111212-5202.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/2/12.</P>
        
        <P>Take notice that the Commission received the following electric rate filings:</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-75-002.</P>
        <P>
          <E T="03">Applicants:</E>Public Power, LLC.</P>
        <P>
          <E T="03">Description:</E>Amendment to MBR Tariff in Compliance with Order 697 to be effective 10/13/2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/12/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111212-5002.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/2/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-361-001.</P>
        <P>
          <E T="03">Applicants:</E>South Carolina Electric &amp; Gas Company.</P>
        <P>
          <E T="03">Description:</E>Compliance filing—Schedule 1 (Part of Settlement Agreement) to be effective 10/21/2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/12/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111212-5074.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/2/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-591-000.</P>
        <P>
          <E T="03">Applicants:</E>ITC Midwest LLC.</P>
        <P>
          <E T="03">Description:</E>ITC Midwest-Dairyland Agreements to be effective 2/13/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/12/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111212-5072.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/2/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-592-000.</P>
        <P>
          <E T="03">Applicants:</E>ITC Midwest LLC.</P>
        <P>
          <E T="03">Description:</E>ITC Midwest LLC submits tariff filing per 35.13(a)(2)(iii): Corn Belt Agreements to be effective 2/13/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/12/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111212-5077.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/2/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-593-000.</P>
        <P>
          <E T="03">Applicants:</E>ITC Midwest LLC.</P>
        <P>Description: ITC Midwest LLC submits tariff filing per 35.13(a)(2)(iii): Great River Energy Agreements to be effective 2/13/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/12/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111212-5091.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/2/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-594-000.</P>
        <P>
          <E T="03">Applicants:</E>New York Independent System Operator, Inc.</P>
        <P>
          <E T="03">Description:</E>Niagara Mohawk and Village of Solvay Cost Reimbursement Agreement no. 1810 to be effective 11/22/2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/12/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111212-5100.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/2/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-595-000.</P>
        <P>
          <E T="03">Applicants:</E>Constellation Power Source Generation, Inc.</P>
        <P>
          <E T="03">Description:</E>Joint Reactive Rate Filing for the Keystone Project to be effective 1/31/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/12/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111212-5179.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/2/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-596-000.</P>
        <P>
          <E T="03">Applicants:</E>Constellation Power Source Generation, Inc.</P>
        <P>
          <E T="03">Description:</E>Joint Reactive Rate Filing for the Conemaugh Project to be effective 1/31/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/12/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111212-5184.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/2/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-597-000.</P>
        <P>
          <E T="03">Applicants:</E>New York State Reliability Council, L.L.C.</P>
        <P>
          <E T="03">Description:</E>New York State Reliability Council, L.L.C.'s Submission of the Revised Installed Capacity Requirement for the New York Control Area.</P>
        <P>
          <E T="03">Filed Date:</E>12/12/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111212-5201.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/2/12.</P>
        
        <P>Take notice that the Commission received the following qualifying facility filings:</P>
        
        <P>
          <E T="03">Docket Numbers:</E>QF12-94-000.</P>
        <P>
          <E T="03">Applicants:</E>Middletown Coke Company, LLC.</P>
        <P>
          <E T="03">Description:</E>Form 556- Notice of self-certification of qualifying cogeneration facility status of Middletown Coke Company, LLC.</P>
        <P>
          <E T="03">Filed Date:</E>12/12/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111212-5161.</P>
        <P>
          <E T="03">Comment Date:</E>None Applicable.</P>
        
        <P>The filings are accessible in the Commission's eLibrary system by clicking on the links or querying the docket number.</P>
        <P>Any person desiring to intervene or protest in any of the above proceedings must file in accordance with Rules 211 and 214 of the Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>

        <P>eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at:<E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf</E>. For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: December 13, 2011.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32580 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <DEPDOC>[Docket No. ER12-605-000]</DEPDOC>
        <SUBJECT>Power Network New Mexico, LLC; Supplemental Notice That Initial Market-Based Rate Filing Includes Request for Blanket Section 204 Authorization</SUBJECT>

        <P>This is a supplemental notice in the above-referenced proceeding of Power Network New Mexico, LLC's application for market-based rate authority, with an accompanying rate tariff, noting that such application includes a request for<PRTPAGE P="79170"/>blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability.</P>
        <P>Any person desiring to intervene or to protest should file with the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant.</P>
        <P>Notice is hereby given that the deadline for filing protests with regard to the applicant's request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability, is January 3, 2012.</P>

        <P>The Commission encourages electronic submission of protests and interventions in lieu of paper, using the FERC Online links at<E T="03">http://www.ferc.gov.</E>To facilitate electronic service, persons with Internet access who will eFile a document and/or be listed as a contact for an intervenor must create and validate an eRegistration account using the eRegistration link. Select the eFiling link to log on and submit the intervention or protests.</P>
        <P>Persons unable to file electronically should submit an original and 14 copies of the intervention or protest to the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426.</P>

        <P>The filings in the above-referenced proceeding are accessible in the Commission's eLibrary system by clicking on the appropriate link in the above list. They are also available for review in the Commission's Public Reference Room in Washington, DC. There is an eSubscription link on the Web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please email<E T="03">FERCOnlineSupport@ferc.gov.</E>or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32583 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <DEPDOC>[Docket No. PR11-73-002]</DEPDOC>
        <SUBJECT>Southcross CCNG Transmission Ltd.; Notice of Motion for Extension of Rate Case Filing Deadline</SUBJECT>
        <P>Take notice that on December 13, 2011, Southcross CCNG Transmission Ltd. (Southcross CCNG) filed a request for an extension consistent with the Commission's revised policy of periodic review from a triennial to a five year period. The Commission in Order No. 735 modified its policy concerning periodic reviews of rates charges by section 311 and Hinshaw pipelines to extend the cycle for such reviews from three to five years.<SU>1</SU>
          <FTREF/>Therefore, Southcross CCNG requests that the date for its next rate filing be extended to April 20, 2015, which is five years from the date of Southcross CCNG's most recent rate filing with this Commission.</P>
        <FTNT>
          <P>
            <SU>1</SU>Contract Reporting Requirements of Intrastate Natural Gas Companies, Order No. 735, 131 FERC ¶ 61,150 (May 20, 2010).</P>
        </FTNT>
        <P>Any person desiring to participate in this rate proceeding must file a motion to intervene or to protest this filing must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding. Any person wishing to become a party must file a notice of intervention or motion to intervene, as appropriate. Such notices, motions, or protests must be filed on or before the date as indicated below. Anyone filing an intervention or protest must serve a copy of that document on the Applicant. Anyone filing an intervention or protest on or before the intervention or protest date need not serve motions to intervene or protests on persons other than the Applicant.</P>

        <P>The Commission encourages electronic submission of protests and interventions in lieu of paper using the “eFiling” link at<E T="03">http://www.ferc.gov</E>. Persons unable to file electronically should submit an original and 7 copies of the protest or intervention to the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426.</P>
        <P>This filing is accessible on-line at<E T="03">http://www.ferc.gov</E>, using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the Web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please email<E T="03">FERCOnlineSupport@ferc.gov</E>, or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <P>
          <E T="03">Comment Date:</E>5 p.m. Eastern Time on Tuesday, December 27, 2011.</P>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32581 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <DEPDOC>[Docket No. PR09-11-003]</DEPDOC>
        <SUBJECT>Southcross Mississippi Pipeline, L.P.; Notice of Motion for Extension of Rate Case Filing Deadline</SUBJECT>
        <P>Take notice that on December 13, 2011, Southcross Mississippi Pipeline, L.P. (Southcross) filed a request for an extension consistent with the Commission's revised policy of periodic review from a triennial to a five year period. The Commission in Order No. 735 modified its policy concerning periodic reviews of rates charges by section 311 and Hinshaw pipelines to extend the cycle for such reviews from three to five years.<SU>1</SU>
          <FTREF/>Therefore, Southcross requests that the date for its next rate filing be extended to February 1, 2014, which is five years from the date of Southcross' most recent rate filing with this Commission.</P>
        <FTNT>
          <P>
            <SU>1</SU>Contract Reporting Requirements of Intrastate Natural Gas Companies, Order No. 735, 131 FERC ¶ 61,150 (May 20, 2010).</P>
        </FTNT>

        <P>Any person desiring to participate in this rate proceeding must file a motion to intervene, or to protest this filing must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding. Any person wishing to become a party must file a notice of intervention or motion to intervene, as appropriate. Such notices, motions, or protests must be filed on or before the date as indicated below. Anyone filing an intervention or protest must serve a copy of that document on the Applicant.<PRTPAGE P="79171"/>Anyone filing an intervention or protest on or before the intervention or protest date need not serve motions to intervene or protests on persons other than the Applicant.</P>

        <P>The Commission encourages electronic submission of protests and interventions in lieu of paper using the “eFiling” link at<E T="03">http://www.ferc.gov.</E>Persons unable to file electronically should submit an original and 7 copies of the protest or intervention to the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426.</P>
        <P>This filing is accessible on-line at<E T="03">http://www.ferc.gov</E>, using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the Web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please email<E T="03">FERCOnlineSupport@ferc.gov</E>, or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <P>
          <E T="03">Comment Date:</E>5 p.m. Eastern Time on Tuesday, December 27, 2011.</P>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32582 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-HQ-OPP-2011-0005; FRL-9330-3]</DEPDOC>
        <SUBJECT>Pesticide Products; Receipt of Applications To Register New Uses</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This notice announces receipt of applications to register new uses for pesticide products containing currently registered active ingredients, pursuant to the provisions of section 3(c) of the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA), as amended. EPA is publishing this Notice of such applications, pursuant to section 3(c)(4) of FIFRA.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before January 20, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by the docket identification (ID) number for the pesticide of interest, specified within Unit II., by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Office of Pesticide Programs (OPP) Regulatory Public Docket (7502P), Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001.</P>
          <P>•<E T="03">Delivery:</E>OPP Regulatory Public Docket (7502P), Environmental Protection Agency, Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. Deliveries are only accepted during the Docket Facility's normal hours of operation (8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays). Special arrangements should be made for deliveries of boxed information. The Docket Facility telephone number is (703) 305-5805.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to the docket ID number specified for the pesticide of interest as shown in the registration application summaries. EPA's policy is that all comments received will be included in the docket without change and may be made available on-line at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through regulations.gov or email. The regulations.gov Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an email comment directly to EPA without going through regulations.gov, your email address will be automatically captured and included as part of the comment that is placed in the docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov.</E>Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either in the electronic docket at<E T="03">http://www.regulations.gov,</E>or, if only available in hard copy, at the OPP Regulatory Public Docket in Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. The hours of operation of this Docket Facility are from 8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The Docket Facility telephone number is (703) 305-5805.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>A contact person is listed at the end of each registration application summary and may be contacted by telephone or email. The mailing address for each contact person listed is: Registration Division (7505P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>
        <P>You may be potentially affected by this action if you are an agricultural producer, food manufacturer, or pesticide manufacturer. Potentially affected entities may include, but are not limited to:</P>
        <P>• Crop production (NAICS code 111).</P>
        <P>• Animal production (NAICS code 112).</P>
        <P>• Food manufacturing (NAICS code 311).</P>
        <P>• Pesticide manufacturing (NAICS code 32532).</P>

        <P>This listing is not intended to be exhaustive, but rather provides a guide for readers regarding entities likely to be affected by this action. Other types of entities not listed in this unit could also be affected. The North American Industrial Classification System (NAICS) codes have been provided to assist you and others in determining whether this action might apply to certain entities. If you have any questions regarding the applicability of this action to a particular entity, consult the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD2">B. What should I consider as I prepare my comments for EPA?</HD>
        <P>1.<E T="03">Submitting CBI.</E>Do not submit this information to EPA through regulations.gov or email. Clearly mark the part or all of the information that you claim to be CBI. For CBI information in a disk or CD-ROM that you mail to EPA, mark the outside of the<PRTPAGE P="79172"/>disk or CD-ROM as CBI and then identify electronically within the disk or CD-ROM the specific information that is claimed as CBI. In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.</P>
        <P>2.<E T="03">Tips for preparing your comments.</E>When submitting comments, remember to:</P>

        <P>i. Identify the document by docket ID number and other identifying information (subject heading,<E T="04">Federal Register</E>date and page number). If you are commenting on a docket that addresses multiple products, please indicate to which registration number(s) your comment applies.</P>
        <P>ii. Follow directions. The Agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.</P>
        <P>iii. Explain why you agree or disagree; suggest alternatives and substitute language for your requested changes.</P>
        <P>iv. Describe any assumptions and provide any technical information and/or data that you used.</P>
        <P>v. If you estimate potential costs or burdens, explain how you arrived at your estimate in sufficient detail to allow for it to be reproduced.</P>
        <P>vi. Provide specific examples to illustrate your concerns and suggest alternatives.</P>
        <P>vii. Explain your views as clearly as possible, avoiding the use of profanity or personal threats.</P>
        <P>viii. Make sure to submit your comments by the comment period deadline identified.</P>
        <HD SOURCE="HD1">II. Registration Applications for New Uses</HD>
        <P>EPA received applications as follows to register pesticide products containing currently registered active ingredients pursuant to the provisions of section 3(c) of FIFRA, and is publishing this Notice of such applications pursuant to section 3(c)(4) of FIFRA. Notice of receipt of these applications does not imply a decision by the Agency on the applications.</P>
        <P>1.<E T="03">Registration Numbers:</E>66330-45 and 66330-46.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-0641.<E T="03">Company Name and Address:</E>Arysta LifeScience, North America LLC., 15401 Weston Parkway, Suite 150, Cary, NC 27513.<E T="03">Active Ingredient:</E>Amicarbazone.<E T="03">Proposed Uses:</E>Turf (Golf Courses, Sod Farms, Residential and Commercial Turf Sites, Park and Recreational Areas, School Grounds, and other Turf Areas) and Conifers in Nurseries and Field Plantings (including Christmas Trees).<E T="03">Contact:</E>Michael Walsh, (703) 308-2972,<E T="03">walsh.michael@epa.gov.</E>
        </P>
        <P>2<E T="03">. Registration Number:</E>71711-6.<E T="03">Docket Number:</E>EPA-HQ-OPP-2011-1002.<E T="03">Company Name and Address:</E>Nichino America, Inc., 4550 New Linden Hill Rd., Suite 501, Wilmington, DE 19808.<E T="03">Active Ingredient:</E>Pyraflufen-ethyl.<E T="03">Proposed Uses:</E>Hops and Peanuts.<E T="03">Contact:</E>Tracy White, (703) 308-0042,<E T="03">white.tracy@epa.gov.</E>
        </P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <P>Environmental protection, Pesticides and pest.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Lois Rossi,</NAME>
          <TITLE>Director, Registration Division, Office of Pesticide Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32656 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[FRL-9608-9]</DEPDOC>
        <SUBJECT>Proposed Consent Decree, Clean Air Act Citizen Suit</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed consent decree; request for public comment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>In accordance with section 113(g) of the Clean Air Act, as amended (“CAA” or the “Act”), 42 U.S.C. 7413(g), notice is hereby given of a proposed consent decree to address a lawsuit filed by WildEarth Guardians in the United States District Court for the District of Arizona:<E T="03">WildEarth Guardians</E>v.<E T="03">Jackson,</E>No. 2:11-cv-01661-ROS (D. Ariz.). On August 24, 2011, Plaintiff filed a complaint alleging that EPA failed to perform a nondiscretionary duty to promulgate the area designations for the 2008 ground-level ozone NAAQS within the time lines set forth in section 107(d)(1)(B) of the CAA. The proposed consent decree establishes a deadline of May 31, 2012 for EPA to take action.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>Written comments on the proposed consent decree must be received by<E T="03">January 20, 2012.</E>
          </P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Submit your comments, identified by Docket ID number EPA-HQ-OGC-2011-0935, online at<E T="03">www.regulations.gov</E>(EPA's preferred method); by email to<E T="03">oei.docket@epa.gov;</E>by mail to EPA Docket Center, Environmental Protection Agency, Mailcode: 2822T, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; or by hand delivery or courier to EPA Docket Center, EPA West, Room 3334, 1301 Constitution Ave. NW., Washington, DC, between 8:30 a.m. and 4:30 p.m. Monday through Friday, excluding legal holidays. Comments on a disk or CD-ROM should be formatted in Word or ASCII file, avoiding the use of special characters and any form of encryption, and may be mailed to the mailing address above.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Jan Tierney, Air and Radiation Law Office (2344A), Office of General Counsel, U.S. Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460; telephone: (202) 564-5598; fax number (202) 564-5603; email address:<E T="03">tierney.jan@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Additional Information About the Proposed Consent Decree</HD>

        <P>The proposed consent decree would resolve a lawsuit seeking to compel the Administrator to promulgate area designations for the 2008 ground-level ozone NAAQS pursuant to section 107(d)(1)(B) of the CAA. The proposed consent decree requires that no later than May 31, 2012, EPA shall sign a notice of the Agency's promulgation of area designations for the 2008 ground-level ozone NAAQS pursuant to section 107(d) of the CAA, and within 10 business days following signature of the notice, EPA will send the notice to the<E T="04">Federal Register</E>for review and publication. After EPA fulfills its obligations under the decree, the parties shall file a joint request to the Court to terminate the consent decree.</P>

        <P>For a period of thirty (30) days following the date of publication of this notice, the Agency will accept written comments relating to the proposed consent decree from persons who were not named as parties or intervenors to the litigation in question. EPA or the Department of Justice may withdraw or withhold consent to the proposed consent decree if the comments disclose facts or considerations that indicate that such consent is inappropriate, improper, inadequate, or inconsistent with the requirements of the Act. Unless EPA or the Department of Justice determines that consent to this consent decree should be withdrawn, the terms of the decree will be affirmed.<PRTPAGE P="79173"/>
        </P>
        <HD SOURCE="HD1">II. Additional Information About Commenting on the Proposed Consent Decree</HD>
        <HD SOURCE="HD2">A. How can I get a copy of the consent decree?</HD>
        <P>The official public docket for this action (identified by Docket ID No. EPA-HQ-OGC-2011-0935) contains a copy of the proposed consent decree. The official public docket is available for public viewing at the Office of Environmental Information (OEI) Docket in the EPA Docket Center, EPA West, Room 3334, 1301 Constitution Ave. NW., Washington, DC. The EPA Docket Center Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the OEI Docket is (202) 566-1752.</P>

        <P>An electronic version of the public docket is available through<E T="03">www.regulations.gov.</E>You may use<E T="03">www.regulations.gov</E>to submit or view public comments, access the index listing of the contents of the official public docket, and to access those documents in the public docket that are available electronically. Once in the system, key in the appropriate docket identification number then select “search”.</P>

        <P>It is important to note that EPA's policy is that public comments, whether submitted electronically or in paper, will be made available for public viewing online at<E T="03">www.regulations.gov</E>without change, unless the comment contains copyrighted material, CBI, or other information whose disclosure is restricted by statute. Information claimed as CBI and other information whose disclosure is restricted by statute is not included in the official public docket or in the electronic public docket. EPA's policy is that copyrighted material, including copyrighted material contained in a public comment, will not be placed in EPA's electronic public docket but will be available only in printed, paper form in the official public docket. Although not all docket materials may be available electronically, you may still access any of the publicly available docket materials through the EPA Docket Center.</P>
        <HD SOURCE="HD2">B. How and to whom do I submit comments?</HD>
        <P>You may submit comments as provided in the<E T="02">ADDRESSES</E>section. Please ensure that your comments are submitted within the specified comment period. Comments received after the close of the comment period will be marked “late.” EPA is not required to consider these late comments.</P>
        <P>If you submit an electronic comment, EPA recommends that you include your name, mailing address, and an email address or other contact information in the body of your comment and with any disk or CD ROM you submit. This ensures that you can be identified as the submitter of the comment and allows EPA to contact you in case EPA cannot read your comment due to technical difficulties or needs further information on the substance of your comment. Any identifying or contact information provided in the body of a comment will be included as part of the comment that is placed in the official public docket, and made available in EPA's electronic public docket. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment.</P>
        <P>Use of the<E T="03">www.regulations.gov</E>Web site to submit comments to EPA electronically is EPA's preferred method for receiving comments. The electronic public docket system is an “anonymous access” system, which means EPA will not know your identity, email address, or other contact information unless you provide it in the body of your comment. In contrast to EPA's electronic public docket, EPA's electronic mail (email) system is not an “anonymous access” system. If you send an email comment directly to the Docket without going through<E T="03">www.regulations.gov,</E>your email address is automatically captured and included as part of the comment that is placed in the official public docket, and made available in EPA's electronic public docket.</P>
        <SIG>
          <NAME>Patricia Embrey,</NAME>
          <TITLE>Acting Associate General Counsel.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32648 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-HQ-OPP-2011-0939; FRL-9329-7]</DEPDOC>
        <SUBJECT>Registration Review; Pesticide Dockets Opened for Review and Comment, and Notice of Availability of Final Work Plans for Certain Pesticides</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA has established registration review dockets for the pesticides listed in the table in Unit III.A. With this document, EPA is opening the public comment period for these registration reviews. Registration review is EPA's periodic review of pesticide registrations to ensure that each pesticide continues to satisfy the statutory standard for registration, that is, the pesticide can perform its intended function without unreasonable adverse effects on human health or the environment. Registration review dockets contain information that will assist the public in understanding the types of information and issues that the Agency may consider during the course of registration reviews. Through this program, EPA is ensuring that each pesticide's registration is based on current scientific and other knowledge, including its effects on human health and the environment.</P>
          <P>This document also announces the availability of amended final work plans for the registration review of the pesticides cryolite, prodiamine, asulam, and etofenprox.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before February 21, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments identified by the docket identification (ID)number for the specific pesticide of interest provided in the table in Unit III.A., by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Office of Pesticide Programs (OPP) Regulatory Public Docket (7502P), Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001.</P>
          <P>•<E T="03">Delivery:</E>OPP Regulatory Public Docket (7502P), Environmental Protection Agency, Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. Deliveries are only accepted during the Docket Facility's normal hours of operation (8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays). Special arrangements should be made for deliveries of boxed information. The Docket Facility telephone number is (703) 305-5805.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to the docket ID numbers listed in the table in Unit III.A. for the pesticides you are commenting on. EPA's policy is that all comments received will be included in the docket without change and may be made available on-line at<E T="03">http://www.regulations.gov</E>, including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through regulations.gov or<PRTPAGE P="79174"/>email. The regulations.gov Web site is an “anonymous access” system, which means, EPA will not know your identity or contact information unless youprovide it in the body of your comment. If you send an email comment directly to EPA without going through regulations.gov, your email address will be automatically captured and included as part of the comment that is placed in the docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov</E>. Although listed in the index, some information is not publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either in the electronic docket at<E T="03">http://www.regulations.gov</E>, or, if only available in hard copy, at the OPP Regulatory Public Docket in Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington, VA. The hours of operation of this Docket Facility are from 8:30 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The Docket Facility telephone number is (703) 305-5805.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>
            <E T="03">For pesticide-specific information contact:</E>The Chemical Review Manager identified in the table in Unit III.A. for the pesticide of interest.</P>
          <P>
            <E T="03">For general information contact:</E>Kevin Costello, Pesticide Re-evaluation Division (7508P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (703) 305-5026; fax number: (703) 308-8090; email address:<E T="03">costello.kevin@epa.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>

        <P>This action is directed to the public in general, and may be of interest to a wide range of stakeholders including environmental, human health, farmworker, and agricultural advocates; the chemical industry; pesticide users; and members of the public interested in the sale, distribution, or use of pesticides. Since others also may be interested, the Agency has not attempted to describe all the specific entities that may be affected by this action. If you have any questions regarding the applicability of this action to a particular entity, consult the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD2">B. What should I consider as I prepare my comments for EPA?</HD>
        <P>1. Submitting CBI. Do not submit this information to EPA through regulations.gov or email. Clearly mark the part or all of the information that you claim to be CBI. For CBI information in a disk or CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as CBI and then identify electronically within the disk or CD-ROM the specific information that is claimed as CBI. In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.</P>
        <P>2. Tips for preparing your comments. When submitting comments, remember to:</P>

        <P>i. Identify the document by docket ID number and other identifying information (subject heading,<E T="04">Federal Register</E>date and page number).</P>
        <P>ii. Follow directions. The Agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.</P>
        <P>iii. Explain why you agree or disagree; suggest alternatives and substitute language for your requested changes.</P>
        <P>iv. Describe any assumptions and provide any technical information and/or data that you used.</P>
        <P>v. If you estimate potential costs or burdens, explain how you arrived at your estimate in sufficient detail to allow for it to be reproduced.</P>
        <P>vi. Provide specific examples to illustrate your concerns and suggest alternatives.</P>
        <P>vii. Explain your views as clearly as possible, avoiding the use of profanity or personal threats.</P>
        <P>viii. Make sure to submit your comments by the comment period deadline identified.</P>
        <P>3. Environmental justice. EPA seeks to achieve environmental justice, the fair treatment and meaningful involvement of any group, including minority and/or lowincome populations, in the development, implementation, and enforcement of environmental laws, regulations, and policies. To help address potential environmental justice issues, the Agency seeks information on any groups or segments of the population who, as a result of their location, cultural practices, or other factors, may have atypical or disproportionately high and adverse human health impacts or environmental effects from exposure to the pesticides discussed in this document, compared to the general population.</P>
        <HD SOURCE="HD1">II. Authority</HD>
        <P>EPA is initiating its reviews of the pesticides identified in this document pursuant to section 3(g) of the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) and the Procedural Regulations for Registration Review at 40 CFR part 155, subpart C. Section 3(g) of FIFRA provides, among other things, that the registrations of pesticides are to be reviewed every 15 years. Under FIFRA, a pesticide product may be registered or remain registered only if it meets the statutory standard for registration given in FIFRA section 3(c)(5). When used in accordance with widespread and commonly recognized practice, the pesticide product must perform its intended function without unreasonable adverse effects on the environment; that is, without any unreasonable risk to man or the environment, or a human dietary risk from residues that result from the use of a pesticide in or on food.</P>
        <HD SOURCE="HD1">III. Registration Reviews</HD>
        <HD SOURCE="HD2">A. What action is the agency taking?</HD>

        <P>As directed by FIFRA section 3(g), EPA is reviewing the pesticide registrationsidentified in the table in this unit to assure that they continue to satisfy the FIFRA standard for registration—that is, they can still be used without unreasonable adverse effects on human health or the environment. A pesticide's registration review begins when the Agency establishes a docket for the pesticide's registration review case and opens the docket for public review and comment. At present, EPA is opening registration review dockets for the cases identified in the following table.<PRTPAGE P="79175"/>
        </P>
        <GPOTABLE CDEF="s100,xs88,r100" COLS="3" OPTS="L2,i1">
          <TTITLE>Table—Registration Review Dockets Opening</TTITLE>
          <BOXHD>
            <CHED H="1">Registration review case name and Number</CHED>
            <CHED H="1">Docket ID No.</CHED>
            <CHED H="1">Chemical review manager, telephone number, e-mail<LI>address</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Benfluralin, 2030</ENT>
            <ENT>EPA-HQ-OPP-2011-0931</ENT>
            <ENT>Cathryn Britton, 703-308-0136,<E T="03">stclair.katherine@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Bis(trichloromethyl)sulfone, 2055</ENT>
            <ENT>EPA-HQ-OPP-2011-0614</ENT>
            <ENT>Seiichi Murasaki, 703-347-0163,<E T="03">murasaki.seiichi@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Clothianidin, 7620</ENT>
            <ENT>EPA-HQ-OPP-2011-0865</ENT>
            <ENT>Rusty Wasem, 703-305-6979,<E T="03">wasem.russell@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Dinotefuran, 7441</ENT>
            <ENT>EPA-HQ-OPP-2011-0920</ENT>
            <ENT>Steven Snyderman, 703-347-0249,<E T="03">snyderman.steven@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Methylene bis(thiocyanate), 2415</ENT>
            <ENT>EPA-HQ-OPP-2011-0613</ENT>
            <ENT>Rebecca von dem Hagen, 703-305-6785,<E T="03">vondem-hagen.rebecca@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Orthosulfamuron, 7270</ENT>
            <ENT>EPA-HQ-OPP-2011-0438</ENT>
            <ENT>Khue Nguyen, 703-347-0248,<E T="03">nguyen.khue@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Paraquat dichloride, 0262</ENT>
            <ENT>EPA-HQ-OPP-2011-0855</ENT>
            <ENT>Molly Clayton, 703-603-0522,<E T="03">clayton.molly@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Pyrethrin and derivatives, 2580</ENT>
            <ENT>EPA-HQ-OPP-2011-0885</ENT>
            <ENT>Joel Wolf, 703-347-0228,<E T="03">wolf.joel@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Sodium Omadine, 0209</ENT>
            <ENT>EPA-HQ-OPP-2011-0611</ENT>
            <ENT>Eliza Blair, 703-308-7279,<E T="03">blair.eliza@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Sumithrin (phenothrin), 0426</ENT>
            <ENT>EPA-HQ-OPP-2011-0539</ENT>
            <ENT>Carissa Cyran, 703-347-8781,<E T="03">cyran.carissa@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Tetramethrin, 2660</ENT>
            <ENT>EPA-HQ-OPP-2011-0907</ENT>
            <ENT>Monica Wait, 703-347-8019,<E T="03">wait.monica@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Thiamethoxam, 7614</ENT>
            <ENT>EPA-HQ-OPP-2011-0581</ENT>
            <ENT>Carissa Cyran, 703-347-8781,<E T="03">cyran.carissa@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Thiobencarb, 2665</ENT>
            <ENT>EPA-HQ-OPP-2011-0932</ENT>
            <ENT>Kelly Ballard, 703-305-8126,<E T="03">ballard.kelly@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Tri-n butyl tetradecyl phosphonium chloride, 5111</ENT>
            <ENT>EPA-HQ-OPP-2011-0952</ENT>
            <ENT>Eliza Blair, 703-308-7279,<E T="03">blair.eliza@epa.gov</E>.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Undecylenic Acid, 4095</ENT>
            <ENT>EPA-HQ-OPP-2011-0910</ENT>
            <ENT>Tom Myers, 703-308-8589,<E T="03">myers.tom@epa.gov</E>.</ENT>
          </ROW>
        </GPOTABLE>
        <P>EPA is announcing the availability of amended final work plans for the registration review of the pesticides cryolite (docket EPA-HQ-OPP-2011-0173), prodiamine (docket EPA-HQ-OPP-2010-0920), and asulam and sodium asulam (docket EPA-HQ-OPP-2010-0783). These final work plans have been amended to incorporate changes to data requirements for registration review. EPA is also announcing the availability of the amended final work plan for etofenprox (docket EPA-HQ-OPP-2007-0804); this final work plan was amended to include pet spot-on product label changes and the issuance of a data call-in (DCI) to support the registration review of etofenprox.</P>
        <HD SOURCE="HD2">B. Docket Content</HD>
        <P>1.<E T="03">Review dockets.</E>The registration review dockets contain information that the Agency may consider in the course of the registration review. The Agency may include information from its files including, but not limited to, the following information:</P>
        <P>• An overview of the registration review case status.</P>
        <P>• A list of current product registrations and registrants.</P>
        <P>•<E T="04">Federal Register</E>notices regarding any pending registration actions.</P>
        <P>•<E T="04">Federal Register</E>notices regarding current or pending tolerances.</P>
        <P>• Risk assessments.</P>
        <P>• Bibliographies concerning current registrations.</P>
        <P>• Summaries of incident data.</P>
        <P>• Any other pertinent data or information.</P>
        <P>Each docket contains a document summarizing what the Agency currently knows about the pesticide case and a preliminary work plan for anticipated data and assessment needs. Additional documents provide more detailed information. During this public comment period, the Agency is asking that interested persons identify any additional information they believe the Agency should consider during the registration reviews of these pesticides. The Agency identifies in each docket the areas where public comment is specifically requested, though comment in any area is welcome.</P>
        <P>2.<E T="03">Other related information.</E>More information on these cases, including the active ingredients for each case, may be located in the registration review schedule on the Agency's Web site at<E T="03">http://www.epa.gov/oppsrrd1/registration_review/schedule.htm</E>. Information on the Agency's registration review program and its implementing regulation may be seen at<E T="03">http://www.epa.gov/oppsrrd1/registration_review</E>.</P>
        <P>3.<E T="03">Information submission requirements.</E>Anyone may submit data or information in response to this document. To be considered during a pesticide's registration review, the submitted data or information must meet the following requirements:</P>
        <P>i. To ensure that EPA will consider data or information submitted, interested persons must submit the data or information during the comment period. The Agency may, at its discretion, consider data or information submitted at a later date.</P>
        <P>ii. The data or information submitted must be presented in a legible and useable form. For example, an English translation must accompany any material that is not in English and a written transcript must accompany any information submitted as an audiographic or videographic record. Written material may be submitted in paper or electronic form.</P>
        <P>iii. Submitters must clearly identify the source of any submitted data or information.</P>

        <P>iv. Submitters may request the Agency to reconsider data or information that the Agency rejected in a previous review. However, submitters must explain why they believe the<PRTPAGE P="79176"/>Agency should reconsider the data or information in the pesticide's registration review.</P>
        <P>As provided in 40 CFR 155.58, the registration review docket for each pesticide case will remain publicly accessible through the duration of the registration review process; that is, until all actions required in the final decision on the registration review case have been completed.</P>
        <HD SOURCE="HD1">List of Subjects</HD>
        <P>Environmental protection, Pesticides and pests.</P>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Richard P. Keigwin, Jr.,</NAME>
          <TITLE>Director,Pesticide Re-evaluation Division,Office of Pesticide Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32658 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-OW-2011-0466; FRL-9609-3]</DEPDOC>
        <SUBJECT>Notice of Availability of Draft Recreational Water Quality Criteria and Request for Scientific Views</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>Pursuant to section 304(a) of the Clean Water Act (CWA), the Environmental Protection Agency (EPA) is announcing the availability of the draft document<E T="03">Recreational Water Quality Criteria</E>(RWQC). The document contains the EPA's draft ambient water quality criteria recommendations for protecting human health in ambient waters that are designated for primary contact recreation. CWA Section 304(c) water quality criteria recommendations are intended as guidance to States and authorized Tribes in developing water quality standards. The draft RWQC document describes the relevant scientific findings, explains how these findings were used to derive criteria, and lists the water quality methods associated with the criteria.</P>
          <P>The draft RWQC differs from the current 1986 RWQC in the following ways: the EPA introduces a new term, Statistical Threshold Value (STV), as a clarification and replacement for the term single sample maximum (SSM); there are no longer recommendations for different criteria values for beaches used with more or less frequency; the EPA introduces a rapid analytical technique for the detection of enterococci in recreational water; the EPA provides information on tools for assessing and managing recreational waters, such as predictive modeling, and for developing site-specific criteria.</P>
          <P>The CWA, as amended by the Beaches Environmental Assessment and Coastal Health (BEACH) Act of 2000, requires the EPA to conduct studies associated with pathogens and human health under Section 104(v), and to publish new or revised criteria for pathogens and pathogen indicators based on those studies under Section 304(a)(9). The draft criteria announced today for scientific views are the draft new or revised criteria that EPA is required to publish under Section 304(a)(9) of the CWA, as amended by the BEACH Act.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Scientific views must be received on or before February 21, 2012. Comments postmarked after this date may not be considered.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your scientific views, identified by Docket ID No. EPA-HQ-OW-2011-0466, and obtain the document (EPA-HQ-OW-2011-0466-0002) by one of the following methods:</P>
          <P>•<E T="03">www.regulations.gov:</E>Follow the on-line instructions for submitting comments.</P>
          <P>•<E T="03">Email: OW-Docket@epa.gov.</E>
          </P>
          <P>•<E T="03">Mail:</E>U.S. Environmental Protection Agency; EPA Docket Center (EPA/DC) Water Docket, MC 28221T; 1200 Pennsylvania Avenue NW., Washington, DC 20460.</P>
          <P>•<E T="03">Hand Delivery:</E>EPA Docket Center, 1301 Constitution Ave. NW., EPA West, Room 3334, Washington, DC. Such deliveries are only accepted during the Docket's normal hours of operation, and special arrangements should be made for deliveries of boxed information.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-HQ-OW-2011-0466. The EPA's policy is that all comments received will be included in the public docket without change and may be made available online at www.regulations.gov, including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">www.regulations.gov</E>or email. The<E T="03">www.regulations.gov</E>Web site is an “anonymous access” system, which means the EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an email comment directly to the EPA without going through<E T="03">www.regulations.gov</E>your email address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, the EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If the EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, the EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. For additional information about the EPA's public docket visit the EPA Docket Center homepage at<E T="03">http://www.epa.gov/epahome/dockets.htm.</E>
          </P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the www.regulations.gov index. Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available either electronically in www.regulations.gov or in hard copy at the Office of Water Docket/EPA/DC, 1301 Constitution Ave. NW., EPA West, Room 3334, Washington, DC. This Docket Facility is open from 8:30 a.m. until 4:30 p.m., EST, Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the Office of Water Docket is (202) 566-2426.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>For questions concerning the science supporting this criteria, contact Sharon Nappier, Health and Ecological Criteria Division (4304T),<E T="03">nappier.sharon@epa.gov</E>, U.S. EPA, 1200 Pennsylvania Ave. NW., Washington, DC 20460; (202) 566-0740. For questions concerning the use of EPA's criteria recommendations, contact Tracy Bone, Standards and Health Protection Division (4305T),<E T="03">bone.tracy@epa.gov</E>, U.S. EPA, 1200 Pennsylvania Ave. NW., Washington, DC 20460; (202) 564-5257.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. What are Section 304(a) water quality criteria?</HD>

        <P>Section 304(a) water quality criteria are recommendations developed by EPA under authority of section 304(a) of the Clean Water Act based on the latest scientific information on the relationship that the effect of a constituent concentration has on particular aquatic species and/or human health.<PRTPAGE P="79177"/>
        </P>
        <P>Section 304(a)(1) of the Clean Water Act requires the EPA to develop and publish and, from time to time, revise, criteria for water quality accurately reflecting the latest scientific knowledge. Water quality criteria developed under section 304(a) are based solely on data and scientific judgments on the relationship between pollutant concentrations and environmental and human health effects. Section 304(a) criteria do not reflect consideration of economic impacts or the technological feasibility of meeting pollutant concentrations in ambient water.</P>

        <P>Section 304(a) criteria provide guidance to States and authorized Tribes in adopting water quality standards that ultimately provide a basis for controlling discharges or releases of pollutants. The criteria also provide guidance to the EPA when promulgating federal regulations under section 303(c) when such action is necessary. Under the CWA and its implementing regulations, States and authorized Tribes are to adopt water quality criteria to protect designated uses (<E T="03">e.g.,</E>aquatic life, recreational use). The EPA's water quality criteria recommendations are not regulations. Thus, the EPA's recommended criteria do not constitute legally binding requirements. States and authorized Tribes may adopt other scientifically defensible water quality criteria that differ from these recommendations. When adopting new or revised water quality standards, the States and authorized Tribes must adopt criteria that are scientifically defensible and protective of the designated uses of the bodies of water. States have the flexibility to do this by adopting criteria based on (1) EPA's recommended criteria, (2) EPA's criteria modified to reflect site-specific conditions, or (3) other scientifically defensible methods.</P>
        <HD SOURCE="HD1">II. What are the recreational water quality criteria recommendations?</HD>
        <P>The EPA is today publishing the draft<E T="03">Recreational Water Quality Criteria</E>(EPA-OW-2011-0466-0002) recommendations for protecting human health. The EPA evaluated the available data and determined that the designated use of primary contact recreation would be protected if the following criteria were adopted into water quality standards:</P>
        <HD SOURCE="HD2">(a) Fresh Water Criteria</HD>
        <P>Magnitude: Culturable<E T="03">E. coli</E>at a geometric mean (GM) of 126 colony forming units (cfu) per 100 milliliters (mL) and a statistical threshold value (STV) of 235 cfu per 100 mL measured using EPA Method 1603, or any other equivalent method that measures culturable<E T="03">E. coli;</E>culturable enterococci at a GM of 33 cfu per 100 mL and an STV of 61 cfu per 100 mL measured using EPA Method 1600, or any other equivalent method that measures culturable enterococci; or both of the above criteria.</P>
        <P>
          <E T="03">Duration:</E>For calculating the GM and associated STV, EPA recommends a duration between 30 days and 90 days. The duration for calculating the GM and associated STV should not exceed 90 days. The duration is a component of a water quality criterion, and as such, would need to be explicitly included in the State's WQS. The recreational season may vary by location depending on the length of the beach season. Sampling of waterbodies should be representative of meteorological conditions (<E T="03">e.g.,</E>wet and dry weather) for the recreational season.</P>
        <P>
          <E T="03">Frequency:</E>EPA recommends a frequency of zero exceedances of the GM and ≤ 25 percent exceedance of the STV, during the recreation duration specified. The frequency of exceedance is a component of a water quality criterion, and as such, would need to be explicitly included in State's water quality standard (WQS).</P>
        <HD SOURCE="HD2">(b) Marine Criteria</HD>
        <P>
          <E T="03">Magnitude:</E>Culturable enterococci at a GM of 35 cfu per 100 mL and an STV of 104 cfu per 100 mL measured using EPA Method 1600, or any other equivalent method that measures culturable enterococci.</P>
        <P>
          <E T="03">Duration:</E>For calculating the GM and associated STV, EPA recommends a duration between 30 days and 90 days. The duration for calculating the GM and associated STV should not exceed 90 days. The duration is a component of a water quality criterion, and as such, would need to be explicitly included in the State's WQS. The recreational season may vary by location depending on the length of the beach season. Sampling of waterbodies should be representative of meteorological conditions (<E T="03">e.g.,</E>wet and dry weather) for the recreational season.</P>
        <P>
          <E T="03">Frequency:</E>EPA recommends a frequency of zero exceedances of the GM and ≤ 25 percent exceedance of the STV, during the recreation duration specified. The frequency of exceedance is a component of a water quality criterion, and as such, would need to be explicitly included in State's WQS.</P>

        <P>EPA has also developed a quantitative polymerase chain reaction (qPCR) method to detect and quantify enterococci<E T="03"/>more rapidly than the culture method. For the purposes of beach monitoring, alternative site-specific criteria could be adopted into State standards measured by EPA's<E T="03">Enterococcus</E>qPCR method A based on a site-specific performance characterization. For States interested in adopting a value for enterococci using EPA's<E T="03">Enterococcus</E>qPCR method A into their WQS, EPA recommends a GM criterion of 475 calibrator cell equivalent (CCE) per 100 mL and an STV criterion of 1,000 CCE per 100 mL in freshwaters and marine waters based on its epidemiological study data.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Nancy K. Stoner,</NAME>
          <TITLE>Acting Assistant Administrator for Water.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32651 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FARM CREDIT SYSTEM INSURANCE CORPORATION</AGENCY>
        <SUBJECT>Policy Statement Concerning Adjustments to the Insurance Premiums and Policy Statement on the Secure Base Amount and Allocated Insurance Reserves Accounts</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Farm Credit System Insurance Corporation.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Policy statements; final approval.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Farm Credit System Insurance Corporation (Corporation or FCSIC) announces that it has given final approval to a new Policy Statement Concerning Adjustments to the Insurance Premiums and a new Policy Statement on the Secure Base Amount and Allocated Insurance Reserves Accounts (AIRAs). These two policy statements, which were earlier published with a request for comments, reflect amendments to the Farm Credit Act of 1971 made by the Food, Conservation, and Energy Act of 2008, and other changed conditions. The policy statement concerning premiums maintains the Corporation's semiannual review process as a basis for the Corporation's exercise of its discretion to adjust premiums in response to changing conditions. The policy statement concerning the secure base amount and AIRAs maintains the Corporation's general approach to questions concerning the computation of the secure base amount and allocation and payment of Allocated Insurance Reserves Accounts, with modifications to reflect the legislation and the Corporation's recent AIRAs payments.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The Policy Statements are effective on December 8, 2011.</P>
        </DATES>
        <FURINF>
          <PRTPAGE P="79178"/>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>James M. Morris, General Counsel, Farm Credit System Insurance Corporation, 1501 Farm Credit Drive, McLean, Virginia 22102, (703) 883-4380, TDD (703) 883-4444.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Farm Credit System Insurance Corporation (FCSIC or Corporation) insures the timely payment of principal and interest on insured debt obligations issued by Farm Credit System banks under the Farm Credit Act of 1971, as amended (Act). The Corporation collects premiums from Farm Credit System (FCS) institutions to fund the Farm Credit Insurance Fund (Fund).</P>

        <P>On March 23, 2007, the Corporation's Board of Directors (Board) adopted a legislative proposal requesting that the Congress amend the Act to,<E T="03">inter alia,</E>base premiums on the outstanding insured debt obligations instead of loans, and permit the Corporation to collect a broader range of premiums on insured debt. The legislative proposal reflected the Corporation's concern that, despite generally collecting premiums at the maximum statutory rates, the Fund was trending away from the “secure base amount,” the Corporation's target for the Fund. Provisions incorporating the Corporation's legislative proposal became a part of versions of proposed Farm Bills in the House and Senate. Ultimately, enactment of the Food, Conservation, and Energy Act of 2008 (FCE Act) in 2008 amended the provisions of the Farm Credit Act of 1971 that govern FCSIC premiums to include the Corporation's proposed changes.</P>

        <P>The Corporation took action to ensure that the amended provisions of the Act were implemented promptly and that there was a measured and structured transition to the new premium structure. In June 2008, the Corporation's Board of Directors took action to implement the amendments of the Act's premium provisions. The Board implemented (effective on July 1, 2008) the new premium rates and calculation method and adjusted the premiums pursuant to the Corporation's authority under section 5.55 of the Act, as amended by the FCE Act. The Corporation also took action to amend its long-standing regulations concerning premiums.<E T="03">See</E>12 CFR part 1410. The Corporation amended its regulations, effective June 9, 2009, to withdraw regulations that were inconsistent with the FCE Act and clarify the effect of the premium provisions of the Act as amended by the FCE Act.<E T="03">See</E>74 FR 28156 (June 15, 2009); 74 FR 17371 (April 15, 2009).<SU>1</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>In 2009, the Corporation generally limited its amendments of its premium regulations to changes that were necessary in order to eliminate provisions that were obsolete or inconsistent with the FCE Act, and did not add new regulatory definitions. While two new terms, “investment” and “other than temporarily impaired,” were added by the FCE Act, the Corporation continues to believe that those terms can be interpreted as accounting terms. Definitions will be added if experience under the new statutory provisions and the regulations leads the Corporation to believe that those two terms, or other terms, should be defined.</P>
        </FTNT>

        <P>On June 10, 2011, the Corporation's Board of Directors approved the publication of a revised draft Policy Statement Concerning Adjustments to the Insurance Premiums and a revised draft Policy Statement on the Secure Base Amount and Allocated Insurance Reserves Accounts (AIRAs) with a request for comments. The draft policy statements were published in the<E T="04">Federal Register</E>on June 30, 2011.<E T="03">See</E>76 FR 38389 (June 30, 2011). The comment period ended on August 1, 2011. No comments were received.</P>
        <P>The Corporation has now given final approval to the two policy statements without substantive changes. As revised, the Policy Statement Concerning Adjustments to the Insurance Premiums reflects the FCE Act amendments of the Farm Credit Act. However, the policy statement maintains the existing semiannual consideration of premium rates and the five policy factors that are contained in the present policy. In addition, the Corporation has now given final approval to the revised Policy Statement on the Secure Base Amount and Allocated Insurance Reserves Accounts. As revised, this policy statement reflects the FCE Act amendments of the Farm Credit Act that affect the secure base amount and Allocated Insurance Reserves Accounts and clarifies how the policy will apply under the new statutory provisions.</P>
        <P>As amended, the Act's provisions assess premiums that are generally based on each bank's pro rata share of outstanding insured debt obligations (rather than on loans), aligning premiums with the obligations that FCSIC insures. The amendments reduce the total insured debt obligations on which premiums are assessed by 90 percent of Federal government-guaranteed loans and investments and 80 percent of State government-guaranteed loans and investments, and deduct similar percentages of such guaranteed loans and investments when calculating the “secure base amount.” If the Farm Credit Insurance Fund is below the secure base amount (SBA), the amended Act requires that each insured Farm Credit System bank pay FCSIC the premium due from the bank, which shall be equal to (a) the adjusted average outstanding insured obligations multiplied by 0.0020; and (b) the average principal outstanding on loans in nonaccrual status and average amount outstanding of other than temporarily impaired investments multiplied by 0.0010; subject to FCSIC's power to reduce the premium in its sole discretion.</P>
        <P>In addition to changes concerning premiums and the secure base amount, the FCE Act amended the Act to simplify provisions concerning allocation of amounts to AIRAs, and payment of amounts from AIRAs to accountholders. At year-end 2009, the Insurance Fund was $165.4 million above the SBA. This amount was allocated to the six Allocated Insurance Reserves Accounts. In January 2010, the Board of Directors authorized payment of $39.9 million from the AIRAs to the accountholders. This amount had been transferred into the AIRAs at year-end 2003. In March, the Board authorized the payment of the $165.4 million transferred into the AIRAs at year-end 2009 to the accountholders. During 2010, a total of $20.5 million was paid to the former Farm Credit System Financial Assistance Corporation (FAC) stockholders.</P>

        <P>We note that the two policy statements now approved largely maintain the interpretations that the Corporation adopted when it approved its prior policy statements, with changes necessary to reflect the changes in the statute. Thus, much of the discussion contained in the<E T="04">Federal Register</E>publication of the predecessor policy statement concerning adjustments in premiums,<E T="03">see</E>61 FR 16788, (April 17, 1996); 61 FR 39453 (July 29, 1996), and the<E T="04">Federal Register</E>publication of the predecessor policy statement concerning AIRAs,<E T="03">see</E>65 FR 5340 (February 3, 2000); 63 FR 53423, (October 5, 1998), continues to apply.</P>
        <P>The text of the “Policy Statement Concerning Adjustments to the Insurance Premiums” is set out below:</P>
        <HD SOURCE="HD1">Farm Credit System Insurance Corporation Policy Statement Concerning Adjustments to the Insurance Premiums</HD>
        <HD SOURCE="HD2">Background</HD>

        <P>The Farm Credit Act of 1971, as amended (Act) established the Farm Credit System Insurance Corporation (FCSIC or Corporation) to, among other things, insure the timely payment of principal and interest on Farm Credit<PRTPAGE P="79179"/>System obligations.<SU>2</SU>
          <FTREF/>Section 5.55 of the Act mandates that the Corporation build and manage the Farm Credit Insurance Fund (Insurance Fund) to attain and maintain a secure base amount (SBA), defined as 2 percent of the aggregate outstanding insured obligations of all insured System banks (excluding a percentage of State and Federally guaranteed loans and investments) or such other percentage of the aggregate amount as the Corporation in its sole discretion determines is actuarially sound. The Farm Credit System Reform Act of 1996,<SU>3</SU>
          <FTREF/>amended section 5.55 of the Act to establish in the Insurance Fund an Allocated Insurance Reserves Account (AIRA) for the benefit of each insured System bank and an AIRA for the Farm Credit System Financial Assistance Corporation (FAC) stockholders; allocate any excess balances above the SBA to these AIRAs; and make partial distributions of the excess funds in the AIRAs. Congress, by enactment of the Food, Conservation, and Energy Act of 2008 (FCE Act),<SU>4</SU>
          <FTREF/>amended the provisions of the Act that govern FCSIC premiums, the SBA, and AIRAs to incorporate the Corporation's recommendations concerning calculation of premiums and the SBA, and the simplification of the provisions governing AIRAs. In 2009 the Corporation adopted final regulations implementing the amended provisions of the Act governing FCSIC premiums, the SBA and AIRAs.</P>
        <FTNT>
          <P>

            <SU>2</SU>The Agricultural Credit Act of 1987, Public Law 100-233 (1988), amended the Farm Credit Act of 1971 to establish the Farm Credit System Insurance Corporation. (12 U.S.C. 2277a-1<E T="03">et seq.</E>)</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>Public Law 104-105, 110 Stat. 162 (1996).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>Public Law 110-234, Public Law 110-246, 122 Stat. 1651 (2008).</P>
        </FTNT>
        <HD SOURCE="HD2">Applicability</HD>
        <P>This policy statement will govern adjustments to premiums in response to changing conditions.</P>
        <HD SOURCE="HD2">Policy Statement</HD>
        <P>The Corporation's Board of Directors (Board) will review the premium assessment schedule at least semiannually in order to determine whether to exercise its discretion to adjust the premium assessments in response to changing conditions. The Board may reduce the premiums when the Farm Credit System demonstrates good health and sound risk management and other conditions warrant, and raise premiums to the statutory level if, for example, the amount of insured obligations increases, or the Insurance Fund suffers a significant loss or if bank capital or collateral decreases significantly before the secure base amount is achieved.</P>
        <P>As a basis for its decision the Board will consider the following:</P>
        <P>1. The current level of the Insurance Fund and the amount of money and time needed to reach the secure base amount in light of potential growth;</P>
        <P>2. The likelihood and probable amount of any losses to the Insurance Fund;</P>
        <P>3. The overall condition of the Farm Credit System, including the level and quality of capital, earnings, asset growth, asset quality, loss allowance levels, asset liability management, as well as the collateral ratios of the five banks;</P>
        <P>4. The health and prospects for the agricultural economy, including the potential impact of governmental farm policy and the effect of the globalization of agriculture on opportunities and competition for U.S. producers; and</P>
        <P>5. The risks in the financial environment that may cause a problem, even when there is no imminent threat, such as volatility in the level of interest rates, the use of sophisticated investment securities and derivative instruments, and increasing competition from non-System financial institutions.</P>
        <P>In its review of the premium assessments, the Board will consider multiple scenarios that reflect the impact of potential growth in Farm Credit System debt levels on the time required to achieve the secure base amount. The secure base amount should be achieved while the Farm Credit System is in good health with very few problem institutions. Thus, the premium on adjusted average outstanding insured obligations will be set between zero and the statutory rate of 20 basis points. The Board will not reduce the 10 basis points premium on the average principal outstanding on loans in nonaccrual status and the average amount outstanding of other than temporarily impaired investments, to continue providing an incentive for sound credit extension and administration and sound investment policy.</P>
        <P>The text of the “Policy Statement on the Secure Base Amount and Allocated Insurance Reserves Accounts” is set out below:</P>
        <HD SOURCE="HD1">Farm Credit System Insurance Corporation Policy Statement on the Secure Base Amount and Allocated Insurance Reserves Accounts</HD>
        <HD SOURCE="HD2">Background</HD>
        <P>The Farm Credit Act of 1971, as amended (Act) established the Farm Credit System Insurance Corporation (FCSIC or Corporation) to, among other things, insure the timely payment of principal and interest on Farm Credit System obligations.<SU>5</SU>
          <FTREF/>Section 5.55 of the Act mandates that the Corporation build and manage the Farm Credit Insurance Fund (Insurance Fund) to attain and maintain a secure base amount (SBA), defined as 2 percent of the aggregate outstanding insured obligations of all insured System banks (excluding a percentage of State and Federally guaranteed loans and investments) or such other percentage of the aggregate amount as the Corporation in its sole discretion determines is actuarially sound. The Farm Credit System Reform Act of 1996,<SU>6</SU>
          <FTREF/>amended section 5.55 of the Act to establish in the Insurance Fund an Allocated Insurance Reserves Account (AIRA) for the benefit of each insured System bank and an AIRA for the Farm Credit System Financial Assistance Corporation (FAC) stockholders; allocate any excess balances above the SBA to these AIRAs; and make partial distributions of the excess funds in the AIRAs. Congress, by enactment of the Food, Conservation, and Energy Act of 2008 (FCE Act),<SU>7</SU>
          <FTREF/>amended the provisions of the Act that govern FCSIC premiums, the SBA, and AIRAs to incorporate the Corporation's recommendations concerning calculation of premiums and the SBA, and the simplification of the provisions governing AIRAs. In 2009, the Corporation adopted final regulations implementing the amended provisions of the Act governing FCSIC premiums, the SBA and AIRAs.</P>
        <FTNT>
          <P>

            <SU>5</SU>The Agricultural Credit Act of 1987, Public Law 100-233 (1988), amended the Farm Credit Act of 1971 to establish the Farm Credit System Insurance Corporation. (12 U.S.C. 2277a-1<E T="03">et seq.</E>)</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>Public Law 104-105, 110 Stat. 162 (1996).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>Public Law 110-234, Public Law 110-246, 122 Stat. 1651 (2008).</P>
        </FTNT>
        <HD SOURCE="HD2">Applicability</HD>
        <P>This policy statement will govern the calculation of the secure base amount, the determination of any excess above the SBA, the method for allocating any excess to the AIRAs, and the method for making payments from the AIRAs to accountholders.</P>
        <HD SOURCE="HD2">Policy Statement</HD>
        <HD SOURCE="HD1">I. Secure Base Amount Determination</HD>

        <P>As stated in the Corporation's Policy Statement Concerning Adjustments to the Insurance Premiums, the Corporation's Board of Directors (Board) will review the premium assessments at least semiannually to determine whether to adjust premiums in response to changing conditions. The Board<PRTPAGE P="79180"/>continues to engage in this review even after the Insurance Fund achieves the SBA because the law requires the Corporation to maintain the SBA. Thus, the Corporation must ensure that as the Farm Credit System's insured debt grows, or if the Insurance Fund suffers a significant loss, the Insurance Fund builds back to the SBA.</P>

        <P>The Farm Credit System Reform Act of 1996 established a process for making partial distributions of the Insurance Fund's balance above the SBA. On March 23, 2007, the Corporation's Board of Directors adopted a legislative proposal requesting that the Congress amend the Act to,<E T="03">inter alia,</E>base premiums on the outstanding insured debt obligations instead of loans, permit the Corporation to collect a broader range of premiums on insured debt, and simplify the provisions concerning allocation of funds to the AIRAs and the payment of funds from the AIRAs to accountholders. Ultimately, enactment of the FCE Act in 2008 amended the provisions of the Farm Credit Act of 1971 that govern FCSIC premiums to include the Corporation's proposed changes.</P>
        <P>As amended, the Act's provisions also reduce the total insured debt obligations on which premiums are assessed by 90 percent of Federal government-guaranteed loans and investments and 80 percent of State government-guaranteed loans and investments, and deduct similar percentages of such guaranteed loans and investments when calculating the secure base amount. The amendments also simplified the method of paying out AIRAs, prescribing that, if the aggregate of the amounts in the Farm Credit Insurance Fund exceeds the secure base amount at the end of any calendar year, the Corporation shall allocate to the AIRAs the excess amount less the amount that the Corporation, in its sole discretion, maintains for estimated operating expenses and estimated insurance obligations of the Corporation for the following calendar year.</P>
        <P>To begin the process, the Corporation must define the aggregate outstanding insured obligations of all the System banks. Then it must follow the steps in the statute to determine the SBA. Finally, at the end of any calendar year in which the Insurance Fund attains the secure base amount, the Corporation must determine whether any excess funds exist for allocation to the AIRAs.</P>
        <P>The principal calculation for determining whether the Insurance Fund is at the SBA amount will be 2 percent of the aggregate adjusted insured obligations defined as follows:</P>
        <P>(1) “Insured obligation” means any note, bond, debenture, or other obligation issued under subsection (c) or (d) of section 4.2 of the Farm Credit Act on or before January 5, 1989, on behalf of any System bank; and after such date which, when issued, is issued on behalf of any insured System bank and is outstanding at the quarter-end. The balance outstanding at the quarter-end shall include principal and accrued interest payable as reported by the banks in the call reports submitted to the Farm Credit Administration.</P>
        <P>(2) The aggregate outstanding insured obligations of all insured System banks determined under paragraph (1) of Section I shall be adjusted downward to exclude an amount equal to the sum of (as determined by the Corporation):</P>
        <P>(A) Ninety (90) percent of each of</P>
        <P>(i) The guaranteed portions of principal outstanding on Federal government-guaranteed loans in accrual status made by the banks; and</P>
        <P>(ii) The guaranteed portions of the amount of Federal government-guaranteed investments made by the banks that are not permanently impaired; and</P>
        <P>(B) Eighty (80) percent of each of</P>
        <P>(i) The guaranteed portions of principal outstanding on State government-guaranteed loans in accrual status made by the banks; and</P>
        <P>(ii) The guaranteed portions of the amount of State government-guaranteed investments made by the banks that are not permanently impaired.</P>
        <P>For the purpose of this paragraph (2), the principal outstanding on all loans made by an insured System bank, and the amount outstanding on all investments made by an insured System bank, shall be determined based on</P>
        <P>(a) All loans or investments made by any production credit association, or any other association making direct loans under authority provided under section 7.6 of the Act, that is able to make such loans or investments because such association is receiving, or has received, funds provided through the insured System bank;</P>
        <P>(b) All loans or investments made by any bank, company, institution, corporation, union, or association described in section 1.7(b)(1)(B) of the Act, that is able to make such loans or investments because such entity is receiving, or has received, funds provided through the insured System bank; and</P>
        <P>(c) All loans or investments made by such insured System bank (other than loans made to any party described in paragraph (a) or (b)).</P>
        <P>At the end of any calendar year when the Insurance Fund balance exceeds the SBA, calculated using December 31, balances, the Corporation will determine whether any excess funds exist for allocation to the AIRAs.</P>
        <HD SOURCE="HD1">II. Allocated Insurance Reserves Accounts</HD>
        <HD SOURCE="HD2">Determination of Excess Insurance Fund Balances</HD>
        <P>An AIRA shall be established in the Insurance Fund for each insured System bank and for FAC stockholders. Amounts representing excess Insurance Fund balances will be allocated to the AIRAs. The AIRAs remain a part of the Insurance Fund and are available to the Corporation.</P>
        <HD SOURCE="HD3">(a) Authorized Deductions</HD>
        <P>If, at the end of any calendar year, the aggregate of the amounts in the Farm Credit Insurance Fund exceeds the secure base amount, the Corporation shall allocate to the AIRAs the excess amount less the amount that the Corporation, in its sole discretion, determines to be the sum of the estimated operating expenses and estimated insurance obligations of the Corporation for the immediately succeeding calendar year. The Corporation will budget for the next calendar year operating expenses and it will deduct the operating expenses it expects to incur. When determining estimated insurance obligations, the Corporation will include all anticipated allowances for insurance losses, claims, and other potential statutory uses of the Insurance Fund.</P>
        <P>The excess Fund balance shall be allocated to the accounts of each insured System bank and to the FAC stockholders. The AIRA balances will be fixed at year-end until paid to account holders or used under paragraph (c). The Act provides that, not later than 60 days after receipt of a payment from the AIRAs established for the insured System banks, each insured System bank, in consultation with affiliated associations of the insured System bank, and taking into account the direct or indirect payment of insurance premiums by the associations, shall develop and implement an equitable plan to distribute payments received among the bank and associations of the bank. The Corporation will request that each insured System bank promptly transmit to the Corporation a copy of the plan that the institution develops for the distribution of such AIRA payments.<SU>8</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See,</E>Act, section 5.55(e)(6)(D), 12 U.S.C. 2277a-4(e)(6)(D).</P>
        </FTNT>
        <PRTPAGE P="79181"/>
        <HD SOURCE="HD3">(b) Allocation Formula When Excess Funds Are Available</HD>
        <P>(1) Ten (10) percent of the excess Insurance Fund balance shall be credited to the AIRAs for all holders, in the aggregate, of FAC stock. The total amount that may be allocated to this AIRA is limited to $35.5 million ($56 million less the $20.5 million that was paid out in 2010).</P>
        <P>(2) The remaining amount of the excess Insurance Fund balance shall be credited to the AIRA for each insured System bank. There shall be credited to the AIRA of each insured system bank an amount that bears the same ratio to the total amount (less any amount credited under paragraph (b)(1) of this Section II) as—</P>
        <P>(i) The average principal outstanding for the calendar year on insured obligations issued by the bank (after deducting from the principal the percentages of the guaranteed portions of loans and investments described in paragraph (2) of Section I above); bears to</P>
        <P>(ii) The average principal outstanding for the calendar year on insured obligations issued by all insured System banks (after deducting from the principal the percentages of the guaranteed portions of loans and investments described in paragraph (2) of Section I above).</P>
        <P>(3) An example of the allocation formula is shown in the attached Exhibit 1.</P>
        <HD SOURCE="HD3">(c) Use of Funds in AIRAs When Reductions Are Required</HD>
        <P>To the extent that the sum of the operating expenses of the Corporation and the insurance obligations of the Corporation for a calendar year exceeds the sum of operating expenses and insurance obligations determined under paragraph (a) of this Section II for the calendar year, the Corporation shall cover the expenses and obligations by reducing each AIRA by the same proportion, and expending the amounts so obtained before expending other amounts in the Fund.</P>
        <P>When the Corporation's actual operating expenses and insurance obligations exceed the estimated amounts used to determine any year's AIRA balances, the Act requires AIRA balances to absorb such excess expenses before using other amounts in the Insurance Fund.<SU>9</SU>
          <FTREF/>To the extent reductions are made in AIRA balances to absorb Corporation expenses and actual insurance obligations, each AIRA will be reduced by its proportional amount in accordance with the statute. The same formula used to make allocations of excess Insurance Fund balances shall be used to reduce AIRA balances when necessary. Ten (10) percent of any necessary AIRA reduction will be applied to the FAC stockholder AIRA. The remaining 90 percent will be applied to the System insured banks' AIRAs on the basis of the ratio of described in paragraph (b)(2) of this Section II.</P>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See,</E>Act, section 5.55(e)(5), 12 U.S.C. 2277a-4(e)(5).</P>
        </FTNT>
        <GPH DEEP="607" SPAN="3">
          <PRTPAGE P="79182"/>
          <GID>EN21DE11.085</GID>
        </GPH>
        <GPH DEEP="640" SPAN="3">
          <PRTPAGE P="79183"/>
          <GID>EN21DE11.084</GID>
        </GPH>
        
        <PRTPAGE P="79184"/>
        <P>Each of the revised policy statements has been approved by the Board of Directors of the Corporation. They are effective upon the date of the Board of Directors' action.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Dale L. Aultman,</NAME>
          <TITLE>Secretary, Farm Credit System Insurance Corporation Board.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32723 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6710-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <SUBJECT>Sunshine Act Meeting; Deletion of Agenda Item From December 13, 2011 Open Meeting</SUBJECT>
        <DATE>December 12, 2011.</DATE>
        <P>The following item has been deleted from the list of Agenda items scheduled for consideration at the Tuesday, December 13, 2011, Open Meeting and previously listed in the Commission's Notice of December 6, 2011. This item has been adopted by the Commission.</P>
        <GPOTABLE CDEF="xls8C,r100,r150" COLS="3" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Item No.</CHED>
            <CHED H="1">Bureau</CHED>
            <CHED H="1">Subject</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">2</ENT>
            <ENT>International</ENT>
            <ENT>
              <E T="03">Title:</E>Third Report and Analysis of Competitive Market Conditions with Respect to Domestic and International Satellite Communications Services (IB Docket No. 09-16) and Report and Analysis of Competitive Market Conditions with Respect to Domestic and International Satellite Communications Services (IB Docket No. 10-99)</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT O="xl"/>
            <ENT>
              <E T="03">Summary:</E>The Commission will consider the Third Report to the U.S. Congress on the status of competition in domestic and international satellite communications services as required by Section 703 of the Communications Satellite Act of 1962, as amended. The Report covers calendar years 2008, 2009 and 2010.</ENT>
          </ROW>
        </GPOTABLE>
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Bulah P. Wheeler,</NAME>
          <TITLE>Deputy Manager, Office of the Secretary, Office of Managing Director.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32787 Filed 12-19-11; 4:15 pm]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL MARITIME COMMISSION</AGENCY>
        <SUBJECT>Notice of Agreements Filed</SUBJECT>

        <P>The Commission hereby gives notice of the filing of the following agreements under the Shipping Act of 1984. Interested parties may submit comments on the agreements to the Secretary, Federal Maritime Commission, Washington, DC 20573, within ten days of the date this notice appears in the<E T="04">Federal Register</E>. Copies of the agreements are available through the Commission's Web site (<E T="03">www.fmc.gov</E>) or by contacting the Office of Agreements at (202) 523-5793 or<E T="03">tradeanalysis@fmc.gov.</E>
        </P>
        
        <P>
          <E T="03">Agreement No.:</E>011953-011.</P>
        <P>
          <E T="03">Title:</E>Florida Shipowners Group Agreement.</P>
        <P>
          <E T="03">Parties:</E>The member lines of the Caribbean Shipowners Association and the Florida-Bahamas Shipowners and Operators Association.</P>
        <P>
          <E T="03">Filing Party:</E>Wayne Rohde, Esq.; Cozen O'Connor; 1627 I Street NW.; Suite 1100; Washington, DC 20006.</P>
        <P>
          <E T="03">Synopsis:</E>The amendment revises the way the parties may change the formula for assessment of expenses and removes Florida-Bahamas Shipowners and Operators Agreement as a party effective December 31, 2011.</P>
        
        <P>
          <E T="03">Agreement No.:</E>011960-007.</P>
        <P>
          <E T="03">Title:</E>The New World Alliance Agreement.</P>
        <P>
          <E T="03">Parties:</E>American President Lines, Ltd.; APL Co. Pte, Ltd.; Hyundai Merchant Marine Co., Ltd.; and Mitsui O.S.K. Lines, Ltd. (“MOL”).</P>
        <P>
          <E T="03">Filing Parties:</E>Robert B. Yoshitomi, Esq., Nixon Peabody LLP, 555 West Fifth Street, 46th Floor, Los Angeles, CA 90013; Eric Jeffrey, Esq., Goodwin Proctor LLP, 901 New York Ave. NW., Washington, DC 20001; and David F. Smith, Esq., Cozen O'Connor, 1627 I Street NW., Washington, DC 20006.</P>
        <P>
          <E T="03">Synopsis:</E>The amendment removes historical references to sub-charters previously contained in the agreement and amends the agreement to authorize sub-charters based solely on the written consent of the other parties.</P>
        <SIG>
          <DATED>Dated: December 16, 12011.</DATED>
          
          <P>By Order of the Federal Maritime Commission.</P>
          <NAME>Karen V. Gregory,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32633 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6730-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL RESERVE SYSTEM</AGENCY>
        <SUBJECT>Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB</SUBJECT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Notice is hereby given of the final approval of four proposed information collections by the Board of Governors of the Federal Reserve System (Board) under OMB delegated authority, per 5 CFR 1320.16 (OMB Regulations on Controlling Paperwork Burdens on the Public). Board-approved collections of information are incorporated into the official OMB inventory of currently approved collections of information. Copies of the Paperwork Reduction Act Submission, supporting statements and approved collection of information instrument(s) are placed into OMB's public docket files. The Federal Reserve may not conduct or sponsor, and the respondent is not required to respond to, an information collection that has been extended, revised, or implemented on or after October 1, 1995, unless it displays a currently valid OMB control number.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Jennifer Williams, Senior Financial Services Analyst (202) 452-2446, Division of Reserve Bank Operations and Payment Systems, Board of Governors of the Federal Reserve System, Washington, DC 20551, for FR 3063a or b (government-administered, general-use prepaid cards).</P>
          
          <FP SOURCE="FP-1">Edith Collis, Senior Financial Services Analyst (202) 452-3638, Division of Reserve Bank Operations and Payment Systems, Board of Governors of the Federal Reserve System, Washington, DC 20551, for FR 3064a (debit card issuers).</FP>

          <FP SOURCE="FP-1">Linda Healey, Senior Financial Services Analyst (202) 452-5274, Division of Reserve Bank Operations and Payment Systems, Board of Governors of the Federal Reserve System, Washington, DC 20551, for FR 3064b (payment card networks).<PRTPAGE P="79185"/>
          </FP>
          <FP SOURCE="FP-1">Federal Reserve Board Clearance Officer—Cynthia Ayouch—Division of Research and Statistics, Board of Governors of the Federal Reserve System, Washington, DC 20551 (202) 452-3829 Telecommunications Device for the Deaf (TDD) users may contact (202) 263-4869, Board of Governors of the Federal Reserve System, Washington, DC 20551.</FP>
          <FP SOURCE="FP-1">OMB Desk Officer—Shagufta Ahmed—Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Room 10235, 725 17th Street NW., Washington, DC 20503.</FP>
          
          <P>
            <E T="03">Final approval under OMB delegated authority of the implementation of the following information collections:</E>
          </P>
          <P>1.<E T="03">Report title:</E>Government-administered, General-use Prepaid Card Surveys.<SU>1</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>

              <SU>1</SU>The issuer and government surveys, supporting statement, and other documentation are available on the Board's public Web site at:<E T="03">http://www.federalreserve.gov/boarddocs/reportforms/review.cfm.</E>
            </P>
          </FTNT>
          <P>
            <E T="03">Agency form number:</E>FR 3063a and FR 3063b.</P>
          <P>
            <E T="03">OMB control number:</E>7100—to be assigned.</P>
          <P>
            <E T="03">Frequency:</E>Annual.</P>
          <P>
            <E T="03">Reporters:</E>Issuers of government-administered, general-use prepaid cards (FR 3063a) and governments that administer general-use prepaid cards (FR 3063b).</P>
          <P>
            <E T="03">Estimated annual reporting hours:</E>FR 3063a: 1,000 hours; FR 3063b: 900 hours.</P>
          <P>
            <E T="03">Estimated average hours per response:</E>FR 3063a: 50 hours; FR 3063b: 15 hours.</P>
          <P>
            <E T="03">Number of respondents:</E>FR 3063a: 20; FR 3063b: 60.</P>
          <P>
            <E T="03">General description of report:</E>These information collections are authorized by section 920(a) of the Electronic Fund Transfer Act (EFTA), which was added by section 1075(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). 15 U.S.C. 1693o-2. EFTA Section 920(a) requires the Board to submit an annual report to the Congress on the prevalence of the use of general-use prepaid cards in federal, state, and local government-administered payment programs, and the interchange transaction fees and card-holder fees charged with respect to the use of such general-use prepaid cards. 15 U.S.C. 1693o-2(a)(7)(D). EFTA Section 920(a) also provides the Board with authority to require issuers to provide information to enable the Board to carry out the provisions of EFTA Section 920(a). 15 U.S.C. 1693o-2(a)(3)(B).</P>
          <P>The obligation of issuers to respond to the issuer survey (FR 3063a) is mandatory. Some of the data collected by FR 3063a may be kept confidential under exemption (b)(4) of the Freedom of Information Act (FOIA), which exempts from disclosure “trade secrets and commercial or financial information obtained from a person and privileged or confidential.” 5 U.S.C. 552(b)(4). Information collected under FR 3063a can be kept confidential under exemption (b)(4) if the release of data would cause substantial harm to the competitive position of the issuer.</P>
          <P>The obligation of government agencies to respond to the government survey (FR 3063b) is voluntary. The Board anticipates that all of the information collected by FR 3063b will be publicly available and would not be given confidential treatment.</P>
          <P>
            <E T="03">Abstract:</E>Section 920 of the EFTA provides that the Board shall provide annually a report to the Congress regarding the prevalence of the use of general-use prepaid cards in federal, state, and local government-administered payment programs, and the interchange and cardholder fees charged with respect to this use. Section 920(a) also provides the Board with authority to require card issuers to respond to information requests as may be necessary to carry out the provisions of the section.</P>
          <P>
            <E T="03">Current Actions:</E>On September 6, 2011, the Board approved a proposal to seek comment on these surveys. Notice of the proposed action was published in the<E T="04">Federal Register</E>on September 15, 2011; the comment period ended on November 14, 2011.<SU>2</SU>
            <FTREF/>The Board received eleven comments in total addressing the proposed information collections. The comments are summarized and addressed below.</P>
          <FTNT>
            <P>
              <SU>2</SU>76 FR 57037.</P>
          </FTNT>
          <P>2.<E T="03">Report title:</E>Interchange Transaction Fees Surveys.<SU>3</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>

              <SU>3</SU>The debit card issuer and payment card network surveys, supporting statement, and other documentation are available on the Board's public Web site at:<E T="03">http://www.federalreserve.gov/boarddocs/reportforms/review.cfm.</E>
            </P>
          </FTNT>
          <P>
            <E T="03">Agency form number:</E>FR 3064a and FR 3064b.</P>
          <P>
            <E T="03">OMB control number:</E>7100—to be assigned.</P>
          <P>
            <E T="03">Frequency:</E>FR 3064a—Biennial; FR 3064b—Annual.</P>
          <P>
            <E T="03">Reporters:</E>Issuers of debit cards (FR 3064a) and payment card networks (FR 3064b).</P>
          <P>
            <E T="03">Estimated annual reporting hours:</E>FR 3064a: 92,800 hours; FR 3064b: 1,275 hours.</P>
          <P>
            <E T="03">Estimated average hours per response:</E>FR 3064a: 160 hours; FR 3064b: 75 hours.</P>
          <P>
            <E T="03">Number of respondents:</E>FR 3064a: 580; FR 3064b: 17.</P>
          <P>
            <E T="03">General description of report:</E>These information collections are authorized by section 920(a) of the EFTA, which was added by section 1075(a) of the Dodd-Frank Act. 15 U.S.C. 1693o-2. This section requires the Board to disclose aggregate or summary information concerning the costs incurred and interchange transactions fees charged or received, by issuers or payment card networks in connection with the authorization, clearance, or settlement of electronic debit transactions as the Board considers appropriate and in the public interest. 15 U.S.C. 1693o-2(a)(3)(B). It also provides the Board with authority to require issuers (or agents of issuers) and payment card networks to provide information to enable the Board to carry out the provisions of the section.</P>
          <P>The obligation to respond to these surveys is mandatory. In accordance with the statutory requirement, the Board will release aggregate or summary information from the survey responses. Some of the data collected by the surveys may be kept confidential under exemption (b)(4) of the FOIA, which exempts from disclosure “trade secrets and commercial or financial information obtained from a person and privileged or confidential.” 5 U.S.C. § 552(b)(4). Information collected under the surveys can be kept confidential under exemption (b)(4) if the release of data would cause substantial harm to the competitive position of the respondent.</P>
          <P>
            <E T="03">Abstract:</E>Section 920(a)(3) of the EFTA provides that the Board shall at least on a biennial basis disclose aggregate or summary information concerning the costs incurred, and interchange transaction fees charged or received, by issuers or payment card networks in connection with debit card transactions. 15 U.S.C. 1693o-2(a)(3)(B). When the Board adopted Regulation II setting debit card interchange fee standards, the Board's rulemaking stated that information would be gathered from payment card networks annually regarding interchange fees that are received by covered and exempt issuers.<SU>4</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>4</SU>Regulation II—Debit Card Interchange Fees and Routing (76 FR 43394 (July 20, 2011)).</P>
          </FTNT>
          <P>
            <E T="03">Current Actions:</E>On September 6, 2011, the Board approved a proposal to seek comment on these surveys. Notice of the proposed action was published in the<E T="04">Federal Register</E>on September 15, 2011; the comment period ended on November 14, 2011.<SU>5</SU>
            <FTREF/>The Board<PRTPAGE P="79186"/>received eleven comments in total addressing the proposed information collections. The comments are summarized and addressed below.</P>
          <FTNT>
            <P>
              <SU>5</SU>76 FR 57037.</P>
          </FTNT>
          <HD SOURCE="HD1">Summary Discussion of Public Comments and Responses</HD>
          <P>The Board received comments from three financial institutions, two banking industry trade associations, a joint letter from eight banking industry associations (including the two associations that responded separately), three payment card networks, one merchant, and one merchant trade association. Some of the commenters' responses were applicable to all four surveys. These comments addressed the clarity of the instructions for the survey instruments, the confidentiality of survey data, the follow-up process, and the survey timeframes.</P>
          <P>Most commenters stated that certain aspects of the survey instructions lacked sufficient clarity to allow for consistent responses and meaningful aggregation. For example, for the proposed debit card issuer survey (FR 3064a), three commenters stated that more precise definitions and examples were needed to determine what costs were included and excluded from “authorization, clearance, and settlement costs.” In a few instances, the commenters provided examples of how to improve the clarity and precision of the data requested or definitions provided. The Board has taken steps to address the specific examples cited and has provided improved and expanded instructions, definitions, and examples throughout the surveys.</P>
          <P>Two commenters expressed concern regarding the confidentiality of survey data stating that, if released, individual issuer and payment card information collected through these surveys would cause substantial harm to the competitive position of the survey respondent. As proposed, the Board will report all of the survey data on an aggregate or summary basis. Individual institution data would be exempt from disclosure under exemption (b)(4) of the FOIA, which exempts from disclosure “trade secrets and commercial or financial information obtained from a person and privileged or confidential.” 5 U.S.C. 552(b)(4).</P>
          <P>Several commenters requested that the Board provide a follow-up process between the survey respondents and the Board improve the quality of the data received and increase the consistency of responses. One commenter cited the need for a formal approach to answering respondent questions and conducting follow-up interviews with respondents after survey responses are submitted. Three commenters stated the need for a post-survey reconciliation process to understand better potential inconsistencies across responses. The Board concurs with these comments and has decided to take the following steps. Each survey provides contact information for the Board to answer respondent questions during the completion period. The Board, as appropriate, may use that correspondence to create frequently asked questions (FAQs). The Board will also compare responses for completeness and consistency and, as needed, follow up with respondents to reconcile responses that seem inconsistent or in error.</P>
          <P>Several commenters responded to the Board's request for comment on whether the proposed timeframes for submission allow sufficient time for respondents to complete the surveys. Five commenters recommended all four surveys be administered simultaneously in mid-February with a 60-day completion period to allow ample time for internal review before the surveys are submitted to the Board.<SU>6</SU>
            <FTREF/>The Board has decided to adopt this approach for three of the four surveys: the debit card issuer survey (FR 3064a), and both government-administered prepaid card surveys (FR 3063a and b). Because the payment card network survey (FR 3064b) contains information necessary to evaluate the effectiveness of the small issuer exemption in Regulation II and assist small issuers in selecting payment card networks, the Board is targeting spring 2012 for publishing the payment card network survey results.<SU>7</SU>
            <FTREF/>To meet this schedule for the release of payment card network data, the Board will release the payment card network survey to respondents in early February 2012. The Board has decided to extend the completion period from the proposed 30 days to 45 days.<SU>8</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>6</SU>The Board proposed to distribute the payment card network survey by mid-January 2012 and the debit card issuer survey and both government-administered prepaid card surveys by mid-February 2012.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>7</SU>In announcing the final rule, the Board committed to publish annually on its Web site information regarding the average interchange fees received by exempt issuers and covered issuers in each payment card network; this information may assist exempt issuers in determining the networks in which they wish to participate. The Board did not commit to a timeframe for publishing this information.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>8</SU>Future surveys will be made available to respondents by early February of the respective years and would request return of the payment card network survey within 45 days and the other three surveys within 60 days.</P>
          </FTNT>
          <P>The subsequent sections of this notice address additional comments on and proposed modifications to specific surveys. In addition, over time, the Board will continue to clarify the surveys as appropriate.</P>
          <HD SOURCE="HD1">Detailed Discussion of Public Comments and Response</HD>
          <HD SOURCE="HD2">Government-Administered, General-Use Prepaid Card Issuer Survey (FR 3063a)</HD>
          <HD SOURCE="HD1">General Comments</HD>
          <P>The Board received several overarching comments on the government-administered, general-use prepaid card issuer survey. One commenter suggested that information be collected with respect to costs associated with government-administered payment programs. Section 920(a)(7)(D) of the EFTA directs the Board to report to the Congress on the prevalence of the use of general-use prepaid cards in federal, state, and local government-administered payment programs and the interchange transaction fees and cardholder fees charged with respect to the use of such general-use prepaid cards. Therefore, the Board believes that the collection of data regarding issuer costs is outside the scope of information required to be reported to the Congress and has decided not to expand the survey to include such costs.</P>

          <P>Two commenters asserted that providing individual responses for individual government programs, particularly smaller programs, would be a significant burden for issuers because individual programs may not be separated on issuers' internal systems. For example, one commenter asserted that issuers may settle government-program transactions on a consolidated basis and may not know the individual fees associated with individual cards because they do not know the terms of the contractual relationship between the government entity and the third-party administrator. Therefore, in order to respond to certain portions of the survey, the issuer would have to obtain the responsive data from either the third-party administrator or the government entity for which it is issuing cards. Further, with respect to smaller programs, one of these two commenters suggested that the Board mitigate this burden by creating a<E T="03">de minimis</E>threshold for reporting. The Board considered this suggestion but has decided not to establish such a threshold because such information would be useful in providing an overview of the prevalence of general-use prepaid cards among different programs. The Board recognizes that issuers may not be able to report information at an individual program level. Nevertheless, the Board will<PRTPAGE P="79187"/>require issuers to report at the individual program level to the extent issuers are able to do so. In addition, the Board will reach out to individual government agencies, as needed, to help facilitate the release of program-specific information on a voluntary basis.</P>
          <P>Lastly, the Board specifically requested comment on whether there are issuers that are not depository institutions, and if so, whether the depository institution holding the insured deposits underlying the cards should be required to report on behalf of those issuers. The Board received no responses to this request. The Board has decided to implement the planned respondent list as proposed but will survey non-depository institution issuers of government-administered, general-use prepaid cards if and when any are identified.</P>
          <HD SOURCE="HD2">Section-by-Section analysis</HD>
          <HD SOURCE="HD3">I. Respondent Information</HD>
          <P>The Board proposed to have respondents provide the name of the card issuer covered in the response as well as the contact person(s) name, survey section for which they are responsible, email, and phone number. The Board received no comments on this section. This section will be implemented as proposed with clarifying changes as appropriate.</P>
          <HD SOURCE="HD3">II. Card Program Information</HD>
          <P>The Board proposed to have respondents report summary information on card programs covered in the response, whether the response covers federal, state, or local programs, jurisdiction, sponsoring government agency/agencies, a description of payment type, recipients receiving payments on prepaid cards, and recipients receiving payments by all payment methods.<SU>9</SU>
            <FTREF/>One commenter suggested requiring reporting by state rather than by card program. The Board believes that reporting data by card program is more consistent with the requirements of the EFTA. To the extent possible, issuers are to report at the individual program level. If unable to report program-level information, respondents should report aggregate program information.</P>
          <FTNT>
            <P>

              <SU>9</SU>Jurisdiction refers to the geographic area in which government-administered, general-use prepaid cards have been issued (<E T="03">i.e.,</E>nationally, particular state(s), county/counties, municipality/municipalities).</P>
          </FTNT>
          <P>In addition, the Board specifically requested comment on the ability of issuers to provide the total number of recipients receiving payments, regardless of payment method. One commenter asserted that issuers are often not in the best position to provide data on the different payment methods used to disburse benefits under a particular government-administered payment program. The Board considered this comment and concluded that questions requesting data on the total number of recipients in a government-administered program will be excluded from the survey. These data may be best obtained from the government entity administering the particular payment program.</P>
          <P>Another commenter suggested that the Board provide a method for specifying how government-administered payment programs count recipients, such as households or individuals. The Board agrees that given the varying nature of government-administered payment programs (for instance, unemployment assistance, the Supplemental Nutrition Assistance Program (SNAP), and other miscellaneous programs), it is appropriate to expand the survey to allow respondents to specify the method by which they count recipients.<SU>10</SU>
            <FTREF/>Thus, the Board has decided to amend the survey as suggested.</P>
          <FTNT>
            <P>
              <SU>10</SU>Sections 1075(b)-(d) of the Dodd-Frank Act amended the Food and Nutrition Act of 2008, the Farm Security and Rural Investment Act of 2002, and the Child Nutrition Act of 1966 to specify that EFTA Section 920 does not apply to certain electronic benefit transfer or other reimbursement systems under those acts. The Board believes that the government programs under those acts use general-use prepaid cards that are relevant to the report to the Congress required under Section 920(a)(7)(D). The Board will expand the survey to collect this information.</P>
          </FTNT>
          <HD SOURCE="HD3">III. Government-Administered Prepaid Cards</HD>
          <P>The Board proposed to have respondents report summary information on the number of cards outstanding, and the allocation of cards outstanding between cards that can be used on both dual-message (signature) and single-message (PIN) networks, cards that can be used on dual-message (signature) networks, and cards that can be used on single-message (PIN) networks. The Board received no comments on this section. This section will be implemented as proposed with clarifying changes as appropriate.</P>
          <HD SOURCE="HD3">IV. Funding</HD>

          <P>The Board proposed to have respondents report the value of funds loaded into prepaid card accounts, funds outstanding on prepaid card accounts, and all funds paid by all payment methods. The Board specifically requested comment on whether any funding patterns during the month may change significantly an issuer's response depending on the as-of date requested (<E T="03">e.g.,</E>the end of the month as proposed). The Board received no comments on this question and only one comment on the section related to all funds paid by all payment methods, which is discussed earlier in Section II. The Board will implement the section as proposed except with conforming changes to address this comment and other clarifying changes as appropriate.</P>
          <HD SOURCE="HD3">V. ATM Transactions</HD>
          <P>The Board proposed to have respondents report summary information on the number of cards outstanding at year-end that can be used to make ATM cash withdrawals, the volume and value of ATM cash withdrawals, and the ATM fees charged for withdrawals by ATM operators at nonproprietary ATMs. The Board received no comments on this section. This section will be implemented as proposed with clarifying changes as appropriate.</P>
          <HD SOURCE="HD3">VI. Purchase Transactions</HD>
          <P>The Board proposed to have respondents report summary information on the volume and value of settled purchase transactions and the volume and value of settled purchase transactions by authentication method. The Board received no comments on this section. This section will be implemented as proposed with clarifying changes as appropriate.</P>
          <HD SOURCE="HD3">VII. Interchange Fees</HD>
          <P>The Board proposed to have respondents report interchange fee revenues received on settled purchase transactions and the allocation of the interchange fee revenues received on settled purchase transactions for dual-message (signature) transactions and single-message (PIN) transactions. The Board received no comments on this section. This section will be implemented as proposed with clarifying changes as appropriate.</P>
          <HD SOURCE="HD3">VIII. Fees Paid by Issuers</HD>

          <P>The Board proposed to have respondents report the fees paid on ATM cash withdrawals and the fees paid on over-the-counter at-bank (teller) cash withdrawals. The Board specifically requested comment on whether fees paid for over-the-counter at-bank (teller) cash withdrawals should be included in the survey. The Board received no comments on this section. This section will be implemented as proposed with clarifying changes as appropriate.<PRTPAGE P="79188"/>
          </P>
          <HD SOURCE="HD3">IX. Revenues From Cardholder Fees</HD>
          <P>The Board proposed to have respondents report total revenues received on all fees charged to cardholders and the allocation of all fees charged to cardholders between routine purchase transaction fees, monthly fees, balance inquiry fees, ATM fees, over-the-counter at-bank (teller) fees, account servicing fees, penalty fees, and all other fees. The Board received no comments on this section. This section will be implemented as proposed with clarifying changes as appropriate.</P>
          <HD SOURCE="HD3">X. Fees Assessed to Cardholders</HD>
          <P>The Board proposed to have respondents provide summary information on fees assessed to cardholders, including routine purchase transaction fees, monthly fees, balance inquiry fees, ATM fees charged to cardholders, over-the-counter at-bank (teller) fees, account servicing fees, penalty fees, and all other fees. One commenter was concerned that requesting a “minimum transaction fee” and a “maximum transaction fee” in dollars would create ambiguity as to how issuers should respond in this section. The commenter suggested that additional clarity was needed to understand whether respondents should report at the program level or at the transaction level. The commenter also recommended the Board provide additional guidance on how to respond with regard to minimum and maximum transaction fees for programs with differing fee structures. Another commenter suggested that government-imposed requirements with regard to fees would likely skew the results of the survey. The Board has decided to expand the section to allow respondents to provide an explanation of fees assessed to cardholders and add questions requesting information about government-imposed fee requirements.</P>
          <HD SOURCE="HD2">Government-Administered, General-Use Prepaid Card Government Survey (FR 3063b)</HD>
          <P>The Board proposed to have respondents provide respondent information, program information, the number of cards, and the value of funding. The Board received no comments on this survey. The FR 3063b survey will be implemented as proposed with clarifying changes as appropriate.</P>
          <HD SOURCE="HD2">Interchange Transaction Fees Surveys (FR 3064a and b)</HD>
          <HD SOURCE="HD3">General Comments</HD>
          <P>The Board asked specific questions and commenters provided several comments that were relevant to both the debit card issuer survey (FR 3064a) and the payment card network survey (FR 3064b). These topics included removing the questions requesting data on incentive payments paid by networks to issuers, the use of the terms “single-message” and “dual-message” versus “signature” and “PIN,” whether to include general-use prepaid card data with signature and PIN transactions or request prepaid card data separately, and the reporting burden to complete the survey.</P>
          <P>Most commenters stated that the surveys should not collect information on payments and incentives paid by networks to issuers. Commenters believed that the instructions were too vague and the information requested was too institution-specific to allow for valid aggregation of data. In addition, commenters believed that reporting even aggregated data would compromise confidentiality. Further, commenters believed that the enforcement of possible circumvention or evasion regarding Regulation II was within the purview of the regulators given supervisory authority over the specific institutions. Thus, the commenters considered a more productive approach would be to include this information in the context of an individual bank examination rather than a more general survey. The Board understands the issues raised for individual institutions, but believes this information collected at the network level would provide useful context to the data collected on network fees assessed on issuers and acquirers. To address commenter concerns, the Board will not request in the debit card issuer survey (FR 3064a) information on payments and incentives received from networks. However, information on payments and incentives will be included on the payment card network survey (FR 3064b), but in less detail than originally proposed. Specifically, network respondents will be asked to allocate payments and incentives paid to acquirers and merchants and those paid to issuers, but not based on the type of incentives.</P>
          <P>In addition, in response to the Board's request for comment on the best terms to use in identifying types of authentication mechanisms (single-message and dual-message versus PIN and signature), two commenters responded that the PIN and signature terminology is sufficient for the surveys because these terms are generally understood in the industry. The Board considered these comments, however, for clarity purposes has decided to retain the single- and dual-message terminology and the PIN and signature terminology in the surveys as proposed.</P>
          <P>The Board requested comment on whether issuers should report general-use prepaid card data combined with other transaction data related to single- or dual-message systems (and if so, whether they would be able to do so) or should report general-use prepaid card activity separately. Three commenters stated that general-use prepaid card information should be reported separately because the commenters also believed there were significant enough differences in authorization, clearance, and settlement costs between the programs to support gathering the data separately. The commenters stated that prepaid card programs are usually separate from debit card programs within an issuer's organization and so reporting them separately would not impose a significant burden. The Board believes that separately reporting data will provide more accurate reporting of costs associated with the authorization, clearance, and settlement of both debit cards and prepaid cards. Thus, the Board has decided to add a new section (Section V) to the debit card issuer survey (FR 3064a) for the collection of data similar to Section II for general-use prepaid cards. A similar question was asked in regard to the payment card network survey (FR 3064b), however, the Board did not receive any comments and will implement the payment card network survey as proposed.</P>
          <P>Three commenters noted that their estimates of the time required to complete the surveys were longer than the Board's estimate of 80 hours, on average, for the debit card issuer survey and 25 hours, on average, for the payment card network survey. Based on the estimates received from commenters, the Board has decided to increase the estimate for the debit card issuer survey (FR 3064a) to 160 hours, and the estimate for the payment card network survey (FR 3064b) to 75 hours.</P>
          <HD SOURCE="HD2">Debit Card Issuer Survey (FR 3064a)</HD>
          <HD SOURCE="HD2">Section-by-Section Analysis</HD>
          <HD SOURCE="HD3">I. Respondent Information</HD>
          <P>The Board proposed to ask respondents to provide the name of the entity covered in the response and the contact person(s) name, section of the survey for which they are responsible, email, and phone number. Respondents also would report whether general-use prepaid cards are issued.</P>

          <P>The Board requested specific comment regarding the feasibility of requiring each chartered entity that issues debit cards to complete a separate survey rather than completing one survey for all chartered entities in the bank holding company. One commenter<PRTPAGE P="79189"/>responded that reporting at the charter level was feasible and appropriate. Two other commenters, however, stated that the process would be more efficient and less burdensome to report at the bank holding company level. The Board considered these comments and has decided to collect these data at the bank holding company level to help reduce respondent burden. The Board, however, will allow issuers to respond at the charter level.</P>
          <P>The Board also received several comments suggesting that the Board survey parties other than large issuers and payment card networks, as proposed. Four commenters suggested that exempt issuers (those with less than $10 billion in assets) should be allowed to participate voluntarily in the issuer survey because they believe that the capped debit card interchange rate will ultimately become the default rate for all card issuers.<SU>11</SU>
            <FTREF/>Two commenters stated that the Board should survey merchants on fraud losses, fraud prevention, and data security to ensure that the costs of fraud and fraud prevention to all parties were accounted for and calculated. The Board believes that most exempt issuers and merchants would find it burdensome to complete the survey. In addition, comparisons of survey results from mandatory and voluntary respondents could be misleading because voluntary participants may not represent fully the broad population of small issuers and merchants. Further, there are other channels, such as certain questions contained in the payment card network survey (FR 3064b), to provide information on the effect of Regulation II on small issuers.</P>
          <FTNT>
            <P>

              <SU>11</SU>Section 235.8(b) of the Board's Regulation II requires that issuers covered by the interchange fee standards in Regulation II file reports with the Board. See<E T="03">http://www.federalreserve.gov/paymentsystems/debitfees.htm</E>for a list of institutions that are known to be non-exempt as of December 31, 2010. This is not a complete list, as the Board had incomplete information to determine the exemption status of some institutions that may issue debit cards.</P>
          </FTNT>
          <HD SOURCE="HD3">II. All Debit Card Transactions (Including General-Use Prepaid Card Transactions)</HD>
          <P>The Board proposed to ask respondents to report summary information for debit card (including general-use prepaid card) transaction volume and value, chargebacks to acquirers, costs of authorization, clearance, and settlement, payments and incentives paid by networks to issuers, costs for fraud prevention and data security, interchange fee revenue, fraudulent transactions, and fraud losses.</P>

          <P>One commenter expressed support for limiting the costs collected to those related to authorization, clearance, and settlement. Five commenters, however, asserted that the set of costs should be expanded to all debit card costs to provide the Board a more comprehensive accounting of debit card program costs and put authorization, clearance, and settlement costs into context. The Board requested comment on the issuers' ability to report the subset of customer service costs associated with customer inquiries regarding particular debit card transactions (as opposed to customer inquiries regarding the account, the debit card generally, or credit cards/ATM cards). One commenter noted that most issuers track customer inquiries by type and have reporting systems in place to report at this level of detail. Thus, the commenter believed that the costs of handling cardholder inquiries should be included. The Board considered these comments and has decided to keep the set of data collected as proposed, with the exception of adding a few questions related to costs specific to particular debit card transactions, including cardholder inquiries. Inclusion of such costs can help put some context around authorization, clearance, and settlement costs without overly expanding the survey. Although under the framework established by EFTA Section 920(a)(4)(B), costs specific to a particular debit transaction<E T="03">may</E>be considered in the determination of costs included in the setting of the interchange fee standard, inclusion of these costs in the survey does not imply that the Board will change its determination of allowable costs.</P>
          <P>Three commenters noted that respondents might use different methodologies when asked to allocate shared costs between categories and not necessarily based on the number of transactions as required by the surveys. One commenter, however, stated that a consistent methodology is important for a comparison across respondents. The Board recognizes that there are several allocation methodologies that could be reasonably used to distribute costs, however, also recognizes the importance of having a standard way of reporting these costs across respondents. Thus, the Board will direct issuers to follow the allocation methodology specified in relevant questions in the survey.</P>
          <P>Additionally, several commenters expressed concern that the surveys lacked a reconciliation of the U.S. Generally Accepted Accounting Principles (GAAP) and the International Financial Reporting Standards (IFRS) for capital expenditures associated with authorization, clearance, and settlement. The Board considered these comments and has decided to allow respondents to use either GAAP or IFRS to report costs that are depreciated or amortized during 2011. The Board recognizes that even if issuers follow the same set of accounting standards, they may use different underlying assumptions, such as the useful life for equipment and software, thus inevitably introducing a degree of variability between issuers. Because issuer-to-issuer variability is inherent within either set of accounting standards, the Board believes that no substantial benefit would be derived by requiring the reporting based on a specific set of standards that may not be used by the issuer in other reporting contexts.</P>
          <P>The Board requested comment regarding the usefulness of including a list of fraud prevention activities and, if so, which fraud prevention activities should be included for the survey. Five commenters responded to the question. All commenters thought the idea of a list was useful, but some raised concerns over the clarity of definitions, the need to remain flexible and open to new technologies, and the need for a non-exhaustive list. The list is not meant to be exhaustive but rather to assess the prevalence of what the Board understands to be common fraud prevention activities. The inclusion of the “other” category on the list and the accompanying textbox was meant to elicit from survey respondents additional categories of fraud prevention activities. The Board will assess the information provided and update the list periodically to reflect new fraud prevention activities as appropriate.</P>
          <HD SOURCE="HD3">III. All Single-Message (PIN) Debit Card Transactions (Including General-Use Prepaid Card Transactions)</HD>
          <P>The Board proposed to ask respondents to submit data for the same set of questions asked in Section II, but specifically about single-message debit card programs, including general-use prepaid cards. In light of the addition of Section V on general-use prepaid cards, as discussed earlier, the Board will exclude general-use prepaid card transactions from this section.</P>
          <HD SOURCE="HD3">IV. All Dual-Message (Signature) Debit Card Transactions (Including General-Use Prepaid Card Transactions)</HD>

          <P>The Board proposed to ask respondents to submit data for the same set of questions asked in Section II, but specifically about dual-message debit card programs, including general-use<PRTPAGE P="79190"/>prepaid cards. In light of the addition of Section V on general-use prepaid cards, as discussed earlier, the Board will exclude general-use prepaid card transactions from this section.</P>
          <HD SOURCE="HD2">Payment Card Network Survey (FR 3064b)</HD>
          <HD SOURCE="HD1">Section-by-Section Analysis</HD>
          <HD SOURCE="HD3">I. Respondent Information</HD>
          <P>The Board proposed to ask respondents to provide the network covered in this response and the contact person(s) name, section of the survey for which they are responsible, email, and phone number. Respondents also would report whether the payment card network is a single-message (PIN) or dual-message (signature) network, and whether the payment card network offers a tiered interchange fee rate schedule that differentiates between exempt issuers and non-exempt issuers, and the number of merchant locations. The Board received no comments on this section. This section will be implemented as proposed with clarifying changes as appropriate.</P>
          <HD SOURCE="HD3">II. Debit Card Transactions (Including General-Use Prepaid Card Transactions)</HD>
          <P>The Board proposed to ask respondents to report the volume and value of settled purchase transactions; as well as information related to card-present versus card-not-present transactions; general-use prepaid card versus non-general-use prepaid card transactions; general-use prepaid card transactions exempt from the interchange fee standards in Regulation II versus general-use prepaid card transactions that are not exempt; transactions processed for small issuers that are exempt from the interchange fee standards versus those processed for non-exempt issuers; pre- and post-effective date transactions processed for exempt and non-exempt debit card issuers; chargebacks and returns to merchants; the value of interchange fees; the value of network fees; and payments and incentives paid by networks to acquirers, merchants, and issuers.</P>
          <P>The Board requested comment on whether the networks can provide data for exempt and non-exempt issuers that compares information for three time periods: January 1 to June 30, 2011 (during which all transactions would be considered exempt); July 1 to September 30, 2011 (during which some networks may have begun to distinguish between exempt and non-exempt issuers, if such networks are offering a tiered interchange fee schedule); and October 1 to December 31, 2011 (during which all networks that provide a tiered interchange fee schedule would distinguish between exempt and non-exempt issuers). Four commenters stated that the data should be collected only for two time periods, pre-and post-October 1, 2011, in order to assess the effect of Regulation II on the practices of networks in paying and assessing fees. The Board considered the comments and has decided to modify the request to collect data for two time periods: January 1 to September 30, 2011 and October 1 to December 31, 2011.</P>
          <SIG>
            <DATED/>
            <P>By order of the Board of Governors of the Federal Reserve System, December 16, 2011.</P>
            
            <NAME>Robert deV. Frierson,</NAME>
            <TITLE>Deputy Secretary of the Board.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32600 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6210-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL RESERVE SYSTEM</AGENCY>
        <SUBJECT>Formations of, Acquisitions by, and Mergers of Bank Holding Companies</SUBJECT>

        <P>The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841<E T="03">et seq.</E>) (BHC Act), Regulation Y (12 CFR part 225), and all other applicable statutes and regulations to become a bank holding company and/or to acquire the assets or the ownership of, control of, or the power to vote shares of a bank or bank holding company and all of the banks and nonbanking companies owned by the bank holding company, including the companies listed below.</P>
        <P>The applications listed below, as well as other related filings required by the Board, are available for immediate inspection at the Federal Reserve Bank indicated. The application also will be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing on the standards enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with the standards in section 4 of the BHC Act (12 U.S.C. 1843). Unless otherwise noted, nonbanking activities will be conducted throughout the United States.</P>
        <P>Unless otherwise noted, comments regarding each of these applications must be received at the Reserve Bank indicated or the offices of the Board of Governors not later than January 17, 2012.</P>
        <P>A. Federal Reserve Bank of Minneapolis (Jacqueline G. King, Community Affairs Officer) 90 Hennepin Avenue, Minneapolis, Minnesota 55480-0291:</P>
        <P>1.<E T="03">Faribault FSL Bancorporation, Inc.,</E>Faribault, Minnesota; to become a bank holding company by acquiring 100 percent of the voting shares of 1st United Bank, Faribault, Minnesota. 1st United Bank, Faribault, Minnesota, intends to convert from a federal savings bank to a Minnesota state-chartered bank.</P>
        <P>B. Federal Reserve Bank of San Francisco (Kenneth Binning, Vice President, Applications and Enforcement) 101 Market Street, San Francisco, California 94105-1579:</P>
        <P>1.<E T="03">Private Bancorp of America, Inc.,</E>La Jolla, California; to become a bank holding company by acquiring 100 percent of the voting shares of San Diego Private Bank, La Jolla, California.</P>
        <SIG>
          <DATED/>
          <P>Board of Governors of the Federal Reserve System, December 16, 2011.</P>
          <NAME>Robert deV. Frierson,</NAME>
          <TITLE>Deputy Secretary of the Board.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32624 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6210-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL TRADE COMMISSION</AGENCY>
        <SUBJECT>Agency Information Collection Activities; Submission for OMB Review; Comment Request</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Trade Commission (FTC or Commission).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In compliance with the Paperwork Reduction Act (PRA) of 1995, the FTC is seeking public comments on its request to OMB for a three-year extension of the current PRA clearance for items (a)-(c) below setting out the information collection requirements pertaining to the Commission's administrative activities. (OMB Control Number 3084-0047). That clearance expires on December 31, 2011.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be filed by January 20, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Interested parties may submit written comments by following the instructions in the Request for Comments part of the<E T="02">SUPPLEMENTARY INFORMATION</E>section below. Comments in electronic form should be submitted by using this Web link:<E T="03">https://ftcpublic.commentworks.com/ftc/adminactivitiespra2.</E>Comments in paper form should be mailed or delivered to the following address: Federal Trade Commission, Office of the Secretary, Room H-113 (Annex J), 600<PRTPAGE P="79191"/>Pennsylvania Avenue NW, Washington, DC 20580.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Nicholas Mastrocinque (Nick M) and Ami Dziekan (Ami D), Bureau of Consumer Protection, Federal Trade Commission, H-228, 600 Pennsylvania Avenue NW., Washington, DC 20580, Nick M: (202) 326-3188 and Ami D: (202) 326-2648.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <P>
          <E T="03">Title:</E>Administrative Activities.</P>
        <P>
          <E T="03">OMB Control Number:</E>3084-0047.</P>
        <P>
          <E T="03">Type of Review:</E>Extension of a currently approved collection.</P>
        <P>
          <E T="03">Abstract:</E>The currently approved information collection consists of: (a) Applications to the Commission, including applications and notices contained in the Commission's Rules of Practice (primarily Parts I, II, and IV); (b) the FTC's consumer complaint systems; (c) the FTC's program evaluation activities and (d) the FTC's Applicant Background Form. The Commission is not seeking clearance renewal relating to item (d), the Applicant Background Form.</P>
        <P>On September 12, 2011, the Commission sought comment on the information collection requirements in the R-value Rule. 76 FR 56196. No comments were received. As required by OMB regulations, 5 CFR part 1320, the FTC is providing this second opportunity for public comment.</P>
        <P>
          <E T="03">Estimated Annual Hours Burden:</E>187,114 hours.</P>
        <GPOTABLE CDEF="s60,14,r50,14" COLS="4" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Activity</CHED>
            <CHED H="1">Number respondents</CHED>
            <CHED H="1">Time/Activity</CHED>
            <CHED H="1">Total hours</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Applications to the Commission</ENT>
            <ENT>75</ENT>
            <ENT>2 hours</ENT>
            <ENT>150</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Misc. and fraud-related consumer complaints (phone)</ENT>
            <ENT>262,000</ENT>
            <ENT>6.1min</ENT>
            <ENT>26,724</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Misc. and fraud-related consumer complaints (online)</ENT>
            <ENT>281,000</ENT>
            <ENT>5 min</ENT>
            <ENT>23,323</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Do-Not-Call related consumer complaints (phone)</ENT>
            <ENT>355,000</ENT>
            <ENT>3.0 min</ENT>
            <ENT>17,750</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Do-Not-Call related consumer complaints (online)</ENT>
            <ENT>1,937,000</ENT>
            <ENT>2.5 min</ENT>
            <ENT>81,354</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Identity theft complaints (phone)</ENT>
            <ENT>212,000</ENT>
            <ENT>6.2 min</ENT>
            <ENT>21,836</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Identity theft complaints (online)</ENT>
            <ENT>57,000</ENT>
            <ENT>15 min</ENT>
            <ENT>14,250</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Customer Satisfaction Questionnaire (phone)</ENT>
            <ENT>6,000</ENT>
            <ENT>4.3 min</ENT>
            <ENT>432</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Customer Satisfaction Questionnaire (online)</ENT>
            <ENT>27,000</ENT>
            <ENT>2.7 min</ENT>
            <ENT>1,215</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Program Evaluations, Review of Divestiture Orders (Respondents)</ENT>
            <ENT>15</ENT>
            <ENT>4 hours</ENT>
            <ENT>60</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Program Evaluations, Review of Divestiture Orders (Monitor Trustees)</ENT>
            <ENT>2</ENT>
            <ENT>2 hours</ENT>
            <ENT>4</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Program Evaluations, Review of Competition Advocacy Program</ENT>
            <ENT>20</ENT>
            <ENT>0.75 hour</ENT>
            <ENT>15</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Totals</ENT>
            <ENT>3,137,112</ENT>
            <ENT/>
            <ENT>187,114</ENT>
          </ROW>
          <TNOTE>* Annual estimate for each of the three years.</TNOTE>
          <TNOTE>** Number of consumer calls and online submissions are calculated by projecting over the 3-year clearance period sought 5% annual growth.</TNOTE>
        </GPOTABLE>
        <FP>There is more information relating to likely respondents for each type of activity and for total estimated annual labor costs in the 60-Day FR Notice. One correction to annual cost burden for likely respondents for Applications to the Commission is that the annual cost burden is approximately $69,000 (as opposed to the $46,000 set out in the 60-Day FR Notice). This is because the projected annual hours for those likely respondents is 150 and not 100.</FP>
        <HD SOURCE="HD1">Request For Comment</HD>

        <P>You can file a comment online or on paper. For the Commission to consider your comment, we must receive it on or before January 20, 2012. Write “Administrative Activities: FTC File No. P911409” on your comment. Your comment—including your name and your state—will be placed on the public record of this proceeding, including, to the extent practicable, on the public Commission Web site, at<E T="03">http://www.ftc.gov/os/publiccomments.shtm.</E>As a matter of discretion, the Commission tries to remove individuals' home contact information from comments before placing them on the Commission Web site.</P>
        <P>Because your comment will be made public, you are solely responsible for making sure that your comment doesn't include any sensitive personal information, like anyone's Social Security number, date of birth, driver's license number or other state identification number or foreign country equivalent, passport number, financial account number, or credit or debit card number. You are also solely responsible for making sure that your comment doesn't include any sensitive health information, like medical records or other individually identifiable health information. In addition, don't include any “[t]rade secret or any commercial or financial information which is obtained from any person and which is privileged or confidential * * *, ” as provided in Section 6(f) of the FTC Act, 15 U.S.C. 46(f), and FTC Rule 4.10(a)(2), 16 CFR 4.10(a)(2). In particular, don't include competitively sensitive information such as costs, sales statistics, inventories, formulas, patterns, devices, manufacturing processes, or customer names. If you want the Commission to give your comment confidential treatment, you must file it in paper form, with a request for confidential treatment, and you have to follow the procedure explained in FTC Rule 4.9(c), 16 CFR 4.9(c). Your comment will be kept confidential only if the FTC General Counsel, in his or her sole discretion, grants your request in accordance with the law and the public interest.</P>

        <P>Postal mail addressed to the Commission is subject to delay due to heightened security screening. As a result, we encourage you to submit your comments online, or to send them to the Commission by courier or overnight service. To make sure that the Commission considers your online comment, you must file it at<E T="03">https://ftcpublic.commentworks.com/ftc/adminactivitiespra2,</E>by following the instructions on the web-based form. If this Notice appears at<E T="03">http://www.regulations.gov,</E>you also may file a comment through that Web site.</P>

        <P>If you file your comment on paper, write “Administrative Activities: FTC File No. P911409” on your comment and on the envelope, and mail or deliver it to the following address: Federal Trade Commission, Office of the Secretary, Room H-113 (Annex J), 600 Pennsylvania Avenue NW., Washington, DC 20580. If possible, submit your<PRTPAGE P="79192"/>paper comment to the Commission by courier or overnight service.</P>
        <P>Visit the Commission Web site at<E T="03">http://www.ftc.gov</E>to read this Notice and the news release describing it. The FTC Act and other laws that the Commission administers permit the collection of public comments to consider and use in this proceeding as appropriate. The Commission will consider all timely and responsive public comments that it receives on or before January 20, 2012. You can find more information, including routine uses permitted by the Privacy Act, in the Commission's privacy policy, at<E T="03">http://www.ftc.gov/ftc/privacy.shtm.</E>
        </P>
        <P>Comments on the information collection requirements subject to review under the PRA should also be submitted to OMB. If sent by U.S. mail, address comments to: Office of Information and Regulatory Affairs, Office of Management and Budget, Attention: Desk Officer for the Federal Trade Commission, New Executive Office Building, Docket Library, Room 10102, 725 17th Street NW., Washington, DC 20503. Comments sent to OMB by U.S. postal mail, however, are subject to delays due to heightened security precautions. Thus, comments instead should be sent by facsimile to (202) 395-5167.</P>
        <SIG>
          <NAME>Willard K. Tom,</NAME>
          <TITLE>General Counsel.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32574 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6750-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Agency for Healthcare Research and Quality</SUBAGY>
        <SUBJECT>Patient Safety Organizations: Voluntary Relinquishment From HSMS Patient Safety Organization</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Agency for Healthcare Research and Quality (AHRQ), HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Delisting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>AHRQ has accepted a notification of voluntary relinquishment from the HSMS Patient Safety Organization of its status as a Patient Safety Organization (PSO). The Patient Safety and Quality Improvement Act of 2005 (Patient Safety Act), Public Law 109-41, 42 U.S.C. 299b-21-b-26, provides for the formation of PSOs, which collect, aggregate, and analyze confidential information regarding the quality and safety of health care delivery. The Patient Safety and Quality Improvement Final Rule (Patient Safety Rule), 42 CFR part 3, authorizes AHRQ, on behalf of the Secretary of HHS, to list as a PSO an entity that attests that it meets the statutory and regulatory requirements for listing. A PSO can be “delisted” by the Secretary if it is found to no longer meet the requirements of the Patient Safety Act and Patient Safety Rule, including when a PSO chooses to voluntarily relinquish its status as a PSO for any reason.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The directories for both listed and delisted PSOs are ongoing and reviewed weekly by AHRQ. The delisting was effective at 12:00 Midnight ET (2400) on December 6, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Both directories can be accessed electronically at the following HHS Web site:<E T="03">http://www.pso.AHRQ.gov/index.html</E>.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Susan Grinder, Center for Quality Improvement and Patient Safety, AHRQ, 540 Gaither Road, Rockville, MD 20850; Telephone (toll free): (866) 403-3697; Telephone (local): (301) 427-1111; TTY (toll free): (866) 438-7231; TTY (local): (301) 427-1130; Email:<E T="03">pso@AHRQ.hhs.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>The Patient Safety Act authorizes the listing of PSOs, which are entities or component organizations whose mission and primary activity is to conduct activities to improve patient safety and the quality of health care delivery.</P>
        <P>HHS issued the Patient Safety Rule to implement the Patient Safety Act. AHRQ administers the provisions of the Patient Safety Act and Patient Safety Rule (PDF file, 450 KB. PDF Help) relating to the listing and operation of PSOs. Section 3.108(d) of the Patient Safety Rule requires AHRQ to provide public notice when it removes an organization from the list of federally approved PSOs. AHRQ has accepted a notification from the HSMS Patient Safety Organization, PSO number P0077, which is a component entity of Healthcare Safety Management Systems, Inc., to voluntarily relinquish its status as a PSO. Accordingly, the HSMS Patient Safety Organization was delisted effective at 12:00 Midnight ET (2400) on December 6, 2011.</P>

        <P>More information on PSOs can be obtained through AHRQ's PSO Web site at<E T="03">http://www.pso.AHRQ.gov/index.html.</E>
        </P>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Carolyn M. Clancy,</NAME>
          <TITLE>Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32578 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-90-M</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Agency for Healthcare Research and Quality</SUBAGY>
        <SUBJECT>Patient Safety Organizations: Voluntary Relinquishment From the Georgia Hospital Association Research and Education Foundation Patient Safety Organization (GHA-PSO)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Agency for Healthcare Research and Quality (AHRQ), HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of delisting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>AHRQ has accepted a notification of voluntary relinquishment from The Georgia Hospital Association Research and Education Foundation Patient Safety Organization (GHA-PSO) of its status as a Patient Safety Organization (PSO). The Patient Safety and Quality Improvement Act of 2005 (Patient Safety Act), Pub. L. 109-41, 42 U.S.C. 299b-21—b-26, provides for the formation of PSOs, which collect, aggregate, and analyze confidential information regarding the quality and safety of health care delivery. The Patient Safety and Quality Improvement Final Rule (Patient Safety Rule), 42 CFR part 3, authorizes AHRQ, on behalf of the Secretary of HHS, to list as a PSO an entity that attests that it meets the statutory and regulatory requirements for listing. A PSO can be “delisted” by the Secretary if it is found to no longer meet the requirements of the Patient Safety Act and Patient Safety Rule, including when a PSO chooses to voluntarily relinquish its status as a PSO for any reason.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The directories for both listed and delisted PSOs are ongoing and reviewed weekly by AHRQ. The delisting was effective at 12:00 Midnight ET (2400) on December 6, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Both directories can be accessed electronically at the following HHS Web site:<E T="03">http://www.pso.AHRQ.gov/index.html.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Susan Grinder, Center for Quality Improvement and Patient Safety, AHRQ, 540 Gaither Road, Rockville, MD 20850; Telephone (toll free): (866) 403-3697; Telephone (local): (301) 427-1111; TTY (toll free): (866) 438-7231; TTY (local): (301) 427-1130; Email:<E T="03">pso@AHRQ.hhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>

        <P>The Patient Safety Act authorizes the listing of PSOs, which are entities or component organizations whose mission and primary activity is to<PRTPAGE P="79193"/>conduct activities to improve patient safety and the quality of health care delivery.</P>
        <P>HHS issued the Patient Safety Rule to implement the Patient Safety Act. AHRQ administers the provisions of the Patient Safety Act and Patient Safety Rule (PDF file, 450 KB. PDF Help) relating to the listing and operation of PSOs. Section 3.108(d) of the Patient Safety Rule requires AHRQ to provide public notice when it removes an organization from the list of federally approved PSOs. AHRQ has accepted a notification from The Georgia Hospital Association Research and Education Foundation Patient Safety Organization (GHA-PSO), PSO number P0057, which is a component entity of the Georgia Hospital Association Research and Education Foundation, to voluntarily relinquish its status as a PSO. Accordingly, The Georgia Hospital Association Research and Education Foundation Patient Safety Organization (GHA-PSO) was delisted effective at 12:00 Midnight ET (2400) on December 6, 2011.</P>

        <P>More information on PSOs can be obtained through AHRQ's PSO Web site at<E T="03">http://www.pso.AHRQ.gov/index.html.</E>
        </P>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Carolyn M. Clancy,</NAME>
          <TITLE>Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32579 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-90-M</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
        <DEPDOC>[CMS-5048-N]</DEPDOC>
        <SUBJECT>Medicare Program; Independence at Home Demonstration Program</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Centers for Medicare &amp; Medicaid Services (CMS), HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This notice creates a new demonstration program for chronically ill Medicare beneficiaries to test a payment incentive and service delivery system that utilizes physician and nurse practitioner directed home-based primary care teams aimed at improving health outcomes and reducing expenditures, beginning December 21, 2011.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>This notice is effective on December 21, 2011.</P>
          <P>
            <E T="03">Application Deadline:</E>February 6, 2012 at 5 p.m., Eastern Standard Time (E.S.T.).</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <FP SOURCE="FP-1">Linda Colantino (410) 786-3343.</FP>
          <FP SOURCE="FP-1">Jennifer Brown (410) 786-4036.</FP>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Background</HD>
        <P>Section 3024 of the Patient Protection and Affordable Care Act of 2010 (the Affordable Care Act) (Pub. L. 111-148, enacted on March 23, 2010), amends title XVIII of the Social Security Act (the Act) by establishing the Independence at Home (IAH) Demonstration.</P>
        <P>The IAH Demonstration will test a service delivery model that utilizes physician and nurse practitioner directed primary care teams to provide services to high cost, chronically ill Medicare beneficiaries in their homes. Participating practices will be accountable for providing comprehensive, coordinated, continuous, and accessible care to high-need populations at home and coordinate health care across all treatment settings. Participating practices may share in savings under the demonstration if specified quality measures and savings targets are achieved.</P>
        <HD SOURCE="HD1">II. Provisions of the Notice</HD>
        <P>We are seeking interested practices that can provide home-based primary care to Medicare beneficiaries for purposes of this demonstration. We anticipate that a wide variety of interested practices may be eligible to apply to the IAH Demonstration. The participants in the Demonstration will be multidisciplinary teams composed of various members such as physicians, nurse practitioners, physician assistants, pharmacists, social workers, and other supporting staff. The practices must be led by physicians or nurse practitioners and must have experience providing home-based primary care to patients with multiple chronic illnesses. These practices will also be organized, at least in part, for the purpose of providing physician services. Qualifying practices may share in savings. Providers cannot be participating in section 1899 of the Act, the Medicare Shared Savings Program, or other Medicare shared savings programs at the time of the Demonstration.</P>
        <P>Each participating practice must provide services to at least 200 applicable beneficiaries during each year of the demonstration. A practice's enrollment may vary over each year but must reach at least an average of 200 applicable beneficiaries during the first year and not drop below that average for the remainder of the demonstration. There are three options available for practices to apply for the Demonstration. Practices may apply as a sole legal entity, consortium, or become a part of a national pool. These three options are for the purpose of establishing expenditure targets and determining incentive payments. Practices must enroll all existing patients meeting beneficiary eligibility criteria.</P>
        <P>Participating practices will make in-home visits tailored to an individual patient's needs. Each practice must be available 24 hours per day, 7 days a week to carry out plans of care. Practices must use electronic health information systems, remote monitoring, and mobile diagnostic technology.</P>
        <P>Applicable beneficiaries are defined as Medicare fee-for-service (FFS) patients, who have at least 2 chronic illnesses, need assistance with 2 or more functional dependencies requiring the assistance of another person, have had a nonelective hospital admission within the last 12 months, and have received acute or subacute rehabilitation services within the last 12 months. Beneficiaries to be included in the Demonstration must be entitled to Medicare part A and enrolled in Medicare part B, not enrolled in a Medicare Advantage plan or a Program for All-Inclusive Care for the Elderly, and cannot be enrolled in a practice that is part of the Medicare Shared Savings Program or other program that shares Medicare savings.</P>
        <P>We will establish a practice-specific spending target derived from claims, based on expected Medicare FFS utilization for each of the beneficiaries in the practices in the absence of the Demonstration. Annual spending targets will be calculated for each participating practice at the end of each performance year. The spending target will be derived from a base expenditure amount equal to the average payments under Medicare Part A and Part B. Savings will be calculated as the difference between each practice's spending target and actual costs. Practices will also be required to meet quality performance standards in order to share in any savings. Under this 3-year demonstration, IAH providers will continue to bill and be paid standard Medicare FFS reimbursement.</P>
        <P>Applicants must submit completed applications following the format outlined in the Demonstration application instructions in order to be considered for review by CMS. Applications not received in this format will not be considered for review.</P>

        <P>For the Project Application and specific details regarding the IAH Demonstration, please refer to the CMS Web site at<E T="03">http://www.cms.gov/<PRTPAGE P="79194"/>DemoProjectsEvalRpts/downloads/IAH_FactSheet.pdf</E>
        </P>
        <P>Please refer to file code [CMS-5048-N] on the Application. Applicants must submit at least 1 electronic copy on CD-ROM of the Application and are required to submit a paper version of the Application with an original signature. Because of staffing and resource limitations, we cannot accept applicationss by facsimile (FAX) transmission. Hard copies and electronic copies must be identical.</P>

        <P>Applications for practices applying to the IAH Demonstration will be considered timely if they are received on or before 5 p.m., Eastern Standard Time (E.S.T.) on the date listed in the<E T="02">DATES</E>section of this notice.</P>
        <HD SOURCE="HD1">III. Collection of Information Requirements</HD>
        <P>Accordance to section 3024 of the Affordable Care Act this notice does not impose information collection and recordkeeping requirements. Consequently, it need not be reviewed by the Office of Management and Budget under the authority of the Paperwork Reduction Act of 1995 (44 U.S.C. 35).</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>Section 3024 of the Affordable Care Act.</P>
        </AUTH>
        
        <EXTRACT>
          <FP>(Catalog of Federal Domestic Assistance Program No. 93.778, Medicare—Supplementary Medical Insurance Program)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: September 9, 2011.</DATED>
          <NAME>Donald M. Berwick,</NAME>
          <TITLE>Administrator, Centers for Medicare &amp; Medicaid Services.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32568 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4120-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <DEPDOC>[Docket No. FDA-2011-N-0902]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities; Proposed Collection; Comment Request; Prescription Drug Product Labeling: Medication Guide Requirements</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Food and Drug Administration (FDA) is announcing an opportunity for public comment on the proposed collection of certain information by the Agency. Under the Paperwork Reduction Act of 1995 (the PRA), Federal Agencies are required to publish notice in the<E T="04">Federal Register</E>concerning each proposed collection of information, including each proposed extension of an existing collection of information, and to allow 60 days for public comment in response to the notice. This notice solicits comments on regulations requiring the distribution of patient labeling, called Medications Guides, for certain products that pose a serious and significant public health concern requiring distribution of FDA-approved patient medication.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Submit either electronic or written comments on the collection of information by February 21, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Submit electronic comments on the collection of information to:<E T="03">http://www.regulations.gov.</E>Submit written comments on the collection of information to Division of Dockets Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852. All comments should be identified with the docket number found in brackets in the heading of this document.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Juanmanuel Vilela, Office of Information Management, Food and Drug Administration, 1350 Piccard Dr., PI50-400B, Rockville, MD 20850, (301) 796-7651,<E T="03">juanmanuel.vilela@fda.hhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>Under the PRA (44 U.S.C. 3501-3520), Federal Agencies must obtain approval from the Office of Management and Budget (OMB) for each collection of information they conduct or sponsor. “Collection of information” is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and includes Agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. Section 3506(c)(2)(A) of the PRA (44 U.S.C. 3506(c)(2)(A)) requires Federal Agencies to provide a 60-day notice in the<E T="04">Federal Register</E>concerning each proposed collection of information, including each proposed extension of an existing collections of information, before submitting the collection to OMB for approval. To comply with this requirement, FDA is publishing notice of the proposed collection of information set forth in this document.</P>
        <P>With respect to the following collection of information, FDA invites comments on: (1) Whether the proposed collection of information is necessary for the proper performance of FDA's functions, including whether the information will have practical utility; (2) the accuracy of FDA's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumption used; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques, when appropriate, and other forms of information technology.</P>
        <HD SOURCE="HD1">Prescription Drug Product Labeling; Medication Guide Requirements (OMB Control Number 0910-0393)—Extension</HD>
        <P>FDA regulations require the distribution of patient labeling, called Medication Guides, for certain prescription human drug and biological products used primarily on an outpatient basis that pose a serious and significant public health concern requiring distribution of FDA-approved patient medication information. These Medication Guides inform patients about the most important information they should know about these products in order to use them safely and effectively. Included is information such as the drug's approved uses, contraindications, adverse drug reactions, and cautions for specific populations, with a focus on why the particular product requires a Medication Guide. These regulations are intended to improve the public health by providing information necessary for patients to use certain medication safely and effectively.</P>
        <P>The regulations contain the following reporting requirements that are subject to the PRA. The estimates for the burden hours imposed by the following regulations are listed in table 1 of this document:</P>
        <P>• 21 CFR 208.20—Applicants must submit draft Medication Guides for FDA approval according to the prescribed content and format.</P>
        <P>• 21 CFR 208.24(e)—Each authorized dispenser of a prescription drug product for which a Medication Guide is required, when dispensing the product to a patient or to a patient's agent, must provide a Medication Guide directly to each patient unless an exemption applies under 21 CFR 208.26.</P>
        <P>• 21 CFR 208.26 (a)—Requests may be submitted for exemption or deferral from particular Medication Guide content or format requirements.</P>
        <P>• 21 CFR 314.70(b)(3)(ii) and 21 CFR 601.12(f)—Application holders must submit changes to Medication Guides to FDA for prior approval as supplements to their applications.</P>

        <P>FDA estimates the burden of this collection of information as follows:<PRTPAGE P="79195"/>
        </P>
        <GPOTABLE CDEF="s75,14,14,r50,r50,14" COLS="6" OPTS="L2,i1">
          <TTITLE>Table 1—Estimated Annual Reporting Burden<SU>1</SU>
          </TTITLE>
          <BOXHD>
            <CHED H="1">21 CFR Section</CHED>
            <CHED H="1">Number of respondents</CHED>
            <CHED H="1">Number of<LI>responses per</LI>
              <LI>respondent</LI>
            </CHED>
            <CHED H="1">Total annual responses</CHED>
            <CHED H="1">Average burden per response<LI>(in hours)</LI>
            </CHED>
            <CHED H="1">Total hours</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">208.20</ENT>
            <ENT>25</ENT>
            <ENT>1</ENT>
            <ENT>25</ENT>
            <ENT>320</ENT>
            <ENT>8,000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">314.70(b)(3)(ii), 601.12(f)</ENT>
            <ENT>5</ENT>
            <ENT>1</ENT>
            <ENT>5</ENT>
            <ENT>72</ENT>
            <ENT>360</ENT>
          </ROW>
          <ROW>
            <ENT I="01">208.24(e)</ENT>
            <ENT>59,000</ENT>
            <ENT>5,000</ENT>
            <ENT>295 million</ENT>
            <ENT>3 minutes</ENT>
            <ENT>14,750,000</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">208.26(a)</ENT>
            <ENT>1</ENT>
            <ENT>1</ENT>
            <ENT>1</ENT>
            <ENT>4</ENT>
            <ENT>4</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>14,758,364</ENT>
          </ROW>
          <TNOTE>
            <SU>1</SU>There are no capital costs or operating and maintenance costs associated with this collection of information.</TNOTE>
        </GPOTABLE>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Leslie Kux,</NAME>
          <TITLE>Acting Assistant Commissioner for Policy.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32548 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <DEPDOC>[Docket No. FDA-2011-N-0656]</DEPDOC>
        <SUBJECT>Animal Drug User Fee Act; Reopening of the Comment Period</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice; reopening of the comment period.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Food and Drug Administration (FDA or Agency) is extending to January 15, 2013, the comment period for the notice of public meeting; request for public comments that published in the<E T="04">Federal Register</E>of September 20, 2011 (76 FR 58279). In that notice, FDA requested comments on the Animal Drug User Fee Act (ADUFA) program to date and solicited suggestions regarding the features FDA should propose for the next ADUFA program. The Agency is taking this action to ensure that interested persons have the option of submitting comments throughout the reauthorization of ADUFA.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Submit either electronic or written comments by January 15, 2013.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit electronic comments to:<E T="03">http://www.regulations.gov.</E>Submit written comments to the Division of Dockets Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852. Identify comments with the docket number found in brackets in the heading of this document.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Donal Parks, Center for Veterinary Medicine (HFV-010), Food and Drug Administration, 7519 Standish Pl., Rockville, MD 20855, (240) 276-8688,<E T="03">ADUFAReauthorization@fda.hhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <P>In the<E T="04">Federal Register</E>of September 20, 2011, FDA published a notice of public meeting; request for comments to solicit input from the public on what FDA should consider including in the reauthorization of ADUFA. FDA is interested in responses from the public on the following two general questions and welcomes other pertinent information that stakeholders would like to share:</P>
        <P>1. What is your assessment of the overall performance of the ADUFA program thus far?</P>
        <P>2. What aspects of ADUFA should be retained, changed, or discontinued to further strengthen and improve the program?</P>
        <P>Additional background materials, including the transcript of the public meeting, are available on the FDA's Web site.</P>
        <P>The Agency is reopening the comment period to allow members of the general public or of stakeholder groups the opportunity to provide comments throughout the process of reauthorizing ADUFA.</P>
        <HD SOURCE="HD1">II. How to Submit Comments</HD>

        <P>Interested persons may submit to the Division of Dockets Management (see<E T="02">ADDRESSES</E>) either electronic or written comments on this document. It is only necessary to send one set of comments. It is no longer necessary to send two copies of mailed comments. Identify comments with the docket number found in brackets in the heading of this document. Received comments may be seen in the Division of Dockets Management between 9 a.m. and 4 p.m., Monday through Friday.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Leslie Kux,</NAME>
          <TITLE>Acting Assistant Commissioner for Policy.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32567 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <DEPDOC>[Docket No. FDA-2011-N-0655]</DEPDOC>
        <SUBJECT>Animal Generic Drug User Fee Act; Reopening of the Comment Period</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice; reopening of the comment period.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Food and Drug Administration (FDA or Agency) is extending to January 15, 2013, the comment period for the notice of public meeting; request for public comments, published in the<E T="04">Federal Register</E>of September 20, 2011 (76 FR 58277). In that notice, FDA requested comments on the Animal Generic Drug User Fee Act (AGDUFA) program to date and solicited suggestions regarding the features FDA should propose for the next AGDUFA program. The Agency is taking this action to ensure that interested persons have the option of submitting comments throughout the reauthorization of AGDUFA.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Submit either electronic or written comments by January 15, 2013.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit electronic comments to:<E T="03">http://www.regulations.gov.</E>Submit written comments to the Division of Dockets Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852. Identify comments with the docket number found in brackets in the heading of this document.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Donal Parks, Center for Veterinary Medicine (HFV-010), Food and Drug Administration, 7519 Standish Pl., Rockville, MD 20855, (240) 276-8688,<E T="03">AGDUFAReauthorization@fda.hhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <P>In the<E T="04">Federal Register</E>of September 20, 2011, FDA published a notice of<PRTPAGE P="79196"/>public meeting; request for comments, to solicit input from the public on what FDA should consider including in the reauthorization of AGDUFA. FDA is interested in responses from the public on the following two general questions and welcomes other pertinent information that stakeholders would like to share:</P>
        <P>1. What is your assessment of the overall performance of the AGDUFA program thus far?</P>
        <P>2. What aspects of AGDUFA should be retained, changed, or discontinued to further strengthen and improve the program?</P>
        <P>Additional background materials, including the transcript of the public meeting, are available on the FDA's Web site.</P>
        <P>The Agency is reopening the comment period to allow members of the general public or of stakeholder groups the opportunity to provide comments throughout the process of reauthorizing AGDUFA.</P>
        <HD SOURCE="HD1">II. How to Submit Comments</HD>

        <P>Interested persons may submit to the Division of Dockets Management (see<E T="02">ADDRESSES</E>) either electronic or written comments on this document. It is only necessary to send one set of comments. It is no longer necessary to send two copies of mailed comments. Identify comments with the docket number found in brackets in the heading of this document. Received comments may be seen in the Division of Dockets Management between 9 a.m. and 4 p.m., Monday through Friday.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Leslie Kux,</NAME>
          <TITLE>Acting Assistant Commissioner for Policy.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32565 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <DEPDOC>[Docket No. FDA-2011-N-0842]</DEPDOC>
        <SUBJECT>Gluten in Drug Products; Request for Information and Comments</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice; request for information and comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Food and Drug Administration (FDA) is announcing the establishment of a docket to obtain information and comments that will assist the Agency in its deliberations about ways to help individuals with celiac disease avoid the presence of gluten in drug products. In particular, FDA is interested in information on ingredients present in human drug products marketed in the United States that are currently derived from wheat, barley, or rye.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Submit either electronic or written information and comments by March 20, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit electronic information and comments to<E T="03">http://www.regulations.gov.</E>Submit written information and comments to the Division of Dockets Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852. Identify both electronic and written comments and any supporting documents with the docket number in brackets in the heading of this document.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Yana R. Mille, Center for Drug Evaluation and Research, Food and Drug Administration, Bldg. 51, rm. 4152, 10903 New Hampshire Ave., Silver Spring, MD 20993-0002, (301) 796-1577.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Background</HD>
        <HD SOURCE="HD2">A. Celiac Disease</HD>
        <P>Celiac disease (also known as celiac sprue and gluten-sensitive enteropathy) is an immune-mediated chronic inflammatory disorder affecting primarily the small intestine in genetically susceptible individuals (Refs. 1 and 2). In these individuals, the symptoms of celiac disease are triggered by the ingestion of wheat grain proteins collectively known as glutens (Ref. 3). The consumption of wheat gluten and similar proteins in barley and rye stimulates the production of antibodies and inflammatory cells, resulting in an abnormal immune response. The resultant immediate inflammatory reaction damages the tiny, fingerlike protrusions called “villi” that line the small intestine and absorb nutrients from food (Refs. 4 and 5). In addition, over time, continued dietary exposure to gluten from wheat, barley, or rye can lead to impaired absorption of nutrients and a variety of other serious health problems (Ref. 4). For the purposes of this notice, the phrase “wheat, barley, or rye” includes wheat, barley, and rye, as well as the crossbred hybrids of these grains.</P>
        <P>The prevalence of celiac disease in the United States is estimated to range from about 0.4 percent to about 1 percent of the population (Refs. 1 and 6). Celiac disease may go undetected in some individuals for years before they develop symptoms that cause them to seek medical attention (Refs. 7 and 8).</P>
        <P>The standard treatment of celiac disease is the elimination of gluten-containing products from the diet (Ref. 1). Over time, strict avoidance of gluten from wheat, barley, or rye sources can resolve the symptoms, mitigate and possibly reverse intestinal damage, and reduce the health risks associated with celiac disease (Ref. 4). For some individuals with celiac disease, over time, failure to avoid consumption of gluten from wheat, barley, and rye can lead to severe and sometimes life-threatening complications (Refs. 9 to 11).</P>
        <HD SOURCE="HD2">B. Gluten and Grains of Concern for Individuals With Celiac Disease</HD>
        <P>Technically, “gluten” is the storage protein of wheat that is composed of alcohol-soluble gliadins and insoluble glutenins (Ref. 2). Gliadins have been most closely studied and have been found to be the main antigen in celiac disease; however, glutenins also have been implicated in the disease (Refs. 12 and 13). The storage proteins of rye (secalins) and barley (hordeins) are similar in amino acid sequence to wheat gluten proteins and may trigger the same inflammatory response. For these reasons, the term “gluten” has been adopted to mean any proteins implicated in celiac disease (Ref. 2). In this notice, the term “gluten” is used to refer to the antigenic proteins of wheat, barley, and rye implicated in celiac disease.</P>
        <P>The grains that contain gluten that can cause harm to individuals who have celiac disease are as follows: Wheat (including durum wheat, spelt wheat, and kamut), barley, rye, and crossbred hybrids of these grains (e.g., triticale, which is a cross between wheat and rye) (Refs. 14 and 15). While there is no general agreement among experts about the extent to which oats may present a hazard for individuals who have celiac disease (Refs. 16 to 18), it is generally believed that moderate amounts of oats can be ingested safely by the majority of individuals with celiac disease (Ref. 4).</P>
        <HD SOURCE="HD2">C. Determination of Tolerable Daily Intake</HD>

        <P>The extent of risk posed to celiac patients by ingestion of trace amounts of gluten is uncertain. The majority of current data is from retrospective studies or nonrandomized, prospective, nonblinded studies without a placebo challenge group, limiting the conclusive evidence on safe thresholds for gluten intake. In the context of an ongoing rulemaking to define criteria for voluntary “gluten-free” claims on food,<PRTPAGE P="79197"/>FDA's Office of Food Safety in the Center for Food Safety and Applied Nutrition undertook a health hazard assessment for gluten exposure in individuals with celiac disease.</P>
        <P>The assessment, which is available for public review (Ref. 19), included a description and characterization of available prospective dose-effect data, as well as a safety assessment derived from prospective gluten challenge data from individuals with celiac disease. The assessment specifically examined morphological and clinical adverse effects that are reflective of celiac disease. These reactions were subsequently placed into subgroups identifying whether they occurred after acute, subchronic, or chronic exposures. The no observable adverse effect level and lowest observable adverse effect level were determined for each study considered. Uncertainty factors were applied to account for limitations in data, variability in response between patients, and other potential gaps, and from this information tolerable daily intake levels of exposure were derived. Based on this health hazard assessment, a conservative tolerable daily intake level for gluten in individuals with celiac disease is 0.4 milligrams (mg) gluten per day for adverse morphological effects and 0.015 mg gluten per day for adverse clinical effects.</P>
        <HD SOURCE="HD2">D. Ingredients at Issue</HD>
        <P>The Agency believes that wheat is not used to a significant extent in the production of drug ingredients and that barley and rye are used either rarely or not at all. FDA is aware, however, that certain ingredients in drug products may be derived from wheat. For the purposes of this notice, the phrase “drug products” refers to all FDA-regulated human drug products marketed in the United States. These include prescription, nonprescription, biologic, and homeopathic drug products. The National Formulary includes a monograph for wheat starch. Some monographs in the National Formulary and the U.S. Pharmacopeia include statements that wheat or wheat starch may be used as source materials. Other monographs include statements that starch may be used as a source material without specifying the plant source of the starch.</P>
        <P>This request for information and comment includes information on all drug ingredients that may be derived from wheat, barley, or rye—whether or not they are the subject of a compendial monograph. Examples of such ingredients that FDA is aware of include: Wheat starch, modified starch, pregelatinized starch, pregelatinized modified starch, sodium starch glycolate, dextrates, dextrin, caramel, dextrimaltose, malt, maltodextrin, gamma cyclodextrin, and wheat bran. Certain flavor ingredients also may be derived from wheat, barley, or rye.</P>
        <P>This notice does not request information relating to the possible presence of gluten from wheat, barley, or rye in drug products at trace levels that may result from accidental contamination.</P>
        <HD SOURCE="HD1">II. Discussion and Approaches</HD>
        <HD SOURCE="HD2">A. Discussion</HD>
        <P>FDA is considering ways to help individuals with celiac disease avoid the presence of gluten in drug products. In 2008, the Agency received a citizen petition from an individual asking that the Agency prohibit the addition of wheat gluten to drug products (Ref. 20). FDA has heard from other individuals and organizations in recent years asking that the Agency do more to provide assurance to individuals who have celiac disease that drug products will not harm them.</P>
        <P>Currently, the possible presence of gluten in drug products presents a difficult challenge for individuals who have celiac disease. Ingredient information provided on drug labels and information available to pharmacists and physicians may not indicate whether certain drug products contain gluten. Faced with uncertainty, some patients may forego important treatment.</P>
        <P>The possible presence of gluten in drug products presents a challenge to individuals who have celiac disease that is different from the challenges associated with dietary gluten. For example, medication is sometimes needed on an urgent basis, not leaving time for an investigation into the drug's gluten content. In some cases, a patient with celiac disease may be unable to confirm the gluten-free status of a drug product and may have difficulty obtaining a product known to be manufactured without gluten.</P>
        <HD SOURCE="HD2">B. Approaches</HD>
        <P>The Agency is evaluating various approaches for helping patients with celiac disease avoid the presence of gluten in drug products. While the Food Allergen Labeling and Consumer Protection Act of 2004 (Pub. L. 108-282, Title II) specifies the creation of a standard for voluntary “gluten free” labeling for foods (see 72 FR 2795, January 23, 2007; 76 FR 46671, August 3, 2011), other options may be preferable for drugs, given the distinct considerations they present. FDA is particularly interested in understanding what impact would result if the use of drug ingredients derived from wheat, barley, or rye were completely discontinued in human drugs. If interested stakeholders do not identify reasons why certain ingredients must be derived from wheat, barley, or rye—or why the flexibility to use these grains as ingredient sources is important—discontinuing use of such ingredients may be attractive for its simplicity and effectiveness in addressing the issue.</P>
        <HD SOURCE="HD1">III. Requested Information and Comments Regarding FDA-Regulated Human Drug Products Marketed in the United States</HD>
        <P>Interested persons are invited to provide detailed comment on all aspects of this issue with respect to prescription, nonprescription, biologic, and homeopathic drug products. FDA is particularly interested in responses to the following questions.</P>
        <HD SOURCE="HD2">A. Current Practice</HD>
        <P>1. What inactive ingredients used in drug products marketed in the United States today are derived from wheat, barley, or rye? Please identify specific ingredients derived from any of these sources.</P>
        <P>2. Please provide any available information on the number of drug products that contain inactive ingredients derived from wheat, barley, or rye. What is the general prevalence of such inactive ingredients in the human drug supply?</P>
        <P>3. To what extent are<E T="03">active</E>ingredients derived from wheat, barley, or rye used in drug products?</P>
        <P>4. Are certain ingredients derived from wheat, barley, or rye processed in a way that removes gluten? Please provide information concerning the certainty with which processing methods may remove or destroy gluten and identify any test methods used to confirm the absence of gluten. The Agency's interest extends to ingredients that may be derived from a variety of starch sources if they are sometimes derived from wheat. Sugar alcohols such as sorbitol, xylitol, maltitol, and mannitol may fall into this category.</P>
        <P>5. Do manufacturers routinely test ingredients or drug products to determine whether gluten is present? If so, what test methods are used and what is their sensitivity?</P>
        <HD SOURCE="HD2">B. Flexibility and Consequences</HD>

        <P>6. What negative consequences, if any, would arise from discontinuing the use of ingredients derived from wheat, barley, or rye in drug products? Are<PRTPAGE P="79198"/>there certain applications for which an ingredient (inactive or active) must be derived from one of these grains for reasons related to physical properties, performance characteristics, safety, efficacy, availability, or reformulation burden, as well as other reasons?</P>
        <HD SOURCE="HD2">C. Exposure Estimate</HD>
        <P>7. Is it possible to determine, with a high level of assurance, that certain drug ingredients derived from wheat, barley, or rye are free of gluten or would contribute only very dilute, insignificant, and nonharmful quantities of gluten to a drug product? If so, what scientific evidence supports such a determination?</P>
        <HD SOURCE="HD2">D. Routes of Administration</HD>
        <P>8. FDA believes that the use of ingredients derived from wheat, barley, or rye in drugs administered orally presents a particular risk to individuals who have celiac disease, as compared to use of these ingredients in drugs dispensed in dosage forms intended for other routes of administration. FDA welcomes comments in this area. Are ingredients derived from wheat, barley, or rye presently used in drugs that are intended for nonoral routes of administration, such as topical, injectable, or ano-rectally administered drugs? Please submit any data or information on risks to celiac patients associated with nonoral exposure to ingredients derived from wheat, barley, or rye.</P>
        <HD SOURCE="HD2">E. Incidental Addition of Gluten</HD>
        <P>9. FDA is primarily interested in ingredients derived from wheat, barley, or rye that are intentionally added to and intended to remain in the drug product. However, the Agency welcomes responses to the following question: Are processing aids or production aids (e.g., filtration media or fermentation media) derived from wheat, barley, or rye used today that could introduce gluten into a drug product at nontrivial levels?</P>
        <HD SOURCE="HD1">IV. Submission of Information and Comments</HD>

        <P>Interested persons may submit information and comments responsive to this request to the Division of Dockets Management (see<E T="02">ADDRESSES</E>) in electronic or written form. It is no longer necessary to send two copies of mailed comments. Identify comments with the docket number found in brackets in the heading of this document. Except for data and information prohibited from public disclosure under 21 U.S.C. 331(j) or 18 U.S.C. 1905, submissions may be seen in the Division of Dockets Management between 9 a.m. and 4 p.m., Monday through Friday, and on the Internet at<E T="03">http://www.regulations.gov.</E>
        </P>
        <HD SOURCE="HD1">V. References</HD>

        <P>The following references have been placed on display in the Division of Dockets Management (see<E T="02">ADDRESSES</E>) and may be seen by interested persons between 9 a.m. and 4 p.m., Monday through Friday.</P>
        
        <EXTRACT>

          <FP SOURCE="FP-2">1. Fasano, A., and C. Catassi, “Current Approaches to Diagnosis and Treatment of Celiac Disease: An Evolving Spectrum,”<E T="03">Gastroenterology,</E>vol. 120, pp. 636-651, 2001.</FP>

          <FP SOURCE="FP-2">2. National Institutes of Health (NIH), “NIH Consensus Development Conference Statement on Celiac Disease, June 28-30, 2004,”<E T="03">Gastroenterology,</E>vol. 128, pp. S1-S9, 2005.</FP>

          <FP SOURCE="FP-2">3. Jabri, B., D.D. Kasarda, and P.H.R. Green, “Innate and Adaptive Immunity: The Yin and Yang of Celiac Disease,”<E T="03">Immunological Reviews,</E>vol. 206, pp. 219-231, 2005.</FP>
          <FP SOURCE="FP-2">4. Molberg, O., N.S. Flaete, T. Jensen,<E T="03">et al.,</E>“Intestinal T-Cell Responses to High-Molecular-Weight Glutenins in Celiac Disease,”<E T="03">Gastroenterology,</E>vol. 125, pp. 337-344, 2003.</FP>
          <FP SOURCE="FP-2">5. Farrell, R.J. and C.P. Kelly, “Celiac Sprue,”<E T="03">The New England Journal of Medicine,</E>vol. 346, pp. 180-188, 2002.</FP>
          <FP SOURCE="FP-2">6. Fasano, A., I. Berti, T. Gerarduzzi,<E T="03">et al.,</E>“Prevalence of Celiac Disease in At-Risk and Not-At-Risk Groups in the United States: A Large Multicenter Study,”<E T="03">Archives of Internal Medicine,</E>vol. 163, pp. 286-292, 2003.</FP>
          <FP SOURCE="FP-2">7. West, J., R.F.A. Logan, P.G. Hill,<E T="03">et al.,</E>“Seroprevalence, Correlates, and Characteristics of Undetected Coeliac Disease in England,”<E T="03">Gut,</E>vol. 52, pp. 960-965, 2003.</FP>
          <FP SOURCE="FP-2">8. Green, P.H.R. and B. Jabri, “Coeliac Disease,”<E T="03">Lancet,</E>vol. 362, pp. 383-391, 2003.</FP>
          <FP SOURCE="FP-2">9. Rubio-Tapia, A., R.A. Kyle, E.L. Kaplan,<E T="03">et al.,</E>“Increased Prevalence and Mortality in Undiagnosed Celiac Disease,”<E T="03">Gastroenterology,</E>vol. 137, pp. 88-93, 2009.</FP>

          <FP SOURCE="FP-2">10. Catassi, C., I. Bearzo, and G.K.T. Holmes, “Association of Celiac Disease and Intestinal Lymphomas and Other Cancers,”<E T="03">Gastroenterology,</E>vol. 128, pp. S79-S86, 2005.</FP>
          <FP SOURCE="FP-2">11. Corrao, G., G.R. Corazza, V. Bagnardi,<E T="03">et al.,</E>“Mortality in Patients With Coeliac Disease and Their Relatives: A Cohort Study,”<E T="03">Lancet,</E>vol. 358, pp. 356-361, 2001.</FP>

          <FP SOURCE="FP-2">12. Waga, J., “Structure and Allergenicity of Wheat Gluten Proteins—A Review,”<E T="03">Polish Journal of Food and Nutrition Sciences,</E>vol. 13, pp. 327-338, 2004.</FP>
          <FP SOURCE="FP-2">13. Vader, W., Y. Kooy, P. Van Veelen,<E T="03">et al.,</E>“The Gluten Response in Children With Celiac Disease Is Directed Toward Multiple Gliadin and Glutenin Peptides,”<E T="03">Gastroenterology,</E>vol. 122, pp. 1729-1737, 2002.</FP>
          <FP SOURCE="FP-2">14. Kieffer, M., P.J. Frazier, NW.R. Daniels,<E T="03">et al.,</E>“Wheat Gliadin Fractions and Other Cereal Antigens Reactive With Antibodies in the Sera of Coeliac Patients,”<E T="03">Clinical and Experimental Immunology,</E>vol. 50, pp. 651-660, 1982.</FP>

          <FP SOURCE="FP-2">15. Sturgess, R.P., H.J. Ellis, and P.J. Ciclitira, “Cereal Chemistry, Molecular Biology, and Toxicity in Coeliac Disease,”<E T="03">Gut,</E>vol. 32, pp. 1055-1060, 1991.</FP>
          <FP SOURCE="FP-2">16. Lundin, K.E.A., E.M. Nilsen, H.G. Scott,<E T="03">et al.,</E>“Oats Induced Villous Atrophy in Coeliac Disease,”<E T="03">Gut,</E>vol. 52, pp. 1649-1652, 2003.</FP>

          <FP SOURCE="FP-2">17. Janatuinen, E.K., T.A. Kemppainen, R.J.K. Julkunen,<E T="03">et al.,</E>“No Harm From Five Year Ingestion of Oats in Coeliac Disease,”<E T="03">Gut,</E>vol. 50, pp. 332-335, 2002.</FP>

          <FP SOURCE="FP-2">18. Haboubi, N.Y., S. Taylor, and S. Jones, “Coeliac Disease and Oats: A Systematic Review,”<E T="03">Postgraduate Medicine Journal,</E>vol. 82, pp. 672-678, 2006.</FP>
          <FP SOURCE="FP-2">19. Office of Food Safety, Center for Food Safety and Applied Nutrition, Food and Drug Administration, “Health Hazard Assessment for Gluten Exposure in Individuals With Celiac Disease: Determination of Tolerable Daily Intake Levels and Levels of Concern for Gluten,” May 2011.</FP>
          <FP SOURCE="FP-2">20. Citizen Petition submitted by Michael Weber, June 2008, Docket No. FDA-2008-P-0333.</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Leslie Kux,</NAME>
          <TITLE>Acting Assistant Commissioner for Policy.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32551 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <DEPDOC>[Docket No. FDA-2010-N-0381]</DEPDOC>
        <SUBJECT>Generic Drug User Fee; Public Meeting; Correction</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice; correction.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Food and Drug Administration (FDA) is correcting a notice that appeared in the<E T="04">Federal Register</E>of Thursday, December 8, 2011 (76 FR 76738). The document announced a public meeting entitled “Generic Drug User Fee.” The document published with an inadvertent error in the<E T="02">Dates</E>section. This document corrects that error.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Joyce Strong, Office of Policy, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 32, Rm. 3208, Silver Spring, MD 20993-0002, (301) 796-9148.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>In FR Doc. 2011-31630, appearing on page 76738<PRTPAGE P="79199"/>in the<E T="04">Federal Register</E>of Thursday, December 8, 2011, the following correction is made:</P>
        <P>On page 76738, in the third column, under the<E T="02">Dates</E>section, “January 6, 2011” is corrected to read “January 6, 2012”.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Leslie Kux,</NAME>
          <TITLE>Acting Assistant Commissioner for Policy.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32562 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>National Human Genome Research Institute; Notice of Closed Meeting</SUBJECT>
        <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meeting.</P>
        <P>The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications,the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
        
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>Center for Inherited Disease Research Access Committee.</P>
          <P>
            <E T="03">Date:</E>January 13, 2012.</P>
          <P>
            <E T="03">Time:</E>8:30 a.m. to 1:30 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>Embassy Suites at the Chevy Chase Pavilion, 4300 Military Road NW., Washington, DC 20015.</P>
          <P>
            <E T="03">Contact Person:</E>Camilla E. Day, Ph.D., Scientific Review Officer, CIDR, National Human Genome Research Institute, National Institutes of Health, 5635 Fishers Lane, Suite 4075, Bethesda, MD 20892, (301) 402-8837,<E T="03">camilla.day@nih.gov.</E>
          </P>
          
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.172, Human Genome Research, National Institutes of Health, HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32705 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>National Institute of Allergy and Infectious Diseases; Notice of Closed Meetings</SUBJECT>
        <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meetings.</P>
        <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The contract proposals and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the contract proposals, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
        <EXTRACT>
          
          <P>
            <E T="03">Name of Committee:</E>National Institute of Allergy and Infectious Diseases Special Emphasis Panel. NIAID Peer Review Meeting.</P>
          <P>
            <E T="03">Date:</E>January 9, 2012.</P>
          <P>
            <E T="03">Time:</E>8 a.m. to 5 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate contract proposals.</P>
          <P>
            <E T="03">Place:</E>Hyatt Regency Bethesda, One Bethesda Metro Center, 7400 Wisconsin Avenue, Bethesda, MD 20814.</P>
          <P>
            <E T="03">Contact Person:</E>Frank S. De Silva, Ph.D., Scientific Review Officer, Scientific Review Program, Division of Extramural Activities, National Institutes of Health/NIAID, 6700B Rockledge Drive, MSC 7616, Bethesda, MD 20892-7616, (301) 594-1009,<E T="03">fdesilva@niaid.nih.gov.</E>
          </P>
          
          <P>
            <E T="03">Name of Committee:</E>National Institute of Allergy and Infectious Diseases Special Emphasis Panel, Systems Approach to Immunity and Inflammation.</P>
          <P>
            <E T="03">Date:</E>January 12-13, 2012.</P>
          <P>
            <E T="03">Time:</E>8 a.m. to 5 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate cooperative agreement applications.</P>
          <P>
            <E T="03">Place:</E>Hyatt Regency Bethesda, One Bethesda Metro Center, 7400 Wisconsin Avenue, Bethesda, MD 20814.</P>
          <P>
            <E T="03">Contact Person:</E>Quirijn Vos, Ph.D., Scientific Review Officer, Scientific Review Program, Division of Extramural Activities, DHHS/NIH/NIAID, 6700B Rockledge Drive, MSC 7616, Bethesda, MD 20892, (301) 451-2666,<E T="03">qvos@niaid.nih.gov.</E>
          </P>
          
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.855, Allergy, Immunology, and Transplantation Research; 93.856, Microbiology and Infectious Diseases Research, National Institutes of Health, HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32708 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>National Institute of Dental &amp; Craniofacial Research; Notice of Closed Meeting</SUBJECT>
        <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meeting.</P>
        <P>The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
        
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>NIDCR Special Grants Review Committee.</P>
          <P>
            <E T="03">Date:</E>February 23-24, 2012.</P>
          <P>
            <E T="03">Time:</E>8 a.m. to 12 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>Doubletree Hotel Washington, 1515 Rhode Island Ave. NW., Washington, DC 20005.</P>
          <P>
            <E T="03">Contact Person:</E>Rebecca Wagenaar Miller, Ph.D., Scientific Review Officer, 6701 Democracy Blvd., Rm 666, Bethesda, MD 20892, (301) 594-0652,<E T="03">rwagenaa@mail.nih.gov.</E>
          </P>
          
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.121, Oral Diseases and Disorders Research, National Institutes of Health, HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32675 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>National Institute of Allergy and Infectious Diseases; Notice of Closed Meeting</SUBJECT>
        <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meeting.</P>

        <P>The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose<PRTPAGE P="79200"/>confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>National Institute of Allergy and Infectious Diseases Special Emphasis Panel, NIAID Investigator Initiated Program Project Applications.</P>
          <P>
            <E T="03">Date:</E>January 18, 2012.</P>
          <P>
            <E T="03">Time:</E>2 p.m. to 5 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>6700-B Rockledge Drive, 3245-B, Bethesda, MD 20817 (Telephone Conference Call).</P>
          <P>
            <E T="03">Contact Person:</E>Susana Mendez, Ph.D., DVM, Scientific Review Officer, Scientific Review Program, DEA/NIAID/NIH/DHHS, 6700B Rockledge Drive, MSC-7616, Bethesda, MD 20892-7616, (301) 496-2550,<E T="03">mendezs@niaid.nih.gov.</E>
          </P>
          
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.855, Allergy, Immunology, and Transplantation Research; 93.856, Microbiology and Infectious Diseases Research, National Institutes of Health, HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32673 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>National Cancer Institute; Notice of Meeting</SUBJECT>
        <P>Pursuant to section 10(a) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of a meeting of the NCI-Frederick Advisory Committee.</P>
        <P>The meeting will be open to the public, with attendance limited to space available. Individualswho plan to attend and need special assistance, such as sign language interpretation or other reasonable accommodations, should notify the Contact Person listed below in advance of the meeting.</P>
        
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>NCI-Frederick Advisory Committee.</P>
          <P>
            <E T="03">Date:</E>January 25, 2012.</P>
          <P>
            <E T="03">Time:</E>10:30 a.m. to 4 p.m.</P>
          <P>
            <E T="03">Agenda:</E>Review major new projects proposed to be performed at NCI-Frederick.</P>
          <P>
            <E T="03">Place:</E>NCI-Frederick Library and Conference Center, Building 549, 549 Sultan Drive, Executive Board Room, Frederick, MD 21702.</P>
          <P>
            <E T="03">Contact Person:</E>Thomas M. Vollberg, Sr., Ph.D., Executive Secretary, National Cancer Institute, National Institutes of Health, 6116 Executive Boulevard 7th Floor, Room 7142, Bethesda, MD 20892-8327, (301) 594-9582.</P>
          
          <P>Any interested person may file written comments with the committee by forwarding the statement to the Contact Person listed on this notice. The statement should include the name, address, telephone number and when applicable, the business or professional affiliation of the  interested person.</P>

          <P>NCI-Frederick is located within the Ft. Detrick U.S. Army facility in Frederick, Maryland. Please be  aware that you will be asked to provide Ft. Detrick security with proof of identification  (<E T="03">e.g.,</E>driver's license, NIH ID, passport), and your vehicle will be briefly searched, including the trunk  and any boxes, bags, or other items, before being allowed to enter the facility grounds.  All visitors must enter through the Old Farm Gate, which is located on Rosemont Avenue. Please  note that there are two gates on Rosemont Avenue, one for decaled vehicles, and one for Visitors.  The Old Farm Gate, for visitors, is located at the intersection of Old Farm Dr. and Rosemont Ave.  Note that the intended destination is the Conference Center/Scientific Library (Bldg. 549).  A visitor's guide to the NCI-Frederick campus with maps and directions to Building 549 can be  found at<E T="03">http://ncifrederick.cancer.gov/About/VisitorsGuide.aspx.</E>
          </P>

          <P>Information is also available on the Institute's/Center's home page:<E T="03">http://deainfo.nci.nih.gov/advisory/fac/fac.htm,</E>where an agenda and any additional information  for the meeting will be posted when available.</P>
          
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.392, Cancer Construction; 93.393,  Cancer Cause and Prevention Research; 93.394, Cancer Detection and Diagnosis Research;  93.395, Cancer Treatment Research; 93.396, Cancer Biology Research; 93.397, Cancer Centers  Support; 93.398, Cancer Research Manpower; 93.399, Cancer Control, National Institutes of Health,  HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32687 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>National Institute of General Medical Sciences; Notice of Meeting</SUBJECT>
        <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of a meeting of the National Advisory General Medical Sciences Council.</P>
        <P>The meeting will be open to the public as indicated below, with attendance limited to space available. Individuals who plan to attend and need special assistance, such as sign language interpretation or other reasonable accommodations, should notify the Contact Person listed below in advance of the meeting.</P>
        <P>The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
        
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>National Advisory General Medical Sciences Council</P>
          <P>
            <E T="03">Date:</E>January 19-20, 2012</P>
          <P>
            <E T="03">Closed:</E>January 19, 2012, 8:30 a.m. to 5 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>National Institutes of Health, Natcher Building, Conference Rooms E1 &amp; E2, 45 Center Drive, Bethesda, MD 20892</P>
          <P>
            <E T="03">Open:</E>January 20, 2012, 8:30 a.m. to Adjournment</P>
          <P>
            <E T="03">Agenda:</E>For the discussion of program policies and issues, opening remarks, report of the Acting Director, NIGMS, and other business of the Council.</P>
          <P>
            <E T="03">Place:</E>National Institutes of Health, Natcher Building, Conference Rooms E1 &amp; E2, 45 Center Drive, Bethesda, MD 20892</P>
          <P>
            <E T="03">Contact Person:</E>Ann A. Hagan, Ph.D., Associate Director for Extramural Activities, NIGMS, NIH, DHHS, 45 Center Drive, Room 2AN24H, MSC 6200, Bethesda, MD 20892, (301) 594-4499,<E T="03">hagana@nigms.nih.gov.</E>
          </P>
          
          <P>Any interested person may file written comments with the committee by forwarding the statement to the Contact Person listed on this notice. The statement should include the name, address, telephone number and when applicable, the business or professional affiliation of the interested person.</P>

          <P>In the interest of security, NIH has instituted stringent procedures for entrance onto the NIH campus. All visitor vehicles, including taxis, hotel, and airport shuttles will be inspected before being allowed on campus. Visitors will be asked to show one form of identification (for example, a government-issued photo ID, driver's license, or passport) and to state the purpose of their visit. Information is also available on the Institute's/Center's home page:<E T="03">http://www.nigms.nih.gov/About/Council/</E>where an agenda and any additional information for the meeting will be posted when available.</P>
          
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.375, Minority Biomedical Research Support; 93.821, Cell Biology and Biophysics Research; 93.859, Pharmacology, Physiology, and Biological Chemistry Research; 93.862, Genetics and Developmental Biology Research; 93.88, Minority Access to Research Careers; 93.96, Special Minority Initiatives, National Institutes of Health, HHS)</FP>
        </EXTRACT>
        <SIG>
          <PRTPAGE P="79201"/>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32683 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>Center for Scientific Review; Notice of Closed Meeting</SUBJECT>
        <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meeting.</P>
        <P>The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
        
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>Center for Scientific Review Special Emphasis Panel Social Sciences and Population Studies: Special Topics.</P>
          <P>
            <E T="03">Date:</E>January 19, 2012.</P>
          <P>
            <E T="03">Time:</E>8 a.m. to 6 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>Doubletree Suites by Hilton Santa Monica, 1707 Fourth Street, Santa Monica, CA 90401.</P>
          <P>
            <E T="03">Contact Person:</E>Denise Wiesch, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3138, MSC 7770, Bethesda, MD 20892 (301) 437-3478,<E T="03">wieschd@csr.nih.gov</E>.</P>
          
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.306, Comparative Medicine; 93.333, Clinical Research, 93.306, 93.333, 93.337, 93.393-93.396, 93.837-93.844, 93.846-93.878, 93.892, 93.893, National Institutes of Health, HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32680 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>National Institute of Environmental Health Sciences; Notice of Meeting</SUBJECT>
        <P>Pursuant to section 10(a) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of a meeting of the Interagency Breast Cancer and Environmental Research Coordinating Committee.</P>
        <P>The meeting will be open to the public, with attendance limited to space available. Individuals who plan to attend and need special assistance, such as sign language interpretation or other reasonable accommodations, should notify the Contact Person listed below in advance of the meeting.</P>
        
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>Interagency Breast Cancer and Environmental Research Coordinating Committee.</P>
          <P>
            <E T="03">Date:</E>January 10, 2012.</P>
          <P>
            <E T="03">Time:</E>3 p.m. to 5 p.m.</P>
          <P>
            <E T="03">Agenda:</E>The purpose of the meeting is to continue the work of the Research Translation, Dissemination, and Policy Implications Subcommittee as it addresses a broad set of objectives related to the overall mandate of the IBCERC including: Increasing public participation in decisions relating to breast cancer research by increasing the involvement of patient advocacy and community organizations representing a broad geographical area and creating models for dissemination of information regarding the progress of breast cancer research. The meeting agenda will be available on the Web at<E T="03">http://www.niehs.nih.gov/about/orgstructure/boards/ibcercc/.</E>
          </P>
          <P>
            <E T="03">Place:</E>Nat. Inst. of Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T. W. Alexander Drive, Research Triangle Park, NC 27709 (Conference Call: This meeting will be conducted remotely, via conference call. To attend the meeting, please RSVP via email to<E T="03">ibcercc@niehs.nih.gov</E>at least 10 days in advance and instructions for joining the meeting will be provided.)</P>
          <P>
            <E T="03">Contact Person:</E>Gwen W. Collman, Ph.D., Director, Division of Extramural Research and Training, Nat. Inst. of Environmental Health Sciences, National Institutes of Health, 615 Davis Dr., KEY615/3112, Research Triangle Park, NC 27709, (919) 541-4980,<E T="03">collman@niehs.nih.gov</E>.</P>

          <P>Any member of the public interested in presenting oral comments to the committee should submit their remarks in writing at least 10 days in advance of the meeting. Comments in document format (i.e. WORD, Rich Text, PDF) may be submitted via email to<E T="03">ibcercc@niehs.nih.gov</E>or mailed to the Contact Person listed on this notice. You do not need to attend the meeting in order to submit comments.</P>
          
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.115, Biometry and Risk Estimation—Health Risks from Environmental Exposures; 93.142, NIEHS Hazardous Waste Worker Health and Safety Training; 93.143, NIEHS Superfund Hazardous Substances—Basic Research and Education; 93.894, Resources and Manpower Development in the Environmental Health Sciences; 93.113, Biological Response to Environmental Health Hazards; 93.114, Applied Toxicological Research and Testing, National Institutes of Health, HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32679 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>National Center for Complementary &amp; Alternative Medicine; Notice of Closed Meetings</SUBJECT>
        <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meetings.</P>
        <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
        
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>National Center for Complementary and Alternative Medicine Special Emphasis Panel, PCCTR.</P>
          <P>
            <E T="03">Date:</E>February 1, 2012.</P>
          <P>
            <E T="03">Time:</E>11:30 a.m. to 2 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>National Institutes of Health, Two Democracy Plaza, 6707 Democracy Boulevard, Bethesda, MD 20892 (Telephone Conference Call).</P>
          <P>
            <E T="03">Contact Person:</E>Martina Schmidt, Ph.D., Scientific Review Officer, Office of Scientific Review, National Center for Complementary &amp; Alternative Medicine, NIH, 6707 Democracy Blvd., Suite 401, Bethesda, MD 20892, (301) 594-3456,<E T="03">schmidma@mail.nih.gov.</E>
          </P>
          
          <P>
            <E T="03">Name of Committee:</E>National Center for Complementary and Alternative Medicine Special Emphasis Panel, Mechanistic Research on Natural Products.</P>
          <P>
            <E T="03">Date:</E>March 1-2, 2012.</P>
          <P>
            <E T="03">Time:</E>8 a.m. to 3 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>Bethesda North Marriott Hotel &amp; Conference Center, 5701 Marinelli Road, Bethesda, MD 20852.<PRTPAGE P="79202"/>
          </P>
          <P>
            <E T="03">Contact Person:</E>Martina Schmidt, Ph.D., Scientific Review Officer, Office of Scientific Review, National Center for Complementary, &amp; Alternative Medicine, NIH, 6707 Democracy Blvd., Suite 401, Bethesda, MD 20892, (301) 594-3456,<E T="03">schmidma@mail.nih.gov.</E>
          </P>
          
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.213, Research and Training in Complementary and Alternative Medicine, National Institutes of Health, HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32676 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>Center for Scientific Review; Notice of Closed Meetings</SUBJECT>
        <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meetings.</P>
        <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
        
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>Center for Scientific Review Special Emphasis Panel Member Conflict: Vascular and Hematology—1.</P>
          <P>
            <E T="03">Date:</E>January 17, 2012.</P>
          <P>
            <E T="03">Time:</E>3:30 p.m. to 5:30 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892 (Telephone Conference Call).</P>
          <P>
            <E T="03">Contact Person:</E>Anshumali Chaudhari, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 4124, MSC 7802, Bethesda, MD 20892, (301) 435-1210.<E T="03">chaudhaa@csr.nih.gov.</E>
          </P>
          
          <P>
            <E T="03">Name of Committee:</E>Center for Scientific Review Special Emphasis Panel Social Science and Population Studies: Second Panel.</P>
          <P>
            <E T="03">Date:</E>January 19-20, 2012.</P>
          <P>
            <E T="03">Time:</E>8 a.m. to 3 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>Doubletree Suites by Hilton Santa Monica, 1707 Fourth Street, Santa Monica, CA 90401.</P>
          <P>
            <E T="03">Contact Person:</E>Suzanne Ryan, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3139, MSC 7770, Bethesda, MD 20892, (301) 435-1712.<E T="03">ryansj@csr.nih.gov.</E>
          </P>
          
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.306, Comparative Medicine; 93.333, Clinical Research, 93.306, 93.333, 93.337, 93.393-93.396, 93.837-93.844, 93.846-93.878, 93.892, 93.893, National Institutes of Health, HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32674 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>National Center for Complementary &amp; Alternative Medicine; Notice of Meeting</SUBJECT>
        <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of a meeting of the National Advisory Council for Complementary and Alternative Medicine.</P>
        <P>The meeting will be open to the public as indicated below, with attendance limited to space available. Individuals who plan to attend and need special assistance, such as sign language interpretation or other reasonable accommodations, should notify the Contact Person listed below in advance of the meeting.</P>
        <P>The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
        
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>National Advisory Council for Complementary and Alternative Medicine.</P>
          <P>
            <E T="03">Date:</E>February 3, 2012.</P>
          <P>
            <E T="03">Closed:</E>8:30 a.m. to 10:30 a.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>National Institutes of Health, Building 31, 31 Center Drive, Conference Room 10, Bethesda, MD 20892.</P>
          <P>
            <E T="03">Open:</E>10:45 a.m. to 4 p.m.</P>
          <P>
            <E T="03">Agenda:</E>A report from the Institute Director and other staff.</P>
          <P>
            <E T="03">Place:</E>National Institutes of Health, Building 31, 31 Center Drive, Conference Room 10, Bethesda, MD 20892.</P>
          <P>
            <E T="03">Contact Person:</E>Martin H. Goldrosen, Ph.D., Chief, Office of Scientific Review, National Center for Complementary and Alternative Medicine, National Institutes of Health, 6707 Democracy Blvd., Ste. 401, Bethesda, MD 20892-5475, (301) 594-2014,<E T="03">goldrosm@mail.nih.gov.</E>
          </P>
          
          <P>Any member of the public interested in presenting oral comments to the committee may notify the Contact Person listed on this notice at least 10 days in advance of the meeting. Interested individuals and representatives of organizations may submit a letter of intent, a brief description of the organization represented, and a short description of the oral presentation. Only one representative of an organization may be allowed to present oral comments and if accepted by the committee, presentations may be limited to five minutes. Both printed and electronic copies are requested for the record. In addition, any interested person may file written comments with the committee by forwarding their statement to the Contact Person listed on this notice. The statement should include the name, address, telephone number and when applicable, the business or professional affiliation of the interested person.</P>
          <P>In the interest of security, NIH has instituted stringent procedures for entrance onto the NIH campus. All visitor vehicles, including taxicabs, hotel, and airport shuttles will be inspected before being allowed on campus. Visitors will be asked to show one form of identification (for example, a government-issued photo ID, driver's license, or passport) and to state the purpose of their visit.</P>
          <P>Information is also available on the Institute's/Center's home page: nccam.nih.gov/about/naccam/, where an agenda and any additional information for the meeting will be posted when available.</P>
          
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.213, Research and Training in Complementary and Alternative Medicine, National Institutes of Health, HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32672 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>National Institute Of Dental &amp; Craniofacial Research; Notice of Closed Meeting</SUBJECT>
        <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.),notice is hereby given of the following meeting.</P>

        <P>The meeting will be closed to the public in accordance with the provisions set forth in sections552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,<PRTPAGE P="79203"/>as amended. The grant applications and thediscussions could disclose confidential trade secrets or commercial property such as patentablematerial, and personal information concerning individuals associated with the grant applications,the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
        
        <EXTRACT>
          <P>
            <E T="03">Name of Committee:</E>National Institute of Dental and Craniofacial Research Special EmphasisPanel,Review PAR10-170 T90s &amp; PAR10-171 T32s.</P>
          <P>
            <E T="03">Date:</E>January 24, 2012.</P>
          <P>
            <E T="03">Time:</E>8 a.m. to 6 p.m.</P>
          <P>
            <E T="03">Agenda:</E>To review and evaluate grant applications.</P>
          <P>
            <E T="03">Place:</E>Hyatt Regency Bethesda,One Bethesda Metro Center,7400 Wisconsin Avenue,Bethesda, MD 20814.</P>
          <P>
            <E T="03">Contact Person:</E>Raj K. Krishnaraju, Ph.D., MS,Scientific Review Officer,Scientific Review Branch,National Inst of Dental &amp; Craniofacial Research,National Institutes of Health,45 Center Dr. Rm 4AN 32J,Bethesda, MD 20892,(301) 594-4864,<E T="03">kkrishna@nidcr.nih.gov.</E>
          </P>
          
          <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.121, Oral Diseases and DisordersResearch, National Institutes of Health, HHS)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Jennifer S. Spaeth,</NAME>
          <TITLE>Director, Office of Federal Advisory Committee Policy.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32704 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>Prospective Grant of Exclusive License: Avian Influenza Vaccines for Domesticated Poultry/Wild Birds To Be Provided to the National Veterinary Stockpile Program and Avian Influenza Vaccines To Be Sold as Veterinary Biological Products</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Institutes of Health, Public Health Service, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This is notice, in accordance with 35 U.S.C. 209(c)(1) and 37 CFR 404.7(a)(1)(i), that the National Institutes of Health (NIH), Department of Health and Human Services, is contemplating the grant of an exclusive license to practice the inventions embodied in Patent Applications USSN 61/021,596, filed Jan 16, 2008; 61/023,341, filed Jan 24, 2008; PCT/US2009/031329, filed Jan 16, 2009; and USSN 12/838,292, filed Jul 16, 2010; entitled “Influenza DNA Vaccination and Methods of Use Thereof”, by Rao<E T="03">et al</E>(NIAID/VRC) (E-050-2008/0,1,2,3), to ANQUAGEN, LLC having a place of business at 2329 N. Career Avenue, Suite 306, Sioux Falls, SD 57107. The patent rights in this invention have been assigned to the United States of America.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Only written comments and/or application for a license that are received by the NIH Office of Technology Transfer on or before January 5, 2012 will be considered.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Requests for a copy of the patent application, inquiries, comments and other materials relating to the contemplated license should be directed to: Cristina Thalhammer-Reyero, Ph.D., M.B.A., Office of Technology Transfer, National Institutes of Health, 6011 Executive Boulevard, Suite 325, Rockville, MD 20852-3804; Email:<E T="03">ThalhamC@mail.nih.gov</E>; Telephone: (301) 435-4507; Facsimile: (301) 402-0220.</P>
        </ADD>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The prospective worldwide exclusive license will be royalty bearing and will comply with the terms and conditions of 35 U.S.C. 209 and 37 CFR 404.7. The prospective exclusive license may be granted unless, within fifteen (15) days from the date of this published Notice, NIH receives written evidence and argument that establishes that the grant of the license would not be consistent with the requirements of 35 U.S.C. 209 and 37 CFR 404.7.</P>
        <P>The invention relates to compositions and methods of use as Veterinary Influenza Vaccines. Sustained outbreaks of highly pathogenic influenza in animals increase the risk of reassortment and adaption to humans. This technology describes DNA vaccines against influenza serotypes H5N1, H1N1, H3N2, and H3N8 for poultry, swine and equine. Particularly one vaccine, a trivalent combination of H5N1 immunogens, effectively protects against homologous and heterologous challenges. These vaccines can be delivered intramuscularly or through needle-free delivery mechanism. These veterinary influenza vaccines are specifically designed for poultry, swine and equine recipients, with the following advantages: (a) More efficient and versatile than the conventional inactivated whole-virus vaccines; (b) Can be precisely tailored to target one or more strains of avian, swine or equine outbreaks; (c) Adaptable to large scale immunization; (e) Shorter production time than the current egg-based technology; (f) Noninfectious and safe to manipulate and handle; (g) Needle-free device delivery elicits robust cellular immune response; and (h) Because they do not contain other viral proteins, a diagnostic test will enable vaccinated animals to be differentiated from naturally infected animals, key if governments mandate vaccination and a vital consideration for the international industry. Data are available for mice, chickens, pigs, and horses.</P>
        <P>The field of use may be limited to “Avian influenza vaccines for domesticated poultry/wild birds to be provided to the National Veterinary Stockpile program and avian influenza vaccines to be sold as Veterinary Biological Products”.</P>
        <P>Properly filed competing applications for a license filed in response to this notice will be treated as objections to the contemplated license. Comments and objections submitted in response to this notice will not be made available for public inspection, and, to the extent permitted by law, will not be released under the Freedom of Information Act, 5 U.S.C. 552.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Richard U. Rodriguez,</NAME>
          <TITLE>Director, Division of Technology Development and Transfer, Office of Technology Transfer, National Institutes of Health.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32701 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>National Institutes of Health</SUBAGY>
        <SUBJECT>Prospective Grant of Exclusive License: Veterinary Biological Products for Swine Influenza Vaccines</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Institutes of Health, Public Health Service, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This is notice, in accordance with 35 U.S.C. 209(c)(1) and 37 CFR 404.7(a)(1)(i), that the National Institutes of Health (NIH), Department of Health and Human Services, is contemplating the grant of an exclusive license to practice the inventions embodied in Patent Applications USSN 61/021,596, filed Jan 16, 2008; 61/023,341, filed Jan 24, 2008; PCT/US2009/031329, filed Jan 16, 2009; and USSN 12/838,292, filed Jul 16, 2010; entitled “Influenza DNA Vaccination and Methods of Use Thereof”, by Rao<E T="03">et al</E>(NIAID/VRC) (E-050-2008/0,1,2,3), to Newport Laboratories having a place of business in 1520 Prairie Drive, Worthington, MN 56187. The patent rights in this invention have been assigned to the United States of America.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>Only written comments and/or application for a license that are<PRTPAGE P="79204"/>received by the NIH Office of Technology Transfer on or before January 20, 2012 will be considered.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Requests for a copy of the patent application, inquiries, comments and other materials relating to the contemplated license should be directed to: Cristina Thalhammer-Reyero, Ph.D., M.B.A., Office of Technology Transfer, National Institutes of Health, 6011 Executive Boulevard, Suite 325, Rockville, MD 20852-3804; Email:<E T="03">ThalhamC@mail.nih.gov;</E>Telephone: (301) 435-4507; Facsimile: (301) 402-0220.</P>
        </ADD>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <P>The prospective worldwide exclusive license will be royalty bearing and will comply with the terms and conditions of 35 U.S.C. 209 and 37 CFR 404.7. The prospective exclusive license may be granted unless, within thirty (30) days from the date of this published Notice, NIH receives written evidence and argument that establishes that the grant of the license would not be consistent with the requirements of 35 U.S.C. 209 and 37 CFR 404.7.</P>
        <P>The invention relates to compositions and methods of use as Veterinary Influenza Vaccines. Sustained outbreaks of highly pathogenic influenza in animals increase the risk of reassortment and adaption to humans. This technology describes DNA vaccines against influenza serotypes H5N1, H1N1, H3N2, and H3N8 for poultry, swine and equine. Particularly one vaccine, a trivalent combination of H5N1 immunogens, effectively protects against homologous and heterologous challenges. These vaccines can be delivered intramuscularly or through needle-free delivery mechanism. These veterinary influenza vaccines are specifically designed for poultry, swine and equine recipients, with the following advantages: (a) More efficient and versatile than the conventional inactivated whole-virus vaccines; (b) Can be precisely tailored to target one or more strains of avian, swine or equine outbreaks; (c) Adaptable to large scale immunization; (e) Shorter production time than the current egg-based technology; (f) Noninfectious and safe to manipulate and handle; (g) Needle-free device delivery elicits robust cellular immune response; and (h) Because they do not contain other viral proteins, a diagnostic test will enable vaccinated animals to be differentiated from naturally infected animals, key if governments mandate vaccination and a vital consideration for the international industry. Data are available for mice, chickens, pigs, and horses.</P>
        <P>The field of use may be limited to “Veterinary Biological Products for Swine Influenza Vaccines”.</P>
        <P>Properly filed competing applications for a license filed in response to this notice will be treated as objections to the contemplated license. Comments and objections submitted in response to this notice will not be made available for public inspection, and, to the extent permitted by law, will not be released under the Freedom of Information Act, 5 U.S.C. 552.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Richard U. Rodriguez,</NAME>
          <TITLE>Director, Division of Technology Development and Transfer, Office of Technology Transfer, National Institutes of Health.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32706 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4140-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <DEPDOC>[Docket No. USCG-2009-0973]</DEPDOC>
        <SUBJECT>Random Drug Testing Rate for Covered Crewmembers</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of minimum random drug testing rate.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard has set the calendar year 2012 minimum random drug testing rate at 50 percent of covered crewmembers.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The minimum random drug testing rate is effective January 1, 2012 through December 31, 2012. Marine employers must submit their 2011 Management Information System (MIS) reports no later than March 15, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Annual MIS reports may be submitted to Commandant (CG-545), U.S. Coast Guard Headquarters, 2100 Second Street SW., STOP 7561, Washington, DC 20593-7581 or by electronic submission to the following Internet address:<E T="03">http://homeport.uscg.mil/Drugtestreports</E>.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>For questions about this notice, please contact Mr. Robert C. Schoening, Drug and Alcohol Program Manager, Office of Investigations and Casualty Analysis (CG-545), U.S. Coast Guard Headquarters, telephone (202) 372-1033. If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Coast Guard requires marine employers to establish random drug testing programs for covered crewmembers on inspected and uninspected vessels in accordance with 46 CFR 16.230. Every marine employer is required by 46 CFR 16.500 to collect and maintain a record of drug testing program data for each calendar year, and submit this data by 15 March of the following year to the Coast Guard in an annual MIS report.</P>
        <P>Each year, the Coast Guard will publish a notice reporting the results of random drug testing for the previous calendar year's MIS data and the minimum annual percentage rate for random drug testing for the next calendar year. The purpose of setting a minimum random drug testing rate is to assist the Coast Guard in analyzing its current approach for deterring and detecting illegal drug abuse in the maritime industry.</P>
        <P>The Coast Guard announces that the minimum random drug testing rate for calendar year 2012 is 50 percent. The Coast Guard may lower this rate if, for two consecutive years, the drug test positive rate is less than 1.0 percent, in accordance with 46 CFR part 16.230(f)(2). MIS data for 2010 indicates that the positive rate is less than one percent industry-wide (0.740 percent). This is the first year ever that the positive rate has been below 1% for the marine transportation industry. In accordance with § 46 CFR part 16.230(f), the positive rate must be lower than 1% for two consecutive years before the random rate is eligible to be reduced to 25%. For 2012, the minimum random drug testing rate will continue at 50 percent of covered employees for the period of January 1, 2012 through December 31, 2012 in accordance with 46 CFR 16.230(e).</P>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Paul F. Thomas,</NAME>
          <TITLE>CAPT, USCG, Acting Director of Prevention Policy (CG-54).</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32627 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>United States Immigration and Customs Enforcement</SUBAGY>
        <SUBJECT>Agency Information Collection Activities: Extension, Without Change, of an Existing Information Collection; Comment Request.</SUBJECT>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>60-Day Notice of Information Collection; No form; Emergency Federal Law Enforcement Assistance; OMB Control No. 1653-0019.</P>
        </ACT>
        <PRTPAGE P="79205"/>
        <P>The Department of Homeland Security, U.S. Immigration and Customs Enforcement (ICE), will submit the following information collection request for review and clearance in accordance with the Paperwork Reduction Act of 1995. The information collection is published to obtain comments from the public and affected agencies. Comments are encouraged and will be accepted for sixty days until February 21, 2012.</P>
        <P>Written comments and suggestions regarding items contained in this notice, and especially with regard to the estimated public burden and associated response time should be directed to the Department of Homeland Security (DHS), John Ramsay, Program Manager, U.S. Immigration and Customs Enforcement, 500 12th Street SW., Stop 5705, Washington, DC 20536; (202) 732-4367.</P>
        <P>Comments are encouraged and will be accepted for sixty days until February 21, 2012. Written comments and suggestions from the public and affected agencies concerning the proposed collection of information should address one or more of the following four points:</P>
        <P>(1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
        <P>(2) Evaluate the accuracy of the agencies estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
        <P>(3) Enhance the quality, utility, and clarity of the information to be collected; and</P>
        <P>(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses.</P>
        <HD SOURCE="HD1">Overview of This Information Collection</HD>
        <P>(1)<E T="03">Type of Information Collection:</E>Extension, without change, of an existing information collection.</P>
        <P>(2)<E T="03">Title of the Form/Collection:</E>Emergency Federal Law Enforcement Assistance.</P>
        <P>(3)<E T="03">Agency form number, if any, and the applicable component of the Department of Homeland Security sponsoring the collection:</E>No Form; U.S. Immigration and Customs Enforcement.</P>
        <P>(4)<E T="03">Affected public who will be asked or required to respond, as well as a brief abstract:</E>Primary: State, Local or Tribal Government. Section 404(b) of the Immigration and Nationality Act (8 U.S.C. 1101 note) provides for the reimbursement to States and localities for assistance provided in meeting an immigration emergency. This collection of information allows for State or local governments to request reimbursement.</P>
        <P>(5)<E T="03">An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond:</E>10 responses at 30 minutes (.50 hours) per response.</P>
        <P>(6)<E T="03">An estimate of the total public burden (in hours) associated with the collection:</E>300 annual burden hours</P>
        <P>Comments and/or questions; requests for a copy of the proposed information collection instrument, with instructions; or inquiries for additional information should be directed to: John Ramsay, Program Manager, U.S. Immigration and Customs Enforcement, 500 12th Street SW., Stop 5705, Washington, DC 20536; (202) 732-4367.</P>
        <SIG>
          <DATED>Dated: December 9, 2011.</DATED>
          <NAME>John Ramsay,</NAME>
          <TITLE>Program Manager,U.S. Immigration and Customs Enforcement,Department of Homeland Security.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32634 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9111-28-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <SUBJECT>Wildland Fire Executive Council Meeting Schedule</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of the Secretary, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of meetings.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with the requirements of the Federal Advisory Committee Act, 5 U.S.C. App., 2, the U.S. Department of the Interior, Office of the Secretary, Wildland Fire Executive Council (WFEC) will meet as indicated below.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meetings will be held on the first and third Friday of each month from 10 a.m. to  2 p.m. Eastern Time as follows: January 6, 2012; January 20, 2012; February 3, 2012; February 17, 2012; March 2, 2012 and March 16, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The meetings will be held from 10 a.m. to 2 p.m. Eastern Time in the McArdle Room (First Floor Conference Room) in the Yates Federal Building, USDA Forest Service Headquarters, 1400 Independence Ave. SW., Washington, DC 20250,</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Roy Johnson, Designated Federal Officer, 300 E Mallard Drive, Suite 170, Boise, Idaho 83706; telephone (208) 334-1550; fax (208) 334-1549; or email<E T="03">Roy_Johnson@ios.doi.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The WFEC is established as a discretionary advisory committee under the authorities of the Secretary of the Interior and Secretary of Agriculture, in furtherance of 43 U.S.C. 1457 and provisions of the Fish and Wildlife Act of 1956 (16 U.S.C. 742a-742j), the Federal Land Policy and Management Act of 1976 (43 U.S.C. 1701<E T="03">et seq.</E>), the National Wildlife Refuge System improvement Act of 1997 (16 U.S.C. 668dd-668ee), and the National Forest Management Act of 1976 (16 U.S.C. 1600<E T="03">et seq.</E>) and in accordance with the provisions of the Federal Advisory Committee Act, as amended, 5 U.S.C. App. 2. The Secretary of the Interior and Secretary of Agriculture certify that the formation of the WFEC is necessary and is in the public interest.</P>

        <P>The purpose of the WFEC is to provide advice on coordinated national-level wildland fire policy and to provide leadership, direction, and program oversight in support of the Wildland Fire Leadership Council. Questions related to the WFEC should be directed to Roy Johnson (Designated Federal Officer) at<E T="03">Roy_Johnson@ios.doi.gov</E>or (208) 334-1550 or 300 E. Mallard Drive, Suite 170, Boise, Idaho, 83706-6648.</P>
        <P>
          <E T="03">Meeting Agenda:</E>The meeting agenda will include: (1) Welcome and introduction of Council members; (2) Overview of prior meeting and action tracking; (3) Members' round robin to share information and identify key issues to be addressed; (4) Wildland Fire Management Cohesive Strategy; (5) Wildland Fire Issues; (6) Council Members' review and discussion of sub-committee activities; (7) Future Council activities; (8) Public comments which will be scheduled for 11:30 on each agenda; (9) and closing remarks. Participation is open to the public.</P>
        <P>
          <E T="03">Public Input:</E>All WFEC meetings are open to the public. Members of the public who wish to participate must notify Shari Eckhoff at<E T="03">Shari_Eckhoff@ios.doi.gov</E>no later than the Friday preceding the meeting. Those who are not committee members and wish to present oral statements or obtain information should contact Shari Eckhoff via email no later than the Friday preceding the meeting. Depending on the number of persons wishing to comment and time available, the time for individual oral comments may be limited.</P>

        <P>Questions about the agenda or written comments may be emailed or submitted by U.S. Mail to: Department of the<PRTPAGE P="79206"/>Interior, Office of the Secretary, Office of Wildland Fire, Attention: Shari Eckhoff, 300 E. Mallard Drive, Suite 170, Boise, Idaho 83706-6648. WFEC requests that written comments be received by the Friday preceding the scheduled meeting. Attendance is open to the public, but limited space is available. Persons with a disability requiring special services, such as an interpreter for the hearing impaired, should contact Ms. Eckhoff at (202) 527-0133 at least seven calendar days prior to the meeting.</P>
        <SIG>
          <DATED>Dated: December 8, 2011.</DATED>
          <NAME>Roy Johnson,</NAME>
          <TITLE>Designated Federal Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32695 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-J4-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Bureau of Ocean Energy Management</SUBAGY>
        <DEPDOC>[Docket No. BOEM-2011-0023]</DEPDOC>
        <SUBJECT>Commercial Renewable Energy Transmission on the Outer Continental Shelf (OCS) Offshore Mid-Atlantic States, Notice of Proposed Grant Area and Request for Competitive Interest (RFCI) in the Area of the Atlantic Wind Connection Proposal</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Ocean Energy Management, Department of the Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Provide Public Notice of an Unsolicited Application for a Transmission Right-of-Way Grant Supporting Renewable Energy, Request for Submission of Indications of Competitive Interest, and Request for Public Comment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The purpose of this public notice is to: (1) Describe the Atlantic Wind Connection proposal submitted to BOEM; (2) solicit public input regarding the proposal, its potential environmental consequences, and the use of the area in which the proposal would be located; and (3) solicit submissions of indications of competitive interest for a right-of-way (ROW) grant for renewable energy purposes for the area identified in this notice.</P>
          <P>On March 31, 2011, BOEM received an application from Atlantic Grid Holdings LLC (AGH) for a ROW grant on the OCS offshore New York, New Jersey, Delaware, Maryland, and Virginia. AGH's proposed project, Atlantic Wind Connection (AWC), would entail the construction and installation of a two-circuit, high-voltage direct current (HVDC) transmission line that would collect power generated by wind power generation facilities on the OCS and deliver it to the grid operated by PJM Interconnection LLC (PJM) and possibly also the New York Independent System Operator, LLC (NYISO). When the wind power generation facilities are not functioning at full capacity, the AWC facilities would facilitate the transmission of conventionally-generated electricity between points on the onshore grid.</P>
          <P>Development of each phase would not be open-ended. Any ROW grant or plan approval contemplated by this notice would contain requirements that development under the grant take place within prescribed timeframes, as described in the grant, pursuant to 30 CFR 585.652(b). If AGH were to fail to meet such timeframes, BOEM may reduce the size of, terminate, or cancel the grant pursuant to 30 CFR 585.432-.437, or the terms of the grant itself. The application requests only a ROW grant—it does not request a lease for commercial wind generation.</P>
          <P>This announcement invites the submission of indications of competitive interest for a ROW grant for the area requested by AGH to construct transmission facilities. BOEM will consider the responses to this public notice to determine whether competitive interest exists for the area requested by AGH, as required by 43 U.S.C.  1337(p)(3). Parties wishing to obtain a ROW grant for the area requested by AGH should submit detailed and specific information as described in the section entitled, “Required Nomination Information.”</P>
          <P>This announcement also requests that interested and affected parties comment and provide information about site conditions and multiple uses within the area identified in this notice that would be relevant to the proposed project or its impacts. The information that BOEM is requesting is described below in the section entitled, “Requested Information from Interested or Affected Parties.”</P>
          <P>This notice is published pursuant to subsection 8(p) of the OCS Lands Act, which was added through the enactment of Section 388 of the Energy Policy Act of 2005 (EPAct) (43 U.S.C. 1337(p)(3)), as well as the implementing regulations at 30 CFR Part 585.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>If you are submitting an indication of interest in acquiring a ROW grant for the area requested by AGH, your submission must be sent by mail, postmarked no later than February 21, 2012 for your submission to be considered. If you are providing comments or other submissions of information, you may send them by mail, postmarked by this same date, or you may submit them through the Federal Rulemaking Portal at<E T="03">http://www.regulations.gov,</E>also by this same date.</P>
          <P>
            <E T="03">Submission Procedures:</E>This notice solicits: (1) Submission of competitive interest in obtaining a ROW grant for renewable energy purposes for the area identified in this notice; and (2) public input related to the proposal, its potential environmental consequences, and the use of the area in which the proposal would be located. If you are submitting an indication of competitive interest for a ROW grant, please submit your nomination by mail to the following address: Bureau of Ocean Energy Management, Office of Renewable Energy Programs, 381 Elden Street, HM 1328, Herndon, Virginia 20170. Submissions must be postmarked by February 21, 2012 to be considered by BOEM for the purposes of determining competitive interest. BOEM will list the parties that submit indications of competitive interest in the area requested by AWC, and describe the types of facilities proposed for the ROW, on the BOEM Web site after the 60-day comment period has closed.</P>
          <P>If you wish to protect the confidentiality of your nominations or comments, clearly mark the relevant sections and request that BOEM treat them as confidential. Please label privileged or confidential information “Contains Confidential Information” and consider submitting such information as a separate attachment. Treatment of confidential information is addressed in the section of this notice entitled, “Privileged or Confidential Information.” BOEM will post all comments on regulations.gov unless labeled as confidential. Information that is not labeled as privileged or confidential will be regarded by BOEM as suitable for public release.</P>
          <P>Comments and other submissions of information should be submitted as follows:</P>

          <P>1. Comments may be submitted through the Federal eRulemaking Portal:<E T="03">http://www.regulations.gov.</E>In the entry titled “Enter Keyword or ID,” enter BOEM-2011-0023, and then click “search.” Follow the instructions to submit public comments and view supporting and related materials available for this notice.</P>
          <P>2. Alternatively, comments may be submitted by mail to the following address: Bureau of Ocean Energy Management, Office of Renewable Energy Programs, 381 Elden Street, HM 1328, Herndon, Virginia 20170.</P>
        </DATES>
        <FURINF>
          <PRTPAGE P="79207"/>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Mr. Wright Frank, Energy Program Specialist, BOEM, Office of Renewable Energy Programs, 381 Elden Street, HM 1328, Herndon, Virginia 20170, (703) 787-1325.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Purpose of the RFCI</HD>
        <P>The OCS Lands Act requires BOEM to award leases, easements, and ROWs competitively, unless after public notice, BOEM determines there is no competitive interest (43 U.S.C. 1337(p)(3)). Responses to this public notice will allow BOEM to determine, pursuant to 30 CFR 585.306, whether or not there is competitive interest in acquiring the ROW area requested by AGH for the construction and installation of cables and associated facilities for the transmission of electricity from renewable energy projects. In addition, this notice provides an opportunity for interested stakeholders to comment on the AGH proposal, and any potential impacts the AWC project may have.</P>
        <P>If, in response to this notice, BOEM receives one or more indications of competitive interest for offshore transmission development from qualified entities that compete with the proposed AWC ROW, it may decide to move forward with the ROW grant issuance process using competitive procedures pursuant to 30 CFR Part 585. However, if BOEM receives no competing nominations, BOEM may decide to move forward with the ROW grant issuance process using the non-competitive procedures contained in 30 CFR Part 585.</P>
        <P>Should BOEM decide to issue a grant in the area, whether competitively or non-competitively, it will provide the public with additional opportunities to provide input pursuant to 30 CFR Part 585 and applicable law, such as the National Environmental Policy Act (NEPA).</P>
        <HD SOURCE="HD1">Background</HD>
        <HD SOURCE="HD2">Energy Policy Act of 2005 (EPAct)</HD>

        <P>The EPAct amended the OCS Lands Act by adding subsection 8(p), which authorizes the Secretary of the Interior to grant leases, easements, and ROWs on the OCS for activities that are not otherwise authorized by law and that produce or support production, transportation, or transmission of energy from sources other than oil or gas. The EPAct also required the issuance of regulations to carry out the new authority pertaining to renewable energy on the OCS. The Secretary delegated this authority to issue leases, easements, and ROWs, and to promulgate regulations, to the Director of BOEM. On April 29, 2009, BOEM promulgated renewable energy regulations, at 30 CFR Part 585, which can be found at:<E T="03">http://www.boem.gov/uploadedFiles/FinalRenewableEnergyRule.pdf.</E>
        </P>
        <HD SOURCE="HD2">Executive Order 13547: Stewardship of the Ocean, Our Coasts, and the Great Lakes</HD>
        <P>In July 2010, the President signed an Executive Order (EO) establishing the National Ocean Council. The EO establishes a comprehensive, integrated national policy for the stewardship of the oceans, our coasts and the Great Lakes. Where BOEM actions affect the ocean, the EO requires BOEM to take such action as necessary to implement this policy, the stewardship principles and national priority objectives adopted by the EO, and guidance from the National Ocean Council.</P>
        <P>BOEM appreciates the importance of coordinating its planning endeavors with other OCS users and regulators and intends to follow principles of coastal and marine spatial planning, and coordinate with the regional planning bodies as established by the National Ocean Council to inform its leasing processes. BOEM anticipates that continued coordination with the BOEM State Renewable Energy Task Forces will help inform comprehensive coastal and marine spatial planning efforts.</P>
        <HD SOURCE="HD2">BOEM State Renewable Energy Intergovernmental Task Forces</HD>

        <P>BOEM has formed Renewable Energy Intergovernmental Task Forces to enhance coordination among relevant Federal agencies and potentially affected state, local and tribal governments throughout the leasing and grant issuance processes. On June 1, 2011, BOEM held a teleconference and Web conference with the New York, New Jersey, Delaware, Maryland, and Virginia Task Forces to discuss (1) the AWC proposal, (2) a draft of this<E T="04">Federal Register</E>notice, and (3) the process that BOEM would use to process AGH's application. BOEM will continue to coordinate with these Task Forces as necessary and appropriate throughout the leasing and grant issuance process.</P>
        <HD SOURCE="HD2">Determination of Competitive Interest</HD>
        <P>The first step in determining whether there is competitive interest under 30 CFR 585.307 will be the evaluation of indications of competitive interest for the ROW grant area requested by AGH to install cables and associated facilities for the transmission of electricity. At the conclusion of the comment period for this public notice, BOEM will review the submissions received, undertake a completeness review and qualifications review, and make a determination as to whether competitive interest exists.</P>
        <P>Under BOEM's regulations at 30 CFR 585.302(b)(1), the rights accorded in a ROW grant do not prevent the issuance of other rights in the same area, provided that any subsequent ROW grant issued by BOEM in the area of a previously-issued ROW grant does not unreasonably interfere with activities approved under the previously-issued ROW grant. BOEM may find that competitive interest exists if it receives a proposal to acquire an OCS ROW grant that matches the proposed grant area.</P>
        <P>In the event that BOEM determines that competitive interest exists, BOEM may decide to follow the process described in subpart B of BOEM's regulations at 30 CFR 585.220-.225 for the competitive issuance of leases.</P>

        <P>If, after evaluating the responses to this notice, BOEM determines that there is no competitive interest in the proposed grant area, it may decide to proceed with the noncompetitive grant issuance process pursuant to 30 CFR 585.306(b), consulting with the applicable BOEM State Task Forces. BOEM would announce its finding in a<E T="04">Federal Register</E>notice. Following that notice, BOEM would initiate National Historic Preservation Act (NHPA) Section 106 and Government-to-Government consultations. After BOEM has issued a Determination of No Competitive Interest, the applicant would be required to submit a General Activities Plan (GAP), as described in 30 CFR 585.306(b). Following the submission of a GAP, BOEM would initiate the National Environmental Policy Act (NEPA) process.</P>

        <P>Whether following competitive or non-competitive procedures, BOEM will comply with the requirements of the NEPA, the Coastal Zone Management Act (CZMA), the Endangered Species Act (ESA), the NHPA, the Rivers and Harbors Act, the Clean Water Act, and other applicable Federal statutes prior to making a decision on whether or not to issue a grant and/or GAP approval, disapproval, or approval with modifications. In territorial waters, applicants will be responsible for compliance with additional Federal and state requirements. BOEM would coordinate and consult, as appropriate, with relevant Federal agencies, affected tribes, and affected state and local governments, in issuing a grant and developing grant terms and conditions.<PRTPAGE P="79208"/>
        </P>
        <HD SOURCE="HD2">Description of the Proposal</HD>
        <P>AGH proposes to build an offshore “backbone” electrical transmission system that would enable up to 7,000 megawatts (MW) of offshore wind turbine capacity to be delivered to the regional high-voltage grid controlled by PJM Interconnection, LLC. AGH is considering several project design options, one of which would also entail interconnection into the NYISO. The transmission system would be constructed on the OCS off the coasts of New York, New Jersey, Delaware, Maryland, and Virginia. When wind power generation is not functioning at full capacity, AGH proposes that the AWC facilities would transmit conventionally-generated electricity between points on the onshore grid.</P>
        <P>The AWC project is proposed as a single integrated system, although it would be constructed in five phases. It is anticipated that, if fully developed, the ROW grant corridor would extend approximately 820 statute miles. Full construction would take approximately 10 years. The phases of the proposed development are described below:</P>
        <P>• Phase A: The offshore facilities from southern New Jersey to Delaware with a capacity of up to 2,000 megawatts (MW) (about 80 statute miles);</P>
        <P>• Phase B: The offshore facilities from southern New Jersey to the northern  New Jersey/New York metropolitan area with a capacity of up to 1,000 MW (about 110 statute miles);</P>
        <P>• Phase C: The offshore facilities from Maryland to the northern New Jersey/ New York metropolitan area with a capacity of up to 2,000 MW (about 290 statute miles);</P>
        <P>• Phase D: The offshore facilities from Maryland to Virginia with a capacity of up to 1,000 MW (about 175 statute miles); and</P>
        <P>• Phase E: The offshore facilities from Delaware to Virginia with a capacity of up to 1,000 MW (about 165 statute miles).</P>
        <P>The phases of the AWC system are intended to align with what AGH anticipates to be the timing of offshore wind generation development. The AWC project does not include any proposals for offshore wind energy generation facilities.</P>
        <P>The proposal includes two fully-built circuits (Circuit 1 and Circuit 2), each installed within a separate offshore corridor. The corridors are separated to lessen the risk that a single event, such as an anchor drag, could damage both circuits. From the northernmost point of the proposal to Virginia, circuit 1 would be installed closer to shore—generally between 4 and 15 statute miles offshore—than circuit 2. However, circuit 1 would cross Circuit 2 offshore Virginia and would lie further offshore than circuit 2 at the southernmost part of the route. Circuit 2 would be installed further offshore than circuit 1, in the 6 to 20 statute mile range from northern New Jersey to the crossing of the circuits offshore Virginia. AGH is requesting a ROW grant that would also allow for another possible path in which Circuits 1 and 2 would not cross offshore Virginia, remaining parallel throughout the route (See map referenced in “Map of the Area” section, below).</P>
        <P>In addition to the cable, AGH anticipates that the AWC system would have up to nine offshore converter platforms, which would receive electricity via cable from offshore renewable energy generation facilities. These platforms would convert high-voltage alternating current into HVDC using voltage sourced converters. Each offshore converter platform would connect to one of the two proposed circuits. The circuits would connect to the onshore transmission grid at up to seven locations where AWC terrestrial converter stations would convert the HVDC current to HVAC and connect to the grid. Interconnection is contemplated at Larrabee, New Jersey; Cardiff, New Jersey; Indian River, Delaware; and Piney Grove, Maryland. In Virginia, interconnections are planned at two of the following three potential interconnection points—one in Virginia Beach, and two more at Fentress, Virginia. In the northern New Jersey/New York metropolitan area, interconnection is planned at one of the following three interconnection points: Sewarren, New Jersey; Hudson, New Jersey; and Zone J on Long Island, New York. Each circuit of the project would contain three cables, two 320 kilovolt (kV) cables, and a fiber optic cable to provide communications and control capability. The two circuits together would require a total of four power cables, and two communication cables.</P>
        <P>All cables would be buried to a depth that would likely be determined by factors such as the type of seafloor (hard bottom or soft bottom), the potential presence of sandwaves and sediment megaripples, and the marine uses that take place in a given cable area.</P>
        <HD SOURCE="HD2">Description of the Area</HD>

        <P>The area under consideration is located on the OCS off the coasts of New York, New Jersey, Delaware, Maryland, and Virginia. A ROW grant is a corridor 200 feet in width centered on the cable or pipeline (30 CFR 585.301). The coordinates of the centerline for the ROW can be downloaded from the following URL:<E T="03">http://www.boem.gov/Renewable-Energy-Program/State-Activities/Regional-Proposals.aspx.</E>
        </P>
        <P>The ROW grant area requested by AGH consists of this centerline and an area 100 feet to either side. This area may be adjusted based on the results of future surveys or new information obtained from stakeholder outreach and public input. We request public comments and indications of competitive interest in the actual ROW area requested. The centerline of the ROW can be determined by interconnecting the points indicated by the centerline coordinates. Coordinates are provided in X, Y (eastings, northings) UTM Zone 18N, NAD 83 and geographic (longitude, latitude), NAD83. Coordinates for tentative offshore substation locations are also available from the web site indicated above.</P>
        <HD SOURCE="HD2">Map of the Area</HD>

        <P>A map of the area proposed for a ROW grant can be found at the following URL:<E T="03">http://www.boem.gov/Renewable-Energy-Program/State-Activities/Regional-Proposals.aspx.</E>
        </P>
        <P>The application itself may also be downloaded from the Web site. A large scale map of the RFCI area showing boundaries of the area is available from BOEM at the following address: Bureau of Ocean Energy Management, Office of Renewable Energy Programs, 381 Elden Street, HM 1328, Herndon, Virginia 20170, Phone: (703) 787-1320, Fax: (703) 787-1708.</P>
        <HD SOURCE="HD2">Required Nomination Information</HD>
        <P>If you intend to submit an indication of competitive interest for a ROW grant for the area identified in this notice for the purposes of transmitting electricity from renewable energy facilities to shore, you must provide the following:</P>

        <P>(1) Documentation demonstrating that you are legally qualified to hold a ROW grant as set forth in 30 CFR 585.106-.107. Guidance and examples of the documentation appropriate for demonstrating your legal qualifications can be found in Chapter 2 and Appendix B of the BOEM Renewable Energy Framework Guide Book available at:<E T="03">http://www.boemre.gov/offshore/renewableenergy/PDFs/REnGuidebook_03August2009_3_.pdf.</E>
        </P>

        <P>Legal qualification documents will be placed in an official file that may be made available for public review. If you wish that some part of your legal qualification documentation be kept confidential, clearly identify what should be kept confidential, and submit it under separate cover (see Protection<PRTPAGE P="79209"/>of Privileged or Confidential Information Section, below).</P>

        <P>(2) Documentation demonstrating that you are technically and financially qualified to hold a lease as set forth in 30 CFR 585.106-107, including documentation demonstrating that you are technically and financially capable of constructing, operating, maintaining, and decommissioning the facilities described in (4), below. Guidance regarding the documentation that you may submit to demonstrate your technical and financial qualifications can be found at:<E T="03">http://www.boemre.gov/offshore/RenewableEnergy/PDFs/QualificationGuidelines.pdf.</E>
        </P>
        <P>(3) A statement that you wish to acquire a renewable energy ROW grant for the proposed grant area requested by AGH for the AWC project and a description of how your proposal would interfere with, or suffer interference from, the AWC proposed project. Any request for a ROW grant located outside of the proposed grant area should be submitted separately pursuant to BOEM's regulations at 30 CFR 585.305.</P>
        <P>(4) A description of your objectives, including:</P>
        <P>• Devices and infrastructure involved (if your project would require the use of offshore platforms, please indicate where those platforms would be located);</P>
        <P>• Anticipated capacity;</P>
        <P>• How the project would support renewable energy facilities; and</P>
        <P>• A statement that the proposed activity conforms with state and local energy planning requirements, initiatives or guidance, as applicable.</P>
        <P>(5) A schedule of proposed activities, including those leading to commercial operations; and;</P>
        <P>(6) Available and pertinent data and information concerning environmental conditions in the area, including any energy and resource data and information used to evaluate the area. Where applicable, spatial information should be submitted in a format compatible with ArcGIS 9.3 in a geographic coordinate system, (NAD 83).</P>
        <P>Your complete nomination, including the items identified in (1) through (6) above, must be provided to BOEM in both paper and electronic formats. BOEM considers an Adobe PDF file stored on a compact disc (CD) to be an acceptable format for submitting an electronic copy.</P>
        <P>It is critical that you provide a complete submission of competitive interest so that BOEM may consider your submission in a timely manner. If BOEM reviews your submission and determines that it is incomplete, BOEM will inform you of this determination in writing and describe the information that BOEM wishes you to provide in order for BOEM to deem your submission complete. You will be given 15 business days from the date of the letter to provide the information that BOEM found to be missing from your original submission. If you do not meet this deadline, or if BOEM determines your second submission is also insufficient, BOEM reserves the right to deem your submission invalid. In such a case, BOEM would not consider your submission.</P>
        <HD SOURCE="HD2">Requested Information From Interested or Affected Parties</HD>
        <P>BOEM is also requesting from the public and other interested or affected parties specific and detailed comments regarding the following:</P>
        <P>(1) Geological and geophysical conditions (including bottom and shallow hazards) in the area described in this notice;</P>
        <P>(2) Known archaeological, historic, and/or cultural resource sites on the seabed in the area described in this notice;</P>
        <P>(3) Multiple uses of the area described in this notice, including navigation (in particular, commercial and vessel usage, recreation, and commercial and recreational fisheries);</P>
        <P>(4) Potential impacts to existing communication cables;</P>
        <P>(5) Department of Defense operational, training and testing activities (surface and subsurface) that occur in the area described in this notice that may be impacted by the proposed project;</P>
        <P>(6) Impacts to potential future uses of the area;</P>
        <P>(7) Advisable setback distance for other offshore structures, including other cables, renewable energy structures, oil and gas structures, etc.</P>
        <P>(8) The potential risk posed by anchors or other factors, and burial depths that would be required to mitigate such risks;</P>
        <P>(9) Other relevant environmental and socioeconomic information.</P>
        <HD SOURCE="HD2">Protection of Privileged or Confidential Information</HD>
        <HD SOURCE="HD2">Freedom of Information Act</HD>
        <P>BOEM will protect privileged or confidential information that you submit as required by the Freedom of Information Act (FOIA). Exemption 4 of FOIA applies to trade secrets and commercial or financial information that you submit that is privileged or confidential. If you wish to protect the confidentiality of such information, clearly mark it and request that BOEM treat it as confidential. BOEM will not disclose such information, subject to the requirements of FOIA. Please label privileged or confidential information, “Contains Confidential Information,” and consider submitting such information as a separate attachment.</P>
        <P>However, BOEM will not treat as confidential any aggregate summaries of such information or comments not containing such information. Additionally, BOEM will not treat as confidential: (1) The legal title of the nominating entity (for example, the name of your company); or (2) the geographic location of nominated facilities and the types of those facilities. Information that is not labeled as privileged or confidential will be regarded by BOEM as suitable for public release.</P>
        <HD SOURCE="HD2">National Historic Preservation Act (16 U.S.C. 470w-3(a))</HD>
        <P>BOEM is required, after consultation with the Secretary, to withhold the location, character, or ownership of historic resources if it determines that disclosure may, among other things, risk harm to the historic resources or impede the use of a traditional religious site by practitioners. Tribal entities should designate information that falls under Section 304 of NHPA, 16 U.S.C. 470w-3, as confidential.</P>
        <SIG>
          <DATED>Dated: November 30, 2011.</DATED>
          <NAME>Tommy P. Beaudreau,</NAME>
          <TITLE>Director, Bureau of Ocean Energy Management.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32277 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-MR-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Fish and Wildlife Service</SUBAGY>
        <DEPDOC>[FWS-R8-ES-2011-N226; FXHC-1113-0000-05D]</DEPDOC>
        <SUBJECT>Proposed Safe Harbor Agreement for the Shasta Crayfish in Cassel, Shasta County, CA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Fish and Wildlife Service, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of availability; receipt of application.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This notice advises the public that Michael, Melanie, and Paul Kerns (applicant) have applied to the U.S. Fish and Wildlife Service (Service) for an Enhancement of Survival permit under the Endangered Species Act of 1973, as amended (Act). The permit application includes a proposed safe harbor agreement (agreement) between the<PRTPAGE P="79210"/>applicant and the Service for the federally endangered Shasta crayfish (<E T="03">Pacifastacus fortis</E>). The agreement is available for public comment.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>To ensure consideration, please send your written comments by January 20, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Send comments to Mr. Rick Kuyper, via U.S. mail at U.S. Fish and Wildlife Service, 13501 Franklin Boulevard, Galt, California 95632, or via email at<E T="03">richard_kuyper@fws.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Mr. Rick Kuyper, Sacramento Fish and Wildlife Office (see<E T="02">ADDRESSES</E>); telephone: (916) 691-4531.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Availability of Documents</HD>
        <P>You may obtain copies of the document for review by contacting the individual named above. You may also make an appointment to view the document at the above address during normal business hours.</P>
        <HD SOURCE="HD1">Background</HD>

        <P>Under a safe harbor agreement, participating landowners voluntarily undertake management activities on their property to enhance, restore, or maintain habitat benefiting species listed under the Act (16 U.S.C. 1531<E T="03">et seq.</E>). Safe harbor agreements, and the subsequent enhancement of survival permits that are issued pursuant to section 10(a)(1)(A) of the Act, encourage private and other non-Federal property owners to implement conservation efforts for listed species by assuring property owners that they will not be subjected to increased property use restrictions as a result of their efforts to attract listed species to their property, or to increase the numbers or distribution of listed species already on their property. Application requirements and issuance criteria for enhancement of survival permits through safe harbor agreements are found in the Code of Federal Regulations (CFR) at 50 CFR 17.22(c) and 17.32(c). An enhancement of survival permit allows any necessary future incidental take of species above the mutually agreed upon baseline conditions for the species, as long as the take is in accordance with the terms and conditions of the permit and accompanying agreement. The federally endangered Shasta crayfish (<E T="03">Pacifastacus fortis</E>) is also listed as endangered under the California Endangered Species Act, and the Service has worked closely with the California Department of Fish and Game during the development of this safe harbor agreement.</P>
        <HD SOURCE="HD1">Proposed Safe Harbor Agreement for the Shasta Crayfish</HD>
        <P>The agreement would cover a 0.25-acre pond located on the applicant's property. The pond has no direct inflow or outflow from surface waterways and is fed by an isolated spring that flows from an extensive basalt lava flow. The water from the spring is ponded by a levee that was originally built in the early 20th century. Water flows out of the pond through a drain pipe into a ditch and then goes subsurface. Therefore, the pond has barriers both upstream and downstream that prevent species that predate on, or compete with, Shasta crayfish from entering. Currently, the pond does not contain Shasta crayfish, predatory species, or nonnative crayfish that would compete with the Shasta crayfish. Because the pond does not contain Shasta crayfish the baseline for the Agreement would be zero. Other native aquatic flora and fauna, which could be important for Shasta crayfish, are present and plentiful. The applicant would undertake some enhancement of the pond by placing rock substrate along certain areas of the pond's bottom to create refugia and foraging habitat for Shasta crayfish. Some incidental take of Shasta crayfish could occur in the future during routine maintenance of a water intake pipe on the south side of the pond.</P>
        <P>Because all extant populations of Shasta crayfish are currently in rapid decline due to the presence of nonnative predators and competitors, the Service is working closely with the California Department of Fish and Game and others to determine the feasibility of relocating individual Shasta crayfish from existing populations to the applicant's pond to establish a new population. Once the safe harbor agreement is signed, the landowners will allow the Service to translocate individual Shasta crayfish from nearby populations to their pond. The pond would provide high-quality foraging and breeding habitat that is free of nonnative crayfish and predatory fish species, thus creating a high likelihood that the applicant's pond will support a self-sustaining population of Shasta crayfish throughout the duration of the safe harbor agreement. If Shasta crayfish are established in the applicant's pond, this population could potentially be used to repopulate extirpated populations in other suitable areas within the historic range of the species.</P>
        <P>Upon approval of this agreement and satisfactory completion of all other applicable legal requirements, and consistent with the Service's Safe Harbor Policy (64 FR 32717), the Service would issue an Enhancement of Survival permit to the applicant. This permit will authorize the applicant to take the covered species incidental to the following: (1) Implementation of the management activities specified in the agreement; (2) other lawful uses of the property, including normal routine land management activities; and, (3) a return to baseline conditions, if desired by the applicant.</P>
        <P>An applicant would receive assurances under our “No Surprises” regulations (50 CFR 17.22(c)(5) and 17.32(c)(5)) for all species included in the enhancement of survival permit. In addition to meeting other criteria, actions to be performed under an Enhancement of Survival permit must not jeopardize the existence of federally listed fish, wildlife, or plants.</P>
        <HD SOURCE="HD1">Public Review and Comments</HD>

        <P>The Service has made a preliminary determination that the proposed agreement and permit application are eligible for categorical exclusion under the National Environmental Policy Act of 1969 (NEPA; 42 U.S.C. 4321<E T="03">et seq.</E>). We explain the basis for this determination in an Environmental Action Statement that is also available for public review.</P>

        <P>Individuals wishing copies of the Environmental Action Statement, and/or copies of the full text of the agreement, including a map of the proposed permit area, should contact the office and personnel listed in the<E T="02">ADDRESSES</E>section above.</P>
        <P>Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>

        <P>The Service will evaluate this permit application, associated documents, and comments submitted thereon to determine whether the permit application meets the requirements of section 10(a) of the Act and NEPA regulations. If the Service determines that the requirements are met, we will sign the proposed agreement and issue an enhancement of survival permit under section 10(a)(1)(A) of the Act to the applicant for take of the Covered Species incidental to otherwise lawful activities in accordance with the terms of the agreement. The Service will not make our final decision until after the<PRTPAGE P="79211"/>end of the 30-day comment period and will fully consider all comments received during the comment period.</P>
        <HD SOURCE="HD1">Authority</HD>
        <P>The Service provides this notice pursuant to section 10(c) of the Act and pursuant to implementing regulations for NEPA (40 CFR 1506.6).</P>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Susan K. Moore,</NAME>
          <TITLE>Field Supervisor, Sacramento Fish and Wildlife Office, Sacramento, California.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32590 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-55-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Bureau of Land Management</SUBAGY>
        <DEPDOC>[LLAK910000, L13100000.DB0000, LXSINSSI0000]</DEPDOC>
        <SUBJECT>Notice of Public Meeting, North Slope Science Initiative—Science Technical Advisory Panel</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Land Management, Alaska State Office, North Slope Science Initiative, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of public meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with the Federal Land Policy and Management Act (FLPMA) and the Federal Advisory Committee Act of 1972 (FACA), the U.S. Department of the Interior, North Slope Science Initiative (NSSI)—Science Technical Advisory Panel (STAP) will meet as indicated below.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meeting will be held January 31-February 2, 2012, in Fairbanks, Alaska. The meetings will begin at 9 a.m. in room 401, International Arctic Research Center (IARC) Building, 930 Koyukuk Drive, University of Alaska Fairbanks campus. Public comment will be received between 3 and 4 p.m. on Thursday, February 2, 2012.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>John F. Payne, Executive Director, North Slope Science Initiative, AK-910, c/o Bureau of Land Management, 222 W. Seventh Avenue, #13, Anchorage, AK 99513, (907) 271-3431 or email<E T="03">jpayne.blm.gov.</E>Persons who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-(800) 877-8339 to contact the above individual during normal business hours. The FIRS is available 24 hours a day, 7  days a week, to leave a message or question with the above individual. You will receive a reply during normal business hours.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The NSSI STAP provides advice and recommendations to the NSSI Oversight Group regarding priority information needs for management decisions across the North Slope of Alaska. These priority information needs may include recommendations on inventory, monitoring, and research activities that contribute to informed resource management decisions. This meeting will include a review of the development and scenario planning presented to the Oversight Group in October, additional assignments to the STAP to include recommendations for monitoring and discussion on cumulative analysis.</P>
        <P>All meetings are open to the public. The public may present written comments to the Science Technical Advisory Panel through the Executive Director, North Slope Science Initiative. Each formal meeting will also have time allotted for hearing public comments. Depending on the number of persons wishing to comment and time available, the time for individual oral comments may be limited. Individuals who plan to attend and need special assistance, such as sign language interpretation, transportation, or other reasonable accommodations, should contact the Executive Director, North Slope Science Initiative. Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>Bud C. Cribley,</NAME>
          <TITLE>State Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32682 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 1310-JA-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Bureau of Land Management</SUBAGY>
        <DEPDOC>[LLOR-936000-L14300000-ET0000; HAG-12-0002; OR-47552]</DEPDOC>
        <SUBJECT>Notice of Application for Proposed Withdrawal Extension and Opportunity for Public Meeting; Oregon</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Land Management, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The United States Forest Service (USFS) has filed an application with the Department of the Interior, Bureau of Land Management (BLM) to extend the duration of Public Land Order (PLO) No. 6944 for an additional 20-year term. PLO No. 6944 withdrew approximately 43.75 acres of National Forest System land from location and entry under the United States mining laws in order to protect the Granite Chinese Walls Historic Site. The withdrawal created by PLO No. 6944 will expire on September 30, 2012, unless extended. This notice also gives an opportunity to comment on the application and proposed action and to request a public meeting.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments and requests for a public meeting must be received by March 20, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Comments and meeting requests should be sent to the Oregon/Washington State Director, BLM, 333 SW 1st Ave., P.O. Box 2965, Portland, Oregon 97208-2965.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Michael L. Barnes, BLM Oregon/Washington State Office, (503) 808-6155, or Dianne Torpin, USFS Pacific Northwest Region, (503) 808-2422. Persons who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-(800) 877-8339 to reach either of the named contacts during normal business hours. The FIRS is available 24 hours a day, 7 days a week, to leave a message or question with either of the above individuals. You will receive a reply during normal business hours.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The USFS has filed an application requesting that the Secretary of the Interior extend the duration of PLO No. 6944 (57 FR 45321 (1992)), which withdrew 43.75 acres of National Forest System land from location and entry under the United States mining laws, but not leasing under the mineral leasing laws, for an additional 20-year term, subject to valid existing rights. PLO No. 6944 is incorporated herein by reference.</P>
        <P>The purpose of the proposed withdrawal extension is to continue the protection of the Federal recreation investment of the site along with the archaeological, cultural, and historic values of the Granite Chinese Walls Historic Site.</P>
        <P>The use of a right-of-way, interagency agreement, or cooperative agreement would not provide adequate protection.</P>
        <P>The USFS would not need to acquire water rights to fulfill the purpose of the requested withdrawal extension.</P>

        <P>Records related to the extension application may be examined by contacting Michael L. Barnes at the above BLM address or phone number.<PRTPAGE P="79212"/>
        </P>
        <P>For a period until March 20, 2012, all persons who wish to submit comments, suggestions, or objections in connection with the proposed withdrawal extension may present their views in writing to the BLM Oregon/Washington State Director at the address indicated above.</P>
        <P>Comments, including names and street addresses of respondents, will be available for public review at the address indicated above during regular business hours. Individual respondents may request confidentiality. Before including your address, phone number, email address, or other personal identifying information in your comment, be advised that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold from public review your personal identifying information, we cannot guarantee that we will be able to do so.</P>
        <P>Notice is hereby given that an opportunity for a public meeting is afforded in connection with the proposed withdrawal extension. All interested parties who desire a public meeting for the purpose of being heard on the proposed withdrawal extension must submit a written request to the BLM State Director at the address indicated above by March 20, 2012.</P>

        <P>Upon determination by the authorized officer that a public meeting will be held, a notice of the time and place will be published in the<E T="04">Federal Register</E>and a local newspaper at least 30 days before the scheduled date of the meeting.</P>
        <P>The application will be processed in accordance with the regulations set forth in 43 CFR 2310.4.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>43 CFR 2310.3-1.</P>
        </AUTH>
        <SIG>
          <NAME>Fred O'Ferrall,</NAME>
          <TITLE>Chief, Branch of Land, Mineral, and Energy Resources.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32607 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-33-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>National Park Service</SUBAGY>
        <DEPDOC>[NPS-WASO-NRSS-1211-9104; 9865-PZS]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities: Proposed Information Collection for Community Harvest Assessments for Alaskan National Parks and Preserves</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Park Service, U.S. Department of the Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>To comply with the Paperwork Reduction Act of 1995 (PRA), we (the National Park Service) are notifying the public that we have submitted to the Office of Management and Budget (OMB) an information collection request (ICR) for a proposed new collection. This notice provides the public and other Federal agencies an opportunity to comment on the paperwork burden of this collection. To comply with the Paperwork Reduction Act of 1995 and as a part of our continuing efforts to reduce paperwork and respondent burden, we invite the general public and other federal agencies to comment on this ICR. We may not conduct or sponsor and a person is not required to respond to a collection unless it displays a currently valid OMB control number.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>To ensure that your comments on this ICR are considered, please submit them on or before January 20, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Please submit written comments on this information collection directly to the Office of Management and Budget (OMB) Office of Information and Regulatory Affairs, Attention: Desk Officer for the Department of the Interior via email to<E T="03">OIRA_DOCKET@omb.eop.gov</E>or fax at (202) 395-5806; and identify your submission as 1024-WRST. Please also send a copy your comments to Phadrea Ponds, Information Collections Coordinator, National Park Service, 1201 Oakridge Drive, Fort Collins, CO 80525 (mail); or<E T="03">phadrea_ponds@nps.gov</E>(email).</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Barbara Cellarius, Ph.D., Wrangell-St. Elias National Park and Preserve, P.O. Box 439, Copper Center, AK 99573;<E T="03">barbara_cellarius@nps.gov</E>(email). You may access this ICR at<E T="03">www.reginfo.gov.</E>
          </P>
          <HD SOURCE="HD1">I. Abstract</HD>

          <P>The National Park Service (NPS) Act of 1916, 38 Stat 535, 16 U.S.C. 1,<E T="03">et seq.,</E>requires that the NPS preserve national parks for the use and enjoyment of present and future generations. At the field level, this means resource preservation, public education, facility maintenance and operation, and physical developments that are necessary for public use, health, and safety.</P>
          <P>National parks and preserves in Alaska created or expanded in 1980 under the Alaska National Interest Lands Conservation Act (ANILCA) provide the opportunity for qualified rural residents to harvest fish, wildlife, and other subsistence resources. Section 812 of ANILCA states, “The Secretary [of the Interior], in cooperation with the State and other appropriate Federal agencies, shall undertake research on fish and wildlife and subsistence uses on the public lands.” To develop resource management strategies for the parklands, the NPS needs information on harvest patterns among residents of communities with subsistence eligibility, resource distribution systems, and the impact of the changing rural economy on subsistence activities. A survey will be used to estimate subsistence harvests and to describe community subsistence economies. This project will survey residents of several communities in Wrangell-St. Elias National Park and Preserve and Gates of the Arctic National Park and Preserve on these topics. The surveyed communities have been designated as resident zone communities for the respective park in recognition that many residents of these communities have customarily and traditionally engaged in subsistence uses within a national park or monument. The resulting information will assist park managers in their subsistence management responsibilities and will also be of use to local and regional advisory councils in making recommendations and by the State of Alaska and the Federal Subsistence Board in making decisions regarding the management of fish and wildlife in the region.</P>
          <HD SOURCE="HD1">II. Data</HD>
          <P>
            <E T="03">OMB Number:</E>1024-NEW.</P>
          <P>
            <E T="03">Title:</E>Community Harvest Assessments for Alaskan National Parks and Preserves.</P>
          <P>
            <E T="03">Type of Request:</E>NEW.</P>
          <P>
            <E T="03">Affected Public:</E>Individual households eligible to engage in subsistence hunting, fishing, trapping, and gathering under NPS and Federal Subsistence Program regulations in Gates of the Arctic and Wrangell-St. Elias National Parks and Preserves.</P>
          <P>
            <E T="03">Respondent Obligation:</E>Voluntary.</P>
          <P>
            <E T="03">Estimated Annual Number of Respondents:</E>302 interviews; 336 non-response survey.</P>
          <P>
            <E T="03">Estimated Time and frequency of Response:</E>This is a one-time in-person interview estimated to take 60 minutes per respondent to complete. It is estimated that each respondent will take 10 minutes to complete the initial contact and a short non-response survey.</P>
          <P>
            <E T="03">Estimated Total Annual Burden Hours:</E>358 hours.</P>
          <HD SOURCE="HD1">III. Request for Comments</HD>
          <P>On August 5, 2011 we published a<E T="04">Federal Register</E>notice (76 FR 47609) announcing that we would submit this<PRTPAGE P="79213"/>ICR to OMB for approval and soliciting comments. The comment period closed on October 4 2011. We received one comment expressing concern that residents of other states, such as New Jersey, did not have access to these resources. Under the provisions of ANILCA, only rural Alaska residents are qualified to engage in subsistence in Alaskan National Parks, Preserves and Monuments, and this survey responds directly to congressional direction to collect information on subsistence uses (ANILCA 812). The commenter also states that it is not necessary to conduct these surveys on an annual basis. We agree and are not proposing to do so. It has been 10+ years since these communities were last surveyed, and we feel that conducting surveys at an interval of 5 to 10 years between surveys of individual communities will provide adequate information for management while not unnecessarily burdening the public.</P>
          <P>Comments are invited on: (1) The practical utility of the information being gathered; (2) the accuracy of the burden hour estimate; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) ways to minimize the burden to respondents, including use of automated information techniques or other forms of information technology. All comments will become a matter of public record. While you can ask us in your comment to withhold personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
          <SIG>
            <DATED>Dated: December 15, 2011.</DATED>
            <NAME>Robert M. Gordon,</NAME>
            <TITLE>Information Collection Clearance Officer, National Park Service.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32635 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4312-52-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Office of Surface Mining Reclamation and Enforcement</SUBAGY>
        <SUBJECT>Notice of Proposed Information Collection</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of Surface Mining Reclamation and Enforcement, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comments for 1029-0040.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In compliance with the Paperwork Reduction Act of 1995, the Office of Surface Mining Reclamation and Enforcement (OSM) is announcing that the information collection request for the requirements for permit applications for special categories of mining has been submitted to the Office of Management and Budget (OMB) for review and renewed approval. This information collection request describes the nature of the information collection and the expected burden and cost.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>OMB has up to 60 days to approve or disapprove the information collections but may respond after 30 days. Therefore, public comments should be submitted to OMB by January 20, 2012, in order to be assured of consideration.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Submit comments to the Office of Information and Regulatory Affairs, Office of Management and Budget, Attention: Department of the Interior Desk Officer, by telefax at (202) 395-5806 or via email to<E T="03">OIRA_Docket@omb.eop.gov.</E>Also, please send a copy of your comments to the Information Collection Clearance Officer, Office of Surface Mining Reclamation and Enforcement, 1951 Constitution Ave. NW., Room 203-SIB, Washington, DC 20240, or electronically to<E T="03">jtrelease@osmre.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>To receive a copy of the information collection request contact John Trelease at (202) 208-2783, or electronically at<E T="03">jtrelease@osmre.gov.</E>You may also review this collection on the Internet by going to<E T="03">http://www.reginfo.gov</E>(Information Collection Review, Currently Under Review, Agency is Department of the Interior, DOI-OSMRE).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>OMB regulations at 5 CFR 1320, which implement provisions of the Paperwork Reduction Act of 1995 (Pub. L. 104-13), require that interested members of the public and affected agencies have an opportunity to comment on information collection and recordkeeping activities [see 5 CFR 1320.8(d)]. OSM has submitted a request to OMB to renew its approval of the collection of information contained in 30 CFR Part 785 Requirements for permits for special categories of mining. OSM is requesting a 3-year term of approval for this information collection activity.</P>
        <P>An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control number for 30 CFR Part 785 is 1029-0040. Responses are required to obtain a benefit.</P>
        <P>As required under 5 CFR 1320.8(d), a<E T="04">Federal Register</E>notice soliciting comments for this collection of information was published on July 25, 2011 (76 FR 44357). No comments were received. This notice provides the public with an additional 30 days in which to comment on the following information collection activity:</P>
        <P>
          <E T="03">Title:</E>30 CFR Part 785-Requirements for permits for special categories of mining.</P>
        <P>
          <E T="03">OMB Control Number:</E>1029-0040.</P>
        <P>
          <E T="03">Summary:</E>The information is being collected to meet the requirements of sections 507, 508, 510, 515, 701 and 711 of P.L. 95-87, which require applicants for special types of mining activities to provide descriptions, maps, plans and data of the proposed activity. This information will be used by the regulatory authority in determining if the applicant can meet the applicable performance standards for the special type of mining activity.</P>
        <P>
          <E T="03">Bureau Form Number:</E>None.</P>
        <P>
          <E T="03">Frequency of Collection:</E>Once.</P>
        <P>
          <E T="03">Description of Respondents:</E>Applicants for coalmine permits and state regulatory authorities.</P>
        <P>
          <E T="03">Total Annual Responses:</E>252 permit applicants and 252 state regulatory authorities.</P>
        <P>
          <E T="03">Total Annual Burden Hours:</E>22,573.</P>
        <P>
          <E T="03">Total Annual Non-Wage Costs:</E>$0.</P>

        <P>Send comments on the need for the collections of information for the performance of the functions of the agency; the accuracy of the agency's burden estimates; ways to enhance the quality, utility and clarity of the information collections; and ways to minimize the information collection burdens on respondents, such as use of automated means of collections of the information, to the offices listed in<E T="02">ADDRESSES</E>. Please refer to OMB control number 1029-0040 in all correspondence.</P>
        <P>Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment including your personal identifying information may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
        <SIG>
          <DATED>Dated: December 13, 2011.</DATED>
          <NAME>Stephen M. Sheffield,</NAME>
          <TITLE>Acting Chief, Division of Regulatory Support.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32362 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-05-M</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="79214"/>
        <AGENCY TYPE="N">INTERNATIONAL TRADE COMMISSION</AGENCY>
        <DEPDOC>[Investigation No. 731-TA-702 (Third Review)]</DEPDOC>
        <SUBJECT>Ferrovanadium and Nitrided Vanadium From Russia; Determination To Conduct a Full Five-Year Review</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>United States International Trade Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commission hereby gives notice that it will proceed with a full review pursuant to section 751(c)(5) of the Tariff Act of 1930 (19 U.S.C. 1675(c)(5)) to determine whether revocation of the antidumping duty order on ferrovanadium and nitrided vanadium from Russia would be likely to lead to continuation or recurrence of material injury within a reasonably foreseeable time. A schedule for the review will be established and announced at a later date. For further information concerning the conduct of this review and rules of general application, consult the Commission's Rules of Practice and Procedure, part 201, subparts A through E (19 CFR part 201), and part 207, subparts A, D, E, and F (19 CFR part 207).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>December 5, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Mary Messer (202) 205-3193, Office of Investigations, U.S. International Trade Commission, 500 E Street SW., Washington, DC 20436. Hearing-impaired persons can obtain information on this matter by contacting the Commission's TDD terminal on (202) 205-1810. Persons with mobility impairments who will need special assistance in gaining access to the Commission should contact the Office of the Secretary at (202) 205-2000. General information concerning the Commission may also be obtained by accessing its internet server (<E T="03">http://www.usitc.gov</E>). The public record for this review may be viewed on the Commission's electronic docket (EDIS) at<E T="03">http://edis.usitc.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>On December 5, 2011, the Commission determined that it should proceed to a full review in the subject five-year review pursuant to section 751(c)(5) of the Act. The Commission found that both the domestic and respondent interested party group responses to its notice of institution (76 FR 54490, September 1, 2011) were adequate. A record of the Commissioners' votes, the Commission's statement on adequacy, and any individual Commissioner's statements will be available from the Office of the Secretary and at the Commission's Web site.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>This review is being conducted under authority of title VII of the Tariff Act of 1930; this notice is published pursuant to section 207.62 of the Commission's rules.</P>
        </AUTH>
        <SIG>
          <P>By order of the Commission.</P>
          
          <DATED>Issued: December 15, 2011.</DATED>
          <NAME>James R. Holbein,</NAME>
          <TITLE>Secretary to the Commission.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32594 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7020-02-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">INTERNATIONAL TRADE COMMISSION</AGENCY>
        <DEPDOC>[Investigation No. 337-TA-820]</DEPDOC>
        <SUBJECT>Certain Products Containing Interactive Program Guide and Parental Controls Technology; Institution of Investigation</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>U.S. International Trade Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Notice is hereby given that a complaint was filed with the U.S. International Trade Commission on November 15, 2011, under section 337 of the Tariff Act of 1930, as amended, 19 U.S.C. 1337, on behalf of Rovi Corporation of Santa Clara, California; Rovi Guides, Inc. (f/k/a Gemstar-TV Guide International Inc.) of Santa Clara, California; United Video Properties, Inc. of Santa Clara, California; Gemstar Development Corporation of Santa Clara, California; and Index Systems, Inc. of Tortola, the British Virgin Islands. The complaint alleges violations of section 337 based upon the importation into the United States, the sale for importation, and the sale within the United States after importation of certain products containing interactive program guide and parental controls technology by reason of infringement of certain claims of U.S. Patent No. 7,493,643 (“the '643 patent”); U.S. Patent No. RE41,993 (“the '993 patent”); U.S. Patent No. 6,701,523 (“the '523 patent”); and U.S. Patent No. 7,047,547 (“the '547 patent”). The complaint further alleges that an industry in the United States exists as required by subsection (a)(2) of section 337.</P>
          <P>The complainants request that the Commission institute an investigation and, after the investigation, issue a limited exclusion order and a cease and desist order.</P>
        </SUM>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>The complaint, except for any confidential information contained therein, is available for inspection during official business hours (8:45 a.m. to 5:15 p.m.) in the Office of the Secretary, U.S. International Trade Commission, 500 E Street SW., Room 112, Washington, DC 20436, telephone (202) 205-2000. Hearing impaired individuals are advised that information on this matter can be obtained by contacting the Commission's TDD terminal on (202) 205-1810. Persons with mobility impairments who will need special assistance in gaining access to the Commission should contact the Office of the Secretary at (202) 205-2000. General information concerning the Commission may also be obtained by accessing its Internet server at<E T="03">http://www.usitc.gov</E>. The public record for this investigation may be viewed on the Commission's electronic docket (EDIS) at<E T="03">http://edis.usitc.gov</E>.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>The Office of Unfair Import Investigations, U.S. International Trade Commission, telephone (202) 205-2560.</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>The authority for institution of this investigation is contained in section 337 of the Tariff Act of 1930, as amended, and in section 210.10 of the Commission's Rules of Practice and Procedure, 19 CFR 210.10 (2011).</P>
          </AUTH>
          
          <P>
            <E T="03">Scope of Investigation:</E>Having considered the complaint, the U.S. International Trade Commission, on December 15, 2011,<E T="03">ordered that</E>—</P>
          <P>(1) Pursuant to subsection (b) of section 337 of the Tariff Act of 1930, as amended, an investigation be instituted to determine whether there is a violation of subsection (a)(1)(B) of section 337 in the importation into the United States, the sale for importation, or the sale within the United States after importation of certain products containing interactive program guide and parental controls technology that infringe one or more of claims 1, 3, 4,' 7-10, and 13-16 of the '643 patent; claims 18-21, 23-25, 30, 31, 38, 39, 41, 43, 44, 49, 56, 57, 59, 61, 62, and 67 of the '993 patent; claims 1-5, 7, 8, and 10-12 of the '523 patent; and claims 1, 2, 4, 6, 8, 10-14, 16-18, 20, 22, 24, 26-30, 32-34, 36, 38, 40, 42-46, 48-50, 52, 54, 56, 58-62, and 64 of the '547 patent, and whether an industry in the United States exists as required by subsection (a)(2) of section 337;</P>
          <P>(2) For the purpose of the investigation so instituted, the following are hereby named as parties upon which this notice of investigation shall be served:</P>
          <P>(a) The complainants are:</P>
          
          <FP SOURCE="FP-1">Rovi Corporation, 2830 De La Cruz Boulevard, Santa Clara, CA 95050.</FP>

          <FP SOURCE="FP-1">Rovi Guides, Inc. (f/k/a Gemstar-TV Guide International Inc.), 2830 De La Cruz Boulevard, Santa Clara, CA 95050.<PRTPAGE P="79215"/>
          </FP>
          <FP SOURCE="FP-1">United Video Properties, Inc., 2830 De La Cruz Boulevard, Santa Clara, CA 95050.</FP>
          <FP SOURCE="FP-1">Gemstar Development Corporation, 2830 De La Cruz Boulevard, Santa Clara, CA 95050.</FP>
          <FP SOURCE="FP-1">Index Systems, Inc., Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands.</FP>
          
          <P>(b) The respondents are the following entities alleged to be in violation of section 337, and are the parties upon which the complaint is to be served:</P>
          
          <FP SOURCE="FP-1">Vizio, Inc., 39 Tesla, Irvine, CA 92618.</FP>
          <FP SOURCE="FP-1">Haier Group Corp., 1 Haier Road, Hi-Tech Zone, Qingdao, Shandong 266101, China.</FP>
          <FP SOURCE="FP-1">Haier America Trading, LLC, 1356 Broadway, New York, NY 10018.</FP>
          
          <P>(c) The Office of Unfair Import Investigations, U.S. International Trade Commission, 500 E Street SW., Suite 401, Washington, DC 20436; and</P>
          <P>(3) For the investigation so instituted, the Chief Administrative Law Judge, U.S. International Trade Commission, shall designate the presiding Administrative Law Judge.</P>
          <P>Responses to the complaint and the notice of investigation must be submitted by the named respondents in accordance with section 210.13 of the Commission's Rules of Practice and Procedure, 19 CFR 210.13. Pursuant to 19 CFR 201.16(d)-(e) and 210.13(a), such responses will be considered by the Commission if received not later than 20 days after the date of service by the Commission of the complaint and the notice of investigation. Extensions of time for submitting responses to the complaint and the notice of investigation will not be granted unless good cause therefor is shown.</P>
          <P>Failure of a respondent to file a timely response to each allegation in the complaint and in this notice may be deemed to constitute a waiver of the right to appear and contest the allegations of the complaint and this notice, and to authorize the administrative law judge and the Commission, without further notice to the respondent, to find the facts to be as alleged in the complaint and this notice and to enter an initial determination and a final determination containing such findings, and may result in the issuance of an exclusion order or a cease and desist order or both directed against the respondent.</P>
          <SIG>
            <DATED>Issued: December 16, 2011.</DATED>
            
            <P>By order of the Commission.</P>
            <NAME>James R. Holbein,</NAME>
            <TITLE>Secretary to the Commission.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32592 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7020-02-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">INTERNATIONAL TRADE COMMISSION</AGENCY>
        <DEPDOC>[Investigation No. 337-TA-819]</DEPDOC>
        <SUBJECT>Certain Semiconductor Chips With Dram Circuitry, and Modules and Products Containing Same; Institution of Investigation</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>U.S. International Trade Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Notice is hereby given that a complaint was filed with the U.S. International Trade Commission on November 15, 2011, under section 337 of the Tariff Act of 1930, as amended, 19 U.S.C. 1337, on behalf of Elpida Memory, Inc. of Tokyo, Japan and Elpida Memory (USA) Inc. of Sunnyvale, California. A supplement to the complaint was filed on December 5, 2011. The complaint alleges violations of section 337 based upon the importation into the United States, the sale for importation, and the sale within the United States after importation of certain semiconductor chips with DRAM circuitry, and modules and products containing same by reason of infringement of certain claims of U.S. Patent No. 6,150,689 (“the `689 patent”); U.S. Patent No. 6,635,918 (“the `918 patent”); U.S. Patent No. 6,555,861 (“the `861 patent”); U.S. Patent No. 7,659,571 (“the `571 patent”); U.S. Patent No. 7,713,828 (“the `828 patent”); U.S. Patent No. 7,495,453 (“the `453 patent”); and U.S. Patent No. 7,906,809 (“the `809 patent”). The complaint further alleges that an industry in the United States exists as required by subsection (a)(2) of section 337.</P>
          <P>The complainants request that the Commission institute an investigation and, after the investigation, issue an exclusion order and cease and desist orders.</P>
        </SUM>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>The complaint, except for any confidential information contained therein, is available for inspection during official business hours (8:45 a.m. to 5:15 p.m.) in the Office of the Secretary, U.S. International Trade Commission, 500 E Street SW., Room 112, Washington, DC 20436, telephone (202) 205-2000. Hearing impaired individuals are advised that information on this matter can be obtained by contacting the Commission's TDD terminal on (202) 205-1810. Persons with mobility impairments who will need special assistance in gaining access to the Commission should contact the Office of the Secretary at (202) 205-2000. General information concerning the Commission may also be obtained by accessing its internet server at<E T="03">http://www.usitc.gov.</E>The public record for this investigation may be viewed on the Commission's electronic docket (EDIS) at<E T="03">http://edis.usitc.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>The Office of the Secretary, Docketing Services Division, U.S. International Trade Commission, telephone (202) 205-1802.</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>The authority for institution of this investigation is contained in section 337 of the Tariff Act of 1930, as amended, and in section 210.10 of the Commission's Rules of Practice and Procedure, 19 CFR 210.10 (2011).</P>
          </AUTH>
          
          <P>
            <E T="03">Scope of Investigation:</E>Having considered the complaint, the U.S. International Trade Commission, on December 15, 2011, ordered that—</P>
          <P>(1) Pursuant to subsection (b) of section 337 of the Tariff Act of 1930, as amended, an investigation be instituted to determine whether there is a violation of subsection (a)(1)(B) of section 337 in the importation into the United States, the sale for importation, or the sale within the United States after importation of certain semiconductor chips with DRAM circuitry, and modules and products containing same that infringe one or more of claims 1-6, 8-11, and 15-18 of the `689 patent; claims 1-16 and 18-21 of the `918 patent; claims 1, 3, 4, and 9-14 of the `861 patent; claims 1, 3, and 4 of the `571 patent; claims 1, 5, and 6 of the `828 patent; claims 1, 15, and 27 of the `453 patent; and claims 1 and 2 of the `809 patent, and whether an industry in the United States exists as required by subsection (a)(2) of section 337;</P>
          <P>(2) For the purpose of the investigation so instituted, the following are hereby named as parties upon which this notice of investigation shall be served:</P>
          <P>(a) The complainants are:</P>
          
          <FP SOURCE="FP-1">Elpida Memory, Inc., Sumitomo Seimei Yaesu Bldg. 3F, 2-1 Yaesu 2-chome, Chuo-ku, Tokyo 104-0028, Japan.</FP>
          <FP SOURCE="FP-1">Elpida Memory (USA) Inc., 1175 Sonora Court, Sunnyvale, CA 94086.</FP>
          
          <P>(b) The respondents are the following entities alleged to be in violation of section 337, and are the parties upon which the complaint is to be served:</P>
          
          <FP SOURCE="FP-1">Nanya Technology Corporation, No. 669, FuhShing 3RD, KueiShan, TaoYuan, Taiwan.</FP>
          <FP SOURCE="FP-1">Nanya Technology Corporation, U.S.A., 5104 Old Ironsides Drive, Suite 113, Santa Clara, CA 95054.</FP>
          

          <P>(3) For the investigation so instituted, the Chief Administrative Law Judge, U.S. International Trade Commission, shall designate the presiding Administrative Law Judge.<PRTPAGE P="79216"/>
          </P>
          <P>The Office of Unfair Import Investigations will not participate as a party in this investigation.</P>
          <P>Responses to the complaint and the notice of investigation must be submitted by the named respondents in accordance with section 210.13 of the Commission's Rules of Practice and Procedure, 19 CFR 210.13. Pursuant to 19 CFR 201.16(d)-(e) and 210.13(a), such responses will be considered by the Commission if received not later than 20 days after the date of service by the Commission of the complaint and the notice of investigation. Extensions of time for submitting responses to the complaint and the notice of investigation will not be granted unless good cause therefor is shown.</P>
          <P>Failure of a respondent to file a timely response to each allegation in the complaint and in this notice may be deemed to constitute a waiver of the right to appear and contest the allegations of the complaint and this notice, and to authorize the administrative law judge and the Commission, without further notice to the respondent, to find the facts to be as alleged in the complaint and this notice and to enter an initial determination and a final determination containing such findings, and may result in the issuance of an exclusion order or a cease and desist order or both directed against the respondent.</P>
          <SIG>
            <DATED>Issued: December 15, 2011.</DATED>
            
            <P>By order of the Commission.</P>
            <NAME>James R. Holbein.</NAME>
            <TITLE>Secretary to the Commission.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32593 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7020-02-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF JUSTICE</AGENCY>
        <DEPDOC>[CPCLO Order No. 005-2011]</DEPDOC>
        <SUBJECT>Privacy Act of 1974; System of Records</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Bureau of Prisons, Department of Justice.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Modification of a System of Records.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>Pursuant to the Privacy Act of 1974 (5 U.S.C. 552a), notice is given that the Federal Bureau of Prisons (Bureau) proposes to modify in part its system of records entitled “Telephone Activity Record System, JUSTICE/BOP-011.” The system notice, which was last published in the<E T="04">Federal Register</E>, 67 FR 16762 (Apr. 8, 2002), is now being modified.</P>
          <P>The Bureau clarifies that the records contained in this system may be located at any authorized location, in addition to the Central Office, Regional Offices, any of the Federal Bureau of Prisons (Bureau) and/or contractor-operated correctional facilities. This clarification is made for accuracy, and to allow for the Bureau to store records at other locations, such as other Bureau administrative offices, or at authorized Department of Justice locations.</P>
          <P>The Bureau is also adding two sections, i.e., Security Classification and the “Disclosure to a Consumer Reporting Agency.”</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>In accordance with 5 U.S.C. 552a(e)(4) and (11), the public is given a 30-day period in which to comment. Therefore, please submit any comments by January 20, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The public, Office of Management and Budget, and Congress are invited to submit comments to the Department of Justice, ATTN: Privacy Analyst, Office of Privacy and Civil Liberties, National Place Building, 1331 Pennsylvania Avenue NW., Suite 1000, Washington, DC 20530-0001, or by facsimile at (202) 307-0693.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Sarah Qureshi, Federal Bureau of Prisons, (202) 307-2105.</P>
          <P>In accordance with 5 U.S.C. 552a(r), the Department has provided a report to OMB and Congress on the modified system of records.</P>
          <SIG>
            <DATED>Dated: November 30, 2011.</DATED>
            <NAME>Nancy C. Libin,</NAME>
            <TITLE>Chief Privacy and Civil Liberties Officer, United States Department of Justice.</TITLE>
          </SIG>
          <PRIACT>
            <HD SOURCE="HD1">JUSTICE/BOP-011</HD>
            <HD SOURCE="HD2">SYSTEM NAME:</HD>
            <P>Telephone Activity Record System.</P>
            <HD SOURCE="HD2">SECURITY CLASSIFICATION:</HD>
            <P>Unclassified.</P>
            <HD SOURCE="HD2">SYSTEM LOCATION:</HD>

            <P>Records may be retained at the Central Office, Regional Offices, Federal Bureau of Prisons (Bureau) facilities, any location operated by a contractor authorized to provide computer, and/or telephone service to the BOP for inmate use, or any other authorized location. A list of Bureau facilities may be found at 28 CFR part 503 and on the Internet at<E T="03">http://www.bop.gov.</E>
            </P>
            <STARS/>
            <HD SOURCE="HD2">DISCLOSURE TO CONSUMER REPORTING AGENCIES:</HD>
            <P>None.</P>
            <STARS/>
          </PRIACT>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32637 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-05-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <DEPDOC>[CPCLO Order No. 006-2011]</DEPDOC>
        <SUBJECT>Privacy Act of 1974; System of Records</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Bureau of Prisons, Department of Justice.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Modification of a System of Records.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>Pursuant to the Privacy Act of 1974 (5 U.S.C. 552a), notice is given that the Federal Bureau of Prisons (Bureau) proposes to modify in part its system of records entitled “Inmate Electronic Message Record System, JUSTICE/BOP-013,” last published in the<E T="04">Federal Register</E>, 70 FR 69594 (Nov. 16, 2005), with a revision to the routine uses 72 FR 3410 (Jan. 25, 2007).</P>
          <P>The Bureau is making the following modifications to the system notice: the “System Location” section—the Bureau deletes language relating to the pilot programs as they will be converted to normal programs in the near future. The Bureau also clarifies that records may be retained at any authorized location in addition to Bureau facilities and authorized contractor sites. In the “Category of Records” section, the Bureau clarifies that the system collects personal identification information of the message recipient, including postal address, as input by the inmate correspondent. This modification is necessary to accurately reflect the collection and use of information in this system. Also, in the “Category of Records” section, the Bureau clarifies that “investigatory data” can include background checks of correspondents or any other relevant information collected during an investigation by the Bureau or other law enforcement agency. Once more, this modification is necessary to accurately reflect the collection and use of information in this system. Finally, the Bureau adds the “Security Classification” section to the notice.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>In accordance with 5 U.S.C. 552a(e)(4) and (11), the public is given a 30-day period in which to comment. Therefore, please submit any comments by January 20, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The public, Office of Management and Budget (OMB), and Congress are invited to submit comments to the Department of Justice, ATTN: Privacy Analyst, Office of Privacy and Civil Liberties, National Place Building, 1331 Pennsylvania Avenue NW., Suite 1000, Washington, DC 20530-0001, or by facsimile at (202) 307-0693.</P>
        </ADD>
        <FURINF>
          <PRTPAGE P="79217"/>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Sarah Qureshi, Federal Bureau of Prisons, (202) 307-2105.</P>
          <P>In accordance with 5 U.S.C. 552a(r), the Department has provided a report to OMB and Congress on the modified system of records.</P>
          <SIG>
            <DATED>Dated: November 30, 2011.</DATED>
            <NAME>Nancy C. Libin,</NAME>
            <TITLE>Chief Privacy and Civil Liberties Officer, United States Department of Justice.</TITLE>
          </SIG>
          <PRIACT>
            <HD SOURCE="HD1">JUSTICE/BOP-013</HD>
            <HD SOURCE="HD2">SYSTEM NAME:</HD>
            <P>Inmate Electronic Message Record System.</P>
            <HD SOURCE="HD2">SECURITY CLASSIFICATION:</HD>
            <P>Unclassified.</P>
            <HD SOURCE="HD2">SYSTEM LOCATION:</HD>

            <P>Records will be retained at any of the Federal Bureau of Prisons (Bureau) facilities nationwide, at any location operated by a contractor authorized to provide computer and/or electronic message service to Bureau inmates, or at any other authorized location. A list of Bureau facilities may be found at 28 CFR part 503 and on the Internet at<E T="03">http://www.bop.gov.</E>
            </P>
            <STARS/>
            <HD SOURCE="HD2">CATEGORIES OF RECORDS IN THE SYSTEM:</HD>
            <P>Records in this system include: (1) Personal identification data; (2) time usage data; (3) electronic message data, including date and time of each electronic message; the name and register number of the inmate who sent the electronic message; personal information of the message recipient, including postal address; and the electronic address of the message recipient and his/her relationship to the inmate, digital and compact disc recordings of electronic messages; and (4) investigatory data, which includes any background checks of correspondents or any other relevant information collected during an investigation by the BOP or other law enforcement agency, developed internally as well as any related data collected from federal, state, local, tribal and foreign law enforcement agencies, and from federal and state probation and judicial officers.</P>
            <STARS/>
          </PRIACT>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32638 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-05-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Antitrust Division</SUBAGY>
        <SUBJECT>Notice Pursuant to the National Cooperative Research and Production Act of 1993—National Center for Manufacturing Sciences, Inc.</SUBJECT>

        <P>Notice is hereby given that, on November 22, 2011, pursuant to Section 6(a) of the National Cooperative Research and Production Act of 1993, 15 U.S.C. 4301<E T="03">et seq.</E>(“the Act”), National Center for Manufacturing Sciences, Inc. (“NCMS”) has filed written notifications simultaneously with the Attorney General and the Federal Trade Commission disclosing changes in its membership. The notifications were filed for the purpose of extending the Act's provisions limiting the recovery of antitrust plaintiffs to actual damages under specified circumstances. Specifically, ANSYS, Inc., Lebanon, NH; Emerson Process Management LLP, Glen Allen, VA; Honeywell Process Solutions Division of Honeywell International, Phoenix, AZ; New Mexico Computing Applications Center (NMCAC), Albuquerque, NM; Osterhout Design Group, San Francisco, CA; Pacific Northwest Defense Coalition (PNDC), Portland, OR; and University of California (UCLA), Los Angeles, CA, have been added as parties to this venture.</P>
        <P>Also, Aerowing, Inc., Las Vegas, NV; Centerline (Windsor) Limited, Windsor, Ontario, CANADA; Geotest-Marvin Test Systems, Inc., Irvine, CA; Milspray Military Technologies, Lakewood, NJ; and Seica, Inc., Salem, NH, have withdrawn as parties to this venture.</P>
        <P>No other changes have been made in either the membership or planned activity of the group research project. Membership in this group research project remains open, and NCMS intends to file additional written notifications disclosing all changes in membership.</P>

        <P>On February 20, 1987, NCMS filed its original notification pursuant to Section 6(a) of the Act. The Department of Justice published a notice in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on March 17, 1987 (52 FR 8375).</P>

        <P>The last notification was filed with the Department on July 27, 2011. A notice was published in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on September 23, 2011 (76 FR 59162).</P>
        <SIG>
          <NAME>Patricia A. Brink,</NAME>
          <TITLE>Director of Civil Enforcement, Antitrust Division.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32693 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Antitrust Division</SUBAGY>
        <SUBJECT>Notice Pursuant to the National Cooperative Research and Production Act of 1993—IMS Global Learning Consortium, Inc.</SUBJECT>

        <P>Notice is hereby given that, on November 28, 2011, pursuant to section 6(a) of the National Cooperative Research and Production Act of 1993, 15 U.S.C. 4301<E T="03">et seq.</E>(“the Act”), IMS Global Learning Consortium, Inc. has filed written notifications simultaneously with the Attorney General and the Federal Trade Commission disclosing changes in its membership. The notifications were filed for the purpose of extending the Act's provisions limiting the recovery of antitrust plaintiffs to actual damages under specified circumstances. Specifically, College voor Examens, Utrecht, THE NETHERLANDS; K12.com, Herndon, VA; and Kaplan Global Solutions, Ft. Lauderdale, FL, have been added as parties to this venture.</P>
        <P>Also, Inclusive Design Research Center, Toronto, Ontario, CANADA; Accessible Portable Item Profile—Nimble Tools, Newton, MA; Capella University, Minneapolis, MN; CCKF, Dublin, IRELAND; and Digital University Network (DUNET), Seoul, REPUBLIC OF KOREA, have withdrawn as parties to this venture.</P>
        <P>No other changes have been made in either the membership or planned activity of the group research project. Membership in this group research project remains open, and IMS Global Learning Consortium, Inc. intends to file additional written notifications disclosing all changes in membership.</P>

        <P>On April 7, 2000, IMS Global Learning Consortium, Inc. filed its original notification pursuant to Section 6(a) of the Act. The Department of Justice published a notice in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on September 13, 2000 (65 FR 55283).</P>

        <P>The last notification was filed with the Department on September 6, 2011. A notice was published in the<E T="04">Federal<PRTPAGE P="79218"/>Register</E>pursuant to Section 6(b) of the Act on October 13, 2011 (76 FR 63659).</P>
        <SIG>
          <NAME>Patricia A. Brink,</NAME>
          <TITLE>Director of Civil Enforcement, Antitrust Division.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32699 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-11-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Antitrust Division</SUBAGY>
        <SUBJECT>Notice Pursuant to the National Cooperative Research and Production Act of 1993—Network Centric Operations Industry Consortium, Inc.</SUBJECT>

        <P>Notice is hereby given that, on November 22, 2011, pursuant to Section 6(a) of the National Cooperative Research and Production Act of 1993, 15 U.S.C. 4301<E T="03">et seq.</E>(“the Act”), Network Centric Operations Industry Consortium, Inc. (“NCOIC”) has filed written notifications simultaneously with the Attorney General and the Federal Trade Commission disclosing changes in its membership. The notifications were filed for the purpose of extending the Act's provisions limiting the recovery of antitrust plaintiffs to actual damages under specified circumstances. Specifically, Mangin, Inc., Arroyo Grande, CA; NorthStar Group, LLC, Washington, DC; and Association for Enterprise Integration, Arlington, VA, have withdrawn as parties to this venture.</P>
        <P>No other changes have been made in either the membership or planned activity of the group research project. Membership in this group research project remains open, and NCOIC intends to file additional written notifications disclosing all changes in membership.</P>

        <P>On November 19, 2004, NCOIC filed its original notification pursuant to Section 6(a) of the Act. The Department of Justice published a notice in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on February 2, 2005 (70 FR 5486).</P>

        <P>The last notification was filed with the Department on August 31, 2011. A notice was published in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on October 13, 2011 (76 FR 63659).</P>
        <SIG>
          <NAME>Patricia A. Brink,</NAME>
          <TITLE>Director of Civil Enforcement, Antitrust Division.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32702 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-11-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Antitrust Division</SUBAGY>
        <SUBJECT>Notice Pursuant to the National Cooperative Research and Production Act of 1993—U.S. Photovoltaic Manufacturing Consortium, Inc.</SUBJECT>

        <P>Notice is hereby given that, on November 14, 2011, pursuant to Section 6(a) of the National Cooperative Research and Production Act of 1993, 15 U.S.C. 4301<E T="03">et seq.</E>(“the Act”), U.S. Photovoltaic Manufacturing Consortium, Inc. (“USPVMC”) has filed written notifications simultaneously with the Attorney General and the Federal Trade Commission disclosing (1) the identities of the parties to the venture and (2) the nature and objectives of the venture. The notifications were filed for the purpose of invoking the Act's provisions limiting the recovery of antitrust plaintiffs to actual damages under specified circumstances.</P>
        <P>Pursuant to Section 6(b) of the Act, the identities of the parties to the venture are: SEMATECH, the Research Foundation of State University of New York (“Foundation”), Albany, NY, acting on behalf of the College of Nanoscale Science and Engineering (“CNSE”) of the University at Albany, State University of New York (“UAlbany”), Albany, NY; and University of Central Florida (“UCF”), Orlando, FL.</P>
        <P>The general area of USPVMC's planned activity is to address the pre-competitive research and development, and the manufacturing collaboration to accelerate the commercialization of next generation photovoltaic systems.</P>
        <SIG>
          <NAME>Patricia A. Brink,</NAME>
          <TITLE>Director of Civil Enforcement, Antitrust Division.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32709 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-11-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Antitrust Division</SUBAGY>
        <SUBJECT>Notice Pursuant to the National Cooperative Research and Production Act of 1993—Robotics Technology Consortium, Inc.</SUBJECT>

        <P>Notice is hereby given that, on November 22, 2011, pursuant to Section 6(a) of the National Cooperative Research and Production Act of 1993, 15 U.S.C. 4301<E T="03">et seq.</E>(“the Act”), Robotics Technology Consortium, Inc. (“RTC”) has filed written notifications simultaneously with the Attorney General and the Federal Trade Commission disclosing changes in its membership. The notifications were filed for the purpose of extending the Act's provisions limiting the recovery of antitrust plaintiffs to actual damages under specified circumstances. Specifically, Action Engineering, LLC, Lakewood, CO; AutonomouStuff, LLC, Metamora, IL; Bolduc Technology Group, LLC, Augusta, ME; KT-Tech, Inc., Bowie, MD; Mechatron Inc., Somerville, MA; Northport Systems LLC, Toronto, Ontario, CANADA; and UrsaNav, Inc., Chesapeake, VA, have been added as parties to this venture.</P>
        <P>Also, 3M Company, St. Paul, MN; Advanced Machining, Inc., Longmont, CO; Aerius Photonics, LLC, Ventura, CA; Delta Information Systems, Inc., Horsham, PA; DRS Sensors &amp; Targeting Systems, Inc., Cypress, CA; EMSolutions, Inc., Arlington, VA; Jaybridge Robotics, Cambridge, MA; Klett Consulting Group, Inc., Virginia Beach, VA; and Next Wave Systems, LLC, New Pekin, IN, have withdrawn from this venture.</P>
        <P>In addition, Mesa Robotics Inc. has changed its name to Mesa Technologies, Inc., Madison, AL.</P>
        <P>No other changes have been made in either the membership or planned activity of the group research project. Membership in this group research project remains open, and RTC intends to file additional written notifications disclosing all changes in membership.</P>

        <P>On October 15, 2009, RTC filed its original notification pursuant to Section 6(a) of the Act. The Department of Justice published a notice in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on November 30, 2009 (74 FR 62599).</P>

        <P>The last notification was filed with the Department on July 27, 2011. A notice was published in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on September 22, 2011 (76 FR 59160).</P>
        <SIG>
          <NAME>Patricia A. Brink,</NAME>
          <TITLE>Director of Civil Enforcement, Antitrust Division.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32703 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Antitrust Division</SUBAGY>
        <SUBJECT>Notice Pursuant to the National Cooperative Research and Production Act of 1993—DVD Copy Control Association</SUBJECT>

        <P>Notice is hereby given that, on November 23, 2011, pursuant to Section 6(a) of the National Cooperative<PRTPAGE P="79219"/>Research and Production Act of 1993, 15 U.S.C. 4301<E T="03">et seq.</E>(“the Act”), DVD Copy Control Association (“DVD CCA”) has filed written notifications simultaneously with the Attorney General and the Federal Trade Commission disclosing changes in its membership. The notifications were filed for the purpose of extending the Act's provisions limiting the recovery of antitrust plaintiffs to actual damages under specified circumstances. Specifically,  Fortex Blucore Limited, Kowloon Bay, Hong Kong, HONG KONG-CHINA, and S&amp;O Electronics (Malaysia) Sdn. Bhd, Kedah Darul Aman, MALAYSIA, have been added as parties to this venture.</P>
        <P>Also Challenge Technology (Hong Kong) Limited, Kwun Ton, HONG KONG-CHINA; Eizo Nano Corporation, Ishikawa, JAPAN; Nintendo Co., Ltd., Kyoto, JAPAN; Novatron Co., Ltd., Gyeonggi-do, REPUBLIC OF KOREA; and Vtrek Electronics Co., Ltd., Guangzhou City, PEOPLE'S REPUBLIC OF CHINA, have withdrawn as parties to this venture.</P>
        <P>No other changes have been made in either the membership or planned activity of the group research project. Membership in this group research project remains open, and DVD CCA intends to file additional written notifications disclosing all changes in membership.</P>

        <P>On April 11, 2001, DVD CCA filed its original notification pursuant to Section 6(a) of the Act. The Department of Justice published a notice in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on August 3, 2001 (66 FR 40727).</P>

        <P>The last notification was filed with the Department onAugust 26, 2011. A notice was published in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on October 24, 2011 (76 FR 65749).</P>
        <SIG>
          <NAME>Patricia A. Brink,</NAME>
          <TITLE>Director of Civil Enforcement,Antitrust Division.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32700 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Antitrust Division</SUBAGY>
        <SUBJECT>Notice Pursuant to the National Cooperative Research and Production Act of 1993—Sematech, Inc. d/b/a International Sematech</SUBJECT>

        <P>Notice is hereby given that, on November 18, 2011, pursuant to section 6(a) of the National Cooperative Research and Production Act of 1993, 15 U.S.C. 4301<E T="03">et seq.</E>(“the Act”), Sematech, Inc. d/b/a International Sematech (“Sematech, Inc.”) has filed written notifications simultaneously with the Attorney General and the Federal Trade Commission disclosing changes in its membership. The notifications were filed for the purpose of extending the Act's provisions limiting the recovery of antitrust plaintiffs to actual damages under specified circumstances. Specifically, Aixtron SE, Herzogenrath, GERMANY; Applied Seals North America, Inc., Newark, CA; Tokyo OHKA Kogyo Co., Ltd., Kanagawa-ken, JAPAN; Core Wafer Systems, Inc., Albuquerque, NM; Dainippon Screen Manufacturing Co., Ltd., Kyoto, JAPAN; Soitec, Bernin, FRANCE; Macronix International Co., Ltd., Hsinchu, TAIWAN; Global Foundaries Inc., Milpitas, CA; Freescale Semiconductor, Inc., Austin, TX; Infineon Technologies AG, Munich, GERMANY; Qualcomm Incorporated, San Diego, CA; LSI Corporation, Milpitas, CA; Spansion Inc., Sunnyvale, CA; Advanced Micro Devices, Inc., Sunnyvale, CA; Cypress Semiconductor Corporation, San Jose, CA; NXP Semiconductors N.V., Eindhoven, THE NETHERLANDS; ON Semiconductor Corporation, Phoenix, AZ; and STMicroelectronics N.V., Geneva, SWITZERLAND, have been added as parties to this venture.</P>
        <P>Also, Canon Anelva Corporation, Kanagawa, JAPAN; Lasertec Corporation, Yokohama, JAPAN; Nanosys Inc., Palo Alto, CA; and Rudolph Technologies Inc., Flanders, NJ, have withdrawn as parties to this venture.</P>
        <P>International Sematech Manufacturing Initiative, Inc. (“ISMI”) has an additional membership category called council membership. ISMI offers and manages a number of councils which are forums for semiconductor industry managers to benchmark operations, share best practices, hear expert presentations, hold workshops on topics of interests, influence/supply chain, and network. These ISMI councils focus on wafer fab operations, procurement and logistics, quality and reliability, and final manufacturing.</P>
        <P>No other changes have been made in either the membership or planned activity of the group research project. Membership in this group research project remains open, and Sematech, Inc. intends to file additional written notifications disclosing all changes in membership.</P>

        <P>On April 22, 1988, Sematech, Inc. filed its original notification pursuant to Section 6(a) of the Act. The Department of Justice published a notice in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on May 19, 1988 (53 FR 17987).</P>

        <P>The last notification was filed with the Department on November 15, 2011. A notice was published in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on August 4, 2011 (76 FR 70758).</P>
        <SIG>
          <NAME>Patricia A. Brink,</NAME>
          <TITLE>Director of Civil Enforcement, Antitrust Division.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32697 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Office of Justice Programs</SUBAGY>
        <DEPDOC>[OMB Number 1121-0170]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities: Proposed Collection; Comments Requested: Crime Victim Compensation State Certification Form Request</SUBJECT>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>60-Day notice of information collection under review.</P>
        </ACT>
        <P>The Department of Justice (DOJ), Office of Justice Programs (OJP), Office for Victims of Crime (OVC) will be submitting the following information collection request to the Office of Management and Budget (OBM) for review and approval in accordance with the Paperwork Reduction Act of 1995. The proposed information collection is published to obtain comments from the public and affected agencies. Comments are encouraged and will be accepted for “sixty days” until February 21, 2012. The process is conducted in accordance with 5 CFR 1320.10.</P>
        <P>If you have comments, especially on the estimated public burden or associated response time, suggestions, or need a copy of the proposed information collection instrument with instructions or additional information, please contact DeLano Foster at (202) 616-3612, Office for Victims of Crime, Office of Justice Programs, U.S. Department of Justice, 810 7th Street NW., Washington, DC 20531.</P>
        <P>Written comments and suggestions from the public and affected agencies concerning the proposed collection of information are encouraged. Your comments should address one or more of the following four points:</P>
        
        <FP SOURCE="FP-1">—Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</FP>

        <FP SOURCE="FP-1">—Evaluate the accuracy of the agencies estimate of the burden of the<PRTPAGE P="79220"/>proposed collection of information, including the validity of the methodology and assumptions used:</FP>
        <FP SOURCE="FP-1">—Enhance the quality, utility, and clarity of the information to be collected; and</FP>
        <FP SOURCE="FP-1">—Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses.</FP>
        
        <P>
          <E T="03">Overview of this information collection:</E>
        </P>
        <P>(1)<E T="03">Type of information collection:</E>Reinstatement, without change, of a previously approved collection of which approval has expired.</P>
        <P>(2)<E T="03">Title of the form/collection:</E>Crime Victim Compensation State Certification Form.</P>
        <P>(3)<E T="03">Agency form number, if any, and the applicable component of the Department of Justice sponsoring the collection:</E>The agency form number is 7390/5 and U.S. Department of Justice, Office of Justice Programs, Office for Victims of Crime.</P>
        <P>(4)<E T="03">Affected public who will be asked or required to respond, as well as a brief abstract:</E>Primary: State government VOCA administrators.</P>
        <P>(5)<E T="03">An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond:</E>It is estimated that 53 respondents will complete the form within approximately 1 hour.</P>
        <P>(6)<E T="03">An estimate of the total public burden (in hours) associated with the collection:</E>There are an estimated 53 total hour burden hours associated with this collection.</P>
        <P>If additional information is required contact: Mrs. Jerri Murray, Department Clearance Officer, United States Department of Justice, Justice Management Division, Policy and Planning Staff, Two Constitution Square, 145 N Street NE., Room 2E-508, Washington, DC 20530.</P>
        <SIG>
          <NAME>Jerri Murray,</NAME>
          <TITLE>Department Clearance Officer, PRA, U.S. Department of Justice.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32550 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-18-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Office of Justice Programs</SUBAGY>
        <DEPDOC>[OJP (OJP) Docket No. 1576]</DEPDOC>
        <SUBJECT>Meeting of the Office of Justice Programs' Science Advisory Board; Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of Justice Programs (OJP), Justice.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This notice announces a forthcoming meeting of OJP's Science Advisory Board (“Board”).<E T="03">General Function of the Board:</E>The Board is chartered to provide OJP, a component of the Department of Justice, with valuable advice in the areas of science and statistics for the purpose of enhancing the overall impact and performance of its programs and activities in criminal and juvenile justice. To this end, the Board has designated five (5) subcommittees: National Institute of Justice (NIJ); Bureau of Justice Statistics (BJS); Office of Juvenile Justice and Delinquency Prevention (OJJDP); Quality and Protection of Science; and Evidence Translation/Integration.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meeting will take place on Friday, January 20, 2012, from 8:30 a.m. EST to 4 p.m. EST with a break for lunch at approximately noon.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The meeting will take place in the Main Conference Room, third floor, of the Office of Justice Programs at 810 7th Street Northwest, Washington, DC 20531.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Marlene Beckman, Designated Federal Officer (DFO), Office of the Assistant Attorney General, Office of Justice Programs, 810 7th Street Northwest, Washington, DC 20531; Phone: (202) 616-3562 [<E T="04">Note:</E>this is not a toll-free number]; Email:<E T="03">marlene.beckman@usdoj.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This meeting is being convened to brief the OJP Assistant Attorney General and the Board members on the progress of the subcommittees, and discuss any recommendations they may have for consideration by the full SAB. The final agenda is subject to adjustment, but it is anticipated that there will be a morning session and an afternoon session, with a break for lunch. These sessions will likely include briefings of the subcommittees' activities and discussion of future SAB actions and priorities.</P>
        <P>This meeting is open to the public. Members of the public who wish to attend this meeting must register with Marlene Beckman at the above address at least seven (7) days in advance of the meeting. Registrations will be accepted on a space available basis. Access to the meeting will not be allowed without registration. Persons interested in communicating with the Board should submit their written comments to the DFO, as the time available will not allow the public to directly address the Board at the meeting. Anyone requiring special accommodations should notify Ms. Beckman at least seven (7) days in advance of the meeting.</P>
        <SIG>
          <NAME>Marlene Beckman,</NAME>
          <TITLE>Counsel and SAB DFO, Office of the Assistant Attorney General, Office of Justice Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32556 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-18-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Employment and Training Administration</SUBAGY>
        <DEPDOC>[TA-W-75,031]</DEPDOC>
        <SUBJECT>Time-O-Matic, Inc.,a Subsidiary of Watchfire Holding Company,Watchfire Enterprises, Inc.,Including On-Site Leased Workers FromManpower, Trillium Staffing, Select Remedy, and Westaff,Danville, IL;Amended Certification Regarding EligibilityTo Apply for Worker Adjustment Assistance</SUBJECT>

        <P>In accordance with Section 223 of the Trade Act of 1974, as amended (“Act”), 19 U.S.C. 2273, the Department of Labor issued a Certification of Eligibility to Apply for Worker Adjustment Assistance on February 28, 2011, applicable to workers of Time-O-Matic, Inc., a subsidiary of Watchfire Holding Company, Watchfire Enterprises, Inc., including on-site leased workers of Manpower and Trillium Staffing, Danville, Illinois. The workers produce outdoor advertising signs, such as light emitting diode (L.E.D.) message centers and billboards. The notice was published in the<E T="04">Federal Register</E>on March 17, 2011 (76 FR 14692).</P>

        <P>At the request of the State agency, the Department reviewed the certification for workers of the subject firm. The company reports that workers leased from Select Remedy and Westaff were employed on-site at the Danville, Illinois location of Time-O-Matic, Inc., a subsidiary of Watchfire Holding Company, Watchfire Enterprises, Inc. The Department has determined that these workers were sufficiently under the control of Time-O-Matic, Inc., a subsidiary of Watchfire Holding<PRTPAGE P="79221"/>Company, Watchfire Enterprises, Inc. to be considered leased workers.</P>
        <P>Based on these findings, the Department is amending this certification to include workers leased from Select Remedy and Westaff working on-site at the Danville, Illinois location of Time-O-Matic, Inc., a subsidiary of Watchfire holding Company, Watchfire Enterprises, Inc.</P>
        <P>The amended notice applicable to TA-W-75,031 is hereby issued as follows:</P>
        
        <EXTRACT>
          <P>All workers of Time-O-Matic, Inc., a subsidiary of Watchfire Holding Company, Watchfire Enterprises, Inc., including on-site leased workers from Manpower, Trillium Staffing, Select Remedy, and Westaff, Danville, Illinois, who became totally or partially separated from employment on or after December 21, 2009, through February 28, 2013, and all workers in the group threatened with total or partial separation from employment on the date of certification through two years from the date of certification, are eligible to apply for adjustment assistance under Chapter 2 of Title II of the Trade Act of 1974, as amended.</P>
        </EXTRACT>
        <SIG>
          <DATED>Signed at Washington, DC, this 12th day of December, 2011.</DATED>
          <NAME>Del Min Amy Chen,</NAME>
          <TITLE>Certifying Officer, Officeof Trade Adjustment Assistance.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32610 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4510-FN-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Employment and Training Administration</SUBAGY>
        <DEPDOC>[TA-W-75,158]</DEPDOC>
        <SUBJECT>Penske Logistics, LLC,Customer Service Department General Motors and Tier Finished Goods/Finished Goods Division;a Subsidiary of General Electric/Penske CorporationIncluding On-Site Leased Workers FromKelly Temporary Services and ManpowerEl Paso, TX;Amended Certification Regarding EligibilityTo Apply for Worker Adjustment Assistance</SUBJECT>

        <P>In accordance with Section 223 of the Trade Act of 1974, as amended (“Act”), 19 U.S.C. 2273, the Department of Labor issued a Certification of Eligibility to Apply for Worker Adjustment Assistance on September 1, 2010, applicable to workers of Penske Logistics, LLC, Customer Service Department, a subsidiary of General Electric/Penske Corporation, including on-site leased workers from Kelly Temporary Services and Manpower. The workers are engaged in the supply of customer service. The notice was published in the<E T="04">Federal Register</E>on March 10, 2011 (76 FR 13233).</P>
        <P>At the request of the Texas Workforce Agency, the Department reviewed the certification for workers of the subject firm.</P>
        <P>New information shows that the Department did not identify the worker group department of the subject firm name in its entirety on the certification decision. The correct name of the worker group department of the subject firm should read Penske Logistics, LLC, Customer Service Department, General Motors and Tier Finished Goods/Finished Goods Division.</P>
        <P>Accordingly, the Department is amending this certification to correct the name of the subject firm to read Penske Logistics, LLC, Customer Service Department, General Motors and Tier Finished Goods/Finished Goods Division.</P>
        <P>The amended notice applicable to TA-W-75,158 is hereby issued as follows:</P>
        
        <EXTRACT>
          <P>All workers of Penske Logistics, LLC, Customer Services Department, General Motors and Tier Finished Goods/Finished Goods Division, a subsidiary of General Electric/Penske Corporation, including on-site leased workers from Kelly Temporary Services and Manpower, El Paso, Texas, who became totally or partially separated from employment on or after January 31, 2010, through February 23, 2013, and all workers in the group threatened with total or partial separation from employment on the date of certification through two years from the date of certification, are eligible to apply for adjustment assistance under Chapter 2 of Title II of the Trade Act of 1974, as amended.</P>
        </EXTRACT>
        <SIG>
          <DATED>Signed at Washington, DC, this 8th day of December 2011.</DATED>
          <NAME>Elliott S. Kushner,</NAME>
          <TITLE>Certifying Officer, Divisionof Trade Adjustment Assistance.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32614 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4510-FN-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Employment and Training Administration</SUBAGY>
        <DEPDOC>[TA-W-73,072]</DEPDOC>
        <SUBJECT>Android Industries Belvidere, LLC, Including On-Site Leased Workers From QPS Employment Group, Spherion Corporation, and Staff on Site, Belvidere, IL; Amended Certification Regarding Eligibility To Apply for Worker Adjustment Assistance</SUBJECT>

        <P>In accordance with Section 223 of the Trade Act of 1974, as amended (“Act”), 19 U.S.C. 2273, the Department of Labor issued a Certification of Eligibility to Apply for Worker Adjustment Assistance on July 1, 2010, applicable to workers of Android Industries Belvidere, LLC, including on-site leased workers from QPS Employment Group and Spherion Corporation, Belvidere, Illinois. The workers produce engines and instrument panels for automobiles. The notice was published in the<E T="04">Federal Register</E>on July 16, 2010 (75 FR 41526).</P>
        <P>At the request of the State agency, the Department reviewed the certification for workers of the subject firm. The company reports that workers leased from Staff on Site were employed on-site at the Belvidere, Illinois location of Android Industries Belvidere, LLC. The Department has determined that these workers were sufficiently under the control of Android Industries Belvidere, LLC to be considered leased workers.</P>
        <P>Based on these findings, the Department is amending this certification to include workers leased from Staff on Site working on-site at the Belvidere, Illinois location of Android Industries Belvidere, LLC.</P>
        <P>The amended notice applicable to TA-W-73,072 is hereby issued as follows:</P>
        
        <EXTRACT>
          <P>All workers of Android Industries, Belvidere, LLC, including on-site leased workers from QPS Employment, Spherion Corporation and Staff on Site, Belvidere, Illinois, who became totally or partially separated from employment on or after December 9, 2008, through July 1, 2012, and all workers in the group threatened with total or partial separation from employment on the date of certification through two years from the date of certification, are eligible to apply for adjustment assistance under Chapter 2 of Title II of the Trade Act of 1974, as amended.</P>
        </EXTRACT>
        <SIG>
          <DATED>Signed at Washington, DC, this 12th day of December 2011.</DATED>
          <NAME>Del Min Amy Chen,</NAME>
          <TITLE>Certifying Officer, Office of Trade Adjustment Assistance.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32611 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4510-FN-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Employment and Training Administration</SUBAGY>
        <SUBJECT>Notice of Determinations Regarding EligibilityTo Apply for Worker Adjustment Assistance</SUBJECT>

        <P>In accordance with Section 223 of the Trade Act of 1974, as amended (19 U.S.C. 2273) the Department of Labor herein presents summaries of determinations regarding eligibility to apply for trade adjustment assistance for workers by (TA-W) number issued during the period of December 5, 2011 through December 9, 2011.<PRTPAGE P="79222"/>
        </P>
        <P>In order for an affirmative determination to be made for workers of a primary firm and a certification issued regarding eligibility to apply for worker adjustment assistance, each of the group eligibility requirements of Section 222(a) of the Act must be met.</P>
        <P>I. Under Section 222(a)(2)(A), the following must be satisfied:</P>
        <P>(1) A significant number or proportion of the workers in such workers' firm have become totally or partially separated, or are threatened to become totally or partially separated;</P>
        <P>(2) The sales or production, or both, of such firm have decreased absolutely; and</P>
        <P>(3) One of the following must be satisfied:</P>
        <P>(A) Imports of articles or services like or directly competitive with articles produced or services supplied by such firm have increased;</P>
        <P>(B) imports of articles like or directly competitive with articles into which one or more component parts produced by such firm are directly incorporated, have increased;</P>
        <P>(C) imports of articles directly incorporating one or more component parts produced outside the United States that are like or directly competitive with imports of articles incorporating one or more component parts produced by such firm have increased;</P>
        <P>(D) imports of articles like or directly competitive with articles which are produced directly using services supplied by such firm, have increased; and</P>
        <P>(4) The increase in imports contributed importantly to such workers' separation or threat of separation and to the decline in the sales or production of such firm; or</P>
        <P>II. Section 222(a)(2)(B) all of the following must be satisfied:</P>
        <P>(1) A significant number or proportion of the workers in such workers' firm have become totally or partially separated, or are threatened to become totally or partially separated;</P>
        <P>(2) One of the following must be satisfied:</P>
        <P>(A) There has been a shift by the workers' firm to a foreign country in the production of articles or supply of services like or directly competitive with those produced/supplied by the workers' firm;</P>
        <P>(B) there has been an acquisition from a foreign country by the workers' firm of articles/services that are like or directly competitive with those produced/supplied by the workers' firm; and</P>
        <P>(3) The shift/acquisition contributed importantly to the workers' separation or threat of separation.</P>
        <P>In order for an affirmative determination to be made for adversely affected workers in public agencies and a certification issued regarding eligibility to apply for worker adjustment assistance, each of the group eligibility requirements of Section 222(b) of the Act must be met.</P>
        <P>(1) A significant number or proportion of the workers in the public agency have become totally or partially separated, or are threatened to become totally or partially separated;</P>
        <P>(2) the public agency has acquired from a foreign country services like or directly competitive with services which are supplied by such agency; and</P>
        <P>(3) the acquisition of services contributed importantly to such workers' separation or threat of separation.</P>
        <P>In order for an affirmative determination to be made for adversely affected secondary workers of a firm and a certification issued regarding eligibility to apply for worker adjustment assistance, each of the group eligibility requirements of Section 222(c) of the Act must be met.</P>
        <P>(1) A significant number or proportion of the workers in the workers' firm have become totally or partially separated, or are threatened to become totally or partially separated;</P>
        <P>(2) the workers' firm is a Supplier or Downstream Producer to a firm that employed a group of workers who received a certification of eligibility under Section 222(a) of the Act, and such supply or production is related to the article or service that was the basis for such certification; and</P>
        <P>(3) either—</P>
        <P>(A) the workers' firm is a supplier and the component parts it supplied to the firm described in paragraph (2) accounted for at least 20 percent of the production or sales of the workers' firm; or</P>
        <P>(B) a loss of business by the workers' firm with the firm described in paragraph (2) contributed importantly to the workers' separation or threat of separation.</P>
        <P>In order for an affirmative determination to be made for adversely affected workers in firms identified by the International Trade Commission and a certification issued regarding eligibility to apply for worker adjustment assistance, each of the group eligibility requirements of Section 222(f) of the Act must be met.</P>
        <P>(1) The workers' firm is publicly identified by name by the International Trade Commission as a member of a domestic industry in an investigation resulting in—</P>
        <P>(A) An affirmative determination of serious injury or threat thereof under section 202(b)(1);</P>
        <P>(B) an affirmative determination of market disruption or threat thereof under section 421(b)(1); or</P>
        <P>(C) an affirmative final determination of material injury or threat thereof under section 705(b)(1)(A) or 735(b)(1)(A) of the Tariff Act of 1930 (19 U.S.C. 1671d(b)(1)(A) and 1673d(b)(1)(A));</P>
        <P>(2) The petition is filed during the 1-year period beginning on the date on which—</P>

        <P>(A) a summary of the report submitted to the President by the International Trade Commission under section 202(f)(1) with respect to the affirmative determination described in paragraph (1)(A) is published in the<E T="04">Federal Register</E>under section 202(f)(3); or</P>

        <P>(B) notice of an affirmative determination described in subparagraph (1) is published in the<E T="04">Federal Register</E>; and</P>
        <P>(3) The workers have become totally or partially separated from the workers' firm within—</P>
        <P>(A) the 1-year period described in paragraph (2); or</P>
        <P>(B) notwithstanding section 223(b)(1), the 1-year period preceding the 1-year period described in paragraph (2).</P>
        <HD SOURCE="HD1">Affirmative Determinations for Worker Adjustment Assistance</HD>
        <P>The following certifications have been issued. The date following the company name and location of each determination references the impact date for all workers of such determination.</P>
        <P>The following certifications have been issued. The requirements of Section 222(a)(2)(A) (increased imports) of the Trade Act have been met.</P>
        <GPOTABLE CDEF="xs54,r100,r50,xs72" COLS="4" OPTS="L2,tp0,i1">
          <BOXHD>
            <CHED H="1">TA-W No.</CHED>
            <CHED H="1">Subject firm</CHED>
            <CHED H="1">Location</CHED>
            <CHED H="1">Impact date</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">81,089</ENT>
            <ENT>Catawba Valley Finishing, LLC</ENT>
            <ENT>Newton, NC</ENT>
            <ENT>February 13, 2010.</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="79223"/>
        <P>The following certifications have been issued. The requirements of Section 222(a)(2)(B) (shift in production or services) of the Trade Act have been met.</P>
        <GPOTABLE CDEF="xs54,r100,r50,xs76" COLS="4" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">TA-W No.</CHED>
            <CHED H="1">Subject firm</CHED>
            <CHED H="1">Location</CHED>
            <CHED H="1">Impact date</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">80,458</ENT>
            <ENT>TeleTech Transition Services LLC, TeleTech Transition Corporation, Former Workers of Clearwire Wireless</ENT>
            <ENT>Las Vegas, NV</ENT>
            <ENT>September 19, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">80,480</ENT>
            <ENT>Elsevier, Inc., Editorial Production-Journals Division, Randstad</ENT>
            <ENT>San Diego, CA</ENT>
            <ENT>September 28, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">80,535</ENT>
            <ENT>Cooper US, Inc., Bussman Division, Megaforce Staffing, McCain Employment Services, etc.</ENT>
            <ENT>Goldsboro, NC</ENT>
            <ENT>October 19, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81,002</ENT>
            <ENT>GFSI, Inc., D/B/A GEAR For Sports</ENT>
            <ENT>Chillicothe, MO</ENT>
            <ENT>February 13, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81,003</ENT>
            <ENT>BNY Mellon Investment Servicing (US) Inc., Bank of New Year Mellon, Aardvark Systems and Programming, etc.</ENT>
            <ENT>Pawtucket, RI</ENT>
            <ENT>February 13, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81,012</ENT>
            <ENT>Maersk Agency USA Line, A.P. Moller Maersk, Customer Service Division, Tempfinders Personnel</ENT>
            <ENT>The Woodlands, TX</ENT>
            <ENT>February 13, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81,012A</ENT>
            <ENT>Maersk Agency USA Line, A.P. Moller Maersk, Customer Service Division, REXX and Remote Workers</ENT>
            <ENT>Miami, FL</ENT>
            <ENT>February 13, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81,012B</ENT>
            <ENT>Maersk Agency USA Line, A.P. Moller Maersk, Customer Service Division</ENT>
            <ENT>Charlotte, NC</ENT>
            <ENT>February 13, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81,032</ENT>
            <ENT>Hampton Lumber Mills—Washington, Inc., Darrington Division</ENT>
            <ENT>Darrington, WA</ENT>
            <ENT>August 19, 2011</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81,059.</ENT>
            <ENT>Suntec Industries, Inc.</ENT>
            <ENT>Glasgow, KY</ENT>
            <ENT>December 13, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81,065</ENT>
            <ENT>ITT Veam, LLC., Interconnect Solutions, Kelly Services, UI Wages ITT Corporation</ENT>
            <ENT>Watertown, CT</ENT>
            <ENT>February 13, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81,077</ENT>
            <ENT>Maida Development Company, Integrity Staffing Services, Inc.</ENT>
            <ENT>Hampton, VA</ENT>
            <ENT>June 27, 2011.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81,082</ENT>
            <ENT>Motorola Solutions, Inc., iDen Engineering Division</ENT>
            <ENT>Schaumburg, IL</ENT>
            <ENT>February 13, 2010.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81,101</ENT>
            <ENT>Cequent Performance Products, Trimas Corporation, Manpower, Inc.</ENT>
            <ENT>Tekonsha, MI</ENT>
            <ENT>February 13, 2010.</ENT>
          </ROW>
        </GPOTABLE>
        <P>The following certifications have been issued. The requirements of Section 222(c) (supplier to a firm whose workers are certified eligible to apply for TAA) of the Trade Act have been met.</P>
        <GPOTABLE CDEF="xs54,r100,r50,xs90" COLS="4" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">TA-W No.</CHED>
            <CHED H="1">Subject firm</CHED>
            <CHED H="1">Location</CHED>
            <CHED H="1">Impact date</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">80,536</ENT>
            <ENT>Fortis Plastics, LLC</ENT>
            <ENT>Fort Smith, AR</ENT>
            <ENT>September 29, 2011.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81,053</ENT>
            <ENT>KFP Corporation, Leased Workers from Spherion</ENT>
            <ENT>Somerset, PA</ENT>
            <ENT>February 13, 2010.</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Determinations Terminating Investigations of Petitions for Worker Adjustment Assistance</HD>
        <P>After notice of the petitions was published in the<E T="04">Federal Register</E>and on the Department's Web site, as required by Section 221 of the Act (19 U.S.C. 2271), the Department initiated investigations of these petitions.</P>
        <P>The following determinations terminating investigations were issued because the petitioner has requested that the petition be withdrawn.</P>
        <GPOTABLE CDEF="xs54,r100,xl50,xs90" COLS="4" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">TA-W No.</CHED>
            <CHED H="1">Subject firm</CHED>
            <CHED H="1">Location</CHED>
            <CHED H="1">Impact date</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">81,027</ENT>
            <ENT>The Wise Company, Inc</ENT>
            <ENT>Rector, AR</ENT>
            <ENT/>
          </ROW>
        </GPOTABLE>
        <P>The following determinations terminating investigations were issued because the petitions are the subject of ongoing investigations under petitions filed earlier covering the same petitioners.</P>
        <GPOTABLE CDEF="xs54,r100,xl50,xs90" COLS="4" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">TA-W No.</CHED>
            <CHED H="1">Subject firm</CHED>
            <CHED H="1">Location</CHED>
            <CHED H="1">Impact date</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">81,013</ENT>
            <ENT>Maersk Agency, USA Inc., A.P. Moller Maersk, Remote Workers Across Viriginia Report to Miami</ENT>
            <ENT>Miami, FL</ENT>
            <ENT/>
          </ROW>
          <ROW>
            <ENT I="01">81,014</ENT>
            <ENT>Maersk Agency, USA Inc., A.P. Moller Maersk, Customer Services Division, Rexx</ENT>
            <ENT>Charlotte, NC</ENT>
            <ENT/>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="79224"/>

        <P>I hereby certify that the aforementioned determinations were issued during the period of December 5, 2011 through December 9, 2011. These determinations are available on the Department's Web site at<E T="03">tradeact/taa/taa search form.cfm</E>under searchable listing of determinations or by calling the Office of Trade Adjustment Assistance toll-free at (888) 365-6822.</P>
        <SIG>
          <DATED>Dated: December 13, 2011.</DATED>
          <NAME>Michael W. Jaffe,</NAME>
          <TITLE>Certifying Officer, Office of Trade Adjustment Assistance.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32613 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Employment and Training Administration</SUBAGY>
        <SUBJECT>Investigations Regarding Certificationsof Eligibility To Apply for Worker Adjustment Assistanceand Alternative Trade Adjustment Assistance</SUBJECT>
        <P>Petitions have been filed with the Secretary of Labor underSection 221(a) of the Trade Act of 1974 (“the Act”) and areidentified in the Appendix to this notice. Upon receipt of thesepetitions, the Director of the Division of Trade Adjustment Assistance, Employment and Training Administration, has instituted investigations pursuant to Section 221(a) of the Act.</P>
        <P>The purpose of each of the investigations is to determine whether the workers are eligible to apply for adjustment assistance under Title II, Chapter 2, of the Act. The investigations will further relate, as appropriate, to the determination of the date on which total or partial separations began or threatened to begin and the subdivision of the firm involved.</P>
        <P>The petitioners or any other persons showing a substantial interest in the subject matter of the investigations may request a public hearing, provided such request is filed in writing with the Director, Office of Trade Adjustment Assistance, at theaddress shown below, not later than January 3, 2012.</P>
        <P>Interested persons are invited to submit written comments regarding the subject matter of the investigations to the Director, Office of Trade Adjustment Assistance, at the addressshown below, not later than January 3, 2012.</P>
        <P>The petitions filed in this case are available for inspection at the Office of the Director, Office of Trade Adjustment Assistance, Employment and Training Administration, U.S. Department of Labor, Room N-5428, 200 Constitution Avenue NW., Washington, DC 20210.</P>
        <SIG>
          <DATED>Signed at Washington, DC this 9th day of December 2011.</DATED>
          <NAME>Michael W. Jaffe,</NAME>
          <TITLE>Certifying Officer, Office ofTrade Adjustment Assistance.</TITLE>
        </SIG>
        <GPOTABLE CDEF="xs54,r100,r50,12,12" COLS="5" OPTS="L2,i1">
          <TTITLE>Appendix</TTITLE>
          <TDESC>[22 TAA petitions instituted between 11/28/11 and 12/2/11]</TDESC>
          <BOXHD>
            <CHED H="1">TA-W</CHED>
            <CHED H="1">Subject firm (petitioners)</CHED>
            <CHED H="1">Location</CHED>
            <CHED H="1">Date of<LI>institution</LI>
            </CHED>
            <CHED H="1">Date of<LI>petition</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">81111</ENT>
            <ENT>Ametek National Controls (Company)</ENT>
            <ENT>West Chicago, IL</ENT>
            <ENT>11/28/11</ENT>
            <ENT>11/23/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81112</ENT>
            <ENT>MMICMAN (Company)</ENT>
            <ENT>Clearwater, FL</ENT>
            <ENT>11/28/11</ENT>
            <ENT>11/24/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81113</ENT>
            <ENT>The Gillette Co. (subsidiary of the Procter &amp; Gamble Co.) (Company)</ENT>
            <ENT>Boston, MA</ENT>
            <ENT>11/28/11</ENT>
            <ENT>11/17/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81114</ENT>
            <ENT>Plum Choice (also possibly Balance Staffing &amp; Insight Staffing) (State/One-Stop)</ENT>
            <ENT>Scarborough, ME</ENT>
            <ENT>11/28/11</ENT>
            <ENT>11/22/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81115</ENT>
            <ENT>The Rupp Forge Company (Company)</ENT>
            <ENT>Cleveland, OH</ENT>
            <ENT>11/29/11</ENT>
            <ENT>10/10/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81116</ENT>
            <ENT>Clariant Corp (Company)</ENT>
            <ENT>Martin, SC</ENT>
            <ENT>11/29/11</ENT>
            <ENT>11/29/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81117</ENT>
            <ENT>Sykes Enterprise Inc., Re: Aaron Troxel; Teleworker; Reporting to Tampa, FL (State/One-Stop)</ENT>
            <ENT>Grand Junction, CO</ENT>
            <ENT>11/29/11</ENT>
            <ENT>11/28/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81118</ENT>
            <ENT>Matrix IV (State/One-Stop)</ENT>
            <ENT>Huntley, IL</ENT>
            <ENT>11/29/11</ENT>
            <ENT>11/28/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81119</ENT>
            <ENT>Federal—Mogul (Company)</ENT>
            <ENT>Michigan City, IN</ENT>
            <ENT>11/29/11</ENT>
            <ENT>11/09/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81120</ENT>
            <ENT>Euclid Industries Inc. (Worker)</ENT>
            <ENT>Bay City, MI</ENT>
            <ENT>11/29/11</ENT>
            <ENT>11/15/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81121</ENT>
            <ENT>Third Degree Graphics &amp; Marketing (Workers)</ENT>
            <ENT>Ventura, CA</ENT>
            <ENT>11/29/11</ENT>
            <ENT>11/21/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81122</ENT>
            <ENT>Siemens Energy, Inc. (Union)</ENT>
            <ENT>Pittsburgh, PA</ENT>
            <ENT>11/30/11</ENT>
            <ENT>11/29/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81123</ENT>
            <ENT>Dana Holding Corporation (Company)</ENT>
            <ENT>Marion, IN</ENT>
            <ENT>11/30/11</ENT>
            <ENT>11/30/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81124</ENT>
            <ENT>Asheville Drafting Services, Inc. (Company)</ENT>
            <ENT>Henderson-ville, NC</ENT>
            <ENT>11/30/11</ENT>
            <ENT>11/23/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81125</ENT>
            <ENT>1SolTech (Company)</ENT>
            <ENT>Farmers Branch, TX</ENT>
            <ENT>12/01/11</ENT>
            <ENT>11/30/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81126</ENT>
            <ENT>Argo Group International Holdings, Ltd (Portland Office) (Workers)</ENT>
            <ENT>Milwaukie, OR</ENT>
            <ENT>12/01/11</ENT>
            <ENT>11/30/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81127</ENT>
            <ENT>Western Union (State)</ENT>
            <ENT>Englewood, CO</ENT>
            <ENT>12/01/11</ENT>
            <ENT>12/01/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81128</ENT>
            <ENT>MedQuist (State/One-Stop)</ENT>
            <ENT>Franklin, TN</ENT>
            <ENT>12/01/11</ENT>
            <ENT>11/30/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81129</ENT>
            <ENT>Job 1 USA Security (State/One-Stop)</ENT>
            <ENT>Albany, GA</ENT>
            <ENT>12/02/11</ENT>
            <ENT>11/22/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81130</ENT>
            <ENT>Superior Plating (State/One-Stop)</ENT>
            <ENT>Minneapolis, MN</ENT>
            <ENT>12/02/11</ENT>
            <ENT>12/01/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81131</ENT>
            <ENT>Topsail Coast Enterprises, Inc. (Company)</ENT>
            <ENT>Surf City, NC</ENT>
            <ENT>12/02/11</ENT>
            <ENT>12/01/11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">81132</ENT>
            <ENT>Narrow Fabric Industries (Workers)</ENT>
            <ENT>West Reading, PA</ENT>
            <ENT>12/02/11</ENT>
            <ENT>11/30/11</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="79225"/>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32615 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4510-FN-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Employment and Training Administration</SUBAGY>
        <SUBJECT>2002 Reopened—Previously Denied Determinations; Notice of Negative Determinations on Reconsideration Under the Trade Adjustment Assistance Extension Act of 2011 Regarding Eligibility To Apply for Worker Adjustment Assistance</SUBJECT>

        <P>In accordance with Section 223 of the Trade Act of 1974, as amended (19 U.S.C. 2273) (Act) the Department of Labor (Department) herein presents summaries of negative determinations on reconsideration regarding eligibility to apply for Trade Adjustment Assistance for workers by case (TA-W-) number regarding negative determinations issued during the period of February 13, 2011 through October 21, 2011. Notices of negative determinations were published in the<E T="04">Federal Register</E>and on the Department's Web site, as required by Section 221 of the Act (19 U.S.C. 2271). As required by the Trade Adjustment Assistance Extension Act of 2011 (TAAEA), all petitions that were denied during this time period were automatically reopened. The reconsideration investigation revealed that the following workers groups have not met the certification criteria under the provisions of TAAEA.</P>
        <P>After careful review of the additional facts obtained, the following negative determinations on reconsideration have been issued.</P>
        
        <FP SOURCE="FP-2">TA-W-80,063; Stream International, Inc., Richardson, TX.</FP>
        <FP SOURCE="FP-2">TA-W-80,350; Baby Bliss, Inc., Middleville, MI.</FP>
        <FP SOURCE="FP-2">TA-W-80,362; Rocktenn, Williamsport, PA.</FP>
        <FP SOURCE="FP-2">TA-W-80,423; Allstate Insurance Company, Northbrook, IL.</FP>
        

        <P>I hereby certify that the aforementioned negative determinations on reconsideration were issued on December 2, 2011. These determinations are available on the Department's Web site at<E T="03">tradeact/taa/taa_search_form.cfm</E>under the searchable listing of determinations or by calling the Office of Trade Adjustment Assistance toll-free at (888) 365-6822.</P>
        <SIG>
          <DATED>Dated: December 7, 2011.</DATED>
          <NAME>Del Min Amy Chen,</NAME>
          <TITLE>Certifying Officer, Office of Trade Adjustment Assistance.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32617 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4510-FN-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Employment and Training Administration</SUBAGY>
        <SUBJECT>2002 Reopened—Previously Denied Determinations; Notice of Negative Determinations on Reconsideration Under the Trade Adjustment Assistance Extension Act of 2011 Regarding Eligibility To Apply for Worker Adjustment Assistance</SUBJECT>

        <P>In accordance with Section 223 of the Trade Act of 1974, as amended (19 U.S.C. 2273) (Act) the Department of Labor (Department) herein presents summaries of negative determinations on reconsideration regarding eligibility to apply for Trade Adjustment Assistance for workers by case (TA-W-) number regarding negative determinations issued during the period of February 13, 2011 through October 21, 2011. Notices of negative determinations were published in the<E T="04">Federal Register</E>and on the Department's Web site, as required by Section 221 of the Act (19 U.S.C. 2271). As required by the Trade Adjustment Assistance Extension Act of 2011 (TAAEA), all petitions that were denied during this time period were automatically reopened. The reconsideration investigation revealed that the following workers groups have not met the certification criteria under the provisions of TAAEA.</P>
        <P>After careful review of the additional facts obtained, the following negative determinations on reconsideration have been issued.</P>
        
        <FP SOURCE="FP-2">TA-W-80,066; Ivex Packaging Paper, LLC, Joliet, IL.</FP>
        <FP SOURCE="FP-2">TA-W-80,074; AES Westover, Johnson City, NY.</FP>
        

        <P>I hereby certify that the aforementioned negative determinations on reconsideration were issued on December 9, 2011. These determinations are available on the Department's Web site at<E T="03">tradeact/taa/taa_search_form.cfm</E>under the searchable listing of determinations or by calling the Office of Trade Adjustment Assistance toll-free at (888) 365-6822.</P>
        <SIG>
          <DATED>Dated: December 13, 2011.</DATED>
          <NAME>Del Min Amy Chen,</NAME>
          <TITLE>Certifying Officer, Office of Trade Adjustment Assistance.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32619 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4510-FN-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Employment and Training Administration</SUBAGY>
        <SUBJECT>2002 Reopened—Previously Denied Determinations; Notice of Revised Denied Determinations on Reconsideration Under the Trade Adjustment Assistance Extension Act of 2011 Regarding Eligibility To Apply for Worker Adjustment Assistance</SUBJECT>

        <P>In accordance with Section 223 of the Trade Act of 1974, as amended (19 U.S.C. 2273) (Act) the Department of Labor (Department) herein presents summaries of revised determinations on reconsideration regarding eligibility to apply for Trade Adjustment Assistance for workers by case (TA-W-) number regarding negative determinations issued during the period of February 13, 2011 through October 21, 2011. Notices of negative determinations were published in the<E T="04">Federal Register</E>and on the Department's Web site, as required by Section 221 of the Act (19 U.S.C. 2271). As required by the Trade Adjustment Assistance Extension Act of 2011 (TAAEA), all petitions that were denied during this time period were automatically reconsidered. The reconsideration investigation revealed that the following workers groups have met the certification criteria under the provisions of TAAEA.</P>
        <P>After careful review of the additional facts obtained, the following revised determinations on reconsideration have been issued.</P>
        
        <FP SOURCE="FP-2">TA-W-80,126; Ryder Integrated Logistics, Highland Park, MI: April 21, 2010.</FP>
        <FP SOURCE="FP-2">TA-W-80,240; Pearson Education, Inc., Old Tappan, NJ: June 16, 2010</FP>
        <FP SOURCE="FP-2">TA-W-80,269; Crocs, Inc., Niwot, CO: July 1, 2010</FP>
        <FP SOURCE="FP-2">TA-W-80,280; Client Services, Inc., Denison, TX: July 11, 2010</FP>
        <FP SOURCE="FP-2">TA-W-80,367; Certegy Check Services, Inc., St. Petersburg, FL: August 8, 2010.</FP>

        <P>I hereby certify that the aforementioned revised determinations on reconsideration were issued on December 9, 2011. These determinations are available on the Department's Web site at<E T="03">tradeact/taa/taa_search_form.cfm</E>under the searchable listing of determinations or by calling the Office<PRTPAGE P="79226"/>of Trade Adjustment Assistance toll-free at (888) 365-6822.</P>
        <SIG>
          <DATED>Dated: December 13, 2011.</DATED>
          <NAME>Del Min Amy Chen,</NAME>
          <TITLE>Certifying Officer, Office of Trade Adjustment Assistance.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32618 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4510-FN-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Employment and Training Administration</SUBAGY>
        <SUBJECT>2002 Reopened—Previously Denied Determinations; Notice of Revised Denied Determinations on Reconsideration Under the Trade Adjustment Assistance Extension Act of 2011 Regarding Eligibility To Apply for Worker Adjustment Assistance</SUBJECT>

        <P>In accordance with Section 223 of the Trade Act of 1974, as amended (19 U.S.C. 2273) (Act) the Department of Labor (Department) herein presents summaries of revised determinations on reconsideration regarding eligibility to apply for Trade Adjustment Assistance for workers by case (TA-W-) number regarding negative determinations issued during the period of<E T="03">February 13, 2011 through October 21, 2011.</E>Notices of negative determinations were published in the<E T="04">Federal Register</E>and on the Department's Web site, as required by Section 221 of the Act (19 USC 2271). As required by the Trade Adjustment Assistance Extension Act of 2011 (TAAEA), all petitions that were denied during this time period were automatically reconsidered. The reconsideration investigation revealed that the following workers groups have met the certification criteria under the provisions of TAAEA.</P>
        <P>After careful review of the additional facts obtained, the following revised determinations on reconsideration have been issued.</P>
        
        <FP SOURCE="FP-2">
          <E T="03">TA-W-80,015; ACS Commercial Solutions, Inc., Liberty, KY: February 2, 2010.</E>
        </FP>
        <FP SOURCE="FP-2">
          <E T="03">TA-W-80,228; Continental Casualty Co., Chicago, Il: June 10, 2010.</E>
        </FP>
        <FP SOURCE="FP-2">
          <E T="03">TA-W-80,275; Pfizer Therapeutic Research, Groton, CT: July 8, 2010.</E>
        </FP>
        <FP SOURCE="FP-2">
          <E T="03">TA-W-80,290; MGM Resorts International, Las Vegas, NV: July 14, 2010.</E>
        </FP>
        <FP SOURCE="FP-2">
          <E T="03">TA-W-80,301; Capgemini America, Inc., Lee's Summit, MO: July 18, 2010.</E>
        </FP>
        <FP SOURCE="FP-2">
          <E T="03">TA-W-80,329; DHL Express, Houston, TX: July 29, 2010.</E>
        </FP>
        <FP SOURCE="FP-2">
          <E T="03">TA-W-80,341; Hartford Financial Services, Inc., Hartford, CT: July 27, 2010.</E>
        </FP>
        <FP SOURCE="FP-2">
          <E T="03">TA-W-80,431; Covidien, Argyle, NY: September 11, 2010.</E>
        </FP>

        <P>I hereby certify that the aforementioned revised determinations on reconsideration were issued on<E T="03">December 2, 2011.</E>These determinations are available on the Department's Web site at<E T="03">tradeact/taa/taa_search_form.cfm</E>under the searchable listing of determinations or by calling the Office of Trade Adjustment Assistance toll-free at (888) 365-6822.</P>
        <SIG>
          <DATED>Dated December 12, 2011.</DATED>
          <NAME>Del Min Amy Chen,</NAME>
          <TITLE>Certifying Officer, Office of Trade Adjustment Assistance.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32616 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4510-FN-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Employment and Training Administration</SUBAGY>
        <DEPDOC>[TA-W-80,147]</DEPDOC>
        <SUBJECT>Travelers Insurance,a Subsidiary of the Travelers Indemnity Company,Personal Insurance Division,Account Processing/Underwriting,Syracuse, NY;Notice of Termination of Investigation</SUBJECT>
        <P>Pursuant to Section 221 of the Trade Act of 1974, as amended, an investigation was initiated in response to a petition filed on May 4, 2011 on behalf of workers of Travelers Insurance, a subsidiary of The Travelers Indemnity Company, Personal Insurance Division, Account Processing/Underwriting Group, Syracuse, New York. On August 31, 2011, the Department issued an amended certification of TA-W-75,232A that included workers and former workers of The Travelers Indemnity Company, a wholly-owned subsidiary of The Travelers Companies, Inc., Personal Insurance Division, Customer Sales and Service Business Unit, Account Processing/Underwriting Unit, Syracuse, New York, who were totally or partially separated or threatened with such separation from February 10, 2010 through March 25, 2013. On September 15, 2011, the Department issued a Notice of Negative Determination Regarding Application for Reconsideration, stating that the workers were eligible to apply for worker adjustment assistance under TA-W-75,232A.</P>
        <P>As required by the Trade Adjustment Assistance (TAA) Extension Act of 2011 (the TAAEA), the investigation into this petition was reopened for a reconsideration investigation to apply the requirements for worker group eligibility under chapter 2 of title II of the Trade Act of 1974, as amended by the TAAEA, to the facts of this petition.</P>
        <P>The worker group on whose behalf the petition was filed is covered under an existing certification (TA-W-75,232A) which expires on March 25, 2013. Consequently, the investigation has been terminated.</P>
        <SIG>
          <DATED>Signed in Washington, DC, this 1st day of December, 2011.</DATED>
          <NAME>Del Min Amy Chen,</NAME>
          <TITLE>Certifying Officer, Office ofTrade Adjustment Assistance.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32612 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4510-FN-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">NATIONAL AERONAUTICS AND SPACE ADMINISTRATION</AGENCY>
        <DEPDOC>[Notice: (11-119)]</DEPDOC>
        <SUBJECT>Notice of Information Collection</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Aeronautics and Space Administration (NASA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of information collection.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The National Aeronautics and Space Administration, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995 (Pub. L. 104-13, 44 U.S.C. 3506(c)(2)(A)).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>All comments should be submitted within 30 calendar days from the date of this publication.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>All comments should be addressed Fran Teel, Office of the Chief Information Officer, Mail Suite 2U74, National Aeronautics and Space Administration, Washington, DC 20546-0001.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Requests for additional information or copies of the information collection instrument(s) and instructions should be directed to Fran Teel, Office of the Chief Information Officer, NASA Headquarters, 300 E Street SW., Mail Suite 2U74, Washington, DC 20546, (202) 358-2225,<E T="03">frances.c.teel@nasa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Abstract</HD>

        <P>The purpose of this project is to assess if National Park Service (NPS) visitors, as well as visitors to other public lands, are benefiting from an interagency partnership, known as Earth to Sky, by<PRTPAGE P="79227"/>measuring awareness and understanding of global climate change in visitors to NPS and other public land locations. An on-site survey will be administered to park visitors to assess their awareness and understanding of global climate change; meaning of and connection to park resources; and perception of trust in sources of information regarding global climate change. Data will be collected in a variety of NPS and other sites. Results will help NASA and other managers of the Earth to Sky partnership assess the success of the partnership efforts and help refine and encourage the continued collaboration.</P>
        <HD SOURCE="HD1">II. Method of Collection</HD>
        <P>An on-site survey will be administered to visitors in order to collect the data.</P>
        <HD SOURCE="HD1">III. Data</HD>
        <P>
          <E T="03">Title:</E>An assessment of global climate change in visitors to National Park Service sites and other public lands.</P>
        <P>
          <E T="03">OMB Number:</E>2700-0146.</P>
        <P>
          <E T="03">Type of Review:</E>Renewal.</P>
        <P>
          <E T="03">Affected Public:</E>Individuals or Households.</P>
        <P>
          <E T="03">Estimated Number of Respondents:</E>1,200.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>Voluntary.</P>
        <P>
          <E T="03">Estimated Total Annual Burden Hours:</E>322.5.</P>
        <P>
          <E T="03">Estimated Total Annual Cost:</E>$0.</P>
        <HD SOURCE="HD1">IV. Requests for Comments</HD>
        <P>Comments are invited on: (1) Whether the proposed collection of information is necessary for the proper performance of the functions of NASA, including whether the information collected has practical utility; (2) the accuracy of NASA's estimate of the burden (including hours and cost) of the proposed collection of information; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) ways to minimize the burden of the collection of information on respondents, including automated collection techniques or the use of other forms of information technology.</P>
        <SIG>
          <NAME>Fran Teel,</NAME>
          <TITLE>NASA PRA Clearance Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32605 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">NUCLEAR REGULATORY COMMISSION</AGENCY>
        <DEPDOC>[Docket No. 50-219; NRC-2011-0287]</DEPDOC>
        <SUBJECT>Exemption Request Submitted by Oyster Creek Nuclear Generating Station; Exelon Generation Company, LLC</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Nuclear Regulatory Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Environmental assessment and finding of no significant impact.</P>
        </ACT>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Introduction</HD>

        <P>The U.S. Nuclear Regulatory Commission (NRC) is considering issuance of an exemption from Title 10 of the<E T="03">Code of Federal Regulations</E>(10 CFR) part 50, Appendix E, Section IV.F.2.c, “Training,” for Renewed Facility Operating License No. DPR-16, to delay the requirement to perform the biennial Emergency Preparedness (EP) exercise to June 2012, as requested by Exelon Generation Company, LLC (the licensee), for operation of the Oyster Creek Nuclear Generating Station (Oyster Creek), located in Ocean County, New Jersey. Therefore, as required by 10 CFR 51.21, the NRC performed an environmental assessment (EA). Based on the results of the EA, the NRC is issuing a finding of no significant impact.</P>
        <HD SOURCE="HD1">II. EA Summary</HD>
        <HD SOURCE="HD2">Identification of the Proposed Action</HD>
        <P>The proposed action would grant an exemption to 10 CFR Part 50, Appendix E, Section IV.F.2.c to delay the requirement to perform the biennial EP exercise to June 2012. Currently, the licensee is required to complete the exercise by the end of calendar year (CY) 2011. The proposed action is in accordance with the licensee's application dated September 30, 2011 (Agencywide Documents Access and Management System (ADAMS) Accession No. ML112730283).</P>
        <HD SOURCE="HD2">The Need for the Proposed Action</HD>
        <P>The proposed exemption from 10 CFR Part 50, Appendix E, was submitted due to the impact of Hurricane Irene on the availability of the State of New Jersey county and local government resources. Due to widespread damage and flooding throughout the area, significant resource commitments were needed from the New Jersey State Office of Emergency Management (OEM), the Ocean County OEM, numerous other State departments, and the Division of State Police. As a result, the necessary participants from State agencies will be unavailable to participate in the exercise by the end of CY 2011. By letter dated August 31, 2011,<SU>1</SU>
          <FTREF/>the Federal Emergency Management Agency (FEMA) agreed to postpone its evaluation of the exercise until June 2012.</P>
        <FTNT>
          <P>
            <SU>1</SU>This letter was not submitted directly to the NRC, but is included as Attachment 3 to the licensee's exemption request.</P>
        </FTNT>
        <HD SOURCE="HD2">Environmental Impacts of the Proposed Action</HD>
        <P>If the requested exemption were to be approved by the Nuclear Regulatory Commission (NRC), the full participation FEMA-evaluated biennial emergency exercise would not be conducted until June of 2012. Changing the date of the exercise does not alter the way the drill will be performed, and therefore, does not alter any environmental impacts that would be incurred by performance of the drill (e.g., use of roads or highways). Delaying performance of the exercise does not change any facility equipment or operations. Thus, the proposed action would not significantly increase the probability or consequences of an accident, create a new accident, change the types or quantities of radiological effluents that may be released offsite, result in a significant increase in public or occupational radiation exposure.</P>
        <HD SOURCE="HD2">Environmental Impacts of the Alternatives to the Proposed Action</HD>
        <P>As an alternative to the proposed action, the NRC staff considered denial of the proposed action (i.e., the no-action alternative). Denial of the application would result in no change in current environmental impacts. The environmental impacts of the proposed action and the alternative action are similar.</P>
        <HD SOURCE="HD2">Alternative Use of Resources</HD>
        <P>The action does not involve the use of any different resources than those previously considered in the Final Environmental Statement for Oyster Creek and NUREG-1437, Vol. 1, Supplement 28, “Generic Environmental Impact Statement for License Renewal of Nuclear Plants Regarding Oyster Creek Nuclear Generating Station, Final Report—Main Report,” published in January 2007.</P>
        <HD SOURCE="HD2">Agencies and Persons Consulted</HD>

        <P>In accordance with its stated policy, on December 9, 2011, the NRC staff consulted with the New Jersey State official for the Department of Environmental Protection regarding the environmental impact of the proposed<PRTPAGE P="79228"/>action. The State official had no comments.</P>
        <HD SOURCE="HD1">III. Finding of No Significant Impact</HD>
        <P>On the basis of the environmental assessment, the NRC concludes that the proposed action will not have a significant effect on the quality of the human environment. Accordingly, the NRC has determined not to prepare an environmental impact statement for the proposed action.</P>

        <P>For further details with respect to the proposed action, see the licensee's letter dated September 30, 2011. Documents may be examined, and/or copied for a fee, at the NRC's Public Document Room (PDR), located at One White Flint North, Public File Area O1 F21, 11555 Rockville Pike (first floor), Rockville, Maryland. Publicly available records will be accessible electronically from the ADAMS Public Electronic Reading Room on the Internet at the NRC Web site,<E T="03">http://www.nrc.gov/reading-rm/adams.html</E>. Persons who do not have access to ADAMS or who encounter problems in accessing the documents located in ADAMS should contact the NRC PDR Reference staff by telephone at 1-(800) 397-4209 or (301) 415-4737, or send an email to<E T="03">pdr.resource@nrc.gov</E>.</P>
        <SIG>
          <DATED>Dated at Rockville, Maryland, this 13th day of December 2011.</DATED>
          
          <P>For the Nuclear Regulatory Commission.</P>
          <NAME>G. Edward Miller,</NAME>
          <TITLE>Project Manager, Plant Licensing Branch I-2, Division of Operating Reactor Licensing, Office of Nuclear Reactor Regulation.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32645 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7590-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">NUCLEAR REGULATORY COMMISSION</AGENCY>
        <DEPDOC>[Docket Nos. 52-018 and 52-019; NRC-2008-0170]</DEPDOC>
        <SUBJECT>Combined Licenses at William States Lee III Nuclear Station Site, Units 1 and 2; Duke Energy Carolinas, LLC</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Nuclear Regulatory Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Draft environmental impact statement; public meeting and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Notice is hereby given that the U.S. Nuclear Regulatory Commission (NRC) and the U.S. Army Corps of Engineers (USACE), Charleston District, have published NUREG-2111, “Draft Environmental Impact Statement for Combined Licenses (COL) for William States Lee III Nuclear Station Units 1 and 2 [Lee Nuclear Station].” The NRC plans to hold a public meeting to present an overview of the draft Environmental Impact Statement (EIS) and accept public comments.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Submit comments by March 6, 2012. The NRC staff is able to ensure consideration only for comments received on or before this date.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSEES:</HD>

          <P>Please include Docket ID NRC-2008-0170 in the subject line of your comments. For additional instructions on submitting comments and instructions on accessing documents related to this action, see “Submitting Comments and Accessing Information” in the<E T="02">SUPPLEMENTARY INFORMATION</E>section of this document. You may submit comments by any one of the following methods:</P>
          <P>•<E T="03">Federal Rulemaking Web Site:</E>Go to<E T="03">http://www.regulations.gov</E>and search for documents filed under Docket ID NRC-2008-0170. Address questions about NRC dockets to Carol Gallagher, telephone: (301) 492-3668; email:<E T="03">Carol.Gallagher@nrc.gov</E>.</P>
          <P>•<E T="03">Mail comments to:</E>Cindy Bladey, Chief, Rules, Announcements, and Directive Branch (RADB), Office of Administration, Mail Stop: TWB-05-B01M, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.</P>
          <P>•<E T="03">Fax comments to:</E>RADB at (301) 492-3446.</P>
        </ADD>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Submitting Comments and Accessing Information</HD>

        <P>Comments submitted in writing or in electronic form will be posted on the NRC Web site and on the Federal rulemaking Web site,<E T="03">http://www.regulations.gov.</E>Because your comments will not be edited to remove any identifying or contact information, the NRC cautions you against including any information in your submission that you do not want to be publicly disclosed.</P>
        <P>The NRC requests that any party soliciting or aggregating comments received from other persons for submission to the NRC inform those persons that the NRC will not edit their comments to remove any identifying or contact information, and therefore, they should not include any information in their comments that they do not want publicly disclosed.</P>
        <P>You can access publicly available documents related to this document using the following methods:</P>
        <P>•<E T="03">NRC's Public Document Room (PDR):</E>The public may examine and have copied, for a fee, publicly available documents at the NRC's PDR, O1-F21, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852.<E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>Publicly available documents created or received at the NRC are available online in the NRC Library at<E T="03">http://www.nrc.gov/reading-rm/adams.html</E>. From this page, the public can gain entry into ADAMS, which provides text and image files of the NRC's public documents. If you do not have access to ADAMS or if there are problems in accessing the documents located in ADAMS, contact the NRC's PDR reference staff at 1-(800) 397-4209, (301) 415-4737, or via email to<E T="03">pdr.resource@nrc.gov</E>. The draft EIS is available electronically under ADAMS Accession Number ML113430094.</P>
        <P>•<E T="03">Federal Rulemaking Web Site:</E>Public comments and supporting materials related to this notice can be found at<E T="03">http://www.regulations.gov</E>by searching on Docket ID NRC-2008-0170.</P>

        <P>In addition, the draft EIS can be accessed online at the NRC's William States Lee III Nuclear Site Web page at<E T="03">http://www.nrc.gov/reactors/new-reactors/col/lee.html</E>. The Cherokee County Public Library, 300 E. Rutledge Avenue, Gaffney, SC 29340, has also agreed to make the draft EIS available to the public.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Ms. Sarah Lopas, Project Manager, Environmental Projects Branch 1, Division of New Reactor Licensing, Office of New Reactors, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: (301) 415-1147; email:<E T="03">Sarah.Lopas@nrc.gov</E>.</P>
          <HD SOURCE="HD1">Background</HD>

          <P>The Lee Nuclear Station Site is located in Cherokee County, South Carolina. The application for the COLs was submitted by letter dated December 12, 2007, pursuant to Title 10 of the<E T="03">Code of Federal Regulations,</E>Part 52. A notice of receipt and availability of the application, which included the environmental report, was published in the<E T="04">Federal Register</E>on January 28, 2008 (73 FR 6218). A notice of acceptance for docketing of the COL application was published in the<E T="04">Federal Register</E>on February 29, 2008 (73 FR 11156). A notice of intent to prepare a draft environmental impact statement (EIS) and to conduct the scoping process was published in the<E T="04">Federal Register</E>on March 20, 2008 (73 FR 15009). A notice of intent to conduct a supplemental scoping process for the supplement to the environmental report was published in the<E T="04">Federal Register</E>on May 24, 2010 (75 FR 28822).<PRTPAGE P="79229"/>
          </P>
          <HD SOURCE="HD1">Public Meeting</HD>
          <P>The NRC staff will hold two public meetings to present an overview of the draft EIS and to accept public comments on the document on Thursday, January 19, 2012, at Restoration Church International, 1905 N. Limestone Street, Gaffney, SC 29340. The first meeting will convene at 1 p.m. and will continue until 4 p.m., as necessary. The second meeting will convene at 7 p.m., with a repeat of the overview portions of the first meeting, and will continue until 10 p.m., as necessary. The meetings will be transcribed and will include: (1) A presentation of the contents of the draft EIS; and (2) the opportunity for interested government agencies, organizations, and individuals to provide comments on the draft report. To be considered, comments must be provided during the transcribed public meeting either orally or in writing. Additionally, the NRC and USACE staff will host informal discussions one hour before the start of each meeting during which members of the public may meet and talk with staff members on an informal basis. No formal comments on the draft EIS will be accepted during the informal discussions.</P>

          <P>Persons may pre-register to attend or present oral comments at the meetings by contacting Ms. Sarah Lopas by telephone at 1 (800) 368-5642, extension 1147, or via email to<E T="03">Sarah.Lopas@nrc.gov</E>no later than January 17, 2012. Members of the public may also register to speak at the meetings within 15 minutes of the start of each meeting. Individual oral comments may be limited by the time available, depending on the number of persons who register. Members of the public who have not registered may also have an opportunity to speak if time permits. If special equipment or accommodations are needed to attend or present information at the public meetings, the need should be brought to Ms. Sarah Lopas's attention no later than January 12, 2012, to provide the NRC staff adequate notice to determine whether the request can be accommodated.</P>

          <P>The meeting agendas will be available on the NRC's Public Meeting Schedule Web site at<E T="03">http://www.nrc.gov/public-involve/public-meetings/index.cfm</E>no later than 10 days prior to the meetings. Any changes to the meeting agendas will be available on the NRC's Public Meeting Schedule.</P>
          <SIG>
            <DATED>Dated at Rockville, Maryland, this 12th day of December, 2011.</DATED>
            
            <P>For the Nuclear Regulatory Commission.</P>
            <NAME>David B. Matthews,</NAME>
            <TITLE>Director, Division of New Reactor Licensing, Office of New Reactors.</TITLE>
          </SIG>
        </FURINF>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32649 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7590-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">NUCLEAR REGULATORY COMMISSION</AGENCY>
        <DEPDOC>[Docket Nos. 50-352-LR, 50-353-LR; [ASLBP No. 12-916-04-LR-BD01]</DEPDOC>
        <SUBJECT>Exelon Generation Company, LLC; Establishment of Atomic Safety and Licensing Board</SUBJECT>

        <P>Pursuant to delegation by the Commission dated December 29, 1972, published in the<E T="04">Federal Register</E>, 37 FR 28,710 (1972), and the Commission's regulations,<E T="03">see, e.g.,</E>10 CFR 2.104, 2.105, 2.300, 2.309, 2.313, 2.318, and 2.321, notice is hereby given that an Atomic Safety and Licensing Board (Board) is being established to preside over the following proceeding:</P>
        <HD SOURCE="HD1">Exelon Generation Company, LLC (Limerick Generating Station, Units 1 and 2)</HD>

        <P>This proceeding involves an application by Exelon Generation Company, LLC to renew for twenty years its operating licenses for Limerick Generating Station, Units 1 and 2, which are located In Limerick, Pennsylvania. The current Unit 1 and Unit 2 operating licenses expire on October 26, 2024, and June 22, 2029, respectively. In response to a Notice of Opportunity for Hearing published in the<E T="04">Federal Register</E>on August 24, 2011 (76 FR 52,992), a request for hearing was filed on November 22, 2011 by the Natural Resources Defense Council.</P>
        <P>The Board is comprised of the following administrative judges:</P>
        
        <FP SOURCE="FP-1">William J. Froehlich, Chair, Atomic Safety and Licensing Board Panel, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001;</FP>
        <FP SOURCE="FP-1">Dr. Michael F. Kennedy, Atomic Safety and Licensing Board Panel, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001;</FP>
        <FP SOURCE="FP-1">Dr. William E. Kastenberg, Atomic Safety and Licensing Board Panel, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.</FP>
        
        <P>All correspondence, documents, and other materials shall be filed in accordance with the NRC E-Filing rule, which the NRC promulgated in August 2007 (72 FR 49,139).</P>
        <SIG>
          <DATED>Issued at Rockville, Maryland, this 15th day of December 2011.</DATED>
          <NAME>E. Roy Hawkens,</NAME>
          <TITLE>Chief Administrative Judge, Atomic Safety and Licensing Board Panel.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32640 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7590-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">NUCLEAR REGULATORY COMMISSION</AGENCY>
        <SUBJECT>Advisory Committee on Reactor Safeguards; Notice of Meeting</SUBJECT>
        <P>In accordance with the purposes of Sections 29 and 182b of the Atomic Energy Act (42 U.S.C. 2039, 2232b), the Advisory Committee on Reactor Safeguards (ACRS) will hold a meeting on January 19-20, 2012, 11545 Rockville Pike, Rockville, Maryland.</P>
        <HD SOURCE="HD1">Thursday, January 19, 2012, Conference Room T2-B1, 11545 Rockville Pike, Rockville, Maryland</HD>
        <P>
          <E T="03">8:30 a.m.-8:35 a.m.: Opening Remarks by the ACRS Chairman</E>(Open)—The ACRS Chairman will make opening remarks regarding the conduct of the meeting.</P>
        <P>
          <E T="03">8:35 a.m.-10:30 a.m.: Turkey Point Units 3 and 4 Extended Power Uprate Application</E>(Open/Closed)—The Committee will hear presentations by and hold discussions with representatives of the NRC staff and Florida Power &amp; Light regarding Turkey Point Units 3 and 4 Extended Power Uprate Application. [<E T="04">Note:</E>A portion of this session may be closed in order to discuss and protect information designated as proprietary pursuant to 5 U.S.C. 552b(c)(4).]</P>
        <P>
          <E T="03">10:45 a.m.-12:15 p.m.: Proposed Revision to 10 CFR 50.46, “Acceptance Criteria for Emergency Core Cooling Systems for Light-Water Nuclear Power Reactors”</E>(Open)—The Committee will hear presentations by and hold discussions with representatives of the NRC staff regarding the proposed revision to 10 CFR 50.46 regarding fuel cladding integrity during loss of coolant accidents.</P>
        <P>
          <E T="03">1:15 p.m.-2:45 p.m.: Future ACRS Activities/Report of the Planning and Procedures Subcommittee</E>(Open/Closed)—The Committee will discuss the recommendations of the Planning and Procedures Subcommittee regarding items proposed for consideration by the Full Committee during future ACRS Meetings, and matters related to the conduct of ACRS business, including anticipated workload and member assignments. [<E T="04">Note:</E>A portion of this meeting may be closed pursuant to 5 U.S.C. 552b(c)(2) and (6) to discuss<PRTPAGE P="79230"/>organizational and personnel matters that relate solely to internal personnel rules and practices of ACRS, and information the release of which would constitute a clearly unwarranted invasion of personal privacy.]</P>
        <P>
          <E T="03">2:45 p.m.-3 p.m.: Reconciliation of ACRS Comments and Recommendations</E>(Open)—The Committee will discuss the responses from the NRC Executive Director for Operations to comments and recommendations included in recent ACRS reports and letters.</P>
        <P>
          <E T="03">3:15 p.m.-4:15 p.m.: Draft Final Report on the Biennial ACRS Review of the NRC Safety Research Program</E>(Open)—The Committee will hold a discussion on the draft final report on the biennial ACRS review of the NRC Safety Research Program.</P>
        <P>
          <E T="03">4:15 p.m.-7 p.m.: Preparation of ACRS Reports</E>(Open)—The Committee will discuss proposed ACRS reports on matters discussed during this meeting. [<E T="04">Note:</E>A portion of this session may be closed in order to discuss and protect information designated as proprietary pursuant to 5 U.S.C 552b(c)(4).]</P>
        <HD SOURCE="HD1">Friday, January 20, 2012, Conference Room T2-B1, 11545 Rockville Pike, Rockville, Maryland</HD>
        <P>
          <E T="03">8:30 a.m.-8:35 a.m.: Opening Remarks by the ACRS Chairman</E>(Open)—The ACRS Chairman will make opening remarks regarding the conduct of the meeting.</P>
        <P>
          <E T="03">8:35 a.m.-10 a.m.: Augmented Inspection Team Report on North Anna</E>(Open)—The Committee will hear presentations by and hold discussions with representatives of the NRC staff regarding the Augmented Inspection Team Report on the North Anna Nuclear Power Station, following the August 23, 2011, earthquake centered near Mineral, VA.</P>
        <P>
          <E T="03">10:15 a.m.-2:30 p.m.: Preparation of ACRS Reports</E>(Open)—The Committee will continue its discussion of proposed ACRS reports. [<E T="04">Note:</E>A portion of this session may be closed in order to discuss and protect information designated as proprietary pursuant to 5 U.S.C 552b(c)(4).]</P>
        <P>
          <E T="03">2:30 p.m.-3 p.m.: Miscellaneous</E>(Open)—The Committee will continue its discussion related to the conduct of Committee activities and specific issues that were not completed during previous meetings.</P>

        <P>Procedures for the conduct of and participation in ACRS meetings were published in the<E T="04">Federal Register</E>on October 17, 2011 (75 FR 65038-65039). In accordance with those procedures, oral or written views may be presented by members of the public, including representatives of the nuclear industry. Persons desiring to make oral statements should notify Mr. Antonio Dias, Cognizant ACRS Staff (Telephone: (301) 415-6805, Email:<E T="03">Antonio.Dias@nrc.gov</E>), five days before the meeting, if possible, so that appropriate arrangements can be made to allow necessary time during the meeting for such statements. In view of the possibility that the schedule for ACRS meetings may be adjusted by the Chairman as necessary to facilitate the conduct of the meeting, persons planning to attend should check with the Cognizant ACRS staff if such rescheduling would result in major inconvenience.</P>
        <P>Thirty-five hard copies of each presentation or handout should be provided 30 minutes before the meeting. In addition, one electronic copy of each presentation should be emailed to the Cognizant ACRS Staff one day before meeting. If an electronic copy cannot be provided within this timeframe, presenters should provide the Cognizant ACRS Staff with a CD containing each presentation at least 30 minutes before the meeting.</P>
        <P>In accordance with Subsection 10(d) Public Law 92-463, and 5 U.S.C. 552b(c), certain portions of this meeting may be closed, as specifically noted above. Use of still, motion picture, and television cameras during the meeting may be limited to selected portions of the meeting as determined by the Chairman. Electronic recordings will be permitted only during the open portions of the meeting.</P>

        <P>ACRS meeting agenda, meeting transcripts, and letter reports are available through the NRC Public Document Room at<E T="03">pdr.resource@nrc.gov,</E>or by calling the PDR at 1-(800) 397-4209, or from the Publicly Available Records System (PARS) component of NRC's document system (ADAMS) which is accessible from the NRC Web site at<E T="03">http://www.nrc.gov/reading-rm/adams.html</E>or<E T="03">http://www.nrc.gov/reading-rm/doc-collections/ACRS/.</E>
        </P>
        <P>Video teleconferencing service is available for observing open sessions of ACRS meetings. Those wishing to use this service for observing ACRS meetings should contact Mr. Theron Brown, ACRS Audio Visual Technician ((301) 415-8066), between 7:30 a.m. and 3:45 p.m. (ET), at least 10 days before the meeting to ensure the availability of this service.</P>
        <P>Individuals or organizations requesting this service will be responsible for telephone line charges and for providing the equipment and facilities that they use to establish the video teleconferencing link. The availability of video teleconferencing services is not guaranteed.</P>
        <P>If attending this meeting please enter through the One White Flint North building, 11555 Rockville Pike, Rockville, MD. After registering with security please contact Mr. Theron Brown (240) 888-9835 to be escorted to the meeting room.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Andrew L. Bates,</NAME>
          <TITLE>Advisory Committee Management Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32641 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7590-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release Nos. 33-9285; 34-65984, File No. 265-27]</DEPDOC>
        <SUBJECT>Advisory Committee on Small and Emerging Companies</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Securities and Exchange Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Meeting of SEC Advisory Committee on Small and Emerging Companies.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public telephone meeting on Friday, January 6, 2012, beginning at 1 p.m. Members of the public may attend the meeting by listening to the Webcast accessible on the Commission's Web site at<E T="03">www.sec.gov.</E>Persons needing special accommodations to access the meeting because of a disability should notify the contact person listed below. The agenda for the meeting includes consideration of a recommendation to the Commission on relaxing current restrictions on general solicitation and advertising in exempt offerings of securities. The Committee may also discuss written statements received and other matters of concern. The public is invited to submit written statements for the meeting, including any comments.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written statements should be received on or before Wednesday, January 4, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Written statements may be submitted by any of the following methods:</P>
        </ADD>
        <HD SOURCE="HD1">Electronic Statements</HD>
        <P>• Use the Commission's Internet submission form (<E T="03">http://www.sec.gov/info/smallbus/acsec.shtml</E>); or</P>
        <P>• Send an email message to<E T="03">rule-comments@sec.gov.</E>Please include File Number 265-27 on the subject line; or<PRTPAGE P="79231"/>
        </P>
        <HD SOURCE="HD1">Paper Statements</HD>
        <P>• Send paper statements in triplicate to Elizabeth M. Murphy, Federal Advisory Committee Management Officer, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-9303.</P>
        

        <FP>All submissions should refer to File No. 265-27. This file number should be included on the subject line if email is used. To help us process and review your statement more efficiently, please use only one method. The Commission will post all statements on the Advisory Committee's Web site at<E T="03">http://www.sec.gov./info/smallbus/acsec.shtml.</E>
        </FP>
        <P>Statements also will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Room 1580, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. All statements received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Johanna V. Losert, Special Counsel, at (202) 551-3460, Office of Small Business Policy, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-3628.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>In accordance with Section 10(a) of the Federal Advisory Committee Act, 5 U.S.C.-App. 1, § 10(a), and the regulations thereunder, Meredith B. Cross, Designated Federal Officer of the Committee, has ordered publication of this notice.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <NAME>Elizabeth M. Murphy,</NAME>
          <TITLE>Committee Management Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32575 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65966; File No. SR-BX-2011-083]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 2, 2011, NASDAQ OMX BX, Inc. (the “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
        <P>The Exchange proposes to amend Chapter V, Section 33 (Penny Pilot Program) of the Rules of the Boston Options Exchange Group, LLC (“BOX”) to extend, through June 30, 2012, the pilot program that permits certain classes to be quoted in penny increments on BOX (“Penny Pilot Program”).</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant parts of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The Exchange proposes to extend the effective time period of the Penny Pilot Program on BOX that is currently scheduled to expire on December 31, 2011, for an additional six months, through June 30, 2012.<SU>3</SU>
          <FTREF/>The Penny Pilot Program permits certain classes to be quoted in penny increments on BOX. The minimum price variation for all classes included in the Penny Pilot Program, except for the QQQQs, SPY and IWM, will continue to be $0.01 for all quotations in option series that are quoted at less than $3 per contract and $0.05 for all quotations in option series that are quoted at $3 per contract or greater. The QQQQs, SPY and IWM, will continue to be quoted in $0.01 increments for all options series. The Exchange is not currently proposing any changes to the classes included within the Penny Pilot Program.</P>
        <FTNT>
          <P>

            <SU>3</SU>The Penny Pilot Program has been in effect on BOX since January 26, 2007.<E T="03">See</E>Securities Exchange Act Release No. 55155 (Jan. 23, 2007), 72 FR 4741 (Feb. 1, 2007) (SR-BSE-2006-49). The Penny Pilot Program was later extended through September 27, 2007.<E T="03">See</E>Securities Exchange Act Release No. 56149 (July 26, 2007), 72 FR 42450 (Aug. 2, 2007) (SR-BSE-2007-38). A subsequent rule filing by the Exchange on September 27, 2007 initiated a two-phased expansion of the Penny Pilot Program.<E T="03">See</E>Securities Exchange Act Release No. 56566 (Sept. 27, 2007), 72 FR 56400 (Oct. 3, 2007) (SRBSE- 2007-40).<E T="03">See also</E>Securities Exchange Act Release No. 57566 (March 26, 2008), 73 FR 18013 (April 2, 2008) (SR-BSE-2008-20). The Penny Pilot Program was then extended and expanded a number of times and is set to expire on December 31, 2010.<E T="03">See</E>Securities Exchange Act Release Nos. 59629 (March 26, 2009), 74 FR 15021 (April 2, 2009) (SR-BX-2009-017); 60213 (July 1, 2009), 74 FR 32998 (July 9, 2009) (SR-BX-2009-032); 60886 (Oct. 27, 2009), 74 FR 56897 (Nov. 3, 2009) (SR-BX-2009-067); 60950 (Nov. 6, 2009), 74 FR 58666 (Nov. 6, 2009) (SR-BX-2009-069); 61456 (Feb. 1, 2010), 75 FR 6235 (Feb. 8, 2010) (SR-BX-2010-011); 62039 (May 5, 2010), 75 FR 26313 (May 11, 2010) (SR-BX-2010-032), 62615 (July 30, 2010), 75 FR 47875 (Aug. 9, 2010) (SR-BX-2010-052), and 63397 (Nov. 30, 2010), 75 FR 75716 (Dec. 8, 2010) (SR-BX-2010-084). The extension of the effective date is the only change to the Penny Pilot Program being proposed at this time.</P>
        </FTNT>
        <P>The Exchange may replace any Pilot Program classes that have been delisted on the second trading day following January 1, 2012. The replacement classes will be selected based on trading activity for the six month period beginning June 1, 2011, and ending November 30, 2011. The Exchange will employ the same parameters to prospective replacement classes as approved and applicable under the Pilot Program, including excluding high-priced underlying securities. The Exchange will distribute Regulatory Circular notifying Participants which replacement classes shall be included in the Penny Pilot Program. Since the Exchange is not adding classes other than the replacement classes in the manner described above, the Exchange is proposing to delete the following language: “[t]he Exchange will specify which classes shall be included in the Penny Pilot Program by way of Regulatory Circular filed with the Commission pursuant to Rule 19b-4 under the Exchange Act and distributed to Participants”, as this language is no longer necessary.</P>

        <P>Further, BOX agrees to submit to the Commission such reports regarding the Penny Pilot Program as the Commission may request. Such reports may include: (1) data and analysis on the number of quotations generated for options included in the Pilot Program; (2) an assessment of the quotation spreads for<PRTPAGE P="79232"/>the options included in the Pilot Program; (3) an assessment of the impact of the Pilot Program on the capacity of BOX's automated systems; (4) data reflecting the size and depth of markets, and (5) any capacity problems or other problems that arose related to the operation of the Pilot Program and how the Exchange addressed them.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that the proposal is consistent with the requirements of Section 6(b) of the Act,<SU>4</SU>
          <FTREF/>in general, and Section 6(b)(5) of the Act,<SU>5</SU>
          <FTREF/>in particular, in that it is designed to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism for a free and open market and a national market system and, in general, to protect investors and the public interest will allow the Penny Pilot Program to remain in effect on BOX without interruption.</P>
        <FTNT>
          <P>
            <SU>4</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were either solicited or received.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act<SU>6</SU>
          <FTREF/>and Rule 19b-4(f)(6)(iii) thereunder.<SU>7</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>6</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>17 CFR 240.19b-4(f)(6). As required under Rule 19b-4(f)(6)(iii), the Exchange provided the Commission with written notice of its intent to file the proposed rule change along with a brief description and the text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission.</P>
        </FTNT>
        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File No. SR-BX-2011-083 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>

        <FP>All submissions should refer to File No. SR-BX-2011-083. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-BX-2011-083 and should be submitted on or before January 11, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>8</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>8</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32661 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65973; File No. SR-NYSE-2011-53]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Expanding the Scope of Potential “Users” of Its Co-Location Services To Include Any Market Participant That Requests To Receive Co-Location Services Directly From the Exchange and Amending Its Price List To Establish a Fee for Users That Host Their Customers at the Exchange's Data Center</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <HD SOURCE="HD1">I. Introduction</HD>
        <P>On October 14, 2011, New York Stock Exchange LLC (“NYSE” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>

          <FTREF/>a proposed rule change to expand the scope of potential “Users” of its co-location services, and to amend its Price List. The proposed rule change was published for comment in the<E T="04">Federal Register</E>on November 1, 2011.<SU>3</SU>
          <FTREF/>The Commission received no comments on the proposal. This order approves the proposed rule change.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65629 (October 26, 2011), 76 FR 67507 (“Notice”).</P>
        </FTNT>
        <HD SOURCE="HD1">II. Description of the Proposed Rule Change</HD>
        <P>The Exchange operates a data center in Mahwah, New Jersey from which it provides co-location services to Users.<SU>4</SU>

          <FTREF/>For purposes of its co-location services, the term “User” currently includes member organizations, as that term is defined in NYSE Rule 2(b), and Sponsored Participants, as that term is defined in NYSE Rule 123B.30(a)(ii)(B).<PRTPAGE P="79233"/>The Exchange proposed to expand the scope of potential Users of its co-location services to include any market participant that requests to receive co-location services directly from the Exchange.<SU>5</SU>
          <FTREF/>Under the proposed rule change, Users could therefore include member organizations, Sponsored Participants, non-member broker-dealers and vendors.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 62960 (September 21, 2010), 75 FR 59310.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>As stated by the Exchange, Users must agree to, and be capable of satisfying, any applicable co-location fees, requirements, terms and conditions established from time to time by the Exchange.<E T="03">See</E>Notice, 76 FR at 67508.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">Id.</E>The Exchange anticipated that the potential additional Users would provide, for example, hosting, service bureau, technical support, risk management, order routing and market data delivery services to their customers while the User is co-located in the Exchange's data center.</P>
        </FTNT>
        <P>The Exchange also proposed to amend its Price List to establish a fee applicable to Users that provide hosting services to their customers (“Hosted Users”) at the Exchange's data center.<SU>7</SU>
          <FTREF/>“Hosting” would be a service offered by a User to a Hosted User and could include, for example, a User supporting its Hosted User's technology, whether hardware or software, through the User's co-location space. Specifically, the Exchange proposed to charge each User a fee of $500.00 per month for each Hosted User that the User hosts in the Exchange's data center. Users would independently set fees for their Hosted Users and the Exchange would not receive a share of any such fees.</P>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">III. Discussion and Commission's Findings</HD>
        <P>After careful review, the Commission finds that the proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to a national securities exchange.<SU>8</SU>
          <FTREF/>In particular, the Commission finds that the proposed rule change is consistent with Section 6(b)(4) of the Act,<SU>9</SU>
          <FTREF/>which requires that the rules of a national securities exchange provide for the equitable allocation of reasonable dues, fees and other charges among its members and issuers and other persons using its facilities, and with Section 6(b)(5) of the Act,<SU>10</SU>
          <FTREF/>which requires, among other things, that the rules of a national securities exchange be designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest, and not be designed to permit unfair discrimination between customers, issuers, brokers, or dealers.</P>
        <FTNT>
          <P>

            <SU>8</SU>In approving this proposed rule change, the Commission notes that it has considered the proposed rule's impact on efficiency, competition, and capital formation.<E T="03">See</E>15 U.S.C. 78c(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <P>The Exchange noted that the expansion of the scope of potential Users of the Exchange's co-location services increases access to the Exchange's co-location facilities and that the co-location services would be offered to these additional Users in a manner that is not unfairly discriminatory.<SU>11</SU>
          <FTREF/>The Commission believes that this expansion of the scope of potential Users is consistent with the Exchange Act and should increase access to the Exchange co-location facilities by allowing additional categories of market participants to access the Exchange's co-location services.</P>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>Notice, 76 FR at 67508.</P>
        </FTNT>
        <P>Regarding the proposed hosting fee, the Exchange represented that it will be applied uniformly and will not unfairly discriminate between Users of co-location services, as the hosting fee will be applicable to all interested Users that provide hosting services.<SU>12</SU>
          <FTREF/>The Exchange also represented that the hosting fee is reasonable because it is designed to defray expenses incurred or resources expended by the Exchange.<SU>13</SU>
          <FTREF/>In light of the Exchange's representations, the Commission believes that the hosting fee is consistent with Section 6(b)(4) of the Exchange Act.</P>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">IV. Conclusion</HD>
        <P>
          <E T="03">It is therefore ordered,</E>pursuant to Section 19(b)(2) of the Act,<SU>14</SU>
          <FTREF/>that the proposed rule change (SR-NYSE-2011-53) be, and it hereby is, approved.<FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78s(b)(2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>15</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>15</SU>
          </P>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32666 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65975; File No. SR-NYSEAmex-2011-82]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Expanding the Scope of Potential “Users” of Its Co-Location Services To Include Any Market Participant that Requests To Receive Co-Location Services Directly from the Exchange and Amending Its Fee Schedule To Establish a Fee for Users That Host Their Customers at the Exchange's Data Center</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <HD SOURCE="HD1">I. Introduction</HD>
        <P>On October 14, 2011, NYSE Amex LLC (“NYSE Amex” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>

          <FTREF/>a proposed rule change to expand the scope of potential “Users” of its co-location services, and to amend its Fee Schedule. The proposed rule change was published for comment in the<E T="04">Federal Register</E>on November 1, 2011.<SU>3</SU>
          <FTREF/>The Commission received no comments on the proposal. This order approves the proposed rule change.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65626 (October 26, 2011), 76 FR 67506 (“Notice”).</P>
        </FTNT>
        <HD SOURCE="HD1">II. Description of the Proposed Rule Change</HD>
        <P>The Exchange operates a data center in Mahwah, New Jersey from which it provides co-location services to Users.<SU>4</SU>
          <FTREF/>For purposes of its co-location services, the term “User” currently includes any “ATP Holder,” as that term is defined in NYSE Amex Options Rule 900.2NY(4), and any “Sponsored Participant,” as that term is defined in NYSE Amex Options Rule 900.2NY(77). The Exchange proposed to expand the scope of potential Users of its co-location services to include any market participant that requests to receive co-location services directly from the Exchange.<SU>5</SU>

          <FTREF/>Under the proposed rule change, Users could therefore include ATP Holders, Sponsored Participants,<PRTPAGE P="79234"/>non-ATP Holder broker-dealers and vendors.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 63274 (November 8, 2010), 75 FR 69722.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>As stated by the Exchange, Users must agree to, and be capable of satisfying, any applicable co-location fees, requirements, terms and conditions established from time to time by the Exchange.<E T="03">See</E>Notice, 76 FR at 67506.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">Id.</E>The Exchange anticipated that the potential additional Users would provide, for example, hosting, service bureau, technical support, risk management, order routing and market data delivery services to their customers while the User is co-located in the Exchange's data center.</P>
        </FTNT>
        <P>The Exchange also proposed to amend its Price List to establish a fee applicable to Users that provide hosting services to their customers (“Hosted Users”) at the Exchange's data center.<SU>7</SU>
          <FTREF/>“Hosting” would be a service offered by a User to a Hosted User and could include, for example, a User supporting its Hosted User's technology, whether hardware or software, through the User's co-location space. Specifically, the Exchange proposed to charge each User a fee of $500.00 per month for each Hosted User that the User hosts in the Exchange's data center. Users would independently set fees for their Hosted Users and the Exchange would not receive a share of any such fees.</P>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">III. Discussion and Commission's Findings</HD>
        <P>After careful review, the Commission finds that the proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to a national securities exchange.<SU>8</SU>
          <FTREF/>In particular, the Commission finds that the proposed rule change is consistent with Section 6(b)(4) of the Act,<SU>9</SU>
          <FTREF/>which requires that the rules of a national securities exchange provide for the equitable allocation of reasonable dues, fees and other charges among its members and issuers and other persons using its facilities, and with Section 6(b)(5) of the Act,<SU>10</SU>
          <FTREF/>which requires, among other things, that the rules of a national securities exchange be designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest, and not be designed to permit unfair discrimination between customers, issuers, brokers, or dealers.</P>
        <FTNT>
          <P>

            <SU>8</SU>In approving this proposed rule change, the Commission notes that it has considered the proposed rule's impact on efficiency, competition, and capital formation.<E T="03">See</E>15 U.S.C. 78c(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <P>The Exchange noted that the expansion of the scope of potential Users of the Exchange's co-location services increases access to the Exchange's co-location facilities and that the co-location services would be offered to these additional Users in a manner that is not unfairly discriminatory.<SU>11</SU>
          <FTREF/>The Commission believes that this expansion of the scope of potential Users is consistent with the Exchange Act and should increase access to the Exchange co-location facilities by allowing additional categories of market participants to access the Exchange's co-location services.</P>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>Notice, 76 FR at 67507.</P>
        </FTNT>
        <P>Regarding the proposed hosting fee, the Exchange represented that it will be applied uniformly and will not unfairly discriminate between Users of co-location services, as the hosting fee will be applicable to all interested Users that provide hosting services.<SU>12</SU>
          <FTREF/>The Exchange also represented that the hosting fee is reasonable because it is designed to defray expenses incurred or resources expended by the Exchange.<SU>13</SU>
          <FTREF/>In light of the Exchange's representations, the Commission believes that the hosting fee is consistent with Section 6(b)(4) of the Exchange Act.</P>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">IV. Conclusion</HD>
        <P>
          <E T="03">It is therefore ordered,</E>pursuant to Section 19(b)(2) of the Act,<SU>14</SU>
          <FTREF/>that the proposed rule change (SR-NYSEAmex-2011-82) be, and it hereby is, approved.<FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78s(b)(2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>15</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>15</SU>
          </P>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32668 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65977; File No. SR-NYSEArca-2011-93]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2012</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 2, 2011, NYSE Arca, Inc. (the “Exchange” or “NYSE Arca”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>

        <P>The Exchange proposes to amend Commentary .02 to NYSE Arca Options Rule 6.72 in order to extend the Penny Pilot in options classes in certain issues (“Pilot Program”), previously approved by the Securities and Exchange Commission (“Commission”), through June 30, 2012. The text of the proposed rule change is available at the Exchange, the Commission's Public Reference Room, and<E T="03">www.nyse.com.</E>
        </P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant parts of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The Exchange hereby proposes to amend Commentary .02 to NYSE Arca Options Rule 6.72 to extend the time period of the Pilot Program,<SU>3</SU>
          <FTREF/>which is currently scheduled to expire on December 31, 2011, through June 30, 2012. The Exchange also proposes that the date to replace issues in the Pilot Program that have been delisted be revised to the second trading day following January 1, 2012<SU>4</SU>

          <FTREF/>and that the replacement issues will be selected<PRTPAGE P="79235"/>based on trading activity for the six month period beginning June 1, 2011 and ending November 30, 2011.<SU>5</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 63376 (November 24, 2010), 75 FR 75527 (December 3, 2010) (SR-NYSEArca-2010-104).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>4</SU>The Exchange is proposing to extend the Pilot Program only for an additional six months. Therefore, a date for adding replacement issues to the Pilot Program during the second half of the calendar year,<E T="03">i.e.,</E>after June 30, 2012, is not applicable, as reflected in the proposed change to Commentary .02.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>The Exchange will announce the replacement issues to the Exchange's membership through a Trader Update.</P>
        </FTNT>
        <P>This filing does not propose any substantive changes to the Pilot Program: all classes currently participating will remain the same and all minimum increments will remain unchanged. The Exchange believes the benefits to public customers and other market participants who will be able to express their true prices to buy and sell options have been demonstrated to outweigh the increase in quote traffic.</P>
        <P>The Exchange agrees to reports that will analyze the impact of the Pilot Program on market quality and options systems capacity. These reports will include, but are not limited to: (1) Data and written analysis on the number of quotations generated for options selected for the Pilot Program; (2) an assessment of the quotation spreads for the options selected for the Pilot Program; (3) an assessment of the impact of the Pilot Program on the capacity of the Exchange's automated systems; (4) any capacity problems or other problems that arose related to the operation of the Pilot Program and how the Exchange addressed them; and (5) an assessment of trade through complaints that were sent by the Exchange during the operation of the Pilot Program and how they were addressed.</P>
        <P>The Exchange also proposes a technical change to NYSE Arca Options Rule 6.72(a)(3)(A) to reflect that QQQQ is now referred to as “PowerShares QQQ Trust<SU>SM</SU>, Series 1” and is traded under the symbol “QQQ.”<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>6</SU>NASDAQ, Nasdaq-100 Index, Nasdaq-100 Index Tracking Stock and QQQ are trade/service marks of The Nasdaq Stock Market, Inc. and have been licensed for use by Invesco PowerShares Capital Management LLC.</P>
        </FTNT>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The proposed rule change is consistent with Section 6(b)<SU>7</SU>
          <FTREF/>of the Securities Exchange Act of 1934 (the “Act”), in general, and furthers the objectives of Section 6(b)(5),<SU>8</SU>
          <FTREF/>in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, and to remove impediments to and perfect the mechanisms of a free and open market and a national market system. The Exchange believes that the Pilot Program promotes just and equitable principles of trade by enabling public customers and other market participants to express their true prices to buy and sell options.</P>
        <FTNT>
          <P>
            <SU>7</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were solicited or received with respect to the proposed rule change.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act<SU>9</SU>
          <FTREF/>and Rule 19b-4(f)(6)(iii) thereunder.<SU>10</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>9</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>17 CFR 240.19b-4(f)(6)(iii). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Commission notes that the Exchange has satisfied this requirement.</P>
        </FTNT>
        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File No. SR-NYSEArca-2011-93 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File No. SR-NYSEArca-2011-93. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-NYSEArca-2011-93 and should be submitted on or before January 11, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>11</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>11</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32670 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="79236"/>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65958; File No. SR-ISE-2011-81]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Exchange Act” or the “Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that, on November 30, 2011, the International Securities Exchange, LLC (the “Exchange” or the “ISE”) filed with the Securities and Exchange Commission (the “Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>

        <P>The ISE is proposing to amend fees for certain complex orders executed on the Exchange. The text of the proposed rule change is available on the Exchange's Web site (<E T="03">http://www.ise.com</E>), at the principal office of the Exchange, and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The self-regulatory organization has prepared summaries, set forth in sections A, B and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The Exchange currently assesses a per contract transaction fee to market participants that add or remove liquidity in the Complex Order Book (“maker/taker fees”) in symbols that are in the Penny Pilot program. Included therein is a subset of 103 symbols that are assessed a slightly higher taker fee (the “Select Symbols”).<SU>3</SU>
          <FTREF/>Specifically, the Exchange charges ISE market maker orders,<SU>4</SU>
          <FTREF/>firm proprietary orders and Customer (Professional Orders)<SU>5</SU>
          <FTREF/>$0.10 per contract for providing liquidity on the Complex Order Book and $0.30 per contract ($0.32 per contract in the Select Symbols) for taking liquidity from the Complex Order Book. ISE market makers who take liquidity from the Complex Order Book by trading with orders that are preferenced to them are charged $0.28 per contract ($0.30 per contract in the Select Symbols). Non-ISE Market Makers<SU>6</SU>
          <FTREF/>are currently charged $0.20 per contract for providing liquidity and $0.35 per contract ($0.36 per contract in the Select Symbols) for taking liquidity from the Complex Order Book. Priority Customer orders are not charged a fee for trading in the Complex Order Book and receive a rebate of $0.25 per contract ($0.30 per contract in the Select Symbols) when those orders trade with non-customer orders in the Complex Order Book.</P>
        <FTNT>
          <P>
            <SU>3</SU>The Select Symbols are identified by their ticker symbol on the Exchange's Schedule of Fees.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>4</SU>The term “market makers” refers to “Competitive Market Makers” and “Primary Market Makers” collectively.<E T="03">See</E>ISE Rule 100(a)(25).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>The term “Professional Order” means an order that is for the account of a person or entity that is not a Priority Customer.<E T="03">See</E>ISR Rule 100(a)(37C).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>6</SU>The term “Non-ISE Market Maker” means a market maker as defined in Section 3(a)(38) of the Securities Exchange Act of 1934 (the “Act”) [sic] registered in the same options class on another options exchange.<E T="03">See</E>Schedule of Fees, page 4.</P>
        </FTNT>
        <P>The Exchange recently received approval to allow market makers to enter quotations for complex order strategies in the Complex Order Book.<SU>7</SU>
          <FTREF/>Given this enhancement to the complex order functionality, and in order to maintain a competitive fee and rebate structure for Priority Customer orders, the Exchange now proposes to amend the fees that apply to transactions in the Complex Order Book in the following three symbols: XOP, XLB and EFA.<SU>8</SU>
          <FTREF/>Specifically, the Exchange proposes to amend its maker fee for complex orders in these three symbols when these orders interact with Priority Customers.<SU>9</SU>
          <FTREF/>The Exchange proposes to increase its maker fee from $0.10 per contract to $0.30 per contract in XOP ($0.32 per contract in XLB and EFA) for ISE market maker orders, firm proprietary orders, and Customer (Professional Orders) when these orders interact with Priority Customer orders. The Exchange proposes to increase its maker fee from $0.20 per contract to $0.30 per contract in XOP ($0.32 per contract in XLB and EFA) for Non-ISE Market Makers orders when these orders interact with Priority Customer orders. The Exchange is not proposing any change to fees for Priority Customer orders that trade in the Complex Order Book.</P>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65548 (October 13, 2011), 76 FR 64980 (October 19, 2011) (SR-ISE-2011-39).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>The Exchange notes that XOP is currently in the Penny Pilot program and XLB and EFA are currently Select Symbols.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>9</SU>The term “Priority Customer” means a person or entity that (i) is not a broker or dealer in securities, and (ii) does not place more than 390 orders in listed options per day on average during a calendar month for its own beneficial account.<E T="03">See</E>ISE Rule 100(a)(37A).</P>
        </FTNT>
        <P>Further, for Priority Customer complex orders in symbols that are in the Penny Pilot program, the Exchange currently provides a rebate of $0.25 per contract ($0.30 per contract for Select Symbols) when these orders trade with non-customer orders in the Complex Order Book. The Exchange proposes to continue this rebate incentive. As such, Priority Customer complex orders in XOP will continue to receive a rebate of $0.25 per contract when these orders trade with non-customer orders in the Complex Order Book, while Priority Customer complex orders in XLB and EFA will continue to receive a rebate of $0.30 per contract when these orders trade with non-customer orders in the Complex Order Book.</P>
        <P>Additionally, to incentivize members to trade in the Exchange's various auction mechanisms, the Exchange currently provides a per contract rebate to those contracts that do not trade with the contra order in the Exchange's Facilitation Mechanism,<SU>10</SU>
          <FTREF/>Price Improvement Mechanism<SU>11</SU>
          <FTREF/>and Solicited Order Mechanism.<SU>12</SU>

          <FTREF/>This rebate currently applies to all complex orders in symbols that are subject to the Exchange's maker/taker fees. To clarify the applicability of this rebate, the Exchange proposes to add footnote 2 to the Complex Order Maker Fee (Each Leg) for Select Symbols column and the Complex Order Taker Fee (Each Leg) for Select Symbols column on the Exchange's Schedule of Fees. For the Facilitation and Solicited Order<PRTPAGE P="79237"/>Mechanisms, the rebate is currently $0.15 per contract. For the Price Improvement Mechanism, the rebate is currently $0.25 per contract. The Exchange proposes to continue this rebate incentive also. As such, a per contract rebate at the current levels will continue to apply to those contracts in XOP, XLB, and EFA that do not trade with the contra order in the Exchange's Facilitation Mechanism, Price Improvement Mechanism and Solicited Order Mechanism.</P>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See</E>Exchange Act Release No. 61869 (April 7, 2010), 75 FR 19449 (April 14, 2010) (SR-ISE-2010-25).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>Exchange Act Release No. 62048 (May 6, 2010), 75 FR 26830 (May 12, 2010) (SR-ISE-2010-43). The Exchange subsequently increased this rebate to $0.25 per contract.<E T="03">See</E>Exchange Act Release No. 63283 (November 9, 2010), 75 FR 70059 (November 16, 2010) (SR-ISE-2010-106).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">See</E>Exchange Act Release No. 63283 (November 9, 2010), 75 FR 70059 (November 16, 2010) (SR-ISE-2010-106).</P>
        </FTNT>
        <P>The Exchange also proposes to continue providing ISE market makers with a two cent discount when trading against orders that are preferenced to them. Currently, this discount is only applicable when ISE Market Makers remove liquidity from the Complex Order Book. The Exchange now proposes to provide this fee discount when ISE Market Makers add or remove liquidity from the Complex Order Book in XOP, XLB and EFA. Accordingly, ISE market makers that add or remove liquidity in XLB and EFA in the Complex Order Book will be charged $0.30 per contract ($0.28 per contract in XOP) when trading with orders that are preferenced to them.</P>
        <P>The Exchange proposes to make these fee changes operative on December 1, 2011.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that its proposal to amend its Schedule of Fees is consistent with Section 6(b) of the Act<SU>13</SU>
          <FTREF/>in general, and furthers the objectives of Section 6(b)(4) of the Act<SU>14</SU>
          <FTREF/>in particular, in that it is an equitable allocation of reasonable dues, fees and other charges among Exchange members and other persons using its facilities. The impact of the proposal upon the net fees paid by a particular market participant will depend on a number of variables, most important of which will be its propensity to add or remove liquidity in options overlying the Penny Pilot Symbols and the Select Symbols in the Complex Order Book, as applicable.</P>
        <FTNT>
          <P>
            <SU>13</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>
        <P>The Exchange believes that increasing the fees applicable to orders executed in the Complex Order Book when trading against Priority Customers in XOP, XLB and EFA is appropriate given the new functionality that allows market makers to quote in the Complex Order Book. Additionally, the Exchange's fees remain competitive with fees charged by other exchanges and are therefore reasonable and equitably allocated to those members that opt to direct orders to the Exchange rather than to a competing exchange. Specifically, the Exchange believes that its proposal to assess a make fee of $0.30 per contract for XOP and $0.32 for XLB and EFA when orders in these symbols interact with Priority Customers is reasonable and equitable because the fee is within the range of fees assessed by other exchanges employing similar pricing schemes.</P>
        <P>The Exchange also believes that it is reasonable and equitable to provide a two cent discount to ISE market makers on preferenced orders because this will provide an incentive for market makers to quote in the Complex Order Book. The Exchange believes that it is reasonable and equitable to continue to provide rebates for Priority Customer complex orders because paying a rebate will continue to attract additional order flow to the Exchange and thereby create liquidity that ultimately will benefit all market participants who trade on the Exchange.</P>
        <P>Moreover, the Exchange believes that the proposed fees are fair, equitable and not unfairly discriminatory because the proposed fees are consistent with price differentiation that exists today at other options exchanges. Additionally, the Exchange believes it remains an attractive venue for market participants to trade complex orders despite its proposed fee change as its fees remain competitive with those charged by other exchanges for similar trading strategies. The Exchange operates in a highly competitive market in which market participants can readily direct order flow to another exchange if they deem fee levels at a particular exchange to be excessive. For the reasons noted above, the Exchange believes that the proposed fees are fair, equitable and not unfairly discriminatory.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The proposed rule change does not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Exchange Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>The Exchange has not solicited, and does not intend to solicit, comments on this proposed rule change. The Exchange has not received any unsolicited written comments from members or other interested parties.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Exchange Act.<SU>15</SU>
          <FTREF/>At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Exchange Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.</P>
        <FTNT>
          <P>
            <SU>15</SU>15 U.S.C. 78s(b)(3)(A)(ii).</P>
        </FTNT>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File Number SR-ISE-2011-81 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File Number SR-ISE-2011-81. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public<PRTPAGE P="79238"/>Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-ISE-2011-81 and should be submitted on or before January 11, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>16</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>16</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32569 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65955; File No. SR-NYSEARCA-2011-90]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of Financial Industry Regulatory Authority Rule 5210, Which Prohibits the Publication of Manipulative or Deceptive Quotations or Transactions, as NYSE Arca Equities Rule 5210</SUBJECT>
        <DATE>December 14, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 7, 2011, NYSE Arca, Inc. (“NYSE Arca” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>

        <P>The Exchange proposes to adopt the text of Financial Industry Regulatory Authority (“FINRA”) Rule 5210, which prohibits the publication of manipulative or deceptive quotations or transactions, as NYSE Arca Equities Rule 5210. The text of the proposed rule change is available at the Exchange, the Commission's Public Reference Room, and<E T="03">http://www.nyse.com.</E>
        </P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The Exchange proposes to adopt the text of FINRA Rule 5210, which prohibits the publication of manipulative or deceptive quotations or transactions, as NYSE Arca Equities Rule 5210.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 60835 (Oct. 16, 2009), 74 FR 54616 (Oct. 22, 2009) (SR-FINRA-2009-055). The Exchange's affiliates, New York Stock Exchange LLC and NYSE Amex LLC, are proposing to adopt a substantially similar rule.</P>
        </FTNT>
        <HD SOURCE="HD3">Background</HD>
        <P>On July 30, 2007, the National Association of Securities Dealers, Inc. (“NASD”), and NYSE Regulation, Inc. (“NYSER”) consolidated their member firm regulation operations into a combined organization, FINRA, and entered into a Regulatory Services Agreement under which FINRA agreed to perform certain regulatory functions of the Exchange on behalf of the Exchange. On June 14, 2010, FINRA also assumed responsibility for performing the market surveillance and enforcement functions performed by NYSER. To facilitate FINRA's performance of these enforcement functions and further harmonize the rules of FINRA and NYSE Arca Equities, the Exchange is proposing to adopt the text of FINRA Rule 5210.<SU>4</SU>
          <FTREF/>FINRA Rule 5210 prohibits members from publishing or circulating, or causing to be published or circulated, any communication that purports to report any transaction as a purchase or sale of any security, unless such member believes that such transaction was a bona fide purchase or sale of such security. The Rule also prohibits members from publishing or circulating, or causing to be published or circulated, any communication that purports to quote the bid price or asked price for any security, unless the member believes that such quotation represents a bona fide bid for, or offer of, such security.</P>
        <FTNT>
          <P>
            <SU>4</SU>For consistency with Exchange rules, the Exchange proposes to change all references from “member” to “ETP Holder.”</P>
        </FTNT>
        <P>The Exchange believes that the proposed rule change will strengthen FINRA's ability to bring sanctions on behalf of the Exchange against an ETP Holder for engaging in manipulative forms of quoting behavior, for example, quote stuffing and layering. FINRA Rule 5210 (formerly NASD Rule 3310 and IM 3310)<SU>5</SU>
          <FTREF/>was successfully used in the Acceptance, Waiver and Consent announced in September 2010 by FINRA against Trillium Brokerage Services and other individual Respondents.<SU>6</SU>
          <FTREF/>The Exchange believes that the proposed rule change would augment FINRA's ability on behalf of the Exchange to take action against manipulative quoting behavior on the Exchange.</P>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See supra</E>n. 4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See http://www.finra.org/web/groups/industry/@ip/@enf/@ad/documents/industry/p122044.pdf.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The proposed rule change is consistent with Section 6(b) of the Securities Exchange Act of 1934 (the “Act”),<SU>7</SU>
          <FTREF/>in general, and furthers the objectives of Section 6(b)(5),<SU>8</SU>
          <FTREF/>in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, and to remove impediments to and perfect the mechanism of a free and open market and a national market system. Specifically, the Exchange believes that the proposed rule change would provide an additional basis for bringing enforcement actions against ETP Holders that engage in deceptive and manipulative quoting activity. To the extent the Exchange has proposed changes that differ from the FINRA version of the Rules, such changes are technical in nature and do not change the substance of the FINRA Rule.</P>
        <FTNT>
          <P>
            <SU>7</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>

        <P>The Exchange does not believe that the proposed rule change will impose<PRTPAGE P="79239"/>any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were solicited or received with respect to the proposed rule change.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>The Exchange has filed the proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act<SU>9</SU>
          <FTREF/>and Rule 19b-4(f)(6) thereunder.<SU>10</SU>
          <FTREF/>Because the proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative prior to 30 days from the date on which it was filed, or such shorter time as the Commission may designate, if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act and Rule 19b-4(f)(6)(iii) thereunder.<SU>11</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>9</SU>15 U.S.C. 78s(b)(3)(A)(iii).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>17 CFR 240.19b-4(f)(6).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)(iii) requires the Exchange to give the Commission written notice of the Exchange's intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.</P>
        </FTNT>
        <P>A proposed rule change filed under Rule 19b-4(f)(6)<SU>12</SU>
          <FTREF/>normally does not become operative prior to 30 days after the date of the filing. However, pursuant to Rule 19b4(f)(6)(iii),<SU>13</SU>
          <FTREF/>the Commission may designate a shorter time if such action is consistent with the protection of investors and the public interest.</P>
        <FTNT>
          <P>
            <SU>12</SU>17 CFR 240.19b-4(f)(6).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>17 CFR 240.19b-4(f)(6)(iii).</P>
        </FTNT>
        <P>The Exchange has requested that the Commission waive the 30-day operative delay. The Commission believes that waiver of the operative delay is consistent with the protection of investors and the public interest because such waiver will allow FINRA to more effectively carry out its enforcement activities on behalf of the Exchange. Therefore, the Commission designates the proposal operative upon filing.<SU>14</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>14</SU>For purposes only of waiving the 30-day operative delay, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation.<E T="03">See</E>15 U.S.C. 78c(f).</P>
        </FTNT>
        <P>At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File Number SR-NYSEARCA-2011-90 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File Number SR-NYSEARCA-2011-90. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NYSEARCA-2011-90 and should be submitted on or before January 11, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>15</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>15</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32541 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65979; File No. SR-C2-2011-031]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <HD SOURCE="HD1">I. Introduction</HD>
        <P>On October 21, 2011, the C2 Options Exchange, Incorporated (“Exchange” or “C2”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>a proposed rule change to amend its Bylaws concerning Industry Directors and the nomination of Representative Directors and to make conforming changes to the C2 Certificate of Incorporation and the Voting Agreement between C2 and CBOE Holdings, Inc. (“CBOE Holdings”). On November 1, 2011, the Exchange submitted a technical amendment (“Amendment No. 1”) to the proposed rule change.<SU>3</SU>
          <FTREF/>
          <PRTPAGE P="79240"/>On November 9, 2011, the proposed rule change was published for comment in the<E T="04">Federal Register</E>.<SU>4</SU>
          <FTREF/>The Commission received no comments on the proposed rule change. This order grants approval to the rule change, as modified by Amendment No. 1.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>As provided in the instructions to Form 19b-4, the Exchange noted in Item 2 of its filing that it needed to obtain, but had not yet obtained, formal approval from its Board of Directors for the Bylaw, Certificate of Incorporation, and Voting Agreement changes set forth in this proposed rule change. The Exchange also noted that it needed to obtain, but had not yet obtained, approval from CBOE Holdings, the Exchange's sole stockholder, of the changes to the Certificate of Incorporation and Voting Agreement. The Exchange stated that once these approvals were obtained, it would file a technical amendment to this proposed rule change to reflect these approvals. Amendment No. 1 reflected that the requisite approvals were obtained on November 1, 2011, and represented that no further action in connection with this proposed rule change was required. In addition, Amendment No. 1 contained the Exchange's consent to an extension of time for Commission consideration of this proposed rule change for an additional thirty-five<PRTPAGE/>days after November 1, 2011 (the filing date of this amendment).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65681 (November 3, 2011), 76 FR 69783 (“Notice”).</P>
        </FTNT>
        <HD SOURCE="HD1">II. Description of the Proposed Rule Change</HD>
        <HD SOURCE="HD2">(a) Elimination of 30% Industry Director Requirement</HD>
        <P>Currently, the Exchange's Bylaws contain a requirement that its Board of Directors be composed of at least 30% Industry Directors.<SU>5</SU>
          <FTREF/>The Exchange proposed to amend its Bylaws to eliminate this requirement. In its Notice, the Exchange said that this change was intended to give it flexibility as it evaluates the composition of its Board in the future.<SU>6</SU>
          <FTREF/>C2 also proposed a conforming change to amend Section 4.4 of its Bylaws to delete the clause that requires the Nominating and Governance Committee (“NGC”) to consist of both Industry and Non-Industry Directors.</P>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>Section 3.1 of the Exchange's Bylaws. The term “Industry Directors” is defined in this Section.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See</E>Notice,<E T="03">supra</E>note 4, at 69784.</P>
        </FTNT>
        <HD SOURCE="HD2">(b) Nomination of Representative Directors</HD>
        <P>Currently, the Exchange Bylaws state that at least 20% of C2's directors must be Representative Directors.<SU>7</SU>
          <FTREF/>As described in Section 3.2 of the Bylaws, candidates for Representative Director positions are nominated by the Industry Director Subcommittee of the NGC.<SU>8</SU>
          <FTREF/>In addition, C2 Trading Permit Holders may nominate alternative candidates (in addition to those nominated by the Industry Director Subcommittee) for election to the Representative Director positions via a petition process. In such case, a run-off election is held, in which C2's Trading Permit Holders vote to determine which candidates will be elected to the C2 Board of Directors to serve as Representative Directors.</P>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>Section 3.1 of Exchange Bylaws. The term “Representative Directors” is defined in Section 3.2 of the Exchange Bylaws.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>The Industry Director Subcommittee is composed of all of the Industry Directors serving on the NGC.</P>
        </FTNT>
        <P>As proposed, the Exchange Bylaws will continue to require that at least 20% of C2's directors must be Representative Directors. However, the Exchange proposed to amend its Bylaws to revise the nomination process for the Representative Directors. First, the Exchange proposed to eliminate the requirement in Section 3.2 that the Representative Directors must be Industry Directors to reflect the fact that the other change it proposed with respect to Industry Directors could result in the Board potentially not having Industry Directors. Second, the Exchange proposed to incorporate into the Bylaws the concept of a Representative Director Nominating Body (“RDNB”).<SU>9</SU>
          <FTREF/>Under proposed Section 1.1(k), RDNB would mean the current Industry Director Subcommittee of the NGC if there are at least two Industry Directors on the Exchange's NGC and would mean the Trading Permit Holders Subcommittee of the Advisory Board if the NGC has fewer than two Industry Directors. The RDNB would nominate the Representative Directors in accordance with the current provisions of proposed Section 3.2 of the Bylaws, and therefore would perform the functions currently performed by the Industry Director Subcommittee.</P>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See</E>proposed new Bylaws definition 1.1(k) and the proposed changes to Sections 4.4 and 6.1 of the Bylaws.</P>
        </FTNT>
        <P>In addition, C2 proposed to amend Section 3.2 of the Bylaws with regard to the time period by which the Representative Director nominees are announced via circular to the Trading Permit Holders, as well as the deadline for Trading Permit Holders to nominate alternative candidates via petition, and the timing of any run-off election. C2 proposed to amend these deadlines in order to provide it with additional flexibility to complete the process for determining nominees at an earlier point in time. The Exchange did not propose to change the timeframes between the milestones in the process. In addition, C2 intends the new timelines to allow it to synchronize the Exchange's nomination process to that of CBOE Holdings.</P>
        <P>The NGC will continue to be bound to accept and nominate the Representative Director nominees recommended by the RDNB, provided that the Representative Director nominees are not opposed by a petition candidate. If such Representative Director nominees are opposed by a petition candidate, then the Nominating and Governance Committee shall be bound to accept and nominate the Representative Director nominees who receive the most votes pursuant to a run-off election.<SU>10</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See</E>Section 3.1 of the Exchange Bylaws.</P>
        </FTNT>
        <HD SOURCE="HD2">(c) Amendments Relating to the Advisory Board</HD>
        <P>Currently, Section 6.1 of the Exchange Bylaws provides that the Board may establish an Advisory Board which shall advise the Office of the Chairman regarding matters of interest to Trading Permit Holders. The Exchange proposed to amend Section 6.1 of the Bylaws to provide that the Exchange “will” (as opposed to “may”) have an Advisory Board, which shall advise the Board of Directors in addition to the Office of the Chairman regarding matters that impact Trading Permit Holders. C2 also proposed to amend Section 6.1 of its Bylaws to expressly provide that at least two members of the Advisory Board shall be Trading Permit Holders or persons associated with Trading Permit Holders.</P>
        <HD SOURCE="HD2">(d) Amendment To Certificate of Incorporation and Voting Agreement</HD>
        <P>Finally, C2 proposed to make conforming changes to its Certificate of Incorporation and the Voting Agreement between it and its parent company, CBOE Holdings, to replace the references to the Industry Director Subcommittee with the new term Representative Director Nominating Body. It also proposed to make non-substantive changes to the Voting Agreement.</P>
        <HD SOURCE="HD1">III. Discussion</HD>
        <P>After careful review, the Commission finds that the proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to a national securities exchange.<SU>11</SU>
          <FTREF/>In particular, the Commission finds that the proposed rule change is consistent with: (1) Section 6(b)(1) of the Act,<SU>12</SU>
          <FTREF/>which requires a national securities exchange to be so organized and have the capacity to carry out the purposes of the Act and to enforce compliance by its members and persons associated with its members with the provisions of the Act; (2) Section 6(b)(3) of the Act,<SU>13</SU>

          <FTREF/>which requires that the rules of a national securities exchange assure the fair representation of its members in the selection of its directors and administration of its affairs, and provide that one or more directors shall be representative of issuers and investors and not be associated with a member of the exchange, broker, or dealer (the “fair<PRTPAGE P="79241"/>representation requirement”); and (3) Section 6(b)(5) of the Act,<SU>14</SU>
          <FTREF/>in that it is designed, among other things, to prevent fraudulent and manipulative acts and practices; to promote just and equitable principles of trade; to remove impediments to and perfect the mechanism of a free and open market and a national market system; and, in general, to protect investors and the public interest.</P>
        <FTNT>
          <P>
            <SU>11</SU>In approving this proposed rule change, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation. 15 U.S.C. 78c(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>15 U.S.C. 78f(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>15 U.S.C. 78f(b)(3).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <HD SOURCE="HD2">(a) Elimination of 30% Industry Director Requirement and Fair Representation</HD>
        <P>The Commission believes that the Exchange's proposal to eliminate the requirement that its Board of Directors be composed of at least 30% Industry Directors is consistent with Section 6(b) of the Act,<SU>15</SU>
          <FTREF/>including Section 6(b)(3) of the Act.<SU>16</SU>
          <FTREF/>Even if the Exchange's Board might not someday include directors who technically qualify as Industry Directors, or the number of such directors is otherwise reduced below current levels,<SU>17</SU>
          <FTREF/>the Exchange's proposal would not impact its current process to ensure fair representation of its Trading Permit Holders in the selection of its directors and administration of its affairs as required by Section 6(b)(3) of the Act.<SU>18</SU>
          <FTREF/>Specifically, at all times, at least 20% of the directors serving on the Board will be Representative Directors nominated (or otherwise selected through the petition process) with the input of Trading Permit Holders (or persons associated with Trading Permit Holders) as provided in the proposed Section 3.2 of the Bylaws.</P>
        <FTNT>
          <P>
            <SU>15</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>15 U.S.C. 78f(b)(3). This Section requires that the rules of a national securities exchange assure the fair representation of its members in the selection of its directors and administration of its affairs, and provide that one or more directors shall be representative of issuers and investors and not be associated with a member of the exchange, broker, or dealer.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>17</SU>In the Notice, the Exchange stated that it has not made a determination as to whether it will reduce (or eliminate) the number of directors on its Board who qualify as an Industry Director and that it recognizes the importance of having directors who have industry expertise and knowledge (whether those directors are Industry Directors or Non-Industry Directors).<E T="03">See</E>Notice,<E T="03">supra</E>note 4, at 69784.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>18</SU>15 U.S.C. 78f(b)(3).</P>
        </FTNT>
        <P>The Commission has previously approved proposals in which an exchange's board of directors was composed of all or nearly all non-industry directors where the process was nevertheless designed to comply with the “fair representation” requirement in the selection and election of directors.<SU>19</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>19</SU>
            <E T="03">See, e.g.,</E>Securities Exchange Act Release No. 48946 (December 17, 2003), 68 FR 74678 (December 24, 2003) (approving SR-NYSE-2003-34).</P>
        </FTNT>
        <HD SOURCE="HD2">(b) Nomination of Representative Directors and Fair Representation</HD>
        <P>As proposed, the Exchange Bylaws will continue to require that at least 20% of C2's directors must be Representative Directors. However, in light of the changes that the Exchange proposed to the composition of the Board, the Exchange revised the nomination process for the Representative Directors. First, the Exchange proposed to incorporate into the Bylaws the concept of a RDNB,<SU>20</SU>
          <FTREF/>which would mean the current Industry Director Subcommittee of the NGC if there are at least two Industry Directors on the Exchange's NGC or the Trading Permit Holders Subcommittee of the Advisory Board if the NGC has less than two Industry Directors. Second, the Exchange proposed to eliminate the requirement in Section 3.2 that the Representative Directors must be Industry Directors.<SU>21</SU>
          <FTREF/>In addition, C2 proposed to amend Section 3.2 of the Bylaws with regard to the time period by which the Representative Director nominees are announced via circular to the Trading Permit Holders, as well as the deadline for Trading Permit Holders to nominate alternative candidates via petition, and the timing of any run-off election.<SU>22</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>20</SU>
            <E T="03">See supra</E>note 9 and accompanying text.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>21</SU>In the Notice, the Exchange explained that it proposed this change because it is possible that at some point in the future C2's Board may not have Industry Directors serving on it.<E T="03">See</E>Notice,<E T="03">supra</E>note 4, at 69784.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>22</SU>In the Notice, the Exchange explained that it proposed this change because it would provide the Exchange, the NGC, and the RDNB with additional flexibility and enable the exchange to complete the process for determining its nominees for Representative Director positions at an earlier point in time without changing the time period, as well as synchronize C2's nomination process with the nomination process of its parent company, CBOE Holdings.<E T="03">See</E>Notice,<E T="03">supra</E>note 4, at 69785.</P>
        </FTNT>
        <P>The Commission believes that the Exchange's proposed changes to the nomination process for the Representative Directors are consistent with Section 6(b) of the Act,<SU>23</SU>
          <FTREF/>including Section 6(b)(3) of the Act.<SU>24</SU>
          <FTREF/>As discussed above, currently the Exchange satisfies the fair representation requirement by having on its Board at least 20% Representative Directors. As a result of the proposed changes to the composition of the Board, the NGC could have fewer than two Industry Directors, in which case the Industry Director Subcommittee would not be formed.<SU>25</SU>
          <FTREF/>Under this scenario, the RDNB would be the Trading Permit Holders Subcommittee of the Advisory Board (consisting of at least two members who are Trading Permit Holders (or persons associated with Trading Permit Holders))<SU>26</SU>
          <FTREF/>and would provide a mechanism for Trading Permit Holders to have input with respect to the nominees for Representative Directors. Pursuant to Bylaws Section 6.1, members of the Advisory Board are recommended by the NGC for approval by the Board. The proposed change leaves intact the current process to nominate and elect Representative Directors, but is intended to accommodate the need for member input in the nomination of Representative Director candidates in the event that the Board does not contain a sufficient number of Industry Directors to empanel the Industry Director Subcommittee.</P>
        <FTNT>
          <P>
            <SU>23</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>24</SU>15 U.S.C. 78f(b)(3). This Section requires that the rules of a national securities exchange assure the fair representation of its members in the selection of its directors and administration of its affairs, and provide that one or more directors shall be representative of issuers and investors and not be associated with a member of the exchange, broker, or dealer.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>25</SU>
            <E T="03">See</E>Section 4.4 of the Exchange Bylaws.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>26</SU>
            <E T="03">See infra</E>note 29 and accompanying text.</P>
        </FTNT>
        <P>Further, with respect to the proposed changes to the time period by which the Representative Director nominees are announced via circular to the Trading Permit Holders, as well as the deadline for Trading Permit Holders to nominate alternative candidates via petition, and the timing of any run-off election, the Commission believes that such changes generally preserve the current schedule with respect to the various milestones in the process, while allowing the Exchange to shift slightly the start of the process. Further, the Commission notes that the proposed provision specifically provides that “[i]n no event shall the annual meeting date each year be prior to the completion of the process for the nomination of the Representative Directors for that annual meeting as set forth in Sections 3.1 and 3.2.”<SU>27</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>27</SU>
            <E T="03">See</E>Section 2.2 of the Exchange Bylaws.</P>
        </FTNT>
        <HD SOURCE="HD2">(c) Amendments Relating to the Advisory Board and Fair Representation</HD>

        <P>As stated above, the Exchange proposed to amend Section 6.1 of the Bylaws to provide that the Exchange “will” (as opposed to “may”) have an Advisory Board, which shall advise the Board of Directors in addition to the Office of the Chairman regarding matters that impact Trading Permit<PRTPAGE P="79242"/>Holders.<SU>28</SU>
          <FTREF/>C2 also proposed to amend Section 6.1 of its Bylaws to expressly provide that at least two members of the Advisory Board shall be Trading Permit Holders or persons associated with Trading Permit Holders.<SU>29</SU>
          <FTREF/>By providing for the mandatory establishment of the Advisory Board and for the mandatory inclusion of at least two Trading Permit Holders or persons associated with Trading Permit Holders in the Advisory Board, the Exchange's proposal is designed to facilitate the provision of input by industry members and Trading Permit Holders into the selection of its directors and administration of its affairs, consistent with Section 6(b)(3) of the Act.<SU>30</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>28</SU>In the Notice, the Exchange explained that it recently established an Advisory Board.<E T="03">See</E>Notice,<E T="03">supra</E>note 4, at 69784.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>29</SU>In the Notice, the Exchange noted that the Advisory Board provides a mechanism for Trading Permit Holders to provide industry feedback to C2's Chairman and CEO, Executive Vice Chairman, President and Lead Director, all of whom are members of the Advisory Board, consistent with Section 6(b)(3) of the Act.<E T="03">See</E>Notice,<E T="03">supra</E>note 4, at 69784.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>30</SU>15 U.S.C. 78f(b)(3).</P>
        </FTNT>
        <HD SOURCE="HD1">IV. Conclusion</HD>
        <P>For the foregoing reasons, the Commission finds that the proposed rule change is consistent with the Act and the rules and regulations thereunder applicable to a national securities exchange.</P>
        <P>
          <E T="03">It is therefore ordered,</E>pursuant to Section 19(b)(2) of the Act,<SU>31</SU>
          <FTREF/>that the proposed rule change (SR-C2-2011-031), as modified by Amendment No. 1, be and hereby is approved.</P>
        <FTNT>
          <P>
            <SU>31</SU>15 U.S.C. 78s(b)(2).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>32</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>32</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32603 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65970; File No. SR-NYSEArca-2011-74]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Expanding the Scope of Potential “Users” of Its Co-Location Services To Include Any Market Participant that Requests to Receive Co-Location Services Directly From the Exchange and Amending Its Fee Schedule To Establish a Fee for Users That Host Their Customers at the Exchange's Data Center</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <HD SOURCE="HD1">I. Introduction</HD>
        <P>On October 14, 2011, NYSE Arca, Inc. (“NYSE Arca” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>

          <FTREF/>a proposed rule change to expand the scope of potential “Users” of its co-location services, and to amend its Fee Schedule. The proposed rule change was published for comment in the<E T="04">Federal Register</E>on November 1, 2011.<SU>3</SU>
          <FTREF/>The Commission received no comments on the proposal. This order approves the proposed rule change.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65625 (October 26, 2011), 76 FR 67522 (“Notice”).</P>
        </FTNT>
        <HD SOURCE="HD1">II. Description of the Proposed Rule Change</HD>
        <P>The Exchange operates a data center in Mahwah, New Jersey from which it provides co-location services to Users.<SU>4</SU>

          <FTREF/>For purposes of its co-location services, the term “User” currently includes any ETP Holder or Sponsored Participant who is authorized to obtain access to the NYSE Arca Marketplace pursuant to NYSE Arca Equities Rule 7.29 (<E T="03">see</E>NYSE Arca Equities Rule 1.1(yy)). The Exchange proposed to expand the scope of potential Users of its co-location services to include any market participant that requests to receive co-location services directly from the Exchange.<SU>5</SU>
          <FTREF/>Under the proposed rule change, Users could therefore include ETP Holders, Sponsored Participants, non-ETP Holder broker-dealers and vendors.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 63275 (November 8, 2010), 75 FR 70048.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>As stated by the Exchange, Users must agree to, and be capable of satisfying, any applicable co-location fees, requirements, terms and conditions established from time to time by the Exchange.<E T="03">See</E>Notice, 76 FR at 67522.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">Id.</E>The Exchange anticipated that the potential additional Users would provide, for example, hosting, service bureau, technical support, risk management, order routing and market data delivery services to their customers while the User is co-located in the Exchange's data center.</P>
        </FTNT>
        <P>The Exchange also proposed to amend its Price List to establish a fee applicable to Users that provide hosting services to their customers (“Hosted Users”) at the Exchange's data center.<SU>7</SU>
          <FTREF/>“Hosting” would be a service offered by a User to a Hosted User and could include, for example, a User supporting its Hosted User's technology, whether hardware or software, through the User's co-location space. Specifically, the Exchange proposed to charge each User a fee of $500.00 per month for each Hosted User that the User hosts in the Exchange's data center. Users would independently set fees for their Hosted Users and the Exchange would not receive a share of any such fees.</P>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">III. Discussion and Commission's Findings</HD>
        <P>After careful review, the Commission finds that the proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to a national securities exchange.<SU>8</SU>
          <FTREF/>In particular, the Commission finds that the proposed rule change is consistent with Section 6(b)(4) of the Act,<SU>9</SU>
          <FTREF/>which requires that the rules of a national securities exchange provide for the equitable allocation of reasonable dues, fees and other charges among its members and issuers and other persons using its facilities, and with Section 6(b)(5) of the Act,<SU>10</SU>
          <FTREF/>which requires, among other things, that the rules of a national securities exchange be designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest, and not be designed to permit unfair discrimination between customers, issuers, brokers, or dealers.</P>
        <FTNT>
          <P>

            <SU>8</SU>In approving this proposed rule change, the Commission notes that it has considered the proposed rule's impact on efficiency, competition, and capital formation.<E T="03">See</E>15 U.S.C. 78c(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>

        <P>The Exchange noted that the expansion of the scope of potential Users of the Exchange's co-location services increases access to the Exchange's co-location facilities and that the co-location services would be offered to these additional Users in a<PRTPAGE P="79243"/>manner that is not unfairly discriminatory.<SU>11</SU>
          <FTREF/>The Commission believes that this expansion of the scope of potential Users is consistent with the Exchange Act and should increase access to the Exchange co-location facilities by allowing additional categories of market participants to access the Exchange's co-location services.</P>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>Notice, 76 FR at 67523.</P>
        </FTNT>
        <P>Regarding the proposed hosting fee, the Exchange represented that it will be applied uniformly and will not unfairly discriminate between Users of co-location services, as the hosting fee will be applicable to all interested Users that provide hosting services.<SU>12</SU>
          <FTREF/>The Exchange also represented that the hosting fee is reasonable because it is designed to defray expenses incurred or resources expended by the Exchange.<SU>13</SU>
          <FTREF/>In light of the Exchange's representations, the Commission believes that the hosting fee is consistent with Section 6(b)(4) of the Exchange Act.</P>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">IV. Conclusion</HD>
        <P>
          <E T="03">It is therefore ordered,</E>pursuant to Section 19(b)(2) of the Act,<SU>14</SU>
          <FTREF/>that the proposed rule change (SR-NYSEArca-2011-74) be, and it hereby is, approved.</P>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78s(b)(2).</P>
          <P>
            <SU>15</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>15</SU>
          </P>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32664 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65967; File No. SR-CBOE-2011-118]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 2, 2011, Chicago Board Options Exchange, Incorporated (the “Exchange” or “CBOE”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>

        <P>The Exchange proposes to amend its rules relating to the Penny Pilot Program. The text of the proposed rule change is available on the Exchange's Web site (<E T="03">http://www.cboe.com/AboutCBOE/CBOELegalRegulatoryHome.aspx</E>), at the Exchange's Office of the Secretary, and at the Commission.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant parts of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The Penny Pilot Program is scheduled to expire on December 31, 2011. CBOE proposes to extend the Pilot Program until June 30, 2012. CBOE believes that extending the Pilot Program will allow for further analysis of the Pilot Program and a determination of how the Pilot Program should be structured in the future.</P>
        <P>During this extension of the Penny Pilot Program, CBOE proposes that it may replace any option class that is currently included in the Pilot Program and that has been delisted with the next most actively-traded, multiple-listed option class that is not yet participating in the Pilot Program (“replacement class”). Any replacement class would be determined based on national average daily volume in the preceding six months,<SU>3</SU>
          <FTREF/>and would be added on the second trading day following January 1, 2012. CBOE will employ the same parameters to prospective replacement classes as approved and applicable in determining the existing classes in the Pilot Program, including excluding high-priced underlying securities.<SU>4</SU>
          <FTREF/>CBOE will announce to its Trading Permit Holders by circular any replacement classes in the Pilot Program.</P>
        <FTNT>
          <P>
            <SU>3</SU>The month immediately preceding a replacement class's addition to the Pilot Program (i.e. December) would not be used for purposes of the six-month analysis. Thus, a replacement class to be added on the second trading following January 1, 2012 would be identified based on The Option Clearing Corporation's trading volume data from June 1, 2011 through November 30, 2011.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 60864 (October 22, 2009) (granting immediate effectiveness to SR-CBOE-2009-76).</P>
        </FTNT>
        <P>CBOE is specifically authorized to act jointly with the other options exchanges participating in the Penny Pilot Program in identifying any replacement class. CBOE will submit to the SEC reports that will include sample data and analysis of information collected from October 1, 2011 through March 31, 2012 and April 1 through June 30, 2012 for the ten most active and twenty least active option classes added to the Pilot Program. This proposed sampling approach provides an appropriate means by which to monitor and assess the Pilot Program's impact. CBOE will also identify, for comparison purposes, a control group consisting of the ten least active option classes from the initial 58 Pilot Program classes. This report will include, but not be limited to, the following: (1) Data and analysis of the number of quotations generated for options included in the report; (2) an assessment of the quotation spreads for the options included in the report; (3) an assessment of the impact of the Pilot Program on CBOE's automated systems; (4) data reflecting the size and depth of markets; and (5) any capacity problems or other problems that arose related to the operation of the Pilot Program and how the Exchange addressed them.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes the proposed rule change is consistent with Section 6 of the Act<SU>5</SU>
          <FTREF/>and the rules and regulations thereunder applicable to a national securities exchange and, in particular, the requirements of Section 6(b) of theAct.<SU>6</SU>
          <FTREF/>Specifically, the Exchange believes that the proposed rule change is consistent with the Section 6(b)(5) Act<SU>7</SU>

          <FTREF/>requirements that the rules of an exchange be designed to promote just and equitable principles of trade, to prevent fraudulent and<PRTPAGE P="79244"/>manipulative acts, to remove impediments to and to perfect the mechanism for a free and open market and a national market system, and, in general, to protect investors and the public interest. In particular, the proposed rule change allows for an extension of the Penny Pilot Program for the benefit of market participants.</P>
        <FTNT>
          <P>
            <SU>5</SU>15 U.S.C. 78f.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>CBOE does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were solicited or received with respect to the proposed rule change.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act<SU>8</SU>
          <FTREF/>and Rule 19b-4(f)(6)(iii) thereunder.<SU>9</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>8</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Commission notes that the Exchange has satisfied this requirement.</P>
        </FTNT>
        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File No. SR-CBOE-2011-118 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File No. SR-CBOE-2011-118. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-CBOE-2011-118 and should be submitted on or before January 11, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>10</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>10</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32662 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65965; File No. SR-BATS-2011-050]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 2, 2011, BATS Exchange, Inc. (the “Exchange” or “BATS”), filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by BATS. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
        <P>The Exchange filed a proposal for the BATS Options Market (“BATS Options”) to extend through June 30, 2012, the Penny Pilot Program (“Penny Pilot”) in options classes in certain issues (“Pilot Program”) previously approved by the Commission.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>3</SU>The rules of BATS Options, including rules applicable to BATS Options' participation in the Penny Pilot, were approved on January 26, 2010.<E T="03">See</E>Securities Exchange Act Release No. 61419 (January 26, 2010), 75 FR 5157 (February 1, 2010) (SR-BATS-2009-031). BATS Options commenced operations on February 26, 2010. The Penny Pilot was extended for BATS Options through December 31, 2011.<E T="03">See</E>Securities Exchange Act Release No. 63385 (November 29, 2010), 75 FR 75526 (December 3, 2010) (SR-BATS-2010-035).</P>
        </FTNT>

        <P>The text of the proposed rule change is available at the Exchange's Web site at<E T="03">http://www.batstrading.com,</E>at the principal office of the Exchange, and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>

        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set<PRTPAGE P="79245"/>forth in Sections A, B, and C below, of the most significant parts of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The purpose of this filing is to extend through June 30, 2012, the Penny Pilot in options classes in the Pilot Program as previously approved by the Commission, and to provide a revised date for adding replacement issues to the Pilot Program. The Exchange proposes that any Pilot Program issues that have been delisted may be replaced on the second trading day following January 1, 2012. The replacement issues will be selected based on trading activity for the six month period beginning June 1, 2011, and ending November 30, 2011.</P>
        <P>In the Exchange's filing to propose the rules to govern BATS Options,<SU>4</SU>
          <FTREF/>the Exchange proposed commencing operations for BATS Options by trading all options classes that were, as of such date, traded by other options exchanges pursuant to the Penny Pilot and then expanding the Penny Pilot on a quarterly basis, 75 classes at a time, through August 2010. Consistent with this proposal, since it commenced operations the Exchange has twice expanded the options classes subject to the Penny Pilot.<SU>5</SU>
          <FTREF/>The Exchange represents that the Exchange has the necessary system capacity to continue to support operation of the Penny Pilot.</P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 61097 (December 2, 2009), 74 FR 64788 (December 8, 2009) (SR-BATS-2009-031) (Notice of Filing of Proposed Rule Change to Establish Rules Governing the Trading of Options on the BATS Options Exchange).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 62595 (July 29, 2010), 75 FR 47043 (August 4, 2010) (SR-BATS-2010-019); Securities Exchange Act Release No. 62033 (May 4, 2010), 75 FR 26301 (May 11, 2010) (SR-BATS-2010-009).</P>
        </FTNT>
        <P>The Exchange agrees to provide reports that will analyze the impact of the Pilot Program on market quality and options capacity. These reports will include: (1) Data and analysis on the number of quotations generated for options included in the report; (2) an assessment of the quotation spreads for the options included in the report; (3) an assessment of the impact of the Pilot Program on the capacity of the Exchange's automated systems; (4) data reflecting the size and depth of markets, and (5) any capacity problems or other problems that arose related to the operation of the Pilot Program and how the Exchange addressed them.</P>
        <P>The Exchange believes the benefits to public customers and other market participants who will be able to express their true prices to buy and sell options have been demonstrated to outweigh the increase in quote traffic.</P>
        <P>In addition to the proposed extension of the Pilot Program, the Exchange proposes to modify Interpretation and Policy .01 to make clear the date on which the Pilot Program is set to expire and to specify that options subject to the Pilot Program will be identified in Exchange Information Circulars that are distributed to members of the Exchange and posted on the Exchange's Web site.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that its proposal is consistent with the requirements of the Act and the rules and regulations thereunder that are applicable to a national securities exchange, and, in particular, with the requirements of Section 6(b) of the Act.<SU>6</SU>
          <FTREF/>In particular, the proposal is consistent with Section 6(b)(5) of the Act,<SU>7</SU>
          <FTREF/>because it would promote just and equitable principles of trade, remove impediments to, and perfect the mechanism of, a free and open market and a national market system. The Exchange believes that the Pilot Program promotes just and equitable principles of trade by enabling public customers and other market participants to express their true prices to buy and sell options.</P>
        <FTNT>
          <P>
            <SU>6</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change imposes any burden on competition.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>The Exchange has neither solicited nor received written comments on the proposed rule change.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act<SU>8</SU>
          <FTREF/>and Rule 19b-4(f)(6)(iii) thereunder.<SU>9</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>8</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Commission notes that the Exchange has satisfied this requirement.</P>
        </FTNT>
        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form(<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File No. SR-BATS-2011-050 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File No. SR-BATS-2011-050. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE.,<PRTPAGE P="79246"/>Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-BATS-2011-050 and should be submitted on or before January 11, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>10</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>10</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32660 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65978; File No. SR-NYSEAmex-2011-98]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2012</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 2, 2011, NYSE Amex LLC (the “Exchange” or “NYSE Amex”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>

        <P>The Exchange proposes to amend Commentary .02 to NYSE Amex Options Rule 960NY in order to extend the Penny Pilot in options classes in certain issues (“Pilot Program”), previously approved by the Securities and Exchange Commission (“Commission”), through June 30, 2012. The text of the proposed rule change is available at the Exchange, the Commission's Public Reference Room, and<E T="03">www.nyse.com.</E>
        </P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant parts of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The Exchange hereby proposes to amend Commentary .02 to NYSE Amex Options Rule 960NY to extend the time period of the Pilot Program,<SU>3</SU>
          <FTREF/>which is currently scheduled to expire on December 31, 2011, through June 30, 2012. The Exchange also proposes that the date to replace issues in the Pilot Program that have been delisted be revised to the second trading day following January 1, 2012<SU>4</SU>
          <FTREF/>and that the replacement issues will be selected based on trading activity for the six month period beginning June 1, 2011 and ending November 30, 2011.<SU>5</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 63393 (November 30, 2010), 75 FR 75715 (December 6, 2010) (SR-NYSEAmex-2010-107).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>4</SU>The Exchange is proposing to extend the Pilot Program only for an additional six months. Therefore, a date for adding replacement issues to the Pilot Program during the second half of the calendar year,<E T="03">i.e.,</E>after June 30, 2012, is not applicable, as reflected in the proposed change to Commentary .02.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>The Exchange will announce the replacement issues to the Exchange's membership through a Trader Update.</P>
        </FTNT>
        <P>This filing does not propose any substantive changes to the Pilot Program: all classes currently participating will remain the same and all minimum increments will remain unchanged. The Exchange believes the benefits to public customers and other market participants who will be able to express their true prices to buy and sell options have been demonstrated to outweigh the increase in quote traffic.</P>
        <P>The Exchange agrees to reports that will analyze the impact of the Pilot Program on market quality and options systems capacity. These reports will include, but are not limited to: (1) Data and written analysis on the number of quotations generated for options selected for the Pilot Program; (2) an assessment of the quotation spreads for the options selected for the Pilot Program; (3) an assessment of the impact of the Pilot Program on the capacity of the Exchange's automated systems; (4) any capacity problems or other problems that arose related to the operation of the Pilot Program and how the Exchange addressed them; and (5) an assessment of trade through complaints that were sent by the Exchange during the operation of the Pilot Program and how they were addressed.</P>
        <P>The Exchange also proposes a technical change to NYSE Amex Options Rule 960NY(a)(3)(A) to reflect that QQQQ is now referred to as “PowerShares QQQ Trust<SU>SM</SU>, Series 1” and is traded under the symbol “QQQ.”<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>6</SU>NASDAQ, Nasdaq-100 Index, Nasdaq-100 Index Tracking Stock and QQQ are trade/service marks of The Nasdaq Stock Market, Inc. and have been licensed for use by Invesco PowerShares Capital Management LLC.</P>
        </FTNT>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The proposed rule change is consistent with Section 6(b)<SU>7</SU>
          <FTREF/>of the Securities Exchange Act of 1934 (the “Act”), in general, and furthers the objectives of Section 6(b)(5),<SU>8</SU>
          <FTREF/>in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, and to remove impediments to and perfect the mechanisms of a free and open market and a national market system. The Exchange believes that the Pilot Program promotes just and equitable principles of trade by enabling public customers and other market participants to express their true prices to buy and sell options.</P>
        <FTNT>
          <P>
            <SU>7</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>Written comments were neither solicited nor received.<PRTPAGE P="79247"/>
        </P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act<SU>9</SU>
          <FTREF/>and Rule 19b-4(f)(6)(iii) thereunder.<SU>10</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>9</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>17 CFR 240.19b-4(f)(6)(iii). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Commission notes that the Exchange has satisfied this requirement.</P>
        </FTNT>
        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form<E T="03">(http://www.sec.gov/rules/sro.shtml);</E>or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File No. SR-NYSEAmex-2011-98 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File No. SR-NYSEAmex-2011-98. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site<E T="03">(http://www.sec.gov/rules/sro.shtml).</E>Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-NYSEAmex-2011-98 and should be submitted on or before January 11, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>11</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>11</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32671 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65976; File No. SR-Phlx-2011-172]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 2, 2011, NASDAQ OMX PHLX LLC (the “Exchange” or “Phlx”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
        <P>The Exchange is filing with the Commission a proposal to amend Phlx Rule 1034 (Minimum Increments) to amend Phlx Rule 1034 (Minimum Increments) to: Extend through June 30, 2012, the Penny Pilot Program in options classes in certain issues (“Penny Pilot” or “Pilot”); and replace any Penny Pilot issues that have been delisted.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>3</SU>The Penny Pilot was established in January 2007 and in October 2009 was expanded and extended through December 31, 2010.<E T="03">See</E>Securities Exchange Act Release Nos. 55153 (January 23, 2007), 72 FR 4553 (January 31, 2007) (SR-Phlx-2006-74) (notice of filing and approval order establishing Penny Pilot); 60873 (October 23, 2009), 74 FR 56675 (November 2, 2009) (SR-Phlx-2009-91) (notice of filing and immediate effectiveness expanding and extending Penny Pilot); 60966 (November 9, 2009), 74 FR 59331 (November 17, 2009) (SR-Phlx-2009-94) (notice of filing and immediate effectiveness adding seventy-five classes to Penny Pilot); 61454 (February 1, 2010), 75 FR 6233 (February 8, 2010) (SR-Phlx-2010-12) (notice of filing and immediate effectiveness adding seventy-five classes to Penny Pilot); 62028 (May 4, 2010), 75 FR 25890 (May 10, 2010) (SR-Phlx-2010-65) (notice of filing and immediate effectiveness adding seventy-five classes to Penny Pilot); 62616 (July 30, 2010), 75 FR 47664 (August 6, 2010) (SR-Phlx-2010-103) (notice of filing and immediate effectiveness adding seventy-five classes to Penny Pilot); and 63395 (November 30, 2010), 75 FR 76062 (December 7, 2010) (SR-Phlx-2010-167) (notice of filing and immediate effectiveness extending the Penny Pilot).</P>
        </FTNT>

        <P>The text of the amended Exchange rule is set forth immediately below. Proposed new language is in<E T="03">italics</E>and proposed deleted language is [bracketed].<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>4</SU>Changes are marked to the rules of NASDAQ OMX PHLX LLC found at<E T="03">http://nasdaqomxphlx.cchwallstreet.com.</E>
          </P>
        </FTNT>
        <STARS/>
        <HD SOURCE="HD3">Rule 1034. Minimum Increments</HD>
        <P>(a) Except as provided in sub-paragraph (i)(B) below, all options on stocks, index options, and Exchange Traded Options quoting in decimals at $3.00 or higher shall have a minimum increment of $.10, and all options on stocks and index options quoting in decimals under $3.00 shall have a minimum increment of $.05.</P>
        <P>(i)(A) No Change.</P>

        <P>(B) For a pilot period scheduled to expire [December 31, 2011]<E T="03">June 30, 2012</E>(the “pilot”), certain options shall be quoted and traded on the Exchange in minimum increments of $0.01 for all series in such options with a price of less than $3.00, and in minimum increments of $0.05 for all series in such options with a price of $3.00 or higher,<PRTPAGE P="79248"/>except that options overlying the PowerShares QQQ Trust (“QQQQ”),® SPDR S&amp;P 500 Exchange Traded Funds (“SPY”), and iShares Russell 2000 Index Funds (“IWM”) shall be quoted and traded in minimum increments of $0.01 for all series regardless of the price. A list of such options shall be communicated to membership via an Options Trader Alert (“OTA”) posted on the Exchange's Web site.</P>

        <P>The Exchange may replace any pilot issues that have been delisted with the next most actively traded multiply listed options classes that are not yet included in the pilot, based on trading activity [in the previous six months]<E T="03">for the six month period beginning June 1, 2011, and ending November 30, 2011.</E>The replacement issues may be added to the pilot on the second trading day following January 1, [2011 and July 1, 2011]<E T="03">2012.</E>
        </P>
        <P>(C) No Change.</P>
        <P>(ii)-(iii) No Change.</P>
        <STARS/>

        <P>The text of the proposed rule change is available on the Exchange's Web site at<E T="03">http://nasdaqomxphlx.cchwallstreet.com,</E>at the principal office of the Exchange, and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. Nasdaq has prepared summaries, set forth in Sections A, B, and C below, of the most significant parts of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The purpose of this filing is to amend Phlx Rule 1034 to extend the Penny Pilot through June 30, 2012 and replace any Penny Pilot issues that have been delisted.</P>
        <P>For a pilot period scheduled to expire on December 31, 2011, the Penny Pilot allows certain options to be quoted and traded on the Exchange in minimum increments of $0.01 for all series in such options with a price of less than $3.00; and in minimum increments of $0.05 for all series in such options with a price of $3.00 or higher. Options overlying the PowerShares QQQ Trust (“QQQQ”)®, SPDR S&amp;P 500 Exchange Traded Funds (“SPY”), and iShares Russell 2000 Index Funds (“IWM”), however, are quoted and traded in minimum increments of $0.01 for all series regardless of the price. Currently the Exchange trades 361 options classes pursuant to the Penny Pilot.</P>
        <P>The Penny Pilot is a very successful and efficacious pricing program that is beneficial to traders, investors, and public customers, and the Exchange has received numerous requests to expand and continue it. This proposal allows the Penny Pilot to continue in its current format for six months through June 30, 2012.</P>
        <P>Commensurate with the extension of the Penny Pilot through June 30, 2012, the Exchange proposes to replace any Penny Pilot issues that have been delisted with the next most actively traded multiply listed options classes that are not yet included in the Pilot. The replacement issues will be selected based on trading activity for the six month period beginning June 1, 2011, and ending November 30, 2011. The replacement issues would be added to the Pilot on the second trading day following January 1, 2012.<SU>5</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>5</SU>The replacement issues will be announced to the Exchange's membership via an OTA posted on the Exchange's Web site.</P>
        </FTNT>
        <P>In conjunction with this extension proposal, the Exchange agrees to submit a report to the Commission regarding the Penny Pilot that will include: (1) Best Bid or Offer (“BBO”) spread, in terms of data and analysis on the number of quotations generated for options included in the report; (2) size of BBO, in terms of an assessment of the quotation spreads for the options included in the report; (3) industry Average Daily Volume (“ADV”), in terms of data reflecting the size and depth of markets; (4) an assessment of the impact of the Pilot Program on the capacity of Phlx's automated systems; and (5) any capacity problems or other problems that arose related to the operation of the Pilot Program and how the Exchange addressed them.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that its proposal is consistent with Section 6(b) of the Act<SU>6</SU>
          <FTREF/>in general, and furthers the objectives of Section 6(b)(5) of the Act<SU>7</SU>
          <FTREF/>in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, and to remove impediments to and perfect the mechanisms of a free and open market and a national market system, by extending the Penny Pilot and replacing delisted Penny Pilot issues.</P>
        <FTNT>
          <P>
            <SU>6</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <P>The Exchange notes that the Penny Pilot is a very successful and efficacious pricing program that is beneficial to traders, investors, and public customers, and the Exchange has received numerous requests to expand and continue it. This proposal allows the Penny Pilot to continue in its current format through June 30, 2012.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were either solicited or received.</P>
        <HD SOURCE="HD1">III.  Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act<SU>8</SU>
          <FTREF/>and Rule 19bb-4-4(f)(6)(iii) thereunder.<SU>9</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>8</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>17 CFR 240.19b-4(f)(6)(iii). In addition, Rule 19bb-4-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.</P>
        </FTNT>
        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV.  Solicitation of Comments</HD>

        <P>Interested persons are invited to submit written data, views, and<PRTPAGE P="79249"/>arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File No. SR-Phlx-2011-172 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File No. SR-Phlx-2011-172. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtm</E>l). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-Phlx-2011-172 and should be submitted on or before January 11, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>10</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>10</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32669 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65974; File No. SR-NYSEAmex-2011-81]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Expanding the Scope of Potential “Users” of Its Co-Location Services To Include Any Market Participant That Requests To Receive Co-Location Services Directly From the Exchange and Amending Its Price List To Establish a Fee for Users That Host Their Customers at the Exchange's Data Center</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <HD SOURCE="HD1">I. Introduction</HD>
        <P>On October 14, 2011, NYSE Amex LLC (“NYSE Amex” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>

          <FTREF/>a proposed rule change to expand the scope of potential “Users” of its co-location services, and to amend its Price List. The proposed rule change was published for comment in the<E T="02">Federal Register</E>on November 1, 2011.<SU>3</SU>
          <FTREF/>The Commission received no comments on the proposal. This order approves the proposed rule change.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65627 (October 26, 2011), 76 FR 67520 (“Notice”).</P>
        </FTNT>
        <HD SOURCE="HD1">II. Description of the Proposed Rule Change</HD>
        <P>The Exchange operates a data center in Mahwah, New Jersey from which it provides co-location services to Users.<SU>4</SU>
          <FTREF/>For purposes of its co-location services, the term “User” currently includes member organizations, as that term is defined in Rule 2(b)—NYSE Amex Equities, and Sponsored Participants, as that term is defined in Rule 123B.30(a)(ii)(B)—NYSE Amex Equities. The Exchange proposed to expand the scope of potential Users of its co-location services to include any market participant that requests to receive co-location services directly from the Exchange.<SU>5</SU>
          <FTREF/>Under the proposed rule change, Users could therefore include member organizations, Sponsored Participants, non-member broker-dealers and vendors.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 62961 (September 21, 2010), 75 FR 59299.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>As stated by the Exchange, Users must agree to, and be capable of satisfying, any applicable co-location fees, requirements, terms and conditions established from time to time by the Exchange.<E T="03">See</E>Notice, 76 FR at 67521.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">Id.</E>The Exchange anticipated that the potential additional Users would provide, for example, hosting, service bureau, technical support, risk management, order routing and market data delivery services to their customers while the User is co-located in the Exchange's data center.</P>
        </FTNT>
        <P>The Exchange also proposed to amend its Price List to establish a fee applicable to Users that provide hosting services to their customers (“Hosted Users”) at the Exchange's data center.<SU>7</SU>
          <FTREF/>“Hosting” would be a service offered by a User to a Hosted User and could include, for example, a User supporting its Hosted User's technology, whether hardware or software, through the User's co-location space. Specifically, the Exchange proposed to charge each User a fee of $500.00 per month for each Hosted User that the User hosts in the Exchange's data center. Users would independently set fees for their Hosted Users and the Exchange would not receive a share of any such fees.</P>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">III. Discussion and Commission's Findings</HD>
        <P>After careful review, the Commission finds that the proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to a national securities exchange.<SU>8</SU>
          <FTREF/>In particular, the Commission finds that the proposed rule change is consistent with Section 6(b)(4) of the Act,<SU>9</SU>
          <FTREF/>which requires that the rules of a national securities exchange provide for the equitable allocation of reasonable dues, fees and other charges among its members and issuers and other persons using its facilities, and with Section 6(b)(5) of the Act,<SU>10</SU>

          <FTREF/>which requires, among other things, that the rules of a national securities exchange be designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest, and not be designed to permit unfair<PRTPAGE P="79250"/>discrimination between customers, issuers, brokers, or dealers.</P>
        <FTNT>
          <P>

            <SU>8</SU>In approving this proposed rule change, the Commission notes that it has considered the proposed rule's impact on efficiency, competition, and capital formation.<E T="03">See</E>15 U.S.C. 78c(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <P>The Exchange noted that the expansion of the scope of potential Users of the Exchange's co-location services increases access to the Exchange's co-location facilities and that the co-location services would be offered to these additional Users in a manner that is not unfairly discriminatory.<SU>11</SU>
          <FTREF/>The Commission believes that this expansion of the scope of potential Users is consistent with the Exchange Act and should increase access to the Exchange co-location facilities by allowing additional categories of market participants to access the Exchange's co-location services.</P>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>Notice, 76 FR at 67521.</P>
        </FTNT>
        <P>Regarding the proposed hosting fee, the Exchange represented that it will be applied uniformly and will not unfairly discriminate between Users of co-location services, as the hosting fee will be applicable to all interested Users that provide hosting services.<SU>12</SU>
          <FTREF/>The Exchange also represented that the hosting fee is reasonable because it is designed to defray expenses incurred or resources expended by the Exchange.<SU>13</SU>
          <FTREF/>In light of the Exchange's representations, the Commission believes that the hosting fee is consistent with Section 6(b)(4) of the Exchange Act.</P>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">IV. Conclusion</HD>
        <P>
          <E T="03">It is therefore ordered,</E>pursuant to Section 19(b)(2) of the Act,<SU>14</SU>
          <FTREF/>that the proposed rule change (SR-NYSEAmex-2011-81) be, and it hereby is, approved.<FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78s(b)(2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>15</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>15</SU>
          </P>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32667 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65972; File No. SR-CBOE-2011-125]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Weeklys Program</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that, on December 13, 2011, the Chicago Board Options Exchange, Incorporated (“Exchange” or “CBOE”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Exchange filed the proposal as a “non-controversial” proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act<SU>3</SU>
          <FTREF/>and Rule 19b-4(f)(6) thereunder.<SU>4</SU>
          <FTREF/>The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>15 U.S.C. 78s(b)(3)(A)(iii).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>17 CFR 240.19b-4(f)(6).</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>

        <P>CBOE proposes to amend Rules 5.5 and 24.9 to increase the number of option classes on which Short Term Options Series (“Weekly options”) may be opened in the Exchange's Short Term Option Series Program (“Weeklys Program”) from 25 to 30 classes. The text of the proposed rule change is available on the Exchange's Web site (<E T="03">http://www.cboe.org/legal</E>), at the Exchange's Office of the Secretary, and at the Commission.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The purpose of this proposed rule change is to amend Rules 5.5 and 24.9 by increasing the number of option classes on which Weekly options may be opened in the Exchange's Weeklys Program.<SU>5</SU>
          <FTREF/>Currently, the Exchange may select up to 25 currently listed option classes on which Weekly options may be opened in the Weeklys Program. The Exchange is proposing to increase this to a total of 30 classes on which Weekly options may be opened for trading. This is a competitive filing and is based on recently approved filings submitted by The NASDAQ Stock Market LLC for the NASDAQ Options Market (“NOM”) and NASDAQ OMX PHLX, Inc. (“PHLX”).<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>5</SU>On July 12, 2005, the Commission approved the Weeklys Program on a pilot basis.<E T="03">See</E>Securities Exchange Act Release No. 52011 (July 12, 2005), 70 FR 41451 (July 19, 2005) (SR-CBOE-2004-63). The Weeklys Program was made permanent on April 27, 2009.<E T="03">See</E>Securities Exchange Act Release No. 59824 (April 27, 2009), 74 FR 20518 (May 4, 2009) (SR-CBOE-2009-018).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See</E>Securities Exchange Act Release Nos. 65775 (November 17, 2011), 76 FR 72476 (November 23, 2011) (SR-NASDAQ-2011-138) and 65776 (November 17, 2011), 76 FR 72482 (November 23, 2011) (SR-PHLX-2011-131).</P>
        </FTNT>
        <P>On November 17, 2011, CBOE amended its Weeklys Program by increasing the number of strikes that may be listed per class (from 20 to 30) that participates in the Weeklys Program,<SU>7</SU>
          <FTREF/>and by increasing the number of classes (from 15 to 25) that are eligible to participate in CBOE's Weeklys Program.<SU>8</SU>
          <FTREF/>On that same day, NOM and PHLX each increased the number of classes that are eligible to participate in their Weeklys Programs from 15 classes to 30 classes. As a result, CBOE is competitively disadvantaged since it operates a substantially similar Weeklys Program as NOM and PHLX but is limited to selecting only 25 classes that may participate in CBOE Weeklys Program (whereas PHLX and NOM may each select 30 classes).<SU>9</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65772 (November 17, 2011), 76 FR 72484 (November 23, 2011) (SR-CBOE-2011-086).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65774 (November 17, 2011), 76 FR 72488 (November 23, 2011) (SR-CBOE-2011-108).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>9</SU>CBOE is permitted to list Weekly options “on any option classes that are selected by other securities exchanges that employ a similar program under their respective rules.”<E T="03">See</E>CBOE Rule 5.5(d)(1) and 24.9(a)(2)(A)(i).</P>
        </FTNT>

        <P>The Exchange is not proposing any changes to these additional Weeklys<PRTPAGE P="79251"/>Program limitations other than to increase from 25 to 30 the number of option classes that may participate in the Weeklys Program.</P>
        <P>The Exchange notes that the Weeklys Program has been well-received by market participants, in particular by retail investors. The Exchange believes a modest increase to the number of classes that may participate in the Weeklys Program, such as the one proposed in this rule filing, will permit the Exchange to meet increased customer demand and provide market participants with the ability to hedge in a greater number of option classes.</P>
        <P>With regard to the impact of this proposal on system capacity, the Exchange has analyzed its capacity and represents that it and the Options Price Reporting Authority (“OPRA”) have the necessary systems capacity to handle the potential additional traffic associated with trading of an expanded number of classes that participate in the Weeklys Program.</P>
        <P>The proposed increase to the number of classes eligible to participate in the Weeklys Program is required for competitive purposes as well as to ensure consistency and uniformity among the competing options exchanges that have adopted similar Weeklys Programs.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that the proposed rule change is consistent with Section 6(b)<SU>10</SU>
          <FTREF/>of the Act and the rules and regulations under the Act, in general, and furthers the objectives of Section 6(b)(5),<SU>11</SU>
          <FTREF/>in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, and to remove impediments to and perfect the mechanisms of a free and open market and a national market system, and, in general, to protect investors and the public interest. The Exchange believes that expanding the Weeklys Program will result in a continuing benefit to investors by giving them more flexibility to closely tailor their investment decisions and hedging decisions in a greater number of securities. The Exchange also believes that expanding the Weeklys Program will provide the investing public and other market participants with additional opportunities to hedge their investment thus allowing these investors to better manage their risk exposure. While the expansion of the Weeklys Program will generate additional quote traffic, the Exchange does not believe that this increased traffic will become unmanageable since the proposal remains limited to a fixed number of classes. Further, the Exchange does not believe that the proposal will result in a material proliferation of additional series because the number of series per class also remains limited, and the Exchange does not believe that the additional price points will result in fractured liquidity.</P>
        <FTNT>
          <P>
            <SU>10</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>CBOE does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. In this regard and as indicated above, the Exchange notes that the rule change is being proposed as a competitive response to existing NOM and PHLX rules. CBOE believes this proposed rule change is necessary to permit fair competition among the options exchanges with respect to their short term options programs.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were solicited or received with respect to the proposed rule change.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing proposed rule change does not significantly affect the protection of investors or the public interest, does not impose any significant burden on competition, and, by its terms, does not become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act<SU>12</SU>
          <FTREF/>and Rule 19b-4(f)(6) thereunder.<SU>13</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>12</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)(iii) requires the Exchange to give the Commission written notice of the Exchange's intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Commission has waived the five-day prefiling requirement in this case.</P>
        </FTNT>
        <P>The Exchange has requested that the Commission waive the 30-day operative delay. The Commission believes that waiver of the operative delay is consistent with the protection of investors and the public interest because the proposal is substantially similar to that of another exchange that has been approved by the Commission.<SU>14</SU>
          <FTREF/>Therefore, the Commission designates the proposal operative upon filing.<SU>15</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>14</SU>
            <E T="03">See supra</E>note 6.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>15</SU>For purposes only of waiving the 30-day operative delay, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation.<E T="03">See</E>15 U.S.C. 78c(f).</P>
        </FTNT>
        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File Number SR-CBOE-2011-125 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File Number SR-CBOE-2011-125. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and<PRTPAGE P="79252"/>printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-CBOE-2011-125 and should be submitted on or before January 11, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>16</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>16</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32604 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65980; File No. SR-CBOE-2011-099]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <HD SOURCE="HD1">I. Introduction</HD>
        <P>On October 21, 2011, the Chicago Board Options Exchange, Incorporated (“Exchange” or “CBOE”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>a proposed rule change to amend its Bylaws concerning Industry Directors and the nomination of Representative Directors and to make conforming changes to the CBOE Certificate of Incorporation and the Voting Agreement between CBOE and CBOE Holdings, Inc. (“CBOE Holdings”). On November 1, 2011, the Exchange submitted a technical amendment (“Amendment No. 1”) to the proposed rule change.<SU>3</SU>

          <FTREF/>On November 9, 2011, the proposed rule change was published for comment in the<E T="04">Federal Register</E>.<SU>4</SU>
          <FTREF/>The Commission received no comments on the proposed rule change. This order grants approval to the rule change, as modified by Amendment No. 1.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>As provided in the instructions to Form 19b-4, the Exchange noted in Item 2 of its filing that it needed to obtain, but had not yet obtained, formal approval from its Board of Directors for the Bylaw, Certificate of Incorporation, and Voting Agreement changes set forth in this proposed rule change. The Exchange also noted that it needed to obtain, but had not yet obtained, approval from CBOE Holdings, the Exchange's sole stockholder, of the changes to the Certificate of Incorporation and Voting Agreement. The Exchange stated that once these approvals were obtained, it would file a technical amendment to this proposed rule change to reflect these approvals. Amendment No. 1 reflected that the requisite approvals were obtained on November 1, 2011, and represented that no further action in connection with this proposed rule change was required. In addition, Amendment No. 1 contained the Exchange's consent to an extension of time for Commission consideration of this proposed rule change for an additional thirty-five days after November 1, 2011 (the filing date of this amendment).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65682 (November 3, 2011), 76 FR 69780 (“Notice”).</P>
        </FTNT>
        <HD SOURCE="HD1">II. Description of the Proposed Rule Change</HD>
        <HD SOURCE="HD2">(a) Elimination of 30% Industry Director Requirement</HD>
        <P>Currently, the Exchange's Bylaws contain a requirement that its Board of Directors be composed of at least 30% Industry Directors.<SU>5</SU>
          <FTREF/>The Exchange proposed to amend its Bylaws to eliminate this requirement. In its Notice, the Exchange said that this change was intended to give it flexibility as it evaluates the composition of its Board in the future.<SU>6</SU>
          <FTREF/>CBOE also proposed a conforming change to amend Section 4.4 of its Bylaws to delete the clause that requires the Nominating and Governance Committee (“NGC”) to consist of both Industry and Non-Industry Directors.</P>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>Section 3.1 of the Exchange's Bylaws. The term “Industry Directors” is defined in this Section.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See</E>Notice,<E T="03">supra</E>note 4, at 69781.</P>
        </FTNT>
        <HD SOURCE="HD2">(b) Nomination of Representative Directors</HD>
        <P>Currently, the Exchange Bylaws state that at least 20% of CBOE's directors must be Representative Directors.<SU>7</SU>
          <FTREF/>As described in Section 3.2 of the Bylaws, candidates for Representative Director positions are nominated by the Industry Director Subcommittee of the NGC.<SU>8</SU>
          <FTREF/>In addition, CBOE Trading Permit Holders may nominate alternative candidates (in addition to those nominated by the Industry Director Subcommittee) for election to the Representative Director positions via a petition process. In such case, a run-off election is held, in which CBOE's Trading Permit Holders vote to determine which candidates will be elected to the CBOE Board of Directors to serve as Representative Directors.</P>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>Section 3.1 of Exchange Bylaws. The term “Representative Directors” is defined in Section 3.2 of the Exchange Bylaws.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>The Industry Director Subcommittee is composed of all of the Industry Directors serving on the NGC.</P>
        </FTNT>
        <P>As proposed, the Exchange Bylaws will continue to require that at least 20% of CBOE's directors must be Representative Directors. However, the Exchange proposed to amend its Bylaws to revise the nomination process for the Representative Directors. First, the Exchange proposed to eliminate the requirement in Section 3.2 that the Representative Directors must be Industry Directors to reflect the fact that the other change it proposed with respect to Industry Directors could result in the Board potentially not having Industry Directors. Second, the Exchange proposed to incorporate into the Bylaws the concept of a Representative Director Nominating Body (“RDNB”).<SU>9</SU>
          <FTREF/>Under proposed Section 1.1(k), RDNB would mean the current Industry Director Subcommittee of the NGC if there are at least two Industry Directors on the Exchange's NGC and would mean the Trading Permit Holders Subcommittee of the Advisory Board if the NGC has fewer than two Industry Directors. The RDNB would nominate the Representative Directors in accordance with the current provisions of proposed Section 3.2 of the Bylaws, and therefore would perform the functions currently performed by the Industry Director Subcommittee.</P>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See</E>proposed new Bylaws definition 1.1(k) and the proposed changes to Sections 4.4 and 6.1 of the Bylaws.</P>
        </FTNT>
        <P>In addition, CBOE proposed to amend Section 3.2 of the Bylaws with regard to the time period by which the Representative Director nominees are announced via circular to the Trading Permit Holders, as well as the deadline for Trading Permit Holders to nominate alternative candidates via petition, and the timing of any run-off election. CBOE proposed to amend these deadlines in order to provide it with additional flexibility to complete the process for determining nominees at an earlier point in time. The Exchange did not propose to change the timeframes between the milestones in the process. In addition, CBOE intends the new timelines to allow it to synchronize the Exchange's nomination process to that of CBOE Holdings.</P>

        <P>The NGC will continue to be bound to accept and nominate the Representative Director nominees recommended by the RDNB, provided<PRTPAGE P="79253"/>that the Representative Director nominees are not opposed by a petition candidate. If such Representative Director nominees are opposed by a petition candidate, then the Nominating and Governance Committee shall be bound to accept and nominate the Representative Director nominees who receive the most votes pursuant to a run-off election.<SU>10</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See</E>Section 3.1 of the Exchange Bylaws.</P>
        </FTNT>
        <HD SOURCE="HD2">(c) Amendments Relating to the Advisory Board</HD>
        <P>Currently, Section 6.1 of the Exchange Bylaws provides that the Board may establish an Advisory Board which shall advise the Office of the Chairman regarding matters of interest to Trading Permit Holders. The Exchange proposed to amend Section 6.1 of the Bylaws to provide that the Exchange “will” (as opposed to “may”) have an Advisory Board, which shall advise the Board of Directors in addition to the Office of the Chairman regarding matters that impact Trading Permit Holders. CBOE also proposed to amend Section 6.1 of its Bylaws to expressly provide that at least two members of the Advisory Board shall be Trading Permit Holders or persons associated with Trading Permit Holders.</P>
        <HD SOURCE="HD2">(d) Amendment to Certificate of Incorporation and Voting Agreement</HD>
        <P>Finally, CBOE proposed to make conforming changes to its Certificate of Incorporation and the Voting Agreement between it and its parent company, CBOE Holdings, to replace the references to the Industry Director Subcommittee with the new term Representative Director Nominating Body. It also proposed to make non-substantive changes to the Voting Agreement.</P>
        <HD SOURCE="HD1">III. Discussion</HD>
        <P>After careful review, the Commission finds that the proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to a national securities exchange.<SU>11</SU>
          <FTREF/>In particular, the Commission finds that the proposed rule change is consistent with: (1) Section 6(b)(1) of the Act,<SU>12</SU>
          <FTREF/>which requires a national securities exchange to be so organized and have the capacity to carry out the purposes of the Act and to enforce compliance by its members and persons associated with its members with the provisions of the Act; (2) Section 6(b)(3) of the Act,<SU>13</SU>
          <FTREF/>which requires that the rules of a national securities exchange assure the fair representation of its members in the selection of its directors and administration of its affairs, and provide that one or more directors shall be representative of issuers and investors and not be associated with a member of the exchange, broker, or dealer (the “fair representation requirement”); and (3) Section 6(b)(5) of the Act,<SU>14</SU>
          <FTREF/>in that it is designed, among other things, to prevent fraudulent and manipulative acts and practices; to promote just and equitable principles of trade; to remove impediments to and perfect the mechanism of a free and open market and a national market system; and, in general, to protect investors and the public interest.</P>
        <FTNT>
          <P>
            <SU>11</SU>In approving this proposed rule change, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation. 15 U.S.C. 78c(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>15 U.S.C. 78f(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>15 U.S.C. 78f(b)(3).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <HD SOURCE="HD2">(a) Elimination of 30% Industry Director Requirement and Fair Representation</HD>
        <P>The Commission believes that the Exchange's proposal to eliminate the requirement that its Board of Directors be composed of at least 30% Industry Directors is consistent with Section 6(b) of the Act,<SU>15</SU>
          <FTREF/>including Section 6(b)(3) of the Act.<SU>16</SU>
          <FTREF/>Even if the Exchange's Board might not someday include directors who technically qualify as Industry Directors, or the number of such directors is otherwise reduced below current levels,<SU>17</SU>
          <FTREF/>the Exchange's proposal would not impact its current process to ensure fair representation of its Trading Permit Holders in the selection of its directors and administration of its affairs as required by Section 6(b)(3) of the Act.<SU>18</SU>
          <FTREF/>Specifically, at all times, at least 20% of the directors serving on the Board will be Representative Directors nominated (or otherwise selected through the petition process) with the input of Trading Permit Holders (or persons associated with Trading Permit Holders) as provided in the proposed Section 3.2 of the Bylaws.</P>
        <FTNT>
          <P>
            <SU>15</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>15 U.S.C. 78f(b)(3). This Section requires that the rules of a national securities exchange assure the fair representation of its members in the selection of its directors and administration of its affairs, and provide that one or more directors shall be representative of issuers and investors and not be associated with a member of the exchange, broker, or dealer.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>17</SU>In the Notice, the Exchange stated that it has not made a determination as to whether it will reduce (or eliminate) the number of directors on its Board who qualify as an Industry Director and that it recognizes the importance of having directors who have industry expertise and knowledge (whether those directors are Industry Directors or Non-Industry Directors).<E T="03">See</E>Notice,<E T="03">supra</E>note 4, at 69781.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>18</SU>15 U.S.C. 78f(b)(3).</P>
        </FTNT>
        <P>The Commission has previously approved proposals in which an exchange's board of directors was composed of all or nearly all non-industry directors where the process was nevertheless designed to comply with the “fair representation” requirement in the selection and election of directors.<SU>19</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>19</SU>
            <E T="03">See, e.g.,</E>Securities Exchange Act Release No. 48946 (December 17, 2003), 68 FR 74678 (December 24, 2003) (approving SR-NYSE-2003-34).</P>
        </FTNT>
        <HD SOURCE="HD2">(b) Nomination of Representative Directors and Fair Representation</HD>
        <P>As proposed, the Exchange Bylaws will continue to require that at least 20% of CBOE's directors must be Representative Directors. However, in light of the changes that the Exchange proposed to the composition of the Board, the Exchange revised the nomination process for the Representative Directors. First, the Exchange proposed to incorporate into the Bylaws the concept of a RDNB,<SU>20</SU>
          <FTREF/>which would mean the current Industry Director Subcommittee of the NGC if there are at least two Industry Directors on the Exchange's NGC or the Trading Permit Holders Subcommittee of the Advisory Board if the NGC has less than two Industry Directors. Second, the Exchange proposed to eliminate the requirement in Section 3.2 that the Representative Directors must be Industry Directors.<SU>21</SU>
          <FTREF/>In addition, CBOE proposed to amend Section 3.2 of the Bylaws with regard to the time period by which the Representative Director nominees are announced via circular to the Trading Permit Holders, as well as the deadline for Trading Permit Holders to nominate alternative candidates via petition, and the timing of any run-off election.<SU>22</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>20</SU>
            <E T="03">See supra</E>note 9 and accompanying text.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>21</SU>In the Notice, the Exchange explained that it proposed this change because it is possible that at some point in the future CBOE's Board may not have Industry Directors serving on it.<E T="03">See</E>Notice,<E T="03">supra</E>note 4, at 69781.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>22</SU>In the Notice, the Exchange explained that it proposed this change because it would provide the Exchange, the NGC, and the RDNB with additional flexibility and enable the exchange to complete the process for determining its nominees for Representative Director positions at an earlier point in time without changing the time period, as well as synchronize CBOE's nomination process with the nomination process of its parent company, CBOE Holdings.<E T="03">See</E>Notice,<E T="03">supra</E>note 4, at 69782.</P>
        </FTNT>
        <P>The Commission believes that the Exchange's proposed changes to the nomination process for the Representative Directors are consistent with Section 6(b) of the Act,<SU>23</SU>
          <FTREF/>including<PRTPAGE P="79254"/>Section 6(b)(3) of the Act.<SU>24</SU>
          <FTREF/>As discussed above, currently the Exchange satisfies the fair representation requirement by having on its Board at least 20% Representative Directors. As a result of the proposed changes to the composition of the Board, the NGC could have fewer than two Industry Directors, in which case the Industry Director Subcommittee would not be formed.<SU>25</SU>
          <FTREF/>Under this scenario, the RDNB would be the Trading Permit Holders Subcommittee of the Advisory Board (consisting of at least two members who are Trading Permit Holders (or persons associated with Trading Permit Holders))<SU>26</SU>
          <FTREF/>and would provide a mechanism for Trading Permit Holders to have input with respect to the nominees for Representative Directors. Pursuant to Bylaws Section 6.1, members of the Advisory Board are recommended by the NGC for approval by the Board. The proposed change leaves intact the current process to nominate and elect Representative Directors, but is intended to accommodate the need for member input in the nomination of Representative Director candidates in the event that the Board does not contain a sufficient number of Industry Directors to empanel the Industry Director Subcommittee.</P>
        <FTNT>
          <P>
            <SU>23</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>24</SU>15 U.S.C. 78f(b)(3). This Section requires that the rules of a national securities exchange assure the fair representation of its members in the selection of its directors and administration of its affairs, and provide that one or more directors shall be representative of issuers and investors and not be associated with a member of the exchange, broker, or dealer.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>25</SU>
            <E T="03">See</E>Section 4.4 of the Exchange Bylaws.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>26</SU>
            <E T="03">See infra</E>note 29 and accompanying text.</P>
        </FTNT>
        <P>Further, with respect to the proposed changes to the time period by which the Representative Director nominees are announced via circular to the Trading Permit Holders, as well as the deadline for Trading Permit Holders to nominate alternative candidates via petition, and the timing of any run-off election, the Commission believes that such changes generally preserve the current schedule with respect to the various milestones in the process, while allowing the Exchange to shift slightly the start of the process. Further, the Commission notes that the proposed provision specifically provides that “[i]n no event shall the annual meeting date each year be prior to the completion of the process for the nomination of the Representative Directors for that annual meeting as set forth in Sections 3.1 and 3.2.”<SU>27</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>27</SU>
            <E T="03">See</E>Section 2.2 of the Exchange Bylaws.</P>
        </FTNT>
        <HD SOURCE="HD2">(c) Amendments Relating to the Advisory Board and Fair Representation</HD>
        <P>As stated above, the Exchange proposed to amend Section 6.1 of the Bylaws to provide that the Exchange “will” (as opposed to “may”) have an Advisory Board, which shall advise the Board of Directors in addition to the Office of the Chairman regarding matters that impact Trading Permit Holders.<SU>28</SU>
          <FTREF/>CBOE also proposed to amend Section 6.1 of its Bylaws to expressly provide that at least two members of the Advisory Board shall be Trading Permit Holders or persons associated with Trading Permit Holders.<SU>29</SU>
          <FTREF/>By providing for the mandatory establishment of the Advisory Board and for the mandatory inclusion of at least two Trading Permit Holders or persons associated with Trading Permit Holders in the Advisory Board, the Exchange's proposal is designed to facilitate the provision of input by industry members and Trading Permit Holders into the selection of its directors and administration of its affairs, consistent with Section 6(b)(3) of the Act.<SU>30</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>28</SU>In the Notice, the Exchange explained that it recently established an Advisory Board.<E T="03">See</E>Notice,<E T="03">supra</E>note 4, at 69781.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>29</SU>In the Notice, the Exchange noted that the Advisory Board provides a mechanism for Trading Permit Holders to provide industry feedback to CBOE's Chairman and CEO, Executive Vice Chairman, President and Lead Director, all of whom are members of the Advisory Board, consistent with Section 6(b)(3) of the Act.<E T="03">See</E>Notice,<E T="03">supra</E>note 4, at 69781.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>30</SU>15 U.S.C. 78f(b)(3).</P>
        </FTNT>
        <HD SOURCE="HD1">IV. Conclusion</HD>
        <P>For the foregoing reasons, the Commission finds that the proposed rule change is consistent with the Act and the rules and regulations thereunder applicable to a national securities exchange.</P>
        <P>
          <E T="03">It is therefore ordered,</E>pursuant to Section 19(b)(2) of the Act,<SU>31</SU>
          <FTREF/>that the proposed rule change (SR-CBOE-2011-099), as modified by Amendment No. 1, be and hereby is approved.</P>
        <FTNT>
          <P>
            <SU>31</SU>15 U.S.C. 78s(b)(2).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>32</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>32</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32602 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65964; File Nos. SR-EDGA-2011-29; SR-EDGX-2011-28]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <HD SOURCE="HD1">I. Introduction</HD>
        <P>On August 30, 2011, EDGA Exchange, Inc. and EDGX Exchange, Inc. (“EDGA” and “EDGX,” or “Exchanges”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>proposed rule changes relating to amendments to EDGA and EDGX rules regarding the registration and obligations of market makers.<SU>3</SU>

          <FTREF/>The proposed rule changes were published for comment in the<E T="04">Federal Register</E>on September 16, 2011.<SU>4</SU>
          <FTREF/>On December 14, 2011, the Exchanges each filed an Amendment No. 1 to their respective proposed rule changes (“Amendments No. 1”).<SU>5</SU>
          <FTREF/>The Commission received no comment letters regarding the proposals. This order approves the proposed rule changes, as modified by the Amendments No. 1.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>The proposed rule changes, and the rules affected by them, in the EDGA and EDGX rulebooks are identical, so all proposed changes and references to any rule apply to both of the Exchanges.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65315 (September 12, 2011), 76 FR 57772 (September 16, 2011) (SR-EDGX-2011-28); Securities Exchange Act Release No. 65316 (September 12, 2011), 76 FR 57787 (September 16, 2011) (SR-EDGA-2011-29) (“Notices”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>Amendments No. 1 amended the proposed rule changes to delete proposed Rule 11.21(e), which would have allowed the Exchanges, upon the request of a Market Maker, to enter, refresh, cancel and re-enter, under specified circumstances, two-sided quotations on behalf of the market maker at prices within a Designated Percentage (defined below) away from the then-current NBBO. The filings were previously noticed by the Commission for public comment in their entirety. Amendments No. 1 removed an optional automated quotation functionality, a change that does not alter the substance of the remainder of the proposals. For these reasons, the amendments are not subject to notice and comment.</P>
        </FTNT>
        <HD SOURCE="HD1">II. Description of the Proposals</HD>

        <P>The Exchanges propose to amend Chapter XI of their rulebooks to add new rules regarding the registration and<PRTPAGE P="79255"/>obligations of market makers. The Exchanges also propose to amend Rule 14.1, entitled “Unlisted Trading Privileges,” to restrict trading activities of Market Makers, and impose a series of reporting and record-keeping requirements on them. Lastly, the Exchanges propose to amend Rule 8.15, Interpretation .01, to expand the list of violations eligible for disposition under the Exchanges' Minor Rule Violation Plans (“MRVP”).</P>
        <HD SOURCE="HD2">A. Registration of Market Makers</HD>
        <P>The Exchanges propose to give Members the option to register as Market Makers, which would require them to submit applications in the form prescribed by the Exchanges. The Exchanges would review the applications by considering several factors, including the capital, operations, personnel, technical resources, and disciplinary history of the applicant. The Exchanges would require each Market Maker to have and maintain the minimum net capital of at least the amount required by Rule 15c3-1 under the Act.<SU>6</SU>
          <FTREF/>An applicant's registration as a Market Maker would become effective upon receipt by the Member of the notice of approval of registration from one of the Exchanges. The Exchanges would designate registered Market Makers as dealers for all purposes under the Act, and the rules and regulations thereunder.</P>
        <FTNT>
          <P>
            <SU>6</SU>17 CFR 240.15c3-1.</P>
        </FTNT>
        <P>The Exchanges could suspend or terminate the registration of a Market Maker if the Exchange(s) determine(s) that the Market Maker: Substantially or continually fails to engage in dealings in accordance with Exchange Rules, fails to meet the minimum net capital conditions, fails to maintain fair and orderly markets, or does not have at least one registered Market Maker Authorized Trader (“MMAT”) qualified<SU>7</SU>
          <FTREF/>to perform market making activities.<SU>8</SU>
          <FTREF/>Any Market Maker could also withdraw its registration, subject to any minimum prior notice period or other conditions on withdrawal and re-registration the Exchange(s) deem(s) appropriate to maintain fair and orderly markets.</P>
        <FTNT>
          <P>
            <SU>7</SU>A MMAT whose registration is suspended would not be deemed qualified.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>A Market Maker could appeal a suspension or termination pursuant to the procedures in Chapter X of the Exchanges' rules.</P>
        </FTNT>
        <HD SOURCE="HD2">B. Registration of MMATs</HD>

        <P>The Exchanges propose to require that each registered Market Maker have at least one registered MMAT, which would require Market Makers to submit applications in the form prescribed by the Exchanges. MMATs could be officers, partners, employees, or other associated persons of Market Makers. However, to be eligible for registration as a MMAT, a person must successfully complete the training and other programs required by the Exchanges and the General Securities Representative Examination (<E T="03">i.e.,</E>Series 7) or equivalent foreign examination module approved by the Exchanges. The Exchanges would require Market Makers to ensure that their MMATs are properly qualified to perform market making activities, and the Exchanges could grant a person conditional registration as a MMAT as appropriate in the interests of maintaining a fair and orderly market. Once registered, MMATs could enter orders only for the account of the Market Maker for which they are registered.</P>
        <P>In addition, the Exchanges could suspend or terminate the registration of a MMAT if the Exchange(s) determine(s) that the MMAT has caused the Market Maker to fail to comply with the federal securities laws, and the rules and regulations thereunder, or the rules of the Exchange(s), or if the MMAT fails to perform his or her responsibilities properly or fails to maintain fair and orderly markets.<SU>9</SU>
          <FTREF/>If a MMAT is suspended, the Market Maker could not allow the MMAT to submit orders. A Market Maker could also withdraw the registration of a MMAT by submitting to the Exchange(s) a written request on a form prescribed by the Exchange(s).</P>
        <FTNT>
          <P>
            <SU>9</SU>A MMAT could appeal a suspension or termination pursuant to the procedures in Chapter X of the Exchanges' rules.</P>
        </FTNT>
        <HD SOURCE="HD2">C. Registration of Market Makers in a Security</HD>
        <P>The Exchanges propose to require Market Makers to register in the securities for which they would make markets. A Market Maker could register in a newly authorized security or in a security already admitted to dealings on the Exchange(s) by filing a security registration form with the Exchange(s). Registration in the security would become effective on the same day that the Exchange(s) approve(s) the registration, unless otherwise provided by the Exchange(s). In considering the approval of the registration of the Market Maker in a security, the Exchange(s) could consider the financial resources available to the Market Maker, the Market Maker's experience and past performance in making markets, the Market Maker's operational capability, the maintenance and enhancement of competition among Market Makers in each security in which they are registered, the existence of satisfactory clearing arrangements for the Market Maker's transactions, and the character of the market for the security. The Exchange(s) could suspend or terminate the registration of a Market Maker in any security whenever the Exchange(s) determine(s) that the Market Maker has not met one or more of its obligations, including a failure to maintain fair and orderly markets.<SU>10</SU>
          <FTREF/>A Market Maker also could voluntarily terminate its registration in a security by providing the Exchange(s) with a written notice of such termination, subject to any minimum prior notice period or other conditions on termination and re-registration the Exchange(s) deem(s) appropriate.<SU>11</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>10</SU>A Market Maker could appeal a suspension or termination pursuant to the procedures in Chapter X of the Exchanges' rulebooks.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>A Market Maker that fails to give advanced written notice of termination to the Exchange(s) may be subject to formal disciplinary action pursuant to Chapter VIII of the Exchanges' rules.</P>
        </FTNT>
        <HD SOURCE="HD2">D. Market Maker Obligations</HD>
        <P>The Exchanges propose to establish market maker obligations. In general, Market Makers would have to engage in a course of dealings for their own accounts to assist in the maintenance, insofar as reasonably practicable, of fair and orderly markets on the Exchanges. The responsibilities of a Market Maker would include, without limitation: Remaining in good standing with the Exchange(s) and in compliance with all applicable rules of the Exchange(s); informing the Exchange(s) of any material change in its financial or operational condition or personnel;<SU>12</SU>
          <FTREF/>maintaining a current list of MMATs and providing any updates to such list to the Exchange(s) upon any change in MMATs; and clearing and settling transactions through the facilities of a registered clearing agency.<SU>13</SU>

          <FTREF/>Market Makers would be responsible for the acts and omissions of their MMATs. If the Exchanges were to find any substantial or continued failure by a Market Maker to engage in a course of dealing as specified, such Market Maker<PRTPAGE P="79256"/>would be subject to disciplinary action, or suspension or revocation of its registration.</P>
        <FTNT>
          <P>

            <SU>12</SU>The Exchanges propose to include an interpretation that would remind Market Makers that, in connection with the obligation to “inform the Exchange of any material change in financial or operational condition,” the Market Makers would also be obligated to submit to the Exchange(s) a copy of a notice sent to the Commission pursuant to Rule 17a-11 under the Act. 17 CFR 240.17a-11. The notice to the Exchanges would have to be sent concurrently with the notice sent to the Commission.<E T="03">See</E>proposed Rule 11.21, Interpretation .01.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>Market Makers could satisfy the clearance and settlement requirement by direct participation, use of direct clearing services, or by entering into a correspondent clearing arrangement with another Member that clears trades through such agency.</P>
        </FTNT>
        <P>The Exchanges also propose to require that Market Makers maintain continuous, two-sided quotations within a designated percentage of the National Best Bid (“NBB”) and National Best Offer (“NBO”) (collectively, “NBBO”) (or, if there is no NBB or NBO, the last reported sale). The Exchanges represent that these Market Maker quotation requirements would be intended to eliminate trade executions against Market Maker quotations priced far away from the inside market, commonly known as “stub quotes.”<SU>14</SU>

          <FTREF/>The Exchanges further represent that the quotation obligations also would be intended to augment and work in relation to the single stock circuit breakers already in place on a pilot basis for stocks in the S&amp;P 500<E T="51">®</E>Index and the Russell 1000<E T="51">®</E>Index, as well as a pilot list of Exchange Traded Products (the “Original Circuit Breaker Securities”).<SU>15</SU>
          <FTREF/>Permissible quotes would be determined by the individual character of the security, the time of day in which the quote is entered, and other factors.</P>
        <FTNT>
          <P>
            <SU>14</SU>
            <E T="03">See</E>Notices,<E T="03">supra</E>note 4: 76 FR 57772 at 57774; 76 FR 57787 at 57788.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>15</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>For issues subject to an individual stock trading pause under the applicable rules of a primary listing market, a permissible quote (also known as “Designated Percentage”) would be as follows: (i) A Market Maker's quotes in the Original Circuit Breaker Securities shall not be more than 8% away from the NBBO; (ii) a Market Maker's quotes in NMS securities (as defined in Rule 600 of Regulation NMS)<SU>16</SU>
          <FTREF/>that are not Original Circuit Breaker Securities with a price equal to or greater than $1 shall not be more than 28% away from the NBBO; and (iii) a Market Maker's quotes in NMS securities that are not Original Circuit Breaker Securities with a price less than $1 shall not be more than 30% away from the NBBO. For times during Regular Trading Hours<SU>17</SU>

          <FTREF/>when stock pause triggers are not in effect under the rules of the primary listing market (<E T="03">e.g.,</E>before 9:45 a.m. and after 3:35 p.m. Eastern Time), the Designated Percentage shall be 20% for Original Circuit Breaker Securities, 28% for all NMS securities that are not Original Circuit Breaker Securities with a price equal to or greater than $1, and 30% for all NMS securities that are not Original Circuit Breaker Securities with a price less than $1.</P>
        <FTNT>
          <P>
            <SU>16</SU>17 CFR 242.600.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>17</SU>
            <E T="03">See</E>Rule 1.5(y) (as proposed to be re-lettered) (defining Regular Trading Hours as 9:30 a.m. to 4 p.m. Eastern Time).</P>
        </FTNT>
        <P>Once a compliant quote is entered, it could rest without adjustment until such time as it moves to within 9.5% away from the NBBO for Original Circuit Breaker Securities, 29.5% away from the NBBO for NMS securities that are not Original Circuit Breaker Securities with a price equal to or greater than $1, and 31.5% away from the NBBO for all NMS securities that are not Original Circuit Breaker Securities with a price less than $1 (“Defined Limit”), whereupon the Market Maker would have to immediately adjust its quote to at least the permissible default level of 8%, 28%, or 30%, respectively, away from the then-current NBBO (or last reported sale, as applicable).</P>
        <P>The Exchanges note that scenarios may occur in which pricing at the commencement of a trading day, or at the re-opening of trading in a security that has been halted, suspended, or paused, is significantly different from pricing for the security at the close of the previous trading day or immediately prior to the halt, suspension, or pause, respectively.<SU>18</SU>
          <FTREF/>The Exchanges represent that these pricing differentials could be the result of corporate actions that occur after the close of the previous trading day or the market's absorption of material information during the halt, suspension, or pause.<SU>19</SU>
          <FTREF/>Based on this concern, the Exchanges believe that Market Makers should not be subject to the pricing obligations proposed herein when the last sale of the previous trading day, or immediately prior to a halt, is the only available reference price.<SU>20</SU>
          <FTREF/>The Exchanges therefore propose that, for NMS stocks, a Market Maker would have to adhere to the pricing obligations established by this Rule during Regular Trading Hours, provided, however, that such pricing obligations: (i) Would not commence during any trading day until after the first regular way transaction on the primary listing market in the security, as reported by the responsible single plan processor, and (ii) would be suspended during a trading halt, suspension, or pause, and would not re-commence until after the first regular way transaction on the primary listing market in the security following such halt, suspension, or pause, as reported by the responsible single plan processor. Nothing would preclude a Market Maker from voluntarily quoting at price levels that are closer to the NBBO than required under the proposal.</P>
        <FTNT>
          <P>
            <SU>18</SU>
            <E T="03">See</E>Notices,<E T="03">supra</E>note 4: 76 FR 57772 at 57774; 76 FR 57787 at 57789.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>19</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>20</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD2">E. Unlisted Trading Privileges</HD>
        <P>The Exchanges propose to impose restrictions on each Market Maker on the Exchange(s) (“Restricted Market Maker”) in a derivative securities product (“UTP Derivative Security”) that derives its value from one or more currencies or commodities, or from a derivative overlying one or more currencies or commodities, or is based on a basket or index comprised of currencies or commodities (collectively, “Reference Assets”). Specifically, the Exchanges would prohibit a Restricted Market Maker in a UTP Derivative Security on the Exchange(s) from acting or registering as a market maker on any other exchange in any Reference Asset of that UTP Derivative Security, or any derivative instrument based on a Reference Asset of that UTP Derivative Security (collectively, with Reference Assets, “Related Instruments”). Further, the Exchanges would require a Restricted Market Maker to file and keep current with the Exchange(s) (in a manner prescribed by the Exchange(s)) a list identifying any accounts (“Related Instrument Trading Accounts”) for which Related Instruments are traded: (1) In which the Restricted Market Maker holds an interest; (2) over which it has investment discretion; or (3) in which it shares in the profits and/or losses. In addition, the Exchanges would prohibit a Restricted Market Maker from having an interest in, exercising investment discretion over, or sharing in the profits and/or losses of a Related Instrument Trading Account which has not been reported to the Exchanges. In addition to the existing obligations under the Exchanges' rules regarding the production of books and records, the Exchanges would require a Restricted Market Maker, upon request by the Exchange(s), to make available any books, records, or other information pertaining to any Related Instrument Trading Account or to the account of any registered or non-registered employee affiliated with the Restricted Market Maker in which Related Instruments are traded. Lastly, the Exchanges would require that a Restricted Market Maker not use any material, non-public information in connection with trading a Related Instrument.<SU>21</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>21</SU>The Exchanges propose to re-number current Rule 14.1(c)(5) and to replace the term “components of the index or portfolio on which the UTP Derivative Security is based” in Rule 14.6(c)(6) with “Related Instruments.”</P>
        </FTNT>
        <PRTPAGE P="79257"/>
        <HD SOURCE="HD2">F. MRVPs</HD>
        <P>The Exchanges propose to add the continuous, two-sided quotation obligation to the list of rules which would be appropriate for disposition under the Exchanges' MRVPs, which would allow the Exchanges to impose a $100 fine for each violation. The Exchanges have represented that, by promptly imposing a meaningful financial penalty for such violations, the MRVPs focus on correcting conduct before it gives rise to more serious enforcement action, provide a reasonable means of addressing rule violations that do not necessarily rise to the level of requiring formal disciplinary proceedings, and offer greater flexibility in handling certain violations.<SU>22</SU>
          <FTREF/>The Exchanges further stated that a provision that would allow the Exchanges to sanction violators under the MRVPs would not minimize the importance of compliance with the continuous, two-sided quotation obligation, and that the violation of any rule is a serious matter; the addition of a sanction under the MRVPs would be an additional method for disciplining violators.<SU>23</SU>
          <FTREF/>The Exchanges represented that they would continue to conduct surveillance with due diligence and make determinations, on a case-by-case basis, whether a violation of the continuous, two-sided quotation obligation should be subject to formal disciplinary proceedings.</P>
        <FTNT>
          <P>
            <SU>22</SU>
            <E T="03">See</E>Notices,<E T="03">supra</E>note 4: 76 FR 57772 at 57775; 76 FR 57787 at 57790.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>23</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">III. Discussion</HD>
        <P>After careful review of the proposals, the Commission finds that the proposed rule changes are consistent with the requirements of the Act, and the rules and regulations thereunder applicable to a national securities exchange.<SU>24</SU>
          <FTREF/>In particular, the Commission finds that the proposals are consistent with Section 6(b)(5) of the Act,<SU>25</SU>
          <FTREF/>which requires, among other things, that the rules of an exchange be designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest.</P>
        <FTNT>
          <P>

            <SU>24</SU>In approving these proposed rule changes, the Commission has considered the proposed rules' impact on efficiency, competition, and capital formation.<E T="03">See</E>15 U.S.C. 78c(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>25</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <P>The Commission finds that the Exchanges' proposals to establish procedures for the registration, withdrawal, suspension, and termination of Market Makers and MMATs; the registration of Market Makers in a security; and Market Maker obligations are consistent with Section 6(b)(5) of the Act.<SU>26</SU>
          <FTREF/>The proposed rules would benefit all Exchange participants because Market Makers would assist in the maintenance of fair and orderly markets, provide additional liquidity to the Exchanges, and assist in preventing excess volatility. The Commission finds that the Exchanges' rules provide objective processes by which a Member could become a Market Maker, an individual could become an MMAT, and a Market Maker could register in a security. The proposed rules also provide for appropriate oversight by the Exchanges to monitor for continued compliance by Market Makers and MMATs with the terms of those provisions. The Commission also notes that these proposals, including the Market Maker obligations, are similar to rules of other exchanges.<SU>27</SU>
          <FTREF/>As a result, the Commission believes that these aspects of the proposals are consistent with the Act.</P>
        <FTNT>
          <P>
            <SU>26</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>27</SU>
            <E T="03">See, e.g</E>
            <E T="03">.,</E>BATS Exchange, Inc. (“BATS”) Rules 11.5-.8; National Stock Exchange, Inc. (“NSX”) Rules 11.5-.8;<E T="03">see also</E>Securities Exchange Act Release Nos. 54391 (August 31, 2006), 71 FR 52836 (September 7, 2006) (SR-NSX-2006-08) (approving proposed rules for the registration of market makers, obligations of market maker authorized traders, the registration of market makers in a security, and obligations of market makers), 58644 (September 25, 2008), 73 FR 57172 (October 1, 2008) (SR-BATS-2008-005) (noticing the immediate effectiveness of proposed rules for the registration and obligations of market makers based on NSX's rules).</P>
        </FTNT>
        <P>The Commission also finds that the provisions of the proposed rule changes that implement the continuous, two-sided quotation obligation are consistent with Section 6(b)(5) of the Act.<SU>28</SU>
          <FTREF/>The proposed rules promote uniformity across markets concerning minimum market maker quotation requirements as this aspect of the proposals is similar to rules of other self-regulatory organizations.<SU>29</SU>
          <FTREF/>In addition to Section 6(b)(5) of the Act,<SU>30</SU>
          <FTREF/>the Commission finds that the continuous, two-sided quoting obligations are consistent with Section 11A(a)(1) of the Act<SU>31</SU>
          <FTREF/>in that they seek to assure fair competition among brokers and dealers and among exchange markets. By requiring Market Makers to maintain quotes that are priced within a specified percentage of the NBBO, the proposed rules should help assure that quotations submitted by Market Makers to the Exchanges, and displayed to market participants, bear some relationship to the prevailing market price. This may reduce the risk that trades will occur at irrational prices and should promote fair and orderly markets and the protection of investors.<SU>32</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>28</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>29</SU>
            <E T="03">See, e.g</E>
            <E T="03">.,</E>BATS Rule 11.8(d); NSX Rule 11.8(a)(1);<E T="03">see also</E>Securities Exchange Act Release No. 63255 (November 5, 2010), 75 FR 69484 (November 12, 2010) (approving proposed rule changes, implementing enhanced market maker quotation standards, by BATS, NASDAQ OMX BX, Inc., Chicago Board Options Exchange, Incorporated, The Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, NSX, New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc.).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>30</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>31</SU>15 U.S.C. 78k-1(a)(1).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>32</SU>The Commission notes, consistent with prior guidance under Regulation SHO (<E T="03">See</E>Securities Exchange Act Release No. 50103 (July 28, 2004), 69 FR 48008, 48015 (Aug. 6, 2004) and Release No. 58775 (Oct. 14, 2008), 73 FR 61690, 61698-99 (Oct. 17, 2008)), that a market maker's compliance with the percentage quoting requirements contained in these proposals,<E T="03">i.e.,</E>maintaining a quote that is 8% away from the NBBO for stocks in the S&amp;P 500, Russell 1000, and for select ETPs, would not constitute bona fide market making for purposes of claiming the applicable exceptions to the requirements of Regulation SHO.</P>
        </FTNT>
        <P>The Commission finds that the Exchanges' proposed restrictions on the trading activities of Market Makers in UTP Derivative Securities, and the imposition of reporting and record-keeping requirements on Market Makers who trade UTP Derivative Securities are consistent with Section 6(b)(5) of the Act.<SU>33</SU>
          <FTREF/>These proposals are closely modeled on similar rules of other exchanges, which the Commission has previously approved, and do not raise any novel issues.<SU>34</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>33</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>34</SU>
            <E T="03">See, e.g.,</E>BATS Rule 14.1; NASDAQ OMX Phlx LLC (“Phlx”) Rule 803(o); NSX Rule 15.9;<E T="03">see also</E>Securities Exchange Act Release Nos. 57806 (May 9, 2008), 73 FR 28541 (May 16, 2008) (SR-Phlx-2008-34) (approving consolidation into a single rule of certain requirements for products traded on the Philadelphia Stock Exchange, Inc. (n/k/a Phlx) pursuant to unlisted trading privileges); 58623 (September 23, 2008), 73 FR 57169 (October 1, 2008) (SR-BATS-2008-004) (noticing immediate effectiveness of consolidation into a single rule of certain requirements for products traded on BATS pursuant to unlisted trading privileges consolidation).</P>
        </FTNT>
        <P>The Commission also finds that the Exchanges' proposals to include a Market Maker's obligation to maintain a continuous, two-sided quotation in any security in which it is registered in their MRVPs is consistent with Section 6(b)(5) of the Act,<SU>35</SU>
          <FTREF/>and Sections 6(b)(1) and 6(b)(6) of the Act,<SU>36</SU>

          <FTREF/>which require that the rules of an exchange enforce compliance with, and provide appropriate discipline for, violations of Commission and exchange rules. The Commission believes that the proposed changes to the MRVPs should strengthen the Exchanges' abilities to carry out their oversight and<PRTPAGE P="79258"/>enforcement responsibilities as SROs by promptly imposing a financial penalty in cases where full disciplinary proceedings are unsuitable in view of the minor nature of the particular violation. The Commission also notes that these proposed changes are closely modeled on the rules of other exchanges, which have been previously approved by the Commission.<SU>37</SU>
          <FTREF/>Furthermore, the Commission believes that, because Rule 8.15 provides procedural rights to a person fined under the MRVP to contest the fine and permits a hearing on the matter, the proposed changes provide a fair procedure for the disciplining of Members and persons associated with Members, consistent with Sections 6(b)(7) and 6(d)(1) of the Act.<SU>38</SU>
          <FTREF/>Therefore, the Commission finds that the proposals are consistent with the public interest, the protection of investors, or otherwise in furtherance of the purposes of the Act, as required by Rule 19d-1(c)(2) under the Act,<SU>39</SU>
          <FTREF/>which governs minor rule violation plans.</P>
        <FTNT>
          <P>
            <SU>35</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>36</SU>15 U.S.C. 78f(b)(1), (6).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>37</SU>
            <E T="03">See</E>BATS Rule 8.15, Interpretation .01; NSX Rule 8.15, Interpretation .01.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>38</SU>15 U.S.C. 78f(b)(7), (d)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>39</SU>17 CFR 240.19d-1(c)(2).</P>
        </FTNT>
        <P>In approving these proposals, the Commission in no way minimizes the importance of compliance with the Exchanges' rules and all other rules subject to the imposition of fines under the MRVPs. The Commission believes that the violation of any SRO's rules, as well as Commission rules, is a serious matter. However, the MRVPs provide a reasonable means of addressing rule violations that do not rise to the level of requiring formal disciplinary proceedings, while providing greater flexibility in handling certain violations. The Commission expects that the Exchanges will continue to conduct surveillance with due diligence and make determinations based on their findings, on a case-by-case basis, whether a fine of more or less than the recommended amount is appropriate for a violation under the MRVPs or whether a violation requires formal disciplinary action under the Exchanges' rules.</P>
        <P>Finally, the Commission finds that the Exchanges' addition of definitions, re-lettering and re-numbering of rules, and replacement of certain text in Rule 14.1(c)(6) are technical in nature and consistent with the Act accordingly.</P>
        <HD SOURCE="HD1">IV. Conclusion</HD>
        <P>It is therefore ordered, pursuant to Section 19(b)(2) of the Act,<SU>40</SU>
          <FTREF/>that the proposed rule changes (SR-EDGA-2011-29 and SR-EDGX-2011-28), as amended by Amendments No. 1, be, and hereby are,<FTREF/>approved.</P>
        <FTNT>
          <P>
            <SU>40</SU>15 U.S.C. 78s(b)(2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>41</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>41</SU>
          </P>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32586 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65959; File No. SR-CME-2011-17]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Relating to Its Cleared Only OTC FX Swap Offering</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 2, 2011, the Chicago Mercantile Exchange Inc. (“CME”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change described in Items I and II below, which items have been prepared primarily by CME. The Commission is publishing this Notice and Order to solicit comments on the proposed rule change from interested persons and to approve the proposed rule change on an accelerated basis.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of Terms of Substance of the Proposed Rule Change</HD>
        <P>CME proposes to amend rules related to existing cleared-only foreign exchange (“FX”) currency derivatives products. The proposed rule changes make certain clarifying revisions and other amendments to rules that were the subject of a recent filing, SR-CME-2011-12.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>3</SU>Commission staff notes that SR-CME-2011-12 was previously approved pursuant to delegated authority on October 26, 2011.<E T="03">See</E>Securities Exchange Act Release No. 65637, 76 FR 67512 (Nov. 1, 2011).</P>
        </FTNT>

        <P>The text of the proposed rule change is available at the CME's Web site at<E T="03">http://www.cmegroup.com,</E>at the principal office of CME, and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, CME included statements concerning the purpose and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item III below. CME has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In late September, 2011, CME submitted proposed rule changes in filing SR-CME-2011-12 to establish rules to expand its cleared-only, foreign currency (“FX”) swaps offering to support the introduction of (1) twenty-six new foreign FX currency derivatives for over-the-counter (“OTC”) cash settlement; and (2) eleven new FX non-deliverable forward transaction currency pairs for traditional, OTC cash settlement. CME initially planned to make the rules that are the subject of this filing operational on January 3, 2012. CME has adopted a phased roll-out approach and intends to launch the products that are covered by this filing on December 19, 2011. The proposed changes associated with this filing have been identified to prepare for this roll-out. More specifically, the proposed rule changes that are the subject of this filing include: Changes to CME Rule 5.C. (Position Limit and Reportable Level table); changes to CME Chapter 300 (CME WM/Reuters OTC Spot, Forward and Swap Contracts); changes to CME Chapter 277H (Cleared OTC U.S. Dollar/Peruvian Nuevo Sol (USD/PEN) Spot, Forwards and Swaps); changes to CME Chapter 257H (Cleared OTC U.S. Dollar/Brazilian Real (USD/BRL) Spot, Forwards and Swaps); CME Chapter 260H (Cleared OTC U.S. Dollar/Russian Ruble (USD/RUB) Spot, Forwards and Swaps); CME Chapter 270H (Cleared OTC U.S. Dollar/Chinese Renminbi (USD/RMB) Spot, Forwards and Swaps); and CME Chapter 271H (Cleared OTC U.S. Dollar/Korean Won Sol (USD/KRW) Spot, Forwards and Swaps). The proposed rule text is available on CME's Web site.</P>

        <P>The first set of proposed changes deal with CFTC position limit, accountability and reportable levels. Individual entries in CME's current Appendix to Chapter 300 provide either Position Accountability (PA) or Position Limits (PL) or a combination of both (e.g., PA<PRTPAGE P="79259"/>with spot month PL) depending generally on the liquidity in the underlying OTC instruments and coordinating with existing and similar FX futures and options on futures contracts. Highly liquid underlying FX pair activity enable Position Accountability trigger levels as opposed to finite limits, and less liquid underlying FX pair activity require the more restrictive Position Limits. Since FX futures, options on FX futures, cleared OTC FX spot, forwards and swaps; and OTC FX options on spot and forwards, are essentially extensions of the same market, CME rules will aggregate positions for an account holder across all of these product lines per FX pair. Notional level equivalents for existing CME FX pair futures contracts for Position Accountability and/or Position Limits are carried over to CME's Cleared OTC FX rules.</P>
        <P>Twenty-two of the twenty-six new cleared CME WMR OTC FX products being launched on Monday, December 19, 2011, have underlying FX pair futures and/or options on futures contracts for these same FX pairs that will be listed for cleared OTC transactions (i.e., AUD/USD, USD/CHF, USD/CAD, NZD/USD, USD/NOK, USD/SEK, EUR/USD, USD/JPY, GBP/USD, USD/MXN, USD/PLN, USD/ZAR, AUD/JPY, EUR/AUD, CAD/JPY, EUR/GBP, EUR/JPY, EUR/CHF, USD/CZK, USD/HUF, USD/TRY and USD/ILS). As noted above, CME considers FX futures, options on FX futures, cleared OTC FX spot, forwards and swaps; and OTC FX options on spot and forwards, as essentially extensions of the same market, and CME rules will aggregate positions for an account holder across all of these product lines per FX pair. In instances where there are existing underlying futures and options on futures contracts for the same FX pair, CME is basing the new OTC contract Position Accountability and Position Limits rules on these underlying, existing futures and options on futures. That is, for purposes of aggregation, positions in the new cleared OTC products will be rolled up in equivalent amounts of currency specified in the corresponding FX pair futures and options on futures Position Accountability and/or Position Limits rules.</P>
        <P>CME Chapter 300 contains new rules governing the twenty-six new CME WMR OTC CSFs that are scheduled to be launched on Monday, December 19, 2011. CME proposes to add a second sentence to the preexisting second paragraph of CME Rule 300.02.A. This additional sentence in the rule plus an analogous single-asterisked footnote added to the Chapter 300 Appendix would denote the additional step at final cash settlement, where for several asterisked FX pairs, the final calculated “minimum fluctuation currency amount” is converted into the “Unit of Trading and Clearing Currency” by dividing by the Final Settlement Price. This action would minimize the number of different currency accounts that customers will need to open in order to participate in CME's cleared OTC FX offering. For example, for 14 of the 26 new CME WMR OTC CSFs launching on December 19, 2011, the final settlement amount will be converted into USDs from CHF, NOK, SEK, DKK, MXN, SGD, PLN, ZAR, CZK, HUF, TRY, ILS, THB and HKD, eliminating the need for customers to maintain accounts in these 14 currencies. A new additional second paragraph for CME Rule 300.02.A. would denote that, in some cases, the Final Settlement Prices for a given FX pair would be calculated using the appropriate WM/Reuters Closing Spot Rates for component currency pairs. For example, the AUD/JPY Final Settlement Price will be calculated by multiplying the two WM/Reuters 4 pm London time Closing Spot Rates for AUD/USD and USD/JPY; therefore, the AUD/JPY Final Settlement Price is derived from those two FX pairs' Final Settlement Prices. Double asterisks and an explanatory footnote in the Appendix table to Chapter 300 clearly identify those FX pairs that would be calculated in this way. Lastly, for CME Rule 300.02.A., a fourth paragraph is proposed to define the movement of the final payment amount between the CME Clearing House and buyers and sellers, when the calculation of that final payment amount is positive or negative. This language had been adopted previously by CME for many of the cleared OTC FX NDF products and is being included also for the cleared CME WM/Reuters OTC FX products and those cleared OTC FX NDF offerings where CME has an underlying futures contract for the same FX pair.</P>
        <P>CME is also proposing amendments to CME Rule 277H.02.A. (Day of Cash Settlement) to make the rule provision for number of decimals (six) of the Final Settlement Price calculation to align with the decimal notation for the minimum price increment (six).</P>
        <P>CME is also proposing a change to CME Chapters 257H, 260H, 270H and 271H. These changes would add language to the cash settlement provisions in the rules governing four different cleared OTC FX NDF products to mirror procedures and documentation for other cleared OTC FX NDF products. The proposed rule changes are designed to define movement of the final payment amount at termination between CME Clearing and the buyers and sellers in the transaction. The proposed changes impact the OTC USD/RUB, USD/BRL, USD/CNY and USD/KRW non-deliverable forwards products.</P>
        <P>CME is also making a filing, CME Submission 11-463, with its primary regulator, the Commodity Futures Trading Commission, with respect to the proposed rule changes.</P>
        <P>CME believes the proposed changes are consistent with the requirements of the Exchange Act including Section 17A of the Exchange Act because they involve clearing of swaps and thus relate solely to CME's swaps clearing activities pursuant to its registration as a derivatives clearing organization under the Commodity Exchange Act (“CEA”) and do not significantly affect any securities clearing operations of the clearing agency or any related rights or obligations of the clearing agency or persons using such service. CME further notes that the policies of CEA with respect to clearing are comparable to a number of the policies underlying the Exchange Act, such as promoting market transparency for over-the-counter derivatives markets, promoting the prompt and accurate clearance of transactions and protecting investors and the public interest. The proposed rule changes accomplish those objectives by offering investors clearing for a range of FX OTC swap products.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>CME does not believe that the proposed rule change will have any impact, or impose any burden, on competition.</P>
        <P>C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</P>
        <P>CME has not solicited, and does not intend to solicit, comments regarding this proposed rule change. CME has not received any unsolicited written comments from interested parties.</P>
        <HD SOURCE="HD1">III. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>

        <P>• Electronic comments may be submitted by using the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>), or send an email to<E T="03">rule-comments@sec.gov</E>.<PRTPAGE P="79260"/>Please include File No. SR-CME-2011-17 on the subject line.</P>
        <P>• Paper comments should be sent in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>

        <P>All submissions should refer to File Number SR-CME-2011-17. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of CME. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-CME-2011-17 and should be submitted on or before January 11, 2012.</P>
        <HD SOURCE="HD1">IV. Commission's Findings and Order Granting Accelerated Approval of Proposed Rule Change</HD>
        <P>In its filing, CME requested that the Commission approve this request on an accelerated basis for good cause shown. CME has articulated three reasons for granting this request on an accelerated basis. One, the products covered by this filing, and CME's operations as a derivatives clearing organization for such products, are regulated by the CFTC under the CEA. Two, the proposed rule changes relate solely to FX swap clearing and therefore relate solely to its swaps clearing activities and do not significantly relate to CME's functions as a clearing agency for security-based swaps. Three, not approving this request on an accelerated basis will have a significant impact on the swap clearing business of CME as a designated clearing organization.</P>
        <P>Section 19(b) of the Act<SU>4</SU>
          <FTREF/>directs the Commission to approve a proposed rule change of a self-regulatory organization if it finds that such proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to such organization. The Commission finds that the proposed rule change is consistent with the requirements of the Act, in particular the requirements of Section 17A of the Act,<SU>5</SU>
          <FTREF/>and the rules and regulations thereunder applicable to CME. Specifically, the Commission finds that the proposed rule change is consistent with Section 17A(b)(3)(F) of the Act which requires, among other things, that the rules of a clearing agency be designed to promote the prompt and accurate clearance and settlement of derivative agreements, contracts, and transactions because it should allow CME to enhance its services in clearing FX swaps, thereby promoting the prompt and accurate clearance and settlement of derivative agreements, contracts, and transactions.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>15 U.S.C. 78s(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>15 U.S.C. 78q-1. In approving this proposed rule change, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation. 15 U.S.C. 78c(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>15 U.S.C. 78q-1(b)(3)(F).</P>
        </FTNT>
        <P>The Commission finds good cause, pursuant to Section 19(b)(2) of the Act,<SU>7</SU>

          <FTREF/>for approving the proposed rule change prior to the 30th day after the date of publication of notice in the<E T="04">Federal Register</E>because: (i) The proposed rule change does not significantly affect any securities clearing operations of the clearing agency (whether in existence or contemplated by its rules) or any related rights or obligations of the clearing agency or persons using such service; (ii) CME has indicated that not providing accelerated approval would have a significant impact on the swap clearing business of CME as a designated clearing organization; and (iii) the activity relating to the non-security clearing operations of the clearing agency for which the clearing agency is seeking approval is subject to regulation by another regulator.</P>
        <FTNT>
          <P>
            <SU>7</SU>15 U.S.C. 78s(b)(2).</P>
        </FTNT>
        <HD SOURCE="HD1">V. Conclusion</HD>
        <P>It is therefore ordered, pursuant to Section 19(b)(2) of the Act, that the proposed rule change (SR-CME-2011-17) is approved on an accelerated basis.<FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>8</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission by the Division of Trading and Markets, pursuant to delegated authority.<SU>8</SU>
          </P>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32585 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65954; File No. SR-NYSE-2011-61]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Adopting the Text of Financial Industry Regulatory Authority Rule 5210, Which Prohibits the Publication of Manipulative or Deceptive Quotations or Transactions, as NYSE Rule 5210</SUBJECT>
        <DATE>December 14, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1)<SU>1</SU>
          <FTREF/>of the Securities Exchange Act of 1934 (the “Act”)<SU>2</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>3</SU>
          <FTREF/>notice is hereby given that December 7, 2011, New York Stock Exchange LLC (“NYSE” or the “Exchange”) filed with the Securities and Exchange Commission (the “Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C.78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>15 U.S.C. 78a.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>

        <P>The Exchange proposes to adopt the text of Financial Industry Regulatory Authority (“FINRA”) Rule 5210, which prohibits the publication of manipulative or deceptive quotations or transactions, as NYSE Rule 5210. The text of the proposed rule change is available at the Exchange, the Commission's Public Reference Room, and<E T="03">http://www.nyse.com.</E>
        </P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>

        <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text<PRTPAGE P="79261"/>of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The Exchange proposes to adopt the text of FINRA Rule 5210, which prohibits the publication of manipulative or deceptive quotations or transactions, as NYSE Rule 5210.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 60835 (Oct. 16, 2009), 74 FR 54616 (Oct. 22, 2009) (SR-FINRA-2009-055). The Exchange's affiliates, NYSE Amex LLC and NYSE Arca, Inc., are proposing to adopt a substantially similar rule.</P>
        </FTNT>
        <HD SOURCE="HD3">Background</HD>
        <P>On July 30, 2007, the National Association of Securities Dealers, Inc. (“NASD”), and NYSE Regulation, Inc. (“NYSER”) consolidated their member firm regulation operations into a combined organization, FINRA, and entered into a Regulatory Services Agreement under which FINRA agreed to perform certain regulatory functions of the Exchange on behalf of the Exchange. On June 14, 2010, FINRA also assumed responsibility for performing the market surveillance and enforcement functions performed by NYSER. To facilitate FINRA's performance of these enforcement functions and further harmonize the rules of FINRA and NYSE, NYSE is proposing to adopt the text of FINRA Rule 5210.<SU>5</SU>
          <FTREF/>FINRA Rule 5210 prohibits members from publishing or circulating, or causing to be published or circulated, any communication that purports to report any transaction as a purchase or sale of any security, unless such member believes that such transaction was a bona fide purchase or sale of such security. The Rule also prohibits members from publishing or circulating, or causing to be published or circulated, any communication that purports to quote the bid price or asked price for any security, unless the member believes that such quotation represents a bona fide bid for, or offer of, such security.</P>
        <FTNT>
          <P>
            <SU>5</SU>For consistency with Exchange rules, the Exchange proposes to change all references from “member” to “member organization.”</P>
        </FTNT>
        <P>The Exchange believes that the proposed rule change will strengthen FINRA's ability to bring sanctions on behalf of the Exchange against a member organization for engaging in manipulative forms of quoting behavior, for example, quote stuffing and layering. FINRA Rule 5210 (formerly NASD Rule 3310 and IM 3310)<SU>6</SU>
          <FTREF/>was successfully used in the Acceptance, Waiver and Consent announced in September 2010 by FINRA against Trillium Brokerage Services and other individual Respondents.<SU>7</SU>
          <FTREF/>The Exchange believes that the proposed rule change would augment FINRA's ability on behalf of the Exchange to take action against manipulative quoting behavior on the Exchange.</P>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See supra</E>n. 4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>
            <E T="03">http://www.finra.org/web/groups/industry/@ip/@enf/@ad/documents/industry/p122044.pdf</E>.</P>
        </FTNT>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The proposed rule change is consistent with Section 6(b) of the Securities Exchange Act of 1934 (the “Act”),<SU>8</SU>
          <FTREF/>in general, and furthers the objectives of Section 6(b)(5),<SU>9</SU>
          <FTREF/>in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, and to remove impediments to and perfect the mechanism of a free and open market and a national market system. Specifically, the Exchange believes that the proposed rule change would provide an additional basis for bringing enforcement actions against Exchange member organizations that engage in deceptive and manipulative quoting activity. To the extent the Exchange has proposed changes that differ from the FINRA version of the Rules, such changes are technical in nature and do not change the substance of the FINRA Rule.</P>
        <FTNT>
          <P>
            <SU>8</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were solicited or received with respect to the proposed rule change.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing proposed rule change does not significantly affect the protection of investors or the public interest, does not impose any significant burden on competition, and, by its terms, does not become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act<SU>10</SU>
          <FTREF/>and Rule 19b-4(f)(6) thereunder.<SU>11</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>10</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)(iii) requires the Exchange to give the Commission written notice of the Exchange's intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.</P>
        </FTNT>
        <P>The Exchange has requested that the Commission waive the 30-day operative delay. The Commission believes that waiver of the operative delay is consistent with the protection of investors and the public interest because such waiver will allow FINRA to more effectively carry out its enforcement activities on behalf of the Exchange. Therefore, the Commission designates the proposal operative upon filing.<SU>12</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>12</SU>For purposes only of waiving the 30-day operative delay, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation.<E T="03">See</E>15 U.S.C. 78c(f).</P>
        </FTNT>
        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov</E>. Please include File Number SR-NYSE-2011-61 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>

        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.<PRTPAGE P="79262"/>
        </P>

        <FP>All submissions should refer to File Number SR- NYSE-2011-61. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make publicly available. All submissions should refer to File Number SR-NYSE-2011-61 and should be submitted on or before January 11, 2012.<FTREF/>
        </FP>
        <SIG>
          <FTNT>
            <P>
              <SU>13</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>13</SU>
          </P>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32584 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65963; File No. SR-NASDAQ-2011-122]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Describe Complimentary Services That Are Offered to Certain New Listings on NASDAQ's Global and Global Select Markets</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <HD SOURCE="HD1">I. Introduction</HD>
        <P>On August 30, 2011, The NASDAQ Stock Market LLC (“NASDAQ” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>

          <FTREF/>a proposed rule change to describe services offered by NASDAQ to certain newly listing companies on NASDAQ's Global and Global Select Markets. The proposed rule change was published in the<E T="04">Federal Register</E>on September 16, 2011.<SU>3</SU>
          <FTREF/>The Commission originally received five comment letters from three commenters on the proposal.<SU>4</SU>
          <FTREF/>NASDAQ submitted a letter in response to these comments.<SU>5</SU>
          <FTREF/>The Commission received three additional comment letters on November 30, 2011, December 8, 2011, and December 13, 2011.<SU>6</SU>
          <FTREF/>On October 28, 2011, the Commission extended the time period in which to either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change, to December 15, 2011.<SU>7</SU>
          <FTREF/>This order grants approval of the proposed rule change.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65324 (September 12, 2011), 76 FR 57781 (“Notice”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Letters to Elizabeth M. Murphy, Secretary, Commission, from Neil Hershberg, Senior Vice President, Business Wire Inc., received September 28, 2011 (“Business Wire Letter 1”); John Viglotti, Vice President, PR Newswire Association LLC, received October 7, 2011 (“PR Newswire Letter”); Jesse W. Markham, Jr., Roger Myers, and Michael R. MacPhail, Holme Roberts &amp; Owen LLP (“Holme Roberts”) (writing on behalf of Business Wire, Inc.), dated October 7, 2011 (“Business Wire Letter 2”); Patrick Healy, CEO, Issuer Advisory Group LLC, dated October 22, 2011 (“Issuer Advisory Letter”); and Holme Roberts Letter, dated November 15, 2011 (“Business Wire Letter 3”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>Letter to Elizabeth M. Murphy, Secretary, Commission, from Joan Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX, dated November 15, 2011 (“NASDAQ Response Letter”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See</E>Letter to Elizabeth M. Murphy, Secretary, Commission, from Janet McGinness, New York Stock Exchange LLC, dated November 30, 2011 (“NYSE Letter”); Holme Roberts Letter, dated December 8, 2011 (“Business Wire Letter 4”); and Email from Dominic Jones, IR Web Reporting International Inc., dated December 13, 2011 (“IR Letter”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65653 (October 28, 2011), 76 FR 68237 (November 3, 2011).</P>
        </FTNT>
        <HD SOURCE="HD1">II. Description of the Proposal</HD>
        <P>In its filing, NASDAQ is proposing to amend its rules to include new Section IM-5900-7 to describe products that are offered to certain newly listing companies. As discussed in more detail below, NASDAQ proposes to offer complimentary products and services to companies listing on NASDAQ's Global and Global Select Markets in connection with an initial public offering, upon emerging from bankruptcy, or in connection with a spin-off or carve-out from another company (“Eligible New Listings”).<SU>8</SU>
          <FTREF/>Additionally, NASDAQ proposes to offer such services to companies that switch their listing from the New York Stock Exchange (“NYSE”) to NASDAQ's Global or Global Select Markets (“Eligible Switches”). In its filing, NASDAQ also noted that all NASDAQ-listed companies, including companies listed on the Capital Market, receive access to NASDAQ's Market Intelligence Desk and NASDAQ Online.</P>
        <FTNT>
          <P>

            <SU>8</SU>NASDAQ represented that, under the proposal, a company transferring from the OTCBB or Pink Sheets or from the Capital Market would not be eligible to receive these services.<E T="03">See</E>Notice<E T="03">supra</E>note 3.</P>
        </FTNT>
        <P>The Exchange is a subsidiary of The NASDAQ OMX Group, Inc. (“NASDAQ OMX”). NASDAQ proposes to offer these products and services through NASDAQ OMX Corporate Solutions, Inc. (“Corporate Solutions”), also a subsidiary of NASDAQ OMX and an affiliate of the Exchange.<SU>9</SU>
          <FTREF/>According to NASDAQ, Corporate Solutions offers products and programs to private and public companies, including companies listed on the Exchange, designed to enhance transparency, mitigate risk, maximize efficiency and facilitate better corporate governance. Pursuant to the proposal, Eligible New Listings and Eligible Switches with a market capitalization of up to $500 million would receive the following services for two years from the date of listing, having a total retail value of approximately $93,500 per year,<SU>10</SU>
          <FTREF/>and would receive a waiver of one-time development fees of approximately $4,000 to establish the services:</P>
        <FTNT>
          <P>

            <SU>9</SU>In its filing, NASDAQ stated its belief that Corporate Solutions is not a “facility” of the Exchange as defined in 15 U.S.C. 78c(a)(2), and noted that its proposed rule change is being filed with the Commission under Section 19(b)(2) of the Act because it relates to services offered in connection with a listing on the Exchange.<E T="03">See</E>Notice<E T="03">supra</E>note 3. The Commission notes that the definition of a “facility” of an exchange is broad under the Act, and “includes its premises, tangible or intangible property whether on the premises or not, any right to the use of such premises or property or any service thereof for the purpose of effecting or reporting a transaction on an exchange . . . and any right of the exchange to the use of any property or service.” The Commission further notes that any determination as to whether a service or other product is a facility of an exchange requires an analysis of the particular facts and circumstances.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>Retail values are based on Corporate Solutions' current price list. If a company does not fully use the services offered in a year, unused services do not carry forward into future years and cannot be used to offset the costs of other services or listing fees.</P>
        </FTNT>
        <P>•<E T="03">Governance Services</E>
        </P>
        <P>○<E T="03">Board Tools:</E>Use of Directors Desk for up to 10 users, with an approximate retail value of $20,000 per year.<PRTPAGE P="79263"/>
        </P>
        <P>○<E T="03">Whistleblower Hotline:</E>Use of a financial reporting hotline that provides employees and others with fully-automated means of reporting incidents and concerns, with an approximate retail value of $3,500 per year.</P>
        <P>•<E T="03">Communications Services</E>
        </P>
        <P>○<E T="03">Investor Relations Web site:</E>Use of a Web site with all the necessary content and features to communicate with investors, including a corporate governance library containing documents such as the Board committees' charters and the company's code of ethics, with a retail value of approximately $16,000 per year.</P>
        <P>○<E T="03">Press Releases:</E>Companies will be provided $15,000 worth of distribution services for earnings or other press releases, including photographs, and filing of EDGAR and XBRL reports. The actual number of press releases will vary based on their length and the regional distribution network chosen by the company.</P>
        <P>•<E T="03">Intelligence Services</E>
        </P>
        <P>○<E T="03">Market Analytic Tools:</E>Use of a market analytic tool, which integrates corporate shareholder communications, capital market information, investor contact management, and board-level reporting into a unified workflow environment for up to four users, including information about research and earnings estimates on the company and help identifying potential purchasers of the company's stock using quantitative targeting and qualitative insights, with an approximate retail value of $39,000 per year.</P>
        <P>Under the proposal, Eligible New Listings and Eligible Switches with a market capitalization of $500 million or more would receive the services described above, including the waiver of one-time development fees, and the additional services described below, worth a total retail value of approximately $169,000 per year.<SU>11</SU>
          <FTREF/>Eligible New Listings with a market capitalization of $500 million or more would receive all services for two years from the date of listing, and Eligible Switches with a market capitalization of $500 million or more would receive all services for four years from the date of listing:</P>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>•<E T="03">Governance Services</E>
        </P>
        <P>○<E T="03">Board Tools:</E>An additional five licenses for Directors Desk, with a retail value of approximately $10,000 per year.</P>
        <P>•<E T="03">Communications Services</E>
        </P>
        <P>○<E T="03">Press Releases:</E>An additional $5,000 worth of distribution services.</P>
        <P>•<E T="03">Intelligence Services</E>
        </P>
        <P>○<E T="03">Market Surveillance Tools:</E>A stock surveillance package, that includes monitoring the daily movement and settlement activity of the company's stock, providing alerts on increases in trading volume and block trading activity, and offering color to any unusual change in stock price, with an approximate retail value of $60,000 per year. To fully utilize this service, NASDAQ states that companies will have to subscribe to, and separately pay for, certain third party information, which is not included.<SU>12</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>12</SU>For example, companies would have to purchase position reports from the Depositary Trust Corporation.</P>
        </FTNT>
        <P>The Exchange represents that it is proposing to offer four years of services to Eligible Switches with a market capitalization of $500 million or more, as opposed to two years of services as is the case for other Eligible Switches and Eligible New Listings, because the Exchange believes that the issuers receive comparable services from the NYSE, which the issuer would forego by switching their listing to NASDAQ, and that those issuers will likely bring greater future value to NASDAQ than will other issuers by switching to its market.<SU>13</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">See</E>e-mail from Arnold Golub, NASDAQ, to Sharon Lawson, Division of Trading and Markets, Commission, dated December 8, 2011 (“NASDAQ E-Mail”).</P>
        </FTNT>
        <HD SOURCE="HD1">III. Summary of Comments and NASDAQ Response to Comments</HD>
        <P>Four commenters raised objections to the proposal,<SU>14</SU>
          <FTREF/>while one commenter supported the proposal.<SU>15</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>14</SU>
            <E T="03">See supra</E>notes 4 and 6.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>15</SU>
            <E T="03">See</E>IR Letter.</P>
        </FTNT>
        <P>The commenter supporting the proposal believed that “NASDAQ's presence in the market has been good for competition. * * *”<SU>16</SU>
          <FTREF/>This commenter noted that “NYSE's favored service providers dominate the IR services industry” and that of the “companies in the Nasdaq-100 index, only 10 used NASDAQ's PR wire service. * * * The remaining companies overwhelmingly used Business Wire or PR Newswire. . . .”<SU>17</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>16</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>17</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>Two commenters generally expressed concern that NASDAQ's proposal would harm competing suppliers of information dissemination and investor relations (“IR”) services, adversely affect competition, and result in economic coercion of and unfair discrimination among issuers.<SU>18</SU>
          <FTREF/>These two commenters dispute NASDAQ's comparison of its proposal to the recently approved rule change by the NYSE regarding complimentary services provided to issuers.<SU>19</SU>
          <FTREF/>These commenters argue that the proposals are fundamentally different in that NYSE offers IR services though a variety of independent service providers, while NASDAQ's proposal only offers one affiliated service provider.<SU>20</SU>
          <FTREF/>These commenters argue that NASDAQ's proposal effectively penalizes any company eligible for the free services that chooses to use a NASDAQ competitor.</P>
        <FTNT>
          <P>
            <SU>18</SU>
            <E T="03">See</E>Business Wire Letter 1, Business Wire Letter 2, and PR Newswire Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>19</SU>
            <E T="03">See</E>Business Wire Letter 1 and PR Newswire Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>20</SU>
            <E T="03">See</E>Business Wire Letter 4 (noting that this is the first time the Commission will be ruling on the permissibility of an exchange subsidizing IR services provided by its own providers).</P>
        </FTNT>
        <P>These two commenters urge the Commission to reject the proposal because it would create an inequitable allocation of listing fees. One commenter states that the proposal would create a significant disparity between what otherwise indistinguishable companies pay and receive for their listing fees.<SU>21</SU>
          <FTREF/>This commenter alleges that the proposal would result in an inequitable allocation with respect to fees paid by issuers that are currently listed and that are not being offered the free services under the proposal, versus newly listed companies that are being offered the free services.<SU>22</SU>
          <FTREF/>The commenter disputes NASDAQ's justification of providing complimentary services to newly listing companies to help them adjust to the new responsibilities of being a publicly trading company, and conversely believes that NASDAQ is attempting to lock in newly listed companies into using Corporate Solutions once the free services expire.<SU>23</SU>
          <FTREF/>Additionally, the commenter argues that offering complimentary services to issuers that switch their listings from the NYSE to NASDAQ discriminates among issuers and inequitably allocates listing fees among more mature companies.<SU>24</SU>
          <FTREF/>The commenter also argues that a company that lists on NASDAQ and uses the complimentary IR services provided by Corporate Solutions effectively pays a lower listing fee than a similarly situated company that opts for IR services provided by another vendor.<SU>25</SU>

          <FTREF/>Accordingly, the commenter believes that by bundling the listing fee with the IR services, NASDAQ is distorting the new listing fees paid by a company that opts to use a competing IR vendor,<PRTPAGE P="79264"/>resulting in an inequitable allocation of fees among issuers.<SU>26</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>21</SU>
            <E T="03">See</E>Business Wire Letter 1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>22</SU>
            <E T="03">See</E>Business Wire Letter 2.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>23</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>24</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>25</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>26</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>These two commenters also urge the Commission to reject the proposal because it will impose an unnecessary burden on competition in the IR services market.<SU>27</SU>
          <FTREF/>These commenters argue that the proposal to bundle the complimentary services with listings is a form of unlawful tying.<SU>28</SU>
          <FTREF/>One of these commenters argues that the proposal creates an uneven playing field in the market, distorts competition, and results in NASDAQ coercing issuers to use the services simply because they are free, even if they may not be the company's choice or meet its buying criteria.<SU>29</SU>
          <FTREF/>One commenter notes that rival service providers could not possibly compete because they cannot offer IR services for free without the possibility of subsidizing the fees with listing fees.<SU>30</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>27</SU>
            <E T="03">See</E>Business Wire Letter 2 and PR Newswire Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>28</SU>
            <E T="03">See</E>Business Wire Letter 1 and PR Newswire Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>29</SU>
            <E T="03">See</E>PR Newswire Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>30</SU>
            <E T="03">See</E>Business Wire Letter 1.</P>
        </FTNT>
        <P>One of these commenters argues that the proposal will burden competition in apparent violation of the antitrust laws.<SU>31</SU>
          <FTREF/>Specifically, the commenter alleges that NASDAQ's bundling of IR services with its listing service is an illegal “tying” in violation of Section 1 of the Sherman Act. According to the commenter, a tying arrangement violates Section 1 of the Sherman Act “if the seller has appreciable economic power in the tying product market and if the arrangement affects a substantial volume of commerce in the tied market.”<SU>32</SU>
          <FTREF/>The commenter believes that NASDAQ's free or discounted services meets the legal standard of a tying arrangement because NASDAQ, by offering complimentary Corporate Solution services to listing customers through its subsidiary, is tying the two services together, so that Eligible New Listings or Eligible Switches will treat NASDAQ's listing service and its free services as a single unit and direct their business to Corporate Solutions since they are already incurring that cost.<SU>33</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>31</SU>
            <E T="03">See</E>Business Wire Letter 2 and Business Wire Letter 4. According to Business Wire, NASDAQ is seeking approval of its ongoing practice of tying free services to listed companies.<E T="03">See</E>Business Wire Letter 3 and Business Wire Letter 4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>32</SU>
            <E T="03">See</E>Business Wire Letter 2.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>33</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>The commenter also believes that NASDAQ has sufficient market power to coerce at least a substantial number of newly listing companies to use the tied product because “NASDAQ, in its regulatory role, will, on the one hand, be informing new public companies of their public disclosure obligations while, on the other, be offering to provide them those very disclosure services for free.”<SU>34</SU>
          <FTREF/>The commenter further argues that competition for IR services will not remain robust if NASDAQ is allowed to use its market power with respect to NASDAQ listings to eliminate meaningful competition.<SU>35</SU>
          <FTREF/>Further, the commenter believes that the amount of commerce affected in the IR services market is far above the “not insubstantial” requirement of the Sherman Act, noting that the threshold requirement is so modest it is always conceded.<SU>36</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>34</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>35</SU>
            <E T="03">See</E>Business Wire Letter 4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>36</SU>
            <E T="03">See</E>Business Wire Letter 2.</P>
        </FTNT>
        <P>Separately, the commenter alleges that, by offering the Corporate Solutions services for two to four years, NASDAQ has demonstrated an attempt to monopolize in violation of Section 2 of the Sherman Act.<SU>37</SU>
          <FTREF/>According to the commenter, offering the services for free—clearly below marginal cost—is predatory/anti-competitive conduct.<SU>38</SU>
          <FTREF/>Additionally, the commenter believes that NASDAQ's intent to monopolize can be inferred by the fact that NASDAQ OMX, as owner of both a national securities exchange and a subsidiary that provides information dissemination services (“IDS”) and IR services, has an advantage and that by offering free IR services to listed companies through its subsidiary, NASDAQ OMX is acting to drive out competing IDS and IR vendors for new listings and ultimately for all NASDAQ-listed companies.<SU>39</SU>
          <FTREF/>Finally, the commenter claims that once competitors are shut out of the IDS and IR market, Corporate Solutions would have an unfettered ability to raise prices and/or compromise service levels to the detriment of listed companies and the investing public—achieving monopoly power.<SU>40</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>37</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>38</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>39</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>40</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>The commenter also is concerned that the proposal could reduce pricing transparency, stating that historically, listed companies have paid separate, transparent fees for listing services and ancillary IR services, but that NASDAQ's proposal, by combining both services, “blurs the line between the core mandatory and auxiliary services” and makes it unclear, for example, the extent to which listing fee increases are cross-subsidizing IR services.<SU>41</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>41</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>Two commenters state that NASDAQ's offering of IR services creates a conflict of interest with respect to its role as a self-regulatory organization (“SRO”).<SU>42</SU>
          <FTREF/>One commenter believes that NASDAQ's authority in determining the adequacy of public disclosures by listed companies makes it inappropriate for NASDAQ's sister company to be the “preferred provider” for such disclosure services.<SU>43</SU>
          <FTREF/>In addition, this commenter believes that because NASDAQ is in a position to determine how much disclosure is required, it could manipulate the quantity of disclosures, such as reducing the amount of disclosures required to save costs during the period when such services are being offered for free and increasing the amount of disclosure required once such services are being paid for.<SU>44</SU>
          <FTREF/>In addition, this commenter argues that because NASDAQ has taken on this ancillary business of providing IR services, it may have an incentive to fund this services business to the detriment of its regulatory obligations.<SU>45</SU>
          <FTREF/>The commenter argues that these conflicts are particularly high given that NASDAQ's IR services providers do not have an independent sales force and that NASDAQ's sales representatives market these IR services in addition to selling listings.<SU>46</SU>
          <FTREF/>Accordingly, the commenter believes that not only should NASDAQ's proposal be rejected, but that the Commission should review NASDAQ's role in providing IR services and consider requiring NASDAQ OMX to divest its Corporate Solutions business or require Corporate Solutions to sell its IR service providers to an independent third party, or, alternatively, order NASDAQ to operate its Corporate Solutions business on a strict arms-length basis.<SU>47</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>42</SU>
            <E T="03">See</E>Business Wire Letter 2 and PR Newswire Letter (expressing concern that this could effectively coerce an issuer into using the SRO's services).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>43</SU>
            <E T="03">See</E>Business Wire Letter 2.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>44</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>45</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>46</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>47</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>Another commenter recommends that the Commission disapprove the proposed rule change and request that the listing exchanges consider the idea of offering free listings or, alternatively, that the Commission appoint an independent task force comprised of issuers to recommend a model that would permit the exchanges to provide unlimited value-added services.<SU>48</SU>

          <FTREF/>This commenter believes that NASDAQ's proposal inhibits competition for listings, would result in the equivalent of a maximum service cap and would be<PRTPAGE P="79265"/>used by exchange as a justification for limiting their service offerings.<SU>49</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>48</SU>
            <E T="03">See</E>Issuer Advisory Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>49</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>One commenter objects to the provision by NASDAQ of free IR services to Eligible Switches with a market capitalization of $500 million for four years, while New Listings with the same market capitalization would only receive such services for two years under the proposal.<SU>50</SU>
          <FTREF/>This commenter argues that treating Eligible Switches differently from Eligible New Listings and existing NASDAQ listed issuers unfairly discriminates between issuers in violation of Section 6 of the Act.<SU>51</SU>
          <FTREF/>This commenter states that issuers transferring their listing from NYSE to NASDAQ are not a separate class of issuer, and giving Eligible Switches preferential treatment results in unfair discrimination.<SU>52</SU>
          <FTREF/>The commenter further argues that the proposed fee structure is not an equitable allocation of reasonable fees among issuers, and therefore violates Section 6(b)(4) of the Act, because for four years an Eligible Switch would be paying substantially lower fees than any company of the same capitalization already listed on NASDAQ or, for the final two years, any Eligible New Listing.<SU>53</SU>
          <FTREF/>The commenter does not believe that it is equitable to treat issuers differently simply because one transferred from another exchange.<SU>54</SU>
          <FTREF/>This commenter requests that if the proposed rule is approved by the Commission, that the Commission clarify that the rule encompasses the complete set of products and services that NASDAQ is allowed to provide Eligible New Listings and Eligible Switches, and that after the two or four year periods covered by the rule have expired, companies may only be provided with services that are applicable to all other listed companies as set forth in NASDAQ's rules.<SU>55</SU>
          <FTREF/>In addition, to the extent that NASDAQ is currently in discussions with companies to list on NASDAQ, the commenter requests that the Commission direct NASDAQ to treat such issuers in accordance with the proposed rule, and prohibit NASDAQ from offering additional or different products or services, even if an issuer lists prior to the proposed rule being approved.<SU>56</SU>
          <FTREF/>Finally, the commenter requests the Commission to clarify that companies listed on NASDAQ within the two or four years (as applicable) prior to the rule's passage will be subject to the new rule, and to require NASDAQ to amend any agreements relating to services that such issuers may currently have in order to conform services to the proposed rule.<SU>57</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>50</SU>
            <E T="03">See</E>NYSE Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>51</SU>
            <E T="03">Id.</E>
            <E T="03">See also</E>Business Wire Letter 4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>52</SU>
            <E T="03">See</E>NYSE Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>53</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>54</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>55</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>56</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>57</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>In the NASDAQ Response Letter, the Exchange responded to many of the issues raised by the commenters.<SU>58</SU>
          <FTREF/>In response to commenter concerns that the proposal limits issuer choice regarding service providers and is unlawfully tying IR services to a company's listing, NASDAQ reiterates that no issuer is required to use the offered services, and to the extent that a company chooses to use the services, such services are provided only for a limited time.<SU>59</SU>
          <FTREF/>Further, the Exchange argues that the NASDAQ proposal is similar to the Commission-approved NYSE proposal,<SU>60</SU>
          <FTREF/>because the NYSE proposed rule change does not allow issuers unlimited choice as to which service providers they can choose, as NYSE issuers must use those providers selected by the exchange, with no transparency as to the selection process or the financial arrangement between the NYSE and the service provider.<SU>61</SU>
          <FTREF/>NASDAQ also states that by relying on services provided by an affiliated entity, rather than third parties, NASDAQ gains greater control to assure it can provide the products most valued by companies in a high quality manner.<SU>62</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>58</SU>
            <E T="03">See supra</E>note 5 and accompanying text noting that NASDAQ's Response Letter responds to only those comments cited in note 4,<E T="03">supra.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>59</SU>
            <E T="03">See</E>NASDAQ Response Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>60</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65127 (August 12, 2011), 76 FR 51449 (August 18, 2011) (SR-NYSE-2011-22) (“NYSE Order”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>61</SU>
            <E T="03">See</E>NASDAQ Response Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>62</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>In response to claims that the proposal creates an inequitable allocation of listing fees, the Exchange states that its proposal is consistent with Section 6(b)(4) of the Act, because offering different services based on a company's market capitalization is appropriate given that larger companies generally will need more and different governance, communication and intelligence services. NASDAQ additionally believes that the distinction based on market capitalization is clear and transparent. NASDAQ also states that offering the complimentary services to newly listing companies and not to companies already listed on NASDAQ is appropriate given that the services offered will help ease the transition of becoming a public company and will help these companies fulfill their new responsibilities as public companies.<SU>63</SU>
          <FTREF/>NASDAQ counters the concern that the proposal results in unfair discrimination in violation of Section 6(b)(5) of the Act, stating that it offers its program only to companies switching from the NYSE, and not from other exchanges or unlisted markets or to companies already listed on NASDAQ, because the companies listed on the NYSE receive comparable services from the NYSE (and not from other exchanges), which they would forego by switching their listing to NASDAQ,<SU>64</SU>
          <FTREF/>and because NASDAQ believes attracting NYSE listed companies will bring greater future value to NASDAQ.</P>
        <FTNT>
          <P>
            <SU>63</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>64</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>NASDAQ also disputes allegations that it illegally ties its Corporate Solutions services to a company's listing on NASDAQ, asserting that companies wishing to list on NASDAQ are not forced to use services provided by NASDAQ, since neither the receipt of such services nor a NASDAQ listing are conditioned on the other.<SU>65</SU>
          <FTREF/>NASDAQ attached a prior response letter from its outside counsel on an earlier filing that addresses the antitrust claims and notes that antitrust laws “were enacted for the protection of competition not competitors.”<SU>66</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>65</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>66</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>Finally, NASDAQ represents that it achieves separation between its business and regulatory conflicts by appropriately distinguishing the regulatory functions from the influence of business considerations.<SU>67</SU>
          <FTREF/>According to the Exchange, it houses its regulatory functions, including the Listing and Market Watch Departments, in a regulatory group that is organizationally and institutionally separate from its business lines.<SU>68</SU>
          <FTREF/>NASDAQ also notes that this structure, its effectiveness in managing conflicts, and the effectiveness of the regulatory program in practice, are subject to periodic Commission examination, and any NASDAQ rule change to increase or decrease the amount of information that a company must publicly disclose would require Commission approval.<SU>69</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>67</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>68</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>69</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">IV. Discussion and Commission's Findings</HD>

        <P>The Commission has carefully reviewed the proposed rule change and finds that it is consistent with the<PRTPAGE P="79266"/>requirements of Section 6 of the Act.<SU>70</SU>
          <FTREF/>Specifically, as discussed in more detail below, the Commission finds that the proposal is consistent with Sections 6(b)(4),<SU>71</SU>
          <FTREF/>6(b)(5),<SU>72</SU>
          <FTREF/>and 6(b)(8)<SU>73</SU>
          <FTREF/>in that the proposal is designed, among other things, to provide for the equitable allocation of reasonable dues, fees, and other charges among Exchange members and issuers and other persons using its facilities and to promote just and equitable principles of trade, and is not designed to permit unfair discrimination between issuers, and that the rules of the Exchange do not impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <FTNT>
          <P>

            <SU>70</SU>15 U.S.C. 78f. In approving this proposed rule change, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation.<E T="03">See</E>15 U.S.C. 78c(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>71</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>72</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>73</SU>15 U.S.C. 78f(b)(8).</P>
        </FTNT>
        <P>The Commission notes that while all issuers will receive some services from NASDAQ, such as NASDAQ Online and the Market Intelligence Desk, some issuers will receive additional products and services based on their status as either an Eligible New Listing or Eligible Switch and their market capitalization.<SU>74</SU>
          <FTREF/>NASDAQ has represented that offering additional services only to companies listing on the Global and Global Select Markets and offering different services based on a company's market capitalization reflects the higher demand for these services by larger companies.<SU>75</SU>
          <FTREF/>Moreover, according to NASDAQ, offering such services to newly listed companies should ease the transition of becoming a public company. As to only offering services to transfers from the NYSE to NASDAQ rather than all transfers, NASDAQ notes that this should make up for services that issuers would otherwise forego by switching their listing from NYSE to NASDAQ, and that issuers listed on NYSE are better known and therefore have more value to NASDAQ when they switch to its market.<SU>76</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>74</SU>
            <E T="03">See</E>Notice<E T="03">supra</E>note 3</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>75</SU>
            <E T="03">See</E>Notice<E T="03">supra</E>note 3 and NASDAQ Response Letter<E T="03">supra</E>note 5.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>76</SU>
            <E T="03">See</E>NASDAQ Response Letter<E T="03">supra</E>note 5 and NASDAQ Email. Specifically, NASDAQ states that “when companies switch to NASDAQ, it helps in our efforts to attract other new listings *&amp;*&amp;* and to retain companies' listings. This benefit is more pronounced when the company switches from the NYSE because NYSE-listed companies tend to be larger and better known than companies listed on NYSE Amex, NYSE Arca or regional exchanges. Having these companies as clients is also valuable to NASDAQ OMX Corporate Solutions (NOCS), which benefits from having well-known companies use its products.” NASDAQ Email;<E T="03">see also</E>NYSE Order<E T="03">supra</E>note 60.</P>
        </FTNT>
        <P>As noted above, NASDAQ's proposal will provide complimentary products and services to Eligible New Listings and Eligible Switches based on market capitalization. The Commission has previously approved an NYSE proposal providing different tiers of complimentary services to certain NYSE issuers based on shares of common stock issued and outstanding or total global market value based on a public offering price and has found this consistent with Sections 6(b)(4) and Sections 6(b)(5) of the Act.<SU>77</SU>
          <FTREF/>For similar reasons, we also find that it is reasonable for NASDAQ to provide different services to tiers based on market capitalization since larger capitalized companies generally will need and use more services. Further, the Commission believes that by describing in NASDAQ's rules the products and services available to Eligible New Listings and Eligible Switches and the values of the products and services, the Exchange is adding greater transparency to its rules and the fees applicable to issuers.</P>
        <FTNT>
          <P>
            <SU>77</SU>
            <E T="03">See</E>NYSE Order<E T="03">supra</E>note 60.</P>
        </FTNT>
        <P>The Commission recognizes, however, that there are two main differences between the NYSE and NASDAQ proposals. First, the NYSE believes that NASDAQ's treatment of Eligible Switches is not comparable to NYSE Rule 907 since NYSE does not provide different services to an issuer because it is transferring from another exchange; rather, such issuers would be entitled to the same services as issuers currently listed on the NYSE. As noted above, NASDAQ states that it makes this distinction to compensate issuers for services they would forego from switching their listing to NASDAQ from the NYSE, as well as to provide its listing market broader benefits from attracting the larger, better known companies that are listed on NYSE.<SU>78</SU>
          <FTREF/>Specifically, NASDAQ asserts that larger Eligible Switches receive four years of complimentary services because “having larger companies switch to NASDAQ is more valuable in attracting other potential listings and NOCS' customers than having smaller companies, which are generally not as well known, switch. Finally, these larger companies generally will pay higher listings fees and purchase more NOCS services * * * thereby making their listing more valuable to NASDAQ and NOCS.”<SU>79</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>78</SU>
            <E T="03">See supra</E>note 76.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>79</SU>
            <E T="03">See</E>NASDAQ Email.</P>
        </FTNT>
        <P>The Commission notes that Section 6(b)(5) of the Act does not require that all issuers be treated the same; rather, the Act requires that the rules of an exchange not unfairly discriminate between issuers. The Commission believes that NASDAQ has provided a sufficient basis for its different treatment of Eligible Switches and that this portion of NASDAQ's proposal meets the requirements of the Act in that it reflects competition between exchanges, with NASDAQ offering discounts for transfers of listings from a competing exchange. In making this determination, we note that the provision of services under the proposal is for a limited duration and that NASDAQ has provided a reasonable basis for deciding to treat NYSE transfers different from other types of transfers. Among other things, NASDAQ has stated that offering services to issuers that must forego similar services provided by the NYSE if they switch their listing to NASDAQ, and that add greater future value to NASDAQ through their listing than do other issuers justify such differential treatment.</P>
        <P>Second, the NASDAQ proposal also differs from the NYSE proposal in that NASDAQ will provide services through an affiliated service provider. The Commission notes, however, that under NYSE's approved proposal, issuers are offered services only from certain third party vendors selected by the NYSE. We note that NASDAQ's use of its affiliate to provide services to date does not appear to have adversely affected the nature of competition among suppliers in the market for these services.<SU>80</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>80</SU>One commenter noted that NASDAQ has been engaged, on an ongoing basis, in the practice of offering free services to issuers in connection with a listing on NASDAQ.<E T="03">See</E>Business Wire Letter 3 and<E T="03">infra</E>note 87 and accompanying text. The Commission notes that any such offer of free or discounted services in connection with an initial or continued exchange listing requires the filing by the exchange of an appropriate proposed rule change with the Commission, and approval or effectiveness thereof, before such offer of services can be made, and that a failure to do so would constitute a violation of Section 19(b) of the Act and Rule 19b-4 thereunder.</P>
        </FTNT>
        <P>The NASDAQ Response Letter responded to issues relating to competition in markets served by Corporate Services. Specifically, NASDAQ reiterated that issuers are not required to use the offered services as a condition of listing. Furthermore, to the extent an issuer chooses to use the services, such services are provided only for a very limited time—between two to four years. Further, it has been NASDAQ's experience that some companies choose not to use its services, even though they are offered free.<SU>81</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>81</SU>
            <E T="03">See</E>NASDAQ Response Letter<E T="03">supra</E>note 5.</P>
        </FTNT>
        <PRTPAGE P="79267"/>
        <P>The Commission recognizes, however, that the proposed rule change may affect the purchase decisions of some listed issuers. The effect of offering Corporate Solutions' services on a complimentary basis is to provide issuers with the services of Corporate Solutions at a price that is lower in relative terms than what other vendors charge. As the Commission has previously discussed, a reduction in a vendor's relative price will generally cause some issuers to substitute their business toward that vendor.<SU>82</SU>
          <FTREF/>Accordingly, the Commission believes that NASDAQ's offering of Corporate Solutions' products and services on a complimentary basis will, by lowering its relative price, likely cause some listed issuers to substitute their business away from other vendors and toward Corporate Solutions. The Commission believes, however, that the impact of this substitution would be limited for the reasons discussed below.</P>
        <FTNT>
          <P>
            <SU>82</SU>
            <E T="03">See</E>NYSE Order<E T="03">supra</E>note 60.</P>
        </FTNT>
        <P>As asserted in the Notice, the number of companies eligible for the free services will be small in comparison to the total number of companies that comprise the target market for such services, so that we anticipate there is not likely to be competitively meaningful foreclosure of similar services offered by third parties.<SU>83</SU>
          <FTREF/>NASDAQ represents that only 34 companies in 2009, 77 companies in 2010, and 62 companies through June 30, 2011 would have qualified for free services as Eligible New Listings by virtue of listing in connection with an IPO or a spin-off or a carve out from another company had the proposed rule been in effect.<SU>84</SU>
          <FTREF/>Additionally, NASDAQ states that only 10 companies in 2009, three companies in 2010 and no companies through June 30, 2011 would have qualified for free services as Eligible Switches had the proposal been in place. According to NASDAQ, this represents no more than approximately 3 percent of listed companies.<SU>85</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>83</SU>
            <E T="03">See</E>Notice<E T="03">supra</E>note 3.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>84</SU>
            <E T="03">Id.</E>The Commission notes that Business Wire believes these figures are low because IPOs were depressed by the worldwide financial crises.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>85</SU>We note that these numbers may be different had the proposal been in place at that time.</P>
        </FTNT>
        <P>Further, NASDAQ notes that there are multiple third party services vendors and that those vendors appear to operate in highly competitive markets. In addition, one commenter believed that approving NASDAQ's proposal was necessary to preserve competition.<SU>86</SU>
          <FTREF/>Further, another commenter—a competing services firm—stated that despite “NASDAQ's current practice of offering `free' or significantly discounted services[,]” its business continues to grow and to compete for business from NASDAQ issuers based on the quality of its services.<SU>87</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>86</SU>
            <E T="03">See</E>IR Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>87</SU>
            <E T="03">See</E>PR Newswire Letter;<E T="03">see also</E>
            <E T="03">supra</E>note 80.</P>
        </FTNT>
        <P>The Commission also believes that NASDAQ is responding to competitive pressures in the market for listings in making this proposal.<SU>88</SU>
          <FTREF/>Specifically, NASDAQ is offering complimentary products and services to attract new listings. The Commission understands that NASDAQ faces competition in the market for listing services, and that it competes in part by providing complimentary services to its listed companies through its affiliate versus third party vendors like NYSE. The ability to select from a choice of vendors and the use of a specific affiliate vendor are among the different ways that NASDAQ and NYSE may compete for listings and provide services for listed companies. In fact, NASDAQ notes that, by relying on services provided by an affiliate company rather than third parties, NASDAQ gains greater control to assure it can provide the services most valued by companies in a high quality manner.<SU>89</SU>
          <FTREF/>Accordingly, the Commission believes that NASDAQ's proposal reflects the current competitive environment for exchange listings among national securities exchanges, and is appropriate and consistent with Section 6(b)(8) in furtherance of the purposes of the Act.<SU>90</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>88</SU>
            <E T="03">See</E>NYSE Letter (stating “NASDAQ's proposed rule is not based on concepts of fairness, but on what it needs to induce issuers to transfer to NASDAQ from NYSE”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>89</SU>
            <E T="03">See</E>NASDAQ Response Letter<E T="03">supra</E>note 5.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>90</SU>15 U.S.C. 78f(b)(8).</P>
        </FTNT>
        <P>With respect to concerns raised by commenters that NASDAQ's offering of IR services creates a conflict of interest with respect to its role as an SRO, NASDAQ has represented that it has effectively separated its regulatory functions from its business functions. The Commission notes that its oversight of NASDAQ as a registered national securities exchange is designed, among other things, to assure NASDAQ performs its regulatory functions in a manner consistent with the Act. Finally, the Commission notes that any change to NASDAQ's rules to increase or decrease the amount of information that a company must publicly disclose, or the manner of doing so, would require Commission approval.</P>
        <P>The Commission has carefully considered the comment letters. Although some of the alternative proposals by the Investor Advisory Group might also satisfy the standards under Sections 6(b) and 19(b) of the Act<SU>91</SU>
          <FTREF/>depending on the facts and circumstances, those proposals are not before us, and the Commission believes that NASDAQ's proposal is consistent with these standards and, therefore, should be approved.<SU>92</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>91</SU>15 U.S.C. 78f(b) and 15 U.S.C. 78s(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>92</SU>The Commission notes that Business Wire and PR Newswire raised concerns that NASDAQ would subsequently file a proposed rule change attempting to lock all NASDAQ listed issuers into using Corporate Solutions' services. The Commission notes that prior to any such change being implemented, it would have to be filed with, and approved, by the Commission pursuant to Section 19(b) of the Act.</P>
        </FTNT>
        <HD SOURCE="HD1">V. Conclusion</HD>
        <P>It is therefore ordered, pursuant to Section 19(b)(2) of the Act,<SU>93</SU>
          <FTREF/>that the proposed rule change (SR-NASDAQ-2011-122) be, and it hereby is, approved.</P>
        <FTNT>
          <P>
            <SU>93</SU>15 U.S.C. 78s(b)(2).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>94</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>94</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32577 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65971; File No. SR-NYSEArca-2011-75]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Expanding the Scope of Potential “Users” of Its Co-Location Services To Include Any Market Participant That Requests To Receive Co-Location Services Directly From the Exchange and Amending Its Fee Schedule To Establish a Fee for Users That Host Their Customers at the Exchange's Data Center</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <HD SOURCE="HD1">I. Introduction</HD>
        <P>On October 14, 2011, NYSE Arca, Inc. (“NYSE Arca” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>

          <FTREF/>a proposed rule change to expand the scope of potential “Users” of its co-location services, and to amend its Fee Schedule. The proposed rule change was published for comment in the<E T="04">Federal Register</E>on<PRTPAGE P="79268"/>November 1, 2011.<SU>3</SU>
          <FTREF/>The Commission received no comments on the proposal. This order approves the proposed rule change.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65624 (October 26, 2011), 76 FR 67526 (“Notice”).</P>
        </FTNT>
        <HD SOURCE="HD1">II. Description of the Proposed Rule Change</HD>
        <P>The Exchange operates a data center in Mahwah, New Jersey from which it provides co-location services to Users.<SU>4</SU>

          <FTREF/>For purposes of its co-location services, the term “User” currently includes any OTP Holder, OTP Firm or Sponsored Participant that is authorized to obtain access to the NYSE Arca System pursuant to NYSE Arca Options Rule 6.2A (<E T="03">see</E>NYSE Arca Options Rule 6.1A(a)(19)). The Exchange proposed to expand the scope of potential Users of its co-location services to include any market participant that requests to receive co-location services directly from the Exchange.<SU>5</SU>
          <FTREF/>Under the proposed rule change, Users could therefore include OTP Holders, OTP Firms, Sponsored Participants, non-OTP Holder and non-OTP Firm broker dealers and vendors.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 63275 (November 8, 2010), 75 FR 70048.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>As stated by the Exchange, Users must agree to, and be capable of satisfying, any applicable co-location fees, requirements, terms and conditions established from time to time by the Exchange.<E T="03">See</E>Notice, 76 FR at 67527.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">Id.</E>The Exchange anticipated that the potential additional Users would provide, for example, hosting, service bureau, technical support, risk management, order routing and market data delivery services to their customers while the User is co-located in the Exchange's data center.</P>
        </FTNT>
        <P>The Exchange also proposed to amend its Price List to establish a fee applicable to Users that provide hosting services to their customers (“Hosted Users”) at the Exchange's data center.<SU>7</SU>
          <FTREF/>“Hosting” would be a service offered by a User to a Hosted User and could include, for example, a User supporting its Hosted User's technology, whether hardware or software, through the User's co-location space. Specifically, the Exchange proposed to charge each User a fee of $500.00 per month for each Hosted User that the User hosts in the Exchange's data center. Users would independently set fees for their Hosted Users and the Exchange would not receive a share of any such fees.</P>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">III. Discussion and Commission's Findings</HD>
        <P>After careful review, the Commission finds that the proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to a national securities exchange.<SU>8</SU>
          <FTREF/>In particular, the Commission finds that the proposed rule change is consistent with Section 6(b)(4) of the Act,<SU>9</SU>
          <FTREF/>which requires that the rules of a national securities exchange provide for the equitable allocation of reasonable dues, fees and other charges among its members and issuers and other persons using its facilities, and with Section 6(b)(5) of the Act,<SU>10</SU>
          <FTREF/>which requires, among other things, that the rules of a national securities exchange be designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest, and not be designed to permit unfair discrimination between customers, issuers, brokers, or dealers.</P>
        <FTNT>
          <P>

            <SU>8</SU>In approving this proposed rule change, the Commission notes that it has considered the proposed rule's impact on efficiency, competition, and capital formation.<E T="03">See</E>15 U.S.C. 78c(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <P>The Exchange noted that the expansion of the scope of potential Users of the Exchange's co-location services increases access to the Exchange's co-location facilities and that the co-location services would be offered to these additional Users in a manner that is not unfairly discriminatory.<SU>11</SU>
          <FTREF/>The Commission believes that this expansion of the scope of potential Users is consistent with the Exchange Act and should increase access to the Exchange co-location facilities by allowing additional categories of market participants to access the Exchange's co-location services.</P>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>Notice, 76 FR at 67527.</P>
        </FTNT>
        <P>Regarding the proposed hosting fee, the Exchange represented that it will be applied uniformly and will not unfairly discriminate between Users of co-location services, as the hosting fee will be applicable to all interested Users that provide hosting services.<SU>12</SU>
          <FTREF/>The Exchange also represented that the hosting fee is reasonable because it is designed to defray expenses incurred or resources expended by the Exchange.<SU>13</SU>
          <FTREF/>In light of the Exchange's representations, the Commission believes that the hosting fee is consistent with Section 6(b)(4) of the Exchange Act.</P>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">IV. Conclusion</HD>
        <P>
          <E T="03">It is therefore ordered,</E>pursuant to Section 19(b)(2) of the Act,<SU>14</SU>
          <FTREF/>that the proposed rule change (SR-NYSEArca-2011-75) be, and it hereby is, approved.</P>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78s(b)(2).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>15</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>15</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32665 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-65969; File No. SR-NASDAQ-2011-169]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted</SUBJECT>
        <DATE>December 15, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 2, 2011, The NASDAQ Stock Market LLC (the “Exchange” or “Nasdaq”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
        <P>Nasdaq is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposal for the NASDAQ Options Market (“NOM” or “Exchange”) to amend Chapter VI, Section 5 (Minimum Increments) to: Extend through June 30, 2012, the Penny Pilot Program in options classes in certain issues (“Penny Pilot” or “Pilot”); and replace any Penny Pilot issues that have been delisted.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>3</SU>The Penny Pilot was established in March 2008 and in October 2009 was expanded and extended through December 31, 2010.<E T="03">See</E>Securities Exchange Act Release Nos. 57579 (March 28, 2008), 73 FR 18587 (April 4, 2008) (SR-NASDAQ-2008-026) (notice of filing and immediate effectiveness establishing Penny Pilot); 60874 (October 23, 2009), 74 FR 56682 (November 2, 2009) (SR-NASDAQ-2009-091) (notice of filing and immediate effectiveness expanding and extending Penny Pilot); 60965 (November 9, 2009), 74 FR 59292 (November 17, 2009) (SR-NASDAQ-2009-097)<PRTPAGE/>(notice of filing and immediate effectiveness adding seventy-five classes to Penny Pilot); 61455 (February 1, 2010), 75 FR 6239 (February 8, 2010) (SR-NASDAQ-2010-013) (notice of filing and immediate effectiveness adding seventy-five classes to Penny Pilot); 62029 (May 4, 2010), 75 FR 25895 (May 10, 2010) (SR-NASDAQ-2010-053) (notice of filing and immediate effectiveness adding seventy-five classes to Penny Pilot); 62617 (July 30, 2010), 75 FR 47670 (August 6, 2010) (SR-NASDAQ-2010-092) (notice of filing and immediate effectiveness adding seventy-five classes to Penny Pilot); and 63396 (November 30, 2010), 75 FR 76064 (December 7, 2010) (SR-NASDAQ-2010-150) (notice of filing and immediate effectiveness extending the Penny Pilot).</P>
        </FTNT>
        <PRTPAGE P="79269"/>
        <P>The text of the amended Exchange rule is set forth immediately below. Proposed new language is in italics and proposed deleted language is [bracketed].<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>4</SU>Changes are marked to the rules of The NASDAQ Stock Market LLC found at<E T="03">http://nasdaqomx.cchwallstreet.com.</E>
          </P>
        </FTNT>
        <STARS/>
        <HD SOURCE="HD3">Chapter VI</HD>
        <HD SOURCE="HD3">Sec. 5Minimum Increments</HD>
        <P>(a) The Board may establish minimum quoting increments for options contracts traded on NOM. Such minimum increments established by the Board will be designated as a stated policy, practice, or interpretation with respect to the administration of this Section within the meaning of Section 19 of the Exchange Act and will be filed with the SEC as a rule change for effectiveness upon filing. Until such time as the Board makes a change in the increments, the following principles shall apply:</P>
        <P>(1)-(2) No Change.</P>

        <P>(3) For a pilot period scheduled to expire on [December 31, 2011]<E T="03">June 30, 2012,</E>if the options series is trading pursuant to the Penny Pilot program one (1) cent if the options series is trading at less than $3.00, five (5) cents if the options series is trading at $3.00 or higher, unless for QQQQs, SPY and IWM where the minimum quoting increment will be one cent for all series regardless of price. A list of such options shall be communicated to membership via an Options Trader Alert (“OTA”) posted on the Exchange's Web site.</P>

        <P>The Exchange may replace any pilot issues that have been delisted with the next most actively traded multiply listed options classes that are not yet included in the pilot, based on trading activity [in the previous six months]<E T="03">for the six month period beginning June 1, 2011, and ending November 30, 2011.</E>The replacement issues may be added to the pilot on the second trading day following January 1, [2011 and July 1, 2011]<E T="03">2012.</E>
        </P>
        <P>(b) No Change.</P>
        <STARS/>

        <P>The text of the proposed rule change is available from Nasdaq's Web site at<E T="03">http://nasdaq.cchwallstreet.com,</E>at Nasdaq's principal office, and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. Nasdaq has prepared summaries, set forth in Sections A, B, and C below, of the most significant parts of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The purpose of this filing is to amend Chapter VI, Section 5 to extend the Penny Pilot through June 30, 2012 and replace any Penny Pilot issues that have been delisted.</P>
        <P>For a pilot period scheduled to expire on December 31, 2011, the Penny Pilot allows certain options to be quoted and traded on the Exchange in minimum increments of $0.01 for all series in such options with a price of less than $3.00; and in minimum increments of $0.05 for all series in such options with a price of $3.00 or higher. Options overlying the PowerShares QQQ Trust (“QQQQ”)®, SPDR S&amp;P 500 Exchange Traded Funds (“SPY”), and iShares Russell 2000 Index Funds (“IWM”), however, are quoted and traded in minimum increments of $0.01 for all series regardless of the price. Currently the Exchange trades 361 options classes pursuant to the Penny Pilot.</P>
        <P>The Penny Pilot is a very successful and efficacious pricing program that is beneficial to traders, investors, and public customers, and the Exchange has received numerous requests to expand and continue it. This proposal allows the Penny Pilot to continue in its current format for six months through June 30, 2012.</P>
        <P>Commensurate with the extension of the Penny Pilot through June 30, 2012, the Exchange proposes to replace any Penny Pilot issues that have been delisted with the next most actively traded multiply listed options classes that are not yet included in the Pilot, The replacement issues will be selected based on trading activity for the six month period beginning June 1, 2011, and ending November 30, 2011. The replacement issues would be added to the Pilot on the second trading day following January 1, 2012.<SU>5</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>5</SU>The replacement issues will be announced to the Exchange's membership via an OTA posted on the Exchange's web site.</P>
        </FTNT>
        <P>In conjunction with this extension proposal, the Exchange agrees to submit a report to the Commission regarding the Penny Pilot that will include: (1) Best Bid or Offer (“BBO”) spread, in terms of data and analysis on the number of quotations generated for options included in the report; (2) size of BBO, in terms of an assessment of the quotation spreads for the options included in the report; (3) industry Average Daily Volume (“ADV”), in terms of data reflecting the size and depth of markets; (4) an assessment of the impact of the Pilot Program on the capacity of Phlx's automated systems; and (5) any capacity problems or other problems that arose related to the operation of the Pilot Program and how the Exchange addressed them.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that its proposal is consistent with Section 6(b) of the Act<SU>6</SU>
          <FTREF/>in general, and furthers the objectives of Section 6(b)(5) of the Act<SU>7</SU>
          <FTREF/>in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, and to remove impediments to and perfect the mechanisms of a free and open market and a national market system, by extending the Penny Pilot and replacing delisted Penny Pilot issues.</P>
        <FTNT>
          <P>
            <SU>6</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <P>The Exchange notes that the Penny Pilot is a very successful and efficacious pricing program that is beneficial to traders, investors, and public customers, and the Exchange has received numerous requests to expand and continue it. This proposal allows the Penny Pilot to continue in its current format through June 30, 2012.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>

        <P>Nasdaq does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.<PRTPAGE P="79270"/>
        </P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>Written comments were neither solicited nor received.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act<SU>8</SU>
          <FTREF/>and Rule 19b-4(f)(6)(iii) thereunder.<SU>9</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>8</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>17 CFR 240.19b-4(f)(6)(iii). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.</P>
        </FTNT>
        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov</E>. Please include File No. SR-NASDAQ-2011-169 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File No. SR-NASDAQ-2011-169. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-NASDAQ-2011-169 and should be submitted on or before January 11, 2012.<FTREF/>
        </FP>
        <FTNT>
          <P>
            <SU>10</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>10</SU>
          </P>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32663 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <SUBJECT>Notice of Applications for Certificates of Public Convenience and Necessity and Foreign Air Carrier Permits Filed Under Subpart B (Formerly Subpart Q) During the Week Ending November 26, 2011</SUBJECT>

        <P>The following Applications for Certificates of Public Convenience and Necessity and Foreign Air Carrier Permits were filed under Subpart B (formerly Subpart Q) of the Department of Transportation's Procedural Regulations (See 14 CFR 301.201<E T="03">et seq.</E>). The due date for Answers, Conforming Applications, or Motions to Modify Scope are set forth below for each application. Following the Answer period DOT may process the application by expedited procedures. Such procedures may consist of the adoption of a show-cause order, a tentative order, or in appropriate cases a final order without further proceedings.</P>
        <P>
          <E T="03">Docket Number:</E>DOT-OST-2011-0216.</P>
        <P>
          <E T="03">Date Filed:</E>November 23, 2011.</P>
        <P>
          <E T="03">Due Date for Answers, Conforming Applications, or Motion To Modify Scope:</E>December 14, 2011.</P>
        <P>
          <E T="03">Description:</E>Application of Trans Executive Airlines of Hawaii, Inc. d/b/a Transair d/b/a Interisland Airways (“Transair”) requesting a certificate of public convenience and necessity authorizing Transair to engage in interstate scheduled and charter air transportation of persons, property and mail.</P>
        
        <SIG>
          <NAME>Renee V. Wright,</NAME>
          <TITLE>Program Manager, Docket Operations Federal Register Liaison.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32609 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-9X-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <SUBJECT>Aviation Proceedings, Agreements Filed the Week Ending December 3, 2011</SUBJECT>
        <P>The following Agreements were filed with the Department of Transportation under the sections 412 and 414 of the Federal Aviation Act, as amended (49 U.S.C. 1382 and 1384) and procedures governing proceedings to enforce these provisions. Answers may be filed within 21 days after the filing of the application.</P>
        
        <P>
          <E T="03">Docket Number:</E>DOT-OST-2011-0218.</P>
        <P>
          <E T="03">Date Filed:</E>November 30, 2011.</P>
        <P>
          <E T="03">Parties:</E>Members of the International Air Transport Association.</P>
        <P>
          <E T="03">Subject:</E>
        </P>
        
        <FP SOURCE="FP-1">Composite Passenger Tariff Coordinating Conference Singapore, 14 October 2011.</FP>
        <FP SOURCE="FP-1">Composite Resolution 017i.</FP>
        <FP SOURCE="FP-1">(Memo PTC COMP 1652,).</FP>
        <FP SOURCE="FP-1">Intended Effective Date: 1 April 2012.</FP>
        
        <P>
          <E T="03">Docket Number:</E>DOT-OST-2011-0219.</P>
        <P>
          <E T="03">Date Filed:</E>November 30, 2011.</P>
        <P>
          <E T="03">Parties:</E>Members of the International Air Transport Association.</P>
        <P>
          <E T="03">Subject</E>
        </P>
        :<FP SOURCE="FP-1">Composite Passenger Tariff Coordinating Conference Singapore, 14 October 2011,</FP>
        <FP SOURCE="FP-1">Composite Resolution 011b.</FP>
        <FP SOURCE="FP-1">(Memo PTC COMP 1653.)</FP>
        <FP SOURCE="FP-1">Intended Effective Date: 1 June 2012.</FP>
        
        <P>
          <E T="03">Docket Number:</E>DOT-OST-2011-0220.<PRTPAGE P="79271"/>
        </P>
        <P>
          <E T="03">Date Filed:</E>November 30, 2011.</P>
        <P>
          <E T="03">Parties:</E>Members of the International Air Transport Association.</P>
        <P>
          <E T="03">Subject:</E>
        </P>
        
        <FP SOURCE="FP-1">Composite Passenger Tariff Coordinating Conference Singapore, 14 October 2011.</FP>
        <FP SOURCE="FP-1">Composite Resolutions 012, 017c.</FP>
        <FP SOURCE="FP-1">(Memo PTC COMP 1654.)</FP>
        <FP SOURCE="FP-1">Intended Effective Date: 1 April 2012.</FP>
        
        <P>
          <E T="03">Docket Number:</E>DOT-OST-2011-0221.</P>
        <P>
          <E T="03">Date Filed:</E>November 30, 2011.</P>
        <P>
          <E T="03">Parties:</E>Members of the International Air Transport Association.</P>
        <P>
          <E T="03">Subject:</E>
        </P>
        
        <FP SOURCE="FP-1">Composite Passenger Tariff Coordinating Conference Singapore, 14 October 2011.</FP>
        <FP SOURCE="FP-1">Composite Resolutions 010o.</FP>
        <FP SOURCE="FP-1">(Memo PTC COMP 1655.)</FP>
        <FP SOURCE="FP-1">Composite Passenger Tariff Coordinating Conference Singapore, 14 October 2011 Minutes,</FP>
        <FP SOURCE="FP-1">(Memo PTC COMP 1656.)</FP>
        <FP SOURCE="FP-1">Intended Effective Date: 30 January 2012.</FP>
        
        <P>
          <E T="03">Docket Number:</E>DOT-OST-2011-0222.</P>
        <P>
          <E T="03">Date Filed:</E>November 30, 2011.</P>
        <P>
          <E T="03">Parties:</E>Members of the International Air Transport Association.</P>
        <P>
          <E T="03">Subject</E>
        </P>
        .<FP SOURCE="FP-1">Mail Vote 695.</FP>
        <FP SOURCE="FP-1">TC3 Special Passenger Amending Resolution 010n.</FP>
        <FP SOURCE="FP-1">Special Passenger Amending Resolution between China (excluding Hong Kong SAR and Macao SAR) and Japan.</FP>
        <FP SOURCE="FP-1">(Memo 1440.)</FP>
        <FP SOURCE="FP-1">Intended Effective Date: December 15, 2011.</FP>
        <SIG>
          <NAME>Renee V. Wright,</NAME>
          <TITLE>Program Manager, Docket Operations<E T="03">Federal Register</E>Liaison.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32606 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-9X-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <SUBJECT>Notice of Intent To Rule on Passenger Facility Charge (PFC) Application 11-09-C-00-BWI, To Impose and Use PFC Revenue at Baltimore/Washington International Thurgood Marshall Airport, Baltimore, MD</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of intent to rule on application.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The FAA proposes to rule and invites public comment on the application to impose and use PFC revenue at Baltimore/Washington International Thurgood Marshall Airport, under the provisions of the Aviation Safety and Capacity Expansion Act of 1990 (Title IX of the Omnibus Budget Reconciliation Act of 1990, Pub. L. 101-508) and Part 158 of the Federal Aviation Regulations (14 CFR part 158).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before February 3, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Comments on this application may be mailed or delivered in triplicate to the FAA at the following address: Federal Aviation Administration, Washington Airports District Office, 23723 Air Freight Lane, Suite 210, Dulles, Virginia 20166. In addition, one copy of any comments submitted to the FAA must be mailed or delivered to Mr. David Isquith, Senior Financial Analysis, Maryland Aviation Administration, at the following address: P.O. Box 8766, BWI Airport, Maryland 21240. Air carriers and foreign air carriers may submit copies of written comments previously provided to Maryland Aviation Administration under section 158.23 of Part 158.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Mr. Terry J. Page, Manager, Washington Airports District Office, 23723 Air Freight Lane, Suite 210, Dulles, Virginia 20166, Telephone: (703) 661-1354. The application may be reviewed in person at this same location.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The FAA proposes to rule and invites public comment on the application to impose and use PFC revenue at Baltimore/Washington International Thurgood Marshall Airport under the provisions of 49 U.S.C. 40117 and Part 158 of the Federal Aviation Regulations (14 CFR Part 158). On December 14, 2011, the FAA determined that the application to impose and use PFC submitted by Maryland Aviation Administration was substantially complete within the requirements of section 158.25 of Part 158. The FAA will approve or disapprove the application, in whole or in part, no later than March 19, 2012.</P>
        <P>The following is a brief overview of the impose and use application No. 11-09-C-00-BWI:</P>
        <P>
          <E T="03">Proposed charge effective date:</E>March 1, 2018.</P>
        <P>
          <E T="03">Proposed charge expiration date:</E>September 1, 2020.</P>
        <P>
          <E T="03">Level of the proposed PFC:</E>$4.50.</P>
        <P>
          <E T="03">Total estimated PFC revenue:</E>$134,459,000.</P>
        <HD SOURCE="HD1">Description of Proposed Impose and Use Project</HD>
        <P>Terminal B/C Connector. This project will construct a 40-foot-wide passenger connector hallway between the secured side of Concourses B and C in order to allow connecting passengers the ability to move freely between Concourse B and C without having to exit the secure side of one concourse and having to be rescreened at a passenger screening checkpoint of the other concourse. The project will also include the widening of Concourse C to provide fire/life safety compliance with required ingress/egress of passengers. In addition, the existing 6-lane passenger security checkpoint for Concourse C will be relocated and expanded to a total of 9 passenger screening lanes to allow for more efficient passenger screening times during peak periods. The existing airline outbound baggage conveyance system will be required to be reconfigured to accommodate the Concourse B/C Connector project along with the relocation/reconfiguration of several airport concessions, Maryland Aviation Administration offices. Other elements include the reconfiguration of several emergency exit stairwells and the construction of a temporary passenger hallway connector between Concourse B and C that will be required during construction. The Concourse C mechanical chiller is being upgraded to accommodate the additional terminal square footage.</P>
        <P>Class or Classes of Air Carriers Which the Public Agency Has Requested Not To Be Required to Collect PFCS: Nonscheduled/on demand air carriers, filing FAA Form 1800-31.</P>

        <P>Any person may inspect the application in person at the FAA office listed above under<E T="02">FOR FURTHER INFORMATION CONTACT.</E>In addition, any person may, upon request, inspect the application, notice and other documents germane to the application in person at the Maryland Aviation Administration.</P>
        <SIG>
          <DATED>Issued at Dulles, Virginia, on December 14, 2011.</DATED>
          <NAME>Terry J. Page,</NAME>
          <TITLE>Manager, Washington Airports District Office.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32559 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Surface Transportation Board</SUBAGY>
        <DEPDOC>[Docket No. FD 35568]</DEPDOC>
        <SUBJECT>Genesee &amp; Wyoming Inc.—Continuance in Control Exemption-Hilton &amp; Albany Railroad, Inc.</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Surface Transportation Board.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of exemption.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Board is granting an exemption under 49 U.S.C. 10502 from the prior approval requirements of 49<PRTPAGE P="79272"/>U.S.C. 11323-25 for Genesee &amp; Wyoming Inc. (GWI), a noncarrier, to continue in control of Hilton &amp; Albany Railroad, Inc. (HAL), upon HAL's becoming a Class III rail carrier in a related transaction involving HAL's lease from Norfolk Southern Railway Company (NSR) and operation of a 55.5-mile rail line between Hilton and Albany, Ga.<SU>1</SU>
            <FTREF/>GWI's continuance-in-control exemption is subject to labor protective conditions. GWI is a holding company that directly or indirectly controls one Class II rail carrier and, not including HAL, 58 Class III rail carriers. The NSR line that HAL will lease and operate connects directly with 3 rail lines controlled by GWI: Chattahoochee Bay Railroad (CHAT), Chattahoochee Industrial Railroad, and Georgia Southwestern Railroad, and indirectly with a fourth, the Bay Line Railroad (via CHAT).</P>
          <FTNT>
            <P>
              <SU>1</SU>
              <E T="03">See Hilton &amp; Albany R.R.—Lease &amp; Operation Exemption—Norfolk S. Ry.,</E>FD 35567 (STB served Dec. 2, 2011).</P>
          </FTNT>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This exemption will be effective on December 30, 2011. Petitions to stay must be filed by December 27, 2011. Petitions to reopen must be filed by December 27, 2011.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Send an original and 10 copies of all pleadings referring to Docket No. FD 35568, to: Surface Transportation Board, 395 E Street SW., Washington, DC 20423-0001. In addition, send one copy of pleadings to Eric M. Hocky, Thorp Reed &amp; Armstrong, LLP, One Commerce Square, 2005 Market Street, Suite 1000, Philadelphia, PA 19103.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Scott M. Zimmerman, (202) 245-0386. Assistance for the hearing impaired is available through the Federal Information Relay Service (FIRS) at (800) 877-8339.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>Additional information is contained in the Board's decision, which is available on our Web site at<E T="03">www.stb.dot.gov</E>.</P>
        <SIG>
          <DATED>Decided: December 15, 2011.</DATED>
          
          <P>By the Board, Chairman Elliott, Vice Chairman Begeman, and Commissioner Mulvey.</P>
          <NAME>Jeffrey Herzig,</NAME>
          <TITLE>Clearance Clerk.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2011-32628 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4915-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE TREASURY</AGENCY>
        <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
        <DATE>December 16, 2011.</DATE>
        <P>The Department of the Treasury will submit the following information collection request to the Office of Management and Budget (OMB) for review and clearance in accordance with the Paperwork Reduction Act of 1995, Public Law 104-13, on or after the date of publication of this notice.</P>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments should be received on or before January 20, 2012, to be assured of consideration.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Send comments regarding the burden estimate, or any other aspect of the information collection, including suggestion for reducing the burden, to (1) Office of Information and Regulatory Affairs, Office of Management and Budget, Attention: Desk Officer for Treasury, New Executive Office Building, Room 10235, Washington, DC 20503, or email at<E T="03">OIRA_Submission@OMB.EOP.GOV</E>and (2) Treasury PRA Clearance Officer, 1750 Pennsylvania Ave. NW., Suite 11020, Washington, DC 20220, or on-line at<E T="03">www.PRAComment.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Copies of the submission(s) may be obtained by calling (202) 927-5331, email at<E T="03">PRA@treasury.gov</E>, or the entire information collection request maybe found at<E T="03">www.reginfo.gov.</E>
          </P>
          <HD SOURCE="HD1">Office of the General Counsel</HD>
          <P>
            <E T="03">OMB Number:</E>1505-0204.</P>
          <P>
            <E T="03">Type of Review:</E>Extension of a currently approved collection.</P>
          <P>
            <E T="03">Title:</E>Prohibition on Funding of Unlawful Internet Gambling.</P>
          <P>
            <E T="03">Abstract:</E>The unlawful Internet Gambling Enforcement Act requires the Treasury and the Federal Reserve Board (the “Agencies”) to prescribe regulations requiring designated payment systems and all participants to identify and block unlawful Internet gambling transactions through the establishment of reasonably designated policies and procedures. The regulation imposes a recordkeeping requirement on regulated entities (i.e., depository institutions, money transmitting business operators such as Western Union, MoneyGram, and PayPal, and card system operators such as Visa and MasterCard) by requiring them to establish and maintain written policies and procedures reasonably designed to prevent or prohibit restricted transactions.</P>
          <P>
            <E T="03">Affected Public:</E>Private Sector: Businesses or other for-profits.</P>
          <P>
            <E T="03">Estimated Total Annual Burden Hours:</E>589,520.</P>
          <SIG>
            <NAME>Robert Dahl,</NAME>
            <TITLE>Treasury PRA Clearance Officer.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32650 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4810-25-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
        <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
        <DATE>December 16, 2011.</DATE>
        <P>The Department of the Treasury will submit the following information collection request to the Office of Management and Budget (OMB) for review and clearance in accordance with the Paperwork Reduction Act of 1995, Public Law 104-13, on or after the date of publication of this notice.</P>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments should be received on or before January 20, 2012 to be assured of consideration.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Send comments regarding the burden estimate, or any other aspect of the information collection, including suggestion for reducing the burden, to (1) Office of Information and Regulatory Affairs, Office of Management and Budget, Attention: Desk Officer for Treasury, New Executive Office Building, Room 10235, Washington, DC 20503, or email at<E T="03">OIRA_Submission@OMB.EOP.GOV</E>and (2) Treasury PRA Clearance Officer, 1750 Pennsylvania Ave., NW., Suite 11020, Washington, DC 20220, or on-line at<E T="03">www.PRAComment.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Copies of the submission(s) may be obtained by calling (202) 927-5331, email at<E T="03">PRA@treasury.gov</E>, or the entire information collection request maybe found at<E T="03">www.reginfo.gov.</E>
          </P>
          <HD SOURCE="HD1">Internal Revenue Service (IRS)</HD>
          <P>
            <E T="03">OMB Number:</E>1545-XXXX.</P>
          <P>
            <E T="03">Type of Review:</E>New Collection.</P>
          <P>
            <E T="03">Title:</E>Form 1125-A, Cost of Goods Sold; Form 1125-E, Compensation of Officers.</P>
          <P>
            <E T="03">Form:</E>1125-A, 1125-E.</P>
          <P>
            <E T="03">Abstract:</E>Form 1125-A: During a re-design of Form 1120, U.S. Corporation Income Tax Return, related to the inclusion of “Merchant Card Receipts”, it was deemed to be more efficient to present the data required to report “Cost of Goods Sold” on a new form. This new form, 1125-A, will be attached to form 1120, as well as to other forms that require this information.</P>
          <P SOURCE="NPAR">
            <E T="03">Affected Public:</E>Private Sector: Businesses or other for-profits.<PRTPAGE P="79273"/>
          </P>
          <P>
            <E T="03">Estimated Total Burden Hours:</E>44,085,600.</P>
          <SIG>
            <NAME>Robert Dahl,</NAME>
            <TITLE>Treasury PRA Clearance Officer.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32598 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4830-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF VETERANS AFFAIRS</AGENCY>
        <SUBJECT>Joint Biomedical Laboratory Research and Development and Clinical Science Research and Development Services Scientific Merit Review Board Panel for Eligibility, Notice of Meeting</SUBJECT>
        <P>The Department of Veterans Affairs (VA) gives notice under Public Law 92-463 (Federal Advisory Committee Act) that the Panel for Eligibility of the Joint Biomedical Laboratory Research and Development and Clinical Science Research and Development Services Scientific Merit Review Board will meet on Monday, January 23, 2012, from 8 a.m. to 1 p.m. at The Sheraton Crystal City, 1800 Jefferson Davis Highway, Arlington, Virginia.</P>
        <P>The purpose of the Merit Review Board is to provide advice on the scientific quality, budget, safety, and mission relevance of investigator-initiated research proposals submitted for VA merit review consideration. Proposals submitted for review by the Board involve a wide range of medical specialties within the general areas of biomedical, behavioral, and clinical science research.</P>
        <P>The panel meeting will be open to the public for approximately one-half hour at the start of the meeting to discuss the general status of the program. The remaining portion of the meeting will be closed to the public for the review, discussion, and evaluation of non-clinician credentials and research proposals to be performed for VA. The closed portion of the meeting involves discussion, examination, reference to staff and consultant critiques of non-clinician credentials and research proposals. Closing portions of the panel meeting is in accordance with 5 U.S.C., 552b(c) (6) and (9)(B).</P>
        <P>Those who plan to attend or would like to obtain a copy of minutes of the panel meeting and roster of the participants of the panel should contact LeRoy G. Frey, Ph.D., Chief, Program Review (10P9B), VA, 810 Vermont Avenue NW., Washington, DC 20420, at (202) 443-5674.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          
          <P>By Direction of the Secretary</P>
          <NAME>Vivian Drake,</NAME>
          <TITLE>Committee Management Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32560 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF VETERANS AFFAIRS</AGENCY>
        <SUBJECT>Advisory Committee on Disability Compensation; Notice of Meeting</SUBJECT>
        <P>The Department of Veterans Affairs (VA) gives notice under Public Law 92-463 (Federal Advisory Committee Act) that the Advisory Committee on Disability Compensation will meet on January 23-24, 2012, at Department of Veterans Affairs Regional Office, 245 West Houston Street, Manhattan, New York, from 9 a.m. to 4 p.m.</P>
        <P>The purpose of the Committee is to advise the Secretary of Veterans Affairs on the maintenance and periodic readjustment of the VA Schedule for Rating Disabilities. The Committee is to assemble and review relevant information relating to the nature and character of disabilities arising from service in the Armed Forces, provide an ongoing assessment of the effectiveness of the rating schedule, and give advice on the most appropriate means of responding to the needs of Veterans relating to disability compensation.</P>
        <P>The Committee will receive briefings on issues related to compensation for Veterans with service-connected disabilities and other VA benefits programs. Time will be allocated for receiving public comments in the afternoon. Public comments will be limited to three minutes each. Individuals wishing to make oral statements before the Committee will be accommodated on a first-come, first-served basis. Individuals who speak are invited to submit 1-2 page summaries of their comments at the time of the meeting for inclusion in the official meeting record.</P>

        <P>The public may submit written statements for the Committee's review to Ms. Sarah Fusina, Designated Federal Officer, Department of Veterans Affairs, Veterans Benefits Administration, Compensation Service, Regulation Staff (211D), 810 Vermont Avenue NW., Washington, DC 20420, or email at<E T="03">Sarah.Fusina@va.gov</E>. Any member of the public wishing to attend the meeting or seeking additional information should contact Ms. Fusina at (202) 461-9569.</P>
        <SIG>
          <DATED>Dated: December 15, 2011.</DATED>
          <P>By Direction of the Secretary.</P>
          <NAME>Vivian Drake,</NAME>
          <TITLE>Committee Management Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2011-32576 Filed 12-20-11; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
  </NOTICES>
  <VOL>76</VOL>
  <NO>245</NO>
  <DATE>Wednesday, December 21, 2011</DATE>
  <UNITNAME>Rules and Regulations</UNITNAME>
  <NEWPART>
    <PTITLE>
      <PRTPAGE P="79275"/>
      <PARTNO>Part II</PARTNO>
      <AGENCY TYPE="P">Bureau of Consumer Financial Protection</AGENCY>
      <CFR>12 CFR Part 1030</CFR>
      <TITLE>Truth in Savings (Regulation DD); Interim Final Rule</TITLE>
    </PTITLE>
    <RULES>
      <RULE>
        <PREAMB>
          <PRTPAGE P="79276"/>
          <AGENCY TYPE="S">BUREAU OF CONSUMER FINANCIAL PROTECTION</AGENCY>
          <CFR>12 CFR Part 1030</CFR>
          <DEPDOC>[Docket No. CFPB-2011-0032]</DEPDOC>
          <RIN>RIN 3170-AA06</RIN>
          <SUBJECT>Truth in Savings (Regulation DD)</SUBJECT>
          <AGY>
            <HD SOURCE="HED">AGENCY:</HD>
            <P>Bureau of Consumer Financial Protection.</P>
          </AGY>
          <ACT>
            <HD SOURCE="HED">ACTION:</HD>
            <P>Interim final rule with request for public comment.</P>
          </ACT>
          <SUM>
            <HD SOURCE="HED">SUMMARY:</HD>
            <P>Title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) transferred rulemaking authority for a number of consumer financial protection laws from seven federal agencies to the Bureau of Consumer Financial Protection (Bureau) as of July 21, 2011. The Bureau is in the process of republishing the regulations implementing those laws with technical and conforming changes to reflect the transfer of authority and certain other changes made by the Dodd-Frank Act. In light of the transfer of the Board of Governors of the Federal Reserve System's (Board's) rulemaking authority for the Truth in Savings Act (TISA) to the Bureau, the Bureau is publishing for public comment an interim final rule establishing a new Regulation DD (Truth in Savings). This interim final rule does not impose any new substantive obligations on persons subject to the existing Regulation DD, previously published by the Board.</P>
          </SUM>
          <EFFDATE>
            <HD SOURCE="HED">DATES:</HD>
            <P>This interim final rule is effective December 30, 2011. Comments must be received on or before February 21, 2012.</P>
          </EFFDATE>
          <ADD>
            <HD SOURCE="HED">ADDRESSES:</HD>
            <P>You may submit comments, identified by<E T="03">Docket No. CFPB-2011-0032</E>or<E T="03">RIN 3170-AA06,</E>by any of the following methods:</P>
            <P>•<E T="03">Electronic: http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
            <P>•<E T="03">Mail:</E>Monica Jackson, Office of the Executive Secretary, Bureau of Consumer Financial Protection, 1500 Pennsylvania Avenue NW., (Attn: 1801 L Street), Washington, DC 20220.</P>
            <P>•<E T="03">Hand Delivery/Courier in Lieu of Mail:</E>Monica Jackson, Office of the Executive Secretary, Bureau of Consumer Financial Protection, 1700 G Street NW., Washington, DC 20006.</P>

            <P>All submissions must include the agency name and docket number or Regulatory Information Number (RIN) for this rulemaking. In general, all comments received will be posted without change to<E T="03">http://www.regulations.gov.</E>In addition, comments will be available for public inspection and copying at 1700 G Street NW., Washington, DC 20006, on official business days between the hours of 10 a.m. and 5 p.m. Eastern Time. You can make an appointment to inspect the documents by telephoning (202) 435-7275.</P>
            <P>All comments, including attachments and other supporting materials, will become part of the public record and subject to public disclosure. Sensitive personal information, such as account numbers or social security numbers, should not be included. Comments will not be edited to remove any identifying or contact information.</P>
          </ADD>
          <FURINF>
            <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
            <P>Krista Ayoub or Stephen Shin, Office of Regulations, at (202) 435-7700.</P>
          </FURINF>
        </PREAMB>
        <SUPLINF>
          <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
          <P/>
          <HD SOURCE="HD1">I. Background</HD>

          <P>Congress enacted the Truth in Savings Act (TISA), 12 U.S.C. 4301<E T="03">et seq.,</E>based on findings that economic stability would be enhanced, competition between depository institutions would be improved, and consumers' ability to make informed decisions regarding deposit accounts would be strengthened if there was uniformity in the disclosure of interest rates and fees. The purpose of the act and regulation is to assist consumers in comparing deposit accounts offered by depository institutions, principally through the disclosure of fees, the annual percentage yield, the interest rate, and other account terms. Historically, TISA has been implemented in Regulation DD of the Board of Governors of the Federal Reserve System (Board), 12 CFR part 230, and, with respect to credit unions, by regulations of the National Credit Union Administration (NCUA), 12 CFR part 707. The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act)<SU>1</SU>
            <FTREF/>amended a number of consumer financial protection laws, including TISA. In addition to various substantive amendments, the Dodd-Frank Act transferred the Board's rulemaking authority for TISA to the Bureau of Consumer Financial Protection (Bureau), effective July 21, 2011.<SU>2</SU>
            <FTREF/>
            <E T="03">See</E>sections 1061 and 1100B of the Dodd-Frank Act. Pursuant to the Dodd-Frank Act and TISA, as amended, the Bureau is publishing for public comment an interim final rule establishing a new Regulation DD (Truth in Savings), 12 CFR Part 1030, implementing TISA.</P>
          <FTNT>
            <P>
              <SU>1</SU>Public Law 111-203, 124 Stat. 1376 (2010).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>2</SU>Dodd-Frank section 1029 generally excludes from this transfer of authority, subject to certain exceptions, any rulemaking authority over a motor vehicle dealer that is predominantly engaged in the sale and servicing of motor vehicles, the leasing and servicing of motor vehicles, or both. Further, Dodd-Frank section 1100B did not grant the Bureau TISA rulemaking authority over credit unions or repeal the NCUA's TISA rulemaking authority over credit unions under 12 U.S.C. 4311.</P>
          </FTNT>
          <HD SOURCE="HD1">II. Summary of the Interim Final Rule</HD>
          <HD SOURCE="HD2">A. General</HD>
          <P>The interim final rule substantially duplicates the Board's Regulation DD as the Bureau's new Regulation DD, 12 CFR part 1030, making only certain non-substantive, technical, formatting, and stylistic changes. To minimize any potential confusion, the Bureau is preserving where possible past numbering systems by republishing regulations with Bureau part numbers that correspond to regulations in existence prior to the transfer of rulemaking authority. For example, while this interim final rule generally incorporates the Board's existing regulatory text, appendices (including model forms and clauses), and supplements, as amended,<SU>3</SU>
            <FTREF/>the rule has been edited as necessary to reflect nomenclature and other technical amendments required by the Dodd-Frank Act. Notably, this interim final rule does not impose any new substantive obligations on regulated entities.</P>
          <FTNT>
            <P>
              <SU>3</SU>
              <E T="03">See</E>76 FR 42020 (July 18, 2011).</P>
          </FTNT>
          <HD SOURCE="HD2">B. Specific Changes</HD>
          <P>In addition to the changes described above, the Bureau is making certain nomenclature and other non-substantive changes for clarity and consistency. For example, references to the Board and its administrative structure have been replaced with references to the Bureau. Conforming edits have been made to internal cross-references and addresses for filing applications and notices. In addition, edits to subheadings and numbering have been made for consistency and to fix typographical errors. Footnotes have been moved to the text of the regulation or commentary, as appropriate.</P>
          <HD SOURCE="HD1">III. Legal Authority</HD>
          <HD SOURCE="HD2">A. Rulemaking Authority</HD>

          <P>The Bureau is issuing this interim final rule pursuant to its authority under TISA and the Dodd-Frank Act. Effective July 21, 2011, section 1061 of the Dodd-Frank Act transferred to the Bureau the “consumer financial protection functions” previously vested in certain other federal agencies. The term “consumer financial protection function” is defined to include “all authority to prescribe rules or issue<PRTPAGE P="79277"/>orders or guidelines pursuant to any Federal consumer financial law, including performing appropriate functions to promulgate and review such rules, orders, and guidelines.”<SU>4</SU>
            <FTREF/>TISA is a federal consumer financial law.<SU>5</SU>
            <FTREF/>Accordingly, effective July 21, 2011, the authority of the Board to issue regulations pursuant to TISA transferred to the Bureau.<SU>6</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>

              <SU>4</SU>Public Law 111-203, section 1061(a)(1). Effective on the designated transfer date, July 21, 2011, the Bureau was also granted “all powers and duties” vested in each of the federal agencies, relating to the consumer financial protection functions, on the day before the designated transfer date. Until this and other interim final rules take effect, existing regulations for which rulemaking authority transferred to the Bureau continue to govern persons covered by this rule.<E T="03">See</E>76 FR 43569 (July 21, 2011).<E T="03">See also</E>footnote 2,<E T="03">supra.</E>
            </P>
          </FTNT>
          <FTNT>
            <P>
              <SU>5</SU>Public Law 111-203, section 1002(14) (defining “Federal consumer financial law” to include the “enumerated consumer laws”); id. section 1002(12) (defining “enumerated consumer laws” to include TISA).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>6</SU>Section 1066 of the Dodd-Frank Act grants the Secretary of the Treasury interim authority to perform certain functions of the Bureau. Pursuant to that authority, Treasury is publishing this interim final rule on behalf of the Bureau.</P>
          </FTNT>
          <P>The TISA, as amended, authorizes the Bureau to issue regulations to carry out the provisions of TISA.<SU>7</SU>
            <FTREF/>These regulations may contain such classifications, differentiations, or other provisions, and may provide for such adjustments and exceptions for any class of transactions, that in the Bureau's judgment are necessary or proper to effectuate the purpose of TISA, facilitate compliance with TISA, or prevent circumvention or evasion of TISA.<SU>8</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>7</SU>
              <E T="03">Id.</E>Section 1100B(1); 12 U.S.C. 4302-4304, 4308.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>8</SU>
              <E T="03">Id.</E>
            </P>
          </FTNT>
          <HD SOURCE="HD2">B. Authority To Issue an Interim Final Rule Without Prior Notice and Comment</HD>
          <P>The Administrative Procedure Act (APA)<SU>9</SU>
            <FTREF/>generally requires public notice and an opportunity to comment before promulgation of regulations.<SU>10</SU>
            <FTREF/>The APA provides exceptions to notice-and-comment procedures, however, where an agency for good cause finds that such procedures are impracticable, unnecessary, or contrary to the public interest or when a rulemaking relates to agency organization, procedure, and practice.<SU>11</SU>
            <FTREF/>The Bureau finds that there is good cause to conclude that providing notice and opportunity for comment would be unnecessary and contrary to the public interest under these circumstances. In addition, substantially all the changes made by this interim final rule, which were necessitated by the Dodd-Frank Act's transfer of TISA authority from the Board to the Bureau, relate to agency organization, procedure, and practice and are thus exempt from the APA's notice-and-comment requirements.</P>
          <FTNT>
            <P>
              <SU>9</SU>5 U.S.C. 551<E T="03">et seq.</E>
            </P>
          </FTNT>
          <FTNT>
            <P>
              <SU>10</SU>5 U.S.C. 553(b), (c).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>11</SU>5 U.S.C. 553(b)(3)(A), (B).</P>
          </FTNT>
          <P>The Bureau's good cause findings are based on the following considerations. As an initial matter, the Board's existing regulation was a result of notice-and-comment rulemaking to the extent required. Moreover, the interim final rule published today does not impose any new, substantive obligations on regulated entities. Rather, the interim final rule makes only non-substantive, technical changes to the existing text of the regulation, such as renumbering, changing internal cross-references, replacing appropriate nomenclature to reflect the transfer of authority to the Bureau, and changing the address for filing applications and notices. Given the technical nature of these changes, and the fact that the interim final rule does not impose any additional substantive requirements on covered entities, an opportunity for prior public comment is unnecessary. In addition, recodifying the Board's regulations to reflect the transfer of authority to the Bureau will help facilitate compliance with TISA and its implementing regulation, and the new regulations will help reduce uncertainty regarding the applicable regulatory framework. Using notice-and comment procedures would delay this process and thus be contrary to the public interest.</P>

          <P>The APA generally requires that rules be published not less than 30 days before their effective dates.<E T="03">See</E>5 U.S.C. 553(d). As with the notice and comment requirement, however, the APA allows an exception when “otherwise provided by the agency for good cause found and published with the rule.” 5 U.S.C. 553(d)(3). The Bureau finds that there is good cause for providing less than 30 days notice here. A delayed effective date would harm consumers and regulated entities by needlessly perpetuating discrepancies between the amended statutory text and the implementing regulation, thereby hindering compliance and prolonging uncertainty regarding the applicable regulatory framework.<SU>12</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>12</SU>This interim final rule is one of 14 companion rulemakings that together restate and recodify the implementing regulations under 14 existing consumer financial laws (part III.C, below, lists the 14 laws involved). In the interest of proper coordination of this overall regulatory framework, which includes numerous cross-references among some of the regulations, the Bureau is establishing the same effective date of December 30, 2011 for those rules published on or before that date and making those published thereafter (if any) effective immediately.</P>
          </FTNT>
          <P>In addition, delaying the effective date of the interim final rule for 30 days would provide no practical benefit to regulated entities in this context and in fact could operate to their detriment. As discussed above, the interim final rule published today does not impose any new, substantive obligations on regulated entities. Instead, the rule makes only non-substantive, technical changes to the existing text of the regulation. Thus, regulated entities that are already in compliance with the existing rules will not need to modify business practices as a result of this rule.</P>
          <HD SOURCE="HD2">C. Section 1022(b)(2) of the Dodd-Frank Act</HD>
          <P>In developing the interim final rule, the Bureau has conducted an analysis of potential benefits, costs, and impacts.<SU>13</SU>
            <FTREF/>The Bureau believes that the interim final rule will benefit consumers and covered persons by updating and recodifying Regulation DD to reflect the transfer of authority to the Bureau and certain other changes mandated by the Dodd-Frank Act. This will help facilitate compliance with TISA and its implementing regulations and help reduce any uncertainty regarding the applicable regulatory framework. The interim final rule will not impose any new substantive obligations on consumers or covered persons and is not expected to have any impact on consumers' access to consumer financial products and services.</P>
          <FTNT>
            <P>
              <SU>13</SU>Section 1022(b)(2)(A) of the Dodd-Frank Act addresses the consideration of the potential benefits and costs of regulation to consumers and covered persons, including the potential reduction of access by consumers to consumer financial products or services; the impact on depository institutions and credit unions with $10 billion or less in total assets as described in section 1026 of the Dodd-Frank Act; and the impact on consumers in rural areas. Section 1022(b)(2)(B) requires that the Bureau “consult with the appropriate prudential regulators or other Federal agencies prior to proposing a rule and during the comment process regarding consistency with prudential, market, or systemic objectives administered by such agencies.” The manner and extent to which these provisions apply to interim final rules and to benefits, costs, and impacts that are compelled by statutory changes rather than discretionary Bureau action is unclear. Nevertheless, to inform this rulemaking more fully, the Bureau performed the described analyses and consultations.</P>
          </FTNT>

          <P>Although not required by the interim final rule, depository institutions may incur some costs in updating compliance manuals and related materials to reflect the new numbering and other technical changes reflected in the new Regulation DD. The Bureau has worked to reduce any such burden by preserving the existing numbering to the extent possible and believes that such costs will likely be minimal. These<PRTPAGE P="79278"/>changes could be handled in the short term by providing a short, standalone summary alerting users to the changes and in the long term could be combined with other updates at the creditor's convenience. The Bureau intends to continue investigating the possible costs to affected entities of updating manuals and related materials to reflect these changes and solicits comments on this and other issues discussed in this section.</P>
          <P>The interim final rule will have no unique impact on depository institutions or credit unions with $10 billion or less in assets as described in section 1026(a) of the Dodd-Frank Act. Also, the interim final rule will have no unique impact on rural consumers.</P>
          <P>In undertaking the process of recodifying Regulation DD, as well as regulations implementing thirteen other existing consumer financial laws,<SU>14</SU>
            <FTREF/>the Bureau consulted the Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency, the National Credit Union Administration, the Board of Governors of the Federal Reserve System, the Federal Trade Commission, and the Department of Housing and Urban Development, including with respect to consistency with any prudential, market, or systemic objectives that may be administered by such agencies.<SU>15</SU>
            <FTREF/>The Bureau also has consulted with the Office of Management and Budget for technical assistance. The Bureau expects to have further consultations with the appropriate federal agencies during the comment period.</P>
          <FTNT>
            <P>
              <SU>14</SU>The fourteen laws implemented by this and its companion rulemakings are: The Consumer Leasing Act, the Electronic Fund Transfer Act (except with respect to section 920 of that Act), the Equal Credit Opportunity Act, the Fair Credit Reporting Act (except with respect to sections 615(e) and 628 of that act), the Fair Debt Collection Practices Act, Subsections (b) through (f) of section 43 of the Federal Deposit Insurance Act, sections 502 through 509 of the Gramm-Leach-Bliley Act (except for section 505 as it applies to section 501(b)), the Home Mortgage Disclosure Act, the Real Estate Settlement Procedures Act, the S.A.F.E. Mortgage Licensing Act, the Truth in Lending Act, the Truth in Savings Act, section 626 of the Omnibus Appropriations Act, 2009, and the Interstate Land Sales Full Disclosure Act.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>15</SU>In light of the technical but voluminous nature of this recodification project, the Bureau focused the consultation process on a representative sample of the recodified regulations, while making information on the other regulations available. The Bureau expects to conduct differently its future consultations regarding substantive rulemakings.</P>
          </FTNT>
          <HD SOURCE="HD1">IV. Request for Comment</HD>
          <P>Although notice and comment rulemaking procedures are not required, the Bureau invites comments on this notice. Commenters are specifically encouraged to identify any technical issues raised by the rule. The Bureau is also seeking comment in response to a notice published at 76 FR 75825 (Dec. 5, 2011) concerning its efforts to identify priorities for streamlining regulations that it has inherited from other federal agencies to address provisions that are outdated, unduly burdensome, or unnecessary.</P>
          <HD SOURCE="HD1">V. Regulatory Flexibility Act</HD>
          <P>The Regulatory Flexibility Act (RFA), as amended by the Small Business Regulatory Enforcement Fairness Act of 1996, requires each agency to consider the potential impact of its regulations on small entities, including small businesses, small governmental units, and small not-for-profit organizations.<SU>16</SU>
            <FTREF/>The RFA generally requires an agency to conduct an initial regulatory flexibility analysis (IRFA) and a final regulatory flexibility analysis (FRFA) of any rule subject to notice-and-comment rulemaking requirements, unless the agency certifies that the rule will not have a significant economic impact on a substantial number of small entities.<SU>17</SU>
            <FTREF/>The Bureau also is subject to certain additional procedures under the RFA involving the convening of a panel to consult with small business representatives prior to proposing a rule for which an IRFA is required.<SU>18</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>16</SU>5 U.S.C. 601<E T="03">et seq.</E>
            </P>
          </FTNT>
          <FTNT>
            <P>
              <SU>17</SU>5 U.S.C. 603, 604.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>18</SU>5 U.S.C. 609.</P>
          </FTNT>
          <P>The IRFA and FRFA requirements described above apply only where a notice of proposed rulemaking is required,<SU>19</SU>
            <FTREF/>and the panel requirement applies only when a rulemaking requires an IRFA.<SU>20</SU>
            <FTREF/>As discussed above in part III, a notice of proposed rulemaking is not required for this rulemaking.</P>
          <FTNT>
            <P>
              <SU>19</SU>5 U.S.C. 603(a), 604(a); 5 U.S.C. 553(b)(B).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>20</SU>5 U.S.C. 609(b).</P>
          </FTNT>
          <P>In addition, as discussed above, this interim final rule has only a minor impact on entities subject to Regulation DD. The rule imposes no new, substantive obligations on depository institutions. Accordingly, the undersigned certifies that this interim final rule will not have a significant economic impact on a substantial number of small entities.</P>
          <HD SOURCE="HD1">VI. Paperwork Reduction Act</HD>
          <P>The Bureau may not conduct or sponsor, and a respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. This rule contains information collection requirements under the Paperwork Reduction Act (PRA), which have been previously approved by OMB, and the ongoing PRA burden for which is unchanged by this rule. There are no new information collection requirements in this interim final rule. The Bureau's OMB control number for this information collection is: 3170-0004.</P>
          <LSTSUB>
            <HD SOURCE="HED">List of Subjects in 12 CFR Part 1030</HD>
            <P>Advertising, Banks, Banking, Consumer protection, National banks, Reporting and recordkeeping requirements, Savings associations, Truth in savings.</P>
          </LSTSUB>
          <HD SOURCE="HD1">Authority and Issuance</HD>
          <P>For the reasons set forth above, the Bureau of Consumer Financial Protection adds Part 1030 to Chapter X in Title 12 of the Code of Federal Regulations to read as follows:</P>
          <REGTEXT PART="1030" TITLE="12">
            <PART>
              <HD SOURCE="HED">PART 1030—TRUTH IN SAVINGS (REGULATION DD)</HD>
              <CONTENTS>
                <SECHD>Sec.</SECHD>
                <SECTNO>1030.1</SECTNO>
                <SUBJECT>Authority, purpose, coverage, and effect on state laws.</SUBJECT>
                <SECTNO>1030.2</SECTNO>
                <SUBJECT>Definitions.</SUBJECT>
                <SECTNO>1030.3</SECTNO>
                <SUBJECT>General disclosure requirements.</SUBJECT>
                <SECTNO>1030.4</SECTNO>
                <SUBJECT>Account disclosures.</SUBJECT>
                <SECTNO>1030.5</SECTNO>
                <SUBJECT>Subsequent disclosures.</SUBJECT>
                <SECTNO>1030.6</SECTNO>
                <SUBJECT>Periodic statement disclosures.</SUBJECT>
                <SECTNO>1030.7</SECTNO>
                <SUBJECT>Payment of interest.</SUBJECT>
                <SECTNO>1030.8</SECTNO>
                <SUBJECT>Advertising.</SUBJECT>
                <SECTNO>1030.9</SECTNO>
                <SUBJECT>Enforcement and record retention.</SUBJECT>
                <SECTNO>1030.10</SECTNO>
                <SUBJECT>[Reserved]</SUBJECT>
                <SECTNO>1030.11</SECTNO>
                <SUBJECT>Additional disclosure requirements for overdraft services.</SUBJECT>
                <FP SOURCE="FP-2">Appendix A to Part 1030—Annual Percentage Yield Calculation</FP>
                <FP SOURCE="FP-2">Appendix B to Part 1030—Model Clauses and Sample Forms</FP>
                <FP SOURCE="FP-2">Appendix C to Part 1030—Effect on State Laws</FP>
                <FP SOURCE="FP-2">Appendix D to Part 1030—Issuance of Official Interpretations</FP>
                <FP SOURCE="FP-2">Supplement I to Part 1030—Official Interpretations</FP>
              </CONTENTS>
              <AUTH>
                <HD SOURCE="HED">Authority:</HD>
                <P>12 U.S.C. 4302-4304, 4308, 5512, 5581.</P>
              </AUTH>
              <SECTION>
                <SECTNO>§ 1030.1</SECTNO>
                <SUBJECT>Authority, purpose, coverage, and effect on state laws.</SUBJECT>
                <P>(a)<E T="03">Authority.</E>This part, known as Regulation DD, is issued by the Bureau of Consumer Financial Protection to implement the Truth in Savings Act of 1991 (the act), contained in the Federal Deposit Insurance Corporation Improvement Act of 1991 (12 U.S.C. 3201<E T="03">et seq.,</E>Public Law 102-242, 105 Stat. 2236), as amended by Title X, section 1100B of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, 124 Stat. 1376). Information-collection requirements contained in this part have been approved by the Office of Management and Budget under the provisions of 44<PRTPAGE P="79279"/>U.S.C. 3501<E T="03">et seq.</E>and have been assigned OMB No. 3170-0004.</P>
                <P>(b)<E T="03">Purpose.</E>The purpose of this part is to enable consumers to make informed decisions about accounts at depository institutions. This part requires depository institutions to provide disclosures so that consumers can make meaningful comparisons among depository institutions.</P>
                <P>(c)<E T="03">Coverage.</E>This part applies to depository institutions except for credit unions. In addition, the advertising rules in § 1030.8 of this part apply to any person who advertises an account offered by a depository institution, including deposit brokers.</P>
                <P>(d)<E T="03">Effect on state laws.</E>State law requirements that are inconsistent with the requirements of the act and this part are preempted to the extent of the inconsistency. Additional information on inconsistent state laws and the procedures for requesting a preemption determination from the Bureau are set forth in appendix C of this part.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1030.2</SECTNO>
                <SUBJECT>Definitions.</SUBJECT>
                <P>For purposes of this part, the following definitions apply:</P>
                <P>(a)<E T="03">Account</E>means a deposit account at a depository institution that is held by or offered to a consumer. It includes time, demand, savings, and negotiable order of withdrawal accounts. For purposes of the advertising requirements in § 1030.8 of this part, the term also includes an account at a depository institution that is held by or on behalf of a deposit broker, if any interest in the account is held by or offered to a consumer.</P>
                <P>(b)<E T="03">Advertisement</E>means a commercial message, appearing in any medium, that promotes directly or indirectly:</P>
                <P>(1) The availability or terms of, or a deposit in, a new account; and</P>
                <P>(2) For purposes of §§ 1030.8(a) and 1030.11 of this part, the terms of, or a deposit in, a new or existing account.</P>
                <P>(c)<E T="03">Annual percentage yield</E>means a percentage rate reflecting the total amount of interest paid on an account, based on the interest rate and the frequency of compounding for a 365-day period and calculated according to the rules in appendix A of this part.</P>
                <P>(d)<E T="03">Average daily balance method</E>means the application of a periodic rate to the average daily balance in the account for the period. The average daily balance is determined by adding the full amount of principal in the account for each day of the period and dividing that figure by the number of days in the period.</P>
                <P>(e)<E T="03">Bureau</E>means the Bureau of Consumer Financial Protection.</P>
                <P>(f)<E T="03">Bonus</E>means a premium, gift, award, or other consideration worth more than $10 (whether in the form of cash, credit, merchandise, or any equivalent) given or offered to a consumer during a year in exchange for opening, maintaining, renewing, or increasing an account balance. The term does not include interest, other consideration worth $10 or less given during a year, the waiver or reduction of a fee, or the absorption of expenses.</P>
                <P>(g)<E T="03">Business day</E>means a calendar day other than a Saturday, a Sunday, or any of the legal public holidays specified in 5 U.S.C. 6103(a).</P>
                <P>(h)<E T="03">Consumer</E>means a natural person who holds an account primarily for personal, family, or household purposes, or to whom such an account is offered. The term does not include a natural person who holds an account for another in a professional capacity.</P>
                <P>(i)<E T="03">Daily balance method</E>means the application of a daily periodic rate to the full amount of principal in the account each day.</P>
                <P>(j)<E T="03">Depository institution</E>and<E T="03">institution</E>mean an institution defined in section 19(b)(1)(A)(i) through (vi) of the Federal Reserve Act (12 U.S.C. 461), except credit unions defined in section 19(b)(1)(A)(iv).</P>
                <P>(k)<E T="03">Deposit broker</E>means any person who is a deposit broker as defined in section 29(g) of the Federal Deposit Insurance Act (12 U.S.C. 1831f(g)).</P>
                <P>(l)<E T="03">Fixed-rate account</E>means an account for which the institution contracts to give at least 30 calendar days advance written notice of decreases in the interest rate.</P>
                <P>(m)<E T="03">Grace period</E>means a period following the maturity of an automatically renewing time account during which the consumer may withdraw funds without being assessed a penalty.</P>
                <P>(n)<E T="03">Interest</E>means any payment to a consumer or to an account for the use of funds in an account, calculated by application of a periodic rate to the balance. The term does not include the payment of a bonus or other consideration worth $10 or less given during a year, the waiver or reduction of a fee, or the absorption of expenses.</P>
                <P>(o)<E T="03">Interest rate</E>means the annual rate of interest paid on an account which does not reflect compounding. For the purposes of the account disclosures in § 1030.4(b)(1)(i) of this part, the interest rate may, but need not, be referred to as the “annual percentage rate” in addition to being referred to as the “interest rate.”</P>
                <P>(p)<E T="03">Passbook savings account</E>means a savings account in which the consumer retains a book or other document in which the institution records transactions on the account.</P>
                <P>(q)<E T="03">Periodic statement</E>means a statement setting forth information about an account (other than a time account or passbook savings account) that is provided to a consumer on a regular basis four or more times a year.</P>
                <P>(r)<E T="03">State</E>means a state, the District of Columbia, the commonwealth of Puerto Rico, and any territory or possession of the United States.</P>
                <P>(s)<E T="03">Stepped-rate account</E>means an account that has two or more interest rates that take effect in succeeding periods and are known when the account is opened.</P>
                <P>(t)<E T="03">Tiered-rate account</E>means an account that has two or more interest rates that are applicable to specified balance levels.</P>
                <P>(u)<E T="03">Time account</E>means an account with a maturity of at least seven days in which the consumer generally does not have a right to make withdrawals for six days after the account is opened, unless the deposit is subject to an early withdrawal penalty of at least seven days' interest on amounts withdrawn.</P>
                <P>(v)<E T="03">Variable-rate account</E>means an account in which the interest rate may change after the account is opened, unless the institution contracts to give at least 30 calendar days advance written notice of rate decreases.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1030.3</SECTNO>
                <SUBJECT>General disclosure requirements.</SUBJECT>
                <P>(a)<E T="03">Form.</E>Depository institutions shall make the disclosures required by §§ 1030.4 through 1030.6 of this part, as applicable, clearly and conspicuously, in writing, and in a form the consumer may keep. The disclosures required by this part may be provided to the consumer in electronic form, subject to compliance with the consumer consent and other applicable provisions of the Electronic Signatures in Global and National Commerce Act (E-Sign Act) (15 U.S.C. 7001<E T="03">et seq.</E>). The disclosures required by §§ 1030.4(a)(2) and 1030.8 may be provided to the consumer in electronic form without regard to the consumer consent or other provisions of the E-Sign Act in the circumstances set forth in those sections. Disclosures for each account offered by an institution may be presented separately or combined with disclosures for the institution's other accounts, as long as it is clear which disclosures are applicable to the consumer's account.</P>
                <P>(b)<E T="03">General.</E>The disclosures shall reflect the terms of the legal obligation of the account agreement between the consumer and the depository institution. Disclosures may be made in languages other than English, provided<PRTPAGE P="79280"/>the disclosures are available in English upon request.</P>
                <P>(c)<E T="03">Relation to Regulation E (12 CFR Part 1005).</E>Disclosures required by and provided in accordance with the Electronic Fund Transfer Act (15 U.S.C. 1693<E T="03">et seq.</E>) and its implementing Regulation E (12 CFR Part 1005) that are also required by this part may be substituted for the disclosures required by this part.</P>
                <P>(d)<E T="03">Multiple consumers.</E>If an account is held by more than one consumer, disclosures may be made to any one of the consumers.</P>
                <P>(e)<E T="03">Oral response to inquiries.</E>In an oral response to a consumer's inquiry about interest rates payable on its accounts, the depository institution shall state the annual percentage yield. The interest rate may be stated in addition to the annual percentage yield. No other rate may be stated.</P>
                <P>(f)<E T="03">Rounding and accuracy rules for rates and yields.</E>(1)<E T="03">Rounding.</E>The annual percentage yield, the annual percentage yield earned, and the interest rate shall be rounded to the nearest one-hundredth of one percentage point (.01%) and expressed to two decimal places. For account disclosures, the interest rate may be expressed to more than two decimal places.</P>
                <P>(2)<E T="03">Accuracy.</E>The annual percentage yield (and the annual percentage yield earned) will be considered accurate if not more than one-twentieth of one percentage point (.05%) above or below the annual percentage yield (and the annual percentage yield earned) determined in accordance with the rules in Appendix A of this part.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1030.4</SECTNO>
                <SUBJECT>Account disclosures.</SUBJECT>
                <P>(a)<E T="03">Delivery of account disclosures.</E>(1)<E T="03">Account opening.</E>(i)<E T="03">General.</E>A depository institution shall provide account disclosures to a consumer before an account is opened or a service is provided, whichever is earlier. An institution is deemed to have provided a service when a fee required to be disclosed is assessed. Except as provided in paragraph (a)(1)(ii) of this section, if the consumer is not present at the institution when the account is opened or the service is provided and has not already received the disclosures, the institution shall mail or deliver the disclosures no later than 10 business days after the account is opened or the service is provided, whichever is earlier.</P>
                <P>(ii)<E T="03">Timing of electronic disclosures.</E>If a consumer who is not present at the institution uses electronic means (for example, an Internet Web site) to open an account or request a service, the disclosures required under paragraph (a)(1) of this section must be provided before the account is opened or the service is provided.</P>
                <P>(2)<E T="03">Requests.</E>(i) A depository institution shall provide account disclosures to a consumer upon request. If a consumer who is not present at the institution makes a request, the institution shall mail or deliver the disclosures within a reasonable time after it receives the request and may provide the disclosures in paper form, or electronically if the consumer agrees.</P>
                <P>(ii) In providing disclosures upon request, the institution may:</P>
                <P>(A) Specify an interest rate and annual percentage yield that were offered within the most recent seven calendar days; state that the rate and yield are accurate as of an identified date; and provide a telephone number consumers may call to obtain current rate information.</P>
                <P>(B) State the maturity of a time account as a term rather than a date.</P>
                <P>(b)<E T="03">Content of account disclosures.</E>Account disclosures shall include the following, as applicable:</P>
                <P>(1)<E T="03">Rate information.</E>(i)<E T="03">Annual percentage yield and interest rate.</E>The “annual percentage yield” and the “interest rate,” using those terms, and for fixed-rate accounts the period of time the interest rate will be in effect.</P>
                <P>(ii)<E T="03">Variable rates.</E>For variable-rate accounts:</P>
                <P>(A) The fact that the interest rate and annual percentage yield may change;</P>
                <P>(B) How the interest rate is determined;</P>
                <P>(C) The frequency with which the interest rate may change; and</P>
                <P>(D) Any limitation on the amount the interest rate may change.</P>
                <P>(2)<E T="03">Compounding and crediting.</E>(i)<E T="03">Frequency.</E>The frequency with which interest is compounded and credited.</P>
                <P>(ii)<E T="03">Effect of closing an account.</E>If consumers will forfeit interest if they close the account before accrued interest is credited, a statement that interest will not be paid in such cases.</P>
                <P>(3)<E T="03">Balance information.</E>(i)<E T="03">Minimum balance requirements.</E>(A) Any minimum balance required to:</P>
                <P>(<E T="03">1</E>) Open the account;</P>
                <P>(<E T="03">2</E>) Avoid the imposition of a fee; or</P>
                <P>(<E T="03">3</E>) Obtain the annual percentage yield disclosed.</P>
                <P>(B) Except for the balance to open the account, the disclosure shall state how the balance is determined for these purposes.</P>
                <P>(ii)<E T="03">Balance computation method.</E>An explanation of the balance computation method specified in § 1030.7 of this part used to calculate interest on the account.</P>
                <P>(iii)<E T="03">When interest begins to accrue.</E>A statement of when interest begins to accrue on noncash deposits.</P>
                <P>(4)<E T="03">Fees.</E>The amount of any fee that may be imposed in connection with the account (or an explanation of how the fee will be determined) and the conditions under which the fee may be imposed.</P>
                <P>(5)<E T="03">Transaction limitations.</E>Any limitations on the number or dollar amount of withdrawals or deposits.</P>
                <P>(6)<E T="03">Features of time accounts.</E>For time accounts:</P>
                <P>(i)<E T="03">Time requirements.</E>The maturity date.</P>
                <P>(ii)<E T="03">Early withdrawal penalties.</E>A statement that a penalty will or may be imposed for early withdrawal, how it is calculated, and the conditions for its assessment.</P>
                <P>(iii)<E T="03">Withdrawal of interest prior to maturity.</E>If compounding occurs during the term and interest may be withdrawn prior to maturity, a statement that the annual percentage yield assumes interest remains on deposit until maturity and that a withdrawal will reduce earnings. For accounts with a stated maturity greater than one year that do not compound interest on an annual or more frequent basis, that require interest payouts at least annually, and that disclose an APY determined in accordance with section E of Appendix A of this part, a statement that interest cannot remain on deposit and that payout of interest is mandatory.</P>
                <P>(iv)<E T="03">Renewal policies.</E>A statement of whether or not the account will renew automatically at maturity. If it will, a statement of whether or not a grace period will be provided and, if so, the length of that period must be stated. If the account will not renew automatically, a statement of whether interest will be paid after maturity if the consumer does not renew the account must be stated.</P>
                <P>(7)<E T="03">Bonuses.</E>The amount or type of any bonus, when the bonus will be provided, and any minimum balance and time requirements to obtain the bonus.</P>
                <P>(c)<E T="03">Notice to existing account holders.</E>(1)<E T="03">Notice of availability of disclosures.</E>Depository institutions shall provide a notice to consumers who receive periodic statements and who hold existing accounts of the type offered by the institution on June 21, 1993. The notice shall be included on or with the first periodic statement sent on or after June 21, 1993 (or on or with the first periodic statement for a statement cycle beginning on or after that date). The notice shall state that consumers may request account disclosures containing terms, fees, and rate information for their account. In responding to such a request, institutions shall provide<PRTPAGE P="79281"/>disclosures in accordance with paragraph (a)(2) of this section.</P>
                <P>(2)<E T="03">Alternative to notice.</E>As an alternative to the notice described in paragraph (c)(1) of this section, institutions may provide account disclosures to consumers. The disclosures may be provided either with a periodic statement or separately, but must be sent no later than when the periodic statement described in paragraph (c)(1) is sent.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1030.5</SECTNO>
                <SUBJECT>Subsequent disclosures.</SUBJECT>
                <P>(a)<E T="03">Change in terms.</E>(1)<E T="03">Advance notice required.</E>A depository institution shall give advance notice to affected consumers of any change in a term required to be disclosed under § 1030.4(b) of this part if the change may reduce the annual percentage yield or adversely affect the consumer. The notice shall include the effective date of the change. The notice shall be mailed or delivered at least 30 calendar days before the effective date of the change.</P>
                <P>(2)<E T="03">No notice required.</E>No notice under this section is required for:</P>
                <P>(i)<E T="03">Variable-rate changes.</E>Changes in the interest rate and corresponding changes in the annual percentage yield in variable-rate accounts.</P>
                <P>(ii)<E T="03">Check printing fees.</E>Changes in fees assessed for check printing.</P>
                <P>(iii)<E T="03">Short-term time accounts.</E>Changes in any term for time accounts with maturities of one month or less.</P>
                <P>(b)<E T="03">Notice before maturity for time accounts longer than one month that renew automatically.</E>For time accounts with a maturity longer than one month that renew automatically at maturity, institutions shall provide the disclosures described below before maturity. The disclosures shall be mailed or delivered at least 30 calendar days before maturity of the existing account. Alternatively, the disclosures may be mailed or delivered at least 20 calendar days before the end of the grace period on the existing account, provided a grace period of at least five calendar days is allowed.</P>
                <P>(1)<E T="03">Maturities of longer than one year.</E>If the maturity is longer than one year, the institution shall provide account disclosures set forth in § 1030.4(b) of this part for the new account, along with the date the existing account matures. If the interest rate and annual percentage yield that will be paid for the new account are unknown when disclosures are provided, the institution shall state that those rates have not yet been determined, the date when they will be determined, and a telephone number consumers may call to obtain the interest rate and the annual percentage yield that will be paid for the new account.</P>
                <P>(2)<E T="03">Maturities of one year or less but longer than one month.</E>If the maturity is one year or less but longer than one month, the institution shall either:</P>
                <P>(i) Provide disclosures as set forth in paragraph (b)(1) of this section; or</P>
                <P>(ii) Disclose to the consumer:</P>
                <P>(A) The date the existing account matures and the new maturity date if the account is renewed;</P>
                <P>(B) The interest rate and the annual percentage yield for the new account if they are known (or that those rates have not yet been determined, the date when they will be determined, and a telephone number the consumer may call to obtain the interest rate and the annual percentage yield that will be paid for the new account); and</P>
                <P>(C) Any difference in the terms of the new account as compared to the terms required to be disclosed under § 1030.4(b) of this part for the existing account.</P>
                <P>(c)<E T="03">Notice before maturity for time accounts longer than one year that do not renew automatically.</E>For time accounts with a maturity longer than one year that do not renew automatically at maturity, institutions shall disclose to consumers the maturity date and whether interest will be paid after maturity. The disclosures shall be mailed or delivered at least 10 calendar days before maturity of the existing account.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1030.6</SECTNO>
                <SUBJECT>Periodic statement disclosures.</SUBJECT>
                <P>(a)<E T="03">General rule.</E>If a depository institution mails or delivers a periodic statement, the statement shall include the following disclosures:</P>
                <P>(1)<E T="03">Annual percentage yield earned.</E>The “annual percentage yield earned” during the statement period, using that term, calculated according to the rules in Appendix A of this part.</P>
                <P>(2)<E T="03">Amount of interest.</E>The dollar amount of interest earned during the statement period.</P>
                <P>(3)<E T="03">Fees imposed.</E>Fees required to be disclosed under § 1030.4(b)(4) of this part that were debited to the account during the statement period. The fees shall be itemized by type and dollar amounts. Except as provided in § 1030.11(a)(1) of this part, when fees of the same type are imposed more than once in a statement period, a depository institution may itemize each fee separately or group the fees together and disclose a total dollar amount for all fees of that type.</P>
                <P>(4)<E T="03">Length of period.</E>The total number of days in the statement period, or the beginning and ending dates of the period.</P>
                <P>(5)<E T="03">Aggregate fee disclosure.</E>If applicable, the total overdraft and returned item fees required to be disclosed by § 1030.11(a).</P>
                <P>(b)<E T="03">Special rule for average daily balance method.</E>In making the disclosures described in paragraph (a) of this section, institutions that use the average daily balance method and that calculate interest for a period other than the statement period shall calculate and disclose the annual percentage yield earned and amount of interest earned based on that period rather than the statement period. The information in paragraph (a)(4) of this section shall be stated for that period as well as for the statement period.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1030.7</SECTNO>
                <SUBJECT>Payment of interest.</SUBJECT>
                <P>(a)<E T="03">Permissible methods.</E>(1)<E T="03">Balance on which interest is calculated.</E>Institutions shall calculate interest on the full amount of principal in an account for each day by use of either the daily balance method or the average daily balance method. Institutions shall calculate interest by use of a daily rate of at least 1/365 of the interest rate. In a leap year a daily rate of 1/366 of the interest rate may be used.</P>
                <P>(2)<E T="03">Determination of minimum balance to earn interest.</E>An institution shall use the same method to determine any minimum balance required to earn interest as it uses to determine the balance on which interest is calculated. An institution may use an additional method that is unequivocally beneficial to the consumer.</P>
                <P>(b)<E T="03">Compounding and crediting policies.</E>This section does not require institutions to compound or credit interest at any particular frequency.</P>
                <P>(c)<E T="03">Date interest begins to accrue.</E>Interest shall begin to accrue not later than the business day specified for interest-bearing accounts in section 606 of the Expedited Funds Availability Act (12 U.S.C. 4005<E T="03">et seq.</E>) and the Board of Governors of the Federal Reserve System's implementing Regulation CC (12 CFR part 229). Interest shall accrue until the day funds are withdrawn.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1030.8</SECTNO>
                <SUBJECT>Advertising.</SUBJECT>
                <P>(a)<E T="03">Misleading or inaccurate advertisements.</E>An advertisement shall not:</P>
                <P>(1) Be misleading or inaccurate or misrepresent a depository institution's deposit contract; or</P>

                <P>(2) Refer to or describe an account as “free” or “no cost” (or contain a similar term) if any maintenance or activity fee may be imposed on the account. The word “profit” shall not be used in referring to interest paid on an account.<PRTPAGE P="79282"/>
                </P>
                <P>(b)<E T="03">Permissible rates.</E>If an advertisement states a rate of return, it shall state the rate as an “annual percentage yield” using that term. (The abbreviation “APY” may be used provided the term “annual percentage yield” is stated at least once in the advertisement.) The advertisement shall not state any other rate, except that the “interest rate,” using that term, may be stated in conjunction with, but not more conspicuously than, the annual percentage yield to which it relates.</P>
                <P>(c)<E T="03">When additional disclosures are required.</E>Except as provided in paragraph (e) of this section, if the annual percentage yield is stated in an advertisement, the advertisement shall state the following information, to the extent applicable, clearly and conspicuously:</P>
                <P>(1)<E T="03">Variable rates.</E>For variable-rate accounts, a statement that the rate may change after the account is opened.</P>
                <P>(2)<E T="03">Time annual percentage yield is offered.</E>The period of time the annual percentage yield will be offered, or a statement that the annual percentage yield is accurate as of a specified date.</P>
                <P>(3)<E T="03">Minimum balance.</E>The minimum balance required to obtain the advertised annual percentage yield. For tiered-rate accounts, the minimum balance required for each tier shall be stated in close proximity and with equal prominence to the applicable annual percentage yield.</P>
                <P>(4)<E T="03">Minimum opening deposit.</E>The minimum deposit required to open the account, if it is greater than the minimum balance necessary to obtain the advertised annual percentage yield.</P>
                <P>(5)<E T="03">Effect of fees.</E>A statement that fees could reduce the earnings on the account.</P>
                <P>(6)<E T="03">Features of time accounts.</E>For time accounts:</P>
                <P>(i)<E T="03">Time requirements.</E>The term of the account.</P>
                <P>(ii)<E T="03">Early withdrawal penalties:</E>A statement that a penalty will or may be imposed for early withdrawal.</P>
                <P>(iii)<E T="03">Required interest payouts.</E>For noncompounding time accounts with a stated maturity greater than one year that do not compound interest on an annual or more frequent basis, that require interest payouts at least annually, and that disclose an APY determined in accordance with section E of Appendix A of this part, a statement that interest cannot remain on deposit and that payout of interest is mandatory.</P>
                <P>(d)<E T="03">Bonuses.</E>Except as provided in paragraph (e) of this section, if a bonus is stated in an advertisement, the advertisement shall state the following information, to the extent applicable, clearly and conspicuously:</P>
                <P>(1) The “annual percentage yield,” using that term;</P>
                <P>(2) The time requirement to obtain the bonus;</P>
                <P>(3) The minimum balance required to obtain the bonus;</P>
                <P>(4) The minimum balance required to open the account, if it is greater than the minimum balance necessary to obtain the bonus; and</P>
                <P>(5) When the bonus will be provided.</P>
                <P>(e)<E T="03">Exemption for certain advertisements.</E>(1)<E T="03">Certain media.</E>If an advertisement is made through one of the following media, it need not contain the information in paragraphs (c)(1), (c)(2), (c)(4), (c)(5), (c)(6)(ii), (d)(4), and (d)(5) of this section:</P>
                <P>(i) Broadcast or electronic media, such as television or radio;</P>
                <P>(ii) Outdoor media, such as billboards; or</P>
                <P>(iii) Telephone response machines.</P>
                <P>(2)<E T="03">Indoor signs.</E>(i) Signs inside the premises of a depository institution (or the premises of a deposit broker) are not subject to paragraphs (b), (c), (d) or (e)(1) of this section.</P>
                <P>(ii) If a sign exempt by paragraph (e)(2) of this section states a rate of return, it shall:</P>
                <P>(A) State the rate as an “annual percentage yield,” using that term or the term “APY.” The sign shall not state any other rate, except that the interest rate may be stated in conjunction with the annual percentage yield to which it relates.</P>
                <P>(B) Contain a statement advising consumers to contact an employee for further information about applicable fees and terms.</P>
                <P>(f)<E T="03">Additional disclosures in connection with the payment of overdrafts.</E>Institutions that promote the payment of overdrafts in an advertisement shall include in the advertisement the disclosures required by § 1030.11(b) of this part.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1030.9</SECTNO>
                <SUBJECT>Enforcement and record retention.</SUBJECT>
                <P>(a)<E T="03">Administrative enforcement.</E>Section 270 of the act (12 U.S.C. 4309) contains the provisions relating to administrative sanctions for failure to comply with the requirements of the act and this part. Compliance is enforced by the agencies listed in that section.</P>
                <P>(b) [Reserved]</P>
                <P>(c)<E T="03">Record retention.</E>A depository institution shall retain evidence of compliance with this part for a minimum of two years after the date disclosures are required to be made or action is required to be taken. The administrative agencies responsible for enforcing this part may require depository institutions under their jurisdiction to retain records for a longer period if necessary to carry out their enforcement responsibilities under section 270 of the act.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1030.10</SECTNO>
                <SUBJECT>[Reserved]</SUBJECT>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1030.11</SECTNO>
                <SUBJECT>Additional disclosure requirements for overdraft services.</SUBJECT>
                <P>(a)<E T="03">Disclosure of total fees on periodic statements.</E>(1)<E T="03">General.</E>A depository institution must separately disclose on each periodic statement, as applicable:</P>
                <P>(i) The total dollar amount for all fees or charges imposed on the account for paying checks or other items when there are insufficient or unavailable funds and the account becomes overdrawn, using the term “Total Overdraft Fees;” and</P>
                <P>(ii) The total dollar amount for all fees or charges imposed on the account for returning items unpaid.</P>
                <P>(2)<E T="03">Totals required.</E>The disclosures required by paragraph (a)(1) of this section must be provided for the statement period and for the calendar year-to-date;</P>
                <P>(3)<E T="03">Format requirements.</E>The aggregate fee disclosures required by paragraph (a) of this section must be disclosed in close proximity to fees identified under § 1030.6(a)(3), using a format substantially similar to Sample Form B-10 in Appendix B to this part.</P>
                <P>(b)<E T="03">Advertising disclosures for overdraft services.</E>(1)<E T="03">Disclosures.</E>Except as provided in paragraphs (b)(2) through (4) of this section, any advertisement promoting the payment of overdrafts shall disclose in a clear and conspicuous manner:</P>
                <P>(i) The fee or fees for the payment of each overdraft;</P>
                <P>(ii) The categories of transactions for which a fee for paying an overdraft may be imposed;</P>
                <P>(iii) The time period by which the consumer must repay or cover any overdraft; and</P>
                <P>(iv) The circumstances under which the institution will not pay an overdraft.</P>
                <P>(2)<E T="03">Communications about the payment of overdrafts not subject to additional advertising disclosures.</E>Paragraph (b)(1) of this section does not apply to:</P>
                <P>(i) An advertisement promoting a service where the institution's payment of overdrafts will be agreed upon in writing and subject to Regulation Z (12 CFR Part 1026);</P>

                <P>(ii) A communication by an institution about the payment of overdrafts in response to a consumer-initiated inquiry about deposit accounts or overdrafts. Providing information about the payment of overdrafts in<PRTPAGE P="79283"/>response to a balance inquiry made through an automated system, such as a telephone response machine, ATM, or an institution's Internet site, is not a response to a consumer-initiated inquiry for purposes of this paragraph;</P>
                <P>(iii) An advertisement made through broadcast or electronic media, such as television or radio;</P>
                <P>(iv) An advertisement made on outdoor media, such as billboards;</P>
                <P>(v) An ATM receipt;</P>
                <P>(vi) An in-person discussion with a consumer;</P>
                <P>(vii) Disclosures required by federal or other applicable law;</P>
                <P>(viii) Information included on a periodic statement or a notice informing a consumer about a specific overdrawn item or the amount the account is overdrawn;</P>
                <P>(ix) A term in a deposit account agreement discussing the institution's right to pay overdrafts;</P>
                <P>(x) A notice provided to a consumer, such as at an ATM, that completing a requested transaction may trigger a fee for overdrawing an account, or a general notice that items overdrawing an account may trigger a fee;</P>
                <P>(xi) Informational or educational materials concerning the payment of overdrafts if the materials do not specifically describe the institution's overdraft service; or</P>
                <P>(xii) An opt-out or opt-in notice regarding the institution's payment of overdrafts or provision of discretionary overdraft services.</P>
                <P>(3)<E T="03">Exception for ATM screens and telephone response machines.</E>The disclosures described in paragraphs (b)(1)(ii) and (iv) of this section are not required in connection with any advertisement made on an ATM screen or using a telephone response machine.</P>
                <P>(4)<E T="03">Exception for indoor signs.</E>Paragraph (b)(1) of this section does not apply to advertisements for the payment of overdrafts on indoor signs as described by § 1030.8(e)(2) of this part, provided that the sign contains a clear and conspicuous statement that fees may apply and that consumers should contact an employee for further information about applicable fees and terms. For purposes of this paragraph (b)(4), an indoor sign does not include an ATM screen.</P>
                <P>(c)<E T="03">Disclosure of account balances.</E>If an institution discloses balance information to a consumer through an automated system, the balance may not include additional amounts that the institution may provide to cover an item when there are insufficient or unavailable funds in the consumer's account, whether under a service provided in its discretion, a service subject to Regulation Z (12 CFR part 1026), or a service to transfer funds from another account of the consumer. The institution may, at its option, disclose additional account balances that include such additional amounts, if the institution prominently state s that any such balance includes such additional amounts and, if applicable, that additional amounts are not available for all transactions.</P>
                <HD SOURCE="HD1">Appendix A to Part 1030—Annual Percentage Yield Calculation</HD>
                <EXTRACT>
                  <P>The annual percentage yield measures the total amount of interest paid on an account based on the interest rate and the frequency of compounding. The annual percentage yield reflects only interest and does not include the value of any bonus (or other consideration worth $10 or less) that may be provided to the consumer to open, maintain, increase or renew an account. Interest or other earnings are not to be included in the annual percentage yield if such amounts are determined by circumstances that may or may not occur in the future. The annual percentage yield is expressed as an annualized rate, based on a 365-day year. Institutions may calculate the annual percentage yield based on a 365-day or a 366-day year in a leap year. Part I of this appendix discusses the annual percentage yield calculations for account disclosures and advertisements, while Part II discusses annual percentage yield earned calculations for periodic statements.</P>
                  <HD SOURCE="HD1">Part I. Annual Percentage Yield for Account Disclosures and Advertising Purposes</HD>
                  <P>In general, the annual percentage yield for account disclosures under §§ 1030.4 and 1030.5 and for advertising under § 1030.8 is an annualized rate that reflects the relationship between the amount of interest that would be earned by the consumer for the term of the account and the amount of principal used to calculate that interest. Special rules apply to accounts with tiered and stepped interest rates, and to certain time accounts with a stated maturity greater than one year.</P>
                  <HD SOURCE="HD2">A. General Rules</HD>
                  <P>Except as provided in Part I.E. of this appendix, the annual percentage yield shall be calculated by the formula shown below. Institutions shall calculate the annual percentage yield based on the actual number of days in the term of the account. For accounts without a stated maturity date (such as a typical savings or transaction account), the calculation shall be based on an assumed term of 365 days. In determining the total interest figure to be used in the formula, institutions shall assume that all principal and interest remain on deposit for the entire term and that no other transactions (deposits or withdrawals) occur during the term. This assumption shall not be used if an institution requires, as a condition of the account, that consumers withdraw interest during the term. In such a case, the interest (and annual percentage yield calculation) shall reflect that requirement. For time accounts that are offered in multiples of months, institutions may base the number of days on either the actual number of days during the applicable period, or the number of days that would occur for any actual sequence of that many calendar months. If institutions choose to use the latter rule, they must use the same number of days to calculate the dollar amount of interest earned on the account that is used in the annual percentage yield formula (where “Interest” is divided by “Principal”).</P>
                  <P>The annual percentage yield is calculated by use of the following general formula (“APY” is used for convenience in the formulas):</P>
                  
                  <FP SOURCE="FP-2">APY = 100 [(1 + Interest/Principal)(365/Days in term)−1]</FP>
                  
                  <P>“Principal” is the amount of funds assumed to have been deposited at the beginning of the account.</P>
                  <P>“Interest” is the total dollar amount of interest earned on the Principal for the term of the account.</P>
                  <P>“Days in term” is the actual number of days in the term of the account. When the “days in term” is 365 (that is, where the stated maturity is 365 days or where the account does not have a stated maturity), the annual percentage yield can be calculated by use of the following simple formula:</P>
                  <P>APY=100 (Interest/Principal)</P>
                  <HD SOURCE="HD3">Examples</HD>
                  <P>(1) If an institution pays $61.68 in interest for a 365-day year on $1,000 deposited into a NOW account, using the general formula above, the annual percentage yield is 6.17%:</P>
                  
                  <FP SOURCE="FP-2">APY = 100 [(1 + 61.68/1,000) (365/365) − 1]</FP>
                  <FP SOURCE="FP-2">APY = 6.17%</FP>
                  
                  <P>Or, using the simple formula above (since, as an account without a stated term, the term is deemed to be 365 days):</P>
                  
                  <FP SOURCE="FP-2">APY = 100 (61.68/1,000)</FP>
                  <FP SOURCE="FP-2">APY = 6.17%</FP>
                  
                  <P>(2) If an institution pays $30.37 in interest on a $1,000 six-month certificate of deposit (where the six-month period used by the institution contains 182 days), using the general formula above, the annual percentage yield is 6.18%:</P>
                  
                  <FP SOURCE="FP-2">APY = 100 [(1 + 30.37/1,000) (365/182) − 1]</FP>
                  <FP SOURCE="FP-2">APY = 6.18%</FP>
                  
                  <HD SOURCE="HD2">B. Stepped-Rate Accounts (Different Rates Apply in Succeeding Periods)</HD>
                  <P>For accounts with two or more interest rates applied in succeeding periods (where the rates are known at the time the account is opened), an institution shall assume each interest rate is in effect for the length of time provided for in the deposit contract.</P>
                  <HD SOURCE="HD3">Examples</HD>
                  <P>(1) If an institution offers a $1,000 6-month certificate of deposit on which it pays a 5% interest rate, compounded daily, for the first three months (which contain 91 days), and a 5.5% interest rate, compounded daily, for the next three months (which contain 92 days), the total interest for six months is $26.68 and, using the general formula above, the annual percentage yield is 5.39%:</P>
                  
                  <FP SOURCE="FP-2">APY = 100 [(1 + 26.68/1,000) (365/183) − 1]</FP>
                  <FP SOURCE="FP-2">APY = 5.39%</FP>
                  
                  <PRTPAGE P="79284"/>
                  <P>(2) If an institution offers a $1,000 two-year certificate of deposit on which it pays a 6% interest rate, compounded daily, for the first year, and a 6.5% interest rate, compounded daily, for the next year, the total interest for two years is $133.13, and, using the general formula above, the annual percentage yield is 6.45%:</P>
                  
                  <FP SOURCE="FP-2">APY = 100 [(1 + 133.13/1,000) (365/730) − 1]</FP>
                  <FP SOURCE="FP-2">APY = 6.45%</FP>
                  <HD SOURCE="HD2">C. Variable-Rate Accounts</HD>
                  <P>For variable-rate accounts without an introductory premium or discounted rate, an institution must base the calculation only on the initial interest rate in effect when the account is opened (or advertised), and assume that this rate will not change during the year.</P>
                  <P>Variable-rate accounts with an introductory premium (or discount) rate must be calculated like a stepped-rate account. Thus, an institution shall assume that: (1) The introductory interest rate is in effect for the length of time provided for in the deposit contract; and (2) the variable interest rate that would have been in effect when the account is opened or advertised (but for the introductory rate) is in effect for the remainder of the year. If the variable rate is tied to an index, the index-based rate in effect at the time of disclosure must be used for the remainder of the year. If the rate is not tied to an index, the rate in effect for existing consumers holding the same account (who are not receiving the introductory interest rate) must be used for the remainder of the year.</P>
                  <P>For example, if an institution offers an account on which it pays a 7% interest rate, compounded daily, for the first three months (which, for example, contain 91 days), while the variable interest rate that would have been in effect when the account was opened was 5%, the total interest for a 365-day year for a $1,000 deposit is $56.52 (based on 91 days at 7% followed by 274 days at 5%). Using the simple formula, the annual percentage yield is 5.65%:</P>
                  
                  <FP SOURCE="FP-2">APY = 100 (56.52/1,000)</FP>
                  <FP SOURCE="FP-2">APY = 5.65%</FP>
                  <HD SOURCE="HD2">D. Tiered-Rate Accounts (Different Rates Apply to Specified Balance Levels)</HD>
                  <P>For accounts in which two or more interest rates paid on the account are applicable to specified balance levels, the institution must calculate the annual percentage yield in accordance with the method described below that it uses to calculate interest. In all cases, an annual percentage yield (or a range of annual percentage yields, if appropriate) must be disclosed for each balance tier.</P>
                  <P>For purposes of the examples discussed below, assume the following:</P>
                  <GPOTABLE CDEF="s50,xs156" COLS="2" OPTS="L2,tp0,i1">
                    <TTITLE/>
                    <BOXHD>
                      <CHED H="1">Interest rate<LI>(percent)</LI>
                      </CHED>
                      <CHED H="1">Deposit balance required to earn rate</CHED>
                    </BOXHD>
                    <ROW>
                      <ENT I="01">5.25</ENT>
                      <ENT>Up to but not exceeding $2,500.</ENT>
                    </ROW>
                    <ROW>
                      <ENT I="01">5.50</ENT>
                      <ENT>Above $2,500 but not exceeding $15,000.</ENT>
                    </ROW>
                    <ROW>
                      <ENT I="01">5.75</ENT>
                      <ENT>Above $15,000.</ENT>
                    </ROW>
                  </GPOTABLE>
                  <P>
                    <E T="03">Tiering Method A.</E>Under this method, an institution pays on the full balance in the account the stated interest rate that corresponds to the applicable deposit tier. For example, if a consumer deposits $8,000, the institution pays the 5.50% interest rate on the entire $8,000.</P>
                  <P>When this method is used to determine interest, only one annual percentage yield will apply to each tier. Within each tier, the annual percentage yield will not vary with the amount of principal assumed to have been deposited.</P>
                  <P>For the interest rates and deposit balances assumed above, the institution will state three annual percentage yields—one corresponding to each balance tier. Calculation of each annual percentage yield is similar for this type of account as for accounts with a single interest rate. Thus, the calculation is based on the total amount of interest that would be received by the consumer for each tier of the account for a year and the principal assumed to have been deposited to earn that amount of interest.</P>
                  <P>
                    <E T="03">First tier.</E>Assuming daily compounding, the institution will pay $53.90 in interest on a $1,000 deposit. Using the general formula, for the first tier, the annual percentage yield is 5.39%:</P>
                  
                  <FP SOURCE="FP-2">APY = 100 [(1 + 53.90/1,000) (365/365) − 1]</FP>
                  <FP SOURCE="FP-2">APY = 5.39%</FP>
                  
                  <P>Using the simple formula:</P>
                  
                  <FP SOURCE="FP-2">APY = 100 (53.90/1,000)</FP>
                  <FP SOURCE="FP-2">APY = 5.39%</FP>
                  
                  <P>
                    <E T="03">Second tier.</E>The institution will pay $452.29 in interest on an $8,000 deposit. Thus, using the simple formula, the annual percentage yield for the second tier is 5.65%:</P>
                  
                  <FP SOURCE="FP-2">APY = 100 (452.29/8,000)</FP>
                  <FP SOURCE="FP-2">APY = 5.65%</FP>
                  
                  <P>
                    <E T="03">Third tier.</E>The institution will pay $1,183.61 in interest on a $20,000 deposit. Thus, using the simple formula, the annual percentage yield for the third tier is 5.92%:</P>
                  
                  <FP SOURCE="FP-2">APY = 100 (1,183.61/20,000)</FP>
                  <FP SOURCE="FP-2">APY = 5.92%</FP>
                  
                  <P>
                    <E T="03">Tiering Method B.</E>Under this method, an institution pays the stated interest rate only on that portion of the balance within the specified tier. For example, if a consumer deposits $8,000, the institution pays 5.25% on $2,500 and 5.50% on $5,500 (the difference between $8,000 and the first tier cut-off of $2,500).</P>
                  <P>The institution that computes interest in this manner must provide a range that shows the lowest and the highest annual percentage yields for each tier (other than for the first tier, which, like the tiers in Method A, has the same annual percentage yield throughout). The low figure for an annual percentage yield range is calculated based on the total amount of interest earned for a year assuming the minimum principal required to earn the interest rate for that tier. The high figure for an annual percentage yield range is based on the amount of interest the institution would pay on the highest principal that could be deposited to earn that same interest rate. If the account does not have a limit on the maximum amount that can be deposited, the institution may assume any amount.</P>
                  <P>For the tiering structure assumed above, the institution would state a total of five annual percentage yields—one figure for the first tier and two figures stated as a range for the other two tiers.</P>
                  <P>
                    <E T="03">First tier.</E>Assuming daily compounding, the institution would pay $53.90 in interest on a $1,000 deposit. For this first tier, using the simple formula, the annual percentage yield is 5.39%:</P>
                  
                  <FP SOURCE="FP-2">APY = 100 (53.90/1,000)</FP>
                  <FP SOURCE="FP-2">APY = 5.39%</FP>
                  
                  <P>
                    <E T="03">Second tier.</E>For the second tier, the institution would pay between $134.75 and $841.45 in interest, based on assumed balances of $2,500.01 and $15,000, respectively. For $2,500.01, interest would be figured on $2,500 at 5.25% interest rate plus interest on $.01 at 5.50%. For the low end of the second tier, therefore, the annual percentage yield is 5.39%, using the simple formula:</P>
                  
                  <FP SOURCE="FP-2">APY = 100 (134.75/2,500)</FP>
                  <FP SOURCE="FP-2">APY = 5.39%</FP>
                  
                  <P>For $15,000, interest is figured on $2,500 at 5.25% interest rate plus interest on $12,500 at 5.50% interest rate. For the high end of the second tier, the annual percentage yield, using the simple formula, is 5.61%:</P>
                  
                  <FP SOURCE="FP-2">APY = 100 (841.45/15,000)</FP>
                  <FP SOURCE="FP-2">APY = 5.61%</FP>
                  
                  <P>Thus, the annual percentage yield range for the second tier is 5.39% to 5.61%.</P>
                  <P>
                    <E T="03">Third tier.</E>For the third tier, the institution would pay $841.45 in interest on the low end of the third tier (a balance of $15,000.01). For $15,000.01, interest would be figured on $2,500 at 5.25% interest rate, plus interest on $12,500 at 5.50% interest rate, plus interest on $.01 at 5.75% interest rate. For the low end of the third tier, therefore, the annual percentage yield (using the simple formula) is 5.61%:</P>
                  
                  <FP SOURCE="FP-2">APY = 100  (841.45/15,000)</FP>
                  <FP SOURCE="FP-2">APY = 5.61%</FP>
                  

                  <P>Since the institution does not limit the account balance, it may assume any maximum amount for the purposes of computing the annual percentage yield for the high end of the third tier. For an assumed maximum balance amount of $100,000, interest would be figured on $2,500 at 5.25% interest rate, plus interest on $12,500 at 5.50% interest rate, plus interest on $85,000 at 5.75% interest rate. For the high end of the<PRTPAGE P="79285"/>third tier, therefore, the annual percentage yield, using the simple formula, is 5.87%.</P>
                  
                  <FP SOURCE="FP-2">APY = 100 (5,871.79/100,000)</FP>
                  <FP SOURCE="FP-2">APY = 5.87%</FP>
                  
                  <P>Thus, the annual percentage yield range that would be stated for the third tier is 5.61% to 5.87%.</P>
                  <P>If the assumed maximum balance amount is $1,000,000 instead of $100,000, the institution would use $985,000 rather than $85,000 in the last calculation. In that case, for the high end of the third tier the annual percentage yield, using the simple formula, is 5.91%:</P>
                  
                  <FP SOURCE="FP-2">APY = 100  (59,134.22/1,000,000)</FP>
                  <FP SOURCE="FP-2">APY = 5.91%</FP>
                  
                  <P>Thus, the annual percentage yield range that would be stated for the third tier is 5.61% to 5.91%.</P>
                  <HD SOURCE="HD2">E. Time Accounts With a Stated Maturity Greater Than One Year That Pay Interest at Least Annually</HD>
                  <P>1. For time accounts with a stated maturity greater than one year that do not compound interest on an annual or more frequent basis, and that require the consumer to withdraw interest at least annually, the annual percentage yield may be disclosed as equal to the interest rate.</P>
                  <HD SOURCE="HD3">Example</HD>
                  <P>(1) If an institution offers a $1,000 two-year certificate of deposit that does not compound and that pays out interest semi-annually by check or transfer at a 6.00% interest rate, the annual percentage yield may be disclosed as 6.00%.</P>
                  <P>(2) For time accounts covered by this paragraph that are also stepped-rate accounts, the annual percentage yield may be disclosed as equal to the composite interest rate.</P>
                  <HD SOURCE="HD3">Example</HD>
                  <P>(1) If an institution offers a $1,000 three-year certificate of deposit that does not compound and that pays out interest annually by check or transfer at a 5.00% interest rate for the first year, 6.00% interest rate for the second year, and 7.00% interest rate for the third year, the institution may compute the composite interest rate and APY as follows:</P>
                  <P>(a) Multiply each interest rate by the number of days it will be in effect;</P>
                  <P>(b) Add these figures together; and</P>
                  <P>(c) Divide by the total number of days in the term.</P>
                  <P>(2) Applied to the example, the products of the interest rates and days the rates are in effect are (5.00% × 365 days) 1825, (6.00% × 365 days) 2190, and (7.00% × 365 days) 2555, respectively. The sum of these products, 6570, is divided by 1095, the total number of days in the term. The composite interest rate and APY are both 6.00%.</P>
                  <HD SOURCE="HD1">Part II. Annual Percentage Yield Earned for Periodic Statements</HD>
                  <P>The annual percentage yield earned for periodic statements under § 1030.6(a) is an annualized rate that reflects the relationship between the amount of interest actually earned on the consumer's account during the statement period and the average daily balance in the account for the statement period. Pursuant to § 1030.6(b), however, if an institution uses the average daily balance method and calculates interest for a period other than the statement period, the annual percentage yield earned shall reflect the relationship between the amount of interest earned and the average daily balance in the account for that other period.</P>
                  <P>The annual percentage yield earned shall be calculated by using the following formulas (“APY Earned” is used for convenience in the formulas):</P>
                  <HD SOURCE="HD2">A. General Formula</HD>
                  <FP SOURCE="FP-2">APY Earned = 100 [(1 + Interest earned/Balance) (365/Days in period) − 1]</FP>
                  <FP SOURCE="FP-2">“Balance” is the average daily balance in the account for the period.</FP>
                  <FP SOURCE="FP-2">“Interest earned” is the actual amount of interest earned on the account for the period.</FP>
                  <FP SOURCE="FP-2">“Days in period” is the actual number of days for the period.</FP>
                  <HD SOURCE="HD3">Examples</HD>
                  <P>(1) Assume an institution calculates interest for the statement period (and uses either the daily balance or the average daily balance method), and the account has a balance of $1,500 for 15 days and a balance of $500 for the remaining 15 days of a 30-day statement period. The average daily balance for the period is $1,000. The interest earned (under either balance computation method) is $5.25 during the period. The annual percentage yield earned (using the formula above) is 6.58%:</P>
                  
                  <FP SOURCE="FP-2">APY Earned = 100 [(1 + 5.25/1,000) (365/30) − 1]</FP>
                  <FP SOURCE="FP-2">APY Earned = 6.58%</FP>
                  
                  <P>(2) Assume an institution calculates interest on the average daily balance for the calendar month and provides periodic statements that cover the period from the 16th of one month to the 15th of the next month. The account has a balance of $2,000 September 1 through September 15 and a balance of $1,000 for the remaining 15 days of September. The average daily balance for the month of September is $1,500, which results in $6.50 in interest earned for the month. The annual percentage yield earned for the month of September would be shown on the periodic statement covering September 16 through October 15. The annual percentage yield earned (using the formula above) is 5.40%:</P>
                  
                  <FP SOURCE="FP-2">APY Earned = 100 [(6.50/1,500) (365/30) − 1]</FP>
                  <FP SOURCE="FP-2">APY Earned = 5.40%</FP>
                  
                  <P>(3) Assume an institution calculates interest on the average daily balance for a quarter (for example, the calendar months of September through November), and provides monthly periodic statements covering calendar months. The account has a balance of $1,000 throughout the 30 days of September, a balance of $2,000 throughout the 31 days of October, and a balance of $3,000 throughout the 30 days of November. The average daily balance for the quarter is $2,000, which results in $21 in interest earned for the quarter. The annual percentage yield earned would be shown on the periodic statement for November. The annual percentage yield earned (using the formula above) is 4.28%:</P>
                  
                  <FP SOURCE="FP-2">APY Earned = 100 [(1 + 21/2,000) (365/91) − 1]</FP>
                  <FP SOURCE="FP-2">APY Earned = 4.28%</FP>
                  
                  <HD SOURCE="HD2">B. Special Formula for Use Where Periodic Statement Is Sent More Often Than the Period for Which Interest Is Compounded</HD>
                  <P>Institutions that use the daily balance method to accrue interest and that issue periodic statements more often than the period for which interest is compounded shall use the following special formula:</P>
                  <GPH DEEP="36" SPAN="3">
                    <GID>ER21DE11.035</GID>
                  </GPH>
                  <P>The following definition applies for use in this formula (all other terms are defined under Part II):</P>
                  <P>“Compounding” is the number of days in each compounding period.</P>
                  <P>Assume an institution calculates interest for the statement period using the daily balance method, pays a 5.00% interest rate, compounded annually, and provides periodic statements for each monthly cycle. The account has a daily balance of $1,000 for a 30-day statement period. The interest earned is $4.11 for the period, and the annual percentage yield earned (using the special formula above) is 5.00%:</P>
                  <GPH DEEP="34" SPAN="3">
                    <GID>ER21DE11.036</GID>
                  </GPH>
                  <PRTPAGE P="79286"/>
                  <FP SOURCE="FP-2">APY Earned = 5.00%</FP>
                </EXTRACT>
                <HD SOURCE="HD1">Appendix B to Part 1030—Model Clauses and Sample Forms</HD>
                <EXTRACT>
                  <HD SOURCE="HD1">Table of Contents</HD>
                  <CONTENTS>
                    <FP SOURCE="FP-1">B-1—Model Clauses for Account Disclosures (Section 1030.4(b))</FP>
                    <FP SOURCE="FP-1">B-2—Model Clauses for Change in Terms (Section 1030.5(a))</FP>
                    <FP SOURCE="FP-1">B-3—Model Clauses for Pre-Maturity Notices for Time Accounts (Section 1030.5(b)(2) and 1030.5(d))</FP>
                    <FP SOURCE="FP-1">B-4—Sample Form (Multiple Accounts)</FP>
                    <FP SOURCE="FP-1">B-5—Sample Form (Now Account)</FP>
                    <FP SOURCE="FP-1">B-6—Sample Form (Tiered Rate Money Market Account)</FP>
                    <FP SOURCE="FP-1">B-7—Sample Form (Certificate of Deposit)</FP>
                    <FP SOURCE="FP-1">B-8—Sample Form (Certificate of Deposit Advertisement)</FP>
                    <FP SOURCE="FP-1">B-9—Sample Form (Money Market Account Advertisement)</FP>
                    <FP SOURCE="FP-1">B-10—Sample Form (Aggregate Overdraft and Returned Item Fees)</FP>
                  </CONTENTS>
                  <HD SOURCE="HD1">B-1—Model Clauses for Account Disclosures</HD>
                  <HD SOURCE="HD2">(a) Rate Information</HD>
                  <HD SOURCE="HD3">(i) Fixed-Rate Accounts</HD>
                  <P>The interest rate on your account is __% with an annual percentage yield of __%. You will be paid this rate [for (time period)/until (date)/for at least 30 calendar days].</P>
                  <HD SOURCE="HD3">(ii) Variable-Rate Accounts</HD>
                  <P>The interest rate on your account is __% with an annual percentage yield of __%.</P>
                  <P>Your interest rate and annual percentage yield may change.</P>
                  <HD SOURCE="HD3">Determination of Rate</HD>
                  <P>The interest rate on your account is based on (name of index) [plus/minus a margin of __]; or</P>
                  <P>At our discretion, we may change the interest rate on your account.</P>
                  <HD SOURCE="HD3">Frequency of Rate Changes</HD>
                  <P>We may change the interest rate on your account [every (time period)/at any time].</P>
                  <HD SOURCE="HD3">Limitations on Rate Changes</HD>
                  <P>The interest rate for your account will never change by more than __% each (time period).</P>
                  <P>The interest rate will never be [less/more] than __%; or</P>
                  <P>The interest rate will never [exceed__% above/drop more than __% below] the interest rate initially disclosed to you.</P>
                  <HD SOURCE="HD3">(iii) Stepped-Rate Accounts</HD>
                  <P>The initial interest rate for your account is __%. You will be paid this rate [for (time period)/until (date)]. After that time, the interest rate for your account will be __%, and you will be paid this rate [for (time period)/until (date)]. The annual percentage yield for your account is __%.</P>
                  <HD SOURCE="HD3">(iv) Tiered-Rate Accounts</HD>
                  <HD SOURCE="HD3">Tiering Method A</HD>
                  <P>• If your [daily balance/average daily balance] is $__ or more, the interest rate paid on the entire balance in your account will be __% with an annual percentage yield of __%.</P>
                  <P>• If your [daily balance/average daily balance] is more than $__, but less than $__, the interest rate paid on the entire balance in your account will be __% with an annual percentage yield of __%.</P>
                  <P>• If your [daily balance/average daily balance] is $__ or less, the interest rate paid on the entire balance will be __% with an annual percentage yield of __%.</P>
                  <HD SOURCE="HD3">Tiering Method B</HD>
                  <P>• An interest rate of __% will be paid only for that portion of your [daily balance/average daily balance] that is greater than $__. The annual percentage yield for this tier will range from __% to __%, depending on the balance in the account.</P>
                  <P>• An interest rate of __% will be paid only for that portion of your [daily balance/average daily balance] that is greater than $__. The annual percentage yield for this tier will range from __% to __%, depending on the balance in the account.</P>
                  <P>• If your [daily balance/average daily balance] is $__ or less, the interest rate paid on the entire balance will be __% with an annual percentage yield of __%.</P>
                  <HD SOURCE="HD2">(b) Compounding and Crediting</HD>
                  <HD SOURCE="HD3">(i) Frequency</HD>
                  <P>Interest will be compounded [on a __ basis/every (time period)]. Interest will be credited to your account [on a __ basis/every (time period)].</P>
                  <HD SOURCE="HD3">(ii) Effect of Closing an Account</HD>
                  <P>If you close your account before interest is credited, you will not receive the accrued interest.</P>
                  <HD SOURCE="HD2">(c) Minimum Balance Requirements</HD>
                  <HD SOURCE="HD3">(i) To Open the Account</HD>
                  <P>You must deposit $__ to open this account.</P>
                  <HD SOURCE="HD3">(ii) To Avoid Imposition of Fees</HD>
                  <P>A minimum balance fee of $__ will be imposed every (time period) if the balance in the account falls below $__ any day of the (time period).</P>
                  <P>A minimum balance fee of $__ will be imposed every (time period) if the average daily balance for the (time period) falls below $__. The average daily balance is calculated by adding the principal in the account for each day of the period and dividing that figure by the number of days in the period.</P>
                  <HD SOURCE="HD3">(iii) To Obtain the Annual Percentage Yield Disclosed</HD>
                  <P>You must maintain a minimum balance of $__ in the account each day to obtain the disclosed annual percentage yield.</P>
                  <P>You must maintain a minimum average daily balance of $__ to obtain the disclosed annual percentage yield. The average daily balance is calculated by adding the principal in the account for each day of the period and dividing that figure by the number of days in the period.</P>
                  <HD SOURCE="HD2">(d) Balance Computation Method</HD>
                  <HD SOURCE="HD3">(i) Daily Balance Method</HD>
                  <P>We use the daily balance method to calculate the interest on your account. This method applies a daily periodic rate to the principal in the account each day.</P>
                  <HD SOURCE="HD3">(ii) Average Daily Balance Method</HD>
                  <P>We use the average daily balance method to calculate interest on your account. This method applies a periodic rate to the average daily balance in the account for the period. The average daily balance is calculated by adding the principal in the account for each day of the period and dividing that figure by the number of days in the period.</P>
                  <HD SOURCE="HD2">(e) Accrual of Interest on Noncash Deposits</HD>
                  <P>Interest begins to accrue no later than the business day we receive credit for the deposit of noncash items (for example, checks); or</P>
                  <P>Interest begins to accrue on the business day you deposit noncash items (for example, checks).</P>
                  <HD SOURCE="HD2">(f) Fees</HD>
                  <P>The following fees may be assessed against your account:</P>
                  
                  <FP>__$__</FP>
                  <FP>__$__</FP>
                  <FP>__$__</FP>
                  <FP>__(<E T="03">conditions for imposing fee</E>) $__</FP>
                  <FP>__% of __.</FP>
                  <HD SOURCE="HD2">(g) Transaction Limitations</HD>
                  <P>The minimum amount you may [withdraw/write a check for] is $__.</P>
                  <P>You may make __ [deposits into/withdrawals from] your account each (time period).</P>
                  <P>You may not make [deposits into/withdrawals from] your account until the maturity date.</P>
                  <HD SOURCE="HD2">(h) Disclosures Relating to Time Accounts</HD>
                  <HD SOURCE="HD3">(i) Time Requirements</HD>
                  <P>Your account will mature on (date).</P>
                  <P>Your account will mature in (time period).</P>
                  <HD SOURCE="HD3">(ii) Early Withdrawal Penalties</HD>
                  <P>We [will/may] impose a penalty if you withdraw [any/all] of the [deposited funds/principal] before the maturity date. The fee imposed will equal __ days/week[s]/month[s] of interest; or</P>
                  <P>We [will/may] impose a penalty of $__ if you withdraw [any/all] of the [deposited funds/principal] before the maturity date.</P>
                  <P>If you withdraw some of your funds before maturity, the interest rate for the remaining funds in your account will be __% with an annual percentage yield of __%.</P>
                  <HD SOURCE="HD3">(iii) Withdrawal of Interest Prior to Maturity</HD>
                  <P>The annual percentage yield assumes interest will remain on deposit until maturity. A withdrawal will reduce earnings.</P>
                  <HD SOURCE="HD3">(iv) Renewal Policies</HD>
                  <HD SOURCE="HD3">(1) Automatically Renewable Time Accounts</HD>
                  <P>This account will automatically renew at maturity.</P>
                  <P>You will have [__ calendar/business] days after the maturity date to withdraw funds without penalty; or</P>
                  <P>There is no grace period following the maturity of this account to withdraw funds without penalty.</P>
                  <HD SOURCE="HD3">(2) Non-Automatically Renewable Time Accounts</HD>

                  <P>This account will not renew automatically at maturity. If you do not renew the account,<PRTPAGE P="79287"/>your deposit will be placed in [an interest-bearing/a noninterest-bearing] account.</P>
                  <HD SOURCE="HD3">(v) Required Interest Distribution</HD>
                  <P>This account requires the distribution of interest and does not allow interest to remain in the account.</P>
                  <HD SOURCE="HD2">(i) Bonuses</HD>
                  <P>You will [be paid/receive] [$__/(description of item)] as a bonus [when you open the account/on (date) __].s</P>
                  <P>You must maintain a minimum [daily balance/average daily balance] of $__ to obtain the bonus.</P>
                  <P>To earn the bonus, [$__/your entire principal] must remain on deposit [for (time period)/until (date)__].</P>
                  <HD SOURCE="HD1">B-2—Model Clauses for Change in Terms</HD>
                  <P>On (date), the cost of (type of fee) will increase to $__.</P>
                  <P>On (date), the interest rate on your account will decrease to __% with an annual percentage yield of __%.</P>
                  <P>On (date), the minimum [daily balance/average daily balance] required to avoid imposition of a fee will increase to $__.</P>
                  <HD SOURCE="HD1">B-3—Model Clauses for Pre-Maturity Notices for Time Accounts</HD>
                  <HD SOURCE="HD2">(a) Automatically Renewable Time Accounts With Maturities of One Year or Less But Longer Than One Month</HD>
                  <P>Your account will mature on (date).</P>
                  <P>If the account renews, the new maturity date will be (date).</P>
                  <P>The interest rate for the renewed account will be __% with an annual percentage yield of __%; or</P>
                  <P>The interest rate and annual percentage yield have not yet been determined. They will be available on (date). Please call (phone number) to learn the interest rate and annual percentage yield for your new account.</P>
                  <HD SOURCE="HD2">(b) Non-Automatically Renewable Time Accounts With Maturities Longer Than One Year</HD>
                  <P>Your account will mature on (date).</P>
                  <P>If you do not renew the account, interest [will/will not] be paid after maturity.</P>
                </EXTRACT>
                <BILCOD>BILLING CODE 4810-AM-P</BILCOD>
                <GPH DEEP="623" SPAN="3">
                  <PRTPAGE P="79288"/>
                  <GID>ER21DE11.037</GID>
                </GPH>
                <GPH DEEP="640" SPAN="3">
                  <PRTPAGE P="79289"/>
                  <GID>ER21DE11.038</GID>
                </GPH>
                <GPH DEEP="625" SPAN="3">
                  <PRTPAGE P="79290"/>
                  <GID>ER21DE11.039</GID>
                </GPH>
                <GPH DEEP="624" SPAN="3">
                  <PRTPAGE P="79291"/>
                  <GID>ER21DE11.040</GID>
                </GPH>
                <GPH DEEP="608" SPAN="3">
                  <PRTPAGE P="79292"/>
                  <GID>ER21DE11.041</GID>
                </GPH>
                <GPH DEEP="640" SPAN="3">
                  <PRTPAGE P="79293"/>
                  <GID>ER21DE11.042</GID>
                </GPH>
                <GPH DEEP="604" SPAN="3">
                  <PRTPAGE P="79294"/>
                  <GID>ER21DE11.043</GID>
                </GPH>
                <GPH DEEP="627" SPAN="3">
                  <PRTPAGE P="79295"/>
                  <GID>ER21DE11.044</GID>
                </GPH>
                <GPH DEEP="619" SPAN="3">
                  <PRTPAGE P="79296"/>
                  <GID>ER21DE11.045</GID>
                </GPH>
                <BILCOD>BILLING CODE 4810-AM-C</BILCOD>
                
                <PRTPAGE P="79297"/>
                <HD SOURCE="HD1">Appendix C to Part 1030—Effect on State Laws</HD>
                <EXTRACT>
                  <HD SOURCE="HD1">(a) Inconsistent Requirements</HD>
                  <P>State law requirements that are inconsistent with the requirements of the act and this part are preempted to the extent of the inconsistency. A state law is inconsistent if it requires a depository institution to make disclosures or take actions that contradict the requirements of the federal law. A state law is also contradictory if it requires the use of the same term to represent a different amount or a different meaning than the federal law, requires the use of a term different from that required in the federal law to describe the same item, or permits a method of calculating interest on an account different from that required in the federal law.</P>
                  <HD SOURCE="HD1">(b) Preemption Determinations</HD>

                  <P>A depository institution, state, or other interested party may request the Bureau to determine whether a state law requirement is inconsistent with the federal requirements. A request for a determination shall be in writing and addressed to the Bureau of Consumer Financial Protection, 1700 G Street NW., Washington, DC 20006. Notice that the Bureau intends to make a determination (either on request or on its own motion) will be published in the<E T="04">Federal Register</E>, with an opportunity for public comment unless the Bureau finds that notice and opportunity for comment would be impracticable, unnecessary, or contrary to the public interest and publishes its reasons for such decision. Notice of a final determination will be published in the<E T="04">Federal Register</E>and furnished to the party who made the request and to the appropriate state official.</P>
                  <HD SOURCE="HD1">(c) Effect of Preemption Determinations</HD>
                  <P>After the Bureau determines that a state law is inconsistent, a depository institution may not make disclosures using the inconsistent term or take actions relying on the inconsistent law.</P>
                  <HD SOURCE="HD1">(d) Reversal of Determination</HD>

                  <P>The Bureau reserves the right to reverse a determination for any reason bearing on the coverage or effect of state or federal law. Notice of reversal of a determination will be published in the<E T="04">Federal Register</E>and a copy furnished to the appropriate state official.</P>
                </EXTRACT>
                <HD SOURCE="HD1">Appendix D to Part 1030—Issuance of Official Interpretations</HD>
                <EXTRACT>
                  <P>Except in unusual circumstances, interpretations will not be issued separately but will be incorporated in an official commentary to this part, which will be amended periodically. No interpretations will be issued approving depository institutions' forms, statements, or calculation tools or methods.</P>
                </EXTRACT>
                <HD SOURCE="HD1">Supplement I to Part 1030—Official Interpretations</HD>
                <EXTRACT>
                  <HD SOURCE="HD1">Introduction</HD>
                  <P>1.<E T="03">Official status.</E>This commentary is the means by which the Bureau of Consumer Financial Protection issues official interpretations of Regulation DD.</P>
                  <HD SOURCE="HD2">Section 1030.1 Authority, purpose, coverage, and effect on state laws</HD>
                  <HD SOURCE="HD3">(c) Coverage</HD>
                  <P>1.<E T="03">Foreign applicability.</E>Regulation DD applies to all depository institutions, except credit unions, that offer deposit accounts to residents (including resident aliens) of any state as defined in § 1030.2(r). Accounts held in an institution located in a state are covered, even if funds are transferred periodically to a location outside the United States. Accounts held in an institution located outside the United States are not covered, even if held by a U.S. resident.</P>
                  <P>2.<E T="03">Persons who advertise accounts.</E>Persons who advertise accounts are subject to the advertising rules. For example, if a deposit broker places an advertisement offering consumers an interest in an account at a depository institution, the advertising rules apply to the advertisement, whether the account is to be held by the broker or directly by the consumer.</P>
                  <HD SOURCE="HD2">Section 1030.2—Definitions</HD>
                  <P>(a) Account.</P>
                  <P>1.<E T="03">Covered accounts.</E>Examples of accounts subject to the regulation are:</P>
                  <P>i. Interest-bearing and noninterest-bearing accounts.</P>
                  <P>ii. Deposit accounts opened as a condition of obtaining a credit card.</P>
                  <P>iii. Accounts denominated in a foreign currency.</P>
                  <P>iv. Individual retirement accounts (IRAs) and simplified employee pension (SEP) accounts.</P>
                  <P>v. Payable on death (POD) or “Totten trust” accounts.</P>
                  <P>2.<E T="03">Other accounts.</E>Examples of accounts not subject to the regulation are:</P>
                  <P>i. Mortgage escrow accounts for collecting taxes and property insurance premiums.</P>
                  <P>ii. Accounts established to make periodic disbursements on construction loans.</P>
                  <P>iii. Trust accounts opened by a trustee pursuant to a formal written trust agreement (not merely declarations of trust on a signature card such as a “Totten trust,” or an IRA and SEP account).</P>
                  <P>iv. Accounts opened by an executor in the name of a decedent's estate.</P>
                  <P>3.<E T="03">Other investments.</E>The term “account” does not apply to all products of a depository institution. Examples of products not covered are:</P>
                  <P>i. Government securities.</P>
                  <P>ii. Mutual funds.</P>
                  <P>iii. Annuities.</P>
                  <P>iv. Securities or obligations of a depository institution.</P>
                  <P>v. Contractual arrangements such as repurchase agreements, interest rate swaps, and bankers acceptances.</P>
                  <P>(b) Advertisement.</P>
                  <P>1.<E T="03">Covered messages.</E>Advertisements include commercial messages in visual, oral, or print media that invite, offer, or otherwise announce generally to prospective customers the availability of consumer accounts—such as:</P>
                  <P>i. Telephone solicitations.</P>
                  <P>ii. Messages on automated teller machine (ATM) screens.</P>
                  <P>iii. Messages on a computer screen in an institution's lobby (including any printout) other than a screen viewed solely by the institution's employee.</P>
                  <P>iv. Messages in a newspaper, magazine, or promotional flyer or on radio.</P>
                  <P>v. Messages that are provided along with information about the consumer's existing account and that promote another account at the institution.</P>
                  <P>2.<E T="03">Other messages.</E>Examples of messages that are not advertisements are:</P>
                  <P>i. Rate sheets in a newspaper, periodical, or trade journal (unless the depository institution, or a deposit broker offering accounts at the institution, pays a fee for or otherwise controls publication).</P>
                  <P>ii. In-person discussions with consumers about the terms for a specific account.</P>
                  <P>iii. For purposes of § 1030.8(b) of this part through § 1030.8(e) of this part, information given to consumers about existing accounts, such as current rates recorded on a voice-response machine or notices for automatically renewable time account sent before renewal.</P>
                  <P>iv. Information about a particular transaction in an existing account.</P>
                  <P>v. Disclosures required by federal or other applicable law.</P>
                  <P>vi. A deposit account agreement.</P>
                  <P>
                    <E T="03">(f) Bonus.</E>
                  </P>
                  <P>1.<E T="03">Examples.</E>Bonuses include items of value, other than interest, offered as incentives to consumers, such as an offer to pay the final installment deposit for a holiday club account. Items that are not a bonus include discount coupons for goods or services at restaurants or stores.</P>
                  <P>2.<E T="03">De minimis rule.</E>Items with a<E T="03">de minimis</E>value of $10 or less are not bonuses. Institutions may rely on the valuation standard used by the Internal Revenue Service to determine if the value of the item is<E T="03">de minimis.</E>Examples of items of<E T="03">de minimis</E>value are:</P>
                  <P>i. Disability insurance premiums valued at an amount of $10 or less per year.</P>
                  <P>ii. Coffee mugs, T-shirts or other merchandise with a market value of $10 or less.</P>
                  <P>3.<E T="03">Aggregation.</E>In determining if an item valued at $10 or less is a bonus, institutions must aggregate per account per calendar year items that may be given to consumers. In making this determination, institutions aggregate per account only the market value of items that may be given for a specific promotion. To illustrate, assume an institution offers in January to give consumers an item valued at $7 for each calendar quarter during the year that the average account balance in a negotiable order of withdrawal (NOW) account exceeds $10,000. The bonus rules are triggered, since consumers are eligible under the promotion to receive up to $28 during the year. However, the bonus rules are not triggered if an item valued at $7 is offered to consumers opening a NOW account during the month of January, even though in November the institution introduces a new promotion that includes, for example, an offer to existing NOW account holders for an item valued at $8 for maintaining an average balance of $5,000 for the month.</P>
                  <P>4.<E T="03">Waiver or reduction of a fee or absorption of expenses.</E>Bonuses do not<PRTPAGE P="79298"/>include value that consumers receive through the waiver or reduction of fees (even if the fees waived exceed $10) for banking-related services such as the following:</P>
                  <P>i. A safe deposit box rental fee for consumers who open a new account.</P>
                  <P>ii. Fees for travelers checks for account holders.</P>
                  <P>iii. Discounts on interest rates charged for loans at the institution.</P>
                  <P>
                    <E T="03">(h) Consumer.</E>
                  </P>
                  <P>1.<E T="03">Professional capacity.</E>Examples of accounts held by a natural person in a professional capacity for another are attorney-client trust accounts and landlord-tenant security accounts.</P>
                  <P>2.<E T="03">Other accounts.</E>Accounts not held in a professional capacity include accounts held by an individual for a child under the Uniform Gifts to Minors Act.</P>
                  <P>3.<E T="03">Sole proprietors.</E>Accounts held by individuals as sole proprietors are not covered.</P>
                  <P>4.<E T="03">Retirement plans.</E>IRAs and SEP accounts are consumer accounts to the extent that funds are invested in covered accounts. Keogh accounts are not subject to the regulation.</P>
                  <P>
                    <E T="03">(j) Depository institution and institution.</E>
                  </P>
                  <P>1.<E T="03">Foreign institutions.</E>Branches of foreign institutions located in the United States are subject to the regulation if they offer deposit accounts to consumers. Edge Act and Agreement corporations, and agencies of foreign institutions, are not depository institutions for purposes of this part.</P>
                  <P>
                    <E T="03">(k) Deposit broker.</E>
                  </P>
                  <P>1.<E T="03">General.</E>A deposit broker is a person who is in the business of placing or facilitating the placement of deposits in an institution, as defined by the Federal Deposit Insurance Act (12 U.S.C. 29(g)).</P>
                  <P>
                    <E T="03">(n) Interest.</E>
                  </P>
                  <P>1.<E T="03">Relation to bonuses.</E>Bonuses are not interest for purposes of this part.</P>
                  <P>
                    <E T="03">(p) Passbook savings account.</E>
                  </P>
                  <P>1.<E T="03">Relation to Regulation E.</E>Passbook savings accounts include accounts accessed by preauthorized electronic fund transfers to the account (as defined in 12 CFR 1005.2(j)), such as an account that receives direct deposit of social security payments. Accounts permitting access by other electronic means are not “passbook saving accounts” and must comply with the requirements of § 1030.6 if statements are sent four or more times a year.</P>
                  <P>
                    <E T="03">(q) Periodic statement.</E>
                  </P>
                  <P>1.<E T="03">Examples.</E>Periodic statements do not include:</P>
                  <P>i. Additional statements provided solely upon request.</P>
                  <P>ii. General service information such as a quarterly newsletter or other correspondence describing available services and products.</P>
                  <P>
                    <E T="03">(t) Tiered-rate account.</E>
                  </P>
                  <P>1.<E T="03">Time accounts.</E>Time accounts paying different rates based solely on the amount of the initial deposit are not tiered-rate accounts.</P>
                  <P>2.<E T="03">Minimum balance requirements.</E>A requirement to maintain a minimum balance to earn interest does not make an account a tiered-rate account.</P>
                  <P>
                    <E T="03">(u) Time account.</E>
                  </P>
                  <P>1.<E T="03">Club accounts.</E>Although club accounts typically have a maturity date, they are not time accounts unless they also require a penalty of at least seven days' interest for withdrawals during the first six days after the account is opened.</P>
                  <P>2.<E T="03">Relation to Regulation D.</E>Regulation D of the Board of Governors of the Federal Reserve System (12 CFR part 204) permits in limited circumstances the withdrawal of funds without penalty during the first six days after a “time deposit” is opened. (See 12 CFR 204.2(c)(1)(i).) But the fact that a consumer makes a withdrawal as permitted by Regulation D does not disqualify the account from being a time account for purposes of this part.</P>
                  <P>
                    <E T="03">(v) Variable-rate account.</E>
                  </P>
                  <P>1.<E T="03">General.</E>A certificate of deposit permitting one or more rate adjustments prior to maturity at the consumer's option is a variable-rate account.</P>
                  <HD SOURCE="HD2">Section 1030.3—General Disclosure Requirements</HD>
                  <P>
                    <E T="03">(a) Form.</E>
                  </P>
                  <P>1.<E T="03">Design requirements.</E>Disclosures must be presented in a format that allows consumers to readily understand the terms of their account. Institutions are not required to use a particular type size or typeface, nor are institutions required to state any term more conspicuously than any other term. Disclosures may be made:</P>
                  <P>i. In any order.</P>
                  <P>ii. In combination with other disclosures or account terms.</P>
                  <P>iii. In combination with disclosures for other types of accounts, as long as it is clear to consumers which disclosures apply to their account.</P>
                  <P>iv. On more than one page and on the front and reverse sides.</P>
                  <P>v. By using inserts to a document or filling in blanks.</P>
                  <P>vi. On more than one document, as long as the documents are provided at the same time.</P>
                  <P>2.<E T="03">Consistent terminology.</E>Institutions must use consistent terminology to describe terms or features required to be disclosed. For example, if an institution describes a monthly fee (regardless of account activity) as a “monthly service fee” in account-opening disclosures, the periodic statement and change-in-term notices must use the same terminology so that consumers can readily identify the fee.</P>
                  <P>
                    <E T="03">(b) General.</E>
                  </P>
                  <P>1.<E T="03">Specificity of legal obligation.</E>Institutions may refer to the calendar month or to roughly equivalent intervals during a calendar year as a “month.”</P>
                  <P>
                    <E T="03">(c) Relation to Regulation E.</E>
                  </P>
                  <P>1.<E T="03">General rule.</E>Compliance with Regulation E (12 CFR Part 1005) is deemed to satisfy the disclosure requirements of this part, such as when:</P>
                  <P>i. An institution changes a term that triggers a notice under Regulation E, and uses the timing and disclosure rules of Regulation E for sending change-in-term notices.</P>
                  <P>ii. Consumers add an ATM access feature to an account, and the institution provides disclosures pursuant to Regulation E, including disclosure of fees (see 12 CFR 1005.7.)</P>
                  <P>iii. An institution complying with the timing rules of Regulation E discloses at the same time fees for electronic services (such as for balance inquiry fees at ATMs) required to be disclosed by this part but not by Regulation E.</P>
                  <P>iv. An institution relies on Regulation E's rules regarding disclosure of limitations on the frequency and amount of electronic fund transfers, including security-related exceptions. But any limitations on “intra-institutional transfers” to or from the consumer's other accounts during a given time period must be disclosed, even though intra-institutional transfers are exempt from Regulation E.</P>
                  <P>
                    <E T="03">(e) Oral response to inquiries.</E>
                  </P>
                  <P>1.<E T="03">Application of rule.</E>Institutions are not required to provide rate information orally.</P>
                  <P>2.<E T="03">Relation to advertising.</E>The advertising rules do not cover an oral response to a question about rates.</P>
                  <P>3.<E T="03">Existing accounts.</E>This paragraph does not apply to oral responses about rate information for existing accounts. For example, if a consumer holding a one-year certificate of deposit (CD) requests interest rate information about the CD during the term, the institution need not disclose the annual percentage yield.</P>
                  <P>
                    <E T="03">(f) Rounding and accuracy rules for rates and yields</E>
                  </P>
                  <P>
                    <E T="03">(f)(1) Rounding.</E>
                  </P>
                  <P>1.<E T="03">Permissible rounding.</E>Examples of permissible rounding are an annual percentage yield calculated to be 5.644%, rounded down and disclosed as 5.64%; 5.645% rounded up and disclosed as 5.65%.</P>
                  <P>
                    <E T="03">(f)(2) Accuracy.</E>
                  </P>
                  <P>1.<E T="03">Annual percentage yield and annual percentage yield earned.</E>The tolerance for annual percentage yield and annual percentage yield earned calculations is designed to accommodate inadvertent errors. Institutions may not purposely incorporate the tolerance into their calculation of yields.</P>
                  <HD SOURCE="HD2">Section 1030.4—Account Disclosures</HD>
                  <P>
                    <E T="03">(a) Delivery of account disclosures.</E>
                  </P>
                  <P>
                    <E T="03">(a)(1) Account opening.</E>
                  </P>
                  <P>1.<E T="03">New accounts.</E>New account disclosures must be provided when:</P>
                  <P>i. A time account that does not automatically rollover is renewed by a consumer.</P>
                  <P>ii. A consumer changes a term for a renewable time account (see comment 5(b)-5 regarding disclosure alternatives.)</P>
                  <P>iii. An institution transfers funds from an account to open a new account not at the consumer's request, unless the institution previously gave account disclosures and any change-in-term notices for the new account.</P>
                  <P>iv. An institution accepts a deposit from a consumer to an account that the institution had deemed closed for the purpose of treating accrued but uncredited interest as forfeited interest (see comment 7(b)-3.)</P>
                  <P>2.<E T="03">Acquired accounts.</E>New account disclosures need not be given when an institution acquires an account through an acquisition of or merger with another institution (but see § 1030.5(a) of this part regarding advance notice requirements if terms are changed).</P>
                  <P>
                    <E T="03">(a)(2) Requests.</E>
                  </P>
                  <P>
                    <E T="03">Paragraph (a)(2)(i).</E>
                  </P>
                  <P>1.<E T="03">Inquiries versus requests.</E>A response to an oral inquiry (by telephone or in person)<PRTPAGE P="79299"/>about rates and yields or fees does not trigger the duty to provide account disclosures. But when consumers ask for written information about an account (whether by telephone, in person, or by other means), the institution must provide disclosures unless the account is no longer offered to the public.</P>
                  <P>2.<E T="03">General requests.</E>When responding to a consumer's general request for disclosures about a type of account (a NOW account, for example), an institution that offers several variations may provide disclosures for any one of them.</P>
                  <P>3.<E T="03">Timing for response.</E>Ten business days is a reasonable time for responding to requests for account information that consumers do not make in person, including requests made by electronic means (such as by electronic mail).</P>
                  <P>4.<E T="03">Use of electronic means.</E>If a consumer who is not present at the institution makes a request for account disclosures, including a request made by telephone, email, or via the institution's Web site, the institution may send the disclosures in paper form or, if the consumer agrees, may provide the disclosures electronically, such as to an email address that the consumer provides for that purpose, or on the institution's Web site, without regard to the consumer consent or other provisions of the E-Sign Act. The regulation does not require an institution to provide, nor a consumer to agree to receive, the disclosures required by § 1030.4(a)(2) in electronic form.</P>
                  <P>
                    <E T="03">Paragraph (a)(2)(ii)(A).</E>
                  </P>
                  <P>1.<E T="03">Recent rates.</E>Institutions comply with this paragraph if they disclose an interest rate and annual percentage yield accurate within the seven calendar days preceding the date they send the disclosures.</P>
                  <P>
                    <E T="03">Paragraph (a)(2)(ii)(B).</E>
                  </P>
                  <P>1.<E T="03">Term.</E>Describing the maturity of a time account as “1 year” or “6 months,” for example, illustrates a statement of the maturity of a time account as a term rather than a date (“January 10, 1995”).</P>
                  <P>
                    <E T="03">(b) Content of account disclosures.</E>
                  </P>
                  <P>
                    <E T="03">(b)(1) Rate information.</E>
                  </P>
                  <P>
                    <E T="03">(b)(1)(i) Annual percentage yield and interest rate.</E>
                  </P>
                  <P>1.<E T="03">Rate disclosures.</E>In addition to the interest rate and annual percentage yield, institutions may disclose a periodic rate corresponding to the interest rate. No other rate or yield (such as “tax effective yield”) is permitted. If the annual percentage yield is the same as the interest rate, institutions may disclose a single figure but must use both terms.</P>
                  <P>2.<E T="03">Fixed-rate accounts.</E>For fixed-rate time accounts paying the opening rate until maturity, institutions may disclose the period of time the interest rate will be in effect by stating the maturity date. (See Appendix B, B-7—Sample Form.) For other fixed-rate accounts, institutions may use a date (“This rate will be in effect through May 4, 1995”) or a period (“This rate will be in effect for at least 30 days”).</P>
                  <P>3.<E T="03">Tiered-rate accounts.</E>Each interest rate, along with the corresponding annual percentage yield for each specified balance level (or range of annual percentage yields, if appropriate), must be disclosed for tiered-rate accounts. (See Appendix A, Part I, Paragraph D.)</P>
                  <P>4.<E T="03">Stepped-rate accounts.</E>A single composite annual percentage yield must be disclosed for stepped-rate accounts. (See Appendix A, Part I, Paragraph B.) The interest rates and the period of time each will be in effect also must be provided. When the initial rate offered for a specified time on a variable-rate account is higher or lower than the rate that would otherwise be paid on the account, the calculation of the annual percentage yield must be made as if for a stepped-rate account. (See Appendix A, Part I, Paragraph C.)</P>
                  <P>
                    <E T="03">(b)(1)(ii) Variable rates.</E>
                  </P>
                  <P>
                    <E T="03">Paragraph (b)(1)(ii)(B).</E>
                  </P>
                  <P>1.<E T="03">Determining interest rates.</E>To disclose how the interest rate is determined, institutions must:</P>
                  <P>i. Identify the index and specific margin, if the interest rate is tied to an index.</P>
                  <P>ii. State that rate changes are within the institution's discretion, if the institution does not tie changes to an index.</P>
                  <P>
                    <E T="03">Paragraph (b)(1)(ii)(C).</E>
                  </P>
                  <P>1.<E T="03">Frequency of rate changes.</E>An institution reserving the right to change rates at its discretion must state the fact that rates may change at any time.</P>
                  <P>
                    <E T="03">Paragraph (b)(1)(ii)(D).</E>
                  </P>
                  <P>1.<E T="03">Limitations.</E>A floor or ceiling on rates or on the amount the rate may decrease or increase during any time period must be disclosed. Institutions need not disclose the absence of limitations on rate changes.</P>
                  <P>
                    <E T="03">(b)(2) Compounding and crediting.</E>
                  </P>
                  <P>
                    <E T="03">(b)(2)(ii) Effect of closing an account.</E>
                  </P>
                  <P>1.<E T="03">Deeming an account closed.</E>An institution may, subject to state or other law, provide in its deposit contracts the actions by consumers that will be treated as closing the account and that will result in the forfeiture of accrued but uncredited interest. An example is the withdrawal of all funds from the account prior to the date that interest is credited.</P>
                  <P>
                    <E T="03">(b)(3) Balance information.</E>
                  </P>
                  <P>
                    <E T="03">(b)(3)(ii) Balance computation method.</E>
                  </P>
                  <P>1.<E T="03">Methods and periods.</E>Institutions may use different methods or periods to calculate minimum balances for purposes of imposing a fee (the daily balance for a calendar month, for example) and accruing interest (the average daily balance for a statement period, for example). Each method and corresponding period must be disclosed.</P>
                  <P>
                    <E T="03">(b)(3)(iii) When interest begins to accrue.</E>
                  </P>
                  <P>1.<E T="03">Additional information.</E>Institutions may disclose additional information such as the time of day after which deposits are treated as having been received the following business day, and may use additional descriptive terms such as “ledger” or “collected” balances to disclose when interest begins to accrue.</P>
                  <P>
                    <E T="03">(b)(4) Fees.</E>
                  </P>
                  <P>1.<E T="03">Covered fees.</E>The following are types of fees that must be disclosed:</P>
                  <P>i. Maintenance fees, such as monthly service fees.</P>
                  <P>ii. Fees to open or to close an account.</P>
                  <P>iii. Fees related to deposits or withdrawals, such as fees for use of the institution's ATMs.</P>
                  <P>iv. Fees for special services, such as stop-payment fees, fees for balance inquiries or verification of deposits, fees associated with checks returned unpaid, and fees for regularly sending to consumers checks that otherwise would be held by the institution.</P>
                  <P>2.<E T="03">Other fees.</E>Institutions need not disclose fees such as the following:</P>
                  <P>i. Fees for services offered to account and nonaccount holders alike, such as travelers checks and wire transfers (even if different amounts are charged to account and nonaccount holders).</P>
                  <P>ii. Incidental fees, such as fees associated with state escheat laws, garnishment or attorneys fees, and fees for photocopying.</P>
                  <P>3.<E T="03">Amount of fees.</E>Institutions must state the amount and conditions under which a fee may be imposed. Naming and describing the fee (such as “$4.00 monthly service fee”) will typically satisfy these requirements.</P>
                  <P>4.<E T="03">Tied-accounts.</E>Institutions must state if fees that may be assessed against an account are tied to other accounts at the institution. For example, if an institution ties the fees payable on a NOW account to balances held in the NOW account and a savings account, the NOW account disclosures must state that fact and explain how the fee is determined.</P>
                  <P>5.<E T="03">Fees for overdrawing an account.</E>Under § 1030.4(b)(4) of this part, institutions must disclose the conditions under which a fee may be imposed. In satisfying this requirement institutions must specify the categories of transactions for which an overdraft fee may be imposed. An exhaustive list of transactions is not required. It is sufficient for an institution to state that the fee applies to overdrafts “created by check, in-person withdrawal, ATM withdrawal, or other electronic means,” as applicable. Disclosing a fee “for overdraft items” would not be sufficient.</P>
                  <P>
                    <E T="03">(b)(5) Transaction limitations.</E>
                  </P>
                  <P>1.<E T="03">General rule.</E>Examples of limitations on the number or dollar amount of deposits or withdrawals that institutions must disclose are:</P>
                  <P>i. Limits on the number of checks that may be written on an account within a given time period.</P>
                  <P>ii. Limits on withdrawals or deposits during the term of a time account.</P>
                  <P>iii. Limitations required by Regulation D of the Board of Governors of the Federal Reserve System (12 CFR part 204) on the number of withdrawals permitted from money market deposit accounts by check to third parties each month. Institutions need not disclose reservations of right to require notices for withdrawals from accounts required by federal or state law.</P>
                  <P>
                    <E T="03">(b)(6) Features of time accounts.</E>
                  </P>
                  <P>
                    <E T="03">(b)(6)(i) Time requirements.</E>
                  </P>
                  <P>1.<E T="03">“Callable” time accounts.</E>In addition to the maturity date, an institution must state the date or the circumstances under which it may redeem a time account at the institution's option (a “callable” time account).</P>
                  <P>
                    <E T="03">(b)(6)(ii) Early withdrawal penalties.</E>
                  </P>
                  <P>1.<E T="03">General.</E>The term “penalty” may but need not be used to describe the loss of interest that consumers may incur for early withdrawal of funds from time accounts.</P>
                  <P>2.<E T="03">Examples.</E>Examples of early withdrawal penalties are:</P>

                  <P>i. Monetary penalties, such as “$10.00” or “seven days' interest plus accrued but uncredited interest.”<PRTPAGE P="79300"/>
                  </P>
                  <P>ii. Adverse changes to terms such as a lowering of the interest rate, annual percentage yield, or compounding frequency for funds remaining on deposit.</P>
                  <P>iii. Reclamation of bonuses.</P>
                  <P>3.<E T="03">Relation to rules for IRAs or similar plans.</E>Penalties imposed by the Internal Revenue Code for certain withdrawals from IRAs or similar pension or savings plans are not early withdrawal penalties for purposes of this part.</P>
                  <P>4.<E T="03">Disclosing penalties.</E>Penalties may be stated in months, whether institutions assess the penalty using the actual number of days during the period or using another method such as a number of days that occurs in any actual sequence of the total calendar months involved. For example, stating “one month's interest” is permissible, whether the institution assesses 30 days' interest during the month of April, or selects a time period between 28 and 31 days for calculating the interest for all early withdrawals regardless of when the penalty is assessed.</P>
                  <P>
                    <E T="03">(b)(6)(iv) Renewal policies.</E>
                  </P>
                  <P>1.<E T="03">Rollover time accounts.</E>Institutions offering a grace period on time accounts that automatically renew need not state whether interest will be paid if the funds are withdrawn during the grace period.</P>
                  <P>2.<E T="03">Nonrollover time accounts.</E>Institutions paying interest on funds following the maturity of time accounts that do not renew automatically need not state the rate (or annual percentage yield) that may be paid. (See Appendix B, Model Clause B-1(h)(iv)(2).)</P>
                  <HD SOURCE="HD2">Section 1030.5—Subsequent Disclosures</HD>
                  <P>
                    <E T="03">(a) Change in terms.</E>
                  </P>
                  <P>
                    <E T="03">(a)(1) Advance notice required.</E>
                  </P>
                  <P>1.<E T="03">Form of notice.</E>Institutions may provide a change-in-term notice on or with a periodic statement or in another mailing. If an institution provides notice through revised account disclosures, the changed term must be highlighted in some manner. For example, institutions may note that a particular fee has been changed (also specifying the new amount) or use an accompanying letter that refers to the changed term.</P>
                  <P>2.<E T="03">Effective date.</E>An example of language for disclosing the effective date of a change is “As of November 21, 1994.”</P>
                  <P>3.<E T="03">Terms that change upon the occurrence of an event.</E>An institution offering terms that will automatically change upon the occurrence of a stated event need not send an advance notice of the change provided the institution fully describes the conditions of the change in the account opening disclosures (and sends any change-in-term notices regardless of whether the changed term affects that consumer's account at that time).</P>
                  <P>4.<E T="03">Examples.</E>Examples of changes not requiring an advance change-in-terms notice are:</P>
                  <P>i. The termination of employment for consumers for whom account maintenance or activity fees were waived during their employment by the depository institution.</P>
                  <P>ii. The expiration of one year in a promotion described in the account opening disclosures to “waive $4.00 monthly service charges for one year.”</P>
                  <P>
                    <E T="03">(a)(2) No notice required.</E>
                  </P>
                  <P>
                    <E T="03">(a)(2)(ii) Check printing fees.</E>
                  </P>
                  <P>1.<E T="03">Increase in fees.</E>A notice is not required for an increase in fees for printing checks (or deposit and withdrawal slips) even if the institution adds some amount to the price charged by the vendor.</P>
                  <P>
                    <E T="03">(b) Notice before maturity for time accounts longer than one month that renew automatically.</E>
                  </P>
                  <P>1.<E T="03">Maturity dates on nonbusiness days.</E>In determining the term of a time account, institutions may disregard the fact that the term will be extended beyond the disclosed number of days because the disclosed maturity falls on a nonbusiness day. For example, a holiday or weekend may cause a “one-year” time account to extend beyond 365 days (or 366, in a leap year) or a “one-month” time account to extend beyond 31 days.</P>
                  <P>2.<E T="03">Disclosing when rates will be determined.</E>Ways to disclose when the annual percentage yield will be available include the use of:</P>
                  <P>i. A specific date, such as “October 28.”</P>
                  <P>ii. A date that is easily determinable, such as “the Tuesday before the maturity date stated on this notice” or “as of the maturity date stated on this notice.”</P>
                  <P>3.<E T="03">Alternative timing rule.</E>Under the alternative timing rule, an institution offering a 10-day grace period would have to provide the disclosures at least 10 days prior to the scheduled maturity date.</P>
                  <P>4.<E T="03">Club accounts.</E>If consumers have agreed to the transfer of payments from another account to a club time account for the next club period, the institution must comply with the requirements for automatically renewable time accounts—even though consumers may withdraw funds from the club account at the end of the current club period.</P>
                  <P>5.<E T="03">Renewal of a time account.</E>In the case of a change in terms that becomes effective if a rollover time account is subsequently renewed:</P>
                  <P>i. If the change is initiated by the institution, the disclosure requirements of this paragraph apply. (Paragraph 1030.5(a) applies if the change becomes effective prior to the maturity of the existing time account.)</P>
                  <P>ii. If the change is initiated by the consumer, the account opening disclosure requirements of § 1030.4(b) apply. (If the notice required by this paragraph has been provided, institutions may give new account disclosures or disclosures highlighting only the new term.)</P>
                  <P>6.<E T="03">Example.</E>If a consumer receives a prematurity notice on a one-year time account and requests a rollover to a six-month account, the institution must provide either account opening disclosures including the new maturity date or, if all other terms previously disclosed in the prematurity notice remain the same, only the new maturity date.</P>
                  <P>
                    <E T="03">(b)(1) Maturities of longer than one year.</E>
                  </P>
                  <P>1.<E T="03">Highlighting changed terms.</E>Institutions need not highlight terms that changed since the last account disclosures were provided.</P>
                  <P>
                    <E T="03">(c) Notice before maturity for time accounts longer than one year that do not renew automatically.</E>
                  </P>
                  <P>1.<E T="03">Subsequent account.</E>When funds are transferred following maturity of a nonrollover time account, institutions need not provide account disclosures unless a new account is established.</P>
                  <HD SOURCE="HD2">Section 1030.6—Periodic Statement Disclosures</HD>
                  <P>
                    <E T="03">(a) General rule.</E>
                  </P>
                  <P>1.<E T="03">General.</E>Institutions are not required to provide periodic statements. If they do provide statements, disclosures need only be furnished to the extent applicable. For example, if no interest is earned for a statement period, institutions need not state that fact. Or, institutions may disclose “$0” interest earned and “0%” annual percentage yield earned.</P>
                  <P>2.<E T="03">Regulation E interim statements.</E>When an institution provides regular quarterly statements, and in addition provides a monthly interim statement to comply with Regulation E, the interim statement need not comply with this section unless it states interest or rate information. (See 12 CFR 1005.9(b).)</P>
                  <P>3.<E T="03">Combined statements.</E>Institutions may provide information about an account (such as a MMDA) on the periodic statement for another account (such as a NOW account) without triggering the disclosures required by this section, as long as:</P>
                  <P>i. The information is limited to the account number, the type of account, or balance information, and</P>
                  <P>ii. The institution also provides a periodic statement complying with this section for each account.</P>
                  <P>4.<E T="03">Other information.</E>Additional information that may be given on or with a periodic statement includes:</P>
                  <P>i. Interest rates and corresponding periodic rates applied to balances during the statement period.</P>
                  <P>ii. The dollar amount of interest earned year-to-date.</P>
                  <P>iii. Bonuses paid (or any<E T="03">de minimis</E>consideration of $10 or less).</P>
                  <P>iv. Fees for products such as safe deposit boxes.</P>
                  <P>
                    <E T="03">(a)(1) Annual percentage yield earned.</E>
                  </P>
                  <P>1.<E T="03">Ledger and collected balances.</E>Institutions that accrue interest using the collected balance method may use either the ledger or the collected balance in determining the annual percentage yield earned.</P>
                  <P>
                    <E T="03">(a)(2) Amount of interest.</E>
                  </P>
                  <P>1.<E T="03">Accrued interest.</E>Institutions must state the amount of interest that accrued during the statement period, even if it was not credited.</P>
                  <P>2.<E T="03">Terminology.</E>In disclosing interest earned for the period, institutions must use the term “interest” or terminology such as:</P>
                  <P>i. “Interest paid,” to describe interest that has been credited.</P>
                  <P>ii. “Interest accrued” or “interest earned,” to indicate that interest is not yet credited.</P>
                  <P>3.<E T="03">Closed accounts.</E>If consumers close an account between crediting periods and forfeits accrued interest, the institution may not show any figures for interest earned or annual percentage yield earned for the period (other than zero, at the institution's option).</P>
                  <P>
                    <E T="03">(a)(3) Fees imposed.</E>
                    <PRTPAGE P="79301"/>
                  </P>
                  <P>1.<E T="03">General.</E>Periodic statements must state fees disclosed under § 1030.4(b) that were debited to the account during the statement period, even if assessed for an earlier period.</P>
                  <P>2.<E T="03">Itemizing fees by type.</E>In itemizing fees imposed more than once in the period, institutions may group fees if they are the same type. (See § 1030.11(a)(1) of this part regarding certain fees that are required to be grouped.) When fees of the same type are grouped together, the description must make clear that the dollar figure represents more than a single fee, for example, “total fees for checks written this period.” Examples of fees that may not be grouped together are—</P>
                  <P>i. Monthly maintenance and excess-activity fees.</P>
                  <P>ii. “Transfer” fees, if different dollar amounts are imposed, such as $.50 for deposits and $1.00 for withdrawals.</P>
                  <P>iii. Fees for electronic fund transfers and fees for other services, such as balance-inquiry or maintenance fees.</P>
                  <P>iv. Fees for paying overdrafts and fees for returning checks or other items unpaid.</P>
                  <P>3.<E T="03">Identifying fees.</E>Statement details must enable consumers to identify the specific fee. For example:</P>
                  <P>i. Institutions may use a code to identify a particular fee if the code is explained on the periodic statement or in documents accompanying the statement.</P>
                  <P>ii. Institutions using debit slips may disclose the date the fee was debited on the periodic statement and show the amount and type of fee on the dated debit slip.</P>
                  <P>4.<E T="03">Relation to Regulation E.</E>Disclosure of fees in compliance with Regulation E complies with this section for fees related to electronic fund transfers (for example, totaling all electronic funds transfer fees in a single figure).</P>
                  <P>
                    <E T="03">(a)(4) Length of period.</E>
                  </P>
                  <P>1.<E T="03">General.</E>Institutions providing the beginning and ending dates of the period must make clear whether both dates are included in the period.</P>
                  <P>2.<E T="03">Opening or closing an account mid-cycle.</E>If an account is opened or closed during the period for which a statement is sent, institutions must calculate the annual percentage yield earned based on account balances for each day the account was open.</P>
                  <P>
                    <E T="03">(b) Special rule for average daily balance method.</E>
                  </P>
                  <P>1.<E T="03">Monthly statements and quarterly compounding.</E>This rule applies, for example, when an institution calculates interest on a quarterly average daily balance and sends monthly statements. In this case, the first two monthly statements would omit annual percentage yield earned and interest earned figures; the third monthly statement would reflect the interest earned and the annual percentage yield earned for the entire quarter.</P>
                  <P>2.<E T="03">Length of the period.</E>Institutions must disclose the length of both the interest calculation period and the statement period. For example, a statement could disclose a statement period of April 16 through May 15 and further state that “the interest earned and the annual percentage yield earned are based on your average daily balance for the period April 1 through April 30.”</P>
                  <P>3.<E T="03">Quarterly statements and monthly compounding.</E>Institutions that use the average daily balance method to calculate interest on a monthly basis and that send statements on a quarterly basis may disclose a single interest (and annual percentage yield earned) figure. Alternatively, an institution may disclose three interest and three annual percentage yield earned figures, one for each month in the quarter, as long as the institution states the number of days (or beginning and ending dates) in the interest period if different from the statement period.</P>
                  <HD SOURCE="HD2">Section 1030.7—Payment of Interest</HD>
                  <P>
                    <E T="03">(a)(1) Permissible methods.</E>
                  </P>
                  <P>1.<E T="03">Prohibited calculation methods.</E>Calculation methods that do not comply with the requirement to pay interest on the full amount of principal in the account each day include:</P>
                  <P>i. Paying interest on the balance in the account at the end of the period (the “ending balance” method).</P>
                  <P>ii. Paying interest for the period based on the lowest balance in the account for any day in that period (the “low balance” method).</P>
                  <P>iii. Paying interest on a percentage of the balance, excluding the amount set aside for reserve requirements (the “investable balance” method).</P>
                  <P>2.<E T="03">Use of 365-day basis.</E>Institutions may apply a daily periodic rate greater than 1/365 of the interest rate—such as 1/360 of the interest rate—as long as it is applied 365 days a year.</P>
                  <P>3.<E T="03">Periodic interest payments.</E>An institution can pay interest each day on the account and still make uniform interest payments. For example, for a one-year certificate of deposit an institution could make monthly interest payments equal to 1/12 of the amount of interest that will be earned for a 365-day period (or 11 uniform monthly payments—each equal to roughly 1/12 of the total amount of interest—and one payment that accounts for the remainder of the total amount of interest earned for the period).</P>
                  <P>4.<E T="03">Leap year.</E>Institutions may apply a daily rate of 1/366 or 1/365 of the interest rate for 366 days in a leap year, if the account will earn interest for February 29.</P>
                  <P>5.<E T="03">Maturity of time accounts.</E>Institutions are not required to pay interest after time accounts mature. (See 12 CFR Part 217, Regulation Q of the Board of Governors of the Federal Reserve System, for limitations on duration of interest payments.) Examples include:</P>
                  <P>i. During a grace period offered for an automatically renewable time account, if consumers decide during that period not to renew the account.</P>
                  <P>ii. Following the maturity of nonrollover time accounts.</P>
                  <P>iii. When the maturity date falls on a holiday, and consumers must wait until the next business day to obtain the funds.</P>
                  <P>6.<E T="03">Dormant accounts.</E>Institutions must pay interest on funds in an account, even if inactivity or the infrequency of transactions would permit the institution to consider the account to be “inactive” or “dormant” (or similar status) as defined by state or other law or the account contract.</P>
                  <P>
                    <E T="03">(a)(2) Determination of minimum balance to earn interest.</E>
                  </P>
                  <P>1.<E T="03">Daily balance accounts.</E>Institutions that require a minimum balance may choose not to pay interest for days when the balance drops below the required minimum, if they use the daily balance method to calculate interest.</P>
                  <P>2.<E T="03">Average daily balance accounts.</E>Institutions that require a minimum balance may choose not to pay interest for the period in which the balance drops below the required minimum, if they use the average daily balance method to calculate interest.</P>
                  <P>3.<E T="03">Beneficial method.</E>Institutions may not require that consumers maintain both a minimum daily balance and a minimum average daily balance to earn interest, such as by requiring consumers to maintain a $500 daily balance and a prescribed average daily balance (whether higher or lower). But an institution could offer a minimum balance to earn interest that includes an additional method that is “unequivocally beneficial” to consumers such as the following: An institution using the daily balance method to calculate interest and requiring a $500 minimum daily balance could offer to pay interest on the account for those days the minimum balance is not met as long as consumers maintain an average daily balance throughout the month of $400.</P>
                  <P>4.<E T="03">Paying on full balance.</E>Institutions must pay interest on the full balance in the account that meets the required minimum balance. For example, if $300 is the minimum daily balance required to earn interest, and a consumer deposits $500, the institution must pay the stated interest rate on the full $500 and not just on $200.</P>
                  <P>5.<E T="03">Negative balances prohibited.</E>Institutions must treat a negative account balance as zero to determine:</P>
                  <P>i. The daily or average daily balance on which interest will be paid.</P>
                  <P>ii. Whether any minimum balance to earn interest is met.</P>
                  <P>6.<E T="03">Club accounts.</E>Institutions offering club accounts (such as a “holiday” or “vacation” club) cannot impose a minimum balance requirement for interest based on the total number or dollar amount of payments required under the club plan. For example, if a plan calls for $10 weekly payments for 50 weeks, the institution cannot set a $500 “minimum balance” and then pay interest only if the consumer has made all 50 payments.</P>
                  <P>7.<E T="03">Minimum balances not affecting interest.</E>Institutions may use the daily balance, average daily balance, or any other computation method to calculate minimum balance requirements not involving the payment of interest—such as to compute minimum balances for assessing fees.</P>
                  <P>
                    <E T="03">(b) Compounding and crediting policies.</E>
                  </P>
                  <P>1.<E T="03">General.</E>Institutions choosing to compound interest may compound or credit interest annually, semi-annually, quarterly, monthly, daily, continuously, or on any other basis.</P>
                  <P>2.<E T="03">Withdrawals prior to crediting date.</E>If consumers withdraw funds (without closing the account) prior to a scheduled crediting date, institutions may delay paying the accrued interest on the withdrawn amount until the scheduled crediting date, but may not avoid paying interest.<PRTPAGE P="79302"/>
                  </P>
                  <P>3.<E T="03">Closed accounts.</E>Subject to state or other law, an institution may choose not to pay accrued interest if consumers close an account prior to the date accrued interest is credited, as long as the institution has disclosed that fact.</P>
                  <P>
                    <E T="03">(c) Date interest begins to accrue.</E>
                  </P>
                  <P>1.<E T="03">Relation to Regulation CC.</E>Institutions may rely on the Expedited Funds Availability Act (EFAA) and Regulation CC of the Board of Governors of the Federal Reserve System (12 CFR part 229) to determine, for example, when a deposit is considered made for purposes of interest accrual, or when interest need not be paid on funds because a deposited check is later returned unpaid.</P>
                  <P>2.<E T="03">Ledger and collected balances.</E>Institutions may calculate interest by using a “ledger” or “collected” balance method, as long as the crediting requirements of the EFAA are met (12 CFR 229.14).</P>
                  <P>3.<E T="03">Withdrawal of principal.</E>Institutions must accrue interest on funds until the funds are withdrawn from the account. For example, if a check is debited to an account on a Tuesday, the institution must accrue interest on those funds through Monday.</P>
                  <HD SOURCE="HD2">Section 1030.8—Advertising</HD>
                  <P>
                    <E T="03">(a) Misleading or inaccurate advertisements.</E>
                  </P>
                  <P>1.<E T="03">General.</E>All advertisements are subject to the rule against misleading or inaccurate advertisements, even though the disclosures applicable to various media differ.</P>
                  <P>2.<E T="03">Indoor signs.</E>An indoor sign advertising an annual percentage yield is not misleading or inaccurate when:</P>
                  <P>i. For a tiered-rate account, it also provides the lower dollar amount of the tier corresponding to the advertised annual percentage yield.</P>
                  <P>ii. For a time account, it also provides the term required to obtain the advertised annual percentage yield.</P>
                  <P>3.<E T="03">Fees affecting “free” accounts.</E>For purposes of determining whether an account can be advertised as “free” or “no cost,” maintenance and activity fees include:</P>
                  <P>i. Any fee imposed when a minimum balance requirement is not met, or when consumers exceed a specified number of transactions.</P>
                  <P>ii. Transaction and service fees that consumers reasonably expect to be imposed on a regular basis.</P>
                  <P>iii. A flat fee, such as a monthly service fee.</P>
                  <P>iv. Fees imposed to deposit, withdraw, or transfer funds, including per-check or per-transaction charges (for example, $.25 for each withdrawal, whether by check or in person).</P>
                  <P>4.<E T="03">Other fees.</E>Examples of fees that are not maintenance or activity fees include:</P>
                  <P>i. Fees not required to be disclosed under § 1030.4(b)(4).</P>
                  <P>ii. Check printing fees.</P>
                  <P>iii. Balance inquiry fees.</P>
                  <P>iv. Stop-payment fees and fees associated with checks returned unpaid.</P>
                  <P>v. Fees assessed against a dormant account.</P>
                  <P>vi. Fees for ATM or electronic transfer services (such as preauthorized transfers or home banking services) not required to obtain an account.</P>
                  <P>5.<E T="03">Similar terms.</E>An advertisement may not use the term “fees waived” if a maintenance or activity fee may be imposed because it is similar to the terms “free” or “no cost.”</P>
                  <P>6.<E T="03">Specific account services.</E>Institutions may advertise a specific account service or feature as free if no fee is imposed for that service or feature. For example, institutions offering an account that is free of deposit or withdrawal fees could advertise that fact, as long as the advertisement does not mislead consumers by implying that the account is free and that no other fee (a monthly service fee, for example) may be charged.</P>
                  <P>7.<E T="03">Free for limited time.</E>If an account (or a specific account service) is free only for a limited period of time—for example, for one year following the account opening—the account (or service) may be advertised as free if the time period is also stated.</P>
                  <P>8.<E T="03">Conditions not related to deposit accounts.</E>Institutions may advertise accounts as “free” for consumers meeting conditions not related to deposit accounts, such as the consumer's age. For example, institutions may advertise a NOW account as “free for persons over 65 years old,” even though a maintenance or activity fee is assessed on accounts held by consumers 65 or younger.</P>
                  <P>9.<E T="03">Electronic advertising.</E>If an electronic advertisement (such as an advertisement appearing on an Internet Web site) displays a triggering term (such as a bonus or annual percentage yield) the advertisement must clearly refer the consumer to the location where the additional required information begins. For example, an advertisement that includes a bonus or annual percentage yield may be accompanied by a link that directly takes the consumer to the additional information.</P>
                  <P>10.<E T="03">Examples.</E>Examples of advertisements that would ordinarily be misleading, inaccurate, or misrepresent the deposit contract are:</P>
                  <P>i. Representing an overdraft service as a “line of credit,” unless the service is subject to Regulation Z, 12 CFR part 1026.</P>
                  <P>ii. Representing that the institution will honor all checks or authorize payment of all transactions that overdraw an account, with or without a specified dollar limit, when the institution retains discretion at any time not to honor checks or authorize transactions.</P>
                  <P>iii. Representing that consumers with an overdrawn account are allowed to maintain a negative balance when the terms of the account's overdraft service require consumers promptly to return the deposit account to a positive balance.</P>
                  <P>iv. Describing an institution's overdraft service solely as protection against bounced checks when the institution also permits overdrafts for a fee for overdrawing their accounts by other means, such as ATM withdrawals, debit card transactions, or other electronic fund transfers.</P>
                  <P>v. Advertising an account-related service for which the institution charges a fee in an advertisement that also uses the word “free” or “no cost” (or a similar term) to describe the account, unless the advertisement clearly and conspicuously indicates that there is a cost associated with the service. If the fee is a maintenance or activity fee under § 1030.8(a)(2) of this part, however, an advertisement may not describe the account as “free” or “no cost” (or contain a similar term) even if the fee is disclosed in the advertisement.</P>
                  <P>11.<E T="03">Additional disclosures in connection with the payment of overdrafts.</E>The rule in § 1030.3(a), providing that disclosures required by § 1030.8 may be provided to the consumer in electronic form without regard to E-Sign Act requirements, applies to the disclosures described in § 1030.11(b), which are incorporated by reference in § 1030.8(f).</P>
                  <P>(b) Permissible rates.</P>
                  <P>1.<E T="03">Tiered-rate accounts.</E>An advertisement for a tiered-rate account that states an annual percentage yield must also state the annual percentage yield for each tier, along with corresponding minimum balance requirements. Any interest rates stated must appear in conjunction with the applicable annual percentage yields for each tier.</P>
                  <P>2.<E T="03">Stepped-rate accounts.</E>An advertisement that states an interest rate for a stepped-rate account must state all the interest rates and the time period that each rate is in effect.</P>
                  <P>3.<E T="03">Representative examples.</E>An advertisement that states an annual percentage yield for a given type of account (such as a time account for a specified term) need not state the annual percentage yield applicable to other time accounts offered by the institution or indicate that other maturity terms are available. In an advertisement stating that rates for an account may vary depending on the amount of the initial deposit or the term of a time account, institutions need not list each balance level and term offered. Instead, the advertisement may:</P>
                  <P>i. Provide a representative example of the annual percentage yields offered, clearly described as such. For example, if an institution offers a $25 bonus on all time accounts and the annual percentage yield will vary depending on the term selected, the institution may provide a disclosure of the annual percentage yield as follows: “For example, our 6-month certificate of deposit currently pays a 3.15% annual percentage yield.”</P>
                  <P>ii. Indicate that various rates are available, such as by stating short-term and longer-term maturities along with the applicable annual percentage yields: “We offer certificates of deposit with annual percentage yields that depend on the maturity you choose. For example, our one-month CD earns a 2.75% APY. Or, earn a 5.25% APY for a three-year CD.”</P>
                  <P>
                    <E T="03">(c) When additional disclosures are required</E>.</P>
                  <P>1.<E T="03">Trigger terms.</E>The following are examples of information stated in advertisements that are not “trigger” terms:</P>
                  <P>i. “One, three, and five year CDs available.”</P>
                  <P>ii. “Bonus rates available.”</P>
                  <P>iii. “1% over our current rates,” so long as the rates are not determinable from the advertisement.</P>
                  <P>
                    <E T="03">(c)(2) Time annual percentage yield is offered</E>.</P>
                  <P>1.<E T="03">Specified date.</E>If an advertisement discloses an annual percentage yield as of a specified date, that date must be recent in relation to the publication or broadcast<PRTPAGE P="79303"/>frequency of the media used, taking into account the particular circumstances or production deadlines involved. For example, the printing date of a brochure printed once for a deposit account promotion that will be in effect for six months would be considered “recent,” even though rates change during the six-month period. Rates published in a daily newspaper or on television must reflect rates offered shortly before (or on) the date the rates are published or broadcast.</P>
                  <P>2.<E T="03">Reference to date of publication.</E>An advertisement may refer to the annual percentage yield as being accurate as of the date of publication, if the date is on the publication itself. For instance, an advertisement in a periodical may state that a rate is “current through the date of this issue,” if the periodical shows the date.</P>
                  <P>
                    <E T="03">(c)(5) Effect of fees.</E>
                  </P>
                  <P>1.<E T="03">Scope.</E>This requirement applies only to maintenance or activity fees described in comment 8(a).</P>
                  <P>
                    <E T="03">(c)(6) Features of time accounts</E>.</P>
                  <P>(c)(6)(i) Time requirements.</P>
                  <P>1.<E T="03">Club accounts.</E>If a club account has a maturity date but the term may vary depending on when the account is opened, institutions may use a phrase such as: “The maturity date of this club account is November 15; its term varies depending on when the account is opened.”</P>
                  <P>
                    <E T="03">(c)(6)(ii) Early withdrawal penalties</E>.</P>
                  <P>1.<E T="03">Discretionary penalties.</E>Institutions imposing early withdrawal penalties on a case-by-case basis may disclose that they “may” (rather than “will”) impose a penalty if such a disclosure accurately describes the account terms.</P>
                  <P>
                    <E T="03">(d) Bonuses</E>.</P>
                  <P>1.<E T="03">General reference to “bonus.”</E>General statements such as “bonus checking” or “get a bonus when you open a checking account” do not trigger the bonus disclosures.</P>
                  <P>
                    <E T="03">(e) Exemption for certain advertisements</E>.</P>
                  <P>
                    <E T="03">(e)(1) Certain media</E>.</P>
                  <P>
                    <E T="03">Paragraph (e)(1)(i)</E>.</P>
                  <P>1.<E T="03">Internet advertisements.</E>The exemption for advertisements made through broadcast or electronic media does not extend to advertisements posted on the Internet or sent by email.</P>
                  <P>
                    <E T="03">Paragraph (e)(1)(iii)</E>.</P>
                  <P>1.<E T="03">Tiered-rate accounts.</E>Solicitations for a tiered-rate account made through telephone response machines must provide the annual percentage yields and the balance requirements applicable to each tier.</P>
                  <P>
                    <E T="03">(e)(2) Indoor signs</E>.</P>
                  <P>
                    <E T="03">Paragraph (e)(2)(i)</E>.</P>
                  <P>1.<E T="03">General.</E>Indoor signs include advertisements displayed on computer screens, banners, preprinted posters, and chalk or peg boards. Any advertisement inside the premises that can be retained by a consumer (such as a brochure or a printout from a computer) is not an indoor sign.</P>
                  <HD SOURCE="HD2">Section 1030.9—Enforcement and Record Retention</HD>
                  <P>
                    <E T="03">(c) Record retention</E>.</P>
                  <P>1.<E T="03">Evidence of required actions.</E>Institutions comply with the regulation by demonstrating that they have done the following:</P>
                  <P>i. Established and maintained procedures for paying interest and providing timely disclosures as required by the regulation, and</P>
                  <P>ii. Retained sample disclosures for each type of account offered to consumers, such as account-opening disclosures, copies of advertisements, and change-in-term notices; and information regarding the interest rates and annual percentage yields offered.</P>
                  <P>2.<E T="03">Methods of retaining evidence.</E>Institutions must be able to reconstruct the required disclosures or other actions. They need not keep disclosures or other business records in hard copy. Records evidencing compliance may be retained on microfilm, microfiche, or by other methods that reproduce records accurately (including computer files).</P>
                  <P>3.<E T="03">Payment of interest.</E>Institutions must retain sufficient rate and balance information to permit the verification of interest paid on an account, including the payment of interest on the full principal balance.</P>
                  <HD SOURCE="HD2">Section 1030.10—[Reserved]</HD>
                  <HD SOURCE="HD2">Section 1030.11—Additional Disclosures Regarding the Payment of Overdrafts</HD>
                  <P>
                    <E T="03">(a) Disclosure of total fees on periodic statements</E>.</P>
                  <P>
                    <E T="03">(a)(1) General</E>.</P>
                  <P>1.<E T="03">Transfer services.</E>The overdraft services covered by § 1030.11(a)(1) of this part do not include a service providing for the transfer of funds from another deposit account of the consumer to permit the payment of items without creating an overdraft, even if a fee is charged for the transfer.</P>
                  <P>2.<E T="03">Fees for paying overdrafts.</E>Institutions must disclose on periodic statements a total dollar amount for all fees or charges imposed on the account for paying overdrafts. The institution must disclose separate totals for the statement period and for the calendar year-to-date. The total dollar amount for each of these periods includes per-item fees as well as interest charges, daily or other periodic fees, or fees charged for maintaining an account in overdraft status, whether the overdraft is by check, debit card transaction, or by any other transaction type. It also includes fees charged when there are insufficient funds because previously deposited funds are subject to a hold or are uncollected. It does not include fees for transferring funds from another account of the consumer to avoid an overdraft, or fees charged under a service subject to Regulation Z (12 CFR part 1026).<E T="03">See also</E>comment 11(c)-2. Under § 1030.11(a)(1)(i), the disclosure must describe the total dollar amount for all fees or charges imposed on the account for the statement period and calendar year-to-date for paying overdrafts using the term “Total Overdraft Fees.” This requirement applies notwithstanding comment 3(a)-2.</P>
                  <P>3.<E T="03">Fees for returning items unpaid.</E>The total dollar amount for all fees for returning items unpaid must include all fees charged to the account for dishonoring or returning checks or other items drawn on the account. The institution must disclose separate totals for the statement period and for the calendar year-to-date. Fees imposed when deposited items are returned are not included. Institutions may use terminology such as “returned item fee” or “NSF fee” to describe fees for returning items unpaid.</P>
                  <P>4.<E T="03">Waived fees.</E>In some cases, an institution may provide a statement for the current period reflecting that fees imposed during a previous period were waived and credited to the account. Institutions may, but are not required to, reflect the adjustment in the total for the calendar year-to-date and in the applicable statement period. For example, if an institution assesses a fee in January and refunds the fee in February, the institution could disclose a year-to-date total reflecting the amount credited, but it should not affect the total disclosed for the February statement period, because the fee was not assessed in the February statement period. If an institution assesses and then waives and credits a fee within the same cycle, the institution may, at its option, reflect the adjustment in the total disclosed for fees imposed during the current statement period and for the total for the calendar year-to-date. Thus, if the institution assesses and waives the fee in the February statement period, the February fee total could reflect a total net of the waived fee.</P>
                  <P>5.<E T="03">Totals for the calendar year to date.</E>Some institutions' statement periods do not coincide with the calendar month. In such cases, the institution may disclose a calendar year-to-date total by aggregating fees for 12 monthly cycles, starting with the period that begins during January and finishing with the period that begins during December. For example, if statement periods begin on the 10th day of each month, the statement covering December 10, 2006 through January 9, 2007 may disclose the year-to-date total for fees imposed from January 10, 2006 through January 9, 2007. Alternatively, the institution could provide a statement for the cycle ending January 9, 2007 showing the year-to-date total for fees imposed January 1, 2006 through December 31, 2006.</P>
                  <P>6.<E T="03">Itemization of fees.</E>An institution may itemize each fee in addition to providing the disclosures required by § 1030.11(a)(1) of this part.</P>
                  <P>
                    <E T="03">(a)(3) Format requirements</E>.</P>
                  <P>1.<E T="03">Time period covered by periodic statement disclosures.</E>The disclosures under § 1030.11(a) must be included on periodic statements provided by an institution starting the first statement period that begins after January 1, 2010. For example, if a consumer's statement period typically closes on the 15th of each month, an institution must provide the disclosures required by § 1030.11(a)(1) on subsequent periodic statements for that consumer beginning with the statement reflecting the period from January 16, 2010 to February 15, 2010.</P>
                  <P>
                    <E T="03">(b) Advertising disclosures for overdraft services</E>.</P>
                  <P>1.<E T="03">Examples of institutions promoting the payment of overdrafts.</E>A depository institution would be required to include the advertising disclosures in § 1030.11(b)(1) of this part if the institution:</P>

                  <P>i. Promotes the institution's policy or practice of paying overdrafts (unless the service would be subject to Regulation Z (12 CFR part 1026)). This includes advertisements using print media such as newspapers or brochures, telephone solicitations, electronic mail, or messages posted on an Internet site. (But see<PRTPAGE P="79304"/>§ 1030.11(b)(2) of this part for communications that are not subject to the additional advertising disclosures.)</P>
                  <P>ii. Includes a message on a periodic statement informing the consumer of an overdraft limit or the amount of funds available for overdrafts. For example, an institution that includes a message on a periodic statement informing the consumer of a $500 overdraft limit or that the consumer has $300 remaining on the overdraft limit, is promoting an overdraft service.</P>
                  <P>iii. Discloses an overdraft limit or includes the dollar amount of an overdraft limit in a balance disclosed on an automated system, such as a telephone response machine, ATM screen or the institution's Internet site. (See, however, § 1030.11(b)(3) of this part.)</P>
                  <P>2.<E T="03">Transfer services.</E>The overdraft services covered by § 1030.11(b)(1) of this part do not include a service providing for the transfer of funds from another deposit account of the consumer to permit the payment of items without creating an overdraft, even if a fee is charged for the transfer.</P>
                  <P>3.<E T="03">Electronic media.</E>The exception for advertisements made through broadcast or electronic media, such as television or radio, does not apply to advertisements posted on an institution's Internet site, on an ATM screen, provided on telephone response machines, or sent by electronic mail.</P>
                  <P>4.<E T="03">Fees.</E>The fees that must be disclosed under § 1030.11(b)(1) of this part include per-item fees as well as interest charges, daily or other periodic fees, and fees charged for maintaining an account in overdraft status, whether the overdraft is by check or by other means. The fees also include fees charged when there are insufficient funds because previously deposited funds are subject to a hold or are uncollected. The fees do not include fees for transferring funds from another account to avoid an overdraft, or fees charged when the institution has previously agreed in writing to pay items that overdraw the account and the service is subject to Regulation Z, 12 CFR Part 1026.</P>
                  <P>5.<E T="03">Categories of transactions.</E>An exhaustive list of transactions is not required. Disclosing that a fee may be imposed for covering overdrafts “created by check, in-person withdrawal, ATM withdrawal, or other electronic means” would satisfy the requirements of § 1030.11(b)(1)(ii) of this part where the fee may be imposed in these circumstances. See comment 4(b)(4)-5 of this part.</P>
                  <P>6.<E T="03">Time period to repay.</E>If a depository institution reserves the right to require a consumer to pay an overdraft immediately or on demand in
